EPA-450/4-88-010
Screening Procedures for Estimating the
Air Quality Impact of Stationary Sources
                            by

                        Roger W. Brode

                   Source Receptor Analysis Branch
                     Technical Support Division
                U.S. ENVIRONMENTAL PROTECTION AGENCY
                     Office of Air and Radiation
                Office of Air Quality Planning and Standards
                Research Triangle Park, North Carolina 27711

                         August 1988   -, 0 _
                          a        : S. Erujror.ncrfV
                                             n Sti-aet, Hooa
                                             60604

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                                        DISCLAIMER
This report has been reviewed by the Office of Air Quality Planning and Standards, EPA, and approved for
publication. Mention of trade names or commercial products is not intended to constitute endorsement or
recommendation for use.
The following trademarks appear in this document'
IBM is a registered trademark of International Business Machines Corp.
Microsoft is a registered trademark of Microsoft Corp.
                                        AFFILIATION
The author, Roger W. Brode, is on assignment from the National Oceanic and Atmospheric Administration,
U.S. Department of Commerce.

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                                PREFACE
     This document presents current EPA guidance on the use of screening
procedures to estimate the air quality impact of stationary sources.  The
document is an update and revision of the original  Volume 10 of the
"Guidelines for Air Quality Maintenance Planning and Analysis", and the
later Volume 10 (Revised), and is intended to replace Volume 10R as the
standard screening procedures for regulatory modeling of stationary sources
An important advantage of the current document is the availability of the
SCREEN model as a computerized version of the short-term procedures.
While EPA encourages use of the current document for making screening
estimates, it is being issued as a draft for public comment until  such time
as a final version can be incorporated into a future supplement to the
"Guideline on Air Quality Models (Revised)."

     Although attempts are made to thoroughly check computer programs with
a wide variety of input data, errors are occasionally found.  Any  suspected
errors and technical questions regarding the use of the SCREEN model should
be directed to (919) 541-5681 or (FTS) 629-5681.  Copies of the SCREEN
model in diskette form may be obtained from the National Technical Informa-
tion Service (NTIS), Springfield, VA 22161.  Purchasers of the SCREEN model
from NTIS may obtain future revisions to the model  from NTIS.   Revisions
will also be made available on the UNAMAP Electronic Bulletin  Board, which
may be accessed through (919) 541-1325 or (FTS) 629-1325.
                                  m

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                              ACKNOWLEDGMENTS
     Special  credit and thanks are due  to  Mr.  Thomas  E.  Pierce,  EPA-AREAL,
for his assistance with developing the  FORTRAN code  for  the  SCREEN  model
and for his technical  suggestions  on  improving the procedures.   Credit
is due Mr. Russell F.  Lee, who served as EPA Project  Officer on  the
preparation of the original  version of  the Volume 10  procedures,  and  who
continued to provide valuable technical  assistance for this  document, and
to Mr, Laurence J. Budney, author  of  the revised version  of  Volume  10,
which served as a foundation for development of the  current  document.
The author also acknowledges those who  reviewed the  document and  provided
many valuable comments, including  the EPA  Regional Modeling  Contacts,
several State meteorologists, and  meteorologists within  EPA-OAQPS.  Final
thanks are due to Messrs. James L. Dicke and Joseph  A. Tikvart of EPA-OAQPS
for their support and  insight, and to Mrs. Phyllis Wright for her excellent
secretarial support.
                                     iv

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                           TABLE OF CONTENTS

                                                                    Page

Preface	iii
Acknowledgments .	   iv
List of Tables	   vi
List of Figures	vi i
List of Symbols	   ix

1.  Introduction	  1-1

2.  Source Data	2-1
    2.1  Emissions	2-1
    2.2  Merged Parameters for Multiple Stacks  	  2-3
    2.3  Topographic Considerations 	  2-4
    2.4  Source Building Complex  	  2-4

3.  Meteorological Data	3-1
    3.1  Wind Speed and Direction	3-1
    3.2  Stability	3-3
    3.3  Mixing Height	3-5
    3.4  Temperature  .	3-6

4.  Estimating Source Impact on Air Quality 	  4-1
    4.1  Simple Screening Procedure 	  4-2
    4.2  Estimating Maximum Short-Term Concentrations 	  4-7
    4.3  Short-term Concentrations at Specified Locations 	  4-18
    4.4  Annual Average Concentrations  	  4-22
         4.4.1  Annual Average Concentration at a Specified
                Location	4-22
         4.4.2  Maximum Annual Average Concentration	4-25
    4.5  Special Topics	4-26
         4.5.1  Building Downwash 	  4-26
         4.5.2  Plume Impaction on Elevated Terrain 	  4-29
         4.5.3  Fumigation	4-31
         4.5.4  Estimated Concentrations from Area Sources  ....  4-36
         4.5.5  Contributions from Other Sources  	  4-38
         4.5.6  Long Range Transport	4-42

5.  References  	5-1

Appendices

    A.  SCREEN Model User's Guide
        Al. Introduction	A-l
        A2. Tutorial  	A-7
        A3. Technical  Description 	  A-29
        A4. Note to Programmers	A-43
        A5. References	A-45

    B.  UNAMAP Dispersion Models  	  B-l

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                             LIST OF TABLES
Table                                                             Page

3-1  Wind Profile Exponent as a Function of Atmospheric
     Stability for Rural  and Urban Sites                           3-2
3-2  Key to Stability Categories                                   ,3-4


4-1  Calculation Procedures to Use with Various Release Heights    4-12
4-2  Stability-Wind Speed Combinations that are Considered in
     Estimating Annual  Average Concentrations                      4-24
4-3  Wind Speed Intervals Used by the National  Climatic Data
     Center for Joint Frequency Distributions of Wind Speed,
     Wind Direction and Stability                                  4-24
4-4  Downwind Distance to the Maximum Ground-Level  Concentration
     for Inversion Break-up Fumigation as a Function of Stack
     Height and Plume Height                                       4-33
4-5  Downwind Distance to the Maximum Ground-level  Concentration
     for Shoreline Fumigation as a Function of Stack Height and
     Plume Height                                                  4-34
                                   VI

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                            LIST OF FIGURES
Figure                                                             Page

4-1     Maximum xu/Q as a Function of Plume Height, H
        (for use only with the Simple Screening Procedure).         4-5

4-2     Downwind Distance to Maximum Concentration and
        Maximum xu/Q as a Function of Stability Class and
        Plume Height (m); Rural Terrain.                            4-45

4-3     Downwind Distance to Maximum Concentration and
        Maximum  xu/Q as a Function of Stability Class and
        Plume Height (m); Urban Terrain.                            4-46
4-4     Stability Class A; Rural Terrain x^/Q Versus
        Distance for Various Plume Heights (H), Assuming Very
        Restrictive Mixing Heights (L).                             4-47

4-5     Stability Class B; Rural Terrain xu/Q Versus
        Distance for Various Plume Heights (H), Assuming Very
        Restrictive Mixing Heights (L).                             4-48
4-6     Stability Class C; Rural Terrain xu/Q Versus
        Distance for Various Plume Heights (H), Assuming Very
        Restrictive Mixing Heights (L).                             4-49

4-7     Stability Class D; Rural Terrain xu/Q Versus
        Distance for Various Plume Heights (H), Assuming Very
        Restrictive Mixing Heights (L).                             4-50

4-8     Stability Class E; Rural Terrain yu/Q Versus
        Distance for Various Plume Heights (H), Assuming Very
        Restrictive Mixing Heights (L).                             4-51

4-9     Stability Class F; Rural Terrain xu/Q Versus
        Distance for Various Plume Heights (H), Assuming Very
        Restrictive Mixing Heights (L).                             4-52

4-10    Stability Classes A and B; Urban Terrain xu/Q
        Versus Distance for Various Plume Heights (H), Assuming
        Very Restrictive Mixing Heights (L).                         4-53
4-11    Stability Class C; Urban Terrain xu/Q Versus
        Distance for Various Plume Heights (H), Assuming Very
        Restrictive Mixing Heights (L).                             4-54
                                  VII

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                        LIST OF FIGURES (CONT.)


4-12    Stability Class D;  Urban Terrain xu/Q Versus
        Distance for Various Plume Heights (H),  Assuming Very
        Restrictive Mixing  Heights (L).                             4-55

4-13    Stability Class E;  Urban Terrain xu/Q Versus
        Distance for Various Plume Heights (H),  Assuming Very
        Restrictive Mixing  Heights (L).                             4-56

4-14    Vertical  Dispersion Parameter (az) as a  Function
        of Downwind Distance and Stability Class;  Rural
        Terrain                                                     4-57

4-15    Isopleths of Mean Annual Afternoon Mixing  Heights.           4-58

4-16    Isopleths of Mean Annual Morning Mixing  Heights.            4-59

4-17    24 Hour x/Q Versus  Downwind Distance, Obtained
        from the Valley Model.                                      4-60

4-18    Horizontal Dispersion Parameter (ay)  as  a  Function
        of Downwind Distance and Stability Class;  Rural
        Terrain                                                     4-61
4-19    Maximum xu/Q as a Function of Downwind Distance and
        Plume Height (H), Assuming a Mixing Height of 500
        meters; D Stability.                                         4-62

4-20    Maximum xu/Q as a Function of Downwind Distance and
        Plume Height (H); E Stability.                              4-63

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                            LIST OF SYMBOLS
Symbol                         Definition
  A       Parameter used in building cavity calculations and TIBL height factor
  Ap      Cross-sectional  area of building normal  to the wind (m2)
  B       Parameter used in building cavity calculations
  C       Contribution to pollutant concentration  (g/m3)
  Fb      Bouyancy flux parameter (m4/s3)
  H       Total  heat release rate from flare (cal/s)
  L       Alongwind horizontal building dimension  (length)  (m)
  Lb      Lesser of building height or maximum projected width  (m)
  M       Merged stack parameter
  Q       Pollutant emission rate (g/s)
  QH      Sensible heat release rate from  flare (cal/s)
  R       Net rate of sensible heating by  the sun  (67 cal/m^/s)
  S       Length of side of square area source (m)
  Ta      Ambient temperature (K)
  Ts      Stack  gas exit temperature (K)
  V       Stack  gas volume flow rate (m3/s)
  W       Crosswind horizontal building dimension  (width)  (m)
  Cp      Specific heat of air at constant pressure (0.24 cal/gK)
  ds      Stack  inside diameter (m)
  f       Frequency of occurrence of a wind speed  and stability  category
          combination
  g       Acceleration due to gravity (9.806 m/s2)
  h       Height of release above terrain  = hs - ht (m)
  hb      Building height  (m)
  he      Plume  (or effective stack) height (m)
                                   ix

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                        LIST OF SYMBOLS (CONT.)
Symbol                       Definition
  h-j       Height of the top of the plume (he + 2az) (in)
  hs       Physical  stack height (m)
  hj       Height of the Thermal Internal Boundary Layer (TIBL) (mi)
  ht       Height of terrain above stack base (m)
  hse     Effective stack release height for flare (m)
  he'     Plume height modified for stack tip downwash (m)
  m       Multiplicative factor to account for effects of limited mixing
  p       Wind speed power law profile exponent
  r       Factor to adjust 1-hour concentration to longer averaging time
  tm       Time required for inversion break-up to extend from stack top
          to top of plume (s)
  u       Wind speed (m/s)
  uc       Critical  wind speed (m/s)
  us       Wind speed at stack height (m/s)
  uj       Wind speed at a height of z\ (m/s)
  u*       Friction velocity (m/s)
  UIQ     Wind speed at a height of 10m (m/s)
  uAh     Normalized plume rise (m^/s)
  vs       Stack gas exit velocity (m/s)
  x       Downwind distance (m)
  xmax    Downwind distance to maximum ground-level concentration (m)
  xr       Length of cavity recirculation region (m)
  xs       Distance from source to shoreline (m)
  Xy       Virtual point source distance (m)
  Zj       Mixing height (m)

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                        LIST OF SYMBOLS (CONT.)


Symbol                         Definition


  zm      Mechanically driven mixing height (m)


  Ah      Plume rise (m)


  A6/AZ   Potential temperature gradient with height (K/m)


  Ax      Length of side of urban area (m)


  TT       pi = 3.14159


  ay      Horizontal (lateral) dispersion parameter (m)


  Oy0     Initial horizontal dispersion parameter for area source (in)


  oz      Vertical dispersion parameter (in)

                                                                          -3
  XB      Concentration contributions from other (background) sources (g/m )

                                                                   O
  Xf      Maximum ground-level concentration due to fumigation (g/m )


  Xmax     Maximum ground-level concentration (g/m^)


  Xp      Maximum concentration for period greater than 1 hour (g/m )


  xi      Maximum 1-hour ground-level concentration (g/m3)


  X24     Maximum 24-hour ground-level concentration (g/m )


  X/Q     Relative concentration (s/m^)


  xu/Q     Normalized relative concentration (m~2)
                                  XI

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                            1.   INTRODUCTION


     This document is an update and  revision  of  an  earlier  guideline1'2

for applying screening techniques  to estimate the air  quality  impact  of

stationary sources.   The application of screening techniques is  addressed

in Section 4.2.1 of  the Guideline  on Air Quality Models  (Revised).3   The

current document incorporates  changes and additions to the  technical

approach.  The techniques are  applicable to chemically stable,  gaseous or

fine particulate pollutants.   An important advantage of  the current

doucment is that the single source,  short-term techniques can  be easily

executed on an IBM-PC compatible microcomputer with at least 256K of  RAM

using the SCREEN model provided with the document.   As with the  earlier

versions, however, many of the techniques can be applied with  a  pocket or

desk calculator.

     The techniques  described  in this document can  be  used  to  evaluate the

air quality impact of sources  pursuant to the requirements  of  the Clean Air

Act,^ such as those  sources subject  to the prevention  of significant

deterioration regulations (PSD - addressed in 40 CFR 52.21).   The techniques

can also be used, where appropriate, for new  major  or  minor sources or modi-

fications subject to new source review regulations, and  existing sources

of air pollutants, including toxic air pollutants.   This document presents

a three-phase approach that is applicable to  the air quality analysis:

     Phase 1.  Apply a simple  screening procedure  (Section  4.1)  to
               determine if either (1) the source clearly poses  no
               air quality problem or (2) the potential  for an  air
               quality problem exists.

     Phase 2.  If the simplified screening results  indicate a  potential
               threat to air  quality, further analysis is warranted,
               and the detailed screening (basic modeling)  procedures
               described in Sections 4.2 through 4.5 should be  applied.


                                  1-1

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     Phase 3.  If the detailed screening results  or  other  factors
               indicate that a more  refined  analysis is  necessary,
               refer to the Guideline on Air Quality Models  (Revised).3

     The simple screening procedure  (Phase 1) is  applied to  determine  if

the source poses a potential  threat  to air quality.   The purpose  of first

applying a simple screening procedure is to  conserve resources  by  elimi-

nating from further analysis those sources that  clearly  will  not  cause or

contribute to ambient concentrations in excess of short-term air  quality

standards or allowable concentration increments.   A  relatively  large degree

of "conservatism" is incorporated in that screening  procedure to  provide

reasonable assurance that maximum concentrations  will  not  be underestimated.

     If the results of the simple screening  procedure indicate  a  potential

to exceed allowable concentrations,  then a detailed  screening analysis is

conducted (Phase 2).  The Phase 2 analysis will  yield a  somewhat  conserva-

tive first approximation (albeit less conservative than  the  simple screening

estimate) of the source's maximum impact on  air quality.  If the  Phase 2

analysis indicates that the new source does  not  pose an  air  quality problem,

further modeling may not be necessary.  However,  there are situations  in

which analysis beyond the scope of this document  (Phase  3) may  be required;

for example when:

     1.  A more accurate estimate of the concentrations  is needed
         (e.g., if the results of the Phase 2 analysis indicate a
         potential air quality problem).

     2.  The source configuration is complex.

     3.  Emission rates are highly variable.

     4.  Pollutant dispersion is significantly affected  by nearby terrain
         features or large bodies of water.
                                   1-2

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In most of those situations, more refined analytical  techniques,  such  as
computer-based dispersion models,3 can be of considerable help  in estimating
ai r quality impact.
     In all cases, particularly  for applications beyond the  scope of this
guideline, the services of knowledgeable, well-trained air pollution
meteorologists, engineers and air quality analysts should be engaged.
An air quality simulation model  applied improperly can lead  to  serious
misjudgments regarding the source impact.
                                  1-3

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                            2.  SOURCE DATA


     In order to estimate the impact of a stationary point or area source

on air quality, certain characteristics of the source must be known.  The

following minimum information should generally be available:

     0  Pollutant emission rate;

     0  Stack height for a point source and release height for an area
        source;

     0  Stack gas temperature, stack inside diameter, and stack gas exit
        velocity (for plume rise calculations);

     0  Location of the point of emission with respect to surrounding
        topography, and the character of that topography;

     0  A detailed description of all structures in the vicinity of
        (or attached to) the stack in question.  (See the discussion
        of aerodynamic downwash in Section 4.5.1);  and

     °  Similar information from other significant  sources in the
        vicinity of the subject source (or dir quality data or
        dispersion modeling results that demonstrate the air quality
        impact of those sources).

     At a minimum, impact estimates should be made  with source character-

istics representative of the design capacity (100 percent load).  In

addition, the impacts should be estimated based on  source character-

istics at loads of 50 percent and 75 percent of design capacity, and

the maximum impacts selected for comparison to the  applicable air quality

standard.  Refer to Section 9.1.2 in the Guideline  on Air Quality

Models (Revised)-^ for a further discussion of source data.


2.1  Emissions

     The analysis of air quality impact requires that the emissions from

each source be fully and accurately characterized.   If the pollutants
                                  2-1

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are not emitted at a constant rate (most are not),  information
should be obtained on how emissions vary with season,  day of the week,
and hour of the day.  In most cases,  emission rates vary with the
source production rate or rate of fuel  consumption.  For example, for a
coal-fired power plant, emissions are related to the kilowatt-hours of
electricity produced, which is proportional  to the  tonnage of coal  used
to produce the electricity.  Fugitive emissions from an area source are
likely to vary with wind speed and both atmospheric and ground moisture
content.  If pollutant emission data  are not directly  available, emissions
can be estimated from fuel consumption  or production rates by multiplying
the rates by appropriate emission factors.  Emission factors can be
determined using three different methods.  They are listed below in
decreasing order of confidence:
     1.  Stack-test results or other  emission measurements from an
         identical or similar source.
     2.  Material balance calculations  based on engineering knowledge
         of the process.
     3.  Emission factors derived for similar sources  or obtained from a
         compilation by the U.S. Environmental Protection Agency.5
     In cases where emissions are reduced by control equipment, the
effectiveness of the controls must be accounted for in the emissions anal-
ysis.  The source operator should be  able to estimate  control effectiveness
in reducing emissions and how this effectiveness varies with changes in
plant operating conditions.
                                  2-2

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2.2  Merged Parameters for Multiple Stacks

     Sources that emit the same pollutant from several stacks with similar

parameters that are within about 100 meters of each other may be analyzed by

treating all of the emissions as coming from a single representative stack.

For each stack compute the parameter M:


     M =  (hsVTs)/Q                                               (2.1)


where M = merged stack parameter which accounts for the relative influence
          of stack height, plume rise, and emission rate on concentrations

     hs = stack height (m)

      V = (ir/4) dg  vs = stack gas volume flow rate (rrr/s)

     ds = inside stack diameter (m)

     vs = stack gas exit velocity (m/s)

     Ts = stack gas exit temperature (K)

      Q = pollutant emission rate (g/s)

The stack that has the lowest value of M is used as a "representative"

stack.  Then the sum of the emissions from all stacks is assumed to oe

emitted from the representative stack; i.e., the equivalent source is

characterized by hsi, Vj, Tsj and Q, where subscript 1 indicates the

representative stack and Q = Qi + 0,2 + ... + Qn-

     The parameters from dissimilar stacks should be merged with caution.

For example, if the stacks are located more than about 100 meters apart,

or if stack heights, volume flow rates, or stack gas exit temperatures

differ by more than about 20 percent, the resulting estimates of concen-

trations due to the merged stack procedure may be unacceptably high.
                                  2-3

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2.3  Topographic Considerations



     It is important to study the topography  in  the  vicinity  of the  source



being analyzed.   Topographic features,  through their effects  on plume



behavior,  will  sometimes be a significant  factor in  determining ambient



ground-level  pollutant concentrations.   Important  features  to note are



the locations of large bodies of water,  elevated terrain, valley  config-



urations,  and general  terrain roughness  in the vicinity  of  the source.



     Section  4.5.2 provides a screening  technique  for estimating  ambient



concentrations  due to plume impaction  at receptors located  on elevated



terrain features above stack height.   The  effects  of elevated terrain below



stack height  can be accounted for in Sections 4.2  and 4.3.  A screening



technique  for estimating concentrations  under shoreline  fumigation



conditions is presented in Section 4.5.3.   Any other topographic  consider-



ations, such  as  terrain-induced  plume  downwash and valley stagnation,



are beyond the  scope of this guideline.





