EPA-450/4-74-006
DECEMBER 1974
(OAQPS NO. 1.2-024)
      GUIDELINES  FOR AIR  QUALITY
MAINTENANCE PLANNING AND ANALYSIS

                  VOLUME 5 :
 CASE STUDIES IN PLAN DEVELOPMENT

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                                       EPA-450/4-74-006

                                     (OAQPS NO. 1.2-024)
      GUIDELINES FOR AIR  QUALITY

MAINTENANCE  PLANNING AND ANALYSIS

                   VOLUME  5 :

 CASE STUDIES IN PLAN DEVELOPMENT
                 ENVIRONMENTAL PROTECTION AGENCY
                Office of Air and Waste Management
             Office of Air Quality Planning and Standards
             Research Triangle Park, North Carolina 27711

                      December 1974

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                       OAQPS GUIDFLINE SERIES

This report is one of the guideline series of reports issued by the
Environmental  Protection Agency, Office of Air Quality Planning and
Standards (OSOPS), to provide information on air quality maintenance
to state and local air pollution control agencies.   Copies are avail-
able free of charge to Federal  employees, current contractors, grantees,
and nonprofit organizations, as supplies permit, from the Air Pollution
Technical Information Center, Environmental Protection Agency, Research
Triangle Park, North Carolina 27711, or at a nominal cost from the
National Technical Information Service, 5285 Port Royal Road, Spring-
field, Virginia 22161.

This report was furnished to the Environmental Protection Agency by
the Research Triangle Institute, Research Triangle Park, N.C., in
fulfillment of Task Order No. 9, Contract No. 68-02-1386.  The contents
are reproduced herein as received form the contractor.  Prior to
final preparation the report underwent review and editing by the
Environmental  Protection Agency.  The report constitutes digests of
trial Air Quality Maintenance Plans developed by four contractors
for Baltimore, Denver, St.  Louis, and San Diego.  These trial Air
Quality Maintenance Plans were developed prior to the issuance of all
of the guideline documents and, accordingly, practices and procedures
used are not necessarily those now advocated by the Environmental Pro-
tection Agency.  Schedules published in Federal regulations take
precedence over schedules aiven in the trial plans.
                  Publication Mo. EPA-450/4-74-006
                   (OAQPS Guideline No. 1.2-024)

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                                       FOREWORD

               This document is the fifth in a series comprising Guidelines for Air
           Quality Maintenance Planning and Analysis.  The intent of the series is to
           provide State and  local agencies with information and guidance for the prepa-
           ration of Air Quality Maintenance Plans required under 40 CFR 51. The volumes
           in this series are:

               Volume ]j_   Designation of Air Quality Maintenance Areas
               Volume 2j_   Plan Preparation
               Volume 3j_   Control Strategies
               Volume 4j_   Land Use and Transportation Consideration
               Volume 5:   Case Studies in Pfan Development
               Volume 6^   Overview of Air Quality Maintenance Area Analysis
               Volume 7j_   Projecting County Emissions
               Volume 8:   Computer -Assisted^\rea Source Emissions Gridding
                           Procedure
               Volume 9_   Evaluating  Indirect Sources
               Volume 1 0:  Reviewing New Stationary Sources
               Volume IJ:   Air Quality Monitoring and  Data Analysis
               Volume 12:   Applying Atmospheric Simulation Models to Air Quality
                           Maintenance Areas
                Volume 13:  Allocating Projected  Emissions to  Sub-County Areas
               Additional volumes  may be issued.

               All references to 40 CFR  Part 51  in this document arc to the regulations
           as amended through July I974.
v>
                                                III

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                              TABLE OF CONTENTS

Chapter                                                             page
        LIST OF FIGURES                                              vii
        LIST OF TABLES                                               vii
   I    INTRODUCTION                                                  1
   II    SAN DIEGO TRIAL AIR QUALITY MAINTENANCE PLAN                  5
        I.   Characterization of the San Diego Air Quality
            Maintenance Study Area                                    5
       II.   Intergovernmental Cooperation                             6
      III.   Baseline Emissions Inventory                             14
       IV.   Emission Projections                                     17
        V.   Establishment of Baseline Air Quality                    18
       VI.   Air Quality Projections to 1985                          22
      VII.   Selection of Maintenance Strategies                      23
     VIII.   Legal  Authority                                     '     33
            Summary of San Diego AQMSA                               35
  III   ST.  LOUIS  TRIAL AIR QUALITY MAINTENANCE PLAN                 41
        I.   AQMSA  Description                                        41
       II.   Intergovernmental Cooperation                 .           41
      III.   Baseline Emissions Inventory                             52
       IV.   Emission Projections                                     55
        V.   Establishment of Baseline Air Quality                    59
       VI.   Air Quality Projections                                  61
      VII.   Selection of Maintenance Strategies                      67
     VIII.   Legal  Authority                                          74
            Summary of St.  Louis AQMSA                               76
   IV    BALTIMORE  TRIAL AIR QUALITY  MAINTENANCE PLAN            •     81
        I.   Characteristics of Baltimore AQMSA                       81
       II.   Intergovernmental  Cooperation                            85
      III.   Baseline Emissions Inventory                             97
       IV.   Emission Projections                                     99
        V.   Establishment of Baseline Air Quality                   102
       VI.   Air Quality Projections  to 1985                         103
      VII.   Selection of Maintenance Strategies                     104
     VIII.   Legal  Authority                                         108
            Summary of Baltimore AQMSA                              109

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                        TABLE OF CONTENTS (continued)

Chapter                                                             Page
   V    DENVER TRIAL AIR QUALITY MAINTENANCE PLAN                   115
        I.  Denver AQMA Characteristics                             115
       II.  Intergovernmental Cooperation                           117
      III.  Baseline Emissions Inventory                            129
       IV.  Emission Projections                                    132
        V.  Establishment of Baseline Air Quality                   136
       VI.  Air Quality Projections to 1985                         138
      VII.  Selection of Maintenance Strategies                     141
     VIII.  Legal  Authority                                         144
            Summary of Denver AQMSA                                 146

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                             LIST OF FIGURES
Figure                                                              Page
 II-l    Alternative "A"—AQMP Process Carried Out by CPO             9
 II-2    Alternative "B"--AQMP Process Carried Out By APCD           11
II1-1    St. Louis Air Quality Maintenance Study Area   >            42
111-2    Existing AQMSA Responsibilities                             44
III-3    Missouri Air Conservation Commission Advisory
         Committee on Transportation Control                         47
III-4    St. Louis AQMP Development and Coordination                 51
III-5    St. Louis AQMP Development Timetable                        73
 IV-1    Baltimore Air Quality Control Region                        82
 IV-2    Projected Effectiveness of SIP and AQMP                     84
 IV-3    Existing Institutional  Relationships—Baltimore
         Air Quality Maintenance Planning                            96
 IV-4    Sample Matrix Showing Evaluation Data for Control  Measures
         Affecting Domestic and  Commercial Heating and Cooling as
         a Suspended Particulate Source Category                    106
                             LIST OF TABLES

 Table                                                              P_a£§
 II-l     TECHNICAL ASSUMPTIONS                                       16
 II-2     SAN DIEGO COUNTY AIR QUALITY,  1972                          20
 II-3     ORGANIZATION OF DELPHI STUDY                                30
 II-4     REGIONAL COMPREHENSIVE PLAN POLICIES AND TRANSPORTATION
         PLANNING GUIDES                                             32
III-l     ST. LOUIS AIR QUALITY MAINTENANCE STUDY AREA
         EMISSION PROJECTION - SUMMARY                                58
III-2     ST. LOUIS AQMSA - SUMMARY OF AIR QUALITY PROJECTIONS        64
111-3     PROPOSED ATTAINMENT/MAINTENANCE PLAN                        71
  V-1     AQMP PREPARATION INPUT                                     126
                                   VI1

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                              Chapter I
                            INTRODUCTION

     This guideline is the fifth in a series issued by the Environmental
Protection Agency (EPA) to assist the states in the preparation of Air
Quality Maintenance Plans (AQMPs) required under 40 CFR 51.  While this
series of documents was in preparation, a concurrent effort was made to
provide EPA with experience in the actual preparation of AQMPs by
developing trial maintenance plans for Baltimore, Denver, St. Louis,
and San Diego.  Each of these trial AQMPs was summarized, for inclusion in
this guideline document, by the contractor  who prepared the plan.
     The contractors selected to prepare trial  AQMPs were experienced
in the technical phases of air pollution control planning and implementation.
This experience was essential  since both the contractors and EPA were
engaged in developing the techniques for Air Quality Maintenance Area (AQMA)
analysis and in exploring new relationships for intergovernmental  coopera-
tion.
     The trial AQMPs prepared during this study represent exercises to
demonstrate administrative and technical procedures available and do not
necessarily constitute final,  acceptable plans.  Because no precedents
were available while these trial  AQMPs were in  preparation, analysis
procedures used do not always conform to the procedures subsequently
published in the guidelines.   The time available and the resources that
could be committed to these studies were too limited to permit thorough
exploration of all aspects of air quality maintenance planning.   Never-
theless, the interpretation of analyses, the intergovernmental relation-
ships, and the maintenance strategies developed for these examples will
be useful  to,  but are not binding on, the officials responsible for
developing AQMPs for the areas considered.   Whenever dates given in the
trial  plans are inconsistent  with dates in  EPA  regulations, EPA dates
govern.
     For each  of the four cities  selected for trial AQMP preparation, an
associated area having the potential  for violating the National  Ambient
*
 Allen M.  Voorhees and Associates, Inc.; Engineering-Sciences, Inc.;
GCA Corporation; and TRW, Transportation and Environmental  Operations.

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Air Quality Standards during the period 1975 to 1985 was identified;
for the purposes of the trial  plans, these areas were designated as Air
Quality Maintenance Study Areas (AQMSAs).  These AQMSAs have many of the
problems that can be expected to be encountered in the preparation of
AQMPs for the AQMAs designated by the Administrator.  The digests of AQMPs
presented in this volume provide an opportunity for reviewing the high-
lights of plan preparation experience, including solutions to problems
experienced.  The full  text versions of the four trial AQMPs will be
available from the National Technical Information Service (NTIS).  The
full titles, EPA report number and the NTIS number of the full text
trial AQMPs are:
     Development of a Trial Air Quality Maintenance Plan Using the
     Baltimore Air Quality Control Region.  EPA-450/3-74-050
                                            NTIS PB 416/AS
     Development of an Example 10-Year Air Quality Maintenance Plan
     for the Denver AQMSA.                  EPA-450/3-74-053
                                            NTIS PB 237-414/AS
     Development of a Trial Air Quality Maintenance Plan for the
     St.  Louis  AQMSA.                        EPA-450/3-74-052
                                            NTIS Not assigned
     Development of a Sample Air Quality Maintenance Plan for
     San Diego.                             EPA-450/3-74-051
                                            NTIS PB 236-932/AS
     The characteristics of the AQMPs for which trial plans were prepared
range from single county to two-state, multi-county political jurisdiction,
from three to four criteria pollutants of concern, through existing control
agency activity varying over a wide range, from minimum to intense popular
concern for environmental quality, and from virtually no assigned respon-
sibility or authority, to well-coordinated interagency cooperative activity.
     The four digests of the full text trial AQMPs have been prepared in
identical format to facilitate comparison of the problems encountered and
solutions proposed.  The subjects covered in each of the trial AQMP digests
are:
     •  Characteristics of the AQMSA
        Intergovernmental cooperation
     •  Baseline emissions inventory

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     •  Emissions projections
        Baseline air quality
     •  Air quality projections
     •  Selection of maintenance strategies
     •  Legal authority
Appended to each trial AQMP digest is a summary for each pollutant of
concern giving the baseline year air quality, the anticipated air quality
for the year of scheduled attainment, the percentage reduction required to
reduce baseline year air quality to NAAQS, and the control strategies
and date of implementation required to attain NAAQS.
     Throughout the preparation of these trial AQMPs, invaluable
assistance was provided by State, regional, and local air pollution
control officials,  staff members of planning agencies, highway or trans-
portation departments and councils of government, and EPA regional  rep-
resentatives.  Full  acknowledgement of this cooperation is made in the
several individual  full text trial  AQMPs.
     The preparation of these digests of the four trial AQMPs has been
under the direction of Mr. Thomas M. Donaldson, EPA Project Officer,
assisted by other members of the staff of the Plans and Guidelines Section,
Standards and Implementation Branch, Control Programs Development Division
of the Office of Air Quality Planning and Standards.

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                              Chapter II
             SAN DIEGO TRIAL AIR QUALITY MAINTENANCE PLAN

 I.   Characterization of the San Diego Air Quality Maintenance Study Area
     The San Diego Intrastate AQCR, also known as the San Diego Air Basin, is
 located in the southwest corner of the State of California and consists of the
 western two-thirds of San Diego County.   It is bounded on the east by the summit
 of the peninsular range, on the north by Orange County, on the south and west
 by Mexico and the Pacific Ocean, respectively.  The airshed has a land area of
 approximately 3040 square miles and, as  of 1970, a population of some 1.36
 million people and 790,000 motor vehicles.  The population is concentrated
 primarily in the City of San Diego and the incorporated areas along the coast.
     Analysis of air quality and air quality trends indicates that the San Diego
 Intrastate AQCR will  have attainment/maintenance problems with regard to
meeting National Ambient Air Quality Standards (NAAQS) with regard to CO,
 particulate matter (TSP), and photochemical oxidants (0 ) during the period
                                                       X
 1975-1985.  Peak measurements of 0.32 ppm for oxidant (hourly average), 19
                                        3
 ppm for CO (8-hour average), and 97 yg/m  for particulates (annual geometric
mean) in 1972 indicate that emission reductions of 75% for reactive hydro-
carbons, 53% for carbon monoxide, and 55% for particulate matter will  be
required in order to meet the national  standards for air quality.  Oxides of
nitrogen and sulfur dioxide are not a problem at present, nor are they
 projected to become a problem through 1985.
     Air pollution control  in the region is primarily the responsibility
of the San Diego County APCD.  Since the airshed is contained within one
county, no additional regional  coordinating council  is required for emissions
control, as in some of the other multi-county airsheds within the state.
     Overall, the data bases in San Diego are quite good.  More often than
not,  the problem is not the lack of available data but attempting to reconcile
the differences between several  different data sets.  Frequently, this
problem is as sensitive to the  political  environment as it is to technical
judgements.

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II.  Intergovernmental Cooperation

     The agencies that would be involved in the development and imple-

mentation of an air quality maintenance plan are listed below:

          State of California Air Resources Board(ARB)
          San Diego County Air Pollution Control District (APCD)
          Comprehensive Planning Organization of the San Diego Region (CPO)
          Local Planning Agencies                         *
             County Office of Environmental Management
             City of San Diego Dept. of Environmental Quality
             City of San Diego Planning Commission
             City of Carlsbad Planning Commission
             City of Chula Vista Planning Commission
             City of Coronado Planning Commission
             City of Del Mar Planning Commission
             City of El Cajon Planning Commission
             City of Escondido Planning Commission
             City of Imperial Beach Planning Commission
             City of La Mesa Planning Commission
             City of Vista Planning Commission
             City of National City Planning Commission
             City of Oceanside Planning Commission
             City of San Marcos Planning Commission
             City of Vista Planning Commission
          Regional Special Purpose Agencies:
             San Diego Port Authority
             Regional Water Quality Control Board
             Regional Coastline Development Commission
             California Department of Transportation (CalTrans)

     Air Pollution control responsibility is divided between the State ARB

and the County APCD.  The APCD has permit review authority for stationary
sources of air pollution, while the State ARB has taken on the responsibility

for mobile source control.

     Land-use and transportation planning activities are centered in the

CPO, which includes housing and open space elements.  CPO has the A-95

review authority for federal grants, is the HUD 701 planning agency,

and also is the 3C transportation planning agency under Section 109 (J)

of the Federal Highway Act of 1972.  The CPO's Transportation Board must

prepare its' transportation plans such that they are consistent with the

State air quality implementation plan.  This requirement was not appropriately

addressed in initial transportation plans that were rejected by the ARB.

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CalTrans has subsequently made a substantial commitment to include air
quality considerations in future planning efforts.  Water quality planning
is the function of the Regional Water Quality Control Board, while con-
ventional zoning, subdivision regulations, building code and housing code
variances are administered by the local planning commissions for each of
the incorporated cities and the county.
     The approach to be taken in developing and implementing air quality
maintenance procedures into San Diego's land-use decision-making process
must meet two constraints mandated by the Clean Air Act.  First, the
approach should provide for a comprehensive review of any future growth
and development significantly affecting AQMSA air quality.  Second, the
State of California Air Resources Board is charged with the responsibility
for complying with the Clean Air Act, although the ARB can delegate some
of this responsibility to local APCDs if it so chooses.  In cases where
the state has failed to take appropriate action, the Clean Air Act requires
that the federal government must intervene.
     Except in cases where a region's resources are shared by and vital
to the public sector of a larger community, it would be presumption for
either the state or the federal government to attempt to externally im-
pose land-use controls on a given AQMSA.  "Outsiders" cannot be expected
to make the trade-offs necessary to the formulation of an AQMP tailored
to the unique needs and goals of the populace within a specific region.
Thus, it is appropriate that regional and local agencies assume the respon-
sibility for development and implementation of the air quality maintenance
plan for San Diego.  In order to deal effectively with a regional problem
like air pollution, such an agency must have a regional perspective on
the problem and the expertise necessary to deal with it.
     Unfortunately in San Diego, no single agency has the expertise
required for both the air pollution control and land use planning
functions.   These skills reside with the Comprehensive Planning
Organization (CPO) and the County Air Pollution Control District
(APCD).  Thus, two basic alternatives are identified as possible

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institutional arrangements for incorporating air quality management
into the San Diego land-use decision-making process.   It should be
noted that regardless of which institutional arrangement is eventu-
ally selected, the lead agency must rely,heavily on the other agencies
in the region in order for the maintenance plan to be truly effective.
     A.  Alternative "A"--AQMP Process Carried Out by CPO
     This alternative would require the ARB to recognize CPO as the
lead local agency in charge of developing an AQMP.  The AQMP would
become part of the regional comprehensive plan.  The APCD would lend
technical assistance in plan development; however, CPO would assume
the stronger position in developing the AQMP through their role in land
use and transportation planning on matters of a regional significance
(see figure II-l).
     Alternative "A" should provide some regulatory power to CPO for
enforcing elements of the general plan pertaining to regional air
quality so that their plan is no longer viewed as being purely advisory.
The intent would be to develop a combined land use/transportation
plan that contains the balance necessary for minimizing VMT while
also presenting a more unified and consolidated approach for state,
regional and local government coordination.  Most land use decisions
would continue to be made by the local, general purpose governments;
however, CPO should be in a position to exercise limited veto authority
and to review all transportation projects and new developments of
regional significance by being vested with review of indirect sources,
parking management and parking facility planning, in addition to its
A-95 review power.
     Representatives from federal military installations in the San Diego
region and the Environmental Protection Agency might assume a regular
ex-officio role on the CPO board so that their respective activities
could be made known further in advance.

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     B.  Alternative "B"--AQMP Process Carried Out by the APCD
     Under this alternative the County APCD would be responsible for
preparation of and insuring local  compliance with the San Diego AQMP.
Since the CPO Board of Directors consists essentially of representatives
from each of the incorporated cities within the county as well as the
county itself, it seems appropriate that CPO should fulfill  the role of
coordinator of the planning of the land-use control element  of the AQMP.
Thus, under this institutional arrangement the APCD avoids entering
directly into the land use planning arena while still retaining the
local responsibility for compliance with the mandate of the  Clean
Air Act (see figure II-.2).  CPO retains its role of planning coordi-
nator as well as its other responsibilities with regard to parking
management plans and A-95 review.
     C.  Discussion
     The essential difference between the two organization schemes
presented lies in the delegation of the indirect source review responsi-
bility.  Clearly, the agency that has this responsibility holds the key
to enforcement of a long-term air quality maintenance plan.   On that
basis, the same agency should also logically have the lead responsibility
for the preparation of the AQMP.
     In order for Alternative A to become a reality, CPO must be granted
the power of indirect source review, either by its member governments
through a joint exercise of power agreement, or by EPA or the State
Air Resources Board under the authority and responsibility mandated in
the Clean Air Act.*
     Alternative B currently suffers from uncertainties in the legal
interpretation of the nature of indirect sources.  The Attorney General
of the State of California has written an opinion that states that local
air pollution control districts currently have the authority to implement
*40 CFR 52.22 (b) and Appendix A, thereto.
                                  10

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Fiqure 1 1-2. Alternative B - AQMP
n

-------
indirect source review.  Conversely, a recent court decision (State Court
of Appeals, Western Oil and Gas Association vs. Orange County Air Pol-
lution Control District) reaffirmed the jurisdiction of the State Air
Resources Board over motor vehicle emission control and in so doing
raised the question of whether indirect source review should be considered
stationary or mobile source control.
     The uncertainty appears to center on the interpretation of the
nature of the powers of the APCDs.  If it is interpreted that the
APCDs have only those power specifically designated in the State Health
and Safety Code, then serious questions are raised as to the validity
of the Attorney General's opinion.  Conversely, if it is interpreted
that the APCDs have authority over all realms of air pollution control
except those specifically pre-empted by higher authority, then it is
likely that the Attorney General's opinion would hold.  The court ruled
that the APCD could not regulate the fuel composition for automobiles
since this constituted a control  over automobile emissions that should
properly be the jurisdiction of the State Air Resources Board.  The
problem is that this decision may be considered to apply to indirect
source review by analogy.  It is conceivable that indirect source review
may be considered regulation of automobile emissions, since it is
precisely auto emissions that such review procedures are designed to
minimize.  The situation is further complicated by the fact that indirect
source review may also be considered a form of land-use control--an area
that has always been the domain of local  government.
     If it is resolved that the APCDs do not currently have authority to
implement indirect source review, responsibility for the delegation
of that authority would revert back to the State Air Resources Board
or, if the ARB does not act, to EPA, under the mandate of the Clean
Air Act.
     On the other hand, it seems proper that indirect sources should
be classified as stationary sources and the Attorney General's office
has asked for a clarification of the ruling with regard to this point.
                                  12

-------
     Assuming that the court rules in favor of APCDs on this point,
there remains but one potential drawback to Alternative B.  The problem
is that the County Board of Supervisors must fulfill a dual  role--
one role as administrators of the unincorporated areas of the county,
and another as reviewers of the activities of the Air Pollution Control
District, which has county-wide jurisdiction.  Such a dual role could
potentially lead to a conflict of interest on such development projects
as the construction of county roads.   This is not an insurmountable
problem, although it is one that must be recognized and dealt with
openly.   It is not likely that the Board of Supervisors would attempt
to usurp the authority of either the Air Pollution Control Officer or
the Air Pollution Control Board.  However, if such an unwritten rela-
tionship is unacceptable, the State Air Resources Board could serve
as official review agency for county-sponsored indirect sources in
order to prevent potential conflicts  of interest.
     A third option exists apart from the two alternatives just described.
Under this option CPO and the APCD would share the indirect source
review authority through the formation of a joint governing body.
This option is attractive from the standpoint that it ensures a high
degree of participation on the part of both CPO and APCD to ensure
that there was a responsible entity for each portion of the plan pre-
paration and of the plan enforcement.
     D.   Problems
     •  The present government structure for land-use decision-making
is fragmented, and not oriented toward addressing regional problems
such as  air pollution.
     An important prerequisite to the development of an air quality
maintenance plan is the construction  of an appropriate scheme for
integrating the multiple jurisdictions for air pollution, transportation,
and land-use decision-making.  In areas where mobile source pollution
problems predominate, the designation of indirect source review authority
is the key decision that must be made.
                                  13

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III.   Baseline Emissions  Inventory
      A.   Baseyear Selection
      The baseline year for all  pollutants  was  1972  since  the latest complete
 inventory could be obtained  for that year, and because  the latest
 complete air quality data  were  for that  year.   In addition the  air quality
 data for 1972 were comparable to the data  obtained  for  the four previous
 years.
      B.   Emission Data Sources
      There were two emission data sources  in  San Diego:   the Air Pollution
 Control  District provided  data  concerning  both point and  area source
 emissions for all pollutants, while the  local  office of the California
 Department of Transportation provided data concerning present and projected
 vehicle  miles traveled (VMT).
      C.   Geographic Location of Sources
      The coordinate system utilized in San Diego was the  California
 State Plan coordinate system.  This system was used instead of  the UTM
 (Universal Transverse Mercator) system because the  software used for the
 emissions gridding procedure was based on  the use of a  State-Plane grid.
 The  NEDS data coded for  input to this software package  were coded in both
 UTM  and  State Plane coordinates in order to satisfy EPA requirements,
 and  the  input requirements of the software.
      D.   Technical Assumptions
      The bulk of the technical  assumptions used in  determining  emission
 factors, emission source control efficiency,  and the reactive fraction
 of total hydrocarbon emissions  was obtained from a  meeting between
 EPA, State Air Resources Board, and local  agency representatives.  The
 specific purpose of the  meeting was to develop a single set .of  assumptions
 to be used in subsequent transportation  control planning  efforts.  Assumptions
 used are summarized in Table II-l.  Where agreement could not be reached,
 EPA-sanctioned assumptions were used.  In addition  a 90%  reduction in
 reactive hydrocarbon emissions  from gasoline  marketing  operations as
 prescribed by recent County  APCD regulations  was assumed.
                                    14

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     E.  Problems
        There remains a controversy concerning the most proper set of
emission factors, and the fraction of those emissions that should be
considered reactive for several source categories including autos, air-
craft, diesels, and wild fires.
     In San Diego, the meeting between representatives of EPA, the State
Air Resources Board, the APCD, and other local agencies was quite
valuable and necessary to the successful implementation of a meaningful
control program.  Ultimately, it is the effective implementation of the
control measure that determines the success of a control program, rather
than bickering over the proper set of technical  assumptions to be used
for planning purposes.  Such effective implementation can only come
through cooperative attitudes on the part of everyone involved.   The
technical  assumptions meeting was a big step toward this ultimate goal.
     •  The discovery of previously neglected sources can drastically
alter control requirements for both attainment and maintenance.
     In San Diego, reactive hydrocarbon emissions due to wild fires and
certain uncontrolled engines (lawnmowers, chain  saws, dunebuggies, compe-
tition vehicles, etc.) were not accounted for in the promulgated transpor-
tation control plan.  A recent study by Automotive Environmental  Systems, Inc.
for the State ARB was used to estimate both baseline and projected emissions.
Since these sources are expected to remain uncontrolled, the resulting effect
is to increase control requirements for other components of the  emission
inventory.  Further, by 1985, the full impact of the federal motor vehicle
control program for new automobiles will be felt.  Therefore any further
reductions in emissions must come from either VMT reductions or  from
other source categories such as heavy duty vehicles, motorcycles, and
aircraft.
                                 15

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IV.  Emission Projections
     A.  General Methodology
     Emissions for all pollutants were projected according to
projected changes in either employment or population.  Industrial
emissions were projected from the baseyear inventory by assuming that
changes in emissions were proportional to changes in employment.  Employ-
ment projections for 22 broad industrial categories (essentially corre-
sponding to a two-digit SIC code level of disaggregation) made by the
Comprehensive Planning Organization to the year 1995, with an intermediate
                             *
projection to 1985 were used.   In the special case of power plant
emissions, projections of emissions from power  plants in the AQMA were
obtained indirectly from the local electric power utility, San Diego
Gas and Electric Company.  (The APCD obtained the information and
forwarded it to us after we made an unsuccessful attempt to obtain the
data ourselves.)  Residential and commercial fuel combustion emissions
were projected on the basis of CPO population projections, since natural
gas demand in these categories is expected to be satisfied by SDG&E,
with no switch to fuel oil or other fuel anticipated.
     Although air quality considerations were not adequately addressed
in the regional  transportation plan as required under Section 109 (J) of
the Federal  Highway Act of 1972, the VMT projected under this plan (which
is integrated with the regional comprehensive plan) was utilized for the
purpose of projecting motor vehicle emissions for the San Diego region.
The APCD had attempted to estimate motor vehicle VMT on the basis of
registration data for various vehicle types and assumptions concerning
average annual mileage per vehicle.  The percentage split of the total
VMT between  the various vehicle types under this methodology was combined
*
 The federal OBERS projections for industrial activity in standard
metropolitan statistical areas were rejected since they were based on
outdated population projections.
                                  17

-------
with the total VMT projections of CPO to provide estimates of light and
heavy duty vehicle VMT as well as diesel and motorcycle VMT.   These VMT
estimates were then combined with the appropriate emission factors to
obtain emission estimates.   In the case of LDV emissions,  emission and
deterioration factors developed by the RAND Corporation in a  previous study
of the San Diego air quality problem were used.   EPA emission and deteriora-
tion factors were used for heavy duty vehicles,  diesels, and  motorcycles.
     B.   Problems
     •  Conflicting projections of population and economic activity were
available for the San Diego area.
     The local COG in San Diego (The Comprehensive Planning Organization)
had obviously devoted much more time and effort  to their projections
of population and employment than had either the state or the federal
government agencies.  The fact that their projection matched  well  with  the
projection performed by the State Department of  Finance reinforced the
conclusion that the local projections were the most appropriate set. The
Series C projections of the U.S. Department of Commerce, which form the
basis of the OBERS projection? , were found to diverge significantly from
both the state and local  projections.
         Air Quality Maintenance Planning requires long term  emission
projections that are not commonly made in most emission producing industries.
     The approach taken in San Diego of keying the emission projection
for industrial categories to employment projections for the same categories
is admittedly crude, yet when dealing with such long term projections it
is questionable that increased sophistication will yield more definitive
results.

