FEDERAL RESEARCH, DEVELOPMENT, AND DEMONSTRATION
    PROGRAMS IN SURFACE TRANSPORTATION NOISE
                 Prepared by the

           Federal Interagency Surface
       Transportation Noise Research Panel
                  February 1978
      U.S. Environmental Protection Agency
      Office of Noise Abatement and Control
             Washington, D.C.  20460

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                            PREFACE
     One of the purposes of the Noise Control Act of 1972
was to establish a means for effective coordination of
Federal research, development, and demonstration activities
for noise control.  As part of this coordination role, the
Act directs the Administrator of EPA to compile and publish,
from time to time, a report on the status and progress of
Federal research and noise control programs and to assess
the contributions of these programs to the Federal Govern-
ment's overall efforts to control noise.

     In partial fulfillment of its responsibility, EPA
established four interagency ad hoc research panels in
early 1974 in the areas of aviation, surface transportation,
machinery and construction, and noise effects.  Reports were
issued by the panels in the March-June 1975 time period.
The reports summarized the ongoing or planned noise research,
development and demonstration (RD&D) programs within the
various agencies of the Federal Government through FY 75.

     During 1976, the four panels were reestablished for
the purpose of updating and extending the program and fiscal
data base through FY 78.  The primary objectives of the panels
were broadened to include assessment of the RD&D programs in
light of each agency's mandates, goals, and objectives as well
as the overall goals of the Federal Government to control noise.

     The Surface Transportation Noise Research Panel included
representative^ of the Department of Transportation (DOT); the
Department of Defense (DOD); the Environmental Protection Agency
(EPA); the Department of Commerce, National Bureau of Standards
(DOC/NBS); the Department of Housing and Urban Development  (HUD);
and the Department of Energy  (DOE).  With the exception of HUD
and DOE, these agencies sponsor and/or conduct the majority of
surface transportation noise research development, and demonstra-
tion activities in the Federal Government.  In addition, the
Department of Agriculture,-U. S. Forest Service (USDA/USFS), and
the Department of Justice  (DOJ)  provided the panel with pertinent
noise research information.  Mr. W. Harry Close of DOT, the lead
department within the Federal Government for surface transporta-
tion noise RD&D, was chairman of the panel; EPA served as the
secretariat.
                              ill

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      The  information, assessments,  and recommendations  are
the  consensus of  the panel members  and are  not necessarily
the  official views of each of  the Federal agencies.
                       PREFACE BIBLIOGRAPHY
     These reports are available from the National Technical Information
Service, Springfield, VA.  22151.

First Report on Status and Progress of Noise Research and Control
Programs in the Federal Government, Volumes I and II, U.S. Environmental
Protection Agency, NTIS No. PB-243447/AS  (Vol.  1), PB-243448/AS
(Vol. 2), June 1975

Federal Surface Vehicle Noise Research, Development and Demonstration
Programs:  FY73-FY75, U.S. Environmental Protection Agency, NTIS No.
PB-234992/AS, March 1975

Federal Aircraft Noise Research, Development and Demonstration Pro-
grams:  FY73-75, U.S. Environmental Protection  Agency, NTIS No.
PB-244904/LK, March 1975

Federal Machinery Noise Research, Development and Demonstration Pro-
grams;  FY73-FY75, U.S. Environmental Protection Agency, NTIS No.
PB-243523/LK, May 1975

Federal Noise Effects Research:  FY73-FY75, U.S. Environmental
Protection Agency, NTIS No. PB-241751/LK, March 1975

An Assessment of  the Federal Noise Research,  Development and Demon-
stration Activities;  FY73-75, U.S. Environmental Protection Agency,
NTIS No. PB-246894/LK, June 1975
                                  IV

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          FEDERAL INTERAGENCY SURFACE TRANSPORTATION
               NOISE RESEARCH PANEL MEMBERSHIP

                  Chairman:  W. Harry Close

           Director, Office of Noise Abatement
              Department of Transportation
Timothy M. Barry

George L. Bonvallet

Roger D. Kilmer

William A. Leasure, Jr.

Robert L. Mason

Daniel P. Maxfield

William E. Roper

Paul R. Spencer

George E. Winzer
DOT/FHWA

DOD/USATARADCOM

DOC/NBS

DOT/ONA

DOT/TSC

DOE/TEC

EPA/ONAC

DOT/UMTA

HUD
     Secretariat:  Harvey J. Nozick   EPA/ONAC

                   Roger W. Heymann

                   Thomas L. Quindry


                       ACKNOWLEDGMENTS
     Support was provided by Mr. G. L. McLennan and Ms. A,
     L. Keiley of Booz, Allen Applied Research.
                            v

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                      TABLE OF CONTENTS


                                                    Page
                                                   Number

PREFACE                                             iii

PANEL MEMBERSHIP                                     V

     1.0  INTRODUCTION                              1-1

          1.1  BACKGROUND                           1-1
          1.2  PURPOSE AND SCOPE                    1-2

     2.0  SUMMARY                                   2-1

     3.0  ASSESSMENT                                3-1

          3.1  BASIS FOR ASSESSMENT                 3-1
          3.2  AGENCY ASSESSMENTS                   3-5

               3.2.1  Department of Transpor-
                      tation                        3-5
               3.2.2  Environmental Protec-
                      tion Agency                   3-10
               3.2.3  Department of Defense         3-14
               3.2.4  Department of Agriculture     3-16
               3.2.5  Department of Justice         3-16
               3.2.6  Department of Housing and
                      Urban Development             3-17
               3.2.7  Department of Energy          3-18
               3.2.8  Department of Commerce        3-19

          3.3  GENERAL ASSESSMENT                   3-2]
          3.4  ADEQUACY OF FUNDING                  3-23
          3.5  FUTURE RD&D NEEDS                    3-25
          3.6  INTERAGENCY COOPERATION              3-27

     4.0  AGENCY PROGRAMS                           4-1

          4.1  DEPARTMENT OF TRANSPORTATION         4-3

               4.1.1.  Office of the Secretary/
                       Office of Noise Abatement    4-4
                            vii

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               4.1.2  Office of the Secretary/
                      Office of Environmental
                      Affairs
               4.1.3  Federal Highway Admin-
                      istration/Offices of Envi-
                      ronmental Policy, Research
                      and Implementation
               4.1.4  Federal Railroad Admin-
                      istration/Office of
                      Research and Develop-
                      ment
               4.1.5  Urban Mass Transporta-
                      tion Administration/
                      Office of Technology
                      Development and Deploy-
                      ment
               4.1.6  DOT Concluding Statement

          4.2  ENVIRONMENTAL PROTECTION AGENCY
          4.3  DEPARTMENT OF DEFENSE
          4.4  DEPARTMENT OF AGRICULTURE
          4.5  DEPARTMENT OF JUSTICE
          4.6  DEPARTMENT OF HOUSING AND
               URBAN DEVELOPMENT
          4.7  DEPARTMENT OF ENERGY
          4.8  DEPARTMENT OF COMMERCE
          4.9  AGENCY REFERENCES AND
               BIBLIOGRAPHIES
APPENDICES
                                                     Page
                                                    Number
4-19
4-21
4-34
4-38
4-42

4-45
4-49
4-53
4-55

4-57
4-59
4-61

4-65
A    Agency Funding Totals and Index to Projects            A-l
B    Department of Transportation RD&D Programs             B-l
C    Environmental Protection Agency RD&D Programs          c-1
D    Department of Defense RD&D Programs                    D-l
E    Department of Agriculture RD&D Programs                E^-l
F    Department of'Justice RD&D Programs                    F*-l
G    Department of Housing and Urban Affairs RD&D Programs  G-l
H    Department of Commerce RD&D Programs                   H-l
I    Surface Transportation Noise Regulatory Programs       i-i
                             viii

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                     1.0 INTRODUCTION
     The United States Government is involved in research,
development, and demonstration (RD&D) activities related to
surface transportation noise abatement and control through a
number of. its agencies and departments.  These agency pro-
grams have varying goals and objectives according to their
individual agency charters, statutory authorities, and other
priorities.

     Section 4 of the Noise Control Act of 1972

     "...authorizes and directs that Federal agen-
     cies shall, to the fullest extent consistent with
     their authority under Federal laws administered
     by them, carry out the programs within their
     control in such a manner as to further the
     policy  ... to promote an environment for all
     Americans free from noise that jeopardizes
     their health or welfare."

     The Act further requires the Administrator of EPA to

     "...coordinate the programs of all Federal agen-
     cies relating to noise research and noise control
     and "On the basis of regular consultation with
     appropriate Federal agencies .., shall compile and
     publish, from time to time,  a report on the status
     and progress of Federal activities relating to noise
     research and noise control.   This report shall
     describe ... and assess the contributions of those
     programs to the Federal Government's overall efforts
     to control noise."
1.1  BACKGROUND

     In partial fulfillment of its responsibility for coor-
dinating Federal noise research, the Environmental Pro-
tection Agency has reconvened the Interagency Surface
Transportation Noise Research Panel.  After its original
establishment in 1974, that panel produced the first report
summarizing ongoing and planned noise research, development,
and demonstration programs within the various agencies and
departments of the Federal Government through FY 75.  In
addition to brief descriptions and fiscal data for the
agencies' programs, references of reports and publications
resulting from the Federal RD&D activities were included.
The data through FY 73 were firm.  FY 74 resource allocations
                             1-1

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were best estimates in many cases,  FY 75 funding resources
were estimates and project descriptions were incomplete.
This report is a continuation of the first report.  py 75
programs are reexamined.  FY 74 funding is identified for
those projects underway in FY 74 and continuing into the time
frame of this report  (FY 75-78).
1.2  PURPOSE AND SCOPE

     When the reestablished panel met to charter its course
of action as a consultative body, they significantly
broadened the panel's objectives—in addition to updating
the status and progress of ongoing Federal surface trans-
portation noise research activities—to include (1) iden-
tification of each agency's statutory mandates, goals, and
objectives; (2) assessment of each agency's noise program
in light of these mandates; (3) assessment of the contri-
butions of each agency's noise RD&D program to the Federal
Government's overall effort to control noise; and  (4) recom-
mendation of future Federal Government research programs
in the area of surface transportation noise abatement and
control.  It is hoped that by involving many Federal agencies
in the preparation of such a report, in addition to ful-
filling the mandate of the Act to provide information to
the public, a vehicle will be provided to inform and increase
the dialogue among Federal agency officials concerning the
relationship of noise research programs.  In this regard,
these published reports contribute to the coordination of
Federal research activities.

     The research programs undertaken by each agency during
the FY 75-78 period are at the end of this report in appen-
dices B through H.  Appendix A contains a summary of the
funds expended by the agencies and an Index of Surface
Transportation Noise Projects.  The Index is grouped into
six categories as follows:

          Highway Vehicles
          Off-Highway and Recreational Vehicles
          Rail Vehicles
          Surface Vehicle Components
          Measurement and Enforcement
          Acoustic Properties.

This report is directed toward noise research, development
and demonstration programs; however, a significant portion
of the EPA effort is for regulatory noise control programs.
Appendix I provides brief descriptions of EPA regulatory
projects.
                           1-2

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                      2 . 0  SUMMARY
     This report is a compilation of the research, devel-
opment, and demonstration (RD&D) activities of Federal
agencies and departments in the area of surface transpor-
tation noise from FY 75-78.  It also contains assessments of
these activities and recommendations for future areas of
work.

     Federal agencies and departments with surface trans-
portation noise RD&D programs during this time period are as
follows:

          Department of Transportation (DOT)
          Environmental Protection Agency (EPA)
          Department of Defense (DOD)
          Department of Agriculture  (USDA)
          Department of Justice (DOJ)
          Department of Housing and Urban Development (HUD)
          Department of Energy  (DOE)
          Department of Commerce (DOC).

     The various RD&D activities undertaken by these agen-
cies and departments are implemented under their various
mandates as well as in accordance with the intent of the
Congress as expressed in Section 2(b) of the Noise Control
Act of 1972:

     ". . . it is the policy of the United States
     to promote an environment for all Americans
     free from noise that jeopardizes their health
     or welfare ..."

     The extent of the activity on surface transportation
noise RD&D as indicated by the levels of funding is shown in
Figure 2-1 and Figure 2-2.  Figure 2-1 shows the total
combined levels of noise RD&D funding of all Federal agen-
cies and departments from FY 75 through FY 78.  Figure 2-2
shows the level of funding for each individual Federal
agency and department during this time period.

     The three most active participants in terms of funding
surface transportation noise RD&D are DOT, EPA, and the
Department of the Army.  The DOT effort is significantly
larger than that of other Federal agencies and departments.
                           2-1

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      Note - Funding  levels are exclusive of
                                      except
                                                      2.632*
                                                     1978
Funding data are incomplete.
                      FIGURE 2-1
           TOTAL FEDERAL FISCAL YEAR  FUNDING
         FOR SURFACE TRANSPORTATION NOISE  RD&D
                         2-2

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     Within DOT, the Office of the Secretary of Transporta-
tion, the Federal Highway Administration, the Federal Rail-
road Administration, and the Urban Mass Transportation
Administration are engaged in surface transportation noise
RD&D.  .DOT has undertaken considerable expenditures in the
areas'of highway vehicles, rail, surface vehicle components,
and measurement and enforcement.  DOT has, for example,
undertaken major RD&D noise programs on medium and heavy
trucks and related truck components such as mufflers, tires,
and engines; on guided mass transit systems such as urban
rail rapid transit systems; on railroad systems; and on
highway noise prediction, measurement, and mitigation.

     EPA's activities are conducted principally to support
the regulatory process, but also to advance the state-of-
the-art of noise control technology, and to demonstrate the
existing state-of-the-art.  EPA has, for example, undertaken
technology and measurement methodology studies to support
the regulatory process for medium and heavy trucks and
related truck components, buses, motorcycles, tires, light
vehicles, snowmobiles, motor boats, and guided mass transit.
Research and demonstration have been conducted on such items
as medium and heavy trucks and engines.  Demonstration
programs have involved noise mitigation methods for highways
and transit malls.

     DOD's surface transportation RD&D noise progreims prin-
cipally support their combat and tactical support and
training mission requirements, but also support their com-
munity, environmental, and occupational protection needs.
The RD&D program efforts are undertaken to increase: sur-
vivability through reduced detection, to protect the hearing
of personnel, to improve speech communication, and to reduce
the environmental impact of their base operations on the
civilian public.

     The U.S. Forest Service  (USFS) is the organiz5ition
within USDA concerned about the effect of surface vehicle
noise on the environment.  The USFS efforts in surface
transportation noise RD&D are small compared to those of
DOT, EPA, DOD, and DOC.  These efforts for the most part
contribute to the development of noise measurement meth-
odologies for recreational vehicles and identifying hearing
hazards.  Although few funds have been expended on noise
control, the USFS has tried to influence manufacturers to
develop quiet recreational equipment.
                           2-4

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     During the period FY 75-77, the DOJ engaged in one sur-
face transportation noise RD&D activity in the area of
warning signals for emergency vehicles.

     HDD's efforts relating to surface transportation noise
RD&D are associated with developing policies and techniques
for compatible land use and building construction practices
to attenuate urban noise.

     DOE's surface transportation noise program is ancillary
to their primary mission of energy RD&D.  Noise efforts are
undertaken when needs are identified in DOE's technology
development programs.

     DOC's National Bureau of Standards (NBS) performs RD&D
efforts in surface transportation noise to support the pro-
grams of other Federal agencies and departments.  NBS activ-
ities principally involved development of measurement meth-
odologies as well as measuring equipment.   NBS has provided
technical assistance to DOT, EPA, and DOJ in the area of
surface transportation noise.  NBS has been involved in
studies dealing with medium and heavy trucks, railroads,
tires, and sirens.

     Many interagency and interdepartment cooperative
efforts were undertaken during the FY 75-78 time period.
DOT and DOC, for example, provided assistance to EPA during
development of the 1976 medium and heavy-truck regulation.
NBS supported EPA's truck regulation efforts in the area of
noise measurement and methodology.  DOJ supported an eval-
uation of emergency vehicle warning sirens carried out by
NBS.  Besides collaborating with other Federal activities
for regulatory actions, EPA has been cooperating on demon-
stration programs.  These programs are undertaken to en-
courage development and implementation of improved noise
mitigation measures.  Cooperating with UMTA, EPA will demon-
strate noise abatement measures on a transit mall in New
York City.  In conjunction with FHWA, EPA will demonstrate
noise abatement measures on a New York State highway.
                           2-5

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                    3.0  ASSESSMENT
3.1  BASIS FOR ASSESSMENT

     The majority of Federal agencies currently involved in
research, development, and demonstration  (RD&D) activities
related to surface transportation vehicle noise abatement
and control had active programs directed toward satisfac-
tion of the individual agency's statutory mandates, opera-
tional authorities, goals, and objectives prior to the
passage of the Noise Control Act of 1972.  For the most
part, these programs have continued along the same lines
since passage of the Act.

     The Congress was cognizant of these responsibilities
and authorities as evidenced by the explicit wording in
various sections of the Act.  For example, Sections 4(a)
and 14 of the Act state:

     "The Congress authorizes and directs that
     Federal agencies shall, to the fullest extent
     consistent with their authority under Federal
     laws administered by them, carry out the pro-
     grams within their control in such a manner as
     to further the policy...to promote an environ-
     ment for all Americans free from noise that
     jeopardizes their health and welfare..."

The Act authorizes the Administrator (of EPA) to conduct
and/or carry out research, technical assistance, and public
information"...to complement, as necessary, the noise-
research programs of other Federal agencies..."

     For these reasons, any assessment of Federal programs
must be carried out on two levels, namely:

          Assessment of RD&D programs in light of each
          agency's mandates, goals, and objectives

          Assessment of the contributions of each agency's
          noise programs to the Federal Government's over-
          all effort to control noise.

In general, the Federal agencies have utilized their RD&D
funds to carry out those programs necessary to meet the
mandates of their individual agencies.   The programs in the
past have resulted in significant advances in the develop-
ment and demonstration of noise control technology applicable
                           3-1

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to surface vehicles.  Each agency establishes  its  priorities
and applies its existing funding and manpower  to its most
significant problem areas.  The noise  from  surface trans-
portation vehicles affects operator/passengers of  the
vehicle, passengers waiting at pick-up locations  (in the
case of buses, transit vehicles, etc.), other  pedestrians,
motorists, and persons living or working  along the routes
used by such vehicles.  These problems exist to some extent
in all areas of concern to this panel  whether  it be highway
vehicles such as trucks, buses and cars;  or off-highway
vehicles such as off-road motorcycles,  snowmobiles,,  boats,
trains, or mass transit systems.

     With regard to environmental, or  community noise ex-
posure, EPA estimates close to half the Nation's population,
103 million Americans, experience noise levels that may
interfere periodically with normal activities  such as speech
communication, sleep, relaxation, and  privacy--'- Of these
estimated 103 million Americans, urba^traffic noise is the
primary noise problem for 97.5 million.  EPA estimeites that
13.5 million Americans have noise exposures (Leq(8f^ 75
decibels)  that are considered to be hazardous to  hearing as
a result of riding in transportation or recreationcil vehicles1
Most people, of course, are exposed to many sources in
addition to surface vehicles, including machinery, construc-
tion equipment, and aviation noise sources, and noises
generated by the multitude of people activities.   In general,
the Federal agencies and departments listed in this report
are concerned with both operator/passenger, and environ-
mental noise, but a particular agency  may focus most of its
attention on one or the other area.  Through proper bud-
geting, planning, and coordination, most  needs can be
addressed by joint and/or complementary programs.

     The noise RD&D efforts of the Federal  Government pro-
vide technological answers, which can  and do solve noise
problems.  However, there are many cases  where research is
not fully implemented.  To understand  why problems still
exist in spite of technological solutions,  it  is necessary
to understand the steps in effecting technological change.
The process of technological change is comprised of three
stages:
   Lea/ equivalent sound level, is the average A-weighted energy level
   of sound over a given period of time.  The period of time is shown
   in parentheses; in this case, it is 8 hours.

   A list of numbered references may be found at the end of this section.
                            3-2

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          RD&D which provides the knowledge basis for tech-
          nological change.

          Production in which new knowledge and its re-
          sources are incorporated in goods, productive
          processes, or services; and

          Market use, whereby the fruits of production enter
          the market place and provide social and economic
          benefits.

This report deals only with the first stage, RD&D.

     Any break within these three stages stops the process
of technological change.  If the technology to solve a noise
problem does not exist, then there is no first stage and no
basis for technological change to take place.  However,
having the noise technology available does not, in itself,
ensure technological change.  There are many problems which
can arise to forestall efforts to implement known noise
technology.  A principal problem is economics.  The ratio of
cost versus benefit is a vital trade-off parameter.

     The following assessments have been prepared collec-
tively by members of the Interagency Surface Vehicle Noise
RD&D Panel.  These assessments are the consensus of the
panel members and are not necessarily the official views of
the Federal agencies.
                           3-3

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3.2  AGENCY ASSESSMENTS
3.2.1     Department of Transportation

     The Department of Transportation plays a variety of
roles in the field of surface transportation noise control.
It is a regulator; it is the administrator of large trust
funds which finance the building of roads and mass transit
systems; it is the developer of new transportation systems;
it is a research organization seeking technology to improve
the effective discharge of its various responsibilities; it
is the enforcement agency for the interstate motor carrier
and railroad noise standards promulgated by EPA; and it is,
by law, a technical consultant to EPA.

