EPA-600/2-77-013
August  1977
Environmental Protection Technology Series
                                                  Municipal Environmental
                                                                                   45268

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                RESEARCH REPORTING SERIES

Research reports of the Office of Research and Development, U S Environmental
Protection Agency, have been grouped into nine series These nine broad cate-
gories were established to facilitate further development and application of en-
vironmental technology Elimination of traditional grouping was consciously
planned to foster technology transfer and a maximum interface in related fields.
The nine series are1

      1.  Environmental Health  Effects Research
      2  Environmental Protection Technology
      3  Ecological Research
      4.  Environmental Monitoring
      5  Socioeconomic Environmental Studies
      6  Scientific and Technical Assessment Reports (STAR)
      7  Interagency Energy-Environment Research and Development
      8  "Special" Reports
      9.  Miscellaneous Reports

This report has been assigned  to the ENVIRONMENTAL PROTECTION TECH-
NOLOGY series This series describes research performed to develop and dem-
onstrate instrumentation, equipment, and methodology to repair or prevent en-
vironmental degradation from point and non-point sources of pollution. This work
provides the new or improved technology required for the control and treatment
of pollution sources to meet environmental quality standards.
This document is available to the public through the National Technical Informa-
tion Service, Springfield, Virginia 22161

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                                            EPA-600/2-77-013
                                            August  1977
               EVALUATION OF THE REFUSE
                 MANAGEMENT SYSTEMS OF
             OPERATION BREAKTHROUGH SITES
                          by

                 Jack Preston Overman
               Hittman Associates, Inc.
               Columbia, Maryland  21045
                Contract No. 68-03-0094
                    Project Officer

                   Robert A. Olexsey
             Wastewater Research Division
      Municipal Environmental Res-earch Laboratory
                Cincinnati, Ohio  45268
               This study was conducted
                  in cooperation with
       Office of Policy Development and Research
Division of Energy, Building Technology, and Standards
   U.S.  Department of Housing and Urban Development
      MUNICIPAL ENVIRONMENTAL RESEARCH LABORATORY
          OFFICE OF RESEARCH AND DEVELOPMENT
         U.S.  ENVIRONMENTAL PROTECTION AGENCY
                CINCINNATI, OHIO  45268

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                                DISCLAIMER
     This report has been reviewed by the Municipal  Environmental  Research
Laboratory, U.S. Environmental  Protection Agency, and approved for publi-
cation.  Approval does not signify that the contents necessarily reflect
the views and policies of the U.S. Environmental  Protection Agency, nor
does mention of trade names or commercial products constitute endorsement
or recommendation for use.

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                      TABLE OF CONTENTS

                                                Page
Abstract                                         iv

ListofFigures                                  vi

List of Tables                                   xi

List of Abbreviations                            xv

Acknowledgements                                 xvi

Sections

I         Introduction                           1

II        Conclusions                            7

III       Recommendations                        14

IV        Data Collection and Analysis           19

          Indianapolis, Indiana                  19
          Kalamazoo, Michigan                    32
          Macon, Georgia                         48
          Memphis, Tennessee                     65
          St.Louis,Missouri                    78
          Seattle, Washington                    99
          Sacramento, California                 109
          King County, Washington                122
          King County Plastic Bag Study          134

References                                       148

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                       FIGURES

No.                                            Pagi

1     Typical  of 24 refuse storage pens at
     the Indianapolis Operation Breakthrough
     site.   Only plastic bags are allowed and
     are collected by the municipal  refuse
     service                                    20

2    Trash  chute base and container in MFLR
     building at the Indianapolis site.
     Note the right angle feed to the con-
     tainer which results in daily chute
     blockages                                 21

3    Typical  of two standard 4 cu yd con-
     tainers  at the Indianapolis Operation
     Breakthrough site                         21

4    Indianapolis Operation Breakthrough
     site arrangement of pens and containers   22

5    Typical  of sixteen compactors in covered
     pens located around Kalamazoo, Michigan
     site                                      34

6    On-site refuse collection at Kalamazoo,
     Michigan.                                 35

7    Refuse storage in 4-cu yd containers
     and collection by a top-loading packer
     truck at Kalamazoo, Michigan              35

8    Kalamazoo Operation Breakthrough site
     arrangement showing location of
     compactors                                37

9    Two typical containers and pen locations
     at  the Macon site.  One  is center  left
     next to the trees.  The  other is just  to
     the right of the basketball goal          50

10   The chute-fed compactor  and container
     in  the MFM/HR building at the Macon  site  50
                        VI

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                 FIGURES (Continued)

No.                                            Pag

11    Macon Operation Breakthrough  site
     arrangement of containers                   51

12    One compactor  container is replaced
     with empty between service days at
     the MFM/HR at  the Macon site                53
          :e contractor top-loading packer
           used to empty containers at the
           si te
1 3   Pri vate
     truck
     Macon site                                 53
14   MFM/HR refuse chute with off-set com-
     pactor and restricted opening at the
     chute-to-chamber interface which results
     in chute backups                           59

15   Refuse chute blockage at second floor of
     MFM/HR building at the Macon site.   Chute
     wasbackeduptothirdfloor               60

16   Refuse spills out of side opening of
     compactor containers in the MFM/HR
     building on the Macon site                 61

17   Typical  3-cu yd container and concrete
     pen installation at the Memphis site       66

18   Compactor with container attached in
     one of the MFHR buildings on the
     Memphis  site                               66

19   Ramp to  compactor room in the MFHR
     building on the Memphis site               67

20   Typical  31-cu yd packer truck as used
     for collecting refuse from containers
     at the Memphis site                        67

21   Memphis  Operation Breakthrough site
     arrangement showing locations of con-
     tainers  and the compactor                  68

22   Thirty-five gallon containers and en-
     closures as used for refuse in La Clede
     Town,  St. Louis, MO                        79

23   Tractor  and trailer used by four men to
     collect  refuse from containers in La
     Clede  Town.  Refuse is collected six
     days per week                              80

                        vi i

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                  FIGURES (continued)

No.                                              Pagt

24   West and east views of pen where La
     Clede Town refuse is stored for
     pickup by municipal service                 80

25   Closeup photograph of La Clede Town
     refuse pen which shows bags of refuse
     intact and broken open, yard wastes,
     and appli ances                              81

26   Roll-off 30-cu yd container used at La
     Clede Town refuse storage pen to
     supplement municipal removal services       81

27   Typical chute-fed compactor installation
     i n the MFHR bui1di ngs                       82

28   Typical of the household compactor in-
     stallations in the MFLR and MFMR
     buildings in La Clede Town East and
     West                                        83

29   Refuse storage pens for refuse from the
     MFLR and MFMR buildings of La Clede
     Town East and West sect ions                 82

30   St. Louis site arrangement                  84

31   Enclosure for four one-cu yd containers
     at the Seattle site                         99

32   Internal picture of enclosure at the
     Seattle site                               100

33   One-cu yd container from chute-fed
     refuse rooms awaiting pickup at the
     Seattle site                               100

34   Closeup of one-cu yd containers from
     chute-fed refuse room at the Seattle
     site                                       101

35   Refuse collection at the Seattle site
     using a rear-loading packer truck          101
                        vi

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                 FIGURES (continued)

No.                                             Page

36   Seattle Operation Breakthrough site
     arrangement showing location of refuse
     chutes and containers                       102

37   Typical chute-fed container installa-
     tions in the MFHR building at the
     Sacramento site                             110

38   Typical of ten redwood pens and trash
     cans as used for the MFLR section and
     one SFA section of the Sacramento site      111

39   Typical backyard area of SFA units which
     are serviced with backyard pickup at the
     Sacramento site                             112

40   Two rear-loading packer vehicles and
     crew which serviced the MFLR and most
     of the SFA units at the Sacramento
     site                                        112

41   Box and cart which 'is used for refuse
     collection from backyards of one SFA
     section at the site                         113

42   Sacramento Operation Breakthrough site
     arrangement showing location and type
     of services                                 114

43   Refuse (trash) cans set curbside by
     residents of SFD units at the King
     County Operation Breakthrough site          123

44   Refuse (trash) cans left curbside
     behind SFA at the King County
     Operat ion Breakthrough Site                 123

45   Typical of three 2-cu yd containers
     used by MFLR residents at the King
     County Operation Breakthrough site          124

46   Refuse collection crew and 25-cu yd
     packer truck at the King County Operation
     Breakthrough site                           124

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                  FIGURES (continued)

No.                                            Pa g e

47   King County Operation Breakthrough
     site arrangement                           125

48   Bagged refuse set curbside for pickup,
     122nd Court, King County, Washington       135

49   Bagged refuse set curbside for pickup,
     122nd Court,, King County, Washington      135

50   Bagged refuse set curbside for pickup,
     NE 149th Place, King County, Washington

51   Bagged refuse set curbside for pickup,
     NE 150th Street, King County, Washington

52   Site arrangement showing units parti-
     cipating in the plastic bag versus
     trash can study at the King County site    137

53   Observed total elapsed time to collect
     refuse in trash cans and plastic bags

54   Observed total man-time to collect
     refuse in trash cans and plastic bags

55   Average man-time spent on collection
     activities for trash cans and plastic
     bags                                       143

56   Photographs of trash cans left curbside
     after pickup                               145

57   Refuse spilled from a plastic bag as
     the result of being torn open by a pet     145

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                       TABLES

                                                   Paqe
1     Operation Breakthrough Sites Refuse
     Management Systems                              2

2     Summary of Economic and Technical  Analysis
     Results                                         8

3     Demographic and Solid Waste Data for
     Indianapolis Operation Breakthrough Site       23

4     Cost of Refuse Collection and Disposal at
     the Indianapolis Operation Breakthrough Site   24

5     Apportioned Costs to Indianapolis  Site for
     Segments of Costs of the Private Service
     Contractor                                     26

6     Combined Segments of Annual 'Expenses for
     Refuse Collection and Disposal  at  the
     Indi anapoli s Si te                              27

7     Observed Refuse Collec'ion Activities at
     the Indianapolis Site for One Pickup and
     Annually with Analytical Results               29

8     Demographic and Solid Waste System Descrip-
     tive Data for the Kalamazoo Operation
     Breakthrough Site                              38

9     Cost of Refuse Collection and Disposal at
     the Kalamazoo Operation Breakthrough Site      39

10   Apportioned Costs to the Kalamazoo Site
     for Segments of Costs of the Private
     Service Contractor                             40

11   Combined Segments of Annual Expenses for
     Refuse Collection and Disposal  at  the
     Kalamazoo Site                                 41

12   Observed Refuse Collection Activities at
     the Kalamazoo Site for One Pickup  and
     One Year with Analytical Results               43

                          xi

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                     TABLES (continued)

No.                                                    Pag

13   Costs for Kalamazoo Refuse Collection
     Assuming the Compactors were Properly Utilized    44

14   Demographic and Solid Waste System Data for
     the Macon,  Georgia,Operation Breakthrough Site    49

15   Cost of Refuse Collection and Disposal  at
     the Macon Operation Breakthrough Site             54

16   Estimated Costs to the Macon Site for Segments
     of Costs of the Private Service                   55

17   Combined Segments  of Annual Expense for
     Refuse Collection  and Disposal  at the
     MaconSite                                         56

18   Observed Refuse Collection Activities at
     the Macon Site for One Pickup and One Year
     with Analytical Results                           58

19   Demographic and Refuse System Descriptive Data
     for the Memphis Operation Breakthrough Site       69

20   Cost of Refuse Collection and Disposal  at
     the Memphis Operation Breakthrough Site           71

21   Apportioned Costs  to the Memphis Site for
     Segments of Costs  of the Private Service
     Contractors                                       72

22   Combined Segments  of Annual Expenses for
     Refuse Collection  and Disposal  at the Memphis
     Site                                              73

23   Observed Refuse Collection Activities at the
     Memphis Site for One Pickup and One Year with
     Analytical  Results                                74

24   Demographic and Solid Waste System Descriptive
     Data for the St. Louis Operation Breakthrough
     Site                                              85

25   Cost of Refuse Collection and Disposal  at
     La Clede Town East and West, the Operation
     Breakthrough Portions of the St. Louis  Site       87

26   Costs of Refuse Collection and  Disposal at the
     La Clede Town Portion of the St. Louis Site       88

                            xi i

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                     TABLES (continued)

No.                                                    Page

27   Summary of Total Cost of Refuse Collection
     and Disposal at La Clede Town in St. Louis        89

28   Annual Expenses for Cost Elements of Refuse
     Collection and Disposal at the St. Lou.is
     Site                                              90

29   Demographic and Solid Waste System Descriptive
     Data for the Seattle Operation Breakthrough
     Site                                              103

30   Cost of Refuse Collection and Disposal at the
     Seattle Operation Breakthrough Site               104

31   Estimated Annual Expenses for Segments of the
     Refuse Collection and Disposal at the Seattle
     Site                                              105

32   Observed Refuse Collection Activities at the
     Seattle Site for One Week with Projections to
     One Year with Analytical  Results                  107

33   Demographic and Solid Waste System Descriptive
     Data for the Sacramento Operation Breakthrough
     Site                                              115

34   Cost of Refuse Collection and Disposal at the
     Sacramento Operation Breakthrough Site            117

35   Combined Segments of Annual  Expenses for Refuse
     Collection and Disposal at the Sacramento Site    118

36   Observed Refuse Collection Activities at the
     Sacramento Site for One Pickup and Projections
     toanAnnualBasis                                119

37   Demographic and Solid Waste System Descriptive
     Data for the King County Operation Breakthrough
     Site                                              126

38   Cost of Refuse Collection and Disposal at the
     King County Operation Breakthrough Site           128

39   Combined Segments of Annual  Expenses for Refuse
     Collection and Disposal at the King County Site   129
                           XT 1

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                     TABLES (continued)

No.                                                    Page

40   Cost of Refuse Collection and Disposal  at
     the King County Site Assuming that  all
     Residents Subscribe to the Private  Contract
     Collect ion Service                                130

41   Observed Refuse Collection Activities at the
     King County Site for One Dickup and One Year
     with Analytical Results                           131

42   Results From Observations of Plastic Bag
     Versus Trash Can Pickup at the King County
     Site                                              139
                            xi v

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             GLOSSARY OF ABBREVIATIONS

SFA       single-family attached dwelling units
SFD       single-family detached dwelling units
MFLR      multifamily low-rise dwelling units
MFMR      multifamily medium-rise dwelling units
MFHR      multifamily hi gh-ri se- dwell i ng units
MFM/HR    multifamily medium and high-rise dwelling units
container An enclosed container of the type designed
           for being emptied by a packer truck
can       A standard garbage can of usually 30 to 40
          gallons capacity which can be manually emptied
dwel1 ing
unit      An apartment or a home

              TABLE OF CONVERSION UNITS

1  foot    = 0.3048 meters
1  mile    =1.6093 kilometers
1  cu yd   = 0.7646 cubic meters
1  mill    = 0.00254 centimeters
                           xv

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                    ACKNOWLEDGEMENTS
The cooperation of site management,  municipal  employees,
private refuse service contractors,  and site residents is
greatly appreciated.   Without their  help and enthusiastic
support, this project could not have been completed as
thoroughly at each site within the limited resources avail
able.

Special thanks are extended to Mr. Jerome Rothenberg of
HUD for his guidance  and assistance  and to the project
personnel  of EPA who  include Messrs. Leland Daniels,
Patrick Tobin, and Robert A. Olexsey.
                           xvi

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                           SECTION I


                         INTRODUCTION
The Department of Housing and Urban Development Operation
Breakthrough Program is involved in demonstrating experi-
mental  housing design and construction.   One of the pro-
visions of the program is to evaluate the refuse collection
methods in the program to determine the  practicality of the
methods and to guide development of solid waste management
systems for future projects.  The Operation Breakthrough
sites and a description of the refuse management systems are
presented in Table 1.

The Operation Breakthrough sites at Indianapolis, Kalamazoo,
Macon,  Memphis, St.  Louis, Seattle, Sacramento, and King
County  are included  in this report.  The Jersey City site
has a pneumatic trash collection system  which is being
evaluated in detail  relative to technical and economic
performance.   The Jersey City study requires one year of
site monitoring and  analysis, and the results will  be
documented in a separate report.  In addition to technical
and economic performance, a user acceptance survey was con-
ducted  for evaluating the refuse management system at each
site, and the survey results are included in a separate
report.2
The specific purpose of this report is to present the re-
sults of evaluations of general  data gathered during short
visits to each site.  In addition, the results are presented
for a four-week study of the curbside pickup of plastic bags
versus standard garbage cans at  the King County, Washington,
site. A separate report covers an evaluation of refuse
system acceptance by residents.

The overall  objective of the sponsor of this study is to
evaluate the economics, effectiveness, and feasibility of
using improved solid waste collection systems in new com-
munities.  The results will  be used to guide the develop-
ment of larger scale projects in the future.  The specific
objectives of the evaluation of  the various types of solid
waste management systems at  the  Operation Breakthrough sites

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included  the  following:

     1.    Describe  each  solid  waste  system  and  provide
          drawings,  photographs,  technical  specifications
          where  available  and  as  applicable.

     2.    Analyze  the  economics  of  the  systems  based  on
          available  data.   The analysis  includes  consi-
          derations  of:

          (a)   Capital  cost of equipment  (including
               installation costs,  where  applicable).

          (b)   Operating  costs such  as  electrical  power,
               labor,  maintenance,  parts  and  supplies,
               fuel,  repair costs,  container  rental,
               disposable  liners,  transport  and  dis-
               posal  fees .

          (c)   Recurring  costs such  as  taxes  and
               insurance.

          (d)   All  costs  results  were  compared  to  the
               "1968  National  Survey of  Community  Solid
               Wastes  Practices  "  and  the results  derived
               from  that  survey  by  Hagerty,  Pavoni,  and
               Heer.3  TO  obtain  comparative  costs,  all  site
               cost  data  and the  results  of  Hagerty  et.  al.
               are  modified to a  common  base  in  October  1975
               using  the  building  and  common  labor  cost
               indexes  found in  the  Engineering  News  Record.
               The  1968  survey results  are  modified  as
               fol1ows.

     "1968 National  Survey  of  Community  Solid  Wastes  Prac-
     tices "1> 3  National  Average  costs  per capita  per  year


                     1968   Modifier    (ref.)0ctobcr  1975
     Capital         $1.70  1351.9/754.9  (4)   $3.047 cap./yr
     Excluding
      Capital        $5.11   177/100      (4)   $9.04/cap./yr

            Total    $6.81                   $12.08/cap.yr

               The  Operation Breakthrough sites  were  visited
               at  different times  and  the costs  obtained  at

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    Site
Date of Visit
     each site  are modified  as  follows.

                       Cost Modifiers
         Material  and
         Installation
         Cost Indexes
Other Cost Indexes   References
Indianapolis, Indiana
 September 1973      1351.9/1158.1
 September 1975      1351.9/1333.7
Kalamazoo,  Michinan
 September  1973
         1351.9/1158.1
Macon, Georgia; Memphis, Tennessee
 October 1973         1351.9/1154.8
St.  Louis, Missouri
 July 1974
         1351.9/1238.7
                           4525.6/3800.4
                           4525.6/4512.8
 4525.6/3800.4


 4525.6/3802.4


 4525.6/4030.7
                    (4,5)
                    (4,6)
(4,5)


(4,7)


(4,8)
Seattle, Washington;  Sacramento, California; King County, Washington
 April 1975          1351.9/1273.2       4525.6/4204.9       (4,9)

                It should  be  noted that  Indianapolis was
                visited  twice  and cost data  from both  visits
                are utilized  and modified  by the appropriate
                cost modifier.

                In addition  to  cost projections to October
                1975,  capital  equipment  costs are annualized
                by multiplying  by a carrying charge.   The
                carrying  charge is the sum  of an interest
                rate plus  a  sinking fund factor for depreciable
                capital  costs.  For non-depreciable capital
                costs,  the carrying charge  consists of just
                the interest  rate.  The  carry ing charge
                i s
                where:     i  is the  interest rate
                           n  is the  number of years
                                           of  depreciation
      3.
     In all  instances the  number of years  of
     depreciation is considered to be the  expected
     life  of the equipment.   A 7.5 percent interest
     rate  is used for all  cost evaluations.

