vvEPA
             United States
             Environmental Protection
             Agency
            Office of Air Quality
            Planning and Standards
            Research Triangle Park NC 27711
EPA-450/2-85-002
February 1985
             Air
Progress in the
Prevention and
Control of Air
Pollution in  1983

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                                     EPA-450/2-85-002
Progress in the Prevention and  Control  of
             Air Pollution in  1983
                 Control Programs Development Division
               U.S. ENVIRONMENTAL PROTECTION AGENCY
                     Office of Air and Radiation
                Office of Air Quality Planning and Standards
                   Research Triangle Park, NC 27711

                        February 1985

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This report has been reviewed by the Environmental Protection Agency and approved for publication.
Copies of this report are available through the Library Services  Office (MD-35), U.S. Environmental
Protection Agency, Research Triangle Park, North Carolina 27711; or, for a fee, from the National Technical
Information Service, 5285 Port Royal Road, Springfield, Virginia 22161.
                               Publication No. EPA-450/2-85-002

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                                 CONTENTS
PREFACE	.	   1 i i

   I.  INTRODUCTION AND SUMMARY	   1-1

  II.  AIR QUALITY TRENDS, MONITORING,  AND  MODELING

       A.  National Air Quality and Emission Trends	   II-l
       B.  Ambient Ai r Monitoring	   II-3
       C.  Air Quality Modeling	   II-6
       D.  Integration of Air Data Systems	   II-8

 III.  AIR POLLUTION RESEARCH PROGRAMS

       A.  Oxi dants	   111 -1
       B.  Hazardous Air Pollutants	   III-3
       C.  Gases and Particles	   III-5
       D.  Mobile Sources	   III-8
       E.  Acid Deposition	   III-9

  IV.  DEVELOPMENT OF NATIONAL AMBIENT  AIR  QUALITY STANDARDS	   IV-1

   V.  REGULATORY ASSESSMENT OF TOXIC AIR POLLUTANTS	   V-l

  VI.  STATUS OF AIR QUALITY MANAGEMENT PROGRAMS

       A.  Development of Policy and Regulations	   VI-1
       B.  Prevention of Significant Deterioration and
           Nonattainment New Source Review  Activities	   VI-4
       C.  Implementation Overview and  Assistance	   VI-6
       D.  Air Pollution Training Programs	   VI-11

 VII.  CONTROL OF STATIONARY SOURCE EMISSIONS

       A.  New Source Performance Standards (NSPS)	   VII-1
       B.  National Emission Standards  for  Hazardous Air
           Pollutants (NESHAP)	   VII-1
       C.  Delegation of NSPS and NESHAP	   VII-2
       D.  BACT/LAER Clearinghouse	   VII-2

VIII.  STATIONARY SOURCE COMPLIANCE

       A.  General	   VI II-l
       B.  Post-1982 Enforcement Policy	   VIII-2
       C.  Enforcement of National  Emission Standards  for
           Hazardous Air Pollutants	   VIII-3
       D.  Steel Industry Compliance Extension Act and
           Associated Enforcement Actions	   VIII-3
       E.  Other Civil Litigation	   VIII-4
       F.  Compliance by Federal  Facilities	   VIII-4
       G.  List of Violating Facilities	   VIII-4

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                                                                 Page

IX.   CONTROL  OF  MOBILE  SOURCE  EMISSIONS

     A.   Introduction	   IX-1
     8.   Standard  Setting	   IX-2
     C.   Preproduction  Compliance	   IX-4
     D.   Inspection/Maintenance	   IX-4
     E.   Alternative Compliance  Measures	   IX-4
     F.   Mobile  Source  Enforcement	   IX-5
     G.   Imports	   IX-6

 X.   LITIGATION

     A.   Introduction	   X-l
     B.   Mobile  Source  Cases	   X-l
     C.   Sulfur  Oxides  Control	   X-3
     0.   Prevention  of  Significant  Deterioration	   X-3
     E.   Other Appellate Decisions	   X-4
     F.   Other Litigation	   X-4

XI.   REFERENCES	   XI -1

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                                 PREFACE
     The Clean Air Act, as amended, authorizes a national  program of air
pollution research, regulation, and enforcement activities.  This program
is directed at the Federal level  by the U.S. Environmental  Protection
Agency (EPA).  However, primary responsibility for the prevention and
control of air pollution at its source continues to rest with State and
local governments.  EPA's role is to conduct research and  development
programs, set national standards  and regulations, provide  technical and
financial assistance to the States, and, where necessary,  supplement
State implementation programs.

     Section 313 of the Clean Air Act requires the Administrator to report
on measures taken toward implementing the purpose and intent of the Act.
This report covers the period January 1 to December 31, 1983, and describes
the issues involved in the prevention and control of air pollution and
the major elements of progress toward that goal  that have  been made during
that time.  In addition, this report also includes two other EPA reports
to Congress required under the Clean Air Act, as amended:

     1.  Section 306 report on Federal procurement and violating facilities
(Chapter VIII), and

     2.  Section 202(b)(4) report on measures taken in relation to motor
vehicle emissions control (Chapter IX).

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                       I.  INTRODUCTION AND SUMMARY
A.   OVERVIEW

     This report describes the progress  that  the  Environmental  Protection
Agency (EPA) has made in the prevention  and control  of  air  pollution
during 1983.  The following paragraphs  summarize  the contents  of  the
remaining chapters of this report,  especially insofar as  those  chapters
illuminate current understanding of air  quality problems, controls, and
administrative apparatus.  Since it takes  approximately one year  to
assemble, analyze, and report air quality  and emissions data on a national
basis, the latest air quality and emissions data  available  for  this
report is for the year 1982.

B.   AIR QUALITY TRENDS, MONITORING, AND MODELING

     With the exception of nitrogen dioxide,  data trends  between  1975  and
1982 show continuing improvements across the  country in ambient air
quality and total pollutant emissions.   For example:

     0 Annual average ambient total suspended particulate (TSP) levels
       decreased 15 percent from 1975 to 1982 while  TSP emissions decreased
       27 percent.

     0 Annual average ambient levels of  sulfur dioxide  (S02) decreased 33
       percent between 1975 and 1982 and total  S02 emissions decreased 17
       percent.

     0 Ambient carbon monoxide (CO) levels decreased 31 percent between
       1975 and 1982.  Total CO emitted  during this  time  decreased 11
       percent.

     0 Average ambient nitrogen dioxide  (N02) levels in 1982 were
       equivalent to the 1975 levels so  that  no long-term change  was
       observed.  After increasing between 1975 and  1979, ambient N02
       levels decreased by 7 percent between  1979 and 1982.

     0 Average ambient ozone (03) levels decreased 18 percent  between
       1975 and 1982 due to a combination  of  emission reductions  and a
       change in the way the monitoring  instrument was  calibrated. Total
       emissions of volatile organic compounds (VOC's), which  are ozone
       precursors, declined approximately  13  percent during this  same
       period.

     0 Ambient lead levels measured at 53  urban sites decreased 64 percent
       between 1975 and 1982.  This is consistent with  a  reduction in
       lead consumption in gasoline of 69  percent in this period.

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     EPA promulgated regulations in 1979 which required States to establish
and operate air monitoring networks and to report the data to EPA.  Two
types of permanent stations are provided for in the regulations:  State
and Local Air Monitoring Stations (SLAMS) and National  Air Monitoring
Stations (NAMS).  The SLAMS, which were designed to meet the overall
monitoring requirements of State Implementation Plan activities, were
required to meet all provisions of the regulations by January 1, 1983.
Through December 1983, there were 4,682 SLAMS monitors  out of a total
planned network of 4,888 monitors that met all requirements of the regula-
tions.  The NAMS, which are a subset of the SLAMS network, are designed
to provide a national monitoring network as required by Section 319 of
the Act.  Through December 1983, there were 1,351 NAMS  monitors out of a
total planned network of 1,362 monitors that met all requirements of the
regulations.

     During 1983, EPA continued its program to evaluate several categories
of models.  The evaluation of urban models was completed and the results
reaffirmed that these models are reasonably reliable in estimating the
magnitude of the highest concentrations occurring within an area.  The
evaluation of complex terrain models was initiated and  will be completed
in 1984.  Efforts to incorporate a more current chemical mechanism in
ozone models used in regulatory applications were successful.  During
1984, computer software and documentation will be developed to facilitate
use of this procedure by the regulatory community.  Work continued on
developing techniques to calculate the effect of model  uncertainty on air
pollution control decisions.  Efforts to improve guidance on air quality
models and to ensure consistency in their use were continued as were
efforts in the area of receptor model development and application.

C.   AIR POLLUTION RESEARCH PROGRAMS

     EPA's air pollution research program was divided into four major
categories in 1983: Oxidants, Hazardous Air Pollutants, Gases and Particles,
and Mobile Sources.  The research in each of these areas was planned by a
Research Committee composed of EPA research managers and representatives
from EPA's program offices.  Each Research Committee planned the full range
of research for the pollutants covered by that Committee.  The research
covered scientific assessments, monitoring systems and  quality assurance,
health effects, environmental engineering and technology, and environmental
processes and effects.

     In the oxidants area in 1983, major efforts included the convening
of national workshops to collect data and to discuss scientific issues
necessary for revising the criteria document for ozone  and other
photochemical oxidants, completion of the San Diego Oxidant Transport
Study, and initiation of an oxidant transport and impact study in the
Ventura, California, area.  In addition, several controlled human studies
on the health effects of ozone were completed as were several  studies on
animals that investigated various health effects of ozone and nitrogen
dioxide.  A number of research projects that focused on reducing emissions
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of volatile organic compounds and oxides  of  nitrogen  from  industrial
processes were undertaken.  Also, air quality  models  for use  in  developing
ozone abatement strategies were developed and  tested  and studies  were
undertaken to assess the national impacts of ozone  on major agronomic
crops grown in the United States.

     Research efforts related to hazardous air pollutants  in  1983 included
development of comprehensive health  assessment documents for  a  number  of
different chemicals and compounds,  gathering dose-response data  on various
pollutants, and studying the mutagenic activity of  organic emissions  from
combustion sources.  In addition, research in  the hazardous air  pollutants
area included studies of the atmospheric  transport  and fate of  hazardous
volatile organic compounds in the atmosphere.

     Research in the gases and particles  area  in 1983 focused on  air
pollution problems associated with  particulate matter, sulfur dioxide,
lead, and the interactive effects of combining sulfur dioxide with
particles and other pollutants.  Research efforts included operating  an
inhalable particulate monitoring network, performing  complex  clinical
studies of the pulmonary response of asthmatics exposed to sulfur dioxide,
and performing animal toxicology studies  of  the effects of chronic
exposures to gases and particles.  Projects  aimed at  reducing sulfur
dioxide and particulate emissions from power plants and other sources
were undertaken.  Air quality models concerned with the transport and
fate of sulfur dioxide and particles were investigated.

     In the mobile sources area in  1983,  research efforts  emphasized
reviewing key studies included in the Agency's last criteria  document  for
carbon monoxide, monitoring population exposures to carbon monoxide,  and
developing a bioassay system for testing  of  fuels,  fuel additives, and
their emissions.  In addition, research efforts included characterizing
the gaseous and particulate emissions from in-use gasoline and  diesel-
powered motor vehicles.

     Research efforts related to acid deposition continued to be  a high
priority with EPA in 1983.  The Agency, in cooperation with the  Interagency
Task Force on Acid Precipitation, conducted  research  in a  number  of areas
including the relationship between  emissions and deposition,  dose-response
functions and extent of potential impacts, and the  costs and  benefits  of
possible mitigation strategies.

D.   DEVELOPMENT OF NATIONAL AMBIENT AIR  QUALITY STANDARDS

     The 1977 Clean Air Act Amendments require EPA  to review  and, if
necessary, revise the national ambient air quality  standards  (NAAQS)  on  a
five-year basis.  Reviews of all existing NAAQS were  in progress  in 1983.
One review resulted in revocation of the  hydrocarbon  (HC)  NAAQS  on the
basis that it was no longer appropriate and  because more sophisticated
techniques are now available for designing ozone control strategies.
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     EPA continued to review the NAAQS for carbon monoxide,  nitrogen
oxides, participate matter, and sulfur oxides.   Proposal  of  revised
standards for nitrogen oxides and particulate matter are  scheduled  for
1984.  Proposal  of revised or reaffirmed standards for sulfur oxides is
scheduled for 1985.  In addition, work on revising the criteria  documents
for lead and ozone continued in 1983 and the first external  review  draft
of the lead criteria document was released.

E.   REGULATORY ASSESSMENT OF TOXIC AIR POLLUTANTS

     Assessments of the need to regulate a number of potential  air  toxics,
including polycyclic organic matter, acrylonitrile, toluene,  carbon
tetrachloride, and five chlorinated organic solvents were in  progress in
1983.  An air toxics information clearinghouse  was initiated  by  EPA in
order to assist State and local control agencies in dealing with toxic
air pollutants.  Work continued to integrate toxics activities  across the
various media and a system for screening and ranking potentially toxic
air pollutants was developed and applied in 1983.

F.   STATUS OF AIR QUALITY MANAGEMENT PROGRAMS

     A major accomplishment in the air quality  management area  in  1983
was the development of a policy for dealing with those areas  of  the
country that had not attained applicable ambient air quality  standards by
December 31, 1982, and were therefore liable for the imposition  of  various
sanctions under the Act.  This policy established a basic framework for
air quality management in the 1980's and beyond.

     Other accomplishments in 1983 included work leading  toward  the
development of revised regulations and guidance documents for State
implementation of the revised particulate matter national  ambient  air
quality standard and negotiation of a settlement agreement with  the
Environmental Defense Fund on a suit that had been filed  to compel  EPA to
promulgate plans for protection of visibility for States  that had  not
developed visibility plans.

     The Agency made considerable progress in 1983 in carrying  out  its
responsibilities under the Act regarding the preconstruction  review of
new and modified stationary sources.  Part of this progress was  reflected
in the increased number of States that assumed  responsibility for
implementation of the prevention of significant deterioration (PSD)
program.  In addition, EPA entered into a settlement agreement with
industry petitioners in the suit filed by the Chemical  Manufacturers
Association which challenged the Agency's PSD and nonattainment  new source
review programs.  This agreement required that  EPA propose certain  regulatory
changes and the Agency satisfied an important part of this requirement in
1983.
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     One of EPA's most important air quality  management  initiatives
undertaken in 1983 was the development,  in  partnership with  State  and
local  air pollution control  agencies, of the  National Air Audit  System.
This system was developed to contribute  to  the  existence of  nationally
consistent State and local programs  that would  pursue attainment of  the
various objectives of the Clean Air  Act.

     In 1983, EPA and the Natural  Resources Defense  Council  (NRDC)  negotiated
a settlement agreement regarding EPA's actions  in  regard to  State  plans
implementing the national ambient  air quality standard for lead.  The
agreement, which was entered by the  court in  July  1983,  established
various schedules for obtaining State implementation plans (SIP's)  for
States that had not yet submitted  them and  for  acting on State  submissions
on which EPA had not taken final action.

     EPA continued to support various emissions trading  activities  in
1983.   One group of such activities  included  bubble  trades which allow
existing plants or groups of plants  to treat  all  of  their emission  points
as though they were under a giant  bubble and  thereby minimize control
costs  by controlling the more cost-effective  sources first.  A  second
such activity was emissions reduction banking which  allows firms to  get
credit for surplus emission reductions and  to store  them in  a legally
protected manner.

     In 1983, EPA continued to provide technical  training in the abatement
and control of air pollution.  Through classroom presentations,  self-study
courses, graduate programs, and technical assistance to  State training
efforts, 1766 individuals received training in  a variety of  topics  during
1983.

6.   CONTROL OF STATIONARY SOURCE  EMISSIONS

     In the area of stationary source controls, work progressed  on  the
development of emissions standards for those  major source categories not
yet regulated under new source performance  standards (NSPS). NSPS  for
five new categories were promulgated in  1983  and existing NSPS  for  two
categories were revised.  Ten promulgations are planned  for  1984.   Control
techniques guidance documents for three  source  categories also  were
published in 1983.

     Section 112 of the Act authorizes EPA  to establish  national emission
standards for hazardous air pollutants  (NESHAP).  Regulations under  this
section limiting coke oven emissions and benzene emissions from a  number
of sources in the chemical and petroleum industries  were in  preparation
in 1983 as were regulations governing asbestos  emissions and arsenic
emissions from several sources.

     Also in 1983, EPA continued to make progress in delegating responsibility
for implementing NSPS and NESHAP programs to  the State  and local air
pollution control agencies.  EPA also continued to maintain  the best
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available control technology/lowest achievable emission rate (BACT/LAER)
Clearinghouse in order to assist State and local  agencies in their BACT
and LAER determinations.

H.   STATIONARY SOURCE COMPLIANCE

     As of the end of 1983, approximately 89 percent of the stationary
sources in the country were reported as achieving compliance with applicable
air pollution control regulations and an additional  3 percent were in
compliance with schedules to install controls.  Whereas past enforcement
efforts have focused on sources of particulate matter and sulfur dioxide,
future efforts will be also directed toward other problems of significance
such as volatile organic compounds.

     EPA also made considerable progress in the first 21  months of the
significant violator program.  An initial list of 482 sources was established
and an additional 340 sources were identified after the initial list was
established.  In this same period, 484 sources (representing the vast
majority of the original list) were brought into compliance or placed on
an acceptable compliance schedule.

     In 1983, EPA developed a compliance strategy for stationary sources
of air pollution which will serve as the basis of the compliance program
for the immediate future.  The strategy emphasizes resolving violations
by significant violators.  It places emphasis on allowing the States more
flexibility in implementing inspection programs,  increasing the use of
continuous emission monitoring and similar techniques, and emphasizing
compliance by sources that violate VOC provisions of the  SIP's.

     In 1982, EPA issued a policy on enforcement  against  sources in
primary nonattainment areas (other than areas that had received an attain-
ment date extension) not in compliance with the Clean Air Act on or after
December 31, 1982.  Of the 226 sources initially subject  to the policy,
140 sources had been brought into final compliance or had been placed on
Federal or State compliance schedules by the end of  1983.  The remaining
sources on the list generally had some type of Federal or State action
pending or in process that would resolve the violation.

     EPA directed a considerable portion of its air  enforcement efforts in
1983 toward compliance with NESHAP.  Two cases were  settled and eleven
cases were filed regarding the vinyl chloride NESHAP while two cases were
filed to enforce the asbestos NESHAP.