     Each element of the Department, Office of the Secre-
tary, the Federal Highway Administration, the Urban Mass
Transportation Administration, and the Federal Railroad
Administration, integrates noise control within its policy,
program criteria, and project requirements.  The Office of
the Secretary provides technical and policy assistance to
all elements of the department  as appropriate; including
the administration of the Transportation Systems Center in
Cambridge, Massachusetts, where much of the Department's
research is performed or managed.  This diffusion of re-
sponsibilities throughout the Department places responsi-
bility where new technology is most likely to be implemented
but presents some difficulties to those interested solely in
noise control.
Office of the Secretary

     The DOT/Office of the Secretary, Office of Noise Abate-
ment*,  provides centralized Department level leadership and
direction in the development of programs for the abatement
of environmental noise caused by transportation systems.
This office also provides policy guidance to, and coordi-
nation among, the operating administrations and their indi-
vidual noise abatement programs to ensure the timely devel-
opment of effective Department policies and programs for the
abatement of noise generated by all modes of transportation.
This office is also responsible for liaison and coordination
between DOT and other Federal agencies in the consideration
of the technical aspects of the environmental impact of
transportation systems and facilities.

*  DOT's Office of Noise Abatement was disestablished in December 1977.
                           3- 5

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     Although both staff and funding of the Office of
Noise Abatement have been decreasing in recent years, the
accomplishments of the program remain significant and in-
clude the following:

          Demonstrated in actual revenue service practical
          design techniques for reducing noise levels of
          heavy trucks by as much as 15 decibels* at 50
          feet

          Demonstrated practical modifications to existing
          trucks and buses  (retrofit) for reducing noise
          levels to comply with Federal interstate motor
          carrier noise emission standards

          Developed practical procedures for enforcing com-
          pliance with Federal interstate motor and rail
          carrier noise emission standards

          Provided technical and economic assistance in
          support of new truck and interstate motor carrier
          noise emission standards promulgated by EPA

          Provided technical and economic bases for poten-
          tial regulatory efforts by California and/or EPA
          regarding automobile and truck noise  (the domi-
          nant high speed highway noise source)

          Demonstrated practical noise reduction techniques
          for railroad retarder facilities, identified
          major locomotive noise sources, and hence, poten-
          tial for application-of noise control modifica-
          tions for railroad locomotives

          Added to the data base of transportation related
          noise and continued to upgrade computer predic-
          tion methods to provide valid, reliable informa-
          tion on which to base transportation noise-related
          decisions.

The funding restraints have hindered research efforts
across the board; however, two areas are particularly im-
pacted: development of necessary data to design quieter
tires and definition of the site and environment effects
on sound propagation.
   A-weighted levels are used throughout this report unless otherwise
   noted.
                           3-6

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Federal Highway Administration

     As administrator of the Highway Trust Fund, a major
goal of the Federal Highway Administration is the reduc-
tion of community exposure to traffic noise and vibration.
In direct response to the legislative requirements of the
Federal Aid Highway Acts, FHWA noise research programs are
directed toward the development of highway noise and vibra-
tion impact criteria, prediction methodologies, and abate-
ment measures.

     The FHWA noise research program has had a significant
level of activity since 1975.  The program is beginning to
have an influence on the highway noise problem as informa-
tion resulting from the research programs is brought to
the field and implemented.  Some of the accomplishments and
significant programs to date include:"

          Developed a simple non-computer oriented method
          for predicting sound levels of freely flowing
          traffic as a design tool for the highway engineer

          Identified and evaluated the variables associated
          with current design and/or construction practice
          for wall-type barriers and developed a highway
          barrier design manual to disseminate this infor-
          mation to the highway designer and state agencies

          To complement the highway barrier design manual, a
          program is underway within the National Coopera-
          tive Highway Research Program(NCHRP) to define the
          influence of factors not included in barrier
          design methods; e.g., cross-section shape and
          surface characteristics.  The importance of this
          and the barrier design manual is emphasized when
          the high costs associated with highway barrier
          construction  ($100 to $200 per foot) are considered,

     FHWA maximizes the results of its research work through
its organizational structure.  The Office of Engineering,
utilizing the results of research programs, provides tech-
nical assistance to the state highway administrations in
resolving noise problems.  The Demonstration Projects Divi-
sion undertakes programs to demonstrate the availability of
technology.  The Implementation Division has the respon-
sibility for disseminating the research results.
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     Many of the highway noise problems that need to be
addressed, e.g., noise propagation in cities, noise in
tunnels, effects of environment and site on sound propaga-
tion, etc., are complex and require sustained efforts and
substantial funding.  Ongoing research programs, in general,
can be characterized as being limited in scope and/or
underfunded.  Additional funding would allow for more com-
prehensive approaches to the problems and would provide
more immediate solutions.  However, major increases in
funding will require attendant increases in manpower.  Such
additional in-house capability would allow for more timely
response to technical/policy needs.  In general, contracting
out does not provide for timely response to critical issues
of this type.

     The current program is gaining momentum, and steps
are being taken to improve long range planning, to improve
the means for anticipating policy needs, and to identify
the research necessary to support such policy.

     With the enactment of the Noise Control Act of 1972,
DOT became the agency to assure compliance with the Inter-
state Motor Carrier Noise Standards which were to be estab-
lished by EPA.  Even though the number of Bureau of Motor
Carrier Safety  (BMCS) enforcement officers is limited,
enforcement experience has shown positive results.  Initial
enforcement efforts found 6.7 percent of the vehicles tested
in 1974-75 to be out of compliance, while more recent data
show only 2.8 percent of the 15,000 vehicles tested in
1976 to be out of compliance.  These same inspectors also
enforce the BMCS promulgated in-cab noise standards.
Federal Railroad Administration

     The Federal Railroad Administration is the enforce-
ment agency for the railroad noise emission standards pro-
mulgated by EPA.  The final railroad noise emission com-
pliance regulations were published in the Federal Register
on August 23, 1977.  Until the Noise Control Act of 1972,
noise was not a major consideration within FRA programs.

     Current and planned programs in the noise area are
directed toward identifying and reducing the noise from
rolling stock, maintenance-of-way equipment, and railroad
yards and toward the development of practical measurement
methodologies for use in enforcing the Federal Interstate
Railroad Noise Emission Standards.  Additional programs
deal with workplace noise—either in locomotive cabs and/or
cabooses and layover sleeping quarters.
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     Because noise is not a high priority within FRA, fund-
ing and manpower limitations and conflicts in priorities
have forced the time frames of these programs to be exten-
ded.  Furthermore, large scale noise abatement demonstra-
tion programs are not envisioned.
Urban Mass Transportation Administration

     Noise is just one of a myriad of considerations in
the majority of UMTA's programs.  One notable exception
is the Urban Rail Noise Abatement Program.  This program
is successful in addressing both current technology and
long-term development of innovative methods for control
of urban rail noise.  The major accomplishments of this
program to date include:

          Development of a basic understanding of wheel-
          rail noise generation, resulting in identifica-
          tion of innovative noise control techniques

          Determination of current noise levels and estima-
          ted costs to achieve reduced levels for each U.S.
          urban rail rapid transit system

          Performance of in-service evaluative tests of
          currently available treatments for reducing
          wheel-rail noise at the source

          Development of an analytic framework to evaluate
          noise reduction options for elevated transit
          structures

          Dissemination, through reports and workshops, of
          information for prediction and control of urban
          rail noise

          Establishment of uniform noise specifications
          for the purchase of new transit buses.

     Existing noise control methods are being evaluated
in-service, resulting in the identification of problems as
well as benefits associated with these techniques.  The
fundamental research into the cause of wheel-rail noise
has led to the identification of new, potentially effective
methods for the control of the major noise source on urban
rail systems.
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     Analytical models have been developed that are capable
of predicting the effects of structural changes and noise
control treatments on the noise radiated from elevated
transit structures.  These models together with field data
will now be used to develop noise control recommendations
for elevated structures existing in U.S. transit systems.

     Noise assessment of the U.S. transit systems provides
UMTA with a basis for forming long range plans on urban rail
noise reduction as well as for evaluating noise-related
capital grant requests from the transit properties.  This
assessment also provides EPA with an important part of the
data necessary for the evaluation of guided mass transit
system noise.

     Future emphasis of the program is aimed at (1) evalu-
ating new, potentially more effective methods of noise
control, first on a test track and then on an operating
property and (2) integrating available noise control data
and methods into an easily usable and accessible format.

     In the transit bus area, noise considerations need to
be given a higher priority than in the past.  Since UMTA
provides capital grants covering approximately 80 percent of
all transit coach purchases  (and up to 50 percent of main-
tenance and operating costs) and must approve the proposed
specifications for such coaches; UMTA has established
"83dB(A)"* for Advanced Design Bus purchases (effective now)
and "80dB(A)" for Transbus purchases (effective 1979) under
their capital grant authority.  Thus, significant advances
are to be made in the reduction of noise from transit
vehicles as a result of the UMTA program.  In general, the
UMTA programs are adequately funded, but are understaffed.
3.2.2     Environmental Protection Agency

     The primary noise research and control efforts under-
taken at EPA have been directed for the most part in support
of regulatory actions.  EPA's noise RD&D activities are con-
ducted at EPA's Office of Noise Abatement and Control  (ONAC)
and are undertaken to complement the noise research programs
of other Federal agencies as well as to support regulatory
activities at EPA/ONAC.
*  At 50 feet to the side of the bus center line per SAE J366b proce-
   dures.
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Regulatory

     Surface transportation vehicles already identified
as major noise sources by EPA as of February 1977, for
which initial technology assessments have been completed,
include medium- and heavy-duty trucks, motorcycles (street,
off-road, and mopeds), and buses.  Additional technology
assessment efforts are underway for medium- and heavy-duty
trucks to determine the feasibility of better noise control
for these vehicles in the 1985 time frame.  Surface trans-
portation vehicles under investigation to determine if they
represent major noise sources and for which technology
assessments are currently underway include the following:
automobiles, light trucks, tires, guided mass transit,
motorboats, and snowmobiles.  Additionally, EPA has assessed
noise control technology applicable to in-use noise reduc-
tion for interstate rail and motor carrier vehicular opera-
tion.  Studies are underway at this time in both the rail
and motor carrier area to update and expand the best avail-
able technology application assessments for both of these
in-use vehicle categories.  The Agency is also pursuing
various approaches to product noise emission labeling under
Section 8 authority of the Noise Control Act.  In the sur-
face transportation area, the product category of exhaust
system/muffler is being studied as a potential candidate
for labeling.  The technology related work is concentrated
on development of suitable measurement methodologies for
defining the products'  acoustical performance and the
assessment of what constitutes best available technology.

     Some of the EPA's principal regulatory accomplishments
to date for transportation vehicles have been through the
establishment of a series of uniform Federal noise control
standards setting specific vehicle operational requirements
and have resulted in surface transportation vehicles of
quieter design.  Standards promulgated to date include:

          Railroad Noise Emission Standards.  EPA promul-
          gated on December 31, 1975, regulations setting
          specific maximum in-use standards applicable to
          locomotives and railcars operated by interstate
          rail carriers.  The Department of Transportation,
          through the FRA, is responsible for the enforce-
          ment of this regulation.
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          Motor Carrier Noise Emission Standard.   On
          October 29,  1974, EPA promulgated regulations
          setting specific maximum in-use noise standards
          applicable to vehicles over 10,000 pounds Gross
          Vehicle Weight Rating (GVWR) operated by inter-
          state motor carriers.  EPA estimates that this
          regulation will lessen the noise impact for
          approximately 10 million people.  The regulation
          also requires vehicle exhaust systems riot to be
          defective and bans the use of noisy tires on
          vehicles subject to the regulation.  The Depart-
          ment of Transportation's Bureau of Motor Carrier
          Safety (BMCS) is responsible for enforcement of
          this regulation.

          Medium and Heavy Truck Noise Emission Standards.
          On April 13, 1976, the Agency published noise
          regulations for medium and heavy trucks.  EPA
          estimates that these regulations will reduce the
          urban traffic noise impact for 97 million people.

          Bus Noise Emission Standards.  On September 12,
          1977, EPA published the proposed standards for
          buses establishing noise control levels for the
          interior and exterior of newly manufactured buses
          over 10,000 pounds GVWR.

          Light Vehicle Test Procedure.  EPA has developed
          a light vehicle urban noise test procedure repre-
          sentative of the way light vehicles are operated
          in the low speed urban traffic situation.  The
          procedure provides a more realistic measure of
          the light vehicle noise contribution to the envi-
          ronment compared with the existing SAE J986 and
          ISO 362 test procedures.
Noise RD&D

     In the past ONAC has elected not to request research
funds but to depend on existing resources and research
commitments in other agencies.  With the de-emphasis that
is taking place in other agencies in noise RD&D, there is
a greater heed for EPA to provide the needed research
support.

     In 1976 the initial noise research and demonstration
program related to surface transportation noise was under-
taken.  This study involved engine enclosures for noise
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control.  Since FY 77 EPA has initiated demonstration pro-
grams for the mitigation of noise in transit malls, on
recreational land, and along highways.  EPA has also initi-
ated a Quiet Truck Technology Demonstration Program as an
extension of the earlier DOT program.  Research programs
to advance the state-of-the-art in noise control of tires
and internal combustion engines, including demonstrating
the developed noise reduction techniques applicable to these
components, has also been initiated.  Since the engine
program will advance the state-of-the-art of noise control
for internal combustion engines common to machinery and
construction equipment as well as surface vehicles, accom-
plishments will result in significant benefits in both of
these areas.

     Noise technology RD&D efforts are needed for a wide
range of products in the surface transportation area to
reduce excessive noise levels.  Standards are limited by
and based upon available technology.  The lack of demon-
strated technology is a constraint in establishing the
necessary national source control standards.  There are
several areas where EPA has identified future needs for
technology demonstration which could appropriately be
initiated at this time to provide some assurance that ad-
vance technologies would be available to meet future needs:

          Noise control technology demonstration program
          for 70 to 72 dB transit buses in order to meet
          the future needs of major urban bus transit
          authorities.

          Initiate new technology demonstration programs
          to identify what can be done to reduce noise
          from light vehicle configurations and still meet
          fuel economy goals.  Current projections for the
          mid-1980 period are that fuel economy requirements
          will cause and increase in the total population
          of higher noise diesel and four cylinder gaso-
          line powered automobiles.

          Provide RD&D support for noise control to ensure
          advanced design energy efficient tires continue
          to be quiet at the same time that their rolling
          resistance is being decreased.

          Development of an accurate simulation or para-
          metric test procedure for exhaust systems appli-
          cable to a bench test would provide a number of
          benefits to the muffler manufacturing industry,
          marketers, and the public.
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3.2.3     Department of Defense

     Only the Department of the Army has identified surface
transportation research programs underway or planned within
DOD.  The Army recognizes the importance of noise related
to: detection avoidance in combat; possible risk of hearing
loss of military personnel; speech communication and re-
lated mission requirements; and the impact of peace time
military operations on the surrounding communities.  It
must be recognized, however, that combat capability, relia-
bility, and maintainability are the prime requisites for
Army vehicles and that noise control cannot be given an
equal priority in design.

     Survivability of man and machine under combat condi-
tions is paramount and dictates certain requirements in
terms of vehicle design, mission performance, and cost
that are quite different from those which respond solely
to the national goals for health and welfare as expressed
by EPA.  There are no standards or generalized goals for
noise where survivability is concerned.  The Noise Control
Act of 1972 specifically excludes vehicles which are de-
signed for combat use; hence, Federal noise emission stan-
dards do not apply to such vehicles.  Beyond survivability,
the Army has documented requirements which are contained in
Military Standard MIL STD 1474A,  Noise Limits for Army
Materiel.   The coverage, with regard to risk to hearing,
conforms to the Surgeon General's office medical document
TB MED 251,  Noise and Conservation of Hearing.   The mili-
tary standard also contains suggested limits for vehicle
exterior noise.  The military standard is employed for
design and conformance purposes where suitable.

     Since 1965, the Army has pursued a program to charac-
terize the noise emission of the existing fleet of mili-
tary vehicles, to investigate noise reduction techniques,
and to develop noise reduction kits suitable for installa-
tion in the field or during production as funding was avail-
able and priorities dictated.

     Prior year's efforts on noise reduction in the Army
fleet of vehicles has emphasized survivability of man and
vehicle for optimum mission performance, reduced exposure
to hearing-hazardous noise, and improved environmental
conditions.  The work has been performed on both tracked and
wheeled vehicles.  Some of the accomplishments and signi-
ficant programs to date include:
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          Tracked combat vehicles generate interior and
          exterior noise that is higher than that of any
          other Army vehicle type.  The effort to reduce
          tracked vehicle noise has concentrated on the
          armored personnel carrier class of vehicles.
          Interior and exterior sources of noise have been
          identified.  A major finding from these efforts is
          that noise reduction may be possible.  The studies
          have shown that softer compliance between idler
          wheels and the track, lowering of sprocket wheel
          stiffness, and reductions of road wheel noise provid
          the potential for noise reductions.

          Preliminary results of a study to reduce fueling
          hydraulic system noise of the M559 GOER fuel
          servicing truck shows that a field modification
          can reduce exterior noise emissions by approxi-
          mately 6 dB and can reduce operator noise levels
          by approximately 20 dB.

          A computer program has been developed that pre-
          dicts the distances for vehicle inaudibility.
          It utilizes variables such as noise levels, hear-
          ing threshold, terrain, atmospheric variables,
          vegetation effects and barriers.

          Noise reduction kits, suitable for field imple-
          mentation have been developed for a number of
          vehicles: M 35 vehicles series (2% ton class),
          520 GOER cargo and fuel servicing trucks, M561/
          M792 GAMA Goat (1% ton) cargo/ambulance, and M746/
          M747 heavy equipment transporter.

          New vehicles that incorporated noise reduction
          measures were developed (XM963 and XM939 cargo
          trucks).

     Because of the military requirements, retrofit of
surface vehicles now in the field for reduced noise is a
difficult and costly process.  Concept vehicles, now on the
drawing board, can and will benefit by past and current
noise control research, development, and demonstration.
Continued attention to noise control on a fleet-wide basis,
rather than on an as-required basis—especially in the
design, development, and specification of new vehicles—is
encouraged.  Army vehicles purchased commercially, however,
are built to meet current Federal regulations.
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     The Army takes advantage of noise control technology
resulting from other Federal Government programs; however,
noise abatement techniques applicable to military vehicles
are, in general, so specialized as to have little carry-
over to non-DOD industry.  For similar reasons, there is
little chance for duplication of effort.
3.2.4     Department of Agriculture

     The U.S. Forest Service (USFS) has as one of its objec-
tives the protection and improvement of the quality of the
environment of land under its management.  Current work in
the surface transportation noise area is focused on off-road
vehicles and their noise impact on the sylvan environment.
The priority given off-road vehicle noise research within
the USFS has been very low, and available funding has been
limited.

     Even though funding levels and manpower allocations
have not been very large, through active participation on
Society of Automotive Engineers (SAE) standards committees,
USFS personnel have been able to participate actively in
the development of measurement procedures for such vehicles
as motorcycles and snowmobiles which are of direct interest
in forest areas.  Emphasis is also being placed on the de-
velopment of prediction models for evaluating the impact
of vehicles and machines utilized within the forest on the
users of outdoor recreation areas.  However, current under-
standing of sound propagation through a forest environment
coupled with a lack of acceptability criteria for the sylvan
environment limits the usefulness of such models.

     Current regulatory efforts for on-highway vehicles
will not contribute to a reduction of off-road vehicle
noise; therefore, the USFS needs to expand their efforts
to address adequately the problems at hand.  As more and
more people utilize our nation's limited forest lands,
sound land management and environmental impact assessment
takes on added significance.
3.2.5     Department of Justice

     The Law Enforcement Assistance Administration (LEAA)
of the Department of Justice (DOJ) is, in general, not
involved in surface transportation noise RD&D.  The one
exception is in the area of emergency vehicle warning sig-
nals.  This work conducted by NBS under the sponsorship
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of DOJ, in conjunction with'a complementary program spon-
sored by DOT, has provided information on the characteris-
tics and effectiveness of emergency vehicle warning signals
and has pointed out the necessity for training operators of
emergency vehicles not to rely on their sirens totally for
recognition—and, thus, accident avoidance—in emergency
situations.  It is not anticipated that DOJ/LEAA would have
any future programs in the surface transportation noise
area.
3.2.6     Department of Housing and Urban Development

     The activities of the Department of Housing and Urban
Development (HUD) in environmental research and planning
pertain directly to the overall national goal of "a decent
home and a suitable living environment for every American
family."3  Noise abatement activities focus on achieving
a suitable auditory environment in and around our homes
through land use and construction practices that will
ameliorate noise impact on people.  These activities include
the development of policies, criteria, standards and envi-
ronmental assessment guidelines and procedures, and coordi-
nation with the Council of Environmental Quality and other
Federal agencies.

     Specific accomplishments include:

          Development and promulgation of a noise abatement
          and control policy that encourages land use
          patterns compatible with uncontrollable noise
          sources through withholding HUD support for new
          construction on sites having unacceptable noise
          exposures

          Noise assessment guidelines and a noise measure-
          ments system for use by a staff not specifically
          trained in acoustics has been developed to assist
          in the implementation of departmental policy.  The
          development of the noise measurement system was
          a joint program with NBS.
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     HUD'S noise abatement and control policy has been
successful in discouraging new residential development with
Federal assistance in areas with unacceptably high noise
levels.  HUP programs, however, involve only a portion of
the national housing market and some new residential con-
struction may still take place in unacceptably noisy loca-
tions.  HUD frequently depends upon state and local agencies
for specific acoustic data.  Coordination with these agen-
cies must be given a high priority to ensure that specific
community objectives are met.

     HUD's efforts in noise abatement and control research
have been severely reduced; yet additional research is
needed in the areas of land use and building construction
practices—areas of concern that are HUD's responsibility.
These are especially important with the increased emphasis
on revitalization and rehabilitation of our cities and the
increased emphasis on the use of mass transit.  Construction
and rehabilitation practices that provide noise attenuation
without increasing energy consumption, play an important
role in achieving a suitable auditory environment.
3.2.7     Department of Energy

     The primary objective of the Department of Energy (DOE)
is to develop energy-efficient systems.  DOE has a mandate
to support environmental and safety research (including
noise research) related to the development of energy tech-
nology; however, since noise reduction is not a primary
responsibility, the priorities assigned to the prime ob-
jectives place a limitation on the noise related effort.