Analyze the  technical aspects of the systems  to
determine  the effectiveness  and efficiency.   The

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          technical  analysis includes consideration of:

          (a)   Quantity of solid wastes collected in terms
               of type and number of containers at each
               service and the number and type of dwelling
               units.

          (b)   Distances traveled between services and total
               distance to collect on site.

          (c)   Distances from the collection vehicle to  the
               storage areas .

          (d)   Time  spent on various collection activities
               including productive collection time, handling
               and walking time, waiting time, and time
               SDnnt on oth M  activities.

          (e)   Mechanical equipment performance effectiveness,
               safety, convenience, user acceptance, noise,
               odor, sanitation, aesthetics, and other
               aspects pertinent to each system.

          (f)   Compactor (where installed)  load capacity and
               the weight, size, and handling requirements
               of compacted packages.

          (g)   Storage containers effectiveness, sanitation,
               user  acceptance, and other aspects pertinent
               to each system.

The approach for accomplishing the above objectives consists
of visiting each site  and recording the required data.
Solid waste system descriptive and economic  data are ob-
tained from site management and other sources (HUD, builder,
contract hauler) as  required.  Technical data are obtained
through short-term observations of solid waste management
practices for  the eight sites.  Time and motion study
estimation techniques  are used to gather sufficient data for
determining the technical effectiveness and  efficiency of
seven sites.  Detailed time and motion study techniques  are
used to perform a comparative study of plastic bag versus
standard containers  for curbside collection  at the King
County site.  For the  special study, half of the King
County residences were furnished plastic bags for lining
trash cans.  On pickup day, the plastic bags were tied and
set at curbside.  The  other half of the residences utilized
standard cans  in the usual manner by setting them at curb-
side on pickup day.   The data were collected over a one
month period for comparing the halves on the basis of
economics, collection  efficiency, aesthetics, sanitation,
and other pertinent  aspects.

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User or resident acceptance of the solid wastes management
systems was determined by surveying a sample of the residents
and the management at each site by conducting interviews
using an approved survey questionnaire.   The results  of the
analysis are analyzed to determine the type of use, user
solid waste disposal  requirements, suitability of the system
to the user, and suitability of the system with respect to
the environment of the user.  This program was approved by
the Office of Management and Budget.   The results of  the
analysis are provided in a separate report2 and an overall
summary report, separate from this report, except for the
St. Louis site where  approval to survey  residents was denied.

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                          SECTION II

                         CONCLUSIONS
This report presents the results of evaluations of solid
waste management system data gathered at eight Operation
Breakthrough sites.  In addition, the results are presented
for a four-week study of the curbside pickup of plastic bags
versus standard garbage cans at the King County, Washington,
site.  The overall  objective of this study is to evaluate
the economics, effectiveness, and feasibility of using
improved solid waste collection systems in new communities.
The major results from the economic and technical evaluations
of each site are summarized in Table 2.  All economics data
were adjusted to reflect cost as of October 1975 as explained
in the Introduction, Section I.  Only three of the eight
sites approach the adjusted National averages for cost of
refuse collection and disposal.  Indianapolis, Sacramento,
and King County are lowest in cost per capita per year.
Specific conclusions for each site are stated below.
INDIANAPOLIS, INDIANA

The system is satisfactory in that refuse is collected and
disposed.  The city charges for collection for the entire
site even though the MFMR and the maintenance buildings are
serviced by a private contractor.  The costs (adjusted to
October 1975 basis) are $2.22 per cu yd which is reasonable
and equates to $44.38 per dwelling unit per year.   The costs
could be reduced if the city services the entire site.  The
total costs are $12.62 per capita per year (average)  which
is higher than the adjusted national average of $12.08 per
capita per year.   Site labor requirements could be reduced
if residents were required to store refuse in their homes
until pickup day.  At present, considerable site labor is
required to clean the refuse pens each week because of
bagged refuse exposure to weather, insects, and animals.

The manual pickup by the city incurs a high nonproductive
rate with 35 percent of the active collection time spent
wai ting.

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Site environmental  aspects  are generally good.   Site  aes-
thetics could be greatly improved if shrubbery  were planted
around the pens.  Restriction of residents  to placing refuse
in pens only on collection  days could minimize  odors, insects,
and animal problems.   Refuse protection in  the  home should
not result in storage problems if bags are  properly used;  in
fact, it should increase the care taken by  residents  to
minimize problems through proper tying of bagged refuse.

KALAMAZOO, MICHIGAN

The system is not being properly utilized;  therefore, the
full effectiveness  of the design of the system  is not being
achieved.   Excessive  costs  are incurred for pickup labor,
plastic bags, on-site hauling, and disposal costs.  The
total costs observed  are $2.55 per cu yd of loose refuse.
Costs could be reduced to $2.29 per cu yd if proper compaction
operation  were performed by site residents.  The $2.29 per
cu yd is based upon proper  utilization of the compactors
which would then allow reduction of pickups from seven to
three per  week by site maintenance personnel and reduction
to one pickup per week by the private service contractor.

Residents  do not start the  compactors.  Trash is placed in-
side the compactors if the  chamber is not full, but the
residents  do not push the start button after placing  refuse
inside.  Subsequent visits  by residents result  in refuse
being left on the ground around the compactor rather  than
compacted  in the chamber.

The use of plastic  bags in  the chamber of the compactor
created a  safety hazard due to broken glass.  This has re-
sulted in  the need  to segregate glass from  the  trash.  It  is
recommended that a  metal, hinged carrying "caddy" or  similar
device be  devised for handling compacted packages which are
removed for disposal.

MACON, GEORGIA

The refuse system is  effective, efficient,  and  fairly econom-
ical.  A lack of design consideration is evident in the
refuse chute to compactor interface.  Future projects should
specifically give more consideration to refuse  room location,
refuse chute location, and  compactor installation so  that
the necessary space is allowed for a proper installation  of
the equipment.  The containers as well as the pens in most
cases blend well into the site.  Some of the containers do
not blend  into the site.  Consideration should  be given to
specifying the color of containers such that they do not
detract from the site.  Also, container locations should
receive more consideration  for access by the service truck.
                               10

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Refuse rooms, where residents need not open doors, should be
closed and possibly locked at all  times when not being
attended.   Walking time and some nonproductive labor can be
reduced.   It will  not reduce overall  costs much, but con-
sideration for future sites should include planning to
improve labor utilization.  The containers inside of pens
must be rolled out and positioned  in  front of the packer
truck.  After emptying the container  must be rolled back.
Future sites should contain provisions for allowing direct
access to  the container by the truck.   Packer trucks should
have some  provision to prevent liquids from being squeezed
out of the truck onto the parking  lot  or grounds of a resi-
dential area.  This type of refuse system should not be
affected  by weather conditions except  ice or snow which may
prevent the packer truck from being operational.
MEMPHIS, TENNESSEE

The refuse collection system is economical.   Future com-
pactor installations should consider the basis of hauling
and disposal  charges during the planning stages.   If reduced
volume does not save money, the only reason  to install  the
equipment is  to reduce the number of pickups.   The system as
installed at  Memphis requires a private contractor to
remove and dispose refuse which is the single  most expensive
part of the system.   The contracts account for 55 percent of
the annualized system costs.  The concrete pens do serve to
blend the containers into the site; however, future sites
should more closely  match pen size to container size so that
the container will fit into the pen.  Also,  pen orientation
should be considered for ease of emptying by the  truck.
Container size and method of emptying should be considered
where there may be limited overhead space.  The system  has
no apparent odor, sanitation, or noise problems.   The con-
tainer-to-truck interface,when using containers in high-rise
structures,must be considered in terms of the  method of
moving to the truck.  A hazardous situation  exists because
the containers must  be manually pushed down  inclined ramps
to the truck.  This  requires dexterity and a fair amount of
strength to prevent  the heavily ladened containers from
running wildly down  the inclines possibly crashing into
automobiles in the parking lots or injuring  personnel.

The manual movement  of the containers is consumptive of time
and labor.  The 144-unit MFHR building should  have been a
serious candidate for compactor installations  because of the
number of tenants.  Presently, the containers  are emptied
once each day, six days a week. Installation of compactors
                             11

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should reduce the number of pickups to a maximum of three
pickups per week.  This would not reduce dumping charges,
but it should reduce pickup fees and reduce the labor ex-
pended in removing backed-up refuse in the chute.

ST. LOUIS, MISSOURI

The system is not economical for the entire site.   The
effectiveness and efficiency of the refuse collection system
is degraded by the labor intensive efforts and excessive
handling of refuse.  Curbside pickup would benefit the La
Clede Town portion of the site by eliminating the  need to
place refuse in containers and then move refuse from con-
tainers to street areas for pickup.  Similarly, the refuse
is then placed in pens to await pickup and disposal by the
municipal service and by private contractor.   A recommended
improvement is to eliminate excessive handling of  the refuse.

The existing system is not aesthetically obtrusive.  All
containers and pens are well disguised by shrubbery.  The
storage pens are outside and the sanitation is questionable
because refuse builds up in the pens, decays, attracts
flies, causes extreme odor problems, and probably  attracts
vermin.  Also, excessive handling of the bagged refuse
caused bag tears and refuse spillage which increases the
probability that storage problems occur.

A complete study should be performed so that the refuse
management system could be improved.  A study of once-only-
handling of refuse should be included in the study.  By
decreasing handling, it would probably decrease costs and
sanitary problems and increase efficiency and effectiveness.
Curbside pickup and disposal by the site, the city, or a
private contractor may offer cost benefits to the  site.


SEATTLE, WASHINGTON

The Seattle site refuse system is effective, efficient, and
environmentally satisfactory.  The annual costs appear high
due to the costs of the city provided collection and disposal
service.  The costs could be lowered by servicing  the chute-
fed containers once a week.  The efficiency of the collection
crew could be improved at the site if a one or two man crew
was used in place of the three-man crew, because one man
stands idle while collection is performed at the site (this
reduction may not be possible due to requirements  for personnel
when servicing urban areas other than the Operation Breakthrough
site).
                               12

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SACRAMENTO, CALIFORNIA

The capital costs for the Sacramento site refuse system are
low and the operation and maintenance costs are high.
Collection and disposal  fees account for 71 percent of the
costs of the refuse system.   Overall, the costs per dwelling
unit, per capita, and per cu yd of refuse are fairly low
and are less than national averages.

Excellent efficiency is  achieved in refuse collection activi-
ties at the site.  The effectiveness and efficiency of
collection in terms of cost are high, but the volume of
refuse collected per unit of time appears low which is due
to the backyard collection activities required to service
295 dwelling units.

Odors occur in the trash can pens in hot weather.  The
system exhibits no environmental problems associated with
aesthetics, noise or sanitation.  Resident requirements for
handling refuse are minimal.

KING COUNTY, WASHINGTON

Refuse collection and disposal  at the King County site is
very effective with the  exception of the residents who
dispose of their own refuse.  Curbside collection once a
week using a two-man crew is efficient and environmental
problems are minimized.   The refuse system would be much
more economical if all SFA and  SFD residents subscribed to
the private collection service.  It is an option of the
homeowner to subscribe or dispose of his own refuse.

KING COUNTY PLASTIC BAG  STUDY

The use of plastic bags  in place of standard trash cans
results in $17.41 higher annual costs to the homeowner.
Refuse collection activities are more efficient and require
less labor when plastic  bags are utilized.  Refuse is col-
lected faster when plastic bags are used; however, the
contractor will not reduce pickup fees even if bags are
used. The collection crew prefers plastic bags because of
increased pickup speed.   The site appearance is improved
because cans are not left curbside in the SFD areas after
pickup of refuse.  Site  environmental conditions are as good
or better when plastic bags  are used.  There is less collec-
tion noise when plastic  bags are collected.  Odors are
minimized and there appears  to  be less possibility of sani-
tation problems when plastic bags are used.  Overall, a site
would appear to be improved  if  plastic bags are used in
place of trash cans for  curbside pickup, however, heavy duty
bags (3-mil thickness) were  used in the study and bags of
less strength might have different results.


                             13

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                         SECTION III

                       RECOMMENDATIONS
Planning for future developments should include detailed
consideration of refuse management requirements.   The re-
quirements should be incorporated into designs during
development of site plans and buildings to assure adequate
considerations for installation, location, and operation.
Particularly important is the planning required for innova-
tive systems which may have unusual  requirements  or may not
be acceptable to residents.  The results and conclusions of
the study demonstrate that conventional collection methods
such as curbside, chute, and dumpster containers  are easily
used by residents whereas innovative methods are  not prop-
erly utilized by residents.  Recommendations for  each site
follow:

INDIANAPOLIS, INDIANA

Methods should be studied to allow municipal servicing of
the MFMR building as well as the rest of the site because
the site pays the city for the service even though it is not
used.  The $1824 per year paid to the private contractor
could be saved if the city serviced the MFMR building and
the site hauled bulky wastes away.  If similar to the rest of
the site, the refuse would have to be stored in plastic bags
and placed in a pen for city pickup.  The city utilities
department has indicated that this is possible.

A regulation not allowing residents to place bags of refuse
in the pens except on pickup days should be considered.
This would influence residents to properly close  and tie
bags and prevent exposure to weather and animals  (pets,
mostly cats and dogs).  A top to the pens would help prevent
weather effects but would prevent the cleansing effect of
direct sunlight; therefore, a top is not recommended.

Crew performance efficiency would be greatly increased if
the truck driver participated in refuse handling.  Over
seventy percent of his time is spent waiting while two crew
members load the truck.  Possibly, a switch to a crew con-
sisting of a driver and a loader (two men) would greatly
increase utilization of personnel.
                              14

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Methods should be considered to install a slope from the
vertical chute to the container in the MFMR building.  The
current design results in chute clogging and backups with
scattered refuse in the container room.  Future buildings of
this type should have provisions for the container to be
placed under the chute and to have a plate valve to close
the chute when the container is being serviced.

KALAMAZOO, MICHIGAN

Considerable effort on the part of the site management has
not resulted in residents using the communal compactors so
that maximum benefits of refuse volume reduction are real-
ized.   It is doubtful that the residents will  ever properly
utilize the equipment; therefore, it is recommended that
curbside pickup once a week be initiated at the site with a
one or two-man crew.  Another alternative is to use cen-
trally located containers serviced by a private contractor.

If communal compactors are considered for future develop-
ments, automatic cycling would be a desireable feature.  The
charging chamber should also be located at least 36 to 42
inches above the ground to prevent entry by adventuresom
youngsters.  The higher location would allow easier ser-
vicing by the collection crew.  The greatest benefit that
automatic cycling attains is the reduction of  refuse volume
which  requires fewer servicing trips by the collection crew.
A special carrying device should be used with  compacted
refuse to prevent injuries to service personnel.  A two
handled device could be easily developed as a  caddy for bags
of compacted refuse.


MACON, GEORGIA

The use of central containers works very well.  Future site
planning should incorporate better locations for containers
to allow easy access by the pickup truck.  Container enclo-
sures  should be oriented to prevent the containers from
being  very noticeable.  The planting of shrubbery instead of
(or in addition to) using frame enclosures might also be
considered to improve aesthetics.

The compactor installation under the chute of  future multi-
level  buildings should consider the interface  problems be-
fore installation so that adequate space is allowed to
provide a proper fall for refuse to enter the  compactor
chamber.  Refuse container rooms should be locked to prevent
entry  by people and pets.  Compactor containers should have
metal  or canvas compactor-port covers to prevent spillage
when moving or emptying the containers.

-------
MEMPHIS, TENNESSEE

The site is charged landfill  fees on a loose refuse basis.
A four to one compaction ratio means the site is charged
four times the loose refuse price; therefore, compacting the
refuse has not saved money.  Future developments should
consider the basis of landfill fees before installing
compaction equipment.  The equipment does allow fewer ser-
vice trips by the contracted  pickup service.

Future sites which use container enclosures should design
and install enclosures of sufficient size to allow the con-
tainer to be fully inserted into the enclosure.  The enclo-
sures at the Memphis site are too small  and would be difficult
to modify since they are concrete.  The  use of containers
should also consider the method of emptying the containers.
The containers under the deck must be lifted and moved to an
overhead opening for emptying by the top loading packer
truck.  The containers in the high-rise  buildings must be
rolled downhill along a sidewalk to curbside for emptying;
therefore, the weight of the  container plus refuse can
present handling problems to  personnel.   The containers
could get away from the crew  and cause personal injury and
property damage.  Future sites should allow the pickup truck
to move to the trash rooms to service containers.

The Adult Student Housing high-rise building is an excellent
candidate for use of compactors under the refuse chutes.
The six-day a week servicing  could be reduced to servicing
three times a week (or less).  Landfill  fees would not be
saved, and a method to safely move the containers to curb-
side would have to be developed.


ST. LOUIS, MISSOURI

The St. Louis site refuse system has many problems and a
complete in-depth study of the refuse management system is
desparately needed.  Such a study is recommended and it
should incorporate the following minimum features.  Study
the possibility of once or twice a week  curbside pickup in
La Clede Town to reduce refuse handling  and storage.  Pickup
the refuse from the Operation Breakthrough portions (La
Clede Town East and West) only once a week since all house-
holds have compactors.  Store refuse in  containers which can
be dumped by trucks rather than requiring manual loading.
The containers would help minimize odors, insects, and
vermin problems.  The site should consider purchasing a packer
truck and providing curbside  collection  for disposal of
refuse.
                              16

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SEATTLE, WASHINGTON

The chute-fed containers do not need emptying twice a week.
Either by adding one or two containers,  once a week service
could reduce the costs of servicing the  site.  The refuse
rooms are locked and being underground are cool, odor free,
and insect free.
SACRAMENTO, CALIFORNIA

The Sacramento site refuse management system is very effec-
tive.   Some overloading in some of the multi-family-low-rise
(MFLR) pens occurs while other pens are virtually  unused.
It is  suggested that the pens be better located for use by
residents.   The pens near automobile parking areas are
frequently  overloaded; therefore, additional pens  in those
areas  might solve the problem.  Another approach is to move
the three pens in the MFLR alleys to the curbs of  the parking
lots.   Ten  pens appear adequate for the load.

The high-rise buildings should have compactors installed to
reduce pickup frequency.  The buildings have plenty of space
under  the refuse chutes where compactors would easily fit.
The installation could easily reduce servicing from six
days a week to three times (or less) a week.
KING COUNTY, WASHINGTON

All  residents of the King County site should subscribe to
the  refuse collection service.   Thirty-five residents that
haul their own refuse away could save money by subscribing
to the service.   No other recommendations are made for the
site.
SUMMARY FOR FUTURE DEVELOPMENTS

Single family attached (SFA) and detached (SFD)  housing
developments appear to be most effectively serviced by
curbside, once a week pickup of refuse.   Multifamily-low-
rise (MFLR) buildings can effectively utilize curbside
pickup but should probable be serviced with centrally
located containers.  Household compactors can only be
recommended if once"a week pickup will be used  and residents
are taught to use their compactors.   Communal compactors are
not recommended; but, if used, they  should automatically
cycle without relying on residents to actuate the units.
                             17

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Communal compactors must also be carefully designed and
installed to preclude entry by children and injury to personnel
when handling the compacted package.

Multifamily-medium (MFMR) and high-rise (MFHR) buildings
should always be candidates for chute-fed compactors.
Specific attention should be focused on allowance of space
for proper equipment installation.  Also, designs should
provide easy access for servicing by a packer truck to
minimize manual  handling of containers.