2.4  Source Building Complex



     The downwash phenomenon caused by  the aerodynamic turbulence induced



by  a building may result in high ground-level concentrations  in the  vicin-



ity of an  emission source.  It is therefore important to characterize the



height and width of structures nearby  the  source.  For purposes of



these analyses,  "nearby" includes structures  within  a distance of five



times the  lesser of the height or width  of the structure, but not



greater than  0.8 km (0.5 mile).6  The  screening  procedure for building



downwash is described in Section 4.5.1.
                                  2-4

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                        3.  METEOROLOGICAL DATA

     The computational procedures given in Section 4 for estimating the
impact of a stationary source on air quality utilize information on
the following meteorological parameters:
     0  Wind speed and direction
     0  Stability class
     0  Mixing height
     0  Temperature
A discussion of each of these parameters follows.

3.1  Wind Speed and Direction
     Wind speed and direction data are required to estimate short-term peak
and long-term average concentrations.  The wind speed is used to determine
(1) plume dilution, and (2) the plume rise downwind of the stack.  These
factors, in turn, affect the magnitude of and distance to the maximum
ground-level concentration.
     Most wind data are collected near ground level.  The wind speed at
stack height, us, can be estimated from the following power law equation:

     us= Ul(hs/Zl)P                                           (3.1)
where:
    us = the wind speed (m/s) at stack height, hs,
    ui = the wind speed at a reference height, zi (such as the anemometer
          height), and
    p  = the stability-related power law exponent from Table 3-1.
                                  3-1

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Table 3-1. Wind Profile
Stability Class
A
B
C
D
E
F
Exponent as a Function of Atmospheri
for Rural and Urban Sites*
Rural Exponent Urban
0.07
0.07
0.10
0.15
0.35
0.55
c Stability
Exponent
0.15
0.15
0.20
0.25
0.30
0.30
     The power law equation may be used  to adjust  wind  speeds  over  a

height range from about 10 to 300 meters.   Adjustments  to heights above 300

meters should be used with caution.   For release  heights  below 10 meters  the

reference wind speed should be used  without adjustment.  For the procedures

in Section 4 the reference height is assumed to be at 10  meters.

     The wind direction is an approximation to the direction of transport

of the plume.  The variability of the direction of transport over a period

of time is a major factor in estimating  ground-level  concentrations averaged

over that time period.

     Wind speed and direction data from  National  Weather  Service, Air Weather

Service, and Naval Weather Service stations are available from the  National

Climatic Data Center (NCDC), Federal Building, Asheville, North Carolina,

704-259-0682 (FTS 672-0682).  Wind data  are often also  recorded at  existing
* The classification of a site as rural  or urban should be based on one of the
  procedures described in Section 8.2.8 of the Guideline on Air Quality
  Models (Revised).3
                                     3-2

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plant sites and at air quality monitoring sites.   It is important that  the



equipment used to record such data be properly designed, sited,  and  maintained



to record data that are reasonably representative of the direction and



speed of the plume.  Guidance on collection of on-site meteorological



data is contained primarily in Reference 7, but also in References 3  and  8.








3.2  Stability



     Stability categories, as depicted in Tables  3-1 and 3-2,  are indicators



of atmospheric turbulence.  The stability category at any given  time will



depend upon static stability (related to the change in temperature wit'n



height), thermal turbulence (caused by heating of the air at ground  level),



and mechanical turbulence (a function of wind speed and surface  roughness).



It is generally estimated by a method given by Turner^, which  requires



information on solar elevation angle, cloud cover, cloud ceiling height,



and wind speed (see Table 3-2).  Opaque cloud cover should be  used if



available, otherwise total cloud cover may be used.  The solar elevation



angle is a function of the time of year and the time of day, and is



presented in charts in the Smithsonian Meteorological Tables.10   The



hourly weather observations of the National Weather Service include



cloud cover, ceiling height, and wind speed.  These data are available



from the NCDC.  Methods for estimating atmospheric stability categories



from on-site data are presented in Reference 7.  For computation of



seasonal and annual concentrations, a joint frequency distribution of



stability class, wind direction, and wind speed (stability wind  rose)



is needed.  Such distributions, called STAR summaries, can be  obtained



from the NCDC for National Weather Service stations.





                                  3-3

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                  Table 3-2.   Key  To  Stability  Categories
Surface Wind
Speed at a
Height of 10m
(m/s)
< 2
2-3
3-5
5-6
> 6
Day
Incoming Solar Radiation**
(Insolation)
Strong
A
A-B
B
C
C
Moderate
A-B
B
B-C
C-D
D
Slight
B
C
C
D
D
Night*
Thinly Overcast
or > 4/8 Low
Cloud Cover
F
E
D
D
D
<_ 3/8
Cloud
Cover
F
F
E
D
D
The neutral  class (D)  should be assumed  for  all  overcast  conditions  during  day
or night.
*Night is defined as the period from 1  hour before  sunset  to  1  hour after
 sunrise.

**Appropriate insolation categories  may be determined  through the  use  of sky
  cover and solar elevation information as follows:
Sky Cover (Opaque
or Total )
4/8 or Less or
Any Amount of
High Thin Clouds
5/8 to 7/8 Middle
clouds (7000 feet to
16,000 foot base
5/8 to 7/8 Low
Clouds (less than
7,000 foot base)
Solar Elevation
Angle > 60°
Strong
Moderate
Slight
Solar Elevation
Angle < 60°
But > 15°
Moderate
Slight
Slight
Solar Elevation
Angle < 35°
But > T5°
SI i ght
Slight
Slight
                                   3-4

-------
3.3  Mixing Height
     The mixing height is the distance above the ground to which relatively
unrestricted vertical mixing occurs in the atmosphere.  When the mixing height
is low (but still above plume height) ambient ground-level concentrations will
be relatively high because the pollutants are prevented from dispersing
upward.  For estimating long-term average concentrations, it is generally
adequate to use an annual-average mixing height rather than daily values.
     Mixing height data are generally derived from surface temperatures
and from upper air soundings which are made at selected National  Weather
Service stations.  The procedure used to determine mixing heights is one
developed by Holzworth.H  Tabulations and summaries of mixing height data
can be obtained from the NCDC.
     For the purposes of calculations made in Section 4.2 and for use in
the SCREEN model, a mechanically driven mixing height is estimated to provide
a lower limit to the mixing height used during neutral and unstable conditions.
The mechanical  mixing height is calculated from:12
                              zm = 0.3 u*/f                             (3.2)
where:   u* = friction velocity (m/s)
          f = Coriolis parameter (9.374 x 10-5$-! at 40° latitude)
Using a log-linear vertical profile for the wind  speed, and assuming a sur-
face roughness length of about 0.3m, u* may be estimated from the 10 meter
wind speed, UIQ, as
                            u* = 0.1 UIQ
Substituting for u* in (3.2) yields
                            zm = 320 UIQ                                (3.3)
If the plume height is calculated to be above the mixing height determined

                                   3-5

-------
from Equation 3.3,  then the mixing  height  is  set  at  1 meter  above the



plume height for conservatism in  the  SCREEN model.





3.4  Temperature



     Ambient air temperature must be  known in  order  to  calculate the amount



of rise of a buoyant  plume.  Plume  rise  is proportional to a fractional



power of the temperature difference between the stack gases  and the ambient



air (see Section 4.2).   Ambient temperature data  are collected hourly  at



National Weather Service stations,  and are available from the NCDC.  For



the procedures in Section 4, a default value  of 293K is used for ambient



temperature if no data  are available.
                                  3-6

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              4.  ESTIMATING SOURCE IMPACT ON AIR QUALITY


     A three-phase approach, as discussed in the Introduction,  is  recommended

for estimating the air quality impact of a stationary source:*

     Phase 1.  Simple screening analysis

     Phase 2.  Detailed screening (basic modeling) analysis

     Phase 3.  Refined modeling analysis

The Phase 3 analysis is beyond the scope of this guideline,  and the user is

referred to the Guideline on Air Quality Models (Revised).3   This  section

presents the simple screening procedure (Section 4.1) and the detailed

screening procedures (Sections 4.2 through 4.5).  All of the procedures,

with the partial exception of the procedures in Sections 4.5.2  and 4.5.3,

are based upon the bi-variate Gaussian dispersion model  assumptions

described in the Workbook of Atmospheric Dispersion Estimates.9 A

consistent set of units (meters, grams, seconds) is used throughout:

     Distance (m)

     Pollutant Emission Rate (g/s)

     Pollutant Concentration (g/m^)

     Wind Speed (m/s)

To convert pollutant concentration to micrograms per cubic meter

for comparison with air quality standards, multiply the  value in

by 1 x 106.
*The techniques described in this section can be used,  where appropriate,
 to evaluate sources subject to the prevention of significant deterioration
 regulations (PSD - addressed in 40 CFR 52.21), new major or minor
 sources subject to new source review regulations, and  existing sources
 of air pollutants, including toxic air pollutants.
                                  4-1

-------
4.1  Simple Screening Procedure



     The simple screening procedure  is  the  "first  phase" that  is  recommended



when assessing the air quality  impact of  a  new  point  source.   The  purpose of



this screening procedure is to  eliminate  from further analysis those  sources



that clearly will  not cause or  contribute to ambient  concentrations in  excess



of short-term air quality standards.



     The scope of the procedure  is  confined to  elevated point  sources with



plume heights of 10 to 300 meters,  and  concentration  averaging times  of 1



to 24 hours.  The procedure is  particularly useful  for sources where  the



short-term air quality standards are  "controlling";  i.e.,  in cases



where meeting the short-term standards  provides good  assurance of  meeting



the annual standard for that pollutant.  Elevated  point sources (i.e.,



sources for which the emission  points are well  above  ground  level) are



often in that category, particularly when they  are isolated  from  other



sources.



     When applying the screening procedure  to elevated point sources, the



following assumptions must apply:



     1.  No aerodynamic downwash of  the effluent plume by  nearby  buildings



         occurs.  (Refer to Section  4.5.1 to determine if  building



         downwash is a potential problem.)



     2.  The plume does not impact  on elevated  terrain.   (Refer to Section



         4.5.2 to determine if  elevated terrain above stack  height may



         be impacted.)



If the potential for building downwash  exists,  then the SCREEN model  should



be used to estimate air quality impact  and  the  simple screening procedure



is not applicable.  If the potential  for  plume  impaction  on  elevated  terrian





                                  4-2

-------
exists, then the calculation procedure described in the indicated



section should also be applied, and the higher concentration from the



terrain impaction procedure and the simple screening procedure should be



selected to estimate the maximum ground-level  concentration.  The



effects of elevated terrain below stack height should also be accounted



for by reducing, the computed plume heights by  the maximum terrain height



above stack base.



     The screening procedure utilizes the Gaussian dispersion equation to



estimate the maximum 1-hour ground-level  concentration for the source



in question (Computations 1-6 below).  To obtain concentrations for



other averaging times up to 24 hours, multiply the 1-hour value by an



appropriate factor (Computation 7).  Then account for background concen-



trations (Computation 8) to obtain a total concentration estimate.



That estimate is then used, in conjunction with any elevated terrain



estimates,  to determine if further analysis of the source impact is



warranted (Computation 9):



     Step 1.  Estimate the normalized plume rise (uAh) that is applicable



to the source during neutral and unstable atmospheric conditions.  (Stable



atmospheric conditions are not treated explicitly since this simple



screening procedure does not apply to stack heights less than 10 meters



or cases with terrain intercepts.)  First, compute the buoyancy flux



parameter,  Ft>:





          Fb = (9/4)vsds2[(Ts-Ta)/Ts]                             (4.1)



             = 3.12 V [(Ts-Ta)/Ts]
                                  4-3

-------
where:  g = acceleration due to gravity (9.806 m/s^)

       v$ = stack gas exit velocity (m/s)

       ds = stack inside diameter (m)

       TS = stack gas exit temperature (K)

       Ta = ambient air temperature (K) (If no ambient temperature data are
            available, assume that Ta = 293K.)
                   p                                          o
        V = (ir/4)ds vs =  actual stack gas volume flow rate (m/s)

Normalized plume rise (uAh) is then given by:


     uAh = 21.4Fh3/4 when Fh < 55 m4/s3
                                                                  (4-2)
     uAh = 38.7Fb3/5 when Fb >_ 55 m4/s3


     Step 2.  Divide the uAh value obtained from Equation 4.2 by each

of five wind speeds (u = 1.0, 2.0, 3.0, 5.0 and 10 m/s) to estimate the

actual plume rise (Ah) for each wind speed:

           Ah = (uAh)/u

     Step 3.  Compute the plume height (he) that will occur during each

wind speed by adding the respective plume rises to the stack height (hs):

           he = hs + Ah

If the effects of elevated terrain below stack height are to be accounted for,

then reduce each plume height by the maximum terrain height above stack base.

     Step 4.  For each plume height computed in (3), estimate a xu/Q value

from Figure 4-1.14
*If stack gas temperature or exit velocity data are unavailable, they
 may be approximated from guidelines that present typical values for those
 parameters for existing plants.*3
                                  4-4

-------
  10-3 \
  10-4
Cxi
 'E
 a"
 x
  10'!
 10'6
    10
20
50        100       200

     PLUME HEIGHT, m
500
                                                                       1000
    Figure 4-1. Maximum xu/Q as a function of plume height, H (for use only
    with the simple screening procedure).
                                   4  "j

-------
     Step 5.  Divide each xu/Q value by the  respective  wind  speed to
determine the corresponding x/Q values:
           x./Q = (xu/Q)/u
     Step 6.  Multiply the maximun x/Q value obtained  in  (5)  by  the
emission rate Q (g/s), and incorporate a factor of  2 margin  of safety,
to obtain the maximum 1-hour ground-level  concentration xi  (9/m  ) due
to emissions from the stack in question:
           XI = 2Q(X/Q)
The margin of safety is  incorporated in the  screening  procedure  to account
for the potential  inaccuracy of concentration estimates obtained through
calculations of this type.
              If more than one stack is being considered,  and the procedure
for merging parameters for multiple stacks is not  applicable  (Section  2.2),
(1) through (6) must be  applied for each stack separately.   The  maximum
values (xi) found for each stack are then added together  to  estimate
the total maximum 1-hour concentration.
     Step 7.  To obtain  a concentration estimate (xp)  for an  averaging
time greater than one hour, multiply the one-hour  value by  an appropriate
factor, r. (See the discussion in Step 5 of  Section 4.2 which addresses
multiplication factors for averaging times longer  than  1  hour).
         Xp = rxi
     Step 8^  Next, contributions from other sources  (XB) should be taken
into account, yielding the final screening procedure  concentration estimate
%ax (3/m3):
         Xmax = xp + XB-
                                  4-6

-------
Procedures on estimating concentrations due to other sources  are provided
in Section 4.5.5.
     Step 9.  Based on the estimate of xmax and (^ applicable)  estimate
of concentrations due to terrain impaction problems, determine if further
analysis of the source is warranted.  If any of the estimated concentrations
exceeds the air quality level  of concern (e.g., an air quality standard),
proceed to Section 4.2 for further analysis.  If the concentrations  are
below the level of concern, the source can be safely assumed  to  pose no
threat to that air quality level, and no further analysis is  necessary.

4.2  Estimating Maximum Short-Term Concentrations
     The basic modeling procedures described in the remainder of this
document comprise the recommended "second phase" (or detailed screening)
that may be used in assessing  air quality impacts.  The procedures
are intended for application in those cases where the simple  screening pro-
cedure (first phase) indicates a potential  air quality problem.
     As with the first phase (simple screening) analysis in Section  4.1, if
elevated terrain above stack height occurs within 50 km of the source, then
the procedure in Section 4.5.2 should be applied in addition  to  the  procedures
in this section.  The highest  concentration from all applicable  procedures
should then be selected to estimate the maximum ground-level  concentration.
Even if the plume is not likely to impact on elevated terrain, the user
should account for the effects of elevated terrain below stack height.   If
the terrain is relatively uniform around the source, then a procedure to
account for terrain effects is to reduce the computed plume height,  he  (for
all stabilities), by the maximum terrain elevation above stack base  within
                                  4-7

-------
a 50 km radius from the source.   The  adjusted  plume  height  can then  be  used
in conjunction with the "flat  terrain"  procedures  described in this  section.
     If there are only a few isolated terrain  features  in otherwise  flat
terrain, then the flat terrain estimates  from  this section  should  be expanded
to include the procedures of Section  4.3  applied to  the locations  with
elevated terrain.  For the additional calculations the  computed  plume
height, he, should be reduced  by  the  terrain height  above stack  base corre-
sponding to the specific terrain  features.
     The procedures in this section can be  applied without  the aid of a
computer (a pocket or desk calculator will  suffice). However, they  are subject
to the same limitations as the simple screening procedure,  i.e., no  building
downwash occurs (see Section 4.5.1),  no terrain impaction occurs (Section
4.5.2), and plume heights do not  exceed 300m.   An  alternative approach  is
to use the SCREEN computer program that has been made available  by EPA  for
use on an IBM-PC compatible microcomputer with at  least 256K of  RAM.  The
SCREEN model replaces the PTPLU,  PTMAX, and PTDIS  codes previously used in
conjunction with Volume 10R.2  It is  applicable to all  of the procedures
contained in this section and Section 4.3,  but also  includes calculations
for the special cases of building downwash, fumigation, elevated terrain,
area sources and long-range transport described in Section  4.5.  A complete
user's guide for the SCREEN model is  provided  in Appendix A.
     This section (4.2) presents  the  basic  procedures for estimating
maximum short-term concentrations for specific meteorological situations.
If building downwash occurs (see  Section  4.5.1), then the SCREEN model
must be used in lieu of these procedures.  In  Steps  1-3, plume  risers,16,17
                                    4-8

-------
and a critical wind speed are computed.  In Step 4, maximum 1-hour

concentrations are estimated.  In Step 5, the 1-hour concentrations are

used to estimate concentrations for averaging times up to 24 hours.

Contributions from other sources are accounted for in Step 6.

     Step 1.  Estimate the normalized plume rise (uAh) that is applicable

to the source during neutral  and unstable atmospheric conditions.  First,

compute the buoyancy flux term, Fb, using Equation 4.1 (repeated here for

convenience):


          Fb = (9/4)vsds2[(Ts-Ta)/Ts]                               (4.1)

             = 3.12 V [(Ts-Ta)/Ts]

where:  g = acceleration of gravity (9.806 m/s^)

       vs = stack gas exit velocity (m/s)

       ds = inside stack diameter (m)

       TS = stack gas temperature (i<)

       Ta = ambient air temperature (K)  (If no ambient temperature data
            are available, assume that Ta = 293 K.)
                   p                                  O
        V = (ir/4)ds vs = actual stack gas flow rate (irr/s)

Normalized plume rise is then given by Equation 4.2:
     UAh = 21.4Fb3/4 when Fb < 55 m4/s3

                           '
                                   A  -3                             (4-2)
     UAh = 38.7Fb    when Fb _> 55 m4/sj
 If stack gas temperature or exit velocity data are unavailable, they may
 be approximated from guidelines that present typical  values for those
 parameters for existing plants.13
                                  4-9

-------
     If the emissions are from a flare,  then  the  normalized  plume  rise  and

an effective release height may be determined with  the  following procedure:

     (a) Calculate the total  heat release  rate, H (cal/s), of  the  flared  gas

based on the heat content and the gas  consumption rate.

     (b) Calculate the buoyancy flux term,  F^, for  the  flare:*


                   Fb = 1.66 x 10~5 x  H                               (4.3)


     (c) Calculate the normalized plume  rise  (uAh)  from Equation 4.2.

     (d) Calculate the vertical height of  the flame,  hf (m), assuming

the flame is tilted 45° from the vertical:^


                   hf = 4.56 x 10"3 x  H0-478                           (4.4)


     (e) Calculate an effective release  height for  the  tip of  the  flame:

                   hse = hs + hf.

Use hse in place of hs along with the  value of uAh  calculated  from (c)

in determining plume heights in the following procedures.

     Step 2.  Estimate the critical wind speed (uc) applicable to  the  source

during neutral and near-neutral atmospheric conditions.   The critical  wind

speed is a function of two opposing effects that  occur  with  increasing

wind speed; namely, increased dilution of  the effluent  as  it leaves  the

stack (which tends to decrease the maximum impact on ground-level  concen-

tration) and suppression of plume rise (tending to  increase  the impact).

The wind speed at which the interaction  of those  opposing  effects  results

in the highest ground-level concentration  is  the  critical  wind speed.
  This formula was derived from:   F^, = (gQH)/UpcpTa)  (Eqn.  4.20,
  Briggs15), assuming Ta = 293 K,  p = 1205 g/m3,  and cp = 0.24 cal/gK,
  and that the sensible heat release rate, QH = (0.45)H.18
                                   4-10

-------
     The critical wind speed can be estimated through the following



approximation:



                    uc = (uAh)/hs                            (4.5)





     Assume that the value of uc from Equation 4.5 corresponds to the



stack height wind speed.  If the value of uc calculated from Equation 4.5 is



less than 1.0 m/s, then use uc = 1.0 m/s.  If the value of uc calculated



from Equation 4.5 is greater than 15.0 m/s, then use uc = 15.0 m/s.