     Various Federal agencies have utilized the capabilities
of DOE's Bartlesville Energy Research Center for the conduct
of noise research on engines.

     While national concerns for reductions in energy uti-
lization are real, the technology being developed for the
future must consider the noise implications of alternative
energy systems and their applications.  Future technology
should result in products that are no noisier and hopefully
quieter than those currently existing.
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3.2.8     Department of Commerce

     The National Bureau of Standards does not directly fund
any surface transportation noise research.  However, they do
conduct research on surface transportation noise through
agreements with other Federal agencies and non-governmental
organizations.  This support role is in keeping with legis-
lation which directs NBS to provide an advisory service to
the Federal government on scientific and technical matters,
and with the Noise Control Act of 1972 which encourages
cooperation between NBS and EPA in the development of im-
proved methods for measuring and monitoring noise.  The
limitation criteria in regard to undertaking such support
are that NBS should not compete with the private sector but
should only provide support in those areas where it has
unique expertise and/or responsibility, or in those matters
where an unbiased third party opinion is required.

     The technical data resulting from such measurement
programs, especially those dealing with truck and tire
noise, have contributed to the total data bases which were
utilized—in conjunction with other technological, economic,
and political data—to develop the BMCS in-cab truck noise
regulation and the EPA interstate motor carrier noise emis-
sion regulation.  Other areas in which NBS has made signi-
ficant contributions are:

          Assistance to DOT in the establishment of an
          extensive truck tire noise data base

          Assistance to EPA in the evaluation and develop-
          ment of a measurement methodology for the medium-
          and heavy-duty truck regulation

          Assistance to DOJ in the design and development
          of directional sirens for use on emergency
          vehicles.

     Measurement accuracy and instrumentation performance
are continuing needs to support noise control research and
regulatory actions.  However, the accuracy and precision
required of a given measurement must be tempered by prac-
ticality.

     NBS does not have the ultimate responsibility for
improving the noise climate in either the workplace or the
environment.  Therefore, they must work closely with those
agencies having the ultimate responsibility to ensure that
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the measurements are accurate and precise for the purpose at
hand.  The restraints of field measurements must be con-
sidered, and it must be recognized that people cannot, in
general, discern a 2-dB change in level.  Precise measure-
ments are useless unless there is an end environmental/
workplace benefit that is cost effective.  At the same time,
it must be recognized that once a regulation is in effect,
failing to meet the regulated level by any amount, due to
inadequate measurement procedures or instrumentation limi-
tations, has serious consequences to the affected industry
and to the public.

     There are a number of items which need urgent atten-
tion.  These include development of acoustic instrumentation
performance requirements which are not adequately covered by
existing domestic and international standards; quantifica-
tion of the meteorological and site effects on the genera-
tion, radiation, and propagation of sound; and assessment of
the resultant instrumentation and meteorological effects on
the accuracy and precision of surface vehicle noise mea-
surements.  NBS, as the nation's measurement laboratory, is
uniquely suited to perform the basic research necessary to
investigate these items.  In order to adequately serve the
transportation noise community and the public, NBS should
significantly increase its effort in these areas using in-
house funding.
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3.3  GENERAL ASSESSMENT

     Despite the fact that surface transportation repre-
sents one of the most pervasive noise sources throughout
the nation, the Federal noise research effort in this area
continues to be relatively small.

     There has been a  steady decline in the total  level
of Federal surface transportation noise RD&D funding from
FY 74*through FY 77.  The estimated FY 78 funding,  however,
restores the dollar level to approximately that of FY 74;
but inflation reduces its value.  This restoration is only
a result of a significant increase by EPA with an estimated
funding of 1.2 million dollars in FY 78.  Most notable is
the continuing decline in the level of surface transporta-
tion noise RD&D funding by DOT, the lead Federal agency
responsible for surface transportation activities.


     The noise RD&D efforts of both industry and the Federal
Government can provide technological answers to solve both
present and future problems.  However, the demonstration
of this technology may not have evolved to the point where
it has been practically shown to provide the degree of noise
reduction which is necessary.  Also, attempts to demonstrate
feasibility may never have been made.  There currently
appears to be an insufficient number of noise abatement
technology demonstration programs.  Federal efforts to
develop and demonstrate noise control technology for future
noise abatement actions should be increased significantly.

     There are many reasons why the Federal Government
should have a greater involvement in noise research and
development.  While the major responsibility for developing
the needed technology should rest with industry, invest-
ment by the Federal Government is necessary in some cases
to help bring new technology into the market-place or to
stimulate industry developments.  This Federal initiative
is appropriate when:

          The market is not responsive to the demands
          (needs)  of society

          A directed effort is needed to meet a national
          objective

          Development costs exceed the financial capability
          of any one manufacturer
   See Table A-l in Appendix A.


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          Feasible noise-reducing technology exists for
          enforcement of regulations.

     Two specific benefits of Federal  research sponsorship
are:

          The results of Federally funded RD&D programs are
          equally available to all manufacturers whereas
          results of industry RD&D are generally proprietary
          and, even if implemented, would not provide a
          broad base of application

          The potential for technology transfer to other
          products.

     Without its own research the Federal Government has limited
basis for judgment regarding industrial claims as to the
extent that noise control measures are feasible in a parti-
cular area.  Without involvement in noise research and
especially involvement in the development and demonstration
of new noise technology, the Federal Government becomes
particularly vulnerable when promulgation and enforcement of
regulations become an issue.  For example, a present Occu-
pational Safety and Health Review Commission (OSHRC) ruling
against the Occupational Safety and Health Administration
(OSHA) reversed earlier assertions that OSHA could write
"technology-forcing" regulations; i.e., the Secretary of
Labor could require improvements in existing technologies or
the development of new technology in order to meet OSHA
regulations.  The recent ruling substantially nullified
these principals and now requires that, in order for en-
forcement, feasible noise-reducing technology must exist.
Though this ruling was in the area of industrial machinery,
the implications exist that the demonstration of noise
control technology in all areas including surface vehicles
is imperative to reducing noise levels.

     Another reason for Federal involvement is that a myriad
of noise sources remains to be addressed.  It will be nec-
essary to initiate noise research in new areas in addition
to continuing research in areas where some accomplishments
have already been made; but, in order to reduce noise levels
of surface vehicles to levels that will meet future noise
goals, more research is needed.  In fact, all vehicular
traffic noise sources will require further noise reduction
to meet goals for the year 2000.  All studies of future
noise impact indicate that just maintaining present noise
levels of surface vehicles would result in increased noise
levels- to the community due to increased traffic flow.
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3.4  ADEQUACY OF FUNDING

     In 1974 the requirements of the Noise Control Act of
1972 began to have an impact on the budget cycle of Federal
agencies.  The charge to EPA/ONAC by the Act was interpreted
by the other agencies as a lessening of the charges to their
agencies.  The end result of this misinterpretation was a
change in priorities among the other Federal agencies in
the area of noise RD&D in the belief that EPA/ONAC could
solve all noise problems.  This slackening interest in
noise was coupled with a steady decrease in the available
funds.  In addition, other priorities have occurred which
have resulted in changes of emphasis such as:

          The National Science Foundation, which was one
          of the earliest proponents of noise RD&D has
          significantly reduced its emphasis in this area.

          The Department of Housing and Urban Development
          has significantly reduced its efforts in the area
          of noise control research.

          The recent reorganization of the Secretary's
          Office in the Department of Transportation dis-
          established the Office of Noise Abatement which pro-
          vided effective centralized coordinating func-
          tions for all of the operating administrations
          of DOT.
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3.5  FUTURE RD&D NEEDS

     Research programs for surface transportation noise RD&D
should be planned and shaped to fill existing voids.
There must be a balance between exploratory research and the
demonstration of noise control technology.  In order to
encourage general acceptance of the findings of noise re-
search, it must be demonstrated that the noise control
methodologies are both technologically and economically
feasible.  Demonstration programs should go beyond the
laboratory demonstration stage and should prove practicality
under actual use conditions including production type
processes.

     In the past, the benefits of demonstrated noise control
have been significant and their value has greatly exceeded
the investment of both funding and manpower.  Perhaps one of
the more publicized noise demonstration programs is the
highly successful "Quiet Truck Demonstration Program" of
DOT.  Much momentum has been gained by the success of the
program; however, on the basis of existing funding levels,
this momentum cannot be translated into successful demon-
stration programs for other vehicles.  Demonstration pro-
grams are much needed for other types of trucks and surface
vehicles such as buses, automobiles, rapid rail, light rail,
and elevated train structures.  There is also a need for
demonstration programs in related areas such as highway
noise mitigation procedures, including roadway design,
barriers, land use planning, and highway and building con-
struction practices.  The hardware to quiet many surface
vehicles and highways has been developed.  Without the
demonstration of this hardware many factors such as cost of
implementation, production penalties, and degree of quieting
available remain unknown.

     Another area where there should be more Federal involve-
ment is in the transfer and dissemination of developed noise
RD&D to industry.  One effective means of ensuring the
transfer of noise RD&D is through purchase specification.
UMTA, for example, has the capital grant authority to write
purchase specifications for transit vehicles.  Using this
authority, UMTA will influence the design and procurement of
virtually all transit vehicles and effect significant ad-
vances in the reduction of noise from these vehicles.

     Accomplishments of noise RD&D should also be dissemi-
nated through participation in noise conferences, symposia,
and publication in trade and acoustic journals.  Specific
areas of research which are anticipatory of future noise
                           3- 25

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problems include the need for quieter buses for compati-
bility with urban noise requirements along major mass tran-
sit routes; quieting of energy efficient vehicles, partic-
ularly automobiles and light trucks powered by four cylin-
der or diesel engines; more insight into tire noise genera-
tion mechanisms by the development and validation of a
tire/road interaction noise model; compatability between
noise and energy considerations such as quieting of tires
which have energy efficient configurations; and measurement
methodologies for bench testing the acoustic performance of
components such as exhaust systems.

          To facilitate the measurement of noise emissions,
especially as it relates to roadside noise enforcement for
both highway and rail, significant experimental investiga-
tion is needed on the effects of ground surface (topography)
and meteorological effects on sound propagation.

     Noise RD&D efforts of the Federal Government have just
begun to address the many problems which exist.  Much re-
search is still needed to achieve lower noise levels of
already quieted vehicles, and to find less expensive, more
practical abatement techniques as well as to address those
vehicles which have not yet been quieted.
                           3-26

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3.6  INTERAGENCY COOPERATION

     In order for the Federal agencies involved in surface
transportation noise RD&D to meet effectively national ob-
jectives for noise abatement, continued cooperation is
essential.  EPA/ONAC will continue to take a lead role in
coordinating the activities of all Federal agencies for
surface transportation noise RD&D primarily because of its
role in the promulgation of regulations.  The technological
accomplishments of the other Federal agencies are most im-
portant in forming the bases for regulatory legislation.
EPA/ONAC must collaborate with all agencies: (1) to gain
knowledge on noise control techniques as well as measure-
ment methodologies and (2) to disseminate information to
other agencies for their use in either setting priorities
for research, setting policy for land use planning, or en-
forcement of regulations.  DOC/NBS should play a major role
in determining measurement accuracies of different method-
ologies.  As a result of the disestablishment of the Office
of Noise Abatement, DOT has lost its coordinator for noise.
It is hoped that coordination between Federal agencies will
continue despite the loss of the DOT centralized coordinating
element (Office of Noise Abatement).  Examples of the type
of interagency cooperation that have occurred with noise
mitigation demonstration projects are: a joint UMTA and EPA
program on a transit mall in New York City, FHWA and EPA
cooperation on a New York State highway; and a cooperative
program by USFS and EPA on recreational land use in public
forests.
                           3-27

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                           ASSESSMENT REFERENCES
1.   Toward a National Strategy  for Noise Control,'GPO No. 1977-720-
    117/1999, U.  S.  Environmental Protection Agency, April 1977

2.   Noise in America,  Draft  Report No. 3318, Bolt, Beranek and Newman,
    Inc., June 1976

3.   Housing Act of 1949,  P.L. 171 St. 413, 42 U.S.C. 1441
                                   3-28

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                  4.0  AGENCY PROGRAMS

     Noise research programs conducted or sponsored by each
Agency, while contributing to the national objectives of
noise reduction in general, are primarily focused on the
specific Agency's needs for complying with its legislative
mandates.  The noise RD&D activities are directly related
to their civilian or military constituency needs.

     This section of the report discusses the overall noise
program objectives of each Agency with respect to their
noise control mandates.
                            4-1

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4.1  DEPARTMENT OF TRANSPORTATION

     The Department of Transportation plays a variety of
roles in the field of surface transportation noise control.
It is an independent regulator; it is the administrator of
large trust funds which finance road building and urban mass
transit grants; it is the developer of new transportation
systems; it is a research organization seeking technology to
improve the effective discharge of its various responsi-
bilities; it is the enforcement agency for the interstate
motor carrier and railroad noise standards promulgated by
EPA;  and, it is by law a technical consultant to EPA.  These
various Departmental responsibilities are presently carried
out by the Federal Highway Administration, the Federal
Railroad Administration, the Urban Mass Transportation
Administration, and the Office of the Secretary of Trans-
portation.

     The diffusion of responsibilities throughout the
Department presents some difficulties to those interested
solely in noise control; however, one must consider that the
Department of Transportation was created by the Department
of Transportation Act of 1966, Public Law 89-670, October
15, 1966, in the interest of the general welfare, economic
growth, and national stability to develop:

          "...national transportation policies and programs
     conducive to the provision of fast, safe, efficient,
     and convenient transportation at the lowest cost con-
     sistent therewith and with other national objectives
     (such as noise control) including efficient utiliza-
     tion and conservation of the nation's resources..."

To accomplish these basic mission goals and other specific
Congressional mandates, each element of the Department is
expected to integrate noise control within its policy,
program criteria, and project requirements.  The Office of
the Secretary provides technical and policy assistance, as
appropriate to the administrations within DOT, including
the administration of the Transportation Systems Center in
Cambridge, Massachusetts, where much of the Department's
research is performed or managed.
                           4- 3

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4.1.1  Office of the Secretary/Office of Noise Abatement

     The Office of Noise Abatement  (ONA) was established  in
response to .the Department of Transportation Act of  1966
(P.L. 89-670, October 15, 1966), Section 4(a) which  autho-
rized and directed the Secretary to "...undertake research
and development relating to transportation, including  noise
abatement...".  The mission of this Office is to provide
Department level leadership and direction in the development
of programs for the abatement of environmental noise caused
by transportation systems and to provide policy guidance  to,
and coordination among, the operating administrations  and
their individual noise abatement programs to ensure  the
timely development of effective Department policies  and
programs for the abatement of noise generated by all modes
of transportation.  This office is also responsible  for
liaison and coordination between DOT and other Federal
agencies in the consideration of the technical aspects of
the environmental impact of transportation systems and
facilities.

Heavy-Duty Truck and Bus Noise

     Although the research activities of the Office  of Noise
Abatement cover the broad spectrum of surface transportation
noise, major emphasis had been on the control of highway
noise, especially the control of heavy-duty truck and  bus
noises, which have been identified as the major highway
noise sources.  In February 1972, the DOT issued a request
for a proposal to industry to undertake a program to demon-
strate the lowest practical noise levels that could  be
engineered into heavy-duty trucks.

     As part of the Quiet Truck RD&D Program, Freightliner
Corporation, International Harvester Company and White Motor
Company were awarded contracts to identify individual  noise
sources  (exclusive of tire noise), to develop efficient
means for reducing these noises to the lowest level  con-
sistent with reasonable operational constraints, and to
demonstrate and evaluate in line-haul service for a  1-year
period.  The findings were thoroughly documented in  the open
literature.l~16t  Table 4-1 illustrates the initial, inter-
mediate  (or unenclosed engine) configuration and final
    DOT's Office of Noise Abatement was disestablished in December,
    1977.

    All references appear at the end of the section.
                            4-4

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  TABLE  4-1.   INITIAL,  UNENCLOSED, AND ENCLOSED  ENGINE
        CONFIGURATION  (A-Weighted Sound Levels-dB)*
      BASELINE

Initial, Total
  Vehicle Noise
  Level
Unmuffled Exhaust
  Noise Level
Installed Exhaust
  Noise Level
Installed Engine
  Noise Level
Installed Cooling
  System Noise
  Level
                    FREIGHTLINER
                    CUMMINS NTC
                        350
                         88

                         93

                         82

                         84


                         83
                                        INTERNATIONAL
                                        DDA 8V-7IN 65
 88

104

 83

 78


 86
             WHITE  MOTORStt
              CUMMINS NTC
                 270CT
86

92

76

77


83
    PROTOTYPE

Unenclosed Engine
  Total Vehicle Noise        not
  Level                   available
Exhaust Noise                not
  Level                   available
Engine Noise                 not
  Level                   available
Cooling System               not
  Noise Level             available
Enclosed Engine
  Total Vehicle Noise
  Level                       72t
Exhaust Noise
  Level                       71
Engine Noise
  Level                       69
Cooling System Noise
  Level                       68
                                        79

                                        73

                                        75

                                        70


                                        77

                                        73

                                        73

                                        68
                   79

                   68

                   75

                   76


                   76

                   68



                   74.5
*
t

tt
Measured 50 feet to side per SAE J366b test procedures.
Final configuration not subjected to noise source diagnostic
tests—subsources listed related to 75dB configuration.
Due to site differences 2dB should be added to these results
for comparability with other data.
                                4-5

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enclosed engine configuration noise levels for the total
vehicle and the major noise sources of each of the three
truck types.

     The fleet evaluation program showed that the noise
abatement components generally performed well and service-
ability was good.  No unusual maintenance problems or com-
plaints were observed in the program.   Driver reaction was
favorable.

     Based on the initial results of the Quiet Truck program
and previous evaluation of a wide range of commercially
available exhaust mufflers and intake  silencers, DOT/ONA
sponsored (Cambridge Collaborative)  the development of a
noise control handbook (DOT-TSC-74-5)  for diesel powered
vehicles.  The purpose of the handbook was to assist the
truck fleet operator and the independent truck owner/operator
in understanding and diagnosing noise  problems and in selecting
retrofitable components to lower truck exterior and interior
noise levels.  The handbook includes procedures for identifying
and evaluating major truck noise sources, considerations for
selection of acoustic materials, procedures for minimizing
exhaust, intake, and cooling fan noise, and methods for the
minimization of in-cab noise levels.  The handbook's appendices
give standard noise measurement procedures, muffler and
intake filter selection data, cooling  system design con-
siderations,  and a list of known manufacturers of acoustic
materials.

     In addition to the development of noise abatement
technology for future vehicles, retrofit packages have been
demonstrated for some twenty trucks and buses which could be
used today to lower the noise of existing vehicles.  In FY
74, cost sharing contracts were obtained with five heavy-
duty truck and bus manufacturers.  The intent of these
contracts was to determine optimum intake, exhaust, and fan
designs applicable to existing and present production ve-
hicles and to inform vehicle owners, through services bulletins,
of the expected noise reduction and vehicle operational
effects of those recommended components.  The contractors
completed this work during FY 75 and submitted final reports
on their programs.  A symposium on this program, together
with the FY 74 work performed by the Stemco Manufacturing
Company and Donaldson Company on truck intake and exhaust
noise reduction was held at the DOT Transportation Systems
Center  (TSC)  on June 26, 1975.  The results are shown in
Table 4-2.
                            4-6

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     TABLE 4-2.   RESULTS OF  TRUCK/BUS RETROFIT PROGRAM

      (a)  General Motors, Truck  and Coach Division, Report
          No. DOT-TSC-OST-75-51.

                                            A-WEIGHTED SOUND LEVEL
                                                 INITIAL/FINAL
      VEHICLE               ENGINE            PER SAE J366b, dB

DH 9502  (Cab Over)      Detroit  Diesel               94/87
                             8V-71

JN 9500                 Cummins                      87/83
  (Conventional)         NAC-250

JI 9500                 Detroit  Diesel               84/82
  (Conventional)              6-71

T8H5305                 Detroit  Diesel               86/82
  (Transit Bus)               8V-71

      (b)  PACCAR, Inc., Report No. DOT-TSC-OST-76-21

Peterbilt               Detroit Diesel               89/85
  352A86                      8V-71T

Kenworth                Cummins                      91/87
 K-123                  NTC-350

      (c)  Rohr Industries, Report No.  DOT-TSC-OST-76-5

Flexible                Detroit Diesel               83/77
  (Transit Coach)             6V-71

      (d)  International Harvester Co., Report No.  DOT-TSC-OST-76-14,
          I-I I

COF 4070A               Cummins                      87/83
  (Cab Over)              NHC-250

2000D                   Detroit Diesel               87/83
  (Conventional)              6-71N65

      (e)  McDonnell-Douglas, Report No. DOT-TSC-OST-76-3,  I-II

White Motor Corp.       Cummins                      90/86
9564TDV                 V-903
                                 4-7

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     Neither tire noise nor inherent engine noise were
addressed in the Quiet Truck Demonstration Program.  En-
gine noise was reduced on the quiet trucks through the use
of enclosures which added unwanted extra weight to the
vehicles.

Tire Noise

     The importance of tire noise as a contributor to total
vehicle noise was appreciated by DOT/ONA, as evidenced by
the initiation of tire noise research efforts in 1969
through an interagency agreement with NBS.

     The initial catalog of maximum A-weighted sound levels
for typical bias-ply rib and cross-bar truck tires was
expanded to include one-third octave and narrow band spec-
tral data and directionality data in the form of octave
band and equal A-weighted sound level contours.  These data
provide additional information for understanding tire noise
generation mechanisms and serve as input data for the pre-
diction of noise levels in communities near present and
proposed highways.17

     Pavement surface was identified as a major factor which
influences tire-road interaction noise.  Although this
dependence has been noted, the lack of an appropriate method
for characterizing the pavement texture in a quantitative
manner had hindered the understanding of the effect of
surface texture on the generation of tire noise.