The special plastic bag study at the King County site
showed definite advantages to use of plastic bags in place
of containers.  A warmer time of day for pickup or a warmer
climate might change the results if bags weaken.  Only heavy
duty bags are recommended if a plastic bag requirement is
i nsti tuted.
                               18

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                           SECTION IV

                  DATA COLLECTION AND ANALYSIS
INDIANAPOLIS, INDIANA

The Indianapolis site was visited on September 16 and 17,
1973, and revisited on September 4, 1975.   At the time of
the first visit, the site was exploring the use of centrally
located storage pens in place of centrally located 2-cu yd
containers.   The second visit was made after the transition
was completed.  The reason for the change  by the site was
economics; the city billed the site for refuse collection
and disposal  even though the site contracted with a private
hauler to service the containers.  The system consists of  24
redwood pens  centrally located for residents of the SFA,
SFD, and MFLR dwelling units.  One 2-cu yd container (dump-
ster type) is located under a trash chute  in the MFMR.  Two
4-cu yd containers (dumpster type) are located at the
clubhouse for disposal of yard and bulky wastes.  The
storage pens  are serviced once a week by the city, and the
containers are serviced three times a week by a private
contractor.   Figures 1 through 3 are photographs of typical
pens, the chute-fed container, and the typical bulky wastes
container.  The site arrangement is shown  in Figure 4.  The
site demographic and other data are given  in Table 3.
Refuse Storage Description

SFA, SFD, and MFLR residents of the Indianapolis site take
their refuse to a storage pen.   The 24 pens are serviced
once a week by municipal  service.   The city uses a rear-
loading packer truck with a driver and two helpers.   The
crew is paid on the basis that  serving 900 dwelling  units
equals an eight-hour day  of work.   Site residents using the
pens are required to place refuse  in plastic bags before
disposal in the pens.   The municipal service will not pick
up refuse that is not  in  a plastic bag.  Once a week, the
municipal service sends a rear-loading packer truck.   The
truck is backed to the door on  each pen where the two helpers
load the bagged refuse.  The estimated site load from pens
is 79 cubic yards per  week (or  per pickup day)  which  almost
loads the truck which  is  capable of handling 20 cubic yards
of packed refuse (equivalent to 80 to 100 cu yd of loose

                             19

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                   111111
                                         container, 2 cu yii
             PEN

         CU SFD (140 units)

       Mill SFA (103 units)

       MFMR/MFLR (typed-in, 52 units)
                                                      I—|  container

                                                     [p—3* 4 cu yd ea
                                                      //•~s\ container
FIGURE  4.    Indianapolis Operation  Breakthrough site
         arrangement  of pens  and containers.   The  number
         of  MF  units  is indicated with the  building.
                               22

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            Table 3.  DEMOGRAPHIC AND SOLID WASTE  DATA FOR
               INDIANAPOLIS OPERATION BREAKTHROUGH SITE

     Number and Types of Dwelling Units

     Type

     SFA       140 units
     SFD       103 units
     MFLR       16 units
     MFMR       36 units

     Total     295 units

     No. occupied  253 units
     No. residents 890 people  (prorating to 295 units
                           indicated 1038 people)
     Site area     42.9 acres

     Distribution of Units by Type of Service
Number and Type
103 SFD
156 SFA/MFLR
36 MFMR
1 Clubhouse
Pens
13
11
Containers
1 (chute fed)
2
    Average number of units/service  =10.5
    Average number of people/service = 38.4
refuse).   When  full, the truck  is  emptied at a landfill
eight miles  from the site; however,  the truck is not  full
after servicing the site and other city residential areas
are serviced  before and after the  site is serviced.   Pen
cleanup  and  maintenance and collection of bulky refuse  are
performed  by  site employed personnel.

The three  dumpster-type containers are serviced three times
each week  by  a  private contractor.   A  front-to-overhead
packer truck  is used with only  a driver.   Residents place
refuse in  the containers.  The  estimated  load is 10 cu  yd
per pickup day  or 30 cu yd per  week.   The truck services
other areas  in  addition to the  site.   Cleanup around  con-
tainers  and  pickup of bulky wastes are performed by site
personnel .

Economic Analysis

Economic data are tabulated in  Table  4  in general form.
The municipal  service charges were discussed with the
Department of Sanitation to determine  the elemental costs.
                              23

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The information obtained indicated the following  elemental
costs to the city (in September 1973 costs):

     Sept.  1973

     $ 27    per day truck investment recovery
       12    operation and maintenance
       15    landfill  costs  (fees)
       76    labor,  salaries of driver
             plus two helpers
       23    labor fringes at 30 percent
       12    supervision of  a crew

     $165    per day

The service classification for the site is  "apartment,"  and  a
crew is expected to  service  900 apartment units  per day.
These costs on a fractional  basis indicate  that  the annual
cost to the city for servicing the site is:

     ($165/day)x(253/900)x(52 service days/year)=$2412/year

The total cost to the city is almost three  times  the amount
($866) directly paid by the  site.  It is apparent that the
city subsidizes refuse collection from general revenue
funds.  The $1546 subsidy from general revenues  is indicated
as other municipal funding in Table 4.  The  results can  be
compared with the results of the "1968 National  Survey of
Community Solid Wastes Practices."1  (See Section I for
adjustment  to obtain October 1975 costs.)  The site costs
are $12.62  per capita per year as compared  to the national
average of  $12.08 per capita per year.

The private contractor servicing three containers provided
information relative to expenses of collection and disposal
of refuse:

     Capital Costs (September 1973 data,   October 1975
                   multiplier is 1.1673)   Expenses/Year
                                          (% of  total)
       $28,000 truck, 5-year amortization,   $6,916/yr  (23%)
               carrying charge is 0.247
       $   160 ea.,  2-cu yd  container,      $   23/yr
               10-yr amortization,              (negligible)
               carrying charge is 0.146
       $   190 ea.,'4-cu yd  container       $   55/yr
               (two), 10-yr  life                (negligible)
               carrying charge is 0.146
     Recurring Costs (multiplier is 1.1673)
       Insurance, taxes, licenses $800/yr   $  934/yr   (  3%}
                             25

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     Operating  and Maintenance  Costs
       Labor  @  $150/40-hour week  (multi p1i er
                                   is 1.1908)
       Supervisions @ 15% of  labor
       Landfill  costs @ $18.75/load
           (498  loads/yr)
           (multiplier is 1 .16731)
       Operating costs @ $10/day
           (multiplier is 1 .1673)
               $ 9,288/yr   (31%)
               $ 1,
               $10,
      393/yr
      900/yr
(  5%)
(36%)
               $   607/yr   (  2%)
                                    Total Costs  $30,116/yr   (100%)

Using the  above  figures, the  expenses can be apportioned to
the site as  shown in Table  5.   The costs are shown  in the
far right  column of Table 5 as  the three container  price for
three pickups  per week.  The  prices to the site  include
profit to  the  private contractor.

The expense  associated with each  element of refuse  collection
and disposal  can be estimated  and  analyzed.  The combined
municipal,  private service, and site expenses  are detailed
in Table 6.   Sixty-nine percent of the annual  expenditures
is for labor  and plastic bags.

           Table  5.  APPORTIONED COSTS TO INDIANAPOLIS  SITE
         FOR SEGMENTS OF COSTS OF THE PRIVATE SERVICE  CONTRACTOR
     Capital  Costs
         Truck
         Containers

     Recurring Costs
         Insurance,  licenses,
         taxes

     Operation & Maintenance Costs
         Labor w/30% fringe benefit
         Supervisory costs
         Landfill costs
         Operating costs
     Total Annual Costs:
                                  Apportionment
                                     Factor
 23%
 negligible
  3%
 31%
  5%
 36%
  2%
 74%

TW
October 1975
Three Container
Annual Costs  to
    Site	


 $  420
    negligible
 $  420


 $  55
    565
     91
    657
     36
 $1,349

 $1,824
         NOTE:  Costs to site  include  contractor profit.
                                26

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Technical  Analysis

The collection and disposal  of refuse at the Indianapolis
Operation  Breakthrough site  was observed for three  days,   The
municipal  service collected  about 67 cu yd,  and the private
contractor collected about 10 cu yd.  The city collects  once
each week  and the contractor empties the containers three
times each week:

     67 cu yd/week x 52 wk/yr        = 3481  cu yd/year
     10 cu yd/pickup x 156 pickup/yr = 1560  cu yd/year
     Total estimated annual  load     = 5041  cu yd/year

Site occupancy was 253 units occupied (219 served by city,
34 served  by contractor).   Expanding the data for a fully
occupied site of  295 dwelling units results  in 5900 cu yd  of
refuse collected  per year.  The technical data are  sum-
marized for the municipal  service, the private contractor
service, and the  combined  services of both.   The data col-
lected and analyzed include  total distance traveled, number
of stops,  refuse  per unit  time, stops per unit time, and
time spent in various pickup activities by the crews.  The
data are shown in Table 7   for the site as it was observed
on September 4, 1975.  The site was 85 percent occupied.
The nonproductive time is  considered as all  waiting and
packing time and  is 35 percent of the total  labor spent  in
collection activities.
Equipment Performance -

There are very few pieces of equipment involved, but the
following generalizations are made about the equipment
performance:

Suitability - The system works in that refuse is collected
and disposed.  The chute in the MFMR building clogs up
because there is lack of slope from the vertical fall  to the
container (see Figure 2) which is offset from the chute.
This is a nuisance when the container is removed because
considerable time is required to clean up the room during
and after container removal.

Effectiveness - Except for chute clogging in the MFMR, the
system is effective for refuse collection.  The system is
not effective with respect to labor utilization because only
65 percent of the man-time is productively utilized during
refuse collection on site.
                             28

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Resident Acceptance -  An analysis  of the results  of a survey
of a sample of residents concluded that the residents are
relatively pleased with the system even though they experienced
overloading of pens resulting in littering, odors,  dog
nuisances, insects, and vermin2.  Also, flooding  and wind
affect cleanliness of  the areas around the pens.   Observation
during recording at the site revealed nine storage  pens that
had refuse remaining after pickup  by the municipal  service
as the result of refuse not being  stored in plastic bags.
Because of this condition, site personnel  must clean up
refuse and place in bags so that the city service crew will
pick up the refuse on  the next service day.


Site Appearance -

The pens are 8 ft x 8  ft x 8 ft redwood on concrete slabs.
The pens are located next to parking areas and are  easily
detected.   The chute-fed container is located in  a  special
room under the building and is completely out of  sight.

Environmental Considerations -

Deodorizer is used during pen cleanups, but odor  still
develops on hot days causing insect nuisances, particularly
flies and yellowjackets.  The pens in the single-family
areas of the site appear free from odors and insects because
the refuse is conscientiously placed in plastic bags.  Pens
in the multifamily areas contained spilled refuse which is
not picked up by the municipal service and causes odor and
insect problems.  There are no apparent sanitation  problems.
Collection activities  produce noises from engines,  equipment
operation, and particularly truck  brakes.


Results

The results are presented as the advantages and disadvan-
tages of the system in economics,  effectiveness,  efficiency,
and environmental aspects.


Economic Advantages -

The site is charged a  sanitary fee (includes a fee  for refuse
collection and disposal) by the city regardless of  whether
municipal  trash service is used or not; therefore,  it is
economically advantageous for the  site to make use  of the
city service where possible.  The  system could be more cost
effective if a method  could be devised whereby the  city would
                              30

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service the entire site.   A telephone conversation with per-
sonnel  in the city utilities department indicates that the
city could collect the refuse for the MFMR building so long
as a suitable enclosure were provided and the refuse were
placed  in bags for pickup by collection personnel.  The costs
could also be reduced by not allowing storage of refuse in the
pens by requiring residents to store refuse in their homes
until the night before refuse pickup day.  Since the resident
must use plastic bags, storage in his home would influence
proper  closure of the bags and less exposure to the elements
of weather and animals.
Economic Disadvantages -

Two pickup services are required,  municipal  for the single-
family and low-rise buildings, and private service for the
medium-rise building and the clubhouse.   The municipal
service will  only pick up trash that has been placed into
plastic bags  and stored in the pens.  Bulky  waste items are
picked up by  site maintenance personnel  and  are disposed at
the clubhouse dumpster-type container which, in effect, is
an extra pickup service in terms of site labor.  The private
service must  make three pickups per week for the medium
rise and clubhouse buildings.


Effectiveness, Advantages -

If the site used all the storage pens, only  one pickup per
week would be required for all dwelling  units.   The residents
must place refuse into plastic bags and  then into the pens
which then makes it easy for the municipal service to pick
up the refuse.
Effectiveness, Disadvantages -

Residents must purchase plastic bags due to municipal  re-
quirements.  The refuse is not protected from the weather in
the pens.  The chute in the medium-rise backs up with
refuse necessitating cleanout every time the container is
dumped.   The chute problem is caused by improper design
considerations (see Figure 2).
Efficiency, Advantages -

The pens provide concentrated storage and provide for fast
pickup.  The refuse removed per man-minute of labor is about
                              31

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0.4 cu yd per man-minute of labor including all  nonproductive
time.   For the entire site, productive man-time  was  125 man-
hours  per year of the 214 man-hours used per year in refuse
collection.   Productive man-time was 65 percent  of total
labor  used collecting refuse.


Efficiency,  Disadvantages -

The municipal service will not pick up any refuse not stored
in plastic bags.   The manual  pickup by the city  incurs a
high nonproductive rate with  35 percent of the active collec-
tion time spent waiting.  The waiting time is caused by the
truck  driver waiting in the cab of the packer truck  during
pickup of refuse by the two helpers.  The driver spend 73
percent of his time waiting (51 minutes out of 70 minutes
on site).  The helpers spend  14 percent of their time waiting
during packing cycles of the  truck (20 man-minutes out of 140
man-minutes  while on site).  In addition to collection man-
time,  site maintenance personnel spend 968 man-hours per year
at a cost of $4873 per year picking up bulky wastes, cleaning
in and around the pens and containers, and maintaining the
equi pment.


Environmental Aspects, Advantages -

The site aesthetics are fine  with the pens located next to
parking areas.  The aesthetics could be greatly  improved by
planting shrubbery around the pens.


Environmental Aspects, Disadvantages -

The pens are noticeable throughout the site.  The containers
are particularly noticeable.   Pens in the multifamily areas
of the site  have odors and attract flies and other insects.
A resident survey^ indicates  problems with animals and insects
at the site.

The pens have open tops and are subject to the effects of
weather.  By restricting residents to placing refuse in the
pen the day before pickup, much of the weather effects would
be minimized.
KALAMAZOO, MICHIGAN

The Kalamazoo site was visited on September 18, 19, and 20
1973.  The refuse management system consists of 16 screw
type Model TM-200 Compackager compactors, each located for
                              32

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use by several  residences, one chute-fed hydraulic-type
compactor in the MFMR building, and two 4-cu yd containers
in the parking  lot opposite the community center.   The com-
pactors are serviced daily by site personnel who move refuse
to the two 4-cu yd containers which are serviced twice a
week by a private contractor.  The compactors, the on-site
collection, and the private contract containers and collec-
tion are shown  in Figures 5,6, and 7.   The site arrangement
is shown in Figure 8.  The site demographic and other data
are given in Table 8.
Refuse System Description

SFA, SFD, and MFLR residents of the Kalamazoo site take
their refuse to centrally located compactors for disposal.
Keys are provided to residents for operating the compactors.
Residents of the MFMR building place their refuse in a chute
which feeds an automatically actuated hydraulic compactor on
the bottom floor of the building.  Each day, two men collect
refuse from the compactors, replace plastic liners in the
compactor, place refuse in a two and one-half ton dump
truck, and dispose of the refuse in two 4-cu yd containers
near the service building on the site.   A private service
contractor empties the containers twice a week into a top
loading packer truck which requires only a driver for oper-
ati on.

SFA, SFD, and MFLR residents are asked  to separate glass
items from refuse and place in barrels  which are provided
next to compactors.  The MFMR residents are asked to sepa-
rate glass items and newspapers from refuse and place in the
chute charging rooms on each floor of the building.  Glass
is separated because it breaks during compaction and may
injure collection personnel by puncturing the bags when
lifted from the underside.  Newspaper is not placed in the
trash chute because of potential clogging at the lower end
of the chute.  Site personnel collect glass items and news-
papers from each floor of the MFMR building.  The separated
items are not recycled to obtain revenue, probably because
the total amounts are small and storage would be a problem.

Each day, plastic bags are replaced in  each compactor, and
disinfectant is sprayed around the compactor units.  The
bags are large size, 54" x 54", and heavy duty, 0.004 in.
thick.  Bags are carried by the site pickup crew each day.
In addition to disinfectant spray, a private service is
contracted to provide vermin control at each compactor.  The
control consists of bait boxes at each  compactor area.
                             33

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            LEGEND
            Compactor (17)

              (131 units)
                            4-cu yd containers (2)
                       NOTE:  Quantity of units  other than
                             SFA or SFD proceeds  type of
                             housing unit  (e.g.,  8 MFLR is
                             8 units in a  MFLR  building).
FIGURE  8.   Kalamazoo Operation Breakthrough site
   arrangement  showing location of  compactors
                            37

-------
       Table 8.  DEMOGRAPHIC AND SOLID WASTE SYSTEM DESCRIPTIVE
           DATA FOR THE KALAMAZOO OPERATION BREAKTHROUGH SITE

    Number and Type of Dwelling Units and Occupancy:

         Type       No.         Vacancies        Residents

         SFA     127 units      8 units          414 people
         SFD      14           0               56
         MFLR     52           9               105
         MFMR     52           0               56

         Number occupied:  228 units
         Number residents: 631 people
         Site area:  33.8 acres

    Distribution of Units to Each Refuse Service Point:
         Number and Type           Compactors

           14 SFD           2 Model TM-200 Compackager
          183 SFA/MFLR       14 Model TM-200 Compackager
           52 MFMR          1 Hydraulic Compactor

    All refuse is collected daily and stored in two 4-cu yd
    containers.

    One 2-1/2 ton dump truck is used for collection.

    Plastic bags, 54"x54"x.004" clear polyethylene, are
    used for collection.

    Average number of units per service = 13.4
    Average number of people per service = 37.1


Based  on  observation of  refuse  collection and pickup  for one
day at  the site, approximately  77 cu yd of loose  refuse are
collected  per week, or  approximately 4000 cu yd  per year.
The refuse load was estimated from the  collected  amounts of
compacted  and uncompacted refuse  with  compacted  refuse con-
centrated  at  a ratio of  eight parts  loose to one  part
compacted.

A private  contractor services two 4-cu  yd containers  twice
a week  utilizing a top  loading  packer  truck.   The containers
are serviced  each  Monday and  Thursday.   An average  load on
a pickup  day  is 38.5 cu  yd  of loose  refuse.  The  capacity
of the  truck  is 30 cu  yds packed; therefore, the  site does
not fill  the  truck.  The truck  services other locations be-
fore and  after servicing the  site.


Economics  Analysis

The economic  data  are  tabulated  in Table 9 in general form.
The private  service contract  for  the site is less than 10
                               38

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percent of  the  estimated annual  costs; however,  the  cost
elements may  be estimated from  data obtained from  discussions
with the service contractor and  apportioned to  obtain  the
total price  to  the site.  The apportionment of  cost  is based
upon the contractor's time on the  site of 6.5 minutes  per
pickup day.   The apportioned costs  are shown in  Table  10
and include  profit to the private  contractor.
           Table 10.  APPORTIONED COSTS TO THE KALAMAZOO SITE
         FOR SEGMENTS OF COSTS OF THE PRIVATE SERVICE CONTRACTOR
Annual
Costs

Apportionment
Factor

October 1975
Annual Costs
to Site
     Capital  Costs
         Truck           $  44           6%       $   80
         Containers  (2)     51           7%       	93_
                        |~95          13%       $  173

     Recurring Costs
         Insurance,
         licenses, taxes  $   7           1%       $   13

     Operation & Maintenance  Costs
         Labor with  20%
         fringe benefits  $  74          10%       $  133

         Supervisory costs  15           2%          27

         Landfill costs    529          72%         958

         Operating costs    15         	2%_       	27
                        $633          86%       $1,145

     Total Annual Site
     Costs	    $735         100%       $1,331

     NOTE:  Costs to  site include contractor profit.