V.   Establishment of Baseline Air Quality
     A.    Baseyear Selection
     The baseyear for air quality was 1972, as mentioned previously.
This was due to the fact that 1973 was considered an unusual  year
meteorologically, while air quality in 1972 was at least as bad as any
                                   18

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of the previous years in the cases of oxidant and carbon monoxide and
worse than any previous year in the case of particulate matter.  Air
quality for 1972 is summarized in Table II-2.
     B.  Time Compatibility of Baseline Air Quality and Emissions
     The baseline air qualtiy and emissions data were for the same
period.  Had there been a conflict in the data bases, the most appro-
priate course of action would have been to adjust the emission inven-
tory either forward, following the projection methodology outlined,
or backward according to historical trends.
     C.  Sources of Air Quality Data
     Three sources of air quality data were consulted:  the EPA SAROAD
data bank of NASN (National Air Sampling Network) station data (one
station in San Diego), the State Air Resources Board quarterly air
quality summaries, and the Air Pollution Control District air quality
data file.
     D.  Accuracy and Representativeness of data
     In the case of oxidants, six stations in the San Diego region
reported oxidant concentrations.   Since oxidant is a regional scale
pollutant, the fact that data from all of the stations indicated
that comparable levels of oxidant were being experienced from time
to time at all  locations indicated that the monitoring network was
probably adequate for this pollutant.  In the case of carbon monox-
ide and particulate matter, only two stations in the region were
equipped to monitor these pollutants.  In both cases it is recom-
mended that additional  monitoring stations be deployed, however,
since both pollutants are generated such that large variations
(local  hot spots) may occur, it is debatable whether any network
could be devised that would be judged adequate (e.g., one properly
should have CO monitors at every busy intersection to adequately
monitor for potential  violations  of CO air quality standards).  In
addition,  in the case of particulate matter, the particulate samples
                                  19

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          Table II-2.  SAN DIEGO COUNTY AIR QUALITY, 1972
Pollutant

Oxidant
Carbon
Monoxide

Suspended
Particulate
Matter

Nitrogen
Dioxide

Sulfur
Dioxide
  Current
   Level

  0.32 ppm
(1-hour maximum)

  19 ppm
(8-hour average)

  97 yg/m3
(annual geometric
            mean)

  .04 ppm
(annual average)

  .005 ppm
(annual average)
Applicable
 Standard

  .08 ppm


   9 ppm


  60 yg/m3



   .05 ppm


   .03 ppm
 Rollback
Required

  75%


  53%


  55% *



   0


   0
*                                               3
 Assumes an uncontrollable background of 30 yg/m .   Emissions of parti-
culate matter must be rolled back to the secondard  standard due to the
fact that the originally approved state implementation plan indicated
that the secondard standard for particulate matter  would be met in San
Diego.
                                   20

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should be subjected to chemical analysis in order to identify the sources
and hence air in the specification of the appropriate control strategy.
     E.  Estimation of Air Quality.from Monitoring Data
     For particulate matter and carbon monoxide, the peak concentrations
measured were taken to indicate air quality with regard to those pol-
lutants.  In the case of oxidant, a Larsen analysis* of the air quality
data was facilitated by the availability of cumulative frequency summaries
of the hourly data.  In addition, since there had been much controversy
in previous studies of the San Diego air pollution problem concerning the
validity of the peak concentrations used, it was felt that a Larsen analysis
to determine statistically the expected maximum concentration would
serve to establish the baseline air quality on a firmer footing.
     F.  Problems
     •  Monitoring data for particulate matter were sufficient for indi-
cating that a problem existed, but insufficient to define the extent
of the problem and the relative contribution of each source type to the
high concentrations measured.
     Two recommendations were made in San Diego:  first, to increase the
number of "hi-vol" sampling stations, and second to begin performing
chemical analyses of the particulate samples collected.  In the mean-
time, plume computations under worst case assumptions were utilized to
identify potential source contributions to the high levels measured.
The point source emission inventory of particulate matter emissions was
displayed on a grid.  A cursory examination of the gridded inventory
indicated that the most likely contributor to high particulate measure-
ments in El  Cajon was the rather extensive mineral extraction activity
in the Mission Valley area, generally upwind from the El Cajon monitoring
site.   A simple Gaussian plane model  was applied, assuming that the plume
centerline passed directly over the El Cajon site at an annual average
windspeed of 2 m/sec and "D" class stability.   The resulting computed
concentration was compared with a similar computation for line source
emissions from a nearby freeway, also generally upwind from the El  Cajon
site,  although much closer than any significant point source emissions.
*
 Larsen, R.I.   A Mathematical  Model  for Relating Air Quality Measurements
to Air Quality Standards.   U.S.  EPA AP-89.   November 1971.

                                  21

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These computations indicated that motor vehicles are most likely the
major source of particulates of the El  Cajon sites.   Thus, a likely
candidate for control was identified,  while still  reserving final
judgment until more definitive data could be obtained.   Motor vehicles
were suspected of contributing significantly to particle concentrations
at El Cajon because of the proximity of the freeway  and relatively high
concentrations of lead in the collected particles.

VI.  Air Quality Projections to 1985
     A.  General Methodology
     Projections of oxidant and carbon  monoxide air  quality were handled
through proportional  relationships to  emissions.  More  sophisticated
modeling techniques were rejected from consideration due to the complexity
of the San Diego meteorology and topography.
     Since particulate matter is a potentially localized problem,  a
proportional rollback of regional emissions of particulate matter
was not advocated.  Instead, simple Gaussian plume computations were
made to identify the most likely sources of the high particulate loadings,
with the recommendation that chemical  analysis of the particulate
samples be used to confirm or deny the results of the plume computations.
     B.  Problems
     •  A fundamental weakness of emission allocation procedures is
the inadequate state-of-the-art for relating a given emission pattern
to the resulting air quality.
     The state-of-the-art of oxidant modeling is sophisticated on  the
scale of smog chamber experiments, yet is inadequate for atmospheric
work since detailed data on the reactants, their relative concentra-
tions and the reaction time constraints are not available.  The situa-
tion is not much better in the case of particulate matter due to the
complicated topography and land/sea breeze circulation  pattern in
San Diego.
     The ultimate goal of emission allocation procedures is to help to
channel growth and development into areas in which increased emissions will
impact the regional air pollution picture the least.  Thus, this goal is
                                  22

-------
 frustrated by the modeling for addressing this problem in complicated
 meteorological  domains.

VII.  Selection  of Maintenance Strategies
      An air quality maintenance plan may be .visualized to consist of a
 technological control  element and a land use  and transportation control
 element.  As a  region  grows in population, per capita consumption, and
 hence emissions, technological controls must  become increasingly stringent
 in order for the region to accommodate the growth and yet maintain air
 quality.  The converse may also be considered to hold—if technological
 controls cannot alone  serve to maintain air quality, land use controls
 must bear an increasing portion of the burden as growth progresses.   Thus
 we see that a very delicate balance must be maintained between the
 two control elements and that this balance will  become increasingly
 difficult to maintain  as time passes.
      Prior to developing potential maintenance strategies for considera-
 tion, five previously  completed studies of the air pollution problems
 of the San Diego area  were examined.  Each of these was concerned with
 the photochemical oxidant problem.  These studies are:
      •  Rand Corporation study of attainment  strategies for photochemical
 oxidants
      •  California Air Resources Board Implementation Plan for the San
 Diego Air Quality Control  Region
         EPA technical  support document for the attainment of the oxidant
 air quality standard by 1977
      •  California Air Resources Board study  for the designation of  air
 quality maintenance areas  within the state
      •  Local task force study of attainment  strategies for San Diego
      None of these studies included in their  inventories emissions from
 uncontrolled engines (except motorcycles in the Rand and EPA studies).
 Failure to include sources over which no control  is anticipated increases
 the burden of control  placed on the remaining sources.
      The Rand study, using a 1970 base year,  proposed a strategy believed
 to provide for  attainment  of hydrocarbon (oxidant)  and carbon monoxide
                                    23

-------
standards by 1975 and maintenance of standards through  1995.   The  strategy
proposed comprised strict control of organic solvents;  motor  vehicle
inspection/maintenance program; retrofit of all  1955-74 light duty motor
vehicles with catalytic exhaust systems; stringent modification  of aircraft
ground operations procedures;  retrofit of all  1955-1969 light duty motor
vehicles with additional  evaporation controls; and a  VMT reduction through
a mileage surcharge.
     The State of California ARB study for the implementation plan also
was based on a 1970 emissions  inventory and proposed  measures including
95% reduction of aircraft and  ship emissions;  retrofit  of 1966-74  light
duty and 1962-74 heavy duty vehicles with catalytic exhaust systems;
inspection/maintenance program for light duty  vehicles; gasoline marketing
controls; and reduction of vehicle miles travelled.
     The plan promulgated by EPA for the attainment of  oxidant standards
by 1977 included control  of substitution of reactive  solvents; control of
gasoline evaporative emissions in marketing operations; inspection/
maintenance of light duty vehicles; retrofit of 1966-70 light duty vehicles
with the California vacuum spark advance disconnect;  anticipated federal
aircraft and motorcycle emission controls; and 11% reduction  in  light duty
vehicle miles travelled;  and other reductions  in vehicle miles travelled, as
necessary.  This last measure  indicates awareness of  the uncertainty  of
attaining oxidant standards through the more definitive measures proposed.
     The Local Agency Task Force Plan was proposed by an ad hoc  committee
as an alternative to the  EPA transportation control plan.  The study  by  this
committee called for a 10% reduction in vehicle miles travelled  to be
accomplished by improving the  road system; improving  bus service;  instituting
a 4-day work week; and discouraging auto use through  a  combination of
tax incentives and disincentives.  The study assumed  federal  control  of
aircraft and ships.
     In their study for the designation of maintenance  areas, the  California
ARB proposed no measures  for control of emissions. There appears  to  be
some inconsistency in their selection of projection factors for various
categories of emission sources; the emissions  projected for future years
are considerably higher than those used for this trial  plan.
                                   24

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     It was felt, from the inception of this study, that the selection of
land use control measures was best accomplished by local planners and
decision makers.  Furthermore, it was felt that any measures selected for
purposes of an AQMP could only be implemented if they had the support and
endorsement of local institutions and governmental agencies.  This section
presents a discussion of local inputs concerning which land use control
measures appear attractive and effective for use in the San Diego region.
It is clearly recognized that the reduction of air pollutant emissions can be
accomplished by means other than land use and transportation control  measures.
Crucial elements of the AQMP, for example, are maintaining vigorous controls
on stationary point sources and successfully implementing and enforcing an
aggressive transportation control plan to reduce vehicular emissions.
Implicitly, the assumption of presently available technological  controls
has been made.  Although this assumption has been made, it is certainly
felt to be unrealistic and an optimistic estimate of control measure
effectiveness.  The rationale for such an assumption is more from satis-
fying the legal requirements of developing a demonstrably effective AQMP
than from any technical  considerations.  From a technical  perspective, it
is difficult to foresee remaining static in the availability of additional
hardware, process modification, product changes, etc.-, that will  reduce
industrial emissions, especially given more stringent control requirements.
Indeed, if past experience in pollution control  is any indicator, it may
be that the tighter emission limits will provide the necessary impetus
to advance the state-of-the-art-control techniques.
The Delphi Panel
     There are a number of ways to solicit local inputs into a planning
process.  Traditionally, the most frequently used mechanisms are  to con-
duct surveys of one kind or another, hold seminars, symposia, and con-
ferences, or to conduct public hearings.  Depending on the planning
objectives, various combinations of the above procedures are also used.
As mentioned,  it was decided local  inputs—city, county, regional, and
                                  25

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state—were essential to the selection of any land use control measures
to be incorporated into the AQMP.  The vehicle used in this study to
solicit such inputs was the Delphi technique—a structured and controlled
questionnaire with feedback.
     A good description of Delphi is given by Dal key:      „
     "In general, the Delphi procedures have three features:  1)
     anonymity, 2) controlled feedback, and 3) statistical group
     response.  Anonymity effected by the use of questionnaires
     ... is a way of reducing the effect of dominant individuals.
     Controlled feedback—conducting the exercise in a sequency
     of rounds between which a summary of the results of the pre-
     vious round is communicated to the participants--is a
     device for reducing noise.  Use of statistical definition of
     the group response is a way of reducing group pressure for
     conformity; at the end of the exercise there may still be a
     significant spread of individual opinions.  Probably more
     important, the statistical group response is a device to
     assure that the opinion of every member of the group  is repre-
     sented in the final response."
     In addition to and preceding the Delphi questionnaire, a series of
interviews was conducted locally and over the telephone to gather both
base data and agency attitudes concerning land use control alternatives
for air pollution control.  In part, these interviews set  the stage for
conducting the Delphi questionnaire.
     There were  several reasons for  selecting  this procedure  for gauging
 local attitudes  towards development  of an AQMP.   It  became  quite apparent
 that air quality was a critical issue  in San Diego and that most agencies
 (as well as individuals) were  strongly opinionated concerning the ultimate
 solution to the  problem.   In this sense, then, achieving and maintaining
clean air was a  controversial  issue  locally.   Because of this,  it was
felt desirable to avoid any direct agency confrontations.   On the other
hand, it was also felt broad representation from all sectors of the commu-
nity was needed  to add credibility to the planning process.  Explicit attempts
were made to insure representation from the public and private  sectors,
*
 Dalkey,  N.C., "The Delphi  Method:   An Experimental  Study for Group
Opinion," The RAND Corporation,  RM-5888-PR,  April  1969.
                                   26

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city, county, regional, and state agencies, business community and citizens'
groups.  As a means of accomplishing both objectives as well as incorporating
local inputs within the time frame allowed by the study, a one-day (after-
noon session) Delphi questionnaire session was planned.
     It should be emphasized that the results of the questionnaire are
intended only to serve as an indicator of local thinking on potential
control measures to be implemented.  While the overall administration of
the questionnaire was accomplished with no major difficulties, a number of
points need to be raised concerning the limitations involved in interpreting
the results.  While every attempt was made to seek "balanced" representation
within the group, it is virtually impossible to avoid individual complaints
that the group was "stacked" with planners or governmental officials or
some other group.  Specifically, during the San Diego session, a number of
incidents occurred that may have influenced the final results.
     •  As expected, not all of the individuals who had agreed to attend
did in fact participate.  Consequently, the "balance" originally sought
never materialized.
     •  A number of "experts" scheduled to participate sent representatives
in their stead.  Since this Delphi was structured to solicit "expert"
opinion, it is difficult to gauge whether or not the level of expertise
originally solicited was as good, better, or worse than the final
group of particicants.
     •   Concurrent to the Delphi, two other important meetings were
                            "A"
being conducted in San Diego , which accounted for a portion of the
absenteeism cited above.   Since these meetings were scheduled after our
meeting had been set up,  it was essentially impossible to reschedule.
Of significance was the fact that a number of respondents who started
the Delphi  session were unable to complete it due to other commitments.
Thus,  the mixture of the group as a whole experienced some change during
the afternoon.
*
 The other meetings taking place concurrently were a County Board of
Supervisors meeting to discuss indirect source review requirements of
EPA, and a CPO monthly board meeting.
                                  27

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     Despite the above mentioned nuances, sufficient consensus was reached
 by the group on a number of issues that it was generally felt the exercise
 was very  useful.  The group initially assembled numbered twenty, with
 fourteen  representatives completing the full seven rounds of interrogation.
     Organizationally, the structure of the survey was aimed at addressing
 three issues with regard to land use control measures:
     •  Overall attractiveness—From a shopping list of measures, the
 participants were asked to select the measures viewed to be "most
 attractive" in terms of implementability, effectiveness, minimum adverse
 socioeconomic impacts and public acceptance.  This phase of the exercise
 was completed first, since it was felt regardless of how effective a
 particular measure might be, if it was not implementable and acceptable,
 it would  never receive serious planning consideration.
        Implementation obstacles—Once it was determined which control
 measures  were viewed as the most attractive, an assessment of the most
 critical  implementation obstacles was solicited.  The respondents were
 asked to  consider the relative importance of six potential implementation
 obstacles—lack of funding, existing governmental structure, lack of enabling
 legislation, inadequate state-of-the-art technology, public acceptance,
 and a lack of precedences or a hesitance to be innovative.
     •  Effectiveness—A number of specific and general objectives were
 cited and the respondents were asked to assess (by rank ordering) the
 relative  effectiveness of the control measures for achieving the various
 objectives.  Since the objectives dealt with the need for auto travel and
 growth and development issues, inferences can be drawn regarding the air
 quality implications of these measures.
     Table II-3 presents  a  summary of the  chronological  sequencing  of
 issues  addressed by the questionnaire.   In addition  to the actual  survey
 form,  a  supplemental  set  of miscellaneous  "fact  sheets"  was  provided to
each participant.   This handout  contained  descriptive information  on
what each  of the control  measures  was and  a summary  of the air  pol-
                                   28

-------
lution situation, i.e., recent emission inventory and air quality data.

The intent of the handout was merely to provide backup information to

the respondents to assist them in their decisions.

     The measures put before the Delphi Panel for consideration are

listed below:

     Environmental Impact Statement as required by California Environment
         Quality Act (CEQA)
     Recreation Land Regulation*
     Taxation Policy to Preserve Non-Developed Areas*

     SB 1543 (or Similar Regional Development Plans)*
     A-95 Review Process
     Direct Source Review   ^
     Emission Density Zoning
     Open Space Planning
     Regional Water Quality Control Board (Permit Review)
     "3-C" Review Process
     San Diego Coast Regional Commission (General Plan)

     Capital  Facility Ordinances
     General  Plan
     Zoning Ordinances (Existing)
     Planned Unit Development Ordinance
     Capital  Improvements Programming
     Indirect Source Review
     Protection of Critical Environmental  Areas
     Development Timing Controls

     The set of measures selected by the panel as the most attractive are

as follows:

     Environmental Impact Statement (CEQA)
     Capital  Facility Ordinances
     Direct Source Review
     General  Plan
     Taxation Policy to Preserve Non-Developed Areas*
     SB 1543 (or Similar Regional Development Plans)*
     Capital  Improvements Programming
     Indirect Source Review*
     Development Timing Controls
*
 Potential Control Measures Not Currently in Use
                                   29

-------
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                                                 30

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     As mentioned previously, an air quality maintenance plan consists of
two distinct yet interacting elements—a land use control element and
a technological control element.  The Delphi panel served to identify the
most promising measures for the land use control element.  A cursory examina-
tion of the projected emission inventory for San Diego in 1985 reveals that
the most significant sources of reactive hydrocarbon emissions are ntotor-
cycles, heavy-duty vehicles, aircraft, and light-duty vehicles.  Since light-
duty vehicles will be stringently controlled by that time, equity, as
well as the technological limitations of deriving further reductions
from source categories already under stringent control, argue in favor
of attacking those sources that have not previously been subject to
comparable control programs.
     Therefore, the recommended maintenance strategy is summarized below:
                   Recommended Maintenance Strategy
     Technological Control Element        Land Use Control Element
  •  90% reduction in heavy duty       •  Emission allocation procedure
     vehicle emissions                    (SB 1543 or equivalent)
  •  90% reduction in motorcycle       •  Direct and indirect source
     emissions                            review as well as EIS review
                                          (CEQA)
  •  90% reduction in aircraft         •  Capital facility ordinances and
     emissions                            development timing controls
                                       •  Taxation policy to preserve
                                          undeveloped areas
     The land use control element must be implemented in a fashion that
ensures that the Regional Comprehensive Plan policies (Table II-4) are
observed over the next 10 to 20 years.  Simultaneously, control programs
must be designed to produce the emission reductions outlined.  Should there
be a failure in the technological control element to obtain the reductions
needed, the burden of control  will be shifted to the land use control element.
The implication is clear:  land use controls would then have to be enforced
to limit growth in San Diego in order to maintain air quality.
                                  31

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         Table 11-4.   REGIONAL  COMPREHENSIVE PLAN POLICIES
                   AND TRANSPORTATION PLANNING GUIDES
 I    The Regional  Comprehensive  Plan and  local  plans  and  programs  should
      be directed specifically toward development  and  enhancement of
      existing urban communities  and  the maintenance and enhancement  of
      rural  communities within the region.

 II   New employment opportunities should  be  located in employment  centers
      developed as  an integral part of both existing communities and
      newly  developing suburban communities.   The  size and number of  the
      employment centers would depend on the  size  and  character of  the
      community within which they are located; the types of employment
      in each community employment center  should be consistent with the
      availability  and price range of housing in the surrounding community.

Ill   Those  activities that require Regional  market or service areas
      should concentrate in employment and  service centers.   These
      centers should be located at the focal  points of the Regional
      Transportation System.

 IV   Local  jurisdiction should use the location of regional  transit
      facilities as a focal point for local development plans for
      activities providing employment opportunities and for higher
      density residential  development.
 Transportation Planning Guides

      •   to emphasize consistency and  coordination  of overall  regional
          growth and development policies  with  regional  and local
          transit services

      •   to recognize the importance of multi-modal  systems to serve
          the different travel  requirements  of  the population

      •   to recommend a transportation plan that will  minimize the region's
          energy requirements and maximize improvements in  the  air quality

      •   to provide transit services to low-mobility population segments,
          e.g., the elderly, the young

      •   to maximize opportunities for pedestrian and local feeder access
          to regional transit terminals and  stations

      •   to make maximum advantage of the most advanced and proven
          automation equipment available

      •   to recommend that the  regional transit system be  an intermediate
          capacity, fixed guideway, transit  network that operates on
          exclusive right-of-way, e.g., light rail,  advanced technology transit

      •   to recommend an express bus network that provides high levels of
          transit services in medium level demand travel corridors.
                                   32

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VIII.   Legal  Authority

       Existing legal  authority for the implementation of the control
  measures is summarized in the table below:

                        Summary of Legal Authority
  Measure

  Heavy duty vehicle control


  Motorcycle control


  Aircraft control

  Emission Allocation

  Direct source review



  Indirect source review
Implementation Agency     Authority
  Environmental  Impact Statement
       Review

  Capital  facility ordinances
  Development Timing Controls

  Taxation policy to preserve
       undeveloped areas
        EPA
        ARB

        EPA
        ARB

        EPA

        local  agency

        EPA
        ARB
        APCD

        EPA
        ARB
        local  agency



        ARB


        regional  special
        purpose  agencies

        local  agencies


        local  agencies

        local  agencies
Clean Air Act      , ,
Mulford-Carroll Act-7

Clean Air Act
Mulford-Carroll Act

Clean Air Act

to be acquired

Clean Air Act
Mulford-Carroll Act
State Health & Safety Code

Clean Air Act
Clean Air Act
delegated from EPA or ARB,
pending legal clarification
of present law
California
Quality Act£-

Various
nvironmental
Zoning & building permit
authority

to be acquired

Williamson Land
Conservation Act!/
  -A 1967 act that created the California Air Resources Board provides for
  retention at the state level, or delegation to Air Pollution Control
  Districts, of enforcement of controls.
  o /
  — Enacted in 1970 and enhanced through  subsequent California Supreme  Court rulings,
  this act established procedural  requirements for environmental  impact reporting.
  3/
  — A 1965 act designed to alleviate pressure for conversion of agricultural
  land and to preserve open space  by preferential tax assessment based  on the pro-
  ductive value of the land.   Initiative  for holding land for open space lies with  the
  land owner.  State pays a subvention to local  government for a portion of foregone
  taxes.                            33

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     Legal  authority currently exists in one form or another for the
implementation of each of the measures outlined, with the exception of the
emission allocation procedure and the development timing controls.   A
bill  (SB 1543) to provide the authority for emission allocation is  currently
before the State Senate, and it is conceivable that development timing
control  could be implemented through the building permit authority  of
local agencies.
                                   34

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                      SUMMARY  OF  SAN  DIEGO  AQMSA
POLLUTANT:     TSP
NAAQ STANDARD:       60  ugm/m3
CURRENT AIR QUALITY, 1972:     97 yg/m3
EXPECTED AIR QUALITY IN 1975:     100  yug/m3
PERCENTAGE REDUCTION NEEDED TO ATTAIN STANDARD BY 1975:      55%  (assuming  an
     uncontrolable background of 30  Ajg/rn3)
PROPOSED ATTAIIiMENT/KAItrTENAIlCE MEASURES AND DATE THEY MUST  BE  IN  EFFECT:
     Removal of sulfur from gasoline (eliminating sulfuric acid aerosol)
                   should be in effect by 1977.
INTERGOVERNMENTAL RELATIONSHIPS REQUIRED:
     Coordination between EPA, ARB and APCD.
                                 35

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                     SUMMARY OF SAN DIEGO AQMSA
POLLUTANT:       CO
NAAQ STANDARD:      9 ppm (8-hr,  average)

CURRENT AIR QUALITY, 1972:       19  ppm  (8-hr, average)

EXPECTED AIR QUALITY IN 1977:    9 ppm  (8-hr, average)