     In cooperation with the Society of Automotive En-
gineers  (SAE) Truck Noise Subcommittee, DOT/NBS parti-
cipated in a series of truck tire noise tests on various
surfaces at the Automative Proving Grounds, Inc., Pecos,
Texas1** and DOT-NBS conducted an extensive tire noise
versus surface texture study on the special skid surfaces
at the Texas Transportation Institute  (TTI), Bryan, Texas19
in order to place bounds on the extent of the pavement sur-
face effect.  In addition to noise measurements, surface
profile measurements^ were also made  (for the TTI surfaces)
and an attempt--only partially successful--was made to
correlate pavement surface texture with tire noise.  Up to
a certain macrotexture scale the generated noise appears to
be tire dependent, while above this value the pavement
macrotexture appears to be the controlling factor.

     Utilizing the extensive Wallops Island truck tire
noise data base, DOT/NBS developed an empirical model to
allow the prediction of in-service noise levels on the
                            4-8

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                            21-22
basis of SAE J57 type tests.       This full scale model
validation program was conducted at the U.S. Army Proving
Ground, Yuma, Arizona.  The usefulness and expected accuracy
of the predictive model are shown through a comparison of
the predicted and measured maximum A-weighted sound levels
for a variety of truck/tire combinations.

     In order to be able to compare the parametric trends
between truck tires (for which extensive data exist) and
automobile tires (for which limited data exist), a pilot
measurement program was conducted in conjunction with a
review of the open literature.23  Load and wear effects
were found to be less important for automobile tire noise,
while pavement surface was found to be more important.  All
automobile tires generate approximately the same noise
level regardless of carcass type/tread design which was
not the case for truck tires.

     The truck tire noise data base was further expanded
to provide data on the noise levels of radial tires and
the effect of load and/or inflation pressure and tire
size on tire noise levels.

     NBS conducted noise measurements on the radial tires
utilized by the Highway Safety Research Institute (HSRI)
of the University of Michigan in the tire traction study.
Measurements were made at the Dana Test Track, Ottawa Lake,
Michigan.  Radial rib tires were found to be slightly
quieter than comparable bias-ply rib tires.

     The available data on the effects of tire size and
load and/or inflation pressure on tire noise levels were
not sufficient to determine how they should be addressed
in any measurement procedure.  Utilizing tires loaned by
manufacturers and American Trucking Associations (ATA)
member fleets, measurements were made by NBS at Yuma.  The
variation in sound level with tire size  (for both automobile
and truck tires) was approximately IdB.  Thus, it appears
that compliance testing utilizing a single tire size should
be feasible.  For tire loads greater than 70-75 percent of
the maximum rated loads, smaller variations of the measured
sound levels xvere observed when constant inflation pressure
was maintained than when the inflation pressure was adjusted
to either Tire and Rim Association (T&RA) recommendations
or to maintain constant tire deflections.  Reports on these
two studies are in preparation; however, the results have
been summarized.24
                            4-9

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     DOT has just completed a two-year cooperative study
with ATA, Consolidated Freightways, Firestone, Goodyear,
Michelin, and NBS to generate data from fleet service which
can be used .to compare both the wear rates and noise
levels of bias-ply rib, bias-ply cross-bar, and radial rib
tires.  Work on the final report was initiated during the
first quarter of FY 78.

     These tire noise efforts have quantified the important
physical parameters which affect the noise generation
characteristics of tires, have developed an extensive data
base which led to standardized tire noise testing proce-
dures, and have investigated the regulatory impliccitions.
However, the matter of specific tire noise generation
mechanisms would remain unanswered unless more specific
research was successfully conducted.  Accordingly, in
1972 DOT awarded a grant to North Carolina State Univer-
sity to undertake an experimental and theoretical study
of tire noise generation mechanisms.

     The emphasis of the program has been on tire vibra-
tion as opposed to air pumping or other turbulent aero-
dynamic phenomena.  The investigation has pointed out the
difficulties associated with an experimental program to
measure tire vibration/noise and has led to some rather
sophisticated data collection and analysis schemes.

     The results of the program to date have been docu-
mented in a series of technical reports/papers.25-31  Con-
tinued experimental evaluation of energy propagation mech-
anisms in the time structure is planned.  Specific goals
include  (1) assessment of the importance of the sidewall
and tread regions of the tire through evaluation of tread-
sidewall transfer functions, (2) definition of vibration
noise source size through coherence analyses,  (3) investi-
gation of tire wave motion, and  (4) prediction of the base
line sound produced by the tire tread and sidewall based
on experimental and theoretical considerations.

     In order to fully evaluate the technical and economic
implications of tire noise regulations, non-noise items
such as tire traction, power consumption, and life cycle
costs need to be assessed.

     The body of data currently available concerning truck
tire traction is limited; however, since tradeoffs between
vehicle safety and tire noise reduction are difficult if
not impossible to justify, there exists a need to critically
evaluate the statement that "tires with good traction make
more noise."
                           4-10

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     To satisfy this need, a tire traction test program
was initiated by DOT in FY 76.  A contract was written
with HSRI for the conduct of a comprehensive set of longi-
tudinal and lateral force measurements on both dry and wet
pavement for a sample of six popular truck tires of radial
construction.  The specialized HSRI laboratory and mobile
dynamometers represent the only such hardware that can be
utilized to develop traction data of high statistical
quality.

     The data obtained in this study directly complement
a similar set of measurements on a sample of bias-ply
truck tires conducted by HSRI under sponsorship of the
Motor Vehicle Manufacturers Association  (MVMA).

     Data analysis shows that for both wet and dry condi-
tions, tires exhibiting improved traction performance are
generally those whose tread patterns yield lower noise
output.  Regarding both lateral and longitudinal traction
properties, the common usage of cross-bar tires on rear
driving axles (with rib tires on the steering axle) results
in a typically disadvantageous arrangement from an on-highway
vehicle control point of view, i.e., braking and cornering
maneuvers.32-33

     It is well documented that radial rib tires are appreci-
ably quieter than bias-ply cross-bar tires and slightly
quieter than bias-ply rib tires.  In addition, radial tires
provide a high potential for lower tire power consumption
which has important implications on fuel economy.

     To date, only limited data have been generated and
published in the open literature which evaluate the true
potential of radial tires applied to trucks and buses
specifically to achieve improved fuel economy.

     To overcome problems associated with measuring roll-
ing resistance during road tests with actual trucks (i.e.,
it is difficult to separate the tire losses from the aero-
dynamic and drive-line losses), DOT contracted with Calspan
to utilize their Tire Research Facility  (TIRF) which is a
laboratory flat road test machine which completely defines
and measures the forces and moments transmitted between
the roadway and the tire over a wide range of operating
conditions.

     The objective of the program is the provision of
power loss data of truck tires as a function of tire design
(bias-ply, radial), tread design (rib, cross-bar), state
                           4-11

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of tread wear and tire operational parameters (load, in-
flation pressure), speed, road surface (flat belt versus
drum), tire temperature, slip angle, torque and trip
length.

     The data-^4-35 indicate approximately 50 percent lower
rolling resistance for radial tires.  For actual in-service
operations, the power loss would be approximately 25 per-
cent less for radial tires than for bias-ply tires.

     Since any noise regulation for pneumatic tires would
have to be technologically and economically feasible, the
life cycle costs associated with tires of various carcass
construction/tread design need to be documented.  Few cost
data are presently available to serve as a base against
which tire noise reduction benefits can be judged; there-
fore, DOT has contracted with Wyle Laboratories to quanti-
fy the costs associated both with current tire use practices
and with revisions to these use practices which may be
necessary to comply with future noise regulations.

     Typical tire use practice for both local and long haul
service will be depicted, including tire and wheel purchas-
ing, maintenance, and inventory; vehicle running gear main-
tenance, vehicle mileage, fuel usage, etc.  Significant
variables in tire economics such as vehicle configuration
and power, regional roadway and/or terrain, maintenance
practices, recapping practices, etc., will be determined.
Cross-bar replacement strategies will be postulated and the
tire use and variable factor scenarios will be extrapolated
to California and the nation to obtain an aggregate cost
picture of the present and regulated future.  The contract
was awarded in the first quarter of FY 77 with completion
scheduled for the second quarter of FY 78.

     The findings of the DOT tire noise research programs
will serve as the basis for a report on tire noise regula-
tory implications which will provide supporting information
for California tire noise regulations.  Such regulations
will be written by the California Highway Patrol in accord-
ance with Sections 27502 and 27503 of the California Motor
Vehicle Code which specifically call for the regulations to
be based upon DOT research results and recommendations.

     To complement and supplement the DOT report to the
State of California, a contract was written with the
Society of Automotive Engineers to organize and conduct an
open forum symposium to address current and pertinent in-
formation regarding technical, economic, regulatory, and
                           4-12

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social aspects of motor vehicle tire noise.  The proceed-
ings of such a meeting would serve as a vehicle for further
dissemination of the information brought forward.

     The technical program of this symposium was organized
by an ad-hoc panel whose members represented tire and
vehicle manufacturers, truck fleet operators and govern-
ment.  This symposium—SAE Highway Tire Noise Symposium—
was held November 10-12, 1976, in San Francisco, California.
The proceedings were published in May 1977.  The symposium
served as a unique opportunity for all parties to pool
their professional thoughts, data and engineering recommenda-
tions to ensure that the best information is available to
the public servants charged with the responsibility to
develop economically and technically reasonable tire noise
regulations.

     On the basis of work under this program as well as
related programs in the traction, rolling resistance, and
economics areas, additional papers have been generated
which discuss the technical and economic considerations
and their implications on possible future tire noise regu-
latory developments.36-38

Diesel Engine Noise

     Initial diesel engine noise abatement work carried
out as part of an interagency agreement with the Bartles-
ville Energy Research Center has produced a variety of
information on the performance and air emissions of similar
diesel engines with specific attention paid to effects of
noise reduction components.  Bartlesville personnel also
participated in program planning for future diesel engine
noise research.

     The next major thrust in this area was initiated when
the Calspan Corporation was awarded a three year contract
dealing with the abatement of truck diesel engine noise.
Abatement work is being performed on four popular in-service
heavy-duty truck engines (GM, Cummins, Mack, Caterpillar).
The work is structured in two phases.  The first phase con-
centrates on noise reduction that can be achieved by surface
modification and replacement or relocation of attachments
connected externally to three of the engines.  The second
phase will continue with Phase I type of work on a Cater-
pillar engine and will concentrate on the reduction of
noise and vibration by modification to head and functioning
mechanisms and components internal to the engine and attached
engine operating components.
                           4- 13

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     To date, Calspan efforts have accomplished the follow-
ing:   (1) procurement of engines and a truck, (2) design,
construction, and qualification of a unique engine noise
evaluation facility, (3) development and implementation
of test procedure instrumentation for engine noise, vibra-
tion, and performance measurements, (4) development of data
reduction and analysis software for measurement interpre-
tation,  (5) comparison of various noise source ranking
techniques,  (6) measurement of engine damping characteris-
tics as a design aid for noise abatement treatments, and
(7) performance and acoustic testing on a Detroit Diesel
(8V71TT) engine, a Cummins  (Formula 290) engine, and a
Mack (676) engine.

     TSC has contracted with the Automotive Engineering
Advisory Group of the Institute of Sound and Vibration
(ISVR)  to provide engineering and design data to assist
TSC in guiding and evaluating the engine noise reduction
programs.  In addition, engineering data will be provided
to assist TSC in solving related technical problems involv-
ing engine design improvements.  Data will be provided on
a task item basis as required.  As examples:  ISVR has
produced two reports on automobile and truck diesel en-
gines.   One report,  A Comprehensive Review of Diesel
Combustion Models for NOX and Smoke Emissions,  presents
a state-of-the-art review on modeling of combustion for
emissions and smoke which includes recommendations for
test programs on selected engines leading to a practical
usable model for the prediction of emissions, smoke, and
noise related to particular combustion systems.  Another
report, Rate of Heat Release in Diesel Engines,-39 presents
a review of heat release modeling which includes a descrip-
tion of the combustion model developed at ISVR specifically
for noise control purposes.  These two reports will be pub-
lished during the first quarter of FY 78.

     The results of these truck noise reduction programs
provided technical and economic assistance in support of
new truck and interstate motor carrier noise emission
standards promulgated by EPA.  The regulations are based
upon known means of design and maintenance which represent
best current practice and consider cost of compliance;
however, even if all trucks were in compliance with these
regulations, thousands of Americans would still be exposed
to levels of truck-generated noise in excess of the criteria
for acceptable community noise.
                            4-14

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Future Truck Noise Research

     The DOT is exploring more effective and less costly
means to reduce truck noise.  To develop the needed addi-
tional information which will make possible informed deci-
sions regarding the levels and timing of future truck
noise regulations and aid motor carrier and manufacturer
design choices which will minimize the cost of compliance
with present and/or future truck noise regulations, DOT
is cooperating with the United Parcel Service  (UPS)—at no
cost to the government—in demonstrating the feasibility
of integrating low noise requirements into the purchase
specifications for new trucks.

Measurement and Enforcement Programs

     Sections 17 and 18 of the Noise Control Act of 1972
charge the Secretary of Transportation to promulgate and
enforce regulations to ensure compliance with noise stan-
dards promulgated by EPA for interstate railroads and
motor carriers, respectively.

     To support DOT in their responsibilities for highway
noise reduction enforcement, TSC performed field noise
measurements to define the requirements for acceptable
interstate motor carrier noise enforcement sites along
highways.  The measurement program to categorize the high-
way sites was conducted by TSC at Fort Wayne, Indiana,
during the period July 8-20, 1974.  Data recorded at eight
microphone locations at each of ten different measurement
sites were reduced, tabulated, and analyzed.  A civil
engineering firm was obtained to conduct a detailed topo-
graphical survey of each of the measured sites.  A techni-
cal report entitled  An Investigation of Site Effects on
Roadside Measurement of Truck Noise   (DOT-TSC-OST-76-6)
was published in January 1977.

     As a complementary approach to this problem a contract
was awarded to Cambridge Collaborative, Inc. in April 1975
for the construction of detailed acoustic models of two
designated highway sites, the conduct of acoustic measure-
ments utilizing these scale models, and the comparison of
scale model noise propogation with field measurement data
previously obtained by TSC at sites in the Fort Wayne,
Indiana, area.

     The objective of this study was to investigate the
possibility of using scale models to determine the effects
of site topography near roadways on the propagation of
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noise from trucks.  A final report will be published during
the second quarter of FY 78.  A general finding was that
representation of a vehicle as a point source, because of
strong interference patterns, is not workable in modeling
but that a distributed source (several point sources)
correlates reasonably well with field measurement data.

     An additional contract with the Calspan Corporation
involves tests and evaluation of vehicle and engine noise
levels against operating performance of typical high speed
automobile engines.  The Ricardo and Company Engineers
Ltd. is a major subcontractor for this work.

     The Ricardo Company will test a Saab 99E with a fuel
injected engine of 2.0 liters displacement and a design
rating of 110 hp at 5500 RPM and a Peugeot 504D with a
prechamber type diesel engine of 2.1 liters displacement
and a design rating of 65 hp at 4500 RPM.

     Following the testing of these two vehicles a series
of vehicles with a variety of power-to-weight ratios will
be evaluated to define the span of noise produced by
accelerating vehicles.

     The contractor will integrate all engine and vehicle
test results regarding noise, fuel economy, and emissions
and make projections and recommendations for optimized
vehicle/power plant configurations.  A final technical re-
port on this program is scheduled for the third quarter of
FY 78.

Roadside Noise Barriers

     In addition to vehicle noise abatement and enforcement
activities, the Office of Noise Abatement also has programs
on roadside barrier effectiveness, highway noise prediction,
and optimization of audible warning devices.

     To more accurately predict and assess the performance
of barriers as a method of wayside noise reduction, a
series of controlled experiments were conducted under
conditions of heavy (line source) traffic.  A temporary
1000 foot plywood barrier was constructed along 1-93 in
Andover, Massachusetts, for testing purposes.  The TSC
Noise Measurement and Assessment Laboratory made baseline
noise measurements at the site prior to and following
construction of the barrier.  Measurements were made; for
barrier heights of 4, 8, 12, and 16 feet and with the bar-
rier surface in both a reflective  (unpainted plywood) and
an absorptive (acoustic fiberglass board) condition.
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     The results show that the insertion loss of the bar-
rier (reduction in noise level at a point alongside the
roadway due to installation of the barrier) cannot be
accurately predicted by use of existing design charts
which do not take into account ground absorption effects.
However, existing design charts can be used with reason-
able accuracy to predict noise levels behind a barrier
as long as the level at a reference point above the barrier
is known or can be predicted accurately.  It may be possi-
ble to postulate corrections to take into account the
effect of the ground and revise the current design charts
accordingly.  Reports on the findings will be issued in
the second quarter of FY 78.

Highway Noise Prediction

     TSC is involved in an extensive field measurement,
reduction, and analysis program to evaluate the three
existing highway noise prediction programs against field
data and, where needed, to develop a revised noise pre-
diction scheme.  The TSC work includes making the three
existing programs—TSC model, Michigan 117 model, and
Revised Design Guide model--operational at TSC and
utilizing a computer graphics system to present various
output plots to aid in the analysis of results.  Extensive
field measurements were made in North Carolina, Florida,
Minnesota, and Washington by state personnel initially
trained by TSC.  Data reduction was accomplished at TSC.

     These data were used as the basis for evaluating the
predictive models and for revision (minor) of the TSC
model.   This effort was initiated in FY 76 and a final
report is scheduled for publication during the second quarter
of FY 78.

Optimization of Audible Warning Devices

     In 1974 a contract was awarded to the SAE to conduct
a test program on the effectiveness of existing audible
warning signals for emergency vehicles and to determine
ways to minimize community annoyance.  The SAE panel
monitoring this effort selected Bolt, Beranek and Newman
Inc. (BBN) to conduct the test program.

     The experiments involved analyses of real life situ-
ations.   The results40 showed that any reliance by emer-
gency vehicle operators on present audible warning devices
is not justified.  To be loud enough to warn in all ordinary
circumstances, the sound level of audible warning devices
                           4- 17

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would have to be increased greatly--producing intolerable
community noise.

     Present audible warning devices can, however, be
improved in terms of more uniform horizontal radiation
and higher frequency sounds to increase their detect-
ability.  Equally important is emergency vehicle driver
training to inform all drivers about the short detection
distances commonly encountered.

ONA Accomplishments

     Although both staff and funding of ONA have been de-
creasing in recent years, the accomplishments of the program
remain significant and include the following:

          Demonstrated in actual revenue service the
          practical design techniques for reducing noise
          levels of heavy trucks by as much as 15 decibels
          at 50 feet.

          Demonstrated practical modifications to existing
          trucks and buses for reducing noise levels to
          comply with Federal interstate motor carrier
          noise emission standards.

          Developed practical procedures for enforcing
          compliance with Federal interstate motor and
          rail carrier noise emission standards.

          Provided technical and economic assistance in
          support of new truck standards and interstate
          motor carrier noise emission standards promulgated
          by EPA.

          Provided technical and economic bases for poten-
          tial regulatory efforts by California and/or
          EPA regarding automobile and truck tire noise
          (the dominant high speed highway noise source).

          Demonstrated practical noise reduction techniques
          for railroad hump yard facilities, identified
          major locomotive noise sources, and hence poten-
          tial for application of noise control modifications,
          for railroad locomotives.

          Added to the field measurements of transportation
          related noise and continued to upgrade computer
                           4- 18

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          prediction methods to provide valid, reliable
          information on which to base transportation
          noise-related decisions.

The funding restraints have hindered research efforts
accross the board; however, two areas are particularly
impacted:  development of necessary data to design quieter
tires and definition of the site and environment effects
on sound propagation.

     Although much data, insight, and understanding have
been acquired in the tire noise and related areas  (traction,
cost, rolling resistance, etc.) the information needed to
design quieter tires is not now available.  The development
and validation of a tire/road interaction noise model is
a critical need.  Such research must not lose sight of the
fact that the roadway and the tire are both vitally impor-
tant—and at the moment more is known about the tire part
of the equation.

     Other areas that warrant significant experimental
investigation are ground surface effects  (topography)
and meteorological effects on sound propagation—especially
as they relate to roadside noise enforcement  (both highway
and railroad).
4.1.2  Office of the Secretary/Office of Environmental
       Affairs

     The Office of Environmental Affairs (OEA) is sponsor-
ing the development of a series of notebooks, or guidance
manuals, designed to assist in the conduct of social,
economic, and environmental impact assessments.  Two of
these notebook series are applicable to surface transpor-
tation noise sources, namely, highways and urban mass
transit systems.

     Federal policies and procedures regarding such impact
assessment have evolved rapidly over the past few years as
a result of the National Environmental Policy Act (NEPA)
of 1969  (P.L. 91-190, January 1, 1970), Section 102(2) (C)
which authorizes and directs:

     "all agencies of the Federal Government...(to)  include
     in every recommendation or report on proposals for
     legislation and other major Federal actions signifi-
     cantly affecting the quality of the human environment,
     a detailed statement...on
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          (i)    The environmental impact of the proposed
                action,
          (ii)   any adverse environmental effects which can-
                not be avoided should the proposal be imple-
                mented,
          (iii) alternatives to the proposed action,
          (iv)   the relationship between local short-term
                use of man's environment and the maintenance
                and enhancement of long-term productivity,
                and
          (v)    any irreversible and irretrievable commit-
                ments of resources which would be involved
                in the proposed action should it be imple-
                mented. "

Section 102(2)(A)  of the Act further requires:

     "...a systematic, interdisciplinary approach which
     will insure the integrated use of the natural and
     social sciences and the environmental design arts
     in planning and in decision-making which may have an
     impact on man's environment."

     The notebook series provides a ready means of access
to the extensive technical literature, describes tech-
niques for conducting social, economic and environmental
impact analyses, and serves as a means of facilitating and
improving the quality of the environmental assessment pro-
cess and organizing the findings in a readily usable form.