The  expense associated with  each element of  refuse collection
and  disposal  is shown  in  Table 11.   The resulting costs are
$14.52  per  capita   per year which is $0.48  higher  than the
national  survey results  of $12.08 per capita per  year.  Labor
plastic  bags,  and   th.e  compactor costs account  for 83 percent
of the  total  costs for refuse  collection at  the  site.  The
single  major cost  item is for  labor at 39  percent of total
annual  costs.
                                40

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                                                41

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Technical  Analysis

The collection and disposal  of refuse at the Kalamazoo Oper-
ation Breakthrough site was  observed for two days.   Based on
estimated  volume of observed refuse and discussions  with
site personnel, the estimated refuse collected  is  77 cu yd
per week for 232 occupied dwelling units.   Expanding for
full occupancy (245 units),  the refuse collection  load is
about 81 cu yd per week or about 4200 cu yd per year.   The
technical  data for refuse collection and disposal  are  sum-
marized in Table 12 including distance travelled,  number of
stops, dwelling units serviced, crew size, refuse  collected,
estimated  volume, elapsed time, and labor time  expenditures.
Table 12 includes actual observed data for the  95  percent
occupied site.  The nonproductive time is considered as all
waiting and packing time and is 17 percent of the  total
labor spent in refuse collection activities.
Equipment Performance -

Sui tabi1i ty - The equipment (compactors)  are capable of 10:1
volume reduction of trash.   A 10:1 reduction in volume
should reduce the weekly loose refuse volume to 7.7 cu yd
(compacted) which could be  eas'ily stored  in the two 4-cu yd
containers.  Since there are 17 compactors, the weekly
refuse volume for each compactor should average about 0.45
cu yd.
Each compactor holds 0.165 cu
pickups throughout the site c
per compactor per week.  The
pickups per week.  This would
reduce plastic bag usage, red
reduce the number of off-site
the private contractor.  The
$0.26 per cu yd of loose refu
shown in Table 13.  The annua
and of the system if operated
     Total Annual Costs
     Cost/Dwelling Unit/Yr
     Cost/Capita/Yr
     Cost/Cu Yd of Loose
       Refuse
 yd (compacted); therefore,
ould be reduced to three pickups
MFMR building may require four
 reduce pickup labor costs,
uce on-site truck travel, and
 pickup and disposal trips by
resultant savings would be
se generated on the site, as
1 costs of the observed system
 properly are:
 As-Observed

 $15,072
 $51.09
 $14.52

 $2.55
If Properly
 Operated

 $9,359
 $38.20
 $14.05

 $2.29
                             42

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Effectiveness - The effectiveness can be measured as the
relative degree to which the system is performing as designed,
Assuming $2.29 per cu yd was a suitable design objective,
the system could be stated to have achieved the following
effectiveness :
          /2.55-2.29\
        " \   2.29   I
x 100 = 89 percent effectiveness
Under these assumptions, the system has performed nearly
as we!1  as i ntended.

Compactor performance could not be assessed because records
of repairs were not available.   On the date that data were
gathered, two compactors were in a failed condition.  The
switch did not work on one compactor and the other compactor
had sustained structural damage which required welding to
effect repair.
Resident Acceptance - Residents had only cycled three of 16
compactors on the morning of the day that pickup data were
recorded (8:30 a.m.).  The automatic actuator on the MFMR
compactor was not functioning.   Between 3 and 3:30 p.m.  on
the same day, a check of all compactors revealed that two
had been cycled out of 17.  The observed data indicate that
residents carry refuse to the compactor, but do not actuate
the units.  The observed data are listed below with the
related refuse content also shown.   The data indicate that
residents neither realize the potential of the compactors
nor properly utilize the compactors.  The accumulation of
refuse at each compactor location caused site management to
initiate daily pickups.   Some residents expressed concern
about the cost of the refuse service.   Site management has
sent letters to each resident requesting that they actuate
the compactors or possibly be faced with extra fees to pay
for the daily collection service.

     Compactor           Compactor            Compactor
  Chamber Loading       Not Cycled              Cycled

     Full                   4
     3/4 full               1                    1
     1/2 full               3                    1
     1/4 full               5
     Empty                  2

A separate report presents the  results of a survey of resi-
dents attitudes with respect to refuse removal at the
                             45

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Kalamazoo site.   The results of that report indicate that
MFMR residents have no problems, that single-family homes
experience overloading of facilities and lack of protection
from pets, and that MFLR apartment residents experience
overloading of facilities.   Only two respondents to the
survey reported  trouble with the compactors.  The details of
the survey are included in  Reference 2.   Observations during
the three-day site visit resulted in two instances of pet
nuisance and both instances were the result of not placing
refuse inside the compactors.


Site Appearance  -

The compactor shelters blend in with the site even though
they are noticeable.  Strewn refuse was evident at one loca-
tion where a pet was observed  emptying several bags of
refuse which had been placed on the ground next to the
compactor.  Overflow was evident at five compactors which
had not been actuated (all  five were in satisfactory condition)
Bags of refuse and boxes placed next to the compactors
create site-appearance nuisances.


Envi r o n me n ta1 Co n s i d e r a t i on s -

The refuse left  outside detracts from appearance and could
cause insect problems, though  no insects were observed.  The
use of deodorizer on a  daily  basis effectively eliminates
odors.  No sanitary problems appeared to exist.  Very little
noise is created by the compactors or the collection acti-
vity, and no complaints about  noise had been received by the
site management.

A safety problem  exists with  the use of the compactors.
When handling bags of refuse,  shattered glass has penetrated
the bags and caused several instances of severe cuts to
hands and arms requiring hospital emergency treatment.  The
solution at the  site is segregation of glass from refuse.
Glass is placed  in a container next to the compactor.


Results

The results are  presented as the advantages and disadvantages
of the Kalamazoo refuse collection system in economics, ef-
fectiveness, efficiency, and environmental aspects.
                               46

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Economic Advantages -

If properly operated, the system would cost $2.29 per cu yd
of refuse which is reasonable.  Lower costs might be achieved
if landfill fees could be saved through utilization of the
refuse compactors.  Assuming proper compaction, the site
could haul the refuse to the landfill in the truck owned by
the site and save most of the costs of the private service
contractor.
Economic Disadvantages -

Residents do not actuate the compactors which has resulted
in refuse overflows of the compactors and in daily collection
at the site.  The use of compactors has not been a benefit
to the site economics.  Excessive costs are incurred for pickup
labor, plastic bags, on-site hauling, and disposal costs.  The
costs observed are $2.55 per cu yd of loose refuse.  Costs
could be reduced to $2.29 per cu yd if the compactors were
properly utilized thus allowing reduction of pickups from
seven to three per week by site maintenance personnel and
reduction from two to one pickups per week by the private
service contractor.
Effectiveness, Advantages -

Refuse is removed.  If properly operated, the system could
reduce refuse collection and disposal costs through elimi-
nation of four pickups per week by site personnel.


Effectiveness, Disadvantages -

On a cost basis, the effectiveness is about 89 percent; that
is, the system costs are 11 percent higher than they could
be if the system were properly utilized.  The requirement
for resident participation is not effective for the site.

Residents  do not start the compactors.   Trash  is  placed in
side  the  compactors  if the chamber is not full,  but the
compactors are not started.   Two  solutions are possible.
Either  place the key lock on  the  chamber handle  and have
the machine  automatically cvcle  when  the door  is  closed or
place  a  timer on the compactors so  that  they will  actuate
over  a  set interval  of time.   The  timer will  still require
a  key  lock on the chamber door to  preclude entry  by children.
                              47

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Efficiency, Advantages -

None as currently utilized.   Collection labor requirements
could be greatly reduced  and efficiency could be greatly
increased if residents actuated the compactors.   The utili-
zation of labor could become 95 percent or higher if col-
lection personnel did not have to actuate the compactors.


Effi ci ency , Pi sadvantages -

The personnel  utilization is 83 percent due to personnel
having to actuate compactors.   Fuel, plastic bags, and labor
could be conserved if the residents properly utilized the
compactors.  Because of improper compactor utilization,  much
refuse handling is required  at the site by residents, site
personnel loading and unloading, and private contractor
pickup service  loading.

Environmental  Considerations -

Advantages - The site is  free from odors, insects, and
vermin.  The aesthetics are  good.  If compactors were pro-
perly used, landfill volume, disposal fees, and  refuse
handling could  be reduced.


Envi ronmental  Cons iderations -

Disadvantages  - Refuse is left on the ground outside of
compactors and  increases  the possibility of spillage and of
attraction of  pets,  insects, and vermin.  A greater volume
of refuse must  be handled than should be the case if the
compactors were properly  utilized.  The system was a hazard
to collectors  handling bags  with broken glass inside.
Separation of  glass  from  refuse has become necessary to
preclude handling hazards.   It is recommended that a metal,
hinged carrying "caddy" or  similar device be devised for
handling compacted packages  which are removed for disposal
and, thereby,  eliminate segregation of glass from the refused


MACON, GEORGIA

The Macon site  was visited  on October 1, 2, and  3, 1973.
The refuse managemen-t system consists of twenty-four 2-cu  yd
containers located throughout the SFA, SFD, and  MFLR dwelling
unit areas of  the site.  A  chute-fed compactor with two  side
compaction 2-cu yd containers is utilized in the MFM/HR
building.  Redwood pens enclose the containers on three

-------
sides.  Th
in a room
is located
containers
containers
Figures 9
the chute-
is shown i
are given
e chute-fed  compactor and containers  are located
in the base  of  the MFM/HR building.   One container
 at the site maintenance building.  The  compactor
 are serviced three times a week and  the other
 are serviced twice a week by a private  contractor,
and 10 are photographs of container locations and
fed compactor and  container.  The  site  arrangement
n Figure 11.  The  site demographic and  other data
in Table 14.
          Table 14.  DEMOGRAPHIC AND SOLID WASTE SYSTEM DATA
          FOR THE MACON, GEORGIA, OPERATION  BREAKTHROUGH SITE

    Number and Types of Dwelling Units and Occupancy:

                         No.             Occupancy
         Type            Units         Units   People
         SFA
         SFD
         MFLR
         MFM/HR
              159
                6
               42
               80
              287
134
4
35
79
252
437
17
60
136
650
         Site Area:  50 acres

     Distribution of Units and Refuse Containers:
         Number and Type
           of Units

          30 SFA/SFD
         177 SFA/MFLR
          80 MFM/HR
          Maintenance Building
                  Containers (2 en yd each)

                       5
                      18
                       2  (fitted to compactor)
                       1
         Adjusted Occupancy:  (650)x(287)/(252) = 740
         Average Number of Units per Container  =  11
Refuse System  Description

SFA, SFD,  and  MFLR residents of  the  Macon site place  refuse
in the containers  located next to  their homes.  MFM/HR
residents  place refuse in the refuse chute charging stations
located on  each floor which feed  a compactor at the base  of
the chute.   Twenty-two containers  are located convenient  to
residential  parking areas and are  serviced by a private  con-
tractor twice  each week.  The same contractor services  two
compactor  containers three times  each week.  When a container
is full, site  personnel replace  the  container with an  empty
                               49

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FIGURE 9.   Two typical  containers and pen locations  at the Macon
           site.   One is center left next to the trees.   The
           other is just to the right of the basketball  goal.
FIGURE 10.  The Chute-fed compactor and container in the
            MFM/HR building at the Macon site.
                              50

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               LEGEND

        • Container (24, 4-cu yd each)
                   2, 2-cu yd each)

      I I I  I I
             SFA (159 units)
Number of other units
is indicated next to,
buildings.
            Compactor with
            2 containers
              (2-cu yd ea)
    FIGURE  11.  Macon Operation Breakthrough  Site
                arrangement of  containers
                               51

-------
by rolling the containers around; Figure 12 shows a full
compactor container with the empty attached to the compactor.
All site containers are emptied by a front to overhead
loading packer truck with a driver performing all work
functions.  The driver deodorizes each container using a
truck mounted sprayer.  The packer truck is shown in Figure
13.  Based on observation of refuse collection for two days
at the site, approximately 36 cu yd of loose refuse are col-
lected per week from the MFM/HR building and about 65 cu  yd
of loose refuse per week are collected from the SFA, SFD,
and MFLR units.  The estimated annual  refuse load is 5250 cu
yd of loose refuse.  The MFM/HR was calculated on the basis
of four to one compaction units.  Refuse is hauled to a
landfill when the truck is full.  The  capacity of the truck
is 30 cu yd compacted.  The truck services other residential
areas before and after visiting the site.  Cleanup around
containers is performed by site personnel who use a small
tractor and trailer to clean up around the site.


Economic Analysis

The descriptive economic data for the  refuse system at the
Macon site is given in general form in Table 15.  The costs
of site labor and the private service  contract are the two
highest single cost items at the site.  The private service
contractor would not furnish data relative to the elemental
costs that make up the total site costs.  Based on observed
data, the cost elements are estimated  and are shown in Tabljs
16.  Contractor labor data is based upon being on the site*
a total of 271.4 hours per year.  Landfill fees are five
dollars per load.  The driver salary is based on five
dollars per hour.  The expense associated with each element
of refuse collection and disposal for  the Macon site is
shown in Table 17.

The economic results can be compared with the adjusted
national survey results1 for community solid wastes manage-
ment costs.  The site costs are $28..52 per capita per year
compared to $12.08 per capita per year adjusted from the
national survey (see Section I for October 1975 adjusted
basis).  Labor and packer truck costs  account for 60 percent
of the total costs for refuse collection at the site. Site
capital costs are $4.24 per capita per year which  is  higher
than the $3.04 per capita per year from the adjusted 1968
survey.  Operating and maintenance costs are $24.28 per
capita per year which is much higher than the $9.04 per  capita
per year costs from the adjusted 1968 survey.  The private
service contract accounts for 55 percent of all costs of refuse
disposal.
                              52

-------
FIGURE 12.   One compactor container is  replaced with  empty  between
            service days  at the MFM/HR  at  the  Macon site.
FIGURE 13.   Private contractor top-loading packer truck used
            to empty containers at the Macon  site.
                               53

-------






















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Technical Analysis

The collection and disposal  of refuse at the Macon Operation
Breakthrough site was observed for three days.   Based on
estimated volumes of observed refuse and discussions-with
site personnel, the estimated refuse collected  is 101  cu yd
per week, or about 5250 cu yd per year, for the 252 occupied
residences.   Expanding for full occupancy (287  units), the
refuse collected per year is about 6000 cu yd.   The technical
data for refuse collection and disposal are summarized in
Table 18 including distance traveled, number of stops,
dwelling units serviced, crew size, refuse collected,  esti-
mated volume, elapsed time,  and labor time expenditures.
Table 18 includes actual observed data for the  88 percent
occupied site.  Nonproductive time is considered as all
waiting and  packing time and is 13 percent of the labor
spent in refuse collection activities.
Equipment Performance -

Suitabi1ity - The compactor in the MFM/HR building was not
operating satisfactorily.  The refuse backs up the chute
every day because of an off-centerline location of the
compactor and lack of clearance between the chute opening
and the chamber of the compactor.  Figure 14 depicts the
situation.   Additionally, the automatic photoelectric
actuator for the compactor does not function and the compactor
requires manual operation several times a day.  The resultant
chute blockages require 30 minutes a  day to clear.  Chute
blockage and cleanout is shown in Figure 15.  As shown by
the photograph, chute cleanout is not an easily performed
task.  An additional 15 minutes a day are required to clean
the refuse room.  Refuse chute cleanout requires 130 man-
hours per year, and refuse room cleanup requires 65 man-
hours per year.  The refuse room cleanup is necessitated by
refuse spillage out of the side of the compactor container
when the containers are moved around  the refuse room (see
Fi gures 1 2 and 16).

The collection of refuse from the containers located around
the site is complicated by lack of turning room and lack of
adequate space for the truck to properly approach the con-
tainer.  Thirteen containers must be  manually rolled out of
the enclosures and positioned so that the truck can approach
and empty the containers.  After dumping, the driver pushes
the containers back into the enclosures.  The containers are
equipped with wheels so that movement is possible.  In
sloped parking areas, the containers  tend to roll downhill,
and in two locations, container movement must be carefully
                              57

-------














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 36" x 30"
chute
             offset
   30" diav

Ramp to Opening
 on Compactor   —•
                                                   Restricted
                                                   Openinq
                             36" x  36"
                             Opening to
                             Chamber
                                              Container
  FIGURE 14.   MFM/HR refuse  chute with off-set  compactor and
    restricted  opening at the  chute-to-chamber  interface
                which results  in  chute backups
                                 59

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     FIGURE 16.  Refuse spills out of side opening of compactor
        containers in the MFM/HR building on the Macon site.

controlled to prevent rolling downhill into parked  auto-
mobiles.  The parking areas are not wide enough for  the
turning radius of the truck, which results  in considerable
jockeying of the truck to approach containers, turn  around
and leave the parking area.
Effectiveness - The effectiveness is not as  high  as  intended
because of the refuse chute and compactor problems which
require chute clean out, actuation of the compactor,  and
excessive refuse room cleanup.  If the 195 man-hours  required
for chute and room cleanouts were subtracted  from the data
in Table 14, the reduction in costs are $651  per  year.
         man-hours per year of waiting time  is  associated
         site personnel helping the private  service  contractor
         compactor containers.  If the 211 man-hours  were
         the reduction in costs are $705 per  year or  twelve
          cubic yard of refuse.  The effectiveness of the
           designed, is then
Also, 16
with the
load the
deleted,
cents per
system, as
          1
/

\
              3.52-3.40

                3'46
x 100 = 96 percent
96 percent with respect to costs.  This  represents  an
cellent effectiveness with respect to  system  design.
                                                       ex-
                              61

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Effectiveness of manpower utilization  is  fairly  good  for  the
site.   Nonproductive or waiting time is  ineffective  utilization
of personnel.  From Table 18, the manpower  utilization  is:
    SFA, SFD, MFLR
    units (ea.  pickup)
    MFM/HR units
    (ea. pickup)

    All units
    (per week)
                     Productive
                        Time
                     (Man-min.)
102


 52


360
        Nonproductive
           Time
         (Man-min.)
14
          Total
          Time
        (Man-min)
      Percent Time
      Utilization
      Effectiveness
52
116
            60
412
88%
         87%
87%
The refuse collection system results  in  87  percent  effective
utilization of personnel.


Resident Acceptance - Site management has  not  received any
complaints from residents.  The containers  and surrounding
areas are clean.  Residents appear  to fully accept  and use
the system.  A separate report will  summarize  the  results of
a resident survey at the Macon site  to determine  the level
of user acceptance of the refuse management system  (see
Ref.2).  In general, the survey found that  the residents accept
the system but about one third believe the  system  to be inade-
quate with respect to environmental  concerns;  odors, insects,
weather and pets were cited as problems.   The  survey also found
that residents believed that there  is a  requirement to place
refuse in plastic bags; however, there is  no such  requirement.
The believed requirement may have  resulted  from requirements
at community developments where residents  previously lived
since most residents had lived at  the site  for a  very short
time, less than a year, at the time  of the  survey.


Site Appearance -

The containers and enclosures are  highly visible  in the
parking lots.  The areas surrounding  the containers are
clean and free from litter.  The compactor  and containers in
the MFM/HR building are closed off  from  view by doors;
however, the doors are usually 1 ef,t  open.   The compactor
room was littered with refuse on each day  observed  necessitating
cleanup every morning by site personnel.   If the  doors were
closed, residents could not toss refuse  into the  room and
insects and pets could not gain access to  the  refuse to dig
through and scatter the refuse from  the  containers.
                               62

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Environmental  Considerations -

The environmental  considerations include odors, sanitation,
and noise problems.   The spraying of the containers effec-
tively minimizes odors and insects.   In hot weather, some
odors occur which  are noticeable when within 10 feet of the
containers.  A particular problem occurred while container
collection was being observed.  A watery fluid flowed from
the truck each time  the contents of  a container were compacted,
The fluid fell onto the parking areas around the site.  The
fluid constituency is unknown as well as any effect the
fluid may have on  site sanitation.  No particular odor
emanated from the  fluid.  The packer truck is noisy when
emptying containers and packing refuse; also, the noise is
very obvious to residents because their homes are located
very close to the  parking areas where the containers are
servi ced.
Results

The results are presented as the advantages and disadvantages
of the Macon refuse collection system in economics, effec-
tiveness, efficiency, and environmental  aspects.


Economic Advantages -

Reasonable capital expenditures are required by the site for the
system as installed at the Macon site.  A proper installation
for the compactor could have minimized site labor requirements.
The use of centrally located containers  around the site
minimizes the labor requirements for refuse collection.
Only one man and a packer truck are required to collect and
dispose refuse.  Also, the single highest cost item is the
private service contract.  By concentrating costs in this
manner, bookkeeping and accounting are made easy at the
si te.
Economic Disadvantages -

Actual installation problems encountered at the interface of
the refuse chute to the compactor results in chute blockages
and the expenditure of site labor to clean the chute.  The
utilization of site labor for this purposes increases
system operating costs.  The cost of the private contractor
service results in high operating and maintenance costs to
the site.   The service is 55 percent of total Annual costs.  If
                               63

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fewer pickups could be utilized without causing  detrimental
environmental effects, reduced costs  could be achieved;  how-
ever, the problem should be studied carefully before reducing
the number of pickups per week.