PERCENTAGE REDUCTION NEEDED TO  ATTAIN  STANDARD  BY  1977:    53%

PROPOSED ATTAINMENT/MAINTENANCE MEASURES AND DATE THEY MUST BE IN EFFECT:

     The promulgated EPA transportation control plan must be in effect
     by 1977:

     o  inspection/maintenance program
     •  Vacuum spark-advance disconnect (VSAD)  retrofit for  1966-70 model year  LDV
     •  oxidizing catalyst retrofit for 1966-74 model year LDV
     •  federal motor vehicle control  program for new cars must proceed
        on schedule
     •  11% VMT reduction due to exclusive bus/carpool lanes, carpool
        matching programs, and parking management plans
INTERGOVERNMENTAL RELATIONSHIPS REQUIRED:

     Coordination of overall program implementation between EPA, the
State Air Resources Board and Department of Transportation, the San Diego
County Air Pollution Control District, and the Comprehensive Planning
Organization of the San Diego region.  The State ARB must implement the
inspection/maintenance program, the VSAD retrofit program, and the
oxidizing catalyst retrofit program.  EPA must ensure that the timetable
for "clean" cars does not slip again.  Finally, the California Department
of Transportation (CalTrans) and the Comprehensive Planning Organization
must plan and implement the exclusive bus/carpool lane program and the
parking management program, respectively.
                                 36

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                     SUMMARY OF SAN DIEGO AQMSA

POLLUTANT:   SOV
               A
NAAQ STANDARD:    365 yg/m3 (24-hr, average)
CURRENT AIR QUALITY, 1972:  75 pg/mj (24-hr,  average)
EXPECTED AIR QUALITY IN 1975:    114 yg/m3 (24-hr,  average)
PERCENTAGE REDUCTION NEEDED TO ATTAIN STANDARD BY  1975:    none required
PROPOSED ATTAINMENT/MAINTENANCE MEASURES AND  DATE  THEY MUST BE
   IN EFFECT:        NONE
INTERGOVERNMENTAL RELATIONSHIPS REQUIRED:        NONE
                                 37

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                    SUMMARY OF SAN DIEGO AQMSA
POLLUTANT:
                          O
NAAQ STANDARD:     60 yg/m  (annual arithmetic mean)

CURRENT AIR QUALITY  (GIVE YEAR):     50 yg/m3 (annual arithmetic mean)

EXPECTED AIR QUALITY IN 1975:        40 yg/m3 (annual arithmetic mean)


PERCENTAGE REDUCTION NEEDED TO ATTAIN STANDARD BY 1975:   none
PROPOSED ATTAINMENT/MAINTENANCE MEASURES AND DATE THEY MUST BE IN EFFECT:

     Maintenance will be assured by the federal motor vehicle control program.
 INTERGOVERNMENTAL RELATIONSHIPS REQUIRED:

     None

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                      SUMMARY OF SAN DIEGO AQMSA


POLLUTANT:    HC/ Photochemical  Oxidants

NAAQ STANDARD:      .08 ppm HC (1-hr,  average)

CURRENT AIR QUALITY,  1972:     .32  ppm  HC (1-hr,  average)

EXPECTED AIR QUALITY IN 1977:      -.15 - .20 ppm  HC  (1-hr, average)

PERCENTAGE REDUCTION NEEDED TO ATTAIN STANDARD BY 1977:     75%

PROPOSED ATTAINMENT/MAINTENANCE MEASURES AMD DATE THEY MUST BE IN EFFECT:

     ©  The promulgated EPA transportation control  plan (see the summary
        sheet for CO) (1977)
     ©  90% reduction in motorcycle reactive hydrocarbons  (RHC)  emissions  (1985)
     e  90% reduction in heavy-duty vehicle RHC emissions  (1985)
     ©  90% reduction in aircraft (both civilian and military) RHC
        emissions (1985)
     o  Land-use controls to ensure that the Controlled Trends Regional
        Comprehensive Plan policies are followed (1975)
INTERGOVERNMENTAL RELATIONSHIPS REQUIRED:

     Three alternative organizational structures have been identified as
having the best potential for planning and implementation of the AQMP.  One
alternative has the Comprehensive Planning Organization (the local COG)
taking the lead responsibility, while a second alternative has the County
Air Pollution Control District taking the lead responsibility.  A third
alternative would have the CPO and the APCD share the lead role through
the formation of a joint governing body.   The  key determinant  of  the
structure to be employed is  the delegation of  indirect  source  review
authority.

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                              Chapter III
             ST. LOUIS TRIAL AIR QUALITY MAINTENANCE PLAN*

I.   AQMSA Description
     St. Louis was chosen as an example Air Quality Maintenance Study Area
(AQMSA) because it is an interstate, interregional Air Quality Control Region
(AQCR) with a diversity of pollution sources and problems, and has an
anticipated maintenance problem for particulates (TSP), sulfur oxides (SCO,
carbon monoxide (CO), and photochemical  oxidants (0 ).
                                                   A
     The St. Louis SMSA, which initially is considered to be coincident
with the AQMSA, covers portions of Missouri and Illinois and comprises
seven counties and one independent city (see Figure III-l).  The majority
of industrial pollution sources are located along the rivers that separate
the two states.  The prevailing winds (northwest in the winter, southwest
in the summer) tend to transport the pollutants across the river boundary,
from Missouri into Illinois.

II.  Intergovernmental Cooperation
     A.  Agencies, Governments, and Groups Contacted in Preparation
         of the Example AQMP
     The following agencies  were contacted during the preparation
of the sample plan.
         1.  Federal  Agencies
         EPA, Region VII, Region V
         Interagency Work Group on Air Quality Maintenance
         2.  State Agencies
         Missouri  Department of Natural  Resources
         Missouri  Air Conservation Commission  (MACC)
         Missouri  Department of Highways
         Illinois  Environmental  Protection Agency (IEPA)
*Tne bulk of the trial  plan on which this digest is based was prepared
by a contractor prior to the establishment by EPA of firm guidelines
concerning the reauirements for and acceptability of multi-phase mainte-
nance or attainment/maintenance plans.   Further, dates of compliance
suggested in this trial  plan are not concurred in by EPA, and do not
comply with the reauirements of 40 CFR 51.
                                   41

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                                                       WOOD RIVER
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ST. LOUIS METROPOLITAN AREA
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               Figure III-l.  St. Louis Air Quality Maintenance Study Area


                                       42

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         3-  Reg i onal Agencies
         East-West Gateway Coordinating Council
         Southwest Illinois Metropolitan Area Planning Commission
         Bi-State Development Agency
         4.  Local Agencies
         St. Louis County Air Pollution Control
         St. Louis Division of Air Pollution Control  (city)
         St. Charles County Planning Commission
         St. Louis City Planning Commission
         Franklin County Planning Commission
         St. Louis County Planning Commission
     B.  Existing Institutional Framework
     The Air Quality Maintenance Plan consists of a set of goals, policies,
and actions needed to preserve air quality.  To be successful, this AQMP
must be carefully integrated into the plan for the region and reflect
the institutional  framework for the area.  In order to determine the most
effective framework for intergovernmental cooperation, the existing insti-
tutional framework and coordination mechanisms were reviewed.  The issues
and constraints in the evaluation of alternative arrangements were examined,
and a mechanism for coordinating AQMP implementation was selected as
described below.
         1.  Existing Agency Responsibilities
         The Air Quality Maintenance Plan can be considered to have three
elements:  source control, land use policies, and transportation policies.
As shown in Figure III-2, the existing responsibility for these various
elements is widely dispersed throughout the various jurisdictions involved,
including the State and Federal government.
     In the area of planning for source controls, the States, of course,
have prime responsibility.  In the case of land use,  the primary respon-
sibility lies with the city or county, while in the transportation field,
it rests with the East-West Gateway Coordinating Council.
     In the area of implementation, the primary responsibility for source
control rests with the two states, although in Missouri, because of the
competence available at the City of St. Louis and St. Louis County levels,
                                   43

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the State has assigned this responsibility to the air pollution agencies
in those jurisdictions.  In the area of land use, the primary responsibility
for enforcing and controlling development rests with the city or the
county, except the county does not have jurisdiction over incorporated
areas within its boundaries.  In the transportation field, the highways are
primarily developed by the State for the major facilities, while minor
facilities are provided by the city or county.  In the transit area,
major improvements are primarily developed by the Bi-State Development
Agency, which is an interstate agency created some time ago primarily to
develop a transit system.  It operates the existing metropolitan (but
interstate) area bus service.
     In connection with the control or enforcement related to these trans-
portation fields, the authority in the highway area rests with the State,
the city, or the county.   In the transit area, it primarily rests with the
Bi-State Development Agency, although the East-West Gateway Coordinating
Council is often consulted in connection with policy issues related to
the operation of the system.
         2.  Existing Coordinating Mechanisms
         The primary coordinating mechanism in the St. Louis metropolitan
area is the East-West Gateway Coordinating Council.  This Council was
established about 10 years ago, primarily to respond to the highway
requirement to set up a continuing, comprehensive, and cooperative
planning process in the metropolitan area.  Another responsibility that has
been delegated to the East-West Gateway Coordinating Council  is the so-
called A-95 review.  It requires that all  Federal  projects be reviewed
by appropriate agencies that might be impacted by such projects.
     Key political  leaders in the metropolitan area are represented on the
Council, and it is because of this representation that this Council can
be influential.   It seeks to get things done by review and persuasion.
In an effort to further involve more people in the planning process, the
Council  has set up a series of committees, such as the Transportation
Technical Committee, made up of the technical experts from various agencies
and jurisdictions.   In addition, there are citizen task forces, including
transportation,  solid waste, environment,  criminal justice, and education.
                                  45

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     In August 1974, the Missouri Air Conservation Commission established
an Advisory Committee on Transportation Control.  Figure III-3 shows the
membership of this committee, which is responsible for advising the
Commission on the development of a transportation control  plan.  It
includes representatives of transportation agencies at the State and
local levels, as well as certain planning and air pollution agencies.   It
also includes representatives from industry and from the public sector.
     C.  Alternative Arrangements for AQMP Development and Implementation
     In developing an Air Quality Maintenance Plan, many issues and
constraints related to its development must be resolved before an effective
planning process can get underway.  There are questions of who will be
responsible for the technical work, how various elements will be related, and
what roles the citizen and political  leaders should play in the develop-
ment of the plan.  Alternative approaches to these issues are discussed
in the following sections.
         1.  Technical Leadership
         In the development of an Air Quality Maintenance Plan, the legal
responsibility for the technical phase of the plan rests with the States.
The Federal, regional, and local governments play an advisory role in
plan development and the Federal government must approve the completed
plan.  Present patterns of responsibility in the St. Louis area indicate
that the technical planning responsibilities could be moved toward the
East-West Gateway Coordinating Council so that the Air Quality Maintenance
Plan can be coordinated with other plans and goals for the region.  For
the long-range maintenance plan, implementation of transportation and  land
use measures could rest with the East-West Gateway Coordinating Council  and
the local jurisdictions, under the guidance of the State air pollution agency.
         2.  Participation
         Participation in the long-term maintenance plan development and
implementation must be looked at from three sectors—technical , political
and public.  Each is critical in developing intergovernmental cooperation.
         Technical--The State air pollution agencies are responsible for
the development of the Air Quality Maintenance Plan and are responsible for
the implementation of it, although authority for implementation may be
                                    46

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delegated to the local  level, as has been done for the City of St.  Louis
and St. Louis County.  However, if the plan is going to be successful,
it should have considerable input from the local  and regional  agencies,  not
only in plan development, but in implementation as well.
     At the present time, there is no machinery to involve the East-West
Gateway Coordinating Council  in AQMP development.   The Missouri  Air
Conservation Commission Transportation Control Plan Task Force could be
expanded to cover all elements of the Air Quality Maintenance  Plan.
     Participation in plan implementation, of course,  is a very  important
issue, particularly in the land use area where the local jurisdiction is
the only authority that can regulate land.  It is  not very likely that this
power will  be relinquished to a regional agency or to the State,  although
a State program of regional planning jurisdictions is  an alternative.
         Political--Political participation is very critical,  since the
implementation of the plan may not agree with local jurisdictional  objectives,
This political  participation  can be accomplished through the East-West
Gateway Coordinating Council.  A special task force of political  leaders
under the EWGCC might be set  up to study air quality maintenance for the
area.  This task force could  develop the regulations that will be needed
for long-term plan implementation.
         Public—It is becoming more and more apparent that any plan or
program that has an impact upon the citizens should be developed through
a public participation process.  The earlier these kinds of programs are
initiated,  the better,  even before any alternatives are developed.
Certainly,  the public should have a role in the development and evaluation
of alternatives, and in making recommendations to the political  leaders.
At the present time, the East-West Gateway Coordinating Council  has moved
ahead in this direction by establishing public participation  in its
planning process.  They now have a citizen task force on environment, and
other appropriate groups could be formed.
     D.  Constraints to Intergovernmental Cooperation and Coordination
     In discussing the issues related to coordination, it is quite clear
that there are serious constraints to the development of a plan and the
implementation of such a plan in the St. Louis area.  These constraints
                                 48

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include:  time availability, funding, legal authority, and jurisdictional
complexity.
         1.  Time
         The June 1975 deadline for preparation of the AQMP makes diffi-
cult the development of adequate information, appropriate analyses of
the data, and proper technical, public, and political participation.
         2.  Funding
         Adequate funding is critical.  No new source of funds is available
to the air pollution control agencies for development or implementation
of a long-term comprehensive plan.   Furthermore, to have the greatest
impact, some funds should be made available to the local jurisdictions,
and particularly to the East-West Gateway Coordinating Council so that
they can provide the staff to properly carry out their role in the planning
process.
         3.  Legal Authority and Jurisdictional Complexity
         At the present time, adequate legal authority exists to implement
stationary source control and some  transportation measures, although all
such authority is not fully implemented or enforced.   However, land use
control authority has been delegated to the local governments.  There is
no area in the United States, and certainly not in St. Louis, that can be
controlled by a regional  authority.  Therefore during the early stages—
up to 1977 and 1980--the St. Louis  area is going to have to depend upon
persuasion to implement any regional land use program aimed at maintaining
air quality.
     If these persuasion  approaches are done well, with thorough public
and political participation, a great deal  should be possible.  While this
is being implemented, the kinds of  mandatory enforcement required to
properly maintain the necessary air quality should be explored and
investigated.
     The jurisdictional  complexity  in the St.  Louis area that has been
discussed at several  points in this presentation is similar to many areas
throughout the country.   Only a few areas, like Minneapolis-St. Paul
and Nashville, Tennessee, have moved significantly toward ameliorating
this problem by giving more and more powers to the regional  agency.   In the
                                   49

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St.  Louis area it is recommended that more powers be given directly to
the East-West Gateway Coordinating Council.   Cooperative arrangements  will
be the cornerstone for regional  improvements in the St.  Louis area, and
every effort will have to be made to find out how to use these cooperative
agreements most effectively in dealing with  air quality  considerations.
This will call for considerable public participation as  well  as political
involvement.  So, in effect, any sound program for air quality maintenance
will depend on cooperative participation of  the public,  the political,
and the technical leaders of the metropolitan area.
     E.  Recommended Arrangement for AQMP Development and Implementation
     The significant conclusions from the St. Louis Study are as
follows:
     •  Plan development and implementation  must be phased
        Coordination mechanisms may vary with each phase to reflect
significant changes in responsibility or new program developments
        Coordination mechanisms must reflect jurisdictional framework,
legal  authority, and time and funding constraints
     •  Special mechanisms are needed for coordination
     The recommended responsibility of different agencies for the  various
phases is shown in Figure III-4.  The timeframe and funding constraints
for example AQMP preparation did not provide for the active parti-
cipation of agencies other than the State and local air  pollution
agencies.  Because land use planning and transportation  planning agencies
will not be able to actively participate at  this stage,  it is doubt-
ful  that appropriate control measures in these areas can be proposed
in Phase 1.
     The Transportation Control  Plan Advisory Committee  to the MACC has
just been established after approximately one year of effort.  This
advisory committee can be expanded in membership and scope to initiate
AQMP preparation or it can be replaced by an AQMP advisory committee
appointed to be responsible for preparing alternative approaches for long-
term AQMP plan development.
     Phase 2 includes the timeframe from proposed AQMP submittal in
June 1975 to the first AQMP review period in 1980.  This time period
                                  50

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 includes revisions to the SIPs due to failure to attain  any of the
 primary standards by the proposed attainment dates and  incorporation  of
 the Transportation Control  Plan.   The State air pollution  control agencies
 will  provide the primary technical  leadership for SIP revisions during
 this  phase.
      During  this phase,  the AQMP  should  be revised to include  the land
 use and transportation considerations.   Therefore the EWGCC is recommended
 as the agency responsible for  this first major revision  of the AQMP and
 for subsequent revisions and updates  of  the AQMP required  as a continuing
 process.  Within this framework,  the  two states would retain approval
 authority and State and  local  air pollution agencies would provide
 expert assistance during the planning process.  Responsibility for
 implementation and enforcement would  remain with the two states and
 authority could be delegated to lower jurisdictions in accordance with
 policy.
      Phase 3 represents  the ongoing 5-year review and revision cycle.
 At this point, it is assumed that all  available source control  technology
 will  have been implemented and the emphasis in air quality maintenance
 will  be on land use and  transportation alternatives.  Therefore with
 EWGCC performing as the  technical  coordinator for AQMP revisions, the
 State Air Pollution Control  Agencies  could then concentrate efforts on
 new technology and source control  programs, and enforcement of existing
 programs.

III.  Baseline Emissions  Inventory
      A.  Baseline Year
      Existing inventory  data in the St.  Louis Air Quality  Maintenance Study
 Area  were found to vary  both in the year-of-record for a particular source
 type  and in  completeness of information.   To overcome the  variation in
 year-of-record, existing 1970, 1972,  or  1974 inventories were  projected
 to 1975 (year of attainment) for  each pollutant.   This procedure aligns
 all emissions data to a  baseline  year (1975)  and assumes that  all sources
 will  be in compliance with existing controls by the 1975 attainment date.
 To eliminate discontinuities in information, existing data were supplemented
                                   52

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by special analyses, as listed in the following section, to provide a
complete data base.
     B.  Sources of Emissions Data
     The information used in the development of the baseline emission
inventory was extracted from the following sources:
        Illinois State Implementation Plan
     •  Missouri State Implementation Plan
     •  Environmental Protection Agency—National  Emissions Data System (NEDS)
     •  East-West Gateway Coordinating Council  1970 and 1995 Traffic
Assignment Data
     •  "Study of Attainment of National Air Quality Standards for Carbon
Monoxide and Oxidants in the St.  Louis Air Quality Control  Region,"
prepared by PEDCo Environmental  Specialists, (cited hereafter as the
Attainment Study)
        Union Electric Company and Illinois Power  Company
        Bureau of Economic Analysis (BEA) statistics
     •  St. Louis Standard Metropolitan Statistical Area (SMSA) statistics
     The special analyses undertaken were:
     •  Primary Source Emissions  at Compliance  (TSP, SCO
     •  Point and area source distribution (for TSP and SO,, only)
     •  Subcorridor-VMT emission  analysis (for  CO  and HC only)
     The primary source emissions at compliance for TSP and S0? were
supplied by the MACC and IEPA.   Emissions at compliance for CO and HC
primary sources were taken from  the Attainment  Study (as corrected by
IEPA).
     C.  Geographic Location of  Sources
     The NEDS inventory lists the location of point sources in UTM
coordinates.   Area source data  has been gridded in previous studies of the
St.  Louis  area using Illinois State Plane Coordinates.   The detailed land
use data provided by the EWGCC are also maintained in a grid based on
the Illinois  State Plane System.
     A UTM-based grid network prepared by the CAASE procedure for area
source emission distribution was  available from EPA for the St. Louis
Interstate AQCR and was used as an analysis base.   In order to reduce the
                                  53

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number of area source grid squares used in computations,  the smallest
of the grid squares (1 km x 1  km) were combined into larger area  sources.
The area of each grid square occupied by various categories of land  use  was
determined by overlaying the grid on land use maps, and these were used
to disaggregate NEDS county total area source data to the grid squares.
     Since the point source coordinates were already UTM, they were  easily
transferred to the grid location.
     D.  Technical Assumptions about Existing and Future  Source Control
     It was assumed that all primary point sources would  meet their
compliance schedules.  It was further assumed that these  sources  would
not emit less than the stated emissions at compliance in  1975.  This was
considered a conservative estimate.  No additional controls were  applied
beyond those already in the SIP.
     Many new controls or regulations are currently under study or are
proposed.  These include:  Indirect Sources Review, New Source Performance
Standards, significant deterioration regulations, fine-particle regulations,
and changes or delays in the Federal Motor Vehicle Control  Program.  As
these programs and their specific application to sources  are defined,  their
impact on emissions reduction can be quantified.  However,  at present,
it was felt that it would be most conservative to assume  no additional
reduction from those programs.*  Such programs can then be examined  for
application as maintenance measures.
     E.  Problems and Suggested Solutions
     Several detailed studies of air pollution in the St. Louis area have
been completed over the last ten years.  However, a review of available
emissions data showed that there exists no consistent, current emissions
data for all sources in the AQMSA that are suitable for modeling purposes.
     For example, the year-of-record varied for point source data and
the 1972 NEDS listing was considered inaccurate or incomplete for point
and area sources in both Missouri and Illinois.  All area source data  are  on
a county-wide level, which is too gross for models that show spatial
 While this is indeed a conservative assumption with regard to possible
but not certain improvements in air quality, EPA policy accepts and
encourages realistic appraisal  and consideration of the effects of all
programs now in force for tie prevention of emissions from new or modified
sources.--Editor.

                                    54

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variations.  Gridded area source emissions were available from older
studies, but had not been updated and did not agree with the data in NEDS.
     It is recommended that data be collected in a format suitable for
modeling.  The RAPS program will provide data on a subcounty basis.
It is expected that these data will be distributed into the CAASE grid.
It is recommended that the subcounty level of detail  be maintained in
updating the emissions inventory.  This will provide a spatially detailed
data base sufficient for modeling purposes.
     The MACC is currently coordinating efforts to update the point source
inventory for modeling purposes.  The IEPA is working on a program to
convert their inventory to NEDS format.

IV.  Emission Projections
     A.  General Methodology
     The general approach to projecting emissions for all four pollutants
applied the following procedure:
         1.  Estimate a 1975 baseline inventory of all  sources assuming
the sources are in compliance with existing regulations
         2.  Develop growth factors for each source category from available
growth data
         3.  Apply the growth factors to the 1975 baseline inventory to
obtain projected emissions from each source category.
     Emissions were projected for four source categories:  point, area,
power plants, and mobile sources.  The specific methodology applied to
each source category is discussed in the following sections.
         1.  Point Sources
         The 1975 point source emissions data were broken down, into primary
(sources greater than 100 tons/year) and non-primary (sources identifiable
as points,  but less than 100 tons/year) sources for each pollutant.   For
the primary point sources for TSP and SO , summaries  of source emissions at
                                        X
compliance, prepared by the Illinois Environmental Protection Agency and
the Missouri  Air Conservation Commission, were used.   For the non-primary
source emissions, the emissions were assumed to be uncontrolled (except as
stated in the SIP)  and were taken from NEDS.  The CO  and HC 1975 point
                                  55

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source emissions were taken from the Attainment Study (as corrected by
Illinois EPA).
     The method for projecting point source emissions for 1980 and 1985
was to obtain growth rates for each company, power plant, and industry
that represents a primary point source.   BEA industrial  growth statistics
were used for non-primary point sources.  Accordingly, a survey was
conducted of the primary point sources to gather information on growth
rates, productivity increase estimates,  and expected increases in capacity.
Where actual growth rates could not be obtained for a point source,
projections were made using BEA statistics on growth in  industrial
earnings and SMSA statistics on growth in employment and population.
         2.  Area Sources
         1970, 1972, and 1974 area source emissions data were gathered and
projected to 1975 by applying a) the percent emission control as required
by the State Implementation Plan and b)  growth factors from BEA statistics
for each area source category.  1980 and 1985 growth rates were calculated
from BEA growth statistics and local population estimates.
         3.  Power Plants
         Individual plant data were provided by Union Electric Company,
Illinois Power Company, Missouri Air Conservation Commission, and the
Illinois Environmental  Protection Agency.  To project power plant emissions
for 1980 and 1985, the growth factors and the scheduled  changes in new
and old plants were applied to 1975 baseline controlled  emissions.
         4.  Mobile Sources
         Mobile source emissions were divided into two categories:
highway and off-highway vehicles.  Highway vehicles include both light-
and heavy-duty vehicles; off-highway vehicles include railroads, vessels,
aircraft, and other vehicles not operated on roads.  For highway vehicles,
mobile source emissions data were taken  from the Attainment Study for the
baseline year of 1975.   For off-highway  vehicles, mobile source emissions
data were taken from NEDS and the Missouri and Illinois  State Implementation
Plans.  Off-highway emissions were projected using a 3 percent average
growth rate.
                                  56

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     Highway emissions for TSP and SO  were generated by applying TSP
                                     /\
and SO  emissions factors to projected annual VMT.  Highway mobile source
      s\
CO and HC emissions for 1980 were taken from the Attainment Study for the
Air Quality Control Region and adjusted to the Air Quality Maintenance Study
Area.   The 1985 emissions were calculated in a special  analysis (sub-
corridor VMT Emission Analysis) for the St. Louis urban-in*fact area by
interpolating the 1970 and 1995 traffic network data for each subcorridor
and link type.  These emissions were adjusted to account for the entire Air
Quality Maintenance Study Area by the ratio of the projected VMT in the AQMSA
to the projected VMT in the urban-in-fact area.  A summary of projected
emissions is shown on table III-l.
     B.  Problems and Recommendations for Solutions
     In order to obtain a consistent controlled data base from which to
project 1980 and 1985 emissions and air quality, the available data on
emissions sources were first projected to 1975 to obtain the inventory
at full compliance with SIP regulations.  This assumes that all sources
will be in compliance by 1975.  The "controlled inventory" was then
projected to 1980 and 1985 using available growth and trend data.
     The growth factors were based on population trends, employment and
industrial earnings projections, and traffic projections.  Land use and
distribution trends were used to distribute the projected growth in
emissions.  The use of such trend data as growth factors first assumes
that growth in emissions is directly proportional to these growth factors.
Although new and more efficient manufacturing techniques and control
equipment may make this assumption inaccurate, the procedure was deemed
appropriate for use in this pilot study.
     Population forecasts served as growth and distribution factors.
The latest (unpublished) estimates show a marked decrease in population
growth compared to previously available projections for the urban area.
Since the land use plans do not as yet reflect this change, this repre-
sents a source of error that should be considered in the future applica-
tion of this report.  The land use plans also represent projected
patterns of industrial and commercial growth and development.
     There are four studies currently under way that could significantly
alter the growth patterns in the area.  They are:
                                  57

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                        Table III-l
         ST.  LOUIS AIR QUALITY MAINTENANCE  STUDY AREA
                EMISSION PROJECTION -  SUMMARY
Source Category
Point Sources
Area Sources
Power Plants
Mobile Sources:
Point Sources
Area Sources
Power Plants
Mobile Sources
Point Sources
Area Sources
Power Plants
Mobile Sources:
Point Sources
Area Sources
Power Plants
  Emissions, Tons per year
  1975      1980      1985"

Total Suspended Particulate



Highway
Off -highway
TOTALS
50,329
18,955
20,348
8,383
3,647
101,662
57,972
20,404
34,064
9,622
4,228
126,290
71,617
23,563
34,863
10,823
4,902
145,768
                                       Sulfur Dioxide



Highway
Off -highway
TOTALS
194,046
40,155
577,190
2,065
3,624
797,080
204,013
44,510
864,748
2,371
4,202
1,119*844
218,452
50,063
873,000
2,666
4,872
1149,053
                                       Carbon Monoxide



Highway
Off -highway
TOTALS




Highway
Off-highway
TOTALS
46,821
28,808
1,641
476,242
31,891
585,403

40,208
30,389
1,191
82,502
11,217
165,507
50,870 59,734
27,565 27,799
1,641 1,700
241,459 146,070
36,972 42,859
358,507 278,162
Hydrocarbons
50,330 55,009
32,153 35,370
1,395 1,666
39,217 25,956
13,004 15,076
136,009 133,085
                              58

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     •  A railroad relocation study
     •  An airport study
     •  A port feasibility study
     •  A mass transportation plan
     These plans will not be complete within the time frame for initial
AQMP submittal.  This represents a potential inaccuracy in the projections.
     It is recommended that the impact studies on current major projects
be used to update the projections of emissions as they become available.
The population projections will be reflected in the update of the regional
comprehensive plan and the HUD 701 Plan updates, and should be used to
revise the estimated projections and distribution of emissions.
     The industrial survey technique was recommended as the best approach
for obtaining short-term growth estimates for existing primary sources.
     The growth factors such as population trends, employment, industrial
growth and distribution data are available on a detailed spatial scale
in the regional land use plans.  However, the format and frequency for
updating these data is not currently compatible with emissions inventories.
It is recommended that the EWGCC, MACC, and IEPA cooperate to obtain growth
data in a format useful for projecting emissions.  EWGCC attempts to
evaluate alternative comprehensive plans for air quality impact may
provide a means of coordinating these data bases.