     Under the Steel Industry Compliance Extension Act (SICEA), EPA was
given authority to extend, for eligible corporations, deadlines for
meeting air pollution requirements.  During 1983, EPA's air enforcement
program completed action on all  applications submitted under SICEA by
filing implementing decrees for those companies found to  be eligible
under the Act and by pursuing enforcement actions against those companies
found not to be eligible.
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I.   CONTROL OF MOBILE SOURCE EMISSIONS

     In 1983, EPA undertook a number of standard  setting  activities
related to various vehicle categories.   One  action was  the  promulgation
of final rules for 1984 and later model year light-duty vehicles  and
trucks that implement the provisions of Section 206  of  the  Act  related to
compliance with national  emission standards  regardless  of altitude.   In
addition, EPA promulgated a final rule  allowing manufacturers to  demonstrate
compliance with diesel particulate emission  standards on  a  fleetwide
average basis.  Other regulatory activities  included promulgation of  a
new standard for evaporative emissions  from  heavy-duty  trucks with gasoline
engines, modification of useful  life definitions  for light-duty trucks
and heavy-duty engines, and revision of the  hydrocarbon and carbon monoxide
standards from 1985 and later model  year heavy-duty  trucks.

     In 1983, EPA extended a pilot program allowing  alternative methods
in determining the durability of emission control  systems in light-duty
vehicles and trucks.  EPA also proceeded with a study whose goal  is to
identify the most efficient ways to achieve  in-use vehicle  compliance
with emissions standards.  In addition, the  Agency also took steps to
assure that inspection maintenance (I/M) programs were  implemented in
each locality where they are required.   By the end of 1983, 20  areas  in
31 States had initiated I/M programs.

     EPA undertook in 1983 a number of  actions related  to enforcement of
motor vehicle emissions standards and fuel regulations.  These  included
requiring the recall of vehicles with emissions problems, issuing decisions
on requests from automobile manufacturers for waiver of NOX standards for
diesel engine powered automobiles, and  conducting inspections to  measure
the lead content of fuels.  In addition, EPA promoted the initiation  of
State and local programs aimed at deterring  tampering with  vehicle emissions
control systems, developed guidelines for State and  local anti-tampering
and anti-fuel switching programs, and modified its program  to deal with
imported vehicles to make the process work more smoothly and efficiently.

J.   LITIGATION

     The U.S. Courts of Appeals decided 15 cases  under  the  Clean  Air  Act
in 1983.  The most important case decided in 1983 was Small Refiner Lead
Phase-Down Task Force v. EPA in which the D.C. Circuit  upheld most aspects
of EPA's decision to reformulate its lead-in-gasoline  regulations in  a way
that would increase their stringency over time and modify certain provisions
related to small refiners.

     Four other decisions related to various aspects of EPA's motor
vehicles control program.  Other decisions in 1983 related  to the areas  of
sulfur  oxides control, prevention of significant  deterioration, the system
for attaining air quality standards, and EPA's regulations  for  assessing
penalties under Section 120 of the Act.
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           II.  AIR QUALITY TRENDS, MONITORING, AND MODELING
     This chapter describes current trends in ambient air quality levels
(the concentration of a given pollutant in the atmosphere) as  well  as
trends in the estimated emissions into the air of the various  pollutants,
In addition, the chapter discusses the topics of air quality monitoring
and air quality modeling.  Data on ambient air quality levels  and
emissions are through 1982, the latest year for which EPA has  complete
statistics.

A.  NATIONAL AIR QUALITY AND EMISSION TRENDS1

    National long-term (1975 through 1982) improvements  can be seen for
sulfur dioxide (S02), carbon monoxide (CO), and lead (Pb).  Improvements
can also be seen for ozone (03) and nitrogen dioxide (N02) in  the period
1979 through 1982 and for total suspended particulate (TSP) between
1978 and 1982.

     In the case of 03, a major drop in ambient concentration  levels
occurred between 1978 and 1979 largely due to a change in the  03 cali-
bration procedure.  Therefore, special attention is given to the 1979
through 1982 period because the change in the calibration procedure is
not a factor during this time.

     All of the ambient air quality trend analyses which follow are
based on monitoring sites which recorded at least 6 of the 8 years  of
data in the period 1975 through 1982.  In each of these  years, annual
data completeness criteria also had to be met.  As a result of these
criteria, only a subset of the total number of existing  sites  are used
for trends purposes.

    Total Suspended Particulate (TSP) -  Annual  average  TSP levels
measured at 1768 sites decreased 15 percent from 1975 to 1982.  This
corresponds to a 27 percent decrease in estimated TSP emissions during
this period.  TSP air quality levels generally do not improve  in direct
proportion to estimated emission reductions because air  quality levels
are influenced by factors such as wind blown dust and reentrained
street dust which are not included in the emission estimates.   Most of
the air quality improvement occurred during the last several years, and
was due not only to reductions in TSP emissions, but also to more
favorable meteorology in 1982.  An analysis of meteorological  conditions
for 1982 indicated a potential for lower TSP concentrations due to
abnormally high precipitation.

Sulfur Dioxide (S02) -  Annual average S02 levels measured at  351
sites with continuous S02 monitors decreased 33 percent  from 1975 to
1982.  A comparable decrease of 39 percent was observed  in the trend in
the composite average of the second maximum 24-hour averages.   An even

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greater improvement was observed in  the  estimated  number  of  exceedances
of the 24-hour standard, which  decreased 91  percent.   Correspondingly,
there was a 17 percent drop  in  sulfur  oxide  emissions  during this  period.
The difference between emissions and air quality trends is believed  to
arise because the use of high  sulfur fuels was  shifted from  power
plants in urban areas, where most of the monitors  are, to power  plants
in rural  areas which have fewer monitors. Further, the residential  and
commercial  areas, where the  monitors are located,  have shown sulfur
oxide emission decreases comparable  to SOg air  quality improvements.
These decreases in sulfur oxide emissions are due  to a combination of
energy conservation measures and the use of  cleaner fuels in the residential
and commercial areas.

     Carbon Monoxide (CO) -  Nationally,  the  second highest nonoverlapping
8-hour average ambient CO air  quality  levels at 196 sites decreased  at
a rate of approximately 5 percent per  year,  with an overall  reduction
of 31 percent between 1975 and  1982.  An even greater  improvement  was
observed  in the estimated number of  exceedances, which decreased 87
percent.   CO emissions decreased 11  percent  during the same  period.
Because CO monitors are typically located to identify  potential  problems,
they are  likely to be placed in traffic  saturated  areas that may not
experience significant increases in  vehicle  miles  of travel.   As a result,
the air quality levels at these locations are expected to improve  at a
rate faster than the nationwide improvement  in  emissions.

     Nitrogen Dioxide (N02)  -   Annual  average N02  levels, measured at
276 sites, increased from 1975  to 1979 and then began  declining.  The
1982 ambient N02 levels are  equivalent to the 1975 levels, so  that
there is  no long-term change.   The trend pattern in the estimated  nation-
wide emissions of nitrogen oxides is similar to the N02 air  quality
trend pattern, with nitrogen oxides  emissions increasing  only  by a total
of 5 percent between 1975 and  1982.  Between 1979  and  1982 both  ambient
N02 levels and nitrogen oxide  emissions  showed  reductions of 7 and 5
percent,  respectively.

     Ozone (03) -  Nationally,  the composite average of the  second-
highest daily maximum 1-hour 63 values,  recorded at 193 sites, decreased
18 percent between 1975 and  1982.  An  even greater improvement was
observed  in the estimated number of  exceedances in the ozone season
(July-September), which decreased 49 percent.   Volatile organic  compound
(VOC) emissions decreased 13 percent during  the same time period.  The
greater improvement observed in ozone  levels than  emissions  may  be due,
in part,  to the non-linear relationship  between VOC emissions  and  ambient
ozone levels, and also to the  change in  the  calibration procedure  which
took place between 1978 and 1979.  To  eliminate the influence  of the
calibration change, trends were examined for the 1979-1982 time  period.
Ozone levels improved by 9 percent from  1979 to 1982,  a period which
was not influenced by the calibration  change.
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     Lead (Pb) - The composite maximum quarterly average of ambient
lead air quality levels, recorded at 53 urban sites, decreased 64 percent
between 1975 and 1982.  This sample of sites satisfied a minimum of 6
years of data in the 1975-82 time period and were heavily weighted by
sites in Texas (51  percent) and Pennsylvania (23 percent).  In all a
total of only six States were represented in the sample.  In order to
increase the number of sites and their geographical  representativeness
lead trends were studied again over the 1979-82 time period.  A total
of 214 urban sites  from 21  states satisfied the minimum data requirement
of at least 3 out of the 4 years of data.  An improvement in ambient
lead concentrations of 43 percent was observed at these sites as compared
with an improvement of 54 percent for the 46 sites mentioned above over
this same 1979-82 period.  Even this larger group of sites was
disproportionately  weighted by sites in California,  Pennsylvania, Texas,
Arizona, Illinois,  and Minnesota.  These six states  accounted for almost
79 percent of the 214 sites represented.  Contributing to the decrease
in national  ambient lead levels was the fact that lead consumed in
gasoline dropped 69 percent from 1975-82, primarily  due to the use of
unleaded gasoline in catalyst-equipped cars and the  reduced lead content
of leaded gasoline.

B.   AMBIENT AIR MONITORING

     General

     Section 110(a)(2)(C) of the Clean Air Act requires State Implementation
Plans to include provisions for establishment and operation of systems
for monitoring ambient air quality.  In addition, Section 319 of the
Act requires the development of uniform air quality  monitoring criteria
and methods and the establishment of an air quality  monitoring system
throughout the United States which uses uniform monitoring criteria and
methods.  To satisfy these requirements EPA promulgated regulations in
1979 which required States  to establish and operate  air monitoring
stations and to report the data to EPA^.  The two principal  types of
stations in the State networks are State and Local  Air Monitoring
Stations (SLAMS) and National  Air Monitoring Stations  (NAMS).  The moni-
toring stations of  the SLAMS and NAMS must adhere to the uniform moni-
toring criteria described in the regulation.  These  criteria cover quality
assurance, monitoring methods, network design, and probe siting.
January 1, 1981 was the deadline by which all NAMS were to meet all of
the requirements in the regulations.  The SLAMS had  until January 1,
1983 to meet all of the provisions in the regulations.

     Overall, State and local  progress in meeting the  requirements of the
regulations has been excellent.  Tables 1 and 2 summarize the SLAMS and
NAMS status through December 1983.  Table 3 lists, by  pollutant, the number
of SLAMS and NAMS.
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                Table 1.  SLAMS Status through December 1983
Total planned network*

Monitors operational

Monitors in operation meeting all  require-
  ments of the regulations

 *  Includes NAMS monitors
Number of
 Monitors

   4888

   4763

   4682
Percent of
  Network

   100

    97

    96
                Table 2.  NAMS Status through December 1983
                                               Number of
                                                Monitors
               Percent of
                 Network
Total planned network

Monitors operational

Monitors in operation meeting all
  requirements of the regulations
 1362

 1351

 1351
  100

   99

   99
     Table 1 shows a total of 4888 planned SLAMS monitors of which 4763 or
97 percent were in operation.  This number is about the maximum expected
since monitoring station shutdowns routinely occur because of lost leases,
urban renewal projects, and changing ambient air monitoring priorities.
Of these 4763 operating monitors, 4682 or 96 percent of the total monitors
are meeting all requirements of the regulations.  The remaining operating
monitors should meet the requirements with some small changes in monitor
siting and improvements in the standard operating procedures.

     Table 2 shows that of the 1362 planned NAMS, 1351 or 99 percent were
in operation and were meeting all requirements of the regulations through
December 1983.
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        Table 3.  National Summary of Planned Air Monitoring Stations
Pollutant
TSP
S02
N02
CO
03
Pb
SLAMS
(including NAMS)
2574
583
298
450
612
371
NAMS
644
222
58
115
216
107
TOTAL 4888 1362
     Particulate Monitoring

     As discussed in Chapter IV of this report, EPA plans to propose revisions
to the national ambient air quality standards for particulate matter in 1984.
One change considered is the establishment of standards for that fraction of
particulate matter that is composed of particles that are nominally 10 micro-
meters or less in size
     During 1983, data collected during 1980 and 1981 in the 120 site
National Inhalable Particulate Monitoring Network were used to develop  a
procedure to use total suspended particulate (TSP) data to estimate the
likelihood that a monitoring site would violate specified national  ambient
air quality standards (NAAQS) for PM^Q.  Since very little PMio air quality
data are available, the methodology is expected to be useful  in establishing
PM^o monitoring and control priorities, should a PMjQ NAAQS be promulgated.
Additional  efforts were underway to examine TSP-PMio relationships  in the
Inhalable Particulate network to see whether they are affected appreciably
by geographic location, microscale differences, or other factors.   The
methodology was used to examine 1980-82 TSP data at approximately  2000
sites for which TSP data were reported to EPA in order to estimate  each
site's likelihood of violating prospective PMjg NAAQS.  Data  from  sites
judged most likely to violate prospective NAAQS were reviewed with  the  EPA
Regional Offices to rule out natural  events, temporary construction
activities, and spurious data as reasons for the estimated high probability
of violation.
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C.   AIR QUALITY MODELING

     An air quality model is a set of mathematical  equations  that  describe
the atmospheric transport, dispersion, and transformation  of  pollutant
emissions.  By means of these equations,  a model  can  be  used  to calculate
or predict the air quality impacts of emissions  from  proposed new  sources,
emissions from existing sources,  or changes in  emissions from either of
these source categories.  These models are of great utility because they
provide a means whereby the effectiveness of air pollution controls can
be estimated before action is taken.

     During 1983, a major EPA program to  evaluate several  categories of models
was continued.  This program was  developed in response to  recommendations
of the American Meteorological Society (AMS) under its cooperative agree-
ment with EPA.3  The evaluation of urban  models  was completed.^ The
evaluation of complex terrain models was  initiated and will  be completed
in 1984.  A test evaluation of two short-term,  long-range  transport models
was completed;^ this will serve as the basis for a more  complete evaluation
of 6-8 such models during 1984-85.  The evaluation of mobile  source models
will also be initiated in 1984.  Guidance was completed  for the use of
a newer chemical mechanism in the EKMA model widely used in State
Implementation Plans for ozone.  During 1984, computer software and
documentation will be developed which will facilitiate the use of  newer
chemical mechanisms by the regulatory community.

     The evaluation of urban models reaffirmed  that these  models are reason-
ably reliable in estimating the magnitude of the highest concentrations
occurring within an area.  For long-term  models  there was  little bias and
the estimates were generally quite good.   For short-term models there was
somewhat greater variability in estimating the  maximum concentrations and
poor ability (as expected) in accurately  estimating concentrations that
occur at a specific time and site.

     The rural^.7 anc| urban^ models were  also subjected  to peer scientific
reviews through a cooperative agreement with the American  Meteorological
Society.  The reviewers found all the models considered  to be basically
similar, with common deficiencies in the  extent  to which they represent
the current state-of-the-art.  Recommendations  for improvement were
provided.  While some concern was expressed about poor model  performance
when pairings in space and time are considered,  it was recognized  that
good agreement may be impossible to attain with  current  models and
data bases.  Agreement with observations  at the  upper percentiles,
as has already been demonstrated, may be  all that can be expected  for
the present.  A peer scientific review of complex terrain  models is
planned for 1984.

     Work continued on the explicit consideration of  model uncertainty
in decision-making.  A preliminary technique to  directly calculate the
effect of model uncertainty on air pollution control  decisions was
developed.^  During 1984 demonstration of this  technique for typical
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applications and analysis of its sensitivity to various factors should
be possible.  As a result, a quantitative assessment of the effects of
model performance on effective and reliable control regulations for air
pollution sources may eventually become available for use by decision-
makers.

     Efforts to improve guidance on air quality models^ and to ensure
consistency in their use have also continued.  Additional efforts were
undertaken to promote consistency between modeling applied in national
regulatory impact analyses for automotive pollutants and in State
Implementation Plans.  These efforts led to guidance regarding ozone
modeling and closer scrutiny of design values and growth rates assumed in
analyses for 03, CO, and N02.  In addition, ozone modeling analyses
submitted in connection with 1982 SIP's were scrutinized more carefully
than ever before for technical accuracy.  The Air Quality Model Clearing-
house activities were continued to ensure that use of nonguideline techniques
does not lead to inconsistent regulatory decisions.  A workshop was held
with modeling contacts in EPA's ten Regional Offices to improve communi-
cations on the use of models and to resolve problems common to several
Regions.  Guidance on such problems was expanded and circulated to these
offices.  In addition, draft revisions to the "Guideline on Air Quality
Models" were completed.  Based on the results of the cooperative agreement
with the American Meteorological Society, other contacts with the technical
community, and extensive in-house analyses, guidance on models and associated
data bases for specific regulatory programs was improved.  A preliminary
draft of the guideline was circulated to selected Federal and State
governmental agencies; their comments have been incorporated.  In 1984
the revised guideline will be subjected to a public hearing and comment.
The hearing will be conducted in conjunction with the Conference on Air
Quality Modeling (Third) which is required at three year intervals by
Section 320 of the Clean Air Act.  The guideline will  be incorporated by
reference in the PSD regulations, with final promulgation expected in
1985.

     Work also continued in the area of receptor model  development and
application.  A receptor model is an analytical procedure which begins
with monitored air quality data and attempts to draw inferences about
sources causing observed high ambient concentrations of pollutants.
These methods require some knowledge of the characteristics of ambient
and source samples which can be gained through chemical analysis and/or
analysis of individual particles [as in the case of participate matter(PM)].
Receptor models are likely to be utilized in performing source apportionment
studies in areas which fail to meet prospective national ambient air
quality standards for PMig.  To assist the States in preparing control
strategies, guidance on the application of receptor models will be included
as a part of the guidance to be developed for PM^g State Implementation
Plan (SIP) preparation.  In addition to guidance concerning the use of receptor
models in SIP's, several reports describing the uses,  capabilities, and
limitations of several specific receptor models have been issued.ll»12
These reports are part of an ongoing series of descriptive documents for
specific receptor modeling approaches.
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D.   INTEGRATION OF AIR DATA SYSTEMS

     The Aerometric Information Reporting System (AIRS)  is  a  new integrated
data system being developed by EPA to replace entirely the  existing data
bases,  files, and software now used by the Agency for storing and retrieving
ambient air quality data, stationary source and  emissions  data,  and
source  compliance data.  The AIRS project was fully approved  by  senior
EPA management in December 1980 after the earlier comprehensive  feasibility
study revealed the advantages of a truly integrated data system.  Detailed
performance specifications were completed in 1981-82 which  defined the
overall structure of AIRS.  AIRS will be composed of two relatively
separate components (air quality and facility data) but  will  use common
sets of geographical and other codes and draw upon a state  of the art
data base management system.