Effectiveness, Advantages -

Refuse is effectively collected and removed.   The cost
effectiveness is high, estimated at 96 percent.   Handling of
refuse is minimized in the use of centrally located containers.
A properly operating compactor installation could also min-
imize refuse handling and the use of  labor.


Effectiveness, Disadvantages -

The parking areas are not large enough for a  packer truck to
easily maneuver to empty containers.   Walking time and some
nonproductive labor could be reduced.  It will not reduce
overall costs much, but consideration for future sites should
include planning to reduce labor requirements.  The containers
inside of pens must be rolled out and positioned in front of
the packer truck.  After emptying, the container must be rolled
back.  Future sites should contain provisions for allowing
direct access to the container by the truck.    The improper
compactor installation causes chute blockages and requires
site labor to make the system properly perform.


Efficiency. Advantages -

The collection system as installed results in 87 percent
utilization of lab^or for productive refuse collection acti-
vities.  A minimal* amount of refuse handling  is  required.


Efficiency, Disadvantages -

Thirteen percent of the labor requirements are for nonproduc-
tive activities.  The site load of about 65 cu yd per week
for the SFA, SFD, and MFLR units indicates that  the 23 con-
tainers do not need servicing twice a week.  The containers
are 4 cu yd which provides 92 cu yd total capacity in the
containers.  Likewise, proper compactor utilization could
reduce servicing to twice per week for the compactor con-
tainers.  Collection activities and costs of collection
might be minimized if private contract services  were reduced
to once a week pickup for the SFA, SFD, and MFLR units.  The
number of collections per week appears high for  the site.
                               64

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Environmental  Considerations -

Advantages - The site is clean and free from odors, insects,
and vermin.   The aesthetics are fairly good even though
containers are fairly visible.  Handling of refuse is minimized,


Envi ronmental  Considerations -

Disadvantages  - The truck is noisy and liquids tend to be
squeezed out of the refuse and leak to the parking areas.
Since all  units at the site have garbage disposals, it might
be assumed that the liquid was contained in refuse collected
by the truck prior to servicing the site or the liquid is
water which  has collected in containers from rain.  Packer
trucks should  have some provision to prevent liquids from
being squeezed out of the truck onto the parking lot or
grounds of a residential area.  The MFM/HR refuse room be-
comes messy  and littered with refuse due to an unlocked and
usually open door to the room, the inconsiderate throwing of
paper bags full of refuse into the room, and access allowed
to dogs and  cats.  Refuse rooms, where residents need not
open doors,  should be closed and possibly locked at all times
when not being attended.


MEMPHIS, TENNESSEE

The Memphis  site was visited on October 22, 23, and 24, 1973.
The refuse management system consists of fourteen 3-cu yd
containers in  concrete pens distributed among the SFA and MFLR
residences and serviced three times per week, two 3-cu yd
containers in  one MFHR building each chute-fed and each ser-
viced six  times per week, and two 2-cu yd containers for
attachment to  a compactor in the other MFHR building and
serviced twice each week.  All containers are serviced through
contracts  with private companies.   The typical container and
pen, compactor, and collection vehicle are shown in Figures
17 through 20.  The site arrangement is shown in Figure 21.
Site demographic and other data are given in Table 19.


Refuse System  Description

SFA and MFLR residents of the Memphis site take their refuse
to centrally located 3-cu yd containes.  MFHR residents deposit
their refuse in a refuse chute.  One MFHR building has a trash
chute at each  end of the building and a 3-cu yd container at
the base of  each chute.  The other MFHR building has a chute-
fed compactor  with two 2-cu yd containers.  Refuse is collected
                              65

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FIGURE 17.   Typical  3-cu  yd  container and  concrete  pen
            installation  at  the Memphis  site.   Note that
            the container is not set inside the pen
            because  of lack  of clearance room.
FIGURE 18.  Compactor with container attached in one of the
            MFHR buildings on the Memphis site.
                             66

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FIGURE 19.   Ramp to compactor room in the MFHR building on the
            Memphis site.   The compactor container in the fore-
            ground is fully compacted.   The other containers are
            temporarily provided for boxes from residents moving
            into the building.
FIGURE 20.  Typical 31-cu yd packer truck as used for collecting
            refuse from containers at the Memphis site.
                                67

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                                                         r
  LEGEND

 CONTAINER
 3-cu yd unless
 otherwise noted
                    r
1 "
FIGURE 21.  Memphi's  Operation Breakthrough  site arrangement
    showing locations  of containers  and  the compactor
                             68

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in packer  trucks by private  contractors  as  described above
and in  Table 19.  The packer trucks require only a driver
for operation.   The driver  and truck service all containers
for the SFA and MFLR units  without external  assistance.   The
compactor  containers in  one  MFHR building  are rolled out  to
the parking area by site  personnel for emptying by the
truck.   The truck driver  plus site personnel  roll the containers
in the  other MFHR building  to the parking  area for emptying
by the  truck.   Container  pens, refuse container rooms,  and
the compactor  room are cleaned by site personnel.

           Table 19.  DEMOGRAPHIC AND REFUSE SYSTEM DESCRIPTIVE
             DATA FOR THE MEMPHIS OPERATION BREAKTHROUGH SITE
     Number and Type of Dwelling Units and Occupancy:
         Type
No.
         SFA    69 units
         MFLR    99
         MFHR   350

         Totals 518 units

         Number Occupied:
         Number Residents:
         Site Area:

     Distribution of Units

         Number and Type

          69 SFA, 48 MFLR

          51 MFLR

         144 MFHR

         206 MFHR
Vacancies

 0 units
 0
49

49 units
 Residents

215 people
197
396

808 people
         469 units
         808 people
         15.9 acres

      to Each Refuse Service Point:

             Service Description

             10 containers in pens (3-cu yd ea)
             three pickups per week
             4 containers in pens (3-cu yd ea)
             three pickups per week
             2 chutes, 2 containers (3-cu yd ea)
             six pickups per week
             1 chute, 1 compactor, 2 containers
             (2-cu yd ea)
             two pickups per week
         Average Number of Units per Service:    30.5
         Average Number of People per Service:   47.5
Based on  observation of
days at the  Memphis site
refuse are  collected eac
are collected  per year.
the collected  amounts of
the compacted  refuse con
to one part  compacted.
site visit  does not fill
other urban  areas before
        refuse system  activities for  three
        ,  approximately  175 cu yd of  loose
        h  week, or approximately 9100 cu  yd
         The refuse  volume was estimated  from
         loose refuse  in containers and  from
        centrated at a ratio of ten parts loose
        The volume of  refuse collected on each
         the packer  truck.  The truck services
         and after servicing the Memphis  site.
                                69

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Economic Analysis

The economic data are tabulated in Table 20 in general  form.
The private service contractor represents $12,414 or  55
percent of the estimated annual costs of refuse  collection
and disposal.   Costs of various elements of the  private con-
tractor services are estimated from discussions  with  each of
the two contractors.  The apportioned costs for  contractor
services are shown in Table 21 and are based upon time  spent
on the site by each contractor vehicle and driver.  The ex-
pense to the site associated with each element of refuse
collection and disposal is shown in Table 22.  Labor  and land-
fill fees account for 52 percent of -the expense  to  the  site.
The city inspection fee is 16 percent of the expenses.   The
costs are $25.35 per capita per year as compared to the adjusted
national survey average of $12.08 per capita per year.


Technical Analysis

The collection and disposal of refuse at the Memphis  Opera-
tion Breakthrough site was observed for three days.   Based  on
estimated volumes of observed refuse, the loose  refuse  collected
is 175 cu yd per week or 9100 cu yd per year for the  469 occu-
pied units and 808 people.  The technical data for  refuse
collection and disposal are summarized in Table  23  including
distance traveled, number of stops, dwelling units  serviced,
crew size, refuse collected, estimated volume, elapsed  time,
and labor time expenditures.  The data in Table  23  were ob-
served for the 90 percent occupied site.  The nonproductive
time is considered as all waiting and packing time.   Riding,
walking, and handling refuse are productive activities.


Equipment Performance -

Suitabi1ity - The two containers in the #2 high-rise  building
(144 units) must be emptied six days a week which appears  to
be a high pickup rate.  Two compactors might be  more  suitable.
Estimated annual costs for two compactors and twice weekly
pickup service for the #2 high-rise as opposed to the six-day
service are shown below:

                              Current Design   New Design with
                             with Containers    2 Compactors

    Capital Costs:

      Two Chutes                   $  550          $ 550
      2 Compactors & Containers      	60_           1,836
                                 $  610          $2,386

    Recurring Costs:                $1,011          $1,011

                               70

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                         Current Design     New Design with
                        with Containers      2 Compactors

    Operating and Maintenance Costs:

      On-site labor
       (estimate)           $  544             $  354
      Private contractor
       service (estimate)     6.057              2.894
                          $6,601             $3.248
    Total Annual Costs       $8,222             $6,645

An estimated annual savings of $1,577  could  be  achieved  if
two compactors were installed in  place of  the  containers in
the #2 high-rise.

The containers in both high-rise  buildings must be  rolled
down inclined ramps about 60 to 80  feet  to the  parking lot
where they can then be emptied into  the  truck.   The contain-
ers have caster wheels.  The container full  of  compacted
refuse from #1 high-rise (200 units)  is  difficult  to control
on the ramp because of its weight.   The  containers  in the #2
high-rise are also difficult to control.   The  Memphis Housing
Authority is planning to install  a  winch for handling the
compactor containers.  As installed,  the requirement to  move
full containers down the ramp is  unsuit  able because of
hazard to personnel moving the containers.

The concrete pens are not properly  sized for the containers
which causes difficulty to the truck.   The containers are
not easily aligned with the truck and  cannot be easily re-
placed in the pens after dumping.   Pipes were  installed  in
the pens to protect the concrete  from  being  hit; however,
the pipes obstruct the containers and  do not allow  the con-
tainers to be set flush into the  pens.  Containers  located
under the deck must be picked up  and  moved to  an opening so
that they can be emptied overhead without  hitting  the deck.


Effectiveness - Refuse is effectively  collected and disposed
by the system.  The compactor effectively  concentrates
refuse and permits reduced pickup visits.  The  system is
operating very nearly as it was designed to  be  operated;
consequently, the cost effectiveness  is  high,  very  close to
100 percent.  Moving the containers  from the high-rise
buildings down a ramp is not an easy  task  for  two men.
Three pickups per week do not appear  necessary  for  the SFA
and MFLR containers.  Only two of the  14 containers were
full, two were two-thirds full, and  the  other  10 were less
than half full on the day observed.   The effectiveness could
be improved through use of compactors  in the #2 high-rise
buiIdi ng.

                             75

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Residence Acceptance - Site management has received no complaints
Sorr.a refuse is spilled between containers and pens causing litter
and odors.   A separate document reports the results of a resident
survey at the site.   The results of the survey in general  found
that a shortage of containers was indicated by respondents; this
finding was not indicated in the visits for analyzing economic
and technical aspects of the system.


Site Appearance -

The containers are located inside concrete pens in parking
areas and inside refuse rooms and do not affect site appear-
ance.  Site neatness could be improved if the containers could
be fitted flush inside the pens.  The protective pipes would
have to be removed.   Some accumulation of refuse occurs between
the container and the pen because refuse can fall into the gap
and access is not easily attained to clean it out except when
the container is removed.  About once a month, site personnel
go with the collection truck to clean out the pens.


Environmental Considerations -

There are no apparent sanitation problems.  The collection
truck makes some noise, but residents are not bothered and
do not complain.  Some odors are created in hot weather in
the containers for the SFA dwelling units.  The SFA containers
are located in direct sunlight and on warm days some odor  is
noticeable.  All other containers are either inside refuse
rooms or are under the deck area which is between the MFHR
and MFLR buildings.


Results

The results are presented as the advantages and disadvantages
of the Memphis refuse collection system  in economics, ef-
fectiveness, efficiency, and environmental aspects.


Economic Advantages -

Capital expenditures are low.


Economic Disadvantages -

The refuse collection and disposal expense is high at $25.35
per capita per year.   The operating and maintenance expendi-
tures are primarily for  the private service contracts which
                                76

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account for $13.92 per capita per year or 55 percent of the
total  cost for refuse collection and disposal.   If compactors
were used in the #2 high-rise, it is estimated that the overall
costs  could be reduced by $1.77 per capita per year which repre-
sents  a 7 percent reduction in costs.   A city inspection fee
of $0.50 ($0.59, October 1975 costs basis) per dwelling unit
per month is levied against the site as a recurring charge.
There  is no reduction in landfill fees for compacted refuse.
Future compactor installations should  consider the basis of
hauling and dumping charges during the planning stages.  If
reduced volume does not save money, the only reason to install
the equipment is to reduce the number  of pickups.


Effectiveness, Advantages -

Refuse is effectively removed.  Minimal refuse handling is
achieved.   Containers appear well located for use by residents.


Effectiveness. Disadvantages -

The use of containers under a deck where overhead loading is
difficult is not good.  Three pickups  per week appears excessive
for the SFA and MFLR units.  The refuse from the 144 unit MFHR
fills  two containers which are emptied six times a week.  A
compactor arrangement could reduce the required pickups per
week and reduce overall costs to the site.  Installation of
compactors should reduce the number of pickups to a maximum
of three pickups per week.  This would not reduce dumping
charges, but it should reduce pickup fees and reduce the labor
expended in removing backed-up refuse  in the chute.  The con-
tainers and pens are not properly si-zed for a good fit.  The
concrete pens do serve to blend the containers into the site;
however, future sites should more closely match pen size to
container size so that the container will fit into the pen.
Pen orientation should be considered for ease of emptying
by the truck.  Also, some pens could be blocked by parked
automobi1es.
Efficiency, Advantages -

Personnel  requirements are minimal, but the efficiency of
labor utilization could be improved.
Efficiency, Disadvantages -

Personnel  from the site are used to move containers from the
144-unit MFHR building and accrue 21 man-hours per year of
                               77

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waiting (nonproductive)  time.   The truck drivers accrue 75
man-hours per year of waiting  time while servicing the site.
Eighty-seven man-hours of the  total of 96 nonproductive man-
hours used per year are  associated with moving and emptying
the two chute-fed containers in the 144-unit MFHR structure.
The other nine hours are associated with waiting for resi-
dents to move automobiles in the parking areas next to the
SFA units. The collection labor utilization efficiency is 77
percent.


Environmental Considerations -

Advantages - Site aesthetics are good and the containers are
unobtrusive.  There are  very little odor and noise problems.
There are no sanitation  problems.

Disadvantages - A safety problem exists for personnel  moving
the containers out of the two  MFHR buildings.  The contain-
ers tend to overpower the two  men  when moving containers
downhill on ramps to the parking areas where the truck can
empty them.  The hazardous situation exists because the con-
tainers must be manually pushed down inclined ramps to the
truck.  This requires dexterity and a fair amount of strength
to prevent the heavily laden containers from running wildly
down the inclines possibly crashing into automobiles in the
parking lots or injuring personnel.  The manual  movement of
the containers is consumptive  of time and labor.


ST. LOUIS, MISSOURI

The St. Louis site was visited on  July 29, 30, and 31, 1974.
The site studied consisted of  three sections: La Clede Town
East, La Clede Town West and La Clede Town.  The east and
west sections are housing built as part of the Operation
Breakthrough program.  La Clede Town is the middle section
and was constructed before the Operation Breakthrough sec-
tions. The La Clede Town section is comprised of SFA housing
which employ sidewalk (similar to  backyard) collection of
refuse by site personnel from  site provided containers.  The
Operation Breakthrough housing, La Clede Town East and West,
consists of MFLR, MFMR,  and MFHR buildings.  The MFLR and
MFMR units are equipped  with household compactors.  The MFHR
units (two buildings) have chute-fed compactors.  The refuse
system is described below and  depicted in Figures 22 through
29.  The site arrangement is shown in Figure 30, and site
demographic and other data are given in Table 24.
                             78

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FIGURE 22.    Thirty-five gallon containers and enclosures as
             used for refuse in La Clede Town, St.  Louis, MO.
             There are 587 containers and 127 redwood enclo-
             sures around the site.   Plastic bag liners  are
             replaced each day in each container.
                             79

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FIGURE 23.   Tractor and trailer used by four men to collect
            refuse from containers in La Clede Town.   Refuse
            is collected six days per week.
FIGURE 24.  West and east views of pen where La Clede Town
            refuse is stored for pickup by municipal service,
                                80

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FIGURE 25.   Closeup photograph of La Clede Town refuse pen which
            shows bags of refuse intact and broken open,  yard
            wastes, and appliances.
FIGURE 26.  Roll-off 30-cu yd container used at La Clede Town
            refuse storage pen to supplement municipal removal
            services.
                             81

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FIGURE 27.   Typical  chute-fed compactor installation  in the MFHR
            buildings.   Two are installed,  one in the MFHR in La
            Clede Town  East and the other in the MFHR in La Clede
            Town West.   A private contractor services the containers.
FIGURE 29.  Refuse storage pens for refuse from the MFLR and MFMR
            buildings of La Clede Town East and West sections.
            Refuse is picked up by site personnel and stored in
            the pens until picked up by municipal service.
                                 82

-------
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       Table  24.   DEMOGRAPHIC  AND SOLID WASTE  SYSTEM
                    DESCRIPTIVE  DATA  FOR  THE ST.  LOUIS
       	OPERATION  BREAKTHROUGH  SITE	


Number and type of dwelling  units and occupancy:
   Type     No.    Vacancies   Residents    Type of Refuse Service

La Clede Town  West (part  of  Operation Breakthrough housing):

   MFLR      34       3            69        Household Compactors
   MFMR      24       1            51        Household Compactors
   SFA       75       4           158        Household Compactors
   MFHR      90       4           191        Chute-fed Compactor

La Clede Town  East (past  of  Operation Breakthrough housing):

   MFLR      34       1            73        Household Compactors
   MFMR     123       3           268        Household Compactors
   MFHR      84       1           185        Chute-fed Compactor

La Clede Town:

   SFA      656       5          1700        Backyard Pickup
                              (estimated)

Number occupied  1098  units
Number residents 2695  people
Site area        24.5  acres

Distribution of units  by  type  of service:

 Number and Type                     Description
    656 SFA           Backyard pickup from 35-gal.  containers
     75 SFA           Household compactors with backyard pickup
     68 MFLR          Household compactors with two containers
                         per building
    147 MFMR          Household compactors with two containers
                         per building
    174 MFHR          Chute-fed compactors with private  service

Refuse from SFA, MFLR, and MFMR buildings is collected six days per
week and stored in pens for municipal pickup and disposal  twice a
week.    Refuse from MFHR  buildings is collected twice a week by a
private contractor.
                               85

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Refuse System Description

La Clede Town East and West -

Residents of La Clede Town East and West who live in SFA, MFLR
and MFMR units dispose of refuse using household compactors.
When the compactor chamber is full, the bag is removed and
carried to a collection point.   SFA residents set their bags
curbside for daily pickup by site personnel.  The plastic
compactor bags are furnished by site management.  MFLR and
MFMR residents place their bags in containers, two to each
building, located next to stairs at ground level; site
personnel empty the containers  on a- daily basis.  The bags
are stored in pens while awaiting collection by municipal
service.  MFHR residents place  their refuse in vertical
chutes which lead to compactors, one at the base of a chute
in each building.  The compactor containers are rolled to
parking areas for servicing twice a week by a private con-
tractor.
La Clede Town -

La Clede Town residents place their refuse in 35-gallon con-
tainers.  Five hundred eighty-seven containers are located
along sidewalks throughout La Clede Town.  The site personnel
empty the containers and reline with plastic bags six days
a week.  The refuse is collected by a four-man crew using a
tractor and trailer.  The bags of refuse are stored in a pen
while awaiting pickup and disposal by the municipal service.
When the pen becomes overloaded, a 30-cu yd container is brought
in, filled, and disposed of by a private contractor.


Economics Analysis

The economic data are tabulated in Tables 25, 26, and 27 in
general form for the sections of the site and for the whole
site.  The cost of various segments of the city and private
collection and disposal services were not available.   Based
on observations at the site of the equipment and apportioning
to labor used, the costs are estimated and given in Table 28
for elements of capital, recurring, operation and maintenance
costs.  Labor, disposal fees, compactors including containers,
and plastic bags account for 87 percent of the total  annual
costs for refuse collection and disposal.  Labor and disposal
fees together account for 63 percent of the annual costs.