V.   Establishment of Baseline Air Quality
     A.  Baseline Year and Sources of Data
     1972 was used as the baseline year for air quality because 1973
SAROAD summaries were not available at the start of this study.  Monitoring
data from 11  stations in the AQMSA were reviewed.  Trend calculations were
available from selected sites from the Plan Revision Management System
Summary Report.
     B.  Compatibility of Baseline Emissions and Air Quality Data
     The emissions inventory used as a baseline was determined from
activity projections to 1975 and assumed all sources to be in compliance
with now existing regulations of the appropriate state.  These data, of
course, are not compatible with the 1972 air quality data.  However, some
                                  59

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air quality models for non-reactive pollutants had been calibrated using
concurrent emissions and air quality data.   These calibrated models
were applied to the 1975 projected emissions to estimate expected air
quality.  Since oxidants result from reactions in the atmosphere, modeling
is not possible.  Therefore, Appendix J was applied to 1972 emissions data to
determine the HC emission reduction required, and the maximum allowable emissions,
     C.  Accuracy and Representativeness of Data
     The Illinois monitoring data were not  in the SAROAD data bank in 1972.
The IEPA considers the 1973 data to be more reliable due to improved
monitoring capabilities and techniques.  The 1973 data will be entered
into SAROAD.
     The 1972 monitoring network on the Missouri side is extensive for
TSP and S0?.  However, it cannot be considered representative of the  AQMA
because of the more significant source problem in the East St. Louis  and
Wood River areas.
     The Missouri Carbon Monoxide Monitoring Network has recently been
expanded to provide more data.   Sites were  selected to be representative
of areas that are expected to show maximum  concentrations due to mobile
sources.
     D.  Estimation of Air Quality from Monitoring Data
     Existing air quality data  and initial  air quality projections were
reviewed by the Missouri Air Conservation Commission (MACC) and by the
Illinois Environmental Protection Agency (IEPA) in order to designate
the St. Louis Air Quality Maintenance Study Area.
     Trend calculations from selected sites were available for total  sus-
pended particulates, sulfur dioxide, carbon monoxide, and oxidants from
the Plant Revision Management System (PRMS) Summary reports.  Results of
the trend analysis indicate that most of the TSP problems are related to
the 24 hour standard.  Three sites were identified as "potential problems."
One major "potential problem" with respect to CO was identified near
downtown St. Louis.  An oxidant problem appeared at four sites distributed
throughout the AQMSA.
     The following statements summarize the conclusions from the review
of all existing air quality data for the St. Louis AQMSA:
                                  60

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         ISP, SCL, CO, and oxidants all currently exceed the primary
standards at some point in the AQMSA
     •  TSP and oxidants exceed the criteria for designation of a
maintenance problem
     •  SOp currently exceeds the standards in isolated areas in both
the Illinois and Missouri portions of the AQMSA.
     •  CO does not exceed the criteria for designation of a maintenance
area.
     E.  Problems and Suggested Solutions
     Monitoring data from 11  stations in the AQMSA were reviewed.  The
Regional Air Pollution Study (RAPS) will add 25 new monitoring stations
to this network during the next two years.  It is recommended that
priority be given to analyzing data from the sites in the vicinity of
Wood River and East St. Louis to verify the short-term S0? problems.

VI.  Air Quality Projections
     A.  Methodology
     Certain general considerations guided the selection of projection
techniques.  These considerations included the availability of techniques
recently applied to St. Louis where forecasts need only be extended to
longer time intervals, the availability of a calibrated model  for St. Louis
based on current data, the availability of data to facilitate the appli-
cation of a specific technique, and the time constraints posed by this
particular study.
     Those techniques selected for projecting air quality for total suspended
particulates,  sulfur dioxide, carbon monoxide, and photochemical  oxidants
are discussed  in the following sections.
         1.  Total  Suspended  Particulates
         The estimation of annual  concentrations for TSP was accomplished
through application of statistical relationships between TSP emission
                          *
density and concentration.    The relationship is displayed as a curve
(where 1964 TSP sampling data are plotted against emissions densities for
various land areas larger than 20 square miles).
*
 U.S. Department of Health, Education, and Welfare, Interstate Air
Pollution Study:  Phase II Project Report, December 1966.

                                61

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     The air quality estimation method required the summary  of emissions
from all sources within selected subareas  (36 square miles or  greater)  of  the
St. Louis AQMA and then, determination of  emissions density  values  for
each subarea.  The estimated annual  concentration was then found from
the curve and recorded at the center of each selected subarea  in the AQMA.
Isopleths were drawn between subarea centers.  These isopleths display
the mean annual  TSP concentration distribution in the St. Louis AQMA.
This procedure was applied to projected emissions for 1975,  1980, and 1985.
         2.  Sulfur Dioxide
         The estimation of air quality concentrations for S0?  was accomplished
by applying two air quality diffusion models:  Miller-Holzworth for the
St. Louis central urban area and Wood River Complex Area, and  Pasquill-
Gifford Plume Dispersion for four significant point sources.
     These two methods required calculation of concentrations  from  given
equations.  The Miller-Holzworth equation  calculates annual  average
areawide concentrations of SC^ from  emissions density, mixing  depth, urban
size, and mean annual  wind speed. The Pasquill-Gifford Plume  Dispersion
calculates a maximum 24-hour average concentration of S0? from wind speed,
plume rise, emissions  rate, stack parameters, meteorological  stability,
and assumes a Gaussian plume.  The resulting concentrations,  tabulated
for 1975, 1980,  and 1985, obtained by applying the models to  the projected
emissions for those years, are included in the full  text report.
         3.  Carbon Monoxide
         As recently as March 1974,  the APRAC 1A Diffusion Model had been
applied to projected carbon monoxide emissions for the St. Louis AQCR (the
Attainment Study).  However, estimates of  8-hour CO concentrations  were
only calculated for 1975.  CO concentrations in 1980 and 1985  were  extrapo-
lated from the 1975 estimates using  the following procedure:
     •  Assume worst case meteorological conditions; do not  vary
     •  Assume concentrations of CO  are directly proportional  to emissions
of CO under constant worst-case meteorological conditions
     •  Calculate 1975, 1980, and 1985 CO  emissions in the vicinity of
the selected 9 receptors using the subcorridor VMT analysis
     •  Calculate the change in emissions  in the vicinity of each receptor
from 1975 to 1980, and 1980 to 1985  by subtraction.

                                  62

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        Apply the corresponding percent change in emissions  to the 1975 con-
centrations at each receptor to obtain 1980 and 1985 concentrations.
     This procedure is equivalent to a "rol 1-foward" type of calculation using
the results of a calibrated diffusion model  to represent baseline  air quality.
          4.  P h o toe h em i c a 1 Oxidants
              1972 second highest 1-hour oxidant concentration  of 300 micro-
grams per cubic meter was used with Appendix J of Regulations on  Preparing
Implementation Plans (40 CFR 51)  to determine the percent  reduction  in hydro-
carbon emissions needed to reduce photochemical  oxidant  concentrations to the
NAAQS.  This percentage reduction was  applied to the 1972  total  hydrocarbon
emissions to determine the amount of emissions that must be prevented.  Sub-
tracting this amount from the 1972 total gave the maximum  hydrocarbon emis-
sions allowable if the photochemical oxidant standards are to be maintained.
The maximum allowable total  hydrocarbon emissions value  applies to any
year.  This reduced hydrocarbon emissions value was then used to determine
the reduction required in projected emissions for 1975,  1980, and 1985 to
maintain NAAQS.  A summary of the air quality projections  for 1975,  1980,
and 1985 is shown in table 1 1 1-2.
     B.  Summary and Conclusions  of the AWMSA Analyses
     The conclusions of the air quality and emissions analyses  follow for
each pollutant considered.
         1 .  Total Suspended Particulates (TSP)
             Air Quality—Ambient concentrations currently exceed the
primary standards at several monitoring stations.  The projected concentration
distribution pattern changes very little over the 10-year period.  "Hot-spot"
areas can be identified that have the potential to exceed the standards
during the 1975 to 1985 period.
             Source Contribution— Point sources and power  plants are the
primary contributors to the existing problem.  However,  increases are
projected in all source categories.  Growth in emissions is expected to
be concentrated at existing sources or in the vicinity of existing sources.
Growth between 1974 and 1985 accounts for less than 20 percent of projected
total emissions in 1985.  The contribution of fugitive dust to ambient
concentrations is not known at this time.
             Attainment and Maintenance of Standards—The primary standards
are projected to be attained by 1975 and maintained throughout the following
10-year period in most of the AQMSA.  However, "hot-spot"  areas are identified

                                      63

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                             Table III-2

                           ST.  LOUIS AOMSA
                  SUMMARY OF AIR QUALITY PROJECTIONS
                   Averaging       	Peak Concentrations	
Pollutant            Time  '        1975         1980         1985
TSP (//g/m )         Annual          120          120          120
                  (std.  = 75)
S0? (jig/m )         24-hr.           322          *00          400
                  (std.  = 365)

CO (ppm)             8-hr.          12.8         6.95         4.30
                   (std. - 9)

0  Wm3)           1-hr.           240          190          180
 x
                                   64

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where the primary standards are projected to be exceeded beyond the 1975
compliance schedule.  Because the growth in emissions is projected to be
concentrated in these "hot-spot" areas, maintenance of the standards will
be a problem.  Secondary standards are projected to be exceeded throughout
the 10-year period in large portions of 3 counties and the city of
St. Louis surrounding the "hot-spot" areas.
             Actions Required—An attainment and maintenance strategy is
required for the "hot-spot" areas.  A strategy is needed to maintain the
secondary standard for TSP in the area immediately surrounding the "hot-
spots" .
         2.   Sulfur Dioxide (S02)
             Air Qual ity—Ambient concentrations of SCL at isolated sites
in both the Illinois and Missouri portions of the AQMSA currently exceed the
primary standard.   Air quality projections are highly dependent on the
sulfur oxide emissions from isolated sources and indicate that a
"potential" to exceed the standards exists only in the vicinity of
these sources.
             Attainment and Maintenance of Standards--SCL standards are
being exceeded in the vicinity of major power plants or specific point
sources.
             Actions Required—More extensive monitoring and surveillance
of major sources is required to ensure maintenance of the short-term
standards in the vicinity of these sources.  Strict enforcement of existing
regulations  is required to prevent increases in SCL emissions from
existing sources or prevention of new sources in the "hot-spot" areas.
         3.   Carbon Monoxide (CO)
             Air Quality--Eight-hour standards are currently exceeded at
several  monitoring stations throughout the AQMSA.   Projected concentrations
indicate several  areas will  exceed the eight-hour standard in 1975.  All
selected receptor sites are projected to be well below the standards by
1980.   Maximum concentrations are associated with major highways and
intersections.
             Source Contribution—Mobile sources are the primary contributors
to CO emissions in the AQMSA and will  still  account for more than 50 percent
of total emissions by 1985.
                                 65

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             Attainment and Maintenance of Standards—Once the 8-hour CO
standards are attained, the continued decline in mobile source emissions
will assure maintenance to at least 1985.
             Actions Required—A Transportation Control  Plan (TCP)  is
currently in preparation to provide attainment of the CO standards.
This will be incorporated in the AQMP.
         4.   Photochemical Oxidants (Ox)
             Air Qua!ity—Peak-hour oxidant concentrations currently exceed
the standard and limited air quality trend data indicate increasing  values.
Oxidant values are projected to decrease due to decreases in total  hydro-
carbon emissions.  However, the decreases  are projected to be insufficient
to attain the standard through 1985.
             Source Contribution—Mobile  sources are  currently the most
significant contributor to total regional  hydrocarbon emissions.   However,
stationary point and area sources become  more significant by 1985 as
mobile source controls become more effective.
             Attainment and Maintenance of Standards—The oxidant standard
cannot be attained or maintained with the  existing SIP  control  measures.
Uncontrolled (no TCP)  projected oxidant concentrations  exceed the standard
beyond 1985.
             Actions Required—A Transportation Control  Plan (TCP)  is
required for Attainment and a Maintenance  Strategy is required.
     C.  Problems and Suggestions
     The major drawback to using any sophisticated modeling procedures at
this time is the inconsistency and inaccuracy in the  emissions data  base
and the uncertainty of the demographic  growth rate data.  As these  deficiencies
are resolved, an effort should be made  to  coordinate  the collection  of data
in a form useful for input to the analysis techniques.   Point source data
are currently collected in a form suitable for input  to models for  particu-
lates and S0?.  However, more short-term operational  data would be  useful.
Area source data for these two pollutants  are not collected on a sufficiently
detailed scale to input to a model such as AQDM or COM.   The CAASE  program
may provide adequate detail.  Fugitive  dust emissions must also be  collected
for input to the model for particulates.
                                 66

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      Projected mobile source emissions data are currently available only
 on a county basis and are not suitable for input to any carbon monoxide
 air quality model.  Data should be obtained in a format suitable for
 input to such models as SAPOLLUT and APRAC-1A.
      The results of the RAPS program will  be invaluable to upgrading the
 emissions inventory and analysis procedures for the St. Louis  area.  However,
 they will not be available within the proposed timeframe for AQMP submittal.
 Therefore,  interim analysis approaches must be used.   It is recommended
 that priority for all such interim analyses be given  to the "hot-spot"  areas.

VII.  Selection of Maintenance Strategies
      The air quality analysis indicates that attainment of the primary
 standards for TSP, SO^* CO, and oxidants  cannot be achieved by 1975.   In
 addition, maintenance strategies are required for TSP,  S0?, and oxidants.
 The development of a maintenance strategy,  therefore,  requires a review
 of existing and proposed attainment plans  and an evaluation of alternative
 maintenance strategies.  The following sections provide a brief review  of
 the status  of attainment plans and the evaluation of  alternative maintenance
 measures.  A proposed maintenance strategy is outlined  and the constraints
 to implementation of the selected strategy are described.
      A.   Status of Attainment Plans
          1.   Particulates
          Current trends in air quality indicate the particulate standards
 will  not be attained by 1975;  the cause of this trend  cannot be isolated.
 Therefore,  no new attainment measures can  be justified  unless  1975  ambient
 data confirm this trend.  Monitoring and  surveillance  programs are  currently
 being expanded in order to verify the effectiveness of  the existing
 attainment  plan.  It is recommended that  a  fugitive dust inventory  be
 completed as a part of this monitoring program.
      It  would not be justifiable to require additional  TSP control  measures
 to attain the standards at this time until  it can be  determined whether
 the existing controls are being implemented to their  intended  extent and
 are achieving the expected results.  Therefore,  the only additional
 attainment  measures recommended at this time are measures directed  at
 expanding the monitoring and surveillance  programs.

                                   67

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     Compliance schedules and source review procedures are currently being
reviewed by EPA and State air pollution agencies.  The City of St.  Louis
has increased the frequency of monitoring in order to provide a more
accurate assessment of ambient air quality.  Monitoring has also been
expanded in Illinois.  In addition, the RAPS program will  eventually provide
detailed ambient data and emissions data to determine the  relationship
between emissions and ambient concentrations.
     The City of St. Louis has also compiled a list of sources of particulates
not included in the existing inventory, but does not have  emission  data for
these sources.   This program could be expanded to include  a regionwide
compilation of "fugitive dust" emissions.
         2.  Sulfur Dioxide (SO?)
         The SIPs for Illinois and Missouri both project attainment of
the primary S0~ standards by 1975.  However, 1972 air quality exceeded
the primary standards at several  sites in the Illinois portion of the AQMA.
The Illinois EPA feels these violations are related to individual sources.
     The analysis concluded that the primary standards would not be
attained by 1975 at several points in the AQMSA due to source-oriented
problems.  In addition, anticipated increased emissions from steam electric
power generation provide the "potential" for short-term standards to be
violated depending upon individual source operational characteristics.
     It is concluded that attainment of the SCL standards  is a specific
source oriented problem and efforts are currently underway to determine
source compliance with existing regulations.  However, IEPA has designated
their portion of the AQMSA for S02-
         3.  Carbon Monoxide and Photochemical Oxidants
         St. Louis was not among the original group of cities required to
submit transportation control plants to attain and maintain the NAAQS for
CO and oxidants.  Recent ambient data from the expanded monitoring  network
suggest an attainment problem does exist for CO and oxidants.  Therefore,
the MACC in cooperation with the Illinois EPA and the EWGCC augmented by
additional community representatives is currently preparing a Transportation
Control Plan (TCP).
                                 68

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     It is assumed that the strategy selected will  provide for attainment
of the CO and oxidant standards by 1977 as required by the Clean Air
Act provision.  The strategy selected will greatly affect the maintenance
of the oxidant standard due to the impact on growth in hydrocarbon emissions.
The attainment dates and long-term maintenance impacts cannot be evaluated
until the TCP is finalized.
     B.  Maintenance Strategy Selection
     The maintenance strategy must provide sufficient emission reduction
to account for the projected growth or plan for appropriate growth in
areas where the ambient air quality is at or near the standards.
     The maintenance problem in the St. Louis AQMSA is characterized by a
number of areas where existing sources are expected to continue to emit
pollutants at rates that virtually preclude the influx of additional
emission sources into these areas without violation of ambient air quality
standards once they are attained.  Maintenance strategies for these areas
must include further emission reductions from the existing sources and/or
effective methods of preventing new sources from locating in these areas.
     The potential maintenance strategies outlined in Volume 3 of the
guidelines series were reviewed and evaluated for application in the St. Louis
AQMA.  Those measures considered generally applicable to the St. Louis
Maintenance problems were evaluated for:
        long-term effectiveness
     •   effectiveness in preventing the location of, new sources in
"hot-spot" areas
     •   general  application to the potential  problem or "hot-spot" areas
        implementation obstacles
     The conclusions of this review are as follows:
     •   Long-term air quality maintenance requires  a regionwide, comprehensive
approach associated with the community planning process.  Two administrative
approaches appear applicable and implementable--Emissions Allocation and
Regional Development Planning.
     •   Measures that have long-term general  application and effectiveness
as part of a comprehensive approach include:   indirect source review and
environmental  impact statements, transportation control  measures, indirect
regulatory controls, Federal New Source Performance Standards.

                                 69

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     •   Emission source control  measures that have short-term or long-
term effectiveness in the "hot-spot" areas include:   more stringent
controls on existing sources,  phaseout of emission sources,  control of
fugitive dust.
     C.  Proposed Attainment/Maintenance Strategy
     The air quality analysis, status of attainment  plans,  and evaluation
of maintenance strategy alternatives indicate that the best available
approach to the attainment and maintenance of air quality in the St.  Louis
AQMA is a program that includes:
        Full implementation and enforcement of all attainment plan  measures
included in the state implementation plans
     •   Expanded monitoring and surveillance through the RAPS/RAMS  programs
     •   A Transportation Control  Plan (TCP)
     •   Long-term comprehensive planning approach to air quality maintenance
        Interim measures to ensure maintenance during the period required
for development and full implementation of the long-term plan.
     A summary of the proposed plan elements for each pollutant is  shown
in Table III-3.
     D.  Constraints and Timetables for Development  and Implementation of
         Air Quality Maintenance Plan
     The major feature of the  proposed maintenance strategy is a comprehensive
approach that incorporates air quality maintenance into the community
planning process.  There are many issues and constraints that must  be
resolved before such an approach can be implemented.  Discussions with
planning community and air pollution agency representatives suggested
that the interagency coordination required to implement a long-term
comprehensive approach would take two to three years to establish (see
Section II).  If a formal or mandatory control program, such as emissions
allocation, is selected as the desired administrative approach, some
additional  legal authority will  be required in order to implement this
program on a regional basis.  The conclusion is that the comprehensive
approach cannot be fully implemented for three to five years and "stop-gap"
measures are therefore required to maintain the standards during the
interim period.
                                  70

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     It is therefore recommended that the development and implementation
of the maintenance plan be phased.   Figure II1-5 shows the suggested time-
table for development and implementation of the comprehensive air quality
maintenance plan.  The key milestones are indicated.
     There are three major phases shown for AQMP development and implementation:
     •  Phase 1 - now to June 1975
     •  Phase 2 - June 1975 to June 1980
     •  Phase 3 - June 1980 to June 1985
     During Phase 1, the attainment measures (including the TCP) and
interim measures should be finalized and submitted to EPA in June 1975.
The task descriptions, agency responsibilities, and funding requirements
for the long-term comprehensive plan development should also be submitted
to EPA in June 1975.  In addition interagency  memoranda of understanding
should be obtained stating the agency responsibility  in plan development and
agreements to persuade new industry with significant  TSP or S0? emissions
to avoid the "hot-spot" areas.  Any transportation system improvements
or review procedures, mobile source controls,  or indirect source control
programs that are required for attainment or maintenance should be delineated
and presented in the transportation control  plan or the maintenance plan
submitted in June 1975.
     Phase 2 consists of the selection and development of the long-term
comprehensive approach: the implementation of  all  attainment measures,
TCP measures, transportation policies or measures required for maintenance,
interim source control measures required for maintenance, and voluntary
compliance with the "hot-spot" land use policy.  If voluntary compliance
with the "hot-spot" policy is not effective, the Missouri Air Conservation
Commission "hot-spot" regulation can be strictly enforced for existing
sources.  Any SIP revisions can also be completed during this time period.
     By 1980, it is expected that all administrative  programs, legal
authority, and monitoring and surveillance requirements of the comprehensive
long-term plan can be implemented.   The AQMP development can then become
a five-year review and revision cycle, as proposed in the EPA Guidelines.
                                   72

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VIII.   Legal  Authority
       The enabling legislation given  in  the  State Implementation  Plans  is
  sufficient basis for the implementation of  all  source  control  measures
  required for attainment and  maintenance of  the  standards.
       The long-term comprehensive approaches to  air  quality maintenance
  described in Chapter IV are  administrative  approaches.   They maintain
  air  quality indirectly by the application of land use  and transportation
  policies that tend to minimize emission, especially in  the  "hot-spot"
  areas.   Specific land use control  regulations may be adopted to  formalize
  these policies.   For example, emissions allocation  can  be implemented as
  a regulation calling for a ceiling on emissions within  each small  community
  or geographic area within the AQMSA.
       The following paragraphs describe  existing legislation directly
  related to air quality maintenance.
       The Air Quality Implementation  Plans and related  regulations  as
  adopted by Missouri  and Illinois form the enabling  legislation for the
  St.  Louis AQMSA.  Attainment of the  standards will  rely on  implementation
  and  enforcement of these regulations.   Any  regulations  adopted as  a
  result of the Transportation Control Plan currently being prepared will
  become part of this body of  regulations.
       Two regulations included in the Missouri SIP are  particularly
  applicable to the maintenance of air quality once the  standards  are
  attained.  These regulations are summarized briefly below.
       Regulation XVIII.   Approval  of  Planned Installations,  Land  Use Plans,
  and  Zoning Regulations Required.   This  regulation is the basis for the  permit
  system for new sources.  Paragraph B of this regulation requires the
  executive secretary of the MACC to review all land-use  plans prior to
  formal  adoption by local  areas and prepare  recommendations  according to
  the  regulations.  No local plan may  be  adopted  without  the  approval of
  the  executive secretary.   Paragraph  C places similar requirements  on the
  review and approval  of zoning agency regulations and proposed  changes
  in zoning classifications.
       This regulation is not  currently implemented in the AQMSA and because
  no penalties are stated for  non-compliance, the agency  has  no  enforcement
                                    74

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authority.  However, it could serve as the basis for monitoring all  planned
community growth and development.
     Regulation XXIII.   Additional  Air Quality Control  Measures May  Be
Required When Sources Are Clustered in a Small Land Area.   This regulation
applies to particulate and SO- emission sources in areas that exceed a
given allowable emission density.  The MACC may prescribe more restrictive
requirements in such areas than are provided in the regulations of general
applicability.
     This may be referred to as a "hot-spot" regulation.  It provides for
more restrictive controls where source clustering may cause the standards
to be exceeded although all  emissions limitations are being met.   This
regulation is not currently being implemented because many compliance
schedule deadlines have not been reached.   However this regulation could
be applied to maintain emission density levels below that level  at which
ambient pollutant concentrations are estimated to exceed the standards
for particulates and sulfur dioxide.  This would require an accurate
estimate of the relation between emission  density and ambient concentration
in a given area.  This  relationship may vary due to the relative source-
receptor characteristics of an area.  The  RAPS program should provide
sufficient data for this determination.  Short-term emissions limitations
would be the most difficult to establish.
                                 75

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                      SUMMARY  OF  ST.  LOUIS  AQMSA
POLLUTANT:     TSP*
NAAQ STANDARD:    60 ug/m3 (annual  secondary standard);  75 yg/m3 (annual)

CURRENT AIR QUALITY, 1971:      135.0 yg/m3 (annual)1"
EXPECTED AIR QUALITY IN 1975:    120 yg/m3 (annual,  projected)	

PERCENTAGE REDUCTION NEEDED TO ATTAIN STANDARD:    63% (by rollback)

PROPOSED ATTAINMENT/MAINTENANCE MEASURES AND DATE THEY MUST BE IN EFFECT:

     1.   SIP Regulation Enforcement, Extended Monitoring - June 1975
     2.   "Hot-spot" Regulation - June 1976
     3.   Long-Term Comprehensive Approach - June 1980
INTERGOVERNMENTAL RELATIONSHIPS REQUIRED:

     New Federal  programs for particulate  control  must be coordinated,
including:  new source performance standards, fine particulate regulations,
and significant deterioration.   Long-term  coordination with regional
planning to avoid "hot-spots".
*                     3
 Background of 40 ug/m  assumed.