     Step 3.  Stable atmospheric conditions may be critical  if the  emission



height is less than 50 meters.  The stable case plume rise (Ah) should



be estimated as follows:





           Ah = 2.6[(FbTa)/(ugAe/Az)]1/3                   (4.6)





     The value Afi/Az is the change in potential temperature with height.



Values of 0.02 K/m for E stability (applicable to urban sites), and 0.035 K/m



for F stability (rural  sites) should be used.  The classification of a



site as rural or urban should be based on one of the procedures described



in Section 8.2.8 of the Guideline on Air Quality Models (Revised).3



     Step 4.  Estimate maximum 1-hour concentrations that will  occur



during various dispersion situations.  First, using Table 4-1 as a  guide,



determine the dispersion situations and corresponding calculation procedures



applicable to the source being considered.  Then apply the applicable



calculation procedures, which are described on the following pages, in



order to estimate maximum 1-hour concentrations.  Then proceed to Step 5.



     As discussed earlier and as noted in Table 4-1, the hand calculation



procedures presented in this step are limited by certain assumptions,
                                  4-11

-------
             Table 4-1.  Calculation Procedures To Use With

                         Various Release Heights
Height of Release
Above Terrain, h
    Applicable Calculation
          Procedures
h >^ 50 meters


10 < h < 50 meters
h < 10 meters and
ground-level sources

NOTE:
(a)  Unstable/Limited  Mixing
(b)  Near-neutral/High Wind

(a)  Unstable/Limited  Mixing
(b)  Near-neutral/High Wind
(c)  Stable

(b)  Near-neutral/High Wind
(c)  Stable
If hs < ht) + 1.5L5, refer to Section 4.5.1 on building downwash and
use the SCREEN Model.

If elevated terrain above stack height occurs within 50 km,  refer to
Section 4.5.2.

If fumigation is potentially a problem (for rural  sources with hs _>. 10m),
refer to Section 4.5.3.

If the plume height, he = hs + (uAh/us)  is greater than 300m,  then
the procedures in this section are not applicable (the SCREEN  model may be
used without this restriction).
   = hs - ht

   = stack height

   = terrain height above stack base

   = height of nearby structure

   = lesser of height or maximum projected width of nearby structure
                                  4-12

-------
namely that no building downwash occurs (Section 4.5.1),  no  terrain
impaction occurs (Section 4.5.2), and that plume heights  are belovj
300m.  For cases involving building downwash or plume heights above
300m, the SCREEN model  should be used.  A detailed user's guide for  the
SCREEN model is provided in Appendix A.

Procedure (a):  Unstable/Limited Mixing
     During very unstable conditions, the plume from a stack will be mixed  to
ground level relatively close to the source, resulting in high short-term
concentrations.  These concentrations can be significantly increased when
the unstable conditions occur in conjunction with a limited  mixing condition.
Limited mixing (also called plume trapping) occurs when a stable layer
aloft limits the vertical mixing of the plume.   The highest  concentrations
occur when the mixing height is at or slightly  above the  plume height.
     Calculation Procedure:
     1.  Compute the plume height, he, that will occur during A stability
and 10-meter wind speeds of 1 and 3 m/s.  Adjust the wind speeds from 10
meters to stack height using Equation 3.1 and the exponent for stability
class A.  Use the uAh value computed in Step 1.
        he = hs + (uAh/us)
           = hs + Ah
If vs < 1.5us, account for stack tip downwash as follows:

        he = hs + Ah + 2(vs/us-1.5)ds                 (4.7)

If elevated terrain is to be accounted for, then reduce the  computed
plume height for each wind speed by the maximum terrain elevation above
stack base.
                                   4-13

-------
     2.  For both wind speeds considered in (1),  determine the maximum

1-hour xti/Q using the curve for stability A on Figure 4-2 (rural)9 or

A-B on Figure 4-3 (urban).20

     3.  Compute the maximum 1-hour concentration,  xi> for both cases using:

                             XI- mQ(xu/Q)/us                (4.8)


where m is a conservative factor to account for the increase in

concentration expected due to reflections of the plume off the top of

the mixed layer.  The value of m depends on the plume height as follows:*


                 m = 2.0   for    290m _< he

                 m = 1.8   for    270m <_ he < 290m

                 m = 1.5   for    210m £ he < 270m

                 m = 1.2   for    180m _< he < 210m

                 m = 1.1   for    160m <_ he < 180m

                 m = 1.0   for           he < 160m

Select the highest concentration computed.


Procedure(b):  Near-neutral/High Wind

     Some buoyant plumes will have their greatest impact on ground-level

concentrations during neutral or near-neutral conditions, often in conjunction

with high wind speeds.

     Calculation procedure:

     1.  Compute the plume height, he, that will  occur during C stability

with a stack height wind speed of us = uc, the value of the critical
* The values of m are based on an assumed minimum daytime mixing height
  of about 320m (see Section 3.3).
                                  4-14

-------
wind speed computed in Step 2.  If uc < 10 m/s, then also compute the plume



height that will occur during C stability with a 10-meter wind speed of



10 m/s.  Adjust the 10 m/s wind speed from 10 meters to stack height using



Equation 3.1 and the exponent for stability class C.  Use the uAh value



computed in Step 1.



          he = hs + (uAh)/us



If vs < 1.5us, account for stack tip downwash using Equation 4.7.  If elevated



terrain is to be accounted for, then reduce the computed plume height for



each wind speed by the maximum terrain elevation above stack base.



     2.  For the wind speed(s) considered in (1), determine the maximum 1-hour



yu/Q using the curve for stability C on Figure 4-2 (rural)^ or Figure 4.3



(urban).20



     3.  Compute the maximum 1-hour concentration xi f°r each case



using:






         xi = Q(xu/Q)/us



and select the highest concentration computed.





Procedure (c):  Stable



     Low-level sources (i.e., sources with stack heights less than about



50m) sometimes produce the highest concentrations during stable atmos-



pheric conditions.  Under such conditions, the plume's vertical  spread is



severely restricted and horizontal spreading is also reduced.  This results



in what is called a fanning plume.



     Calculation procedures:



     A.  For low-level sources with some plume rise, calculate the



concencration as follows:
                                  4-15

-------
         1.  Compute the plume height  (he)  that  will  occur  during  F
stability (for rural  cases)  and 10-meter wind  speeds  of  1,  3,  and  4 m/s,*
or E stability (for urban cases)  and  10-meter  wind  speeds of  1,  3, and  5
m/s.  Adjust the wind speeds from 10 meters to stack  height,  using Equation
3.1 and the appropriate exponent.  Use the  stable plume  rise  (Ah)
computed from Equation 4.6 in Step 3:
         he = hs + Ah
If vs < 1.5us, account for stack  tip downwash  using Equation  4.7.  If
elevated terrain is to be accounted for, then  reduce  the computed  plume
height for each wind speed by the maximum terrain elevation above  stack base.
         2.  For each wind speed  and  stability considered in  (1),  find
the maximum 1-hour xu/Q from Figure 4-2 (rural)9 or 4-3  (urban).20
Compute the maximum 1-hour concentration for each case,  using
         Xi = Q(xu/Q)/us
and select the highest concentration  computed.
     B.  For low-level sources with no plume rise  (he =  hs),  find  the
maximum 1-hour xu/Q from Figure 4-2 (rural  case—assume  F stability)
or 4-3 (urban case—assume E stability). Compute the maximum 1-hour con-
centration, assuming a 10-meter wind  speed  of  1  m/s.   Adjust  the wind  speed
from 10 meters to stack height using  Equation  3.1 and the appropriate
exponent.
        xl = Q(xu/Q)/us
*Refer to the discussion on worst case meteorological  conditions  in  Appendix
 A, Section A3, for an explanation of the use of F stability with a  4 m/s
 wind speed.
                                   4-16

-------
     Step 5.  Obtain concentration estimates for the averaging times of

concern.  The maximum 1-hour concentration (xi) is the highest of the

concentrations estimated in Step 4, Procedures (a) - (cj.  For averaging

times greater than 1-hour, the maximum concentration will generally be

less than the 1-hour value.  The following discussion describes how the

maximum 1-hour value may be used to make an estimate of maximum concentra-

tions for longer averaging times.

              The ratio between a longer-term maximum concentration and a

1-hour maximum will  depend upon the duration of the longer averaging time,

source characteristics, local  climatology and topography, and the meteoro-

logical conditions associated  with the 1-hour maximum.  Because of the many

ways in which such factors interact, it is not practical  to categorize all

situations that will typically result in any specified ratio between the

longer-term and 1-hour maxima.  Therefore, ratios are presented here for a

"general case" and the user is given some flexibility to adjust those

ratios to represent  more closely any particular point source application

where actual meteorological data are used.  To obtain the estimated maximum

concentration for a  3, 8,  or 24-hour averaging time, multiply the 1-hour

maximum (yj) by the  given  factor:

     Averaging Time                              Multiplying Factor

        3 hours                                    0.9 (±0.1)
        8 hours                                    0.7 (±0.2)
       24 hours                                    0.4 (±0.2)

The numbers in parentheses are recommended limits to which one may diverge

from the multiplying factors representing the general  case.  For example,

if aerodynamic downwash or terrain is a problem at the facility, or if the
                                  4-17

-------
emission height is very low, it may be necessary to  increase  the  factors



(within the limits specified in parentheses).   On the  other hand,  if  the



stack is relatively tall  and there are no terrain or downwash problems,



it may be appropriate to  decrease the factors.   Agreement  should  be  reached



with the Regional  Office  prior to modifying the factors.



              The  multiplying factors listed above are based  upon  general



experience with elevated  point sources.   The factors are  only intended



as a rough guide for estimating maximum  concentrations for averaging



times greater than one hour.  A degree of conservatism is  incorporated



in the factors to  provide reasonable assurance  that  maximum concentrations



for 3, 8, and 24 hours will  not be underestimated.



     Step 6.  Add  the expected contribution from other sources  to  the



concentration estimated in Step 5.  Concentrations due to  other sources



can be estimated from measured data, or  by computing the  effect of



existing sources on air quality in the area being studied. Procedures



for estimating such concentrations are given in Section 4.5.5.



     At this point in the analysis, a first approximation  of  maximum



short-term ambient concentrations (source impact plus  contributions  from



other sources) has been obtained.  If concentrations at specified  locations,



long-term concentrations, or other special topics must be  addressed,  refer



to applicable portions of Sections 4.3 to 4.5.





4.3  Short-Term Concentrations at Specified Locations



     In Section 4.2, maximum concentrations are generally  estimated  without



specific attention to the location(s) of the receptor(s).   In some cases,



however, it is particularly important to estimate the impact  of a  source
                                  4-18

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on air quality in specified (e.g., critical) areas.  For example, there may be



nearby locations at which high pollutant concentrations already occur due to



other sources, and where a relatively small addition to ambient concentrations



might cause ambient standards to be exceeded.  Another example would be



where an isolated terrain feature occurs in otherwise flat terrain, and



concentrations at the elevated terrain location may exceed those estimated



for flat terrain.  These procedures assume that no building downwash occurs



(Section 4.5.1), no terrain impaction occurs (Section 4.5.2), and that plume



heights do not exceed 300m.



     Each of the sources affecting a given location can be expected to produce



its greatest impact during certain meteorological  conditions.  The composite



maximum concentration at that location due to the interaction of all the



sources may occur under different meteorological  conditions than those which



produce the highest impact from any one source.  Thus, the analysis of this



problem can be difficult, and may require substantial use of high-speed



computers.



     Despite the potential complexity of the problem, some preliminary



calculations can be made that will at least indicate whether or not a more



detailed study is needed.  For example, if the preliminary analysis indi-



cates that the estimated concentrations are near or above the air quality



standards of concern, a more detailed analysis will probably be required.



     Calculation procedure:  (If the SCREEN model  is used, refer to the



discrete distance option described in Appendix A.)



     Step 1.  Compute the normalized plume rise (uAh) for neutral  and



unstable conditions, utilizing the procedure described in Step 1 of Section 4.2.
                                  4-19

-------
     Step 2.  Compute the plume rise,  Ah,  that  will  occur during C



stability (to represent neutral and unstable conditions)  with  10-meter wind



speeds of 1, 3, 5, 10, and 20 m/s.   Adjust the  wind  speeds from 10  meters



to stack height using Equation 3.1  and the exponent  for stability class C.



               Ah = (uAh)/us



     Step 3.  Compute the plume height (he)  that will  occur during  each



wind speed by adding the respective plume  rises to the stack height (hs):



                he = hs + Ah



If vs < 1.5 us, account for stack tip  downwash  using Equation  4.7.



If elevated terrain is to be accounted for,  then reduce the computed



plume height for each wind speed by the terrain elevation above stack



base for the specified location.



     Step 4.  For each stability class-wind  speed combination  listed



below, at the downwind distance of  the "specified location," determine



the xu/Q value from Figures 4-4 through 4-7  (rural)  or Figures 4-10



through 4-12 (urban).  Note that in those  figures (see the captions) very



restrictive mixing heights are assumed, resulting in trapping  of the



entire plume within a shallow layer.



     Stability Class                          10 Meter Wind Speed (m/s)



           A                                         1, 3



           B                                         1, 3, 5



           C                                         1, 3, 5,  10



           D                                         1, 3, 5,  10, 20



     Step 5.  (If the physical stack height  is  greater than 50 meters  and



flat terrain is being assumed, Steps 5 and 6 may be  skipped.)  Compute  plume
                                    4-20

-------
heights (he) that will  occur for stability class  E  and  10-meter  wind  speeds
of 1, 3, and 5 m/s, and for stability class F  (rural  sources  only)  and
10-meter wind speeds of 1 and 3 and 4 m/s.*  Adjust the wind  speeds from
10 meters to stack height using Equation  3.1 and  the  appropriate exponent.
Use the stable plume rise (Ah) computed from Equation 4.6 in  Step 3
of Section 4.2:
         he = hs + Ah
If vs < 1.5us, account  for stack tip downwash  using Equation  4.7.  If ele-
vated terrain is to be  accounted for, then reduce the computed  plume  height
for each case by the terrain elevation above stack  base for the  specified
location.
     Step 6.  For each  stability class-wind speed combination considered
in Step 5, at the downwind distance of the specified  location,  determine
a xu/Q value from Figures 4-8 and 4-9 (or Figure  4-13 for the urban
case).
     Step 7.  For each  yu/Q value obtained in  Step  4  (and Step  6 if
applicable), compute x/Q:
          x/Q = (xu/Q)/us
     Step 8.  Select the largest x/Q ancl  multiply by  the source emission
rate (g/s) to obtain a  1-hour concentration value (g/m3):
          xi = Q(x/Q)max
     Step 9.  To estimate concentrations  for averaging  time greater
than 1 hour, refer to the averaging time  procedure  described  earlier
(Step 5 of Section 4.2).  To account for  contributions  from other sources,
see Section 4.5.5.
* Refer to the discussion on worst case meteorological  conditions  in  Appendix
  A, Section A3, for an explanation of the use of F stability  with a  4m/s  wind
  speed.
                                    4-21

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4.4  Annual Average Concentrations

     This section presents procedures for estimating annual  average ambient

concentrations caused by a single point source.  The procedure for estimating

the annual concentration at a specified location is presented first, followed

by a suggestion of how that procedure can be expanded to estimate the

overall "tiaxiTiun annual concentration (regardless of location).

     The procedures assume that the emissions are continuous and at a

constant rate.  The data required are emission rate, stack height, stack

gas volume flow rate (or diameter and exit velocity), stack  gas tempera-

ture, average afternoon mixing height, and a representative  stability

wind rose.   Refer to Sections 2 and 3 for a discussion of such data.


4.4.1  Annual Average Concentration at a Specified Location


       Calculation procedure:

       Step 1.  (Applicable to stability categories A through D).  Using

the procedure described in Step 1 of Section 4.2 (Equations  4.1 and 4.2)

obtain a normalized plume rise value, uAh.

       Step 2.  (Applicable to stability categories E and F).  Use Equation

4.6 from Step 3 of Section 4.2 to estimate the plume rise (Ah) as a

function of wind speed for both stable categories (E and F)  using values of

AO/Az = 0.02 K/m for category E and AQ/Az = 0.035 K/m for category F.
*The stability wind rose is a joint frequency distribution of wind speed,
 wind direction and atmospheric stability for a given locality.  Stability
 wind roses for many locations are available from the National Climatic Data
 Center, Asheville, North Carolina.
                                  4-22

-------
       Step 3.  Compute plume rise (Ah) for each stability-wind speed



category in Table 4-2 by (1) substituting the corresponding wind speed for



u in the appropriate equations referenced in Step 1 or 2 above and (2)



solving the equation for Ah.  The wind speeds listed in Table 4-2



are derived from the wind speed intervals used by the National Climatic



Data Center (Table 4-3) in specifying stability-wind roses.  The wind



speeds may be adjusted from 10 meters to stack height using Equation 3.1.



       Step 4.  Compute plume height (he) for each stability-wind speed



category in Table 4-2 by adding the physical stack height  (hs) to each of



the plume rise values computed in Step 3:



           he = hs + Ah



       Step 5.  Estimate the contribution to the annual average concentration



at the specified location for each of the stability-wind speed categories



in Table 4-2.  First, determine the vertical dispersion coefficient (oz)



for each stability class for the downwind distance (x) between the source



and the specified location, using Figure 4-14.  (Note: For urban F stability



cases, use the cz for stability E.)  Next, determine the mixing height



(ZT ) applicable to each stability class.  For stabilities A to D, use the



average afternoon mixing height for the area (Figure 4-15).  For urban sta-



bility E use the average morning mixing height (Figure 4-16).  For rural



stabilities E and F, mixing height is not applicable.  Then, use that



information as follows:  For all  stability-wind conditions when the plume



height (he) is greater than the mixing height (z-j),  assume a zero contribution



to the annual  concentration at the specified location.  For each condition



when cz <_ O.Sz-j, and for all  rural stability E and F cases, apply



the following equation^ to estimate the contribution C (g/m^):
                                  4-23

-------
        Table 4-2.   STABILITY-WIND SPEED  COMBINATIONS  THAT  ARE

        CONSIDERED  IN  ESTIMATING  ANNUAL AVERAGE  CONCENTRATIONS
Atmospheric
Stability Categories
A
B
C
D
E
F
Wind Speed (m/s)
1.5
*
*
*
*
*
*
2.5
*
*
*
*
*
*
4.5

*
*
*
*

7


*
*


9.5


*
*


12.5



*


  *It is only necessary to consider the stability-wind  speed  conditions
  marked with an asterisk.
Table 4-3.   WIND SPEED INTERVALS USED BY THE NATIONAL CLIMATIC DATA CENTER

              FOR JOINT FREQUENCY  DISTRIBUTIONS  OF WIND SPEED,

                       WIND DIRECTION AND STABILITY
Class
1
2
3
4
5
6
Speed Interval ,
0 to 1.8
1 .8 to 3.3
3.3 to 5.4
5.4 to 8.5
8.5 to 11.0
>n.o
m/s (knots)
(0 to 3)
(4 to 6)
(7 to 10)
(11 to 16)
(17 to 21)
(>21)
Representative Wind Speed
m/s
1.5
2.5
4.5
7.0
9.5
12.5
                                 4-24

-------
       C = [(2.032 Q f)/(oz u x)] Gxp[-l/2[he/az]2l       (4.9)

For each condition during which az > O.Bz^, the following equation'^ is

applied:


       C = (2.55 Q f)/(z-j u x)                                       (4.10)


In these equations:

     Q = pollutant emission rate (g/s)

     u = wind speed (in/s)

     f = frequency of occurrence of the particular wind speed-stability
         combination (obtained from the stability-wind rose (STAR) sumnary
         available from the National Climatic Data Center) for the wind
         direction of concern.  Only consider the wind speed-stability
         combinations for the wind direction that vill bring the plir.ie
         closest to the specified location.

       Step 6.  Sun the contributions (C) computed in Step 5 to estimate

the annual  average concentration at the specified location.


4.4.2  Maximum Annual  Average Concentration

       To estimate the overall maximum annual average concentration (the

maximum concentration regardless of location) follow the procedure Tor

the annual  average concentration at a specified location, repeating the

procedure for each of several receptor distances, and for all  directions.

Because of the large number of calculations required, it is recommended

that a computer model  such as ISCLT be used.^1  The ISCLT model is a part

of the UNAMAP series,  which is discussed in Appendix B.
                                    4-25

-------
4.5  Special  Topics





4.5.1  Bui 1ding Downwash



     In some cases, the aerodynamic turbulence induced  by  a  nearby  building



will cause a pollutant emitted from an  elevated source  to  be mixed  rapidly



toward the ground (downwash),  resulting in  higher ground-level  concentration



immediately to the lee of the  building  than would otherwise  occur.   Thus, when



assessing the impact of a source on air quality,  the possibility  of downwash



problems should be investigated.  For purposes of these analyses,  "nearby"



includes structures within a distance of five times  the lesser  of  the



height or width of the structure,  but not greater than  0.8 km (0.5  mile).6



if downwash is found to be a potential  problem, its  effect on air  quality should



be estimated.  Also when Good  Engineering Practice (GEP)  analysis  indicates



that a stack is less than the  GEP  height, the following screening  procedures



should be applied to assess the potential air quality impact.