The costs are $46.00 per capita per year as compared to $12.08
per capita per year from the adjusted national survey results.
                               86

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Technical Analysis

The collection  and disposal of  refuse at the St. Louis  site
was observed  for three days.  Based  on the estimated  volume
of observed  refuse and discussions with site personnel,  the
estimated refuse collected is 286  cu yd per week for  .1098
occupied dwelling units, equivalent  to 14,880 cu yd per
year. Considerable data for refuse collection and disposal
were collected  for the St. Louis  site  and d'iscussed  in  the
following paragraphs.
La Clede Town  -

The refuse  service to La Clede  Town  consists of a tractor
driver and  three men.  The three  men remove plastic  trash
bags from containers located along  sidewalks and alleys
throughout  the site.  They reline  the containers and  set  the
bags curbside.   The tractor driver  loads bags onto the
trailer and  helps with removing  bags and relining containers.
The distance  between services averages about 80 feet  when
the driver  moves the tractor around  the site.  Some  containers
are not located  curbside, but the  bagged refuse is set  curb-
side by the  three men who remove  filled bags and reline  con-
tainers.  The  refuse is picked  up  six days each week.   The
refuse collection performance is  reflected in the following
observed and  calculated results:
                         (Average week -- 6 days)
    Monday
    Tuesday
    Wednesday
    Thursday
    Friday
    Saturday
 Distance
Travelled
 (Miles)

  7.5
  4.5
  4.5
  5.2
  5.2
  4.5
                          Trailer
                           Loads
5
3
3
3.5
3.5
3
      Cubic
      Yards
50
30
30
35
35
30
      Number
      of Men
4
4
4
4
4
4
Elapsed
 Time
(Min.)

 480
 480
 480
 480
 480
 480
             Refuse Collection Parameters  at La Clede Town
     Per Mile
     Travelled

    6.69 cu yd
    64.01 plastic bags

    12.96 cartons
      Per Mile Through
          the Site

      105 cu yd
      1005 plastic  bags

      203.5 cartons
          Per Man-hour

          1.1 cu yd
          10.5 plastic
               bags
          2.1 cartons
                  Per Hour

                  4.4 cu yd
                  41.9 plastic
                      bags
                  8.5 cartons
     120.57  residences   315.5 residences   19.7 residences 78.9 residences
                                91

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Operation Breakthrough  Site  -

East Site - Two men  using  a  tractor and trailer spend  two
hours, two days per  week emptying 19 containers for the  MFLR
and MFMR dwelling  units.   The  containers are receptacles for
refuse compacted by  residents  who have individual household
compactors.  Paper bags are  used which are specifically
designed for the compactors.   The bags are stored in a pen
where city refuse  service  makes pickups.

Two men spend 30 minutes,  two  times per week, replacing  com-
pactor containers  in the MFHR  building and rolling the full
2-cu yd container  to the parking lot where a private hauling
company can empty  the  container into an overhead  (front
loader) packer truck.   The chute in the MFHR blocks up about
two times a week requiring one man-hour to clear.  Refuse
collection performance  results are given below for the East
site:

     Distance travelled          about 2400 feet/day (2 days per week)
     Cu yds of refuse (MFLR/MR)    1/2 cu yd/wk (40% compacted)
     Cu yds of refuse (MFHR)       4 cu yd/wk  (40% compacted)
     Total refuse (loose)         17.1 cu yd/wk
     No.  of men (site personnel)   2
     Man-time (site personnel)    2 man-hours/week
     Elapsed time (site personnel) 1 hour/week
     No.  of residences            241  dwelling units
     Occupancy                  232 dwelling units

West Site - The SFA  units  are  serviced by one man one  hour  per
day, five days per week, to  pickup refuse and store in a pen  or
curbside.  Most refuse  is  stored curbside where  the La Clede
Town crew picks up the  refuse  and stores it in the central  pen
for city pickup or to be disposed by private service.

The residents  in the MFLR  units carry compacted  refuse to
containers next to buildings.   Site personnel move refuse  to
locations where the  private contractor can  pickup and  dispose of
wastes.  Two men spend  30  minutes, two times per  week, to
pickup refuse  and  move  2-cu  yd containers to areas accessible
to the private hauler's truck.

Two men  spend  30 minutes,  two  times per week, replacing  com-
pactor containers  in the MFHR  building and  rolling the full
container to  the parking  lot where a private hauling  company
can empty the  container into an overhead (front  loader)
packer truck.  The MFHR refuse chute blocks up about  twice
per week requiring one  man-hour to clear.   Refuse collection
performance  results  are given  below for the West  site:

     Distance travelled           about 2,000 feet/day (2 days/week)
     SFA refuse                  1/4 cu yd/wk (40% compacted)

                                92

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     MFLR refuse
     MFHR refuse
     Total refuse (loose)
     No. men
     Man-time
     Elapsed time, SFA
     Elapsed time, MFLR/MFHR
     No. of residences
     Occupancy
4 cu yd/wk  (40% compacted)
4 cu yd/wk  (75% compacted)
34.0 cu yd/wk
3
10 man-hours/wk
5 hours/wk
4 hours/wk
223 dwelling units
215 dwelling units
East  and West  Portions  Combined -
      Distance  travelled
      Total loose refuse
      No.  of men
      Man-time
      Elapsed time
      Occupancy
 about  8800 ft/wk
 55.1  cu yd/wk
 5 (at  different intervals)
 12 man-hours/wk
 10 hours/wk
 447  dwelling units
Refuse  collection performance  is reflected  in  the following
results:
      •  Refuse collected per mile travelled
      •  Refuse collected per man-hour of
        collection time
      •  Refuse collected per hour of
        collection time
      •  Refuse collected per residence
        (occupied)
      •  Residences per mile travelled
      •  Residences per man-hour of
        collection time
      •  Residences per hour of collection
        time
              30.6 cu yd/mile

              4.3 cu yd/man-hour

              5.1 cu yd/hour

              0.1 cu yd/residence
              268.2 res./mile

              37.2 res./man-hour

              44.7 res./hour
La Clede Town  Plus Operation  Breakthrough Site -
     Distance travelled
     Distance through  site
     Total loose refuse
      (residences)
     Total yard refuse
     Total refuse
     Man-time
     Elapsed time
     Occupied residences
33.1  miles/wk
13.7  miles/wk

266.1  cu yd/wk
20 cu  yd/wk
286 cu yd/wk
204 man-hours/wk
58 hours/wk
1098  dwelling units
                                93

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Refuse collection  performance for the entire  site  is reflected
in the following results:
    •  Refuse collected per mile travelled     8.6 cu yd/mile
    •  Refuse collected per mile through site  20.9 cu yd/mile
    •  Refuse collected per man-hour of
       collection  time
    •  Refuse collected per hour of
       collection  time
    t  Refuse collected per dwelling unit
       (occupied)
    •  Dwelling units serviced per mile
       travelled
    t  Dwelling units serviced per man-hour
       of collection time
    •  Dwelling units serviced per hour of
       collection  time
1.4 cu yd/man-hour

4.9 cu yd/hour

0.3 cu yd/unit/wk

32.6 du/mile

5.3 du/man-hour

18.6 du/hour
Refuse Pickup  by  City and Private  Contractor -

In addition  to  on-site refuse collection,  municipal disposal
and private  disposal  services are  used  at  the site.  Refuse
compacted  into  2-cu yd containers  in  the MFHR buildings are
picked up  by front loader trucks,  privately  contracted.
Additionally,  when municipal service  is  not  sufficient for
pickup at  La Clede Town, a private  contractor is called, who
brings in  a  30-cu yd roll-off container  which is filled by
three site  personnel.  When filled,  the  private contractor
removes  the  container.

During the  observation period, St.  Louis municipal refuse
services were  hampered by the effects  of a work strike by
their employees.   A large amount of  refuse was piled in the
La Clede Town  pen which was decaying,  causing odors (and
complaints  by  residents), attracting  flies,  and presenting
a bad aesthetics  nroblem.  Site management stated that daily
city pickup  operations when normal  eliminate most of the
refuse accumulation problem, but hot  weather still causes
problems with  odors and flies.  Also,  at  the time of obser-
vation,  the  30-cu yd container was  being  hauled away twice  a
week which  was  not sufficient to remove  all  refuse from the
pen.
Col 1ecti on  Times -

Producting  and nonproductive  collection time are estimated
man-times  per average day for  various  collection activities
                                94

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     La  Clede Town  (refuse  collection):
                                 Tractor    Three Other   Avg.  Per
                                 Driver         Men       Day Total
                                (Man-min)   (Man-min)     (Man-min)

     Tractor:
     Riding                        62.4         Q           62.4
     Plastic Bag Handling           60.7       957.5        1018.2
     Walking                        3.8       317.3         321.1
     Set Curbside                    0          55.1          55.1
     Loading                      101.8         0          101.8
     Unloading                     30.6         0           30.6

     30-cu yd Container:

     Loading                        0          85.0          85.0
     Total man-time = 1674.2 man-minutes per day  x  6  =  10,044.3/wk
               or 10,044.3 man-minutes per week x 52  =  522,303.6/yr

The  type  of effort  involved where  three men  move through the
site independent of  tractor and  trailer results  in practically
no nonproductive time.   On  light  days  (Tuesday,  Wednesday,  and
Saturday), the  crew  may  finish on-time  or  a  little early.   On
Mondays,  the crew may finish late.   On  Thursday  and Friday, the
crew finishes on time.

     Operation  Breakthrough Site  (avg.  per  day for a  week,
     six  working days) :	

         Riding              30 man-minutes
         Walking  (set
          curbside)          10 man-minutes
         Loading             20 man-minutes
                            60 man-minutes/day, or
                           360 man-minutes/week

     Entire Site  (avg.  per  day for a  week,  six working  days):

                        Per Day       Per Week       Per Year
                        (Man-min)      (Man-min)      (Man-min)

     Riding                 92.4        554.5          28,831.9
     Plastic Bag Handling 1,018.1       6,108.8        317,656.6
     Walking               321.0       1,926.2        100,164.5
     Set Curbside            65.1        390.5          20,308.1
     Loading               206.8       1,240.5          64,506.0
     Unloading              30.6        183.8          9,556.6
                        1,734.0      10,404.3        541,023.7
                                  95

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In the following paragraphs,  the above technical  data and
qualitative observations are  discussed relative to equipment
performance, site appearance, and environmental aspects.


Equipment Performance -

Sui tability - A better arrangement should be considered for
La Clede  Town.   Excessive handling and storage in open pens
are unsuitable  aspects of the refuse system.  The compactor
equipment in the Operation Breakthrough portions  of the site
appears to be a very suitable approach for refuse handling;
however,  the excessive handling of refuse decreases suita-
bility.  Excessive handling of refuse is a system deficiency
at the site.  For SFA, MFLR,  and MFMR units, residents place
refuse in containers, site personnel empty containers and
place refuse in storage pens, the city services the pens and
disposes  the refuse off site.  A study of direct pickup and
disposal  by site personnel could result in reduced  overall
costs and increased system suitability.


Effectiveness - Lost time or nonproductive time is minimal;
however,  the refuse system is labor intensive.  Site personnel
collect an average of 1.4 cu  yd per man-hour.  Assuming the
labor requirements could be reduced to the point where a
more typical value of 16 cu yd per man-hour were expended,
(comparable to an average of the King County curbside ser-
vice and  the Macon container service), the estimated site
costs per cu yd of refuse could be reduced by $3.27 per cu yd
to $4.97  per cu yd.  Comparing the reduced costs with the
actual value, the effectiveness with respect to costs is:


         [l - (8-2^797)] x 100 = 34 percent

Under the comparison conditions, the site effectiveness is
very low.

The compactors on the Operation Breakthrough portions of the
site have performed well and appear effective except for
capital and the maintenance costs.  The MFHR compactors are
used effectively and account for $7,589 in annual costs.
The household compators are not very effective and they
account for $15,637 in annual capital costs and $6,063 in
annual operating and maintenance costs  (excluding $7,355
per year for compactor bags).  The $29,055 annual ex-
pense for household compactors represents 23 percent of the
total annual site costs.  The bags of refuse from household
compactor units were not all  compacted.   From observations
over a three-day period, about forty percent of the bags
                              96

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appeared to have been compacted.   Loose refuse was in the
other sixty percent of the bags.   It is concluded that house-
hold compactors on the site are not effectively utilized.
If they were, refuse could probably be collected only once
a week from the areas having household compactors thereby
reducing site labor requirements  and costs.
Resident Acceptance - The residents use the refuse system.
The only complaints received by site management involve odors
and insects at the storage pens.   The methods of collection
and disposal  appear to be very convenient for use by the
residents.   A survey of residents was not made at the St.
Louis site as at other sites; therefore, resident attitudes
toward refuse collection are not  known.  It can be stated
that the full capacity of the household compactors is not
being utilized which results in the requirement for more
pickups from the containers by site personnel.
Site Appearance -

The site appearance is excellent and very little litter is
noticeable around the site.   The refuse pen for La Clede
Town was very messy during the three-day observation period.
Municipal refuse personnel were on-strike and a considerable
volume of refuse was stored in the pen.  The refuse was
noticeable but only in the area of the pen.  Except for the
piled up refuse, all three pens blend nicely into the site
surroundings.  The containers in the MFLR, M F M R , and MFHR
buildings are hidden from view by enclosures that are built
into and match the exterior of the buildings.
Environmental Considerations -

Refuse stored in open pens is subject to the effects of
exposure to the weather.   The refuse decays, causes odors,
attracts flies and other insects, and may present sanita-
tion problems.  Hot weather causes extreme problems with
odors, flies, and other insects.   It may also be presumed
that the open pens provide feeding areas for vermin.
Results

The results are presented as the advantages and disadvantages
of the St.  Louis site refuse collection system in economics,
effectiveness, efficiency, and environmental aspects.
                             97

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Economic Advantages -

The high rise chute-fed compactors are economical.   There are
no other economic advantages of the system at the site.


Economic Disadvantages -

Costs are excessive for the entire site.   The costs for the
Operation Breakthrough portion of the site are higher than
the costs for the La Clede Town portion on a per unit volume
of refuse collected due to ineffective use of household
compactors.   The excessive labor expenditures are major contri-
butors to high costs at the site.


Effectiveness, Advantages -

The Operation Breakthrough portion of the site could be effec-
tive if residents would use the household compactors and refuse
was picked up only once a week.


Effectiveness. Disadvantages -

The refuse collection system is very labor intensive, using
36.4 man-minutes per cu yd of refuse.  There is too much
handling of refuse at the site.


Efficiency, Advantages -

Nonproductive time is minimal, but excessive handling of
refuse is required.

Efficiency, Disadvantages -

Excessive labor requirements and handling of refuse are re-
quired.  The La Clede Town containers are emptied six times
a week and 42.7 man-minutes are expended per cubic yard of
refuse collected.  The Operation Breakthrough portion of the
site requires 7.0 man-minutes per cubic yard of refuse
collected.  The inefficiency results from handling the refuse
many times.  Curbside pickup would benefit the La Clede Town
portion of the site by eliminating the need to place refuse
in containers and then move refuse from containers to street
areas for pickup.  Similarly, the refuse is then placed in
pens to await pickup and disposal by the municipal service
and by private contractors. A recommended improvement is to
eliminate excessive handling of the  refuse by curbside pickup
and direct disposal by site, private, or city personnel.
                              98

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Environmental Advantages -

Site aesthetics are excellent around  the  buildings.


Environmental Disadvantages -

Sanitation may be a problem in  the  vicinity  of  the  storage
pens.  The storage pens are open  to weather  effects.   Decay-
ing refuse in pens is aesthetically unappealing,  causes  odors,
and attracts insects and possibly vermin.  Also,  excessive
handling of the bagged refuse causes  bag  tears  and  refuse
spillage which increases the probability  that storage  problems
occur.


SEATTLE, WASHINGTON

The Seattle site was visited April  18,  21, and  22,  1975.   The
refuse management system consists of  a  combination  of  four
one-cu yd containers  in an outside enclosed (open  top)  pen
and two refuse chutes.  Each of the -chutes feeds  four  one-cu
yd containers located inside refuse rooms adjacent  to  the
underground parking garage for  the  site.  One chute  is  located
outside with a charging station at  ground level.  The  other
chute is located in a community center  adjacent to  SFA  units
with charging stations on the second  and  third  levels.   The
containers and collection method  are  depicted in  Figures  31
through 35.  The site arrangement is  shown in Figure  36,  and
demographic and other data are  given  in Table 29.
   FIGURE 31.  Enclosure for four one-cu yd containers at the Seattle
             site.  The enclosure is located beside building.
                               99

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FIGURE 32.   Internal  picture of enclosure at the Seattle site.
            Three containers are out of view to the right.
FIGURE 33.  One-cu yd container from chute-fed refuse rooms
            awaiting pickup at the Seattle site.
                              00

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FIGURE 34.
Closeup of one-cu yd containers from chute-fed
refuse room at the  Seattle  site.
FIGURE 35.   Refuse collection at the  Seattle  site  using a
            rear-loading packer truck.   The containers are
            rolled to the truck, emptied,  and returned.
                             101

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PEN W
1-CU
CONTA
                       MFLR
                       8 UNITS
MFLR
8 UNITS
                        SFA
                       12 UNITS
                      MFLR
                      4 UNITS
                                              SFA
                                              8 UNITS
                 CHUTE WITH
                  1-CU YD
                 CONTAINERS
                                              SFA
                                            10 UNITS
                CHUTE WITH
                  1-CU YD
                CONTAINERS
                               SFA
                             8 UNITS
FIGURE 36.   Seattle Operation Breakthrough  site
             arrangement  showing location  of refuse
             chutes and containers.
                             102

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        Table 29.   DEMOGRAPHIC AND SOLID WASTE SYSTEM DESCRIPTIVE
        	DATA FOR THE SEATTLE OPERATION BREAKTHROUGH SITE

     Number and type of dwelling units and occupancy:

         Type      No.     Vacancies   Residents
         MFLR
         SFA
20
38
19
 1
 50
156
     Number occupied  =   56 units
     Number residents = 206 people
     Site area       =1.8 acres
     Distribution of units to each  refuse service point:
         23 SFA units use 2 chutes feeding one-cu yd containers
         35 SFA and MFLR units use four one-cu yd containers
           located in the enclosure
     Average number of units per service  =
     Average number of people per service =

Refuse System  Description
                     19.7
                     68.7
The residents  of the Seattle site  deposit their refuse  in
refuse chutes  or in enclosed containers.   Site personnel
replace full  containers with empty containers under each
chute on  a  daily basis.  Site personnel  move the chute-fed
containers  to  the curbside twice a week  for pickup by a
municipally  contracted pickup service.   Four one-cu yd
containers  are located at each of  the  three services.   The
pickup contractor moves containers from  the enclosure to
empty.  The  contractor uses a rear-loading packer truck with
a driver  and  two helpers to collect refuse.   The site is
serviced  twice a week, and other urban  areas are serviced
before and  after servicing the site.
Economics  Analysis

The economic  data  are tabulated  in  Table  30 in general  form.
The refuse  pickup  and disposal costs  account for 78 percent
of the costs  in  the system.  The pickup  and disposal  costs  are
fixed by city  ordinance and are  collected by the city.   The
costs of various  elements of the pickup  service are estimated
from data  obtained  from discussions with  city personnel  and
the contractor and  observation of the  collection at the  site.
The resulting  costs  of various
tion system  are  shown in Table
fees account for 70  percent of
the site.
              elements of the  refuse collec-
              31.   Labor costs  and  disposal
              the refuse system expenses to
                               103

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The site costs are $22.19 per capita per year as  compared to
$12.08 in the adjusted national  average for refuse collection
and disposal.  The costs  at the  Seattle site are  higher than
the national  average.    A comparison of the costs shows the
Seattle site  expending $1.72 per capita per year  for capital
costs and $20.47 per capita per  year for operation and main-
tenance as compared to the adjusted national averages of
$3.04 per capita per year for capital  costs and $9.04 per
capita per year for operation and maintenance costs.


Technical Analysis

An estimated  15.8 cu yd of refuse are  collected each week
from the Seattle site.  The technical  data for refuse collec-
tion and disposal are summarized in Table 32 including
actual observations of the distance travelled, number of
stops, dwelling units serviced,  crew size, refuse collected,
estimated volume, elapsed time,  and labor time expenditures.
Waiting time  is considered nonproductive time and is 22 percent
of the total  labor spent  in refuse collection activities.