 Broadway and Hurek, St. Louis City
                                   76

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                      SUMMARY OF ST. LOUIS AQMSA


POLLUTANT:     CO	

NAAQ STANDARD:     9 ppm (2nd highest - 8 hr.)
CURRENT AIR QUALITY, 1972:   16.8 ppm (2nd highest - 8 hr.)	

EXPECTED AIR QUALITY IN 1977*:   7.6 ppm (APRAC-1A projection)

PERCENTAGE REDUCTION NEEDED TO ATTAIN STANDARD:     46% (rollback)

PROPOSED ATTAINMENT/MAINTENANCE MEASURES AND DATE THEY MUST  BE  IN  EFFECT:

     1.  Transportation Control Plan - June 1975
     2.  Indirect Source Review - June 1975
         Exclusive Bus/Carpool Lanes - June 1975
     3.  Comprehensive Transportation Planning (in effect)  - June  1980



INTERGOVERNMENTAL RELATIONSHIPS REQUIRED:

     Coordination of FHWA, EPA, State Highway Departments, local street
planning, the 3-C planning agency, the indirect  source review agency,
and the air pollution control  agencies.   The TCP Advisory Committee
can provide initial  guidance.
*
 With proposed TCP Strategy III as in PEDCo Attainment Study.
                                  77

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                      NUMMARY OF ST.  LOUIS AQMSA
POLLUTANT:     S0x
NAAQ STANDARD:   80 pg/m3 (annual);  365 yg/m3 (2nd high - 24 hr.)	

CURRENT AIR QUALITY, 1972*:    557 yg/m3 (max. 2nd highest - 24 hr.)

EXPECTED AIR QUALITY IN 1975:    322 M9/m3 (24 hr., projected at one  source)

PERCENTAGE REDUCTION NEEDED TO ATTAIN STANDARD:    34% (rollback)	

PROPOSED ATTAIN/MAINTENANCE MEASURES AND DATE THEY MUST BE IN EFFECT:

     1.  Enforcement of SIP Controls - June 1975
         Expanded Monitoring (RAPS)
     2.  "Hot-Spot" Regulation - June 1976
     3.  Interim Source Controls - June 1975
         S02 Reduction at Power Plants
         Municipal  Refuse in Power Plants
     4.  Long-term Comprehensive Planning - June 1980
INTERGOVERNMENTAL RELATIONSHIPS REQUIRED:

     Coordination between EPA and the Federal  Power Commission, utility
companies, air pollution agencies.  Coordination with energy conservation
programs.  Long-term coordination with regional  planning to avoid "hot-
spots".
*
 Illinois data, Missouri at standards.

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                      SUMMARY OF ST. LOUIS AQMSA
POLLUTANT:   HC/Photochemical Oxidants

NAAQ STANDARD:     160 yg/m3 (peak--one hour)
CURRENT AIR QUALITY, 1972:     300 pg/m3 (2nd highest peak-hour)	

EXPECTED AIR QUALITY IN 1975:  (75) 240 yg/m3 (Max - hr., Appendix J)

PERCENTAGE REDUCTION NEEDED TO ATTAIN STANDARD:    47% (Appendix J)

PROPOSED ATTAINMENT/MAINTENANCE MEASURES AND DATE THEY MUST BE IN EFFECT:

    *1.   Transportation Control Plan - June 1975
     2.   Additional stationary source HC control - June 1976
     3.   Comprehensive Transportation Planning (in effect) - June 1980
INTERGOVERNMENTAL RELATIONSHIPS REQUIRED:

     Coordination of FHWA, EPA, State Highway Departments, local  planning,
air pollution control  agencies for mobile source control  as in the CO
control.  Negotiation between EPA, state air agencies and individual
source for compliance schedule changes as stationary point sources.
*
 Additional  stationary source control  may be required.   June 1975.

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                               Chapter  IV
              BALTIMORE TRIAL  AIR QUALITY  MAINTENANCE  PLAN*
 I.    Characteristics  of the Baltimore  AQMSA
      The  Baltimore  Air  Quality  Control Region  boundaries conform to the
 Baltimore Standard  Metropolitan Statistical Area and encompasses 2,364
 square  miles  (Figure  1).   Included  in  the region are the City of Baltimore
 and  the counties  of Anne Arundel, Baltimore, Carroll, Marford, and Howard.
 The  Region forms  the  western  edge of the northern section of Chesapeake
 Bay.  The western portion  of  the Region lies in the Piedmont Plateau,
 while the eastern portion  lies  within  the Middle Atlantic Coastal Plain.
 The  eastern portion is  generally flat, with elevations of less than 500
 feet.   Toward  the west, the elevation  rises gradually to the gently rolling
 areas of  Carroll  and  Howard Counties where elevations reach 1,000 feet.
 The  topography generally permits free  air movement with little channeling
 effect.
      Population of  the  Region increased 19 percent between 1960 and 1970
 to a  total  of  nearly  2.1 million.   The 1970 census data indicate that
 projected growth  patterns  and population estimates were reasonably accurate
 except  for the City of  Baltimore, which was estimated to have lost
 approximately  four  percent in population.  The population of Baltimore
 County  increased  over 26 percent in the same 10-year period and ranked
 as the  most populous  county in  the  State.
      Weather Bureau data indicate that inversion conditions occur on
 short term basis  about  34  percent of the time  in the Region.  Over a
 thirty-year interval, the  Region averaged 1.5  times per year when stagna-
 tion  occurred  that  averaged 4.3  days duration.  During the same thirty-
 year  period, the  region experienced three cases of stagnation that lasted
 for  seven or more days.
      The  time  frame in which air quality maintenance plans were considered
 to be applicable  was  1975  to 1985.
      Four pollutants were  considered for analysis (i.e., particulate matter, sulfur
 dioxide,  photochemical oxidant  (hydrocarbons) and nitrogen dioxide.  Carbon
*
 Development of a Trial  Air Quality Maintenance Plan Using the Baltimore
Air Quality Control  Region, NTIS No.  PB 416/AS
                                    81

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                  PENNSYLVANIA
                     PRINCE
                     GEORGE
                     COUNTY
                              ANNE
                             ARUNDEL
                             COUNTY
MONTGOMERY
  COUNTY
Figure  iv-l.   Baltimore  air quality control  region
                          R2

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monoxide was not included in the sample plan.   A preliminary analysis
based on existing air quality and emission inventory data indicated that
the future carbon monoxide levels-would not exceed the standards and there-
fore should not be considered in the maintenance program.
     The sample air quality maintenance plan was developed so that the
National Secondary Ambient Air Quality Standards would be achieved and
maintained.  The analyses did not attempt to develop plans for achieving
or maintaining the more stringent ambient air quality standards of the
State of Maryland.
     To initiate analyses of the need for air quality maintenance plans,
consideration was given to the existing air quality, existing emission
inventory, and existing regulations and compliance schedules for reducing
various pollutant sources.  Maintenance plans  were conceptually designed
to offset increases in projected emissions as  a result of growth through
enactment of increasingly stringent control measures (Figure 2).  It is
therefore assumed that existing regulations would be complied with by
1975 or 1977.  However, it was recognized that, in certain cases,
the National Secondary Ambient Air Quality Standards would not be met by
the 1974 or 1977 date.  In such cases, maintenance strategies theoretically
could be selected that would more than compensate for the anticipated
growth in emissions.   The selected control  measures would thereby offer
the possibility of eventually replacing currently unacceptable control
measures such as gas  rationing.   During preparation of the sample plan,
Congress extended the date for additional  motor vehicle emission controls
to 1977 and limited application of certain measures that had earlier been
advocated as hydrocarbon control  (VMT) measures; for this analysis, the
assumption was made that by the year 1985 motor vehicles would be tightly
controlled.
     Control measures considered for implementation were reviewed and
evaluated by the Baltimore Regional  Planning Council's Air Quality Task
Force.   The background and experience of the Task Force offered a broad-
based and wide-ranging viewpoint from State and local  officials toward
the air quality planning as a part of other and broader long range plans
for the Region.  Similar groups should be of value in development of
other AQMPs.
                                  83

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 II.  Intergovernmental Cooperation
     A.  List of Agencies, Governments and Groups Contacted in Preparing and
         Implementing AQMP
         1.  State
             a.  Maryland Department of Health and Mental Hygiene, Bureau
 of Air Quality Control;
             b.  Maryland Department of Transportation, Division of
 Systems Planning and Development;
             c.  Maryland Department of State Planning, Office of Regional
 and Local Planning—Baltimore Area; Office of Comprehensive State
 Planning—Natural Resources.
             d.  Office of Maryland State Attorney General.
         2.  Regional
                 Baltimore Regional Planning Council
                    A-95 Review
                    HUD 701 Planning Programs
                    3-C Planning Programs
                    Land Use and Recreation Department
                    Transportation Department
                    Air Quality Task Force   v
         3.  Local
             a.  City of Baltimore
                 Mayor's Office —'
                 Department of City Planning
                 City Health Department -
                 Interstate Division for Baltimore City (Joint City/State)
             b.  Anne Arundel  County
                 Department of Planning
                 Citizen Representative —
             c.  Baltimore County
                 County Developme
                 Department of Planning
County Development Coordinator -
— Indicates that contacts were made primarily or solely through the
Air Quality Task Force of Baltimore Regional Planning Council.
                                  85

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             d.  Carroll County
                 Citizen Representative —
                 County Health Department —
                 Department of Planning
             e.  Harford County
                 County Planning and Zoning Commission —
             f.  Howard County
                 Department of Planning
                 Citizen Representative —
             g.  City of Annapolis
                 Director, Planning and Development —
         4.  Other
             a.  Baltimore City Medical Society --
             b.  Better Air Coalition -
             c.  American Lung Association of Maryland —'
             d.  Baltimore Gas and Electric Company
     B.  Responsibilities of Agencies, Groups and Governments to AQMP Agency
     The agency to be assigned responsibility for the preparation of the
AQMP is the Maryland Department of Health and Mental Hygiene, Bureau of
Air Quality Control (BAQC).
         1.  Planning Activities
             a.  Provide Land Use Plans
                 Baltimore Regional Planning Council (RPC), Land Use and
                        2/
Recreational Department —
                 City and County planning agencies, as necessary, to
amplify and up-date RPC plans.
             b.  Provide Transportation Plans
                 Department of Transportation - Division of Systems
                      2/
Planning and Planning — will be prime source of data, of interpretation
and of technical assistance in the plan
                 Baltimore RPC, Transportation Department, who have worked
closely on transportation plans with Maryland DOT
-Indicates that contacts were made primarily or solely through the Air
Quality Task Force of the  Baltimore Regional Planning Council.
2.1
—Indicates prime source(s) of data and assistance throughout this section
of the Digest.
                                   86

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                 BAQC has worked extensively with the data and will
have much of it available in-house.
             c.  Provide Housing Plans
                                                   2/
                 Baltimore RPC, Housing Department —
                 City and County planning agencies will provide details
and up-date of the data as necessary.
             d.  Provide Redevelopment Plans
                               2/
                 Baltimore RPC -  will have most of the data
                                                                2/
                 City of Baltimore, Department of City Planning —  will
be the source of detailed plans for the City as these are necessary,
                 County planning agencies for other redevelopment, both
public and private, where additional detail beyond that available from
RPC is required.
             e.  Provide Health Plans
                 Maryland Department of Health and Mental  Hygiene
                 Baltimore RPC will have local, current, detailed,
knowledge of facility construction plans through their review process.
             f.  Provide Open Space/Recreation Plans
                                                                   21
                 Baltimore RPC, Land Use and Recreation Department —
have complete and detailed data on all types of recreation and open
space probram.
                 Maryland Department of State Planning can provide more
detailed data on specific state recreational facilities.
             g.  Provide Capital  Improvement Programs
                 Baltimore RPC will provide bulk of data
                 Baltimore City and County agencies may be called on
for additional  details and assistance as necessary.
             h.  Participate in A-95 Review Process
                 Baltimore RPC is the accredited review agency and would
cooperate with  the AQMP agency at planning and implementation phases.
             i.  Review EIS
                 Not applicable in planning stage since no EIS prepared.
21
— Indicates prime source(s) of data and assistance throughout this section
of the Digest.
                                   87

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             j.   Prepare EIS
                 The sponsoring agency must prepare the EIS for defined
Federal actions, but at the planning stage of the procedures, there is
no EIS prepared.
             k.   Provide Growth Projections
                 Baltimore RPC (Systems Analysis and Data Services) can
provide the basic sets of growth projections on which most of the
transportation-land use and public facility planning in the region is
predicated.  These may be taken as approved by the local communities
since the General Development Plan has been adopted.
     Study team went through process of growth real location in the analysis
of the effects of land use strategies in maintenance of air quality
standards.
             1 .   Review Growth Projections
                 Other agencies have developed differing projections or
may regard existing projections dates as a result of rapid recent changes
in social and demographic indices.  Department of State Planning should
review RPC's projections.
             m.   Provide Emission Factors
                 Bureau of Air Quality Control, the AQMA planning agency,
should have access to this data from their own records.
                 Utility company will provide supplementary data on
policy regarding future distribution of home heating units between
oil, gas and electricity and on the future availability of fuels to be
used in local generating plants.
                 Federal EPA publications.
             n.   Review Emissions Factors
                 BAQC will do in final plan.
             o.   Provide Emissions Projections
                 BAQC will do in final plan.
             p.   Review Emissions Projections
                 BAQC will do in final plan.
             q.   Other
                 none.
                                 88

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         2.  Implementation Activities
         The activities described include all of those considered and
discussed  in the planning program and not only those actually incorporated
into the selected plan.  The manner in which responsibilities for imple-
mentation may be assigned are specified in a. to g. below.
             a.  Zoning
                 City of Baltimore.  Most of the "hotspots" for TSP
concentrations, to which zoning regulations would be applied, are in
the City.
     Adjacent counties would be called on to amend their zoning ordinances
and zoning plans to exclude certain uses and promote desired development
patterns.
     This category of implementation measure includes:
         Special Use Zone
         Floating Zone
         Large Lot Zoning
         Agricultural and Conservation Zoning
         Holding Zones
         Planned Unit Development
         Performance Standard Zoning
         Emission Density Zoning
             b.  Permi ts
                 The use of permits would be applied as an operating
procedure to many of the types of control  measures discussed in this
section.
             c.  Utility Extension
                 The provision of water and sewer services as a means
of controlling growth would lie with the municipalities (cities and
counties),  though RPC would be the means of developing the overall  policy
and plans under which the separate municipal  utility construction programs
would proceed.
             d.  Subdivision Regulations
                 These local controls affecting, for example, permitted
densities anf regulation of paved sections, would be the responsibility
of the local  governments.

                                  89

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             e.  Building Codes
                 These local  controls specifying construction techniques,
materials and standards, including heating and insulation specifications
are the responsibility of individual  cities and counties.  The State could
play a major role in the promulgation of a State model  code incorporating
required changes assigned to improve air quality.
             f.  Housing Codes
                 These controls, applying to all residential  structures
and specifying standards to insure adequacy of light, heat, air and
ventilation, are the responsibility of the cities and counties.  Again,
the State could assist by promulgating a model code sensitive to air
quality considerations.
             g.  Emission Density Zoning
                 This is covered in Paragraph a. Zoning above.
             h.  Stationary Air Pollution Control
                 The Bureau of Air Quality Control has  full authority
to control emissions from existing sources, to control  the introduction
of new sources (other than power plants) and to control changes in
industrial processes and materials that result in changes in emissions.
This agency, also the AQMP Planning Agency, should retain these responsibilities
             i.  Performance Standard Zoning
                 This is included under Paragraph a. Zoning above.
             j.  Control Travel
                 The selective banning of trucks and of automobiles in
specified areas would be undertaken by cities and counties in conformance
with detailed plans prepared under the auspices of RPC.
     The restriction of total number of aircraft operations out of
Baltimore-Washington International Airport would be the responsibility
of the operators, Maryland DOT, State Aviation Administration.
             k.  Taxes
                 Taxation policies to control land development on the
urban fringe would be the responsibility of localities within legislative
limits established by Maryland State Legislature.
     Differential rates of sales tax on larger automobiles as a means of
encouraging use of smaller vehicles would require authorization by

                                   90

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State and administered by the Maryland Department of Taxation and
Revenue.
     The imposition of increased levies on automobile ownership would
be achieved through local annual taxes on property.
             1.  Vehicle Emission Controls
                 Requirements for fitting emission control devices to
heavy duty vehicles could be either a Federal  or State action.  State
action is recommended since this is easier to achieve expeditiously.
             m.  Reviews
                 Review of public actions under Section 109 (J) of the
Federal Highway Act and under A-95 review procedures would lie with RPC.
             n.  Other Development Controls
                 Development districts and transfer of development rights
are measures that would be exercised by local  governments within a frame-
work for action prepared under the auspices of RPC.
             o.  Urban Renewal
                 This measure must be initiated by local governments,
primarily the City governments, with support from State and Federal
agencies.
             p.  Public Participation
                 The Air Quality Task Force of RPC, suitably broadened,
restructured and with a redefinition of its mission would be the means
by which public participation in the implementation of the plan would be
achieved.
     C.  Basis for Assignment of Responsibilities
         1.   Zoning
         The local  governmental units have the legal authority and the
technical capacity to perform.  Any other assignment of responsibility
would be politically unacceptable, calling for major redelegation of
police powers by the State of Maryland.
     The task will  be satisfactorily performed if the local units of
government will participate in the regional AQM planning procedures and
their elected officials are able to justify the actions to City and County
residents.
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         2.   Permits
         This is not considered a separate measure, but would be applied as
an operating procedure to many of the types of control  discussed here.
However, the fact must be recorded that any extension in applications,
permits and  approvals required to run a business, develop land or operate
motor vehicles will be unpalatable to the public and will be resisted.
     Permit  systems will  be required, but their success will depend on
keeping them simple, speedy, reduced to a minimum and easily understood
by the public.
         3.   Utility Extension
         Current authority is vested in water and sewer authorities or
in Public Works Departments of city and county governments, but the
management structure is in both cases local .   Any manipulation of these
elements as  part of the AQM would therefore be effected through these
agencies.
     New measures would be effective provided that they are not extreme
to the point of challenge on the grounds of legality.
         4.   Subdivision Regulations
         The local  planning agencies and their appointed boards and
commissions  already have the legal  authority  and administrative machinery
to implement these measures and they are best qualified to retain this
responsibility.
     The revised regulations to improve air quality will more readily be
implementable in the Baltimore AQMA if they are applied to the State as
a whole; development of State model regulations would facilitate imple-
mentation.
         5.   Building Codes
         The local  building inspectors administer the existing codes after
adoption by  City Council  or county council or commissioners.  They have
the legal authority and the administrative machinery to administer
revised codes and are best qualified to retain this responsibility.
     The revised codes will be more readily implementable in the Baltimore
Region if they are applied to the State as a  whole; development of State
model codes  would facilitate implementation.
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         6.  Emission Density Zoning
         This is covered in Paragraph 1. Zoning above.
         7.  Stationary Air Pollution Source Control
         The BAQC of Maryland State Department of Health and Mental
Hygiene has the legal authority and the administrative machinery to set
standards, monitor and control emissions and the responsibility should
remain with this agency.
     The agency has ample authority to be effective and will retain this
authority given community and political  support.
         8.  Performance Standard Zoning
         This is covered in Paragraph 1. Zoning above.
         9.  Control of Travel
         The RPC is the proper forum for planning and public discussion
of the details of a regional plan for selective regulation of truck and
automobile travel.  It has no legal authority but it can provide a good
forum for discussion and agreement between local and regional interests.
     The controls would be imposed by local  government on City and county
streets.  This is where the legal authority currently lies.
*v
     Authority to restrict or regulate aircraft operations lies with the
operator of Baltimore-Washington International  Airport, the State Aviation
Administration of Maryland DOT.   No shift in this responsibility should
be considered.  The feasibility of appropriate changes in operations would
hinge on two factors, the ability of the airlines to substitute larger
aircraft for smaller aircraft and Federal  policy regarding distribution
of aircraft operations between the three Washington metropolitan airline
airports.
        10.  Taxes
         Responsibility for the  land taxes discussed in the plan lies
with local  governments.   The development changes to which tax revisions
are directed must be determined  and approved by local  governments and it
is proper  that the implementative machinery also remain with local
government, through their taxation and assessor's offices.
        11.  Vehicle Emissions Controls
         The measure will  be partially effective in the Baltimore Region
if it is implemented at State level, and fully effective if it is imposed
                                   93

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as a Federal requirement.  The authority of both Federal  and State
governments to impose such requirements exists.   State regulation is
recommended on the grounds that this may be more easy to  achieve.
        12.  Reviews
         These are established procedures by the Federally designated
agency (RPC) and should not be changed.
        13.  Other Development Controls
         Development districts and transfer of development rights lie in
areas of responsibility delegated to local  governments by the State of
Maryland.   There is no advantage to re-assigning those responsibilities.
        14.  Urban Renewal
         Urban renewal is a function delegated to local government and no
advantage is seen in re-assigning these responsibilities.
     This measure will be effective only if the  major funding programs
of Federal and (to a lesser extent) State governments are continued.
        15.  Public Participation
         RPC is already the primary forum for discussion  and resolution
of regional problems and issues; its nature permits these discussions to
take place in a comprehensive context; lines of  communication are already
very well  established; RPC already has an action Air Quality Task Force.
In all respects, it is the appropriate level and agency to handle public
input and discussion of implementation, in  conjunction with the AQMA
Planning Agency.
     D.   Organizational Relationships To Maintain Coordination
         1.  Organization Relationships Utilized in Preparation of Sample Plan
             a.  Technical Agencies
                 The principal technical agencies involved in preparing
the AQMA sample plan were:
                 Regional Planning Council
                 Maryland Department of Health and Mental Hygiene,
                     Bureau of Air Quality  Control
                 Maryland Department of Transportation
                     Division of Systems Planning and Development
                 City of Baltimore
                     Department of City Planning
                     Interstate Division for Baltimore City
                                   94

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     These agencies provided data and references and reviewed study
progress and findings on a continuing basis through the study procedures.
             b.  Air Quality Task Force of RFC
                 This is a joint technical-citizen advisory group established
by RPC, prior to commencement of the AQMP activity, with membership from
disparate agencies, interests and local units of government from the
Baltimore Region.
     It provides an excellent forum for discussion of plan elements with
industry, government and citizen groups, for the resolution of problems
and for testing public acceptability of various maintenance measures.
However, the level of coordination between counties required for the plan
preparation was not possible through this Task Force since not all  counties
were represented at all  meetings, and representatives had no authority
to speak for or commit their counties to a line of action.
             c.  Existing Institutional Relationships
                 Refer to Figure 3 showing existing relationships.
             d.  Pertinent Aspects of Existing Institutional Relationships
                 The AQ Task Force includes representation from all
listed principal technical agencies, including BAQC.
     The AQ Task Force includes representation from all  jurisdictions
in the region.
     The AQ Task Force is organized as an advisory body to the RPC, the
agency with responsibility for comprehensive planning inclusive of  land
use, transportation and public facility planning and for coordination  of
the activities  of the constituent local governments in the region.   A
direct conduit  between the Task Force and RPC assumes that RPC's activities
will be sensitive to air quality concerns and to the proceedings of the
Task Force.
     The chart  does not reflect on-going contacts and cooperation
between BAQC and virtually all  of the technical agencies represented
on the chart.
     The chart  does not show BAQC participation in the major studies.
                                 95

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          2.   Problems Encountered in Preparation  of the  Trial  Plan
              a.   Coordination
                  Few problems.   The cooperation  of agencies  was outstanding
 and the existence of the AQ Task Force provided  readymade machinery for
 public input and coordination meetings.
              b.   Other
                  Time to complete the project.
          3.   Changes in Institutional  Arrangements Recommended for  Preparation
              a.   The AQ task force be assigned additional  responsibility
 for advice to BAQC in its planning program,  sponsoring public  meetings
 at appropriate stages of the program and  serving  as the  channel  for
 communication with the community through  the study period.
              b.   If it is to serve this purpose,  some enhancement of its
 membership may be required,  together with additional staff support  from RPC.

III.  Baseline Emissions Inventory
   *
      A.  Baseline Year
      1972 was the latest year for which a complete hydrocarbon and  NO
                                                                      X
 emission inventory was available along with  the required air quality
 data.   Furthermore, this was the baseline year for the EPA Transportation
 Control Plan (TCP).
      For particulates and sulfur dioxide, 1972 area source data and 1973
 point source data were used. It may have been preferable to use the 1970
 inventory, which would have been compatible  with  the SIP but such data
 were not available.
      B.  Source  of Emissions Data
      All  emission data were obtained from the Maryland BAQC, which  was  the
 source for the TCP.  The BAQC VMT data were  obtained from a  modification
 of the regional  planning council  transportation study.
      BAQC emission data were used in preference to NEDS  data since  comparison
 showed the Maryland data to be  more complete (NEDS files are being
 updated by BAQC).
      The BAQC transcribes pertinent information from their permit applications
 onto computer tape, generating  a file that identifies all  sources of
                                     97

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emissions in the entire state.   An extract of this file for the AQMA was
obtained from the BAQC along with the appropriate file/field identifications.
There were over 10,000 point and area sources included in Baltimore AQCR
so relevant data were summarized.  Certain criteria were used in making
the summaries.  For example, not all  of the 9,000 point sources could be
included in the dispersion models.  For particulate matter, 100 point
sources with greater than 25 tons/year of emissions were used.   Area sources
were delineated on the tape as  discrete categories such as domestic,
commercial, vehicles, etc.
     C.  Geographic Location of Sources
     All sources in the AQMA were considered without regard to  location
for HC/0V relationship and projections.  The same applied for nitrogen
        J\
dioxide.
     For particulates and sulfur dioxide, all point and area sources
were located.  The magnetic tape obtained from the BAQC identified hori-
zontal  and vertical coordinates of each stack.
     D.  Technical Assumptions  about  Existing and Future Emissions
         Source Controls
     All EPA regulations imposed by the TCP were assumed to be  enforced
except gas rationing and LDV retrofit.  In addition, a state regulation
prohibiting any new source of 100 tons/year or greater of any pollutant,
or any increase of all sources  by the same amount was considered to be
effective.
     In determining projected emissions for 1975 and 1985, all  emissions
regulations were considered effective.  This involved the use of EPA
regulations for automobiles, state regulations for particulates and sulfur
dioxide, and local regulations  predominantly for sulfur in fuel limits.
The state regulations that were used  were those in effect during the
course of the study that would  regulate the amount of the emissions from
each source category.
     E.  Technical Assumptions  about  Emission Factors
     EPA emission factors made  available for this evaluation were used.
     F.  Problems and Suggested Solutions and Recommendations
     The problem of reconciliation of the hydrocarbon inventory among
the interested participants was of some significance in this investigation.
                                    98

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     In the development of AQMPs early meetings should be held to discuss
differences and reach concensus.

