GUIDANCE MANUAL FOR THE CLASSIFICATION

   OF SOLID WASTE DISPOSAL FACILITIES



                 DRAFT
        Office of Solid Waste
U.S. Environmental Protection Agency
            Waterside Mall
          401 M Street, S.W.
       Washington, D.C. 20460
              November 1979

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                                 ACKNOWLEDGMENT

     This manual was prepared by Versar, Inc., 6621 Electronic Drive,
Springfield, Virginia 22151, under EPA Contract No. 68-01-4767 with
Lawrence Davies serving as Versar project manager.  The EPA project officer
was Susan Absher.  The EPA technical director for this manual was Kenneth
Shuster.
     The Versar contributors were: Russell Cummings, Richard Wigh, Dale
Montgomery, Mary Campers, Jon Byroade, Michael Christopher, Robert Cochran,
William Hassett, Ellen Haley, Carey Burch, Philip Abell and Donald Spiegel.
     EPA Office of Solid Waste contributors and reviewers included: John
Skinner, Kenneth Shuster, Truett DeGeare, Lawrence Graves, George Dixon,
Christopher Ryne, David Noble, Les Otte, Allen Geswein, and Burnell Vincent.
     In addition, a number of EPA Office of Research and Development staff
members contributed to this effort, in particular, Richard Brunner, Michael
Flanders and A. J. Klee.  Dr. Charles Moore of Ohio State University assisted
in development of the gas screening and prioritization model.
     The assistance of all the State solid waste programs is particularly
appreciated.  Each State supplied information on its current solid waste
disposal regulations, procedures, and permit programs.  In addition, 18
States also participated on the National Governors' Association task force
to assist EPA in the development of the manual, under the chairmanship of
Jack Carmichael of Texas.  Further, solid waste staff from the States of
Pennsylvania and Minnesota enabled and assisted Versar and EPA in
preliminary testing of the manual procedures at eight disposal facilities.
     Finally, the assistance afforded by the National Solid Waste Management
Association, Governmental Refuse Collection and Disposal Association, and
the American Public Works Association in the development of the manual
is greatly appreciated.
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                                  CONTENTS

INTRODUCTION
CHAPTERS
  Chapter 1 - Air
  Chapter 2(a) - Safety - Explosive Gases
  Chapter 2(b) - Safety - Fires
  Chapter 2(c) - Safety - Bird Hazards to Aircraft
  Chapter 2(d) - Safety - Access
  Chapter 3 - Surface Water
  Chapter 4 - Ground Water
  Chapter 5 - Endangered and Threatened Species
  Chapter 6(a) - Disease: Vectors
  Chapter 6(b) - Disease: Sewage Sludge and Septic Tank Pumpings
  Chapter 7 - Application to Land Used for the Production of Food
              Chain Crops
  Chapter 8 - Floodplains
APPENDIX A - Open Dump Inventory Reporting Form
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                                INTRODUCTION

     The purpose of this document is to assist States in evaluating
existing solid waste disposal facilities to identify the facilities which
do not comply with the "Criteria for Classification of Solid Waste Disposal
Facilities and Practices" (the Criteria).  The Criteria were promulgated
on September 10, 1979, (44 FR 53438) under the authority of Sections 4004
and 1008 of the Resource Conservation and Recovery Act (PCRA) of 1976
and Section 405 (d) of the Clean Water Act.  The Criteria were published in
the Federal Register on September 13, 1979 (Vol. 44, No. 179, p. 53438).
Those facilities that are evaluated by the States and found not to comply
with the Criteria will be reported to the Environmental Protection Agency
and published in the Open Dump Inventory as required by Section 4005 of
RCRA.  This Guidance Manual for the Classification of Solid Waste Disposal
Facilities is designed as a decision-maker's guide for those responsible
for allocating resources and for managing facility evaluations for the
Open Dump Inventory.  It contains suggested procedures representing EPA's
synthesis of the state-of-the-art for evaluating existing facilities
against the Criteria.  This manual may also be used by disposal facility
managers in examining their facilities.
     This manual provides technical guidance on setting priorities for
the Inventory and on determining whether a particular facility violates the
Criteria.  Because no Federal enforcement actions result from such a
determination, the manual does not address legal or enforcement issues
(e.g., chain of custody, site access, inspection procedures, due process).
However, to the extent that the State may use the results of these
evaluations in any subsequent State enforcement actions, the evaluation
procedures employed should take into account State legal requirements.
     The Criteria provide minimum national standards for the protection of
health and the environment from adverse effects resulting from solid
waste disposal.  The use of this manual's procedures to evaluate existing
disposal facilities should go far in providing for uniform and consistent
judgments in the application of the Criteria.  Every effort has been

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extended to make this document understandable, practical, complete, and
technically accurate and to provide that results obtained are replicable.
It must be emphasized, however, that the Criteria, not the Guidance Manual,
are the determining factors for the classification of facilities.  While the
States are not bound to use the procedures found in this document to
evaluate facilities, EPA expects the States to either use the Guidance
Manual or equivalent procedures (i.e., ones which achieve the same results),
as approved by the appropriate EPA Regional Office, for development of the
Inventory.
     EPA expects that field use of the manual will produce new data, expand
the state-of-the-art of evaluations, and lead to changes in some of the
procedures contained herein.  In addition, EPA intends to continue field
tests and data collection and to reflect procedural advancements in future
revisions of the Guidance Manual.
                           The Subtitle D Program
     The Subtitle D Program of RCRA seeks to improve solid waste management
in the Uhited States through funding of grants to States to support the
development and implementation of State solid waste management plans.  These
plans are being developed in accordance with guidelines promulgated under
Section 4002(b) of RCRA on July 31, 1979  (44 FR 45066).  In accepting a
Subtitle D grant, the State agrees to develop a State plan which lays out
a scheme for closing or upgrading existing open dumps (i.e., those facilities
found to be in violation of the Criteria) and to prohibit new open dumps.
The State also agrees to work toward development of regulatory powers to
implement the plan; i.e., to enforce the prohibition of new open dumps and
the closure or upgrading of existing open dumps.
     The annual State grant application (the "work program") will be
developed with public participation and include a list of those facilities
which the State intends to evaluate against the Criteria during the year.
The list will indicate facilities for which the State has substantial data.
The Guidance Manual will aid in making determinations for those Criteria
elements for which the State must gather further information or do further
analysis of existing information in order to determine whether tiie facilities

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should be listed in the Inventory.  Clearly, the States will not be able to
evaluate all disposal facilities in one year.  The State plan, which is also
subject to public participation and public hearing, will lay out a scheme
for tine-phasing the facility evaluations.  This scheme must be based on:
     (1) potential health and environmental impacts of facilities;
     (2) availability of State regulatory and enforcement powers; and
     (3) availability of resources.
     The States' general priorities have been set for FY 80, and the
procedures in the Guidance Manual will help the States determine which of
the priority facilities are most likely to cause potential health and
environmental impacts (i.e., violate the Criteria) and require greater
scrutiny.  The manual will also aid in establishing priorities in
subsequent years' work programs.
                          The Open Dump Inventory
     Under Section 4005(b) of RCRA, EPA is required to "publish an inventory
of all disposal facilities or sites in the United States which are open
dumps within the meaning of this Act."  An open dump is a disposal facility
which does not comply with the Criteria.
     Using this manual or equivalent procedures, the States will use
Subtitle D grant funds to identify those facilities which violate the
Criteria.  EPA encourages the States to evaluate each facility for all of
the Criteria elements, particularly where the facility is expected to be
upgraded.  However, EPA will publish as the "Open Dump Inventory" a list
of all facilities which the States have found to fail any one or more of
the Criteria.
     It should be noted that a facility may only be listed in the Open
Dump Inventory for violation of the Criteria, and not for violation of
more stringent State or local standards.  EPA recommends that the States
inform all concerned parties (e.g., facility managers and users)  of the
classification of a facility as an open dump prior to EPA's publication
of that facility in the Open Dump Inventory.

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     EPA will supply open dump inventory reporting forms to the States
(see Appendix A) .  While the States may delegate facility evaluation work
to sub-State agencies or private firms, or use field information gathered
by a State, local or Federal agency (e.g., the NPDES permitting agency),
the forms must be signed and submitted to EPA by a responsible State
official.  By October 1 of each year,  the States are to submit a form to the
EPA Regional Office for each disposal facility found to violate the Criteria
during that fiscal year (October 1-September 30).  Annually, EPA will
publish in the Federal Register the list (Inventory)  of those fcicilities
identified by the States as violating the Criteria.  The Federal Register
notice will explain that EPA is reporting on part of the State planning
process and that the Inventory is a planning tool intended to provide
information to the public and to help the States set priorities for their
solid waste management programs.  The listing of a particular facility does
not constitute a legal determination subjecting any party to Federal sanctions
under RCRA.
                           Coverage of the Manual
     The procedures detailed in this manual are specifically targeted at the
evaluation of existing solid waste disposal facilities.  While the Criteria,
as explained in the September 13, 1979 Federal Register, apply to a broad
range of disposal activities, the following assumptions and conditions
regarding the use of the manual must be reviewed carefully prior to
commencing evaluations:
     (1) The manual is designed for the evaluation of currently operating
     solid waste disposal facilities.   (For purposes of the Criteria, the
     term "disposal facility" is used to mean those facilities involved in
     the placement of solid waste on the land and not such facilities as
     transfer stations, incinerators,  resource recovery plants, etc.).
     Thus, the manual is not intended for use in evaluating permit
     applications for new facilities or for the design of such new
     facilities.
     (2) With the exceptions listed in (3) below, the manual is designed
     to be used for evaluations of the following solid waste disposal
     facilities:
                                      4

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    (a)  municipal waste landfills;
    (b)  industrial waste landfills, both off site and on site;
    (c)  sludge and other waste landspreading facilities, including
        those accepting sludges or wastes from:
        • sewage treatment plants,
        • water supply treatment plants,
        • air pollution control facilities,
        • industrial or conmercial facilities,
        • mining and agricultural operations.
    (d)  surface impoundments of solid, ligmd, or semisolid wastes;
    (e)  facilities for the disposal of septic tank pumpings.
(3)  For purposes of the Inventory, the manual is not intended for use
in the following cases:
    (a)  facilities where agricultural wastes (e.g., manure and crop
        residues)  are returned to the soil as fertilizers or soil
        conditioners;
    (b)  facilities where overburden resulting from mining operations
        is deposited when the overburden is intended for return to
        the mine site;
    (c)  land application of:
        • domestic sewage and
        • treated wastewater from publicly-owned treatment works.
    (d)  point sources of irrigation return flows or industrial
        discharges which are subject to permits under Section 402
        of the Federal Water Pollution Control Act;
    (e)  source, special nuclear,  or by-product material as defined
        by the Atomic Energy Act of 1954;
    (f)  location and operation of septic tanks;
    (g)  hazardous waste disposal facilities subject to regulation
        under Subtitle C of BORA;
    (h)  underground well injection facilities subject to regulations
        for State Underground Injection Control Programs (proposed as
        40 CFR Part 146); and
    (i)  backyard burning and waste composting.

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     (4) The State may evaluate an inactive facility and submit the results
     to EPA if the State believes the inactive facility may be causing
     adverse health or environmental effects and if the State feels that it
     is important to upgrade such a facility.  However, the State should be
     cautioned when using the manual for evaluating inactive facilities;
     the manual was designed specifically for operating facilities and the
     procedures may not be applicable to inactive facilities.
     (5) Regulations to be promulgated under Subtitle C of RCRA will define
     hazardous wastes and set forth the procedures for operators of
     hazardous waste disposal facilities to notify EPA and apply for permits.
     Prior to promulgation of these regulations, States may evaluate any
     disposal facility according to the Criteria, at the State's discretion.
     After promulgation of the Subtitle C regulations, however, hazardous
     waste facilities will be subject to the Subtitle C regulatory scheme.
     (6) Facilities on Federally-owned or leased land are subject to
     evaluation against the Criteria.  States are encouraged to work with
     agencies responsible for Federal lands on plans for and conduct of
     the facility evaluations.  Facilities on Federal lands are subject to
     Federal, State and sub-State requirements for solid waste management
     (RCRA, Section 6001).
     (7) Facilities on Indian lands may be classified if the State secures
     the approval of the tribe which has jurisdiction.  EPA will provide
     further guidance to the States on this issue.
                           Guidance Manual Format
     The manual addresses each Criteria element in a separate chapter.   The
        i
chapters follow the organization and format listed below.
     1. Criterion and Definitions
        The wording of each criterion is reproduced as presented in the
     Federal Register  (44 FR 53438-53468, September 13, 1979).
     2. Inventory Procedure
        This section contains a brief discussion of each Criterion's
     significance, including possible adverse health and environmental

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effects of violation of the Criterion.  Also presented is a surrmary
of the suggested approach for evaluations for purposes of the Open
Dump Inventory.
   Given the limited resources to develop the Open Dump Inventory,
the evaluation approach presented in this manual consists of suggested
schemes to eliminate facilities from further consideration, priority
ranking schemes, and then procedures to determine non-compliance.
   For each Criterion, there are a number of questions to be answered
in order to efficiently develop the Inventory, focus on priority
facilities or groups of facilities, and to identify violations of the
Criterion.  These questions are organized into a logical sequence which
is depicted in a decision flow chart for each Criterion.  The meaning
of the flow chart terms is as follows:
   (a) "Does not comply" means that the facility is an open dump
       for that reason.
   (b) "Complies" means complies with that Criterion, or portion
       thereof.
   In either case  (a) or  (b) above, the evaluator should go on to the
next box indicated in the flow chart or to the next Criterion if there
is no further box indicated.  This procedure should be followed for
all criteria.  If the flow charts and procedures contained in this
manual have been followed from beginning to end, a facility will have
been evaluated against the full Criteria and all reasons (if any)
for the facility to be classified as an open dump will have been
identified.
3. Resolution of Decision Flow Chart Questions
   Each question posed in the flow chart is restated in the text and
step-by-step procedures, methods, and techniques for answering each
question are presented.
   As indicated previously, the procedures for evaluation of facilities
involve:

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   (a)  Elimination schemes
       The first step in most evaluation procedures in this manual
   involves elimination of some facilities from further consideration.
   This elimination step is designed to rule out or quickly rate
   facilities to which the Criterion does not apply or where non-
   compliance or the likelihood of non-compliance is easily
   determined.
   (b)  Ranking schemes
       In order to optimize the use of limited resources for evaluating
   facilities and to focus attention on these facilities most likely to
   violate the Criteria (i.e., have a high probability of causing
   adverse effects), ranking schemes are presented.   The emphasis on
   ranking schemes is greatest for those situations where the
   determinations are time consuming or expensive to make,  .and where
   the adverse effect involves public health or safety.
   (c)  Determination schemes
       Specific technical procedures are provided for identifying
   non-complying facilities.  These procedures are for performance
   evaluations (i.e., measuring or predicting adverse effects)  and/or
   substitute operational evaluations (i.e., evaluating the adequacy
   of techniques employed to control adverse effects).  For purposes
   of the Inventory and State planning activities, substitute
   operational evaluations are acceptable in lieu of performance
   evaluations where the state-of-the-art establishes a direct cause
   and effect relationship between adverse effect and operational
   technology (e.g., cover soil effectively controls rats).
4. Checklist
   At the end of each chapter is a suggested decision checklist to be
used for each disposal facility.  The checklist summarizes the flow
chart questions and provides a place indicating the determination
for each specific facility.

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                         Additional Issues
 (1)  EPA believes that the current state-of-the-art precludes definitive
 determination of non-compliance with the Ground Water and Gas Criteria
 without monitoring.
 (2)  EPA recommends that no disposal facility be classified as an open
 dump without an on-site field evaluation which reflects the current
 operational and physical conditions of the facility.
 (3)  Field inspections should take into account how seasonal variations
 will affect data results.  For example, rainy seasons impact surface
 leachate seeps; saturated or frozen surfaces increase methane migration
 and concentrations;  vectors appear seasonally; birds  migrate; etc.
 (4)  States must use their judgment in determining whether a violation
 observed on a single site visit constitutes non-compliance, taking
 into account the seriousness of the violation and any previous history
 of violations.
 (5)  The manual is designed to be used by State managers,  inspectors,
 and evaluators who have been sufficiently trained to  apply the
.procedures.  College degrees are not required, but a  science background
 and/or solid waste management experience is preferred.

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                                     CHAPTER 1

                                        AIR
1.0  Criterion and Definitions
        §257.»-7 Air.
          (a) The facility or practice shall not
        engage in open burning of residential,
        commercial, institutional or industrial
        solid waste. This requirement does not
        apply to infrequent burning of
        agricultural wastes in the field,
        silvicultural wastes for forest
        management purposes, land-clearing
        debris, diseased trees, debris from
        emergency clean-up operations, and
        ordnance.
  (b) The facility or practice shall not
violate applicable requirements
developed under a State implementation
plan approved or promulgated by the
Administrator pursuant to Section 110 of
the^Clean Air Act.
  (c) As used in this section "open
burning" means the combustion of solid
waste without (1) control of combustion
air to maintain adequate temperature for
efficient combustion, (2) containment of
the combustion reaction in an enclosed
device to provide sufficient residence
time and mixing for complete
combustion, and (3) control of the
emission of the combustion products.
2.0   Inventory Procedure

           For the purpose of the Inventory  the approach is  to initially

      identify disposal facilities which do  not practice open burning of

      wastes.   Facilities which practice open burning must then be evaluated

      for the  type of waste burned and conplianoe with the State Inpleinentation

      Plan developed pursuant to the Clean Air Act.

           The compliance decision flow chart is presented in Figure  1-1.

3.0   Resolution of Decision  Flow Chart Questions

      3.1  Is  open burning of solid waste practiced at the facility?

           The first step in  evaluating a facility for the air criterion is

      to determine whether open burning is practiced  (flow chart question 1).

      A facility that uses trench or pit incinerators practices open  burning

      because  such incinerators do not control emissions (see discussion of

      air criterion in  preanfole to 40  CFR Part 257) .
                                          1-1

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     In general, this criterion does not apply to surface impoundments
and landspreading facilities since their operation does not involve
open burning.  There might, however, be special cases of combustible
waste disposal and open burning at these types of facilities.  These
cases should be evaluated as outlined below.
     The procedure for determining whether open burning is being
practiced is to:
     (a) study the previous history of the facility through:
         • past inspections
         • design plan and permit conditions (does facility have a
           variance which allows open burning?)
         • complaints of open burning
         • interview with local air quality agency
     (b) conduct a field inspection
         • visual observation of active open burning (including
           evidence of underground fires)
         • evidence of previous burning, such as
           - burning pits
           - ash piles
           - smoldering
     Where open burning is not practiced,  the facility complies with
the Air Criterion.  If open burning is practiced, the next step is
to determine the type(s) of waste being burned (flow chart questions
2 and 3).
3.2  Are residential, commercial, institutional, or industrial solid
     wastes open burned at the facility?
     Where open burning is practiced, from past history or field
inspection, determine if the wastes burned are residential, commercial,
institutional, or industrial.  If any of these wastes are open burned,
then the facility does not comply with the Air Criterion.
                                1-3

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3.3  Are field agriculture wastes, forest management silvicultural
     wastes, land-clearing debris, diseased trees, debris from
     emergency cleanup operations, or ordnance open burned at the
     facility?
     If none of these wastes are open burned, then the facility
complies with the Criterion.  If the wastes are open burned, the
evaluation must continue to determine if they are open burned in
accordance with the State ImpleitEntation Plan.
3.4  Does the facility control the open burning of these wastes in
     accordance with the State Implementation Plan (SIP), approved
     or promulgated by the Administrator pursuant to Section 110 of
     the Clean Air Act?
     The State or local agency responsible for air pollution control
should be consulted to determine whether the burning of the wastes
is in compliance with the SIP (flow chart question 4).  If the agency
is unable to make this determination, obtain from the agency the
general and facility specific requirements of the SIP and regulations
or guidelines developed thereunder for the open burning of field
agricultural wastes, forest management silvicultural wastes, land-
clearing debris, diseased trees, debris from emergency cleanup
operations, or ordnance.  Examine variances, permits, or exemptions
for burning and the conditions thereof.  For example, open burning may
be limited to certain
     • hours of the day
     • seasons of the year
     • atmospheric conditions
     • designated burn areas
     • number of times per year
     • distances from the working face, public roads, highways,
       residences, etc.
     • notification requirements to the air agency, solid waste office,
       or fire department stating when open burning occurs
     • times when adequate fire protection is available
     • exemptions for certain areas of the State

                                1-4

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     Determine if the facility operates in accordance with the SIP and
the applicable variances, permits and exemptions by:
     • Study of the past history of the facility, including inspection
       and citizen complaint records
     • Field inspection(s)  for visual observations of active or previous
       burning
     If there are violations of the conditions of the SIP, the facility
does not comply with the Air Criterion.
                                1-5

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                                  Chapter 7

                                     AIR

                        Criterion Compliance Decision

                              Q (implies

                              DDoes Not damply
1.  Is open burning of solid wastes practiced at the facility?

    n YES  (Continue to 2)

             D Records of previous open burning
             D Visual observation of open burning
             DPhysical evidence of previous open burning

    D NO  (COMPLIES)

             D Facility is a surface inpoundnent and does not open burn wastes
             D Facility is a landspreading operation and does not open burn
                 wastes
             D Landfill which does not open burn

2.  Are residential, commercial, institutional, or industrial solid, wastes
    open burned at the facility?

    [3 YES  (Does not comply)

             D Records of previous open burning
             D Visual observation of open burning
             DPhysical evidence of previous open burning

    n NO  (Continue to 3)

3.  Are landclearing debris, diseased trees, debris from emergency clean-up
    operations, silvicultural and agricultural wastes, or ordnance open
    burned at the facility?

    D YES_  (Continue to 4)
             D Records of previous burning
             D Visual observation of open burning
             D Physical evidence of previous open burning

    D NO  (COMPLIES)

4.  Does the facility control air emissions in accordance with the State
    Inplementation Plan  (SIL) approved or promulgated by the administrator
    pursuant to Section  110 of the Clean Air Act?

    Q YES   (COMPLIES)
             D Opinion given by State agency managing the SIP
             Q Variances or permits under SIP examined
             D Visual observations of open burning comply with SIP

    [J NO   (Does not comply)
                                       1-6

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                                    CHAPTER 2(a)

                             SAFETY - EXPLOSIVE  GASES
1.0  Criterion  and Definitions
                              §257.3-6 Safety.
                               (aj Explosive gases. The
                              concentration of explosive gases
                              generated by the facility or practice
                              shall not exceed:
                               (1) Twenty-five percent (25%) of the
                              lower explosive limit for the gases in
                              facility structures (excluding gas control
                              or recovery system components); and
                               (2) The lower explosive limit for the
                              gases at the property boundary.
                                (e) As used ii» this section:
                                (3) "Explosive gas" means methane
                              (CHJ.
                                (4) "Facility structures" means arjy
                              buildings and sheds or utility or -
                              drainage lines on the facility.
                                (5) "Lower explosive limit" means the
                              lowest percent by volume of a mixture
                              of explosive gasqs which will propagate
                              a flame in air at 25°C and atmospheric
                              pressure.
2.0   Inventory  Procedure

           Due to the large number  of solid waste disposal facilities at

      which methane is likely to be generated,  and the time involved to

      monitor a  facility for determination of compliance, the Inventory

      procedure  includes the ranking of facilities according to  their

      potential  for possible migration problems at the time of the Inventory.

      The entire classification process consists of:

           (1)  The elimination from further consideration (compliance) of

           certain facilities at which methane is not generated  and at which

           methane is prevented from migrating beyond the property boundary

           and accumulating in facility structures;

           (2)  Ranking of the remaining facilities based on the  potential

           for any methane hazard at the time of the  Inventory;

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           (3)  Determination of compliance by monitoring.
           Figure 2(a)-l presents the compliance decision flow chart.
      2.1  Other Definitions
           As used in this chapter for the purpqse of the Inventory:
           (1)  "Property boundary" means the perimeter of the property on
           which a facility is sited; or the perimeter of the property,
           including buffer zones, which is designated as a facility by
           appropriate local and State regulations or permits; whichever
           is lesser.

3.0  Resolution of Decision Flow Chart Questions
     3.1  Is methane generated?
          Certain disposal facilities will either not generate any methane,
     or such minor amounts, that they may be assumed to comply with, the
     Explosive Gases Criterion without any monitoring.  The data needed to
     make this determination includes:
          (a)  The type of waste, organic or inorganic, disposed of at the
          facility;
          (b)  The method of disposal, i.e., landfilling, surface impoundment,
          or landspreading;
          (c)  The age of the facility;
          (d)  Operating conditions at surface impoundments.
          This information can be collected frcm permit and inspection records,
     field observations, and interviews with the facility owners or operators.
                                    2(a)-2

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     Those facilities which may be assumed to comply for the purpose
of the Inventory are:
      (a)  Landfills
          (1)  Any landfills that have not in the past and do not
          presently accept organic waste, since no methane will be
          generated.  Coal and peat processing waste, incinerator,
          composting, resource recovery residues and septic tank
          pumpings should be considered organic wastes.
          (2)  Any landfills that are less than one year old, even those
          accepting organic waste, since they are not old enough to be
          of concern.
      (b)  Landspreading Facilities - Since methane production is an
     anaerobic process, all landspreading facilities may be assumed to
     comply as, in general, the waste is maintained in an aerobic
     condition.
      (c)  Surface Impoundments - Since any methane generated is prevented
     from migrating by the liquid, it may be assumed that all surface
     impoundments comply with the Criterion, for the purpose of the
     Inventory.  Should the State find a surface impoundment where
     methane is being generated with a facility structure in contact
     with the liquid, then the Gas Criterion evaluation may need to be
     conducted for that case.
3.2  Is methane prevented from migrating beyond the property boundary
     and accumulating in facility structures?
     At some disposal facilities, water, saturated soil or impervious
rock naturally prevent the migration of any methane generated, or
migration is controlled with venting or gas recovery systems and therefore
the facility complies with the Criterion.
     Data needed to make this determination include:
          •  The location and types of facility structures;
          •  Hydrogeologic conditions surrounding the disposal area;
          •  Property boundaries;
                                  2(a)-4

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          •  Information on any venting, migration control, or gas
             recovery systems;
          •  Recent monitoring records.
     Example landfills are:
          •  Any landfill which is at all times entirely surrounded
             (sides and bottom) inside the property boundaries by water
             or saturated  (e.g. surface water interconnected to ground
             water) or impervious rock and at which there are no
             facility structures located inside the surrounding barrier
             or on top of the waste deposit.  Examples would be a
             facility in a marsh or swamp, a facility on an island where
             the property boundary is at or outside the edge of the water,
             or a facility where a high ground water table is being
             lowered inside the property boundary by open drainage
             tenches.
          •  Any landfill with recent monitoring records which show that
             both sections of the criterion are being met in accordance
             with the requirements of the monitoring section  (3.4).
             Conversely, if recent records show the levels stipulated by
             the Criterion are being exceeded in facility structures,
             or at or beyond the property boundary, the facility is not in
             compliance and the evaluation may proceed to the next
             criterion.
3.3  Ranking of facilities based on the potential for any methane hazard
     at the time of the Inventory.
     The preceding sections have dealt with the elimination from further
consideration of facilities which due to certain conditions comply with
both provisions of this Criterion.  The only facilities remaining to be
evaluated are landfills.  Due to the fact that very few landfill
facilities are being monitored for gas, and the time involved in
monitoring, a ranking technique is presented in this section, so that
those facilities with the greatest potential methane hazard at the time
of the Inventory can be given top priority for evaluation.  The scheme
separates facilities into high, medium and low monitoring priorities

                                 2 (a)-5

-------
based on a history of methane related events, field observation, and
methane migration distance prediction charts.
     3.3.1  Ranking Based on Methane Related Events
     Facilities with the following characteristics should be given
highest monitoring priority:
     1.   A history of methane related fires or explosions in facility
     or off-site structures, including non-pressurized utility lines;
     2.   Where existing monitoring data at facility structures and off-
     site structures indicate that the requirements of the criteria may
     be being exceeded.  This group should also include those; facilities
     where migration control devices have been installed to control a
     historical problem in on- or off-site structures.
     For further evaluation of these highest priority facilities, proceed
to the monitoring section (3.4).   For the remaining facilities, continue to
the second ranking step.
     3.3.2  Ranking Based on Preliminary Field Observations
     Certain facilities can be assigned monitoring rankings from simple
field observations.  A scale plot plan of the facility and the surrounding
land use within 1/4 mile of the facility, including the location of
facility and off-site structures, is needed.  The property boundaries
and the solid waste limits should be on the map.  A recent scale aerial
photo might also be used.  From this map, photo or plot plan, and an
on-site inspection, the following rankings can be assigned:
      (a)  Low Priority - those facilities at which there are no off-site
     structures within 1,200 feet of any side of the solid waste limits;
     (b)  Medium Priority - those facilities where within 1,200 feet
     of any side of the solid waste limits there are no off-site
     structures and no facility structures, but at which there is
     evidence of unhealthy or dead vegetation outside or near any
     property boundary.
                                2 (a)-6

-------
      Note: Vegetation destruction is not necessarily related to the
      explosive gas hazard, but it may be good indicator of methane
      migration.

      (c)  Highest Priority - those facilities located in sand or gravel
     pits and at which there are off-site or facility structures within
      300 feet of any side of the solid waste limits.
     For further evaluation of the facilities ranked in this section,
proceed to the monitoring Section 3.4.  For the remaining facilities
that have not been eliminated or ranked, proceed to the third ranking
step  3.3.3.
      3.3.3  Ranking Sased on Methane Migration Distance Prediction Charts
      It is difficult to rank the remaining landfills by potential
hazard without an estimate of the distance the methane may have migrated
at the time of the Inventory.  Migration distance charts have therefore
been developed for Inventory ranking.  These estimated distances, when
compared to the location of the facility structures, property boundaries,
and off-site structures, can then be used to establish a monitoring
priority for the remaining landfills.
     A basic methane migration distance prediction chart and appropriate
corrective factor charts were produced by imposing a set of simplifying
assumptions on a general methane migration computer model.  These charts
should not be used for any purpose other than Inventory ranking because
of the number of assumptions that had to be made to produce them.  An
example of a landfill is shown in Figure 2(a)-2 along with 2 cross-
sections.  Conditions along each side of the waste deposit are typical
conditions that could be encountered.  A similar sketch or plan of a
facility being evaluated should be prepared.  The land use within % mile
of the solid waste limits, including off-site and facility structures,
should be on the map.  The property boundaries and solid waste deposit
limits should also be plotted, as has been done in Figure 2(a)-2.
                                 2(a)-7

-------
                                                c?   HO
                                                                               LSI
AGRICULTURAL
                                         SOLID WASTE
                                               SECTION  A-A
                                              SECTION  B-B
                              FIGURE   2UI-2  EXAMPLE LANDFILL (NOT TO SCALE)
                                                    2 (a)-8

-------
      Additional data needs are:
      1.   The age of the site from the initial disposal of organic waste;
      2.   The average elevation of the bottom of the solid waste;
      3.   Natural boundaries and topography around the site;
      4.   The average elevation below the solid waste of a gas impervious
      boundary,  such as the ground water table or a rock formation
      consisting of granite, marble or shale.