Equipment Performance -

Suitabi1ity - The system  design  is very suitable  and the
equipment is  fully used and very satisfactory.  There is
very little littering because the system is convenient and
easily cleaned.


Effectiveness - The system is very effective.  Methods to
decrease cost could only  occur if it were possible to
slightly change the service requirement.  The four containers
in the enclosed pen must  be serviced twice a week.  The
chute-fed containers in refuse rooms could be serviced on a
once a week basis since the refuse is  protected from weather,
is enclosed,  and is not subject  to causing odors  in hot
weather.  The refuse from the chutes could be handled by
once a week pickup with four one-cu yd refuse containers
provided under the refuse chute  inside the community center.
The refuse from the outside chute could be handled by once a
week pickup with six one-cu yd refuse  containers  provided.
The costs of  the pickup service  would  be reduced  to $2,977
per year representing a savings  of $708 per year.  Assuming
this change were made, the resulting cost of collection and
disposal is $4.73 per cu  yd. A comparison with the achieved
costs gives a high estimated effectiveness of 92  percent:

                              x  100 =  92%
                             106

-------
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Resident Acceptance - Residents use the system very effec-
tively and appear to accept the system.  A resident survey
was conducted and a separate report^ presents the results.
In general, the survey concluded that the collection and
disposal system is adequate with 95 percent of the respon-
dents giving favorable responses; however, over half of
the respondents indicate potential  personal hazards, pri-
marily from falls and criminal  assaults, in the use of the
enclosed storage area.  Site management expressed no overall
opinion about suitability, problems, or resident cooperation.
Site management did not mention any personal hazard occur-
rences.

Site Appearance -

The site appearance is excellent with respect to effects
from the refuse collection and  disposal system as shown in
Figure  31.  The only littering  due to refuse facilities
appeared inside the enclosed storage pen and  was  minor
( see Fi gure 32).

Environmental Considerations -

Site appearance is excellent.  In hot weather, residents
have complained of odors from containers in the enclosed
pen.  No sanitation problems are apparent.  Noise levels
when refuse is collected are negligible to the site.

Results

The results are presented as the advantages and disadvan-
tages of the Seattle refuse collection  system in economics,
effectiveness, efficiency, and  environmental aspects.

Economic Advantages -

Capital expenditures for the refuse system are low at $366
per year.  There are  no direct recurring costs.

Economic Disadvantages -

Refuse pickup and disposal costs are high  at $3,686 per year
which  is 78 percent of the total annual costs.  These costs
could  probably be reduced by once a week service to the
chute-fed containers.  Such a change should not cause any
detrimental environmental effects to the site.

Effectiveness, Advantages -

Very little handling of refuse is necessary, and the system
is  very effective.  The cost effectiveness could be  improved
                             108

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by once a week service of the chute-fed containers.   Chute
containers are in locked rooms out of sight and safe from
vandalism.  There should be no adverse effects from once
a week servi ce.

Efficiency, Advantages -

The system operates very efficiently and requires minimal
efforts from site personnel.   The non-productive time ex-
penditures are low, and the system achieves 78 percent pro-
ductive utilization of labor time.

Efficiency, Disadvantages -

A three man collection crew was used and probably a one or
even two-man crew could satisfactorily empty the containers.
Waiting time occurs during truck compaction cycles and the
larger the crew size the higher the waiting time accrued.
Waiting time is non-productive and decreases the efficiency.
It is the collection crew waiting time that keeps the labor
utilization efficiency at 78 percent instead of a much high-
er value.  The efficiency of the collection crew could be
improved at the site if a one or two-man crew was used in
place of the three-man crew;  however, this reduction may
not be possible due to requirements for personnel when ser-
vicing urban areas other than the Operation Breakthrough site,

Environmental  Considerations  -

Advantages - The site appearance is excellent.  Litter from
the refuse system is contained in the enclosed pen.   The
noise during collection activities is minimal.  There are no
apparent sanitation problems.

Disadvantages   - Odors are prevalent in hot weather in the
enclosed pen which also suggests the possibility of insect
attraction.
SACRAMENTO, CALIFORNIA

The Sacramento site was visited on April  28, 29, and 30,
1975.   The refuse management system consists of chute-fed
containers in t.wo MFHR buildings,  trash cans inside redwood
pens for MFLR units and one SFA section,  and backyard pickup
from the remainder of the site which includes SFA and SFD
units.   The chute-fed containers,  pens, and collection
methods are depicted in Figures 37 through 41.   The site
arrangement is shown in Figure 42.  The bite demographic
and other data are given in Table  33.
                             109

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FIGURE 39.   Typical  backyard area of SFA units  which  are
            serviced with backyard pickup at  the
            Sacramento site.
FIGURE 40. Two rear-loading packer vehicles and crew
           which serviced the MFLR and most of the SFA
           units at the Scaramento site.  Note the tote
           cans for collection and carrying refuse.
                           112

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             SFD 20 UNITS
FIGURE 42.  Sacramento Operation Breakthrough  site
            arrangement showing location  and  type
            of services.
                           114

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          Table  33.  DEMOGRAPHIC AND SOLID WASTE SYSTEM
              DESCRIPTIVE DATA FOR THE SACRAMENTO
          	OPERATION BREAKTHROUGH SITE	

     Number and type of dwelling units and occupancy:

         Type       No.       Vacancies    Residents

         SFA        179\        18          724
         SFD         20 J
         MFLR        96           1          178
         MFHR       306           0          336

     Number occupied:   582 units
     Number residents:  1238 people

     Distribution of units to each refuse service point:

         28 MFLR seven days per week backyard service by site
         personnel.  Refuse is moved on a cart and placed in
         containers inside MFHR building.

         68 MFLR once a week municipal  service from trash cans
         in enclosed pens.

         179 SFA once a week backyard municipal service.

         20 SFD once a week backyard municipal service.

         306 MFHR six days a week municipal service to six
         containers.

Refuse  System Description

Residents  of the  two MFHR buildings (306 units)  remove boxes
and  newspapers  and  place  the remaining  refuse  into  chutes
which  feed two-cu yd containers (see Figure 37).   Newspapers
and  boxes  are placed in  the charging station closets  on each
floor  for  collection each day by  site  personnel.   Three
two-cu  yd  containers are  provided  in each MFHR  buildings.
Two  containers  from  each  building  are  emptied each  morning,
Monday  through  Saturday,  by a municipal  front loading  packer
truck.   Site personnel maintain refuse  room cleanliness and
change  containers  under  the chutes.

Residents  of 28 MFLR units have refuse  picked up  from  their
yards  in  the mornings, Monday through  Saturday,  by  a  site
employee  who hauls  the refuse to  a  MFHR building  and  places
the  refuse in one  of the  containers  (see Figure  41).
                               115

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Residents of 68 MFLR units place their refuse in 42 trash
cans located four to a pen in nine enclosed redwood pens
and six in a tenth pen.   The pens are located near parking
lots and along sidewalks (see Figure 38).   The cans are
emptied once a week by a municipal service using a rear
loading packer truck (see Figure 40).

Residents of 179 SFA and 20 SFD units place refuse into
cans or bags located in  areas provided in  the courts in
back or front of their homes.  The city provides backyard
pickup services to empty the cans once a week (see Figures
39 and 40).   Two rear loading packer trucks are used with a
total  crew size of three men.

Based  on observations for one day, approximately 101.6 cu
yd of  loose refuse are collected from the  582 dwelling units
and disposed.  For a total unit occupancy  of 601 dwelling
units, the volume of refuse would be estimated as 105.8 cu
yd per week or about 5500 cu yd per year.

Economic Analysis

The economic data are given in Table 34 in general form.
The city collection and  disposal fees for  the site account for
for 71 percent of the annual costs to the  site.  The cost
elements making up the city fees were not  furnished by the
city;  therefore, the cost elements are estimated from data
obtained from discussions with city personnel and observa-
tions  of refuse collection and disposal.  The estimated ex-
penses of the elements are shown in Table  35.  The labor
costs  and dump fees are  estimated to account for 79 percent
of the costs associated  with refuse system at the site.  The
Sacramento site costs are $11.34 per capita per year versus
the national average of $12.08 per capita  per year.

Technical Analysis

The technical data collected during the three-day observa-
tion period are displayed in Table 36.  The data are for
the site at the 97 percent occupancy level.  The estimated
weekly volume of refuse is 101.6 cu yd which corresponds to
an annual volume of about 5300 cu yd.  The volume was esti-
mated by counting tote-can loads placed on trucks by the
crew and by observing the volume  in the containers.  There
is no waiting time associated with the refuse collection
methods.  The crew loads  refuse  into the  rear loading pack-
ing trucks, starts the packing cycle, and continues to
collect  refuse while the  trucks  are completing a packing
cycle.   Refuse is disposed in a  city owned landfill.  Crew
                              116

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time and distance to the landfill  were not determined be-
cause additional  refuse was collected at other urban lo-
cations after completion of a pickup at the site.

Equipment Performance -

Suitabi1ity - The equipment appear very suitable for the
designed refuse system at the site.   Only one problem was
apparent.  Some of the trash cans  in the redwood pens be-
come overloaded between pickups; however, some of the other
cans were empty.   Pen locations could have caused the
problem.  Proper  location of the pens might provide better
distribution of refuse among the cans.

Effectiveness - The effectiveness  is good.  It is doubtful
that the costs could be reduced without altering the refuse
system design.  The overloading of some refuse pens might be
eliminated by relocating some pens to supplement the pens in
the heavily used  areas.

Resident Acceptance - The residents  use the system.  Very
little littering  was visible.  Residents utilizing two pens
have complained about overloading  of the trash cans.  A
separate report^ presents the results of a survey of resi-
dents with regard to refuse management practices at the site,
The survey indicates problems with refuse scattering, un-
collected refuse, and a shortage of  containers.  Forty per-
cent of the respondents in general feel that refuse storage
and disposal is inadequate.

Site Appearance -

The site appearance with respect to  the refuse system is ex-
cellent.  Littering is minimal.  The refuse pens blend into
the site fairly well.  Figures 37  through 41 show that site
appearance in refuse equipment areas is excellent.  The
problems indicated in the survey of residents were not
apparent when data were collected  for the economic and tech-
nical evaluations.

Environmental Considerations -

The site appears  excellent in consideration of the environ-
mental aspects of aesthetics, odors, sanitation, and noise.
The only problem was odors from pens in hot weather.
                             120

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Results

The results are presented as the advantages and disadvan-
tages  of the Sacramento site refuse collection system in
economics, effectiveness, efficiency, and environmental
effects.

Economic Advantages -

The site is economical  at $11.34 per capita per year and
favorably compares with the $1?.08 national average.
The costs are:

     •    $14,486 per year for the site
     •    $24.10 per dwelling unit per year
     •    $11.34 per capita per year
     •    $2.63 per cu  yd

Capital costs are minimal for the refuse system and compare
favorably with the national averages.

Economic Disadvantages  -

The operation and maintenance costs are high at $13,532  per
year.   The cost of collection and disposal  of refuse repre-
sents  $10,344 or 71 percent of the total annual costs.
Estimates of elements of the city charges and observed  site
labor  utilization show that labor is $6,759 (47 percent) and
that landfill fees are  $4,655 (32 percent)of the total
annual costs.

Effectiveness, Advantages -

Refuse is effectively collected and disposed.  Very little
handling of refuse is required.   Once a week backyard ser-
vise appears very effective for the site.  Resident accep-
tance  of the system appears excellent.

Effectiveness, Disadvantages -

Some of the refuse pens are overloaded possibly due to  the
pen location.  Additional pens and trash cans or more fre-
quent  servicing might solve the problem.

Efficiency, Advantages  -

Though considerable walking time is required, non-productive
time does not occur; therefore, personnel utilization is ex-
cellent.  The refuse collected per unit time and per man-
                             121

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hour is 0.1  cu yd per minute of elapsed time  and  0.1  cu  yd
per man-minute.  The refuse collected  per mile driven is 3.2
cu yd per mile.
Efficiency, Disadvantages

Backyard collection requires  considerable walking.   Refuse
collectors walk 56,183 feet per year to collect the refuse.
The refuse collected per foot walked is about 0.1  cu yd per
foot.   The effectiveness and  efficiency of collection in
terms  of cost are high, but the volume of refuse collected
per unit of time appears low  which is due to the backyard
collection activities required to service 295 dwelling
units.

Environmental Considerations, Advantages -

Site aesthetics are excellent.  Noise associated with
collection activities is minimal.  In general, very few
odors  occur.  Very little refuse handling is required.
Littering is minimal.  There  are no sanitation problems.

Environmental Considerations. Disadvantages -

Odors  occur in hot weather from overloaded pens.
KING COUNTY, WASHINGTON

The King County site was visited on April  14, 15,  and 16,
1975, for the collection of technical  and  economic data for
analysis of the refuse management system.   In addition, a
study of trash can collection versus plastic bag collection
was conducted at the site from April 17 through May 14.
The conduct and results of that study are  presented in the
following section of this report.

The refuse management system consists of once a week curb-
side pickup for SFA and SFD units and once a week  container
pickup for MFLR units.  The pickup service is provided by
resident contract with a private service contractor or the
resident disposes refuse at a county transfer station.  The
refuse system is depicted in Figures 43 through 46.  The
site arrangement is shown in Figure 47.  The site  demo-
graphic and other data are given in Table  37.
                             '122

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FIGURE 43.   Refuse (trash)  cans set curbside by residents  of
            SFD units at the King County Operation
            Breakthrough site.
 FIGURE 44.   Refuse  (trash)  cans  left  curbside  behind  SFA  units
             at the  King County Operation  Breakthrough site.
                              123

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FIGURE 45.   Typical  of three two-cu yd containers used by MFLR
            residents at the King County Operation Breakthrough
            site.
FIGURE 46.  Refuse collection crew and 25-cu yd packer truck
            at the King County Operation Breakthrough site.
                              124

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     8  MFLR
      D
10 SFA
  LEGEND
  •  Container,  2-cu  yd.
     SFA  and  SFD  units
     have  curbsid-e  pickup
     as  follows:
                                                      SFD
                                    9  SI
             FIGURE 47.  King County Operation
               Breakthrough site arrangement.
                             125

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     Table 37.   DEMOGRAPHIC AND SOLID WASTE  SYSTEM
    DESCRIPTIVE DATA FOR THE KING COUNTY  OPERATION
                  BREAKTHROUGH SITE
Number and type of dwelling units  and occupancy:

     Type        No.      Vacancies   Residents  (estimated)

     SFA         80          0          327
     SFD         74          1          304
     MFLR        24          0           68

Number occupied:  177 units
Number residents: 699 people
Site area:        35.9 acres

Distribution of units by type of service:

                                     Type of Service
118-SFA/SFD      487 people    Curbside subscriber service - by
                               private contracts, once a week

35-SFA/SFD       114 people    Haul their own refuse away

1-SFD            Vacant

24-MFLR          68 people     Use three two-cu yd containers,
                               group service by private contrac-
                               tors, once a week

Average number of units per service:

     SFA/SFD     1 unit per service

     MFLR        8 units per service
                               126

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Refuse System Description

Residents of the SFA and SFD dwelling units place refuse in
trash cans which are set curbside.  Residents of the MFLR
units place refuse in three two-cu yd containers which are
located in the parking areas adjacent to the units.  The
cans and containers are serviced once a week by a private
contractor.  The service is contracted by each SFA and SFD
homeowner.  Thirty-five SFA and SFD homeowners do not par-
ticipate, and they dispose refuse at the county transfer
station.  The MFLR residents pay for the container service
as a group.  One SFD unit was vacant and no service was
provided.

A crew of two men from the private service contractor
collects refuse in a 25-cu yd packer truck on a once a week
basis.  The two-cu yd containers are equipped to be emptied
by the same truck.  Refuse is collected by the contractor on
the basis of two cans emptied once a week.  Bags may be
substituted but the bag or can size must average about 32
gallons and be placed within 25 feet of the curb. The truck
services other residential  areas before and after servicing
the site.  Refuse is dumped at a county provided transfer
station.

Economic Analysis

The economic data are given in Table 38 in general  form.  The
private service contractor accounts for 44 percent of the
costs to the site.  The costs of various elements making  up
the price of the service contractor may be estimated from
data obtained from discussions with the service contractor
and from observations of refuse collection and disposal.
The estimated costs of the private contractor service and
individuals providing their own service is shown in Table
39.   Eighty-five percent of the costs are for dump fees,
labor and costs of automobiles used by individuals  for
disposal of refuse.  If all residents subscribed to the
private contract service,  the costs would be reduced to
values shown in Table 40.   The site costs are $13.65 per
capita per year compared with an adjusted national  average
of $12.08 per capita per year.

Technical  Analysis

The  private contractor services the site once a week with
a  25-cu yd packer truck and a two-man crew.   Other  residen-
tial  areas are serviced before and after the site is ser-
viced.   When full, the truck is emptied at a county trans-
fer  station.
                             127

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          Table  39.   COMBINED  SEGMENTS  OF ANNUAL  EXPENSES
              FOR REFUSE COLLECTION AND DISPOSAL AT THE
                          KING COUNTY SITE
                      Private
            Site
           Segment.
            Total
           Percent of
          Annual  Total
Capital Costs:
  Truck
  Containers (3)
  Automobiles
  Trash cans
$  445
    12
                      $  457
           $2,184
              375
           $2,559
           $  445
               12
            2,184
              375
           $3,016
                 5%

                23
                 4
                32%
Recurring Costs:
  Licenses, Taxes,
   Insurance
  Sales Tax
$   44
   487
$  531
           $   44
           $  487
           $  531
Operation and
Maintenance Costs:

  Labor
  Fuels and
    Maintenance
  Landfill fees
$2,116

     5
 1,096
$3,217
$1,092
 1,684
$2,776
$2,116

 1,097
 2,780
$5,993
22%

11
29
                                                            62%
Totals:
$4,205
$5,335
$9,540
Annual Total
     $9,540
                          100%
                               129

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     Table 40.  COSTS  OF RFFUSE COLLECTION AND DISPOSAL AT THE
              KING COUNTY SITE ASSUMING THAT ALL  RESIDENTS
              SUBSCRIBE TO THE PRIVATE CONTRACT COLLECTION
     	SERVICE	

                             Cost Per    Cost  Per   Cost Per
                    Annual    DU Per Yr  Cap. Per yr Cu Yd (2100
                    Costs      (177)      (699)     cu yd/yr)

 Capital Costs:

  Trash cans         $  375    $ 2.12     $0.54      $0.18

 Recurring Costs:           000          0

 Operating and
 Maintenance Costs:

  Refuse service      $6.203    $35.05     $8.87      $2.95

 Total Annual Costs:   $6,578    $37.17     $9.41       $3.13
An estimated  33-cu  yd  of loose refuse are collected  each
week by the private contractor from 142 dwelling  units at
the site.  The  annual  estimated load is 1700-cu yd  of loose
refuse for the  142  units.   Assuming an equal  load of 12-cu
yd per year per  dwelling unit for the forty-three non-
subscribing units,  the non-subscribing residents  dispose
of about 400-cu  yd  of  refuse by hauling refuse  to the
county transfer  station in personal automobiles.   The
collection of refuse by the private contractor  was  observed
and the technical  data collection and analysis  are  for the
private contract service.   Non-subscribers  were  not  ob-
served disposing their own refuse.  The technical data for
refuse collection  and  disposal are summarized in  Table 41
including distance  travelled, number of stops,  dwelling
units serviced,  crew size, refuse collected,  estimated
volume, elapsed  time,  and  labor time expenditures.   Table 41
includes observed  data of  service to 142  dwelling units. The
non-productive  time is waiting and packing  time  and  is five
percent of the  total man-time utilized in collection acti-
vities.

Equipment Performance  -

The refuse system does not utilize site-owned equipment. The
following comments  are directed to the refuse system as
observed more than  to  equipment.
                              130

-------
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Sui tabi1i ty - Curbside once a week collection provides a
very suitable refuse collection and disposal  system.    The
thirty-five homeowners who dispose refuse on  their own can
only be a  suitable arrangement if they can dispose refuse
while away from home enroute to perform other necessary
duties.  The landfill fees actually prohibit  the cost
effectiveness of individual refuse disposal.   With auto-
mobile costs, the individual approach accrues an estimated
$11.63 per month per dwelling unit as compared to the $2.75
per month  charge of the private service contractor.