IV.  Emission Projections
     Methodology similar to that described in EPA guideline documents
was used for projecting emissions from one base period to some future
period.
     A.  Methodology
     Planning data from the Regional Development Plan were incorporated
into this study.  In general, the following factors were used for direct
proportioning of data of the base period year to some future period:
     power plants - FPC projected capabilities which were available until 1983
     industrial processes - manufacturing employment (intensive)
     fuel combustion/residential heating - number of dwelling units
     fuel combustion/commercial and institutional  - employment (intensive)
     refuse disposal - population increase
     transportation (cars, trucks) - vehicle miles travelled
     The planning data from the RPD were delineated by regional  planning
districts.  ES converted the projections for the RPD areas to coincide
with the Maryland BAQC grid system.  Since the emission inventory was
available for grid system, the land use planning projections had to be
made to 'fit' the existing data base for area emissions.
     Changes in vehicle miles travelled were based on ddLd from the
MOOT.   These data were stratified by RPD and were based on the General
Development Plan highway and transit systems with no controls or policy
changes in effect.   The MOOT projections of VMT were derived from the Baltimore
Regional Environmental  Impact Study (BRIES).  This study developed models
for trip generators, mode choice, and traffic assignment based on the
RPC land use model  forecasts.   Among the outputs of the models were VMT
for each RPD stratified by highway type and by level of congestion for
1980 and 1995.   Linear interpolation was used to obtain projected values
for 1977, 1980, and 1985.
     Specifically for the projections of hydrocarbons the following
assumptions were used:
                                    99

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  •  Gasoline storage and handling growth rates were projected at one
half the growth rate of VMT (in thousands of miles).
     VMT 1977 - 3,255.90
                            Growth Rate = 3.62 percent per year
     VMT 1980 = 3,622.04
                            Growth Rate =1.72 percent per year
     VMT 1985 = 3,943.65
     This projection assumed the continuation of the present trend toward
smaller cars and increased gasoline mileage.
  •  Power plant emissions would decrease because of the decrease in
generating capacity within the AQMA.
  •  No change was projected in hydrocarbon emissions from refuse disposal
because of the ban on open burning and control of incinerators,
  •  Diesel  and shipping included, for 1977, 0.28 tons per peak period
for diesel highway vehicles and 0.92 for other diesel  sources,  Diesel
highway vehicles and 0.92 for other diesel  sources.   Diesel  highway
vehicle emissions were projected at 1.1 times the growth rate in VMT
to reflect increased city bus service.  Other sources were projected at
the growth rate of transportation employment, 1.2 percent per year.
  •   Growth  in industrial process heating was based  on growth of manu-
facturing employment, 0.5 percent per year.
  •  A reduction in dry cleaning establishment emissions resulted from
the regulation prohibiting the use of reactive solvents.
  •  Emissions from other solvent uses were projected on the basis of
growth in manufacturing employment.
  •  Miscellaneous gasoline engines were projected to grow at the same
rate as population, 1.52 percent per year.
  •  Aircraft operations would grow at a rate of 7.7 percent per year.
   •  VMT growth factors were obtained from transportation data provided
by the Maryland Department of Transportation (from BRIES).
     B.  Problems and Suggested Solutions
     One of  the fundamental problems in estimating future air quality
based on economic and land use projections  is the assumed geographic
location of  the new sources.  In Baltimore  a large quantity of particulate
emissions are generated from large industrial  operations like the
Sparrows Point Plant of the Bethlehem Steel  Corp. It is unlikely that a
two-fold increase in intensive employment at the Sparrows Point RPD
could result in a corresponding two-fold increase in particulate emissions
                                  100

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from the steel plant.  Although growth is anticipated at the Sparrows
Point Plant, the employment will likely occur in nonpolluting sources
that augment the basic steel manufacturing processes.  It is suggested that
for those areas of the country where one single plant influences the air
quality, that these large industrial sources should be treated separately,
perhaps as power plants are in the fuel combustion category.  Another
significant problem encountered in projecting air quality for particulates
was the handling of a large number of small sources in dispersion models.
One future procedure might involve the smearing of the small point sources
among the various grids (area sources) used in the study.  Of course,
this would require assumption of the release height.  Area sources for
example were assumed to have an emission release height of 10 meters.
When combining these less than 25 ton per year point sources and calling
these area sources, a stack height of perhaps 25 meters should be incor-
porated.  The effect of including all, instead of one-third of the emissions
as was done in this trial plan, will be a better resolution in terms of
calibration of the dispersion models.
     C.  Recommendations
     The methodology described in the guideline documents seems strictly
applicable to area type emission sources.  Marginal errors are likely
when projecting point source emissions from one base period year to a
future period.  Instead of basing the point source emissions on various
economic and land use planning parameters, it is suggested that a statistical
sampling of large industrial  sources to determine what each individual
source plans are for the 10-year period ending in 1985.  In heavy industry
AQMAs, this procedure is likely to be significantly more accurate than
projecting emissions with the use of economic parameters.  One of the
reasons why power plants were excluded from the projection methodology
used for the industrial  processes and other sources categories was they
constitute a significant portion of emission in an AQMA.   In addition, power
companies generally know what future power requirements will be.   Power
companies have to know this  because it takes approximately 10 years from
the time of initial  conception to having an electric generator unit built
and going on line.   Similarly, large industrial  processes will  likely
know what their expansion plans are for the next 10-year period.

                                 101

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V.   Establishment of Baseline Air Quality
     A.  Baseline Year
     Engineering-Science used baseline air quality data that coincided
with the baseline emission inventory data (the 1972 and 1973 period).
In the air quality control region there were about 30 monitoring stations
that recorded data for particulates, sulfur dioxide,  carbon monoxide and
oxidant.
     B.  Time Compatibility of Baseline Quality and Emissions
     Since Engineering-Science used various air pollution dispersion
models to calculate the future air quality for inert pollutants in the
AQMA, baseline air quality data that coincided with the baseline emission
data were essential for calibrating.  The models were set in the calibration
mode in an attempt to validate the dispersion models  for the area as well
as compute a calibration factor that would relate emissions to air quality
more accurately.  For particulate matter and using only 1/3 of the
emissions in the entire AQCR, Engineering-Science obtained a correlation
factor of 0.75.   This would indicate that the model was fairly accurate
in predicting air quality from these sources but probably, because of
the incomplete emission data base, was not precisely predicting the values
measured in the field.  Some engineering judgment is  required to relate the
computer predicted values to the measured air quality data.
     C.  Source of Air Quality Data
     All air quality data for the period 1972 and 1973 were obtained from
the Maryland Bureau of Air Quality Control.
     D.  Accuracy and Representativeness of Data
     The stations have been located fairly uniformly throughout the
congested areas of the AQCR and quite likely reflect the hotspots of
higher pollution concentrations.  For the pollutants  measured the air quality
data was considered to be representative as well as accurate for air
quality in the Baltimore region.  Standard sampling methods had been used
to collect the data.  In addition, a telemetering system was used by the
Maryland Bureau of Air Quality using automatic sampling instruments that
would provide continuous concentrations of the various pollutants.
     No statistical analyses were conducted of the air quality data in the
region.  However, the number of samples taken would indicate that a
                                   102

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sufficient population had been obtained that statistically represented the
air quality data for the region.  Most of the data from the years 1972
and 1973 had already been incorporated into the SAROAD data bank.
     E.  Estimation of Air Quality from Monitoring Data
     Calibration of the dispersion model for particulates showed the y-
                                                3
intercept background to be recorded at 41 .8 ug/m  .  This y-intercept
represented that portion of emissions in the area not accounted for by the
model.  Air quality data from rural areas of the state indicated a back-
ground concentration of particulate matter of about 35-40 yg/m .

VI.  Air Quality Projections to 1985
     A.  Methods Considered
     To estimate pollution levels in the year 1985, Engineering-Science
considered first the use of a proportional  model based on predicted emissions
for the year 1985.  By comparing existing baseline emissions and air
quality, a simple roll-back roll-foward model could predict future air
quality in relation to estimated emissions.  Such a model is completely
adequate for predicting hydrocarbon and nitrogen dioxide levels.  For
these air contaminants, longer term secondary reactions in the atmosphere
are considered of paramount importanct; less significance is given to the
spatial distribution of sources.  Engineering-Science did consider temporal
variations important, e.g., the 6 to 9 A.M. peak which may be important
in estimating compliance with oxidant standards.
     For suspended particulate and sulfur dioxide estimations, spatial
distributions were considered to be extremely important.  Therefore,
a second step of modeling was required beyond that of estimating emissions
to the year 1985.  For this modeling effort.  Engineering-Science selected
the AQDM of EPA.
     B.  Methods Used
     The AQDM has a feature that allows the planner to determine the
impact on a given receptor point of any source in the AQMA.   Such a model
therefore offered the potential  for determining the effectiveness of
various control  measures.
     C.  Estimation of Future Air Quality
     For hydrocarbons and nitrogen dioxide, the 6 to 9 A.M.  emissions were
projected for 1977, 1980 and 1985.  Air quality (oxidant) was assumed
to be proportional  to hydrocarbon emissions using appendix J based on the
1973 baseline relationship.
                                   103

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      For suspended participates and sulfur dioxide,  emissions were  pro-
 jected for 1977, 1980 and 1985 and air quality levels  were predicted  by
 the AQDM model for 1977 and 1985.   The 1980 air quality levels were
 bracketed by the 1977 and 1985 emission levels so no computer run was
 deemed necessary.

VII.  Selection of Maintenance Strategies
      A.   Effect of SIP Controls on the Sources and Source Categories
          with Regard to Attainment/Maintenance
      In  the case of particulates and sulfur dioxides,  all  SIP regulations
 and industrial compliance schedules were assumed to  be met by 1977.
 In the case of HC, the TCP was assumed to be followed  completely with the
 exception of gasoline rationing and LDV retrofit.
      B.   Identification of Sources or Source Categories That  Would  Cause
          the National Air Quality Standards to be Exceeded
      In  preparing the emission inventories for all  pollutants, the  potential
 sources  were divided into several  source categories  such as residential
 heating, commercial heating,  industrial heating, power generations,
 industrial  processes, refuse  disposal  and transportation.   For the  hydro-
 carbon inventory, a further breakdown was provided for the transportation
 sources.  It was assumed that all  hydrocarbon (oxidant) and nitrogen
 dioxide  emissions had equal impact on air quality regardless  of location
 and stack height.  In the case of particulates and sulfur dioxide,  the
 computer model predicted ground level  concentrations that would be  due
 to various source categories.
      Air quality levels were  predicted first without considering the  need
 for maintenance measures.  All source categories were  listed, their contri-
 bution to future air quality  identified, and the available potential
 control  measure for those sources listed without regard to feasibility,
 acceptability, or impact.
      C.   Selection of Maintenance Strategies
      The following basic types of control measures were considered  for
 maintaining NAAQS:
   •  modify demand for the product
    •  modify raw materials
                                     104

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  •  modify production process,
  •  modify product output,
  •  modify residual effluent,
  •  modify assimilative capacity of the atmosphere,
  •  modify spatial and temporal source distribution.
     Engineering-Science, Inc. utilized the "Residual Environmental Quality
Management" (REQM)* system approach to systematically itemize and evaluate
control measures.  The effectiveness of each control measure was considered
in terms of its range of effectiveness, its percentage reduction in
overall emissions, and its improvement in air quality (in the case of
particulates).  The measures were considered independently for the first
analysis.  Potential control measures were listed and ranked subjectively
in a matrix by several criteria such as effectiveness, timing, acceptability
and so forth.  The ranking of control measures was accomplished by having
an air pollution task force of the Baltimore Regional Plan Commission act
as a, sounding board to the Engineering-Science draft.
     From the sample matrix (Figure 4), one can see that the following
factors were considered in selecting a combination of control measures which
constitute an AQMP strategy for each pollutant.
  •  policy instrument to implement
  •  range of effectiveness
  •  percent emission reduction
  •  improvement in air quality
  •  direct costs
  •  administrative costs
   •  social costs
  •  administrative considerations
         flexibility
         application of control
  •  timing considerations
         years before implementation
         years before effectiveness realized
  •  political  considerations
  •  legal considerations
*
 For example, see:  Bower, Blair T. and Basta, Daniel J.  Residuals-Environ-
mental Quality Management:  Applying the Concept, Baltimore, Maryland.  Johns
Hopkins Center for Metropolitan Planning and Research, October 1973, p. 12.
                                  105

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   •  environmental effect
   •  public responsiveness
     When example maintenance strategies were being developed, consideration
was given to the duplication, overlap or variance of the control measures
as applied together and air quality reductions (effectiveness) were
modified accordingly.
     Several notations were used in the matrix for rating environmental,
social, economic, temporal and political criteria.  The symbols and
numerical notations for the most part are self-explanatory.  One exception
may be the column entitles Public Responsiveness; the numerical entries
represent the number of responses for, or in opposition to, a particular
control measure.  These responses were recorded at meetings of the Air
Quality Task Force.  Not all members responded to each measure and all
groups in the BMAQMA were not equally represented.  The numbers in the
public responsiveness spaces should be viewed accordingly.  More important,
perhaps than these numbers were the comments recorded at the meetings
reflecting the concerns, questions and reactions of the group toward the
measures.  Intermedia environmental effects were divided into five sub-
categories; positive effects resulting from a control measure were noted
with the symbol X, negative effects with a minus symbol (-).  Where
there were no effects the space remained blank.
     A series of four meetings was held with the Air Quality Task Force
during the course of development of the example plan.  At each meeting the
latest version of the control measure matrices was distributed to the
panel for discussion and comment.  In the final version, it is believed
that a new concensus had been reached for each entry.
     D.  Comments
     The procedure for the selection of control measures worked well.
It starts by assuming all source categories may be important and all control
measures may be equally important.  The procedure was developed by EPA
Washington Environmental Research Center (WERC) and is highly recommended
for use in AQMP development.
                                  107

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VIII.  Legal  Authority
       As was shown in Figure 4,  the legislative requirements  for  each
  control measure considered were examined to determine the  existence of
  legal precedent and the need for new legislation.
       Legal  precedent, both in the form of air pollution  control  and
  prevention  of a general nuisance, exists to regulate emissions from the
  fugitive dust sources,   New, specific rules will  have to be  formulated
  and approved.
       Legal  implications of the  energy conservation  measures  include the
  limitation  on authority of local  authorities; however, there is  no reason
  to consider these measures legally not implementable. The most  difficult
  aspect is in enforcement.   In actual  operation these measures will finally
  respond only to the economic advantage of energy  conservation brought
  on by increased fuel costs.
       Land use measures  are currently within the purview  of local  and
  regional zoning authorities, and have not been used for  air  quality
  management  per se  in the  Baltimore region or in  the State of Maryland.
  Such use will require regional  coordination, local  regulation, and may
  also require state enabling legislation as deemed  appropriate by the
  State's Attorney General.
       The central legal  issue raised by the measure  requiring installation  of
  emission control devices on heavy duty vehicles,  and the measure requiring
  modification of vehicle tire and brake specifications, is  that of the
  proper level of legal authority.   State regulations for  emission control
  on all licensed trucks  in  Maryland could be implemented.  But because
  the Baltimore region lies  within a heavily travelled truck corridor and
  is close to other states,  Federal support for the regulations would be
  required if the measure is to be effective.  Otherwise,  non-conformance
  on the part of out-of-state vehicles would render the measure of limited
  effectiveness.
                                    108

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                       SUMMARY OF BALTIMORE AQMSA


POLLUTANT:   Total Suspended Particulate (TSP)

                        3
NAAQ STANDARD:   in pg/nT
ANNUAL
24 HR.
     EPA  (Geometric mean)       :   60         ~                  150
     Maryland  (arithmetic mean) : 75/65(Serious/More Adverse)   160/140(Serious/More
                                           o                            Adverse)
CURRENT AIR QUALITY, 1972 & 1973:   99 vg/m , Annual
                                   328 ug/mV 24 hr. max.; second highest

EXPECTED AIR QUALITY IN 1975/1977:  Same as 1972 & 1973         _ _

PERCENTAGE REDUCTION NEEDED TO ATTAIN STANDARD BY 1975/1977:    39%

PROPOSED ATTAINMENT/MAINTENANCE MEASURES AND DATE THEY MUST BE IN EFFECT:

Measures to control fugitive dust:
     1.  Control construction sites
     2.  Control open bodied vehicles
     3.  Control deposition on roads
     4.  Modify tire and brake design wear
Measures to reduce energy consumption:
  "  1.  Improve maintenance of heating systems
     2.  Improve furnace design
     3.  Improve building insulation
     4.  Control room temperatures
Land use planning measures:
     1.  Exclude new sources from hot spots
     2.  Change existing land use

INTERGOVERNMENTAL RELATIONSHIPS REQUIRED:

     The control of fugitive dust with the first 3 control measures are
implemented by the local control agencies through City or county ordinances
modifying tire and brake wear design will require design specifications for
greater durability to be implemented at the Federal  level.  The Department
of Transportation would probably be heavily involved but EPA would need
to coordinate such efforts.
     Local  agencies would have to be involved in the improvement of
maintenance on heating systems and on improvements in building insulation.
     To improve furnace design will require coordination of private and
governmental  agencies such as the Building Research  Advisory Board/
Federal Construction Council of the National  Academy of Sciences.
     Controlling room temperature will  require all  levels of government
and private persons to coordinate.
     Local  zoning agencies will  have to control  new  sources and reclassify
existing land uses.
                                   109

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                      SUMMARY  OF BALTIMORE  AQMSA


POLLUTANT:       CO

NAAQ STANDARD:	
CURRENT AIR QUALITY:
EXPECTED AIR QUALITY IN 1975/1977:
PERCENTAGE REDUCTION NEEDED TO ATTAIN  STANDARD BY  1975/1977:
PROPOSED ATTAINMENT/MAINTENANCE  MEASURES  AND  DATE  THEY  MUST  BE  IN  EFFECT:
             Carbon monoxide was  not  included  in  the  example  plan.
             A preliminary analysis based  on existing  air
             quality and emission inventory indicated  that
             the future carbon monoxide  levels would  not exceed
             the standards and therefore should not be considered
             in the maintenance program.
                                  110

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                       SUMMARY OF BALTIMORE AQMSA
POLLUTANT:      N0x
NAAQ STANDARD:    100 yg/m  annual  average

CURRENT AIR QUALITY, 1972 & 1973:   117 ug/m3 AAM
EXPECTED AIR QUALITY IN 1975/1977:  104 yg/m3 AAM,  By 1980 and 1985 emissions
    are expected to be below the level  required to  maintain the AAQS.

PERCENT REDUCTION NEEDED TO ATTAIN STANDARD BY 1975/1977:          0
PROPOSED ATTAINMENT/MAINTENANCE MEASURES AND DATE THEY MUST BE  IN EFFECT:

     None Recommended.
INTERGOVERNMENTAL RELATIONSHIPS REQUIRED:

     The Federal  controls of motor vehicles and regulations  of  the  State
of Maryland are adequate to maintain AAQS.
                                   Ill

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                       SUMMARY  OF  BALTIMORE  AQMSA
POLLUTANT:         S0x
NAAQ STANDARD:      in yg/m3

                                   EPA                   MARYLAND
                                                      Serious   More  Adverse
         ANNUAL                     80                   79        39
         24 hr.                    365                  262      131
          3 hr.                   1300                  525      262

CURRENT AIR QUALITY,  1972 & 1973:   Annua1--37  yg/m3;  24  hr. max.—131  yg/m3

EXPECTED AIR QUALITY  IN  1975/1977:   Less  than  1972/73.   Projected  S02  emissions
     inventory  shows  a net reduction of S02  of 35%  by 1980 and  31% by  1985.

PERCENT REDUCTION NEEDED TO ATTAIN  STANDARD  BY 1975:   No additional reduction
                                                         is necessary

PROPOSED ATTAINMENT/MAINTENANCE  MEASURES  AND DATE THEY MUST BE  IN  EFFECT:

     None are recommended.
INTERGOVERNMENTAL RELATIONSHIPS  REQUIRED:

     The State of Maryland Bureau  of Air  Quality Control  has  sufficient
sulfur-in-fuel regulations that  apply to  the  AQMA.
                                112

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                        SUMMARY  OF  BALTIMORE  AQMSA


 POLLUTANT:     HC/Photochemical  Oxidants
                          o
 NAAQ STANDARD:    160yg/m   (1-hr,  max.;  not to  be exceeded more  than  once/yr.)

 CURRENT AIR QUALITY,  1972 &  1973:    Highest  Hrly ave.  0.21 ppm; Next highest  0.21('72)
                                     Highese  Hrly ave.  0.23 ppm; Next highest  0.20('73)

 EXPECTED AIR QUALITY  IN 1975/1977:   Highest  Hourly Ave. 0.09 ppm	

 PERCENTAGE  REDUCTION  NEEDED  TO  ATTAIN  STANDARD BY 1975/1977:   70%  HC  emissions

 PROPOSED ATTAINMENT/MAINTENANCE MEASURES  AND DATE THEY MUST BE IN EFFECT:

      1.   Improve  emission controls  on  heavy  duty vehicles.
      2.   Reduce use of  hydrocarbon  solvents.


 INTERGOVERNMENTAL RELATIONSHIPS REQUESTED

      1.   The control  of emissions  from heavy duty vehicles will probably
^require Federal action  for nation-wide coverage  and uniformity.  However,
 the  State of Maryland can implement this  program (retrofit).  Therefore
 both agencies must cooperate in this effort.

      2.   The ban  on reduction of solvent  manufacturing will require
 cooperation from  Federal, State, Regional and local government agencies.  In
 addition private  interest groups such  as  associations and unions should
 also be consulted.
                                   113

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                               Chapter V
               DENVER TRIAL AIR QUALITY MAINTENANCE PLAN

I.   Denver AQMSA Characteristics
     The Denver Front Range Air Quality Maintenance Study Area includes the
Metropolitan Denver Air Quality Control Region (AQCR), containing Adams,
Arapahoe, Boulder, Clear Creek, Denver, Douglas,  Gilpin, and Jefferson
Counties, and Larimer and Weld Counties of the Pawnee AQCR.   The AQMSA
extends eastward from the Continental  Divide into the plains, with the
major urban centers located along the foothills of the Rockies.   The
greater Denver area lies within the South Platte River drainage  basin
with the City of Denver having an elevation in excess of 5,000 feet above
sea level.  Roughly 20 miles to the west the mountains reach a height of
8,000 feet above Denver; to the southwest, the land rises more gradually
along the South Platte River valley.  The principal areas of concern for
the development of the AQMP are the population centers along the eastern
foothills.  In addition to the City of Denver, the AQMSA includes the major
urban centers of Boulder, Longmont, and Broomfield in Boulder County,
Fort Collins and Loveland in Larimer County, Greeley in Weld County, and
Brighton in Adams County.
     The pollutants designated to be of interest in the AQMSA are total
suspended particulates, carbon monoxide, nitrogen oxides, and photo-
chemical oxidants.  The particulate problem is basically a result of the
arid conditions of the region which allow for entrainment and subsequent
transport of particulates during windy conditions.  Manmade  sources of
fugitive dust include the following:  unpaved roads; sand on paved roads;
agriculture; land development; residential, industrial, and  commerical
construction; highway construction; aggregate storage; cattle feedlots; and
quarrying, mining, and tailings.
     The other pollutants of interest, CO, NO , and photochemical oxidants,
                                             /\
result from the heavy use of motor vehicles in the Denver AQMSA.   The
Denver metropolitan area is characterized by a high growth rate  of motor
vehicles (5.2 percent per year) and the highest per capita automobile
registration in the nation, one automobile for every 1.5 persons.  The
                                   115

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motor vehicle pollutant problem for the AQMSA is exacerbated by the high
elevation of the region, since operating parameters of gasoline-powered
engines and the effectiveness of control devices are functions  of ambient
air density.
     The topography of the region also adds to the high ambient concentrations.
Under light, nighttime wind conditions, surface air, made relatively more
dense by radiational  cooling, drains down the river valley toward the
northeast and lower elevations.  This cold air drainage apparently stops
just beyond the suburbs and the shallow air mass, which has accumulated
pollutants from city sources, is frequently brought back by a wind direction
reversal around noon.  Under a light wind regime, crossing and  recrossing
of the pollutant source by the same air mass may continue for several
days, thus leading to local accumulation of pollutants.
     An understanding of socioeconomic characteristics of the AQMSA provides
important criteria for evaluating the potential  effectiveness and applica-
bility of control  measures, and for selection of measures for final  plan
development.  The Denver region's population has grown at a fast pace
in the past three decades, increasing from 3 to 4.6 percent per year.
Population is decreasing in the central city as urban sprawl  moves to the
north and south along the front range.  The suburban communities have
accounted for approximately 80 percent of the area's population increase
between 1950 and 1970.  This trend is expected to continue with the per-
centage of the total  metropolitan Denver population residing in Denver
County going from 65 percent in 1950 to 25 percent in the year  2000.
     Growth in Larimer and Weld Counties has been even more dramatic,  es-
pecially for their major cities.  While the growth rate has been fairly
consistent in the past, the recent trend has been an acceleration of growth.
Between 1960 and 1970 Fort Collins had a 73.2 percent rate of increase,
Loveland had a 66.6 percent increase, and Greeley had an increase of 47.8
percent.  It should be noted that the two cities that increased the most
between 1960 and 1970 were both located in Larimer County which itself under-
went a growth of 68.5 percent over the previous decade.  Weld County,  as
a whole, had a growth rate of only 23.4 percent during the same time period,
which is less than that for the entire State and indicates a slow rate of
increase in population in the rural districts.

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     Residence patterns are crucial in regional development planning, public
transit system development and selective transportation control measures
designed to alter travel patterns to attain a shift in modal mix that both
meets transit needs and minimizes air pollution and other environmental
degradation.  Low density and dispersed residential development patterns
characterizing the regions are expected to continue with circumferential
growth occurring from city centers and radial growth along transportation
corridors.  Other housing trends, such as a declining number of persons per
housing unit and popularity of low density residences, are expected to
continue.
     Approximately two-thirds of the employment growth between 1964 and 1970
occurred in Denver County, while about 95 percent of the population growth
was in surrounding counties.  This indicates an inward work trip transpor-
tation flow for the region.   Projected employment density patterns indicate
that employment will continue to be concentrated in the core region,
thus requiring continued commuter traffic.  Some services have followed the
residential development in the suburbs, but as yet no proliferation of
industrial development is apparent.
     Based on a census week in 1970, only 4.2 percent of the workers in
the Denver SMSA traveled to work on public transportation.  The majority
of the workers, 74.8 percent, drove private automobiles while 10.4 percent
were passengers in private autos, and 8.5 percent walked to or from their
place of work.