     In 1983, work progressed on the air quality component  of AIRS.  This
segment is expected to be fully available for use by the States  by late
1985 with pilot installations at the State level in 1986.
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                     III.  AIR POLLUTION RESEARCH PROGRAMS


     EPA's Office of Research and Development (ORD) provided extensive technical
support to EPA's air pollution control activities in 1983.  ORD's air research
program is divided into four major categories:   Oxidants, Hazardous Air Pollutants,
Gases and Particles, and Mobile Sources.  The research in each of these areas
is planned by a Research Committee composed of ORD managers and representatives
from EPA's program offices.  Each Research Committee plans the full range of
research for the pollutants covered by that Committee.  The research covers
the areas of scientific assessments, monitoring systems and quality assurance,
health effects, environmental engineering and technology, and environmental
processes and effects.  The discussion of 1983 research accomplishments is
organized along these lines.  In addition to the discussions of the four major
air research programs, a discussion of ORD's research program on acid deposition
is included.

A.   OXIDANTS

     The oxidants research program focused on air pollution problems associated
with ozone, nitrogen dioxide, and volatile organic compounds (VOC's).

     Scientific Assessments

     National workshops were convened to collect data and discuss scientific
issues necessary for revising the criteria document for ozone and other photo-
chemical oxidants.  The external review draft of the criteria document is
scheduled to be completed in 1984 and the final  document published in
1985.

     Monitoring

     Two additional  standard ultraviolet spectrophotometers were delivered
to EPA by the National Bureau of Standards.  These units, in addition to
those to be delivered in the 1984 to 1986 timeframe, will be used by the
EPA Regional Offices as standards to calibrate  field units utilized in
measuring ozone.  The National  Atmospheric Background Network was terminated,
and a final report is being prepared.  This network provided background
data on ozone concentrations in remote National  Forests for use in determining
trends throughout the United States.  Research  continued on the development
of a cryogenic system for trapping and measuring VOC's and non-methane
organic hydrocarbons.  The San Diego Oxidant Transport Study1 was completed
and the first phase  of an oxidant transport and impact study was initiated
in the Ventura, California, area.

     Health Effects

     Several controlled human studies of the effects of ozone were completed.
These studies describe changes in pulmonary structure and function, blood
chemistry, and host  defense mechanisms following inhalation of ozone at various

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concentrations.  Data was collected on three potentially  susceptible  sub-
populations: persons with naturally-occurring respiratory infections,
individuals with allergic rhinitis ("hay fever"),  and  children.   Data from
these studies are being analyzed.   Two other studies  of  potentially
sensitive groups were continued.  The first is a study of asthmatics  to
determine if they are more or less sensitive to ozone  than a  normal
population, and the second is a study that compares  the  sensitivity  of
various health groups (blacks,  whites, males and females) to  ozone.

     A study was completed which further defined effects  seen previously in
guinea pigs, namely, that vitamin  C deficiency enhances  the pulmonary
toxicity of nitrogen dioxide.  Several studies of  ozone  toxicity  were
performed on animals with health conditions similar  to human  ones,  such
as respiratory infection and asthma.  Some of the  animals were exposed to
ozone in a manner similar to the pattern of exposure  for  humans while
others were exposed chronically to determine if there  are long-term
effects of ozone exposure.

     A workshop, sponsored by the  Agency,  was held to  identify extrapolation
research needs for EPA.  This workshop, which was  attended by experts from all
over the country, provided a forum for discussing  the  current state-of-the-
art, and a basis upon which to formulate an extrapolation research  strategy
for the future.^

     Environmental Engineering and Technology

     Research activities focused on reducing emissions of VOC's and
oxides of nitrogen (NOX) from industrial processes.

     In the VOC area, research focused on  the usefulness  of carbon  adsorption,
thermal and catalytic oxidation, and safety relief systems.  Pilot-scale
testing was initiated to investigate the design, cost, and performance of
the carbon adsorption technology,  and catalytic oxidation was field
evaluated at six sites.  Other studies demonstrated  that  the  cost of
controlling VOC emissions for paint bake ovens can be  substantially
reduced by the use of a microprocessor.3

     In the NOX area, a prototype  heavy-oil, low-NOx burner was fabricated
for evaluation on an enhanced oil-recovery steam generator.^   The dilution of
primary combustion air with inert  gas (vitiation)  was  identified  for  a cement
kiln as one of the most effective  combustion modification techniques  for NOX
control.5 Initial tests on a coal-fired, dry-rotary  cement kiln have
shown that vitiation can reduce NOX emissions by approximately 40 percent.
Effective NOX reduction approaches were also identified  for applica-
tion to spark-ignited, gas-fired and diesel engines.^  Tests  of a gas-
fired internal combustion engine equipped  with a nonselective reducing
catalyst showed NOX reductions of  70 percent; tests  are  undrway to  evaluate
the effectiveness of a selective catalyst.  Small  pilot-scale tests  of
in-furnace NOX reduction via secondary fuel injection  using natural  gas
(reburning technology) have shown  reductions as much as  60 percent  whereas
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smaller-scale coal-fired tests achieved 50 percent reductions.  Natural
draft staging-air systems were evaluated for refinery process heaters.^
NOX reductions of approximately 50 percent with a gain in thermal  efficiency
of approximately 2.5 percent were achieved for gas firing.  Correlations
useful in predicting NOX emissions for specific fuels were developed as a
function of coal properties using experimental data from 46 coals.

     Environmental  Processes and Effects

     The primary focus of the research in this area is the development and
testing of air quality models for use by the States in the development of State
Implementation Plans (SIP's) for ozone abatement strategies.  Smog chamber
studies, which simulate atmospheric reactions, were conducted to determine
the role of VOC's in producing elevated levels of ozone.  Studies  on perchloro-
ethylene indicated that this compound may not be as important in producing
ambient ozone as previously thought.^  The scientific data base obtained from
the smog chamber studies will be used in future studies to develop and test
improved ozone chemical mechanisms for use in air quality models.

     Evaluation studies of a first generation regional model were  conducted
and the preliminary results of the model's predictive capability were successful.
When verified, it will be used to calculate the extent of long-range transport
of ozone and its precursors from one urban area to another.

     In the air ecology program, research focused on the development of scien-
tific data to assess the national impacts of ozone on major agronomic crops
grown in the United States.  Studies to determine the effects of ozone on
the yield of major crops through a national network of field research
sites were conducted.  Experimental results were integrated to develop a
dose/yield response data base and economic and crop yield assessment
techniques were developed for use in a preliminary national assessment of
ozone impacts.  This assessment is scheduled to be completed in 1984.  To
improve the accuracy of the assessment, sources of uncertainty such as
soil  moisture relationships, the effects of differing air quality  conditions,
and the evaluation of the impacts of ozone on hay crops are being  assessed.

8.   HAZARDOUS AIR POLLUTANTS

     The pollutants covered by the hazardous air pollutants research
program are those air pollutants that are either currently regulated or are
potential candidates for being regulated under the Clean Air Act or other
appropriate legislation.

     Scientific Assessments

     Efforts to develop comprehensive health assessment documents  for
chlorinated benzenes, dioxins, hexachlorocyclopentadiene, cadmium, mercury,
beryllium, and vinyl chloride were initiated.  Peer review workshops were
held for draft documents on chloroform, chlorinated benzenes, chromium,
dioxins, epichlorohydri n, ethylene dichloride, and ethylene oxide.
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Several  documents were released for public review and  comment  in  1983 or
early 1984. as follows:   carbon tetrachloride.9 nickel,10 cadmium,11
manganese,12 chromium,13 vinylidene chloride,1^ epichlorohydrin.15
trichloroethylene,16 tetrachloroethylene.l? methylene  chloride,18 asbestos,19
hexachlorocyclopentadiene,20 chloroform,21 ethylene  dichloride,22 anc|
ethylene oxide." Following EPA Science Advisory Board review,  documents on
toluene,^^ acrylonitrile," chlorofluorocarbon  CFC-113,26 coke  oven emissions,-^
methyl chloroform,^ and inorganic arsenic^ were published.

     Health Effects

     Major accomplishments were achieved  in gathering  dose-response data for
various  hazardous air pollutants.   A mammalian  cell  study was  completed  which
showed 1-nitropyrene emissions to  be mutagenic.  Further work  will  be done to
determine the comparative potency  of these emissions.   Behavioral and electro-
physiological changes were measured in animals  exposed to toluene.  Data from
this study were scheduled to be analyzed  in 1984.  Nickel,  manganese, and
cadmium compounds were administered to animals  and xenobiotic  metabolism
was studied.  Alterations in biochemical  mechanisms  were found,  but the
significance of these changes will not be known until  the data  are  analyzed
in 1984.  Respiratory infectivity  was studied  in animals exposed  to 2.5
parts per million (ppm)  ethylene trichloride,  1.0 ppm  toluene,  or 75.0
ppm chlorobenzene.  The  results show no significant  increase  in  susceptibility
to respiratory infection.

     Preliminary studies were completed on the  kinetics  of  toluene  following
acute exposures in animals, and the data  are being analyzed.   Further develop-
ment and validation of a test battery will proceed when  the studies are  published.
Mutagenic activity of organic emissions from combustion  sources  was compared
using cellular bioassays.  Extractable organics were found  to  be  fairly  inactive
(within  two orders of magnitude),  whereas particle-bound organics varied by  as
much as  five orders of magnitude.

     Monitoring

     Two journal articles on reduced temperature preconcentration of  volatile
organics for gas chromatographic analysis were  submitted.^0  A  draft  report  on
the Background Phase of Arsenic Monitoring near cotton gins was  completed.
Trace elements and benzo-a-pyrene  were analyzed in filter samples from the
national network.  Field tests of  source methods for vinyl  chloride,  arsenic,
asbestos, and hexavalent chromium  were carried  out.  Reference  materials for
benzene, tetrachloroethylene, and  other organic vapors were issued  by the
National Bureau of Standards.
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Environmental Processes and Effects

     The overall goal of this program is to develop a data base of information
on the atmospheric levels of potential hazardous air pollutants, their
lifetimes in the atmosphere, and their fate.  In particular, the program
focuses on the atmospheric transport and fate of VOC's.  In 1983, a report
was prepared which identifies existing air quality data bases obtained
through a variety of previously conducted studies on potentially hazardous
VOC's in the atmosphere and assesses the scientific quality and applicability
of these data bases.31  The information will be useful  to the Agency in
preparing overall assessments on the importance of specific VOC's in the
atmosphere.

     Also in 1983, a final report was prepared on an ambient characterization
field study in which the atmospheric concentrations and transformation
products of approximately 45 potentially toxic air pollutants were determined
for ten urban areas of the United States.32  This work  will provide useful
information on the temporal and spatial  distribution of toxic air pollutants
in urban atmospheres.

C.   GASES AND PARTICLES

     The Gases and Particles research program focuses on air pollution problems
associated with particulate matter, sulfur dioxide (503), and lead, and the
interactive effects of combining $62 and particles with other pollutants such
as ozone and nitrogen dioxide.

     Scientific Assessments

     National workshops were convened to collect data and discuss scientific
issues pertinent to revising the criteria document for  lead.33  The external
review draft was completed and released.  The final document is scheduled to
be completed and published in 1985.

     Monitoring

     In 1983, the 130-station Inhalable Particulate (IP) Network was operated
successfully.  Twenty stations will remain operational  for Federal  data-
collection efforts and the remainder of the equipment is being refurbished
for distribution to the States for their use in operating particulate
monitoring sites.

     A wind tunnel  was designed and constructed.  The tunnel is being operated
to test the operational  characteristics  of various devices under simulated
environmental conditions for different kinds of particulates and different
particulate loadings.

     A study was initiated to document the visibility impairment caused
by plumes from sources in Ventura, California, as these plumes moved over
the nearby mountains into adjoining areas.

     Quality assurance activities continued for the National  Air Monitoring
Sites/State and Local  Air Monitoring Sites (NAMS/SLAMS)  and IP networks.
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     Health Effects

     A research strategy for quantitative extrapolations  was  developed  by
EPA scientists, with input from outside experts.   This  strategy  provides
a broad framework for performing dosimetry and  sensitivity  studies  to
develop improved risk assessments.   As  part of  the Agency's extrapolation
efforts, the lung structure of adult and infant humans  and  several  species
of animals were compared as a preliminary step  in  determining species
sensitivity to gases.

     Complex clinical studies of the pulmonary  response of  asthmatics
exposed to $03 were completed.  The data have  been analyzed and  the
studies were scheduled to be reported in 1984.   These studies describe
group responses as functions of both S02 concentrations and length  of
exposure, and describe individual  responses to  S02 to determine  bronchial
sensitivity to S02.  Another clinical study measured  the  acute physiological
response of normal people following inhalation  of  gases and particles,
alone and in combination.

     To complement the clinical work, animal toxicology studies  were done
of chronic exposures to gases and particles, alone and  in combination,
measuring changes in pulmonary physiology, immunology,  and  lung  morphology.
Both normal and emphysemic rats were exposed.   In  another study  of  gases
and particles, two groups of animals were shown to have increased suscep-
tibility to bacterial lung infection following  a total  exposure  of  103
days.  Intratracheal instillation was used in  a study of  the  comparative
potency of several coarse mode particles in animals.   In  this study, animals
were exposed to ferric oxide, calcium carbonate, and  sodium feldspar,
which have been thought to be benign.  They were also exposed to silica
dust, which is known to cause immunological decrements.  All  of  the
particles were found to be roughly equivalent  in potency, indicating that
some coarse mode particles may be more toxic, than  previously  thought.

     Environmental Engineering and Technology

     A co-sponsored full scale demonstration program  at the Louisville  Gas
and Electric Company's Cane Run Facility in 1983 verified that the  dual
alkali process is a reliable flue gas desulfurization alternative.   The
program demonstrated that high S02 removal efficiency (over 90 percent) can
be sustained at a high reliability (less than  10 percent  shutdown).34
Another system assessed was the use of adipic  acid which  was  tested at
the TVA Shawnee Power Station near Paducah, Kentucky.  Sulfur dioxide
removal efficiencies in excess of 90 percent,  and  reliable  scrubber
operation were achieved.^  The addition of adipic acid to  a  wet limestone
flue gas desulfurization system was also evaluated at the Rickenbacker  Air
National Guard Base near Columbus, Ohio.36  The efficiency  of sulfur dioxide
removal was raised from 55 percent to over 90  percent in a  30-day test
period.
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     In cooperation with the Electric Power Research Institute and the
Southern Company Services Utility Company, EPA has developed and demonstrated
that adding amounts of sodium to coal feed can increase performance of coal
burning power plants equipped with "hot side" electrostatic precipitators
(ESP's).37  These results were obtained with a 195 Megawatt (MW) coal-fired
unit.  Sodium conditioning reduced particulate emissions by 90 percent.

     Two concepts of using two-stage ESP's for new power plants using  low
sulfur coals were evaluated.  The two-stage precipitators were developed
for pilot unit demonstrations at the TVA Bull Run Station and Public
Service of Colorado's Valmont Station.  Results indicate that two-stage
precipitators substantially improve the performance of ESP's when low
sulfur coal is burned.38

     The use of fabric filters (baghouses) to remove particles from gas
streams is of growing importance.  Conventional fabric filter design does
not consider the electrical properties of either the dust or the fabric.
Research has shown that electrostatic forces influence the way in which
the particles interact with the fabric and other particles.  An electro-
statically augmented fabric filter (ESFF) was developed and installed  on
several pilot-scale baghouses including an industrial  boiler site at the
DuPont Company Plant in Waynesboro, Virginia, and at a Southwestern
Public Service Company facility in Amarillo, Texas.  Results show that
the ESFF baghouse has significant advantages over conventional baghouses.39
The primary effect is a 50 percent reduction in pressure drop across the
filter bags, and greater operating stability and reliability.

     An evaluation of conventional fabric filter baghouses for particulate
control in electric utility applications was completed and the data made
available to support the review of the utility boiler  new source performance
standards.  Additionally, field assessments of the performance of baghouses
in conjunction with spray dryers for combined sulfur dioxide and particle
capture were conducted to ascertain the reliability of this technology and
the time in compliance of this technology.

     Environmental Processes and Effects

     Research in the gases and particles area focused  on the development
and validation of air quality models concerned with the transport and
fate of SOg and particles, particularly inhalable-sized particles with
diameters of ten micrometers (urn) or less, as well  as  their effects on
agricultural crops, materials, and visibility.

     Urban, mesoscale, and regional particulate air quality models are
required by the Regions, States, and local governments and industry to
support anticipated revisions of State Implementation  Plans (SIP's) for
particulate matter.  EPA plans to develop improved  models that will
predict concentration values of total  fine (less than  2.5 urn)  and coarse
(greater than 2.5 urn) particle mass and chemical  composition.   In 1983,
the development and validation of urban particulate models resulted in
the completion of the Particulate Episodic Model  (PEM) and user's guide.^
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     Regional  scale particulate matter modeling  research  continued  to
study prolonged elevated pollutant  episodes  and  the  planetary  boundary
layer resulting in the development  of a model  to determine  the time-varying
mixing depth and transport flow in  the planetary boundary layer.  Additionally,
the Cross Appalachian Tracer Experiment (CAPTEX) was conducted during
September, October, and November 1983 jointly  with the  Department of
Energy, the Electric Power Research Institute, and Canada to  study  regional
scale transport and dispersion mechanisms  to validate regional scale
transport models.

     Research  continued on the development of  improved  S02  air quality
dispersion models for use in complex terrain,  particularly  in  the mountainous
West where energy development is increasing.  Data from the Small Hill
Impaction Study #2 field study conducted in  1982 and earlier  field  studies
were utilized  in the continuing development  of the Complex  Terrain  Dispersion
Model (CTDM).   Research in the Green River Ambient Model  Assessment
(GRAMA) program resulted in improved local-scale and mesoscale air  quality
models for Western Colorado and Eastern Utah.