     Two calculations of migration distance from the waste boundary
are needed for each aide of the landfill, to determine if the Criterion
is satisfied:
      (1)   The 5 percent (LEL) distance for property boundaries.
      (2)   The 1.25 percent  (1/4 LEL) distance for facility structures
     on or off site.
     After preparation of the sketch and cross-sections, the determination
of the estimated migration distances begins with the use of Figure 2(a)-3
for the 5 percent lower explosive limit (LEL)  methane migration distance
and for the 1.25 percent (1/4 LEL) distance.  These distances are then
modified, if necessary, with the corrective factors for depth and
surrounding soil surface permeability, Figures 2(a) 4 and 5.  The final
distances of migration for each side of the landfill can then be plotted
on the landfill sketch for comparison to property boundary and structure
locations, and the priority determined using Table 2(a)-2.
     Uncorrected Migration Distances - The use of Figure 2(a)-3
requires the age of the site and the type of soil extending out from
each side of the solid waste deposit.  The graph is entered with the
site age, moving up to the appropriate soil type and methane concentration
(1.25 or 5 percent).  Interpolations between the sand and clay lines
on the graph can be made for other soils,  using the following general
guidance:
                              2 (a)-9

-------
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                  2(a)-12

-------
         Soil Name
USCS Classification
Chart Use
Clean  (no fines) gravels and sands    GW, GP, SW, SP
Silty gravels and sands, silt,
silty and sandy loam, organic
silts
                         Sand
Clayey gravels and sands, lean,
fat and organic clays
GM, SM, ML, OL, MH
GC, SC, CL, CH, OH
Interpolate

Clay
     The uncorrected migration distance from the solid waste  limit can
 then be read on  the  left  for the appropriate site age and soil  type.
     If the soil along a given boundary is stratified and the variability
extends from the waste deposit to the property boundary,  the most
permeable unsaturated thickness should be used in entering the charts.
For example, if dry clean sand underlies surficial silty clays,  the
uncorrected migration distance should be obtained using the sand line.
of the chart.   Where there are questions as to the extent of particular
soils along a boundary, helpful information can be obtained from Soil
Conservation Service Soil Survey Maps.  Field inspection, SCS maps and
permit boring information should be sufficient.  Additional borings are
not necessary as this is only a ranking procedure.   Where there is
doubt,  use the most permeable soil group present.

     For the example landfill in Figure 2(a)-2, the uncorrected
 5 percent  methane migration distances for  a 10 year old  landfill
 would  be  (Figure 2(a)-3).
     Section A-A: East side, 10 years, sand = 165'
                   West side, 10 years, sand = 165'
     Section B-B: South side,  10  years,  sand  =165'
                   Itorth side,  10  years,  clay  =  130'
                              2(a)-13

-------
     The corresponding uncorrected distances for the 1.25 percent
methane migration would be:
     Section A-A:  East side, 10 years, sand = 255'
                   West side, 10 years, sand = 255'
     Section B-B:  South side, 10 years, sand = 255'
                   North side, 10 years, sand = 200"
     The corrective multipliers for the example site would be:
     Section A-A:  East side, 10 years, 20" deep = 1.0
                   West side, 10 years, 20' deep =1.0
     Section B-B:  South side, 10 years, 10' deep =0.95
                   North side, 10 years, 50" deep =1.4
     Venting Conditions Correction - The corrective factors for the
surrounding soil venting conditions are obtained using the chart, in
Figure 2(a)-5.  This chart is based on the assumption that the
surrounding surficial soil is impervious 100 percent of the tame.
Thus the value read from the chart must be adjusted, based on the
percentage of time the surrounding surficial soil is saturated or
frozen and the percentage of land along the path of gas migration from
which gas venting to the atmosphere is blocked all year (asphalt or
contrete roads or parking lots, shallow perched ground water, surface
water bodies not interconnected to ground water).  The totally
impervious corrective factor is only used when the landfill is entirely
surrounded at all times by these conditions.  If both tune and area
adjustments are necessary, the percentages are additive.  Estimates
to  the nearest 20 percent are sufficient.  An adjusted corrective
factor is obtained by entering the chart with site age and obtaining
the totally impervious corrective factor for the appropriate depth
and soil type and then entering this value in the following equation:
     Adjusted corrective factor =
 [Impervious corrective factor)-!] x  [% of impervious time or area] + 1

                              2 (a)-14

-------
When free venting conditions are prevalent most of the year, simply use
1.0 (no correction).  For depths less than 25' deep, use the 25' value.
For the example site, the adjusted corrective factors for frozen or
wet soil conditions 50 percent of the year are:

     Section A-A-   East side  (i^nore narrow road,
     section A A.              sand^ 2Q, deep^ 1Q   = (2,2-1)(.50)+! = 1.6
                               years old)
                    West side  (sand, 20' deep, 10
                               years old)           = (2.2-1) (.50)+! =1.6
     Section B-B:
                    South side  (sand, 10" deep, 10
                                                    -  (2.2-1) (.50)+! = 1.6
                                years old)
                    North side  (clay, 50' deep, 10
                                years old)          =  (1.5-1)(.50)+! = 1.25

     Once the surface venting factors have been tabulated in Table 2(a)-l,
the corrected distance can be obtained by multiplying across the chart
for each side of the landfill.  These values can then be plotted on the
original scale plan to describe contours of the 5 percent and 1.25 percent
methane concentrations or simply compared to the distances from the
waste deposit to structures of concern (Figure 2(a)-6).  The comparisons
are then used with Table 2(a)-2 to arrive at the ranking or priority for
facility monitoring.
3.4  Do the concentrations of methane, as determined by monitoring,
     exceed 25 percent of the LET, in facility structures or LET, at
     the property boundary?

     In order to determine compliance with the criterion it  is necessary
to monitor  facilities for methane gas at  facility  structures and at the
property boundaries.  The ranking sequence provides the order of which
landfills,  and which boundaries or  structures, should  be monitored first.
                              2 (a)-15

-------
     The distance of methane movement at a site at a particular time
 is  influenced by a number of factors, including the stratification
 and moisture content of  soils and the venting conditions at the soil
 surface surrounding the  waste deposit.  The  location of probes and  the
 timing of  samples is therefore very important to  the accuracy of  a
 compliance determination.

     For field measurements it is recommended that a combustible gas
indicator be used to determine methane concentrations as a percent of
the LEL.  The indicator should be of the hot-wire Wheats tone bridge
type (catalytic combustion).  The thermal conductivity type of meter
is not: recommended because of carbon dioxide interference.   Instructions
on the use and calibration of these instruments should be obtained
from the manufacturer.   These meters normally measure methane concentration
as a percentage of the LEL rather than percent methane.  Some models are
equipped though to measure both.   High concentrations of methane.
 (75 percent) sometimes cause erratic performance with the percent LEL               "
meter.  Therefore,  meters which are capable of reading methane
concentrations directly are recommended as a ched: in the event of
erratic percent LEL readings.  Alternate instrumentation could include
the collection of samples in vacuum bottles,  with lab analysis using
a gas partitioner or chromatograph.
     3.4.1  Monitoring in Facility Structures
     Monitoring in a facility structure should normally be done after
the building has been closed overnight or for a weekend, and when the
soil surface has been wet or frozen for several days.   Sampling should
be done in confined areas where gas may accumulate, such as basements,
crawl spaces, near floor cracks,  attics and around subsurface utility
connections.  Gas recovery and gas control equipment need not be
sampled.  The results,  location,  date and time for each sample should
                              2 (a) -16

-------
be recorded.  If any of the readings are equal to or greater than
1/4 LEL, then the facility is not in compliance.  If all the readings
are less than 1/4 LEL, the facility is in compliance,  it might be
desirable to repeat the tests at a later date or under different
climatic conditions to verify the readings.
     3.4.2  Monitoring at the Property Boundary
     Monitoring points should be located along the top priority
property boundaries of the site first.  There should be at least
2 monitoring points along a boundary.  The exact location of these
points should take into account any gas permeable seams; such as dry
sand or gravel, alignment with an off-site point of concern, proximity
of the waste deposit, areas where there is dead or unhealthy vegetation
that might be due to gas migration, and areas where underground
construction might have created a natural path for gas flow (utility
lines).

      In soils that are of uniform depth, probes or sampling points
 should be at least 3 feet below the ground surface.  Where  dry sand,
 gravel or more gas permeable soil strata might interconnect the waste
 deposit and the property boundary,  multiple sampling points should be
 used,  with the uppermost one three  feet deep and additional ones in
 the permeable layers.
      For shallow sampling points (31), a bar punch may be used.  A
 rubber stopper or gas impervious seal must be  placed over the  top of
 the hole for at least an hour before sampling.  This will allow the
 gas to displace air that entered the hole  while punching it.   Information
 on the use of the bar punch  may be  obtained from a local gas utility
 company or a manufacturer.   A photo is shown in Figure 2 (a)-6.  Shallow
 sampling points may also be  excavated with a hand auger and be constructed
 with the various probes  shown in Figures 2(a)-7 through 2(a)-10.
                             2(a)-17

-------
                 •HIGHEST PRIORITY RESULTS FROM STRUCTURES WITHIN 300'
                  IN SAND, NOT FROM CONCENTRATION CONTOURS
FIGURE    2ii)-6    EXAMPLE LANDFILL  METHANE CONCENTRATION  CONTOURS (NOT TO SCALE)
                                   2 (a) -18

-------
USING TOGO STICK' {BAR HOLE MAKER)
TO MAKE  A GROUND GAS SAMPLING
HOLE
WITHDRAWING A GROUND GAS SAMPLE
THROUGH AN EXPLOSIMETER
     CLOSE-UP OF EXPLOSIMETER


     SOURCE  FRANK FLOWERS
                     FIGURE   2(a)-7   EXAMPLE OF GAS MONITORING  APPARATUS
                                             2(a)-19

-------
                                               MASKING TAPE OVER
                                               END OF PROBE 	7
              DEPTH  OF
               PROBE
;'•{'  ''o'-'S." , ''t
  iV° • '.' .'*'   .
                 CLOTH TO BE WRAPPED
                 AND TIED AROUND
                 PERFORATED END  OF
                 TUBING
BACK  FILLED
   MATERIAL
                                                          - DEPTH AND IDENTIFICATION OF PROBE
                                                            MARKED ON TAPE WITH WATERPROOF
                                                            INK PEN,  THEN WRAP WITH CLEAR
                                                            TAPE
                                                       CEMENT  PLUG
                                                    T
                             x- PERFORATIONS V MIN.  (CAN  USE
                             '   HAND DRILL,  KNIFE POINT, OR
                           /    OTHER SHARP INSTRUMENT TO
                                PERFORATE TUBE ENDI
                                                     WEIGHT 
-------
SOURCE: LOS ANGELES COUNTY SANITATION DISTRICTS
                       FIGURE   2(a)-9   TYPICAL DISASSEMBLED  GAS PROBE
                                             2(a)-21

-------
                                                 • CAP
                                                  PERFORATED P.V C.
                                                  PIPE COVERED  WITH
                                                  FIBERGLASS CLOTH
                 • i^; \*^L-r •' ***   "•' "**«
T-2'  SCREEN -
                                        WATER  TABLE
     LEGEND:

                IMPERMEABLE  PLUGS

                P6A GRAVEL

                BOREHOLE CUTTINGS


   SOURCE  ENVIRONMENT  CANADA
                       FIGURE   2(a)-10   MULTI-LEVEL  PERMANENT GAS  PROBE  INSTALLATION
                                                2(a)-22

-------
                          — •jig" OIA.(-«	
GAS SAMPLING  TUBE
                                                 GROUND  SURFACE
                                               GAS  PROBE
SOURCE: SCS ENGINEERS
                           TYPICAL SECTION
                             {NO SCALE)
FIGURE   2(al-11   TYPICAL MULTI-LEVEL  GAS SAMPLING PROBE INSTALLATION
                              2 (a)-23

-------
Multiple probe installations may be placed in the same hole, or in
separate holes in the same location.  Normally a boring rig or portable
power auger will be needed to excavate for the installation of the
deeper probes.  Deep probes should not be sampled for at least 24 hours
after installation.  Non-pressurized utility lines leaving the site or
alongside it should also be monitored.
     When sampling with a combustible gas indicator, samples should be
withdrawn with the vacuum pump or hand bulb until a constant reading
is obtained.  When vacuum bottles are being used, at least the volume of
air or gas in the probe and line should be withdrawn before talcing a
sample.  The location or probe number, the time and date and the results
should be recorded.

      If the site has a gas control or recovery system in operation,
 the sampling points should be located at the property boundary on
 the opposite side of any trench or pipes with respect to the disposal             ^
 area and the property boundary.  It may be necessary to locate the
 sampling points off the facility if the control system is located at
 the property boundary.
      Sampling should preferably be done when the soil surface has been
 wet or frozen for several days.  The results, location, date and time
 should be recorded.  If any of the readings are equal to or greater
 than the LEL (5 percent), then the facility is not in compliance.   It
 might be desirable to repeat the tests at a later date or under different
 climatic conditions to verify the readings.  Where pumping control
 systems are being used, samples should be taken when all pumps have
 been shut down for their maximum time during normal operation.
                             2(a)-24

-------

















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-------
                                Chapter 2.(a)

                           SAFETY - EXPLOSIVE GASES
                       Criterion Compliance Decision

                             Q] Complies
                             O Does Not Comply
1.  Is methane generated?

    n YES  (Continue to 2)
             D Landfill with organic waste
             D Surface impoundment generating methane with a facility
                 structure in contact with the liquid

    Q NO  (COMPLIES)

             D Landfill with no organic waste
             D Landfill less than one year old
             D Surface impoundment with no structures located adjacent to
                 or above the disposal area
             n Landspreading operations

2.  Is methane prevented from migrating beyond the property boundary and
    accumulating in facility structures?

    D YES  (COMPLIES)
             D Facility located on impervious rock
             G Facility located on saturated soil or surrounded by surface
                 water
             D Facility with gas venting or recovery systems
             D Facility with recent monitoring records showing no migration

    O NO  (Does not comply - continue to 3)

3 .  Ranking of f aciJ ities based on potential for methane hazard at the time
    of the Inventory.

    O High priority  (continue to 4)

             D History of methane-related fires or explosions
             O Monitor ing results that indicate a migration problem
             D Location in sand and gravel pits, and facility or off -site
                 structures within 1200 feet
             D Ranking from Table 2 (a) -2

    O Medium priority

             D Vegetative stress within 1200 feet, but no facility or off-
                 site structures
             D Ranking from Table 2 (a) -2

                                       2 (a) -27

-------
                                Chapter 2 (a)

                           SAFETY - EXPLOSIVE GASES
                                 (Continued)


    Q Low priority

             QNo off-site structures within 1200 feet
             D Ranking from Table 2 (a)-2

4.  Do the concentrations of methane, as determined by monitoring, exceed
    25 percent of the LEL in facility structures or the LEL at the property
    boundary?

    DYES  (Does not comply)

    n NO  (COMPLIES)
                                                                                     4
                                  2(a)-28

-------
                                  CHAPTER 2(b)

                                 SAFETY - FIRES
1.0  Criterion and Definitions
                             (b) Fires. A facility or practice shall
                           not pose a hazard to the safety of
                           persons or property from fires. This may
                           be accomplished through compliance
                           with § 257.3-7 and through the periodic
                           application of cover material or other
                           techniques as appropriate.
                             (e) As used in this section:
                             (6) "Periodic application of cover
                           material" means the application and
                           compaction of soil or other suitable
                           material over disposed solid waste at
                           the end of each operating day or at such
                           frequencies and in such a manner as to
                           reduce the risk of fire and to impede
                           disease vectors' access to the waste.
2,0  Inventory Procedure

           The Fires Criterion is satisified when a  facility does not pose

     a  hazard to  the safety of persons or property  fron fires.   The general

     procedure is to first eliminate from farther consideration (complies)

     those facilities handling non-flammable wastes.

           The remaining facilities are then evaluated for:

           • compliance with the Air Criterion

           • periodic cover application

           • adequate operating procedures to control fires should

             they  occur

           The compliance decision flow chart is shown in Figure 2(b)-l.

3.0  Resolution of Decision Flow Chart Questions

     3.1  Does the facility have the potential for  fire occurrence?

           A facility which receives only non-flammable or non-combustible

     waste, such  as rock and  earth, or processing wastes and non-combustible
                                      2 (b) -1

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sludges, liquids and aqueous solutions does not have the potential
for a fire hazard and therefore it complies with the Fire Criterion.
     If a facility accepts flammable or combustible waste, the next
step is to determine whether it meets the Air Criterion,  (Flow chart
question 2; see Chapter 1.)
3.2  Does the facility comply with Section 257,3-7, the Air Criterion?
     A facility is limited by the Air Criterion to only open buring
of agriculture wastes in the field, silvicultural wastes for forest
management purposes, land-clearing debris, diseased trees, debris from
emergency clean-up operations and ordnance; and, further, must not
violate the applicable requirements developed under a State
Implementation Plan  (SIP) approved or promulgated by the Administrator
pursuant to Section 110 of the Clean Air Act.
     The evaluation procedure is merely to determine if the facility
has complied with the Air Criterion, Chapter 1.
3.3  Is periodic cover material applied?
     For the purpose of the Inventory, the application and compaction
of soil or other suitable materials over all combustible solid waste
at the end of each operating day is sufficient to reduce the risk of
fire and satisfy the requirements of the criterion.  For those landfill
facilities operating 24 hours per day, it is sufficient to apply cover
once each operating day.  These facilities which do not practice daily
covering of all conbustible waste or that open burn must next be
evaluated for the adequacy of any periodic cover and other fire control
techniques.
     For landspreading operations handling combustible solid waste,
incorporation of all waste into the soil at the; end of each operating
day in accordance with Chapter 7 is sufficient to meet periodic cover
requirements.

                              2(b)-3

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3,4  Hoes the facility have adequate opera tang procedures to control
     fires should they occur?
     Where a facility does not or cannot completely cover all
combustible solid waste at the end of each operating day or where
open burning is practiced, (even in compliance with the Mr Criterion)
it is necessary to employ adequate operating techniques to prevent
and/or control fires, including underground fires.
     (a)  ..At a landfill where open burning is practiced, .common
     control measures include:
         • supervision while burning is practiced
         • limitation of access to users while burning occurs
         • established arrangements with the local fire department
         • earth stockpiles near the burning area                               "
         • arrangements for, or on-site availability of.  heavy
           equipment to control spread of fire
         • water supply under sufficient pressure
         • fire extinguishers
         • presence of firebreaks or firelanes
     Determination of compliance is facility specific with regard to
whether one or more of these measures is sufficient to assure that
the open burning does not pose a hazard to the safety of persons or
property.  A review of existing records and/or new inspections will be
needed to make this determination.
      (b) A landfill, where cover material is not applied to all
     combustible waste at the end of each operating day, must also be
     evaluated.  The following should be considered in deciding whether
     there is a fire hazard.
                               2(b)-4

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         • previous inspections and reports
         • permit conditions (for a fire protection plan)
         • complaint record
         • the frequency of spreading and compacting of all
           combustible waste
         • supervision of waste unloading to ensure that hot loads
           and special wastes that have a high potential for
           starting fires are unloaded a safe distance from the
           working face.  (Also, supervision of the waste unloading
           area is required to prevent users from intentionally or
           accidentally setting waste on fire.)
         • the practice of extinguishing hot or burning loads with
           soil or water before incorporating them into the fill
         • presence of earth stockpiles located near the working
           face
         • presence of a water supply under sufficient pressure
           available at the working face
         • presence of fire extinguishers on all solid waste handling
           equipment
         • established arrangements with the local fire fighting
           department
         • arrangements for availability of heavy equipment to
           extinguish fires
         • presence of firebreaks or firelanes
     Determination of compliance is facility specific as to whether
those methods being employed are sufficient so that fires do not
pose a hazard.
                              2(b)-5

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(c) For surface inpoundments the determination is again facility
specific.  The evaluation should include whether combustible
wastes are properly handled or stored to prevent fire and the
techniques that are employed to control fires.  The following
factors should be considered:
    • mixing of wastes to reduce flammability
    • presence of suitable fire extinguishing equipment for
      the type of waste  (water under pressure, foam, properly
      rated extinguishers)
    • arrangements with local fire department or trained
      on-site personnel
    • ability to rapidly drain wastes and control inflow
    • ability to isolate waste
    • accessibility to the impoundment by fire fighting
      equipment
(d) At landspreading facilities where combustible waste is being
handled, site specific determinations should consider the
following factors:
    • availability of suitable fire extinguishing equipment
      for the type of waste  (water under pressure, foam, or
      properly rated extinguishers)
    • arrangements with  local fire department
    • accessibility to the facility by fire fighting equipment
                          2(b)-6

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                                Chapter 2(b)
                                SAFETY - FIRES
                        Criterion Compliance Decision
                              D Complies
                              LlDoes Not Comply
1.  Does the facility have the potential for fire occurrence?

    DYES  (Continue to 2)

    Q NO  (COMPLIES)
             DFacility receives only non-flammable, non-combustible wastes

2.  Does the facility comply with Section 257.3-7, of the Air Criterion?

    D YES  (COMPLIES)
             DThe facility controls the occurrence of fires through
                 compliance with Section 237.3-7

    CH NO  (Continue to 3)

3.  is periodic cover material applied so as to reduce the risk of fire?

    Q YES  (COMPLIES)

             Dlhe facility applies and compacts cover over combustible
                 solid waste at the end of the operating day
             Dlhe facility applies and compacts cover at least once
                 every 24 hours
             DThe facility incorporates all waste into the soil at the
                 end of the operating day

    CD NO  ("Jontinue to 4)

4.  Does the facility have adequate operating procedures to control fires
    should they occur?

    n YES  (COMPLIES)
             DLandfill minimizes fire hazards when conducting open burning,
                 such as:
                  DSupervision during burning
                  DLimiting access during burning
                  DEstablished arrangements with the local fire department
                  DEarth stockpiles near the burning area
                  D On-site availability of heavy equipment to extinguish fires
                  DWater supply under sufficient pressure is available
                  D Fire extinguishers are available
                  D Firebreaks or fire lanes are present
                                      2(b)-7

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                         Chapter 2 (b)
                         SAFETY - FIFES

                          (Continued)


      D Landfill minimizes fire hazards by proper operating procedures;

          D Previous inspections and reports indicate no problem
          D Permit conditions are being followed (for a fire
               protection plan)
          D No complaints have been made
          D Records of local fire department indicate no citations
               have been given
          D High frequency of spreading and compacting all combustible
               wastes
          D Waste materials with high fire potential are unloaded a
               safe distance from the working face
          D Unloading of wastes adequately supervised
          D Hot or burning loads are extinguished with water or soil
               before incorporating into the fill
          D Earth stockpiles are located near the working face
          D Water supply under sufficient pressure  is available at
               the working face
          D Fire extinguishers present on all equipment and buildings
          D Arrangements are established with local fire fighting
               departments
          D On-site availability of heavy equipment to extinguish fires
          D Firebreaks, fire lanes are present

      D Surface impoundment minimizes fire hazards by proper handling
          and storage of liquid wastes:

          D Wastes are mixed to reduce flammability
          D Suitable fire extinguishing equipment is present
          D Established arrangements with local fire department or
               trained on-site personnel
          D Wastes can be rapidly drained or waste  flow can be controlled
          D Waste can be isolated
           D Impoundment is readily accessible by fire-fighting equipment

      O Landspreading facility minimizes fire hazards by proper operating
          procedures:
          D Suitable fire-fighting equipment is available
           D Established arrangements with local fire department
           D Facility is readily accessible by fire-fighting equipment

NO  (Does not comply)
                               2(b)-S

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                                    CHAPTER 2(c)

                        SAFETY  - BIRD HAZARDS TO AIRCRAFT
1.0   Criterion and Definitions
        (c) Bird hazards to aircraft. A facility
      or practice disposing of putrescibla
      wastes that may attract birds and which
      occurs within 10,000 feet (3,048 meters)
      of any airport runway used by turbojet
      aircraft or within 5,000 feet (1,524
      meters) of any airport runway used by
      only piston-type aircraft shall not pose a
      bird hazard to aircraft.
        (e) As used in this section:
        (1) "Airport" means public-use airport
      open to the public without prior
      permission and without restrictions
      within the physical capacities of
      available facilities.
  (2) "Bird hazard" means an increase
in the likelihood of bird/aircraft
collisions that may cause damage to the
aircraft or injury to its occupants.
  (7) "Putrescible wastes" means solid
waste which contains organic matter
capable of being decomposed by
microorganisms and of such a character
and proportion as t> • be capable of
attracting or providing food for birds.
2.0  Inventory Procedure

           Solid waste  disposal facilities have  been found by study and

     observation to be artificial attractants of birds,  often providing a

     feeding,  watering and roosting area.  In the vicinity of airports,  an

     increase  in bird  populations may  increase  the probability of a bird

     strike to aircraft.  Thus,  disposal facililities  located in the

     vicinity  of airports, with uncontrolled populations of birds, may

     contribute to a bird hazard to aircraft.

           For  the purpose of the Inventory, the classification process

     consists  of:

           (1)  The elimination  from further consideration (compliance)

           of certain facilities  based  on their  location  (distance to

           airports).

           (2)  The elimination  from further consideration (compliance)

           of certain facilities  based  on the type of waste received

           (non-putrescible).

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          (3)  Ranking of the remaining disposal facilities based on
          airports with known bird hazards.
          (4)  The determination of whether a disposal facility poses a
          bird hazard to aircraft.
          The compliance decision flow chart is presented in Figure 2(c)-1.
3.0  Resolution of Decision Flow Chart Questions
     3.1  Is the disposal facility within the specified distances of a
          public-use airport?
          Disposal facilities farther than 10,000 feet from any airport
     runway used by turbojet aircraft or 5,000 feet from any airport runway
     used only by piston-type aircraft automatically comply with the
     criterion.  Most of these determinations will be obvious.   Where there
     are questions about classification of the airport,  the type of aircraft
     using the runway, and the exact distance, the following procedures and
     definitions may be used.
          Public-use airport, as defined in the criteria,  means that anyone
     (the public)  may use the airport without prior permission and without
     restrictions within the physical capacities of available facilities.
     This would include those airports that have restrictions based on
     safety or environmental considerations, such as:
          • The number of planes per hour
          • The hours of operation (noise or safety considerations)
          • Types of planes;  runways too short for turbojet planes
          This does not include airports such as:
          • Those restricted to specific individual or company planes
          • Agricultural runways
          • Private individual's airstrips (not open to  the public)
                                   2(c)-3

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     Up-to-date listings of public-use airports are contained in the
appropriate regional Airport/Facility Directory published by the U.S.
Department of Commerce, NQAA, National Ocean Survey, Rockville, Maryland,
20852.  The regions for which the directory is published are shown in
Figure 2(c)-2.
                          Figure 2(c)-2

     Where there are questions about the type of aircraft using the
 runway, the airport owner or operator should be contacted.  If turbojet
 aircraft  regularly use the runway in non-emergency situations, the
                               2(c)-4

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10,000 foot distance would apply.  These situations would include,
but not be limited to:
     • Scheduled or non-scheduled commercial passenger or
       freight service
     • Private traffic
     • Military aircraft
     The distance from the runway is measured radially from the end
of the runway.  The runway is defined as "a defined rectangular area,
on a land airport prepared for the landing and takeoff of aircraft
along its length."   (FAA Glossary).  Examples of measuring out from
a runway are shown in Figure 2(c)-3.
     The determination of distance can be made on recent USGS lh roin
maps, scale aerial photos of the area, or plot plans of the facility
and the surrounding area.  Measurement to the disposal facility would
be to the solid waste boundary, as defined on Page 4-1.  If no portion
of the facility is within the 10,000 or 5,000 foot radial distance
from the end of the runway, the facility complies with the criterion.
If the facility or portion thereof lies within the specified distance
the evaluation should proceed to the next section.
3.2  Does tine facility accept for disposal putrescible waste that
     may attract birds?
     This determination is YES, if the disposal facility accepts any
of the following:
     • residential wastes
     • food wastes, food marketing wastes, food processing wastes
       such as agricultural wastes, or food canning wastes
     • sewage sludge
     • septic tank pumpings
                              2(c)-5

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  A. BOTH RUNWAYS HANDLING SAME TYPE  OF  AIRCRAFT
FIGURE    2(c)-3   MEASUREMENT OF DISTANCE  FROM RUNWAY
                        2 (c) -6

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              RUNWAYS HANDLING DIFFERENT TYPES OF AIRCRAFT
              C. SINGLE  RUNWAY. EITHER TYPE OF AIRCRAFT
FIGURE   2UI-3 (CONTINUED!    MEASUREMENT OF DISTANCE FROM  RUNWAY

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     • animal manures
     • animal carcasses
     • similar putrescible wastes
     This determination is NO, and the facility complies with the
Criterion, if the facility receives only:
     • fill dirt
     • clean construction and demolition wastes
     • inorganic wastes such as ash, metals, plastics, glass,
       ceramic, rubber, mineral, or chemical wastes
     • bulky wastes such as large auto parts, tires, stoves,
       and refrigerators
     • similar non-putrescible wastes                                             4
     State discretion should be used if the facility receives only:
     • land clearing debris
     • industrial wastes such as leather, cartons, paper, pulp,
       lumber, sawdust, bark
     • processed wastes such as incinerator residue, shredded, or
       baled wastes
3.3  does the disposal facility pose a bird hazard to aircraft.?
     In order to pose a bird hazard to aircraft, the disposal facility
must attract birds and increase the likelihood of bird/aircraft collisions
that may cause damage to the aircraft or injury to its occupants.  The
complexity that can be involved in this determination precludes immediate
evaluations of all of those facilities not previously eliminated.
Therefore, it is recommended that facilities be ranked according to their
potential to pose a bird hazard.  The suggested order of ranking is:
                              2(c)-8

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(a) First Priority - Those facilities which are located within
the specified distances of an airport identified by FAA as having
a solid waste related bird hazard.  These facilities are listed
in Appendix 2(c)-l.
(b) Second Priority - Those facilities which are located within
the specified distances of an airport identified by FAA as having
a bird hazard to aircraft.  These airports are listed in
Appendix 2(c)-2.
(c) Third Priority - Those facilities which are located within the
specified distances of an airport known to the State Solid Waste
Office as having a bird hazard to aircraft.  A list of such
facilities might be obtained from existing office records of:
    • previous complaints
    • past inspection reports
    • previous study or knowledge of a potential problem
and by contacting or referring to:
    • Airport owners/operators
    • State aviation office
    • U.S. Fish and Wildlife Service
    • U.S. EPA Regional Offices
    • State Wildlife offices
    • Bird hazard specialists
    • Airman's Information Manual, Part 3A (published by the
      National Flight Data Center)
(d) lowest Priority - Those facilities which are located within the
specified distances and have not previously been eliminated or
ranked.
                         2(c)-9

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     The evaluations should be made in the order of the priorities,
in consultation with the FAA, the State aviation office, the U.S. Fish
and Wildlife Service and the owners and operators of the airport and the
disposal facility.  The compliance decision should be made by the State
Solid Waste Office.
     The initial step in the evaluation of first, second and third
priority facilities is to determine whether the bird populations of
the facility are greater than natural populations in the area, for
each species.  If it is shown that the populations are less or
similar, then the facility -is in compliance with this criterion.
It is inadequate that this be determined through one field inspection,           >
since birds may occur at the facility only during certain times of the
day, during inclement weather, or certain times of the year.  This
should be shown through several field inspections and previous study if
available.  If it is shown that birds are attracted to the disposal
facility, further analysis is necessary to determine if these birds
pose a hazard to aircraft.
     For facilities assigned a low priority, the initial step in the
evaluation is to contact the airport to determine if there has been a
history of bird strikes.  If there has not been, it nay bo assumed that
the facility complies with the criterion for the purpose of the Inventory.
If there is a history of bird strikes at the airport the evaluation
should proceed with the study of populations, as previously discussed.
It is now known that:
     • the disposal facility is located within the specified distances
       of a public-use airport;
     • the disposal facility receives putrescible waste;
                               2(c)-10

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     • birds are attracted to the disposal facility  (i.e., bird
       populations on-site are greater than naturally occur in
       the area);
     • a bird hazard exists at the airport.
     It remains to be determined whether the disposal facility
contributes to the bird hazard at the airport or whether  the bird
hazard is solely due to other attractants, such as the airport itself
or other off-site features.
     The most reliable method to determine if the facility does or does
not contribute to the bird hazard at the airport is to establish the
flight patterns of the species of concern.  Methods to establish bird
flight patterns include visual observation; radar tracings of birds
actively flying from the disposal facility to the airport area; marking
birds at the disposal facility and recapturing or seeing them at the
airport area; or examination of stomach contents of dead birds in the
airport area to evidence previous feeding at the disposal facility.  If
birds attracted by the disposal facility do indeed fly across the landing
or departure pattern for aircraft within the specified distances of the
airport, the facility is not in compliance with this Criterion.
     If the flight patterns of the birds cannot be clearly established,
a comparison should be made of the birds at the airport which are
posing the hazard, with the birds at the disposal facility and with the
birds at other surrounding areas in the vicinity of the airport.   The
characteristics and occurrence of the bird population at the airport
may be similar enough to birds in surrounding areas to indicate that
the birds are entering the airport from these surrounding areas.

