xvEPA
               United States
               Environmental Protectirn
               Agency       -..
               Municipal Fnvironmental Research  EPA-600/2-78-173
               Laboratory           September 1978
               Cincinnati OH 45268  V
               Research and Development
Management  of  Small
Waste  Flows

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                 RESEARCH REPORTING SERIES

 Research reports of the Office of Research and Development, U.S. Environmental
 Protection Agency, have been grouped into nine series. These nine broad cate-
 gories were established to facilitate further development and application of en-
 vironmental technology.  Elimination of traditional grouping was consciously
 planned to foster technology transfer and a maximum interface in related fields
'The nine series are

       1   Environmental  Health Effects Research
       2   Environmental  Protection Technology
       3   Ecological Research
       4   Environmental  Monitoring
       5   Socioeconomic Environmental Studies
       6   Scientific and Technical Assessment Reports (STAR)
       7   Interagency Energy-Environment Research and Development
       8   "Special" Reports
       9   Miscellaneous Reports

 This report has been assigned to the  ENVIRONMENTAL PROTECTION TECH-
 NOLOGY series This series describes research performed to develop and dem-
 onstrate instrumentation, equipment, and methodology to repair or prevent en-
 vironmental degradation from point and non-point sources of pollution This work
 provides the new or improved technology required for the control and treatment
 of pollution sources to meet environmental quality standards.

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                                      EPA-600/2-78-173
                                      September 1978
      MANAGEMENT OF SMALL WASTE FLOWS
   Small Scale Waste Management Project
      University of Wisconsin-Madison
     University of Wisconsin-Extension
         Madison, Wisconsin  53706
            Grant No. R-802874
              Project Officer

             James F. Kreissl
       Wastevater Research Division
Municipal Environmental Research Laboratory
          Cincinnati, Ohio  45268
           Bttvlron
                V,
                   Dearborn
                 , 211023 60604
MUNICIPAL  ENVIRONMENTAL RESEARCH LABORATORY
    OFFICE OF  RESEARCH  AND DEVELOPMENT
   U.S. ENVIRONMENTAL PROTECTION AGENCY
           CINCINNATI, OHIO  1*5268

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                                    DISCLAIMER
     This report has been reviewed by the Municipal Environmental Research
Laboratory, U.S. Environmental Protection Agency,  and approved for publication.
Approval does not signify that the contents necessarily reflect the views and
policies of the U.S. Environmental Protection Agency, nor does mention of trade
names or commercial products constitute endorsement or recommendation for use.
                                     11

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                                    FOREWORD
     The U.S. Environmental Protection Agency was created "because of increas-
ing public and government concern about the dangers of pollution to the health
and welfare of the American people.  Noxious air, foul water, and spoiled land
are tragic testimony to the deterioration of our natural environment.  The
complexity of that environment and the interplay between its components require
a concentrated and integrated attack on the problem.

     Research and development is that necessary first step in problem solution
and it involves defining the problem, measuring its impact, and searching for
solutions.  The Municipal Environmental Research Laboratory develops new and
improved technology and systems for the prevention, treatment, and management
of wastewater and solid and hazardous waste pollutant discharges from municipal
and community sources, for the preservation and treatment of public drinking
water supplies and to minimize the adverse economic, social, health, and
aesthetic effects of pollution.  This publication is one of the products of
that research; a most vital communications link between the researcher and the
user community.

     The report represents a comprehensive study of individual household waste-
water management which will have a significant impact on the quality of life
in rural area of the United States,  It will increase the existing body of
knowledge relating to the understanding of conventional and alternative on-site
wastewater systems and reduce the wasteful spending of resources to super-
impose expensive and technically inappropriate urban solutions on rural areas.
                                        Francis T.  Mayo
                                        Director
                                        Municipal Environmental Research
                                         Laboratory

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                                    ABSTRACT


     This report is a compilation of laboratory and field investigations
conducted at the University of Wisconsin since 1971.  As its primary objec-
tive, the research program was to conceive, evaluate and develop satisfactory
methods for the on-site treatment and disposal of vastevaters, regardless
of the site constraints.  The studies were subdivided into several categories
including characterization of household and commercial wastewaters, assess-
ment of wastewater treatment alternatives, evaluation of soils for treatment
and disposal of wastewater, estimation of infiltrative capacities of soils,
design and operation of alternative systems dependent upon soil design and
operation of alternative systems not dependent upon soil, management of on-site
disposal systems and institutional and regulatory control of on-site systems.

     Wastewater characterization was performed at eleven rural homes in
Wisconsin.  Flow data was collected for a total of U3U days; wastewater quality
was monitored over a total of 35 days at four of these homes.  Characterization
of selected public establishments was based primarily upon a review of litera-
ture supplemented with some field data generation.  A methodology for esti-
mating commercial waste characteristics was delineated.

     On-site wastewater treatment systems were evaluated:  (a) in a controlled
system employing a wastewater simulator, and (b) at ten field sites located
throughout the State of Wisconsin.  Eleven septic tanks, eleven aerobic units,
a chemical unit and four sand filters were studied.

     The soil was evaluated as a treatment and disposal medium for wastewater.
Field and laboratory studies were made to determine the ability of different
soils to remove bacteria, viruses and the nutrients, nitrogen and phosphorus
under different loadings and soil temperatures.  Infiltration rates through
biologically clogged soil surfaces were determined and methods to reduce the
severity of clogging were evaluated.  Field procedures for the measurement of
soil hydraulic conductivity were developed and evaluated.  The results of
these studies were used to improve the design, installation and operation of
conventional and alternative soil absorption systems.

     It was recognized early in the study that appropriate institutional
controls are a prerequisite for effective on-site waste management.  Based
upon nation-wide surveys and a review of current regulatory options, a number
of institutional control strategies are outlined and discussed.  Land use
implications of the new technology developed is also evaluated.

     This report was submitted in fulfillment of Grant No. R-802871* by the Uni-
versity of Wisconsin under the partial sponsorship of the U.S. Environmental
Protection Agency.  This report covers a period from July, 1971 to June 1977 and
work is continuing.
                                        iv

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                                   CONTENTS


Disclaimer	

Foreword	

Abstract	

Table of Contents	

List of Figures	

List of Tables	xxvi

Abbreviations/Symbols	xxxix

Acknowledgments	xli

Section 1:  Introduction 	  1

Section 2:  Conclusions  	  3

Section 3:  Recommendations	1*

Section k:  Characterization and In-House Alteration of Small Waste
            Flows	 .   .  5

    Characteristics of Household Wastewater  	  6

       Water Use/Wastewater Production   	  6

       Wastewater Quality  	  8

    Characteristics of Commercial Wastewater 	  9

    In-House Alteration of Household Wastewater Characteristics  ... 12

       Waste Flow Reduction	13

       Waste Segregation	13

Section 5:  Unit Processes for Treatment of Small Wastewater Flows .   . 18

     Biological Processes  	 18

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        Anaerobic Processes 	 18




        Aerobic Processes 	 21




     Physical Chemical Processes  	 30




        Phosphorus Removal	30




        Nitrogen Removal  . .	32




        Disinfection  	 32




Section 6:  Soils as a Media for Waste-water Treatment and Disposal  .  . 3^




     Wastewater Absorption Capabilities of Soils  	 3k




        Liquid Movement Through Soils 	 3k




        Liquid Movement Into Soils	^1




     Wastewater Treatment Capabilities of Soils 	 ^9




        The Fate of Bacteria and Viruses in Soils   	50




        The Fate of Nutrients  in Soils	53




Section 7:  On-Site Treatment  and Disposal Alternatives 	 57




     Systems Dependent on Soil	58




        The Conventional Septic Tank-Soil Absorption System 	 58




        The Mound System	71




     Systems Not Dependent on  Soil	73




Section 8:  Management of On-Site Wastewater Disposal Systems 	 76




     Regulatory Authority Options 	 76




     Regulation and Control 	 77




        System Phases Requiring Regulation  	 77




        Inspections and Permits 	 77




     Suggested Improvements for Regulatory Programs 	 78




        Installation  	 78




        Operation	78
                                     vi

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        Failure ............................  QQ

     Management by Governmental or Quasi -Governmental Units ......  80

     Land Use Implications of Improved On-Site Disposal Technology  .  .  81

        Potential Areas of Impact on Land Use .............  8l

        Alternate Systems - Case Studies of Potential Impact  .....  82

        Soil Surveys to Predict Land Use Implications .........  82

Section 9:  Alternative Selection   ..................  83

     The Selection Process  ......................  83

     Costs of Treatment and Disposal Systems  .............  83

References  ..............................  87

Appendix A:  Wastewater Characteristics and Treatment ......... A-l

     The Characterization of Small Waste Flows  ............ A-l

        Introduction                                                    A-l

        Characteristics of Household Wastewater   ........... A-2

           Review of the Existing Literature  ............. A-2

           Data Generation Methods  .................. A-13

           Results and Discussion   .................. A-2U

        Characteristics of Wastewater Generated by Rural Establish-
        ments and Public Facilities .................. A-k5
           Summary of Existing Information  .............. A-H5

           Analysis of Characterization Approaches  .......... A-90

           Characterization Data Generation .............. A-108

           Summary  ..... .  .................... A-113

        Methods for In- House Alteration of Wastewater Character-
        istics  ............................ A-ll6

           Waste Flow Reduction   ................... A-ll6

           Waste Segregation  ..................... A-122
                                    vii

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      Implications for Onsite Wastewater Disposal	




Evaluation of Onsite Wastewater Treatment Methods 	 A-126




   Introduction   	 A-126




   Treatment Methods	A-126




      Biological Processes  	 A-126




      Physical-Chemical Processes   	 A-139




   Anaerobic/Aerobic Unit Studies   	 A-1^9




      Experimental Methods  	 A-150




      Treatment Unit Results  	 A-157




      Discussion of Results   	 A-l8l




   Intermittent Sand Filter Studies   	 A-193




      Laboratory Studies  	 A-193




      Field Installations   	A-199




   Nutrient Removal	A-216




      Nitrogen	A-216




      Phosphorus	A-2HO




   Disinfection of Wastewater   	 A-2HU




      Factors Affecting Disinfection  	 A-2UU




      Disinfectants for Small Flows   	 A-2^7




   Disinfection of Septage or Septic Sludge   	 A-259




      Materials and Methods	  . A-260




      Testing of Five Selected Disinfectants on Sludge  ..... A-260




      Formaldehyde Studies  	 A-26l




      Gluteraldehyde Studies  	 A-263




   Grey Water Treatment   	A-271




      Data Generation Methods   	 A-272




      Results and Discussion  	 A-277




                               viii

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             Summary	A-282


          Process  Costs   	  A-282


             In-House Alteration Devices    	  A-283


             Treatment Processes   	  ....  A-283


 Attachments to Appendix A	A-289


 Appendix B:   Soil  Absorption  of Wastewater  Effluents    	  B-l


       Site Characterization  for Wastewater Absorption    	  B-l


          Factors  Influencing Site  Suitability  for Liquid Waste
          Disposal   	B-2


             Soil  Hydraulic Conductivity    	  B-2


             Other Factors    	B-69


          Determination  of  Site Suitability Based on Soil Information   .  B-75


      Wastewater  Soil Absorption Systems  	  B-79


         Maintaining the Infiltrative Capacity of the Soil	B-79


             Soil  Clogging	B-79


            Design  of Soil Absorption Systems   	  B-107


            Restoring the  Infiltrative Surface  	  B-130


         Alternative System  Designs for Problem Soils    	B-lljl


            The Mound System  ...»	B-lUl


             Curtain and Underdrain Systems   	  B-151


\Appendix  C:  The Fate  of  Bacteria, Virus and Nutrients  in Soil    . .  .  C-l
 \

       The Fate of Bacteria,  Viruses and  Nutrients  in Soil    .,,...  C-l


          The Fate of Bacteria in Soil	C-l


             Wastewater Bacteria and Their Detection  	  C-l


             Laboratory and Field Studies 	  C-5


             Summary	C-25


          The Fate of Virus in Soil   	C-26


                                      ix

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           Background	C-26

           Laboratory and Field Studies   	  C-32

           Summary    	C-55

        The Fate of Nutrients in Soil   	C-55

           Background   	C-56

           Previous Investigations of Groundwater Pollution by N
           and P from Subsurface Seepage    	* C-60

           Experimental Approach  	  C-62

           Results	C-63

           Discussion   	C-68

Appendix D:  Institutional and Regulatory Aspects   	

      Institutional and Regulatory Aspects  	  D-l

         Current Regulations  	  D-l

            Type of Regulations   	D-l

            Regulatory Techniques    	  D-3

            Theory of the Regulation of On-Site Systems   	  D-8

            Analysis of Current State Regulatory Programs   	  D-l3

            Suggested Improvements in On-Site System Regulatory
              Programs	D-2k

            Centralized Management of On-Site Systems   	  D-39

         Regulation of Alternative Systems  	  D-^5

            Definitions   	

            Matrix of Permissible Treatment-Disposal Combination  .  .

            Regulation of Alternative Soil Disposal Systems   ....  D-^7

            Regulation of Surface Disposal Systems  	  D-63

         Land Use Implications of Alternative On-Site Wastevater
           Disposal Systems    	D-72

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           Alternative Disposal Systems — Case Studies of
             Potential Impact	D-72

Glossary	E-l
                                      XI

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                                   FIGURES


Number                                                                    Page

                                Summary Report


   1     Average daily flow patterns from eleven rural households ....    8

   2     Comparisons of septic tank and aerot>ic unit effluent
           suspended solids	   25

   3     Comparisons of septic tank and aerobic unit effluent BOD^  ...   25

   U     Trends of percent BODc reduction and required maintenance
           of sand filters reported in the literature treating
           septic tank wastewater 	   28

   5     Schematic representation of a single-grained and aggregated
           soil material	   35

   6     Upward movement by capillarity in glass tubes as compared
           with soils	   37

   7     Soil moisture retention for four different soil materials  ...   3T

   8     Schematic illustration of the effect of increasing crust
           resistance or decreasing rate of application of liquid
           on the rate of percolation through three "soil materials"...   39

   9     Hydraulic conductivity (K) as a function of soil moisture
           tension measured in situ with the crust-test proceudre ....   ^0

  10     Occurrences and movement of liquid in a saturated and unsat-
           urated sandy loam till C horizon of Saybrook silt loam ....   ^3

  11     Influence of clogging zone on short circuiting in structured
           soils	   ^

  12     Bacteria counts in effluents from sand columns loaded with
           septic tank effluent.    	   51

  13     Cross-section of seepage trench in sand showing bacterial
           counts at various points near the trench   	   52
                                       xii

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Number

 1^        Bacteria counts in effluent from an undisturbed core
             of Almena silt loam loaded with septic tank effluent ....  53

 15        Penetration of poliovims into packed sand columns at
             room temperature .............. .  . ......  5^
 l6        Concentrations of NHl^-N, NOg-N, Organic N and Cl in unsatur-
             ated soil below the clogged zone in sand   .........  55

 IT        Alternative strategies for on- site wastewater treatment
             and disposal ........................  58

 18        Schematic diagram of the crust test procedure  ........  60

 19        Hydraulic conductivity data for Piano series   ........  6l

 20        Hydraulic conductivity groups:  heavy loams and silty clay
             loams  .......... . ................  62

 21        Progressive clogging of the infiltrative surfaces of
             subsurface absorption systems  ...............  68

 22        An alternating soil absorption field design  .........  70

 23        A plan view and cross-section of a mound system for
             problem soils  .......................  72

 2k        Flowsheets for three on-site field systems   .........  7^
                                   Appendix A

 A-l       Daily water-use  patterns 	  A-10

 A-2       Hourly  COD profile	A-ll

 A-3       Water use  monitoring equipment    	A-1^

 A-U       Wastewater sampling system    	A-17

 A-5       Distributor system  schematic  	  A-18

 A-6       Daily water usage	A-27

 A-7       Mean  household water use versus  family  size	A-29

 A-8       Daily water use  pattern	A-30
                                     Xlll

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Number

 A-9      Weekly water use patterns	   A-31

 A-10     Hourly distribution of BOD5   	   A-39

 A-ll     Hourly distribution of suspended solids   	   A-l*0

 A-12     Hourly distribution of total nitrogen   	   A-UO

 A-13     Hourly distribution of total phosphorus 	   A-Ul

 A-l^     Infant related wastewater sample relationships  	   A-UU

 A-15     Water supply demand versus fixture units present  	   A-55

 A-l6     Peak discharge versus fixture units present 	   A-55

 A-17     Daily vater use hydrograph for a church	   A-60

 A-l8     Daily water hydrograph for a golf club	   A-60

 A-19     Daily water use hydrograph for a laundromat	   A-62

 A-20     Motel daily water use pattern 	   A-6h

 A-21     Daily water use pattern for a motel   	   A-65

 A-22     Motel water use pattern   .	   A-66

 A-23     Restaurant daily water use pattern	   A-67

 A-2l*     Restaurant daily water use pattern	   A-69

 A-25     Drive-in restaurant water use pattern	   A-71

 A-26     School water use hydrographs  	   A-7^

 A-27     Weekly flow pattern for an elementary and secondary
            school	   A-76

 A-28     Service station water use pattern  	   A-79

 A-29     Shopping center water use	   A-80

 A-30     Water consumption pattern of a shopping center  	   A-8l

 A-31     Daily water use pattern for a shopping center 	   A-82

 A-32     Daily water use patterns for department stores  	   A-83

 A-33     Hypothetical patronage distribution  for a given estab-
            lishment category    	   A-98

                                     xiv

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Number                                                                   Page

 A-3^     Summary of previous intermittent sand filter studies .....

 A-35     Trends of percent BOD reduction and required maintenance
            of literature sand filters treating secondary treated
            wastewater ................ .  ........
 A- 36     Trends of percent BOD reduction and required maintenance
            of literature sand filters treating septic tank
            wastevater ......................... A-lU?

 A- 37     Trends of percent BOD reduction and required maintenance
            for intermittent sand filters - primary effluent ......
 A-38     Laboratory flow sheet, lab site M  ..............

 A-39     Laboratory layout, lab site N  ................ A-155

 A-hO     Schematics of field installations  .............. A-156

 A-l*l     Flov variations of treatment unit effluents, laboratory
            site N ........................... A-162

 A-h2     Effluent flow response upon receiving a simulated clothes-
            washer discharge, laboratory site N, 197^  ......... A-l62

 A-^3     Effluent flow response upon receiving a simulated bath
            and shower discharge, laboratory site N, 197^  ....... A-163

 A-kk     Infiltration rate decline of sands located with aerobic
            unit effluent  ........................ A-191*

 A-1|5     Infiltration rate decline of sands loaded with septic
            tank effluent  ....................... A-196

 A-h6     Tension fluctuations with depth  ............... A-197

 A-U7     Relative tension fluctuations as filter run progressed in
            aerobic column   ...................... A-198

 A-U8     Relative tension fluctuations as filter run progressed
            in septic column ...................... A-199

 A-h9     Infiltration rate decline of sand loaded with aerobic
            unit effluent, site H  ................... A-203

 A-50     Effect of maintenance on sands loaded with septic tank
            effluent .......................... A-206

 A- 51     Diagram of continuous flow column apparatus  ......... A-219
                                      xv

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Number                                                                  Page

 A-52     Nitrate-N decrease with, time in continuous flow
          columns at 5°C	A-219

 A-53     Linear regression analysis of NO^-N decrease (in) with
            time in continuous flow columns at 20°C	A-220
          Linear regression analysis of NOT-N decrease (in) with
            time in continuous flow columns at 13°C	A-221
 A-55     Linear regression analysis of NOg-N decrease (in) with
            time in continuous flow columns at 5°C   	A-221

 A-56     Logarithm of K values versus reciprocal temperature  ....  A-222

 A-57     Linear correlation analysis of changes in soluble organic
            C and NO^-NO^-N levels in continuous flow columns at 5°C .  A-225

 A-58     Nitrogen and phosphorus removal laboratory test system .  . .  A-226

 A-59     Nitrate and nitrite levels (mean and standard error) and
            residence times in continuous flow columns at steady-state
            conditions (23°C)  	  A-230

 A-60     Regression analysis of decrease in NOg-N versus residence
            time in continuous flow columns (steady-state, 23°C) .  . .  A-230

 A-6l     Regression analysis of reduction of NO^ + NOpN versus SOiJ-S
            production in continuous flow columns (steady-:
            state, 23°C) 	  A-233

 A-62     Field denitrification system - site J	A-235

 A-63     Breakthrough curves for clinoptilolite - laboratory study.  .  A-239

 A-6h     Breakthrough curves for clinoptilolite - laboratory study.  .  A-239

 A-65     Phosphorus concentration as orthophosphate in samples taken
          from" ports in 0.6** cm (0.25 in) calcite column series  . .  .  A-2Ul

 A-66     Hypochlorite uptake during dry feed chlorination	A-2l*9

 A-67     Iodine saturator  	  A-252

 A-68     Bacterial kill by ultraviolet light - lab site N    	A-251*

 A-69     The  effect of flow on the reduction of bacteria through
            ultraviolet water purifier  	  A-255

 A-70     The  effect of influent colids on bacterial reduction by
            ultraviolet light   	  A-257


                                      xvi

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Number                                                                  Page




 A-71     Grey water treatment study - flow sheet	A-272




 A-72     Approximate daily loading pattern. ... 	  A-27^




 A-73     Sand filter system	A-276




 A-74     Family A daily flow pattern (L/cap/day = 2lH)	A-290




 A-75     Family B daily flow pattern (L/cap/day = 96)   	A-290




 A-76     Family C daily flow pattern (L/cap/day = iVf)	A-290




 A-77     Family D daily flow pattern (L/cap/day =155)  	  A-290




 A-78     Family E daily flow pattern (L/cap/day = 157)	A-291




 A-79     Family F daily flow pattern (L/cap/day = 125)	A-291




 A-80     Family G daily flow pattern (L/cap/day = 111)	A-291




 A-8l     Family H daily flow pattern (L/cap/day = 188)	A-291




 A-82     Family I daily flow pattern (L/cap/day =158)  	  A-292




 A-83     Family J daily flow pattern (L/cap/day = 170)	A-292




 A-8h     Family K daily flow pattern (L/cap/day =215)  	  A-292




 A-85     Family A weekly flow pattern (L/cap/day = 2lh)	A-293




 A-86     Family B weekly flow pattern (L/cap/day = 96)	A-293




 A-87     Family C weekly flow pattern (L/cap/day = 1^7)	A-293




 A-88     Family D weekly flow pattern (L/cap/day = 155)	A-293



 A-89     Family E weekly flow pattern (L/cap/day = 157)	A-29^



 A-90     Family F weekly flow pattern (L/cap/day = 125)	A-291*




 A-91     Family G weekly flow pattern (L/cap/day = 111)	




 A-92     Family H weekly flow pattern (L/cap/day = 188)	




 A-93     Family I weekly flow pattern (L/cap/day = 158)	A-295




 A-9U     Family J weekly flow pattern (L/cap/day = 170)	A-295




 A-95     Family K weekly flow pattern (L/cap/day =215)  	  A-295






                                      xvii

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Number                                                                   Page

 A-96      Cam programmer	A-303

 A-97      Blank program matrix 	   A-305

 A-98      Overlap of event schedules for lab units	A-306

 A-99      Completed program matrix   	   A-307

 A-100     Flov distribution manifold	A-309

 A-101     Laundry detergent feeder 	   A-309

 A-102     Dishwasher detergent feeder  	   A-311

 A-103     Dish rinse feeder	A-311

 A-lQl*     Bath event simulator	A-313

 A-105     Bath and shower soap feeder	A-313



                                    Appendix B

 B-l       Graphical expression of the relationship "between tubular
             pore size and corresponding soil moisture tension  ....   B-U

 B-2       Soil moisture retention curves, relating soil moisture
             content to moisture tension, for four different soil
             materials	B-7

 B-3       Moisture retention in three schematic soil materials at
             tensions of 30 and 60 cm	B-7

 B-U       Cross section through an idealized void illustrating the
             hysteresis phenomenon  	   B-8

 B-5       Relationships between sizes of tubular and planar voids and
             flow rates at defined hydraulic gradients  	   B-10

 B-6       Graphical expression of flow rates through tubular or
             planar voids as a function of pore size at a hydraulic
             gradient of 1 cm/cm	B-10

 B-7       Schematic diagram showing the effect of increasing the
             degree of crusting or decreasing the rate of application
             of liquid on the rate of percolation through three "soil
             materials	   B-ll
                                      xviii

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Number                                                                  Page

 B-8      Hydraulic conductivity (K) as a function of soil
            moisture tension measured in situ with the crust-
            text procedure	B-13

 B-9      Hydraulic conductivity curves for four major types  of soil
            and curves expressing the hydraulic effects of impeding
            barriers of different resistances  	   B-15

 B-10     Diagram of apparatus for steady-state method of measurement
            of conductivity of unsaturated soil	B-19

 B-ll     Moisture content as a function of time during drainage of an
            initially saturated profile  	   B-21

 B-12     Total potential as a function of depth and time during
            drainage of an initially saturated profile 	   B-23

 B-13     Diagrams illustrating possible flov patterns occurring when
            saturating soil for the instantaneous-profile method .  .  .   B-23

 E-ik     Picture of prepared plot for the instantaneous-profile
            method with the first plastic sheet in position  	   B-26

 B-15     Picture of prepared plots with the second plastic sheet (b)
            in position	B-26

 B-l6     Large excavated column for running the instantaneous-profile
            method on sites where regular procedure cannot be
            applied	B-27

 B-1T     Schematic diagram showing appropriate locations of
            tensiometers in a soil profile with three horizons  ....   B-29

 B-18     Installed vertical tensiometer with slurry forced out at
            the surface to form a cap over the hole	B-29

 B-19     Excavated tensiometer cup showing good contact between soil
            and porous cup and complete filling of the hole above
            the cup with slurry	B-31

 B-20     Tensiometer assemblage	B-31

 B-21     Pilling of the 0.3 cm flexible tubing, using a plastic
            syringe which connects the water-filled plastic tube and
            porous cup and the mercury cup	B-32

 B-22     Hydraulic conductivity values determined with the instan-
            taneous profile method 	   B-36
                                      xix

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Number
B-23

B-2U


B-25
B-26

B-2?


B-28

B-29

B-30

B-31

B-32

B-33

B-3H

B-35

B-36

B-37

B-38


Schematic diagram of equipment for the double-tube
method in place 	 	 	
Graph showing the results of the observations necessary
to calculate the hydraulic conductivity obtained by
the double-tube method 	 	 	
Schematic design of the curst-test procedure 	
Schematic diagram of tensiometer, showing major components
of the system 	 	 	
Schematic diagram showing the components of potential and
the measurement of correction factor on the experimental
apparatus 	
Hydraulic conductivity curve measured at a site in the
B22t horizon of the Batavia soil series 	
Generalized graph of the rate of decrease of matric tension
as equilibrium is approached by wetting of the soil . . .
Hydraulic conductivity as a function of soil moisture
tension for the Piano series 	
Hydraulic conductivity as a function of soil moisture
tension for the Hochheim series 	
Hydraulic conductivity as a function of soil moisture
tension for the Magnor series 	
Hydraulic conductivity as a function of soil moisture
tension for the Ontonogon series ..... 	
Hydraulic conductivity as a function of soil moisture
tension for the Withee series 	
Hydraulic conductivity as a function of soil moisture
tension of the Boone series 	
Hydraulic conductivity as a function of soil moisture
tension of the Plainfield series 	
Hydraulic conductivity as a function of soil moisture
tension of the Morley series 	
Hydraulic conductivity as a function of soil moisture
tension of the Batavia series 	
Page

B-39


B-lU
B-UU

B-i*6


B-U6

B-l*9

B-50

B-57

B-59

B-59

B-60

B-60

B-6l

B-62

B-62

B-63
XX

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Number                                                                  Page

 B-39     Hydraulic conductivity as a function of soil moisture
            tension for three soil series in a common conductivity
            group ..........................   B-66

 B-kO     Hydraulic conductivity as a function of soil moisture
            tension for two series in a common conductivity group .   .   B-68

 B-^l     Hydraulic conductivity as -a function of soil moisture
            tension for soil series of dissimilar conductivity  . .   .   B-68

 B-l*2     Hydraulic conductivity as a function of soil moisture
            tension vith 95 percent prediction limits ........   B-69
          Terminology of hillslopes according to Ruhe
 ~B-kb     Measurement of soil hydraulic conductivity and site
            selection   .......................   B-76

 B-^5     Measurement of soil hydraulic and site selection for
            liquid waste disposal ..................   B-77

 B-ii6     Typical curve showing the effects of "both physical and
            biological clogging ...................   B-8l

 B-l+7     Soil column with details of oxidation-reduction electrodes
            tensiometers,  and cooling system for constant head
            device  .........................   B-8^
          Reduction in flow rate, in the columns, expressed in cm/day
            and percent of original .................   B-85

          Theoretical moisture pressure distributions in the columns
            assuming saturated flow in a homogenous porous medium
            and in a two layer medium . • ...............   B-86

          Measured moisture pressures in six columns of Almena silt
            loam, ponded with distilled water, septic tank effluent
            and aerated effluent  ..................   B-86

 B-50     Plot of PT (ponding time) against Vm min. (daily minimum
            moisture potential) for water column 8  .........   B-92

 B-51     Calculated soil moisture potential profiles for three column
            situations  .......................   B-93

 B-52     Observed soil moisture potential profiles for 3 columns .  .   B-9^

 B-53     Soil column schematic for respirometric studies of soil
            clogging  ........................   B-96
                                     xxi

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Number                                                                  Page

 B-5U     Soil water potential and infiltration rate during
            clogging, resting and crust removal phases for a
            single column  	   B-98

 B-55     Infiltration rate reduction during clogging phase  	   B-98

 B-56     Cumulative effluent loading for NSA and SA columns	B-102

 B-5T     Rate of Op uptake by crust samples from NSA and SA
            columns	B-103

 B-58     First order organic carbon decomposition for SA and USA
            columns	B-10U

 B-59     C>2 uptake rate by samples from SA and NSA columns during
            resting phase  	   E-IOk

 B-60     Infiltration rate recovery for SA and NSA columns during
            resting phase  	   B-107

 B-6l     Relationship of tile field loading rates to percolation
            test rates	B-109

 B-62     Hydraulic conductivity (K) of the major soil texture
            groups in Wisconsin as a function of soil moisture tension
            measured in situ with the crust test procedure	B-113

 B-63     In situ measurement of soil moisture tensions in soil adja-
            cent to subsurface seepage systems 	   B-llU

 B-6^     Temperatures recorded in a loaded and unloaded trench
            during 1976-1977  	   B-12U

 B-65     Progressive clogging of the infiltrative surfaces in subsur-
            face seepage beds with gravity distribution characterized
            by continuous trickle flow	B-126

 B-66     Gravity distribution of 15 gallons of water from a U inch
            perforated bituminous pipe 	   B-128

 B-67     Pumped distribution of water along a U inch perforated pipe.   B-128

 B-68     Gravity distribution of water from a level U inch perforated
            bituminous pipe with one row of holes at the crown of the
            pipe	B-128

 B-69     Pumped distribution for a level U inch perforated bitumin-
            ous pipe 100 feet long with one row of holes at the crown
            of the pipe	B-128
                                     xxii

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Number                                                                  Page

 B-70a    The top view of a bed system consisting of a 2.5 cm PVC
            manifold and four laterals, each with six 0.5 cm holes
B-70b
B-Tla
B-Tlb
B-72
B-73
B-71*
B-75
B-76
B-77
B-78
B-79
B-80
B-8l
B-82
B-83
B-81*
The top view of a trench system consisting of a 7-5 cm PVC
Distribution for three flow rates at the bed network ....
Distribution for the trench network at two flow rates . . .
Ponding of septic tank effluent in Hanford fine sandy loam
Effect of anaerobic resting periods on flow rates of
wastewater through partially clogged columns 	
A plan view and cross-section of a mound system for slowly
Column model of mound over shallow creviced bedrock ....
Chemical oxygen demand of influent and effluent from column.
N concentrations in influent and effluent from column . . .
Total-P concentrations in influent and effluent from column.
Schematic cross-section through a mound system used to
calculate the required width of the gravel bed in the
Section view and plan view of Mound III 	 	

Section view and plan view of Mound V showing location of
thermocouples and gas sampling ports 	
Subsurface waste disposal system • 	
Subsurface waste disposal design eranh 	
B-129
B-129
B-129
B-131
B-132
B-1^1
B-llt2
B-ll+3
B-llj3
B-U3
B-1^5
B-1^8
B-1^9
B-150
B-15^
B-158
                                     Appendix C

 C-l      Bacterial data from Column 1 and soil moisture tension 5 cm
            below the infiltrative surface before daily dosing ....   C-l6
                                     xxiii

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Number
                                                                        Page
 C-2      Bacteria from column 2 and soil moisture tensions 5 cm
            below infiltrative surface "before daily dosing ......   C-1T

 C-3      Bacterial and physical data from Column 3, moisture tension
            5 cm below the infiltrative surface and volume of column
            effluent collected .............. . .....   C-19

 C-U      Bacterial and physical data from Column U, moisture tension
            5 cm below the infiltrative surface and volume of column
            effluent collected ....................   C-20

 C-5      Bacterial data from Column J, moisture tensions 5 cm below
            the soil surface prior to daily dosing and volume of
            column effluent  .....................   C-22

 C-6      Bacterial data from Column 8, moisture tensions 5 cm below
            soil surface prior to daily dosing and volume of column
            effluent .........................   C-23

 C-T      Cross-section of an absorption field in Planfield loamy
            sand with typical bacterial counts at various locations  .   C-2U
 C-8      Diagram of Column A
 C-9      The effect of dose size on Po-1 penetration into 60 cm fresh
            sand columns .......................  C-UO

 C-10     Dosing and temperature regimes for Columns C and D .....  C-UU

 C-ll     Po-1 distribution in a conditioned sand column .......  C-50

 C-12     Distribution of virus in a conditioned sand column .....  C-50

 C-13     Effect of temperature on inactivation of Po-1 in conditioned
            sand columns 3.5 cm deep   ................  C-52

 C-lU     Column design for mound simulation .............  C-63

 C-15     Total phosphorus profiles in laboratory columns  ......  C-65

 C-l6     Concentrations of NH^-N and RC^-N in ground water as a
            function of distance to the seepage bed  .........  C-66
 C-1T     Concentrations of NHl^-N and NOg-N in ground water as a
            function of distance to the seepage bed   .........  C-66

 C-l8     Concentrations of NH^-N and NO^-N in ground water as a
            function of distance to the seepage bed   .........  C-67

 C-19     Total nitrogen profiles in laboratory columns   .......  C-68
                                    xxiv

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Number                                                                   Page

                                   Appendix D


 D-l     Application for Use of an Alternate System	D-53

 D-2     Alternative System Approval Letter   	  D-55

 D-3     Construction Checklist for the Inspection of Alternate
           Sewage Disposal Systems  	  D-58

 D-U     Letter of Approval for System Use	D-6l
                                    xxv

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                                     TABLES


Number                                                                  Page

                                 Summary Report

   1      Water Used Per Occurrence,  L	     6

   2      Frequency of Occurrence, uses/cap/day  	     6

   3      Individual Event Water Usage, L/cap/day  	     7

   U      Investigator Comparison of Event Water Usage,  L/cap/day  .  .     9

   5      Mean Pollutant Concentrations, mg/L  	    10

   6      Mean Per Capita Pollutant Contributions,  mg/cap/day  ....    11

   T      Daily Pollutant Contributions, gram/cap/day  	    12

   8      Increase in Pollutant Mass Due to Garbage Disposals,  gram/
            cap/day	    12

   9      Bacteriological Characteristics of Bath and Laundry
            Wastewaters	    13

  10      Quantitative Wastewater Characteristics Summary  	    ik

  11      Projected Flow Reduction Summary 	    15

  12      Average Pollutant Contributions of Major Residential
            Wastevater Fractions, gram/capita/day  	    IT

  13      Selected Treatment Process Alternatives  	    19

  lU      Comparison of Septic Tank and Aerobic Unit Effluents ....    20

  15      Summary of Effluent Data of Various Septic Tank Studies  .  .    22

  l6      Summary of Effluent Data of Various Aerobic Treatment
            Unit Studies	    26

  IT      Septic Tank-Sand Filter Effluent Quality Data (Site E) . .  .    29

  18      Aerobic Unit-Sand Filter Effluent Quality Data (Site H)  .  .    29

                                    xxv i

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-------
Number                                                                 Page

A-120     Field Sand Filter Effluent Quality - Septic Tank
            Pretreatment ........... .  ..........   A-208

A-121     Sand Filter Effluent Quality - Field Sites With Aerobic
            Unit Pretreatment  ...................   A-212

A-122     Alternate Energy Source Data ...............   A-218

A-123     Gas Concentrations (y Moles/cc Gas Produced) in Column
            Atmosphere at Three Temperatures ............   A-223

A-12^     Oxidation-Reduction Potentials (Ehy, MV) at Three Levels
            In Columns at Three Temperatures ............   A-22U

A-125     Nitrate Plus Nitrite Concentrations (yg N/mL) at Pores
            In Various Limestone Series Columns After Attachment
            to Sand Columns  ....................   A-227

A-126     Nitrate Plus Nitrite Concentrations (yg N/mL) at Ports
            in 0.6k cm (0.25 in) Calcite Series Column at 6°C  . . .   A-228

A-127     Oxidation-Reduction Potentials (Ehj) at Three Levels
            With Continuous Flow Columns (Steady  State Conditions,
            23°C ..........................   A-231

A-128     Concentration of Gases Detected in Continuous Flov
            Columns (Steady-State Conditions, 23°C .........   A-232

A-129     Mean Concentrations (mg/L) of Sulfur and Products in
            Continuous Flov Columns (Steady-State Conditions, 23°C .   A-232

A-130     Soluble Carbon Levels (Mean .and Standard Error) in
            Continuous Flow Columns (Steady-State Conditions, 23°C .   A-231*

A-131     Preliminary Results for Field Denitrification Unit -
            Site J (June - October, 1976)  .............   A-237

A-132     Influent Quality to Ion Exchange Columns .........   A-238

A-133     Ammonium Exchange Capacities ...............   A-2^0

          Percent P Removal (interval and Cumulative) for Calcitic
            and Dolomitic Limestones  ................   A-2^2
A-135     Potential Disinfectants for Small Waste Flows
A-136     Bacterial Levels Following Sand Filtration and
            Chlorination ......................   A-250

A-137     Bacterial Reductions By Chlorination - %   ........   A-251
                                    xxxi11

-------
Number                                                                 page

A-138     Bacteria Reductions By Ultraviolet Irradiation -
            Laboratory .......................    A-256

A-139     Bacterial Reductions By Ultraviolet Irradiation at
            Field Site'J   .....................    A-258

A-lUO     Tests of Various Disinfecting Agents Against FC in  Site
            N Septage  .......................    A-262

          Formaldehyde Treatment of LD Septage at 20° C and
            pH 10.0  ........................    A-26U

          Influence of Sludge Soils Concentration on Formaldehyde
            Disinfection - pH 10   .................    A-265

          Glutaraldehyde Treatment of LD Septage ..........    A-266

          Influence of Solids Concentration on Glutaraldehyde
            Disinfection (500 mg/L Treatment)  ...........    A-267

A-lU5     Influence of Sludge pH on Glutaraldehyde Disinfection
            of Bacteria  ......................    A-268

A-1U6     Influence of pH on Poliovirus Inactivation in Septage
            With 500 mg/L Glutaraldehyde ..............    A-270

A-l^T     Simulated Wastewater Event Characteristics ........    A-273

A-lUS     Simulated Rav Wastewater Characteristics - Daily
            Averages ........................
A-1U9     Sand Filter Experimental Design  .............    A-277

A-150     Septic Tank Effluent Comparison, mg/L  ..........    A-278

A-151     Bacteriological Characteristics of Septic Tank Effluents,
            No./lOO mL .......................    A-280

A-152     High-Rate Filter Operation ................    A-280

A-153     Sand Filter Effluent Characteristics   ..........    A-28l

A-151*     Chemical Costs (1977)   ..................    A-285

A-155     Septage Disinfection Costs ................    A-287

A-156     Fecal Toilet Flush Wastewater Characteristics,
            mg/cap/day .......................    A-296

A-157     Nonfecal Toilet Flush Wastewater Characteristics,
            mg/cap/day .......................    A-296
                                   xxxv

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Number                                                                 Page

A-158     Garbage Disposal Wastewater Characteristics, mg/cap/day .  .   A-297

A-159     Kitchen Sink Wastewater Characteristics, mg/cap/day ....   A-297

A-l60     Automatic Dishwasher Wastevater Characteristics,
            mg/cap/day  .......................   A-298

A-l6l     Automatic Clotheswasher - Rinse Cycle Wastewater,
            mg/cap/day  .......................   A-298

A-162     Automatic Clotheswasher - Wash Cycle Wastewater,
            mg/cap/day  .......................   A-299

A-163     Bath/Shower Wastewater Characteristics, mg/cap/day  ....   A-299

A-l6h     Journals , Abstracts and Indexes Reviewed  .........   A-300

A-165     Texts and Manuals Reviewed  ................   A-300

A-l66     Individuals and Organizations From Whom Information
            Was Requested ......................   A-301
A-l6j     Programmer Switch Assignments ..... ..........

A-168     Switch Settings ......................   A-308

A-169     Test Period Influent Waste Characterization ........   A-318



                                  Appendix B


B-l       Soil Moisture Probe Data  .  . ...............   B-35

B-2       Calculation of Soil Moisture Flux .............   B-37

B-3       Calculation of Hydraulic Conductivity ...........   B-38

E-h       Textural and Structural Information For Soil Series  Used
            in Hydraulic Conductivity Variability Studies ......   B-55

B-5       Soil Statistics From the Hydraulic Conductivity
            Variability Studies ...................   E-6h

B-6       Characteristics of Wastewater Effluents Applied to
            Soil Columns  ......................   B-87

B-7       Characteristics of Effluents Used for Third Series
            of Clogging Experiemtns .................   B-88
                                   xxxv

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Number

B-8       Hydraulic Conductivity Data and Ponding Times for
            Wastewater-Dosed Columns  	   B-89

B-9       Data for Water-Dosed Columns	B-91

B-10      Summary of Ponding Time Data as Related to Treatment
            and Initial Hydraulic Conductivity  	   B-92

B-ll      Septic Tank Effluent Characteristics Used in Respirometric
            Studies	B-9T

B-12      Effect of Continuous Effluent Ponding on Flow Character-
            istics of a Subcrust-Aerated Column of Plainfield
            Sand (Column 3)	B-99

B-13      Effect of Continuous Effluent Ponding of the Flow
            Characteristics of a Nonaerated Column of Plainfield
            Sand (Column 11)  	B-100

B-lU      02 Uptake by Crust Samples From a SA Column During
            Resting	B-105

B-15      C>2 Uptake by Crust Samples From a NSA Column During
            Resting	B-106

B-l6      Absorption-Area Requirements for Individual Residences  .  .   B-110

B-1T      Comparison of Recommended Loading Rates for Soil
            Absorption Fields   	   B-112

B-l8      Characteristics and Estimated Loading Rates of Operating
            Conventional Soil Absorption Systems in Wisconsin ....   B-ll6

B-19      Recommended Maximum Loading Rates for Septic Tank Soil
            Absorption Fields Based on In Situ Measurements 	   B-120

B-20      Effect of Various "Unclogging" Treatments on Flow Rates
            Through Clogged Sand Columns	B-131^

B-21      Organic Matter Levels in the Clogged Zone and Its
            Characterization  	   B-13°

B-22      BOD and Total Coliform Bacteria Present in Column
            Effluents After Treatment with Hydrogen Peroxide  ....   B-lUO

B-23      Bacterial Counts in Influent and Effluents From Columns .  .   B-1U5

B-2U      Characteristics of Experimental Mounds  	   B-1U8

B-25      Monitoring Data for Mound V, Derived from Liquid Samples
            Taken at Different Locations in the Mound	B-152

                                    xxxvi

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Number
B-26      Temperatures Measured in Mound III for Sept. 1972
            to May 1971*	B-153

B-27      Temperatures of Mound V	B-15*t
                                  Appendix C

C-l       Recommendations for Sampling and Testing of Sewage
            Samples .........................  C-8

C-2       Representative Bacteriological Counts at Various Stages
            of Treatment  ......................  C-10

C-3       Detection Frequency for Staphylococcus Aureus and Salmonella
            Spp. in Wastewater from Field Sites ...........  C-ll

C-k       Physical Characteristics of Sand from the C Horizon of
            the Plainfield Loamy Sand and of the Al and B21 Horizons
            of the Almena Silt Loam .................  C-12

C-5       Experimental Design for Column Studies Investigated
            Removal of Pathogens by Soil  ..............  C-13

C-6       Results of Chloride Tracer Studies for Determining
            Travel Times of Liquid at Different Dosing Regimes
            in Sand and Silt Loam Columns ..............  C-15

C-7       Removal of Po-1 from STE by 10 cm Fresh Sand and Soil
            Columns .........................  C-37

C-8       Virus Titers of Fluids from Cold Soil Columns .......  C-38

C-9       Comparison of Po-1 Retention by Fresh and Conditioned
            Sand Columns  ......................  C-39

C-10      Virus Titers of Fluid Samples from Column C   .......  C-kl

C-ll      Virus Titers of Fluid Samples from Column D   .......  C-^2

C-12      Virus Titers of Fluid Samples from Column A, Taken After
            Increasing STE Dose Volumes ...............  C-J+3

C-13      Retention of Virus and E_. Coli in 3.5 cm Sand Columns
            Under Different Fill Conditions .............  C-^5
C-lh      Virus Applied to Columns A and B  .............  C-k6

C-15      Virus Assay of Effluent from Columns A and B  .......  C-^7
                                   xxxvii

-------
Number

C-l6      Titers of Samples from Column A	C-51

C-1T      Inactivation of Sorted Po-1 in Sterile and Non-Sterile
            3 cm Conditioned Sand Columns	C-5U

C-18      Phosphorus Concentrations in Solution in Unclogged Sand
            and Clogged Sandy Loam Columns	C-6U

C-19      NC>3-N Concentrations in Unsaturated Soil Solutions at
            Selected Depths Below Seepage Beds  	  C-65
                                  Appendix D

D-l       Septic Tank Design Standards Used in the U.S	D-lU

D-2       Absorption Field Design Standards Used in the U.S	D-l6

D-3       Absorption Field Design Standards Used in the U.S	D-l8

D-U       Special Site Restrictions Made in the U.S	D-20

D-5       Absorption Field Design Requirements and Sizing Methods
            Used in the U.S	D-22

D-6       States Which Register Sanitarians    	  D-25

D-7       Certification Programs-By State   	  D-25

D-8       Matrix of Anticipated Possible Treatment and Disposal
            Combinations of On-Site Sewerage Systems  	  D-U8
                                   xxxvm

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                      LIST OF ABBREVIATIONS AND SYMBOLS
ABBREVIATIONS

B.D.
BOD_
BOD5 F
BODC U
   o
BV
cc
C.I.
cap, c
cm
COD
Coli
CPM
cu ft
CV
d
D

D.O.
ES
FC
FS
ft
ft2
FU
g
G
gal
gpm
h, hr
H
Ho
AH
hp
ID
in
JTU
bulk density
5-day biochemical oxygen
demand
filtered BOD5
unfiltered BOD5
bed volumes
cubic centimeter
confidence interval
capita
centimeter
chemical oxygen demand
coliform organisms
counts per minute
cubic feet
coefficient of variation
day
width, dispersion
coefficient
dissolved oxygen
effective size
fecal coliform
fecal streptococcus
feet
square feet
fixture unit
gram, gravitational constant
geometric mean
gallon
gallons per day
gallons per minute
hour
hydraulic head
positive hydraulic head
change in hydraulic head
horsepower
inside diameter
inch
Jackson Turbidity Unit
Kcal       — kilocalorie
Kg         — kilogram
Krad       — kilorad
KW         — kilowatt
KWhr       — kilowatt-hour
L          — liter, distance
Ib         — pound
Log        -- Logrithm
L/min      -- liters per minute
m          — meter
ra2         — square meter
m3         — cubic meter
mbar       -- millibar
mm         — millimeter
MBAS       — Methylene Blue
              Active Substance
mg         — milligram
mg/L       — milligrams per liter
min        -- minute
mL         — milliliter
MLSS       — mixed liquor
              suspended solids
mM         — milli moles
MPN        — most probable number
M          — oven dry weight
 s            of soil
mv         — millivolt
MW         — mass of water
N          — nitrogen, normal
              concentration,
              number
nm         — nanometer
OD         — outside diameter
ORP, Eh    — Oxidation-Reduction
              Potential
P          — phosphorus
p          — pressure
PBS        — phosphate-buffered
              saline
                                     xxxix

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ABBREVIATIONS (-CONTINUED)
                              SYMBOLS (.CONTINUED)
PFU
PH

PMK
Po-1
Po-2
Ps. a.
PT
r
s
S.a.
SD, Sr
STE
SVI
t
TBC
TC
temp
TOC
TOC U
TOC F
TS
TSS
TVS
TVSS

UC
 w
W

SYMBOLS

°C

6
V
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                                ACKNOWLEDGMENTS
     In 19T1> the State of Wisconsin provided research funds to the University
of Wisconsin to commence investigations into the on-site disposal of waste-
water, at which time the Small Scale Waste Management Project was established.
Since that time, substantial funding has also been provided by the Wisconsin
Department of Natural Resources, the Upper Great Lakes Regional Commission,
and the United States Environmental Protection Agency.  This report is based
upon research efforts conducted under these funding agencies.  The authors wish
to acknowledge the generous support of these Agencies and the research efforts
of the Small Scale Waste Management staff—
Department of Soil Science

James L. Anderson
Fred G. Baker
Marvin T. Beatty
Johan Bouma
Richard B. Corey
Thomas C. Daniel
Joseph L. Denning
David W. Fredrickson
Robin Harris
John M. Harkin
Michael V. Jawson
Dennis R. Keeney
Fred R. Magdoff
Judy J. Schroeder, Secy.
Lawrence J. Sikora
Edward J. Tyler
Carol J. Wagner, Secy.
William G. Walker
C. B. Tanner

Department of Bacteriology

John F. Deininger
Elizabeth McCoy
Patti J. Hantz
David H. Nero
Wayne A. Ziebell
Department of Civil and Environmental
 Engineering—Sanitary Engineering
 Laboratory

William C. Boyle
Joni M. Bullock, Secy.
Eric Decoster
Lester Forde
Rose M. Henderson, Secy.
Neil J. Hutzler
Kenneth Ligman
P. L. Monkmeyer
Richard J. Otis
John T. Quigley
David K. Sauer
Robert L. Siegrist
Michael D. Witt

Food Research Institute

Dean 0. Cliver
Bruce W. Donohoe
Kenneth M. Green
James P. Luebke
Wendy L. Schell
                                       xli

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Department of Urban and
 Regional Planning

Peter V. Amato
Harrison D. Goehring

Environmental Resources Unit

David E. Stewart
Center for Resource Policy Studies and
 Department of Agricultural Economics

Richard L. Barrows
Carla J. Eakins, Admin. Secy.
Melville L. McMillan
Marc D. Robertson
Ronald E. Shaffer
Stephen C. Smith

Department of Agricultural Engineering

James C. Converse
William E. Enters
                                     xlii

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                                    SECTION 1

                                  INTRODUCTION
     When rural electrification brought a clean power source to the farm,
families were able to install pressurized water systems in their homes for
the first time.  The use of modern indoor plumbing became commonplace, but with
no sewerage available the generated wastewater created a disposal problem.
To provide disposal, cesspools were commonly used,but subsurface irrigation
systems were occasionally installed to increase the soil absorption area
following the cesspool or buried tank.  This was the forerunner of the modern
septic tank - soil absorption system.

     The treatment and disposal systems were usually constructed by the home-
owners themselves or by local entrepreneurs in accordance with plans furnished
by federal and state departments of health.  A septic tank was installed to^
protect the soil absorption field by acting as a settling basin.  Following
the tank, trenches were dug wide enough to accomodate drain tile which was
laid directly on the exposed trench bottom in open joint fashion.  The joints
were covered with tar paper before backfilling.  No aggregate was used.  A
drain tile length of UO feet per person was considered sufficient despite the
different soil conditions encountered, though some health departments suggested
that in "dense" soils the trench be excavated somewhat deeper and wider and
the bottom filled with coarse aggregate before laying the tile.  The purpose
of the aggregate was to provide a porous media through which the septic tank
effluent could flow to increase the infiltration area and to provide storage
of the liquid until it could seep away.

     Not surprisingly, failures, characterized by surfacing effluent were
quite common.  These concerned Henry Ryon of the New York Health Department
because of the potential public health hazards they created.  He felt better
design criteria could be developed relating soil type to the amount of ab-
sorption area required.  To develop these criteria, Ryon devised the perco-
lation test and correlated the soils percolation rate measured by the test
with its ability to accept septic tank effluent (Federick, 19^8).  From these
correlations he made recommendations for absorption area required per person
versus the measured percolation rate.

     Ryon's method using the percolation test for sizing of the absorption
field improved performance of the septic tank system and was quickly adopted.
throughout much of the United States.   Failures still occurred, but because
the system served isolated residences, they went largely unnoticed.  However,
after World War II, there was an unprecedented expansion of small lot housing
developments in the metropolitan fringes beyond the reach of sewers.  Inci-
dences of widespread failures were reported and became a concern because of


                                       -1-

-------
the health hazards and nuisances they created.   The number of failures indi-
cated that on-site disposal systems were poorly understood.   Responding to
the need for improved practices, the federal government funded extensive studies
of septic tank systems "by the Public Health Service (Weibel, et al.,  19^9;
Bendixen, et al. , 1950; Weibel, et al., 195H) and the University of California
(Winneberger, et al., I960; McGauhey and Winneberger, 1965).  The results of
the studies culminated in the writing of the Manual of Septic Tank Practice
first published by the U.S. Public Health Service in 1957 and revised in 1967
in which recommendations for improved practices were made.  Recommendations
included a standardized percolation test procedure, consideration of other
site characteristics, decreased maximum loading rates, absorption field sizing
based on the size and type of the building to be served rather than its present
use, and that systems not be permitted in soils with percolation rates slower
than 60 minutes per inch.  These recommendations were adopted by most state
health departments.

     By 1970, approximately 16.6 million housing units or 25 percent of all
housing units in the United States disposed of their wastewaters via septic
tank-soil absorption systems (Cooper and Rezek, 1977).  The use of these sys-
tems is growing at a rate of about one-half million new systems per year
(Patterson, et al., 1971).  This rate is ever increasing due to an emerging
trend of population movement to rural areas (Beale and Fuguitt, 1975).

     If used in conjunction with good construction procedures and good main-
tenance programs, the recommendations made in the Manual of Septic Tank Prac-
tice (U.S. Public Health Service, 1967), prove adequate for design of septic
tank systems in most cases.  However, it is estimated that only about 32
percent of the total land area of the United States has soils meeting the
criteria recommended by the Manual.  Consequently, with no alternative system,
the septic tank system is often used where failures can be expected to occur
because of the pressure to develop new lands.  In addition, cases of contam-
inated wells attributed to inadequately treated septic tank effluent and
nutrient enrichment of lakes from near shore developments has prompted a shift
in emphasis from merely absorption of the effluent to providing treatment as
well.  Clearly, there is a need to understand better how the conventional
septic tank-soil absorption system functions, why it fails to absorb or ade-
quately treat the wastewater, what alternative systems might be employed in
"unsuitable" soil areas, and how these systems might be more adequately
regulated if the public health and environment is to be protected in rural areas.

     This report is a compilation of studies which have addressed these
questions.  Although comprehensive in its scope, the report does not represent
a complete coverage of all aspects of the problem.  A number of the investi-
gations that were initiated before or during the period of this grant have
been completed and are presented within the text; others are in progress and
preliminary results have been outlined.  It would be presumptious to assume
that this report is an end product, but rather it is an intermediate step in
seeking solutions for the treatment and disposal of small wastewater flows.
                                        -2-

-------
                                    SECTION 2

                                   CONCLUSIONS
     The Small Scale Waste Management Project, initiated in 1971 through
State of Wisconsin funding, has undertaken extensive laboratory and field
investigations of the treatment and disposal of small wastewater flows.   Be-
cause of the comprehensive nature of these investigations and the diversity
of projects that have been undertaken, the details of the work have been
placed in the appendices to this report.   The body of this report presents a
distillation of these studies with appropriate conclusions.  To list separately
more abbreviated conclusions from this comprehensive study, would be counter
productive because the statements would be out of context and misleading.

     The investigation of the treatment and disposal of small wastewater flows
is an on-going program at the University of Wisconsin.  As such, new problem
areas are being defined, experiments are being designed and evaluations  are
underway.  Although a number of technical and institutional solutions have
been found, it would be far too presumptious to assume that this report  is an
end product.  More realistically, it is the beginning of an awareness of
problems and possibilities which lie ahead in the evaluation of alternatives
for treatment and disposal of small wastewater flows.
                                       -3-

-------
                                     SECTION 3

                                 RECOMMENDATIONS
      This  study represents an increasing concern for the problems with provid-
  ing  satisfactory treatment and disposal of small wastewater flows.  The
  results  show the potential of only a few alternative technologies for meeting
  the  goal of low cost solutions.  Much work remains to "be done.

     There is a need for additional demonstration of non-water carriage
toilets, very low flow toilets and recycle systems including installation and
operational characteristics, operation and maintenance costs, characterization
of waste residues,  and use acceptance.  Alternatives for the treatment  of
grey water needs to be evaluated and demonstrated in field installations.  The
treatment and/or disposal of residues from biological toilets, chemical toil-
ets, recycle toilets and black waters from very low flow toilet systems should
be studied in both field and laboratory experiments.

      Among the viable unit processes technologically available, on-site field
  demonstration of such processes as ozonation and iodination  (disinfection),
  phosphorus sorption and ion  exchange would be desirable.

      Though soil absorption  fields have been used  for treatment and disposal
  of small wastewater flows  since the  late l800's, several areas of needed
  research remain.   These include:  simplified tests for measurement of unsatur-
  ated hydraulic conductivity  of soil, measurement of more accurate wastewater
  loading  rates for  fine  textured soils, determination of the  causes of soil
  clogging,  determination of acceptable  soil properties to insure adequate
  treatment  is maintained, establishment of suitable design  factors for soil
  absorption fields  servicing,  determination of suitable wastewater loading
  regimes  and patterns for different  soil and site characteristics, and the
  effects  of different construction techniques on the  soil.

      Although considerable field experience has been gained  with  selected on-
  site treatment systems, it would be  desirable to have long-term experience
  with these systems in  conjunction with appropriate institutional  controls.
  Long-term  performance  of these systems is needed to  develop  confidence  among
  regulatory agencies  in the reliability of the alternative  and the effective-
  ness of  the  institutional  arrangement.

-------
                                    SECTION k

          CHARACTERIZATION AND IN-HOUSE ALTERATION OF SMALL WASTE FLOWS
     The characteristics of waste flows from residential dwellings, as well as
non-residential establishments, can have a profound effect on the performance
of individual treatment and final disposal methods.  Various water-use events
within a dwelling or establishment create an intermittent flow of wastewater
which can vary widely in strength and volume.  Quantitative and qualitative
characterization information is necessary to:  l) provide for the effective
design of treatment and disposal systems, 2) facilitate the development of
methods to beneficially alter the typical waste characteristics, and 3) facili-
tate the development of methods to recycle resources in a beneficial manner.

     A characterization study was made in three phases.  The first phase
included the characterization of rural household wastewater.  Three objectives
were established for this effort:  l) identify the contributions made to the
wastewater stream by various individual water-using events within the home,
2) identify the patterns in water usage and hence wastewater production on an
hourly, daily and seasonal basis, and 3) identify the qualitative character-
istics of the wastewater resulting from the various water-use events.  At each
study home, efforts were made to monitor water use and/or wastewater production
for a sufficient length of time to provide representative, useful character-
ization information.  Water use (wastewater production) was monitored at
eleven homes for a total of ^3^ days.  Chemical/physical wastewater character-
istics were identified through monitoring at four households for a total of 35
days.  The microbiological characteristics of selected household event waste-
waters were determined through in-house sampling at each of six households.

     The second phase of the study involved the characterization of wastewaters
produced by various commercial establishments.   A major objective of this phase
of the study was to compile a comprehensive summary of the existing, but
scattered, characterization data.  A second objective was to consider and
evaluate various methodologies used for estimating water use/wastewater.

     \  third phase  of the  study  involved  an  investigation of methods  for in-house
alteration of the typical characteristics of small wastewater flows, primarily
those from households.   Although it was not among the major objectives of this
study to actively evaluate methods of in-house alteration, the results of the
characterization phases identified areas offering potential for wastewater
alteration, and investigation and discussion of this topic was deemed necessary.

     The following sections summarize these efforts.  More detailed infor-
mation may be found in Appendix A of this report.
                                      -5-

-------
CHARACTERISTICS OF HOUSEHOLD WASTEWATER

Water Use/Wastewater Production

     For each event selected for study, the average water use (waste flow)
per occurrence and the number of occurrences per capita per day were deter-
mined as shown in Tables 1 and 2.  The daily flow resulting from each is
presented in Table 3, and illustrated in Figure 1.

                     TABLE 1.  WATER USED PER OCCURRENCE, L
Family
Unit
A
B
C
D
E
F
G
H
I
J
K
Weighted
Average
Toilet
Mean S.D.1
16.
lU.
12.
11.
18.
IT.
16.
15-
17.
16.
lU.
15-
6 -
U -
5 -
3 -
1
0
3 -
1
8 -
6 -
0
1
Laundry
Mean
13U
U3
13T
126
158
103
108
132
105
132
1U5
127
S.D.
7.
6.
10.
lU.
18.
32.
38.
12.
27.
15.
8.
26.
3
0
5
3
6
3
7
9
6
3
0
7
Bath /shower
Mean
119
T9
89
T6
T2
8U
TO
62
80
81
80
81
S.D.
62.8
38.1
53.6
39.2
U8.6
3U.T
59.8
36.2
Uo.l
35.1
30.7
UU
Dishwasher
Mean
6U.3
38.6
U2.3
U6.1
U3.8
U8.U
39.7
29-9
U7.2
52.2
50.3
hi. 2
S.D.
-0
16.2
lU.U
1U.5
15.0
lU.6
12.0
8.7
17.8
10.5
lU.T
lU.7
Water
Softener
Mean
286
-
271
360
_
_
26U
251
_
_
5U7
307
S.D.
7.6
—
17.5
U2.5
_
_
9.1
6.U
_
_
238
121
  In all cases, the standard deviation for toilet flush was computed to be
  less than 1.5 L.

                 TABLE 2.  FREQUENCY OF OCCURRENCE, uses/cap/day

Family Unit    Toilet    Laundry    Bath/Shower    Dishwasher    Water Softener
A
B
C
D
E
F
G
H
I
J
K
Weighted
Average
2.07
2.29
1.70
2.69
1.71
1.39
1.U9
2.29
1.68
31.0
2.93
2.29

0.36
0.19
0.36
0.23
0.33
O.U6
0.15
0.32
0.59
0.27
0.3U
0.31

O.U3
0.38
0.31
0.66
O.U5
0.26
O.U7
0.36
0.3U
0.57
0.55
O.H7

0.29
0.26
0.31
O.Ul
0.2U
0.39
0.36
0.36
O.U9
o.Uo
0.5U
0.39

0.08
-
0.06
0.02
-
-
0.05
0.2U
-
-
0.03
0.03

                                      -6-

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                        AVERAGE  FLOW - 42.6 GPCD
              O
              I
              o
              O
              O
                 4 -i
                 3 -
                 I -
                  MN
 T - TOILET
 L- LAUNDRY
 B - BATH OR SHOWER
 D - DISH WASH
 0 - OTHER
WS- WATER SOFTENER
                                   9    NOON   3

                                   TIME OF DAY
                                                             MN
      Figure 1.   Average daily flow patterns from eleven rural households,
     Inspection of these tables reveals a significant variation  in water  use
habits between the homes studied.

     The per capita wastewater flow from a single household was  l6l  L/cap/day
(U2.6 gal/cap/day) with a 90 percent confidence interval of from 15U to 168
L/cap/day (U0.8 to kh.k gal/cap/day).  These daily per capita  flow figures
are compared with results of previous investigators in Table U.   With the
exception of the toilet contributions, there is fair agreement among investi-
gators.  The lower toilet contributions found in this study were the result
of a lower frequency of useage, likely the result of the use of  facilities out-
side of the home.

     It is apparemnt from these studies that major waste flow  contributions
come from the laundry, bathing and the toilet events.  Within  the 90 percent
confidence level, little day to day variation in flow was found  except for
laundry and bathing flows, which indicates a relatively consistent daily
routine.  No significant seasonal effects on in-house water use  were detected
in these studies.  The widely varying characteristics of flow  from home to
home were more important in determining the flow than the season of  the year.

Wastewater 'Quality

     For each event selected for study, the quality characteristics  are reported
as pollutant contribution per event occurrence and per capita  per day. Data,
summarized on a mass per capita and a mean pollutant concentration basis  for
each waste generating event, are presented in Tables 5 and  6.  All analyses

-------
                   TABLE 1*.  INVESTIGATOR COMPARISON OF EVENT
                             WATER USAGE, L/cap/day
Event
Toilet
Bath /Shower
Bathroom Sink
Kitchen Sink
Dishwashing
Garbage Grinding
Clothes Washing
Water Softener
Miscellaneous
Laak
(1975)
TU.8
32.1
7.9
13.6
-
-
28.0
-
-
Cohen and
Wallman
(197*0
65.0
23.8

68.0


39.7
-
-
Ligman ,
et al.
(197*0
75.6
1*7.2
-
-
13.2
5-7
37.8
-
-
Bennett and
Linstedt
(1975)
55.6
32.9
18.9
9.8
1*.2
3.0
1*3.8
-
-
This
Study
31*. 8
37.8
-
-
18.5
-
39.7
9.8
20.1;
Total
156
197
180
168
161
reported were the result of direct measurement except for mass/cap/day values
which included some estimates concerning event frequences.

     The daily per capita pollutant contributions determined in this study
were compared to the results of previous investigations for BODc, suspended
solids, nitrogen and phosphorus, as shown in Table 7-  Garbage disposal con-
tributions are not included in the results shown.  The results are in excell-
ent agreement with the exception of nitrogen.  As discussed previously, the
lower nitrogen contribution determined in this study was due to a lower fre-
quency of toilet usage.  When garbage grinders are used, the contributions of
BOD^ and suspended solids are dramatically increased, but little nitrogen or
phosphorus is added (Table  8).

     Microbiological analyses were conducted on a selected number of samples
collected directly from bathing and clotheswashing events from six study
households.  Results of these analyses appear in Table 9.  It is apparent that
a wide range of indicator organisms may be found in these household events.
Further characterization of coliform and streptococcal isolates indicated that
the major source of bacterial contamination was from the natural environment
or skin flora of man.

     In occassional instances (l home in 3; 7 of 1*7 samples) Pseudomonas
aeruginosa was found,  but in concentrations below 20/100 mL.  Sampling for
virus in a home with an infant just receiving an oral polio vaccination pro-
duced no viral isolates from the clotheswashing events and detected virus in
only one of five bath water samples.

CHARACTERISTICS OF COMMERCIAL WASTEWATER

     Characterizing the wastewaters generated by rural commercial establish-
ments and public facilities is a more complex task than for individual homes.
                                     -9-

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-11-

-------
             TABLE 7.  DAILY POLLUTANT CONTRIBUTIONS1, gram/cap/day


Pollutant
BOD5
Suspended
Solids
Nitrogen
Phosphorus
Olsson,
et al.
(1968)
35.0

U8.0
12.1
3.8
Ligman
et al. Laak
(197)0 (1975)
U8.1 U8.6

U6.3
16.8
U.l
Bennett and
Linstedt This
(1975) Study
3U.8 U9.6

U7.3 35.1
7.2 6.1
U.O
    Garbage disposal contributions have been excluded.

                  TABLE 8.  INCREASE IN POLLUTANT MASS  DUE TO
                            GARBAGE DISPOSALS, grams/cap/day
Pollutant
BOD^
Suspended Solids
Nitrogen
Phosphorus
Ligman ,
et al.
30.9 (6W1
.9 (5*)
-
Bennett and
Linstedt
(1975)
12.3 (35*)
20.2 (U3$)
.2 (3*)
.1
This Study
10.9 (22*)
15-8 (H5*)
.6 (10*)
.1
         1
           Percentage increase of the corresponding value shown in
           Table 7-


This is principally due to the fact that these establishments serve transient
populations.

     As part of this study, a detailed literature review was made for a variety
of commercial establishments, and a limited sampling effort was conducted.   A
summary of the quantitative wastewater characteristics determined from the
literature review and the limited sampling, is presented in Table 10.  Details
regarding this characterization effort are presented in Appendix A.

IN-HOUSE ALTERATION OF HOUSEHOLD WASTEWATER CHARACTERISTICS

     The characteristics of a given wastewater exert a profound influence
in determining the pollution control strategy required for its effective
management.  Recognizing this fact, efforts are currently being made to
develop methods for beneficially altering the typical wastewater characteris-
tics through source manipulation.  Elimination or the isolation in a
concentrated waste stream of potential pollutants at the source, such as flow,
BODc, suspended solids, nutrients and pathogenic organisms may enhance
                                     -12-

-------
  Event
TABLE 9-   BACTERIOLOGICAL CHARACTERISTICS OF BATH AND
          LAUNDRY WASTEWATERS

                                            Confidence Intervals,!
                                                   #/100 mL
                       Samples    #/100 mL
Clothes
Washing
Bathing
Total Coliforms
Fecal Coliforms
Fecal Streptococci
Total Coliforms
Fecal Coliforms
Fecal Streptococci
1*1
Ui
la
32
32
32
215
107
77
1810
1210
326
65-700
39-295
27-220
710-1*600
1+50-32HO
100-1050
1*5-1020
28-1*05
19-305
530-6160
330-1*1*10
70-1510
Log-normalized data.
    from 15 rinse cycles were consistently lower than the corresponding
    wash cycle values.

conventional disposal methods or may facilitate the development of innovative
waste management schemes.  It should "be emphasized that any techniques used to
affect this alteration could be directed toward commercial establishments
as well as residential dwellings.

     Two techniques for altering wastewater characteristics are:  l) waste
flow reduction, and 2) waste segregation.  A brief synopsis of the use of
these strategies is presented below.  A detailed description and discussion
of these methods appear in Appendix A.

Waste Flow Reduction

     Nearly 70 percent of the total wastewater generated in the homes is
derived from the toilet, laundry and bath (Witt, et al. 197*0-  The most
substantial water savings, therefore, can be made in these areas.  Low flow
toilets, "sudsaver" washing machines, restricted flow shower heads, and
recycling of bath and laundry wastes for toilet flushing are four commonly
mentioned water saving devices.  By reducing the toilet flushing volume to
3 gallons, clothes washing to 28 gallons by using a sudsaver, and baths and
showers to 15 gallons, average water use could be reduced to 17 percent in
rural Wisconsin homes.  Recycling bath and laundry wastes to flush toilets
could increase the savings to 33 percent (Table 11).  These savings compare
with values from other studies (Cohen and Wallman, 197^; Bishop, 1975).

Waste Segregation

     The characterization studies indicated that the individual wastewater
contributing events may be divided into three major categories:  l) garbage
disposal wastes, 2) toilet wastes, and 3) basin, sink and appliance wastewaters.
                                      -13-

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-------
A summary of selected chemical/physical characteristics of each fraction as
determined in this study and by previous investigations is presented in
Table 12.

     Elimination of the garbage disposal and the use of an alternative toilet
system, such as a composting or closed-loop recycle system, offers the
potential to substantially reduce the flow volume and pollutant load of resi-
dential households to that of the sink, basin and appliance wastewaters, col-
lectively referred to as grey water.   Further, microbiological studies conducted
as part of the characterization effort described previously, indicated that
household grey water possess a significantly reduced potential for harboring
pathogenic organisms as compared to the toilet waste or the household waste-
water as a whole.

     Very little research has been conducted to identify the operation and
performance of various strategies for managing the separated waste streams.
As part of this study, a laboratory investigation of the treatment of grey
water by septic tank - sand filtration was conducted.  A discussion of this
research has been presented in Section 5 of this report with greater detail
given in Appendix A.
                                      -16-

-------
   TABLE 12.   AVERAGE POLLUTANT CONTRIBUTIONS OF MAJOR RESIDENTIAL WASTEWATER
              FRACTIONS, grams/capita/day
Fraction
BOD
Suspended Solids
Nitrogen
Phosphorus
Approximate Flov
gal/c/d
Garbage
Disposal
18. 01
10. 9-30. 92
(1,2,3)3
26.5
15.8-U3.6
(1,2,3)
0.6
0.2-0.9
(1,2,3)
0.1
0.1-0.1
(1,2)
2
(1,2,3)
Toilet
16. T
6.9-23.6
(1,2, 3,1+, 6)
27.0
12.5-36.5
(1,2,3,1+)
8.7
4.1-16.8
(1,2,3,1+)
1.2
0.6-1.6
(1,3,1+)
16
(1-6)
Basins ,
Sinks ,
Appliances
28.5
21+.5-38.8
(1,2, 3,1+, 6)
17.2
10.8-22.6
(1,2,3,1+)
1.9
1.1-2.0
(1,2,1+)
2.8
2.2-3.1+
(1,3,4)
29
(1-6)
Approximate
Total
Contributions
63.2
70.7
11.2
l+.O
47
 Mean of Study Average Values
3
 Range of Study Average Values

  References used in mean and range calculations as follows:
    1.   Siegrist et al. 1976.
    2.   Bennett and Linstedt 1975.
    3.   Ligman et al.  1974.
    1+.   Olsson et al.  1968
    5.   Cohen and Wallman 1974.
    6.   Laak 1975.
                                      -17-

-------
                                    SECTION 5

             UNIT PROCESSES FOR TREATMENT OF SMALL WASTEWATER FLOWS
     An important step in the handling of waste-waters for ultimate disposal
onsite, is the pretreatment process.  The quality of wastewater discharged to
the environment is dependent upon the environmental objectives of the locality.
It is likely that high quality restrictions will be placed upon wastewater
discharging directly to surface waters although similar requirements may be
placed upon direct discharges to subsurface waters where sufficient soil depth
is not available (e.g., discharges to creviced bedrock underlying a thin soil
mantle).  Less stringent quality requirements prevail for wastewaters being
evapotranspired or being discharged to the soil mantle which in itself acts
as a treatment process.

     There are numerous alternative processes currently available to treat
small flow wastewaters.  A tabulation of some of the process alternatives
available appear in Table 13.  It should be noted that soil is considered a
most important treatment process and will be considered separately under
Section 6.

     Hot all potential processes for treatment were examined in this study
but a brief review of the status of many of the potential processes is pre-
sented in Appendix A.  This study evaluated a selected number of unit processes
under both laboratory and field conditions.  Details of these studies also
appear in Appendix A.  A brief synopsis of these findings is discussed below.

BIOLOGICAL PROCESSES

Anaerobic Processes

     Anaerobic treatment processes involve the decomposition of organic or
inorganic materials in the absence of dissolved oxygen.  These processes
have normally been restricted to the treatment of highly concentrated waste-
waters and sludges but have recently found useful applications in the denitri-
fication of highly nitrified wastewaters as well.  In small flows treatment
applications, septic tanks are the most widely used anaerobic process (although
it is clear that anaerobic treatment is only one function of the septic tanks),
but some work has been reported on fixed film anaerobic contactors for organic
stabilization as well as denitrif'ication.

Septic Tanks—
     The septic tank serves several important functions in wastewater treatment
including solid-liquid separation, storage of solids and floatable materials,
and anaerobic treatment of both stored solids as well as non-settleable

                                      -18-

-------
               TABLE 13.  SELECTED TREATMENT PROCESS ALTERNATIVES

                    In-House

                        Water Conservation

                        Waste Segregation

                    Biological Processes

                        Fixed Film - Aerobic/Anaerobic

                        Suspended Growth - Aerobic/Anaerobic

                    Physical Chemical Processes

                        Adsorption

                        Chemical Precipitation/Coagulation

                        Disinfection

                        Ion Exchange

                    Soil Mantle


materials.  Details of design requirements for septic tank systems can be
found elsewhere (Appendix A).

     The results from monitoring seven field septic tank installations are
summarized in Table lU.  As would be expected for this type of process, efflu-
ent quality was relatively poor with respect to organic matter, indicator
organisms, nitrogen and phosphorus.  Suspended solids values were indicative
of adequate solids separation.

     The following observations were also noted.

     1.  There were significant differences on the basis of 95 percent
         confidence intervals in the average BOD^ and COD levels between
         septic tanks studied,  ranging from 57 mg/L (site J) to 272 mg/L
         (site C) for BODc and 208 mg/L (site J)  to 5^2 mg/L (site C)
         for COD.

     2.  For most sites, there was not a significant difference in the
         total suspended solids (TSS) levels between units (site J had
         significantly less TSS than sites A and C).  The average concen-
         tration was 1*9 mg/L for all units as a group with range of
         averages from 3^ mg/L (site J) to 69 mg/L (site A).

     3.  The level of total nitrogen varied considerably between units
         (from 26 mg/L at site E to J6 mg/L at site C).  When considering


                                      -19-

-------
TABLE lU.  COMPARISON OF SEPTIC TANK AND AEROBIC  UNIT EFFLUENTS
Sites and
Parameter Dates
and Statistics
BOD (unf iltered) , mg/L
5 Mean (1 of Samples)
Coeff. of Variation
95* Conf. Int.
Range
BODS (filtered), mg/L
Mean (1 of Samples)
Coeff. of Variation
95* Conf. Int.
Range
COD, mg/L
Mean (# of Samples)
Coeff. of Variation
95* Conf. Int.
Range
Total Phosphorus, mg-P/L
Mean (* of Samples)
Coeff. of Variation
95* Conf. Int.
Range
Orthophosphorus , mg-P/L
Mean (1 of Samples)
Coeff. of Variation
95* Conf. Int.
Range
Fecal Coliforms, log10*/L
Mean (if of Samples)
Coeff. of Variation
95* Conf. Int.
Range
Fecal Strep, logiQif/L
Mean (* of Samples)
Coeff. of Variation
95* Conf. Int.
Range
Suspended Solids, mg/L
Mean (» of Samples)
Coeff. of Variation
95* Conf. Int.
Range
Volatile Suspended, mg/L
Mean (1 of Samples)
Coeff. of Variation
95* Conf. Int.
Range
Total Nitrogen, mg-N/L
Mean (» of Samples)
Coeff. of Variation
95* Conf. Int.
Range
Ammonia Nitrogen, mg-N/L
Mean (» of Samples)
Coeff. of Variation
95* Conf. Int.
Range
Hltrate Nitrogen, mg-N/L
Mean (1 of Samples)
Coeff. of Variation
95* Conf. Int.
Range
Aerobic
Units C,
0, H, Jl
Jul 1972-
Dec 1976

37(112)
0.78
32-1*2
2-208

15(9!*)
0.9lt
12-18
1-120

108(116)
O.UO
100-116
20-3lt9

26(80)
0.7U
22-30
6-lUO

21(78)
O.^lt
18-2U
6-51
5.0(115)
0.30
It. 7-5. 3
2.8-7.3

It. 3(113)
O.lt9
3.9-lt.7
2.0-6.3

39(117)
(.23)
33-U6
3-252

27(118)
.26
23-32
1-llttt

36(87)
0.32
3U-38
15-78

0.9(92)
It. 2
0.1-1.7
<0.l-6o

30(95)
O.UU
27-33
0.3-72
Septic Tanks -
A, B. C, D, E,
F, J1
May 1972-
Dec 1976

138(150)
O.U2
129-ll»7
7-U80

109(130)
0.1*7
100-118
7-330

327(152)
0.33
310-3ltU
25-780

13(99)
0.3U
12-llt
0.7-90

11(89)
0.36
10-12
3-20
6.7(151)
o.ait
6.U-7.0
2.0-8.2

It. 6(155)
1.0
3.9-5-3
2.0-7.6

It9(llt8)
0.16
UU-JU
10-695

35(Hi8)
0.18
32-39
5-320

1*5(99)
O.ltO
Itl-lt9
9-125

31(108)
O.lt6
28- 3l>
0.1-91

O.U(lllt)
6.7
<0.1-0.9
<0.1-7>*
                Lettera designate field sites; See Appendix A.
                                   -20-

-------
         all the septic tanks as a group, 69 percent of the nitrogen
         was in the form of ammonia (ranged from 60 percent at site C
         to 82 percent at site D).

     k.  There was essentially no difference in the total phosphorus concen-
         trations "between the seven septic tanks studies.  Approximately
         85 percent of the phosphorus was in the form of orthophosphate.

     5.  There was no difference in the levels of indicator "bacteria iso-
         lated from the field units.  The average fecal coliform level
         was 5 x 10" organisms per liter, whereas the fecal streptococci
         count was k x 10^ organisms per liter.

     A comparison of the findings of this study with those reported by others
is presented in Table 15-  In reviewing the results of the various research
studies, it appears that the suspended solids concentration in the effluent
was related to:  l) size of tank, 2) degree of compartmentalization, and
3) frequency of pumping.  The largest tanks reported in Table 15 were in-
stalled as part of this study and at the University of Connecticut (Laak, 1973).
The beneficial effect of compartmentalization has been adequately demonstrated
by others (Ludwig, 1950; Weibel, et al., 195^), as well as in this study.
As solids build up within a septic tank, the chances for solids washout in-
crease.  In studies where sludge build-up was accelerated (Weibel, et al.,
19^9; 195*0 a deterioration of effluent quality occurred once the solids
holding capacity had been exceeded.  None of the septic tanks in this study
were monitored long enough to note this phenomenon.

Biological Denitrification Processes—
     Nitrogen removal from wastewaters may be of interest when ammonia or
nitrate limitations are imposed on certain receiving waters.  Biological
denitrification processes have been shown to be practical in large scale limi-
tations, but long term experience is needed.  Application of this concept to
low flow systems has not been extensively tested outside of the laboratory.
Several alternative schemes have been tested in this study and are reported
in Appendix A.  One field installation has also produced some preliminary data.
Denitrification was achieved over a three-month period in an upflow system
employing approximately 0.75 m^ of 0.9 cm dolomite stone.  Well nitrified
sand filtered effluent was dosed with methanol, and then pumped to the dolomite
bed.  After a retention time ranging from 2k to 36 hours, nitrate levels were
reduced from an average of 3k mg/L N to 3-7/mg/L N with very little residual
methanol.

Aerobic Processes
     Aerobic processes involve biochemical transformations of organic and
inorganic materials in the presence of dissolved oxygen.   Due to the character-
istics of aerobic processes, effluent qualities are normally superior to those
of anaerobic systems.   Over 75 years of experience with this biological
process in large scale applications makes it a logical candidate for small
flows treatment.  Numerous generic types of aerobic processes have been develop-
ed for small flows applications including suspended and fixed film systems.
                                      -21-

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These range from the simple lagoon to the more complex extended aeration
process.

     Mechanical propietary units—Field and laboratory studies conducted as a
portion of this project have dealt with propietary mechanical devices available
on the market for small flows applications.  A detailed description of the
processes studied, their operation and maintenance requirements and their per-
formance characteristics is found in Appendix A.

     The results of studies of four field installations employing proprietary
aerobic processes are presented in Table 1*J.  Also included is a summary of
the grouped septic tank data for comparison.  It is apparent that, in the
aerobic units studied, a higher degree of treatment was achieved as compared
to septic tanks aut that periodic malfunctions and upsets resulted in substan-
tially higher variability in the effluent quality (Otis and Boyle, 1976).
Note that effluent suspended solids concentrations from the aerobic units were
not significantly different for septic tanks at the 95 percent confidence
int erval.

     The following observations concerning the aerobic units were also noted:

     1.  Because of solid-liquid separation difficulties owing to a variety
         of operational difficulties, there was considerable difference in
         the average TSS levels between the various units, ranging from 12
         mg/L to 65 mg/L.

     2.  The total nitrogen concentrations did not vary between sites as the
         septic tanks did.   When using the grouped data, 83 percent of the
         total nitrogen was in the form of nitrate.

     3.  One unit which received septic tank effluent (see Table A-113) and
         employed cycled aeration, removed over 1/2 of the total nitrogen.
         Another field unit employing continuous  aeration also received
         septic tank effluent but only removed about 15 percent of the total
         nitrogen.

     k.  The total phosphorus levels varied substantially from site to site
         since phosphorus loading was generally a function of household
         laundry use (Witt, et al., 197*0 which varied from home to home.
         About 18 percent of the phosphorus was in the form of orthophos-
         phate.

     5.  Except for one system which was lightly  loaded, there was
         essentailly no difference in the bacterial counts between aerobic
         units.  There was  also no difference between the fecal streptococci
         levels from the aerobic units versus the septic tank.  The fecal
         coliform levels were almost 2 orders of  magnitude lower in the
         aerobic units than in the septic tanks (105 versus 10°-7 per liter).

     6.  As indicated by the coefficient of variation, the aerobic units pro-
         duced a more variable effluent quality in terms of organic matter
         and suspended solids.
                                     -23-

-------
     Periodic carryover of solids was the major reason for effluent quality
deterioration from the aerobic units studied (Otis and Boyle, 1976).  Bulk-
ing sludge, excessive sludge "build up, poor return of "both underflow solids
and scum from the clarifier and plugged or inoperative lines seemed to "be the
most common causes of carryover.  Detailed discussions of operation and main-
tenance characteristics of "both laboratory and field installations are pre-
sented in Appendix A.  It is clear, however, that proper installation and regu-
lar servicing and inspection is necessary to insure proper performance.  In-
spections should be performed at least every two months and excess solids
pumped every eight to twelve months.

     Figures 2 and 3 and Table l6 illustrate the results of this study on both
septic tanks and aerobic units as compared with other investigatiors.   Again,
wide variations in effluent quality were reported for aerobic units and other
investigators also reported serious difficulties with effluent solids over-
flow.  In most cases, investigators pointed to improper maintenance and super-
vision as reasons for poor u.-lt performance (Bennett and Linstedt, 1975',
Glasser, 197^; Voell and Vance, 197*0.

     Intermittent filtrati >n—Field experience to date with on-site treatment
processes has indicated that further polishing of effluents will be necessary
in many cases in order to meet environmental quality objectives.  Filtration
appears to be one of the most promising alternatives currently available to
provide this polishing step.  Whether the filtration is provided by granular
beds or by mechanical filter systems employed as a part of the biological
process or as a separate process, depends upon economics, effectiveness and
maintenance requirements.

     Granular filtrations appears to be particularly well suited to on-site
system design.  At least three basic flow configurations have been success-
fully tested in the field; the buried filter, the recirculating sand filter
and the intermittent sand filter.

     The buried sand filter is constructed below the soil surface.  A bed is
excavated and underdrain collectors are installed.  Approximately 30 cm (l ft)
of gravel are then placed over the bottom.  Normally, 60 cm (2 ft) of sand
(usually greater than O.U mm effective size with a uniformity coefficient of
less than U.O) is then placed over the gravel, followed by influent drain
tile placed in 25 to 30 cm (10 to 12 in) of gravel.  This bed is subsequently
covered with at least 15 cm (6 in) of topsoil.  Allowable wastewater loadings
vary from state to state, but range between .03 to .06 m/day (0.75 and 1.5
gpd/ft2) depending upon appliance loading and pretreatment.  Performance of
these systems are normally excellent, unless overloaded, but inaccessability
of the bed dictates a more conservative sizing than might be otherwise employed
for open systems.

     The recirculating sand filter system consists of a septic tank, a recircu-
lation tank, and an open sand filter (Hines and Favereau, 197^)-  Wastewater
is dosed or. to the filter by a submersible pump located in the recirculation
tank.  The sump pump is actuated by a time clock and is sized to pump between
19 to 38 L/min (5 to 10 gal/min) for single households.  A recirculation
ratio of ^:1 (recycle to forward flow) is recommended.  The recirculation

                                      -2U-

-------
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 Ul
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 Q.
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 30
     10
            i     i   i   |   i    i   i   i

         EFFLUENT  SUSPENDED SOLIDS
                                            I  I   I
                              A B«nn«tt  a Linstedt(l975)
                              x Voell and Vance (1974)   .
                              • GlasMr  (1974)
                              — Oti» «t al (1974)
                 10    20  30 40 50  60 70  80    90  95    98

                        PERCENTAGE
Figure 2.  Comparisons of septic tank  and aerobic unit
            effluent  suspended solids.
     „ 600

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                         EFFLUENT BODg



                        SEPTIC TANKS ^.
                7
                             A B«nn«tl a Lmtttdt(l975).

                             x Voell and Vane* (1974)
                             O Glo«»«r (1974)
                            — Oti» tt al (1974)
                    10 15 20 30 40 90 60 70 SO

                         PERCENTAGE
                                          90 95  98
  Figure 3-   Comparisons of  septic tank and  aerobic
               unit effluent BODq.
                             -25-

-------








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-------
tank, normally the same size as the septic tank, receives flow from the septic
tank and the recirculated portion of the filter effluent.  Baffles provide
proper mixing of the septic tank and filter effluents prior to recycle.  Filter
effluent recycle flow is controlled by a rubber float valve located in the
filter effluent return line.  When the recirculation tank is filled, filter
effluent is discharged from the system.

     The filter bed consists of 90 cm (3 ft) of coarse filter sand with a
desired effective size of C.6 to 1.5 mm and a uniformity coefficient of less
than 2.5.  Approximately 30 cm (l ft) of graded gravel support the sand and
surround the underdrain system.  The filter is designed to operate at a flow
rate of 0.2 m/day (3 gpd/ft^) based on raw septic tank flow.  It is estimated
that approximately 2 cm (l in) of sand should be removed once per year in order
to avoid serious ponding conditions.  After 30 cm (l ft) of sand have been
removed, new sand would be added.

     Results from a household system indicate that effluent BODc values average
less than 5 mg/L and TSS values less than 6 mg/L BOD^ (Hines and Favereau, 197*0 <

     With the intermittent granular filter, pretreated wastewater is applied
over a 60 to 90 cm (2 to 3 ft) deep bed of sand and the filtrate collected by
underdrains.  The sand remains aerobic and serves as a biological filter,
removing not only suspended solids, but also dissolved organics.  A summary
of intermittent sand filter performance based upon a review of the literature
is given in Appendix A.

     In this study, intermittent sand filters receiving septic tank or aerobic
unit effluent have been tested under field and laboratory conditions.  Since
coarse sands were not readily available in Wisconsin as reasonable costs,
filters were constructed employing locally available finer sands.  Of major
concern in sizing of these filters was the tradeoff between effluent quality
and maintenance requirements.  Figure h depicts the relationship that has been
found between effluent quality, maintenance requirements, sand size and appli-
cation rates.

     Details of the laboratory and field studies on intermittent sand filters
are presented in Appendix A.  Effluent quality of sand filtered septic tank
and aerobic unit effluents appear in Tables IT and 18.  It may be noted that
relatively little difference was found between aerobic unit-sand filter
effluent and septic tank-sand filter effluent for comparable loading conditions,
although the aerobic unit system employed a finer sand (0.19 mm as compared
with OA5 mm).

     Filter runs were dependent upon grain size, hydraulic loading, influent
organic strength, and maintenance techniques (Sauer, 1975; Sauer, et al.,
1976).

     Recommended filter operation schedules for a septic tank-sand filter
system are presented in Table 19'  In treating septic tank effluent, it is
recommended that two filters be employed in an alternating mode, each designed
for a hydraulic loading rate of 0.2 m/day (5 gpd/ft^).  When one filter becomes
                                      -27-

-------
    24
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    20 -
    16
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              MAINTENANCE,
               <1 MONTH
              MAINTENANCE
              < 3 MONTHS
                               80%
BOD(avc.) OF  SEPTIC TANK
  WASTEWATER-94 mg/f

       BED" ~DEPT¥ i
MAINTE-
   NANCE
   < 6 MONTHS
     85%     /
                                               MAINTENANCE  >  6 MONTHS
      MAINTENANCE  j      /
       <4  MONTHS   |     /
                        /
                                         MAINTENANCE > 18 MONTHS
            0.10   0.20   0.30   0.40   0.50    0.60    0.70
                  EFFECTIVE SIZE OF SAND (mm)
                                                                  0.80
            Figure U.   Trends  of percent BOD^ reduction and required
                       maintenance  of  sand  filters reported in the
                       literature treating  septic tank wastewater
                       (ave. BODj  = 9^ mg(L) (Sauer, 19T5).

ponded, it is taken out of service, allowed to drain, raked to a depth of 5
to 10 cm (2 to U in),  and rested prior to reapplication of waste-water.  After
a second loading period, the top 10 cm (h in) of sand from that filter should
be replaced with clean sand.

     Aerobic unit-sand filter  systems  do not require a second filter.  An
application rate of 0.2 m/day  (5 gpd/ft^) is suggested with a six-month
maintenance interval.   Removal of the  solids mat, along with 2 cm (l in) of
sand, and replacement  with 2 cm (l  in) of clean sand is the only required
maintenance step.  Reapplication of wastewater is possible immediately after
maintenance is performed.  Experience  has shown that periodic biological and
hydraulic upsets of the biological  process  can be assimilated by the sand
filters, however, extended periods  of  upset will lead to shorter filter runs.

     Grey Water Filtration—
     Grey water treatment studies to date are preliminary and are based pri-
marily upon sand filtration studies employing the wastewater simulator used
for pilot-scale combined wastewater studies (Appendix A).  Eight sand filters
                                     -28-

-------
       TABLE IT.  SEPTIC TANK-SAND FILTER EFFLUENT QUALITY DATA  (SITE  E)

BOD (mg/L)
TSS (mg/LO
Total Nitrogen-N (mg/L)
Ammonia-N (mg/L)
Nitrate-N (mg/L)
Total Phosphorus-P (mg/L)
Orthophosphorus-P (mg/L)
(log1Q /liter)
Fecal Coliforms
(log10/liter)
Fecal Streptococci
Septic Tank
Effluent
116
U3
26
20
0.2
11
9
6.6
U.7
Sand Filter1
Effluent
8
U
28
3
25
10
8
3.9
2.U
Chlorinated
Effluent
5
6
20
2
19
8
8
0.3
0.5
1 Loading rate average:  5 gpd/ft2 (0.2 m/day).
  Effective size—0.1+5 mm; uniformity coefficient—3.0.


       TABLE 18.  AEROBIC UNIT-SAND FILTER EFFLUENT QUALITY DATA  (SITE H)

BOD^ (mg/L)
TSS (mg/L)
Total Nitrogen-N (mg/L)
Ammonia-N (mg/L)
Nitrate-N (mg/L)
Total Phosphorus-P (mg/L)
Orthophosphate-P (mg/L)
Fecal Coliforms (log10/L)
Fecal Streptococci (log^g/L)
Aerobic Units
Effluent
31
ill
37.8
l.U
32.3
29-5
25.0
5.3
U.U
Sand Filterl
Effluent
3.5
9.1*
3^.8
0.3
33.8
20.3
18.9
U.O
3.2
Chlorinated
Effluent
1*
7
38.3
0.1*
37-6
21*. 0
23. U
0.9
1.5
  Loading rate average:  3.8 gpd/ft^ (0.15 m/day).
  Effective size—0.19 mm; uniformity coefficient—3.31.
                                      -29-

-------
              TABLE 19.   SEPTIC TANK-SATO FILTER OPERATION SCHEDULE

                      Sand
         Effective Size      Uniformity      Loading and Resting Period
              (mm)           Coefficient            (Months)
0.2
O.U
0.6
3-U
3
l.H
1
3
5
approximately .09 m^ (l ft^) receiving septic tank effluent were operated until
hydraulic conductivities decreased to a point where ponding exceeded 25 cm
(10 in).  Results of these filter studies appear in Tables 20 and 21.   Effec-
tive sand size was 0.28-0.30 mm with a uniformity coefficient of approximately
2.9 to 3.2.  Preliminary results indicated that filter runs with grey water
were over twice as long and processed twice as much wastewater as did filters
receiving combined household waste.  (Based upon a loading of 30 cm/day (1.2.
gpd/ft^) administered in U to 5 doses per day.)  A distinct difference in
clogging matrix was noted both on the surface and in-depth between sand filters
receiving grey water and those treating combined household wastewater.  Inter-
mittent sand filtration of septic tank treated grey water through 60 cm of sand
at a rate of 15 to 30 cm/day (3.6 to 7.2 gpd/ft*) produced well-nitrified
effluents with low BODc and suspended solids.

PHYSICAL CHEMICAL PROCESSES

     Numerous physical-chemical processes may find application in the treatment
of low flow wastewaters.  A discussion of the status of a selected number of
these potential systems appears in Appendix A.  Among the processes which have
been examined during this study are phosphorus precipitation, ammonia ion
exchange, and wastewater disinfection.

Phosphorus Removal

     Traditional methods for removing phosphorus from effluents involve the
addition of coagulating agents such as alum, iron salts or lime.  Chemical
feed of these salts to small flow systems may abound in maintenance problems
and will result in significant volumes of sludge to be handled.  More desirable
would be packed bed systems, whereby the waste would flow past a fixed coagu-
lating media.  Laboratory studies, detailed in Appendix A, indicate that
dolomite or calcite packed columns provide limited removal of phosphorus from
septic tank effluents.  This decrease in sorptive capacity may be due to
organic anions in the effluent competing for sorption sites as well as micro-
bial growth blocking the sorption sites.  Similar findings were apparent in
one field test (Sikora, et al., 1976).
                                      -30-

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                      TABLE 20.  SAND FILTER OPERATION
Filter
No.
1
2
7
8
Effluent
Applied
Grey
Grey
Combined
Combined
Application
Mode
Doses
Day
5
5
6
6
cm/ day
29!
26-32
29
26-32
31
28-33
31
28-33
Run Days to-
Ponding
226
260
104
108
Failure
264
285
124
124
Loading/m^
Liters
6610
7110
3330
3310
Grams
BOD^
4410
4740
1940
1940
Grams
SS
3230
3550
2040
2040
Mean over 95% Confidence Interval for run length.
               TABLE 21.  SAND FILTER EFFLUENT CHARACTERISTICS
Parameter
Loading
cm/ day
BOD5
COD
SS2
VSS
Grey Water
1
30
1(17)1
1-3
26(6)
13-39
12(19)
9-16
8(19)
6-9
2
30
1(18)
1-3
17(7)
7-27
14(19)
10-19
7(19)
5-9
3
15
1(17)
1-3
21(7)
7-35
11(16)
7-16
7(16)
5-9
4
15
1(18)
1-2
16(7)
12-20
8(20)
6-10
5(20)
4-6
Combined Wastewater
5
15
2(19)
1-3
16(9)
10-23
8(20)
5-12
5(20)
3-6
6
15
1(13)
1-3
18(9)
10-25
15(13)
9-23
6(13)
4-9
7
30
4(15)
2-7
25(6)
9-4o
18(110
11-31
10(15)
6-14
8
30
4(20)
'2-6
57(9)
29-86
17(20)
12-25
8(20)
5-10
Mean (no. of samples); 95% confidence interval.
Log-normalized data.
                                    -31-

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Nitrogen Removal

     Ammonia removal from septic tank effluents employing clinoptilolite were
studied in laboratory columns.   There is an abundance of data on performance
of this exchange resin for secondary effluents, but little information on its
long-term performance on septic tank effluents.  Laboratory studies, detailed
in Appendix A, indicated that clinoptilolite will effectively remove ammonia
through at least 2 cycles with little loss in exchange capacity.  Total cation
capacity of 20 mesh resin was approximately 0.5 meq/g.  The ammonia exchange
capacity at breakthrough was approximately O.U meq/g with ammonia concen-
tration in the septic tank effluent ranging from 2U to 30 mgN/L.  Currently
this process does not appear to be cost-effective for total household wastes
but may be applicable to grey water treatment.

Disinfection

     Where disinfection of effluent is required, several alternative systems
have proven to be effective.  The use of dry feed chlorinators employing cal-
cium hypochlorite tablets will produce low levels of indicator organisms
(Table 22).  Unfortunately, a major problem associated with the use of these
systems has been the lack of control of the dose to the wastewater.  Periodic
high chlorine concentrations were found in the treated effluents on an ex-
tended field testing program (Appendix A).  Methods to more effectively control
hypochlorite feed are needed.  In light of the toxicity of chlorine, con-
sideration must also be given to dechlorination of effluent prior to final
surface water discharge.

     Initial studies with ultraviolet irradiation of sand filtered household
effluents have proven to be most promising.  Four months of operating data
with a commercially available UV unit are presented in Table 23.  Long-term
tests are continuing with these units in several field installations.  One
major drawback to UV irradiation is the high initial capital investiment.  As
greater demand for this type of system increases, costs will likely decrease,
however.  Details of the field testing of the UV equipment are found in
Appendix A.

     Other alternative methods for disinfection include iodine, bromine,
formaldehyde and ozone.  Iodine may prove to be a very practical disinfectant
for low flow applications.  It is an excellent bactericide and virucide and
dose not react with organics in wastewater to the extent that chlorine does.
Feeding of bromine salts appears to be too complex for small flow applica-
tion, and ozone treatment also involves relatively complex equipment.  Little
experience has yet been gained with formaldehyde feed equipment.
                                      -32-

-------


















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                                   SECTION 6

             SOILS AS A MEDIA FOR WASTWATER TREATMENT AND DISPOSAL


WASTEWATER ABSORPTION CAPABILITIES OF SOILS

     Proper performance of conventional on-site waste-water disposal systems
depends upon the ability of the soil or soil material to absorb and purify
the waste-water.  Failure occurs if either of these functions are not performed.
Both are directly related to the hydraulic conductivity characteristics of the
soil, which are largely controlled by the pore geometry of the material.   De-
tailed discussion of this topic is contained in Appendix B.

Liquid Movement Through Soils

Soil Porosity and Permeability—
     Soil is a complex arrangement of solid particles and pores filled with
ever-changing amounts of air and water.  The size and shape of these pores is
a function of the soil's texture (particle size distribution) and its structure
(the arrangement of the solid particles).  In sandy soils, the voids are
simply packing pores that exist between the individual grains.  When signifi-
cant amounts of clay and organic matter are present, soil particles adhere to-
gether to form aggregates or peds.  Planar voids form separating the peds.
Tubular channels formed by plants and animals living in the soil and irregularly
shaped discontinuous pores, called vughs, are also found in soils (Figure 5).

     Intrinsic soil permeability or the capability of the soil to conduct
water is not determined by the soil porosity but rather the size, continuity
and tortuosity of the pores.  A clayey soil is more porous than a sandy soil,
yet the sandy soil will conduct much more water, because it has larger, more
continuous pores.  These twisting pathways, with enlargements, constrictions
and discontinuities through which the water moves, are constantly being altered
as well.  The soil structure, which helps to maintain the pores, is very
dynamic and may change greatly from time to time in response to changes in
natural conditions, biological activity and the soil-management practices.
Repeated cycles of wetting and drying and freezing and thawing help to form
peds, while plants with extensive root systems and soil fauna activity promote
soil aggregation and channeling.  On the other hand, mechanical compaction
and the dilution of soluble salts can cause the breakdown of the peds, reducing
the capacity of the soil to conduct water.

Characterization of Water in Soils—
     Under naturally drained conditions, some pores in soil are filled with
water.  The distribution of this water depends upon the characteristics of the


                                     -3U-

-------
         basic structure
                                          basic structure
                             skeleton grains

                             plasma

                         |   [ voids
                                                   interpedal planar voids
                                                            mtrapedal
                                                               vugh
          FRAGMENT OF APEDAL
             SOIL MATERIAL
                                           PEDAL SOIL MATERIAL
                       1 cm
                                                         1 cm
      Figure 5.  Schematic representation  of  a single-grained (left) and an
                 aggregated soil material  (right)  (Bouma,  et al.  1972).

pores while its movement is determined by  the relative energy status of the
water.  Water flows downhill, but more accurately,  it flows from points of
higher potential energy to points of  lower potential energy.  The energy status
is referred to as the moisture potential.

     The total moisture potential ¥^  in  soils may be defined as:
where Vm, ¥_, f  , ¥  and ¥^ are the matric,  gravity,  pressure, osmotic and over-
burden potentials, respectively.   Of  these,  the matric, gravity and pressure
potentials are the most significant in soil  absorption of wastewater.

     The gravitational potential ¥g is the result of  the attraction of water
toward the center of the earth by  a gravitational force and is equal to the
weight of the water.  To raise water  against gravity, work must be done and this
work is stored by the water in the form of gravitational potential energy.
The potential energy of the water  at  any point is determined by the elevation
of that point relative to some reference level.   Thus, the higher the water,
the greater its  gravitational potential.
The matric potential,

                                is produced by the affinity of water to the soil
particle surfaces.  The pores  and  surfaces  of soil particles hold water due to
                                      -35-

-------
forces produced by adhesion and cohesion.   Individual molecules within the
liquid are attracted to other molecules equally in all directions by cohesive
forces.  Molecules at the surface of the liquid, however, are attracted more
strongly by the liquid than by air.   To balance these unequal forces, the sur-
face molecules pull together causing the surface to contract creating surface
tension.  When solids come in contact with the surface of the liquid, the water
molecules are attracted to the solid.  If a small tube is placed vertically
in the water, the water will climb up the surface of the solid.  This is
referred to as capillary rise.  The upward movement ceases when the weight of
the raise water equals the force of attraction between the water and the solid.
Of course, this phenomenon operates to move water in all directions.

     As the ratio of solid surface area to liquid volume increases, the
capillary rise increases.  Therefore, water rises higher in smaller pores.
For example, a cylindrical pore radius of 100 microns corresponds with a rela-
tively low capillary rise of 28 cm water (pressure below meniscus equals -28
cm water) while a pore radius of 30 microns results in a relatively high rise
of 103 cm (pressure equals -103 cm water).  The water within the tube is at
less than atmospheric pressure as noted because it is "pulled" downward by
gravity as it is being "pulled" upward by the forces of capillarity.   The water
is under tension as the tube essentially "sucks" the water into it.  This
negative pressure in soil is called soil tension or soil suction and is measured
in millibars (mbar).  This implies that it takes more energy to remove or pull
water from a small pore than a large one (Figure 6).

     In addition to the capillary phenomenon, adhesive forces also contribute
to the matric potential.  Molecular forces between the surface of the soil
particles and the water form envelopes of water over the particle surfaces
retaining the water in the soil (Figure 6).

     When the soil is saturated, all the pores in the soil are filled with
water and no capillary suction occurs.  The soil moisture tension or matric
potential, therefore, is zero.  If the soil drains, the largest pores empty
first, because they have the least tension to hold water.  As drainage con-
tinues , progressively smaller pores empty and the soil moisture tension increases
because smaller pores have a stronger pull to hold water.  Thus, the tension
represents the energy state of the largest water filled pores.  With further
drainage, only the very narrowest pores and solid surfaces are able to exert
sufficient "pull" to retain water.  Hence, increasing tension or suction is
associated with drying.

     The rate of decrease of moisture in soil upon increasing tension is a
function of its pore-size distribution, and is characteristic for each soil
material or type.  Figure 7 shows the soil moisture retention curves for a sand,
silt loam, sandy loam and a clay soil.  The sand has many relatively large
pores that drain abruptly at relatively low tensions, whereas the clay releases
only a small volume of water over a wide tension range because most of it is
strongly retained in very fine pores.  The silt loam has more coarse pores
than does the clay, so its curve lies somewhat below that of the clay at higher
tensions.  The sandy loam has more fine pores and fewer coarse pores than the
sand so its curve lies above that of the sand after initial drainage has occurred.
                                      -36-

-------
                                     SOIL PARTICLE


                                          CAPILLARY WATER
                                          ADSORBED WATER
 Figure  6.   Upward movement by capillarity in glass tubes
             as compared  with soils  (after Brady, 197*0-
                       20    40    60    80    100
                    SOIL MOISTURE TENSION (MBAR)
Figure 7-   Soil moisture  retention for four  different soil
            materials (Bouma,  et al. 1972).
                            -37-

-------
     The pressure potential is due to the weight of water at a particular
point.  If the point is beneath the water table, pressure potential is equal
and opposite to the gravity potential that is measured from the free water
surface.  If the point is above the free water surface, the pressure potential
is zero.

Liquid Movement in Soils—
     Water will flow from a point where it has a higher energy potential to
a point where it has a lower energy potential.  In unsaturated soils, the gravity
and matric potentials are the only significant components of the total energy
potential since the pressure potential is zero.   The gravity potential acts to
move water vertically downward, while the matric potential acts to move water
in all directions.  In saturated soils, the pressure potential is analogous to
the matric potential, now zero, in unsaturated soils.   The rate of flow in-
creases as the potential difference or potential gradient between points in-
creases.  The ratio of the flow rate to the potential gradient is referred to
as the hydraulic conductivity or K defined by Darcy's Law.

                                   Q = KA dY
                                          dZ
     where:  Q = flow rate
             K = hydraulic conductivity
             A = cross-sectional area of flow
            df = hydraulic gradient
            dZ

The hydraulic conductivity, K, accounts for all the factors affecting flow
within the soil including tortuosity and size of the pores.  Thus, the
measured K values for different soils vary widely due to differences in pore
size distributions and pore continuity.

     The hydraulic conductivity often changes dramatically with changes in the
soil moisture tension.  At a tension equal to or less than zero, the soil is
saturated and all the pores in the soil are conducting liquid.  When the tension
is greater than zero, air is present in some of the pores and unsaturated con-
ditions prevail.  This condition grossly alters the flow channel or cross-
sectional area, A, because the forces which cause flow are now associated with
capillarity.  As the water content decreases or tension increases, the path of
the water flow becomes more and more tortuous since the water travels along
surfaces and through sufficiently small pores to retain water at the prevail-
ing moisture tension.  Therefore, the unsaturated hydraulic conductivity is
usually much lower.

     To illustrate this, three different soil materials can be considered with
pore size distributions schematically represented in Figure 8.  One "soil"
is a coarse, porous material (like a sand), one is a fine porous material (like
a clay) and a third (like a sandy loam) has both large and fine pores.  With
an open infiltrative surface and with a sufficient supply of water, all the soil
pores are filled and each pore will conduct water downward due to gravity.
The large pores will conduct much more water than the smaller ones.  If a weak
                                     -38-

-------

                             v  •
                             I  '
                                     n
Very low
{ t
or
Strong
muMBftimM^

-4
•*
Rate of application
of liquid

Degree of crusting'
                        SAND
                                                          LOAMY SAND
                                                          SANDY LOAM
                                                           SILT LOAM
                          (Liquid
f~~j Crust
                                                             CLAY
      Figure 8.  Schematic illustration of the effect of increasing crust
                 resistance or decreasing rate of application of liquid
                 on the rate of percolation through three "soil materials"
                 (Bouma et al., 1972).

barrier or crust forms over the tops of the tubes to restrict flow, some of
the larger tubes will drain.  Only the pores with sufficient capillary force
to "pull" the water through the crust will conduct water.  The larger the
pore, the smaller the capillary'force so that progressively smaller pores
empty at increasing crust resistance.  This crusting leads to a dramatic
reduction in the hydraulic conductivity of the soil (Figure 8).

     If no  crust is present, similar phenomena occur when the rate of appli-
cation of water to the soil is reduced.  With abundant water supply, all pores
are filled.  If the supply is decreased, there is not enough water to keep
all pores filled during the downard movement of the water.  The larger pores
empty first, since the smaller pores have a greater capillary attraction for
water.  Thus, larger pores can fill with water only if smaller pores have an
insufficient capacity to conduct away all the applied water.

     The reduction in K upon increasing soil moisture tension, therefore, is
characteristic for a given soil texture and structure.  Hydraulic conductivity
or K curves, determined in situ show such patterns for natural soil (Figure 9)-
Coarse soils with predominantly large pores have relatively high saturated
hydraulic conductivities (Ksat), but K drops rapidly with increasing soil
                                      -39-

-------
moisture tension.  Fine  soils with  predominantly small pores have relatively
low K
     sat1
but their hydraulic conductivity  decreases  more slowly upon
increasing tension.

     The K curves for the pedal  silt  loam and clay horizons demonstrate the
physical effect of the occurrence  of  relatively large cracks and root and worm
channels.  The fine pores inside peds contribute little to flow.  The large
pores "between peds and root  and  worm  channels give relatively high Ksa-t values
(25 cm/day for the silt loam), but these pores are not filled with water at
low tensions and K values drop dramatically between saturation and 20 cm
tension (1.5 cm/day for the  silt loam).
                         1000 —
                        _ 100 —

                        o
                           10-
                        o
                        O
                        a
                        o
                        o
                        o
                        _J
                          1.0-
                          0.1-
                               245 -
                                     20  40  60  80  100
                                     SOIL MOISTURE TENSION (MBAR)

                                       DRYING 	^
      Figure 9-  Hydraulic conductivity  (K)  as  a  function of soil moisture
                 tension measured in situ with  the  crust-test procedure
                 (Bouma, 1975).
                                      -UO-

-------
Liquid Movement Into Soils

When liquid wastes are applied to the soil, a clogging zone often develops
at the infiltrative surface.  This restricts the rate of infiltration,
preventing saturation of the underlying soil even though liquid is ponded
above.  The soil is then able to conduct liquid only if the water is able to
penetrate the clogged zone under the forces of hydrostatic pressure and capil-
lary pull.

The Process of Pore Clogging—
     Several phenomena contribute to the development of a clogging zone at
the infiltrative surface of soil absorption systems.  These include:  1) pud-
dling caused by the constant soaking of the soil during operation, 2) blockage
of soil pores by solids filtered from the waste effluent, 3) accumulation of
biomass from growth of microorganisms, h) excretion of slimy polysaccharide
gums by some soil bacteria, 5) deterioration of soil structure caused by ex-
change of ions on clay particles, and 6) precipitation of insoluble metal sul-
fides under anaerobic conditions.

     This description of soil clogging assumes that the native soil structure
is left relatively intact at the infiltrative surface during construction of
the system.  However, many systems fail, usually within a year or two, because
of poor construction techniques.  Absorption of water by soils depends upon
preservation of a suitable soil structure, but soil structure can be partially
or completely destroyed by compaction and smearing during construction.
Extensive damage does not occur in soils with a single-grained structure (sands),
but can be very serious in aggregated soils with high clay contents.  When
mechanical forces are applied to a moist or wet soil, the water around clay
particles acts as a "lubricant" causing the soil to exhibit plasticity where
individual particles move relative to one another.   Such movements, referred
to as compaction, puddling, or smearing, close the larger pores.   The potential
for structural damage of this type increases as soil wetness and clay content
increase.  Compaction may result from frequent passes over the field by heavy
machinery, smearing of the soil surface by excavating equipment and puddling
by exposure of the infiltrative surface for a day or more to rainfall that
seals off the soil pores.  The result is that the absorption field may be clogged
before it is put into service.

     Studies by several investigators indicate that the physical and biological
mechanisms are the primary causes of soil clogging in an absorption field not
smeared and compacted during construction (Bendixen, et al.  1950; Bouma, et al.
1972; de Vries, 1972; Laak, 1970; McGauhey and Krone, 1967;  McGauhey and
Winneberger, 196U; Weibel, et al. 195^).  In these instances, clogging seems to
develop in three stages:   l) slow initial clogging, 2) rapid increase of
resistance, leading to permanent ponding, and 3) a final leveling off towards
equilibrium.  During initial development of the clogging zone, the liquid seeps
away more and more slowly between loadings.   Aerobic bacteria decompose many
of the organic solids, helping to keep the soil pores open,  but they can
function only when the infiltrative surface drains between doses to allow the
entry of air.   As the clogging zone begins to form, decreasing the aerobic
periods between ponding,  the aerobic bacteria eventually are unable to keep up
                                      -in-

-------
with the influx of solids.  Permanent ponding finally results, leading to
anaerobic conditions where oxygen is no longer present.   Any dissolved oxy-
gen in the water is inadequate to maintain the aerobic environment necessary
for the rapid decomposition of the organic matter.   Clogging then proceeds
more quickly due to the less efficient destruction of soil clogging organics
by anaerobic bacteria.  Sulfides produced by reduction of sulfate by these bac-
teria bind up trace elements as insoluble sulfides, causing heavy black
deposits in the clogging zone.  Some anaerobic and facultative organisms,
which grow in such an environment, produce gelatinous materials (bacterial poly-
saccharides, slimes, or gums), which clog the soil pores very effectively.
At this point, the clogging mat seems to reach an equilibrium state where the
resistance to flow changes little.

The Significance of Soil Clogging—
     Because of the barrier to flow created by soil clogging, the soil below
the clogged area becomes unsaturated.  This is very significant when waste-
water is applied to the soil for disposal.  Flow of liquid in unsaturated soil
proceeds at a much slower rate than in saturated soil, because flow only
occurs in the finer pores.  This slows the rate of infiltration into the soil,
but enhances purification.  Wastewater effluent is purified by filtration,
biochemical reactions and adsorption processess which are more effective in un-
saturated soils because average distances "between efffluent particles and the
soil particles decrease, while the time of contact increases.  This flow
phenomenon can be illustrated by an example (Bouma, et al. 1972).  Figure 10
shows a thin section of the C horizon of a Saybrook silt loam, which is a stony
sand loam till with a saturated hydraulic conductivity of 80 cm/day.  The flow
velocity of water in the soil pores can be estimated knowing the percent of
water filled pores at different moisture potentials as given by its moisture
retention curve (Figure 7).  This velocity can be used to derive the time for
water to travel one foot (30 cm), assuming a hydraulic gradient of 1 cm/cm due
only to gravity.  Successively smaller pores empty at increasing tensions
and K decreases correspondingly (Figure 9).  Calculated travel times increase
from 3 hours at saturation to 30 hours at 30 mbars and 8 days at 80 mbars of
soil moisture tension.

     In structured soils it is possible to have flow predominantly through the
planar voids, thus bypassing the interior of the peds.  High liquid applications
may result in high dispersion where the water passes through the planar voids
without displacing the water already in the peds.  In such instances, short
circuiting of liquid through the soil occurs with associated lower retention
times.  Lower application rates would displace more of the water in the peds and
reduce dispersion.  Differences in dispersion related to different soil
structures have been noted in lysimeter studies of chloride movement in soil.
The soil columns indicated a short circuiting to be a particular problem on
drained soils dosed at relatively high rates (Anderson and Bouma, 1977a and
1977b).

     Short circuiting in a structured soil is schematically illustrated in
Figure 11.  If the large planar voids are drained and air filled, a high
application rate of liquid applied at the surface will quickly pass through
the large pores before much can enter the fine pores of the peds.  Therefore,
                                     -H2-

-------
                                                                   jfj Skeleton grams

                                                                     Plasma
                                                                     (very porous
                                                                      and calcareous)
                         SAYBROOK SILT LOAM (IIC STONY SANDY LOAM TILL)
            SATURATED
            K= 80 cm/day
   ONE FOOT (30 cm ) MOVEMENT IN THE SOIL IN
        (hydraulic gradient 1cm/cm)
At 30 mb. SUCTION
  K » 7 cm/day
   30 hours
At 80 ab. SUCTIOM
   K » T mm/day
     8 days
          Figure  10.   Occurrences and movement  of liquid in a saturated
                       and unsaturated sandy loam till C horizon of
                       Saybrook silt loam  (Bouma,  et  al.  1972).

channeling occurs where the retention time of the bulk of the liquid is low
and only a portion of the entire soil volume is used to transmit the fluid.
If the application rate is low or if there is a barrier to flow, such that the
soil remains unsaturated, the dispersion  is low.   The large pores will not
fill with liquid  and  flow will be through the finer  pores within the peds.
In this case, the retention time will be  longer and  flow will be primarily
through the portion of the soil most effective  in renovation.

     Long liquid  travel times are desirable to  adequately purify the waste-
water.  The design of absorption systems  may be critical to achieve this in
some soils.  Travel times are sufficiently long under all moisture tensions to
effect adequate purification in clay, but are too short in sand and sandy loams
when the soil is  near saturation.  Once a clogging zone has developed in such
permeable soils,  the  hydraulic conductivity is  reduced to a level where suf-
ficiently long travel times result.   However, when an absorption system con-
structed in a highly  porous or dry structured soil is first put into .service
without a developed clogged zone, adequate purification may require an increased
depth of soil unless  precautions are taken in design to insure unsaturated
soil conditions are maintained.
                                       -1*3-

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                          UNCLOGGED
                                              CLOGGED

                                     ADDED WATER

                                     CLOGGING ZONE
                Figure 11.  Influence of clogging zone on short
                            circuiting in structured soils.


Factors Effecting Soil Clogging —

     Dosing and resting — There is substantial evidence that continuous ponding
of wastewater on the soil's infiltrative surface leads to more severe clogging
than if the clogging mat were to remain at least intermittently aerobic (Ben-
dixen, et al. I960; Winneberger, et al. I960; and Thomas, et al. 1966).  To
provide reaeration, periods of loading are followed by periods of resting with
cycle frequencies ranging from hours to months.  The resting phase allows the
soil to drain and reaerate, thus encouraging rapid degradation of the
clogging mat.  This operation may extend the life of an absorption system or
reduce the infiltrative surface area by keeping the clogging mat resistance
to a minimum.

     Early laboratory work with lysimeters showed repeatedly that reduction in
the infiltrative capacity of the soil proceeds more slowly when periods of
ponding were alternated with periods of aeration (Bendix, et al. 1950; Winne-
berger, et al. I960; and Thomas, et al. 1966).  Contrary to these findings,
Kropft, et al. (1975; 1977) report that total flow through the clogging mat
remained higher in constantly ponded soil columns than in columns subjected to
intermittent flooding.  Similar results were obtained in this study when com-
parisons were made between soil columns aerated below the infiltrative surface
and those that were not (Perry and Harris, 1975; Jawson, 1976).  The aerated
columns showed that effluent application regimes characterized by short term
alternating anaerobic-aerobic conditions may result in reduced infiltration
associated with the formation of an intense clogging during the aerobic resting
phase.  Once clogged, restoration of the infiltrative surface by resting
requires at least three to four weeks in sands (Perry and Harris, 1975).  The
required resting period may be longer in finer textured soils .
                                      -uu-

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     These results may not be as contradictory as they first seem.  The oxi-
dation-reduction potential in and around the clogging mat may be critical to
maintaining high infiltration rates.  Initially, cycles of dosing and resting
maintain higher redox potentials in the soil than continuous ponding, which
retards the development of the clogging mat.  However, if clogging is allowed
to proceed, the organics accumulated during periods of dosing may be too great
for complete aerobic digestion during the resting phase.   With an ample food
supply, the aerobic and facultative organisms rapidly convert the clogging
agents to new cell mass and slime which become new clogging agents.   To prevent
this, longer periods of aeration or more uniform distribution may be necessary
to realize any benefits of dosing.

     The laboratory results have not yet been validated in the field.  Limited
data from existing dosing systems indicate that the mechanisms may be even more
complex than indicated.  Bouma, et al. (1975&) and the University of Wisconsin
reported that a system constructed in a silty clay loam soil with a percolation
rate of 12 min/cm (30 min/inch) was still operating satisfactorily when dosed
once daily at a loading rate one-third that recommended by the Manual of Septic
Tank Practice (U.S. Public Health Service, 1967).  When excavations  were made
to determine the extent of clogging, evidence of worm activity was observed in
the clogging mat which seemed to reopen the infiltrative surface.  This
activity could only occur during periods when the soil is not ponded.  More field
work is necessary to determine optimum cycles of dosing and resting.

     Applied wastewater quality—It is reasonable to assume that improving the
wastewater quality before application to the soil would inhibit clogging.
However, in several column studies investigating the effects of effluent clog-
ging on soil infiltration, only slight differences in clogging rates were found
over a broad range of wastewater qualities.

     In studies with undisturbed cores of Almena silt loam (percolation rates
of 70 min/inch in the topsoil and 100 min/inch in the subsoil) columns were
continuously ponded with septic tank effluent, aerobic unit effluent and dis-
tilled water (Daniel and Bouma, 197^).  The aerobic effluent had a significantly
lower biodegradable organic concentration than the septic tank effluent (chemi-
cal oxygen demand concentrations of 60 mg/L and 150 mg/L respectively, but
the suspended solids concentrations were similar (33 mg/L and hO mg/L res-
pectively).  More severe clogging occurred with the aerobic effluent.  No clog-
ging occurred in the soil loaded with distilled water.  It was hypothesized
that finely divided suspended solids in the aerobically treated wastewater
were able to enter the small pores in the soil, clogging the soil with depth
and creating a more effective barrier to flow.

     Subsequent studies designed to test the solids clogging hypothesis,
indicated that the initial saturated hydraulic conductivity is more  signifi-
cant than effluent quality.   Undisturbed cores of Almena silt loam were
paired according to their initial saturated hydraulic conductivity,  one pair
representing a high and low initial Ksa-^.   Three sets of four replicates each
were dosed with 1 cm/day of septic tank effluent (U8 mg/L BODr, 28 mg/L TSS),
aerobic unit effluent (27 mg/L BOD5, 6l mg/L TSS), and tap water.  The length
of time to when each column remained ponded between daily doses was  recorded.

-------
The aerobic columns showed mean ponding times of 21,3 weeks, the septic tank
set 20.6 weeks, and the tap water 18.3 weeks.  When initial Ksat values were
compared between all three sets, the ponding times for the high KSat columns
was 28 weeks while the ponding times for the low Ksa-t was lU.8 weeks.

    These studies seem to indicate that, in fine texture structured soils,
applied effluent quality does not affect the rate of clogging.  The sand filter
studies, however, suggest that improved quality may reduce the degree of
clogging in coarse granular soils.

Infiltration Rates Through Clogged Surfaces—
     If the soil's ability to accept liquid during wastewater application is
to "be accurately predicted, consideration of unsaturated flow phenomena due to
soil clogging mats or compaction is essential.   Clogging mats or compacted soil
layers of progressively higher resistances will allow progressively lower
rates of infiltration through the soil.

     Infiltration is not only dependent  upon the resistance of the clogging
zone, but also on the hydrostatic pressure of the ponded water above the
clogging layer and the capillary properties of the underlying soil (Bouma,
19T5).  For example, an identical "crust" with a resistance of 5 days (the
length of time for 1 cm3 to pass through 1 cm^ of barrier with a head of 1 cm)
ponded with 5 cm of liquid, would induce flow rates of 8 cm/day in a sandy
loam; 7 cm/day in a sand; k cm/day in a  silt loam; and 1.8 cm/day in a clay.
"Crusts" with very high resistances would conduct more liquid when overlying
a clay than when overlying a sand.   Thus, if similar clogging zones developed
in different soils, they would have different conductivities.  This fact may
effect clogging mat development and its  ultimate resistance.

     The hydraulic conductivity, which is the one-dimensional flow rate
through a unit area under a unit hydraulic gradient, is a reliable measure or
any saturated or unsaturated soil to accept and conduct liquid.   Figure 9 pre-
sents the general K-curves developed for the major textural groupings in
Wisconsin.   These curves relate K to the soil moisture tension.   Continued
research may result in different groups  at a later date.  Through the use of
tensiometry, the soil moisture potential and gradient around soil absorption
beds can be measured  in situ with little disturbance of the soil.  Thus, the
moisture potential and its gradient measured in situ can be translated into a
flow rate by using Darcy's Law (Bouma, 1975).

     Moisture potentials were measured under several ponded conventional
septic tank-soil absorption systems to determine equilibrium flow rates through
clogging mats in different soils (Bouma, 1975; Bouma, et al.  1972; 1975&;
Magdoff and Bouma, 197^; Walker, et al.  1973&).  Small excavations were made
adjacent to ponded systems and the tensiometers were installed at different
points in the soil below and to the side of the systems.  Measured potentials
were used to estimate infiltration rates into the soil through the bottom
and the sidewalls of the system, using the appropriate K-curve (Figure 9).  A
summary of the results is presented in Table 23.

     Conductivity type I (sands)—Results of monitoring systems installed in
sands showed that moisture tensions and associated flow rates in soil


                                      -U6-

-------
surrounding clogged trenches or beds were not very different for different
systems, despite differences in system age.  This would indicate that a
mature clogging mat is established early in the system's life and that flow
rates through the mat change little as the system ages.  The results also show
that clogged sands accept significant quantities of septic tank effluent through
both bottom and sidewall surfaces.

     Based on these data, 5 cm/ day (1.2 gpd/ft2) is recommended as a maximum
loading rate of the bottom area for systems with 30-cm (12 in) sidewalls
constructed in sands (Bouma, 1975).  It is further recommended that the efflu-
ent be applied uniformly over the entire bottom infiltrative surface in four
or more daily doses, particularly during system start-up, if bacterial and
viral contamination of a shallow water table is a concern.  The uniform appli-
cation in small volumes will insure unsaturated conditions in the sand necessary
for good purification.

     Conductivity type II ( sandy loams , loams ) — Soils of this type have rapid
percolation rates initially, but they have a tendency to clog quite severely.
This may be due to their particular pore size distribution and structural in-
stability.  Relatively low clay contents do not allow significant swelling and
shrinking of the soil necessary to form structural units or peds with associated
interpedal cracks.  Tubular worm and root channels are formed, but they tend
to be more unstable and much less permanent than those formed in clayey soils.
Thus, the packing pores between particles, which are much finer than in the
sands, are the principal voids through which the water moves (Bouma and
Anderson, 1973).  The finer pores may result in greater accumulation of solids
at the infiltrative surface and the development of anaerobic conditions in the
clogged layer due to the reduced air diffusion compared to sandy soils (Magdoff,
et al.
     The moisture tensions measured below the bottom of the systems increased
with increased ponding depth within the systems.   The estimated rates through
the bottom areas varied from 0.^ cm/day (0.09 gpd/ft2) to 1.9 cm/day (O.h5 gpd/
ft2).  The estimated rates through the sidewalls  were similar.

     To maintain reasonable infiltration rates, the data suggest that ponding
levels within the system should be kept to a minimum.  To reduce ponding
levels, intermittent periods of aeration between  applications should be provided
to allow aerobic decomposition of the clogging mat.  To test this hypothesis,
one system was drained and allowed to dry before  wastewater was reapplied in
once per day dosings.  After several months of operation in this mode, the
moisture tensions below the clogging mat had dropped from 80 mbar to 60 mbar,
indicating the mat was passing more liquid.  When the operation returned to
continuous application, the moisture tensions again increased to 80 mbar
(Bouma, et al. 1972).

     Absorption fields designed for bottom area loadings of 3 cm/day (0.7 gpd/
ft2) with 30-cm (12-in) sidewalls have functioned well in Wisconsin.  Trenches
are preferred to beds, with once daily dosing recommended if this rate is used
(Bouma, 1975).  This rate is somewhat lower than  design rates used elsewhere.
                                      -1*7-

-------
     Conductivity type III (silt loams, some silty clay loams)—Although
these soils are more finely textured than either Type I or Type II soils,
their more strongly structured nature can maintain relatively high infiltra-
tion rates if the system is constructed and managed properly.   The cause of
many failures can "be traced to construction problems (Bouma, 1975; Bouma,  et al.
1975a).  Construction of beds often involves several passes over the infil-
trative surface by machinery while excavating and placing of the rock.   This
practice can result in severe compaction and puddling if the soil is wet,
because these finer textured soils exhibit a plastic consistency over a wide
range of moisture contents, which occur naturally in the field (Bouma,  1975).
Observations made at some installations indicated that excavating equipment
had been driven over the bottom areas of the beds during construction.   The
presence of a compacted layer was confirmed by moisture tension measurements
taken below the beds.  These indicated a restricting layer with a resistance
reasonbly close to resistances through layers of manually puddled fine  silty
soil materials (Bouma, et al. 1971; Bouma, et al. 1975a).   Other systems studied,
which were functioning satisfactorily, did not contain ponded effluent.   Samples
taken of the soil from the bottom of the systems showed well exposed soil
structure with open planar voids between peds as well as worm and root  channels.
The exposure of these larger pores explains the lack of ponding.  This  points
to the importance of construction practices which minimize damage to the
structure of the soil.

     Dosing and uniform distribution, with drying periods under aerobic con-
ditions between applications, may stimulate worm and other fauna activity,
as organisms seek the nutrient deposited at the infiltrative surface.  Such
activity can leave relatively large open channels through the clogging  mat.
This would seem to suggest that while good construction practices are necessary
to expose an open infiltrative surface, periodic application of effluent is
essential to keeping the surface open.

     While the data are not conclusive, they suggest that maximum permissible
loading rates would vary according to the method of distribution employed.
If once daily dosing were employed, maximum rates of 5 cm/day (1.2 gpd/ft^)
might be acceptable based on bottom area only (Bouma, 1975).  Uniform distri-
bution would be crucial in this case to maintain unsaturated flow so that deep
penetration of pollutants through the large exposed pores will not occur.
If conventional gravity trickle distribution is used, the conventional  loading
rate of 2 cm/day (0.5 gpd/ft2) should not be exceeded.  In both cases,  shallow
trench designs ^5 to 60 cm (l8 to 2U in) deep are preferred because the upper
soil horizons are usually more porous and less subject to damage during con-
struction.  Shallow systems also enhance evapotranspiration.

     Conductivity type IV (clays, some silty clay loams)—Low conductivities
in these soils at saturation drop strongly in the 0 to 20 mbar tension range
due to the emptying of the interpedal voids and tubular channels as in
Type III soils.  However, lower Ksa/t values indicate the lack of many large
pores.  Thus, the soil itself, rather than the clogging mat, becomes the domin-
ant controlling factor (Bouma, 1975; Healey and Laak, 197*0 •
                                     -U8-

-------
     Because soils of this type have severely limiting hydraulic properties,
it may "be more crucial to maintain an open infiltrative surface to utilize
the large interpedal cracks and tubular channels.  Dosing frequencies of once
per day or longer may promote soil fauna activity "between dosings to maintain
an open surface (Bouma, et al. 1975a).  If conventional gravity distribution
is used, loading rates of 1 cm/day (0.2 gpd/ft2) based on the bottom area only
would seem to be acceptable, assuming 33 percent of the flow would be through
the sidewall (Bouma, 1975).  If expandable clays are present, a lower rate
should be used.
           TABLE 23.  RECOMMENDED MAXIMUM LOADING RATES FOR SEPTIC
                      TANK SOIL ABSORPTION FIELDS BASED ON IN SITU
                      MEASUREMENTS! (After Bouma, 1975)
Conductivity
    Type
   Soil Texture
  Loading
Rate2 cm/day
 (gpd/ft2)
Operating Conditions
    II
   III
    IV
                     Sand
    Sandy Loams
                     Loams
     Silt Loams      5 (1.2)3
Some Silty Clay Loams
        Clays
  5 (1.2)              h doses/day
                  Uniform Distribution
                    Trenches or Beds

  3 (0.7)              1 dose/day
                  Uniform Distribution
                    Trenches Preferred

  2 (0.5)       Conventional Distribution
                    Shallow Trenches

                       1 dose/day
                  Uniform Distribution
                  Shallow Trenches Only

  1 (0.2)3             1 dose/day
             Uniform Distribution Desirable
                  Shallow Trenches Only
  Assumes that the high water table is > 90 cm (3 ft) below the infiltrative
  surface.
2
  Bottom area only

  Should not be applied to soils with expandable clays.

WASTEWATER TREATMENT CAPABILITIES OF SOILS

     The principal goal in soil disposal of liquid wastes for homes in unsewered
areas is the purification of the liquid before it reaches surface or ground
waters.  Organic matter, chemicals and pathogenic organisms and viruses that
are not removed prior to application to the soil must be removed or transformed
                                     -49-

-------
 by the soil material.  Numerous studies have shown that under proper
conditions, the soil is an extremely efficient purifying medium.   More de-
tailed discussion on this topic can be found in Appendix C.

The Fate of Bacteria and Viruses in Soils
     From the standpoint of public health, the removal of potential pathogenic
organisms and viruses is the most critical function of a soil absorption
system.  Many field and laboratory studies have examined the efficiency of the
soil for pathogen removal and the various parameters that affect  its efficiency.
Factors important in removal of pathogens by soil include soil type, tempera-
ture, pH, organism adsorption to soil and soil clogging materials, soil
moisture and nutrient content and biological antagonisms (Gerba,  et al. 1975).
Another key factor is the liquid flow regime in the soil.  As shown previously,
unsaturated flow, induced by either a clogged zone or application rate, enhances
purification because liquid movement is primarily through only the smaller
pores of the soil forcing greater liquid-soil contact.

     Figure 12 shows removal of fecal coliforms and fecal streptococci from
septic tank effluent by two columns packed with 60 cm (2 ft) of Plainfield
loamy sand (effective size O.lU mm, uniformity coefficient 1.99)  (McCoy and
Ziebell, 1975; Ziebell, 1975).  Both columns were loaded well below their
saturated hydraulic conductivity rates of nearly UOO cm/day (96 gpd/ft2), but
one was loaded at twice the rate of the other.  During the first  100 days of
application, the number of bacteria discharged from both columns  reached
a plateau and then began to decline.  Fewer bacteria passed through the column
with the lower loading rate.  Column 1, loaded at 10 cm/day (2.U  gpd/ft2),
removed approximately 92 percent of the fecal coliforms applied per day while
column 2, loaded at 5 cm/day (1.2 gpd/ft2), removed 99.9 percent.  Fecal
streptococci and Pseudomonas aeruginosa were also found in the effluent from
the more heavily loaded column 1.  These organisms were not detected in efflu-
ent from the more lightly loaded column 2.  During this period a  clogging zone
developed on the infiltrative surface of each column and the fecal coliform
count in the effluents from both columns eventually dropped to between 10 and
100 FC/100 mL (McCoy and Ziebell, 1975)-

     Septic tank systems installed in sands also exhibit the effects of the
clogging zone in removing indicator bacteria.  Figure 13 shows the bacterial
counts obtained while monitoring several points around an absorption trench in
an unsaturated medium sand soil.  The kinds and numbers of bacteria found in
the liquid 1 foot (30 cm) below and 1 foot (30 cm) to the side of the trench
were similar to natural soil flora  (Bouma, et al. 1972; McCoy and Ziebell, 1975;
Ziebell, 1975)-
     Concurrent studies of Almena silt loam were also conducted  (Ziebell,
1975).  This soil has a lower capacity to conduct liquid than the unstructured
sands  and the majority of flow is through the larger pores between soil peds.
Undisturbed cores, 60 cm (2 ft) deep, of Almena silt loam were loaded with
septic tank effluent at a rate of 1 cm/day (0.2U gpd/ft2).  At this loading,
with no clogging mat present, effluent short-circuited through large pores
and channels in the soil and  significant numbers of bacteria were found in the
column effluents.  When the loading rate was reduced to 0.3 cm/day to promote
flow through the soil peds rather than through the larger cracks around the
peds,  counts decreased dramatically to below 2/100 mL of fecal coliforms,

                                      -50-

-------
CO
^  T
o
o
-x  5
<
o:  4
                                                 COLUMN I
                                                                0-0
           CO
           O
           <  4
           tr
           £  3
           o  '
           3
                                                 COLUMN 2
                   20
                             60
                                       100
                                                 140
                                                           180
                                    TIME  (days)
       Figure 12.  Bacteria counts in effluents from sand columns loaded
                   with septic tank effluent.  Column 1 loaded at 10 cm/
                   day (l.5 hours retention time) and Column 2 loaded at
                   5 cm/day (25 hours retention time).  FC = fecal coli-
                   forms; FS - fecal streptococcus (Ziebell, 1975)-

fecal streptococcus and JP. aeruginosa (Figure lU).  When the loading was
restored to 1 cm/day, high counts of these organisms were again observed.

     Virus adsorption and inactivation in soils have been of considerable inter-
est to scientists and engineers over the years.  When viruses enter the septic
tank or other treatment process, they are likely associated with cells in
fecal material.  These solids settle, but they may release some viruses depend-
ing upon turbulence within the process.   Secondary adsorption on wastewater
solids may occur in treatment processes but some free and particle adsorbed
viruses will be discharged to subsequent treatment processes or to the soil
absorption field.

     Eemoval of viruses in soils occurs as the result of the combined effects
of sorption, inactivation and retention.  Upon entry into the soil, viruses
are rapidly adsorbed to solid surfaces.   Desorption appears to be strongly
related to the ionic strength of the applied fluid, increasing as the ionic
strength decreases (Lance, et al. 1976).  In the adsorbed position, the
                                      -51-

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         3  -
                ABSORPTION FIELD
                 CROSS SECTION
FT
o

1 -
-
2 -
TRENCH
O
7
1
LIQUID *

-. FT-H ^


                                       BACTERIA/100 MLS OR PER 100 6 OF SOIL


                                       FECAL     FECAL     TOTAL    TOTAL
                                       STREPTO-  COLIFORMS   COLIFORMS  BACTERIA
                                       COCCI                      xlO7
                    NATURAL
                     SOIL
                                        <200
<200

<200

<2OO
                                                <200
                                                         <600
17,000

<200

 700
23,000

<600


 1,800
                                                                 0.6
                                       160,000  1,900,000   5,700,000    3.0

                                        54,000  4,000,000  23,000,000   4,400
6.7

3.7

2.8
              Figure  13.   Cross-section of seepage trench in sand
                           showing bacterial counts at various points
                           near  the trench (Ziebell, 1975).

the viruses are inactivated in  a spontaneous process which is temperature
dependent, "being greater  at the higher temperatures (Green, 1976).  Virus
detention within the  soil is affected by the degree of saturation of  the
pores through which the virus laden effluent flows.  The more saturated the
pores, the less opportunity there is for virus contact with surfaces  to
which it can adsorb.

     In laboratory studies with packed sand columns, septic tank effluent was
inoculated with more  than 10^ plaque-forming units (PFU) per liter  of polio-
virus type 1 (Green,  1976; Green and Oliver, 197^).  All viruses were removed
in the columns at a loading rate of 5 cm/day (1.2H gpd/ft2) applied in single
doses over a period of more than one year.  At a loading rate of 50 cm/day
(12.H gpd/ft2), virus breakthrough occurred (Figure 15).  Analysis  of the
sand residue following virus application, indicated that adsorbed viruses
within the column were inactivated at a rate of 18 percent per  day  at room
temperature and at 1.1 percent  per day at 6 to 8°C (Green and Oliver, 197M •

     Laboratory tests with ground soil material from a Batavia  silt loam
reduced virus in septic tank effluents by 5.^ logs per cm of depth  and
Almena silt loams material produced 7-9 logs of reduction per cm  (Green and
Oliver, 197H).  It should be emphasized, however, that soils in the field do
not exist in a finely ground state.  Channels in natural soil will  reduce
opportunity for virus adsorption and travel over long distances may occur
when loading rates are high.

     It would appear  from these studies that sandy soils without  structure,
loaded at 5 cm/day  (l.2U  gpd/ft2) or less, should adequately remove bacteria
                                       -52-

-------
  CO 81-
  _l
  5 7 -

  §6L
  ^ 5
  <
  CC 4
  UJ
  O
  O
            PC
•• * •I'-'-L'* *\


20 60

rT ' ',
100 140
§
•H"0^.
r -"S
L —
180 g.
Figure
                                 TIME (days)
                      Bacteria counts in effluent from an undisturbed
                      core of Almena silt loam loaded with septic tank
                      effluent (Ziebell, 1975).
and viruses within 60 cm (2 ft).   In structured soils with no clogging mat
present, lower loading rates are  required to achieve purification within
60 cm (2 ft).  In clogged soils where infiltration rates are limited by the
clogging mat, loading rates are less critical unless surfacing of effluent
occurs due to excessive applications.

The Fate of Nutrients in Soils

     Domestic wastewaters may contain chemicals hazardous to public health or
the environment.  Nitrogen and phosphorus compounds are discharged in house-
hold wastewater which can enter ground or surface waters in sufficient quanti-
ties to cause concern.  Nitrogen, in the form of nitrate or nitrite has been
linked to cases of methemoglobinemia in infants (Groundwater Contamination,
196l).  A safety limit for nitrate of 10 mg/L as nitrogen is recommended by
the U.S. Public Health Service (Gruener and Shuval, 1969).   There are many
reports of nitrate concentrations above 10 mg/L-N limit in wells near
septic tank systems (Dudley and Stephenson, 1973; Preul, 196^; Walker, et al.
1973b; Ground wat er Cont aminat i on , 1961).
                                     -53-

-------
                                      log^PFU/ml)
                                    01  23456
               Figure 15-  Penetration of poliovirus into packed
                           sand columns at room temperature ( Green
                           and Oliver, 19TU).
     In solution, nitrate moves freely through the soil.   Some denitrification
(reduction of nitrate to nitrogen gas) can occur where organic material and
an anaerobic environment occur together.   Nitrogen in septic tank effluent
is about 80 percent ammonium and 20 percent organic nitrogen, but much of it
is converted biologically to nitrate as it moves through the aerated unsatur-
ated soil immediately below the clogging zone in the seepage field (Walker,
et al. 19T3b).  This is illustrated in Figure l6 where concentrations of the
various forms of nitrogen are plotted against depth below a soil trench in a
sandy soil.  If anaerobic conditions prevail in the subsoil, nitrification will
not occur and the nitrogen then remains in the form of ammonium.  Ammonium is
readily adsorbed by soil materials of high clay content and hence migrates
much more slowly (Preul, 196U; Walker, et al. 19T3b).

     In absorption fields where several feet of unsaturated flow in aerobic
soil occurs, nitrification followed by leaching of the nitrate into the
groundwater results.  Some denitrification may occur in anaerobic "micro-
environments" within peds , but dilution is the primary mechanism available
to reduce nitrate concentrations to safe levels.  In conditions of high ground-
water or very slowly permeable soils, anaerobic soil conditions may exist.
Under these conditions, nitrification is avoided and adsorption of ammonia onto
the clay and organic fraction of the soils occurs (Bouma, et al. 1972; Dudely
and Stephenson, 1973; Preul, 1966).  As adsorption sites become exhausted,
ammonium travels.  Most of the ammonium is subject to nitrification and leach-
ing if aerobic conditions are reestablished (Lance, 1972).

-------
                        10
                             20
                 MICROGRAMS  PER GRAM SOIL
                 30   40    SO       100
                                                           100
                                                                 300
10

20

30

40

50

60

70

80
                 IK)
                 170 •«

                 f30
                                   AMMONIUM - N

                                   NITRATF -N

                                   CHLORIDE
                                       ORGANIC -N
              Figure 16.   Concentrations of NH^-N, NOg-N, Organic N
                          and Cl in unsaturated soil below the clogged
                          zone in sand (Walker, et al.  19731) ).

     Phosphorus  is  also  of environmental concern.  If allowed to reach surface
waters, it  can accelerate eutrophication because it is an essential nutrient
of algae and  aquatic weeds.   However, phosphorus enrichment of groundwater
seldom occurs below septic tank systems because phosphorus is fixed in soil
by sorption reactions  or as  phosphate precipitates of calcium, aluminum or
iron.

     When phosphorus is  initially applied to  the soil, it can be chemisorbed
on the soil mineral surfaces.   As the concentration of phosphorus increases
in the soil solution,  phosphate precipitates  may form.   The phosphate ion
forms relatively stable  surface compounds or  precipitates with compounds
containing  iron or  aluminum  in  neutral to acid soils or calcium in neutral
to alkaline soils.

     The amount of  phosphorus retained by a soil can be significant.   In a
sandy loam  soil, 100 mg/g  to 300  mg/g of  phosphorus  was retained below a soil
absorption  system (Walker, et al.  1973b).  In sand column studies, 121 mg/g of
phosphorus was retained  (Magdoff  and  Keeney,  1976).  Based on this and data
collected by  other  investigators,  it  is  estimated that  the depth of phosphorus
penetration in sandy soils would  be about  50  cm (20  in)  per year while in
finer textured soils it may be  as  low as  10 cm (k in) per year (Sikora and
Corey, 1976).   Therefore, groundwater  contamination  with phosphorus where clean
sands are found may become a problem,  but  only after a  considerable length of
time.
     The fate and significance of heavy metals and complex organic  compounds  in
the soil around absorption systems have not been determined.  An insufficient
data base exists.

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     Though the soil does not do a perfect jo~b of treating waste-water, proper
design and management of soil absorption systems allows the soil to absorb
the liquid and remove a very high percentage of the organisms and substances
potentially harmful to human health and the environment.
                                     -56-

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                                  SECTION 7

                  ON-SITE TREATMENT AND DISPOSAL ALTERNATIVES
     A satisfactory wastewater treatment system discharges a vater of acceptable
quality which prevents the accumulation of harmful pollutants to dangerous
levels in the environment.  The environment, of course, may be part of the sys-
tem, providing the final treatment necessary before the vater is of sufficient
quality for reuse.  If the pollutant load received by the environment is too
great, the pollutants will not be broken down and recycled rapidly enough,
allowing the pollutants to accumulate.  This leads to failure of the system.

     The maximum permissible limits of pollutants that can be discharged vary
with the type of pollutant and the receiving environment.  Therefore, to properly
design a wastewater treatment system, it is necessary to evaluate the physical
characteristics of the site where the partially treated wastewater is to be
discharged.  Each site has its own characteristics that limit its potential as
a treatment medium.  These characteristics will dictate the type and degree of
pretreatment that is required.

     Proper evaluation of the receiving environment becomes particularly criti-
cal where on-site wastewater treatment systems are necessary.  On-site systems
lack the advantage of central sewerage which collect and convey wastes to a
treatment plant located at a site which is selected for its suitability to
receive the pretreated wastes.  Instead, they must be located near the point of
waste generation where local environmental conditions are often less than
i deal.

     Traditionally, the septic tank-soil absorption system has been used to
provide on-site treatment and disposal of liquid systems.  Soils are very
effective biological and physical filters which break down organic and other
chemical substances as well as remove pathogenic organisms and viruses.
Where soils are suitable, they should be utilized in the treatment system.
However, not all soils and the site characteristics with which they are
associated, are equally effective in providing absorption and purification
over a reasonable lifetime.  If the soil and site characteristics preclude
soil absorption for on-site disposal, other alternatives must be sought
(see Figure 17).

     An on-site wastewater treatment and disposal system must be designed
to produce an effluent of sufficient quality to be compatable with the
method of final disposal used.  One or more unit processes would be placed
in series to provide the necessary treatment as shown in Figure 17.  The
system selected may or may not be dependent upon soil for disposal.  For a
detailed discussion of these systems, see Appendices A and B.


                                      -57-

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                      SATISFACTORY-
   SOIL AND SITE'
   CHARACTERISTICS
                 \
IV
SITE
MODIFICATION
 REGRADING
 FILLING
 DRAINING
                   UNSATISFACTORY
                                   IN-HOUSE WASTE
                                   MODIFICATION
                                     CONSERVATION
                                     SEGREGATION
                                     REUSE
                   »- SOIL ABSORPTION
                     I CONVENTIONAL SOIL ABSORPTION
                     • MOUND
                      ET-ABSORPTION
                     EVAPORATION
                       EVAPOTRANSPIRATION
                       MECHANICAL EVAPORATERS
                                           TREATMENT
                                            BIOLOGICAL
                                            PHYSICAL
                                            CHEMICAL
                                                        SURFACE WATER
                                                        DISCHARGE
          Figure IT.  Alternative strategies- for on-site waste-water
                      treatment and disposal.

SYSTEMS DEPENDENT ON  SOIL

The Conventional Septic Tank-Soil Absorption System
                                         %

     The most common  method of on-site liquid waste disposal is  the septic
tank-soil absorption  system.   The conventional septic tank  system has two
components:  a  septic tank, used to provide partial treatment of the raw waste,
and the soil absorption field or pit where final treatment  and disposal of the
liquid discharged from  the septic tank takes place.  Both are installed below
the ground  surface.

     The septic tank  system has a bad reputation because failures are common.
Failure usually manifests itself by seepage of septic tank  effluent to the
ground surface  or by  sewage back-ups in the house plumbing  due to a clogged
soil absorption field.   Since the system is near the home or establishment,
the seepage is  readily  accessible to humans and pets.   The  seepage may also
enter surface waterways, increasing the risk of exposure to potential health
hazards.  A more  serious type of failure, however, occurs when there is
insufficient or unsuitable soil below the absorption field  to properly purify
the septic  tank effluent before it reaches groundwater.  Contamination of near-
by wells by bacteria, viruses and chemical pollutants can result.  This
type of failure often goes unnoticed until illinesses or epidemics occur.
                                      -58-

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     Failure is not due to inherent shortcomings of the septic tank-soil
absorption system itself, but rather to misapplication and misuse.  Where
soils are suitable, the septic tank-soil absorption field is an excellent
method of on-site disposal of wastewater.  Therefore, site evaluation is a
critical step in its design.

Site Evaluation—
     Site factors that influence the operation of on-site absorption systems
include the soil's hydraulic conductivity, the depth of soil over zones of
saturation or bedrock, the slope and topographic position, and the site's
management history.  Of these, the soil's hydraulic conductivity and unsaturated
depth are most important to insure absorption of all the wastewater generated
and adequate treatment of the waste before the liquid reaches the groundwater.

     Estimation of the Infiltrative and Percolative Capacity of Soil—Direct,
on-site measurement of hov the soil will respond to continuous wastewater
loading cannot be done practically.  Instead, equilibrium flow rates through
clogged soils usually must be estimated from a short term empirical soil test.

     The percolation test—In 1926, Henry Ryon developed a test to determine
the relationship between soil type and hydraulic loading of seepage systems
(Federick, 19^8).  He studied both properly functioning and failing systems.
He dug a hole one foot square to the depth of the systems, soaked the hole
overnight to allow the soil to swell, refilled the hole the following day, and
recorded the time required for the water level to drop one inch ("percolation
rate").  To calibrate the test, Ryon inspected several failing or near-failing
systems and noted the loading of the system, the soil characteristics and the
percolation rate measured in nearby soil.  Ryon plotted curves relating
loading rates versus the percolation rate from these data.  It was later pro-
posed that these curves could be used to size new soil absorption systems.
Adoption of the procedure by the New York State Health Department led to its
wide acceptance, though slight changes have been made over the years.  Today
it is used by most states to size on-site systems.

     The use of the percolation test data for soil absorption system design
is based on the assumption that the ability of a soil to absorb sewage efflu-
ents over a prolonged period of time may be predicted from the soil's initial
ability to absorb clear water (McGauhey and Winneberger, 1963).  From Ryon's
data comparing absorption rates of existing septic tank systems to the perco-
lation test, it is necessary to reduce the measured rate by an empirical
factor ranging from 20 to 2500 in order to size the absorption area (Bouma,
et al. 1972).  However, tests run in the same soil can vary by several
orders of magnitude (Bouma, 1971; Healy and Laak, 1973; Winneberger, 197*0 •
Thus, the procedure is unreliable, and a more accurate test is desirable, or
at least, less reliance should be put on its results in system design.

     The "crust test"—The soil below properly designed and operating absorp-
tion systems is unsaturated because of the clogging mat which develops at the
infiltrative surface.  To properly size an absorption system, therefore,
the unsaturated hydraulic conductivity characteristics of the soil must be
known since the unsaturated conductivity is significantly less than the
                                     -59-

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saturated conductivity.   Since the standard percolation test does not provide
conductivity data of this type, the "crust test" was developed (Bouma, et al
1971, 1972; Bouma and Denning, 1972).

     The crust test is performed in situ to avoid disturbing natural pores
and to maintain continuity with the underlying soil.  A soil column is
carved from the soil horizon of interest and fitted with a ring infiltrometer
(an impermeable collar with a tight fitting lid) to control water addition
to the column.  A tensiometer is installed in the column just below the infil-
trative surface to determine the degree of saturation in the soil by measuring
the soil moisture tension as water is applied (Figure 18).  To create unsaturated
conditions in the soil column, a "crust" made of gypsum or gypsum and sand is
placed over the soil surface.  When water is introduced through the infiltro-
meter, flow into the soil is restricted by the crust.  This establishes a
constant steady-state flow which induces a nearly uniform moisture tension in
the soil beneath the crust.  The measured soil moisture tension and the equil-
ibrium flow rate for a given crust determines one point on the hydraulic con-
ductivity curve.  Additional tests run on the same column with crust of
different hydraulic resistances establish points that define a K-curve as shown
in Figure 9-  This curve can be used for design if the range in soil moisture
tensions under the clogged zones of mature absorption systems in similar soils
is known.
                           MANOMETER
                    ~-'i  - a-\ TENSIOMETER
           Figure  18.   Schematic  diagram  of  the  crust test procedure.
                                      -60-

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     Though this procedure offers a direct measurement of K, it is time
consuming and requires a skilled operator.  It is not a test which can be
run economically at each site.  However, since the hydraulic conductivity of
a soil is dependent upon the pores in the system, the conductivity of a  soil
at various sites in the soil map unit can Tbe defined within statistical  limits
(Figure 19).  Also, it has been found that curves of different soils in  the
same textural groups are similar at moisture tensions greater than 10 mbar
(Figure 20).  Therefore, by defining families of K-curves for groups of  soils,
the hydraulic conductivity characteristics of a particular soil or site  can
often be predicted without the need and expense of on-site testing.

     In Wisconsin, four major hydraulic conductivity types have been suggested
based on the texture of the soil materials (Bouma, 1975).  These textural
groupings include the sands; sandy loams and loams; silt loams and some  silty
clay loams; and the clays and some silty clay loams.  In other regions
similar groupings might be made, but they must be based on field data since
differences in soil mineralogy may affect these groupings.  Typical hydraulic
conductivity curves were developed from field measurements for each of these
conductivity types (Figure 9).
                            >  10
                                         PLANO SERIES
                               O.I      1.0      10.

                                   SOIL MOISTURE TENSION
                                       (cm water)
                                                   100
            Figure 19.   Hydraulic conductivity data for Piano series
                        Regression line is solid line,  and dashed lines
                        indicate one standard deviation about
                        regression line.
                                     -61-

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                           1000
                           100
                         u
                         O
                         o
                         (C.
                         o
                         I
10
0 I
                                            GROUP B
                               GROUP A
                                                 I
                             O.I      10     10     100
                              SOIL MOISTURE TENSION (mBAR)
            Figure 20.  Hydraulic conductivity groups:
                        Group A:  Ontonogon and Magnor series
                                  (heavy loams)
                        Group B:  Piano, Batavia and Merely series
                                  (silty clay loams)

     To make these curves useful in designing soil absorption fields for
septic tank systems, soil moisture tensions were measured under the clogging
zones of several operating fields (Bouma, 1915}•  This information provided a
design point on the curve for proper field sizing.  For example, the soil
moisture tension below a mature clogging mat in a silt loam soil is expected
to be between 20 and 3^ mbar.  This corresponds to a K of from .67 to  .92 cm/
day (Bouma, 1975).  This same procedure could be used to select design points
for the other types of soil systems.

     The application rates for various soil conductivity types defined in
Wisconsin and presented in Table 23, represent the best estimates available
to date.  Because of the unstructured nature of the sands and sandy loams,
the rates are reasonably accurate.  However, flow through finer textured soils
is more complex and there is more variability in the tensions measured under
operating fields (Bouma, 1975).  In these soils the design rates must be used
with care particularly if expandable clays are present.

     With no reasonably simple alternative to determine the equilibrium infil-
tration rate of soils under wastewater application, the percolation tests
continues to be favored.  However, other information such as soil texture and
structure should be used to supplement and confirm the test.
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     Estimation of the unsaturated depth of soil—To insure adequate purifica-
tion of the wastewater before it reaches groundwater, three feet of unsaturated
soil is necessary below the infiltrative surface.  If saturated soils ever
occur within the three feet minimum, transmission of harmful pollutants to the
groundwater may result (Green and Cliver, 197**; McCoy and Ziebell, 1975;
Ziebell, 1975).  To determine if saturated conditions do occur within the mini-
mum is often difficult, however, because water table levels fluctuate in
response to changing weather conditions.  Typically, the water table is low
during the summer, while in the spring and fall, it rises.   Ideally, the highest
groundwater level should be observed when it occurs, but this is not always
practical.  Moreover, observations made in relatively dry years do not represent
those that occur in normal years.  Thus, other methods must be used to determine
the high water elevation.

     Soil mottling is sometimes an indicator of the presence of seasonally
high water levels.  Mottles are spots of contrasting colors found in soils
subject to periodic saturation.  The spots are usually bright yellow-orange-red
surrounded by a gray-brown matrix and described according to their color, fre-
quency, size and prominence (Soil Survey Staff, 1951).  Well-drained soils are
usually brown in color due to the presence of finely divided insoluble iron and
manganese oxide particles distributed throughout the horizon.  However, under
reducing conditions often produced by saturation over prolonged periods, the iron
and manganese is mobilized until reoxidized when the soil drains.  Repetitive
wetting and drying cycles quickly produce local concentrations of these oxides
on pore surfaces forming red mottles (Vepraskas and Bouma,  1976).  Soil from
which much of the iron and manganese has been completely reduced, loses its
brown color, and becomes grey by a process referred to as gleying.  Therefore,
the upper limit of the mottled soil is often a good estimate of the high ground-
water level.

     It is possible for soils to saturate and not develop mottles.  In regions
where the water remains cold or bacterial activity is limited, mottle formation
is hindered.  Also, soils with high pH may not develop pronounced mottling.
This is true of the red clay soils of Northern Wisconsin which saturate but do
not exhibit mottling.

     Sizing of infiltrative surface—Proper design of the soil absorption field
requires that the rate of wastewater application to the infiltrative surface
not exceed the soil's equilibrium infiltration rate.  The equilibrium infil-
tration rates have been determined for the various hydraulic conductivity soil
types in Wisconsin (Table 23), so it remains to estimate the total daily
volume of wastewater to be discharged to the field.

     Waste flows from single homes, restaurants, motels, etc., are intermittent
and subject to wide fluctuations.  Variation in the number of persons contribu-
ting to the flow and their activitieis have profound effects on the daily volume
of waste generated.  Therefore, accurate estimates of waste flow volumes are
difficult.  Estimates of per capita contributions from single homes are pre-
sented in Table U.  More detailed estimates of household and commercial waste-
water flows are discussed in Appendix A.
                                      -63-

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     Because the flow must be contained in a limited area,  soil absorption
fields must be designed for maximum rather than average  daily flow unless
provisions are made for flow equalization.  It is common practice  to size  the
infiltrative surface based on the maximum potential use  of  the building to be
served rather than its initially intended use.  For example,  to size a system
for a household in a soil with a percolation rate of 12  min/cm (30 min/in),
the Manual of Septic Tank Practice (USPHS 196?) recommends  an absorption area
of 22.8 m
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while at the sidewall, gravity does not contribute to the potential gradient
since it operates vertically and the pressure potential diminishes to zero
at the liquid surface.  In temperate climates, frequent rainfall, particularly
in the spring and fall, may reduce the matric potential at the sidewall to low
levels due to percolating precipitation.  During such times, the horizontal
gradient could be significantly less than the vertical gradient with the effect
that the bottom surface would become the dominant infiltrative surface.  For
this reason, Bouma (1975) recommends that in temperate climates, systems should
be sized on bottom area only.  Healy and Laak (197^) do not suggest that a
system be designed on bottom area only, but they do recommend that in temperate
zones, systems be designed to function under gravity potential only because of
the problem during wet portions of the year.  They also state that evapotrans-
piration during such times is too low to remove significant volumes of waste-
water because of the wet soil.  The ability of the soil to transport the liquid
to the surface for evapotranspiration, of course, is directly related to the
matric potential or "wicking" action of the soil.

     If the trenches were to remain ponded, deep narrow trenches could be con-
structed to increase the hydraulic gradient across the sidewall, as recommended
by McGauhey and Winneberger (1965).  However, this would diminish the advantages
of shallow trenches which enhance the potential for evapotranspiration and avoid
construction in the deeper soil horizons where puddling and compaction are more
likely due to wet finer textured soil.  It might be concluded that in humid
regions, systems should be designed on bottom area while maximizing the sidewall
by utilizing shallow trenches rather than beds.  In more dry regions, with
rather permeable soils, the sidewall area could be maximized at the expense of
the bottom area.

     Trench versus bed design—Though beds often are more attractive than
trenches because total land requirements, cost, and time of construction are
less, trenches are more desirable in terms of maintaining the infiltrative and
percolative capacity of the soil.  This is particularly true in soils with
significant clay contents (>25 percent by weight).  The principal advantages
of trenches over beds are that:  l) more infiltrative surface is provided for
the same bottom area, and 2) less damage is likely to occur to bottom infil-
trative surface due to compaction, puddling and smearing during construction.

     For identical bottom areas, trench designs of absorption fields can
provide more than 8 times the sidewall area.  This can be of benefit in pre-
venting failure through clogging.  In humid climates, there may be portions of
the year that the sidewall loses much of its effectiveness for absorption
which necessitates designing the system to function on bottom area only.  How-
ever, it is recognized that the sidewall is beneficial and it is certainly
recommended to maximize it in any system (Bouma, 1975; McGauhey and Winneberger,
1975).

     In addition, the seepage bed design can cause severe damage to the natural
soil structure during installation.  This is a particular concern in clayey
soils.  Rapid absorption of liquid by the soil depends on a suitable soil
structure being maintained (Bouma, 1975; Bouma,et al 1975a).  When mechanical
forces are applied to moist or wet soil, the structure is partially or com-
pletely destroyed because clay particles in the soil are able to slip relative


                                     -65-

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to one another.  This movement, which, results in compaction,  puddling or
smearing, closes the larger pores between soil aggregates and those  made by
roots, or burrowing soil fauna.

     To construct a seepage bed, it is common practice to first scrape off
the topsoil using a front end loader and then return with a backhoe  for digging
to final grade in an attempt to leave a fresh soil surface.  However, these
two operations may require several passes over the bed area by the construction
machinery often with heavy loads.  When digging is complete,  trucks  may be
backed into the bed to unload aggregate which is spread over  the bottom of the
bed with machinery.  After the distribution piping is laid, additional gravel
is placed over the pipe and covered with soil.  By the time the bed  is com-
pleted, the soil structure may be destroyed.

     This problem is further compounded when soil conditions  are wet.  A busy
contractor is unable to always schedule his work when the soil is dry,so
construction often proceeds when conditions are marginal at best. The trench
design reduces the severity of these problems because the construction
machinery is able to straddle the trench so that the future infiltrative surface
is never driven upon.

     To make trench systems more favorable, design codes should encourage the
use of trenches.  A reasonable approach would be to require more bottom area
for beds than trenches for the same size household.  Two methods might be used:
l) give credit for sidewall area thereby reducing the bottom  area required for
trenches, or 2) increase the bottom area now required for beds in proportion
to the amount of sidewall area lost by not using the trench design.   Before
the former approach is recommended, however, more needs to be learned about
the relative contributions of the sidewall and bottom areas as infiltrative
surfaces.

     Shallow versus deep absorption systems—Shallow soil absorption systems
offer several advantages over deep systems:  l) the upper soil horizons are
usually more permeable than the deeper subsoil because of greater plant and
soil fauna activity and eluviated clay, 2) evapotranspiration is greater,
3) the upper soil dries quicker than the subsoil so construction can proceed
over longer periods of the year with less smearing, puddling  and compaction,
and h) less excavation is necessary, reducing the cost.  Some state  codes
prohibit the construction of absorption systems deeper than 90 cm (36 in).
This restriction seems reasonable but only if more permeable  soil horizons do
not exist at greater depths.  In such instances, deep systems may be practical
where the groundwater tables does not preclude their use.

     Freezing of shallow absorption systems is not a problem  if kept in con-
tinuous operation even when frost penetration is quite deep.   Weibel, et al.
(19^9) reviewed the literature and made contacts with health  authorities and
plumbers in the northern states to determine if failures of shallow  systems
were frequent due to freezing.  They concluded that carefully constructed
shallow systems U5 cm to 60 cm (l8 in to 2k in) in depth would not freeze even
in areas where frost penetration reaches 1.5 m (5 ft), if the tile lines were
gravel packed and header pipes insulated where it is necessary for them to
pass under driveways or other areas usually cleared of snow.


                                     -66-

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 Distribution of Liquid Over the Infiltration Surface—
      To insure that the objectives of absorption and treatment  are  met  over  a
 long system lifetime,  the method of wastewater application  to the infiltrative
 surface must be compatible with the local soil and site  characteristics.   That
 is,  suitable unsaturated conditions must  exist for at least 90  cm (3  ft)  below
 the  infiltrative surface at all times without excessive  clogging occurring.
 There are  three basic  methods  of wastewater  application  for which a distribution
 network can be designated:   l)  continuous ponding, 2)  dosing and resting,  and
 3) uniform application without  ponding.

      Uniform application without ponding  would seem to be the best  loading
 method for most soil and site  conditions.  In rapidly permeable soils,  this
 method is  essential to insure  adequate treatment during  initial operation
 when no clogging mat is present to prevent short-circuiting (Bouma, 1975).
 In fine textured soils, however, it may not  be possible  to  maintain a loading
 regime or  uniform application without ponding.   A system designed to  utilize
 this method of application  may  revert to  a continuously  ponded regime due  to
 excessive  clogging.  Continuous ponding may  be  necessary in fine textured  soils
 to provide the  necessary gradient across  the clogging mat to absorb all the
 wastewater.   More research  is needed to make this  determination.

      Dosing and resting loading regimes may  be  appropriate  where absorption
 is the principal concern.   This is  true only if dosing and  resting, either on
 a daily schedule or on a monthly or yearly schedule  using alternating absorp-
 tion systems,  actually retard clogging.  Again,  more research is needed.
 Limited laboratory and field data seem to  be contradictory  on this point.  Dos-
 ing  and resting systems probably should not  be  used  in highly permeable soils
 with a high water table unless  small,  frequent  doses are applied each day
 (Bouma,  1975).   Long periods of aeration would  permit the clogging mat to de-
 grade,  thus  allowing pollutants  to  penetrate  to  the  ground water, as  is the
 case during initial  operation of a  system  where  no clogging mat is present.

      Site  limitations may be present which require loading methods that
 spread the wastewater over a large  area.    Examples of these site limitations
 are  high ground water or shallow, impermeable bedrock or cemented pan where
 groundwater mounding may occur  to reduce the unsaturated depth of soil.   Uniform
 application without ponding would be best, although dosing and resting may be
 suitable if  the  dosing  volume necessary to pond the whole infiltrative surface
 is not  excessive.  On steeply sloping sites,  uniform application without
 ponding would be the most appropriate to  prevent seepage downslope.   Very stony
 or gravelly  sites should be avoided unless suitable filtering material is brought
 in.

     Distribution network designs—Many different network designs have been
 used in soil absorption systems all with  the  intent of uniformly ap'plying
 liquid over the entire  infiltrative surface.   This rarely is achieved, but
 it may not always be necessary.  The designs  include:  large diameter
perforated pipe networks and pressure distribution networks.  The  choice of
 one over the other depends upon the loading regime desired.

     Large  diameter perforated pipe networks — The conventional distribution
network for soil absorption fields consists of perforated 10-cm  (


                                       -67-

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diameter pipe through, which, the liquid flows by gravity.   The  pipe  is  laid
level or on an 0.17 to 0.33 percent slope.  In multi-trench or bed  systems,
the pipes are interconnected by a common  solid wall header pipe,  drop  box
or distribution box.

     The purpose of laying the pipe on a  true, prescribed slope is  to  get
uniform distribution as the effluent trickles or  flows  in by gravity.
However, this is not the case, McGauhey and Winneberg  (l96U) and Bouma, et al.
(19T2) observed nonuniform distribution.  As it flows  into the pipe, effluent
seems to exit out of a few holes either at the inlet area, middle or far end
of the trench.  This causes localized overloading where small  areas receive
a more or less continuous trickle of effluent.  At first, adequate  treatment
by the soil is not achieved because saturated flow conditions  are created.
Soon, biological clogging occurs and reduces the  infiltration  rate  below the
rate at which effluent is discharged.  The effluent is  forced  to flow along the
bottom of the trench or bed until it reaches an unclogged area.  This  pheno-
menon, known as "creeping failure," continues until the total  bottom area of
the system is clogged (Figure 21).  Altering the  orientation of the holes or
changing the slope of the pipe does not improve distribution significantly
(Converse, 197*0.
                   TRADITIONAL SUBSURFACE SEEPAGE BED
                                      Gravity flow, continuous trickle of effluent
                          (till)
                                                      Equilibrium
                          I  t  t  I  I  I  I  I  t  I  I  I  I
              Figure 21.   Progressive clogging of the infiltrative
                          surfaces of subsurface absorption systems
                          (Bouma, et al.  1972).
                                      -68-

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     Periodic pumping of large volumes of effluent onto the field improves
distribution and provides an opportunity for the soil to drain "between
applications.  Drainage exposes the infiltrative surface to air, reducing
clogging (Bouma, et al. 1975a; McGauhey and Winneberger, 19&3, 196*0.   How-
ever, even with dosing, the effluent is not distributed over the entire in-
filtrative surface if the 10-cm (*J-in) pipe is used (Converse, 197*0-

     Large diameter perforated pipe networks are best suited for continuously
ponded or dosing and resting loading regimes.  For dosing applications, the
critical factor is to discharge by pump or siphon a sufficiently large volume
of liquid with each dose to submerge the entire infiltrative surface.

     Pressure distribution networks—For uniform application of the wastewater
over the infiltrative surface, the distribution network must be designed
such that the volume of water passing out every hole within the network is
identical.  This design permits much better control of application rates and
prevents local saturated conditions.

     This is most easily done by putting the network under pressure and sizing
the pipe and hole diameters to balance the headlosses to each hole.  Rules  of
thumb used are:  l) to assume at least 60 to 90 cm (2 to 3 ft) of head at the
terminal end of each lateral, 2) to assume that 65 to 85 percent of the total
headloss in the network occurs crossing the orifice, and 3) to assume  that  10
to 15 percent of the total headloss occurs in delivering the liquid to each
hole.  The remaining headlosses would occur through fittings (Otis, et al.  1977).
These systems combine uniform distribution with dosing, which enhance  puri-
fication by promoting unsaturated flow and may reduce clogging.

     Proper loading of permeable soils to prevent saturated flow is vital to
insure purification of the waste effluent.  Pressure distribution systems
provide this loading control.  Conventional gravity distribution is ineffective
(Converse, et al. 197*0-  Pressure distribution systems also retard clogging.
Since the network is designed to apply no more liquid than an area of the
absorption bed can absorb each day, the soil remains well aerated.  Absorption
fields in sand with pressure distribution have shown no evidence of clogging
after four years of operation (Converse, et al. 197*0, while fields in sand
with conventional distribution begin to clog after six months (Bouma,  et al.
1972).  The aerobic environment maintained by pressure systems promotes the
growth of microorganisms which destory clogging materials and appears  to attract
larger fauna, such as worms, to consume nutrients accumulating at the infil-
trative surface.  The worm's burrow help break up the clogging zone.  Worm
activity explains why an absorption field in a silt loam underlain with glacial
till and dosed through a pressure distribution network at three time the USPHS
(1967) recommended rate has not clogged after three years of operation (Bouma,
et al. 1975a).

     Pressure distribution networks may be the only alternative where rapidly
permeable soils are used for absorption in areas where groundwater contamin-
ation is possible.  Further field demonstrations are necessary to determine
their value in other settings.
                                      -69-

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Restoring the Infiltrative Capacity of a Clogged Absorption Field—
     Soil absorption  systems often fail after several years of satisfactory
service because the clogging zone eventually develops to a point where in-
sufficient amounts of effluent pass through it.   Methods are being sought
to rejuvenate old fields so that failed systems  need not be replaced.

     Resting—One effective method of restoration is resting the system
(Bendixen, et al. 1950; Bouma, et al. 1972; McGauhey and Winneberger, 1963;
Weibel, et al 195*0.  Resting allows the absorption field to gradually drain,
exposing the clogged  infiltrative surface to air.  After several months,
the clogging materials are broken up through physical and biochemical processes,
restoring the infiltrative capacity of the system.  This requires a second
bed be available to allow continued use of the disposal system while the clogged
bed is resting.   Two  beds can be constructed when the disposal system is first
installed at the outset, with an alternating valve located after the septic
tank as shown in Figure 22.  The two beds can then be use alternately by di-
verting the wastewater from one to another at an appropriate time interval.
If a system with only one bed has failed and a new one is constructed, pro-
visions should be made such that the old one is  not abandoned, but can easily
be alternated with the new bed by use of an alternating valve arrangement.

     Oxidizing agents—The infiltrative surface  also can be rejuvenated by
the addition of oxidizing agents to the absorption field.  The oxidizing agents
perform the same function as resting but the clogging zone is destroyed within
a day or two rather than several months.  Such a method does not necessitate
taking the clogged bed out of service which eliminates the need for a second bed.
                         k\\\\\\\\\\\\\\N
                          \\\\\\\\\\\\\\Y
            Figure 22.  An alternating soil absorption  field design.

                                     -70-

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     Laboratory and field tests indicate that chemical oxidation can restore the
infiltrative surface to near its original permeability (Harkin, 1975).  The
oxidant preferred is hydrogen peroxide (Hg1^) because it is effective at the
natural pH of absorption fields, produces no noxious byproducts and is inexpen-
sive.  Eight to 160 L (20-1*0 gai) of a 50 percent E^2 solution has been found
to be adequate for rejuvenating conventional soil absorption systems in sandy
soils serving single households.  The use of this treatment needs further demon-
stration, particularly on systems in finer textured soils.  Its usefulness is
limited, however, since it treats only the symptoms of failure and not the
causes.  It may serve best as a preventive maintenance measure.