     Research  in the Source Apportionment  Methods (SAM) program to  develop
receptor models for apportioning suspended particulate  mass to components
from emission  sources resulted in a project  report on the second  receptor
modeling workshop (Quail Roost II)  held in 1982,41 a preliminary  report  on
results of the 1982 Denver Winter Haze Study,42  and  reports on residential
heating43 and  the application of SAM to various  data sets.44

     Research  continued on the development of  new dispersion  techniques
for air quality dispersion models,  which are necessary  to account for
changes in the dispersion properties of the  atmosphere  with height.
Reports were published on the comparison of  several  dispersion schemes45
and on a workgroup summary for preparing meteorological data  for  routine
dispersion calculations.4$  The User's Network for Applied  Modeling of Air
Pollution (UNAMAP) published version 5 of  UNAMAP for distribution to the
model user community.'

     In the welfare effects area, research addressed ecological  and material
damage.  The ecological program focused on the effects  of air pollutant
combinations (S02, ozone, and nitrogen dioxide).  A  workshop  was  held to
evaluate the effects of pollutant combinations associated with ambient
environments and to develop a research approach  to evaluate this  problem.
Research involving material damage  concentrated  on the  development  of an
atmospheric corrosion monitor to be used as  a  proxy  for material  damage
caused by SO?  and particles.

D.   MOBILE SOURCES

     Scientific Assessments

     A panel of experts was convened to review in-depth key studies
reported by the Agency in the last  criteria  document for  carbon monoxide
(CO).48  Additional studies appearing in the literature since publication
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of the criteria document were also reviewed.  Based on these reviews, an
addendum to the criteria document was prepared and an external  review
draft was completed.  The final  draft of the addendum was scheduled to be
completed and published in 1984.

     Monitoring

     Two large scale field studies of population exposures to CO were
completed using the newly developed miniaturized CO personal  exposure
monitors.  In Denver, Colorado,  the CO exposure profiles of 454 persons
were obtained for two-day periods, giving 908 person-days of data.  In
Washington, O.C., the 24-hour CO exposure profiles for 712 persons were
obtained.  In both studies, diaries were filled out, allowing the CO
exposures to be related to individual activities and locations, and CO
breath samples were obtained to  allow blood carboxyhemoglobin to be
estimated.  Initial data analyses, including CO exposure-dose modeling,
were begun on this large data base.  Also, a microenvironmental field study
was completed of CO exposures on various roadways and in buildings in
Washington, D.C.  Initial steps  were taken to construct a model of CO
exposures, sources, and microenvironments.

     Health Effects

     A tier-testing bioassay system for in vitro and in vivo testing of
fuels, fuel additives, and their emissions was developed and a  report
published.  Mutagenicity and carcinogenicity were the primary endpoints.
In addition, a study was initiated to study alterations in the  cardiac
function of both normal human subjects and those with coronary  artery
disease following exposure to CO while at rest and exercising.

     Environmental Processes and Effects

     In 1983, research in this program focused on characterizing the gaseous
and particulate emissions from in-use gasoline and diesel-powered motor
vehicles.  Emissions from 41 in-use gasoline-powered passenger  cars were
analyzed for hydrocarbons, aldehydes, and organic particulates.  Additionally,
the factors responsible for the  sensitivity of emissions to varying
average speed conditions was determined.  Research to characterize emissions
from heavy-duty trucks and buses was scheduled to be completed  in 1984.

E.   ACID DEPOSITION

     Research on the sources, effects, and possible mitigation  strategies
for controlling acid deposition  continues to be a high priority for EPA.
During 1983, the Agency worked closely with the other members of the
Interagency Task Force on Acid Precipitation to more clearly establish
and verify the relationship between emissions and deposition, determine
the dose-response functions and  the extent of potential impacts, and
assess the relative costs and benefits of possible mitigation strategies.
Research on acid deposition is organized by the following Task  Force
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sub-groups:  Natural Sources, Man-Made Sources,  Atmospheric Processes,
Deposition Monitoring, Aquatic Effects, Terrestrial  Effects, Effects on
Materials and Cultural Sources, and Assessments  and  Policy Analysis.  EPA
contributed significantly to the following major accomplishments  achieved
by the Task Force in 1983 as described below.

     Natural Sources
     Measurements of natural  sulfur compounds in the ocean suggest emissions
from marine sources may contribute significantly to the production of acid
precursors.

     Man-Made Sources

     A comprehensive emission inventory data base for 1980 was  being
developed and the final version was expected to be available to modelers
in 1984.  Models to predict the cost and emissions changes from utilities
and industries based on various possible control strategies were developed
and are being validated.

     Atmospheric Processes

     A major field experiment was performed to track the movement of tracer
gases released in the Midwest and Canada over hundreds  of miles.  In addition
studies of the role of clouds in processing sulfur dioxide into acidic sulfates
were performed.  The development of a major Eulerian model  for  long-range
transport was initiated.

     Deposition Monitoring

     Three research sites were established to test improved methods of monitoring
wet and dry deposition, precipitation in chemistry data were analyzed, and acid
deposition maps for North America were produced.  The National  Trends Network
became fully functional and the first annual  report of  wet deposition data was
prepared.

     Aquatic Effects

     A preliminary, qualitative map of the nation indicating regions where
surface waters are likely to be most sensitive to acidification was produced,
and a preliminary survey of drinking water in the Northeast was completed.  In
addition, long-term monitoring of aquatic resources (chemistry  and biota) in
key sensitive regions continued.  The planning for a major survey of lakes was
undertaken.

     Terrestrial Effects

     Extensive long-term studies continued to investigate whether acid
deposition has caused changes in the rate of growth and species composition.
An analysis of tree ring data indicated a possible synergistic  effect between
deposition and other stress factors.  Agricultural  experiments  using simulated
acid rain were also continued.
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     Effects on Materials and Cultural  Resources

     Operations at four field sites continued,  and the site selection  process
for additional  stations in the U.S. and in Canada  was initiated.   Prototype,
movable covers  that separate the effects of wet from dry deposition were  field
tested.  Chamber studies to determine the role  of  moisture in  air pollution
began.  Collection of service life and  life cycle  cost data was  initiated.
Work on assembling inventories of common materials and cultural  properties  also
began.

     Assessments and Policy Analysis

     The Critical  Assessment Review Papers detailing the current  state of
knowledge about acid deposition and its effects were completed and distributed
for public comment.^9  Investigations into the  methodology of  conducting  integrated
assessments, which bring together the various  scientific and economic  aspects
of the program, have continued.  A framework for coordinating  the activities of
the individual  task groups for the 1985 Assessment was completed.
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        IV.  DEVELOPMENT OF NATIONAL AMBIENT  AIR QUALITY  STANDARDS


     The 1977 Clean Air Act Amendments  require EPA to review regularly
and revise, if necessary, all  of the national  ambient air quality  standards
(NAAQS).  Reviews of all  existing NAAQS were  in progress  during 1983.

     In 1983, EPA revoked the  existing  NAAQS  for hydrocarbons  (which was
originally established as a guide for attaining the NAAQS for  photochemical
oxidants) on the basis that it was no longer  appropriate  and because
there are now much more sophisticated techniques available for designing
control strategies for photochemical  oxidants  (ozone).1

     During 1983, work continued on finalizing EPA's  proposal  of August
18, 1980, to revise the NAAQS  for carbon monoxide (CO).2   Additional
review and comment from the public and  by the  Clean Air Scientific Advisory
Committee (CASAC) was conducted in 1983 on several  new issues  that were
raised since proposal.3  A draft Addendum to  the revised  criteria
document for CO^ and a new draft staff  paper^  which interprets the
critical studies cited in the  criteria  document for standard-setting
purposes were reviewed and concurred on by CASAC.

     The revision to the criteria document for nitrogen oxides (NOX) was
completed in 1982.   The NOX staff paper,  which interprets  the critical
studies in the criteria document for use in the standard-setting process
and provides a range of values which the staff feels  is most appropriate
for selecting the level of the air quality standard,  was  reviewed  and
concurred on by CASAC in 1983.  Proposal of standards is  scheduled for
1984.

     CASAC concurrence on the  scientific accuracy and completeness of  the
staff paper for particulate matter was  received in January 1982.^   Work
on the regulatory support documents was nearly completed  in  1983 and
proposal of a revised particulate matter NAAQS is scheduled  for early  1984.

     In 1983, CASAC submitted  a closure letter on the staff  paper9 for
sulfur oxides (SOX).  The staff presented their recommendations to the
Assistant Administrator on either reaffirming  or revising the  current
standards.  A proposal to reaffirm or revise  the standards is  scheduled
for 1985.

     Work on revising the criteria documents  for ozone and lead was
initiated in late 1981, with initial  drafts of chapters for  the documents
completed in 1982.  Public workshops on the draft criteria document
chapters were held in 1983.  Work on the regulatory support  documents  was
initiated in 1982 and continued in 1983.  Release of  the  first external
review draft of the lead criteria document^1 occurred in  the fall  of  1983 and
release of the first external  review draft of  the ozone document is
scheduled for 1984.

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     Also in 1983, the Agency continued its  efforts  to  develop  methodologies
for using risk assessment in setting NAAQS,  as  has  been suggested  by  a
number of groups, including the National  Commission  on  Air  Quality.   The
CASAC has set up a subcommittee to assist and  advise EPA in  applying  risk
assessment to the lead NAAQS review.
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            V.  REGULATORY ASSESSMENT OF  TOXIC  AIR  POLLUTANTS


     In 1983, recommendations  on whether  to  regulate  polycyclic  organic
matter and acrylonitrile under the Clean  Air Act  were developed, with
proposal  of the Agency's decision anticipated in  early 1984.   Regulatory
recommendations for toluene also were completed in  1983 and are  expected
to be published in 1984.  Assessments containing  information on  the
sources,  emissions, public exposure,  current control, and  possible control
improvements were completed for acrylonitrile,  carbon tetrachloride,
toluene,  and five chlorinated  organic solvents.  This information  is used
in conjunction with the health assessment documents discussed  in Chapter
III of this report in order to make recommendations on the need  for
control of these chemicals and the appropriate  regulatory  mechanism to be
used.

     Efforts to assist State and local  air pollution  control offices in
dealing with toxic air pollutants also increased  significantly in  1983.
Workshops were held in three EPA Regional  Offices for the  States in those
Regions,  and a substantial effort began to develop  an Air  Toxics Information
Clearinghouse.  In the "latter  effort, EPA worked  closely with  States
and local air pollution control agencies  to  facilitate the voluntary
exchange of information relating to substances  that are toxic  or may be
found to be toxic.  Full implementation of the  clearinghouse is  planned
in late 1984 or early 1985.

     Work continued within the Agency to  integrate  properly toxics activities
across the various media.  Of  principal interest  was  the activity  on the
Toxic Integration Task Force chartered by the Deputy  Administrator in  1983
and scheduled for completion in early 1984.   Subgroups on  risk management,
risk assessment, high visibility chemicals,  intermedia inconsistencies, and
interagency coordination were  established to evaluate and  recommend improved
policies and procedures.

     A system^- for screening and ranking  a large  number of potentially toxic
air pollutants for further more detailed  assessment was developed  and  applied
in 1983.  This system uses readily available data that provides  an indication
of the potential for adverse health effects  and public exposure.  Using
appropriate weighting factors, the system provides  a  quantitative  ranking
which is then used for setting future priorities  for  additional  work.

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              VI.  STATUS OF AIR QUALITY MANAGEMENT PROGRAMS


A.   DEVELOPMENT OF POLICY AND REGULATIONS

     Post-1982 Attainment Policy

     Part D of the Clean Air Act requires that primary national  ambient
air quality standards (NAAQS) for particulate matter, sulfur dioxide,
nitrogen dioxide, carbon monoxide, and ozone be attained no later than
December 31, 1982.  State Implementation Plan (SIP) revisions providing
for attainment of these standards were to have been submitted to EPA by
January 1, 1979.  Extensions of the attainment date up to 1987 were authorized
under prescribed conditions for the carbon monoxide and ozone air quality
standards.  One condition was the submission to EPA of an additional SIP
revision by July 1, 1982 which demonstrated attainment of these standards
not later than December 31, 1987.  On February 3,  1983, EPA published two
rulemaking proposals relating to implementation of the primary national
ambient air quality standards under the Clean Air  Act.*»2  The first
notice proposed to disapprove State Implementation Plans and impose a
moratorium on major stationary source construction or modification in
nonattainment areas that were required to attain the standards by December 31,
1982, but were still experiencing violations.  This notice also proposed
to disapprove plans and impose construction moratoriums in nonattainment
areas that had not received full EPA approval for  plan revisions due in
1979.  The second notice, depending upon the circumstances, either proposed
approval or disapproval  of implementation plans submitted in 1982 by
States with nonattainment areas that had obtained  extensions of the 1982
deadline for the carbon monoxide or ozone standards.  In this notice, EPA
proposed to impose construction moratoriums in all areas where it was
proposing to disapprove 1982 plan submissions.  In addition, the notice
requested comment on the appropriateness of additional restrictions,
including the withholding of air program and highway funds.

     After evaluating the comments submitted in response to its  proposals,
EPA revised its interpretation of the Act's legal  consequences of a failure
to meet the 1982 attainment deadline and published a notice on November 2,
1983, taking final action on portions of the first notice described
above.^ EPA did not take any action on the proposals in the second notice,
but it did describe its  revised policy for dealing with nonattainment areas
that had attainment date extensions.  As discussed later in this chapter,
action on the proposals  in the second notice were  published as individual
Federal Register notices in early 1984.

     Under the policy announced on November 2, 1983, EPA gave States
an opportunity either to show that their State Implementation Plans were
not deficient or to remedy their deficiencies before any of the various
sanctions provided by the Clean Air Act would apply.  States could show
that their plans were not deficient by requesting  redesignation to attain-
ment under Section 107(d) of the Act.  States could remedy deficiencies

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by either implementing any undone portions  of  their  existing  plans  or
else by revising their existing plans.   EPA prepared comprehensive  guidance
to be made available in early 1984 for  areas that  needed  to  implement  or
revise their plans.

     Implementation  Guidance for Revised Particulate Matter  Standards

     As discussed in Chapter IV of this report,  EPA  plans  to  propose
revisions to the national  ambient air quality  standards  for  particulate
matter in 1984.  One change being considered is  the  establishment  of
standards for that fraction of particulate  matter  that  is  composed  of
particles that are nominally 10 micrometers or less  in  size  (PM^o).   In
recognition of the administrative and technical  impacts  of such  a  change,
in 1983 EPA prepared draft revisions to regulations  and  to guidance
documents applicable to implementing the revised standards.   The drafted
regulations would revise both 40 CFR 51, "Requirements  for Preparation,
Adoption, and Submittal of Implementation Plans";  and 40  CFR  52, "Approval
and Promulgation of  Implementation Plans" to specify PM^g  requirements
for the prevention of significant deterioration  and  for  the  review of  new
sources in nonattainment areas and to make  the technical  amendments
needed to accommodate a PM^g air quality standard.  Drafts of new guidance
documents and revisions to existing documents  deal with  (1)  interim methods
for measuring source emissions of PM^g; (2) dispersion  and receptor models
which can be used for PM^g and the input data  required;  (3)  source-specific
emission factors developed through a multi-year EPA  research  program  that
are needed to prepare PM^g emissions inventories;  (4) new  network  and  data
reporting requirements applicable to monitoring  the  levels of PM^g  in  the
ambient air; (5) interim PSD monitoring methods  for  measuring ambient  PM^g
levels before reference methods are approved and a phase-in  program for
operating new PM^g monitors for PSD; and (6) a method for  using  existing
air quality data, which is not specific to  PM^g, to  assess PM^g  air quality
and to assist in implementation plan preparation.  The  revisions to the
regulations and to the technical guidance will be  announced  in the Federal
Register shortly after the proposal to  revise  the  air quality standard
and will be made available for public comment.

     Visibility Protection

     Section 169A of the Clean Air Act  establishes as a national goal
"the prevention of any future, and the  remedying of  any existing, impairment
of visibility in mandatory Class I Federal  areas which  impairment results
from manmade air pollution."  On December 2,, 1980, EPA promulgated regula-
tions implementing this section.^  All  States  which  contained mandatory
Class I Federal areas were to develop and submit SIP revisions to EPA which
implemented these regulations.

     On December 20, 1982, a number of  petitioners filed suit in the
United States District Court for the Northern  District  of California
seeking to compel EPA to promulgate State plans for  visibility protection
under Section 110(c) of the Clean Air Act for  those  States which had  not
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submitted such plans.  During 1983, EPA and the Environmental  Defense
Fund negotiated and signed a settlement agreement which was then submitted
to the Court.  The agreement provides for EPA to complete the  requested
promulgation within 40 months of finalization of the agreement.  Court
acceptance of the agreement as settlement of the suit was pending at
year's end.

     A Visibility Task Force was formed in 1983 to develop recommendations
on a long-range strategy for dealing with visibility impairment from
pollution-derived regional haze.  The group is charged with defining
goals, research needs, and regulatory options and serves to integrate
regional  haze issues in mandatory Class I Federal areas with more general
visibility protection considerations under the national ambient air
quality standards and with related aspects of other air pollution control
programs  that affect visibility.  The task force will involve  through
membership or consultation several EPA offices, other Federal  agencies,
concerned States, environmental  organizations, and industry.  The major
task force output will be a report, currently scheduled for late 1984,
containing its findings and recommendations and a summary of supporting
material  and analyses.  The group will also issue interim research and
analytical recommendations.

     Tall Stacks and Other Dispersion Techniques

     Section 123 of the Clean Air Act requires that stationary sources
of air pollution not be allowed to take credit for having stacks that are
higher than that defined by "good engineering practice" (GEP)  and thereby
evade more stringent emissions limitations.  In addition, Section 123,
except for specified exemptions, does not allow sources to take credit
for any other type of air pollution dispersion technique.  On  February 8,
1982, EPA promulgated regulations to implement Section 123.-*  Subsequently,
the Sierra Club, Natural Resources Defense Council, and the Commonwealth  of
Pennsylvania challenged those regulations in court.  On October 11, 1983,
the U.S.  Court of Appeals for the District of Columbia Circuit ordered
EPA to reconsider portions of the regulations.  The Court provided very
detailed  instructions to guide the Agency's thinking on remand.  EPA
started preparation of a response to the Court by the end of 1983 and
held a public meeting in December to discuss options available to the
Agency.