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     Tb make such a comparison, all areas in the vicinity of the airport,
as well as any airport features capable of attracting birds, should be
identified.  Such areas are:
     • crop land
     • water - especially standing bodies of water and wetlands
     • vegetation, especially forests
     • open areas - fields (especially recently disturbed),
       grasses, golf courses
     • animal feeding operations
     • solid waste handling at the airport
     The bird population in these areas should be identified and
characterized.  The characteristics of the bird population at the
airport, the disposal facility, and these other surrounding areas
should be compared.  Characteristics of bird population to be compared
are:
     • species of birds - What species poses the hazard at the airport?
       Does the disposal facility/ or other surrounding areas support
       this species?
     • number of birds - What is the approximate number of birds at
       the airport?  Is it a flock, or single birds?  Does the disposal
       facility or surrounding areas support this number of birds?
     • daily occurrence - What part of the day do the birds usually
       occur at the airport?  Morning, evening, or all day?  Does this
       bear any relationship to the daily occurrence of birds at the
       disposal facility or other surrounding areas?
     • seasonal occurrence - What are the seasonal patterns of birds
       at the airport?  Are birds most numerous during spring and autumn
       migration or during winter due to heat and food availability at
       the disposal facility or other surrounding areas?

                              2(c)-12

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     • weather conditions - Are birds seeking shelter fran inclement
       weather at the airport?  Disposal facility?  Surrounding areas?
     After a comparison of the birds at the airport, the disposal facility
and other surrounding areas, evidence should be weighed to determine
the attractant of the birds posing the hazard.
     If the bird population at the airport appears to be more clearly
related to the bird population of the other surrounding areas than to
the bird population of the disposal facility, then the other surrounding
areas pose the bird hazard and the disposal facility is in compliance
with this criterion.
     If the bird population at the airport appears to be more closely
related to the bird population at the disposal facility than to the bird
population of the other surrounding areas, the disposal facility poses
the bird hazard and the disposal facility is not in compliance with this
criterion.
                           2 (c) -13

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  Appendix 2(c)-1

  AIRPORTS HAVING
SOLID WASTE RELATED
    BIRD HAZARD
        2 (c) -14

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                    AIRPORTS WITH BIRD HAZARDS
                          ALASKAN REGION
ASSOCIATED CITY

Kodiak, Alaska
Homer, Alaska
Anchorage, Alaska
AIRPORT NAME

Kodiak State
Homer
Merrill Field
                          NORTHWEST REGION
Renton, Washington
Hoquiam, Washington
Bremerton, Washington
Renton Municipal
Bowerman
Kitsap County
                          PACIFIC REGION
                              None
                          WESTERN REGION
San Francisco, California
Oakland, California
Stockton, California
Santa Barbara, California
Concord, California
San Francisco International
Metropolitan Oakland
Stockton Metropolitan
Santa Barbara Municipal
Buchanan Field
                        SOUTHWEST REGION
                               None
                        GREAT LAKES REGION
Benton Harbor, Michigan
Escanaba, Michigan
Lansing, Michigan
IXiluth, Minnesota
International Falls, Minnesota
Ross Field
Delta County
Capital City
Duluth International
Falls International
                              2(c)-15

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               AIRPORTS WITH BIRD HAZARDS (continued)


                         SOUTHERN REGION

ASSOCIATED CITY                        AIRPORT NAME

Atlanta, Georgia                       Hartsfield Atlanta International
Augusta, Georgia                       Bush Field


                          CENTRAL REGION

Omaha, Nebraska                        Eppley Airfield


                      ROCKY MOUNTAIN REGION

Salt Lake City, Utah                   Sa]_t j^g city international
Ogden, Utah                            Ogden Municipal


                        NEW ENGLAND REGION

                              None


                          EASTERN REGION

Newark, New Jersey                     Newark  International
Trenton, New Jersey                    Mercer  County
Atlantic City, New Jersey              Atlantic  City  Municipal
Atlantic City, New Jersey              NAPEC/Atlantic city
New York, New York                     John F> Kennedy International
New York, New York                     ^ Guardia
       Disposal facilities may not necessarily be within the specified
       distances of these airports
       Listing subject to updating by PAA
                            2(c)-16

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Appendix 2(c)-2

AIKPORTS HAVING A
KNOWN BIRD HAZARD
   2(c)-17

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                    AIRPORTS WITH BIRD HAZARDS
                          ALASKAN REGICN
ASSOCIATED CITY
                               None
AIRPORT NAME
                         NORTHWEST REGION
Seattle, Washington
Moses Lake, Washington
Lewiston, Idaho
Pocatello, Idaho
Salem, Oregon
Msdford, Oregon
Astoria, Oregon
Idaho Falls, Idaho
Boeing Field/King County
Grant Count/
Lewiston-Nez Perce County
Pocatello Municipal
McNary Field
Ufedford-Jackson County
Clatsop County
Fanning Field
                          PACIFIC REGICN
Pago Pago, Samoa
Honolulu, Hawaii
Kahului, Hawaii
Lihue, Hawaii
Lanai City, Hawaii
Pago Pago International
Honolulu International
Kahului, International
Lihue International
Lanai
                          WESTERN REGION
Los Angeles, California
Sacramento, California
Sacramento, California
Santa Ana, California
Napa, California
San Diego, California
Fresno, California
Burbank, California
Santa Monica, California
Livermore, California
Palo Alto,California
Los Angeles International
Sacramento Metropolitan
Sacramento Executive
John Wayne/Orange County
Napa County
San Diego International
Fresno Air Terminal
Hollywood Burbank
Santa Monica Municipal
Liverraore
Palo Alto
                             2 (c) -18

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             AIRPORTS WITH BIRD HAZARDS  (continued)
ASSOCIATED CITY
        AIRPORT NAME
                    WESTERN REGION  (continued)
Long Beach, California
Santa Maria, California
Torrance, California
Compton, California
Phoenix, Arizona
Reno, Nevada
  Long Beach/Daugherty Field
  Santa Maria Public
  Torrance Municipal
  Compton Airport
  Phoenix-Sky Harbor
  Reno International
                         SOUTHWEST REGION
Tulsa, Oklahoma
Lawton, Oklahoma
New Orleans, Louisiana
New Orleans, Louisiana
Monroe, Louisiana
  Tulsa International
  Lawton Municipal
  Lakefront International
  New Orleans International
  Monroe Regional
                        GREAT LAKES REGION
South Bend, Indiana
Detroit, Michigan
Detroit, Michigan
Detroit, Michigan
Grand Rapids, Michigan
Kalamazoo, Michigan
Muskegon, Michigan
Chicago, Illinois
Chicago, Illinois
Moline, Illinois
Alexandria, Minnesota
St. Paul, Minnesota
Appleton, Wisconsin
Green Bay, Wisconsin
La Crosse, Wisconsin
Manitowoc, Wisconsin
Ililwaukee, Wisconsin
Oshkosh, Wisconsin
Michiana Regional
Detroit City
Detroit Metropolitan
Willow Run
Kent County International
Kalamazoo Municipal
Muskegon County
Merrill C. Meigs
Chicago Midway
Quad City
Chandler Field
Holman Field
Outagamie County
Austin-Straubel Field
La Crosse Municipal
Manitowoc County
General Mitchell Field
Wittman Field
                             2(c) -19

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      AIRPORTS WITH BIRD HAZARDS (continued)
ASSOCIATED CITY
           AIRPORT NAME
                         SOUTHERN REGION
Tampa, Florida
Sarasota/Bradenton, Florida
Ft. Myers, Florida
Miami, Florida
Orlando, Florida
St. Petersburg/Clearwater, Florida
Melbourne, Florida
Marathon, Florida
Jacksonville, Florida
Key West, Florida
Lake Okeechobee
Brunswick, Georgia
Birmingham, Alabama
Muscle Shoals, Alabama
Anniston, Alabama
Louisville, Kentucky
Lexington, Kentucky
Wilmington, North Carolina
Memphis, Tennessee
Nashvilie, Tennessee
Christiansted, Virgin Islands
San Juan, Puerto Rico
 Tampa  International
 Sarasota-Bradenton
 Page Field
 Miami  International
 Orlando International
 St. Petersburg/Clearwater  Int'l
 Melbourne  Regional
 Marathon Flight Strip
 Jacksonville International
 Key West International
 Lake Okeechobee Municipal
 Glynco Jetport
 Birmingham Municipal
 Muscle Shoals
 Anniston - Calhoun County
 Standford Field
Blue Grass
New Hanover County
Memphis International
Nashville Metropolitan
Alexander Hamilton
Puerto Rico International
                         CENTRAL REGION
Wichita, Kansas
Sioux City, Iowa
Columbia, Missouri
St.  Louis, Missouri
Kaiser, Missouri
Cape Girardeau, Missouri
Wichita Mid-Continent
Mason City Municipal
Columbia Regional
Lambert-St. Louis  International
Lee C. Fine Memorial
Cape Girardeau Municipal
                               2(c)-20

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           AIRPORTS WITH BIRD HAZARDS  (continued)
ASSOCIATED CITY
      AIRPORT NAME
                     ROCKY MOUNTAIN REGION
Bismarck, North Dakota
Watertown, South Dakota
Helena, Montana
Cody, Wyoming
Bismarck Municipal
Watertown Municipal
Helena
Cody Municipal
                     NEW ENGLAND REGION
Willimantic, Connecticut
New Haven, Connecticut
Boston, Massachusetts
Hyannis, Massachusetts
Willimantic  - Windom
Tweed - New Haven
General Edward Lawrence Logan
Barnstable Municipal
                        EASTERN REGION
Buffalo, New York
Ithaca, New York
Islip, New York
Teterboro, New Jersey
Farmingdale, New York
Poughkeepsie, New York
Harrisburg, Pennsylvania
Greater Buffalo International
Tompkins County
Islip McArthur
Teterboro
Republic Airport
Dutchess County
Capital City
       Disposal facilities may not necessarily be within the
       specified distances of these airports

       Listing subject to updating by FAA
                             2(c)-21

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                                 Chapter 2(c)

                                   SAFETY -
                          BIRD HAZARDS TO AIRCRAFT

                       Criterion Compliance Decision

                             D Complies

                             DDoes Not Comply
1.  Is the disposal facility within the specified distances of a public-use
    airport?

    [H YES  (Continue to 2)

             D10,000 feet from any airport runway used by turbojet aircraft
             D5,000 feet from any airport runway used by piston--type aircraft

    DNO  (COMPLIES)

2.  Does the facility receive putrescible waste?

    DYES  (Continue to 3)

             D Food waste
             DSewage sludge, septic tank pumpings
             DAnimal manures
             DAnimal carcasses
             mothers

    DNO  (COMPLIES)

3.  Does the facility pose a bird hazard to aircraft?

    D YES  (Does not comply)
             D Bird populations of the facility are greater than natural
                 populations in the area
             DFacility attracts birds
             DThere is a bird hazard at the airport from areas outside the
                 airport
             QFlight patterns of the birds show that birds do fly from the
                 disposal facility to the airport area

    DNO  (COMPLIES)

             D Bird populations of the facility are less than or equal to
                 the natural populations in the area
             DFacility does not attract birds
             DBird attraction is due to the airport facility
             DFlight patterns of birds show that they do not fly from the
                 disposal facility to the airport
                                      2(c)-22

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                                 CHAPTER 2(d)
                               SAFETY - ACCESS
1.0  Criterion  and Definitions
                             (d) Access. A facility or practice shall
                            not allow uncontrolled public access so
                            as to expose the public to potential
                            health and safety hazards at the
                            disposal site.
2.0  Inventory Procedure
          Injury  to persons may result fron the materials and  activities
     associated with  solid waste disposal facilities.  The sources  of
     hazards include:
          (a)  operation of heavy equipment and haul vehicles,
          (b)  exposure to waste including sharp objects, pathogens,  and
          toxic, explosive,  or flammable materials,
          (c)  accidental or intentional fires, and
          (d)  excavations and earth-moving activities.
          For purposes  of the Inventory the public is defined  as  "authorized
     persons" and  "unauthorized persons."  Authorized persons  are those with
     permission to be on or within the facility.
          1b be in compliance with this Criterion, a facility  must  provide
     adequate measures  for controlling entry of the public to  the facility
     and, where appropriate, control authorized persons within the  facility
     so as to protect them from potential health and safety hazards.   The
     compliance decision flow chart is shown in Figure 2(d)-l.
3.0  Resolution of Decision Flow Chart Questions
     3.1  Is access of  unauthorized persons into the facility  controlled?
          Facility access must be controlled to prevent unauthorized
     persons from entering the facility.   This is accomplished through:

                                       2 (d) -1

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                              2(d)-2

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     (1)  artificial  (man-made) control, and/or
     (2)  natural controls.
     Compliance with this Criterion is based on a facility-specific
determination of the facility's physical constraints to access by
unauthorized persons.
     The sources of information needed to make the determinations are:
     (1)  review of the past history of the facility through:
          (a)   previous inspections, records and permit conditions
          indicating controlled access into the facility
          (b)   records of accidents at the facility due to a lack of
          controlled access
     (2)  field inspection.
     The assessment should be based on the following:
     (1)  Artificial controls
          (a)   Gates - Access at all facilities should be limited to
          entrances that have gates which can be locked when the site
          is unsupervised.  Depending on the natural controls present
          at the facility, entrance gates may be all that are needed
          to control unauthorized entry.
          (b)   Fences - Fencing requirements are dependent on the natural
          controls and remoteness of the facility.   At some facilities
          it is necessary to construct fences at selected points along
          the boundary or in seme cases along the circumference of the
          facility to keep out unauthorized persons.  This is especially
          true if the facility is located in an urban area associated
          with high usage and close proximity to populated areas.
          The type of fencing needed (chain link, farm type, etc.)  is
          also facility specific according to the needs of the facility.
     (2)  Natural Controls - The topography and vegetation on or near
     the facility may be adequate to control access.  Examples of natural
     controls existing or developed at a facility are trees, hedges,
     berms,  ditches, cliffs, ravines or embankments associated with
     railroads and roadways.  At some remote facilities access control
                                 2 (d) -3

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     (other than locked gates)  may be satisfied by the distance of the
     facility from a major roadway or by its location within a larger
     land area where the public is restricted.
3.2  Are authorized persons controlled within the facility so as to
     not expose them to potential health and safety hazards?
     Methods of control of authorized persons within the facility
include the following:
     •  unloading area supervision
     •  lighting
     •  information and directional signs '
     •  prohibition of scavenging
     •  control of salvaging
     •  trafficable roadways
     •  alternate discharge point
     •  internal fencing or barriers (berms, ditches, etc.)
     The' sources of infornlatiori needed to' make this determincLtion are:
     (1)   Review of the past history of the facility through:
          (a)   Previous inspections, records and permit conditions
          indicating control methods within the facility
          (b)   Records of accidents at the facility due to inadequate
          control
     (2)   Field inspection.
     The assessment should be based on the following:
     (1)   Supervision of the unloading area(s) should occur in a
     manner which clearly directs users as to where and where not
     to discharge wastes.  This supervision must take place whenever
     the landfill gates are unlocked.
     (2)   For those facilities operating after dark, lighting must be
     provided at the unloading area.
     (3)   Information and directional signs may be necessary.  A facility
     may need to have such information as hours of operation, authorized
     users, waste types accepted or excluded, where specific waste types
     or vehicle types are to be unloaded, appropriate warning signs,

                                 2(d)-4

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owner or operator emergency telephone nuitbers, and facility rules
posted at the entrance and within the facility.  Directional signs
may be necessary within the facility to direct drivers to the
appropriate unloading area, assist in traffic control and to regulate
speed within the facility.
(4)  Scavenging (the uncontrolled removal of materials at a
disposal facility) should not be allowed.
(5)  Salvaging is the controlled removal and handling of waste
material for utilization.  Examples of salvagable material are
metals, glass, paper, bricks and bulky items.  Compliance in this
case must focus on the salvaging procedures.  Generally, the
material to be salvaged should not be unloaded at the working face
but should be unloaded at a separate salvage area.  Materials
should be removed from the facility daily or properly stored so
they do not create a hazard.
(6)  Trafficable Roadways - Internal access roads should be main-
tained so that traffic will flow smoothly and will not be interrupted
by ordinary inclement weather.
(7)  Provisions for Alternate Discharge Point - Bulk containers or
roll-off units may be provided at an unloading area at a separate
location within the facility for small vehicles to dispose of waste.
This area should be located away from the working face to reduce
the potential for accidents.
(8)  Internal fencing or barriers (berms, ditches, etc.)  may be
used to control the movement of vehicles or persons within the
facility.
                             2 (d) -5

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                                 Chapter 2(d)

                               SAFETY - ACCESS

                        Criterion Compliance Decision

                            Q Complies

                                    Not Comply
1.   Is access of unauthorized persons into the facility controlled?

    n YES  (COMPLIES)

               Natural controls:
             D Trees and hedges
             D Berms and ditches
             D Cliffs and ravines
             D Remoteness

               Artificial controls:
             D Gates
             G Fences

    QNO  (Continue to 2)

2.   Are authorized persons controlled within the facility so as to not expose
    them to potential health and safety hazards?

    D YES  (COMPLIES)

             D Supervision of the unloading area
             DAdequate lighting
             DPosting information and direction signs
             D Prohibition of scavenging
             D Control of salvaging
             D Trafficable roadways
             D Alternate discharge point

    QNO  (Does not comply)
                                      2(d)-6

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                                     CHAPTER 3 '

                                   SURFACE WATER
1.0   Criterion and Definitions
         §257.3-3  Surface Water.
           la) A facility or practice shall not
         cause a discharge of pollutants into
         waters of the United States that is in
         violation of the requirements of the
         National Pollutant Discharge
         Elimination System (NPDES) under
         Section 402 of the Clean Water Act, as
         amended.
           (b) A facility or practice shall not
         cause a discharge of dredged material or
         fill material to waters of the United
         States that is in violation of the
         requirements under Section 404 of the
         Clean Water Act, as amended.
  (c) A facility or practice shall not
cause non-point source pollution of
waters of the United States that violates
applicable legal requirements
implementing an areawide or Statewide
water quality management plan that has
been approved by the Administrator
under Section 208 of the Clean Water
Act, as amended.
  (d) Definitions of the terms "Discharge
of dredged material", "Point source",
"Pollutant", "Waters of the United
States", and "Wetlands" can be found in
the Clean Water Act, as amended, 33
U.S.C. 1251 et seq., and implementing
regulation*, specifically 33 CFR Part 323
(42 FR 37122, July 19,1977).
2.0  Inventory  Procedure

           The Inventory classification procedure  involves determ:ning if a

     facility complies  with the  requirements of 3  Sections  of the Clean Water

     Act;  Section 402,  Section 404,  and any applicable legal requirements

     developed  under Section 208.   The procedure  is to determine whether any

     of these requirements are applicable  to the  facility,  and if so, whether

     the facility complies.  The decision  procedure flow chart is shown in
     Figure 3-1.

           A disposal facility operating within waters of the United States,

     discharging pollutants into waters of the United States, or placing

     fill material with the primary purpose of waste disposal into  waters

     of the United States will require a Section  402 (NPDES)  permit.

           A disposal facility discharging  dredged or fill material  into

     waters of  the United States will require a Section 404 permit.

     Applicable discharges include,  but are not limited to, the disposal

     of dredged material and the placement of dikes or levees (e.g.  fill

     material)  to restrain waste from entering surrounding  waters.   Facilities
                                         3-1

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   1
   IS THERE A POINT-SOURCE
   DISCHARGE  OF  POLLUTANTS
   INTO WATERS  OF THE U.S.?
                               YES
       DOES THE FACILITY VIOLATE
       THE NPDES (402)  REQUIREMENTS?
                                                                   YES
                                      ODES NOT  COMPLY
                                                    NO
               NO
   3
   IS THERE A  DISCHARGE OF
   'DREDGED MATEHIAk  OR
   FILL MATERIAL TO WATERS
   OF THE U.S.?
 YES

	*•
                NO
    5
    IS THERE A NON-POINT
    SOURCE DISCHARGE  FROM
    THE  FACILITY?
                               YES
                NO
               r

           COMPLIES
DOES THE FACILITY VIOLATE
THE SECTION 404 REQUIREMENTS?
                                     YES
                                                                         _  	  	 .J
                                              DOES  NOT COMPLY
                                                    NO
         DOES THE FACILITY CAUSE
         NON-POINT SOURCE
         POLLUTION OF WATERS OF
         THE U.S.  THAT VIOLATES
         THE APPLICABLE LEGAL
         REQUIREMENTS  IMPLEMENTING
         AN AREAWIOE OR STATE-
         WIDE WATER QUALITY
         MANAGEMENT PLAN  THAT
         HAS BEEN DEVELOPED AND
         APPROVED BY THE
         ADMINISTRATOR  UNDER
         SECTION  208 OF  THE CLEAN
         WATER ACT,  AS  AMENDED?
                                                                    YES
                                       DOES  NOT CDMPLY
                      NO
                     F

                 COMPLIES
NOTE:  DASHED  LINE INDICATES THE NEED TO  CONTINUE TO THE NEXT  FLOW CHART QUESTION
                         FIGURE    3-1   FLOWCHART-SURFACE  WATER
11/79
                                           3-2

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may require both a 402 and a 404 permit.
     State and area wide 208 water quality management plans address
non-point source pollution of surface waters.  A facility located in
an area covered by a 208 plan which is implemented by legal requirements
for contol of non-point source pollution from solid waste disposal
facilities must comply with such requirements.
2.1  Definitions
     The following definitions are from the regulations for the 402
(NPDES) permit program (40 CFR 122) .
     (a)  "Discharge of Pollutant(s)" includes  (in reference to waters
     of the United States): any addition of any pollutant or combination
     of pollutants to navigable waters from any point source, or. . .
     surface runoff which is collected or channelled by man; discharges
     through pipes, sewers, or other conveyances owned by a State,
     municipality or other party which do not lead to treatment systems;
     and discharges through pipes, sewers, or other conveyances, leading
     into treatment systems owned in whole or in part by a third party
     other than a State or a municipality.
     (b)  "Point source" means any discernible, confined and discrete
     conveyance, including but not limited to any pipe, ditch, channel,
     tunnel, conduit, well, discrete fissure, container, rolling stock,
     concentrated animal feeding operations, vessel or other floating
     craft, from which pollutants are or may be discharged.  This term
     does not include return flows from irrigated agriculture.
     (c)  "Pollutant" means dredged spoil, solid waste, incinerator
     residue, filter backwash, sewage, garbage, sewage sludge, munitions,
     chemical wastes, biological materials, radioactive materials, heat,
     wrecked or discarded equipment,  rock, sand, cellar dirt, and
     industrial, municipal, and agricultural waste discharged into
     water.
     (d)  "Waters of the United States."  This term includes:
          (1)  All waters which are currently used,  were used in the
          past, or may be susceptible to use in interstate or foreign
                                3-3

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          commerce, including all waters which are subject to the ebb
          and flow of the tide;
          (2)   Interstate waters, including interstate wetlcinds;
          (3)   All other waters such as intrastate lakes, rivers,
          streams (including intermittent streams), mudflats, sand-
          flats and wetlands, the use, degradation or destruction of
          which would affect or could affect interstate or foreign
          commerce including any such waters:
               •  which are or could be used by interstate or foreign
                  travelers for recreational or other purposes;
               •  from which fish or shellfish are or could be taken
                  and sold in interstate or foreign commerce;
               •  which are used or could be used for industrial
                  purposes by industries in interstate commerce;
          (4)   All impoundments of waters otherwise defined as
          navigable waters under this paragraph;
          (5)   Tributaries of waters identified in paragraphs  (l)-(4)
          of this section, including adjacent wetlands; and
          (6)   Wetlands adjacent to waters identified in paragraphs
          (l)-(5) of this section ("Wetlands" means those areas that
          are inundated or saturated by surface or ground water at a
          frequency and duration sufficient to support, and that under
          normal circumstances do support, a prevalence of vegetation
          typically adapted for life in saturated soil conditions.
          Wetlands generally include playa lakes, swamps, marshes,
          bogs, and similar areas such as sloughs, prairie potholes,
          wet meadows, prairie river overflows, mudflats, and natural
          ponds); provided that waste treatment systems  (other than
          cooling ponds meeting the criteria of this paragraph) are
          not waters of the United States.
     The following definitions are from the regulations for the 404
(dredge and fill) permit program  (33 CFR 323).
      (e)  "Discharge of dredged material" means any addition of dredged
material into the waters of the United States.  The term includes,

                                3-4

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without limitation, the addition of dredged material to a specified
disposal site located in waters of the United States and the runoff
or overflow from a contained land or water disposal area.  Discharges
of pollutants into waters of the United States resulting from the
onshore subsequent processing of dredged material that is extracted
for any coirmercial use (other than fill) are not included within
this term and are subject to Section 402 of the Federal Water
Pollution Control Act even though the extraction and deposit of
such material may require a permit from the Corps of Engineers.
The term does not include plowing, cultivating, seeding and
harvesting for the production of food, fiber, and forest products.
(f)  "Discharge of fill material" means the addition of fill
material into waters of the United States.  The term generally
includes, without limitation, the following activities: placement
of fill that is necessary to the construction of any structure in
a water of the United States, the building of any structure or
impoundment requiring rock, sand, dirt, or other material for its
construction; site-development fills for recreational, industrial
commercial, residential, and other uses; causeways or road fills;
dams and dikes; artificial islands; property protection and/or
reclamation devices such as riprap, groins, seawalls, breakwaters,
and revetments; beach nourishment; levees; fill for structures such
as sewage treatment facilities, intake and outfall pipes associated
with power plants and subaqueous utility lines; and artificial
reefs.  The term does not include plowing, cultivating, seeding
and harvesting for the production of food, fiber, and forest
products.
(g)  "Dredged material" means material that is excavated or dredged
from waters of the United States.
(h)  "Fill material" means any material used for the primary purpose
of replacing an aquatic area with dry land or of changing the bottom
elevation of a waterbody.  The term does not include any pollutant
discharged into the water primarily to dispose of waste,  as that
activity is regulated under Section 402 of the Federal Water
Pollution Control Act (Clean Water Act)  Amendments of 1972.

                           3-5

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.1.0  Resolution of Decision Flow Chart Questions
          This manual does not recommend ranking facilities for the evaluation
     of the Surface Water Criterion.  The pollution potential is significant,
     but little effort has been concentrated thus far on using the mechanisms
     of the Clean Water Act to address the problem.  Although a large number
     of facilities are located in or adjacent to waters of the United States,
     only a small percentage currently have 402 (NPDES)  permits,,  Also, many
     208 plans either do not address non-point source pollution from solid
     waste disposal facilities or, where such provisions are found, are not
     implemented by legal requirements.
     3.1  Is there a point source discharge of pollutants to the waters
          of the United States?
          A facility which causes a point source discharge of pollutants
     to waters of the United States violates this Criterion unless it has
     applied for or is operating in compliance with a 402 (NPDES) permit.
     To determine whether there is a point source discharge of pollutants,
     check the facility location, design and operational history, conduct
     a field inspection, or check with the appropriate 402 (NPDES) permit
     program to see whether the facility requires a permit (e.g. has a
     point source discharge).  The following types of discharges are
     considered as point sources and will require evaluation as to whether
     they violate 402  (NPDES) requirements (Question 3.2).
          (a)   Landfills - point source discharge of pollutants include:
               •  A discharge from a leachate collection system into waters
                  of the United States, including leachate from discrete
                  channels or fissures.
               •  A discharge from an on-site leachate treatment system
                  directly into waters of the United States.  Leachate
                  that is conveyed to off-site treatment facilities (e.g.
                  sewage treatment plants) is not considered as a point
                  source discharge from the facility.
                                     3-6

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          •  A direct discharge of solid waste into waters of the United
             States where the primary purpose is for disposal rather
             than filling.
          •  A discharge of surface runoff which is collected or
             channelled by man.
     In general, where there is a discharge of solid waste into the
waters of the United States (diked or not), the primary purpose may be
assumed to be disposal rather than filling unless clear evidence to
the contrary is available.  This evidence might include zoning changes
or the purchase of waste for fill.  When the discharge is fill material,
the primary purpose may be assumed to be filling, rather than disposal,
and there is not a point source discharge requirement.
     (b)  Surface Impoundments - point source discharge of pollutants
     includes:
          •  location in waters of the United States.
          •  clearly delineated outflows to waters of the United
             States such as discharges from pipes, outfalls, spillway
             structures and channels.
     (c)  Landspreading Operations - point source discharge of pollutants
     includes:
          •  discharge to waters of the United States from any outfall,
             pipe, or clearly delineated channel that drains a land-
             spreading area where the waste is not incorporated into
             the soil as defined in Chapter 7.
          •  landspreading operations located in waters of the United
             States where the waste is not applied for the purpose
             of enhancement of vegetative growth.
     If there is a point source discharge, a facility must be evaluated
against the 402 (NPDES)  requirements.  If there is no point source
discharge, the facility complies with this part of the Criterion.
3.2  Does the facility violate the 402 (NPDES)  requirements?
     If a facility has a point source discharge,  and is not operating
in compliance with or has not applied for a 402 (NPDES)  permit,  then  it

                                3-7

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does not comply with this part of the Criterion.  If a facility has
a 402 permit but is in violation of that permit, it does not comply
with this part of the Criterion.
     The above determinations can be made in the office by contacting
the State NPDES program (if the State has authority over the program)
or the Regional Office of the Federal EPA.
3.3  Is there a discharge of dredged material or fill material to
     waters of the United States?
     A 404 (dredge and fill) permit is required for the placement of
any material for the purposes of fill into waters of the United States,
as well as the discharge of dredged material for the purposes of,
disposal or fill.  In general, there is a discharge of dredged or fill
material to waters of the United States when:
     •  the primary purpose of the facility is for filling and the
        filling is conducted within the waters of the United States.
     •  The primary purpose of the facility is for disposal and there is
        a dike, levee or other containment structure constructed within
        the waters of the United States to prepare an area to receive
        waste material.   (In this case, the dike, levee or other
        containment structure constitute fill material.)
     The determination of whether this discharge is to the waters of
the United States is obvious in many cases.  Permit information or field
inspection can be used to determine the location of the filling or diking
with respect to any waters of the United States.  There will be
circumstances where the determination will not be obvious, particularly
in areas that are not inundated at all times of the year.  Examples
might be:
     •  some wetlands
     •  mudflats and sandflats
     •  intermittent freshwater streams  (refer to the Floodplains
        Chapter, for guidance on the minimum size that must be considered
        based on the "headwaters" of the stream).
                                3-8

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     In these instances guidance as to whether the area is "waters of
the United States" or as  to where the boundaries of the area are might
be obtained through:
     •  District office of the Corps of Engineers  (see Figure 3-2)
     •  Wetland maps, including State, local and National Wetland
        Inventory maps
     •  Maps resulting from the Coastal Management Zone Act
     •  United States Forest Service
     •  United States Geological Survey
     •  Soil Conservation Service
     •  Examination of the prevalent vegetation near the solid waste
        boundary for vegetation typically adapted for life in saturated
        soil conditions (hydrophytes).
     •  Title 33 - Navigation and Navigable Waters, Regulatory Programs
        of the Crops of Engineers, FR 42(138):37122-37164
     Wherever it is determined that there is a discharge of dredged or
fill material to waters of the United States, a 404 permit is required.
If no permit is required, proceed to Section 3.5 for the non-point source
determination.
3.4  Does the facility violate the Section 404 requirements?
     If a facility discharges dredged or fill material into waters of
the United States and is not in complaince with or has not applied for
a 404 (dredge and fill)  permit,  then it does not comply with  this  part
of the Criterion.
     The above determination can be made from in-house permit records,
by contacting the District Office of the Corps of Engineers,  or  the
owner or operator of the facility.
     It should be noted that the Corps of Engineers issues 3  types of
404 permits:
     •  Individual,  issued through district office
     •  General (200 existing),  issued through district office
                                3-9

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     •  Nationwide permits or exemptions.  Information on these can
        be obtained from the District Engineer's Office or by
        consulting FR  42(138); Title 33, Regulatory Programs of
        the Corps of Engineers.
     As a result, some facilities or discharges of dredged or fill
material might not have an individual permit, but might comply under
a general or nationwide permit.
3.5  Is there a non-point source discharge from the facility?
     Surface impoundments usually do not have non-point source
discharges unless there is leakage, frequent spillage or overtopping.
Some landspreading facilities and landfills might not have non-point
source discharges where runoff and other water are totally contained
within the site and evaporated or discharged as a point source.
These facilities may be assumed to comply with any non-point source
requirements.  It is assumed that all other facilities have a non-point
source discharge.
3.6  Does the facility cause non-point source polluting of the waters
     of the United States jhat violates applicable legalrequirements
     implementing an areawide or Statewide water quality management
     plan that has been developed and approved by the Administrator
     under Section 208 of the Clean Water Act, as amended?
     This assessment should begin by determining if the facility is
located in an area with an approved 208 plan (see Table 3-1).  This
can be done by contacting the State office that is in charge of preparing
and implementing the 208 plan.  If a facility is not located in an area
with an approved 208 plan, the facility is in compliance with this
part of the Surface Water Criterion.
     If a facility is  located in an area with an approved 208 plan,
obtain a copy of the 208 plan and the applicable legal requirements
implementing the 208 plan.
     Applicable requirements under 208 are normally control methods,
measures or practices to prevent or reduce water pollution,  referred
                                 3-11

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to as Best Management Practices.  These might include treatment
requirements, operating and maintenance procedures, schedules of
activities, prohibitions of activities, and other management practices
to control plant site runoff, spillage, leaks, sludge or waste
disposal or drainage from raw material storage.
     Determine by office review if any requirements have been placed
on the solid waste disposal facility.  Field inspection will be
necessary to determine if these requirements have or have not been
violated.  If the facility does not meet its 208 requirements,
then it does not comply with this part of the Criterion.
     If 208 requirements have not been placed on the solid waste
disposal facility, the facility is in compliance with the Surface
Water Criterion.
                                3-15

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                                  Chapter 3

                                SURFACE WATER

                        Criterion Compliance Decision

                             djCcmplies

                             CD Does Not  Comply
1.  Is there a point source discharge of pollutants to waters of the
    United States?