The Mound System

     There are many areas where the conventional septic tank-soil absorption
field is not a suitable system of wastewater disposal.  For example, sites
with slowly permeable soils, excessively permeable soils, or soils over shallow
bedrock or high groundwater do not provide the necessary absorption or puri-
fication of the septic tank effluent.  However, these limitations often can be
overcome by constructing the soil absorption field above the natural soil in a
mound or medium sand fill (Figure 23).

     There are several advantages to raising the soil absorption field.  The
fill below the absorption trenches within the mound provides additional soil
material necessary to purify the wastewater before it reaches the groundwater
at sites with shallow or excessively permeable soils.  At sites with slowly
permeable soils, the purified liquid is able to infiltrate the more permeable
natural topsoil over a large area and safely move away laterally until absorbed
by the less permeable subsoil.  Also, the clogging mat that eventually develops
at the bottom of the gravel trench within the mound will not clog the sandy
fill to the degree it would in the natural soil.  Finally, smearing and com-
paction of the wet subsoil is avoided since excavation in the natural soil is
not necessary.

     The design of the mound is based upon the expected daily wastewater volume
it will receive and the natural soil characteristics (Converse, et al. l9T5a,
1975b, 1975c).  It must be sized such that it can accept the daily wastewater
flow without surface seepage when perched water exists in the natural soil in
the spring and fall, as well as when the water table is lower during the summer
and winter.  Size of the seepage trenches or bed and spacing of the seepage
trenches is important to avoid liquid rising into the fill below the seepage
area when the water table is high.  In addition, the total effective basal
area of the mound must be sufficiently large to conduct the effluent into the
underlying soil.

     A clean, medium sand is used as the fill material in construction of the
mound and gravel is used in the trenches.  As in any seepage trench, a clogging
mat will develop at its interface.  The ultimate infiltration rate through this
zone has been shown to be 5 cm/day (Bouma, 1975).  Therefore, one consideration
must be to insure that sufficient trench area is available for the design flow.
As in conventional system sizing, bottom area is used for design, and sidewalls
constitute a safety factor.
                                      -71-

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     If more than one trench is  constructed within the mound, another con-
sideration is the spacing between  trenches.   The area between trenches must
"be sufficient for the underlying natural soil to absorb all the liquid con-
tributed by the upslope trench.  Infiltration rates into the natural soil are
based on the hydraulic conductivity characteristics of the least permeable
soil horizon 90 cm  (3 ft) below  the proposed site.  The basal area required for
the mound is based  on this as well.

     To distribute  the wastewater  to each of the trenches, a pressure dis-
tribution network is used.   This provides uniform application which is neces-
sary to prevent local overloading  and eventual surface seepage due to short
circuiting through  the mound fill.

     Mound systems  have been installed and monitored since 1972 and are per-
forming satisfactorily (Bouma, et  al.  1973,  1975b).  However, application of
proper siting, design, and construction techniques, described in detail by
Converse, et al. 1975a, 1975b, 1975c,  are critical for satisfactory performance.
                                                        MARSH
                                                         HAY
                SEPTIC TftNK    PUMPING CHAMBER
                                        f\\\\^l I'l'"1 '  "<' '
                                        N^          /L.«"ii
                                        Xs
( >' I' 111 I 111//\
    2 \H PLASTIC
                                                          I IN PERFORATED
                                                          PLASTIC PIPE
                                              PLAN  VIEW
             Figure 23.  A plan view and cross-section of a mound
                         system for problem soils.
                                      -72-

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Based on the success of the experimental mounds, their use for on-site disposal
are recommended for sites with:  l) slowly permeable soils with percolation
rates at -60' cm (2k in) of 0.02 cm/min (120 min/in) or faster, 2) permeable
soils with percolation rates at 30 cm Cl ft) faster than Q.Ok cm/min (60 min/in)
over creviced or porous bedrock of 60 cm (2 ft), and 3) permeable soils with
percolation rates of 60 cm (2 ft) faster than 0.0k cm/min (60 min/in) with
water tables of 60 cm (2 ft).  The three mound designs have been adopted in
several states.

SYSTEMS NOT DEPENDENT ON SOIL

     At some sites, the soils may be totally inadequate as a treatment and
disposal medium.  In such instances, on-site wastewater treatment systems not
dependent upon soil disposal, but which discharge the treated wastewater to
surface waters, to shallow soils overlying creviced bedrock or high water
tables, or to the atmosphere, are necessary.

     Systems which must be designed to meet a certain water quality objective
may incorporate a variety of treatment processes discussed earlier, yet only
a select few will prove to be both economically and environmentally acceptable.
The selection process involves the evaluation of technical feasibility, cost
effectiveness and administrative feasibility.  A systematic procedure is re-
quired to evaluate all physical constraints which may influence the selection
of treatment or disposal options.  In all cases, an appropriate institutional
framework must be developed to insure appropriate construction, operation and
maintenance of the system.

     Three experimental field systems which employed a selection of sequences
of processes were evaluated in this study over a two year period.  The details
of the studies at field sites E, H and J appear in Appendix A.  Figure 2k
depicts the flowsheets employed at these three field sites.  A summary of the
performance of these three sites is presented in Table 2k.  Data in Table 2k
has been extracted from Tables A-120, A-121, A-131, A-136 and A-139.  It is
apparent from studying this summary tabulation that effluent qualities from
these three systems exceed current environmental quality standards for the
measured pollutants except for the nutrients, nitrogen and phosphorus,  where
they are limited.  Operation and maintenance characteristics of the systems
studied are delineated in Appendix A.  Costs may be synthesized from data pre-
sented in Section 9.
                                     -73-

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Site E
     Septic Tank  ->•  Sand     -*•  Chlorination   ->•
      Tank           Filter
Site H
     Septic  ->  Aerobic  -»•  Sand      •>  Chlorination
      Tank        Unit      Filter
Site J
                Sand Filter  -»•  UV              + Denitrification   •+
                                 Disinfection
     Septic
      Tank    v
                Aerobic  + Sand Filter  ^  UV            "*"  Denitrification
                  Unit                       Disinfection
                   Figure  2k.   Flowsheets for three on-site
                                field systems

-------

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                                         -75-

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                                   SECTION 8

                MANAGEMENT OF ON-SITE WASTEWATER DISPOSAL SYSTEMS
     Improved techniques for design and installation of on-site wastewater
disposal systems can have a widespread effect on public health, "but it will
put additional burdens on the regulatory agencies to insure that proper
design and construction procedures are used.  The lack of effective adminis-
tration and regulation by government agencies has been responsible for some
conventional system failures.  The availability of alternate systems will in-
tensify this problem.  Despite differences between the conventional and alter-
native systems, their administration and regulation should be similar.  Present
regulatory schemes used by states and counties can be adapted to provide
better regulation of all types of systems.  A more detailed discussion of this
topic is presented in Appendix D.

REGULATORY AUTHORITY OPTIONS

     Programs for regulating on-site disposal systems varies widely from state
to state and among local authorities (usually local units of government or
health authorities).  The programs used vary from no state or local regulation
whatsoever to almost total state regulation of all on-site systems.  Some pro-
grams share responsibility between the local and state authorities for setting
standards, inspection, permit issuance, and enforcement.

     The various regulatory prgorams can be categorized into four general
types (Stewart, 197^a).  First, many states require a state permit for on-site
systems and a site inspection by a state agent (Patterson, et al., 19T1).  This
is an effective approach because the pressure often put upon enforcement
officials, which can weaken a regulatory program, is usually not as effective at
the state level as at the local level.

     Second, a few states have no regulation program at either the state or
local level (Patterson, et al., 1971).  Some of these states supply the public
with information on system design, but only for public education purposes.
Some of these states will take regulatory action against on-site systems only
if a water pollution or health violation is perceived.

     Third, some states defer all permit and inspection responsibilities to
county or town government or health authorities (Patterson, et al., 1971).
In some of these states, a state code of minimum standards and specifications
for on-site systems have been adopted requiring local codes and standards to
be at least as stringent as the state codes.
                                      -76-

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     Fourth, some states divide responsibilities with the local authorities
regulating single family disposal systems and the state regulating all sub-
divisions and commercial installations.  For example, the State of Wisconsin
issues construction permits and inspects all systems serving public buildings
such as theaters, assembly halls, schools, apartment buildings, hotels, prisons,
factories, mobile homes, camps and parks while county authorities regulate all
one and two family systems.

     Standards and specifications for installation of on-site systems used by
the 50 states also vary.  Many states base their standards on the U.S. Public
Health Service's Manual of Septic Tank Practice (1967)•   However, other states
and localities have developed standards of their own.

REGULATION AND CONTROL

     A regulatory program should control the installation, operation and ulti-
mate failure phases of all on-site wastewater disposal systems (Stewart, 197^-a,
197^b).  Within each phase, one or more problems can arise where regulation
can help to prevent public health hazards from occurring.

System Phases Requiring Regulation

     Installation of on-site systems includes site selection, design and con-
struction.  The type of disposal system installed and design criteria used
are determined by the site.  The regulatory program must insure that the
proper system is chosen and the installation criteria followed.

     Operation of the disposal system includes regular and proper maintenance.
This must be assured to prevent premature failures.   For a conventional septic
tank system, this involves inspecting the tank and pumping it when necessary.
With alternative systems, operation and maintenance requirements may be more
extensive.  The regulatory program must insure that appropriate operation and
maintenance requirements are met.

     Failure of the system may ultimately occur.  The regulatory agency should
take action to detect failures and to obtain their correction.  This involves
an assessment of the failure and analysis of alternative corrective measures
permitted by the regulations, followed by what can be construed as an install-
ation phase of activity.

Inspections and Permits

     Most agencies employ on-site inspections and permit or license issuance
to regulate disposal systems.  Inspections are generally made during installa-
tion.   Many regulatory programs only require a "pre-cover up" inspection of the
completed system.   To be more effective, several inspections should be made
including one of the proposed site prior to approving the installation.  Like
inspections, permits generally are associated only with the installation phase.
Good regulatory programs usually require at least two permits for each system.
The first typically authorizes construction of the proposed system on a desig-
nated site, and is issued after application by the homeowner following in-
spection of the site or examination of soils and site data.   The second permit,

                                     -77-

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referred to as a use/occupancy permit, is typically issued after construction
and final inspection of the system is made which authorizes the owner to use
the system.  Possible uses of inspections, permits and other functions to
regulate installation of on-site systems are shown in Table 25.

     Inspections and permits also can be used to regulate operation and correct
failures.  For example, a revocable permit to use the system may be used to
insure that septic tanks are pumped.  Mandatory regular inspections could be a
pre-requisite for the re-issuance of this "operational" (maintenance) permit.
Other examples of inspections and permits use are discussed in the following
section.

SUGGESTED IMPROVEMENTS FOR REGULATORY PROGRAMS

     Suggested improvements for regulation of on-site systems have been made
based on a review of regulatory schemes used by many states (Stewart, 197^a,
19T^b).  These suggestions are not applicable to every state nor are they
possible for all states to adopt because of constitutional limitations and
requirements.  Some of the methods summarized below, however, could be employed
by many agencies to improve their regulatory programs.

Installation

     1.  State permit program.  A state agency would receive applications
         for all on-site systems, make inspections and issue permits for
         installation and/or use of disposal systems to reduce local
         political pressure on authorities to approve systems on unsuited
         sites.

     2.  State plan review/state standards.  Alternatively, a state agency
         would review all or a representative sample of all on-site
         permits issued by local agencies and establish guidelines for
         local authorities to develop regulatory programs and minimum
         specifications.

     3.  Uniform citation and complaint.  State and localities should develop
         methods of issuing citations for sanitary ordinance or code vio-
         lations to expedite enforcement and permits.

     U.  Small claims courts.  The less formal procedures of small claims
         courts should be used to accelerate the imposition of fines and
         forfeitures for violations of on-site system standards.

     5.  Civil service status.  Regulatory officials should be given job
         security to protect them from pressures exerted by parties with
         vested interests.

Operation

     1.  Septic tank maintenance permit.  Permits could be issued every 1
         to 3 years upon receipt by the regulatory agency of proof that the
         septic tank has been inspected and/or pumped.


                                      -78-

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     2.  Conditional sanitary permit.   A permit to install and use a system
         could be issued which would become void upon proof by the regula-
         tory authority that proper maintenance had not been performed.

     3.  Location and filing requirement.   This would require the filing of
         an "as-built" plan showing the size and location of the disposal
         system to simplify servicing.

Failure

     1.  Sanitary surveys.   Periodic inspections could be made to locate failing
         systems within the jurisdiction of the regulatory authority.

     2.  Violation as an encumbrance.   Notice of a violation could be filed
         by the regulatory authority with the register of deeds to alert
         potential buyers of the system.

     3.  Pre-sale inspection.  The regulatory authority could inspect the
         systems whenever the property is sold.

     U.  Abatement costs.  Regulatory authorities should have the author-
         ity to enter upon private land to abate a failing system and charge
         the owner for the work.

MANAGEMENT BY GOVERNMENTAL OR QUASI-GOVERNMENTAL UNITS

     Although state and local authorities may regulate the installation and
possibly the use of individual on-site systems, owners usually are responsible
for the operation, maintenance and repair or on-site disposal systems.  An
alternative to this is the use of governmental or quasi-governmental units to
install, operate, maintain, repair, and perhaps even own on-site systems
(Otis and Stewart, 1976; Stewart, 1975b).   Appropriate governmental units might
include special purpose districts such as sanitary districts and drainage
districts or might involve a special function of existing governmental units
such as towns or counties.

     Regardless of the type or size of the governmental unit, advantages of
this would be:  l) control over system siting and design, 2) strict supervision
of construction, 3) proper inspection and maintenance, and U) immediate replace-
ment of failing systems  (probably paid for out of a replacement fund).  How-
ever, there might be economies of scale in larger jurisdiction units which
might make county level units more preferable.

     The governmental or quasi-governmental unit should have the following
powers (Otis and Stewart, 1976; Stewart, 1975b).  Some additional optional
powers also have been included  (89).

     1.  Authority to plan, design, construct, operate and maintain all
         types of on-site systems, and the optional authority to own, pur-
         chase, lease and rent both real and personal property.
                                      -80-

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     2.  Authority to accept and utilize state and federal grants, and
         further sufficient authority to meet eligibility requirements
         imposed upon grant applicants.

     3.  Authority to contract, undertake debt obligations and to sue and
         to be sued.

     k.  Authority to raise revenue by fixing and collecting user charges
         for sewer services and as an optional revenue raising power,
         authority to determine and assess the benefit to any property
         served and collect that assessment from each property owner and/or
         have the power to levy a tax upon the landowners served.

     5.  Authority to plan and control how and when wastewater facilities
         will be provided to those within its jurisdiction, and

     6.  Authority to adopt needed rules and regulations governing the con-
         trol and use of on-site systems within its jurisdiction.

     Entities other than governmental or quasi-governmental units with powers
to adequately manage on-site systems have been identified (Commission on
Rural Water, 1971*; Otis and Stewart, 1976; Stewart, 1975"b):  l) incorporated
cities and villages (local units of general government which have home rule
powers), 2) counties and townships (local units of general government),
3) special purpose districts (quasi-governmental units), h) private non-profit
corporations, 5) rural electric cooperatives (cooperatives established to work
with U.S.D.I.'s Rural Electrification Administration, 6) private businesses,
and 7) other governmental agencies.

     The use of governmental or quasi-governmental units to own and operate
individual on-site disposal systems is a relatively new concept, but some
have been successfully established in California, West Virginia,  Florida and
Wisconsin (Otis and Stewart, 1976).  Experience seems to indicate that the
concept is sound.

LAND USE IMPLICATIONS OF IMPROVED ON-SITE DISPOSAL TECHNOLOGY

     The introduction of new on-site waste disposal technology raises questions
about land use and land development.  Regional planning commissions should under-
stand the new technology and realize its possible impact on land use.  Home and
commercial development, as well as land values, may be increased, especially
in areas where site conditions were hitherto unsuitable for on-site disposal
systems.  Planning commissions will be forced to redefine criteria for land
use decisions.

Potential Areas of Impact on Land Use

     In many parts of this country, planners have relied on the unsuitability
of lands for conventional systems as a tool in determining land use.  Central
public sewerage is often too expensive for sparsely populated areas.  Thus,
development is effectively prevented in rural areas unsuited for septic tank
systems by what is commonly referred to as de facto zoning.  The availability


                                     -81-

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of alternate systems for on-site waste disposal or more cost effective
methods of public sewerage could have impact on land use, especially de facto
zoning.

Alternate Systems - Case Studies of Potential Impact

     Two case studies (Amato and Goehring, 197^; Water Resources Management
Workshop, 1973) suggest that alternate on-site disposal systems could have
considerable impact, especially in these areas which currently rely on de facto
zoning.  Any area meeting the reduced site and soil requirements of alternative
systems will "be open to development unless curtailed by other mechanisms of
land use control.  The development of resource data to advise officials of
appropriate governmental units should be a top priority assignment of planning
commission (Amato and Goehring, 197^ )•

Soil Surveys to Predict Land Use Implications

     Soil surveys have been used, in part, to evaluate potential sites for
wastewater disposal with conventional septic tank systems.  Soil surveys now
should be also used to predict the potential of sites for alternate methods of
waste disposal (Beatty and Bouma, 1973).  Such information is vitally needed
in jurisdictions which rely on de facto zoning instead of more valid methods
of land use controls.  Land use controls should be based on the desires of the
community and not fortuitous circumstance that certain lands are not suited
for conventional septic systems.
                                     -82-

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                                   SECTION 9

                             ALTERNATIVE SELECTION
THE SELECTION PROCESS

      The choices available for the individual home waste-water disposal are
numerous, yet only a selected few will prove to be both economically and
environmentally acceptable.  The selection process involves the evaluation
of technical feasibility, cost effectiveness and administrative feasibility.
All three are extremely important to the successful execution of the project.

      Table 26 is a listing of some of the on-site wastewater disposal options
available.  It is first necessary to evaluate the design constraints for the
site, including soils, topography, geological characteristics, climate and
water quality requirements.  Once these physical constraints have been de-
lineated, an orderly selection of options may be undertaken.  With each of
the feasible alternatives, an appropriate institutional framework must be
developed to insure appropriate construction, operation and maintenance of
the system.  Finally, the capital and operation and maintenance costs of each
feasible alternative, including cost of the administrative framework must be
determined.  This is necessary to select the most cost effective alternative
from those evaluated.

      Examples of some potential system flowsheets are depicted in Table 27.
It should be emphasized that although technical feasibility of many of these
systems is proven, extensive field testing to determine process reliability
and effectiveness of institutional controls still needs to be accomplished.

COSTS OF TREATMENT AND DISPOSAL SYSTEMS

      With the exception of standard septic tank-soil absorption systems, the
cost of alternative on-site treatment and disposal systems are not well docu-
mented, owing to the lack of a large enough data base.  Estimates of unit
cost ranges are presented in Table 28, and are based primarily upon Wisconsin
experiences.  It should be recognized that these costs are merely estimates
based on relatively sparse experience and individual systems should be evalu-
ated on a site by site basis.  In all instances, in-house devices may sub-
stantially decrease overall costs for treatment and disposal.
                                     -83-

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 TABLE 26.   ON-SITE WASTEWATER TREATMENT AND
             DISPOSAL COMPONENTS

In-House
      Water Conservation
           Flow Control
           Reuse and Recycle
      Waste Segregation
           Non-Water Carriage Toilets
                 Chemical
                 Biological
                 Recycle
                 Incinerator
           Very-Low-Flow Toilets
      Household Product Selection
      Household Appliance Selection

Anaerobic Processes
      Septic Tanks
      Fixed Media Filters
           Sand
           Synthetic Media

Aero~bic Processes
      Suspended Growth
           Activated Sludge
           Lagoons
      Fixed Media
           Soil Mantle
           Granular Filters
           Coarse Media
                Rotating Biological Contactors
                Trickling Filters
           Emergent Vegetation

Physical Chemical Processes
      Ion Exchange
      Chemical Precipitation
      Disinfection
           Halogens
           Ultraviolet
           Ozone
      Adsorption

Land Application for Disposal
      Soil Absorption
      Mounds
      Irrigation
      Lagoons  (Absorption)
      Evapotranspiration
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                                    -115-

-------
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                                     -116-

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                                     -117-

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                                     -118-

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                                  -119-

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                                 APPENDIX A

                  WASTEWATER CHARACTERISTICS AND TREATMENT

                                   PART 1

                  THE CHARACTERIZATION OF SMALL WASTE FLOWS

INTRODUCTION

     The characteristics of waste flows from residential dwellings, as well
as non-residential establishments can have a profound effect on the perfor-
mance of individual treatment and final disposal methods.  Various water-use
events within a dwelling or establishment create an intermittent flow of
wastewater which can vary widely in strength and volume.  Quantitative and
qualitative characterization information is necessary:  (l) to provide for the
effective design of treatment and disposal systems, (2) to facilitate the
development of methods to beneficially alter the typical waste characteristics,
and (3) to facilitate the development of methods to recycle resources in a
beneficial manner.  To enhance the existing characterization data base, a
major study was conducted.

     This characterization study was accomplished in several phases.  The
first phase included the characterization of rural household wastewater.  A
major effort was expended in this phase since it was felt to be of prime im-
portance.  Three objectives were established for this effort:  (l) identify
the contributions made to the wastewater stream by various individual water-
using events within the home, (2) identify the patterns in water usage and
hence wastewater production on an hourly, daily and seasonal basis, and
(3) identify the qualitative characteristics of the wastewater resulting from
the various water-use events.

     An attempt was made to obtain a sufficient number of sites to yield a
variety of family sizes and types.  At each study home, efforts were made to
monitor water use and/or wastewater production for a sufficient length of
time to provide representative, useful characterization information.  Water
use (wastewater production) was monitored at eleven homes for a total of ^3^
days.  Chemical/physical wastewater characteristics were identified through
monitoring at four households for a total of 35 days.  The microbiological
characteristics of selected household event wastewaters were determined
through in-house sampling at each of six households.

     The second phase of this study involved the characterization of waste-
waters produced by various commercial establishments.  A major objective of
this phase of the study was to compile a comprehensive summary of the existing
characterization data which heretofore had been scattered in bits and pieces
amidst the literature and in other dark places.  A second objective was to
consider and evaluate various methodologies used for estimating water use/

                                     A-l

-------
wastewater production at facilities serving a transient population.   Finally,
the existing characterization data "base was to be expanded where  necessary and
feasible.

     The final phase of this study involved an investigation of methods  for
in-house alteration of the typical characteristics of small wastewater flows,
primarily those from households.  Although it was not among the major objec-
tives of this study to actively evaluate methods of in-house alteration,
since the results of the characterization phases identified areas offering
potential for wastewater alteration, an investigation and discussion of  this
topic was deemed necessary.
CHARACTERISTICS OF HOUSEHOLD WASTEWATER

     The first phase of the characterization effort involved the  quantitative
and qualitative characterization of rural household wastewater.   The available
characterization information was reviewed, compiled and summarized prior to
conducting field studies.

Review of the Existing Literature

     A limited number of investigations have been conducted to delineate the
characteristics of the water usage and wastewater production of individual
household water-using events and activities.  A brief discussion  of these
investigations follows.  In 1968, Olsson, Karlgren and Tullander  (1968)  re-
ported the results of a study investigating the quantities and types of
pollutants in several fractions of domestic wastewater.  The investigation was
conducted at a building containing 25 apartments situated in a suburb of
Stockholm, Sweden.  The drainage system for the building was installed so that
wastewater could be obtained separately from each of the following groups:
10 kitchens, 10 bathrooms (excluding toilet wastes), 15 kitchens  and bathrooms
combined (excluding toilet wastes), a laundry and 28 vacuum toilets.  The
wastewater flow volumes were measured and samples of each group were analyzed
for a variety of parameters during a 12-week period (January 11 to April k,
1965).

     The waste flow volumes were measured continuously throughout the study
for each category of wastewater.  The samples used for qualitative analyses
were either random grab or flow composited samples on a daily or  weekly  basis,
depending on the parameter of interest and the category of wastewater.  Basi-
cally, BOD- analyses were performed on daily composites; the pH,  temperature
and specific conductance were measured continuously; and the remaining
chemical/physical parameters were based on weekly composites.  In addition,
during week 3 the daily variations for all parameters were studied.  Through-
out the study, however, samples of the toilet and laundry waste were taken
randomly during each week.  Bacteriological analyses were conducted on the
wastewater from kitchens and bathrooms during week 3 for total bacteria,
total coliform and fecal coliforms.  During week 12 similar analyses were
performed on the wastewater from the combination kitchen-bathroom group  and
the toilet wastes.
                                     A-2

-------
     To express the results in terms  of mass/capita/day,  interviews were  con-
ducted with the occupants of each apartment  to  determine  the  total number,
occupation, sex, age and habits of -the residents.   One  interview was held
immediately before the study and a second  immediately after.  A summary of
selected mean results determined in the study is  shown  in Table A-l.
        TABLE A-l.   SELECTED CHARACTERISTICS  OF VARIOUS  COMPONENTS OF
                    RESIDENTIAL WASTEWATER (Olsson, Karlgren and
                    Tullander,  1968)
Kitchens
Parameter
BOD,-, g/cap/day
Total P,
g/cap/day
PO^-P, g/cap/day
Kjeldahl N,
g/cap/day
NH^-N, g/cap/day
N02-N, g/cap/day
TS, g/cap/day
TVS, g/cap/day
TSS, g/cap/day
TVSS, g/cap/day
PH
Temp, °C
Plate Count-35°C,
Log no . /cap /day
Coli - 35 °C,
Log no. /cap /day
Coli - kk°C,
Log no . /cap/day
Flow, L /cap /day
Week
1-12 3
17
0.3
0.01
0.6
o.oi*
0.001
36
27
13
12
7.3
28
_
_.
_
51
-
0.3
0.01
0.6
o.ok
0.001
31
23
11
10
7.2
28
10.55
10.08
9.36
hU
Bathrooms
Week
1-12 3
5
0.6
0.01
0.3
0.03
0.001
22
10
3
2
8.1
25
_
_
.
62
h
0.6
0.01
0.3
0.011
0.001
19
9
3
2
7.8
25
10.61
9.0
8.30
55
Combined
Kitchens & Vacuum
Bathrooms Laundry Toilet
Week
3
20
0.9
0.02
0.9
0.051
0.002
50
32
111
12
-
26
_
_
_
99
Week Week
1-12 1-12
3 20
1.3 1.6
-
0.2 11
-
-
19 53
7 39
2 30
1 25
9.8 8.9
-
10.79
9.68
9-58
8.5 8.5
                                    A-3

-------
     As part of a study to evaluate the feasibility of various household waste-
flow reduction techniques, information was obtained on residential water use/
wastewater flow volumes by Cohen and Wallman (197*0.  Eight families were in-
cluded in the study, six in southeastern Connecticut and two in San Diego,
California.   At each of the homes,  water meters were installed on the house
supply line and the individual lines to the toilet and bath/shower.  At five
of the homes the supply line to the laundry was metered also.  Water use was
recorded weekly by the homeowners over two, six-month periods, before and
after waste-flow reduction devices  were employed.   The results of this moni-
toring are summarized in Table A-2.
                 TABLE A-2.  HOUSEHOLD WATER USE - L/cap/day
                             (Cohen and Wallman, 197*0
Home
1
2
3
1*
5
6
7
8
Average
% of Inlet
Inlet
1U5
381*
157
220
263
190
ll*3
179
210
-
Toilet
3l*. 1*
10U
1*1.0
72.5
113
UU. 8
1*2.1
69.8
65.1
30.6
Bath/
Shower
lU.O
36.0
10.8
16.6
JlO.2
28. 1*
2U.9
20.8
23.8
11.6
Kitchen &
Laundry Bathroom
69.0
3H. 8
-
-
-
37.8
31.U
26.5
39.8 68.3
19.1 29.1*
Hot and cold water use by the bath and laundry were also recorded as part of
this study.  The average ratio of hot to cold water use was calculated to
equal approximately 1.2 for the bath and 0.8 for the laundry.

     A  third characterization study was performed by Laak (1975) in 1972 at
the University of Connecticut involving five families.  The first phase of the
study identified the volume of wastewater generated by various water-using
events.  For the kitchen sink, bathroom sink and bathtub, relationships be-
tween depth and volume were obtained at each home.  Measurements of the
liquid depth before draining the wastewater from each of these fixtures were
recorded by the user.  For clothes washing, the average quantities of water
used for each machine setting were used to estimate wastewater production.
For toilet flushing, the volume of water used per flush was calculated from
the flush tank dimensions.  The number of flushes per day were recorded by
counters activated by the flush lever which enabled the volume of water used
per capita per day to be calculated.  The results of this characterization
are given in Table A-3.
                                     A-l*

-------
               TABLE A-3.  MEAN WATER CONSUMPTION BY HOUSEHOLD
                           EVENTS - L/cap/day (Laak, 1975)
Home
A
B
C
D
E
Weighted
Average
Kitchen
Sink
12.1
3k. k
12.9
7-9
7.9
13.6
Bath
58.2
20.0
22.3
18.9
37.8
32.1
Bathroom
Sink
11.3
12.1
5-7
3.8
10.2
7.9
Laundry
54
7-9
16.3
29-9
17.0
28.0
Toilet
112
138
42.3
51.8
49.9
74.8
Total
247
212
99
112
123
156
     The second phase of this study involved identifying the quality of the
wastewater generated from the plumbing fixtures.   At each of the five resi-
dences, the wastewater was sampled immediately after dishwashing, "bathing,
laundering, hand or face washing and tooth brushing.  Analyses were conducted
for a variety of chemical/physical parameters.  The pollutant concentrations
determined were converted to mass/capita/day values by utilizing the mean flow
results shown in Table A-3.  The wastewater from toilets was not sampled.
Instead, fresh feces from two persons and urine from student washrooms were
collected on 12 separate occasions.  These washroom samples were prepared for
analysis by dissolving 0.1 gram of wet feces or 1 milliliter of urine in one
liter of distilled water.  The average discharge  of urine was estimated at
1200 mL/day per adult and 800 mL/day per child; wet fecal output was estimated
at 130 gram/day per adult and 90 gram/day per child.  The weighted mean pro-
duction rates for the 10 adults and 6 children of this study were calculated
to be 115 gram feces/day and 1050 mL urine/day.  Using these production rates
and the results of the sample analyses, the average fecal and urine contribu-
tions in toilet wastewater were calculated. The individual event pollutant
contributions determined in this study are summarized in Table A-4.

     Laak also investigated the pollutant load contributed by the manufactured
materials or consumer products used at each plumbing fixture.  To accomplish
this, the brands of materials used in each family were independently purchased
and analyzed.

     In 1974, the results of a study to determine the character of individual
household wastewaters were reported by Ligman, Hutzler and Boyle (197*0.  The
first phase of the study involved a wastewater generation survey to determine
the number of uses per person per day for each of five household events:
toilet, bath/shower, laundry, dishwashing and garbage disposal use.  Question-
naires were completed by the residents of 20 rural homes, four urban homes  and
six apartment households.  The residents recorded the daily number of occur-
rences for the five household events over a one-week period.  The results of
the survey for rural homes are shown in Table A-5.  Urban event occurrences
                                     A-5

-------
         TABLE A-U.   AVERAGE POLLUTANT CONTRIBUTIONS FROM INDIVIDUAL
                     HOUSEHOLD EVENTS - grams/cap/day (Laak,  1975)
Parameter
BODc
COD
Total Kjeldahl
Nitrogen
NH3-N
NO -N
POU-P
Kitchen
Sink
9.20
18.80

*
0.07^
0.0076
0.173
Bathing
6.18
9.08

-
O.OU3
0.0116
0.030
Bathroom
Sink
1.86
3.25

-
0.009
0 . 0022
0.386
Clothes
Washing
7.90
20.30

-
0.316
0.0353
U.79
Toilet
23. 5^
67.78

-
2.78
0.016
6.1*7
Total
1*8.69
119. ^

-
3.22
.0727
11.86
* Samples from Homes A, B, and E were analyzed, yielding a range of values
  equal to 0.05** to 0.1*10 grams/cap/day.
                 TABLE A-5.  EVENT USAGE SURVEY RESULTS AT
                             RURAL HOMES (Ligman, Hutzler
                             and Boyle, 197*0
Statistic
           Toilet              Clothes
            Use      Bathing   Washing
       uses/cap/day
                                 Manual      Automatic   Garbage
                               Dishwashing  Dishwashing  Disposal
          uses/home/day
Mean

Responses

Range

95$
Confidence
Interval
  3.6       0.1*1*       0.3l*
  62        33         27
1.5-7-2  O.lU-1.03  0.07-0.57


3.0-U.5  0.36-0.53  0.26-0.1*1
  1.9          1.3        2.9
  26            9          7
0.5-3.7      O.U-2.5    1.1-5.0


1.6-2.3      0.9-1.8    1.7-3.6
did not differ significantly from those shown for rural homes.  To estimate
water use/wastewater production, the survey responses (number/capita/day)
were multiplied by typical water use values given in the literature (volume/
occurrence).  The results calculated have been summarized in Table A-6.

     The second phase of this study involved sampling bath, shower, dish-
washing and laundry wastewaters at each of ten rural households and five
apartment households (January to May of 1972).  Three samples of each event
were taken by the occupants of each home.  If a family use'd an automatic dish-
washer, they thoroughly rinsed the dishes before inserting them into the dish-
washer, sampled the rinse water and noted its volume.  For automatic clothes-
washers samples were only taken from the first discharge from the machine.
                                     A-6

-------
            TABLE A-6.  CALCULATED RURAL WASTEWATER FLOW VOLUMES* -
                        L/cap/day (Ligman, Hutzler and Boyle, 197*0

Day of Week         Mean           Range            95% Confidence Interval
Monday
Tuesday
Wednesday
Thursday
Friday
Saturday
Sunday
187
170
iMi
167
153
190
165
76 -
73 -
73 -
57 -
55.6 -
60.5 -
31 -
1*15
363
239
398
1*65
6ih
3k6
Iho
130
119
129
118
128
122
- 235
- 209
- 167
- 201;
- 287
- 252
- 208
Average              l68           31 - 6lU                153 - 183

* Based on the recorded occurrences per capita per day and the following
  waste flow volumes:  Toilet           -  18.9 L/use (5 gal/use)
                       Bath/Shower      -  9^.5 L/use (25 gal/use)
                       Clotheswasher    -   189 L/use (50 gal/use)
                       Dishwashing      -  26.5 L/use (7 gal/use)
                       Garbage Disposal -   7.6 L/use (2 gal/use)


The average pollutant concentrations for the wastewater from the entire
Clotheswasher cycle were estimated to be 58$ of the concentration in the first
discharge.  For the bath, shower and dishwashing wastewaters, the occupants
were asked to estimate the volume of wastewater from which they obtained each
sample, while Clotheswasher discharges were assigned an arbitrary value of
151 L (UO gal).  The estimated wastewater volumes were combined with the
measured concentrations to determine mass loadings per event (Table A-7)•

     In addition to the above studies, an extensive literature review was
conducted.  Based on the results of both, the mean characteristics  of individ-
ual household wastewaters were estimated as shown in Tables A-8 and A-9.

     In 1975, Bennett and Linstedt (1975) reported the results of a study con-
ducted by the University of Colorado to determine the characteristics of
household wastewater and evaluate the effect of these characteristics on
various types of treatment processes.  The wastewater characterization phase
involved water-use monitoring and wastewater sampling of the following house-
hold events:  sink use, toilet flushing, garbage grinding, bathing, clothes-
washing, and dishwashing.

     Water-use monitoring was conducted at each of five homes in the Boulder,
Colorado area for a one- to two-week period.  A recording device was attached
to the water meter at each study home which provided a record of water use
versus time of day.  To identify which household water-use event generated
each recorded volume, the residents noted the type of event, time of occur-
                                     A-7

-------
   TABLE A-T.  SELECTED CHARACTERISTICS OF INDIVIDUAL EVENT WASTEWATER -
               grams/event (Ligman, Hutzler and Boyle, 197*0
   Parameter
         Clothes Washing
                Bathing
               Dishwashing
BODC
Total Solids
Total Suspended Solids
Total Volatile Solids
Total Volatile
  Suspended Solids
              38.6*
            U.5 - 112

               160
           53.1 - 335

              29.5
           O.U5 - 79.^

              57.7
           30.0 - 96.2

              16.3
                 17.7
              10.0 - 28.6

                 1+2.2
              22.2 - 72.6

                 11.1+
               1.8 - 37.7

                 15.0
               7.3 - 25.9

                  2.3
              0.1+5 - 7.7
                  11.8
                1.8 - 27.2

                  20.0
                6.8 - 1+5.^

                   5.9
               0.90 - 16.8

                  1U.5
                3.2 - 38.1

                   5.0
               0.1+5 - 13.6
Number of Samples
              8-21+
                 8-13
                 23 - 33
* Mean over range

          TABLE A-8.
  INDIVIDUAL EVENT WASTEWATER QUALITY SUMMARY -
  grams/event (Ligman, Hutzler and Boyle, 197*0
  Parameter
  Clothes
  Washing
  Bathing      Dishwashing
                 Garbage
                 Disposal
BODC
Total Solids
Suspended Solids
Pats
Total Nitrogen
   38.6*
 1+.5 - 112

    160
53.1 - 335

   29.5
0.1+5 - 79.1
   17.7
10.0 - 28.6

   1+2.2
22.2 - 72.6

   11.1+
1.82 - 37-7
   11.8
1.82 - 27.2

   20.0
 6.8 - U5.U

    5.9
0.91 - 16.8
      t
   1+1.3
33.1 - 1+9-5

   81.7
75.k - 90.8

   58.1
1+9.9 - 66.7

   10.U
 5.9 - 15.0

    1.2
Total Phosphorus

Flow, Liters

9.1
3.6 - 12.7
151
128 - 223
-

9^.5
37-8 - 113
1.36
Trace - 2.72
_
18.9 - 60.5
-

5.7
3.8 - 7.6
* Mean value over range of values
  Values not identified
                                     A-i

-------
       TABLE A-9.  INDIVIDUAL EVENT POLLUTANT CONTRIBUTIONS SUMMARY -
                   gram/cap/day  (Ligman, Hutzler and Boyle, 1971*)
Parameter
Clothes
Washing
Bathing
Dishvashing
Garbage
Disposal
Toilet
BODS            9-5*         9.1           5.9          30.9         23.6
   ?         1.1* - 28.1   5.0 - lit.5   0.1*5 - 6.81  25.0 - 37.2  17.3 - 37.7

Total          1*0.0         20.9          10.0          6l.3         97.2
 Solids     13.2 - 81*.0  11.4 - 36.3    1.8 - ll.l*  56.8 - 68.1  82.6 - 125.3

Suspended       7.26         5.1*5          2.72        1*3.6         30.9
 Solids     0.1*5 - 20.0  0.91 - 19.1   0.1*5 - 1*.09  37-7 - 1*9-9  22.7 - 1*6.3
Fats
Total
 Nitrogen

Total           2.27
 Phosphorus 0.91 - 3.18
                                             t
     0.1*5
Trace - 0.91
    7.72         1*.5^
l*.5l* - 11.1*  0>91 _ 8.17

    0.91        16.8
             1.36 - 22.7

                 1.36
             1.36 - 3.63
* Mean value over range of values

  Values not identified
rence and user age group on data sheets provided.   The  results obtained from
this monitoring are summarized in Tables A-10  and A-11.
                   TABLE A-10.  INDIVIDUAL EVENT WATER USE
                                (Bennett and  Linstedt, 1975)
Event
Toilet
Bathroom Sink
Bathing
Kitchen Sink
Garbage Disposal
Automatic Dishwasher
Clothe swasher
L/use
15.5
7.6
103
3.8
7.9
26.5
1*3.8
uses /cap/day
3.6
2.5
0.32
2.60
0.1*0
0.15
0.30
L/C ap /day
55-6
19.0
32.9
9.8
3.0
1*.2
1*3.8
Total
                                168
                                     A-9

-------
              TABLE A-ll.   RESIDENTIAL WATER USE - L/cap/day
                           (After Bennett and Linstedt, 1975)
Home
1
2
3
k
5
Sink
36.1
IT A
^5.7
76.7
17. U
Toilet
68.7
38.8
89-9
I08.lt
37.8
Garbage
Disposal
2.U
O.U
U.O
16.3
1.7
Bathing
13.1
31.8
61.7
29.6
1+0.9
Clothes-
washer
55. U
26.8
20.9
59.8
3^.3
Dish-
washer
U.6
1.3
7-3
-
3.7
     The  flow data was also analyzed to provide hourly water use patterns.
illustrate the daily variations, water use versus time of day curves were
drawn.  The  summary curve for all  five sites is shown  in Figure A-l.
To
                                   GARBAGE
                                   DISPOSAL
                                  WASHING
                                  MACHINE
                  M2468ION2468IOM
                              TIME OF DAY
                    Figure A-l.  Daily water-use patterns
                                (Bennett and Linstedt, 1975).
                                    A-10

-------
     The second phase of the study determined the  qualitative  characteristics
of the wastewaters produced by each of the six household events studied in the
water-use phase.  Grab samples were obtained from  the wastewater produced by
each event (excluding the toilet) at each of the original  five homes, plus two
additional homes.  Individual samples of feces, urine, and toilet paper were
analyzed and the average strength of the toilet wastes was estimated.  Utili-
zing the mean flow results determined in the water-use monitoring phase, the
pollutant concentrations were converted to mass/capita/day values as shown in
Table A-12.

      To determine  the  variation  in  pollutant contribution throughout the day,
the hourly water-use  curve  (Figure A-l) was  combined with the wastewater
quality data  (Table A-12).   Curves such as that shown in Figure A-2 for the
hourly COD profile  were developed.
                                       SHOWER
                                         BATH
                      M  2 4  68ION246
                                  TIME OF  DAY
                  8 10 M
                       Figure A-2.
Hourly COD profile
(Bennett and Linstedt,
1975).
     As part of this investigation,  the  pollutant  contributions of several
cleaning products commonly used in the home were also identified.
                                     A-11

-------












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-------
Data Generation Methods

     Field studies to further delineate household waste-water characteristics
were accomplished in three phases:  (l) water use characterization (waste-
water production), (2) wastewater quality characterization for chemical/
physical parameters, and (3) wastewater quality characterization for micro-
biological parameters.  A discussion of the methods used for each of these
phases follows.  It should be noted that certain of the information presented
has been discussed previously (Siegrist, 1975; Siegrist, Witt and Boyle, 1976;
Witt, 197^a; Witt,
Water Use Characterization —
     Eleven rural homes were monitored offering a variety of family types and
sizes as described in Table A-13.  Five water-use events were included:   toilet
usage, bathing, clotheswashing, dishwashing and water softening.
        TABLE A-13.  FAMILY INFORMATION - WATER USE MONITORING PHASE
Family
Unit
A
B
C
D
E
F
G
H
I
J
K
Children
Adults (Age)
2
2
2
2
2
2
2
3
2
2
2
2
1
2
k
I
3
5
0
3
5
2
(8,18)
(15)
(3,5)
(10,12,
17,19)
(9 mo.)
(6,8,9)
17,18) '

(2,3,5)
(3,7,11,
16,17)
(8,15)
Bathrooms
2 1/2
1 1/2
1
2
2
1 1/2
1 1/2
1
1 1/2
1 1/2
2
Automatic
Clothes
Washer
Yes
No
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Automatic
Dish
Washer
Yes
Yes
No
Yes
Yes
No
No
No
Yes
No
No
Occupation
Water of Head of
Softener Household
Yes
No
Yes
Yes
No
No
Yes
Yes
No
No
Yes
Herdsman
Earth
Contractor
Herdsman
Resort
Employee
Pharmacist
Paper Mill
Worker
Dairy Farmer
Farm Worker
Meat Cutter
Agronomist
Agriculture
Professor
     Monitoring equipment—When selecting the water-use monitoring equipment,
a prime consideration was to avoid interruption of the normal activities with-
in the study homes.  As a result, a chart recorder (F.S. Brainard and Company,
New Hope, PA, Model 67 RF) driven by a household water meter was  chosen (Fig-
ure A-3).

                                    A-13

-------
     RECORDER
                                   CHART

                                   INKWELL/PEN


                                      CONNECTING CABLE
 ^AMPLITUDE
  ADJUSTMENT
GEAR  REDUCTION
                         DEVICE
                  TO  HOUSE
                                    ^WATER
                                       METER
                                                         FROM
                                                         PRESSURE
                                                         TANK
                Figure A-3.  Water use monitoring equipment.
The recorder employed a 20 cm (8 in) diameter metal disc  to which calibrated
paper charts could be attached.  The disc and attached chart were rotated by
an eight-day, spring-wound clock at a rate  such that charts covering one-week
periods could be utilized.  The recorder was connected mechanically to a water
meter located in the water supply line at the outlet of the household pressure
tank.  As water was used,  the pointer on the face of the  water meter caused an
ink pen on the recorder to be driven back and forth across the paper chart.
The volume of water used was directly proportional to the distance the pen
moved across the chart, and the time of use was indicated by time calibrations
on the chart.

     Data collection—During operation at each of the study homes, the record-
er charts were changed on  a weekly basis.  This eliminated much of the home-
owner's involvement and lessened the chance of altering the normal life style
of the family.  To expedite data collection at the eleven homes, several chart
recorders were utilized simultaneously.  The recorders were moved between the
eleven homes during the study, with efforts made to obtain four weeks or more
of data at each, in segments no smaller than seven continuous days.  Further,

                                  A-lH

-------
to allow winter to summer water-use comparison, at least five weeks of summer
data and four weeks of winter data were obtained at each of three households.
In total, data were collected for k3h days.

     Data interpretation and analysis—Each recorder chart generated was ana-
lyzed to determine the type of water-using event, the time of occurrence and
the volume of water used for each of the many water-use patterns recorded.   To
aid in event identification, background information on family habits and
appliances within the home was obtained using a short questionnaire.  In addi-
tion, a check sheet was used during a two- to three-day period during the
initial installation of the monitoring equipment at each home.  The residents
recorded the time of occurrence for each type of event three times.  This
produced example chart patterns for each event.  Utilizing this background
information, individual water-using events were identified on each chart by
comparing the flow pattern recorded with the characteristics of the example
events.  The volume of water used by each identified event was determined by
measuring the distance the ink pen moved across the calibrated paper charts.

     As a check on the chart record and interpretation, the household water
meter reading was noted at the beginning and end of each recording period.
This total water use figure was used as a check against the total volume
determined by summing up the volumes measured for the individual events.
Additional checks included the installation of counters on the toilets.,  con-
sultation with the homeowner regarding any extraordinary flows, and cross-
checking the data where possible with the qualitative characterization phase
of this study.

     Two computer programs were developed to compile the data collected. The
first program analyzed the data by hour of the day and type of event for each
of the study homes individually and all homes combined.  The percentage of
the hourly flow, the average event flow per capita per hour and the standard
deviation of the event flow were computed.  This program also provided a
summary of an entire 2l|-hour day including the number of event occurrences  per
capita, the average and standard deviation of the event size, the average flow
per capita, the percentage of the total daily flow and the number of times  the
event was observed during the sampling period.

     The second computer program processed the water-use data in a similar
manner, but by day of the week rather than hour of the day.  The program com-
puted the number of event occurrences per capita, the mean and 90 percent
confidence interval for the event flow volume per capita, and the mean percent
of total daily flow.

Wastewater Quality Characterization:  Chemical/Physical—
     Wastewater quality studies for chemical/physical parameters were conducted
at three of the residences studied in the water use (wastewater production)
phase.  Since one of the three residences was occupied by a second family
during the course of the wastewater quality study, it was treated as two resi-
dences.  Thus, four families were involved in the study as described in Table
A-lU.
                                    A-15

-------
         TABLE A-lU.   FAMTLY  INFORMATION  - WASTEWATER QUALITY PHASE
Family
Unit
C
G

I
C'

Children
Adults (Age)
2
2

2
2
2 (3,5)
5 (li,9,15,
17,18)
3 (2,3,5)
1 (1)

Bathrooms
1
1 1/2

1 1/2
1
Automatic
Clothes
Washer
Yes
Yes

Yes
Yes
Automatic
Dish
Washer
No
Yes

Yes
No
Garbage
Occupation
of Head of
Disposal Household
Yes
No

No
Yes
Herdsman
Dairy Farmer

Meat Cutter
Herdsman
The waste-waters generated through occurrence of the  following water-using
events were selected for this qualitative characterization:   toilet  flushing,
(nonfecal and fecal), garbage grinding,  kitchen sink usage,  automatic  dish-
washing, clotheswashing (wash and rinse  cycles) and  bathing.

     Monitoring equipment—At the onset, considerable effort was  expended in
selecting the monitoring equipment.  As  in the water-use monitoring  phase, a
primary consideration was to minimize the homeowner's involvement in the study.
Further, the equipment selected had to provide for the collection of samples
from individual event wastewaters, many of which were very heterogeneous.
After review of commercially available products indicated the lack of  a suit-
able sampler, a sampling system was designed and constructed by project
personnel (Siegrist, 1975).  As shown in Figure A-l*, the sampler  consisted
basically of three modules with many separable parts to facilitate a portable
system.  Module 1 consisted of a polyethylene receiving tank, a grinder pump
(Model SPG-150 M made by Hydromatic Pump Company of  Hayesville, Ohio)  and cer-
tain ancillary equipment.  The polyethylene tank was h6 cm (l8 in) in  dia-
meter and 8l cm (32 in) deep.  A 5 cm (2 in) diameter section of  plastic pipe
connected the center of the tank bottom to the intake of the grinder pump.  To
the outlet of the pump was connected a 76 cm (30 in) section of 3.2  cm (1.25
in) diameter plastic pipe terminating in a cross fitting attached to a recycle,
sample, and discharge line.  The recycle line, 1.9 cm (0.75 in) diameter plas-
tic pipe, directed effluent from the grinder pump back to the receiving tank.
The sample line, 1.3 cm (0.50 in) diameter rubber tubing, connected  a  solenoid
valve attached to the cross with Module 3.  The discharge line, 3.8  cm (1.5 in)
diameter rubber fire hose, was attached to a ball valve and enabled  the con-
tents of the sampler to be discharged to the onsite  disposal system.  Also a
part of this module were a depth recording device with stilling wells and a
high- and low-level float switch.

     Module 2 was comprised of the electrical controls for the system.  A
single control box contained the timers, relays and pump controls which pro-
vided for sequencing the operation of the float switches, grinder pump, sample
and discharge valves, and the distributor system (Module 3).  Two continuous
chart recorders were also part of this module.  One was linked to the depth
recording device  (Cole-Parmer Millivolt Recorder Model 8357-02),  while the
                                     A-l6

-------
             HOME
                      SAMPLE
                      DISTRIBUTOR
                           ELECTRICAL
                            CONTROLS
SEWER  '
LINE-V-—
  RECEIVING
  TANK
DEPTH
RECORDER
  SAMPLING
  PIT
     FLOAT
     SWITCHES
                              IAMPLE
                              TORAGE
                             BOXES
                  TO ONSITE
                   DISPOSAL SYSTEM
GRINDER
'PUMP
                    Figure A-^.  Wastewater sampling system.
 other was connected to a temperature probe (Cole-Parmer Temperature Minigraph
 Model 8356-Ul).

     Module 3 included a unique sample distributor and sample  storage boxes.
 A schematic of the distributor system is shown in Figure A-5 and a brief dis-
 cussion  follows.

     The basic structure of the distributor included two 38 cm (15 in)  square
 plexiglas plates held horizontally rigid several cm apart.  A  ball-bearing was
 pressed  into a hole located in the center of each plate through which passed
 a 0.6 cm (0.25 in) vertical rod.  To the upper end of this  rod was fastened a
 2 L  funnel, which had a 1 cm (0.375 in) diameter arm of copper tubing pro-
 jecting  out perpendicular to the funnel axis.

     The upper plexiglass plate also contained 2k sample ports spaced equally
 about a  circle defined by the end of the arm attached to the funnel.  The
 funnel and arm were rotated from sample port to port by a simple system.  Two
 23 cm (9 in) diameter plexiglas plates were located between the two square
                                     A-17

-------
       I OF 24 SAMPLING
        PORTS  LOCATED
       AROUND THE
          PERIPHERY OF
       THE PLEXIGLASS
          VERTICAL
          SUPPORT ROD
                 .3 CM
                   1GON
                   3ING
  Y
TUI
           SAMPLE.
           BOTTLI
                         o
                            ATTACHMENT^!
                            FOR
                            SAMPLE
                            LINE
                             PVC
                             FUNNEL
                            AIM IRON
                            SUPORT
                                                     WEIGHT
                                    DACRON
                                     HREAD
                                     CM
                                    COPPER
                                    TUBIf
                            0.6 CM
                            PLEXIGLASS
                                 DIRECTING
                            BALL EYEHOOK
                            BEARING
                                                              o
                 Figure A-5.  Distributor system schematic.
plates and vere rigidly fastened to the  0.6 cm vertical rod.  Both of these
circular plates contained 2h, 2.5 cm (l.O in) pegs equally spaced about  its
periphery.  The plates as attached to the vertical rod were separated by about
5 cm (2 in) with the pegs facing toward  each other and being exactly offset.
Located between the two circular plates  was a bushing through which the  verti-
cal rod passed freely, and to which was  attached a brass rod (stepper arm)
which could be moved up and down freely.  This stepper arm passed between two
adjacent pegs on the lower plate and was connected to a solenoid attached ver-
tically to the upper, 38 cm (15 in) square plexiglas  plate.

     A heavy thread was attached to one  of the pegs on the lower plate and
directed to a weight in such a way that  a rotating force would be exerted on
the vertical support rod, the circular plexiglas plates and pegs, and the
funnel and arm.  When inoperative, the end of the funnel arm would be posi-
tioned directly over one of the 2U sample ports.  Activating the solenoid
would raise the stepper arm into the pegs on the upper plate and allow the
funnel arm to rotate until a peg on the  upper plate hit the stepper arm.
Deactivating the solenoid caused the stepper arm to drop back down into  the
                                  A-18

-------
lower pegs, allowing the funnel arm to rotate until the next lower peg hit the
stepper arm.  At this point, the funnel arm was positioned above the next
sample port.  In this manner, the funnel arm was rotated to each of the 2k
sample ports.  Rotation past the 2l|th sample port closed a switch which dis-
connected the sample valve of module one and also prevented further rotation.

     Insulated storage boxes were provided with this module to preserve the
collected samples.  The distributor system was positioned on top of these
boxes and lengths of 1.3 cm (0.5 in) diameter Tygon tubing were attached to
each of the 2k distributor sample ports and directed through holes in the
boxes into one of 2k, 2L sample bottles.  Each of the sample ports corres-
ponded to a certain sample bottle position so that with the ports numbered in
order of rotation of the funnel arm, the sample bottles would be numbered in
the order in which they were taken.

     When installed at one of the study homes as shown in Figure A-k t the
wastewater generated was directed into the polyethylene receiving tank.  When
the volume of wastewater in the tank reached 13 L (3-5 gal) or more, the high
level float switch was activated which in turn initiated a sampling cycle.
(Note:  samples of water-using events producing less than 13 L were not ob-
tained.)  The grinder pump was activated first, homogenizing and recycling the
contents of the receiving tank for approximately 90 sec.  Then, the sample
valve was opened to permit a 1 to 2 L sample to be pumped to the distributor
system.  Fifteen seconds later, the discharge valve was opened and the contents
of the receiving tank were discharged to the onsite disposal system.  When the
low-level float switch was activated, the pump operation was terminated.  The
remainder of the cycle included opening the sample valve briefly to gravity
drain the sample line back into the receiving tank (170 sec), the advancement
of the distributor system to the next sample port (205 sec), closing of the
discharge valve (280 sec) and resetting of the system (300 sec).

     To determine whether a sample taken by this system was representative of
the wastewater flowing into the receiving tank, several mixing tests were per-
formed.  The results of these tests indicated that the system did take rep-
resentative samples of the influent wastewater.

     Data collection—During operation at each home, daily site visits were
made.  The sample bottles were replaced, the distributor system reset, and
the unit inspected.  Any samples collected were transported back to the Uni-
versity of Wisconsin for analysis.  The sampling system was moved between each
of the four study homes until each had been monitored over several 3- to k-day
periods.  In total, data were collected for 35 days.

     Data interpretation and analysis—Each sample collected was analyzed for
various chemical/physical parameters according to the procedures listed in
Table A-15•  The event that produced each collected sample was identified by
several means.  The depth recording device and continuous chart recorder en-
abled the determination of the time of occurrence and volume of the event
which generated each of the collected samples.  The residents of each home
cooperated during each monitoring period by completing a check sheet noting
the type of event and time of occurrence.  Also helpful in identification
were visual inspections of the samples.  Finally, an added aid were the flow

                                    A-19

-------
patterns generated by the depth recorder, which were found to be characteris-
tic of each of the water-using events.   Utilizing these means, the  responsible
event was identified for about 50 percent of the collected samples.   Of these,
approximately 80 percent were utilized.   The remaining 20 percent of the
samples were generated by more than one  water-using event and were  therefore
not used in the analysis.
                 TABLE A-15.  LABORATORY ANALYSIS PROCEDURES
   Parameter
               Test Employed
BOD,- Unfiltered
BOD5 Filtered
Two Yellow Springs Instrument Company dissolved
oxygen meters used on each sample.  Meters were
standardized using Winkler method with azide
modification.  For the filtered sample a What-
man #2 filter was used.
TOC Unfiltered
TOC Filtered
Total solids and
Volatile solids
Suspended solids and
Volatile Suspended Solids
Beckman Model 915 total organic carbon analyzer.
For the filtered sample a Whatman #2 filter was
used.

According to procedures outlined in Section
22UA and 22*«B of Standard Methods (1971).
According to procedures outlined in Section
lU8c of Standard Methods (1971)•  Measurements
made directly using a 2.1 cm glass fiber filter
disk.
Total Nitrogen

NH3-N and N03-N

Total Phosphorus and
Ortho Phosphorus

Grease
Olson Modified Semimicro Kjeldahl procedure
(Bremner, 19&5a).
Steam distillation-titration procedure (Bremner
and Keeney, 1965).
Vanadomolybdate Yellow Color Method (Jackson,
1958).

After above samples taken off, remainder of
sample acidified with HCL and grease deter-
mined according to Soxhlet Extraction Method
as listed in Standard Methods (1971).
     To compile the results of the sample analyses, a computer program was
developed.  A principal function of the program was to make corrections for a
2.5 L (0.7 gal) residual left in the sampler receiving tank after each sample
was taken.  Further, utilizing the results of analyses of tap water samples
obtained from each home, the program subtracted the carriage water contribu-
tions of the measured parameters.  The corrected concentrations (mg/L) for
each sample were subsequently converted to mass/capita/day values by utilizing
the measured volume for the sample producing event and its frequency of occur-
rence (number/capita/day).  As part of the first phase of this study, the
                                    A-20

-------
frequency of occurrence for the "bath/showers, clotheswasher and toilet usage
were identified.  The toilet event frequencies were separated into fecal and
nonfecal by using information presented by Perry (195*0-  An average frequency
for garbage disposal usage, kitchen sink usage, and dishwashing were based on
information presented by Ligman, Hutzler and Boyle (197*0 along with consul-
tation with the homeowners.  As a final operation on the data, the computer
program performed a statistical analysis, yielding the mean mg/cap/day, range
and standard deviation for each of the events studied.

Wastewater Quality Characterization:  Microbiological—
     A series of ancillary wastewater quality studies were conducted to iden-
tify the microbiological characteristics of two household events, bathing and
clothes washing.  The automatic sampling system previously described was not
used to obtain samples for this characterization due to the high degree of in-
line contamination which would have been present.  Instead, samples were taken
from each event by the household residents according to prescribed procedures.
Basically, a sample was taken after the occurrence of an event prior to dis-
charge of the wastewater to the sewer line.  The samples were refrigerated
until they were picked up and transported back to the University of Wisconsin
laboratories for analysis (within 2k hours).

     The initial sampling effort was conducted at three of the previously
described study homes (G, I, C^ listed in Table A-l*0 •  Samples were obtained
from the bath/shower, clotheswasher-wash cycle, and clotheswasher-rinse cycle
and analyses were performed for total and fecal coliforms and fecal strep-
tococci.  In addition, coliform and streptococcal isolates were taken for
further characterization.

     Analyses for fecal and total coliform organisms were conducted using the
membrane filter technique of Standard Methods (1971) with the following varia-
tions:  sterile 0.05$ peptone in distilled water was used as diluent; after
each filtration two, 20-30 mL portions of sterile diluent were used to rinse
the sample dilution bottle and filter funnel; and counts were expressed as
averages of duplicate samples or sample dilutions filtered.  Fecal streptococci
were enumerated by the pour plate technique of Standard Methods (1971) or by
membrane filtration when sample volumes were 10 mLs or greater.

     Coliform and streptococcal isolates were taken from plates of the above
media and placed on slants of tryptone glucose yeast extract agar.  Coliform
isolates were taken, streaked on plates of Levine's Eosin Methylene blue agar
to check colonial morphology, reactions and purity; necessary re-isolations
and gram stains followed.  Streptococcal isolates were handled similarly using
streak plates of m-enterococcus agar.  Hydrogen peroxide (3%} was applied to
these plates to check for catalase.  The media and tests used for further
characterization of coliform and streptococcal isolates are given in Tables
A-l6 and A-17, respectively.

     Further sampling was conducted at three additional households (Table A-l8).
Samples were obtained from bathing and clothes washing (wash cycle only)
events utilizing similar sampling procedures, and analyses were performed for
total and fecal coliforms, fecal streptococci, Pseudononas aeruginosa and
Staphylococcus aureus.


                                     A-21

-------
      TABLE A-16.  MEDIA AND TESTS - COLIFORM ISOLATE  CHARACTERIZATION
        Medium
                    Test
Lactose Broth


EC Broth

Tryptophane Broth

Buffered Glucose



Simon's Citrate Agar
Acid and gas production at 35°C at 2H, U8 and
72 hours.

Growth and gas in 2k hours at ^.50C.

Indole production (l) in 2k hours at 35°C.

Acid production in 5 days at 35°C, methyl red
indicator (M) 	 acetylmethyl carbinol produc-
tion in 2 days at 35°C (Vi).

Use of citrate (C) as sole carbon source.
Combination tube of ornithine  HpS production (H), ornithine decarboxylation
decarboxylase medium and       (o) and motility (M );  test read in 2k hours.
H2S-motility medium
 TABLE A-1T.  MEDIA AND TESTS USED - STREPTOCOCCAL ISOLATE CHARACTERIZATION
        Medium
                    Test
Brain Heart Infusion Broth
(BHI)

6.5$ NaCl Broth

0.1% Methylene Blue Milk

Lactose Broth

Starch Agar

Arginine Broth


Bile Exculin Agar

BHI plus tellurite (l part
tellurite in 2560 parts BHI)

Litmus Milk
Growth at 10°C and U5°C.


Salt tolerance - growth in k8 hours.

Tolerance and growth - methylene blue reaction.

Acid Production.

Starch Hydrolysis.

Arginine hydrolysis with NH^ production in
2k hours.

k% bile tolerance and osculin hydrolysis.

Tellurite tolerance.


  Reactions over a iH-day period.
                                    A-22

-------
                 TABLE A-18.  ADDITIONAL FAMILY INFORMATION
                                    Automatic Automatic          Occupation
Family         Children              Clothes    Dish    Garbage  of Head of
 Unit  Adults   (Age)     Bathrooms  Washer    Washer   Disposal Household

  L      2    2 (k mo.,    1           Yes       Yes       No    Poultry Man
                 7)
M
N
2
2
0
0
1
1 1/2
No
Yes
No
Yes
No
Yes
Poultry Man
Engineer
     Analyses for fecal and total coliform organisms were conducted using the
5 tube MPN test procedures outlined in Standard Methods (1971) with the fol-
lowing variations:  'sterile .05% peptone in distilled water was used as a
diluent.  Fecal streptococci were enumerated by the pour plate technique of
Standard Methods (1971).  Analyses for Pseudomonas aeruginosa included growth
at 37°C in 5 tube MPN of asparagine enrichment broth.  A blue-green fluores-
cent pigment is produced by P_. aeruginosa and inocula from the positive tubes
were transferred to slants of acetamide agar and incubated for 2k hours at
37°C.  A confirmation of positives was performed at this point by preparing
streak plates on King's A agar and looking for blue-green pigment production
after incubation at 37°C for 2k hours.  Staphylococcus aureus counts were
determined by a modification of Standard Methods "(1971) •  The membrane filter
technique was utilized with the filtered samples pre-enriched on a tryptone
yeast broth.  The medium used contained mannitol, 7-5$ sodium chloride, and
0.75 M sodium azide as selective agents.  After incubation for J2 hours at
37°C, suspicious colonies were screened for DNASE production and confirmed to
be S_. aureus by the coagulase test.

     A final sampling effort was conducted at home N (Table A-18) of several
wastewaters generated through hygienic care of an infant who had just received
an oral polio vaccination.  In-house samples were obtained by the adult resi-
dents from the baby's stools, diajper pail, bath and laundry over a twelve-day
period.  Where appropriate, each event was characterized as to quantity or
volume, contributing clothing, additives, and so forth.  Analyses were con-
ducted for total and fecal coliforms, fecal streptococci, Pseudomonas
aeruginosa, and virus infectivity.

     Analyses for bacteriological characteristics were conducted as described
previously.  Virus infectivity was determined utilizing the following plaque
assay procedure.  Approximately 10 mL of the original sample was transferred
to a test tube to which Diethyl ether (0.5 mL) was added.  The test tube was
held for 1 hour at 22°C to decontaminate the sample bacteriologically (for
fecal samples, 2k hours at U°C).  Sterile air was then used to bubble off the
ether.  Then, 1 mL of fetal calf serum was added, the pH was adjusted to 9
using NaOH, and the prepared sample was sonicated in ice water for 5 minutes.
Using 0.5 mL of the prepared sample, log^Q serial dilutions were made.  Two,
freshly confluent 25 cm  flasks of Hela cell cultures were used per dilution,
with 0.5 mL of each dilution inoculated into each of two flasks.  The flasks


                                    A-23

-------
were incubated at 22°C for two hours,  with rocking every 15 minutes  to wet
the cells.  After incubation, the inoculum was poured off,  and the cell  sheets
in each flask were overlaid with 5 mL of the following:

              Eagle's minimum essential media, 2'x  -  80%
              Fetal calf serum (GIBCO)              -   Q%
              NaHCO  (5.6JC solution)                -   h .Q%
              MgCL2 (20% solution)                  -   k%
              Gentamicin (5 mg/mL solution;
                 Schering)                          -   1.6%
              Fungizone (0.5 mg/mL solution;
                 Squibb)                            -1.6%
              Deionized water                       -  q.s.

              3% Noble Agar, DIFCO

              (Raise the media temperature to i|2°C and lower the
              Agar temperature to U2°C.  Mix the two components in
              the proportion of 1 part Agar to 3 parts media and
              maintain at U2°C until used.)

The flasks were held until the overlay media hardened on the cell sheet  and
then incubated with the cell side up for 60 hours at 37°C.   After this incuba-
tion, the overlay is removed by adding about 10 mL of water to each  flask and
gently floating the overlay off the cell sheet by careful agitation.  After
pouring off the overlay, to each flask was added 3 mL of crystal violet  stain
of the following composition:

              Ethanol (95% solution)                -  30 mL
              Formalin (31% solution)               -  25 mL
              Deionized water                       - 3^5 mL
              Crystal Violet                        -   2.5 gram
              NaCl                                  -   H.25 gram

The stain was left on the cells for 10 minutes and then rinsed off with  water.
The plaques present were then counted.  The total number of plaques  on four
flasks of two adjacent dilutions (e.g. 10"^ and 10~5) were  divided by 1.1 and
multiplied by the reciprocal of the highest log]_g dilution  to determine  the
plaque forming units per mL (PFU/mL).

Results and Discussion

Water Use Characterization—
     Individual event water use—The water-use data collected were analyzed
separately for each individual home and then summarized for all eleven homes
combined.  For each water use event, the average water use  per occurrence and
the number of occurrences per capita per day were calculated as shown in
Tables A-19 and A-20.  The daily water usage resulting from each of the  events
is presented in Table A-21.  Inspection of these tables, readily reveals a
significant variation in water use habits between the homes studied.

     The daily per capita water use values determined in this study were com-
pared with the results of previous investigators.  As shown in Table A-22,
with the exception of the toilet contribution, there is fair agreement between
investigators regarding individual event water usage.  The lower value for

                                    A-2U

-------
                  TABLE A-19.  WATER USED PER OCCURRENCE, L
                                                                   Water
              Toilet       Laundry    Bath/Shower   Dishwasher    Softener
  Family   	
   Unit     Mean  S.D.*   Mean  S.D.   Mean  S.D.   Mean  S.D.   Mean  S.D.
A
B
C
D
E
F
G
H
I
J
K
16
Ik
12
11
18
17
16
15
17
16
Ik
.6
.1+
.5
.3
.1
.0
.3
.1
.8
.6
.0
13U
1*3
137
126
158
103
108
132
105
132
11*5
7.3
6.0
10.5
1U.3
18.6
32.3
38.7
12.9
27.6
15.3
8.0
119
79
89
76
72
81+
70
62
80
81
80
62.8
38.1
53.6
39.2
1*8.6
3l*. 7
59.8
36.2
1*0.1
35.1
30.7
61*. 3
38.6
1*2.3
1*6.1
U3.8
1*8.1*
39.7
29.9
1*7-2
52.2
50.3
~
16
ll*
ll*
15
ll*
12
8
17
10
ll*
0
.2
.1*
.5
.0
.6
.0
.7
.8
.5
.7
286
_
271
360
_
_
261*
251
_
_
51*7
7.6
_
17.5
1*2.5
_
_
9.1
6.1*
_
_
238
Weighted
Average	'
127  26.7
81  1*1*
1*7.2  lit. 7    307  121
  In all cases, the standard deviation for toilet flush was computed to be
  less than 1.5L.
             TABLE A-20.  FREQUENCY OF OCCURRENCE, uses/cap/day

 Family Unit   Toilet   Laundry   Bath/Shower   Dishwasher   Water Softener
A
B
C
D
E
F
G
H
I
J
K
Weighted
Average
2.07
2.29
1.70
2.79
1.71
1.39
1.1*9
2.29
1.68
3.10
2.93
2.29
0.36
0.19
0.36
0.23
0.33
0.1*6
0.15
0.32
0.59
0.27
0.31+
0.31
0.1*3
0.38
0.31
0.66
0.1*5
0.26
0.1*7
0.36
0.3l*
0.57
0.55
0.1*7
0.29
0.26
0.31
0.1+1
0.21+
0.39
0.36
0.36
0.1*9
0.1*0
0.51*
0.39
0.08
-
0.06
0.02
—
—
0.05
0.21*
—
-
0.03
0.03
toilet usage determined in this study is the result of a lower frequency of
usage which is felt to have been caused by the residents using toilet facili-
ties outside of their homes.
                                     A-25

-------
               TABLE A-21.   INDIVIDUAL EVENT WATER USAGE, L/cap/day
Family
Unit
A
B
C
D
E
F
G
H
I
J
K
Weighted
Average
$ of Daily
Flow


Toilet
34
32
21
31
31
23
24
34
29
52
41
34
21

.4
.9
.2
.8
.0
.4
.6
.8
.9
.2
.2
.8
.6$



Bath/
Laundry Shower
47
8
49
28
52
48
15
42
61
35
49
39
24

.6
.3
.5
.7
.9
.0
.9
.3
.2
.9
.1
.7


TABLE A-22.




Event
Toilet
Bath /Shower
Bathroom Sink
Kitchen Sink
Dishwashing























Laak
(1975)
74.8
32.1
7.9
13.6
-










51.0
30.2
27.6
50.3
32.8
21.5
32.9
22.3
26.8
46.1
44.2
37.8
t 23.5$

INVESTIGATOR
WATER USAGE,

Cohen and
Wallman
(1974)
65.0
23.8

68.0

Garbage Grinding
Clothes Washing
28.0

39-7
Dish- Water
Washer Softener Other
18.9
10.2
13.2
18.9
10.6
18.9
14.0
11.0
23.0
20.8
26.8
18.5
11.5$

COMPARISON
L/cap/day
Ligman,
Hutzler
and Boyle
(1974)
75.6
47.2
-
—
13.2
5.7
37.8
23
_
15
8
_
_
12
59
_
_
17
9
6

OF


.0 39.
15.
.1 20.
.7 17.
29.
15.
.9 12.
.3 18.
16.
15.
.8 35.
.8 20.
.1$ 12.

EVENT


3
1
4
0
9
5
5
5
6
9
9
4
7$




Bennett and
Linstedt








(1975)
55.6
32.9
18.9
9.8
4.2
3.0
43.8








Water Softening -
Miscellaneous
Total




-
156


-
197
-
180


-
168


Total
214
96
147
155
157
127
113
188
158
170
215
161
100$






















This
Study

34.
37.
-
-
18.
-
39.
9.
20.
161

8
8


5

7
8
4

     Total daily water use—The total per capita water use at each home  is
presented in Table A-23.  As shown, the per capita usage was found to  be quite
variable at a given home, as evidenced by the large standard deviations  and
wide 90$ confidence intervals determined.  It is interesting to note,  however,
that the 90$ confidence interval for all homes combined was relatively narrow,
154 to 168 L/cap/day (40.7 to 44.4 gal/cap/day) for a mean value of l6l  L/cap/
day (42.6 gal/cap/day).
                                    A-26

-------
            TABLE A-23.  DAILY PER CAPITA WATER USAGE, L/cap/day
Family
Unit
A
B
C
D
E
F
G
H
I
J
K
Weighted
Average
Family
Members
li
3
1*
6
3
5
7
3
5
7
^



Days
28
Ik
77
lf-2
28
28
35
21*
28
68
62



Mean
214
96
ll*7
155
157
127
113
188
158
170
215
l6l


S.D.
98
1*7
88
1*7
113
71
1*5
55
61
k3
112
81*


90#
185
76
130
11*3
122
105
100
169
139
162
192
151*


C.I.
- 21*5
- 117
- 163
- 167
- 192
- 150
- 125
- 206
- 177
- 179
- 239
- 168

     To illustrate the variation in per capita usage between homes,  the mean
and 90% confidence intervals for each are presented in Figure A-6.
                     0
10
     GAL./CAR/DAY
20    30   40   50  60   70    80
A
B
C
D
FAMILY UNIT p
G
H
1
J
K
AVERAGE
_. 	 j-
	

	
- i i i i i i i i i i i
                     0     50     100    150    200    250    300
                                DAILY WATER USE,  L/CAR/DAY

                      Figure A-6.   Daily water usage.
As shown,  the mean daily usage varied from a low of 96 L/cap/day (25.^  gal/
cap/day)  for Family B to a high of 215 L/cap/day (56.9 gal/cap/day)  for Family
K.  Importantly, however, is the fact that for 8 of the 11 homes,  the upper
limit of the 90$ confidence interval was less than 189 L/cap/day (50 gal/cap/
day) and in no homes was it greater than 2k6 L/cap/day (65 gal/cap/day).
                                   A-27

-------
     The daily per capita water use values determined in this study were com-
pared to the results of earlier investigators.  As shown in Table A-22,  there
is good agreement "between investigators regarding average per capita water use,
with the mean values varying from a low of 156 L/cap/day (Ul.3 gal/cap/day)
to a high of 197 L/cap/cay (52.1 gal/cap/day).

     Further to comparing the study averages, the mean daily water usage
determined for each of the individual households involved in the studies by
Cohen and Wallman (197*0, Laak (1975) and Bennett and Linstedt (1975) were
analyzed in combination with the results of this study.  In total, the mean
daily water use for each of 28 homes ranging in size from two to seven members
was available for analysis.  A statistical analysis of the per capita water
use values yielded a mean of 180 L/cap/day (1*7-5 gal/cap/day) with a 95% con-
fidence interval of 153 to 205 L/cap/day (U0.6 to 5^.3 gal/cap/day).  Consid-
ering the variation in characteristics which existed for these 28 families,
the 95% confidence interval is surprisingly narrow.

     Although a variety of factors appear to influence the total quantity of
water used within a home, family size has been suggested as a major factor.
An analysis of the data from the 28 homes was conducted to determine if water
usage could be more accurately predicted by a relationship including family
size compared to that based on a per capita usage.  The data were first  plotted
as total family water use versus family size (Figure A-7).  Although the data
were somewhat scattered, a relationship of the following form appeared to
represent the data,

                                Q = KX + K2P                              (1)

where, Q  = Total daily family water use (L/day)
       K  = Base usage (L/day)
       K2 = Per capita usage (L/cap/day)
       P  = Number of family members

A regression analysis conducted on the data yielded the following expression,

                               Q = 293 + 97 P                              (2)

with a standard error of estimate equal to 189 and the 95% confidence limits
on the parameters KI and K2 equal to ± 225 and ± 52, respectively.  This re-
lationship has been graphically presented in Figure A-7 with the 90% and 95%
confidence lines for an estimate of Q at a given P.

     The two-variable relationship (2) appears to offer a more accurate esti-
mate of average household water use for the smaller (2 member) and larger
(5 to 7 member) family sizes than the simpler per capita expression  (l).
However, for family sizes  of 3 to U members, the estimates provided by both
are similar.
                                    A-28

-------
I
UJ
   1500
   1250
   1000-
   750
UJ

I  500
   250
                  T
                    T
       0
0-WALLMAN 8 COHEN (1974)
D-LAAK(I974)
O-8ENNET 8 LINSTEDT(I975)
A-THIS STUDY
                                95 % C. Lr
                                90% C.L.
                           x
           O
                  ^d
                   £
                                    o
                                                Q=293+97P
                                               A
                                              90%C.L
                                              95%C.L.
                   I
                          I
        234567
     FAMILY SIZE,NUMBER OF MEMBERS
8
                                                400
                                                           300
          o
          >v
          Z
     200 5
                                                100
     0
         Figure A-7.  Mean household water use versus family size.
                               A-29

-------
     Daily and weekly vater use patterns—Utilizing  the  data generated  in this
study, graphs were constructed to illustrate  household water use variations
during the day and from day-to-day.   The  graphs  presenting a summary of all
eleven homes combined are presented  in Figures A-8 and A-9.  The graphs for
each individual home may be found in Attachment  A of this appendix.  As would
be expected, the fluctuations in the eleven home summary plot  are attenuated
and not as extreme as those exhibited by  each of the individual households.
                15
              *  10
              V.
              Q.
              U
4r
T-TOILET
L- LAUNDRY
B-BATH/SHOWER
D - DISH WASH
W-WATER SOFTENER
0-OTHER
                                      9    N    3
                                     TIME  OF DAY
                                      MN
                    Figure A-8.  Daily water use pattern,
     The daily flow pattern (Figure A-8) shows high water usage in the morning
and evening hours with lower usage during late evening, early morning and
afternoon periods of the day.  The miscellaneous or other flow was quite con-
stant and was generally prevalent from 6 a.m. to midnight.  Toilet flushing
followed a similar pattern.  Laundry was largely concentrated in the morning
between T a.m. and 2 p.m., while baths and showers were most prevalent in the
evening hours between 5 p.m. and midnight.  Dishwashings were measured in
three peaks following mealtimes, with the largest flow between 5 and T p.m.
The water softener was concentrated between midnight and 5 a.m.

     Little day-to-day variation in flow occurred for any of the events
studied except bathing and clothes washing (Figure A-9) •  Bathing showed a
significant difference between Friday (30.2 L/cap/day) and Saturday (1*5.7
L/cap/day).   Clothes washing flows were significantly higher on Monday.  When
considering total daily flow, no one day was significantly'different from the
average.
                                    A-30

-------
        200
         150
       cr
       i
       i 1001
       AVERAGE
                                        DAIiy FLOW

                                       1 LOWER 90%
                                        CONFIDENCE
                                        LIMIT
                                      BATH/SHOWER
                                        CLOTHES WASH
                                        TOILET

                                       OTHER
                                      i DISH WASH
                                        WATER SOFTENER
                                      j	
                                                        SAT.
                   Figure A-9-  Weekly water use patterns.
     Seasonal variation—Water use data for three of the homes  (C,J,K) were
obtained during both the summer and winter seasons to allow an  investigation
of potential seasonal variations.  It was believed that lifestyle  changes
between summer and winter, including daily school attendance by children
during the winter, might result in a significant difference in  water usage.  A
summary of the water usage for the homes as measured during the winter and
summer seasons is presented in Table A-2*t.  A review of the data collected in
consultation with the homeowners led to the conclusion that households demon-
strate widely varying characteristics and habits which are more important in
determining water usage than the season of the year.

Wastewater Quality Characterization;  Chemical/Physical—
     Individual event wastew_ater— Quality characteristics are  reported as
pollutant contributions by event occurrence and per capita per  day with the
mean results determined, presented in several ways:  concentration per event,
mass/event, mass/cap/day and percent contributed per event.  In Table A-25,
the average concentrations (mg/L) measured for each pollutant are  presented.
The mean mass (mg) of each pollutant produced by a single occurrence of each
event are presented in Table A-26.  In Table A-27 the daily per capita mass
contributions (mg/cap/day) are shown, with the percentages of the  total daily
contribution presented in Table A-28.
                                     A-31

-------
            TABLE A-2l*.  SEASONAL WATER USE COMPARISON, L/cap/day
Family                                  Water                Confidence
 Unit   Toilet  Laundry  Bath  Dishes  Softener  Other Total  Interval  Days
c
Summer
C
Winter
J
Summer
J
Winter
K
Summer
K
Winter

23

19

57

111*

35

k9

53

U5

35

38

k9

U9

32 15

22 11

1*5 21

U8 21

39 26

51 28

15 2k

6 17

17

19

11 28

26 1+6

170

119

170

171

188

250

lU6 - 19U

99 - lUo

159 - 182

158 - 183

165 - 212

207 - 293

k2

35

1+2

26

35

27
              TABLE A-25.   MEAN POLLUTANT  CONCENTRATIONS, mg/L
             Toilet Flush             Kitchen  Automatic  Clotheswasher
            	Garbage    Sink      Dish    	Bath/
 Parameter  Fecal  Nonfecal Disposal   Usage    Washer    Wash   Rinse  Shower
BOD5 U
BOD5 F
TOG U
TOC F
TS
TVS
TSS
TVSS
TOT-N
NH3-N
N03-N
TOT-P
Ortho-P
Temperature
Flow*
Number of
Samples
610
330
500
220
1500
1090
880
T20
210
8U
.9
38
16
66°F
16.3

32-1*0
330
200
220
160
910
610
320
260
1^0
2T
1.1
lU
10
66°
16.3

2)4-37
1030
2UO
690
3TO
2*430
22TO
11*90
12TO
60
.9
0
12
8
71°
lU.U

U-7
lU6o
800
880
T20
2U10
1710
720
6TO
T^
6
.3
TU
31
80°
18.1

7-H
10UO
650
600
390
1500
8TO
UUO
3TO
ho
U.5
.3
68
32
101°
l45.it

13-15
380
250
280
190
13^0
520
280
170
21
.7
.6
57
15
90°
59.3

21+-2T
150
110
100
T2
1+10
180
120
69
6
A
.U
21
h
83°
5^A

2U-28
170
100
100
61
250
190
120
85
17
2
.U
2
1
85°
U9.1

18-2U
JA
 Flow values were determined in the wastewater quality study and are in Liters,


                                    A-32

-------
TABLE A-26.  ME/IN POLLUTANT CONTRIBUTIONS, mg/event
Toilet Flush.

Parameter
BOD5 U
BOD^ F
TOG U
TOC F
TS
TVS
TSS
TVSS
TOT-N
NH--N
NO^-N
TOT-P
Ortho-P

Fecal
10000
5390
8l60
36^0
24600
17900
11*1*00
11700
3**60
1380
15
620
260
TABLE A-27

Nonfecal
5360
33^0
3520
2660
15000
10100
5280
1*300
2230
UUO
18
230
160
Garbage
Disposal
11*600
3l*30
9800
521*0
31*500
32200
21200
18100
850
13
0
170
110
Kitchen
Sink
Usage
26800
ll*700
16000
13200
1*1*200
31200
13200
12300
1350
110
6
1350
560
. MEAN PER CAPITA POLLUTANT
Toilet Flush

Parameter
BOD5 U
BODc F
TOC U
TOC F
TS
TVS
TSS
TVSS
TOT-N
NH--N
NO^-N
TOT-P
Ortho-P


Fecal
1*3^0
231*0
3530
1580
10700
7760
62UO
5090
1500
590
6.3
270
120


Nonfecal
6380
3980
1*250
3170
17800
12000
6280
5120
261*0
520
21.1
280
190
Garbage
Disposal
10900
2570
7320
3910
25800
21*000
15800
13500
630
9.6
.2
130
90
Kitchen
Sink
Usage
83l*0
1*580
5000
1*110
13800
9730
1*110
381*0
1*20
32.3
1.8
1*20
180
Automatic
Dish
Washer
1*7500
29500
27300
17600
68300
39600
19800
16700
1820
210
lU
3090
ll*6o
Clothe swasher

Wash
22900
1U900
16UOO
111*00
79800
31200
16900
10000
1250
U2
36
3UOO
900

Rinse
8210
5820
5330
3920
22500
98UO
6260
3750
330
22
22
llUo
220
Bath/
Shower
8230
U980
1*680
3010
12200
9560
6020
Ul90
8UO
99
20
99
U9
CONTRIBUTIONS, mg/cap/day
Automatic
Dish
Washer
12600
781*0
7280
1*690
18200
10500
5270
1*1*60
1*90
51*
U.I
820
380
Clothe swasher


Wash
10800
6970
7700
5380
37500
ll*700
7930
U700
580
19. u
17
1600
UiO


Rinse
1*010
28UO
2610
1910
10900
U800
30UO
1810
150
11. U
10.3
550
110
Bath/
ShoVer
3090
1870
1750
1130
U590
3600
2260
1580
310
UO
7.U
36
20
                        A-33

-------
  TABLE A-28.   MEAN PER CAPITA POLLUTANT CONTRIBUTIONS, % OF TOTAL DAILY
Parameter
BOD5 U
BODc F
TOG U
TOC F
TS
TVS
TSS
TVSS
TOT-N
HH--N
NO^-N
TOT-P
Ortho-P
Toilet
Flush
/"I 	 "L _ _ —
— — — — 	 vjai"uag,c
Fecal Nonfecal Disposal
8.8
7.7
11.0
7.2
9.U
12.3
17.8
19.1
2^.6
k6.1
9.3
6.8
8.2
12.9
13.1
13.2
lU.U
15.7
19.0
17.9
19.3
1+3.5
Ui.o
31.0
7.0
13. ^
Kitchen
Sink
L Usage
16.8
15.0
15.6
18.7
12.1
15 A
11.7
1UA
7.0
2.5
2.6
10.6
12.6
Automatic
Dish
Washer
25.5
25.8
22.7
2lA
16.0
16.7
15.
16.8
8.0
U.2
6.0
20.6
27.2
: Clothe swasher
Wash
21.7
22.9
2U.
2U.5
33.1
23.3
22.5
17.7
9.5
1.5
25.
U0.3
29.2
Rinse
8.1
9.3
8.1
8.7
9.6
7.6
8.7
6.8
2.U
.9
15.2
13.8
7.9
Bath/
Shower
6.2
6.2
5.U
5.1
U.I
5.7
6.U
5.9
5.0
3.2
10.9
.9
1.5
  Garbage disposal results are not included.
It should "be emphasized that (l)  all results presented were based on direct
measurement except for mass/cap/day values which necessarily  included some
assumptions concerning event frequencies of occurrence, and (2)  the contribu-
tions of pollutants from the carriage waters were removed from all results.

     The results shown in the mean value tables (Tables A-25  to A-28) indicate
how the mean concentrations and mass loadings contributed vary between the
different types of household events.  This variation in event wastewater qual-
ity is as expected, based on the variable nature and origin of the wastewaters.

     A statistical analysis was conducted for each type of event and the mg/
cap/day contributions of the various parameters.  These results are included
in Attachment B of this appendix.  Based on this analysis, the dispersions
about the mean values were found to be significant as evidenced by large
standard deviations and wide ranges.  For example, the mean mg/cap/day unfil-
tered BODc loading from the bath/shower event based on 22 samples was 3090
with a standard deviation of 2lUO and a range of 790 to 69^0  mg/cap/day.  This
is as expected in light of the variation in day-to-day habits at a given home
and the variation in life styles between homes.

     The mean results of this study were reviewed on an individual event basis
and compared to the results obtained by earlier investigators.  The comparisons
were rather scant in many cases, since many of the parameters measured in this
study were not reported in the earlier studies.

     Toilet flushing—Ike separation of the toilet flush event into a fecal^
flush and a nonfecal flush was possible through visual inspection of the toilet
flush samples.  The fecal flush contributed lower mass/capita/day loadings  than

-------
the nonfecal flush, principally because the latter occurred approximately 2.6
times as often.  The total output from the toilet (fecal and nonfecal flushes)
vas found to contribute 21.7$ of the unfiltered BOD5> 35.7$ of the suspended
solids, 68.1$ of the total nitrogen and 13.8$ of the total phosphorus produced
daily by a given home (Table A-28).  When compared to the results of earlier
investigators, the mean mg/cap/day values determined in this study were in
general, found to be substantially lower (Table A-29).   However,  when compared
on a mg/event basis, as in Table A-30, the results were in fair agreement.
The method of determining the toilet wastewater concentrations and daily per
capita contributions is believed to be the cause of this.  Most of the earlier
studies (Laak, 1975; Ligman, Hutzler and Boyle, 197^; and Bennett and Linstedt,
1975) determined the pollutant contributions from the toilet from a small
number of analyses of individual samples of urine and feces, medical literature
characterizing human waste products and user estimates  of event  frequency.
The single study which actually sampled raw toilet wastewaters (Olsson,
Karlgren and Tullander, 1968), also employed user estimates of event frequency
to determine mass/cap/day contributions.  In contrast,  the mass/cap/day con-
tributions determined in this study were based on actual on-site  sampling of
toilet wastewaters as well as measurement of event frequencies.

 TABLE A-29.  TOILET FLUSH WASTEWATER - INVESTIGATOR COMPARISON,  mg/cap/day
Parameter
BOD5
TSS
TOT N
TOT P
Olsson, Karlgren
and Tullander Laak Ligman, Hutzler
(1968) (1975) and Boyle (197*0
20000
30000
11000
1600
23500
1^500
2110
23600
30900
16800
1360
Bennett and
Linstedt This
(1975) Study
6900
36500
5200
10700
12500
kiko
550
  TABLE A-30.  TOILET FLUSH WASTEWATER - INVESTIGATOR COMPARISON,  mg/event


Parameter
BOD5
TSS
TOT N
TOT P
Olsson, Karlgren
and Tullander
(1968)
hOOO
6000
2200
320
Bennett and
Laak
(1975)
U360
_
2680
390
Li gman , Hut zl e r
and Boyle (197*0
6380
83^0
1*51*0
370
Linstedt
(1975)
1920
10100
1*170
-
This
Study
67ltO
7870
2600
3^0
uses/cap/day
5.0
5.U
3.7
3.6
1.6
     Dishwashing—The wastewater produced from the kitchen sink was the result
of manual dishwashing and major dish rinsing (pots and pans)  at homes having
automatic dishwashers.  Thus, the total mass/cap/day contributions from dish-
washing are represented by the sum of the kitchen sink and automatic dishwasher
contributions.  Dishwashing proved to be a major contributor  of pollutants,
                                    A-35

-------
generating
                 of the unfiltered BOD, 26.7$ of the suspended solids and
of the total nitrogen and 31.2$ of the total phosphorus.   When compared to the
values reported by earlier investigators, the results of  this study were found
to be significantly higher (Table A-31).  However,  most of the reported values
of earlier investigators are within the range of values determined in this
study.  The discrepancy in the BOD,, results, as well as in the results for the
other parameters, were most likely caused by the normal differences in the life
style and dishwashing habits of the families whose  homes  were sampled.

  TABLE A-31.  DISHWASHING WASTEWATER - INVESTIGATOR COMPARISON,  mg/cap/day
Pollutant
BOD,.
TSS'
TOT N
TOT P
Olsson, Karlgren
and Tullander
(1968)
17000
13000
600
300
Contributing
Events :
Kitchen Area
Laak
(1975)
9200
50-400
Manual
Dish-
washing
Ligman, Hutzler
and Boyle (197*0
5900
2700
450
Manual
Dishwashing
Bennett and
Linstedt
(1975)
11100
2200
1100
Dishwasher,
Kitchen
Sink
This
Study
21000
9380
910
1240
Dish-
washer
Kitchen
Sink
     Garbage disposal—The garbage disposal results presented in this study are
based on the analysis of samples taken from the garbage disposal wastewaters
produced by homes without automatic dishwashers.  The results obtained in this
study were lower than expected, based on earlier analyses performed by Ligman,
Hutzler and Boyle (197*0 and Bennett and Linstedt (1975) (Table A-32).  An
explanation as to the reason for this may be found in the fact that the
families which had garbage disposals in this study, also had large dogs.
Consultation with the homeowners revealed that a majority of the meal scraps
which might otherwise have been disposed of through the garbage disposal were
fed to the dogs.  Since the use of garbage disposals in rural homes served by

TABLE A-32.  GARBAGE DISPOSAL WASTEWATER - INVESTIGATOR COMPARISON, mg/cap/day
Parameter

BOD,-
TSS
TOT N
TOT P
Ligman, Hutzler
and Boyle (1974)
30900
43600
910
-
Bennett and
Linstedt (1975)
12300
20200
200
-
This
Study
10900
15800
630
130
uses/cap/day
                           0.75
0.40
0.75
                                    A-36

-------
individual sewage disposal systems is discouraged and since the results ob-
tained for the garbage disposal in this study were based on a limited number
of samples, the garbage disposal results were omitted when calculating the
total mass/cap/day loadings from a typical rural household and the percentages
contributed by the individual events,

     Clothes washing—Based on the results obtained in this study, the house-
hold operation of washing clothes proved to be a major contributor of pollut-
ants.  On a mass/cap/day basis, the automatic clothes washer contributed 29.8$
of the unfiltered BODc, 31.2$ of the suspended solids, 11.9$ of the total
nitrogen and 5^.1$ of the total phosphorus (Table A-28).  In each case,
approximately 70$ of the pollutants were contained in the wash-cycle discharge
with the remaining 30$ in the rinse-cycle discharge (Table A-26).  The results
obtained in this study (wash and rinse cycles combined) were compared to those
of earlier investigators and were found to be somewhat higher on a mg/cap/day
basis (Table A-33).  When compared on a mg/event basis, however, the results
are in fair agreement.  The discrepancy in per capita contributions is due to
the different event frequencies used in their computation.

    TABLE A-33.  LAUNDRY WASTEWATER - INVESTIGATOR COMPARISON, mg/cap/day
Parameter
BOD5
TSS
TOT R
TOT P
Ols son, Karlgren
and Tullander Laak Ligman , Hutzler
(1968) (19T5 ) and Boyle (197^)
3000
2000
200
1300
7900 9500
7260
-
2270
Bennett and
Linstedt This
(1975) Study
8700
31*00
200
-
1U800
11000
730
2150
uses/cap/day       ?            0.30          0.25            0.30       O.U8
     Bath/Shower—The results for the bath/shower event, based on samples  of
individual bath and shower events grouped together, proved it to be a minor
contributor of pollutants.  On a daily basis, this event contributed the
lowest percentage of almost all pollutants measured:  6.2$ of the unfiltered
BOD  , 6.lj$ of the suspended solids, 5-0$ of the total nitrogen and less than
1.0$ of the total phosphorus (Table A-28).  The pollutant contributions
determined in this study were found to be within the range of values reported
by earlier investigators (Table A-3^-).

     Daily pollutant contributions—Of prime importance to many individuals
are the total daily pollutant contributions of an individual within a typical
household.  The results determined in this study, as well as those reported by
previous investigators, for BOD,-, suspended solids, phosphorus and nitrogen
are presented in Table A-35.  It should be noted that the pollutant contribu-
tions of household garbage disposals have been excluded from the results
presented.  It is interesting to note how closely the results generated by the
various investigators agree.  As noted previously, the lower nitrogen contribu-
tion determined in this study is for the most part due to the frequency of
toilet usage.

                                    A-37

-------
  TABLE A-31*.  BATH/SHOWER WASTEWATER - INVESTIGATOR COMPARISON,  mg/cap/day
Parameter
BOD
TSS5
TOT N
TOT P
uses/cap/day
Laak
C19T5)
6180
:
7
Ligman, Hutzler
and Boyle (197*0
9100
5**50
-
0.51
Bennett and
Linstedt (1975)
3200
900
0
0.32
This
Study
3090
2260
310
UO
0.39
          TABLE A-35.  DAILY POLLUTANT CONTRIBUTIONS,* gram/cap/day
Pollutant
Olsson, Karlgren                            Bennett and
 and Tullander    Ligman, Hutzler    Laak    Linstedt    This
     (1968)       and Boyle (197*0  (1975)     (1975)     Study
BOD
Suspended
Solids
Nitrogen
Phosphorus
U5.0

1+8.0
12.1
3.8
1*8.1

U6.3
16.8
U.I
1*8.6 3**. 8

**7.3
7.2
-
1*9.6

35.1
6.1
U.O
  Garbage disposal contributions have been excluded.
     The use of a garbage disposal can substantially increase the quantities
of pollutants shown in Table A-35-  Based on investigations by Ligman,  Hutzler
and Boyle (197*0, Bennett and Linstedt (1975), and the results of this  study,
the increase in pollutant contributions that can be expected due to the use
of a garbage disposal have been outlined in Table A-36.  As shown, the  use of
a garbage disposal dramatically increases the contribution of BODc and  sus-
pended solids while adding little additional nitrogen and phosphorus.

               TABLE A-36.  INCREASE IN POLLUTANT MASS DUE TO
                            GARBAGE DISPOSALS, grams/cap/day
Pollutant
BOD5
Suspended Solids
Nitrogen
Phosphorus
Ligman, Hutzler
and Boyle (197*0
30.9 (61**)*
**3.6 (9!**)
.9 (5«
-
Bennett and
Linstedt (1975)
12.3 (3556)
20.2 (U3J6)
.2 (356)
.1 (3%)
This Study
10.9 (22J6)
15.8 (1*5*)
.6 (10J6)
.1 (3*)
* Percentage increase of the corresponding value shown in Table A-35.
                                    A-38

-------
     Hourly pollutant distributions—Since individual water-using  events  occur
intermittently and contribute varying quantities of pollutants, the  strength
of the waste-water generated from a home fluctuates during the  day.   To  illus-
trate patterns for the fluctuations of various pollutants, the mass/cap/day
results of this phase of the study were combined with the results  of the  water
use characterization phase.  In determining the hourly distribution  of  various
pollutants, it was assumed that the mass/cap/day generated by  an event  was,  on
the average, distributed evenly in the daily flow from the event.  The  percen-
tage of the daily flow generated during a given hour from a given  event was
multiplied times the mean mg/cap/day loading of a given pollutant  to determine
the mass of the pollutant produced during the hour in question.  This was done
for the toilet, automatic clothes washer, bath/shower and dishwashing events
for each hour of a typical day for BODc, suspended solids, total nitrogen and
total phosphorus,  as shown in Figures A-10 through A-13.  It  should be noted
that these graphs are similar to the summary water use patterns developed
(Figures A-8, A-9) and the fluctuations, in this case in wastewater  quality,
for an individual home are likely to be considerably greater than  those shown
in the summary graphs.
     400O
   Q.
   O

   ~o> 3000
   E
   in
   Q
   O
   CO
   Q
   Ul
   
-------
         T  TOILET
         L  LAUNDRY

  400Or-  B  BATH or  SHOWER
        KS  KITCHEN SINK
        DW  DISWASHER
d.
o
o>3000



co"
Q


o aooo
CO

Q
UJ
Q
   1000
V)
^
CO
      MN
                             9       NOON      3

                                TIME OF DAY
            Figure  A-11.  Hourly distribution of suspended solids,
 Q.
 O

 ^
 O>

 E
    4OO
3OO
 UJ

 O  20°
 o:
 £
 o
 100
      T
      L
      B

     KS
TOILET

LAUNDRY
BATH or SHOWER

KITCHEN SINK
         DW  DISHWASHER
      MN
                                  9       NOON      3

                                    TIME  OF DAY
                                                                          MN
             Figure A-12,  Hourly distribution of total nitrogen.

-------
  e/
  IT
  O
     40O
     300
     20O
  <

  O
  T  TOILET
  L  LAUNDRY
- B  BATH or SHOWER
  KS  KITCHEN SINK
  OW  DISHWASHER
            Figure A-13.  Hourly  distribution  of total  phosphorus,
Wastewater Quality Characterization:  Microbiological—
     The results of analyses for total  and fecal  coliforms and fecal strep-
tococci on bathing and clothes washing  samples  obtained from six study house-
holds are summarized in Table A-37.

TABLE A-37-  BACTERIOLOGICAL CHARACTERISTICS  OF BATH AND LAUNDRY WASTEWATERS

Event
Clothes
Washing
Bathing

Organism
Total Coliforms
Fecal Coliforms
Fecal Streptococci
Total Coliforms
Fecal Coliforms
Fecal Streptococci

Samples
Ul
in
in
32
32
32
Mean*
#/100 mL
215
107
77
1810
1210
326
Confidence
#/10
95$
65 - 700
39 - 295
27 - 220
710 - 1*600
1*50 - 321*0
100 - 1050
Intervals,*
0 mL
99%
1*5 - 1020
28 - 1*05
19 - 305
530 - 6l60
330 - 1*1*10
70 - 1510
* Log-normalized data.
f
  Samples were obtained from the middle  of the wash cycle.   Samples taken from
  15 rinse cycles were consistently  lower  than the  corresponding wash cycle
  values.
                                    A-Ul

-------
These results demonstrate that indicator organisms typically associated with
fecal contamination can be expected in raw bath and laundry wastewaters.  The
higher numbers in the bathing event appear to be primarily associated with the
bathing of infants and children.  The relatively low clothes washing numbers
are in large part, due to the use of hot water laundry cycles,

     In addition to the results shown in Table A-37, several isolates from the
bathing and clothes washing (wash and rinse cycles) samples obtained at three
of the study homes (c", G, I) were characterized.  Sixty-one fecal coliform
isolates were obtained from wash and rinse laundry wastewaters  and character-
ized as 65% Escherichia spp. (mainly E_. coli), 21% Klebsiella pneumonia (with
the ability to grow at 1A.5°C), 5% high temperature Enterpbacter aerogenes
biotypes, and 2% Citrobacter freundii.  Approximately 9Of" of the 2k fecal
coliform isolates from bath waters were Escherichia spp.  with the remainder,
Klebsiella pneumonia.  Enterobacter, Klebsiella, Citrobacter and Escherichia
spp. were isolated from m-Endo (TC) plates of bath, wash and rinse wastewater
samples.

     Forth-eight streptococcal isolates were obtained from bath, wash and
rinse wastewater samples.  Enterococci made up 38$ of these isolates; the
majority of the bath enterococci were S_. faecalis var. liquefaciens, whereas
only a few of the enterococcal isolates taken from clothes wash and rinse
wastewaters were of this species.  Twenty-two percent of streptococcal iso-
lates were characterized as S_. bovis.  Other streptococcal species generally
found on and in the body of animals and man (Viridens and Pyogenic groups)
were also isolated.

     Much of the bacterial contamination in these bath and clothes washing
wastewaters was probably from the natural environment or natural skin flora of
man as indicated by the incidence of S_. faecalis var. liquifaciens, S_. bo vis
and other nonfecal streptococcal isolates found.  Many of these organisms,
though associated with animal feces, are often considered to exist in nature
and probably have less sanitary significance than other enterococcal species.
However, the high incidence of E_. coli, Klebsiella and enterococci, especially
in wash and rinse wastewaters, indicates that these wastewaters possess a
"potential" for fecal contamination.

     Analyses were performed on the samples obtained from the remaining three
study homes (L, M, N) for two common potential pathogens, Fseudomonas
aeruginosa and Staphylococcus aureus.  The results as shown in Table A-38
indicate a very low incidence of Pseudomonas aeruginosa and in those samples
where it was isolated, the concentrations were always less than 20/100 mL.
Staphylococcus aureus was not isolated in any of the samples analyzed.

     The results of the in-house sampling at Home N of wastewaters generated
through hygienic care of an infant who had just received an oral polio vaccina-
tion are summarized in Table A-39.  In addition to the infant sample results
shown several samples were obtained from the bathing and clothes washing
events of the two adult residents.  These latter samples yielded total and
fecal coliform and fecal streptococci concentrations within the range of values
determined previously (Table A-37)•

                                    A-U2

-------
           TABLE A-38.  PSEUDOMQNAS AERUGINOSA AND STAPHYLOCOCCUS
                        AUREUS IN BATH AND LAUNDRY WASTEWATER
                                Bathing
                                           Laundry
Organism
               Positive  Highest           Positive  Highest
Home  Samples  Samples    Value   Samples  Samples    Value
Pseudomonas
aeruginosa

Staphylococcus
aureus

L
M
N
L
M
N
10
1
10
9
1
10
2
0
0
0
0
0
2/100 mL
*a
**>
*c
*d
*c
17
1*
5
17
k
h
5
0
0
0
0
0
20/100 mL
*b
*b
*c
*e
*e
* Below detention limit of test which was: a2/100 mL; b20/100 mL; °10/100 mL

  for 3 samples and lOVlOO mL for the remaining;  loVlOO mL; S10/100 mL.
To properly interpret the data shown in Table A-39 requires consideration of
the relationship of the events sampled.  This relationship was established
based on in situ measurements and is graphically depicted in Figure A-l^.
The diapers containing stool samples were thoroughly rinsed in the toilet
prior to their disposition in a diaper pail containing approximately 7 liters
of water and one tablespoon of baking soda.  Thus, the majority of the fecal
material on the diapers was flushed down the toilet.  Prior to this rinsing,
a sample of the fecal material was taken.  Diapers soiled by urine alone were
deposited directly into the diaper pail.  After 2k-kQ hours of collecting
diapers in the pail, the diapers were swished around in the pail and a portion
of the liquid fraction was poured off into the toilet (about 3 liters from
which a sample was taken).  The remaining liquid and diapers were deposited
into the clothes washer (17 to 35 diapers and approximately k liters of
liquid).  Two of the laundry samples included a few baby clothing items also.
The cleaning product used was 3A cup of Dreft.  Prior to the end of the
laundry wash cycle, a sample of the washer contents was taken.  Samples of
the infant's bath water were taken after bathing prior to discharge of the
bath water.

     As shown in Figure A-lk, the laundry effectively yielded a one log reduc-
tion in the concentration of organisms measured in the diaper pail by dilution
alone.  However, as shown in Table A-39, total and fecal coliforms were re-
duced by about 8 logs, fecal streptococci were reduced by about 2 logs, and
virus were reduced by about 2 logs.  These reductions were probably due in
large part to the "hot" laundry cycles which were routinely used (temperature =
60°C).  Of special note, are the very low levels of indicator bacteria and
the absence of virus in all of the laundry-wash cycle samples.  The analysis
of bathing samples yielded concentrations within the range of values deter-
mined previously for the selected indicator bacteria.  Surprisingly, virus
was only isolated in one of five samples at a low level of 5 PFU/mL.

-------
               TABLE A-39.  MICROBIOLOGICAL CHARACTERISTICS
                            OF INFANT RELATED WASTEWATERS*
Event
Diaper Pail


Bathing




Laundry
(wash cycle)

Stool
Samplet

Total
Col if onus
Log no./
100 mL
8.71
(6)
7.^3-9.98
3.93

(U)

1.95-5.92
0.38
(5)
0.15-0.60
11.01
(7)
10.17-11.86
Fecal
Coli forms
Log no . /
100 mL
8.67
(6)
7. 1*0-9. 91*
3.93

(U)

1.95-5.92
0.38
(5)
0.15-0.60
10. 91*
(7)
10.l6-ll.72
Fecal
Strep .
Log no./
100 mL
2.65
(6)
1.58-3.73
U.U8

CO

3.25-5.71
<1.0
(5)
-
11.61*
(7)
11.39-11.88
Pseudomonas
aeruginosa
Log no./
100 mL
<1.30
(6)
-
<1.30

(U)

-
<1.30
w
-
<2.08
(6)
-
Virus
Infectivity
PFU/mL
2.55
(7)
2.17-2.93
_
1 sample -
0.70
U samples -
none detected
6 samples -
none detected

5.86
(8)
5.36-6.35
* Log normalized data;     mean
                       (number of samples)
                          95$ CI
t Stool sample values expressed per wet gram.
        DIAPERS
        W/FECES
DIAPERS
W/O FECES
BABY CLOTHING,
BEDDING,...
        Figure A-lU.   Infant related wastewater sample relationships,

-------
CHARACTERISTICS OF WASTEWATERS GENERATED BY RURAL ESTABLISHMENTS AND
  PUBLIC FACILITIES

     The rural population, as well as the transient population moving through
the rural areas, require the services offered "by a variety of commercial es-
tablishments and facilities.  As a result, these establishments and facilities
are commonly located in unsewered areas and are forced to rely on some form of
private sewerage for disposal of their wastewaters.  Obviously, the list of
establishments/facilities which could potentially be located in the rural
areas is a lengthy one.  However, certain establishments appear to be located
in rural areas only infrequently, while others appear sufficiently similar to
a residential household in terms of their waste producing sources that their
wastewater characteristics should likewise be similar.  Of special interest
are those establishments/facilities which appear to occur frequently in un-
sewered locations and generate wastewaters whose characteristics may be con-
siderably different from that of a typical household.  The establishments
selected for this investigation include:

          Bars/Taverns                          Motels
          Bowling alleys                        Restaurants
          Campgrounds and picnic parks          Schools
          Churches                              Service stations
          Country (golf) clubs                  Shopping centers
          Laundromats                           Sports facilities
          Marinas                               Theaters

     Initially, a major effort was expended to compile a comprehensive summary
of existing water use/wastewater production characterization data.  Subsequently,
methodologies for estimating wastewater production at facilities serving tran-
sient populations were considered and evaluated as to their feasibility and
appropriateness, and the existing characterization data base was expanded where
necessary and feasible.

Summary of Existing Information

     To determine the extent of the present data base for each of the estab-
lishments under investigation, a review of the literature was conducted and
inquiries were made to various possible sources of information.  A listing of
the literature searched and a summary of those individuals and organizations
contacted either by telephone or letter may be found in Attachment C of this
Appendix.  Based on the literature reviewed and the contacts made, a compre-
hensive summary of the existing information was compiled.

General Guideline Information—
     A substantial number of references were found to contain guidelines for
estimating the characteristics of wastewater produced by various public es-
tablishments .  Lengthy tables such as the one found in the Manual of Septic
Tank Practice^ (19&7) were found in many standard texts, equipment manufac-
turers' catalogs and government regulatory codes.  These guideline tables
usually only present suggested daily flows, but a few also list BOD,- and
suspended solids contributions and the duration of flow.  A few representative
tables are shown in Tables A-^0 through A-^3.

-------
                 TABLE A-UO.   QUANTITIES OF SEWAGE  FLOWS
                              (Manual of Septic Tank Practice,  1967)

                                                     Gal.  Per Person  Per Day*
        Type of Establishment                        (Unless  Otherwise  Noted)

Airports (per passenger)                                          5
Apartments - multiple family (per resident)                      60
Bathhouses and swimming pools                                    10
Camps:
  Campground with central comfort stations                       35
  With flush toilets, no showers                                 25
  Construction camps (semi-permanent)                            50
  Day camps (no meals served)                                    15
  Resort camps (night and day) with limited plumbing             50
  Luxury camps                                                  100
Cottages and small dwellings with seasonal occupancy             50
Country clubs (per resident member)                             100
Country clubs (per non-resident member present)                  25
Dwellings:
  Boarding houses                                                50
    additional for non-resident boarders                         10
  Luxury residences and estates                                 150
  Multiple family dwellings (apartments)                         60
  Rooming houses                                                 ^0
  Single family dwellings                                        75
Factories (gallons per person, per shift, exclusive
  of industrial wastes)                                          35
Hospitals (per bed space)                                       250+
Hotels with private baths (2 persons per room)                   60
Hotels without private baths                                     50
Institutions other than hospitals  (per bed space)               125
Laundries, self-service (gallons per wash, i.e., per
  customer)                                                      50
Mobile home parks (per space)                                   250
Motels with bath, toilet, and kitchen wastes
  (per bed space)                                                50
Motels (per bed space)                                           ^0
Picnic parks (toilet wastes only)  (per picknicker)                5
Picnic parks with bathhouses, showers and flush toilets          10
Restaurants (toilet and kitchen wastes per patron)               10
Restaurants (kitchen wastes per meal served)                      3
Restaurants additional for bars and cocktail lounges              2
Schools:
  Boarding                                                      100
  Day, without gyms, cafeterias, or showers                      15
  Day, with gyms, cafeteria, and showers                         25
  Day, with cafeteria, but without gyms, or showers              20
Service  stations (per vehicle served                             10
Swimming pools and bathhouses                                    10

                                 (continued)


                                     A-U6

-------
                           TABLE A-UO (continued)
        Type of Establishment
Gal. Per Person Per Day*
(Unless Otherwise Noted)
Theaters:
  Movie (per auditorium seat)
  Drive-in (per car space)
Travel trailer parks without individual water and
  sewer hook-ups (per space)
Travel trailer parks with individual water and
  sewer hook-ups (per space)
Workers:
  Construction (at semi-permanent camps)
  Day, at schools and offices (per shift)
             5
             5

            50

           100

            50
            15
* L/person/day = 3.8 x gal/person/day.
                  TABLE A-kl.  ESTIMATED WATER CONSUMPTION*
                               (Metcalf and Eddy, Inc., 1972)
          Type of Establishment
           Gal. Per Day
            Per Person
            or Unitf
Dwelling units, residential?:
  Private dwellings on individual wells or metered supply          50-75
  Apartment houses on individual wells                             75-100
  Private dwellings on public  water supply, unmetered             100-200
  Apartment houses on public water supply, unmetered              100-200
  Subdivision dwelling on individual well, or metered
    supply, per bedroom                                             150
  Subdivision dwelling on public water supply, unmetered,
    per bedroom                                                     200
Dwelling units, treatment:
  Hotels                                                           50-100
  Boarding houses                                                    50
  Motels, without kitchens, per unit                              100-150
  Lodging houses and tourist homes                                   Uo
Camps:
  Pioneer type                                                       25
  Children's, central toilet and bath                              UO-50
  Day, no meals                                                      15
  Luxury, private bath                                             75-100
  Labor                                                            35-50
  Trailer with private toilet  and bath, per unit
    (2-1/2 persons)*                                              125-150
Restaurants (including toilet):
  Average                                                           7-10
  Kitchen wastes only                                           2-1/2-3
                                 (continued)

-------
                           TABLE A-Ul (continued)
                                                               Gal. Per  Day
                                                                Per Person
          Type of Establishment                                  or Unit"*"

  Short order                                                         U
  Short order, paper service                                       1-2
  Bars and cocktail lounges                                           2
  Average type, per seat                                            35
  Average type, 2l*-hr, per seat                                     50
  Tavern,per seat                                                   20
  Service area, per counter seat (toll road)                        350
  Service area, per table seat (toll road)                          150
Institutions:
  Average type                                                     75-125
  Hospitals                                                      150-250
Schools:
  Day, with cafeteria or lunch room                                10-15
  Day, vith cafeteria and showers                                  15-20
  Boarding                                                          75
Theaters:
  Indoor, per seat, two showings per day                              3
  Outdoor, including food stand, per car (3-1/3 persons)            3-5
Automobile service stations:
  Per vehicle served                                                10
  Per set of pumps                                                 500
Stores:
  First 25-ft frontage                                             ^50
  Each additional 25-ft frontage                                   UOO
Country clubs:
  Resident type                                                    100
  Transient type, serving meals                                    17-25
Offices                                                            10-15
Factories, sanitary wastes, per shift                              15-35
Self-service laundry, per machine                                250-500
Bowling alleys, per alley                                          200
Swimming pools and beaches, toilet and shower                      10-15
Picnic parks, with flush toilets                                    5-10
Fairgrounds (based on daily attendance)                               1
Assembly halls, per seat                                              2
Airport, per passenger                                             2-1/2

* Water under pressure, flush toilets and wash basins are assumed provided
  unless otherwise indicated.  These figures are offered as a guide;  they
  should not be used blindly.  Add for any continuous flows and industrial
  usages.  Figures are flows per capita per day. unless otherwise stated.

f L/day = 3.8 x gal/day.
+ Add 125 gal. per trailer space for lawn sprinkling, car washing,  leakage,
  etc.
                                    A-U8

-------
TABLE A-42.  WASTEWATER CHARACTERISTICS FOR PACKAGE TREATMENT PLANT
             SIZING (Goldstein and Moberg,  1973)
Type of Facility
Airports - (per passenger)
Airports - (per employee)
Apartments - Multiple family
Boarding Houses
Bowling Alleys - per lane (no food)
Campgrounds - per tent or travel
trailer site - central bathhouse
Camps - Construction - (semi-
permanent)
Camps - Day (no meals served)
Camps - Luxury
Camps - Resort (night and day) with
limited plumbing
Churches - per seat
Clubs - Country (per resident member)
Clubs - Country (per nonresident member
present )
Courts - Tourist or Mobile home
parks with individual bath units
Dwellings - Single-family
Dwellings - Small, and cottages
with seasonal occupancy
Factories - (gallons, per person,
per shift, exclusive of industrial
wastes . No showers . )
Add for showers
Hospitals
Hotels - with private baths (2
persons per room)
Institutions - other than hospitals
(nursing homes)
Laundromat
Motels - (per bed space)
Motels - with bath, toilet, and
kitchen wastes
Offices - no food
Parks - Picnic (toilet wastes only)
(gallons per picnicker)
Parks - Picnic, with bathhouses,
showers, and flush toilets
Restaurants - (kitchen wastes per
meal served)
Restaurants - (toilet and kitchen
wastes per patron)
Flow*
(gal/
cap/
day
5
15
75
50
75

50

50
15
100

50
5
100

25

50
75

50


25
10
250+

60

125
ItOO
ito

50
15

5

10

7

10
, \
#5 Day
B.O.D.T
(ibs/cap/
day)
.020
.050
.175
.1^0
.150

.130

.1^0
.031
.208

.1^0
.020
.208

.052

.lUO
.170

.lUO


.073
.010
.518

.125

.260
varies
.083

.1^0
.050

.010

.021

.015

.021
Runoff
hours
16
16
16
16
8

16

16
16
16

16
it
16

16

16
16

16


8

16

16

16
12
16

16
8

8

8

8-12

8-12
Shock
Load
Factor
low
low
med.
med.
med.

med.

med.
med.
med.

med.
high
med.

med.

med.
med.

med.


high

med.

med.

med.
high
med.

med.
high

high

high

high

high

-------
                           TABLE A-U2 (continued)
Type of Facility
Restaurants - additional for bars and
cocktail lounges
Schools - Boarding
Schools - Day, without cafeterias,
gyms, or showers
Schools - Day, with cafeterias, "but
no gyms or showers
Schools - Day, with cafeterias,
gyms, and showers
Service Stations - (per vehicle
served)
Shopping Centers - (no food - per
sq. foot)
Shopping Centers - (per employee)
Stores - (per toilet room)
Swimming pools and bathhouses
Sports Stadiums
Theaters - Drive-in (per car space)
Theaters - Movie (per auditorium seat)
Trailer Parks - per trailer
Flow*
(gal/
cap/
day

3
100

15

20

25

12

0.1
15
Uoo
10
5
5
5
150
#5 Day
B.O.D.1"
(ibs/cap/
day)

.006
.208

.031

.0^2

.052

.021


.050
.832
.021
.020
.010
.010
.350
Runoff
hours

8-12
16

8

8

8

16

16
16
16
8
U-8
6
6
16
Srock
Load
Factor

high
med.

high

high

high

med.

med.
med.
med.
high
very high
high
high
med.
* L/cap/day = 3.8 x gal/cap/day.

T" g/cap/day = U5^ x Ibs/cap/day.
          TABLE A-U3.  SUGGESTED DAILY FLOWS AND BOD CONSIDERATIONS
                       (Goldstein and Moberg, 1973)



Class
Subdivisions, Better
Subdivisions, Average
Subdivisions, Low Cost
Motels, Hotels, Trlr. Pks.
Apartment Houses
Resorts, Camps, Cottages
Hospitals
Factories or offices


Persons
Per Unit
3.5
3.5
3.5
2.5
2.5
2.5
per bed
per person


gal/cap/
day
100
90
TO
50
75
50
200
20
Ibs BOD5/
cap /day
With
Garbage
Avg. Grinder
0.17 0.25
0.17 0.23
0.17 0.20
0.17 0.20
0.17 0.25
0.17 0.20
0.30 0.35
0.06

~or\T\
-oUJJc-
(mg/L)
205
220
290
Uoo
225
Uoo
200
360
(continued)

A-50




-------
                           TABLE A-*t3 (continued)
Ibs BOD5/
cap/day


Class
Factories, incl. shovers
Restaurants
Schools , Elementary
Schools, High
Schools, Boarding
Swimming Pools
Theaters , Drive-in
Theaters , Indoor
Airports, Employees
Airports, Passengers
Bars, Employees
Bars , Customers
Dairy Plants
Public Picnic Parks
Country Clubs, Residents
Country Clubs, Members
Public Institutions
(non-hospital)



Persons
Per Unit
per
per
per
per
per
per
per
per
per
per
per
per
per
per
per
per

per
person
meal
student
student
student
swimmer
stall
seat
employee
passenger
employee
customer
1000# milk
picnicker
resident
member

resident

gal /cap/
day
25
5
15
20
100
10
5
5
15
5
15
2
100-250
5-10
100
50

100




Avg.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.

0.
07
02
OU
05
17
03
02
01
05
02
05
01
56
01
17
17

17
With
Garbage
Grinder
_
0.06
0.05
0.06
0.20
-
-
-
-
-
-
-
to 1.66
-
0.25
0.20

0.23

BOD^
(mg/L)
3^0
1*50
320
360
205
360
1*50
250
1*50
1*80
1*50
800
650-2000
250
205
It 00

205
     Most of the Water Pollution Control Agencies at the State level have
established recommended and/or required guideline values for -waste-water
loadings from various commercial establishments and public service facilities.
Typically, these state guidelines are limited to daily wastewater flow volumes
but a few also include daily BOD,- and suspended solids contributions and the
flow period.  Most states will allow deviations from their adopted guidelines,
if the deviations can be proven accurate.  The state guideline values for
wastewater flow volume have been summarized in Table A-Ult.

     The State guidelines appear to have been derived from a variety of sources,
including standard textbooks, equipment manufacturers' literature and the
Manual of Septic Tank_Practice (1967).  Sometimes information presented in
these sources was reproduced exactly, but more often modifications were made
based upon agency experience.  The basis for the design guidelines used by a
representative sample of the states is shown in Table A-it5 •
                                    A-51

-------
                    TABLE A-HH.   SUMMARY  OF  STATE  FLOW
                                 GUIDELINES, gal/unit/day*
Establishment
Bars /Taverns

Bowling Alleys
Picnic Parks (Toilet)
Picnic Parks (Toilet,
Showers)
Campground (Central Bath
House)

Churches (No Kitchen)
(With Kitchens)
Country Clubs




Laundromats

Marinas
Motels


Restaurants , Drive-in
Restaurants


Schools (restrooms only)
(restrooms plus
cafeteria)
(restrooms, cafeteria
and showers)
Service Station



Shopping Centers
Stadia
Theater, Drive-in
Theater
Unit
Seat
Patron Space
Lane
Capita

Capita

Capita
Site
Seat
Seat
Non-Re sident
Member
Resident
Member
Member
Machine
Wash
-
Bed Space
Room
Person
Car Space
Meal or
Patron
Seat
Capita

Capita

Capita
Car
1st Bay
Each Added
Bay
1000 ft^
Seat
Car Space
Seat
No. of
States
12
6
IT
3U

29

28
5
16
9

23

23
13
19
15
_
13
18
11
9

22
19
37

39

39
26
8

8
12
T
Uo
30
Mean
28
5
96
6

12

38
100
It
6

23

98
U8
lH9
^9
—
kk
109
55
1+8

10
38
1U

18

23
10
1000

625
233
3
6
U
Mode
20(8)t
2(3)
75(8)
5(30)

10(2U)

35(18)
—
5(7)
7(6)

25(20)

100(21)
50(9)
Uoo(io)
50(12)
—
1*0(8)
100(12)
50(5)
50(6)

10(8)
35(7)
15(23)

20(18)

25(16)
10(23)
1000(8)

500(6)
100(7)
3(5)
5(29)
5(23)
Range
20-60
2-9
50-200
5-10

10-25

25-50
50-150
.5-5
.8-7.5

15-37.5

75-100
25-100
150-800
UO-50
—
1*0-65
75-200
1*0-100
5-100

3-25
10-70
8-30

8-30

8-35
5-15
1000-1000

500-1000
100-1000
2-5
3-20
2-5
* Liters •= 3.8 x gal.
"f" Number in parenthesis equals the number of states using the value indicated
  for the mode.
                                    A-52

-------
                TABLE A-45.  SOURCE OF DESIGN CHARACTERISTICS
                             USED BY VARIOUS STATES
   State
          Source of Design Characteristics
Alabama
Alaska
Arizona
Connecticut
Delaware

Georgia

Idaho
Kentucky
Louisiana
Maine
Massachusetts

Michigan
Minnesota
Missouri
Nebraska
New Hampshire
New Jersey
New York
North Dakota
Ohio
Pennsylvania
Rhode Island
South Carolina
Tennessee
Virginia
Some literature, but mostly meter readings and experience.
Manual of Septic Tank Practice (USPHS,  1967)
Standard texts and catalogs.
Metcalf and Eddy or other standard texts.
Developed own figures from other sources, based on exper-
  ience .  Have been found very reliable .
Chrysler Corporation Equipment Catalog (based upon
  literature).
Manual'of Individual Water Supply Systems (USEPA, 1973)
Jet Aeration Company information.
Equipment manufacturers'  catalogs.
Manual of Septic Tank Practice
Flows used by neighboring states, modified when dictated
  by meter readings.
Manual of Septic Tank Practice with modifications.
Manual of Septic Tank Practice
Source unknown.  Data used is satisfactory.
Davco Manufacturing Company.  Data satisfactory.
Federal guidelines and experience.
Standard textbooks.
Source unknown.
Manual of Septic Tank Practice
Jet Aeration Company.
Manual of Septic Tank Practice with modifications.
Manual of Septic Tank Practice with modifications.
Literature review and actual sampling.
Previous literature, meter reading and experience.
Mixture of studies and experiences.
Peak Flow Estimation—
     Around 19^0, Hunter developed a procedure for estimating water supply .
demands on plumbing systems (Hunter, 19^0; 19^1).  Although originally devel-
oped for peak water demands and sizing distribution systems, it has been used
to predict peak wastewater flows as well (WPCF MOP-9, 1970; IAPMO UPC, 1976).
A discussion of this procedure, commonly referred to as the "Fixture-unit
Method," follows.

     The fixture-unit method, as developed, was based on the premise that in
general types of application, a given type of fixture had an average flow rate
and an average frequency and duration of use, which determined the water de-
mand for the fixture.  The fixture-unit was arbitrarily set equal to a flow
rate of 7.5 gal/min and various fixtures were assigned a certain number of
fixture units based upon their particular characteristics.  Based on probabi-
lity studies Hunter developed relationships between peak water demand and the
number of fixture-units present.  The fixture-units assigned to various fix-
tures by Hunter are listed in Table A-k6 with curves relating peak demand to
the total number of fixture-units present shown in Figure A-15.
                                     A-53

-------
            TABLE A-U6.   FIXTURE-UNIT VALUES FOR VARIOUS FIXTURES
                         (Hunter,
  Fixture or Group
Occupancy
                      Weight in
                       Fixture
Type of Supply Control  Units
Water closet
Water closet
Pedestal urinal
Stall or wall urinal
Stall or wall urinal
Lavatory
Bathtub
Shower head
Service sink
Kitchen sink

Water closet
Water closet
Lavatory
Bathtub
Shower head
Bathroom group
Bathroom group
Separate shower
Kitchen sink
Laundry trays (l to 3)
Combination fixture
i
Public
Public
Public
Public
Public
Public
Public
Public
Office, etc.
Hotel or
restaurant
Private
Private
Private
Private
Private
Private
Private
Private
Private
Private
Private

Flush valve
Flush tank
Flush valve
Flush valve
Flush tank
Faucet
Faucet
Mixing valve
Faucet

Faucet
Flush valve
Flush tank
Faucet
Faucet
Mixing valve
Flush valve for closet
Flush tank for closet
Mixing valve
Faucet
Faucet
Faucet

10
5
10
5
3
2
1*
k
3

k
6
3
1
2
2
8
6
2
2
3
3

     Since its original development,  the fixture-unit approach has  been accep-
ted and applied on a fairly wide-scale, not only for estimating peak water
supply demands but also for predicting peak sewage flows.   Descriptions of
the approach including tables listing fixture-unit values  and curves presenting
peak flow versus total fixture units  present, have been include-d throughout the
literature (e.g. Manual of Septic Tank Practice, 1967; WPCF MOP-9,  1970;
Salvatto, 1972; IAPMO UPC, 1976)^Although variations exist between the values
presented by various sources, the values presented in Table A-U7 and the rela-
tionships shown in Figure A-l6 appear to be representative.

     The fixture-unit approach to estimating peak sewage flows possesses
several potential shortcomings.  First, it is based on average fixture charac-
teristics and probability projections relating peak flows  to total  fixture
units present.  Deviations from the average values used in developing the
approach could result in potentially significant variations from the peak
flows predicted (WPCF MOP-9, 1970).  For water use, Konen (1976) reports that
in general, the estimated demand is typically Ho$ greater than that actually
experienced.  Further, in utilizing this approach, originally developed for
water supply, to estimate peak wastewater flows, certain questionable assump-
tions must be made:  (l) most water used exits the building as wastewater,

-------
ouu
400
§300
>»
g200
100
0
^in|Mii
F 1 F
:_ F
r
'tf
^
i 1 1 1 ll 1 1 1
im|iin
3R SYJ
REDOV
OR FLl
.»
/
i iiiinii
""l"Tr
5TEMS
INANT
JSH V/i
/£ F
P
F
T
iiiiinii
1 V
LT
LVES
S*
/^
)R SY
REDON
OR FL
ANKS
1 1 iiim t
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STEMS
1INANT
.USH
1 1 nil HI
s*
~
'LY "i
1 1 1 1 1 1 1 if

D 1000 2000 3000
FIXTURE UNITS
                  100
                    '0    40   80   120  160  200  240
                               FIXTURE UNITS

      Figure A-15-  Water supply demand versus fixture units present,

          500
          400

          300

          200

           100

            0
7
                    *1
              0     500    1,000   1,500    2,000  2,500  3,000
                  NUMBER  OF  FIXTURE  UNITS

Figure A-l6.  Peak discharge versus fixture units present (WPCF MOP-9» 1970).
                                 A-55

-------
                   TABLE A-UT.  FIXTURE-UNITS PER FIXTURE
                                (WPCF MOP-9, 1970)
                                                               Fixture-Unit
                                                               Value as Load
            Fixture Type                                         Factors

1 bathroom group consisting of tank-operated vater closet,
  lavatory, and "bathtub or shower stall                              6
Bathtub (vith or without overhead shower)                            2
Bidet                                                                3
Combination sink-and-tray                                            3
Combination sink-and-tray with food-disposal unit                    U
Dental unit or cuspidor                                              1
Dental lavatory                                                      1
Drinking fountain                                                   1/2
Dishwasher, domestic                                                 2
Floor drains                                                         1
Kitchen sink, domestic                                               2
Kitchen sink, domestic, with food waste grinder                      3
Lavatory                                                             1
Lavatory                                                             2
Lavatory, barber, beauty parlor                                      2
Lavatory, surgeon's                                                  2
Laundry tray (l or 2 compartments)                                   2
Shower stall, domestic                                               2
Showers (group) per head                                             3
Sinks
  Surgeon's                                                          3
  Flushing rim (with valve)                                          8
  Service (Trap standard)                                            3
  Service (P trap)                                                   2
  Pot, scullery, etc.                                                ^
Urinal, pedestal, syphon jet, blowout                                8
Urinal, wall lip                                                     ^
Urinal stall, washout                                                ^
Urinal trough (each 2-ft section)                                    2
Wash sink (circular or multiple) each set of faucets                 2
Water closet, tank-operated                                          ^
Water closet, valve-operated                                         8
 (2) the lag time between water use and wastewater production is not great,
 and (3) the effects of the water-using fixtures and building drainage systems
 do not significantly increase/decrease the sewage flow rate compared to the
 predicted water demand rate.  Finally, since the approach was developed in
 19^0, fixture characteristics and lifestyles have changed significantly and
 a re-evaluation of the approach is appropriate.  This is particularly true
 with regard to estimating peak sewage flows.
                                    A-56

-------
Individual Establishment Field Monitoring—
     Field studies have been conducted on many of the establishments under
study and have generated valuable information on vastevater characteristics.
Unfortunately, the results of many of these studies have not received wide-
spread distribution.  In the following discussion, the results of actual field
measurements on each of the establishments under study are presented.

     Bars/Taverns—To date, it appears that no specific field studies have
been conducted to determine the characteristics of bar or tavern wastewater.
Several of the general guideline tables do, however, list daily flows and a
few even suggest BOD,- and suspended solids contributions (Tables A-kQ through
A-kh).  On a per patron basis, a typical flow is 1.6 L/day (2 gal/day) with a
BOD,- contribution of it.5 g/day (0.01 Ibs/day), while on a per seat basis
the typical flow becomes 76 L/day (20 gal/day).

     Bowling alleys—A limited amount of bowling alley water use information
was generated by two studies around I960.  The Oakland County Department of
Public Works in Michigan obtained meter readings from the local water depart-
ment concerning each of 4 modest bowling alleys and determined the water use
data shown in Table A-kQ (Shah, 1976).

              TABLE A-H8.  BOWLING ALLEY WATER USE (Shah, 1976)
Bowling Alley
Description
Dates
L/day/lane
A
B

C
D
17 Lanes
20 Lanes,
Bar, 66 Seats
18 Lanes
12 Lanes
195U1959

1957-1959
1958
1958
200

212
20U
185
      The Florida State Board of Health obtained water use information through
monthly metering of a 2k lane bowling alley with restaurant and bar facilities
(Santarone, 1976).  The following water use data was generated:
January, I960  - 21,830 L/day/lane
February, I960 - 20,1*90 L/day/lane
March, I960    - 33,990 L/day/lane
April, I960    - 36,930 L/day/lane
                        Average Day =  950 L/day/lane
                        Maximum Day = 1230 L/day/lane
                        Minimum Day =  730 L/day/lane
The average flow of 950 L/day/lane is considerably higher than the 200 L/day/
lane average determined by Oakland County.  The higher flow/lane is difficult
to explain without further information, but may be due to the restaurant
facilities provided.

     Guideline values for daily flows and BOD,- contributions for bowling
alleys (excluding food service) are typically in the range of 280 to kjO L/
day/lane (75 to 125 gal/day/lane) and 59 to 1^5 g/day/lane (0.13 to 0-32
Ibs/day/lane), respectively.
                                     A-57

-------
     Campgrounds and picnic parks — As might be suspected,  the United States
Department of Agriculture-Forest Service has information regarding the char-
acteristics of wastewaters produced through picnic and camping related acti-
vities (Kolzow, 1975).  Based upon experience and characterization studies
which they have conducted, the Forest Service has suggested system design
loadings for average BOD,- and average flow as shown in Table A-^9.  The
results of analyses performed by the Forest Service on vault toilet wastes  are
summarized in Table A-50.

         TABLE A-U9.  SUGGESTED DESIGN LOADINGS - CAMPING  FACILITIES
                      APPLI CATION* (Kolzow, 1975)
                                             Flow
        Type of Use                       L/day/unit              g/day/unit

Camper

  No Showers Provided                        130                      ^5
  Showers Provided                           150                      55

Picnicker                                     19                      1^

Swimmer

  No Showers Provided                         19                      1^
  Showers Provided                            38                      18

Picnic and Swim Area

  Participant                                 38                      18

Boat Launch Area Participant                  19                      1^

  (Also Fisherman Parking)

* Assumes toilets provided are conventional flush type.


          TABLE A-50.  VAULT TOILET WASTE ANALYSES (Kolzow, 1975)

             Parameter                     Average Concentrations
                                                   (mg/L)

          BODc-                                     19,700
          COD                                      1+0,300
          Total Solids                             UU,700
          Dissolved Solids                         19,600
          Suspended Solids                         25,100
     General guidelines for campgrounds and picnic parks may be grouped ac-
cording to day-use parks with toilets only, day-use parks with toilets and
showers, and campgrounds with a central bathhouse.  For the day-use park pro-
viding only toilet facilities, on a per user basis, the typical flow is 19 L/
day  (5 gal/day) with a BOD5 contribution of ^.5 to 13-5 g/day (.01 to 0.03
Ibs/day).  If shower facilities are also provided, the typical flow is 38 L/

                                    A-58

-------
day (10 gal/day) with a similar BOD,-.   For a developed campground with a
central bathhouse, an average flow of 150 L/camper/day (Uo gal/camper/day)
with a BOD,- contribution of approximately 45.4 g/camper/day (0.1 Ibs/camper/
day) is suggested.

     Churches—A field study which provided information concerning church
wastewater was conducted as part of a commercial water use study at Johns
Hopkins University (Wolff, Linaweaver and Geyer, 1966).  Quarterly billing
records were obtained for at least a three-year period and recording water
meters were installed for approximately one month at each of two churches.
Annual water use, peak water demands and daily hydrographs were determined.
As shown in Table A-51» the average annual per member usage was 0.52 L/day
(0.14 gal/day) with a range of 0.04 to 0.94 L/day (0.01 to 0.25 gal /day).
Daily water use measurements yielded maximum day and peak hour demands of
3.26 and 17.8 L/member/day (0.86 and 4.7 gal/member/day), respectively.

     The daily hydrograph determined for the maximum water use day at one of
the churches illustrates the effect of evening activities on water use
(Figure A-17).  Typical patterns of water use during days on which services
alone are held are much lower, and do not reflect the magnitude of hourly use
shown on this hydrograph.

                TABLE A-51.  CHURCH WATER USE CHARACTERISTICS
                             (After Wolff, Linaweaver and Geyer, 1966)
Measurement
Parameter
Mean Daily
Minimum Daily
Maximum Daily
Max. Qtr. /Average Annual
Peak Hour
Unit
L/day /member
L/day /member
L/day /member
L/day /member
Annual Use
0.52
0.04
0.94
1.29
Daily Use
0.74
3.26
17.8
     The suggested flows for churches are quite consistent around 11 to 19
L/seat/day (3 to 5 gal/seat/day) for churches without kitchen facilities and
19 to 30 L/seat/day (5 to 8 gal/seat/day) for those with kitchen facilities.
For the above, the BOD^ varies from 4.5 to 13-5 g/seat/day (0.01 to 0.03 Ibs/
seat/day).   These values appear to be conservative and probably represent
maximum conditions.

     Country (golf) clubs—At Johns Hopkins University, the water use charac-
teristics of golf clubs were also investigated (Wolff, Linaweaver and Geyer,
1966).  Quarterly billing records were obtained for at least a three-year
period and recording water meters were installed for approximately two weeks
at each of the two country clubs.  The mean annual usage per member for the
two clubs studied was 250 L/day (66 gal/day) with a range of l68 to 305 L/day
(44.5 to 80.7 gal/day).  In both cases sprinkling demand was not a factor
because sources other than the possible water supply were used.   A hydrograph
                                    A-59

-------
5
O
N*
CC
U
CO
|
^
o
o>
                    O
                    4  2
                         2300  MEMBERS
                               ,
                                                IT.
                       MM     6     U      G
                              TIME OF DAY
                              MN
           Figure A-17-
     Daily water use hydrograph for a church
     (Wolff, Linaweaver and Geyer,  1966).
for the maximum day recorded at one of the clubs  is  shown in Figure A-18,
peaks are indicated, one before noon and one between 5 and 6 p.m.
                                                    Two
l£
10
>-
<
5 a
cr
LJ
§ 6
UJ
2 A
^^ *T
J
<
<^ 0
2
r>
:i2oo
1MEMBERS






kn
•







r
'U
•
"
-





















:
-
^




i-i ~
p
UJ
••

:
                       MN     6     N     6
                               TIME OF  DAY
                              MN
            Figure A-l8.
     Daily water hydrograph for a golf club
     (Wolff, Linaweaver and Geyer, 1966).
                                   A-60

-------
     Typical guideline estimates for country club vater use/waste production
differentiate between transient members and resident members.   The typical
suggested flow is 95 L/day (25 gal/day) per transient member and 380 L/day
(100 gal/day) for a resident member, with a typical BODj- contribution of 32
g/day (0.07 Ib/day) and 90 g/day (0.20 Ib/day), respectively.

     Laundromats—Of particular interest are the daily wastewater flow volumes
and usage patterns, as qualitative characteristics may be estimated using the
results presented for household clotheswasher wastewater (Household Wastewater
Characteristics section of this Appendix).  Several field studies have been
conducted to determine the quantitative characteristics of laundromat waste-
water.  At Manhattan College, while investigating synthetic detergent removal
from laundry wastes, Eckenfelder and Barnhart (1962) obtained operating data
from several laundromats.  A typical installation sampled, was found to contain
30 washing machines, each of which used 113 L (30 gal) of water during its
half-hour operating cycle.  Under normal operating conditions, the authors
reported there were 50 cycles/week/machine producing a total weekly wastewater
volume of 5670 L (1500 gal).

     The Oakland County Department of Public Works, Michigan,  obtained water
use data for ten laundromats from approximately one year of quarterly billing
records prior to I960 (Shah, 1976).  The information generated is shown in
Table A-52.

               TABLE A-52.  LAUNDROMAT WATER USE (Shah, 1976)

Laundromat             No. of Clotheswashers             L/day/Clotheswasher
1
2
3
k
5
6
7
8
9
10
20
20
10
43
39
18
23
32
23
20
990
1150
590
810
560
370
310
690
460
510
Based on the results of the survey,  the average water use per washer was cal-
culated to be 61;0 L/day (170 gal/day) with a range of 310 to 1150 L/day (83 to
304 gal/day).

     In 1963, Flynn and Andres (19&3) reported the results of research spon-
sored by the New York Water Pollution Control Board investigating the pollu-
tional load of laundromat wastewater.  The authors found that the average
wastewater flow per machine varied from 3^0 to 910 L/day (89 to 2kO gal/day),
with the maximum flow for any laundromat studied equal to 2220 L/day (590 gal/
day).  The authors concluded that the minimum design flow for a laundromat
should be based upon the manufacturer's stated capacity for the type of washer
                                     A-6l

-------
employed and an assumed 12-hour day with continual  operation of all machines.
For a 150 L (Ho gal) washer operating on a *i5-minute  cycle, the design  flow
would be 2U20 L/day/washer (6UO gal/day/washer).

     In the water use studies conducted at Johns Hopkins University (Wolff,
Linaweaver and Geyer, 1966) the water use characteristics  of coin-operated
laundromats were investigated.  Quarterly billing records  of five laundromats
were obtained for at least a three-year period and  analyzed.  The mean  annual
use was found to be 88 L/day per m2 of establishment  floor space (2.2 gal/day/
ft2) with a range of 31 to 270 L/day per m2 (0.8 to 6.5 gal/day/ft2).   The
upper limit of the 95% confidence interval was 260  L/day per nr (6.U gal/day/
ft ).  A recording water meter was installed at one of the five laundromats
to determine a daily hydrograph.  As shown in Figure  A-19» water usage  was
prevalent and relatively constant between T a.m. and  U p.m.
0.80

 060-

 040
                    S 0.20
                            3500
                  0.923
                                              HOUR
                                              RECORDED
                            MN    6      N     6
                                  TIME  OF  DAY
                               MN
          Figure A-19-
Daily water use hydrograph for a laundromat
(Wolff, Linaweaver and Geyer,  1966).
     Based upon meter readings and extensive experience,  the Washington
Suburban Sanitary Commission (WSSC) determined that  a typical laundromat can
be expected to use an average of 150 L/day per m2  (3.7 gal/day/ft2) of estab-
lishment floor space (Bishop, 1975).

     In Connecticut a laundromat was experiencing  considerable  difficulty and
flow volumes were measured as part of a compliance order  issued by the state
(May, 1975).  The average flow measured was 18,900 L/day  (5000  gal/day) with
a recorded maximum of 30,2^0 L/day (8000 gal/day).  On a  per machine basis,
the average flow was about U50 L/day (120 gal/day) with the recorded maximum
equal to 720 L/day (190 gal/day).

     To facilitate comparison of the characteristics determined by each of
the previously discussed studies, Table A-53 has been prepared.  When the
results of these studies are compared to the values  listed in various general
guideline tables, it can be seen that the average  guideline estimates for flow
                                    A-62

-------
are somewhat conservative, as they are typically in the range of 1500 to 1900
L/day/machine (1*00 to 500 gal/day/machine).

             TABLE A-53.  LAUNDROMAT WASTEWATER FLOW COMPARISON
Source
Eckenfelder and Barnhart (1962)
Oakland County Department of
Public Works (Shah, 1976)
Flynn and Andres (19&3)
Johns Hopkins University (Wolff,
Linaweaver and Geyer, 1966)
Washington Suburban Sanitary
Commission (Bishop, 1975)
Connecticut (May, 1975)
Unit
L/machine /week

L/mac nine /day
L/machine /day

L/m^/day
Q
L/m /day
L/machine /day
Mean
5670

61*0
-

88

150
1*50
Range
_

310-1150
31*0-910

2.9-21*. 7

-
? - 720
     Marinas—The wastewater generated by a marina complex as a whole has not
been the subject of any field studies to date and guidelines for the category
"marina" are for the most part, non-existent.  This is most likely due to the
fact that the term "marina" describes a complex which includes smaller indi-
vidual establishment units, such as a comfort station, restaurant, motel, and
service station, and guidelines and studies (if performed) have been concerned
with these smaller units.  Thus, the marina category will not be considered
further in this study.  Pumpout wastes from the boats within a marina docking
area are of separate concern and considerable data regarding their character-
istics may be found elsewhere (Clark, 1968; Robbins and Green, 197^; Glueckert
and Saigh, 1975).

     Motels—Several investigations have been conducted which have provided
information to estimate the characteristics of motel wastewaters.  In I960,
Searcy and Furman (l96l) studied water use by various institutions, including
motels.  Monthly rates were obtained from city records for an 18-month period;
daily readings were taken directly from the motel water meters for at least a
two-week period; and hourly readings were taken on several selected days.  Six
motels were selected for study.  Two had restaurants which were served by
separate meters, another had a coffee shop which served breakfast only, and
three had no restaurant facilities.  Based upon the results of the study, the
authors suggested the following design flow rates:

                   2l*-hour average -  265 L/day/bed space
                   12-hour maximum -  1*00 L/day/bed space
                    l*-hour maximum -  660 L/day/bed space
                    1-hour maximum - 1190 L/day/bed space

The daily flow pattern for a typical motel may be found in Figure A-20.

     In 1962, Hubbell reported the results of a water consumption survey of 11
motels containing a total of ll*l* housing units.  The average water use was
found to be 350 L/day (92 gal/day) per housing unit.  The author noted that in
                                     A-63

-------
                  >200
                  ^
                  I150
                  3'°°
                     5°
                      o
  20
Z
0- ic
O ID
 i
-Z. 10
g '*
0. o
2 8

1 4
« 0
                       U. (ji
                  3000o
                  200i
                  100
LJ
(E
UJ
O.
                                MN 6  N   6   MN
                                 TIME OF  DAY
ft.
T
1
*•
CM
                 Figure  A-20.
Motel daily water use pattern
(Searcy and Furman,  196l).
many cases, the average included  owner use, sprinkling and miscellaneous use.
Allowing for these losses,  but  compensating for low vacancy periods, Hubbell
recommended a design load of 280  to  380 L/day  (75 to 100 gal/day) of domestic
strength wastewater per occupied  unit.

     As part of the water use studies conducted at Johns Hopkins University in
the early 1960's,  motel water use characteristics were determined.  As part of
the residential water use study (Linaweaver, Geyer and Wolff, 19&7)> a single
motel was monitored and the following characteristics were measured:
                   Units
                   Average Annual Demand
                   Maximum Recorded  Day
                   Maximum Hour
                   Peak Hour
          - 166
          - 260 L/day/unit
          - 370 L/day/unit
          - 1^90 L/day/unit
          — 7 a.m. — 8 a.m.
A typical daily water use hydrograph for  the motel studied is shown in Figure
A-21.

     Water use data from five motels were collected and analyzed as part of
the Johns Hopkins commercial water use  study  (Wolff, Linaweaver and Geyer,
1966).  Based upon the inspection of three years of quarterly billing records,
the mean annual water use for the motels  studied was found to be 9 L/day per m
(0.22 gal/day/ft2) of floor space with  a  range  of usage varying from 6.3 to 11
L/day/m2 (O.l6 to 0.27 gal/day/ft2). Assuming  18 m2 (190 ft ) per housing
unit, these figures would convert to 170, 330 and 580 L/day/unit (U5, 31 and
5^ gal/day/unit), respectively.   The maximum  demand was found to occur during
the summer quarter, since a number of the motels contained swimming pools.
Nearly all of the motels had restaurants.

     Recording water meters were installed at three of the motels for a total
of 117 days (of which UO generated useable data).  Recorded maximum daily
                                    A-6U

-------
                     150
                     100
                      50
                         MN    6      N     6
                                TIME  OF DAY
MN
              Figure A-21.   Daily vater use pattern for a motel
                            (Linaweaver, Geyer and Wolff, 1967).


usage was 11.3 L/day/m  (0.28 gal/day/ft ).  The ratio of the maximum day to
the daily mean was 2.06 with the  maximum hour to the mean, 6.92.  A daily
hydrograph for one of the motels  studied is shown in Figure A-22.  Two large
peaks were found to occur,  between 8 and 10 a.m. and 8 and 10 p.m.  It should
be noted that the motels studied  contained facilities (restaurant, bar and/or
swimming pool) whose water  use were included in the measured water use rates.
Also, the provision of these types of facilities along with the housing units,
makes the motels studied more sophisticated than those providing only rooms
and vending machines.  However, the water use rates may be applicable to
smaller, simpler motels since the total floor area of the motel complex was
used to compute the flow rates.

     Several local governmental units have provided additional information on
motel wastewater.  The sewer design section of the County Sanitation Districts
of Los Angeles County has developed information on the quantity of sewage
generated by various establishments, including motels (Fuller, 1975).  An
average flow of 230 L/customer/day (62 gal/customer/day) with a peak flow of
680 L/customer/day (l8l gal/customer/day) is used by Los Angeles County.

     The Washington Suburban Sanitary Commission reported the results of a
motel water use study in 1968 (WSSC, 1968).  Water use information was obtained
for ten motels from the Water Registrar for the year, 1967.  For six motels
with attached restaurants the average usage per rental unit was found to be
660 L/day (175 gal/day) with a range of 1*50 to 880 L/day (119 to 231* gal/day)
and a median of 680 L/day (l8l gal/day). For four motels without restaurants,
the average usage per rental unit was found to be U80 L/day (128 gal/day),
with a range of ^20 to 550  L/day  (ill to 1^5 gal/day) and a median of ^70 L/
day (125 gal/day).
                                   A-65

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0.60

0.50

040
                      ^ 0.3C
                       u.

                       <0.20
                          0.10
                              69,910 FT2
                             MN   6     N     6     MN
                                    TIME OF DAY
                Figure A-22.
     Motel water use pattern  (Wolff,
     Linaweaver and Geyer,  1966).
     In 1976, the Oakland County Department of Public Works  in Michigan re-
ported the results of a recent study of motel water consumption  (Shah, 1976).
Water use records for a 3-year period at 26 motels  in Oakland County were
analyzed.  It was discovered that motels with less  than  50 rooms had water use
characteristics distinctly different from motels with 50 rooms or above.  Most
of the motels with 50 rooms or above were found to  have  restaurants and recre-
ation facilities which contributed to a higher usage.  The results of the
study are summarized in Table A-5^.

                  TABLE A-5^.  MOTEL WATER  USE (Shah, 1976)
Motel Size
Below 50 rooms
Above 50 rooms
Number of
Motels
13
13
Average No .
of Rooms
28
183
L/ day /room
Average
Uoo
710
Range
72 - 720
360 - 1360
     To facilitate comparison of the flow values determined in each study,
Table A-55 has been prepared.  Typical guidelines for flow compare  reasonably
well with the average values shown in Table A-55, as the recommended flow is
commonly 150 to 190 L/day/bed space (UO to 50 gal/day/bed space)  or 380 L/day/
unit (100 gal/day/unit).
                                    A-66

-------
                TABLE A-55.  MOTEL WASTEWATER FLOW COMPARISON
          Study
                                                     Flow
Searcy and Furman (l96l)
Hubbell (1962)
Linaweaver, Geyer & Wolff (1967)
Wolff, Linaweaver & Geyer (1966)
County Sanitation Districts of
   Los Angeles County (Fuller, 1975)
Washington Suburban Sanitary
   Commission (WSSC, 1968)
Oakland County DPW (Shah, 1976)
                                         265  L/day per bed  space
                                         350  L/day per housing  unit
                                         260  L/day per unit
                                         9 L/day per m^

                                         230  L/day per customer

                                         480  L - 660 L/day  per  rental unit
                                         kOO  L/day per rental unit (< 50 room
                                                                    motels)
                                         710  L/day per rental unit (> 50 room
                                                                    motels)
     Restaurants—The characteristics of restaurant wastewater have  been
                                                  Restaurants  can be divided
                                                            A  separate  discus-
studied in some detail by various investigators.
into two categories,  conventional sit-downs  and drive-ins.
sion of each follows.
     Searcy and Furman (1961) studied the water use of two restaurants  and one
cafeteria.  The restaurants were operated in conjunction with motels  and the
cafeteria was a part of a shopping center.  Three meals per day were  served by
the restaurants and two were served by the cafeteria.   Based on quarterly
billing records and daily meter readings, the average  water use was measured
as 2k to 29 L/meal/day (6.k to 7.7 gal/meal/day).  The daily flow pattern for
a typical restaurant is shown in Figure A-23.
                   14

                 3 io
                 I 8
                 a
                 J 2
                 8 0
                                MN 6   N   6   MN
                                    TIME OF DAY
                                                      O.CVJ
              Figure A-23.  Restaurant daily water use pattern
                            (Searcy and Furman,  1961).
Based upon the results of their investigation,  the authors  recommended the
following design flows:
                                    A-67

-------
                       2 It-hour average - 3^ L/meal/day
                       12-hour maximum - U8 L/meal/day
                        U-hour maximum - 58 L/meal/day
                        1-hour maximum - 68 L/meal/day

     Hubbell (1962) reported that a large restaurant in Birmingham, Michigan
employing about 120 and containing 376 seats in a cafeteria and dining room,
had a I960 water consumption of 230 L/seat/working day (6l gal/seat/working
day).  This amounted to kk L/meal (11.7 gal/meal).  Complete garbage grinding
facilities were used at the restaurant.

     The water use characteristics of fourteen restaurants were evaluated at
Johns Hopkins University during the early 1960's (Wolff, Linaweaver and Geyer,
1966).  Based upon the inspection of three years of quarterly billing records,
the mean annual water use was found to be 91 L/seat/day (2U.2 gal/seat/day)
with a range of usage varying from 9-5 to 260 L/seat/day (2.5 to 67.9 gal/seat/
day).  The upper limit of the 95% confidence interval was 210 L/seat/day
(55.2 gal/seat/day).  Use during the maximum quarter was 135 L/seat/day (35-^
gal/seat/day).

     A recording water meter was installed at one of the restaurants for a
total of 21 days (11 produced useable data).  The average daily use was 230
L/seat/day (6l gal/seat/day).  The maximum day during the monitoring amounted
to 320 L/seat/day (83.^ gal/seat/day) with a peak hour of 630 L/seat/day (167
gal/seat/day).  A daily hydrograph was developed and is shown in Figure A-2U.
The operation of a typical conventional restaurant was found to closely follow
the water use hydrograph of a residence.  A peak was reached in the forenoon,
between 2 and 5 p.m. and between 6 and 8 in the evening.  Another peak was
experienced after midnight.

     The State of Florida sponsored a water use study which included several
cafeteria restaurants (Santarone, 1976).  Monthly water meter readings were
obtained at each of four establishments producing the results shown in Table
A-56.

             TABLE A-56.  CAFETERIA WATER USE (Santarone, 1976)

                                                             L/seat/day
Cafeteria       Months of Data      Number of Seats       Average     Range
A
B
C
D
17
23
2U
12
226
200
200
U2U
95
21*0
120
91
15-lHO
150-390
72-160
6U-110
     The City of Honolulu obtained composite samples from each of two restau-
rants over a five-day period as a part of a wastewater quality survey
(Hayashida, 1975).  The average characteristics determined are shown in Table
A-57.


                                    A-68

-------
                      150
                                   PEAK HOUR RECORDED
                                                167
                    feioo
                    I
                    <; so
                          140 SEATS
                                                 *
                                            n

                         MN    6     N     6
                               TIME OF DAY
                      MN
              Figure A-2k.   Restaurant  daily water use pattern
                            (Wolff,  Linaweaver and Geyer, 1966)
             TABLE A-57.  RESTAURANT WASTEWATER CHARACTERISTICS
                         (Hayashida,  1975)
     Parameter
Restaurant #1
Restaurant #2
Average
BOD, mg/L
COD, mg/L
Suspended Solids, mg/L
Grease, mg/L
pH
759
3606
800
663
6.8-8.2
525
1367
202
356
8 . 9-11 . 3
6UO
2500
500
510
-
     The County Sanitation District  of  Los Angeles County uses 31 L/customer/
day (8.1 gal/customer/day)  as  the average restaurant flow with 6k L/customer/
day (17 gal/customer/day)  as  the peak flow (Fuller, 1975).

     To determine if waste surcharges were necessary, the City of Greensboro,
North Carolina collected samples from each of five restaurants (Shaw, 1970).
Twenty-four hour, flow composited  samples were obtained from each facility over
a three-day period and average  characteristics were determined.  The results
are shown in Table A-58.

     The Philadelphia Water Department  obtained several twenty-four hour
composite samples from local  restaurants and the results of qualitative
analyses yielded the results  shown in Table A-59-
                                   A-69

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              TABLE A-58.  RESTAURANT WASTEWATER  (Shaw, 1970)
                                       Restaurant
     Parameter              ABODE       Average
BOD, mg/L
Suspended Solids,
mg/L
531
286
390
1*8
1*23
172
651
378
737
1*02
5M5
257
          TABLE  A-59.   RESTAURANT WASTEWATER QUALITY  (Kulesza, 1975)
                                                   Suspended Solids
                                     y
          Restaurant             mg/L                    mg/L
A
A
A
B
C
C
D
D
E
E
960
630
880
280
750
750
6lO
570
680
1*35
ll*28
828
1058
172
1112
81*6
1200
918
1985
728
           Average                 655                     1030
     To facilitate comparison of the results of the  preceding field studies,
Table A-60 has been prepared vith the average values for several parameters
shown.  Most of the general guidelines tables include restaurants,  and the
typical flow given is 38 L/patron/day (10 gal/patron/day) with a BOD,-  loading
of 9.1 g/patron/day (0.02 Ibs/patron/day) or 250 mg/L.  On a per seat  basis,
the typical flow is 130 L/day (35 gal/day).   When compared to the results of
the field studies shown in Table A-60, the guideline flows appear appropriate
although the estimated BOD,- contribution is  somewhat low.

     A single study was identified which investigated the water use of drive-
in restaurants, as part of the commercial water use  study at Johns  Hopkins
University (Wolff, Linaweaver and Geyer, 1966).  The authors identified two
types of drive-in restaurants, those with seating facilities and those which
have little or no seating facilities.  Based upon quarterly billing records of
a drive-in with little seating, an average water use of 1*10 L/day (109 gal/day)
per car space was identified with the ratio of the maximum quarter  to  the
average annual use equal to 1.78.  The authors recommended an average  design
water use of 380 L/day (100 gal/day) per car space for this type of establish-
ment.
                                    A-70

-------
                TABLE A-60.  RESTAURANT WASTEWATER  COMPARISON
                                                 Parameter
       Study
                               mg
Suspended
 Solids
  mg/L
Grease        Flow
 mg/L    L/day per unit
Searcy and Furman  (1961)
Hubbell (1962)
Johns Hopkins (Wolff,
  Linaweaver and Geyer, 1966)
Florida (Santarone, 1976)
Honolulu,  Hawaii
  (Hayashida, 1975)              6^0       500
Los Angeles County,
  California (May, 1975)
Greensboro, North  Carolina
  (Shaw, 1970)                   5^6       257
Philadelphia, Pennsylvania
  (Kulesza, 1975)                655      1030
                                                     510
                                                               3^ per meal
                                                               1*U per meal

                                                               91 per seat
                                                           91-2^0 per seat
                                                              31 per patron
     Three typical drive-ins having seating arrangements were also studied.
The mean annual water use was found to be 150 L/day  (^1 gal/day) per seat
with a range  of usage of ikO to 180 L/day (37-8 to k6.k gal/day).  A recording
water meter was installed at one of the drive-ins and a daily water use hydro-
graph was developed as shown in Figure A-25.  The hydrograph is for a typical
summer day.
                     100
                      50
                          176  SEATS
                                       PEAK
                                       HOUR
                                       RECORDED
                               6     N       6
                                TIME OF DAY
             Figure A-25.
                          Drive-in restaurant  water use pattern
                          (Wolff, Linaweaver and Geyer, 1966).
                                   A-71

-------
     Most of the general guidelines do not differentiate "between conventional
sit-down restaurants and drive-ins.  Those that do,  indicate an average flow
of 7.6 to 15.2 L/patron/day (2 to U gal/patron/day)  or 190 L/day/car space
(50 gal /day /car space).

     Schools — Considerable effort has been devoted to monitoring the water use
and wastewater production in public and private schools.  Wisnieski  and Garber
(1953) studied the annual water consumption and student population of several
schools for a five-year period.  The results of this study have been summarized
in Table A-6l.  The authors noted certain cautions which should be observed
when applying the results of their study.  If a school is to be used for numer-
ous evening meetings, special courses and athletic activities,  the quantities
must be increased accordingly; several such schools have reported water use
from 76 to 152 L/cap/day (20 to Ud gal /cap/ day ).  However, the  occasional use
of the school building for PTA meetings, Boy Scout meetings, and dances should
not increase the per capita water use significantly.
 TABLE A-6l .
                               SCHOOL WATER USE - L/cap/day
                               (Wisnieski and Garber, 1953)

School Type
Grade Schools

Grade Schools
Facilities
Provided
No Cafeteria
or Showers
Cafeterias
No. of
Schools

31
10

Mean

23
23

Range

9.1 - 55
9.8 - U2
90$
Probability

39
Uo
Junior High
  Schools


High Schools
With or Without
 Cafeteria and       l6
 Showers

With Cafeteria
 and Showers         30
21    8.7 -
                                                     9.8 - 79
37
                      59
     In planning waste disposal facilities for two existing schools, Coberly
(1957) measured the sewage flows to obtain reliable data.  A grade school and
combination junior and senior high school were monitored.  The grade school
had U37 pupils and the following facilities:  13 toilets, 3 urinals, 2 service
sinks, 1 dishwasher, 1 kitchen sink, 1 garbage grinder, 2 wash fountains, 10
drinking fountains and 13 classrooms.  Metered water use over a two-month
Fall period indicated an average use of 21 L/pupil/school day (5.6 gal/pupil/
school day).  The average daily sewage flow was measured as 17 L/pupil/school
day (k.k gal/pupil/school day) or approximately 80% of the water used.  The
flow occurred between 7'-30 a.m. and 5:30 p.m. with minor flows after those
hours.  Peak flows occurred at recess time (10 - 10:30 a.m.), noon and 2 p.m.

     The junior and senior high school was served by a sewer line which also
served a greenhouse, one residence and a fire station.  Making allowances for
these, the authors determined an average flow of 21,000 L/day (55^9 gal/day)
with an attendance of 1^30 pupils, which represented 15 L/pupil/school day
(3.9 gal/pupil/school day).  A broad peak was found to occur about 5:30 p.m.
and was probably due to showering after athletic activities.
                                    A-72

-------
     Searcy and Furman (l96l) studied school water consumption extensively at
nine elementary schools, two junior high schools, two senior high schools and
one combined school (kindergarten through twelfth grade).  Monthly water use
rates were obtained from city records for an 18-month period; daily readings
were taken directly from the school water meters for at least a two-week
period; and hourly readings were taken on several selected days.  All elemen-
tary schools were equipped with cafeterias while the junior and senior high
schools and the combined school included a cafeteria and a gymnasium with
showers.  Although water use was determined per pupil per day, the authors
observed that there was not always a direct relationship between water use and
students in attendance.  Variations in water use appeared to be more nearly
related to special activities at the school.  Nevertheless, since the number
of students did indicate school size, it was used as the basis for expressing
water use.

     The average daily water use determined, based upon daily and monthly
meter readings is shown in Table A-62.  The daily hydrographs developed for
each type of school based on hourly meter readings are presented in Figure
A-26.  It was noted that over 82$ of the water used each day was consumed in
a 10-ll* hour period.  In the elementary and junior high schools, 93% of the
total daily flow occurred within a 10-hour period.  The effect of showers
following the sports program explained the second peak in the consumption
pattern of the high schools and the combined schools.

                  TABLE A-62.  SCHOOL WATER USE, L/cap/day
                               (Searcy and Furman, 196l)

                                Daily Readings              Monthly Records
Type of School                 Mean     Range              Mean      Range
Average Elementary
Average Junior
Average Senior
Combined
High
High

28
25
75
51
21
15
3>*
1*6
- ho
- U6
- 230
- 56
22
23
UU
1*5
0.8
0.1*
1.5
7.2
- U9
- 61
- ll*0
- 70
Based on a review of all data collected during their study,  the investigators
recommended the design flows presented in Table A-63.

                TABLE A-63.  SCHOOL WATER USE, L/student/day
                             (Searcy and Furman, 196l)

                                       Suggested Design Flows
Type of School
Elementary
Junior High
Senior High
Combined
2 It-Hour
Average
38
1*5
76
53
12-Hour
Maximum
76
91
130
93
It-Hour
Maximum
150
180
190
130
1-Hour
Maximum
190
230
250
170
                                    A-73

-------
              ELEMENTARY
         I40
         i30:
         12°-
            10
            0
en
e>
MN  6   N   6
    TIME OF DAY
                                                JUNIOR  HIGH
                                                   6   N   6   MN
                                                  TIME OF  DAY
         1
         UJ
         Q

         (0
  36
  30
  24
   18
   12
    6
     SENIOR HIGH
             MN  6   N   6  MN
                TIME OF DAY
                              UJ
                              Q
50
40
30
20
                                                COMBINED
                                 I0h
                                  0
                                       MN 6   N  6  MN
                                          TIME OF DAY
                Figure A-26.
                     School water use  hydrographs
                     (Searcy and Furman,  1961).
     Hubbell  (1962) reported that day schools without shower or cafeteria
facilities  generally produce a daily per capita load of 38 L (10 gal)  and
13-5 g (0.03  Ibs) of BODc, primarily from toilet wastes.  Shower and cafeteria
facilities  were  cited as potentially adding an additional 38 L (10 gal)  and
9 g (0.02 Ibs) of BODj. to the above values.

     Reeder and  Fogarty (196*0 actually metered sewage output from schools
while simultaneously recording the water use at 19  schools in Bade County,
Florida.  All schools were serviced by cafeterias while only six had gymnasiums
and shower facilities.  Thirteen elementary and junior high schools without
showers had between 277 and 1269 pupils while  six junior and senior high
schools with  showers had between 830 and 26^5 pupils.  Five days of water use
and sewage flow  data were recorded simultaneously at each school.  During each
measurement period, the custodial personnel were instructed not to water lawns,
wash windows  or  otherwise use water that would not  be returned as wastewater.
The average and  various maximum rates of flow determined in this study are
presented in  Table A-6U.

     As part  of  the commercial water use study at Johns Hopkins University,
the water use characteristics of elementary, junior and senior high schools in
the public and private categories were determined  (Wolff, Linaweaver and Geyer,

-------
TABLE A-6k.
                     SCHOOL WATER USE AND WASTEWATER FLOWS,  L/cap/day
                     (after Reeder and Fogarty,
                                      Schools With
                                       Restrooms &
                                       Cafeterias
                                                    Schools With
                                                Restrooms,  Cafeteria
                                                     & Showers
Parameter
No. of Schools
Days of Data
Mean of all Days
S.D. of all Days
Mean of Max. Days at all Schools
Maximum Day Observed
Mean of School with Max. Day
Mean of 5-hour Max. at all Schools
Water
13
57
28
5.2
31
kk
36
-
Sewage
13
57
26
5.2
28
39
37
106
Water
6
28
32
5.7
36
50
U2
-
Sewage
6
28
30
5.7
31
k6
36
100
1966).  Quarterly billing records were obtained for at least a three-year
period and recording water meters were installed at several schools.   The
characteristics determined are shown in Table A-65.
              TABLE A-65.
                   WATER USE IN SCHOOLS - L/student/day
                   (Wolff, Linaweaver and Geyer,  1966)
Annual Records*

School Type
Public
Elementary
Junior High
Senior High
Private
Elementary
Senior High
Combined (1-12)
No. of
Schools

9
3
7

5
U
5

Mean

20
21
25

8.6
39
32

Range

15 -
10 -
8.1 -

1.5 -
21 -
7.U -



37
36
1*0

19
55
6k
U.L.
95$ C.I.

33
37
1*6

23
70
70
Daily Metering

Mean

ll*
-
20

11
5fc
32
Max.
Day

26
-
57

12
59
61*
Peak
Hour

130
-
350

97
150
190
* School year.
     Graphs of daily water use patterns over an entire week are shown in
Figure A-27 for an elementary school and a senior high school.   The hydro-
graphs indicate the greater magnitude of demands in the high school.  As
shown in the figure, the elementary school exhibits a decided peak at noon,

                                    A-75

-------





ELEMENTARY SCHOOL
925 STUDENTS














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                                             A-76

-------
while the high school experiences a decided double peak, one at or before noon
and one late in the afternoon.  The latter peak is substantially higher than
the noon peak.  The investigators noted that it was due to the athletic acti-
vities which are offered in high school but not in elementary schools.

     The Oakland County (Michigan) Department of Public Works investigated the
water consumption of 33 schools for two years (Ringler, 1975).  The consump-
tion rates shown in Table A-66 were determined.

                TABLE A-66.  SCHOOL WATER USE, L/student/day
                             (Ringler, 1975)
Type of School
No. of Schools
Mean
S.D.
Range
Elementary
Secondary /Other
7
26
33
31
22
21*
10 - lh
5-7 - 130
     The Iowa State Health Department analyzed the water use by several Des
Moines schools utilizing records from the Des Moines School Administration
office and the Des Moines Water Works (Evans, 1976).  The average per capita
use per school day determined for four types of schools is shown in Table A-67.

                    TABLE A-67.  AVERAGE SCHOOL WATER USE
                                 (Evans, 1976)
Type of
School
Grade
School
Grade
School
Junior High
School
Senior High
School
Facilities
Provided
No Hot Lunch
No Showers
Hot Lunch
No Showers
Hot Lunch
Showers
Hot Lunch
Showers
Swimming Pools
No. of Average
Schools Enrollment
9 IKJO
5 500
3 716
1* 1680
L/student/day
Average
19
25
52
6l
Range
12 - 28
9.1 - Ul
51 - 53
51* - 68
     To facilitate comparison of the flow information determined in each study,
the average flows determined by each are listed in Table A-68.  As shown, there
is fair agreement in the results of the individual studies.

     Most of the general guidelines include three classes of schools, based on
the facilities provided; (l) schools with restrooms only, (2) schools with
restrooms and cafeteria, and (3) schools with restrooms, cafeteria and showers.
                                    A-77

-------
           TABLE A-68.   AVERAGE SCHOOL WASTEWATER FLOW COMPARISON,
                        L/student/day
Elementary
Study School
Wisnieski and Garber (1953)
Coberly (1957)
Searcy and Furman (l96l)
Reeder and Fogarty (196*0
Johns Hopkins University (Wolff,
Linaweaver and Geyer, 1966)
Oakland County, Michigan
(Ringler, 1976)
Iowa (Evans, 1976)
23
17
38.
28

1U

33
19
Junior High
School
21
15
1+5
28

-

31
52
Senior High
School
3U
-
76
32

20

31
6l
The suggested flows for these three classes are typically 57,  76 and 9^ L/
student/day (15, 20 and 25 gal/student/day), respectively.   When compared to
the results of the individual studies, these guideline flows are very conser-
vative for average flows and even somewhat conservative for peak flows.

     Service stations—As a part of a residential water use study,  a single
service station was monitored by Linaweaver, Geyer & Wolff  (1967),  and the
following water use characteristics were measured:

                     Lifts               - 1
                     Average Annual Flow - 1780 L/day
                     Maximum Day         - 6620 L/day
                     Maximum Hour        - U7»250 L/day (6  p.m.-7 p.m.)

     As part of the commercial water study at Johns Hopkins University, water
use data were obtained from 6 service stations (Wolff, Linaweaver and Geyer,
1966).  All six had a small office and an attached garage,  having one or two
car lifts, and storage space for 2 or 3 cars.  Based upon the  inspection of
three years of quarterly billing records, the mean annual water use was found
to be 10.2 L/day/m2 (0.25 gal/day/ft ) of combined garage and office floor2
space.  The range of usage was 6.5 to 18 L/day/m  (0.16 to  O.UU gal/day/ft ),
with the maximum usage occurring during the summer.

     Recording water meters were installed at three of the service stations
for a total of 65 days (31 produced useable data).  The mean daily usage
measured was 7.2 L/day/m  (O.l8 gal/day/ft ).  The maximum day recorded was
17 L/day/m  (O.Ul gal/day/ft2), while the peak hour was lUO L/day/nr (3.U gal/
day/ft ).  A daily hydrograph was determined for one of the service stations
and indicated a peak usage during the early afternoon hours (Figure A-28).

     General guideline estimates for service station flows are typically ex-
pressed in terms of vehicles served or the number of pump islands or service
bays.  Suggested flows are 38 L/day (10 gal/day) per vehicle served or 1900
to 3800 L/day (500 to 1000 gal/day) per island or bay present.


                                     A-78

-------
                         4.0
                         3.0
                      -g  2-0
                      ^
                      CO
                      O)

                         1.0
                            AREA =
                            2100ft
                          Ol—
                          MN
     6       N       6

        Time of Day
                                                        MN
               Figure A-28.
Service station water use pattern
(Wolff, Linaweaver and Geyer, 1966).
     Shopping centers—A survey conducted in 196l, revealed information on
the vater use characteristics of shopping centers (Anonymous, 196l).  In
one study, monthly meter readings on each business establishment within six
shopping centers in the Miami area were obtained.  The average consumption
varied from 5.82 to 8.5^ L/day per m2 of store floor space (0.1*13 to 0.210
gal/day/ft ), while the maximum monthly consumption values ranged from 1.16 to
12.45 L/day/m  (0.176 to 0.306 gal/day/ft2).  The data compiled was graphically
presented as shown in Figure A-29.  In a second study, three shopping centers
near Springfield, Massachusetts were metered for one year yielding the follow-
ing water use values:
                Shopping center A (1^90 m_)
                Shopping center B (kk60 m )
                Shopping center C (21,300 m2)
                   91 L/day/m2
                   1.26 L/day/m^
                   2.97 L/day An
The high usage in shopping center A was caused by a laundromat.  It should be
noted that the shopping centers studied in the Miama area did not contain
laundromats.

     Searcy and Furman (1961) studied water use at a single shopping center.
Monthly rates were obtained from city records for an 18-month period; daily
readings were taken directly from the component establishment water meters
for at least a two-week period; and hourly readings were taken on several
selected days.  The results of the study are shown in Table A-69 and Figure
A-30.
                                    A-79

-------
CM
 O
 o
 O
    500
    400
 ~  300
 2
 cc
 it!  200
     100
WITHOUT
CAFETERIA
                               I
                  !   ESTIMATED
                  U- DIRECTION OF
                      CURVE WHEN
                      CENTER "A
                      REACHES MAX-
                      IMUM DEVELOP-"
                      MENT
                    WITH
                    CAFETERIA
                       I
                                        I
                0.10     0.20    0.30

                  WATER USE, GAL/DAY/FT
                             0.40
                               2
        Figure A-29.  Shopping center water use
                     (Anonymous, 19^1).
    TABLE A-69.   SHOPPING CENTER WATER USE, L/day/m2
                (Searcy and Furman,  196l)
    Measurement Period
             Average
Range
     Monthly Readings
     Daily Readings
     Hourly Readings
               8.50      5.29 - 11.3
               7.12      3.31* - 8.83
               8.83        ?  - 18.3
                        A-80

-------
                             0.50
                                 "MN 6  N   6  MN
                                    TIME OF  DAY
         Figure A-30.
Water consumption pattern of a shopping center
(Searcy and Furman, 196l).
Based upon the results of the study,  the investigators  recommended the  fol-
lowing design flows:
                       2^-Hour Average
                       12-Hour Maximum
                        l|-Hour Maximum
                        1-Hour Maximum
                -10.2 L/day/m;
                -15.3 L/day/m J;
                -19.3 L/day/nu
                - 21.h L/day/m
     Hubbell (1962) reported that large shopping centers  usually  contain  a
department store and a variety of smaller establishments  and employ from  80 to
ihO equivalent 8-hour employees per acre of building area.   Restaurants,
supermarkets, laundromats and car washes are usually among  the  primary  sources
of wastewater, while most other establishments  contribute nominal amounts of
wastewater, primarily from employee and public  restrooms.  Average water  use
and estimated wastewater production from three  large shopping centers in  the
Detroit area as reported by Hubbell are presented in Table  A-70.