     Section 123 prohibits the use of dispersion techniques unless such
techniques were implemented before December 31, 1970.  One technique,
known as  an intermittent control system, varies the rate of pollutant
emissions according to meteorological conditions.  The Agency  drafted
regulations in 1983 which, when finalized, will define the requirements
of an implemented system.
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     Restructuring SIP Preparation Regulations

     A major EPA goal  in 1983 was to improve government  regulations.   The
SIP preparation regulations (40 CFR 51)  were selected  for revision.
Since promulgating the regulations in 1971,  EPA had  made many revisions.
For example, EPA added and amended requirements pertaining to transportation
control strategies, maintenance of the national ambient  air quality
standards, air quality monitoring, new source review,  data reporting,  and
prevention of significant deterioration.  These additions tended to  make
the regulations long and difficult to follow.

     On October 11, 1983, EPA published  in the  Federal  Register proposed
changes to 40 CFR 51.   The proposal would delete obsolete provisions  and
rewrite the regulations in a new format  which is shorter and better
organized.  States using the proposed regulations to prepare SIP's will
find them current and  easier to follow.   The proposed  regulations also
have a flexible structure into which future requirements can be more
easily included.

B.   PREVENTION OF SIGNIFICANT DETERIORATION AND NONATTAINMENT
     NEW SOURCE REVIEW ACTIVITIES

     The Agency made significant progress in 1983 in carrying out its
responsibilities under the Act regarding the preconstruction review  of
new and modified stationary sources.  Major 1983 activities are described
below.

     PSD Program Transfer

     EPA continued its progress in transferring implementation of the
prevention of significant deterioration  (PSO) program  to State and local
agencies.  The majority of PSD permits are now  issued  by these agencies.
As of the end of 1983, 37 State and local agencies had either full delegation
of the PSD program or  a PSD SIP (compared to 26 a year earlier) and  11
more had partial responsibility for the  PSD program.

     Chemical Manufacturers Association  v. E'PA

     The Agency's PSD  and nonattainment  new source review regulations  were
challenged by a variety of entities.  These challenges were consolidated
as Chemical Manufacturers Association v. EPA (CMA),  D.C. Cir. No. 79-1112.
On February 22, 1982,  EPA entered into a litigation  settlement with  the
industry petitioners in which it agreed  to propose certain regulatory
changes.  An important part of the settlement agreement  was satisfied
by EPA's Federal Register proposal of August 25, 1983.6   That proposal
addressed the topics of fugitive emissions in new source review applicability
determinations, Federal enforceability of various emissions reductions,
"buffer zones" around  Class I areas, review of  secondary emissions,  and
offset credit for past source shutdowns.
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     Another significant provision of the settlement deals with the means
by which emissions reductions can be credited so that a source can avoid
new source review of a modification or create an offset.  The Clean Air
Act is not specific regarding the type of system (e.g., actual or allowable
emissions) to be used in granting such credits to sources, and there is
risk that sources could adversely affect air quality by avoiding review
through too liberal a computation of credits.  Work on this portion of
the settlement was on hold at the end of 1983 pending resolution of
certain problems with industry petitioners.

     A third aspect of the settlement involves the decision whether to
propose interim and long-term relaxation of PSD increments for particulate
matter in anticipation of new national ambient air quality standards for
particulate matter based on fine particles.  EPA's position on this
matter was prepared in 1983 and will be proposed for comment when the
revised particulate matter air quality standard is proposed.

     The remaining part of the litigation settlement resulted in the
Federal Register promulgation of June 25, 1982, in which vessel emissions
were excluded from the review of marine terminals.^  EPA was challenged
on this rulemaking by the State of California and the Natural Resources
Defense Council.  On January 17, 1984, the D.C. Circuit Court of Appeals
vacated this rulemaking in part and remanded it to the Agency for further
action.

     An important matter of controversy has been the definition of "source"
for the purposes of nonattainment new source review.  The Clean Air Act is
not clear in this area.  In 1980, EPA promulgated a dual source definition
that minimized the opportunity for modifications to sources to avoid
review in nonattainment areas.  This was challenged by industry in the
CMA suit, but was not of primary concern in the settlement because the
Agency replaced it with a "plantwide" definition in its rulemaking of
October 14, 1981.8  The Natural Resources Defense Council claimed that
the plantwide definition is inconsistent with the Act and, on August 17,
1982, the D.C.  Circuit Court of Appeals ruled in their favor.  EPA and
industry appealed this ruling and it is now before the Supreme Court.
The uncertainty over source definition has caused difficulty for the
nonattainment program, especially with respect to the development of
SIP's.

     In its August 25, 1983, proposal mentioned above, EPA did not require
that fugitive emissions from surface mining operations be included in PSD
applicability determinations.  The Sierra Club sued EPA on this point and
on August 26, 1983, the D.C. Circuit Court of Appeals remanded this
matter to the Agency for explanation of its position.  EPA replied in
January 1984 that it would coordinate a proposal  to list surface mines
with its final  action on the August 25 proposal.
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C.   IMPLEMENTATION OVERVIEW AND ASSISTANCE

     National  Air Audit System

     One of EPA's most important air quality management  initiatives
undertaken during 1983 was the development, in partnership  with  State and
local air pollution control agencies, of the National  Air Audit  System
(NAAS).  The need for the NAAS developed as State  and  local  air  pollution
control agencies assumed responsibility for an increasing number of
delegated programs under the Clean Air Act.  While EPA provided  oversight
of State and local air pollution control programs  for  many  years, the
Agency never developed guidelines to ensure national consistency in  the
evaluation of these programs.  Officials of State  and  local  agencies
pointed out that EPA audits varied in frequency, depth,  and procedure,
and also were inconsistent from Region to Region and State  to  State.
Representatives of State and Territorial Air Pollution Program Administrators
(STAPPA) and Association of Local Air Pollution Control  Officials (ALAPCO)
recommended that EPA develop evaluation criteria for conducting  audits of
State and local air pollution control agencies that would be used by all
Regional Offices.  EPA responded to the concerns of STAPPA  and ALAPCO
members and agreed to participate in a STAPPA/ALAPCO/EPA workgroup charged
with developing an auditing system that would ensure national  consistency
and confirm that State and local air pollution control programs  were
consistent with the national objectives of the Clean Air Act.

     Standardized audit guidelines were written in 1983  by  four  subcommittees
of the workgroup.  The program areas selected by the workgroup for
development of audit guidelines were:  (a) air quality planning  and  State
Implementation Plan (SIP) activity, (b) new source review,  (c) compliance
assurance, and (d) air monitoring.  The subcommittees  were  chaired by
State agency personnel with EPA staff serving as expediters.  All State
agencies, local agencies, EPA Regional Offices, and EPA  Headquarters offices
were provided an opportunity to comment on a draft version  of  the audit
guidelines.  The system will be implemented in 1984 when the guidelines
will be used to audit all State agencies and key local agencies.

     The primary goals of the NAAS are to identify any obstacles that are
preventing State and local agencies from implementing  an effective air
quality management program and to provide EPA with quantitative  information
for use in defining more effective and meaningful  national  programs.
The objectives of the NAAS are to provide audit guidelines  that  EPA,
State, and local agencies can use to:  (1) meet statutory requirements;
(2) assist in developing an acceptable level of program quality; (3)
account for the achievements and needs of SIP programs to Congress and
the public; (4) identify programs that need further technical  support or
other assistance; and (5) effectively manage available Federal,  State,
and local resources so that the national ambient air quality standards
may be attained and maintained as expeditiously as possible.
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     Status of Nonattainment Areas

     The following table lists those areas of the country that were not
in attainment with air quality standards as of the end of 1983.  Note
that totals are not shown since the same area may be nonattainment for
more than one pollutant.

     Pollutant                                Number of Nonattainment Areas

     Particulate Matter (primary standard)                 172
     Particulate Matter (secondary standard)               148
     Sulfur Oxides (primary standard)                       61
     Sulfur Oxides (secondary standard)                      8
     Nitrogen Oxides                                         5
     Carbon Monoxide                                       148*
     Ozone                                                 448**

      *97 areas received an extension until 12/31/87
     **154 areas received an extension until 12/31/87

     1982 SIP Revisions for Ozone and Carbon Monoxide

     As discussed earlier in this chapter, certain areas of the country
that demonstrated that the primary NAAQS for ozone (03) or carbon monoxide
(CO) could not be attained by December 31, 1982, even with the application
of all reasonably available control measures, were granted an extension of
the attainment date until  no later than December 31, 1987.  A total of 31
States requested and were granted compliance date extensions and were
therefore required to submit revised SIP's.  In an action taken on
February 3, 1983, EPA proposed to disapprove SIP's for 17 of the 31
States.  The major deficiencies cited included failure to demonstrate
attainment by 1987, lack of an approvable Inspection and Maintenance
(I/M) program, and failure to adopt regulations requiring reasonably
available control technology (RACT) for stationary sources of volatile
organic compounds (VOC's).

     Many States subsequently revised their SIP's and many of the plans
previously proposed for disapproval were reproposed for approval.  During
1983, EPA witnessed significant State progress toward implementation of
required I/M programs.  Additionally, many States committed to the adoption
of additional stationary source and transportation control measures
necessary for attainment of 03/CO standards.  As of January 31, 1984, EPA
had proposed action on all 1982 03/CO SIP's (including reproposals in many
cases) and had published final  approvals for eight States.  The Agency is
on a schedule leading to final  actions on all 1982 03/CO SIP's by September
1984.

     Lead SIP's

     In October 1978, EPA published a national  ambient air quality standard
for airborne lead under Section 109 of the Clean Air Act.9  Section 110
of the Act required each State to adopt and submit to EPA within nine

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months a plan to implement that standard.  The Act further required EPA
to approve or disapprove these SIP's within four additional  months and to
promulgate SIP's within two additional  months beyond that for States that
did not meet the requirements specified in the Act.  In 1982, the Natural
Resources Defense Council (NRDC) and other parties filed suit in the U.S.
District Court for the District of Columbia to require EPA to promulgate
lead SIP's for those States that had not yet submitted them and to approve
or disapprove lead SIP's that had been  submitted but on which EPA had not
taken final  rulemaking.  The Lead Industries Association and St. Joe
Minerals Corporation intervened in the  suit on behalf of EPA.

     The EPA and NRDC negotiated a Settlement Agreement which was entered
by the court on July 26, 1983.  The agreement allowed States additional
time to prepare and submit lead SIP's before EPA must prepare a Federal
plan and established different schedules for different categories of
States.  For States that had already submitted SIP's before EPA reached
agreement with NRDC, the agreement required EPA to publish final approval
or proposed  disapprovals by November 1983.  With the exception of one
extension requested of the court, EPA achieved this objective.  For
States with  either major sources of lead or recent violations of the lead
standard but which had not yet submitted lead SIP's, the agreement set a
date of August 1, 1983, for submission  of SIP's.  The agreement required
EPA to propose rulemaking on these SIP's by January 3, 1984.  EPA received
draft or final plans from all such States except for one area, and published
proposed rulemaking on these plans on or  before January 3, 1984.  The
agreement established further dates in  1984 and 1985 for completing
rulemaking on the problem States and for action on the other States that
do not have  any known problems.  For the 56 States and Territories at the
end of 1983, 27 have submitted complete SIP's on which EPA published
final rulemaking; 22 have submitted draft or final SIP's that cover
complete States, but on which EPA has not yet completed rulemaking; and 7
had not submitted draft or final SIP's  that cover complete States.

     Processing of SIP Revisions

     During  1982, efforts were focused  on changes in the SIP review process
that would accelerate review of routine and noncontroversial SIP actions
and reduce the duplication of efforts between the States, Regional Offices,
and Headquarters.  These efforts consisted of the full implementation of
three improved SIP processing procedures developed and tested in late
1981.  These procedures resulted in a reduction of 93 percent of the SIP
backlog by July 1, 1982.  In addition,  the new procedures allowed EPA to
process SIP  actions at about the same rate as received.
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     In 1983, continuing efforts were made to process SIP revisions at a
rate that would avoid future backlogs.  The major emphasis in 1983 was
placed on improving the internal operating procedures of the SIP review
process.  These efforts consisted of developing modified procedures for
processing, tracking, and accounting for SIP revisions.  Computer programs
were revised to improve tracking efficiency and provide an early warning
system for packages nearing deadlines.  A Standing SIP Review Committee
was established to meet at regular intervals to resolve controversial
issues and problems arising in SIP packages.  A SIP Policy Committee was
also established to meet as needed to review actions involving major
national issues and to resolve conflicts.  The changes which were made
should further improve the existing SIP review process and result in a
further decrease in review time, a workable method to identify and resolve
problems, and improve communication and cooperation between the various
review offices.

     Emissions Trading

     Emissions trading includes several alternatives to traditional
regulation.  These alternatives do not alter existing air quality require-
ments but simply give States and industry more flexibility to meet these
requirements.  Bubble trades and emissions reduction banking are two of
the major emissions trading concepts being promoted by EPA.

     Bubble trades allow existing plants (or groups of plants) to treat all
of their emission points as though they were under a giant bubble and  reduce
or eliminate pollution controls where costs are high, in exchange for
compensating increased control at emission sources where control costs are
low.  They give firms increased compliance flexibility, meet current or
future pollution control requirements more quickly, make innovative control
approaches profitable, and can result in significant savings over the  costs
of conventional controls.  In 1982, EPA issued a proposed emissions trading
policy to replace the original bubble policy and to streamline procedures,
giving States and industry more opportunities to use bubbles in many more
circumstances and geographic areas.  Since that time, EPA has reviewed
numerous formal comments on its policy and developed alternatives to respond
to specific issues raised by the commenters.  In 1983, EPA proposed the
alternatives for public review and additional comment.  EPA plans to issue
the policy in final form after considering all  of the comments that were
submitted on the proposals.  As of December 31, 1983, EPA approved or  proposed
to approve 43 bubbles saving their users an estimated $205 million over the
cost of conventional  pollution controls, with many producing energy savings
and greater emission reductions than traditional regulation.  Over 69
other bubbles averaging $3 million each in savings were under review at the
State or Federal level and an additional 30 bubbles were under development
by industry sources.

     Bubbles can be approved by the States without case-by-case EPA review
if evaluated under EPA-approved State generic trading rules that assure
that no bubble will interfere with timely attainment and maintenance of
                                   VI-9

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ambient air quality standards.  As of December 31,  1983,  EPA had approved
generic trading rules for eight States which allow  these  States  to approve
bubbles without prior Federal  approval.  In addition,  17  generic rules were
under State development.  Another 14 bubbles had been  approved by States
under generic trading rules and at least 29 others  were under review.

     Emissions Reduction Banking

     Emissions reduction banking allows firms to get credit for surplus
emission reductions and store such emission reduction  credits (ERC's) in a
legally-protected manner.  ERC's can be "banked" (stored) and used in bubble
applications to meet control  requirements for existing plants more flexibly
and efficiently, as offsets to support economic growth in areas  not meeting
air quality standards, or in  "netting" to exempt certain  expansions or
modernizations from new source review.  Banking rules  can speed  trades
between firms, expand opportunities for bubbles, and encourage the production
of cheap ERC's at optimal times.  Banking systems also provide the certainty
needed for firms to invest in ERC's when meeting other control requirements,
creating a pool of readily available credits that makes trading  easier and
speeds permit issuance while  assuring progress toward  clean air.  As of
December 31, 1983, EPA had approved Statewide banking  rules in Oregon and
Rhode Island and had proposed to approve a Statewide rule in Kentucky.
Another 13 States had adopted banking rules but had not received EPA
approval.

     VOC RACT Clearinghouse

     The EPA has specified that the SIP revisions for areas designated as
not attaining photochemical oxidant standards should contain, as a minimum,
regulations for controlling volatile organic: compound  (VOC) emissions from
stationary sources.  These regulations must provide for the implementation
of reasonably available control technology (RACT).   To assist the States in
defining RACT, EPA prepared a series of documents,  referred to as control
techniques guidelines (CTG's), which address, various control options for a
variety of individual stationary sources.  Since EPA cannot publish CTG's
for all affected VOC source categories, States may  have to develop regula-
tions using information sources other than CTG's.  The purpose of the VOC
RACT clearinghouse is to provide a means by which State and local air
pollution control agencies can exchange technical information, minimize
duplication of effort and resources, and provide guidance regarding VOC
controls for various sources.  The VOC RACT Clearinghouse is a cooperative
effort with the State and Territorial Air Pollution Program Administrators
(STAPPA), the Association of Local Air Pollution Control  Officials (ALAPCO),
and EPA.
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     Emission Factors

     In 1983, the Agency continued its efforts to provide technical  guidance
on how to estimate air pollutant emissions from various sources.  Such
information is used by EPA, the States, the private sector, and others in
development of State Implementation Plans, permitting of sources under the
prevention of significant deterioration (PSD) program, emission trading
(offset/bubbles), environmental impact statements, and other applications.
A vehicle for transmitting such technical  information is Compilation of Air
Pollutant Emission Factors.^  In 1983, guidance was prepared or was in the
process of being prepared for estimation of emissions for specific pollutants
of current interest such as particulates by particle size, nickel, acrylo-
nitrile, chloroform, carbon tetrachloride, formaldehyde, ethylenedichloride,
and others.  Release of documents on these and other pollutants is scheduled
for 1984 pending completion of responses and any modifications resulting
from public review and comment on the documents.

D.   AIR POLLUTION TRAINING PROGRAMS

     In 1983, EPA continued to provide technical training in the abatement
and control of air pollution.  This training included short course presentations
(three to five days in length), self-study courses, technical  assistance to
others who conduct training, and the support of traineeships and fellowships
for graduate air pollution training.

     During 1983, EPA conducted 26 short courses in 14 different subject areas
for a total of 639 students.  These courses were presented in locations across
the U.S. by 7 universities designated as area training centers.  Technical
assistance was provided to States and EPA  Regional  Offices for the conduct of
20 additional  courses reaching a total  of  388 students.

     In support of the delegation of more  air quality management responsibili-
ties to the States, EPA continued emphasis on self-study courses as  a  means of
providing training to more air pollution personnel.  During 1983,  568  students
applied for the 16 self-study courses presently available.  At the end of 1983
over 125 applications had been received for two new courses scheduled  for
release early in 1984.