     The best approach to determine if  downwash will  be a  problem  at a



proposed facility is to conduct observations of effluent  behavior  at a simi-



lar facility.  If this is not  feasible, and if the facility  has a



simple configuration (e.g., a  stack adjacent or attached  to  a single



rectangular building), a simple rule-of-thumb22 may  be  applied  to



determine the stack height (hs) necessary to avoid downwash  problems:





                            hs _> hb + 1.5 Lb                          (4.11)



where !% is building height and L^ is the lesser of  either building height



or .naximun projected building  width.  In other words, if the stack



height is equal to or greater  than h^ + 1.5 L^, downwash  is  unlikely to



be a problem.






                                  4-26

-------
     If there is more than one stack at a given facility, the above rule must

be successively applied to each stack.  If more than one building is involved

the rule must be successively applied to each building.  Tiered structures

and groups of structures should be treated according to Reference 6.  For

relatively complex source configurations the rule may not be applicable,

particularly when the building shapes are much different from the simple

rectangular building for which the above equation was derived.  For these

cases, refined modeling techniques-^ or a wind tunnel study is recommended.

     If it is determined that the potential  for downwash exists, then the

SCREEN model should be used to estimate the maximum ground-level pollutant

concentrations that occur as a result of the downwash.  The building downwash

screening procedure is divided into the following two major areas of concern:

                        A. Cavity Region; and
                        B. Wake Region

Generally, downwash has its greatest impact when the effluent is caught

in the cavity region.  However, the cavity may not extend beyond the

plant boundary, and, in some instances, impacts in the wake region nay

exceed impacts in the cavity region.  Therefore, impacts in both regions

must be considered if downwash is potentially a problem.

     When the SCREEN model is run for building downwash calculations, the

program prompts the user for the building height, the minimum horizontal

building dimension, and the maximum horizontal  building dimension.


A.   Cavity Region

     The cavity calculations are made using methods described by Hosker.23

Cavity calculations are based on the determination of a critical (i.e.,

minimum) wind speed required to cause entrainment of the plume in the
                                  4-27

-------
cavity (defined as being when the plume center!ine height  equals  the



cavity height).  Two cavity calculations are  made, the first  using  the



minimum horizontal dimension alongwind, and the second using  the  maximum



horizontal dimension alongwind.   The SCREEN output provides the cavity



concentration, cavity length (measured from the lee side of the building),



cavity height and critical  wind  speed for each  orientation.   The  highest



concentration value that potentially affects  ambient air should be  used



as the maximum 1-hour cavity concentration for  the source.



     A more detailed description of the cavity  effects screening  proce-



dure is contained in Appendix A, Section A3.  For situations  significantly



different from the worst case, and for complex  source configurations,  a



more detailed analysis is required.24,25  if  this estimate proves unaccept-



able, one may also wish to consider a field study or fluid modeling



demonstration to show maintenance of the NAAQS  or PSD increments  within



the cavity.  If such options are pursued, prior agreement  on  the  study



plan and methodology should be reached with the Regional Office.





B.   Make Region



     Wake effects screening can  also be performed with the SCREEN model.



The SCREEN model uses the downwash procedures contained in the Industrial



Source Complex  (ISC) Model, Second Edition (Revised)21, of UNAHAP,  and



applies them to the full range of meteorological  conditions described



in Appendix A.  The SCREEN model accounts for downwash effects within



the "near" wake region  (out to ten times the  lesser of the building



height or projected building width, lOL^), and  also accounts  for  the



effects of enhanced dispersion of the plume within the "far"  wake region
                                  4-28

-------
(beyond lOL^,).  The same building dimensions as described above  for the

cavity calculations are used, and SCREEN calculates the maximum  projected

width from the values input for the minimum and maximum horizontal  dimensions

The wake effects procedures are described in more detail  in  the  ISC manual.21


4.5.2  Plume Impaction on Elevated Terrain

     There is growing acceptance of the hypothesis that greater  concentra-

tions can occur on elevated than on flat terrain in the vicinity of an ele-

vated source.*  That is particularly true when the terrain extends  well

above the effective plume height.

     A procedure is presented here to (1) determine whether  or not  an

elevated plume may impact on elevated terrain and, (2)  estimate  the maximum

24-hour concentration if terrain impaction is likely.   The procedure is

based largely upon the 24-hour mode of the EPA VALLEY  model.26  A similar

procedure that accounts for terrain heights above plume height using the

VALLEY model, and compares results from the VALLEY model  to  simple  terrain

calculations for terrain between stack height and plume height,  is  included

in the SCREEN program (see Appendix A).  A concentration estimate obtained

through the procedure in this section will likely be somewhat  greater

than provided by the VALLEY model or by the SCREEN program,  primarily  due

to the relatively conservative plume height that is used in  Step 1:

     Step 1.  Determine if the plume is likely to impact on  elevated terrain

in the vicinity of the source:
 An exception may be certain flat terrain situations where building
 downwash is a problem.  (See Section 4.5.1).
                                  4-29

-------
              (1) Compute one-half the plume  rise  that  can  be expected

during F stability and a stack  height  wind  speed  (us) of  2.5  m/s.   (The

reason for using only one-half  the normally computed  plume  rise  is  to

provide a margin of safety in determining both  if  the plume may  intercept

terrain and the resulting ground-level  concentration.   This assumption is

necessary because actual plume  heights will be  lower  with higher stack

height wind speeds, and because impacts on  intervening  terrain above

stack height but below the full plune  height  might otherwise  be  missed.)


          Ah = 2.6[(FbTa)/(usgA6/Az)]1/3/2                  (4.12)


Refer to Steps 1 and 3 of Section 4.2  for a definition  of terms.

              (2) Compute a conservative plume  height (he)  by adding the

physical stack height (hs) to Ah:

               he = hs + Ah

              (3) Determine if  any terrain  features in  the  vicinity of the

source are as high as he.  If so, proceed with  Step 2.   If  that  is  not

the case, the plume is not likely to intercept  terrain, and Step 2  is

not applicable.*
*Even if the plume is not likely to impact  on  elevated  terrain  (and  for all
 concentration averaging times of concern)  the user should  account  for the
 effects of elevated terrain on maximum concentrations.  A  procedure to
 account for elevated terrain below stack  height  is described in  Section
 4.2 and consists of reducing the computed  plume  height,  he (for  all  stabi-
 lities), by the elevation difference between  stack base  and location of the
 receptor(s) in question.  The adjusted plume  heights  can then  be used in
 conjunction with the "flat-terrain"  modeling  procedures  described  earlier.
                                  4-30

-------
     Step 2.  Estimate the maximum 24-hour ground-level concentration on

elevated terrain in the vicinity of the source:

              (1)  Using a topographic map, determine the distance from the

source to the nearest ground-level location at the height he.

              (2)  Using Figure 4-17 and the distance determined in (1),

estimate a 24-hour x/Q value.

              (3)  Multiply the (x/Q)24 value by the emission rate Q

(g/s) to estimate the maximum 24-hour concentration, x24> due to plume

impaction on elevated terrain:

          X24 = Q(x/Q)24


4.5.3  Fumigation

     Fumigation occurs when a plume that was originally emitted into a

stable layer is mixed rapidly to ground-level  when unstable air below the

plume reaches plume level.  Fumigation can cause very high ground-level

concentrations.^^  Typical situations in which fumigation occurs are:

     1.  Breaking up of the nocturnal radiation inversion by solar
         warming of the ground surface;

     2.  Shoreline fumigation caused by advection of pollutants
         from a stable marine environment to an unstable inland
         environment; and

     3.  Advection of pollutants from a stable rural environment
         to a turbulent urban environment.

     The following procedure can be used for estimating concentrations due

to inversion break-up and shoreline fumigation in rural areas.   Sources

located within 3 km of a large body of water should be evaluated for

shoreline fumigation.  Procedures  for estimating concentrations during

the third type,  rural/urban, are beyond the scope of this document.
                                  4-31

-------
     Calculation procedures:



     Step 1.   Compute  the  plume  height  (he) that will occur during F



stability and a stack  height  wind  speed  of 2.5 m/s:



        he =  hs + Ah



To obtain a value for  Ah,  use the  procedure described in Step 3 of



Section 4.2 with u =  2.5 m/s.  If  vs  <  1.5us, account for stack tip downwash



using Equation 4.7.



     Step 2.   Estimate the downwind  distance to maximum ground-level concentra-



tion using (a) for inversion  break-up and  (b) for  shoreline fumigation.



         (a)  For inversion break-up  fumigation, use  Table 4-4 (derived from



Equation (5.5) of Turner's Workbook)^ to estimate  the downwind distance at



which the maximum fumigation  concentration is expected to occur, which is



based on the  time required for the mixed layer to  develop from the top



of the stack  to the top of the plume.  If this distance is less than



about ? kilometers, then  fumigation  concentrations are not likely to



exceed the limited mixing  concentrations estimated in Step 4, Procedure (a),



of Section 4.2, and may be ignored.



         (b)   For shoreline fumigation,  the maximum  fumigation concentration



is expected to occur  where the top of the stable plume intercepts the top of



the thermal internal  boundary layer  (TIBL).  The distance to this location,



measured from the shoreline,  may be  estimated from Table 4-5. The distances



in Table 4-5  are based on  the assumption of a parabolic TIBL shape.28  Subtract



the distance  from the  source  to  the  shoreline from the value in Table 4-5



in order to obtain the downwind  distance to the maximum from the source.



If the distance obtained  is less than 0.2 km, then the shoreline fumigation



screening procedure should not be  applied since the  plume/TIBL interaction





                                  4-32

-------
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CO CO C\J C\J CsJ C\J
LO CO C\J O O
CM CM CM CM CM
o^ r**^ IQ ^^5
T-H r— 1 T— 1 r— 1
CO C\J CNJ
1 — 1 I— 1 I— 1
en LO
co co i i i i i i
0 0
LO 1 1 1 1 1 1 1
0

1 1 1 1 1 1 1 1


i i i i i r i i


1 1 1 1 1 1 1 1


1 1 1 1 1 1 1 1





1 1 1 1 1 1 1 1



LOOLOOLOOLOO
CVJLOI — ^oojLor~-.o
i— It-Ht— IOJOJOJOJOO
                                                    4-34

-------
may be influenced by transitional plume rise effects.

      Step 3.  At the distance estimated in (2), determine the value of av

from Figure 4-18 and of az from Figure 4-14 for F stability.  Since the

effects of buoyancy-induced dispersion (BID) have been incorporated in the

distances determined in (2) above, it is recommended that the values for ay

and az be adjusted for BID effects as follows:

         a/ = [a2 + (Ah/3.5)2]i/2 ,
          y      y                                            (4.13)
         oz' = [az2 + (Ah/3.5)2]1/2

where Ah is the plume rise determined in (1) above.  The maximum fumigation

estimate, particularly for shoreline fumigation, is sensitive to the inclusion

of BID since it effects the distance to the maximum as well  as the actual

concentration calculation.

     Step 4.  Compute the maximum fumigation concentration (xf). using the

following equation:9

         xf = Q/[/27u(ayl+he/8)(he+2az1)]                     (4.14)

For the inversion break-up case, the concentration xf can be expected to

persist for about 30 to 90 minutes.  For shoreline fumigation, the high

ground-level concentrations can persist as  lonq as the stable onshore flow

persists, up to several  hours, although the location may shift as the direction

of the onshore flow shifts.

     Step 5.  If the estimated fumigation concentration, xf> "is less

than the maximum 1-hour concentration, xl»  estimated from Step 4 of

Section 4.2, then the effects of fumigation may be ignored.   If the estimated

fumigation concentration exceeds the maximum 1-hour concentration estimated

from Step 4 of Section 4.2, then the effect of fumigation on longer averaging

periods may be accounted for as follows.  The value of x used with the
                                    4-35

-------
multiplying factors in Step 5 (Section 4.2)  should be adjusted using a

weighted average of xi and xf> assuming that xf persists for 90

minutes.  The weighted average should be calculated as follows:

     Averaging Time              Adjustment  of x^ for Fumigation

       3 hours                    Xl' = (xi  + Xf)/2
       8 hours                    Xl' = (13xi + 3Xf)/16
      24 hours                    Xl' = (15x1 + Xf)/16

The adjusted value, xi'» should then be used with the multiplying factors

in Step 5 of Section 4.2.


4.5.4  Estimated Concentrations from Area Sources

     Fugitive emissions  from simple area sources may be modeled as virtual

point sources in order to obtain pollutant concentration estimates,9 using

the procedure in this section.  This procedure should only be applied to

approximately square area sources of at least 50 meters on a side and

with effective release heights of less than  10 meters.  The SCREEN model

may also be used to estimate concentrations  for area sources without

these restrictions on size and height (refer to Appendix A).  Because

of the simplifying assumptions used in this  procedure, the results

should be used with extreme caution, especially for receptors close to

the area source where there may be a bias toward over prediction.  An

area source approximation for estimating contributions from multiple

point sources is presented in Section 4.5.5(C).

     Step _!.  Define the area source by approximating it as a square area.

(For complex area sources that cannot be approximated by a square, the

Industrial Source Complex (ISC) model 21 of the UNAMAP series may be used

if the area can be broken down into a group  of adjacent squares).
                                    4-36

-------
     Step 2.  Determine the distance to the virtual point source corre-



sponding to stability classes C and F for rural  sources and classes C and



E for urban sources.



              (1) Estimate the initial horizontal  dispersion parameter,



ay0, by dividing the length of the side of the area source, S, by 4.3:





              ayo = S/4.3                                     (4. IS)





              (2)  For rural sites, use Figure 4-18 to determine the virtual



point source distance, Xy, that corresponds with the value of ay0 for



both stability classes (C and E or F).



              For urban sites, calculate the virtual point source



distance, Xy, that corresponds with the value of ay0 from the following:
  xy = [0.0004ayoMl.6xlO-7ay0H4a2oyo2)1/2]/(2a?-)          (4.16)





with a = 0.22 for stability class C and a = 0.11 for stability class E.



     Step 3.  Determine the effective release height, he.  In general, this



will be the physical  height of the source for fugitive emissions.  For a



slag pile, use one half the height of the pile.  If the effective release



height cannot be determined, assume a release height of 0 m.



     Step 4.  Estimate maximum short term (1-hour)  concentrations by following



the procedure for point sources outlined in Step 4  of Section 4.2, assuming



no plume rise, Ah = 0.  Do not use the multiplying  factors in Step 5 of



Section 4.2 to correct for averaging times greater  than 1-hour.   Concen-



trations close to an  area source will not vary as much as those  for point



sources in response to varying wind directions, and the meteorological



conditions which are  likely to give maximum 1-hour  concentrations (Procedures
                                  4-37

-------
(b) and (c) of Section 4.2)  can persist for several  hours.   Therefore it

is recommended that the maximum 1-hour concentration be conservatively

assumed to apply for averaging periods out to 24 hours.

     Step 5.  Determine the  downwind distance to the maximum concentration,

meaji'red from the downwind edge of the area source,  by subtracting  the

virtual point source distance, Xy, from the distance obtained from  Figure

4-2 (rural) or Figure 4-3 (urban)  in Step 4 of Section 4.2.   For ground-

level  sources (he = Om), the maximum concentration will be  at the downwind

edge of the source.


4.5.5  Contributions from Other Sources

     To assess the significance of the air quality impact  of a proposed

source, the impact of nearby sources and "background" must  be specifically

determined.  (Background includes  those concentrations due  to natural

sources, and distant or unspecified man-made sources.)  The impact  of

the proposed source can be separately estimated, applying  the techniques

presented elsewhere in Section 4,  and then superimposed upon the impact of

the nearby sources and background  to determine total concentrations in

the vicinity of the proposed source.

     This section addresses  the estimation of concentrations due to nearby

sources and background.  Three situations are considered:

     A.  A proposed source relatively isolated from  other  sources.

     B.  A proposed source in the  vicinity of a few  other  sources.

     C.  A proposed source in the  vicinity of an urban area or other
         large number of sources.
                                   4-38

-------
     It must be noted that in all references to air quality monitoring in



the following discussion, it is assumed that the source in question is not



yet operating.  If the source is emitting pollutants during the period of



air quality data collection, care must be taken not to use monitoring data



influenced by the impact of the source.  Additional guidance on determining



background concentrations is provided in Section 9.2 of the Guideline



on Air Quality Models (Revised).3





A.   Relatively Isolated Proposed Source



     A proposed source may be considered to be isolated if it is expected



that background will be the only other significant contributor to ambient



pollutant concentrations in its vicinity.  In that case, it is recommended



that air quality data from monitors in the vicinity of the proposed source



be used to estimate the background concentrations.  If monitoring data are



not available from the vicinity of the source, use data from a "regional"



site; i.e., a site that characterizes air quality across a broad area,



including that in which the source is located.



     Annual average concentrations should be relatively easy to determine



from available air quality data.  For averaging times of about 24 hours



or less, meteorology should be accounted for; i.e., the combined source/



background concentration must be calculated for several meteorological



conditions to ensure that the maximum total  concentration is determined.





B.   Proposed Source in the Vicinity of a Few Other Sources



     If there already are a few sources in the vicinity of the proposed



facility, the air quality impact of these sources should be accounted for.



As long as the number of nearby sources is relatively small,  the reco.n-






                                  4-39

-------
mended procedure is to use (1)  air quality monitoring data  to estimate
background concentrations and (2)  dispersion modeling to  estimate
concentrations due to the nearby source(s).  Then  superimpose those estimates
to determine total concentrations  in the vicinity  of the  proposed  source.
     To estimate background concentrations, follow the same basic  procedure
as in the case of an isolated source.  In this  case, however, there is one
added complication.  Wind direction must be accounted for in order to single
out the air quality data that represent background only (i.e., data that
are not affected by contributions  from nearby sources).
     Concentrations due to the nearby sources will normally be best
determined through dispersion modeling.  The modeling techniques presented  in
this guideline may be used.  If the user has access to UNAMAP, the modeling
effort can be considerably simplified.  If UNAMAP  can not be used, the user
should model each source separately to estimate concentrations due to each
source during various meteorological conditions and at an array of receptor
locations (e.g., see Sections 4.3 and 4.4.1) where interactions between the
effluents of the proposed source and the nearby sources can occur.  Signi-
ficant locations include (1) the area of expected  maximum impact of the
proposed source, (2) the area of maximum impact of the nearby sources, and
(3) the area where all sources will combine to cause maximum impact.  It  may
be necessary to identify those locations through a trial  and error analysis.

C.   Proposed Source Within an Urban Area or in the Vicinity of a  Large
     Number of Sources
     For more than a very small number of nearby sources, it may  be
impractical to model each source separately.  Two  possible alternatives
for estimating ambient concentrations due to the other sources are to use
air quality monitoring data or a multisource dispersion model.
                                  4-40

-------
     If data from a comprehensive air monitoring network are available, it

may be possible to rely entirely on the measured data.  The data should be

adequate to permit a reliable assessment of maximum concentrations, par-

ticularly in (1) the area of expected maximum impact of the proposed source,

(2) the area of maximum impact of the existing sources and (3) the area

where all sources will combine to cause maximum impact.

     In some cases, the available air quality monitor data will  only be

adequate to estimate general area-wide background concentrations.  In such

cases, there is no choice but to use dispersion modeling to estimate concen-

trations due to the nearby sources.  If possible, a multisource dispersion

model should be used.  If the user has access to UNAMAP the ISCLT model can

be applied for long-term concentration estimates, and the MPTER or

ISCST model for short-term estimates (MPTER can handle up to 250 point

sources but cannot handle building downwash effects).

     If it is not feasible to apply a multisource model, and there is a

considerable number of nearby sources, a rough estimate of maximum concen-

trations due to those sources can be made by arbitrarily grouping the

sources into an area source through the following equation.29  (The esti-

mate is primarily applicable to receptor locations near the center of the

area source, defined below, although it may be considered a reasonable

first-approximation for any location within the area):


                   C = 18 Q (Ax)1/1+/u                         (4.17)

where:

        C = maximum short term (1 - 24 hours) contribution to ground-level
            concentrations from the area source (g/m^)
                                  4-41

-------
        Q = average emission rate (g/m^/s)  within  the area
            defined by Ax

        u = assumed average wind speed (m/s)  for the averaging
            time of concern (use 2 m/s if no  data  are available)

       Ax = length (n) of one side of the smallest square  area that
            will contain the nearby sources,  ignoring relatively
            small  outlying sources or any source that is considerably
            removed from the other sources.

The best results will  be obtained with the  above equation  when emissions

are uniformly distributed over the defined  area.  Any large  point  sources

in the vicinity should be modeled separately,  and  the estimated concentra-

tions manually superimposed upon that computed for the area  source.

Because this is an area source approximation,  the  adjustment  factors  for

averaging times greater than an hour should not be used.