            TABLE A-70.  SHOPPING CENTER WATER  USE AND WASTEWATER
                         PRODUCTION (Hubbell, 1962)

Shopping
Center
A
B
C

No. of
Employees
1500
U500
Uoo
Building
Area
(m2)
58,300
116,200
98,1*00
Water
Use
L/day/nr
6.51
10.8
10.7
Wastewater
Produced
L/day/m2
5.37
8.87
8.79
                                    A-8l

-------
A water use survey at Center A on a typical Saturday indicated the following
ratios between the average water consumption rate and the rate during the
indicated period:
                  Measurement
                    Period
             Measurement Period Rate
              2l|-Hour Average Rate
                   15 Minute
                    1 Hour
                    6 Hour
                      2.5U
                      2.03
                      1.83
     Investigators at Johns Hopkins University studied the water use charac-
teristics of two shopping centers and their component stores producing the
results shown in Table A-71 (Linaweaver, Geyer and Wolff, 1967).

              TABLE A-71.  SHOPPING CENTER WATER USE, L/day/m2
                           (Linaweaver, Geyer and Wolff, 1967)
Shopping Building Mean
Center Area Annual Use
A 22,300 m2 6.02
B 13,500 m2 7-28
Maximum
Day Maximum Hour
8.^6 15.3
(2 p.m. - 3 p.m.)
A daily hydrograph developed for a typical day at Center A is shown in Figure
A-31.
                                            fl
                                   6      N      6

                                      Time of Day
         Figure A-31.
Daily water use pattern for a shopping center
(Linaweaver, Geyer and Wolff, 1967).

             A-82

-------
     A second water use study vas conducted at Johns Hopkins University and
data for five large department stores were analyzed (Wolff, Linaweaver and
Geyer, 1966).  Department stores are often the major component of a shopping
center and therefore, merit discussion.  Based on the inspection of three
years of quarterly billing records, the mean annual water use was 8.79 L/day
per m  of total sales area (0.216 gal/day/ft2) with a range of ^.^7 to 16.4
L/day/m2 (0.11 to O.UO gal/day/ft2).

     Recording water meters were installed at two of the stores for a total of
110 days (U2 produced useable data).  Recorded maximum daily usage was 15.8
L/day/m2 (0.388 gal/day/ft2) and the peak hour was Uo.O L/day/m2 (0.958 gal/
day/ft2).  Hydrographs were developed as shown in Figure A-32 for each of two
large department stores.  The mean annual water usage of 1.75 L/day/m  (0.0^3
gal/day/ft2) for Store A compared to 7.81 L/day/m2 (0.192 gal/day/ft2) for
Store B reflects the diverse characteristics of the two establishments.  Store
A was a typical discount store offering minimal water using facilities, while
Store B was a well appointed department store, offering a restaurant, large
restrooms and other facilities.
    "
0.90
0.80
0.70
0.60
0.50
0.40
0.30
0.20
0.10
0
W
STORE A
- AREA= 182,00






_^
Oft








,
N 6 N 6 M
                                           0.80
                                           0.70
                     0.60


                     0.50


                     0.40


                     0.30


                     0.20


                     0.10
                                               STORE B     I
                                               AREA = 118,000 ft
                       0
                       MN
                                                       f
                                                            N
                                                                         MN
                   Time of Day
                                Time of Day
        Figure A-32.
Daily water use patterns for department stores
(Wolff, Linaweaver and Geyer, 1966).
                                    A-83

-------
     In 197^» Peherty reported the findings of recent studies on several shop-
ping centers of varying size.  The average daily water use related to total
floor area for a number of shopping centers in Ontario is shown in Table A-72.

                   TABLE A-J2.  SHOPPING CENTER WATER USE,
                                L/day/m  (Feherty, 197*0

        Shopping Center        Floor Area (m^)        Mean Water Use
A
B
C
D
E
F
G
H
I
J
K
3,900
20,900
7,^00
52,000
109,^00
7^,300
39,000
UU.800
lj.,700
lU,900
10,700
21.6
11.0
11.0
8.13
8.13
7.32
H.UT
U.UT
3.25
2.03
1.63
            Average                 3^,700                 7-55
     The City of Honolulu obtained composite samples from a local shopping
center over a five-day period during the summer as part of a wastewater quality
survey (Hayashida, 1975).  The following average characteristics were deter-
mined:

                        BOD              -  270 mg/L
                        COD              - 131*1* mg/L
                        Suspended Solids -  337 mg/L
                        Grease           -   67 mg/L
                        pH               -  7.2-7.8

     In 1975, the results of a study to develop methods for forecasting water
use by department stores and commercial establishments commonly located in
suburban shopping centers was reported (McCuen, Sutherland and Kim, 1975).
Water use data was obtained for commercial establishments in four shopping
centers, one in Wisconsin, one in Maryland and two near Washington, D.C.
Water-use data was gathered from two department stores with restaurants, five
department stores without restaurants, and lUo mall shops (falling into 2\
categories).  It was noted that air conditioner water use was not included in
the data.  Water use relationships were subsequently derived using the data
from these establishments.  The authors felt that department store water use
was the result of activities of employees as well as customers.  After con-
sidering a variety of proxy variables felt to be indicative of water use, the
authors concluded that the gross store area was the most useful parameter.
The water use data gathered for the department stores is shown in Table A-73-
The data for the department stores without restaurants was analyzed using
linear regression yielding the following water use relationship:

                                    A-8U

-------
          Water Use, L/day = -5866 + 2.260 [Gross store area in m2]
                                    (3)
This equation provided a correlation coefficient of 0.92 and a standard error
or estimate equal to 57^5 L/day, significantly less than the 12,320 L/day
standard deviation for the water use data.  Due to the insufficient data for
department stores with restaurants, a similar analysis was not performed on
that category.

                   TABLE A-73.  DEPARTMENT STORE WATER USE
                                (McCuen, Sutherland and Kim, 1975)
      Parameter
Stores Without
 Restaurants
 Stores With
 Restaurants
Number of Stores

Water Use, L/day
  Mean
  Standard Deviation
  Range
                   2
Gross Store Area, m
  Mean
  Standard Deviation
  Range

Mean Water Use/Store Area
  L/day/m^
      5
    12320
 6890 - 71180
    13550
     U990
 8180 - 20330
     1.83
    U5960

3^810 - 57120


    15710

1U780 - 16080


     2.93
     McCuen et al. found water use in mall shops to be considerably less than
that of department stores, primarily due to the fact that the shop restroom
facilities were usually not available to the customer, as they are in depart-
ment stores.  Based on the analysis of mall shop water use for those shops
that had at least 100 working days of data, the mean water use was determined
for each of 2U mall shop classifications as presented in Table A-jh.  As
shown, a significant amount of variation was found within and between classi-
fications .  The authors further analyzed the data using linear regression
techniques and found the following type of relationship most useful and
predictive of water use,
             where, W = i + SA
                    W = Water Use, L/day
                    i = Intercept in L/working day
                    S = Coefficient expressed in L/working day/m
                    A = Gross store area, m
                                    (10
The values determined for i and S for those classifications with sample sizes
of four or more are shown in Table A-75-  The expression and values determined
appear valid based on the high correlation coefficients.
                                     A-85

-------
          TABLE A-7k.
SHOPPING CENTER COMPONENT STORE WATER USE
(McCuen, Sutherland and Kim, 1975)
Range of
No. of Mean S.D. StorepArea
Type of Store Store (L/day) (L/d) (m )
Healthfood
Mens Clothing
Womens Clothing
Hosiery
Shoes
Wigs
Uni forms
Carpets
Cutlery
Appliances
Music
Sporting Goods
Books
Jewelry
Toys
Cameras
Gifts
Fabric
Art Supplies
Cosmetics
Art Gallery
Bath Goods
Gourmet Food
Opticians
TABLE A-75.
1
20
32
1
28
2
2
2
1
1*
1*
1
3
7
3
2
12
7
2
1
1
1
1
2
SHOPPING
135
1*83
288
581*
256
21*6
399
ll*l*
102
6l8
lH5
218
192
3l*0
233
196
182
1*1*3
11*7
129
108
2l*l
557
_
^99
20k
-
138
59
359
15.
—
808
231
—
36.
ll*l*
ioi*
82
75
181
63
—
-
-
_
111*
86-1670
7^-985
111*
588-5860
1020-2560
70-1^1
8 105-281
98
187-2U80
1020-3720
1*96
o 319-602
1130-3530
106-1*90
67-131
539-21*00
1900-6510
13U-293
1*8
351
355
3l*l*
15l* 71 71-122
Mean
( L/day /m2)
11.9
9.1
10.5
51.3
11.1
31*. 5
33.1*
9.8
10. u
7.2
15.1*
l*.l*
U.8
20.5
8.5
19-9
8.8
7.2
7.1
26.7
3.1
6.8
16.2
15.6
S.D.
( L/day /in )
_
3.2
5.9
_
6.5
3.7
17-8
7-2
_
0.6l
2.5
_
1.8
10.6
2.S
1.0
3.6
1.5
0.8
-
-
-
—
1.5
CENTER COMPONENT STORE WATER USE RELATIONSHIP
PARAMETERS (McCuen,

Type of Store
Mens Clothing
Womens Clothing
Shoes
Appliances
Music
Jewelry
Gifts
Fabrics
No. of
Stores
20
32
28
1*
1*
7
12
7

i
(L/working








-19.0
12 1*. 9
92.9
-ll*.6
-26.3
166.1
80.6
83.6
Sutherland and

Kim, 1975)
S
day) (L/working day/m )
0
0
0
0
1
0
0
0
.927
.1*51
.610
.7^0
.672
.879
.1*60
.569

Correlation
Coefficient
0.798
0.631*
0.707
0.999
0.967
0.777
0.1*77
0.93U
     To facilitate comparison of the  information  gathered  concerning  shopping
center flows, the average results of  each study have been  listed in Table A-76.

                                   A-86

-------
                TABLE A-76.  SHOPPING CENTER PLOW COMPARISON
Study
Anonymous (1961)
Searcy and Furman (1961)
Hubbell (1962)
Linaveaver, Geyer and Wolff (1967)
Peherty (197*0
McCuen, Sutherland and Kim (1975)
1-3
L/day/m
8.13
8.13
7.73
6.67
7.55
1.83 - 2.93
As shown in Table A-76, there is surprisingly good agreement between the
average results determined in the various studies.  The flow estimates pre-
sented in the general guideline tables are somewhat lower, typically equal to
IK07 L/day/m2 (0.10 gal/day/ft2).

     Sports Facilities—A study investigating the wastewater flow generated by
persons attending sports events was conducted by Pearson and Nesbitt (1975) at
the Pennsylvania State University football stadium.  Between 1968 and 1973,
flow records were obtained at 15-minute intervals for 19 days on which football
games were played.  Game attendance on these days ranged from 38,600 to 59,980
with a mean of 51,3^0.  The following flows were determined:

        Average Quantity             = ^.5 L/spectator
        Standard Deviation           = 6.h L/spectator
        Mean Peak Flow               =  3^ L/spectator/day (l hour)
                                     =  60 L/spectator/day (15 min.)
        Peak Flow Standard Deviation = 7.6 L/spectator/day (15 min.)

     The guideline tables include estimated flows from spectators at sports
events and festivals typically equal to 3.8 to 19 L/spectator/day.

     Theaters—Information on the water use and wastewater production at movie
theaters (both auditorium and drive-in types) has been produced by the Oakland
County Department of Public Works, Michigan (Ringler, 1975).  Water use was
monitored at both types of theaters for two years, producing the results shown
in Table A-77.  The average flow per seat from an auditorium type theater with
air conditioning was found to be 2.7 gallons and the average flow per car
space from a drive-in theater was found to be 5.0 gallons (both are based on
an assumed 8-hour operating day).

     Suggested design flows for theaters are typically 11.3 to 18.9 L/day
(3 to 5 gal/day) per seat or car space.
                                     A-8?

-------
           TABLE A-TT-   THEATER WATER CONSUMPTION (Ringler,  1975)

                                          Type of Theater

                            Auditorium                     Drive-in
   Parameter            (L/seat/hr of oper.)        (L/car space/hr of oper.)

Number of Theaters              13                             U
Average Flow                   1.28                          2.31*
Standard Deviation             1.17                          1-7^
Range                      0.33 - 3.90                   0.71 - U.12
Discussion—
     Predicting wastewater loadings for commercial establishments and public
service facilities is a very complex task due to several factors;

     1.  There are a relatively large number of diverse categories,  for vhich
         wastewater characterization data may be desired.

     2.  The inclusion of potentially diverse establishments within  the same
         category (such as bars) produces a potential for large variations in
         waste generating sources, which could yield highly variable waste
         loadings.  To avoid this problem, subcategories and classes of a
         general category should be utilized to aid predictability.   However,
         this increases the number of groups of establishments to be con-
         sidered.  Further, many intangible influences such as location,
         popularity and price may result in wastewater variations between two
         otherwise similar establishments.

     3.  There is considerable difficulty in presenting characterization data
         in a readily applicable, but predictively accurate manner.   The most
         readily applicable basis for predicting wastewater loadings, such as
         an easily identifiable physical parameter, may unfortunately not be
         predictively accurate.

     In order to assess the sufficiency of the existing characterization data
and to aid in determining the type of additional studies needed, a basis for
assessment is required.  In the context of this study it was assumed that to
be considered "sufficient" the characterization data should provide an esti-
mate of design loadings for small wastewater treatment and disposal facilities
for the types of establishments under study.  Although a wide variety of pollu-
tant parameters are of interest, the following priority list of those parame-
ters most often utilized in facilities design, was judged to be appropriate:

-------
          Priority           Parameters

             1         -     Average Daily Flov
             2         -     Daily Flow Variation (Peak Daily Flow)
             3         -     Hourly Flow Variation
             k         -     Average BOD5 or COD
             5         -     Average Suspended Solids
             6         -     Average Nitrogen and Phosphorus
             7         -     Wastewater Quality Variations

In terms of these seven parameter groupings, sufficiency can be viewed as a
matter of degree, varying from no data available to information available for
all the listed parameters, for each establishment under study.

     In addition to simply having data available for the various parameters
and establishment categories, it is important that the data were generated and
presented in a predictively accurate and useful manner.  Even if a given set
of data is complete and accurate for the establishments at which it  was gene-
rated, if the data cannot be employed to yield a reasonably accurate estimate
of wastewater loadings at other, categorically similar establishments, the
data is of marginal utility as a predictive tool.

     A review of the existing characterization information readily indicates
the type and extent of the data available for the establishment categories
under study.  The general guideline tables present lengthy lists of establish-
ments which are often divided into sub-categories to avoid the diversity of
establishments possible within descriptively, broad classifications  such as
schools, restaurants and theaters.  In these tables design estimates are
given for daily waste flow volume, and occasionally duration of flow, BOD^ and
suspended solids.  The data are typically expressed as a function of some form
of patronage or a physical characteristic of the establishment.

     Unfortunately, the primary source of much of the guideline data is
generally obscure or even unknown altogether.  In many cases, a given guide-
line table has been reproduced, possibly with minor modifications, from one
source to another, to another, etcetera.  In each transfer, any documentation
which may have accompanied the original data is diminished.  Even when the
original source of data was identified, attempts to determine the data genera-
tion methods were usually futile due to a lack of initial documentation or
loss of documentation with time.  Thus, any assessment of the reliability of
this guideline information for predictive use is difficult, necessarily based
on its "reasonableness" and individual statements concerning its "suitability."
On the one hand, many regulatory individuals claimed the guideline tables
they were employing had proven very satisfactory while on the other  hand,
accompanying many of the guideline tables were statements encouraging the use
of actual monitoring of a similar establishment in preference to the guideline
data.

     As noted, general guideline information has generally been expressed as
a function of some parameter related to patronage or a physical characteristic
of the establishment.  Examples of each include per meal served for restaurants
and per alley for bowling alleys.  At first glance, it would seem that a


                                     A-89

-------
parameter related to patronage "would be more accurate from a predictive stand-
point than a physical characteristic.  However, the application of data ex-
pressed as a function of patronage is often difficult since an estimate of
patronage is required.

     The individual establishment field studies have provided a variety of
data for the categories under study through methods varying from the review of
water utility records to in situ wastewater monitoring.   Certain establishments
have received considerable attention while others have received little.  The
availability of data for selected parameters and establishment categories
varies considerably depending upon the parameter and establishment of interest.
In general, even without consideration for methods or data presentation, there
is a lack of data for many establishment categories.  Further, the reliability
of the available data is often questionable due to the manner in which the
data was generated.  For example, one or two daily composite samples of the
wastewaters produced by a single establishment is of questionable predictive
accuracy.  At best, this type of data should serve only  as a rough guideline.

     As indicated by the summary of the existing information and the preceding
discussion, a varying amount of characterization data is available for the
commercial establishments and public service facilities  selected for study.
Depending on the parameter and establishment category of interest, the extent
of the data base varies considerably.  To a greater or lesser degree, however,
it appears that further characterization studies are necessary for almost all
of the establishment categories under study.  Before proposing the form and
extent of any studies, however, it was deemed necessary to review and consider
the overall problem itself, namely, the characterization of wastewater loadings
from commercial and public service establishments.  More specifically, the
methods used to generate and present characterization data had to be considered
in the context of their providing useful estimates of the wastewater loadings
from categorically similar establishments.

Analysis of Characterization Approaches

     The generation and presentation of characterization data in a predictively
useful and accurate manner is of prime concern.  Even when a given set of data
accurately represents the wastewater loadings for the establishment(s) at
which it was generated, if the data is presented in such a way as to make it
very difficult to apply to a categorically similar establishment, it is of
marginal utility.  With this in mind, this section is devoted to an evaluation
of various approaches for generating and presenting characterization data.

     At most any establishment or facility serving a transient population,
there appear to be two major collective factors which contribute to the water
use and waste production:  (l) basic operation and employee personal activi-
ties and (2) direct or indirect contributions related to the patrons served.
At any given establishment, a certain minimum of water-using and waste pro-
ducing activities occur as a matter of basic operational routine.  In addition
to this contribution, and most likely the major of the two, is that waste
contribution which results from the presence and activities of establishment
patrons.  Included are indirect as well as direct contributions.  Indirect
contributions stem from activities performed by the employees for the patron,


                                     A-90

-------
such as food preparation, while direct contributions are the result of patron
activities, such as restroom use.  Further, due to variations in patronage
throughout the day, week, and year, it would seem reasonable to expect con-
comitant variations in the water used and wastewater generated.

     Of interest then, is a rational approach to take into account these
factors and provide reasonable estimates of the expected wastewater loadings
from the types of establishments under study.  In an attempt to identify such
a rational approach, an analysis of various approaches for generating and
presenting characterization data for establishments serving a transient popu-
lation was conducted.

Daily Quantitative and Qualitative Characteristics —
     An accurate estimate of average and peak daily flow volumes would seem to
be of highest utility in facilities design compared to the other parameters of
interest.  Also of interest are the average and peak daily contributions of
selected chemical/physical parameters, such as BOD,-, suspended solids, nitro-
gen and phosphorus.  In the following section, a detailed approach for esti-
mating these parameter loadings will be presented first, followed by increas-
ingly simpler approaches .

     Approach 1 — A variety of water using events within a given establishment
commonly occur and result in the production of wastewater.  A detailed approach
to predicting wastewater loadings would involve delineating the characteristics
of the wastewater produced by the component events which occur within the type
of establishment under study.  For each establishment category, the following
type of prediction equation would result:
     Where, C   = Total daily contribution of a selected parameter
            N_. = Number of operational occurrences per day of event i
            C   = Contribution per occurrence of event i
            N_j = Number of occurrences per day per employee of event j
            CI": = Contribution per occurrence of event j
            E   = Number of employees per day
                = Number of occurrences per day per patron of event k
                = Contribution per occurrence of event k
            P   = Number of patrons per day

A major advantage of this approach is that it only takes into account the com
ponent events occurring at the establishment in question when identifying the
expected wastewater loadings .

     The development of this type of predictive equation for a given category
of establishments would require several types of information obtained simul-
taneously at each of several establishments within the category.   The charac-
teristics of the wastewater produced per occurrence for each component event
would have to be determined as well as the frequency of occurrence of each
component event.  Once developed, the predictive equation could be applied to
a given facility within the category in question by making an estimate of the
number of employees to be present and patrons served during a selected time
period.

                                     A-91

-------
     Data is available on the characteristics of certain wastewater  events
such as toilet flushing, bathing and clot he swash ing,  as  a result  of  the  house-
hold vastewater characterization study discussed previously.   However, much
information is lacking for the variety of waste generating events which  could
occur at the establishments under study.   Determining the characteristics of
the component events and their frequencies of occurrence would be very diffi-
cult, requiring an extensive effort for even a single category of establish-
ments, as is evidenced by the effort expended in the  characterization of house-
hold wastewaters .

     This type of approach to predicting wastewater loadings  was  utilized for
residential households .  The component waste generating  events were  identified
and characterized as to their quantity/quality per occurrence and the frequency
of occurrence per resident was determined for each.  Thus, with knowledge of
the type of the component events to be in a planned home and  an estimate of
the number of residents, a prediction of the wastewater  loading from the home
can be made .

     Approach 2— This simplification of approach 1 groups the contributions  of
the component events into three categories:  (l) operational; (2) employee;
and (3) patrons.  This approach is based on the assumption that within a given
category of establishments, such as bars, certain waste  generating events occur
typically and that the operational, employee and patron  contributions are
sufficiently constant to yield the following type of  predictive equation:
                            c = o + KX[E] + K2 [P]                        (6)

     Where, C  = Total daily contribution of a selected parameter
            0  = Daily operational contribution
            K  = Employee contribution
            E  = Number of employees per day
            K? = Per patron contribution
            P  = Number of patrons per day

     To ensure the utility of this type of predictive equation, for a single
establishment type a narrow categorization of establishments would be required
to avoid excessive diversity.  The equation parameters for a given category
could be identified by an extensive monitoring program at each of several es-
tablishments within the category.  Wastewater flow information could be iden-
tified through monitoring the water use or, better yet, the wastewater produced,
with qualitative information generated through composite sampling.  Simultane-
ously, the employees present and patrons served would have to be recorded.
Regression analysis could then be applied to the data to yield the equation
parameters .

     To apply this type of predictive equation to a proposed establishment
within a particular category would require an estimate of the employees pres-
ent and patrons to be served during a selected time period, e.g., a day.

     Approach 3 — A simplification of approach 2 would include the employee
contribution into a base flow contribution and a second constant contribution
per patron.  Basically, characterization data would be expressed as a linear


                                     A-92

-------
function of patronage in the form of


                              C = Kl + K2
     Where, C  = Total daily contribution of selected parameter
            K  = Base contribution
            K2 = Contribution per patron
            P  = Number of patrons per day

     Approach k—A modification of approach 3 would express the operational
and employee contributions collectively as a function of the full-time em-
ployees and some physical parameter indicative of establishment size and
operational characteristics.  The number of fixture units appears to be a
readily identifiable parameter of this type.  Thus, the predictive equation
would be of the following form:

                           C = KjEHFU] + K2[P]                          (8)

     Where, C  = Total daily contribution of a selected parameter
            K  = Operational and employee contribution divided by the total
                 establishment fixture units
            E  = Number of employees per day
            FU = Total establishment fixture units
            Kp = Contribution per patron
            P  = Number of patrons per day

     The development of the equations outlined in approaches 3 and ^ would be
similar to that described for approach 2.  Basically, monitoring of several
establishments within a given category would include recording water use and/
or wastewater flow, composite sampling of the wastewater for qualitative char-
acteristics, recording employees present and patrons served, and (particularly
for approach ^) noting the fixture characteristics of the establishment.
Regression analysis of the data generated would yield the parameters for the
predictive equations and indicate their variability.

     Once developed, this type of predictive equation could be applied to a
proposed establishment if an estimate of the employees to be present and the
patrons served were made.  In the case of approach k, variability in local
plumbing code requirements as to the fixtures per unit capacity should be
noted prior.to application.

     Uhfortunately, this type of approach has not been utilized in any way for
any of the establishments under study.  As a result, there is no existing
specific information or data of this type.  However, approaches 3 and k were
evaluated at ski areas in Southern Washington and Western Oregon during the
1967 ski season (Clark, 1969).  Although ski areas are not specifically one of
the establishments under study, they are very similar in that they serve a
transient population in a remote area.  The general category "ski area" was
judged to include too diverse a group of establishments and it was, therefore,
divided into classes and subclasses, to facilitate predicting water use and
wastewater production.  The water use was monitored at two day-lodge ski areas,
three overnight-lodge areas, and one combined day-overnight lodge.  In addition,

                                    A-93

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ski area patronage was identified for each monitoring period.   At two of the
lodges the wastewater flow was also monitored and samples were taken.

     Initially, water use relationships were derived from the  data for the day
lodge and overnight lodges in the form of approach 3:
                              Q = K  + K  [P]                             (9)
     Where, Q  = Daily flow
            K  = Base flow constant
            K? = Per patron contribution of Q
            P  = Number of total visitors for day lodges and number of over-
                 night guests for overnight lodges.

The combined day-overnight lodge equation included an extra term to allow
differentiation for more than one type of patron yielding the following
expression:

                          Q = ^ + KgtP^ + K3 [Pg]                       (10)

     Where, Q  = Daily flow
            K  = Base flow constant
            Kp = Per visitor contribution of Q
            P  = Number of visitors per day
            K_ = Per overnight guest contribution of Q
            Pp = Number of overnight guests per day

The values determined for K.. , K , and K  for each of the lodges studied are
presented in Table A-7&.               3

               TABLE A-78.  WATER USE RELATIONSHIP PARAMETERS,
                            L/day (Clark, 1969)
Lodge Type
Day Lodge
1
2
95$
V
133^0 8.13 -
Ul^O 2.19 -
Confidence
*
)
11.72
U.16
Limits
K3*
-
         Overnight Lodges
             1                13120      155 - 272
             2                 79^0      102 - 155
             3                 2950     Ul.6 - 93.2
         Combined Lodge       25520     3.78 - 6.8      37.8 - 136

  For equation (9), Q = K  + Kg[P], for day lodges and overnight lodges and
  equation (10), Q = K  + K_[P..] + K_[pp], for combined lodges.  All values
  are expressed in L/aay.

-------
     Recognizing that the base flow, K ,  was a function of the size of the
facility, Clark normalized K.. by dividing by the number of full-time employees
and fixture units.  The resulting values  of the normalized K  were quite con-
sistent, ranging from 5.63 to 7.30 L/day/employee per fixture unit (FU) (1.^9
to 1.93 gal/day/employee per fixture unit) with a mean of 6.5^ L/day/employee/
FU (1.73 gal/day/employee/FU).  The form  of the resulting predictive relation-
shop, essentially that of approach U, was, Q = Kj/EXFU) + K2(P-|_) + K3(P2)
with KI = 6.5^ L/day/employee/FU (1.73 gal/day/employee/FU) and the values of
K2 and K3 selected from Table A-78 depending on the lodge type.

     In monitoring wastewater production  at two lodges Clark found that ap-
proximately 70$ of the water used was returned as wastewater and the peak
daily flow was approximately 10 times the average daily flow.  Based on sample
analyses for a variety of parameters and the application of linear regression
techniques, predictive equations in the general form of Approach 3 resulted:
                        C =
                                                                         (11)
     Where, C  = Total daily contribution of BOD,., COD, SS, TKN, or ^
            K  = Base value constant (daily contribution per employee)
            E  = Number of employees
            K2 = Contribution of C per visitor per day
            P, = Total visitors
            Kl =
                 Contribution of C per overnight guest per day
               = Total overnight guests

The values determined for the constants for BODc,
in Table A- 79.
                                               c, TSS, TKN and TPO^ are listed
           TABLE A-79.  POLLUTANT CONTRIBUTION EQUATION PARAMETERS,
                        L/cap/day (Clark, 1969)

                  Kl*                 K2*                       K3*
Pollutant
                               Mean
95% C.L.
Mean
95% C.L.
BOD,-
COD
TSS
TKN
TPO^
* For





equation
77.
109
26.
- 21.
0.
(11),
2

8
5
M
C
g/cap/day.
2.
7-
0.
2.
15 -0.
= Kn [E] +
J_
59
63
Ikl
81
073
K [P

±3.
±6.
±5.
±1*.
±0.
] + K [P

5^
oi+
7k
77
318
18
38
133
31
6
.6
.3

.6
.99
^] . All values shown



± 59
±10*1
± 95
± 86
± 5
are

.9

.3
.3
.27
in

     Several points concerning this study are worthy of note.  The category of
ski areas was believed to be too broad and was divided into narrower sub-
categories.  For one of these subcategories, two types of patrons were identi-
fied and included in the predictive equation.  The monitoring study conducted
to develop predictive equations for this single category of establishments was
very detailed.  Water use and wastewater production flow monitoring, composite
                                     A-95

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wastewater sampling, and a record of patrons served were accomplished at
several establishments for a period of about six months.  The variability of
the equation parameters for flow is fairly low with reasonably narrow 95%
confidence intervals (Table A-78).   However, the parameters for the qualitative
equations are highly variable with wide 95% confidence intervals (Table A-79)•
In order to apply the developed equations to a proposed facility,  the designer
or engineer must be able to make a reliable estimate of the employees and
patrons expected.

     Approach 5—A major simplification of the previous approaches is to ex-
press the wastewater loadings totally as a function of the number  of patrons
served.  This approach is based on the assumption that all of the  water used
and wastewater produced is somehow indirectly or directly the result of the
patrons served.  Although the operational and employee contributions may
exhibit significant short-term variations in their relationship to the number
of patrons served, over the long-term and with regard to a design  loading
based on some form of maximum patronage, the variations in operational-employee
contributions are most likely lower and in some cases insignificant.  The form
of this predictive equation would be:

                                 C = K-jJP]                               (12)

     Where, C  = Total daily contribution of a selected parameter
            K, = Average contribution per patron served
            P  = The number of patrons served per day

     The information necessary to quantify the parameter, K,, includes water
use and/or wastewater flow data, wastewater quality information, and a simul-
taneous record of the patrons served.  The application of this type of equa-
tion, after determining the value for K  , would require only an estimate of
the number of patrons expected.

     This type of approach is commonly used for residential dwellings.  Al-
though information is available to predict the wastewater loadings on a com-
ponent event basis as discussed in approach 1, the contribution per resident
is often set equal to that of the component events found in a "typical house-
hold."  A prediction of the wastewater loading is made for a typical household
by estimating the number of residents.

     This approach has also been applied to several of the establishments
under study in the field investigations previously discussed.  For example,
the water use/wastewater flow from restaurants is commonly expressed per meal
served (i.e. per customer) and for schools, per student.

     There are several major problems associated with the development and
application of the five previously described predictive approaches.  In regard
to their development, for each category of establishments a number of such
establishments would have to be monitored for a number of days to  yield statis-
tically significant results.  The monitoring would necessarily include not
only water use and/or wastewater production, but also employees present and
the patrons served.  Upon development, the application of a given  predictive
equation to a particular establishment would require an estimate of the patrons


                                     A-96

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to be served and possibly the employees to be present over a selected time
period.  Obviously, if this estimate of patronage is not reasonably accurate,
the value of detailed predictive equations is diminished greatly.  This raises
the question of how expected patronage can be accurately estimated.

     Considering any establishment serving a transient population it seems
likely that actual patronage varies considerably from day to day at a. particu-
lar establishment and between establishments within the same category.  This
is most likely due to quantifiable factors such as services rendered and
establishment size, as well as subtle, intangible influences, such as location
and aesthetics.  As a result, an estimate of actual patronage for a selected
time period is very difficult to accomplish.  However, most design is based on
some form of maximum loading rather than a form of a variable, actual loading.
Therefore, an estimate of maximum patronage of some form would be desired.
For certain types of establishments, such as motels and theaters, an estimate
of maximum patronage could be made due to a finite, identifiable capacity and
a known patron turnover rate.  However, for other establishments, such as bars
and service stations, the capacity is not finite and identifiable, and the
patron turnover is highly unpredictable.  For these latter type of establish-
ments, an estimate of even maximum patrons to be served could be very difficult
to make.

     One approach to identifying maximum patronage for a given establishment
category would involve generating a patronage distribution.  This approach
could be applied and used not only for those establishments with a finite
capacity and identifiable turnover, but also for those without such charac-
teristics.  If one were to monitor patronage versus time at a given establish-
ment within a selected category, such as bars, the variations in patronage
could be identified on an hourly and/or daily basis.  If several categorically
similar establishments were monitored over several days (from low to high
patronage days) and the data were normalized by dividing by an establishment
characteristic,  such as seats, car spaces, square footage, etcetera, the data
could be grouped together and plotted.  Ideally, a relationship such as that
shown in Figure A-33 would result.  With the type of patronage information
shown in this figure for an establishment category, the designer could select
a design patronage, say 90$, thereby yielding the patrons/time/physical char-
acteristic.  With a knowledge of the specific physical characteristic at the
establishment in question, the design patronage could then be identified.
This design patronage could then be utilized with one of the previously des-
cribed predictive equations to estimate wastewater loadings.

     Approach 6—The difficulties associated with the generation of the pre-
viously discussed predictive equations, as well as their subsequent applica-
tion, are some of the reasons that they have not been utilized to any signi-
ficant extent.  Although the characterization data in a few cases has been
generated and expressed as a function of the patrons served, the typical unit
of contribution has been a readily  identifiable physical characteristic such
as seats, car spaces, square footage, etcetera, depending on the establishment
category in question.  Expression of characterization data in this manner is
much simpler and its application more readily accomplished.
                                    A-97

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          Patrons/Time

       Physical Parameter
                                                              90%
                        Observations Less Than or Equal to Stated Value, %
              Figure A-33-
Hypothetical patronage distribution
for a given establishment category.
     In using a physical characteristic to express wastewater characterization
data, the major assumption is that a properly selected physical characteristic
is indicative of potential patronage and vater use/wastevater production.  At
first glance, this assumption does not appear to be as appropriate as an ap-
proach based on patronage.  Reference is made to the field studies conducted
on each establishment category vhich indicated that results expressed as a
function of a physical characteristic exhibited a very large variation between
categorically similar establishments (e.g., laundromats) while those expressed
as a function of patronage in some form were fairly consistent (e.g., schools).
Even very similar establishments can experience significantly different patron-
age due to intangible influences.

     However, since designs are generally based on maximum loadings as a re-
sult of maximum patronage, it is possible that a certain physical character-
istic may be indicative of the expected maximum patronage.  This seems reason-
able since some physical characteristics such as seats, car spaces, square
footage, fixture units or a combination thereof, do establish a maximum
patronage, at least for a given turnover time period.  As noted, for certain
establishments, this time period is readily identifiable, while for others it
is very difficult to identify or even estimate.  If the water use and/or waste-
water production were monitored at a given establishment while it encountered
a maximum patronage, it may in fact be appropriate to express the characteri-
zation data as a function of a physical parameter.  These data would then
represent a maximum loading, rather than an average loading.

     The underlying assumption of this approach is that patronage is a function
of a selected physical parameter.   More accurately, the assumption is that the
maximum patronage is a function of a selected physical parameter.  Expressed
                                    A-98

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in equation form, it would appear as:

                                 Pd = K[PP]                              (13)

     Where, P, = Maximum patronage
            K  = Patronage coefficient
            PP = Physical parameter (number of seats, square footage,
                 etcetera) which provides "best correlation

For certain establishment categories which have a definite capacity and iden-
tifiable turnover such as schools, motels and theaters,  the value of K can be
estimated fairly well.  For others such as bars, bowling alleys and service
stations, an estimate of K would be very difficult due to a nebulous capacity
and turnover.  For these latter establishment types, the development of a
patronage distribution curve as previously discussed may be necessary  to
accurately estimate K.  Assuming values for K were identified for a particular
establishment category, the relationship for P  could be used to estimate max-
imum patronage for a proposed establishment.  This value could then be used
in the previously described predictive equations, to yield an estimate of max-
imum wastewater loadings.

     Approach 7—A gross simplification of the previously described approaches
and one which has commonly been used, is to ignore patronage and generate
wastewater characterization data based on a selected physical parameter.  An
equation such as the following results:

                                 C = K[PP]                               (1U)

     Where, C  = Total daily contribution of selected parameter
            K  = Parameter expressed as a function of PP
            PP = Selected physical parameter

If the value of K were determined at one or more establishments within a given
category which were experiencing a high level of patronage, it would be useful
for design purposes.  However, if K were determined at establishments  encoun-
tering a very low patronage, it would be incorrect to use this K for design.

     To generate this type of relationship, it would be  necessary to monitor
water use and/or wastewater flow on a selected time basis (e.g., daily) for
volume information and to composite samples from the wastewater for qualita-
tive data.  If a number of establishments were monitored over a number of days,
and the data were expressed as a function of a common physical parameter, the
data could be combined to yield statistical results for the category in ques-
tion.  In regard to applying these results in a predictive manner, it  would be
misleading and incorrect unless the data were generated  under high patronage
conditions.  To ensure that the data were generated under high, design-type
use, one could either specifically select monitoring days where high use would
be encountered or monitor over a number of days so that high use days  would be
included.  Then, by having a knowledge of the selected physical characteristic
at a proposed establishment, the value for K of the establishment category in
question could be used to yield an estimate of the maximum wastewater  loadings
expected.


                                    A-99

-------
     As noted previously, this type of approach has commonly been used for
many of the establishments under study, as well as for others.   The obvious
reason for this is the comparative simplicity in data generation and applica-
tion.  Unfortunately, the use of this approach without regard to the basis for
the approach has often led to high variability in the data for a given estab-
lishment category.

     Approach 8—A final approach includes a minor alteration of approach 7 in
that a base flow constant would be included to more accurately represent the
data.  An equation similar to that of approach 3 results:

                              C = ^ + K2[PP]                            (15)

     Where, C  = Daily contribution of Q, BOD-, TSS, . .  . per time
            K- = Base flow constant
            Kg = Daily contribution per physical parameter
            PP = Selected physical parameter

The generation and application of this type of approach is similar to that of
approach 7«

     McCuen, Sutherland and Kim (1975) found this suitable for predicting
shopping center water use.  The values of parameters equivalent to K]_ and K2
were determined for a number of shopping centers (department stores and mall
shops) utilizing water use information and physical characteristics.  For a
complete discussion of this example, reference is made to the individual
establishment field studies section on Shopping centers.

Daily Qualitative Characteristics—
     Within a reasonably narrow establishment category, establishments should
typically contain similar waste generating events, although perhaps different
in number.  The occurrence of theee waste generating events as a result of
basic operation and patron related activities results in the production of
wastewater.  At a given establishment the concentration of various pollutants
in the wastewater stream would be expected to vary during the day due to the
intermittent occurrence of different events.  Similar variations may also
exist from day to day, especially between high and low patronage days due to
the influence of operational flows and clean water flows from automatic events
such as urinal flushing.  Further, daily variations may result due to special
events such as a potluck dinner at a church.  Between categorically similar
establishments, daily effluent concentrations determined by short-term moni-
toring could differ for the above reasons as well as some differences in
waste generating events.

     Although variations may occur in the strength of a wastewater at a given
establishment and between categorically similar establishments, it would seem
that for the purpose of estimating the chemical/physical characteristics of an
establishment category's wastewater, representative daily composite concentra-
tions should suffice.  These concentrations could be determined through some
form of composite wastewater sampling at several establishments.  These chemi-
cal/physical concentrations could be used in combination with the daily waste
flow volume estimated by one of the detailed approaches described earlier to
yield an estimate of pollutant mass/day if desired.
                                    A-100

-------
     A comparison of this concentration approach versus a detailed mass ap-
proach may be made utilizing the data generated by the waste-water characteri-
zation study at winter ski areas (Clark, 1969).  As part of the study, the
wastewater flow volume was measured and composite samples taken at each of two
overnight-day use ski areas over approximately two weeks.  Analyses were per-
formed for BODc, suspended solids and other standard chemical/physical para-
meters.  A summary of the values determined for selected parameters is shown
in Table A-8d.  As shown, the day-to-day variations in the concentration of
any of the parameters is not excessive, nor is the variation between the two
establishments .
TABLE A-80.
                           SKI LODGE WASTEWATER CHARACTERISTICS
                           (Clark, 1969)
       Ski Lodge A
                                                Ski Lodge B
Parameter
Samples
BOD5, mg/L
TSS, mg/L
TKN, mg/L
TPOij, mg/L
Flow, L/day
Mean
9-12
395
321
76.6
12.7
31,600 L/day
Std.
Deviation
_
126
177
-
2.1*
—
Mean
15-16
382
372
80
13.2
56,UOO L/day
Std.
Deviation
_
170
208
29.3
6.6
-
Average
^
388
3^6
78
13
-
     Using the individual wastewater characterization data and records of daily
visitors and overnight guests which had been obtained simultaneously in combi-
nation with the employee and fixture unit characteristics of each establishment,
predictive equations of the following form were generated:

                       Flow = a(E)(FU) + b(TV) + c(G)                    (l6)

                    Pollutant Mass = x(E) + y(TV) + z(G)                 (17)

     Where, a,b,c,x,y,z = Equation parameters
            E           = Employees
            FU          = Establishment fixture units
            TV          = Total daily visitors
            G           = Total overnight guests

The predictive equations suggested for use in design for flow, BOD^, and TSS
were as follows:

                  L/day = 6.5^ (E)(FU) + 6.80(TV) + 136(G)               (l8)

                 g BOD5/day = 77.2(E) + 6.13(TV) + 78.5(G)               (19)

                  g TSS/day = 26.8(E) + 5-90(TV) + 132(G)                (20)
                                    A-101

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An example will serve to compare the use of an average pollutant concentration
and a detailed flow equation compared to a detailed mass equation to estimate
daily pollutant contributions from a given establishment.

     Lodge A:

     Employees              =   15
     Fixture Units          =  300
     Daily Visitors         = 2225
     Daily Overnight Guests =   75

     Detailed Pollutant Mass Equation:

        g BOD5/day = 77.2(15) + 6.13(2225) + 78.5(75)                    (19)
                   = 20,700 g BOD^/day

        g TSS/day  = 26.8(15) + 5.90(2225) + 132(75)                     (20)
                   = 23,1*30 g TSS/day

     Average Pollutant Concentration & Detailed Flow Equation:
        L/day      = 6.5^(15)(300) + 6.8(2225) + 136(75)                 (l8)
                   = 5^,770 L/day

        Average BOD .-/day = 388 mg/L

        g BOD5/day = (388 mg/L)(51*«770 L/day)(8.3^ lVgal)(U$li g/lb)
                                (3.78 L/gal)(lO  gal/MG)
                   = 21,290 g BOD./day
        Average TSS = 3^6 mg/L

        g TSS/day  = (3^6 mg/L)(5^.770 L/day)(8.3^ lb/gal)(U5U g/rb)
                                (3.78
                   = 18,980 g TSS/day
(3.78 L/gal)(lO  gal/MG)
As indicated by this example, the use of average concentrations determined
through daily composite sampling in combination with a reasonable estimate of
flow volume yielded a mass/day contribution very similar to that provided
through use of a very detailed mass/day prediction equation.

     A further ramification of this concentration-volume approach is that it
may be possible to predict the strength of the wastewater produced by dif-
ferent establishment categories if the waste generating sources and patron
activities are reasonably similar.  What may result are larger establishment
groupings, including several establishment categories, for the purpose of
estimating wastewater strength.  For example, it is conceivable that the
strength of the wastewater produced by bars, bowling alleys, and theaters may
be sufficiently similar to form one such group.  Unfortunately, data are
lacking to support or refute this possibility.
                                    A-102

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     This type of approach is commonly utilized for municipal wastewater faci-
lities design, with average concentrations and their ranges utilized for para-
meters such as BODtj and suspended solids.  To convert these concentrations to
a mass, an estimate of waste flow volume is made and a simple conversion is
applied.  Certain of the qualitative information presented in the general
guideline tables in terms of mass/day/parameter would appear to have been
generated in this manner, i.e., typical domestic wastewater concentrations
have been converted to mass values by utilizing an estimated flow volume.

Peak Flow Characteristics—
     The intermittent occurrence of various waste generating events within an
establishment or facility results in the production of a wastewater which
varies in both volume and strength with time.  The approaches discussed in the
previous sections have dealt primarily with the prediction of waste loadings
on a daily basis rather than on a short-term basis, such as per hour.  For the
various characterization parameters, short-term peak loadings appear to be of
marginal utility with the exception of flow volume.  Peak sewage flows are
often critical to design, and methods for their estimation merit further dis-
cussion.

     The short-term peak sewage flow from a given establishment is a function
of the types and numbers of waste generating fixtures present, such as showers,
sinks, toilets, dishwashers, washing machines, etcetera.  Obviously, the maxi-
mum peak loading which could physically occur would result under simultaneous
discharge from all fixtures present.  This peak rate could be easily estimated
with a knowledge of the fixtures present and their typical flow rates and/or
volume per use.  However, the likelihood of all fixtures discharging at once
would seem to be very small.  Rather than this maximum peak flow, it would
seem that an "expected peak flow" would be more useful and appropriate.

     To identify expected short-term peak flows, there appear to be two basic
approaches.  The first is a probabilistic approach based on the types and
numbers of fixtures present, typical flow rates and volume per use, and the
probability of their simultaneous occurrence (in part or in total).  The
second approach is more of a brute-force monitoring approach yielding expected
peak flows for a given establishment type as a result of water use/waste flow
monitoring versus time of day.  A discussion of each approach follows.

     Probabilistic approach—This type of approach is basically that developed
by Hunter (19^0, 19^1) commonly referred to as the "Fixture-unit Method."
Originally developed for predicting peak water demands within buildings, it
has commonly been used to also estimate peak sewage flows.  A discussion of
this approach was given in the section summarizing the existing information.
Briefly, the water demand through a fixture was seen to be a function of the
flow rate, length of use and frequency of use.  The fixture unit was defined
as a water demand equivalent to 7.5 gallons per minute and various fixtures
were then assigned a certain number of fixture units based upon their water
use characteristics.  Utilizing probability theory, Hunter developed curves
relating the expected peak water demand to the number of fixture units present
(refer to Table A-U6 and Figure A-15).
                                   A-103

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     Field monitoring—Continuous water use/waste flow monitoring at several
establishments within a given category over a sufficient length of time would
yield information on peak flow (e.g. peak hourly flow).  Further, periods of
low or no flow could be identified.  The major concern with this approach is
that the establishments monitored be representative of those typically included
in the given establishment category and that the monitoring be conducted over
a sufficient length of time so that the peak flows are actually encountered.

     As part of several of the establishment field studies previously discussed,
peak flows have been identified and occasionally flow hydrographs developed.
For the most part, this monitoring has been restricted to water usage, due to
the relative simplicity of gathering this type of data.  Although water usage
does not necessarily equal wastewater production in either volume or flow
pattern, peak water usage is often indicative of peak sewage flow.

     To allow a general review of selected peak flow data determined in the
establishment studies, Table A-8l has been prepared.  The ratio of peak hourly
flow to mean daily flow determined through in situ monitoring has been calcu-
lated where possible and presented.  As shown, for certain establishments,
peak hour ratios have not been identified, while for others more than one study
has been conducted.  It is interesting to note that where more than one study
has been conducted on a given establishment type, the peak hour/mean daily
values determined are reasonably consistent.  However, between very different
establishments such as restaurants and churches, there is a significant dif-
ference in the peak flow ratios determined.

                  TABLE A-8l.  PEAK HOURLY FLOW RATIO DATA
            Establishment
          Ratio
   Peak Hour/Mean Daily
       Bars/Taverns
       Bowling Alleys
       Campgrounds & Picnic Parks
       Churches
       Country (Golf) Clubs
       Laundromats
       Marinas
       Motels
       Restaurants
       Schools
       Service Stations
       Shopping Centers
       Sports Facilities
       Theaters
            . 0
        U.5, 6.9
        2.0, 2.7
3.2-5, 3.3-3.7, 9-1-l8.2
          19.5
      2.6, 2.0, 2.5
           7.5
     Although it is difficult to draw conclusions from the data presented, it
 appears that those establishments with relatively high numbers of fixture
 units and reasonably steady daily patronage such as schools, shopping centers,
 and restaurants encounter a lower peak flow ratio than those with relatively
 low numbers of fixture units and variable daily patronage, such as service
                                    A-10U

-------
stations and churches.  This seems reasonable, since the peak hourly flow is
not affected by low daily-use days, whereas the mean daily flow may be signi-
ficantly reduced.

Discussion—
     A summary of the approaches previously discussed is presented in Table
A-82.  These were reviewed and compared in an attempt to identify which should
in general be used to estimate the loading of a given parameter.  Considera-
tion was given to (l) the type and degree of monitoring required for develop-
ment, (2) the information necessary to apply an approach once developed,
(3) the accuracy of prediction expected, and (k) previous successful applica-
tions for establishments such as those under study.  Based on this analysis,
certain types of approaches have been identified as most appropriate and are
recommended as described in the following sections.

     Daily quantitative characteristics—Consideration of the existing char-
acterization data and the preceding analyses of various approaches to generate
data in a predictively useful manner clearly indicated that there are two,
distinct levels of predictive accuracy possible depending on the type of ap-
proach employed.  With regard to estimating average and maximum daily flow
volumes, the lower level of predictive accuracy appears to result from the use
of approaches which generate characterization data as a function of an estab-
lishment physical parameter such as square footage, seats, car stalls, etcetera.
An exception to this occurs when an estimate is desired for maximum daily flow
and the establishment category in question possesses a finite capacity and
known turnover rate.  Since the maximum patronage is a function of an establish-
ment size characteristic, the maximum daily flow, produced under maximum pa-
tronage, is likewise a function of the establishment size.  The higher level
of predictive accuracy appears to result when an approach is utilized which
generates characterization data as a function of patronage.

     The approaches presented and discussed for predicting average and peak
daily waste flow volumes were divided into three groups of approaches, con-
sisting of those based on:  (l) component event wastewaters (Al), (2) patron-
age (A2 to A5), and (3) establishment size(A7,A8).  All of the approaches
within the same group require the same general monitoring efforts for develop-
ment and/or information for application.  Of these three groups, the first
two appear to offer higher predictive accuracy but require greater developmental
and application efforts, than the third.  After consideration of all three
groups, the second group (A2 to A5) which generates the characterization data
as a function of patronage is felt to offer the proper balance between accuracy
of prediction and developmental/application requirements and is, therefore,
recommended.

     Monitoring requirements to enable the development of the recommended
approaches include simultaneous water use and/or wastewater flow volumes and
patronage measurements.  Additionally, establishment size would be noted as
indicated by fixture units, seats, etc.  Analysis of the data would then indi-
cate which of the approaches, A2 to A5, provided the greatest accuracy of
estimate.  It should be noted that the monitoring would also allow analysis of
the data for approaches AT and A8.


                                    A-105

-------





















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     To apply any of the approaches A2 to A5 requires an estimate of expected
patronage with approach A2 also requiring an estimate of employees and estab-
lishment size.  As discussed previously, expected patronage, especially maxi-
mum patronage, can be estimated readily for certain categories of establish-
ments such as motels and theaters due to a finite capacity and known patron
turnover rate.  However, for other establishments, such as bars and service
stations, the capacity is not finite and the patron turnover is highly unpre-
dictable, thus making patronage estimates very difficult to accomplish.  For
these establishments an empirical relationship of patronage and establishment
size [P = f (size)] would have to be derived during the monitoring phase.
With the patronage estimates, average flow could then be estimated using
average patronage with peak daily flow the result of maximum daily patronage.

     Daily qualitative characteristics—As indicated in the preceding analysis
of characterization approaches, it appears appropriate to generate qualitative
characterization data for a given category of establishments in concentration
form.  The generation of this data for a given category of establishments would
require the collection and analysis of several flow composited samples from
each of several establishments within the category.  As noted previously, the
category should be descriptively narrow and contain establishments possessing
similar waste generating sources.  Conversion of the concentrations to mass
contributions could be accomplished by utilizing an estimate of the waste flow
volume obtained as previously recommended.  To apply the resulting characteri-
zation data would only require assigning the establishment in question to a
particular establishment category.

     Peak quantitative characteristics—The characterization of peak wastewater
flow is recommended by continuous water use or wastewater flow monitoring
during expected hours of peak flow.  Expression of the peak flow appears most
useful as a ratio of the mean daily flow measured.  Thus, this monitoring
should ideally be accomplished along with the monitoring conducted to charac-
terize daily wastewater flow volumes.  It is possible that this type of
characterization approach may facilitate the development of a probabilistic
approach similar to that developed by Hunter (19^0, 19^-1), as discussed
previously.

     To summarize briefly, the following types of approaches are recommended
for generating and presenting characterization data for the types of estab-
lishments under study in a predictively useful and accurate manner:

         Daily Quantitative Contributions—
             Q    = f (Patronage   )
             ^ave             ° ave
             Q    = f (Patronage   )
              inax             e max
                  Patronage values required for application estimated based
                  on establishment size or a derived relationship.

         Daily Qualitative Characteristics—
                  The results of statistical analysis of flow-composited
                  samples with mass contributions calculated.
                                    A-10T

-------
         Peak Flow Characteristics—
                  Continuous water use and/or wastewater flow monitoring
                  with expression as peak to mean daily.

Characterization Data Generation

     In the discussion at the close of the summary of the existing information
section, the characterization data provided by previous field studies was
briefly reviewed and considered as to its extent, but this was done without
regard to the approach used to generate and present the data.  However, the
approach used to generate and present characterization data is of prime impor-
tance, and to a large degree, determines the predictive accuracy and reliabi-
lity of the data.  Thus, consideration of the existing data must necessarily
include consideration of the approach utilized to generate the data.  A review
of the existing information from previous field studies, considering the
amount of data available as well as the approach used for its generation,
indicated the characterization data which was altogether lacking or in need of
verification for each of the establishments under study and several key para-
meters.  This information, as presented in Table A-83 shows a substantial
amount of characterization data lacking or in need of verification.

     At the onset of this study, it was anticipated that after compiling a
comprehensive summary of the existing characterization data for the establish-
ments selected for study, consideration of the summary would indicate the data
which was lacking or in need of verification, and then field studies could be
readily accomplished to provide the necessary data.  However, after the exis-
ting characterization data was compiled and evaluated and an analysis of
characterization methods was conducted, it became clear that proper character-
ization of the wastewaters from the study establishments was a considerably
more difficult task than had been originally envisioned.  Thus, it became
obvious that this study could not hope to provide all the missing pieces of
data due to finite resources and time constraints, but rather would indicate
which pieces of data were lacking, recommend the proper approaches to generating
the necessary data, and provide as much additional data as possible.

Data Generation Methods—
     To provide additional characterization information, data was collected
regarding quantitative and qualitative characteristics for several categories
of establishments.  To facilitate data gathering, the cooperation of two,
large liquid waste pumpers/haulers was secured.  It was discovered that many
of the establishments under study employed holding tanks for disposal of their
wastewaters and it was felt that this would facilitate monitoring efforts,
both for quantitative, as well as qualitative characterization.

     Quantitative Characterization—Attempts were made to include all of the
establishments under study for which additional waste flow volume data was
necessary in this effort.  In total, 18 establishments within 7 of the cate-
gories under study were included.  As a result of certain political considera-
tions, measurements had to be obtained from holding tank pumpage records,
which in most cases covered a two-year period.  A list of the establishments
included and their characteristics appear in Table A-8U.  Attempts were also
made to secure the cooperation of several local establishments to allow the

                                    A-108

-------












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A-109

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monitoring of water use.  However, a complete unwillingness  to participate in
any form by several establishments quickly discouraged these efforts.

TABLE A-81*.  ESTABLISHMENT CHARACTERISTICS - QUANTITATIVE CHARACTERIZATION

No.
1
2
3
h

5

6

7

8

9

10

11
12
13
lU
15
16
IT
18
Establishment
Type
Bar/Tavern
Bar/Tavern
Campground
Church

Church

Church

Church

Country Club

Country Club

Country Club

Drive-in Restaurant
Restaurant
School
Gas Station
Gas Station
Gas Station
Gas Station
Gas Station
Characteristics
50 seats, restrooms
110 seats , restrooms
230 sites , comfort stations , laundry
125 members , restrooms , kitchen
facilities
160 attendants on Sunday, restrooms,
kitchen
200 attendants on Thursday and
Sunday, restrooms
360 members , restrooms , kitchen
facilities
Golfing, 75 seat restaurnat,
locker rooms /showers
Golfing, 60 seat restaurant,
locker rooms /showers
Golfing, TOO seat restaurant,
locker rooms/showers
20 car stalls, 20 seats, restrooms
300 seats
l60 students , restrooms
2 bays, 2 pump isles, restrooms
3 bays, 2 pump isles, restrooms
2 bays, 2 pump isles, restrooms
2 bays, 2 pump isles, restrooms
2 bays , 2 pump isles , restrooms
Period of
Data
lM -
5/7U -
5/T5 -
1/7U -

10/7U -

U/7U -

9/T^ -

11/7U -

T/T5 -

10/T1* -

10/7U -
10/7U -
10/T1* -
12/7U -
10/7U -
12/7U -
12M -
10/7U -
12/7U
12/7U
9/76
9/76

10/76

9/76

8/76

10/76

-9/76

10/76

10/76
10/76
10/76
10/76
10/76
10/76
10/76
11/76
     Qualitative characterization—Qualitative characterization was conducted
at lU establishments within five of the categories under study:  churches,
country clubs, restaurants, schools and service stations.  A list of the
establishments included and their characteristics is shown in Table A-85.

     This characterization was accomplished through sampling of the wastewater
in the holding tank serving each of the establishments.  Each time the holding
tank was pumped, a sample of the wastewater was collected.  The sample was
obtained in three portions, at the beginning, middle and end of pumping, off
of a drain valve on the centrifugal pump located on the pumper tank.  After
collection, the samples were refrigerated until they were transported back to
the University of Wisconsin for analysis.  Each sample collected was analyzed
routinely for chemical oxygen demand, total and suspended solids, total
Kjeldahl nitrogen and total phosphorus according to procedures outlined in
Standard Methods  (1971).  The results of the analyses were subsequently
                                    A-110

-------
          TABLE A-85.  ESTABLISHMENT CHARACTERISTICS - QUALITATIVE
                       WASTEWATER CHARACTERIZATION
Establishment
No.
1(8)*
2(10)

3(*0
1+
5(12)
6
7(11)
8
9(17)
10(15)
11(18)
12
13(16)
lU
* Number
Type
Country (Golf) Club
Country (Golf) Club

Church
Church
Restaurant
Restaurant
Drive-in Restaurant
School
Service Station
Service Station
Service Station
Service Station
Service Station
Service Station
in parenthesis is the
Characteristics
Golfing, 75 seat restaurant, locker rooms
w/showers
Golfing, 700 seat restaurant, locker rooms
w/showers
125 members , restrooms ,
-
300 seats , restrooms
-
20 car stalls , 20 seats
Elementary
2 bays , 2 pump islands ,
3 bays , 2 pump islands ,
2 bays, 2 pump islands,
—
2 bays, 2 pump islands,
-
no. of the establishment


kitchen facilities



, restrooms

restrooms
restrooms
restrooms

restrooms

as shown in











Table A- 8^
analyzed to determine the mean, coefficient of variation and range of concen-
tration measured for each category involved.

Results and Discussion—
     Quantitative characterization—The volume of wastewater produced per day
by each of the establishments is presented in Table A-86.  Also shown is the
period of days over which each individual volume measurement was made.  Uti-
lizing the available physical characteristics of each establishment, the flows
were converted to volume/day/unit values as presented in Table A-87.

     Qualitative characterization—The results of qualitative analyses were
grouped according to category and subsequently analyzed.   The mean,  coefficient
of variation and range of values determined for each category are presented in
Table A-88.  As shown, there is a significant difference between the concentra-
tion of the selected parameters between categories of establishments.   However,
within each category the variation of concentrations is reasonably low as
evidenced by the coefficients of variation.  These results appear to support
the previous discussion and recommendation that the use of average concentra-
tions of composite wastewater samples is acceptable as a characterization
approach.  -

     It should be noted that the wastewater generated by each establishment
remained in the holding tank for varying periods of time prior to sampling.
Also, the entire contents of the holding tank was not always pumped completely.
As a result, the values identified for COD and suspended solids may be somewhat
less than those in the fresh, raw wastewater.
                                    A-lll

-------
                TABLE  A-86.   DAILY WASTE FLOW VOLUMES,  L/day

Wo.
1
2
3
k
5
6
7
8
9
10
11
12
13
lU
15
16
IT
18
Establishment
Type
Bar/Tavern
Bar/Tavern
Campground
Church
Church
Church
Church
Country Club
Country Club
Country Club
Drive^n Restaurant
Restaurant
School
Service Station
Service Station
Service Station
Service Station
Service Station
Meas .
Period*,
Days
8
6
3t
31t
8lt
38t
1*3
8t
5t
3t
8
3
23t
23t
Ut
9t
5
8
Data
Pts.
U5
38
101
27
8
21
16
55
55
193
108
23k
22
26
lUl
63
1U8
122
Mean
281+Ot
2080t
23810
36ot
300
290t
270t
336ot
2650t
7820t
281+Ot
5670t
lUTOt
930
l*910t
2190t
H5l*0t
23Uot
95$
21+20
1700
19660
290
210
2UO
230
2530
2230
7030
2610
5370
870
760
1+350
1890
1+120
2150
C.I.
- 3290
- 2530
- 27600
- 1+50
- 380
- 370
- 330
- 1*380
- 3lUo
- 8690
- 3ll*0
- 9750
- 2570
- 1130
- 5590
- 2530
- 1+990
- 2570
* Average period between holding tank pumpage.  Includes non-working single
  days,  but no off-season.
  Log-normalized data.
                  TABLE A-87.  DAILY WASTE FLOW, L/day/unit

No.
1
2
3

1+

5

7

8
10
11
Establishment
Type
Bar
Bar
Campground

Church

Church

Church

Country Club
Country Club
Drive-in

Unit
Seats
Seats
Campsite
Registration
Sunday Attendant

Sunday Attendant

Member

Golfer
Golfer
Patron Car Space
Mean
57
19
102
300*
2.3
(15- 5t)
1.9
(I3t)
0.8
(5.3t)
15*
6M*
36
95$
1+9
15
87

1.9

1.1

0.6



33
C.I.
- 6H
- 23
- 121
-
- 2.6
-
- 2.3
-
- 0.9
-
-
-
- 39
           Restaurant
                                 (continued)
                                    A-112

-------
                           TABLE A-87 (continued)
      Establishment
No.
Type
Unit
Mean
C.I.
12
13

ll*

15
16
17

18
Restaurant
School

Service

Service
Service
Service

Service


Station

Station
Station
Station

Station
Seat
Student

Bay
Car Served
Bay
Bay
Bay
Car Served
Bay
19
9-1
(13*)
u?o
8.7*
1630
1100
2270
23*
1170
18 -
5-3 -

330 -
_
lUUo -
950 -
2060 -
_
1080 -
20
16

570

1850
1290
21*90

1290
* Values presented as L/unit.
t Assumes all flow on Sunday, value expressed as L/day/worshiper.
+ Assumes all flow on Monday-Friday, value expressed as L/school day/student,
     The results of this study have been combined with the results of the
previous investigations to provide a comprehensive summary of water use/waste-
water characterization data for the selected establishments.  An evaluation of
the data was conducted in an attempt to identify expected loadings from estab-
lishments within each category.  If several pieces of data were available for
a given parameter and establishment, a range of values was  determined.  Due
to differences in establishment type and monitoring methods this was felt to
be more appropriate than presenting a mean value.  However, if a piece of
data was felt to be unreliable due to the method of generation, it was omitted.
The results of this evaluation are presented in Table A-89 for quantitative
parameters, including mean daily flow and peak flow ratios.  A similar summary
table was not prepared for qualitative parameters due to a general lack of
reliable information.

Summary

     A substantial amount of characterization data presently exists.  However,
certain specific data are yet lacking or in need of verification.  Additional
extensive field studies are necessary, utilizing the recommended characteriza-
tion approaches, to provide the missing data for establishments included in
this study.
                                    A-113

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A-115

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METHODS FOR IN-HOUSE ALTERATION OF WASTEWATER CHARACTERISTICS

     The characteristics of a waste-water can have a major impact on the design
and performance of any wastewater treatment and disposal system.  Recognizing
this fact, increasingly more emphasis is being directed toward developing
methods for in-house alteration of the raw wastewater characteristics.   Elimi-
nation of potential pollutants at the source, such as flow, oxygen-demanding
substances, suspended solids, nutrients, and pathogenic organisms, or their
isolation in a concentrated waste stream could enhance conventional disposal
methods or facilitate the development and use of innovative alternatives.

     Consideration of the results of the previously discussed characterization
work readily indicates that two powerful strategies for altering typical waste-
water characteristics are (l) waste flow reduction and (2) waste segregation.
A discussion of each strategy follows.  It should be noted that although the
primary thrust of the following discussions has been directed toward residen-
tial dwellings, many of the concepts and techniques presented have application
to non-residential establishments as well.

Waste Flow Reduction

Methods to Achieve Waste Flow Reduction—
     Waste flow reduction involves reducing the volume of water used within a
household or other establishment, thereby producing a reduction in the  volume
of wastewater produced.  To accomplish this, an array of concepts, techniques
and devices have been proposed.  To illustrate the extent and diversity of
these methods, Table A-90 has been prepared.  As shown, waste flow reduction
methods may be divided into three major categories:  (l) elimination of non-
functional water use, (2) water-saving fixtures, devices and appliances and
(3) wastewater recycle/reuse systems.

                  TABLE A-90.  WASTE FLOW REDUCTION METHODS


        I.  Elimination of Non-Functional Water Use

            A.  Eliminate Wasteful, Water-Use Habits
            B.  Maintain Non-Excessive Water Pressure in House Supply
            C.  Maintain Plumbing in Good Repair

       II.  Water-Saving Devices, Fixtures and Appliances

            A.  Toilet
                1.  Conventional toilet, tank inserts
                2.  Dual-flush toilet devices
                3.  Shallow-trap flush toilet
                U.  Mechanically-assisted, low-volume flush toilet
                    a.  Compressed air
                    b.  Vacuum
                    c.  Grinder


                                 (continued)

                                    A-116

-------
                           TABLE A-90 (continued)

                5.   Non-water carriage toilets
                    a.  Composting
                    b.  Incinerator
                    c.  Closed-loop recycle (water or oil)
            B.  Bath/Shower
                1.   Shower flow controls
                2.   Reduced-flow showerhead
                3.   Pressure-balanced mixing valve
                k.   Air-assisted low-flow shower system
            C.  Clotheswasher
                1.   Adjustable cycle settings
                2.   Suds-saver feature
            D.  Dishwasher
                1.   Adjustable cycle settings
            E.  Sink Faucets
                1.   Faucet inserts
                2.   Reduced-flow faucet valves
                3.   Faucet aerators
                k.   Pressure-balanced mixing valve

      III.  Wastewater Recycle/Reuse System

            A.  Bath/Laundry Wastewater Reuse for Toilet Flushing
            B.  Bath/Laundry Wastewater Reuse for Exterior  Uses
            C.  Combined Wastewater Reuse for Toilet Flushing
     Elimination of non-functional water use—Non-functional water use  is
typically the result of (1) wasteful, water-use habits,  (2)  excessive pressure
in the house supply, and (3) inadequate plumbing and appliance maintenance.
Wasteful water use habits, such as using a toilet flush  to dispose of a ciga-
rette butt or operating a clotheswasher or dishwasher with only a partial  load,
produce needless quantities of waste flow.  Excessively  high water pressure  in
the house supply can result in unnecessarily high water  flow rates through
faucets, showerheads and similar fixtures.  Unseen or apparently insignificant
leaks from household fixtures and appliances can generate substantial quanti-
ties of waste flow.  Obviously, the potential for waste  flow reduction  through
elimination of these types of non-functional water uses  varies tremendously
between homes depending on existing characteristics.

     Water-saving devices, fixtures and appliances—To reduce the quantity of
water used by a given household fixture or appliance in  accomplishing a given
task, conventional fixtures are being redesigned and new and innovative devi-
ces, fixtures and appliances are under development.  Among these are toilet-
tank inserts, faucet aerators, showerhead inserts, flow-regulated showerheads
and faucets, water-saving dishwashers and clotheswashing machines and innova-
tive toilets, including reduced flush and non-water carriage systems.  Since
toilet flushing, bathing and clotheswashing collectively account for over  10%
of a typical household's waste flow volume, efforts to achieve major reductions
have logically been concentrated in these three areas.

                                    A-11T

-------
     Wastewater recycle/reuse systems—A final method for reducing waste flow
volumes involves processing all household wastewater or the fractions  produced
by certain activities for subsequent reuse.   The flow sheets suggested have
been numerous and vary considerably.  However, major emphasis has  been placed
on recycling bath and laundry wastewaters through some form of treatment pro-
cess for use in flushing water-carriage toilets and lawn irrigation.

Evaluation of Flow Reduction Methods—
     A limited number of investigations have been conducted to identify the
actual waste flow reductions possible through utilization of certain of the
previously described methods.  A brief review of several studies follows.

     In 1969, Bailey, et.al., reported the results of a literature survey of
methods for waste flow reduction from households conducted by the  Electric
Boat Division of General Dynamics.  Flow reductions were projected for various
water-saving devices used in a hypothetical household.  To enable  these pro-
jections, base water use was estimated at 210 L/day (55 gal/day) for household
uses including 57 (15) for dishwashing, 130 (35) for laundry, and 19  (5) for
cleaning, and 190 L/cap/day (50 gal/cap/day) for personal uses including 11
(3) for drinking and cooking, 78 (20) for bathing, 8 (2) for oral  hygiene and
9U (25) for toilet flushing.  The waste flow reductions predicted  were,

                 Flow control shower heads  -  23 L/cap/day
                 Faucet aerator             -  1.9 L/cap/day
                 Shallow-trap toilets       -  28 L/cap/day
                 Dual-flush cycle toilet    -  66 L/cap/day
                 Washing machine sudsaver   -  U.5 L/cap/day

     In 1971, a follow-up study supported by the U.S. EPA was performed by
General Dynamics to field evaluate certain promising methods identified in
their  first study.  Eight households were included in the demonstration pro-
ject,  six in southeastern Connecticut and two in San Diego, California.  At
each of the homes, water meters were installed in the house supply line, as
well as in the individual lines to the toilet, bath/shower, and laundry  (five
homes  only).  The water usage was recorded by the homeowners on a weekly
basis.  To provide base flow data, water use was monitored for six months
prior  to device installation.  Then, flow reducing devices and recycle systems
were installed, including shallow-trap toilets, two types of dual-flush toilet
devices, flow-reducing showerheads, and a wastewater recycle system, and water
was monitored for one year.  After this period, the devices were removed and
water  use was monitored for another six months.  A summary of the waste  flow
reductions produced by the devices is presented in Table A-91.

     Flow-reducing showerheads were found to produce only a minor reduction in
the total household flow.  The investigators believed this to be due to  the
fact that the residents preferred baths over showers.  The shallow-trap  toilets
produced a moderate reduction of about 3% to 9% of the total household flow.
As expected, the most substantial water-savings (26%) were achieved with  the
recycle systems which processed the bath and laundry wastewaters for toilet
flushing and lawn sprinkling.
                                    A-118

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                  TABLE A-91.
WASTE FLOW REDUCTION SUMMARY
(Cohen and Wallman, 197*0
Device
Flow Limiting
Shower Head
Shallow- Trap
Toilets
Dual Flush
Toilet Devices
Wash Water
Recycle System



Description
or Type
9.5 L/min
13.3 L/min

9.5-12.5 L/ flush
8/17 L/flush
14/17 L/flush
Storage •»•
Filtration -»•
C12 -»• Toilet
Flushing/
Sprinkling
Units
Tested
3
8

6
k
k

3



Average
Occupants
5.8
3.8

fc.5
2.8
3.2

6.3



Water
L/cap/day
1.6
3.7

1U.8
20.5
12. k

MK



Savings
% of Total
0.8$
1.2%

6.9%
8.6%
3.3fo

26. %



     This investigation also included two important aspects of waste flow
reduction, namely, homeowner acceptance of the devices utilized and the net
costs incurred through their use.  Homeowner acceptance was evaluated through
distribution of a formal questionnaire to the l6 adult occupants of the eight
study homes.  A summary of the questionnaire results in terms of user accep-
tance is shown in Table A-92.  As shown, there was a clear indication of these
homeowners' acceptance of the waste flow reduction devices utilized, with the
possible exception of utilizing recycled wastewater for lawn watering.

         TABLE A-92.  HOMEOWNER ACCEPTANCE OF FLOW REDUCTION DEVICES
                      (Cohen and Wallman, 197*0
       Device or System Tested
           Number of
          Respondents
Percent of Responses
Indicating Acceptance
Flow Limiting Shower Heads                   16
Shallow Trap Toilets                         12
Dual Flush Devices                            6

Wash Water Recycle for Toilet Use             6
Wash Water Recycle for Lawn Sprinkling        h
                                 83%
                                100%

                                 61%
The costs for installation and operation of the various waste flow reduction
devices was computed and the net savings or costs incurred were estimated
based on typical water and sewer rates in the study areas.  Although such
calculations are of questionable validity due to rate structure mechanics, the
investigators perceived the devices to be economically justifiable.
                                    A-119

-------
     In 1971» the Washington Sub-urban Sanitary Commission (WSSC)  began actively
promoting public water conservation in an attempt to reduce wastewater flow
volumes (Bishop, 1975).  A major phase of WSSC's program involved the evalua-
tion of pressure reducing valves, toilet tank inserts and flow-reducing shower
heads.  The evaluation involved the installation of U,800 devices in 2,^00
residential units; approximately one-half were single-family dwellings with
the other half apartments and townhouses.  In addition to the water-saving
devices, a booklet containing suggestions for water conservation  was distri-
buted to each participant.  Based on the results of one year of operation with
the water saving devices, the apartment units and single family units had
reduced their consumption by 12 and 18-20 percent, respectively,  through use
of the toilet tank inserts (weighted, water-filled plastic bottle).   Flow-
reducing shower heads (11.3 L/min) yielded a 1.2% reduction in consumption.  It
should be noted that a major portion of these water savings may have been due
to improved water-use habits as a result of the information booklet  distributed.

     Follow-up studies by the WSSC included the installation of showerhead
inserts in 100 townhouses (Bishop, 1975).  Based on water-use monitoring over
a ten-month period, daily water use was found to increase by about 2.5%.  The
investigators attributed the increase and the contradictory results  of the
two studies to user lifestyle habits.  The lack of a supervised installation
program in the latter study was also felt to be responsible for the  water-use
increase.

     As part of the effort to characterize household wastewater conducted as
a phase of this study, event water use was monitored at eleven homes for a
total of U3U days.  To assess the potential for waste-flow reduction in these
homes, four water-saving methods were hypothetically applied to each home.
These methods included:  (l) reducing the toilet flush to 11 L (3 gal);
(2) replacing the existing clotheswasher with a sudsaver model; (3)  controlling
the volume of water used for bathing to 57 L (15 gal) per bath or shower, and
(^) recycling the bathing and laundry water for toilet flushing.   The calcula-
ted flow reductions possible through utilization of these four methods are
shown in Table A-93.

     Utilizing an 11 L/flush (3 gal/flush) toilet, a sudsaver washer, and a
57 L (15 gal) bath/shower, waste flow reductions of 7 to 23% were calculated
with an average of Y[% .  Recycling the bath and laundry wastewaters  for toilet
flushing could increase these reductions to 23 to h3% with an average of 33%.
It should be noted that these reductions were calculated assuming that the
number of events/cap/day remained unchanged after application of the water-
saving methods.

     A comparison of these results with those of the previously discussed
studies indicated some disagreement as to the water savings and waste flow
reductions achievable through utilization of a particular device.  This is as
expected, however, in light of the variation in water-use habits between indi-
viduals and homes.  For example, if the residents of a given household prefer
baths for bathing, a flow-reducing showerhead will be of little value.  Simi-
larly, a. low-flush toilet will not have as significant an effect for the
household where the residents are very mobile and tend to use restroom faci-
ties outside the home.  Due to these types of user habit variations, it is

                                    A-120

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A-121

-------
very difficult to accurately predict the actual waste flow reduction which may
result from use of a particular device in a given household.  One must exercise
caution in applying the laboratory performance data or even limited field in-
formation for a given water-saving device to an "average" household water use,
to yield a particular flow reduction for a given household.

Waste Segregation

     A second major technique for altering the characteristics of household
wastewater involves separating the toilet wastes ("black water) from the other
household wastewaters (grey waters) for separate treatment and disposal.  This
segregation scheme also includes the elimination of the household garbage
disposal.  The basis for suggesting this segregation lies in the characteris-
tics of the segregated waste streams.

     The results of the characterization studies previously discussed in this
appendix demonstrated that the use of a garbage disposal can increase the
BOD;, and suspended solids loading in household wastewater by 22% to &k% and
1*3% to 9*$» while adding little flow, nitrogen or phosphorus (Table A-36) .
For this reason and the fact that most of the wastes handled by a garbage dis-
posal can be handled effectively as solid wastes, the garbage disposal was
eliminated as part of the segregation scheme.

     The division of chemical/physical pollutants between the black water and
grey water, are shown in Table A-9^-  On the average, the grey water contri-
butes about 65% of the flow, 10% of the phosphorus and 63$ of the BOD,-, while
the black water contributes about 6l% of the suspended solids, 82% of the
nitrogen and 31% of the BOD,-.

      TABLE A-91*.  BLACK AND GREY HOUSEHOLD WASTEWATER CHARACTERISTICS*
Pollutant
                        Grey Water
                  Black Water
               Mean   Range
                              Mean
                              g/c/d
Mean
mg/L
                                 Mean   Range
        Mean    Mean
        g/c/d   mg/L
63    51-80   28.5
                                        255
           37
20-1*9   16. T
                                                                         280
Suspended
Solids
Nitrogen
Phosphorus
Flow
39
18
TO
65
23-61*
1-33
58-86
53-81
17.2 155
1.9 IT
2.8 25
111 L/cap/day
6l
82
30
35
36-TT
6T-99
ll*-l*2
19-1*7
27.0
8.7
1.2
1*50
ll*5
20
60 .L/cap/day
 * Based on the results of studies by Olsson, Karlgren & Tullander, 1968;
  Cohen & Wallman, 19T^; Ligman, Hutzler & Boyle, 19T^; Laak, 19T5; Bennett &
  Linstedt, 19T5; and this study - garbage disposal results omitted.
                                    A-122

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     The microbiological characteristics of the two vaste streams,  and in par-
ticular the grey water, are of prime importance.  Both enteric  and  non-enteric
organisms are of interest, and the obvious concern is  for the potential occur-
rence of pathogenic organisms in the grey and/or black water streams.   Obvious-
ly, a prerequisite to encountering any pathogenic organisms  in  either  waste
fraction is that a member of the household or visitor  thereof,  be shedding
pathogens.  Unfortunately, data concerning the percentage of the population
shedding various potential pathogens is highly variable and, in many cases,
altogether lacking.

     In regard to enteric organisms, samples of the effluents from  septic
tanks receiving combined household wastewater have been found to consistently
contain significant concentrations of indicator bacteria and the potential
pathogen, Pseudomonas aeruginosa (McCoy and ZiebeH, 1976).   Staphylococeus
aureus and salmonellae have also been isolated, but only infrequently  and in
much lower concentrations (McCoy and Ziebell, 1976).  Intuitively,  one would
expect that the great majority of these organisms (predominantly enteric)
in combined household wastewaters are contributed in the toilet wastes, with
the grey water being comparatively less contaminated.   The microbiological
studies conducted as a part of this project indicate that bath  and  laundry
wastewaters do possess a potential for yielding enteric contamination  of the
grey water, possibly including enteric pathogens.  However,  the degree of
enteric contamination and the potential for encountering enteric pathogens in
the grey water appears significantly lower than that of either  the  black
water or combined household wastewater.  Table A-95 illustrates this point.

     In addition to the enteric organisms, non-enteric organisms such  as
those discharged in sputum and washed from the skin, deserve attention.  If
someone in a household were suffering from a respiratory or  an  external

      TABLE A-95.  ESTIMATED BACTERIOLOGICAL CHARACTERISTICS OF VARIOUS
                   HOUSEHOLD WASTEWATER STREAMS, organisms/100  mL
Effluent


Organism
Total Coli forms
Fecal Coliforms
Fecal Streptococci


Grey*
Water
1000
660
250


Toilet**
Wastewater
6,000,000
6,000,000
60,000


Combined1
Wastewater
2,100,000
2,100,000
21,000
Combine d+
Wastewater
Septic Tank
Effluent
3,^00,000
1*20,000
3,800
* Contribution of flow by bath and laundry approx.  equal,  average of means
  for two events calculated, contribution of organisms  by  other household
  events (kitchen sink, etc.) assumed equal to this average.
**Calculated assuming:  100 wet gm feces/cap/day and toilet flush flow of
  60 L/cap/day with bacterial contents per wet gram of  feces  equal to,
  total and fecal coliforms = 10? and fecal streptococci = 10^.
'  Calculated:  Value = .65 grey water value and .35 toilet wastes value.
+ McCoy and Ziebell, 1976.
                                    A-123

-------
epidermal infection, the possibility would exist for the  associated non-enteric
organisms to enter the grey wastewater stream.   This is evidenced by the  re-
sults of analyses on coliform and streptococcal isolates  of bath and laundry
origin noted previously, which indicated that much of the bacterial contamina-
tion in the samples was from the natural environment or skin  flora  of man.
To assess the magnitude of this potential for encountering  non-enteric  organisms
in grey water and place it in perspective one has to consider the relative
importance of grey water, even without treatment, as a transmission route
compared to other routes, such as the vehicles, vectors and person-to-person
contact encountered in normal daily activities.  Consideration of this  factor,
as well as the added fact that many of the non-enteric organisms of concern are
ubiquitous opportunists would seem to indicate  that in general, transmission
of non-enteric organisms through household grey waters is not of major  concern.

Methods to Achieve Waste Segregation—
     To provide for segregation and separate handling of  the  toilet wastes,
several alternatives to the conventional flush  toilet have  been proposed.  In
a recent study, over a dozen alternative toilets were identified  (Rybczynski
and Ortega, 1975).  Those which have been receiving increased promotion and
attention include the composting, closed loop recycle, very low flush/holding
tank systems, and incinerating toilet systems.

Evaluations of Segregated Treatment Systems—
     Very little research has been conducted on segregated  treatment systems.
Obviously, waste segregation was an integral part of society  for many years
for those utilizing the pit privy.  However, only recently  have actual  inves-
tigations of segregated waste treatment been initiated.   For  the most part,
these investigations have been directed toward evaluation of  the non-water
carriage toilet systems.  Typically, grey water disposal  has  been accomplished
with a conventional septic tank-soil absorption system, possibly of reduced
size due to a reduced hydraulic loading.  However, other  more innovative
alternatives may be feasible due to the reduced pollutant load and  contamina-
tion of the grey water.

Implications for Onsite Wastewater Disposal

Impact on the Operation of Existing Systems—
     For an existing soil disposal system which is functioning satisfactorily,
reducing the wastewater flow volume or eliminating pollutants at  the source
might serve to extend the life of the soil absorption system.  However, by
what factor, if at all, is presently unknown.  If the existing system were
failing, with wastewater daylighting or backing up, flow reduction  efforts
could reduce the waste load sufficiently to remedy the situation.   For  those
establishments utilizing a holding tank system, waste flow reductions could
yield significant savings in pumping charges.

     With regard to existing disposal systems,  it is important to realize that
simple, relatively inexpensive waste flow reduction measures  may yield signi-
ficant benefits, especially to those households which have  disposal systems
which are hydraulicly overloaded.  If a given technique or  device does  not
yield the expected reduction, in many cases little time,  effort and money will
have been lost.  If the objective was to remedy an overloaded system and waste

                                    A-12U

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flow reduction techniques proved unsuccessful, alternative, more costly solu-
tions such as expanding or replacing the system, could then be tried.

Impact on the Design and Operation of New Systems—
     Accounting for the altered waste loads provided by water conservation
practices can be a complex task.  One must be relatively confident that the
use of a given device or system will yield a predicted waste load reduction.

     Further, one must be confident that the technique or device utilized will
be accepted by the present users as well as future users and be used through-
out the service life of the disposal system.  If a device or system does not
yield an expected reduction or is disconnected or replaced, the waste  loads
to the onsite disposal system will be greater than expected, possibly resulting
in system failure.  If this happens, remedial actions could be taken,  including
upgrading or replacing the disposal system; however, this is often costly and
very difficult to accomplish.  If modifications are permitted in the design
of an onsite waste disposal system due to an expected altered waste load, pro-
visions should be made for alternative waste disposal methods.

     Simply reducing the waste flow volume to a conventional soil disposal
system should enable the size of the system to be reduced in proportion to
the expected reduced flow.  However, any reduced sizing should probably be
restricted to the soil disposal field with any pretreatment process maintained
largely full-size to provide the necessary capacity to treat and attenuate
peak flows.  In addition to a reduced flow, waste segregation practices provide
for a reduction in the quantity and concentration of certain pollutants, a fact
which has been suggested to render grey water more acceptable to soil  absorp-
tion.  However, efforts to correlate soil clogging with household wastewater
characteristics have been generally unsuccessful, especially in the more
problematic structured soils (Appendix B of this report).  At present, any
reduction in field sizing should be based solely on a reduced hydraulic
loading.

     Waste segregation practices appear to offer the potential to facilitate
alternative systems, including surface disposal, exterior reuse, or modified
subsurface disposal of household grey water.  Detailed field investigations
are necessary to adequately evaluate this potential.
                                    A-125

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                                   PART 2

              EVALUATION OF ONSITE WASTEWATER TREATMENT METHODS
INTRODUCTION

     The choices available for wastewater disposal are numerous, yet only a
selected few will prove to be both economically and environmentally acceptable.
The selection process involves the evaluation of technical feasibility, cost
effectiveness and administrative feasibility.  Table A-96  lists some of the
treatment processes potentially available for onsite treatment of wastewater.
This portion of the report will briefly review many of these processes and
subsequently discuss the results of laboratory and field experience with a
number of promising systems installed by the University of Wisconsin research
group.


TREATMENT METHODS

Biological Processes

Anaerobic Systems—
     Anaerobic processes can be divided into two distinctive biochemical
groups, the fermentations and the anaerobic respirations.  Fermentations are
defined as energy yielding metabolic processes in which organic compounds
serve as both electron donors and electron acceptors.   With anaerobic respira-
tions, an oxidized inorganic compound such as nitrate, sulfate and carbonate,
serves as the ultimate electron acceptor.  Both fermentations and anaerobic
respirations play an important role in waste treatment processes.  In the
anaerobic environment, bacteria will normally attack organic molecules such
as lipids, cellulosic materials and proteins reducing them to a molecular size
which can be subsequently fermented (hydrolysis).  A complex group of anaerobic
microbes will then ferment these molecules to acetate, other organic acids,
alcohols, H2, C02, NH3 and sulfide.  A second, still rather unknown group of
bacteria convert the organic acids and alcohols to more acetate and H2.
Finally, a third group of diverse species of methanogenic bacteria which uti-
lize H2 and C02 and acetate will produce City and H2.  This sequence of reac-
tions is most important in anaerobic treatment processes for it is the
generation of methane gas (and small amounts of C02 and H2) which result in
the reduction of BOD in the wastewater.  Hydrolytic and fermentative reactions
up to the methanogenic step merely transform organic molecules but do not
result in removal of BOD.  Since the methanogenic organisms are very sensitive
to environmental conditions, the effectiveness of anaerobic fermentative treat-
ment processes is dependent, to a great degree on process control.
                                     A-12 6

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                TABLE A-96.   POTENTIAL WASTEWATER TREATMENT
                              PROCESSES - ONSITE DISPOSAL


                Biological Processes
                    Anaerobic

                        Septic Tanks
                        Fixed Media Systems
                            Sand/Granular
                            Synthetic Media

                    Aerobic

                        Suspended Growth
                            Activated Sludge
                                Batch
                                Continuous Flow
                        Fixed Media
                            Sand-Intermittent Filter
                                Expanded Bed
                            Coarse Media
                                Trickling Filters
                                Rotating Biological Media
                                Tray/Media Contactors

                Physical/Chemical Processes

                    Adsorption

                    Ion Exchange

                    Chemical Precipitation
                    Disinfection
                        Chlorine
                        Iodine
                        Ultraviolet
                        Ozone
     The presence of sulfates, nitrates and other selected oxidized inorganics
in wastewater is also of importance in anaerobic systems.   The anaerobic res-
piration of nitrate leading to the ultimate production of nitrogen gas  is used
to achieve nitrogen removal in wastewater.  The reduction of these oxidized
compounds also serve to produce a stabilization of BOD.

     The kinetics of anaerobic processes are dependent upon the substrate
quality and quantity, the number and type of microbes and the environmental
conditions within the process.  Theoretical growth rates of anaerobic organisms
are comparable to aerobes, but environmental conditions are often more  critical
to optimum activity of the anaerobes.  Thus, for optimal methane production,
no dissolved oxygen can be present, ORP values must be low, temperature ranges
are best between 32-37°C or 50-55°C, and pH should be maintained between 6.7
and 7.1*.

                                    A-127

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     In short, anaerobic treatment has many advantages that make it attractive
as a household wastewater treatment process.  It requires no power input and
will continue with no attention from the homeowner.   Biological growth is so
low that it is not necessary to remove sludge from the system very frequently.
The effluent produced, however, can be malodorous and high in pathogenic
organism indicators but, if disposed of in the subsurface soil, it need not be
a nuisance.

Household Units—
     Septic tank-~The septic tank has been virtually the only means of treat-
ment employed prior to final disposal in household waste treatment systems.
Its design, installation, and operation is the simplest of all treatment
methods devised and it is also the least expensive.   Its performance has been
in question because of the large number of failures in the attendant soil
absorption field, but when installed properly, the septic tank - soil absorption
system is one of the best methods of treatment and disposal for the single
home.

     The primary purpose of the septic tank is to protect the soil absorption
field from becoming clogged by solids suspended in the raw wastewater.  The
septic tank provides three functions to accomplish this goal.  First, it acts
as a settling chamber to remove much of the settleable and floatable materials.
Second, it provides storage for the solids removed and an anaerobic environment
for their digestion by anaerobic organisms.  The third function is the anaero-
bic treatment of the non-settleable particles to change their character from a
gelatinous nature to a non-gelatinous nature to reduce the clogging potential
of the solids remaining in suspension (Ludwig, 1950; Nottingham and Ludwig,
19H8).

     Though simple in principle, there are certain design features that must
be included in every septic tank.  The tank is generally sufficiently large to
provide a hydraulic detention time of at least 2U hours at the expected average
daily flow, after allowing two-thirds of the tank volume for sludge/scum storage.
Inlet baffles are generally installed to prevent short circuiting of the liquid
across the top of the tank and to mix the fresh sewage with the biologically
active liquid and sludge in the tank.  The invert of the outlet should be at a
level sufficiently below the inlet invert to prevent backwater and stranding
of solids in the sewer line during momentary rises in the tank level when
wastewater is intermittently discharged from the home.  Baffling of the outlet
or use of an outlet tee is required to prevent the scum from leaving with the
effluent.  Venting through the house vent is necessary to allow the release of
gases produced.  Depth and shape of the tank are generally specified within
limits to minimize any effect on treatment efficiency within reasonable limits.
Recommended capacities and dimensions can be found in the Manual of Septic Tank
Practice (1967) which incorporates many of the findings from a five-year study
of septic tank systems by the U.S. Public Health Service.

     Many investigators have attempted to improve the quality of effluent pro-
duced by septic tanks and to reduce its variability.  Their studies have re-
sulted in recommended design modifications which primarily reduce the amount
of suspended  solids that are discharged in the effluent.  Ludwig (1950) found


                                     A-128

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elongated tanks with, length to width ratios of 3 to 1 and greater,  retarded
short circuiting through the tank and improved suspended solids removal.   He
and others have found that two or more tanks in series or a compartmentalized
tank provides better treatment (Ludwig, 191*9, 1950; Weibel, et al., 191*9,  195*0.
The Manual of Septic Tank Practice (1967) recommends a two compartment system
with the first compartment 1/2 to 2/3 the total volume.  Each compartment  must
be vented through the household plumbing and manholes provided for  access.

     Another modification is the gas deflection baffle (Baumann and Babbitt,
195*0.  Rising gases from anaerobic metabolism within the sludge disturbs  the
tank contents so that solids are resuspended and washed out of the  tank.   It
also appears that the tank "overturns" each spring and fall in response to
seasonal temperature changes, causing an increase in the concentration of
solids discharged.  Conventional effluent baffles are unable to prevent this
washout.

     Another concern of investigators has been the effect of household
chemicals on the biological treatment provided by the tank.  All studies per-
formed indicate that detergents, soaps, bleaches, drain cleaners, water
softening brine and other such materials have no adverse effect as  normally
used (Fuller, 1952; Truesdale and Mann, 1968; Weibel, 1955b).  Septic tank
operation is not found to be improved and, in fact, may be harmed by the addi-
tion of disinfectants or other chemicals marketed for such purposes (Weibel,
1955b)•  Enzyme additives have not proven beneficial.  Generally, chemical
additions are not recommended.

     Maintenance requirements for septic tanks are minimal but they must be
performed regularly to prevent the soil field from clogging.  Once  each year
the sludge and scum levels should be checked by a procedure similar to the
one outlined in the Manual of Septic Tank Practice (1967).  If sludge or scum
accumulations are excessive, the tank should be pumped to remove them before
solids are discharged to the field.  Anaerobic digestion of the sludge will
reduce the volume of accumulations, but a maximum of Uo percent reduction  could
be anticipated under the most ideal conditions (Truesdale and Mann, 1968).
Nondegradable solids will accumulate and these must be removed.  Generally it
is good practice to pump the tank once every three years dependent  upon use.

     Anaerobic contact tanks—Though some anaerobic treatment of the liquid
fraction of the waste occurs within the septic tank, the majority of the solu-
ble organics pass through the system because they are not brought into contact
with the anaerobic organisms.  If the bacteria were mixed with the  liquid  in
some way, much better removals of BOD would be realized.  This is known as the
anaerobic contact process.

     The anaerobic contact process can take one of two forms.  Either the
sludge can be anaerobically mixed with the waste which is analagous to the
activated sludge process, or the liquid can be passed through porous media
upon which the bacteria cling, the anaerobic counterpart to a trickling filter.
Both configurations have been investigated, but rarely applied to household
wastewater treatment.
                                    A-129

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     Coulter, et al.,  1957, first proposed the anaerobic  contact process  on a
small scale for treating vastes from a small subdivision.  Pilot plant  studies
revealed that upflow of rav wastewater through the sludge blanket and use of
slow mixing to break up and disperse sludge solids produced BOD^ and suspended
solids removals of 50-65$ and Qh% respectively after l8 hours  contact.  Full
scale studies for an anaerobic contact system for a 350 home subdivision  pro-
duced an average of 33.6% BOD[- removal and 76.8% removal  of suspended solids.
The system was very stable and required little attention.  The disadvantage of
this system was, primarily, its inability to handle hydraulic  surges.

     The anaerobic filter appears to be a more practical  system for small
flows.  Upflow of wastewater through a variety of porous  media have proven
successful for treating wastewater (Young and McCarty,  1969; Jeris, 1975).

     Such a filter has b'een tried in India, following septic tanks that re-
ceived toilet wastes only (Raman and Chakladar, 1972).  It was designed for
loading rates slightly higher than a low rate trickling filter.  An effluent
quality was sought that could be suitable for surface discharge where subsur-
face disposal was not possible.  Three such systems of different configurations
were installed and compared.  Two upflow and one downflow-upflow configurations
were tried.  The total volume of each filter was 1/3 to lA the volume  of the
septic tank served.  Crushed brick and stone chips (1.3-2.0 cm) were used as
media to depths of 38 to 85 cm (1.25 to 2.75 ft).

     The filters performed well at an application rate of U.I to 6.1 cm/d (l
to 1.5 gal/ft^/day).  The filter effluent was free from odor,  clear or  trans-
lucent and had a light or pale yellow color.  Results of  the studies appear
in Table A-97..

     TABLE A-97-   RESULTS OF EFFLUENT ANALYSES FROM AN ANAEROBIC FILTER
                   FOLLOWING A SEPTIC TANK (Raman & Chakladar, 1972)
Waste
Fraction
BOD
SS
Turbidity
Septic Tank
Effluent Concentration
170 -
350 -
200 -
2UO mg/L
U50 mg/L
UOO JTU
Filter Effluent
Concentration
35 -
150 -
20 -
70 mg/L
190 mg/L
60 JTU
Percent
Removal
65
53

- 75$
- 60$
-
     Clogging did occur with these filters after nearly two years of operation.
They were cleared by opening a plug in the distribution pipe to reverse the
direction of flow and flushing from the top with 56 liter (15 gal) of water.
A 2.5 to 15 cm (l to 6 in) headless was experienced throughout the runs.

     Denitrification reactors—Biological denitrification has been extensively
evaluated as a means of removing nitrogen from municipal and industrial waste-
waters and irrigation return flows (Eliassen and Tchobanoglous, 1968; Tamblyn
and Sword, 1969; St. Amant and Beck, 1970; McCarty and Haug, 1971; Savage,
      Francis and Callahan, 1975).  This approach, when used with large scale


                                    A-130

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accessible reactors, appears to be technically feasible and economically com-
petitive with other nitrogen removal methods.

     B-ioenerget-Los of den-Ltrifloat-ion—The main gaseous N products from biolo-
gical denitrification of NO* and NO* are N~0 and N0 (Alexander, 1961).  Ni-
trous oxide (N^O) is further reduced to N? in aqueous systems because of its
high water solubility and thus is not a significant end product in reactor
systems (McCarty and Haug, 1971)-  The process is essentially a respiratory
mechanism in which N0~ or NO* replaces Cu as the terminal electron acceptor.
It is carried out by a wide variety of ubiquitous facultative heterotrophic
bacteria, and by certain autotrophs.  It involves a change in the average
valence level of N from +5 (NO-*) to 0 (No).  The precise pathway remains un-
clear, but NO* (N+3) and N20(+ 1) are definite intermediates.  The reaction is
often written using CH~OH fmethanol) as the electron donor (eq. 21 to 23) .

                  NO" + 1/3CH3OH + NO" + 1/3C00 + 2/3H00                 (21)

               N0~ + 1/2CHJDH -*• 1/2N2 + 1/2C02 + 1/2H20 + OH*            (22)
     Sum:
               NO" + 5/6CHOH -»• 1/2N  + 5/6C00 + T/6H0 + OH"            (23)
                          3         2
                                             0
Thus, 1.9 g of CH,.OH are oxidized per g of NOo nitrogen.  However, additional
CH-,OH (or any other available organic compound which is serving as an electron
donor) is needed to consume 02 (if present) and provide substrate for micro-
bial growth.  About 30 to kQfo extra carbon substrate than theoretical is
usually required, providing the C substrate is soluble and readily available
(McCarty, et al., 1969).

     Anoxic conditions are also a prerequisite for biological denitrification.
The pH and temperature of the system affects the rate of denitrification.
Most studies indicate optimal denitrification at temperatures between 20 and
25°C, and pH of 7 to 8 (Alexander, 196l; Broadbent and Clark, 1965).  McCarty,
et al., (1969) evaluated acetone, methanol, ethanol and acetate as energy
sources, and found that the rates of denitrification were not appreciably
different from methanol provided sufficient time for acclimation to methanol
was permitted.  More details on this process can be found in the U.S. EPA
Manual for Nitrogen Control (1975).

     Dissimilatory nitrate removal can also be accomplished with the ubiquitous
chemolithotroph Thiobacillus denitrificans which is capable of oxidizing
elemental sulfur under anaerobic conditions, using nitrate as the electron
acceptor:
                 5S + 6KN03 + 2H2 0 -*- 3K2SOU + 2H2SO^ + 3N2              (2*0

     If CaCO_ is used to buffer this system the reaction would be:
             5S + 6KN03 + 2CaCO  •> SKgSO^ + 2CaSO^ + 2C00 + 3N2      '    (25)
                                    A-131

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     Types of denitrifiaation reactors—Several types  of biological  denitrifi-
cation -units have been evaluated.   These include modified activated  sludge
units, packed bed reactors, anaerobic columns,  and anaerobic  ponds.

     The modified activated sludge approach involves recycling of sludge  from
a settling tank to maintain adequate bacterial  populations (Francis  and
Callahan, 1975).  It is subject to several problems, including high  rates of
assimilatory nitrate reduction (N0~ ->• organic N), long residence  times, and
excessive washout of microbial biomass.   Rotating biological  discs can be
operated anaerobically, and appear to do an excellent  job of  denitrification
(Davies and Pretorius, 1975).

     Packed bed or packed column reactors have  been found to  be quite suited
for biological denitrification.  These units are enclosed reactors which  con-
tain submerged inert packed material.  Support  materials have included sand,
gravel, coal, activated carbon, plexiglas, and  polyethylene (Req.ua and
Schroeder, 1975; Savage, 197^; Davenport, et al., 1975; Francis and  Callahan,
1975).  Problems include high head loss, clogging and  short circuiting.   How-
ever, these can be overcome with proper design.

     Erickson, et al. (1971), studied a system  to remove N and P  from livestock
wastes.  This system used a limestone bed to remove P.  Anaerobic conditions
were maintained in the bed, and molasses added  as an energy source for deni-
trification.  Their initial results were encouraging.

     Kinetics—A number of steady-state kinetic models for denitrification
have been proposed (Francis and Callahan, 1975).  These models assume suffi-
cient inorganic nutrients are present and that  either  the electron donor  or
nitrate limits the growth rate.  Monod (1950) kinetics have been  found to
adequately describe the kinetics of nitrate removal (Req.ua and Schroeder,
1969), but requires valid estimates of biomass  and concentrations at various
times, which is usually extremely difficult to  obtain.  Other kinetic models
which have been used include zero order (Doner, et al., 197*0 and first order
(Francis and Callahan, 1975).

Aerobic Systems—
     The most efficient biological method of reducing  the organic content of
dilute liquid waste is by aerobic treatment processes.  Basically, the organ-
isms responsible for treatment possess the ability to  decompose complex or-
ganic compounds and to use the energy liberated for reproduction and growth.
That part of the organic matter used to produce energy is converted  to essen-
tially stable end products of carbon dioxide, water, and ammonia, while the
remainder is converted into new cells which are subsequently settled and
removed from the liquid before the waste is discharged into the receiving envi-
ronment.  Oxygen must be continuously supplied during  the aerobic process,
since it acts as the final electron acceptor for oxidation of organic matter.
It is during this electron transfer that there  is liberation of large amounts
of energy used for the synthesis of new cells.   The quantity of oxygen required
to stabilize organic matter depends on the organic content of the waste,  and
the physiological condition of the organisms.
                                     A-132

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     In conventional aerobic treatment processes the synthesis of new "biolo-
gical growth can be expected to range "between 50 and 60$ of the dry weight of
organic matter fed to the unit.  As the cell residence time increases, the
amount of cell material that is synthesized decreases.  However, in no system
yet conceived is there a total reduction of sludge in the process owing to
the presence of inert material in the raw wastewater as well as to the synthe-
sis of non-degradable solids.  Solids wasting schedules from aerobic processes
are dependent upon mass transfer capacity of the reactor as well as solids
handling capacity of the separator.

     A wide variety of kinetic models have been developed for aerobic processes
in the treatment of wastewaters.  The rates at which organic matter or other
substrates are stabilized in aerobic systems are dependent upon a number of
factors including the waste characteristics, pH, temperature, flow regime, and
presence of toxic materials.  Monod (1950) kinetics have been found to ade-
quately describe the rates of most aerobic processes, although a number of
modifications of this kinetic model appear in the literature.

     Several types of aerobic biological systems have been developed over the
past seventy years.  These include suspended growth systems in which the micro-
bial cells are held in suspension and the organisms are in intimate contact
with the wastewater.  Oxygen is normally transferred to the waste either
through diffused air or mechanical methods of gas transfer.  The other major
type of biological system is made up of fixed film arrangements in which the
waste passes over a film of microorganisms attached to some type of media.
The media may pass through the waste, or the waste may pass over the media,
depending upon the system design.

Household Units—
     Despite their advantageous treatment capabilities, use of aerobic pre-
treatment units in private home systems is generally discouraged by health
officials because of their high susceptibility to upsets.  Without regular
supervision and maintenance, the aerobic unit may quickly lose its efficiency.
Since the homeowner cannot be relied upon to pump his septic tank regularly,
most health officials feel that the homeowner also would not perform the added
maintenance required by aerobic units (Voell and Vance, 197^; Waldorf, 1977).

     To avoid this problem, manufacturers have tried several processes and
have incorporated various design features into the design of treatment units
in an attempt to reduce the need for constant surveillance.  At least three
aerobic process flow schemes are presently on the market in the low flow waste
treatment field.  They are extended aeration, trickling filtration, and rotating
biological disks.  Each process has its own unique operational characteristics
and design features which must be employed to maintain a high effluent quality.

     Extended Aeration—Extended aeration processes are modifications of the
activated sludge process employing long sludge ages and detention times.  De-
tails of various process flowsheets used may be found in the literature (Na-
tional Sanitation Foundation, 1966; Howe, 196l; and Pillai, et al., 1971)-

     It appears that extended aeration units are a good alternative to the
septic tank if certain operational problems could be solved.  One of the major

                                    A-133

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difficulties is periodic discharge of large amounts of solids caused by exces-
sive accumulation of mixed liquor solids, shock hydraulic loadings,  and deni-
trification in the final clarifier (Howe, 196!; Filial, et al. ,  1971; Reid,
1971; Bennett and Linstedt, 1975).

     Other problems vhich frequently occur are inadequate control of the air
supply, foaming in the aeration tank, clogging of sludge return  lines, exces-
sive solids return rates, and grease build-up (Howe, 1961).  Therefore, care-
ful design and operation of these units are required to maintain a high quality
effluent.  This is particularly true with units designed for the single house-
hold which must run for long periods of time with no attention while receiving
intermittent and highly variable waste flows.

     A successful household waste treatment unit must produce and maintain a
high quality effluent regardless of changes in waste characteristics and flow,
yet, accomplish this with few mechanical parts and little operational attention.
A number of design features incorporated in extended aeration units  are briefly
discussed below.

     1.  Process Flow—Continuous Versus Batch Operation
         Continuous flow-through and fill-and-draw or batch operations are used
     in household waste treatment units.  The continuous flow-through units
     discharge effluent continuously while receiving raw waste.   The batch, on
     the other hand, collects the raw waste over a period of time, treats it
     throughout the holding period and discharges the treated waste  only at
     the end of the collection period.  Advantages and disadvantages are given
     in Table A-98.

     2.  Greases and Gross Solids Handling
         Effective grease and gross solids handling is important in maintaining
     overall treatment efficiency.  If greases and inert objects are not re-
     moved or broken up, they will accumulate in the system.  Several handling
     methods are employed including primary settling (septic tank),  screens,
     and "hydraulic comminutors" which rely on hydraulic turbulence to break
     up large solids (Table A-99).

     3.  Final Clarification
         The final clarification  step determines the overall efficiency of the
     unit.  Since nearly complete stabilization of the influent BOD is achieved
     through the plant, the effluent BOD is due primarily to suspended biolo-
     gical solids which were not  settled out.

         Final clarification must provide effective liquid-solids separation,
     effective sludge return, and floating  solids removal.  Both gravity
     settling and  filtration are  employed.  Gravity separation is most frequent-
     ly used.  Quiescent settling, upflow clarification,  and plate  settlers  are
     used together or separately  in  chambers  following the  aeration tank.
     Solids  separation by  filtration may also be employed.  The treated waste-
     water passes  through the filter prior  to being discharged thereby retain-
     ing the solids  in the  system.  While filtration produces a superior
     effluent  it  is  very susceptible to  clogging.  Various  separation techniques
     are summarized  in Table A-100-

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TABLE A-98.  ADVANTAGES AND DISADVANTAGES TO PROCESS FLOW - EXTENDED AERATION
Process Flow
         Advantages
                                        Disadvantages
Continuous
Batch
1 .
              2.
    Can accept wastes at all
    times

    Requires fewer mechanical
    parts
    Prevents solids carry-
    over from hydraulic surges
    (except at pump out)

    Prevents short circuiting
    of waste
1.  Hydraulic surges can scour
    out sludge solids

2.  Short circuiting of flow
    possible

3.  Uncontrolled, continuous
    gravity discharge

1.  Requires submersible pump

2.  Should not accept wastes
    during settling and pumping
    unless a holding tank is
    employed
              3-  Controlled pumped discharge

              U.  Requires no sludge return
                  facilities
            TABLE A-99.  ADVANTAGES AND DISADVANTAGES TO GREASE/
                         GROSS SOLIDS HANDLING - EXTENDED AERATION
Process
         Advantages
                                        Disadvantages
Primary
Settling
 (Anaerobic
  Chamber)
Screens
Hydrauli c
Comminutors
1.  Removes and/or partially
    degrades large objects
    and solids before further
    treatment

2.  Removes and hydrolyses
    greases

3.  Increase total volume and
    number of chambers of
    treatment unit

k.  Can be added to any unit

1.  Removes large objects and
    rags

2.  Does not increase size and
    cost of treatment unit
    significantly

1.  Breaks up large solids
    for further treatment

2.  Does not increase size and
    cost of treatment unit
    significantly
                                1.


                                2.


                                3.
                                1.
                                2.
    Increases size and cost of
    treatment unit

    Offensive odors may be
    released in aerobic process

    Periodic pumping and dis-
    posal of accumulated sludge
    required
                                    Requires frequent cleaning
                                    and disposal of debris or
                                    clogging will occur

                                    Does not remove greases
    Does not remove greases

    Does not remove or break up
    large inert objects
                                    A-135

-------
                TABLE A-100. ADVANTAGES AND DISADVANTAGES TO
                             SEPARATION PROCESSES - EXTENDED AERATION
Separation
  Method
         Advantages
                                    Disadvantages
Gravity
Settling
 (Batch)
Settling
Chambers
 (Continuous
   Flow)
Plate
Settlers
Upflow
1,
Filtration
Complete quiescence
during settling

No skimming of floating
solids or sludge return
facilities required

Simple and relatively
troublefree
    Increased rate of settling
    reducing discharges of
    solids

    Better solids removal
    through sludge blanket
    Superior solids removal
    including floatables
                   »
    No skimming of floating
    -solids or sludge return
    facilities required
                                    Influent waste may enter,
                                    disturbing settling phase
                                    unless additional tank is
                                    used
1.  Floatables must be removed
    ahead of unit

2.  Energy from the aeration
    chamber may be transferred
    to the clarifier creating
    turbulence and upset

1.  Solids build up on plates
    requiring frequent spraying
    for cleaning

1.  Sludge blanket very suscep-
    tible to hydraulic shock
    loading

2.  Floatables must be removed
    ahead of unit

1.  Filter cloth clogging is
    major problem

2.  High head loss through
    filter as it clogs
      It-.  Sludge Return
          An effective sludge return is  vital in providing biological seed for
      the aerobic process.   Air lift pumps,  draft tubes working off the  aerator
      and gravity return methods are used.   Batch processes or  those that  use
      filters for the separation of solids require no  provision for sludge
      return.  Rapid sludge removal from the final clarifier is beneficial to
      prevent the development of anaerobic conditions  which are ideal for
      denitrifying bacteria.  The resulting  nitrogen gas  produced from the
      biological conversion of nitrate will  float the  sludge.   Unless means
      are provided for skimming these solids off and returning  them to the
      aeration tank they can be lost to  the  treatment  process.   Too rapid  a
      rate of sludge return, however, can increase the overflow rate of  the
      clarifier to the point where the sludge does not settle adequately.
                                     A-136

-------
                             V
             TABLE A-101.
            ADVANTAGES AND DISADVANTAGES TO SLUDGE
            RETURN METHOD - EXTENDED AERATION
Sludge Return
Method
Gravity
Air-lift
Pumps
Draft Tube


1.
1.
2.
1.
2.
Advantages
No mechanical parts 1.
Provides positive return 1.
Can be run off of air
supply for aeration
Provides positive sludge 1.
return
Can be activated by aerator
Disadvantages
Bridging of sludge may occur
May clog
May clog

Batch
Process
1.  No mechanical parts
1.  Solids may be pumped out if
    sludge settles poorly or
    sludge blanket is high due
    to infrequent pumping
         Floating sludge is ignored bv the majority of manufacturers.  With
     no means of return, solids carryrover can become a serious problem.  If
     the unit has not received wastewater for a long period of time while
     under aeration, much of the sludge may float and be lost.  Table A-101
     compares sludge return systems.

     Trickling filters—The trickling filter has been widely used in secondary
treatment of municipal wastes for many years.  Its low cost of installation
and its relatively maintenance-free operation explain its popularity.  How-
ever, it has rarely been considered for use as a household treatment system.

     Although the effluent quality from a trickling filter is usually not as
good as that from an activated sludge process, the trickling filter is a very
attractive treatment method.  Aerobic microorganisms are attached to the
filter media surfaces and not in the suspended state as in activated sludge.
This eliminates the need for mixing, a highly efficient final clarifier, and
sludge return facilities.  It also makes the system less susceptible to upset.
Treatment efficiency drops during hydraulic surges but the biological solids
are less likely to be washed out of the system and therefore, recovery is
more immediate.  Recovery from toxic shock loads is also rapid since only the
outermost organisms in the slime are usually affected.  These advantages
would seem to make the system ideal for single household use.

     The disadvantages, however, rule out the use of conventional trickling
filters for private systems.  The large head requirement of the system
                                     A-13T

-------
dictates deep excavation or pumping above ground structures.   These are often
undesirable or impossible.  Temperature effects on treatment  are also great
and maintaining temperatures within the filter above those necessary for ef-
ficient treatment would be costly.

     Three manufacturers, however,  do market systems that closely resemble
trickling filters.  All have modified the process to reduce the headlosses.
One manufacturer offers a horizontal folded filter with forced ventilation
while another uses a folded aeration tray following a septic  tank.   The third
drives the filter media through the wastewater on a chain-and-bucket__principal.
These modifications allow below ground construction which provides  insulation
to reduce temperature effects.

     Rotating biological disks—Rotating biological disk units are a series
of closely spaced disks mounted on  a horizontal shaft such that they can be
slowly rotated through the wastewater while partially submerged.  The disks
provide a large surface area for aerobic organisms to attach themselves and
grow as the disks are rotated.   The constant rotation brings  the organisms
into contact with both the wastewater and the atmosphere.  When the growth
becomes too thick the biological solids are sloughed by the shearing action
created by the rotation.

     Unlike the other processes discussed, very good control over the degree
of treatment is possible by placing several disk modules in series.  As the
wastewater moves through the system, waste fractions are removed or partially
degraded to change the wastewater characteristics.  The organisms which can
most efficiently utilize the substrate reaching them become dominant.  If
constant flow is maintained through the use of a holding tank  and  feed mech-
anism, a succession of specialized organisms can result providing very effec-
tive and rapid treatment.

     All the rotating disk units identified on the market today provide a
three-step process including pretreatment, biological stabilization on the
disk, and final clarification.   Usually a septic tank provides the pretreat-
ment of the raw wastewater, but a first stage disk module can also be used to
create turbulence to break up the solids.  In the latter case, a perforated
wall separates the first stage from the second stage.  Greases and other
floatables also enter the second chamber.

     The rotating disks provide secondary treatment.  Treatment efficiency
depends on the number of stages, the hydraulic loading (L/m /d), residence
time, ratio of liquid volume to disk surface area in each stage, rotational
speed, and temperature (Autotrol Inc., 1972).  Of these, only rotational speed
can be manipulated at the site.  A wide variation of the other variables is
found among the units on the market and little data are available to allow
comparisons of the relative importance of each parameter in treatment effi-
ciency.

     Final clarification occurs in settling or upflow sedimentation chambers.
Gravity sludge return is generally employed to recycle the settled solids for
further decomposition.  Return can be made either to the primary or secondary
treatment chamber.


                                    A-138

-------
     The rotating disk process is relatively stable and efficient, and requires
little power or maintenance.  The solids that are produced and sloughed are
generally dense and settle rapidly as in a trickling filter.  Theoretically,
this system appears well suited to individual wastewater treatment, but opera-
tional experience is required.

     Submerged biological media system—Submerged biological media systems are
similar to rotating disk units but rather than rotating the attached biological
growths through the wastewater, the wastewater is continuously aerated and
circulated through a submerged system of trays, tubes, or rocks.  Aeration and
circulation may be provided by an air lift pump.  In a system developed by
Klock (1973) several cells are put together to achieve a high degree of treat-
ment and stabilize the process.  Because of the long solids retention time,
sludge production is kept at a minimum.- Another aerobic fixed media system
employs plastic rings fixed in a 0.58 m  (20 cu ft) chamber (St. Louis Ship -
Ecodyne, 197*0.  Mechanical aeration within this chamber circulates wastewater
through the media.  The fixed bed chamber is preceded by a 3.7 m  (130 cu ft)
tank contiguous with the fixed bed unit.  This system, developed for shipboard
applications requires no gravity biological separation step and effluent is
discharged directly from the fixed media chamber.

Physical-Chemical Processes

     In recent years, physical-chemical processes used to treat municipal and
industrial wastewaters have been given considerable attention because of in-
creasing demands for higher quality effluents.  Periodic upsets which occur
in biological systems due to hydraulic surges, sudden changes in wastewater
characteristics, temperature effects, and other unpredictable phenomenon make
it very difficult to maintain a high quality effluent.  The type of physical
or chemical process used depends upon the waste fraction to be removed.  Table
A-102 presents a list of selected processes that potentially would be available
for low-flow waste treatment application.

             TABLE A-102. SELECTED PHYSICAL-CHEMICAL PROCESSES
                          AND THE WASTE FRACTIONS REMOVED

Process                             Waste Fraction Removed


                            Primary                        Secondary

Coagulation/      Colloidal suspended solids,      Some COD, BOD & POg
 Precipitation    and phosphorus                   bacteria and viruses

Filtration        Suspended solids                 Suspended BOD, COD, P0j=
                                                   Possible nitrification

Carbon            Dissolved COD, BOD               Residual suspended solids
Adsorption

Ion Exchange      Phosphorus, NH_, & total         Specific ions depend upon
                  dissolved solids                 resins selected


                                    A-139

-------
     Because many of these processes are able to treat highly intermittent and
varying strength waste flows without upset,  they should be well suited for
individual home use if the need for operation and maintenance is sufficiently
low.  Several manufacturers market such units.  Most of the units use  the
physical-chemical processes as tertiary treatment steps following biological
treatment units but a few of the units do provide complete physical-chemical
treatment.

Chemical Coagulation and Precipitation—
     Coagulation is a process in which chemicals are mixed with the  wastewater
to form rapid settling solids from the colloidal and suspended particles that
cannot be removed through simple sedimentation because of their slow settling
velocities.  With the proper chemicals, chemical precipitation from  solution
of phosphorus and other compounds is also realized.   Sedimentation follows
the chemical addition and flocculation to remove the resulting flocculent
solids.

     In effective chemical processing of wastes, sufficient chemicals must  be
added and mixed thoroughly with the wastewater at the proper time.  The system
used to achieve this must be highly reliable, with little need for supervision
and maintenance.  To provide the proper dose of chemicals,the wastewater volume
to be treated must be known.  This can be done in two ways.  The first is  to
use the batch treatment process (Environment/One Corp., 1972).  This requires
more mechanical equipment but provides excellent treatment.  One method in-
volves the accumulation of the wastewater with aeration for mixing and aerobic
processing until the tank is filled to a preset  volume.  Raw waste  is tempo-
rarily diverted into a holding tank while sufficient chemical is added and
mixed.  Chemical addition is accomplished by a mechanical pump and mixing  is
provided by aeration.  After mixing, aeration is stopped and the tank acts as
a sedimentation chamber.

     In continuous flow operations, other means of flow measurement  must be
used.  One such method developed by another manufacturer also employs the
batch principal, but on a smaller scale (Anticimexbolagen, 1971). After re-
ceiving biological treatment the wastewater flows into a dipper which, when
filled empties into a mixing cone before it is discharged to a sedimentation
tank.  Each time the dipper tips, a preset amount of chemical is added.  The
mixing cone is designed to provide sufficient turbulence to mix the  chemical
and wastewater.  Although nearly 30 cm of head is lost through this  system, it
has the advantage of being completely driven hydraulically rather than by
mechanical means.

     The selection of chemicals to be used involves many considerations.  For
individual home units, iron salts are very corrosive chemicals, requiring
special materials for handling.  Lime, though inexpensive and easy to handle,
requires an additional neutralization step prior to discharge.  Alum is most
often used in household units.

Filtration—
     Since most  individual home filtration systems can be classified as inter-
mittent sand filters this discussion will be limited to this form of waste-
water filtration.  Intermittent sand filtration may be defined as the inter-

                                    A-lUO

-------
mittent application of raw or pretreated wastewater to an artificial or natural
bed of sand which is underdrained to collect and discharge the filter effluent.
Many intermittent sand filters are used throughout the United States to treat
and dispose of wastewater from motels, restaurants, trailer parks, service
stations and individual homes not served by a municipal wastewater system.
Sand filters are capable of purifying wastewater to a considerable degree
through mechanisms of straining, adsorption and biochemical oxidation.  The
size of intermittent sand filters range from ten to several hundred m .  Con-
struction is normally subsurface or covered in northern climates where
freezing is a problem while open surface filters are common in warmer climates.

     The degree of purification attained by an intermittent sand filter is
dependent upon:  (l) the type and biodegradability of wastewater applied to
the sand filter; (2) the environmental conditions within the sand filter; and
(3) the design characteristics of the sand filter.  Generally, it has been
established that by increasing hydraulic loading rates to sand filters as the
quality of the applied wastewater increases, comparable sand filter effluent
qualities and length of time between filter clogging will be obtained.

     Reaeration and temperature are two of the most important environmental
conditions that affect the degree of wastewater purification through a sand
filter.  Availability of oxygen within the sand pores allows for the aerobic
decomposition of the wastewater.  Temperature directly affects the rate of
microbial growth, chemical reactions, adsorption mechanisms and other factors
that contribute to the purification of wastewater within the sand media.

     Proper selection of process design variables also aids in the purifica-
tion of wastewater by intermittent sand filters.  A brief discussion of the
influence of these design variables on process performance is presented below.

     Sand media—The successful use of sand as a filtering media is dependent
upon the proper choice of size, shape and uniformity of sand grains.  Hazen
(1892) developed and defined two descriptive parameters to properly character-
ize a given filter sand.  These parameters are the effective size and the uni-
formity coefficient.  Both are obtained from a mechanical sieve analysis of a
representative sample of sand.

     The effective size of the sand affects the quantity of wastewater that
may be filtered, the rate of filtration, the penetration depth of particulate
matter and the quality of the filter effluent.  Sand that is too coarse lowers
the retention time of the applied wastewater in the filter to a point where
adequate biological decomposition is not attained.  Too fine a sand limits
the quantity of wastewater that may be successfully filtered, due to the low
hydraulic capacity and the capillary saturation characteristic of fine sands.
Metcalf and Eddy (1935) and Boyce (1927) recommend that not more than 1% of
the sand should be finer than 0.13 mm.  Many suggested values for the effec-
tive size.and uniformity coefficient exist in the literature.  Table A-103
presents some of these recommended values.  Most of these recommendations are
similar.

     An excellent filter media consists almost entirely of siliceous sand.
Total organic matter in the sand should be less than 1% and total acid

                                    A-lUl

-------
            TABLE A-103.
RECOMMENDED SAND MEDIA CHARACTERISTICS
FOR TREATED SEPTIC SEWAGE

Manual of Septic Tank
Practice (196?)
Ten States Standards (i960)
ASCE Committee on Filtering
Materials (1937)
J. A. Salvato (1955)
Effective Size (mm)
0.25 to 0.6
0.1* to 1.0
0.2 to 0.5
0.25 to 0.5
Uniformity
Coefficient
Less than U.O
Less than 3.5
Less than 5.0
Less than U.O
soluble matter should not exceed 3%•   Any clay,  loam,  limestone  or  other organic
material may increase the initial adsorption capacity  of the sand but may lead
to a serious clogging condition as the filter ages.

     Shapes of individual sand grains vary from  round  to angular configura-
tions.  Purification of waste-water infiltrating  through sand is  dependent
upon the adsorption and oxidation of organic matter  in the waste-water.   To a
limiting extent this is dependent upon the shape of  the grain size; however,
it is more dependent upon the size distribution  of the sand grains  which is
characterized by the uniformity coefficient.

     The arrangement or placement of different sizes of sand grains throughout
the filter bed is also an important design consideration.  Basically, there
are four major arrangements of different sand sizes:
     1.  a homogeneous bed of one effective size sand;
     2.  a non-homogeneous bed of pit run sand;
     3.  a bed having coarse sand layers above fine  sand layers; and
     U.  a bed having fine sand layers above coarse  sand layers.

     A homogeneous bed of one effective size sand does not occur often  in
practice.  Numerous fine and coarse stratified layers  of sand occur throughout
the bed due to construction practice, thus making it non-homogeneous.   In a
bed having fine sand layers placed above coarse sand layers, the downward
attraction of wastewater is not as great due to the lower amount of cohesion
of the water in the larger pores (Clark and Gage, 1909).

     The media arrangement of a coarse sand over a fine sand appears to be
the most favorable wastewater treatment process for at least two reasons:
(l) each coarse layer of sand is underdrained by a finer sand thus  increasing
the downward pull of water due to the constantly increasing cohesion of the
sand layers, and (2) each succeeding finer layer of sand will strain and
mechanically remove finer particulate matter from the wastewater (Clark and
Gage, 1909).  However, it may be difficult to operate such a filter due to
internal clogging of the filter.

     A properly chosen sand media may be an excellent purifier of wastewater
by itself, but its combination with other filter media during construction
may seriously degrade its performance.  Therefore, proper care must be taken
in the  construction of the filter bed.

                                    A-1U2

-------
     Depths of intermittent sand filters were initially designed to be 120 to
305 cm (U to 10 ft), however, it was soon realized at the Lawrence Experi-
mental Station (Clark and Gage, 1909) that most of the purification of waste-
water occurred in the top 23 to 30 cm (9-12 in) of the bed.   Additional bed
depth did help to improve the wastewater purification, but not to any signi-
ficant degree.  Most sand depths used today range from 60 to 100 cm (2k to
k2 in).  The use of shallow filter beds helps keep the cost of installation
low.  Deeper sand beds tend to produce a more consistent effluent quality and
permit more sand cleaning operations before media replacement is required.

     Loading rates and patterns—The hydraulic loading rate may be defined as
the volume of liquid applied to the surface area of the sand filter over a
designated length of time.  Values of recommended loading rates for intermit-
tent sand filtration vary throughout the literature depending upon the effec-
tive sand size and the quality of influent wastewater.  Figure A-3^ shows the
numerous hydraulic loading rates versus effective sand size employed for
previous intermittent sand filter studies.

     Expressions of organic loading rates are not often found in the literature.
However, it was realized by early investigators that the performance of inter-
mittent sand filters was dependent upon the accumulation of stable organic
material in the filter bed (Clark and Gage, 1909; Schwartz, et al., 19&7).
To account for this, suggested hydraulic loading rates are often given for a
particular type of wastewater.  Low loading rates are suggested for raw waste-
water with increasing loading rates suggested for primary septic tank and
secondary effluents.

     Dosing techniques refer to methods of application of wastewater to the
sand filter.  This is somewhat dependent upon whether the sand surface is
exposed or buried.  Dosing methods that have been used include ridge and furrow
application, drain tile distribution, surface flooding, and a spray distribu-
tion method.  Early sand filters for municipal wastewater were surface units
and normally employed ridge-furrow application or spray distributing methods.
Intermittent sand filters in use today for motels, restaurants, trailer parks,
and service stations are normally built below the soil surface and make use
of tile distribution.  Installations where freezing is not a problem are now
being constructed with the surface of the filter exposed and distribution by
flooding of the sand surface.  From the Cincinnati study (Schwartz, et al.,
1967)> surface flooding was found to be a simple distribution method that
produced high COD and coliform removals along with good nitrification.

     The frequency of dosing intermittent sand filters is open to considerable
design judgment.  Most of the earlier studies used one dose per day.  The
Florida studies investigated multiple dosings and concluded that the BOD
removal efficiency of sands with effective sizes greater than 0.^5 mm is
appreciably increased when the frequency of loading is increased beyond twice
per day (Emerson, 19^5).  This multiple dosing concept is being successfully
used in recirculating sand filter systems in Illinois (Hines and Favreau, 197^).
These installations use a sand media with effective size 0.6 to 1.0 mm and a
dosing frequency of 1 per 30 minutes.
                                    A-1U3

-------
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     Performance characteristics—A critical summary of the literature examin-
ing the successful performance of intermittent sand filters is shown graphical-
ly in Figures A-35 through A-37 (Sauer, 1975).  Hydraulic loading rate is
plotted versus effective size of sand for septic tank, primary settled and
secondary treated effluents.   Percent BOD,- reduction and the length of time
between which maintenance is  required to sustain continuous operation are the
dependent variables.  Only sand bed depths greater than j6 cm (30 in) were
considered when plotting the  graphs.  Dosing frequencies of 1 per day, with
the exception of the Florida  studies, were used predominantly in the literature
and, therefore, are used in the graphs.  Uniformity coefficients of the sand
considered were less than 5.0 thus meeting acceptable media standards.

     Due to the many different operating conditions for each intermittent
sand filter study, it is important to emphasize that the graphs only represent
trends demonstrated from previous studies.

     Summary of recommended design from literature—The following statements
summarize the information found in the literature:

     1.  Wastewater passed through sands with effective size less than 0.20
     mm is highly purified; however, sands of this size have low hydraulic
     capacities and, therefore, require frequent maintenance at loading rates
     greater than 6.1 cm/day  (1.5 gpd/ft2).

     2.  A major portion of the literature studies were conducted with sands
     with effective sizes -ranging from 0.20 to 0.50 mm and hydraulic loading
     rates ranging from k.O to 2U.5 cm/day (l.O to 6.0 gpd/ft2).

     3.  The type and frequency of maintenance required to restore a clogged
     sand filter bed to successful and continuous operation is not well estab-
     lished in the literature.  The required maintenance frequency recorded
     on Figures A-35 through  A-37 is based upon trends of sand filter failures
     in the literature.

     U.  Only the Whitby, Ontario intermittent sand filter studies were
     operated under flow conditions typical of individual households.  These
     subsurface sand filters  were operated at U.1-6.1 cm/day (1.0-1.5 gpd/ft ).

     5.  Intermittent sand filters having sand media with effective size
     greater than 0.20 mm and loaded at less than 6.1 cm/day (l.5 gpd/ft2) with
     septic tank, primary settled or secondary treated wastewater require no
     maintenance for at least 18 months.

     6.  A majority of the literature studies experienced a minimum BOD
     reduction of 80$ through the sand filter for both septic tank and settled
     wastewater influents.

     7.  The graph representing primary settled wastewater was generated al-
     most entirely from data  from the Florida study.  The majority of these
     experiments were conducted using multiple dosing techniques.   Observation
     of the graph, Figure A-37  shows that percent BOD reduction is less
     dependent on hydraulic loading rate.  From this, one might conclude that

                                    A-1U5

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-------
     multiple dosing techniques reduces the dependency of BOD^  reduction on
     hydraulic loading rate.  This conclusion is substantiated  in part by the
     graph on septic tank treated waste-water.  Sand filters  represented by
     this graph were dosed once per day, and it is apparent  that percent BODc
     reduction is not independent of hydraulic loading rate.

     8.  Intermittent sand filtration of secondary treated wastewater is not
     well established in the literature as shown in Figure A-36.

Ion Exchange—
     Ion exchange is a widely accepted method for the removal of inorganic
anions and cations from waters.  Its use on an individual household basis is
well documented through the use of millions of cation exchangers for household
water softening and iron removal.  In wastewater treatment,  its primary use
has been in the removal of ammonia, and it also has been used for the removal
of heavy metal cations, anions of phosphate, nitrate, anionic metal ion com-
plexes and some organic molecules.  A serious problem with the  use of ion
exchange for treatment of wastes with substantial organic content is resin
binding caused by the organic matter.  Prefiltering of waste or use of scaven-
ger resins has partially solved this problem (Applebaum, 1968).  Both synthe-
tic and natural resins are employed in ion exchange applications.  Reviews of
applications of ion exchange processes to wastewater can be  found in Eliassen,
et al. (1965), Eliassen and Bennett (1967), Mercer, et al. (1970), and Weber
(1972).

     In wastewater treatment, the removal of nitrogen as ammonia or possibly,
nitrate, employing ion exchange techniques has been successfully applied
(Battelle Northwest, 1969).  The ion exchange resin normally employed is a
natural zeolite, Clinoptilolite.  This naturally occurring resin is found in
the bentonite deposits of the Western U.S.  It is a hydrated alumino-silicate
material of the general composition (MNo) 0 * Al«0 • mSiOg • nl^O where M and
N are the alkali metal and alkaline earth counter ions, respectively.  Most
U.S. deposits are of the sodium form.  The order of its selectivity is
  +     +    +      +++++     +     ++     +3     +3
Cs  > Rb  > K  > NHj^  > Ba   > Sr   > Na  > Ca   > Fe   > Al    Mg > Li.  A
detailed review of studies with Hector Clinoptilolite may be found in the
literature; Battelle Northwest (l97l), Mercer, et al. (1970), Koon and
Kaufman (1971), McLaren and Farquhar (1973), and Jorgensen,  et  al (1976).


ANAEROBIC/AEROBIC UNIT STUDIES

     The objective of this phase of the Small Scale Waste Management Project
was to evaluate the present state-of-the-art in household wastewater treatment.
Included in this evaluation were conventional septic tanks,  aerobic units, and
intermittent sand filters.

     It is felt that the performance of any treatment system should be evalua-
ted according to the following criteria:  (l) the average effluent quality
produced, (2) the variability in effluent quality, (3) the operating and
maintenance requirements, and (4) the total annual cost.  If a  system is to be
designed to produce a particular effluent quality, it is necessary to know the
capabilities and limitations of each component (e.g. septic  tank, sand filter,

                                    A-1U9

-------
etc.) of that system according to these four criteria.   A unit may produce an
effluent of high average quality, but if it is highly variable and unpredict-
able, then the subsequent treatment and disposal methods must  be  chosen and
designed to handle these fluctuations.  This leads to a more conservative
design and a more expensive system.  A system with few  mechanical parts is
also desirable to simplify maintenance and to prevent frequent breakdown.
This is important to improve reliability.  The total annual costs are the
final criteria, including capital, installation, operation, and maintenance
costs.  It is desirable to keep the cost at a minimum while still achieving
the necessary effluent quality.

Experimental Methods

     Full-sized treatment units were installed at several locations throughout
the State of Wisconsin under both laboratory and field  conditions (Table A-IO^).
A total of 11 septic tanks, 11 aerobic units (9 different manufacturers), 1
chemical unit and h sand filter units were evaluated.  Unit installations
began in the Fall of 1971 with the last one being made  during  the Summer of
1975 (field site J).

Laboratory Investigations—
     The laboratory investigations were conducted at two sites (site M from
January, 1973 to August, 1973 and site N from January,  1975 to March, 1976).
The primary objectives of the laboratory studies were to compare  selected
treatment processes under controlled conditions, to identify  critical design
features of these selected units, and to determine operation  and maintenance
requirements.

     Description of Installations—The unique feature of the  laboratory
studies was the use of a specially designed wastewater  simulator (Hutzler,
197*0 (see Attachment D for a detailed description of laboratory site N).
This simulation removed much of the home to home influent wastewater varia-
tion so that variations seen in effluent quality between units could be
attributed to variations within each process.  Major household water-use
events were simulated through specially designed equipment and the resulting
wastewaters were directed to the various treatment units according to schedules
as outlined in Attachment D.  The units were fed wastewaters  generated to
simulate clotheswashing, dishwashing, kitchen wastes, garbage grinding, bathing,
showering, and toilet use.  The flow rates and volumes  of the various events
at each laboratory site are tabulated in Table A-105.  Each process received
the  same schedule of events; however, the starting times were staggered to
avoid duplication of the equipment.  The schedule and strength of events were
selected on the basis of previous  studies on the characterization of waste-
water (Ligman, 1972; Witt, 197^a; Siegrist, 1975).  The monthly averages of
the  influent wastewater characteristics were determined by measuring the
characteristics of the feed materials used and by keeping accurate records of
their utilization.  The average values for sites M and N are  listed in
Table A-106.

     Typical treatment units were  selected and installed at the two laboratory
sites (Table A-10U).  Six treatment units were installed in an underground
sewage lift station (site M) and an additional 5 units were later installed

                                    A-150

-------






















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                   TABLE A-105.   INFLUENT  CHARACTERISTICS
                                         Laboratory Sites
                             Lab  Site M                  Lab Site N


Event
T -Toilet
B -Bath
S -Shower
L -Laundry
DW-Dishwashing
K -Kitchen Waste
G -Garbage Grinding
Daily
Flow

Flow
(L/min)
57
75
9.5
60
7-5
11
11

-
Volume
of Event
(L)
11
95
95
150
55
8
15

-
Daily
Volume
(L)
165
95
95
150
110
15
30
660
(175 gpd)

Flow
(L/min)
57
1+0
11
60
7.5
11
-

-
Volume
of Event
(L)
15
87
87
185
57
Ik
-

-
Daily
Volume
(L)
195
87
iyU
185
57
U2
-
7^0
(195 gpd)
Volume in gallons = Volume in liters x 0.26U.
at site N (the batch aeration unit was moved from one site to the  other).   The
units at site M were: (l) a 2.3 cubic meter (6lO gal), single-chambered septic
tank; (2) a 1.0 cubic meter (260 gal) multi-chambered septic  tank; (3)  a 1.1
cubic meter (290 gallon), chemical addition and precipitation unit;  (H) a  U.5
cubic meter (1200 gal), extended aeration unit; (5)  a 2.U cubic  meter (660 gal),
batch aeration unit; and (6) a rotating disks module (23 m  surface  area)  with
a 0.59 cubic meter (155 gal) clarifier.  Space constraints at the  lift  station
precluded the installation of full-sized septic tanks.  The rotating disk  unit
consisted of a O.U8 m diameter module provided by the manufacturer and a rec-
tangular clarifier constructed by project personnel.  The remaining  units  were
installed according to manufacturer specifications.   Figure A-38 presents  a
diagram of laboratory site M.

     The treatment units installed at site N included:  (l) a k.O  cubic meter
(1000 gal) single-chambered septic tank; (2) a 2.0 cubic meter (500 gal) single-
chambered septic tank; (3) a 2.U cubic meter (660 gal) batch aeration unit
(from site M); (h) a  3.0 cubic meter (750 gal) extended aeration unit, (5)  a
k.O cubic meter (1000 gal) submerged media unit; and (6) a 2.3 cubic meters
per day  (6000 gpd) rotating disks unit (*A m2 surface area) installed with a
U.O cubic meter (1000 gal) septic tank.  All the site N treatment  units were
obtained from individual manufacturers; however, the rotating disks and the
submerged media units were considered as prototypes.  The simulation program
was modified somewhat from site M as garbage grinding wastes were  eliminated
and the waste strengths were altered upward.  Wastewater was collected from
feeders  simulating clotheswashing, dishwashing, kitchen sink wastes, bathing
and showering, and then directed to the various treatment units via an auto-
mated, rotating distributor  (Figure A-39).  Attachment D describes the labo-
ratory layout in much greater detail.  The units were fed a daily flow of 0.7^
cubic meters per dav (196 gpd) which had the average characteristics summarized

                                    A-152

-------




















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A-153

-------
                 EXTENDED
                 AERATION
                                                              WASTE
                                                              GENERATION
                                                              DISTRIBUTION
                                                              TREATMENT
                                                              BIOLOGICAL
                                                              DISK
               Figure A-38.   Laboratory  flow sheet, lab site M.
in Table A-106.   The monthly variations were due either to periodic malfunc-
tions of the feed equipment or to  deliberate changes made to increase the
waste strength.

     Effluents from the U cubic meter, septic tank and the extended aeration
unit at site W were used to load soil columns and columns representing sand
filters.  Effluent from the submerged media unit was used to test an ultra-
violet irradiation unit.

     Sampling—Effluents from all  the laboratory units were flow-composited
at locations indicated on Figures  A-38 and A-39 and collected semi-weekly for
analysis.  The analyses included:   BOD   (filtered and unfiltered), COD, solids,
nitrogen forms and phosphorus forms and were performed according to Standard
Methods (1971).   At the time of sample collection, additional samples of the
extended aeration and the batch aeration mixed liquors were taken to determine
solids content and the sludge volume index.

     Miscellaneous—Operation and  maintenance requirements were recorded in-
cluding power consumption, routine maintenance and periodic malfunctions.
Necessary repairs were made by project personnel with the assistance of
manufacturer representatives.
                                    A-15U

-------
                                         DISTRIBUTER
                                                           rv
                                                           (SUMP (I
                                                           ^_^
                                                            DRAIN TO SEWER









o
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0
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0
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SEPTIC TANK
AND EXTENDED
AERATION
EFFLUENTS

00
0 0
00
00
00
OO
00
O O
                                                o o
                                                o o
                                                OO
                                                o o
                      SAND
                      FILTERS
 SOIL
COLUMNS
                          COMPOSITE
                           SAMPLE
                                                                  TOILET
                                                                   TANK
                Figure A-39•   Laboratory layout, lab site N.
Field Investigations—
     The field investigations began during the Spring of 1972 with data being
collected at some installations up to the Spring of 1977.  The objectives of
the field studies were to observe the installation and operation of treatment
units under actual field conditions, to determine the effluent quality of
septic tank, aerobic units and sand filters, and to obtain information on
operation and maintenance requirements (Otis and Boyle, 1976).

     Description of installations—A total of ten installations were made at
private homes and on University experimental farms in Wisconsin (Table A-lQlt
and Figure A-4o).  (See Tables A-13 and A-lit  for details on family charac-
teristics for these homes.)  The individual installations were made by local
                                    A-155

-------
SITES A. B & D - Septic Tank-Mound over Slowly Permeable Soil
SITE C - Septic Tank - Aerobic Unit - Mound over Creviced Bedrock
?ITE E - Septic Tank - Sand Filter - Chlorination - Soil Absorption

                              I*fiH
f>
SITE F - Septic Tank  - Mound over Creviced Bedrock
SITE G - Aerobic Unit - Shallow Trenches  (Pressure Distribution)
                       FBI
SITE H - (Septic Tank) - Aerobic Unit - Sand Filter - Chlorination
                     Soil Absorption
 n

                   y-g
-A.
SITE I - Aerobic Unit - Shallow Bed
 SITE J - Septic Tank - Aerobic Unit - Sand Filters - UV Light -
                 Denitrification - Shallow Beds
                    T
     Figure A-^0.   Schematics of field installations.

                          A-156

-------
contractors with the assistance of project personnel.  With the exception of
the rotating disks unit, all the treatment units (septic tanks and aerobic
units) vere typical of designs commercially available at the time of selection.

     The sand filters were specially designed to receive application rates of
up to 0.!* nH/m2d (10 gpd/ft2).  The surface area of the filters was approxi-
mately 1.5 square meters (l6 ft ) with sand depths ranging from 0.6 to 0.9
meters (2 to 3 ft).  Two of the sand filter units received septic tank effluent
while the other two followed aerobic units.

     Sampling—Twenty-four hour flow composited samples were collected monthly
or semi-monthly by automatic sampling devices from each step in the treatment
process.  These were analyzed for filtered and unfiltered 5-day biochemical oxygen
demand (BOD^), chemical oxygen demand (COD), solids, total nitrogen (including
organic, ammonia and nitrite-nitrate nitrogen), phosphorus, total and fecal
coliforms, and fecal streptococcus according to Standard Methods, 13th edition
(1971).  Temperature and pH were measured at the time of sample collection.
Operation and maintenance requirements were also recorded including power
consumption and routine maintenance.  Necessary repairs of the treatment units
were made by local firms, and the costs were recorded.  Sand filter operation
and maintenance was performed by project personnel.  The periods over which
data were collected appears in Table A-107-

Data Analysis—
     All of the effluent quality data (field and laboratory)  were cataloged
and analyzed statistically by computer.   Tests were made to determine whether
the data were distributed either normally or log-normally.   In the case of the
field data, this determination was made on the basis of the coefficient of
skewness while the laboratory data were plotted as  histograms and the decision
was made by visual observation.  The mean, the 95$  confidence interval of the
mean, and the coefficient of variation were estimated for each parameter based
upon the appropriate distribution.

     The performance of each unit was measured by the mean  and coefficient of
variation of each selected parameter.  The coefficient of variation is obtained
by dividing the standard deviation of the data by the mean  (for data distributed
log-normally, the coefficient of variation is obtained by dividing the standard
deviation of the logarithms of the data by the mean of the  logarithms).  Smaller
coefficients of variation generally indicate greater stability.  The 95$ con-
fidence intervals of the mean for a selected parameter are  used to indicate
whether or not a significant difference exists between the  effluent quality of
the various treatment units.   An overlap of the intervals indicates that no
significant difference exists at the 95$ confidence level.

Treatment Unit Results
     Data on the operation and maintenance and on the effluent quality of the
various treatment units were collected over a five year period (1972-1976) and
are summarized herein.  In general, the period of operation for a particular
unit was greater than the period of effluent sampling, with start-up periods
being eliminated from the statistical analyses.  All malfunctions occurring
during the period of operation were noted.


                                     A-157

-------
          TABLE A-10T.  PERIODS OF DATA COLLECTION AT FIELD SITES
Site
A
B
C
D
E
F
G
H


I

J

Family*
Unit
B
E
D
J
K
H
F
C

c'
G

-
I
Water Use
Study
(Witt, 197*0
Summer 1973,
lU days
Summer 1973,
28 days
Autumn 1973,
1*2 days
Summer/Winter
1973-197^
68 days
Summer/Winter
1973-197^
62 days
Autumn 1973,
2U days
Winter 197^,
28 days
Summer/Winter
1973-197^,
77 days
-
Winter 1973-
197^,
35 days
-
Winter 1973-
197^
28 days
Wastevater
Character! zation
(Siegrist, 1975)
-
-
-
"
*"*
-
-
Spring 1971*

Summer 197^
Spring/ Summer
197^

-
Spring/ Summer
197^
Treatment
Unit
Effluent
May 1972-
May 197^
May 1972-
May 197^
July 1972-
June 197^
Aug. 1972-
June 197U
Oct. 1972-
Dec. 1976
Nov. 1972-
June 197^
Nov. 1972-
June 1971*
Aug. 1973-
May 197^

June 197^-
Dec. 1976
-

Mar. 1975-
Dec. 1976

Sand Filter
Effluent
-
-
-
"
Sept. 1973-
Dec. 1976
— ,
-
Sept. 1973-
May 197^

June 197^-
Dec. 1976
-

June 1976-
Dec. 1976

* Designation used in Part 1; See Tables A-13 and A-
                                  A-158

-------
Laboratory Installations—
     Operation—The treatment units installed at the laboratory sites M and TT
are compared as to their components, normal operation,  power consumption,
oxygen transfer efficiencies and malfunctions in Tables A-108 and A-109.
There was a vast range in complexity of processes from the rather simple oper-
ation of the septic tanks to the complex,  mechanical operation of the rotating
disks unit at site N.  The processes are also differentiated in terms of their
mechanical components, flow character, primary biological state (aerobic or
anaerobic), solids separation and return,  and time cycles of operation.  Some
units included a pretreatment step (extended aeration and chemical addition at
site M; batch aeration and rotating disks at site N) which acted to remove
gross solids prior to the process treatment.

     All the aerobic units were capable of providing sufficient aeration;
however, the oxygen transfer efficiencies (kilograms of oxygen transferred per
kilowatt-hour of power supplied) varied considerably.  The rotating disk unit
(site N) had the lowest efficiency while the batch aeration had the highest.
Power consumption ranged from 2.U (rotating disks - site N) to 7-^ kilowatt-
hours per day (extended aeration - site N).  Some manufacturers have tried to
reduce power consumption by either reducing the size of the aerator motor
(rotating disks - site N) or by providing an electrical timer for intermittent
operation (extended aeration - site M).

     Some units were equipped with flow equalization equipment in an effort to
reduce effluent variability.  The most controlled discharge occurred with the
batch aeration unit where the effluent is pumped out at a constant rate after
a preset settling period.  The flow rate through the rotating disks module
(site N) was set at a constant O.l8 cubic meters per day (^90 gpd) by a special
pump arrangement.  With other units, the effluent flow rate was directly
affected by the influent flow rate.  Several of the laboratory units were
monitored as to their effluent flow in response to influent flows.  Figure A-W-
shows the variation in effluent flow in response to the set schedule of events
at laboratory site N.  The rotating disks produced the lowest flow variation
while the submerged media process had the greatest.  More detailed information
on these responses is presented in Figures A-^2 and A-^3.  In those tanks
not equipped with flow dampening devices (e.g. the septic tank and the sub-
merged media unit), the effluent flow response is a function of two factors,
tank surface area and inlet/outlet configuration.

     The treatment units varied considerably in the method used for solids
separation and solids return.  For example, the septic tank is primarily de-
signed as a solids settling and scum floatation process but it is also used
for solids decomposition.  There was noticeable gas production from the septic
tanks but no attempt was made to quantify or determine its composition.  This
gas production caused a portion of the decomposing solids to float to the
surface where they became part of the scum layer.  The batch aeration process
probably had the most positive method of solids return since aeration and
settling occurred in the same chamber.  A primary concern with this process is
the possibility of influent flow during effluent pump-out; however, since pump-
out is normally scheduled for sleeping hours, this is not a likely occurrence.
                                    A-159

-------
TABLE A-108.  PROCESS COMPARISONS - OPERATION AND MAINTENANCE
                            LABORATORY SITE M
TREATMENT
PROCESS
Sketch

of




Primary
Biological State
Mechanical
Components
Volume
Flow
Character
Solids
Separation
Time
Cycle
Period
of Operation
Measured Power
Consumption
Power Input/Voli
Oxygen Transfer
Efficiency
Required Routine
Maintenance
Malfunctions

SEPTIC
TANK

y- ,
]




Anaerobic
Decomposition
None
2.3 m3
Continuous Flow
Gravity Settling,
Scum Floatation
None
August 1972-
September 1973
None
-
-
Solids Removal
None

CHEMICAL
ADDITION

| 1
~~n "\y\
dL -^~

a

Anaerobic
Decomposition
Tipping Bucket,
Float Valve
Septic Tank -
1.0 m3
Clarifier -
1.1 m3
Continuous ,
Chemical Addi-
tion Metered By
Tipping Bucket
Gravity Settling,
Scum Floatation,
Chemical Precipi-
tation
Chemclal Metered
Proportional to
Flow
October 1972-
September 1973
None - Requires
About 0.7 kg of
AlS04/d
-
-
Solids Removal,
Chemcial Replen-
ishment
Float Valve
Clogged, Float
Valve Failed,
Tipper Bucket
Unbalanced

EXTENDED
AERATION
n
-1 -«T \ \\-
' oV \ 7
= v
I — 1
1 	 1

Aerobic ,
Suspended Growth
Aerator Motor,
Timer Controlled
Alarm
4.5 m3
(1.7 - 2.2 - 0.6)
Continuous Flow
Gravity Settling,
Scum Floatation,
Upflow Clarifier
Aerator ON 20
min, OFF 10 min
May 1972-
September 1973
3 kwh/d
(Aerator A-2.8)
(Aerator B-3.2)
.04 kw/m3
Aerator A - 0.13
kg 02 /kwh
Aerator B - Q.27
Solids Removal
Timer Corroded,
Shaft Fell Off
Aerator Shortly
After Installa-
tion

BATCH
AERATION
P
-»

0 8 * r-I
0 0 °S



Aerobic,
Suspended Growth
Air Compressor,
Submersible Pump,
Timer Controlled,
Alarm
Variable, 1.2 to
2.6 m3
Batch Discharge
Aeration and
Settling Occur
Ln Same
Chamber
Aerator ON 20 hr,
OFF 4 hr, Pump-
Out After 3% hr
of Settling
February 1972-
September 1973
6.3 kwh/d
0.17 kw/m3
0.48 to 0.65
kg O2 /kwh
Solids Removal
Control Panel
Problems

ROTATING
DISKS
/*r\
-VVxi 	 1*
^ uT_j "




Aerobic,
Attached Growth
Gear Motor,
Chain Drive
0.19 m3 disks i
0.8 m3 - disks
plus Clarifier
Slightly Equal-
ized, Received
Flow From
Septic Tank
Gravity Settling
None
December 1972-
September 1973
3.8 kwh/d
0.83 kw/m3
Not Determined
Solids Removal,
Parts Lubri-
cation
Chain Corroded

                           A-160

-------
TABLE A-109.
PROCESS COMPARISONS - OPERATION AND MAINTENANCE
              LABORATORY SITE N
TREATMENT
PROCESS
Sketch
of




Primary
Biological State
Mechanical
Components
Volume
Flow
Character
Solids
Separation
Time
Cycle
Period
of Operation
Measured Power
Consumption
Power Input/Vol.
Oxygen Transfer
Efficiency
Required Routine
Maintenance
Malfunctions

SEPTIC
TANK

— - 	 _




Anaerobic
Decomposition
None
4.0 m3
Continuous
Flow
Gravity Settling]
Scum Floatation
None
September 1974-
April 1977
None
—
—
Solids Removal
None

EXTENDED
AERATION

~ ; S ^7-~
os ! V
o o |
L J

Aerobic ,
Suspended Growth
Air Compressor,
Automatic Valve,
Timer Controlled
Alarm
Variable 2,7 to
3.1 m3
Equalized by Air
Lift Pump
Plate Settlers,
Air Lift Sludge
Return
Air Lift Sludge
Back to Aeration
Twice A Day
September 1974-
Aprll 1976
7.4 kwh/d
0.11 kw/m3
0.11 kg 02 /kwh
Solids Removal,
Parts Lubrica-
tion, Unit
C leaning
Valve Failed, Air
Line to Air Lift
Frequently
Clogged, Coupling
Between Motor and
Blower Wore Out

BATCH
AERATION
, r
—
0 & °rl
o o o


Aerobic ,
Suspended Growth
Air Compressor,
Submersible Pump,
Time Controlled,
Alarm
Variable 3.2 to
4.6 mi includes
2.0 m septic
tank
Batch Discharge
Aeration and
Settling Occur
In Same Chamber
Aerator ON 20 hr,
OFF 4 hr, Pump-
OtlT After 3h hr
of Settling
September 1974-
January 1976
6.3 kwh/d
.17 kw/m3
0.48 to 0.65
kg 02 /kwh
Solids Removal
Pump Failed,
Dlff users
C logged, Dif-
fusers Deter-
iorated

ROTATING
DISKS
=-=r~
v

T
b

Aerobic,
Attached Growth
Gear Motor Pump,
Dump Valve,
Timer Controlled,
Alarm
Disk Module- 0.24
Septic Tank -
2.0 to 3.7 m3
Equalized Constant
Flow Thru Disks
Upflow Clarlfier,
Contents Re-
turned to Septic
Tank Daily
Dump Valve Opens
Once per Day
September 1974-
November 1975
2.4 kwh/d
.42 kw/m3
0.061 kg 02 /kwh
Solids Removal,
Parts Lubrica-
tion, Unit
C leaning
Pump Clogged,
Pump Failed,
Shaft Broke,
Alarm Shorted
Out, Disks
Module Became
Ung lurd

SUBMERGED
MEDIA

~~*" 	 ••"
BV
^ |
L 	 1

Aerobic,
Attached Growth
Aerator Motor
Media - .57 m3
Total Tank = 3,8
Continuous Flow*
Reclrculatlon
Thru Media
Solids Sloughing
Off Media Re-
turns to Quie-
scent ?one by
Gravity
None
September 1974-
Aprll 1976
3.9 kwh/d
.28 kw/m3
Not Determined
Solids Removal
None

                            A-l6l

-------
    FLOW
    RATE
  4

  3

  2


 5'
 ZO
1 1 1 1 1
MINUTE _
mow
L I0
~ K
-|»
" 310
5
|l || SEPTIC TANK I
-.11 '•' \
fv-^J V_^J VAJ^_^^ j~Jt\
. ii EXTENDED AERATION
^ 	 J'^~ 	 1* A~-^_^_^_ . 	 ,
11 If SUBMERGED
•jJLJL.""
Jv__M V — ___J Wv_ . . _ _
- 5|" ROTATING DISKS

-
Lx :
i i i i
 a'.
TSTKTL  T  LKTT
11  n |  111—i  _ i   j—iii  i
                                SCHEDULE OF EVENTS
                               TT
                               i
yr yni   j
T
i
                   10
                 N      2

               HOUR OF DAY
  10
        Figure A-Ul.  Flow variations of treatment unit

                      effluents,  laboratory site N.


20
Ul
i is
K
bl
0.
^ 10
IS
Zj

5


Q
6

5
bi
K
1«
at
UJ
:•
"I
<2

-
1


i I :
1
!
°\
\
*
.
o\\
\

r SUBMERGED
MEDIA
ol LAB SITE N
I 1974
S
M INFLUENT FLOW -TWO 45 I/MIN DISCHARGES
1 FOR l-i- MIN EACH
l\
0 !\ .SEPTIC TANK
\\r
fOo^ / EXTENDED AERATION
/ ^nc-ZN^A 	 A_XL A
A— ^35 ^*D»_^^^ <->— — — — -_____
x *•• *^_^^<^ ^™ ^™™o
^f 1 1 ^— OH 1 1 1 1 1
0 10 20 90 40 50 60 70 80 9
                 TIME FROM START OF WASH DISCHARGE (MINUTES)
Figure A-ii2 .  Effluent  flow response upon receiving a  simulated

              clotheswasher discharge, laboratory site N,
                              A-162

-------
            30 r
            25 -
          w 20 -
          3
          ui 15
            10-
7
6
Z
a.
- 3
•J
(9 2
PL J
Dl
1 | LAB SITE N
- i 1974
1
i
{? L — SUBMERGED
HI MEDIA

IP
III INFLUENT FLOW -49 l/ffl FOR 2 MIN
I \ -
1 |V 	 SEPTIC TANK
1 |°'-^^Q-: i i i i
                  0    10   20   30   40   SO   «0   70
                    TIME FROM START OF DISCHARGE ( MINUTES)

                     a.  Bath discharge.
 " 15
 3
 UJ 10
 Q.
UJ

3
         O
                                      LAB  SITE  N
                                         1974
                                              EXTENDED AERATION
                                               T^ -- BT — — A |
            0      10     20     30     40     50     60     70
              TIME FROM START OF DISCHARGE (MINUTES)

                   b.  Shower discharge.


Figure A-^3.   Effluent  flow response upon receiving a simulated bath and
              shower discharge, laboratory site N,  197^-
                                A-163

-------
     The extended aeratipn unit at site N was designed especially to achieve
positive solids separation and return.  Not only did it dampen flow peaks to
the clarifier but the clarifier was equipped with plate settlers  and a posi-
tive, air-lift pumped solids return.  Other configurations studied included
upflow clarifiers and gravity sludge return.  The contents of the rotating
disks unit clarifier (site N) were automatically returned to the  septic tank
on a daily basis by the use of a preset timing valve.

     Finally, the submerged media system employed no clarification step.
Solids in the waste apparently adhered to the solid media and through circu-
lation patterns set up in the unit by the mechanical aerator, sloughed solids
moved downward into the holding tank below and adjacent to the media section.

     Malfunctions—With the exceptions of the extended aeration unit at site M
and the submerged media unit at site N, all the aerobic units experienced some
type of malfunctioning which adversely affected effluent quality.  The most
serious malfunctioning occurred with the rotating disk unit (site N) .  Four
mechanical failures (broken shaft, electrical short and pump failure twice)
occurred within a one-year period.  In addition, the pump clogged twice, the
dump valve clogged once and the first stage of plastic disks became completely
unglued.  When properly operating, this unit was capable of producing a high
quality effluent in terms of BOD,- and suspended solids; however,  these mechan-
ical breakdowns caused the unit to revert to a septic tank-type of treatment.

     The extended aeration unit at site N also experienced several malfunctions
which seriously affected effluent quality.  The most serious problem was a
frequent plugging of the air lift line that pumped mixed liquor from the aera-
tion chamber to the settling chamber.  The hydraulics of the unit were such
that this prevented adequate sludge return to the aeration tank,  and, as a
result, high amounts of solids were washed out of the unit.  The  only mechani-
cal failure  for this unit was with the automatic valve which controlled the
air lift pumps, again resulting in a loss of solids in the effluent.  Thus,
the improved solids separation method designed into the unit was  ineffective
due to equipment malfunctions.

     Other malfunctions in the laboratory included a pump failure with the
batch aeration unit (site N), corrosion problems with the rotating disks and
the extended aeration units at site M and float valve problems with the chemi-
cal addition unit (site M) .  Most of the problems with the chemical addition
unit were involved with the inability to accurately feed alum at  a constant
rate.  The only advantage of this type of unit was its ability to remove sub-
stantial amounts of phosphorus compared to the purely biological  processes.

     Maintenance—A periodic removal of solids from the treatment unit was the
most common maintenance need.  None of the laboratory septic tanks were
operated long enough (19 months was maximum period of operation)  to require
sludge pumping.  The submerged media unit (19 months), the rotating disks unit
at site N (15 months), and the extended aeration unit at site M  (13 months)
also required no solids removal.  The chemical addition unit required pumping
after 9 months of operation.  The average sludge production was about 0.1
kilograms per cubic meter of wastewater.


                                    A-16U

-------
     The batch aeration unit at site M demonstrated a gradual build-up of sus-
pended solids under aeration (from about 3000 mg/L to 6000 mg/L over a 5 month
period) but a premature vashout of these solids prevented an accurate calcula-
tion of the sludge production.   At site N, the batch unit was preceded by a
septic tank so the build-up of solids was much more gradual (only 6 grams per
cubic meter of wastewater treated).   The mixed liquor suspended solids reached
a level of kkOO mg/L after 16 months of operation.  The sludge volume index
(SVI) ranged from 60 near the end of testing to 360 near the beginning of
testing.

     The suspended solids content of the extended aeration unit at site N
built up steadily (0.07 kilograms per cubic meter of wastewater) until it
began malfunctioning and the solids  began washing out.  The solids level at
this time was about 7500 mg/L.   The SVI fluctuated between 60 and 120 during
the period of testing.  The manufacturer suggested pumping the aeration tank
when the solids level reached 9000 mg/L as estimated by an Imhoff cone settling
test.  This level was not attained during this study.

     The primary routine maintenance necessary with the chemical addition unit
was the replacement of the aluminum sulfate solution (the manufacturer recom-
mended adding 1.5 L of 50$ alum solution per m3 wastewater).  This requirement
necessitates either a large chemical storage tank or more frequent site visits
(for example, at site M, about 30 L of alum were used per month for a flow of
0.66 m3/day).

     Other routine maintenance generally fell into two categories, parts
lubrication and unit cleaning.   Only the rotating disks units (both sites) and
the extended aeration unit (site w)  required periodic lubrication, about 1 or
2 times per year.  The remaining mechanical units were equipped with factory
sealed bearings.  The manufacturers of the extended aeration unit (site N) and
the rotating disks units were the only ones to recommend periodic cleaning as
part of their maintenance plan.  Other manufacturers recommended periodic in-
spection to ensure the satisfactory operation of the mechanical components.
Unit cleaning involved the removal of any floating debris and washing of the
clarifier walls to remove solids adhering to them.  The recommended frequency
of maintenance was every 3 months for the extended aeration unit and every 6
months for the rotating disks units.

     Effluent quality and variability—The effluent quality data from the lab
units are summarized in Tables A-110 and A-lll.  Because the wastewater was
simulated, caution should be used in interpreting the actual numbers.  The
values for the different parameters between the various units should be used
for comparison only.

     The following observations can be made concerning the effluent data ob-
tained at laboratory site M (Table A-110):

     1.  The aerobic units produced effluents with significantly lower levels
     of BOD , COD and suspended solids than the septic tank effluents (on the
     basis of 95$ confidence intervals).
                                    A-165

-------











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A-169

-------
     2.   The variability of data as indicated by the coefficient of variation
     is  greater for the aerobic units than for the septic  tanks.   The range of
     data was large for all units.

     3.   The extended aeration unit, which had cycled aeration,  removed a
     substantial portion of the total nitrogen (over 50$).

     U.   The batch aeration unit produced the highest quality effluent in terms
     of  BOD,-» COD, and suspended solids.

     5.   Although the chemical addition unit was able to remove  about 30$ of
     the BOD,- and COD from the 1.1 m  septic tank, the level of  suspended
     solids increased by 30$.

     At  laboratory site N (Table A-lll) the following observations concerning
the effluent quality data are  noted:

     1.   The aerobic units as  a group produced effluents with significantly
     lower levels of BOD,-, COD, suspended solids, and total nitrogen as com-
     pared to the septic tanks as a group.

     2.   There was no significant difference in total solids and total phos-
     phorus levels between the aerobic units and the septic tanks.

     3.   The BODj- values for the submerged media unit are  not presented be-
     cause they were collected at a point following ultraviolet  irradiation.
     Subsequent tests showed that this had a significant effect  of reducing
     BOD,- levels.  The COD's were not affected.

     U.   Except for the parameters of total and volatile solids, the variabili-
     ty of effluent quality data (coefficient of variation) was greater for the
     aerobic units than for the septic tanks.

     5.   Most of the nitrogen (- 67$) from the septic tanks was in the form of
     ammonia-nitrogen.

     6.   Most of the nitrogen (- 83$) from the aerobic units was in the form of
     nitrate-nitrite-nitrogen.

     7.   The submerged media unit's total nitrogen level was about ^7$ lower
     than the septic tank levels.  All the aerobic units had lower total
     nitrogen levels than the septic tanks.

     8.   Most of the phosphorus  (- 77$) from both the septic tanks and the
     aerobic units was in the form of orthophosphate.

     9.   Most of the BOD,- (- 68$) from the aerobic units was in a filterable
     form.  Much of the BODc-  (-  55$) from the septic tanks is in a soluble
     form.

     10.   The rotating disks and  the submerged media units had the lowest levels
     of suspended  solids  (~ 16 mg/L) in their effluents.

                                    A-170

-------
Field Installations—
     Operation—Of the field units, the septic tanks are the simplest to oper-
ate and the easiest to install.   Since their normal operation has  been pre-
viously discussed, it will not be covered here.   Tables A-10U and  A-107
campare tank sizes and periods of operation.

     The aerobic units are compared as to their normal operation and mainten-
ance along with noted malfunctions in Table A-112.   As with the laboratory
units, the aerobic units varied in terms of their complexity and their compo-
nents.  The unit at site C was an extended aeration type that had  the following
features:  (l) septic tank pretreatment, (2) on-off operation of aerator,
(3) air lift sludge return, and (k) draft-tube aerator.  The unit was operated
for a total of over 2-1/2 years.   During this time period, several  operational
problems were noted.  Probably the most important was a continual  build-up of
solids on the clarifier surface.   These solids would occasionally  wash over
the effluent weir, resulting in poor effluent quality.  Another problem was
sludge loss, which appeared to be related to the use of toilet bowl  deodorizers.
After several months the mixed liquor finally acclimatized and returned to
normal levels.  Sludge bulking occurred one winter, with this condition lasting
for over h- months.  Toward the end of testing, the wiring to the aerator had
to be replaced.

     The batch aeration unit at site G was similar to the one installed in the
laboratory.  The mechanical components were obtained from the manufacturer and
installed in a k.5 cubic meter (1200 gal) septic tank.  Improper wiring during
installation led to almost immediate failure of the electronics of the system.
The repaired unit was then operated and monitored for over 3 years.   During
this period the following problems were noted:  (l) the pump clogged with
toilet paper twice; (2) the pump failed once; (3) the unit experienced exces-
sive foaming during start-up; and (h) a faulty time clock was repaired.  Al-
though it  did not involve the batch aeration process, it is important to  note
that the sump pump following this unit failed twice and the electrical wiring
in the sump had to be completely replaced due to corrosion problems  after  four
years.

     Of all the aerobic units installed, the one at site H was operated the
longest (over b-1/2 years).   After 28 months of operation, septic  tank pre-
treatment was included as part of the treatment system.  Other features of
this extended aeration unit were an air lift sludge return and a surface
skimmer and scum return on the final clarifier.   The mechanical problems which
occurred were air line failure (3 times) and skimmer motor failure (U times).
Prior to the use of septic tank pretreatment, the skimmer continually clogged
due to large accumulations of floating debris (grease and garbage) on the
surface of the clarifier.  Once the septic tank was introduced, this ceased to
be a problem.  Sludge bulking was a serious problem with this unit.   When  the
temperature of the mixed liquor dropped below 15°C, filamentous bulking would
occur (this happened every winter during the period of operation).  Only when
the temperature rose back to about 20°C did bulking subside.

     The rotating disks unit installed at site I was similar to the  unit in-
stalled at laboratory site N.  This unit was continually plagued with mechani-
cal problems; therefore, the effluent quality data were not reported.   It  is

                                    A-1T1

-------
TABLE A-112.
PROCESS COMPARISONS - OPERATION AND MAINTENANCE
              Aerobic Field Units
TREATMENT
PROCESS
Field Site
Sketch
of
Process
Primary
Biological State
Mechanical
Components
Volume
Flow
Character
Solids
Separation
Time
Cycle
Period
of Operation
Measured
Power
Consumption
Power Input/Vol.
Required Routine
Maintenance
Malfunctions

EXTENDED
AERATION
C
^-3-1
WT


Aerobic i
Suspended Growth
Aerator Motor,
Timer Controlled
2.8 m3
Continuous Flow,
Preceded by Septic
Tank
Gravity Settling,
Upflow Clarifier,
Aerator ON 15 min,
OFF 15 min
December 1972-
April 1975
Not Measured
—
Solids Removal,
Aerator Lubri-
cation
Faulty Wiring at
Installation
Sludge Bulking -1
Winter
Poor Settling
Sludge

BATCH
AERATION
G
r~
TTTd
0 0 0

Aerobic i
Suspended Growth
Air Compressor,
Submersible Pump,
Timer Controlled,
Alarm
about 2.0 m3
Batch Discharge
Aeration and
Settling Occur in
Same Chamber
Aerator ON 20 hr,
OFF 4 hr, Pump-
Out After 3 1/2
hr of Settling
August 1972-
November 1975
5.8 kwh/d
0. 14 kw/m3
Solids Removal
•
Pump Failed, Pump
Clogged, Improper
Wiring at In-
stallation,
Time Clock
Replaced

fXTENDKD
At" RAT ION
H

— •- _r~ — i
0 ' W
1 0° V
^ 0 |
1 1
1 	 1
Aerobic
Suspended Growth
Blower and Motor,
Skimmer Motor
3.0 m3
Continuous Flow,
Preceded by Septk
Tank After Nov.
1974
Gravity Settling,
Air Lift Sludge
Return , Scum
Return
None before Sept.
1974. Aerator ON
1 hr, OFF 1 hr,
Sept. 1974 to
Oct. 1975
July 1972-
December 1976
Not Measured
—
Solids Removal,
Service Blower,
Clean Unit
Frequent Skimmer
Clogging, Air
Line Failed 3
Times , Skimmer
Motor Failed 4
Times
Sludge Bulking-
3 Winters

ROTATING
DISKS
I
fy~
~*~ t
_-___ _


Aerobic,
Attached Growth
Gear Motor, Pump,
Dump Valve,
Timer Controlled,
Alarm
Disk Module - 0.24
Septic Tank - 2.0
to 4.0 m3
Equalized, Constart
Flow Thru Disks
todule
Upflow Clarifier,
Contents Returned
to Septic Tank
Daily
Dump Valve Opens
Once per Day
August 1974-
November 1975
3.8 kwh/d
0.66 kw/m3
Solids Removal
Parts Lubri-
cation, Clean
Unit
Two Shafts Broke
Pump Failed,
Motion Sensor
Failed, Drain
i ines CloRged

EXTLNDCD
AF RAT I ON
J

-*-._ 	 W 	 ).
• * \/
00 V
0 0 |
L -i

Aerobic
Suspended Growth
B lower and Motor ,
Alarm
2.0 m3
Continuous Flow ,
Preceded by
Septic Tank
Gravity Settling,
'pflow Clarifier
None
February 1975-
Docember 1976
Not Measured
—
Solids Removal
Air Line Failed
Sludge Return
Clogged by Sedi-
ment

                            A-172

-------
included in the discussion, however, because it gives an example of the prob-
lems which can occur.  Although the unit was only operated for 15 months,  the
following malfunctions occurred: ' (l) the shaft on one of the disk modules
broke twice; (2) the pump failed once; (3) the drain lines and the pump
occasionally clogged; (4) the motion sensor corroded and failed, (5) the
electronics were damaged when the unit was apparently struck by lightning; and
(6) the bondings betveen the individual disks were so poor that they all became
separated.

     The unit at site J was also an extended aeration type, and it was  operated
for a 2-year period.  The only problems noted were:  (l) the vibration  of  the
unit wore a hole in the air line and (2) grit in the bottom of the unit pre-
vented adequate sludge return.  This unit performed the best of all the field
units; however, it should be noted that it was preceded by septic tank  treat-
ment and was only loaded at a rate of 0.25 m /d (65 gpd) or about 1/6 of the
manufacturers design flow.

     Maintenance—Routine maintenance of the field units fell into two  cate-
gories, solids removal and equipment servicing.  Although some manufacturers
suggest that excess solids wasting is not necessary, the unit should be pumped
every 8 to 12 months.  Typically, mixed liquor suspended solids (MLSS)  con-
centrations built up over a period of time until they reached 8000 to 10000
mg/L.  When concentrations reached this point, however, solids were lost in the
effluent until the MLSS returned to 3000 to 6000 mg/L.  System C was pumped
twice at intervals of 11 and 15 months, system G at intervals of 15 and 11
months and system H at intervals of 2U and 10 months.  Severe sludge bulking
with unit H had caused many of the solids to be lost in the effluent, thus
increasing the first pumping interval.  System J did not require pumping
during the 2k month operating period because it had received such a low organic
loading.

     During the period of monitoring, none of the septic tanks required
pumping.  Site E was monitored the longest (over U years), and site F the
shortest (IT months).

     Equipment servicing included greasing the aerator bearings on unit C, and
cleaning the air inlet to the blower on the aerobic unit at site J.  Other
routine inspection tasks included such things as checking for V-belt wear  at
sites H and J, checking alarms (sites G and J), determining the settling
properties of the sludge and checking the integrity of the components.   The
maintenance schedules for mechanical components suggested by the manufacturers
appeared to be adequate.

     Only the manufacturers of the extended aeration unit at site H and the
rotating disks unit recommended periodic unit cleaning as part of the routine
maintenance.  Suggested cleaning of the extended aeration unit included
removal of scum and floating debris from the clarifier, cleaning of the scum
return line, cleaning the weir area, and general clean up around the exterior
of the unit.  The rotating disk unit manufacturer suggested washing down the
walls of the clarifier, flushing all drain lines, and cleaning the clarifier
weir area on a semi-annual basis.
                                    A-173

-------
     Effluent quality and variability — The results from monitoring the field
septic tank effluents appear in Table A-113.   As would be expected for this
type of treatment process , the effluent quality was relatively poor with res-
pect to organic matter, indicator organisms and nutrients.   The suspended
solids values were indicative of adequate solids separation which again would
be expected since septic tanks are designed for solids removal.  The following
observations are also noted:

     1.  There were significant differences on the basis of 95% confidence
     intervals in the average BODr and COD levels between units ranging from
     57 mg/L (site J) to 272 mg/L (site C) for BOD- and 208 mg/L (site J) to
         mg/L (site C).
     2.  For most sites, there was no significant difference in the total sus-
     pended solids (TSS) levels between units (site J had significantly less
     TSS than sites A and C).  The average level was ^9 mg/L for all units as
     a group with range of averages from 3^ mg/L (site J) to 69 mg/L (site A).

     3.  The level of total nitrogen varied considerably between units (from
     26 mg/L at site E to 76 mg/L at site C) .  When considering all the septic
     tanks as a group, 69% of the nitrogen was in the form of ammonia (ranged
     from 60$ at site C to 82$ at site D) .

     k.  There was essentially no difference in the total phosphorus levels
     between the various septic tanks .  Approximately 85$ of the phosphorus
     was in the form of orthophosphate.

     5.  There was no difference in the levels of indicator bacteria from the
     various units.  The average fecal coliform level was 5 x 10° organisms
     per liter (lO^'J organisms per liter)  and the level of fecal streptococci
     was U x 10  (10^-°) organisms per liter.

     Site E (two. tanks in series) was monitored in three phases.  It is inter-
esting to note that although the average flow to the tanks was almost three
times less than normal during the first phase, there was essentially no dif-
ference in effluent qualities.  Two-tanks-in-series (sites E and J) appear to
produce slightly higher effluent quality in terms of organic matter and sus-
pended solids than do the single chambered tanks.