     The initial notebook series   (prepared by Skidmore,
Owings and Merrill consists of a six-volume technical re-
source manual,  primarily for use by State Highway Depart-
ments and Federal Highway Administration field offices who
are responsible for conducting transportation planning and
environmental impact assessment studies.

     The notebook series is an attempt to better integrate
the transportation planning process (which involves estab-
lishing the need for proposed highway and other transporta-
tion improvements, and identifying feasible alterations
including modal, locations, and design options) and the
environmental impact assessment process  (which involves
the identification, measurement, and evaluation of impacts
associated with various transportation alternatives).

     A study for mass transit projects similar to the one
discussed above for highways was awarded in the first
quarter of FY 78,  with an estimated 12-month completion
date.
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     The information contained in these notebooks will be
of use to other Federal, State, and local agencies and
private individuals who review and evaluate or otherwise
participate in the planning and selection of highway and
urban mass transit projects.

     Another study sponsored by OEA, A Comprehensive Policy
to Ameliorate Adverse Effects of Transportation Facilities,4
analyzes ways to reduce adverse effects to persons and
property adjacent to transportation facilities.  Urban Sys-
tems Research and Engineering, Inc. addressed potential
policy and legislative initiatives for such adverse impacts
as noise and property value loss that detract from the over-
all positive benefits of airport, highway, and mass trans-
portation facilities.

     Initiatives outlined and analyzed in the report include
acquisition of affected land or of development rights in
such land outside transportation rights-of-way; construc-
tion of sound barriers; soundproofing of public and pri-
vate structures; short-term loans to financially affected
municipalities and small businesses; and cash compensation
to homeowners suffering property value loss.

     The report also discusses public acquisition of
adjacent land which may increase in value as a result of
the transportation investment so that the public may re-
capture some of the financial benefits of its investment.
This study was jointly funded by the OEA, UMTA, FHWA, and
FAA.
4.1.3  Federal Highway Administration/Offices of
       Environmental Policy, Research, and Implementa-
       tion

     Research programs for identifying highway noise and
vibration criteria, for developing highway noise and vibra-
tion impact prediction methodologies, and for development
of abatement and mitigation measures are currently under-
way within the Federal Highway Administration (FHWA).

     It should be noted that FHWA programs fall into either
of two categories:  (1) the Federally Coordinated Program
(FCP), or (2) the Highway Planning and Research Program
(HP&R) .
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     The legislative mandates for the FCP program derive
initially from the Federal-Aid Highway Act of 1954 (P.L.
83-350, May 6, 1954), Section 10(a)  which authorizes and
directs the Secretary:

     "...in his discretion to engage in research on all
     phases of highway construction, reconstruction,
     modernization, development, design, maintenance,
     safety..."

     Subsequent legislation provided specific mandcites in
the noise area.  For example, the Federal-Aid Highway Act
of 1970 (P.L.  91-605, December 31, 1970), Section 136(c)
authorizes and directs the Secretary to:

     "...include in the highway research program...studies
     to identify and measure, quantitatively and quali-
     tatively, those factors which relate to economic,
     social, environmental and other impacts of highway
     projects."

Section 136(b) of this Act further authorizes and directs
the Secretary to:

     "Not later than July 1, 1972...promulgate guidelines
     designed to assure that possible adverse economic,
     social and environmental effects relating to any
     proposed project on any Federal-aid system have been
     fully considered in developing such project, and that
     the final decisions on the project are made in the
     best overall public interest, taking into considera-
     tion the need for fast, safe and efficient transpor-
     tation... and the costs of eliminating such adverse
     effects and the following: ...air, noise and water
     pollution...  Such guidelines shall apply to all pro-
     posed projects...approved by the Secretary after the
     issuance of such guidelines."

     The Federal-Aid Highway Act of 1973 (P.L. 93-87,
August 13, 1973), Section 114 authorizes and directs the
Secretary to:

     "...not approve plans and specifications for any
     Federal-aid system for which location approval has
     not yet been secured unless he determines that such
     plans and specifications include adequate measures
     to implement the appropriate noise level standards...
     may approve any project on a Federal-aid system to
     which noise-level standards are made applicable...
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     Such project may include, but is not limited to,
     the acquisition of additional rights-of-way, the
     construction of physical barriers and landscaping.
     Sums apportioned for the Federal-aid system...shall
     be available to finance the Federal share of such
     project."

In response to these legislative guidelines, FHWA developed
and issued guidelines for the analysis of traffic noise
impacts and abatement measures—Procedures for Abatement
of Highway Traffic Noise and Construction Noise (Federal-
Aid Highway Program Manual FHPM 7-7-3).  This latest
issuance represents a consolidation and update of PPM
90-2 and FHPM 7-7-3-1.

     The guidelines outline the necessary steps in the
preparation of noise study reports for FHWA concurrence,
namely, (1) identification of existing noise levels and
activities or land uses which may be affected by noise
from the highway, (2) prediction of traffic noise using
an FHWA approved traffic noise prediction method,  (3)
comparison of predicted noise levels for each alternative
with the existing and design noise levels, and (4)  where
there is an impact identified, calculation of alternative
noise abatement measures for reducing or eliminating the
noise impact; e.g.,  barriers, insulation of buildings,
acquisition of property, etc.

     The following research programs are intended to pro-
vide valid, reliable information on which to base and/or
support policy decisions and to expand the theoretical and
empirical data base for the identification, prediction, and
mitigation of highway traffic noise impacts.

IDENTIFICATION OF TRAFFIC NOISE AND VIBRATION CRITERIA

Determination of Impact From Vibrations Related to High-
way Use

     A significant number of complaints and much of the
litigation pertaining to environmental vibrations stem
from highway operations.  Such highway-induced vibrations
have been cited as causing both human psychological
discomfort and structural damage.  FHWA contracted with
Science Applications, Inc. to define the nature and extent
of the highway vibration problem by improving the existing
understanding of vibration excitation, propagation, and
effects.
                           4- 23

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     Since the human threshold of vibration perception
is very low, considerable human discomfort can occur with-
out actual damage to structures.  It is thought that a
significant cause of the anxiety and annoyance associated
with vibration may be due to a fear of structural fatigue
or failure.  The final report, which is presently in prep-
aration, will collate and assess the physical as well as
behavioral and legal literature on vibrations from high-
ways, construction, blasting, etc., and develop guidelines
to preclude or control environmental vibrations devoting
special attention to situations resulting in complaints
or litigation.

DEVELOPMENT OF TRAFFIC NOISE AND VIBRATION IMPACT PREDIC-
TION METHODOLOGIES

Manual Method for Prediction of Equivalent Sound Levels
for Highway Noise
(In-House)

     FHWA is preparing a manual for use by the states for
predicting the equivalent sound levels generated by freely
flowing traffic.

Highway Noise Propagation

     In-house FHWA personnel in cooperation with personnel
from the Pennsylvania State University (under contract to
FHWA) are examining the physical phenomenon of propagation
of highway noise over finite impedance ground planes
through the evaluation of mathematical treatments of wave
propagation over absorbing ground planes.  The objective
of the study is the development of a propagation model
based on the rigorous mathematical solution of the boundary
value problem.

Improvement of Highway Noise Prediction Procedures

     FHWA has written a contract with Science Application,
Inc. to identify and correct sources of prediction error
and/or inefficiencies associated with the TSC predictive
model for highway noise and to develop a user's manual
for the revised procedures.

Application of Acoustical Scale Modeling Techniques to
Traffic Noise Propagation at Urban Freeway Sites

     Existing highway noise predictive models are
applicable to freely flowing traffic on roadways in non-
urban areas.  It is doubtful that current modeling
                           4-24

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techniques can handle, with an acceptable degree of accuracy,
noise impacted areas adjacent to urban and suburban free-
ways where prominent structures exist between the highway
and the noise sensitive areas.  Since it is desirable to
develop a procedure for predicting noise impacts in these
situations, FHWA has contracted with Bolt Beranek and New-
man (BBN) for a 2-year study to develop a noise prediction
procedure for urban and suburban freeway sites using a
combination of the reference site approach and site scale
modeling techniques.  As such, the project involves selec-
ting actual highway sites, modeling them in the laboratory,
and comparing the noise measurements at the site to those
obtained under controlled laboratory conditions.

DEVELOPMENT OF ABATEMENT AND MITIGATION MEASURES

Highway Barrier Design: Acoustic Attenuation Surfaces and
Materials

     In FY 74, a contract was let by FHWA with BBN to ex-
plore the ramifications of using sound absorbing material
on existing highway noise barriers and within tunnels.
The scope of the study was expanded to include barrier
design considerations.  The results of the study formed the
basis for a series of handbooks relating to noise barrier
design.43-47

     The Noise Barrier Design Handbook, a tool for the
highway designer,  provides a means of defining the geo-
metric configuration of a barrier to produce a desired
noise reduction and also provides a design evaluation and
selection procedure in which specific barriers are detailed
and then evaluated in terms of cost and acoustical and
non-acoustical characteristics (i.e., durability, ease
of maintenance, safety, aesthetics, and community accep-
tance) .

     The other four reports serve as technical backup for
the Noise Barrier Design Handbook.  The Noise Barrier
Catalogue documents the physical parameters,  costs, acous-
tical performance, and public reaction for 50 noise bar-
riers built along U.S. highways.   The Catalogue of Sound
Absorbing Treatments for Highway Structures documents the
acoustic characteristics of standard sound absorbing mate-
rials,  as well as novel materials, suitable for use on
highway walls and within tunnels.  Noise Barrier Attenua-
tion:   Theory and Field Experience presents a literature
review of the theory of noise attenuation provided by bar-
riers and the various predictive methodologies for highway
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noise barriers which have been developed from the theory.
A field measurement program compared measured values of
barrier attenuation with analytical predictions.  Barrier
types studied include concrete, masonry, and wooden walls,
and berms of various shapes.  For both walled highways
and tunnels, the noise impact of multiple reflections can
be significantly reduced by application of sound absorptive
material to the highway walls.  In A Study of Multiple
Sound Reflections in Walled Highways and Tunnels, a series
of design charts are presented for use in estimating the
impact of multiple reflections and the benefits attainable
from use of absorptive materials.

Vegetative Noise Barriers

     FHWA through the U.S. Forest Service has funded a
study at the Pennsylvania State University to assess the
potential effectiveness of narrow forest barriers in terms
of insertion loss relative to highway noise and to formulate
the research plan for a larger scale study of vegetative
and forest noise barriers.

Insulation of Buildings Against Highway Noise

     FHWA contracted with Wyle Laboratories for the prepara-
tion of a manual^  presenting procedures for selecting
effective noise insulation and ventilation modifications
that can be made to residential buildings to minimize
highway noise impacts.  The feasibility of applying these
design procedures will be evaluated as part of the Experi-
mental Projects program — Feasibility of Soundproofing
Private Dwellings.

Aesthetics of Noise Barriers

     The greatest impetus behind the noise barriers which
have been constructed to date have been complaints and re-
quests from residents, citizen groups, and local govern-
ments.  To be acceptable to the communities, the barriers,
in addition to effectively attenuating the highway noise,
should be aesthetically pleasing.  To highlight this im-
portant facet of the barrier design process, FHWA contracted
with the Organization for Environmental Growth, Inc. to
develop a manual for use by highway engineers, landscape
architects, and others involved with the design of barriers.
This manual is presently in printing.
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Highway Noise Barrier Selection, Design, and Construction
Experiences

     Techniques and practices in highway noise barrier
design and construction are still evolving.  Research is
underway to refine highway noise prediction methods on
which barrier design is based and to develop a procedure
to assist in optimizing barrier design and material
selection.

     Several states have had considerable experience with
highway noise barrier design and construction and others
have limited experience.  In the aggregate, this experience
constitutes a body of knowledge which can provide guidance
for highway engineers in selecting, designing, and con-
structing noise barriers.

     Personnel from FHWA Region 10 cataloged the items
to be considered in the process of designing noise barriers.
Implementation Package 76-B, Highway Noise Barrier Selec-
tion, Design and Construction Experiences, documents
actual experience, such as cost, selection process, site,
barrier materials, height, length, etc., where information
is available.  Where factual information based on experi-
ence is not available, considerations have been discussed
in general terms.

Feasibility of Soundproofing Private Dwellings

     Utilizing highway construction funds, FHWA is planning
to conduct an experimental project at the state level to
demonstrate the feasibility of applying sound proofing to
private dwellings as an abatement measure for highway
traffic noise.  Various soundproofing techniques, such as
double-glazed windows, total environmental conditioning
so that windows can be permanently closed, careful atten-
tion to sealing acoustic leaks, etc., will be evaluated
as to their practicality as a retrofit technique, to
their effectiveness in insulating against traffic noise
and to the costs involved.  The results will be documented
in a summary report.

Study of Economic Costs of Alternative Measures to Mitigate
Highway Noise Impacts

     FHWA contracted with New York, Minnesota, Texas, and
Washington to develop a data base on the costs of alter-
native measures  (to noise barriers) to attenuate highway
noise propagation into the community.  At four to six sites
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within each state, the costs and benefits of such alterna-
tives as (1) razing the dwellings adjacent to the highway,
(2) buying the houses and reselling the land for other
than residential purposes,  (3) soundproofing the houses,
etc., were evaluated.  FHWA is presently utilizing this
information as the basis for an assessment of the nation-
wide costs of alternative methods of mitigating highway
traffic noise propagation into the community.

Interstate Motor Carrier Noise Emission Compliance

     FHWA,  Bureau of Motor Carrier Safety (BMCS), is also
the agency charged with ensuring compliance with the
Federal Interstate Motor Carrier Noise Emission Standards.
To provide necessary guidance and training material, for
use by Federal, State, and local motor carrier noise en-
forcement personnel, a contract was written with Michigan
Acoustical Consultants to develop a guidebook outlining
BMCS guidelines for the measurement of motor carrier noise
emissions.   The guidebook^ is nOw available for distri-
bution.

     Two additional programs were also aimed at state needs.
During FY 77, FHWA  (region 15) initiated a contract, with
Dames and Moore for the development of a manual to present
the state-of-the-art of noise measurements related to high-
ways and their effect on the environment.  The goal of the
manual is the promotion of uniformity among highway noise
measurements.  Material will include, but not be limited to,
noise emission levels for vehicles, insertion loss/attenuation
of barriers, evaluation procedures for noise prediction
models, etc.

     In order to develop information demonstrating the
benefits of future motor vehicle noise emission level re-
ductions to the Federal Highway Program, FHWA wrote a con-
tract with BBN (1) to perform a cost effectiveness analysis
of vehicle source control versus alternative highway noise
mitigation measures,  (2) to demonstrate to state and local
governments the advantages of quieting motor vehicles, and
(3) to evaluate the effect, if any, of reduced exhaust
heights  (for trucks).  A final report entitled Evaluation
of Benefits to the Federal Highway Program Provided by the
Regulation of Vehicle Noise Emissions, BBN Report 3467,  was
received in December 1976.

     FHWA is currently formulating a long range research
plan.  One tool utilized in the development of this plan
was the sponsorship of a workshop.  A small group of
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knowledgeable individuals were brought together to assess
the state-of-the-art in highway noise and vibration, to
identify and prioritize long term research needs, and to
organize these research needs into manageable research
projects.

     The ongoing FHWA research programs are making substan-
tial contributions toward identifying highway noise criteria
and developing prediction methodologies and abatement and
mitigation strategies in support of the primary goal of
FHWA in the noise area—the reduction of community noise
impact from traffic noise.

     However, many of the problem areas are quite complex—
problems which demand substantial funding and long time
frames for solution.  In general, ongoing research programs
aimed at solving these problems can be characterized as
either underfunded and/or limited in scope.  Additional
funding and manpower would allow for such problems to be
addressed in a more comprehensive manner.

     Additional in-house capability in noise would allow
for more timely response to technical/policy needs.  In
general, contracting out does not provide for timely re-
sponse.  A more innovative approach to procurement/
contractural matters would also help.

     Present programs are, in general, supportive of exist-
ing policy.  Steps taken to improve long range planning,
e.g., highway noise research strategies workshop, should
provide an improved means for anticipating policy needs
and identifying the research necessary to support such
policy.

     Specially designated funding supports a number of over-
all management and coordination activities that encompass
the entire Federally Coordinated Program.  One such activity
is continued support to the National Academy of Sciences'
Transportation Research Board (TRB)  for its role in advising
and counseling FHWA through expert advisory committees,
research correlation service, definition of research areas,
and information dissemination through the Highway Research
Information Service.

NCHRP PROJECTS IN THE SURFACE TRANSPORTATION NOISE AREA

     The National Cooperative Highway Research Program
(NCHRP) results from a tripartite contract between the
American Association of State Highway and Transportation
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Officials  (AASHTO), the FHWA, and TRB.  Research activities
are selected by a special committee of AASHTO and adminis-
tered by the TRB in conjunction with and having approval
of the State highway officials.

     Under this program, ^h percent of Federal-aid high-
way planning and research (HP&R) funds are pooled by the
States on a voluntary basis to fund research activity
structured to respond quickly to the needs of State high-
way departments.  Because the FHWA is technically responsible
for Federal-aid funds used in NCHRP programs, it reviews
contractor selection and program content.  However, program
selection and composition remain the prerogative of AASHTO
and the participating State highway agencies.

NCHRP - Highway Noise Model Project

     Bolt Beranek and Newman, under contract to the Trans-
portation Research Board, National Cooperative Highway
Research Program, developed a design guide which provides
the highway engineer or designer with the tools necessary
to predict, evaluate and minimize traffic generated noise
in the surrounding community.  The developed procedures are
based on the theoretical, experimental, and practical re-
sults developed under NCHRP Project 3-7 as well as on other
highway noise studies undertaken in the past 10 years,
especially the NCHRP 117 model  (computerization performed
by the Michigan State Highway Department) and the DOT-
Transportation System Center model.  The design guide and
its supporting technical backup have been published as
NCHRP Report 173, Highway Noise - Generation and Control
and NCHRP Report 174, Highway Noise - A Design Guide for
Prediction and Control.bU-bl

NCHRP - Investigation of Selected Noise Barrier Acoustical
Parameters

     The use of noise barriers is becoming an increasingly
important abatement measure along new and existing highways
where noise has become a matter of greater public concern.
Procedures currently used to analyze such barriers cind to
predict their effectiveness have some limitations.  The
basic objectives of this project are to complete an analysis
of certain highway noise barrier parameters in addition to
those examined in recent studies.  The additional factors
include:
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          Barrier cross-sectional shape (mounds, wedges,
          multiple-edge barriers, etc.)

          Barrier surface characteristics  (surface impedance
          of covering, etc.)

          Barrier influence on ground cover effect (the
          influence of a noise barrier on the net ground
          effect on noise propagation).

     The study includes the analysis of the significance
of the above parameters to the overall performance of noise
barriers in terms of the sensitivity of barrier effective-
ness to each of the study parameters.

     Since current procedures for calculating barrier effec-
tiveness are based on the thin-wall barrier assumption, the
effects of the factors defined above will be related to the
thin-wall barrier case for convenience in the application of
the research project results.  The project is scheduled for
completion during the second quarter of FY 78.

     The theoretical, experimental, and practical results
developed under NCHRP Project 3-7, as well as other high-
way noise studies undertaken over the past 10 years,  form
the basis for the tools (predictive models) presently
utilized by highway engineers and/or designers to predict,
evaluate and minimize traffic generated noise levels in the
surrounding community.

     It is anticipated that data resulting from the noise
barrier study will serve as the basis for refining the
procedures for predicting barrier effectiveness, thus,
improving the cost/effectiveness of barrier designs.

HP&R PROGRAM

     In addition to projects funded under the FCP Program,
surface transportation noise research projects are funded
through the HP&R Program.   Section 151 of the Federal-Aid
Highway Act of 1972 (P.L.  93-87, August 13, 1973)  authorizes
Highway Planning and Research Funds:

     "Not to exceed 1h percentum of the sums apportioned
     for each fiscal year  beginning with fiscal year 1974
     ...shall be available for expenditure upon request of
     the State highway department, with the approval of the
     Secretary... for research and development, necessary in
     connection with the planning, design, construction, and
     maintenance of highways..."
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The HP&R funds are available for solution of specific State
and local research needs.  The FHWA assists in coordinating
this research but does not use Federal aid funds to control
or unduly influence State or local research programs.
Therefore, the HP&R programs are listed but are not assessed,

Alabama

     To improve their capability for the accurate measure-
ment and prediction of highway noise, the State of Alabama
developed and implemented the following analytic and experi-
mental tools:  (1) an automated traffic noise data acquisi-
tion system and associated user's manual and (2) a computer
program for the prediction of traffic noise based on the
methodology of NCHRP Reports 117 and 144 and associated
user's manual.  The adequacy of the instrumentation system
and experimental procedures was verified by carrying out
field measurements at a number of highway sites.  The re-
sults of this study are documented in a three volume re-
port.52-5*


California

     The State of California attempted to develop better
methods for the evaluation, prediction, and control of
traffic noise in areas adjacent to highways.  They inves-
tigated the effect of highway design factors and terrain
variables including natural or man-made obstructions,
reflecting surfaces, grades, etc.  Criteria were developed
for desirable separation distances between the nearest
travelled roadway lane and noise sensitive areas such as
schools, hospitals, and residences.55
Connecticut

     An evaluation was made by the State of Connecticut of
an experimental noise reduction earth berm constructed
alongside 1-84 in West Hartford, Connecticut.  The noise
reduction effectiveness of the barrier was measured,
opinions on the effectiveness of the barrier were surveyed
among nearby residents, and the measured and predicted noise
reductions were compared.
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Kentucky

     The State of Kentucky has initiated a field study to
quantify highway noise propagation parameters, i.e., traffic,
environmental, and geometric factors, in relation to im-
proving the highway noise prediction models.
New Jersey

     The State of New Jersey is conducting an investigation
of truck noise levels in order to empirically correct the
TSC Highway Noise Prediction Model by accurately classifying
truck noise emission levels.