4.5.6  Long Range Transport

       In certain instances it will be necessary to estimate  the air  quality

impact of a proposed source at locations  beyond its vicinity  (beyond  roughly

30-50 km).  To estimate seasonal or annual  average concentrations  (out  to

about 100 km) the procedures of Section 4.4 provide a rough  estimate.  The

procedures are limited to plume heights greater than 50m,  and should  not be

applied beyond 100 km.

       For short-term estimates (concentration averaging times up  to  about

24 hours) beyond the vicinity of the source and out to 100 km downwind, the

following procedure is recommended.  The  procedure accounts  for the meteoro-

logical situations with the greatest persistence that are  likely to  result

in the highest concentrations at large distances;  viz., neutral/high  wind

conditions (Steps 1-4) and stable conditions  (Steps 5-7):
                                  4-42

-------
     Step 1.  Estimate the normalized plume rise (uAh) applicable to
neutral and unstable atmospheric conditions.  Use the procedure described
in Step 1 of Section 4.2.
     Step 2.  Compute plume height, he, that will occur during D stability
with a 10-meter wind speed of 5 m/s.  Adjust the wind speed from 10 meters
to stack height, using Equation 3.1 and the exponent for stability class D.
             he = hs + (uAh)/us
     Step 3.  Using Figure 4-19, obtain a yU/Q value for the desired
downwind distance (D stability case).  (If the plume height is greater than
300m, then the value corresponding to he = 300m may be used for conservatism.)
     Step 4.  Compute the maximum 1-hour D stability concentration, xmax»
using the yu/Q value obtained in Step 3.
               >max = Q(xu/Q)/us
For Q, substitute the source emission rate (g/s), and use the value of us
determined in Step 2.
     Step 5.  Compute the plume height he = hs + Ah that will  occur
during E stability with a 10-meter wind speed of 2 m/s.  Adjust the wind
speed from 10 meters to stack height using Equation 3.1 and the exponent
for stability class E.  Use the stable plume rise (Ah) computed
from Equation 4.6 in Step 3 of Section 4.2.
             he = hs + Ah
     Step 6.  From Figure 4-20, obtain a yu/Q value for the same distance
considered in Step 3 above.  (If the plume height is greater than 300m,  then
the value corresponding to he = 300m may be used for conservatism).
                                  4-43

-------
     Step 7.  Compute the maximum 1-hour E stability concentration, xmax>
using the xu/Q value obtained in Step 6:
              Xmax = Q(xu/Q)/us
where us was determined in Step 5.
     Step 8.  Select the higher of the xmax values computed in Steps 4
and 7.  The selected value represents the highest 1-hour concentration
likely to occur at the specified distance.
     Step 9.  To estimate concentrations for averaging times up to 24 hours,
multiply the 1-hour value by the factors presented in Step 5 of Section 4.2.
                                  4-44

-------
 QNIMNMOQ




4-45

-------
0.1
 10
-6
10-4
          2          5      1Q-5       2          5

                                 MAXIMUMxu/Q.m'2
Figure 4-3.  Downwind distance to maximum concentration and maximum xu/Q as a function
of stability class and plume height (m); urban terrain.
                                                                                 10-'
                                      4-45

-------
 0.1     0.2
0.5      1       2        5      10     20

         DOWNWIND DISTANCE, km
50    100
Figure 4-4. Stability class A; rural terrain xu/Q versus distance for various
pmme heights (H), assuming very restrictive mixing heignts (U: L = bO m
for H s= 50 m; L = H for H > 50 m

-------
10'3
  0.1
0.2
0.5
12         5      10

 DOWNWIND DISTANCE, km
20
100
  Figure 4-5  Stability class B; rural terrain xu/Q versus distance for various
  plume heights (H), assuming very restrictive mixing heights (L):  L = 50 m
  for H ^ 50 m; L = H for H > 50 m.
                                   4

-------
10-7-
  0.1     0.2
0.5      1
10     20
50     100
                            DOWNWIND DISTANCE, km
 Figure 4-6.  Stability class C; rural terrain xu/Q versus distance for various
 plume heights (H), assuming very restrictive mixing heights (L):  L = 50 m
 for H < 50 m; L = H for H > 50 m.
                                  •i 49

-------
  0.1
0.2
0.5
12        5     10

 DOWNWIND DISTANCE, km
20
50
100
Figure 4-7. Stability class D; rural terrain xu/Q versus distance for various
plume neights (H), assuming very restrictive mixing heights (L): L = 50 m
for H < 50 m; L = H for H > 50 m.
                                     SO

-------
ID'6
  0.1
0.5
20
50
100
                             12        5     10
                              DOWNWIND DISTANCE, km
Figure 4-8   Stability class E; rural terrain xu/Q versus distance for various plume
heights (HI, assuming very restrictive nrxing ne'ghts  (L):  L = 50 m for H < 50 m;
I = H for H > 50 m

-------
ID'2 —
10
0.1     0.2
0.5
                           12         5     10

                            DOWNWIND DISTANCE, km
20
50
Figure 4-9   Stability class F; rural terrain xu/Q versus distance for various
piun-e tie'yhts (H), assuming very restrictive mixing heights (L):  L = 5Qrr\
for H < 50 m; L = H for H > 50 m.

-------
  0.1
0.5
    2           5       10

DOWNWIND DISTANCE, km
20
50
100
Figure 4-10. Stability classes A and B; urban terrain xu/Q versus distance for various plume
heights (H), assuming very restrictive mixing heights (L):  L = 50 m for H < 50 m; L = H
for H > 50 m.

-------
0.1
0.2
0.5
1
20
50
                                         2          5        10
                                    DOWNWIND DISTANCE, km
ciaurp 4-11. Stability class C; urban terrain xu/Q versus distance for various plume heights (H),
assuming very restrictive mixing heights (L):  L = 50 m for H < 50 m; L = H for H > 50 m.
100
                                       4-54

-------
          0.2
0.5
     2          5       10

DOWNWIND DISTANCE, km
20
50
100
Figure 4-12. Stability class D; urban terrain xu/Q versus Distance for various plume h : jhts
m), assuming very restrictive mixing heights (LI   i_ = ou m for H ^ 50 m; L = H for
H >50m
                                         a  v.

-------
  0.1       0.2
0.5
   2           5       10

DOWNWIND DISTANCE, km
20
50      100
Figure 4-13.  Stability class E; urban terrain xu/Q versus distance for various plume heights
ini. dbsunmg very restrictive mixing heights (L):  L = bO m for H < 50 m; L = H for
H  •> 50 rr,
                                             56

-------
5,000
2,000
1,000
                                                               7H
 500
 200
 100
  50
  20
  10
                                               X
                                    /
                                 r   xx
   0.1      0.2
0.5       1        2           5       10       20

              DOWNWIND DISTANCE, km
50      100
    Figure 4-14.  Vertical dispersion parameter (az) as a function of downwind distance and
            class; rural terrain.
                                           4-57

-------
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                                                         JC
                                                          O5
                                                          c

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4-58

-------
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                                                        L
4-59

-------
0.1
0.2
0.5
1        2           5

   DOWNWIND DISTANCE, km
20
50
100
  Figure 4-17. 24 hour x/Q versus downwind distance, obtained from the valley model
  Asbumpuuiib include stability class F, a wind speed of 2.5 m/sec, and plume height lO
  meters above ter^a^n.
                                     4-60

-------
10,000
 5,000
 2.000
 1,000
  50
  :oo
E

>
  100
  50
                          X
                     x  /
                                                 /
                                                                X  X
                                                             'xx  —
                                                           X  '   x   x
                                                         X  x  x    x_
                                                        x'  '  /   .^ x'
                                                       x  x   x    x   x
                                                      XXX   X  .x
                                                    ,x  x-  x    x  x

                                                     x''   X   x   x    x

                                                   ^XX/ xX/  x""
                                                     x   X  x   ^x
                                          x' x  x
                                        '' /  ''

                                   x  x   /    s*
                                XX   X

                                                X
V    X  '   X
    XXX
  Xxx
 XX    x


>;/
  X
 X

                                                                     X
  20
  10
    PC
    ^7
                            /  '   x
                            ,>>x
                            X
   0.1     0.2
                    0.5      1      2        5      10     20

                               DOWNWIND DISTANCE, km
               50     100
   Figure 4-18. Horizontal dispersion parameter (cry) as a function of downwind distance and
   stability class; rural terrain.
                                  4-61

-------
                       DOWNWIND DISTANCE, km
Figure 4-19.  Maximum xu/Q as a function of downwind distance and plume
height (H), assuming a mixing height of 500 meters; D stability.

                               4-h?

-------
10
20                        50

   DOWNWIND DISTANCE, km
Figure 4-20.  Maximum XU/Q as a function of downwind distance and p'ume
height (H); E stability.
                              4  63

-------
                             5.  REFERENCES


 1.  U. S. Environmental Protection Agency, September 1974.  Guidelines for
     Air Quality Maintenance Planning and Analysis, Volume 10:   Reviewing
     New Stationary Sources.  EPA-450/4-74-011 (OAQPS Number 1.2-029),
     Research Triangle Park, N. C.  27711.

 2.  U. S. Environmental Protection Agency, October 1977.  Guidelines for
     Air Quality Maintenance Planning and Analysis, Volume 10 (Revised):
     Procedures for Evaluating Air Quality Impact of New Stationary
     Sources.  EPA-450/4-77-001 (OAQPS Number 1.2-029R), Research
     Triangle Park, N. C.  27711.

 3.  U. S. Environmental Protection Agency, 1986.  Guideline on Air Quality
     Models (Revised) and Supplement A (1987).  EPA-450/2-78-027R.  U. S.
     Environmental Protection Agency.  Research Triangle Park,  N. C.  27711.

 4.  U. S. Congress, August 1977.   Clean Air Act Amendments of  1977 - Public
     Law 95-95, Section 302 (j).

 5.  U. S. Environmental Protection Agency, 1985.  Compilation  of Air
     Pollution Emission Factors, Volume I:  Stationary Point and Area
     Sources.  Publication No. AP-42, Fourth Edition, Research  Triangle
     Park, N. C.  27711.

 6.  U. S. Environmental Protection Agency, 1985.  Guideline for Determination
     of Good Engineering Practice  Stack Height (Technical Support Document
     for the Stack Height Regulations), (Revised),  EPA-450/1-80-023R.  U. S.
     Environmental Protection Agency, Research Triangle Park, N. C.  27711.

 7.  U. S. Environmental Protection Agency, 1987.  On-site Meteorological
     Program Guidance for Regulatory Modeling Applications,
     EPA-450/8-87-013.  U.S. Environmental Protection Agency.  Research
     Triangle Park, NC  27711.

 8.  U. S. Environmental Protection Agency, 1987.  Ambient Monitoring
     Guidelines for Prevention of  Significant Deterioration (PSD).
     EPA-450/4-87-007.  U. S. Environmental Protection Agency,  Research
     Triangle Park, N. C.  27711.

 9.  Turner, D. B., 1970.  Workbook of Atmospheric  Dispersion Estimates.
     Revised, Sixth printing, Jan. 1973.  Office of Air Programs Publication
     No. AP-26.  U. S. Environmental Protection Agency.  U. S.  Government
     Printing Office, Washington,  D. C.  20402.

10.  List, R. J.,  1966.  Smithsonian Meteorological  Tables.  Sixth Revised
     Edition (Third Reprint).Smithsonian Institution, Washington, D. C.
                                  5-1

-------
11.  Holzworth, G. C., 1972.   Mixing Heights,  Wind  Speeds,  and  Potential  for
     Urban Air Pollution Throughout the Contiguous  United  States.   Office
     of Air Programs Publication No. AP-101,  U.  S.  Environmental  Protection
     Agency.  U. S. Government Printing Office,  Washington,  D.  C.   20402.

12.  Randerson, D., 1984.  Atmospheric Boundary  Layer.   In  Atmospheric  Science
     and Power Production.  Randerson, D.  (ed.), DOE/TIC-27601,  U.  S.  Department
     of Energy, Washington, D.C.

13.  U. S. Environmental Protection Agency,  1971.   Exhaust  Gases  from
     Combustion and Industrial Sources, APTD-0805.   Pub.  No.  PB203-861,
     NTIS, Springfield, Virginia  22151.

14.  Turner, D. B. and E. L.  Martinez, 1973.   A  Simple  Screening  Technique
     for Estimating the Impact of a Point  Source of Air Pollution  Relative
     to the Air Quality Standards.   (NOAA  manuscript)   U.  S.  Environmental
     Protection Agency, Research Triangle  Park,  N.  C.   27711.

15.  Sriggs, G. A., 1969.  Plume Rise.  USAEC  Critical  Review Series
     TID-25075, National Technical  Information Service, Springfield,
     Virginia  22151.

16.  Briggs, G. A., 1971.  Some Recent Analyses  of  Plume  Rise Observation
     Pages 1029-1032 of the Proceedings of the Second  International  Clean
     Air Congress, edited by  H. M.  Englund and H. T. Berry.   Academic
     Press, N. Y.

17.  Briggs, G. A., 1975.  Plume Rise Predictions.   In: Lectures  on  Air
     Pollution and Environmental Impact Analysis, D. A. Haugen,  ed,,  American
     Meteorological Society,  Boston, Massachusetts, pp. 59-111.

18.  Leahey, D.M.  and  M.J.E.  Davies, 1984. Observations of  Plume  Rise  from
     Sour Gas Flares.   Atmospheric  Environment,  18, 917-922

19.  Beychok, M.,  1979. Fundamentals of Stack  Gas Dispersion, Irvine,  CA.

20.  McElroy, J. L. and Pooler, F., December  1968.   St. Louis Dispersion
     Study, Volume II  - Analyses.  AP-53,  National  Air  Pollution  Control
     Administration, Arlington, Virginia  22203.

21.  U. S. Environmental Protection Agency,  1987.   Industrial Source
     Complex (ISC) Dispersion Model User's Guide -  Second  Edition
     (Revised), EPA-450/4-88-002a.   U. S.  Environmental Protection
     Agency, Research  Triangle Park, N. C. 27711

22.  Snyder, W. H., and R. E. Lawson, Jr., 1976. Determination  of  a
     Necessary Height  for a Stack Close to a  Building--A  Rind Tunnel  Study.
     Atmospheric Environment, 10, 683-691.

23.  Hosker, R. P., 1984.  Flow and Diffusion  Near  Obstacles.   In  Atmospheric
     Science and Power Production.   Randerson, D.  (ed.),  DOE/TIC-27601,  U. S.
     Department of Energy, Washington, D.C.


                                  5-2

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24.  Huber, A. H.,  and W. H. Snyder, October 1976.  Building Wake Effects
     on Short Stack Effluents.   Preprint volume:   Third Symposium on
     Atmospheric Turbulence, Diffusion and Air Quality.  Published by
     American Meteorological Society, Boston, Massachusetts,  pp. 235-242.

25.  Huber, A. H., 1977.  Incorporating Building/Terrain Wake Effects on
     Stack Effluents.  Preprint volume:  AMS-APCA Joint Conference on
     Applications of Air Pollution Meteorology, November 29 - December 2,
     1977, Salt Lake City, Utah.

25.  Burt, E. W., September 1977.   Valley Model  User's Guide.  EPA-450/2-
     77-018.   U. S. Environmental  Protection Agency,  Research Triangle
     Park, N. C.  27711.

27.  Lyons, U. A., and H. S. Cole, 1973.  Fumigation  and Plume Trapping on
     the Shores of Lake Michigan  During Stable Onshore Flow.   J. of Applied
     Meteorology, 12_, pp. 494-510.

28.  Stunder, M. and S. SethuRaman, 1986.  A Statistical Evaluation of Coastal
     Point Source Dispersion Models.   Atmospheric Environment, 20, 301-315.

29.  Hanna, S. R. 1971.  A Simple  Method of Calculating Dispersion from
     Urban Area Sources.  Journal  of  the Air Pollution Control Association, 12,
     774-777.
                                  5-3

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        APPENDIX A
SCREEN Model User's Guide

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                           Al.  INTRODUCTION
Overview of User's Guide



     It will be easier to understand this user's  guide and the SCREEN



model if you are already familiar with the screening procedures,  especially



those described in Section 4.2.



     This introduction should answer most of your general  questions  about



what the SCREEN model  can (and cannot) do, and explain its relationship  to



the screening procedures document.



     Section A2 provides several  examples of how  to run the SCREEN model



and will also help the novice user get started.  The point source example



provides the most detailed description and should be read  before  the



other examples.  If you are already familiar with personal  computers and



with the screening procedures, you probably won't have much trouble



simply running SCREEN and "experimenting" with it.   It runs interactively,



and the prompts should be self explanatory.



     Section A3 provides background technical  information  as a reference



for those who want to know more about how SCREEN  makes certain calculations.



The discussion in Section A3 is intended to be as brief as possible,



with reference to other documents for more detailed descriptions.





Purpose of SCREEN



     The SCREEN model  was developed to provide an easy-to-use method of



obtaining pollutant concentration estimates based on the new screening



procedures document.  By taking advantage of the  rapid growth in  the
                                   A-l

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availability and use of personal  computers (PCs)  the  SCREEN  model  makes



screening calculations accessible to a wide range of  users.





What is needed in order to use SCREEN?



     SCREEN will run on an IBM-PC compatible personal  computer with  at



least 256K of RAM.  You will  need at least one 5  1/4"  double-sided,  double-



density (360K) or a 5 1/4" high density (1.2MB) disk  drive.   The program



will run with or without a math coprocessor chip.  Execution time will  be



greatly enhanced with a math  coprocessor chip present  (about a factor of



5 in runtime) and will also benefit from the use  of a  hard disk drive.



SCREEN will write a date and  time to the output file,  provided that  a



real time clock is available.





What will SCREEN do?



     SCREEN runs interactively on the PC, meaning that the program asks the



user a series of questions in order to obtain the necessary  input data, and



to determine which options to exercise.  SCREEN can perform all of the



single source, short-term calculations in the screening procedures document,



including estimating maximum ground-level concentrations and the distance



to the maximum  (Step 4 of Section 4.2), incorporating the effects of building



downwash on the maximum concentrations for both the near wake and far wake



regions  (Section 4.5.1), estimating concentrations in the cavity recircu-



lation zone (Section 4.5.1),  estimating concentrations due to inversion



break-up and shoreline fumigation (Section 4.5.3), and determining plume



rise for flare  releases (Step 1 of Section 4.2).   The model  can incorporate



the effects on maximum concentrations of elevated terrain below stack



height (Section 4.2), and can also estimate 24-hour average concentrations
                                   A-2

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due to plume impaction in complex terrain using the VALLEY model  24-hour



screening procedure (Section 4.5.2).   Simple area  sources  can  be  modeled



with SCREEN using a virtual  point source procedure (Section 4.5.4).   The



SCREEN model can also calculate the maximum concentration  at any  number of



user-specified distances in  flat or elevated simple terrain (Section  4.3),



including distances out to 100 km for long-range transport (Section  4.5.6).





Uhat will SCREEN not do?



     SCREEN can not explicitly determine maximum impacts  from multiple



sources, except for the procedure to handle multiple nearby stacks  by



merging emissions into a single "representative" stack  (Section  2.2).



The user is directed to the  MPTER or ISCST models  in the  UNAMAP  series to



model short-term impacts for multiple sources.   With the  exception  of the



24-hour estimate for complex terrain impacts, the  results  from SCREEN are



estimated maximum 1-hour concentrations.  To handle longer period averages,



the screening procedures document contains recommended  adjustment factors



to estimate concentrations out to 24 hours from the maximum 1-hour  value



(Section 4.2, Step 5).  For  seasonal  or annual  averages,  Section  4.4 of



the screening procedures document contains a procedure  using hand calcu-



lations, but the use of ISCLT or another long-term model  of UNAMAP  is



recommended.





How will SCREEN results compare to hand calculations from  the  document?



     The SCREEN model is based on the same modeling assumptions  that  are



incorporated into the screening procedures and  nomographs, and for  many



sources the results will be  very comparable, with  estimated maximum concen-
                                   A-3

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trations differing by less than about 5 percent across  a  range  of  source



characteristics.  However, there are a few differences  that  the user  should



be aware of.  For some sources, particularly  taller sources  with  greater



buoyancy, the differences in estimated concentrations will  be larger,  with



the hand calculation exceeding the SCREEN model result  by as much  as  25



percent.  These differences are described in  more detail  below.



     The SCREEN model can provide estimated concentrations  for  distances



less than 100 meters (down to one meter as in other regulatory  models),



whereas the nomographs used in the hand calculations are  limited  to distances



greater than or equal to 100 meters.  The SCREEN model  is also  not limited



to plume heights of 300 meters, whereas the nomographs  are.   In both  cases,



caution should be used in interpreting results that are outside the range



of the nomographs.