     As an additional  means of developing  qualified personnel, EPA supported
27 graduate traineeships/fellowships to employees  of State and local air
pollution control  agencies.  These awards  are for  both part-time and full-
time graduate study in the field of air pollution  control.
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                VII.  CONTROL OF STATIONARY SOURCE  EMISSIONS
A.   NEW SOURCE PERFORMANCE STANDARDS (NSPS)

     During 1983, NSPS were promulgated  for five  new categories:   the
pressure sensitive tape and label  surface coating industry,! Synthetic
Organic Chemical  Manufacturing Industry  (SOCMI)  equipment  leaks  of volatile
organic compounds (VOC's),^ the graphic  arts  industry,3 bulk gasoline
terminals,^ and the beverage can surface coating  industry.^  The  existing
NSPS for automobile and light-duty truck surface  coating operations [inno-
vative technology waiver],° and four phosphate fertilizer  processes? were
revised.  Standards were proposed for eight new categories:  SOCMI - VOC
emissions from air oxidation unit processes.,^ SOCMI  - VOC  emissions from
distillation unit operations,9 VOC fugitive emission sources in  petroluem
refineries,10 flexible vinyl coating and printing operations,H  rubber tire
manufacturing industry,^ nonmetallic mineral  processing plants,13 light-
weight aggregate,13 gypsum,13 perlite,^ and  glass manufacturing  plants.^
A revision to the averaging time provisions of the NSPS for fossil-fuel-
fired steam generators was proposed.15  The reviews  of  NSPS for  kraft pulp
mills, gas turbines, and Glaus sulfur recovery plants were  completed.  A
nitrogen oxides (NOX) control technology document was published  as were
two control techniques guideline (CTG) documents; one for  plants  that produce
high density polyethylene, polypropylene, and polystyrene  resins, and one
for petroleum solvent dry cleaning operations.  Standards  development
programs now underway are planned to result in the promulgation  of 10
standards, the proposal of 8 standards,  completion of reviews  for 6
existing NSPS, and publication of 5 CTG's for volatile  organic compound
sources in 1984.

B.   NATIONAL EMISSION STANDARDS FOR HAZARDOUS AIR POLLUTANTS  (NESHAP)

     °  Arsenic -- During 1983, NESHAP were proposed for three arsenic
sources (high arsenic feedstock primary  copper smelters, low arsenic
feedstock primary copper smelters, and glass  manufacturing plants).16
Promulgation of standards for all  of these sources is scheduled  for 1984.
     o
        Asbestos -- Revisions to the asbestos standard to reinstate work
practices and to reorganize the NESHAP for clarity were proposed in 1983
and are scheduled for promulgation in 1984.  The work practices were
promulgated under the Clean Air Act, as amended in 1970.  The Supreme
Court held that work practices were not emission standards and were not
authorized under the 1970 Act.  The 1977 Clean Air Act Amendments allowed
work practices to be used when emission standards are not feasible, hence,
the proposed revisions.  A revision of the demolition and renovation
standards for asbestos is also scheduled for proposal in 1984.
     o
        Benzene — Standards development work continued in 1983 for major
benzene emission sources in the chemicals and petroleum industries.  A
proposed NESHAP for benzene emissions from coke oven by-product plants is
planned in 1984.  A NESHAP for fugitive leaks of benzene in petroleum and
chemical plants is scheduled for promulgation in 1984.  A proposal to

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withdraw proposed regulations for control of benzene emissions in maleic
anhydride plants, ethylbenzene/styrene plants, and benzene storage facilities
is scheduled to be published in 1984.  The withdrawal is based on the fact
that public health risks for these sources were determined not to be significant

     0  Coke Oven Emissions— Standards development work continued in 1983
for coke oven emissions sources in the iron and steel industry.  A proposed
NESHAP for coke oven emissions (wet charging and topside leaks) is planned for
1984.

C.   DELEGATION OF NSPS AND NESHAP

     EPA continued to make progress in 1983 in delegating responsibility
for implementing the NSPS and NESHAP programs to the State and local air
pollution control agencies.  At the beginning of 1983, 31 States or local
agencies had accepted delegation of all applicable NSPS and 45 had accepted
delegation of all applicable NESHAP.  The number of applicable NSPS and
NESHAP vary for each State or local agency depending on the types of source
catgories that either exist or are likely to be built in the future.  At
the end of 1983, these delegations increased to 42 for NSPS and 47 for
NESHAP.  These numbers represent delegation of approximately 95 percent of
applicable NSPS and 95 percent of applicable NESHAP nationwide.

D.   BACT/LAER CLEARINGHOUSE

     New or modified facilities that are to be constructed in areas of the
country that are currently attaining the national  ambient air quality
standards are required by the Clean Air Act to install best available
control technology (BACT).  In those areas of the  country that have not yet
achieved compliance with the air quality standards, new or modified facilities
are required to meet the lowest achievable emission rate (LAER) for that
particular type of source.  Permits to construct new or modified sources are
issued by State and local agencies only after the  sources agree to comply
with either BACT or LAER requirements.  Often an air pollution control
agency will need to establish BACT or LAER requirements either for a source
type completely new to them or for a source type with which they have had
only minimal experience.  In these cases, the permitting agency may not be
knowledgable of the more recent advances in control technology for such
sources and it is extremely helpful if the agency  can refer to BACT or LAER
determinations made by other control agencies.

     EPA established the BACT/LAER Clearinghouse several  years ago in order
to assist State and local air pollution control agencies by promoting the
sharing of air pollution control  technology information.  The primary
output of the Clearinghouse is an annual report of information about BACT/
LAER determinations made by the various control agencies.  The most recent
report contains over 800 BACT/LAER determinations.^  An updated compilation
containing approximately 950 determinations is scheduled to be distributed
in 1984.  The report is available in hard copy and through an automated
system.  The automated data base can be accessed by both the public and the
private sectors.
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                   VIII.  STATIONARY SOURCE COMPLIANCE
A.  GENERAL
    The goal  of the Clean Air Act is to protect  public health  and  welfare
and enhance the quality of the nation's air.   The  stationary  source
compliance program is designed to assure compliance  with  air  emission
standards by  stationary sources of air pollution,  including such major
facilities as power plants, steel mills, smelters, and refineries.  In
addition to ensuring compliance with emission  limitations contained in
State Implementation Plans (SIP's), EPA and delegated  States  are  responsible
for ensuring  that sources comply with new source performance  standards
(NSPS) and national  emission standards for hazardous air  pollutants
(NESHAP).

    Through the combined efforts of industry,  States,  and the  Federal
government, as of the end of 1983 approximately  89 percent of  the  sources
in the country were reported as achieving initial  compliance  and an
additional 3  percent were in compliance with  schedules to install  controls.
These efforts have largely been focused on sources which  emit  particulates
and sulfur dioxide; now, however, the program is directing increased
attention toward other problems of significance, most  notably  the  control
of volatile organic compounds (VOC's).

    Beginning in 1983, EPA initiated a major  effort  working with States
to improve the compliance data base and initiate enforcement  actions
relating to VOC sources.  These sources are major  contributors to  the
ozone nonattainment problem and may emit compounds which  are  highly toxic
in nature which may be reduced through an aggressive program  to enforce
VOC standards.  Generally speaking, widescale  regulation  of VOC was
initiated by  the SIP's which were developed in response to that part of
the 1977 Clean Air Act Amendments that pertain to  areas that  had not
attained the  national ambient air quality standards.  As  part  of those
SIP's, many States adopted regulations requiring sources  to comply with
applicable regulations on or before December  31, 1982.  It was the relatively
recent passage of these compliance dates which created the need to increase
the attention devoted to compliance efforts for VOC  sources.

    Another major component of the stationary source compliance program
is the effort to return to compliance those sources  meeting the definition
of a "significant violator."  The universe of sources  covered  by the
program includes sources that are in violation of  NESHAPs and  NSPS regula-
tions and sources in violation of a SIP if the source  is  of sufficient
size (presumptively 250 tons/year potential emissions  or  100  tons/year
actual emissions of any pollutant) and is located  in or impacts on a
nonattainment area for the pollutant for which the source is  in violation.

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    In the first 21 months of the significant violator program, considerable
progress was made.  An initial list of 482 sources was established and an
additional 340 sources were identified after the initial  list was established
In this same period, 484 sources (representing the vast majority of the
original list) were brought into compliance or placed on an acceptable
compliance schedule.

    EPA developed during 1983 a compliance strategy for stationary sources
of air pollution which defines in one document the major thrusts of the
stationary source compliance program.  Implementation of this strategy
will  be the principal  focus of the compliance program in the next few
years.  The strategy continues the emphasis on resolving violations by
sources meeting the definition of a significant violator.  The strategy
reaffirms that the present program is sound and should be continued in
the future.

    This strategy does suggest three significant changes that will receive
increasing emphasis, beginning in 1984 and continuing into 1985.  The
first suggested change will allow States more flexibility in carrying out
their inspection programs.  The second change will increase the use of
continuous emission monitoring and similar techniques within the compliance
and enforcement program.  The third change will emphasize the compliance
of sources violating the VOC provisions of the SIPs.  The strategy also
outlines additional guidance that will be developed during 1984 concerning
specific aspects of the compliance program, including a more comprehensive
approach to assuring compliance on a more continuous basis.

B.  POST-1982 ENFORCEMENT POLICY

    On September 20, 1982, EPA issued a policy on enforcement against
sources in primary nonattainment areas (other than areas which received
an attainment date extension in accordance with the provisions of the
1977 Amendments to the Act) not in compliance with the Clean Air Act on
or after December 31,  1982.  The policy recognized that courts have
jurisdiction to fashion relief that allows a source to continue operating
in violation beyond 1982 while taking steps to come into compliance
expeditiously.  The policy also set forth criteria to determine the
relief the Agency should seek in each case, particularly whether a compliance
schedule with civil penalties would be appropriate or whether the Agency
should seek closure of the source.*

    As a part of the Agency's implementation of the Post-1982 Enforcement
Policy, a separate tracking system was established for the 226 sources
subject to the policy  as of the end of 1982.  By the end of 1983, of
*NOTE:  On January 11, 1984, the Deputy Administrator modified some
 procedural aspects of the policy.  The Agency can now enter into consent
 decrees, rather than stipulations, to settle enforcement actions provided
 that they are consistent with the policy.
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these 226 sources, 140 sources had been brought  into final  compliance or
been placed on Federal or State compliance schedules.   Of  the  remaining
86 sources on the list, 35 sources had a Federal  or State  civil  action
proceeding and 12 were subject to SIP revisions  which  appear to  be  approvable
and would bring the source into compliance.  The remaining 39  sources
generally had some form of Federal or State action  pending which should
resolve the violation.  Progress also was good in identifying  and resolving
new violators subject to the policy.

C.   ENFORCEMENT OF NATIONAL EMISSION STANDARDS  FOR HAZARDOUS  AIR POLLUTANTS

     EPA directed much of its air enforcement effort in 1983 toward
compliance with the National Emission Standards  for Hazardous  Air Pollutants,
particularly vinyl chloride.  During  the year, the  government  settled two
and filed eleven cases to enforce the standard for  vinyl chloride.   In
addition, the government filed two cases to enforce the standard for
asbestos.  Consent decrees were lodged in both of these cases  in 1983.
EPA expects to place greater emphasis on enforcement of the asbestos
standard following repromulgation, which is now  planned for 1984, and on
all aspects of the vinyl chloride standard.

D.   STEEL INDUSTRY COMPLIANCE EXTENSION ACT AND ASSOCIATED ENFORCEMENT
     ACTIONS

     During 1983, the air enforcement program completed action on all
applications submitted under the Steel Industry  Compliance Extension Act
(SICEA) by filing implementing decrees for those companies found to be
eligible under the Act and by pursuing enforcement  actions against  those
companies found not to be eligible.  Under SICEA, Congress gave  the EPA
Administrator authority to extend, for eligible  corporations,  deadlines
for meeting air pollution requirements for up to three years if  the
company agreed to -invest an amount at least equal to the deferred cost of
pollution control equipment in modernization to  improve the efficiency
and productivity of its steel making  facilities.  The  terms of an extension,
offsetting modernization requirements, and compliance  schedules  were to
be set forth in consent decrees.

     In 1983, consent decrees implementing favorable findings  under SICEA
were entered for the Sharon Steel Corporation, the  United  States Steel
Corporation, and the Wheeling-Pittsburgh Steel Corporation.  (Relief had
previously been granted to Ford Motor Company and Alabama  By-Products
Corporation.)

     Three contempt actions were filed against the  Jones and Laughlin
Steel Corporation on January 6-7, 1983, based upon  judicial decree violations
at its plants located in the States of Pennsylvania, Ohio, and Indiana.
A contempt action was filed on April  21, 1983, against the National Steel
Corporation based upon judicial decree violations at National's  Granite
City Steel Division in  Illinois.  National Steel  had withdrawn its  SICEA
application, and Jones and Laughlin Steel's application had been denied
by EPA.
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    Enforcement actions previously initiated against National  Steel's
facilities in West Virginia and Michigan were resolved in 1983.  A consent
decree resolving violations at National's Weirton (West Virginia) Steel
Division was entered on July 5, 1983.  On May 23, 1983, a judicial  decision
resolved the government's enforcement action against National's Great
Lakes (Michigan) Steel Division by requiring compliance "forthwith" and
assessing significant stipulated penalties.  A judgment order resolving
consent decree violations by the Inland Steel Corporation was  entered on
June 28, 1983, and a contempt action against the Kaiser Steel  Corporation
for violations of a consent decree covering the corporation's  coke batteries
was resolved in January 1983 through entry of an amended decree.  (Both
Inland Steel and Kaiser Steel had withdrawn their SICEA applications.)

    The Agency had additional steel-related enforcement actions pending
at the end of 1983, including cases  against Kaiser Steel (blast furnaces),
Bethlehem Steel, Republic Steel, Chattanooga Coke and Chemical  Company,
and Bayou Steel  Corporation.

E.   OTHER CIVIL LITIGATION

    During 1983, there were 62 stationary air cases filed in the U.S.
District Courts.  In addition, 33 civil actions were concluded  by consent
decrees or judgment orders.

F.   COMPLIANCE BY FEDERAL FACILITIES

    During 1983, Federal  facilities  demonstrated a good record  of compliance
with applicable air pollution regulations.  As of the end of 1983,  315
(92 percent) of the 341 significant  Federal facilities met applicable
emissions limitations.  Of the 26 remaining facilities, 18 (5  percent)
are meeting compliance schedules that will bring them into compliance.

G.   LIST OF VIOLATING FACILITIES

    The list of violating facilities, under Section 306 of the  Clean Air
Act, is designed to prevent the Federal government from subsidizing certain
Clean Air Act violators with contract, grant, or loan monies.   No violators
were listed under Section 306 of the Act in 1983.
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                 IX.  CONTROL OF MOBILE SOURCE EMISSIONS
A.   INTRODUCTION

     Control of motor vehicle emissions has been a Federal  responsibility
since 1968. The requirements of the Clean Air Act (CAA) relating to
mobile sources have been subsequently refined several  times,  most recently
in 1977.  The Clean Air Act Amendments of 1977 established  an ambitious
regulatory program which addressed remaining problems  in the  motor vehicle
emissions control program and bolstered efforts to attain and maintain
the national ambient air quality standards for carbon  monoxide (CO) and
ozone (03).  Below are listed some of the the mobile source provisions
of the 1977 Act.

     - A schedule was established for implementation of stringent emissions
       standards for automobiles—0.41 grams per mile  (gpm) for hydrocarbons
       (HC), 3.4 gpm for CO, and 1.0 gpm for oxides of nitrogen (NOX).
       The table below displays the level of control  mandated by the
       standards:

                New Light-Duty Vehicle Emissions

                           Without       1977 CAA    Percent
                           Control       Standard    Reduction

      Hydrocarbons          8.8 gpm       .41 gpm      95%

      Carbon Monoxide      87.0 gpm      3.40 gpm      96%

      Oxides of Nitrogen    3.6 gpm      1.00 gpm      72%


     - Similarly, the amendments tightened standards for emissions of the
       above mentioned pollutants from heavy-duty engines.

     - Standards for the control of particulate emissions from diesel
       engines were legislated.

     - Areas not meeting CO and 03 ambient air quality standards were
       required to implement motor vehicle inspection  and maintenance
       (I/M) programs.

     Since the enactment of the 1977 Amendments, the Environmental Protection
Agency has made steady progress toward achieving the Act's  goals, even
while addressing the economic problems that the automotive  industry has
faced in recent years.  The Agency has made a number of modifications to
its motor vehicle emissions standards in order to assure that they attain
the goal of cleaner air as effectively and efficiently as possible.  In
1983, EPA made significant progress toward the implementation of this
program.

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B.   STANDARD SETTING

     Light-Duty Vehicles

     During 1983, the primary focus of EPA in the regulation of light-duty
vehicles (LDV's) and light-duty trucks (LDT's) was  the control  of  emissions
from vehicles in high altitude areas and the control  of diesel  particulate
emissions.

     - Section 206(f)(l) of the Clean Air Act requires that 1984 and
       later model year LDV's comply with national  emission standards
       regardless of the altitude at which they are sold.  In 1983  EPA
       promulgated final rules for 1984 and later model year LDV's and
       LDT's implementing this section. In addition,  the Agency modified
       existing regulations concerning earlier model  year  vehicles to
       allow the sale of low altitude vehicles in high altitude areas
       that already conform to national ambient air quality standards.*

     - In 1983 EPA also promulgated a final  rule allowing  manufacturers
       to demonstrate compliance with diesel  particulate emission  standards
       on a fleetwide average rather than for each  vehicle.2  This inno-
       vation will permit manufacturers to select the most cost-effective
       technologies while attaining the same overall  reduction in  controlling
       particulate emissions.

     Heavy-Duty Vehicles

     With the achievement of effective reductions of  passenger car emissions,
EPA has increasingly turned its regulatory focus toward the development
of parallel standards for heavy-duty trucks and other commercial  vehicles.
Projections indicate that these vehicles will  contribute an ever-increasing
percentage of the mobile source emissions generated for the rest of this
century. It is therefore important to establish standards  for these
vehicles to help insure better air quality.  Accomplishments in this area
during 1983 include the following:

     - EPA promulgated a new standard for evaporative emissions from
       heavy-duty trucks with gasoline engines.^  This regulation  will
       reduce non-methane hydrocarbon emissions from these vehicles by
       92 percent over uncontrolled levels.