     The performance in terms of effluent quality of the five aerobic units is
presented in Table A-llU.  Also included in this table is a summary of the
grouped septic tank data for comparisons.  It is immediately apparent that the
aerobic units produced a higher degree of treatment than septic tanks but that
the periodic malfunctions and upsets mentioned earlier resulted in substantial
variability in effluent quality.  It is important to note that the effluent
suspended solids level of the aerobic units although lower than that of septic
tanks, was not significantly different on the basis of the 95% confidence
intervals.  The following observations concerning the aerobic units are also
noted:

     1.  The extended aeration unit at site J produced the best effluent in
     terms of organic matter and suspended solids, but the hydraulic and

-------












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    -------
         organic loadings to it were substantially lower than normal (it 'received
         about hQ% of the septic tank effluent at site J).
    
         2.  Because of the settling problems noted there is considerable  differ-
         ence in the average TSS levels between the various units, ranging from
         12 mg/L to 65 mg/L.
    
         3.  The total nitrogen values did not show the variation between  sites
         that the septic tanks did.  When using the grouped data, 83$ of the total
         nitrogen is in the form of nitrate.
    
         U.  Unit C which received septic tank effluent (see Table A-113)  and had
         cycled aeration, removed over 1/2 of the total nitrogen.  Unit J  also
         received septic tank effluent but only removed about 15$ of the nitrogen.
         Its aerator was operated continuously.
    
         5.  The total phosphorus levels varied considerably from site to  site
         since phosphorus loading is generally a function of household laundry use
         which varies from home to home (Witt, 197^a). About 8l% of the phosphorus
         is in the form of orthophosphate.
    
         6.  Except for site J, there was essentially no difference in the  bacterial
         counts between aerobic units.  There was also no difference between the
         fecal streptococci levels from the aerobic units versus the septic tank.
         The fecal coliform levels were almost 2 orders of magnitude lower in the
         aerobic units than in the septic tanks (1CK versus 10°-T per liter).
    
         J.  As indicated by the coefficient of variation, the aerobic units pro-
         duced a more variable effluent quality in terms of organic matter and
         suspended solids.
    
    Discussion of Results
         In evaluating the laboratory and field effectiveness of selected treatment
    processed for onsite application, four criteria were used:  (l) operation and
    maintenance requirements, (2) the average effluent quality produced, (3) the
    variability in effluent quality, and (U) total annual cost.
    
    Operation—
         The continuous operation of a treatment unit is critical to its acceptance
    as an alternative for onsite use.  It must be simple, yet rugged and reliable,
    producing an effluent of predictable quality.  A listing of the operational
    characteristics of the laboratory and field treatment units appear in Tables
    A-108, A-109 and A-112.  Some of the important operational features of these
    systems are discussed below.
    
         Installation—Proper installation is important for the successful opera-
    tion of any treatment unit, and as installation becomes more complex, greater
    care must be taken.  For aerobic units and sump pumps, the services of a quali-
    fied electrician are necessary.  Two of the field units (sites C and G) suf-
    fered from improper installation.  At site G, where the unit was incorrectly
    wired, failure was almost immediate.  Only after 2 years of operation did the
    
                                        A-l8l
    

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    installation problem (faulty wiring)  at site C become  apparent  and then  only
    after noting a substantial increase in the homeowner's electric bill.  Prior
    to correcting this problem, the residents received electrical shocks  from
    their plumbing system.
    
         Voell and Vance (197^) alluded to installation problems  such  as  finding
    aerobic units completely buried and timer controls placed in  inaccessible
    places.  Glasser (19?M recommended a site visit within 10 days of installation
    to ensure proper operation of the mechanical components.   (Several methods by
    which regulatory agencies can ensure proper installation are  discussed in
    Appendix D.)
    
         Design features—A discussion of the important design features of waste
    treatment systems based on the experience of investigators and  plant  operators
    over the years has been presented earlier.  A discussion of some of these
    design features in light of experiences with units installed during this
    project is presented below.
    
         Multiple tanks in series—Previous researchers have demonstrated that
    multi-compartment septic tanks provide better treatment than single chambered
    tanks of the same capacity (Ludwig, 1950; Weibel, 1955).  Two field sites (E
    and J) incorporated tanks-in-series and did demonstrate slightly higher
    effluent quality (Table A-113) but the total capacities were greater  (about
    50$ at site E and 100% at site J) than most of the single chambered tanks.  A
    multi-compartmented tank, installed at laboratory site M, also  produced  a
    slightly higher effluent quality than a much larger single-chambered  tank, but
    the differences were not significant at the 95$ confidence level  (Table  A-110).
    
         Grease, garbage grindings and trash were problems in the aerobic units
    that were not preceded by primary settling.  In field system H, this  material
    passed through the aeration chamber and floated on the surface  of  the final
    clarifier.  Subsequently, some of this material discharged over the effluent
    weir.  It also frequently clogged the air lift skimmer.  The continuous  opera-
    tion of the skimmer was changed to run intermittently to allow  back flushing
    of the skimmer pipe.  This succeeded in keeping the skimmer open.   At a  later
    date (after 28 months of operation) a septic tank was placed on line  at  this
    site.  This completely eliminated the problem of floating debris and  grease
    on the clarifier.
    
         In system G, the original effluent pump clogged twice with toilet paper,
    resulting in the unit filling and overflowing.  After this pump failed and was
    replaced by one with a large intake opening, clogging never reoccurred.  Prob-
    lems of this type were avoided in system C, which was preceded  by a septic
    tank.  The inclusion of a septic tank or trash trap ahead of the  aeration
    chamber seems to be good practice and is recommended in all installations
    utilizing aerobic treatment.
    
         Outlet design—The design of the treatment unit outlet seems  to  have
    received little thought by many manufacturers.  Weir lengths were  often  less
    than 150 mm (6 in) and in some cases the outlet was simply a 100  mm (^ in)
    diameter pipe.  Surge flows from washing machines and baths can create flows
    as high as 27 L/min (7 gpm) from treatment units.  In both systems C  and H,
    floating solids were often carried into the effluent because of extremely high
    flow rates over relatively short weirs.  The effect of surge flows on effluent
                                        A-182
    

    -------
    quality was also noted by Bennett and Linstedt (1975).   Longer weir lengths
    and sludge deflection baffles should be included as part of outlet design.
    The use of gas deflection baffles appears to be a simple way of keeping
    floating solids away from the weir area.
    
         Positive solids return—Floating sludge was a problem noted with almost
    every aerobic treatment unit.  It was caused by the production of gas bubbles
    by denitrification.  Its impact on effluent quality can be lessened by either
    better outlet design as previously discussed or by providing for positive
    solids return.
    
         In system C, floating sludge produced a scum blanket over 0.31 m (l ft)
    thick on the clarifier.  The settled sludge was returned by means of a draft
    tube operating off the mechanical mixer used for aeration.  The aerator-mixer
    was run intermittently.  By increasing the length of time the aerator operated,
    better sludge return (likely due to less denitrification) was achieved.  How-
    ever, there was no means of returning any sludge which  did float.  In system
    H, an air lift pump continuously returned the settled sludge and the skimmer,
    when working properly, returned most of the solids that did rise, keeping the
    surface of the clarifier clear.  The batch unit in system G avoided this prob-
    lem completely by the nature of its operation, ie., any floating sludge which
    did exist would not enter the effluent since the effluent pumped out below  the
    liquid surface.
    
         At laboratory site M, a good example of the need for positive solids re-
    moval was demonstrated by the rotating disk unit.  Sludge was removed from  the
    clarifier only periodically (once or twice per month).   Deflection baffles
    kept floating solids away from the outlet weir.  While  the unit was able to
    produce a high effluent quality in terms of suspended solids, the BOD- level
    was higher than expected (Table A-110).  The higher BOD values were likely  due
    to resolubilization of organic matter in the sludge.
    
         The extended aeration unit at this site also experienced problems with
    floating sludge and inadequate sludge return.  A good mixed liquor suspended
    solids concentration never developed in this unit.  Samples collected near  the
    surface of the aeration chamber ranged in concentration from 50 to UOO mg/L
    MLSS over a 6-month period.  These low mixed liquor values were due, in part,
    to the loss of solids in the effluent due to poor solids removal (Table A-110).
    Solids also accumulated within the aeration tank due to the low mixing input
    (power/unit volume) to the unit (Table A-108).  Finally, a scum blanket about
    3 cm (l in) thick developed on the clarifier, and efforts to break it up and
    return the solids to the aeration chamber were unsuccessful.
    
         Positive sludge return was an important feature in the design of the
    rotating disks and extended aeration units at laboratory site N.  The entire
    contents of the rotating disk unit clarifier were emptied into the septic tank
    once per day.  While this did not completely eliminate  the presence of floating
    sludge, the effluent suspended solids were kept at a low level.   In addition
    to being equipped with settling plates, the extended aeration unit employed an
    air lift to return solids to the aeration chamber two times per day for posi-
    tive solids removal and return.  Floating sludge was not returned by this unit,
    however, and neither were solids adhering to the plates.  During the regular
    
                                        A-183
    

    -------
    service time, these solids vere easily removed.   Prior to the problems  of
    sludge build-up in the clarifier, the BOD,- and suspended solids  in the
    effluent averaged 13 and 25 mg/L respectively, indicating good treatment.
    After this problem started, the average effluent quality increased to 33 mg/L
    for BODc and 8l mg/L for suspended solids (based on log-normal distribution).
    
         Oxyjjenation and mixing—The aeration of aerobic suspended growth systems
    accomplishes two important functions, oxygen transfer to the bulk fluid and
    mixing of the biomass.  Aeration is normally accomplished through the use of
    diffused air systems, sparged turbines or surface devices.  Usually,  oxygen
    transfer limitations are negligible because the units are so small.  Analysis
    of oxygen transfer efficiencies of some of the laboratory units  (Tables A-108
    and A-109) indicate values which were low as compared to conventional municipal
    plant systems (Metcalf and Eddy, 1972).  This is due primarily to the high
    power inputs to the units (constrained primarily by minimum motor sizes for
    these relatively small aeration tanks).
    
         Mixing is of paramount importance in suspended growth systems.  Rule of
    thumb requirements for mixing in aeration tanks range from 0.11  to 0.23 kw/m
    (0.5 to 1.0 hp/1000 ft ) with this value being dependent upon basin geometry,
    solids concentration and the mixing device.  In the units tested power inputs
    ranged from O.OU to 0.83 kw/nr (Tables A-108 and A-109).  It is  apparent that
    the rotating disk systems provide ample mixing.  The batch units, employing
    blowers were lower, but within the range normally acceptable for suspending
    solids in conventional aeration tanks.  Most interesting is the  low power input
    to the extended aeration unit of laboratory site M.  As discussed above, this
    unit was not able to maintain an adequate mixed liquor solids level, partially
    because of the absence of positive sludge return and partially because  of poor
    circulation within the aeration tank.
    
         In an effort to reduce power requirements, some units employed cycled
    aeration periods (see Tables A-108, A-109 and A-112).  No dissolved oxygen
    (D.O.) levels were monitored at site M, but measurements at laboratory site N
    for the batch unit indicated that D.O. levels never fell to zero in the U hours
    of OFF time during settling.  The value of cycling mixed liquor to an aerobic/
    anaerobic mode appears desirable for nitrogen removal.  System C and the ex-
    tended aeration unit at laboratory site M removed over 50$ of the total nitro-
    gen via nitrification/denitrification due to aerator cycling (Tables A-110
    through A-llU).
    
         Controls and alarm systems—Many of the aerobic units were equipped with
    some type of alarm system to indicate breakdown of mechanical parts.  They
    ranged in complexity from air pressure sensors  (field system J and extended
    aeration N) to circuit breakers  (extended aeration N) to motion sensors and
    high water alarms (rotating disks - sites I and N).  Some-indicated problems
    visually  (light), while others used audible signals.  Those systems with
    buzzers also included buzzer overrides.  Not all mechanical malfunctions were
    detected by the alarm systems.  For example, neither the broken shafts of the
    rotating  disks  (site N) nor the automatic air valve malfunction of the extended
    aeration  unit  (site N) were detected.  Alarm systems do not directly detect
    biological upsets, unless they happen to cause a failure  of some mechanical
    component which could trigger the alarm.
    
                                        A-18U
    

    -------
         In the laboratory facilities, malfunctions were detected almost immedi-
    ately because of frequent inspection.  The field units were visited semi-
    monthly, so malfunctions were also detected fairly quickly.  Had some of these
    problems occurred during normal operation, it is possible that they would not
    have been detected or reported by the homeowner.  It is likely that there could
    be some indefinable time period (dependent on the frequency of routine site
    visits) during which an effluent of poorer quality than expected would be dis-
    charged.
    
         Only minor problems were noted with the unit controls installed as part
    of this project.  In an inspection of over 150 aerobic units, Voell and Vance
    (197*0 found that during a 19 month period, over 10$ of the units had problems
    with the timer controls.  In some cases, the homeowner did not even know where
    the controls were located.
    
         Sludge bulking—Sludge bulking is a phenomena noted in most suspended
    growth systems during at least part of their operation.  Glasser (197*0 attri-
    buted hydraulic and organic shock loads as being a primary reason for sludge
    bulking.  No other study on individual home units has specifically addressed
    this problem.  In this investigation, although qualitative shock loads (e.g.
    the use of toilet bowl deodorizers at site C) produced a poor settling sludge,
    the primary cause of filamentous bulking was found to be due to a drop in
    mixed liquor temperature.  Glasser stated that ambient temperature variation
    appeared to have no adverse effect on effluent quality but no mixed liquor
    temperatures were presented.  System H experienced several months of bulking
    every winter that it was monitored.  Bulking would occur when the contents of
    the aeration chamber dropped below 15°C and normally subsided once the temper-
    ature returned to 20°C.  System C also experienced this phenomena during one
    winter of operation.  System G, a batch unit, never experienced bulking.
    Because of the nature of its operation, the mixed liquor temperatures were
    maintained about 15°C throughout most of the winter months.  Sludge bulking
    was never a major problem in the laboratory units where the ambient air
    temperatures ranged from 17°C to 33°C.
    
         It is suggested that methods be used to heat tank contents during winter
    months.  Heaters of this type are available on the market today.  One manufac-
    turer employs a submersible aerator.  The heat generated by this equipment is
    transferred to the mixed liquor.  Another alternative is to have the aerator
    intake draw its air from the home through the plumbing.
    
         Sump pump and controls—All the field installations included the con-
    struction of at least one sump (the sand filter systems normally included two).
    Commercial lA to 1/2 hp (186 to 372 W), submersible sump pumps were purchased
    from local distributors and installed in the sumps.  Sump pumps may or may not
    include level switches as part of their construction.  In most cases, level
    sensing switches were installed separately from the pump.  The majority of the
    sump pump systems experienced some type of problem.  The most important of
    which was that of selecting adequate level sensing and switching equipment.
    Other problems included:  debris being pushed into the sump during landscaping
    and deterioration of electrical connections within the sump.  No problems were
    noted with the main body of the pumps (i.e. the motor and the impeller sections).
                                        A-185
    

    -------
         The atmosphere within the sumps proved to "be a very corrosive  one.  Any
    electrical connection installed in the sump must be waterproof.   If junction
    or control boxes are necessary, it is good practice to  install them outside
    of the sump either in a waterproof junction box above the sump or within the
    home.
    
         The selection of pump controls is critical.  A good control system in-
    cludes:  a high water/OW sensor, a low water/OFF sensor and a high  water alarm
    sensor.  There are many different control configurations presently  available
    for a wide range of costs.  Generally, the more expensive controls  are also
    more reliable.  Of the controls installed as part of this study,  the most
    troublesome were rubber diaphragm pressure switches. The rubber would deter-
    iorate and allow moisture into the switch causing it to fail. Non-waterproofed
    controls were totally unsatisfactory.  The best experience was with sealed
    mercury float switches.  Solid-state controls appear to be the best choice for
    the electronics.
    
    Maintenance—
         Maintenance of units has been cited as one of the  most critical problems
    with aerobic units (Voell and Vance, 197^; Glasser, 197^; Bennett and  Linstedt,
    1975; Tipton, 1975).  Homeowners, in general, neither understand how their
    system was supposed to function nor want to be bothered with the maintenance
    of their system.
    
         All treatment units, including septic tanks, require some amount  of rou-
    tine maintenance.  There can be, however, a large variation in the  frequency
    of this maintenance.  The extended aeration unit at site N had the  best
    defined maintenance program as set up by the manufacturer.  This program in-
    cluded k scheduled visits by the manufacturer's representative during  which
    he cleans the unit, provides proper lubrication of parts, checks components
    for wear and determines if the unit needs pumping (solids removal). In addi-
    tion, he is required to make unscheduled visits if the  homeowner notes a
    malfunction.  Some manufacturers only provide for twice-a-year inspections of
    mechanical parts.  In light of the large number of malfunctions  encountered
    during this study, frequent site visits appear warranted with the more complex
    units.  Routine maintenance falls into three main categories: solids  removal,
    parts lubrication and replacement, and unit cleaning.
    
         Solids removal—During the period of monitoring field systems  (May  1972
    to June 197^)9 none of the septic tanks required pumping.  All except  one  of
    the aerobic units were pumped at least twice during the same period.  Regular
    removal of excess solids is required if a higher quality effluent is to be
    maintained.
    
         Several things begin to occur as solids levels increase in  the aeration
    tank.  Despite some claims by manufacturers, it is not possible  to  design  a
    biological process that does not produce excess sludge.  As these biological
    solids increase, sludge age increases and the percentage of inert solids  in-
    crease.  These inert solids do very little for the process.  More important,
    however, is the  increase in clarifier loading rate (expressed in terms of  mass
    solids per surface area per time) which eventually results in solids overflow
    from the clarifier.  (Conventional solids loading rates for extended aeration
    
                                        A-186
    

    -------
    systems range from 2,h to 6.0 kg/hr/m  (0,5 to 1.25 Ib/ft /hr)  based on
    average flow rates.)  The severe hydraulic shock loads encountered by house-
    hold units may have a greater impact on allowable clarifier loading than would
    be true of conventional systems.  Normally, package plant clarifiers are
    generously oversized.  Finally, as solids increase, sludge return capacity
    becomes taxed to a limit where accumulations and floating sludge may occur.
    Each treatment unit should be evaluated on a case by case basis for upper
    limits as mixed liquor solids.  It appears that, dependent on the system and
    its use, these units should be pumped every 8 to 12 months.  The pattern of
    growth of MLSS concentrations should be determined and when concentrations
    begin to reach a predetermined level, some of the sludge should be wasted.
    It is not necessary or desirable to pump out the entire contents of an aerobic
    unit (only a few hundred gallons of settled mixed liquor).  Alternative methods
    of sludge wasting include:  pumper truck, installation of an auxiliary holding
    tank (which would need pumping at less frequent intervals) or wasting to septic
    tank pretreatment.
    
         Lubrication of parts—Most manufacturers have outlined lubrication sched-
    ules for their equipment.  As far as could be determined, these schedules are
    adequate to ensure continued operation of moving parts.
    
         Unit cleaning—Floating debris and trash were noted in most clarifiers.
    These materials should be removed during routine inspections.  To this end,
    the surface must be readily accessible but it must also be secured for safety.
    
         Solids also tended to adhere to clarifier surfaces.  If these solids were
    not removed periodically, they would undergo denitrification and float to the
    surface.  The clarifier walls can be cleaned either with a brush or, if the
    clarifier can be emptied, by washing down with water.
    
    Effluent Quality—
         The performance of various treatment units in terms of effluent quality
    has been assessed by many researchers.  Some of the results of  this investi-
    gation are discussed in light of other studies.
    
         Septic tanks—Data on the quality of septic tank effluent  as determined
    by several investigators are presented in Table A-115.  As expected for this
    type of treatment process, effluent quality was poor with respect to organic
    matter, indicator organisms and the nutrients, nitrogen and phosphorus.  The
    BOD,- values compare reasonably well with a range of average values reported
    [from 93 mg/L (Thomas and Bendixen, 19&9) to 2UO mg/L (Bernhart, 1967)].
    Average suspended solids concentrations reported in the literature ranged from
    1*5 mg/L (Thomas and Bendixen, 19^9) to 155 mg/L (Weibel, et al. , 19&9).
    
         In comparing the results of various research studies, it appears that the
    suspended solids level in the effluent was related to (l) size  of tank,
    (2) degree of compartmentalization, and (3) frequency of pumping.  The largest
    tanks reported in Table A-115 were installed as part of this study and at the
    University of Connecticut (Laak, 1973).  These studies also demonstrated the
    lowest levels of suspended solids.  The beneficial effect of compartmentaliza-
    tion has been adequately demonstrated by others (Ludwig, 1950;  Weibel, 1955)»
    as well as in this study.  As solids build up within a septic tank, the chances
    
                                        A-187
    

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    for solids washout increase.  In studies where sludge build-up was accelerated
    (Weibel, et al., 19^9; 1950), a deterioration of effluent quality occurred once
    the solids holding capacity had been exceeded.   None of the septic tanks  in
    this study were monitored long enough to note this phenomenon.
    
         Aerobic units—Table A-116 presents data from several investigators  on
    the quality of effluent from various aerobic units which have been installed
    at individual homes.  Results of tests by the National Sanitation Foundation
    (NSF) are also presented for comparison.  In addition, Table A-117 compares
    two selected manufacturers' units tested in several different studies.   It is
    immediately apparent that there is a wide range of reported values.  Average
    BOD5 values ranged from 13 mg/L (McClelland, 1976) to 150 mg/L (Bennett and
    Linstedt, 1975) and suspended solids ranged from 17 mg/L to 150 mg/L.   This
    variation is not surprising when considering the many factors which can adversely
    affect aerobic processes.  Shock loads, sludge bulking, homeowner abuse or
    neglect and mechanical malfunctions are often cited as reasons for deteriorating
    effluent quality.
    
         The aerobic processes did produce effluent of higher average quality than
    septic tanks, as would be expected, but periodic upsets in the aerobic  units
    resulted in a higher variability in effluent quality than the septic tanks.
    Most significant to note is the effluent suspended solids concentrations  which
    were generally as high for aerobic units as for the septic tanks (Tables  A-113
    through A-116).  Notable exceptions of this study were the field installed
    aerobic units at sites H (March 1975 to May 1976) and J (Table A-llM both of
    which were preceded by septic tanks.  In addition, the flow rate at J was
    unusually low.  During the laboratory site N studies, the rotating disks  and
    submerged media system also produced effluent suspended solids significantly
    lower than the two septic tanks (Table A-117)•
    
         All aerobic systems produced a high degree of nitrification throughout
    the year with the exceptions of the rotating disk unit (site N) which experi-
    enced a number of malfunctions (pump failure and clogging), resulting in
    periods when effluent was being discharged from the septic tank installed as
    part of the unit and system H which experienced a biological upset late in the
    monitoring period (Tables A-110, A-lll and A-llh).  As noted previously,
    denitrification was achieved in system C and in the extended aeration plant at
    laboratory site N as well as in the submerged media unit.
    
         Phosphorus concentrations in the effluents from both the aerobic and
    anaerobic systems are variable depending primarily upon homeowner habits  and
    uses.  Most effluent phosphorus from both types of units is in the "ortho"
    form.
                                        A-189
    

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    A-192
    

    -------
    INTERMITTENT SAND FILTER STUDIES
    
         Intermittent sand filtration of septic tank and treatment unit effluents
    was investigated from 1973 through 1976.  The main objectives of the sand
    filter studies vere to determine the effect of applied wastewater quality,
    media size and hydraulic loading rate on sand filter effluent quality, length
    of filter runs, filter clogging and the amount and type of maintenance
    required.
    
    Laboratory Studies
    
         The laboratory experiments were performed at laboratory site N and in-
    volved the application of septic tank and aerobic unit effluent to 2^-10.2 cm
    (U in) sand columns (Stothoff, 1976).  Three types of sand, two hydraulic
    loading rates and two effluent types were employed in the study.  The effective
    size and uniformity coefficient of the sands are listed below:
    
                   Effective Size (mm)      Uniformity Coefficient
                       0.19 - 0.22                3.3 - lt.0
                       0.1*3 - O.U5                3.0 - 3.3
                           0.65                      l.U
    
      2  The hydraulic loading rates used in the study were 0.2 m/day (5 gal/day/
    ft ) and 0.4 m/day (10 gal/day/ft^).  The wastewater applied to the columns
    was effluent from the 3780 L (1000 gal) septic tank and the l8lO L (hdO gal)
    extended aeration aerobic unit.
    
         The sand columns contained 76.2 cm (30 in) of sand underlain by 15.2 cm
    (6 in) of coarse gravel.  A freeboard space of 1+5.7 cm (l8 in) existed above
    the sand to allow intermittent ponding of wastewater above the sand.  The
    columns were dosed an average of 6 times per day.
    
         Infiltration measurements were made shortly after the columns were started
    up.  Initially, when no ponding occurred, infiltration rates were measured by
    determining the time for water above the sand to fall 2.5 cm (l in) from 3.8
    to 1.3 cm (1.5 to 0.5 in).  Once intermittent ponding developed (approximately
    2 months) infiltration rates were measured by determining the time for water
    above the sand to fall 2.5 cm (l in) .  Ultimate infiltration rates were
    measured by collecting the entire amount of effluent flowing from the column
    over a specified period of time.  This assumed a steady state condition of flow.
    
    Operation and Maintenance—
         Aerobic unit/sand columns—The sand columns loaded with aerobic unit
    effluent at an approximate rate of 0.2 m/day (5 gal/day/ft^) had filter runs
    of 170-187 days for the 0.22 mm size sand, 186-275 day filter runs for 0.^3 mm
    size sand and a 357 plus days for 0.65 mm size sand.  This verified the fact
    that, within this range of loading rates, longer filter runs could be attained
    by using larger effective size sand.  Failure was caused by a crust which
    formed on top of the sand during the filter run.  The crust appeared to be an
    accumulation of suspended solids forming on the top of the sand forming a
    gelatinous crust that acted as a straining layer itself.  The rate of forma-
    
                                        A-193
    

    -------
    tion of the crust was dependent upon the concentration of suspended solids in
    the effluent and the rate of application to the filter (Stothoff, 1976).
    
         As shown in Figure A-^A, infiltration rates through the sand columns
    decreased rapidly during the initial 30 to 60 days of operation.  After the
    initial crust had formed, however, intermittent to continuous ponding occurred
    while infiltration rates ranged from 0.8 m/day (20 gal/day/ft2) to a low of
    O.ll* m/day (3.5 gal/day/fir).
    
    
    
    
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    A - 0.4 mm
    D - 0.6 mm
    iiiiii
    0 2 4 e 8 10 12
    MONTHS
                  Figure A.-UU.  Infiltration rate decline of sands loaded
                                with aerobic unit effluent.
                                                                      rj
         Although the average loading rate was 20 cm/day (5 gal/day/ft ) failure
     [defined as ^5 cm (18 in) of ponding for 2k hours] occurred when instantaneous
    loading rates became more than twice the average loading rate.  These periodic
    high loading rates increased the ponding height and subsequently increased
    flow rates (up to values as high as Uo cm/day (10 gal/day/ft2).  At failure,
    however, the increase in flow rate for the 0.22 and O.U3 mm sand was not great
    

    -------
    enough to assimilate the periodic high loading rate.  Only the 0.65 mm sand
    columns operated for 357 days without failing.
    
         After evaluating a number of maintenance techniques, the recommended
    method for aerobic effluent was the removal of the top crust of suspended
    solids (0.5 to 1.5 cm) and immediate wastewater reloading.  Infiltration
    capacity of the sand increased to 0.6 to 2.0 m/day (15-50 gal/day/ft2) after
    this maintenance was performed.
    
         The aerobic unit-sand columns loaded at approximately O.k m/day (10 gal/
    day/ft ) produced filter runs ranging from 1 to l6j days.  The high variabi-
    lity in filter run lengths was due to the high hydraulic loading rates.  In-
    filtration rates through these sand columns decreased rapidly over the first
    48 days of operation, dropping to a range of 1.6 to 0.1* m/day (^0 to 10 gal/
    day/ft ).  The lowest measured infiltration rate was . 08U m/day (2.1 gal/day/
    ft2) and only a slight increase in infiltration rate occurred as the height
    of ponding increased.  Run lengths were not significantly different for the
    different sand sizes and any maintenance other than removing the top crust
    (l-2 cm) resulted in exceedingly short filter runs.
    
         Septic tanks/sand columns—The sand columns loaded with septic tank
    effluent at an approximate rate of 0.2 m/day (5 gal/day/ft2) had filter runs
    of 6-31^ days for the 0.22 mm size sand, 212-283 day filter runs for 0.^3 mm
    size sand and a 523 day filter run for 0.65 mm size sand.  Thus, within this
    range of loading rates, longer filter runs were attained by using larger
    effective size sand.  Failure was caused by an accumulation of biological
    material (crust) within the top 5 to 10 cm (2 to h in)  of the sand.
    
         As shown in Figure A-^5, a logarithmic decline in infiltration rate
    occurred during failure leading to continuous ponding of the?sand and an ulti-
    mate infiltration rate as low as .012 m/day (0.30 gal/day/ft ).  There was an
    initial time period after the start-up of the sand columns when there was a
    very gradual decline in infiltration rate.  The length of this time period
    largely influenced the lengths of the filter runs.
    
         The height of ponding above the sand also had an effect on the infiltra-
    tion rate of the sand.  Instantaneous flow rates ranging from .16 to . 3^ m/
    day (h to 8.5 gal/day/ft ) were recorded when U6 cm (l8 in) of wastewater had
    ponded above the sand.  As the ponding height decreased, the infiltration
    rates decreased.  At 0-5-1 cm (0 to 2 in) of ponding, infiltration rates
    dropped to a range of .01 to .03 m/day (0.26 gal/day/ft  to 0.8 gal/day/ft ).
    Sixty days of continuous wastewater ponding showed that the ponding height had
    a less significant effect on infiltration rate for septic tank effluents than
    for aerobic effluents.  The septic tank effluent infiltration rates were con-
    siderably lower, i.e. 0.011 to 0.022 m/day (0.28 to 0.55 gal/day/ft2), than
    those recorded when aerobic unit effluent was applied to the sand columns.
    
         Various maintenance techniques were attempted to regenerate the failed
    sand columns.  As shown in Figure A-^5» the removal of the top 5 cm of sand,
    raking the sand surface, or short periods of resting (5-10 days) did not
    effectively regenerate the filter in that subsequent filter runs were very
    short.  Replacing or raking the top 5 to 10 cm (2 to 4 in) of sand along with
    
                                        A-195
    

    -------
                                   LOADING RATE -20 CM / D
                  1000
                   100
                    10
                 K
                       1000
                        100
     N
     u.
     o
    • 0.
     
    -------
    sand pores were filled with water, resulting in no capillary action and,
    therefore, zero moisture tension.  As the sand drains, moisture tension in-
    creases, the larger sand pores empty and the smaller sand pores continue to
    hold water.
    
         Initial wastewater loading of the sand resulted in a rapid wetting and
    drying cycle after each dose as shown in Figure A-U6.  This cycling effect
    decreased with depth due to dispersion of the wetting front in its downward
    movement.  The smallest sand size (0.22 mm) exhibited the greatest tension
    fluctuation while all three sands reached approximately the same wetness.
    
         The effect of increase in crust resistance, or clogging, of the aerobic
    unit-sand columns is depicted in Figure A-kj.  The accumulation of suspended
    solids on top of the sand surface rapidly reduced the infiltration rate.
    After only 13 days of operation, approximately 30 to 45 minutes was required
    for a dose to infiltrate into the sand.  After 72 days of operation, approxi-
    mate steady state moisture tensions conditions occurred between 30 minutes and
    two hours during which the sand remained ponded.  Permanent ponding of the
    sand column, however, did not occur for another five weeks.
    
         The septic tank-sand columns underwent a different type of clogging which
    did not significantly reduce infiltration rates, until permanent ponding
    (anaerobic conditions) occurred.  Figure A-^8 shows that after 37 days of
    operation a single dose required less than 30 minutes to infiltrate into the
    sand.  This column, however, was permanently ponded less than two weeks after
    this reading.
                                                5 CM DEPTH
                                                 _	
                                                 _—	
                                                 15 CM DEPTH
                   Figure A-U6.  Tension fluctuations with depth.
                                        A-197
    

    -------
                                 TIME, HR
      Figure A-^7.  Relative  tension fluctuations as filter
                    run progressed in aerobic column.
      20
    <2 10
    O
    \
    
    
    C^^
    \^f
    I 0-9 DAYS
    / 0-23 DAYS
    / a- 37 DAYS
    1 1 1 1 1 I 1 1
                                    2
                                 TIME, HR
       Figure  A-U8.
    Relative tension fluctuations  as  filter
    run progressed in septic column.
    
              A-198
    

    -------
    Effluent Quality—
         The effluent quality of the aerobic unit, septic tank and the 2k sand
    columns was monitored from June, 1975 through December, 1975.  Statistical
    analysis of the effluent quality data for septic tank and aerobic unit and sand
    filter effluents is depicted in Table A-118.  Grouped values for the sand
    columns loaded with aerobic unit effluent and the sand columns loaded with sep-
    tic tank effluent are given instead of the values recorded by each sand column.
    This was done for clarity and because the three-way analysis of variance showed
    that the applied wastewater had the most significant effect on column effluent
    quality.  The differences in effluent quality as a function of sand sizes and
    loading rates were not as significant (Stothoff, 1976).
    
         The mean BOD,- and TSS concentrations of the aerobic unit effluent were
    3^ mg/L and 85 mg/L respectively.  The high TSS concentration was due to the
    numerous biological upsets experienced by the aerobic unit.  The mean BOD,-
    and TSS concentrations of the septic tank effluent were 53 mg/L and 25 mg/L
    respectively.
    
         The sand columns treating septic tank effluent experienced a three week
    maturation period during which the sand became biologically mature.  This was
    characterized by a constantly dropping BOD,- of the sand filter effluent and
    also by the increase in nitrification in the effluent.  This maturation period
    was not experienced by the sand columns treating aerobic unit effluent.
    
         The sand column mean effluent BOD,, values were very low, 0.8 mg/L and
    3.0 mg/L for the aerobic and septic tank columns respectively.  The TSS con-
    centrations for the aerobic and septic columns were 8 mg/L and 19 mg/L res-
    pectively.  This represented an 89$ TSS reduction of the aerobic unit effluent
    and only a 2k percent TSS reduction of the septic tank effluent.  Total nitro-
    gen concentrations for the aerobic and septic sand columns were 35-9 mg/L and
    ^2.1 mg/L respectively.  Almost all of the nitrogen was in the NOo-N form in
    the effluents.  Although nitrification did occur, little nitrogen was actually
    removed in the columns.
    
         Two to four log reductions in fecal coliform concentrations were observed
    in all columns.  The septic tank-sand columns also showed some reduction in
    Pseudomonas aeruginosa, while the aerobic unit-sand columns did not.
    
    Field Installations
    
         The field sand filter experiments were performed at field sites E, H and
    J.  Septic tank effluent was applied to sand filters at site E while aerobic
    unit effluent was applied to sand filters at site H (Sauer, 1975; Sauer, et al.,
    1976).  At site J, septic tank effluent was applied to one sand filter while
    aerobic unit effluent was applied to a second sand filter.  All field sand
    filters ranged from 1.3 to 1.5 m2 (ik to 16 ft2) in area and contained 6l to
    76 cm (2k to 30 in) of washed sand.  The sand was underlain by 15 cm (6 in) of
    pea gravel and 15 cm (6 in) of coarse gravel.  The effective size and uniformity
    coefficient of the sand used at each site were as follows:
                                        A-199
    

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                            Effective Size (mm)      Uniformity  Coefficient
    
           Field Site E         O.U3 - O.U5               3.0 - 3.3
           Field Site H         0.19 - 0.22               3.3 - U.O
           Field Site J             0.28                     2.8
    
    It is important to note that the sands used at field sites  E and H were  also
    used at laboratory site N.   The sand was washed pit run sand which was locally
    available and relatively inexpensive.
    
         The sand filters were  enclosed in concrete block basins and were placed
    below ground level to prevent freezing problems.  The top 10 cm  (^ in) of  the
    basins were above ground level to allow an insulated and removable cover to be
    fastened to the top of the  filter.  The covers prevented the accumulation  of
    debris on the sand surface, reduced odor, eliminated freezing problems and
    allowed easy access to the  sand surface.  An open space of  approximately ^0 cm
    (l6 in) above the sand surface allowed intermittent ponding of wastewater  above
    the sand.
    
         The distribution system for the sand filters consisted of a 5-1 cm  (2 in)
    plastic pipe with an up-turned elbow located in the center  of the bed.   A
    splash plate was placed underneath the outlet elbow to reduce erosion of the
    sand surface.  The collection system at the filter bottom consisted  of a 10.2
    cm (U in) perforated pipe which was vented above the sand surface.   Further
    description of the sand filters can be found elsewhere (Sauer, 1975).
    
         The hydraulic loading rates employed for the sand filter studies ranged
    from 0.08 and 1.6 m/day (2  and Uo gal/day/ft ) with the rates primarily  between
    0.08 and O.U m/day  (2 and 10 gal/day/ft ).   Excessive groundwater infiltration
    sometimes caused the rates  to become exceedingly high.  The sand filters were
    dosed (k to 13 times/day) by a submersible pump with a controlled volume of
    wastewater.  The frequency was dependent upon the amount of wastewater generated
    each day.
    
    Operation and Maintenance—
         Aerobic unit sand filter—Initially field sand filters were operated  at  a
    hydraulic loading rate ranging from O.lU to .16 m/day (3.5  to h.O gal/day/ft  ).
    Filter run lengths of up to 289 days were experienced.  The clogging layer
    formed on top of the sand surface.  Failure of the sand filters  was  defined as
    the time when the ponded wastewater had reached a level 30  cm (12 in) above the
    sand surface.  At the time of failure, the clogging mat of  suspended solids had
    become 2-2.5 cm  (3A-1 in)  in depth.  Analysis of this mat  showed that  it
    contained over 70% volatile material.  The sand immediately below the crusted
    layer was clean and contained less than 0.5% more volatile  matter than  clean
    sand.  Removal of the crusted layer along with 2.5 cm (l in) of top  sand and
    the replacement of 2.5 cm (l in) of clean sand was the best maintenance  method.
    
         Further experimental studies evaluated sand filter loadings of  up  to  0.29
    m/day  (7.3 gal/day/ft ), and as low as  .OU m/day (l.O gal/day/ft2).   The low
    flow rate sand filter showed only a slight accumulation of  suspended solids  on
    the sand surface, whereas the high loading rate caused a much more rapid
    clogging mat accumulation on the sand surface.  To further  characterize  this
    
    
                                        A-202
    

    -------
    type of filter failure infiltration rates through the sand filter were monitored
    and are plotted in Figure A-^9.
    t * O> 00
    o b 'o 6 O
    1.0
    0.8
    0.6
    0.4
    0.2
    i i i i i
    -
    ELECTRIC FARM FIELD SAND FILTER"
    J r SAND EFFECTIVE SIZE 0.22 mm
    I RANGE OF INFILTRATION RATES
    ^ T I T 1 :
    J-
    
    111 1 T I
    ! LOADING RATE
    _AVE • 6.3 gol/day/fq ft - • 	 "1 	 . 	
    1 | 	 1 1
    
    -
    „
    -
    .
    i i
                                     468
                                       TIME (MONTHS)
                                                         10
                                                                 12
               Figure A-^9.  Infiltration rate decline of sand loaded
                             with aerobic unit effluent, site H.
         An immediate decline in infiltration rate occurred during the first month
    of application.  This appeared to be due to an accumulation of suspended
    solids, which were strained from the wastewater.  This mat of accumulated
    solids formed on top of the sand surface and did not penetrate into the sand.
    The formation of the solids mat continued throughout the filter run, possibly
    indicating a non-degradable nature of the suspended solids in the effluent of
    the aerobic treatment unit.  Flow rates through the crust ranged from 2-U m/
    day (50 to 100 gal/day/ft2) at this time.
    
         During the remaining filter run, infiltration rates ranged from 0.12 to
    U m/day (3 to 100 gal/day/ft2).  The range of infiltration rates was dependent
    upon the amount of time the crusted material on top of the sand had remained
                                        A-203
    

    -------
    unponded before "being dosed with waste-water.  When continuous ponding occurred,
    infiltration rates decreased to as low as 0.12 m/day (3 gal/day/ft ) ; however,
    when the crust was allowed to dry and crack open, infiltration rates  were as
    high as 1+ m/day (100 gal/day/ft ).  Eventually, continuous ponding predominated
    causing infiltration rates to drop below the 0.2 to 0.21+ m/day (5 to  6 gal/day/
    ft^) loading rate.  When wastewater ponding above the sand reached 30 cm (12
    in), the filter run was ended.   At this time the clogging mat on top  of the
    sand was 3.8 cm (1.5 in) in depth and infiltration rates were < .12 m/day (3.0
    gal/day/ft2).
    
         Various maintenance techniques were studied to regenerate the clogged
    sand filters and columns.  Results showed that removal of the solids  mat from
    the top of the sand surface restored the infiltrative capacity to 50  to 100
    gal/day/ft .  This capacity was approximately equal to the sand capacity after
    the initial logarithmic decline in infiltration rate at start-up.  This allowed
    succeeding filter runs to be made without the need for resting the sand bed,
    thus eliminating the need for alternate filters.  Apparently little active
    biological decomposition occurs below the sand surface, due to the low soluble
    organic material in the aerobic unit effluent.  This statement is only true
    when the sand surface remains aerobic and at a high oxidation reduction poten-
    tial.  It also assumes that the aerobic treatment unit is properly operated
    and maintained.
    
         The length of filter runs appeared to be dependent upon the mass of sus-
    pended solids applied to the sand surface.  The mass was determined by the
    hydraulic loading rate and the concentration of suspended solids in the
    aerobic unit effluent.  At loading rates ranging from O.l6 to 0.2U m/day (U to
    6 gal/day/ft^) and suspended solids concentration - 50 mg/L, filter run lengths
    of one year have been experienced.  At the same loading rate and suspended
    solids concentrations - 100 mg/L filter run lengths of six months have been
    experienced.
    
         Based on these findings it is recommended that removal of the crust on
    the sand surface be performed at six month intervals when a properly  operated
    aerobic treatment unit and hydraulic loading rates of 0.2 m/day (5 gal/day/ft )
    are employed.  This offers a factor of safety in the event of periodic upsets
    by the aerobic unit.
    
         Septic tank/sand filters—Initially field sand filter systems were operated
    at high hydraulic loading rates (0.56 to 1.6 m/day) [lU-1+0 gal/day/ft ].  From
    these experiments it was determined that sand filter failure was quite rapid
    (U5 to 80 days) and also that regeneration of the sand filters was best per-
    formed by removing the top 10 cm  (^ in) of sand and replacing it with clean
    sand.  In an attempt to obtain longer filter runs and improved effluent quality,
    the remaining field experiments were operated at approximately 0.2 m/day (5
    gal/day/ft^).  Length of filter runs at this loading rate ranged from 83 to
    lU3 days when maintenance consisting of replacing the top 10 cm (U in) of sand
    was performed.  The addition of short resting periods (30 to ^5 days) to the
    sand replacement maintenance insured the longer filter runs.  Another main-
    tenance technique consisting of physically raking the sand surface along with
    resting the  sand 30 to 60 days resulted in filter run lengths ranging from
    67 to 91 days.  Other maintenance techniques such as replacing or raking
    
                                        A-20U
    

    -------
    the sand surface without corresponding resting periods or resting periods
    ranging from 1 to 90 days without corresponding physical maintenance to the
    sand, resulted in short filter runs of less than 30 days.  An important con-
    clusion from these studies was that sand replacement or raking should be
    combined with resting periods of at least 30 to 60 days to insure run lengths
    of approximately 90 days.
    
         All of the above experiments were performed with sands having an effective
    size of 0.1*3 mm and a uniformity coefficient from 3.0 to 3.3.  Other field
    experiments utilizing smaller effective size sands showed similar trends of
    sand filter failure; however, corresponding run lengths were shorter.  Sum-
    marizing the field experimental data, laboratory data and literature informa-
    tion, Table A-119 shows the relation between effective size of sand and filter
    run length.
    
                       TABLE A-119.  SEPTIC TANK - SAND FILTER -
                                     RUN LENGTH VS. EFFECTIVE SIZE
    
                             Sand                          Filter Run Length
    
        Effective Size (mm)     Uniformity Coefficient           (Days)
    0.2
    O.lt
    0.6
    3-1*
    3
    l.lt
    30
    90
    150
    These run lengths were based on a 0.2 m/day (5 gal/day/ft )  loading rate and
    maintenance consisting of sand replacement or raking combined with resting
    periods.  The failure point was defined as 30 cm (12 in) of ponding above the
    sand surface.  Decreasing the hydraulic loading rate would yield longer filter
    runs; however, detailed investigations using lower loading rates were not
    performed in this study.  It was felt that sufficient information using less
    than 0.2 m/day (5 gal/day/ft2) loading rates already existed in the literature.
    
         To help further explain and possibly predict sand filter failures, hydraulic
    flow rates through the sand filters were monitored.  Figure A-50 shows the in-
    filtration rate decline and the effect of maintenance on a sand filter loaded
    with septic tank effluent.  The sand had an effective size of 0.1*3 mm and an
    initial saturated hydraulic conductivity of 23 m/day (565 gal/day/ft2).  The
    average hydraulic loading rate was 0.2 m/day (5 gal/day/ft2).  After an initial
    period of start-up, a logarithmic decline in infiltration rate occurred leading
    to continuous ponding of the sand and an ultimate infiltration rate for all
    runs between 0.02 to O.Oh m/day (0.5 and 1.0 gal/day/ft2).   The length of this
    initial break in time period largely influenced the lengths of filter runs.
    
         Replacing the top 10 cm (It in) of sand with no resting regenerated the
    hydraulic capacity of the filter bed to about .21* m/day (6 gal/day/ft ) .  Re-
    placing the top 10 cm (U in) of sand along with one month of resting regenerated
    the hydraulic capacity to about ik.k m/day (360 dal/day/ft2) or 60% of the
    initial saturated hydraulic conductivity.
    
                                        A-205
    

    -------
                                    ASHLAND FIELD SAND FILTER
    £WU
    1000
    800
    600
    400
    200
    ~
    ~ 100
    < 80
    I 60
    | 40
    UJ
    ^ 20
    OL
    O
    J 10
    3 8.0
    g 6.0
    I 4.0
    2.0
    
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    0.8
    0.6
    
    0.4
    0.2
    01
    REPLACED TOP SAND EFFECTIVE SIZE 043mm
    . 4" SAND REPLACED TOP
    . RESTED Z MONTHS „
    9 RESTED 1 MONTH
    
    00
    
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    REPLACED TOP
    ^ 4" SAND
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    1 1 1 1 1
                                       6      9     12
                                        TIME (MONTHS)
                    Figure A-50.
    Effect of maintenance on sands
    loaded with septic tank effluent.
         Using clean or regenerated sand, initial ponding times were approximately
    ^ minutes.  As the sand filter matured, ponding times increased to 8 to 15
    minutes.  A major portion of the filter run was conducted when ponding times
    ranged from 15 to 30 minutes and infiltration rates ranged from l.U to ^.5
    m/day (36 to llU gal/day/ft2).  Once ponding times increased to one hour or
    greater, continuous ponding occurred rapidly.  This was experienced in many
    filter runs and can be explained by analyzing the dosing arrangement.
    
         For design purposes, it is recommended that a hydraulic loading rate of
    0.2 m/day (5 gal/day/ft2) be used to determine the required surface area of
    the sand filter.  It is also recommended that an additional sand filter of equal
    size be installed due to the dosing effect of septic tank effluent.  Applica-
    tion of effluent onto the sand filters should alternate between the two beds,
    with time periods of loading and resting dependent upon the effective size of
    the sand, as shown in Table A-119-  Maintenance of the sand filters should be
                                         A-206
    

    -------
    performed immediately after its loading period and involves replacing the top
    k inches of sand with clean sand or raking the top 5 to 10 cm (2 to U in) of
    sand.
    
    Effluent Quality—
         Chemical and bacterial parameters—The sand filter effluent qualities
    from field sites E, H and J are shown in Tables A-120 and A-121 for septic
    tank and aerobic unit pretreatment, respectively.  One of the major conclu-
    sions from the study was that the sand filter effluent quality was quite
    similar for the septic tank and aerobic treatment unit effluents.  This was
    quite surprising since the organic strength of the septic tank effluent was
    higher than the aerobic unit effluent.
    
         Analysis of the data listed in Tables A-120 and A-121 shows that in all
    the sand filter studies the mean BODc concentration was < 10 mg/L.  Only
    during the initial start-up and maturation period of the sand filters were the
    BODc concentrations significantly greater than the mean value.  Throughout the
    filter runs, as biological and physical clogging occurred, the quality of the
    sand filter effluent improved.  The BODj- from the septic tank was largely
    soluble and was assimilated biologically during passage through the sand
    bed.  Conversely, the BOD,- from the aerobic unit effluent was primarily asso-
    ciated with the suspended solids which were generally removed at the surface
    of the sand.
    
         Mean values for the total suspended solids concentrations of the sand
    filter effluents were usually < 15 mg/L.  A significant percentage of these
    suspended solids were observed to be non-volatile fine sand grains which were
    washed from the filter bed and seen in the effluent.
    
         Concentrations of total nitrogen through the sand filters were relatively
    unchanged; however, almost complete nitrification of the septic tank effluent
    occurred.  Only after the sand surface remained continuously ponded for over
    3 weeks would ammonia nitrogen appear in the sand filter effluent.  Out of the
    usual filter run lengths of approximately 90 to 1^0 days, there were only from
    7 to lU days when significant ammonia nitrogen concentrations were found in
    the sand filter effluents.
    
         Total and orthophosphate concentrations were initially reduced 20 to 30%
    by sand filters with clean sand.  As the sand filters aged, however, little
    or no phosphorus reduction was found.  Reduction of phosphorus through sand
    was probably due to the absorption of the PO^-anion to organic material and
    sand grains.
    
         Fecal coliforms, total coliforms and fecal streptococci counts in the
    septic tank effluent were reduced 2 logs by the sand filters.  A 2 to 3 log
    reduction of Ps_. aeruginosa was also experienced.  These results compare to a
    one log reduction of fecal coliform, total coliform, fecal streptococci and
    Ps. aeruginosa by sand filters treating aerobic unit effluents which were
    loaded at a rate of .1^ to .28 m/day (3.5 to 7.0 gal/day/ft ).  Reducing the
    loading rate to .06 m/day (1.5 gal/day/ft2), reduced the fecal coliform and
    total coliform counts of the aerobic unit effluent by 2 logs.  Although con-
    siderable reductions of bacteria through the sand filters did occur, the
    
                                        A-207
    

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    effluent levels of coliforms remained higher than current federal surface dis-
    charge recommendations for total and fecal coliforms.
    
         Virus retention in intermittent sand filtration—A column containing 60
    cm of conditioned sand was dosed with 25 cm of septic  tank effluent containing
    -10' PFU/mL of Po-1 (see Appendix C).   Dosing continued at the same daily rate
    thereafter, but no virus was added to the septic tank  effluent.   The titers of
    the daily sand column effluent samples ranged downward from 2.5 x 10^ PFU/mL
    on day 1 to no virus detected at a 10"  dilution of column effluent on day 1.
    Clearly, the retentive capacity of the sand had been exceeded by once-a-day
    dosing with 25 cm of septic tank effluent.  This single dose was approximately
    equal to the void volume of the sand column.  Virus retention was approximately
    99.96$.
                                                           t~)      r>
         The question was examined further using the 0.09  m  (l ft ) surface area,
    76 cm  (30 in deep sand filters at laboratory site W.  These were dosed with
    an average of lU and 28.5 cm/day, divided into approximately seven randomly
    distributed equal doses per day, i.e., one filter was  receiving -2 cm per dose,
    an average of seven times per day.  Each filter was inoculated with 5 x 10^
    PFU of Po-1.  If this had been uniformly distributed in the first day's septic
    tank effluent throughout, the virus titers for the column effluents should
    have been 2.5 x 10  and 1.2 x 10° PFU/mL, respectively, in the absence of any
    virus retention.  Effluents collected daily from each  column for a week and
    tested in tissue cultures after only a 2-fold dilution revealed no virus
    penetration.
    
         By  the  time the  experiment was to be repeated, the more heavily loaded of
    the  two  filters had crusted.   The top several inches of sand were removed, and
    the  effluents  from  this  filter remained turbid  throughout the rest of the ex-
    periment.  More virus (1.3  x 10   PFU of Po-l)  was  inoculated into these same
    two  filters  and into  another which had been receiving  -29 cm of grey water per
    day.   No virus was  detected in the  effluents from the  filters receiving grey
    water  or the smaller  daily  volume of septic tank effluent, but the turbid ef-
    fluent from  the filter dosed with 28.5 cm septic tank  effluent per day was
    positive at  a 10~   dilution on day 1 and  a  10   dilution on day 6  (other samples
    were negative).  This indicates that even the reconditioned  filter reduced the
    virus  content of the  septic tank effluent by more than 5 loS1Q'  Based on these
    laboratory studies  one might conclude that  the  key  to  successful  sand  filtration
    of septic  tank effluent, in terms of virus  retention,  is to divide the  fluid  load
    into enough  small portions  so  as to permit  increased retention time in the filter
    to allow adhesion of  virus  to  physical and  biological  surfaces within the filter.
    
    
    NUTRIENT REMOVAL
    
    Nitrogen
    
    Denitrification Systems—
         Application  of the technology  of denitrification  to  small  scale wastewater
     systems introduces  a host of potential problems not present with large-scale
     systems.  The main problems are economics and maintenance requirements.  An
     additional potential problem is the health  hazard associated with the  avail-
    
    
                                        A-216
    

    -------
    ability of methanol for inadvertant human consumption (Posner, 1975).
    
         The requirements for a small scale system are that it be of a simple
    design, economical to construct and maintain, have an adequate service life,
    and be effective in removing nitrate without adding other pollutants.  The
    system would be placed down stream from the effluent disposal field so that
    the nitrified effluent could flow through the denitrification system, hope-
    fully by gravity.  Alternatively, the system could be designed to accept
    effluent from nitrification reactors such as a sand filter.  Because nitri-
    fication will also oxidize essentially all of the endogenous organic carbon,
    an exogenous energy source is required.
    
         Alternate energy sources—The first problem in designing a denitrifica-
    tion system to be placed under seepage beds is choosing the energy source.
    One approach would be to use an easily obtainable, slowly decomposable, solid
    energy source with sufficient material being available for the planned life
    of the system (e.g., 10 years might be an economical life time).  The release
    of energy material ideally would be enough for denitrification but would not
    add excess C to the effluent.  The other approach is to supply the energy in
    a readily available form such as methanol (CHoOH).  The latter would have the
    disadvantage that the CHoOH must be metered with the influent at the required
    rate.  This would require periodic maintenance.  Even distribution of the
    liquid energy source for proper mixing would pose another problem.  The solid
    energy material has the distinct disadvantage that it is difficult to envisage
    a material capable of sustaining denitrification for such long periods.  Also,
    should the system malfunction, corrective action would require extensive
    renovation.  Therefore, research was necessary to determine the method which
    will be best suited for a home sewage disposal system.
    
         Several energy sources were evaluated in this study.  These included
    (a) peat from a marsh at the west end of Lake Wingra (Madison, Wisconsin);
    (b) coniferous forest litter from the University of Wisconsin Arboretum,
    Madison; (c) paper mill sludges; (d) oat straw; (e) molasses and (f) methanol.
    All dry materials were ground to <2 mm particle size prior to use.
    
         The denitrification rates (Table A-122) are based on 100 mg soluble C added
    and varying incubation times due to the rates of various energy sources to re-
    duce nitrate a significant amount,  e.g., ^ days for peat and 0.75 days for
    molasses (procedures are detailed elsewhere, Sikora & Keeney, 1976).  Methanol
    and the paper mill sludges gave rapid denitrification rates, while with straw,
    forest litter and peat, denitrification was slower.  The molasses value was
    misleading because far more molasses was added than necessary, resulting in
    an unrealistically low rate.  A rate similar to CH-,OH would be expected because
    molasses should be a readily available energy source.  The data show that
    the sludges were far superior to the other solid energy sources.  Sources
    which yield rapid rates would be preferable because the size of the bed or
    reactor needed for denitrification should be minimized.  Inasmuch as these
    data (Table A-122) were expressed on the basis of soluble C which would gener-
    ally be the energy source available for denitrification, the variations
    observed in rates must be for other reasons.  One reason, i.e. molasses, was
    that more soluble C was present than necessary for reduction.  Another reason
    may be the availability of the soluble C present.   Peat gave a low denitrifi-
    
                                        A-217
    

    -------
                     TABLE A-122.  ALTERNATE ENERGY SOURCE DATA
    Energy
    Material
    Peat
    Coniferous
    forest litter
    Kimberly Paper
    Mill sludge
    Lake view Paper
    Mill sludge
    Oat straw
    Sand molasses
    Sand methanol
    Denitrifier
    (MPN per
    bottle )
    2.U x 10T
    6.7 x 106
    1.7 xlO8
    2.5 x 105
    2.U x 109
    1.3 x 106
    U.9 x 106
    Soluble C
    (mg per bottle)
    8U
    63
    1U
    17
    122
    930
    2
    Denitrification
    (g NOo-N remove
    /100 mg sol.
    72
    U71
    71^0
    7820
    763
    30
    16250
    Rate
    d/d
    C)
    
    
    
    
    cation rate even though sufficient C was  available.   Other  constituents  such
    as clays and sulfur found in the paper mill sludges may  affect  the  rate.   The
    number of organisms present was another variable.  Therefore,  several singular
    aspect explanations can be given to partially explain the data.   However,  in
    designing a long-term denitrification system, the interaction of all factors,
    as well as the rate of release and immobilization of  C,  must  be  evaluated.
    
         Continuous flow columns dosed with methanol—Plexiglas columns (10.2  cm
    I.D. x 6k cm) were filled with 1 cm diameter CaCOo chips and  sealed.  Sampling
    ports and Pt black electrodes were placed at lH,  3U,  and 5^ cm  (Figure A-5l).
    Residence times were determined by chloride analysis. Column flow  rates were
    controlled by peristaltic pumps.  Methanol addition to the  influent was  also
    controlled by the pump and mixing was accomplished by using a mixing coil.
    Gas samples were collected by water displacement. Prior to sampling the gas
    collection bottle and the syringe were flushed several times  with helium and
    samples were taken through the rubber septum by first injecting a volume of
    helium equal to the sampling volume (0.5  mL).  Investigations were  performed
    at 5°C, 13°C, and 20°C.
    
         A ratio of l.U CHoOH-C/NO*-N was used.  The  influent used  was  nitrified
    (aerated for an extended period) septic tank effluent diluted 1:36  with  tap
    water to ensure low endogenous carbon and N0~ was added  as  KNO^ to  equal a ^0
    or 80 mg N/L concentration.  The NO_-N and B0D  levels of mechanically aerated
    septic tank effluent averaged 37 mg/L and 36 mg/L,  respectively. Three  ports
    were used for sampling in the 20°C experiment while  for  the 5°C and 13°C
    experiments, four sampling ports were used.
    
         Figure A-52 indicates the general curvilinear  relationship found at all
    three temperatures between the decrease in NO" and  time  in  the  column experi-
    ments.  The data in Figure A-52 are from the 5°C study.  Nitrite was monitored
    intermittently throughout the study and the maximum NOo-N  recorded  was about
    
                                        A-218
    

    -------
                          I—L-PERI!
                        n—'  PUMF
                        I  I  MUCING i
                        P  Vll gIBIIII  i
                PERISTALTIC
                PUMP
             MIXING COIL
                             64
                             em
                      TO
                   PERISTALTIC*!
                    	  AND
                     •>>
                               U0.2.
                               n   ^
    .RUBBER
     SEPTUM
    
    •6AS
     COLLECTION
     BOTTLE
                                      -ELECTRODE (Pt)
                                     ^-LIQUID SAMPLING
                                          PORT
     Figure A-51.  Diagram of continuous  flow column  apparatus,
    Figure A-52.
    Nitrate-N decrease with time in continuous flow
    
    columns at 5°C.
                                  A-219
    

    -------
    2.0 mg/L.  Nitrite always decreased to undetectable levels as denitrification
    neared completion.  Therefore, it vas concluded that W0~ accumulation would
    not be a problem in this system.
    
         Plots of the logarithm of NO~-W concentration versus time were made and
    tested for linearity using Iinear3regression analysis (Figures A-53 through
    A-55).  Significant first-order relationships for the rate of NO~-N reduction
    were obtained at all three temperatures.  The correlation coefficients were
    highly significant (l%) and the slope of the lines represent first-order
    constants (k).
    
         Suspended solids or biological growth measurements were not performed in
    these column studies because of the inherent difficulty of accurately measuring
    biomass on the limestone chips.  However, batch anaerobic (helium) incubation
    studies were performed with flasks containing nitrified septic tank effluent
    and CH^OH.  Biomass, C and N were monitored during incubation.  A yield
    coefficient of approximately 0.8 mg of cells/mg CH-jOH-C oxidized was obtained.
    This yield coefficient is lower than the 1.1 g cells/g CH OH reported by
    Snedecor and Cooney (197*0 with a thermophilic mixed culture under aerobic
    incubation conditions.  Schroeder and Busch (1968) reported 0.9 to 1.0 g cells/
    g glucose-C for cells grown using nitrate as a terminal electron acceptor.
    Cell yield is an important parameter for consideration in that clogging is a
    major drawback with packed bed denitrification systems.
                                              Y=8.81-0.549X
                                              r=0.412**
                                   1.0          24
                                        TIME(hr)
           Figure A-53.  Linear regression analysis of HO~-N decrease (in)
                         with time in continuous flow columns at 20°C.
                                        A-220
    

    -------
                                           Y=8.06-0.270X
                                           r* 0.734**
                           «-0       84       12.0
                                    TIME(hr)
                                         160
    Figure A-51*.   Linear regression analysis  of NO~-N decrease  (in)
                   with time in continuous  flow colmns at 13°C.
              &JO
              7.0
            2 6.0
            x
                      3.0    6.0     9JO    MJO
                                TIME (hr)
                                       18.0
    Figure A-55.
    Linear regression analysis of NOo-N  decrease (in)
    with time  in  continuous flow columns at 5°C.
                                  A-221
    

    -------
         Use of regression equations for prediction of the residence time neces-
    sary for zero NO" in the  effluent at the different temperatures results in
    the following estimates:   5°C, approximately IT hrs; 13°C, approximately 13
    hrs; and, 20°C,  1 to 2 hours.  The 20°C equation is based upon an 80 mg N/L
    influent concentration and therefore it is difficult to accurately predict
    the denitrification rate  of an influent containing kO mg N/L.  Since this
    reaction gives a first-order relationship, the rates at the higher initial
    concentrations vould be more rapid.  However, in a preliminary experiment it was
    found that at 20°C, complete denitrification occurs in less than 2 hrs for
    influent containing kO mg N/L.
    
         Therefore, it  appeared that prediction of NO^ removal in nitrified septic
    tank effluent using first-order k values was suitable in a packed bed denitri-
    fication system  similar to that described.  However, it was noted that, with
    time, slightly higher k values were obtained.  This was probably due to in-
    creasing biomass within the columns.
    
         The temperature effect was estimated by using the k values obtained from
    the first-order  relationships and graphical analysis (Figure A-56) indicates
    that these values fit an  Arrenhius relationship.  The activation energy was
    calculated from  the graph and found to be 7.32 kcal/mole.
                          1.8
                       a 1.6
                      CJ
                       O
                        -14
                          1.2
                             V
                                  34      3.5
                                     I/T x  I03
    3.6
         Figure A-56.   Logarithm  of k values versus reciprocal temperature,
                                       A-222
    

    -------
         At all three temperatures, nitrogen gas vas detected at the highest con-
    centrations (Table A-123).  Trace amounts (<1$) of 0» also were detected.
    Because of the continuous flow approach used, this Oo may have resulted from
    external contamination when the influent bottles were changed and when the
    samples were taken.  If contamination was the source, N? would also be a
    contaminant in concentrations from 1 to 5 uM (equal to atmospheric 0?:Np
    ratio).  The remaining Np would be from microbial origin.
    
             TABLE A-123.  GAS CONCENTRATIONS (y MOLES/cc GAS PRODUCED)
                           IN COLUMN ATMOSPHERE AT THREE TEMPERATURES
    
                                       Tempe rat ure (C)
    
    Gas               5                      13                      20
            Mean        Range       Mean        Range       Mean        Range
    °2
    N2
    CO,
    CRk
    0.98
    1*5.50
    t*
    t
    0.28-1.20
    1*3.20-1*7.20
    t
    t
    0.60
    1*5.71
    t
    t
    .30-1.20
    1*5.00-1*7.00
    t
    t
    0.19
    1*0.00
    0.12
    0.07
    0.02-0.30
    26.02-50.50
    t-0.6
    0.02-0.10
    *t, trace.
    
    
         Nitrous oxide (N^O), a gaseous intermediate of denitrification, was
    detected only occasionally during the experiments.  This was expected since,
    in a semi-closed system NoO is rapidly transformed to the next byproduct.   Its
    high solubility in water also makes detection difficult (Cheng and Bremner,
    1965).  Nitric oxide (NO), a denitrification intermediate normally associated
    with non-biological NO^ reduction and occasionally encountered during deni-
    trification in soil, was never detected in our experiments.   Measurable
    amounts of COp were obtained only at 20°C.
    
         One disturbing event occurred during this experiment.  After approximately
    2 to 1* months of continuous flow, clogging occurred due to accumulation of a
    crust formed at the top of each column at all temperatures.   Drying the
    columns out in the air for one day was sufficient to re-establish the original
    flow rate but clogging reoccurred at much more frequent intervals.  Therefore,
    it would appear that field systems should have some means for alternate dosing
    and resting of the denitrification system for a short period of time.  Another
    critical point in designing a denitrification system would be allowance for
    adequate gas release.  Reduction of the flow rate due to gas build-up has  been
    noted by Requa and Schroeder (1973) in their column which was not equipped for
    gas release.
    
         The oxidation-reduction potential associated with the actively denitri-
    fying system is about +225 mv (Patrick and Mahaptra, 1968).   However, with the
    exception of the 5°C study, the readings we obtained were generally lower  than
    +225 mv (Table A-124).  This may be because the columns had undergone contin-
    uous flow for a number of weeks before the values in the table were determined,
    
                                        A-223
    

    -------
    resulting in decreased redox potentials with time,  probably due to the accumu-
    lation of reduced products during prolonged decomposition.   Nitrate, being in
    the highest concentration at the top of the columns, would cause the values to
    be highest in this zone with a general decrease down the columns.
    
              TABLE A-121*.  OXIDATION-REDUCTION POTENTIALS (Ehj, MV) AT
                            THREE LEVELS IN COLUMNS AT  THREE TEMPERATURES
    
                                          Temperature (C)
    Distance
    Down
    Column
    13 cm
    33 cm
    53 cm
    
    Mean
    +323
    +278
    +88
    5
    Range
    f290-+3?8
    +23S-+328
    +10-+158
    
    Mean
    +206
    +63
    +131*
    13
    Range
    -25-+UOO
    -20-+1TO
    +5-+270
    
    Mean
    +169
    +189
    +152
    20
    Range
    +118-+193
    +T8-+238
    +93-+183
         Some increase in oxidation-reduction potentials should occur as tempera-
    ture decreases.  According to the Nernst equation, an increase of 10 to 20 mv
    should occur as temperature drops from 20°C to 5°C, assuming the concentration
    of oxidized and reduced species do not change.  Considerably larger increases
    in mv readings occurred in this study, especially at 5°C.
    
         The electrode responses to nitrified and denitrified effluent were suf-
    ficiently adequate to suggest that a field system could be monitored for
    efficiency using Pt-black electrodes.  When NOr was present in the area of
    the columns monitored, the electrodes generally had readings of approximately
    +200 mv.  If NOI was not present, the readings would progressively decrease
    to zero and below.  Also, when clogging of the top portion of the columns
    began due to buildup of biomass, the electrode in this area gave high negative
    values even in the presence of NOI.  Therefore, both denitrification effi-
    ciency and/or biomass buildup in jpacked columns could be monitored employing
    oxidation-reduction electrodes.
    
         Results of carbon analysis for the 5°C study only are given due to tech-
    nical difficulties in instrumentation which obviated the other data.  However,
    while the relative rates of reduction and oxidation changed with temperature,
    the absolute values obtained would not be likely to differ greatly.  Therefore,
    the conclusions based on C values obtained at 5°C should also apply at 13°C
    and 20°C.
    
         The data  show a decrease in organic C down the columns with a concomitant
    increase in inorganic C.  The organic C was assumed to be CHJDH since the
    influent was diluted (<5 mg soluble C/mL) and the amount of metabolites formed
    other than biomass should be minimal.  Biomass C would not be detected because
    samples were filtered through O.U5 y Millipore filters before analysis.
    
         A correlation analysis (Figure A-57) was performed on the change of
       o + NOg)-N  versus organic C down the column and a significant linear
    

    -------
    relationship  (5% level) was obtained.  The ratio  of  CH-OH-C oxidized to
    (NO^ + NOgJ-N reduced was 0.89 as calculated by the  slope  of  the  line.   This
    ratio is near that recorded by Smith, et al. (1972), in their continuous flow
    packed columns.  They recorded ratios of 0.88 to  0.97 with no inclusion of
    dissolved oxygen (D.O.) levels.
                       80
                       70
                       60-
    Y> 23.18  t Q.895
    r« 0.812*
                                 10       20       30
                                         jjjNOjj-NO'-N/ml
                                 40
       Figure A-57-  Linear correlation analysis of changes in soluble organic
                     C and NOl-NOo-N levels in continuous flow columns at 5°C.
    
    
         Gravity flow system combined with phosphorus removal—The gravity flow
    system (Figure A-58) consisted of a 10 x 60 cm vertical Plainfield sand column
    followed by three 8 x 32 cm horizontal columns filled with either dolomite
    (0.6U or 0.96 cm diameter) or calcite (0.32 or 0.6i| cm diameter).  The Plain-
    field sand column was used to simulate the soil below the seepage bed, had air
    ports at 15 and 30 cm to maintain aerobic conditions, and was the site of
    nitrification.  The limestone columns were the site of denitrification.  The
    limestone columns contained baffles at two points for maximum exposure of
    effluent to limestone.  The sand column was dosed once a day with approximately
    500 mL of septic tank effluent (equal to about 6 cm/day) obtained from a house-
    hold septic system.  Fresh effluent was obtained weekly and was stored at 6°C
                                        A-225
    

    -------
    until used.   The outflow for each set of columns was adjusted so that the
    series of three limestone columns•remained anaerobic.
                      SERIES
                   LIMESTONE
                    COLUMNS
                                             SIR VENTS
                                             ;AND COLUMN
                                           SAMPLING PORTS
        Figure A-58.   Nitrogen and phosphorus removal  laboratory test system.
         Effluent movement through the column systems was evaluated using a
    chloride tracer.   The residence time for the sand and limestone columns were
    approximately one  day each.  It was observed that the majority of the effluent
    movement through the column series occurred within one hour of the sand column
    dosing.  Methanol  was used as an energy source for denitrification and was
    injected daily into the  second limestone column near the entrance.  The in-
    jection took place about 15 minutes after the sand column was dosed so that
    the flow of the effluent would aid in the mixing of methanol with effluent.
    The methanol concentration was l.U CHoOH-C/NOI-N, (twice the stochiometric C
    requirement), based on UO mg N/L in the effluent.
    
         With the exception  of one 6°C column study, all other studies were per-
    formed in a temperature  controlled room at 20°C. The sand columns were dosed'
    separately with septic tank effluent for U to 6 weeks.  By that time the
    effluent contained no NH,-N, 30 to 50 mg of NOZ-N/mL, and about 12 mg P/L.
    The limestone columns were then attached and their effluents were analyzed
    three times a week for the first month followed by once a week for the dura-
    tion of the experiment.  Denitrification was not substantial in the limestone
    columns until after 2 to 3 weeks of daily dosing.  The data reported were all
    collected following this startup period.
                                       A-226
    

    -------
         The N data obtained from the four series of columns using two types and
     sizes of limestones indicate similar trends (Table A-125).  The effluent from
     the sand columns (Port l) had variable concentrations of NOl-N probably due
     to the N variability of the septic tank effluent used for dosing (Otis, et al.,
     1975).  The occasional higher NOg concentrations at Port 2 (after the first
     limestone column) compared to Port 1 were also considered to be the result of
     the initial effluent variability.  On the average about 25$ (ranging from 0 to
     50$) of the NOZ-N was lost during passage through the first limestone column
     (one day residence time) indicating that some endogenous C was available for
     denitrification after nitrification.  Longer residence times (3 days) without
     adding methanol did not increase NO" removal.  With the addition of methanol
     in the second limestone column, N0~ declined further with from 60 to 100$ loss
     (Port 3) depending upon the initial NOl concentrations entering the limestone
     columns.  After the third column (Port U), the NO^-N was at undetectable levels
     in all systems.
        TABLE A-125.
              NITRATE PLUS NITRITE CONCENTRATIONS (yg N/mL) AT PORTS
              IN VARIOUS LIMESTONE SERIES COLUMNS AFTER ATTACHMENT
              TO SAND COLUMNS
        0.61* cm  (0.25 in) Dolomite
    
                   Port
                                          0.96 cm (0.38 in) Dolomite
                                                     Port
    Day
    1*
    Day
    1*
    21
    65
    81*
    108
    122
    177
    1*3.1
    52.7
    51*. 1*
    1*2.0
    3l*. 2
    50.8
    21.1*
    37-6
    36.6
    31.7
    1*2.1
    1*1.2
    5.1*
    17.3
    1.5
    15.3
    0.0
    7.5
    0.0
    1.5
    0.0
    0.0
    0.0
    3.0
    12
    *7
    50
    79
    100
    116
    20.7
    1*1*. 7
    67.6
    37-6
    39.1
    1*8.2
    36.1
    35.6
    1*5.6
    1*1.7
    36.1
    1*2.9
    1.5
    7-6
    ll*.0
    7.2
    13.2
    17.1
    0.0
    0.0
    0.0
    0.0
    0.5
    0.0
        0.61* cm  (0.25 in) Calcite
                                          0.32 cm (0.13 in) Calcite
    38
    68
    95
    120
    135
    159
    185
    23.6
    15.2
    29.6
    31.8
    27.5
    30.5
    21.2
    37.1
    15.2
    29.9
    28,2
    33.2
    21.6
    19.0
    7.9
    9-9
    2.2
    1.1*
    0.7
    1.2
    0.5
    0.2
    0.0
    0.0
    0.0
    0.7
    1.2
    0.0
    1*6
    81*
    103
    137
    155
    168
    191*
    1*1*. 5
    29-9
    19-3
    1*6.2
    78.5
    23.1
    28.2
    30.1*
    21.2
    21. T
    21.2
    111. 5
    22.9
    21.2
    8.9
    0.0
    0.0
    0.0
    0.0
    1*.9
    2.2
    0.0
    0.0
    0.0
    0.0
    0.0
    0.0
    0.5
     *Port 1  followed the sand column, port 2 followed the first limestone column,
     port 3  followed the second limestone column (methanol added), and port 1*
     followed the third limestone column.
         In the 6°C study, NOT removal was also quite high (50 to 100$) after one
    day residence time following methanol injection (Table A-126).   It should be
    noted that nitrification was also complete at 6°C using the sand column with
    a slightly greater than one day residence time.  The simplified methanol
                                        A-227
    

    -------
    injection procedure gave rates comparable to those obtained in studies where
    methanol was mixed with effluent prior to entrance into a continuous flow
    column containing 0.96 cm (0.39 in) dolomite (Sikora and Keeney,  1975).  One
    question concerning the feasibility of a denitrification system in home waste
    disposal is the mechanics of introduction of methanol or any energy source to
    the nitrified effluent.  Data presented here indicate a single daily injection
    of energy material into nitrified effluent is a feasible method.
    
    TABLE A-126.  NITRATE PLUS NITRITE CONCENTRATIONS (ug N/mL) AT PORTS IN 0.6U
                  cm (0.25 in) CALCITE SERIES COLUMN AT 6°C
    
                                    0.6U cm (0.25 in) Calcite
    
                                              Port
    Day
    2U
    33
    UT
    56
    68
    82
    1*
    26.7
    29.8
    21.6
    21. ^
    21.9
    18.5
    2
    26.2
    27.1
    18.7
    2U.U
    20.6
    18.3
    3
    13.2
    11.0
    9.U
    0.0
    9.6
    1.7
    U
    9.2
    11.0
    0.0
    0.0
    1.2
    0.0
    * Port 1 followed the sand column, port 2 followed the first limestone column,
      port 3 followed the second limestone column (methanol added) , and port U
      followed the third limestone column.
    
    
         Total N analysis (inorganic plus organic N) of samples from the columns
    was performed occassionally and the total N concentrations obtained correlated
    (within 10$) with the inorganic N concentrations obtained by steam distillation.
    Therefore, we concluded that the decreases in inorganic N recorded should have
    been due to denitrification.
    
         Problems did occur in the limestorfe columns which are characteristic of
    packed bed denitrification systems (English et al. , 197*0 .  G-as bubbles which
    were probably N? built-up in the columns restricting flow.  One attempt was
    made to put in stand pipes (glass tubing with a height greater than that at
    Port U) in the second column to act as gas release ports.  These were generally
    successful.  Biomass accumulation is another related problem observed in this
    system, but recent techniques in biomass removal could be applied here (Brown,
    1975).  The dosing-resting cycle suggested for seepage beds by Bouma, et al.
             could also reduce biomass accumulation.
          The effects of limestone size on denitrification rates were calculated
     from  Table A-126 using the differences in N03-N concentration at ports 1 and
     3.  The average percent removal was 67$ for 0.96 cm dolomite, 8U$ for 0.6U cm
     dolomite, 83$  for  0.6U cm calcite, and 92% for 0.32 cm calcite.  As Smith,
     et  al.  (l97l)  and  others have reported, denitrification increases in packed
     bed systems with smaller diameter bed material due to increased surface area.
     No  differences were detected between equal diameter dolomite and calcite
     systems.
    
                                        A-228
    

    -------
         Evaluation of a Thiobacillus denitrificans system—Duplicate 10 x 6k cm
    plexiglas columns (similar to the systems used previously) were filled with a
    1:1 (w/w) mixture of dolomitic limestone (l cm diameter) and elemental sulfur
    (crude, lump sulfur, with a particle size of > 2 mm) and sealed.  The columns
    were equipped with sampling ports and Pt black oxidation-reduction electrodes
    at 12, 32, and 52 cm from the top of the columns.  The influent used was an
    extended aeration treated septic tank effluent.  For this study the influent
    was diluted 1:36 to insure low endogenous C levels and WOl was added as
    potassium nitrate (KNCU) to equal a final concentration or 1+0 mg N/L.  The
    influent flow was controlled by a peristaltic pump and the effluent flow was
    adjusted using screw clamps to equal the influent flow.
    
         Thiobacillus denitrificans ATCC 2361*2 was grown in the medium described
    in Taylor, et al (1971)•For column preparation, the stock culture was
    inoculated into 500 mL aliquots of medium and incubated under helium at 30°C
    for 7 to 14 days.  After incubation the medium was recycled through the sulfur-
    limestone columns for 3 days for establishment of the organism within the
    columns.
    
         The data from the continuous flow columns were obtained after attainment
    of steady state conditions (defined as those times when inorganic TT concentra-
    tions at the sampling ports did not differ by more than 10$ over a 3-day
    period)•
    
         Establishment of the T_. denitrificans on the sulfur within columns is a
    random procedure, depending upon such factors as the growth stage of the cul-
    ture, concentration of organisms in the enrichment media and surface area of
    the S.  In these studies the enrichment culture was recycled through the
    columns for 3 days and approximately two weeks of influent continuous flow
    had occurred before significant denitrification was observed.  In eight weeks,
    denitrification in the columns reached steady-state.  Figure A-59 shows the
    curvilinear relationship obtained between the decrease in NO" and time under
    steady-state conditions.  Essentially all of the NOt-F had been removed
    from the influent the 3.3 hr residence time.  Nitrite (NOg) increased and then
    decreased with time to a level of approximately 5 mg/L NO^-N.  Accumulation
    of NOg was observed in the columns using shorter residence times (< 2 hr).
    However, with longer residence times (>3.5 hr), WCU levels decreased to near
    zero.
    
         A test was made to determine if the data fit a first-order relationship.
    A regression analysis was performed on the logarithm of NO^ concentration
    versus residence time (from Figure A-59) and a significant linear relationship
    was obtained (Figure A-6o).  Thus these findings are similar to those ob-
    served using heterotrophic denitrification.
    
         Oxidation-reduction (redox) potentials (Ehy), taken during steady-state
    conditions ranged from +160 to +300 mv (Table A-127).  The readings were
    highest at the top of the column and decreased with depth.  The redox
    potential normally associated with an actively denitrifying soil system is
    about +225 mv (Patrick and Mahapatra, 1968) which is approximately the mid-
    point in the range of readings obtained.
                                        A-229
    

    -------
          50-
    Figure A-59.
                         40
                 distance (cm)
    
    Nitrate and nitrite levels (mean  and standard error)
    and residence times in continuous flow columns at
    steady-state conditions  (23°C).
                      lnY=8.40-0.069X
                        r =.805**
                              20         40
                               distance (cm)
    
    Figure A-60.   Regression analysis of decrease in NOo-N versus
                  residence time (data in Figure A-59) in continuous
                  flow  columns  (steady-state, 23°C).
    
                                A-2 30
    

    -------
                TABLE A-127.  OXIDATION-REDUCTION POTENTIALS (Ehnr) AT THREE
                              LEVELS WITH CONTINUOUS FLOW COLUMNS (STEADY-
                              STATE CONDITIONS, 23°C)
    Level
    12 cm
    32 cm
    52 cm
    Mean*
    +278
    +2H1
    +175
    Range*
    +250-+300
    +227-+250
    +160-+195
                * millivolts
    
         The data for gases detected during steady-state conditions (Table A-128)
    indicate that Np, the end product of denitrification, was present in highest
    concentration.  Small amounts of Oo were also detected which probably resulted
    from trace contamination by air entering the columns when the influent
    bottles were changed.  The presence of C02 and CHj. indicated some hetero-
    trophic activity was taking place within the columns, i.e., the organisms
    endogenous to the septic tank effluent were utilizing the small amount of
    organic C present in the influent as well as an carbonaceous by-products
    formed during the T?. denitrificans metabolism.  The neutralization reaction
    between the resulting sulfuric acid and limestone would also yield C00 (Burns,
    1967).
    
         Nitrous oxide, a recognized intermediate involved in T_. denitrificans
    nitrate reduction, was detected only occasionally and not at all during steady-
    state conditions.  The reason may be that in a semiclosed system such as in
    this study, any ^0 formed may be rapidly transformed to the next intermediate
    or to Np.  Nitric oxide, also a suspected intermediate, was never detected.
    
         Hydrogen sulfide was detected after approximately four months continuous
    flow operation in concentrations ranging from 0.2 to 0.5 umoles/cc gas pro-
    duced.  This was about the detection limit of the gas chromatrograph method
    used.  Therefore, early production of trace amounts of HgS would have gone
    undetected.  Hydrogen sulfide production may have occurred in highly anaerobic
    micro-environments within the porous limestone permitting SO^ to be reduced.
    Methane is also suspected to be produced in these microenvironments.
    
         Sulfate was the primary end product detected in effluent from the columns
    (Table A-129 ).  Sulfide was detected at low levels only at the bottom of the
    columns.  These findings correlate with the redox potentials observed which
    were considerably higher than the -150 mv normally associated with SO^
    reduction (Patrick and Mahaptra, 1968).  Only low levels of polythionates were
    present, most of which appeared to be thiosulfate.  Other polythionates and
    possibly sulfide were present but could not be quantitated because of their
    low levels.  Under optimal growth conditions, no sulfur intermediates are
    known to accumulate in T_. denitrificans nitrate reduction but many external
    factors such as pH, Og concentration and phosphate concentration may affect
    the accumulation of intermediate (Vishniac, 197^).  In these studies,
    
    
                                         A.-231
    

    -------
                TABLE A-128.   CONCENTRATION OF GASES  DETECTED IN CONTINUOUS
                              FLOW COLUMNS (STEADY-STATE CONDITIONS,  23°C)
                            Gas
            Mean*
    Range*
    °2
    K2
    co2
    CH,
    2.UO
    U3.10
    0.30
    t
    1.20-3.60
    Ul.30-UU.TO
    0.20-O.UO
    t
                 * y moles/cc gas produced
                 TABLE A-129.
    MEAN CONCENTRATIONS (MG/L) OF SULFUR AND
    PRODUCTS IN CONTINUOUS FLOW COLUMNS
    (STEADY-STATE CONDITIONS, 23° c)
    Level
    Top
    12 cm
    32 cm
    52 cm
    Bottom
    sou -s
    6.2
    36. U
    69.5
    93.9
    93.9
    S
    0.0
    0.0
    0.0
    0.0
    0.1
    polythionates
    <0.5
    <0.5
    <0.5
    <0.5
    <0.5
    conditions were such that substantial accumulation of the intermediates of S
    oxidation does not occur.
    
         A regresssion equation relating the production of SO^ to the decrease
    in (N0~ + NO~)-N is shown in Figure A-6l.  The slope of the line (2.13)
    approaches tSe theoretical value of 1.90 for SO^-S produced per NO^-N reduced.
    The difference in ratios may be due to the MgSO^ formation.  Precipitates
    should be negligible in this system since CaSO.  has a solubility of 1.9 g/1
    at 20°C.  The other sulfates probably have higher solubilities.
    
         Table A-130 shows that a significant decrease in inorganic C occurred
    down the columns while changes in organic C content were insignificant.
    These data, in conjunction with the NOo decrease and gas analyses data,
    indicate that the autotroph, T_. denitrificans, is the dominant species within
    the columns.
                                        A-232
    

    -------
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                    •5*150
                     o>
                    _3
                    <*-
                    3,
                    ^JEIOO
                    a?
    
                    '£
                     M 50
                              7*18.92+ 2.133X
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                                                      I
    20
                     40
                                                     60
                                                    reduced
    80
            Figure A-6l.
    Regression analysis of reduction of NCU + NOo-N versus
    SOf-S production in continuous flow columns (steady-
    state, 23° C).
         The T_. denitrificans nitrate removal system complies with most of the
    requirements for a denitrification system to function in conjunction with a
    septic tank seepage bed system.  The rates are fast with complete dentrifi-
    cation occurring in less than h hr at 23°C.  Assuming that the denitrification
    rate of 5°C is approximately 10% that at 23°C, complete denitrification at
    extreme winter temperatures could be obtained in approximately 1.5 to 2 days
    residence time.
    
         The T_. denitrificans system is also relatively inexpensive.  An estimate
    for the amount of sulfur needed for a denitrification system serving a family
    of k to 10 years is approximately U50 kg of crude, lump S.  The 1975 cost of
    this amount of S is approximately $125 plus shipping.  The cost of the lime-
    stone to mix with the S in sufficient quantities to obtain a reactor bed size
    to hold 2.0 days effluent (1500 L for a family of h) would be $90 plus shipp-
    ing (approximately h m^).  Depending upon the type of septic system installed
    initially, this denitrification system would add approximately 20% to the
    total installation cost.  Dividing the total cost by the number of years in
    use (estimated lifetime of 10 years) would be only $20 per year.
    
         The effect of the G?. denitrificans nitrate removal system upon the perform-
    ance of the overlying seepage bed can only be determined in field studies as
    well and the amount of maintenance necessary for proper functioning of the
    system.  It appears that, after establishment of the T_. denitrificans on the
    S, little maintenance would be needed.
                                         A-233
    

    -------
               TABLE A-130.   SOLUBLE CARBON LEVELS (MEM AND STANDARD ERROR)
                             IN CONTINUOUS FLOW COLUMNS (STEADY-STATE
                             CONDITIONS,  23°C)
    Level
    Top
    12 cm
    32 cm
    52 cm
    Bottom
    Soluble Org. C
    6.2510.75
    5.5010.50
    5.75±O.T5
    5.00±0.50
    6.50±0.00
    Soluble Inorg. C
    65.25±0.25
    56.7510.75
    51.2510.75
    50.0010.50
    50.5010.50
         The resulting level of SO^ in the effluent, however, limits the appli-
    cation of this system.  Since SO^ will readily leach through most soils and
    reach the ground water, a potential problem exists.   Quite often, homes
    using on-site waste disposal also have their own water supply from drilled
    wells on their property and the problems related to excessive levels of SOv
    in drinking water are well known.  Whether or not a level of sulfate
    sufficient to render the drinking water undesirable is reached in ground water
    below a T_. denitrificans nitrate removal system depends upon the density of
    systems per unit area and the volume and recharge characteristics of the
    aquifer or watershed.  Walker, et al., (I973b) speculated that if the density
    of residences using home sewage disposal was less than one per 3 hectare,
    NOo itself would not pose a problem mainly because of dilution.  A similar
    siutation would apply to
         Little discussion has been devoted to the possible production of S~ from
    the resulting SO^ in soils.  This appears to be much less of a problem than
    S0i| because of the extreme conditions necessary for the SO^ reduction.  Highly
    anaerobic conditions (Eh -150 mv) and the presence of organic matter are
    necessary for S= production and even if these conditions do occur, the chances
    of S= moving considerable distances in soils are low because of ferrous
    sulfide  (FeS) precipitations (Patrick and Mahapatra, 1968).  Data from this
    study show that S~ does not appear in the S-limestone columns as long as resi-
    dence times are near that necessary only for complete denitrification.
    Nitrate  acts as an oxidant and inhibits the formation of S= (Engler and
    Patricks, 1973) probably by posing the redox potential above -150 mv.
    
         The best procedure to establish the organims T_. denitrificans upon the
    sulfur within a NOo removal system still needs to be resolved.  The organism
    is ubiquitous in soils and will become dominant when anaerobic conditions are
    maintained in the presence of S and NOg in soils (Mann et al., 1972).  The
    organism is also found in canal waters, mine waters and marine sources
    (Vishniac, 197M .  If the organism is not indigenous to the septic tank efflu-
    ent, it  would appear that the organism could easily be cultured commercially.
    A freeze-dried package could then be added to the sulfur denitrification bed
    and, under the proper conditions, the organism should flourish.
    

    -------
         In summary, the sulfur' T. denitrificans nitrate removal system would have
    only limited use in connection with septic tank seepage bed home waste dis-
    posal systems.  The major limitation is the final SO^ concentration.
    
         Preliminary field denitrification system—A denitrification-P removal
    system was installed at the University of Wisconsin Experimental Farm at
    Arlington (site J).  The design of the field system (Figure A-62)  included
    a wet well used to collect and hold approximately 280 L (75 gallons) of
    nitrified effluent from either the septic tank-sand filter system or the
    aerobic unit-sand filter system.   A small laboratory pump controlled by a
    timer switch was used to inject - 100 ml of 30% methanol (twice the stoichio-
    metric amount based on kO mg/L of nitrate-N) into the 280 L (75 gal) of nitri-
    fied effluent.  Twelve minutes after the methanol injection, a time delay
    switch activated a submersible pump which pumped the mixture of nitrified
    effluent and methanol into a sealed 1.2 m (4 ft) diameter dentrification tank.
    The denitrification tank was filled with 0.9 cm (3/8 in) "lannon" stone (a
    carbonate rock).  The void volume of liquid capacity of the denitrification
    tank with the stone in place was  280 L (75 gal).  The lannon stone was chosen
    to determine whether phosphorus could be removed along with nitrate-N.
    
         The methanol and effluent mixture was distributed into the denitrification
    tank via a 5 cm (2 in) manifold located at the bottom of the tank.  This forced
    the liquid already present in the tank out via another 5 cm (2 in) manifold
    located at the top of the tank.  The effluent from the denitrification tank was
    then sampled.  A check valve was  installed in the submersible pump line to
    prevent backflow from, the denitrification tank into the wet well.
    TO SEEPAGE
    BED
    1
    >H
    SUBSAMPLER
    MeOH PUMP
    AND TIMER
    /
    
    
    DENITRIFICATION
    LIMESTONE
    ( 1 cu. yard)
    
    
    | L
    
    
    ..SUMP /
    *-&^ /
    ^*\ /
    JjO^.
    yj~
    OVERFLOW
    /PIPE
    EFFLUENT
    -~-hKOM SANl)
    FILTER
    -CHECK VALVE
    	 PUMP
                                                     31'
                    Figure A-62.   Field denitrification system -  site  J,
    
                                        A-235
    

    -------
         The entire sequence of events was controlled by a predetermined timing
    device.  Experiments were performed at 12 and 2U hour time cycles.  For
    instance, if a 12 hour time cycle was employed, effluent was collected in the
    wet well for 12 hours.  If a volume over 280 L (75 gal) flowed into the wet
    well, the excess flow was bypassed through an overflow.  The 280 L (75 gal) in
    the wet well was then sent through the cycle described above.  However, if
    less than 280 L (75 gal) flowed into the wet well, the cycle was not activated
    and no methanol-effluent mixture was pumped through the denitrification unit.
    For the 2U hour time cycle, the 280 L collected in the wet well was cycled
    through the system once per day.
    
         Twenty-four hour composite samples were obtained from the septic tank,
    aerobic treatment unit, intermittent sand filters, ultraviolet light irradia-
    tion unit and denitrification unit.
    
         An analysis of the effluent quality data for the denitrification unit is
    presented in Table A-131.  Septic tank-sand filter effluent was directed to the
    unit from June, 1976 through August, 1976 while aerobic unit-sand filter
    effluent was treated by the denitrification unit through October, 1976.  There
    was little difference in these effluents with respect to P and H.  The value
    of the nitrate-K concentration of the sand filters effluents ranged from 29 mg/L
    to 55 mg/L over the experimental period.  The log mean nitrate-N concentration of
    the denitrification unit effluent was 3-7 mg/L.  This shows that a substantial
    reduction in nitrate-N was attained, although a sample from one day reached
    a value of 30.7 mg/L.
    
         The experiments were set on a 12 hour cycle; however, due to low flow
    conditions  280 L (75 gal) per period  2\ hour and 36 hour cycles occurred.
    The amount of methanol addition (- 100 mL per 75 gallons) resulted in signifi-
    cant denitrification rates.  Concentrations of BODr in the denitrification
    unit effluent ranged from 1 mg/L to U mg/L.  This indicated that excess carbon
    concentrations due to the methanol overdosing were not occurring in the unit.
    
         Phosphorus concentrations in the denitrification unit effluent were not
    significantly reduced from the influent concentrations.  This confirms earlier
    findings that phosphorus removal after a significant period of operation was
    not successful due to slime growth covering the sorption sites and organic
    anions in the effluent competing with phosphorus for sorption sites.
    
         Concentrations of total coliforms, fecal coliforms, fecal strep and TSS
    also were monitored.  Although both septic tank-sand filter effluent and
    aerobic unit-sand filter effluent was applied to the denitrification unit, it
    appears that neither an increase nor a decrease in the concentrations of
    bacteria and TSS occurred within the unit.  An increase in TSS within the unit
    and clogging of the denitrification bed was originally feared.
    
         Although the operation of the denitrification unit was rather complicated,
    no mechanical breakdown of the equipment occurred.  Only minor adjustments
    were made to the timer control and the methanol injection system to insure
    proper feeding rates.  Clogging of the submerged denitrification bed or peri-
    odic suspended solids upsets were not experienced over the experimental period.
    
    
                                         A-236
    

    -------
                        TABLE A-131.   PRELIMINARY RESULTS FOR FIELD
                                      DENITRIFICATION UNIT - SITE J
                                      (JUNE - OCTOBER, 1976)
    Parameter
    Data
    Sand Filter
    * Log normal distribution
    + All data in mg/L
    Denitrification
         Unit
    Ammonia-R
    
    
    Nitrate + Nitrite-N
    
    
    Total Phosphorus-P
    
    
    Orthopho sphat e-P
    
    
    Mean
    Range
    # Samples
    Mean
    Range
    # Samples
    Mean
    Range
    # Samples
    Mean
    Range
    # Samples
    .1+ 0.1
    0.1 - 0.5 0.1
    12
    3k 3.7*
    29 - 55 0.2 - 30.6
    12 7
    15 1U
    12 - 19 11 - 16
    10 6
    13.5 12
    11-16 8-15
    12 7
    Ion Exchange/Ammonia Removal—
         The ion exchange procedures envisioned for nitrogen removal for small flows
    employed a column operation  in which septic tank effluent is passed under
    pressure through a column of ion exchange resin.  After breakthrough of nitro-
    gen occurred, it was envisioned that the resin column would be replaced with
    a regenerated module.  Regeneration would take place at a centralized location
    where it would be economical to recycle the resin.  To be practical, columns
    would need to be regenerated no more than once per month by a firm contracted
    to collect and regenerate the columns for the individual on-site systems.
    
         There is sufficient experimental evidence to indicate that clinoptilo-
    lite will effectively remove ammonia-nitrogen from secondary effluents.  There
    has been little experience, however, with the application of septic tank
    (or primary) effluents to clinoptilolite resins.  This preliminary phase of
    the research effort was aimed at evaluating the exchange capacity of several
    particulate sizes of clinoptilolite treating septic tank effluents.  Operation
    and maintenance problems were also to be evaluated in this work.
    
         Continuous flow columns—Laboratory experiments were conducted using 3.8
    cm glass columns outfitted with a fritted glass support on the bottom.
    Specially prepared clinoptiololite (20 x ^0 mesh) was placed in the column.
    The 120 grams of clinoptilolite occupied approximately 180 cm^ to a height of
    17 cm above the base.  Feed to the columns was provided through Marius
    bottles located above the ion exchange columns, and flow was by gravity
                                        A-237
    

    -------
    through the resin.  Flow was regulated at 10 bed volumes per hour.   Effluent
    was collected in carboys below the columns.
    
         In the initial experiments, two columns were used; one was fed distilled
    water supplemented with chloride salts (synthetic waste).  The remaining
    column received septic tank effluent from site J.
    
         The clinoptilolite was prepared for ion exchange by equilibrating the
    raw resin in 1 M NaCl for 2 days.  The clinoptilolite was then washed with
    distilled water until no traces of chloride were detected in the elutriate.
    The washed resin was air dried overnight and then oven dried at 105°C for 2^
    hours.  The resin was then hand sieved and appropriate fractions withdrawn
    for use in the columns .
    
         The influent to and effluent from the ion exchange columns were analyzed
    routinely for Na+, NH^, Ca++, Mg++, K+ and pH.  Batches of septic  tank efflu-
    ent were collected at site J and stored at H°C for not more than 7  days.
    Effluents from the columns were removed daily and aliquotes stored at U°C.
    Samples for NH^+ analyses were treated with H2SOij. to a pH of approximately 3.0.
    
         Preliminary experimental results — The influent cation composition to the
    exchange columns for a septic tank effluent and a "synthetic" waste is shown
    in Table A-132.  Selected breakthrough curves for septic tank effluent and
    the "synthetic" waste are shown in Figures A-63 and A-6U.  The clinoptilolite
    was originally placed in the sodium form so that Na+ is exchanged for thfe
    other cations .  The breakthrough curves conform to the selectivity of cations
    by clinoptilolite:
                                  K+ _> NH+ > Ca++ > Mg++
         During the tests, the exchange column receiving septic tank effluent
    became progressively blackened as organic matter moved through the column.
    Substantial head loss occurred during this period and adjustments wer6 made to
    insure constant flow rates.  Severe clogging did occur in the column shortly
    after breakthrough occurred.
    
         Results of the ammonium exchange capacities for the septic tank effluent
    and the "synthetic" waste are presented in Table A-133.
    
                    TABLE A-132.  INFLUENT QUALITY TO ION EXCHANGE COLUMNS
    
                        Parameter       Septic Tank     Synthetic Waste
    NH^-Ndng/L)
    Ca++(mg/L)
    Mg++(mg/L)
    K+dng/L)
    PH
    33
    5U
    30
    13.U
    T.H-7.6
    31
    30
    32
    12.5
    6
                                         A-238
    

    -------
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    -------
                         TABLE A-133.   AMMONIUM EXCHANGE CAPACITIES
    
                                          Breakthrough         Equilibrium
                                         NH>+-N Capacity     NH^-N Capacity
                                            (meq/g)              (meq/g)
    Septic Tank Effluent
    Synthetic Waste
    O.Ul
    0.39
    0.5^
    0.52
         From Table A-133 it.can be seen that the equilibrium NH^+-N capacity is
    about 0.5 meq/g out of a total ion exchange capacity of 1.6 - 2.0 meq/g for
    clinoptilolite.  Therefore, the ammonium ion occupies approximately 30% of
    the exchange sites at equilibrium for this influent cation composition.  The
    breakthrough WHj^-N capacity was about 75% of the equilibrium NH^+-N capacity
    for the septic tank effluent and synthetic waste.  This percentage is de-
    pendent on the ion exchange kinetics and process variables such as clinoptilo-
    lite size, flow rate and bed depth.
    
         Regeneration of the septic tank effluent column was attempted using a
    5% NaCl solution.  Approximately 30 bed volumes (BV) were required to com-
    pletely elute the ammonium from the clinoptilolite.  Regeneration effectively
    removed most of the organic matter and suspended solids in the bed.  Another
    exhaustion cycle using septic tank effluent was then performed using the
    regenerated bed.  Breakthrough and equilibrium NH^+-N capacities were es-
    sentially the same for the second run as the initial run.
    
         Based on these preliminary tests, the removal of nitrogen as ammonia
    using clinoptilolite appears to be technically feasible, but exchange capacities
    are less than desirable requiring large amounts of resin to be practical.
    In-house waste modifications through segregation practices coupled with ion
    exchange treatment of the grey water would appear to be more appealing at this
    time.
    
    Phosphorus
    
    Chemical Processes—
         Current methods for removing phosphorus from effluents involve the addition
    of coagulating agents such as alum, iron salts or lime.  As discussed earlier,
    waste may also be passed over a granular media containing these coagulants
    which in turn will also effect a precipitation and absorption of phosphorus.
    
         Chemical feed devices for small flows systems have proved to be mainten-
    ance headaches.  In addition, pacing coagulant feed to phosphorus input is
    complicated owing to the wide variations of phosphorus input from an individual
    home.  A more desirable concept would involve the use of packed bed systems
    where wastewater would flow past a fixed, coagulating media and precipitate
    and be absorbed within the bed.
                                         A-2UO
    

    -------
         Limestone Column Laboratory  Studies—A gravity flow laboratory system
    was employed to evaluate the  effectiveness of dolomite or calcite in removing
    phosphorus from septic tank effluent.  Details of the experimental apparatus
    appear in the preceding section on nitrogen removal systems.  Table A-13^
    shows the P removal results for all  systems studied.  Figure A-65 is data
    taken from the 0.6^ cm (0.25  in)  calcite column and is indicative of results
    obtained in the other studies.  Therefore, graphs of the other column systems
    are not presented.
    
         The P removal  results  obtained  for a h month study using 0.6k cm (0.25 in)
    dolomite (Table A-13^0 indicated  effective P removal during the first 2 months.
    After this time, however, the effectiveness of the system declined considerably.
    The P removal for the series  of columns was 10% for the first month, but de-
    creased to approximately 8% in the third and fourth month.  The total P removal
    for the k months average 25%. The results from the columns containing 0.96
    cm (0.38 in) dolomite chips indicate that the P removal for the first month
    was quite good.  However, after this time the system rapidly lost its ability
    to sorb P.  The percent of  P  removal was 5W for the first month of operation,
    but decreased to Q% by the  fourth month.  The total P removal for the U months
    of operation averaged 23%,  a  slight  decrease from that removed in the 0.64 cm
    (0.25 in) chips for the same  length  of time.
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         The 0.32 cm (0.13 in) calcite column system proved to be the most
    effective for removing P of all the systems tested (Table A-13^).  However,
    this system also lost considerable P removing ability near the end of the 6
    month experiment.  This series removed 99% of the P entering the columns in
    the first month, but P removal decreased to 12.% in the sixth month of operation.
    Phosphorus removal was 6k% for the first k months of the study and 52% for
    the entire 6 month period.  The column series with the 0.6k cm (0.25 in) cal-
    cite chips was less effective than the columns using 0.32 cm (0.13 in) calcite
    chips but more effective than either of the dolomite series.  Phosphorus
    removal was S>7% for the first month, but decreased to 5% for the sixth month.
    The percent removal for the first k months was 5k% while for the entire 6 month
    operation k2% was removed.
    
         Using 0.6k cm (0.25 in) calcite chips, a decrease in temperature from 20
    to 6°C resulted in less P sorbing capacity in both the sand and the calcite.
    The percent removal was 63% for the first month, 2k% for the second month, and
    only 11% for the fourth month.  The total percent removal for the k month
    study was 2J% as compared to 5k% for a similar system at 20°C.
    
         Several conclusions can be gleaned from these results.  First, increasing
    the residence time from 1 to 3 days removes more P from septic tank effluent
    (Figure A-65).  Also, calcitic limestone is superior to dolomitic limestone
    in P removing ability.  However, the ability of either limestones to remove P
    from septic tank effluent for several months is limited.  Over several months
    of operation the P sorption capacity decreases markedly.  This decrease in P
    removal appears to be due to organic anions in the effluent competing with P
    for sorption sites plus microbial growth physically blocking sites.
    
         Organic anions such as glutamate and acetate compete with P for sorption
    sites, decreasing the P removal ability of the limestones (Struther and Sieling,
    1950).  In a separate study calcite columns were dosed daily with an NaCl
    solution containing P equaling the ionic strength and P concentration of
    septic tank effluent.  The average cumulative P removal of 80% for a 6 month
    study was obtained (Bent, 1975).  At the termination of the U.W. experiment,
    the columns were disassembled and considerable slime growth was noted.  This
    was especially true for the second column in each series where the majority
    of the denitrification occurred.  However, the data did not indicate excessive
    inhibition of P removal in the second column versus the others.  Therefore,
    it appears the slime growth and/or organics hamper the P removing ability of
    the limestones.  Unless some means could be developed to inhibit slime growth
    or remove organics in the effluent, the success of P removal using limestones
    would only be temporary.
    
         Another conclusion is that the smaller size limestone is more effective
    for P removal, undoubtedly due to the fact that smaller chips offer a greater
    total surface area.  Smith, et al., (l97l)> however, found that clogging
    increased with smaller sized bed materials.  In this light, a conflict develops.
    If a system is to function for both N and P removal, the surface area of
    limestones must be sufficient for effective P removal and denitrification with-
    out excessive clogging.  Although methods are available to remove the clogged
    portions and gas build-up, the frequency of treatment would be less if larger-
    sized chips were employed.
    

    -------
         Field denitrification phosphorus removal study—In an effort to demon-
    strate the effectiveness of a limestone filter bed system for phosphorus and
    nitrogen removal a field unit was installed at site J (Figure A-62).  Details
    of this system were presented in the nitrogen section.   As indicated, phos-
    phorus removals were poor due to the development of biological growths on the
    limestone and possibly due to competitive reactions at  the sorption sites by
    organic anions.
    
    
    DISINFECTION OF WASTEWATER
    
         The investigations on sand filters and other on-site treatment systems
    have demonstrated that effluents of relatively high quality can be produced
    on site.  There are, however, still questions as to the safety of discharging
    this treated effluent to surface waters or on the land.  Some discharges may
    require the use of disinfection processes to further reduce the risks of in-
    fectious disease.  The following review of disinfection looks at some of the
    most promosing disinfectants for on-site use and discusses some of the factors
    which affect their usefulness.
    
    Factors Affecting Disinfection
    
         Disinfection is a physical-chemical process conducted on biological
    systems and as such is governed by the laws of chemistry and physics but is
    complicated by the large number of biological systems and possible biochemical
    reactions.  Early in the study of disinfection it was shown that the destruc-
    tion of cells by chemical agents occurs at some finite rate (Chick, 1908).
    What controls this rate has been the subject of a considerable amount of
    research.  Also important is the level of disinfection because, generally, at
    some point in time the rate becomes zero.  Some of the most important factors
    are:  1) nature and chemistry (or physics) of the disinfectant, 2) concen-
    tration (or intensity) of the disinfectant, 3) the nature of the microorganisms
    being disinfected, k) number of microorganisms, 5) presence of interferences
    in the wastewater, 6) time of contact between disinfectant and microorganism
    and 7) the temperature of the system (Fair, et al., 1968).  This list alone
    shows the complexity of the process; however, the first simplifying assunrotion
    is that tnese will be discussed in terms of their relationship to small waste-
    water flows.
    
    Nature of the Disinfectant—
         A list of potential disinfectants (Table A-135) shows a considerable vari-
    ation in the types that could be used for small waste flows.  The ideal dis-
    infectant should meet the following criteria:  l) effective against infective
    organisms at reasonable concentrations, 2) relatively unreactive with other
    constituent in wastewater, 3) safe to handle in concentrated forms, H) easy to
    administer reliably, 5) economical, and 6) not a pollutant in itself  (ASCE,
    1970).  Some of the disinfectants in Table A-135 can be immediately ruled out
    by these criteria.  Quaternary ammonium  (cost), dyes  (effectiveness), detergents
     (effectiveness), hydrogen peroxide  (effectiveness), X-Rays (safety  and cost),
    ultrafiltration  (hard to administer), freezing  (effective, cost, hard to
    administer) and ultrasonics  (cost,  effectiveness) are not presently practical
    alternatives for disinfection of small wastewater flows.
    
                                         A-2UU
    

    -------
                TABLE A-135.   POTENTIAL DISINFECTANTS FOR SMALL WASTE FLOWS
                 Chemical
    
     1.  iodine
     2.  chlorine & compounds
     3.  bromine & compounds
     k.  ozone
     5•  heavy metals
     6.  dyes
     T.  soaps & synthetic
          detergents
     8.  quaternary ammonium compounds
     9.  hydrogen peroxide
    10.  alkalies and acids
    11.  formaldehyde
    
         Physical and Mechanical
    
     1.  heat
     2.  ultra filtration
     3.  freezing
    
                Radiation
    
     1.  U.V. light
     2.  X-rays
     3.  Ultrasonics
        Possible Mode  of Action
    
    oxidation
    oxidation, enzyme inactivation
    oxidation
    oxidation
    enzyme inactivation
    protein denaturation
    destruction of cell membrane
    
    destruction of cell membrane
    oxidation
    protein denaturation
    protein denaturation
    protein denaturation
    removal from liquid medium
    osmotic pressure
    DNA damage
    molecular action
    cell disruption
         Where the other disinfectants rate in relation to the above criteria has
     been the subject of considerable debate.  As of yet, no disinfectant is known
     to adequately meet all criteria under all conditions.  The alternative then
     is to outline the proper conditions for application of a particular disin-
     fectant .
    
         Probably the most important disinfectants for small flows are:  chlorine,
     ozone, ultraviolet light and iodine, in that, more is known about these methods
     and equipment exists for their application to small flows.  Chlorine is the
     most popular disinfectant because it has been demonstrated to be quite
     effective, and it is relatively cheap.  However, it is sensitive to pH changes
     in the normal range of 6-8 and has been shown to be toxic to aquatic life in
     low concentrations (when combined with wastewater).  Iodine undergoes many of
     the same  reactions as chlorine but at different rates and at different pH values
     and iodine is unreactive with ammonia.  Some studies have indicated that  iodine
     is superior to chlorine as a wastewater disinfectant but the cost is considerably
     greater..  Little is known about the toxic effects of iodine  and related compounds.
     Use of ozone has created new interest, and many studies have alluded to its
     superiority over chlorine.  However, ozone is more sensitive to oxidant demanding
     materials in wastewater and presently its application is much more expensive
     than chlorine (Budde, et al., 1977)-   Ultraviolet light has  also been shown
     to be an  extremely effective disinfectant, giving not only a rapid rate of
    

    -------
    kill but also providing a high level of disinfection (Huff, 1965).   However,
    the required equipment is expensive and its effectiveness is inhibited by
    turbidity and other potential interfering wastewater constituents.
    
    Concentration of the Disinfectant—
         As the concentration (or intensity) of a disinfectant increases both the
    rate and level of microbial kill increase.  The goal of disinfection is to
    obtain a desired level of kill in a reasonable length of time with the least
    amount of disinfectant.  Because of the many interferences in wastewater, it
    is very difficult to control the level of active disinfectant.  The term "con-
    centration of disinfectant" should not be confused with "dosage of disin-
    fectant," as a great percentage of the dosed disinfectant may be immediately
    converted to ineffective forms.  A disinfectant "residual" should be maintained
    throughout the contact period.
    
    Nature of the Microorganisms—
         There is an extreme variation in the rates at which various groups of
    microbes are inactivated by a given disinfectant at constant conditions or in
    the required concentration of active disinfectant to achieve a given level of
    reduction in a given time.
    
         The organisms of primary interest in wastewater disinfection are bacteria,
    virus and amoebic cysts.  Bacterial spores are generally the hardest to inacti-
    vate while young, growing bacteria are the easiest.  Somewhere in between are
    viruses and cysts.  Of particular concern is the use of bacterial indicators
    to evaluate the efficiency of disinfection, as an effluent made devoid of
    coliforms may still harbor large numbers of viruses or cysts.  There is,
    presently, no good indicator of adequate disinfection.
    
    Number of Microorganisms—
         Because disinfection is a rate process, the larger the number of organisms,
    the longer the time to reach a desired level in the effluent.  Appendix C
    reports on the numbers of selected bacteria normally found in typical small
    wastewater flows.
    
    Interferences in the Wastewater—
         Wastewater is known to contain many materials which may interfere with
    the process of disinfection.  Materials which react with the disinfectant
    before it has a chanae to act on microorganisms obviously affect the disin-
    fection process.
    
         A primary example of interference is the reaction of chlorine with ammonia
    to form chloramines.  Although chloramines have been shown to have disin-
    fecting properties, they react at a much  slower rate than chlorine.  The
    presence of suspended solids interfere with the penetration of ultraviolet
    light and may also shield the microorganisms against chemical attack.  An
    increase in organic material more severely affects the demand for ozone than
    that for chlorine.  The pH of a wastewater has a dramatic effect on the action
    of free chlorine which is much more effective at pH less than 7 than at pH
    greater than 8.
                                         A-2U6
    

    -------
         Comparisons of the average characteristics of various small wastewater
    flows show that sand filtered effluent would be the easiest to disinfect
    because it contains the lowest level of interferences.   It should also be noted
    that there can be large variations in effluent quality for a particular type
    of effluent.  This increases the difficulty of controlling disinfection.
    
    Contact Time—
         Since disinfection is a rate process, the longer the contact time between
    disinfectant and microorganisms, the greater the percentage of kill.  It does
    not necessarily follow that holding a mixture of disinfectant and wastewater
    for long periods of time will lead to high levels of disinfection.  Many of
    the factors listed above may act to decrease the rate of disinfection to zero
    after a relatively short time.  In general, the amount of contact time
    required to achieve wastewater disinfection using ultraviolet light is in the
    order of magnitude of seconds.  Ozone requires longer periods although less
    than chlorine and iodine.
    
         For small flows, it is fairly easy to construct contact tanks giving
    extended contact times up to 2k hours.  The primary cost of such installations
    is that for labor.
    
    Temperature of the Wastewater—
         Chemical disinfection proceeds at a slower rate at lower temperatures.
    Contact times should be increased to account for cold weather flows.  It is
    not clear how cold temperatures affect ultraviolet light disinfection.
    
    Summary—
         All the above factors can be controlled to some extent thus improving the
    chances for successful disinfection.  It is important to know how a particular
    disinfectant reacts in the particular wastewater being treated, what the
    potential variability of the wastewater is and what potential health hazards
    exist for each particular waste.  One conclusion which can be reached from the
    above discussion is that sand filter effluent should be the easiest to disin-
    fect not only because many of the interferences have been removed, but also
    because the number of microorganisms is less.  The following discussion will
    consider several disinfectants and how they might react in sand filtered
    effluent.
    
    Disinfectants for Small Flows
         As can be seen in Table A-135 there are many possible disinfectants which
    could be applied to small flows; however, only a few are presently practical
    for use.  Although this section discusses only the most promising, it is not
    implied that these are the only choices.  The disinfectants chosen for dis-
    cussion were done so on the basis of the disinfectant presently being available
    at reasonable costs and the availability of reliable feeding equipment.
    
    Chlorine—
         Chlorine remains a disinfectant of choice because it is readily available
    and it is the least expensive.  More is known about chlorine as a disin-
    fectant than any other.  The primary disadvantages of its use are its reactivity
    with wastewater interferences, and the toxic effects of its residual to other
    aquatic life forms.
    
                                         A-2kj
    

    -------
         Chlorine can be fed as a gas (012), a liquid WaOCl and Ca (OC^)  or a
    solid (Ca (001)2).  Because of the potential safety hazard of feeding  chlorine
    gas, the use of hypochlorites is a. "better choice for small flow use.   Hypochlo-
    rites are easier to transport and to store and use in remote locations.   How-
    ever, they are more expensive than elemental chlorine.  The most common type
    of chlorine feeder for small wastewater flows is the solid feeder.   Flow past
    chlorine tablets dissolves them at a slow rate.  Dosage can be controlled either
    by flow-control weirs or by diverting only a controllable portion of the flow
    through the unit.
    
         A portion of the chlorine, when added, is rapidly utilized as a "chlorine
    demand."  These are the side reactions with interferences.  It is generally
    felt that disinfection by chlorination is most effective when a residual of
    free chlorine is present after the designed contact time.  In larger scale
    installations continuous monitors have been used to closely control the residual
    levels after disinfection to limit the amount being discharged into receiving
    waters.  These, however, would be much too expensive for small scale use.  The
    only alternative to 'assessing the effectiveness of a chlorination system is to
    take occasional grab samples and measure the free chlorine level.  The dilemma
    is to have a residual to demonstrate the efficacy of the process but not to
    have a high level of residual which might prove toxic to other forms of aquatic
    life.
    
         A dry feed chlorinator was tested at two of the field sites (E and H) des-
    cribed previously.  Sand filter effluent flowed through the chlorinator and
    then into a 0.57 m^ (150 gal) contact chamber at site E and a 0.^3 m3  (115 gal)
    chamber at site H.  These volumes provided detention times of from 3 to 21
    hours.  The flow was directed past one stack of 7 cm (3 in) diameter calcium
    hypochlorite tablets.  Dosage was found to be a function of flow as is shown
    in Figure A-66.  It ranged from 7 mg/L to UO mg/L at site E and average 18 mg/L
    at site H.
    
         The effect of sand filtration and chlorination on the reduction of indi-
    cator bacteria in the treatment unit effluents is shown in Table A-136 and
    A-137.  As would be expected, the higher dosage (lower flow) at site E
    resulted in slightly higher kills, yet, with the exception of total bacteria,
    these kills were not significantly higher at the 95% confidence level.  Of the
    indicators, fecal and total coliforms appeared to be more sensitive to des-
    truction by chlorination (the highest percentage reduction), while total bacterial
    counts were least affected.  A substantial portion of the reduction of bac-
    teria can be attributed to removal of sand filtration.  No tests were run to
    determine the impact of these chlorinators on the level of viruses in effluents.
    
         The major maintenance problem experiences during the use of these chlori-
    nators was the failure of the tablets to move downward as the bottom tablets
    dissolved.  This was caused by a disintegration of the upper tablets due to
    high humidity in the chlorinator.  At other times, this disintegration caused
    parts of the tablet to slake off and thus produce excessive dosages of chlorine
    (the highest measured residual was over 20 mg/L).
    
         The chlorine tablets utilized in the chlorinator cost about $U.20 per
    kilogram  ($1.98/lb).  If one considers an average dose of about 20 mg/L, then
    

    -------
              1.8
            o
            o»
           UJ
              1.5
               1.2
           UJ
              0.9
           UJ
           t 0.6
           CE
           3
           o
           2 0.3
                 -40mg/l
                 -30mg/l
                 -20mg/l  *
                                    HYPOCHLORITE  UPTAKE DURING
                                       DRY FED CH LOR I NATION
                                                     NOTE: TABLET = 4.5oz.
                                                 FIELD SITE E
                           FIELD SITE J
    HOmg/l
                                             I
                                                I
    100     200    300     400    500    600
                     FLOW RATE  (GPD)
                                                                  700
                                                              800
                Figure A-66.  Hypochlorite uptake  during dry feed chlorination.
    
    it vould cost about $23 per year to treat  an average flow of 0.76 cubic meters
    per day (200 gpd).
    
    Iodine—
         It has been suggested that iodine is  a better wastewater disinfectant
    than chlorine because it is less reactive  to interferences,  nonspecific
    reactions are slower, and it remains in the elemental state  at normal pH values
    and it is unreactive with ammonia  (ASCE, 1970).   Like hypochlorite,  it is
    relatively easy to transport, store and use.   Some of the disadvantages are
    that little is known about the required doses  for sand filter effluent or about
    its toxic effects.
    
         Iodine is normally fed as a solution  (See Figure A-67 for a configuration
    of a typical iodine saturator), but since  it is sparingly soluble in  water,
    large amounts of solution may be required  to achieve proper  dosage in the
    effluent.   The solubility is affected by both  pH  and temperature.
    
         Although the cost of iodine ($6,00/kg) makes it too expensive for large
    scale treatment, the advantages of transport and  storage may outweigh chemical
    

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                                                  OVERFLOW
                                                  WATER INLET
                                                  IODINE CRYSTALS
                                                   GLASS BEADS
                         IODINE SOLUTION OUTLET
                               Figure A-6T.   Iodine  saturator*
    costs for small installations..  If one were to  assume  that  a  dosage of  5-10
    mg/L would adequately reduce the levels of bacteria in sand filter effluent
    (Budde, et al., 1977) and an average  household  flow of 0.76 cubic meters per day,
    then the yearly chemical cost of iodine would be  about $8 to  $17 per year.
    
    Ozone—
         Like chlorine and iodine, ozone  acts to oxidize cell components, thus
    activating them.  It is such a powerful oxidant that it is  also effective
    at reducing organic compounds and taste and odor  problems.  Because it  is
    an unstable compound, ozone must be produced at the point of  application.  The
    primary disadvantage for its use is the expense of reliable equipment needed
    for its production.
    
         Some of the advantages of ozone  are:  l) it is not sensitive to pH, 2) it
    does not produce a toxic residual, and 3) it is effective at  low concentrations.
    A disadvantage of ozone is that it is fairly sensitive to changes in effluent
    quality.  A sand filtered effluent should be fairly easy to disinfect since
    much organic material is removed in the process.   Ozonation is also quite
    sensitive to temperature changes.
    
                                         A-252
    

    -------
    Utraviolet Light—
         The germicidal effectiveness of ultraviolet light has long been known.
    Only recently has its use been applied to wastewater disinfection.  UV is
    germicidal in the wavelength range of 230 to 300 nm  with the optimum effi-
    ciency at wavelength 25^ nm.  Mercury vapor lamps emit a. major percentage of
    their energy at this wavelength, making them the most efficient for use.
    
         Ultraviolet irradiation has been demonstrated to be effective against
    many types of microorganisms.  The primary mode of action is the denaturation
    of nucleic acids, which makes it very effective against viruses.  The primary
    interferences with UV are turbidity and dissolved substances which absorb UV
    light.  Some of the advantages of UV are: l) no toxic residuals are formed,
    2) destructive action is rapid, 3) no chemical handling required, and h) auto-
    mation is easily accomplished.  The primary disadvantage of ultraviolet is that
    the equipment for its application is expensive; however, power costs for small
    units have been shown to be very low.  Because it contains little turbidity,
    sand filter effluent should be easily disinfected by ultraviolet radiation.
    
         A commercially available ultraviolet water purifier was installed at
    Laboratory site N where it was used to disinfect aerobic unit effluent and later
    at site J where it was used to disinfect sand filter effluent.  The unit, which
    is designed for water supply disinfection, consisted of a 75 cm (30 in), low
    pressure mercury vapor lamp enclosed in a 2.4 cm o.d. quartz jacket and centered
    in a 7-3 cm i.d. stainless steel tube.  The flow rate through the unit varied
    from 7-5 to 15 liters per minute (2 to k gpm) giving a detention time ranging
    from 11 to 22 seconds.  Finally, the ultraviolet energy being emitted by the
    lamp was 15 W according to the manufacturer's specifications.
    
         A summary of the laboratory data is presented in Table A-138 and a plot
    of this data is shown in Figure A-68.  It is interesting to note that all
    the bacterial indicators monitored at site N were reduced by about the same
    order of magnitude (lO~3-3) or about 99-96%.  Separate runs were made at
    site N to relate flow to bacterial kill (Figure A-69).  It was expected that
    the level of kill would be inversely proportioned to flow (i.e. as flow
    increased the level of kill should decrease) since the exposure is inversely
    related to flow.  Figure A-69, however, does not indicate such a relationship.
    An attempt to relate kill to the concentration of suspended solids also indi-
    cated no such relationship existed (Figure A-70).
    
         At field site J, the unit was first used to disinfect aerobic unit-
    sand filter effluent and then septic tank-sand filtered effluent.  The flow
    rate was set at 15 liters per minute (h gpm).  The results of this field test
    are presented in Table A-139-   The reductions of indicator bacteria by the
    septic tank-sand filter irradiation system were very high about (99-999$) for
    all the monitored organisms.  The reductions were not as high for the aerobic
    unit-sand filter-irradiation system but it must be noted that the influent
    organism counts were substantially lower and that the numbers coming out of
    the ultraviolet unit were usually below the bacterial detection limit (about 1
    per 100 ml).
    
         To test the effectiveness of the ultraviolet unit against virus, a 15
    liter batch of septic tank-sand filter effluent was inoculated with poliovirus-1
    
    
                                         A-253
    

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                    TABLE A-138.  BACTERIA REDUCTIONS BY ULTRAVIOLET
                                  IRRADIATION - LABORATORY
                           Site
          Parameter
                                                  Lab Site N
    
                                              January-July, 1975
    Submerged
    Media
    Effluent ,
    log N
    o
    UV Water
    Purifier
    Effluent
    log N
    
    Ratio of
    Survivors ,
    N
    N
    o
                                                    H.93 - 8.07   2.13 - H.
    Total Bacteria, log #/L
      Mean (# of Samples)       9-85(12)      6.58(12)       3.27(12)
      Coeff.  of Variation         O.oU          0.15          0.25
      95% Conf. Int.
      Range                   9.37 -
    
    Fecal Coliforms, log #/L
      Mean (# of Samples)       5.85(28)      2.^5(28)       3.^0(28)
      Coeff.  of Variation         O.lH          0.60          0.29
      95% Conf. Int.
      Range                   k.52. - 7.0      .57 - 3-78   2.l6 - 6.1
    
    Fecal Strep, log #/L
      Mean (# of Samples)       5.01(12)      1.70(12)       3.31(12)
      Coeff.  of Variation         O.lU          1.U2          0.38
      95% Conf. Int.
      Range                   U.
                                          - 6.33    0.30 - 3.90   1.67 - U.
           Ps.  aeruginosa,  log #/L
             Mean (# of Samples)       5.26(lM
             Coeff.  of Variation         0.21
             95% Conf. Int.
             Range                   U.ll - 7.U
                                                            3.32(11*)
                                                0.90          O.UO
    
                                             1.30 - 3.73   0.57 - 6.08
    and passed through the unit.  The inoculated sample had U x 10^ PFU/mL, "but no
    virus (< 1 PFU/mL), was detected in the irradiated effluent.
    
         The UV unit had an automatic cleaning device to prevent "build-up of
    residues on the quartz jacket.  However, the cleaner was deliberately 'dis-
    connected in order to determine the consequences of inadequate maintenance.
    Several months later, another pass of inoculated septic tank-sand filter efflu-
    ent (> 10" PFU of poliovirus-1 per milliter) was put through the unit.  No
    reduction of virus titer was observed.  A substantial build-up of opaque material
    was noted on the quartz jacket.  Given proper maintenance, ultraviolet irradi-
    ation appears to be capable of achieving good disinfection both for virus and
    bacteria.
                                         A-256
    

    -------
    
    
    
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    JAN. 1975 - JULY 1975
    
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    A- FECAL STREP
    X-
    
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                                    SUSPENDED SOLIDS, mg/,£
                  Figure A-TO.
    The effect of influent solids on bacterial
    reduction by ultraviolet light.
         Operation and maintenance of this unit involved periodic  cleaning of the
    quartz enclosure and the provision of power to the UV lamp.  Even when the
    automatic wiping device was operational,  the quartz had to be  cleaned at  least
    once every 6 months.  During the last cleaning, the enclosure  was broken  and
    had to be replaced.  The lamp, which was  operated for over a year, never  needed
    replacement.  Although the unit was equipped with an intensity meter, it  was
    not sensitive enough to determine if the  lamp was decreasing its output of energy.
    The ultraviolet lamp utilized power at a  rate of 1.5 kwhr per  day when oper-
    ated continuously.  When operated intermittently (about 70 minutes per day) the
    unit only used 2.2 kwhr per month.
    
    Summary—
         Although only four disinfectants have been discussed in this section, it
    is not implied that these are the only practical disinfectants for small  flows.
    Much work has been done demonstrating the effectiveness of bromine as a disin-
    fectant; however, its use is not widespread.  Its advantages and disadvantages
    very much parallel those of chlorine.
                                         A-257
    

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         Silver, mercury and copper have "been shown to be effective disinfectants
    in low concentrations but concern over toxic effects has limited their use.
    
         Recent studies have concentrated on the use of a combination of disin-
    fectants, one disinfectant covering the disadvantages of the other.  Halogen
    mixtures and the combined use of ozone and chlorine are two possibilities
    for future use.
    
         At the present time, it appears that the use of hypochlorite, iodine and
    ultraviolet light are the most promising disinfectants for small flow use.
    More work is needed to adapt these processes to small flows.
    DISINFECTION OF SEPTAGE OR SEPTIC SLUDGE
    
         The agents commonly used for disinfection of water and wastewater include
    the halogens, ozone and ultraviolet irradiation, but all have serious limita-
    tions when applied to concentrated wastes.  In fact, disinfection of heavy
    organic and particulate wastes has long been an unsolved problem.
    
         Concentrated wastes require drastic treatment to provide disinfection and
    comparatively little work has been done with septage, septic tank sludge or
    municipal sludge.  Those concepts that have been suggested and tested will be
    mentioned.  Although data for the effectiveness of the first groups of disin-
    fection processes are inadequate, the literature should at least be recognized
    here.
    
         Hess and Breer (1975) reported that pasteurization of municipal sludge
    at 70° C for 30 min resulted in less than 10 enterobacteriacae/g in 98 to
    100% of the samples.  Noack and Burger (197*0 patented a process where fresh
    sludge was pasteurized at 70° C for 20 min, followed by mesophilic digestion
    for 12 days.  Pasteurization is, of course, an energy consuming process, so
    the Noack and Burger patent is attractive for treating municipal sludge from
    the standpoint that the heated sludge is then subjected to a mesophilic or
    thermophilic digestion so the heat from pasteurization can be conserved and
    provide further benefit.
    
         Gamma irradiation has been tested as another approach to sludge sterili-
    zation (Suess, 197^; Herruhut and Bosshard, 197^; Hess and Breer, 1975)•
    Hess and Breer (1975) indicated that 300 Krad resulted in less than 10 entero-
    bacteriacae/g in 97.2% of the samples.
    
         Pasteurization and irradiation are processes that require specialized
    equipment and technical personnel.  The complexity and cost of the processes
    may account for infrequent use.
    
         There are a number of simpler methods for disinfecting concentrated wastes,
    Feige, et al., (1975) studied lime stabilization of septage followed by sand-
    bed dewatering.  They found that liming sludge to a pH of 11.5 produced fecal
    coliform (FC) reduction within the first day to levels below 1 x 1Q3/100 ml
    (at least 3 logs of reduction).  The fecal streptococci (FS) were not killed
                                        A-259
    

    -------
    as readily, their counts being lowered no more than 1 log within the first
    day of pH 11.5 treatment, but numbers dropped about 3 logs after 5 days.
    Similiar results were found in lime stabilization of municipal sludge (Farrell,
    197^i Doyle, 1967).  Salmonellae were initially present in the municipal
    sludge and testing for them after lime treatment revealed the pH of 11.5 to 12
    was lethal to them.
    
         Sobsey, et al., (197*0 examined a variety of chemicals for the disinfection
    of holding tank sewage.  Included were calcium hypochlorite, zinc sulfate,
    phenol, formaldehyde, methylene blue, benzalkonium chloride and cetylpyridinium
    chloride.  They found that formaldehyde, methylene blue, benzalkonium chloride
    and cetylpyridinium chloride were effective bactericides and virucides at pH
    10.5, but not at lower pH values.  Calcium hypochlorite, zinc sulfate and
    phenol were ineffective when used on holding tank sewage.
    
         The Feige, et, al., (1975) and Sobsey, et al., (197*0 findings provide at
    least a basis for considering disinfectants for septage.  Lime stabilization
    appears capable of killing both fecal indicators and pathogens, but long con-
    tact times (days) and the high pH of the resulting sludge would be two disad-
    vantages of the process.  The agents which were successful in killing bacteria
    and inactivating viruses in the Sobsey study with holding tank sewage deserve
    further consideration for septage since the two wastes are both high in organic
    matter and solids.
    
         Also noteworthy is the approach which combines alkalinity with a disin-
    fectant to improve performance.  This approach may also improve disinfection
    of other agents.
    
    Materials and Methods
    
         A number of disinfectants were tested on septic tank sludge and the course
    of these experiments (Deininger, 1977).  The method of analysis for gluteral-
    dehyde was based upon the reactive index of gluteraldehyde which J. H. Luft (1976)
    (University of Washington, personal communication) reported rises above that of
    water (Np20 1.3330) by 0.0168 for each 10/S of gluteraldehyde content.  No
    analytical method was found for measuring gluteraldehyde rendered in sludges.
    
         Bacterial analyses were performed in accordance with methods described
    in Appendix C.
    
         Septic tank sludges that were tested included those from site N, and a
    farm home occupied by two adults (LD).  The septage from site N had a total
    solids concentration of approximately 3^,000 mg/L (after sieving to remove
    gross solids)whereas the farm home septage solids were about 70,000 mg/L.
    
    Testing of Five Selected Disinfectants on Sludge
    
         A variety of agents was selected for testing of their ability to kill
    fecal coliforms (FC) in sludge.  Elemental iodine, like chlorine has been
    used to disinfect drinking water and wastewater.  It was expected that sludge
    organic matter would lower its effectiveness, but it was included in the study
    for comparative purposes.  lodophor compounds are commonly used for surgical
    
    
                                        A-260
    

    -------
    scrubbing and cleaning dairy equipment.  The iodine is coupled to carrier
    molecules which allows iodine to be released slowly, thereby reactive iodine
    remains in solution for longer periods of time.  Benzalkonium chloride
    (benzalkonium-Cl) belongs to the class of cationic detergents which are widely
    used to clean and disinfect surfaces, particularly in hospitals and laboratories,
    Formaldehyde has been found to be an effective disinfecting agent for both
    bacteria and viruses, if acting at pH 10.5-  Glutaraldehyde was included in
    the study because of its chemical similarity to formaldehyde, its successful
    use as a sterilizer of surgical equipment (Stonehill, et al., 1963),  and its
    well known properties as a biological fixative (Hayat, 1970).
    
         These agents were tested on site N septage over a range of concentrations
    considered reasonable from literature findings.  The pH values at which the
    agents were tested were based on recommendations from the literature.  Ben-
    zalkonium-Cl and formaldehyde were reported most effective at pH 10.5 in
    treating holding tank sewage.  It was the experience of this study that FC kills
    were very different at pH 10 and 11, and that pH 10.5 was near to the pH where
    bacterial death took place with no additional disinfecting agent.  For this
    reason pH values of 9 and 10 were chosen as maximum test levels to avoid any
    masking effect of pH being the dominant factor in FC kills, and also to mini-
    mize caustic handling problems.  Contact times of 1, 2 and h hrs were allowed
    for all of the agents to facilitate comparisons.
    
         Results of the experiment are found in Table A-1^0.  The data are ex-
    pressed as percent survivors to simplify comparisons between agents tested.
    An asterisk beside a survivor percentage indicates at what percentage survivors
    the FC counts were less than 200/100 mL.
    
         Elemental iodine and iodophor were most effective at initial dosages of
    500 mg/L iodine.  Iodine was only tested at pH 7.3 since that is near the
    optimum pH for iodine disinfection (Chang, 1958).  Also, this is within the
    normal pH range for most septages.
    
         Benzalkonium-Cl was bactericidal at concentrations of 500 mg/L and some-
    what at 300 mg/L.  The bactericidal activity does appear to be enhanced by
    increasing the pH from 9 to 10.
    
         Formaldehyde treatment at pH 10 and glutaraldehyde treatment at pH 9 and
    10 gave the best performance of all of the agents tested in this experiment.
    A concentration of 200 mg/L of formaldehyde reduced FC below 200/100 mL within
    h hrs of contact.  There seemed to be no advantage in combining benzalkonium-Cl
    and formaldehyde for sludge treatment.  Glutaraldehyde produced FC kills to
    levels below 200/100 mL even at the 100 mg/L dosage.  The kill was rapid with
    the majority of deaths taking place during the first hr of contact.  On the
    basis of these preliminary experiments, formaldehyde and glutaraldehyde seem
    to warrant further study.
    
    Formaldehyde Studies
    
         Further detailed work was performed with formaldehyde to better character-
    ize its effectiveness on septic tank sludges.  Results of experiments conducted
    
    
                                        A-261
    

    -------
                TABLE A-lUO.
    TESTS OF VARIOUS DISINFECTING AGENTS AGAINST
    FC IN SITE N SEPTAGE*(Deininger , 1977)
    Percent FC survivors
    after
    contact time (hr) of:
    Disinfectant
    KI + I2
    PH 7.3
    
    lodophor
    pH 7.3
    
    Benzalkonium-Cl
    pH 9.0
    
    Benzalkonium-Cl
    pH 10.0
    
    Formaldehyde
    pH 9.0
    
    Formaldehyde
    pH 10.0
    
    Formaldehyde/
    benzalkonium-Cl
    pH 9-0
    Formaldehyde/
    benzalkonium-Cl
    pH 10.0
    Glutar aldehyde
    pH 9.0
    
    Glutar aldehyde
    pH 10.0
    
    mg/L
    100
    300
    500
    100
    300
    500
    100
    300
    500
    100
    300
    500
    50
    100
    200
    50
    100
    200
    50/100t
    100/200
    200/300
    50/100
    100/200
    200/300
    100
    200
    300
    100
    200
    300
    (FC/100 mL)
    U.3 x 106
    U.3 x 10JJ
    U.7 x 106
    9-3 x 10*2
    9.3 x 10°
    U.3 x 106"
    9.3 x 106
    2.3 x 10°
    U.3 x 106
    U.3 x 106"
    9-3 x 10°
    7-5 x 10°
    1.5 x 10 J
    7.5 x 106
    1.5 x 10T
    9.3 x 10^
    U.3 x 10°
    7-5 x 106
    U.3 x 106
    1.5 x 10?
    1.5 x 10^
    U.3 x 10*2
    3.9 x 10°
    9.3 x 10b
    U.3 x 106
    1.5 x 10 J
    9-3 x 10°
    U.3 x 106
    U.3 x 10°
    2.3 x 10°
    1
    100
    100
    0.0020
    26
    100
    0.10
    U6
    100
    1.0
    100
    U.6
    0.0057
    2.9
    10
    29
    81
    10
    0.31
    53
    29
    15
    5.3
    59
    2.5
    < 0.070
    < 0.020
    0.0032
    < 0.0070
    < 0.0070
    0.013
    2
    100
    100
    0.00050
    100
    0.025
    0.17
    U60
    Uoo
    < 0.00070**
    100
    0.081
    0.00053**
    5.0
    10
    0.62
    2.5
    0.053
    0.0053**
    100
    2.9
    2.9
    100
    38
    o.ooU6
    0.0070
    0.0020
    < 0.00032**
    < 0.00070**
    < 0.00070**
    < 0.0013**
    U
    100
    100
    0.0050
    U6
    O.U2
    0.053
    U6o
    100
    0.00093**
    53
    0.0025
    0.0031
    29
    5.7
    2.9
    0.25
    0.053
    0.00067**
    56
    2.9
    6.2
    10
    3.8
    < 0.00032**
    
    -------
    with the farm home (LD) septage (TS = 70,000 mg/L) appear in Table A-lUl.  Of
    the groups tested, FC and P_. aeruginosa were most reactive to formaldehyde
    at pH 10.0.  It is apparent from the control data that formaldehyde, not pH
    alone accounted for the bacterial kill measured.
    
         The effect of sludge concentration on required formaldehyde dose is shown
    in Table A-lU^, again employing (ID) septage.  A more rapid rate of killing
    is apparent at the lower sludge concentrations.  At 12 hours of contact, how-
    ever, approximately the same reduction of FC was achieved.  In additional
    experiments, it was shown that allowing sufficient contact time (6 to 12 hrs)
    was more important in providing adequate bacterial kills than was vigorous
    mixing.
    
    Gluteraldehyde Studies
    
    Bacterial Disinfection—
         Further testing was also performed with gluteraldehyde.  Results of ex-
    periments conducted with the (LD) septage using gluteraldehyde at pH 7-1
    appear in Table A-1U3.  The FC and P. aeruginosa bacterial groups were the
    most sensitive tested, and a dose of 750 mg/L or greater reduced FC to unde-
    tectable levels (7 log drop) within 3 hours.  The total bacterial counts (TBC)
    were little effected by even the highest doses of gluteraldehyde.  Further
    analyses suggested that spores accounted for the resistance to this disin-
    fectant.
    
         The effect of sludge concentration on gluteraldehyde disinfection at pH
    7.1 appears in Table A-l^.  As with formaldehyde, it was apparent that the
    same dose of disinfectant was more effective at lower solids concentrations.
    
         Since the binding capacity of glutaraldehyde to target chemical groups
    increases with increased alkalinity (Hayat, 1970), it would be expected that
    this disinfectant would be most useful at pH values in excess of 7-0.  The
    effect of septage pH on disinfection is shown in Table A-145.  It is apparent
    that gluteraldehyde treatment at pH 7 or lower results in greater FC and FS
    reduction than treatment in the weakly alkaline range.  This is likely due to
    the non-specific binding of aldehyde to inert protein within the sludge.  At
    lower pH, more effective penetration is achieved, even though the rate of
    binding is decreased.
    
         Studies in the temperature range of 6 to 20° C indicate that within this
    range there is little effect on glutaraldehyde disinfection at pH 7.1.
    
    Virus Inactivation—
         The procedure by which the model septage suspensions were inoculated with
    virus was as follows:
    
         1.  Septage (LD sludge, TS = 70,000 mg/L) was sieved through 1 cm
             (3/8 in) hardware cloth and blended at "high" speed with a
             Waring blender.  The sludge thus prepared characteristically
             has a TS concentration of 66,000 mg/L.
                                        A-263
    

    -------
               TABLE A-lUl.   FORMALDEHYDE TREATMENT OF LD SEPTAGE AT 20C
                             AND pH 10.0* (Deininger, 1977)
    Formaldehyde
    Concentration
    Control
    pH 7
    
    
    Control
    pH 10
    
    
    
    500 mg/L
    
    
    
    750 mg/L
    
    
    
    1,000 mg/L
    
    
    
    1,250 mg/L
    
    
    
    Bacterial
    group**
    FC/100 mL
    FS/100 mL
    PA/100 mL
    TBC/mL
    
    FC/100 mL
    FS/100 mL
    PA/100 mL
    TBC/mL
    FC/100 mL
    FS/100 mL
    PS/100 mL
    TBC/mL
    FC/100 mL
    FS/100 mL
    PA/ 100 mL
    TBC/mL
    FC/100 mL
    FS/100 mL
    PA/100 mL
    TBC/mL
    FC/100 mL
    FS/100 mL
    PA/100 mL
    TBC/mL
    Bacterial
    1 hr
    1.7 x 108
    6.6 x 106
    No data
    3.2 x 106
    
    1.7 x 108
    6. It x 106
    No data
    2. U x 106
    1.7 x 10T
    5.8 x 106
    5.0 x 101
    1.1 x 106
    3.5 x 106
    7.6 x 106
    <2.0 x 101
    7.2 x 105
    1.3 x 106
    5.9 x 106
    <2.0 x 101
    1.7 x 105
    7.0 x 101*
    5.0 x 106
    <2.0 x 101
    1.8 x 105
    survivors after contact of:
    6 hr
    8
    1.7 x 10
    5.0 x 106
    2.3 x 1011
    8.U x 106
    
    7.0 x 10T
    9.0 x 10^
    7.0 x 101*
    It.U x 106
    3.5 x 101*
    3.5 x 106
    <2.0 x 101
    1.3 x 105
    U.9 x 102
    9.1 x 105
    <2.0 x 101
    1.7 x 105
    2.2 x 102
    6.9 x 10 5
    <2.0 x 101
    1.5 x 105
    2.0 x 101
    7.0 x ID1*
    <2.0 x 101
    1.2 x 105
    12 hr
    1.6 x 109
    5.5 x lO^
    2.3 x 10^
    1.5 x 10T
    
    9.2 x 108
    7.U x 106
    1.3 x 103
    1.1 x 10 7
    <2.0 x 101
    2.3 x 106
    <2.0 x 101
    1.7 x 105
    <2.0 x 101
    3.2 x 105
    <2.0 x 101
    1.2 x 105
    <2.0 x 101
    5.0 x 102
    <2.0 x 101
    1.1 x 105
    <2:0 x 101
    <1.0 x 103
    <2.0 x 101
    1.5 x 105
     * LD Sludge, TS - 70,000 mg/L
    ** Initial numbers
         FC/100 mL = 2. it x 10
         FS/100 mL = 8.1 x 10
         PA/100 mL = 3.5 x 10
         TBC/mL = 6.8 x 10°
                             °
                                        A.-26k
    

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    -------
          TABLE A-lUi   GLUTARALDEHYDE  TREATMENT OF LD SEPTAGE* (Deininger, 1977)
    
    Glutaraldehyde   Bacterial         Bacterial survivors after contact of:
    concentration     group**"        1  hr          3 hr         6 hr        12 hr
    
    500 mg/L         FC/100 mL   <2.0 x 103    8.0 x 101    2.0 x 101    2.2 x 103
    
                     FS/100 mL    2.0 x 105    1.0 x 10^    k.Q x 103    1.5 x 10°
    
                     PA/100 mL   <2.0 x 10    <2.0 x 101   <2.0 x 101   <2.0 x 101
    
                     TBC/mL       2.9 x 105    1.7 x 105    1.7 x 105    2.0 x 105
    
    750 mg/L         FC/100 mL    5.0 x 102   <2.0 x 101   <2.0 x 101   <2.0 x 101
    
                     FS/100 mL    1.0 x IQ^   <1.0 x 102   <1.0 x 102   <1.0 x 102
    
                     PA/100 mL   <2.0 x 101   <2.0 x 101   <2.0 x 101   <2.0 x 101
    
                     TBC/mL       2.8 x 105    1.2 x 105    lA x 105    1.5 x 105
    
    
    1,000 mg/L       FC/100 mL    2.0 x 101   <2.0 x 101   <2.0 x 101   <2.0 x 101
    
                     FS/100 mL    5.0 x 10 3   <1.0 x 102   <1.0 x 102   <1.0 x 102
    
                     PA/100 mL   <2.0 x 101   <2.0 x 101   <2.0 x 101   <2.0 x 101
    
                     TBC/mL       3.2 x 105    1.7 x 105    1.2 x 105    i.U x 105
    
    
    1,250 mg/L       FC/100 mL    1.7 x 103   <2.0 x 101   <2.0 x 101   <2.0 x 101
    
                     FS/100 m.L    2.0 x 103   <1.0 x 102   <1.0 x 102   <1.0 x 102
    
                     PA/100 mL   <2.0 x 101   <2.0 x 101   <2.0 x 101   <2.0 x 101
    
                     TBC/mL       3.0 x 105    l.H x 105    1.3 x 105    lA x 105
    
    
     * LD sludge, TS = 70,000 mg/L;  pH  = 7-1; T =  20° C
    ** Initial numbers
    
         FC/100 mL = 1.3 x 108
         FS/100 mL = 1.8 x
         PA/100 m.L = 2.2 x 103
         TBC/mL = 2.9 x 106
                                         A-266
    

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    A-267
    

    -------
        TABLE A-lUj.   INFLUENCE OF SLUDGE pH ON GLUTARALDEHYDE DISINFECTION OF
                       BACTERIA* (Deininger, 1977)
    Percent survivors** after
    contact of:
    PH
    Initial/Final
    8.5/8.3
    
    
    
    
    
    7.1/7-1
    
    
    
    
    
    6.0/5.9
    
    
    
    
    
    5-U/5.8
    
    
    
    
    
    Glutaraldehyde
    dose (mg/L)
    Control
    
    500
    
    1,000
    
    Control
    
    500
    
    1,000
    
    Control
    
    500
    
    1,000
    
    Control
    
    500
    
    1,000
    
    Bacterial
    group
    FC
    FS
    FC
    FS
    FC
    FS
    FC
    FS
    FC
    FS
    FC
    FS
    FC
    FS
    FC
    FS
    FC
    FS
    FC
    FS
    FC
    FS
    FC
    FS
    Initial
    counts 1 hr
    9.2 x 108
    7.2 x 107
    O.OU9
    0.91
    0.071
    O.lU
    1.7 x 10T
    2.U x 107
    0.0053
    O.OU2
    0.038
    0.021
    9.0 x 107
    U.O x 107
    0.017
    O.UU
    O.OlU
    O.OUU
    9.0 x 107
    U.O x 10 7
    0.0022
    0.96
    <0.27
    0.0020
    
    3 hr
    
    
    0.013
    
    0.015
    0.12
    _
    -
    0.015
    O.lU
    0.0038
    0.0083
    _
    -
    0.019
    O.OOUO
    0.0013
    0.012
    _
    -
    O.OlU
    0.026
    0.000l6t
    0.066
    
    6 hr
    59
    110
    O.OU8
    1.0
    0.0026
    0.15
    U2
    96
    0.0076
    0.058
    O.OlU
    
    -------
         2.  A measured volume of septage sufficient for an experiment (usually
             between 200 to 1*00 mL) was stirred in a sterile 500 mL erlenmeyer
             flask with a magnetic stirring bar.
    
         3.  The poliovirus stock at 3-0 x 10? PFU was added at the rate of 0.5
             mL per 100 mL septage with constant stirring for 30 min.  Final
             virus concentration = 1.5 x 10? FPU/mL.
    
         h.  Virus-inoculated septage was then refrigerated at h° C overnight to
             allow adsorption of virus to sludge particles.
    
         5.  The next day the inoculated septage was again stirred for 15 min
             to mix and resuspend particles.  The virus-inoculated septage was
             then ready for use in experiments.
    
         It was found during the bacterial studies that glutaraldehyde treatment of
    neutral or slightly acidic septage resulted in greater bacterial kills than
    in alkaline sludge.  Consequently, it was necessary to examine whether pH
    would play a role in virus inactivation when septage containing virus was
    treated with glutaraldehyde.
    
         Following the above procedure, the stirred virus-inoculated septage
    was mixed for 15 min with a magnetic stirring bar after which the material
    was divided into sterile flasks of 100 mL each.  The contents of the flasks
    were adjusted to pH 5.0, 6.0, T.I and 8.0, respectively, with 10% KOH or 10$
    HC1.  Thirty milliliter quantities of septage, two each for each pH point,
    were added to sterile 25 x 200 mm test tubes and equilibrated to 20° C.  Each
    tube was treated with 500 mg/L glutaraldehyde and allowed 3 hrs of contact
    before it was assayed for virus.  A control was run at pH 7 without glutaral-
    dehyde treatment to determine the initial level of PFU in the septage.  The
    recovery procedure described earlier was followed for all samples and included
    FCS addition, adjustment to pH 9 and sonication.  The plaque assay was per-
    formed on HeLa cells according to the usual procedure.
    
         Table A-lk6 shows that pH from 5.0 to 8.5 had little effect on the number
    of PFU found in the virus-septage preparation after treatment with glutaral-
    dehyde.  Despite the small differences in virus inactivation with glutaral-
    dehyde at the four pH values, slightly greater inactivation was found in the
    acidic range.  The close agreement of the duplicate tests at each pH suggest
    that although the improvement in inactivation under acid conditions was small,
    it was probably significant rather than due to imprecision of the analyses.
    This is compatible with the results from bacterial experiments in which
    glutaraldehyde treatment of septage in the acidic range favored bacterial kill,
    but it appears that the pH is of only minor importance to viral inactivation.
    
         Since the 500 mg/L glutaraldehyde level applied in this experiment
    reduced the PFU only 0.8 to 1.5 logs, it would be desirable to provide a higher
    degree of inactivation.  The bacterial work with glutaraldehyde also showed
    a 500 mg/L dose to be marginally effective in destroying fecal coliform and
    fecal streptococcal bacteria in septage, but a 1,000 mg/L treatment was more
    effective.  An experiment comparing viral inactivation in septage at pH 7-1
    with glutaraldehyde at dose levels of 500 to 1,000 mg/L was then performed.
    
                                        A-269
    

    -------
               TABLE A-1U6.  INFLUENCE OF pH ON POLIOVIRUS INACTIVATION IN
                             SEPTAGE  WITH 500 MG/L GLUTARALDEHYDE
    pH
    Initial/Final
    5. 0/1*. 6
    6.0/6.1*
    7.1/7-3
    8.5/7.8
    Percent
    after
    Average
    6.6t
    U.5
    11
    15
    virus survivors
    3 hr contact
    Range
    6.1* to 6.9
    3.6 to 5.3
    0
    ll* to 16
             tlnitial number of poliovirus = 5-8 x 10°/mL
             *LD sludge, sieved, blended, TS = 66,000 mg/L
              Temperature = 20° C
    
         Sieved, blended septage (LD sludge, TS = 66,000 mg/L) was inoculated with
    poliovirus to a level of 1.5 x 10? PFU/mL, as described before.  After over-
    night adsorption of l*°c, 30 mL quantities of virus-inoculated septaee were dis-
    pensed into sterile 25 x 200 mm test tubes and equilibrated to 20° C for about
    1.5 hrs.  Glutaraldehyde was then added to the tubes of septage to concentra-
    tions of 500 to 1,000 mg/L.  At selected time periods, duplicate tubes of the
    two dose rates were treated for 1 min with 1,260 mg/L NapSO_.  Next, fetal
    calf serum (FCS) was added to each septage sample, and the septage FCS mixture
    was adjusted to pH 9.  This mixture was then stirred with a stirring bar for
    15 min.  The remainder of the recovery procedure and plague assays were per-
    formed as usual.  Control samples received no glutaraldehyde but were other-
    wise processed as above.
    
         The 500 mg/L glutaraldehyde level caused 1.1* log-j_g of reduction of polio-
    virus titer,  The virus inactivation occurred mostly during the first hour
    of treatment with little change during the 1 to 3 hour span of contact.  The
    dose rate of 1,000 mg/L produced 2.7 logj_o of poliovirus inactivation.  In-
    activation was most rapid during the first 1.5 hours of contact, but nearly
    0.5 log of inactivation took place between 1.5 and 3 hours.
    
         Poliovirus appears to be more resistant to glutaraldehyde treatment than
    the fecal indicator bacteria.  A glutaraldehyde dose of 500 mg/L produced
    approximately 3 and 1* Iog10 of reduction, respectively, of fecal streptococci
    and fecal coliforms compared to 1.1* log]_g of reduction of poliovirus.  A
    1,000 mg/L glutaraldehyde dose produced about 1* log^g reduction of fecal
    streptococcus and k to 7 log]_Q of fecal coliform reduction while poliovirus
    was reduced approximately 3 log]_g.  Just as a 500 mg/L glutaraldehyde treatment
    was considered marginal for bacteria, it also appears to be marginal for virus.
    A 1,000 mg/L concentration of glutaraldehyde is therefore recommended.
                                        A-270
    

    -------
         The treatment procedure of septage with glutaraldehyde could be performed
    in the tank of the pumper truck.  After estimating the volume of septage to
    be pumped, the required amount of glutaraldehyde could then be added and be
    mixed with the septage in one of two ways.   First, the glutaraldehyde could
    be added to the empty truck tank and mixed by pumping the septage into it.
    A gradient of glutaraldehyde would form as the septage entered and would be
    diluted to the proper concentration when the contents of the septic tank filled
    the truck tank.  Alternately, the glutaraldehyde could be metered into the
    septage as it is pumped into the tank of the truck.  In either procedure, ad-
    ditional mixing would occur due to sloshing back and forth of the liquid as
    the truck moved.
    
         As mentioned, 1 to 3 hrs of contact is needed before bacterial kill and
    viral inactivation is nearly complete (some additional bacterial kill may
    take place for up to 6 hrs).  This could not be feasible if it would have to
    be held in the truck tank for an entire contact period before discharge.
    However, if the truck empties its tank contents into a holding tank at the
    disposal site, additional disinfection would likely occur in that vessel.
    GREY WATER TREATMENT
    
         Typically, when segregated systems are suggested with the toilet wastes
    handled through use of a non-conventional toilet system (e.g., composting,
    incinerating, recycle, low-volume flush/holding tank) grey water treatment
    and disposal involves a conventional septic tank-soil absorption system
    (possibly of reduced size).  Although this is an obvious method of treatment
    and disposal, the characteristics of grey water appear to be such that simple
    alternative methods might exist which could be more desirable in certain appli-
    cations.  Some treatment methods might even facilitate surface disposal or
    outside reuse of the grey water.  To enhance the near non-existent data base
    regarding the on-site treatment of household grey water, this preliminary
    study was conducted.  The major objectives established were to:
    
         1.  Identify the comparative performance of septic tank treatment of
             grey water versus that of combined black and grey water,
    
         2.  Identify the comparative performance of septic tank treatment of
             grey water utilizing a 2.0 nP (500 gal) septic tank versus a U.O
             m3 (1000 gal) septic tank,
    
         3.  Investigate the comparative performance of intermittent sand fil-
             tration of septic tank effluent as generated by grey water versus
             combined black and grey water, and
    
         h.  Identify areas for further research.
    
         To provide a controlled environment for this preliminary study and facili-
    tate the above types of comparisons, this effort was conducted at laboratory
    site N.  This grey water treatment study was initiated at this facility in
    April, 1976 with active data collection beginning in July, 1976.  The results
    presented and discussed herein involve a one-year period from April, 1976 to
    April, 1977-
                                        A-271
    

    -------
    Data Generation Methods
    
         To summarize briefly, at laboratory site N the waste-water  generated by
    typical household events was simulated utilizing conventional appliances as
    well as specially designed equipment and consumer materials/waste products
    (more detail is provided elsewhere in this Appendix).   Utilizing a sophisti-
    cated electronic control system,  the simulated household events were made to
    occur intermittently during the day, yielding a loading pattern representative
    of that generated by a family of four.  By staggering  the schedule of  events,
    the same event sequence and daily loading could be applied to each of  several
    treatment units.
    
         The general flow sheet for this study is presented in Figure A-71.
    As shown, the individual events were simulated and the resulting grey  waters
    were directed to each of two, septic tanks of 2.0 m^ (500 gal)  and
    U.O m.3 (1000 gal) size.  A third septic tank of H.O my size,  received  the
    same grey waters, as well as toilet flush wastewaters.  The  effluent from
    each septic tank flowed into its own 0.2 m3 (55 gal) sump from  which it  was
    intermittently pumped.  The effluent from the 2.0 m3 grey water tank sump was
                             .WASTEWATER SIMULATION
                     GREY WATER   GREY WATER   GREY a BLACK WATER
                     BATH-SHOWER
                     DISH RINSING
                     DISH WASH
                     LAUNDRY
                     OTHER
    BATH-SHOWER
    DISH RINSING
    DISHWASH
    LAUNDRY
    OTHER
    BATH-SHOWER
    DISH RINSING
    DISHWASH
    LAUNDRY
    OTHER
    TOILET
                                                       0.2m3
                                                       SUMP
                           SAND FILTERS!
                           0.9m2 x0.6m
                           DEEP
                                 CITY SEWER
    
                  Figure A-71.  Grey water treatment study - flow sheet.
    
                                         A-272
    

    -------
    discharged directly to the city sewerage system, as was a majority of the
    effluent from each of the k.O m^ tank sumps.   A portion of the effluent from
    each of the U.O m3 septic tanks was applied to a series of sand filters (8).
    Each filter had a surface area of approximately 0.09 m2 (l.O ft2) and a depth
    of 0.6 m (2.0 ft).
    
    Simulated Raw Wastewater—
         Each of the three septic tanks received the same grey waters and one of
    the units also received toilet flush wastewaters.  The day-to-day loading was
    constant for all events with the exception of the laundry which varied from
    none to three occurrences per day.  A summary of the make-up of the simulated
    event wastes is shown in Table A-1^7 with the daily loading pattern to each
    unit depicted in Figure A-72.
    
         The average characteristics of the simulated wastewaters were identified
    through periodic analyses of the individual material constituents, the results
    of which were composited mathematically.  Several actual influent composites
    were also taken and analyzed.  Based on these results, the characteristics
    of each of the two simulated influents were, on an average daily basis, as
    shown in Table A-lW.  Variations from the values shown in Table A-1^8 occurred
    as a result of the day-to-day laundry variation.  Further, infrequent pro-
    grammer malfunctions and maintenance requirements also resulted in variations
    from the values shown in Table A-1^7, as well as Table A-1U8 and Figure A-72
    during the course of the study.
    
                 TABLE A-lVT.  SIMULATED WASTEWATER EVENT CHARACTERISTICS
    Event
    Simulated
    Bath
    Shower
    Dish Rinse
    Dish Wash
    Laundry
    
    
    Miscellaneous
    Toilet
    
    
    L .
    Event
    79
    102
    11
    53
    180
    
    
    19
    19
    
    
    Number
    Day
    1
    1
    3
    1
    3
    2
    0
    3
    12
    
    
    L
    Day
    79
    102
    33
    53
    5^0
    360
    0
    57
    228
    
    
    Material
    Event
    Liquid Soap
    Liquid Soap
    Food Slurry
    Detergent
    Detergent
    Detergent
    -
    -
    Urine Solution
    Hog Manure
    Paper
    Quantity
    Day
    25 mL
    25 mL
    780 mL
    80 gms
    375 gms
    250 gms
    -
    -
    3.8U L
    ihOO gms
    19 gms
                                        A-273
    

    -------
         50
    O
                                                                  -1189
              T -TOILET
              OR- DISHRINSE
              L -LAUNDRY
              0 -OTHER
    30 -
    
    
    25-
    
    20
    
    
     15
    
     10
    
    
      5h
                                          NOTE: FOR DAYS WITH 3L,
                                          L, , L, , a L, OCCUR JFOR 2 L,
    DW-DISHWASH £
    - B -BATH
    S -SHOWER
    
    
    NOTE: FOR THE GREY
    WATER UN ITS, NO
    • TOILET EVENTS
    OCCUR, v
    C
    i »
    X
    ) T
    _i — i — i — i —
    »
    
    
    TTTC
    
    
    
    )
    
    
    
    i'
    
    
    
    •
    i
    
    
    
    T
    L, a L2 OCCUR; FOR 0 L ,
    NONE OCCUR.
    
    
    '
    1
    : i
    
    
    FT 1
    I,
    
    D'
    'T
    #
    '
    E
    
    •
    i
    J
    -
    TO T "
            MN
                             9    NOON     3
    
                                TIME OF DAY
     -100
    
    
     -75
    
    
    
      50
    
    
      25
    
    
      0
    MN
                                                                              O
    
    
    
                                                                              O
                     Figure A-72.  Approximate daily loading pattern.
         TABLE A-ll*8.  SIMULATED  RAW ¥ASTE¥ATER CHARACTERISTICS - DAILY AVERAGES*
    Parameter
    Flow
    BOD
    COD
    **
    TS
    TSS
    TN
    TP
    Grey Water
    Mass /Day
    U8U Liters
    108 Grams
    203
    396
    52
    5-6
    21.5
    mg/L
    -
    220 mg/L
    U20
    820
    110
    12
    UU
    Combined Wastewater
    Mass /Day
    711 Liters
    186 Grams
    519
    87^
    295
    57
    U0.2
    mg/L
    
    260 mg/L
    730
    1230
    UlO
    80
    57
     * Does  not take into account  infrequent down-days,  programmer malfunctions,  etc,
    ** Includes 300 mg/L total solids  contribution from the  tap water
    

    -------
    Septic Tank Operation—
         All three of the septic tanks utilized in this study had been used during
    the previous research effort at laboratory site N.  All three tanks had re-
    ceived simulated combined wastewater for approximately 15 months prior to the
    start of this study.  The 4.0 m3 tanks were left as is, while the 2.0 m3 tank
    was pumped down and cleaned out except for a few cm of residual material.  For
    three months prior to the start of this evaluation, the three septic tanks
    were fed their respective new raw wastewaters, grey or combined, to stabilize
    their performance.
    
         During the course of this study, daily flow composited samples of each
    septic tank effluent were collected weekly.  These samples were obtained, as
    desired, by directing a fraction of the wastewater pumped from each septic
    tank effluent sump to refrigerated containers through a 0.6 cm diameter sample
    line.  The samples collected were analyzed for various chemical/physical
    parameters.  In addition to these composite samples, several grab samples were
    obtained from each septic tank effluent for bacteriological analysis.
    
    Sand Filter Operation—
         Eight sand filters were established specifically for this study.  Each
    filter had a surface area of 0.09 m^, 30 cm of freeboard, 60 cm of sand under-
    lain by 13 cm of pea gravel and 18 cm of coarse stone.  All eight filters were
    housed in a single lysimeter constructed of plywood supported by an angle-iron
    frame, as shown in Figure A-73.
    
         Portions of effluents from the ^4.0 m^ septic tanks were applied to the sand
    filters in several intermittent doses with a special distribution system.  As
    shown in Figure A-73, the system was attached to the top of the sand filters
    and consisted of two identical chambers, one receiving grey water septic tank
    effluent and one receiving combined wastewater septic tank effluent.  The
    operation of each chamber was essentially the same, and therefore, the follow-
    ing description will deal only with that for the grey water.
    
         Each time the sump receiving the effluent from the grey water septic
    tank received about 28 L of effluent, a pump was activated with most of the
    wastewater discharged to the city sewer.  However, a portion (adjustable)
    of the effluent was directed to the grey water distribution chamber through
    a 2.0 cm diameter section of plastic pipe connected to the sump discharge
    line.  After three, 6 L fractions were so directed to the grey water chamber
    (four, U.5 L portions for the combined wastewater) a high-level float switch
    was triggered, activating a relay which opened a 3.0 cm drain valve attached
    to the chamber bottom and also recorded the event.  The effluent from the
    chamber flowed through the valve and into a fitting which divided the flow
    into 8, equal fractions.  Each fraction was carried away from the fitting in
    a section of 0.6 cm diameter tygon tubing to drains or to an operating sand
    filter.  In the latter case, the end of the tubing was held in place above the
    filter by insertion through a hole in a wood dowel attached to the top of the
    filter.  The size of the dose and the daily hydraulic loading to a filter
    could be varied with this system by directing more than one section of tubing
    to it.  The effluent flowing through each section of tubing was directed onto
    a splash plate on the sand surface.  After this distribution chamber emptied,
    
    
                                        A-275
    

    -------
                             Figure A-73.   Sand filter system.
    a low-level float switch was triggered, deactivating the relay, closing the
    drain valve, and resetting the system.
    
         The majority of the effluent applied to a filter drained througli a 3.0
    cm diameter line attached to its "bottom, to a sump from which it was discharged
    to the city sewerage system.  A fraction of the wastewater moving through a
    filter was collected near the filter bottom in four, reducer fittings (3.0 cm
    x 1.25 cm) whose upper lips were 5 cm above the filter bottom.  The 1.25 cm
    end of each fitting projected through the filter bottom and a short section of
    1.0 cm diameter tubing was attached to each.  These four, sample collection
    tubes from each filter were directed to a collection tray for disposal or, as
    desired, to a sample bottle for a flow composited sample.
    
         A summary of the experimental design used in the sand filter research
    is presented in Table A-
                                        A-276
    

    -------
                        TABLE A-ll*9.  SATO FILTER EXPERIMENTAL DESIGN
    Filter
    Number
    1
    2
    3
    k
    5
    6
    7
    8
    Effluent
    Applied
    Grey Water
    11
    ii
    a
    Combined
    Wastewater
    11
    it
    ii
    Application
    Rate
    (cm/ day)
    30
    30
    15
    15
    15
    15
    30
    30
    Media Size
    Effective
    Size
    (mm)
    .28
    .30
    .30
    .28
    .28
    .30
    .30
    .28
    Uniformity
    Coefficient
    3.2
    2.9
    2.9
    3.2
    3.2
    2.9
    2.9
    3.2
         During the first two months of operation, the appropriate septic tank efflu-
    ent was applied to each sand filter at the prescribed loading.  In total,
    approximately 850 and 1700 L were applied, respectively.  Then the loading was
    discontinued, the top 15 cm of sand were replaced, and the filters were rested
    for nine days prior to the start of actual data collection.
    
         During the course of this study, daily sand filter loadings were recorded.
    Visual observations of the sand surfaces were routinely made and depth of any
    ponding above the sand surface was noted.  Flow composited samples of the filter
    effluents were collected bi-monthly and analyzed for various chemical/physical
    parameters.
    
    Results and Discussion
    
    Septic Tank Performance—
         The results of selected chemical/physical analyses on daily flow composited
    samples of each septic tank effluent are presented in Table A-150.  The efflu-
    ent from the 2.0 nP septic tank treating grey water was significantly higher in
    BOD,- and COD than the k.O ra? septic tank also treating grey water.  For the
    other measured parameters, there was virtually no difference between the concen-
    trations in the two, septic tank effluents.  The increased residence time in
    the larger tank (about eight days versus four days) would seem to have been
    responsible for the greater BOD,- and COD reductions, but of little additional
    value in terms of suspended solids removal or nutrient conversion.  It is also
    possible that the physical characteristics of the smaller, circular tank could
                                         A-277
    

    -------
                     TABLE A-150.   SEPTIC TANK EFFLUENT COMPARISON,  MG/L
    Parameter
    BOD5*
    COD
    TSS
    VSS
    Total-N
    WH3-N
    Total-P
    Ortho-P
    Grey Water
    2 m3
    101(U)**
    88-llU
    236(142 )f
    220-252
    U7(Ul)t
    ^2-53
    37(^0 )t
    32-Hl
    6.5(22)
    6.1-7.0
    1.M25)
    0.9-1.8
    UU(28)
    1*1-1*7
    3M27)
    29-38
    Grey Water
    1* m3
    62(57)t
    56-68
    17l(55)t
    159-183
    U6(56)t
    Ul-51
    3M55)t
    32-37
    7.7(22)
    7.0-8.1*
    2.1(39)
    1.7-2.5
    UO(30)
    37-^2
    3M26)
    31-37
    Combined Wastewater
    1* m3
    55(60 )t
    50-61
    l69(58)t
    155-185
    l*6(58)t
    1*1-52
    33(58)t
    30-37
    79(22)
    75-81*
    5MU3)
    ^9-59
    ^3(27)
    1*0-1*5
    36(27)
    33-39
           Based on 10 sample analyses, soluble BOD,- to total B01X equal to 0.8 for
           all units.
           Each data block includes:  Mean (samples); 95% confidence interval.
         t Log-normalized data.
    
    have resulted in the tank effluent being more influenced by surge loadings than
    the larger cylindrical tank.
    
         Although the concentrations  of BOD^, COD and suspended solids were con-
    siderably higher in the raw combined wastewater as compared to the raw grey
    water (Table A-150) the measured characteristics of the effluents from the
    two, 1*.0 m3 septic tanks were essentially the same.  The grey water tank
    provided an average retention time of eight days while the combined wastewater
    tank provided five days.  Visual inspection of the two septic tank effluents
    during the course of the study revealed that the grey water tank consistently
    produced an effluent which was grey-black in overall color with substantial
                                         A-278
    

    -------
    quantities of fine, black solids.  The combined wastewater tank produced an
    effluent which had a lighter color vith significantly less fine, black solids.
    The black coloration and fine, black solids was believed to be due to the
    reduction of sulfates (approximate tap water concentration, 80 mg/L as SOJ7) to
    sulfides under anaerobic conditions, with resultant precipitation as metal
    sulfides.  A sulfide odor was noted in both septic tank effluents, but the odor
    was considerably stronger in the effluent from the grey water tank.  The pH of
    both effluents was about 7-3.
    
         The results of bacteriological analyses on several grab samples of each
    septic tank effluent are presented in Table A-15L  The results for the septic
    tanks receiving grey water were not anticipated.  After April, 1976, no material
    of fecal origin was added to either grey water tank.  It was anticipated that
    initially, indicator bacteria would be present in the septic tank effluents as
    a result of pre-sampling operations during which both tanks received combined
    wastewaters.  At the start of this study, the grey water tank was not pumped
    or cleaned, while the smaller grey water tank was washed down and cleaned out,
    except for a few cm of residual material.  With time and the dilution effected
    by the influent grey waters, it was expected that the concentration of indi-
    cator bacteria in the septic tank effluents would decrease to low levels.  As
    shown in the table, this did not happen.  Even after seven and thirteen months
    of operation, very high levels of indicator bacteria were found in the grey
    water tank effluents.  It would seem that the indicator bacteria were actively
    reproducing in these tanks.  If the traditional indicator bacteria do, in fact,
    actively reproduce in a grey water septic tank environment, one must question
    the value of using the effluent concentrations of these organisms to assess
    the potential for pathogenic contamination of the raw grey waters.
    
    Sand Filter Performance—
         Each of the eight sand filters was operated until its hydraulic con-
    ductivity decreased to the point where it no longer accepted the wastewater
    applied and ponding above the sand surface reached a height of about 25 cm.
    When this occurred, loading to the filter was discontinued and it was allowed
    to drain.  Since only the four high-rate filters (l, 2, 7» 8) failed during
    the course of this study, the following discussion will be restricted to
    these four filters.  A summary of the operational data for each filter and its
    filter run is presented in Table A-152.
    
         As presented in the table, the filters receiving grey water septic tank
    effluent yielded filter run lengths over twice those of the filters receiving
    combined wastewater septic tank effluent.  As the hydraulic loading rates
    were approximately equal, the grey water filters (l, 2) accepted about twice
    as much wastewater on a total volume basis.  Utilizing the mean characteristics
    of each applied wastewater (grey water and combined wastewater septic tank
    effluents), the quantities of BOD^ and suspended solids per square metre of
    surface area were calculated.  The grey water filters received about ikO per-
    cent more BOd- and 60 percent more suspended solids than did the combined
    wastewater filters (Table A-152}.  Since the effluents from the four filters
    were of very similar quality, the grey water filters effectively removed
    approximately 1^0$ more BOD,- and 60% more suspended solids than the combined
    wastewater filters.
                                       A-279
    

    -------
                     TABLE A-151.
    BACTERIOLOGICAL CHARACTERISTICS OF
    SEPTIC TANK EFFLUENTS, NO./100 ML
    Organism
    Total
    Coliform
    Fecal
    Coliform
    Fecal
    Streptococci
    Total
    Bacteria
    Sample
    Date
    1-16
    11-76
    5-77
    7-76
    11-76
    5-77
    7-76
    11-76
    5-77
    7-76
    11-76
    5-77
    Grey Water
    2 m3
    15 x 10^
    31* x 103
    <100
    hO x 106
    Grey Water
    h m3
    33 x 101*
    12 x 10^
    5^ x 10 5
    33 x 10^
    U9 x 103
    36 x 10 5
    18 x 103
    23 x 102
    31 x 10?
    Ul x 105
    33 x 10T
    Combined Wastewater
    U m3
    U9 x 105
    12 x 1011
    50 x 10 5
    U9 x 105
    31 x 103
    lU x 105
    U8 x 102
    3^ x 10^
    11 x 10^
    16 x 106
    16 x 109
                         TABLE A-1J2.   HIGH-RATE FILTER OPERATION
    Filter
    1
    2
    7
    8
    Effluent
    Applied
    Grey
    Grey
    Combined
    Combined
    Daily
    Application
    Doses
    Day
    5
    5
    6
    6
    cm /day
    29
    29
    31
    31
    Run Days to-
    Ponding
    226
    260
    10^
    108
    Failure
    26U
    285
    12l4
    12U
    Total Application
    m^
    L
    6610
    7110
    3330
    3310
    Grams
    UUlO
    U7^0
    19^0
    19^0
    Grams
    3230
    3550
    20UO
    20UO
         During the operation of the filters prior to failure, a distinct visual
    difference was noted between the surfaces of the grey water and combined
    wastewater filters.  The surfaces of both high-rate grey water filters ex-
    hibited significantly less solids accumulation and surface impeding layers than
    did the high-rate combined wastewater filters.  After a filter failed and was
    allowed to drain, visual inspection of the sand surface was made.  Subse-
    quently, the filter was carefully excavated from the surface down to allow
    observation of any subsurface impeding layers and the filter profile with depth.
                                        A-280
    

    -------
     The combined waste-water filters had a thin mat of solids covering a majority
     of the filter surface.   Upon digging into each filter,  a black colored zone
     was found to extend to  a depth of several cm followed by a gradation through
     grey to visually clean  sand.  In contrast, the grey water filters had only a
     sparse accumulation of  solids on their surfaces.   Upon  excavation, a black
     colored zone was found  to exist to a depth of about 25  cm before gradation to
     visually clean sand.
    