     In addition, SCREEN examines a full  range of meteorological  conditions,



including all  stability classes and wind  speeds (see Section A3)  to find maximum



impacts, whereas to keep the hand calculations tractable  only a subset of



meteorological conditions (stability classes  A, C, and  E  or  F)  likely  to



contribute to the maximum concentration are examined.   The  use  of  full



meteorology is required in SCREEN because maximum concentrations  are  also



given as a function of distance, and because  A, C, and  E  or  F may  not  be



controlling for sources with building downwash (not included in the hand



calculations).  SCREEN explicitly calculates  the effects  of  multiple  reflec-



tions of the plume off the elevated inversion and off the ground  when



calculating concentrations under limited  mixing conditions.  To account  for
                                   A-4

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these reflections, the hand calculation screening procedure (Procedure  (a)



of Step 4 in Section 4.2) increases the calculated maximum concentrations



for A stability by a factor ranging from 1.0 to 2.0.   The factor is  intended



to be a conservative estimate of the increase due to  limited mixing,  and



may be slightly higher (about 5 to 10 percent) than the increase obtained



from SCREEN using the multiple reflections, depending on the source.   Also,



SCREEN handles the near neutral/high wind speed case  (Procedure (b))  by



examining a range of wind speeds for stability class  C and selecting  the



maximum, whereas the hand calculations are based on the maximum concentration



estimated using stability class C with a calculated critical  wind speed and



a 10 meter wind speed of 10 m/s.  stability class C.   This difference



should result in differences in maximum concentrations of less  than  about  5



percent for those sources where the near neutral/high wind speed case is



control 1 ing.



     The SCREEN model results also include the effects of buoyancy-induced



dispersion (BID), which are not accounted for by the  hand calculations  (except



for fumigation).  The inclusion of BID in SCREEN may  either increase  or



decrease the estimated concentrations, depending on the source  and distance.



For sources with plume heights below the 300 meter limit of the hand  calcu-



lations, the effect of BID on estimated maximum concentrations  will  usually



be less than about +_ 10 percent.  For elevated sources with relatively



large buoyancy, the inclusion of BID may be expected  to decrease the  estimated



maximum concentration by as much as 25 percent.
                                   A-5

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How does SCREEN differ from PTPLU,  PTMAX and  PTDIS?
     The PT-series of models have been used  in  the past  to  obtain  results
for certain screening procedures in Volume 10R.  The  SCREEN model  is  designed
specifically as a computerized implementation of  the  revised screening
procedures, and is much more complete than the  earlier models,  as  described
above.  The SCREEN model  also requires less  manual "postprocessing" than
the earlier models by listing the maximum concentrations in the output.
However, many of the algorithms in  SCREEN are the same as those contained
in PTPLU-2.0.  For the same source  parameters and for given meteorological
conditions, the two models  will give comparable results. SCREEN also
incorporates the option to  estimate concentrations at discrete  user-specified
distances, which was available with PTDIS, but  is not included  in  PTPLU.
                                    A-6

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                              A2.  TUTORIAL
What is needed?

     o IBM-PC compatible with at least 256K bytes of RAM,  and  a 5 1/4"  double-
       sided, double-density or high density disk drive.

     o DisKette provided with SCREEN software.

     o Hard disk drive (Optional but recommended).

     o Math coprocessor chip (Optional but recommended).

     o Blank diskette for use in making a backup copy of  software.


Setup on the PC

     Using the DISKCOPY command of DOS (Disk Operating System)  or similar

routine, make a backup copy of the SCREEN software.   Store the  original

SCREEN software diskette in a safe location.  The DISKCOPY command  will  also

format the blank disk if needed.

     The following set-up instructions assume that the user has a system with

a hard disk drive.  Examine the contents of the READ.ME file on the SCREEN

diskette (e.g., by using the DOS TYPE command)  for instructions on  the  set-up

of SCREEN for a system with no hard disk drive.

     Insert the SCREEN diskette in floppy drive A: and enter the following

commands at the DOS prompt from drive C:  (either from the root directory or

a subdirectory):

                       COPY A:*-*

                       ARC521

                       ARC E SCREEN
                                   A-7

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These commands will copy the three files from the SCREEN diskette,  SCREEN.ARC,



ARC521.COM, and READ.ME, to the hard disk; "unpack"  the archiving  program,



ARC521; and extract the SCREEN files from archive.   The hard disk  will  now



contain the executable file of SCREEN,  called SCREEN.EXE, as well  as  the



FORTRAN source file, SCREEN.FOR, a listing file,  SCREEN.1ST, an example input



file, EXAMPLE.DAT, and associate output file EXAMPLE.OUT.





Executing the Model



     The SCREEN model is written as an  interactive  program for the  PC,  as



described earlier.  Therefore, SCREEN is normally executed by simply



typing SCREEN from any drive and directory that contains the SCREEN.EXE



file, and responding to the prompts provided by the  program.  However,  a



mechanism has been provided to accommodate for the  fact that for some



applications of SCREEN the user might want to perform  several  runs  for  the



same source changing only one or a few  input parameters.  This mechanism



takes advantage of the fact that the Disk Operating  System (DOS) on PCs



allows for the redirection of input that is normally provided via  the



keyboard to be read from a file instead.  As an example, to run the sample



problem provided on the disk one would  type:



                  SCREEN 
-------
model, SCREEN has been programmed to write out all  inputs provided to a



file called SCREEN.DAT during execution.  Therefore, at the completion of a



run, if the user types SCREEN 
-------
will identify either upper or lower case letters  and  will  repeat  the  prompt

until a valid response is given).

     For a point source, the user  will  be asked  to provide the  following inputs:


               Point Source Inputs

               Emission rate (g/s)
               Stack height (m)
               Stack inside diameter (m)
               Stack gas exit velocity  (m/s)
               Stack gas temperature (K)
               Ambient temperature (K)  (use default of 293K if  not  known)
               Receptor height above ground (may  be used  to define  flagpole
                 receptors) (m)
               Urban/rurdl option  (l=urban, 2=rural)

The SCREEN model uses free format  to read the numerical  input data.

     Figure A-l presents the order of options within  the  SCREEN model  for

point sources and is annotated with the corresponding sections  from the

screening procedures document.  In order to obtain results from SCREEN

corresponding to the procedures  in Step 4 of Section  4.2,  the user  should

select the full meteorology option, the automated distance array  option,

and, if applicable for the source, the  simple elevated terrain  option.

These, as well as the other options in  Figure A-l, are explained  in more

detail below.


     Building Downwash Option

     Following the basic input of  source characteristics  SCREEN will  first

ask if building downwash is to be  considered, and if so,  asks for the

building height, minimum horizontal dimension, and maximun horizontal

dimension in meters.  The downwash screening procedure assumes  that the building
                                   A-10

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Order of Options
  in SCREEN
           Corresponding Section  in
           Screening  Procedures Document
  Input Source
'Characteristics
    Building
  Downwash
    Option
   Complex
   Terrain
   Option
Simple Elevated
 or Flat Terrain
    Option*
    Choice
      of
 Meteorology*
  Automated
Distance Array
    Option*
   Discrete
   Distance
    Option*
  Fumigation
    Option
  (Rural Only)
           Section  4.5.1
           Section  4.5.2
           Section  4.2
           Section  4.2, Step 4
           Section  4.2, Step 4
           Section 4.3   for Distances < 50km
           Section 4.5.6 for Distances > 50km
      Figure A—1
           Section 4.5.3

          *These options also  apply to
           Area Sources, Section 4.5.4

Point Source Options in  SCREEN
         A-ll

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can be approximated by a simple rectangular box.   Wake  effects  are  included



in any calculations made using the automated distance array  or  discrete



distance options (described below).  Cavity calculations  are made for two



building orientations - first with the minimum horizontal  building  dimension



alongwind, and second with the maximum horizontal  dimension  alongwind.



The cavity calculations are summarized at  the end  of the  distance-dependent



calculations.





     Complex Terrain Option



     The complex terrain option of SCREEN  allows the user to estimate



impacts for cases where terrain elevations exceed  stack height.   If the



user elects this option, then SCREEN will  calculate and print out a final



stable plume height and distance to final  rise for the  VALLEY model  24-hour



screening technique.  This technique assumes stability  class F  (E for



urban) and a stack height wind speed of 2.5 m/s.   For complex terrain,



maximum impacts are expected to occur for  plume impaction  on the elevated



terrain under stable conditions.  The user is therefore instructed  to enter



minimum distances and terrain heights for  which impaction  is likely,  given



the plume height calculated, and taking into account complex terrain  closer



than the distance to final rise.  If the plume is  at or below the terrain



height for the distance entered, then SCREEN will  make  a  24-hour concentration



estimate using the VALLEY screening technique.  If the  terrain  is above



stack height but below plume centerline height for the  distance entered,



then SCREEN will make a VALLEY 24-hour estimate (assuming  E  or  F and  2.5



m/s), and also estimate the maximum concentration  across  a full range of



meteorological conditions using simple terrain procedures  with  terrain
                                   A-12

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"chopped off" at physical stack height.  The higher of the two estimates is
selected as controlling for that distance and terrain height (both estimates
are printed out for comparison).  The simple terrain estimate is adjusted
to represent a 24-hour average by multiplying by a factor of 0.40, while
the VALLEY 24-hour estimate incorporates the 0.25 factor used in the VALLEY
model.  Calculations continue for each terrain height/distance combination
entered until a terrain height of zero is entered.  The user will  then  have
the option to continue with simple terrain calculations or to exit the
program.  It should be noted that SCREEN will not consider building downwash
effects in either the VALLEY or the simple terrain component of the complex
terrain screening procedure, even if the building downwash option  is selected,
SCREEN also uses a receptor height above ground of 0.0m (i.e. no flagpole
receptors) in the complex terrain option even if a non-zero value  is entered.
The original receptor height is saved for later calculations.  Refer to
Section A3 for more details on the complex terrain screening procedure.

     Simple Elevated or Flat Terrain Option
     The user is given the option in SCREEN of modeling either simple
elevated terrain, where terrain heights exceed stack base but are  below
stack height, or simple flat terrain, where terrain heights are assumed not
to exceed stack base elevation.  If the user elects not to use the option
for simple terrain screening with terrain above stack base, then flat
terrain is assumed and the terrain height is assigned a value of zero.   If
the simple elevated terrain option is used, SCREEN will  prompt the user to
enter a terrain height above stack base.  If terrain heights above physical
stack height are entered by the user for this option, they are chopped  off
at the physical  stack height.

                                    A-13

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     The simple elevated terrain screening procedure  assumes  that  the  plume
elevation above sea level  is not affected  by  the  elevated terrain.   Concen-
tration estimates are made by reducing the calculated  plume height  by  the
user-supplied terrain height above stack  base.   Neither  the plume  height
nor terrain height are allowed to go below zero.   The  user can model simple
elevated terrain using either or both of the  distance  options described
below, i.e., the automated distance array  or  the  discrete distance  option.
When the simple elevated terrain calculations  for each distance  option
are completed, the user will have the option  of  continuing simple  terrain
calculations for that option with a new terrain  height.  (For  flat terrain
the user will not be given the option to  continue with a new  terrain height).
For conservatism and to discourage the user from  modeling terrain  heights
that decrease with distance, the new terrain  height  for  the automated
distances cannot be lower than the previous height for that run.  The  user
is still given considerable flexibility to model  the  effects  of  elevated
terrain below stack height across a wide  range of situations.
     For relatively uniform elevated terrain,  or  as  a  "first  cut" conservative
estimate of terrain effects, the user should  input the maximum terrain
elevation (above stack base) within 50 km  of  the  source, and  exercise  the
automated distance array option out to 50  km.  For isolated terrain features
a separate calculation can be made using  the  discrete  distance option  for
the distance to the terrain feature, with  the terrain  height  input  as  the
maximum height of the feature above stack  base.   Where terrain heights vary
with distance from the source, then the SCREEN model  can be run  on  each of
several concentric rings using the minimum and maximum distance  inputs of
the automated distance option, to define each  ring, and using  the maximum
                                    A-14

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terrain elevation above stack base within each  ring for terrain  height
input.  As noted above, the terrain heights are not allowed  to decrease
with distance in SCREEN.  If terrain decreasing with distance (in  all
directions) can be justified for a particular source, then the distance
rings would have to modeled using separate SCREEN runs, and  the  results
combined.  The overall  maximum concentration would then be the controlling
value.  The optimum ring sizes will depend on how the terrain heights  vary
with distance, but as a "first cut" it is suggested that ring sizes  of
about 5 km be used (i.e., 0-5km, 5-10km,  etc.).  The application of  SCREEN
to evaluating the effects of elevated terrain should be done in  consultation
with the permitting agency.

     Choice of Meteorology
     For simple elevated or flat terrain  screening, the user will  be given
the option of selecting from three choices of meteorology:  (1) full  meteorology
(all stability classes and wind speeds);  (2) specifying a single stability
class; or (3) specifying a single stability class and wind speed.  Generally,
the full meteorology option should be selected.  The other two options were
originally included for testing purposes  only,  but may be useful when
particular meteorological conditions are  of concern.  See Section  A3 for more
details on the determination of worst case meteorological  conditions by  SCREEN.

     Automated Distance Array Option
     The automated distance array option  of SCREEN gives the user  the
option of using a pre-selected array of 50 distances ranging from  100m out
to 50 km.  Increments of 100m are used out to 3,000m, with 500m  increments
from 3,000m to 10 km, 5 km increments from 10 km to 30 km, and  10  km increments
                                   A-15

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out to 50 km.  When using the automated distance array,  SCREEN  prompts  the



user for a minimum and maximum distance to use,  which  should  be input  in



free format, i.e., separated by a comma or a space.   SCREEN then calculates



the maximum concentration across a range of meteorological  conditions  for



the minimum distance given (_>_ 1 meter), and then for each  distance in  the



array larger than the minimum and less  than or equal  to  the maximum.   Thus,



the user can input the minimum site boundary distance  as the  minimum distance



for calculation and obtain a concentration estimate  at the  site boundary



and beyond, while ignoring distances less than the  site  boundary.



     If the automated distance array is used,  then  the SCREEN model will  use



an iteration routine to determine the maximum  value  and  associated distance



to the nearest meter.  Note:   SCREEN assumes that the  overall maximum



concentration occurs for the same stability class that is  associated with



the maximum concentration from the automated distance  array,  and begins



interating from that value, examining a range  of wind  speeds  for that



stability (unless Option 3 for choice of meteorology is  selected).  If  the



minimum and maximum distances entered do not encompass the  true maximum



concentration, then the maximum value calculated by  SCREEN  may  not be  the



true maximum.  Therefore, it is recommended that the maximum  distance  be



set sufficiently large initially to ensure that  the  maximum concentration



is found.  This distance will depend on the source,  and  some  "trial and



error" may be necessary, however, the user can input a distance of 50,000m



to examine the entire array.   The iteration routine  stops  after 50 iter-



ations and prints out a message if the  maximum is not  found.  Also, since



there may be several local maxima in the concentration distribution associated
                                    A-16

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with different wind speeds, it is possible that SCREEN will  not identify



the overall maximum in its iteration.  This is not likely to be a frequent



occurrence, but will be more likely for stability classes C  and D due to



the larger number of wind speeds examined.





     Discrete Distance Option



     The discrete distance option of SCREEN allows the user  to input specific



distances.  Any number of distances (>_ 1 meter) can be input by the user



and the maximum concentration for each distance will  be calculated.  The



user will always be given this option whether or not  the automated distance



array option is used.  The option is terminated by entering  a distance of



zero (0).  SCREEN will accept distances out to 100 km for long-range transport



estimates with the discrete distance option.  However, for distances greater



than 50 km, SCREEN sets the minimum 10 meter wind speed at 2 m/s to avoid



unrealistic transport times.





     Fumigation Option



     Once the distance-dependent calculations are completed, SCREEN will



give the user the option of estimating maximum concentrations and distance



to the maximun associated with inversion break-up fumigation, and shoreline



fumigation.  The option for fumigation calculations is applicable only



for rural sites with stack heights greater than or equal to  10 meters



(within 3,000m of a large body of water for shoreline.)



     Once all calculations are completed, SCREEN summarizes  the



maximum concentrations for each of the calculation procedures considered.



Before execution is stopped, whether it is after complex terrain calculations
                                   A-17

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are completed or at the end of the simple terrain calculations,  the user is
given the option of printing a hardcopy of the results.   Whether or not  a
hardcopy is printed, the results of the session,  including all  input data
and concentration estimates, are stored in a file called SCREEN.OUT.  This
file is opened by the model each time it is run.   If a file named SCREEN.OUT
already exists, then its contents will  be overwritten and lost.   Thus,  if
you wish to save results of a particular run, then change the name of the
output file using the DOS RENAME command, e.g.,  type 'REN SCREEN.OUT
SAMPLE1.0UT', or print the file using the option  at the end of the program.
If SCREEN.OUT is later printed using the DOS PRINT command, the  FORTRAN
carriage controls will not be observed.  (Instructions are included in
Section A4 for simple modifications to the SCREEN code that allow the
user to specify an output filename for each run.)
     Figure A-2 shows an example using the complex terrain screen only.
Figure A-3 shows an example for an urban point source which uses the
building downwash option.  In the DWASH column of the output, 'NO1 indicates
that no downwash is included, 'HS1 means that Huber-Snyder downwash is
included,  'SS1 means that Schulman-Scire downwash is included, and  'NA1
means that downwash is not applicable since the downwind distance is less
than 31^.  A blank in the DWASH column means that no calculation was made
for that distance because the concentration was so small.
     Figure A-4 presents a flow chart of all the inputs and various options
of SCREEN for point sources.  Also illustrated are all of the outputs from
SCREEN.  If a cell on the flow chart does not contain the words "Enter"  or
"Print out", then it  is an internal test or process of the program, and
is included to show the flow of the program.
                                    A-18

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                                                                     10-25-36
                                                                     12:00:00
 *** SCREEN-1.1 MODEL RUN ***
 *** VERSION DATED  88300 ***

POINT SOURCE EXAMPLE WITH COMPLEX TERRAIN

COMPLEX TERRAIN INPUTS:
   SOURCE TYPE         =    POINT
   EMISSION RATE (G/S) =    100.0
   STACK HT ;M)        =   100.00
   STACK DIAMETER 'Ml  =     2.50
   STACK VELOCITY (M/S'=    25.00
   STACK GAS TEMP tK !  =   450.00
   AMBIENT AIR TEMP ( K > =   293.00
   RECEPTOR HEIGHT iM) =      .00
   IOPT ( 1=URB.2 = RUR )  =     2
BUOY. FLUX =  133.54 M**4/S**c:  MOM. FLUX =  635.35 M**4.S**2.
FINAL STABLE PLUME HEIGHT  = 132.9
DISTANCE TO FINAL RISE (M) = 151.3
*VALLEV 24-HR CAL
TERR
HT
( M )
150
200 .
2CO.
200.

GIST
(M)
1000.
2000.
5000.
10000.
MAX 24-HR
CONC
( UG/M**3 )
243.4
284. 3
91 . 39
37 . 36

CONC
! UG/'M**3 !
243 .4
284.3
91.29
37. 3c
PLUME
ABOVE
BASE
192
1 32
192
1 92
CS*
HT
STK
;M)
.9
_ 9
_ 9
.9
**SIMPLE

CONC
( UG/M**3 I
161.1
.0000
. 0000
.OCOO
TERRAIN 24-HR CALCS**
PLUME HT
ABOVE STK
HGT (M)
C2 . 9
.0
.0
. 0


sc
4
0
c
0

U10M


USTK
(M/S )
15.0
_ o
. 0
. V
21



_;
r\
. 'J
, J
     fc******,*.************.*******************

     *** SUMMARY OF SCREEN MODEL RESULTS ***
     ****************************»:*********«
 :ALCULATION
  PROCEDURE
COMPLEX TERRAIN
 MA>  CONC
:UG/M**3 i
DIST TO
MAX (M)
               2000.
TERRAIN
 HT (Mi
             200. (24-HR CONG)
***************************************************
** REMEMBER TO INCLUDE BACKGROUND CONCENTRATIONS **
     Figure A-2.   SCREEN Point Source Example for Complex Terrain
                                   A-19

-------
                                                                     10-26-33
                                                                     12.00:00
  *** SCREEN-1.1  MODEL  RUN
  *** VERSION DATED  88300
       ***
       ***
 POINT SOURCE EXAMPLE WITH  BUILDING  DOWNWASH

 SIMPLE TERRAIN INPUTS:
    SOURCE TYPE            =     POINT
    EMISSION RATE (G/S)     =     100.0
    STACK HEIGHT (M:        =    100.00
    STK INSIDE DIAM !M)     =      2. CO
    STK EXIT VELOCITY !M/S)=     15.00
    STK GAS EXIT TEMP (K)   =    450.03
    AMBIENT AIR TEMP  (K)    =    293.00
    RECEPTOR HEIGHT 'Ml     =       .00
    IOPT [ 1=URB.2=RUR )      =      1
    BUILDING HEIGHT (M)     =     30.00
    MIN HORIZ BLDG DIM  (M)  =     30.00
    MAX HORIZ BLDG DIM  |M)  =    100.00
 BUOY. FLUX =   51.32  M**4/S**3:  MOM. FLUX =  145.50 M**4/S**2.