II.  Intergovernmental Cooperation
     A.   Agencies Contacted
         1.  State
         Colorado Air Pollution Control Commission - The duties of the
Colorado Air Pollution Control Commission include the development and
maintenance of a comprehensive program for prevention, control  and abate-
ment of air pollution throughout the entire state, including a program for
control  of emissions from all  significant sources of air pollution; the
promulgation of ambient air goals for every portion of the state; the
adoption and promulgation of ambient air quality standards and emission
                                    117

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control regulations;  the receipt of and,  at its discretion,  the hearing  and
determination of violations;  the receipt  of applications  for variances and,
at its discretion, the review of any variance order or  determination  of
the variance board to which such applications may have  been  transmitted.
The Commission must also hold a joint meeting with the  State Board of
Health during the month of October of each year in order  to  hear public
comment on air pollution problems within  the state and  to answer questions
from the public concerning the administration and enforcement of promulgated
rules and regulations.
         Colorado Air Pollution Control  Division -- The  Division is
empowered to conduct studies  and research with respect  to air pollution,
the control, abatement, or prevention thereof; determine  if  the ambient
air standards are being violated in any  area of the state; enter and  inspect
any property, premise, or place for the  purpose of investigating actual,
suspected, or potential source of air pollution; furnish  technical advice
and services; notify any affected jurisdiction of standards  that are  not
being met; and issue contaminant emission notices.  The Division also
has the authority to enforce  compliance  with the promulgated emission
control regulations.
     The Department of Health, in which  the Air Pollution Control  Division
was established, is designated as the "state agency" for  all purposes of
the Federal  Clean Air Act, as amended, and regulations  promulgated under
said act.  The Department of Health accepts and supervises the administration
of loans and grants from the  Federal government (and from other sources,
public or private) that are received by  the state for air pollution control
purposes.
         Colorado Division of Planning - The Division of  Planning serves as
an advisory and coordinating  agency with no regulatory  authority.   It was
created within the Department of Local Affairs to, among  other things,
prepare planning "for meeting problems in the areas of  highways, air and
water pollution, water supplies, sewage  disposal, recreation, urban and
nonurban growth, transportation, education, industrial  and commercial
development, and related matters."
                                  118

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     The duties of the Division of Planning are primarily those of assistance
 in the gathering and using of data.  The population statistics, estimates,
 and projections prepared, maintained, and interpreted by the Division of
 Planning are designated as the official data.  The Division of Planning
 must prepare and periodically revise an inventory of the public and
 private natural resources, major public and private works, and other
 facilities and assemble information deemed to be important for the planning
 and development activities of the state.
     The Division of Planning's primary input to the development and imple-
 mentation of an air quality maintenance plan, aside from the use of its
 data, is the use of its function as the A-95 clearinghouse.  The Division
 of Planning is also the lead state agency in HUD 701  planning.
     All master or zoning plans, prepared by any region, county, or district
 planning commission, must be submitted to the Division of Planning for
 review and comment before adoption or certification.   The planning commission
 submitting such plans is not bound by such advice or criticism.
         Colorado Land Use Commission - The Colorado Land Use Commission was
 established within the Office of the Governor to provide the leadership
 necessary to encourage planned and orderly use development.  For the
 past three years the Land Use Commission has been working to identify a
 program that will  provide a framework and a process whereby the State of
 Colorado and its political subdivisions can guide future development.
This has culminated in a report entitled, "A Land Use Program for Colorado,"
which is briefly discussed below.
     Of particular interest to the development of an  air quality maintenance
 plan is the program outlined for the environment.  The report recommends
a three-pronged approach to the achievement of environmental goals.
As a first element, environmental  inventories would be prepared and plans
made that reflect the location of significant natural  amenities and
ecosystems, as well as scenic,  cultural, and historic resources.  The
 identification of these critical  environmental areas  will,  in turn, guide
the administration of land use and environmental  regulatory programs,
 including a new-development permit system.
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     This permit system would apply to all  developments located in  areas
of critical  environmental  concern and to proposed activities  of regional
or State significance.   The granting of a permit will  be the  function of
regional permit boards  within the five regions of the  State,  with appeals
to a State Permit Review Board.   The criteria for determining when  a
permit is needed, whether it should be granted, and what restrictions or
conditions should be attached to it will  thus be responsive to regional
differences.  Permit decisions will reflect a comprehensive review  of the
proposed development's  effects on the environment, public services,  and
existing public infrastructure.   Public hearings on permits will  be  conducted
at the regional level,  with an opportunity for citizen participation. This
permit system, along with strengthening of local land-use controls,  and
improvements in state regulation of environmental  quality, make up  the
second element in the recommended environmental strategy.
     The third element  looks toward the creation of a  Special Land  Agency,
a state-owned corporation empowered to acquire environmentally critical
lands, or partial interests in these lands, such as scenic easements, and
to help provide accessible recreational opportunities  for Coloradans.  In
urban and urbanizing areas, the Commission suggests the creation of linear
parks along rivers and  streams or other environmental  corridors.  Such
parks would preserve both shorelines and other environmental  qualities.
         2.   Regional
         Joint Regional Planning Program - Denver SMSA - The responsible
agency for comprehensive planning in the Denver SMSA is the Denver  Regional
Council of Governments  (DRCOG).   The responsibility for continuing,
comprehensive, and cooperative (3-C) transportation planning  rests  with  the
Joint Regional Planning Program (JRPP).  The JRPP is a cooperative  trans-
portation planning effort carried out jointly by the DRCOG, the Regional
Transportation District (RTD), and the Colorado Division of Highways (CDH).
     Consistent with its role as intergovernmental coordinator for  the
SMSA region, the DRCOG  coordinates the joint planning  efforts with  federal,
state and local units and agencies of governments.  In carrying out this
role, the DRCOG makes application for federal assistance to the planning
program, coordinates the planning program with the planning for all  modes
                                  120

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of transportation, coordinates the needs and findings of the planning
program with units of local government, coordinates with state planning
efforts, and, upon adoption, certifies land use and public transportation
plans to the federal government.  General policy guidelines are established
cooperatively by the policy bodies of each agency.  The staffs of the
DRCOG, the RTD, and the CDH have responsibility for management and control
of the planning elements and tasks assigned to their respective agencies.
Specific planning responsibilities of the agencies are outlined below.
     DRCQG Activities - Those activities of the DRCOG that are instrumental
in the JRPP are detailed below:
     Comprehensive Planning Information - Preparation of regional  goals
and objectives, estimates and projections of population counts and charac-
teristics, socioeconomic/employment information, land use, identification
of natural and man-made physical characteristics influencing regional
development, identification and projection of community facilities and
service requirements, and preparation of land development criteria and
standards.
     Urban Development Plans - Preparation, analysis and evaluation of
regional development plans based upon alternative development policies.
     Joint Development with RTD and CDH of Transportation Plans -  Preparation
of transportation information, development of travel pattern data, prepara-
tion and evaluation of transportation models, preparation of transportation
system criteria and standards, forecasts of regional travel demand,
preparation and testing of alternative transportation corridors, and
evaluation and selection of highway and public transportation plans.
     Continuing Development of Short and Long Range Plans and Planning
Information - Continuing development and analysis of indicators of regional
growth and change;  coordination of planning program findings with  public
transportation operators and with the Colorado Division of Highways;
monitoring of public action programs that may affect the planning  program
and development of  short-range highway transportations plans that, combined
with short-range public transportation improvements, will  tend to  raise the
overall  level  of transportation service in the region.
                                  121

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     RTD Activities - These activities are listed below:
     Joint Development with DRCOG and CDH of Transportation  Plans  -
Preparation of public transportation information, travel  pattern data,
transportation models, transportation system criteria and standards,
regional travel  demand, alternative transportation corridors,  and  evalua-
tion and selection of public transportation plans.
     Detailed Long-Range Public Transportation System Plans  -  Estimates
of system usage, line and station location studies, preliminary vehicle
design, preparation of operating plans, preliminary engineering studies,
detailed cost benefit analysis, preparation of capital  and operating  cost
estimates, and architectural and urban design studies.
     Implementation Program - Preparation of financial  program and
construction phasing, examination of organizational and legislative programs,
and preparation of a step-by-step implementation program.
     Short-Range Improvement Programs - Analysis of bus ridership
pattern, analysis of route structure, identification of role for local
transit service, analyzing deficiencies in service, and preparation
 ^fc
of a short-range public transportation improvement program.
     Demonstration Programs - Identification, development and implementation
of programs that will aid in ultimate development of the long-range public
transportation plan and serve to demonstrate that modern public transporta-
tion is a viable alternative to automobile travel.
     Public Education Program - Development and implementation of  a
community interaction and information program to ensure that any new
public transportation plan is responsive to;the needs of the entire community
and to provide for effective citizen participation in the public transporta-
tion planning process.
     Community Approval - Sponsorship of public hearings, modification  of
public transportation plans as required, and submission of a plan  for the
development, maintenance, and operation of a public transportation system
to the voters of the District.
     Implementation of Plan - Upon favorable approval of the electorate and
sale of authorized bonds, unification and operation of existing public
                                   122

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transportation systems as well as construction of new facilities in
accordance with the plan.
     Continuing Development of Short and Long Range Plans - Together with
the Council of Governments, continuing preparation of short and long
range plans to meet public transportation needs and requirements of the
region.
     CDH Activities - The activities of the CDH, relating to the Joint
Regional Planning Program, are given below:
     Joint Development with DRCOG and RTD of Transportation Plans -
Preparation of highway transportation information, travel pattern data,
transportation models, transportation system criteria and standards,
regional travel demand, alternative transportation corridors, and evaluation
and selection of highway transportation plans.
     Continuing Development of Short and Long Range Plans - Contributing
to preparation of short and long range plans to meet highway transportation
needs and requirements of the region.
     Implementation of Highway Plans - Budgeting, engineering and construc-
tion of highway improvements resulting from cooperative planning program.
     Mechanism for Planning Coordination - There exists a Memorandum of
Agreement between the DRCOG, the RTD, and the CDH, signed on April  16, 1971,
and currently in effect.   The DRCOG, as the designated areawide planning
agency and coordinating member of the JRPP, has the responsibility  to
administer and coordinate all transit planning funds.  The DRCOG also has
the authority to contract with other agencies to provide and administer
planning monies.  HUD 701 planning, A-95 review, and Sections 201,  208,
and 303 water quality planning are some of the functions the DRCOG  is
supposed to perform in the Denver SMSA.
     In order to provide continuing liaison between federal, state, and
local  agencies, and provide for effective input of their expertise,
concerns and desires, the JRPP has designated the DRCOG's Regional  Planning
Advisory Committee (RPAC) as a technical  advisory committee to the  trans-
portation planning process.  Voting members of the RPAC represent the
cities and counties of the region.  While membership is not limited to
particular professional  disciplines, members are usually city planners or
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engineers.  Also included on the committee, in a non-voting, associate
capacity, are representatives of the Colorado Division of Planning, the
Colorado Land Use Commission, the CDH, the RTD, the Federal  Highway
Administration, the Department of Housing, the Bureau of Outdoor Recreation,
and the Federal Aviation Administration.  Meetings of the RPAC are held
at least monthly.  While the transit operating agencies of the region are
not directly represented on the RPAC, representation is provided through the
Committee's two members from the City and County of Denver.
         Larimer-Weld Regional Planning Commission - The only regional
planning commission that has been created in the Denver AQMSA, other than
the DRCOG, is the Larimer-Weld Regional Planning Commission.  The Larimer-
Weld RPC has developed and adopted a master plan that states the goals and
policies for the Larimer-Weld region and provides the development plan
for these two counties.  This plan is not deemed to be an official advisory
plan unless adopted by the planning commission of the municipality or county
affected.  HUD 701 planning and A-95 review are two of the responsibilities
of the commission.
         Local Pollution Control Authorities - Colorado has  a very strong
interest in maintaining control over local problems in the jurisdiction
of interest.  As much as possible, initial regulatory control is placed
in the local authorities with final control by the state only if necessary.
The Colorado Air Pollution Control Act delegates to the local governmental
agencies the authority to enforce the rules and regulations  adopted by
the Air Pollution Control Commission.
     The local air pollution control authorities in the Denver Air Quality
Maintenance Study Area, none of which were contacted during  this study,
are 1isted below:
   County                     Agency Title                          Location
Adams           Tri-County District Health Department              Englewood
Arapahoe        Tri-County District Health Department              Englewood
Boulder         Boulder City-County Health Department              Boulder
Clear Creek
Denver          Denver Department of Health and Hospitals          Denver
                Denver Building Department                         Denver
Douglas         Tri-County District Health Department              Englewood

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    County                     Agency Title                          Location
 Gil pin
 Jefferson       Jefferson County Health Department                 Lakewood
 Larimer         Larimer County Health Department                   Fort Collins
 Weld            Weld County Health Department                      Greeley
         Local Planning Commissions - All counties in Colorado must have,
 and any municipality may have, a planning commission.  Any such planning
 commission must prepare a comprehensive plan (master plan) for its jurisdic-
 tion.  These plans are officially adopted (after public hearings), and must
 be considered before decisions are made about certain types of facilities.
 Generally, the master plan has little legal effect on private actions as
 there is no requirement that zoning be in accordance with the community
 master plan.  In Weld County, at present, it is the policy to rely on
 the comprehensive plan in zoning decisions.  Municipal, but not county,
 planning commissions must also review the locations of public thoroughfares,
 utilities and open spaces.
     B.  Responsibilities of Agencies
         1.  AQMP Preparation
         The inputs of the various agencies to the maintenance plan pre-
 paration follow naturally from their role in the region as described
 above.  Table 1  presents a matrix that summarizes these inputs.
         2.   AQMP Implementation
         The plan implementation responsibilities of the various  agencies
are also a direct result of their role in the region and the available
 legal, organizational  structure.   The maintenance plan for the Denver
AQMA relies  primarily upon the authority vested in the Air Pollution Control
 Commission and the Land Use Commission as  described below.
         3.   Responsibility Assignments — In the preparation of the Denver Example
AQMP,  the existing infrastructure was examined to determine the path of
least resistance for generating  a feasible cooperative mechanism.
     The first item considered was  enabling legislation.  In Colorado
there are two primary legislative mandates for use in maintenance  planning.
The first is the Air Pollution Control  Act of 1970 which established the
                                   125

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Air Pollution Control Commission.  The second is Colorado House Bill 1041
which amends previous land use law.  Colorado law also provides for the
adoption, by municipal planning commissions, of regulations to govern the
subdivision of land.  The statute contains a list of features that may
be regulated, including "light and air."  The RTD is specifically provided
for in legislation and has relatively broad powers to both plan and
implement a program of mass transportation, including authority to tax,
incur debts, and issue bonds.  Thus, a search of existing legislation
serves as the primary means of identifying agency responsibility.
     A second source of agency identification is examination of what has
already been done in terms of socioeconomic projection, air quality data
collection, and other specific programs.  This serves to identify technical
ability to perform the task.   In the case of Denver, land use, highway,
and transportation plans are  already available, though in ever changing
form, through the JRPP.  The  JRPP is a joint effort among DRC06, the CDH,
and the RTD.  In doing their  planning, population and employment projections
are generated.  Land use planning on a macroscale is already available
through the Land Use Commission.
     In addition to their roles in preparing comprehensive plans, both
DRCOG and the Larimer-Weld COG serve as forums for discussion.  As voluntary
associations of county governments they have no legal authority per se.  They
do have, however, political  influence resulting from the councils' member-
ships.  In short, while COG's don't exhibit legally binding authority,
they do have the potential for exercising significant political  influence.
     C.  Recommended Organizational Relationships
     For the Denver AQMSA, it is recommended that the Air Pollution Control
Commission and the Land Use Commission undertake the development and imple-
mentation of the maintenance  plan as a joint venture.  This appears to be
the most suitable organizational structure, given the land use law as well
as the Air Pollution Control  Act.  Each of these pieces of legislation
gives large amounts of power  to the respective agencies.   The joint venture
is to be accomplished by the  exchange of information between the two groups.
Further, it is suggested that periodic meetings be established where both
commissions are represented.   This will  allow for any problem areas to be
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resolved.  Obviously, the other respective responsibilities  of the  commissions
will change in no way.  This organizational  structure increases the work
load of each body, but only by one-half of what it would  be  if sole
responsibility were delegated to one commission.
     D.  Problems and Suggested Solutions
     Several obstacles may hinder the creation of an  adequate  intergovern-
mental cooperation mechanism.  The first arises because of the nature  of
air quality maintenance.  Maintenance, perhaps even more  than  air quality
attainment, must be coordinated with many other social  goals.   Given the
fact that air quality maintenance is perpetual in nature,  its  objectives
must be coordinated with these other goals.   For  this reason,  land  use and
transportation planning, at least a priori,  are good  candidates as  mainte-
nance measures.  Their use as a strategy allows for simultaneous movement
toward a number of objectives.  The major problem arising  from their use
is the necessity for including additional agencies in maintenance plan
development.  The solution to this problem is identification of key bodies
for accomplishing each objective and coordination from the top of the
hierarchical structure.  This was the approach used in the example  plan
for the Denver AQMSA.
     The second problem area is really at the heart of maintenance  plan
development.  Air quality maintenance, while not  a new concept, is  an
unknown as far as institutionalization is concerned.   At  present there exist
no laws or bodies with the explicit function of providing  for  the mainte-
nance of air quality.  Thus, the problem of intergovernmental  cooperation
is compounded.  Existing legislation must be looked at, interpreted in
the light of air quality, and roles to agencies must  be assigned.
     Along these same lines, there is the problem of  how  well  the selected
bodies will work with one another.  At the present time,  information links
can only be suggested.  Only after the concept of maintenance  has been
around for a while can one be assured that these links will  be sufficient.
An alternative, if such an informal arrangement does  not  work, is the
creation of an ad hoc committee, by the governor, on  air  quality maintenance.
This would be made up of members from both of the aforementioned bodies.
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III.   Baseline Emissions  Inventory
      A.   Baseline Year
      The baseline year for the emissions  inventory  used  in  the  development
 of the example AQMP for  the Denver AQMSA  was  1972 for most  of the  pollutant
 sources.  This year included the most recent  update of NEDS  for this  region
 and  also was  the year  for which fugitive  dust emissions  and  traffic
 volumes  for the Metropolitan Denver highway network were provided.  However,
 for  mobile source emissions in Boulder, Fort  Collins, and Greeley, it was
 necessary to  use 1968  as  the base year from which projections were made,
 due  to the lack of more  recent data.
      B.   Source of Data
          1.   Point Source Emissions
          Base year point  source emissions are given for  all  pollutants  in
 NEDS.  The NEDS point  source data were provided by  the Environmental
 Protection Agency, Region VIII,  and contained listings of the individual
 point  sources,  including  names of companies,  location, and  process rates.
          2.   Line Source  Emissions
          The  emissions of CO,  HC,  and  NO  were calculated by use of the
                                        X
 Kricher  and Armstrong  emission factors along  with diesel emission estimates
 from AP-42 for  the grid  squares  (see  below) for which estimates of traffic
 volumes  for the current Metropolitan  Denver highway network  (1972) had
 been made.  This procedure involved a  summation over low mileage emission
 factors, emission control  deterioration, weighted annual travel, and
 different speed types.  Evaporative hydrocarbons were also accounted  for
 in the calculation.  The  basis for  the traffic data  used in  the emission
 calculations  was an  origin-destination survey and travel forecast carried
 out  under the JRPP.
     Base year  mobile  source emissions were also derived for Boulder, Fort
 Collins, and  Greeley based upon  1968  VMT data as a  function  of  road type
 as listed in  the Classification,  Needs, and Fiscal  Study prepared for
 the  CDH  by Wilbur Smith and  Associates.
          3.   Area Source  Emissions
          Non-fugitive  area source emissions of particulates  and non-mobile
 related  CO, HC,  and  NO  area  source emissions were  used  as provided in
                       X

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the NEDS.  Fugitive dust emissions were provided for each  county in the
AQMSA in the PEDCo report, Investigation of Fugitive Dust  - Sources,
Emission, and Control  - For Attainment of Secondary Ambient Air Quality
Standards, Colorado.
     C.   Allocation of Emissions
     For all particulate sources,  a universal  transverse mercator (UTM) co-
ordinate system was used.  Point sources included in NEDS  had UTM coordinates
already assigned to them and these were located accordingly.  Non-fugitive
particulate area source strengths  rounded to the nearest 100 tons/year,
were provided in UTM grid squares  on a map printout of each county by EPA
at Research Triangle Park.  Fugitive dust emissions were also allocated to
the grid squares by first disaggregating the county into zones representative
of the current land use (croplands, urban area, woodlands), assigning the
emissions for the various activities to the corresponding  land uses
(e.g., agricultural emissions were assigned to cropland),  and then the
                                  2
emission densities, tons/year/4 km , were calculated for each grid square.
     Emissions of CO,  HC, and NOV  were allocated to the 240 grid squares (2
                                X
miles on a side) used for air pollution studies by APRAC.   These emissions
were calculated from the average daily VMT data provided by the Research
and Special Studies Branch of the  CDH for the same grid squares.  It was
not necessary to convert these to  UTM coordinates as the change in emission
densities over time was to be the determining factor in the development
of maintenance measures.
     D.   Emission Control Assumptions
         1.  EPA Regulations
         The only EPA promulgated emission regulations used were those that
apply to motor vehicle related emissions under the Federal Motor Vehicle
Control  program.  Modifications were made in the emission  and deterioration
factors to account for the fact that high altitude emission standards
will first apply to 1977 year vehicles and that the interim standards are
assumed to be extended through the 1977 model year.
     Other strategies promulgated by EPA to control motor  vehicle pollution,
were assumed in the projection of emissions.  These were assumed to be
implemented on or before 1977:
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     1.  Semi-annual inspection and maintenance using the idle test mode
(failure rate = 50 percent)
     2.  Air bleed retrofit on pre-1968 light duty vehicles
     3.  Air bleed retrofit with exhaust gas recirculation on 1968 to
1974 light duty vehicles
     4.  A maximum reduction in light duty vehicles VMI of 15 percent
for all VMT-reducing strategies.
Hydrocarbon emissions from stationary sources were assumed to be con-
trolled to the degree indicated in the EPA-promulgated transportation
control plan.
     Other EPA regulations, e.g., New Source Performance Standards, were not
considered due to the already high degree of control  on existing sources
through the application of Colorado regulations and the small contribu-
tion any influx of new sources would have on the total air quality.
         2.  Colorado Regulations
         Regulation No. 1 of the State of Colorado, promulgated to control
the emission of particulates from point sources, was  applied to all point
sources of over 100 tons/year particulates.   This  was accomplished by
applying the process rate based regulations  to the process rates as given
in NEDS.  Section II-D of Regulation No.  1,  a recently promulgated section
concerning the control  of fugitive dust,  was applied  to the emission
levels of fugitive dust.
         3.  Local Regulations
         No local regulations were discovered during  the course of this
study and therefore none was applied.
     E.  Emission Factor Assumptions
     Except in the case of motor vehicle  emissions, emission factors were
assumed to be consistent with those of the emission data base development,
both in NEDS and by PEDCo.  For mobile source emission estimates,  as
stated earlier,  modifications were made in the emission and deterioration
factors to account for the problems associated with high altitude.
     F.  Problems
     A minimal number of problems were encountered at this stage of the
plan development.  As is the case throughout the maintenance planning
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procedure, there is some inconsistency of data bases.   This  was evident
by comparing the point source emissions given by PEDCo and that in NEDS.
As NEDS was supposed to be more accurate and detailed, and no evidence
to refute this was developed, this was the data base used.
     It was also felt that insufficient accuracy was represented in the
area source emissions allocated in NEDS where a rounding  to  the nearest
hundred tons/year occurred.  This deficiency was more  pronounced in rural
areas where many grids were assigned either no area sources  or 100 tons/year.
A similar lack of accuracy was also evident in the allocation of fugitive
dust emissions by gross land use areas.  Solutions of  these  problems were
not attempted due to the limited time allotted to the  example plan
development.
     G.  Recommendations
     Establishment of a baseline emissions inventory requires extreme
care since it is the basis for long term projections of emissions and
resulting air quality.  Since the projection techniques and  factors
incorporate inherent uncertainty for a 10-year period, it is necessary
to provide the most accurate base possible from which  to predict.
IV.  Emission Projections
     A.  General Methodology
     The development of projected emissions for the Denver AQMSA assumed
that emissions would grow in direct proportion to various parameters that
relate to the size of a source.  This is not an unreasonable assumption
as many of the emission regulations for industry are applied on the basis  of
process rates and residential pollution is expected to grow with the number
of residents.
         Growth Projection Data
         In the Denver metropolitan area, the JRPP provided projected
levels of population and employment by industry type within small zones
called superdistricts for 10-year intervals to the year 2000.  Outside
of the JRPP superdistrict areas official state population projections through
1980 were available for each county from the Division of Planning.  Other
population and economic estimates included OBERS data on an AQCR basis and
county planning commissions' data.  It was found that significant dis-
crepancies existed between these two sources and the official projections