    DYES  (Continue to 2)

             D Facility has a Section 402 (NPDES)  permit
             D Landfill with a discharge frcm a leachate collection system
             D Landfill with a discharge fran an on-site leachate treatment
                 system
             D Landfill with a direct discharge of solid waste into waters
                 of the U.S.
             D Surface impoundment with a discharge frcm a pipe or outfall
             D Surface inpoundment with a discharge from an erodei channel
             D Surface impoundment with a discharge from a spillway structure
             DSurface impoundment located in waters of the U.S.
             DLandspreading operations with a discharge frcm an outfall
                 pipe, or channel that drains the landspreading area where
                 the waste is not incorporated into the soil
             DLandspreading operations located in waters of the U.S. where
                 waste is not applied for enhancement of vegetative growth

    QNO   (Go to 2)

2.  Does the facility violate requirements for NPDES permits established
    pursuant to Section 402 of the Clean Water Act?

    D YES  (Does not comply - continue to 3)
             D Facility has a 402 permit,  but is in violation of the permit
             D Facility has not applied for a 402 permit

    QNO   (Continue to 3)
             D Facility operates according to 402 permit requirements
             D Facility has applied for a 402 permit

3.  Is there a discharge of dredged material or fill material to waters of
    the United States?

             (Continue to  4)

            (GO to 5)
                                     3-16

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                                  Chapter 3

                                SURFACE WATER

                                 (Continued)
4.  Does the facility violate requirements established pursuant to
    Section 404 of the Clean Water Act?

    O Y55  (Does not comply - continue to 5)

             D 404 permit,  but is in violation of that permit
             D Facility has not applied for a 404 permit

    GNO  (Continue to 5)

             D Facility operates in compliance with its  404  permit
             D Facility has applied for a 404 permit

5.  Is there a non-point source discharge from the facility?
    CH Y^S  (Does not comply - continue to 6)

             DSurface impouncknent' with spillover, overtopping, or leakage
             mother _

    QNO  (Continue to 6)

             DLandfill or landspreading facility that totally contains
                 runoff or other water
             D Other _

    Does the facility cause non-point source polluting of the waters of the
    U.S. that violates applicable legal requirements implementing an
    areawide or Statewide water quality management plan that has been
    developed and approved by the Administrator under Section 208 of the
    Clean Water Act, as amended?

    QYES  (COMPLIES)

             D Facility not in an area with an approved 208 plan
             D Facility in an area with an approved 208 plan and complies
                 with all applicable requirements
             DNo 208 requirements have been placed on the facility

    HjNO  (Does not comply)
                                      3-17

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                                            CHAPTER 4

                                          GROUND WATER
1.0  Criterion and Definitions
         $257.3-4  Ground Water.
           (a) A facility or practice shall not
         contaminate an underground drinking
         water source beyond the solid waste
         boundary or beyond an alternative
         boundary specified in accordance with
         paragraph (b) of this section.
           (b) Only a State with a solid waste
         management plan approved by the
         Administrator pursuant to Section 4007
         gf the Act may establish an alternative
         boundary to be used in lieu of the solid
         waste boundary. A State may specify
         such a boundary only if it finds that
         such a change would not result in
         contamination of ground water which
         may be needed or used for human
         consumption. This finding shall be
         based on analysis and consideration of
         all of the following factors:
           (I) The hydrogeological
         characteristics of the facility and
         surrounding land;
           (2) The volume and physical and
         chemical characteristics of the  leachate;
           (3) The quantity, quality, and
         directions of flow of ground water;
           (4) The proximity and withdrawal
         rates of ground-water users;
           (5) The availability of alternative
         drinking  water supplies;
           (6) The existing quality of the ground
         water including other sources of
         contamination and their cumulative
         impacts on the ground water; and
           (7) Public health, safety, and welfare
         effects.
           (c) As used in this section:
           (1) "Aquifer" means a geologic
         formation, group of formations, or
         portion of a formation capable of
         yielding usable quantities of ground
         water to  wells or springs.
           (2) "Contaminate" means introduce a
         substance that would cause:
           (i) The concentration of that
         substance in the ground water to exceed
         the maximum contaminant level
         specified in Appendix I, or
  (ii) An increase in the concentration of
that substance in the ground water
where the existing concentration of that
substance exceeds the maximum
contaminant level specified in Appendix
I.
  (3) "Ground water" means water
below  the land surface in the zone of
saturation.
  (4) "Underground drinking water
source" means:
  (i] An aquifer supplying drinking
water for human consumption, or
  (ii) An aquifer in which the ground
water contains less than 10,000 mg/1
total dissolved solids.
  (5) "Solid waste boundary" means the
outermost perimeter of the solid waste
(projected in the horizontal plane) as it
would  exist at completion of the
disposal activity.
Appendix I
  The maximum contaminant levels
promulgated herein are for use in determining
whether solid waste disposal activities
comply with the ground-water criteria
(J 257.3-4). Analytical methods for these
contaminants may be found in 40 CFR Part
141  which should be consulted in its entirety.
  1. Maximum contaminant levels for
inorganic chemicals. The following are  the
maximum levels of inorganic chemicals other
than fluoride:
         Contaminant
                         Level (milligrams par
                              Mar)
ArMntc ... .
Banum  . ...
Cadmium . ..
Chromium . ..
Laad 	
M«reury 	
Nitrate (as N)
Selenium	
 O.OS
 1.
 0.010
 005
 a os
 0002
10.
 001
 005
                                                     4-1

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          The maximum contaminant levels For
        fluoride are:
           Temperature'
             degrees
            Fahrenheit
             Level
Degrees   .   (milligrams
Celsius       per liter)
        53 7 and below	 12 and below	
        53 8 to 58 3	 12 1 to 14.6	
        58 4 to 63 8	 14 7 to 17 6	
        63910706 	 1771021.4	
        70 7 to 79 2	 21 5 to 26 2	
        79 3 to 90.5	 26 3 to 32.5 	
                 24
                 2.2
                 20
                 18
                 18
                 14
          > Annual average ol the maximum daily air temperature.
          2. Maximum contaminant levels for
        organic chemicals. The following are the
        maximum contaminant levels for organic
        chemicals:
        (a) Chlorinated hydrocarbons:
          Endrm  (1.2.3,4.10,10-Hexachloro-6,7-epoxy.
           i,4,4a.5,6,7,8.Sa-octahydro-1,4-«ndo, «ftdo
           5.8-dimethano naphthalene)	
          Undone  (1.2.3,4,5,6-Hexachlorocycloriexane,
           gamma taomer	..	
          MetnoxycNor (1.1,1-TncWoro-2,2-txs (p-mettv
           oxyphenyl) ethane)	
          Toxaphene (C,JH,XVTechrncal  chlorinated
           camphan*. 67 to 69 percent chlorine)	
        (b) Chkxophenoxyr
          2.4-0 (2.4-Dichlorophenoxy-acetic acid)	
          2.4.5-TP   &lve»  (2.4.5-
           Tnchlorophenoxypropionic acid)	
                                        Level
                                       (milligrams
                                       per liter)
               0.0002
               0.004
               P1

               0.005
               01
               0.01
          3. Maximum microbiological contaminant
         levels. The maximum contaminant level for
         coliform bacteria from any one well is as
         follows:
          (a) using the membrane filter technique:
          (1) Four coliform bacteria per 100 milhliters
         if one sample is taken, or
          (2) Four coliform bacteria per 100 milliliters
         in more than one sample of all the samples
         analyzed in, one month.
           (b) Using the five tube most probable
         number procedure, (the  fermentation tube
         method) in accordance with the analytical
         recommendations set forth in "Standard
         Methods for Examination of Water and
         Waste Water", American Public Health
         Association, 13th Ed. pp. 662-«88, and using a
Standard sample, each portion being one fifth
of the sample:
  (1) If the standard portion is 10 milliliters,
coliform in any five consecutive samples
from a well shall not be present in three or
more of the 25 portions, or
  (2) If the standard portion is 100 milliliters,
coliform in any five consecutive samples
from a well shall not be present in five
portions in any of Five samples or in more
than fifteen of the 25 portions.
  4. Maximum contaminant levels for
radium-226, radium-228, and gross alpha
particle radioactivity. The following are the
maximum contaminant levels for radium-226,
radium-228, and gross alpha particle
radioactivity:
  (a) Combined radium-226 and radium-228—
5 pCi/1;
  (b) Gross alpha particle activity (including
radium-226 but excluding radon and
uranium)—15 pCi/1.


Proposed Amendment

  ^.Maximum contaminant levels for other
than health effects.
  The following are the maximum levels for
odor, taste and miscellaneous contaminants:
                                    Contaminant


                                Chlonde  	
                                Color 	
                                Copper 	
                                Foaming agents	
                                Iron  	,....
                                Manganese 	
                                Odor	
                                pH   	
                                SuHate 	
                                IDS  	
                                Zinc 	-	
               250 mg/l
               15 Color units.
               1 mg'l
               05 mg/l
               0 3 mg/l.
               0 05 mg/l.
               3 Threshold odor-No
               8 5-8,5.
               250 mg/l.
               500 mg/l
               Smg/l.
2.0   Inventory Procedure

             Facility  compliance  (or  non-compliance),  for the  purpose of  the
       Inventory,  will be based on the  results of monitoring  for contamination,

       except in those cases where ground water  contains more than  10,000 mg/l

       total  dissolved solids  and is not  being used as a human drinking  water

       source.   Since the time involved precludes  immediate monitoring of all

       facilities,  the procedure  includes the ranking of facilities according

       to  their contamination  potential so that a monitoring  priority  can be

       assigned.  The process  consists  of:
              (a)   Elimination from further consideration  (compliance) of
             those facilities at which the ground water contains  more than
                                                      4-2

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     10,000 mg/1 TDS and is not being used as a human drinking water
     source.
     (b)   Ranking of the remaining facilities based on their contamination
     potential, considering the type of facility,  hydrogeologic conditions,
     and operating procedures.
     (c)   Determination of compliance based on monitoring to detect
     actual contamination.
     The compliance decision flow chart is presented in Figure 4-1.
3.0  Resolution of Decision Flow Chart Questions
     3.1  Does ground water contain more than 10,000 mg/1 TDS and is it
          not being used as a human drinking water source?
          The ground water in question is that contained in the
     shallowest geologic formation (aquifer)  capable of yielding
     usable quantities of ground water.  The natural or background
     concentration of TDS in the ground water may be determined from
     existing ground water data and reports.   Such reports should
     cover an area that includes the facility and  should give
     average TDS concentrations for the ground water of concern.
     Sources of information are:

      • USGS "Water Resources Investigations" reports for the area
      • State water, natural resources, or geologic survey reports
      • City or county health agency or water agency
      • Local drilling contractors' records
      • Records of drilling from site permit data.
      If not available from the above sources, TDS concentrations may
 be determined by testing the ground water.  Standard sampling and
 analysis procedures to be used may be found in the references listed
 below.  Samples should be drawn from the nearest existing well(s) f
 if any, pumping from the ground water source of concern.
      (1) Standard Methods for the Examination of Water and Wastewater,
      13th Edition, American Public Health Association, 1971.
                                  4-3

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     (2)  Manual of Methods for Chemical Analysis of Water and
     Wastes, Environmental Protection Agency, 1974.   (EPA-625/6-
     74-003)
     (3)  1978 Annual Book of ASTM Standards, Part 23  (Water:
     Atmospheric Analysis), ASTM, Philadelphia, Pennsylvania.
     After making the determination, proceed as follows:
     (1)  If the ground water contains less than 10,000 mg/1 TDS,
     continue to Section 3.2.
     (2)  If the ground water contains more than 10,000 mg/1 TDS
     and is not being used as a human drinking water source, then
     the facility complies with this Criterion.
     If reports or sources of information indicate no usable quantities
of ground water present beneath the site, the facility complies with
this Criterion.  If there are no data available and no wells exist,
continue to the next Section (3.2).
3.2  Rank Facilities According to their Contamination Potential
     Facilities remaining after the elimination step must be monitored
for contamination.  However, it is not possible to monitor all sites
at once; therefore, they will be ranked, and given a monitoring priority,
based on hydrogeologic conditions, operating procedures, and facility
type.
     3.2.1  Sole Source Aquifers
     Top priority for monitoring must be assigned to those facilities
located in recharge areas of sole source aquifers.  The five sole
source aquifers designated to date by EPA are described in the following
issues of the Federal Register.

     San Antonio, Texas area; FR 12-16-75
     Spokane, Washington area;  FR 2-9-78
     Northern Guam; FR 4-26-78
     Nassau and Suffolk County,  New York; FR 6-21-78
     Fresno, California; FR 9-10-79
                                4-5

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     If the facility is located in a recharge area of one of these
aquifers, ranking is not necessary.  The facility should be given
top priority for monitoring.  Therefore, proceed to Section 3.3.
     3.2.2  Ranking Procedure for Landfills
     The ranking procedure for landfills not located in the recharge
zone of a sole source aquifer is based on aquifer and unsaturated zone
characteristics.  The procedure was developed frcm documented landfill
case studies, discriminant analysis techniques, and the Surface
Impoundment Assessment technique, and is intended to assign the highest
priority to those facilities that have the highest contamination
potential with respect to ground water.  The assigned monitoring
priority may be modified to a slight extent by consideration of
certain facility design or operational measures.
     The ranking procedure requires the input of three (3) values that
describe the facility and its bydrogeologic setting (Figure 4-2).  Methods
for estimating these values are as follows:
     (1)   Unsaturated zone thickness, meters.                                     *
          (a)  For uniform soils, use the minimum distance frcm the
          bottom of the landfill to the seasonal high level of the
          ground water in an unconfined aquifer, or to the top of a
          confined aquifer, whichever is shallowest.  Perched aquifers
          should also be considered if they are capable of supplying
          usable quantities of water.
          (b)  Neglect the thickness of any highly-fractured rock layers.
          (c)  For layered series of soils or rock having similar
          hydrologic properties  (permeability), use the entire thickness.
          (d)  For equally thick layers of soils or rock having
          dissimilar hydrologic properties (greater than 2 orders of
          magnitude permeability difference), use only the thickness
          of the least permeable layer.  This layer must be continuous
          under the entire facility and at least 1 meter thick.  Other-
          wise, utilize the thickness of the more permeable strata.
                                4-6

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     (e)   For layers of soils or rock with different thickness
     and hydrologic properties,  two options are available.
     Either use the thickness of the layer with the least
     permeability,  or use the total combined thickness with a
     weighted permeability (calculated in the next step,  3.2.2(2)) .
(2)   Unsaturated zone permeability, cm/sec.
     (a)   For the soil or rock selected in (1) , select an
     appropriate permeability from Table 4-1.
     (b)   If the permeability is available from permit or site
     investigation data,  utilize that value rather than Table 4-1.
     (c)   For multi- layered sequences requiring a weighted
     permeability,  use the following equation:
                      Ti  + T2 +  T3  -f . . .  T
                where T = thickness of each layer in meters
                      K = permeability of each layer in cm/sec
     Note:   if several layers with widely varied hydrologic
     properties are present,  the equation may produce an erroneously
     high number for the low-permeability thickness.  This should
     be considered in such a  situation.
(3)   Saturated zone permeability,  cm/sec.
     (a)  For a uniform soil  or rock aquifer, select the expropriate
     permeability from Table  4-1.
     (b)  For layered sequences of soil or rock, select the
     appropriate permeability from Table 4-1 for the uppermost
     saturated layer.  If the upper layer is less permeable than
     an underlying stratum and is less than 1 meter in thickness,
     select the permeability  from Table 4-1 for the underlying
     layer.
                            4-8

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          (c)  If the permeability is available form other information
          sources such as ground water reports or permit data,, utilize
          that value rather than Table 4-1.
     The facility's ranking (monitoring priority) is obtained from
Table 4-2 utilizing the above three values.
     (4)  Modification to the ranking.
          After considering the above factors, the investigator may
     choose to modify the monitoring priority slightly, after considering
     certain site-specific characteristics.  These characteristics are
     described below.  If a change in priority is deemed appropriate, the
     following guidance should be observed:
          (a)  The modification may be used to move a facility from a
          high monitoring priority to a medium monitoring priority,
          or vice versa.
          (b)  The modifications should rarely be used to move a facility
          from a medium monitoring priority to a low monitoring priority.
     (5)  Site specific characteristics.
          (a)  Initial quality and use of ground water.
               Ground water beneath the facility may be used for human
          consumption; used for other purposes; or not currently used.
          Facilities overlying ground water that is currently used as
          drinking water or that are close to drinking water wells
          should have the highest monitoring priority.
          (b)  Infiltration.
               The quantity of leachate generated is dependent on the
          amount of infiltration through the waste mass.  While it is
          difficult to predict the relative impact on ground water
          quality based on leachate quantity, in general it may be
          assumed that facilities with greater infiltration should
          have higher priorities.  In dry areas of the United S-bates
          with no recharge to ground water (no leachate is likely to
          be produced due to infiltration) and where no water is added
          from other sources,  all but those landfills where the waste
                                4-10

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                              TABLE 4-2
                         MONITORING PRIORITY

Saturated Zone
Permeability
( cm/sec)
>io-"






10"" - 10~6





<10"6




Unsaturated Uhsaturated Zone
Zone Permeability
Thickness (m) (cm/sec)
<1 NA*
1-3 >10~"
10-" - io~6
10-*
10"" - 10"6
10 >10"2
ID'2 - 10~"
10""
10-" - io~6
<10"6
3-10 >10"2
io-2 - io~6
<10"6
>10 >10~'1
10~"
10"" - 10~5
3 >10"''
10"" - 10"6
<10~6

Monitoring
Priority
High
High
Medium
Low
High
Medium
Low
High
Medium
Low
High
High
Medium
Low
High
Medium
Low
I tedium
Low
High
Medium
Medium
Low
Medium
Low
Low

NA = Not applicable.
                              4-11

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is within 1 meter of ground water may be assigned a lower
priority.  General estimates of infiltration can be obtained
using Figure 4-3.  High net infiltration areas should be
assigned higher priority.  Judgment should be used based on
local conditions, especially in the West.  However, the
investigator is cautioned against greatly modifying the
monitoring priority with this factor, since even a small
amount of leachate can have an impact on ground water quality.
(c)  Liners and leachate collection systems.
     Facilities that have taken measures to predict and control
leachate migration through synthetic liners and/or leachate
collection usually constitute less of a contamination potential
than facilities without these measures.  There might be concern
if the liners leak.  Adjustment of priorities where liners
and collection systems are installed will have to be based on
the State experience with the particular facility.
(d)  Karst terrain.
     Karst areas are characterized by solution channels and
fractured limestone.  Contaminants may reach the water table
relatively undiluted, and may travel quickly to other areas.
For this reason, facilities located in karst terrain should
have a slightly higher monitoring priority even in situations
where the water table is very deep.
(e)  Floodplains.
     Facilities located on a floodplain may be underlain by
somewhat permeable material and a shallow ground water system
that discharges into a stream or river.  These facilitd.es
may be subject to reverse discharge into the facility or
extreme infiltration by flood waters, and any leachate
released into the ground water will discharge into the river
or stream.  However, many of these facilities may have some
form of flood protection, or they may be designed to control
ground water discharge.  The investigator must consider the
pros and cons of a facility located in a floodplain and
                       4-12

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                                  3
                                  a
4-13

-------
                                    >
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                                    >
                                    o
                                    z
                                    3
                                    cc

                                    .J
                                    <
                                   c
                                   a
                                   a
                                   aj
                                   ra
                                   z
                                   J~
                                   z
                                   a
4-14

-------
          and determine if it should be assigned a higher or lower
          monitoring priority.
          (f)  Operational quality.
               If the facility is operating under a State permit, then the
          investigator should determine if all the conditions relative to
          ground water protection specified in the permit are being met in
          the daily operation of the facility.  If they are not, it may be
          appropriate to assign higher monitoring priority.  Also, other
          operating practices that might enhance or reduce leachate
          generation (such as accepting a large amount of liquid waste,
          or not diverting runoff from the working area) should be
          evaluated by the investigator.
          (g)  Waste type.
               The case histories utilized in the discriminant analysis
          included facilities that had handled "hazardous" waste and
          failed to indicate any change in contamination potential
          based on waste type, especially when the facility ranking
          was based on the secondary standards that are now proposed
          as an amendment to the Criteria.  Therefore, there should be
          no change in monitoring priority based on waste type except
          for those facilities handling non-water soluble, non-decomposable
          inert solids.  Facilities handling such waste should be assigned
          a lower priority.
     3.2.3  Ranking of Surface Impoundments
     The ranking procedure for surface impoundments is based on the
Surface Impoundment Assessment (SIA)  System now in use by the EPA.  The
procedure considers hydrogeologic characteristics and assigns a rating
for each of several parameters.  The ratings are then entered into a
table and a monitoring priority is read from the table.
     Following the instructions in A Manual for Evaluating Contamination
Potential of Surface Impoundments (SIA Manual) (EPA-570/9/78-003),
complete Steps 1 and 2 for rating the unsaturated and saturated zones
                                 4-15

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at the facility location.  Using these values, enter Table 4-3 to
find the monitoring priority.  The data necessary for completing these
steps may already be available from another State Agency or the EPA
Office of Drinking Water, if the Surface Impoundment Assessment, is
being done or has been completed for the facility.
     The monitoring priority may be modified to some extent by site
specific characteristics.  Applicable ranking guidance contained in
Section 3.2.2 should be used to modify the ranking of surface
impoundments.
     Liquid depth and base linings are of concern in estimating
infiltration.  Waste type must be taken into account as explained
in Step 4 of the SIA Manual, rather than as discussed for landfills.
Table 4-3 is based on moderate (4-7) waste hazard potential ratings.
Therefore, facilities handling wastes with higher waste hazard
potentials (8-9) should be assigned a higher priority, and those with               J
wastes with lesser ratings (1-3)  should be assigned a lower priority.
     3.2.4  Ranking of Landspreading Facilities
     In general, most landspreading facilities do not constitute a
serious ground water pollution problem, although contamination has
been known to occur.  These facilities should be ranked as follows:
     (a)   Those disposal facilities which handle sewage sludge only,
     and which apply sludge at rates greater than the crop or
     s/fKjetative nitrogen demand, will use Section 3.2.2 and Table 4-2
     to determine a priority.
     (b)   Those facilities handling other wastes which contain
     concentrations of any metal or organic constituent in excess of
     those listed in the Criterion, Appendix I, should also use
     section 3.2.2 and Table 4-2 to determine a priority.
     (c)   All other landspreading facilities should be given a low
     priority for monitoring.
                                4-16

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                                 TABLE 4-3
                  MONITORING PRIORITY - SURFACE IMPOUNDMENTS
Saturated
Zone Rating
Unsaturated
Zone Rating
Monitoring
Priority
6A,6A, 3A
4C, 3C, 1C
2E, IE, OE
9A-9K, 6B, 7B, 8B,          High
7C, 5D

6C, 4D, 3E, IP              Medium

All others                  Low

9C-9K, 8B, 9A, 9B,          High
7B, 7C

6C, 6B, 5D, 4D              Medium

All others                  Low

9E-9K, 9A-9D, 8B, 7B,
6B                          High

7C, 5D                      Medium

All others                  Low
  *Based on moderate waste hazard potential
                                      4-17

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     Guidance for Ranking of Landspreading Facilities Handling
     Sewage Sludge
     To determine whether the sludge nitrogen (N) is being applied
in excess of crop or vegetative demand, it is preferable to obtain
an analysis of NH^-N content, NOs-N content, and organic nitrogen
content of the sludge.  If this is not available, use the following
average values:
                                              Ibs available
     where sludge is surface applied:         ton of sludge
          anaerobically digested                   21
          aerobically digested                     13
          other - calculate
     where sludge is incorporated in the soil:
          anaerobically digested                   37
          aerobically digested                     17
          other - calculate
     Calculations:
          •  Obtain the N requirement from Table 4-4. (A)
          •  Calculate the available N in the sludge:
             - where sludge is incorporated into the soi]:
               percent NH^-N in sludge x 20 = Ib NEU-N/ton of sludge  (B)
             - where sludge is surface applied:
               percent NH^-N in sludge x 10 = Ib NHit-N/ton of sludge  (B)
               percent organic N x 2 = Ib organic N/ton of sludge  (C)
          •  Determine any residual sludge N in the soil from Table 4-5.(E)
          •  Calculate the sludge application rate necessary for crop
             demand:
                    Rate (tons/acre) = (B)  + (C)

     If the sludge application rate is greater than the nitrogen demand
rate calculated in Step 4, then the facility should be assigned a
priority from section 3.2.2 and Table 4-2.   Otherwise, a low monitoring
priority may be assumed.
                                4-18

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                                 TABLE 4-4
                  ANNUM, NITROGEN  (N) DEMANDS OF CROPS*

Crop
Corn
Corn silage
Soybeans
Grain sorghum
Wheat
Oats
Barley
Alfalfa
Orchard grass
Brome grass
Tall fescue
Bluegrass
Yield/acre
150 bu
32 tons
50 bu
4 tons
60 bu
100 bu
100 bu
8 tons
6 tons
5 tons
3.5 tons
3 tons
N (Ib/acre)
185
200
257t
250
125
150
150
450t
300
166
135
200

*  Values reported are from reports by the Potash Institute of America and
   are for the total above-ground portion of the plants.  For the purpose
   of estimating nutrient requirements for any particular crop year,
   complete crop removal can be assumed.

t  Legumes obtain N from synbiotic N2 fixation so fertilizer N is not
   necessary.  Where crop yields are less, reduce the nitrogen demand
   by the ratio of the reduced yield to that listed in the table.
                                    4-19

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     Guidance for Facilities Handling Other Waste                                   I
     Landspreading facilities that dispose of other wastes will be
ranked using Table 4-2.  "Other wastes" here means wastes or sludges
that contain concentrations of any metal or organic constituent in
excess of those listed in the Criterion, Appendix I.  Facilities
that accept such waste usually receive an analysis of the sludge from
which the metals and organics content may be determined.  If no such
analysis is available, the investigator must obtain a representative
sample of the sludge and have it analyzed for those parameters listed
in Appendix I.
     If the concentrations of metals or organics are in excess of those
listed in the Criterion, Appendix I, assign the facility a monitoring
priority based on Section 3.2.2 and Table 4-2.  If concentrations
are not exceeded, assign the facility a low priority.
3.3  Has an underground drinking water source been contaminated by the
     facility beyond the solid waste (or alternate)  boundary?
     To determine if a facility does not comply with the Criterion,                 ^
ground water monitoring must be conducted.  Reference should be made
to Procedures Manual for Ground Water Monitoring at Solid Waste Disposal
Facilities (EPA-530/SW-611)  for guidance on evaluation of existing
monitoring systems, and on design and installation of new monitoring
systems.
     Facilities that receive a high monitoring priority in the previous
section  (3.2) should be monitored first, followed by medium-priority
facilities.  Low priority facilities should be monitored after all
other facilities have been evaluated.  The monitoring wells should be
placed to detect contamination beyond the solid waste boundary, unless
an alternate boundary has been specified by the State in accordance
with the Criterion.  If no alternate boundary has been specified,, the
solid waste boundary is to be used.
     3.3.1  Evaluating Existing Monitoring Systems
     If the facility has an adequate existing monitoring system that
is correctly placed with respect to the solid waste or alternate                    m
boundary, this system may be used for the purpose of the Inventory.