Effectiveness - If all homeowners on the site subscribed to
the private contractor service, the costs of  refuse  collec-
tion and  disposal would be $3.13 per cu yd as compared to an
estimated  current cost of $4.54 per cu yd.  The cost  effec-
tiveness  of the current system is 55 percent:
              /4.54-3.13\
            ' \  3.13   /
x 100 = 55 percent
Under-utilization of the curbside pickup service causes a
low effectiveness of the refuse system.

Resident Acceptance - Residents complain of lack of suffi-
cient trash can storage volume for refuse.   The refuse
pickup contractor allows two average trash  cans per week for
the $2.75 ($2.92 adjusted to October '1975 basis) charge per
month.  A separate report? discusses the attitudes of resi-
dents at the King County site with respect  to the refuse
management system.  The conclusions of the  report indicate
that 28 percent of the residents reported inadequate disposal
services and facilities primarily due to trash can over-
loading, scattering of refuse by household  pets, and odors.
In addition the residents indicate a lack of responsiveness
to complaints made to the private service contractor. Ob-
servations over the three-days at the site  revealed none of
the problems reported in the survey.

Si te Appearance -

The site appearance could be improved if residents removed
trash cans from curbside after refuse has been collected.
Particularly in the SFA dwellings, residents have trash cans
curbside at all times (see Figure 44).  SFD unit residents
remove trash cans from the curbs and store  out of view.
There was practically no littering as the result of the
refuse system.
                             132

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Environmental Considerations -

The trash cans left curbside detract from appearance and are
subject to external problems with insects, odors,  and
animals; however, observations revealed no environmental
problems.  There is noise associated with refuse collection
but the disturbance is minimized by limited time on-site
only once a week.  Odors and sanitation problems were not
evident.

Results

The results are presented as the advantages and disadvantages
of the King County site refuse collection system in econo-
mics, effectiveness, efficiency, and environmental  aspects.

Economic Advantages -

The site as designed has only the costs of trash cans and
collection service.  The cost of refuse collection  and
disposal could be low at $3.13 per cu yd if all homeowners
subscribed to the collection service.  Also, if all sub-
scribed, the refuse collection and disposal would compare
favorably with the national  average for the service.

Economic Disadvantages -

The observed site accrues $13.65 per capita per year which
is greater than the national average of $12.08 per  capita
per year.  The 35 homeowners who dispose of their own refuse
create the high cost situation.   Their reasoning for per-
forming their own disposal  is unknown.

Effectivneess , Advantages -

Refuse is effectively collected  and disposed.   If properly
utilized, the cost effectiveness would be excellent.

Effectiveness, Disadvantages^ -

The system is only 55 percent cost effective because the
system is not fully utilized.

Efficiency, Advantages -

The collection of refuse averages 3.4 man-minutes per cu yd
of refuse.   Personnel  utilization is excellent with 95
percent of labor time spent  in productive collection acti-
vities and 5 percent in non-productive activities.
                             133

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Efficiency, Disadvantages -

The only disadvantage with respect to efficiency is the
disposal of refuse by some residents who do not subscribe to
the private collection service.

Environmental  Considerations -

Advantages - Odors are minimal.   There are no sanitation
problems.  Noise is minimal.  There is very little litter-
i ng.

Pisadvantages  - Refuse cans are  left curbside behind most
SFA unitsjconsequently, the aesthetics are not as good as
possible.  Some odors occur at the 2-cu yd containers in hot
weather.
KING COUNTY PLASTIC BAG STUDY

The King County site SFA and SFD dwelling units were divided
into two sections for a study of the curbside collection of
trash cans versus plastic bags.  Half of the dwelling units
were furnished plastic bags for residents to line trash cans
and set the filled bags curbside on collection day.   The
residents of the other half of the dwelling units used their
trash cans in the normal manner.  The site was observed from
April 14 through May 14.  Detailed time and motion record-
ings were conducted during refuse collection on April 23,
May 7, and May 14.  Figures 48 through 51 show bagged refuse
set curbside awaiting pickup.  Figure 52 shows the site
arrangement and indicates the areas using plastic bags and
trash cans. The results are given as a comparison between
the halves of the site with respect to economics, collection
efficiency, site appearance, user preference, and the en-
vironmental considerations of odors, noise, sanitation, and
aesthetics.

Economic Comparison

The only economic difference between the two halves  of the
site is the use of plastic bags.  During the study period an
average of 94 plastic bags were used each week by 61 partici
pating homeowners.  Three-mil thick, 32-gallon bags  with
ties were furnished for use by the residents.  The bags
retailed for $1.34 ($1.42 adjusted to October 1975 basis)
for a box of eight in the King County area.  A cost  compari-
son on a per dwelling unit basis follows and assumes that
the homeowner pays for the cost of the plastic bags  and will
only need one trash can.  The homeowner using plastic bags
                             134

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FIGURE 48.
 Bagged refuse set  curbside  for  pickup,
122ND Court,  King  County,  Washington
 FIGURE 49.  Bagged refuse set curbside for pickup,
            122ND Court,  King County, Washington
                       135

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FIGURE 50.   Bagged refuse set curbside for pickup,
         NE 149th Place,  King County,  Washington
FIGURE 51
   Bagged refuse
NE 150th Street,
set curbside for pickup,
King County, Washington
                      136

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                                                       6 SFD
 8 MFLR
                                           6 SFD
LEGEND
                                                    8 SFD
                                    9 SFD
 CONTAINER, 2 CU-YD
 SFA AND SFD UNITS HAVE
 CURBSIDE PICKUP AS
 FOLLOWS:
| PLASTIC BAGS

i TRASH CANS
] NOT PARTICIPATING

      FIGURE52.    Site arrangement showing  units
   participating  in  the plastic  bag versus  trash can
            study  at the King  County site.
                             137

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at the  King County site  pays an  average of  $17.41  per year
more  than the  homeowners  using trash cans.

                                57 Homes          61 Homes
                            Using Trash Cans   Using Plastic  Bags
                           (Per Dwelling Unit) (Per Dwelling  Unit)
     Capital Costs:

       Cans
     Recurring Costs:
   $  2.10 per year    $ 1.05 per year

       0                 0
     Operating and Maintenance Costs:
       Plastic Bags
       Private Contract         $35.04 per year
     Total Annual  Costs:
                    $18.46 per year
                    $35.04 per year
   $37.14 per DU/yr   $54.55 per DU/yr
Technical Comparison

The  technical  comparison  between  plastic  bags and  trash cans
considers efficiency,  site appearance, user preference, and
environmental  effects.

Efficiency -

The  data were  collected  by observing refuse collection from
April  14 to May  14, 1975.   The  results are presented in
Table  42.  The results are compared for efficiency of
service on the basis  of  several  calculations:
     Average elapsed time
     per  stop
     Average distance
     between stops
     Average labor per
     stop
     Average dwelling
     unit density
     Average labor per
     item collected
     Average labor per  cu
     yd of  refuse
       Riding:

       Walking/Handling:

       Waiting/Packing:
    Plastic Bags

1.5 minutes per stop

469 feet per stop

3.0 man-minutes per
stop
4.4 units per stop

0.4 man-minutes per
bag
2.9 man-minutes per
cu yd
0.8 man-minutes per
cu yd
2.0 man-minutes per
cu yd
0.1 man-minutes per
cu yd
     138
    Trash Cans

3.2 minutes per stop

283 feet per stop

3.3 man-minutes per
stop
3.4 units per stop

0.6 man-minutes per
can
4.4 man-minutes per
cu yd
0.9 man-minutes per
cu yd
3.0 man-minutes per
cu yd
0.5 man-minutes per
cu yd

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                                   139

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The results favor the use of the plastic bags  in  all  re-
spects.   A statistical  comparison of items  collected  per
unit time and per man-minute was conducted  to  insure  that
the data sample was sufficient to show significant differ-
ence between the results.  Figure 53 illustrates  the  ob-
served total elapsed time per item collected.   Figure 54
illustrates the observed total man-time per item  collected.
At the 0.05 level of significance, the means are  signifi-
cantly different; therefore, the observed data was suffi-
cient in quantity to distinguish the differences  between  the
total times of refuse collectione either by cans  or bags.
The time expended in performing various collection activities
are depicted in Figure 55 for collection of cans  and  plastic
bags.  The average times show that considerable labor sav-
ings result when using plastic bags.  The handling and
walking  time are 9.6 man-seconds per item lower and the
waiting  and packing time is 4.0 man-seconds per item  lower
for plastic bags than for trash cans resulting in a total of
13.6 man-seconds per item saving or a 35 percent  reduction
in labor requirements per item collected excluding riding
time.  The reduction in labor per unit of refuse  volume is
1.4 man-minutes per cu yd (31 percent) less for bags  than
for cans excluding riding time.

The labor utilization efficiency is higher for the plastic
bag collection than for the trash can collection.  As shown
in Figure 55, only 0.4 man-seconds per plastic bag is non-
productive as opposed to 4.4 man-seconds per can.  This
results  from once-only handling of refuse in bags and the
elimination of spreading the refuse into the loading  chamber
of the packer truck.  Bags are picked up and placed into  the
chamber, and bags contain the refuse during packing opera-
tions.   Also, several  bags can be picked up at one time
whereas  cans require emptying one at a time and returning to
curbside.  When a tote can is used, the trash  cans are
emptied  into the tote can.  The tote can is carried to the
truck and emptied; however, the refuse must be spread into
the packer chamber to prevent overflow.  Refuse collection
in the plastic bag experiment resulted in 98 percent  effi-
cient utilization of labor for productive collection  activi-
ties whereas collection af standard trash cans utilized
labor at 85 percent efficiency.  Collection of refuse in
plastic  bags resulted in less time per stop and longer
distances between stops because more refuse could be  handled
on each  trip to curbside by the crew at each stop. Thirty-
one percent (2.9 vs. 4.4 man-minutes per cu yd) less  labor
was required per cu yd for curbside pickup of  plastic bags
than for trash cans.
                             140

-------
      600
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     800
     700
     600
500
      400
      300
      200
      100
                    Trash  Cans        /

    ~   Mean  Time  = 37.9  man-seconds/can
     One  Standard  Deviation  =  11.1  man-seconds
                  53 observations.
                            Plastic Bags
                  Mean Time = 23.0 man-seconds/bag
                  Standard Deviation = 9.8 man-seconds
                           30 observations
                         8  10  12   14   16

                         QUANTITY OF  ITEMS
                                       18  20  22  24
  FIGURE  54.  Observed total  man-time to collect refuse in
    trash cans and plastic bags.   Total  man-time includes
time spent riding-, handling and walking, waiting, and packing
                             142

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             Total =
      37.9 man-seconds/can
               4.4
                  TRASH
                  CANS
Riding



Waiting & Packing



Waiki ng & Hand!ing
                               Total  =  23.0 man-seconds/bag
                                                    0.4
                                     PLASTIC
                                     BAGS
     FIGURE  55.   Average  man-time spent on collection
       activities for trash  cans and plastic bags.
                            143

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If costs were reduced because of the labor reduction through
the use of plastic bags, collection labor would be reduced
31 percent.   This savings if translated to resident costs
would result in a new cost to the resident of $2.47 per
month for refuse collection or $29.64 per dwelling unit per
year.  Overall  refuse system costs for plastic bag users
would become $49.15 per dwelling unit per year as opposed to
the actual cost of $54.55 per dwelling unit per year.  The
costs would still exceed the cost of $37.14 per dwelling
unit per year for use of standard trash cans.

An additional benefit to the resident occurs through the use
of plastic bags.  The resident sets the bag curbside where
it is picked up leaving no can to be returned to the home
which is a particularly positive benefit to households where
no one is home to retrieve the can.  Also, the can, if used
inside the home, does not become dented and desecrated by
collection activities.

Site Appearance -

The use of plastic bags in the SFA areas of the site re-
sulted in no difference to site appearance; however, a
better site appearance resulted from the use of plastic bags
in the SFD areas.  Residents of the SFA housing have a
concrete pad provided next to carports along the parking
areas; consequently, the SFA residents leave trash cans
curbside at all times whether lined with plastic bags or un-
lined.  Residents of SFD homes keep trash cans inside garages
or close to their homes; in all but one home, the cans were
out of view from the outside of the home.   The use of
plastic bags resulted in trash cans being left out of view
on pickup day with the plastic bags set curbside (see
Figures 49 through 51).  After pickup the plastic bag areas
of the site were clean whereas trash cans were left curbside
in those areas where trash cans were used during the test
(see Figure 56).  Plastic bags were very effective against
spillage of refuse.  Only one instance occurred where a pet
had broken open a bag and strewn refuse (see Figure 57). The
instance occurred the first week of the study and was not
repeated during the subsequent four weeks.  It should be
noted that the pickup crew will not clean up strewn refuse
as shown in Figure 57; the crew will only pickup the bag and
the contents remaining in the bag.  Overall, site appearance
in SFD areas was improved by the use of plastic bags.

User Preference -

A survey of residents could not be performed; however, par-
ticipation in the study plus casual conservation with resi-
dents indicated that the use of plastic bags was satisfactory
                             144

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FIGURE 56.   Photographs  of trash  cans  left
            curbside after pickup.
                   145

-------
     FIGURE 57.  Refuse snilled from a plastic bag
     as the result of being torn open by a pet.

even though most participants feared that pets would break
into the bags and strew refuse.   The collection crew de-
finitely preferred plastic bags  to trash cans because
collection was faster not to mention the fact that the fas-
ter the time of collection the earlier the crew would com-
plete the pickup route.   As noted in the economic analysis,
site pickup costs are not reduced by the service contrac-
tor if bags are used instead of  cans.   Pickup service
management indicated that plastic bags become soft on hot
days and tend to tear during the collection,  particularly
when the bag is exposed  in the sun.   The problem did not
occur during the study possibly  because  3-mil thick bags
were used and because the site was serviced  before nine
thirty in the morning on each  pickup day.

Environmental  Effects -

The use of plastic bags  with ties resulted in fewer odors,
less noise, better aesthetics, and apparently less sanita-
tion problems.   The only problem which could  be of an
                            146

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environmental  concern is that plastic bags do not readily
degrade in sanitary landfills as does loose refuse.   Of
particular interest is the reduction in noise levels be-
cause cans are not banged around during collection activi-
ties.  Sanitation problems would appear to be lessened
since the refuse is enclosed in bags and the collection
crew is not exposed to the refuse.

Results

The use of plastic bags in place of standard trash cans
results in $17.41 higher annual costs to the homeowner.
Refuse collection activities are more efficient and  re-
quire less labor when plastic bags  are utilized.   Refuse
is collected faster when plastic bags are used.  The collec-
tion crew prefers plastic bags because of increased  pick-
up speed.  The site appearance is improved because cans
are not left curbside in the SFD areas after pickup  of
refuse.  Site  environmental conditions are as good or
better when plastic bags are used.   There is less collec-
tion noise when plastic bags are collected.  Odors are
minimized and  there appears to be less possibility of sani-
tation problems when plastic bags are used.  Overall, a
site would appear to be improved if plastic bags  are used
in place of trash cans for curbside pickup; however, heavy
duty bags (3-mil thickness) were used in the study and bags
of less strength might have different results.
                            147

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                       REFERENCES
(1)   "1968 National  Survey  of  Community  Solid  Wastes
     Practices,"  an  Interim Report,  EPA,  USPHS,
     Cincinnati,  Ohio,  1968.

(2)   "Survey  of  User Acceptance  of  the  Solid Waste
     Removal  Systems at Operation  Breakthrough Sites,"
     Hittman  Associates,  Inc.,  and  Applied  Management
     Sciences,  Inc., HUD/EPA sponsored,  Cincinnati,
     Ohio, unpublished.

(3)   Sol id Waste  Management,  Hagerty,  D.  Joseph,  Joseph
     L.  Pavoni,  and  John  E. Heer,  Jr.,  Van  Nostrand
     Reinhold Company,  New  York,  1973,  p.  16.

(4)   "Construction  Scoreboard,"  Engi neering News
     Record,  195(18),  October  30,  1975,  p.  18.

(5)   "Construction  Scoreboard,"  Engineering News
     Record,  191(13),  September  27,  1973,  p.  23.

(6)   "Construction  Scoreboard,"  Engineering News
     Record,  195(12),  September  25,  1975,  p.  25.

(7)   "Construction  Scoreboard,"   Engineering  News
     Record 191(17), October 25,  1973,  p.  28.

(8)   "Construction  Scoreborad,"  Engineering News
     Record,  193(5), July 25,  1974,  p.  29.

(9)   "Construction  Scoreboard,"  Engineering News
     Record,  194(17),  April 25,  1975,  p.  18.
                          148

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                                   TECHNICAL REPORT DATA
                            (Please read Instructions on the reverse before completing)
 1 REPORT NO.
  EPA-600/2-77-013
                                                           3. RECIPIENT'S ACCESSION NO.
4. TITLE AND SUBTITLE
  EVALUATION OF  THE  REFUSE MANAGEMENT SYSTEMS OF
  OPERATION BREAKTHROUGH SITES
                                                           5. REPORT DATE
                                                            August  1977
                                                       ("Issuing Date!
                                         6. PERFORMING ORGANIZATION CODE
 7. AUTHOR(S)
  Jack Preston Overman
                                                           8. PERFORMING ORGANIZATION REPORT NO.
9. PERFORMING ORGANIZATION NAME AND ADDRESS
  Hittman Associates,  Inc.
  9190 Red Branch Road
  Columbia, Maryland   21045
                                                           10. PROGRAM ELEMENT NO.
                                                            1BC611
                                         11.

                                          68-03-0094
 12. SPONSORING AGENCY NAME AND ADDRESS
  Municipal Environmental  Research Laboratory --Gin.,  OH
  Office of Research  and Development
  U. S. Environmental  Protection Agency
  Cincinnati, Ohio  45268
                                         13. TYPE OF REPORT AND PERIOD COVERED
                                          Final
                                         14. SPONSORING AGENCY CODE

                                          EPA/600/14
 15. SUPPLEMENTARY NOTES
 16. ABSTRACT Qne of ^e provisions of the Operation Breakthrough program in the Departmen
 of Housing and Urban Development,  Office of Policy Development and Research, is to
 evaluate the refuse management systems to determine  economic and technical practicality
 for application to future  projects.   The 9 sites are Indianapolis, Kalamazoo, Macon,
 Memphis, St. Louis, Seattle,  Sacramento, King County,  and  Jersey City.  The evaluation?
 show that the methods  employed at  the Macon, Memphis,  Sacramento, and King County sites
 are the most economical  and  effective.  The five very  conventional systems consist of
 central containers at  Macon,  Memphis, and Seattle and  primarily curbside collection at
 King County.  The Indianapolis site uses storage pens  which results in low costs but
 also results in odors, insects, and refuse scattering.   The central or communal com-
 pactors at Kalamazoo are not  effective or economical because of improper utilization by
 residents. The St. Louis system desperately needs modifying because it is extremely
 costly and very ineffective.  The Jersey City site utilizes pneumatic trash collection
 and a separate report  is being prepared to assess the  technical and economic perform-
 ance of the system.  In  addition,  a refuse system user acceptance survey was conducted
 at each site, and the  results are  documented in separate reports for each site with an
 executive summary for  all  sites.
       Recommendations  for  refuse management systems  in future projects are based on th<
 results of the study.  It  is  also  recommended that the St.  Louis site be studied and
 modified to reduce costs,  increase system effectiveness  and efficiency,  and reduce
 environmental problems.
                               KEY WORDS AND DOCUMENT ANALYSIS
                                             b.IDENTIFIERS/OPEN ENDED TERMS  \C. COSATI Field/Group
                                             —	-	)	
DESCRIPTORS
 *Refuse
 Collection
  Removal
  Storage
 *Evaluation
                              Operation Breakthrough
                              Dept.  of Housing and
                                 Urban Development
    13B
18. DISTRIBUTION STATEMENT

  RELEASE TO PUBLIC
                            19. SECURITY CLASS (This Report)
                              UNCLASSIFIED
21. NO. OF PAGES
  165
                            20. SECURITY CLASS (This page)
                              UNCLASSIFIED
                                                      22. PRICE
EPA Form 2220-1 (9-73)
                                           149
                                                     OUS GOVERNMENT PRINTING OFFICE 1977-757-056/6560

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