     Noise measurements have been made by the State of New
Jersey to obtain initial data and to monitor noise sensitive
areas in the State.  Such measurements form the basis for
the investigation, development, and implementation of noise
abatement alternatives.56

     The State of New Jersey is performing an evaluation of
traffic noise barrier design methods.  They plan to develop
and implement a method to evaluate existing noise barrier
design methods utilizing noise measurements before and after
barrier construction.
Virginia

     A field study of highway noise barriers is presently
being carried out by the State of Virginia.  They are
utilizing current prediction procedures to evaluate barrier
performance in conjunction with before and after barrier
construction measurements which will provide the basis for
an assessment of the effectiveness of predictive computer
programs in the design of noise barriers.
Washington

     A series of four reports      have resulted from a
barrier study by the State of Washington.  The study, con-
ducted by the Applied Physics Laboratory, University of
Washington, included laboratory modeling and full scale
noise studies to investigate barrier attenuation of auto-
mobile and truck noise at selected locations.
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     A field study is underway in the State of Washington to
quantify the highway noise propagation losses over various
types of ground covers considering the influence of wind
speed and direction.
Oklahoma

     The Oklahoma Department of Highways has received fund-
ing for a 3-year study to validate the noise prediction
models currently utilized by the department.  Of special
concern is the effect of average daily traffic on the model.
The program research program will develop procedures for
measuring noise using digital sound recording equipment.
Noise data will be correlated with the noise prediction
models currently in use and any new or modified predictive
models made available to the states by the FHWA during the
time frame of the project.

     Even though these programs are directed to specific
State or local needs, the results are applicable, in general,
to similar problems on a nationwide basis.
4.1.4  Federal Railroad Administration/Office of Research
       and Development

     Within the Federal Railroad Administration (FRA),
railroad noise abatement research is carried out by the
Office of Research and Development  (OR&D) in support of
the following legislative mandates:

1.   The Federal Railroad Safety Act of 1970 (P.L. 91-458,
October 16, 1970), Sections 101 and 202 authorizes the
Secretary:

     "...to promote safety in all areas of railroad opera-
     tions ... to reduce deaths and injuries (including
     hearing loss) to persons...to conduct, as necessary,
     research, development, testing, evaluation, and train-
     ing for all areas of railroad safety..."

2.   The Noise Control Act of 1972  (P.L. 92-574, October
27, 1972), Sections 17 (a) (1) and 17 (a) (4) authorizes:

     "Within nine months after the enactment of this Act,
     the Administrator  (of EPA) shall publish proposed noise
     emission regulations for surface carriers engaged in
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     interstate commerce by railroad...after consultation
     with the Secretary of Transportation to permit the
     development and application of the requisite tech-
     nology, giving appropriate consideration to the cost
     of compliance."

     In 1973, the Office of Noise Abatement, in cooperation
with TSC, FRA, and AAR, developed a comprehensive railroad
noise abatement research plan for identifying and reducing
the noise from locomotives, rolling stock, maintenance-of-
way equipment and railroad yards	especially retarders---
and for the development of practical measurement methodologies
for use in enforcing the Federal Interstate Railroad Noise
Emission Standards.

     These programs discussed below were initiated according
to this plan; however, funding limitations and conflicting
priorities have forced the time frame of the program to be
stretched out.  Furthermore, a large scale noise abatement
demonstration program, such as a "quiet locomotive program,"
is not envisioned at this time due to a lack of sufficient
funding to support such an undertaking.

Locomotive and Rail Car Exterior Noise

     As part of its responsibilities under the Noise Control
Act, the DOT Office of Noise Abatement requested the support
of FRA/OR&D, TSC, and the Association of American Railroads
(AAR)  in developing a comprehensive research program on
railroad noise.

     The initial cooperative effort was directed toward
identifying the overall and individual component noise
levels from a typical line-haul diesel-electric locomotive
(General Motors EMD/SD 40-2).  The noise study was conducted
under a contract by BBN under the technical guidance of TSC,
in cooperation with the AAR and the Burlington Northern
Railroad, St. Paul, Minnesota.

     BBN conducted moving and stationary measurements at
St. Paul during the first quarter of FY 76.  Exhaust, engine
cooling fans, and the traction motor cooling system were
found to be the major contributors to overall locomotive
noise.  A final report,  An Assessment of Railroad Locomo-
tive Noise   (DOT-TSC-057-76-4, DOT-TSC-FRA-76-2), was
published in the first quarter of FY 77.  An additional
program of this type will be conducted in FY 78 utilizing a
General Electric locomotive.
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Retarder Noise

     Another significant source of noise in the railroad
environment is the hump track in classification yards, where
retarders are used to control the speed of free-rolling cars
during the classification process.  When the retarders are
applied to the car wheels in a clamping fashion, they create
a loud squeal audible some distance from the yard.  Besides
disturbing nearby communities, the noise associated with
retarder operation creates an unsafe environment for rail-
road personnel in the vicinity.  A cooperative effort be-
tween DOT(TSC) and the Burlington Northern Railroad was
undertaken during the spring and summer of 1975 to collect,
assess, and disseminate information on the noise environment
associated with the operation of retarders and also to pro-
vide information on the effectiveness of noise barriers as
a means to reduce retarder noise both in the yard and in
surrounding communities.

     Data were obtained during a parametric analysis program
conducted at the North Town freight classification yard of
the Burlington Northern Railroad in Fridley, Minnesota.
TSC, utilizing its mobile noise laboratory and its associ-
ated instrumentation, made the noise measurements, obtained
baseline data, and analyzed the noise environment (under
controlled test conditions) for (1) a retarder without a
noise barrier and (2) the identical retarder shielded by a
variable height (4, 8, 10 and 12 feet) noise barrier.  A
final report indicating the positive effect of barriers to
reduce lateral sound propagation from classification yard
retarders and the further improvement to be gained by use
of absorptive surfaces on the barriers is scheduled to be
completed during the second quarter of PY 78.

     Building on the results of these initial programs,
continued research on locomotive and rail car exterior
noise emissions is planned.  This research will further
investigate specific sources of noise and will address
the need for additional data to support compliance regulations
associated with the Federal Railroad Noise Emission Standards.

     FY 77 funded tasks sponsored jointly by FRA/OR&D and
DOT/ONA in cooperation with the AAR include:

          A survey of the types of load cells presently
          available in terms of design, location, arid
          estimated noise levels will be conducted.   An
          attempt will be made to develop a methodology to
          relate, where possible, locomotive noise levels
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          measured at typical load cell sites to those
          measured at sites in strict conformance with the
          requirements of the EPA promulgated standard.

          The feasibility of developing and demonstrating
          simplified noise measurement procedures, e.g.,
          unloaded, stationary tests, that correlate with
          measurements made in strict accordance with the
          EPA standard.

FY 78 initiatives include the following:

          A series of wayside noise measurements of high
          speed train pass-bys to determine if the current
          93 dB peak pass-by standard will restrict rail
          speed in the future and in turn limit the ability
          of railroads to compete with highway trucking
          operations.

          A new series of noise measurements in freight yards
          and terminals to provide data needed to support
          FRA positions with regard to imminent railroad
          facilities standards to be promulgated by EPA
          and the preparation of subsequent enforcement
          regulations.

Locomotive In-Cab Noise

     In addition to locomotive and rail car exterior noise,
a locomotive in-cab noise survey has been initiated within
FRA/OR&D by the Office of Rail Safety Research in cooperation
with the AAR.  Technical contract support is being provided
under interagency agreement by NBS.  The objective of
the program is (1) to determine, by means of a representa-
tive sample of locomotives in operational settings, the
extent of crew exposure to noise; (2) to identify simpli-
fied test procedures and measurement methodologies that
can be used in an environment to determine whether or not
an individual locomotive is capable of generating excessively
high noise levels; and (3) to identify measurement tech-
niques whereby component sources of noise within the loco-
motive cab can be identified so that, if a noise problem
exists on a given locomotive, the least expensive and most
effective corrective actions can be taken.

     The program effort is currently underway and is in
its preliminary stages.  The program is expected to con-
tinue through May 1978.
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4.1.5  Urban Mass Transportation Administration/Office of
       Technology Development and Deployment

     Research, development, and demonstration programs
within the Urban Mass Transportation Administration (UMTA)
are carried out by the Office of Technology Development and
Deployment.  Section 6 of the Urban Mass Transportation Act
of 1964 (P.L. 88-365, July 9, 1964) authorizes the Secretary:

     "...to undertake research, development and demonstra-
     tion projects in all phases of urban mass transporta-
     tion  (including the development, testing, and demon-
     stration of new facilities, equipment, techniques, and
     methods)..."

In addition to R&D authority, Section 3(a) of the Act pro-
vides UMTA with the authority

     "...to make grants or loans...to assist States and
     local public bodies and agencies thereof in financing
     the acquisition, construction, reconstruction, and im-
     provement of facilities and equipment for use...in
     mass transportation service in urban areas..."

Purchase Specifications

     Utilizing this authority, UMTA provides capital grants
covering about 80 percent of all transit coach purchases.
In FY 74,  it was proposed to closely examine the test pro-
cedures and specifications for community and passenger noise
levels associated with transit buses.

     The Mitre Corporation was funded in FY 75 but the pur-
chase specifications portion was not carried out.  Instead,
Mitre studied current transit bus models to determine
specific improvements that can be accomplished through a
modification program.  Three improvement kits, consisting
of new or modified components to lower exterior bus noise
were recommended^!:  treatment of the radiator fan, in-
sulation of the engine compartment, and the addition of an
effective air intake silencer.  The proposed kits were not
prototype tested.

     Mitre also proposed a new noise measurement procedure
for diesel transit buses.  The procedure, based on SAE J366,
called for maximum noise mode measurements at a distance of
50 feet with microphones at 4 and 39.4 foot elevations.62
It is interesting to note that for the data presented, the
maximum sound level was always measured at the normal  4-foot
high microphone.  Procedures for making interior measurements
at various positions within the bus were also proposed.

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     Since UMTA must approve proposed specifications for
mass transportation equipment to be purchased pursuant to
grants made under the amended Urban Mass Transportation
Act of 1964, an attempt	the Transbus Program	was made
to establish the basis for essentially uniform specifi-
cations .

     The UMTA Transbus research and development program,
undertaken with the participation of bus operators and
suppliers  (General Motors Truck and Coach; Rohr, Inc.; and
AM General Corporation) has produced a number of design and
performance improvements has been incorporated into the
specifications for ordering full size transit buses (see
Transbus Procurement Requirements, Department of Trans-
portation, Urban Mass Transportation Administration, Wash-
ington, B.C., April 1976).

     Several issues have now emerged concerning the extent
to which UMTA should encourage or mandate performance or
other requirements for transit buses purchased with Federal
assistance.

Personal and Group Rapid Transit Systems

     Other systems development and exploratory efforts in
the area of personal and group rapid transit systems  (PRT's
and CRT's) also include noise related activities as a part
of the advanced work necessary to determine the applicability
of such systems for future urban transportation needs.  Some
of the findings of these systems study contracts may be per-
tinent to more conventional tracked rapid transit vehicles
and to future design specifications for systems implementa-
tion.  Estimates as to the specific cost of the noise related
portions of these contracts are not provided since the
segregation of noise from other design and evaluation tasks
cannot be readily performed.  In the area of rail rapid
transit a concerted effort was mounted in FY 74 to address
the problems of noise in the community and the noise environ-
ment of riders and customers waiting in stations.  Grants
were provided the New York Polytechnic Institute and the
University of Illinois to study the New York City Transit
Authority  (NYCTA) and Chicago Transit Authority  (CTA)  pro-
perties, respectively.  Boeing Vertol was awarded a contract
to conduct similar studies for the rapid transit systems of
Cleveland, Philadelphia, and San Francisco.  The studies
followed the approach developed by TSC during its study of
Massachusetts Bay Transportation Authority (MBTA) lines.
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Wheel/Rail and Elevated Structure Noise

     At the same time, contracts were written for the con-
duct of basic research on the noise and vibration resulting
from wheel/rail interaction and from operation on elevated
structures.

     A contract was written with BBN in FY 74 for the devel-
opment of wheel/rail noise and vibration control technology.
A two-volume report^3"6^ presents analytical models of the
impedance, radiation efficiency, directivity of wheels and
rails, and analytical formulas for the prediction of wheel/
rail noise.  The predictions are compared with both labora-
tory and field measurements.  New devices for the control
of wheel/rail noise were suggested and old techniques were
evaluated.  Testing techniques were suggested for evaluating
wheel/rail noise control measures.

     Also in FY 74, a contract was written with Cambridge
Collaborative for the development of track and elevated
structure noise and vibration control technology.  A theo-
retical model was developed for the prediction of noise
radiated by elevated structures on rail transit lines.  The
validity of the predictive model was shown through compari-
son with a field study of three different types of elevated
structures on the Massachusetts Bay Transportation Authority
(MBTA).

     Also developed was a theoretical model for the predic-
tion of vibration reduction by use of floating slab tracks
in subway tunnels.  Comparative field data were taken in
New York City.  The results of this study are documented
in a series of three reports. -* ^/  rp^e efforts previously
discussed have concentrated on careful mapping of the rail
rapid transit noise environment, establishing analytical
relationships between this environment and physical charac-
teristics of the systems.  The eventual objectives are to
reduce vehicle internal noise, as well as wayside noise
within stations and throughout the community.  Since these
objectives must be met in a realistic and cost-effective
manner, a transit property was selected to serve as a test
bed for a study of the most promising currently available
techniques for abating wheel/rail noise at its source.  The
Southeastern Pennsylvania Transportation Authority  (SEPTA)
was selected as the transit property on which to implement
rail grinding, wheel truing, resilient wheels, and wheel
damping as the four techniques which would abate the noise
at its source, the wheel/rail interface.  While these four
techniques are employed on a very limited basis, careful
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records are being kept on the actual cost of installing,
maintaining and utilizing the appropriate hardware.  Noise
measurements are taken while these abatement techniques
are being utilized, and the results compared with normal
trains under comparable conditions.  Thus, measures of cost
and effectiveness are obtained concurrently.  This in-service
test and evaluation program replaced the 250K in the test
program described in the previous  (FY 73-75) Federal surface
vehicle noise transportation report.

Noise Assessment of the New York City Rail Transit System

     This project is a continuation on UMTA University
Grant initiated in FY 74.  Three efforts are being under-
taken:

          Reviewing and upgrading of the cost estimates
          for noise reduction obtained in the previous
          NYCTA noise assessment work

          Field measurements to monitor "degradation"
          (in terms of noise) of specific car models

          Analysis of car maintenance records to determine
          useful life and costs of car improvements.

Elevated Structure Noise Control

     Previous UMTA funded research in this area (FY 74) has
resulted in analytical tools for predicting noise from
elevated rail transit structures.  These tools will now
be used to interpret and extend the results of field tests
of noise abatement on elevated structures in order to de-
velop a Noise Control Design Guide for Elevated Structures.
Specific recommendations will be given for reducing noise
from the noisiest types of U.S. elevated rail structures.

Handbook of Urban Rail Noise and Vibration Control

     During FY 76-77, DOT/TSC wrote a summary of the avail-
able technology for prediction and control of rail system
noise.  This document will form the basis of a Handbook of
Urban Rail Noise and Vibration Control to be initiated in
FY 78.

Systems Specification

     In addition to the research and demonstration program
activities,  progressive systems specifications are being
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drawn up for new transit systems under Federal support.
Examples include the Bay Area Rapid Transit District, the
Washington Metro System, the Baltimore Transit System, and
the Metropolitan Atlanta Rapid Transit System.  Such speci-
fications developed by the system consultants and approved
by DOT exhibit incremental noise improvements with time.
Estimates of the costs of such specifications cannot be
provided; however, the noise reduction contributions will
be significant.

     Other programs such as the State-of-the-Art Car and
the development of a screech loop at the Transportation
Test Center will add to the body of information permitting
continuous improvement in rapid transit noise control.

     The results of basic research and development of rail/
wheel interaction noise and noise resulting from operation
of vehicles on elevated structures will be applied to an
operating transit system as part of a full scale field
evaluation program.  Over the next 5 years, once the tech-
nology has been developed and demonstrated, some incentive
will be necessary to ensure rapid commercial application
of the technology.  UMTA, under its capital grants authority,
could provide such an incentive, for example, through the
development of vehicle purchase specifications containing
noise requirements which would promote the application of
state-of-the-art technology.  To date such authority has
not been fully utilized.

     Noise is just one of a myriad of considerations in the
majority of UMTA programs.  Noise considerations need to
be given a higher priority than they have in the past and
UMTA must utilize their capital grants program authority
fully if significant advances are to be made in the reduction
of noise from transit vehicles.
4.1.6  DOT Concluding Statement

     These programs in the area of surface transportation
noise  (identified as a major source of noise in Section
6(a)(l) of the Noise Control Act of 1972  (P.L. 92-574,
October 27, 1972)) are consistent with Section 4(a) of
the Noise Control Act which

     "...authorizes and directs that Federal agencies shall,
     to the fullest extent consistent with their authority
     under Federal laws administered by them, carry out the
     programs within their control in such a manner as to
     further the policy...to promote an environment for
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     all Americans free from noise that jeopardizes their
     health or welfare."

     DOT RD&D programs in surface transportation noise
are briefly described in Appendix B.
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4.2  ENVIRONMENTAL PROTECTION AGENCY

     The Environmental Protection Agency (EPA) was estab-
lished in the executive branch of the Federal Government as
an independent agency pursuant to Reorganization Plan No. 3
of 1970.  It was created to facilitate coordinated and
effective governmental action relative to protection of the
environment.  EPA endeavors to abate and control pollution
systematically by integration of a variety of research,
monitoring, standard-setting, and enforcement activities.

     EPA derives its noise control authority primarily from
the Noise Control Act of 1972 (P.L. 92-574, October 1972),
which states that its purpose is

     "...to establish a means for effective coordination of
     Federal research and activities in noise control, to
     authorize the establishment of Federal noise emission
     standards for products distributed in commerce, and to
     provide information to the public respecting the noise
     emission and noise reduction characteristics of such
     products..."

     EPA's responsibilities relative to noise emission
regulatory authority include:

          Identification of major noise sources; noise
          criteria and control technology  (Section 5)

          Noise emission standards for products distributed
          in commerce (Section 6)

          Noise emission labeling  (Section 8)

          Interstate rail carrier noise emission standards
          (Section 17)

          Interstate motor carrier noise emission standards
          (Section 18).

     Regulatory activities include evaluation of the state-
of-the-art of product noise abatement technology, costs,
and development of noise measurement methodologies.  These
activities do not advance technology but instead provide an
assessment.  Since these activities are essential to EPA in
the promulgation of regulations both in the setting of noise
emission levels and the determination of noise measurement
procedures, they are tabulated separately in the report
(Appendix I) and are not included in the noise RD&D funding
totals  (Appendix A).
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     Section 14 of the Noise Control Act defines EPA's pri-
mary responsibilities relative to noise abatement and con-
trol research programs and authorizes the Administrator of
EPA to complement as necessary the noise research efforts of
other Federal agencies by conducting and financing research
on the effects, measurement, and control of noise.

     The Office of Noise Abatement and Control (ONAC) of EPA
is responsible for all noise-related research within the
Agency.  This Office was established under the authority of
the Clean Air Amendments of 1970 (P.L. 91-604, December 31,
1970), which amended Title IV, "Noise Pollution," Section
402(a), of the Clean Air Act  (P.L. 88-206, 77 Stat. 392).

     Technology Assessment Programs.  Surface vehicles
identified as major noise sources by EPA as of February
1977, for which technology assessments have been completed,
include the following:

          Medium and heavy trucks
          Motorcycles (street, off-road, mopeds)
          Buses.

Surface vehicles (and related components) under investiga-
tion to determine if they represent major noise sources and
for which technology assessments are to be undertaken or
are underway include the following:

          Automobiles
          Light trucks
          Tires
          Guided mass transit
          Special-purpose recreational vehicles
          Snowmobiles
          Motorboats

     In the area of technology assessment, EPA has under-
taken efforts to support the process of publishing a regu-
lation as well as to evaluate the performance of a regula-
tion.  EPA has undertaken to evaluate the degradation of
those noise control devices incorporated to meet 1976 new
truck regulations and to determine technology requirements
necessary to reduce truck noise levels below the January 1,
1982, standard.

     Research Programs.  Traditional noise-related RD&D
activities in which ONAC participates involve advancement
of the state-of-the-art of surface vehicle and product
noise control and demonstration of technical adequacy of
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newly developed noise control measures.  Of these a signif-
icant portion of EPA's efforts have been concerned with
highway vehicle noise/ principally medium and heavy trucks.

     EPA will continue the efforts initiated by DOT's Office
of Noise Abatement in the Quiet Truck program by further
developing noise abatement measures for medium and heavy
trucks and by demonstrating these measures.  The results of
this effort will support work to develop the medium and
heavy truck noise emission levels for 1985.  Complementary
to this effort is a research program to evaluate close-
fitting engine noise prediction models and prediction of
highway noise through the year 2000.

     Starting in FY 77, EPA initiated a major RD&D program
to identify, develop, and demonstrate noise abatement mea-
sures applicable to the internal combustion engine.  In
addition to advancing the state-of-the-art of the internal
combustion engine, this program will attempt to investigate
and modify the basic engine processes and components.
Results may support future regulatory actions covering a
variety of vehicles, as well as other products.

     EPA has a number of general surface transportation
noise RD&D programs dealing with areas other than highway
vehicles.  With respect to highway traffic noise, EPA has
undertaken cooperative programs with the Federal Highway
Administration and the Urban Mass Transportation Adminis-
tration to investigate and demonstrate noise mitigation
measures for highways and transit malls.  Another program,
being conducted with the Forest Service, is investigating
recreational vehicle noise.