          The black colored  zones within these filters are most likely due to
     reduction of sulfates under anaerobic conditions  during ponding with the
     resultant precipitation and accumulation of metal sulfides on the sand particles.
     The deeper penetration  of the black zones in the  grey water filters may have
     been due to the more reduced state of the wastewater initially, as well as the
     greater ponding times (38 to 25 days for 1 and 2  versus 20 and 16 days for 7 and
     8).
    
          The results of analyses for selected chemical/physical parameters on daily
     flow composited samples of the effluents from each of the eight sand filters
     is presented in Table A-153.  As shown,  filtration through 60 cm of medium
     sand at an application  rate of 15 to 30  cm/day provides a high quality efflu-
     ent with regard to BODcj and volatile suspended solids,  with values consistently
     less than 5 mg/L and 10 mg/L, respectively.
    
                     TABLE A-153.  SAND FILTER EFFLUENT CHARACTERISTICS
    Parameter
    Loading
    cm/ day
    BOD *
    COD
    SS*
    VSS
    
    1
    30
    1(17)**
    1-3
    26(6)
    13-39
    12(19)
    9-16
    8(19)
    6-9
    Grey
    2
    30
    1(18)
    1-3
    17(7)
    7-27
    1M19)
    10-19
    7(19)
    5-9
    Water
    3
    15
    1(17)
    1-3
    21(7)
    7-35
    11(16)
    7-16
    7(16)
    5-9
    
    k
    15
    1(18)
    1-2
    16(7)
    12-20
    8(20)
    6-10
    5(20)
    U-6
    
    5
    15
    2(19)
    1-3
    16(9)
    10-23
    8(20)
    5-12
    5(20)
    3-6
    Combined
    6
    15
    1(13)
    1-3
    18(9)
    10-25
    15(13)
    9-23
    6(13)
    h-9
    Waste
    7
    30
    M15)
    2-7
    25(6)
    9-^0
    18(1U)
    11-31
    10(15)
    6-lk
    
    8
    30
    M20)
    2-6
    57(9)
    29-86
    17(20)
    12-25
    8(20)
    5-10
     * Log-normalized data
    ** Each data block includes:
    Mean (samples);
    confidence interval
          Further,  the nitrogen in the septic  tank effluents,  largely as  ammonia,
     was almost completely nitrified,  while there was  no  significant  effect  on the
     phosphorus concentrations as a result  of  the sand filtration.
                                        A-281
    

    -------
    Summary
    
         The results of this study may be summarized as follows:
    
         1.  The reduction in BODi- and COD are considerably greater in grey water
             when treated with a 4.0 m^ septic tank as compared to a 2.0 m-^
             septic tank.  However, with regard to other chemical/physical para-
             meters such as suspended solids,  nitrogen and phosphorus, there is
             no appreciable difference.
    
         2.  Bacteria used as indicators of fecal contamination were seen to
             maintain high concentrations in the effluents from septic tanks
             receiving just grey water after as much as thirteen months of oper-
             ation without a fecal input.  Residual material in the septic tanks
             from a previous study during which they received combined wastewater,
             would seem to have provided the seed from which the bacteria repro-
             duced to maintain the high levels.
    
         3.  Sand filters receiving grey water septic tank effluent yielded filter
             run lengths over twice as long, and removed over 140% more BODc and
             6Q% more suspended solids than did similar filters receiving com-
             bined wastewater septic tank effluent (dosed 4 to 5 times daily with
             a total loading of about 30 cm/day).
    
         4.  A distinct difference was noted,  both on the surface and with depth,
             between sand filters loaded with grey water septic tank effluent
             as compared to combined wastewater septic tank effluent.
    
         5.  Intermittent sand filtration of both grey water septic tank effluent
             through 60 cm of medium sand at application rates of about 15 and
             30 cm per day, produced effluents low in BODr and suspended solids,
             almost completely nitrified, with the phosphorus largely unchanged.
    
         As indicated by the results of this preliminary laboratory study, further
    research is necesssary regarding grey water treatment and disposal.  Research
    which would l) further identify the characteristics of grey water septic tank
    effluents, 2) identify the efficiency of sand filtration of grey water with
    regard to chemical/physical and microbiological parameters, 3) delineate the
    most appropriate filter operating conditions and maintenance techniques, and
    4) investigate the development of clogging and occurrence of failure in sands
    and other soils receiving grey water septic tank effluent as compared to
    combined wastewater septic tank effluent.
    PROCESS COSTS
    
         The evaluation of on-site waste treatment and disposal alternatives
    includes an analysis of technological effectiveness, institutional arrangements
    and owner acceptance and cost effectiveness.  The first of these general areas
    of evaluation have been discussed at length in the preceding sections; the
    second will be discussed in detail in Appendix D.  Information on cost
                                        A-282
    

    -------
    evaluation of potential on-site treatment and disposal alternatives is meager
    at the present time owing to the small data base.  The information presented
    herein is based, primarily upon the experiences of this research effort.  Costs
    will be subdivided into capital investment plus installation, operation and
    maintenance costs.  Range of costs will be presented in most instances to
    reflect a variety in labor, power and material costs.  Costs will be based on
    1977 dollars.
    
    In-House Alteration Devices
    
         The research studies reported herein did not include an in-depth cost
    analysis of the extensive array of devices and systems which provide for waste
    flow reduction and/or waste segregation are commercially available.  Cost
    information regarding their processes may be found elsewhere (Wallman and
    Cohen, 197^; Milne, 1976; Nelson, 1976; Reid, 1976).
    
         In general, the costs for these types of in-house devices vary dramatically
    from virtually zero capital and operating costs for the simple flow control
    faucet inserts, to as much as $5000 in capital and $125 per year in operating
    costs for the sophisticated closed-loop recycle toilets.  In identifying
    costs for these types of in-house devices, caution must be exercised as the
    unit costs for a given type of device can vary significantly depending on
    many factors, including l) the commercial manufacturer, 2) the location of
    the nearest distributor, 3) the method of installation (self-installed vs. hired
    labor), and h) the costs for utility service (e.g., power and water).
    
    Treatment Processes
    
    Septic Tanks—
         Costs of septic tanks vary with the materials used and the site conditions.
    The delivered cost of precast concrete septic tanks in Wisconsin (1977) can
    be calculated by the approximate formula,
    
                                  C = $200 + 0.20(V-750)
    
    in which C is the delivered cost and V is the capacity in gallons (x 3.75 liters),
    This formula is good up to 6975 L (l800 gal) tanks.  Above that, cast-in-place
    tanks are used.  Similar costs are found for steel tanks.
    
         Installation costs including building sewer from the home are approximately
    $100-$200.  Although no maintenance costs were incurred in this study, it may
    be assumed that pumping would be required every 3 years.  In Wisconsin, pump-
    ing costs for a 3.75 HH (1000 gal) tank would range from $*iO-$60.  Based on
    these figures, the range of unit costs for a 3.75 m.3 (1000 gal) septic tank
    would be as follows:
    
                        3.75 m3 tank, installed        $350 - $*+50
    
                        Operation                           0
    
                        Maintenance                    $12-$20/yr.
                                        A-283
    

    -------
    Aerobic Units—
         The cost for aerobic units is high due tc a generally low demand for
    these units.  Costs could reduce with increased market penetration.  Presently,
    costs range from approximately $1200 to $2200 for a home-sized package
    aeration unit, depending upon propietary device and location.  Installation
    costs are normally higher than for septic tanks owing to the greater complexity
    of the unit and the necessary electrical work.  These costs may range from
    $200-$300.  Power consumption for these units also vary, ranging from 2A to
    1.h kwh/day.  Other costs include costs for pumping, which should be performed
    at least yearly and preventative maintenance services performed approximately
    4 to 6 times per year.  For pumping costs, a range of from $UO-$6o is assumed
    and additional maintenance costs may range from $25-$50/yr.
    
         Based on these figures, the range of unit costs expected for a package
    aerobic unit for the average home would be as follows:
    
             Package aerobic unit, installed                  $1500-$2500
    
             Operation (Power:  2.k to 7.U kwh/d @ 1^/kwh)     $35-4108
    
             Maintenance (l pumping per year plus service
             calls                                             $65-$110
    
    Chemical Precipitation/Coagulation—
         Little information is available on actual capital costs for household
    chemical treatment units.  A hydraulically driven unit could be purchased for
    approximately $700-$800 which includes a settling chamber, but not the treat-
    ment unit preceding it.  Operating costs would be dependent upon chemical costs,
    For alum, approximately 200 mg/L would be used which would amount to about
    0.15 kg/day for a household of U.  Iron salts for coagulation and phosphorus
    removal would require similar dosage.  Detailed chemical cost analysis is
    beyond the scope of this report but crude estimates based on the figures above
    and the costs given in Table A-15^ would indicate a range of from $12 to
    $60/yr.  Sludge pumping would likely be required at least once per year.
    Maintenance calls would likely be required at least U times/yr.  Based on
    these crude estimates, chemical coagulation unit costs would be estimated as
    follows:
    
                       Mechanical unit, installed        $800-$1000
    
                       Operation Costs (Chemicals)       $12-$60
    
                       Maintenance (includes 1
                       pumping/yr plus h main-
                       tenance calls)                    $65-$HO
    
    Sand Filters—
         Based on Wisconsin experience, construction costs including a precast
    concrete filter shell  (septic tank), plumbing, media, insulated cover and
    installation could range from $15 to $20/ft2 of filter area.  Additional costs
    for dosing sump and pump are not included  (see below).  Maintenance costs
    

    -------
                               TABLE A-15U.  CHEMICAL COSTS (19T7)
                         Chemieal                            Cost (FOB)-$
    
          Alum (dry,bulk)                                 6.60-7-70/100 kg
    
          FeCl3 (liquid, bulk as FeCl3)                   8.80-11.00/kg
    
          Lime (dry pebble, bulk as CaO)                  2.20-2.75/100 kg
    
          FeSO^ • 7 H20 (dry, bulk, 21% Fe#)              2.20-2.65/100 kg
    
          Calcium hypochlorite (70$ HTH)                  170/100 kg
    
          Calcium hypochlorite tablets (70$ HTH)          U20/100 kg
    
          Iodine (elemental)                              600/100 kg
    
          lodophor (1.75$)                                1.65/liter
    
          Gluteraldehyde (50$ solu)                       121/100 kg
    
          Formaldehyde (31% solu)                         35/100 kg
    
          KOH (1*5* dry, bulk)                             16.50/100 kg
    
          WaOH (50$ dry, bulk)                            15-WlOO kg
    
    
    would vary depending upon pretreatment unit and techniques but can be estimated
    at $.75 to $1.25/ft*/yr.
    
         Based on these figures, the unit cost range for household intermittent
    sand filters will be as follows:
    
                        Equipment and installation  -  $15-$20/ft2
    
                        Maintenance costs           -  $0.75-$1.25/yr
    
    Pump Chamber and Sump Pump—
         Costs for pumping chambers required to precede sand filters, or other
    unit processes are based on Wisconsin experience.  Installed cost for a 1.5 m
    (5 ft) section of 1.2 m (ii8 in) diameter concrete pipe with poured bottom slab
    and plumbing appurtenances would be approximately $200-$500.  A 0.37 kw (1/2
    hp) submersible pump with controls is estimated at $300-$500.  Power demand
    is estimated at 0.1 kwhr/day.
    
         Based on these figures, the cost for a dosing chamber would be approxi-
    mated as follows:
                                         A-285
    

    -------
                   Pump Chamber, installed                  $200-$250
    
                   Sump Pump with controls                  $300-$350
    
                   Operation - (0.1 kwh/d @ $O.OU/kwh)      $1.50/yr.
    
                   Maintenance Costs (l hour/yr)            $6-$10/yr.
    
    Chlorination and Contact Chamber—
         Chlorination of wastewater prior to surface discharge may be accomplished
    through the use of simple tablet feed devices.   Based upon field studies at
    several locations in Wisconsin, it is estimated that approximately .015 kg/day
    of tablet should be used at a cost of $lu20/kg for a household of k.  In
    addition to the basic tablet feed Chlorination system, which may cost from
    $150-$175 a contact tank (1.2 m dia.  concrete pipe at 2.75 m length plus
    slab and appurtenances at $300) is required.  Sometimes a 1/3 hp sump pump
    to discharge the wastewater from the contact tank to the surface recipient
    ($100-$150) may also be required.
    
         The estimated cost for a Chlorination system is as follows:
    
              Chlorine contact tank plus installation             $HOO-$500
                including plumbing and excavation
    
              1/3 hp pump and controls                            $100-$150
    
              Chlorinator - tablet feed                           $150-$175
    
              Maintenance Costs (l hour/yr)                       $6-$10/yr.
    
              Operation Costs
    
                Electrical power - (o.l kwh/d x $Q.OH)              $1.50
    
                Hypochlorite tablets (0.015 kg/d @ $^.20/kg)      $26/yr.
    
    Ultraviolet Disinfection—
         The ultraviolet system basically consists of a staging tank for pumping
    effluent to the unit, a sump pump and a UV sterilizer.  The staging tank can
    be a 0.9 m dia. concrete pipe 2.75 m in length with poured slab.  There are a
    number of propietary UV disinfection units on the market today with costs
    ranging from $750-$900.  Little experience has yet been gained with maintenance
    costs but unit cleaning is paramount to effective disinfection of wastewater.
    System costs estimated below are based on disinfection of sand filtered
    effluent for a flow of approximately 750 L/day.
                                        A-286
    

    -------
                    Staging tank plus installation           $300-$1*50
    
                    1/3 hp submersible pump and control      $100-$150
    
                    UV sterilizer unit                       $750-$900
    
                    Maintenance (  10 hours per year)        $^0-$6o/yr.
    
                    Operation -
    
                      Pover (1.5 kwh/d % Wkwhr)              $20/yr.
    
    Septage Disinfection—
         Based upon laboratorty experiments with septage reported in this study
    (Deininger, 1977) an estimate of cost of septage disinfection was forecasted.
    These costs are based upon chemical costs given in Table A-   .  This esti-
    mate does not include ultimate disposal costs which are estimated from $^0-$60
    every three years.  Costs for three disinfection alternatives for 3750 L
    (1000 gal) of septage are shown in Table A-15^.
    
                         TABLE A-155.  SEPTAGE DISINFECTION COSTS
    Disinfectant
    Glutar aldehyde
    (no pH adjustment)
    Formaldehyde
    (sludge adjusted to pH 10)
    Chlorine
    (no pH adjustment)
    Dose Level
    mg/L
    500
    1,000
    500
    1,000
    2,000 **
    Cost to Treat 3750 L
    (1000 gal) of Septage
    $9-17
    $6.28*
    $18.72
        * Including pH adjustment estimate with KOH (Cost = $2.79)
       ** The highest chlorine dose tested; provided marginal treatment of
          40,000 mg/L TS sludge.
    
    Soil Disposal Costs—
    
         Soil absorption fields—Based on Wisconsin experience, soil absorption
    field construction costs currently range from $1 to $1.25/ft^ of bottom area
    depending upon soil type and location.  Wo maintenance costs have been identi-
    fied for these systems.
    
         Mounds - There is now a substantial body of data available on cost of
    mound construction in Wisconsin.  Installed costs including septic tank, sump
    and pump, mound construction, plumbing and landscaping range from $3000 to
    $1*500.  Maintenance costs include those associated with septic tank pumping
    and occasional maintenance of the sump pump.  Estimates for maintenance are in
    the range' of $l8-$25/year.  Power consumption costs for pumping to the mound
    are based on approximately 0.25 kwh/day consumption.
    
                                        A-287
    

    -------
    Estimated mound unit costs range would be as follows:
    
    
    
    
              Installation and equipment costs       $3000-$**500
    
    
    
    
              Maintenance                            $l8-$25/yr.
    
    
    
    
              Power - 0.1 kwh/d § O.OU/kwh            $1.50/yr.
                                   A-288
    

    -------
                              ATTACHMENTS TO APPENDIX A
    
    
    
    
    
    
    Attachment A  -  Individual Home Water Use Patterns
    
    
    
    
    Attachment B  -  Statistical Analysis Results for Each Event, mg/cap/day
    
    
    
    
    Attachment C  -  Literature Revieved and Contacts Made
    
    
    
    
    Attachment D  -  Description of Laboratory Site N and the Influent Waste-water
                                       A-289
    

    -------
    ATTACHMENT A  - INDIVIDUAL HOME WATER USE PATTERNS
    
    Daily Flow Patterns
     30
     ZOh
                 T  TOILET
                 0  DISH WASH
    
                 WS WATER SOFTENER
                         MOON
                  TIME OF DAY
     Figure A-71*.   Family A daily  flow
                    pattern (L/cap/day =
                                                 30
                                                 25
      20
                                                  K>h
                                                     8.
                    T TOILET
                    L LAUNDRY
                    B BATH or SHOWER
                    D DISH WASH
                    0 OTHER
                    WS WATER SOFTENER
                       9 NOON
                   TIME OF DAY
    Figure A-75.   Family B  daily flow
                    pattern (L/cap/day =
                    96).
                      T TOILET
                      L LAUNDRY
                      B BATH or SHOWER
                      D DISH WASH
                      0 OTHER
                      WS WATER SOFTENER
                         NOON 3  ~6~
                  TIME OF DAY
                      T  TOILET
                      L  LAUNDRY
                      B  BATH or SHOWER
                      D  DISH WASH
                      0  OTHER
                      WS WATER SOFTENER
                   TIME OF DAY
     Figure  A-76.  Family C  daily flow       Figure A-77-   Family D daily flow
                    pattern (L/cap/day =                     pattern  (L/cap/day =
                                                                155).
                                           A-290
    

    -------
      30-
                    T TOILET
                    L LAUNDRY
                    B BATH or SHOWER
                    D DISH WASH
                    0 OTHER
                   WS WATER SOFTENER
                                                30-
                                                 T  TOILET
                                                 L  LAUNDRY
                                                 B  BATH or SHOWER
                                                 D  DISH WASH
                                                 0  OTHER
                                                WS  WATER SOFTENER
                   TIME OF DAY
                                                      NOON ~3~
                                                TIME OF DAY
    Figure A-78.   Family E  daily  flov
                    pattern  (L/cap/day
                    157).
                                 Figure A-79-   Family F daily  flov
                                                 pattern  (L/cap/day =
                                                 125).
      25
      20
    ^L.
    
    1-15
      10-
     T TOILET
     L LAUNDRY
     B BATH or SHOWER
     D DISH WASH
     0 OTHER
    WS WATER SOFTENER
                                                 30
                                                 25
                                                 20
                                £
    
                                |
                                                  10
                                                     a.
                                                     o
           "MN  3  6   9 NOON 3   6   9 MN
                    TIME OF DAY
     T TOILET
     L LAUNDRY
     B BATH or SHOWER
     D DISH WASH
     0 OTHER
    WS WATER SOFTENER
                                         MN  3   6   9 NOON 3
                                                TIME OF DAY
                                                                                 9  MN
    Figure A-80.   Family G daily flow
                    pattern (L/cap/day =
                    111).
                                 Figure A-8l.   Family H daily flow
                                                 pattern (L/cap/day =
                                                 188).
                                          A-291
    

    -------
      30
      25
      20
     r
       10
                                                 30-
                T TOILET
                L LAUNDRY
                B BATH or SHOWER
                D DISH WASH
                0 OTHER
               WS WATER  SOFTENER
                 3   6   9 NOON 369
                   TIME OF DAY
     T  TOILET
     L  LAUNDRY
     B  BATH or SHOWER
     D  DISH WASH
     0  OTHER
    WS  WATER SOFTENER
                                                  0L
                                                       'MN  3
                                                                9 NOON 3   6   9  MN
                                                             TIME OF DAY
    Figure A-82.   Family I daily flow
                    pattern (L/cap/day =
                    158).
                                            Figure A-83.  Family J daily flow
                                                            pattern (L/cap/day  =
                                                            170).
       30
       25
       20
     I
    15-
        10-
               T  TOILET
               L  LAUNDRY
               B  BATH or SHOWER
               D  DISH WASH
               0  OTHER
              WS  WATER SOFTENER
        0L   0
              MN  3   6   9  NOON  3   6   9 MN
                    TIME OF DAY
     Figure A-8^.  Family K  daily flow
                    pattern (L/cap/day =
                    215).
                                           A-292
    

    -------
    Weekly  Flow  Patterns
     125
        153   261   229    196  2|2   221   221
    
    35L  (404) (691)  (60.6)   (518)  (587)  (586)  (586)
    
    
                            TOILET
                            LAUNDRY
                            BATH or SHOWER
                            DISH WASH
                            WATER SOFTENER
                            OTHER
                         «  TOTAL
                   M    T    W    T    F
                     DAY OF THE WEEK
                                                    125
                                                    100
                                                     75
                                                   o
                                                  •se
                                            141   182   203   183   168        183
    
                                        351. (37 4)  (483)  (536)  (485)  (443)   |29  (48.4)
    
                                                                    (34.1)
                                                •   TOILET
                                        30h     °   LAUNDRY
                                                °   BATH or SHOWER
                                                °   DISH WASH
                                        2SL     •   WATER SOFTENER
                                          r     •   OTHER
                                                o   TOTAL
                                                -|4
    
                                                 | IB
    
                                                    10
    
                                                    5
                                                            M    T    W
                                                          DAY OF  THE WEEK
    Figure A-85•   Family A weekly  flow
                     pattern  (L/cap/day =
                     21k).
                                             Figure A-86.   Family B  weekly flow
                                                              pattern (L/cap/day =
                                                              96).
                  243
     125
    100
     25
                            I4>6
                            (388)
                                166
    
                               (439)
                   M    T    W     T
                 DAY OF THE WEEK
                                           '3
                           'I3
                          (326)
                       TOILET
                       LAUNDRY
                       BATH or SHOWER
                       DISH WASH
                       WATER SOFTENER
                       OTHER
                       TOTAL
    151 143 172 148 139
    35
    125
    
    
    
    100
    
    
    
    f"
    a
    •4!
    -1 50
    
    
    25
    0
    
    
    30
    
    
    25
    
    ^
    -§20
    Q.
    J3
    •4; 15
    - "5
    r Ol
    10
    
    5
    0
    (4QO) (379) (454) (391) (368)
    122
    (322) * TOILET
    LAUNDRY
    ° BATH or SHOWER
    ° DISH WASH
    • WATER SOFTENER
    • OTHER
    o TOTAL
    
    
    0 /
    _^°"~ " ^~^»— ~- ~~ /
    _ >Z[7~~~° /
    — ^^ * 	 ' • — —*^r^
    ^~—~~.^^~ ^^fS^f^l~— -~_ /
    	 * *'*~*^ \ 	 ,_(„ 	 | 	 -L 	
    S M T W T F
    *y
    (559)
    
    
    
    
    
    
    
    
    JL
    /r
    
    1
    
    
    ^
    ~-~^
    s
                                                             DAY OF THE WEEK
    Figure  A-Sj.
    Family  C weekly  flow      Figure  A-J
    pattern (L/cap/day =
                                                              Family D weekly flow
                                                              pattern  (L/cap/day =
                                                              155).
                                                A-293
    

    -------
      125
     100
      75
        -I
    S
    o
      50
      25
       0L
    35
    
    
    30
    
    
    25
    
    
    20-
    
    
     15
    
    
     10
    241    157        201
    (638)  (416)        (S31)
    
         .  TOILET
         •  LAUNDRY
         »  BATH or SHOWER
         °  DISH WASH
           WATER  SOFTENER
           OTHER
           TOTAL
                                             266
                                             (704)
                         T    W    T    F
                         DAY OF THE  WEEK
                                                      125
                                                      100
                                          o
                                          I
                                                      50
                                                      25
                                                           35
                                                            30
                                                           25
                          - g"20
    
                           1
                                                            15
                                                            10
                                                               (518)
                                                                    122
                                                                   (322)
                                           '?   'I9
                                           (315)   (315)
                                                                'I9
                                                               (368)
                                                     97
                                                     (256)
                                                                                        (266)
        TOILET
        LAUNDRY
        BATH or SHOWER
        DISH WASH
        WATER SOFTENER
        OTHER
        TOTAL
                                                      S     M    T    W    T
                                                          DAY OF THE WEEK
    Figure A-89.   Family E  weekly  flow
                      pattern  (L/cap/day =
                      15T).
                                            Figure  A-90.   Family F weekly flow
                                                              pattern  (L/cap/day =
                                                              125).
      125
     K>0
      75
      50-
      25
      35
    
    
      30
    
    
      25
    
    
    I" 20
            15
           10-
     125
    (332)
                   (284)
     ISO
    (344)
                    90
               8*   (239)
              (222)
              TOILET
              LAUNDRY
              BATH or SHOWER
              DISH WASH
              WATER SOFTENER
              OTHER
              TOTAL
                               102
                             (269)
                    M    T    W     T
                     DAY OF THE  WEEK
                                              139
                                             (367)
                                               125
    
                                               100
                                              >»
                                             I™
                                             L
    
                                               25
                                                     201   148    188    162    175   Ifl    26,2
                                                 351  (532) (391)   (498)  (429)  (462)  (505) (692)
                                                           30
                                                            25
                                                           20
                                                          R
                                                            I5h
                                                            10
                                      TOILET      •
                                      LAUNDRY     •
                                      DISH WASH    °
                                      BATH or SHOWER
    WATER SOFTENER
    OTHER
    TOTAL
                                                           M    T    W    T
                                                          DAY OF THE WEEK
     Figure A-91.   Family G weekly  flow
                      pattern  (L/cap/day  =
                      111).
                                            Figure A-92.   Family  H weekly flow
                                                              pattern (L/cap/day =
                                                              188).
    

    -------
      125-
      100
    5-75
      50
           35
           30
           25
         ex
         o
        S.
            15
            10
                    203   280   165
    
                    (536)  <60°8> <43°7)
                                  137    138
    
                                 (36°2)  (364)
               163
    
              (432)
              9^4
             (248)
    TOILET
    LAUNDRY
    BATH or SHOWER
    DISH WASH
    WATER SOFTENER
    OTHER
    TOTAL
               S    M     T    W    T
                  DAY OF  THE WEEK
                                                      125
                                                      100-
                                                     ' 75
                                                      I so
                                                       25
    TOILET
    LAUNDRY
    BATH or SHOWER
    DISH WASH
    WATER SOFTENER
    OTHER
    TOTAL
    
    
            (25.7)
    156
    (41.3)
                                                                                       121
                                                                                      (32.0)
                                                                    M    T    W    T
                                                                     DAY OF THE WEEK
    Figure  A-93.   Family I weekly flow
                      pattern (L/cap/day =
                      158).
                                                       Figure  A-91*.   Family J weekly flow
                                                                         pattern (L/cap/day =
                                                                         170).
      125
      100
      ' 75
    1
      50
      25
                173  304   203   212   205   180   225
            35, (458)  (805)  (538)  (56°0)  (543)   (477)  (594)
                             TOILET
                             LAUNDRY
                             BATH or SHOWER
                             DISH WASH
                             WATER SOFTENER
                             OTHER
                             TOTAL
               S    M    T     W    T
    
                   DAY OF THE WEEK
      Figure  A-95.   Family K weekly flow
                        pattern  (L/cap/day  =
    
                        215).
                                                A-295
    

    -------
    ATTACHMENT B - STATISTICAL ANALYSIS  OF INDIVIDUAL EVENT POLLUTANT CONTRIBUTIONS
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                                                                                      A-299
    

    -------
    ATTACHMENT G - LITERATURE REVIEWED AND CONTACTS MADE
    
               TABLE A-16U.  JOURNALS, ABSTRACTS AND INDEXES REVIEWED
                     Literature
                 Date Covered
    Pollution Abstracts
    Selected Water Resources Abstracts
    Applied Science and Technology Index
    Chemical Abstracts
    NTIS Reports
    EPA Reports Quarterly
    Journal, Water Pollution Control Federation
    ASCE Environmental -Engineering Division Journal
    Public Works
    Water and Sewage Works
    American Water Works Association
    Water and Wastes Engineering
    Water and Pollution Control
    Water Resources Research
    Water Research
    Water Resources Bulletin
            1970 - December, 1976
            1968 - December, 1976
            1965 - December, 1976
            1962 - December, 1976
            196k - April, 1975
            1972 - September, 1976
            1928 - October, 1976
            1965 - December, 1976
            1965 - June, 1976
            1967 - June, 1976
            1971 - June, 1976
            196k - November, 1976
            I960 - December, 1975
            1965 - October, 1976
            1967 - November, 1976
            1970 - October, 1976
                      TABLE A-165.   TEXTS AND MANUALS REVIEWED
                   Text
             Author
    Date
    Sewage
    Water and Wastewater Engineering
    Sewerage and Sewage Treatment
    Biological Waste Treatment
    Municipal & Rural Sanitation
    Industrial Water Pollution Control
    Water Supply Engineering
    Sewer Design & Construction
    Disposal of Sewage & Other Water
      Borne Wastes
    Water Quality & Treatment
    Water Supply & Pollution Control
    Wastewater Engineering
    Environmental Engineering & Sanitation
    Manual of Individual Water Supply Systems
    Manual of Septic Tank Practice
    Environmental Protection
    Wastewater Treatment Systems for Rural
      Communities
    Rideal                     1900
    Fair, Geyer & Okun         1958
    Babbitt & Baumann          1958
    Eckenfelder & O'Connor     196l
    Ehlers & Steel             1965
    Eckenfelder                1966
    Babbitt, Doland & Cleasby  1967
    WPCF MOP #9                1970
    
    Imhoff, et al.             1971
    AWWA                       1971
    Clark, Viesmann & Hammer   1972
    Metcalf & Eddy             1972
    Salvatto                   1972
    EPA                        1973
    PHS                        1967
    Chanlett                   1973
    
    Goldstein & Moberg         1973
                                         A-300
    

    -------
                   TABLE A-166.  INDIVIDUALS AND ORGANIZATIONS FROM
                                 WHOM INFORMATION WAS REQUESTED
    Individual/Organ!zation
               Description
      No. of
    Responses*
    Federal/Regional
    Government Agencies
    State Environmental
    Agencies
    
    Universities
    Establishment
    Associations
    Magazine Editors
    Miscellaneous
    Government agencies, including            6l
    NASA, USEPA, U.S. Coast Guard,
    U.S. Navy, U.S. Army, Park Service.
    
    The principal state environmental         k6
    offices in each of the 50 states.
    
    The professor in charge of the            26
    Sanitary Engineering program at
    each of k3 colleges and universities.
    Fourteen of the more veil known
    experiment stations.
    
    Associations dealing with the type        13
    of establishments being investi-
    gated.
    
    The editors of 12 magazines and           l6
    journals dealing with waste treatment
    and pollution abatement.
    
    The editors of magazines dealing with
    the types of establishments under
    investigation.
    
    Attendants of various recent              ^2
    conferences who might have informa-
    tion.
    
    Equipment manufacturers and firms
    dealing with package treatment units
    and water saving devices.
    * Responses were received to approximately 50$ of the inquiries made,
                                         A-301
    

    -------
    ATTACHMENT D - DESCRIPTION OF LABORATORY SITE N AND THE INFLUENT WASTEWATER
    
    
    PROGRAMMER CONTROL
    
    Programmer Operations
    
         The automation of the laboratory was accomplished by using a specially
    designed control system.  The heart of the system was a series of 20 switch cam
    programmers as shown in Figure A-96.   These programmers stepped forward one
    position when provided with an electronic signal.  Operation is such that when
    one programmer reaches the resting position no. 20, the next programmer in the
    series steps to position no. 1.  Since there were 5 programmers with 19 avail-
    able positions (no switches can be ON at the resting position), 95 distinct
    steps are available.  Thus, the day was divided into 96 equal 15 minute seg-
    ments with all programmers going into a 15 minute rest at the end of the day.
    
         The programmer switches could easily be programmed by sliding a portion of
    the adjustable cam to the ON or OFF position, providing for a great amount of
    flexibility in the simulation program.  These switches were wired in parallel
    with toggle switches, which override them if a manual mode was desired.
    
         The problem of stepping the programmers in the proper sequence and pro-
    viding a resting step were handled by using a solid state counter, followed by
    digital logic.  The logic sorted the counter signals and stepped the proper
    programmer corresponding to a particular number.
    
    
         Table A-167 presents the switch assignments for the 20 programmer switches.
    Each switch initiated one of the subroutines.  The timing of these subroutines
    are described below.
    
    Program Matrix
    
         The program matrix was an assignment of an ON or OFF position to the
    various switches versus a time scale (step number).  Figure A-97 shows a blank
    matrix.  The matrix was developed by choosing a desired loading schedule
    (Figure A-98) and staggering the starting times such that major events (all
    except toilet) to the various units did not overlap in a given 15 minute
    interval.  These events were then converted to switch assignments, and the
    matrix was completed.  A completed matrix is shown in Figure A-99 which is the
    matrix used during the first stages of testing.
    
    Simulator Control
    
         The simulator operations were controlled by a special electronic counter
    similar to that used for programmer stepping.  This counter counted every 7-5
    seconds and is reset at the end of the 15 minute step.  The timing of the
    opening and closing of the various valves, activation of motors and control
    of solenoids was accomplished by using signals from the counter.  Solid state
                                        A-302
    

    -------
     1. Heavy-duty drive,  high-torque AC pulse-motor
       rated for continuous duty.
    2. Drive  gear, standard,  permits addition  of tap
       switches later . . . indicator strip shows step num-
       ber and which tap switch circuit is made.
    3. Segment indicator strip... identifies cam segments
       with camshaft in or out of the 1800 . . . for accurate
       programming and re-programming.
    4. Control cam operates control circuit to keep motor
       from driving through  more than  one  step from
       sustained STEP command signal
    5. Camshaft holddowns at both ends of the camshaft
       hold  firmly, lift out and up, to release the camshaft
       assembly ... no tools needed
    6. Sliding segment cams —white segments in the white
       do not actuate the switches .  . . white segments slid
       over into the black do actuate the load switches
       20 segments per cam. one for each step
    7. Camshaft  assembly  is easily removed, providing
       storable memory of a complete program .  . . keyed
       coupling insures proper installation.
    
    8. Heavy duty load switches  . . 10 amp SPDT Form
       C  precision switches,  independently replaceable.
    
    9. Fully accessible terminals  accept .250"  push-on
       connectors.
                                Figure  A-96.    Cam programmer.
                                                 A-30 3
    

    -------
                     TABLE A-167.  PROGRAMMER SWITCH ASSIGNMENTS
                     Switch No.                     Function
    1
    2
    3
    U
    5
    6
    7
    8
    9
    10
    11
    12
    13
    lit
    15
    16
    17
    18
    19
    20
    Unit #1 Toilet
    Unit #2 Toilet
    Unit #3 Toilet
    Unit #U Toilet
    Unit #5 Toilet
    Blank
    Shower
    Bath
    Dishwasher
    Clothes Washer
    Dish Rinse
    Garbage Grinding
    Blank
    Blank
    Monitor
    Monitor
    Monitor
    Manifold Control
    Manifold Control
    Manifold Control
    digital logic took these signals, along with signals from the programmer
    switches, and, at the proper count, performed the required function.
    
    Distributor
    
         Once a wastewater event was simulated, it required routing to the desired
    treatment unit.  This was accomplished by using a specially designed distri-
    butor which is shown in Figure A-100.  It consisted of a rotating pipe arm
    driven by a 1* rpm gear motor.  The arm stopped above one of six ports when
    the proper sensor was triggered (a micro-switch was tripped by the end of the
    arm).  If no event was occurring during a 15-minute interval, the arm returned
    to a drain port in the event of any equipment malfunction which could add
    unwanted water.
    
         The arm could be positioned via an automatic or a manual mode.  The
    automatic mode (switches set on AUTO)  took signals from switches 18, 19 and 20
    of the programmer, sorted them out through digital logic, and activated the
    motor until the proper sensor was tripped.  The proper combination of switches
    to be set to ON are presented in Table A-168.
                                        A-304
    

    -------
    
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    A-3 07
    

    -------
                            TABLE A-168.   SWITCH SETTINGS
    Treatment Unit
    
    Rotating Disks
    Septic Tank
    Batch Aeration
    Extended Aeration
    Submerged Filter
    
    18
    Off
    Off
    Off
    On
    On
    Switch No.
    19
    Off
    On
    On
    Off
    Off
    
    20
    On
    Off
    On
    Off
    On
    SIMULATOR OPERATION
    
    Laundry
    
         The laundry was simulated by running a Maytag commercial clothes washer
    through its normal cycle.  Switch 10 on the programmer activated this cycle.
    Detergent was added by the feeder shown in Figure A-lOl.  The sequence of events
    was as follows:
    
         1.  Switch 10 of programmer switched ON.
    
         2.  A relay was activated to provide power to the machine timer through
             the machine's ticket mechanism.  (Power was provided for at least
             30 seconds).
    
         3.  The same relay provided power to a 2 second, time delay relay which
             in turn provided power to the feeder motor.
    
         k.  The feeder advanced to dump the contents of one feed container.
    
         5.  The feeder motor shut off when micro-switch was opened.
    
         6.  Power was removed from activation circuitry (Switch 10 to OFF).
    
         T.  Washing machine completed normal cycle.
    
         The normal cycle was set at COLORS but could have been switched to any
    other  desired setting.  The machine was modified such that opening the cover
    did not stop the cycle.  The detergent feed container held up to H50 ml of
    material.
    
         In order to increase flow from the clothes washer, the cycle could be
    changed to PERMANENT PRESS, increasing the flow from 150 to 190 L (Uo to 50
    gallons).
    
    Dishwasher
    
         Dishwashing was simulated by running a Sears Kenmore dishwasher through
    its normal cycle (NORMAL WASH).  Switch 9 on the programmer activates this
    
                                        A-308
    

    -------
    Figure A-100. Flow distribution manifold.
    Figure A-101. Laundry  detergent  feeder.
                     A-309
    

    -------
    cycle.   Detergent was added to the washing machine by the  feeder  shown  in
    Figure  A-102.
    
         The sequence of events for this simulator were as follows:
    
         1.  Switch 9 on programmer switched ON.
    
         2.  Relay provided power to the machine  timer (power  provided for  a
             minimum of 60 seconds).
    
         3.  This same relay provided power to the feeder motor.
    
         U.  The feeder rotated to dump contents  of detergent  container (container
             held 1/U cup of detergent).
    
         J>.  The feeder automatically stopped when micro-switch was  opened.
    
         6.  Power was removed from activation circuit (Switch 9  is  OFF), and
             detergent feeder would reset for next cycle.
    
         7.  Machine completed normal cycle.
    
         The machine was modified such that power was removed from the heating coil
    for the last half of the machine cycle by using the power which normally was
    used by the blower.
    
    Dish Rinsing
    
         The dish rinse was simulated by a specially designed apparatus shown in
    Figure A-103. The electronics were activated by switch 11 of the programmer.
    A blended slurry of assorted food materials was automatically added along with
    a metered amount of hot water in the following sequence:
    
         1.  Switch 11 of programmer switched ON.
    
         2.  Electronic control turned mixing motor on.
    
         3.  Air cylinder retracted allowing measuring chamber to fill with slurry.
    
         k.  Air cylinder extended, isolating measuring chamber from slurry
             reservoir.  Measuring chamber empties.
    
         5.  Mixing motor turned off.
    
         6.  Electronic control opened  solenoid valve to wash slurry into distri-
             butor.  Time was variable  from 0 to 180 seconds and controlled by a
             time delay relay.
    
         7.  Valve closed.
    
         8.  Switch 11 of programmer  switched OFF.
                                        A-310
    

    -------
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         The feed slurry reservoir held up to 11 liters of slurry which was "blended
    manually in a commercial size Waring blender.  The measuring chamber was about
    200 mL in size.
    
    Bath
    
         The bath was simulated by a specially designed simulator shown in Figure
    A-10U. Liquid hand soap was added automatically with a piston feeder pump.
    The sequence of events were as follows:
    
         1.  Switch 8 of the programmer switched ON.
    
         2.  The electric controlled ball valve opened.
    
         3.  Power was provided to soap feeder pump for 1 minute to pump a variable
             volume of soap (0-100 mL).
    
         U.  Power was removed from soap feeder pump.
    
         5.  Electric controlled ball valve closed after tank has emptied.
    
         6.  The solenoid fill valve opened to fill barrel.
    
         T.  Solenoid fill valve closed when water level reaches PVC float.
    
         8.  Switch 8 of programmer switched OFF.
    
         The rate at which the barrel emptied was controlled by opening or closing
    a gate valve following the ball valve.  The total volume was controlled by
    adjusting the level of the PVC float.
    
    Shower
    
         The shower was simulated by a timer controlled solenoid valve.  Liquid
    soap was added automatically with a piston feed pump.  The system is shown in
    Figure A-105. The sequence of events were as follows:
    
         1.  Switch 7 of programmer switched ON.
    
         2.  Timer solenoid valve opened allowing a flow rate of 11.3 L/m  (3 gpm).
    
         3.  Power was provided to soap feeder pump for 1 minute to pump a variable
             volume of soap (0-100 mL).
    
         k.  Power was removed from soap feeder pump.
    
         5.  Timer closed solenoid valve after selected time (adjustable from 0
             to  15 minutes).
    
         6.  Switch 7 of programmer switched OFF.
                                        A-312
    

    -------
        Figure A-lOk.  Bath event simulator
    Figure A-105.  Bath and shower soap feeder
                        A-313
    

    -------
    Toilet
    
         The toilet was simulated by a specially designed system shown
    which could be broken down into 3 distinct functions:   urine addi-
    tion, feces addition, and water flush.   The urine solution was a specially mixed
    solution of salts, metered to each unit via a constant volume measuring chamber.
    Provisions were made to add feces manually.  The flushing water comes from a
    standard toilet tank which was automatically flushed.   A water cut-off valve was
    installed in the water line in the event that the toilet ball could not seat
    properly.  Each treatment unit was equipped with its own simulator (5 total).
    The sequence of events were as follows:
    
         1.  Switch 1, 2, 3, ^, or 5 of programmer switched ON.
    
         2.  Upper solenoid valve on urine  measuring chamber opened allowing chamber
             to fill.
    
         3.  Upper solenoid valve closed.
    
         U.  Bottom solenoid valve and water cut-off valve opened simultaneously.
    
         5.  Solenoid was activated to flush toilet tank.
    
         6.  Solenoid was deactivated.
    
         7-  Bottom solenoid valve and water cut-off valve closed (after 2 minutes
             to allow tank to fill).
    
         8.  Switch 1, 2, 3, U, or 5 of programmer switched OFF.
    
         With the manual addition of feces  (hog manure) a certain amount of toilet
    paper was added once per day.
    
    
    INFLUENT WASTEWATER CHARACTERISTICS
    
         The laboratory units were fed wastewater that was generated by the equip-
    ment described previously.  The purpose of this discussion .is to outline the
    characteristics of this simulated wastewater and to summarize (by months) their
    average values.
    
    Toilet Simulation (Urine, Feces and Paper)
    
    Urine—
         Urine is simulated by addition of a salt solution containing the following:
    
               Urea   = 2.6? kg              KC1   = 1.02 kg
               Na3POl+ = 0.93 kg              NH^Cl = O.UU kg
               Na2SO^ = 0.83 kg              HC1   = 0.50 L
               NaCl   = 0.5U kg              Water to make 150 liters
    

    -------
    This solution had the following characteristics in grams per liter:
    
                        BOD_5     COD     OB     TSS     TN_     ^L.
                g/L     .055     4.7     29     .038    8.0     1.3
    
    and the following monthly utilization:
    Jan 75
    Feb
    Mar
    Apr
    May
    June
    July
    Aug
    3.86
    1.46
    3.47
    3.48
    3.88
    4.01
    3.99
    4.21
    Sept 75
    Oct
    Nov
    Dec
    Jan 76
    Feb
    Mar
    
    4.52
    3.82
    4.23
    4.20
    4.00
    3.99
    4.15
    
    Feces—
         Hog manure is added manually to each of the units daily.  Several
    analyses of the manure yielded the following average characteristics:
    
                        BQDg     COD     TS      TSS_     TN       TP
    
                g~g °f  .057     .21     .20     .16     .015     .0098
                 reces
         The average daily addition was :
    Jan 75
    Feb
    Mar
    Apr
    May
    June
    July
    Aug
    432
    411
    453
    453
    453
    453
    402
    402
    Sept 75
    Oct
    Nov
    Dec
    Jan 76
    Feb
    Mar
    
                                                      680 g/unit/day
                                                      680
                                                      566
                                                      680
                                                      549
                                                      680
                                                      636
    Paper —
         Nineteen grams of toilet paper were added manually to each unit every day
    of the test period.  This quantity of paper had the following characteristics:
    
                        BOD5     COD     TS     TSS     TN     T_P
    
         g/unit/day     4.7      18      19     19      0      0
    
    Laundry
    
         Detergent was added to each laundry event.  There was one event per day.
    Tide detergent had the following characteristics :
    
    g/8 of
    detergent
    BOD,-
    ?
    .21
    COD
    
    .44
    TS
    
    .86
    TSS
    
    .21
    TN 	
    
    .004
    TP__
    
    .086
                                        A-315
    

    -------
    and the following daily utilization:
    Jan 75
    Feb
    Mar
    Apr
    May
    June
    July
    Aug
    11+7
    90
    90
    129
    118
    li+2
    ll+lt
    150
    Sept 75
    Oct
    Nov
    Dec
    Jan 76
    Feb
    Mar
    150
    ll+5
    111
    ll+8
    150
    83
    129
                                                      150 g/unit/day
    Bath/Shower
    
         Liquid hand soap added to each of the 3 daily bath/shower events had the
    following characteristics:
                        BQDc     COD      TS      TSS
    
         g/mL of soap   .75      1.25     .33     .1+6
    
    The following are the average daily utilization:
                                                          TN
    
                                                          .01
    TP	
    .008
    Jan 75
    Feb
    Mar
    Apr
    May
    June
    July
    Aug
    106
    53
    50
    73
    63
    62
    51
    59
    Sept 75
    Oct
    Nov
    Dec
    Jan 76
    Feb
    Mar
    1+5
    1+1+
    1+7
    50
    63
    90
    17
                                                      U5 mL/unit/day
    Kitchen
    
    Dish Rinse—
         A specially blended slurry  containing  the  following ingredients was  fed
    into the  units  after  March  16, 1975:
    
                 2 cans beef stew (5  Ib),
                 6 cans chicken  noodle  soup (1+ Ib),
                 6 cans vegetable beef  soup (1+ Ib),
                 200 mL cooking  oil,
                 200 mL soap, and
                 Water to  make 9.5 liters  of slurry.
     Before this  date a somewhat weaker slurry was  added.
     these slurries  are:
          g/mL of
           slurry
    BOD,-
    .01+ It
    .060
    COD
    .085
    .113
    TS
    .062
    .105
    TSS
    .036
    .056
    TN 	
    .0021+
    .0057
                                                          The characteristics of
                                                                       TP
                                                                       .001 to  3/16/75
                                                                       .001 after 3/16/75
     The following amounts were added to each unit on an average basis:
                                           A-316
    

    -------
                Jan  75     606           Sept 75     660 mL/unit/day
                Feb         65^           Oct         57!*
                Mar         590           Nov         U6
                Apr         5^0           Dec         599
                May         580           Jan  76     621
                June        58l           Feb         517
                July        625           Mar         686
                Aug         600
    
    Dishwashing—
         Detergent is added to each wastewater event and has the following
    characteristics:
    
                                                  TSS
    
                                                  .22
                                                      51 g/unit/day
                                                      51
                                                      60
                                                      58
                                                      61*
                                                      86
                                                      73
    
    g/g of
    detergent
    The average daily
    Jan
    Feb
    Mar
    Apr
    May
    June
    July
    Aug
    BOD,. COD
    ?
    .OVf
    use by month was :
    75 55
    55
    70
    27
    27
    38
    20
    51
    TS
    
    .73
    
    Sept
    Oct
    Nov
    Dec
    Jan
    Feb
    Mar
    
    
    
    
    
    75
    
    
    
    76
    
    
    
    Influent Wastewater Summary
         Table A-169 was prepared by combining each event waste characteristics and
    relative flow rate.  These values are summed to get total grams of character-
    istic per unit per day (e.g. g BODc/unit/day) .   The total mass of the various
    parameters are also calculated in order to determine the average values for
    the test period.
    
    Grease
    
         Grease determinations were made on several samples.  The grease content
    of the influent waste was about 120 mg/L of which 50$ was contributed by the
    feces and the dish rinse slurry.
                                        A-317
    

    -------
              TABLE A-169.
    TEST PERIOD INFLUENT WASTE CHARACTERIZATION
    (1/1/75 - 3/31/76)
    Month
    Jan 75
    Feb
    Mar
    15th
    Apr
    May
    June
    July
    Aug
    Sept
    Oct
    Nov
    Dec
    Jan 76
    Feb
    Mar
    Totals
    
    Flow*
    820
    7l*0
    7^0
    7l*0
    7l*0
    71*0
    7l*0
    71*0
    7l*0
    7^0
    71*0
    61*0
    71*0
    7l*0
    71*0
    716
    3l*0
    m^
    BOD_5
    167
    116
    113
    135
    1^5
    138
    ll*2
    13U
    lUo
    1U9
    lU2
    123
    1U8
    152
    160
    122
    63-9
    kg
    COD
    378
    275
    285
    328
    322
    329
    339
    320
    332
    381
    365
    300
    378
    369
    391
    330
    156
    kg
    TS
    ^56
    318
    392
    U69
    1*23
    U26
    U57
    1*37
    U69
    536
    503
    1*57
    525
    505
    1*89
    508
    211
    kg
    TSS
    202
    16U
    170
    19l*
    188
    181*
    191
    177
    187
    228
    222
    193
    228
    215
    235
    210
    91.4
    kg
    TN
    1*1
    20
    37
    39
    39
    1*2
    52
    U3
    1*8
    51
    1+5
    1*6
    1*8
    U5
    1*6
    1*8
    19.9
    kg
    TP
    31
    22
    27
    32
    25
    2l*
    28
    25
    30
    3l*
    32
    30
    3U
    33
    32
    33
    li*.0
    kg
    * All entries in g/unit/day,  except flow in L/d.
                                         A-318
    

    -------
                                    APPENDIX B
    
                     SOIL ABSORPTION OF WASTEWATER EFFLUENTS
    
    
                                       PART 1
    
                   SITE CHARACTERIZATION FOR WASTEWATER ABSORPTION
    
    
        A successful wastewater treatment system produces an effluent which is
    compatible with the environment to which it is discharged.  The environment,
    of course, is part of the system providing the final treatment necessary
    before the water is of sufficient quality for reuse.  If the pollutant load
    received by the environment is too great, the environment will not break down
    and recycle the pollutants rapidly enough.  The result is that the pollutants
    will accumulate, leading to failure of the system.
    
         The maximum permissible limits of pollutants that can be discharged to
    the environment vary with the type of pollutant and the local environment into
    which they are discharged.  To properly design a treatment system, therefore,
    it is necessary to evaluate the physical characteristics of the local environ-
    ment where discharge of the partially treated wastewater is to be made.  Each
    site has its own characteristics that limit its potential as a treatment
    medium.
    
         Proper evaluation of the receiving environment becomes particularly
    critical where onsite wastewater treatment systems are necessary.  Onsite
    systems lack the advantage of institutional control of central sewerage where
    wastes can be collected and conveyed to a treatment plant located at a site
    which is selected for its suitability to receive the pretreated wastes.  In-
    stead, they must be located near the point of waste generation and local
    environmental conditions are often less than optimal.
    
         Traditionally, the septic tank-soil absorption system has been used to
    provide onsite treatment and disposal of liquid wastes.  Soils are very
    effective biological and physical filters which break down organic and other
    chemical substances as well as remove pathogenic organisms and viruses.
    However, not all soils and the site characteristics with which they are
    associated, are equally effective in providing absorption and purification over
    a reasonable lifetime.  Therefore, site and soil characterization is necessary
    to select a suitable system design.
    
         The factors that influence the design and operation of onsite absorption
    systems include the hydraulic conductivity, depth of soil over zones of
    saturation or bedrock, the slope and topographic position, and the site's
    management history.  Proper site selection requires a knowledge of how these
    factors influence system operation and the methods of successfully determining
    them.
                                          B-l
    

    -------
    FACTORS INFLUENCING SITE SUITABILITY FOR LIQUID WASTE DISPOSAL
    
    Soil Hydraulic Conductivity
    
         The rate of acceptance of liquid by a soil absorption system will be
    limited by the hydraulic conductivity of the soil and the  resistance of any
    impeding layer at the infiltrative surface.   If the soil cannot accept the
    water at the rate it is applied because the  soil is too slowly permeable
    and/or the clogging mat is too resistant, failure will occur.
    
         Direct measurement of the hydraulic conductivity at the moisture
    potential expected for the system design gives a loading rate  for sizing.
    Different methods of measuring or estimating the hydraulic properties of
    soils have been used.  Some of these are based on the known physical charac-
    ter of liquid in soil materials while others are empirical.
    
    Physical Characterization of Liquid in Soil  Materials—
    
         Soil wetness refers solely to the total amount of liquid  in a soil sample,
    Soil wetness can be expressed in two ways:
    
                                                    100 • M
                        Percentage by weight: 6  =	
                                                W      M
                                                        S
    
    
         Where, M  = mass of water (g)
    
                M  = oven dry weight of soil (g) and
                 S
                                                    100 • V
                                                           W
                      Percentage by volume :  6  = =———	—
                                                   saw
                                        3
         where, V  = volume of water (cm )
                 w
                                              3
                V  = volume of soil solids (cm ) and
                 s
                                           3
                V  = volume of soil air (cm )
                 3.
    
    These two characteristics are interrelated as follows:
                                      9   • B.D.(dry)
                                       w
                                  v        p
                                            w
    
                                             3
         Where,   PW = density of water (g/cm )
                B.D. = the bulk density (g/cm3)
    
         Soil volume is a relevant factor in several soil characteristics.   This
    volume may change when dry soil is wetted.  Most soil materials containing
    clay will expand upon wetting, which is mainly due to the mineralogical and
                                         B-2
    

    -------
    chemical nature of the clay minerals and to chemical characteristics of the
    wetting liquid.  Thus, it follows that bulk density and 6y values will be
    affected.  In addition, it is important to ascertain the distribution of water
    in the soil at different moisture contents and to understand the natural laws
    that govern it.  As the moisture content of a soil sample decreases, water
    leaves the larger soil pores but remains in the finer ones.  This can be
    explained by considering the basic phenomena of liquid surface tension and
    capillarity.  Surface tension occurs at the interface of a liquid
    and a gas.  Molecules in the liquid attract each other from all sides.  At
    the surface areas the molecules are attracted into the denser liquid phase
    by a force greater than the force attracting them into the gaseous phase .
    The resulting force draws the surface molecules inward, which results in a
    tendency for liquid to contract.  Surface tension has the dimension of
    dynes/cm.  Increased salt concentrations tend to increase the surface tension
    of water, whereas organic solubles like detergents tend to decrease it.
    Capillarity refers to the well-known phenomenon of the rise of water into a
    capillary tube inserted in water, due to its surface tension (Figure B-l).
    The finer the tube, the higher the capillary rise and the greater the neg-
    ative pressures below the water meniscus in the tube.  This negative pressure
    (p) is a result of the curvature of the meniscus, which increases as tubes
    become smaller, and can be calculated (in dynes/cm ) as follows (assuming
    that the contact angle between water and tube is zero):
    
                                           26
                                       P = —
    
         Where, <5 = surface tension of the water (dynes/cm)
    
                r = radius of the capillary (cm)
    
    The height of capillary rise (cm) is
    
                                           26
         Where, g = gravitational constant (cm/sec )
    Pictured as a continuous graph in Figure B-l capillary radius is related to
    corresponding pressures.  This negative pressure below the meniscus in the
    water can thus be expressed in terms of the height of the column of water (cm)
    that can be "pulled" from a cup of water by the capillary tube.  For example,
    a cylindrical pore diameter of 100 microns corresponds with a relatively low
    capillary rise of 28 cm water (pressure below meniscus = -28 cm water) , while
    a diameter of 30 microns corresponds with a relatively high rise of 103 cm
    (pressure -103 cm water).  These figures imply that it takes a greater force
    (more energy) to remove water from a small pore than from a large one.
    
         To represent the porosity of a certain soil material as a bundle of
    capillaries with a characteristic size range is, of course, a simplified
    model since real pores in the soil have a much more complex configuration,
    with varying sizes and discontinuities.  This representation can nevertheless
    be helpful to visualize the energy condition of water in soil and flow
                                         B-3
    

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                       DIAMETER OF TUBULAR PORE (MICRONS)
    Figure B-l.   Graphical expression  of the relationship between tubular pore
                 size and corresponding soil moisture tension (Bouma et al., 1972).
    phenomena, particularly when soil moisture contents are relatively close to
    saturation.
    
         Soil moisture potential — Water moves from points where it has a higher
    potential energy status to points where it has a lower potential status.  The
    energy status is referred  to as  the "water potentia," a central concept in soil
    physics.   A thorough and clear discussion of this concept has been given by
    Rose (1966) and only a brief summary will be presented here.  The total poten-
    tial or energy per unit quantity of water (i)^) is defined as the mechanical
    work required to transfer  a  unit quantity (e.g. unit mass weight or volume) of
    water from a standard reference  state  (i|> = 0) to one where the potential has
    the defined value.  The total potential (i|»t) of water (which in the following
    will be expressed in terms of energy per unit of weight because this results
    in the simplest expression)  is composed of several components, which will' be
    discussed separately.
    
         Pressure potential (4y,) — Water in unsaturated soil occurs only in the
    finer pores because the total amount of available water is insufficient to fill
    all the pores and the smallest pores can "pull" strongest.  The pressure in the
    water is then less than that of  the local atmosphere.  As the available amount
    

    -------
    of water decreases, the moisture pressure becomes more negative.  It is con-
    venient, but not necessary, to refer to a negative (less than atmospheric)
    pressure as a "tension" or "suction."  A tension or suction of, for example,
    30 cm water represents a soil water pressure of -30 cm water.  Also, low
    "tensions" or "suctions" are equivalent to relatively low "pressures."
    
         The pressure potential in unsaturated soil is referred to as the metric
    or capillary potential (^m).   The matric potential is used extensively in the
    following sections on hydraulic conductivity.  Expressed per unit weight, the
    dimension of the matric potential becomes
                                              -2     -2
                                    g • cm •  t   -cm
                                    *	~3	12 = Cm>
                             ^      g • cm   • cm •  t
    
    This notation is more convenient than others expressing the potential per
    unit mass or volume.
    
         The matric potential, which can be measured by tensiometry is the most
    important component of the pressure potential in most cases because soils
    above the water table are usually unsaturated.   The soil water is at a
    pressure higher than one atmosphere if submerged beneath a free water sur-
    face.  The potential associated with this has been called the submergence
    potential (S) by Rose (1966).  The submergence and matric potentials are
    mutually exclusive possibilities; if either of them is nonzero, the other
    must be zero.
    
         Gravitational potential ( ijQ—The gravitational potential is due to the
    attraction of every body on the earth's surface  toward the center of the
    earth by a gravitational force equal to the weight of the body.  To raise
    this body against this attraction, work must be  done, and this work is stored
    by the raised body in the form of gravitational  potential energy (Z), which
    is determined at each point by the elevation of  the point relative to some
    arbitrary reference level.  Therefore
    
    
                                      ipg = mgZ
    
         Where ij>  = the gravitational potential energy of a mass m of water
                    at a height Z above a reference  and
    
               g = acceleration of gravity
    
    
    This potential, expressed per unit weight, becomes  i|>~ = Z (in cm).
                                                         o
         Osmotic Qo; and overburden potential (^)— The osmotic potential des-
    cribes the effect of solutes on the total potential of soil water and is
    important for the study of water movement into and through plant roots and
    for studies of evaporation and vapor movement.  The overburden potential is
    important when soils are free to move and its weight becomes involved as a
                                         B-5
    

    -------
    force acting on the water.  The osmotic potential and overburden potentials
    will not be discussed further here, since they do not significantly affect the
    mass movement of water through soil between tensions of 0 and 100 cm under the
    conditions of most interest in the context of this review.
         Total potential (^-t-) — The total potential of soil water at any place in
    the soil is thus equal to the sum of the major component -potentials ifo, \j» ,
    ^0, and 'J'jj.  Theory of water flow uses the hydraulic potential (cm) (5r head),
    which is the sum of pressure and gravitational potentials previously defined.
    It is common to refer to the hydraulic potential in terms of the "hydraulic
    head" (H) (cm).  Therefore:
                                     or *m) + *g
    Of major concern here is
         Moisture retention in soil — At zero tension all pores in the soil are
    filled with water (assuming that isolated air pockets do not exist).  With
    increasing soil moisture tension, progressively smaller pores will empty as the
    capillary force they can exercise becomes insufficient to retain water against
    the tension applied.  The rate of decrease of water content in a soil sample
    upon increasing tension is a function of the pore-size distribution for each
    soil material.  This simplified discussion assumes that the soil matrix is
    rigid and that water extraction does not result in soil shrinkage, thereby
    releasing water without creating empty voids.  This is, however, an important
    process in clayey soils.
    
         Techniques are available to experimentally determine the so-called soil
    moisture retention curve, which gives the water content of the soil at any ;
    given tension (see Fig. B-2).  The simple apparatus in Figure B-3 can be
    used to establish the moisture retention curve.  The saturated soil sample is
    placed on a porous disk inside the Buchner-type cup.  A tension is applied by
    adjusting the point of water outflow at a specific level below the plate.
    A detailed discussion of this and another important method can be found in
    the literature (Bouma et al., 1974a).
    
         Figure B-2 shows moisture retention curves for a sand (C horizon of
    Plainfield loamy sand), a sandy loam (IIC of Batavia silt loam), a silt loam
    (B2 of Batavia silt loam), and a clay (B2 of Ribbing loam), demonstrating
    the effect of their different pore types.  The sand has many relatively
    large pores that drain at relatively low tensions or pressures, whereas the
    more clayey soils release only a small volume of water because most of it
    is strongly retained in fine pores.  The sandy loam has more coarse pores
    than the clay soil.
    
         Moisture contents in a  soil sample are different at corresponding
    tensions, depending on whether the moisture content was reached by removing
    
    
                                         B-6
    

    -------
                           60
    
                           40
                         830
                         UJ
                         
    -------
    water from an initially wetter sample (desorption) or by adding water to
    an initially drier sample (adsorption).  This phenomenon is referred to as
    hysteresis and is illustrated using Figure B-H.  The water-filled void (top)
    will drain (desorption) if the applied tension exceeds the relatively large
    capillary force corresponding with the smallest pore diameter (2r) in the
    system.  An air-filled void (bottom) will fill with water (adsorption) as
    soon as the relatively small capillary force, corresponding with the largest
    pore diameter (2R), is sufficiently strong to pull the water in.   This com-
    parison shows that the water content of a soil at a given soil moisture tension
    will be greater following desorption than following adsorption.  It takes more
    energy to get water out of the soil once it is in, than to get it back in.
                             SUCTION TT
                                      (a) DESORPTION
                              SUCTION TR
                                      (b)  ADSORPTION
    Figure B-4.
    Cross section through an idealized void illustrating the
    hysteresis phenomenon (Bouma et al., 1974-a).
         _Water movement in soil—The amount of flow through a  soil  sample  is  pro-
    portionate to the drop of the hydraulic head per unit distance  (hydraulic
    gradient = AH/L) in the direction of flow.  This, basically  is  Darcy's law
    as stated for a one-dimensional, steady-state  condition of flow:
    
    
                                     V= K • M
                                             Li
    
    where K is the hydraulic conductivity and V is the flux.
                                         B-8
    

    -------
         The flux (V) is measured across unit cross-sectional area.  Part of
    that area (at least 40%) is occupied by the solid phase, which implies
    that the real velocity of flow in the soil pores is larger than V.  If
    the soil were composed of simple capillary tubes of specific sizes,
    calculations of the real flow velocity in those pores would be easy.
    However, pores vary in shape, width, and direction, and the actual flow
    velocity in the soil pores is variable.  At best, therefore, one can
    refer to some "average" velocity (v1) that can be calculated on the basis
    of the water-filled porosity at each tension.
    
    
                                       v' =1-
                                             w
    where ew is the water-filled porosity, as derived from the moisture retention
    curve.  At unit hydraulic gradient (AH/L = 1), we find
    
                                        i   K
                                       v1 = —
                                             w
    
    Using these relationships, travel times at different moisture contents during
    steady-state flow can be estimated for different soil horizons if a K curve is
    available.  According to the above equation, flow rates in a given soil mater-
    ial at a certain moisture content can vary considerably with varying hydraulic
    gradient.  The hydraulic conductivity (K), however, is defined as the flux at
    unit gradient, and can, therefore, be considered a characteristic value for the
    soil.  K curves of different .soil materials vary widely due to different pore
    size distributions in the soils.
    
         Physical equations have been developed to express flow rates based on pore
    size at a given hydraulic gradient (Childs, 1969).  The equations shown in
    Figure B-5 express the flow rate Q/t (cm / cm^/sec) as a function of the
    density of water p (gr/cm^), gravitational constant g (cm/sec^), viscosity n
    (dyne/cm), hydraulic gradient symbolized by grad $ (cm/cm) and the pore
    radius r (cm) or width D (cm).  These equations are graphically expressed in
    Figure B-6, demonstrating the significant effect of pore size on flow rates.
    
         The dominant effect of pore sizes on permeability is evident when comparing
    K values of a soil material measured at different degrees of saturation.  Unsat-
    urated soil below an infiltrating surface may occur because of a physical
    barrier to flow at the infiltrative surface or an application rate of liquid
    which is lower than the saturated hydraulic conductivity of the soil.  We may
    assume three different soil materials, with pore size distributions schematically
    represented in Figure B-7.  The uppermost "soil" is coarse porous material (like
    a sand) and the lowest one is fine porous material (like a clay).  Without a
    physical barrier ("crust") at the soil surface and with a sufficient supply
    of water, all pores are water-filled and each will conduct water downward as
    a result of the potential gradient of 1 cm/cm due to gravity.  The larger
    pores will conduct much more water than the smaller ones.  If a weak crust
    forms over the tops of the tubes, pores will fill with water only if the
    capillary force they can exercise is  strong enough to "pull" the water through
    the crust.  The larger the pore, the  smaller the capillary force that can be
                                         B-9
    

    -------
                 PLANAR VOID MODEL
                           TUBULAR  VOID  MODEL
                                                             GRAD<£
                                                       RADIUS r I
                             K=Q FOR GRAD£«ICM/CM
                             FLOW AREA-ICM2
                                      Q  _irq/>r4
                                       r
    Figure B-5.   Relationships between sizes of tubular and planar voids  and  flow
                 rates  at  defined hydraulic gradients (Bouma et al.,  1972).
                               10
    -  io6
    7  io5
    •J-icf
    I  io3
    !  io2
    M  io
                             tr
    
                             1
       10"
       io2
                               io5
                                      PLANE SLITS
                                     (UNIT LENGTH)/
                                         TUBULAR PORES
             I
                                     10  100  1000 tOOOO
                                 PORE DIAMETER OR WIDTH (MICRONS)
    Figure B-6.  Graphical expression  of  flow rates through tubular or planar
                 voids as a function of pore size at a hydraulic gradient of
                 1 cm/cm (Bouma et  al., 1972).
                                        B-10
    

    -------
    exercised.  Therefore, larger pores will  empty first at increasing crust
    resistance, creating unsaturated  soil  and soil moisture tensions which, in
    turn, leads to a strong reduction in the  hydraulic conductivity of the soil.
                 High
                  or
                 Absent
                        Rate of application
                          of liquid
                                                             Degree of "crusting'
               I
                    I'
                           SAND
                                                               LOAMY SAND
                                                               SANDY LOAM
                                                                SILT LOAM
                           (Liquid
                                                                  CLAY
    Crust
    Figure B-7.  Schematic diagram  showing  the  effect of increasing the degree of
                 crusting or decreasing  the rate of application of liquid on the
                 rate of percolation  through three  "soil materials" (Bouma et al.,
                 •1972).
    
         With no crusts present, unsaturated soil conditions can occur when the rate
    of application of water to the  capillary system is reduced.  With abundant
    supply, all pores are filled.   As this  supply (which is supposed to be divided
    evenly over the infiltrating pore system) is decreased, there is not enough
    water to keep all pores filled  during the downward movement of the water.
    Assuming that the pores are horizontally interconnected, larger pores will
    empty fir-st, as they conduct most liquid, while at the same time they exer-
    cise only relatively small capillary forces.  In this system a certain size of
    pore can be filled with water only if smaller pores have an insufficient capa-
    city to conduct away the applied  water.
                                         B-ll
    

    -------
         The rate of reduction in K upon desaturation and increasing soil moisture
    tension is characteristic for the pore size distribution of the soil material.
    Coarse porous soils have a relatively high saturated hydraulic conductivity
    (Kga-f-), but K drops rapidly with increasing tension.  Fine porous soils have
    a relatively low Ksa^-, but K decreases more slowly upon increasing tension.
    Experimental curves, determined with the crust test show such patterns for
    natural soil.  Figure B-8 shows curves for the sand C horizon of the Plainfield
    loamy sand, the sandy loam IIC horizon and the silt loam B2 horizon of the
    Hibbing loam.  Moisture retention curves for the same soil horizons were
    presented in Figure B-2.  The curves for the pedal silt loam and clay hori-
    zons demonstrate the physical effect of the occurrence of relatively large
    cracks and root and worm channels.  Soil structure inside the peds is very
    fine porous and these fine pores contribute little to flow.  The large pores
    between peds and root and worm channels give relatively high K    values (14-0
    cm/day for the silt loam), but these pores are not filled with water at low
    tensions and K values drop very strongly between saturation and 20 cm tension
    (1.5 cm/day for the silt loam).
    
         Flow into crusted soil—A special case of the two-layer flow system
    occurs when very thin layers with different hydraulic properties occur in a
    flow system.  An example will be discussed concerning thin barriers (crusts)
    on top of infiltrative surfaces (Hillel, 1971).
    
         Assuming steady infiltration the flux through the crust (a ) should be
    equal to the flux in the subcrust soil (q ).
                                             s
                               —       V  (  \  _ w"  (   \
                             b    s     D  dZ b    s  dZ s
    
    where Kb and Ks are hydraulic conductivities of .the barrier and the underlying
    soil with dH/dZ the hydraulic head gradient in each material.  The hydraulic
    head gradient will be approximately unity in the soil at steady infiltration
    (Baver et al., 1972).  Assuming flow in the soil to result only from gravi-
    tational forces:
    
    
                                           H  + ilj  + Z,
                             .,      _ v-  .   o	m	D^
                              s(ib )    D        Z
                                 m               b
    
                                K
                                 s(^ )       K,    -,
                                    m         D   1
                              H  + ij)  + Z,    Z,
                               o    m    b    b
    where K-^ ) is the unsaturated K value of the soil at a moisture tension
    of ^m cm, ^  is the positive hydraulic head on top of the barrier exerted by
    the depth of ponded liquid, Z  is the thickness of the barrier, and R  =
                                         B-12
    

    -------
                           1000-:
                          >  10-5
    
                          3
                          O
                          8
    
                          I  '.
    -------
    derived from the above equation assuming different RJ-, and H0 values,  and a value
    of 2 cm for Z^.  The curves are composed of all points where the relationship
    between Ks(^, ) and fym is valid for the assumptions made.   Curves were drawn in
    Figure B-9 for Rb = 5, R,  = 100 and R,  = 1,000 days, combined with HQ = 5,
    H0 = 30 and HQ = 60 cm (for R,  = 1,000 only H  = 5).  Points where both types of
    curves cross represent the only hydraulic conditions, in  terms of tensions below
    barriers and flow rates , that can be expected at the specified HQ , Z,  and R,
    values.  Some conclusions of practical interest can be drawn from Figure B-9:
    
         1)  Infiltration rates decrease and tensions below the barrier
             increase as the resistance of the barrier increases.  The
             effects are a function of the capillary properties of the
             underlying soil, as expressed by the K curve.  For example,
             a barrier of R^ = 5 days (Ho = 5) induces tensions of 35 cm
             (sandy loam), 28 cm (sand), 13 cm (silt loam) and 3 cm (clay)
             with corresponding flow rates of 8 cm/day; 7 cm/day; 4- cm/day
             and 1.8 cm/day, respectively.  A barrier of Rv, = 1,000 days
             (HQ = 5 cm) induces tensions of 108 cm (sandy loam), 105 cm
             (silt loam), 94 cm (clay), and 56 cm (sand) with flow rates
             of 0.14- cm/day, 0.14- cm/day, 0.10 cm/ day and 0.05 cm/day,
             respectively.  For R^ = 1,000 days and HQ = 5 cm, a clay is
             more permeable than a sand.
    
         2)  Identical barriers induce different moisture tensions in differ-
             ent soils because their hydraulic effect is not  only dependent on
             their own resistance but also on the capillary properties of the
             underlying porous medium.  For example, a crust  with R^ = 100
             days and HQ = 5 cm induces tensions of 80 cm (sandy loam),
             45 cm (silt loam), 40 cm (sand), and 20 cm (clay).
    
         3)  Increasing the hydraulic head on top of a barrier with fixed
             R]-, increases the flow rate and reduces the tensions in the
             soil, but effects are generally minor.  For example, a
             barrier induces flow rates of 0.5 cm/day (HQ = 5), 0.7 cm/day
             (H0 =30) and 1 cm/day (HQ = 60) in sand.  Corresponding
             tensions are 42, 40 and 38 cm, respectively.  The effect
             of increasing the head is a function of the capillary pro-
             perties of the porous medium and thus , the shape of the K
             curve .
         4)  Barriers with a small resistance (Rv, = 5 days) will not affect
             the clay soil (except for HQ = 5 where a tension of 3 cm and
             a flow rate of 1.8 cm/ day is induced).  In fact, the Rv, and HQ
             curves reflect hydraulic conditions imposed by the crust and
             the K curves reflect those allowed by the soils.  The most
             limiting of the two (the K curve in the example discussed)
             determines conditions if the curves do not cross .
    
         In summary, the higher the "crust" resistance or the lower the steady
    rate of application of water, the higher the soil moisture tension in the
    underlying soil and the lower the water content and the relevant hydraulic
                                        B-14
    

    -------
                          1000-
                           100-
                         (0
                         •O
                         ^
    
                         o
                         O 10-
                         Q
                         z
                         o
                         o
                         o
                         cr
                         O
                         I
                           01 -j
                                                     Rb'5  H0 = 60
                                                     Rb-5  H0-30
                                                     Rb-5  H0. 5
    Rb-100 H0-60
    Rb-100 H0-30
    Rb- 100 HO-5
                                                          1000 H0
                                           \
                                  20    40   60    80   100
                               SOIL MOISTURE TENSION (cm water)
                                SOIL MOISTURE  POTENTIAL (-cm water)
    Figure B-9.  Hydraulic conductivity  curves  for four major types of soil and
                 curves expressing  the hydraulic effects of impeding barriers
                 of different resistances  (see  text)  (Bouma, 1975).
    
    conductivity (K).  These  characteristics apply to steady-state conditions  in
    a one-dimensional system, where,  at  a hydraulic gradient of 1 cm/cm, flow  rates
    are equal to the hydraulic  conductivity.  More complex flow systems, for
    example, those where the moisture content is changing with time, need more
    complex mathematical expressions  which are beyond the scope of this discussion.
    
         Flow dispersion—The longer  a volume of liquid waste is kept in contact
    with soil particles, the greater  the chance of good purification.  If flow is
    such that all of the liquid present  at equilibrium (one pore volume) will  be
    "pushed out" before the applied liquid passes, then simple flow procedures
    can be used to explain the  system.   If some of the applied liquid passes
    through the soil before all of  the liquid initially present leaves, then
    hydrodynamic dispersion has occurred.   Physically, this can happen if channels
                                        B-15
    

    -------
    or pores allow water to move through the soil so fast that the  water does  not
    have time to enter the smaller pores.  Dispersion or short circuiting has
    been used to explain poor bacteria removal from effluent passing through soil
    columns at high loading rates.  Dispersion coefficients (D) and breakthrough
    curves have been defined for soils of different structures and  loading
    (Anderson and Bouma, 1977a,b).
    
         For columns initially saturated with water and dosed with  an unlimited
    amount of water, breakthrough occurred before 0.5 pore volumes  had passed  in
    subangular blocky structured soils.  In soil columns with prismatic structure,
    breakthrough occurred after that in subangular blocky soils.  If the struc-
    tured soils were initially drained and an unlimited dose was  applied, break-
    through was very rapid.  Reducing the dosing rate to 1 cm/day delayed the
    breakthrough considerably; however, dispersion was still prominent.  Addition
    of an artificial crust at the infiltrative surface to simulate  a clogging
    layer of a soil absorption system further delayed breakthrough  and reduced
    dispersion.
    
         The high dispersion found using an unlimited dose in previously drained
    soil may be controlled in on-site soil absorption systems by  controlling the
    loading rate or allowing limited clogging to occur.  Differences in dispersion
    are related to soil structure and possibly predicted from soil  descriptions.
    
    Methods of Hydraulic Conductivity Measurement —
    
         In this section, five permeability measurement methods are discussed.
    These include:  1) the field percolation test; 2) the use of small soil cores;
    3) the instantaneous profile method; 4) the double-tube method; and 5) the
    crust test.  Detailed experimental procedures are given for each method, except
    for the percolation test, which has been widely used.  The advantages and
    shortcomings of the methods are discussed in some detail along  with the method
    description.
    
         The field percolation test — Henry Ryon is generally credited as the
    originator of the field percolation test  in 1926 (Federick,  1948).  He used it
    as a rough empirical measure of the ability of the soil to accept septic tank
    effluent over a long period of time.  Since that time it has  been widely used to
    evaluate site suitability for soil absorption field construction because it
    is simple and easy to use.  However, the test has been criticized because it
    is generally an ineffective predictor of absorption field performance.
    
                  — There are many variations on the percolation test.  The follow-
    ing description summarizes the technique used by the Wisconsin State Division
    of Health (1967).
    
         A hole is augered to the soil horizon in which a proposed drainage field
    is to be constructed.  A cylindrical hole with a diameter ranging from 10 cm
    (4 inches) to 25 cm (10 inches) and often larger is used.  The bottom and
    sides of this hole are carefully scratched to ensure an unsmeared surface
    and 5 cm of gravel or coarse sand is placed in the hole.  Water is carefully
    poured into the hole so that the soil is not disturbed by violent water flow.
                                        B-16
    

    -------
    Usually water is introduced to a depth of 30 cm.   If the 30 cm of water flows
    away rapidly (less than 10 min), indicating high permeability the test can
    proceed at once.  If more than 10 minutes are required for seepage of the
    water, then water must be maintained at 30 cm depth for 4 hours and a period
    of 16 to 30 hours must be allowed for swelling of the soil before measure-
    ments can be made.
    
         Measurements are made of the amount of head change that occurs in thirty
    minutes.  The water depth is 15 cm at the beginning of each experiment.   When
    these measurements remain nearly constant, the percolation rate is calculated
    and expressed in minutes per inch or inches per hour.
                              »
         Comments—Many papers have addressed problems that are associated with
    the percolation test (Winneberger and McGauhey, 1965; Hill, 1966; Bouma, 1971;
    Luce, 1973; Chan, 1976).  The test itself has several weaknesses.  The
    flow of water from a hole can be used as a rough means of ranking the soils
    ability to conduct water.  But to extrapolate the rate of flow under these con-
    ditions to the design of a subsurface drainfield very often leads to inadequate.
    sizing of the system.  The reasons for this failure are easily recognized.  The
    percolation test measures flow from a hole out in all directions.  The flow rate
    or "perc rate" measured is based only on the dimensions of that hole and cannot
    readily be used to calculite the effective flow rate of a given seepage  field
    trench.  The percolation rate is a combination of the vertical and horizontal
    component of soil hydraulic conductivity.
    
         The diameter of the hole used for the test does not appear to influence
    the resulting measurements in practice (Chan, 1976).  Logically, a change in
    rate would be expected, but any differences seem to be cloaked by the large
    general variation within the technique.  These variations may also be due in
    part to soil and climatic conditions.
    
         The depth to which water stands in the hole  does make a notable difference
    in measured percolation rate.  Increasing the height of water in the test hole
    can more than double the percolation rate (Chan,  1976).  There is less varia-
    tion when a constant head of 12 cm is maintained than when a falling head is
    used as described here.  For a series of falling head measurements, Bouma
    (1971) found the coefficient of variation to be 54 percent, as opposed to
    35 percent with the constant head procedure in the same soil.
         Several other factors affect the test.  The  initial moisture condition
    of the soil can lead to errors.  Percolation rates are often higher in summer
    because a longer wetting time is required in dry  soils, particularly those
    with fine texture.  Slaking of the bottom and sidewalls of the hole can  occur,
    restricting flow.  Entrapment of air in soil pores can prevent reproducible
    saturated conditions from occurring.  There is not space to discuss these
    further, but a good discussion of the percolation test is presented by
    Chan (1976).
    
         The great failing of the percolation test, as with all saturated permeability
    tests, is that it cannot predict the rate of flow from a drainage field  after
    a clogging layer has been formed.  To do this, the unsaturated hydraulic con-
    ductivity and the soil moisture potential under the drain field must be  known.
                                       B-17
    

    -------
         The use of small soil cores for laboratory measurement  of hydraulic
    conductivity — The measurement of saturated hydraulic  conductivity  through
    packed sand and soil columns has been a useful tool for  hydrologists  since
    the early experiments of Darcy (1856).   Since that time  the  method has been
    applied to measurement of saturated flow in undisturbed  soil cores which main-
    tain much of the natural soil structure.  Richards (1949)  extended this method
    further to measure hydraulic conductivity of soil for unsaturated  conditions.
    Measurements of K from soil cores and columns generally  require  the estab-
    lishment of a steady state flow of water through the  soil.   Although  many
    variations on this method have been used, the basic procedure remains the
    same .                                            i
    
         The use of soil cores has several logistical advantages. Cores  can be
    collected rather easily and quickly in the field. The cores can be run in
    the laboratory under controlled conditions.  Although the  test conditions
    are reproducible, the results may be highly variable. This  method yields
    information on saturated and unsaturated hydraulic conductivity.
    
         Experimental apparatus — Special laboratory apparatus  is required for the
    measurement of unsaturated K by this method.  Figure  B-10  (Richards,  1949),
    represents an arrangement that allows the use of 7.5  cm  diameter soil cores
    of up to 10 cm height.  The exact construction of this chamber can have several
    forms depending on the size and shape of samples used.  Seals can  be  made by
    the use of "0" rings to fit the cylindrical soil core (Klute, 1965).  The
    sample core is enclosed in a chamber and two tensiometers  T   and T  are
    inserted into the soil from the side.  These will be  used  to calculate
    the potential gradient across the sample.  Porous plates are placed  into  firm
    contact with the soil samples upper and lower surface and  sealed to  the outer
    wall of the chamber.  Flow into the chamber (Qj) is measured in  a burette
    that has a constant head device (M), a Mariotte tube  inserted.   Outflow  (O^)
    is via a drip point connecting to the chamber below the  second porous plate,
    This liquid is collected in a graduated container.  The  distance that the drip
    point is below the soil sample controls the applied moisture potential by
    adjusting the heights of the inflow water container and  the  drip point.   The
    applied hydraulic gradient can be varied.  This arrangement  is accurate  in  the
    soil moisture potential range of 0 to -200 cm water,  and cannot  be used  for
    potentials less than -750 cm, because of the vaporization  of water.
    
         Saturated hydraulic conductivity (Kgat) can be measured by  a simpler
    technique requiring only the constant application of  water to the  sample's
    upper surface under a minimum hydraulic head.  Water  flows out of the core
    and this flux is taken as K at saturation.  This technique is very dependent
    on the size of the soil sample used.  Anderson and Bouma (1973)  have shown
    that the value and the amount of variation of the measured K is  inversely
    proportional to the length of the soil core used.  This  suggests that the
    values for K recorded may be arbitrary numbers of limited use.   Standardized
    core sizes must be used for this purpose.
    
                  — The hydraulic conductivity of the soil sample at a given
    moisture potential ^m is
                                        B-18
    

    -------
    CONSTANT
    WATER
    SUPPLY
    SYSTEMS
    
    
    "sL
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    -^T-,i !
    "^f ll=
    «2
    
    
    DRIP;
    POINT
    T
    
    IT
    
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    iK
    -|
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    -BUBBLE
    TUBE
    i i
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    ^•""Ir!
    
    
    -T
    *>
    6
    S
    
    H,
    
    If-
    
    
                                                    TO CONSTANT
                                                    GAS PRESSURE
                                                    SOURCE
    Figure B-10.
      DRAULIC HEAD REFERENCE
    
    Diagram of apparatus for steady-state method of measurement of
    conductivity of unsaturated soil.   The meaning of the  symbols
    is explained in the text (Klute, 1965).
    
                              '
    for downward vertical flow, where
                             o
         Q =  net flow rate (cm /day),
                                              f-\
         A =  surface area of the soil  sample (cm ),
    
             )  = hydraulic conductivity for moisture potential ^  (cm/day),
         AH =  the difference in hydraulic head (cm),
    
         L  =  the length of the core  (cm).
    
    For the special case of gravity drainage, the last term (L/AH) is nearly equal
    to one and can be dropped from the equation.
    
         The procedure is carried out by securing the sample in the chamber with
    porous plates positioned and tensiometers inserted.  Water is applied to the
    upper plate until steady state flow is achieved and constant potentials are
                                      B-19
    

    -------
    recorded by the tensiometers.  This flow rate,  Q,  and the potentials are
    recorded.  The average potential is ty  for that K  value as found in the  above
    equation.  For saturated K, only the flux, Q,  is measured.
    
         Comments — This method yields both saturated and unsaturated hydraulic con-
    duct ivrty^SatTa for small samples.  Variation in measured K of undisturbed soil
    samples is large.  Mason et al. (1957) reported a  coefficient of variation
    of 70 percent within sites at saturation.  A large portion of the variation is
    dependent on the size of the sample taken.  For a  structured soil, a 7.5 cm
    diameter ring may contain only a few soil peds and correspondingly few struc-
    tural pores.  Another sample taken at the same  site can be a little different,
    having perhaps one additional pore, but compared to the effects of the other
    few pores, this may have a large effect on water flow through that sample.
    Also, a change in length of the core or column can have a similar effect
    on the measured flow rate.  The longer the column, the lower the probability
    that a given chain of pores will connect all the way through the sample.
    Anderson and Bouma (1973) showed that variation in saturated Kgat decreased
    markedly for 7 . 5 cm diameter cores that are greater than 15 cm in length.  At
    this length K values approached those measured by  the double tube test for a
    soil with subangular blocky structure.
    
         Soil cores have the advantage that entrapped  air can be purged from
    the pores more readily than in other methods.   This is accomplished by the
    use of reversed hydraulic gradient.  Also, the reduced field time, fewer
    weather problems, and the ability to measure saturated and unsaturated K
    are advantages.  The inherent disadvantages are that significant laboratory
    time is required, variation in results is large, and relatively large cores
    or large numbers of cores are required to reduce this variation.
    
         The instantaneous profile method for measuring hydraulic conductivity
    of unsaturated soil in situ — In the instantaneous-profile method, a~ fallow
    plot of soil is artificially wetted to saturation.  The plot is then covered
    to prevent evapotranspiration, and internal drainage occurs.  By the use of
    tensiometers, placed at depths corresponding to the lower part of major
    horizons, soil moisture potentials are measured.  Moisture contents at these
    depths are also determined simultaneously.  These  two characteristics are
    measured frequently, starting at saturation, which represents time zero.
    
         From these data, the hydraulic gradient (9H/9Z) and the change in mois-
    ture content over time (98 /9t) can be obtained and subsequently the hydraulic
    conductivity can be calculated.
    
         Theory — Taking the general equation  of vertical hydraulic flow in a soil
    profile
     where  0  =  volumetric moisture content,
    
           H = hydraulic head  (H = ty + Z),
                                        B-20
    

    -------
       K(9) = hydraulic conductivity at moisture content 6,
    
           Z = depth (positive downward),
    
           t = time.
    
         By integration and rearrangement, we find
                         ||
                                           or
         In a multilayered profile the factor (96/91:)  • Z becomes the sum of
    
                                
    -------
         The hydraulic gradient (9H/9Z)  of an internally draining,  initially
    wetted profile is often unity.  The  exact value is the  slope  of the  line
    created by plotting hydraulic head (H = ty + Z)  versus the  depth A  to the
    tensiometer cup where the head is measured (Fig.  B-12).  This slope  varies
    with time, and must therefore be determined for each time  of  observation at
    which K is calculated.  This will be discussed  in greater  detail in  a specific
    example later.
    
         Site selection and preparation—A nearly level site is selected for the
    experiment so that water may be ponded more or  less uniformly over the entire
    area.  To retain the water, a simple earthen dike can be constructed surrounding
    the plot.  A water depth of about 2  or 3 cm over all portions of the pond is
    desired, but may be difficult to achieve.  On slopes of low grade, uniform
    distribution of water is not a problem, but on  steeper  slopes,  uneven infil-
    tration and subsurface flow can occur.  Figure  B-13(A)  illustrates the desired
    flow pattern in the experimental plot.  Water infiltrating over the  entire
    area of the plot moves generally downward under the influence of gravity.
    Because the soil surrounding the plot is drier  than the soil  directly under
    the pond, lateral movement of water  is expected to occur.   This drier surround-
    ing soil exerts a tension on the water inside the experimental volume, pulling
    it away from the center of the plot.  This effect is greatest at the boundaries
    of the area and decreases toward the center. As the flow  lines indicate, flow
    is nearly vertical below the center  of the plot.  Here, approximate  one-
    dimensional flow is achieved.  All the details  of plot  preparation are designed
    to maintain vertical drainage at this point, isolating  this zone from the
    effects of lateral flow and from changes of soil moisture  content  due to
    external factors such as evapotranspiration and precipitation.
    
         Figure B-13(B) illustrates the  effect of slope on  water  movement for a
    plot where uniform infiltration occurs.  Vertical flow  is  seen to be shifted
    somewhat from the center of the plot and lateral flow is  seen to be  greatest
    on the downslope side of the plot and least on  the upslope side.  In such a
    case, knowing where vertical flow occurs may become a problem.   The  location
    and orientation of instruments is dependent on  this knowledge.   On gentle
    slopes (< 3%) this problem is very small, assuming uniform infiltration over
    the entire area.
    
         One of the largest problems on  slopes is achieving uniform infiltration.
    Often the surface is such that water will be a  few inches  deeper on  the
    lower portion of the plot than on the upslope portion of  the  area.  Figure
    B-13(C) indicates this situation.  There is not only a  problem with  distri-
    buting the water over the surface but also the  difference  in  hydraulic head
    will cause flow rates to vary from upper to lower sections.  The length of the
    flow lines in the figure represents  the relative magnitude of flow rates.
    Notice that vertical flow is found downslope from the center  of the  experimental
    area.
    
         It can be seen from these examples that the ideal  case will rarely
    be encountered in the field experiment.  A sloping site will  cause
    nonvertical flow under the center of the plot and uniform distribution of
    water will become diffi cult to achieve.
                                        B-22
    

    -------
                           50
                                   H HYDRAULIC HEAD (cm)
                                       100           150
                                                                200
            50
          UJ
          o
           100
           150
    Figure B-12.  Total potential as a function of depth and time during drainage
                  of an initially saturated profile.
                            I-
    Figure B-13.
    Diagrams illustrating possible flow patterns occurring when
    saturating soil for the instantaneous-profile method.
                                        B-23
    

    -------
         Other problems may arise due to flow of external moisture  from  upslope
    through the soil of the plot.  Figure B-13(D) depicts this  situation.   This
    directional flow is most significant at saturation when downslope movement
    due to gravity is the dominant force involved.   Saturation  may  occur in the
    form of a real water table or of a "perched" water table where  water is tempor-
    arily ponded above slowly permeable horizons or strata.   Water  contained in
    this manner by a less conductive horizon below, may well cause  saturation in
    the horizon above the less pervious layer, and downslope rather than vertical
    flow may occur.  If this occurs upslope from the experimental plot,  external
    water may be introduced at one or more levels in the pedon, setting  up  a
    complex drainage pattern which may change the gradients drastically.  Data
    obtained under these conditions can be extremely difficult  to interpret.
    
         A related situation is encountered when the site of the experiment is
    located in a depression, where not only surface water but also  subsurface
    moisture flow is concentrated due to downslope  gravity movement.
    
         In homogeneous media, such as some sands,  a nearly uniform gradient is
    found during drainage.  In multilayered soils where horizons have different
    hydraulic conductivities, a nonuniform gradient develops.  Impeding  horizons
    and other features will prevent free drainage from occurring within  the
    experimental volume of soil.  Soil moisture potentials above such an impeding
    layer may approach or reach zero (saturation) while the potential beneath the
    layer can be higher (lower moisture content).  Such a layer can then behave
    as an impeding crust, preventing saturation from occurring  in horizons  below
    itself.  Therefore, a part of a given multilayered soil may not reach satura-
    tion, and K values close to saturation for the unsaturated  horizons  cannot be
    determined by a free-drainage method such as this.  Examples of some soil
    features that can act as impeding layers are a plow sole, an argillic horizon,
    and pans.
    
         Once a site has been selected, the area must be prepared for the experiment.
    These efforts are designed to isolate the plot from its surrounding  environ-
    ment and to ensure that the plot is a closed system.
    
         The size of the plot used may depend on the moisture condition  of  the
    surrounding soil.  For example, when a very dry soil surrounds  the plot,
    lateral movement from the plot to the surrounding environment can be great.
    This may lead to exaggerated drainage rates, as recorded by the instruments
    located at the center of the plot.  Because the latter movement of moisture
    is not uniform over the depth of the profile and is usually greatest for the
    uppermost horizon, the head gradient (9H/9Z) can be exaggerated.  If the plot
    is surrounded by very moist soil, drainage will take place  very slowly.  Mois-
    ture may enter the system from the surrounding soil, and the length  of  time
    required to achieve a certain tension in the plot may be very long.   This may
    be because there is no place for the moisture to drain, a moisture regime that
    rarely achieves a low enough tension or a high water table  which interferes
    with the head gradient because of its capillary fringe.
    
         A circular plot of a diameter of 3 meters has been used successfully
    (Davidson et al., 1971), but under extreme conditions of drying in the  sur-
    rounding soil, this may be an inadequate volume to allow undisturbed internal
    
                                        B-24
    

    -------
    drainage at the center of the site (Vepraskas et al., 1974).  In such a case,
    the diameter of the plot may be expanded to ensure unaffected drainage at the
    center.  On the other hand, in some environments a smaller plot may be suffi-
    cient to eliminate boundary effects over a low-tension range.
    
         The site is selected and the necessary area is estimated.  Vegetation is
    either entirely or partially removed.  Cutting vegetation off at ground level
    is more effective than pulling or hoeing it, as this will not disturb the
    infiltration surface.  Plant removal is relatively simple in open fields but
    on wooded sites where shrub and tree roots permeate the soil, little can be
    done without destroying these plants.  The root systems of trees on a hot
    summer day can noticeably affect the moisture content of a profile, thus
    interfering with the experiment.  Selection of a site at a location farther
    from trees may bias the experiment somewhat, but the results will be more
    representative of the actual conductivities of the soil at that point.  Also,
    if the roots of the plants remain, revegetation is faster and the soil is
    less subject to erosion.
    
         Walking on the plot should be held to a minimum when the plot is dry
    and should be eliminated entirely if the soil is moist or wet.  This pre-
    caution is necessary to prevent puddling of the soil surface.  Placing a
    sheet of plywood on the plot or extending planks across it supported with
    blocks at the boundary are two simple methods to keep traffic off the soil.
    
         An earthen dike about 7 cm high can be constructed easily with sod from
    outside the boundaries.  The purpose of this dike is to allow ponding of water
    over the area of the plot.  It also prevents any surface runoff from upslope
    from flowing over the plot, rewetting it, and interfering with the experiment.
    Figure B-14- shows a prepared plot with the earthen dike in place.
    
         After the profile has been wetted, it must be isolated from such factors as
    precipitation and evapotranspiration.  These can be controlled with two layers
    of plastic sheeting large enough to cover the plot.  One should be sufficiently
    broad to allow it to be supported at the center with the sides sloping out
    beyond the boundary of the plot.  The smaller of the sheets should be spread
    over the freshly wetted area.  Cut a hole about one foot in diameter in the
    center of it so that the instruments can protrude for convenient maintenance
    and recording.  The earth between the instruments can then be covered over with
    aluminum foil or small plastic sheets.  If the plastic sheet is nontransparent
    preferably black, sunlight will not easily penetrate to the soil surface and
    plant growth will be severely retarded.  With a transparent sheet, plants
    will grow quickly allowing transpiration to occur with removal of moisture from
    the soil.  The sheets are held down at the edges with weights or stakes.  The
    larger plastic sheet is used as a tent to shed precipitation.  It is supported
    at the center of the plot by a post about 1-meter high, on the top of which is
    a circular wooden disk about 25 cm in diameter.  The disk should not have rough
    edges that would tear the plastic.  The circular design distributes the weight
    of the plastic uniformly and prevents punctures.  Figure B-15 shows a prepared
    plot with the second plastic sheet in position.
                                        3-25
    

    -------
    Figure B-14.
    Picture of prepared plot for the instantaneous-profile method
    with the first plastic sheet in position (Bouma et al., 1974a),
     Figure B-15.
     Picture of prepared plots with the second plastic sheet (b)
     in position (Bouma et al. , 1974-a).
                                         B-26
    

    -------
         Alternate forms of plot preparation are possible.  One involves the digging
    of a ringlike trench around a 1-meter diameter undisturbed column of soil
    (Anderson and Bouma, 1973).  The trench is made to a depth somewhat below the
    deepest horizon for which the conductivity is to be determined.  Following this,
    a detailed profile description can be made on the wall of the column, providing
    accurate horizon boundaries for location of the tensiometers.  The sides of the
    column must be covered with plastic sheeting or aluminum foil to prevent
    evaporation.  The surface is prepared as described previously, and a ring or
    dike is constructed to retain the ponded water on the top for wetting.  Figure
    B-16 shows a prepared column arrangement.
    Figure B-16.   Large excavated column for running the instantaneous-profile
                  method on sites where the regular procedure cannot be  applied.
                  p = metal pipe for neutron probe; c = soil column; t  = tensio-
                  meters and s = tensiometer boards with calibrated scales for
                  reading moisture tensions (Bouma et al.,  1974a).
    
         This arrangement has the distinct advantage that tensiometers can be im-
    planted from the sides and the problems of vertical placement can be eliminated.
    For this application, small 0.6-cm diameter tensiometers, as described for the
    crust test method, can be used.  The neutron moisture probe is a convenient
    tool for moisture-content measurement here.
                                        B-27
    

    -------
         One of the main advantages of the column method is  that  one-dimensional
    flow is maintained.   There is no lateral interference with  drainage  or down-
    slope moisture flow.  Internal drainage proceeds uninterrupted.   Effects  of
    neighboring vegetation are eliminated and problems associated with slope  are
    greatly reduced.  However, the procedure is elaborate and costly.
    
         Instvumentat'Lon—Accurate soil-moisture-tension and soil-moisture-content
    measurements are necessary for the implementation of this technique.   The care-
    ful placement of tensiometers in specific horizons of the profile and the sealing
    of these tensiometers in place will be discussed here, followed  by a discussion
    of methods of moisture-content determination.  Before this, it is important
    to point out that an accurate profile description of the soil at or adjacent
    to the site is essential for the determination of depths of placement of
    tensiometers and for the useful interpretation of results.  This technique
    can be applied very well to major horizons, but may not  be  specific enough
    for smaller soil features, such as some subhorizons.
    
         Normally, the depth of tensiometer placement is meant  to coincide with the
    lower boundary of the horizon to be studied.  Placement  a few centimeters
    above this boundary is perhaps more realistic since the  tensiometer does
    not read pinpoint tensions, but measures the tension of  the small volume
    surrounding the cup.  It is the difference in tension across  the layer which
    is needed to find the conductivity of that layer.  This  is  the head gradient.
    So if only one horizon is to be studied, a tensiometer is needed at both  the
    top and bottom of that particular horizon to define that gradient (see Fig.
    B-17).
    
         Tensiometry—Tensiometers with porous cup measuring 1.9-cm  OD and 5-cm
    long, attached to clear plastic tubing of 2.0-cm OD, and cut  to  various lengths
    have been used.  These were placed in the soil by the following  methods.
    
         Using a screw auger, a hole is bored of slightly larger  diameter than the
    tensiometer itself.  This hole is made 5 cm less than the depth  of desired
    tension measurement.  A push auger of a smaller diameter than that of the
    tensiometer may be used to extend the depth of the hole, or if the soil is
    moist enough, the tensiometer may be pushed into final position.  This last
    technique will disrupt some structure and may cause rather  severe puddling
    surrounding the cup.
    
         A cavity along the side of the tensiometer may conduct water to the  vicinity
    of the cup leading to tension measurements not representative of that horizon.
    For this reason, the space surrounding the tensiometer must be filled or sealed.
    
         To seal the auger hole around the tensiometer, a liquid slurry is poured
    into the empty hole in such a way as not to trap air at some  point along the
    cavity.  This is accomplished by pouring the slurry just to one  side of the
    hole so that it will flow as a stream down one wall of the  hole  thus not pre-
    venting the escape of air from below.  Once the hole is filled,  the tensio-
    meter is pushed into the slurry forcing it out at the surface to form a cap
    over the hole (see Fig. B-18).  If some air has been trapped, it will also
    rise to the surface.  The displacement causes the slurry to be forced into
                                        B-28
    

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                                             - MANOMETER
                                              BOARD
                                             -MERCURY CUP
                                        POROUS CUP
                                             2
    Figure B-17.
    Schematic diagram showing appropriate locations  of tensio-
    meters in a soil profile with three horizons (Bouma et al.,
    Figure B-18.
    Installed vertical tensiometer with slurry forced out at the
    surface  to form a cap  over the hole (Bouma et al., 1974a).
                                     B-29
    

    -------
    holes and cracks along the walls of the auger hole,  reducing the  possibility
    of lateral water movement.  In a dry soil with well-developed structure,  slurry
    may be forced back along interpedal voids or into biopores for a  distance of a
    few centimeters from the tensiometer.   If this were  to happen to  any  great
    extent, the natural moisture flow associated with these voids would be
    affected.  Where the cup of the tensiometer reaches  the bottom of the hole,  it
    must be forced into place to provide good contact between the cup and the
    soil.  Some smearing along the sides of the cup are  inevitable, but smearing
    should be held to a minimum.  Figure B-19 illustrates  the good contact  between
    the cup and soil and the sealing along the length of the tensiometer.
    
         The slurry is prepared from soil of a texture equal to or slightly heavier
    than the texture of horizons being studied.  For instance, a silty clay loam
    is used for profiles which are largely of silt loam  texture.   This material
    is placed in a shallow basin and small aliquots of water are added, with  mix-
    ing, until a viscous liquid results.  Time must be allowed for the swelling  of
    clays.  The material must be mixed thoroughly and any  aggregates  or clods
    should be broken down.  An electric hand mixer of the  type used for mixing
    cake batter in the home may effectively be used for  this purpose.  The  slurry
    should be a viscous liquid and must flow evenly when poured.
    
         Another method of tensiometer placement requires  making a hole to  the
    required depth with a push auger of slightly smaller diameter than that of the
    tensiometer itself.  The tensiometer is then forced  into place, assuring  good
    contact with the soil.
    
         Either of these techniques provide good contact between the  porcelain cup
    and the soil.  However, the first method assumes that  there is a  cavity
    along the tensiometer and procedures are defined to  fill it, while the  second
    method relies on the tensiometer being forced in for the length of the  hole
    to a close fit.  It is important that there be no unnatural vertical  cavities
    in the profile, since at saturation such a cavity will act as a shortcircuit
    and conduct water rapidly downward, creating an unnatural moisture distribution.
    
         Small holes are bored in the walls of the plastic tube for insertion of a
    0.3-cm flexible tube that connects the plastic tensiometer tube to the  mercury
    cup via a manometer board as shown in Figure B-20.  The scales for the  boards
    are graduated to read cm of water and can be purchased individually.   An
    adequately large mercury reservoir is selected so that the surface of the
    mercury in the reservoir does not fluctuate greatly  as tensions vary.  A  top
    for the mercury reservoir is recommended with holes  drilled in the cap  to
    accommodate the 0.3-cm tubes.  The reservoir should  be taped or otherwise
    anchored to the manometer board to avoid spillage.
    
         The tensiometers are filled with de-aired water by pouring the water down
    the inside of one wall of the plastic tube of the tensiometer until the shaft
    is completely full.  The water is poured gently to avoid dissolving too much
    air in the water.  Next, a 50 or 60 ml plastic syringe with a single-hole
    rubber stopper (No. 1) fixed on the tip is inserted  into the plastic  hole
    (Fig. B-21) with the stopper fitting tightly in the  plastic tube.  By pushing
    the plunger of the syringe forward, water is forced  into the system and fills
                                        B-30
    

    -------
    Figure B-19.
     ExcaVated tensiometer  cup showing good contact between soil
     and porous  cup and complete filling of the hole above the
     cup with slurry  (Bouma et al., 1974a).
    Figure B-20.
    Tensiometer assemblage, showing the connection of the plastic
    tube (T) with the manometer board (B) and mercury cup (M) through
    0.3 cm flexible tubing (t).  The black box with a lock serves as
    a deterrant to vandalism.  The access tube (A) for the neutron
    probe is next to the tensiometers (Bouma et al., 1974a).
    
                          B-31
    

    -------
    the 0.3-cm plastic tubing.  When water flows out of the top of the mercury
    reservoir the syringe  is removed, the tube filled to overflowing  and  a solid
    rubber stopper (No. 1)  is inserted to close the system.  With the tensiometers
    shaft-oriented vertically, any air in the water tends to rise to  the  top of the
    shaft under the rubber stopper.  Even though de-aired water is used,  some air
    may appear here, particularly at higher tensions.  Whenever air accumulates
    under the stopper it should be removed'by filling the tube  with more  water.  Gas
    in the system can lead to erroneous tension measurement, due to expansion and
    contraction with temperature variations.  If a lot of air is present  or if the
    condition persists for several days, this may indicate a leak in  the  system,
    usually a pinhole or crack in the 0.3-cm tubing or a bad seal of  the  fine
    tubing to the tensiometer shaft.
                  PLASTIC
                  SYRINGE
                   POROUS
                   CUP	
                                                        MERCURY
                                                        CUP
    Figure B-21.
    Filling of the 0.3 cm  flexible tubing, using a plastic syringe
    which connects the water-filled plastic tube and porous cup
    and the mercury cup (Bouma et al., 197Ha).
                                       B-32
    

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         Soil moisture content—Two methods can be used here:   1) indirect values
    derived from moisture retention curves and 2) direct values derived from in
    situ neutron probe measurements.
    
         Soil moisture content can be determined by the use of moisture retention
    (desorption) data for the given horizons (Davidson et al., 1971).   Soil cores
    (7.5 cm diameter, 5 cm high) are taken adjacent to the plot at the depths to
    which tensiometers are to be placed.  The plot is wetted and drainage occurs.
    In this case, only matric tension is recorded as the experiment progresses.
    The moisture content of a specific horizon is determined from the  moisture
    retention curve by finding 6 for the core at the tension recorded  in the
    horizon at that time.  The moisture content data are indirectly gained but can
    be used in the calculation of K.  The limitation of this technique is that the
    soil core may not represent the horizon as a whole.  Several cores may be
    needed for a good average of values.  Double tensiometry may also  be needed to
    ensure accuracy.
    
         The neutron probe may also be used for this purpose.   The neutron moisture
    probe consists of a fast neutron source and slow neutron detector.  Fast
    neutrons travel radially into the surrounding soil where,  if they  strike the
    hydrogen atom of a water molecule, they are slowed considerably.  The main
    source of hydrogen in the soil is water, and so, aside from the small back-
    ground noise of the soil material itself, the number of slow neutrons detected
    is roughly proportional to the amount of water in the soil (Cannell and Asbell,
    1974).  A counter attached to the probe converts this information  into digital
    form.  With calibration, counts/minute can be translated toperosnt  water by volume.
    
         An access tube, 4.1 cm OD thin-walled metal conduit,  is placed in a hole
    augered several inches deeper than the deepest horizon at which measurement is
    desired.  The pipe should fit the hole tightly and may need to be  driven into
    place.  The hole should not be filled in around the pipe as this may lead to
    unrepresentative moisture contents.  The probe can then be lowered in the
    access tube to the depth where measurements are required,  measured from the
    soil surface to the neutron source.  Note that the size of the roughly
    spherical volume of soil for which the moisture content is being determined
    varies with the moisture content of the soil.  When the soil is very wet, a
    small volume is required to slow the neutrons and, when the soil is very dry,  a
    larger volume may be needed to slow the neutrons.  This means that in drier
    soils, a larger sample volume is needed and the moisture probe becomes less
    specific for a single thin subhorizon.  So the neutron probe cannot yield the
    specific information in a dry soil that it can in a wetter soil.  If a measure-
    ment is taken near a horizon boundary, the resulting moisture content may be
    somewhere between that of each horizon.
    
         Gravimetric determinations of the soil moisture content can be used.   A
    limitation of the technique is that a large number of samples would need to
    be taken during the course of the experiment, and variability across the plot
    may lead to slight variations of the data.  The change in water content over
    time will be recognized as 36/3t.
                                        B-33
    

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         Experimental procedure—Now that the plot has been prepared and the
    instruments are in place, the plot can be wetted.   Often it will be  necessary
    to wet the plot a day or two before the start  of the  actual measurements.
    This allows time for the swelling of clays and adsorption of water by the
    peds.  Wetting can be accomplished by running  a hose  from a nearby house or
    by the use of trailer-mounted, large-capacity  water tanks.   Impact of the
    water on the plot surface should be dissipated to avoid disturbing the surface
    and suspending soil material which in turn may cause  clogging of some pores.
    Water is ponded on the surface to assure uniform infiltration.   Application of
    water continues until instrument readings remain constant.   At this  point  the
    wetting process ends, and as soon as water is  no longer visible on the surface,
    the first measurements are taken (time = zero).  The  plot is then covered  with
    plastic sheeting as previously described.  Subsequent measurements are taken
    every hour or two for the first several hours.  The time intervals may be
    extended as the rates of change decrease, until at about a week's time,
    measurements are taken every second day.  The  frequency of measurement depends
    on the rate of change of the gradients.
    
         In some cases, a tensiometer may show positive tensions.  If these are of
    low magnitude they may be due to temporary ponding of water on a less permeable
    feature or horizon.  In such a case, a detailed soil  profile description can be
    useful in determining the cause for this behavior. Another possible cause( of.
    positive tensions is a large cavity adjacent to the cup of the tensiometer.
    This may be due either to some large natural void, i.e., worm burrow or root
    channel, near the cup or an inadequate seal.  Use of  duplicate tensiometers
    decreases the probability of such an occurrence.
    
         If a tensiometer does yield sizable positive matric tensions that do  not
    decrease rapidly during the first few hours, the wetting procedure may need to
    be repeated (after resealing that tensiometer).  If the questionable tensiometer
    shows a decreasing tension approaching the expected value, then in many cases
    the tensions of the first few hours can be approximated by extrapolation back
    to time zero (but not necessarily to zero tension).  This procedure, although
    less reliable, can save time and eliminate the need to repeat the whole pro-
    cess .
    
         Example oaloulat'Lon—After data have been collected over a period of  time,
    covering the range of soil moisture tensions desired, hydraulic conductivities
    can be calculated.  An example calculation is  carried out here based on data
    gathered for a Batavia silt loam (Mollic Hapludalf) (Bouma et al. , 1974-a).
    Tensiometers were placed at depths of 30 cm, 55 cm, 81 cm, and 100 cm corres-
    ponding to the Ap, Bl, B22, and B3 horizons, respectively.
    
         Table 1 presents the matric tensions recorded at each depth for severa.1
    times.  At time 0 all tensiometers show positive tensions, indicating ponding
    of water above the tensiometer cups.  Within 0.15 days these heads had been
    eliminated, except in the very heavy textured  horizons.
    
         Table 1 also presents soil moisture content (8)  data for the same horizon
    depths determined at the times that tensions were recorded.  These numbers
    were obtained by conversion of neutron probe counts by use of a standard
    curve for the probe.  These moisture contents   (expressed as %vol. are plotted
    
    
                                        B-34
    

    -------
    TABLE B-l.   SOIL MOISTURE PROBE  DATA
    
    Time
    (days)
    0.0
    0.15
    3.0
    6.75
    10.0
    12.0
    17.0
    18.0
    ij> (matric tension, cm) 6 (Vol %)
    m
    Horizon Ap Bl B22 B3 IIB3 Ap Bl B22 B3
    depth(cm) 30 55 81 110 160 30 55 81 110
    +36 +29 +25 +11 29 30 31 30
    - 9 - 7 0 +15 +2
    -36 -25 -11 +15 +6 29 28 27 29
    -44 -31 -19 -15 - 3 28 29 28 28
    26 26 25 26
    -50 -33 -18 -15 - 7 28 27 26 28
    28 26 26 28
    -57 -38 -21 -18 - 6
    
    IIB3
    160
    28
    
    29
    30
    28
    28
    28
    
                     B-35
    

    -------
    as a function of time of measurement in Figure B-ll.  A curve is plotted in this
    way for each of the horizons studied.  From this graph the slope of each
    curve at the times of measurement are derived.  These slopes are the gradient
    36/3t (cm3/cm3/t) and appear in Table 2.
    
         Hydraulic head is the recorded matric tension at a particular depth and
    time , plus the gravity head affecting that depth.  The gravity head is
    the depth to the middle of the tensiometer cup down from the ground surface.
    Figure B-12 is the result of plotting hydraulic head (H) versus the depth
    (Z).  For any given time the set of readings will form an approximate line
    or series of lines whose slope varies as drainage proceeds.  This slope repre-
    sents the desired gradient 3H/8Z.  The gradient can be found for specific times
    after the beginning of the experiment and is recorded in Table 3 'for the res-
    pective times for each depth.  For the cases where a single line is not accur-
    ate, two or three slopes may need to be taken, each one specific for the hori-
    zon at which it occurs.
    
         Following the example of Hillel et al. (1972), incremental flux is calcu-
    lated for each horizon and time (Table 3) by multiplying the moisture content
    variation by the thickness (dZ) of the horizon affected.  The sum of these
    increments is the flux q for the depth Z of the deepest horizon.  K is calcu-
    lated by dividing q by 9H/3Z (Table 3) for each time.  Also listed in this
    table are the corresponding moisture content  6 (%) and matric tension
    (cm) for each time and depth.
    
         Figure B-22 presents these K values for each horizon plotted against the
    matric tension.  A logarithmic scale is used on the vertical axis to contain
    the wide range of values achieved over the small range of tensions.
                            1000
                          t
                             100-
                              10-
                                                    Ap -  30cm
                                                    B,  -  55cm
                                               	8
                                                     .J2
                                               	B,
                                           81cm
                                          110cm
                                                    IIB3  160cm
                                  10 20     40     60     80
                                  SOIL MOISTURE TENSION (mbar)
    Figure B-22.
    Hydraulic conductivity values determined with the instantaneous-
    profile method (Bouma et al., 1974-a).
                                        B-36
    

    -------
    TABLE B-2.  CALCULATION OF SOIL MOISTURE FLUX
    
    Time
    ( days )
    0.0
    
    
    
    
    0.15
    
    
    
    
    3.0
    
    
    
    
    6.8
    
    
    
    
    12.0
    
    
    
    
    18.0
    
    
    
    
    Z
    (cm)
    30
    55
    81
    110
    160
    30
    55
    81
    110
    160
    30
    55
    81
    110
    160
    30
    55
    81
    110
    160
    30
    55
    81
    110
    160
    30
    55
    81
    110
    160
    3 6
    3t
    ( days )
    1.70
    1.75
    1.70
    1.15
    0.42
    1.50
    1.70
    1.65
    1.10
    0.40
    0.10
    0.30
    0.18
    0.18
    0.12
    0.04
    0.08
    0.05
    0.04
    0.14
    0.04
    0.02
    0.04
    0.04
    0.08
    0.04
    0.02
    0.03
    0.04
    0.06
    -
    (cm/ day)
    51.0
    43.8
    44.2
    33.4
    21.0
    45.0
    42.5
    42.9
    31.9
    20.0
    3.00
    7.50
    4.68
    5.22
    6.00
    1.20
    2.00
    1.30
    1.16
    7.00
    1.20
    0.50
    1.04
    1.16
    4.00
    1.20
    0.50
    0.78
    1.16
    3.00
    q - Z(ff)dZ
    (cm/ day)
    51.0
    94.8
    139.0
    132.4
    193.4
    45.0
    87.5
    130.4
    162.3
    182.3
    3.00
    10.50
    15.18
    20.40
    26.40
    1.20
    3.20
    4.50
    5.66
    12.66
    1.20
    1.70
    2.74
    3.90
    7.90
    1.20
    1.70
    2.48
    3.64
    6.64
                        B-3T
    

    -------
    TABLE B-3.   CALCULATION OF HYDRAULIC CONDUCTIVITY
    
    z
    (cm)
    30
    
    
    
    
    
    55
    
    
    
    
    
    81
    
    
    
    
    
    110
    
    
    
    
    
    160
    
    
    
    
    
    q
    (cm/ day)
    51.0
    45.0
    3.00
    1.20
    1.20
    1.20
    94. 8
    87.5
    10.5
    3.20
    1.70
    1.70
    139.0
    130.4
    15.2
    4.50
    2.74
    2.48
    172.4
    162.3
    20.4
    5.66
    3.90
    3.64
    193.4
    182.3
    26.4
    12.66
    7.90
    6.64
    8H
    9Z
    (cm/cm)
    1.00
    0.86
    0.65
    0.63
    0.53
    0.63
    1.00
    0.86
    0.65
    0.63
    0.53
    0.63
    1.00
    0.86
    0.65
    0.63
    0.53
    0.63
    1.00
    0.86
    0.65
    0.63
    0.53
    0.63
    1.00
    0.86
    0.65
    0.63
    0.67
    0.81
    K
    (cm/ day)
    51.0
    52.3
    4.62
    1.90
    2.26
    1.90
    94.8
    101.7
    16.15
    5.08
    3.21
    2.69
    139.0
    151.6
    23.4
    7.14
    5.17
    3.94
    172.4
    188.7
    31.4
    8.98
    7.36
    5.78
    193.4
    212.0
    40.6
    20.10
    11.79
    8.19
    6
    (%)
    31.7
    31.5
    30.1
    29.7
    29.4
    29.1
    39.4
    39.0
    28.6
    27.7
    27.3
    26.9
    34.0
    33.7
    29.5
    28.9
    28.5
    28.4
    33.7
    33.4
    30.3
    29.8
    29.7
    29.7
    30.0
    —
    31.4
    —
    30.5
    30.2
    *m
    (cm water)
    
    - 9
    -36
    -44
    -50
    -57
    +26
    - 7
    -25
    -31
    -33
    -38
    +29
    0
    -11
    -19
    -18
    -21
    +25
    +15
    + 5
    -15
    -16
    -18
    +11
    + 2
    + 9
    - 3
    - 7
    - 6
                         B-38
    

    -------
         Double tube method for in situ saturated hydraulic conductivity—The
    double tube method can measure saturated hydraulic conductivity  for horizons
    within a soil profile.  It is similar to a well test under  special  conditions.
    The method is not quick or simple, and it requires specialized equipment.
    The saturated hydraulic conductivity measured is not in the  vertical direc-
    tion.  It is the resultant of all directional components, thereby reducing
    the application of the data to many real world situations.   It is a useful
    method for ranking K.  among soils.
    
         Pin.no'lples and procedures—For this method, an auger hole is dug to the
    soil horizon where permeability is to be measured.  The diameter of the  hole
    must be larger than that of the outer tube as shown in Figure B-23.   The
    bottom of the hole is made level, cleared of loose debris,  and covered with
    2 cm of coarse sand.  The two concentric tubes are installed so  that their lower
    edges cut into the soil to a depth of 2 to 4 cm.  The cover plate with standpipes
    is attached to complete the apparatus.  The diameter of the  outer tube must be
    at least twice that of the inner tube (Bouwer, 1962).
                                                     INSIDE TUBE
                                                     STAND PIPE
                                      OUTSIDE TUBE
                                      STAND PIPE-
                                 INSIDE TUBE
    
                                 COARSE SAND
    
                                UNDISTURBED
                                SOIL SURFACE -
    Figure B-23.
                  Schematic diagram of equipment for the double -tube method
                  in place (Boersma, 1965).
         Water is applied, maintaining equal head in both tubes.  When valve B
    is open, the two concentric systems are interconnected; when the valve  is
    closed, they are isolated from each other.  Water is applied for considerable
                                        B-39
    

    -------
    time to saturate the surrounding soil.  When this has been achieved the test
    can begin.
    
         Two measurements are made, and from these results, the hydraulic conducti-
    vity is calculated.  First, the water is forced into both systems until the
    two standpipes overflow.  The water supply is cut off and valve B is closed.
    The water levels in the standpipes will begin to fall.  By manipulating valve
    C in Figure B-23, the outside level can be made to fall at the same rate as
    the level in the inner tube.   The time required for the water level to drop
    past calibration marks on the inner tube are recorded on a series of stop-
    watches .  In the second experiment the water level is maintained at the
    top of the outer tube standpipe while the level in the inner pipe drops at
    its own rate.  Again time intervals are measured.  A second person with stop-
    watches is required for these recordings.
    
         The hydraulic conductivity can be calculated from (Bouwer and Rice, 1961)
    
    
                                  K    _ Rs     AH
                                   sat   FR    /Hdt
    
    
    where R  = radius of the inner -tube standpipe
    
          Ry  = radius of the inner tube
    
          F  = a dimensionless factor encompassing the geometry of the apparatus
    
         The F for a particular apparatus can be found from standardized curves
    (Bouwer, 1962).
    
         The results of the two tests are plotted, as shown in Figure B-24-.  These
    curves generally approximate straight lines where applying the following
    expression (Bouwer, 1964b)
    
                                             2 At
                                          eq.lev.
         Here AH is the difference in its head for the two measurements at a given
    time and yHdt is the magnitude of the head loss until that time, t equal
    levels.  The right hand quantity can be calculated easily from the time inter-
    val data and the result substituted into previous equations for K
         •Comments — The double-tube method yields a value for hydraulic conductivity
    only under saturated conditions.  However, this conductivity is poorly defined
    being some resultant of the vertical and horizontal conductivities of the soil
    at the sample point.  Because of this fact the numbers obtained by this method
    cannot be used directly for calculation of infiltration rates or drainage field
    size.  This relegates the technique to the role of simply ranking the saturated
    permeabilities of soils.
    
    
                                        B-t+0
    

    -------
                                                                AH
                                                                      t
                                                           	RUN I
                                                                     RUN 2
                       0.5        1.0         1.5      2.0
                              TIME,  MINI.
    Figure B-24.
    Graph showing the results of the observations necessary to
    calculate  the hydraulic conductivity obtained by the  double-
    tube method  (Boersma, 1965).
         The double-tube test was developed for use on sandy soils, where isotropic
     conditions were assumed.  The dimensions of the apparatus (Bouwer, 1962) were
     experimentally adjusted for these soils and may be inadequate  for use on soils
     with well-developed soil structure, where horizontal and vertical components
     of hydraulic conductivity may differ greatly.
    
         K values obtained with the double-tube method are conservative estimates
     when compared to the results of other methods.  For example, the mean K
     of the Piano silt loam, B22t horizon is 138 cm/day when measured with the
     double-tube method (Bouma, 1971).  The crust test method yields a mean value
     of 610 cm/day.
    
         In summary, the test is complex and requires special equipment.  The
     data obtained can be used to rank soil permeability but not for direct esti-
     mation of drainage field size.
                                       B-Ul
    

    -------
         The crust test method for in situ measurement  of saturated and unsatur-
    ated hydraulic conductivity—In the crust test method (Hillel et al.,  1970;
    Bouma and Denning, 1972; Baker and Bouma, 1976b)  both saturated and unsaturated
    vertical hydraulic conductivity are measured.   A  free-standing, in situ pedes-
    tal is carved with its upper horizontal surface at  the depth where K is to
    be determined.  A ring infiltrometer is affixed to  the top of the column and
    tensiometers are installed from the side, just below the upper soil surface.
    An artificial barrier to flow—a "crust"—is placed on the soil surface to
    restrict movement of water into the soil.  The infiltrometer is closed and
    attached to a constant head reservoir where the volume of water entering the
    soil can be measured.  Water is introduced to the system on the top of the
    barrier and moves down, wetting the soil.  An equilibrium flow rate,  q, is
    reached that is determined by the resistance (rj-,) of the crust and the pore
    size distribution of the underlying soil.  The soil moisture potential is then
    read from the tensiometer and the flow rate is measured directly as volume
    change at the reservoir.  This flow rate change
    at that soil moisture potential.  By varying the  resistance of the barrier,
    other conductivities at corresponding tensions can  be found.  If no barrier
    is used, unrestricted or "saturated" hydraulic conductivity can be deter-
    mined.  The corresponding tension under these conditions is approximately
    zero.  In this way, several points (tension-conductivity pairs) on the K
    curve for that soil are obtained.
    
         Principles involved—An artificial "crust" or  barrier to water flow
    located at the horizontal surface of the soil pedestal acts to restrict
    entry of water into the soil.  The fewer, finer pores of the crust cannot
    conduct liquid to the underlying soil as rapidly  as when the water is able to
    flow downward through the natural soil.  This results in a water-saturated
    crust with water standing  on its upper surface.  The soil is not saturated
    if the saturated conductivity of.the soil is greater than that of the  barrier.
    This is true as long as a water table or another  restrictive layer do  not inter-
    fere by their presence, causing the hydraulic gradient to differ greatly from
    unity.
    
         Under steady state flow,
    
    
                                      b    soil
    and
    
    
                                  b dZ     soil dZ
    
    where q,  and qso;ji are the flow rates or fluxes through the barrier and soil,
    respectively, and (dH/dZ) is the hydraulic gradient in each case.
    
         The gradient in the soil during steady state flow approximates unity,
    with gravity as the major force.  For the crust test then,
                                       B-42
    

    -------
                             q     = K  ..(*)= K. (
                              soil    soil  m     b dZ
         By measuring cUo^-i and the corresponding soil moisture potential (ijim), a
    potential-conductivity pair is defined for each barrier used.
    
         Installation of equipment — The crust test measures the vertical hydraulic
    conductivity of a volume of soil from a horizontal plane downward.   For this
    purpose, a free-standing pedestal of soil is carved out in situ, its undis-
    turbed base continuous with underlying soil horizons.  Water entering the
    upper surface of the soil is restricted to essentially downward flow by the
    sidewalls of the pedestal.  Because the pedestal is still attached  to under-
    lying horizons, pore-continuity is assumed to be maintained and water movement
    representative of natural soil conditions.
    
         A small pit is dug at the site where K measurements are to be  made and a
    ledge is formed on one side at the horizon of interest.  Care must  be exer-
    cised to avoid compacting this horizontal surface for this is where infiltra-
    tion occurs during measurements.  This level can be approached by the use of
    a shovel.  Final preparation of the infiltrative surface is done with a knife
    or spatula by either scraping or lifting out portions of the soil.   It is best
    to cut downward about 1 cm with the blade of the knife and then lift and move
    it to one side at the same time.  This will loosen a fragment of the surface.
    By taking only small bits (2 to 3 cm wide) at a time and by holding the
    loosened soil against the blade as it is raised, a suitable surface is
    created.  Practice is required before this becomes efficient, but it does
    leave a fresh horizontal soil surface with no smearing.  In sandy soils, this
    method of surface preparation may not be necessary.
    
         Infiltrometers are 24— cm inside diameter (see Figure B-25).  Thus,
    the area enclosed is about 490 cm^ , and in structured soils , includes
    many soil peds, channels, and pores.  It is sufficiently large to
    accomodate several networks of pores and not truncate meandering flow path-
    ways that involve some lateral movement.  This is especially important for
    conductivities at or approaching saturated conditions.  The minimum diameter
    that will yield relatively accurate data is about five times the width of
    the peds in the soil.  In sandy soils, small areas could be used but this
    practice may not include the influence of biopores at or near saturation.  For
    these reasons, a minimum infiltrometer diameter of 15 to 20 cm is advised.
    Diameters greater than 40 cm are difficult to work with but may be  necessary
    for special conditions.  A comparison of 24 cm and 48 cm diameter rings
    indicates no measurable difference in mean unsaturated hydraulic conductivities
    for medium, subangular blocky silt loams and for sandy soils, but the varia-
    bility of results on the larger samples is somewhat lower (Baker, 1976d).
    However, for K measurement at or near saturation (^m -> 0), a significant
    difference was measured for pedestal diameters of less than 24 cm.
    
         Next, a free-standing soil pedestal is carved down several centimeters
    to facilitate placement of the ring infiltrometer on the pedestal.   At
    first, the pedestal is made four or five centimeters larger in diameter than
                                         B-43
    

    -------
                    MANOMETER
                                                 CRUST
               '--V TENSIOMETER
    
                                                          RING
                                                          INFILTROMETER
         Figure B-25.  Schematic  diagram of the crust-test procedure.
    the ring.  A strong-bladed hunting knife works well for this purpose.   The
    infiltrometer is placed on top of the pedestal and then carefully pushed into
    the soil.  By grasping the ring with both hands and gradually applying  weight,
    the sharp  edge of the ring will part the soil allowing a good fit.   Excess
    soil around the outside of the ring can be cut away with the knife.  The
    ring is pushed down until only about 1.5 centimeters of sidewall remains
    above the  soil.  This space is required later in the procedure for the
    barrier and water.  A small gap may appear between the soil and the  side of
    the ring but is no cause for concern.  Under unsaturated conditions, water
    will not flow along this void and as the soil becomes wetter it will expand
    to seal the gap.  Therefore, at saturation, no peripheral void will  exist.
    

    -------
         The soil pedestal must be carved to a height of at least one ring dia-
    meter.  For a 24 cm diameter ring, a height of 30 cm is recommended.
    Experiments have shown that differences in saturated hydraulic conductivity
    due to the height of the soil pedestal can be large for low pedestal heights
    (Baker, 1976d).  K  ,  values measured for a pedestal 15 cm high were 20 percent
    higher than those measured at 30 cm height.  If, however, heights of 30 or
    greater are used, no significant difference in K values is detected.  This was
    found to be true for both structured (silt loam) and nonstructured (sandy) soils.
    
         Carving is best carried out again with the knife or a hand trowel.  Use
    of a shovel in close quarters may easily result in the cracking or breaking
    of the soil pedestal.   The pedestal should be of uniform diameter (+ 1 cm) over
    its entire length.  When complete, it is wrapped in aluminum foil to reduce
    evaporation from sidewalls.  This covering remains in place for all unsaturated
    measurements and is replaced by a quick-setting plaster coating for saturated
    K measurements.
    
         Tensiometry—Small diameter (4-. 5 mm) porcelain tensiometers are used to
    measure soil moisture potential within the soil pedestal.  These instruments
    have a tee configuration (see Figure B-26).  The porcelain cup can have pore
    sizes of about 0.25  to 1.00 .   Pore sizes greatly outside this range will
    affect the response time and air entry value of the tensiometer.  The porcelain
    cup is attached to 3-mm (1/8 inch) flexible plastic tubing which runs to one
    arm of a brass tee fitting.  The tubing on the other arm of the tee is fitted
    with a brass screw cap assembly.  Fine nylon tubing then runs inside from the
    cap, through the tee to the very tip of the cup.  This is used for filling the
    tensiometer to purge the cup of entrapped air.  A third plastic tube extends
    from the base of the tee to the manometer board where the free ane d is submerged
    in the mercury reservoir.
    
         Before placement of the tensiometer cup in the soil column, a hole is
    augered horizontally into the soil pedestal from the side to a point just
    beneath the center of the soil surface.  The diameter of the augered hole is
    slightly less than that of the  porous cup so that a snug fit assures good
    contact with the soil.  After the cup is in place, the hole should be sealed
    with mud or glue to prevent evaporation.  Tensiometers should be placed at a
    depth of 2 to 5 centimeters under the infiltrative surface.  Holes can be
    made in the sidewall of the infiltrometer to facilitate this.  Earlier in the
    development of the crust test,  two tensiometers were placed in series, one
    2 cm below the other so that the hydraulic gradient could be measured
    (Hillel et al., 1970).  This practice is not always practical.  Two indepen-
    dent tensiometers can be used to yield the average potential of the soil.
    This is useful because a tensiometer generally registers the tension of only
    the soil in its immediate vacinity.  Sometimes this can be misleading.
    
         In setting up the apparatus tensiometers are arranged as shown in
    Figure B-27 where the  free end  of the tensiometer runs through a manometer
    board to a mercury reservoir.  A graduated scale is used to read potential as
    centimeters of water when mercury rises on this scale.  The difference in
    elevation between the  porous cup and the surface of the mercury in the
    reservoir is referred  to as the correction factor or CF.  This is easily
                                        B-45
    

    -------
                                                     POROUS CUP
                                  OUTER TUBING
                    UNION "T
                    CONNECTION
                                                 TUBING TO MANOMETER
                                                       Ik-SEALABLE
                                                       f   CAP
    Figure B-26.
    Schematic  diagram of tensiometer,  showing major components of
    the system.
                                                          coMtecrioN
                                                           FACTOR (CF)
     Figure B-27.
    Schematic diagram showing the components of potential (i/>m
    ^p.) and the measurement of correction factor (CF) on  the
    experimental  apparatus .
    
                          B-46
                                                                 and
    

    -------
    measured in the field with two meter sticks and a level.  It is subtracted
    from the total tension to yield matric soil tension.
    
         Once installed properly, the tensiometer is filled with deaired water
    using a 50-ml syringe with a 22-gauge needle.  The needle is inserted in the
    end of the fine inner tubing at the capped end and water is forced through
    to the top of the porcelain cup.  A wetting front will proceed along the space
    between the inner and outer tubes from the cup through the tee and out the
    capped end.  If the outer tube is held tightly against the butt of the needle,
    water can be forced up the third branch to the mercury reservoir.  Continued
    pressure will drive water out at the mercury cup, purging the system of all air.
    The needle is withdrawn and the end is capped.  Before inserting the tensiometer
    cup firmly into the soil, the cup is wiped to remove excess water.
    
         'Che flux measurement—Measurement of the rate of water flow through the
    resistant barrier is accomplished by a burette system.  A flexible plastic
    tube connects the burette to a large port at the center of the plexiglass
    cover plate where it is attached by a threaded brass fitting (see Figure B-25).
    When the system is closed, i.e., when the cover plate is sealed onto the ring
    infiltrometer, water can be introduced to the system via the burette.  A large
    hydraulic head is desired to maintain steady-state flow.  This is easily
    achieved by use of a Mariotte tube, consisting of a rubber stopper that fits
    the burette with a small tube running through it.  This inner tube extends to
    the base of the burette and the vertical height that it is raised above the
    crust surface is the effective hydraulic head in centimeters (Figure B-25).
    Flux is measured as volume change in the burette.  A correction must be made
    for the amount of water displaced by the mariotte tube.  Several burettes of
    different sizes should be available as they may be needed for certain condi-
    tions.  The accuracy of any flow rate can be improved by using a more closely
    graduated burette.
    
         The resistant barviev or "cTUst"—A relatively quick-setting, dense
    gypsum is used in the barrier or "crust."  It is mixed with just enough water
    to make a thick paste, which is then spread upon the infiltrative surface
    to a thickness of 0.5 to 1.5 cm.  This is easily done with the bare hand.
    Care must be taken to tamp the paste near the edges to achieve good contact
    with the metal ring.  This contact is the site of most leaks through the
    barrier.
    
         The resistance of the barrier to water flow can be regulated by mixing
    various proportions of sand and water into the gypsum before making a paste.
    The presence of the sand in the crust causes larger pores to be formed thus
    allowing more water to flow through.  Higher sand content in the mixture
    causes less resistance and allows higher rates of flow through the crust.
    Proportions of sand and gypsum are measured by volume percent in a 1-liter
    graduated cylinder.  The proportion is expressed as the percentage of gypsum
    in the crust.  A 25 percent crust is one quarter gypsum by dry volume.  The
    dry sand and gypsum should be mixed thoroughly in a dishpan before water is
    added.
    

    -------
         Generally, the first crust to be used is the most resistant one.   Succeed-
    ing crusts are progressively less resistant to flow.   This allows the  equili-
    brium flow rate to be reached by wetting, yielding the wetting K curve.   A
    similar but slightly higher curve will be obtained if equilibrium is reached
    by drying, due to hysteresis.  For this reason, it is important to know the
    soil moisture potential before introducing water to the system.  If a  crust
    leaks or there is some other malfunction, the soil must be allowed to  drain
    before reinitiating the experiment.
    
         Removal of the crust after its steady state flow has been reached is
    sometimes a difficult task.  A 100 percent gypsum crust is very tough, requiring
    chiseling action by a .sharp implement such as a screw driver.  The first one or
    two pieces will shatter in the process, but following ones are more easily
    removed.  Excessive pounding may damage the soil pedestal.  Crusts of  less
    than 75 percent gypsum are much easier to remove and can be handled with a knife
    as used when preparing the fresh soil surface.  This is the crudest technique
    in the procedure and requires some practice.
    
         Other types of barriers have been used with some success; noteably work
    with synthetic foam sponges that rest on the soil (Baumer et al., 1976).
    Few types of easily changed barriers achieve as good contact with the  soil as
    does a gypsum crust.
    
         Measurement procedure—Once a site is instrumented, the crust is  selected
    so that its resistance to flow will yield the approximate soil tension that is
    desired.  This is based on a general knowledge of the soil's K curve (Figure
    B-28).  The tension induced by the crust must be somewhat lower than the start-
    ing soil tension in order to achieve wetting of the soil.  If the soil is quite
    dry to begin with, a 100 percent crust is usually used first to yield  tensions
    in the 60 to 100 cm range.  For higher tensions, silt loam or clay can be
    smeared on the surface of a 100 percent crust.
    
         After the crust has hardened, the gasket and cover plate of the ring
    infiltrometer are bolted into place, so that the air escape port is at the
    highest position (Figure B-25).  The burette assembly is attached to the central
    port and water is introduced.  Care should be taken with low gypsum content
    (light) crusts that a piece of aluminum foil or other material is placed dir-
    ectly beneath the central port for water entry.  This will prevent incoming water
    from eroding a hole in the crust by impact.  Water flows in under a hydraulic
    head to speed filling of the space between the crust surface and the cover
    plate.  The air escape port is open until all air has been purged from the sys-
    tem.  At this point, the Mariotte tube and stopper are placed into the burette
    to reduce the hydraulic head, and the air escape port is capped.  The  air
    escape port is opened whenever the Mariotte device is unstoppered, otherwise
    sudden changes in head and back-pressure from below the crust can cause leaks
    to occur.  When air bubbles begin to rise from the tip of the Mariotte tube,
    the first volume measurement can begin.
    
         Volume measurements are recorded periodically until equilibrium is reached.
    Simultaneous tension measurements are also made.  These values will change with
    time as shown in Figure B-29.  Equilibrium is reached as the values approach
    
    
                                       B-U8
    

    -------
                        I
                        u
                        O
                        O
                        _l
                        D
                                BATAVIA SILT LOAM.  B22T
    
                                .0    40.0   80.0    120.0
                                                         104
                              -2  -• .1 .1.1. 1.1. i .1.1. i. i.l .1 .1
                                .0    40.0  80.0   120.0
                           SOIL MOISTURE TENSION (cm water)
         Figure B-28.
    Hydraulic conductivity curve measured at a site in
    the B22t horizon of the Batavia soil series.
    an asymptote.  The conductivity at that tension is calculated from the measured
    constant flow rate.
    
         After equilibrium is reached for the first crust, it can be removed.
    This is done by opening the air port, removing the plate and gasket and soaking
    up any standing water with a sponge.  The old crust is then taken off and re-
    placed by a less resistant one.  The procedure is repeated.  Each succeeding
    crust yields a point on the K curve.  Figure B-28 exemplifies this for a
    Batavia silt loam soil, showing the results of a series of crusts and the K
    curve derived from these points.  Each point represents the potential-
    conductivity pair caused by a particular crust.  The percentage indicated by
    each point is the gypsum content of the crust that was used to obtain that
    point.
    

    -------
    z
    g
    CO
    LU
    H
    UU
    cr
    CO
    O
                                                      steady state
                                                      is achieved
                                           TIME
          Figure  B-29,
    Generalized graph of the rate of decrease of matric
    tension (^m) as equilibrium is approached by wetting
    of the soil.
          Saturated hydraulic  conductivity  is measured using  the  same  apparatus  with
    one modification:  the aluminum  foil cover  is replaced with  a  coating  of quick-
    setting dental-grade plaster.  The dental plaster is mixed in  a dishpan to  be
    very  fluid  and is poured  or  splattered against  the  sides of  the soil pedestal
    until the plaster is more than 3 mm thick.   This seals the soil to prevent
    water from  flowing directly  out  the sides.   Care is also taken that  any extra
    holes in the  sides of the metal  ring are sealed with plaster or glue.   Leakage
    of this sort  is not a problem during unsaturated flow conditions  when  soil  mois-
    ture  tension  retains water in the soil pores.
    
          For saturated flow measurements,  no crust  is used.   If  there is no barrier
    to flow, all  or nearly all pores will  conduct liquid giving  a  reasonably accur-
    ate measure of the maximum flow  through the soil.   The procedure  is  conducted
    as for unsaturated conductivity  measurements.   Tensions  are  at or very near
                                          B-50
    

    -------
    zero.  Volume change is recorded until it is relatively stable to yield the
    equilibrium flow rate.  Water flow should not be maintained for more than 45
    minutes or an hour.  Appreciable changes in the soil pores will occur after
    this time.
    
         Trouble shooting—If problems occur that have no obvious cause, they can
    be traced by examining the three basic subsystems of the test equipment.  These
    are the crust, the tensiometers and the water flow systems.
    
         Probably the first thing to look for in a crust is a leak.  This is a rela-
    tively simple procedure.  Push down firmly on the center of the plexiglass
    cover plate of the infiltrometer and then release quickly.  This decreases and
    then increases the volume over the crust.  To compensate for the volume change,
    water must flow in via the burette, but this takes time.  If there is a leak in
    the crust, it is easier for air to bubble up from beneath the crust.  There-
    fore, if bubbles suddenly appear, a leaky crust has been demonstrated, and it
    can be replaced.  Data collected from a leaky crust should be discarded.  It
    is perhaps a good idea to conduct this test on all crusts soon after water is
    applied.
    
         Problems may occur in the flow measurement system.  These may appear as a
    lack of flow or as unbelievable flow rates.  The first thing to look for is a
    leak in the tubing or at the Mariotte stopper.  Air bubbles of any size in the
    system can also hinder flow, and they are prone to temperature effects, causing
    inconsistent and inaccurate results.  Also, fluctuations in the temperature of
    the water in the system can lead to other inaccuracies.  On sunny days or
    partly cloudy summer days,-the direct heating of the sun's rays can be quite
    dramatic, and the burette, tubing and cover plate must be covered with
    aluminum foil to reflect most of the unwanted heat.
    
         It is best to use two tensiometers so that if one should fail, the experi-
    ment is not interrupted.  All tensiometers should be tested and thoroughly
    examined before they are taken to the field.  This will save much time and frus-
    tration on site.  A good tensiometer can be used many times once it has proven
    itself.  The usual cause of problems is a leak allowing air to enter into the
    system.  Refilling the tensiometer with deaired water may be a temporary solu-
    tion.  If the cause is not apparent, it is best to replace the tensiometer
    entirely with a spare.  Periodically, tensiometers should be retested in the
    laboratory.
    
         Data analysis—When a final volume measurement of steady-state flow is
    obtained, it can be used for calculation of the soil's hydraulic conductivity
    at that tension.  The volume of flow per minute is converted to centimeters per
    day, by the following formula:
    
    
                                               min        x
                      kday'   """ min'        day   fl     ,   2.
                         J                       J   Area (cm )
                                       B-51
    

    -------
    where the area is that of the infiltrative soil surface.  For a 25 cm diameter
    ring this area is 490 cm2.  -Thus a flow rate of 30 ml in 30 minutes yields:
    
                    K =  30_ml t 1WO min -- 1    =
                        30 m,n        day   ^ ^2
    
    at the equilibrium soil tension measured.
    
         It is best to do the calculations before changing the crust.  It is
    possible to detect erroneous data and then by double-checking the subsystems
    of the equipment, to eliminate the cause.
    
         Advantages and disadvantages of the technique — The main advantage to the
    use of the crust test is the direct and geometrically simple pattern of verti-
    cal water movement that is measured.  Also, this is accomplished in situ
    without major disruption of natural soil pores.  Most methods for hydraulic
    conductivity measurement, especially at saturation, involve some component
    of lateral if not radial flow.  These involve more complex mathematics and
    describe flow patterns that are not common to most real situations.  The
    pedestal in the crust test is also isolated so that external interference is
    held to a minimum, unlike the instantaneous profile method.  Another major
    advantage of the use of crusts is that a range of unsaturated conductivities
    can be obtained without as large a time commitment as some other methods .
    Also, the amount of variation in the technique itself is much lower than that
    of other methods .
    
         Disadvantages of the method are that it is complicated, although not
    nearly as complex as the double tube test is for a single conductivity.  It
    requires that work be carried out in the field and this means the work is
    subject to weather limitations.  The technique only measures vertical hydraulic
    conductivities .
    
         Comparison and discussion of methods — In choosing which permeability
    measurement method to use, several factors must be considered.  First, the
    dimensions of soil permeability to be measured must be defined, and a proce-
    dure must be selected that truly measures that permeability.  Second, it must
    be decided how accurate the measurements of permeability must be.  The third
    consideration is whether the procedure is efficient for the given purpose.
    In most cases some compromise is made between these three aspects of the
    problem.  Each of these factors will be discussed with respect to the five
    above-mentioned permeability measurement methods and their application to
    liquid waste disposal.
         Soil hydraulic conductivity (K) in the vertical direction (ICy) is required
    for most wastewater applications .  The importance of vertical movement is due
    to the dominance of gravity flow in most waste disposal systems.  Horizontal
    conductivity  (1%) may be more important for narrow subsurface trench designs
    and in situations where downslope movement of effluent is anticipated.  If the
    expected steady state flow rate through a stable clogged soil layer is known,
    then the required drainage field surface area can be calculated directly.  The
    steady-state  flow rate is Kvss at ^mss> the soil moisture potential at steady-
                                        B-52
    

    -------
    state conditions.   This means that K  must be known for particular unsaturated
    conditions that will be dictated by the clogging layer.  A useful method would
    be one that estimates K
                           vss
         Few of the procedures as described are capable of this measurement.  The
    percolation test measures a radial combination of vertical and horizontal con-
    ductivities at saturation only.  Neither K  at saturation nor unsaturated K
    can be determined.  The test serves only as a rough ranking measure, simply
    indexing soil permeability.  Soil core methods can measure a vertical con-
    ductivity, but these values are a function of core length (Anderson and Bouma,
    1973) and exhibit high variation at small dimensions.  The measured Kv may not
    be applicable to field situations.  The double-tube test measures only satur-
    ated conductivity.  Kvsa-t can be determined only by the use of a more compli-
    cated procedure (Bouwer, 1964a) than the one described here.  Both the instan-
    taneous profile method and the crust test measure Kv for unsaturated condi-
    tions.  For determinations at a specified horizon, the crust test may be
    simpler to use.
    
         The accuracy and reproducibility of a few of these methods has not been
    established.  The coefficient of variation (Cv) of measured conductivities is
    a convenient means of comparison of within test variation.  For the percola-
    tion test Bouma (1971) reported Cv - 54 percent for the falling head method
    which is commonly used, and Cv = 35 percent for the constant head procedure.
    Hill (1966) in Connecticut found similar values of Cv = 49 percent and Luce
    (1973) reported Cv = 38 percent for soils in Iowa.  Anderson and Bouma (1973)
    found Cv = 66 percent for K measurements made on 10 cm long soil cores.
    While comparing two field procedures for measurement of Kga^., Bouma (1971)
    found that the double-tube test has Cv equal to 25 percent.  Nielsen et al.
    (1973) reported mean Cv of 86 percent at saturation, and average coefficient
    of variation of 381 percent for soil at 60 percent saturation.
    
         The method that is simplest and easiest to use, while still providing
    useful information, usually finds the most successful field application.  Of
    the two techniques that can measure K  for unsaturated soil, the crust test
    is probably the least time-consuming.  It requires little specialized or
    expensive equipment, and only a few liters of water.  The instantaneous
    profile method requires expensive equipment and a much longer time period to
    collect the data.   A skilled technician is capable of carrying out either
    procedure.
    
         Selection of a method of conductivity measurement should be based pri-
    marily on the suitability of the measured values for the particular applica-
    tion.  Then the feasibility of the procedure must be balanced against these
    requirements.  The percolation test is a good example of a test that is used
    because of convenience, long after it was realized that it is not an acceptable
    measure of soil permeability.
    
    Variability of Hydraulic Conductivity in Soils—
    
         Soil variability has been a topic of interest among soil scientists for
    some time.  This interest has been directed largely toward morphological
                                        B-53
    

    -------
    (McCormack and Wilding, 1969) and chemical variations in the soil that led to
    problems in classifying soils and also to nutrient variations (Beckett and
    Webster, 1972) that influenced agronomic uses of the land.  The variability
    of physical properties has also been the subject of numerous investigations
    (Mason et al., 1957) especially with respect to engineering and flood control
    applications (Rogoswki, 1972).  The variability of hydraulic conductivity is
    of great importance for on-site liquid waste disposal (Bouma, 1973).  Knowledge
    of the expected range of conductivities or of the expected minimum conducti-
    vity for a given site would facilitate the use of soil maps and soil series
    identification, rather than the now almost exclusive reliance on the testing
    of each and every site.
    
         By defining the conductivity curve and its corresponding variation for
    each of several soil series, it may be possible to compare and contrast these
    series on the basis of their hydraulic conductivity characteristic.  Series
    with similar K characteristics, for all practical purposes, could be grouped
    together into arbitrary hydraulic conductivity classes to facilitate use of
    this information.  This would result in a special use classification, designed
    for application to waste disposal planning and design.
    
         Recent work has focused on the variability of soil hydraulic conductivity
    in the field (Mason et al., 1957; Nielsen et al., 1973-, Baker and Bouma, 1976b).
    Current work by Baker (1976a) has dealt with variability of K in nine soil
    series, the morphology of which range from single-grained structured sands
    to heavy clay loam soils having well-developed structure.  The results of
    this study will be summarized briefly here.
    
         Soils studied and site selection—The variability of K of nine soil
    series in Wisconsin were studied.  These soils were selected to span a wide
    range of textural, structural and hydraulic properties.  They were the Batavia
    Boone, Hochheim, Magnor, Morley, Ontonogon, Piano, Plainfield and Withee series,
    as described by the National Cooperative Soil Survey.  Textural and structural
    information for each series is summarized in Table B-4-.  The soil horizons in
    which conductivity was measured are also listed there.  Generally, the hori-
    zon with lowest permeability was selected for measurement since these layers
    represent the limiting conditions for wastewater flow.
    
         The genesis of these soils is of interest since the nature and subse-
    quent environmental adaptations of the initial material strongly influence
    some morphological properties of the soil (Boul et al., 1973).  The sum of
    these morphological properties is used to classify soils into groups and
    series and some of the physical characteristics of soils are expressions of
    these morphological properties.  Detailed morphology of these soils can be
    found in soil profile descriptions published by the National Cooperative Soil
    Survey.  The Plainfield series developed largely in glacial outwash in central
    Wisconsin.  Although it does not offer limitations to on-site waste disposal
    due to permeability, it has been included in this study as a landmark soil.
    The Boone series was formed in residual sand deposits eroded from Cambrian
    sandstones in the hilly driftless area of Wisconsin.  The Magnor and Hochheim
    soils formed in loamy glacial till covered by a thin loess cap.  Both soils
    present waste disposal problems, especially the Hochheim which has weak struc-
    tural integrity.  The Batavia and Piano series developed in deep (1 to 2 meter
    

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    -------
    thick) loess deposits overlying glacial till.  The Batavia formed under forest
    vegetation generally and the Piano under prairie.  The Morley series formed in
    loess and fine, calcareous glacial till in southeast Wisconsin.  Long wet
    periods during the spring and early summer limit wastewater disposal in this
    soil.  The Withee series chiefly developed from lacustrine sediments left by
    glacial Lake Wisconsin.  Finally, the Ontonogon was formed from lacustrine
    deposits on the shore of Lake Superior.  This last soil series is grouped as one
    of the notorious "red clays" that have prevented development of large areas of
    land in some northern counties of Wisconsin because of their low permeability.
    
         Detailed soil maps in published soil survey reports (National Cooperative
    Soil Survey), showing mapping units as small as 0.8 ha (2 acres) in area,
    were used to select experimental sites in 13 counties of Wisconsin.  Once a
    mapping unit was selected, sites within that unit were determined by a random
    number-grid scheme.  This eliminated the natural bias to select sites away
    from the unit boundaries.  On a few occasions, it was necessary to work at
    sites near, but not exactly at, the selected point to achieve landowner
    cooperation.
    
         A morphological inspection of the soil was made at each prospective site
    to establish the accurate classification of the soil.  If the morphological
    characteristics were within the range of values assigned to that particular
    soil series according to criteria of the Cooperative Soil Survey, the site
    was accepted as an experimental location.  In this way, variation within soil
    series was measured, and not that within mapping units.
    
         Methods used—The crust test method, as described in this Appendix was
    used for field measurement of hydraulic conductivity.  It was selected because
    it can estimate K^ for saturated and unsaturated conditions, and it is accur-
    ate over the range of ^m where most moisture flow occurs.
    
         Weighted least-squares, non-linear regression aided in fitting curves to
    the K data.  Conductivity data were found to be generally log-normally distri-
    buted, as has been reported by Nielsen et al. (1973) and Mason et al. (1957).
    Therefore, log transformations were performed on the data.  Following the
    transformations, the mean log K(x^), standard deviations (SL) and coefficients
    of variation of log K were calculated for intervals of log ^m.  Variation was
    presented graphically as one standard deviation taken about the regression
    curve.  It can also be expressed as the coefficient of variation with some
    restrictions due to the log-transformations.
    
         When transforming back to linear data, the antilog of x^ is the geometric
    mean (G) of measured K (Snedecor and Cochran, 1967 ) .  The antilog of standard
    deviation of the logs (Antilog SL) then becomes a multiplier of G, such that
    the 16th and 84-th percentiles of the log normal distribution of K correspond
    to G/Antilog SL and GL  Antilog SL, respectively.
    
         Multivariate discriminant analysis (Discrim 1 program, Schlater and
    Learn, 1975) was used to compare soil series on the basis of their distribu-
    tions of \J>m and K about their center of mass.  This helped determine which
    data sets could be validly compared using this statistical technique.  The
                                        B-56
    

    -------
    results of  the  analysis  as  well as visual inspection of the curves were used
    to arrange  the  soil  series  into groups of similar K characteristics.  Eisenbeis
    and Avery (1972)  offer a thorough description of multivariate analysis and its
    limitations.
    
         Variation  within  soil  series—The log of the hydraulic conductivity data
    gathered for  the  Piano series  is presented in Figure B-30.  Each point repre-
    sents a (log  fym,  log K)  pair resulting from steady-state flow through an arti-
    ficial crust.
                                             PLANO SERIES
                             O
                             O
                             D
                             Q
    
                             O
                             O
                             3
                             X
                             Q
                             O
                             O
                              -1.0
                                -1.0      0.0      1.0      2.0
                                  LOG SOIL MOISTURE TENSION
                                         (cm water)
         Figure B-30.
    Hydraulic conductivity as a function  of  soil
    moisture tension for the Piano series (Baker,  1976a).
         To describe the relationship between  K and  moisture  potential, it was
    necessary to fit a line to the data set.   Linear regression yielded a good fit
    on log transformed data as shown in Figure B-30.   The  interval enclosed by one
    standard deviation is also presented.   The mathematical model that best des-
    cribed this relationship was in the form of a power  function.
                                        B-57
    

    -------
                                               PI
                                       ) = c \ii
                                      m       m
    
    where K = the hydraulic conductivity at potential ij; ,
    
          c = a constant, such that log c = log K    - p, ,
                                                 S3.TI    -L
    
         ty  - an absolute value of soil moisture potential,
    
         P-, = a power whose value is negative.
    
    If the logs of both sides are taken the equation becomes log K(^m) = log c +
    b]_ log ip  or y = c1 + p^ x, where p]_ is the slope of the line and c' is the y
    intercept of the line at log ^m = 0.0.  Because the transformed data can be
    described by a simple line many standard mathematical procedures can be applied
    to the data, such as the construction of prediction intervals (Baker and Bouma,
    1976b).
    
         This function provides satisfactory fits for the data of four other soil
    series:  Hochheim, Magnor, Ontonogon and Withee (Figures B-31, B-32, B-33 and
    B-34, respectively).  The values of parameters c and p-j_ are indicated in the
    figures.  The variation about the regression line is not greatly different
    among the series, as indicated.  For these series variation was fairly large.
    All five of these soils were well-aggregated except the Hochheim, which has a
    weak blocky structure.  The morphological properties of the soils can be compared
    in Table B-4.
    
         Other soil series could not be satisfactorily described by the above
    power equation, because they were non-linear.  Among these was the Boone sand,
    the log- trans formed data of which is shown in Figure B-35.  The indicated
    curve can be described by adding an exponential term to the power equation.
    
    
                                = c   1
                                  c v
                                           A       ,      p2
                                           Antilog(i[i /T\>  Y ^
    
    where K(ijj  ), c» ty  and p  are as described for the previous equation,
    
          K    = the mean saturated K of the soil,
           sat
          ty    - a critical tension, being the potential at which
           m     Kty ) = 0.1 K    .
                   rc         sat
          p    = a power whose magnitude correlates roughly with the
                 homogeneity of pore sizes contributing to flow for
                 this range of moisture potentials (p  > 1.0).
                                        B-58
    

    -------
                                 3.0
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                               0
                               O
                               O
                               O 0.0
                               _i
    
                               IT
                               a
                               i
                                 -1.0
                               (3
                               O
                                              HOCHHEIM SERIES
                                  -1.0      0.0      1.0      2.0
                                    LOG SOIL MOISTURE TENSION
                                           (cm water)
    Figure  B-31.   Hydraulic  conductivity as a function of  soil moisture tension
                    for the Hochheim series (Baker,  1976a).
                                 3.0
                               I
                                 2.0
                                 1.0
                               O 0.0
                              I
                                -1.0
                                  -1.0
                                               MAGNOR SERIES
                                          0.0
                                                 1.0
                                   LOG SOIL MOISTURE TENSION
                                           (cm water)
    Figure  B-32.
    Hydraulic conductivity as  a function of soil  moisture  tension
    for the  Magnor  series (Baker, 1976a).
                                            B-59
    

    -------
                              3.0
                           •o
    
                            E 2.0
                           O 1.0
    
                           o
    
                           o
                           o
    
                           O 0.0
    
                           3
    
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                           o
    
                           I -1.0
    
                           o
                           o
                                           ONTONOGON SERIES
    Figure  B-33.
                -1.0       0.0      1.0      2.0
    
    
                  LOG SOIL MOISTURE TENSION
    
                          (cm water)
    
    
    
    Hydraulic conductivity as a function of soil moisture  tension
    
    for the  Ontonogon  series (Baker,  1976a).
                               3.0
                            £  2.0
                            o
                            O
                            o
                            o
                            O  0.0
                            cr
                            o
                               -1.0
                            o
                            o
                                             WITHEE SERIES
                                -1TT
                          0.0
                                  1.0
    2.0
    Figure  B-34.
                   LOG SOIL MOISTURE TENSION
    
                           (cm water)
    
    
    Hydraulic conductivity as a function of soil moisture  tension
    
    for the  Withee series (Baker,  1976a).
                                           B-60
    

    -------
                              3.0
                            E 2.0
                            o
                            O 1.0
                            3
                            O 0.0
    
                            D
    
                            >
                            * -1.0
                                            BOONE SERIES
                               -1.0
                                        0.0
                                                1.0
                                 LOG SOIL MOISTURE TENSION
                                        (cm water)
    Figure B-35.
                  Hydraulic conductivity as a function of soil moisture tension
                  of the Boone series (Baker, 1976a).
         In the above equation, G^m ) is the tension which  occurs  when K equals
    one tenth of the value of l^at 5 because this relationship  is  inherent in the
    behavior of an exponential.  It corresponds with  x  = 1.0 on the abscissa of a
    unit exponential graph (see Figure B-30 to B-38).   As  such, ipm  is simply a
    scaling factor, which can be visually approximated  from the untrans formed
    data set.  Good fits can be made using whole numbers for ^m .
    
         Several expressions have been suggested (Raats and Gardner,  1971) which
    almost fit the Boone data and similar series.  These expressions  generally
    do not describe the data well for the potential range  of 15 to  100 cm water,
    except in coarse materials.  For prediction of a  soil's response  to specific
    wastewater management, K data must be accurately  described in this range
    (Bouma, 1975; Baker and Bouma, 1976a).  The above equation has  proven somewhat
    more useful for this purpose.
    
         Three other soil series (besides the Boone)  which were well  described by
    the above equation were the Plainfield, Morley and  Batavia.  Their log-
    transformed data sets and regressed curves are found in Figures B-36, B-37 and
    B-38, respectively.  In each figure the equation  for the curve  is given.
                                        B-61
    

    -------
                                 3.0
                                 2.0
                                 1.0
                                 0.0
                                -1.0
                                              PLAINFIELD SERIES
                                 -1.0      0.0      1.0      2.0
    
    
                                   LOG SOIL MOISTURE TENSION
    
                                          (cm witw)
    Figure  B-36.
    Hydraulic conductivity as  a function of soil  moisture  tension
    
    of the  Plainfield series  (Baker, 1976a).
                                 3.0
                               §,0
                               0
    
                               o
                               O
    
    
                               § 0.0
    
    
                               tc.
                               a
                                -1.0
                               o
                               o
                                               MORLEY SERIES
                                  -1 0
                                          0.0
                                                 1.0
                                                        2.0
                                    LOQ SOIL MOISTURE TENSION
    
                                           (cm water)
    Figure  B-37.
    Hydraulic conductivity as  a function of soil  moisture  tension
    
    of the  Morley series (Baker, 1976a).
    
    
                            B-62
    

    -------
                             3.0
                              2.0
                              1.0
                              0.0
                             -1.0
                                            BATAVIA SERIES
    Figure B-38.
                -1.0      0.0      1.0      235
                  LOG SOIL MOISTURE TENSION
                         (cm water)
    
    Hydraulic conductivity as a function of soil moisture tension
    of the Batavia series (Baker, 1976a).
         The amount of variation of the  data  about  the  regression curve is large
    in several of the soil series.  The  Plainfield  series,  for example, includes
    some rather large deviations from the  curve.  Calculation  of logarithmic means
    (x), standard deviations  (Si) and geometric means G and other statistics
    (Rogowski, 1972) are presented in Table B-5.
    
         Because variations within some  soil  series  are rather large,  accurate
    prediction of expected conductivity  values may  not  be feasible.  Ninety-five
    percent prediction intervals constructed  for  the Piano  and Batavia series
    (Baker and Bouma, 1976b)  enclose K values that  differ by nearly  an order of
    magnitude.  However, knowledge of the  variability of K  for a given series does
    permit, to a certain extent, estimation of the  minimum  expected  value for a
    particular moisture potential for a  desired confidence  level.  Siting of a soil
    absorption field is one use that would benefit  by this  information.
    
         Not all soil series  were as variable as  the Plainfield series.  The
    Hochheim series exhibits  considerably  lower variation about the  regression
    curve.  This would allow  more accurate estimation of the range of  values of K
    for a given moisture potential.
    
         Variation between soil series—Multivariate discriminant  analysis was
    used to help determine which of the  soil  series  could be compared  to one
                                         B-63
    

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    B-65
    

    -------
    another.  This was accomplished by simultaneous tests of the similarity  of
    distribution centers of mass and of the similarity of distribution variances
    (dispersions) about that center.  This would in theory indicate which  series
    can be placed together into groups of similar hydraulic conductivity properties.
    However, in practice, these results must be considered only estimates, because
    in real situations data sets rarely meet the statistical characteristics required
    for the test to operate correctly (Pavlik and Hole, 1977; Eisenbeis and  Avery,
    1972).
    
         The Morley, Batavia and Piano series exhibited very similar hydraulic
    properties and could be grouped together.  Figure B-39 illustrates their regres-
    sion curves.  Visually and statistically these series are very closely related.
    A comparison of the general morphological information (i.e., textural  and
    structural data) for each of these series also show minor differences.   These
    series coalesce to form a common conductivity group, that will be temporarily
    labeled here the "Batavia" group.
                        I
                        o
                        O
                        g
                        O
                          3.0
                          2.0
                          0.0
                          -1.0
                                      I
                                              I
                                                       I
                            -10       0.0       1.0       2.0
                                LOG SOIL MOISTURE POTENTIAL
                                       (cm water)
    Figure B-39.
    Hydraulic conductivity as a function of soil moisture tension
    for three soil series in a common conductivity group (Baker,
    1976a).
                                        B-66
    

    -------
         Another conductivity group is formed by the Magnor and Ontonogon series.
    These regression curves are presented in Figure B-40 for visual inspection.
    Morphological properties are similar.  This conductivity group will be tempor-
    arily named the "Magnor" group.
    
         The data sets for the four remaining soil series, Plainfield, Boone,
    Hochheim and Withee, were distinct and could not be placed together into
    conductivity gmoups.  Comparison of their regression curves in Figure B-41
    supports this conclusion.
    
         In Figure B-W., the regression curves for distinct conductivity data
    sets are shown.  Only one curve is shown for each of the two above discussed
    conductivity groups, the Batavia and the Magnor, for their respective groups.
    It can be seen that the various curves are easily distinguishable.  As
    saturated conditions are approached great disparities become apparent.  In
    this range of soil moisture potentials, soil macropores appear to dominate
    moisture flow.  These include structural cracks and biopores such as root and
    worm channels.  As the soil becomes drier, K decreases markedly, as the
    effects of the larger pores decrease.  This transition occurs gradually until
    at a potential of about 30 cm, most of the curves flatten and appear to
    approach some low K value asymptotically.  In this region of the graph,
    several of the curves are very similar, becoming indistinguishable from one
    another.  This suggests that exact classification of soil series for this
    range of soil moisture conditions may not be necessary, since K values
    differ little among series.
    
         Effective planning and management for many land uses require the accur-
    ate prediction of expected hydraulic conductivity values at a given site.  One
    way to provide this information is through the construction of prediction
    intervals to include the expected value of K at any future site.  Figure B-42
    is such a prediction interval for the Piano series at the 95 percent confidence
    level.  The range of values enclosed in an interval of such high statistical
    assurance is relatively large.  However, planning and management of a soil
    use such as liquid waste disposal requires prediction of the minimum expected
    K at a site, not the range of expected values (Baker, 1976b).  Therefore, the
    lower prediction limit (line 2 in Figure B-42) can be used to project whether
    the required conductivity can be expected for a given soil series and
    value.
    
         Summary and conclusions—Hydraulic conductivity data sets for nine soil
    series exhibited relatively high variability.  An empirical function was re-
    gressed through each data set achieving good fits in all cases.  Multivariate
    discriminant analysis was used to help determine which soil series had similar
    hydraulic properties and could therefore be grouped together.  Five of the
    soil series could be formed into two conductivity groups.
                                        B-67
    

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                              3.0
                            f
                              2.0
                              1.0
                            u
                            u
                              0.0
                            (9
                            o'-I.O
                                       i
                                                      l
                               -1.0     00      1.0      2.0
                                LOG SOIL  MOISTURE POTENTIAL
                                        (cm water )
    Figure  B-40.
    Hydraulic conductivity as a  function of soil moisture tension
    for two series  in a common conductivity group  (Baker, 1976a).
                                3.0
                                2.0
                                1.0
                                0.0
                                -1.0
                                 -1.0     0.0     1.0     2.0
                                     LOG SOIL MOISTURE POTENTIAL
                                           (cm water)
    Figure B-41.
    Hydraulic conductivity  as a function of soil  moisture  tension
    for soil series of dissimilar conductivity  (Baker, 1976a).
                             B-68
    

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                            3.0
                         I
                         £  2.0
                         u
                         O  1-0
                         Q
                         O
                         O
                         o  o.o
                         >
                           -1.0
                         o
                         o
                 \
    Figure B-42.
              -1.0       OTOTO       2LO
                 LOG SOIL MOISTURE TENSION
                         (cm water)
    
    Hydraulic conductivity as a function of soil moisture tension
    with 95 percent prediction limits (Baker, 1976a).
    Other Factors
    
    Depth of Soil to the Water Table or Bedrock—
    
         Adequate purification of effluent may take as much as three feet of
    unsaturated soil.  This distance has been shown to remove all constituents
    except NO -N if loading rates are not too high and short circuiting is avoided
    (see Appendix C).  Not only does soil saturation limit the purification capa-
    bility, it may also reduce the hydraulic potential difference.  Also, under
    these conditions a more intense clogging layer may form restricting flow even
    more.
    
         Bedrock may affect flow in two extreme ways.  Non-porous bedrocks such as
    granites or shales may stop flow, causing the water to either flow laterally
    or back up.  Creviced bedrock, such as that found in limestone formations may
    allow wastewaters to pass very rapidly through the cracks to the groundwater
    with little or no treatment.  Septic tank soil absorption systems in Door
    County Wisconsin, once believed to be working very well, have been found to be
                                        B-69
    

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    the cause of considerable groundwater contamination because of the shallow
    creviced limestone (Water Resources Management Workshop,  1973).
    
         Water table-—Whether the water table is real or perched,  the zone of
    saturation may be determined by direct measurement, or it can  be estimated
    based on soil morphology.  Zones of saturation can be determined by direct
    observation of wells, but the observations must be made during the wettest
    period of a normal, or wetter than normal, year.
    
         Holes prepared with an auger or drill mounted on a truck  should be cased
    with tubing.  PVC tubing and electrical conduit have been used as casing.
    Holes should be made in the casing so that water can move easily in and out but
    other material cannot enter.  The holes should only be located in the horizon
    of interest.  After placing the casing in the hole, gravel may be placed
    around the casing to the height of the perforations to keep the soil on the
    sides of the hole in place.  Bentonite cement above the gravel will keep
    surface water from running into the hole.  When the zone saturates, water will
    run into the hole to a height equal to the head pressure of the layer.  Mea-
    surements may be taken with a small rod or a weight on a string placed in the
    hole.
    
         Proper groundwater interpretation of a site requires that wells be placed
    at various depths depending on the morphology of the soil.  In a uniform
    coarse textured soil the groundwater of concern would be continuous from the
    top of the zone of saturation downward.  A well placed within  the zone of
    saturation would reflect the height of the groundwater.  If a  horizon of slow
    permeability exists, a zone of saturation may occur above it but not neces-
    sarily below it.  To detect this "perched" water table, a well should be
    placed only as deep as the top of the less permeable horizon.   If the well
    is placed below the horizon, water may not enter the well or it may enter
    from above the restricting layer and exit below.  Because direct monitoring
    of saturation is time consuming and weather dependent, interpretation of
    soil morphology is often used to estimate seasonal soil saturation.
    
         Soil minerals, organic matter, and compounds of iron and  manganese
    contribute to soil color.  If these materials are uniformly mixed, the soil
    will have a uniform color.  Colors are not uniform in many soils, but are
    mottled in patches of reds, oranges, browns and grays.  Soil mottles are
    defined as "spots of color" (Soil Survey Staff, 1951) or "spots of contrasting
    color" (Soil Survey Staff, 1975) and may result from segregation of soil
    components by transport and precipitation during periods of changing moisture
    conditions.  Soil mottling or lack of mottling can usually be  used as an indi-
    cation of the soil moisture conditions throughout the year.  Drainage classes
    (Soil Survey Staff, 1951) and soil moisture regimes (Soil Survey Staff, 1975)
    are defined using soil mottling and offer ways to classify moisture conditions.
    
         Mottles form during soil saturation because of the chemical environment
    that develops.  When soils are saturated or nearly saturated,  dissolved oxygen
    in the soil solution can be removed by microorganisms if the conditions are
    right.  As 0  is removed, reducing conditions develop, and forms of Fe and Mn
    become more soluble.  Spots produced where Fe and Mn have been reduced or re-
                                        B-70
    

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    moved are gray and are generally referred to as mottles of chroma 2 or less
    (Soil Survey Staff, 1975).
    
         The more soluble reduced forms of Fe and Mn are free to go with moving
    water until points are reached where oxidizing conditions exist.  At this
    point less soluble Fe and Mn compounds form.  Just where they form in the
    soil will depend on the configuration of the soil system.  In the field,
    oxidized forms of Fe appear red and those of Mn black.  The oxidized Fe and Mn
    compounds are stable and will persist in the soil even when the soil is dry.
    
         Occurrence of low chroma mottling (chroma < 2) can be used in most cases
    to predict the existence of significant periods of saturation.  Correlation of
    duration of annual periods of saturation with morphological characteristics
    and low chroma mottles have been made (Daniels and Gamble, 1971; Simonson and
    Boersma, 1972; Veneman et al., 1976) but just how long it takes to form
    mottles is not known (Soil Survey Staff, 1975).  Laboratory experiments
    have shown that gleying (Daniels et al., 1973) and mottling (Vepraskas and
    Bouma, 1976) can develop in very short time periods under proper conditions.
    It is of primary importance to determine the degree and duration of saturation
    required to produce and maintain a given morphological expression of soil
    mottling so that this can be interpreted in terms of estimates of degree and
    duration of saturation.
    
         Though soil morphological characteristics, particularly soil mottling,
    have been used successfully in many cases to estimate annual soil moisture
    conditions (especially periods of saturation) there are times when it has
    not worked.  Errors can result because of a soil chemical environment not con-
    ducive to generation of mottles or because mottles formed by a genetic pro-
    cess not associated with the present moisture regime.  Studies have shown that
    correlations of the extent of saturation with mottling can be good (Daniels
    et al., 1971; Simonson and Boersma, 1972), and that detailed morphological
    description of mottles can be used to define soil moisture conditions more
    precisely (Veneman et al., 1976; Vepraskas et al., 1974).
    
         In Wisconsin, detailed studies of soil moisture and mottling have been
    made around Madison.  In these studies three broad categories of moisture
    regimes and associated morphological features were distinguished (Veneman
    et al., 1976).
    
         Category 1:  These horizons were saturated for only short periods
    of time and generally less than one day.  Mottles with chromas of two or
    less (grayish) did not occur.  Processes of reduction in this horizon were
    strong enough to reduce Mn and form ped mangans (ped coatings high in Mn)
    and Mn nodules.
    
         Category 2:  These soil horizons show saturation for periods of several
    days at a time.  They are nearly saturated for several days at a time
    with only the largest pores drained.  Mottling dominated by chromas
    of two inside peds and iron cutans (ped coatings high in iron called
    neoferrans or ferrans) along larger pores with a few manganese mottles
                                        3-71
    

    -------
    is associated with this moisture condition.   A drier but similar condi-
    tion was discussed on a different soil (Vepraskas et al., 197U).
    
         Category 3:  The horizons in Category 3 were saturated for a
    period of several months.  All soil pores would be water-filled.  Mottling
    dominated by low chromas of one (gray) inside peds, ped and channels neo-
    albans and virtual lack of manganese mottles are present when saturation
    occurs for several months.  "Neoalbans" was  suggested as a name for the
    gleyed zone around soil pores produced as water entering a ped carried
    the surface iron away.
    
         Though detailed morphological descriptions may be helpful to distinguish
    detailed moisture conditions, they have not  been used in routine on-site
    evaluation.  Instead soils with mottling have been considered saturated or
    nearly saturated, and, if at a shallow depth, the site deemed unsuited.
    Though direct groundwater observation may be the best method of establishing
    zones of saturation, interpretation of soil  mottling is usually adequate.
    
         Bedrock—Determining the depth to bedrock in many cases is very easy
    but in others the weathering process has resulted in a zone of questionable
    character.  The rock can become very soft or break down into gravel sized or
    smaller pieces.
    
         The soil conservation service defines lithic and paralithic contacts for
    distinguishing bedrock based on crack spacing, hardness and slaking character
    (Soil Survey Staff, 1975).  Health codes have used the criteria of percent
    hardrock and the ability to excavate with ordinary construction equipment.
    
         Determining the percent hardrock may depend on what is considered hard.
    This has not been well-defined.  In many cases the hardrock may be distin-
    guishable, but the percentage difficult to determine.  A piece of wire mesh
    placed over the profile face may be used to more accurately determine the
    percent by counting the wire intersections that occur over hardrock.  This
    has been used successfully in areas of creviced limestone bedrock.
    
         Excavation with ordinary construction equipment will indicate the
    possibility of installation of a subsurface system and may indicate hardness
    of the material.  Soil material containing considerable rock and some wea-
    thered bedrocks may be excavated but may be unsuited for a soil absorption
    bed.  Consideration of the soil material should be used as a deciding
    criteria.
    