                                4-20

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If a facility has a monitoring system with wells downgrandient to the
applicable solid waste or alternate boundary, this system may be used
for a non-compliance determination if contamination is detected in
accordance with Section 3.3.4.
     The adequacy of the existing monitoring system must be evaluated,
preferably with the assistance of a hydrogeologist.  Obtain drilling
logs for each well in the system and a map of the site showing well
locations.  The objective of the system is to obtain representative
samples of ground water and to detect contamination in underground
drinking water sources beyond the appropriate boundary.  Generally,
the uppermost aquifers will be of concern.  Consider these factors:
     (a)  Number and location of wells.
          The system should have at a minimum one well hydraulically
     upgradient from the site and at least two wells downgradient.
     The static water levels reported for the wells should indicate
     the local hydraulic gradient.  The downgradient wells should be
     located as close as is practicable to the solid waste (or
     alternate) boundary without being drilled through the waste.
          Wells located in waste should not be used for determinations.
     Upgradient and downgradient wells should be located so that samples
     are obtained from the same horizon of water-bearing material.  When
     downgradient wells are being evaluated, local variations in the
     hydraulic gradient (such as may be caused by a nearby pumping well
     or a ground water mound beneath the facility) should be considered,
     as well as any vertical gradients.
     For a compliance determination, existing wells inside the solid
waste boundary may be used when no contamination is detected.  Otherwise,
additional wells will have to be installed at, or in close proximity to,
the applicable boundary.
     (b)  Construction of wells.
          Well casings should be a minimum of two inches in diameter,
     preferably four inches, to allow for ease of pumping and sampling,
     A bentonite clay or cement seal or plug should be in place around
     the casing, finished at the surface with a cement or earth mound
                                4-21

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     sloped away fron the well to prevent surface drainage down the
     casing.  The top of the well should be covered with a locking
     cap and protected against vandalism and destruction by mobile
     equipment.  Sufficient labeling should be present indicating the
     well location and number.  Casing and well screens should be plastic,
     unless the waste type involved contains organic pollutants or is
     corrosive to plastic.  In these cases it will be necessary to use
     steel well casing.  Metal well parts may give false readings in
     metal analyses.  Determine, from the driller's log, if drilling
     mud or additives were used during well construction.  If they were,
     ensure that the wells were properly developed (flushed) and that
     all traces of drilling mud were removed.
     If, in the estimation of the investigator, the existing system
is adequate, proceed to 3.3.3.
     3.3.2  New Monitoring Systems
     If a new monitoring well or additions to an existing system must
be installed at the site, the system must be designed and installed
considering additional items:
     (a)  Test borings or geophysical studies may have to be made to
     determine the water table gradient and location.  Well locations
     can then be based on this information.
     (b)  Wells should be drilled or augered without the use of drilling
     mud, if possible.  If hydraulic mud is used, the well must be
     flushed properly.
     (c)  A well screen of sufficient length and correct slot size
     must be installed.  Plastic screens are reccrnmended for most
     applications, except when plastic is not compatible with the waste
     type, or when casing lengths exceed 50 feet.  (The weight of the
     casing may compress the  screen and close the slots.)  A gravel pack
     should be installed around the screen to avoid picking up sediment
     when  the well is  pumped.
      (d)   The downgradient wells should be placed to sample ground
     water at the point where contamination is most likely.  This
                                   4-22

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     depends to a large extent on the site hydrogeology and facility
     type and construction.  Examples are included in EPA-530/SW-611.
     Upgradient wells should then be set to sample from the same
     water-bearing horizon (s).
     (e)   If monitoring will be conducted at an alternate boundary and
     this boundary is removed from the facility, monitoring wells
     should be installed at several points between the boundary and
     the facility.  This will assist the investigator in determining
     whether any contamination observed at the alternate boundary is
     originating at the facility.
     (f)   Wells should not be installed in areas where waste has been
     or will be deposited.
     (g)   Resistivity or similar methods might prove useful in locating
     monitoring wells.
     3.3.3  Monitoring Parameters and Sampling
     Ground water can be monitored for the specific contaminants (MCL's)
listed in the Criteria, or for tracers or indicators of potential
contamination.  The following monitoring parameters are suggested as
part of the program because of their mobility and persistence, their
known association with the waste type, and their inclusion in the Criteria
and the proposed amendment.  Additional or other parameters may be used
at State discretion if experience indicates the parameter to be useful
in contamination evaluations.  Determinations of non-compliance for the
Inventory can only be made on the basis of the contaminants contained in
the final Criteria.  Analytical methods for the following parameters are
referenced in Appendix I of the Criterion.
     (a)   Landfills - Total dissolved solids (TDS), chloride, iron,
     manganese (particularly for municipal landfills).  Additional
     contaminants may be added, or some of the above removed, depending
     on the variety of waste type and the prevalence of a contaminant in
     a particular waste, e.g.,  copper and chrctnium should be added for
     metal plating wastes.  Refer to Table 4-6.
     (b)   Surface Impoundments - Total dissolved solids and at least
     three additional contaminants listed in the final Criteria that

                                4-23

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                            TABLE 4-6

   CONSTITUENTS IN INDUSTRIAL AND MUNICIPAL WASTEWATER HAVING
                                                          3/t
      SIGNIFICANT POTENTIAL FOR GROUND-WATER CONTAMINATION   )
                    MINING (SIC 10, 11, and 12)
Metal and
ph
Sulfate
Nitrate
Chloride
Total dissolved
solids
Phosphate
Copper
Nickel
Lead
Coal Mining Industry (SIC 10, 11,
Zinc
Tin
Vanadium
Radium
Phenol
Selenium
Iron
Chromium
Cadmium
Uranium
and 12)
Magnesium
Silver
Manganese
Calcium
Potassium
Sodium
Aluminum
Gold
Fluoride
Cyanide
PAPER AND ALLIED PRODUCTS (SIC 26)
COD/BOD
TOC
pH
Arrrnonia
              Pulp and Paper Industry (SIC 261 and 262)
Phenols
Sulfite
Color
Heavy metals
                                     Nitrogen
                                     Phosphorus
                                     Total dissolved
                                      solids
                                     Biocides
              CHEMICALS AND ALLIED PRODUCTS (SIC 28)
COD/BOD
pH
Total dissolved
 solids
Organic Chemicals Industry (SIC 286)


            Alkalinity
            TOC
            Total phosphorus
            Heavy metals
                         Phenols
                         Cyanide
                         Total nitrogen
                                                                (continued)
                                4-24

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                                 TABLE 4-6

                                (continued)
CHEMICALS AND ALLIED PRODUCTS (SIC 28)  - (continued)

        Inorganic Chemicals, Alkalies,  and Chlorine Industry (SIC 281)

     Acidity/alkalinity          Chlorinated benzenoids   Chromium
     Total dissolved              and polynuclear         Lead
      solids                      aromatics               Titanium
     Chloride                    Phenols                  Iron
     Sulfate                     Fluoride                 Aluminum
     COD/BOD                     Total phosphorus         Boron
     TOC                         Cyanide                  Arsenic
                                 Mercury


             Plastic Materials and Synthetics Industry (SIC 282)

     COD/BOD                     Phosphorus               Ammonia
     pH                          Nitrate                  Cyanide
     Phenols                     Organic nitrogen         Zinc
     Total dissolved             Chlorinated benzenoids   Mercaptans
      solids                      and polynuclear
     Sulfate                      aromatics


                     Nitrogen Fertilizer Industry (SIC 2873)

     Ammonia                     Sulfate                  COD
     Chloride                    Organic nitrogen         Iron, total
     Chromium                     compounds               pH
     Total dissolved             Zinc                     Phosphate
      solids                     Calcium                  Sodium
     Nitrate

                     Phosphate Fertilizer Industry (SIC 2874)

     Calcium                     Acidity                  Mercury
     Dissolved solids            Aluminum                 Nitrogen
     Fluoride                    Arsenic                  Sulfate
     pH                          Iron                     Uranium
     Phosphorus                  Cadmium                  Vanadium
                                                          Radium
                                                                  (continued)


                                     4-25

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                           TABLE 4-6

                          (continued)
                PETROLEUM AND COAL PRODUCTS (SIC 29)

                Petroleum Refining Industry (SIC 291)


Armenia                     Chloride                 Nitrogen
QTromium                    Color                    Odor
COD/BOD                     Copper                   Total phosphorus
pH                          Cyanide                  Sulfate
Phenols                     Iron                     TOC
Sulfide                     Lead                     Turbidity
Total dissolved             Mercaptans               Zinc
 solids

                       PRIMARY METALS (SIC 33)

                      Steel Industry (SIC 331)


pH                          Cyanide                  Tin
Chloride                    Phenols                  Chrcmium
Sulfate                     Iron                     Zinc
Ammonia                     Nickel


              ELECTRIC, GAS, AND SANITARY SERVICES (SIC 49)

                 Power Generation Industry (SIC 491)

COD/BOD                     Copper                   Phosphorus
pH                          Iron                     Free chlorine
Polychlorinated             Zinc                     Organic biocides
 biphenols                  Chromium                 Sulfur dioxide
Total dissolved             Other corrosion          Heat
 solids                      inhibitors
Oil and grease


                 Municipal Sewage Treatment (SIC 495)


pH                          Nitrate                  Sulfate
COD/BOD                     Ammonia                  Copper
TOC                         Phosphate                Lead
Alkalinity                  Chloride                 Tin
Detergents                  Sodium                   Zinc
Total dissolved             Potassium                Various Organics
 solids
                                 4-26

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     are mobile in the soil and intrinsic to the waste type.  Refer
     to Table 4-6.
     (c)  Landspreading Facilities
           (1)  Sewage Sludge - Total dissolved solids, nitrate, chloride
          and at least one additional contaminant listed in the final
          Criteria which has high levels in the sludge.
           (2)  Other Wastes - Total dissolved solids and at least
          three additional contaminants listed in the final Criteria
          that are mobile and intrinsic to the waste type.  Refer to
          Table 4-6.
     A parameter might also be selected because the concentration in
the background water is already at or above the level specified in the
Criteria.
     Sampling technique in ground-water monitoring is very important,
and standard methods such as those outlined in Handbook for Monitoring
Industrial Wastewater (USEPA, 1973)  or Procedures Manual for Ground
Water Monitoring at Solid Waste Disposal Facilities (EPA-530/SW-611)
should be used.  A brief set of guidelines follows:

     (a)  Check equipment and make arrangements with the laboratory
     and for sample transportation.
     (b)  Msasure the static water level in the well.
     (c)  Flush the well to remove standing water.   An amount equal to
     five' times the volume of the casing should be removed in high-
     yield formations (in low permeability strata, one volume will
     suffice).
     (d)  Allow the well to recharge to the static water level (may
     require more than one day).
     (e)  Clean and/or flush sampling equipment with distilled or
     drinking water between samples.
     (f)  Where appropriate, filter sample during collection.  Non-
     aerated conditions must be maintained; therefore, do not allow
     the water to bubble or splash into the sample container and
     filter.
                                4-27

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     (g)  Preserve the sample and pack in ice, if necessary, for
     shipment.
     (h)  Clean equipment.  Make sure well is securely capped.
     3.3.4  Interpretation of Data
     Casual interpretation of ground water monitoring data can. sometimes
be misleading.  Several types of variation can be introduced into
ground water monitoring data.  Sampling error can be reduced by adhering
to the practices outlined in Section 3.3.3.  The effects of natural
fluctuation in ground water quality can be reduced by increasing sampling
frequency.  The sampling interval should be based on seasonal factors,
the distance to the wells from the waste deposit, and the rate of ground-
water movement.  Measurement error can be reduced by splitting a sample
and evaluating the analysis of each split with the Student t-test, as
outlined in Appendix 4-1.
     Two options are suggested for data interpretation.  The first
option utilizes indicator parameters or tracers and is designed to
provide a quick, low-cost indication of potential contamination.  The
second option is based on the Criteria MCL's only.
     Option 1;
     (a)   Analyze upgradient samples for parameters suggested in
     Section 3.3.3,  depending on the facility type.   Note:  if
     more than one upgradient well is sampled, use the well that
     is clearly upgradient,  based on flow direction and location
     with respect to the facility.   If this determination cannot be
     made,  use the mean value of all upgradient wells.
     (b)   Analyze downgradient wells for the same parameter(s),  and
     compare the highest concentration(s)  with the upgradient value.
     (c)   If downgradient concentration(s)  are less than upgradient,
     the facility complies with the Criterion.
     (d)  If downgradient concentration(s) are greater than upgradient,
     the procedures in Option 2 must be followed.
     Option 2;
     (a)  Analyze downgradient samples for all parameters suspected
     to be released by the facility (see Section 3.3.3 and Table 4-6).
                                4-28

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     If this is not known, analyze for all parameters in Appendix 1.
     (b)  If the highest downgradient concentrations do not exceed
     the MCL's, the facility complies with the Criterion.
     (c)  If the highest downgradient concentrations exceed the MCL's,
     analyze upgradient samples for the same parameters.  Note: if more
     than one upgradient well is sampled, use the well that is clearly
     upgradient based on flow direction and location with respect to the
     facility.  If this determination cannot be made, use the mean value
     of all upgradient wells.
     (d)  If the upgradient value does not exceed the MCL's, the facility
     does not comply.
     (e)  If the upgradient value exceeds the MCL's, additional monitoring
     should be done to detect significant increases in downgradient
     concentrations.  Statistical evaluation is recommended (see Appendix
     4-1).
     When the evaluations are being made, caution should be exercised
in evaluating the initial analyses of iron and manganese or other
contaminants which might result from a well casing or disturbance of
the soil.  Also, in areas where there are other potential sources of
contamination such as industrial activity, sewers, septic systems, and
disposal facilities, contamination may originate from another upgradient
source.  Careful checking of upgradient well results, over a period of
time, should be done to determine that the facility is actually the source
of contamination.
                                 4-29

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                  APPENDIX 4-1





APPLICATION OF STUDENT t-TEST TO MONITORING DATA
                     4-30

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                 APPLICATION OF STUDENT t-TEST TO MONITORING DATA
     The t-test is a method of comparing two samples to determine if there
is a significant difference between them.  The test relies on the assumption
of normality and that sample pairs be observed under the same conditions.
The test uses sample means in its comparison; therefore, it is essential
that each sample be split for several analyses (as the number of splits
approaches 1, the validity of the test approaches  "zero").
     The data are processed as shown in this example:
     Upgradient wells:   ttl
                         #2 - well cap tampered
                              with; do not use.
                                           Downgradient wells:    #3
                                                                 #4
            Samples Split for 5 Analyses Each, Analyzed for Chloride


Analysis
1
2
3
4
5
Well
#1

75 ppm
105
31
64
92
meani=73
Difference
From Meani

2
32
42
9
19
Well
#3

Difference
From Means

295 ppm 32
220
246
271
284
sumi=104 means =263
43
17
8
21
Well
#4

300
297
260
275
289
sum3=121 meanit=284
Difference
From Meanit

16
13
24
9
5
sumi»=67
       Calculate Sn/ the sample variance (using one ugradient and one
downgradient well).
S0 =
                      (sum3)2
               m + n2 -2
          = (104) 2 + (121) 2
               5+5-2
          = 3,182
= no. of splits, well #1
= no. of splits, well #3
                                      4-31

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       Calculate t:
       t = raeani - means
         = 73 - 263
         = 0.094 (disregard signs)

       Compare t with the number opposite the value of (m + na-2)  in Table 4-1-1.
If t is less than this number, there is no significant difference between
the samples.

                                 TABLE 4-1-1
                  t DISTRIBUTION AT 95 PERCENT CONFIDENCE LEVEL
               n£—2           t               ni + na-2
1
2
3
4
5
6
7
8
9
10
12.706
4.303
3.182
2.776
2.571
2.447
2.365
2.306
2.262
2.228
                                                  11            2.201
                                                  12            2.179
                                                  13            2.160
                                                  14            2.145
                                                  15            2.131
                                                  16            2.120
                                                  17            2.110
                                                  18            2.101
                                                  19            2.093
                                                  20            2.086
                                     4-32

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                                  Chapter 4

                                GROUND WATER

                        Criterion Conplian.ee Decision

                             QComplies

                             f~]Does Not Comply
1.  Does ground water contain more than 10,000 mg/1 TDS, and is it not being
    used as a human drinking water source?

     []] YES  (COMPLIES)

              D Ground water is not present beneath the site
              DGround water has more than 10,000 mg/1 TDS, TDS =	
                  and is not used as a human drinking water source
              DGround water is not present in usable quantities beneath
                  the site

        NO  (Continue to 2)

              QGround water has less than 10,000 mg/l TDS
              dGround water is being used as a drinking water source

2.  Rank facility according to its contamination potential.

    Landfills

              DFacility overlies sole source aquifer  (high priority)
              DFacility has a history of leachate problems (high priority)
              D Ranking from Table 4-2
                  Saturated zone permeability	cm/sec
                  Unsaturated zone thickness  	 m
                  Unsaturated zone permeability	 cm/sec
              DFacility is in an area where precipitation is exceeded by
                  evaporation plus transpiration  (low priority)

     I	I High priority
     I  | Medium priority

     Q Low priority

     Surface Impoundments

                Ranking from Table 4-3
                  Saturated zone rating 	
                  Unsaturated zone rating
             priority

     []Medium priority

     I""] Low priority

                                       4-33

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                                  Chapter 4

                                GROUND WATER

                                  Continued
    Landspreading Facilities
              D Sludge nitrogen is being applied in excess of crop or
                  vegetative demand (high priority)
              D Ranking from Table 4-2 for industrial waste facilities

     j~] High priority

     r~] Medium priority

     j~] Low priority

3.  Has an underground drinking water source been contaminated by the
    facility beyond the solid waste (or alternate boundary) ?

     r~J YES  (Does not comply)

              D Monitoring shows contamination of a drinking water source
                  Contaminating substances and concentrations __ _
        NO  (COMPLIES)
              D Facility does not overlie a drinking water source
              D Monitoring shows no contamination beyond the solid waste
                  (or alternate boundary)
                                      4-34

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                                        CHAPTER  5


                        ENDANGERED AND THREATENED SPECIES
1.0   Criterion and Definitions
                               {2574-2
                                 (a) Facilities or practices shall not
                               cause or contribute to the taking of any
                               endangered or threatened species of
                               plants, fish, or wildlife.
                                 (b) The facility or practice shall not
                               result in the destruction or advene
                               modification of the critical habitat of
                               endangered or threatened species as
                               identified in SO CFR Part 17.
                                 (c) As used in this section:
                                 (1) "Endangered or threatened
                               species" means any species listed as
                               such pursuant to Section 4 of the
                               Endangered Species Act
                                 (2) "Destruction or adverse
                               modification" means a direct or indirect
                               alteration of critical habitat which
                               appreciably diminishes the likelihood of
                               the survival and recovery of threatened
                               or endangered species using that
                               habitat.
                                 (3) 'Taking" means harassing,
                               harming, pursuing, hunting, wounding,
                               killing, trapping, capturing, or collecting
                               or attempting to engage in such conduct
2.0   Inventory Procedure

           The approach  to the  endangered  species criterion for the purpose

      of the inventory is as follows:

            (a)  Eliminate from further consideration (i.e.  complies)  if the

            facility is not located:  (1)  within a listed critical  habitat,  or

            (2) within a  portion of endangered or threatened species range.

            (b)  Eliminate from further consideration  (i.e.  complies)  if the

            facility has  passed an  environmental assessment which considered

            the  facility's impacts  upon endangered  and  threatened species and

            critical habitats.
                                              5-1

-------
          (c)   Determine if the facility results in the destruction or adverse
          modification of the critical habitat of an endangered or threatened
          species as identified by 50  CFR Part 17.
          (d)   Determine if the facility causes or contributes to the taking
          of an endangered or threatened species of plants,  fish, or wildlife.
     Figure 5-1 presents the compliance decision flow chart.
3.0  Resolution of Decision Flow Chart Questions
     3.1  Is the facility within a critical habitat or the range of an
          endangered or threatened species as listed pursuant to the
          Endangered Species Act of 1973 (16 U.S.C. 1530 et. seq. as amended)
          in 50 CFR Part 17?
          This is determined by referring to the synopsis of the 50 CFR Part
     17 listings of endangered and threatened species (Appendix 5-A) , and
     critical habitats (Appendix 5-B), promulgated by the Office of Endangerec}
     Species (OES)  of the Fish and Wildlife Service, U.S. Department of
     Interior.  Discussions should be held with the State agency or agencies
     involved in management, control,  and regulation of plants, fish, or
     wildlife and/or the OES to determine where the species is actually known
     to occur within the State.  OES assistance may be necessary to clarify
     those instances where the range is not State specific and to ensure
     that the listing is current.  This information from the State agencies
     or the OES should be compiled on maps delineating known areas of concern
     for each species.
          The evaluation is made by simply comparing the facility location
     to the State map.  If the facility is not located in a critical habitat
     nor within the range of an endangered or threatened species as identified
     by the OES or State agency, then the facility complies with the Endangered
     Species Criterion.
     3.2  Has there been an assessment which enables the determination that
          the facility neither results in the destruction or adverse
          modification of the critical habitat of endangered or threatened
          species nor causes or contributes to the taking of any endangered
          or threatened species of plants, fish, or wildlife?
                                      5-2

-------
      >« U£
                                         o
                                         (J

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                                         a
                                                      O t- < CC
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                                                        LU O  ,
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                                                                              a
                                                                              a
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-------
     There are several instances where previous evaluations may enable
this determination to be made for a specific facility.
     (a)  If the State has a cooperative agreement with the OES under
     Section 6(c)  of the Endangered Species Act whereby the State
     endangered species program maintains an active and adequate program
     for the conservation of endangered species and threatened species
     in accordance with the ESA, check with the State endangered species
     agency or agencies for a previous assessment of the facility.
     Where the facility has passed the State endangered species program's
     assessment of the facility's likely inpact upon endangered and
     threatened. . . species and critical habitats, then the facility is
     in compliance with this Criterion.  When no State cooperative
     agreement exists under the ESA but an equivalent assessment has
     been made for the facility during the permit process and it passed,
     then the facility is in compliance with this Criterion.   Such an
     assessment is usually made as part of the State's review, inspection,
     or permit procedures for various State programs or through the State
     comments on a Federal permit application by the facility (i.e. a
     Clean Water Act Section 404 permit).  This question is resolved by
     checking past records of the facility.
     (b)  Where the facility is on Federal land or Federal money is
     involved in the construction or operatiqn of the facility, an
     assessment of the facility's impacts on endangered or threatened
     species might have been made by the Office of Endangered Species, a
     State having a cooperative agreement, or the involved Federal agency.
     If the facility passed this assessment then the facility complies
     with this Criterion.  Check the past records of the facility
     with the Office of Endangered Species or the involved Federal agency
     to determine this.
     (c)  Where the facility has an individual permit under Section 404
     of the Clean Water Act, and the environmental assessment conducted
     prior to the issuance of the permit contained an assessment that the
     facility was unlikely to adversely impact upon endangered and
                                5-4

-------
     threatened species and critical habitats, then the facility is
     in compliance with this criterion.  This can be determined by
     checking the records of the facility.  If necessary, consult
     with the appropriate Army Corps of Engineers District or the State
     404 permitting agency (where applicable).
     (d)  If the facility has been evaluated for the Endangered Species
     Act provisions (according to (a), (b), or (c) above) and if the
     facility passed as a result of a settlanent made to prevent
     adverse impact, and the facility complies with this settlement,
     then, for the purpose of the Inventory, the facility complies with
     this Criterion.
     (e)  In addition, for the purpose of the Inventory, if ESA
     evaluations have been made nearby with no adverse impacts noted
     and the appropriate State wildlife agencies indicate that the same
     situation exists at the facility under consideration, then the
     facility complies with this Criterion.  This past environmental
     assessment determination will have to be done through State
     discretion based on the circumstances.  Normally, the facility
     will have records or information about this assessment.
3.3  Does the facility result in the destruction or adverse modification
     of the critical habitat as identified in 50 CFR Part 17?
     The mere location of a facility within a critical habitat does not
necessarily mean that the facility will result in the destruction or
adverse modification of that habitat (e.g., a facility located in a
valley may be within the critical habitat of an endangered bat, but
the bat may only exist in caves near the ridge tops, remaining
unaffected by the facility below).
     If the facility is in a critical habitat and no previous assessments
have been made, the State must conduct its own assessment in order to
make a determination.  This assessment should be carried out in
consultation with or assistance from the appropriate State agencies
(endangered species or fish and wildlife offices), regional OES office,
                                5-5

-------
university study team, or private consultant.  If a Federal Agency
is involved through lending aid, project permit or other activities,
check with that Federal Agency to see if the OES determination has
been or will be made.  Determinations will be facility specific and
made on the best judgment of the evaluator(s).  The factors to be
considered in making a determination are:
     • type of critical habitat
     • size of critical habitat and size of facility
     • sensitivity of critical habitat to adverse impacts
     • species characteristics for which the critical habitat has been
       designated (e.g., requirements for food, harborage, water,
       reproduction/ etc.)
     • proximity of facility to critical habitat (e.g.,  location of
       facility vis-a-vis species)
     • facility design and operational characteristics
     Where it is determined that a facility does not directly or
indirectly result in the destruction or adverse nodification of a                 |
critical habitat in a manner which appreciably diminishes the likelihood
of the survival and recovery of the threatened and endangered species
using that habitat, then the facility complies with this portion of
the criterion.
3.4  Does the facility cause or contribute to the taking of any
     endangered or threatened species of plants, fish, or wildlife?
     If it has been determined that the facility results in the
destruction or adverse modification of a critical habitat, then the
facility results in the taking of the subject endangered species, and
the facility does not comply with this part of the criterion.
     If the facility is located within the portion of the range where
the species is endangered or threatened, and no previous study has
been conducted, the facility must be evaluated for the taking of
endangered or threatened species.  Assistance should be  obtained as
listed in 3.3 of this chapter.
                                5-6

-------
     The decision determining the effects of disposal facilities
on endangered or threatened species will be facility specific and made
on the best judgment of the evaluator(s).
     (a)  The factors to be considered in making a determination are:
          •  type of species or species habitat
          •  species characteristics (e.g., nesting and breeding
             behavior; range; food, water, and harborage needs;
             growth cycles)
          •  sensitivity of species or habitat to adverse environmental
             impacts
          •  proximity of facility to species.or species habitat
          •  facility size, design, and operational characteristics
     (b)  Specific factors for determining whether a facility is causing
     or contributing to the "taking" of endangered or threatened species
     are:
          •  harassing, harming, pursuing, hunting, wounding, killing,
             trapping, capturing, or collecting of species (this
             constitutes a "taking" and non-ccmpliance with this
             criterion)
          •  loss or adverse modification of habitat (including air and
             water pollution impacts)
          •  infringement on breeding,  nesting, and feeding activities
          •  interference with species movement
     The latter three factors nay or may not constitute a "taking"  and
require careful consideration and expert consultation on the factors
listed in (a)  before making the determination.
                                5-7

-------
              APPENDIX 5-A
LIST OF ENDANGERED AND THREATENED SPECIES
                 5-8

-------
 WEDNESDAY, JANUARY 17,1979
        PART II
 DEPARTMENT OF
   THE INTERIOR

Fish and Wildlife Service
 LIST OF ENDANGERED
  AND THREATENED
 WILDLIFE AND PLANTS
      Republication
5-9

-------
3636
     RULES  AND REGULATIONS
[4310-55-M]

   Title 50—Wildlife and Fisheries

CHAPTER   I—UNITED  STATES  FISH
  AND  WILDLIFE  SERVICE,  DEPART-
  MENT OF THE INTERIOR

    PART 17—ENDANGERED AND
 THREATENED WILDLIFE AND PLANTS

 Republication  of the List of Specie*

 CNOTK This document is reprinted from
the issue of Monday.  December 11. 1978 (43
PR 58030 )J

AGENCY:  Fish and Wildlife Service.
Interior.
ACTION:  Republication  of  the U.S.
Last  of  Endangered and Threatened
Wildlife and Plants.

SUMMARY:  The  Service   hereby
issues a republication of the list of En-
dangered and Threatened Wildlife and
Plants. An annual  publication of this
list  is required  under the Endangered
Species  Act of  1973 (16 U.S.C. 1531-
1543: 87 Stat. 884).
DATE: This list is inclusive of Septem-
ber 30, 1978.
ADDRESSES:  Comments concerning
this  republication  should be sent to
the Director (OES).  rj.S.  Fish  and
Wildlife Service. U.S. Department of
the Interior, Washington, D.C. 20240.
FOR   FUHTHKR   INFORMATION
CONTACT:

  Mr.  Keith M. Schreiner, Associate
  Director—Federal Assistance, Wash-
  ington, D.C. 20240, telephone 202-
  343-4646.

SUPPLEMENTARY INFORMATION:
The list incorporates species officially
listed  as Endangered or Threatened
since the republication of the list in
the FEDERAL REGISTER, July 14, 1977
(42 FR 36420). These new species are
African elephant,  San Clemente  lon-
gerhead shrike. San Clemente sage
sparrow, giant anole,  Mona boa. Mona
ground  iguana,, island  night  lizard.
New Mexican ridge-nosed rattlesnake,
Atlantic  salt marsh  snake,  eastern
indigo snake, green sea turtle,  logger-
head turtle. Olive (Pacific) Ridley sea
turtle,  pine  barrens tree frog,  golden
coqui, Alabama cavefish, slender chub.
spotfin  chub,  leopard darter,  slack-
water darter, yellowfin madtom, little
kern  golden trout,   greenback  cut-
throat trout. Chittenango ovate amber
snail,  flat-spired three-toothed snail,
Iowa Pleistocene snail, noonday snail,
painted snake coiled forest snail. Stock
Island  tree  snail. Virginia  fringed
mountain snail, tan riffle shell, So-
corro isopod, Virginia round-leaf birch,
Contra Costa wallflower,  McDonald's
rock cress, Santa Barbara Island live
forever,  Rydberg  milkvetch,  hairy
rattleweed, San Clemente broom. Ha-
waiian wild broadbean. unnamed Pha-
celia, San Diego pogogyne, persistent
trillium.  San Clemente Island bush-.
mallow. Eureka evening-primrose. An-
tioch Dunes evening primrose. Cramp-
ton's orcutt grass. Eureka dune grass,
Texas  wild-rice, northern wild monk-
snood. San Clemente Island Larkspur,
salt  marsh bird's-beak. San Clemente
Island Indian paintbrush, and Furbish
lousewart.  Populations  of both  the
gray wolf  and the  bald eagle  have
been reclassified. The Mexican  duck
has been removed from the list as di-
rected by the rulemaking published in
the  July 25,  1978.  FEDERAL  REGISTER
(43 FR 32258-32261). Errors  detected
in the FEDERAL REGISTER, July 14, 1977
(42 FR 36420) list have been corrected.
and  some scientific names have been
changed to reflect current usage.

  Dated: November 20, 1978.
           LTTIN A. GREENWALT,
                Director, Fish, and
                   Wildlife Service.

  1.  The table in 50 CFR 17.11 is re-
vised to read as follows:
                           FEDERAL REGISTER, VOL 44, NO.  12—WEDNESDAY, JANUARY 17, 1979


                                                        5-10

-------













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-------
           
-------
 APPENDIX 5-B




CRITICAL HABITATS
      5-29

-------
CRITICAL HABITATS

Species
Snail darter (No Map Available)
Florida manatee (No Map Available)
Indian bat (No Map Available)
American crocodile
California condor (No Map Available)
Yellow-shouldered blackbird
St. Croix lizard
Giant anole
Mississippi sandhill crane
Everglade Kite
American Peregrine falcon
Cape Sable seaside sparrow
Dusky seaside sparrow
Morror Bay kangaroo rat
Palila
Alabama caveifsh (No Map Available)
Slackwater darter
Slender chub
Spotf in chub
Yellowf in madtom
Florida Pine Barrens treefrog
Golden coqui
Leopard darter
Houston toad
Mona boa
Mona ground iguana
Gray wolf
Little Kern golden trout
Whooping crane
Date of
Federal Register
04/01/76
09/24/78
09/24/76
09/24/76
09/24/76
11/19/76
06/03/77
07/21/77
08/08/77
08/11/77
08/11/77
08/11/77
08/11/77
08/11/77
08/11/77
09/09/77
09/09/77
09/09/77
09/09/77
09/09/77
11/11/77
11/11/77
01/27/78
01/31/78
02/03/78
02/03/78
03/09/78
04/13/78
05/15/78
Map
Index
LOG.
1
2,4,10
3,1
4
5,19
6
6
6
7
8
9
4
10
11
12
13
13
14
1
14
15
6
16
17
6
6
18
19
20

                         (continued)
      5-30

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                       CRITICAL HABITATS  (continued)
                                                                         Map
                                                  Date of               Index
               Species                        Federal Register           LOG.


New Mexico ridge-nosed rattlesnake                08/04/78              21

Conta Costa wallflower and Antioch Dune           08/31/78              22
  evening primrose
Leatherback sea turtle                            09/26/78              23
Source:  Office of Endangered Species, DOI, October 1979.
                                   5-31

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                                z
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                                X
5-32

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                                 Chapter 5
                            ENDANGERED SPECIES

                       Criterion Compliance Decision

                             [^Complies

                             Doses Not Comply
1.  Is the facility within a critical habitat or the portion of the range
    where endangered or threatened for an endangered or threatened species as
    listed pursuant to the Endangered Species Act of 1973 (16 U.S.C. 1530
    et seq. as amended) in 50 CFR Part 17?

    D YES  (Continue to 2)

    [UNO  (COMPLIES)

2.  Has there been an assessment which enables the determination that the
    facility neither results in the destruction or adverse modification of
    the critical habitat of endangered or threatened species, nor causes
    or contributes to the taking of any endangered or threatened species
    of plants, fish, or wildlife?

    DYES  (COMPLIES)

             DFacility has passed assessment made by State, according
                 to facility records
             LJFacility has passed assessment made by OES or other
                 Federal agency
             DFacility has an individual 404 Permit with an assessment
                 section
             DFacility has passed evaluation as a result of settlement
                 made to prevent adverse impact
             DNearby assessments have indicated comparable situation at
                 facility is not a problem

    UNO  (Continue to 3)

3.  Does the facility result in the destruction or adverse modification of
    a critical habitat?

    Factors considered:
    Type of critical habitat_
    Size of critical habitat
    Sensitivity of critical habitat to adverse impacts
    Critical habitat species characteristics
    Proximity of facility to critical habitat
    Facility design and operational characteristics
                                     5-33

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                                Chapter 5
                             ENDANGERED SPECIES

                                (continued)


     D YES  (Does not comply - Continue to 4)

     [UNO  (Continue to 4)

4.   Does the facility cause or contribute to the taking of any endangered or
    threatened species of plants,  fish, or wildlife?