     - The Agency also proposed to modify the full-life useful  life
       definition and the half-life useful life definition for LDT's and
       heavy-duty engines.^  These new definitions  reflect real-life
       conditions more closely.  They will enable EPA to more accurately
       evaluate the effectiveness of various  emission control  systems
       over the life of these vehicles.
                                   IX-2

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- EPA revised HC and CO standards  for emissions  from 1985 and  later
  model  year heavy-duty trucks.^  This regulation  established  a  new
  transient test procedure and more realistic  useful  life provisions.
  It also included a modification  of the  standards,  delaying  imple-
  mentation of them from 1984 to 1985, and  further revising standards
  for model year 1987 in order to  enable  manufacturers  to avoid  the
  cost of developing catalytic converter  technology  for larger
  engines.  This adaptation will  cause virtually no  delay in  achieving
  ambient air quality standards  for geographical areas  not currently
  meeting those standards.

- EPA also moved forward in its  development of standards  for  particulate
  and NOX emissions for heavy-duty diesel engines.  Proposed  regulations
  are scheduled to be published  in 1984.

Other Vehicle Categories

- EPA promulgated several  changes  in HC,  CO, and visible  smoke
  standards for jet engines in 1983, enhancing the enforceabi1ity of
  these  standards in light of advances in technology. These changes
  more accurately reflect  the performance characteristics of  modern
  jet engines.

- EPA also made modifications to its rules  concerning evaporative
  emissions from motorcycles.   Previous  regulations  required  motor-
  cycles to meet standards that  applied to  automobiles  and trucks
  and were physically impossible for them to comply  with  by design.

- The Agency also moved forward  in its study of  railroad  emissions,
  due to be published in 1984.

Fuels

- In October 1982, EPA published a rule revising the standards
  applicable to lead in gasoline.   This rulemaking,  expected  to
  reduce airborne lead 34 percent  more by 1990 than  under the  rule
  previously in effect, was challenged by several  refiners.   In  1983,
  EPA promulgated an amended definition of  small refinery to  allow
  small  refiners more time to comply with the  new  regulation.^

- EPA continued to process applications for fuel additive waivers,
  primarily for methanol blends, in 1983.

- The Agency also promulgated rules substituting antiknock index for
  research octane number in rating unleaded gasoline in 1983.8  j^
  change brings EPA into conformity with  industry  standards of
  measurement.
                              IX-3

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C.   PREPRODUCTION COMPLIANCE

     One of EPA's long-standing techniques for assuring compliance with
motor vehicle emissions standards is the preproduction certification
review program.  Initiated in 1968, the program entails engineering
review by EPA staff of engine families representing new vehicles to be
sold in the United States.  Steps in the process include submission by
manufacturers of technical data about respective vehicles, emissions
testing of prototypes by manufacturers, review of engineering data and
test results by EPA, and, in certain cases, confirmatory testing of
prototypes at EPA's laboratory facility in Ann Arbor, Michigan.

     In 1983 EPA extended a pilot program allowing alternative methods in
determining the durability of emission control systems in LDV's and
LDT's.^  This ruling reduces the cost of certification of vehicles
without weakening emission control standards.  The Agency continues to
develop other refinements to the certification process in order to enhance
its effectiveness, reduce its burden on EPA and manufacturers, and assure
its consistency with new developments in vehicle technology.

D.   INSPECTION/MAINTENANCE

     A strategy for dealing directly with in-use emissions problems is
the encouragement of motor vehicle inspection and maintenance (I/M)
programs.  EPA's basic approach in this area was determined by the 1977
amendments to the Clean Air Act.  Urban areas of the country which obtained
an extension in the deadline for attaining the ambient air quality standards
for automotive-related pollutants beyond 1982 are required by the Act to
implement an I/M program.  In August 1983, EPA issued a policy statement
reaffirming its commitment to I/M as a vital  component of pollution control
plans in non-attainment areas.^  In the statement, it reinforced its
position on funding restrictions and construction moratoriums in areas
which have not implemented I/M programs in the time mandated by the Act.
Consistent with this guidance, EPA took steps to assure implementation
of an I/M program in each locality where it is required by the Clean Air
Act.  By the end of 1983, 20 areas in 31 States had initiated I/M programs.

E.   ALTERNATIVE COMPLIANCE MEASURES

     In recent years, increasing attention has focused on the problem of
excessive emissions from in-use vehicles.  This emphasis has resulted
from the perception that the Nation's considerable investment in vehicle
emissions control  technology can be squandered if for any reason the
equipment does not perform as anticipated in  actual  use.

     EPA is now proceeding with a study whose goal  is to identify the
most efficient way or ways to achieve in-use  vehicle compliance with
emissions standards.  It is possible that an  alternative approach could
entail  an expanded role for emissions averaging.  An ongoing in-use
vehicle testing effort is aimed at generating data  for this study.
Interim findings will  be issued in 1984.
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F.   MOBILE SOURCE ENFORCEMENT

     The EPA mobile source enforcement program is directed primarily
toward achieving compliance with motor vehicle emissions standards and
fuel regulations as required by the Clean Air Act.  The major goals and
objectives are to: (1) assure that both new and in-use vehicles meet
emissions standards; (2) assure that emissions control systems are not
removed or rendered inoperative; (3) assure that harmful additives are
not present in gasoline; (4) administer statutory and California emissions
standards waivers; and (5) administer the statutory emissions warranties.

     Recall Program

     Section 207(c) of the Clean Air Act authorizes EPA to order the
recall of vehicles if a substantial number of any class of vehicles do
not conform to emissions standards in actual  use.  During 1983, 2,441,000
vehicles were recalled either by direct order of EPA or as a result of an
EPA investigation.  In the same period, manufacturers voluntarily recalled
1,090,000 vehicles to correct emissions problems.  EPA conducted a total  of
25 recall investigations in 1983, and performed 634 tests of in-use
vehicles at laboratory facilities in Springfield, Virginia and Ann Arbor,
Michigan.  In order to assure that emissions  control systems operate
properly throughout their useful lives, EPA has focused increasingly on
testing and investigation of high mileage vehicles.  However, a December
1983 decision of a panel of the U.S.  Court of Appeals curtailed EPA's
authority to recall high mileage vehicles.  EPA has sought review of this
decision by the full Court of Appeals.

     Emissions Standards Waivers

     During 1983, EPA issued decisions on 5 requests from automobile
manufacturers for waiver of the 1981-1984 model year oxides of nitrogen
(NOX) emissions standard for diesel engine powered automobiles.  This
enabled manufacturers to continue to make and sell diesel engines while
developing technology capable of meeting stricter standards.

     Selective Enforcement Auditing

     In order to assure that production vehicles are made in accordance
with emissions standards, EPA conducts Selective Enforcement Audit (SEA)
test programs at manufacturers' facilities.  EPA has found that the SEA
program encounters few failures, because automobile manufacturers routinely
test on a voluntary basis many more vehicles  than are strictly required
through SEA orders.  Therefore, beginning in  1981, EPA changed its SEA
policy to place greater reliance on manufacturer testing programs and
less on EPA-mandated audits.  In 1983, EPA conducted 17 SEA test programs,
including four at foreign manufacturers' facilities.

     Unleaded Gasoline Enforcement Program

     EPA has responsibility for enforcing Section 211 of the Clean Air
Act, relating to the regulation of fuels and  fuel additives.  One of the
regulations under this section of the Act is  aimed at protecting the
catalytic converters on 1975 and later model  year cars.
                                   IX-5

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     EPA has established a nationwide fuels enforcement program to ensure
that affected retail  outlets comply with these regulations.  This program
includes sampling of the fuel at retail  outlets by Regional EPA field
inspectors and private or State inpectors under EPA contract, in order to
measure the fuel's lead content.  EPA conducted 14,360 inspections under
this program during 1983.

     As mentioned before in a related area, EPA developed new enforcement
procedures for the revised lead phasedown program, aimed at controlling
the lead content of gasoline at the refinery level.  The result was a 10
percent reduction of lead use in 1983.

     Tampering/Fuel Switching

     EPA is also responsible for carrying out programs designed to deter
tampering with vehicle emissions control systems or using leaded fuel in
vehicles which require unleaded fuel.  Surveys undertaken by EPA have
shown tampering and fuel switching to be continuing serious problems
which undermine the emissions control performance of many in-use vehicles.
The latest survey indicates that about 17 percent of the vehicle fleet is
subject to gross tampering, and about 12 percent to fuel switching.

     Federal efforts alone cannot effectively address these problems.
Consequently, EPA has promoted the implementation of State and local
antitampering enforcement programs. In 1983, six local antitampering
programs were set up as a result of this initiative.

     EPA also has prepared a document developing guidelines for State and
local antitampering and anti-fuel switching enforcement programs.  This
document determines the impact of tampering and fuels programs on HC, CO,
and NOX nonattainment areas, evaluating  them as part of state implementation
programs for those areas.

G.   IMPORTS

     The control of emissions from imported vehicles has become a major
issue in recent years.  Due to various reasons, vehicle imports have
vastly increased their share of the U.S. auto market. Correspondingly,there
has been a significant increase in the number of independent auto importers
bringing cars into this country for resale.  This has created several
problems in regulating the emissions from these cars.  In 1983 EPA received
6,000 applications and 22,000 inquiries  concerning the importation of
nonconforming autos into the U.S.  In response, the Agency has modified
its imports program to handle this increase in demand, and is revising
its regulations to make the process work more smoothly and efficiently.
Workshops were held in November and December 1983 to discuss the impact
of the regulations and listen to public  recommendations on changing them.
                                   IX-6

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                           X.  LITIGATION
A.   INTRODUCTION
     The United States Courts of Appeals decided  15 cases  under the Clean
Air Act in 1983.  The most important single decision sustained  new EPA
controls on the lead content of gasoline.  Four more cases fell  in a
somewhat related field, involving challenges to EPA regulations  implementing
portions of the control scheme for mobile sources  of air pollution under
Title II of the Act.

     Five of the cases decided in 1983 involved EPA practice in controlling
emissions of sulfur oxides under the Clean Air Act.  Three of these
involved challenges to EPA practice in approving  relaxations of control
requirements for sulfur oxides contained in State  Implementation Plans
(SIP's).  One involved the grounds on which EPA could permissibly tighten
these requirements.  The remaining decision reviewed EPA's rules for
determining the extent to which sources would be  allowed to take credit
for the dispersion effects of "tall stacks" in calculating the  degree  of
emission reduction needed to meet air quality standards.

     Two of the remaining five cases involved various features  of the
Act's prevention of significant deterioration (PSO) system, and two
involved the system for attaining air quality standards.  The last upheld
EPA's regulations for assessing penalties under Section  120 of  the Clean
Air Act.

     EPA was a party to all but two of these cases.  It  won eight of them
and lost four while, in the remaining case, the decision was too mixed to
characterize one way or the other.

B.   MOBILE SOURCE CASES

     Lead in Gasoline

     In Small Refiner Lead Phase-Down Task Force  v. EPA, 705 F.2d. 506,
the O.C. Circuit upheld most aspects of EPA's decision to  reformulate  its
lead-in-gasoline regulations in a way that would  increase  their stringency
over time, eliminate separate more lenient lead-in-gasoline standards  for
small refiners after a transition period, and tighten the  definition of
small refiners entitled to separate treatment even during  this  transition
period.

     The court upheld these regulations almost in  their  entirety.  It
found that EPA was justified in finding that airborne lead remained a
topic of health concern, that no special standard  for small refiners was
required by the Clean Air Act, and that the exact  standard chosen was, on
the whole, adequately explained and justified by  the record.

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     The court invalidated EPA's establishment of a new transitional
standard for small refiners tighter than the existing standard, holding,
in language of some potential importance for administrative law generally,
that adequate notice of the proposed tightening of the standard had not
been given.

     Motor Vehicle Emission Controls

     In the first of three cases reviewing aspects of the emissions
warranty for new motor vehicles cases to be decided, Motor Vehicle Manu-
facturers Ass'n v. Ruckelshaus, 719 F.2d.  1159, the D.C. Circuit considered
whether EPA had properly found that "short tests" of vehicle emissions
performance had been developed that correlated reasonably with results
obtained on the longer and more elaborate Federal Test Procedure used to
measure prototype compliance with emissions standards.  The court had
little difficulty in rejecting industry arguments that EPA could not
compensate for the lack of perfect correlation between the two tests by
adjusting upward the emission levels at which a vehicle would fail  the
short test, thus resolving any uncertainties in correlation by passing
the vehicles that fell in the gray area.

     In Automotive Parts Rebuilders Ass'n v. EPA, 720 F.2d. 142, the same
court considered rules established by EPA to implement the extended
emissions warranty manufacturers are required to offer for new cars.  The
court agreed with EPA that for the first two years or 24,000 miles after
a new car is sold, manufacturers are responsible for repairing any part
of the car that causes failure of a "short test," not just those parts
typically associated with emission controls.  The court also accepted
EPA's view that a vehicle manufacturer must honor a warranty claim even
when another company's defective part causes the "short test" failure,
provided the part was certified for emissions equivalency under EPA's
part certification program.

     However, the court concluded that EPA had to provide a mechanism for
auto manufacturers to be reimbursed for warranty costs by the manufacturers
of the defective part.  And, in Specialty Equipment Market Ass'n v.
Ruckelshaus, 720 F.2d, 124, the court found EPA's reimbursement scheme to
be inadequate, and remanded to EPA to develop a more effective scheme.
The court also concluded that EPA had failed to articulate a reasoned
basis for its decision to exclude "specialty parts" -- mostly parts
designed to enhance fuel  economy or performance -- from the parts certi-
fication program.

     Finally, in General  Motors Corp. v. Ruckelshaus, the court, by a
vote of two to one, held that EPA could not require the recall  for repair
of vehicles that had exceeded the "useful  life" of five years or 50,000
miles during which emissions standards apply at the time they came in for
repair, even if they had been within their useful lives when they first
began to violate standards.  One of the judges dissented vigorously and
                                   X-2

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agreed with EPA that the Agency may require manufacturers  to  repair,  at
any time, vehicles that were within their "useful  lives" when they  first
failed to meet the standards.

     EPA has requested the court to rehear this  case  en  bane.

C.   SULFUR OXIDES CONTROL

     In 1983, the Sixth and Seventh Circuits both  upheld EPA's  present
policy on approving relaxations of sulfur oxides  (S02) SIP requirements
without detailed consideration of the long-range  impact  of any  resulting
S02 increases.  They accepted EPA's position that  the rapid drop-off  of
S02 concentrations with distance from the source  strongly  indicates that
long-range effects of these emissions are likely  to be minimal,  and that
evaluating the transformation of S02 into particulates,  particularly  over
long distances, presents technical  and scientific  problems that  the Agency
has not yet successfully resolved and therefore  should not be compelled
to deal with in the regulatory context.  New York  v.  EPA,  710 F.2d. 1210
(6th Cir.  1983), New York v.  EPA, 716 F.2d. 440  (7th Cir. 1983).*
These decisions probably terminate litigation of  this question  for  the
immediate future.

     In Wisconsin Electric Power Co. v. Costle.  715 F.2d.  323 (7th  Cir.
1983), the court upheld both EPA's decision to use running averages
rather than block averages to conclude that a given area was  not  meeting
the air quality standard for S02 and to rely on  modeling results, rather
than monitoring data, to reject a subsequent petition to redesignate  the
area back to attainment again.

      Finally, in Sierra Club v. EPA, [719 F.2d  436], the  O.C.   Circuit
reviewed and, in major part, invalidated EPA's regulations prescribing
the degree to which sources could take credit for  the dispersion  effects
of a "tall stack" in calculating the degree of emission  reduction needed to
meet air quality standards.

D.   PREVENTION OF SIGNIFICANT DETERIORATION

     Two cases decided in 1983 involved the Act's  prevention  of
significant deterioration system.

     In Sierra Club v. EPA, [715 F.2d 653] the D.C. Circuit remanded  to
EPA for reconsideration its decision not to include surface mines in  the
list of sources whose fugitive emissions will be  counted in determining
whether they are major emitters of air pollution  for  purposes of  new
source review under the Clean Air Act.  The court  found  the reasons EPA
gave for not including surface mines inconsistent  with the reasons  it had
given for including certain other sources.
*In a third suit, the Sixth Circuit decided  in  EPA's  favor in  an
 unpublished order.  New York vs. EPA, No.  82-3426 (order  issued
 August 12, 1983).
                                   X-3

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     In Kerr-McGee Chemical Corporation v. Interior Dept.,  709 F.2d.  597
(9th Cir. 1983), a case to which EPA was not a party,  the court rejected
a company's claim that the Interior Department had to  meet  certain sub-
stantive and procedural requirements before recommending to a State that
it provide additional  air quality protection to a national  monument.
It found no justifiable injury had occurred because,  under  the statute, the
decision whether to actually provide this protection  is reserved  to the
State, and the State had not acted.

E.   OTHER APPELLATE DECISIONS

     In Duquesne Light Co. v. EPA, 698 F.2d. 456, the  D.C.   Circuit upheld
in virtually all respects EPA's regulations under Section 120 of  the
Clean Air Act for assessing administrative penalties  against sources  that
delay compliance with  emissions standards.  In particular,  the court
upheld the details of  the mathematical  model used to  calculate these
penalties.

     In Bethlehem Steel v. EPA, [723 F.2d 1303] the court ruled that
only a State, not EPA, can now change the designation  of an area  as
"attainment," "nonattainment," or "unclassifiable" under Section  107  of
the Clean Air Act.

     In Sierra Club v. Indiana-Kentucky Electric Corp., 716 F.2d. 1145
(1983), a case to which EPA was not a party, the Seventh Circuit  ruled
that a State Implementation Plan that has been invalidated  as State law
by the State courts cannot be enforced as Federal law  either.

F.   OTHER LITIGATION

     In 1983, the Supreme Court granted certiorari to  review the  D.C.
Circuit's decision in  NRDC v. Gorsuch, 685 F.2d. 718  (1982).  The case
was largely briefed in 1983 and is scheduled for oral  argument and decision
in 1984.

     Two district court cases in 1983 split on whether the  present emissions
standards under Section 112 of the Act for vinyl  chloride contain "work
practice" requirements of a sort that would require further rulemaking to
be validly promulgated.