    Slope—
    
         There is concern that effluent may surface downslope from a soil
    absorption system.  This may occur if a flow restricting subsurface horizon
    is present and the effluent passes above it to a seep area.  In the absence
    of a restricting horizon, flow is dominantly downward and should not create a
    problem (Bouma, 1977).  Steep slopes may place severe restrictions on the use
    of equipment for construction.
                                        B-72
    

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         Land slope can be expressed and determined in many ways.  Slopes have
    been expressed as:
    
         1.  Percent of Grade - The feet in vertical rise or fall in 100
             feet of horizontal distance.
    
         2.  Slope - The ratio of vertical rise or fall to horizontal
             distance.
    
         3.  Degrees and Minutes - The angle of slope measured horizontal.
    
         4.  Topographic Arc - The feet of vertical rise or fall in 66
             feet of horizontal distance.
    
         Land slopes are usually determined by measuring the slope of a line
    parallel to the ground with an Abney Level at some fixed height.  The value
    of the slope as percent or in degrees is read directly from te he instrument.
    A hand level may be used on a horizontal line of site.  If a survey of the
    area is being made slopes may be determined from this information.
    
    Landscape Position—
    
         The location in the landscape such as at the shoulder (see Figure B-4), or
    on the backslope or footslope influences the surface as well as subsurface
    water (the landscape itself may be controlled by bedrock and thus certain
    positions should be avoided).  The shoulder of a slope is the best drained.
    This is generally a convex slope.  The backslope generally has surface water
    running over it, but it generally continues on downslope.  Depending on the
    underlying stratigraphy at some places on the backslope, a groundwater seep
    may be found.  These spots can usually be seen as depressions on the slope.
    
         The foot of the slope is where the water running off the backslope slows
    down.  Generally these areas are wetter than other segments of the slope.
    These regions are concave in nature.  Floodplains or bottoms also have exces-
    sive surface water.  Though any of these areas may prove to be suitable for
    some type of on-site waste disposal, certain landscape positions are generally
    better than others.
    
         Position in the landscape can be determined visually or from a detailed
    survey. aFactors that could be considered to give some indication of the
    surface and soil water conditions should be recorded.  These might include
    the position, as illustrated in Figure B-43, and the shape of the landscape
    element such as concave or convex.
    
    Management History—
    
         Man uses the soil for many other purposes besides on-site waste treat-
    ment.  Some of these activities do not alter the properties of the natural
    soil appreciably, while others do.  Heavy machinery or repeated trips over an
    area with light machinery can compact the soil, increasing its bulk density
    and decreasing its permeability.
                                        B-73
    

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                                           Divide
          B
           Al-olluvium
      u-summit
    Sh- shoulder
    Bs- backslope
    Fs - footslope
    Ts • toeslope
    Figure B-43.   Terminology of hillslopes according to Ruhe  (1969).
    
    
         Cutting  and filling is frequently done to change the  nature of a land-
    scape.  This  operation leaves an area with subsurface material exposed, which
    might be quite different from what  was once at the surface,  and a filled area
    of mixed material.  The properties  of the fill, particularly in fine-textured
    materials,  will be different than before it was moved and  will change with
    time.
    
         Past use of an area is sometimes difficult to determine.  Factors noted
    during a site evaluation that might indicate that the site has been signifi-
    cantly altered include the lack of  surface soil horizons,  sharp unnatural
    changes in slope, soil material that appears to be a mixture of different
    soil horizons or has artifacts mixed in with the material  and layers that
    appear compressed or compacted.  Before testing, it should be determined if
    the material  has stabilized and properties will not change further with time.
    Also, it should be established if the material is uniform.  If these factors
    are positive, normal site evaluation procedures can be performed.
                                      B-74
    

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    DETERMINATION OF SITE SUITABILITY BASED ON SOIL INFORMATION
    
         Consideration of methods to utilize soil variability information for
    predicting, with a certain probability, whether the hydraulic conductivity
    at a given site will allow a liquid waste disposal system to operate
    properly is necessary.  Three possibilities have been discussed previously
    (Bouma, 1974; Baker and Bouma, 1976a), and will be summarized briefly here.
    
         The first of these is direct on-site testing of permeability at any new
    site.  This is already required in many health codes (USPHS, 1967) as a means
    of evaluating a site.  Use of the crust test would yield a K curve for the
    soil.  Sizing of the seepage system would then be based on the expected load-
    ing rate and on the capacity of the soil to accept liquid.  The latter char-
    acteristic can be determined from observed tension corresponding to a steady-
    state flow rate that occurs once a stable clogging layer is established.
    Thus, this steady state conductivity can be found from the K curve.   The
    soil moisture tension under the bed can be measured and the value of the
    conductivity extrapolated to other sites in similar soils.
    
         A second possibility would require a knowledge of the mean conductivity
    characteristic of soils at the soil series level and information on the
    variability of K.  To use these data, on-site determinations in specific soil
    series would be necessary, and the data for the series would be used for
    evaluation.  The third scheme would eliminate most on-site field determina-
    tions by the use of detailed soil maps already available in many areas from the
    Cooperative Soil Survey, U.S. Department of Agriculture.  All of these possi-
    bilities have exceptions, reverting the process back to the previous scheme.
    
         Figure B-4M- is a schematic breakdown of these systems of site evaluation,
    indicating the major steps in each process.  This figure is based on the
    application of the conventional septic tank-seepage field system.  It also
    assumes that other limiting conditions are screened out separately,  and that
    the conventional percolation test is the means of measuring permeability.   How-
    ever, the scheme is also valid for crust test data, and this aspect is most
    interesting.  Using more advanced techniques to measure K could increase the
    accuracy of any of these systems.  This could also allow quantitative deci-
    sions to be made such that alternate methods of disposal would be possible,
    and would allow a more accurate basis for sizing of the field (Baker, 1976b).
    The diagram is self-explanatory, but a few major points are stressed below.
    
    System I—
    
         System I is the decision-making process now used in Wisconsin and several
    other states.  Based on percolation test data, as well as other environmental
    factors, construction is either approved or denied.  Each site is tested
    separately.  If it does not meet requirements, the owner cannot construct
    a conventional system.  If it passes, the field is sized according to perco-
    lation test data following empirical procedures which do not consider soil
    permeability alone (USPHS, 1967).  Use of the crust test would greatly
    improve the sizing procedure.
                                         B-75
    

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      ON - SITE TESTING
    
            I
                             USE OF SOIL CLASSIFICATION
                                                               USE  OF  SOIL MAPS
                       m
       DETAILED ON - SITE
       TESTING: SOIL BORINGS
    
       AND PERCOLATION TESTS
                 USE OF RELEVANT
    
                    SOIL MAP
                                                             NAME OF MAPPING UNIT
    
                                                             IN WHICH SITE OCCURS
                                  DETERMINE  SOIL TYPE
                                    AT NEW SITE
                                                                     MAF
               ASSUME SOIL AT SITE
    
               HAS SAME NAME
    
               (CLASSIFICATION)
    CONSIDER DATA
    OBTAINED FOR
    IDENTICAL SOILS
    ELSEWHERE
    ^
    4
    ASSUMPTION
    CORRECT
    
    
    *
    ASSUMPTION
    INCORRECT
    I
    
    DETERMINE SOIL TYPE
    THAT OCCURS
    
    SUITABLE
    SOIL TYPE IS
    PHYSICALLY
    HOMOGENEOUS
    
    
    
    
    1
    *
    
    ^SUITABLE
    
    SOIL TYPE IS
    PHYSICALLY
    NOT HOMOGENEOUS
    
    1
    GO TO I
    
                                   STOP OR 11
               | CONSTRUCTION
    * RESEARCH  NEEDED
    Figure B-»m.   Measurement of soil hydraulic conductivity  and  site  selection.
    
    System II—
    
         In System II,  based on accurate measurements from the  crust test or other
    methods, the hydraulic conductivity characteristics of major  soil  groupings
    are determined including variability data.  This could follow much the same
    procedure as was  described for the variability experiments  presented by
    Baker (1976a).  Some  soil series would coalesce into conductivity  groupings
    whose mean characteristics would be similar, so the number  of these divisions
    would not be too  large.   A field determination as to which  soil series occurs
    at the site would then lead to a realistic estimate of the  conductivity char-
    acteristics of the  site  in question.   Sizing of the drainfield would proceed
    based on the minimum  expected hydraulic conductivity (after clogging).   The
    field percolation test could not be used effectively for this purpose.
    Figure B-45 illustrates  the range of possibilities that can arise  under this
    scheme.   If soil  series  at a given site has the K characteristic shown in
                                         B-76
    

    -------
          o
          o
                                       X
    
                                       o
                LOG SOIL TENSION
                       (a)
    *
    
    o
                                   IN
                                             O
                                             O
                                             LOG SOIL TENSION
                                                    (b)
                                                           bp
                 LOG SOIL TENSION
                        (c)
                                             LOG  SOIL TENSION
                                                    (d)
                          o
                          o
                          _J
    Figure B-45.
                          LOG  SOIL TENSION
                                  (e)
    
            Measurement of soil hydraulic conductivity and site selection
            for liquid waste disposal.
                                       B-7T
    

    -------
    (a), the soil is suitable because the lower limit for the prediction interval
    (P.I.) is above minimum K required at saturation and at the equilibrium ten-
    sion (bp) expected after clogging has occurred (Bouma, 1975; Bouma et al.,
    1975a).  In (a) the variability is high (large range between the limits for
    P.I.), while in (b) variability is low.  Both cases pass requirements because
    the required probability of successful operation is satisfied.  In the case
    of (c) the variability is high.  The lower limit (LL) of P.I. is below the
    minimum K at the predicted clogging tension, so the required level of con-
    fidence that the site will meet requirements does not exist.  On-site testing
    of K would then be required.  In (d) the P.I.   is below minimum K, even
    though variability is low (narrow prediction interval).  On-site testing
    would be required, but the odds of finding a suitable site are less because
    the probable range of values is almost entirely below the required minimum K
    In (e) the entire prediction interval is below the minimum K, and the site
    is rejected because of the high probability that it will not meet require-
    ments.  There is the outside chance that a given parcel of land might, with
    on-site testing, yield a usable site, but these odds are low.
    
         In such a scheme, a great deal of information is required to establish
    the hydraulic conductivity characteristics of the possible soil series or
    groupings.  In areas of highly variable soil groupings it might be more
    practical to simply perform on-site tests and not use this system.
    
    System III--
    
         System III is an extension of System II.  Here soil maps are used for
    identification of the soil series or grouping at a given site.  For this
    purpose, it is important to know the amount of mapping error involved.  In
    some areas mapping is more difficult than in others, leading to differing map
    reliabilities.  In cases where experience has shown the map is very reliable,
    a decision is based directly on the data for that series, eliminating the
    need for an on-site visit.  This site is then evaluated according to the
    advanced stages of System II.  Mapping reliability could be too low to allow
    this procedure, and an on-site identification of soil series would then be
    needed.  It should be noted that the mapping reliability and the level of K
    probability for a site will compound.  For certain soils this scheme can be
    very useful.  In the central sand plains of Wisconsin, for example, the
    Plainfield series can be mapped with very high reliability, and its range of
    conductivities is almost always above the minimum K required.  In this case,
    use of the soil map can save a great deal of time in site selection.  Scheme
    III then relies not only on soil mapping, but also on determination of K data
    and variability of the soils involved.
    
    Summary—
    
         Soil suitability can be determined in a more quantitative and systematic
    way than described here (Baker, 1976a).  To do this, soil permeability and
    wastewater system performance must be known, so that they can be treated
    as probability terms.  Since this information is only available for very
    limited circumstances, the implementation of such a decision-making scheme is
    not possible at this time.  However, the potential improvement in accuracy
    of prediction is well worth pursuing.
    
                                        B-78
    

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                                       PART II
    
                          WASTEWATER SOIL ABSORPTION SYSTEMS
    
          On-site subsurface soil disposal of septic tank effluent is the most
    common means of domestic liquid waste treatment in unsewered areas.  In
    19TO, approximately 16.6 million housing units or approximately 25 percent of
    all housing units in the United States disposed of their wastewaters via
    septic tank-soil absorption systems (Cooper and Rezek, 1977).  The use of
    these systems is growing at a rate of about one-half million new systems per
    year (Patterson, Minear and Nedved, 1971).  This rate is increasing due to
    an emerging trend of population movement to rural areas (Beale and Fuguitt,
    1975).  Because of poor design, construction or maintenance practices, however,
    a large percentage of these sytems are failing to provide adequate treatment
    and disposal of the wastewater.
    
          Failure usually manifests itself by seepage of septic tank effluent
    over the ground surface or by sewage back-ups in the household plumbing due
    to a severely clogged soil absorption field.  Since the system is usually
    near the dwelling, the poorly treated waste can become a nuisance, as well as
    a health hazard.  A more serious type of failure, however, occurs when there
    is insufficient or unsuitable soil below the absorption field to properly
    purify the wastewater before it reaches the groundwater.  Contamination of
    nearby wells by bacteria, viruses and chemical pollutants can result.  This
    type of failure can go unnoticed until illnesses or epidemics occur.
    
          Increased emphasis on environmental quality and public health calls
    for satisfactory treatment and disposal of domestic liquid wastes for all
    homes in unsewered areas.  This concern is expressed by regulatory codes which
    limit the use of on-site disposal systems to soils which are often arbitrarily
    defined as being "suitable" for the conventional septic tank system.  Because
    the pressure for development of unsewered areas is great, these codes are
    difficult to enforce since it is estimated that only about 32% of the total
    land area of the United States meet these accepted soil criteria (Wenk, 1971).
    However, recent advances in soil physics, soil chemistry, microbiology and
    engineering are leading to improvements in the conventional design as well as
    alternative designs of on-site systems which overcome the limitations imposed
    by many "unsuitable" soils.
    
    MAINTAINING THE INFILTRATIVE CAPACITY OF THE SOIL
    
    Soil Clogging
          Proper performance of an on-site wastewater system utilizing soil ab-
    sorption for ultimate disposal of the liquid depends upon the ability of the
    soil to completely absorb and purify all the wastewater produced.  Initially,
    
    
                                         B-79
    

    -------
    the soil may have a high infiltration rate and is able to absorb a greater
    quantity of liquid than applied.  However, with continued application of
    wastewater, a clogging mat usually develops at the infiltrative surface.
    This creates a barrier to flow, restricting the rate of infiltration.
    Clogging, per se, is not synonomous with failure because flow through the
    mat will continue, albeit at a reduced rate.  In fact, some clogging is bene-
    ficial to enhance purification.  Therefore, proper design requires that the
    wastewater loading never be allowed to exceed the infiltration rate of the
    clogged soil or that the extent of clogging be controlled to maintain the
    desired infiltration rate.
    
          Soil clogging is a complex phenomenon that is the result of many mecha-
    nisms, often acting simultaneously.  They can usually be grouped into physical,
    chemical and biological processes.  Not all mechanisms are equally significant,
    however.  In their review of the literature, McGauhey and Krone (196?) con-
    cluded that biological agents and their activities are the most important
    cause of soil clogging.  This contention is supported by several investigators.
    Allison (19^7) experimented with sterile and unsterile loam and sandy loam
    soil columns, ponded with sterile and non-sterile water.  Only the sterile
    columns ponded with the sterile water did not show the characteristic decline
    in infiltrative capacity usually seen in continuously inundated soil.  Bac-
    terial populations in the soils from the various columns used provided further
    evidence that the clogging was caused by microbes.
    
          McCalla (19^5, 19^6, 1950) also did work on the effects of micro-
    organisms on the rate of percolation of water through soils.  In one study,
    three sets of columns containing a sand loam soil were prepared (McCalla,
    1950).  One set received distilled water only, another was covered with a
    cotton gin waste mulch before distilled water was applied, and the third had
    mercuric chloride added to the water to act as a disinfectant.  All were
    continuously ponded.  Dramatic decreases in rates of infiltration resulted
    in the control set and the set which received the mulch.  Only the mercuric
    chloride columns maintained infiltration rates near the initial rate, indi-
    cating that clogging is largely due to biological activity.  In another
    study, permeability increased when organic matter was first added to the
    soil, then wetted, incubated, and dried before water was applied (McCalla,
    19^5» 19^-6).  This increase was attributed to increased soil aggregation.
    Therefore, McCalla (1950) concluded that under conditions of prolonged sub-
    mergence, there appear to be two ways by which microorganisms may reduce
    water movement through the soil.  First, the microorganisms may produce gases
    or organic materials, such as slimes, that may interfere with water movement.
    Second, microorganisms may reduce water percolation by decomposing or changing
    agents responsible for stabilizing soil structure, resulting in pedal
    deterioration and loss of planar voids.
    
          Other investigators also precluded the possibility that microbial cells
    alone cause clogging.  Bendixen, et al. (1950) observed that under continuous
    inundation, clogging occurred only in the top few centimeters of the soil
    and not throughout the column.  Winneberger, et_ al. (i960) found that well-
    aerated water applied at the infiltrative surface of the soil did not prevent
    the development of an anaerobic soil system under continuous inundation.
    Since no bacteria were added through the water and no action was involved
    in concentrating microorganisms at the surface, the clogged layer which
                                           B-80
    

    -------
    developed must have resulted from anaerobic  activity on  organic matter
    originally in the soil.
    
          Jones and Taylor (1965) studied the effects  of intermittent dosing
    versus continuous ponding of septic tank effluent  on infiltration rates
    through sand in laboratory columns.  Loss of infiltrative  capacity occurred
    relatively soon in the columns continuously  ponded while the  columns in
    which aerobic conditions were maintained clogged much slower, occurring in three
    phases (See Figure B-U6).  The first phase was  attributed  to  physical blockage
    of the interstices of the sand by the accumulation of organic deposits
    because the rate of clogging was directly proportional to  the volume of efflu-
    ent percolated.  In the second phase, clogging proceeded at a  relatively slow
    rate, as evidenced by small changes in conductivity over a period of several
    weeks.  It was speculated that a quasi-equilibrium condition was attained
    where organic losses by decomposition were roughly  equivalent  to those added
    by the liquid waste.  In the third stage, clogging proceeded relatively
    rapidly, and the rate of infiltration stabilized near 0.5  to  1.0 percent of
    its original value.  Jones and Taylor concluded that the duration of the
    first and second phases were dependent upon the  application rate and the
    initial conductivity of the soil.   Once into the third stage, clogging
    rapid independent of the liquid loading or initial  conductivity.
                                  PONDED  15-25% TIME
                        EFFLUENT CONTINUOUSLY PONDED
    0   300  600      1200      1800      2400
                    CUMULATIVE  OUTFLOW, in
    3000
                                                                     3600
    4200
    Figure B-^6.   Typical curve showing the  effects of both physical and biological
                           clogging  (after Jones and Taylor, 1965).
    
    
          Jones and Taylor (1965)  also found that under continuous ponding, the
    second phase of clogging was either absent or of short duration.  Initially,
    the clogging rate was directly related to the volume of effluent absorbed.
                                         B-81
    

    -------
    Later, the rate approached a minimum value which depended on the initial
    conductivity of the sand.  It was concluded that the conditions of Phase II
    must be maintained by a proper loading rate and pattern, since excessive
    clogging is inevitable once conditions of continuous ponding are reached.
    
          Thomas, et_ al_. (1966) also observed the three phases of clogging in
    sand lysimeters dosed with septic tank effluent.  Once the third phase was
    reached, however, waste application was interrupted for a period of time.
    When loading was resumed, it was found that much of the infiltrative capacity
    was regained.  Upon analyses of the soil, the organic matter was the only
    probable clogging agent found to have declined.
    
          Since different organic compounds differ significantly in their biode-
    gradability, partially degraded organic material could accumulate with time
    to clog the soil.  While this may contribute to long-term clogging, it
    does not seem to be the dominating mechanism.  Avnimelech and Wevo (196^)
    and Mitchell and Nevo (196H) investigated the effects of prolonged percolation
    of water containing high levels of organic matter through sand columns.
    Initial results showed that polysaccharide-producing microorganisms pre-
    dominated in the clogged layers of the sand.  A direct correlation between
    accumulation of polysaccharides and polyuronides in the soil and reduction of
    the infiltrative capacity was found.  If application of waste were inter-
    rupted long enough for strictly aerobic conditions to return, the poly-
    saccharides and polyuronides were broken down, and much of the infiltrative
    capacity was restored.  On the other hand, if strictly anaerobic conditions
    were maintained in the column, no polysaccharides were produced and clogging
    progressed more slowly.
    
    Factors Effecting the Intensity of Clogging—
          The accumulated evidence seems to indicate that the intensity of soil
    clogging may be effected by the organic strength and the loading rate and
    pattern of the wastewater applied.  These are areas that more attention has
    been given in an effort to maintain reasonable infiltration rates into the
    soil.
    
          The effect of applied wastewater quality—The effect of effluent quality
    on soil clogging is unclear.  It is reasonable to assume that if the suspended
    solids and nutrient loading of the soil were reduced, less physical and bio-
    logical clogging would occur.  Weibel et_ a!L_. (195^0 found that the percolation
    rate through packed columns of silt loam was reduced as the total suspended
    solids of the wastewater was increased.  Later studies by Winneberger, et al.
    (i960) compared rates of infiltration reduction produced by septic tank and
    extended aeration unit effluents.  The aerobically treated waste had a
    higher concentration of suspended solids and biochemical oxygen demand than
    the septic tank effluent, and was found to produce an earlier but less
    intense clogging in sand.  The opposite was true in sandy loam, however.
    Laak (1970, 1973) conducted similar experiments and found that the equilib-
    rium infiltration rate did not differ between soil types but varied with
    solids and nutrient loading.
    
          The evidence seemed to indicate that effluent quality may affect the
    rate or intensity of clogging under certain circumstances but it was still
    
    
                                          B-82
    

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    unknown which element in wastewater causes the clogging.  Also it was unclear
    if all soils are equally affected.  To further elucidate, several laboratory
    studies with packed and undisturbed soil columns were conducted.
    
          The first phase of study attempted to test the hypothesis that
    aerobically treated wastewater causes less intense clogging than septic tank
    effluent (Daniel and Bouma, 197M •  Since reduced infiltration is a more
    severe problem in slowly permeable soils, a fine textured soil was used.
    All previous studies used artificially aggregated soil fill materials rather
    than undisturbed cores in which flow patterns of liquid are significantly
    different (Bouma and Anderson, 1973).  Therefore, to be meaningful, undisturbed
    cores of soil were extracted in the field.
    
          The soil used in the experiments were Almena silt loam (Aerie Glossaqualf)
    which has an A2 horizon at 20-33 cm depth with platy structure, and a silt
    loam texture.  The B21t horizon at 33-68 cm depth has medium prismatic
    structure and the B22t at 68-110 cm has coarse prismatic structure.  Both are
    silty clay loam in texture.  Almena is a somewhat poorly drained and slowly
    permeable soil.
    
          Undisturbed vertical soil cores were taken in the field using a truck-
    mounted hydraulic probe.  The upper end of each core was at about 30 cm
    depth corresponding with the middle portion of the B21t horizon.  Upon sampling,
    the soil cores were immediately coated with a layer of paraffin-petroleum
    jelly mixture to prevent structural damage and loss of moisture.  Each was
    placed into lengths of 10 cm diameter plastic pipe, which were later sealed
    with the paraffin-petroleum jelly mixture.  The final dimensions of the soil
    cores were 10 cm in diameter and 55 cm deep.  Eight cm of medium gravel
    was placed on the upper surface of the soil after the surface had been cleared
    of loose soil.
    
          The columns were wall-mounted in the laboratory.  Tensiometers and
    platinum electrodes were inserted in the columns at different levels to moni-
    tor moisture and redox potentials (See Figure B-li7).  A constant head of
    5 cm of applied wastewater was maintained above the soil surface by
    mariotte siphons.  Suspended solids were kept in suspension by magnetic
    stirrers.
    
          Duplicate columns were subjected to constant ponding with (l) septic
    tank effluent, (2) extended aeration effluent, and (3) distilled water
    amended with sodium, magnesium and sulfate salts to simulate the salt content
    of septic tank effluent.  The chemical oxygen demand and suspended solids
    concentrations of the extended aeration and septic tank effluents were 60 mg/L
    COD, 33 mg/L SS and 150 mg/L COD, Uo mg/L SS, respectively.
    
          A gradual reduction in flow occurred in all the columns (See Figure
    B-U8), but comparison of data between columns is difficult due to differences
    in initial flow rates.  There was little difference between the other two
    sets of columns.
                                         B-83
    

    -------
                                                    Inlet For
                                                    Conttont Head
                                      Monotte Siphon
                                      With Glott Cooling
                                      Coil
                                       Oxidation Reduction
                                            Electrode!
                                             Interface
                                             2.5 Cm •
                                             5.0 Cm •
                                         Ptexigloii Column-*
                                             Paraffin-**
                                       Undisturbed Soil Core
            Figure
    Soil column with  details of oxidation-reduction
     electrodes, tensiometers, and cooling  system
       for constant head device (not to scale)
          A more meaningful way for comparing  relative degrees of clogging is to
    consider the tensiometric data (Daniel  and Bouma, 197^).  This provides a
    measure of the  energy status of the liquid in the soil independently of the
    permeability which varies between columns.   The water potential above each
    column was +5 cm.   The rate of decrease of this potential with depth pro-
    vided by tensiometry gives an absolute  measure for the rate of development
    of surface impedance.
    
          The soil  tensions after four months  of ponding in the six columns are
    presented in Figure B-U9.    The potentials in the columns ponded  with dis-
    tilled water follow very closely the theoretical curves describing unin-
    hibited flow of water under saturated conditions (Figure B-H9  )•   The
    tensions in columns ponded with extended aeration effluent resemble those
                                             B-8U
    

    -------
                                               OIST H{0 ((ALT)
    
                                               — Column I
                                               — Column 3
                                                       too-
    
                                                       75
    
                                                       SO
    
                                                       23
                                 100
    
    
                                 79
    
    
                                 SO
    
    
                                 29
                       f4
                        »
                                                 MTSST
                              20  30 40 SO  »0  70 80  90  100
              Figure
    Reduction in flow rate, in the columns, expressed
    in cm/day and percent of original.
    in the theoretical curve for crusted soil below 10-cm depth.   The  cores
    ponded with septic tank effluent have an intermediate position indicating
    the occurrence of some resistance to flow at the surface, but  less than  that
    in columns ponded with the aerobically treated waste.
    
          The difference in physical behavior between the columns  loaded with
    septic tank effluent and -those loaded with extended  aeration unit  effluent
    may be due to different sizes and shapes of the suspended solids.  Freeze
    dried solids from both effluents were compared and were  found  to be  coarser
    in the septic tank waste.  Finely divided particles  in the  aerobically
    treated effluent may have more easily penetrated the relatively porous top-
    soil to form "bottlenecks" in the pore system with depth, thus reducing  the
    overall permeability (Daniel and Bouma, 197*0 •
    
          To test further what element  in wastewater results in clogging, another
    series of columns was set up.  Undisturbed cores of  Almena  silt loam were
    again used.  In all, twenty-one columns were constructed and divided into
    three groups as follows:  Group A:   seven columns  for  septic tank effluent;
    Group B:  six columns for extended  aeration effluent;  and Group C:  eight
    columns for synthetic effluents.  Duplicate columns  in groups A and B were
    
                                           B-85
    

    -------
           SOIL MOISTURE PRESSURE (CM WATER)
                                  SOIL MOISTURE PRESSURE (CM WATER)
    UNSATURATEO FLOW
       I CM/DAY
    SATURATED FLOW
    K)  20  30
           DEPTH,CM
                                                           DEPTH ,CM
                                                O DISTILLED WATER
                                                A SEPTIC TANK
                                                O EXTENDED AERATION
                                                 EFFLUENT
     Figure B-Upa.   Theoretical moisture pres-    Figure B-U9b.  Measured moisture
        sure distributions in the columns         pressures in six columns of
        assuming saturated flow in a              Almena silt loam, ponded with
        homogenous porous medium (curves          distilled water, septic tank
        P and T) and in a two-layer               effluent and aerated effluent
        medium (I=topsoil, II=subsoil)            (Daniel and Bouma, 197*0-
        (curves P' and T1).  Unsaturated
        flow (left curve) was calculated
        for a flow rate of 1 cm/day.  P=
        moisture pressure (cm), T=total
        potential (cm).  G=gravitational
        potential (cm) (Daniel and Bouma, 197*0-
    
     dosed with 1 cm/day (0.2 gpd/ft2) of raw effluent, sand filtered effluent
     and paper filtered effluent.  Compositions of these liquids  are presented  in
     Table B-6.  The sand filtered effluents were obtained from two laboratory
     sand columns (10 x 60 cm) loaded with 5 to 7 cm (1.2 to 1.6  gpd/ft2)  of the
     respective effluents each day.  The paper filtered effluents were prepared
     by vacuum filtration through Whatman No. 2 filter paper.
    
           Duplicate columns in Group C were subjected to the same dosing  regime,
     but with (l) unsoftened tap water,  (2) tap water with glucose and glutamic
     acid added to obtain a BOD^ at 250 mg/L; (3) tap water with  100 mg/L-N
     ammonium and 50 mg/L-Pphosphate, and (U) tap water with BOD, nitrogen and
     phosphorus added.  There were no solids added in any of the  prepared  efflu-
     ents for this group.
    
           The columns were loaded daily for over 200 days.  Prior to ponding
     the rate of clogging appeared to be a function of the initial saturated
     permeability of the cores which varied between 1 and 6 cm/day.  There were
     no specific trends as a function of effluent quality.  When  all columns
     were ponded or about to pond, the columns were continuously  loaded.
    
                                            B-86
    

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                 TABLE B-6.  CHARACTERISTICS OF WASTEWATER EFFLUENTS
                                    APPLIED TO SOIL COLUMNS
    
    Type of
    Effluent         BOD^     TOC     TSS     VSS     MH +      WO ~     Total N
    
                     mg/L    mg/L    mg/L    mg/L     mg/L-N    mg/L-N   mg/L-W
    Septic Tank
    Sand filtered
    septic tank
    Paper filtered
    septic tank
    Extended
    aeration
    300
    100
    100
    30
    75
    20
    70
    20
    15 15
    5 1
    10 10
    1+0 30
    50
    1
    50
    1
    Tr 55
    5^ 55
    Tr 55
    75 76
    Sand filtered
    extended
    aeration          20        5211        75        76
    
    Paper filtered
    extended
    aeration          20       20       1      Tr       1        75        76
    Some differences in clogging intensity were observed, "but were not striking.
    The extended aeration effluent clogged more than the septic tank effluent,
    while sand filtration of both the effluents reduced clogging, but more so
    with the septic tank effluent.  The paper filtered septic tank effluent
    clogged more than all the septic tank derived effluents.  Those columns
    receiving synthetic wastes did not clog, but the infiltration rates for the
    columns loaded with tap water with BODt- and nutrients added were reduced.
    
          A third series of columns were set up to further investigate the effects
    of effluent quality, as well as dosing and initial saturated conductivity of
    the soil on the rate of clogging (Baker, 1976c).  Twenty eight columns of
    undisturbed Almena silt loam were set up at the pilot plant study laboratory
    (Laboratory Site N).  Aerobically treated effluent from the extended
    aeration unit and septic tank effluent were used for the study.  The two
    wastewaters differed significantly in total suspended solids and oxygen
    demand.  Data showing their mean compositions are presented in Table B-7-
    Tap water was also used for comparison.  The three liquids were then auto-
    matically applied to the surfaces of the soil columns at a loading rate of
    1 cm/day (0.2U gpd/fl? ) in a single daily dose.
    
          The saturated hydraulic conductivity (Kgat) of each column was measured
    at the commencement of the experiment and after ko weeks of operation.
                                         B-87
    

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            TABLE B-T.  CHARACTERISTICS OF EFFLUENTS USED FOR THIRD SERIES
                              OF CLOGGING EXPERIMENTS (Baker,  19?6c)
    Total suspended
                                      Septic Tank
                               Mean  Standard    Range
                                     deviation
    	Extended Aeartion
    Mean  Standard   Range
          deviation
    BOD (mg/L)
    COD (mg/L)
    U8
    127
    13
    26
    25-91
    60-215
    27
    80
    28
    85
    2-170
    15-690
    solids (mg/L)
    Total nitrogen (mg/L-N)
    NH3 (mg/L-N)
    Total phosphorus (mg/L-P)
    26.5
    50.8
    ko
    3h
    12
    111
    18
    9
    6-7U
    11-87
    0-83
    13-55
    61
    UU
    0.5
    3U
    105
    21
    2.U
    13
    11-8UO
    2-8U
    0-19
    13-96
    Measurements were accomplished by ponding tap water on the upper surface for
    3 days to saturate the columns and by taking outflow recordings versus time.
    In the cases where a barrier to flow developed, the conductivity of the
    clogged column was determined.  After this, the upper 1 cm of soil and barrier
    was carefully removed, and Ksa^. was measured again.
    
          The soil columns were arranged into groups according to their relative
    initial saturated conductivity (Ksa^ j).  Eight columns were assigned to
    each effluent, four having similar low Ksat j values and four having high
    K-sat I values.  In this way each effluent was applied against a high or low
    initial conductivity.  The four extra columns were assigned to the water
    subset bringing that group to 13 in all.  The major purpose of this design
    was then to determine whether Ksa^. j and effluent quality are major factors
    in the development of a clogging zone and to see if these parameters
    influence the length of time required for ponding to occur.
    
          The decision to dose the columns at 1 cm/day was based on the previous
    column studies and field work.  The first series of columns indicated that
    the long-term infiltration rate was 1.0 cm/day after U months of ponding
    (Daniel and Bouma, 197*0.  This takes into consideration the loss of area to
    be expected with gravel "shadowing" a portion of the soil's infiltrative
    surface.
    
          The reduction in the soil's ability to accept effluent was soon ob-
    served in some of the columns, notably in those with low Ksa^. j values.
    Within a month, five columns had liquid continuously ponded on the surfaces.
    Some of the columns with low Ksa^. j resisted ponding for considerable time.
    Table B-8 shows data for the aerated effluent and septic tank effluent
    groups.  When a dose was initially applied to the soil surface, it ponded on
                                         B-88
    

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              TABLE B-8.  HYDRAULIC CONDUCTIVITY DATA AND PONDING TIMES
                          FOR WASTEWATER-DOSED COLUMNS (Baker, 19T6c)
    Treatments
    
    Extended
    Aeration
    
    
    
    
    
    
    
    Septic Tank
    
    
    
    
    
    
    
    Initial sat
    •^ V « -fM- «« ->^~~
    Column
    No.
    
    1
    2
    3
    u
    6
    8
    5
    7
    1
    2
    3
    1*
    5
    8
    6
    7
    ;urated K
    sat I
    
    0.51
    0.5^
    0.60
    0.71
    1.33
    1.89
    1.20
    1.1*3
    .66
    .57
    • 52
    .ko
    2.00
    2.77
    2.97
    2.79
    
    K2 v3
    ^ p Ksat C
    
    0.3 0.28
    0.^0
    0.1*8
    0.11
    <1 0.51*
    0.1*0 0.86
    <1 2.ll*
    1.15 1.71
    0.80 2.85
    0.96 0.89
    0.80 0.91
    0.32 0.75
    <1 2.41
    5.96
    <1 1.29
    <1 0.21
    
    Ponding
    Time
    (weeks)
    3
    3
    12
    38
    28
    32
    16
    38
    28
    21*
    6
    k
    3k
    not ponded
    2k
    2k
    
        •*  Saturated K after clearing surfaces of columns
    
    the surface only temporarily before flowing into the soil.   With continued
    daily applications the amount of time required for the effluent to infil-
    trate gradually increased until the liquid did not flow away in 2k hours.
    From this point, on liquid was continuously ponded on the surface, a condition
    represented here by PT, the ponding time.
    
         Table B-8 shows that all effluent-dosed columns except one, ponded
    during the course of the experiment.  The  mean ponding time for the septic
    
                                        B-89
    

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    group, eliminating the unponded column, was 20.6 weeks (s = 11.2 weeks) and
    for the aerobic group was 21.3 weeks (s = 1^.7 weeks).  Hence, the ponding
    time was nearly the same for the two treatments.  However, it should be noted
    that the mean Ksa-f. j of the septic group was 1.1*2 cm/d (s = l.lU cm/d) and
    for the aerated columns is 1.0U cm/d (s = 0.51 cm/d).   Had they been equal, the
    difference in PTs may have been greater.  In either case only one of 16
    columns remained unponded after 10 months of dosing.   The Kp values are
    generally lower than Ksat j values except for a few receiving septic tank
    effluent which showed slight gains.   After measurements were made, the infil-
    trative surfaces were removed to a depth of about 1 cm leaving fresh surfaces.
    These Ksa-t Q values are roughly the same as at the start of the experiment
    with the exception of several of the columns which received aeration effluent.
    It is believed that clearing the surface removed any shallow clogging mat,
    and also accumulated solids and slaking.  Since the extended aeration group
    did not recover t o  the extent the septic tank group did, this may indicate
    that a more in-depth clogging occurred in the extended aeration group , as has
    been suggested (McGauhey and Krone, 1967; Daniel and Bouma,
         Table B-9 contains information for the water-dosed columns .   Several of
    these became ponded with a mean FT of 18.3 weeks (s = lU.5 weeks)  roughly
    equivalent to those of the effluent-dosed columns.   The mean Ksa-^  j for these
    ponded columns was 0.90 cm/day, (s = 0.12 cm/day).   In this case,  the lower
    mean Ksa-j. j probably accounts for lower mean PT.  As in the other  columns,
    Kp generally decreased, except for column 6.  After clearing of the surface,
    conductivities returned to initial or to slighly higher values, an indication
    that the restrictive layer was at the surface, probably due to slaking.  The
    results of the ponding time data are summarized in Table B-10.  The difference
    in the length of time to ponding for the different applied liquids is not
    significant.  There appears, however, to be a relationship between Ksa-^ j_ and
    PT.  Table B-10 examines this relationship by grouping all ponded columns
    into high and low groups of initial Ksa-^ .  Although the individual data are
    highly scattered, a significant difference in ponding time for the two groups
    is clear.  This indicates that for a 1 cm/day dose of liquid, higher
    will in general lead to a longer acceptance time, but for the Almena
    silt loam used here, this gain is only a few months.
    
         Five of the columns dosed with water and one dosed with septic tank
    effluent did not pond in the Uo week period.  Their conductivities actually
    increased with dosing before and after surface clearing.  No visible surface
    crust had developed, except for very slight slaking of a few surfaces.
    Interpedal cracks and root channels were open to the surface allowing the
    free flow of water into the column.  Rapid movement of water through these
    pores appears to have enlarged the flow paths, increasing their conductance.
    Morphological evidence of this change was visible when the columns were
    examined in detail.  This may be viewed as a form of adaptation of the soil
    morphology to the new moisture regime of pulse-loading 365 cm/year, versus
    the 70-80 cm/year found naturally.  A decrease in the daily minimum potential
    (¥m min) with continued dosing indicates that flow has increased through
    larger channels without having time to disperse into the pedal interiors
    (Figure B-50).  The ped interiors have in effect become more well-drained.
                                          B-90
    

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               TABLE B-9.  DATA FOR WATER-DOSED COLUMNS, (Baker, 19760)
    Treatments
    
    Ponded
    columns
    
    
    
    
    
    Column
    No.
    
    1
    2
    3
    k
    6
    12
    13
    sat I
    
    0.7U
    0.89
    0.97
    1.0k
    0.96
    0.96
    0.71
    K2
    P
    (cm/day)
    0.60
    0.9
    0.7
    0.95
    lU.7
    1.5
    0.32
    K3
    sat C
    
    1.07
    2.25
    0.70
    1.0k
    15.7
    1.61
    0.79
    Ponding
    Time
    Weeks
    10
    32
    12
    36
    32
    3
    3
    
    Unponded
    
    
    
    
    
    5
    7
    8
    10
    11
    
    1.02
    0.76
    0.72
    0.29
    0.06
    Ksat (Before
    clearing surface)
    3-59
    6.U3
    5-lU
    3.0
    7-82
    
    3.65
    7-^0
    5-79
    56.6
    5-79
    
    not ponded
    ii
    it
    ii
    n
    Initial saturated K
    2
    K after ponding occurs
    3
    Saturated K after clearing surfaces of columns
         Analysis of soil moisture potentials recorded by tensiometers at depths
    below the surface sheds light on happenings within the columns.  Figure B-51
    represents the theoretical soil moisture profile for three possible situations
    in a two-layered soil, such as AJjnena silt loam with a more permeable
    upper horizon.  Curve (a) represents saturated flow through the column, where
    potentials are high in horizon I.  Curve (b) represents a steady-state flow
    through a restrictive barrier just below the soil surface (the upper portion
    of the column is uniformly drained).  Curve (c) represents the calculated
    potentials expected at a constant flow rate of 1 cm/day (Bybordi, 1968) using
    the K-curves for these two horizons.  In natural soils the change in con-
    ductivity with depth may not be as well defined as in this example but it is
    often characterized by gradually decreasing with depth to the least permeable
    horizon.
    
                                        B-91
    

    -------
    TABLE B-10.  SUMMARY OF PONDING TIME DATA AS RELATED TO TREATMENT AND INITIAL
                         HYDRAULIC CONDUCTIVITY, (Baker, 19T6c)
    a)
    Treatment Mean K (cm/d)
    sat I
    Extended
    Aeration 1.03, (s = 0.51)
    Septic
    Tank 1.1*2, (s = l.lU)
    Water 0.90, (s = 0.12)
    Extended
    Aeration and
    Septic Tank
    Conductivity Class
    
    Low K . T (0.56 cm/d mean)
    High Kgat j (1.9U cm/d mean)
    Ponding Time1
    ( weeks)
    PT = 21.3 s =
    PT = 20.6 s =
    PT = 18.3 s =
    
    
    PT = 20.9 s =
    Ponding Time
    (weeks)
    PT = lU.8 s =
    PT = 28.0 s =
    
    11*. 7
    11.2
    11*. 5
    
    
    12.7
    
    13.5
    7.U
         = mean ponding time,  S = standard deviation
                           40-
                           30
                         >
    
                         UJ
                           20
                            10
                                TENSIOMETER DEPTH• 30cm
                                  I   " I
                                                 I     I
                                -10   -20   -30   -40  -50
                               SOIL  MOISTURE POTENTIAL (water cm)
    
                                          +m min.
        Figure B-50.
    Plot of PT  (ponding  time)  against ¥m min  (daily minimum
     moisture potential) for water column 8 (Baker, 19?6c)
                                          B-92
    

    -------
                                   SOIL MOISTURE POTENTIAL, ^ min.
                                       (cm water)
                          UNSATURATED FLOW      SATURATED FLOW
                         -40  -SO  -20  -10
                                              10   20
                                      	20		
                                         \
    Figure B-5L  Calculated soil moisture potential profiles for three column
                  situations.  Curve (a) represents an overloaded column,  (b)
                  a column in which a clogging zone has developed restricting
                  flow, and (c) a non-ponded column receiving 1 cm/day of
                  liquid (Baker, 1976c)
    
         Figure B-52 presents the soil moisture profile for three different
    columns chosen to represent the three possible outcomes outlined above after
    38 weeks of dosing at 1 cm/day on Almena silt loam columns.  The values of
    ¥m (matric potential) used are the driest or minimum potentials reached that
    day during the dosing cycle.  Therefore,they represent the potential after
    2k hours of drainage following the last dose.  When these ¥m values are
    plotted against subsurface depth, the resulting curves are similar to those
    of Figure B-51.  Each curve clearly illustrates the properties operating
    within the columns.  Column a' (Septic 2) had liquid ponded on its surface
    because the loading rate of one cm/day exceeded the column's Koat p  Some
    clogging may have occurred, but the dominant effect expressed here is ex-
    cessive loading.  It took 2k weeks for continuous ponding to occur.  Column
    b1 (Extended aeration 5) clearly demonstrates the formation of a barrier
    to flow near the surface, with ponding occurring at 16 weeks.  In this case,
    a uniform negative potential indicates the maintenance of unsaturated con-
    ditions.  Column c' (Water 8) did not pond, and the potentials are even more
    negative than those predicted by calculation.  The soil is more well-drained
    which can be explained very simply by flow through a variety of pore sizes.
    In the case of a daily dose, liquid is rapidly conducted away by the larger
    pores such as interpedal cracks and root channels before much water enters
    the finer pores or soil peds.  The tensiometers record the potential of the
    ped interiors and of the many small pores not exposed to the dose.  In the
    non-ponded columns the potential increased over the course of the study, as
    did their Ksat values.   This is easily explained by the enlargement of the
    major flow pathways, allowing even faster conduction of liquid and reducing
    further the potentials within peds.
                                         B-93
    

    -------
                                  SOIL MOISTURE POTENTIAL, 
    -------
         Contrary to findings of earlier workers, Kropf, et_ al_. (1975) reported
    that infiltration rates through constantly ponded soil columns remained
    higher than those in columns subjected to intermittent flooding.  In an
    earlier study, Mitchell and Nevo (1964) correlated clogging with poly-
    saccharide accumulation in soil.  The polysaccharides were produced by a
    facultative bacterium of the genus Flavobactepiiffn which would be favored
    under short periods of alternating aerobic and anaerobic conditions pro-
    duced by intermittent dosing.  Under strictly anaerobic conditions, no
    polysaccharides were produced.   If polysaccharides are a dominant clogging
    agent, this might explain the results of Kropf, et al.
    
         The results of these two investigations imply that the oxidation-
    reduction potential in and around the clogging mat may be critical to main-
    taining high infiltration rates.  Totally aerobic conditions seem to promote
    rapid degradation of the clogging materials, but totally anaerobic con-
    ditions seem to prevent the buildup of an excessively resistant mat.  Under
    fluctuating anaerobic and aerobic conditions created by intermittent
    dosing, polysaccharide-producing facultative organisms could be favored.
    Therefore, if dosing and resting is to be used as a means for prolonging
    the life of soil absorption fields, more must be known about the growth and
    degradation dynamics of the clogging mat.
    
         Much of the information on soil clogging has been obtained from column
    studies designed to simulate a natural field clogging regime.  Generally,
    the studies use lysimeters with air tight walls, which create-anaerobic
    conditions within the soil below the clogging mat.  Walker, et_ ajU (l9T3a)
    has shown that aerobic conditions exist under soil absorption systems
    located in sand.  Thus, most of the previous research has neglected to
    acknowledge the impact of redox conditions in designing laboratory experi-
    ments to evaluate the dynamics of soil clogging.
    
         Recent work has shown that clogging mechanisms in aerated and non-
    aerated columns can be quite different.  Magdoff, _et_ al_. (l9T^a, 197^b)
    showed that clogging was not delayed in aerated sand columns.  The
    resistance of the clogging mat in soil columns which were aerated by per-
    forating the column sidewall were shown to more closely reproduce the
    resistances measured below four clogged absorption fields in sands
    (Magdoff and Bouma, 197^)-  Thus, some of the reported work studying the
    dynamics of soil clogging is of limited applicability to determining ac-
    ceptable loading patterns.
    
         To obtain the necessary information, column experiments were designed
    which included column aeration as a variable (Perry and Harris, 1975).
    The objectives of this study were to evaluate the dynamics of soil clogging
    caused by continuous ponding with septic tank effluent and the dynamics
    of infiltration rate recovery upon resting.  Respirometric techniques
    were also used to determine decomposition kinetics of the clogging mat to
    aid in identifying parameters affecting the restoration of the infiltrative
    surface.
    
         Eighteen soil columns were constructed by uniformly packing plexiglass
    columns (10 cm diameter x 60 cm long) with 50 cm of sand (U.C. = 1.99?
    
    
                                         B-95
    

    -------
    E.S. = O.lU) obtained from the C horizon of a Plainfield loamy sand (Typic
    Udipsamment) (See  Figure B-53).  Saturated hydraulic  conductivity (Ksat)
    values were approximately 500 cm/day which represented field conditions.
    Stones were placed on the sand surface to prevent  disruption of the surface
    crust during effluent application.  Soil water tension was monitored with
    a flow-through tensiometer placed 5 cm below the soil surface.
    
         To simulate the natural aerobic field situation  beneath a seepage bed,
    9 columns were subcrust aerated (SA) by perforating them with numerous 3 mm
    diameter holes distributed 5 to 10 cm below the sand  surface.  The remaining
    9 columns were maintained under anaerobic conditions  and designated nonsub-
    crust aerated (NSA).
    
         Fresh  septic  tank effluent was obtained weekly from a residential house-
    hold and stored in the laboratory at U°C until used.   Average effluent
    characteristics over the length of the study are presented in Table B-ll.
    To apply the waste liquid, a Mariotte siphon apparatus was used to maintain
    a constant head of 3 cm over the column surface.
    
         During the clogging phase, effluent was applied  at a rate of 127 cm/week
    (It.5 gpd/ft2), until such time that clogging had intensified, reducing flow
    rates.  At that time, six of the columns were subcrust aerated.  Continuous
    effluent application was then initiated in all columns.  The columns were
                          PLEXIGLASS COLUMN
                                  0-
    
                                  -5-
                                 -35-
                                 -45-
                                              —EFFLUENT RESERVOIR
                                                 2 5 LITER
                                              -PONDED EFFLUENT
                                              -GRAVEL, 2 cm DIAMETER
    
                                              -FLOW-THRU TENSIOMETER
                                              -SUBCRUST AERATION
                                                  HOLES
                                              -SAND FILL
                                               GLASS WOOL
                                       \  i| -VU	RUBBER STOPPER
    
                                         N	 DRAIN TUBE
                                         D
             Figure B-53.
    Soil column schematic  for  respirometric studies
       of soil clogging  (Perry and Harris, 1975)
                                           B-96
    

    -------
       TABLE B-ll.  SEPTIC TANK EFFLUENT CHARACTERISTICS USED IN RESPIROMETRIC
                                 STUDIES (Perry and Harris, 1975)
    Property
    
    
    Chemical oxygen demand
    Biological oxygen demand
    Total organic carbon
    Total inorganic carbon
    Volatile suspended solids
    Total suspended solids
    Total volatile solids
    Mean
    
    
    257
    13k
    10k
    108
    28
    k2
    303
    RE
    
    lUg,/ -Li — "
    113
    85
    25
    81
    7
    7
    lUo
    inge
    
    
    - 39k
    - 220
    - 15U
    - 105
    - 60
    - 72
    - 1+60
    maintained under this regime for an additional 7 to 9 months.  After 8 to 10
    months of clogging, infiltration rates were measured using tensiometry and
    cumulative inflow and outflow from the columns.  The rates were found to be
    1 to 1.5 cm/day.  At this time the unclogging phase was initiated whereby
    effluent was no longer applied and columns were allowed to aerate.  Infil-
    tration recovery was monitored by adding effluent and measuring subcrust
    water potential and inflow and outflow rates.
    
         Also during this time samples of the clogging mat were removed from the
    replicate NSA and SA columns analysis.  Organic carbon was determined by
    the autoclave, mercuric sulfate and silver sulfate modification of the reflux
    dichromate oxidation method (Allison, 1965; Standard Methods, 1971; Unluturk,
    197*0.  Processing of crust samples for subsequent Q£ uptake analysis
    involved sieving, gravimetric measurement, moisture adjustment to 50% maxi-
    mum retentive capacity and reaction flask equilibration.  Samples were incu-
    bated at 22° C in a Gilson Differential Respirometer, Model SGR 20.  Nitrogen
    analysis was performed on the crust samples both before and after incubation
    to correct oxygen uptake for nitrification:  Total N was measured by the
    #2 simimicro Kjeldahl digestion procedure (Bremner, 1965a), and NH^-N, NCU-N
    and NOg-N by steam distillation (Bremner, 1965b).
         The surface crust was removed in 1-cm sequential units and infiltration
    through the freshly exposed surface was measured each time.  This enabled
    isolation of the regions within the crust responsible for clogging.   The
    complete history of a single column is shown in Figure B-5U.
    
         Typical loading and flow characteristics for NSA and SA columns during
    the clogging phase are presented in Figure B-55 and Tables B-12 and B-13.
    The initial response to effluent application was a rapid reduction in
    infiltration, followed by an increase in flow rate of short duration at 30
    days and gradually culminating in an asymptotic decline in infiltration.
                                         B-97
    

    -------
           S o.i
                    60
                          120
                               180    240   3CXT 2S  50  7B  100
                                  TIME, day
    Figure  B-5^.  Soil  water potential and  infiltration  rate during
                    clogging, resting and crust removal phases for
                       a single  column  (Perry and Harris,  1975)
               1000
             ee.
             cc.
                100
                 10
                O.I
                   -STEADY STATE
                        SUBCRUST AERATION
                          INITIATED
                        °» .•'
                                         ANAEROBIC (II columns)
                                        o SUBCRUST AERATED (6 column*)
    -
    0
    °o" oej'o'o
    ° °° o S o 8 o
    1 1
    60 120
    TIME, day*
    «'o'?
    8 °o 8 o ° §tg.g j8
    i i
    180 240
    i
    300
       Figure B-55•
    Infiltration rate  reduction during clogging
          phase  (Perry and  Harris, 1975)
                                    B-S
    

    -------
    TABLE B-12.  EFFECT OF CONTINUOUS EFFLUENT PONDING ON FLOW CHARACTERISTICS
                  OF A SUBCRUST-AERATED COLUMN OF PLAINFIELD SAND (COLUMN 3)
                 (Perry and Harris, 1975)
    Cumulative loadl
    
    Time
    days
    1
    72
    ll*
    21
    283
    35
    1*2
    1*9)
    5o
    63^
    70
    77
    81*
    91
    98
    105
    112
    119
    126
    133
    ll*0
    ll*7
    151*
    161
    168
    175
    182
    189
    196
    203
    210
    217
    22U
    2315
    23?
    1 BOD:
    VSS:
    FSS:
    
    Effluent
    cm
    26
    127
    25!*
    381
    508
    635
    762
    889
    1016
    
    1096
    1110
    1125
    1138
    1152
    1162
    1171
    1181
    1191
    1203
    1227
    1259
    1288
    1313
    1327
    1350
    1361*
    1377
    1389
    1398
    ll*07
    11*16
    ll*22
    ll*30
    11*36
    
    BOD VSS FSS
    
    
    
    
    
    
    1*000 520 120
    
    
    
    8067 880 120
    
    
    
    
    8977 1100 130
    
    
    
    91*83 1263 232
    
    
    
    
    11163 1621* 366
    
    
    
    
    
    
    
    
    
    
    
    12615 1998 512
    Flov
    rate
    cm/ day
    5^5
    1*15
    225
    321
    266
    120
    6.8
    73
    21*
    5.1*
    2.3
    2.2
    2.1
    1.6
    2.1
    1.1*
    1.3
    1.1*
    1.1*
    l.S
    3.8
    1*.2
    2.9
    U.2
    2.1
    3.3
    2.1
    1.8
    2.0
    1.3
    1.1*
    1.2
    1.0
    1.2
    1.0
    
    Subcrust
    moisture
    potential
    mbars
    —
    —
    —
    —
    —
    —
    36
    30
    1*2
    —
    —
    —
    21*
    29
    28
    30
    31
    32
    31
    30
    26
    27
    28
    21*
    28
    25
    —
    29
    29
    31
    30
    31
    32
    31
    33
    Standard 5-day biochemical oxygen demand
    Volatile suspended solids.
    Fixed (inorganic) suspended solids.
    !: Appearance of black
    vertical streaks below crust
    , 8-12 cm
    in length.
    . Subcrust tensiometer installed.
    c Subcrust aeration initiated.
    g Continuous effluent
    Aerobic rest regime
    
    
    infiltration initiated.
    initiated.
    B-99
    
    
    
    
    
    
    

    -------
    TABLE B-13.  EFFECT OF CONTINUOUS EFFLUENT PONDING OF THE FLOW CHARACTERIS-
                 ,TICS OF A NONAERATED COLUMN OF PLAINFIELD SAND (COLUMN 11).
                 (Perry and Harris, 1975)
    
    
    Time
    H Q VC
    U.cLj b
    1
    1
    ll+
    21
    28
    35
    1+2
    U9
    56
    63
    TO
    TT
    81+
    91
    98
    105
    112
    119
    126
    133
    ll+O
    1UT
    15U
    161
    168
    175
    182
    181+
    196
    203
    1 BOD:
    
    Cumulative load
    
    Effluent BOD VSS FSS
    
    
    26
    51
    102
    152
    203 151U 11+1+ 0
    330
    ^57 .
    581+
    711 71+96 1061+ 1+1+
    838
    965
    1092
    1219 151+71 31+63 15^U
    13i+6
    1U73
    1600
    1727
    1805 5016 2122
    1932
    1963 20100
    1993
    2010
    2027
    20UO
    2052
    2066
    2078
    2090
    2103
    2158 21+685 6216 2783
    Standard 5-day biochemical oxygen demand.
    T»_T _J_J T _ 	 __._u.3_.a __T J 3 —
    
    Flow
    rate
    rtVM / A QTT
    CIU/ CLcLjr
    525
    1+50
    320
    200
    100
    90
    100
    50
    35
    53
    36
    18
    17
    18
    27
    16
    15
    5-9
    13
    1+.3
    1*.2
    2.6
    2.2
    1.7
    1.7
    2.0
    1.8
    1.7
    1.8
    1.9
    
    
    Subcrust
    moisture
    potential
    TTlT"M> T*Q
    ZuUcLTS
    
    
    
    
    
    
    
    
    
    3^
    31+
    32
    37
    38
    38
    39
    l+l
    1+3
    1+3
    k3
    38
    UU
    1+1+
    1+1+
    1+5
    1+6
    U5
    1+6
    1+6
    1+6
    
    
     FSS:  Fixed  (inorganic suspended solids).
                                         B-100
    

    -------
    The typical S-shaped curve (Figure B-55) resulting when infiltration is
    plotted against time, has been previously identified by Allison (19^7)»
    McGauhey and Winneberger (1965) and Robeck, et_ a3-_. (196^).
    
         Six columns were subcrust aerated when continuous ponding occurred
    to see what effect lateral (>> diffusion had on crust development.  Prior to
    the time of column perforation, a black ferrous sulfide coloration occurred
    throughout the column.  In response to aeration5the black coloration
    disappeared except for the upper 0.5-cm crust layer.  This was followed
    by the formation of an amorphous light brown layer, 0.5 cm thick with a
    sharp irregular boundary, directly beneath the upper black surface layer.
    There was an immediate abrupt decrease in the infiltration rate (Table B-12
    and Figure B-55) commensurate with the formation of this brown amorphous
    layer.  For the duration of the study, there was no change in the appearance
    of the columns.  In contrast, the NSA columns remained black and underwent
    a more gradual decline in infiltration (Table B-13 and Figure B-55).  These
    results indicate that the initial response to aeration is intense clogging,
    probably resulting from the production of microbial slimes and/or biomass
    or the formation of oxidized iron compounds directly below the black surface
    crust layer.
    
         Perforated studies by others (Magdoff, et al., 197^a) indicate that
    subcrust moisture tensions in columns are lower than in anaerobic non-
    perforated columns at the time of initial clogging.  The more intense crust
    development within the initial clogging phases of aerated columns is con-
    sistent with the observation by Perry and Harris (1975) of lower infil-
    tration rates in aerated columns.  These contrasting results between SA and
    NSA systems also show that an effluent application regime that involves
    alternating aerobic-anaerobic conditions on a short term basis, causes
    rapid clogging and that infiltration capacity can be extended by maintaining
    an anaerobic environment.  This is consistent with observation by Kropf,
    et_ al^. (1975) that continuously flooded soils,more often than not, infil-
    trated more effluent than intermittently flooded soils.
    
         Figure B-^g shows the cumulative effluent load for SA and NSA columns
    during the clogging phases.  In the 6 month period immediately after sub-
    crust aeration, the NSA columns processed 3 times more effluent volume than
    the SA columns.
    
         An equilibrium infiltration rate of 1 to 1.5 cm/day was approached
    in both SA and NSA systems at 5 and 7 months, respectively.  These infil-
    tration rates were maintained throughout the duration of the clogging phase,
    aside from occasional crust breakthroughs.  These rates are consistent
    with values reported by other researchers (Jones and Taylor, 1965; Kropf,
    et_ al_., 1975; McGauhey and Krone, 1967; and Thomas, et_ ajU , 1966) and are
    independent of aerobic or anaerobic conditions.
    
         The &2 uptake by samples taken from the clogging zone followed a
    general pattern that can be divided into 3 periods.  There is an initial
    period consisting of an immediate high rate of (>> uptake followed by a
    second period of rapidly declining 02 uptake.  The final period consists of
                                       B-101
    

    -------
                   §150
                   u!lOO|
                   u.
                   UJ
                   UJ
    
                   5  50
                   13
    
                   1
              ..•A
              •
                                                 o SA
                                                 • NSA
                                    o o
                                    -00
                          o»
                               60      120      180
                                 CLOGGING TIME, days
                             240
    300
               Figure B-56".
    Cumulative effluent loading for NSA and SA
         columns (Perry and Harris, 197^)
    a very low, but uniform rate of 02 uptake.  This general sequence is con-
    sistent with respirometric observations by others evaluating soil metabolic
    activity (Bhaumik and Clark, 19^-T; Parr and Norman, 196U) and sewage decom-
    position (Jenkins, I960; Ludwig, et_ al_., 1951) •   In Figure B-59 it can be
    seen that the initial period generally lasted less than 2h hours, the
    duration being longer for those samples with higher concentrations of
    organic carbon.  During this period,the intense Cg uptake is usually attri-
    buted to the metabolism of readily available carbon.  Crust samples from
    NSA columns showed a very high rate ,(80 yl/gm/hr) of 02 uptake.  In contrast,
    the SA sample had a lower initial uptake rate of less than 20 ul/gm/hr.
    Large and rapid changes in rates of 02 uptake were common during this period.
    Higher maximum rates of uptake were observed from samples containing
    greater organic carbon.  These initial Op uptake characteristics indicate
    that the microbial population is abundant, active, and immediately capable
    of utilizing the available substrate.  Most importantly, data by samples
    obtained from anaerobic clogging regimes lasting 200 days indicate the
    facultative biomass was responsible for the immediate, high initial C^ uptake.
    Further, this reveals the absence of microbial inhibition which is often
    associated with the accumulation of toxic reduced sulfur compounds from sewage
    organics under anaerobic conditions.
    
         The second period lasted 3 to h days, during which time 02 uptake by
    both NSA and SA samples decreased rapidly.  The rate of decline tended to
    be greatest within samples of higher initial organic carbon content.  Toward
    the later portion of this period, rates approached a lower maintenance
    level of 02 uptake.  It is generally assumed that the initiation of the
    second period is due to the exhaustion of an essential or readily available
    nutrient.  The final period consists of a uniformly low rate of 02 uptake
                                           B-102
    

    -------
                        20
                        15
                      K
                                            o	o SA
                                            •   • NSA
                               10
                                     20
                                                  ISO
                                                           200
                                 INCUBATION TIME, days
           Figure B-57.
    Rate of C>2 uptake by crust samples from NSA and SA
            columns (Perry and Harris, 197*0
    and may reflect the maintenance level of metabolic activity.  The rate curve
    shows an assymptotic decline during this period and tends to approach the
    level of endogenous G£ uptake at approximately 60 days.  Millar, et al.
    (1936) observed that rates by amended systems approached those of endogenous
    systems between 120-190 days.
    
         First-order organic carbon decomposition kinetic data (McCabe, I960;
    Eckenfelder, I960), extrapolated from 02 uptake data based on initial organic
    carbon content (Tables B-lU and B-15) are plotted in Figure B-58.  Rate
    constants for different biodegradable fractions were similar to those ob-
    tained from previous incubation studies using crust samples from clogged
    columns under a variety of conditions (Daniel  and Bouma, 197*+; Magdoff,
    et al. , 197**a; Magdoff, et_ al. , 197^b; Unluturk, 197*0.  However, it was
    not possible to relate different biodegradable fractions to any specific
    infiltration trend because of saturated hydraulic conductivity variability
    between columns.
    
         Figure B-59 shows the cumulative 02 uptake for SA and NSA column crust
    samples during the resting phase.  The decomposition is extrapolated from
    Og uptake data, corrected for nitrification, and based on initial organic
    carbon and an assumed respiratory quotient of 1.  The cumulative values
    reflect the high initial rates  of 02 uptake.
    
         The infiltration rates during the resting sequence are presented in
    Figure B-60.  All columns showed a 100 fold increase in the infiltration
    rate within the initial three weeks of resting.  These infiltration trends
    are consistent with values reported in the literature (Thomas, et al.,
    1966).
                                          B-103
    

    -------
       2.0
                 50
                   100     ISO             50
                     RESTING TIME , days
                       100     150      200
    Figure B-58.  First order  organic carbon decomposition for SA and  NSA
                               columns (Perry and Harris, 1975).
    f
    I 300
    E
    o" 100
    Ld
    -J
    0-1 cm ZONE OF SA COLUMN 5
            (2.4g VSS LOAD)
                                    eo!
                                    40:
                                    20
                                UJ
                                o
              40    80    120
               RESTING TIME, days
                          160
    ^x
    s
    40    80    120
     RESTING TIME, day*
          Figure B- 59.  02 uptake rate by samples  from SA and NSA
                        columns  during resting phase  (Perry and
                        Harris,  1975).
                                       B-1C&
    

    -------
             TABLE B-ll*.  02 UPTAKE BY CRUST SAMPLES  FROM A SA COLUMN
                           DURING RESTING  (Perry and Harris,  1975)
                      Oxygen uptake
    Cumulative organic C decomposition
    Incubation
    time
    hr
    5
    6
    8
    11
    26
    27
    1*9
    97
    100
    ll+l+
    1U5
    ll+8
    169
    176
    186
    19!*
    270
    271
    289
    292
    306
    312
    313
    315
    317
    319
    322
    330
    336
    361
    1+1*0
    652
    1058
    1395
    181*3
    191*0
    2022
    3096
    1*200
    51*23
    Rate
    10~3um/g/hr
    11 1*3
    911
    969
    15k
    696
    6l6
    1*61*
    303
    295
    277
    301*
    286
    295
    281
    263
    277
    219
    165
    152
    183
    138
    129
    125
    11*7
    13U
    156
    129
    125
    116
    111
    89
    63
    38
    25
    2k
    19
    22
    20
    17
    15
    Cumulative
    Um/g
    6.0
    6.5
    8.1*
    10.1*
    20.9
    21.1*
    33.1*
    51-9
    52.9
    65.3
    65.7
    66.6
    69.8
    71.9
    71*. 6
    76.6
    95.1*
    95.7
    98.5
    98.9
    101.3
    102.0
    102.2
    102.5
    102.8
    103.0
    103.1*
    10U.5
    105.2
    108.0
    115-9
    132.1
    152.3
    162.9
    173.1
    175-2
    176.9
    199.1*
    219.6
    238.7
    Total amount
    decomposed
    mg/g soil
    .07
    .08
    .10
    .12
    .25
    .26
    .1*0
    .62
    .63
    .78
    .79
    .80
    .83
    .86
    .90
    .92
    l.ll*
    1.15
    1.18
    1.19
    1.21
    1.22
    1.23
    1.23
    1.23
    1.2k
    1.2k
    1.25
    1.26
    1.30
    1.39
    1.59
    1.83
    1.95
    2.08
    2.10
    2.12
    2.39
    2.61*
    2.81*
    Amount left of
    initial organic C
    %
    98.1*
    98.3
    97-8
    97.3
    91*. 6
    91*. 5
    91.3
    86.5
    86.2
    83.0
    82.6
    82.6
    81.8
    8l.2
    80.5
    80.0
    75.3
    75.1
    71*. 3
    71*. 2
    73.6
    73.1*
    73.1*
    73.1*
    73.2
    73.2
    73.1
    72.8
    72.6
    71.8
    69.8
    65.6
    6o.k
    57.6
    51*. 9
    51*. 3
    53.9
    1*8.2
    1*2.8
    37.8
    Log %
    1.99
    1.99
    1.99
    1.98
    1.97
    1.97
    1.96
    1.93
    1.93
    1.91
    1.91
    1.91
    1.91
    1.90
    1.90
    1.90
    1.87
    1.87
    1.87
    1.87
    1.86
    1.86
    1.86
    1.86
    1.86
    1.86
    1.86
    1.86
    1.86
    1.85
    1.81*
    1.81
    1.78
    1.76
    1.71*
    1.73
    1.73
    1.68
    1.63
    1.58
    Initial organic carbon = l*.6o mg/g.
                                        B-105
    

    -------
              TABLE B-15.  02 UPTAKE BY CRUST SAMPLES FROM A NSA COLUMN
                             DURING RESTING (Perry and Harris, 1975)
                        Oxygen uptake
    Cumulative organic C decomposition
    Incubation
    time Rate
    hr
    6
    26
    1*9
    97
    ikQ
    170
    192
    270
    321
    331
    350
    369
    k29
    kkQ
    652
    1058
    1395
    18U3
    19^0
    2022
    3096
    k2QO
    5^23
    10 3ym/g/hr
    2U19
    2205
    661
    1009
    290
    156
    165
    156
    103
    9k
    85
    80
    76
    63
    5^
    38
    28
    2k
    18
    23
    15
    11
    8
    Cumulative
    um/g
    20.0
    66.3
    9U.1
    133.2
    163.3
    168.2
    172.3
    18U.8
    191.0
    191-9
    193.6
    195.2
    199.8
    201.1
    213.0
    231. k
    2k2 . k
    25^.0
    256.0
    257.6
    278.2
    282.5
    293. U
    Total amount
    decomposed
    mg/g soil
    0.2k
    0.80
    1.13
    1.60
    1.96
    2.02
    2.07
    2.22
    2.29
    2.30
    2.32
    2.3k
    2.39
    2.U1
    2.56
    2.78
    2.91
    3.05
    3.07
    3.09
    3.3)1
    3.39
    3.52
    Amount left of
    initial organic C
    %
    97.1
    90.0
    86.3
    80.6
    76.2
    75.^
    7^.8
    73.0
    72.1
    71.9
    71.8
    71.5
    70.8
    70.6
    68.9
    66.2
    6^.6
    62.9
    62.6
    62. k
    59-^
    58.8
    57.2
    Log %
    1.98
    1.96
    1.9k
    1.91
    1.88
    1.88
    1.87
    1.86
    1.86
    1.86
    1.86
    1.85
    1.85
    1.85
    1.8U
    1.82
    1.8l
    1.80
    1.80
    1.79
    1.77
    1.77
    1.76
    -1-  Initial  organic  carbon = 6.85 mg/g.
    
          No  increase in  infiltration rates occurred during a 1 cm  sequential
     removal  of 6  cm of surface crust in the NSA  columns.  The apparent  in-depth
     crust development  is a  result  of anaerobic conditions and/or the higher
     amounts  of effluent  application prior to resting.  In contrast, removal of
     the  0-1  cm surface crust in  SA columns resulted in an additional 13 percent
     increase in the infiltration rate, showing that thin crust with high
     crust resistance developed within the surface  region of aerobic columns.
    
          The results of  this study indicate that substantial differences  exist
     regarding  the nature and mechanisms involved in clogging and resting-induced
     infiltration  surface restoration between aerated  and non-aerated columns.
     This has implications with respect to extrapolation of data and conclusions
     derived  from  non-aerated column experiments  to field conditions in  coarse
     textured soils where aeration  below the clogging  mat usually prevails.
     Non-aerated columns  clogged  slower than aerated columns but infiltration
                                        B-106
    

    -------
     1000
    u
        SA
      oCOLUMN2 (l.6g)  ^COLUMN 3(2.0g)
    -a COLUMN 4(5.9g) • COLUMN 6(2.
            NSA
          o COLUMN 7(6. Ig)   A COLUMN 9(6.1 g)
    irvvj_ DCOLUMN 11(6.2)   'COLUMN 14(5.7g)
    1000 ~                 "COLUMN 15 (6.lg)
               40    80     120
               RESTING  TIME (days)
                             160
                                                             I
              40    80     120
             RESTING TIME (days)
    160
               Figure B-60.
                        Infiltration rate recovery for SA and NSA
                        columns during resting phase.   (Values in
                        parentheses are cumulative volatile
                        suspended solids load for the  respective
                        column) (Perry and Harris, 1975)
    rate recovery during resting vas more rapid in the aerated columns (Perry
    and Harris, 1975)-  Therefore, extrapolation of data from laboratory columns
    for recommending design and operational requirements of soil absorption
    fields must be done with care.
    
         The aerated column studies indicate that effluent application regimes,
    characterized by alternating anaerobic-aerobic conditions on a short term
    basis (dosing and short cycle alternating seepage systems),could result in
    reduced infiltration associated with the formation of an intense crust
    directly below the surface which develops during the aerobic (resting)
    phase.  Once clogged, restoration of the infiltrative surface by resting re-
    quires at least 3 to U weeks in sands.  This appears to be sufficient time
    to decompose 30 to 35 percent of the organic carbon present  in the mat and
    reestablish acceptable infiltration rates (Perry and Harris, 1975).  This
    implies that dosing and resting frequencies must be selected with care to
    prevent excessive clogging.  It is yet unknown what these frequencies should
    be.
    
    Design of Soil Absorption Systems
    
         If a septic tank-soil absorption system is to operate satisfactorily,
    the soil must continue to absorb wastewater at an acceptable rate over a
    reasonable length of time.  This would be a simple matter, if the pores in
    the soil would remain open, but when wastewater is applied to the soil, a
    clogging mat often forms at the infiltrative surface.  The clogging mat
                                          B-107
    

    -------
    becomes a "barrier to flow, restricting the movement of water into the soil
    by closing the entrances to the pores.  This is beneficial to a point, for
    it enhances purification of the wastewater, but it does slow absorption.
    Fortunately, the clogging mat will continue to transmit water, albeit at  a
    reduced rate.  The flow rate seems to reach an equilibrium value when the
    system is operated under uniform conditions.  Thus, the problem becomes one
    of managing the infiltrative surface to prevent the clogging mat from
    becoming excessive by proper design and operation of the system.
    
    Sizing the Infiltrative Surface—
    
         Loading rates—Direct measurement of how the soil will respond to
    continuous wastewater loading cannot be done practically,  Instead, equil-
    ibrium flow rates through clogged soils usually must be estimated from a
    short term soil test.  The test most commonly used is the percolation test.
    It was first developed in 1926 by Henry Ryon in an effort to prevent septic
    tank system failure by establishing a rational method of soil absorption
    field design.  Ryon plotted the loading rates of systems experiencing
    problems in the New York area versus percolation rates measured in the soil
    adjacent to the system (Federick,  19^8).  An enveloping curve was drawn
    to include these points.  Separate curves were developed for tile fields
    (trenches and beds) and cesspools.  Ryon used these curves to estimate
    soil absorption field loading rates for septic tank effluent (See Figure
    B-6l).  Adoption of this design procedure by the New York State Health
    Department led to its wide acceptance since few other design criteria
    existed.
    
         Ryon's design curves were used with varied success for many years
    throughout the United States.  However, after World War II an increasing
    number of families moved out to the suburban fringes of metropolitan areas
    onto small lots beyond the reach of sewers.  Failures of septic tank
    systems became a common occurrence.  This led to the reevaluation of Ryon's
    percolation test by the U.S. Public Health Service as part of their broad
    study of septic tank systems during the years of 19^7 to 1953 (Weibel,
    et al., 19^9; Bendixen, et al., 1950; Weibel, et al., 195*0.
    
         The Public Health Service investigated U5 tile fields in much the same
    manner as did Ryon (Bendixen, _et_ al. , 1950).  Of the systems investigated,
    27 had no history of difficulties, 9 had a history of occasional surface
    seepage while 9 had continuous problems.  The results of this study, plotted
    over Ryon's original curve (Figure B-6l) showed the curve to fit fairly
    well, but the failure rate would be too high if the use of Ryon's curve
    were to be continued.  It was speculated that changes in sewage character-
    istics since Ryon's original work and climatic factors different from
    those of New York were influencing the infiltration rates (Weibel,
    Bendixen and Coulter, 195M •  The new data suggested that the equilibrium
    loading rate was equivalent to a 9Q% reduction in the percolation rate.
    This relationship was used in part to develop a new design curve (Figure B-6l)
    (Weibel, Bendixen and Coulter, 195*0, which was later published with
    further modifications (See Table B-l6) in the USPHS Manual of Septic Tank
    Practice (1967).
                                        B-108
    

    -------
                                                              ]. RYON DATE
                                                       POINTS-*
     Q
     UJ
    
     O.
     Q.
     Q
     <
     O
     m  9 —
            	LINE  USED
    
            	LINE  INCLUDING ALL
              A HISTORY OF NO DIFFICULTIES
              A HISTORY OF OCCASIONAL SEEPAGE
              x HISTORY OF CONTINUOUS DIFFICULTIES,
         	MANUAL OF SEPTIC TANK PRACTICE (1967)
                                                                    U.S.PH.S.
                                                                    SURVEY
                                                                   i- FIELD
                                                                    DATA
                10     20    30     40    50     60    70    80    90
                    TIME FOR WATER  SURFACE TO FALL ONE INCH, MinutM
                                                                           x-i
                                                                         A-A-
                                                       100
        Figure B-6l.
    Relationship of tile field loading rates to percolation
           test rates (after Bendixen et_ al., 1950)
         In addition to decreasing Ryon's recommended maximum loading rates,
    other significant changes were made.  Loading rates were expressed in
    terms of required absorption area per bedroom served, rather than square
    feet per capita or gallons per day per square foot.  This change required
    that the potential future use of the home be designed into the system,
    rather than basing it on present use.  Also, it was recommended that soil
    absorption systems not be permitted in soils with percolation rates slower
    than 60 minutes/inch and seepage pits not be used where the percolation
    rates are slower than 30 minutes/inch.
    
         The revised design loadings alleviated the problem to some degree, but
    many failures still occurred which could not always be correlated to soil
    type or loading rate.  Some of the failures could certainly be attributed
    to poor construction techniques or lack of septic tank maintenance by the
    owner, but many others indicated inadequacies of the percolation test
    itself, which is highly variable.  Tests run at the same site by the same
    technician have been shown to vary as much as 90 percent (Bouma, 1971).
                                          B-109
    

    -------
        TABLE B-16.  ABSORPTION-AREA REQUIREMENTS
                     FOR INDIVIDUAL RESIDENCES
    
          (Manual of Septic Tank Practice,  196?)
    Percolation rate (time)
    required for water to
        fall one inch
         in minutes)
    Required absorption
    area, in sq. ft. per
    bedroom, standard
    trench, seepage beds,
    and seepage pits
    1 or less 	
    2 	
    3 	
    h 	
    5 	
    10 	
    15 	
    30 	
    
    60 	
    
    TO
    85
    100
    115
    125
    165
    190
    250
    300
    330
    
                            B-110
    

    -------
         Modifications of the percolation test have "been tried in an attempt
    to reduce variability but they have met with little success (Weibel, et al.,
    19*19; Bendixen, e_t al., 1950; Weibel, e_t al., 195^; Winneberger, et_ al_.,
    I960; Bouma, et_ aJ^., 1972).  Other attempts have been made to correlate
    loading rates to specific soil properties, such as the saturated permeability
    (Healey and Laak, 197^; Bouma, et_ al., 1972)  or soil texture sieve analyses
    (Norwegian Department of the Environment, 1975), but while these may reduce
    the variability of the test, interpretation still must rely on an empirical
    relationship to arrive at an acceptable design loading rate.  Saturated
    hydraulic conductivity tests do not reveal how the soil will conduct waste-
    water under prolonged loading because the clogging mat restricts liquid
    movement, with the effect that the soil below the mat is unsaturated.  Thus,
    the flow rate through the soil is governed by the soil's unsaturated
    hydraulic conductivity which will vary with texture, structure and mineralogy.
    Soil texture sieve analyses also give limited insight to the percolative
    capacity of the soil because structure and mineralogy are not taken into
    account.
    
         With no reasonably simple alternative to determine the equilibrium
    infiltration rate of soils under wastewater application, the percolation
    test continues to be favored.  However, other information, such as soil
    borings and soil maps,  is often used to increase its reliability.  In light
    of this, Machmeier published an extensive literature review to determine if
    more recent research and field experience since the publication of the
    Manual of Septic Tank Practice (1967) would suggest modified loading rates
    (Machmeier, 1975)-  His recommendations departed little from the Manual of
    Septic Tank Practice (1967), but they represent the most current design
    loadings (See Table B-17).
    
         If the soil's ability to accept liquid during wastewater application
    is to be accurately predicted, consideration of unsaturated flow phenomena
    due to soil clogging mats or compaction is essential.  Clogging mats or
    compacted soil layers of progressively higher resistances will allow
    progressively lower rates of infiltration through the soil.  While a method
    does not yet exist to measure this rate directly, it can be done indirectly
    with some accuracy by use of Darcy's Law:
    
                                       Q = KAdH
                                             dZ
    
    in which Q = flow rate (cm3/day); K = hydraulic conductivity (cm/day); A =
    cross-sectional flow (cm2); H = gravitational + matric potentials (cm);
    Z = vertical distance from datum (cm); and dH/dZ = hydraulic head gradient
    (cm/cm) (Bouma, 1975)-
    
         The hydraulic conductivity, which is the one-dimensional flow rate through
    a unit area under a unit hydraulic gradient, is a reliable measure or any
    saturated or unsaturated soil to accept and conduct liquid.  The crust test
    was developed for field measurement of K values in terms of the soil
    moisture potential.  Figure B-6"2 presents the general K-curves developed
    for the major textural groupings in Wisconsin.  These curves relate K
    to the soil moisture potential.  Continued research may result in different
    
    
                                          B-lll
    

    -------
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
    
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    B-112
    

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    groups at a later date.  Through the use of tensiometry,  the  soil moisture
    potential and gradient can be measured.  This technique does  not  require
    disruptive removal of soil samples and, therefore,  is very  suitable for
    continuous in situ monitoring of moisture conditions in soil  surrounding
    absorption systems.  Thus, the moisture potential and its gradient measured
    in situ can be translated into a flow rate by using Darcy's Law (Bouma,
    1975).
         This relationship between hydraulic conductivity and  soil moisture
    potential can be used to provide sizing criteria for conventional  septic
    tank systems.  Assuming steady infiltration through a barrier of semi-
    infinite length into soil, the flux through the barrier, Q^, should equal
    the flux in the underlying soil, Qs:
                               = Qs
                                    or
    (dH)  =
    Wb
    in which K  and K
    underlying soil respectively and
    (Bouma, 1975)-
                       are the hydraulic conductivities  of  the  barrier and the
                                        the hydraulic  gradient  in both materials
                    The hydraulic gradient in the soil is approximately unity
                           1000-  245 -
                          _ 100 -
                          I
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                          o
                             10-
                          t-
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                          O
                            1.0-
                            0.1-:
                                       20  40   60  80  100
                                      SOIL MOISTURE TENSION (MBAR)
    
                                        ORYIN6 	^
      Figure B-62.
                    Hydraulic conductivity (K) of the major soil texture groups
                       in Wisconsin as a function of soil moisture tension
                    measured in situ with the crust test procedure (Bouma, 1975)
                                          B-113
    

    -------
    under steady infiltration (Baver, et_ al_. ,  1972):
    This permits the equilibrium loading rate to be estimated from measured
    soil moisture potentials under operating systems when K-curves for the
    underlying soil are available.
    
         Moisture potentials were measured under several ponded conventional
    septic tank-soil absorption systems to determine equilibrium flow rates
    through clogging mats in different soils (Bouma, 1975; Bouma, et_ al., 1972;
    Bouma, et_ al . , 1975a; Magdof f and Bouma, 197^; Walker, et_ al . , 1973a).  The
    tensiometers consisted of 5 cm long porous cups attached to 2 cm diameter
    plastic tubing.  These were connected to mercury manometers with fine
    tubing (See Figure B-63).  Small excavations were made adjacent to ponded
    systems and the tensiometers were installed at different points in the
    soil below and to the side of the systems.  Measured potentials were used
    to estimate infiltration rates into the soil through the bottom and side-
    walls of the system, using the appropriate K-curve.  Where direct measurement
    of moisture potentials was not possible, soil samples were taken next to the
    bed to obtain moisture contents, which were translated into moisture
     Figure B-63.
    In situ measurement of soil moisture tensions in soil adjacent
    to subsurface seepage systems.  Porous cups inserted in the
    soil are connected through fine tubing with a mercury
    reservoir.  Moisture tensions are derived from the mercury
    rise along a calibrated scale (Bouma, et al., 1972).
    
                          B-114
    

    -------
    potentials using moisture retention curves (Bouma, et_ al_., 19T2).  The
    moisture potentials were used to obtain K-values from K-curves derived from
    the particular soil found at each site, rather than referring to the
    general curves shown in Figure B-62•
    
         This technique is valid if the water table is deep and the flow in the
    underlying soil is vertical and one-dimensional under unit gradient.  These
    conditions are closely approximated immediately under the clogging mat some
    distance from the edge of the system.  However, in most cases it was
    necessary to make measurements 5 to 10 cm below the mat and near the edges
    of the absorption areas because of difficulties in excavation.  In this
    location, flow might not be one-dimensional but diverging with the effect
    that the gradient would be greater than unity.  Thus, in equating K to Q^
    as in the previous equation, the estimated flow rate would be less than the
    actual flow rate.  This results in a conservative estimation of the in-
    filtration rate.
    
         Characteristics and performance indicators based on in situ monitoring
    data for 12 septic tank-soil absorption systems are presented in Table B-l8.
    All systems, except as noted,used 10-cm perforated pipe to distribute the
    septic tank effluent in the absorption field by gravity.  Thirty centimeters
    of gravel lay under the pipe.
    
         Hydraulic characteristics of the soil in terms of K-curves could be
    broadly classified into four groups as shown in Figure B-62.  Results of
    the studies presented in Table B-18 are discussed for each group.
    
         Conductivity Type I (sands)—Eleven conventional systems were investi-
    gated in this soils group.   All those over 9 months of age were found to be
    ponded due to clogging of the infiltrative surface (Bouma, et_ al_. , 1972).
    Four were selected for additional monitoring of the moisture tensions below
    the clogging mat.  Results of this monitoring showed that moisture tensions
    and associated flow rates in soil surrounding clogged trenches or beds were
    not very different for the different systems, despite their differences in
    system age.  This would seem to indicate that a mature clogging mat is es-
    tablished early in the system's life and that flow rates through the mat
    change little as the system ages.  The results also show that clogged sands
    accept significant quantities of septic tank effluent through both bottom
    and sidewall surfaces.  However, the hypothesis that sidewalls are more
    effective than bottom areas as infiltrative surfaces (McGauhey and Winne-
    berger, 1965) is not supported by these data.  The choice of which surface
    should be favored in design may depend on the local climate.
    
         Based on these data, 5 cm/day (1.2 gpd/ft2) is recommended as a maximum
    loading rate of the bottom area for systems with 30-cm (12 inch) sidewalls
    constructed in sands (Bouma, 1975).  This rate compares closely with that
    commonly used when assuming 150 gpd/bedroom (See Table B-17).  It is
    further recommended that the effluent be applied uniformly over the entire
    bottom infiltrative surface in four or more daily doses, particularly
    during system start-up, if bacterial and viral contamination of a shallow
    water table is a concern.  The uniform application in small volumes will
    insure unsaturated conditions in the sand necessary for good purification.
    
    
                                          B-115
    

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    B-116
    

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         Conductivity Type II (sandy loams; loams)—Soils of this type have
    rapid percolation rates initially but they have a tendency to clog quite
    severely.  This may "be due to their particular pore size distribution and
    structural instability.  Relatively low clay contents do not allow signifi-
    cant swelling and shrinking of the soil necessary to form structural
    units or peds with associated interpedal cracks.  Tubular worm and root
    channels are formed, but they tend to be more unstable and much less
    permanent than those formed in clayey soils.  Thus, the packing pores between
    particles, which are much finer than in the sands, are the principal voids
    through which the water moves (Bouma and Anderson, 1973).  The finer pores
    may result in greater accumulation of solids at the infiltrative surface
    and the development of anaerobic conditions in the clogged layer due to the
    reduced air diffusion compared to sandy soils (Magdoff, et_ alU , 197^a).
    
         Seven operating systems were investigated in these soils, and all were
    ponded with septic tank effluent.  Systems 5, 6 and 7 were selected for
    more detailed study (See Table B-l8).  The moisture tensions measured below
    the bottoms of the systems increased with increased ponding depth within
    the systems indicating that the clogging mat resistance increased with
    ponding depth.  The estimated rates through the bottom areas varied from
    0.1* cm/day (0.09 gpd/ft2) to 1.9 cm/day (0.^5 gpd/ft2).  The estimated rates
    through the sidewalls were similar.
    
         These data indicate that relying on the percolation rate alone for
    sizing the system is not sufficient, for soils of this type clog much more
    easily than the percolation rate would seem to indicate.  To maintain
    reasonable infiltration rates,the data further suggest that ponding levels
    within the system should be kept to a minimum.
    
         This finding is contrary to what has been reported by others (Healey
    and Laak, 197^i Kropf, et. al., 1975)-  Kropf, et_ al., (1975, 1977) found
    that during 70-day laboratory column studies, increasing the ponding depth
    over the infiltrative surface increased the amount of wastewater absorbed,
    but not as great as would be predicted by Darcy's Law.  Increasing the
    ponding depth in finer textured soils was not as effective (Kropf, et al.,
    1975).  This fact was attributed to the nature of the stresses placed on
    the mat which would have more of a disruptive effect in sands because of
    the poor supportive matrix due to the large pore size.  If the tests had
    been run longer, however, the increased infiltration rate may have been
    found to be temporary.  This transient increase is suggested by the more
    recently published data (Kropf,  et_ a^., 1977)-  If true, these data would
    confirm that increasing ponding depths lead to a corresponding increase in
    clogging mat resistance.
    
         To reduce ponding levels, intermittent periods of aeration between
    applications should be provided to allow aerobic decomposition of the
    clogging mat.  To test this hypothesis,one trench of System 5 was drained
    and allowed to dry before wastewater was reapplied in once per day dosings
    (System 5A, Table B-l8).  After several months of operation in this mode,
    the moisture tensions below the clogging mat had dropped from 80 mbar to
    60 mbar indicating the mat was passing more liquid.  When the operation
                                         B-117
    

    -------
    returned to continuous application,the moisture tensions again increased
    to 80 nibar (Bouma, et^ al_.,  1972).
    
         Absorption fields designed for bottom area loadings of 3 cm/day (0.7
    gpd/ft2) with 30-cm (12-in) sidewalls have functioned well in Wisconsin.
    Trenches are preferred to beds, with once daily dosing recommended if this
    rate is used (Bouma, 1975).  This rate is somewhat lower than design rates
    used elsewhere (See Table B-17).
    
         Conductivity Type HI (silt looms, some silty olay loams)—Although
    these soils are more finely textured than either Type I or Type II soils,
    their more strongly structured nature can maintain relatively high infil-
    tration rates if the system is constructed and managed properly.  Nine
    systems were investigated (Systems 8-l6, Table B-l8).  Four of these systems,
    all bed designs, were failing or about to fail.  The cause of the failures
    were traced to construction problems (Bouma, 1975; Bouma, et_ al. , 1975a).
    Construction of beds often involves several passes over the infiltrative
    surface by machinery while excavating and placing of the rock.  This
    practice can result in severe compaction and puddling if the soil is wet,
    because these finer textured soils exhibit a plastic consistancy over a wide
    range of moisture contents, which occur naturally in the field (Bouma, 1975).
    Observations made at the installations indicated that excavating equipment
    had been driven over the bottom areas of the beds during construction.  The
    presence of a compacted layer was confirmed by moisture tension measurements
    taken below the beds.  These indicated a restricting layer with a resistance
    reasonably close to resistances through layers of manually puddled fine
    silty soil materials used in the original version of the crust-test procedure
    (Bouma, et. al_., 1971; Bouma, et_ al., 1975a).  The other five systems studied
    were functioning satisfactorily and did not contain ponded effluent.  Two
    were beds both of which were dosed.  Samples taken of the soil from the
    bottom of the systems showed well exposed soil structure with open planar
    voids between peds as well as worm and root channels.  The exposure of these
    larger pores explains the lack of ponding.  For example, one tubular root
    channel with a diameter of only 2 mm (0.008 in.) can conduct 285 L/day
    (75 gal/day) at a hydraulic gradient of 1 cm/cm (Bouma and Anderson, 1973).
    This points to the importance of construction practices which minimize
    damage to the structure of the soil.
    
         The results from these investigations also demonstrate the advantages
    of dosing.  Systems 11 and 13 through l6 were all dosed by pumping effluent
    through the distribution piping.  Conventional 10-cm (U-inch) pipe,perforated
    near the inverts, was used in each of systems 11, 13 and 14.  System 15 used
    10-cm (H-inch) pipe perforated at the crown of the pipe, requiring the pipe
    to fill before discharging liquid, and System 16 used small-diameter pipe
    with small orifices.  These designs were used to achieve more uniform dis-
    tribution.  None of these systems were ponded, indicating that infiltration
    rates were greater than the application rate.  Since ponding did not occur,
    it was necessary to estimate infiltration rates from the daily volume of
    wastewater discharged (Bouma, et_ al_., 1975a). Bottom areas were the only
    infiltrative surface in these instances.  The reported infiltration rates in
    Table B-   for Systems 11, 13 and lU do not reflect the true rate, but merely
    its minimum, because the loading could not be changed.  To provide more
    
                                         B-118
    

    -------
    flexibility in loading, Systems 15 and 16 were constructed in a deep fine
    silty loess deposit overlying a calcareous permeable sandy loam glacial
    till as experimental systems (Bouma, et_ al_. , 1975a). By dosing once daily,
    uniformly over the surface, infiltration rates of 7.2 cm/day (1.8 gpd/ft^)
    and 6.8 cm/day (1.7 gpd/ft^) were realized after more than 2 years of
    operation.  These rates are nearly three times those recommended in most
    areas (See Table B-17).  Excavations into the trenches revealed recent
    worm and other fauna activity which left large vertical channels through
    the infiltrative surface.  Dosing and uniform distribution,with drying
    periods under aerobic conditions between applications, may stimulate this
    activity, as organisms seek the nutrients deposited at the infiltrative sur-
    face.  This would seem to suggest that while good construction practices
    are necessary to expose an open infiltrative surface, periodic application of
    effluent is essential to keeping the surface open.  This is in opposition to
    the conclusion reached by Healey and Laak (197^) and Kropf, et_ al_., (1975»
    1977) who worked only with Type I and Type II soils.
    
         While the data are not conclusive, they suggest that maximum permissible
    loading rates would vary according to the method of distribution employed.
    If once daily dosing were employed, maximum rates of 5 cm/day (1.2 gpd/ft^)
    might be acceptable based on bottom area only (Bouma, 1975).  Uniform
    distribution would be crucial in this case to maintain unsaturated flow so
    that deep penetration of pollutants through the large exposed pores will not
    occur.  If conventional gravity trickle distribution is used, the conventional
    loading rate of 2 cm/day (0.5 gpd/ft^) should not be exceeded.  In both cases,
    shallow trench designs H5 to 60 cm (l8 to 2k in) deep are preferred because
    the upper soil horizons are usually more porous and less subject to damage
    during construction.  Shallow systems also enhance evapotranspiration.
    
         Conductivity Type IV (clays,  some s-ilty etay loams}—Low conductivities
    in these soils at saturation drop strongly in the 0 to 20 mbar tension
    range due to the emptying of the interpedal voids and tubular channels as
    in Type III soils (See Figure B-62).  However, lower Ksat values indicate
    the lack of many large pores.  Thus, the soil itself, rather than the clogging
    mat, becomes the dominant controlling factor (Bouma, 1975; Healey and Laak,
    197*0.
    
         Only two systems of this type were investigated.  System 17 was observed
    to be slightly smeared and compacted during construction while System 18
    was installed under ideal conditions.  Effluent from an aerobic treatment
    unit was dosed into System 12 using pressure distribution.
    
         Because soils of this type are severely limited, it may be more crucial
    to maintain an open infiltrative surface to utilize the large interpedal
    cracks and tubular channels.  Dosing frequencies of once per day or longer
    may promote soil fauna activity between dosings to maintain an open surface
    (Bouma, et_ ajL_. , 1975a). If conventional gravity distribution is used, load-
    ing rates of 1 cm/day (0.2 gpd/ft^) based on the bottom area only would seem
    to be acceptable, assuming 33 percent of the flow would be through the side-
    wall (Bouma, 1975).  If expandable clays are present, a lower rate should
    be used.
    
         For a summary of recommended loading rates, see Table B-19-
    
                                          B-119
    

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               TABLE B-19.   RECOMMENDED  MAXIMUM LOADING  RATES  FOR  SEPTIC
                            TANK SOIL ABSORPTION FIELDS  BASED  ON IN SITU
                            MEASUREMENTS1  (After Bouma,  1975)
    Conductivity
        Type
        Soil Texture
      Loading
    Rate2 cm/day
     (gpd/ft2)
      Operating Conditions
         II
        III
         IV
                         Sand
         Sandy Loams
                         Loams
         Silt Loams
    Some Silty Clay Loams
            Clays
      5 (1.2)
    
    
    
      3 (0.7)
    
    
      2 (0.5)
    
    
      5 (1.2)3
           U doses/day
      Uniform Distribution
        Trenches or Beds
    
           1 dose/day
      Uniform Distribution
       Trenches Preferred
    
    Conventional Distribution
        Shallow Trenches
    
           1 dose/day
      Uniform Distribution
      Shallow Trenches Only
             ~            1 dose/day
      1 (0.2)   Uniform Distribution Desirable
                     Shallow Trenches Only
      Assumes that the high water table is > 90 cm (3 ft)  below the infiltrative
      surface.
    2
      Bottom area only.
    3
      Should not be applied to soils with expandable clays.
          Bottom versus sidewall area—Both the horizontal bottom area and verti-
     cal sidewalls of a subsurface soil absorption system can act as infiltrative
     surfaces for wastewater absorption.  When a conventional gravity system is
     first put into operation, the bottom area is the dominant infiltrative sur-
     face.  However, after a period of wastewater application, this surface can be-
     come clogged sufficiently to pond liquid above it, at which time the sidewalls
     become infiltrative surfaces.  Because the gradients and resistances of the
     clogging mats at the two surfaces are rarely the same, the infiltration
     rates will be different.  Which surface would have the greatest infiltration
     rate will depend on a number of factors.  Vertical and horizontal hydraulic
     conductivities and gradients in the soil, clogging mat resistances, and soil
     moisture contents of the surrounding soil are factors that will effect the
     direction and rate of liquid movement through the soil.  Thus, the more
     significant infiltrative surface may vary between sites.  The objective in
     design is to maximize the area of the surface expected to have the highest
     flow rate.
                                         B-120
    

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         Based on investigations done at the University of California in
    Berkeley, McGauhey and Winneberger (1965) have reported that the sidewall is
    ". . .by far the most effective infiltrative surface."  They concluded from
    various studies vith packed lysimeters (Winneberger, Saad and McGauhey,
    196l) and columns (Winneberger, Menar and McGauhey, 1962) of Hanford fine
    sandy loam, Yolo sandy loam, and Oakley sand that (l) suspended solids in
    the effluent do not contribute to sidewall clogging, (2) rising and falling
    liquid levels vithin the system allow alternate loading and resting of the
    surface while the bottom is often continuously inundated, and (3) sloughing
    of the clogging mat can occur during resting periods.  Therefore, they
    recommend that subsurface soil absorption systems should provide a maximum
    of sidewall surface per unit length of trench and a minimum of bottom surface
    (McGauhey and Winneberger, 1965).
    
         The Manual of Septic Tank Practice (196?) recognizes the contribution by
    the sidewall but recommends the bottom area as the principal infiltrative
    surface.  A statistical allowance for the sidewall is included in the
    recommended bottom area per bedroom, assuming a 15-cm (6-in) vertical side-
    wall (See Table B-1T).  If deep trenches are used, the total bottom area of
    the trench can be reduced by a factor determined by the relationship:
    
           Percent of length of Standard Trench
    
                     [15-cm (6-in) sidewall] =   ^ * j" 0. x 100
                                              w + 1 + do.
    
    where w = the width of the trench and d = the depth of the gravel below the
    distribution pipe.  While this gives credit for sidewall absorption, it assumes
    that the infiltration rate is less than that of the bottom.  No allowance is
    made for deep beds.
    
         The extent to which the sidewall becomes an infiltrative surface would
    depend upon the prevailing hydraulic gradient and clogging mat resistance.
    The hydraulic gradient is largely determined by the soil type and soil wet-
    ness surrounding the system.  At the bottom surface»the gravitational po-
    tential, the pressure potential of the ponded water above, and the matric
    potential of the soil below each contribute to the total potential of the
    liquid, while at the sidewall the gravitational potential is zero since it
    operates only vertically and the pressure potential of the ponded water
    diminishes to zero as the liquid surface is approached.  The lower hydraulic
    gradient across the sidewall can be offset if the clogging mat is less
    resistant.  This would be expected since the rising and falling liquid
    levelsjin effect, alternately dose and rest the sidewall as pointed out by
    McGauhey and Winneberger (1965).  Monitoring of operating absorption fields
    by Bouma, et_ ajL. (1972), seems to confirm this fact.  Estimated flow rates
    through the sidewalls and bottom areas were not significantly different in
    most cases though the hydraulic gradients did vary.  However, in temperate
    climates, frequent rainfall, particularly in the spring and fall, may reduce
    the matric potential at the sidewall to low levels due to percolating
    precipitation.  During such times, the horizontal gradient could be reduced
    to a very low level with the effect that the bottom surface becomes the only
                                          B-121
    

    -------
    reliable infiltrative surface.   Healey and Laak (197M  recommend that in
    temperate zones subsurface absorption systems be designed to function under
    gravity potential only, because of the problems during  wet portions of the
    year.
    
         To increase the hydraulic  gradient across the sidewall, deep narrow
    trenches could be constructed as recommended by McGauhey and Winneberger
    (1965).  However, this would diminish the advantages of shallow trenches
    which enhance evapotranspiration and avoid construction in the deeper soil
    horizons where puddling and compaction are often more likely.  It might be
    concluded that in humid regions systems should be designed on bottom area
    while maximizing the sidewall by utilizing trenches rather than beds.  In
    more dry regions, with deep permeable soils, the sidewall area could be maxi-
    mized at the expense of the bottom area.
    
         Shallow versus deep absorption systems—Shallow soil absorption systems
    offer several potential advantages over deep systems:  l) the upper soil
    horizons are usually more permeable than the deeper subsoil because of clay
    migration to the deeper horizons and because of greater plant and soil fauna
    activity; 2) evapotranspiration is greater; 3) the upper soil dries more
    quickly than the subsoil so construction can proceed over longer periods of
    the year with less smearing, puddling and compaction; and H) less excavation
    is necessary, reducing the cost.  Deep systems are desirable when the side-
    wall is determined to be the better infiltrative surface, more permeable soil
    exists with depth, or freezing is a danger during cold periods of the year.
    
         Freezing of shallow absorption systems does not seem to be a problem,
    even when frost penetration is quite deep.  Weibel, et_ al_., (19^9) reviewed
    the literature and made contacts with health authorities and plumbers in
    the northern states to determine if failures of shallow systems due to
    freezing were frequent.  They concluded that carefully constructed shallow
    systems H5 to 60 cm (l8 to 2.k in) in depth would not freeze even in areas
    where frost penetration reaches 1.5 m (60 in), if the tile lines were gravel
    packed, insulated under driveways or other surfaces usually cleared of snow,
    and kept in reasonably continuous operation.
    
         This was confirmed by a field study in which three adjacent trenches
    were monitored for temperature.  The trenches where each 75 cm (29.5 in)
    deep, with 33 cm (13 in) of gravel placed below the distribution pipe.  Four
    centimeters (1.6 in) of gravel covered the pipe.  Topsoil was filled over
    the gravel to a depth of 38 cm (15 in) which brought the top of the system
    10 cm  (U in) above the original surface.  Thermocouples were placed at the
    top of the gravel, within the pipe, and in the natural soil beside the
    trench 15 cm (6 in) above the trench bottom and 10 cm (U in) below the
    trench bottom.  Only Trench #2 was loaded by dosing once daily.  The other
    two trenches stood idle.
    
         Temperatures have been monitored weekly since July, 1972.  The winter
    of 1976-77 was the most severe.  Average daily ambient air temperature
    remained below 0°C (32°F) from late in November, 1976 to early February,
    1977.  During much of this period,the average temperatures were between
                                          B-122
    

    -------
    -18° and -26° C  (0° to 15°F)  (See Figure B-64),  The temperatures in the
    pipe and below the bottom of the unloaded trench dropped below freezing for
    over a 6-week period as the frost penetrated the ground.  However, in the
    trench which was dosed daily with septic tank effluent temperatures remained
    above freezing throughout this period.
    
         Trench versus bed design—Though the seepage bed is often more
    attractive than  seepage trenches in terms of total land area requirements,
    cost, and ease of construction for the same bottom area, it is less desirable
    in terms of maintaining the infiltrative and percolative capacity of the
    soil.  This is particularly true in soils with significant clay contents
    (>25$ by weight).  The principal advantages of trenches over a bed are:
    l) more infiltrative surface is provided for the same bottom area and 2) less
    damage to the bottom infiltrative surface occurs due to compaction, puddling
    and smearing during construction.
    
         For the identical bottom areas, trench designs of absorption fields can
    provide more than eight times the sidewall area.  This can be of benefit
    in preventing failure through clogging.  In humid climates there may be
    portions of the year that the sidewall looses much of its effectiveness for
    absorption, which necessitates designing the system to function on bottom
    area only.  However, it is recognized that the sidewall is beneficial, and
    it is certainly recommended to maximize it in any system (Bouma, 1975;
    McGauhey and Winneberger, 1965).
    
         In addition, the seepage bed design can cause severe damage to the
    natural soil structure during installation.  This is a particular concern in
    clayey soils.  Rapid absorption of liquid by the soil depends on a suitable
    soil structure being maintained (Bouma, 1975; Bouma, et_ al_., 1975a).  When
    mechanical forces are applied to moist or wet soil, the structure is  partially
    or completely destroyed because clay particles in the soil are able to slip
    relative to one another.  This movement, referred to as compaction, puddling
    or smearing, closes the larger pores between soil aggregates and those made
    by roots, or burrowing soil fauna.
    
         To construct a seepage bed, it is common practice to first scrape off
    the topsoil using a front end loader and then return with a backhoe for
    digging to final grade in an attempt to leave a fresh soil surface.  However,
    these two operations may require several passes over the bed area by the
    construction machinery, often with heavy loads.   When digging is complete,
    trucks may be backed into the bed to unload aggregate, which is spread over
    the bottom of the bed by machinery.  After the distribution piping is laid,
    additional gravel is placed over the pipe and covered with soil.  By  the time
    the bed is completed, the soil structure may be destroyed.
    
         This problem is further compounded when soil conditions are wet.   A
    busy contractor is unable to always schedule his work when the soil is dry,
    so construction often proceeds when conditions are marginal at best.   The
    trench design reduces the severity of these problems because the construction
    machinery is able to straddle the trench so that the future infiltrative
    surface is never driven upon.
                                         B-123
    

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    80
    
    70
    
    60
    
    50
    
    40
    
    30
    
    20
    
     10-
       UJ
       a.
       S
       UJ
        -10
    
        -20
    
        -30
                                                             UNLOADED TRENCH  _
                AMBIENT  AIR TEMPERATURE
                                                                      I	L
            M-1976  A
                    M
    S    0     N    D   J-1977  F
             Figure B-6U.
                       Temperatures  recorded in  a  loaded  and unloaded
                       trench during 1976-1977-
         Unfortunately, many state and local codes favor the construction of "beds
    over trenches.  The codes usually follow the recommendations of the Manual
    of Septic Tank Practice (1967), which limits trenches to 1.5 m (5 ft) widths
    with 1.8 m (6 ft) separations "between sidewalls.   Thus,  a 100 m2 (1076 ft2)
    absorption bed can be laid out in a 8 m x 12.5 m (26 ft  x 38 ft) rectangular
    area while a trench system would require a 6.6 m x 33.3m (22 ft x 110 ft)
    area assuming 1 m (3.3 ft) trench widths.  These larger  areas required by
    trenches are often undesirable.  In addition,  trench systems cost up to 25%
    more in Wisconsin because additional time is required for construction.
    
         To encourage the use of trench systems, codes could be changed,  A
    reasonable approach might be to require more bottom area for beds than
    trenches for the same size household.  Two methods might be used: l) give
    credit for sidewall area, thereby reducing the bottom area required for
    trenches, or 2) increase the bottom area now required for beds in proportion
    to the amount of sidewall area lost by not using the trench design.
    
         A trench or bed can be represented by a rectangle with sides of x and y.
    The bottom area becomes:
                                        AB = xy
    
    If Ag is set constant, x and y can vary.  If x is the width, when it varies
    between 0.3 m to 1.5 m (l ft to 5 ft) the system is defined  as  a
    trench.  If x is greater than 1.5 m (5 ft) then the system is defined as a bed.
    
                                          B-12U
    

    -------
         If it is assumed that 60 cm (12 in) of gravel is laid below the inlet
    of the distribution pipe, the side-wall area is:
    
                                     Ag = 2x + 2y
    
    Therefore, the sidewall area, Ag} is a minimum when x = y (a square bed), and
    a maximum when x approaches 0.
    
         A useful means of comparing sidewall areas for different shape and size
    of beds is a ratio of sidewall area to bottom area:
    
                                     R = 2x + 2y
                                           xy
         Substituting y = AB
                                    R = 2x2 + 2A
                                                •B
         This analysis indicates that trenches 1.5 m (5 ft) wide can provide
    25$ more sidewall area than beds for 30 cm (12 in) deep systems.  Since bed
    designs are most unfavorable in finer textured soils, a 25$ increase in
    bottom area required for beds is reasonable.  This would have the effect of
    reducing the advantages of cost and land area required which beds offer
    over trenches.
    
    Liquid distribution—
         Dosing and uniform application of wastewater effluent over the infil-
    trative surface may be critical to the proper functioning and long term life
    of the soil absorption system.  Localized overloading due to continuous
    inundation and poor distribution may result in inadequate purification of
    the effluent in very permeable soils and accelerated clogging in all soils
    (Bouma, 1975; Bouma, et al., 1972; Robeck, et_ al., 196U; McGauhey and
    Winneberger, 1.96k}.
    
         In conventional subsurface soil absorption systems, distribution of
    the effluent within the field is usually provided by perforated drain tile
    laid below the elevation of the septic tank outlet to permit gravity flow of
    the liquid.  The pipe is commonly 10 cm (U in) in diameter and perforated
    with two rows of 1 cm (3/8 in) diameter holes spaced 7-5 cm (3 in) apart.
    It is laid level or on a slope of 0.167 to 0.333 percent such that the rows
    of holes are positioned downward k5° either side of the vertical center line
    of the pipe.  One pipe is used per trench, but in the case of a bed, two or
    more pipes may be installed with a spacing of 90 cm to 180 cm (3 ft to 6 ft)
    between centers.  In a bed or multi-trench system the pipes are usually
    interconnected by a common solid wall header pipe or through a distribution
    box (Manual of Septic Tank Practice, 1967).
    
         This method of effluent application provides very poor distribution.
    McGauhey and Winneberger (196*0 and Bouma, e_t_ a-IU , (1972) observed a
    
    
                                        B-125
    

    -------
    phenomenon of "creeping failure" within trenches and beds.  It was attri-
    buted to the discharge of effluent out the holes in the pipe nearest the
    inlet to the absorption field.  The soil below this point becomes overloaded,
    receiving a more or less continuous trickle of effluent.  Biological
    clogging soon occurs which reduces the rate of infiltration below the rate
    which the effluent is discharged, forcing the effluent to flow along the
    bottom of the system until it encounters unclogged soil.  This process  con-
    tinues until the whole system is ponded (See Figure B-65).  Failure does
    not necessarily occur at this time if the system is sized to account for
    the reduced rate of infiltration.  However, the initial overloading of  the
    unclogged soil may result in groundwater contamination in sands while con-
    tinuous inundation which ultimately occurs may cause severe clogging, leading
    to surface seepage in some finer textured soils.
    
          In  an  attempt to  improve distribution,  several  full-scale distribution
     systems  were  evaluated in  the laboratory  (Converse,  197*0 •   A gravel trench
     was  constructed such that  water passing through the  gravel from each ^5-cm
     (18  in)  segment could  be measured.   Both  gravity flow and pumped discharge
     systems  were  tested.
    
          The conventional  10 cm (U in)  diameter  bituminous fiber pipe with two
     parallel rows of holes located downward provided very poor distribution.
     Figure B-68 shows a typical distribution  pattern for a lH.6 m (U8 ft)
     length of pipe laid on a 0.215 percent  slope when 57 L (15 gal)  of water
     were allowed  to flow by gravity.   The liquid distribution was concentrated
     at the head and end of the pipe with little  or no flow between.   The first
     holes, as well as the  holes with the lowest  elevation, received the greatest
     proportion  of flow.  When  water was pumped into the  pipe at the rate of
     U8 L/m  (13  gpm), 97 percent of the liquid was distributed over 63 percent of
                       TRADITIONAL SUBSURFACE SEEPAGE BED
                                          Gravity flow, continuous trickle of effluent
                             t  I  t  I  t  I
                             )  t  I I  I I I I
                                                           V
                                                         Equilibrium
                               i   I i  i  t  i  i  t  i  i  i
           Figure B-65.
    Progressive clogging of the infiltrative surfaces in
    subsurface seepage beds with gravity distribution
    characterized by continuous trickle flow (Bouma, et
    al., 1972)
                                        B-126
    

    -------
    the bed (See Figure B-*$7).  A lesser slope resulted in less than 4 5 per-
    cent of the bed receiving effluent.
    
         The trials were repeated using a single row of holes located in the
    crown of the pipe.  This configuration improved distribution.  The most
    important factors affecting distribution were the slope of the pipe, vari-
    ation in hole elevation, flow rate and pumping time.  Gravity flow was not
    as effectual (Figure B-gs) •  The results indicated that the pipe should be
    laid level and a high flow rate provided with few holes in the pipe (See
    Figure 6-69).  A minimum flow rate of 95 L/m (25 gpm) for no less than
    2.5 min is recommended for a pipe with hole spacing of 90 cm (3 ft)
    (Converse,
         The results with inverted pipe (holes at the crown) configuration
    indicate that "better distribution is achieved when the pipe is under pres-
    sure.  When the number of holes are decreased and the flow rate increased,
    more uniform distribution results.  This suggests that the best method of
    distributing liquid uniformly over a large area would be to utilize a
    pressure network.
    
         Pressure networks have been used for years in fixed nozzle trickling
    filter units to uniformly apply wastewater over the filter media.  The ob-
    jective in design is to balance the headlosses to all parts of the network.
    This is done by maintaining one to two psi of pressure within the perforated
    laterals at their terminal ends and sizing the perforations and pipe
    chambers such that the headlosses incurred in delivering the water to the
    holes does not exceed 10 to 15 percent at the in-line pressure.  The pump
    or siphon used to pressurize the network is sized to supply the necessary
    flow against the network losses plus the elevation head and friction losses
    incurred in delivering the liquid to the network (Otis, et_ aJ^. , 1977).
    
         The pressure networks were designed and constructed for evaluation.
    The networks had single manifolds with h to 6 perforated laterals (See
    Figure B-70a and B-70b).   The perforated pipe was 2.5 cm (l in) diameter,
    with 0.52 cm (13/6^ in) or 0.6U (lA in) diameter holes spaced every 75 cm
    (30 in) (Converse, 197*0.  Distribution was improved through these net-
    works, though irregularities in the holes due to drilling caused some
    fluctuations (See Figure 3-71a and B-71b).   Since the networks are laid with
    the holes at the pipe inverts allowing the system to drain between dosings,
    dosing volumes should be large enough to fill the network within 10 percent
    of the total dosing time.
    
         Six pressure networks were installed at private homes to evaluate
    their performance under field conditions (Converse, et_ aJ^. , 1975a)- After
    two years of operation, the principal problem encountered was in pump
    sizing.  One-third horsepower submersible pumps were used but were not
    always sufficiently large to achieve adequate pressure throughout the system.
    Plugging of the lines occurred in only one system, which was found to be
    due to improper installation (Otis, et al. 197^).
                                       B-127
    

    -------
    C 0.10
    I
    ^
    U
    SJO.OO
    5.0
    
    g 4.0
    COLLECTED -
    10 c*
    b b
    ac
    1 ''°
    O
    
    
    
    
    
    
    
    S 	
    FLOW - GRAVITY
    HOLES - Q
    SLOPE - .215 %
    
    \ Jh n r
    
    
    
    j
    
    
                 12    18   24   SO    36
                  DISTANCE ALONG PIPE - FEET
                                         42
                                             48
                                                   H 0.10
                                                   i
                                                   3;
                                                   uj
                                                   SJO.OO.
    
    
    
                                                    5.0
                                       tL
                                                                           FLOW  - 1.71 CFM
    
                                                                           HOLES -   Q
    
                                                                           SLOPE - .215 %
                                                12   18   24   30   56
                                                 DISTANCE ALONG PIPE - FEET
                                                                                     42
                                                                                         48
      Figure B-66.   Gravity distribution
      of  15 gal.  of water from a  h-in
      perforated bituminous pipe
      (Converse,  197*0.
                                    Figure B-67.   Pumped  distribution
                                    of water along a l|-in perforated
                                    pipe  (Converse, 197*0-
    n- O.K)
    
    3t
    
    Si0-00;
    
    
     z.o
    FLOW  -  GRAVITY
    HOLES -   6
    SLOPE -  LEVEL
    HOLE SPACING
    	  3.0 FT.
    l~l  .75 FT
    f!  .25 FT.
    FLOW RATE
     .033 CFM
     .025 CFM
     .026 CFM
                12   18   24   3O   36
                 DISTANCE ALON6 PIPE - FEET
    QUANTITY
     15 SAL.
     15 GAL.
     10 SAL
                      42    48
                                              FLO* -
    
                                              HOLES -
    
                                              SLOPE -
    
       Figure B- 68.  Gravity distribution
       of water  from a  level U-in per-
       forated bituminous pipe with one
       row of holes at  the crown of the
       pipe  (Converse,  197*0
                                    Figure B- 69.   Pumped distribution
                                    for  a level  U-in perforated
                                    bituminous pipe 100  ft long with
                                    one  row of holes at  the crown of
                                    the  pipe  (Converse,  197*0-
                                             B-128
    

    -------
                                                     INLET
                                                                 INLET
                                                                     -x
                                                                       L*J
    Figure B-70a.  The top view of a bed
    system consisting of a 2.5-cm (l-in) PVC
    manifold and four laterals, each with  six
    0.5-cm (l3/6i|-in) holes spaced 75-cm (30-
    in) apart.  The laterals are U m (13.5-ft)
    long and spaced l.k m (k.^-ft) apart.  The
    5.3-m (17.5-ft) square dashed area repre-
    sents the seepage bed perimeter (Converse,
    197*0.
                • 2.94 CFM
    
                • 2.11 CFM
    
                • 1.02 CFM
                                           IS
    
                                          FOUR
    Figure B-70b.  The top view of a
    trench system consisting of a 7.5-cm
    (3-in) PVC manifold with six 2.5-cm
    (l-in) PVC laterals.  Each lateral
    has eight 0.6-cm (lA-in) holes
    spaced 75-cm (30-in) apart.  The in-
    let is on the end or center.  Each
    6.1-m (20-ft) lateral is spaced U.6-m
    (15-ft) apart.  The three 0.9-m (3-ft)
    dashed areas represent the trench
    perimeters (Converse, 197*0.
                                                       I"
                                                           to m  to  s    sa	5	Jo~
                                                           w  » re B   s  m is  to~
    Figure B-71a.  Distribution for three flow   Figure B-71b.   Distribution for the
    rates at the bed network (Converse, 197*0.   trench network  at  two flow rates.
                                                 The top portion is the distribution
                                                 pattern for  the center inlet,  and
                                                 bottom pattern  for the end inlet
                                                 (Converse, 197*0.
                                             B-129
    

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         Limited monitoring of the field systems suggests that this method of
    effluent distribution retards clogging of the infiltrative surface.
    Several of the systems excavated did not show signs of a clogging mat
    developing, even after two years of operation.   The application of effluent
    at a rate below the saturated conductivity of the soil in infrequent doses
    should allow rapid drainage and nearly continuous aerobic conditions at
    the infiltrative surface.  Further work is needed to confirm this.
    
    Restoring the Infiltrative Surface
    
         Assuming that a system has been properly designed, sized, installed
    and maintained by necessary periodic tank pumping, the only reason it can
    fail is by excessive clogging or sealing of the soil in the absorption
    field.  Short of installation of a new or extended seepage area, the only
    way to rehabilitate a failed system is to unclog the soil and restore its
    infiltrative capacity.  Laboratory and field experience has shown that there
    are only two methods to do this.  The two options are: l) prolonged resting
    and 2) unclogging of the soil with chemical agents.  Only these two
    approaches reach the problem where it is occurring, namely in the clogged
    portion of the soil.
    
    Resting—
         Several researchers have observed beneficial effects on infiltration
    following resting of clogged soil in laboratory columns (McGauhey and
    Winneberger, 1965; McGauhey and Krone, 1967; Jones and Taylor, 1965; Thomas,
    et_ al_., 1966; De Vries, 1972; Perry and Harris, 1975; Harkin and Jawson,
    1976).  The practice of intermittent resting is recommended in HUD's (197*0
    handbook on "Methods of Preventing Failure of Septic Tank Percolation
    Systems."  However, the increase in soil permeability produced by short-
    term resting is usually lost again within about 5 to 10 days after loading
    is resumed (McGauhey and Krone, 1967; Harkin and Jawson, 1976).  The final
    infiltration rate is usually lower than that before resting is commenced
    (See Figures B-72 and B-73).
    
         The main problem with resting is the provision of the long period neces-
    sary for beneficial resting, which may be days, weeks, or months, depending
    on the soil in question and the status of the clogging mat.  If a new
    system is being installed or an older system is being upgraded, plans
    should be made to provide for future periods of resting by construction of
    a dual or alternating bed system.  This obviously increases the cost of the
    basic septic system and is not always a viable alternative if the lot is
    too small to accomodate alternating beds.  In some cases, the system may
    simply not drain rapidly enough.  In finely textured soils, J+5 to 60 cm
    (2.5 to 3.0 ft) of unsaturated soil below the infiltrative surface is
    necessary for the system to drain after effluent applications are stopped
    (Klein, et_ al_. , 1962; Bendixen, e_t al., 1962; Winneberger, et_ al_. , 1962).
    This depth of unsaturated soil is necessary to create a sufficiently high
    hydraulic gradient across the clogging mat.  In areas of seasonally or
    permanently high water tables, drainage of the soil and reaeration may not
    occur at all during periods of resting.
                                        B-130
    

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         25
         20
        E
        u
        .15
    a.
    UJ
    a
    g
    
    o
          10
               JULY
            20 25
            H-
                              AUGUST
                  I   5  10  15  20 25 30   5
         SEPTEMBER
    10 15  20 25  30
                  10     20     30     40     50     60
                                  DAYS   FROM  START
                                                         70
                      80
     OCTOBER
    10  15
          ^
         92
     Figure B-J2.
                Ponding  of  septic tank effluent in Hanford fine sandy loam with
                        periodic resting  (Winneberger, et_ al_., 1962)
    Chemical Treatment—
         Even before the concept of restoration  by resting was created, efforts
    had been made to restore the efficiency of ailing  septic systems by additions
    of chemicals or other materials to the system  through the household plumbing.
    Over the years a myriad of processes  and agents have been used to try to
    improve septic tank performance.
    
         The use of some techniques and materials  is based on misconceptions
    of the problem and incorrect logic as to measures  that could be taken to
    correct the situation.  For example,  many people,  including officials ad-
    ministering health and plumbing codes and installers, believe that it is
    blockage of the perforated pipes  or tiles in distribution lines by solids
    spilling over from badly maintained septic tanks that cause sluggishness
    or backups in septic systems.   They think that snaking of the lines will
    restore functionality to the system.   There  is a simple test to determine
    whether blocked lines are the cause of a failure:   if water is ponded in
    the seepage area, it has free access  to the  soil and the lines are not
                                          3-131
    

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                    900
                  *, 800
                  E
                    700
                    600
                    500-
                      Th
                       WEEKEND RESTING
                        PERIODS
                 M T W Th  F  S  S M T W Th
                    DAY OF THE MONTH
    S S M
    Figure B-T3-
    Effect of anaerobic resting periods (surface ponded) on flow
      rates of wastevater through partially clogged columns
            (after It months of dosing) (Jawson, 1976)
    plugged, the soil is.  Others believe that it is invasion "by roots of nearby
    trees that causes system sluggishness, and make efforts to poison the tree
    roots with chemicals, such as copper sulfate.  In fact, the likelihood of
    tree roots invading a septic system is remote (Bendixen, et_ a^., 1950).
    Although septic tank effluent is a source of moisture and the plant macro-
    nutrients N and P, tree roots need air and consequently do not, in fact
    tend to invade anaerobic ponded seepage areas.  Inspection of systems in-
    stalled so close to trees that the tree crowns spread over the drainfield
    area (so that an equivalent spread of the roots should be expected) have
    revealed that roots grow profusely in aerobic soils around, but outside,
    the clogged soil layers, but do not invade the ponded strata inside the
    clogged soil.  Failure in such systems was again found to be due exclusively
    to soil clogging.  The problem that has to be addressed, therefore, is soil
    clogging, although this may be complicated by other secondary factors.
    
         Processes—Basically, there are three approaches to applying chemicals
    designed to unclog soils in drainfields: l) through the household plumbing
    system to the septic tank and thence to the clogged field; 2) to the ponded
    water in the drainfield; and 3) directly to the clogged soil.  Addition to
    the ponded water is less convenient than addition through the tank, but the
    principle is the same with less dilution of the chemical.  Maximum effect
    of any additive can only be expected from direct addition to the clogged
    soil.  What is more important is the avoidance of pernicious side effects
    of the chemicals on the operation of the tank, on the soil or on the ground-
    water quality.
                                        B-132
    

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         Agents—The types of materials used to try to improve the performance of
    sluggish septic systems includes various categories of compounds:  aggressive
    chemicals such as acids, bases, and strong oxidizing agents; biological
    agents or biochemicals such as yeasts, bacterial inocula, or enzymes; and
    surfactants.  Proponents of these treatments usually recommend that the
    materials be added to the tank by flushing down drains or toilets.  A few
    practitioners, realizing that the problem lay in clogging of the soil, have
    added enzymes, acids, or oxidizing agents directly to the drainfield or soil.
    
         Effects—The Manual of Septic Tank Practice (196?) warns that over a
    thousand preparations which allegedly improve the performance of septic
    systems have been tested, but that not one has been found to be efficacious.
    Perhaps because no documentation of this contention is given, many manu-
    facturers continue to concoct, market and advertise - often with the help of
    testimonials - a multitude of preparations that are purported to prevent
    or cure septic tank "sluggishness" or failure.  Many are "guaranteed" to
    work.  The producers of these nostrums usually suggest that a dirty tank is
    the problem and that addition of their product will clean the tank and create
    or stimulate bacterial action which will speed up liquefaction of the wastes
    in the tank, producing a more infiltrable, higher quality effluent.  Such
    products are nationally advertised and sold.  Most large department stores,
    hardware stores, and plumbing supply retail stores sell septic tank "cleaners"
    or "activators" of this type, despite the fact that the Manual states that
    !'. .there are no known chemicals, yeasts, bacteria, enzymes, or other sub-
    stances capable of eliminating or reducing the solids and scum in a septic
    tank so that periodic cleaning is unnecessary.  The addition of such
    products is not necessary for the proper functioning of a septic tank/soil
    absorption system."
    
         To determine the efficacy of commercially available treatment, a series
    of 39 uniformly clogged sand columns were prepared (Jawson, 19?6).  The
    columns were continuously ponded for a total of 19 months before the treat-
    ments were tried.  Flow rates were reduced to 0.02 cm/day.
    
         The directions for use of most of the products recommend that a portion
    of the package contents be emptied into a drain or toilet and flushed.
    The amount added depends on the septic tank capacity.  Based on the quantity
    stated for use, a proportional amount was added to 19 L (5 gal) carboys of
    septic tank effluent for each treatment.  This "unclogging" potion was then
    added to the column in place of the raw septic tank effluent.  In addition,
    some preparations were added directly to the clogged layer.  After receiving
    direct applications, influents containing these preparations were used to
    load the columns.
    
         The types of material tested included one or more examples of a "drain
    cleaner" containing strong sulfuric acid, a "septic tank and cesspool cleaner"
    containing a crude technical grade of sodium hydroxide, a "beneficial
    bacteria additive," a "root killer" (CuSO^^H0 crystals), a "bacterial
    cleaner," a "bacteria enzyme" product, a "bacteria-enzyme activator,"
    another "activator," a "bacterial sensation," a "septic tank conditioner,"
    a complex commercial enzyme mixture designed for addition to drainfields,
    an emulsifying agent, a detergent, a chlorobenzene fat solvent, and
    
                                         B-133
    

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    various experimental grades of stabilized hydrogen peroxide.
    
         When applied directly to clogged soils, only the sulfuric acid, the
    caustic alkali and the peroxides increased the soil permeability (See
    Table B-20).  The peroxide preparations were invariably the most effective.
    Suitable applications restored the soils to almost the initial infil-
    tration rates, and allowed increased percolation for several months after
    treatment.  The acid and alkali also increased the infiltration rate
    initially, to an extent comparable with short-term resting, but not as
    effectively as the peroxides.  However, the flow rate after one month had
    fallen to a lower level than that of the original clogged soil in the
    column treated with acid and to zero in that treated with alkali.  The
    sodium hydroxide caused deflocculation and dispersion effects of the soil.
    Chemical analysis showed that the sulfuric acid and resting removed much
    less organic matter from the clogging layer than did the mild peroxide
    treatment.
    
         None of the other materials produced any significant increase in in-
    filtration.  This is not surprising.  The clogging mat is rich in hetero-
    trophic bacteria and their enzymes so that addition of a few extraneous
    bacteria, bacterial spores, or enzymes cannot evoke a significant change.
    Even if the bacteria or enzymes present in the preparations happened to be
    adapted for optimum growth or action under the temperature, pH and redox con-
    ditions present in clogged soil, it is unlikely that they will be able to
    compete effectively with or supplement substantially the massive amounts of
    bacteria and enzymes already in the clogging zone.  It is more likely that
    the commercial bacteria are not adapted to the peculiar environment of the
    clogged soil and the commercial enzymes are either inactivated by the sul-
    fides present in the clogged soil or, as proteins, digested by the proteolytic
    bacteria in the clogging zone.
    
         It is also not surprising that the surfactants or emulsifying agents do
    not increase infiltration.  The rationale behind the use of surfactants is
    to reduce the surface tension in the ponded water and help it "slip through"
    the clogged soil or to help dissolve the hydrophobic fatty constituents of
    the clogging material.  Some manufacturers apparently think that water-
    resistant fats and grease are a major constituent of the clogging material.
    Normally, this is not true.   Chemical analyses show that lipids constitute
    only 10-15 percent of the organic material in clogged soils (See Table B-21).
    Moreover, there are already substantial levels of detergents present in
    undecomposed form in normal septic tank effluent.  The low lipid content of
    the clogging zone also explains why the chlorobenzene does not unclog soil.
    There is also little sense in adding emulsifying agents or organic solvents
    to the system to dissolve fats and grease for the same reasons.
    
         In practice, people use these preparations only after their system has
    developed problems, i.e., the soil is already clogged, and they normally
    add them to the tank through their household plumbing instead of directly to
    the clogged soil or the ponded water.  Therefore, tests were conducted with
    clogged soil columns to see whether septic tank effluent treated according
    to manufacturers' prescriptions with various chemical and biochemical prepar-
    ations would gradually unclog soil (Harkin and Iskandar, unpublished data,
    
    
                                        B-137
    

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    1977)-  In n° case was an increase in infiltrative capacity obtained.  On
    the contrary, sealing was accelerated and failure occurred more rapidly
    than with columns dosed with unamended effluent.
    
         The only treatment that was found effective in unclogging soil was
    hydrogen peroxide when applied directly to the clogged soil.  Most of the
    reagent is uselessly expended if applied to the ponded water or to the
    septic tank, because it is destroyed by reaction with materials in solution
    or suspension in the water.  The reagent is much more effective if properly
    stabilized and correctly applied.  It destroys most of the organic matter
    in the clogging zone, and it reestablishes aerobic conditions in the infil-
    tration area, so that aerobic bacterial digestion of undissolved clogging
    material can take place.  Peroxide treatments have also been found to be
    successful for rehabilitating failed absorption systems in the field
    (Harkin, et_ al_. , 1976; Harkin and Jawson, 1977).  Peroxide treatments are
    the basis of the POROX TM system for reviving failed septic systems (Harkin,
    1977) which is now being commercially marketed.
    
         Concern has been expressed that treatment with peroxide could cause
    organic matter, bacteria and other substances to move deeper into the soil
    and into groundwater with adverse affects, since a large amount of puri-
    fication occurs as effluent passes through the clogged layer (McGauhey and
    Krone, 1967; Bouma, et_ al. , 1972).  To test this possibility, BOD and
    bacterial analyses were performed on column effluents before and after Ho Oo
    treatments (Jawson, 1976).   Effluent samples were collected for several
    days following successful treatment to determine when and for how long
    these substances filter through sandy soil.  Results from these columns are
    presented in Table B-22.  The data do seem to indicate that both bacteria
    and organic matter are eluted in the treatment effluents.  However, the
    concentrations of BOD and coliforms found do not appear to be high enough
    to cause alarm, especially since the columns were only 60 cm (2 ft) deep.
    
         It appears that any strong oxidizing agent, acid or base could be a
    successful declogging agent.  However, hydrogen peroxide appears to be the
    best choice based on very limited data thus far available.  It works more
    effectively than other chemicals so far tried, with no major drawbacks
    apparent so far.   One of its most positive properties is that it is reduced
    to water and oxygen, while most other chemicals tested have by-products
    which may be undesirable.  Probably the biggest unknown is the secondary effects
    such as the release of toxic metals or virus during and immediately after
    peroxide treatment.
    
         In all cases, direct application to the clogging mat was necessary for
    successful operation.  This methodology treats the problem where it occurs,
    viz., in the seepage bed itself.  Addition of a declogging agent to the septic
    tank itself would cause most or all of its beneficial effects to be dissi-
    pated through reagent degradation and/or dilution long before the problem
    symptoms are attacked.
      TOROX is a trademark of the Wisconsin Alumni Research Foundation, Madison,
      Wisconsin 53706.
    
    
                                         B-139
    

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    ALTERNATIVE SYSTEM DESIGNS FOR PROBLEM SOILS
    
    The Mound System
    
         There are many areas where the conventional septic tank-soil absorption
    field is not a suitable system of wastewater disposal.  For example, sites
    with slowly permeable soils, excessively permeable soils, or soils over
    shallow bedrock or high groundwater do not provide the necessary absorption
    or purification of the septic tank effluent.  However, these limitations
    often can be overcome by constructing the soil absorption field above the
    natural soil in a mound of medium sand fill (See Figure B-7^).
    
         There are several advantages to raising the soil absorption field.
    The fill below the absorption trenches within the mound provides additional
    soil material necessary to purify the wastewater before it reaches the
    groundwater at sites with shallow or excessively permeable soils.  At sites
    with slowly permeable soils, the purified liquid is able to infiltrate the
    more permeable natural topsoil over a large area and safely move away
    laterally until absorbed by the less permeable subsoil.  Also, the clogging
    mat that eventually develops at the bottom of the gravel trench within the
    mound will not clog the sandy fill to the degree it would in the natural
    soil.  Finally, smearing and compaction of the wet subsoil is avoided since
    excavation in the natural soil is not necessary.
    
         The mound system was originally developed in North Dakota where it
    became known as the NODAK disposal system (Witz, et_ al_., 197^ )•  The mounded
    design was proposed to overcome slowly permeable soil conditions by util-
    izing the more permeable topsoil.  The seepage bed was constructed in gravel
    fill which was placed over the original soil after the topsoil had been
    removed.  These systems were first installed in 19^7 and have since appeared
    to function properly.  However, monitoring data has been lacking, and design
    criteria based on the potential of the soil to absorb and conduct liquid
    have not been defined.
    
         To develop sound design criteria, several mound systems of various
    designs were evaluated both under field and laboratory conditions (Bouma,
    et_ al., 1972; Bouma, et_ al., 197^c; Bouma, et_ al., 1975b; Magdoff, et_ al.,
    197^4-a; Magdoff, et_ aJ-_. , 197Ub).  Six mound systems installed prior to 1970
    were first investigated (Bouma, _et_ al., 1972).  These were similar in
    design to the NODAK system constructed to overcome both slowly permeable
    soil conditions and permeable soils over shallow creviced bedrock where
    groundwater contamination was a danger.  The conclusions made from these
    initial investigations were that the gravelly fill was too coarse to provide
    adequate filtration where groundwater contamination was a problem and that
    inadequate distribution, sizing and/or construction was resulting in sur-
    face seepage during wet periods of the year.
    
         To correct these shortcomings, changes were suggested in the design
    and construction of mounds.  To provide better filtration and treatment,
    medium sand was specified for fill material.  Loamy sands or sandy loams
    have better filtration properties but their potential for clogging is
    

    -------
                                           DISTRIBUTION —^  CAP-
                                            LATERAL
                                                   MOUND
                    SEPTIC TANK
                              PUMPING CHAMBER
    x
    NN
                                                        /\-\n IN-ZIM
                                                       / PIPE FRO
                                                       V CHAMBER
                                                  PLAN  VIEW
             Figure B-7^.  A plan view and cross-section of a mound system
                                      for  slowly permeable soils
    
    greater (Bouma, et_ al_. , 1972).   Crust tests were performed in the soils at
    each site to determine the  soil's capability for conducting water, providing
    better sizing criteria.  It was  also  specified that the original soil be
    disturbed as little as possible.   The vegetation should be removed and
    raked, but the topsoil should remain  in place and not be driven upon.
    
         Full-scale mounds and  laboratory models were constructed to test the
    modifications made.  Models were designed to represent the vertical cross-
    section of a mound (Magdoff, et_ al_.,  197^a).  Large 1^.7 cm (6 in) diameter
    columns were filled with 15 cm  (6 in) of gravel followed by 30 cm (12 in) of
    silt loam topsoil, 60  cm (2^ in)  of sand, 30 cm (12 in) of gravel and
    another 30 cm (12 in)  of silt loam.   This model represented a mound con-
    structed over a shallow silt loam with underlying creviced bedrock (See
    Figure B-75).  The upper gravel  layer of each column was dosed with 8 cm/day
    (1.92 gpd/ft2) of septic tank effluent.   Monitoring included moisture tensions,
    gas sampling, redox potential measurements and liquid samples for COD,
    nutrients and bacteriological analyses with depth in the column.
    

    -------
                          + 60 cm
                          + 30 cm
                           60 cm
                           90cm
                                            TENSIOMETER
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                                            gp-GAS PORT
                                            mc-MONITORING COMPLEX
              Figure B-75.
    Column model of mound over shallow creviced
         bedrock (Magdoff, et al. , 197*0.
         The results of the laboratory studies indicated that  a mound using
    60 cm (2h in) of sand fill would provide adequate treatment  (See  Figures
    3-76, B-77» B-78 and Table B-23).  Essentially complete removal of fecal
    indicators, and COD were realized with significant  decreases  in nitrogen
    and phosphorus.  Only in situations where nitrate contamination of the
    groundwater is undesirable would such a design be technically unsuitable
    (Magdoff, et al., 197^>) •
    
         Several experimental mounds were constructed to test  the suggested
    modifications.  A rational design method was developed (Bouma, et al.,
    1975b).  Different design considerations are dictated during the spring
    and fall in slowly permeable soils when natural water tables  occur at a
    shallower depth than in summer and winter.  Dimensions of  the seepage trench
    are designed to avoid rising of the perched water table into  the  fill when
    the groundwater is high, and the total basal area of the mound should be
    sufficiently large to absorb and conduct the effluent downwards through
    slowly permeable subsoil horizons when the groundwater is  low.
    
         The calculation of the required basal area of  a mound should be based
    on the Ksat of the least permeable soil horizon within 90  cm  (3 ft) below
    the proposed site for the mound.  Maximum flow is estimated by using 568
    liters/day (150 gallons/day) per bedroom in the home served.
    
         The second step in the design is to size the absorption  system within
    the mound.  The system should consist of one or a series of small parallel
    trenches, rather than one single absorption bed containing all the distribution
    laterals.  Widely spaced trenches are superior than beds because  they
    distribute the liquid over a larger area causing a  smaller rise of perched
    

    -------
       400-
    
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                     	INLUENT
                     	EFFLUENT
                20  40   60  80   100
                   DAYS  AFTER
               CONTINUOUS PONDING
                                                     20  40  60  80  KX)
                                                        DAYS AFTER
                                                     CONTINUOUS  PONDING
    Figure B-?6.   Chemical oxygen demand
       (COD) of influent and effluent
       from column (Magdoff, et  al.,
                                          Figure B-77.  N concentrations in
                                              influent and effluent from
                                              column  (Magdoff, et al.,
                              30r
                            £20
                           OL
                              10
                                 /•A
                                         	INFLUENT
                                         •--EFFLUENT
                                    20   40   60  80
                                       DAYS AFTER
                                   CONTINUOUS  PONDING
                                                    100
                       Figure B-78.  Total-P concentrations in
                          influent  and effluent from column
                          (Magdoff, et al., 197^ ) •
    

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    liquid in the topsoil.  A standard trench width  (v)  of  60  cm (2  ft)  is
    recommended as a result of applying the Dupuit-Forchheimer assumption for
    horizontal flow applied to the topsoil (Childs,  1969).   Figure B-79  shows a
    schematic cross section of one-half of a mound on top of a permeable top-
    soil of thickness h- cm, resting on an "impermeable" subsoil B horizon.
    Infiltration of effluent from the seepage bed (l, cm/day)  results  in a rise
    of the groundwater in the topsoil.  Below the center of the bed, the ground-
    water level is equal to the depth of the topsoil (t^),  below the edge of the
    bed the level is h-, .  The calculation is designed to prevent groundwater
    from rising into the fill.  Trench width (w) is  calculated by the  following
    equation, assuming 1=5 cm/day, b^ = 30 cm, and h-[_ = 25 cm, and K from the
    K-curves for the particular soil.
    
                               (h02 - hx2)= (I
    
         This analysis is approximate because:  l) the subsoil B is not  im-
    permeable; 2) the soil usually has some slope; and 3) the  liquid is  not
    applied as a steady flow, but as a dose.  However, calculations  do indicate
    the need for small seepage trenches rather than  large seepage beds.   The
    total bottom area of the trenches is calculated  by using a liquid  appli-
    cation rate of 5 cm/day (1.2 gpd/ft2).  The height of the  gravel-filled
    trench should be at least 20 cm (8 in) above the natural soil surface to
    allow for sufficient liquid storage.  If parallel trenches are used, their
    spacing is determined by the hydraulic characteristics  of  the underlying sub-
    soil.  The area between the trenches should be sufficient  to absorb  all
    the liquid contributed by the upslope trench, and trenches should  be laid
    parallel to the slope.  In more permeable soils, beds rather than  trenches
    can be used because the water table is less likely to rise.
    
         The selection of the most appropriate dosing regime is closely  corre-
    lated with the type of fill, its hydraulic characteristics, and economic
    considerations.  For example, dosing once every  two  days would require a
                                              MOUND SURFACE
                          PERCOLATION ZONE
                           (UNSATUATED)    60CM
                           I lunaAiuM
                                               ORIGINAL SOIL SURFACE
    
                                                    HIGH
                                                    GROUNOWATER
    
                                                   A - HORIZON
                                                   B - HORIZON
         Figure B-79.
    Schematic cross-section through a mound system used to
    calculate the required width of the gravel bed in the mound-
                                         B-ll+6
    

    -------
    relatively large pumping chamber, while instanteous introduction of this
    large quantity of liquid would probably result in saturated flow conditions
    in the fill and associated unsatisfactory purification (Bouma, et_ al_., 1972).
    On the other hand, more frequent dosing, e.g. four times per day would
    result in better purification and require a smaller pumping chamber.  How-
    ever, the fill may then not have sufficient time to drain, and relatively
    high moisture contents at the interface of seepage bed and fill could lead
    to early clogging.  Clogging can be at least partly removed by introducing
    a period of aeration in which clogging components are decomposed by aerobic
    bacteria.  A long period between successive dosages would be advantageous
    in that it would provide relatively long intermittent periods of aeration.
    
         The laboratory column experiments indicated that a once-a-day appli-
    cation of 8 cm of effluent was quite effective in removing fecal indicators,
    pathogenic viruses, BOD, and significant amounts of N and P (Magdoff,
    et_ al., 19?Vb;Green and Oliver, 1975).
    
         Based on these column studies, the application rate of the field
    system to be used for sizing purposes was chosen to be 5 cm/day.  This daily
    loading rate was derived from independent field measurements of soil
    moisture tensions below clogged seepage beds in sand (Bouma, et_ al., 1972).
    These tensions, which can be translated into flow rates by using the
    appropriate K-curves were approximately 25 mbar, corresponding with a flow
    rate of about 8 cm/day.  The lower rate of 5 cm/day was used here to
    include a safety factor.  The concept of using this rate is to ensure ade-
    quate infiltration of effluent, even if the seepage bed were to become
    clogged at some future time, assuming that the clogged layer would still
    allow percolation of 5 cm/day.
    
         Five experimental mounds were constructed based on the rational design
    approach.  Mounds I and II were constructed in September, 1971 in the slowly
    permeable Hibbing silt loam.  Modifications based on experience with these
    systems were made in Mound III, also constructed in the Hibbing silt loam
    during June, 1972.  Mounds IV and V were again modified to improve per-
    formance.  Mound IV was constructed in the tight Almena silt loam, while
    Mound V was designed primarily to provide purification because of its
    location over a shallow, creviced bedrock.  Salient characteristics of these
    systems appear in Table B-24.
    
         As shown in Table E-2h, the total bottom area of the mounds is much
    larger than the area required on the basis of the limiting conductivity
    of the subsoil.  This discrepancy is caused by the requirement for 60 cm
    (2h in) of fill below the seepage trenches to purify the liquid.  Addition
    of soil cover results in a mound that is 1.2 m to 1.5 m (H.5 to 5 ft) high
    at the center.  Slopes at the side of the mound should not exceed 3:1 to
    insure stability which create large basal areas.
    
         At slowly permeable soil sites, the depth of fill can be reduced
    because purification is not a problem.  This was done in Mound IV (See
    Figure B-8l).   This reduces the basal area somewhat.   The seepage areas
    within the mound are much smaller because they are based on flow character-
    istics of the sand fill.  Mounds I and II were constructed as shown in
    

    -------
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    -------
    Figure B-8Q, except the clay dam was  not  used and distribution was provided
    by the conventional 10 cm  (^ in) perforated pipe.   Some seepage occurred
    in localized spots at the  sides of these  mounds  in the spring and fall,
    indicating that short circuiting was  occurring either from unequal distri-
    bution of the effluent within the trench  or inadequate absorption in the
    natural soil.  Excavations into the side  of Mound I after 2.5 years of oper-
    ation indicated the occurrence of a slight  compacted slimy surface layer
    formed from decomposed grasses at the original soil surface, even though
    grasses were cut and removed before applying the fill.  The in situ soil
    below the original soil surface was not saturated and infiltration rates
    into the soil were, therefore, reduced (Bouma, et_ aJ^., 1975b).  The large
    diameter distribution pipe provided local overloading within the mound,and,
    coupled with the organic mat which developed at  the original surface,
    seepage resulted.
    
         To correct this problem, a clay  dam  was constructed inside Mound III
    to force the liquid over a wider area, and  a pressure distribution network
    was tried to uniformly apply the liquid in  the trench (See Figure B-80).
    This prevented any seepage, but monitoring  standpipes extending down to the
    original soil surface showed 2.5 cm to 5  cm (l to 2 in) of ponded water.
    
         To further improve infiltration  into the soil, the topsoil was first
    plowed under Mound IV.  This was done when  the soil was dry to a depth of
    20 cm (8 in).  The contour of the slope was followed, throwing the soil up-
    slope to prevent an channeling.  By using this construction technique,
    it was felt the clay barriers around  the  perimeter of the mound could be
    eliminated (See Figure B-8l).  This modification proved satisfactory (Bouma,
    et al., 1975 "h).
                                        I IN PEKFORATCD PIPt
                                 CROSS SECTION A-A
                       1"
                              iZ I IN PERFORATED! ^ SEEMGE GRAVEL BED
                              n flK     I
    HM m PLASTIC PIPt »SFT('I
    mm PUMPINO CHAMKR
    TO 9CEPAOE KO
                                       PLAN VIEW
                Figure B-80 .  Section view and plan view of Mound III.
    

    -------
                                STRAW OR
                                MARSH HAY
                                         .2301 PERFORATED , B CM TOP90IL
                SECTION VIEW
                                                          25 CM DEEP
                                                          WITH CONTOUR
                   PLAN VIEW
    
    
    
    
    
    
    
    ( \
    6M
    i
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    t— -----
    4.9 M
    — 6M-J- 	 121
    
    u— FROM PUMP!
    •— 	 •
    
    r60CM
    T-r~~^
    * 	 4-611-
    J
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    	 76 CM
    MANIFOL
    	 2.3CMPE
    PIPE
    |" TRENCH
    
    
                                                             TION
                 Figure B-8l.  Section view and plan view of Mound  IV
    
         A second modification in system IV was the construction of a more  com-
    pact seepage system consisting of one manifold with three laterals,  feeding
    three small trenches.  The trenches were built perpendicular to the
    direction of the slope.  The distance between the trenches was  U.5 m (15  ft),
    which was considered adequate to allow infiltration of applied  liquid
    during downslope movement before the soil area beneath the second trench
    was reached.  One advantage of this system was its more attractive shape
    (21 m by 2k m) as compared with Mounds I through III (13 m by 38 m),  even
    though total bottom areas are identical.  Seepage has not occurred in Mound
    IV, even though several problems were encountered in operation  due to a
    careless homeowner who damaged the septic tank and dosing chamber while land-
    scaping the yard.  Unknown quantities of surface runoff water have seeped
    into the dosing chamber and have .been pumped into the mound.
    
         Mound V was constructed prior to the inception of plowing, but  because
    of the more permeable soil, no seepage has occurred, even through the clay
    barriers around the perimeter of the mound were eliminated.  In addition,
    the more permeable soil allowed a bed rather than trenches to be constructed,
    making a more attractive mound (See Figure B-82).
    
         All five mounds were monitored for performance.  Liquid samples were
    taken of the septic tank effluent applied and of any seepage that occurred
    (Bouma, et_ al_., 19T5b).  Since purification was of major concern with Mound V,
    soil samples beneath the mound were taken for bacteriological analyses  as
    well (Bouma, et_ al_.,  197^c). Results of these analyses appear in Table  B-25
    showing that adequate purification was achieved with this design.
    
         Winter operation is a concern with these systems because of the danger
    of freezing.  Thermocouples were installed at various points within  Mounds
                                         B-150
    

    -------
                                 NO 2 GRAWELxx'SRASS
                        25 CM PERFORATED PIPE
                        'LATERALS SPACED 45FT
                                                        8-IOCMLAYER
                                                       OF BLACK DIRT
                                                 ^EXISTING GRADE LINE
                                                I--I* LOCATION OF THERMOCOUPLES
                                                 X LOCATION OF AIR SAMPLE PORTS
    Section view and plan view  of Mound V showing
     location of thermocouples  and gas sampling
            ports  (Bouma, et_ aJ^. ,
            Figure B-82.
    Ill and V as shown  in  Figures B-80 and B-82.  Results from this monitoring
    indicated that although freezing temperatures did occasionally occur,
    freezing did not result because the trench and distribution pipe  drained
    between dosings  (See Tables  B-26 and B-2J.  However, a tighter fill material
    (such as silt loam) over the trenches is recommended to improve insulation.
    
         Based on the success of the experimental mounds, their use for on-site
    disposal was recommended for sites with: l) slowly permeable  soils; 2)
    permeable soils  over shallow creviced or porous bedrock; and  3) permeable
    soils with high water  tables.  A detailed manual describing the design  and
    construction procedures was  written for use by regulatory personnel and
    contractors (Converse,  et_al. , 1975b, 1975c, 1975d
    Curtain and Underdrain  Systems
    
    Hydrodynamic Design  Considerations—
         The placement of drains  and trenches in small scale waste  disposal
    systems are geometrically and hydraulically similar to the system shown in
    Figure B-83-   (Only  half of the subsurface system is shown due  to symmetry
    about the z-axis).   Two design questions are considered, with due consider-
    ation given to the satisfactory disposal of the liquid waste.
    
         In order to ensure adequate purification of the effluent (Bouma,  et al.,
    1972), effluent draining from the trench must pass through a partially
    saturated zone of sufficient  thickness to allow for treatment of  the waste-
    water.  Current health  codes  require a minimum distance of 0.9  to 1.2  m
                                          B-151
    

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    03
    O
    0
    r~H
    cu
    ol
    CQ
    O
    O
    •H
    -P
    •H
    W
    0
    
    H
    B-153
    

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    Position
              TABLE B-27.   TEMPERATURES OF MOUND V (Bouma,  ejb al. , 197Uc) .
    
                                         Temperature (°C)
    
                 Nov. 12,  1972    Dec.  1^, 1972    Jan.  29, 1973    May 18,  1973
    1
    2
    3
    U
    5
    6
    7
    8
    9
    10
    11
    12
    13
    lU
    11
    11
    10
    10
    11
    8
    8
    11
    12
    11
    10
    11
    9
    9
    8
    7
    7
    6
    7
    2
    It
    8
    7
    7
    6
    6
    3
    U
    5
    5
    U
    U
    5
    2
    3
    5
    H
    U
    U
    5
    2
    3
    10
    10
    10
    11
    11
    10
    10
    9
    10
    10
    11
    11
    10
    11
    (3 to h ft) between the source of the effluent,  i.e.,  the trench,  and the
    phreatic surface of the fully saturated groundwater "below.  However,  in
    order to maintain generality, the design procedure will include an unspeci-
    fied unsaturated thickness - T.
    
         Design problem no. 1—Consider a waste disposal trench (See Figure B-8s)
    of given width, 2w, located at a given distance, d, above a horizontal,
    impermeable layer.  Liquid waste is released steadily from a bottom of this
    trench at a given infiltration rate, pQ (flow rate/unit area of the trench
    bottom), into a soil with a given hydraulic conductivity, K.  Upon reaching
    the saturated zone the effluent flows toward the two drains, in which the
    flow depth, a, (which may be negligible) is maintained.
    
         Find the drain spacing, 2b, which will provide a sufficient thickness,
    T, of the unsaturated zone to meet health standards.
    
         Design problem no. 2—consider a waste disposal trench (See Figure B-83)
    of given width, 2w.  Liquid waste is released steadily from the bottom of
    this trench at a given infiltration rate, p (flow rate/unit area of the
    trench bottom), into a soil with- a given hydraulic conductivity, K.  Upon
    reaching the saturated zone the effluent flows toward the two drains which
    are spaced a given distance, 2b, apart, and in which a given flow depth, a,
    (which may be negligible) is maintained.
    
         Find the distance, d, which must separate the trench and the impervious
    layer to meet health standards.
    

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                                    .
                            rx.- -^.^ /"-f-,-*' -f *, * ~7 f >
                             V i * I.* if I
                                   ~«
                                            TRENCH
                                 PARTIALLY SATURATED ZONE
                    Figure B-83 •  Subsurface waste disposal system.
    
         In order to solve these design problems it was necessary to devise  an
    equation that described the shape of the groundwater mound which is  formed
    below the trench.  Once the shape of the phreatic surface is known,  the  ele-
    vation of the peak of the mound, h,-,, can be calculated such that the unsat-
    urated zone, T, will be of sufficient thickness to satisfy health standards.
    
    Development of the Equation Describing the Phreatic Surface—
         In order to develop the equation describing the shape of the phreatic
    surface, the non-linear Dupuit-Forchheimer approximation was employed.
    Details of this method of analysis may be found in the literature (Decoster,
    19T6).  Only a summary will be offered here.
    
         The following simplifying assumptions were made to establish a  basis
    for the analysis.
    
         1.  The porous medium above the impervious layer is homogeneous and
             isotropic.
    
         2.  The impervious stratum is horizontal.
    
         3.  The effluent is released uniformly across the entire width  of the
             trench at a constant rate.  It percolates uniformly and vertically
             downward through the unsaturated zone.
    
         k.  The porous skeleton is considered rigid, and the water is
             essentially incompressible.
    
         5.  The flow obeys Darcy's Law.
                                       B-155
    

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         6.  The drainage ditches are fully penetrating to the impervious
             layer or if drain tiles are planned, they completely intercept
             the effluent.
    
         7.  A fixed water level at a depth, a, is maintained in the drains,
             which may be determined by an analysis of the flow conditions in
             the drainage ditch.  The seepage face is neglected.  Under some
             circumstances the depth, a, may be negligible, i.e., a - 0.
    
         The fundamental equations describing flow at any point in the field are
    the continuity equation,
    
                                      V . q = 0                (1)
    
    and Darcy's Law,
    
                                       q = -
          ->•
    where q is the vector specific discharge, K is the hydraulic conductivity,
    and cj> is the piezometric head.  Therefore,
    
                                      4> = y + Z                (3)
    
    where p is the fluid pressure, y is the specific weight of the effluent and
    z is the vertical coordinate, measured upward from the impervious base.
    By substituting Eq. (2) into Eq. (l) and integrating the resulting Laplace's
    Equation over the depth, z, the Dupuit-Forchheimer Equation may be obtained.
    The sole additional restriction in the analysis is that the pressure dis-
    tribution throughout the saturated zone must be essentially hydrostatic.
    In other words, the flow must be essentially horizontal and the phreatic
    surface may slope only moderately in the flow direction.  The resulting
    equation for steady flow with infiltration, p, as developed by Decoster
    (1976) is:
    
                                     d2hg/2 = - I              (10
                                      dx2       K
    
    with boundary condions
                      0 £ x _< w
          p = 0       w < x 1 b
    
    and compatibility conditions at x = w to assure that there is no discontinuity
    in either the phreatic surface elevation or the flow rate at this section.
    
         Solutions to Eq. (U), subject to Eq. (5) and the compatibility conditions
    are:
    
    
                                       B-156
    

    -------
                     h. = {£° (2b - (i)2 - 1) + (a) 2}1/2 for 0 < x < w     (6)
                     w    K   w     w           w
    
    and
    
                     h   {Po (£. - 2E.) + (S.)  2}l/2     f or w < x <_ b        (T)
                     w    K   w   w     w
    
    These two equations decribe the elevation of the phreatic surface, h, as a
    function of position, x, with the constant values, po, K, b, w and a des-
    cribing the effluent rate, hydraulic conductivity of the porous medium, and
    the geometry of the system components.
    
         In as much as we are primarily concerned with the elevation of the
    phreatic surface at x = 0, i.e., at the peak of the mound, Eq. (6) can be
    evaluated at this point to give:
    
                            5° = {£o (Zb.-L) + (a)2}l/2                  (8)
                            w     K   w          w
    
    Eq. 8 is the basis for the design of the system since it contains the terms
    that describe the flow of the effluent, po, the hydraulic conductivity of the
    porous medium, K, and the terms that describe the system geometry, hg, w, b
    and a.  In fact, one could rely entirely on this equation to determine either
    the unknown distance, d, between the trench and the impervious bottom
    (since d = h,., + T) as explained in Design Problem 1, or the drain spacing,
    2b, as described in Design Problem 2.
    
         However, to simplify the process of solving Eq. (8), a graphical pre-
    sentation is preferable, and this can best be accomplished by dividing
    both sides of Eq. (8) by (po/K)l/2, and introducing so = h-, - a.  This results
    in:
    
                           (!°. + £)2 K_ = (2b _ i) + (a,)2 K_              (9)
                            w    w   p0    w          w   p0
    
    or                     (S + A)2 = §_ - 1 +A2                           (10)
                                      B
    
    where the three dimensionless parameters are identified as follows:
    
         S = so  K
    A = a  K
        w  P0
                                                                          (11)
                                        B-157
    

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    Eq. (10) which consists of only three variables is presented in Figure B-8U.
    
         Decoster (1976) also developed solutions to several unsteady flow
    problems and sought a verification of the steady flow ease considered here.
    By comparing the Dupuit-Forchheimer results with those from a finite-element
    analysis and a Hele-Shaw analog, he concluded that the Dupuit-Forchheimer
    approach is very satisfactory for A >_ ^.0 while for values of A <_ U.O the
    phereatic surface elevation may be underestimated by as much as 15 percent.
    
    Design Procedure—
         With Figure B-8U and Eq. (ll), it is now possible to solve the two
    design problems previously posed.
    
         Design problem 1—Let us assume that a given disposal system consists of
    a 250 cm wide trench placed 200 cm above the impervious stratum, with the
    water elevation in the drains not exceeding 50 cm.  The rate of effluent
    discharge is limited to 1 cm per day (0.2 gpd/ft^) and the hydraulic con-
    ductivity is everywhere equal to 3 cm per day.
    
         The problem is to find the appropriate drain spacing, 2b.   In this
    example, calculation of S and A, based on the given data, is as follows:
    
                          5 = f°.   JL_ = (200-90-50)  1  = 0.82
                              v    P0       125      1
    
                          A = a.  K_ = 50   3  = 0.70
                              w  PQ   125  1
    
    Therefore from Figure B-8U, B = 0.85 and 2b = 295 cm.
    
         The drains may be spaced less than 295 cm apart, and a satisfactory
    distance T will be maintained between the trench and the phreatic surface.
    In fact, since A is less than U.O, it might be appropriate to design for a
    somewhat smaller value of b.  However, it would appear that sufficient
    spacing should be maintained to assure that none of the effluent from the
    trench is released beyond either of the drains, i.e., outside of the drainage
    system.
    
         Design problem 2—Assuming that a second disposal system consists of
    a 220 cm wide trench with water elevations in the drains so small as to be
    negligible, e.g., 5 cm.  The drains are spaced U^O cm apart.  The rate of
    effluent discharge is limited to 0.8 cm per day (O.l6 gpd/ft^), and the
    hydraulic conductivity is everywhere equal to 3.2 cm per day.  The problem is
    to find the elevation of the bottom of the trench above the impervious layer
    required to assure that health standards are met.
    
         In this example calculations of A and B, based on the given data, are
    as follows:
                                        B-158
    

    -------
             0.000    .200     .400      .600     .800     1.000
    Figure B-Qh.  Subsurface waste disposal design graph (Decoster,  1976)
                                 B-159
    

    -------
                            A = a   K  =  5   3.2
                                v   i^   220  F^=
    
    (this is close enough to 0.0 to permit the use of the limiting curve)
    
                                  B=w= 110 =Q<5
                                      b   220
    
    Therefore from Figure B-8U , S = 1.73 and so
    
    
                         S0 = ^ _£. =  1.73 •  no  !_  =  95.2 cm
                                 K                 U
    
    The total elevation of the trench is therefore
    
                       d=sQ+a+T=95.2+5+90= 190 cm
    
    The fact that the surface elevation may be underestimated "by as much as
    might suggest a depth of 220 cm.
    
         The trench may be located higher, and a satisfactory distance, T, will
    still be maintained.  However» if it is lower, there may be an insufficient
    thickness of the partially saturated zone.
                                       B-160
    

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                                        APPENDIX C
    
                    THE FATE OF BACTERIA,  VIRUSES AND NUTRIENTS  IN SOIL
    
         Since the link between disease outbreaks and the presence of pathogenic
    organisms in waste-contaminated drinking waters was first established, there
    has been considerable effort to reduce the numbers of bacteria and viruses
    in potable waters by proper treatment of wastewaters.  In addition, eutro-
    phication from excessive nutrient concentrations in surface waters and the
    public health hazard of increased nitrate concentrations in groundwater has
    directed much attention to methods of controlling point and non-point dis-
    charges of nitrogen and phosphorus.
    
         From the standpoint of public health, removal of bacteria and viruses
    is the most critical function of a wastewater treatment system.  Yet, the role
    of bacteria in the biodegradation of the wastes also must be recognized.  With-
    out bacterial enzymes, the hydrolysis of organic solids and their subsequent
    oxidation would not occur.  The biodegradation is the very basis of biological
    waste treatment, and so bacterial growth and metabolism are to be encouraged
    under controlled conditions.  It is only in the final treated wastewater that
    there is a concern for eliminating bacteria and viruses which pose a potential
    danger to public health.  This becomes a particular concern when partially
    treated wastes are applied to the soil for final disposal.  Therefore, know-
    ledge of the fate of bacteria and viruses in soil and the mechanisms of
    removal, is essential for preventing contamination of groundwater in areas
    employing subsurface wastewater disposal systems.
    
         Nutrients in wastewater are also of concern.  Nitrogen,in the form of
    nitrate or  nitrite, found in private water supplies has been linked to cases
    of methemoglobinemia in infants.  Also, accelerated eutrophication can occur
    if nitrogen and phosphorus are allowed to reach surface waters.
    
         Therefore, the fate of bacteria,  viruses and nutrients  in the soil is
    of paramount importance.  A knowledge of the soil capabilities to remove
    these contaminants, as well as the mechanisms involved, is necessary to
    properly design and operate soil absorption systems for wastewater disposal.
    
    THE FATE OF BACTERIA IN SOIL
    Wastewater Bacteria and Their Detection
    Human Intestinal Bacteria—
         The normal intestinal tract of man and all other warm-blooded animals
    contains a characteristic population of bacteria.  At birth  the tract is
    sterile, but it is quickly invaded (certainly within the first day of life)
    by bacteria from the mother's skin, food and water,and other objects put
    into the infant's mouth.  With the first food in the tract,  these bacteria
    
    
                                         C-l
    

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    grow and the typical numbers and great variety of bacteria in the intestinal
    flora are quickly established.   All of this is quite normal,  unless there
    is a gross unsanitary handling of the infant, involving the risk of intestinal
    diseases.  In fact, it serves to establish the natural intestinal flora that
    will persist throughout the child's life,  which is believed both beneficial
    for the mechanical functioning of the gut  and in vitamin synthesis.
    
         While the infant is fed milk, the dominant bacteria are  lactose fermen-
    ters, e.g., fecal coliforms and lactic acid bacteria, including the fecal
    streptococci.  Later, as non-sterile foods in great variety are ingested,
    many other types of bacteria are introduced, but they do_ not  displace the
    fecal streptococci and fecal coliforms.  These bacteria co-exist in a complex
    mixture of many types of bacteria, somewhat affected in numbers, but not
    in kinds, as diet varies throughout life (Haenel, 196l).
    
         Many of the bacteria of this mixture  are the same kinds  as those found
    in natural soils and waters.  These intestinal bacteria become the general
    flora in sewage and do not pose any danger to either health or the environ-
    ment.  In bacteriological testing of sewage, they appear in the Total Bac-
    teria Count (Standard Methods,  1971).   It is recognized that the count is
    far from "total," but it is representative of the main bacterial populations
    involved in general biodegradation.
    
    Indicator Bacteria—
         Superimposed on these normal groups of intestinal bacteria may be patho-
    gens, if the individual is infected and shedding them via the feces.
    Detection of these pathogens is difficult, due to their variety and low pop-
    ulations.  Therefore, to protect the public health, it is common practice
    to determine if fecal contamination has occurred, thus indicating a
    potential presence of pathogenic bacteria.
    
         Fecal coliforms and fecal streptococci are commonly used as indicators
    of fecal pollution, since they satisfy four important criteria:
    
         1.  They are always present in very high numbers in the  feces of man
             and other warm-blooded animals and do not naturally  occur in high
             numbers elsewhere in nature.
    
         2.  They are able to survive for sufficiently long periods of time
             outside the body to be still present in wastewaters  under treatment.
    
         3.  They can be monitored because quantitative methods for their
             detection and quantitative pollution standards based on these
             methods have been developed.
    
         h.  They generally outnumber the pathogens, and thus detection is
             more likely to be successful.  They can serve as "indicator bac-
             teria: because where they are found there is a possible presence
             of pathogens.
                                         C-2
    

    -------
         However, there are some limitations to the interpretation of indi-
    cator bacteria counts as an indicator of significant pollution.  First,
    in natural soils and waters, there may be contamination from wild animals,
    resulting in a low background count (Geldreich, et_ al_., 1962).  In an
    effort to distinguish between animal and human sources of the indicator
    bacteria, Geldreich (Geldreich, et_ al., 196^, Geldreich, 1967) proposed a
    ratio of fecal coliform to fecal streptococci of U:l or greater as indi-
    cating human intestinal pollution, whereas a 0.6:1 ratio implicates live-
    stock, poultry, cats, dogs and rodents.  But this distinction has never
    been widely tested and has not been incorporated into Standard Methods (l97l)<
    Another approach for determining the identity of human vs. animal intestinal
    pollution is based upon determination of the species of fecal streptococci
    in the sample.  StTeptoooeous faeeali-s occurs in both animals and humans, but
    predominates in humans, whereas it is found in relatively low numbers in
    lower animals.  Therefore, only higher and repetitive counts should be
    considered to indicate human source pollution.  This consideration is useful
    when following decreasing numbers of indicator bacteria from the high counts
    at the waste source through stages of treatment and final disposal.
    
         There is one additional point to be kept in mind in the interpretation
    of coliform bacteria counts, that is the distinction between fecal coliform
    (FC) and total coliform (TC).  Standard Methods (1971) defines the coliform
    group of comprising "...all of the aerobic and facultative anaerobic, gram
    negative, non-spore-forming, rod-shaped bacteria which ferment lactose with
    acid and gas formation within kQ hr. at 35°C."  This total coliform group
    is heterogeneous and includes bacteria of several genera:  Esaher'io'h'ia,
    Enterobacter, Citrobactei>3 Klebsiella, Hafnia, Peotoba.eteiri.ian, and
    Erwin-La.  Although any of these coliforms may occur in the human intestinal
    tract and, therefore, in the feces, some of them also occur in soil and water
    and on green plants.   Their best growth temperature is lower than that of
    Escherich-ia coli, i.e., about 37°C.  The other coliforms prefer 30 to 35° C,
    which is, of course,  still well within the optimum growth range for E. eoli.
    Thus, the total coliform count run at 35°C, includes both E. aoli and other
    coliforms.   However,  the higher more optimum temperature for E. ooli- allows
    one to make a separate count by running tests at UH.5°C in a medium favoring
    E. col-i.  This represents the fecal coliform (FC) count which generally
    account for only about one fifth of the total coliform (TC) count on fresh
    feces or raw sewage.   The significance of the total coliform count varies.
    When applied to natural soils or green plant samples, the TC count reflects
    mainly the Enterobaoter, Peotdbaotein-wn3  and Evwini,a members of the
    complex, but when applied to human feces, the count has the same significance
    as the fecal coliform count.  When applied to unpolluted soil and water,
    it reflects the low background count attributable to a scattering of wild
    animals and possibly some surviving or free-living coliforms.  Thus, there
    is some significance in high total coliform counts.  For the final effluent
    or the soil absorption bed samples, where counts are low, greater reliance
    is given to the FC count.  Even so, testing for both E.  coli, and S. faeoalis
    (fecal streptococci,  FS) is even more reliable and has been used in most
    of these investigations.
    
         When the indicator bacteria are released into soil at the disposal
    site, a new complication arises.  They may survive temporarily, or grow if
    
    
                                        C-3
    

    -------
    conditions permit, or die off in competition with the soil bacteria.
    Rudolfs, et_ al_., (1950) have reviewed these aspects of sewage bacteria in
    soils.  More recently, others (Geldreich, 1967; Van Donsel, et_ al_., 196?;
    and Gerba, et_ al_., 1975) have discussed conditions which may determine sur-
    vival or die off of the indicator bacteria in soils.  Many of these con-
    ditions are operative in the sewage/soil systems reported in this investi-
    gation and will be discussed later.
    
    Pathogens—
         Man is subject to several intestinal or enteric diseases, meaning that
    the gut is the infected site.  Typhoid and paratyphoid, food poisoning and
    other diarrhoeas and dysenteries, caused by several bacterial, viral and
    amoebic pathogens, are examples of enteric diseases.  The causal agents,
    whether animal parasites, pathogenic bacteria or viruses, may be present at
    times in feces and in wastewaters (Craun, 1975)-
    
         There are three groups of pathogenic bacteria which can be monitored
    directly in sewage studies; i.e., Salmonella spp., Pseudomonas aeruginosa
    group and Staphylooooaus aureus group.  Their incidence in healthy humans
    are:  salmonellae O.OU$ (Geldreich, 1970; Hall and Hauser, 1966; Craun, 1975);
    P. aeruginosa 12-lU$ (Hoadley and McCoy, 1968); and S. aureus about 18% in
    adults and UO+$ in children under 2 years old (Elek, 1959; Ziebell, et al.,
    1975b; and Smith and Crabb, 1975).  Because of their incidence and significance
    to public health, these were the pathogens chosen for monitoring in this
    investigation.  The rationale of choice was:
    
         1.  Significance of salmonellae:  If related to even a small number
             of disease cases, its proven occurrence constitutes an outbreak
             and is reportable to authorities;
    
         2.  Usefulness of P. aevuginosa and S. aureus monitoring:  When present
             in feces in sufficient numbers to allow detection, reduction in
             numbers during waste treatment and disposal is easily monitored.
    
         3.  Quantitative measurement:  Physiology of any of the above species
             allows selective media and culture methods on which to base
             detection and enumeration in the presence of other sewage and soil
             bacteria; and
    
         U.  Low human risk:  The risk of human infection during laboratory
             handling is present but low, and safeguards can be provided by
             employing proper techniques.
    
         Salmonella spp.—The salmonellae comprise a large and complex group of
    species and/or varieties, whose classification is based upon serological
    typing (Bergey's Manual, 197M.  A general term for salmonella infection is
    salmonellosis.  Some salmonellae are linked to specific diseases, and all are
    suspect pathogens.  Therefore, the finding of any salmonellae, whether in
    foods, animal or human carriers, sewage waters or in the polluted environ-
    ment, calls for elimination in order to protect the public.  An extensive
    review of the Salmonella problem in relation to sewage was done by Nero  (197*0 <
                                            C-U
    

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         Pseudomonas aeruginosa group—Pseudomonas aeruginosa is an "opportun-
    istic pathogen" and a common cause of ear, sinus and burn infections
    (Forkner, I960; Frier and Friedman, 197*0-  P- aerug-inosa infections are
    persistent and can be serious due to its resistance to many antibiotics
    (Artenstein and Sanford, 197** and Brown, 1975).  Its occurrence in lower
    animals is not common unless such animals have frequent contact with man,
    e.g., domestic animals and especially young animals which are most likely to
    be handled by man (Hoadley and McCoy, 1968).  P. aeruginosa is regularly found
    in wastewaters (Hoadley, et al., 1968).
    
         Staphylocooaus aureus group— Staphyloaocous aweus is also an opportun-
    istic pathogen which is capable of producing a variety of infections and a
    form of food poisoning (Elek, 1959> Frier and Friedman, 197*0.  While it was
    originally susceptible to penicillin and many antibiotics, it is prone to
    develop resistance, and such resistant populations are now found in many
    hospital-acquired infections.  Recently, several other species of Staphylooooous
    associated with the human body have been reported (Kloos and Schleifer, 1975
    and Schleifer and Kloos, 1975).  Not all of these species are yet known to be
    pathogens.  Coagulase positiveness is generally indicative of pathogenicity
    in S.  awceus, but cases of coagulase negative staphylococcal infections are
    known (Quinn, ert al_., 1965).  It is, therefore, probable that the familiar
    S. awceus is one of a group of staphylococci of potential pathogenicity.
    The approach taken for this investigation was to enumerate all Staphylococcus
    colonies on a specific growth medium (Kloos and Schleifer, 1975, Schleifer and Kloos,
    1975) and to confirm true S. aureus3 if present by the coagulase test.  The situ-
    ation is thus comparable to that for the total coliform (TC) and fecal coli-
    form (FC) bacteria in wastewater.
    
    Laboratory and Field Studies
    
    Materials and Methods—
    
         Samples and handling before testing—Bacteria are living cells with
    potential for either growth or death after sampling, thereby differing from
    viruses.  Special precautions are needed if bacteriological counts are to
    represent the bacterial populations at the time and point of sampling.
    Error can occur in two ways:  l) growth or die-off after sampling or 2) fail-
    ure to detect the target bacteria.  The latter is a particular problem in
    the counting of certain pathogens, which are always few in number and
    generally unable to compete in the massive bacterial population in sewage.
    In some cases, the actual numbers of the target counts are important in
    order to compare with national standards, e.g., the fecal coliforms (FC).
    More often in these investigations the numbers are important only to cal-
    culate bacterial density (numbers per ml or per 100 ml) before and after
    treatment so as to determine the effectiveness of certain treatment tech-
    niques.   Thus, accurate bacteriological enumeration can only be accomplished
    through proper sampling, preservation, rapid transport and prompt testing
    in the laboratory.
    
         If the bacteriological sample is to reflect the actual bacterial count
    of the waste in question, the sample must be taken in a sterile container
    and in a manner to avoid contamination, i.e., aseptically.  Wide-mouthed
    
                                            C-5
    

    -------
    polypropylene "bottles of 500 or -1000 ml capacity are convenient;  they are
    autoclava"ble and non-breakable in the field.   Their screw top closure is
    also leakproof and is a safeguard against spreading of possible pathogens in
    the laboratory.
    
         The method of sampling depends on the nature and accessibility of the
    sevage to be tested.  The choice of type of sample is determined  in part by
    the conditions and purpose of testing.
    
         Flaw composited samples were preferred where feasible,  since they pro-
    vide more uniformity and thus, minimize the need for replicating.   In general,
    the composite samples were taken from a holding vessel (originally sterile),
    to which a portion of the sewage being treated was diverted continuously or
    periodically over a 24-hr time.  Such a composite sample was preferable to a
    grab sample.
    