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of the JRPP and the Colorado Division of Planning.  It was decided to
rely upon the projections of the JRPP and the Division of Planning's
projections to the maximum extent possible as these were not only the
official projections but also the agencies from which these projections came
are primarily responsible for growth planning in the region.
     Travel  activity data were also used for projecting emissions.  Data on
both present and projected automobile travel were supplied by the Colorado
Division of Highways.  Vehicle-miles traveled data were available by
highway functional classification and by geographic area.  The major
problem is that these data are given only for the years 1968 and 1990
for non-JRPP areas and for 1972 and 2000 in the case of the metropolitan
Denver area.  A linear interpolation was used to generate traffic activity
for intervening years.
     B.  Pollutant and Source Specific Methodology
         1.   Particulates
         Point Sources - Projections of particulate emissions from point
sources were derived from a review of regulations controlling these emissions
and parameters of economic growth, as discussed above, during the period
of interest.  Sufficient information was not available to allow for spatial
allocation of projected emissions so projections are assumed to apply to
the location of existing sources.
     Initial projection of the 1972 NEDS data to 1975 emission levels
was accomplished by applying the Colorado regulations to the process rates
for all sources producing more than 100 tons particulates per year.  This
in effect provides a new base year, 1975, from which other projections
are made.  The actual projections of emissions were made by applying the
employment growth rates for commercial-institutional and industrial
employment sectors within each zone to the 1975 emission levels for the
corresponding source sector.
         NEDS Area Sources -  Area source emissions of particulates provided
by the NEDS, are projected to 1975, 1980, and 1985 on much the same basis
as particulate point sources; however,  no regulations are applicable to
these emissions to provide an initial  decrease in emissions.   In addition
to employment projections by source sector,  population growth rates are
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used to project emissions from the residential  sector.   Projections of
participate emissions from motor vehicles are made by assuming that the
total emissions from the motor vehicles grow with the increased VMT.
Unlike the direct application of population and employment growth rates to
the emissions, the VMT growth rates are reduced by the degree of control
of particulate emissions expected due to the installation of catalytic
mufflers in new cars.
         Fugitive Dust Sources - The fugitive dust emissions were projected
to 1975, 1980, and 1985 by applying the regulation recently promulgated
by the Colorado Air Pollution Control Commission and the appropriate travel
and socioeconomic growth parameters to the corresponding source sectors
for fugitive dust.  The fugitive emission reductions are determined for
unpaved roads, land development and construction activities, and mining
and storage operations based on the analysis of control  measures provided
in the PEDCo study thereby giving a new baseline year of 1975 to which
the growth factors can be applied.
     Several source categories were seen as unlikely to greatly change
in activity in the AQMSA during the 10-year period:  agriculture; quarrying,
mining and tailings; aggregate storage; and cattle feedlots.  In addition,
control measures on an increasing number of unpaved roads were expected
to offset increased traffic on present low-volume unpaved roads.  Emissions
due to sand on paved roads was projected to increase in direct proportion
to total VMT; land development and residential-commercial construction was
calculated based on JRPP projections of land use; highway construction
activity was projected from the JRPP estimates of land use for roadways.
         2.  Carbon Monoxide
         Point and Area Sources - The emission levels of carbon monoxide
from point and non-vehicular area sources were assumed to be negligible
when compared to motor vehicle sources so no growth is projected for this
source sector for this pollutant.
         Mobile Sources - The projected emissions of carbon monoxide were
made by applying the emission factors and control strategies discussed
earlier to the projected vehicular activity determined by a linear inter-
polation of the data given for 1972 and 2000, or 1968 and 1990 for non-JRPP
urban areas.
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         3.  Hydrocarbons
         Point and Area Sources - The projected emissions of hydrocarbons
from point and area sources were assumed to be those given in the EPA
promulgated transportation control plan for the Denver metropolitan area.
         Mobile Sources - The projected emissions of hydrocarbons were
made on the same basis as for carbon monoxide discussed above.
         Nitrogen Oxides
         Point Sources - The growth rates for nitrogen oxide emissions was
broken down by power plant, industrial, commercial-institutional , and
residential sectors and are calculated only for the metropolitan  Denver area
as a whole.  The growth rates applied were those of employment or population
in the various sectors and ranged from 1.0 for power plants to 1.4 for
industrial  and residential related sources over the time period 1975-1985.
         Area Sources - The impact of nonvehicular area sources on the air
quality was considered to be negligible so no projections were made for
this source sector.
         Mobile Sources - The projected emissions of nitrogen oxides were
made on the same basis as for carbon monoxide discussed above.
     4.   Problems
     The major problem in the projection of emissions was the lack of a
defined methodology for determining and processing the growth parameters.
An additional problem was the coordination of the various data sources.
Not only is the data often generated for specific geographic areas that
are not congruent, but similar data from different sources will be
inconsistent.
     C.   Recommendations
     The Booz-Allen document, Manual of Instruction for Projecting County
Emissions,  Volume 7 of the Guideline series, provides a workbook  approach
for calculating emissions using the best available sources and should
provide some alleviation of the problem of projecting emissions.
     Suggested guidelines for standardization of data, especially directed
at the long-term need for continued data handling, include the following:
     1.   Input should be encouraged to be based locally and the projections
(with confidence levels) should be made for the smallest possible unit.
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     2.  There should be requirements that all  planning activities
(air quality maintenance, Section 208 - water quality)  and other infra-
structures use this consistent data base to ensure comparability of
projections.
V.   Establishment of Baseline Air Quality
     A.  Baseline Years
     The establishment of baseline years for the individual  pollutants
being considered depends on both the availability of acceptable air quality
data and the guidelines for selection of the concentrations  to be used
in the development of control  strategies.  For this reason,  each pollutant
may be expected to have a different baseline year, especially if there is
no air quality trend evident due to emission regulations.
     For particulates, no overall trend in the annual geometric means
appeared to occur during the period 1970 to 1973.  Since the individual
24-hour concentrations were not yet available for 1973 and the annual data
had not yet appeared in SAROAD, the development of baseline  data was
restricted to the years 1970,  1971, and 1972.  The selection of the no-
                                                                             3
trend option provided for the  use of a 3-year average annual mean of 130 ug/m
in Denver County.  In effect,  no air quality baseline year was determined
for particulates.
     Carbon monoxide measurements were made at only one station in  1971
and 1972 with five additional  monitors being added in 1973.   A review of the
measured 1-hour and 8-hour concentrations indicated that control of the
8-hour concentrations would ensure the attainment of the 1-hour standard
also.  As no trend could be definitely established, examination of the
second highest 8-hour concentrations for the 3-year period indicated that
                                                                          3
the control strategies would be based on the 1971 second high of 31.6 ug/m .
     The study of the oxidant concentrations reported since 1970 by a
variety of methods, including  the approved chemiluminescence method begun
in 1973, indicated that the second highest 1-hour concentration of oxidants
                     3
observed was 490 ug/m  and occurred in 1973.  Therefore, 1973 must be the
air quality baseline year for strategy determination.
     Data collected in Denver in 1972 provide the only set of nitrogen
dioxide measurements made with a currently acceptable analytical method,
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that is also statistically adequate for the determination of an annual
mean.  The annual arithmetic mean obtained from the 6759 1-hour observations
                                                                       3
made by an instrumental colorimetric method during the year was 73 pg/m .
     B.  Compatibility with Emission Baseline
     The time compatibility of the baseline air quality and the emissions
was either assumed or ensured depending upon the methodology for selection
of the air quality base year.  As a nontrend option for particulates was
selected, it was assumed that the emission levels given in NEDS and PEDCo
study had not significantly changed over the 3-year period.  This was a
reasonable assumption due to the effective dates of regulations controlling
these sources.
     Since the air quality levels for carbon monoxide, nitrogen oxides, and
photochemical oxidants were to be used for the determination of allowable
emissions, it was necessary to calculate the emission levels of each
pollutant for its air quality baseline year selected above.  Nitrogen
oxides emissions were already based in 1972, the same year as the NO
                                                                    /\
air quality baseline year.   For carbon monoxide and hydrocarbons (photo-
chemical oxidants) it was necessary to interpolate the emission levels one
year from the 1972 baseline year to 1971 and 1973 respectively.  These
interpolations were done on the VMT data with consideration to emission
controls.
     C.  Air Quality Data Sources
     Air quality data considered were those measured at the Denver CAMP
station and by the State of Colorado as reported in the National Aerometric
Data Bank.  In addition, since the NADB did not contain an updated complete
set of data from many of the more recent monitors, it was necessary to
contact the CAPCD and the EPA Region VIII office directly.
     D.  Accuracy and Representativeness of Data
     Consideration was given to the method of sampling, sampler location and
placement, and the number of samples from each sampler in the determination
of the baseline air quality.   From July 1970 until July 1973, the KI
methods (both alkaline and  colorimetric neutral) were used for the deter-
mination of total oxidants; however, these values were exceeded by subse-
quent values measured by the approved chemiluminescence technique.
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Similarly for NO , the acceptable analytical  method was considered to be
                X
statistically adequate for only one site for  one year.   In reviewing the
reported participate concentrations, it was decided to  ignore the actual
highest 3-year average concentration of 170 yg/m  due to the low sampling
height of 9 feet at this station.  Other assumptions, including the no-trend
option, were used to select a reasonable baseline particulate air quality
value.
     No analyses were performed to determine  whether specific problem areas
(e.g., fugitive dust from agricultural  emissions) were  adequately repre-
sented by the current monitoring network.  Generally, most of the samplers
were in an urban to suburban setting.  Along  the same line, no investigation
was made to determine any needed changes in the current monitoring network.
     E.  Estimation of Air Quality from Monitoring Data
     Current guidelines on the handling and interpretation of air quality
data were adhered to.  Therefore, only actual air quality data were used
and no estimation of the air quality was performed.
     F.  Problems
     A basic problem in determining the base  year air quality data is the
non-availability of current data that would be most representative of the
present situation.  Much of the data is not readily retrievable in the
NADB.  In this study it was necessary to search state and federal (the
Regional EPA office) data files to complete the data base.
VI.  Air Quality Projections to 1985
     A.  Methodology Considerations
     It is not necessary to make projections  of air quality in order to
determine needed reductions in emissions to compensate  for expected growth.
However, where different types of sources are to be controlled to varying
degrees, and the impact of the emissions of the various source sectors on
air quality is not parallel, it is useful to  project the actual air
quality impact of each source sector separately and to  combine these
impacts at the intervals of interest.
     For carbon monoxide, hydrocarbons, and nitrogen oxides the primary
source sector is mobile sources so that it is only necessary to project the
total emissions over the 10-year interval to  determine  what types of
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control measures are needed.  The contributions to the particulate
concentrations, on the other hand, come from basically three source
sectors - point, area, and fugitive, or only the latter two after point
source regulations are applied.
     The emission projection methodologies have already been outlined in
Section IV so only the method used for projecting the particulate air
quality is described below.
     B.  Methods Used
     Atmospheric modeling was used to help provide projections of particulate
air quality thereby helping in the analysis of the spatial  concentration
pattern and changes of pattern due to variations in source strengths during
the period of interest.  By calibrating the model with the actual air
quality measurements, it is possible to project the air quality over a
much larger area than that covered by the network of stations.
     For purposes of air quality projections, the Climatological  Dispersion
Model (COM) was used to calculate average annual ground level  air pollutant
concentrations due to point sources.  Area and fugitive dust source contri-
butions were evaluated by means of the Hanna-Gifford Area Source  Model.
The COM was chosen for point sources with buoyant plumes since it can
account in more detail  for the meteorological variables.  The Hanna-Gifford
model has the advantage that the air quality within a particular  grid
square may be related directly to the emission density within that square
and those immediately adjacent.
     The modeling was performed on the 1972 emission levels for point,
area, and fugitive sources and for 1975 point source emissions to provide an
estimate of the impact of the point source regulations on air quality.
The percentage contribution of each source sector to the total calcu-
lated concentration was maintained and projected to 1975, 1980, and 1985
by use of the emission growth factors derived earlier.  By projecting the
percentage contributions, new calculated concentrations could be  determined
as well as new percentage contributions from each source sector.
     C.  Determination of the Potential for NAAQS Violation
     The extent to which a pollutant might exceed the National Ambient Air
Quality Standards between 1975 and 1985 was determined by separate method-
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ologies for participates and mobile source pollutants.  As  described
above, actual  projections of particulate air quality under current regula-
tions were made for the years 1975, 1980, and 1985.   These projections
demonstrated that at most sampling sites the secondary  standards  for  parti -
culates would continue to be exceeded and the primary standard  would  not
be attained in the urban areas of the AQMSA.  Additional reductions to
obtain the primary and secondary standards in 1975 in downtown  Denver
were determined to be 46 and 64 percent, respectively.   In the  more rural
regions, the attainment of the secondary standards required a further
reduction of 43 percent.
     Instead of air quality projections, allowable emission levels for
carbon monoxide and hydrocarbons were calculated by applying the  appropriate
rollbacks of 68 and 67 percent, respectively, to the emission levels  in
the air quality baseline year.  The baseline air quality for nitrogen
oxides allowed for an increase of 37 percent over the base year emission
levels.  These allowable emission levels were then compared with  the
projected emissions to determine whether the particular air quality
standard would be violated.  This review indicated that the nitrogen  oxide
standards would not be violated throughout the 10-year  period of  interest
and that, once attainment of the NAAQS was achieved for carbon  monoxide
and photochemical oxidants, the maintenance of the standards for  these
pollutants would be ensured until after 1985.  The projections  demonstrate
attainment of the CO and oxidant standards in 1980 and  1982, respectively,
without additional measures.
     D.  Sources Contributing to Standard Violations
     Since stationary hydrocarbon sources are already under control by
EPA, and mobile sources are the prime contributor to the emissions of CO,
the latter were the object of the development of control measures. Since
light duty vehicles comprised the major sector of mobile sources, this
source sector was singled out for major attention.
     The projected particulate air quality and the percentage contributions
from each source sector indicated that point sources, under current
regulations, contribute only to a small degree to the measured  concentra-
tions of particulates.  The contributions from area and fugitive  sources
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 are comparable and represent the majority of the emissions contributing
 to the increased level of participates.
      E.  Level of Emission Control
      The level of restraint on emissions needed to maintain the NAAQS
 immediately followed from the projection of emissions and the determined
 allowable levels for CO and HC and from the projected air quality of
 particulates.  The proportional  rollback equation was used to determine
 the needed percentage reduction of projected emission levels.
      F.  Problems
      Although the most detailed projections of growth available were used
 for projecting the emissions and thereby the air quality, there can be no
 guarantee that all areas within a zone will grow at the same rate or that
 the modeling sufficiently portrays the air quality concentrations in the
 modeling area.  Therefore, it must be recognized that the possibility of
 "hot spots" of air pollution exist and that, to prevent their occurrence,
 continuing review of development activities is necessary.
VII.  Selection of Maintenance Strategies
      A.  The Need for Attainment
      The above air quality projections indicated that the primary problem
 was not in the maintenance of air quality during the 10-year period, but
 attainment of the standards.   Basically, if the standards are attained,
 the maintenance will  follow without additional  effort.   Since the projections
 took into account the current and scheduled emission controls, it v.-as
 necessary to consider additional  attainment strategies  to provide the needed
 attainment of standards.   The attainment measures are primarily directed at
 the control  of emissions themselves or the reduction of the number of
 certain types of sources.   This  differs from the maintenance measures that
 are aimed at controlling the amount of growth or the location of the
 growth.
      This study was not intended  to provide a detailed  analysis and develop-
 ment of any needed attainment measures; however, some were presented and
 discussed.   These centered on the implementation of available travel-
 reduction measures (e.g.,  bus service, carpooling,  4-day work weeks) for
 the motor vehicle related  pollutants.   For fugitive dust, more stringent
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dust control measures were suggested.   No analysis of the proposed travel -
reduction measures was possible and the application of more stringent
fugitive dust regulations demonstrated that the secondary standard for
particulates would still  not be met.
     B.  The Example AQMP
     Air quality maintenance for the Denver Front Range Air Quality
Maintenance Study Area depends primarily on assurance that the growth pro-
jections used for projecting activity  in the metropolitan Denver area will
not be exceeded.  It must be remembered that the assumption inherent in
the data base and projection factors  used in the development of the AQMP
become integral  parts of  the AQMP and  any changes in the base or the factors
could significantly change the validity of the AQMP.  It is therefore
necessary to consciously  incorporate the assumptions of the projection
factors into the plan.
     For the Denver metropolitan region, the JRPP projections of population,
employment, and  VMT were  used.  These  projections assumed a particular
controlled growth rate of population and land use, partially influenced
by a mass transit system  being developed by the Regional Transportation
District.  Therefore, the maintenance  measures proposed were simply those
directed toward  ensuring  the institutionalization of the JRPP plan:
     1.  Construction of  the RTD rapid transit system
     2.  Construction of  the JRPP highway system
     3.  Construction and indirect source review compatible with the
JRPP land use and transportation plan
     4.  Development of activity centers as proposed by the JRPP
     5.  Use of  the land  use development permit system to complement the
air quality permit system.
     C.  Factors Pertinent to the AQMP Selection
     As this plan was developed by JRPP, a joint cooperative effort of the
highway, mass transit, and local government authorities, most of the
factors that normally need to be evaluated have already been considered
by the JRPP.
         1.  Socioeconomic
         In the selection of the maintenance plan for the Denver AQMA, a
major constraint variable was the existing social, economic, political, and

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legal nature of the region.  By choosing the JRPP plan as part of the
maintenance strategy package it is felt that this constraint condition
is met.
     The JRPP plan involves transportation, land use, and highway plans.
For each of these, studies were done to gauge the socioeconomic effects
that would result from the plan implementation.  Although no final decision
as to exactly what is involved in the RTD transportation plan has been made,
all of the alternatives are being viewed in light of both the social
system and the economic system.  Features being looked at in the social
system include accessibi1ity, service to transit dependents, intrusion
on private space, and changes in the stability of the neighborhoods
affected.  Economic considerations include transportation cost savings,
energy consumption,-job creation due*to system construction, and impacts
on business establishments during.and after-construction.
                                               «
     Activity center creation and tfte highway plan also are based upon
socioeconomic input.   Activity'centers wi.ll serve to relieve growth pressures
from the urban fringe.  Input from "citizens presently living in areas
proposed as activity centers has been gathered through a series of open
meetings.  Comments of both residents and entrepreneurs in these locales
have been obtained.  The highway plan is designed to absorb future increases
in automobile travel.  Public hearings provide citizen input.
         2,  Policital Effects
         The political effects of the maintenance package are c1ight because
of the nature of the JRPP.  Since DRCOG is involved in the plan creation,
and since it is an organization of sub-state governmental units, agreement
is contingent upon political  acceptability.
     Indirect source review,  as well, presents no political obstacles since
it is a necessity by law already legislated in Colorado.  Land development
permits are the only feature of the maintenance strategy package that
may involve political acceptance problems.  Land use legislation has been
slow in evolving and a majority of power still  resides at the municipal
level.  Modification of the existing interfacing structure to provide
more authority to the state agencies will  most easily be accomplished on
a cooperative basis with the local  levels.
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          3.   Technical  Feasibility
          The technical  feasibility of the transportation  system has  not
 yet been fully demonstrated at this time as  it is  still in  the  planning
 stage.   The feasibility,  or lack thereof, will  be  demonstrated  in  time for
 the development of the  actual  AQMP for this  region.
          4•   Political  Acceptance
          The public acceptance of such a plan  is an  on-going  goal  of the
 developers.   Acceptance must be pursued at every step  through the  develop-
 ment and implementation of the plan.   Current  feeling  is  that this system
 has a high potential  for  continuing public acceptance  due to  the interest
 of Coloradans in the preservation of the environment and  the  possibility
 of increasing personal  transit costs.
      D.   Implementation Obstacles
      Given the continued  public acceptance and a demonstrated technical
 feasibility, there should be no major implementation obstacles  for the RTD
 mass transit plan.  Activity centers are assumed to  follow, to  a large
 extent,  the corridors of  the transit system.
      Some major obstacles of permit review authority may  arise  if  the
 Colorado Air Pollution  Control  Commission demands  that it be  given veto
 authority as may be required by the Federal  regulations.  Although it
 may be possible to provide a cooperative working review,  it is  not certain
 that this will meet with  the approval  of the EPA.
VIII. Legal Authority
      A.   Necessary Authority
      The legislation necessary to carry out  an air quality maintenance plan
 includes a strong air pollution control act  and land use  legislation
 which at least addresses  the question of air quality.   Ideally  such
 legislation should include two features.  First, it  should  provide some
 delineation of decision making power, attempting to  identify  the extent
 of such  power for each  feature covered in the  legislation.  Secondly,
 the laws should cover those areas germane to air quality  maintenance.
      B.   Available Authority
      Legislation available in Colorado to carry out  an air  quality mainte-
 nance plan includes the following pieces of  major  legislation.
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     1.  Air Pollution Control Act of 1970
     2.  Land Use Act
     3.  House Bill 1041 which amended the Land Use Act.
     The Air Pollution Control Act created the nine-member Colorado Air
Pollution Control Commission to develop an effective air pollution control
program and promulgate such regulations as may be necessary or desirable
to "achieve the maximum prictical  degree of air purity in every portion
of the state."  The regulations especially applicable to air quality
maintenance follow.
     1.  Regulation No. 3:  Regulation Governing Authority to Construct
and Permit to Operate
     2.  Regulation No. 6:  Standards of Performance for New Stationary
Sources
     3.  Regulation No. 9:  The Control of Automotive Air Pollution
through Motor Vehicle Restraints and the Encouragement of Public Transporta-
tion and Carpooling.
     The Land Use Act as amended provides for a Land Use Commission to
provide leadership for planned and orderly land use development.   To this
end the Commission has worked at providing a framework whereby the State
of Colorado and its political subdivisions can guide future development.
Municipal decisions regarding land use are fostered by this legislation.
As it stands now air quality is not addressed in the legislation.   From
a maintenance standpoint, this is  the major deficiency of the law.
     C.  Additional Authority Required
     A comparison of the legal foundation necessary for a viable air
quality maintenance plan with the  existing legislation and regulation
brings out two salient features.  First, air quality should be explicitly
considered in land use planning.  The Land Use Act should be so amended.
Secondly, some legislation or even an executive order should provide for the
coordination between the Air Pollution Control  Commission and the Land Use
Commission.   As it now stands, there is no formalized information flow
between the two.
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                        SUMMARY OF DENVER AQMSA
POLLUTANT:     TSP*
NAAQ STANDARD:    60 yg/m3 annual  geometric  mean	



CURRENT AIR QUALITY, 3-year average,  1970-72:  130  yg/m3  annual  geometric mean



EXPECTED AIR QUALITY IN 1975:    114 yg/m3 annual  geometric  mean	



PERCENTAGE REDUCTION NEEDED TO ATTAIN STANDARD:   70%
PROPOSED ATTAINMENT/MAINTENANCE  MEASURES  AND DATE  THEY  MUST  BE  IN  EFFECT:



     Stricter fugitive dust controls  -  1975
INTERGOVERNMENTAL RELATIONSHIPS  REQUIRED:



     None additional.
*                     3
 Background at 30 ug/m  assumed.
                                146

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                        SUMMARY OF DENVER AQMSA


POLLUTANT:       CO	

NAAQ STANDARD:   10 yg/m3 (8-hour average)

CURRENT AIR QUALITY, 1971:   31.6 yg/m3 (8-hour average)

EXPECTED AIR QUALITY IN 1975/1977:   26 pg/m3*/14 yg/m3*
PERCENTAGE REDUCTION NEEDED TO ATTAIN STANDARD:       68%
PROPOSED ATTAINMENT/MAINTENANCE MEASURES AND DATE THEY MUST BE IN  EFFECT:

Attainment Measures
     I.  Preferential Treatment of Buses
         A.  Exclusive Bus-Carpool Lanes
             1.  feasibility study (September 1, 1974)
             2.  plan submission (July 1, 1975)
             3.  plan implementation                      January  1,  1976
         B.  Park-N-Ride Facilities/Express Buses to CBD
             1.  plan submission (October 1, 1974)
             2.  plan implementation               (est.)  January  1,  1976

    II.  Employer Plan Requirements for Carpooling and Mass Transit
         Incentives
         A.  Carpooling
             1.  DRCOG proposal for carpool locator service (November 1, 1974)
             2.  Employer submittal of affidavit stating that DRCOG
                 locator service will  be provided to employees or  that
                 another locator service of equal or greater effective-
                 ness will  be used.
                 large employers (>250 employees) submitted (February 1, 1975)
                 other employers (50-250 employees) submitted (August 1, 1975)
             3.  Plan Implementation
                 large employers                                April  1, 1975
                 other employers                              October 1, 1975
         B.  Mass Transit Incentives
             1.  large employers plan  submittal               (February 1,  1975)
             2.  other employers plan  submittal                 (August 1,  1975)

   III.  Parking Requirements
         DRCOG recommendations of parking requirements that may stimulate
         the use of public  transportation and decrease single passenger
         VMT (March 1 , 1975)

Maintenance Measures
     1.  Construction of the RTD rapid transit system             -  1983
     2.  Construction of the JRPP highway system                  -  ongoing
     3.  Construction and indirect source review compatible   -(policy statement
with JRPP land use and transportation  plan                     by  July 1,  1975)
                                                                  -  ongoing
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Maintenance Measures (continued)
     4.  Development of activity centers as proposed by the JRPP   - 1983
     5.  Use of land use development permit system to              - ongoing
         complement air quality permit system


INTERGOVERNMENTAL RELATIONSHIPS REQUIRED:

Attainment
     For the preferential treatment of buses RTD, working with the Colorado
Department of Highways and DRCOG, must submit a detailed plan to the APCC.
The other two maintenance strategies require DRCOG, with the aid of the
CDH and RTD, to perform analyses and make formal  reports to the APCC.

Maintenance
     The maintenance strategy package requires the APCC and the LUC to
exchange information and coordinate efforts related to air quality
maintenance through periodic meetings.  The progress of the JRPP plan
will be monitored by the APCC through reports from the involved agencies.
The LUC will work with municipal government units in the operation of the
permit system.
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                        SUMMARY OF DENVER AQMSA
POLLUTANT:   N0x
                         3
NAAQ STANDARD:   100 yg/m  annual arithmetic mean


CURRENT AIR QUALITY, 1972:   73 ug/m3 annual arithmetic mean


EXPECTED AIR QUALITY IN 1975:   70 yg/m^annual arithmetic mean


PERCENTAGE REDUCTION NEEDED TO ATTAIN STANDARD:   None needed.
PROPOSED ATTAINMENT/MAINTENANCE MEASURES AND DATE THEY MUST BE IN EFFECT:


     None required.





INTERGOVERNMENTAL RELATIONSHIPS REQUIRED:
*
 No modeling involved, only proportionality techniques.
                                  149

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                        SUMMARY  OF DENVER AQMSA



POLLUTANT:   HC/Photochemical  Oxidants	


NAAQ STANDARD:   160 yg/m3,  3-hr  concentration (6 to 9 a.m.)


CURRENT AIR QUALITY, 1973:     490 yg/m3,  3-hr concentration  (6 to 9  a.m.)


EXPECTED AIR QUALITY IN 1975/1977:   455  pg/m3/ 307 pg/m3*	


PERCENTAGE REDUCTION NEEDED TO ATTAIN STANDARD:    67%
PROPOSED ATTAINMENT MAINTENANCE MEASURES AND DATE THEY  MUST BE IN  EFFECT:


     Same as carbon monoxide strategies.




INTERGOVERNMENTAL RELATIONSHIPS REQUIRED:


     Same as carbon monoxide strategies.
*
 No modeling involved, only proportionality techniques,
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                                   TECHNICAL REPORT DATA
                            (Please read Instructions on the reverse before completing)
 1 REPORT NO.
   EPA-450/3-74-006
                             2.
                                                           3. RECIPIENT'S ACCESSI Ot* NO.
4. TITLE AND SUBTITLE
   Guidelines for Air Quality  Maintenance Planning and
   Analysis
   Volume 5:  Case Studies  in  Plan Development
                                                           5. REPORT DATE
                January 1975
            6. PERFORMING ORGANIZATION CODE
7. AUTHOR(S)
                                                           8. PERFORMING ORGANIZATION REPORT NO.
                                                               41U-946-9
9. PERFORMING ORGANIZATION NAME AND ADDRESS
   Research Triangle  Institute
   P.O Box 12194
   Research Triangle  Park,
   North Carolina 27709
                                                           10. PROGRAM ELEMENT NO.
            11. CONTRACT/GRANT NO.

              68-02-1386, Task 9
 12. SPONSORING AGENCY NAME AND ADDRESS
   U.S.  Environmental Protection  Agency
   Office of Air and Waste  Management
   Office of Air Quality Planning and Standards
   Research Triangle Park,  N.C.  27711
            13. TYPE OF RE PORT AND PERIOD COVERED
                  Final
            14. SPONSORING AGENCY CODE
 15. SUPPLEMENTARY NOTES
 16. ABSTRACT
                Trial Air  Quality Maintenance Plans for  Baltimore, Denver, San Diego,
           and St. Louis are  presented in digest form.   In  each digest the Air
           Quality Maintenance  Area is described in terms of topographic, economic,
           and air quality characteristics; bases for  intergovernmental cooperation
           are discussed;  baseline air quality and emissions inventory are established;
           emissions are projected for 1975, 1980, and 1985 and consequent air
           quality is estimated.   Strategies for insuring the attainment/maintenance
           of air quality  during  the decade 1975-1985  are proposed.   Problems
           encountered and possible solutions are discussed.
                Full text  trial plans are available from NTIS as follows:
                   Baltimore        NTIS No. PB-416/AS
                   Denver           NTIS No. PB 237-414/AS
                   San Diego        NTIS No. PB 236-932/AS
                   St. Louis        NTIS No. Not yet assigned
17.
                               KEY WORDS AND DOCUMENT ANALYSIS
                  DESCRIPTORS
                                              b.IDENTIFIERS/OPEN ENDEDTERMS
                         C.  COSATI Held/Group
           Air Pollution
           Atmosphere Contamination Control
           Urban Planning
           Regional Planning
Air Quality Maintenance
   Area
Air Quality Maintenance
   Plan

National Ambient  Air
   Quality Standards
13-B
13. DISTRIBUTION STATEMENT
       Release Unlimited
                                              19. SECURITY CLASS (This Report)
                                                 unclassified
                                                                        21. NO. OF PAGES
                            158
                                              20. SECURITY CLASS (This page)
                                                 unclassified
                                                                        22. PRICE
EPA Form 2220-1 (9-73)

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