    Factors considered:
    Type of species and species habitat	
    Species characteristics
    Sensitivity of species and species habitat to adverse impacts
    Proximity of facility
    Facility size,  design,  and operational characteristics
    Adverse ^impacts considered;
    Harassing, harming,  pursuing,  hunting,  wounding,  killing,  trapping,
    capturing, or collecting species (direct violation of ESA,  does
    not comply)  	          	
    .Adverse modification or loss of habitat (including air & water
    pollution)	

    Infringement on breeding, nesting,  and  feeding' activities  ~"~	
    Interference with species movement
     QYES  (Does not comply)

     DNO  (COMPLIES)
                                    5-34

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                                    CHAPTER 6(a)

                                  DISEASE: VECTORS
1.0  Criterion
          (a) Disease Vectors. The facility or
         practice shall not exist or occur unless
         the on-site population of disease vectors
         is minimized through the periodic
         application of cover material or other
         techniques as appropriate so as to
         protect public health.
          (c) As used in this section:
          (2) "Disease vector" means rodents,
         flies, and mosquitoes capable of
         transmitting disease to humans.
  (3) "Incorporated into the soil" means
the injection of solid waste beneath the
surface of the soil or the mixing of solid
waste with the surface soil.
  (4) "Periodic application" of cover
material" means the application and
compaction of soil or other suitable
material over disposed solid waste at
the end of each operating day or at such
frequencies and in such a manner as to
reduce the risk of fire and  to impede
vectors' access to the waste.
 2.0   The approach for compliance with the  Disease  Criterion for purposes  of

       the Inventory  is as  follows:

             (a)   For  rodents  and flies, procedures to evaluate landfills and

             landspreading facilities  are presented.   Rodents  and flies are

            not of concern, at surface impoundments  because they are not

            attracted to such facilities.  For purposes of the Inventory

            the rodent of concern is  the rat.

             (b)   For mosquitoes, procedures  for evaluation of all three

            facility  types are presented.

             (c)   Facilities which landspread sewage  sludge and septic tank

            pumpings  are covered in Section  6(b)  and are not  subject to

            this section.

       The compliance  decision flow chart is presented in Figure 6(a)-l.

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           DOES THE  FACILITY MINIMIZE THE ON-SITE POPULATION OF
           DISEASE VECTORS THROUGH THE PERIODIC APPLICATION OF
           COVER  MATERIAL OR OTHER TECHNIQUES AS APPROPRIATE
           SO AS TO  PROTECT PUBLIC HEALTH?
YES
         COMPLIES
                                        NO
                                DOES NOT
                                 COMPLY
               FIGURE   6(a)-1   FLOW  CHART-DISEASE  VECTORS
11/79
                                         6 (a)-2

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     2.1  Definitions
          "Putrescible wastes" means solid waste which contains organic
     matter capable of being decomposed by microorganisms and of such a
     character and proportion as to be capable of attracting or providing
     food for disease vectors.
3.0  Resolution of Decision Flow Chart Question;
     Does the facility minimize the on-site population of disease vectors
     through the periodic application of cover material or other techniques
     as appropriate so as to protect public health?
          (a)  Rats and Flies
               (1)   Landfills
                    - Rats and flies are only of concern at facilities
                    which accept wastes attractive to these vectors.
                    If a facility does not accept putrescible wastes  and
                    is not a breeding ground or habitat for rats the
                    facility complies.
                    - For facilities which accept putrescible wastes,
                    the primary control technique is the application  of
                    periodic cover material.  To determine if the facility
                    practices this technique, it will be necessary to
                    assess the history of the facility through records
                    of inspections and complaints and to make a final
                    inspection.  If both the records and the field
                    inspection indicate that daily cover is being
                    practiced the facility complies.  The state can
                    determine that the application of adequate cover  is
                    being practiced even if during certain times of the
                    year it is less than daily due to weather conditions.

                    - If the cover practice is less than daily,  then  other
                    techniques such as:
                                   6 (a)-3

-------
        repellants,
        insecticides or rodenticides,
        composting or processing,
        predatory or reproductive control,
     may be considered sufficient control to determine
     compliance.
     - If the cover practice is less than daily (due to
     conditions other than weather)  and the above techniques
     are not used or are determined by the state to be
     insufficient to minimize the rats and flies at the
     facility, the facility does not comply.
(2)  Landspreading
     When putrescible wastes, such as food processing wastes,
are landspread there is a potential for the attraction of
rats and flies.  The preferred method of controlling these
vectors is to incorporate the waste material into the soil.
It may also be necessary to treat some wastes with a process,
such as biological digestion or composting (see 6(b)
Appendix 2) , to render the material less attractive to the
vectors.  In some cases, treatment may be acceptable in
lieu of incorporation.  If only non-putrescible wastes are
being applied, the facility complies.
     The actual determination of the presence of rats and
flies will be made by inspecting the facility for evidence
of these vectors and evaluating past inspection and complaint
records.  If the waste is incorporated and/or treated
sufficiently or there is no evidence of these vector's, the
facility complies.                    *
     If the facility practices a technique such as the
application of rodenticide or insecticide which consols
these vectors to the satisfaction of the state, the facility
complies.  If there is evidence of rats or flies or past
                       6 (a)-4

-------
     inspections indicate there is  a problem with  these vectors
     and no attempt is being made to control them,  the  facility
     does not comply.
(b)   Mosquitoes
     (1)   Landfills and Landspreading Facilities
          The presence of standing  water  is  the only mosquito
     attractant associated with landfills and  landspreading
     facilities.  If water is  allowed to  stand for more than
     three days, it can be used by  mosquitoes  for  breeding.
     Some places water will  tend to collect  include:
          - depressions over the surface
          - open containers
          - tires stored in  a  separate area  of the fill
          - ponds from excavating soil
          - leachate storage
          - siltation  basins
          If a facility is operated so as to minimize standing
     water,  mosquitoes will  be controlled and  the  facility  complies.
     A facility can also comply,  regardless  of standing water, if
     an insecticide spraying program exists  which  the state
     determines is sufficient  to protect  the public health.  To
     decide that a facility  does not comply  with the criterion
     it will be necessary to determine that  standing water  exists,
     that it supports  a population  of mosquito larvae,  and  that
     the resultant population  of adult mosquitoes  is sufficient
     to be a hazard to the public health,

     (2)  Surface Impoundments
          A surface impoundment can serve as a breeding site
     for mosquitoes.  If present, the larvae will  be found
     near the edge of  the impoundment and near vegetation or
     organic debris.  The mosquito  potential can be minimized
     by operational controls such as agitating the surface

                            6 (a)-5

-------
or varying the level of the water.  Also the presence of
other aquatic organisms which feed on mosquito larvae or
compete for food will restrict the population.  Adult
mosquitoes can be controlled with an insecticide program.
     The facility complies with this Criterion if
mosquito larvae are not observed at the facility or the
mosquito population is restricted by the above techniques
to the satisfaction of the state.
     The facility does not comply if the State determines
it to pose a public health problem due to the mosquito
population.
                    6(a)-6

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                                Chapter 6(a)

                              DISEASE; VECTORS

                        Criterion Compliance Decision

                             I]Complies

                             Q Does Not Comply
1.  Does the facility minimize the on-site population of disease vectors
    through the periodic application of cover material or other techniques
    as appropriate so as to protect public health?

         YES  (COMPLIES)

              Rats and Flies

                 Landfills
                  D
                  D
   Facility applies daily cover
   Facility is not one which applies daily cover
     Type of facility
                       Reason why daily cover is not necessary
                  n
     Schedule for application of cover _
   Facility practices other techniques
    - Repellants
    - Insecticides or rodenticides
    - Composting or processing
    - Predatory or reproductive control
                 Landspreading

                     Is waste material putrescible?
                     Is the waste material incorporated into the  soil?
D
D
              Mosquitos
                 Landfills and Landspreading

                  D No visual observation of mosquitoes, mosquito  larvae,
                       or flies
                  D Waste is  incorporated
                  D Waste is  properly treated prior  to application
                  D No presence or potential for  standing water
                  D Records of inspections  show no evidence of disease vector
                       problems
                                    6 (a)-7

-------
                            Chapter  6(a)

                         DISEASE; VECTOBS

                  Criterion Compliance Decision

                             (continued)
         Mosquitos  (continued)


            Surface Impoundments

              D Facility provides environmental control techniques
              D Varying water  level
              D Agitation of water
              D Removal of vegetation
              D Presence of aquatic  life
              D No visual observation of mosquito  larvae
              D Effective insecticide program
[Hj  NO   (Does  not comply)
                               6 (a) -8

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                                          CHAPTER  6(b)

                                             DISEASE:
                         SEWAGE SLUDGE AND  SEPTIC TANK PUMPINGS
1.0  Criterion  and Definitions
         (b) Sewage sludge and septic tank
       pumpings (Interim Final). A facility or
       practice involving disposal of sewage
       sludge or septic tank pumpings shall not
       exist or occur unless in compliance with
       paragraphs (b) (1), (2) or (3] of this
       section.
         (1) Sewage sludge that is applied to
       the land surface or is incorporated into
       the soil is treated by a Process to
       Significantly Reduce Pathogens prior to
       application or incorporation. Public
       access to the facility is controlled for at
       least 12 months, and grazing by animals
       whose products are consumed by
       humans is prevented for at least one
       month. Processes to Significantly
       Reduce Pathogens are listed in
       Appendix II, Section A. (These
       provisions do not apply to sewage
       sludge disposed of by a trenching or
       burial operation.)
         (2) Septic tank pumpings that are
       applied to the land surface or
       incorporated into the soil are treated by
       a Process to Significantly Reduce
       Pathogens (as listed in Appendix II,
       Section A), prior to application or
       incorporation, unless public access to
       the facility is controlled for at least 12
       months and unless grazing by animals
       whose products are consumed by
       humans is prevented for at least one
       month. (These provisions do not apply
       to septic tank pumpings disposed of by a
       trenching or burial operation.)
        (3) Sewage sludge or septic tank
       pumpings that are applied to the land
       surface or are incorporated into the Soil
       are treated by a Process to Further
       Reduce Pathogens, prior to application
       or incorporation, if crops for direct
       human consumption are grown within 18
       months subsequent to application or
       incorporation. Such treatment is not
       required if there is no contact between
       the solid waste and the edible portion of
the crop; however, in this case the solid
waste is treated by a Process to
Significantly Reduce Pathogens, prior to
application; public access to the facility
is controlled for at least 12 months; and
grazing by animals whose products are
consumed by humans is prevented for at
least one month. If crops for direct
human consumption are not grown
within 18 months of application or
incorporation, the requirements of
paragraphs (b) (1) and (2) of this section
apply. Processes to Further Reduce
Pathogens are listed in Appendix  II.
Section B.
  (c) As used in this sections
  [I] "Crops for direct human
consumption" means crops that are
consumed by humans without
processing to minimize pathogens prior
to distribution to the consumer.
  (2) "Disease vector" means rodents,
flies, and mosquitoes capable of
transmitting disease to humans.
  (3) "Incorporated into the soil" means
the injection of solid waste beneath the
surface of the soil or the mixing of solid
waste with the surface soil
  (4) "Periodic application of cover
material" means the application and
compaction of soil or other suitable
material over disposed solid waste at
the end of each operating day or at such
frequencies and in such a manner as  to
reduce the risk of fire and to impede
vectors' access to the waste.
  (5) "Trenching or burial operation"
means the placement of sewage sludge
or septic tank pumpings in  a trench or
other natural or man-made depression
and the covering with soil or other
suitable material at the end of each
operating, day such that the wastei do
not migrate to the surface.

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B. Processes to Further Reduce Pathogens
  Composting: Using the within-vessel
composting method, the solid waste is
maintained at operating conditions of 55° C
or greater for three days. Using the static  .
aerated pile composting method, the solid
waste is maintained at operating conditions
of 55° C or greater for three days. Using the
windrow composting method, the solid waste
attains a temperature of 55° C or greater for
at least 15 days during the composting period.
Also, during the high temperature period.
there will be  a minimum of five turnings of
the windrow.
  Heat dryng: Dewatered sludge cake is
dried by direct or indirect contact with hot
gases, and moisture content is reduced to 10
percent or lower. Sludge particles reach
temperatures well in excess of 80° C, or the
wet bulb temperature of the gas stream in
contact with  the sludge at the point where it
leaves the dryer is in excess of 80° C.
  Heat treatment: Liquid sludge is heated to
temperatures of 180° C for 30 minutes.
  Thermophilic Aerobic Digestion: Liquid
sludge is agitated with air or oxygen to
maintain aerobic conditions at residence
times of 10 days at 55-60° C, with a volatile
solids reduction of at least 38 percent.
  Other methods: Other methods or operating
conditions may be acceptable if pathogens
and vector attraction of the waste (volatile
solids)  are reduced to an extent equivalent to
the reduction achieved by any of the above
methods.
  Any of the processes listed below, if added
to the processes described in Section A
above,  further reduce pathogens. Because the
processes listed below, on their own, do not
reduce the attraction of disease vectors, they
are only add-on in nature.
  Beta ray irradiation: Sludge is irradiated
with beta rays from an accelerator at dosages
of at least 1.0 megarad at room temperature
(ca. 20' C).
  Gamma ray irradiation: Sludge is
irradiated with gamma rays from certain
isotopes, such as ""Cobalt and '"Cesium, at
dosages of at least 1.0 megarad at room
temperature  (ca. 20° C).
  Pasteurization: Sludge is maintained for at
least 30 minutes at a minimum temperature of
70° C.
  Other methods: Other methods or operating
conditions may be acceptable if pathogens
are reduced  to an extent equivalent to the
reduction achieved by any of the above add-
on methods.
A. Processes to Significantly Reduce
Pathogens
  Aerobic digestion: The process is
conducted by agitating sludge with air or
oxygen to maintain aerobic conditions at
residence times ranging from 60 days  at 15° C
to 40 days at 20° C, with a volatile solids
reduction of at least 38 percent.
  Air Drying: Liquid sludge is allowed to
drain and/or dry on under-drained sand
beds, or paved or unpaved basins in which
the sludge is at a depth of nine inches. A
minimum of three months is needed, two
months of which temperatures average on a
daily basis above 0° C.
  Anaerobic digestion: The process is
conducted in the absence of air at residence
times ranging from 60 days at 20* C to 15
days at 35° to 55° C, with a volatile solids
reduction of at least 38 percent.
  Composting: Using the within-vessel, static
aerated pile or windrow composting methods,
the solid waste is maintained at minimum
operating conditions of 40* C for 5 days. For
four hours during this period  the temperature
exceeds 55* C.
  Lime Stabilization: Sufficient lime is added
to produce a pH of 12 after 2 hours of  contact.
  Other methods: Other methods or operating
conditions may be acceptable if pathogens
and vector attraction of the waste (volatile
solids] are reduced to an extent equivalent to
th« reduction achieved by any of the  above
method*.
                                                6(b)-2

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2.0  Inventory Procedure
          This Criterion applies to all landspreading facilities where
     sewage sludge or septic tank purrpings are applied to the surface of
     the land or incorporated into the soil.  The Criterion addresses the
     potential hazard of vectors and pathogen transmission by controlling
     public access, agricultural practices, and treatment procedures.
          For the purpose of the Inventory/ it will be necessary to interview
     the sewage treatment plant owner/operator, sewage sludge or septic
     tank punpings hauler, and/or landspreading facility owner/operator to
     determine if the waste has been properly treated, access is controlled,
     and the prescribed agricultural practices are followed.  The treatment
     facility and operating plans and records may need to be inspected, as
     well as the landspreading facility.  Figure 6(b)-l presents the
     compliance decision flow chart.
3.0  Resolution of Decision Flow Chart Questions
     3.1  Are sewage sludge or septic tank punpings applied to the surface
          of the land or incorporated into the soil?
          (a)  To determine the location of disposal sites for septic tank
          punpings and sewage sludge, contact the appropriate government
          regulatory agency such as the State or local Health Department
          and the water pollution control agency.  Should these agencies
          not have the appropriate information, contact the individual
          scavenger companies and sewage treatment plants for information
          on their disposal method and site.
          (b)  This Criterion is concerned with all landspreading facilities,
          including both food chain and non-food chain lands.   Trenching
          or burial operations are not subject to these provisions.
     3.2  Are crops planted for human consumption within 18 months after
          application of waste?
          (a)  The determination that crops grown for human consumption are
          not planted can be made if the crop grown is not ordinarily
          consumed by man or if the operating plan specifically precludes

                                     6(b)-3

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                          6 (b) -4

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     the crop from this use.  The determination must be made based on
     crops planted at the time of the Inventory as to whether they are
     grown for human consumption.  If they are not for human consumption,
     proceed to 3.5.
     (b) If the crops planted at the time of the Inventory are for
     human consumption, then it must be determined:
         - when the crop was planted
         - the date of the last waste application
         The treatment plant operator is one source of information on
     sludge application dates and the facility farmer may have a
     record of when the crop was planted.
3.3  Does the waste contact the food portion of the crop?
     Contact with the food portion can be either by direct application
of the waste material to the growing crop or by rainfall splash
subsequent to application.  Therefore, the points of concern are the
timing and method of application and the type of crop grown.  Crops
which bear the food portion close to the ground such as is the case
with many vegetables should be considered to have contact between the
food portion and the waste.  Taller growing crops such as many grains
and citrus fruits can be considered not to have contact with the
waste so long as it is applied in a manner or at a time that direct
contact does not occur.
     If there is any question concerning the food portion of the
crop, consult with:

         • the  facility operator
         • the  facility farmer or other  local farmers
         • buyers  such as grain dealers  and co-ops
         • Agricultural Extension Service
         • State Department of Agriculture
         • State University Agriculture  Department
                                6 (b) -5

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3.4  Is the waste treated by a process to further reduce pathogens?
     Acceptable processes for the further reduction of pathogens are
listed in Appendix II, Section B of the Criteria.  Verification that
an accepted process for additional pathogen reduction is used must be
obtained.  Specific information should be available from the records
of the sewage treatment plant or septic tank hauler where the material
originated.  Other sources of information are the State and local
health and water pollution control agencies.  If this verification
cannot be made the presumption is that an appropriate additional
pathogen reduction process has not been utilized.
3.5  Is sewage sludge the waste material being applied?
     Sewage sludge and septic tank pumpings are treated somewhat
differently by the Criterion.  Determine which substance is being
applied at the facility.
3.6  Has the sludge been treated by a process to significantly reduce
     pathogens and is access controlled - 12 months for the public,
     and 1 month for grazing animals whose products are consumed by
     man?
     (a) Acceptable processes for reducing pathogens are listed in
     Appendix II, Section A, of the Criteria.  Verification that an
     accepted process for pathogen reduction is used must be obtained.
     Specific information should be available from the records of
     the sewage treatment plant or septic tank hauler where the
     material originated.  Other sources of information are the State
     and local health and water pollution control agencies.  If this
     verification cannot be made the presumption is that an appropriate
     pathogen reduction process has not been utilized.
     (b) Specific access controls are addressed in the access section
     of this manual.  Where waste is applied to public access areas
     positive control measures should be taken; however, in the case
     of private farmland, this should not be necessary unless the
     area  is subject to frequent trespass by the general public.
                                6 (b) -6

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     The farmer, his family and employees are considered "authorized
     persons" as covered in Chapter 2(d).
3.7  Has the waste been treated by a process to significantly reduce
     pathogens or is access prevented - 12 months for the public and
     1 month for grazing animals whose products are consumed by man?
     The requirements for septic tank pumpings are identical to those
for sewage sludge as addressed by Question 3.6, except that either
access must be controlled or a pathogen reduction process must be used
rather than both.
                                6(b)-7

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                                Chapter 6(b)
                           SEWAGE  SLUDGE AND  SEPTIC
                                TANK PUMPINGS
                        Criterion Compliance Decision
                             LJ Conplies
                             CD Does Not Comply
1.  Are sewage sludge or septic tank pumpings applied to the surface of the
    land or incorporated into the soil?
    Q YES  (Continue to 2)
    [D NO  (COMPLIES)
            D Facility is a trenching or burial operation
2.  Are crops  planted for human consumption within 18 months  after application
    of waste?
    Q YES  (Continue to 3)
            CD Crops grown at time of inventory are for human consumption
            Q Information from operating plan
            n Past usage or crops in the'vicinity
            Q Information frou facility owner/operator
    CD NO  (Continue to 5)
3.  Does the waste contact the food portion of the crop?
    D YES  (Continue to 4)
             D Direct application or rainfall splash
             Q Crops with food portion close to the ground
             Q Taller crops that receive application early in growing stage
    CD NO  (Continue to 6)
4.  Is the waste treated by a process to further reduce pathogens?
    CD YES  (COMPLIES)
             D Verification of acceptable process fran appropriate source
                 Source used	
    CD NO  (Does not comply - continue to 5)
             Q Verification cannot be made
                                       6 (b) -8

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                                Chapter 6(b)

                          SEWA.OE: SLUDGE AND SEPTIC

                                TANK PUMPINGS

                                (Continued)


5.  Is sewage sludge the waste material being applied?

    G YES  (Continue to 6)

    ONO  (Continue to 7)

6.  Has the sludge been treated by a process to significantly reduce pathogens
    and is access controlled - 12 months for the public, and 1 month for
    grazing animals whose products are consumed by man?

    Q YES  (Both reduction process and access control must be checked)
            (COMPILES)

             D Verification of acceptable process fran appropriate source
                 Source used 	
             D Appropriate access controls are used in public access areas
             DFacility is on private farmland not subject to frequent
                 trespass

    Q NO  (Does not comply)

             D Verification cannot be made
             QNo access controls are used
             Q Facility is on private farmland subject to frequent trespass,
                 and access is not controlled

7.  Has the waste been treated by a process to significantly reduce pathogens
    or is access prevented - 1.? months for the public and 1 month for grazing
    animals whose products are consumed by man?

    D ₯ES  (COMPLIES)

             D Verification of acceptable process from appropriate source
                 Source used
             DAccess controlled

       NO  (Does not comply)
                                    6 (b) -9

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                                             CHAPTER 7

                      APPLICATION TO LAND USED FOR THE  PRODUCTION
                                      OF FOOD CHAIN CROPS
1.0   Criterion and  Definitials
        § 257.3-5  Application to land uMd for th«
        production of food-chain crop* (Interim
        final).
          (a) Cadmium. A facility or practice
        concerning application of solid waste to
        within one meter (three feet) of the
        surface of land used for the production
        of food-chain crops shall not exist or
        occur, unless in compliance with all
        requirements of paragraph (a)(l) (i)
        through (iii) of this section or all
        requirements of paragraph (a)(2) {i]
        through (iv) of this section.
          (l)(i) The pH of the solid waste and
        soil mixture is &.5 or greater at the time
        of each solid waste application, except
        for solid waste containing cadmium at
        concentrations of 2 mg/kg (dry weight)
        or less.
          (ii) The annual application of
        cadmium from solid waste does not
        exceed 0.5 kilograms per hectare (kg/ha)
        on land used for production of tobacco,
        leafy vegetables or root crops grown for
        human consumption. For other food-
        chain crops, the annual cadmium
        application rate does not exceed:
                   Time pwiod
 Annual Cd
application rate
  (kg/h*|
        Present to June 30, 1984	
        July 1, 1984 to Dec. 31, 1986..
        Beginning Jan. 1, 1987...	
       2.0
      125
       0.5
          (iii) The cumulative application of
        cadmium from solid waste does not
        exceed the levels in either paragraph
        (a)(l)(iii)(A) of thi» section or paragraph
        (a)(lj(iii)(B) of this section.
          (A)	

                     Maximum cumulative application (kg/ha)
           Soil cation    Background soil pH Background soil pH
        excnartge capacity      <6.5         ^ 6.5
          
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       content is less than 0.2 mg/kg (actual
       weight) in animal feed or less than 1.5
       mg/kg (fat basis) in milk.
         (c) As used in this section:
         (1) "Animal feed" means any crop
       grown for consumption by animals, such
       as pasture crops, forage, and grain.
         (2) "Background soil pH" means the
       pH of the soil prior to the addition of
       substances that alter the hydrogen ion
       concentration.
         (3) "Cation exchange capacity" means
       the sum of exchangeable cations a soil
       can absorb expressed in milli-
       equivalents per 100 grams of soil as
       determined by  sampling the soil to the
       depth of cultivation or solid waste
       placement, whichever is greater,  and
       analyzing by the summation method for
       distinctly acid soils or the sodium
       acetate method for neutral, calcareous
       or saline soils  ("Methods of Soil
       Analysis, Agronomy Monograph No.  9."
       C. A. Black, ed., American Society of
       Agronomy, Madison, Wisconsin, pp 091-
       901, 1965).
         (4) "Food-chain crops" means
       tobacco, crops  grown for human
       consumption, and animal feed for
       animals whose products are consumed
       by humans.
  (5) "Incorporated into the soil" means
the injection of solid waste beneath the
surface of the soil or the mixing of solid
waste with the surface soil.
  (6) "Pasture crops" means crops such
as legumes, grasses, grain stubble and
stover which are consumed by animals
while grazing.
  (7) "pH" means the logarithm of the
reciprocal of hydrogen ion
concentration.
  (8) "Root crops" means plants-whose
edible parts  are grown below the
surface of the soil.
  (9) "Soil pH" is the value obtained by
sampling the soil to the depth of
cultivation or solid waste placement,
whichever is greater,  and analyzing by
the electrometric method. ("Methods of
Soil Analysis, Agronomy Monograph
No. 9," C.A. Black, ed., American,
Society of Agronomy, Madison,
Wisconsin, pp. 914-926,1965.]
2.0   Inventory Procedure

            This Criterion is applicable  only  to facilities where  solid waste

      is  applied to land used  for the production of food chain crops.

            Although a facility may  comply with this Criterion, it still must

      comply with all of the other  criteria.

            The approach  to this Criterion is  to divide  the Criterion into its

      two areas of  concern:

            • Cadmium is  addressed by two approaches: one controls the

              application rate  and the other controls the crop and its

              marketing.   Both  approaches require control of  pH.

            • Polychlorinated Biphenyls  (PCBs)  are  addressed  by method  of

              application.
                                                                                                     4
                                              7-2

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          The compliance decision flow charts are contained in Figures 7-1
     and 7-2.
3.0  Resolution of Decision Flow Chart Questions
     3.1  Is solid waste applied within one meter of the surface of land
          used for the production of food chain crops?
          (a) "Applied within one meter of the surface of land" refers to
          waste being injected, spread on the surface, or plowed into the
          soil.  For the purpose of the Inventory, landfills, regardless of
          cover depth, are not subject to these requirements.
          (b) "Food chain crops" are tobacco, crops grown for human
          consumption, and animal feed for animals whose products are
          consumed by man.
          (c) The land is to be considered "for the production of food chain
          crops," if the crop grown at the time of the Inventory is
          ordinarily ingested by man or by animals whose products are
          consumed by man, unless there is an operations or marketing
          plan which precludes the crop from this use.  Specific information
          on the potential consumers or uses of particular crops should be
          available through any of the following sources:
              • the facility operator
              • the facility farmer or other local farmers
              • buyers such as grain dealers and co-ops
              • local Agricultural Extension Service
              • State Department of Agriculture
              • State University Agriculture Department
          (d)  If possible, perform the inspection during the growing season;
          however,  if no crop is being grown at the time of the Inventory
          the determination can be made based on information from the
          operating plan, past usage of the facility,  crops grown in the
          vicinity,  or discussion with the owner,  operator,  or facility
          farmer.
                                      7-3

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                                    7-4

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* O
                7-5

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3.2  Is there an operating plan which demonstrates how the crop is to
     be distributed to preclude ingestion by humans and provides
     safeguards to prevent possible health hazards resulting from
     alternative future uses of the land?
     (a) To determine if the facility is meeting this requirement, read
     the operating plan and discuss with the operator or facility
     farmer the chain of possession of the crop after harvest.  To
     comply, the crop must be distributed so that there is no chance
     of ingestion by humans; for example, it could be sold directly to
     a dairy farm or feed lot where it would be fed to cattle.  The
     operating plan must also describe the measures being taken to
     safeguard against possible health hazards from cadmium entering
     the food chain, which may result from alternative future land uses.
     Some future land uses, such as the establishment of vegetable farms
     or home vegetable gardens, could result in significant dietary
     increases of cadmium.  Such provisions in the facility operating
     plan could include: dedication of the facility as a public park,
     placement of fresh top soil over the site, or removal of the
     contaminated soil.  If the facility meets this requirement,
     continue through the crop control option (question 3.3).  If it
     does not, continue through the application rate option (Question
     3.5).
3.3  Does a notice appear in the land records notifying any future
     owners that the property has received solid waste at high
     cadmium application rates and that food chain crops should not be
     grown, due to a possible health hazard?
     Obtain a copy of the land records from the owner or the State
or local government land records department.  If the notice does not
appear, the facility does not comply with the Criterion.
3.4  Is the solid waste and soil mixture at pH 6.5 or greater' at the
     time of solid waste application or at the time the crop is
     planted, whichever occurs later?
                                 7-6

-------
     Obtain a sample of the soil where waste has been applied
following the guidelines in Appendix 7-1.  If the pH of the sample
is 6.5 or higher or if the pH is close to this range and pH control
is being attempted, the facility complies,- if not, the facility does
not comply.
3.5  Is the background soil pH greater than 6.5 or are there adequate
     safeguards to assure that the soil pH will be maintained at 6.5
     or higher whenever food chain crops are grown?
     The background soil pH refers to the pH of the soil prior to the
addition of a substance that alters the hydrogen ion concentration.
The primary sources of information on background soil pH will be the
Soil Conservation Service maps and reports and the local Agricultural
Extension Service.  In the absence of information from these sources,
a laboratory analysis must be performed.  Obtain the sample from areas
in the vicinity of the facility which have not been recently subjected
to pH adjustment such as fence rows, fields that have been fallow for
some time or forested areas.
     The second way to comply with the pH greater than 6.5 requirement
is to control the soil pH whenever food chain crops are grown.  This
method is intended only for facilities that are closely managed by the
solid waste generator.  The generator must clearly demonstrate long-
term safeguards that will assure the soil pH will be maintained at
6.5 or higher whenever food chain crops are grown.  Such safeguards
could include a facility management plan which would consist of routine
soil pH monitoring and liming the soil when necessary, or a statement
in writing from the facility owner that this requirement will be met.
3.6  Has the cumulative application of cadmium exceeded 5 kg/ha with
     a CEC less than 5; 10 kg/ha with a CEC 5-15; or 20 kg/ha with a
     CEC greater than 15?
     Section 257.3-5(a)(1)(iii)  contains a matrix showing the maximum
cumulative application of cadmium allowed for the described background
soil pH and cation exchange capacity.  Due to a general lack of
accurate records and the rigor of determining compliance by other means

                                 7-7

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a screen has been developed.  For the purpose of the inventory the
maximum cumulative cadmium application has been converted front
kilograms of cadmium per hectare of soil area to a soil cadmium
concentration in milligrams per kilograms.  The levels are listed in
the table below:
     Cation Exchange      Cumulative Loading    Soil Cadmium (joncen-
     Capacity _      Rate, kg/ha _    tration,
          <5                     5                      2.27
          5-15                  10                      4.5
          >15                   20                      9.08
     The conversion was made using a typical plow depth, soil density,
and background cadmium concentration.
     With the upper limits of the matrix stated in terms of soil cadmium
concentrations, a comparison can be made with the current cadmium
concentration to identify facilities that need additional soil monitoring
and analysis to verify compliance.
      (a) The soil cation exchange capacity  (CEC) information may be
     available from the Soil Conservation Service or the local.
     Agricultural Extension Service.  In the absence of information
     from these sources, a laboratory analysis must be performed.
     Obtain the sample from areas in the facility which have been
     receiving solid waste (see Appendix 7-1) .
      (b) To determine the soil cadmium concentration, obtain a sample
      for analysis in the area to which waste is to be applied  (see
     Appendix 7-1) .
      (c) If the analysis shows the cadmium  concentration to be less
      than the soil concentrations given above, the facility complies.
      (d) If the analysis shows the cadmium  concentration to be in
      excess of the soil concentrations given above, further analysis
     will be necessary to prove non-compliance.
      (e) Determine the cumulative cadmium loading as described in
      Appendix 7-1.  If the application is determined to exceed the

                                 7-8

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     rates listed in the Criterion, the facility does not comply.
     If it is less, the facility complies.
3.7  Has the cumulative application of cadmium exceeded 5 kg/ha?
     Due to a general lack of accurate records and the rigor of
determining compliance by other means a screen has been developed.
For the purpose of the Inventory the maximum cumulative application
has been converted from kilograms of cadmium per hectare of soil area
to a soil cadmium concentration of 2.27 milligrams per kilogram.
The conversion was made using a typical plow depth, soil density, and
background cadmium level.
     (a) To determine the soil cadmium concentration, obtain a sample
     from analysis in the area to which waste has been applied (see
     Appendix 7-1).
     (b) If the analysis shows the cadmium concentration to be less
     than 2.27, the facility complies.
     (c) If the analysis shews the cadmium concentration to be greater
     than 2.27, further analysis will be necessary to prove non-
     compliance .
     (d) Determine the cumulative cadmium loading as described in
     Appendix 7-1.   If the application is determined to exceed
     5 kilograms per hectare, the facility does not comply.  If it
     is less, the facility complies.
3.8  Is the annual application rate of cadmium in excess of 2 kg per
     ha (1.25 kg per ha after 1/1/84 and 0.5 kg per ha after 1/1/87)?
     (a) Estimate the amount of waste which is applied to the facility
     in the past twelve months.   It may be possible to obtain all this
     information from the operating records, or it may be necessary to
     analyze the waste for solids content and cadmium concentration
     (see Appendix 7-1), and obtain information from the operator on
     the total amount of material which would be expected to be
     applied in one year.
                                 7-9

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     (b)  With this information, corpliance with the criterion can be
     determined from Figure 7-3.
3.9  If waste is applied to land used for the production of tobacco,
     leafy vegetables, or root crops for human consumption, is the
     cadmium loading rate less than 0.5 kg per ha per year?
     (a)  "Root crops" are plants whose edible parts are grown telow
     the surface of the soil.
     (b)  Similarly, "leafy vegetables" are those whose leaves are
     ordinarily ingested by humans, such as lettuce and cabbage.
     If there is any question as to the use of any portion of the
     crop, information could be available through:
         • the facility operator
         • the facility farmer or other local fanners
         • buyers such as grain dealers and co-ops
         • local Agricultural Extension Service
         • State Department of Agriculture
         • State University Agriculture Department
     (c)  Estimate the total amount of waste which has been applied
     in the past twelve months and analyze the waste material for
     cadmium concentration (see Appendix 7-1) .  With this information
     compliance can be determined from Figure 7-4.
3.10 Is the cadmium concentration in the waste less than 2 mg per kg?
     Obtain a sample of the waste as suggested in the sampling and
analysis  (see Appendix 7-1).  If the analysis shows the waste to contain
less than 2 mg per kg of cadmium, the site complies.
3.11 Is the pH of the soil/waste mixture 6.5 or greater at the time
     of application?
     Obtain a sample of the soil/waste mixture in the area of the field
that has received waste most recently  (see Appendix 7-1).  If t:he pH
is 6.5 or greater, or if it is close to this range and pH control is
being attempted, then the facility complies', continue to the
Polychlorinated Biphenyls section of this Criterion.