 *** FULL METEOROLOGY  ***
 *** SCREEN AUTOMATED DISTANCES  ***
 **********************************
 *** TERRAIN HEIGHT OF
                          0.  M  ABOVE STACK BASE USED FOR FOLLOWING DISTANCES ***
DIST
(M )
100.
200.
300.
400.
500.
600.
700.
800.
900.
1000.
MAXIMUM
274 .
CONC
(UG/M**3 )
.0000
.0000
601
479
412
403
459
547
549
547
1-HR
61 1
. 1
.9
.5
.8
.3
.9
-7
.5
STAB
0
0
1
1
3
5
c
5
5
5
CONCENTRATION
.3
1
U10M
(M/S )
.0
.0
2.0
2.0
2.0
2.0
1 .0
1 .0
1 .0
1 .0
AT OR
2.0
USTK
(M/S )


2 .
2
3.
4.
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.-\
. L/
0
.8
.a
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.8
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640,
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640
5000
5000
5000
5000
5000
100
640
.0
_ Q
.0
.0
.0
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.0
.0
. 0
.0
. M:
.0
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HT l M )
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.0
111.5
119.5
133.1
110.1
121.5
121.5
121.5
1 2' . 5

103.3
SIGMA
• (M)


90.
118.
100.
59.
58.
76.
84
93.

S3,
.0
,0
, 7
3
.4
2
, 1
.6
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,0

,5
SIGMA
Z (M)


32,
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59.
58.
64
67
70,

74.
.0
.0
. 1
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.0
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.4
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r
DWASH
NA
NA
SS
SS
SS
SS
SS
SS
C £
SS

SS
  DWASH=   MEANS NO CALC  MADE  (CONC  = 0.0)
  DWASH=NO MEANS NO BUILDING DOWNWASH USED
  DWASH-HS MEANS HUBER-SNYDER  DOWNWASH USED
  DWASH^SS MEANS SCHULMAN-SCIRE  DOWNWASH USED
  DWASH=NA MEANS DOWNWASH NOT  APPLICABLE, X-3*LB
  *«* CAVITY CALCULATION  -  1  ***
CONC 
-------
"igure  A-4.   Flow  Chart  of  Inputs  and  Outputs  for  SCREEN  Point  Source
                                 A-21

-------
Flare Release Example

     By answering "F" or "f" to the question on source type  the  user selects  the

flare release option.  This option is  similar to the point source  described above

except for the inputs needed to calculate plume rise.   The inputs  for flare

releases are as follows:

          Flare Release Inputs

          Emission rate (g/s)
          Flare stack height (m)
          Total heat release rate (cal/s)
          Receptor height  above ground (m)
          Urban/rural option (1 = urban,  2  = rural)

The SCREEN model  calculates plume rise for  flares based on an  effective

buoyancy flux parameter.  An ambient temperature of  293K is  assumed  in  this

calculation and therefore  none is input by  the user.  It is  assumed  that  55

percent of the total heat  is lost due  to radiation.   Plume rise  is calculated

from the top of the flame, assuming that  the flame is  bent 45  degrees from

the vertical.  SCREEN calculates and prints out the  effective  release

height for the flare.  SCREEN provides the  same options for  flares as de-

scribed earlier for point  sources, including building downwash,  complex

and/or simple terrain, fumigation, and the  automated and/or  discrete dis-

tances.  The order of these options and the user prompts are the same as

described for the point source example.

     While building downwash is included as an option for flare  releases,

it should be noted that SCREEN assumes an effective  stack gas  exit velocity

(vs) of 20 m/s and an effective stack  gas exit temperature  (Ts)  of 1,273K,

and calculates an effective stack diameter based on  the heat release rate.

These effective stack parameters are somewhat arbitary, but  the  resulting

buoyancy flux estimate is  expected to  give reasonable final  plume  rise

estimates for flares.  However, since  building downwash estimates  depend  on

                                    A-22

-------
transitional  momentum plume rise and transitional  buoyant  plume  rise  calcu-

lations, the  selection of effective stack  parameters  could influence  the

estimates.  Therefore, building downwash estimates should  be used  with

extra caution for flare releases.   If more realistic  stack parameters can

be determined, then the estimate could alternatively  be made with  the point

source option of SCREEN.  In doing so, care should be taken to account  for

the vertical  height of the flame in specifying the release height  (see  Section

A3).  Figure  A-5 shows an example  for a flare release, and Figure  A-6 shows

a flow chart  of the flare release  inputs,  options, and output.


Area Source Example

     The third source type option  in SCREEN is for area sources.   The area

source algorithm in SCREEN is a simple virtual point  source procedure

that assumes  that the area source  can be approximated by a simple  square

area.  The inputs requested for area sources are as follows:

          Area Source Inputs

          Emission rate (g/s)
          Source release height (m)
          Length of side of the square area (m)
          Receptor height above ground (m)
          Urban/rural option (1 =  urban, 2 = rural)

The user has  the same options for  handling distances  and the same  choices

of meteorology as described above  for point sources,  but no complex terrain,

elevated simple terrain, building  downwash, or fumigation  calculations  are

made for area sources.  Figure A-7 shows an example of SCREEN for  an  area

source, using both the automated and discrete distance options.  Figure A-8

provides a flow chart of inputs, options,  and outputs for area sources.
                                    A-23

-------
 *** SCREEN-1.1 MODEL RUN ***
 *** VERSION DATED  88300 ***

FLARE RELEASE EXAMPLE

SIMPLE TERRAIN INPUTS:
   SOURCE TYPE            =    FLARE
   EMISSION RATE (G/S)    =    t000.
   FLARE STACK HEIGHT IMI =   100.00
   TOT HEAT RLS (CAL/S)   =    .1000E+08
   RECEPTOR HEIGHT (M)    ;      .00
   IOPT ( 1= URB,2 = RUR )     =     2
   EFF RELEASE HEIGHT (M) =   110.11
   BUILDING HEIGHT IM)    =      .00
   MIN HORI2 BLDG DIM (M) =      .00
   MAX HORIZ 8LDG DIM (M) =      .30
                                                                     10-26-88
                                                                     12:00:00
BL'Cr. FLUX -  165.80 M**4/S**2.   MOM.  FLU'»

*«* FULL METEOROLOGY ***
                                              101.10 M**4/S**2.
«** SCREEN AUTOMATED DISTANCES ***
**************************A*******
«** TERRAIN HEIGHT OF    0. M ABOVE STACK BASE USED FOR FOLLOWING DISTANCES ***

                            U10M   USTK
                     STAB  (M/S)  iM/S)
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MA'IMUM 1-HR CONCENTRATION AT 0" BEYOND
          1 24-1 .         1      1 . C    1.2
 pwaSH=   MEANS NO CALC MADE (CONC = 0.0'
 DWASH = NO MEANS NO BUILDING C'OVvNWASH USED
 CWA£H = HS MEANS HUBER-SNYDER DOWNWASH 'JSED
 DrVASH = SS MEANS SCHULMAN-SCIRE DOWNWASH USED
 C'WASH = NA MEANS DOWNWASH NOT APPLICABLE.  • 3*LB
     *** SUMMARY OF SCREEN MODEL RESULTS ***
                                                                           •JC
 CALCULATION
  PROCEDURE
                  MAX  CCNC     DIST  TO   TEFPAIN
                 ( UG,'M**3 '     MAx.  (Mi    NT   M )
SIMPLE TERRAIN
                    1244.
** REMEMBER TO INCLUDE BACKGROUND CONCENTRATIONS **
***************************************************
             Figure  A-5.   SCREEN
                                     A-24

-------
Figure ' --.   Flow  Chart  of  Inputs  -nd  Outputs  for SCREEN Flare Release
                                 A-25

-------
                                                                    10-26-88
                                                                    1 2:00.00
 »** 3CREEN-1.1  MODEL  RUN  *»*
 *** VERSION  DATED   88300  ***

AREA SOURCE EXAMPLE

SIMPLE TERRAIN  INPUTS:
   SOURCE TYPE          =     AREA
   EMISSION RATE iG/S)  =     1 GO.G
   SOURCE HEIGHT (M)    =     5.00
   LENGTH OF  SIDE  !M)   =    200.00
   RECEPTOR HEIGHT  (M)  =       .00
   IOPT (1=URB.2=RUR)   =     1
BUOr.  FLUX  =      .00  M**4/S**3:  MOM. FLU" =

*** FULL METEOROLOGY  ***


*** SCREEN  AUTOMATED  DISTANCES ***
                                                .30 M**4/S**2.
**» TERRAIN HEIGHT  OF
                         3.  M  ABOVE STACK BASE USED FOR FOLLOWING DISTANCES *«*
CIST
( M )
C ,~J
1CO.
200.
3QC.
4CO.
500.
500.
700.
800
900.
1000.
CONC
(UG/M**3) STAB
.6957E^05 5
.6121E+C5 5
.3235E+05 5
. 21 14E+05 5
.1512E+05 5
. 1157E+05 5
9258. 5
7654. 5
6483. 5
5597. 5
4906. 5
Ul DM
i M/S
1 . j
1 .0
' . C
1 . 0
1 .0
1 .0
1 .0
1 .0
1 .0
1 0
1 .0
LISTh
( M 'S i
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• i
1 .~i
1 ^
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1 ~\
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MIX HT PLUME
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5000.
5000.
5 COO.
5000.
5000.
5000.
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G
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0
. 0
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5.0
5.0
5 .0
5.0
5 .0
5 . 0
5.0
5 . 0
5.0
5 . 0
5 .0
SIGMA
Y (M)
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55.
64.
73.
31 ,
89.
97 .
105.
113.
1 20.
127 ,
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39
43
47 .
50
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DWASH
NO
NO
NO
NO
NO
NO
NO
NO
NO
NO
NO
MAXIMUM 1-HR CONCENTRAT ION  AT OR BEYOND    50. M:
    52.   .7371E+05     5      1.0     1.0  50CC . 0

 DWASH=   MEANS NO CALC MADE  (CONC = 0.0)
 DWASH=NO MEANS NO BUILDING DOWNWASH USED
 DWASH=HS MEANS HUBER-SNYDER  DOWNWASH USED
 DWASH^SS MEANS SCHULMAN-SCIRE  DOWNWASH USED
 DWASH-NA MEANS DOWNWASH  NOT  APPLICABLE. X<3«LB
                                       52.3
                                                       NO
*** SCREEN DISCRETE DISTANCES  »**
*** TERRAIN HEI3HT OF
                         o.  M  ABOVE  STACK BASE USED FOR FOLLOWING DISTANCES ***
DIST
i M )
5000.
10000.
20000.
50000 .
CONC
( UG/M**3 1
688.8
314.8
149 . 1
71.18

STAB
5
5
5
4
U10M
( M / S )
1 .0
1 .0
1 .0
1 .0
USTK
! M/S )
1 .0
1 .0
1 .0
1 . 0
MIX HT
(M)
5000.0
5000.0
5000.0
320.0
PLUME
HT ( M !
5 .0
5 .0
5 .0
5 .0
SIGMA
Y (M )
336 .6
505.4
742.6
1751 .4
SIGMA
Z (M)
137.2
200.0
287 .4
1750.0

DWASH
NO
NO
NO
NO
 DWA3H=   MEANS NO GAL:  MADE  iCONC  =  G.Gi
 DWASH=NO MEANS MO BUILDING DOWNWASH  USED
 DWASH=HS MEANS HUBER-SNYDER  OOWNWASH USED
 DWASH=SS MEANS SCHULMAN-SCIRE DOWNWASH  USED
 DWASH=NA MEANS DOWNWASH NOT  APPLICABLE. X'3*LB
     *** SUMMARY OF SCREEN MODEL  RESULTS  ***
     ******#*****************x***** *******««
 CALCULATION
  PROCEDURE
 MAX CONC
(UG/M«*3)
DIST TO
MAX (M)
TERRAIN
 HT ( M )
SIMPLE TERRAIN
                    .7371E+05
                                    62.
                                              0.
** REMEMBER TO INCLUDE BACKGROUND  CONCENTRATIONS **
***************************************************
             Figure A-7.   SCREEN Area Source Example

                                   A-26

-------
      Type  SCREEN
       to STflRT
      Enter Title
,      Enter Source
     Type - fl for
     3rea Source
         Enter
     Emission Rate
        tg/s)
      Enter Source
        Release
      Height  (m)
      Enter Length
      of Side for
      Square flrea
         (m)
I          Enter
        Receptor
     Height Hbove
        Ground
         (m)
          Enter
      Urban/Rural
        Option:
       1-Urban
       2-Rural
                              Enter  Choice
                            of Meteorology
                           1-Full Met
                           2="Slngle Stab
                           3-Sing Stab "
                            Wind Speed
                       Enter Mln and
                       Max Dlst for
                        flutomated
                        Distance
                       Rrray (m)
/
No

/ Print Out /
/ Maximum /
/Concentrations /
/ by Distance /

/ Prlr
/ Overa]
/ and Dls

it Out /
1 Max /
ration /
>tance /

   User-
 Specified
Distances?
  Enter Y
   or  N
    Enter
Distance from
 Source (m)
:                         Print  Out
                         Maximum
                      Concentration
                      at Specified
                       Distance
 Print  Out
Summary of
 Results
                        Print Out
                       Hardcopy of
                        Results
Figure  A-8.   Flow  Chart of  Inputs  and  Outputs  for  SCREEN Area  Source
                                             A-27

-------
                        A3.  TECHNICAL DESCRIPTION



     Most of the techniques used in the SCREEN model  are based on assumptions

and methods common to other EPA dispersion models.  For the sake of brevity,

lengthy technical  descriptions that are available elsewhere are not duplicated

here.  This discussion will concentrate on how those methods are incorporated

into SCREEN and on describing those techniques that are unique to SCREEN.


Basic Concepts of Dispersion Modeling

     SCREEN uses a Gaussian plume node! to estimate pollutant concentration

from continuous sources which incorporates source-related factors and meteor-

ological  factors.   It is assumed that the pollutant does not undergo any chem-

ical reactions, and that no other removal  processes,  such as wet or dry  depo-

sition, act on the plume during its transport from the source.  The Gaussian

model equations and the interactions of the source-related and meteorological

factors are described in the PTPLU user's guide (Pierce, et al, 1982), and

in the Workbook of Atmospheric Dispersion Estimates (Turner, 1970).

     The  basic equation for determining ground-level  concentrations under

the plume center!ine is:

     X =  q/(2uusayaz) {exp[-l/2((zr-he)/az)2]

              + exp[-l/2((zr+he)/az)2]

            k
          + I [ exP[-l/2((zr-he-2Nz-j)/az)2]
           N=l

              + exp[-l/2((zr+he-2Nz-()/az)2]

              + exp[-l/2((zr-he+2Nzi)/az)2]

              + exp[-l/2((zr+he+2Nz-j)/az)2] ] }                      (A.I)
                                   A-29

-------
where

      x = concentration (g/m^)

      Q = emission rate (g/s)

      IT = 3.14159

     us = stack height wind speed (m/s)

     oy = lateral dispersion parameter (in)

     az = vertical dispersion parameter (in)

     zr = receptor height above ground (m)

     he = plume centerline height (m)

     z-j = inixing hei ght (m)

      k = summation limit for multiple reflections of plume off of the
          ground and  elevated inversion,  usually _<4.

Note that for stable  conditions and/or mixing heights greater than or

equal to 5,000m, unlimited mixing is assumed and the  summation term is

assumed to be zero.


Worst Case Meteorological  Conditions

     SCREEN examines  a range of stability classes and wind speeds to identify

the "worst case" meteorological  conditions, i.e., the combination of wind

speed and stability that results in the maximum ground level  concentrations.

The wind speed and stability class combinations used  by SCREEN are given in

Table A-l.  The 10-meter wind speeds given in Table A-l are adjusted to

stack height by SCREEN using the wind profile power law exponents given in

Table 3-1 of the screening procedures document.  For  release heights of

less than 10 meters,  the wind speeds listed in Table  A-l are used without

adjustment.  For distances greater than 50 km (available with the discrete

distance option), SCREEN sets 2 m/s as the lower limit for the 10-meter
                                   A-30

-------
wind speed to avoid unrealistic transport times.   Table A-l  includes some

cases that may not be considered standard stability class/wind speed combi-

nations, namely E with 1 m/s, and F with 4 m/s.   The combination of E and

1 m/s is often excluded because the algorithm developed by Turner (1964)  to

determine stability class from routine National  Weather Service (NWS)

observations excludes cases of E stability for wind speeds less than 4

knots (2 m/s).  The combination of E and 1 m/s is included in SCREEN because

it is a valid combination that could appear in a  data set  using on-site

meteorological data with another stability class  method.  A wind speed of 6

knots (the highest speed for F stability in Turner's scheme) measured at  a

typical  NWS anemometer height of 20 feet (6.1 meters) corresponds to a 10

meter wind speed of 4 m/s under F stability.  Therefore the combination of F

and 4 m/s has been included for conservatism.
         Table A-l.  Wind Speed and Stability Class Combinations
                         Used by the SCREEN Model

Stability
Class

A
B
C
D
E
F(rural
only)
10-m Wi nd Speed
(m/s)
1 2 3 4 5 8 10 15 20
* * *
*****
****** *
****** * * *
*****
* * * *
                                   A-31

-------
     The user has three choices of meteorological  data to examine.   The



first choice, which should be used in most applications,  is to use  "Full



Meteorology" which examines all six stability classes (five for urban



sources) and their associated wind speeds.  Using  full  meteorology  with the



automated distance array (described in Section A2),  SCREEN prints out the



maximum concentration for each distance, and the overall  maximum and



associated distance.  The overall  maximum concentration from SCREEN represents



the controlling 1-hour value corresponding to the  result  from Procedures  (a)  -



(c) in Step 4 of Section 4.2.  Full meteorology is used instead of  the A,



C, and E or F subset used by the hand calculations because SCREEN provides



maximum concentrations as a function of distance,  and stability classes A,



C and E or F may not be controlling for all  distances.   The use of  A, C,  and



E or F may also not give the maximum concentration when building downwash



is considered.  The second choice  is to input a single stability class (1 =



A, 2 = B, ..., 6 = F).  SCREEN will examine a range  of wind speeds  for that



stability class only.  Using this  option the user  is able to determine the



maximum concentrations associated  with each of the individual  procedures,



(a) - (c), in Step 4 of Section 4.2.  The third choice is to specify a



single stability class and wind speed.  The last two choices were originally



put into SCREEN to facilitate testing only, but they may  be useful  if



particular meteorological  conditions are of concern.  However, they are not



recommended for routine uses of SCREEN.



     The mixing height used in SCREEN for neutral  and unstable conditions



(classes A-D) is based on an estimate of the mechanically driven mixing



height.  The mechanical nixing height, zm (m), is  calculated (Randerson,
                                   A-32

-------
1984) as



              zm = 0.3 u*/f                                         (A.2)



where:  u* = friction velocity (m/s)



         f = Coriolis parameter (9.374 x 10~5 s'1 at 40° latitude)



Using a log-linear profile of the wind speed, and assuming a surface



roughness length of about 0.3m, u* is estimated from the 10-meter wind



speed, UIQ, as



             u* = 0.1 uio                                           (A.3)



Substituting for u* in Equation A.2 we have



             zm = 320 uio.                                          (A.4)





The mechanical mixing height is taken to be the minimum daytime mixing



height.  To be conservative for limited mixing calculations, if the value



of zrn from Equation A.3 is less than the plume height,  he, then the mixing



height used in calculating the concentration is set equal  to he + 1. For



stable conditions, the mixing height is set equal to 5000m to represent



unlimited mixing.





Plume Rise for Point Sources



     The use of the methods of Briggs to estimate plume rise are discussed



in detail in the PTPLU user's guide (Pierce, et al, 1982).  These methods



are also incorporated in the SCREEN model.



     Stack tip downwash is estimated following Briggs (1973, p.4) for all



sources except those employing the Schulman-Scire downwash algorithm.



Buoyancy flux for non-flare point sources is calculated from



           Fb = 9 vs ds2 (Ts-Ta)/(4Ts),                              (A.5)



which is described in Section 4 of the screening procedures document and



is equivalent to Briggs1 (1975, p. 63) Equation 12.



                                   A-33

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     Buoyancy flux for flare releases is estimated from



           Fb = 1.66 x 10'5 x H                                     (A.6)



where H is the total heat release rate of the flare (cal/s).   This



formula was derived from Equation 4.20 of Briggs (1969),  assuming Td =



293K, P = 1205 g/m, cp = 0.24 cal/gK, and that the sensible heat release



rate, QH = (0.45) H.  The sensible heat rate is based on  the  assumption



that 55 percent of the total heat released is lost due to radiation



(Leahey and Davies, 1984). The buoyancy flux for flares is calculated in



SCREEN by assuming effective stack parameters of vs = 20  m/s, Ts = 1,273K,



and solving for an effective stack diameter, ds = 9.88 x  10'^Q^.