     EPA RD&D and regulatory programs in surface transpor-
tation noise are briefly described in Appendices C and I,
respectively.
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4.3  DEPARTMENT OF DEFENSE

     The Department of Defense is the successor agency to
the National Military Establishment created by the National
Security Act of 1947  (61 Stat. 495).  It was established as
an executive department of the Federal Government by the
National Security Act Amendments of 1949, with the Secretary
of Defense as its chief administrator (63 Stat. 578; 5 U.S.C.
101).   The Act identified the Army, Navy, and Air Force
organizations as military departments within the Department
of Defense.

     Surface transportation noise RD&D efforts are conducted
to support mission needs such as survivability of man and
equipment, protecting the hearing of military personnel,
and reducing the acoustical impact of peace-time military
operations on the surrounding communities.

     Environmental quality matters are coordinated through
the Office of the Secretary of Defense.   Each of the mili-
tary departments is responsible to the Secretary for indi-
vidual environmental programs, including noise abatement
and control.

     Only the Department of the Army has identified surface
transportation research programs underway or planned within
DOD.  Other pertinent noise reduction programs are being
sponsored by DOD, particularly by the Navy on watercraft.
However, details of these programs and funding levels were
not available.

     Within the Department of the Army,  the organization
charged with surface vehicle noise RD&D responsibilities
is the U.S. Army Materiel Development and Readiness Command
(DARCOM).

     Within DARCOM, the Tank-Automotive Research and Devel-
opment Command (TARADCOM) has the responsibility for con-
ducting surface transportation noise RD&D programs.  The
Test and Evaluation Command (TECOM) and the Human Engineering
Laboratory  (HEL)  are two additional commands engaged in
surface vehicle RD&D work.

     TARADCOM is assigned primary management responsibility
for tactical surface vehicles; combat and assault vehicles;
carriers,  including scout and reconnaissance vehicles; and
special-purpose vehicles.  Technical and materiel support
responsibilities include self-propelled artillery and rapid-
fire weapon vehicles and Gun Air Defense Systems.
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     TARADCOM's mission, in part, is to perform and. manage
research, design, and development for all assigned materiel
items and systems.  TARADCOM also provides interchange of
technical information between TARADCOM, industry, DOD agen-
cies, and interested contractors.  The primary objectives
of TARADCOM's Tank-Automotive equipment noise reduction and
control program include ensuring survivability and mission
performance.  A secondary goal is conformance to MIL-STD-
1474A, which establishes noise limits for detection,  hearing
protection, and environmental acceptance for all Army materiel
where suitable.

     Vehicles and equipment designed for combat use are not
included in the requirements of the Noise Control Act of
1972 and subsequent EPA regulations.  However, certain
military design vehicles that may travel public highways
may be subject to current and proposed EPA regulations
with respect to exterior noise.  The TARADCOM vehicle noise
program is thus concerned with reducing noise levels of the
existing fleet.

     TARADCOM's RD&D activities involve surveying the noise
emissions of existing military vehicles, investigating noise
reduction techniques, developing noise reduction kits suit-
able for installation in the field or during production,
and assistance to vehicle offices in design for minimum
noise in new equipment.  Proposed unfunded programs include
continued investigation of current efforts and further
efforts involving new vehicles.

     Current vehicle component noise programs address noise
reduction of engines, exhaust systems, track, and power
train components.  In the future, TARADCOM expects to con-
tribute to the development of new vehicles and investigate
cooling fans, mufflers, improved vibration-isolating mount-
ings, and current hydraulic systems.  TARADCOM also has an
ongoing effort to study vehicle detectability.

     TECOM provides test and evaluation support, facilities,
and services to DOD, DARCOM, private industry, and other
Government agencies.  TECOM programs evaluate vehicle noise
and the effectiveness of noise reduction modifications with
respect to interior, exterior, and impulse conditions.

     HEL is a separate activity, reporting directly to
the Deputy Commanding for Materiel Acquisition, DARCOM.
The mission of the Laboratory is to conduct basic and
applied research in human factors engineering and to pro-
vide direct design support to all materiel development pro-
grams sponsored by DARCOM.


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     HEL is conducting a major RD&D program to reduce in-
terior noise levels on tracked armored personnel carriers.
Initial areas of investigation in this program have cen-
tered on track and suspension system components.  HEL was
the leading Army activity in the development of MIL-STD-1474
(MI),  Noise Limits for Army Materiel.   The use of this
noise specification in all appropriate Army materiel devel-
opment programs will result in obtaining lower noise materiel
as well as significant reduction in the $50 to $60 million
annual expenditure in hearing loss compensation paid by the
Veteran's Administration to future military veterans.

     DOD RD&D projects for surface transportation noise are
briefly described in Appendix D.
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4.4  DEPARTMENT OF AGRICULTURE

     The U.S. Department of Agriculture  (USDA) was created
by an act of Congress May 15, 1862  (12 Stat. 387; 5 U.S.C.
511, 514, 516).  The Department was enlarged and made the
eighth executive department in the Federal Government in
1889.

     The USDA is directed by law to acquire and disseminate
information on agricultural subjects.  To accomplish this
purpose, the Department also functions in the areas of
research, conservation, and regulation over matters per-
tinent to agriculture.  The organization within the USDA
primarily concerned with surface vehicle noise RD&D is the
U.S. Forest Service.

     The Forest Service was created by the act of February 1,
1905 (33 Stat. 628; 16 U.S.C. 472), which transferred the
Federal forest reserves and the responsibility for their
management from the Department of the Interior to the
Department of Agriculture.  The Forest Service has Federal
responsibility for national leadership in forestry.  Toward
this purpose, its objectives and policies include protec-
tion and improvement of the quality of air, water, soil,
and the natural beauty of lands under their management.

     Forest Service research programs are conducted under
the authority of the McSweeney-McNary Act of May 22, 1928
(45 Stat. 699; U.S.C. 518-5811) , as amended and supple-
mented.

     Surface transportation noise RD&D programs have in-
volved primarily off-road and recreational vehicles and
the impact of related noise emissions on the sylvan environ-
ment.  Noise measurement methodologies have been developed
for snowmobiles, motorcycles, four-wheel-drive jeeps and
other ground-borne off-road vehicles.  The effects of off-
road vehicle noise on the operator and users of outdoor
recreation areas have been investigated.  A methodology
has been developed for predicting the environmental impact
of off-road and recreational noise.  The results of these
efforts have been applied to forest transportation system
planning, including location of logging roads, trails, camp-
grounds, and highways.  Research has also been conducted on
the propagation of off-road vehicle and highway noise over
terrain and through vegetation.
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     RD&D programs on snowmobiles were directed primarily
toward the characterization of noise emissions and the iden-
tification of available noise control technology.  The
Motorcycle Industry Council has published a test standard
for motorcycle noise measurement.  The Forest Service has
cooperated with the Motorcycle Industry Council in develop-
ing this standard.

     Additionally, through their interest in reducing snow-
mobile noise, the Forest Service has been able to influence
the snowmobile industry to voluntarily reduce noise levels.

     USDA RD&D programs in surface transportation noise are
briefly described in Appendix E.
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4.5  DEPARTMENT OF JUSTICE

     The Department of Justice  (DOJ) was established by the
act of June' 22, 1870  (16 Stat.  162; 28 U.S.C. 501, 503).
The chief purposes of the Department of Justice are to en-
force the Federal laws, furnish legal counsel in Federal
cases, and construe the laws under which other departments
act.  Within DOJ the Law Enforcement Assistance Administra-
tion  (LEAA) was created by the  Omnibus Crime Control and
Safe Streets Act (P.L.90-351, June 1968).  Under the provi-
sions set forth in section 402(b)(1) of this act, LEAA is
authorized to perform research  which includes:

     "...the development of new or improved approaches,
     techniques, systems, equipment, and devices to im-
     prove and strengthen law enforcement and criminal
     justice."

     Only one program was reported by LEAA relative to
surface transportation noise RD&D.  This program was spon-
sored by the National Institute of Law Enforcement and
Criminal Justice, the research  arm of LEAA, and was per-
formed by interagency agreement with NBS.  This program was
concerned with determining the  characteristics and effec-
tiveness of directional emergency vehicle warning systems
with variable beam width.  This is reported in Appendix F.
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4.6  DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT

     The Department of Housing and Urban Development  (HUD)
was established by the Department of Housing and Urban
Development Act, effective November 9, 1965  (79 Stat. 667;
42 U.S.C. 3531-3537).  Its overall purpose is to assist in
providing for rational development of the nation's communi-
ties and metropolitan areas.

     Enhancement of environmental quality and environmental
planning activities are conducted by HUD in implementation
of the National Environmental Policy Act (NEPA) of 1969,
which requires that environmental impacts resulting from
Federal actions be assessed and considered as decision
making factors of equal import with economic, technical,
and other considerations of national policy.

     The Housing and Community Development Act of 1974
(P.L. 93-383; 42 U.S.C. 5301), Title I, Community Develop-
ment, provides further authority for HUD's activities in
improving neighborhood and community environments.  The
objective of this act is the achievement of a national
housing goal of a decent home and a suitable living envi-
ronment  (including acoustical environment)  for every
American family.

     The Department's activities in the area of environ-
mental quality and environmental planning include develop-
ment and implementation of HUD environmental policies and
procedures, development of environmental assessment criteria,
and coordination with other Federal departments and agencies
and with the Council on Environmental Quality  (CEQ).  Other
environmental functions encompass development of strategies
for the amelioration of environmental problems such as noise
pollution.  Emphasis is placed on environmental and land use
planning and environmental management practices.  In the
area of research, HUD is concerned with developing policies
and techniques for land use and building construction prac-
tices.  Current surface transportation noise RD&D programs
at HUD involve architectural acoustics.  HUD is systemati-
cally evaluating noise abatement policies and guidelines in
reducing the impact in residential communities.  A second
program is aimed at developing techniques and procedures for
site design and construction practice.  The procedures are
expected to be used as guidelines by HUD personnel and others
responsible for community development.

     HUD programs in surface transportation noise are briefly
described in Appendix G.
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4.7  DEPARTMENT OF ENERGY

     The Department of Energy Organization Act of August 1,
1977 (P.L.-95-91:91 Stat. 565) combined all Federal energy
agencies, including the Energy Research and Development
Administration (ERDA), into the Department of Energy (DOE).
Section 102 of the Act identifies DOE's responsibilities
to include:

     "...incorporation of national environmental goals in
     the formulation and implementation of energy programs,
     and to advance the goals of restoring, protecting, and
     enhancing environmental quality, and assuring public
     health and safety."

     DOE's primary objective is the development of energy-
efficient systems.  It has a mandate to support environmen-
tal and safety research  (including noise research) related
to the development of energy technology; because noise is
not a primary responsibility, the priorities assigned to the
prime objectives provide a limitation on the direct noise
research.

     RD&D carried out by the Transportation Energy Conser-
vation Division (TEC) in the Office of Conservation and
Solar Application will have positive impacts on urban
traffic noise.  Long term R&D efforts in the turbine and
Stirling engine programs have incorporated vehicle drive-by
and interior noise into the design standards; both vehicles
are expected to have lower noise impact than internal com-
bustion engine vehicles.  Vehicles using these engines could
be on the road in the late 1980's.

     The electric and hybrid vehicle program promises posi-
tive impacts on urban traffic noise levels.  Electric vehicles
generate considerably less exterior noise than heat engine
vehicles; in fact, their quiet operation could require an
audible device to assist pedestrians who use vehicle noise
as a warning of the vehicle's approach.  The introduction of
electric vehicles into urban areas could lower urban traffic
noise levels beginning in the late 1980's or early 1990's.

     Various Federal agencies have utilized the capabilities
and facilities of DOE's Bartlesville Energy Research Center
for the conduct of noise research on engines.  No noise re-
lated programs have been conducted or are planned for the
FY 75-78 period.
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     Surface vehicle energy programs planned for the time
period beyond FY 78 that may require noise control efforts
include:

          Noise control for chopper equipped controllers
          utilized in the Electric Vehicle Systems and
          Batteries Program

          Noise considerations for hybrid powered vehicles
          during on-off engine operation and idling at
          higher than normal engine speed

          Noise emissions from a continuously variable
          transmission

          Federal noise regulations applicable to gas tur-
          bine and Stirling cycle engines in medium and
          heavy trucks.

     The approach used to identify potential environmental
problems (including noise)  that may result from the commer-
cialization of a technology is specified in the Environmen-
tal Development Plan (EDP)  for TEC, FY 78.  In addition to
identifying potential noise or other environmental problems,
the EDP also schedules the necessary R&D required to resolve
the issue.   The guidelines defining the EDP recognize that
some of the identified environmental problems may best be
resolved by outside Federal agencies rather than by the DOE
technology program.  Therefore, early consideration is given
to determine which Federal agency is most appropriate to
conduct the required environmental RD&D in a timely and
competent manner.  The potential for interagency research
is also examined.
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4.8  DEPARTMENT OF COMMERCE

     The Department of Commerce was designated by the act
of March 4, 1913  (37 Stat. 736; 15 U.S.C. 1501).  The mission
of the Department of Commerce is to foster, serve, and pro-
mote the nation's economic development and technological
advancement.  This is carried out through activities that
encourage and assist States and local organizations and
private industry.

     The Department of Commerce is composed of the Office
of the Secretary and several operating units.  Of these,
only the National Bureau of Standards reported surface
vehicle noise abatement activities.
NBS Statutory Authority

     The National Bureau of Standards  (NBS) was established
by Public Law 56-177, "Organic Act of 1901," March 3, 1901,
and as amended by Public Law 81-619, July 22, 1950.  NBS
was originally part of the Treasury Department and was sub-
sequently transferred to the Department of Commerce.  This
act as amended authorized the Secretary of Commerce to under-
take the following functions:

     "The custody, maintenance, and development of the
     national standards of measurement, and the provision
     of means and methods for making measurements consis-
     tent with those standards, including the comparison
     of standards used in scientific investigations, engi-
     neering, manufacturing, commerce, and educational
     institutions with the standards adopted or recognized
     by the Government"

     "The determination of physical constants and properties
     of materials when such data are of great importance to
     scientific or manufacturing interests and are not to be
     obtained of sufficient accuracy elsewhere"

     "The development of methods for testing materials,
     mechanisms, and structures, and the testing of materials,
     supplies, and equipment including items purchased for
     use by Government departments and independent estab-
     lishments"

     "Cooperation with other governmental agencies and with
     private organizations in the establishment of standard
     practices, incorporated in codes and specifications"
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     "Advisory service to Government agencies on scientific
     and technical problems"

     "Invention and development of devices to serve special
     needs of the Government"

     NBS is also specifically mentioned in two other acts:
the Noise Control Act of 1972 (P.L. 92-574)  and the Consomer
Product Safety Act (P.L. 92-573) .

     Under the Noise Control Act the EPA Administrator is
authorized to:

     "...conduct research, and finance research by contract
     with any person, on the effects, measurement and con-
     trol of noise, including but not limited to...develop-
     ment of improved methods and standards for measurement
     and monitoring of noise, in cooperation with the
     National Bureau of Standards, Department of Commerce...1

The Consumer Product Safety Act directs  that:

     "The (Consumer Product Safety) Commission shall, to the
     maximum extent practicable,  utilize the resources and
     facilities of the National Bureau of Standards, on a
     reimbursable basis, to perform research and analyses
     related to risks of injury associated with consumer
     products (including fire and flammability risks), to
     develop test methods to conduct studies and investiga-
     tions, and to provide technical advice and assistance
     in connection with the functions of the Commission."
NBS Program Approach

     At the present time, NBS does not directly fund any
surface transportation noise research.  However, NBS does
conduct research on measurement procedures required for the
measurement of noise emissions, which is related to and
supportive of these interagency programs.

     The objective of NBS work on measurements of noise
emission from stationary and moving sources is to quantify
the measurement uncertainties associated with existing test
methods and to conduct research to enable improved measure-
ment technology.
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     NBS surface transportation noise research performed
under reimbursable interagency agreements emphasizes the
determination of the adequacy of present standards for the
measurement of noise emissions.  This determination consists
primarily of critical reviews of the sources of measurement
error and the conduct of experimental measurements using
existing NBS facilities and present measurement procedures.
These studies are intended to  (1) indicate the magnitude of
measurement imprecision and systematically address the re-
quirements for improvements in the existing standards, and
(2) provide the scientific and technical basis for improve-
ments to those standards.
NBS Surface Transportation Programs

     Several of the programs, which NBS has conducted, pro-
vided important information that was subsequently used to
formulate Federal noise abatement regulations.  Data obtained
in a program conducted for DOT dealing with the measurement
of interior and exterior truck noise were used by EPA in
developing the Interstate Motor Carrier and Medium and the
Heavy Truck Noise Emission Regulations.

     The in-cab operator noise level data were used by the
Bureau of Motor Carrier Safety (BMCS) of DOT in establishing
the vehicle interior noise level standard contained in the
Federal Motor Carrier Safety Regulations.  The stationary
test procedure developed in this same program was later
adopted by EPA in developing the Interstate Motor Carrier
Noise Emission Standard and by BMCS in the subsequent regu-
lation for checking compliance with the EPA standard.

     The data obtained in the tire noise research program
have been widely used and referenced in other studies on
high speed truck noise and community noise resulting from
highway operations.  In the development of the recently
promulgated Medium and Heavy Truck Noise Regulations, the
NBS truck tire noise data were used by EPA as the basis
for their decision not to include a high speed test in this
standard.  This decision was based on the fact that at high
speeds, i.e., above 50 to 60 km/hr, tire noise is equiva-
lent to or dominant over other truck noise sources and
therefore, high speed truck noise reduction can be accom-
plished only by treating both engine and tire noise sources
together.  Additionally, EPA included a section in the
Interstate Motor Carrier Noise Emission Standard forbidding
the use of tires composed primarily of cavities in the tread,
unless the motor carrier operator can demonstrate that the
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vehicle is in compliance with the noise emission standard.
This ruling was based in part on NBS tire noise data which
showed that tires with a tread pattern composed primarily
of pockets not vented to the tire shoulder were significantly
louder than other types of truck tires.

     Current projects being conducted by NBS include the
study of in-cab locomotive noise, the investigation of micro-
phone windscreen performance, the measurement of test site
acoustic properties, and the evaluation of various temporal
sampling schemes.

     The in-cab locomotive noise study is sponsored by the
DOT Federal Railroad Administration in cooperation with the
Association of American Railroads.  The objectives of this
program are (1) to determine, by means of a representative
sample of locomotives in operational settings, the extent
of crew exposure to noise; (2) to identify simplified test
procedures and measurement methodologies that can be used
in an environment to determine whether or not an individual
locomotive is capable of generating excessively high noise
levels; and (3) to identify measurement techniques whereby
component sources of noise within the locomotive cab can be
identified.

     Under an interagency agreement with EPA, NBS is con-
ducting a project to determine the characteristics of micro-
phone windscreen performance when used as part of a sound
measurement system.  This study is designed to investigate
wind-induced noise and acoustic insertion loss at wind
speeds up to 14 m/sec. for a variety of windscreen sizes,
materials, porosities and configurations.