                                 7-10

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    FIGURE   7-3   ANNUAL  CADMIUM APPLICATION  DECISION  GRAPH (2.0 Kg/hi) (EFFECTIVE UNTIL JUNE  30,  19841
Total
Waste
Applied

Dry
Tons/Ha
Dry Tons
cer Acre
100
44

90	
3S7?

30
3TI
            60
            30
            2T

            40
            ITT?

            30 _
            20
            O"
            10
                                                                  Does  Not
                                                                   Comply
           Carolies
                    10    20   30    40
                               50    60   70    80    90   100   110  120  130   140

                                 Cadmium Concentration xq/kg  (dry weight)
                 Note:  If values are not on the chart then use the following equation

                 to calculate the allowable loading rate.
                                     500
                           Cd concentration mg/xg
                                           (dry weight)
                                                        allowable loading rate MT/HA
                      If the point  falls clearly above the line, the facility does not

                 conply.  If the point falls clearly below the line, the facility complies.

                 If however, the point falls on or near the line, it will be necessary to

                 judge the reliability and accuracy of the information used in making

                 the determination.
                                                7-11

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          FIGURE   74   ANNUAL CADMIUM APPLICATION  DECISION  GRAPH FOR TOBACCO,  LEAFY  VEGETABLES,
                       AND ROOT CROPS (0.5 Kg/hi) (DRY WEIGHT)
Total       50
Waste       21
1-
Dry         40
Metric      ITS'   "
Tons/Ha
Dry Tons
oer Acre    30
             20
             10
                                           Does Mot
                                            Comply
                         ConDlies
                       10    20    30   40    50    60   70    30    90  100   110   120  130  140

                                                 Cadmium Concentration
                 Note:  If the point falls clearly above  the line, the facility does not
                 comply.   If the point falls clearly below the line,  it complies.

                 However,  if the point falls on or near the line, it will be necessary

                 to ]udge the reliability and accuracy of the information used in

                 making the determination.  If values are not on the chart,  then use the

                 following equation to calculate the allowable loading rate:
                                      2,000
                            Cd concentration (mgAg)
                                            (dry weight)
                                                       = allowable loading rate MT/HA
                                                   7-12

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4.0  Resolution of Decision Flow Chart Questions (Table 7-2)  (Polychlorinated
     Biphenyls)
     4.1  Is solid waste applied within one ureter of the surface of land
          used for the production of animal feed?
          (a)  "Applied within one meter of the surface of land," refers to
          waste being injected, spread on the surface, or plowed into the
          soil.  For the purpose of the Inventory,  landfills are not
          subject to these requirements regardless of cover depth.
          (b)  The land is to be considered "for the production of animal
          feed" if the crop grown at the time of the Inventory is ordinarily
          ingested by animals whose products are consumed by man, unless
          there is an operations or marketing plan which precludes the crop
          from this use.  Specific information on the potential consumers
          or uses of particular crops should be available through any of
          the following sources:
              • the facility operator
              • the facility farmer or other local farmers
              • buyers such as grain dealers and co-ops
              • local Agricultural Extension Service
              • State Department of Agriculture
              • State University Agriculture Department
          (c)  If possible, perform the inspection during the growing season.
          However, if no crop is being grown at the time of the Inventory,
          the determination can be made based on information from the
          operating plan, past use of the facility, crops grown in the
          vicinity, or discussion with the owner, operator, or facility
          fanner.  If solid waste is not being applied to land used for
          the production of animal feed, this Criterion does  not apply,
          continue to the next Criterion.
     4.2  Is the waste incorporated into the soil?
          "Incorporate into the soil" means the injection or mixing of
     the solid waste into the soil.  Some methods of incorporation

                                      7-13

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consist of chisel plow injectors, plow furrow cover equipment on
tank trucks, surface spreading followed by plowing or discing; and
flexible hose attachments on moldboard or disc plows.  If the
waste is incorporated into the soil, the facility complies; continue
to the direct ingestion section of this Criterion.
4.3  Does the waste contain concentrations of PCBs equal to or greater
     than 10 ircg/kg?
     (a) Obtain a sample, following the suggestions in the Sampling
     and Analysis section of Appendix 7-1.
     (b) If the lab analysis shows the PCB concentration to be less
     than 10 mgAg? the facility complies.  If it shows greater than
     10 rag/kg, the facility does not comply.
     (c) If the analysis shows PCBs to be greater than 50 ppm, other
     OSEPA regulation applies.  See CFR Part 761, Polychlorinated
     Biphenyls.
4.4  Is the milk or animal feed monitored to assure that the PCBs
     concentration is less than 1.5 mgAg (fat basis) in the milk or
     less than 0.2 mg/kg in the animal feed?
     To comply with this question, the animal feed and milk must be
monitored at the tine of sale or harvest.  If no monitoring is done
or if analysis shows that the limits are exceeded, the facility does
not comply.  If monitoring shows the crop to be within the limits,
the facility complies.  If limits are exceeded, State or Federal
agencies should be consulted for guidance on disposition of the;
product.
                                 7-14

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     APPENDIX 7-1




SAMPLING AND ANALYSIS
           7-15

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     This Criterion will, in many cases, require sampling and analysis of
the solid waste, the soil, the soil/waste mixture, and occasionally the
crop.  All of the analysis can be run from one sample of each material.
Sampling may be far more critical in obtaining representative results than
the method of analysis.
Solid Waste Sampling
     Since it is difficult to get a truly representative sample of s.olid
waste materials, the following suggestions are offered:
     • utilize experienced personnel;
     • take a composite sample from various points;
     • take a large sample, mix well, and transfer to the lab samples
       container; and
     • if in a mixing tank, sample where the waste is moving.
     Experienced personnel are suggested, since there will be many
varying situations and it will be necessary to choose the most representative
sampling point.
Soil Sampling
     The laboratory (e.g., agricultural extension service) can offer some
guidance on sample size and sampling techniques, however, the following
should always be followed:
     (a) Divide fields into areas for sampling.  Areas that have beein
     used for different crops or that have a different soil appearance
     should be sampled separately.  Each sampling area should not exceed
     ten acres.
     (b) Composite samples should be taken from 15 to 20 locations.  Each
     sample should be taken to a depth of six inches or the plow depth.
     Surface litter should be excluded.
     (c) Mix the sample in a clean plastic bucket and place the quantity
     required by the laboratory in the sample container.
     (d) Do not sample unusual areas in the field such as low spots, wet
     spots, old fence lines, or the edge of the field.

                                      7-16

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Sampling the Soil/Waste Mixture
     The soil/waste mixture can be sampled following the suggestions under
the Soil Sampling above if there is sufficient mixing.  In many cases, mixing
will be limited, such as where waste is injected or applied to the surface
without incorporation.  In such cases, it will be necessary to mix the
material with a spade or similar instrument in the selected sampling spots.
The material should be mixed to plow depth.
Laboratory Analysis
     The laboratory selected should use accepted and approved techniques
for all the required analyses.  Some sources of acceptable methods of
analysis are:
     (a) Sampling and Analysis of Soils, Plants, Wastewaters, and Sludge,
     Suggested Standardization and Methodology; North Central Region
     Publication 230, Research Publication 170.  (soil cadmium, waste
     cadmium)
     (b) Various Food and Drug Administration publications.  (PCB analysis
     for milk and animal feed)
     (c) Manual of Methods for Chemical Analysis of Water and Wastes,
     EPA, 1974. (general reference)
     (d) "Methods of Soil Analysis," C.A. Black (American Society of
     Agronomy), 1965.  (soil pH and cation exchange capacity)
     (e) Association of Official Analytical Chemists.  (PCB analysis for
     milk, animal feed, and waste material)
     Methodology approved by these sources or by other widely accepted
groups or publications will be acceptable for the purpose of the Inventory.
Cumulative Cadmium Application
     To determine the cumulative cadmium application, obtain an analysis of
the background soil cadmium concentration, soil cadmium concentration where
solid wastes have been applied, normal depth of tillage, and soil density.
     (a) The background soil cadmium concentration refers to the cadmium
     concentration prior to the addition of solid waste.  Obtain a soil
                                     7-17

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sample from areas in the vicinity of the facility with the sane soil
type which have not had solid waste applied to them.  Such areas might
include fence rows, forested areas, or fields which have not received
solid waste (see Soil Sampling) .
(b) To determine the soil cadmium concentration (mgAg) / obtain a
representative sample from the zone of cultivation for analysis in
the area to which waste is to be applied (see Sampling the Soil/Waste
Mixture).
(c) To determine the normal depth of tillage, ask the operator what
cultivation practices are used in the area to which waste is applied.
To convert inches to the required meters, multiply by 0.025 (inches
x 0.025 = meters).
(d) The soil density (kg/ha) may be available from the Soil Conservation
Service or the local Agricultural Extension Service.  In the absence
of information from these sources, a laboratory analysis must be
performed.
  Calculate cumulative cadmium loading in kg/ha =
[Soil Cd Concentration (mgAg) -Background (mgAg) ] ([Soil density
 (kg/m3)!  [depth of tillage  (m) ]  [10,000 m2/ha]}
                                 7-18

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                                 Chapter 7
                     APPLICATION TO LAND USED FOR THE

                      PRODUCTION OF FOOD CHAIN CROPS

                       Criterion Compliance Decision

                            Q Complies

                            CD Does Not Comply
1.  Is solid waste applied within one meter of the surface of land used
    for food chain crops?

    |  | YES  (Continue to 2)

    Q NO  (COMPLIES)

             D The land is not used for the production of food chain crops
             D Facility is a surface impoundment
             D Facility is a landfill

2.  Is there an operating plan which demonstrates how the crop is to be
    distributed to preclude ingestion by humans and provides safeguards to
    prevent possible health hazards resulting from alternative future uses
    of the land?

       YES  (Continue to 3)
             D Crop distribution is controlled to prevent ingestion by humans

             DOperating plan describes safeguards against possible entry
                 of cadmium into food chain
                 Description	

       NO  (Go to 5 )

3.  Does a notice appear in the land records notifying any future owners
    that the property has received solid waste at high cadmium application
    rates and that food chain crops should not be grown, due to a possible
    health hazard?

       YES  (Continue to 4)

       NO  (Does not comply - continue to 4)
                                      7-19

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                                 Chapter 7
                     APPLICATION TO LAND USED FOR THE

                      PRODUCTION OF FOOD CHAIN CROPS
                                (Continued)
4.  Is the solid waste and soil mixture at pH 6.5 or greater at the time of
    solid waste application or at the time the crop is planted, whichever
    occurs later?

    Q YES  (COMPLIES)

    [j NO  (Does not comply - continue to 5)

5.  Is the background soil pH greater than 6.5 or are there adequate
    safeguards to assure that the soil pH will be maintained at 6.5
    or higher whenever food chain crops are grown?

    Q YES  (Continue to 6)

             D SCS maps or reports , or local agricultural extension service
             D Laboratory analysis
             DpH of soil is controlled whenever food chain crops are
                 grown.

    Q] NO   (Go to 7)

6.  Does the soil cadmium concentration exceed 5 kg/ha with a CEC of
    less than 5, or 10 kg/ha with a CEC of 5 to 15, or 20 kg/ha
    with a CEC greater than 15?

    Q YES  (Does not comply)

    Q NO   (COMPLIES - Go to 8)

7.  Has the cumulative application of cadmium exceeded 5 kg/ha?
              D kg/ha cadmium in soil
              nkg/ha cumulative application
    Q YES   (Does not comply - continue to 8)

    r~]NO    (COMPLIES - continue to 8)

8.  Is the annual application rate of cadmium in excess of 2 kg/ha
    (1.25 kg/ha after 1/1/84 and 0.5 kg/ha after 1/1/87)?

              Dkg/ha/yr cadmium application rate	(see Figure 7-3)

    f~| YES   (Does not comply - continue to 9)

    QNO   (Continue to 9)

                                       7-20

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                                  Chapter  7
                      APPLICATION TO LAND  USED FOR THE
                       PRODUCTION OF FOOD  CHAIN CROPS
                                 (Continued)
 9.  If waste is applied to land used for the production of tobacco,  leafy
     vegetables or root crops for human consumption,  is the cadmium loading
     rate less than 0.5 kg/ha/year?
              D Crop grown	
              (Continue to 10)
              D Land is not used for production of these crops
              D Cadmium loading is less 1±ian 0 . 5 kg/ha/yr
     QNO   (Does not comply - continue to 10)
10.  Is the cadmium concentration in the waste less than 2 mgAg?
              D mg/kg - cadmium concentration _
     [~|YES  (COMPLIES -  continue to 11)
             (Continue to 11)
11.  Is the pH of the soil/waste mixture 6.5 or greater at the time of
     application?
     [~|YES   (COMPLIES- continue to 12)
     QNO  (Does not comply - continue to 12)
12.  Is the waste incorporated into the soil?
        YES   (COMPLIES)
        NO  (Continue to 13)
13.  Does the waste contain concentrations of PCB's equal to or greater than
     10 mgAg?
     [~~|YES   (Continue to 14)
              D Analysis indicates 10 mgAg or more
     Q] NO  (COMPLIES)
              n Analysis indicates less than 10 mgAg
              DNo known significant source of PCB's

                                        7-21

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                                  Chapter 7
                      APPLICATION TO LAND USED FOR THE
                       PRODUCTION OF FOOD CHAIN CROPS
                                 (Continued)
14.  Is the milk or animal feed monitored to assure that the PCB concentrations
     are less than 1.5 wg/kg (fat basis) in milk, or less than 0.2
     in animal feed?
        DYES  (COMPLIES)
         "  '
         0  (Does not comply)
                                        7-22

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                                     CHAPTER  8

                                    FLOODPIAINS
1.0   Criterion and Definitions


                           §257.3-1  Ftoodptalns.
                             (a) Facilities or practices in
                           floodplains shall not restrict the flow of
                           the base flood, reduce the temporary
                           water storage capacity of the floodplain,
                           or result in washout of solid waste, so as
                           to pose • hazard to human life, wildlife.
                           or land or water resources.
                             (b) As used in this section:
                             (1) "Based flood" means a flood that
                           has a 1 percent or greater chance of
                           recurring in any year or a flood of a
                           magnitude equalled or exceeded once in
                           100 years on the average over a
                           significantly long period.
                             (2) "Floodplain" means the lowland
                           and relatively flat areas adjoining inland
                           and coastal waters, including flood-
                           prone areas of offshore islands, which
                           are inundated by the base flood.
                             (3} "Washout" means the carrying
                           away of solid waste by waters of the
                           base flood.


2.0   Inventory Procedure

           The determination of facility compliance for the purposes  of

      the Inventory consists of four parts:

            (1)  The elimination from  further consideration  (compliance)  of

           those floodplain  facilities which  due to certain operational

           characteristics do  not have a reasonable probability of posing

           a hazard;

            (2)  The elimination from  further consideration  (compliance)  of

           facilities which  are not  located in the  floodplain;

            (3)  The determination of whether a hazard is posed due to

           restriction  of flow and reduction  of temporary water storage

           capacity (flood hazard assessment);
                                          8-1

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     (4)  The detBrminaticn of whether a hazard is posed due to washout
     of the solid waste (washout hazard assessment).
     For those facilities requiring a flood hazard assessment in part 3,
a ranking procedure for establishing priorities is included.  Figure 8-1
presents the ccnpliance decision flow chart.
2.1  Farther Definitions
     As used in this chapter:
     (a)  "Pose a hazard" means to place human life, wildlife, or land
     or water resources in a position of jeopardy or risk, or to
     place in a position of being adversely impacted, i.e., impairment
     of use, reduction of value, or decreasing its ability to function
     as part of the natural system;
     (b)  "Wildlife" means all unrestrained and uncultivated animals
     that obtain the necessities of life from the natural environment
     without substantial aid from man at any point during their life
     cycle;
     (c)  "Land Resources" means the components of the land, including
     but not limited to: uplands, wetlands and submerged lands;, soils,
     agricultural lands, vegetation, minerals, beaches and dunes, and
     amenities;
     (d)  "Water Resources" means those waters that are used or- may be
     used in the future, for navigation, agriculture, recreation,
     fisheries, power production, municipal or industrial water supply,
     or the maintenance of natural biological communities; and
     (e)  "Headwaters" means the point on a non-tidal stream above
     which the average annual flow is less than five cubic feet per
     second.l
                                8-2

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              8-3

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3.0  Resolution of Decision Flow Chart Questions
     3.1  Is the solid waste applied to the land surface and incorporated
          into the soil for the purpose of beneficial utilization as a
          soil conditioner or fertilizer?
          Landspreading for the beneficial utilization of solid waste does
     not normally change the elevation of the natural land surface and
     therefore meets the flow restriction and temporary water storage
     requirements of the Criterion.  At those facilities that incorporate
     the waste into the soil for the purpose of improving growth by
     utilization as a soil conditioner or fertilizer, it may be assumed
     that the erosion or washout potential is minimized by the enhanced
     vegetation.  Therefore, for the purpose of the Inventory, any
     landspreading facility that satisfies the following requirements
     complies with the Floodplain Criterion.
          (a) The waste is incorporated into the soil in accordance with
          the requirements of the criterion regarding application to land
          used for the production of food chain crops.
          (b) The waste is used for a soil conditioner or fertilizer to
          improve vegetative growth.
          (c) The waste disposal area is being used for vegetation at the
          time of the Inventory or will be during the next crop season.
          NOTE: A landspreading facility which does not satisfy the
                above requirements should be evaluated for a washout
                hazard.
     3.2  Is the facility located in the 100-year floodplain?
          Checking the following situations in the sequence outlined is
     suggested as an initial step to determine whether a facility, or
     portion thereof, is located in a floodplain.  It is assumed that the
     appropriate base and operating elevations of the facility are known.
          (a) Where existing permits or operation applications state
          that no portion of the facility is in the 100-year floodplain,
          as defined by the Criterion, and the application is signed by

                                     8-4

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a responsible official or party,  then  for the purposes of the
Inventory,  the  facility  complies  with  the Criterion.
 (b) Where existing 100-year  floodplain naps  indicate that no
portion of  the  facility  is in the 100-year floodplain,  as defined
by the Criterion, the facility  complies with the Criterion.
Production  and  availability  of  floodplain maps will vary  from
region to region.  Maps  are  generally  available from the  following
sources.
    • State Flood Control Agencies or  other  departments
    • Federal Emergency  Management Agency (HUD) Flood  Insurance
      Rate  Map  (FIRM) or Flood  Hazard  Boundary Map (FHBM)  (an
      example is  shown in Figure  8-2).
    • Local and Regional Planning and  Zoning Agencies
    • Soil  Conservation  Service - U.S. Department  of Agriculture
    • U.S.  Army Corps of Fjigineers
    • National  Oceanic and Atmospheric Administration
    • Federal Housing Administration (HUD)
    • U.S.  Geological Survey
    • Bureau of Land Management - Department of the Interior
    • Bureau of Reclamation  - Department  of  the Interior
    • Tennessee Valley Authority
    • River Basin Commissions and Special Flood Control Districts
    • Local and State agencies  involved with public works
      construction, i.e., bridges, culverts,  highways,  channel
      improvements and urbanization studies.
(c)  Where a facility is  located a short distance between two
points where the 100-year flood level is known, a reasonably
accurate estimate of the flood level at the  facility can be
made by interpolating between the two known points based on the
channel slope or the slope of other known floods through the
entire reach.  The points might consist of any combination of
USGS gauge  records, floodplain maps, historical records, or
levels predicted for other uses such as bridge and highway
design.   This method should only be used where the entire
                           8-5

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                                                                    r
niFEREMCE
  MANIC
 ELEVATION
(Ft er MOVDI
    ELEVATION REFERENCE MARKS

                         DESCRIPTION OF tOCATIOM

U S Geological Survey standard brass disk  stamped  tnm 1fl34 ' set in top of concrete pott
flush with ground located in the city perk  4 7 feet north of th« eerier (me of Third Street. 14»
feet Met of the center U*ie of Bullet Street
Top of southwestern bolt on the  top flange of fire hydrant at northeast corner of the in-
tersection of Fifth Street end Massachusetts-Street
Top of railroad gpike protecting from north tide of power pole, approximately one foot
above the ground,  located  »t northwest cornet ot ,mera«etion ot Seventh Street and
Massachuaetts Street
Top of west bolt on  the tup flange ot die hydrant at southeast corner of the intersection of
Wilder Street and Butler Street
Top of southeastern  bolt on the top Mange o( fire hydrant at touthweet corner of intersection
of State Street and  Sutler Street
Top of southwestern boll on the top Mange of ttte hydtsnt at touiheaat corner ol intersection
of Railroad Street and Butler Street
Chiseled crovt on east and of south headweU ot Second Street ov*f the Tributary 10 Puckets
Run Creek
Top of railroad iDtke head protecting from north tide at power ooM approximately one tool
above the ground   located  at southeest corner of intersection of Can villa Street »nd the
Missouri Kaftmai Texas railroad track*
                                                                                                                                   KEY TO MAP
                                                                                               500-Ym Hood Boundary -
                                                                                               100-V... Flood Boundary -

                                                                                               FLOOD FRINGE •

                                                                                               100-Yaar Flood Boundary -
                                                                                               500 y... Flood Boundary ~

                                                                                               Approximate 100-Yaaf   —
                                                                                               Flood Boundary
                                                                                               Croaa Saction Lin*

                                                                                               Elevation R«far«nca Mark

                                                                                               Rlv.r Mila
                                                                                                                                                                RM7X

                                                                                                                                                               •  Ml 5
                                                                                                                                   NOTES TO USER

                                                                                                            Boundaries of th« floodways were computed at cross sections and
                                                                                                            interpolated between cross section* The floodways were based on
                                                                                                            hydraulic  considerations without regard to  economic, legal, or
                                                                                                            political factors

                                                                                                            This map  w*a prepared to support minimum flood plain manage-
                                                                                                            ment regulations, it may not show all areas subject to flooding in
                                                                                                            the community  or all  pUnimetnc  features outside special Hood
                                                                                                            hazard areas

                                                                                                            For adjoining map panels, see separately printed Index to Map
                                                                                                            Panels
                            FIGURE      8-2       FLOOD   BOUNDARY   AND   FLOODWAY  MAP

                                                                              8-6

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 floodplain between the two points is  fairly straight and
 uniform with respect to dimension and roughness.   If the floodplain
 is not  uniform,  then this  type of estimate should only be used as
 a quick indicator.   If it  can be  verified with a  conveyance
 calculation,  it  nay be assumed to be  accurate  enough for the
 Inventory.
 (d) Where  the facility is  located in  a small unmapped drainage
 area, and  it is  apparently not in the backwater area of  the
 floodplain of another larger  drainage area,  the facility complies
 if the  contributing drainage  area in  acres as  determined from
 topographic  maps is less than:
    43,560 T-  Average annual runoff in inches (Figure 8-3) l
 If the  contributing drainage  area is  less than the figure derived
 from the equation,  then it is considered  a headwaters area with
 an average annual flow of  less than 5 cubic feet  per second.  For
 For the purposes of the Inventory, a  facility  in  a headwaters area
 is in compliance with  this Criterion.
    In  the western  portion of the country this might not be
 applicable because  of highly  irregular flows.  Check with the
 District Office  of  the Corps  of Engineers to determine whether
 this method  is applicable  or  whether  a "median" runoff rather
 than "average" runoff  should  be used.
 (e) When none of the other determination methods  apply,  it is
necessary  to make an estimate of  the  100-year  flood  level at the
 facility location.   This estimating requires experience  and
knowledge  of  floodplain hydraulics and flood flow determination.
The first  step is to determine the flood  flew  at  the  facility
 location.  The flood flow  is  then used to estimate the flood
 level.  If the State Solid Waste Agency does not have experienced
staff in this area,  it  is suggested that these estimates and
some of the following determinations be made through consulting
with one of the  following:
                            8-7

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8-8

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         • The State Agency charged with flood protection or floodplain
           management;
         • Any of the map source agencies previously listed with the
           necessary expertise; or
         • A qualified professional firm.
         The following guidance is provided for making estimates of
     flood flow and level.
     3.2.1  Guidance for Determining the 100-year Flood Flew at the
            Facility Location
     Determination of flood levels frequently requires that the flood
flow be known at the facility location before the level can be estimated.
Listed in order of preference, the following methods or sources can be
used to obtain the flood flow:
     (a) Existing discharge-probability analyses in the vicinity that
     may have been performed by State agencies or the USGS;
     (b) The U.S. Soil Conservation PL 566 watershed plans;
     (c) State Departments of Transportation or local public works
     offices, where there has been major construction in the vicinity;
     (d) Procedures described in "Guidelines for Determining Flood Flow
     Frequency," Bulletin #17A, Water Resources Council, June 1977;2
     (e) Recently calibrated regional prediction methods, usually
     regression equations which are based on factors such as watershed
     areas and stream slopes.  These are available for a number of
     States and are available from State water agencies or possibly
     as technical manuals produced by the USGS;
     (f) Transfer methods based on ratios of drainage areas, provided
     there is similarity between the two drainage areas and their
     temporary storage characteristics; and
     (g) Interpolations between known flood flows from points upstream
     and downstream.
                                8-9

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     3.2.2  Guidance for Determining the 100-year Flood Level at the
            Facility Location
     Once the flood flow is known at the location of the facility, a
muter of methods nay be used to predict the flood level (disregarding
any effects due to the facility).
     Suggested procedures are:
     (a) Flood profile computational methods, such as the Corps of
     Engineers HEC-2 (a computer model for predicting profiles of various
     flood frequencies);3
     (b) Step backwater analysis conducted through a series of cross-
     sectional analyses between two points of known flood levels,
     performed when downstream conditions might control flood profiles
     at the facility location; and
     (c) Where downstream conditions do not affect the flood level at
     the facility, simple conveyance calculations or normal depth
     computations, such as Mannings Equation, may be undertaken at the
     facility cross-section only.
     NOTE: Where possible, the constants used to predict the flood level
           by the above methods sould be checked against a known
           historical event, or the flood level should be predicted
           using constants calibrated to an historical event.
     Coirpare the estimated flood level with the elevation of the
facility.  If no portion of the facility is below the 100-year flood
level, then the facility complies with the Criterion.
3.3  Does the facility restrict the flow of the base flood or reduce
     the temporary water storage capacity so as to pose a hazard to
     human life, wildlife or land or water resources?
     This determination, when conducted for a specific site, is; very
complex, costly, and should only be made by a qualified professjional.
Therefore, for purposes of the Inventory, the approach for satisfying
this decision flew chart question involves:
                                8-10

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     • Review of several special cases to see if the facility
       fits one of these cases, thereby cotplying with this portion
       of the Criterion,
     • Ranking of the remaining facilities prior to an assessment
       of the flood hazard potential for each facility,
     • Perform a flood hazard assessment (e.g., does the facility
       pose a hazard to human life, wildlife, or land or water
       resources).
     3.3.1  Special Cases
     Case 1 - If a facility is located in a State where the equivalent
permit or review procedures have considered a facility's flood
alteration impacts, and it has been concluded that the facility does
not pose a hazard to human life, wildlife, or land or water resources,
then the facility complies with this portion of the Criterion.  This
includes facility siting decisions made in accordance with regulatory
floodway adoption procedures of the National Flood Insurance Program.
Assuming that such an assessment procedure exists at the State or local
level, the question can be resolved by checking the records.  It may
be necessary to contact other State or local agencies involved in
floodplain analysis.
     Case 2 - If a facility has an individual permit for the discharge
of dredged or fill material (Section 404, Clean Water Act)  and the
review of the permit application included a flood hazard assessment
equivalent to the assessment required in this section, and the facility
is in compliance with the permit, then the facility complies with this
portion of the Criterion.  Either the Army Corps of Engineers or the
State may have the 404 permit authority for a particular area.  It
will be necessary to consult with the Corps or the State 404 permit
authority in order to determine if the flood hazard assessment is
equivalent and to check on the facility's compliance with the permit.
If the facility is not in compliance with its 404 permit, it will be
necessary to make the assessment of the potential flood hazard
outlined later.
                                8-11

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     Case 3 - If a facility has already filled the floodplain area, it
enooitpasses to a level equal to or greater than the base flood height,
or if it is corpletely diked to the base flood level, then continued
vertical expansion and operation will not further alter the base flood
flow or storage capacity so as to pose a hazard, and it may be assumed
to comply with this part of the Criterion.
     Where current information on the level of the facility is
available, the question can be resolved by conparing the level of the
facility or dikes to the base flood height.  Where no information on
the level of the facility is available, a trip to the facility will be
required.  It may help to look for local information on past floods,
as a facility inundated by a lesser flood will obviously be inundated by
the base flood, and a facility that is above a flood of greater
magnitude (such as a 500-year flood) will also be above the base flood.
This information will probably be in the form of local records,
personal testimony, or watermarks on structures or vegetation.  Where
it is difficult to visualize the flood height, or a more accurate
determination is necessary, on-site surveying may be required.
     Case 4 - If the level of the facility is below the land surface
grade of the floodplain (e.g., in a borrow pit or quarry), then the
facility will not restrict the flood flow and it is unlikely to
reduce the water storage capacity so as to pose a hazard, and it
therefore complies with this part of the Criterion.  Ihe level of the
facility is the top of the waste or dike, whichever is highest.
     Where current information is available, this can be resolved in
the office by referring to the records to determine the facility level
relative to the land surface grade.  Where the necessary information
is not available or up to date, a trip to the facility will be required.
A visual check of the facility level should be sufficient.  Where a
more accurate determination is necessary, on-site surveying may be
required.  Another possibility would be the analysis of aerial
photography, if both available and recent.
                                8-12