Compare United States  v. Borden, Inc., 572 F. Supp. 684 (D. Mass.) (no
such defect) with United States v. Ethyl Corp.  [No.  83-3537 (N.D. LA,
July 6, 1983)] (standard contains work practice requirements).

     Finally, in another of the numerous schedule suits that mark the
history of the Clean Air Act, EPA was ordered to propose hazardous emissions
standards for arsenic.  New York v. Gorsuch, 554 F. Supp. 1060 (S.D.N.Y.).
                                   X-4

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                              XI.  REFERENCES
Chapter II

1.  "National  Air Quality and Emissions  Trends  Report,  1982,"  EPA-450/4-84-
    002, March 1984.

2.  44 Federal Register 27558 (May 10,  1979).

3.  D. Fox, "Judging Air Quality Model  Performance,"  Bulletin  of  the  American
    Meteorological  Society, 62(5):599-609,  1981.

4.  R. Londergan, et al., "Evaluation  of Urban  Air  Quality  Simulation
    Models," EPA-450/4-83-020,  1983.

5.  A. Policastro,  et al., "Evaluation  of Two Short-Term  Long-Range Transport
    Models  With Field Data," Presented  at APCA  Conference on the  Meteorology
    of Acidic Deposition, Hartford, CT,  1983.

6.  R. Londergan, et al., "Evaluation  of Rural  Air  Quality  Simulation Models,"
    EPA-450/4-83-003, 1983.

7.  American Meteorological Society,  "Synthesis of  the  Rural Model Review,"
    EPA-600/3-83-108, 1983.

8.  American Meteorological Society,  "Review of the Attributes  and Performance
    of Six  Urban Diffusion Models," Report  Prepared by  the  American Meteoro-
    logical Society Under a Cooperative  Agreement with  EPA, Research  Triangle
    Park, N.C., 1983.

9.  A Thrall, T. Stockenius, and C. Burton,  "Consideration  of  the 'Bootstrap'
    Technique for use in Evaluating the  Effect  of Modeling  Uncertainty on
    the Determination of Emission Limits,"  EPA  Contract No. 68-02-3582,
    Research Triangle Park, N.C., 1983.

10  "Guideline on Air Quality Models,"  EPA  450/2-78-027,  1978.

11. "Receptor Model Technical Series  Volume  III:  User's  Manual  for Chemical
    Mass Balance Model," EPA-450/4-83-014,  July 1983.

12. "Receptor Model Technical Services  Volume  IV:   Summary  of  Particle
    Identification Techniques," EPA-450/4-83-018, June  1983.

Chapter III

1.   J. L.  McElroy, et al, 1982.  "Airborne  Downward  Looking LIDAR Measurements
     During the South Coast Air Basin/Southeast Desert  Oxidant Transport
     Study:  Operations and Data Report," T.S.-AMD-82133.

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     J. L. McElroy, et al ,  1983.  "Airborne Downward  Looking  LIOAR
     Measurements During the San Diego Oxidant Transport  Study:   Operations
     and Data Report," T.S.-AMD-83612.

2.   Workshop on Fundamental Approaches to Extrapolation  Modeling of  Inhaled
     Toxicants:  Ozone and  Nitrogen Dioxide.  June 27-29, 1983;  Washington, D.C,

3.   Chemical Coaters Association.  "Environmental  and  Energy Benefits  of
     Microprocessors Used for Oven Air Flows From Metal  Painting Operations,"
     EPA-600-S-7-83-037; NTIS PB83-225250, October 1983.

4.   G. England, et al .  "Evaluation and Demonstration  of Low NOX Burner
     Systems for TEOR Steam Generators - Test Report:   Preliminary  Evaluation
     of Commercial  Prototype Burner," EPA-600/7-83-061;  NTIS  PB84-128727,
     January 1984.

5.   R. J. Tidona,  et al .  "Evaluation of Combustion  Variable Effects on
     NOX Emissions  From Mineral  Kilns," EPA-600/7-83-045; NTIS
     PB83-259655, August 1983.

6.   C. Castaldini  and L. R. Waterland.  "Environmental  Assessment  of a
     Reciprocating  Engine Retrofitted with Non-Selective  Catalytic  Reduction,"
     Accurex Draft  Report,  April 1984.

7.   R. J. Tidona,  et al .  "Refinery Process Heater NOX  Reduction Using
     Staged Combustion Air  Lances," EPA-600-7-83-022;  NTIS PB83-193946,
     March 1983.

8.   "Photochemical Reactivity of Perchloroethylene,"  EPA-600-3-83-001,
     January 1983.

9.   Health Assessment Document for Carbon Tetrachloride, March  1983,
     EPA-600-8-82-001.  (revised draft)

10.  Health Assessment Document for Nickel, May 1983,  EPA-600/8-83-012.
     (Draft)

11.  Updated Mutagenicity and Carcinogenicity of Cadmium, June 1983,
     EPA-600/8-83-025A.  (Draft)

12.  Health Assessment Document for Manganese (Parts  1  and 2), June 1983,
     EPA-600/8-83-014A.  (Draft)

13.  Health Assessment Document for Chromium, June 1983,
     EPA-600/8-83-014A.  (Draft)

14.  Health Assessment Document for Vinylidene Chloride,  October 1983,
     EPA-600/8-83-031A.  (Draft)
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15.  Health Assessment Document for Epichlorihydrin,  October  1983,
     EPA-600/8-83-032A.  (Draft)

16.  Health Assessment Document for Trichloroethylene,  December  1983,
     EPA-600/8-82-006B.  (Draft)

17.  Health Assessment Document for Tetrachloroethylene,  (Perchloro-
     ethylene),  December 1983,  EPA-600/8-82-005B.   (Draft)

18.  Health Assessment Document for Dichloromethane (Methylene Chloride),
     December 1983, EPA-600/8-82-004B.   (Draft)

19.  Asbestos Health Assessment Update,  February  1984,  EPA-600/8-84-003A.
     (Draft)

20.  Health Assessment Document for Hexachlorocyclopentadiene, February
     1984, EPA-600/8-84-001A.   (Draft)

21.  Health Assessment Document for Chloroform (Parts 1 and 2),  March
     1984, EPA-600/8-84-004A.   (Draft)

22.  Health Assessment Document for Ethylene  Oichloride,  April 1984,
     EPA-600/8-83-006A.  (Draft)

23.  Health Assessment Document for Ethylene  Oxide, April  1984,
     EPA-600/8-84-009A.  (Draft)

24.  Health Assessment Document for Toluene,  August 1983,
     EPA-600/8-82-008F; NTIS PB84-100056.

25.  Health Assessment Document for Acrylonitrile,  October  1983,
     EPA-600-8-82-007F; NTIS PB84-149152.

26.  Health Assessment Document for 1,1,2-Tn'chloro-l ,2,2-Trifluoro-
     ethane (Chlorofluorocarbon CFC-113),  September 1983,
     EPA-600/8-82-002F; NTIS PB84-118843.

27.  Carcinogen  Assessment  of  Coke Oven  Emissions,  February 1984,
     EPA-600/6-82-003F; NTIS PB84-170182.

28.  Health Assessment Document for 1,1,1-Trichlorethane  (Methyl
     Chloroform),  February  1984, EPA-600/8-82-003F; NTIS  number
     not yet available.

29.  Health Assessment Document for Inorganic Arsenic,  March  1984,
     EPA-600/8-83-021F; NTIS number not  yet available.
                                    XI-3

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30.  J. 0. Pleil, W. A. McClenny.   "Reduced Temperature Preconcentration
     and Gas Chromatographic Analysis  of Ambient  Vapor Phase  Organic
     Compounds:   Systems Automation,"   Submitted  to Analytical  Chemistry,
     (in press), 1984.

     M. V. Holdren, R. N. Smith, W. A. McClenny.   "Reduced  Temperature
     Preconcentration and Gas Chromatographic Analysis of Ambient  Vapor
     Phase Organic Compounds"  Systems Performance," Submitted  to  Analytical
     Chemistry,  (in press) 1984.

31.  "Volatile Organic Chemicals in the Atmosphere:  An Assessment of
     Available Data," EPA-600/3-83-027A, April  1983.

32.  "Measurement of Hazardous Organic Chemicals  in Ambient Atmosphere,"
     EPA-600/3-83-002, January 1983.

33.  Air Quality Criteria for Lead, Volumes,  I,  II, III,  and  IV, August and
     October 1983, EPA-600/8-83-028A  (draft).

34.  R. P. VanNess, L. R. Woodland, and E.  D. Gibson.   "Full-Scale Dual
     Alkali  FGD  Demonstration at Louisville Gas  and Electric  Company,"
     EPA-600/7-83-039; NTIS PB83-241 364, August  1983.

35.  "Capsule Report:  Adipic Acid-Enhanced Lime/Limestone  Test Results at
     the EPA Alkali Scrubbing Test Facility," EPA-625/2-82-029, April  1982.

     "Adipic Acid Enhanced Lime and Limestone Testing  at  the  EPA Alkali
     Scrubbing Test Facility," Vol. I, Basic  Report:  EPA-600/7-82-010
     NTIS PB82-230 624; Vol. II, Appendices:   EPA-6uOO/7-82-010B,
     PB82-230632, March 1982.

36.  P. A. Clarke, R. W. Gerstle,  0. S. Henzel ,  K.  W.  Mason,  and
     S. R. Sabatini.  "The Adipic  Acid Enhanced  Flue Gas  Desulfurization
     Process for Industrial Boilers,"  Volume  I,  Field  Test  Results:
     EPA-600/7-82-065A; NTIS PB83-144 774,  November 1982.

     G. P. Behrens and 0. W. Hargrove.  "The  Adipic Acid  Enhanced  Flue Gas
     Desulfurization Process for Industrial  Boilers,"  Volume  2, Technical
     Assessment:  Radian 68-02-3171 T35; NTIS PB83-144782.

37.  "A Study of Sodium for Improved Hot Side ESP Performance," Journal
     of the Air  Pollution Control  Association,  Volume  31, #3  (March  1981).

38.  The results of work at Bull Run are in the  final  report  "Pilot  Evaluaiton
     of Fine Particle High Resistivity Electrostatic Precipitator."   (An
     EPA number  has not been assigned  to the  report.)
                                    XI-4

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39.  "Electrostatic Augmentation  of  Fabric  Filtration:   Pulse-Jet  Pilot
     Unit Experience,"  EPA-600/7-82-062.

40.  "Pollution Episodic Model  User's  Guide,"  EPA-600/8-84-008,
     March 1984.

41.  R.  K. Stevens  and  T. Pace,  1984.   "Status  of Source Apportionment
     Methods:   Quail  Roost II,"  EPA-600/D-83-022.

42.  C.  Lewis  and R.  K. Stevens,  1983.   "Comparison of Factors  Influencing
     Visual  Air Quality During  the Winter in Denver from Measurements Made
     by  General Motors  and Motor  Vehicle Manufacturers in  1978  and  EPA in
     1982,"  Submitted to Coloroado Air Quality  Commission, December  1983.

43.  R.  K. Stevens.  "Analytical  Measurements  for Use in Source Apportionment
     Studies to Determine the  Impact of Woodburning on Air Quality,"  (in
     press), Environment International.

44.  T.  G. Dzubay,  R. K. Stevens, and  P. L. Haagenson, 1984.  "Composition
     and Origin of  Aerosols at  a  Forested Mountain in Sovient Georgia,"  (in
     press), Atmospheric Environment.

        - R. K. Stevens, T. G.  Dzubay,  C. W. Lewis, and  R. W. Shaw,  1984
          "Source Apportionment  Methods Applied to the Determination  of the
          Origin  of Ambient Aerosols that Affect Visibility in  Forested
          Areas," Volume 18, Page 261-272,  Atmospheric Environment.

45.  Irwin,  J. S.,  1983.  "Estimating  Plume Dispersion - A comparison of
     Several Sigma  Scheme," Journal  of Climate  and Applied Meteorology,
     22, 99-114.

        - Irwin,  J. S., 1984.   "Site-to-Site Variation in  Performance of
          Dispersion  Parameter  Estimation Schemes," pp.  605-616, Ai r
          Pollution Modeling and  Its Application, III, (C. De Wispelaere,
          Ed.) Plenum Publication, Corporation, N.Y.

46.  Irwin,  J. S. 1983.  "Preparing  Meteorological Data  for Use in  Routine
     Dispersion Calculations -  Work  Group Summary Report."
     NOAA-TR-ERL/ARL-122.

47.  "Users  Network for Applied  Modeling of Air Pollution  (UNAMAP)
     [Version  5], Magnetic Tape  and  Users Guides," NTIS  PB83-244368.

48.  Revised Evaluation of Health Effects Associated with Carbon Monoxide
     Exposure, August 1983, EPA-600/8-83-033A.  (Draft)

49. "The Acidic Deposition Phenomena and Its Effects:  Critical Assessment
    Review Papers," EPA-600/8-83-0160,  May  1983.
                                    XI-5

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Chapter IV

1.  48 Federal  Register 628 (January 5,  1983).
2.  45 Federal  Register 55066 (August 18,  1980).
3.  48 Federal  Register 41608 (September 16,  1983).
4.  "Revised Evaluation of Health Effect
Chapter VI
 1.
 2.
 3.
 4.
 5.
 6.
 7.
 8.
 9,
10.
48 Federal Register
48 Federal Register
48 Federal Register
45 Federal Register
47 Federal Register
48 Federal Register
47 Federal Register
46 Federal Register
43 Federal Register
"Compilation of Air
supplements 1-15, U
 4972  (February  3,  1983).
 5022  (February  3,  1983).
 50686 (November 2,  1983).
 80084 (December 2,  1980).
 5864  (February  8,  1982).
 38742 (August 25,  1983).
 27554 (June  25,  1982).
 50766 (October  14,  1981).
 46246 (October  5,  1978).
 Pollution  Emission  Factors
.S.  EPA,  Research Triangle Park, NC
Chapter VII
1.
2.
3.
4.
5.
6.
7.
8.
9.
10.
11.
12.
13.
14.
15.
16.
17.
18.
48
48
48
48
48
48
48
48
48
48
48
48
48
48
48
48
48
Federal
Federal
Federal
Federal
Federal
Federal
Federal
Federal
Federal
Federal
Federal
Federal
Federal
Federal
Federal
Federal
Federal
"BACT/LAER
Register
Register
Register
Register
Register
Register
Register
Register
Register
Register
Register
Register
Register
Register
Register
Register
Register
Clearingl
AP-42, including
       January 1984.
                         48368 (October 18
                         48328 (October 18
                         1056 (January 10,
                         37578 (August 18,
                         38728 (August 25,
                         5452 (February 4,
                         7128 (February 17
                         48932 (October 31
                         57538 (December
                         279 (January 4,
                         2276 (January 18,
                         2676 (January 20,
                         39566 (August 31 ,
                         50671 (November 2.
                         48960 (October 21.
                         333112 (July 20,
                                       1983).
                                       1983).
                                      1983).
                                      1983).
                                      1983).
                                      1983).
                                       1983).
                                       1983).
                                    30,  1983).
                                    1983)
     Determination" (Apri
                                      1983).
                                      1983)
                                      1983).
                                       1983).
                                       1983).
                                     1983).
                    32126 (July 13, 1983).
                    ouse - A Compilation of  Control  Technology
                    1  1983).
                                    XI-6

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Chapter IX

 1.  48 Federal  Register
 2.  48 Federal  Register
 3.  48 Federal  Register
 4.  48 Federal  Register
 5.  48 Federal  Register
 6.  48 Federal  Register
 7.  48 Federal  Register
 8.  48 Federal  Register
 9.  48 Federal  Register
10.  48 Federal  Register
41296 (September 14,  1983),
33456 (July 21, 1983).
1430 (January 12, 1983).
1472 (January 12, 1983).
52170 (November 16,  1983).
29692 (June 28, 1983).
50482 (November 1, 1983).
4286 (January 31, 1983).
22546 (May 19,  1983).
35312 (August 3,  1983).
                                   XI-7

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TECHNICAL REPORT DATA
/Please read Instructions on the reverse before completing)
1. REPORT NO. 2.
4. TITLE AND SUBTITLE
Progress in the Prevention and Control of
Air Pollution in 1983
7 W#fm> Project Officer
William F. Hamilton
9 PERFORMING ORGANIZATION NAME AND ADDRESS
Office of Air Quality Planning and Standards
Control Programs Development Division
Mail Drop 15
Research Triangle Park, N.C. 27711
12. SPONSORING AGENCY NAME AND ADDRESS
Environmental Protection Agency
401 M Street, S.W.
Washington, D. C. 20460
3. RECIPIENT'S ACCESSION NO.
5. REPORT DATE
January 1985*
6. PERFORMING ORGANIZATION CODE
8. PERFORMING ORGANIZATION REPORT N
10. PROGRAM ELEMENT NO.
1 1. CONTRACT/GRANT NO.
13. TYPE OF REPORT AND PERIOD COVEREI
14. SPONSORING AGENCY CODE
15. SUPPLEMENTARY NOTES .,«,.... _,. _. j. i n j_ j_ • A j_ j. L.
AnnuaT report of the Administrator of the Environmental Protection Agency to the
Congress under Section 313, 202, and 306 of the Clean Air Act
16. ABSTRACT
        The report addresses the progress made  in  the  prevention  and control  of air
   pollution in 1983.  It covers the areas of air  quality  trends  and monitoring,
   development of air quality criteria and standards,  the  status  of State Imple-
   mentation Plans, the control of stationary and  mobile  source emissions,
   enforcement, and litigation.  The report  is  the annual  report  of the Administrator
   of EPA to the Congress in compliance with Sections  313,  202(b)(4), and 306 of
   the Clean Air Act, as amended.
17.
a.
KEY WORDS AND DOCUMENT ANALYSIS
DESCRIPTORS
Air Pollution
Environmental Engineering
Pollution Abatement
Pollution Regulations
Public Health
18
DISTRIBUTION STATEMENT
Release unlimited. Available
through NTIS
b. IDENTIFIERS/OPEN ENDED TERMS

19 SEC'Jt=IT ( CLASS /This Repur'l
Unclassified
20 SECURITY CLASS /"hi* page:
Unclassified
c. COSATI I idd/Group

21 NO Cr- PAGES
6%
22. PRICE
EPA Form 2220-1 (Rev. 4-77^   PREVIOUS EDITION is OBSOLETE

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