     The momentum flux, which is used in estimating plume rise for building



downwash effects, is calculated from,



         Fm = vs2 ds2Ta/(4Ts)                                       (A.7)



The PTPLU-2.0 user's guide (Pierce, et al 1982) describes the equations



used to estimate buoyant plume rise and momentum plume rise for both



unstable/neutral and stable conditions.  Also described are transitional plume



rise and how to estimate the distance to final rise.  Final plume rise is



used in SCREEN for all cases with the exception of the complex terrain screening



procedure and for building downwash effects.



     The buoyant line source plume rise formulas that are used for the Schulman-



Scire downwash scheme are described in Section 2.3.12 of  the  revised ISC manual



(EPA, 1987a).  These formulas apply to sources where hs _< h^  + 0.5Lb.  For sources



subject to downwash but not meeting this criterion, the downwash algorithms of



Huber and Snyder (EPA, 1987a) are used, which employ the  Briggs plume rise



formulas referenced above.
                                   A-34

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Dispersion Parameters

     The formulas used for calculating vertical (oz) and lateral  (
-------
        L = alongwind dimension of the building (m)


Using the plume height based on momentum rise at two building heights downwind,


including stack tip downwash, a critical (i.e. minimum) stack height wind speed


is calculated that will  just put the plume into the cavity (defined by plume


centerline height = cavity height).  The critical  wind speed is then adjusted


from stack height to 10-meter using a power law with an exponent of 0.2 to


represent neutral conditions (no attempt is made to differentiate between


urban or rural sites or different stability classes).  If the critical wind


speed (adjusted to 10-meters) is less than or equal to 20 m/s, then a cavity


concentration is calculated, otherwise the cavity  concentration is assumed to


be zero.  Concentrations within the cavity, xc> are estimated by the following


approximation (Hosker, 1974):



                     Xc =  Q/(1.5 Ap u)                              (A.10)


where: Q = emission rate (g/s)

                                                                             o
       Ap = h(j»W = cross-sectional  area of the building normal to the wind (m )


       W  = crosswind dim ension of the building (m)


       u = wind speed (m/s).


For u, a value of one-half the  _stack_ height critical wind speed is used, but not


greater than 10 m/s and not less than 1 m/s.   Thus, the calculation of xc


is linked to the determination  of a critical  wind  speed.   The concentration,


Xc» is assumed to be uniform within the cavity.


     The cavity length,  xr, measured from the lee  side of the building, is


estimated by the following (Hosker, 1984):



        (1) for short buildings (L/hfc < 2);


               xr =  (A)(H)                                         (A.11)
                    1.0 + B(U/hb)



                                     A-36

-------
        (2) for long buildings (L/h^ >_ 2);
               xr =    1.75 (W)                                     (A.12)
                    1.0 + 0.25(W/hb)
Where: hb - building height (m)
        L = alongwind building dimension (m)
        W = crosswind building dimension (m)
        A = -2.0 + 3.7 (L/hb)-1/3, and
        B = -0.15 + 0.305 (L/hb)-1/3
     The equations above for cavity height, concentration and cavity length
are all sensitive to building orientation through the terms L,  W and Ap.
Therefore, the entire cavity procedure is performed for two orientations,
first with the minimum horizontal  dimension alongwind and second with the
maximum horizontal dimension alongwind.  For screening purposes, this is
thought to give reasonable bounds  on the cavity estimates.  The first
case will  maximize the cavity height, and therefore minimize the critical
wind speed.  However, the Ap term will also be larger and will  tend to
reduce concentrations.  The highest concentration that potentially effects
ambient air should be used as the  controlling value for the cavity procedure.

     Wake Region
     The calculations for the building wake region are based on the revised
ISCST model, UNAMAP 6 Change 7 (EPA, 1987a).  The wake effects  are divided
into two regions, one referred to as the "near wake" extending  from 3Lb
to lOL^ (Lb is the lesser of the building height, hb, and maximum projected
width), and the other as the "far wake" for distances greater than 10Lb.
For the SCREEN model, the maximum projected width is calculated from the
input minimum and maximum horizontal dimensions as (L2 + W2)1/2.  The
                                   A-37

-------
remainder of the building wake calculations in SCREEN  are based  on  the
ISC manual (EPA, 1987a).
     It should be noted that, unlike the cavity calculation,  the comparison
of plume height (due to momentum rise at two building  heights) to wake
height to determine if wake effects apply does not  include stack tip
downwash.  This is done for consistency with the ISC model.

Fumigation
     Inversion Break-up Fumigation
     The inversion break-up screening calculations  are based  on  procedures
described in Turner's Workbook of Atmospheric Dispersion  Estimates  (Turner,
1970).  The distance to maximum fumigation is based on an estimate  of the
time required for the mixing layer to develop from  the top of the stack  to
the top of the plume, using Equation 5.5 of Turner  (1970):

     xmax = u tm
          = (u Pa Cp/R) (A6/AZ) (hi - hs) [(hi + hs)/2]              (A.13)

where
     xmax = downwind distance to maximum concentration (m)
       tm = time required for mixing layer to develop  from top of stack
            to top of plume (s)
        u = wind speed (2.5 m/s assumed)
       pa = ambient air density (1205 g/m3 at 20°C)
       Cp = specific heat of the air at constant pressure (0.24  cal/gK)
        R = net rate of sensible heating of an air  column by  solar  radiation
            (about 67 cal/m2/s)
    Ae/Az = vertical potential temperature gradient (assume  0.035 K/m for
            F stability)
                                   A-38

-------
       h-j = height of the top of the plume (m) = he + 2oz (he = plume
            centerline height)


       hs = physical  stack height (in).


       az' = vertical  dispersion parameter (m)

The values of u and A6/Az are based on assumed conditions of stability


class F and stack height wind speed of 2.5 m/s for the stable layer above


the inversion.  The value of hi incorporates the effect of buoyancy


induced dispersion on az.  The equation above is solved by iteration,


starting from an initial guess of xmax = 5,000m.


     The maximum ground-level concentration due to inversion break-up


fumigation, yf» is calculated from Equation 5.2 of Turner (1970).


        Xf = Q/[/27u(ay1+h8/8)(he+2az1)]                         (A.14)


where Q is the emission rate (g/s), and other terms are defined above.

                             i        i
The dispersion parameters, cr   and az , incorporate the effects of buoyancy


induced dispersion.  If tne distance to the maximum fumigation is  less


than 2000m, then SCREEN sets xf = ^ since for such short distances the


fumigation concentration is not likely to exceed the unstable/limited


mixing concentration  estimated by the simple terrain screening procedure.



     Shoreline Fumigation


     For rural sources within 3000m of a large body of water, maximum shoreline

fumigation concentrations can be estimated by SCREEN.  A stable onshore  flow

is assumed with stability class F (AG/Az = 0.035 K/m) and stack height


wind speed of 2.5 m/s.  Similar to the inversion break-up fumigation case,

the maxinum ground-level shoreline fumigation concentration is assumed to


occur where the top of the stable plume intersects the top of the  well-mixed

thermal  internal boundary layer (TIBL).
                                   A-39

-------
     An evaluation of coastal  fumigation models (EPA,  1987b)  has  shown
that the TIBL height as a function of distance inland  is  well -represented
in rural areas with relatively flat terrain by an equation of the form:

              hT = A [x] 1/2                                        (A. 15)
where:  hj = height of the TIBL (m)
         A = TIBL factor containing physics needed for TIBL parameterization
             (including heat flux) (m1/2)
         x = inland distance from shoreline (m).
Studies (e.g. Misra and Onlock, 1982) have shown  that  the TIBL factor, A,
ranges from about 2 to 6.  For screening purposes, A is conservatively
set equal  to 6, since this will minimize the distance  to  plume/TIBL
intersection, and therefore tend to maximize the  concentration estimate.
     As with the inversion break-up case, the distance to maximum ground-
level concentration is determined by iteration.  The equation used for
the shoreline fumigation case is:
        xmax =    e +   ^z       - xs                                 A
where:  xmax = downwind distance to maximum concentration (m)
          xs = shortest distance from source to shoreline (m)
          he = plume centerline height (m)
         az' = vertical dispersion parameter (m)
Plume height is based on the assumed F stability and 2.5 m/s  wind speed,  and
the dispersion parameter (oz') incorporates the effects  of buoyancy induced
dispersion.  If xmax is less than 200m, then no shoreline fumigation calcula-
tion is made, since the plume may still be  influenced by transitional  rise
and its interaction with the TIBL is more difficult to model.
                                   A-40

-------
     The maximum ground-level  concentration due to shoreline fumigation,



xf, is also calculated from Turner's (1970) Equation 5.2:



           xf = Q/E/^utay'+he/SMhe+Zaz1)]                     (A.14)



with ay1 and oz'  incorporating the effects of buoyancy induced



dispersion.



     Even though the calculation of xmax above accounts for the distance



from the source to the shoreline in xs, extra caution should be used  in



interpreting results as the value of xs increases.  The use of  A=6 in



Equations A.15 and A.16 may not be conservative in these cases  since  there



will be an increased chance that the plume will be calculated as being



below the TIBL height, and therefore no fumigation concentration estimated.



Hhereas a smaller value of A could put the plume above the TIBL with  a



potentially high fumigation concentration.  Also,  this screening procedure



considers only TIBLs that begin formation at the shoreline, and neglects



TIBLs that begin to form offshore.





Complex Terrain 24-hour Screen



     The SCREEN model also contains the option to  calculate maximum 24-



hour concentrations for terrain elevations above stack height.   A final



plume height and distance to final rise are calculated based on the VALLEY model



screening technique (Burt, 1977) assuming conditions of F  stability  (E for



urban), and a stack height wind speed of 2.5 m/s.   Stack tip downwash is



incorporated in the plume rise calculation.



     The user then inputs a terrain height and a distance  (m) for the nearest



terrain feature likely to experience plume impaction, taking into account



complex terrain closer than the distance to final  rise.  If the plume height
                                   A-41

-------
is at or below the terrain height for the distance  entered,  then  SCREEN will
make a 24-hour average concentration  estimate using the  VALLEY  screening
technique.  If the terrain is above stack height  but below  plume  center!ine
height, then SCREEN will  make a VALLEY 24-hour estimate  (assuming F  or E and
2.5 m/s), and also estimate the maximum concentration across a  full  range of
meteorological conditions using simple terrain procedures with  terrain "chopped
off" at physical  stack height, and select the higher estimate.  Calculations
continue until a  terrain  height of zero is entered.  For the VALLEY  model
concentration SCREEN will calculate a sector-averaged ground-level  concentration
with the plume centerline height (he) as the larger of 10.0m or the  difference
between plume height and  terrain height.  The equation used is
        X  = 2.032 Q   exp[-0.5(he/az')2].                            (A.17)
             oz'u x
Note that for screening purposes, concentrations  are not attenuated  for
terrain heights above plume height.  The dispersion parameter,   
-------
                         A4.  NOTE TO PROGRAMMERS

     The SCREEN model provided on the diskette was compiled  on  an  IBM PC/AT
compatible microcomputer using the Microsoft FORTRAN 4.1  Optimizing  Compiler.
It was compiled with the emulator library, meaning that  the  executable file
(SCREEN.EXE) will run with or without a math coprocessor  chip.   A  minimum  of
256 KB of RAM is required to execute the model.  Provided in an archive file
on the diskette are the executable file, SCREEN.EXE, the  FORTRAN source file,
SCREEN.FOR, the listing file, SCREEN.LST, a sample input  file,  EXAMPLE.DAT,
and associated output file, EXAMPLE.OUT.  Also included on the  diskette is a
READ.ME file with instructions on extracting SCREEN, and  the archiving program
ARC521.COM.  The listing file contains 99 pages.
     The SCREEN model provided was complied with  the following  Microsoft
FORTRAN options:
/4I2                          Defines all integer variables  as  INTE6ER*2
/FPi                          Causes floating point operations  to  be processed
                              using in-line instructions  rather than library
                              CALLs (used for faster execution)
/Fs                           Causes source listing file  to  be  generated
/St"SCREEN-l.l PROGRAM"       Causes title to be  printed  at  the top  of each
                              page of the .LST file
It was also compiled with the following METACOMMAND included in the  source file:
$PAGE                         Causes new page in  .LST file,  used at  end of
                              each SUBROUTINE or  FUNCTION
The $PAGE METACOMMAND has been commented out in the source file provided on
the diskette in order to facilitate recompiling SCREEN with  a different
compiler.  SCREEN uses the FORTRAN default unit number of 5  (five) for reading
input from the keyboard and 6 (six) for writing to the screen.   The  unit
number for the disk output file,  SCREEN.OUT, is set internally  to  9,  and

                                   A-43

-------
the unit number for writing to the input data file,  SCREEN.DAT,  is  set to 7.
These unit numbers are assigned to the variables  IRD,  IPRT,  IOUT, and  IDAT,
respectively, beginning on line 86 of the source  file.   The  Microsoft
version of SCREEN also uses the GETDAT and GETTIM system routines for
retrieving the date and time.  These routines require  the variables  to be
INTEGER*2, and they may differ on other compilers.
     The following simple change can be made to the  SCREEN source  file,
SCREEN.FOR, in order to create a version that will accept a  user-speci^ien
output filename, instead of automatically writing to the file  SCREEN.OUT.
An ASCII editor or a wordprocessor that has an ASCII or  nondocument  mode  may
be used to edit the source file.  Delete the letter  C  from Column 1  on lines
128 to 131.  They should read as follows:
               WRIT£(IPRT,*) ' '
         94    WRITE(IPRT,*) 'ENTER NAME FOR OUTPUT  FILE1
               READ(IRD,95) OUTFIL
         95    FORMAT(A12)
With this change, if the user-specified filename  already exists, it  will  be
overwritten.   If desired, the OPEN statement on line 133 may also be changed
to read as follows:
               OPEN(IOUT,FILE=OUTFIL,STATUS='NEW',ERR=94)
With this additional change, the program will  continue to prompt for the  input
filename until a filename that doesn't already exist is  entered  by the user.
Before recompiling, make any other changes that may  be necessary for the
particular compiler being used, and use the appropriate  compile  option for
defining all  integer variables as INTEGER*2.  It  should  be noted that  without
optimization, the source file may be too large to compile as a single  unit.
In this case, the SCREEN.FOR file may need to be  split up into separate modules
that can compiled separately and then linked together.

                                    A-44

-------
                             A5.  REFERENCES

Briggs, G.A., 1969.  Plume Rise.  USAEC Critical  Review Series,  TID-25075,
  National Technical Information Service  Springfield, Virginia  22151.

Briggs, G.A  , 1973.  Diffusion Estimation for Small  Emissions.  NOAA ATDL,
  Contribution File No. 79 (Draft).  Oak Ridge, TN.

Briggs, G.A., 1975.  Plume Rise Predictions.  In:  Lectures on Air Pollution
  and Environmental Impact Analysis, Haugen, D.A.  (ed.),American Meteor-
  ological Society, Boston, MA, pp. 59-111.

Burt, E.W.,  1977.  Valley Model User's Guide.  EPA-450/2-77-018.  U.S.
  Environmental  Protection Agency, Research Triangle Park, NC.

U.S. Environmental Protection Agency, 1983.  Regional  Workshops on Air
  Quality Modeling: A Summary Report - Addendum.   EPA-450/4-82-015.  U.S.
  Environmental  Protection Agency, Research Triangle Park, NC.

U.S. Environmental Protection Agency, 1987a.  Industrial Source Complex (ISC)
  Dispersion Model User's Guide - Second Edition (Revised).  EPA-450/4-88-002a.
  U.S. Environmental Protection Agency, Research  Triangle Park,  NC.

U.S. Environmental Protection Agency, 1987b.  Analysis and Evaluation of
  Statistical Coastal  Fumigation Models.  EPA-450/4-87-002.  U.S. Environ-
  mental Protection Agnecy, Research Triangle Park,  NC.

Hosker, R.P., 1984.  Flow and Diffusion Near Obstacles.  In:  Atrnospheric Sc ience
  and Power Production.  Randerson, D. (ed.), DOE/TIC-27601,  U.S. Department
  of Energy, Washington, D C.

Leahey, D.M. and M J.E. Davies, 1984.  Observations  of Plume  Rise from Sour
  Gas Flares.  Atmospheric Environment, 18, 917-922.

Misra, P.K. and S. Onlock, 1982.  Modelling Continuous Fumigation of Nanticoke
  Generating Station Plume.  Atmospheric Environment,  16, 479-482.

Pierce, T.E., D.B. Turner, J.A. Catalano, and F.V.  Hale, 1982.  PTPLU - A
  Single Source Gaussian Dispersion Algorithm User's Guide.  EPA-600/8-82-014.
  U.S. Environmental Protection Agency, Research  Triangle Park,  NC.

Randerson, D., 1984.  Atmospheric Boundary Layer.  In Atmospheric Science and
  Power Production.  Randerson, D. (ed.), DOE/TIC-27601, U.S. Department of
  Energy, Washington,  D.C.

Turner, D. B , 1964.  A Diffusion Model for t,n Urban Area. Journal of Applied
  Meteorology, 3, 83-91.

Turner, D.B  , 1970.  Workbook of Atmospheric Dispersion Estimates,  Revised,
  Sixth printing, Jan.  1973.   Office of Air Programs Publication No. AP-26.
  U.S. Environmental Protection Agency.  U.S. Government Printing Office,
  Washington, D.C.


                                  A-45
  U. S. ODVEIWMEMT PROTTING OFFICE 1988/627-090/87009

-------
                                APPENDIX B


                         UNAMAP Dispersion Models



     UNAMAP is an acronym for User's Network for Applied Modeling of Air

Pollution.  Since 1973, UNAMAP has served as a source for air quality

simulation models in computer compatible form.  UNAMAP has grown from an

original six models in 1973 to 23 models as of July 1986 with UNAMAP

Version 6.  UNAMAP includes the source codes and test cases for the

Appendix A models from the Guideline on Air Quality Models (Revised), as

well as other models and processors.

     The UNAMAP versions are created and maintained by:

           Applied Modeling Research Branch
           Atmospheric Sciences Modeling Division (MD-80)
           Atmospheric Research and Environmental Assessment Laboratory
           U.S. Environmental  Protection Agency
           Research Triangle Park, NC  27711

           (919)  541-4564;  FTS 629-4564

A magnetic tape containing the current UNAMAP is available from:

           Computer Products
           National Technical  Information Service
           U.S. Department of  Commerce
           Springfield, VA  22161

           (703)  487-4763;  FTS 737-4763

A more detailed description of UNAMAP (Version 6) including abstracts for

all  of the models, is provided in the publication Description of UNAMAP

(Version 6), by D. B. Turner and L. W. Bender, EPA/600/M-86/027, U.  S.

Environmental  Protection Agency, Research Triangle Park,  NC (Dec.  1986).
                                   B-l

-------
                                   TECHNICAL REPORT DATA
                            (Please read Instructions on the reverse before completing)
1. REPORT NO.
    EPA-450/4-88-010
                              2.
                                                            3. RECIPIENT'S ACCESSION NO.
4. TITLE AND SUBTITLE
    Screening Procedures for Estimating  the Air
    Quality Impact  of Stationary Sources
                                                            5. REPORT DAT
              6. PERFORMING ORGANIZATION CODE
7. AUTHOR(S)

    Roger W. Brode
                                                            8. PERFORMING ORGANIZATION REPORT NO.
                  PORT DATE
                  August 1988
9. PERFORMING ORGANIZATION NAME AND ADDRESS
                                                            10. PROGRAM ELEMENT NO.
    Office of Air  Quality Planning and  Standards
    U. S. Environmental  Protection Agency
    Research Triangle  Park, NC 27711
              11. CONTRACT/GRANT NO.
12. SPONSORING AGENCY NAME AND ADDRESS
                                                            13. TYPE OF REPORT AND PERIOD COVERED
                                                            14. SPONSORING AGENCY CODE
15. SUPPLEMENTARY NOTES
    This document  is  a  revision of Volume  10R of the Guidelines  for Air Quality
    Maintenance Planning and Analysis  series, EPA-450/4-77-001.
16. ABSTRACT
    This document presents current EPA  guidance on the use  of screening procedures
    to estimate the  air quality impact  of stationary sources.   It is an update  and
    revision of Volume  10R of the GAQMPA  series, and is  intended to replace Volume
    10R as the standard screening procedures for regulatory modeling of stationary
    sources.  It is  being issued as a draft for public comment until such time  as
    a final version  can be incorporated into a future supplement to the Guideline
    on Air Quality Models (Revised).  An  important advantage of the current document
    is the availability of the SCREEN model for executing the single source, short-
    term procedures  on  a personal computer.
 7.
                  DESCRIPTORS
                                KEY WORDS AND DOCUMENT ANALYSIS

                                               h.IDENTIFIERS/OPEN ENDED TERMS
    Air Pollution
    Atmospheric Diffusion
    Atmospheric Models
    Meteorology
8 DISTRIBUTION STATEMtNT

    Unlimited
   New Source  Review
 19. SECURITY CLASn /7' c'_ ASb I This pti'fej
;   None
                                                                          c. COSAT! Held/Group
21  NO OF'PAGES
    145

~2~ "ppTcE,
       2220-1 (Rev. 4—77}   PREVIOUS FICTION is OBSOLETE

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