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Note:  All facilities in the 100-year floodplain must also protect
       against washout of solid waste.  Since surface iirpoundments
       need dikes to protect from washout by the 100-year flood, they
       cannot be below-grade.  On the other hand, landfills located
       in the floodway fringe and which are below grade might meet
       the washout hazard requirement by covering the waste after
       each day's operation and protecting the surface as soon as
       each section (including intermediate levels)" is completed.  A
       landspreading facility which does not meet the requirements in
       Section 3.1 of this chapter will need to be evaluated for
       washout.  If the facility uses dikes to protect from washout,
       then refer to Case 3.
     Case 5 - If a facility is located in a floodplain where the stream
or river is contained within its channel during the 100-year flood by
a system of dikes, levees, berms, revetments, or other structures such
that the floodplain is no longer subject to flooding, then the facility
may be assumed to comply with this part of the Criterion.
     Case 6 - If it can be determined by using any of the computational
methods of Section 3.2.2, or equivalent procedures, that the base
flood level may be raised more than one foot by the location and
operation of the facility, then for the purpose of the Inventory,
it may be assumed that the facility does pose a hazard and does not
comply with this portion of the Criterion.  A lesser change in the
predicted level does not mean that the facility complies, as a flood
hazard may still be posed.  (The one-foot increase in the base flood
level is the maximum increase allowed in the National Flood Insurance
Program by FEMA.)
     3.2.2  Banking of Facilities Not Covered by the Special Cases
     Any facility located in the 100-year floodplain restricts the
flow of the base flood or reduces the temporary water storage
capacity of the floodplain to some degree.  Therefore, the question
is whether the reduction or restriction "poses a hazard to human
life, wildlife, or land or water resources."  The procedures discussed
                                8-13

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here are intended to provide guidance for the best possible resolution
of the question.
     Since assessing the flood hazard potential for a facility is
complex and costly, it is necessary to establish a priority system.
     (a) The first priority will be for those facilities within the
     boundaries of (1) a regulatory floodway as adopted under the
     National Flood Insurance Program of the Federal Emergency
     Management Agency, HUD, or (2) a "regulatory" floodway or
     equivalent mapped by a State or local government or other
     organization.  Refer to Figures 8-2 and 8-4 for the floodway
     delineation.
     (b) The remaining floodplain facilities are given priorities
     according to their relative flood hazard potential as determined
     by their floodplain and facility characteristics.  Table 8-1
     shows how these characteristics affect flood hazard potential.
     Since these characteristics are so interrelated and site-
     specific, no attempt was made to quantify them.  The higher the
     hazard potential, the higher the assessment priority.
     3.3.3  Flood Hazard Assessment
     Qice prioritization is completed, an assessment of the flood
hazard must be made in order to resolve the Criterion question.  The
assessor should consider the following factors:
     (a) base flood characteristics;
         • flow
         • velocity
         • level
         • cross-sectional areas of the floodplain
     (b) floodplain topography;
     (c) floodplain hydrogeology;
     (d) facility characteristics;
         • type  (e.g., landfills, surface impoundments, landspreading)
         • size  (cross-sectional area of channel occupied by facility;
           volume - acreage and depth)

                                8-14

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a.
a
a:
<
UJ
>
 \

8
                                                                                             DC

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oc
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                                            8-15

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                           TABLE 8-1

                        FLOOD HAZARD RANKING
   Floodplain
   Characteristics
                                 Increasing Flood Hazard Potential
                                 Low
                      High
(1)  Location in the
    floodplain

(2)  Size of watershed
flood fringe
small
floodway
large
(3)  Shape of the
    floodplain


(4)  Percentage of the
    floodplain cross-
    section area occupied
    by the facility

(5)  Volume of facility
    (acreage and depth)


(6)  Flood flow velocity
broad, shallow
narrow, v-shaped
small percent
small
low velocity
large percent
large
high velocity
                                  8-16

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         • location in the floodplain (e.g., floodway or floodway
           fringe)
         • washout prevention methods
         • impacts on flooding (e.g., restricts flood flow)
     (e) natural resources in and adjacent to the floodplain  (i.e.,
         wetlands, tirriber resources, soil, wildlife habitat, etc.);
     (f) land use in and adjacent to the floodplain.
     The flood hazard assessment can be made in-house if the
professional expertise is available.  Where the necessary e:xpertise
is not available, technical assistance should be solicited from the
State agency charged with flood protection or floodplain management.
If the State agencies are not in a position to provide the necessary
technical assistance, there are several Federal agencies that may be
consulted.
     •  Soil Conservation Service  (USDA) - provides technical
        assistance in determining  flood hazards, mainly through
        the Floodplain Management Assistance Program.
     •  Army Corps of Engineers - provides interpretation of
        floodplain data, develops new data, and provides guidance
        on assessing and minimizing flood hazards through the
        Flood Plain Management Services Program.
     •  National Oceanic and Atmospheric Administration (USDC) -
        provides floodplain information and interpretive assistance
        for specific points on larger rivers.
     •  Federal Insurance Administration (HUD)- conducts flood
        hazard studies (Flood Insurance Study Reports) for select
        areas, also maintains a listing of qualified consulting
        engineers.
     •  Geological Survey (USDI)  - User Assistance Centers provide
        information on flood characteristics, interpretive information
        on flood frequency relationships, and identifies areas of
        potential flood hazard.
                                8-17

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     •  Bureau of Reclamation (USDI)  - flood hydrologists at regional
        offices can provide flooding information and interpretive
        assistance for locations associated with Bureau projects.
     •  Fish and Wildlife Service (USDI)  - provides expertise on
        wildlife and habitat resource, preservation, and maintenance.
     •  Tennessee Valley Authority - provides technical assistance
        and flood data for the Tennessee Valley Watershed.
     •  Delaware River Basin Commission - provides interpretive
        assistance and flood data for the Delaware basin.
     •  Susguehanna River Basin Commission - provides general
        information and guidance on floodplain management.
     •  Additional sources of assistance and information are
        other river basin commissions, flood control districts,
        and regional and local planning agencies.
     Where insufficient assistance is available from governmental
agencies, the services of a qualified professional should be ob'tained.
     When the flood hazard assessment concludes that the facility
poses a hazard, it does not comply with the Criterion.  All facilities,
complying or not, must still be evaluated for their washout hazard.
3.4  Is the facility protected from washout by the base flood so as
     not to pose a hazard to human life, wildlife or land or water
     resources?
     The criteria objective is to prevent any solid waste from being
carried away by waters of the base flood.  Therefore, to comply with
this part of the Criterion, a facility must prevent washout by the
base flood.  A facility protected against inundation is not
necessarily protected against washout of the waste.  A facility can
be inundated without washing out, and washed out without being
inundated.  The former occurs when waste is covered or held by
vegetated soil, and the base flood inundates the surface but does not
erode and wash out waste.  The latter can occur when the facility is
                                8-18

-------
diked or the waste covered up to the 100-year level, but the dike or
covering is insufficient protection and the waste is eroded and
carried away.
     3.4.1  Special Cases
     Two cases may be readily resolved without requiring a washout
hazard assessment.
     Case 1 - If a facility is located in a State (or has a 404 permit),
where the equivalent permit, inspection, or review procedures require
the facility to be protected from washout by the base flood, and the
State, or 404 permit process, has determined that the facility is
adequately protected, then the facility complies with the washout part
of the Criterion.  The question is resolved by checking the records
of the facility.
     Case 2 - If a facility suffers from washout by floods of lesser
magnitude (such as a 50-year flood) than the base flood, then it can
be concluded that the facility will also wash out in the base flood,
and thereby does not comply with this portion of the Criterion.
Determination of washout by lesser floods can be made by referring
to past inspection records or a field check of the site for visible
evidence of washout.  Erosion due to surface runoff should not be
considered evidence of washout due to flooding.
     3.4.2  Washout Hazard Assessment
     Where there has been no equivalent assessment or no evidence of
washout by lesser floods, an evaluation of the washout protection
will be necessary.  This can be done on an in-house basis,  in
consultation with another State agency, or through the services of a
consultant.   Also, the Soil Conservation Service, USDA, might provide
technical assistance in analyzing erosion and washout protection
methods.  Other Federal agencies, such as the U.S.  Geological Survey
and Army Corps of Engineers might also assist with such an evaluation.
     The assessment of a facility's washout hazard potential should
consider the following factors:
                                8-19

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     (1)  types and effectiveness of washout protection used in each
     area of the facility below the 100-year flood level;
         • dikes
         • levees
         • berms
         • flexible linings
         • vegetative cover
         • riprap
         • diversion of high velocity flows around the facility
         • change in soil matrix by chemical alteration
     (2)  flood flow velocity; using a flood flow velocity of at least
     2.5 tines the average velocity over the entire floodplain cross-
     section for those portions of the facility in the floodway and
     a rainimum value of 1.0 times the average velocity over the entire
     floodplain corss-section for those portions of the facility in
     the floodway fringe.
     That is:  v = Q/A where
               v = average velocity
               Q = 100-year flood flow (cfs)
               A = cross-sectional area of floodplain
     Matrices conparing the types of washout protection with different
flood flow velocities by showing the efficiencies of each type at.
different velocities are available in references 4 and 5.  These
matrices can be used to help evaluate the adequacy of protection for
each facility.
     If a washout hazard assessment determines that a facility is
protected from washout from the base flood, then the facility complies
with this part of the Criterion.
                                8-20

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4.0  References
1.   Title 33, Navigation and Navigable Waters, Chapter II, U.S. Army
     Corps of Engineers, July 1977.
2.   "Guidelines for Determining Flood Flow Frequency," Bulletin No. 174,
     United States Water Resources Council, 2120 L Street, N.W., Washington,
     D.C.  20037, Revised, June 1977.
3.   "HEC-2", The Hydrologic Engineering Center, U.S. Army Corps of
     Engineers, Davis, California, November 1976.
4.   "Design of Stable Channels with Flexible Linings," Hydraulic Engineering
     Circular No. 15, October 1975, U.S. Department of Transportation,
     Federal Highway Administration, (US<3>0 #050-002-00101-9).
5.   "Shore Protection Manual," U.S. Army Coastal Engineering Research
     Center, Department of the Army, Corps of Engineers, 1975.   USGPO,
     Stock #008-022-0007-1, 3 Volumes.
                                     8-21

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                                 Chapter 8

                                 FLOODPIAINS

                       Criterion Compliance Decision

                              Q] Conplies

                              Q Does Not Comply
1.   Is the solid waste applied to the land surface and incorporated into
     the soil for the purpose of beneficial utilization as a soil conditioner
     or fertilizer?

  Q YES  (Conplies)

       D Waste incorporated into the soil in accordance with requirements
          of Section 257.3-5
       D Waste used as a soil conditioner or fertilizer
       Q Disposal area being used (or will be used next season)  for
          vegetation

  Q NO   (Continue to 2)

2.   Is the facility located in the 100-year floodplain?

     YES  (Continue to 3)
Stated in permit or operation applications
State floodplain designation
       D
       D
       D Federal floodplain designation: agency ___
       D Interpolation between two known points in the 100-year floodplain
       D Computations of flood flow and flood level

     NO   (Complies)

     Does the facility restrict the flow of the base flood or reduce the
     temporary water storage capacity so as to pose a hazard to human
     life, wildlife, or land or water resources?

     Special cases:

       D Facility located in a state where equivalent review or permit
          procedures have considered flood alteration impacts
       D Facility has a 404 permit with an equivalent flood hazard
          assessment section and is in compliance with the permit
       D Facility has filled floodplain or is diked up to or above
          base flood level
       D Facility is below floodplain grade
                                     8-22

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                                 Chapter 8

                                FLOODPIAINS

                                (continued)
       D  Facility located in a floodplain where the channel is diked
          to contain the base flood
       D  Facility increases base flood level more than 1.0 foot


     Priority of facility:
       D  Regulatory floodway area - priority 1
       a  High flood hazard potential area (Table 1-1)  - priority 2
       D  Low flood hazard potential area (Table 1-1) - priority 3

     Factors considered in flood hazard potential assessment:

          Base Flood characteristics: 	
          Floodplain topography:
          Floodplain hydrogeology: 	
          Facility characteristics: 	
          Natural resources in and adjacent to the floodplain:
          Land use in and adjacent to the floodplain:
  j--j  YES  (Does not comply - Continue to 4)

  D  NO   (Continue to 4)

4.   Is the facility protected from washout by the base flood so as not to
     pose a hazard to human life, wildlife, or land or water resources?

     Factors considered for washout protection:

      Types and Efficiency Protection:
       D Dike or levee 	
       D Berm 	
       D Flexible linings 	
       D Vegetative cover 	
       D Riprap
       D Diversion of surface flow
       CH Change in soil matrix	
       D Other 	
       D None
        D Flood flow velocity
                                     8-23

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                            Chapter 8

                           FLOODPIAINS

                           (continued)
YES  (Complies)
   D State washout assessment or 404 permit
   D Site analysis of washout protection

NO   (Does not conply)
   D Washout by flood of lesser magnitude than the 100-year flood
   D Site analysis of washout protection
                                 8-24

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            APPENDIX A




OPEN DUMP INVENTORY REPORTING FORM
                 A-l

-------
F~*M EPA.2 „ ^r,tLlafJ- -/• ^ /OyL/l/^ £lf>f\rn\//>) U.S. DEPARTMENT Or COMMERCE
(».*»-T»> «-?£/Or££zT Z.<3 CXAfO rlf>Proy<-f-l su«e»u or THE CENSUS
<^ ' ' ACTING AS COULCCTINC AGENT FOR
OPEN DUMP INVENTORY REPORTING FORM «V.«OH«NT*L PROTECTS AOEHCV
X Section 1 - GENERAL INFORMATION '*J
1. Dot* of determination M .
Enter month dav nontn
and yeor



Day




Year



: . . ' ' . ' , ' - .,y.r - •
2a. U this on updot* of « .•..-»—•« — ^ — ,, ~v -._i-^— —
previous form? - ,1 — I'v.. .. « — i ijft J*. * . '. ...
Xlflrk(X)on€ - / 'CJ Yes 2^3 No |, , -

.2b. Is this form boing »tibmitt«d - , -~ --•^*-^^-^"- *— .^...x, ...,.,. ,
to r.mov.th. facility from , [j Yes 2 Q No 1' . ,-
th* opon dump inventory? ' — ' 	 ' — '.,,»•*-. ,
3.. Facility " Suto
identification
4. .EPA Surface Impound* , '
m»nt Assessment No.
If applicable
5. State Facility
Identification Number
If opp/i cable
6. Name of
facility
7. Facility location
'
•


State
•-



County



Cnty/Clty







Place





Place





















































'















Assigned Site No. Assorted Facility No.



Category










Site








1m

•

pound merit



































Street, road, or other location description












































City, town, or place . State






















County name




8. Coordinates of • g
facility location
Latitude















>efrees Minutes Seconds








Longitude



Degrees



9. Other legal description I Range i Township Section
If applicable \ { {
i i i
10. Land owner
!1. Operator


1















ZIP code









t-















(Incites Seconds






•
Name






























Ma ilin« address






















City, town, or place State































ZIP code









Name































Mailing address































City, town, or place State ZIP code



































<
i

r

A-2

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Section 1 - GENERAL INFORMATION - Continued j
t2. Typo of facility
Mark (X) one
13. Primary types of
waste received
. '
1Q Landfill
. 2 [ ] Surface impoundment
' sQ Land spreading
• 1 ^Municipal solid waste
2 Q Domestic sewage sludge
• 3 Q Industrial solid waste
4 Q Agricultural solid waste
s Q Mining solid waste
Section II - NONCOMPLIANCE WITH
4 Q Other - Explain/

6 Q Other - Explain/



FEDERAL CRITERIA
Indicate noncompliance , . _.._-. ;, , ,-^_. .-. 	 :.. 	 -•••? "'•...•
with one or more of the
following categories
Mark (X) each category
for which a detenrninati'on
of noncomp/ionce was
/node.
01 [""] Floodplains
02 Q Endangered species
03 Q Surface water
0^4 (~~| Ground water
05 Q Application to food-chain cropland
os [~~l Disease
07 f~l Air
                  X*
                     09 [~l Gases
                     10 Q Fires
                     11 Q Bird/aircraft hazard
                     12 I  I Access
                            oa f~l Safety
                                Section 111 - RESPONSIBLE STATE  OFFICIAL
Name
Ajency
                                                                                              Telephone
                                                          Area code j Number
                                                                   I
                                                                   t
Hailing address /NumOer end street;
           City
                                                                   State
ZIP code
Comments
                                                   A-3

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                                 GENERAL INSTRUCTIONS

A. INTRODUCTION — This form  is to be used by States in reporting to the Environmental Protection
   Agency  (EPA) solid waste disposal facilities not in compliance with the "Criteria for Classification of
   Solid Waste Disposal Facilities and Practices" (the Criteria) published as 40 CFR 257 on September 13,
   1979. A form is to be submitted to EPA for each facility evaluated and found not to be in compliance
   with any provision of the Criteria. The names of those facilities submitted will be published by EPA as
   the open dump inventory required by Section 4005 of the Resource Conservation and Recovery Act of
   1976 (P.L. 94—580).  This form covers solid waste disposal facilities  as defined and described in the
   Criteria with exceptions as delineated in the Criteria.

B. COMPOSITION OF FORM - Form EPA-2 is composed of three sections. Section I is to provide general
   information about the date of determination, the location of the facility, the owner and operator of the
   facility, and the type of facility in terms of the method of disposal and primary types of waste received.

   Section II is for reporting the category of the Criteria for which the facility does not comply.

   Section III is for the name and address of the State official responsible for  the determination that the
   facility does not comply with the Criteria.


                                 SPECIFIC INSTRUCTIONS

These  specific instructions and guidelines are to assist you in completing  the three  sections of  this form.
.Each instruction is related to a specific section and item of the form. For definitions see part D.

NOTE — Work on completing this form should not begin until  all procedural  and instructional materials
have been thoroughly reviewed.

                              Section I - GENERAL INFORMATION

Item  1, Date of determination —  Enter numerics indicating the  day on  which the facility is evaluated
against the "Criteria for Classification of Solid Waste Disposal Facilities and Practices."

Example -  February I,  1980  should be coded as -
           Month      Day       Year
 Item 2a, Is this an update of a previous form?

 Mark (X) in the "No" box if the facility has not been evaluated previously.

 Mark (X) in the "Yes" box if the facility  has been evaluated previously AND an EPA Disposal Facility
 Inventory form has  been  submitted previously for the facility.  The EPA Facility Identification number
 entered in item 3 of the update form must be the same as the number entered on the initial form.

 Update forms may be submitted to update or correct any item(s) in Sections I and II.  If this is an update
 of a previous form, complete items 1, 2, 3,  and 6 in Section I; Section III; and the items which are being
 corrected or updated. Use the comments section if necessary.

 Item 2b, Is this form being submitted to remove  the facility from the open dump inventory? — If "Yes,"
 complete items 3 through 11  and Section III on the reverse side.  If "No," follow the instructions given for
 item 2a above.
                                           A-4

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Item  3,  Facility Identification Number — A master listing of facility  identification numbers should  be
established before beginning inventory activities and maintained for the duration.  The State, county, and
place codes can be found in your reference manual.  If a facility crosses county lines, use your best judge-
ment in  assigning it to one of the  counties.  Use the comments section to explain which counties are
involved  and the reason for coding the facility to the chosen county. If a facility is not located wholly or
partially  within the boundaries of a  place listed in your reference manual, enter five zeroes (00000) in the
place codes boxes. If the place code in your  reference manual is a 4-digit code, enter it in the first four of
the five boxes allowed for the place code.

EXAMPLE  of  encoding of  EPA  facility  identification number for a facility located in Autaugaville,
Alabama. Note the 4-digit code entered in the first four boxes of the place code.
Example A
(A
EXAMPLE
Example B
(-*
-

State
labama)
0

2

of facility
-

State
vlabama)
0
1



Counry
(Autauga) Place Assigned Site No. Assigned Facility No.
0

0

1 1115

identification number for a facility not located in a place



County
(Autauga) Place Assigned Site No. Ass gned Facility No.
0
0
1 00000
To ensure that each facility evaluated within the State has a unique number, the responsible State official
should assign site and facility numbers sequentially for the duration of the inventory. The site number and
facility numbers should  be assigned in sequential order beginning with 0001 and 001 respectively.

Example €. — For three facilities operating at one site In  Autaugaville, Alabama,
              the EPA facility  identification numbers  should  be assigned as follows.
           State
County
                                           Place
1
1
1
5

                                           Place
1
1
1
5

                                           Place
1
1
1
5

Assigned Site No.    Assigned Facility No.
                                          A-5

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 Item 4, EPA Surface Impoundment Assessment Number (SIA number) - A list of SIA impoundment
 numbers will be supplied to the States  when they are available.  If this facility is a surface impoundment
 which has been selected from the list of surface impoundments assessed for the U.S. EPA's Office of Water
 Supply, enter its SIA number here.

 Example of an SIA impoundment number for an impoundment located in Autaugaville, Alabama.

 Example —
            State
                      Cnty/City
Pl«ct
 If not applicable, enter "NA" as shown

 Example''—

            State      Cnty/City
               Cattfory
                                                                        Sit*
Impoundment
               Catejory
Item 5, State Facility  Identification Number - This number is the number, if any, used by the State to
identify the facility.  Inclusion of this item  is  intended to provide those States which have established a
system of identification codes with a cross reference to the EPA identification system.  Entries should begin
in the first box, regardless of length.  If the State does not have an identification number, enter NA in the
first two boxes.

Item 6,  Name of facility - This item refers to the legal name of the facility. If there is no legal name, enter
the name assigned for State record keeping purposes.

Sixty  (60) entry spaces on two lines have been allowed for facility name.  Reasonable abbreviations are
acceptable.  Leave one  space between each  word in the site name. The first line should end in a  complete
word.

Exomple - The Greater Autauga Area Sanitary Landfill (42 total spaces)
     Acceptable
T
S
H
A
E
N

I
G
T
R
A
E
R
A
Y
T

E
L
R
A

N
A
D
U
7
I
I
A
L
U
L
G

A



A

R

E

A













      Not acceptable
T
A
H
R
E
Y


G
L
R
A
E
N
A
D
T
T
E
I
R
L

L
A

U

T

A

U

G

A



A

R

E

A



S

A

N

I

T

In cases where a facility has no legal name or name of record (e.g., an unauthorized/promiscuous dump or a
facility used by private concern), enter a description sufficient to identify the circumstances.

£xomp/e
p

R

0

M

I

S

C

U

0

U

S



D

U

M

P





























X

Y

Z



D

E

M

0

L

I

T

I

0

N



I

N

C



D

U

M

P



N

0



3





                                          A-6

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ham 7, Facility location

Street or road - If the facility is not describable in conventional mailing address terms, provide a descrip-
tion sufficient to locate the facility on a county or city map. For example "2.5 miles North on Hampton
Road after the intersection of Route 255." Only 60 spaces are allowed for the street/location description
so descriptions may require the use of reasonable abbreviations.

City, town, or place — If the facility is not located in a city or town (see list of places), enter the name by
which the area is commonly known locally or in State records.

State — See list of State abbreviations in reference material.

ZIP  code - See list of ZIP codes for your State in reference material. If the facility is not described in
terms of a mailing address enter "No ZIP" in the first five (5)  boxes.

County name  ->- Be certain the county name you enter here is the same county for which you  entered the
three-digit code  in the EPA identification number (item 3).

Examp/e A - Street address format

            Street, road,  or other location description
1

4

3

2



L

I

C

K

S

K

I

L

L

E

T



R

D























Examp/e  S — Other  location description when street address is unavilable

            Street, road, or other location description
2
P
.
A
5
S

T
M

I
R

T
N
E
0

R
2
T
2
H
5


0

N



H

A

M

P

T

0

N



R

D









                 NOTE — This location description lists the name of the road which gives access to the
                 facility as well as distance and direction from a reference point.

                 If the facility is  located in  a place  included in the list of places in your reference
                 materials, enter the name as it appears on that list. Also enter the 2-character State name
                 abbreviation and ZIP code as they appear in the reference materials.
Exomp/e C —

            City, town, or place
State    ZIP code
F
U
L
T
0
N

C
I
T
Y








3
6
0
9
8




                 If a facility is located in an unincorporated town or in an area that has a commonly used
                 name such as a post office name, that name should be entered.
 Exomp/e D —
            City, town, or place
State
T
A
L
L

P
I
N
E
S









ZIP code
3
6
0
4
7




                                            A-7

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Item 8, Coordinates of facility  location — Facility coordinates may be determined using U.S. Geological
Survey'quad  maps, county highway maps available from the State department of transportation or State
department of highways, or State or local survey maps.

Example — A site in  Alabama  might have coordinates such as -

                     Degrees   Minutes    Seconds             Octrees

           Latitude
                       Minutes    Seconds
Longitude
Item 9, Other legal description - In some States, facility locations are described in terms of range, town-
ship, and section.  If this is the case in your State, supply the appropriate codes for range, township, and
section.  Because these codes are not of uniform length in every State, the boxes have not been subdivided
to indicate .character positions.

EXAMPLE
i Range
I 02E
iTownship
} 08N
(Section
1
1
i - - - -
' 30
 Item 10, Land owner

 Name — If the owner is a unit of government, the administering agency, bureau, office, etc., should be
 entered as well as the name of the government.

 Three examples of Land Owner Names are -
            Name
D
E
P
T

0
F

S
A
N
I
T
A
T
N

A
U
T
A
U
G
A

C
I
T
Y

            Name
U
S

A
R
M
Y
i

D
E
P
T

0
F

D
E
N
F
E
S
E






            Name
D
E
P
T

0
F

N
A
T
U
R
A
L

R
E
S
0
U
R
C
E
S

A
L


 Mailing address  — Enter the mailing address  most commonly  used,  including 2-character State  name
 abbreviation and ZIP code as they appear in the  reference materials.

 Two examples of mailing addresses are -

            Mailing address
P
0

B
0
X

1
1
4
5



















            City, town, or place
               State    ZIP code
A
U
T
A
U
G
A
V
I
L
L
E







                                                                             6047
            Mailing address
1
1
2
3

S
T
A
T
E

0
F
F
I
C
E

B
City, town, or place
A
U
T
A
U
G
A
V
I
L
L
E







U

I
L
State
A
L
D

I
N
G




ZIP code
3
6
0
4
7





                                             A-8

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 Item 11, Operator's name and address — Use the instructions for item 10.  If the operator is the same as
 owner, enter "SAME" in the first 4 blocks of the name line.

 Item 12, Type of facility  — Every facility should be classified as a landfill, surface impoundment, or
 land spreading/facility. If you are uncertain of the type of facility classify it as "Other" and write a brief
 explanation.  A separate form is to be submitted for each facility, even where more than one facility is
 located on the same site.

 Item 13, Primary types of waste received — Mark (X) the predominant "type or types of waste" received
 at the facility.

                     Section II - NONCOMPLIANCE WITH FEDERAL CRITERIA

 Indicate which categories of the Criteria for which this facility does not comply.

                           Section III - RESPONSIBLE STATE OFFICIAL

 The State official responsible for determining noncompliance with  the Criteria is indicated in this section.
 In general the form  should be  signed  by  the  director of the State solid waste program or a higher level
 official.

  '. DEFINITIONS

 Facility — Any land and appurtenances  thereto  used for the disposal of solid wastes.

 Site — Land on which one or more solid waste disposal facilities are located.

 Landfill — A  facility for the disposal of solid wastes involving the placement of solid wastes on or into the
 land surface, and usually involving compaction and covering of the disposed solid wastes.

 Surface  Impoundment — A natural topographic depression, artificial excavation,  or like arrangement used
 for disposal of solid wastes, especially liquids and semi-solids.  Also referred to as ponds, pits, lagoons, and
 basins.

 Land Spreading — Application of solid waste onto land and/or incorporation into the surface soil, including
 the use of such waste as a fertilizer or soil conditioner.

 Municipal Solid Waste — Discarded materials resulting from usual (residential and commercial) community
 activities.

 Domestic Sewage Sludge —  Any  solid, semisolid, or liquid waste generated from a municipal or community
 wastewater treatment plant.

 Industrial Solid Waste — Discarded material resulting from manufacturing activities.

 Agricultural Solid Waste — Discarded material resulting from agricultural activities.

 Mining Solid Waste — Discarded material resulting from mining and milling activities.

 County or County Equivalent — Following are the primary political and administrative divisions:

  1.  In 48 States — counties
  2.  In Louisiana — parishes
  3.  In Alaska — boroughs and census areas (Note:  This is a change from the "census divisions" recognized
     in the 1970 census.)
  4.  In the District of Columbia — District of Columbia
  5.  In Montana — Yellowstone National Park (in addition to counties)
  6.  In Georgia, Maryland,  Missouri,  Nevada, and Virginia — independent cities (in addition to counties);
    one in each State except Virginia, which has 41.
  7.  In Guam  — Guam
  8.  In Puerto Rico — municipios
  9.  In the Virgin Islands — islands
 10. Codes for the outlying areas are those established by the Bureau of the Census. These are:

    a —  American Samoa — districts
    b—  Canal Zone — court districts
    c —  Trust Territory of the Pacific Islands - administrative districts
    d—  Northern Mariana Islands (if separate from the Trust Territory) — municipalities

Three-digit numeric codes,  unique within State or outlying area, have been  assigned to  each county or
rnuntv eauivalent.  Counties are listed alphabetically followed by independent cities listed alphabetically.
                                             A-9   	

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 Place — A place listed in the reference materials includes the following:

 Incorporated Place —  A place  incorporated as a municipality under the laws of its  State, and
 recognized as an incorporated place by the U.S. Bureau of the Census.

 Notes:  (1)  This class specifically includes places incorporated as cities and villages, places incor-
         porated asboroughs (except in Alaska), and places incorporated as towns except in eight
         States:  Connecticut, Maine, Massachusetts, New Hampshire, New York, Rhode Island,
         Vermont, and Wisconsin.  Townships are not included in this class; they, and "towns" in
         the eight States specified possess some or all of the corporate powers common to incor-
         porated municipalities elsewhere, but are areally extensive units which are not regarded as
         "places" for census purposes.

         (2)  An  inactive incorporated place  (an incorporated place with no active governmental
         organs) is considered to be an incorporated place as long as it is so regarded by the Bureau
         of the Census.

 Unincorporated Populated  Place  (1980 Census Designated  Places  Only) — A concentration of
 population which:

 a.  is a closely settled population center without corporate limits delineated by the Bureau of the
    Census,
 b.  has a name that is in common use locally to refer to it, and
 c.  is not part of any incorporated place, or of another unincorporated place.

 Note:  A place  is not considered "populated"  if it has only daytime (working) population but no
 permanent residents, or if it has  only seasonal population but no  year-round residents, or if its
 population consists wholly or largely of prison or institution inmates.  To qualify as a populated
 place, a community must generally have a population concentration of at least eight permanent
 nonfarm  households or twenty-five permanent nonfarm residents.   However, some  named com-
 munities with fewer residents may qualify if they have a post office, a  railroad station, or one or
 more  stores.  An  unincorporated populated place has boundaries and an areal extent.   These
 boundaries are  delimited by the  maintenance agent, on the basis  of  the  verifiable extent of a
 concentration of residences, and local opinion as to the  extent of the area known  by the
 community name.
Township — A geographical-political  entity recognized as  a township,  "town"  (in one of eight
States), or plantation (in Maine), which:

a. has a well-recognized name and boundaries; and either
b-1. qualifies as a local government under the laws of its State; or
b-2. formerly  qualified as a township, "town," borough, or plantation government at some date
since  1900,  and is not now part of an incorporated place or another township, "town," borough,
or plantation.

Notes:   (1) This category comprises chiefly townships but also includes plantations in Maine and
         "towns" in eight States (Connecticut, Maine, Massachusetts, New Hampshire, New York,
         Rhode  Island, Vermont, and Wisconsin) in which the term  "town" is used for  areally
         extensive units similar to the townships of other States.

         (2) Townships and "towns" are never wholly or  partly included in other towmships or
         "towns."  However, they  often overlap areally with  one or more incorporated  places,
         unincorporated places, or both.

         (3) Townships that may exist as administrative subdivisions of counties  in certain  States,
         but that have never exercised local government powers, are not included.  Examples are
        the townships of North Carolina and California.

Defense  Installation — A named base or similar facility of  the Department of Defense or  one of
its branches, that is included  in a current listing of major bases and installations issued for general
circulation by the Department of Defense or one of its branches.

Indian Reservation  — An area officially so designated by the Bureau of Indian Affairs or  by the
State.


                                             A-10

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