         Grab samples were often taken to represent aerobic unit mixed liquors
    or septage.  In such cases, care was taken to well mix the liquid before
    sampling so that suspended solids were uniformly distributed.  However, non-
    uniformity of grab samples is inevitable, since the solids themselves are
    heterogeneous in nature, size and settling characteristics.   Large volumes of
    sample, mechanical blending in the laboratory and replication of  tests (even
    of the sub-samples for each laboratory test)  were required to minimize error
    in results based upon grab sampling.
    
         Grab samples of septic tank sludge are sometimes desired. They can be
    taken by a sterile bottle, lowered to the point of sampling and then opened,
    or by a lake mud sampler which is also opened in, situ.  The mud sampler was
    used which is made by the Martek Co. and consists of a cone-shaped chamber
    covered by a larger diameter disc.  When the apparatus is in place, a rod
    pushes the cone down and allows the sample to enter.  Raising the cone closes
    the chamber and protects the sample from contamination as the apparatus is
    withdrawn.  The sample was transferred by sterile spatula to a sterile
    plastic bag, such as the Whirl-Pak type.  The apparatus was rinsed in water
    and alcohol and flamed to sterilize before the next sample was taken.
    
         Soil samples were sometimes taken from various points surrounding soil
    absorption systems.  If the systems were opened by excavation, samples were
    taken from the clogged zone just under or at the lower sidewalls  of the
    systems.  This zone is usually only a few centimeters in thickness.  Soil
    adjacent laterally or below the systems were sampled by exposing  to the
    desired point (30 to 60 cm or more) by further excavation.  Exposed surfaces
    were then sampled with a sterile spatula or trowel, and the soil  promptly
    transferred aseptically to a sterile Whirl-Pak bag.  Occasionally, a core of
    soil was preferred and such a core was extracted by a simple open-ended
    brass cylinder closed at both ends with rubber stoppers.  The stoppers were
    removed before insertion and the outer one replaced before withdrawal while
    the other one promptly after withdrawal.  Another convenient sampler consisted
    of a longer cylinder cut-away along one side with a sheath to close this
    opening before sampling.  After withdrawal the sheath could be rolled back
    to allow sampling at desired points within the core.
                                         c-6
    

    -------
         Well-point water samples were also used in monitoring absorption fields
    without excavation.  The well points were driven to the desired depths and
    left in place.  When a sample was taken, water was withdrawn through sterile
    tubing by vacuum.  The first sample drawn was discarded so that the sample
    taken afterward would represent the free water in the bed or ponded trench,
    not the stagnant water in the "well."  The well-point type of sampling was
    often preferred to excavating, since the sites need not be disturbed.
    
         Samples taken by any of the above methods were promptly ice-refrigerated
    in the field and during transportation to the laboratory.  For local samples,
    the testing began as soon as possible, always within 2k hours.  Freezing with
    dry ice was not done, because such a procedure causes a serious reduction in
    the counts (Calcott, et_ al., 1975).
    
         Analytical Methods—Standard Methods (1971) recommendations are helpful,
    but not always strict enough or broad enough for purposes of specific investi-
    gations.  Therefore, in some instances, the "standard method" was adapted or
    new procedures developed for both sample handling and analysis.  A brief
    statement of the tests conducted is given here.
    
         The following counts were routinely done for the bacteriological moni-
    toring:
    
              1.  Total Coliforms (TC)
              2.  Fecal Coliforms (FC)
              3.  Fecal Streptococci (FS)
              k.  "Total" bacteria count (TBC)
              5.  Salmonella spp.
              6.  Pseudomonas aevuginosa group
              7.  Staphyloaoacus aureus group
    
    Depending upon the need to know these counts, choices were made from the
    list.  Usually the TC, FC, and FS as indicator groups were most useful.
    Usually tests also were made for one or more of the pathogens, most often
    Pseudomonas for reasons given later.   In general, the counts were done on the
    MPN (Most Probable Number) basis, a practice approved in Standard Methods
    (1971)-  For some tests, the conventional plate count was preferred, especially
    when a selective growth medium would allow selection of colonie for confirm-
    ation of the bacterial type.   The newer more rapid Membrane Filter (MF)
    technique is becoming popular,  but it is most applicable to clear liquid
    samples.  With turbid samples,  clogging of the filter with slime, sludge or
    soil is a problem.  If high counts of a specific bacteria are expected,
    dilution of the sample in sterile, peptone-buffered water blanks before  fil-
    tration is helpful, but not always feasible.
    
         Table C-l summarizes the tests used.
                                          C-7
    

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    Results of Field and Laboratory Studies—
         Bacterial quality of various wastewater effluents—In fresh raw waste-
    water, the kinds and numbers of bacteria are predominantly those of intestinal
    origin.  As the waste passes through treatment, conditions change and new
    types of bacteria flourish and compete with the intestinal bacteria.  The
    microflora of sewage,  therefore is a complex mixture of bacteria growing and
    dying in response to their environment.  In the aggregate, they are capable
    of biodegradation of numerous chemical compounds in the waste.  In this
    respect, they differ from the viruses which are merely carried along with-
    out multiplication after leaving the body.
    
         Anaerobic} treatment—The septic tank is anaerobic with the majority of
    the functioning bacteria being facultative, capable of growth with or without
    free oxygen.  Because the wastewater is a high protein/low carbohydrate
    substrate, proteolytic bacteria becomes dominant.  The intestinal indicator
    types are at a disadvantage, since they are fermentative, growing preferen-
    tially when carbohydrate is available.  Their numbers may decline during
    septic tank treatment, but they are still present in significant numbers in
    the effluent (See Table C-2).  In addition, the pathogens, Staphylooooous
    aureus and Salmonella spp. have been isolated in septic tank effluent (See
    Table C-3).
    
         Aerobic treatment—Aerobic treatment of wastewater offers a more advanced
    degree of degradation where aerobic bacteria become dominant.  These also
    compete with intestinal indicator bacteria and pathogens but as Tables C-2 and
    C-3 indicate, high numbers can still survive through aerobic treatment units
    and sand filters.  Ps. aeruginosa was found in higher numbers in the mixed
    liquor of extended aeration units than in septic tanks, which indicates that
    conditions are more suitable for its survival or growth in aerobic tanks
    (Ziebell, et al., 19T5b).
    
         Thus, it is evident that if soil is to be used for ultimate disposal,
    it must be capable of removing the remaining harmful bacteria.
    
         Bacterial removal from wastewater by soil—It is well known that soils
    have a tremendous capacity to remove bacteria from wastewater.  However, it
    is difficult to specify the depth of soil through which the wastewater must
    percolate to remove potentially hazardous levels of bacteria.  Soil type,
    temperature, and pH; bacterial adsorption to soil and soil clogging; soil
    moisture and nutrient content; and bacterial antagonisms are factors which
    affect bacterial survival and movement.
    
         Laboratory studies—To study bacteria removal from septic tank effluent
    by different soils, eight soil columns were set up for study under controlled
    laboratory conditions (Ziebell, et_ aJ^., l9J5a).  The columns were 10 cm in
    diameter and 60 cm in depth.  Columns 1 through U were hand packed with sand
    from the C horizon of Plainfield loamy sand.  Columns 5 through 8 combined
    undisturbed cores of the A2 and B21 horizons of Almena silt loam which had
    been taken in the field and coated with paraffin to facilitate handling
    (Daniel and Bouma, 197M•  The particle size distribution of these soils and
    other relevant physical characteristics are presented in Table C-U.  The
    sand had a single grain structure, and the Almena silt loam had a prismatic
    structure (2 to 5 cm wide and 5 to 10 cm high, relatively compact natural
    
                                          C-9
    

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    soil aggregates or peds, separated "by planar voids).  The sand columns had
    one tensiometer at a depth of 5 cm "below the sand surface.  Six air exchange
    tubes were placed at various levels in the column walls to ensure aerobic
    conditions in the sand (Magdoff, et_ al_., 1975a).  The silt loam columns had
    four tensiometers at depths of 5, 10, 20 and 30 cm below the surface (Daniel
    and Bouma, 197^-)•  All columns were covered with vented plexiglass caps to
    restrict drying.
    
         The columns were subjected to different dosing regimes of septic tank
    effluent at various temperatures (See Table C-5).  The sand columns received
    daily dosages of 5 and 10 cm of effluent.  These loadings were chosen on the
    basis of field monitoring studies.  The infiltration rate through the clogged
    layer in sands is approximately 5 cm/day (1.2 gpd/ft2) (Bouma, et_ al_., 1972).
    This loading rate, therefore, is applicable to soil disposal systems, including
    mound systems, in the field to allow continued functioning even when clogged
    (Bouma, et_ a!L_. , 19T^b; Bouma, 1975).  However, irregularities in liquid dis-
    tribution may result in local overloading and the higher loading rate was,
    therefore, also included in the experimental plan to investigate its effect
    on purification.
    
            TABLE C-5.  EXPERIMENTAL DESIGN FOR COLUMN STUDIES INVESTIGATED
                        REMOVAL OF PATHOGENS BY SOIL (Ziebell, et al., 1975a).
    Column
    Soil
    Temperature
    1
    2
    . ..Plainfield
    25
    25
    3 k
    loamy sand. . .
    5 5
    5 6
    . . .Almena silt
    25 25
    7
    loam. . .
    25
    8
    
    25
    Loading
    (cm/ day)
    10
    5
    10
    5
    cont.
    ponding
    cont.
    ponding
    1 1
         Soil disposal systems must function during the entire year, under vari-
    able temperature conditions.  In situ measurements of soil temperatures in
    mound systems were found to range approximately 5 to 25°C suggesting the
    temperatures to be used in these experiments (Bouma, et_ al_., 197^c; Bouma,
    1975).
    
         The type of silt loam tested has a low hydraulic conductivity at satur-
    ation, generally less than k cm/day (l gpd/ft2) and sometimes even lower
    (Daniel and Bouma, 197U).  A dosing rate of 1 cm/day (0.2U gpd/ft2) applied to
    columns 7 and 8 permitted complete infiltration within a day, thereby
    allowing the infiltrative surface to be exposed to the air so that aerobic
    decomposition of clogging compounds could occur.  Columns 5 and 6 were con-
    tinuously ponded by maintaining a constant head above the infiltrative surface.
    The ponded columns simulated conditions where the loading rate exceeded the
    capacity of the soil to conduct the liquid downward.
    
         Travel times of liquid were determined in the columns with a 300 mg/L
    KC1 solution as a tracer, used as described by Converse, et_ al_. , (l975a).
    
                                         C-13
    

    -------
    The calculated retention times versus loading rates are given in Table C-6.
    
         Septic tank effluent was obtained weekly from a single family residence
    and stored at U°C until used.  Since it contained relatively low numbers
    of fecal coliforms and fecal streptococci, additions of each were made.
    An isolate of each indicator organism was obtained from the sewage incubated
    for 20 to 2U hours in shake flasks with Nutrient Broth (Standard Methods,
     197l)5 and added to the septic tank effluent to obtain average concentrations
    of 5-1 x 106 FC/100 ml and 7-3 x 106 FS/100 ml.  Sewage, thus fortified,
    was prepared every two days and stored at U°C, with insignificant die-off
    occurring in this period.
    
         Staphylocooous aureus (S.a.) generally was not present in the septic tank
    effluent from this site.  An isolate of this organism (S.a. FDA 209) was also
    grown in nutrient broth and added to obtain initial concentrations of loVlOO
    ml of septic tank effluent; this number is similar to those found in some
    septic tank effluents (Ziebell, et_ al., 1975b). However, rapid die-off of
    this organism occurred, dropping the counts by approximately 2 logs during
    the 2 day storage.  Nevertheless, the numbers of S.a. applied to the columns
    were still in a realistic range for S.a. in sewage, i.e., 10^-10^/100 ml.
    
         Pseudomonas aeruginosa (Ps.a.) was present and survived in the septic
    tank effluent; no attempt was made to alter its numbers.  The average concen-
    tration was 1UOO/100 ml.
    
         Before the start of experiments, tap water was applied to wet all columns
    at the respective loading volumes for three days prior to initial septic tank
    effluent application.  The prepared fortified septic tank effluent was then
    applied once daily to all columns except #5 and #6 which were kept ponded by
    using Mariotte bottles filled every two days with fortified septic tank
    effluent.  Samples were collected in sterile polypropylene bottles with screw
    cap lids attached by tubes to the base of the column.
    
         The numbers of bacteria in the fortified septic tank effluent and in
    column effluents were monitored regularly over a period of 200 days.  Soil
    moisture tensions and column effluent volumes were recorded prior to each
    dosing.  Occasionally, soil moisture tensions were recorded periodically
    throughout a day to establish diurnal column performance and to relate
    changes in the soil moisture recovery pattern in terms of moisture conditions
    within the column as the experiment progressed.  For example, these data were
    helpful in judging whether clogging was developing.
    
         Figure C-l and C-2 compare results from Columns 1 and 2 packed with
    Plainfield loamy sand:  both at 25°C with Column 1 receiving 10 cm and
    Column 2 receiving 5 cm of effluent per day.  Both columns initially removed
    bacteria effectively, but after the first 5 to 10 days, they began to release
    FC in their effluents.  During the first 100 days of the experiment, the
    number of effluent FC reached a plateau of approximately 3 x 105 FC/100 ml
    from Column 1 and 103/100 ml from Column 2, as compared to the influent
    waste containing 5.1 x 10° FC/100 ml.  While these are unacceptably high for
    a final effluent, they still represent removals of 9^-1 and 99-98% respectively.
    

    -------
    
    
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               —
    
               I
               8 2
                50
               S
               E 30
                10
                                                 COLUMN 1
                                                 LOADING= 10 cm/day
                                *.«.'—-"*"•*./* "• *
                       20
                                 60         100
    
                                        Time (days)
                                                      140
    180
          Figure C-l.  a.  Bacterial data from Column 1  (Plainfield Is,  25° C);
                              FC = Fecal coliforms, FS = Fecal  streptococci.
                       b.  Soil moisture tension  5 cm "below the infiltrative
                           surface "before daily dosing (Ziebell,  et_ al_., 19T5a).
    
    Fecal streptococci appeared in the effluent from Column 1  (high loading)  on
    day U8 and reached a peak of 13,000/100 ml on day 95-  Fecal  streptococci,
    however, were never detected in the effluent  of Column 2  (low loading).  At
    approximately 100 days and thereafter, the effluent  FC counts of "both
    Columns 1 and 2 and the FS of Column 1 began  to decline until the end of  the
    200-day experiment.
    
         Pathogen removals were also detected through the columns.   Pseudomonas
    aeTug-inosa was detected in three effluent samples from Column 1 out  of 19
    tested:  23/100 ml on day 91, 3/100 ml on day 96, and 3/100 ml on day 128.
    Staphyloeoecus aupeus was not found in any of the 15 Column 1 samples tested,
    although 200 to 600 ml samples were analyzed.  These pathogens were  never
    detected in the outflow from Column 2, although sample volumes of 30  to 50
    ml for Ps.a. and of 100 to 350 ml of S.a. were tested.
    
         The performance of these columns can also "be judged by the volume of
    outflow and the moisture tension characteristics.  The hydraulic data for
    these columns showed sustained equilibrium conditions in terms of volume  of
    effluent collected daily and moisture tension stability  (-^50  cm of water).
    Column 1, after 100 days, showed some lag in  recovery of tension after each
    application, thus suggesting some flow impediment or early  stages of clogging
    (Figure C-lb).   Column 2 tensiometer data did not show evidence of this condition
    (Figure C-2b).
                                          C-16
    

    -------
    
                    H
                                                  COLUMN2
                                                  LOADING - 5 cm/day
                                 FC
                       20
                                 60
                                           100
    
                                        Time (days)
                                                      140
                                                                 180
          Figure C-2.  a.
    Bacteria from Column 2 (Plainfield Is, 25°C);
    LC = Loading change, i.e., first change from
    one 5 cm/day dose to three applications per
    day of 1.7 cm each, and the second change re-
    storing the original dose regime.
    Soil moisture tensions 5 cm below infiltrative
    surface before daily dosing (Ziebell, et al.,
    1975).
         Toward the end of the experiment, a change in the dosing regime was made
    for Column 2 in order to test multiple dose application.  On day 137» the
    same daily quantity of 5 cm was applied, but it was divided into three 1.7 cm
    doses.   The first was applied in the morning, and the remaining two at
    approximately h-hr intervals.  There was only a slight reduction in bacterial
    counts and on day 176 the original once-a-day rate of 5 cm/day was restored.
    
         Columns 3 and h also packed with Plainfield loamy sand were maintained
    at 5°C.  They presented a somewhat different pattern including a drastic
    change when a malfunction of the refrigeration occurred on day k&.   (See
    Figures C-3 and C-k).  Thus, the data should be analyzed with respect to the
    temperature effect, remembering the at 5°C bacterial growth and metabolism
    are very slow.
                                            C-17
    

    -------
         In the first days of operation, both Columns 3 and h removed at least
    k log numbers of FC, before allowing a peak of about 10^ FC/100 ml to pass.
    The peak period of release was short, about 10 to 20 days, followed by
    rapid decline, which coincided with ponding in both columns.   It is reason-
    able to assume that this ponding resulted from accumulation of organic
    compounds which were not decomposed very rapidly at the low temperature.
    During this ponded period, tensions in both columns stabilized at approxi-
    mately 30 cm, and the volumes of effluent dropped to 400 and 200 ml for
    Columns 3 and U, respectively.
    
         The refrigeration failure, which resulted in a rise in temperature on
    day U8, caused impending with a consequent rise in bacterial numbers in the
    effluents, high tensions after daily drainage, and larger daily volumes of
    effluent, corresponding with the total daily applied volumes.  Column k re-
    ceived lower dosages and, therefore, could probably remain unponded for a
    longer time.  Both columns, when restored to 5°C, returned to the ponded
    state and so remained for the duration of the study, during which Column 3
    passed very little liquid (about UO ml/day) or bacteria (approximately 5
    FC/100 ml).  Column k (originally the lightly loaded one), on the other hand,
    functioned better in terms of liquid outflow, but still poorly in terms of
    bacterial removal.  The higher FC counts in Column k effluent (as compared
    to Column 3) are a reflection of shorter liquid retention times.  Effluent
    volumes from Column h of 100 to 200 ml/day can be associated with approximate
    retention times of 3 to k days, while liquid entering Column 3 would require
    approximately 12 days (at a flow rate of kO ml/day) before leaving the column.
    Associated with these outflows, moisture tensions for Column 3 remained
    between 35 and kl. cm, while tensions in Column U reached ^3 cm, then dropped
    to 22 cm with the erratic outflow volumes and FC remaining at the high
    10-ViOO rol'  Gas bubbles were observed between the sand grains in the clogged
    zone of Column h, and disruptions resulting from their release were believed
    to cause these irregularities.
    
         Although FC were present in the effluents of Columns 3 and k, these
    columns functioned very efficiently in removal of FS and the pathogens,
    Pseudomonas aeruginosa and Staphylocoocus aureus.  Fecal streptococci were
    found in only 2 of 21 samples of Column 3 (3/100 ml on day 9, and 58/100 ml.on
    day 50) and in only 1 of 32 samples from Column U (1/100 ml on day 62).
    Pseudomonas aeruginosa was present in 2 of 18 samples from Column 3 (3/100 ml
    on days U2 and 1*5) and in only 1 of 20 samples from Column U (3/100 ml on day
    9*0-  Staphylocoocus aureus was not detected in either column effluent
    (30 samples analyzed).
    
         In summary, data for the sand columns indicate that only 60 cm of sand
    can remove large numbers of fecal indicators and pathogens.  Flow regime, and
    soil temperature clearly affect the removal process, in part by inducing
    early soil clogging at low temperatures.  Removal below normal detection
    levels was generally not achieved, especially during the early weeks of
    operation of the columns (in this study, the first 100 days).  This first
    period, before clogging occurs, can be a critical phase of operation.
    During this time, high loading rates and localized overloading may effect
    transport of pathogenic organisms deep into the  soil.  A newly constructed
    septic tank disposal system was implicated as the source of well water
    
    
                                          C-18
    

    -------
      7
    
    » 6
    E
    8 5
              2
    
              1
    
    
    
             50
    
    
    
             30
    
    
    
             10
                                            COLUMNS
                                            LOADING =10 cm/day
                    20
                               60
                                         100
                                       Time (days)
                                            140
                                                               180
       Figure C-3.  a.
                    b.
                    c.
               Bacterial and physical data from Column 3  (Plainfield Is,
               5°C:  PD = continuous ponding after the indicated time,
               UPD = unponded conditions after the indicated time.
               Moisture tension 5 cm below the infiltrative surface.
               Volume of column effluent collected (Ziebell, et al. ,
               1975a).
    contamination causing 60 cases of gastroenteritis in an Illinois State Park
    (Morbidity and Mortality, 1972).  The septic tank system had been installed
    at the required distance from the veil as specified in the local code, how-
    ever, during installation, groundwater was observed at 10 feet from the soil
    surface and the well water was reported to be turbid for a short period after
    installation.
    
         The retentive power of the columns improves as bacterial films build up
    on the sand surfaces.  However, such columns can allow escape of FC and FS
    and pathogens.  Therefore, for safety, more than 60 cm of sand is required.
    
         Low dosing rates significantly enhanced removal of fecal indicators
    and pathogens, indicating that field system overloading, as represented by the
    columns loaded at 10 cm/day, should be avoided.
    
         Results of the chloride tracer study with silt loam columns are reported
    in Table C-6.  Columns 5 through 8 show a significant difference between the
    ponded Columns 5 and 6 and the columns which received daily dosages of only
    1 cm, i.e., Columns 7 and 8.   Five and 15 days were required for displacement
    of liquid present in Columns 5 and 6, respectively, as evidenced by the
    first appearance of chlorides.  The longer retention time for Column 6 was
                                         C-19
    

    -------
      7
    
      6
    at
    I 5
    8
    
    I 4
    0)
    
    CO
    fr 2
    
    °, 1
               50
             I 30
                             tu
                           O O
                           UI z
                           Q O
                           Z Q.
                           O Z
               O
               Z
    COLUMN 4
    LOADING = 5 cm/day
    
    20
    V V_ H _^— ^— ---"
    
    60 100 140 180
    Time (days)
    Volume (mis)
       Figure C-H.  a.
                    b.
                    c.
    Bacterial and physical data from Column U (Plainfield Is,
    5°C):  PD = continuous ponding after the indicated time,
    UPD = unponded conditions after the indicated time.
    Moisture tension 5 cm below the infiltrative surface.
    Volume of column effluent collected (Ziebell, et al.,
    1975a).
    was due to its low hydraulic conductivity at saturation.  The saturated hy-
    draulic conductivity is controlled by the size and continuity of few,, but
    relatively large, planar and tubular voids in the soil.  These are the only
    pores conducting significant quantities of liquid at saturation since water
    moves very slowly through the soil aggregates (Bouma and Anderson, 1973).
    
         Columns 7 and 8 received a daily volume of liquid at a rate less than
    the saturated hydraulic conductivity.  Therefore, these columns drained
    successfuly in one day, as evidenced by an unponded surface several hours
    before the next liquid addition.  The total volume of water-filled pores
    after drainage, i.e., at equilibrium, was 1^55 and 1575 cm^ for Columns 7 and
    8, respectively.  However, chlorides appeared in the column effluent after
    passage of only TOO and 6HO cm3 of liquid, or about half the volume of liquid
    present at equilibrium.
    
         This can be interpreted by considering the nature of flow processes in
    aggregated soils.   Immediately after dosing, the large air-filled pores fill
    with liquid and conduct this liquid considerable distances, depending on
    pore-continuity. The liquid present inside the aggregates is bypassed.
                                            C-20
    

    -------
    If such short-circuiting extends deep enough it could have implications on
    sewage purification.  The retention data reported for Columns 7 a and 8 in
    Table C-6 were determined at the start of the experiment,  indicating rela-
    tively long retention times of 10 days.  However, changes  occurred in the pore
    structure of Column 7-  Interconnection of larger pores, perhaps caused by
    faunal activity in these undisturbed cores, resulted in significant short-
    circuiting.  After the bacteriological experiments were completed, chloride
    tracer studies were again conducted on Column 1.  Results  presented in Table
    C-6 (Column Tb) show that chlorides appeared in the effluent within 3 hours,
    after only TO cm^ of liquid had passed through the column.  Field measurements
    have been reported indicating similar phenomena in undisturbed soils below
    seepage systems (Bouma, et_ a^., 197^b; Bouma, 1975).
    
         Bacteriological analyses of effluents from Column 5 and 6 indicated
    excellent removal of fecal indicator bacteria from sewage  after continuous
    ponding occurred.  Two of 22 effluent samples from Column  5 contained 10 to
    13 FC/100 ml and of these only 13 contained FS (2/100 ml).  Pseudomonas
    aeruginosa was found in four of the 13 samples, with highest numbers occurring
    after day 100 (23, 15, 1 2*10, and >_ 2^,000/100 ml on days  100, 10U, 1^3 and
    1^8, respectively).  These data indicate conditions within this column were
    favorable for survival and possible growth of this bacterium.  Staphylocoeaus
    aureus was not detected in lU samples analyzed.
    
         Even better results were found for Column 6.  An average of 15 samples
    were tested for each organism (FC, FS, Ps.a. and S.a.}, none of which
    contained detectable numbers of these bacteria.
    
         Fecal coliforms, FS and Pseudomonas aevugi-nosa were found in the effluent
    of Column 7, as indicated in Figure C-5-  The concentrations of these bac-
    teria reached 83,000 FC/100 ml, 100 FS/100 ml and greater  than 2 x 10° Ps.a./
    100 ml in Column 7 effluent on day 91-  The numbers of Pseudomonas aeruginosa
    were often greater than those of the influent sewage, indicating (as in
    Column 5) conditions favorable for survival and potential  growth.  The
    large number of fecal bacteria in the effluent implied short-circuiting
    between soil aggregates or through channels formed by roots or worms as dis-
    cussed earlier.  On day 93, the loading was changed to 3 mm/day to determine if
    a reduction of the loading rate would reduce the amount of liquid available
    for vertical flow along cracks and channels, by allowing lateral capillary
    forces to pull the liquid into the aggregates.  Movement of sewage through
    the aggregates would be expected to result in longer liquid retention, more
    contact of sewage bacteria with soil particles and better  purification.  The
    results confirmed this hypothesis.  After the loading change, fecal indicator
    bacteria were undetectable in the effluent within 30 days, and similarly
    Pseudomonas aeruginosa within 90 days.  Staphyloaooaus aureus was never
    found in Column 7 effluent.
    
         Fecal coliforms and FS were also found in the effluent of Column 8 during
    the first ^0 days when unsaturated flow conditions existed (See Figure C-6).
    However, the flow rate through this column gradually decreased below 1 cm/day,
    and ponding resulted with unsaturated flow below the infiltrative surface as
    indicated by tensiometer data (See Figure C-6).  At this point, Column 8 was
                                         C-21
    

    -------
           o
    o
    m
    *
           Q:
           UJ
           I
           2
           o
     8
    
     7
    
     6
    
     5
    
     4
    
     3
    
     2
    
      I
    
    
    40
    
    
    20
           g
           to
           UJ
                     COLUMN 7
                    	I CM/DAY
                 (A)
                    FC
           (B)
                    20
                                                               CM/DAY
                                                           (C)
                                              j	i	i	u
                                                             100
    
                                                             50
                       60
      100        140
    TIME (DAYS)
                                                     180
            Figure C-5.  a. Bacterial data from column 7 (Almena sil, 25°C):
                            FC - fecal coliforms, FS - fecal streptococcus,
                            Ps. a. = Pseudomonas aerug-inosa.
                         b. Moisture tensions, 5 cm below the soil surface,
                            prior to daily dosing.
                         c. Volume of column effluent (Ziebell, et_ al. , 19T5a).
    
    operating under conditions similar to Columns 5 and 6.  Indicator organisms
    were no longer detected in the effluent.  Pseudomonas aeruginosa and
    Staphylocooaus aweus were never found in 12 and lU respective samples from
    this column.
    
         In summary, data derived from the silt loam columns indicate that 60 cm
    (2k in) of a slowly permeable silt loam soil can remove fecal bacteria very
    effectively under certain flow regimes.  However, the heterogeneous pore
    structure of these aggregated clayey soils affects removal efficiency.  Short-
    circuiting of effluent through large air-filled pores resulted in rapid move-
    ment of fecal indicators for considerable distance, as demonstrated in
    Columns 7 and 8.  These observations have practical implications for con-
    struction of on-site disposal systems in slowly permeable soils having
    seasonally high groundwater tables.  Bacterial contamination of groundwater
    from septic tank-soil absorption fields under such conditions in similar soil
    has been shown by others (Viraraghaven and Warnock, 1973).  The theoretical
    pore continuity patterns in clayey soils indicate that the large pores,
    through which short-circuiting occurred in this study, would not extend into
    the soil indefinitely, and problems of groundwater contamination are unlikely
                                            C-22
    

    -------
              50
              30
              10
                                                  COLUMNS
                                                  LOADING=1 cm/day
                                     H
                     20
                                ??9  99 ? 9? 9 ¥9 9    ??  9 ? 9??? ?  ?   ?  9 ? 7?
                                                                           3
                                                                         0  -
    60          100
    
           Time (days)
                                                       140
                                                                  180
            Figure C-6.  a. Bacterial data  from  Column  8  (Almena  sil,  25°C):
                            FC = fecal coliforms, FS =  fecal  streptococcus.
                         b. Moisture tensions, 5 cm below soil  surface prior
                           . to daily dosing.
                         c. Volume of column  effluent  (Ziebell, et_ aL., 1975 a )„
    
    in slowly permeable soils having deep groundwater tables  (Bouma and Anderson,
    1973).
    
         Removal of high groundwater tables by draining,  with surface  discharge
    of the drainage water, is being used as  a  procedure  to improve on-site con-
    ditions for disposal of septic tank effluent (Bouma,  1975).   However, short-
    circuiting of effluent could lead to pollution of the water in these drains
    and to surface water contamination following drainage discharge.   One such
    field system has been investigated, and,  it was found that liquid  in the
    curtain drain had a high content of fecal indicator bacteria  (Ziebell, et al.,
    1973).  This problem is particularly relevant because drains  in slowly
    permeable soils have to be deep and within a few feet of  seepage trenches to
    function properly from a hydraulic standpoint.
    
         Field studies—The field studies included investigations of 19 conventional
    subsurface soil disposal systems (Bouma,  et_ al_., 1972).   Some of the systems
    were sampled at different times of the year, thus,  they reflect in some degree
    the seasonal variation in biological activity and consequent  problems.  The
    general purpose of the bacteriological  investigation  was  to monitor the number
    of coliform and enterococcus organisms  in septic wastes,  in soil samples
    taken at various points in drainage fields, and in  test wells located around
                                            C-23
    

    -------
    a number of such systems.  A total bacterial count (TBC) was also  obtained
    in order to evaluate the interaction of the general soil microflora and
    the sewage microflora in the area.  The enterococcus count was assumed to be
    equivalent to  the fecal streptococci (FS)  as Streptococcus faecalis.  These
    counts,  and total (1C) and fecal (FC) coliform counts gave an indication
    of bacterial movement and density in the field system.  Movement of any of
    these pollution-indicating bacteria to the surface of the soil or  to the
    groundwater was considered a priori evidence of unsafe conditions, i.e.,
    failure  of the system.
    
         Detailed  data on the bacterial populations for a single system in Plain-
    field loamy sand illustrates the general characteristics of all 19 investi-
    gations .  Additional data from other systems studied may be found in a
    report (Bouma, et_ al., 1972).  The counts on the  septic effluent entering
    the seepage field were typically high for all of the bacterial tests. All
    three of these pollution bacteria were rapidly removed by soil adsorption
    below the trench (See Figure C-7),as were a great many of the general bacteria
    of the septic  effluent, as shown by a drastic drop in the TBC count. The
    population in  the seepage bed is reduced within 30 cm below or to the side
    of the trench  to about the level of the population in control soil.  The
    abrupt drop in numbers occurs between the clogged zone and 30 cm horizontally
    or vertically.
    FT
     0  -
             ABSORPTION  FIELD
              CROSS  SECTION
     2  -
     TRENCH
          o
    -?	
               LIQUID
                                         BACTERIA/100 ml OR  PER 100g
                                                     OF  SOIL
    • I f t. -H
    
         *
      FECAL   FECAL
    STREPTO-  COLI-
      COCCI    FORMS
    
       < 200    < 200
           ^CLOGGED ZONE *:' :•'*>
                                                              TOTAL   TOTAL
                                                               COLI-  BACTERIA
                                                              FORMS    x I07
                                                               <600
                                                                      06
                                           160,000 1,900,000  5,700,000  3.0
                                           54,000  4,000,000 23,000,0004,400
    
                                           <200    17,000     23,000   67
                                           <200     <200     <600     3.7
                                           <200      700      1,800    2.8
         Figure C-7.   Cross-section of an absorption field in Plainfield loamy
                      sand with typical bacterial counts  at various locations
                                    (Ziebell, et al.,  1975t>).
    

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         A darkening due to the presence of iron sulfide defines the clogging zone,
    which implies anaerobic conditions within the zone.  However, the bacteria
    within the zone are not necessarily obligate anaerobic but are predominantly
    facultative types functioning anaerobically (Bouma, et_ al_. , 1972).  The
    coliforms, fecal streptococci and many of the TBC bacteria are facultative.
    From inspection of bacterial counts in the clogged zone, it is not possible
    to say whether the bacteria living there result from trapping by adsorption
    or from growth.  Probably both processes occur, since nutrients, moisture,
    pH and temperatures are favorable.  One bit of evidence for growth of bacteria
    in the zone is found in the high numbers of pseudomonads (Pseudomonas spp.,
    including P. aevugi-nosa but also the P. fluopesoens group which is common in
    soils but not in the feces).  These pseudomonads are found in even greater
    numbers in the adjacent soils below and at the side of the trench/soil inter-
    face.  In fact, they and certain yellow and orange Flavobaeterium  spp. and
    red Sepratia spp. can comprise up to 70% of the TBC counts.  The high
    pseudomonad count (it is as high as the low millions per gram of soil just
    beyond the clogged zone) is probably important in the final "purification" of
    the percolating water.  Pseudomonads are known for the many carbon substrates
    they can use, e.g., proteins, fats, carbohydrates, and many more resistant
    carbon compounds like chitin, waxes, hydrocarbons, etc. (Stanier, et_ al_. , 1966)
    The pseudomonads also produce pyocyanins, fluorescein, HCN, phytotoxic factors
    and a number of endo- and exotoxins as yet not well defined (Artenstein and
    Sanford, 197*0.  Thus, they are probably a factor in the die-off of the
    indicator bacteria and pathogens in the percolating wastewater.  Field studies
    also showed that within the first foot of soil, either downward or laterally,
    soil actinomycetes, bacilli, and molds begin to appear and they are very
    numerous in the second foot of soil (Bouma, et_ al_., 1972).  These are anti-
    biotic producers and no doubt contribute to the die-off of pathogenic indi-
    cators.  It is interesting that the TBC platings of soil taken beyond 30 cm
    from the infiltration surface appear typical of the soil flora, rather than
    of the sewage flora, which was still dominant in the first 30 cm.  The
    striking difference is:
    
         Soil TBC:  high proportion of gram positive bacteria, actinomycetes
         and molds.
         Sewage TBC:  high proportion of gram negative bacteria, esp. pseudomonads
         and other yellow-orange pigmented gram negative bacteria.
    
    Summary
    
         While remarkable purification can be achieved in non-aggregated soil
    under conditions of established clogging and proper flow regime, it must be
    remembered that many soil conditions are less efficient in providing bacterial
    removal.  During initial periods of operation (prior to clogging), conventional
    soil absorption systems do not provide ideal removals.   Similarly, channel-
    ing due to voids between soil aggregates can result in movement of bacteria
    to depths of 60 cm (2 ft) or more in aggregated soils,  especially under dry
    conditions.   Under such conditions a deep soil profile or further treatment
    of effluent  must be present to insure adequate purification.
                                          C-25
    

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    THE FATE OF VIRUS IN SOIL
    
    Background
    
         Viruses differ fundamentally from other kinds of infectious agents.   The
    "life-cycle" of a virus includes a transmission phase and infecting phase.
    Virus in the transmission phase is a small, inert particle which can only be
    made visible with the aid of an electron microscope.   Virus in the infecting
    phase is a virtually formless presence inside cells of the host's body, serving
    as a pattern for production of more virus particles.   Cells which are infected
    and producing virus tend to abandon their special functions in the body,  and
    they sometimes die.  If enough cells die or are diverted functionally, the host's
    body may undergo an abnormality called disease.  Because the course of virus
    disease can seldom be influenced by therapy, there is a tendency to blame all
    intractable disease upon virus infections, even in the absence of any positive
    evidence.  Most human hosts develop immunity and recover from virus infections
    despite the lack of effective therapeutic agents.
    
         Virus in the infecting phase evokes the most concern; however, only virus
    in the transmission phase can be forestalled.  The inert particles of the virus
    range upward from approximately 25 nm (one millionth of an inch) in diameter,
    depending upon the kind of virus.  A particle consists of nucleic acid coated
    with protein.  There may be some enzyme present, and (though not in the viruses
    with which we are concerned) some particles are enveloped with a lipid-containing
    material.  The particle is significant because it may cause infection.  Virus
    transmission may be prevented either by precluding the particle's passage from
    one host to another or by depriving the particle of its infectivity along the
    way.
    
    Intestinal Viruses—
         Not all viruses are transmissible through the environment.  Many lose their
    infectivity so rapidly outside the host that they can only be transmitted by
    person-to-person contact.  To be transmissible in vehicles such as water and
    food, viruses must maintain their infectivity through time and distance outside
    the host; those which can do so are principally those produced in the intestines.
    The intestinal viruses are shed by the infected host in feces; if the virus
    contaminates water or other material ingested by another person, infection may
    result.
    
         Human feces do not always contain viruses because the human intestines
    are not always infected.  In countries where sanitation is not advanced,
    children's intestines may harbor viruses more or less continuously during the
    first 5 years of life.  Survivors of these first 5 years show a progressively
    lower incidence of intestinal virus infection.
    
         Intestinal virus infections are less common in the United States but
    still tend most frequently to involve young children.  There is also a seasonal
    trend:  infections are most prevalent during the months of July, August and
    September, at least for the enterovirus group.  A person who is infected with
    an intestinal virus may shed the virus in his feces for several weeks, perhaps
    with no sign of illness, before developing a level of immunity which terminates
    the infection.  Immunity to that specific virus is durable, so that the person
    
                                          C-26
    

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    cannot usually be infected with it again.  However, there are approximately
    100 known types of intestinal viruses, so few persons acquire immunity to all
    of them.  In the United States, most people's intestines are without virus most
    of the time, not because of immunity but because of sanitation.  Americans are
    relatively vulnerable to viruses to which they may be exposed as a result of
    lapses in sanitation, as the experience of travelers to certain foreign countries
    seems to verify.
    
         The overall rate of virus infection and shedding in the United States
    population is difficult to estimate accurately.  A fairly recent survey in
    Seattle involved families with very young children (Cooney, et al., 1972).  The
    overall incidence of viruses other than polioviruses in fecal specimens was 3.5
    percent compared to 8.8 percent for polioviruses (presumably of vaccine origin).
    A little over 2 percent of fecal specimens from parents contained any virus;
    adults not closely in contact with young children would probably have shown a
    lower incidence.  Adenoviruses showed a higher prevalence than coxsackieviruses
    or echoviruses; no reoviruses were reported.  This is not typical of the dis-
    tribution of kinds of enteric viruses reported to be detected in raw urban
    wastewater, but this may be as much a function of sampling and testing techniques
    as of the true relative incidence of different viruses.  These findings do not
    provide a very firm basis for estimation, but it seems likely that not over 1
    to 2 percent of stools produced in the United States contain virus at all.  If
    all of this virus were enterovirus, one might expect a mean daily output of 10
    plaque-forming units (PFU) per person per day, which is approximately 10~9g Of
    virus material per person per day (at 100 particles per PFU).  The weight of
    virus shed might be greater by a factor of 10 to 100 because most other virus
    particles are larger than those of enteroviruses.  Given a number of additional
    assumptions, one can predict, very approximately, the presence of 1 PFU of virus
    per milliliter of urban raw wastewater.
    
         There is no reason to believe that the rate of virus infection would
    differ significantly among the 25 percent of the United States population that
    is served by private waste disposal systems.  However, intestinal virus in-
    fections are likely to occur in a family on an all or none basis, (most usually
    none) so that average levels of virus incidence are not meaningful.  The great
    majority of private waste disposal systems would be expected to receive no virus
    at all on a given day; whereas those that do receive virus are probably getting
    a hundred-fold higher level than that in urban sewage.
    
    Waste Disposal—
         The main line of defense against transmission of viruses shed in feces is
    proper waste disposal.  A private waste disposal system most often comprises
    a septic tank and a soil absorption field.  The virology of the septic tank is
    virtually unknown; whereas, studies on transport and inactivation of viruses
    in soils abound.  There have been three general kinds of studies:
    
         a.  Batch studies, in which the virus is added to a slurry of sand or
             soil particles in some type of fluid — The mixture is stirred for
             a period of time; the fluid is separated from the solids by settling,
             centrifugation, or filtration; the quantity of virus remaining in
             the fluid is measured; and the degree of virus adsorption to the
             solids calculated.  Batch studies are not of direct applied value
    
    
                                          C-27
    

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             because the extent of virus removal is small.   They enable deter-
             mination of how ions, pH and interfering substances affect virus
             adsorption.
    
         b.  Column studies in which virus-containing fluids are passed through
             tubes packed with sand or soil.   These simulate the filters of
             disposal beds being evaluated.   Columns are especially useful in
             measuring the effect of flow rate on adsorption.  Virus adsorption
             is orders of magnitude greater  in columns than in batch tests.
             This is probably due to the increased opportunity for contact
             between virus and fill material in the columns.
    
         c.  Field studies, in which samples are taken from wells dug at known
             distances from a virus-application site.  These studies document
             infectious virus movement under natural conditions.  Insofar as they
             are meant to characterize the movement of naturally-occurring virus
             in wastewaters, they may be limited by the infrequent incidence of
             viruses in individual household wastes.  Negative test results may
             not mean anything, and positive test results may not mean what they
             seem.
    
    Virus Adsorption—
         Some general principles emerge from the studies on virus adsorption to
    particles of soil and sand.
    
         Batch studies—Drewry and Eliassen  (1968) and Eliassen and Drewry (1965)
    carried out batch-type adsorption studies with three 32p_]_abeieci bacteriophages
    suspended in distilled water containing  various concentrations of sodium and
    calcium salts.  Five soils were tested.   Virus adsorption decreased with in-
    creasing pH, in the range from 6.8 to 8.8, and increased with increasing cation
    concentration.  Three soils showed greater than 90 percent adsorption at all
    concentrations.  Virus adsorption also increased with increasing ion-exchange
    capacity, clay content, organic carbon and glycerol-retention capacity of the
    soil.  However, one soil, which ranked low in these properties, had the greatest
    adsorptivity for viruses.
    
         Carlson, et al., (1968) measured adsorption of poliovirus 1 and bacterio-
    phage T2 on clay suspensions.  Adsorption was negligible if the suspending
    medium was distilled water; cations enhanced adsorption as a function of their
    concentration.  Their relative effectiveness was Al3+>Ca2+>Na+.  The process was
    90 percent complete in 5 min and essentially 100 percent complete in 20 min.
    Adsorption could be prevented or reversed by adding albumin to the mixture.
    Adsorbed virus remained infectious.
    
         Schaub and co-workers (197^, 1975)  studied the adsorption of enteroviruses
    poliovirus 1, coxsackievirus B-2 and encephalomyocarditis virus to clays.  With
    respect to cation concentration, adsorption to bentonite was maximized (91%}
    with 5mM Ca2+i 100 times greater concentration of Na+ was required for equivalent
    adsorption.  Enterovirus adsorption to montmorillonite did not vary signifi-
    cantly over a pH range of 3.5 to 9-5-  The virus association appeared to be
    stable over a prolonged period, but 22 to 30 percent could be eluted readily by
    diluting the suspension with 99 volumes of estuary water from which solids had
    
    
                                          C-28
    

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    been removed by filtration.  Inactivation of sorbed and free virus proceeded
    at similar rates.  Sorbed virus was infective to laboratory animals.
    
         Column studies—Robeck, et aX,(l962) applied poliovirus 1 (Po-l) in 80 to
    160 cm/day of dechlorinated tap water to a column filled with 60 cm of California
    dune sand.  The column removed 2.7 to k.Q log1Q of virus continually for 98 days.
    With 60-cm columns of fine and coarse Ottawa sand, virus removal increased as
    flow rate decreased; there was a large variation from run to run at some of the
    rates, however.  In the coarse (O.J8 mm) sand column, virus removal varied from
    1 percent at a flow rate of 1.6 cm/min to greater than 98 percent at k3 cm/day.
    Each run was continued long enough to displace 2.5 times the volume of liquid
    held in the column.
    
         In upflow studies, columns containing 60 cm of coarse (0.38 mm) Chillicothe,
    or fine (O.l8 mm) Newtown sand were dosed with water containing 10  plague
    forming units (PFU)/ml and flowing up through the columns at a velocity of 90
    cm/day.  Complete displacement of the fluid in the column occurred in l6 to 2k h.
    The effluent from the fine sand column was "virtually" virus-free; the effluent
    from the coarse sand column averaged 8 PFU/mL .  No exhaustion of virus-removal
    capacity was observed during seven months of continuous operation.  Addition of
    alum to a virus suspension before filtration through coarse sand resulted in
    virus-free effluents for a limited time, but after 6 to 7 h both the floe and
    the virus broke through.
    
         Drewry and Eliassen (1968) and Eliassen and Drewry (1965) reported studies
    in which ^P-labeled bacteriophages Tl and T2 were applied to U3- to 50-cm soil
    columns.  The columns were operated at 20° C under saturated, continuous down-
    flow conditions (l8 to Ul cm/day).  The phage was suspended in distilled water
    containing 1.0 mM Ca++ and 1.7 mM Na+.  The columns removed from 79 to over 95
    percent of the label, depending on the type of phage and soil tested.  Most of
    the phage was adsorbed in the first few centimeters.  A significant amount of
    inactivation occurred as a result of passage through the columns:  PFU to ^2p
    count per minute (SSI) ratios were 2 to k log-io lower in the effluents than
    in the feed solutions.
    
         Hori, et al., (1971); Tanimoto, et al., (1968) and Young and Burbank (1973)
    tested the adsorption of coliphage TU and poliovirus 2 (Po-2) to three types
    of soil, packed into 3.8 to 15-cm deep columns.  The soils were two clay-type,
    low humic latersols, and a volcanic cinder.  The virus was suspended in distilled
    water and the columns were washed with distilled water before dosing at 15 cm/day.
    Virus breakthrough occurred in all the columns and the levels of virus in the
    effluents increased with time.  The clay-type soils were similar to each other
    in performance, and more retentive of virus than the cinder.  TU was retained
    more effectively than Po-2.  After 5 bed volumes of the suspension had been
    treated, the 15-cm clay-type columns still retained over 99 percent of the polio-
    virus, whereas only 22 percent was retained by the cinder column.  All of the T^
    was retained by the 15-cm clay-type columns, and more than 52 percent by the
    15-cm cinder column.
    
         Nestor and Costin (1971) constructed 70-cm columns with fresh sand and with
    sand from operating waste-treatment filters.  The sand was analyzed for organic
    matter:  the fresh sand contained 0.21 percent and the used sand 1.U5 percent.
    
    
                                          C-29
    

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    About U.7 cm of water was used to moisten dry, fresh sand columns.   The columns
    were dosed with 15-6 cm of tap water containing coxsackievirus A-U.   Two dry (sic)
    fresh sand columns reduced the titer of the virus suspension "by 11 percent;  two
    moistened fresh sand columns reduced it toy 80 percent; used sand from an un-
    washed sand filter removed 95 percent; and used sand from a washed  filter
    removed 98 percent of the virus.
    
         Kott and co-workers [Goldsmith., et al,, 1973; Lefler and Kott,  1973. 1971*)
    dosed 10-cm fresh sand columns with Uo cm of salt solution containing Po-1
    or bacteriophage f2 with similar results.  Virus retention was related to cation
    type and concentration.  With l.OmM NaCl, 18 percent of the poliovirus was ad-
    sorbed; with 500 mM NaCl, 83 percent of the virus was retained.  Retentions were
    U5 and lU percent respectively, with 0.5 mM Ca Cl2 and MgCl^.  Increasing the
    divalent cation concentrations to 5-0 mM resulted in virus retentions of 99-98
    percent, which was similar to results observed with tap water.
    
         Duboise, et al., (197^) studied migration of Po-1 and bacteriophage T7
    through relatively porous sandy soil cores 19-5 cm high and 6.3 cm  in diameter.
    The cores had been washed with deionized water.  The viruses were suspended
    in deionized water and applied in small bands at the tops of the columns,
    followed by either continuous (U-cm pond) or intermittent application of deionized
    water.  Three cores receiving T7 under continuous flow conditions retained
    99 j 96 and 93 percent of the virus.  There was no correlation between virus
    breakthrough and the quantity of fluid accepted by the columns.  Virus break-
    through was rapid, decreasing gradually with time.  Poliovirus behaved in a
    similar fashion; 98 and 99-5 percent were retained by two columns.   Under inter-
    mittent flow conditions (l cm of dionized water every k hours), 99  percent of
    the T7 and 99.6 percent of the poliovirus were retained.
    
         The most important factor in virus retention by soil columns appears to be
    flow rate:  rapid flow systems generally removed only a small percentage of the
    applied virus, while columns receiving moderate amounts of fluid reduced virus
    levels by several orders of magnitude.  Increasing cation concentration in the
    suspending fluid also enhanced virus adsorption.
    
         Field studies—In a wastewater reclamation project at Vhittier Narrows,
    California (McMichael and McKee, 1965), wastewater containing 3 x 10^ PFU of
    poliovirus 3 (Po-3) per liter was applied to a percolation basin.  Samples
    were collected from a central well with sampling pans at 6l to 2HH  cm depths.
    The soil in the basin was described as "dark brown very fine to medium silty
    sand and soil, with an abundance of organic material."  None of the samples
    were positive for virus; but, because concentration techniques were not used,
    the results could only be reported as less than one PFU per milliliter.
    
         Wastewater containing added Po-3 was reclaimed by percolation  through soil
    in another California study (Merrell, et al., 1967).  Wells were installed in
    a sand and gravel formation at 6l, 12U and ^58 m from the edge of the disposal
    bed to sample the upper 15 to 30 cm of groundwater.  Approximately  5-3 x 10?
    liters of wastewater containing 10^ tissue culture infective doses  per ml were
    applied to the percolation bed.  No virus was detected in any of the samples
    taken from the wells over a ^9-day period.  Later tests showed that a salt
    solution applied to the percolation bed reached the wells in less than kQ hours.
    
    
                                           C-30
    

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         Poliovirus 2 (Po-2) was isolated from drinking water from a well located
    92 m from the edge of a septic tank drainfield (Mack, et al., (1972);
    Vander Velde, 1973).  A geological survey of the area revealed that the soil
    underlying the absorption field was shallow and clayey, so there was probably
    little treatment of the wastewater before it reached the groundwater and traveled
    rapidly through cavernous limestone to the well.
    
         Wellings,et al., (197^) sampled water from wells draining a spray irrigation
    site which consisted of about k ha (10 acres) of sandy soil irrigated with
    effluent from an activated-sludge waste-treatment plant.  Application rates
    ranged from 5 to 28 cm per week.  Virus traveled up to 6 m in the sandy soil.
    Most of the isolations were made following heavy rains.
    
         Wellings, et al., (1975) also investigated the virological aspects of a
    scheme to discharge treated wastewater into cypress domes, which are continuously
    ponded.  The dome under study had been drained, however.  The soil profile
    showed alternating clay and sand layers; the major groundwater flow occurred in
    the sand layers.  Sampling was by means of eleven drilled wells 3 m deep, lined
    with polyvinyl chloride pipe.  Most of the samples were negative, but a grand
    total of 3 PFU were detected in the course of the entire study.  The isolations
    demonstrated percolation of virus to 3 m depth, plus lateral flow of at least
    7 m.  Virus passage through the clay could have been aided by the construction of
    an observation tower, the support pilings of which cut through the clay layers.
    Two of these 3 PFU were detected 28 days after the last effluent was applied,
    indicating virus persistence of at least that long in the dome.  These isolations
    followed heavy rains, which might have aided in the transport of the virus.
    
         Dugan, et al.,(l975) analyzed leachates from 150 cm deep lysimeters dosed
    with wastewater.  The lysimeters were filled with various types of soil.  One
    sample out of 28 was positive for virus.  When "high concentrations" of Po-1 were
    added to the wastewater, virus was found to penetrate as deep as 117 cm in one
    case (sod lysimeter), and 15 cm in another (bare soil lysimeter).  Another bare
    soil lysimeter was seeded in two ways:  either the virus was diluted in a large
    volume of wastewater or the concentrated virus was applied directly to the soil.
    In the first case, virus was detected as deep as 10 cm; in the second, the virus
    had penetrated to 91 cm depth.
    
         These field studies, although mostly uncontrolled, indicate that while soil
    disposal beds are generally effective in preventing virus entry into groundwater,
    heavy rains or breaks in the soil strata might reduce the effectiveness of the
    system.
    
         Summary—In terms of the objectives of the Small Scale Waste Management
    Project, a number of important questions remain unanswered by the investigations
    reported in this section.  A few of the studies used wastewater as the suspending
    medium for the virus, but little attention has been paid to the changes which
    might occur in the system after many months of wastewater application.  These
    changes could alter the ability of a soil to remove viruses.  Secondly, it is
    not possible to predict, on the basis of the information available, just how
    much virus would be removed by a given system.  Although flow rates seem to
    influence virus penetration into soil, the available data do not allow selection
    of a rate which would ensure complete safety.  There is no information on the
    
    
                                          C-31
    

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    effect of low temperatures on virus retention, and the question of whether or
    not the virus is inactivated after sorption has not been addressed.  Recent
    reviews pertinent to this subject have been written by Bitton (1975)  and by
    Gerba, et al., (1975).
    
    Laboratory and Field Studies
    
    Areas of Study—
         Several aspects of the virology of on-site disposal systems have been
    studied.  The virology of the septic tank and the virology of septage were
    examined briefly.  The principal focus has been on the removal of virus from
    septic tank effluent (STE) by slow percolation through 60 cm of sand, as in a
    mound.  The virology of systems which might be used to prepare STE for surface
    disposal was also investigated.
    
    Materials and Methods—
    
         Virus preparation and assay—Poliovirus type 1 (Po-l)» strain CHAT, was
    obtained from the Viral and Rickettsial Registry of the American Type Culture
    Collection.  Po-2 and Po-3 were isolated from feces of a recently vaccinated
    child.  A swine enterovirus, ECPO-6 was obtained from Dr. E. H. Bohl at the Ohio
    Agricultural Research and Development Station, Wooster.
    
         The polioviruses were propagated in primary rhesus (Macaca mulatta) monkey
    kidney  (PMK), established African green (Cercopithecus aethiops) monkey kidney,
    or established human cervical carcinoma (HELA) cell cultures.  An established
    swine kidney cell culture lines (MPK) was used to detect the ECPO-6 virus,
    which served as a model contaminant in the feces of an infected pig.   Methods
    for preparing the cultures, propagating the viruses, detecting viruses in cultures
    maintained with fluid medium, and quantification of viruses by the plaque tech-
    nic in  cultures maintained with semisolid medium were largely as described
    earlier (diver and Herrmann, 1969; Salo and Cliver, 1976).
    
         Po-1 was sometimes labelled with 32p so that the virus particles could
    still be located, even if they were no longer infectious.  The procedures
    used have been described in detail elsewhere (Cliver and Herrmann, 1972; Herrmann
    and Cliver, 1973; Salo and Cliver, 1976).
    
         Sample processing—The samples to be examined in a study such as this
    differ  considerably from those ordinarily encountered in laboratory virology.
    Special procedures had to be developed to make the samples suitable for the
    detection and assay of virus that was present.
    
         Samples derived from an experimental septic tank at the Park Street Labor-
    atory  (site N) presented unusual contamination problems.  Trial and error led
    at last to a procedure for coping with this contamination.  To a 10 mL sample in
    a large screw-cap tube were added 0.05 mL diethyl ether.  The mixture was treated
    for 15  sec with the tube immersed in ice water in a sonic cleaning bath.  After
    2 hours of inculation at room temperature, air was sparged through the sample
    for 1 hour to remove the ether residue.  This reduced the microbial population
    but did not eliminate it.  When the sample was tested in tissue cultures, it was
    necessary to include the following in each milliliter of maintenance medium:
    
    
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    5 yg amphotericin B, 1500 y penicillin, 60 yg tetracycline, and 100 yg genta-
    micin.
    
         Samples of septic tank effluent (STE) from an operating septic tank at the
    Arlington Experimental Farms and of fluids partly or completely treated in a
    sand or soil column were processed somewhat differently.   If such samples were
    frozen before testing, a precipitate would often form; when this precipitation
    occurred, most of the virus that had been present was lost in some unexplained
    way.  Therefore, samples were ordinarily stored in the liquid state, at tempera-
    tures <_ 8° C.  If the level of virus in the sample was expected to be fairly
    high, the sample might be diluted with 9 volumes of phosphate-buffered saline
    PBS) plus 2 percent fetal calf serum (PBS-FC2) and then frozen.   Either of two
    means were used to rid these samples of bacteria before testing in tissue culture:
    l) adding chloroform (5% by volume) to the sample, mixing and then removing all
    traces of chloroform by sparging air through the sample,  or 2) filtration at
    0.20 ym porosity (Gelman GA-8) (Cliver, 1968).  The latter method required that
    suspended solids be removed from the sample by prefiltration.  Effective pre-
    filters tended to adsorb virus.  This could be prevented by adding 2 percent
    fetal calf serum to the sample before prefiltration (Cliver, 1965); however, the
    presence of the serum would preclude later concentration of virus by the ad-
    sorption- elut ion method (Cliver, 1967).  If the virus had adsorbed to the solids
    which were to be removed by the prefilter, the adsorption could usually be
    reversed by adding 10 percent fetal calf serum.  Virus could be concentrated from
    a sample by adsorption to a cellulose nitrate membrane filter (0.22 ym porosity,
    Millipore GS or 0.^5 ym porosity, Millipore HA and elution with a small volume
    of fetal calf serum or cold pH 11.5 buffer.  However, adsorption was likely to
    be poor if calf serum had been added to the sample to enable prefiltration, and
    elution was often less than complete.
    
         Sorbed virus was removed from sand and soil column fill samples by stirring
    with 1.0 mL of fetal calf serum per gram of fill.  This procedure was tested
    by adding 5-0 mL of ^P-iateledi Po-1 to 22.6 g of sand, conditioned as described
    below by use in STE treatment, in a chromatography column.  The virus was allowed
    to adsorb overnight, eluted as above, and the eluate counted.  Recovery was
    77 percent.  Recovery was not improved by adjusting the pH of the serum to 8, 9»
    10, 11 or 12.  Recovery with pH 11.5 glycine buffer was 71 percent; with PBS as the
    eluent, recovery was 20 percent.
    
         Yet another procedure was used to recover virus from septic tank sludge
    with relatively little admixture of supernatant after experimental inoculation
    and attempts at disinfection. An equal volume of fetal calf serum was added to
    the sample, and the mixture was stirred with a magnetically-driven bar while
    the pH was adjusted to 9 with IN NaOH.   After another 15  minutes of stirring,
    the mixture was treated with 5 percent chloroform by volume for 1 hour in an ice
    bath.  Settled solids were resuspended and the suspension was decanted from the
    chloroform.  Residual chloroform in the suspension was removed during 15 minutes
    of treatment in a sonic cleaning bath filled with ice water; the flask containing
    the sample was subjected to a vacuum of 500 mm of mercury to encourage vapor-
    ization of the chloroform.  The treated sample was stirred for 15 minutes with
    an equal volume of phosphate-buffered saline (PBS) and assayed by the plaque
    technique. Using ^P-labelleA. Po-1, this procedure was shown to recover all of the
    virus particles, but more than Uo percent of the infectivity was lost in the
    
                                          C-33
    

    -------
    process.  Sodium sulfite (^2803) was used to neutralize glutaraldehyde in
    samples from the disinfection experiments.  The final concentration of 1.26
    g/L (lOmM) was shown not to affect the infectivity of Po-1.
    
         Columns — The majority of experiments were so varied that the procedures
    can best be described together with their results.  However, the operation of
    the various sand and soil columns used in treating STE had enough features in
    common to merit a general description.
    
         The first columns (A and B) were the largest.  They were constructed from
    lU.6 cm ID PVC pipe, 150 cm in height and were capped at the bottom end (Figure
    C-8).  The cap was fitted with an outlet tube.  The columns were filled with 15
    cm of gravel at the bottom; 30 cm of a Batavia silt loam soil; 60 cm of a
    medium (0.2 aim) sand from the C horizon of a Plainfield loamy sand; and 30 cm of
    gravel (Magdoff, et al. ,
         Below the sand surface were rings of 1 cm diameter aeration holes  spaced  8
    cm apart.  Also below the sand surface were 2.H-cm holes  (plugged with  rubber
    stoppers) for fill sampling.  Samples were obtained by removing a stopper  and
    digging out some fill with a bent-tipped spatula.  For fluid sampling,  fritted-
    glass tipped gas-dispersion tubes were embedded in the fill at the same depths
    as the fill sampling ports; fluid samples were drawn by applying a vacuum.
                                           — FLUID SAMPLING PORT
                                            AERATION HOLE
                                            FILL SAMPLING PORTS
                Figure C-8.  Diagram of Column A  (lU.6 cm inside  diameter)
    

    -------
         All columns were maintained at room temperatures (l8° to 2it°C), unless
    otherwise stated, and were dosed manually once a day with STE from a family
    residence.  The STE was delivered to the laboratory weekly in a 19 L glass car-
    boy.  This volume was divided into dose-size units and stored at 6° to 8° C.
    Units were warmed to room temperature, and virus was sometimes added just before
    dosing the columns.  Columns A and B initially absorbed approximately 3.5 L of
    STE before any effluent began to flow out the bottom port.
    
         The 60 cm of sand in the lk.6 cm ID columns occupied a volume of 10,000 cu
    cm and weighed 17.2 kg when dry.  When a fill sample was saturated with water,
    its weight increased to 121 percent of its dry weight, so the void volume of a
    60 cm, lU.6 cm ID sand column was approximately 3.6 L.  In normal operation, the
    columns were never saturated.  Fill samples taken 2h h after dosing with 5
    cm of STE showed that the sand at the top of the column was about 25 percent
    saturated, increasing to 100 percent at 60 cm.  Calculations indicated that a 5
    cm dose resided in the sand for two full days.
    
         Columns C, D, E and F were 1.6 cm ID and were filled with 60 cm of sand,
    without any underlying silt loam.  Columns C, D and F were filled with fresh
    sand, whereas column E (also containing 60 cm of sand) had been dosed with 5 cm
    of STE/day since its construction 3 weeks earlier.
    
         Two columns contained Almena silt loam cores which had been collected in situ.
    The cores were U8 cm (column G) and 5^ cm (column H) high and were set in 66 cm
    sections of 10 cm ID acrylic pipe.  They received 0.6 cm (50 ml) of STE daily,
    the maximum they would accept being 65 mL.  NaCl (300 ppm) was added to the STE
    to determine its rate of passage through the columns; the results indicated that
    column G may have been short-circuiting.
    
         Shorter, smaller columns (minicolumns) were sometimes used in order to get a
    clearer picture of the movement and inactivation of viruses in sand columns.
    Cylindrical filter holders (Millipore Corp. or Gelman Co.) were found to be ideal
    for this purpose.  The Millipore holders consisted of a 1.6 cm ID glass cylinder
    which clamped to a glass base containing a stainless steel mesh filter support.
    The Gelman units were composed of 1.9 cm ID polypropylene tube which attached to
    a stainless steel base fitted with a steel mesh.  For the Millipore columns each
    milliliter of dose volume was equivalent to 0.50 cm height; in the Gelman units
    a 1.0 mL dose was equivalent to 0.35 cm.
    
         The units were assembled without a filter, and packed with 1 to 5 cm of
    sand or soil, as required.  The approximate void volume of the minicolumns was
    determined by dosing a moistened and drained 3 cm fresh sand column with 0.5 cm
    (l.O mL) of PBS labelled with 36ci~ .  This was followed by 0.5 cm doses of label-
    free PBS.  The first 0.5 cm of effluent contained none of the label; the second,
    3 percent; the third, 55 percent; diminishing thereafter.  From these data the
    void volume was calculated to be 0.3 cm of fluid per cm of fresh sand.  The
    experiment was also performed using conditioned sand, which showed a similar void
    volume.
                                          C-35
    

    -------
    Results—
    
         Septic tank inoculation—Infectious swine feces (25g)  containing 10 7 PFU of
    ECPO-6 were added to the input end of the 1000 gallon septic tank at the Park
    Street laboratory (site N).   If the tank had contained exactly 1000 gallons of
    liquid and if mixing had been instantaneous and complete, each milliliter of the
    contents should have contained ~ 65 PFU of the virus.  None were detected in
    effluent samples taken on 18 successive days thereafter.   No firm conclusions
    can be drawn from this because the contamination problems described previously
    had not been solved fully by the time of this experiment.  However, it does
    appear that this septic tank may have inactivated much of the virus with which
    it was inoculated.
    
         Column studies—The purposes of these studies were to determine the degree
    to which virus in STE was removed by passage through sand and other soils, the
    effect of prolonged use upon sand and soil performance, the influence of the
    STE loading rate, the influence of temperature and the extent to which the re-
    tained virus is inactivated (loses infectivity).
    
         The sand or soil into which STE is discharged starts in a "fresh" state and
    gradually becomes "conditioned with use."  The study first tested retention of
    virus by these media when they were in the "fresh" state.  Two 5.0 cm ID columns
    were filled with 10 cm of fresh sand, and two with 10 cm of fresh Batavia silt
    loam soil.  Each was dosed daily with 5 cm (100 mL) of STE containing 12,000 PFU
    of Po-l/mL.  Effluents were collected daily and assayed for virus infectivity
    (Table C-T).  The sand column effluents contained fewer than 7 PFU/mL for three
    days; then the titers increased by an order of magnitude.  This was perhaps a
    result of the columns becoming conditioned.  The daily dose exceeded the func-
    tional void volume of the sand.  Virus remained low or undetectable in the
    effluents from the Batavia silt loam columns.
    
         Further, to establish the degree of virus retention by fresh soils, two 1 cm
    minicolumns were constructed.  They were packed with Almena and Batavia silt
    loams respectively.  Each was dosed with 1.8 cm of Whatman #1 filtered STE con-
    taining 8 x 10? PFU of Po-l/mL.  The effluent from the Almena column contained
    1 PFU/mL, a 7.9 log reduction; the Batavia column effluent contained 1.7 x 102
    PFU/mL, a 5.7 log reduction.
    
         The effect of conditioning—Penetration of the virus into the fresh sand
    columns progressed with time.  This could have been the result of repeated
    desorption, transport and readsorption with each STE dose.   Another possibility
    was that as the columns became conditioned, their retentiveness for virus
    decreased.
    
         To test the effect of conditioning on virus retention, the performance of
    60 cm of fresh sand (column F) was compared with 60 cm of sand (column E) which
    had received 5 cm of "virus-free" STE daily for 3 weeks.   Column F was given
    a single virus-free STE dose, and both columns were placed in the cold room
    (6° to 8° C) to retard conditioning in column F.  The next morning (day 0) both
    columns were dosed with 5 cm (250 mL) of (<_ 8° C) STE containing 6.0 x 10° PFU
    of Po-l/mL.  Thereafter, each column received daily 5 cm doses of cold (<_ 8° C)
    virus-free STE.  Titers of fluid samples taken from various depths in these
    
                                          C-36
    

    -------
                          TABLE C-7.  REMOVAL OF Po-1 FROM STE BY
                                      10 cm FRESH SAND AND SOIL
                                      COLUMNSl
                                Effluent titers in PFU/mL from
                               Sand Columns         Soil Columns
                     Day
                               #1         #2        #1        #2
    0
    1
    2
    3
    U
    5
    6
    7
    
    8
    9
    10
    o2
    0.3
    1
    7
    19
    5^
    50
    36
    
    33
    35
    51
    0
    0
    2
    2
    32
    20
    32
    12
    2
    0
    0
    1
    0
    0.2
    0
    0
    0
    0
    0
    0
    2
    0
    0
    0
    0
    1.5
    0
    0
    6
    0
    1.7
    0
    
    1
    2
    0
                      Daily dose:  5 cm of STE containing 12,000 PFU/ml.
                    2
                      No PFU detected = 0.
    
                      Column ponded.
    
    columns are reported in Table C-8.  The conditioned column was less retentive
    of virus than the fresh sand column.
    
         To examine further the difference in virus adsorption between fresh and
    conditioned sand, two sets of minicolumns were constructed.  Each set consisted
    of three columns in Gelman filter holders, packed with 2, h or 6 cm of fill.
    One set contained fresh sand, the other conditioned sand removed from columns
    A and B.  Each column was dosed with 3.5 cm of labeled virus.  The effluents
    were collected and counted.  Results are presented in Table C-9.  The fresh
    sand was 1.8 times more effective in removing virus than the conditioned sand,
    and the removal was proportional to column length.
    
    
                                          C-37
    

    -------
                TABLE C-8.   VIRUS TITERS OF FLUIDS FROM COLD SOIL COLUMNS"
                  Column E (Conditioned)
                       (cm depth)
    Column F (Unconditioned)
           (cm depth)
    uay
    1
    2
    3
    5
    8
    111
    21
    35
    175
    180
    205
    362
    363^
    5
    62
    5.5U
    5-36
    —
    —
    5.28
    5-32
    11.95
    2.90
    U.79
    3.93
    2.3
    2.3
    15
    6
    5.81i
    5.23
    —
    5.00
    5.59
    5.18
    5.U2
    3.36
    U.7U
    3.23
    2.9
    2.8
    30
    1.3
    3. Oil
    2.8
    —
    2.5
    2.8
    3.65
    3.61*
    3.01
    3.53
    2.U5
    2.58
    2.0 .
    *5
    o3
    0
    0.2
    1.57
    0.3
    0.6
    0.2
    0.0
    1.53
    0.6
    0.0
    0
    0
    5
    5.011
    3.95
    3.77
    U.56
    —
    5.00
    5.08
    5.00
    3.63
    U.99
    3.76
    3.51
    3.0
    20
    0.5
    0.95
    0.2
    0.8
    0
    0.8
    1.3
    1.U3
    2.93
    2.5
    2.00
    2.88
    1.8
    30
    —
    —
    0
    —
    0
    0.0
    1.76
    0
    1.58
    0.0
    1.00
    0
    0
    ^5
    —
    —
    0
    —
    —
    —
    0
    0
    0
    0
    0
    0
    0
       Dosed daily with 5 cm of STE, vhich contained 8.78 Iog10 PFU of Po-1 per mL on
       day 0 and 7.00 Iog10 PFU of Po-2 per mL on day 176.   On day 175 they received
       20 cm of virus-free STE.  They were maintained at 6-8° C, "but column E had
       been preconditioned at room temperature.
     2
       Iog10 (PFU/mL)
    
       No virus detected = 0
     u
       The viruses in these samples were mostly Po-1.
    
         Two minicolumns were filled to 1 cm with fresh Almena silt loam, and two
    with fresh Batavia silt loam.  The soils were conditioned by dosing the columns
    for 28 days with 0.35 cm of filtered STE/day.  On the 29th day, 0.9 cm of filtered
    STE containing 9.0 x 10? PFU was added, followed by daily 0.35 cm doses of virus-
    free filtered STE.  Accumulated effluents were collected 1 and 9 days after the
                                           C-38
    

    -------
                  TABLE C-9.  COMPARISON OF Po-1 RETENTION BY FRESH AND
                              CONDITIONED SAND COLUMNS
    Fill
    Fresh
    
    
    Conditioned
    
    
    Column Length
    (cm)
    2.0
    U.O
    6.0
    2.0
    U.O
    6.0
    Recovery in
    Effluent (%)
    15
    2
    0.5
    50
    22
    11
    Loss/cm
    (log1Q)
    o.>a
    O.li3
    0.39
    0.15
    0.16
    0.15
    the virus dose.  The day 1 effluents from the Batavia columns contained totals of
    2TO and 300 PFU; by day 9, only another 1^0 PFU had washed out of the first
    column and 22 PFU from the second.  Approximately 5-^ l°§io °^ virus were re-
    tained by the columns.  No virus was detected in the effluents from the Almena
    columns, showing at least a 7-9 l°§io reduction in virus titer.  These values
    correspond quite closely to the results obtained with the fresh soils, there was
    no indication that conditioning had reduced their retentiveness for virus.
    
         Effect of hydrautic loading—Fresh 10-cm sand columns had removed \ log-m
    of virus from a daily 5 cm dose of STE.  The next problem examined was the effect
    of a 10-fold increase in hydraulic loading rate.  At higher loading rates
    the pores between the sand grains would be filled with fluid, and this could
    affect virus adsorption.  Two 60 cm fresh sand columns were dosed daily with STE
    containing ca. 10° PFU of Po-l/mL.  Column C received 5 cm/day and column D
    50 cm/day.  Virus concentrations in the columns are represented in .Figure C-9.
    At 10 cm depth on the first day (day 0), the 5 cm dose was reduced in titer by
    ^.U log-j_Q; the 50 cm dose was reduced by only 3.2 log-]_Q.  As time progressed,
    virus penetrated deeper and in greater numbers in both columns, but column D
    samples were always one or more logs higher in titer than the comparable sample
    from column C (Tables C-10 and C-ll).
    
         An experiment to determine the effect of an STE overload on a conditioned
    60 cm column, was carried out on column A which had 30 cm of Batavia silt loam
    below the sand zone (Figure C-8).  An 8.0 L batch of STE was inoculated
    with Po-1 to a titer of U.6 x 105 PFU/mL.  This amount of STE was equivalent
    to a 50 cm dose, 10 times the "normal" amount.  One-tenth of this was applied to
    the column, and as soon as no fluid remained on the surface, fluid samples were
    taken from ports 1 through 8 and 12.  An additional Uo percent was then applied
    and was followed by an identical sampling procedure.  The final 50 percent was
    then applied; it percolated through the column during the night.  The next
    morning, before dosing, a third set of samples was collected.  A fourth set
                                          C-39
    

    -------
                    DAY  0
                  DAY
    DAY 6
    DAY 13
    DAY 21
                  0
    
    
                  10
              e 20
              o
              a.
              ui
              o
    30
    
    
    40
    
    
    50
                 60,
                   036    036    036    036    036
                                        log,0 (PFU/ml)
        Figure C-9-  The effect of dose size on Po-1 penetration into 60 cm fresh
                     sand columns.  Symbols:  0, 5 cm of STE/day; 50 cm of STE/
                     day until day 11, when crusting reduced the flow rate to ca.
                     20 cm/day.
    
    was collected five days later, after normal dosing (5 cm of virus-containing
    STE/day) had resumed.  The data showed that as the dose increased, the virus
    penetrated further and in greater numbers through the column.  By the second
    sampling (5 cm + 20 cm STE applied) the virus had penetrated as far as the
    bottom of the sand; and by the third sampling (5 cm + 20 cm + 25 cm = 50 cm STE
    applied) virus was detected in the effluent, having passed through the silt
    loam in the bottom of the column as well.  After returning to normal dosing,
    the virus levels dropped at all depths, but still had not returned to pre 50 cm
    dose levels after 5 days (Table C-12).
    
         Next, the effect of flow-rate on virus retention by conditioned sand was
    studied.  Two minicolumns were filled to 3 cm with sand from columns A and B.
    Each was dosed with 3.5 cm (10 mL) of PBS containing 5,^00 CPM of 32p_la-kele(i
    Po-l/mL.  One of the columns had the entire dose applied directly:  This passed
    through the column in less than one minute.  The dose for the other column was
    applied dropwise over a 2.5 h period (l.H cm/h).  The rapid flow column retained
    6l percent of the virus; whereas the slow-flow column retained 96 percent.  The
    slow-flow column was 2.2 times as retentive per centimeter of column length as
    the rapid-flow column, in terms of l°g-,n virus titer reduction.
    

    -------
                  TABLE C-10.   VIRUS TITERS OF FLUID SAMPLES FROM  COLUMN C
    Sampling depth
    Day
    0
    1
    6
    13
    20
    21 3
    22aH
    22b
    23
    26
    30
    57
    TO
    8it
    92
    99
    107
    Hit
    120
    137
    Iit2
    Iit7
    15it
    160
    175
    182
    191
    200
    208
    217
    1
    log
    _ 10
    2
    STE
    5.61
    	
    	
    	
    	
    6.15
    6.00
    —
    —
    —
    —
    5.48
    6.it5
    —
    5-93
    5.85
    —
    —
    —
    —
    —
    —
    —
    —
    —
    —
    5.2
    —
    —
    —
    (PFU/mL)
    
    
    No virus detected
    3
    5 cm
    
    dose
    10 cm
    1.23
    1.8
    2.81
    3.5
    —
    U. 00
    lt.80
    it. 81
    it. 58
    5.08
    5.68
    5.65
    6.3U
    5.^5
    —
    5.26
    —
    —
    —
    —
    —
    —
    —
    —
    —
    —
    —
    —
    —
    —
    
    
    
    = 0
    
    
    20 cm
    2
    0
    0
    1.18
    1.60
    —
    2.6
    3.15
    3.58
    3.8
    it. 63
    it. 5U
    5.3
    6.3it
    it. 78
    —
    5.11
    —
    —
    —
    —
    —
    —
    __
    —
    —
    —
    —
    —
    —
    — —
    
    
    
    
    
    
    30 cm
    0
    0
    0
    0
    0
    0
    l.itO
    2.6lt
    2.0
    3.32
    3.18
    3.6
    —
    3.it9
    —
    it. 8
    —
    —
    —
    —
    —
    —
    __
    —
    —
    —
    —
    —
    —
    — —
    
    
    
    
    
    
    40 cm
    
    0
    0
    0
    —
    0
    0
    0.8
    0.3
    2.6k
    3.08
    0.7
    __
    1
    5.84
    it
    —
    —
    —
    —
    —
    __
    __
    —
    —
    —
    —
    —
    —
    —
    
    
    
    
    
    
    50 cm
    
    —
    —
    —
    —
    —
    0
    0
    0
    0
    0.8
    0
    0.7
    1.11
    l.Oit
    —
    —
    —
    —
    —
    __
    —
    __
    —
    —
    —
    —
    —
    —
    —
    
    
    
    
    
    
    
    60 cm
    
    0
    __
    —
    0
    0
    0
    —
    0
    —
    0
    0
    0
    1.08
    0
    2.8
    2.6
    1.95
    1.8
    1.70
    2.63
    0.3
    0
    0.6
    0
    1.70
    —
    0
    0
    0
    
    
    
    
    
    
    it
      50 cm dose
                                           C-itl
    

    -------
                 TABLE C-ll.   VIRUS  TITERS  OF FLUID  SAMPLES FROM COLUMN D
    
    Day
    0
    1
    6
    13
    21
    26
    30
    57
    70
    84
    92
    99
    lilt
    120
    136
    137
    142
    147
    15l*
    160
    175
    191
    200
    208
    217
    1
    2 ]
    
    STE
    5.61
    —
    —
    —
    5-0
    —
    —
    5.48
    6A5
    —
    5-93
    5-85
    —
    —
    —
    —
    —
    —
    —
    —
    —
    5-2
    —
    —
    —
    LO (PFU/mL)
    
    
    10 cm
    2.38
    2.58
    4.15
    3.8
    U.53
    14.18
    5.02
    5.614
    6.28
    5.54
    —
    5.67
    —
    —
    —
    —
    —
    —
    —
    —
    —
    3.5
    —
    —
    —
    
    
    
    20 cm
    O2
    0.8
    2.95
    2.5
    3.69
    3.8
    4.63
    5.71
    5.65
    5.U6
    —
    5.47
    —
    —
    —
    —
    —
    —
    —
    —
    —
    1.7
    —
    —
    —
    
    
    Sampling
    30 cm
    0.6
    0
    1.80
    1.81
    2.95
    2.5
    3.3l|
    5.69
    5.26
    5.30
    —
    14.60
    —
    —
    —
    —
    —
    —
    —
    —
    —
    0
    —
    —
    —
    
    
    depth
    40 cm
    0
    0
    0
    0.95
    0
    2.67
    2.84
    5.36
    —
    5.20
    4.7
    4
    —
    —
    —
    —
    —
    —
    —
    —
    —
    1.5
    —
    —
    —
    
    
    
    50 cm
    0
    —
    —
    —
    0
    0
    0
    2.11
    4.00
    4.62
    4.5
    4
    —
    —
    —
    —
    —
    —
    —
    —
    —
    0.7
    —
    —
    —
    
    
    
    60 cm
    0
    —
    —
    __
    0
    0
    0
    2.48
    4.08
    3.90
    4. 3
    3.1
    3.1
    2.8
    1.3
    1.9
    1.28
    0.3
    0
    0.7
    0.8
    0.5
    —
    0
    0
    
    
      0, no virus detected.
    
         If virus retention is a function of flow-rate,  then virus adsorption may be
    related to the degree of fluid saturation of the pores  between the sand grains.
    To investigate this,  a minicolumn filled with 2 cm of fresh sand was washed with
    PBS and drained; the  last free liquid was forced out with compressed air.
    Labeled virus in 0.35 cm (0.6 times the void volume of  the sand in this mini-
    column) of phosphate  buffer was added, followed immediately by 3.2 cm (5 times
    the void volume) of PBS.  Approximately 98 percent of the virus label was retained
    in the column.  The then saturated column was again dosed and flushed in the
    same manner.  Ninety-six percent of the virus was retained.  Next, 3.5 cm (6
    void volumes) of the virus in PBS was added.  The column retained 93 percent of
    the labelled virus.  A second 3.5 cm dose of PBS (without virus) eluted only 0.2
    percent of the sorbed virus.  These data suggest that even though fresh sand
    retains virus quite effectively, adsorption per unit depth of sand is somewhat
    reduced under conditions of saturated or rapid flow.
                                          C-142
    

    -------
                 TABLE C-12.  VIRUS TITERS OF FLUID SAMPLES FROM COLUMN A,
                              TAKEN AFTER INCREASING STE DOSE VOLUMES
    Depth
    (cm)
    0
    6
    13
    21
    28
    37
    44
    52
    60
    90
    
    Cumulative
    5
    5.662
    It. 26
    3.26
    2.23
    2.08
    -0.30
    O3
    0
    0
    0
    STE dose
    in one
    25
    5.66
    5.40
    4.95
    3.96
    3.45
    2.1+6
    1.34
    0.70
    0.84
    —
    (cm)
    day
    50
    5.66
    —
    —
    —
    4.15
    3.59
    3.28
    3.00
    2.72
    0.30
    
    51
    5.30
    5.04
    4.6
    3.3
    —
    —
    0.0
    0
    1.20
    0
                     Five days after return to 5 cm/day dose.
    
                   2  Iog10 (PFU/mL)
    
                     No PFU detected = 0
    
         Removal of virus from STE by vested conditioned sand—Columns C and D had
    "crusted" (were unable to pass 50 cm of STE per day) after 4 weeks of operation.
    To determine if the columns could be restored to their original state by
    letting them rest, dosing was stopped.   Four weeks later (day 57) the columns
    were cooled to 6°to 8° C, and dosing with virus-containing STE resumed at the
    original rates (See Figure C-10).
    
         Virus was detected in the effluent from column D immediately (See Table C-ll)
    and in the effluent from column C after 27 days (See Table C-10).  After 22 days
    (day 79 of total), column D was moved to room temperature, and 27 days later
    (day 106 of total) its dose was reduced electively to 5 cm/day.  (it had not
    crusted.)  The effluents from both columns continued to contain low levels of virus
    until days 125 (182 of total) and 134 (191 of total), respectively, after this
    experiment began.
    
         To examine different ways in which resting could have modified column per-
    formance, barrels from 3 mL plastic syringes (Becton-Dickinson) were filled with
    
                                           C-43
    

    -------
    50
    
    30
    ^^
    o 10
    
    
    
    -
    
    '///////m
    V/\
    %
    I
    %
    '/A
    
    COLUMN C
    
    f
    
                                                      COLUMN D
                                   60
     90
    DAY
    120
    217
             Figure C-10.   Dosing and temperature regimes  for Columns  C and D.
                           Shading under curve operation at  room temperature;
                           open,  operation at 6-8° C;Q ,  column would no longer
                           accept previous dose within 2H  h; 	,  mean dose
                           accepted per day during period  when column  was
                           ponded.
    
    3.5 cm (2.0 cm3) of:   fresh sand; conditioned sand; air-dried conditioned sand;
    and acid-washed, conditioned sand.  There were two replicates of each treatment.
    The conditioned sand columns were dosed with 0.5 mL of filtered STE for 7 days
    to restore the conditioning before use.  Then 3.5 cm (2.0 mL or 3.3 void volumes)
    of 32p_ia-be]_ea p0_]_ j_n GA-8 filtered column effluent was added.  The first
    milliliter of effluent was discarded; the second was collected and assayed for
    label and infactivity.  The columns were then dosed with 3.5 cm or filtered
    column effluent containing 32p_iabeie
    -------
                 TABLE C-13.  RETENTION OF VIRUS AND E. COLI IN 3.5 cm SAND
                              COLUMNS UNDER DIFFERENT FILL CONDITIONS
    
                                            Recovery in effluent
                            Fill            	
                                               Po-1      E. coli
    
    Fresh
    
    Conditioned
    
    Cleaned conditioned
    
    Dried conditioned
    
    0.02
    0.^7
    0.26
    0.30
    0.20
    0.19
    30
    U6
    11
    23
    6U
    63
    58
    57
    68
    67
         Long-term operation of aolwms—Columns A and B contained 60 cm of sand and
    over 30 cm of of silt-loam soil.  The columns received 8 cm (13^0 mL) of STE
    daily for 25 days, to "condition" them.  They then (day 0) were dosed with 8 cm
    of STE containing 3.0 x 10? PFU of Po-1, followed by daily 8 cm doses of STE with-
    out virus.  Each day's effluent was assayed, as was the uninoculated STE.  No
    virus was detected.  Beginning two weeks after the Po-1 dose, k.2 x 105 PFU of
    Po-3 were added each day for a week, followed by daily 3.^ x 10" PFU doses of
    Po-2.  On day 28 the virus was switched to Po-1 again, at levels greater than
    10T PFU/day.  No virus had been detected in the effluents up until this time
    (2 mL/day were tested), but on day 28 there was a virus PFU in the effluent sample
    from column B.  No further PFU were detected from this column.  Beginning on
    day 37, concentration techniques were incorporated to increase the amount of
    effluent that could be assayed.  One hundred mL or more were tested weekly, there-
    after.  A sample from column A collected on day 92 produced one plaque (900 mL
    were tested).  Effluent assays were performed at intervals until day 536.  From
    day ii76, column A samples were collected from port 8, at the sand/silt-loam
    interface.  No further PFU were detected.  By day 536 the columns had each
    received 5 x 1010 PFU of poliovirus (Table C-lU).  A total of 23 liters of efflu-
    ent had been examined for virus, and 2. PFU; one from each column were detected
    (Table C-15).
    
         Effects of low temperature—Columns E and F, containing 60 cm of sand,
    were used to study this topic.  Column E had been dosed with STE for 3 weeks at
    room temperature before being placed in a cold (6 to 8° C) room; the sand in
    in column F was fresh.  Both were then dosed with 5 cm (250 mL) of STE containing
    1.5 x 1011 PFU of Po-1; thereafter they received 5 cm/day of virus free STE.
    
    
                                            C-U5
    

    -------
    TABLE C-lU.   VIRUS APPLIED TO COLUMNS A AND B
    Day Virus
    
    
    
    0 Po-1
    1-13 None
    lit - 20 Po-3
    21 - 27 Po-2
    28 - 59 Po-1
    60 - 76
    77 - 80 "
    81 - 153 "
    15it - 223 "
    22it - 295 "
    296 - 299 "
    1
    300 - 385 "
    386
    387 - 575 "
    576 - 6ll None
    612 Po-12
    1
    Columns dosed six
    2
    Column A only.
    "•^ *+ -i T-i 	 -\ r\ £ r\
    Daily Dose
    
    Titer Volume
    (Iog10 PFU/mL) (mL)
    it. 36 13UO
    __ ii
    2.51
    3.U2
    3.60
    it. 02 "
    It.it5
    U. 15 "
    it. 32
    it. 23
    5-36
    
    5.57 8itO
    5.66 SltOO2
    5 . 30 8Uo
    -
    8.2lt "
    
    days per week after day 300.
    
    
    
    
    
    Total
    (Iog10 PFU)
    7.it8
    —
    5-62
    6.53
    6.72
    7.15
    7.57
    7.26
    7- it 5
    7« 3it
    8.U8
    
    8.1t8
    9.56
    8.20
    —
    11.17
    
    
    
    
    
    Cumulat i ve
    dose
    
    (Iog10 PFU)
    7.U8
    7.it8
    7.52
    7.76
    8.36
    8.65
    8.78
    9.30
    9.59
    9.7U
    9.83
    
    10. U6
    10.51
    10.79
    10.79
    11.323
    
    
    
    
    
                      C-U6
    

    -------
    TABLE C-15.  VIRUS ASSAY OF EFFLUENT FROM COLUMNS A AND B
    Day
    1-27
    28
    29
    31
    37
    38
    39
    i+o
    1+3
    1+1+
    ^
    52
    60
    73
    77
    87
    92
    103
    108
    110
    115
    128
    
    
    Volume
    assayed (mL)
    A
    2
    2
    2
    1+
    i+oo
    200
    100
    200
    0
    100
    200
    200
    200
    200
    200
    200
    900
    200
    200
    200
    200
    100
    
    
    B
    2
    2
    2
    U
    1*00
    200
    100
    200
    100
    100
    200
    200
    200
    200
    200
    200
    200
    200
    200
    200
    200
    100
    
    
    Cumulative volume
    assayed (mL)
    Method 	 -— 	
    A
    Direct 5^
    56
    58
    62
    3% "beef extract 1*62
    662
    762
    962
    962
    1062
    1262
    11+62
    1662
    1862
    " 2062
    " 2262
    3162
    3362
    3562
    3762
    " 3962
    1+062
    (continued)
    C-l+7
    B
    51*
    56
    58
    62
    1+62
    662
    762
    962
    1062
    1162
    1362
    1562
    1762
    1962
    2162
    2362
    2562
    2762
    2962
    3162
    3362
    31+62
    
    
    PFU
    detected
    A
    0
    0
    0
    0
    0
    0
    0
    0
    -
    0
    0
    0
    0
    0
    0
    0
    1
    0
    0
    0
    0
    0
    
    
    B
    0
    1
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    
    
    

    -------
                                TABLE  C-15  (continued)
    Day
    133
    156
    165
    172
    193
    220
    228
    2UO
    21*1*
    261
    300
    313
    325
    328
    3l*2
    393
    1*76
    1*81
    519
    536
    Volume
    assayed (mL) Method
    A
    100
    200
    200
    200
    500
    500
    1*50
    600
    650
    550
    380
    900
    31*0
    31*0
    320
    280
    320 -1
    320 1
    21
    l1
    B
    100 3% beef extract
    200 "
    200 "
    200 "
    500 "
    500 pH 11.5 glycine
    500 "
    600
    600
    550
    320 Fetal calf serum
    1150 "
    31*0
    1*00
    320 "
    31*0
    260
    200 "
    2 Direct
    1
    Cumulative volume
    assayed (mL)
    A
    1*162
    U362
    1*562
    1*762
    5262
    5762
    6212
    6812
    71*62
    8012
    8392
    9292
    9632
    9972
    10292
    10572
    10892
    11212
    11211*
    11215
    B
    3562
    3762
    3962
    1*162
    1*662
    5162
    5662
    6262
    6892
    7l*12
    7732
    8882
    9222
    9622
    99l*2
    10282
    1051*2
    1071*2
    1071*1*
    1071*5
    PFU
    detected
    A
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    B
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    0
    1
    Sample collected from sand/silt loam interface.
                                         C-U8
    

    -------
    Fluid was collected periodically from the sample ports and assayed for virus
    infectivity.
    
        Virus penetration was greater in the conditioned than in the fresh column
    (Table C-8); this pattern persisted throughout the experiment.  On day 175
    the columns were dosed with 20 cm (l.O L) of virus-free STE.  The next day
    they received 2.5 x 109 PFU of Po-2 in 5 cm of STE.  Application of 5 cm/day
    of virus-free STE continued thereafter.  The final samples were taken on day
    363.  Most of the virus in these samples was Po-1, which had been applied on
    day 0.  Virus is less rapidly removed (and, as shown below, more slowly in-
    activated) in sand at 6-8° C than at room temperature.  This seems unlikely
    to present a problem except in cases of hydraulic overloading.
    
        Virus mobility in Qondit-loned sand—Column A was dosed with 5 cm (QkO mL)
    of STE containing a higher titer of virus (1.7 x 10° PFU/mL), followed by daily
    5 cm doses of virus-free STE.  The passage of the virus down the column was
    monitored for 2k days by assay of both fill and fluid taken from the sampling
    ports.  The column had been in operation 21 months, so it was fully conditioned.
    There was no indication of crusting or ponding.  The last virus had been applied
    one month earlier, and samples were taken to determine residual virus levels
    before the experiment commenced.  Fill samples were taken just before dosing,
    and fluid samples shortly after dosing.  Virus distribution in the fill is
    illustrated in Figure C-ll, and fluid sample titers are shown in Figure C-12.
    Numerical data from the experiment are recorded in Table C-l6.
    
        Residual virus infectivity from previous applications was measurable in
    fluid samples down to 28 cm depth, but in fill samples only as deep as 21 cm.
    Titers decreased exponentially with depth in the fill samples.  The fluid samples
    on day 1 (after dosing) displayed a different pattern.  The virus was uniformly
    distributed from 6 to 28 cm depth, dropping off sharply below that point.  On
    day 3, the fill titer at 6 cm depth had decreased by 50 percent but had increased
    at all depths below that down to 37 cm, suggesting that virus had relocated
    downward.  Fluid sample titers had decreased at all depths to 28 cm, but at
    37 cm were higher on day 3 than on day 1.
    
        Samples taken on or after day 7 all showed lower titers than samples from
    day 3.  This pattern continued through day 2k, when the experiment was termin-
    ated.  As shown by the percentages quoted in Figures C-ll and C-12, most of the
    virus inoculated did not penetrate the column as far as the sampling ports,
    at least in an infectious form.
    
        Inaotivation of virus retained in conditioned sand—The above experiment
    showed that migration of infectious virus through conditioned sand columns
    receiving moderate (5 cm/day) doses of STE was extremely limited.  Furthermore,
    as time progressed, less and less of the infectivity could be recovered from
    within the column.  The virus was clearly being inactivated in the column.
    
        This inactivation was explored further using eight 3.5 cm minicolumns.  They
    were packed with 20 g of conditioned sand and dosed with 0.7 cm of filtered
    STE/day for 10 days to restore the conditioning after packing.  Each minicolumn
    was then inoculated with 1.0 x 10' PFU of Po-1 suspended in 0.7 cm of filtered
    STE.  The following day, the fill from two of the columns was removed and
    

    -------
                         DAY-I
                       30-
    
    
                       40
    
    
                       50
                       60
                     DAY I
    DAY 3
                          ( I \ L I I   I I I 1 1 I
                                    11%
                                              73%
                                                      DAY 7     DAY 24
                                                       22%
                         036   036   036   036   036
                                           loglo(PFU/g)
       Figure C-ll.
       Po-1 distribution in a conditioned sand column  (fill  samples),
       The percentage shown compare the amount of virus represented
       "by the area within the curve to the total amount of virus
       that was applied in the dose on day 0.
    DAY -1 DAY 1 DAY 3 DAY 9 DAY 24
    0
    
    10
    1 2°
    H 30
    O.
    g
    40
    50
    fin
    -
    A
    -1
    {
    f
    -
    1 I I I I I
    -
    0.08%
    4
    -
    Y
    
    
    h
    
    -
    1 1 > 1 1 1
    P
    002"/
    -
    ^
    ;/
    t
    
    
    
    -
    1 1 1 1 i i
    r
    000
    
    - ,
    t
    3%
    1
    
    
    -
    	
    r
    000007%
    
    
    _
    -
    	
                        036   036   036   036   036
                                         loglo (PFU/ml)
    Figure C-12.
    Distribution of virus in a conditioned sand  column  (fluid samples).
    The percentages shown compare the amount, of  virus represented "by  the
    area within the curve to the total amount of virus  that  was applied
    in the dose on day 0.
                                           C-50
    

    -------
                       TABLE C-16.  TITERS OF SAMPLES FROM COLUMN A
    Sample
    Type
    Fluid
    
    
    
    
    
    
    
    Fill
    
    
    
    
    
    
    
    
    (cm) -1
    6 2. II2
    13 1.77
    21 0.3
    28 0.8
    37 O3
    44
    52 0
    60
    6 3.67^
    13 1.89
    21 0.0
    28 0
    37 0
    44
    52
    60
    Po-1 dose: 11.17 log.. . PFU
    2 -LU
    log1Q (PFU/mL)
    No virus detected = 0
    4 ,
    Days after virus dose
    1379
    4.95 4.36 — 3.59
    4.95 4.34 — 3.48
    5.00 4.00 — 3.23
    4.68 4.32 -- 3.08
    0.5 2.58 — 1.2
    00—0
    o
    0
    7-52 6.81 6.34
    4.90 6.38 5.76
    1.8 3.65 2.94
    0.8 3.59 2.52
    2-3? 3.04 2.36
    0 0 0 —
    —
    —
    in 5 cm of STE; 8.24 Iog10 ( PFU/mL).
    
    24
    2.08
    1.32
    1.87
    0.3
    0
    —
    —
    —
    4.8
    4.45
    1.08
    1.51
    1.45
    0
    —
    —
    
              (PFU/gram)
    stirred with 10 mL of fetal calf serum to elute the virus.  The serum suspension
    was GA-8 filtered and assayed as were the effluents from the two columns.  The
    other six columns each received 0.7 cm/day of virus free filtered STE.  At 7» l4
    and 28 days two more columns were sacrificed and assayed as above.
                                           C-51
    

    -------
          After 7 days the infectivity recoverable from the fill had dropped to 55
    percent of the day 1 recovery; by day lU it was 10 percent and by day 28, 2.5
    percent.  The effluent which accumulated in 7 days contained only 0.06 percent
    of the virus input; later accumulations were no higher.  One column was dosed
    with 32p_la-beled Virus; after 7 days only 0.2 percent of the label was recovered
    in the effluent.  This indicates that the inactivated virus particles (or viral
    RNA, at least) were remaining in the columns.
    
          To determine how disposal systems in sandy soils or mounds might be expected
    to perform during the winter, a set of eight minicolumns (similar to those just
    described) was run at 6 to 8° C.  The duration of the experiment was extended
    from U to 8 weeks.  The results presented in Figure C-13 include those of the
    room temperature experiment for comparison.  The sorbed virus was not inactivated
    to any great extent in the cold, even after 8 weeks.  After k weeks at room
    temperature, only 2.5 percent of the infectivity was recovered, whereas 57 percent
    of the virus was still infective after k weeks at 6 to 8° C.  The cold columns
    also allowed approximately 10 percent of the virus input to pass into the effluent.
    
          Virus inaotivat-ion rates in sand oolyncns and fluid suspensions—The Po-1
    retained in column A became inactivated at a daily rate of 0.088 log]_Q units, or
    18 percent per day (from Figure C-ll).  The daily inactivation rate in 3.5 cm
    conditioned sand minicolumns was 0.062 Iog10, or 13 percent per day (Figure C-13).
    Virus in similar minicolumns operated at 6 to 8° C was inactivated at a rate of
    0.0005 Iog10 (1.1$) per day.
    
          Lefler and Kott (197*0 studied the survival of Po-1 in fresh sand columns
    saturated with distilled water, tap water or oxidation pond effluent.  The rate
    of Po-1 inactivation was 0.038 Iog10 (8.3$) per day with distilled water, 0.0^0
    l°SlO (8.8$) per day with tap water, and 0.031 log-,Q (6.9$) per day with oxidation
    pond effluents.  The experiments were run at 20° C, and samples were taken over
                                                  COLD FILL
                          o
                          LU
                          cr
                          o
                          o
                          cr
                          >  001
                                                  ROOM TEMP FILL
                                                  ROOM TEMP EFFLUENT
                                          20   30   40   50   60
                                              DAYS
               Figure C-13.
    Effect of temperature on inactivation of Po-1 in
    conditioned sand columns 3.5 cm deep.
                                           C-52
    

    -------
    a 175 day period.  Columns at h to 8° C (fluid unspecified) had a Po-1 inacti-
    vation rate of 0.00*1 Iog10 (0.92$) per day.  The authors pointed out that even
    drying did not inactivate all the virus.  Sand columns to which Po-1 was sorbed
    were tested after 77 days of dryness, and 0.02 percent of the infectivity was
    recovered.
    
          Rates of Po-1 inactivation in fluids at room temperature have been compiled
    from several of the experiments in the present study.  Median daily rates were
    0.146 Iog10 (29$) in STE, 0.237 Iog10 (1*2$) in column effluent or port samples,
    and 0.037 I°g10 (8.1$) in PBS or PBS - FC2.  At 6 to 8° C, the median daily virus
    inactivation rates were 0.01*7 Iog10 (10$) in filtered STE and 0.020 Iog10 (1*.5$)
    in PBS.  Inactivation rates were generally greater in STE and its fluid derivatives
    than in the columns.
    
          Mierobial role in the inaotivati,on of sorbed virus—Oliver and Herrmann
    (1972) observed the inactivation of coxsackievirus A-9 when mixed with a pure
    culture of Pseudomonas aeruginosa.  They did not observe inactivation with other
    viruses (including poliovirus) or other bacteria, but their study does suggest
    that microbial activity in the columns may have a role in virus inactivation.
    
          To test this, six different types of bacteria were isolated (on the basis
    of colony morphology) from fill samples.  Pure cultures were grown overnight
    in 0.1* percent nutrient broth powder (Difco) dissolved in filtered STE.  The
    cultures were diluted 100-fold in the same medium, Po-1 was added, and the six
    flasks were agitated on a shaker at 30° C for 7 days.  One additional flask
    was a bacteria-free control.   The virus titer was reduced by approximately 2 log-^Q
    in all the flasks:  The concentration in the control was 3.8 x 10^ PFU/mL, and
    the cultures contained from 1.0 x 103 to 3.1* x 103 PFU/mL.  These data indicate
    that the bacteria played a minimal role in the inactivation of the virus.
    
          The question was explored further by comparing Po-1 inactivation in sterile
    and non-sterile minicolumns.   Six Millipore cylinders were filled to 3 cm with
    conditioned sand.  All openings were covered with foil and the columns autoclaved
    at 121° C for 30 min.  After cooling, 1.0 cm of sterile phosphate buffer contain-
    ing 2.2 x 10'  PFU of Po-1 was added to each column; the columns were resealed
    and the virus allowed 2 days to adsorb to the fill.  Three of the columns were
    then seeded with STE bacteria by dosing them with 2.0 cm of Whatman #1 filtered
    STE (F-STE).  The three sterile control columns were dosed with 2.0 cm of sterile
    Whatman #1 filtered, autoclaved STE (the filtration was necessary to remove the
    precipitate induced by autoclaving).   On subsequent days all six columns received
    2.0 cm of sterile, filtered STE.   To assure that sterile conditions were main-
    tained in the control columns, the STE also contained antibiotics (0.1 mg genta-
    micin, 200 units penicillin,  0.2 mg streptomoycin, and 0.01 mg fungizone per
    milliliter).
    
          After 33 days the effluents from all the columns were collected and tested
    for sterility in trypticase-soy broth.   The samples from the seeded columns were
    not sterile, whereas all samples from the control columns were.   The fill from
    each of the columns was removed and stirred with 10 mL of fetal calf serum to
    elute the virus.  The effluents and the serum eluates of the fill were assayed
    for infectivity.  There was no statistical difference (t-test at 95$ confidence
    level) between the virus recoveries from the two sets of columns (Table C-17).
    
                                           C-53
    

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                  TABLE C-1T.   INACTIVATION OF SORBED Po-1 IK STERILE AND
                               NON-STERILE 3 cm CONDITIONED SAND COLUMNS
                                                Recovery
                              Column
    
    Sterile
    
    
    Non-sterile
    
    
    Fill
    12
    22
    9
    13
    IT
    12
    Effluent
    19
    19
    8
    6
    2
    3
    There was no indication that the bacteria in the non-sterile columns caused a
    reduction in virus infectivity.
    
          Adsorption of virus to floe fowned in condit'ioned sand—When minicolumns
    were being filled with conditioned sand from larger columns, a light, flocculent
    material settled out of the slurry last and formed a layer on top of the sand.
    A series of experiments was undertaken to determine the role played by this floe
    in the retention of viruses by the columns.
    
                                                                               •30
          Ten grams of conditioned sand were placed in a beaker, and 1.0 mL of J P-
    labeled Po-1 in phosphate buffer was added.  After a 1.5 h adsorption period,
    the material was shaken with 10 mL of filtered column effluent to separate the
    floe from the sand grains.  The floe was dried on a planchet and counted.  It
    contained 93 percent of the labeled Po-1.
    
          Next, a Gelman minicolumn was filled to 5 cm with fresh sand and dosed with
    filtered STE daily for 2U days for conditioning.  The column was then dosed with
    1.8 cm (1.2 void volumes) of 32P-labeled Po-1 in phosphate buffer.  This was
    followed by 31 daily 0.7 cm (0.5 void volumes) doses of virus-free filtered STE.
    The accumulated effluent was collected, and the fill was removed and shaken with
    two 10 mL portions of divalent cation-free, buffered physiological saline to
    separate the floe from the sand.  Ninety-one percent of the labeled Po-1 was
    recovered in the floe and U.O percent in the accumulated effluent.  Homogenization
    of the floe suspension in a Sorvall Omni-mixer released only U.5 percent of.
    the bound virus.
    
          To determine if virus adsorbs to floe in the absence of sand, a sample of
    floe was collected from conditioned sand removed from column B.  The floe was
    packed into a small column (9 mm inside diameter, Pharmacia K9/15), and U.7 cm
    (3.0 mL) or 32p_;]_abeled Po-1 was added.  Less than 3 percent of the label passed
    

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    through the ^ cm of floe.  The column was frozen; and the cylinder of floe
    was removed and cut into slices which were dried, weighed and counted.  Sixty-
    one percent of the virus was located in the top l6 percent of the column.  The
    floe was strongly retentive of the virus and appears to be the primary site of
    virus adsorption in conditioned columns.
    
    Summary
    
         This study has examined the virology of septic tank waste treatment systems,
    with emphasis on the fate of virus during the soil phase of the treatment.
    Further study of the septic tank itself is merited:  it seems to do a rather
    good job of removing fecal virus from wastewater.
    
         Poliovirus type 1 in septic tank effluent (STE) was percolated through
    columns containing silt loam or sand.  The silt loam removed the virus very
    strongly (not less than a 10-thousand fold reduction in 10 cm depth) and were
    unimpaired in efficiency after priods of use.  Fresh sand also retained virus
    very efficiently; but after being "conditioned" by a few weeks' applications
    of STE, the sand was less retentive of virus, especially at temperatures as low
    as 6 to 8° C.
    
         The assumed standard loading conditions in this study were 5 cm/day of STE
    applied to a 60 cm depth of sand.   If the sand had been conditioned and was
    subjected to a ten-fold hydraulic surge overload, some virus was carried through
    the 60 cm of sand, especially at 6 to 8° C.  Well over 99 percent of the virus
    was removed from the STE by the sand under the worst conditions that were devised
    and tested.  Surge loading was not a factor in virus removal by silt loam because
    their low hydraulic conductivity precludes too-rapid infiltration of the STE.
    
         Further applications of STE cause very little displacement of virus which
    has been retained in sand.  The virus is gradually inactivated in the sand;
    the rate is lower at 6 to 8° C than at room temperature.  The many bacteria
    present seem to have very little effect upon virus inactivation.
    
         A floe which accumulates in conditioned sand appears to be the principal
    substance to which the virus adsorbs.  Under standard loading conditions,
    virtually all the virus the STE might contain was removed by the conditioned
    sand during at least a period approaching 2 years.
    
         In the design and operation of a slow sand treatment system, it is impor-
    tant to avoid large hydraulic surges or very uneven distribution of the waste,
    especially in cold weather.  The results of this study indicate that virus
    reductions of 6 to 10 Iog10 are reasonable to expect of a properly designed and
    operated system.
    
    
    THE FATE OF NUTRIENTS IN SOIL
    
         The wastes from a household contain all the nutrients required for sustaining
    life processes.  Disposal problems arise when high concentrations of these
    nutrients are discharged to relatively small areas.  The nutrients which have the
    greatest potential of creating environmental or health problems are nitrogen (N)
    
    
                                           C-55
    

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    and phosphorus (P).  This discussion will be concerned with reactions of
    these nutrients in the soil below septic tank-soil absorption fields.  Water
    (the septic tank effluent) is the primary transport mechanism.   Since vertical
    downward movement dominates in the unsaturated zone, the receiving body is the
    saturated zone or aquifer.  The effect of this discharge on the aquifer is of
    importance, since the aquifer may be used as a drinking water supply source or
    may be eventually discharged as a surface flow.
    
         There is no evidence that P in drinking water constitutes  a threat to
    human health.  Rather, P is of chief concern in relation to surface water quality,
    as it is one of the two major nutrients limiting algal productivity of lakes
    and impoundments.  Because of the wide distribution and transformations of N in
    the natural environment, many fresh water lake eutrophication control strategies
    are based on P control, particularly where numerous point-sources of P repre-
    sent a significant portion of the P budget in the lake.
    
         Nitrogen, on the other hand, is a potential threat to public health.  Nitrate
    (NOg), the end product of nitrification which readily occurs under aerobic con-
    ditions in soils, and nitrite (NC^), the intermediate form, can be toxic to
    humans particularly in infants, if ingested in excessive amounts.  This toxicity
    arises from the hypoxia associated with the reaction of N02 with hemoglobin to
    reduce the oxygen carrying capacity of the blood.  The NOg arises from microbial
    reduction of ~NO^ in the human gut.  With adults, lethal toxicity is virtually
    nonexistent, while clinical recognition of NOo toxicity in infants has resulted
    in essentially complete elimination of this problem.  However,  much less is
    known of the chronic toxicity (i.e., subclinical effects) of NOo.  Therefore, the
    U.S. Public Health Service recommendation of an upper limit of  10 mg/L of NOj-N
    in potable water is almost certain to be retained for the foreseeable future
    (National Acad. Sci., 1972).  Nitrate may also be toxic to livestock, but this
    appears to be of limited occurrence and is primarily associated with animal feed
    rather than water (Haz. Mater. Adv. Comm., 1973).
    
         Recently a number of N-nitroso compounds have been found to be carcino-
    genic to laboratory animals, and msfn is probably also susceptible (Tannenbaum,
    1976).  This class of compounds, commonly referred to as nitrosamines are formed
    from the reaction of NOg with secondary amines.   Formation of significant
    amounts of these compounds in the natural environment has not yet been demon-
    strated, but they are resistant to microbial attack (Tate and Alexander, 1976).
    A more likely mode of human exposure is formation in the body by reaction of
    ingested NOo with amines in the stomach (Tannenbaum, 1976).  Saliva contains
    significant N02, which increases markedly on ingestion of NO?,.   Tannenbaum (1976)
    indicated that NOg in food and water represents a high carcinogenic potential
    and noted that there is strong epidemiological evidence in several countries
    that high NOo intake is casually related to gastric cancer.
    
    Background
    
    Phosphorus Transformations—
    
         Phosphorus in household wastes—Phosphorus in septic tank effluent origin-
    ates mainly from detergents with phosphate builders and from human excreta.
    The relative contribution of detergent P will vary with the amount of detergent
    
                                           C-56
    

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    used and its P content, but Sawyer (1965) has estimated that detergent-based
    P accounts for about 50 to 75 percent of the total P in domestic wastewater.
    The contribution from human excreta has been estimated by Sherman (1952) to
    range from 0.23 to 1.05 kg per person per year with a mean of about 0.6 kg.
    These estimates were based on dietary data.  The results of the raw wastewater
    characterization phase of this study (Appendix A) indicated the collective
    contribution of P in bathing, clotheswashing and dishwashing wastewaters to be
    approximately 3.U g/cap/day (86 percent) with toilet usage contributing 0.6 g/
    cap/day (lU percent).
    
         The anaerobic digestion which occurs in the septic tank, converts most of
    the organic and condensed phosphate forms, to soluble orthophosphate.   Magdoff,
    et al., (I97^b) and Otis, et al., (1975) found more than 85 percent of the
    total P in most septic tank effluents to be in this form.  The relatively small
    amounts of organic P and also the condensed phosphates present in many septic
    tank effluents will eventually be converted to orthophosphate.  The condensed
    phosphates such as meta-, pyro-, and tripolyphosphate will react with soils in
    a manner similar to orthosphosphate (Black, 1970).  Magdoff, et al., (l97^b)
    found that the total P concentration in the septic tank effluent used in their
    column studies ranged from 15-6 to 2U.5 mg/L with a mean value of 20.6 mg/L.
    Otis, et al., (1975) in detailed studies of 6 septic tank systems, found average
    effluent concentrations of total P to range from 11.0 to 31.H mg/L with a median
    value of about 12 mg/L.  This concentration, coupled with the measured average
    flow rate of 182 liters per person per day gives the total of 0.8 kg of P per
    person per year.
    
         Chemisorption reactions—At low P concentrations (< 5 mg/mL-P) in the soil
    solution at equilibrium, the phosphate ion becomes chemisorbed on the surfaces
    of Fe and Al minerals in strongly acid to neutral systems, and on Ca minerals
    in neutral to alkaline systems.  The pH of septic tank effluent is nearly
    neutral.  Viraraghavan and Warnock (197*0, and Walker (personal communication)
    found pH values of non-calcareous sandy soils under seepage fields to range
    from 6.2 to 7.0.  In this pH range, all of these metal cations (Fe+++, Al ++,
    Ca++) could probably participate in P immobilization reactions, with Fe and Al-
    bound P dominating in non-calcareous soils and Ca-bound P in calcareous soils.
    
         Precipitation reactions—As the P concentration in the soil solution in-
    creases, there comes a point where one or more phosphates precipitates may
    form.  This point can be predicted from the ion activity products (solubility
    products) if all of the relevant ion activities are known.  Ion activity pro-
    ducts of some of the more important compounds are given by Lindsay and Moreno
    (i960).  These compounds include strengite (FePOk • 2HpO), variscite
    (AlPOj, • 2H20), dicalcium phosphate (CaHPO^ • 21^0), octacalcium phosphate
    [Ca^H(PO^)o • 3HpO] , and hydroxyapatite [Ca-^PO^XOHp)] .  In acid soils, most
    of P sorption involves the Al and Fe compounds vhile in calcareous or alkaline
    soils, Ca compounds predominate.
    
         In the pH range encountered in septic tank seepage fields, hydroxyapatite
    is the stable calcium phosphate precipitate.  However, at relatively high P
    concentrations similar to those found in septic tank effluents, metastable
    compounds such as octacalcium phosphate are formed initially, followed by slow
                                          C-57
    

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    conversion to hydroxyapatite (Lindsay and Moreno,  1960).
    
         Phosphorus reactions under anaerobic conditions—Although the phosphate ion
    itself is not chemically reduced under redox conditions normally occurring in
    nature, subjecting a previously well-aerated, non-calcareous soil to reducing
    conditions will almost invariably result in an increase in dissolved inorganic
    P.  This is to be expected since much of the P in  soils is bound to ferric
    iron, which is converted to the soluble ferrous form under reducing conditions.
    The P is then released to the soil solution where  a new equilibrium is estab-
    lished with the Al- and/or Ca-bound phosphates. Patrick (196U) found that ex-
    tractable P increased rapidly as the redox potential decreased from +200 to -200
    mv.  This is the same redox potential range over which ferric compounds are
    reduced.
    
         Magdoff, et al., (I97^~b) found different results in soil columns dosed with
    septic tank effluent.  The soil used in this case  contained free CaCOo, and
    they postulated that the lower P values in the leachates after the columns crusted
    and became anaerobic were due to increased Ca ion  concentrations resulting from
    dissolution of CaCOo by organic acids formed under the anaerobic conditions.
    The P concentrations in the leachates were very close to those predicted from
    the solubility product of octacalcium phosphate.
    
         Time dependence of P immobilization—The rate at which P is sorbed from
    solution onto the surfaces of soils and soil constituents has been shown to con-
    sist of a rapid initial reaction followed by a much slower reaction which appears
    to follow first order kinetics.  Kuo and Lotse (1973) reported that 80 percent
    of the P sorption by CaC03 was completed within 10 seconds, while Chen, et al.
    (1973), found that the initial reaction on kaolinite required about 2U hours.
    Chen, et al, (1973), found that the slow sorption reaction continued for several
    weeks.  This slow reaction has been attributed to  diffusion of P into the sorbing
    material (Scholten, 1965), or a slow decomposition-precipitation reaction
    (Hsu and Rennie, 1962; Kuo and Lotse, 1973; Griffin and Jurinak, 197*0 •  Soil
    material directly under the absorption bed will be exposed to relatively high
    concentrations of P throughout the life of the system, so that this slow reaction
    is important in determining the amount of P immobilized.
    
         Capacity of soil to immobilize P—Investigators attempting to describe P
    movement in soils have utilized models involving:   l) a first order kinetic
    equation, 2) a series of exponential terms, 3) a second order kinetic equation
    based on the Langmuir adsorption isotherm, U) the  Elovich equation, 5) a
    kinetic equation based on the Freundlich adsorption isotherm, and 6) mass trans-
    fer (Kuo and Lotse, 1973; Novak and Adriano, 1975).  All of these equations
    predict a relatively sharp boundary between a zone of near-maximum P adsorption,
    extending down from the surface or layer of introduction, and the underlying
    soil.  The coefficients for the equations have usually been derived from labora-
    tory experiments involving relatively short equilibration times.  As a result,
    the slow decomposition-precipitation reactions which should occur with the
    high P concentrations in septic tank effluent are not taken into account, and
    maximum immobilization values are underestimated.   Adriano, et al. (1975),
    studied the P retained by soils subjected to wastes from a food processing
    plant and a dried milk and cheese plant.  They concluded that the amount of P
    retained by the soils greatly exceeded the Langmuir adsorption maximum, and
    
                                          C-58
    

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    attributed the excess to precipitate formation, particularly of Ca phosphates.
    Sawhney and Hill  (1975) also found that soils retained P in excess of the
    Langmuir adsorption maxima, and that the P sorption capacity of a soil could
    be rejuvenated by drying and wetting the soil following saturation with P.  This
    procedure apparently exposes more sorntion sites probabxy as a result of pre-
    cipitate nucleation and migration of sorbed P to the precipicate nucleation
    sites.  Similar results were obtained in the Netherlands by Beek and deHaan
    (197*0.
    
    Nitrogen Transformations—
    
         Nitrogen in household wastes—Ammonium N and organic N constitute the most
    prevalent forms of N in household wastes (dissolved I^j though always present,
    is not considered here).  Urine is the major source of N, and this N is largely
    in the forms of urea, uric acid and creatimine.  The remainder of the N is
    largely in undigested foodstuff and bacterial cells (HMAC, 1973).  The results
    of the raw wastewater study (Appendix A) indicated an average daily nitrogen
    contribution ranging from 6.1 to 16.8 g/cap/day.  In a daily flow of 170 L/cap/
    day this yields a concentration of approximately 36 to 9^ mg/L-N.  Effluents
    from 6 septic tanks showed a range of 26 to 76 mg/L-TT (Appendix A).
    
         Septic tank and seepage bed—Anaerobic conditions prevail in the septic
    tank, and the soluble N compounds of low molecular weight are mineralized
    rapidly to NH^ by enzymatic and microbial degradation.  The N in the effluent
    as it leaves the tank is about 15% NH^-N and 25% organic N (Otis, et al., 1975)
    with a C:N ratio of about 10.   Some of the N is associated with the sludge
    solids and thus remain in the tank, although mass balance studies indicate this
    is a small fraction of the total.  Particulate N leaving the tank is retained
    at the seepage bed-soil interface to become part of the crust layer.  This N
    will be slowly mineralized to NHi|-N.
    
         Below the seepage bed—Since crust formation approaches an apparent steady
    state condition, additions and removals of N are essentially equal.  Thus, in
    a stable system, N input to the soil below the seepage bed is equivalent to N
    output from the tank, with little or no net N removal.  When the bed is crusted
    or if effluent is added by dosing, the normally underlying soil will be aerobic
    and moist.  Temperature will vary depending on the season, but even in mound
    systems, is always above freezing in the winter.  Thus, under these conditions,
    nitrification will occur within the underlying soil.
    
         Optimal nitrification in soil occurs when the soil moisture tension is in
    the range of 300 cm to 100 cm (Sabey, 1969; Stanford and Epstein, 197*0.   Bouma
    (1975) found tensions of 60 to 100 cm in sandy loams,  loamy sands and loams
    and 30 to 35 cm in finer-textured soils under properly functioning seepage beds.
    Thus, finer-textured soils will have less air-filled pore space and the possi-
    bility of zones with anaerobic conditions exists.   These anaerobic areas  may
    be the site of some denitrification.  Since soil textures are rarely homogeneous
    vertically, moisture tension discontinuities at textural boundaries also could
    result in zones of high water content and subsequent anaerobic conditions.
    
         Because the effluent is under anaerobic conditions in the tank and seepage
    bed, there is no opportunity for nitrification until the effluent reaches the
    
                                          C-59
    

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    soil.  Thus, the inorganic N is present only as Nlfy-N on the soil cation ex-
    change sites and in solution.  The continuing input of cations (Ca++, Mg++, Na+,
    K+ and UH^+) from the effluent will maintain a constant ratio of NH^-W in
    solution to NH^-N on the exchange sites.   Therefore, NH^-N will move downward
    with the percolate once equilibrium of the effluent with the cation exchange
    sites is achieved.  Unless the soil is submerged or oxygen diffusion into the
    soil is limited b'y some other means, aerobic conditions will prevail in the
    unsaturated zone within a very few cm below the bed.  At this point nitrification
    will commence.  The point at which complete nitrification of the NH^-H occurs
    will be a function of the contact time of the effluent and the rate of nitrifi-
    cation.  Factors which affect the rate of nitrification include pH, aeration
    and moisture conditions, number of nitrifiers, and temperature (Alexander, 1961).
    The pH of the soil beneath the seepage bed is near neutrality (Walker, personal
    communication) which is optimal for nitrification.
    
         Denitrification would be desirable,  since it is the only feasible mechanism
    of N removal.  However, energy (available organic carbon) is required.  The only
    sources of organic matter under the bed are organic matter native to the soil
    and that from the effluent.  Since subsoils are typically low in organic matter
    and organic matter from the effluent is rapidly oxidized under the seepage bed
    (Magdoff, et al. , 197^-a), denitrification would not be expected to be a signifi-
    cant N removal mechanism.
    
         Thus, as a first approximation, all of the IT leaving a household can be
    expected to eventually exist as NC^-N under the seepage bed.  Nitrate is not
    retained by soils, and it will move with the percolate to the groundwater.  The
    resulting groundwater NOj-N concentration and ultimate fate of this ET is depend-
    ent on the hydrogeology of the region and other sources and sinks of N.
    
    Previous Investigations of Groundwater Pollution by IT and F from Subsurface
    Seepage Beds
    
         Woodward et al., (l96l) reported on an extensive survey of over 63,000
    private water supply wells in 39 communities in Minnesota.  The majority of these
    wells were shallow, and most of the communities were served by individual
    septic tank systems.  Forty-eight percent of the wells sampled had NO^-N con-
    centrations above background levels and 11 percent had concentrations above
    10 mg/L-N.  The authors explained the variable results on the basis of soil
    profile properties, well depth, population density and hydrogeology.  One com-
    munity, which was located in an area where there was a continuous clay layer
    in the soil profile, had no ground water contamination.  A general relationship
    of increasing water quality with well depth also existed.  More contamination
    was found in older communities (pre-19^0) than in post World War II communities.
    The reasons for this were not clarified in their study.  Crabtree (1972) found
    that 15 percent of the wells in an area in central Wisconsin where the population
    was  served exclusively by septic tank systems had greater than 10 mg/L of NO^-N,
    and Miller (1972) found that groundwater in an urbanizing sandy soil area of
    Delaware contained 10 to 30 mg/L of NO^-ft.
    
         Several  investigations have been reported which verify the rapid nitrifi-
    cation of septic tank effluent in sandy soils.  Robeck,  et al.,  (19&U) obtained
    80 percent nitrification of  added NH^-N in 150-cm soil lysimeters, while
    
                                           C-60
    

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    de Vries (1972) and Pruel and Schroepfer (1968) found essentially complete
    nitrification within 30 to 60 cm.
    
         Dilution by uncontaminated groundwater is the only significant mechanism
    of lowering NOj-W concentration in the groundwater below seepage beds overlying
    aerobic soils.  Polta (1969) found a rapid decrease in WOo-N concentration in
    groundwater with increasing distance from a septic tank-dry well system, with
    NOo-N concentrations decreasing from 30 mg/L directly under the system to 5 mg/L
    at k3 m down gradient.  Pruel (1966) obtained data from septic systems on sandy
    soils, which showed that about a 30 m distance down-gradient from the seepage bed
    was required to lower NOo-N below 10 mg/L.   Similar findings were reported by
    Childs (1973), although Polkowski and Boyle (1970) found that 20 m was required
    for the system they evaluated.
    
         While NOo-N usually is the major N form found in groundwater under septic
    tank absorption fields, high concentrations of WH^-N have been reported occasion-
    ally.  This has usually occurred where the depth of the aerobic zone between the
    bed and the groundwater was shallow (< 0.6 m) .  Ammonium-N concentrations should
    also increase in winter when low temperatures slow the rate of nitrification and
    thus effectively increase the distance required for complete nitrification.  Also,
    conditions under which saturated flow might occur (such as in a new system or
    one which did not have a clogging mat) could permit movement of
         Chloride (Cl~) moves through soils much like NOo-N, and is present in house-
    hold wastes at concentrations much higher than background levels.  Thus, its
    presence can also indicate the rate and direction of effluent movement.  Dudley
    and Stephenson (1973) noted consistently high correlations between NOo-N and Cl~
    concentrations in groundwater below a number of seepage beds.  They investigated
    11 sites in Wisconsin and found significant CT~ contamination at all sites.
    The average NOg-N concentration in the groundwater below systems installed in
    sands was 15 mg/L, and a distance of about 15 m down-gradient from the system was
    required before the concentration decreased to less than 10 mg/L.  Significant
    NHlj-N concentrations occurred at two sites, one located on impermeable glacial
    till soil, and the other on a site with a high water table.
    
         Ellis and Childs (1973) investigated 19 septic tank sites on sandy soils
    around Houghton Lake, Michigan, and found significant NOo-N input to the
    groundwater from 6 of these sites.  Significant concentrations existed from 30
    to 100 m from the sources and generally affected the upper 2.h m of the ground-
    water aquifer.
    
         Several reports have noted a high degree of variability in results of
    groundwater sampling, both in terms of time and space.  This can be explained
    by a number of factors .   A groundwater mound usually develops under the system
    (Bouma, et al. , 1972; Dudley and Stephenson, 1973) which can markedly affect the
    flow pattern.  Also, different usage patterns and temperature effects on the rate
    of nitrification result  in differing concentration patterns of IfO -N in the
    groundwater.
    
         Several cases of significant P contamination in groundwater below seepage
    beds have been reported.  Ellis and Childs (1973) found significant P movement
    (up to 30 m) from a number of systems, with PO^-P concentrations ranging from
    2 to greater than 20 mg/L for up to 1.2 m into the groundwater aquifer directly
    
                                           C-6l
    

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    under the systems .   Phosphorus was moving into a nearby lake from a number of
    these systems.  Dudley and Stephenson (1973) found significant concentrations
    (> 1 mg/L total P}  above background levels (< 0.2 mg/L total P) in k of the 11
    sites they examined.  Three of the sitet, were in coarse-grained outwash sands
    and gravels, but one was in an impermeable glacial till.   None of the newer
    systems had significantly increased concentrations of P in the groundwaters im-
    mediately below them.
    
    Experimental Approach
    
         Results of the project research activities designed to evaluate the fate of
    P and N from subsurface disposal of septic tank effluent are summarized below, as
    related to other research and to the potential for contamination of groundwater.
    
    Evaluation of Existing Systems in Sands —
         Five study sites, located in permeable sandy soils in central Wisconsin
    were investigated.   Details of the methodology have been reported by Walker, et al.,
    (I973a; 1973b).  The forms and amounts of N in the soil under a seepage bed were
    determined from samples obtained by excavation adjacent to each system.  Ground-
    water samples, direction of flow and gradients were obtained using observation
    wells.
    
    Columns Representing Fill Type Disposal Systems —
         Detailed description of this research is given by Magdoff, et al., (l9?Ha;
    197^"b) and Magdoff and Keeney (1975).  Large polyvinyl chloride (PVC) columns
    (lH.7 cm inside diameter) were filled with soil materials to represent those used
    in a mound (See Figure C-1^0 .  The fill material consisted of either a sand or a
    sandy loam subsoil.  The columns were equipped with tensiometers, sampling ports,
    air entry ports and redox electrodes.  They were loaded with 8 cm/ day of effluent
    from a household septic tank.  Room temperature was about 15° C.
    
    Monitoring of Existing Fill Systems--
         Concentrations of N and P in experimental fill systems were determined by
    in situ sampling of the liquid.  One mound was designed for use in areas under-
    lain by creviced bedrock (Bouma, et al. , 19jUc),  The others were designed for use
    on slowly permeable soils (Bouma, et al. ,
    Analytical Procedures —
         Ammonium-N and NOg-N concentrations in water samples or 2N KC1 extracts of
    soil samples were analyzed by the steam distillation procedure of Keeney and
    Bremner (l965b),  Organic C was measured as described in Standard Methods (1965)
    and total N by Kjeldahl (Bremner, I9_65al,  Chloride was determined by the pro-
    cedure of Cotlove, et al., (1958).
    
         Oxygen, No and C02 were determined on a Barber-Coleman Model 23-P gas
    chromatograph (Chen, et al. , 1972) and methane was determined on a U07 Series
    Packard gas chromatograph with a flame ionizer detector (Macgregor, et al. , 1973).
    Platinum electrodes for Eh measurement were prepared by fusing 0.6 cm segments of
    a 20-gauge Pt wire to a 12-gauge solid Cu wire.  After replacing the original
    rubberized outer sheath of the Cu wire, the Cu-Pt junction was coated with epoxy
    cement to give a water tight seal.  The electrodes were replatinized with black
    platinum and checked according to the procedures of Quispel (19^+6).
    
    
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                            + 60 cm
                            + 30 cm
                                        9P
                             60 cm
                             90cm
                                               TENSIOMETER
     LIQUID
      PORT
    
    INFLUENT
                                                       PT
                                                    ELECTRODE
                                              MONITORING COMPLEX
    
                                               gp-GAS PORT
                                               mc-MONITORING COMPLEX
                      Figure C-l4.  Column design for mound  simulation
    
    
    Results
    
    Phosphorus—
    
         Existing systems in sands—The results of monitoring  studies of  P concen-
    trations in groundwater under and adjacent to existing systems  in sands were  re-
    ported by Bouma, et al., (1972).  Two of the 5 systems studied  had relatively
    high groundwater concentrations of P.  One of the systems  was 12 years old, and
    the other had been functioning for 8 years.  Both had coarse sands and gravels
    between the seepage system and the water table.  Background PO^-P ranged  from less
    than 0.02 to 0.03 mg/L, and PO^-P in wells just adjacent to the systems ranged
    up to 9-5 mg/L.  Phosphorus above background was not found in groundwater under
    a new system (< 1 year old) or under the systems which had an intervening layer
    of clay between the system and the aquifer.  These findings largely confirm those
    reported in the literature.
    
         Existing mound systems—Three experimental mound systems,  based  on preliminary
    designs, were monitored in 1970 and 1971 (Bouma, et al., 1972).  Well water samples
    were obtained in the vicinity of one of the mounds which was located  on a somewhat
    poorly drained sandy loam.  One of the wells adjacent to the system had elevated
    PO^-P concentrations (0.37 mg/L).  The fill for this system was sand, and the
    groundwater was less than 1 m below the mound.  No other groundwater  P data under
    existing mounds are available.  However, P concentrations  of percolate within the
    fill of several existing mounds was determined.  Phosphorus (PO^-P) concentrations
    generally ranged from 0.2 to 0.6 mg/L at the fill-soil interface  (Bouma,  et al.,
    1972).  Phosphorus was also measured in the soil solution  in a  sandy  loam fill
    system installed over creviced bedrock (Bouma, et al., 197^c).  The data showed
    that, after 18 months of operation, total P in solution was about 8 mg/L, indi-
    cating that the P removal capacity of the system was low.
                                            C-63
    

    -------
         Columns representing mound systems—Considerable data are available on P
    retention in laboratory columns using sand or sandy loam fill (Magdoff, et al.,
    197^a; 197^b; Magdoff and Keeney, 1976).  This research showed that P was not
    completely retained in the fill, and that after only 3 months of loading, P con-
    centration in the effluent was about 12 mg/L in a sand fill (100$ sand) and 2
    mg/L in calcareous sandy loam fill (68$ sand, 22$ silt, 10$ clay) (See Table
    C-18).  Initially, most of the P was retained and P concentrations in the efflu-
    ent were less than 1 mg/L.  This was undoubtedly due to sorption of P by soil
    constituents.  Once the sorption capacity was exceeded, precipitation reactions
    dominated.  Solubility product considerations indicated that octacalcium phos-
    phate was being formed.
    
         After the experiment, the columns were dissected.  The total P distribution
    profile (See Figure C-15) showed that P was being removed in the sand fill and
    in the underlying soil.
    
    Nitrogen—
    
         Existing systems in sands—The results of a monitoring study on existing
    systems located in sands in central Wisconsin were reported by Walker, et al.,
    (l973a; 1973l>).  The findings confirmed other reports that nitrification will
    readily occur if 1 to 2 m of unsaturated soil are present above groundwater.
    Table C-19 summarizes the findings and indicates that nitrification was complete
    at 5 to 15 cm below the clogging mat.
    
         The effect of septic tank systems on NOo-N in the groundwater was also
    evaluated (Walker, et al., 1973b).  The results demonstrated the heterogeneity
    of the groundwater regime, even in an area with sandy soil profiles.  Results
    for three of the systems are given in Figures C-l6, C-17 and C-18.  Below
    System 1 (Figure C-16), both NHj^-N and NOg-N were found in the groundwater.
    This was a large system, but loading from the household decreased markedly during
    
           TABLE C-18.  PHOSPHORUS CONCENTRATIONS IN SOLUTION IN UNCLOGGED SAND
           	AND CLOGGED SANDY LOAM COLUMNS	
    
                                         Total P in solution (mg-P/L)
                             Depth        Unclogged1         Clogged2
                              (cm)           Sand           Sandy loam
    
             Influent                        23.9              18.3
    
                                5            22.1              1^.5
             Fill              30            21.6              13.7
                               55            17.0               8.2
    
                               65             9.8               1.0
                               83            11.0               1.2
    
             Effluent                        11.8               1.6
    
    
             2 After 9^ days of loading.
               After 73 days of loading.
    

    -------
      TABLE C-19.  N03-N CONCENTRATIONS IN UNSATURATED SOIL SOLUTIONS"
                 AT SELECTED DEPTHS BELOW SEEPAGE BEDS (Walker,
                 et al.,  1973a)
    Depth
    Below Crust System 1 System 3 System h
    System 5
    cm mg/liter
    5 20 50 100
    15 50 160 70
    U5 50 ikO 70
    75 50 80 80
    Avg. U3 110 80
    130
    120
    80
    90
    105
    The concentrations (yg/g dry soil) of NOg-N in unsaturated soil
    solutions were obtained on field-moist samples.
             0
       o
       Q_
       LJ
       O
           30
    60
           90
                                 CRUST
                                          INITIAL
                                          FINAL
                     SILT  LOAM
                     0.2      0.4     0.6     0.8     .10
    
                    TOTAL-P (% OF DRY WEIGHT)
    
    
    
     Figure C-15. Total phosphorus profiles in laboratory columns.
                                 C-65
    

    -------
                    25
           SYSTEM I
    
    
           . . •"  ( (<30 cm in groundwater)
           NOg-NJ
    
    
        ^ANH4-N? (|.5m in groundwater)
                   ,20
    _£
    
    z
    g
    
    £
    
    £
                  o
                  o
                     10
                        ONH4-
                                    Q
                                    o
                                     H J
                                     1  K
                                     o o «  •
    
                              i iihiJKig.
    
    
    .F
    .P /•*.
    /Q-
    , * -0 >
    >%:
    
    
    "L
    •B *M
    .E .D .C .N
    
    
    R .T
    S
    
    •u
    10m .
    N
    PLAN VIEW 1
                                        N
                                        • *  •
    
                                        •    A
                                             A
    
                                        io o  9
            20    10     0     10    20    30    40
    
    
                   DISTANCE FROM SYSTEM (METERS)
                                                                50
    Figure  C-l6.   Concentrations of NH^-Ef and  NOo-N in ground water as a function
    
                   of distance  to the seepage  bed (Walker, et al., 1973b)•
                           SYSTEM 2
    
    
    , 	 .
    \
    E
    ^
    O
    t-
    §
    f—
    z
    LU
    z1
    o
    o
    z
    
    
    80
    70
    
    60
    
    50
    
    
    40
    
    
    30
    20
    10
    0
    • NOj-N (<30 cm in groundwater)
    O NH4-N (<30cm in groundwater)
    D
    o
    E
    0 0
    o
    _
    
    o
    o
    
    O o
    1
    o
    .L »M
    .K to
    HG->f
    Hc
    D->
    u :
    
    
    
    li
    • 1
    t-F i
    •T *J
    ' — F
    [ F
    \ *B
    1
    	 1
    10m .
    ' ' I1
    PLAN ' .
    VIEW ••• ft i i i _5_(i_5_
                            70   20  10   5   0   5   10  15  20
    
    
                                     DISTANCE FROM SYSTEM (METERS)
                                                                25  50
    Figure C-17.  Concentrations of NHj^-W and WCU-N in  ground water as  a function
    
                   of distance to the  seepage "bed (Walker,  et al. ,    ""
                                           C-66
    

    -------
    the study.  The bed was probably aerobic during periods of low loading, and,
    when used, the effluent percolated so rapidly through the soil that nitrification
    did not always occur.  System 2 (Figure C-17) was constructed in the groundwater
    and,therefore, little nitrification could occur.  Another system not shown was
    constructed over a clay layer 8 m below the bed.  Groundwater below this layer
    had little NOg-N indicating that the clay layer acted as a barrier to vertical
    water movement immediately below the system, causing the percolating waste to
    move along the layer and emerge or percolate downward at some other place.
    System k  (Figure C-18) provides a classical picture with maximum  NOg-N (about
    1*0 mg/L) directly adjacent to the bed.  The NOo-N concentration was still about
    10 mg/L at 70 m from the bed.
    
         Existing mound systems—From investigations at one mound system, Bouma,
    et al., (l97Uc) found that nitrification was complete within the fill (0.7 m of
    fine sand).  Influent total N to this system averaged 62 mg/L.  There was 66 mg/L
    of NOj-N in the liquid reaching the interface between the fill and the silt loam
    topsoil and 5^ mg/L of WOg-N 20 cm below the interface, indicating some NOo-N
    retention (possibly denitrification) by the topsoil.  Ammonium-N decreased to
    below detectable levels.  Interestingly, the NHi^-N concentration 20 cm below
    the interface in the winter was 8 mg/L.  During this sampling period,
    30 mg/L, and organic N was 10 mg/L.  By May, this had changed to 3 mg/L of
    Nlfy-N, 57 mg/L of N03~N, and 0.3 mg/L of organic N.  Thus, mineralization and
    nitrification were inhibited by the low temperatures in the middle of winter.
    
         Columns representing mound systems—Results of this study (Magdoff, et al.,
           also showed that nitrification in the sand fill is rapid and complete,
    and that some denitrification may be occurring at the fill-topsoil interface
    where nearly saturated conditions exist (Magdoff, et al., 197^-a).  After the
    experiment, the columns were sampled for total N.  The results show that, with
    the exception of the clogging mat, very little N was retained in the sand fill,
    and that N was mineralized and removed from the silt loam topsoil (See Figure
    C-19).  Similar results were obtained for the distribution of carbon.
    
                                  SYSTEM 4
                                 ONH4-N?  (< 30 cm jn groundwater)
                                                               NO^-N was
                      • NO
           -N?
           -NJ
                O
                O
    50
    40
    30
    
    20
    10
    0
    ANO,-N (1.5 m in ground
    k-
    £ H
    
    - .:: g
    m B«
    e •
    o;:o:
    • 08° 8S 2s
    7 Boo, oo , 9 15
    water)
    H" /f
    •° EJ2f t
    §
    1 1 *A
    10m T.
    i— i N
    c 1
    • PLAN VIEW
    i i i
    
    
    
    
    C
    8
                      10   0   10  20  30  40  50  60  70
                         DISTANCE FROM SYSTEM (METERS)
    Figure C-l8.
    Concentrations of NH^-N and NO^-N in ground water as a
    function of distance to the seepage bed (Walker,
    et al., 1973b).
                               C-67
    

    -------
    
    s
    o
    "•* 30
    Q.
    IU
    Q RO
    90
    • i i 1 i > i i
    	 — i CRI|«?T
    SAND
    	 INITIAL
    	 FINAL
    SILT LOAM *i I
    , i i 1 i 1 i 1 :
                                    0.4   0.8    .12    .16    .20
                                    TOTAL-N (% OF DRY WEIGHT)
                 Figure C-19-  Total nitrogen profiles in laboratory columns.
    Discussion
    Phosphorus—
         Results of this project and of other investigations have shown that septic
    tank soil absorption systems, whether conventional or mounded, can represent a
    significant source of P to the local ground water system.  However, P is tightly
    sorbed by most soils (Black, 1970), and significant inputs to surface water would
    be likely only if the soil had a very low sorptive capacity> e.g., sand, and
    the system were in close proximity to surface water.
    
         The depth of penetration of the P "saturated" layer can be calculated if
    the P loading rate and the P immobilization capacity of the soil are known.  The
    extreme case would be a seepage field in a sandy soil.  The Wisconsin State Board
    of Health minimum soil absorption area requirements for a 3 bedroom house are
    about 21 m2 of bottom area for«a sandy soil with a fast percolation rate.  If an
    effluent input of 727 liters/day at an average P content of 12 mg/L is assumed,
    the total P load would be 3.2 kg per year or about 1500 kg/ha per year (The
    input and median P concentrations are calculated from data of Otis, et al.» 1975
    for a family of M.  For a sandy soil with a bulk density of 1.6 g/cm3, and a
    Langmuir adsorption maximum of 90 ug P/g soil (Peck, 1962) the soil would be P-
    saturated to a depth of 10U cm in one year.
    
         The Langmuir adsorption maximum is a minimum value for potential P immobili-
    zation.   Walker (personal communication) determined that P extracted from sandy
    soils beneath septic tank seepage fields in central Wisconsin ranged from about
    100 to about 300 ug/g.   Magdoff and Keeney (1976) reported immobilization of 121
    ug P/g by a sandy^ soil in a column study which ran for less than a year.  Based
    on a P immobilization value of 200 Ug/g, the depth of P penetration would be
    about 52 cm per year in the hypothetical system.  The depth of penetration would
    be less on finer textured soils because the maximum P immobilization values
    would be higher, and the loading per unit area would be less as larger absorption
    areas would be required.  Peck (1962) found that the average Langmuir adsorption
                                            C-68
    

    -------
    maximum for silt loam surface soils in Wisconsin was 186 Ug/g.  If such a soil
    has a relatively slow percolation rate, an absorption bed of about TO m2 would be
    required to handle the volume of effluent used in the hypothetical sand system.
    Thus, the areal P loading rate would be decreased to about 0.3 that of the sand,
    and the adsorption maximum would be increased by a factor of about 2.1.  This
    would result in P penetration of about 15 cm per year if only the adsorption maxi-
    mum values were considered, and less than 10 cm per year if additional immobili-
    zation from precipitation were assumed.  The data of Magdoff and Keeney (1976)
    would suggest that P immobilization in excess of the adsorption maximum is signif-
    icant on silt loam soils, as they found 307 mg/g-P immobilized compared to the
    mean adsorption maximum value of 186 yg/g obtained by Peck Cl96"2).
    
         This analysis supports the experimental findings that P movement is the most
    extensive on coarse sandy soils.  If sufficient systems are located adjacent to
    a lake or impoundment and sandy soils predominate, P removal from the effluent
    would seem necessary to protect the water quality of the lake.
    
    Nitrogen—
         Nitrogen loading to ground waters from septic tank disposal fields is a
    certainty in nearly all cases.  The seriousness of the situation is essentially
    a function of the hydrogeology of the area and the level of background contam-
    ination.  The movement and mixing of nitrate in the ground water is complicated,
    and prediction of problem areas is difficult.  Problems are most likely to exist
    in areas with higher housing densities (Walker, et al., 19T3b).  Even in these
    situations, proper well construction (deep casing) might be sufficient to negate
    or reduce NO^-N contamination of drinking water.  The uncertainties about the
    severity of NOo-N toxicity, and the lack of documented evidence of the relative
    contribution of septic tank-soil absorption systems to the NOo-N contamination of
    ground water would indicate that, at this time, there is not a widespread need
    for NOo-N removal systems.  However, continued monitoring of areas with rela-
    tively high development densities employing this form of wastewater disposal,
    especially in coarser soils, is recommended as a prudent course of action by health
    authorities.
                                            C-69
    

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                                        APPENDIX D
    
                    INSTITUTIONAL AND REGULATORY ASPECTS OF TREATMENT
                          AND DISPOSAL OF SMALL WASTEWATER FLOWS
    CURRENT REGULATIONS
    
         The typical means of implementing control of the various on-site sewage
    treatment and disposal systems in use today is via a regulatory program which
    imposes requirements and/or restrictions upon the systems and upon those who
    design, install, own or operate them.  While the regulatory programs used in
    different jurisdictions appear to vary greatly, there are many basic similarities
    (Patterson et al., 1971).  This variety of programmatic approaches exists due to
    preferences for (or against) certain departments and agencies, as they exist in
    any municipal or state government.  The existing local departments and/or agencies
    which typically have responsibility for supervision of on-site systems vary ex-
    tensively including:  departments of health, plumbing, building, development,
    planning, zoning, environmental protection, public works and drainage and con-
    servation commissions.  (For convenience, the terms municipal and municipality
    will be used here to mean all general purpose governmental units, i.e., city,
    town, village, borough, county, etc., and any special purpose districts which are
    empowered to control on-site sewerage.)
    
         The institutional approach also varies with the degree that on-site sewerage
    is perceived as a problem and with the extent and nature of regulation to which
    the citizens are accustomed.  The emphasis of this initial discussion of regu-
    latory programs centers almost exclusively upon local municipal and state pro-
    grams; because, aside from surface water discharge from on-site sewage treatment
    systems, there are no federal statutes or regulations which are directly appli-
    cable to these regulatory programs.
    
         Each local or state program contains common elements such, as;  l) the
    type of regulations, and 2) the regulatory or enforcement mechanisms used.  These
    two elements will be discussed briefly below.
    
    Type of Regulations
    
         Regulations for the control of on-site sewerage may be effected in a number
    of ways.  These include the use of specification standards; performance standards
    or  regulations which indirectly control on-site systems, i.e., land use controls,
    subdivision regulations, etc.
    
    Specification Standards—
         Design standards establish detailed requirements and/or restrictions for
    specific components or location  of on-site sewerage systems.  This type of
    
                                            D-l
    

    -------
    regulation is found in almost all regulatory programs, i.e., minimum septic
    tank volume shall "be 750 gal, soil absorption field shall be set back 50 ft from
    any water course, etc.  However, these standards have been found to vary widely
    from one regulatory program to another (Flews, 1977).  This is especially so
    when comparing one state's program to another.  One must logically assume that
    those individuals regulated by these programs and those involved in the regu-
    latory programs could reasonably question this variance, since all programs are
    intended to have the identical purpose, the protection of public health.  How-
    ever, despite this singular purpose, the fact remains that difference in speci-
    fication standards does exist.
    
         Additionally, the use of specification standards has often been objected
    to by the designers of these on-site systems because the standards deny any
    opportunity to truly "design" the system for the existing situation.  This ob-
    jection is quite valid in those instances where a competent designer is, in
    fact, stymied by the codification of the design parameters of an on-site system.
    However, in fairness, the use of specification standards has been defensible
    because the previous designers of these systems did not understand or were not
    concerned with proper design of these systems (Winneberger and Klock, 1973).
    
    Performance Standards—
         These standards establish requirements for the performance of on-site
    sewerage systems without specifying how such standards are to be met.  Perform-
    ance standards generally are not a type of regulation used in on-site system
    regulatory programs.  Examples of performance standards are:  effluent standards,
    equipment standards and operation standards.  Systems which discharge effluents
    to surface waters have effluent standards as established by P.L. 92-500 and the
    regulations adopted pursuant to the act.  Since these standards simply impose
    effluent limitations without establishing specific requirements for design,
    they are clearly performance standards.  The National Sanitation Foundation's
    (1970) NSF Standard No. UO for individual aerobic wastewater treatment plants
    is an example of equipment performance standards.  Implicit in all regulatory
    programs is the principal purpose of protection of public health.  Often, this
    purpose is expressed or implied as a performance standard by prohibiting the
    creation or maintenance of a nuisance or unhealth condition.  While nuisances
    are quite difficult to prove in legal actions, on-site systems typically are
    subject to this operational standard.
    
    Indirect Controls—
         Land use or zoning controls may result in indirect or de facto regulation
    of on-site systems.  For example, in Wisconsin, state regulations for unsewered
    subdivisions impose minimum lot size and soil characteristic requirements upon
    nearly all land parcels created in the state.  As a consequence of this direct
    regulation of the land subdivision process, on-site system controls are
    strengthened by assurance that building lots will be adequate for an on-site
    system.  Similarly, a unit of government could effect indirect control over
    on-site systems by adoption of comprehensive land use or water quality plans.
    Under these types of plans, the use of on-site systems would be restricted by
    land use or water quality goals.  However, the indirect control also includes
    regulation of systems by restricting or completely prohibiting their use in
    certain areas.  Thus, comprehensive planning could result in a reduction of the
                                            D-2
    

    -------
    pressure upon the regulatory program by restricting or excluding on-site systems
    due to land use or water quality criteria.
    
    Regulatory Techniques
    
         By necessity, any regulatory program must contain certain administrative
    and enforcement techniques.  The purpose of administrative mechanisms is  to aid
    in efficient and thorough regulation of on-site sewage systems within the juris-
    diction of the administrative agency.  Further, to assure that the regulatory
    programs are successful in controlling on-site sewerage, it is necessary to
    include enforcement mechanisms in the program.  Often the distinction between
    these two types of techniques becomes blurred and somewhat arbitrary.
    
         There are only a limited number of generic regulatory techniques available
    for use in any type of control program.  Thus, existing and recommended alter-
    native on-system regulatory programs are constrained to be selected from the same
    "laundry list" of available regulatory techniques.  Most of these techniques
    may be included in one of the following:
    
         1.  Direct controls over the on-site system itself;
    
         2.  Controls upon the actors (i.e., designers, installers, owners, etc.);
    
         3.  General or indirect controls; and
    
         k.  Unfair or unlawful controls.
    
         It must be noted, however, that the regulating agency must have the authority
    to impose these controls.   This authority might be in the form of statutory
    enabling legislation enacted by the state legislature granting the regulatory
    agency (at either the state or local level of government) the necessary power
    to implement the regulatory program.  This legislation may or may not be
    obligatory, that is the delegated agencies may decline to regulate on-site
    sewerage.  Further, the legislation might specifically designate the exact regu-
    latory techniques which are to be used and in some cases might even prescribe
    the procedure to be used and establish a fee structure.
    
         Alternatively, certain types of governmental agencies possess adequate
    authority either via the state's constitution or by their general grant of
    statutory authority (i.e., "police power") to implement a regulatory program
    consisting of many, if not most, of the available regulatory techniques.  One
    example of such an agency might be the state agency responsible for protecting
    public health and/or water quality.   As a second example, incorporated communi-
    ties in many states, i.e., cities and villages, have the authority to impose
    the controls needed for an adequate regulatory program and the courts' will
    likely hold this to be a valid exercise of their police power (See Louisville
    v. Thompson, (Ct. App. Ky.) 339 S.W. 2d 869 (i960); Early Estates, Inc. vT
    Housing Board of Review, 93 R.I. 277, 1971* A. 2d 117 (l96l); City of St. Louis
    v. Nash (S. Ct. Mo.) 260 S.W. 985 (192*0). In many states, these "home rule"
    powers are also available to other units of local government, such as towns
    and counties.
                                            D-3
    

    -------
         Obviously then, it is necessary to first determine what unit of govern-
    ment is attempting to actually regulate on-site sewerage and then to carefully
    assess what authority it has.  To be absolutely correct, this assessment must
    look at statutory and case law, as well as the State Constitution.  Often the
    assessment is made more difficult because more than one unit of government is
    involved in the program, i.e., a state-county program.
    
    Direct Controls—
         Direct controls may be thought of as those techniques which the regulatory
    agency imposes directly upon the on-site systems, itself.
    
         Permit—A permit is a written warrant granted by a governmental unit or
    agency which conveys the right to conduct a specific activity usually at an
    identified location and normally for a given fixed period of time, i.e., for
    installation of on-site systems, construction must commence typically within one
    or two years or the permit becomes void.  The legislation, ordinance or regu-
    lation which establishes the permit process also should impose an additional
    requirement making it unlawful to conduct the regulated activity without first
    obtaining a validly issued permit.  This permit technique can be used to ad-
    minister and enforce technical and performance standards, simply by making
    compliance with these standards a necessary prerequisite for issuance of a
    permit.  Clearly most permit processes places the burden of obtaining and supply-
    ing all necessary data and information upon the permit applicant, and often
    require the applicant to pay a fee as precondition to permit issuance.
    
         Permit issuance is a technique which is often used to regulate on-site
    sewerage.  Generally, the program requires that a permit must be obtained prior
    to commencing installation of any on-site system.  The permit requirements may
    be varied for different types of on-site systems.  In addition, some programs
    require "use" or "occupancy" permits prior to occupancy of the residence served
    by the on-site system.  It has been proposed that a permit program also be
    employed to assure adequate and timely maintenance of the system  (Stewart, 1977).
    For example, in Wisconsin a county permit is required for  the installation
    of an on-site system  (Wis. Admin. Code H62.20).  This county permit program is
    similar to the programs in Pennsylvania and Maine (State of Maine Plumbing Code
    Sec. 2.2, Dept. of Health and Welfare; Penn. Sewage Facilities Act, P.L. 1535
    as amended by 35 P.S. 750).  The use of permits either at the local or state
    government level is desirable because it presents the regulatory agency with
    notice of all proposed system Installations.  This is also an inexpensive means
    of providing the agency with data about the system.  Such data is available
    for compliance checks of the system during construction.  Also included under
    the rubric of this technique are conditional permits, defined as one which is
    valid only until the occurrence of an event or the failure to comply with a
    requirement.  The placard, stop work order or "red tag" might be used to show
    this occurrence or failure.
    
         Plan review and approval—A review of project specifications and drawings
    is a second direct control which may be required prior to undertaking specified
    activities.  Control is assured since the review process can be used to make
    sure that the regulatory standards will be implemented as part of the activity.
                                            D-U
    

    -------
         Plan review and approval are frequently included in on-site sewerage
    regulatory programs.  For example, Wisconsin does not require the submission
    of plans for state approval of conventional on-site systems serving single
    families; however, pursuant to a recent amendment, the state now requires
    county review of such plans (Wis. Admin. Code H62.20).
    
         Installation inspection—Inspection is a third technique which is used to
    assure that other control requirements are met.  The types of inspections
    which have been used range from the inspection of the proposed site prior to its
    approval for installation of an on-site system, to compliance inspections made
    after the system is completely installed.  Included within this range are one
    or more inspections during construction, e.g., the "pre-coverup" inspection
    would be included here.  The inspection technique can be included as part of
    the permit or licensing process whereby the permittee is required to give notice
    to the regulatory agency at specified periods in the construction of an on-site
    system.  Of course, ,the application for the permit clearly puts the regulatory
    agency on notice and as a condition of permit issuance, the applicant may be
    deemed to have given his consent to a pre-issuance inspection, as well (See v.
    City of Seattle, 387 U.S. 5Ul, 5U6 (1967)).  In addition, inspections may be
    performed by the regulatory agency upon a random basis or upon receipt of a
    complaint.  For example, Dane County,  Wisconsin now makes a minimum of two
    inspections for each septic tank system installed:  one at the proposed site
    prior to issuance of a permit and the other during construction.  Other
    inspections may be made when deemed necessary.  The county regulatory agency
    charges a fee for the permit to cover the cost of these inspections.
    
         Access to the property for the purpose of making inspections has been the
    subject of several court cases.  As a result of these cases, the United States
    Supreme Court has held that under certain circumstances, inspections of property
    might be a "search" within the meaning of the fourth and fourteenth amendments
    of the U.S. Constitution.  Unless consented to, such an inspection could only be
    conducted or compelled under a search warrant,  [see Camara v. Municipal Court
    of San Francisco, 387 U.S. 523 (1967) and companion case See v. City of Seattle,
    387 U.S. 5^1 (1967).]  .  Clearly,,under the U.S. Constitution a nonconsentual
    inspection of a residence would require a search warrant.  The courts have
    also extended this fourth amendment protection to include out-buildings and
    surrounding land (English law recognized this land as the curtilage or court-
    yard area).  Thus, it is likely that a warrant might be needed if permission
    cannot be obtained.  For non-criminal proceedings, many state statutes now
    prescribe the procedure for the issuance of an administrative warrant, since the
    standard search warrant procedure is generally not available.  For an example
    of such a search warrant see:   Wisconsin Statutes, 1975, Section 66.123 for
    specific wording and Section 66.122 for the procedure which must be used to
    obtain such a warrant.
    
         Maintenance assurance and monitoring—Maintenance assurance and monitoring
    requirements are direct control techniques similar to the installation inspection
    techniques.  These techniques can be used to assess the compliance with the
    regulatory program and to assess the success of enforcement of various types
    of other regulatory techniques.  These maintenance and monitoring techniques
    might involve sanitary surveys, chemical or dye tests and aerial photography to
    determine the effectiveness of other control techniques as well as water quality
    
                                          D-5
    

    -------
    monitoring.  The same constitutional constraints would apply to nonconsentual
    access to property as was discussed for inspections in general.  For example,
    the Auburn Lake Trails Subdivision in Georgetown Divide Public Utility District,
    El Dorado County, California, undertakes a water quality monitoring program to
    determine whether any of the septic tank systems are effecting the surface
    water quality (Georgetown Divide Public Utility District, 1972).  In addition,
    the El Dorado Irrigation District has provided maintenance assurance programs
    to several subdivisions within the district (Winneberger and Anderman, 1972).
    Their program involves both annual physical inspection and maintenance of septic
    tank systems within the district.
    
         Bonding or other surety—The technique of requiring the posting of a bond
    or other surety as a guarantee that the requirements of the regulatory program
    will be complied with must be mentioned as a direct regulatory control technique.
    Typically, the enabling legislation, ordinance or regulations contains either a
    schedule listing the amount of the bond or surety or it provides a formula, from
    which the regulatory agent can calculate the amount.  Usually the bond or surety
    is a condition precedent to issuance of a permit.  It is generally returned
    after a certain time, e.g., 6 months to 1 year after occupancy of the dwelling
    and use of the system.
    
         This technique is not without its shortcomings.  In particular, while a
    bond might be posted to assure the proper installation and/or function of an
    on-site system, the regulatory agent might be reluctant to attempt to collect
    on the bond in the event of improper installation and/or failure of the system.
    The nature of the bond always involves a question of fact, i.e., was the
    installation improper, did the system fail to function, and why.  Such questions
    of fact invite court actions and, thus, posting a bond or requiring a surety
    does not always bring about the regulatory result desired by the municipality
    or state agency.
    
    Controls Upon Actors—
         On-site regulatory programs may use techniques other than direct controls,
    as discussed above, to obtain the primary objective of public health protection.
    The most important method of so doing is to regulate those who act on the
    systems.  The actors most likely to be regulated are the soil testers, designers
    and installers of on-site systems, as well as those who service or maintain
    the systems, i.e., liquid waste pumpers/haulers.
    
         Licensing—Lieensure of qualified individuals has long been recognized as
    a legitimate function of the state under its police power.  The United States
    Supreme Court described this power as follows:
    
         "The power of the state to provide for the general welfare of its
         people authorizes it to ... secure them against the consequences
         of ignorance and incapacity, as well as  deception and fraud.
         As one means to this end it has been the practice of different
         states, from time immemorial to exact in many pursuits a certain
         degree of skill and learning upon which the community may confi-
         dentially rely, their possession being generally ascertained upon
         an examination of parties by competent persons, or inferred from a
         certificate to them in the form of a diploma or license from an
         institution."  Dent v. West Virginia, 129 U.S. Ill*, 122 (1889).
    
                                          D-6
    

    -------
    As stated by the Supreme Court, the requisite degree of skill may be ascer-
    tained by an examination or inferred from a diploma or license from an insti-
    tution.
    
         Some of these regulatory programs have required that the designers of the
    on-site systems be licensed professional engineers, architects or plumbers.
    Additionally, some programs limit those who may actually install the systems
    to those who are licensed plumbers, architects, septic system installers, etc.
    For example, in Illinois the contractors who install on-site systems pay an
    annual fee of 50 dollars and are licensed by the state (State of Illinois,
    Private Sewage Disposal Licensing Act).  In Wisconsin, state law prohibits anyone
    other than a licensed master plumber from installing on-site systems (Wis. Stat.
    1975, Sec. 11+5.06).
    
         However, it is important to realize that the regulatory program is not con-
    strained to rely on pre-existing licensing programs, but may, in fact, provide
    a training and/or examination program and establish its own licensing program.
    For example, Wisconsin recently created a program to license those who perform
    the soils evaluations for the suitability of sites for on-site soil disposal
    systems (Wis. Admin. Code H62.20, H6U).  Similarly, several agencies have
    apparently incorporated the licensure of the liquid waste haulers/pumpers into
    their regulatory programs.   The State of Delaware annually licenses liquid waste
    pumpers (Del. Water Poll. Contr. Reg.  No. 12) as do the states of Florida (State
    of Fla. Dept of Poll. Contr. Rules, Chap. 17-13), Illinois (State of 111. Private
    Sewage Disposal Licensing Act) and Wisconsin (Wis. Admin.  Code, Chap NR 113
    and Wis.  Stat.  1975, Sec. 1U6.20).  The Commonwealth of Pennsylvania has a certi-
    fication program similar to licensing for sewage enforcement officials because
    each municipality in Pennsylvania is required to employ such an official (Penn.
    Sewage Facilities Act P.L.  1335 as amended by 35 P.S. 75 and Dept.  of Envir.
    Res.  Rules and Reg., Chap.  7l).  Also many states license sanitarians.
    
         Registration—Registration requirements are sometimes used as a regulatory
    technique.  Generally, the difference between this and licensure is that regis-
    tration is often only a bookkeeping, non-discretionary listing of those who are
    performing certain functions.   That is, registration might be nothing more than
    the keeping of an updated list of all those who have applied to the agency or
    otherwise indicated an interest in performing these functions.
    
         However, there appears to be a shift in preference from licensing to
    registration based upon the fact that licensing is only as good as its follow-up.
    Some licensing boards have tended to become co-opted by the licensees, and,
    even if not so controlled the regulating boards generally have been quite
    reluctant to revoke a license.  Therefore, licensing often gives a false sense
    of security to the consumer.  Thus, there is a movement toward regulation and
    away from the previously preferred policy of licensing.
    
         One spinoff technique available to those agencies which impose licensure
    requirements upon some or all of those who perform actions related to on-site
    systems is to limit the issuance of permits solely to those who are properly
    licensed or registered.
                                            D-7
    

    -------
    General or Indirect Controls—
         General or indirect controls are those which the regulatory agency seldom
    has the ability to influence or determine completely.  Examples of these controls
    are zoning and land use policies.  While the regulatory agency might have the
    enforcement or administrative responsibilities for zoning or other land use
    techniques, it is unlikely that the agency itself can adopt zoning land use
    ordinances.  One exception to this would be the denial of the issuance of build-
    ing permits until all on-site requirements have been complied with.   It is possible
    that the same regulatory agency would process both permits.  Along these lines,
    some local governmental units have in place, highly structured interlocked pro-
    cedures for the review of development proposals.  Thus, this procedure acts as an
    indirect control upon on-site systems included in any development proposal.
    
         A second example of an indirect control would be the existence of public
    policies in favor of or against certain regulated actions.   These policies might
    aid or hinder the regulatory agency in the administration of its program, e.g.,
    the "aggressiveness" and priority placed upon enforcement;  budget and authori-
    zation for the agency will influence the number and professionalism of the
    administrative staff, as well as the quality of their program.
    
    Unfair or Unlawful Controls—
         The regulatory agency might seek to control certain portions of its on-site
    system regulatory program by establishing excessive fee requirements, by delay
    in processing applications or by unjustified denial of permits.  These techniques
    are not desirable control techniques and are just mentioned to point out that
    they do exist and have been used in the past.
    
    Summary—
         In conclusion, it can be seen that a typical regulatory program to control
    on-site wastewater treatment and disposal systems could consist of direct controls
    such as permit issuance, inspection, plan review and possibly bonding, and/or
    maintenance assurance and monitoring.  Note, that the program could and probably
    should, involve most of these direct control techniques.  In addition, the
    program should preferably require licensing or at least regulation of system
    designers, installers and pumpers as well as the persons enforcing the program.
    The types of regulations would principally involve specification standards and
    possibly some performance standards especially for surface discharge units.
    Thus, while each regulatory program would be unique, each would contain
    many of the same regulatory techniques and standards.
    
    Theory of the Regulation of On-Site Systems
    
         The previous section gave a brief introductory examination of the types of
    regulations and the regulatory techniques which are contained in regulatory
    programs.  This section examines the theory of these regulatory programs by
    first examining the three regulatory phases of on-site systems and concludes
    by briefly exploring the wide spectrum of types of regulatory programs used to
    control on-site systems.
    
    Three Regulatory Phases of On-Site Systems—
         The three phases where regulation of any on-site system is needed are the
    initial installation phase, the operational phase and the failure phase.
    
                                            D-8
    

    -------
    However, before an examination of these phases of a good regulatory program
    can "be meaningful, it is necessary to briefly examine the problems which arise
    or have been attributed to the use and misuse of on-site systems.   A good regu-
    latory program is one which addresses these problems and adequately deals with
    them.
    
         Problems—The threat to public health due to water-borne diseases is
    generally the major problem raised when discussing on-site sewerage.  Typically,
    those individuals who supply their own water have the highest risk of water-borne
    disease.  In the United States, from 1961 to 1970 there were a total of 128
    known outbreaks of water-borne disease (defined as at least two reported cases)
    attributed to drinking water which caused about U6,000 illnesses and 20 deaths
    (Craun and Me Cabe, 1973).  Ninety-four of these outbreaks occurred in private
    water supplies and the majority of these outbreaks were classified as gastro-
    enteritis.  This same source compiled outbreak data for the 25 year period of
    19^6 to 1970 and concluded that 71 percent of the outbreaks (of a total of 358)
    occurred in private water supplies.  It is important to note that many outbreaks
    of water-borne illness go unreported, so that the true incidence of disease may
    be assumed to be much higher.
    
         Disease outbreaks could be drastically reduced by eliminating the travel
    of pathogens into water supplies.  It has been argued that improper siting and
    design of the on-site system in the initial installation phase and failing
    systems at the end of their life cycle are the major sources of contamination.
    For this reason, these systems pose a potential threat to public health.   Thus,
    many health officials have adopted the attitude that the use of on-site systems
    is to be generally discouraged — seeking replacement where possible with
    central systems.
    
         Another potential problem associated with on-site systems is their inability
    to remove potentially troublesome chemicals found in the wastewaters, typically
    nitrogen and phosphorus.  These chemicals represent both a potential public
    health threat (i.e., nitrates causing infant methemoglobinemia) and a source of
    undesirable nutrients affecting both surface and groundwaters.  There are
    two stages in the life cycle of on-site systems where this problem may occur.
    The first is due to improper siting and design of the system.  The second is
    the end of the life cycle of the system when it has failed.  Either improper
    siting or a failed system may result in contamination of surface or groundwaters
    with unwanted chemicals.  Neither the public health aspects nor the contamin-
    ation of surface or groundwaters will be discussed in detail here; however, it
    should be noted that since 19^5 about 2,000 cases, including fatal poisonings,
    of methemoglobinemia have been reported worldwide (Shuval, 1970).   Further
    note that there are many other chemicals which might occur in wastewaters which
    are not discussed here.
    
         Most on-site systems have the attendant problem of limiting development.
    On-site systems which rely on soil for final disposal function properly only
    if located on suitable sites.  In many places in the United States, suitable
    sites for on-site soil disposal are not available.  In those jurisdictions
    which have a good administrative program of limiting installations to only
    suited sites, the resulting limited development has been referred to by some as
    
    
                                            D-9
    

    -------
    de facto zoning.  That is, the siting requirements necessary for soil disposal
    tend to limit the amount of land available for development.   In the past,  many
    jurisdictions have relied on these requirements to provide them with a means of
    land use control.  As innovative systems, which do not have  as stringent siting
    requirements or do not rely on the soil for disposal become  more widely accepted,
    this technique of land use control will be lost.
    
         This problem of limiting development arises only at the initial or first
    phase in the life cycle of an on-site system.   However, the  magnitude of this
    problem is quite large.  One source estimated that about 68 percent of the United
    States is unsuited for the conventional soil disposal system (Wenk, 1971)•
    Thus, the potential for a problem of limiting development is great, especially
    as more and more jurisdictions improve their programs of limiting installations
    to only suited sites.
    
         Economic and financial hardship problems often arise when on-site
    systems are employed.  Again, these problems generally occur during the initial
    phase in the life of an on-site system; however, these same  type problems  may
    occur in the failure or final phase in the life cycle.  A typical example of this
    problem arises when the homeowner, after purchasing his site, discovers that it
    is unsuited for an on-site system.  Several things may occur, first, the value of
    his lot and home, if already built, is greatly diminished.  Second, he may plead
    financial hardship to the regulatory authorities in an effort to receive approval
    to install the system despite the lack of suited soil.  This same type problem
    may also occur when an existing homeowner's system fails. He, of course,
    has  a. much stronger financial hardship argument to raise if he is unable to
    find suitable soil on his lot; because very few regulatory authorities will ever
    require a homeowner to vacate his home.  Of course, if the homeowner prevails,
    the installation of systems on unsuited sites may cause the  public health and
    chemical problems as discussed.
    
         Regulatory phases—The initial installation phase consists of proper siting,
    design and construction of the on-site system.  Through proper controls the
    potential danger to public health and pollution of surface and ground waters may
    be avoided, as well as controlling economic hardship problems.
    
         It is during this first phase that the regulatory program can be most
    cost effective in minimizing public health and water pollution problems.  Regu-
    latory emphasis must be given to assuring that on-site systems are installed
    only on suitable sites, but assurance of proper design and construction techniques
    are necessary as well.
    
         While the regulation of this first phase is ideally suited to avoid health
    and water quality problems, the program, also can avoid possible economic
    hardships.  This is possible because landowners are better served if the regu-
    latory program prevents them from installing on-site systems on unsuitable sites.
    Thus, even though the owner of undeveloped land might argue  financial and
    economic hardships if he cannot develop the land, the hardships may be minimal
    when compared to the hardships which would result if the on-site system were
    permitted and later failed.
                                           D-10
    

    -------
         The second regulatory phase is concerned with operation and maintenance.
    The problems of public health and pollution of the surface and groundwater may
    occur if there is inadequate control over proper operation and maintenance.
    While there are very few operational or maintenance requirements for a septic
    system, some of the more innovative on-site treatment and disposal systems have
    more extensive requirements.  Whether the system's operation and maintenance
    requirements are straightforward or elaborate, a good regulatory program should
    impose controls at this second phase in the life cycle.
    
         The third phase occurs when a system fails.  This phase involves both the
    detection of failure and the imposition of the necessary corrective actions.
    Detection may result from an active role taken by the regulatory agency such as:
    l) a systematic, scheduled inspection of every on-site system in its jurisdiction,
    2) random inspections of systems, or 3) a sanitary survey of a given region or
    area for purposes of both locating systems and determining whether they are
    functioning properly.  In addition, failing systems may be brought to the
    attention of the regulatory agency by citizen complaints or self-reporting by
    owners of failing systems.
    
         Despite the manner of detection, an adequate regulatory program must be
    empowered to take necessary action once the failing systems are noted.  At a
    minimum, the regulatory agency must have the authority to order repair, replace-
    ment or abandonment of failing systems.
    
         This is the most difficult phase to regulate.  However, the problems
    of public health, water pollution and economic hardships may be attenuated or
    avoided by proper regulatory control.
    
    Spectrum of Regulatory Programs—
         The regulatory program to control on-site systems varies widely from state
    to state and is probably subject to at least an equal amount of variation
    among local regulatory authorities within each state.   Existing regulatory
    programs vary from total regulation of all on-site systems to almost no regu-
    lation whatsoever.   Within this spectrum, are several intermediate programs
    which split responsibilities for setting standards, inspection, permit issuance
    and enforcement provisions between the state and local authorities.
    
         Despite this wide range of state programs, it is possible to categorize
    them into four general types (Patterson, et al., 1971):  l) complete state
    regulation of all on-site systems, 2) split of regulatory control between
    state and local agencies, 3) delegation by the state  to local governmental units,
    and h} virtually no state action (not even delegation  to local authorities).
    
         Some of the states with complete state level regulatory programs include
    (Plews, 1977):
    
                           Connecticut        New Hampshire
                           Delaware           Oregon
                           Hawaii             Rhode Island
    
    These states typically require a permit for on-site system installation and
    require an inspection by the state agency (Patterson,  et al., 1971).
    
                                          D-ll
    

    -------
    This type of regulatory program is generally considered to "be the most
    effective because the pressures to weaken on-site regulatory programs are not
    usually as effective at the state level as at the local level.  In addition,
    since states typically have or can obtain greater expertise and technical
    knowledge than most local units of government, state agencies should assist
    or perform many of the regulatory control techniques.
    
         States which divide the regulatory control between state and local
    authorities include (Plews, 1977):
         Alaska
         California
         Colorado
         Florida
         Maine
    Montana
    Nevada
    New Jersey
    New Mexico
    Oklahoma
    Pennsylvania
    South Carolina
    South Dakota
    Texas
    Utah
    Vermont
    West Virginia
    Specifically, Pennsylvania has a strong state program, but it requires that
    each municipality employ at least one state trained official to implement
    the program at the local level ("Perm. Sewerage Facilities Act" P.L. 1535 as
    amended by 35 P.S. 750 and Dept.  Environ. Res. Rules and Reg., Chap. 71).
    Similarly, Maine requires a local plumbing inspector to issue permits for
    residential systems (Maine State Plumbing Code, Part II, Sec. 2.2).
    
         States which have delegated regulatory responsibility to the local govern-
    mental or health authorities include:
                   Alabama
                   Arizona
                   Georgia
                   Indiana
                   Iowa
           Kentucky
           Louisianna
           Michigan
           New York
           North Carolina
               Ohio
               Tennessee
               Virginia
               Washington
               Wisconsin
    These states have been identified as deferring functions such as the permit and
    inspection responsibilities to local regulatory agencies (Plews, 1977).  Some
    states, such as Ohio, have adopted a state code of minimum standards and
    specifications for on-site systems (Ohio Health Dept. H.E. 20).  In states
    having adopted minimum standards, the local health authorities' codes and
    standards generally must be as stringent as the state codes.
    
         States which have been identified as having virtually no state regulatory
    programs include (Plews, 1977):
                              Missouri
                              Nebraska
                       North Dakota
                       Wyoming
    Wyoming apparently only has a limited advisory educational program in which
    the state attempts to provide assistance to the general public regarding
    on-site systems.  North Dakota only takes enforcement against owners of systems
    which result in a water pollution or public health problems (Patterson, et al. ,
    1971).
                                          D-12
    

    -------
    Analysis of Current State Regulatory Programs
    
         While the range of regulatory programs in the 50 states is quite broad,
    the on-site system standards and specifications imposed by the states vary
    to an even greater degree.  Many of the states use the Manual of Septic
    Tank Practice (USPHS, 196?) as the basis for their standards.  However, many
    states and localities have diverged significantly from this basic standard
    (Plews, 1977).
    
         This large variation in the standards and specifications has been docu-
    mented by Plews (1977).  He analyzed the state codes, regulations and guide-
    lines governing on-site sewerage in the following states:
          Alabama
          Alaska
          Arizona
          California
          Colorado
          Connecticut
          Delaware
          Florida
          Georgia
          Hawaii
          Idaho
    
    Plews concluded that:
    Illinois
    Indiana
    Iowa
    Kentucky
    Louisianna
    Maine
    Michigan
    Missouri
    Montana
    Nebraska
    Nevada
    New Hampshire
    New Jersey
    New Mexico
    New York
    North Carolina
    North Dakota
    Ohio
    Oklahoma
    Oregon
    Pennsylvania
    Rhode Island
    South Carolina
    South Dakota
    Tennessee
    Texas
    Utah
    Vermont
    Virginia
    Washington
    West Virginia
    Wisconsin
    Wyoming
         "... the Manual of Septic Tank Practice has had some influence.
         However, the diversity in certain requirements is questionable
         and obviously many of the documents have been developed through
         political compromise rather than by sound technical advice."
    
         Tables D-l, D-2, D-3S D-^ and D-5 show the wide range of variation in
    the specification standards currently used in the various states to regulate:
    l) septic tank capacity, 2) absorption field setback distances, 3) absorption
    field percolation restrictions and sizing methods, U) soil depth and surface
    discharge restrictions, and 5) absorption field design requirements, res-
    pectively.
    
    Licensing—
         The licensure of those who interact with on-site systems is a valid regu-
    latory technique which might be used to control both conventional and non-
    conventional on-site systems.   Several programs exist which currently license
    those individuals who install, inspect, operate and/or service on-site
    systems.  The use of licensure programs can be an efficient method to assure
    control over the individual who interacts with the on-site system.  However,
    caution must be exercised.  Each licensure program must be evaluated individ-
    ually before incorporating it as a regulatory technique because such programs
    may suffer from lack of policing of the licensee and excessive use of
    "grandfather" privileges.
                                          D-13
    

    -------
    1000
    750
    960
    1000
    750
    960
    1000
    900
    960
    1200
    1000
    1200
    lUoo
    1250
    1500
    750
    1000
    750
    750
    750
    750
    750
    750
    750
    750
    500
    750
    750
    1000
    750
    750
    750
    750
    750
    750
    750
    750
    750
    750
    900
    1000
    750
    900
    900
    1000
    900
    900
    1000
    900
    900
    900
    1000
    1250
    1000
    1000
    1000
    1200
    1000
    1100
    1250
    1000
    1150
    1000
    1250
    1500
    1250
    1200
    1250
    1350
    1250
    1250
    1500
    1250
    1^00
    1250
    TABLE D-l.  SEPTIC TANK DESIGN STANDARDS USED IN THE U.S. (Flews, 1977),
    
                     Septic Tank Capacity in Gallons By Number of Bedrooms
    
        States            1          2          3          H         5
    Alabama
    Alaska
    Arizona
    Arkansas
    California
    Colorado
    Connecticut
    Delaware
    Florida
    Georgia
    Hawaii
    Idaho
    Illinois
    Indiana
    Iowa
    Kansas
    Kentucky
    Louisiana
    Maine
    Maryland
    Massachusetts
    Michigan
    Minnesota
    Mississippi
    Missouri
    Montana
    Nebraska
    Nevada
    New Hampshire
    New Jersey
    New Mexico
    New York
    North Carolina
    North Dakota
    Ohio
    Oklahoma
    Oregon
    Pennsylvania
    Rhode Island
    South Carolina
    South Dakota
    Tennessee
    Texas
    Utah
    Vermont
    750
    750
    1000
    750
    750
    750
    750
    750
    1000
    1000
    750
    900
    750
    890
    1000
    750
    750
    750
    1000
    
    750
    750
    1000
    750
    750
    750
    750
    750
    1000
    1000
    750
    900
    750
    890
    1000
    750
    750
    750
    1000
    (continued)
    900
    900
    1000
    900
    900
    900
    900
    900
    1500
    1000
    900
    900
    900
    890
    1000
    900
    1000
    900
    1000
    
    1000
    1000
    1000
    1000
    1000
    1000
    1000
    1000
    2000
    1000
    1000
    1000
    1000
    7
    1250
    1000
    1250
    1000
    1000
    
    1250
    1250
    1250
    1250
    1250
    1250
    1250
    1250
    2000
    1250
    1250
    1100
    1250
    ?
    1500
    1250
    1500
    1250
    1500
    
                                    D-lU
    

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                            TABLE D-l (continued)
    
                     Septic Tank Capacity in Gallons By Number of Bedrooms
    
        States           !_           2          3           U.         5.
    
    Virginia                30 Hour Detention  - 100 Gallons Per Person
    Washington           750        750        900       1000       1250
    West Virginia        750        750        900       1000       1250
    Wisconsin            750        750        975       1200       1375
    Wyoming              750        750        900       1000       1250
                                     D-15
    

    -------
    TABLE D-2.   ABSORPTION FIELD DESIGN STANDARDS USED
                IN THE U.S. (Flews, 1977)
    States
    
    Alabama
    Alaska
    Arizona
    Arkansas
    California
    Colorado
    Connecticut
    Delaware
    Florida
    Georgia
    Hawaii
    Idaho
    Illinois
    Indiana
    Iowa
    Kansas
    Kentucky
    Louisiana
    Maine
    Maryland
    Massachusetts
    Michigan
    Minnesota
    Mississippi
    Missouri
    Montana
    Nebraska
    Nevada
    New Hampshire
    New Jersey
    New Mexico
    New York
    North Carolina
    North Dakota
    Ohio
    Oklahoma
    Oregon
    Pennsylvania
    Rhode Island
    South Carolina
    South Dakota
    Tennessee
    Texas
    Utah
    Setback Distance Drainfield To
    Well In Feet
    50-75
    50-100
    50-100
    
    
    100
    75
    50-100
    75-100
    100
    50
    100
    
    50-100
    100-200
    
    
    100
    100-300
    
    
    
    
    
    
    100
    100
    100
    75
    50-100
    100
    100
    100
    
    50
    50-100
    50-100
    100
    100
    100
    100
    50
    100-150
    100
    Setback Distance Drainfield To
    Surface Wa^er In Feet
    7
    50-100
    100
    
    
    50
    50
    50
    50
    50
    50
    100-300
    
    50
    25
    
    
    7
    50-100
    
    
    
    
    
    
    100
    50
    100
    75
    50
    50
    100
    50
    
    7
    50
    50-100
    50
    50
    50
    100
    25
    75
    100
                         (continued)
                           D-16
    

    -------
                                  TABLE D-2 (continued)
    
        States      Setback Distance Drainfield To   Setback Distance Drainfield To
                            Well In Feet                  Surface Water In Feet
    Vermont                 100                               50
    Virginia                35-100                            50-100
    Washington              75-100                            100
    West Virginia           100                               100
    Wisconsin               50-100                            50
    Wyoming                 100                               50
                                          D-17
    

    -------
             TABLE D-3.  ABSORPTION FIELD DESIGN STANDARDS USED IN
             	THE U.S. (Flews, 1977)	
        States
    
    Alabama
    Alaska
    Arizona
    Arkansas
    California
    Colorado
    Connecticut
    Delaware
    Florida
    Georgia
    Hawaii
    Idaho
    Illinois
    Indiana
    Iowa
    Kansas
    Kentucky
    Louisiana
    Maine
    Maryland
    Massachusetts
    Michigan
    Minnesota
    Mississippi
    Missouri
    Montana
    Nebraska
    Nevada
    New Hampshire
    New Jersey
    New Mexico
    New York
    North Carolina
    North Dakota
    Ohio
    Oklahoma
    Oregon
    Pennsylvania
    Rhode Island
    South Carolina
    South Dakota
    Tennessee
    Texas
    Utah
    Vermont
    Minimum. Percolation Restriction
    
                 None
                 None
                 None
                 None
                 None
                 Yes
                 None
                 None
                 None
                 None
    
                 None
                 None
                 None
                 None
                 Yes
                 No
                 Yes
                 None
                 Yes
                 Yes
                 None
                 None
    
                 None
                 None
                 None
                 Yes
                 None
                 None
                 Yes
                 None
                 Yes
                 None
                 None
    Sizing Methods
    
      Perc
      Perc & Soils
      Perc
      Perc
      Perc
      Perc
      Perc & Soils
      Perc & Soils
      Perc
      Perc & Soils
    
      Perc
      Perc & Soils
    
      Perc
      Perc
      Soils
      Perc & Soils
      Perc
      Perc
      Perc
      Perc & Soils
      Perc & Soils
      Perc & Soils
      Perc & Soils
    
      Soils
      Perc Test
      Soils
      Perc
      Perc
      Perc & Soils
      Perc
      Perc & Soils
      Perc & Soils
      Perc
      Perc & Soils
                                    (continued)
                                      D-18
    

    -------
                            TABLE D-3 (continued)
    
        States          Minimum Percolation Restriction      Sizing Methods
    
    Virginia                         None                      Perc & Soils
    Washington                       Yes                       Perc & Soils
    West Virginia                    None                      Perc
    Wisconsin                        None                      Perc & Soils
    Wyoming                          None                      Perc
                                     D-19
    

    -------
        States
                     TABLE D-U.  SPECIAL SITE RESTRICTIONS MADE IN
                     	THE U.S. (Plews, 1977)	
    Required Soil Depth Below Bottom
             Of Trench In Feet
    Allows Surface Discharge
    Alabama
    Alaska
    Arizona
    Arkansas
    California
    Colorado
    Connecticut
    Delaware
    Florida
    Georgia
    Hawaii
    Idaho
    Illinois
    Indiana
    Iowa
    Kansas
    Kentucky
    Louisiana
    Maine
    Maryland
    Massachusetts
    Michigan
    Minnesota
    Mississippi
    Missouri
    Montana
    Nebraska*3
    Nevada
    New Hampshire
    New Jersey
    New Mexico
    New York
    North Carolina
    North Dakota
    Ohio
    Oklahoma
    Oregon
    Pennsylvania
    Rhode Island
    South Carolina
    South Dakota
    Tennessee
    Texas
    Utah
                     U
                     U
                No Minimum
                     1.5
    
                     1.5
                No Minimum
                No Minimum
                     U
    
                     7
                     i.5a
                   None
                     2
                     2
                     1
                     u
                     1.5a
                     U
                     3
                     6"
                     U
                     l^a
                     U
                     1
                     (continued)
               No
               No
               Yes
               No
    
               No
               No
        Yes, Conditional
               No
    
               No
               Yes
    
               No
               Yes
               Yes
               No
               No
               No
               No
               No
    
               No
               Yes
    
               Yes
               No
               No
               No
               No
               No
               No
               No
    
               No
                                           D-20
    

    -------
                                  TABLE D-l*  (continued)
    
        States         Required Soil Depth Below Bottom             gurface  Discharge
                       	Of Trench In Feet	     	"—
    
    Vermont                             k                               No
    Virginia                       No Minimum                           Yes
    Washington                          3a                              No
    West Virginia                       h                               Wo
    Wisconsin                           3a                              No
    Wyoming                             k                               Yes
    &
      Allows less with special design
      Guidelines
                                          D-21
    

    -------
           TABLE D-5.  ABSORPTION FIELD DESIGN REQUIREMENTS AND SIZING METHODS
                       USED IN THE U.S. (Plews, 1977)
        States       Minimum Spacing
                   Between Lines In Feet
                         Minimum Soil Cover    Range of Drainfield
                        Over Trench In Inches   Widths in Inches
    Alabama
    Alaska
    Arizona
    Arkansas
    California
    Colorado
    Connecticut
    Delaware
    Florida
    Georgia
    Hawaii
    Idaho
    Illinois
    Indiana
    Iowa
    Kansas
    Kentucky
    Louisiana
    Maine
    Maryland
    Massachusetts
    Michigan
    Minnesota
    Mississippi
    Missouri
    Montana
    Nebraska
    Nevada
    New Hampshire
    New Jersey
    New Mexico
    New York
    North Carolina
    North Dakota
    Ohio
    Oklahoma
    Oregon
    Pennsylvania
    Rhode Island
    South Carolina
    South Dakota
    Tennessee
    Texas
    Utah
    Vermont
    Virginia
          6
          6
          6
          6
        6-9
    6.5-7.5
        6-8
         10
          6
          6
    
      6-7.5
        7.5
         7
         10
          6
          6
          6
      6-7.5
      6-7.5
    
          6
          8
    
          6
          8
         10
          6
          6
         10
          6
          6
          7
      6-7.5
          6
        6-9
      6
     12
     12
     12
      6
      9
     12
     12
     12
     12
    
     12
     12
    
    None
    6-12
     2-6
                                       (continued)
      12
       6
     U-6
       6
      12
    
      12
      12
    
       6
      10
       6
      12
      12
       9
      ?
      12
       6
      12
       6
     None
    18-36
    12-36
    12-18
    18-36
    18-36
    12-36
    18-2U
    18-36
    18-36
    12-36
    
    18-36
    18
    12-18
    12-36
    18-36
    12-2U
    12-36
    18-36
    
    2k
    18-36
    
     8-30
    12-36
    18
    18-36
      7
    18-36
    18-36
    12-36
    12-U8
    18-36
                                          D-22
    

    -------
                                  TABLE D-5 (continued)
        States
    Washington
    West Virginia
    Wisconsin
    Wyoming
    Minimum Spacing In Feet
     Between Lines In Feet
    
              6
              6
             10
          6-7.5
     Minimum Soil Cover   Range of Drainfield
    Over Trench In Inches  Width In Inches
              6
             12
             12
           6-12
    18-36
    12-36
    18-36
    12-36
                                          D-23
    

    -------
         Table D-6 lists the states which register sanitarians (Winston,  1975).
    Registered sanitarians, it is assumed, have the requisite knowledge and skills
    to adequately deal with the public health aspects of on-site systems.  Thus,
    it is possibly this official who is chosen to administer on-site regulatory
    programs.  Of course, this assumption varies from state to state depending upon
    the quality of the licensure program.
    
         While Registered Sanitarians may be qualified to administer a regulatory
    program for on-site systems, at least one state has perceived the need for a
    more specialized individual.  Pennsylvania adopted a program to certify sewage
    enforcement officials to directly administer the bulk of its on-site regulatory
    program ("Penn. Sewage Facilities Act" P.L. 1535 as amended by 35 P.S. 750).
    
         Table D-7 lists those states which have either a mandatory or voluntary
    certification program for wastewater treatment plant operators.  This is germain
    because a certified treatment plant operator may be required to operate alter-
    native treatment systems which are more complex than the conventional septic
    tank system.  For example, in Wisconsin, a licensed treatment plant operator
    is required to operate all treatment plants in the state.  Many on-site systems
    (other than septic tank systems which are excluded by specific wording in the
    rule) are defined by Wisconsin as "treatment plants" and, therefore, would
    require a licensed operator (Wis. Admin. Code Chap NR 11*0.
    
    Suggested Improvements in Qn-Site System Regulatory Programs
    
         Several recommendations can be made to improve regulation of on-site sys-
    tem.  However, due to the variation in state regulatory programs and different
    state constitutional limitations and requirements, some of these recommendations
    may not be applicable or possible in all states.  Where applicable, enactment
    of enabling legislation may be required.
    
    
         These suggestions are discussed under the headings of the three regulatory
    phases of an on-site system discussed previously.  In some cases, incorporating
    a suggested improvement in one phase may bring about improvements in another.
    Such suggestions are discussed in the phase where the most improvement might be
    effected.
    
    Initial Installation—
    
         State Permit Program—Many local regulatory officials are subjected to
    political pressure to approve the installation of systems on unsuited sites.
    Also, some local authorities have reported that their boards of appeal are
    subject to similar pressures and consequently often override denials made by the
    local authority.  In a survey made of 31 county regulatory officials in
    Wisconsin, 2h expressed the need for increased job security indicating the
    existence of political pressure (Stewart, 197*0.
    
         A state permit program is a method of avoiding undue pressure to approve
    system installations on unsuited sites.  The chance for direct political
    pressure should be considerably less at the state level.  Additional advantages
    

    -------
    TABLE D-6.  STATES WHICH REGISTER SANITARIANS (Winston, 1975)
                Alabama
                Arkansas
                California
                Colorado
                Connecticut
                Florida
                Georgia
                Hawaii
                Idaho
                Illinois
                Indiana
                Kentucky
                Louisiana
                Maryland
                Massachusetts
                Michigan
                Mississippi
                Montana
    Nebraska
    Nevada
    Nev Jersey
    New Mexico
    North Carolina
    Oklahoma
    Oregon
    Rhode Island
    South Carolina
    South Dakota
    Tennessee
    Texas
    Utah
    Virginia
    Washington
    West Virginia
    Wisconsin
    TABLE D-7.  CERTIFICATION PROGRAMS-BY STATE  (DASHES INDICATE
                NO INFORMATION AVAILABLE) (Commission on Rural Water,
                197*0
    State
    Alabama
    Alaska
    Arizona
    Arkansas
    California
    Colorado
    Connecticut
    Delaware
    Florida
    Georgia
    Hawaii
    Idaho
    Illinois
    Indiana
    Iowa
    Kansas
    Kentucky
    Louisiana
    Maine
    Maryland
    Massachusetts
    Michigan
    Minnesota
    Mississippi
    Missouri
    Mandatory Voluntary
    X
    — -
    X
    X
    X
    X
    X
    X
    X
    X
    X
    X
    X
    X
    X
    X
    X
    X
    X
    X
    X
    X
    X
    -
    X
    State
    Montana
    Nebraska
    Nevada
    New Hampshire
    New Jersey
    New Mexico
    New York
    North Carolina
    North Dakota
    Ohio
    Oklahoma
    Oregon
    Pennsylvania
    Rhode Island
    South Carolina
    South Dakota
    Tennessee
    Texas
    Utah
    Vermont
    Virginia
    Washington
    West Virginia
    Wisconsin
    Wyoming
    Mandatory
    X
    
    
    -
    X
    
    X
    X
    X
    X
    X
    
    X
    
    X
    X
    X
    X
    
    X
    X
    
    X
    X
    -
    Voluntary
    
    X
    X
    -
    
    X
    
    
    
    
    
    X
    
    X
    
    
    
    
    X
    
    
    X
    
    
    -
                                D-25
    

    -------
    arising from such a program are:   l) uniformity of regulations throughout the
    state, 2) possible increase of available resources for commitment to the regu-
    latory program, and 3) increased number of experienced personnel, or at least
    an increase in the ability of the state to retain such personnel experienced
    in soils and on-site system regulation.
    
         While these advantages exist, disadvantages have been put forth by state
    regulatory program detractors.  Principally, these include:  l) failure at a
    state permit program to take into consideration local variables such as soil
    conditions, etc., and 2) loss of responsiveness to local needs.  Both of these
    should not be real disadvantages since the basis for on-site regulation is the
    protection of public health regardless of the regulatory level.
    
         The use of a permit represents the basis of almost all regulatory programs
    regardless of the administering level of government.  Its widespread use arises
    because of obvious enforcement advantages.  The permit application gives the
    regulatory agency notice of intended system installation.  Therefore, if a
    landowner installs a system without obtaining a permit, the regulatory agency
    could establish a prima facia case simply by establishing in court that l) under
    the regulatory program a permit is needed, and 2) the landowner did not have a
    permit.  This makes enforcement much easier because it is not necessary to
    prove that the system constituted a nuisance or threat to public health.
    
         The previous section listed states having a complete regulatory program
    at the state level, which likely includes a permit program.  For example, the
    Delaware Department of Natural Resources and Environmental Control issues
    installation permits (Del. Water Poll. Cont. Reg. #2).  Similarly, the Hawaii
    Department of Health requires landowners to obtain written approval prior to
    installation of an on-site system (Hawaiian Publ. Health Reg. Chap. 38), and
    the New Hampshire Water Supply and Pollution Control Committee issues installa-
    tion permits (W.H. Rev. Stat. Annot. Chap 1^9-E).
    
         In summary, permits are used as a regulatory technique to control the
    location of on-site systems and to facilitate enforcement.  Further, if the
    program is administered at the state level, presumably there is less chance
    for local political pressure to be exerted to obtain permits for unsuited
    sites.  Such a program would not represent any increased costs to the state
    if the permit fee were set to recover the costs of administration.
    
         Review of local permits—As an alternative to a state permit program,
    a state agency could provide similar insulation against local political
    pressures through a program of review of installation permits issued by the
    local regulatory agencies.  This regulatory technique would not require that
    all permits be reviewed but only some of the permits selected at random.
    However, it would be necessary to require each local agency to submit a copy
    of every permit issued to the state.  The state agency would then have a
    limited period of time to act on the permits.  Thus, the permit issued by the
    local agency would:  l) not become effective for a given number of days to
    allow time for review by the state agency, and 2) be subject to revocation
    by the state agency.
                                          D-26
    

    -------
         It is likely that enabling legislation would be required in most states
    to provide for a state review program.   The legislation should mandate that:
    l) all local regulatory programs must contain an installation permit require-
    ment, 2) copies of all permits must be forwarded to the reviewing state agency,
    and 3) the state agency shall review a random selection of all of the permits
    received within a set time period.
    
         It is not known whether any state currently employs a permit review
    program.  Stewart (197^) proposed statutory language for Wisconsin, which,
    if adopted, would have required the Department of Health and Social Services
    to review all local (county) installation permits.  The language was as follows:
    
             SECTION 1.   59-07 (51) of the statutes is amended to read:
             59.07 (51)   Building and Sanitary Codes.  Adopt building and
         sanitary codes, make necessary rules and regulations in relation
         thereto and provide for enforcement of such codes, rules and regu-
         lations by forfeiture or otherwise.  Copies of all permits issued
         pursuant to sanitary codes adopted under this section shall be sent
         to Department of Health and Social Services and shall be issued
         subject to the  requirements of s.  11*5.025.  Such codes, rules and
         regulations shall not apply within cities and villages which have
         adopted ordinances or codes concerning the same subject matter.
    
             SECTION 2.   1U5.025 of the statutes is created to read:
             1^5.025 REVIEW OP COUNTY PERMITS.  (l) Counties Shall Forward
         Copies of Permits.  Each county shall within 5 days from the date
         of issuance, forward a copy of the permit application for each
         permit issued pursuant to sanitary codes, rules or regulations
         adopted pursuant to s. 59•07(51) •
             (2) Departmental Review.  The department, either at its central
         or district offices, shall review all permits; and from information
         contained on the permit application, soil surveys, and its own
         information, the department shall make a finding that the issuance
         of the permit is or is not in compliance with the plumbing code.
         The department  is empowered to make its own investigation of any
         facts necessary to make such a finding.
             (3) Department May Overrule.  When the department makes a find-
         ing that the issuance of the permit does not comply with the state
         plumbing code,  the department shall within 15 days after receipt
         notify the county which issued the permit that said permit is can-
         celled.  Further, the department shall notify the applicant that
         the permit has  been cancelled and such notice shall inform the appli-
         cant of the enforcement and review provisions of this section.
             (U) Enforcement.  Upon receipt of notice of cancellation, the
         applicant may not proceed with the construction, alteration or ex-
         tension for which the permit was required.  The circuit court of
         any county where a permit has  been cancelled shall have jurisdiction
         to abate the use of a constructed facility and to halt further con-
         struction and use by injunctive or other appropriate relief.  The
         district attorney shall bring an action to halt all such construction.
                                         D-27
    

    -------
             (5) Review.  Any applicant who has a permit cancelled under
         this section may obtain judicial review as provided in ch. 227.
    
         The costs of this permit review program could be included as part of the
    permit fee.   A portion of the fee collected by the local agency would be for-
    warded to the state reviewing agency along with the permit.
    
         Minimum standards for local regulatory programs—As a second alternative
    to the state permit program, a state agency with appropriate regulatory
    authority could establish minimum standards by which local regulatory programs
    could be reviewed.  As with the programs discussed previously, this program
    would insulate the permit process from local political pressures.
    
         Enabling legislation probably would be necessary to implement this program
    also.  Stewart (197*0 proposed statutory language which would have empowered
    the Wisconsin Department of Health and Social Services to evaluate each local
    (county) regulatory program on the basis of installation permits issued.  If
    after its review, the Department found the local agency ineffective, it was
    empowered to suspend the local agency's authority to issue permits.  Thus,
    the penalty for failure to avoid local political pressure in issuing permits
    is the loss of authority to administer the program and henceforth permit
    applications must be made directly to the state.  The specific statutory lang-
    uage is as follows:
    
             SECTION 1.  1^5.025 of the statutes is created to read:
             1^5-025 MINIMUM STANDARDS FOR COUNTY SANITARY PROGRAMS.  (l) The
         department is empowered to require each county to forward a copy of
         all permit applications for permits issued pursuant to sanitary
         codes, rules and regulations adopted pursuant to s. 59.07 (51)'
         Further, the department is empowered to require each county to cert-
         ify which of these permits were issued.
             (2) The department shall require the counties to forward all
         permit applications which were granted for a period of 1 year from
         the effective date of this section, and the department shall review
         all of said permit applications.
             (3) After this 1 year period, the department shall within 60 days
         issue findings of fact about the effectiveness of each county's sani-
         tary program.  The department shall find a sanitary program ineffect-
         tive if the review of the sanitary permits in subs.  (2) established
         that permits were issued in violation of the site requirements of the
         state plumbing code.  Further, the department may find that a county
         sanitary program is ineffective for other reasons.
             (U) Based on its findings of fact, the department shall issue
         an order to each county found to have an ineffective sanitary program,
         ordering it to cease issuing permits.
             (5) No person may construct, alter or extend a private domestic
         sewage treatment and disposal system in any county found to have an
         ineffective sanitary program, unless that person has first obtained
         a permit from the department authorizing that system.
             (6) The department may issue the permits in subs.  (5) and may
         set a fee for the issuances of the permits.
                                         D-28
    

    -------
             (?) Review.  Any county found to have an ineffective sanitary
         program may petition the department for a review, under ch. 227.
             (8) The department may at any time rescind its order and allow
         a county to begin issuing permits.  However, the department shall
         review all county permits issued as provided in subs.  (2) and the
         department shall make a finding of fact as required in subs.  (3).
    
         This minimum standards review is currently being used by the Commonwealth
    of Pennsylvania.  The local agency issues the installation permit and the
    Pennsylvania Department of Environmental Resources is responsible for review-
    ing the administrative performance of the agency.  The Department may order
    a local agency to modify its permit issuance practices to correct any
    deficiencies found (Penn. Dept. Environ. Res. Rules and Reg. Chap. 71 and 73).
    
         Uniform citation and complaint—The issuance of citations for sanitary
    ordinance or code violations can be an important regulatory technique.  The
    citation system is currently used by building inspectors in several major
    American cities to "ticket" owners of buildings who violate local codes
    (National Institute of Municipal Law Offices, Municipal Law Review 33:3^2).
    In essence, the uniform citation is similar to a speeding ticket issued to the
    violator of an ordinance (or state statute).  Depending on the enabling langu-
    age, the violator usually signs the citation, posts a bond in accordance with
    an established schedule and agrees to appear in court to enter his plea or
    forfeit his bond.
    
         If the violator choses to forfeit the bond which he has posted, generally
    no court appearance is made (though the court may refuse to accept the bond
    and issue a summons or warrant for the violator).  However, if the violator
    wishes to defend against the charge, he may appear in court, enter his plea
    and be assigned a court date for his trial.
    
         The principal advantage of the uniform citation and complaint is that
    the local or state regulatory official now has a means to begin an enforcement
    action (law suit)  against the violator immediately.  The action is commenced
    simply with the issuance of the "ticket" without going through the regulatory
    authority's attorney (district attorney, county attorney, attorney_general,
    etc.).  The obvious benefit is the avoidance of delays typically experienced
    when seeking action by the authority's attorney.
    
         It must be noted that the uniform citation and complaint is used only
    to commence the enforcment action.   If the violator wishes to plead not guilty,
    time for the trial must be scheduled on generally crowded court calendars.
    The regulatory authority's attorney also must find time to prepare and present
    the case at the trial.   Thus, enforcement delays are not avoided completely
    if the violator pleads not guilty.
    
         Delays are avoided if the violatory pleads guilty, but in such instances,
    the authority has  succeeded only in collecting a forfeiture.  No injunction or
    other equitable relief may be imposed.  Therefore, if the regulatory authority
    desires injunctive relief, use of the citation and complaint poses a serious
    disadvantage.  The violator could chose to post and forfeit a bond and continue
    the violation.
    
    
                                          D-29
    

    -------
         Wisconsin has recently enacted statutory language which enables local
    regulatory officials to use the citation and complaint process against violators
    of on-site system ordinances and rules.  Section 66.119 of the Wisconsin
    Statutes (1975) provides the following:
    
              66.119 Citations for certain ordinance violations
              (l) Adoption; content,  (a) the governing body of any county, city
         or village may by ordinance adopt and authorize the use of a citation
         to be issued for violations of ordinances other than those for which a
         statutory counterpart exists.
              (b) An ordinance adopted under par. (a) shall prescribe the form of
         the citation which shall provide for the following:
              1.  The name and address of the alleged violator.
              2.  The factual allegations describing the alleged violation.
              3.  The time and place of the offense.
              k.  The section of the ordinance violated.
              5.  A designation of the offense in such manner as can "be readily
         understood by a person making a reasonable effort to do so.
              6.  The time at which the alleged violator may appear in court.
              7-  A statement which in essence informs the alleged violator:
              a.  That * * * the alleged violator may make a cash deposit of a
         specified amount to be mailed to a specified official within a specified
         time.
              b.  That if * * * the alleged violator makes such a deposit, * * *
         he or she need not appear in court unless * * * susequently summoned.
              c.  That * * * the alleged violator makes a cash deposit and does
         not appear in court, * * * either he or she will be deemed to have
         tendered a plea of no contest and submitted to a forfeiture not to exceed
         the amount of the deposit or * * * will be summoned into court to
         answer the complaint if the court does not accept the plea of no contest.
              d.  That if * * * the alleged violator does not make a cash
         deposit and does not appear in court at the time specified, an action
         may be commenced against * * * the alleged violator to collect the
         forfeiture.
              8.  A direction that if the alleged violator elects to make a cash
         deposit, * * * the alleged violator shall sign an appropriate statement
         which accompanies the citation to indicate that * * * he or she read
         the statement required under subd. 7 and shall send the signed state-
         ment with the cash deposit.
              9.  Such other information as may be deemed necessary.
              (c) An ordinance adopted under par. (a) shall contain a schedule of
         cash deposits which are to be required for the various ordinance viola-
         tions for which a citation may be issued.  The ordinance shall also
         specify the court, clerk of court or other official to whom cash
         deposits are to be made and shall require that receipts be given for
         cash deposits.
              (2) Issuance; filing,   (a) Citations authorized under this  section
         may be issued by law enforcement officers of the county, city or village.
         In addition, the governing body of a county, city or village may
         designate by ordinance or resolution other county, city or village
         officials who may issue citations with respect to ordinances which are
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    directly related to the official responsibilities of the officials.
    Officials granted the authority to issue citations may delegate,
    with the approval of the governing body, the authority to employees.
    Authority delegated to an official or employe shall be revoked in
    the same manner by which it is conferred.
         (b) The issuance of a citation by a person authorized to do so
    under par. (a) shall be deemed adequate process to give the appropri-
    ate court jurisdiction over the subject matter of the offense for the pur-
    pose of receiving cash deposits, if directed to do so, and for the
    purposes of sub. (3)(b) and (c).  Issuance and filing of a citation
    does not constitute commencement of an action.  Issuance of a citation
    does not violate s. 9^6.68.
         (3) Violator's options; procedure on default,  (a) The person
    named as the alleged violator in a citation may appear in court at the
    time specified in the citation or may mail or deliver personally a
    cash deposit in the amount, within the time and to the court, clerk
    of court or other official specified in the citation.  If a person
    makes a cash deposit, * * * the person may nevertheless appear in court
    at the time specified in the citation, provided that the cash deposit
    may be retained for application against any forfeiture which may be
    imposed.
         (b) If a person appears in court in response to a citation, the
    citation may be used as the initial pleading unless the court directs
    that a formal complaint be made, and such appearance confers personal
    jurisdiction over the person.   The person may plead guilty, no con-
    test or not guilty.  If the person pleads guilty or no contest, the
    court shall accept the plea, enter a judgment of guilty and impose a
    forfeiture.  A plea of not guilty shall put all matters in such case
    at issue, and the matter shall be set for trial.
         (c) If the alleged violator makes a cash deposit and fails to
    appear in court, the citation may serve as the initial pleading and
    the violator shall be deemed to have tendered a plea of no contest
    and submitted to a forfeiture not exceeding the amount of the deposit.
    The court may either accept the plea of no contest and enter judg-
    ment accordingly or reject the plea.  If the court accepts the plea
    of no contest, the defendant may move within 10 days after the date
    set for * * * the appearance to withdraw the plea of no contest,
    open the judgment and enter a plea of not guilty if * * * the defend-
    ent shows to the satisfaction of the court that * * * the failure to
    appear was due to mistake, inadvertence, surprise or excusable neg-
    lect.  If the plea of no contest is accepted and not subsequently
    changed to a plea of not guilty, no costs or fees shall be taxed
    against the violator.  If the court rejects the plea of no contest
    or if the alleged violator does not make a cash deposit and fails to
    appear in court at the time specified in the citation, an action for
    collection of the forfeiture may be commenced.  A city or village may
    commence action under s.  66.12(1) and a county may commence action
    under s. 288.10.  The citation may be used as the complaint in the
    action for the collection of the forfeiture.
         (U) Relationship to other laws.  The adoption and authorization
    for use of a citation under this section shall not preclude the govern-
    ing body from adopting any other ordinance or providing for the
    
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         enforcement of any other law or ordinance relating to the same or any
         other matter.  The issuance of a citation under this section shall
         not preclude the proceeding under any other ordinance or law relating
         to the same or any other matter.  The proceeding under any other
         ordinance or law relating to the same or any other matter shall not
         preclude the issuance of a citation under this section.
    
         It is likely that the use of the uniform citation and complaint will
    result in an administrative cost savings since the amount of time spent by the
    attorney involved should be less.  Revenue should be generated by forfeited
    money, as well.
    
         Small claims courts—Most states have small claims courts for cases
    involving less than 500 or 1000 dollars.  Usually, these courts allow an
    abbreviated, less formal procedure.  Standardized forms are often used.  When
    seeking only fines or forfeitures, it is recommended that state and local
    authorities consider using small claims courts to prosecute on-site system
    ordinance and rule violations.  Regardless of how the enforcement action was
    commenced (e.g., uniform citation and complaint, summons, warrant), if the
    regulatory agency is seeking a forfeiture less than the dollar limit set for
    the court, usually it may be brought in the small claims court.
    
         In addition to the simplified procedures and standardized forms, small
    claims courts also have the advantage of typically having less of a case
    backlog.  Thus, enforcement of violations can be accelerated at less cost.
    The only disadvantage is the unavailability of injuncture or equitable relief
    in the courts.
    
         Civil service status—Many local regulatory officials and some state
    officials serve at the pleasure of those who appointed them to their jobs.
    Stewart (197*0 noted that Wisconsin regulatory officials are sensitive to this
    and have expressed a need for increased job security.  These statements are
    probably typical of those from officials of other states.  In some cases, the
    lack of job security probably has hindered vigorous application and enforce-
    ment of on-site system regulations.  To provide the necessary job security,
    it is recommended that a civil service classification be established for
    local and state officials responsible for the implementation and enforcement
    of sanitary codes.
    
    Operation and Maintenance—
         This phase of on-site system regulation is often the most overlooked.
    For the conventional septic tank system, it is recommended that the system
    be inspected annually and the septic tank be pumped when necessary (USPHS,
    1967).  Many states make this recommendation in their codes.  However, this
    recommendation is seldom followed since there is typically no regulatory
    enforcement of these provisions.  For example, Wisconsin has requirements
    in the state code which require the pumping of septic tanks whenever the
    combined depth of sludge and scum equals one-third of the effective depth
    of the tank  (Wis. Admin Code Chap. 62.20).  After surveying septic tank
    systems serving homes around 8 lakes in Wisconsin, the state Division  of
    Health concluded there was "an almost complete lack of servicing of the
    septic tanks."  This survey concluded that this lack of maintenance likely
    
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    resulted because few property owners knew the location of their systems (Wirth
    and Hill, 196?).
         From the homeowner's perspective, a regulatory program will be necessary,
    because all too often, the system is approached with an out-of-sight-out-of-
    mind attitude.  Winneberger (l9?6) has isolated two reasons for this neglect:
    
         1.  The tolerance of many septic tank systems to function faithfully
             without any maintenance, and
    
         2.  The system resists maintenance in that it is buried underground.
    
         For systems other than conventional septic tank systems, maintenance
    requirements may be more involved.  It seems certain that a regulatory program
    involving more than a recommendation for septic tank cleaning in a local
    ordinance or state code will be needed to assure adequate maintenance.
    
         There are two components necessary for a successful regulation of the
    maintenance of any type of on-site system.  One component must assure that
    the location of the system is known.  The location must be referenced to a
    benchmark or other permanent fixture or marker to allow ease of location after
    the system is underground.  Also, a filing and retrieval system must be estab-
    lished to provide information about the system's location whenever future
    maintenance is to be performed.
    
         The other component of a successful regulatory program should provide a
    method of assuring that each system will be inspected and maintenance performed
    when needed.  This may be accomplished in one of several ways.  The most
    preferred method is the maintenance permit program, in the author's opinion.
    
         Maintenance permit—It is recommended that regulatory agencies establish
    maintenance programs to assure that systems are inspected regularly and ser-
    viced when necessary.  To guarantee this, the program would require periodic
    inspection of the system as a prerequisite to issuing (or renewing ) a main-
    tenance permit.  The system owner would be mailed a maintenance permit application
    reminding him to have his system inspected and have any necessary servicing
    performed within a specified time period (e.g., 60 days).  The person making
    the inspection would sign and date one portion of the owner's permit, thereby
    certifying that inspection and servicing was completed.  Just prior to the
    expiration of the permit period the process would be repeated.
    
         Under this program it would be necessary that system inspections be per-
    formed by individuals knowledgeable with the operation of such systems.
    Wastewater pumpers or haulers could perform inspections of septic tank systems
    in states where they are licensed.  Systems with mechanical components could
    be inspected by licensed plumbers, installers or public inspectors.  Alter-
    natively, special purpose districts could perform inspections and maintenance
    as a service to system owners in the district.  For example, the Santa Cruz
    Septic Tank Maintenance District in California currently provides this service.
    
         The administration of this permit program could be a simple routine
    matter involving clerical staff time only.  The clerk would mail out the
    permit application forms and issue the permit upon receipt of a completed
    
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    application and fee.  The clerical staff would maintain the files vhich would
    have a "tickler" system to retrieve those permits nearing expiration.
    
         This program could be applied most easily to systems installed since the
    date of the enabling ordinance or statute.   Lack of knowledge about the
    systems and the owner's address would usually make it difficult to impose the
    permit program upon existing systems.  Newly-installed systems would probably
    not need maintenance and could be issued the first permit simply upon  payment
    of the fee.
    
         The enabling ordinance or statutory language which establishes this permit
    program must provide that it is unlawful to occupy a home served by an on-site
    system unless a current maintenance permit has been issued for that system.
    Thus, when the owner failed to renew a maintenance permit, he would be in vio-
    lation of the ordinance or statute.  From a legal viewpoint, enforcement of
    this type of violation is straightforward since the only fact which has to be
    proven is that the owner (or others) occupies a home served by an on-site
    system which does not have a valid maintenance permit.  It is not necessary  to
    prove the negative facts that the system was not inspected, was not maintained
    or was not adequately functioning.  The ease of the proof of facts should
    encourage enforcement and prosecution by governmental legal officials  (district
    attorneys, etc.) and, depending upon the wording, the courts might give
    equitable relief by ordering inspection of the system at the owner's expense,
    as well as ordering the payment of a fine or forfeiture.
    
         Stewart (1976) proposed the following model statutory language suitable
    for any local or state regulatory authority which desires to establish a
    septic tank maintenance permit program:
    
              MODEL SECTION 1.0 SEPTIC TANK MAINTENANCE PERMIT
         1.1 PERMIT REQUIRED.  No owner may occupy, permit to be occupied,
         rent, lease, live in or reside in, either seasonally or permanently,
         any building, residence, or other structure serviced by an on-site
         domestic sewage treatment and disposal system; unless the owner
         has a valid septic tank maintenance permit for that system issued
         in his name by the	(sanitary inspector or zoning
         administrator).  Owner is defined to mean a natural person, partner-
         ship, corporation, the state or any subdivision thereof.
    
              1.2 FEE.  A fee of $ 	 shall accompany each application
         for the septic tank maintenance permit.
    
              1.3 PERMIT APPLICATION.  Application for a septic tank mainten-
         ance permit shall be made to the 	 (sanitary inspector
         or zoning administrator) on forms supplied by him.  All applications
         shall state the owner's name and address, the address or location
         of the private sewage system, and shall contain the following
         statement:
    

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              "I certify that on 	day of 	,  19	,  I inspected
         the septic tank located at the address stated on this application,
         and I (check one):
    
         	 pumped all sludge and scum out of the septic tank,  or
                  found that the volume of sludge and scum was  less  than
                  1/3 of the tank volume, and I did not pump the septic
                  tank.
                                                        Signature
         Certification or license number
              l.U ISSUANCE.   The	 (sanitary inspector or  zoning  adminis-
         trator) shall issue a permit to the applicant upon receipt of  the fee
         and a completed application, properly signed by a person licensed to ser-
         vice septic tanks and stating his sanitary license number.   The  permit
         shall include on its face all information contained in the application
         and shall contain the date of issuance.
    
              1.5 VALIDITY.   The permit issued under this section shall be valid
         for a period of two years from the date  of issuance.
    
              1.6 SALE OF PROPERTY.  When property containing a private domestic
         sewage system is sold, the new property  owner, prior to occupying,  renting,
         leasing, or residing in the building, residence or structure served by
         the system, shall make application for and receive a septic  tank main-
         tenance permit; however, the system may  be used for a period not to ex-
         ceed 30 days during pendency of his application for the permit.
    
         Additional model language is suggested to require that information  about
    the location of all systems installed in the  future.  It is recognized that  many
    jurisdictions already have this requirement and the following model language
    is suggested for those which lack such a requirement:
    
              MODEL SECTION 2.0 PLAN VIEWS
         2.1 Every application for a sanitary permit shall include a  detailed
         plan view of the proposed system prepared or drawn by a   (state)	
         Registered Surveyor or a  (state)     Professional Engineer.  The
         plan view shall be signed by said surveyor or engineer and shall also
         contain the license number of said surveyor or engineer.
    
              2.2 This detailed plan view shall be dimensioned and drawn  to
         scale and shall show the location of the system and the dwelling served
         by such system.  The recommended scale is	but in
         any case the scale used shall be sufficient to show clearly  all  the
         required dimensions and distances enumerated below.
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              2.3 The following dimensions and distances  shall be shown on
         the plan view:   the dimensions of the entire lot or a sufficient
         portion such that all other required dimensions  and distances  may be
         shown; the dimensions of the dwelling to be served by the system;
         the location of the dwellings and all other buildings on the lot
         with distances  from lot lines to said dwellings  and buildings; the
         location of all septic tank and other treatment  tank manholes  and the
         distance and direction of each manhole to the dwelling and to  any
         other nearby reference points; the location and  dimensions of  all
         soil absorption fields and replacement areas; and the location and
         distances from all wells, reservoirs, swimming pools or high water
         marks of any lake, stream, pond or flowage located on the lot  or  on
         adjacent properties within 100 feet of the septic tanks, treatment
         tanks, sewage disposal systems or replacement disposal areas.
    
              2.1* No on-site sewage treatment and disposal system shall be in-
         stalled, modified, added to or replaced unless a plan view for that
         system drawn by a registered surveyor or professional engineer has been
         submitted.
    
         To be useful, this information about location must be retrievable and the
    following model language is offered to establish a filing system:
    
              MODEL ORDINANCE SECTION 3.0 PLAN VIEW FILING SYSTEM 3.1 A fil-
         ing system for plan views of on-site sewage treatment and disposal
         systems is hereby established.
    
              3.2 It shall be the duty of the 	 (county zoning admin-
         istrator, sanitarian or other designated person) to accept all
         approved plan views and to file them by the address or the location
         of the system.   He shall further establish a cross-index which shall
         list the original owner's name and shall cross list the address of
         the system.  Further, he may establish any additional files or other
         cross-indexes which he determines advisable.  In furtherance of this
         filing system the 	 (county zoning administrator, sanitarian
         or other designated person) may require that additional information
         shall be included on the plan view to aid in filing, indexing  or
         retrieving said plan view.
    
         Conditional sanitary permit—As an alternative to the maintenance per-
    mit program, sanitary permits for on-site systems could be made valid  subject
    to the condition that inspection and pumping (if necessary) be performed on a
    specified regular basis.  The enabling legislation or ordinances would have
    to be worded to make it unlawful for a system owner to use his system  unless
    he had a valid sanitary permit.
    
         Local filing requirement—The ability to locate  the components of an
    on-site system is an obvious prerequisite to any inspection and maintenance
    program.  Some state and local authorities currently  require the filing of a
    proposed (or as-built) plan of the system.  Summit County Health Department
    in Ohio has such a filing requirement and maintains an excellent retrieval
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    system.  If a septage pumper is having difficulty locating a septic tank,
    the Department is able to give detailed location information over the phone.
    Similarly, the State of Wisconsin requires that every county in the state
    must file a plan for each system installed in its jurisdiction and "cross-
    index" the plan to facilitate retrieval.  Dane County, Wisconsin also requires
    a copy of the plan with an adhesive back to be applied to the building's
    electric fuse or circuit breaker box.
    
         Thus, it is  recommended that  every regulatory  authority  require that each
    system owner file an "as-built" plan of his system, clearly referencing tne
    location of the system components.  Such a plan is invaluable when it becomes
    necessary to inspect or service the on-site system.  Many owners do not know
    the location of their systems and this makes maintenance difficult.  In order
    to improve this phase of regulation, it is recommended that states and/or
    local authorities adopt this filing requirement and establish a file for these
    plans indexed by street address, name of original owner, installer and, per-
    haps, legal description.
    
    Failing Systems—
         Sanitary surveys—Detection of the failing system is one of the most
    important aspects of this final regulatory phase.  State and local authorities
    should seek funding to perform sanitary surveys.  Although a large staff and
    budget may be necessary, these surveys are the most thorough method of deter-
    mining which systems are failing.
    
         Sanitary surveys may be conducted at one of several different levels of
    sophistication as follows:
    
         1.  A visit to the location of each system to check for physical signs
             of failure  (i.e.,  odor or wetness).
    
         2.  The owners or users of the system might be questioned about the
             operation of their system and a search of the regulatory agency's
             records made to obtain information about the individual system
             (age of the system, maintenance, location, etc.).
    
         3.  Each system is checked for failure by flushing an indicator
             dye through the system (dye testing).
    
         U.  Attempts made to check on the adequacy of the site selection and
             installation of the system (by analyzing the soil and digging
             up a portion of the system) and on the effect of the system on the
             groundwater (by taking well samples).
    
    Sanitary surveys provide information which should permit an estimation of the
    regulatory program effectiveness.   Obviously, the greater the level of sophis-
    tication used in performing the survey, the better this estimation.
    
         The commitment of regulatory agency staff time to perform a sanitary
    survey, even at lower levels of sophistication, is  generally so great that  it
    tends to limit the number of sanitary surveys performed.  In a 196? survey
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    of the individual on-site sewerage systems around eight lakes, the Wisconsin
    Department of Health and Social Services (DHSS) estimated that it expended
    over four staff hours per system investigated to inspect, compile and write-
    up the survey of klO systems (Wirth and Hill, 196?).   Thus, a major limitation
    on the use of sanitary surveys is the large expenditure  of time required.
    Although, it is possible that the agency could obtain part—time help to perform
    these surveys (i.e., students or National Guard or Armed Forces  Reservists).
    
         An equally important limitation of sanitary surveys is the  difficulty
    of determining the actual cause of failure, since the  system is  buried.
    The cause of failure is important because it tends to  point out  weaknesses
    in the regulatory program itself.  This type of information sometimes may only
    be obtained by excavation of a portion of the failed system.  The expense of
    this type of survey is great.
    
         Also, the use of surveys are limited because of difficulty  in determining
    when failure occurs.  One type of failure (hydraulic)  can be easily detected
    while others (treatment efficiency) require a detailed survey of the ground-
    water surrounding the failed system.  In hydraulic failure, the  sewage does not
    infiltrate into the soil, but instead earlier backs up into the  home or ground
    surface, collects in depressions, runs off, or evaporates.  This may pose
    public health problems and the possibility for degradation of surface water
    quality.
    
         In treatment efficiency failure, the system fails to adequately treat the
    sewage before it reaches the groundwater.  While not as obvious, this inad-
    equate treatment must be considered as a failure.  Where individual water
    supply systems are used, the threat to public health is apparent if pathogenic
    material is permitted to reach the groundwater.  Also, the groundwater is de-
    graded by the addition of pathogenic and nutrients contained in  domestic
    sewage.
    
         Other limitations arise due to fluctuations of rainfall and groundwater
    levels.  For example, a system may be adequately functioning during dry seasons
    but fail when the rainfall and groundwater levels are  high in the spring.  Thus,
    the time of the year that a survey is performed may affect the results of the
    survey.
    
         Violation as an encumbrance—Often, the effect of a sanitary code violation
    on the property title is unclear.  In an effort to give notice of sanitary
    violations to potential buyers of land, it is recommended that state or local
    governmental units adopt, either legislatively or administratively, the require-
    ment that regulatory officials must file copies of all violations with the
    register of deeds or similar official.  Reported violations would have to con-
    tain the legal description of the property on which the violation is occurring.
    
         The effect of such a filing requirement would be  to have the violation
    appear in the chain of title whenever an abstract or title insurance policy
    is prepared.  If the owner of the violating system ever attempted to obtain an
    additional mortgage on his property or to sell his property, the potential
    mortgagee or buyer would be alerted to the violation.    With the violation
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     appearing as a possible cloud upon his title, the property values likely
     would be depressed, providing the landowner with an incentive to correct the
     violation.
    
          As an alternative or adjunct to this filing requirement, notice of exist-
     ing violations could be given to potential buyers by requiring an inspection of
     the system prior to sale.  However, due to constitutional limitations, it may
     not be possible to legislatively bar the sale of property until any violations
     are corrected.  Despite this limitation, the pre-sale inspection would accomplish
     its primary purpose of giving notice to buyers.
    
     Centralized Management of On-Site Systems
    
          The use of centralized management of on-site systems probably offers the
     best regulatory technique available.  Centralized management is the exercise
     of administrative and/or regulatory control by a single authority over dis-
     persed on-site systems.  While this concept is quite simple, it does require
     the existence of an entity which has the authority to perform certain functions.
    
     Powers Needed by a Management Entity—
          Any management entity which endeavors to administer on-site systems with
     the same effectiveness as one which manages the conventional central system,
     must have the power and authority to perform vital functions.  First, the
     public management entity should be empowered to  own, purchase, lease and rent
     both real and personal property; and to plan, design, construct, inspect,
     operate and maintain all types of on-site systems located within the juris-
     diction of the management entity, whether the system is a typical septic system
     serving a single family residence or a much more involved, complex system
     serving a group of residences.  This does not imply that the entity should be
     limited to providing services within its jurisdictional boundaries, only that
     the entity should clearly  have the above "ownership and operation" powers
     within its boundaries.  The entity may be given by state statute, by case law,
     or as terms under a contract, extra-jurisdictional authority to operate, main-
     tain and perhaps own such systems outside of the entities boundaries as well.
    
          Secondly, it is highly desirable that the entity meet the eligibility
     requirements for loans and grants in aid of construction of these systems from
     both the federal and state governments.  While it is obvious that a management
     entity can function without being eligible for these loans and grants, the
     viability of the centralized management is strengthened when grant money is used
     to offset some or most of the costs to the families served by the entity.
     This is especially true since low income rural families often cannot afford to
     finance the entire cost of their system.  Experience has shown that low-income
     families cannot pay wastewater bills in excess of $7-00 per month or a combined
     water-sewage bill of $1*1.00 per month (Commission on Rural Water, 1973).  This
     rate is difficult to reach without benefit of public subsidy.  Non-rural
     residents have typically paid considerably less than this amount.
    
         Third, the mangement entity should be able to enter into contracts, to
    undertake debt obligations either by borrowing and/or by issuing stock shares
    or bonds, and to sue and be sued.  These powers are more than mere legal niceties
    because without them the entity would not be able to acquire the property,
    
    
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    equipment and supplies and services necessary to construct or operate  the
    on-site systems.
    
         Fourthly, the entity must be able to fix and collect charges  for  sewerage
    usage, determine  the benefit to all property in its jurisdiction,  set  the value
    or cost of such benefit and assess or collect the cost from each property
    owner so benefitted.  Further, it has been argued that the entity  should have
    the power to levy taxes upon all owners within its jurisdiction for the purpose
    of raising funds  to administer the program.   Obviously, this taxing power
    is limited to various governmental or quasi-governmental management entities.
    In lieu of taxing power, the non-government management entities must have the
    authority implied or directly granted, to set and charge user fees to  cover
    administrative costs.
    
         Fifth, and quite important, the entity must have the power to plan and
    control how and at what time service will be extended to those within  its juris-
    diction.
    
         Lastly, the  entity would be much more effective in protecting the public
    health and promoting good public sanitation if it were also empowered  to make
    rules and regulations regarding proper sanitation and the use of on-site
    systems and to issue orders against violators of these rules or regulations.
    As a desirable additional power, the entity should be empowered to require the
    abatement of malfunctioning systems and to require the replacement of  all such
    systems, according to the plans of the entity.  Again, several of  these powers
    would only be available to governmental or quasi-governmental management
    entities.
    
    Various Types of Public Central Management—
         The entities which could provide central management of on-site systems
    vary from state to state.  State constitutions, state statutes, administrative
    agency rules and regulations must be examined to determine which types of
    entities are authorized to manage on-site systems on a state by state  basis.
    Further, the case law (essentially laws made by the courts) must be checked to
    determine if the courts have construed the constitution, statutes  or regulations
    to give or remove the authority to manage such a system from a candidate entity.
    
         The following discussion of various entities does not attempt to  identify
    which entities are permitted in each state.  A sample of some of the possible
     entities  is  as follows:
    
         Municipalities—While this term has many and various legal definitions,
    it is used here to include only incorporated cities and villages.   In some states,
    the municipal charter granted to the city or village authorizes the administration
    of  water and sewer services as a permissible governmental activity.  Other states
    provide this same authorization to cities and villages in the state statutes
    dealing with municipal law.  Generally, these statutory provisions detail
    the procedures to be followed in supplying these services.  Thus,  both the
    municipal charter and any and all applicable municipal law statutory language
    must be checked to determine the extent of this entity's authority to  own and
    operate on-site systems.  This entity typically has the authority to provide
     centralized management.
    

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         Counties and townships—While the general authority of counties in the
    U.S. ranges from a boundary drawn on a map (New England States) to complete
    home rule powers "bordering on that of a sovereign, the county may be empowered
    to own and operate on-site systems.  The authority of both counties and town-
    ships is set out in each state's statutes and laws.  It is necessary to check
    the statutory language to determine whether either has been granted sufficient
    authority.
    
         Special purpose districts—There are many special purpose districts which
    are given the requisite authority to properly perform as central management
    entities.  These districts are quasi-governmental in nature and their authority is
    usually set out in the state's statutes or laws.  Because the district is often
    included in the statutory definition of "municipality", however, the authority
    of such a district is expanded.  Hence, it is necessary to examine the state's
    statutes on municipal law to determine the real extent of the district's power.
    
         Single purpose special districts, established to deal with public sani-
    tation, will generally have sufficient authority.  Also, multi-purpose districts
    having a primary purpose other than public sanitation might also have sufficient
    authority to satisfactorily own and operate on-site systems.  While districts
    may have many different names, e.g., sanitation district, service district,
    sanitary district, etc., the authority of the district is determined by the
    underlying statutory language.
    
         Private non-profit corporations—These entities must be incorporated as
    non-profit corporations in the state in which they seek to perform management
    functions.  Depending on the laws of the individual state and the services
    to be provided, these corporations may be considered to be public utilities
    and as such, would have to comply with the laws and regulations of the state's
    public service or public utility commission.   The authority of this type of
    entity would be contained in its charter of incorporation and in the applicable
    public utility law of that particular state.
    
         Rural electric cooperatives—In some states the REA cooperatives are author-
    ized to perform the functions necessary for proper administration of on-site
    systems.  The authority of these cooperatives is contained, in part, within the
    state's statutes.
    
         Private profit-making businesses—This type of entity may be either a sole
    proprietorship or incorporated business formed to supply sanitation services.
    Regardless of the type of business, the state public service or public utility
    commission usually regulates this type of entity.  The authority of the private
    profit business is limited by any public utility laws or regulations of the
    commission which apply to this type of entity.
    
         Others—There are a few other types of entities which might be authorized
    in some states to own and operate on-site systems.  For example, systems
    installed ton Native American reservations would probably not fall within any
    of the first six types of entities but, instead, would be controlled by the
    U.S. Public Health Service.  Further, some states, such as Wisconsin, have a
    strong history of cooperatives and may permit a co-op (other than a REA) to
    function as a mangement entity.
    
    
                                           D-Ul
    

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    Examples of Central Management of On-Site Systems—
         While new in concept, central management of on-site systems has been
    tried in several places.  The following discussion of examples is not exhaus-
    tive, but is intended to be illustrative of the state of the art in central
    management.  In at least half of the following examples, the management entity
    is public or quasi-public; however, few of these entities have gone the full
    distance of both owning and operating the on-site systems.
    
         Most of the case histories are drawn from California, Wisconsin and
    those project areas affiliated with the National Demonstration Water Project
    (NDWP).  The reason that California is in the vanguard of the movement to
    centrally managed on-site systems in rural areas is due, in part, to the efforts
    of Winneberger, septic tank consultant.  Winneberger has been an advocate
    of the septic tank system as an alternative to central collection and treat-
    ment systems.  District or public management of the septic tank systems is
    essential to this concept (Winneberger and Andermann, 1972).
    
         The NDWP recognizes centrally managed on-site systems as the preferred
    alternative to central collection and treatment systems in rural or sparsely
    populated areas.  The NDWP developmental activities were originally funded
    by the Office of Economic Opportunities (OEO) and was founded to establish a
    method of rural water development.  The developed method consisted of central
    management of on-site systems (individual wells and wells serving clusters of
    residences) of water supply.  Since the original development of rural water
    systems, the NDWP has expanded its concern to the development of a method of
    rural wastewater treatment and disposal.  Essentially, the method consists of
    the same central management of on-site systems.  However, the NDWP has shown
    some hesitancy to rely on public central management entities; instead, it
    espouses the use of private entities, especially non-profit corporations.
    
         To date, the experience in Wisconsin has been somewhat limited.  Public
    central management in the form of special purpose districts, has been used to
    inspect and maintain septic tanks within the district's jurisdiction.
    Currently, however, there is only one district which both, owns and operates
    on-site systems (Otis, 1977).
    
         A possible fourth category of experience in central management of on-
    site systems has arisen due to the demonstration of low pressure or vacuum
    sewers.  While it can be argued that pressure sewers are really central systems,
    there is an additional component which tends to put pressure/vacuum sewers
    under the rubric of on-site systems.  In the case of pressure sewers, this
    component is the effluent or grinder pump.  These components are installed
    in individual residences or in some cases, a single pump may be used to serve
    a cluster of homes.  However, ownership, maintenance and operation of these
    pumps is handled by a central management entity and the similarity to on-site
    treatment and disposal systems is obvious.
    

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         The examples of central management of non-central systems are as follows:
    
         California—
    
         Santa Cruz County septio tank maintenance district—As the name implies,
    the primary function of this entity is the inspection and pumping of all septic
    tanks within the district.  The county board of supervisors is required to
    contract out the inspection and pumping services.  The district is empowered
    to establish a monthly charge and to collect this charge by separate billing
    or through taxes.  Provision is made such that the system owner will bear the
    cost of "exceptional" pimping (defined as more than one pumping in any
    consecutive 3 year period) as well as the cost of repairing or replacing the
    system.
    
         This district is not given the authority to own systems and, as of 197^•>
    it did not perform soil studies of individual sites nor did it  design
    systems.   Without actual ownership of the systems, the district is ineligible
    for most construction grants or loans and by not providing individual site
    evaluation and system design, the district loses control over the effectiveness
    and reliability of the systems it seeks to maintain.  This burden falls upon
    the county health department.  Thus, this district is somewhat limited.
    
         Georgetown Divide Public Utility Distviot (GDPUD)—This district is
    located in El Dorado County, California, and employs one full time environ-
    mentalist.  By legal arrangements (formation of a special sewer improvement
    district within the GDPUD) the Auburn Lake Trails subdivision is receiving
    central management services from the GDPUD.  The district's environmentalist
    is authorized to:
    
         1.  Perform feasibility studies on lots within the subdivision
             to evaluate the potential for the use of individual on-site
             systems;
    
         2.  Design specific kinds of on-site systems to serve the individual
             sites;
    
         3.  Monitor the installation of all systems within the subdivision;
    
         U.  Inspect and maintain the systems after installation; and
    
         5.  Monitor water quality to determine the effect of the individual
             systems upon water leaving the subdivision.
    
    This district also may require the installation of public sewers when and
    where necessary.  Currently, one area of the subdivision is already sewered.
    More sewers may be required, but the build out rate of this recreational
    subdivision is about 3 percent per year, thus the need for additional sewers
    will be determined sometime in the future.  The functions performed by this
    district border on almost complete central management of on-site systems.
    The only limitation appears to be the fact that the district does not own
    the individual systems.
    

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         Bolinas Community PubHe Utility District (BCPUD)—This district was
    involved in several legal problems in 197^-   At that time, the district was
    in the process of constructing a central system to treat the wastewater from
    the populous area of the district (Bolinas CBD).   Individual on-site systems
    were strongly favored by the BCPUD for use in the less densely populated areas.
    The district had performed several management functions such as surveying all
    existing systems within the district and establishing design requirements.
    It proposed to monitor the construction of all systems, maintain the systems
    and monitor water quality in the district's watershed.  Further, in an effort
    to preserve and protect the effectiveness of the area for individual soil
    disposal systems, the district proposed to require permits for excavation,
    filling, or grading within the district.  However, there has been a legal ques-
    tion  involving the effect of overlapping county (Marin) and district juris-
    diction in the area of individual on-site systems.  Lack of resolution of this
    question as well as the additional requirement of statisfying the State Water
    Quality Control Board has impeded, to some degree, this district in the manage-
    ment of individual on-site systems.  However, it is anticipated that this
    district will approach the GDPUD in the degree of central management of individ-
    ual systems, lacking only ownership of the systems themselves.
    
         National demonstration water projects—
    
         Guyandotte Water and Sewer Development Association (GWSDA)—This program,
    located in Logan County, West Virginia, will involve several discrete
    individual projects.  The first project planned is to supply both water and
    sewer service to 250 families in Big Creek.   The proposed wastewater treatment
    system does not contemplate the use of individual systems, but the use of a
    combination of gravity and pressure lines and a single central treatment
    facility.  The entity used to manage the systems is a public service district
    as provided for by West Virginia law.  Other public service districts have
    been approved for additional projects in the Guyandotte area with the GWSDA
    Association contracting to provide operation and maintenance services to
    each of the public service districts.  It is this central management pro-
    vision for operation and maintenance that makes this program of such interest.
    In effect, what is proposed is provision of central management services to
    a group of discrete, separate central systems.
    
         Lee County Cooperative Clinio—This program is administered by a rural
    health facility.There are U development areas in the current plan.  The
    Poplar Grove area is a community which is experiencing a severe health
    problem due to septic tank system failures.   A sewer improvement district
    has been formed to administer the Poplar Grove project.  The improvement dis-
    trict hopes to qualify for an EPA construction grant to construct a conven-
    tional system.  Again, despite the fact that the program proposes to use a
    central system, it is of interest since the Lee County Co-op apparently
    will provide central management services to several discrete, separate
    (albeit conventional) central systems.
    
         Cooperatives Water and Sewer Association (CWSA)—This association consists
    of a partnership of k rural electric cooperatives which serve 18 counties
    in the northwest Florida panhandle.  A recent amendment to the Florida
    

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    statutes permits these co-ops to own and operate "both water and sanitary
    sewer systems.  There are several advantages of extending the vast experi-
    ence of the co-ops in the field of rural electrification to managing water
    and sewer systems.  For example, they already have the managerial expertise to
    bill for services and supply operation and maintenance services.  Also, in
    most cases, the addition of other utilities (water and sewer) to their "basic
    responsibility of supplying electricity would be the most cost effective
    method of supplying these additional services to the rural areas.
    
         As noted previously, rural electric cooperatives might not have the
    authority to perform the necessary management functions.  The state laws
    must be examined.  This C¥SA program certainly warrants further attention due
    to the natural meld of sewer and water supply with the existing co-ops.
    
         Wisconsin—
    
         Town Sanitary Districts (TSD)—Wisconsin has given sufficient
    authority to various public districts and has empowered them to
    own, operate and maintain various systems of sewage treatment
    and disposal including on-site systems serving individual residences.
    One such type of district is the Town Sanitary District (TSD).  In a thorough
    survey of Wisconsin's Town Sanitary Districts, performed in 197^, no districts
    reported that they owned any individual systems; however, the survey did
    disclose that some do perform management functions such as monitoring the
    installation of new septic systems (13% of those responding to the question-
    naire); inspecting the systems (1.6%) and maintaining-pumping the systems (h%)
    (Klessig and Yanggen, 197^)-  Since the survey, one town sanitary district
    Sanitary District No. 1 of the Town of Westboro, Taylor County, Wisconsin,
    has acquired ownership of septic tanks located on private property.   The tanks
    serve as pretreatment to the wastewater collection in small diameter gravity
    sewers.  This system has been in service since June 1977 and is functioning
    well.
    REGULATION OF ALTERNATIVE SYSTEMS
    
         The scope of this discussion is limited to on-site treatment and/or
    disposal systems which handle only small wastewater flows.   Unfortunately,
    there is no common terminology used in the field of on-site treatment and dis-
    posal, hence, definitions are necessary.  The following are offered to aid
    in this discussion.
    
    Definitions
    
    Conventional Treatment—
         "Conventional treatment" is that which is obtained by using the septic
    tank as it is generally used to treat wastewater.   Although there is a wide
    variance in state septic tank design parameters, this variance is not of
    concern here as it is not necessary to examine the specific design parameters
    in consideration of regulatory programs.
    

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    Alternative Treatment—
         "Alternative treatment" is defined as any treatment method other than
    "conventional" septic tank treatment.   No value judgment is intended by the
    choice of these two vords, i.e., alternative treatment methods are not in-
    herently better (or worse) than the conventional treatment method.
    
    Conventional Disposal—
         "Conventional disposal" means the method of disposal which relies on
    subsurface soil infiltration of the treated wastewater.  Typical disposal
    methods are soil absorption trenches,  beds, seepage pits, etc.  Henceforth,
    these will be simply referred to as subsurface soil absorption fields.  Again,
    it is noted that there is a wide variance in the design and site evaluation
    criteria for these fields but this variance has no  direct impact in this
    discussion.
    
    Alternative Disposal—
         The easiest wasy to define "alternative disposal" methods as used here
    is simply to say that it includes all disposal methods other than conventional
    disposal.  As with alternative treatment, no judgment value is intended by
    this bifurcation of disposal methods into conventional (subsurface soil ab-
    sorption) and alternative (all other methods of disposal).
    
    Surface Discharge—
         "Surface discharge" is defined as the discharge of effluent from a
    wastewater treatment system into a receiving body of water.  Although PL 92-500
    does not specifically define "surface discharge", section 502 (12) of the act
    defines discharge of pollutants to have a meaning quite similar to "surface
    discharge" as defined here, since "pollutant" is defined by section 502 (6)
    of the act to mean sewage, sewage sludge, chemical wastes, biological materials,
    etc. discharged into the water.
    
    Point Source—
         "Point source" as defined "by section 502 (lU) of PL 92-500 is any dis-
    cernible, confined and discrete conveyance from which pollutants are or may
    be discharged.
    
    Publically Owned Treatment Works—
         "Publicaliy owned treatment works" are any device or system used in
    the storage, treatment of municipal sewage which is owned and operated by a
    public entity.  This is the same meaning as provided in Section 212 (2) of
    PL 92-500.  If publically owned, a system serving more than two residences
    would be included within this classification.
    
    Central Management of Non-Central Systems—
         A number of on-site treatment and disposal systems serving individual
    residences and/or small clusters of homes and non-residential structures
    is referred to as a "non-central system."  "Central management" of this non-
    central system is defined to mean a single governmental or quasi-governmental
    unit having the authority to manage these dispersed systems.  Thus, "central
    management of non-central systems" is simply a regulatory management technique
                                          D-U6
    

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    as discussed previously.  The use of central management will be suggested as
    a regulatory technique for most of the alternative treatment-disposal systems
    analyzed in this Appendix.
    
    Matrix of Permissible Treatment-Disposal Combinations
    
         A matrix of possible treatment and disposal combinations of on-site
    sewerage is presented in Table D-8.  Any system may be thought of as having a
    treatment and a disposal aspect.  Essentially, any system, whether available
    today or yet to be developed and/or proven , will have either a conventional
    innovative or no treatment method coupled with conventional, innovative or no
    disposal (containment).  However, a further breakdown of alternative disposal
    methods is necessary to adequately set out all of the possible alternative
    disposal methods.  The three additional subheadings:  (l) soil, (2) surface
    water discharge and (3} evapotranspiration (E-T).
    
         An attempt was made to include, in the appropriate locations in this
    matrix, descriptions of a few of the known on-site treatment and/or disposal
    combinations.  It is believed, however, that any other combinations can be
    added.  The only function served by this matrix is to aid in the creation and
    ciLscussion of regulatory programs to control various types of on-site systems
    which have been or could be developed.
    
    Elimination of Certain Treatment - Disposal Combinations—
         For the purpose of this discussion, certain combinations of treatment-
    disposal combinations have been dismissed as being either highly improbable
    and/or undesirable.  The conventional treatment - containment and off-site
    disposal is considered to be unlikely because it is doubtful that any purpose
    would be served by conventional (septic tank) treatment of wastewater prior to
    discharge into a holding tank.  The only possible justification for treatment
    of the wastewater would be to increase the likelihood that municipal waste-
    water treatment plants would accept the pumpage from the holding tanks.  All of
    the combinations providing no treatment prior to disposal were dismissed
    because they are either highly undesirable or unlawful.
    
    Regulation of Alternative Soil Disposal Systems
    
         Since many alternative on-site systems are more complex  than the septic
    tank-soil absorption system (e.g., mounds, evapotranspiration systems, etc.)
    there are increased possibilities for error in their design and installation.
    Thus, the regulatory program must be capable of adequate plan review and in-
    stallation inspection.
    
    Suggested Regulatory Techniques—
    
         Pre-approval functions—The regulatory process should be initiated either
    by the submission of plans for review and approval or by application for a
    permit to install an alternate system.  Generally, every on-site regulatory
    program would impose either the requirement of obtaining plan approval or permit
    prior to commencing construction of any of these systems.
    

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         Inspection—Due to the sensitive nature of the  locations for on-site
    disposal systems, a mandatory on-site inspection  is  strongly recommended.  This
    inspection would be the basis upon which the administrative agent would deter-
    mine whether such a system is to be permitted for use at that location.  Since
    the agent relies upon this inspection, it is further urged that the agent,
    himself, make all the inspections.
    
         Licensing or certification of inspectors—As an alternative to the regu-
    latory agency staff making all inspections, inspections could be made by
    agents, licensed or certified by the administrative  authority.  This licensure
    or certification is necessary to assure the quality  of inspections.  Such
    assurances can only be had if the inspectors license or certification is subject
    to suspension or revocation.
    
         Education and/or licensing of installers—Due to the complex nature of some
    of these alternative disposal systems, a program  to  instruct the installers
    in the proper methods and techniques as well as the  general design bases and
    characteristics of the alternative systems, is strongly recommended.  Consider-
    ation should be given to licensing or certifying  these installers to gain more
    assurance that the systems will be correctly installed.
    
         Inspection checklists—A program to inspect  the construction of these
    systems at each critical point during construction is strongly recommended.
    It is further recommended that this inspection be performed by the regulatory
    authority itself and that a thorough checklist be developed and used for
    all such inspections.
    
         Inspection certification—If the regulatory  authority cannot perform the
    inspection, it is recommended that the delegated  agent chosen to perform such
    inspections be required to follow the same checklist and certify that the
    inspection was properly made.  If this approval is selected in lieu of actual
    inspection by the regulatory authority, the regulatory authority must then
    provide a program to educate the inspectors in the proper design, construction
    and installation techniques of the alternate systems.
    
    Suggestions Regarding Choice of Regulatory Authorities—
         As stated earlier, it is believed that in many  situations, the state is
    the best unit of government to administer a regulatory program to control
    on-site systems.  Briefly, the bases for this conclusion are that:  l) the state
    government is less subject to pressure by individual citizens to issue or
    approve an on-site system for their particular property, 2) the state either
    has more expertise or has the resources to hire staff with specialized expertise
    in on-site systems, and 3) most states generally  have the ultimate power to
    regulate any issue of state wide concern, i.e., proper application of on-site
    systems in order to protect public health and water  quality.
    
         The discussion regarding the choice of regulatory authorities which
    follows, suggests various levels of potential involvement by the state.
    In addition to regulation by the state, central management (and possibly owner-
    ship) by a local unit of government is also considered.
    

    -------
         State review of all local government programs regulating alternative
         disposal systems—It is recommended that states adopt a mandatory plan
    review of all the alternative disposal systems approved "by local units of
    government.  This state review process conducted by the appropriate state
    authority prior to construction, would prevent the use of systems on improper
    sites by countermanding local approval whenever required.   This could be
    accomplished by making the local unit of government's permit or plan approval
    subject to state level reversal within a given number of days.
    
         To insure proper and timely inspections are performed, the state could
    require proof from the local governmental units that each alternative disposal
    system was inspected.  This proof could be in the form of a statement certi-
    fying that the system was inspected during construction.  The same type of
    state level review could be imposed upon a monitoring program to assure that
    the local unit of government was properly monitoring the systems after in-
    stallation.
    
         As an alternative to individual state review of each system, it is
    suggested that the state enact a mandatory review of the local regulatory
    programs.  When a local program is found to be deficient,  the state should
    impose a state program until the locality brings its program up to standards.
    The state would have to establish minimum standards for local programs,
    including enforcement practices, staff requirements, employment practices,
    siting and installation inspection requirements, etc.  These standards could
    include design and siting requirements for on-site systems.
    
         State regulatory program for all alternative disposal systems—If state
    level plan review is not desired, the state agency could seek complete res-
    ponsibility for regulating these alternative systems.  The basis for a state
    regulatory program would be the critical health and water quality problems
    which could result if the alternative systems were improperly regulated.
    Public health and water quality are both areas of state wide concern and would
    justify the pre-emption of local governmental control, even in states having
    strong local governments.
    
         The appropriate state agency could perform some or all of the suggested
    regulatory techniques discussed above.  Recognizing the importance of
    assuring proper evaluation of the sites where these alternative systems are
    to be located, the state agency, at a minimum, would want to perform the
    on-site inspection prior to approving the installation of a system.  In
    addition, the plan review or permit process also would be performed by the
    state, since it is this process which supplies information which would be
    needed by the state to perform the on-site inspection.  Other functions such
    as inspection of the installation could be performed by this same state
    agency.  Clearly, the education and/or licensing of installers should be per-
    formed by the state.
    
         Central management of non-central systems—A central management entity,
    such as special purpose district or other quasi-governmental unit, might be
    used to perform many of the regulatory functions described above.  The
    ability of such districts to administer a regulatory program would depend
                                         D-50
    

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    both upon the enabling statutory language of the district and whether the
    local governmental units and state administrative authorities could delegate
    to or rely upon the districts to perform regulatory functions.
    
         Briefly, better regulation of these alternative disposal systems might
    be obtained because the central management entity would be able to work
    closely with those persons within its jurisdiction and could perform some or
    all of the following functions:
    
         1.  Control the siting of each alternative system;
    
         2.  Control the design of each system;
    
         3.  Supervise and inspect the construction of each system;
    
         U.  Inspect and maintain each alternative system after installation;
    
         5.  Fund and staff a program to monitor the water quality within the
             district; and
    
         6.  Repair or replace the failing systems (charging the system owner
             the cost).
    
         Alternative soil disposal system ownership—Finally, regarding regulatory
    authority, it is suggested that a unit of local government or centralized
    management entity could own all alternative soil disposal systems within its
    jurisdiction.  Ownership would provide the regulatory authority with almost
    total control.  The system would usually be located on the property of the
    individual served by the alternative system.  Therefore, an easement would be
    required to give the governmental unit permission to install, maintain, remove
    and/or replace the system.  The individual so served would be assessed the
    costs of providing these systems typically through a special assessment or
    user charge.
    
         Important regulatory advantages would be achieved because the governmental
    unit could handle the design, installation, maintenance and operation of these
    alternative systems.  As the owner, the governmental unit would have an
    incentive to assure that the systems were properly designed and installed.
    The individual, contrary to the typical situation today, would clearly have
    an incentive to report any malfunction or failure of the system since the
    system is owned by the governmental unit.  This would especially be true if
    the costs of repair or replacement were not directly assessed against the
    homeowner at the time of failure but amortized through user charges.  This
    would require that the unit of government would have the authority to own and
    operate such alternative on-site wastewater disposal systems or else enabling
    legislation would have to be sought.
    
    Case History - Wisconsin's Program to Regulate Alternative Disposal Systems—
    
         Description of the program—In June of 1975, the state agency responsible
    for the administration of on-site systems, the Wisconsin Department of Health
                                         D-51
    

    -------
    and Social Services, Bureau of Environmental Health (hereinafter DHSS or
    department) "began a two-year trial of a regulatory program which had been
    developed to control three types of alternative disposal systems—mound
    systems.  Each county was given the option of determining whether it would
    participate in this trial of the regulatory program.   Most counties
    chose to participate.
    
         The regulatory program employed many (but not all)  of the regulatory
    techniques discussed above.  Most of the pre-approval control functions were
    performed by the state (DHSS) and the post-approval control functions were
    performed by the county authority responsible for regulation of on-site sys-
    tems.  These pre-approval regulatory techniques were as  follows:
    
         1.  An individual application was required from the individual  land-
             owner for each proposed use requiring a mound system (Figure D-l),
    
         2.  The state reviewed each application,
    
         3.  An on-site inspection of the proposed location was conducted by
             either:  a) state personnel (DHSS) or, b) a soil tester certified
             by the state (DHSS), and
    
         IK  A letter of approval was sent by the state (DHSS) to the applicant
             and the county regulatory official if the proposed site was found
             to be suitable (Figure D-2).
    
         Most of the post-approval regulatory functions used were as follows:
    
         1.  County regulatory official was required to attend a state (DHSS)
             sponsored program for training regarding the inspection of  the
             alternative systems,
    
         2.  The trained county official was required to inspect each alter-
             native system during construction pursuant to a checklist provided
             by the state (DHSS) (Figure D-3),
    
         3.  The county official was required to certify that the inspection
             was properly performed,
    
         U.  This same official was required to return each checklist and the
             statement certifying that inspection was made to the state  (DHSS),
    
         5.  The state (DHSS) issued a letter to the system owner authorizing
             use of the system if the checklist and certifying statement
             appeared to be in order (Figure D-U), and
    
         6.  The county government was required to have an appropriate official
             monitor each alternative system and file with the state (DHSS) a
             status report after one year's operation.
    
         Thus, the  state performed most  of the pre-approval regulatory functions
    and  the  county and state split the post-approval regulatory functions.
    
                                         D-52
    

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               Figure D-l.  Application for Use of an Alternate System.
    
    Plb. 108
    
                   WISCONSIN DEPARTMENT OF HEALTH & SOCIAL SERVICES
                  DIVISION OF HEALTH, BUREAU OF ENVIRONMENTAL HEALTH
                                   P. 0. BOX 309
                               MADISON, WISCONSIN  53701
    
                    APPLICATION FOR THE USE OF AN ALTERNATE SYSTEM
    ft*********************************
    
    Location 	lA	lA	T   _,  H, R	E (or) W
    
    Town or Municipality 	Street Address
    Lot No. 	, Block	, Subdivision	County_
    
    Landowner' s Name:  _____________________________________________
    
    Mailing Address: 	
    I (We), the undersigned, hereby make application for permission to install an
    alternate system on the above-described premises.  I recognize that the above
    premises are not suited for the conventional septic tank-soil absorption field
    and recognize that the alternate system applied for is to be used on my proper
    ty which fails to meet the soil and site requirements of a conventional sys-
    tem.  If permission is granted, I agree to have the system installed in con-
    formance with the Division's approved plans and specifications.  If the system
    is improperly installed, I agree to modify, repair or replace it if so ordered.
    
    I further understand that the alternate system is more complex in nature than
    a conventional septic tank system and as such will require detailed inspection
    during construction and monitoring after the system is put into use.  I agree
    to permit both county officials charged with administering county sanitary
    ordinances and Division employees or other authorized persons to have access
    to the above described premises at any reasonable time for the purpose of in-
    specting the construction or monitoring of the system.  I further agree to
    either personally or by my agent contact the proper county official to arrange
    the time and date to begin construction of the system.
    
    I understand that this application does not permit me (the applicant) or my
    agent (the contractor) to begin the installation of any alternate system.
    The Division or other authorized representative will perform an onsite
    inspection of the above-described premises.  If the system is approved, the
    Division will send the applicant a Letter Authorizing the Construction of an
    Alternate System.  I agree to permit Division employees or other authorized
    persons to have access to the premises at any reasonable time for the purpose
    of making such onsite evaluation and I further agree not to begin construction
    prior to the receipt of such a letter.
                                        (continued)
    
    
                                         D-53
    

    -------
                                Figure D-l (continued)
    
                                          -2-
    
    I understand that this application does not permit me or any other person to
    discharge sewage into the alternate system, sought by this application, until
    I receive a Letter Approving the Use of an Alternate System from the Division.
    This letter will be sent by the Division after it receives, from the proper
    county officials, a checklist and statement certifying that the alternate
    system was properly constructed.  I agree not to use or permit the use of the
    alternate system prior to receiving such a letter.
    
    I recognize the limitations of the above-described premises and in consider-
    ation for the use of the alternate system applied for by this application,
    I agree to repair, modify or replace, at my expense, the alternate system if
    the county officials or the Division find the system to be malfunctioning.
    Further, I understand that the county or the Division may require that the
    alternate system be replaced with a holding tank or with a system of a more
    suitable design.  I understand and agree that if a holding tank is required, I
    will have to make arrangements satisfactory to the Division for the disposal
    of the effluent.
    
    I agree to give notice to any subsequent buyer that an application for an
    alternate system has been made and if installed, that the premises are served
    by an alternate system and further agree to give that buyer a copy of this
    application.
    
    I understand that the Division and the county do not guarantee and do not pro-
    vide a warranty (either implied or express) that the alternate system sought
    by this application will properly function.  The Division receives this
    application subject to this understanding and subject to all the conditions
    and obligations set out in this application.
                 Date                              Signature of Applicant
    
    
    STATE OF WISCONSIN)
                      )  ss.
    COUNTY OF 	)
    
    Subscribed and sworn to before me
    
    this 	day of 	, 19	•
    
    
    
    Notary Public, State of Wisconsin
    
    Ify Commission expires: 	
    

    -------
                    Figure D-2.  Alternative System Approval Letter
    
    
    To:  Property Owner
    The Bureau of Environmental Health has reviewed plans, site survey information
    and installation details covering the construction of a (new or replacement)
    	  private sewage disposal system on your property located
          (location)	
    County, Wisconsin.  The plans and installation details were prepared by
       name	  title	
    and received for approval on   date	.
    The site evaluation was conducted by name	   title
    The soil is   name and/or description	.   The soil percolation
    rate is 	.  The premises meets the soil and
    site requirements specificed for the use of Alternate System no.     which
    was developed by the University of Wisconsin Small Scale Waste Management
    Project.
    
    The proposed system will serve a single family residence containing  no.
    bedrooms.  The system has been sized in accord with the requirements set
    forth in the alternate system design criteria.  Wastes from the home will
    discharge to a 	 gallon capacity septic tank which will discharge to a
    	 gallon capacity pump chamber from which a pump having a capacity of
    	 gallons per minute against a total dynamic head of 	 feet will discharge
    through 	 inch diameter pipe to the soil absorption system.
    
    The proposed system is not in strict keeping with design criteria for private
    sewage disposal systems as established in the Wisconsin Administrative Code.
    However, certain features not specifically referred to in the "alternate designs"
    must be in accord with the regulations.  Due to the existence of site soil
    limitations it is of utmost importance that the system be installed in com-
    plete accord with the plans and installation details and the conditions of
    approval contained herein; that the appropriate vil, COA twn, city official
    conduct thorough inspections at specified times, reporting his findings to
    this Division and that the contractor not deviate from this formal approval
    and follow directions or orders issued by the appropriate local or state
    authorities.
    
    In accordance with Chapter 1^5, Wisconsin Statutes and Section H 62.2k (l),
    Wisconsin Administrative Code, approval to construct the alternate design
    private sewage disposal system is granted subject to the following conditions.
    If construction commences the Department will imply acceptance of the
    conditions.
                                       (continued)
                                            D-55
    

    -------
                                 Figure  D-2 (continued)
    
     1.   That the vil,  co,  twn,  city authority administering the  local  sanitary
         ordinance permit the installation  as  proposed.
    
     2.   That a state  septic  tank permit be obtained.
    
     3-   That a copy of the plans and installation  details  covering the proposed
         system be supplied to the appropriate local officials.
    
     k.   That construction  of the system not commence  until the appropriate
         local official is  notified and  that construction proceed on  a  schedule
         dictated by that official.
    
     5.   That the owner of  the system not commence  its use  nor permit any  other
         person or persons  to use it until  a letter approving use is  received from
         the Division.
    
     6.   That the appropriate local official be notified of the day when use  of  the
         system is to  commence.
    
     7-   That a copy of this  approval and the  approved plans and  installation
         details be kept on the  premises during and after installation.
    
     8.   That appropriate local  officials,  employees of  this Division and/or
         representatives of the  University  of  Wisconsin  Small Scale Waste  Manage-
         ment Project  be permitted to have  access to the premises at  any reasonable
         time for the  purpose of inspecting and monitoring  the system,  including
         the conducting of  any necessary bore  holes or other physical examinations
         and the collection of samples of soil or liquids.
    
     9.   That in event the  alternate design system  or  any of its  component parts
         malfunction so as  to create a health  hazard by  discharge of  partially
         treated or untreated liquid wastes onto the ground surface or  into the
         waters of the state  the owner will repair, modify  or replace at his
         expense (including the  possibility of installation of a  holding tank with
         proper disposal) the alternate  design system  with  such action  approved
         by the Division and  the appropriate local  official.
    
    10.   That any subsequent  buyer of the premises  be  given notice that an alternate
         design system is installed and  a copy of this letter of  approval  be  given
         such buyer.
    
    11.   That the alternate design system installation be made in complete accord
         with the plans and installation details; appropriate sections  of
         Chapter H 62, Wisconsin Administrative Code,  that  are not varied  from in
         the alternate design; and the conditions of approval contained herein.
    
    In granting this approval, the Division does not hold itself  liable for any
    defects in construction;  does not guarantee and further does  not  give  warranty,
    
                                        (continued)
    
    
                                         D-56
    

    -------
                                 Figure D-2  (continued)
    
    either implied or express, that the system will function adequately or indef-
    initely; nor does it hold itself liable for any damages that may result from
    the installation of the system and reserves the right, after consultation with
    the University of Wisconsin Small Scale Waste Management Project and local
    personnel, to order changes or additions should conditions arise making such
    action necessary.
    
    In case installation of the system has not actually commenced within two
    years from date, this approval is void.  After two years, therefore, new
    application must be made for approval of these or other plans and installation
    details before any construction is undertaken.
    
    By order of George H. Handy, M.D., State Health Officer.
    H.E. Wirth, P.E., Director
    Bureau of Environmental Health
    
    Skk
    cc:  University of Wisconsin                  P & S to File
         Designer                                          Owner
         County                                            Designer
         District
         Contractor if known and not designer
         File
                                         D-57
    

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          Figure D-3.  Construction Checklist for the Inspection of Alternate
                       Sewage Disposal Systems.
           Construction Inspection of Alternate  Design Sewage Disposal Systems
                    Wisconsin Department of Health & Social Services
                      Section of Plumbing & Fire Protection Systems
                                            Plan Identification No.
    Installed for
    A.  Site Investigation at onset of construction
        1.  Name of Installer
        2.  County 	Inspector                    Date 	
        3.  Package # 	
        k.  Preliminary onsite made by 	Date 	
        5.  Depth to limiting factor (50% unconsolidated rock or estimated ground
            water level) 	
        6.  Percolation rate
        7-  County installation permit number 	
        8.  Are percolation and soil boring holes evident?  Yes 	  No
        9.  Is system located in area of soil tests?  Yes 	 No 	
       10.  Is system located in area shown on state approved plans?  Yes
            No 	
       11.  Ground slope in area of system 	
       12.  Site data is correct as presented by C.S.T. and system designer?
            Yes 	  No 	
        Inspection of Construction
        1.  Disposal site plowed and properly prepared?  Yes __
        2.  Disposal site conditions wet or damp?  Wet	Damp
        3.  Type of fill material 	
        U.  Depth of fill (lf Minimum)
        5.  Is a crawler type tractor used?  Yes 	  No
            a.  Blade                  Bucket
        6.  Has site been driven on by any vehicles?  Yes 	  No
                                       (continued)
                                          D-58
    

    -------
                                 Figure D-3 (continued)
         7.  Trench width as indicated on approved plans?  Yes
         8.  Trench spacing as indicated on approved plans?  Yes
         9.  Have trench bottoms been properly leveled?  Yes 	
        10.  Trench length and number as shown on approved plans?   Yes 	 No
        11.  Distribution piping proper diameter?  Yes 	 No
        12.  Holes in distribution piping properly sized?  Yes
        13.  Holes in distribution piping properly spaced?  Yes
        1^.  Holes in distribution piping in a straight line?  Yes
        15.  Distribution holes drilled straight into piping?  Yes
        16.  Depth of gravel below distribution piping 	
        17.  Depth of gravel above distribution piping          	
        18.  Thickness of marsh hay covering 	
        19-  Permanent marker at end of each trench 	
        20.  Depth of fill over center of system               _
        21.  Depth of fill over outer trenches 	
        22.  Side slopes 	
        23.  Type of fill used above trenches 	
        2 It.  Depth of top soil 	
        25.   Seeded?  Yes 	  No
    C.   Pumping Chamber
         1.   Diameter of inlet 	
         2.   Diameter of outlet 	
         3.   Head 	
         IK   Size of pump tank 	gallons
         5.   Draw down of gallons pumped per cycle 	
         6.   Manufacturer and type of pump same as  that indicated on approved
             plans?  Yes 	  No 	
         7.   Quick disconnect provided?   Yes 	  No 	
         8.   Diameter of manhole 	
         9.   Height of manhole above finished grade _________________
        10.   Diameter of vent
        11.   Height of vent  above finished grade
        12.   Pump tank located as  shown on approved plans?   Yes  	  No
                                        (continued)
                                          D-59
    

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                                 Figure D-3 (continued)
    D.  Septic Tank
    
        1.  Properly installed?  Yes 	  No 	
    COMMENTS
          I, the undersigned, hereby certify that the questions were answered
          on the basis of my personal inspection or knowledge of the construction
          of this alternate system and further that all data and answers recorded
          on this form are correct and to the best of my knowledge and belief.
    
          Name : 	Signature : 	
    
          Title:
          WE HAVE INCLUDED WO COPIES OF THIS FORM FOR COMPLETION BY YOUR OFFICE.
          WHEN INSPECTION OF CONSTRUCTION IS COMPLETE, ONE COMPLETED FORM SHALL
          BE RETURNED TO THIS OFFICE WITHIN TEN (10) DAYS AFTER YOUR FINAL
          INSPECTION OF THIS ALTERNATE SYSTEM.
          Date received by Section of Plumbing & Fire Protection Systems
                                         D-60
    

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                     Figure D-U.  Letter of Approval for System Use
    To:  owner
    Re:  Approval for use of an alternate system
    The Division has received from the county official responsible for enforcement
    of the sanitary ordinances in your county both a checklist and a statement
    certifying that the above described alternate system was inspected during con-
    struction.  The Division has reviewed both documents and is satisfied that the
    above described alternate system was properly constructed.
    
    The alternate system owner is reminded that this alternate system was necessary
    because of the unsuitability of the above described premises for a conventional
    septic tank-soil absorption field system.  Due to the soil and site limitations
    of land like yours, alternate systems were developed to provide adequate treat-
    ment and safe disposal of wastewater.  However, the Division does not guarantee
    and further, does not give a warranty (either implied or express) that your
    alternate system will function properly for any given period of time. Both when
    you applied for an alternate system and when you received a letter authorizing
    the construction of an alternate system, you agreed to accept the responsibility
    to repair or replace the above described alternate system if county officials
    or the Division find it to be malfunctioning.  As the owner of this alternate
    system, you have further agreed that any repairs or replacement will be
    totally at your own expense with no recourse to the county or the Division for
    any part of the costs.
    
    The alternate system may be used if the owner agrees to the following conditions:
    
    1.  That the system owner must permit both the county officials entrusted with
        the enforcement of county sanitary ordinances and employees of the Division
        or other authorized persons to have access to the above described premises
        at any reasonable time for the purpose of monitoring the alternate system;
    
    2.  That the system owner agrees to repair, modify or replace at his expense
        the above described alternate system if the county official or the Division
        finds the system to be malfunctioning.  Any modification to or replacement
        of the alternate system must be acceptable to the Division;
    
    3.  That the owner agrees to give notice to the proper county officials  and
        to the Division prior to beginning use of this alternate system;
    
    it.  That the owner agrees to inform any subsequent buyer that an alternate
        system has been installed by giving the buyer a copy of this letter, and
        a copy of the plans and specifications of the alternate system.
    
                                         (continued)
    
                                          D-6l
    

    -------
                                 Figure D-l* (continued)
    
    By beginning to use this alternate system, the owner agrees to accept and
    to comply with all of the conditions set forth above.  The Division will
    imply acceptance of these conditions if the owner begins use of this alternate
    system.
    
    Sincerely,
    James A. Sargent
    Chief
    
    JAS:skk
    cc:  District
         County ZA
         University of Wisconsin
                                         D-62
    

    -------
    Regulation of Surface Disposal Systems
    
         The systems under consideration in this section are classified as alter-
    native treatment - alternative disposal systems.  While a vide range of alter-
    native treatment methods are envisioned, only one type of alternative disposal
    is considered - surface discharge.  It is both the alternative treatment
    methods as well as surface discharge which mandate a regulatory program more
    stringent than that used for conventional systems.  This type of system
    differs  from the other alternative disposal systems because of the discharge
    to a watercourse.  Systems which rely on the soil for final disposal are seen
    as posing much less of an immediate threat if their respective treatment com-
    ponents fail.  The lack of soil disposal, however, requires total reliance
    upon a properly functioning treatment component.  Increased regulatory demands
    also are imposed because the treatment componentsrequire relatively more fre-
    quent maintenance when compared to the conventional septic tank.  Thus the
    regulatory mechanism must be capable of meeting this increased responsibility.
    In addition, an institutional/regulatory mechanism must be available to monitor
    the discharge to assure that the on-site system is providing treatment suffi-
    cient to protect public health and water quality.
    
    Unique Regulatory Aspects—
         Of all the on-site systems, there are certain regulatory aspects which
    are unique to surface water discharge systems.  Tliese aspects are briefly
    noted below.
    
         Applicable federal requirements—Unlike the other methods of on-site
    treatment and/or disposal, this method is regulated by federal law (PL 92-500).
    Any discharge to surface waters will have to comply with the federal require-
    ments and state water quality standards adopted pursuant to PL 92-500.  With
    perhaps some modification, an existing federal-state regulatory program would
    be used to control these systems.
    
         Different state agencies involved—In many states there exists a dicho-
    tomy in regulation of sewerage.  On-site systems are traditionally regulated
    by one state agency (typically that agency responsible for public health)
    while a different agency is responsible for water quality protection.  However,
    since surface water discharging systems pose such a potential threat to water
    quality and public health, both state agencies may regulate these systems.
    The regulatory programs of two state agencies may pose some difficulties if
    their requirements may conflict.  In any event, coordination between the two
    regulatory agencies will be necessary.
    
    Federal Requirements Regulating Discharges to Water—
         Off-lot discharging systems are regulated by the Federal Water Pollution
    Control Act Amendments of 1972, Section ^02.  Under this act the discharge
    of any pollutant into the nation's waters without a permit is unlawful.
    The permitting process (National Pollutant Discharge Elimination System -
    NPDES) is the keystone of the strategy for improving the quality of the nation's
    waters.  A permit cannot be issued by the state water quality agency if the
    proposed discharge will violate any other provisions of the Act.  Via this
    regulatory technique, the Act imposes upon all dischargers the requirement to
                                          D-63
    

    -------
    meet effluent limitations, attain water quality related effluent limitations,
    meet water quality standards of the receiving waters, and meet total maximum
    daily load restrictions, if any.
    
         The impact of this Act upon off-lot discharging systems for small flows
    is the same as upon any other discharger with the exception that some of the
    administrative requirements might be more burdensome to individual system
    owners.
    
         To obtain a discharge permit, the proposed system would have to comply
    with all the provisions of the Act.  Of primary importance is the effluent
    limitations.  Other water quality requirements are all related to the water
    quality of the receiving waters.  Therefore, until the receiving waters are
    identified, it is quite difficult to discuss the impact that these requirements
    would have.
    
         The permit system and effluent limitations are discussed below.  For
    illustrative purposes, a discussion of the Wisconsin NPDES permits and efflu-
    ent limitations program is provided.
    
         Pollutant discharge elimination permits—While this act granted the USEPA
    administrator the authority to issue discharge permits, it was clearly the
    intention of Congress that each state would be delegated authority to adopt
    and administer a permit program.  Most states have undertaken such a permit
    program and, in most instances, additional state enabling legislation was
    required.  For example, in Wisconsin, the state legislature enacted ch. 1^7,
    Wis. Stats, since the Department of Natural Resources lacked the necessary
    authority.
    
         Regardless of whether the permit program is administered by a regulatory
    agency of the state or by the USEPA, the permit program imposes the same
    minimum requirements on point source dischargers of pollutants.  Prior to
    approval of any state program, the appropriate USEPA regional administrator
    must determine that the designated state agency has adequate authority to
    administer a permit program which meets minimum standards.
    
         A permit is required for the point source discharge of any pollutant
    or combination of pollutants, and can only be issued if the discharge will
    not violate the other provisions of the act.  This means that surface water
    discharging systems would have to meet effluent limitations.  If these
    systems are classified as publicly owned treatment works, they would have
    to meet effluent limitations based upon secondary treatment by July 1, 1977
    (or any more stringent limitations necessary to meet water quality standards
    or other state and federal requirements).  By July 1, 1983, publically owned
    treatment works are required to apply the best practicable waste treatment
    technology in order to obtain a discharge permit.  The federal construction
    grant program is aimed at assisting publically owned treatment works to meet
    these objectives.  If these systems are not publically owned treatment works,
    however, they must meet the effluent limitations of best available control
    technology by July 1, 1983  (Section 301, P.L. 92-500).
                                          D-6U
    

    -------
         Both the discharges from publically owned treatment works and all other
    point source discharges may be further limited if the discharge would inter-
    fere with the attainment of specific water quality goals.  In addition, permits
    may only be issued if the discharge will meet all the applicable standards
    of performance including maximum daily loads and toxic or pre-treatment efflu-
    ent limitations.
    
         The discharge permit program outlined in P.L. 92-500 specifies that a
    permit is required for on-site systems with surface water discharge and
    indicates that effluent limitations and other standards to be applied should
    not vary from state to state.  Thus, the effect of the discharge permit pro-
    gram upon the development and regulation of on-site systems with surface
    water discharge should be uniform throughout the nation.  Since P.L. 92-500
    imposes only minimum requirements, a state could impose either more stringent
    effluent limitations or extend the scope of the discharges to cover land
    disposal.
    
         The discharge permit program of a particular state should be examined
    to determine if it contains requirements in addition to those imposed by
    P.L. 92-500.  In the discussion of Wisconsin's discharge permit program, it
    will be noted that groundwater quality protection is included within the
    permit program jurisdiction.
    
         Wisconsin's jpollutant discharge elimination system—Pursuant to P.L.
    92-500, the Wisconsin legislature enacted ch.lU7, Wis. Stats, to grant the
    DWR the needed authority to establish an approved pollutant discharge permit
    program (Sec. lVf.01 (2), 1973).
    
         Sec. 1^7-02 made the discharge of any pollutant into any waters of
    the state (surface and ground waters) unlawful unless such discharge is
    done under a permit issued by the department.  No permits may be issued unless
    all applicable standards and effluent limitations are met.  Sec. 1^7.025
    mandated that within 180 days after enactment, every owner of any existing
    point source discharging pollutante into the waters of the state must apply
    for a permit.  Also, every owner of a new point source wishing to commence
    discharging must apply for a permit at least l80 days prior to the date on
    which discharge is to commence.
    
         On-site wastewater systems which propose to discharge any effluent into
    the surface waters of the state, therefore, would require a discharge permit.
    Further, due to the all encompassing definition of water, any on-site system
    discharging to a land disposal system could also be required to obtain a
    permit.  However, the department has chosen not to exercise its statutory
    authority over on-site systems using land disposal.  According to the rules
    adopted by the department, the discharge of domestic sewage to disposal
    system such as to septic tanks and drain fields is exempted.
    
         By necessity, Wisconsin's discharge permit program parallels the under-
    lying federal program since it separates publically owned treatment works
    from all other categories of point source discharges.  The same effluent
    limitations are imposed upon each category by the Wisconsin programs as does
    the federal program.  Similarly, the Wisconsin program prohibits the
    
    
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    issuance of a permit unless the discharger meets all applicable performance,
    effluent, and water quality related standards, as well as
    total maximum daily loads (Sec. 1U7.02 (3) Wis. Stats., 1973).   In summary,
    the Wisconsin program requires a permit for the lawful surface  discharge
    of effluent from an on-site system which is issued only for surface discharg-
    ing systems meeting the effluent limitations and other applicable standards.
    
    Additional Possible State Regulatory Techniques—
         Some regulatory techniques exist in other states which might apply
    to off-lot discharging systems.  Two commonly used regulatory techniques
    are discussed below in regard to their impact or applicability  to individual
    off-lot discharging systems.  While not every state currently employs each
    of these, the techniques have been basic to the regulation of publically
    owned treatment works and may apply to small wastewater flow systems, as well.
    Wisconsin1s program is used as an illustration to aid in determining whether
    these regulatory techniques should be applied to small wastewater flow systems.
    
         Plan approval—Most states and some local units of government require
    the owner of a wastewater facility to submit plans prior to construction of
    the proposed system.  Typically, this plan review is performed  by the state
    agency having responsibility for water quality protection.  Publically owned
    treatment works usually receive 75 percent federally of the costs of con-
    struction through federal construction grants.  Therefore, the  state's plan
    review is done in compliance with federal regulations followed  by a review by
    the appropriate EPA regional office.  Plan review and approval  by the state
    agency and EPA regional office is certain to be a requirement to be imposed
    on on-site systems where federal construction assistance is sought.
    
         Depending on ownership, on-site systems proposing surface  water discharge
    may be eligible for federal construction grants and thus, be reviewed under
    the federal grants procedure.  For those facilities not eligible for federal
    assistance, the state or local governmental unit may or may not have a plan
    review and approval process which would apply to these systems.  The "non-
    federal grants" portion of any state's plan review and approval requirements
    must be examined to determine whether on-site systems are included within the
    definition of the systems which are required to obtain plan approval.  Typi-
    cally, these state statutes or department rules may require review and
    approval of the plans for a proposed "wastewater treatment works or facility."
    There is no uniform state approach to consideration of proposed individual
    on-site systems with surface water discharge as a "works or facility"
    requiring plan review.
    
         A potential problem may arise in states where individual on-site-surface
    water discharging systems have not been used previously.  This occurs because
    they are very similar to the conventional wastewater treatment facility in
    that they discharge to the surface waters.  Thus, the state agency which has
    the responsibility for regulation of sewerage facilities must determine whether
    on-site-surface water discharging systems are to be regulated as conventional
    sewerage facilities.  If the agency determines that the systems are under
    its jurisdiction, then the agency must impose its requirements upon the
    on-site systems.  However, the outcome of this decision may not be critical
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    because individual surface discharging systems not characterized as treatment
    works (and, thus not regulated "by the agency responsible for sewerage systems)
    are probably regulated by the state and/or local agency which regulates
    individual on-site systems.  With regulation practically assured, the only
    question is what form the regulation will take.
    
         Wisconsin statutes and administrative rules are examined as an illus-
    tration of on-site-surfacing discharge systems characterized as sewerage
    facilities subject to the plan review and approval.  State statutes (Sec.
    lUk.Oh Wis. Stats., 1973) require that every owner file a certified copy of
    the complete plans of the proposed "system or plant" or extension thereof
    and other information concerning maintenance, operation and other details as
    may be required by the Department of Natural Resources (DNR), the state agency
    primarily responsible for water quality.   The DNR has 90 days to approve,
    conditionally approve or reject the plans.  An owner who fails to comply with
    this requirement before installing a system or plant would be subject to a
    fine of from $10 to $5,000.  Each day of continuing violation constitutes a
    separate offense (Sec. lMt.57 Wis.  Stats., 1973).
    
         The phrase "system or plant" is defined by statute to include "water
    and sewerage systems and sewerage and refuse disposal plants" (Sec. 1^.01 (6)
    Wis. Stats., 1973).  The term "sewerage system" is also defined by statute
    to mean (Sec. lUf.Ol (5) Wis. Stats.., 1973):
    
              ". .  .all structures, conduits and pipe lines by which
              sewage is collected and disposed of, except plumbing
              inside and in connection with buildings served, and
              service pipes from building to street main."
    
         It is clear that any type of on-site treatment and disposal wastewater
    system could be included within the definition of "system or plant."  Thus,
    the requirements of plan submission and department review and approval would
    apply to these surface discharging on-site systems.  Current practice at the
    department, however, does not require the submission of plans, departmental
    review or approval for a single on-site system using soil disposal of the
    effluent, regardless of the number of persons served by the system, although
    the department has just recently imposed the plan review and approval require-
    ment upon a community system consisting of individual septic tanks - small
    diameter gravity sewer pipe discharging into common soil disposal fields.
    It may be inferred that if an on-site system were proposed to serve a single
    family by treating and then discharging effluent to the surface waters of
    the state, the department might impose the plan review and approval require-
    ment.
    
         The requirement that owners of each on-site-surface water discharging
    system submit plans and delay construction of the system until receiving
    departmental approval may impose increased costs upon the owner.  First,
    the direct cost of plan preparation may increase.  In Wisconsin, conventional
    on-site systems serving one or two family residences must comply only with
    a minimum state standard and are not required to obtain any plan approval
    from the state agency (Department of Health and Social Services - DHSS)
    which regulates all conventional on-site systems.
    
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         Other less direct costs may be incurred during the plan review process,
    which may take as long as 90 days.   Thus, the owner would either have to
    submit plans well in advance of his construction date or subject himself to
    the risks of construction delays with all of the attendant costs.
    
         In conclusion, surface water discharging systems in Wisconsin easily
    could be characterized as a "sewerage system" and thereby be subject to plan
    review and approval by the state water quality agency.  Regardless of this
    characterization, the owner of the proposed system would still be required to
    comply with all local regulatory procedures as well as any that might be
    imposed by the Wisconsin Department of Health and Social Services.
    
         Certification of sewerage treatment plant operators—Most states and
    some local units of government have a program to examine and certify sewerage
    treatment plant operators.  Typically, those states which have such a program
    require that only certified operators may be employed to operate certain
    types of treatment facilities.  This requirement is just as important as the
    certification program since, without this requirement, many owners of treat-
    ment facilities probably would not employ state certified operators because a
    premium might have to be paid to obtain them.  Therefore, to assure trained
    certified operators are employed, a state program should consist of both the
    certification process and the requirement that only certified operators may
    operate sewerage facilities within the state.
    
         The desired goal of any certification program is to have qualified oper-
    ators operating all of the treatment facilities within each state.  This
    certification procedure is to assure the capability of the wastewater facility
    operators.  Although other devices or techniques could be used to'assure the
    availability of qualified operators, this certification program is perhaps
    the easiest to administer.
    
         The certification program, or other techniques or devices to accomplish
    this goal, can be effectively implemented by including the use of a certi-
    fied operator as a condition of the discharge permit.  This approach may
    require enabling legislation in some states.  Further, those states which
    require plan approval may also make their approval conditional upon the
    assurance that only certified operators will operate the treatment facility.
    
         While it is clear that the treatment works serving large metropolitan
    areas should be operated only by qualified operators, the issue becomes
    less clear as the communities served decrease in size.  That is, will the
    state agency responsible for administering the certification program deter-
    mine that on-site systems employing surface water discharge, but serving only
    small populations, such as a single family, require a certified operator.
    This determination should depend on a thoughtful consideration of the
    characteristics of each on-site system.  After review, the appropriate state
    agency could determine whether a certified operator would be required.
    This requirement would be imposed for one or more of the following reasons:
    
         1.  The system is sensitive and easily upset requiring close
             monitoring.
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         2.  The system is complex, or
    
         3.  The system is likely to pose a threat to public health or vater
             quality.
    
         While this list of reasons is by no means complete, it is offered to aid
    in the judgement of whether a state will require a certified operator for
    various types of on-site systems.  This is a question of how the on-site sys-
    tem will be viewed.  If viewed as being analogous to a municipal treatment
    facility, the state will likely require a certified operator.  Because of
    public health and water quality concerns, it is anticipated that on-site
    systems which propose surface water discharge also will be required to have
    a certified operator.  It is necessary to examine the relevant statutes,
    rules and guidelines in the state of interest to determine whether that state
    has a certified operator program and whether the requirement includes on-site
    systems.
    
         Because of the varying complexity of treatment facilities, it would be
    expected that states would classify the facilities in order of complexity.
    Certification of operators should reflect these classes.  For example, it
    would be unnecessary for the operator of a small stabilization lagoon to be
    qualified to operate a large metropolitan activated sludge treatment plant.
    It is anticipated that most states which have a certification program have
    also defined classes of treatment facilities with appropriate minimum levels
    of training, education (degree) and operating experience for the operators of
    each treatment facility class.
    
         If included under a state operator certification program, on-site systems
    including those with surface discharge, probably would be classified in the
    least complex class of treatment facilities.  The amount of training, edu-
    cation and operating experiences which the opeartor would be required to
    have therefore, would be the least demanding of the levels required for certi-
    fication.  However, it is not known whether the requirement for a certified
    operator of on-site systems will pose an unreasonable burden for the system
    owner.  Of course, the owner could become certified to operate his own
    on-site system, assuming that he could meet the basic minimum requirements
    for certification.
    
         Wisconsin Statutes require that all treatment facilities be operated
    by certified operators.  Pursuant to this requirement, administrative rules
    were adopted to classify both treatment facilities and corresponding opera-
    tors .  The statutes provide that the Department of Natural Resources shall
    establish an examination program for the certification of sewage ^treatment
    plant operators and impose a deadline after which no person shall operate
    a sewage treatment plant unless he is certified (Sec. l^U.025 (2)(l) Wis.
    Stats., 1973).  According to the administrative rules adopted pursuant to
    this statute, a sewage treatment plant is defined as (Sec. NR llU.02 (3),
    Wis. Admin. Code, 1971):
    
              "... any facility or group of units provided for the treat-
              ment of sanitary sewage and/or industrial waste."
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    The definition specifically excludes septic tank and soil disposal systems:
    By implication, other on-site systems, especially those with surface water
    discharge, are included and are subject to the certified operator requirement.
    
         A further examination of these rules shows that the Department has
    classified sewage treatment plants based on one of two criteria:   flow or
    complexity of the process employed by the plant.  Individual domestic on-site
    systems are not included either under the lowest flow (.1 MGD) criterion nor
    the complexity criterion.  However, an additional classification, Class IV
    which includes "All other plants which treat sanitary sewage," would include
    on-site systems (Sec. NR lllt.08 (l)(d) Wis. Admin. Code, 1973).  These rules
    establish 5 grades of sewage treatment plant operators and require that an
    individual to become certified in any grade must meet one of the  combination
    of educational and experience requirements and pass the appropriate examination
    (Sec. NR lilt.09 (l) Wis. Admin. Code, 1973).  The rules also provide that
    anyone holding a grade I, II, III or IV certificate may operate a class IV
    sewage treatment plant (the probable class for on-site-surface discharge
    systems).  Thus, a grade IV operator would be able to operate on-site systems.
    The rules define grade IV experience requirements to be (Sec. NR  11^.09 (d)
    Wis. Admin. Code, 1973):
    
              "Completion of special course of training in sewage treatment
              and demonstration of aptitude in operation of sewage treatment
              works."
    
    These special courses are offered one or more times per year and might be one
    to two weeks in length.
    
    Suggested Regulatory Techniques—
         Since each on-site surface water discharge probably will have to comply
    with federal (PL 92-500) and state water quality standards, the regulation
    of these systems should be assured.  As discussed previously, each discharge
    will be required to obtain a pollutant discharge permit (NPDES) and meet
    federally set discharge standards (currently secondary treatment requirements).
    Also, the federal requirements include monitoring and reporting minimums
    which must be met by each permittee.  Therefore, the regulatory program for
    this category of treatment-disposal will be largely determined by the federal
    requirements under P.L. 92-500.  However, the state or local regulatory
    agency may employ additional regulatory techniques as suggested below.
    
         Certified treatment plant operators—The requirement that certified
    operators be employed to operate and maintain on-site surface water discharg-
    ing wastewater systems already may be imposed by state law or local government
    ordinance.  If not, it is recommended that consideration be given to imposing
    such a requirement.  It is felt that certification of treatment plant opera-
    tors would provide a regulatory technique which could significantly strengthen
    the existing federal-state regulatory program.
    
         Typically, one or more agencies of state government will have the
    responsibility for regulating these surface discharge systems.  Therefore, it
    is recommended that certification be imposed at the state level.   The exact
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    mechanisms and the designation of the appropriate state agency are not
    considered here.  However, the program must be rigorous enough  to guarantee
    that only properly trained operators would be certified.  If certified
    operators are required, the state agency which regulates on-site systems
    should gain increased assurance that the systems will be adequately operated.
    
         While it might appear that requiring a certified operator would be burden-
    some for the system owner, there are several methods which could reduce this
    burden.
    
         In those states which require a certified operator for some or all types
    of on-site systems (especially surface water discharge), some certified
    operators will contract their services to system owners.  Since the operation
    of these individual systems is not time intensive, the certified operator
    could service many systems.  Depending upon the size of the market in any
    given locale, one or more certified operators might be able to earn an ade-
    quate income by supplying such services.
    
         Alternatively, it is possible for several system owners to hire a single
    certified operator to operate all of their systems.  This approach could
    be undertaken either through an informal agreement between owners, or through
    the special district approach.
    
         Plan review by state or local government—The extensive plan review
    required for public treatment works may be applicable to on-site systems using
    surface water discharge.  However, most regulatory programs which control
    the conventional on-site system contain a plan review requirement, albeit
    somewhat rudimentary when compared to the requirements of public treatment
    works.  It is recommended that the regulatory program contain adequate author-
    ity to require the potential on-site system owner to submit detailed plans
    for review.  In most Jurisdictions, this requirement already exists or the
    rules and regulations can be easily modified to require expanded reviey when
    surface water discharge is sought.
    
         Note that adequate plan review will be obtained via the facilities
    planning or procedures imposed by P.L. 92-500 whenever the proposed treatment
    work is to receive a federal construction grant.  Although on-site systems
    are grant eligible, it is recognized that state funding lists generally
    assign low priority to small projects.  Rather than waiting several years
    until funds are available, some owners may decide to proceed without federal
    assistance.  In such cases, relying on the grant review process alone will
    be an insufficient control.
    
         Central management of non-central systems—Adequate operation and main-
    tenance of these alternative treatment-surface discharge systems could be
    provided by a central management entity such as a general or special purpose
    unit of government.  It is strongly recommended that states and/or local
    units of government, impose, before granting approval to the use of on-site
    surface water discharging systems, the requirement that the systems are to
    be operated and maintained (and perhaps also owned) by a central management
    entity.
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         Governmental ownership—Where permitted by state constitution or
    statutes, ownership by the state or local units of government provides the
    best assurance of proper operation and maintenance of these alternative
    treatment-surface discharge systems.  Other advantages were discussed prev-
    iously and will not be repeated here.
    LAND USE IMPLICATIONS OF ALTERNATIVE ON-SITE WASTEWATER DISPOSAL SYSTEMS
    
         In many areas of the country, planners have relied upon two related facts
    concerning wastewater service in planning ex-urban and other low density
    areas.  The first of these is the unsuitability of some soils within their
    jurisdiction for conventional septic tank systems.  The second fact is that
    public sewerage systems are too expensive, in many cases, for less densely
    populated areas.  Unfortunately, in areas unsuitable for septic tank systems,
    the only other alternative usually considered is a public central sewer system.
    However, expense frequently rules out its use, discouraging development of the
    area.  New technology, either in the form of alternative disposal systems or
    more cost effective methods of public sewerage could make development of
    these areas more practical.  Communities which previously discouraged develop-
    ment in areas where septic tank systems were not feasible, may want to
    reevaluate their land use plans and regulations.
    
    Alternative Disposal Systems — Case Studies of Potential Impact
    
         The alternative disposal systems discussed in the body of this report
    provide methods for safe treatment and disposal of small wastewater flows on
    sites previously considered unsuitable.  Specifically, mound disposal systems
    for very slowly permeable soils and for permeable soils over shallow creviced
    or porous bedrock have already been developed.  Work continues on the develop-
    ment of alternative disposal systems which are not dependent on soil or site
    conditions, i.e., surface water discharging systems.
    
         The implications of these existing and potential alternatives pose for
    land use is obvious, especially when one considers that an estimated 68 per-
    cent of the United States has been judged to be unsuitable for the conven-
    tional septic tank system (Wenk, 1971).
    
         Of course, the unstated premise here is that sanitary ordinances and
    subdivision regulations are sufficiently enforced to curtail or prohibit
    the installation of conventional septic tank systems on unsuitable sites.
    Strict enforcement of septic tank system siting requirements is often the
    exception rather than the rule in many areas, however.
    
         Two case studies suggest that the development of alternate systems could
    have considerable impact, especially in those areas where development with
    septic tank systems is prevented because of unsuitable soils (Amato and
    Goehring, 197^; Water Resources Management Workshop, 1973).  The alternate
    systems are designed to provide safe, effective disposal of domestic
    wastewater for  certain areas that had been unsuited for septic tank systems.
    Thus, such systems are available for use in any area which meets the reduced
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    site and soil requirements imposed by the alternatives.   With this environ-
    mental limitation removed, only other land use controls, if any, will limit
    the developability of that area.
    
         Obviously, the potential impact on a given governmental unit increases
    as the amount of previously unsuitable land becomes developable through the
    use of alternate systems.  Those governmental units relying on septic system
    siting criteria should be aware of the development of new alternate methods
    of wastewater disposal.  Those areas which have restricted development based
    on the unsuitability of lands for conventional systems may need to adopt more
    sophisticated land use plan and control systems.  The development of environ-
    mental resource data should be a top priority assignment of planning commissions
    so they will be in a better position to advise local officials concerning land
    use decisions.
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                                     APPENDIX E
    
                                      GLOSSARY
    
    A horizon:  An horizon formed at or near the surface, but within the
         mineral soil, having properties that reflect the influence of
         accumulating organic matter or eluviation, alone or in combination.
    
    AB horizon:  A transitional horizon between the A and B horizons, having
         features of the A horizon in its upper part and features of the B
         horizon in its lower part, but without a clearly defined point to
         indicate where these features separate.
    
    absorption:  The process by which one substance is taken into and included
         within another substance, as the absorption of water by soil or
         nutrients by plants.
    
    activated sludge:  Sludge floe produced in raw or settled wastewater by
         the growth of zoogleal bacteria and other organisms in the presence
         of dissolved oxygen and accumulated in sufficient concentration by
         returning floe previously formed.
    
    activated sludge process:  A biological wastewater treatment process in
         which a mixture of wastewater and activated sludge is agitated and
         aerated.  The activated sludge is subsequently separated from the
         treated wastewater (mixed liquor) by sedimentation and wasted or
         returned to the process as needed.
    
    adsorption:  The increased concentration of molecules or ions at a surface,
         including exchangeable cations and anions on soil particles.
    
    aeration:  The bringing about of intimate contact between air and a liquid
         by one of the following methods:  spraying the liquid in the air; or
         by agitation of the liquid to promote absorption of air.
    
    aeration tank:  A tank in which sludge, wastewater, or other liquid is
         aerated.
    
    aerobic:  (1) Having molecular oxygen as a part of the environment.
         (2) Growing or occurring only in the presence of molecular oxygen, as
         aerobic organisms.
    
    aerobic bacteria:  Bacteria that require free elemental oxygen for their
         growth.
                                        E-l
    

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    agar:  A polysaccharide obtained from various species of seaweeds, used
         to gel materials (especially microbiological media).  It cannot be
         broken down by most bacteria.
    
    aggregate, soil:  A group of soil particles cohering so as to behave
         mechanically as a unit.
    
    aggregation:  The act or process of forming aggregates, or the state of
         being aggregated.
    
    air-dry:  The state of dryness of a soil at equilibrium with the moisture
         contained in the surrounding atmosphere.
    
    Alfisol:  An order of soils having a B2 horizon high in crystalline clay
         and a moderately high level of exchangeable bases.  These soils
         usually occur in the climatic range associated with scrub to well-
         developed deciduous forests.
    
    Alluvial soil:  (1) A soil developing from recently deposited alluvium
         and exhibiting essentially no horizon development.  (2) A great soil
         group of the azonal order.
    
    alluvium:  Sediment deposited on land from streams.
    
    alternative disposal:  Any disposal method other than conventional subsurface
         soil disposal.
    
    alternative treatment:  Any treatment method other than conventional
         septic tank treatment.
    
    ameba, p. amebae:  A unicellular organism with an indefinite changeable form.
         Also spelled amoeba.
    
    amino acid:  An organic compound containing both a carboxyl (COOH) and an
         amino  £—NH2) group, bonded to the same carbon atom.  The 20 amino acids
         which are the subunits of proteins vary in the structure of their side
         chains.
    
    ammonification:  The biochemical process whereby ammoniacal nitrogen is
         released from nitrogen-containing organic compounds.
    
    anaerobic:  (1) The absence of molecular oxygen.  (2) Growing in the absence
         of molecular oxygen (such as anaerobic bacteria).
    
    anaerobic bacteria:  Bacteria that grow only in the absence of free
         elemental oxygen.
    
    anaerobic contact process:  An anaerobic waste treatment process in which
         the microorganisms responsible for waste stabilization are removed
         from the treated effluent stream by sedimentation or other means and
         held in or returned to the process to enhance the rate of treatment.
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    anaerobic digestion:  the degradation of organic matter brought about
         through the action of microorganisms in the absence of element oxygen.
    
    anaerobic respiration:  The metabolic process in which electrons are trans-
         ferred from one compound to an inorganic acceptor molecule other than
         oxygen.  The most common acceptor molecules are carbonate, sulfate,
         and nitrate.
    
    anaerobic waste treatment:  waste stabilization brought about through the
         action of microorganisms in the absence of air or elemental oxygen.
         Usually refers to waste treatment by methane fermentation.
    
    antibiotic:  A chemical substance produced by certain molds and bacteria
         which inhibits the growth or kills other microorganisms.  Some
         antibiotics can now be synthesized chemically and others can be altered
         by chemical methods so as to enhance their usefulness.
    
    antibody:  Protein produced by the body in response to the presence of an
         antigen; can combine specifically with that antigen.
    
    antigen:  A substance that can incite the production of specific antibodies
         and can combine with those antibodies.
    
    attenuated:  Modified so as to be incapable of causing disease under ordin-
         ary circumstances.
    
    autoclave:  A device employing steam under pressure and used for sterilizing
         materials stable to heat and moisture.
    
    autotroph:  An organism that can utilize CC^ as its main source of carbon.
    
    autotrophic:  Capable of utilizing carbon dioxide or carbonates as the sole
         source of carbon and obtaining energy for the reduction of carbon and
         biosynthetic processes from radiant energy (photoautotroph) or oxida-
         tion of inorganic substances (chemoautotroph).
    
    B horizon:  An horizon immediately beneath the A horizon characterized by
         a higher colloid (clay or humus) content, or by a darker or brighter
         color than the soil immediately above or below, the color usually
         being associated with the colloidal materials.  The colloids may be
         of illuvial origin, as clay or humus, they may have been formed in
         place (clays, including sesquioxides), or they may have been derived
         from a texturally layered parent material.
    
    backwashing:  the operation of cleaning a filter by reversing the flow of
         liquid through it and washing out matter previously captured in it.
         Filters would include true filters such as sand and diatomaceous-earth
         types but not other treatment units such as trickling filters.
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    bacteria:  Primitive plants, generally free of pigment, which reproduce
         by dividing in one, two or three planes.  They occur as single cells,
         groups, chains or filaments, and do not require light for their life
         processes.  They may be grown by special culturing out of their
         native habitat.
    
            aerobic:  Bacteria which require free (elementary) oxygen for
            their growth.
    
            anaerobic:  Bacteria which grow in the absence of free oxygen
            and derive oxygen from breaking down complex substances.
    
    bacteriophage:  A virus that infects bacteria; often abbreviated "phage."
    
    bar:  A unit of pressure equal to one million dynes per square centimeter,
         which is nearly equal to the standard atmosphere.
    
    base-saturation percentage:  The extent to which the adsorption complex of
         a soil is saturated with exchangeable cations other than hydrogen
         or aluminum.  It is expressed as a percentage of the total cation-
         exchange capacity.
    
    bedrock:  The solid rock underlying soils and the regolith at depths
         ranging from zero (where exposed by erosion) to several hundred feet.
    
    biochemical oxygen demand (BOD):  The amount of oxygen required to maintain
         aerobic conditions during decomposition.
    
    biomass:  The total mass of living organisms in a given volume (for
         example, in seawater it is the total mass of living organisms per
         liter).  The total weight of all organisms in any particular environ-
         ment .
    
    black water:  Liquid and solid human body waste and the carriage waters
         generated through toilet usage.
    
    bulk density, soil:  The mass of dry soil per unit bulk volume.  The bulk
         volume is determined before drying to constant weight at 105° C.
    
    C horizon:  Horizon that normally lies beneath the B horizon but may lie
         beneath the A horizon where the only significant change caused by soil
         development is an increase in organic matter, which produces an A
         horizon.  In concept, the C horizon is unaltered or slightly altered
         parent material.
    
    calcareous soil:  Soil containing sufficient calcium carbonate (often with
         magnesium carbonate) to effervesce visibly when treated with cold
         C.1N hydrochloric acid.
    
    capillary attraction:  A liquid's movement over or retention by a solid
         surface due to the interaction of adhesive and cohesive forces.
    

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    capillary fringe:   A zone just above the water table that is maintained in
         an essentially saturated state by capillary forces of lift.
    
    carbohydrate:  An organic compound consisting of many hydroxyl (—OH) groups
         and containing either a ketone    0    or aldehyde    0     group.
                                           il  )                II
                                        (—C—'             (—C—H)
         Examples include sugars, cellulose, glycogen, starch.
    
    carrier:  An individual who has pathogenic microbes in or on his  or her body
         without showing any signs of illness.  The carrier state occurs during
         incubation and convalescence of infectious disease and with  asymptomatic
         infection, colonization, or contamination.  As usually used, the term
         implies that the microbes have access to the exterior of the body and
         thus potentially to other people.
    
    catalase:  An enzyme, found in human beings and many microorganisms, which
         degrades hydrogen peroxide to oxygen and water.
    
    cation exchange:  The interchange between a cation in solution and another
         cation on the surface of any surface-active material such as clay or
         organic colloids.
    
    cation-exchange capacity:  The sum total of exchangeable cations  that a soil
         can adsorb.  Sometimes called total-exchange capacity, base-exchange
         capacity, or cation-adsorption capacity.  Expressed in milliequivalents
         per 100 grams or per gram of soil (or of other exchanges such as clay).
    
    cellulose:  A polysaccharide, composed of glucose subunits.  The  most abun-
         dant organic compound in the world.
    
    chemical oxygen demand (COD):  A measure of the oxygen equivalent of that
         portion of organic matter that is susceptible to oxidization by a strong
         chemical oxidizing agent.
    
    chemical precipitation:  The addition to sewage of such chemicals as will,
         by reaction with one another and the constituents of the sewage,
         produce a floccul
    -------
    clay:  (1) A soil separate consisting of particles < 0.002 mm in equivalent
         diameter.  (2) A textural class.
    
    clay mineral:  (1) Naturally occurring inorganic crystalline or amorphous
         material found in soils and other earthy deposits,  the particles being
         predominantly < 0.002 mm in diameter.   Largely of secondary origin.
    
    cleavage:  Tendency to break in the same direction, thus yielding fragments
         of predictable shape.
    
    clod:  An artificially produced, compact, coherent mass  of soil ranging in
         size from 5 or 10 mm to as much as 8 or 10 inches.
    
    columnar structure:  A soil structural type with a vertical axis much
         longer than the horizontal axes and a distinctly rounded upper surface.
         See prismatic structure.
    
    coagulation:  In water and wastewater treatment, the destabilization and
         initial aggregation of colloidal and finely divided suspended matter
         by the addition of a floe-forming chemical or by biological processes.
    
    coarse texture:  The texture exhibited by sands, loamy sands, and sandy
         loams except very fine sandy loam.
    
    coliform-group bacteria:  A group of bacteria predominantly inhabiting the
         intestines of man or animal, but also occasionally found elsewhere.
         It includes all aerobic and facultative anaerobic,  Gram-negative,
         non-spore-forming bacilli that ferment lactose with production of gas.
         Also included are all bacteria that produce a dark, purplish-green colony
         with metallic sheen by the membrane-filter technique used for coliform
         identification.  The two groups are not always identical, but they are
         generally of equal sanitary significance.
    
    colloids:  The finely divided suspended matter which will not settle and
         the apparently dissolved matter which may be transformed into suspended
         matter by contact with solid surfaces or precipitated by chemical treat-
         ment.  Substances which are soluble as judged by ordinary physical tests,
         but will not pass through a parchment membrane.
    
    concentration:  The relative content of a substance.  Example:  The strength
         of a solution.
    
    conductivity, hydraulic:  As applied to soils—the ability of the soil to
         transmit water in liquid form through pores.
                                         E-6
    

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    consistence:  (1) The resistance of a material to deformation or rupture.
         (2) The degree of cohesion or adhesion of the soil mass.  Terms used
         for describing consistence at various soil moisture contents are:
    
            wet soil:  Non sticky, slightly sticky, sticky, very sticky,
            nonplastic, slightly plastic, plastic, and very plastic.
    
            moist soil:  Loose, very friable, friable, firm, very firm, and
            extremely firm.
    
            dry soil:  Loose, soft, slightly hard, hard, very hard, and
            extremely hard.
    
            cementation:  weakly cemented, strongly cemented, and indurated.
    
    conventional disposal:  The method of disposal which relies on subsurface
         soil infiltration of the treated wastewater.
    
    conventional treatment:  Treatment which is effected by using a septic tank
         as it is generally used to treat wastewater.
    
    crumb:  A soft, porous, more or less rounded ped from 1 to 5 mm in diameter.
    
    crust:  A surface layer on soils, ranging in thickness from a few millimeters
         to perhaps as much as an inch, that is much more compact, hard, and
         brittle, when dry, than the material immediately beneath it.
    
    cytopathic effects (CPE):  Observable changes in cells in vitro produced
         by viral action; for example, lysis of cells or fusion of cells.
    
    deflocculate:  To separate the individual components of compound particles
         by chemical and/or physical means.  See disperse.
    
    degradation:  The breakdown of substances by biological action.
    
    denitrification:  The biochemical reduction of nitrate or nitrite to gaseous
         molecular nitrogen or an oxide of nitrogen.
    
    digestion:  (1) The biological decomposition of organic matter in sludge,
         resulting in partial gasification, liquefaction and mineralization.
         (2) The process carried out in a digester.
    
    disease:  A process resulting in tissue damage or alteration of function,
         producing symptoms, or noticeable by laboratory or physical examination.
    
    disinfection:   Killing pathogenic microbes on or in a material without necessarily
         sterilizing it.  Use of this term usually implies that a liquid or gaseous
         chemical agent is employed for the microbial killing.
                                            E-7
    

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    disperse:  (1) To break up compound particles, such as aggregates,  into the
         individual component particles.  (2) To distribute or suspend  fine
         particles, such as clay, in or throughout a dispersion medium, such
         as water.
    
    dissolved oxygen:  The oxygen dissolved in water, wastewater or other
         liquid, usually expressed in milligrams per liter (mg/L),  parts per
         million (ppm) or percent of saturation.  Abbreviated DO.
    
    dissolved solids:  Theoretically, the anhydrous residues of the dissolved
         constituents in water.  Actually, the term is defined by the method
         used in determination.  In water and wastewater treatment the  standard
         methods tests are used.
    
    double layer:  In colloid chemistry, a double layer of electrical charges,
         one consisting of the charges provided by the solid phase (usually
         negative) and the second by adsorbed ions of opposite charge.
    
    E. coli:  Abbreviation of Escherichia coli.
    
    effluent:  Sewage, water or other liquid, partially or completely treated
         or in its natural state, as the case may be, flowing out of a
         reservoir, basin, treatment plant or part thereof.
    
    effluent weir:  A weir at the outflow end of a sedimentation basin  or other
         hydraulic structure.
    
    electron:  A subatomic particle of negative electrical charge that  orbits
         the positively charged nucleus of an atom.  For maximum stability an
         atom must have a certain number of electrons in its outermost  orbit.
    
    eluviation:  The removal of soil material in suspension from a layer or
         layers of a soil.  (Usually, the loss of material in solution  is
         described by the term leaching).
    
    enzyme:  An organic catalyst.  A protein molecule which lowers the  activation
         energy of substrates allowing them to react at temperatures compatible
         with life.
    
    epidermis:  The outermost skin layers.
    
    Escherichia coli (E. coli):  One of the species of bacteria in the  coliform
         group.  Its presence is considered indicative of fresh fecal contamin-
         ation.
    
    eutrophic:  A term applied to water that has a concentration of nutrients
         optimal, or nearly so, for plant or animal growth.
                                         E-8
    

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    evapotranspiration:   The combined loss of water from a given area, and
         during a specified period of time, by evaporation from the soil
         surface and by transpiration from plants.
    
    extended aeration:  A modification of the activated sludge process which
         provides for aerobic sludge digestion within the aeration system.
         The concept envisages the stabilization of organic matter under aerobic
         conditions and disposal of the end products into the air as gases and
         with the plant effluent as finely divided suspended matter and soluble
         matter.
    
    facultative anaerobic bacteria:  Bacteria which can adapt themselves to
         growth in the presence, as well as in the absence, of oxygen.  May be
         referred to as facultative bacteria.
    
    fats:  Simple lipids consisting of esters of glycerol with fatty acids.
    
    fermentation:  The metabolic process in which the final electron acceptor
         is an organic compound.
    
    field capacity:  The water remaining in a field soil that has been thoroughly
         wetted and drained until free drainage has practically ceased.
    
    filter:  A device or structure for removing solid or colloidal material,
         usually of a type that cannot be removed by sedimentation, from water,
         wastewater or other liquid.  The liquid is passed through a filtering
         medium, usually a granular material but sometimes finely woven cloth,
         unglazed porcelain, or specially prepared paper.  There are many types
         of filters used in water or wastewater treatment.
    
    filtering medium:  Any material through which water, wastewater or other
         liquid is passed for the purpose of purification, treatment or
         conditioning.
    
    filter clogging:  The effect occurring when fine particles fill the voids
         of a sand filter or biological bed or when growths form surface mats
         that retard the normal passage of liquid through the filter.
    
    filtrate:  The liquid which has passed through a filter.
    
    final effluent:  The effluent from the final treatment unit of a wastewater
         treatment plant.
    
    final sedimentation:  The separation of solids from wastewater in a final
         settling tank.
    
    final settling tank:  A tank through which the effluent from a trickling
         filter or an aeration or contact-aeration tank is passed to remove
         the settleable solids.  Also called final settling basin.
    
    fine texture:  The texture exhibited by soils having clay as a part of
         their textural class name.
    
                                        E-9
    

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    first-stage biochemical oxygen demand:   That part of oxygen demand associated
         with biochemical oxidation of carbonaceous,  as  distinct from nitrogenous,
         material.   Usually, the greater part,  if not all,  of the carbonaceous
         material is oxidized before the second stage, or substantial oxidation
         of the nitrogenous material, takes place. Nearly  always, at least  a
         portion of the carbonaceous material is oxidized before oxidation of
         nitrogenous material even starts.
    
    five-day BOD:  That part of oxygen demand associated with biochemical
         oxidation of carbonaceous, as distinct from  nitrogeneous, material.
         It is determined by allowing biochemical oxidation to proceed, under
         conditions specified in Standard Methods, for 5 days.
    
    floe:  Small gelatinous masses formed in a liquid by the reaction of a
         coagulant added thereto, through biochemical processes or by agglomera-
         tion.
    
    flood plain:  Flat or nearly flat land on the floor  of  a river valley that
         is covered by water during floods.
    
    fragipan:  A natural subsurface horizon with high bulk  density relative  to
         the solum above, seemingly cemented when dry, but  when moist showing
         a moderate to weak brittleness.  The layer is low  in organic matter,
         mottled, slowly or very slowly permeable to  water, and usually shows
         occasional or frequent bleached cracks forming  polygons.  It may be
         found in profiles of either cultivated or virgin soils but not in
         calcareous material.
    
    gravitational potential:  See potential, soil water.
    
    grease trap:  A device by means of which the grease  content of sewage is
         cooled and congealed so that it may be skimmed  from the surface.
                                        «
    grey water:  Liquid and solid wastes generated through  usage of water-using
         fixtures and appliances excluding the toilet and possibly the garbage
         disposal.
    
    groundwater:  That portion of the total precipitation which at any particu-
         lar time is either passing through or standing  in  the soil and the  under-
         lying strata and is free to move under the influence of gravity.
    
    hardpan:  A hardened soil layer, in the lower A or in the B horizon, caused
         by cementation of soil particles with organic matter or with materials
         such as silica, sesquioxides, or calcium carbonate.  The hardness does
         not change appreciably with changes in moisture content and pieces  of
         the hard layer do not slake in water.  See caliche and claypan.
                                         E-10
    

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    head:  The energy, either kinetic or potential, possessed by each unit weight
         of a liquid, expressed as the vertical height through which a unit weight
         would have to fall to release the average energy possessed.  It is used
         in various compound terms such as pressure head, velocity head and loss
         of head.
    
    heavy soil:  (Obsolete in scientific use).  A soil with a high content of
         the fine separates, particularly clay, or one with a high drawbar pull
         and hence difficult to cultivate.  See fine texture.
    
    heterotroph (organotroph); heterotrophic organism:  An organism that obtains
         energy from organic compounds.  An organism that utilizes an organic
         compound as its main source of carbon.
    
    heterotrophic:  Capable of deriving energy for life processes only from the
         decomposition of organic compounds and incapable of using inorganic
         compounds as sole sources of energy or for organic synthesis.  Contrast
         with autotrophic.
    
    horizon:  See soil horizon.
    
    host:  An organism on or in which smaller organisms or viruses live, feed,
         or reproduce.  When dealing with parasites having complex life cycles,
         the host in which the adult lives, or the one in which sexual reproduc-
         tion takes place, is called the definitive host.  A host harboring larval
         or asexually reproducing forms is called an intermediate host.
    
    hydration:  The physical binding of water molecules to ions, molecules,
         particles, or other matter.
    
    hydraulic conductivity:  See conductivity, hydraulic.
    
    hydraulic gradient:  The slope of the hydraulic grade line; the rate of
         change of pressure head; the ratio of the loss in the sum of the pressure
         head and a position head to the flow distance.  For open channels, it
         is the slope of the water surface and is frequently considered parallel
         to the invert.  For closed conduits under pressure, it is the slope
         of the line joining the elevations to which water would rise in pipes
         freely vented and under atmospheric pressure.  A positive slope is
         usually one which drops in the direction of flow.
    
    hydrolysis:  The chemical reaction of a compound with water, whereupon the
         anion from the compound combines with the hydrogen and the cation
         from the compound combines with the hydroxyl from the water to form
         an acid and a base.
                                         E-ll
    

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    illuviation:  The process of deposition of colloidal soil material,  removed
         from one horizon to another in the soil;  usually from an upper  to a
         lower horizon in the soil profile.  See eluviation.
    
    immunity:  State of protection; for example, state of protection against
         the mumps virus.  Natural or innate immunity—protection that results
         from the genetic make up of the host; for example,  domestic animals
         have an innate immunity to mumps virus.  Acquired immunity—immunity
         gained as a result of exposure to an agent;  for example, immunity to
         mumps virus is usually acquired (actively) by response to infection
         with the virus, but it may also be acquired  (passively) by the  adminis-
         tration of specific antibodies formed by another host.
    
    immobilization:  The conversion of an element from the inorganic to  the
         organic form in microbial or plant tissue, thus rendering the element
         not readily available to other organisms or  plants.
    
    impervious:  Resistant to penetration by fluids or by roots.
    
    infection:  Invasion of tissues (including skin or mucous membranes) by
         microbes with or without the production of disease.
    
    infiltration:  The downward entry of water into the soil.
    
    influent:  Water, wastewater or other liquid flowing into a reservoir,
         basin or treatment plant or any unit thereof.
    
    inorganic matter:  Chemical substances of mineral origin, or more correctly,
         not of basically carbon structure.
    
    intermittent filter:  A natural or artificial bed of sand or other fine-
         grained material to the surface of which wastewater is applied
         intermittently in flooding doses and through which it passes; opportunity
         is given for filtration and the maintenance  of an aerobic condition.
    
    ion:  A charged atom, molecule or radical, the migration of which affects
         the transport of electricity through an electrolyte or, to a certain
         extent, through a gas.  An atom or molecule  that has lost or gained
         one or more electrons.  By such ionization it becomes electrically
         charged.  An example is the alpha particle.
    
    ion exchange:  A chemical process involving reversible interchange of Jons
         between a liquid and a solid but no radical  change in structure of the
         solid.
    
    ions:  Atoms that are positively charged (cations) because of the loss of
         one or more electrons, or that are negatively charged (anions)  because
         of a gain in electrons.
                                         E-12
    

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    isomorphous substitution:  The replacement of an ion considered normal to
         a mineral structure by another during the formation of a mineral.
    
    landscape:  All the natural features, such as fields, hills, forests, water,
         etc., which distinguish one part of the earth's surface from another
         part.  Usually that portion of land or territory which the eye can
         comprehend in a single view, including all its natural characteristics.
    
    leach:  To cause water or other liquid to percolate through something.
    
    leaching:  The removal of materials in solution from the soil.
    
    lift, air:  A device for raising liquid by injecting air in and near the
         bottom of a riser pipe submerged in the liquid to be raised.
    
    lipid:  Any of a diverse group of organic substances which are relatively
         insoluble in water but soluble in alcohol, ether, chloroform, or other
         fat solvents.
    
    liquefaction:  Act or process of liquefying or of rendering or becoming
         liquid; reduction to a liquid state.
    
    liquor:  Water, wastewater, or any combination; commonly used to designate
         liquid phase when other phases are present.
    
    loading:  The time rate at which material is applied to a treatment device
         involving length, area, or volume or other design factor.
    
    loess:  Material transported and deposited by wind and consisting of
         predominantly silt-sized particles.
    
    lysimeter:  A device for measuring percolation and leaching losses from a
         column of soil under controlled conditions.
    
    manifold:  A pipe fitting with numerous branches to convey fluids between
         a large pipe and several smaller pipes or to permit choice of diverting
         flow from one of several sources or to one of several discharge points.
    
    manometer:  An instrument for measuring pressure.  It usually consists of
         a U-shaped tube containing a liquid, the surface of which in one end
         of the tube moves proportionally with changes in pressure on the liquid
         in the other end.  Also, a tube type of differential pressure gage.
    
    mapping unit:  A soil or combination of soils delineated on a map and,where
         possible, named to show the taxonomic unit or units included.  Principally,
         mapping units on maps of soils depict soil types, phases, associations,
         or complexes.
                                         E-13
    

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    matric potential:  See potential, soil water.
    
    mechanical aeration:   The mixing, by mechanical means,  of wastewater
         and activated sludge in the aeration tank of the activated sludge
         process to bring fresh surfaces of liquid into contact with the atmosphere.
    
    medium texture:  The texture exhibited by very fine sandy loams, loams,
         silt loams, and silts.
    
    membrane filter:  A filter made of plastic with a known pore diameter.
         It is used in bacteriological examination of water.
    
    mesh:  One of the openings or spaces in a screen.  The value of the mesh is
         usually given as the number of openings per linear inch.  This gives
         no recognition to the diameter of the wire and thus the mesh number
         does not always have a definite relation to the size of the hole.
    
    microorganism:  Minute organism, either plant or animal, invisible or barely
         visible to the naked eye.
    
    milligrams per liter:  A unit of the concentration of water or wastewater
         constituent.  It is 0.001 g of the constituent in 1,000 ml of water.
         It has replaced the unit formerly used commonly, parts per million, to
         which it is approximately equivalent, in reporting the results of water
         and wastewater analysis.
    
    mineral:  Any of a class of substances occurring in nature, usually comprising
         inorganic substances, such as quartz and feldspar, of definite chemical
         composition and usually of definite crystal structure, but sometimes also
         including rocks formed by these substances as well as certain natural
         products of organic origin, such as asphalt and coal.
    
    mineralization:  The conversion of an element from an organic form to
         an inorganic state as a result of microbial decomposition.
    
    mineralogy, soil:  In practical use, the kinds and proportions of minerals
         present in a soil.
    
    mineral soil:  A soil consisting predominantly of, and having its properties
         determined by, mineral matter.  Usually contains < 20% organic matter,
         but may contain an organic surface layer up to  30  cm thick.
    
    mixed liquor:  A mixture of activated sludge and organic matter undergoing
         activated sludge treatment in the aeration tank.
    
    Mollisol:   Soil  order  consisting of soils having a  thick A horizon with
         more than  one percent organic matter and a base-saturation percentage
         above  50.   Normally, they are formed under grass vegetation.
         Distinguished from Vertisols in that they are not  self-inverting.
    

    -------
    monosaccharide:  A sugar, a simple carbohydrate, generally having the formula
         C H  0  where n can vary from 3 to 8.  The most common are 5 and 6.
          n 2n n
    
    montmorillonite:   An aluminosilicate clay mineral with a 2:1 expanding
         structure; that is, with two silicon tetrahedral layers enclosing an
         aluminum octahedral layer.  Considerable expansion may be caused by
         water moving between silica layers of contiguous units.
    
    morphology:  See soil morphology.
    
    mottling:  Spots or blotches of different color or shades of color interspersed
         with the  dominant color.
    
    negative pressure:  A pressure less than the local atmospheric pressure at a
         given point.
    
    nitrification:  The biochemical oxidation of ammonium to nitrate.
    
    nonsettleable  solids:  Wastewater matter that will stay in suspension for an
         extended  period of time.  Such period may be arbitrarily taken for test-
         ing purposes as one hour.
    
    organic matter:  Chemical substances of animal or vegetable origin, or
         more correctly, of basically carbon structure, comprising compounds
         consisting of hydrocarbons and their derivatives.
    
    organic nitrogen:  Nitrogen combined in organic molecules such as proteins,
         amino acids.
    
    organic soil:  A soil which contains a high percentage (> 15% or 20%) of
         organic matter throughout the solum.
    
    osmotic potential:  See potential, soil water.
    
    osmotic pressure:  In concept, the force per unit area required to equal
         the attractive (hydration) force for water exerted by ions dissolved
         in a solution.
    
    oven-dry soil:  Soil which has been dried at 105° C until it reaches an
         essentially constant weight.
    
    oxidation:  (l) The burning or other conversion of an element to an oxide-
         (2) An increase in positive valence of an element or ion cauSPrf hv  '
         electron loss.                                           LdUSeQ £>y
    

    -------
     oxidation process:  Any method of wastewater treatment for the oxidation
         of the putresclble organic matter.  The usual methods are biological
         filtration and the activated sludge process.
    
     oxidation-reduction potential:  The potential required to transfer electrons
         from the oxidant to the reductant and used as a qualitative measure
         of the state of oxidation in wastewater treatment systems.
    
     oxygen demand:  The quantity of oxygen utilized in the biochemical oxidation
         of organic matter in a specified time, at a specified temperature and
         under specified conditions.   See BOD.
    
     Ozone:  Oxygen in molecular form with three atoms of oxygen forming each
         molecule (0 ).
                    o
    
     parasite:  An organism that lives in or on another organism (the host) and
         gains benefit at the expense of the host.
    
     parent material:  The unconsolidated mineral or organic matter from which
         soils are developed.
    
     particle density:  The mass per unit volume of individual particles;
         usually expressed as grams per cubic centimeter.
    
     particle size:  The effective diameter of a particle usually measured by
         sedimentation or sieving.
    
    particle-size distribution:  The amounts of the various soil separates in
         a soil sample, usually expressed as weight percentages.
    
    parts per million (ppm):   Measure of proportion by weight; equivalent to
         a unit of solute per million unit weights of solution.   Milligrams
         per liter expressing the concentration of a specified component in a
         dilute sewage.
    
    pasteurization:   The processes of heating food or other substances under-
         controlled conditions of time and temperature (for example, 63°C for
         30 min) to kill pathogens and reduce the numbers of other microbes.
    
     P«i*o8.nlc:  Causing disease.  "Pathogenic" is also used to designate microbes
         Which commonly cause infectious diseases, as opposed to those which
         do so uncommonly or never.
      edt
                                                         crumb, prism,  block,
                                                              "ith a
    

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    monosaccharide:  A sugar, a simple carbohydrate, generally having the formula
         C H» 0  where n can vary from 3 to 8.  The most common are 5 and 6.
    
    montmorillonite:   An aluminosilicate clay mineral with a 2:1 expanding
         structure; that is, with two silicon tetrahedral layers enclosing an
         aluminum octahedral layer.  Considerable expansion may be caused by
         water moving between silica layers of contiguous units.
    
    morphology:  See  soil morphology.
    
    mottling:  Spots  or blotches of different color or shades of color interspersed
         with the dominant color.
    
    negative pressure:  A pressure less than the local atmospheric pressure at a
         given point.
    
    nitrification:  The biochemical oxidation of ammonium to nitrate.
    
    nonsettleable solids:  Wastewater matter that will stay in suspension for an
         extended period of time.  Such period may be arbitrarily taken for test-
         ing purposes as one hour.
    
    organic matter:  Chemical substances of animal or vegetable origin, or
         more correctly, of basically carbon structure, comprising compounds
         consisting of hydrocarbons and their derivatives.
    
    organic nitrogen:  Nitrogen combined in organic molecules such as proteins,
         amino acids.
    
    organic soil:  A soil which contains a high percentage (> 15% or 20%) of
         organic matter throughout the solum.
    
    osmotic potential:  See potential, soil water.
    
    osmotic pressure:  In concept, the force per unit area required to equal
         the attractive (hydration) force for water exerted by ions dissolved
         in a solution.
    
    oven-dry soil:  Soil which has been dried at 105° C until it reaches an
         essentially constant weight.
    
    oxidation:  (1) The burning or other conversion of an element to an oxide;
         (2) An increase in positive valence of an element or ion caused by
         electron loss.
                                         E-15
    

    -------
    oxidation process:  Any method of wastewater treatment for the oxidation
         of the putrescjuble organic matter.  The usual methods are biological
         filtration and the activated sludge process.
    
    oxidation-reduction potential:  The potential required to transfer electrons
         from the oxidant to the reductant and used as a qualitative measure
         of the state of oxidation in wastewater treatment systems.
    
    oxygen demand:  The quantity of oxygen utilized in the biochemical oxidation
         of organic matter in a specified time, at a specified temperature and
         under specified conditions.  See BOD.
    
    Ozone:  Oxygen in molecular form with three atoms of oxygen forming each
         molecule (0,.).
                    o
    
    parasite:  An organism that lives in or on another organism (the host) and
         gains benefit at the expense of the host.
    
    parent material:  The unconsolidated mineral or organic matter from which
         soils are developed.
    
    particle density:  The mass per unit volume of individual particles;
         usually expressed as grams per cubic centimeter.
    
    particle size:  The effective diameter of a particle usually measured by
         sedimentation or sieving.
    
    particle-size distribution:  The amounts of the various soil separates in
         a soil sample, usually expressed as weight percentages.
    
    parts per million (ppm):  Measure of proportion by weight; equivalent to
         a unit of solute per million unit weights of solution.  Milligrams
         per liter expressing the concentration of a specified component in a
         dilute sewage.
    
    pasteurization:  The processes of heating food or other substances under
         controlled conditions of time and temperature (for example, 63°C for
         30 min) to kill pathogens and reduce the numbers of other microbes.
    
    pathogenic:  Causing disease.  "Pathogenic" is also used to designate microbes
         which commonly cause infectious diseases, as opposed to those which
         do so uncommonly or never.
    
    ped:  A unit of soil structure such as an aggregate, crumb, prism, block,
         or granule, formed by natural processes (in contrast with a clod, which
         is formed artificially).
                                         E-16
    

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    isomorphous substitution:  The replacement of an ion considered normal to
         a mineral structure by another during the formation of a mineral.
    
    landscape:  All the natural features, such as fields, hills, forests, water,
         etc., which distinguish one part of the earth's surface from another
         part.  Usually that portion of land or territory which the eye can
         comprehend in a single view, including all its natural characteristics.
    
    leach:  To cause water or other liquid to percolate through something.
    
    leaching:  The removal of materials in solution from the soil.
    
    lift, air:  A device for raising liquid by injecting air in and near the
         bottom of a riser pipe submerged in the liquid to be raised.
    
    lipid:  Any of a diverse group of organic substances which are relatively
         insoluble in water but soluble in alcohol, ether, chloroform, or other
         fat solvents.
    
    liquefaction:  Act or process of liquefying or of rendering or becoming
         liquid; reduction to a liquid state.
    
    liquor:  Water, wastewater, or any combination; commonly used to designate
         liquid phase when other phases are present.
    
    loading:  The time rate at which material is applied to a treatment device
         involving length, area, or volume or other design factor.
    
    loess:  Material transported and deposited by wind and consisting of
         predominantly silt-sized particles.
    
    lysimeter:  A device for measuring percolation and leaching losses from a
         column of soil under controlled conditions.
    
    manifold:  A pipe fitting with numerous branches to convey fluids between
         a large pipe and several smaller pipes or to permit choice of diverting
         flow from one of several sources or to one of several discharge points.
    
    manometer:  An instrument for measuring pressure.  It usually consists of
         a U-shaped tube containing a liquid, the surface of which in one end
         of the tube moves proportionally with changes in pressure on the liquid
         in the other end.  Also, a tube type of differential pressure gage.
    
    mapping unit:  A soil or combination of soils delineated on a map and,where
         possible, named to show the taxonomic unit or units included.  Principally,
         mapping units on maps of soils depict soil types, phases, associations,
         or complexes.
                                         E-13
    

    -------
    matric potential:  See potential, soil water.
    
    mechanical aeration:  The mixing, by mechanical means, of wastewater
         and activated sludge in the aeration tank of the activated sludge
         process to bring fresh surfaces of liquid into contact with the atmosphere,
    
    medium texture:  The texture exhibited by very fine sandy loams, loams,
         silt loams, and silts.
    
    membrane filter:  A filter made of plastic with a known pore diameter.
         It is used in bacteriological examination of water.
    
    mesh:  One of the openings or spaces in a screen.  The value of the mesh is
         usually given as the number of openings per linear inch.  This gives
         no recognition to the diameter of the wire and thus the mesh number
         does not always have a definite relation to the size of the hole.
    
    microorganism:  Minute organism, either plant or animal, invisible or barely
         visible to the naked eye.
    
    milligrams per liter:  A unit of the concentration of water or wastewater
         constituent.  It is 0.001 g of the constituent in 1,000 ml of water.
         It has replaced the unit formerly used commonly, parts per million, to
         which it is approximately equivalent, in reporting the results of water
         and wastewater analysis.
    
    mineral:  Any of a class of substances occurring in nature, usually comprising
         inorganic substances, such as quartz and feldspar, of definite chemical
         composition and usually of definite crystal structure, but sometimes also
         including rocks formed by these substances as well as certain natural
         products of organic origin, such as asphalt and coal.
    
    mineralization:  The conversion of an element from an organic form to
         an inorganic state as a result of microbial decomposition.
    
    mineralogy, soil:  In practical use, the kinds and proportions of minerals
         present in a soil.
    
    mineral soil:  A soil consisting predominantly of, and having its properties
         determined by, mineral matter.  Usually contains < 20% organic matter,
         but may contain an organic surface layer up to 30 cm thick.
    
    mixed liquor:  A mixture of activated sludge and organic matter undergoing
         activated sludge treatment in the aeration tank.
    
    Mollisol:  Soil order  consisting of soils having a thick A horizon with
         more than one percent organic matter and a base-saturation percentage
         above 50.  Normally, they are formed under grass vegetation.
         Distinguished  from Vertisols in that they are not self-inverting.
    

    -------
    pedon:  The smallest volume Csoil body) which displays the normal range of
         variation in properties of a soil.  Where properties such as horizon
         thickness vary little along a lateral dimension, the pedon may occupy
         an area of a square yard or less.  Where such a property varies substanti-
         ally along a lateral dimension, a large pedon several square yards in
         area may be required to show the full range in variation.
    
    percolation:  The flow or trickling of a liquid downward through a contact
         or filtering medium.  The liquid may or may not fill the pores of the
         medium.
    
    percolation, soil water:  The downward movement of excess water through soil.
    
    permeability, soil:  The ease with which gases, liquids, or plant roots
         penetrate or pass through soil.
    
    pH:  A measure of acidity and alkalinity, neutrality being at pH 7; pH under
         7 indicates an acid solution and pH over 7 an alkaline solution; the
         nearer the pH to 7 the weaker the acid or alkali.  The reciprocal of
         the logarithm of the hydrogen-ion concentration.  The concentration is
         the weight of hydrogen ions, in grams, per liter of solution.  Neutral
         water, for example, has a pH value of 7 and a hydrogen ion concentration
         of 10-7-
    
    pH, soil:  The degree of acidity or alkalinity expressed by the negative
         logarithm of the hydrogen-ion activity of a soil.
    
    phosphate:  A salt or ester of phosphoric acid.
    
    photooxidation:  A chemical reaction occurring as a result of absorption of
         light energy in the presence of oxygen.  It is sometimes responsible
         for the death of microbes.
    
    photosynthesis:  The sum total of the metabolic processes by which light
         energy is utilized to convert C02 and a reduced inorganic compound
         to cytoplasm.  6H2X + 6CC>2 -»• C H^Og + 6X.
    
    plaque (plack):  A clear area in a lawn or a monolayer of cells.  Viral
         plaques are created by viral lysis of infected cells within the clear
         area.
    
    plastic soil:  A soil capable of being molded or deformed continuously
         and permanently, by relatively moderate pressure, into various shapes.
         See consistence.
    
    platy structure:  Soil aggregates that are developed predominately along
         the horizontal axes; laminated; flaky.
    
    plow pan:  A compacted layer beneath the plow layer produced by pressure
         exerted on the soil during plowing.
                                        E-17
    

    -------
    polypeptide;  A chain of amino acids bonded together by peptide  bonds.
         The length varies from several amino acids to the length coded for by
         one gene.
    
    polysaccharide:  Long chains, branched or unbranched, of monosaccharide
         subunits.
    
    point source:  Any discernible confined and discrete conveyance  from which
         pollutants are or may be discharged.
    
    potential, soil water:  The potential energy of a unit quantity  of water
         produced by the interaction of the water with such forces as  capillary
         (matric), ion hydration (osmotic), and gravity, expressed relative to
         an arbitrarily selected reference potential.  In practical  application,
         potentials are used to predict the direction and rate of water flow
         through soils, or between the soil and some other system, such as  plants
         or the outer atmosphere.  Flow occurs spontaneously between points of
         different water potential, the direction of flow being toward the  site
         of lower potential.
    
    pore-size distribution:  The volume of the various sizes of pores  in a  soil.
         Expressed as percentages of the bulk volume (soil plus pore space).
    
    pore space:  Space in the soil not occupied by solid particles.
    
    porosity:  The total volume of pore space; usually expressed as  a  percentage
         of the total soil volume.
    
    prismatic structure:  A soil structural type with a vertical axis  much  longer
         than the horizontal axes and a flat or indistinct upper surface.
         See columnar structure.
    
    profile, soil:  A vertical section of the soil through all its horizons
         and extending into the parent material.
    
    protein:  A macromolecule containing one or more polypeptide chains.
    
    publicly owned treatment works:  Any devices and systems used in the storage
         and treatment of minicipal sewage which are owned and operated by  a
         public entity.
    
    puddled soil:  A soil in which structure has been mechanically destroyed,
         which allows the soil to run together when saturated with water.
         A soil that has been puddled occurs in a massive nonstructural state.
    
    purification:  The removal of objectionable matter from water by natural
         or artificial methods.
                                         E-18
    

    -------
    raw wastewater:  Wastewater before it receives any treatment.
    
    recalculation:  In the wastewater field, the refiltration of all or a
         portion of the effluent in a trickling filter to maintain a uniform
         high rate through the filter.  Return of a portion of the effluent
         to maintain minimum flow is sometimes called recycling.
    
    reduce:  The opposite of oxidize.  The action of a substance to decrease
         the positive valence of an ion.
    
    reduction:  The decrease in positive valence, or increase in negative
         valence, caused by a gain in electrons by an ion or atom.
    
    returned sludge:  Settled activated sludge returned to mix with incoming
         raw or primary settled wastewater.
    
    roughing filter:  A wastewater filter of relatively coarse material operated
         at a high rate to afford preliminary treatment.
    
    runoff:  That portion of the precipitation of an area which is discharged
         from the area through stream channels.
    
    sand:  (1) A soil separate consisting of particles between 0.05 and 2.0 mm
         in diameter.  (2) A soil textural class.
    
    sand filter:  A filter in which sand is used as a filtering medium.
    
    saturate:  (1) To fill all the voids between soil particles with a liquid.
         (2) To form the most concentrated solution possible under a given
         set of physical conditions in the presence of an excess of the solute.
         (3) To fill to capacity, as the adsorption complex with a cation species;
         e.g., H-saturated, etc.
    
    saturation:  A condition reached by a material, whether it be in solid,
         gaseous or liquid state, that holds another material within itself
         in a given state in an amount such that no more of such material can
         be held within it in the same state.  The material is then said to be
         saturated or in a condition of saturation.
    
    scum:  The layer or film of extraneous or foreign matter that rises to the
         surface of a liquid and is formed there.
    
    secondary settling tank:  A tank through which effluent from some prior
         treatment process flows for the purpose of removing settleable solids.
         See sedimentation tank.
    
    secondary wastewater treatment:  The treatment of wastewater by biological
         methods after primary treatment by sedimentation.
                                        E-19
    

    -------
    sedimentation:   The process of subsidence and deposition of suspended matter
         carried by water, wastewater,  or other liquids,  by gravity.   It is
         usually accomplished by reducing the velocity of the liquid  below the
         point at which it can transport the suspended material.
    
    sedimentation tank:  A basin or tank in which water or wastewater containing
         settleable solids is retained to remove by gravity a part of the sus-
         pended matter.  Also called sedimentation basin, settling basin,
         settling tank.
    
    selective medium:  A medium that has components which restrict growth to
         organisms of a particular type.
    
    separate:  See soil separates.
    
    settleable solids:   That matter in wastewater which will not stay in suspen-
         sion during a preselected settling period, such as one hour, but either
         settles to the bottom or floats to the top.
    
    sewerage:  A comprehensive term which includes facilities for collecting,
         pumping, treating and disposing of sewage; the sewer system and the
         sewage treatment works.
    
    silt:  (1) A soil separate consisting of particles between 0.05 and 0.002 mm
         in diameter.  (2) A soil textural class.
    
    single-grained state:  A nonstructural state normally observed in soils  con-
         taining a preponderance of large particles such as sand.  Because
         of a lack of cohesion, the sand grains tend not to assemble in aggre-
         gate form.
    
    siphon:  A closed conduit a portion of which lies above the hydraulic grade
         line, resulting in a pressure less than atmospheric and requiring a
         vacuum within the conduit to start flow.  A siphon utilizes atmospheric
         pressure to effect or increase the flow of water through the conduit.
    
    slope:  Deviation of a plane surface from the horizontal.  Slope is conven-
         tionally expressed in degrees, which are units of vertical distance for
         each 100 units of horizontal distance.
    
    slow sand filter:  A filter for the purification of water in which water.
         without previous treatment is passed downward through a filtering
         medium consisting of a layer of sand or other suitable material,
         usually finer than for a rapid sand filter and for 24 to 40 inches
         in depth.
                                         E-20
    

    -------
    sludge blanket:   Accumulation of sludge hydrodynamically suspended within
         an enclosed body of water or wastewater.
    
    soil:  (1) The unconsolidated mineral material on the immediate surface  of
         the earth that serves as a natural medium for the growth of land plants.
         (2) The unconsolidated mineral matter on  the surface of the earth that
         has been subjected to and influenced by genetic and environmental
         factors of parent material, climate (including moisture and temperature),
         macro- and microorganisms, and topography, all acting over a period of
         time and producing a product-soil-that differs from the material from
         which it is derived in many physical, chemical, biological, and
         morphological properties.
    
    soil classification:  The systematic arrangement of soils into groups or
         categories on the basis of their characteristics.  Broad groupings  are
         made on the basis of general characteristics and subdivisions on the
         basis of more detailed differences in specific properties.  The three
         higher categories, which are broadly defined, are orders, suborders,
         and great groups.  The lowest category is the soil series, with each
         series consisting of many individual occurrences or bodies of soil  that
         are very similar in most respects.
    
    soil genesis:  The formation of soils; the creation of new characteristics
         by soil-development processes.
    
    soil horizon:  A layer of soil or soil material approximately parallel to
         the land surface and differing from adjacent genetically related layers
         in physical, chemical, and biological properties or characteristics
         such as color, structure, texture, consistence, pH, etc.
    
    soil morphology:  The physical constitution, particularly the structural
         properties, of a soil profile as exhibited by the kinds, thickness,
         and arrangement of the horizons in the profile, and by the texture,
         structure, consistence, and porosity of each horizon.
    
    soil map:  A map showing the distribution of soil types or other soil
         mapping units in relation to the prominent physical and cultural
         features of the earth's surface.
    
    soil moisture:  Water contained in the soil.
    
    soil separates:   Groups of mineral particles separated on the basis of a
         range in size.  The principal separates are sand, silt, and clay.
    
    soil series:  The basic unit of soil classification and consisting of soils
         which are essentially alike in all major  profile characteristics
         although the texture of the A horizon may vary somewhat.  See soil  type.
    
    soil solution:  The aqueous liquid phase of the soil and its solutes con-
         sisting of ions dissociated from the surfaces of the soil particles and
         of other soluble materials.
                                        E-21
    

    -------
    soil structure:   The combination or arrangement of individual soil particles
         into definable aggregates,  or peds,  which are characterized and classified
         on the basis of size,  shape, and degree of distinctness.
    
    soil suction:   A measure of the  force of  water retention in unsaturated soil.
         Soil suction is equal  to a  force per unit area that must be exceeded by
         an externally applied  suction to initiate water flow from the soil.
         Soil suction is expressed in standard pressure terms.
    
    soil survey:  The systematic examination, description,  classification,
         and mapping of soils in an  area.
    
    soil texture:   The relative proportions of the various  soil separates in
         a soil.
    
    soil type:  In mapping soils, a subdivision of a soil series based on differ-
         ences in  the texture of the A horizon.
    
    soil water:  A general term emphasizing the physical rather than the chemical
         properties and behavior of the soil  solution.
    
    solids:  Material in the solid state.
    
            total:  The solids  in water, sewage or other liquids; includes
            suspended and dissolved solids; all material remaining as residue
            after water has been evaporated.
    
            dissolved:  Solids  which are present in solution.
    
            suspended:  Solids  which are physically suspended in water, sewage
            or other liquids.  The quantity of material deposited when a
            quantity of water,  sewage, otr other liquid is filtered through an
            asbestos mat in a Gootch crucible.
    
            volatile:  The quantity of solids in water, sewage or other liquid
            lost on ignition of total solids.
    
    solids-retention time:  The average residence time of suspended soils in
         a biological waste treatment system, equal to the total weight of
         suspended solids in the system divided by the total weight of suspended
         solids leaving the system per unit of time (usually per day).
    
    solum (plural:  sola):  The upper and most weathered part of the soil profile;
         the A and B horizons.
    
    solution feeder:  A feeder for dispensing a chemical or other material in
         the liquid or dissolved state to water or wastewater at a rate con-
         trolled manually or automatically by the quantity of flow.  The con-
         stant rate is usually volumetric.
                                         E-22
    

    -------
    Standards Methods:   Methods or analysis of water,  sewage,  sludge and
         industrial wastes approved by a Joint Committee of the American
         Public Health Association, American Water Works Association and the
         Federation of Sewage and Industrial Wastes Association.
    
    sterilization:   Rendering an object or substance free of all viable microbes.
         Practically speaking, to sterilize an object  is to make it extremely
         improbable that a single living organism or virus remains.
    
    structure, soil:  See soil structure.
    
    subsoil:  In general concept, that part of the soil below  the depth of
         plowing.
    
    substrate:  The substance on which an enzyme acts  to form  the product.
    
    suction:  See  soil suction.
    
    surface discharge:   The disposal of wastewater (before or  after treatment)
         to the land surface or into a receiving water body.
    
    surface soil:   The uppermost part of the soil, ordinarily  moved in tillage,
         or its equivalent in uncultivated soils and ranging in depth from
         3-4- inches to 8-10 inches.  Frequently designated as  the plow layer
         or the Ap horizon.
    
    tensiometer:  A device for measuring the negative  hydraulic pressure
         (or tension) of water in soil in situ; a porous, permeable ceramic
         cup connected through a tube to a manometer or vacuum gauge.
    
    tension, soil  water:  The expression, in positive  terms, of the negative
         hydraulic pressure of soil water.
    
    texture:  See  soil texture.
    
    textural class, soil:  Soils grouped on the basis  of a specified range in
         texture.   In the United States 12 textural classes are recognized.
    
    tight soil:  A compact, relatively impervious and tenacious soil (or
         subsoil)  which may or may not be plastic.
    
    till:  (1) Unstratified glacial drift deposited directly by the ice and
         consisting of clay, sand, gravel, and boulders intermingled in any
         proportion.  (2) To plow and prepare for seeding; to  seed or cultivate
         the soil.
                                        E-23
    

    -------
    titer:  The concentration of a substance in solution;  for example,  the amount
         of a specific antibody in serum,  usually measured as the highest dilution
         of serum which will give a positive test for that antibody.  The titer
         is often expressed as the reciprocal of dilution; thus a serum which
         gives a positive test when diluted 1:256, but not at 1:512,  is said to
         have a titer of 256.
    
    trickling filter:  A filter consisting of an artificial bed or coarse
         material, such as broken stone, clinkers, slate,  slats, brush  or
         plastic materials, over which wastewater is distributed or applied in
         drops, fi1ms or spray from troughs, drippers, moving distributors or
         fixed nozzles and through which it trickles to the underdrains, giving
         opportunity for the formation of zoogleal slimes  which clarify and
         oxidize the wastewater.
    
    topography:  The physical features of a landscape, especially its relief
         and slope.
    
    topsoil:  (1) The layer of soil moved in cultivation.   See surface  soil.
         (2) The A horizon.  (3) The Al horizon. (4) Presumably fertile soil
         material used to topdress roadbanks, gardens, and lawns.
    
    total solids:  The sum of dissolved and undissolved constituents in
         water and wastewater, usually stated in milligrams per liter.
    
    ultraviolet (UV) light:  Electromagnetic radiation with a wavelength
         between 175 and 350 nm (shorter than visible light). Certain wavelengths,
         absorbed by nucleic acids result in mutation and death.
    
    unsaturated flow:  The movement of water in a soil which is not filled to
         capacity with water.
    
    vapor pressure:  (1) the pressure exerted by a vapor in a confined  space.
         It is a function of the temperature.  (2) The partial pressure of water
         vapor in the atmosphere.  Also see humidity.  (3) Partial pressure of
         any liquid.
    
    vector:  An animal, often an insect, which carries an infectious agent from
         one host to another.
    
    vehicle:  An inanimate carrier of an infectious agent from one host to
         another.
    
    virus:  An obligate intracellular parasite consisting of a bit of nucleic
         acid, surrounded by a protein coat and sometimes enclosed by an
         envelope.  Different viruses are capable of infecting animals,
         plants, and bacteria.
    

    -------
                                       TECHNICAL REPORT DATA
                                (Please read Instructions on the reverse before completing)
    1. REPORT NO.
       EPA-600/2-78-173
                                  2.
                                                               3. RECIPIENT'S ACCESSION NO.
    4. TITLE AND SUBTITLE
       MANAGEMENT OF SMALL WASTE  FLOWS
                                         5. REPORT DATE
                                           September  1978  (Issuing Date)
                                         6. PERFORMING ORGANIZATION CODE
    7. AUTHOR(S)
    
       Small  Scale Waste Management  Project
                                                               8. PERFORMING ORGANIZATION REPORT NO.
    9. PERFORMING ORGANIZATION NAME AND ADDRESS
      University of Wisconsin  - Madison
      University of Wisconsin  - Extension
      Madison,  Wisconsin  53706
                                          10. PROGRAM ELEMENT NO.
                                              C611B
                                          11. CONTRACT/GRANT NO.
                                              R802874
    12. SPONSORING AGENCY NAME AND ADDRESS
                                                                13. TYPE OF REPORT AND PERIOD COVERED
      Municipal Enginronmental Research Laboratory—Gin,  OH
      Office of Research and Development
      U.S.  Environmental Protection Agency
      Cincinnati,  Ohio  45268
                                           Final (7/71  -  6/77)
                                         14. SPONSORING AGENCY CODE
    
                                           EPA/600/14
    15. SUPPLEMENTARY NOTES
      Project  Officer:  James Kreissl     (513) 684-7614
    16. ABSTRACT
            This  report is a compilation of laboratory and  field investigations
       conducted  at the University  of Wisconsin since 1971.   As  its primary objec-
       tive,  the  research program was to conceive, evaluate and  develop satisfactory
       methods  for the on-site treatment and disposal of wastewaters, regardless
       of the site constraints.  The  studies were subdivided into several categories
       including  characterization of  household and commercial wastewaters, assess-
       ment  of  wastewater treatment alternatives, evaluation of  soils for treatment
       and disposal of wastewater,  estimation of infiltrative capacities of soils,
       design and operation of alternative systems dependent upon soil design and
       operation  of alternative systems  not dependent upon  soil, management of on-site
       disposal systems and institutional and regulatory control of on-site systems.
    17.
                                    KEY WORDS AND DOCUMENT ANALYSIS
                      DESCRIPTORS
      Sewage
      Water analysis
      Sewage disposal
      Sewage treatment
      Soil science
      Microbiology
    Law (Juris prudence)
    Sanitation
                                                  b.IDENTIFIERS/OPEN ENDED TERMS
     On-site  sewage disposal
    wastewater  characterizatic
    alternative treatment sysl
    subsurface  soil systems
    surface discharge
    community-wide  management
                                                         COS AT I Field/Group
                                                       >n
                                                       ems
    13B, 061,
    48E, 06M
    89B
    13. DISTRIBUTION STATEMENT
    
      Release to  Public
                            19. SECURITY CLASS (ThisReport)
                              Unclassified
                               21. NO. OF PAGES
                                    810
                                                  20. SECURITY CLASS (This page)
                                                    Unclassified
                                                                             22. PRICE
    EPA Form 2220-1 (9-73)
                         E-26
                                                        U. 5. GOVERNMENT PRINTING OFFICE: 1978-757-140/1423 Region No. 5-11
    

    -------
    viscosity:  The cohesive force existing between particles of a fluid which
         causes the fluid to offer resistance to a relative sliding motion
         between particles.
    
    water content:  As applied to soils work:  the amount of water held in
         a soil expressed on a weight or volume basis.   Conventionally, water
         contents are expressed relative to the oven-dry weight or volume of
         soil.
    
    water table:  That level in saturated soil where the hydraulic pressure
         is zero.
    
    water table, perched:  The water table of a discontinuous saturated zone
         in a soil.
    
    wastewater:  The spent water of a community.  From the standpoint of source,
         it may be a combination of the liquid and water-carried wastes from
         residences, commercial buildings, industrial plants and institutions,
         together with any groundwater, surface water and storm water that may
         be present.  In recent years, the word wastewater has taken precidence
         over the word sewage.
                                        E-25
    

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