     NBS programs in surface transportation are briefly
described in Appendix H.
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4.9   AGENCY REFERENCES AND BIBLIOGRAPHIES
            DEPARTMENT OF  TRANSPORTATION  REFERENCES
  1.  Kaye, M.C., et al., Truck Noise III-A, Preliminary Noise Diagnosis
      of Freightliner Datum Truck-Tractor, Report No. DOT-TST-73-6,
      Department of Transportation, Washington, D.C., May 1973

  2.  Kaye, M.C., and E. E. Ungar, Truck Noise III-B, Acoustic and
      Performance Test Comparison of Initial Quieted Truck with
      Contemporary Production Trucks, Report No. DOT-TST-74-2, Depart-
      ment of Transportation, Washington, D.C., September 1973

  3.  Bender, E.K., et al., Truck Noise III-C, Source Analysis and
      Experiments with Noise Control Treatments Applied to Freight-
      liner Quieted Truck, Report No. DOT-TST-74-20, Department of
      Transportation, Washington, D.C., January 1974

  4.  Fax, G.E., and M.C. Kaye, Truck Noise III-D, The Economics of
      Quieting the Freightliner Cab-Over Engine Diesel Truck, Report
      No. DOT-TST-75-22, Department of Transportation, Washington,
      D.C., October 1974

  5.  Hutton, T.D., Jr., and M.C. Kaye, Truck Noise III-E, Freightliner
      Quieted Truck Cooling System, Report No. DOT-TST-76-33, Department
      of Transportation, Washington, D.C., September 1975

  6.  Kaye, M.C., and E.K. Bender, Truck Noise III-F, Final Configuration
      of Freightliner Quieted Truck, Report No. DOT-TST-75-23, Depart-
      ment of Transportation, Washington, D.C., October 1974

  7.  Bender, E.K., and M.C. Kaye, Truck Noise III-G, Field Test of
      Freightliner Quieted Truck, Report No. DOT-TST-76-29, Department
      of Transportation, Washington, D.C., September 1975

  8.  Hutton, T.D., Jr., Truck Noise III-H, Final Report on the Freight-
      liner Quieted Truck Program, Report No. DOT-TST-76-55, Department
      of Transportation, Washington, D.C., January 1976

  9.  Shrader, J.T., Truck Noise IV-A, Project Summary - The Reduction
      of Noise Levels on the International Harvester Quieted Truck,
      Report No. DOT-TST-76-89, Department of Transportation, Washing-
      ton, D.C., June 1976

 10.  Shrader, J.T., Truck Noise IV-B, Identifying the Sources of Noise
      on a Heavy Duty, Diesel Truck, Report No. DOT-TST-75-109, Depart-
      ment of Transportation, Washington, D.C., May 1975
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11.  Shrader, J.T., and W.H. Page, Truck Noise IV-C, The Redaction of
     Cooling System Noise on Heavy Duty Diesel Trucks, Report No. DOT-
     TST-74-22, Department of Transportation, Washington, D.C., May
     1974

12.  Shrader, J.T., '.and N. Priadka, Truck Noise IV-D, The Reduction of
     Intake and Exhaust System Noise on Heavy Duty Diesel Trucks,
     Report No. DOT-TST-75-14, Department of Transportation, Washington,
     D.C.,  October 1974

13.  Shrader, J.T., Truck Noise IV-E, The Reduction of Engine Noise on
     Heavy Duty Diesel Trucks, Report No. DOT-TST-75-88, Department of
     Transportation,  Washington, D.C., April 1975

14.  Shrader, J.T., Truck Noise IV-F, An Economic Study of Reducing
     the Exterior Noise Level on the International Harvester Quieted
     Truck, Report No. DOT-TST-76-60, Department of Transportation,
     Washington, D.C., March 1976

15.  Shrader, J.T., Truck Noise IV-G, Field Test Results on a Heavy
     Duty,  Diesel Truck Having Reduced Noise Emissions, Report No.
     DOT-TST-76-42, Department of Transportation, Washington, D.C.,
     December 1975

16.  Williams, G., et al., Truck Noise V-A, Noise Reduction Tests and
     Development Performed on the White Motor Corp. Quieted Truck,
     Report No. DOT-TST-75-61, Department of Transportation, Washing-
     ton, D.C., January 1975

17.  Leasure, W.A., Jr., and D.M. Corley, Spectral and Directional
     Characteristics of Noise Generated by Truck Tires, Report No.
     DOT-TST-75-71, Department of Transportation, Washington, D.C.,
     September 1974

18.  Leasure, W.A., Jr., and D.E. Mathews, Pecos Truck Tire Noise
     Study;  A Summary of Results, Report No. NBSIR 74-446, National
     Bureau of Standards, Washington, D.C., January 1974

19.  Kilmer, R.D., et al., Truck Noise 1-C:  Pavement Surface Effects
     on the Generation of Truck Tire Noise, Report No. DOT-TST-76-49,
     Department of Transportation, Washington, D.C., October 1975

20.  Lawther, J.M., and J.J. Henry, Characterization of Pavement Macro-
     texture by Profile Spectral Analysis, Report No. NBS GCR 75-35,
     Pennsylvania University, University Park, Pennsylvania, June 1974

21.  Kilmer, R.D., et al., Empirical Model for Predicting In-Service
     Truck Tire Noise Levels, Report No. DOT-TST-76T-5, Department
     of Transportation, Washington, D.C., July 1976
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22.  Corley, D.M., Empirical Model for Predicting In-Service Truck Tire
     Noise Levels, SAE Paper No. 762037, Society of Automotive Engineers,
     Inc., Warrendale, Pennsylvania, November 1976

23.  Leasure, W.A., Jr., et al., Automobile Tire Noise;  Results of a
     Pilot Study and Review of the Open Literature, Report No. DOT-TST-
     76-4, Department of Transportation, Washington, D.C., August 1975

24.  Kilmer, R.D., Test Procedures for Future Tire Noise Regulations,
     SAE Paper No. 762034, Society of Automotive Engineers, Inc.,
     Warrendale, Pennsylvania, November 1976

25.  Reiter, W.F., Jr., Resonant Sound and Vibration Characteristics
     of a Truck Tire, Tire Science and Technology 2_ (2), pp. 130-141,
     May 1974

26.  Reiter, W.F., Jr., and A.C. Eberhardt, Truck Tire Vibration Noise,
     SAE Paper 740609, Society of Automotive Engineers, Inc., Warrendale,
     Pennsylvania, August 1974

27.  Reiter, W.F., Jr., and A.C. Eberhardt, Experimental Investigation
     of Truck Tire Noise Generated Through Tire Vibration, Proceedings
     of Inter-Noise 74, Washington, D.C., pp. 467-472, October 1974

28.  Reiter, W.F., Jr., et al., Truck Noise VII-A:  Experimental Investi-
     gation of Truck Tire Sound and Vibration, Report No. DOT-TST-75-60,
     Department of Transportation, Washington, D.C., December 1974

29.  Reiter, W.F., Jr., and A.C. Eberhardt, Radio Telemetry Applied to
     Tire Vibrations, SAE Paper No. 760745, Society of Automotive
     Engineers, Inc., Warrendale, Pennsylvania, October 1976

30.  Reiter, W.F., Jr., and A.C. Eberhardt, The Relationship Between
     Truck Tire Vibration and Near and Far Field Sound Levels, SAE Paper
     No. 762021, Society of Automotive Engineers, Inc., Warrendale,
     Pennsylvania, November 1976

31.  Eberhardt, A.C., and W.F. Reiter, Jr., Use of Coherence and Fre-
     quency Response Functions to Locate and Define Vibration Noise
     Sources in Rolling Tires, SAE Paper No. 770027, Society of Auto-
     motive Engineers, Inc., Warrendale, Pennsylvania, March 1977

32.  Noise and Traction Characteristics of Bias-Ply and Radial Tires
     for Heavy Duty Trucks, DOT-TST-78-2, Motor Vehicle Manufacturers
     Association and Department of Transportation, Washington, D.C.,
     October 1977
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33.  Ervin, R.D.,  The Noise and Highway Traction Properties of Heavy
     Truck Tires/  SAE Paper No. 762029, Society of Automotive Engineers,
     Inc., Warrendale, Pennsylvania, November 1976

34.  GusakoY  I.r  et al, Rolling Resistance of Truck Tires as Measured
     Under Equilibrium and Transient Conditions at Calspans Tire
     Research Facility, DOT-TST-78-1, Department of Transportation,
     Washington, D.C., October 1977

35.  Gusakov, I.,  and D,J. Shuring, Power Loss of Truck Tires Under
     Equilibrium and Transient Conditions, SAE Paper No. 762030, Society
     of Automotive Engineers, Inc., Warrendale, Pennsylvania, November
     1976

36.  Leasure, W.A., Jr., and E.K. Bender, Tire-Road Interaction Noise,
     Journal of the Acoustical Society of America 58, pp. 39-50, July
     1975

37.  Close, W.H.,  Should There Be Truck Tire Noise Regulations?, Sound
     and Vibration _9  (2), pp. 24-27, February 1975

38.  Leasure, W.A., Jr., Tire Noise Regulations:  Technical and Economic
     Implications, SAE Paper No. 762033, Society of Automotive Engineers,
     Inc., Warrendale, Pennsylvania, November 1976

39.  Anderton, D., Rate of Heat Release in Diesel Engines, Department
     of Transportation Report DOT-TSC-OST-77-56, University of South-
     ampton, Institute of Sound and Vibration, Southampton, England,
     October 1977

40.  Potter, R.C., et al, Effectiveness of Audible Warning Devices on
     Emergency Vehicles, Department of Transportation Report DOT-TSC-
     OST-77-38, Department of Transportation, Washington, D.C., August
     1977

41.  Environmental Assessment Notebook Series;  Highways, U.S. Depart-
     ment of Transportation, 1975, Stock No. 050-000-00109-1, Govern-
     ment Printing Office, Washington, D.C. 20402

42.  A Comprehensive Policy to Ameliorate Adverse Effects of Trans-
     portation Facilities, Office of Environmental Affairs, Department
     of Transportation, NTIS No. PB 247823/AS

43.  Simpson, M.A., Noise Barrier Design Handbook, Report No. FHWA-RD-
     76-58, Federal Highway Administration, Department of Transportation,
     Washington, D.C., February 1976
                                 4-68

-------
44.  Simpson, M.A., Noise Barrier Attenuation:  Theory and Field Exper-
     ience, Report No. FHWA-RD-76-54, Federal Highway Administration,
     Department of Transportation, Washington, D.C.,  February 1976

45.  Hirtle, P.W., et al., Catalogue of Sound Absorbing Treatments for
     Highway Structures, Report No. FHWA-RD-76-55, Federal Highway
     Administration, Department of Transportation, Washington, D.C.,
     February 1976

46.  Towers, D.A., Noise Barrier Catalogue, Report No. FHWA-RD-76-56,
     Federal Highway Administration, Department of Transportation,
     Washington, D.C., February 1976

47.  Pejaver, D.R., and J.R. Shadley, A Study of Multiple Sound Reflec-
     tions in Walled Highways and Tunnels, Report No. FHWA-RD-76-57,
     Federal Highway Administration, Department of Transportation,
     Washington, D.C., February 1976

48.  Davy, B.A. and Skale, S.R.,  Insulation of Buildings Against Highway
     Noise, FHWA-TS-77-202, U.S.  Department of Transportation, Washing-
     ton, D.C.

49.  Guidelines for the Measurement of Interstate Motor Carrier Emissions,
     Michigan Acoustical Consultants, Milford, MI, Department of Trans-
     portation Report FHWA-TS-77-222, 1977

50.  Highway Noise:  Generation and Control, National Cooperative
     Highway Research Program Report 173, Transportation Research
     Board, National Research Council, Washington, D.C., 1976

51.  Highway Noise:  A Design Guide for Prediction and Control, National
     Cooperative Highway Research Program Report 174, Transportation
     Research Board, National Research Council, Washington, D.C., 1976

52.  Woodward, J.H., et al., Traffic Noise Prediction and Measurement;
     Volume I, General Discussion of Results and Conclusions, HPR
     Report No. 78A, University of Alabama, Birmingham, Alabama,
     January 1976

53.  Woodward, J.H., et al., Traffic Noise Prediction and Measurement:
     Volume II, User's Manual for DA 600 Noise Data Acquisition System,
     HPR Report No. 78B, University of Alabama, Birmingham, Alabama,
     January 1976

54.  Woodward, J.H., et al., Traffic Noice Prediction and Measurement:
     Volume III, User's Manual for Traffic Noise Prediction Computer
     Program, HPR Report No. 78C, University of Alabama, Birmingham,
     Alabama, January 1976
                                4-69

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55.  Winter, W.A.,  Traffic Noise Near Highways,  Report No.  1 CA-DOT-TL-
     6316-3-76-07,  California Department of Transportation, Sacramento,
     California, January 1976

56.  Fuca, J.,  et al.,  Noise Measurements:   Second Interim Report,  New
     Jersey Department of Transportation, Trenton, N.J.,  Department
     of Transportation Report DOT 76-002-7787,  November 1975

57.  Foss, R.N. , Noise Barrier Screen Measurements, Single Barriers,
     Report No. APL-UW 7509, Applied Physics Laboratory,  University of
     Washington, Seattle, Washington, June 1975

58.  Foss, R.N., Attenuation of Sound as a Function of Barrier Angle,
     Report No. APL-UW 7605, Applied Physics Laboratory,  University of
     Washington, Seattle, Washington, March 1976

59.  Foss, R.N., Vehicle Noise Reduction:  Effective Height and Frequency
     Measurements,  Report No. APL-UW 7615,  Applied Physics Laboratory,
     University of Washington, Seattle,  Washington, August 1976

60.  Foss, R.N., Noise Barrier Screen Measurements, Double Barriers,
     Report No. APL-UW 7618, Applied Physics Laboratory,  University of
     Washington, August 1976

61.  Bachman, J.A., et al., Recommendations for Transit Bus Improvement,
     Report No. MTR-6964, Mitre Corporation, McLean, Virginia, July
     1975

62.  Swetnam, G.F., and W.S. Murray, Proposed Standard Noise Measurement
     Procedure for Diesel Transit Buses, Report No. UMTA-VA-06-0028-75-1,
     Mitre Corporation, McLean, Virginia, July 1975

63.  Remington, P.J.,  et al., Vol. 1, Mechanics  of Wheel/Rail Noise
     Generation, UMTA Report, Bolt Beranek and Newman, Cambridge,
     Massachusetts, May 1975, NTIS No. PB 244-514

64.  Remington, P.J.,  et al., Vol. 2, Applications to Control of Wheel/
     Rail Noise, UMTA Report, Bolt Beranek and Newman, Cambridge,
     Massachusetts, May 1975, NTIS No. PB 244-515

65.  Manning, J.E., et al., Prediction and Control of Rail Noise and
     Vibration—-A State-of-the-Art Assessment,  UMTA Report, Cambridge
     Collaborative, Cambridge, Massachusetts, April 1974, NTIS No.  PB
     233-363

66.  Manning, J.E., et al., Vibration Prediction Model for Floating
     Slab Rail Transit Truck, UMTA Report,  Cambridge Collaborative,
     Cambridge, Massachusetts, August 1975, NTIS No. PB 245-638

67.  Manning, J.E., et al., Noise Prediction Models for Elevated Rail
     Transit Structures, UMTA Report, Cambridge Collaborative, Cambridge,
     Massachusetts, August 1975, NTIS No. PB 244-509

                                4-70

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          ENVIRONMENTAL PROTECTION AGENCY  BIBLIOGRAPHY
Background Document for Interstate Motor Carrier Noise  Emission Regu-
lation, Environmental Protection Agency, NTIS No.  PB-242554/AS,
October 1974

Background Document for Medium and Heavy Truck Noise  Emission Regulations,
Environmental Protection Agency,  NTIS PB-262007/AS, March  1976

Background Document for Railroad Noise Emission Standards, Environmental
Protection Agency, NTIS No. 251713, December 1975

Draft Environmental Impact Statement and Background Document for  the
Proposed Bus Noise Emission Regulation, Environmental Protection  Agency,
available from the Office of Noise Abatement and Control

Hruska, G. et al.   Environmental  Effects of  Microphones of Various
Constructions, Department of Commerce/National Bureau of Standards,
Report No. NBSIR 76-1O90, July 1976

Sharp, B.  H., et al.   A Manual for the Review of Highway Noise Impact,
Environmental Protection Agency,  Report No.  550/9-77-356, May 1977

Noise in Rail Transit Cars:  Incremental Costs of Quieter  Cars, Envi-
ronmental Protection Agency, NTIS No. PB-234992/AS, June 1974
               DEPARTMENT OF DEFENSE  BIBLIOGRAPHY
Acoustic Emission Assessment of the GM Prototype  XM-1 MET, TARADCOM
Report 12133, December 1975

Changes in Vehicle Noise Level Brought About by the  Installation of
Modified Track Roadwheels,  TARADCOM Report 11971, November 1974

Combat Vehicle Vulnerability Reduction:   Investigation  of Sources
Leading to Acoustic Detection, TARADCOM Report 12132, February 1976

Computer Program for the Prediction of Acoustic Detection Ranges of
Military Vehicles, TARADCOM REPORT (Report number not assigned),
July 1974

Definition of Noise Levels  In and Around Selected U.S.  and Foreign
Combat Vehicles, TARADCOM Report 12093,  September 1975

Development of Advanced Concepts for Noise Reduction in Tracked Vehicles,
Human Engineering Laboratory Technical Memorandum, 25-77, August 1977
                                  4-71

-------
Development of Noise Reduction Kits for a U.S.  Army A1813  5 Ton Truck,
TARADCOM Report 11920, July 1974

Development of Noise Control Modifications for  a  U.S. Army M520 8 Ton
Goer Cargo Truck, TARADCOM Report 12197,  January  1976

Development of Noise Control Modifications to Reduce In-Cab Noise
Levels of a U.S. Army M813 5 Ton Truck, TARADCOM  REPORT  (Report number
not assigned), August 1974

Feasibility of Acoustic Detection Within Armored  Vehicles, TARADCOM
Report 12239,  January 1977

Investigation of Noise Sources and Paths  Contributing to the  Excessive
Cab Noise Levels in the LDT-465-1C Powered M35A2  2-1/2 Ton Military
Truck, TARADCOM Report 12105, October 1975

Noise Evaluation Tests of Military Truck  Tires, TARADCOM Report DOT-
TST-74-21, February 1974

Noise Reduction Kit for Truck, Cargo, 2h  Ton M35A2 with LDT465-10 Engine,
TARADCOM Report 12303 (in Draft)

Noise Test of XM-746 (HET), TARADCOM Report 11931, January 1975

Prediction of Acoustic Detection Ranges for Multiple Sources  and
Spatially Distributed Detectors,  TARADCOM Report  12240, January 1977

Prediction of Acoustic Detectability, TARADCOM  Report 11949,  August 1974

Procedure for Statistical Analysis of Vehicular Noise Emission Spectra
for Limited Samples, TARADCOM Report 82628, July  1975

Test Results,  U.S. Army Ground Vehicle Noise Studies, Yuma Proving
Ground, TARADCOM Report 11710, January 1973

Tracked Vehicles:  Noise and Vibration Study Using a Reduced  Scale
Mode1, TARADCOM Report 12099, August 1975
             DEPARTMENT OF  AGRICULTURE BIBLIOGRAPHY
Cook, D.I., and D.F. Van Haverbeke,  Suburban Noise Control  with  Plant
Materials and Solid Barriers,  Research Bulletin EM100,  USDA/Forest
Service, March 1977

Cook, D.I., and D.F. Van Haverbeke,  Tree-Covered Land-Forms for  Noise
Control, Research Bulletin 263, USDA/Forest Service,  July 1974
                                 4-72

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Harrison, R.T.,  ATV Noise,  Forest Service  Report  2428, USDA/Forest
Service, September 1974

Harrison, R.T.,  An Overview of Acoustical  Regulation  and Research in
USDA, paper presented at Noise-Con 1975

Harrison, R.T.,  Competition Motorcycle Noise  Measurements—A Correlation
Study, Society  of Automotive Engineers paper  750974,  October 1974

Harrison, R.T.,  Hearing Protection for Off-Road Vehicles, Forest Service
Report 7100, USDA/Forest Service, March 1974

Harrison, R.T.,  Motorcycle  Noise, Forest Service  Report 24228, USDA/
Forest Service,  February 1974

Harrison, R.T.,  Off-Road Vehicle Noise-Effects  on Operators and Bystanders,
Society of Automotive Engineers, paper 740687,  September 1974

Harrison, R.T.,  Snowmobile  Noise, Forest Service  Report 7120-5, USDA/
Forest Service,  January 1974

Harrison, R.T.,  A Study of  Sound Propagation  and  Annoyance  Under Forest
Conditions, Forest Service  Report 7120-6,  USDA/Forest Service, April 1974
               DEPARTMENT  OF JUSTICE  BIBLIOGRAPHY
Jones, F.E., T.L. Quindry, and W.J.  Rinkinen,  Summary  Report on
Emergency Vehicle Sirens,  U.S. Department of Justice Law Enforcement
Standards Program, Report LESP-RPT-0502.00 (National Bureau of Standards,
Washington, D.C., September 1974)
                DEPARTMENT  OF COMMERCE BIBLIOGRAPHY
Clarke, R.M., R.D. Kilmer and D.S. Blomquist, Locomotive In-Cab Noise—
Towards a Standardized Measurement Methodology, in Proceedings of Noise-
Con 77 National Noise Conference on Transportation Noise Control,
Hampton, Virginia, October 17-19, 1977

Fisher, R.L., D.D. Toth, D.S. Blomquist, and J.S. Forrer, The Develop-
ment and Testing of a Highly Directional Dual-Mode Electronic Siren,
NBS Special  Publication 480-28, National Bureau of Standards, Washington,
D.C., August 1977
                                 4-73

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Fuller, B.R.,  C.I. Holmer, and W.A. Leasure Jr., An Evaluation and
Assessment of Existing Data and Procedures for the Measurement of Noise
From Motorcycles, Report number NBSSIR 76-1001, National Bureau of
Standards, Washington, D.C.,  February 1976

Fuller, B.R.,  and W.A. Leasure Jr., An Evaluation and Assessment of
Existing Data and Procedures  for the Measurement of Noise from Buses,
NBSIR 75-771,  National Bureau of Standards, Washington, D.C.,  September
1975

Holmer, C.I.,  and R.D. Kilmer, A Proposed Experiment to Evaluate
Environmental Dependence on the Measurement of Noise from Medium and
Heavy Duty Trucks, NBSIR 76-1138, National Bureau of Standards,
Washington, D.C., September 1976

Kilmer, R.D.,  Status Report on an Experimental Study of Environmental
Effects on Truck Noise Measurements, in Proceedings of the Third SAE
Sound Measurement Workshop, St. Charles, Illinois, March 31-April 1,
1977

Kilmer, R.D.,  W.A. Leasure Jr., and T.L. Quindry, An Evaluation
and Assessment of Existing Data and Procedures for Tire Noise Measure-
ment, Report number NBSIR 75-792, National Bureau of Standards,
Washington, D.C., November 1975

Lawther, J.M.  and J.J. Henry, Characterization of Pavement Macrotex-
ture by Profile Spectral Analysis, National Bureau of Standards Report
GCR75-35, The Pennsylvania Transportation Institute, University Park,
Pa., June 1974
                                  4-74

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     APPENDIX A

AGENCY FUNDING TOTALS
AND INDEX TO PROJECTS
         A-l

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      INDEX OF  SURFACE TRANSPORTATION  NOISE  PROJECTS



                                                      PAGE NUMBER


HIGHWAY VEHICLE NOISE

     Medium and Heavy Duty Trucks

     Quiet Truck Program                                   B-3

     Noise Control Handbook for  Diesel Powered Vehicles     B-3

     Diesel powered Highway Vehicle Noise Reduction
     (Truck/Bus Retrofit)                                   B-4

     Truck Noise Reduction Research                         B-7

     Truck Noise Identification  and Control  Through
     Enclosure                                             C-3

     Quiet Truck Demonstration                             C-3

     Continued Investigation on  the 1976 Truck
     Regulation                                            1-3


     Light Vehicles

     Lightweight Vehicle/Engine  Noise                       B-6

     Light Vehicles Study                                  1-3

     Buses

     Transbus Program                                      B-35

     Purchase Specifications,  Transit Coaches               B-36

     Bus Technology Study                                  1-4

     Highway Planning and Land Management

     Highway Noise and Vibration Research Strategies        B-22

     Community Noise Measurements                           B-26
                                A-5

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                                                  PAGE NUMBER

Highway Model Analysis and Prediction

Model Studies of Truck Noise Measurement Sites         B-ll

Highway Noise Prediction                               B-13

Manual Method for Prediction of Equivalent Sound
Levels for Highway Noise                               B-19

Improvement of Highway Noise Prediction Procedures     B-19

Application of Acoustical Scale Modeling Techniques
to Traffic Noise Propagation at Urban Freeway Sites    B-20

NCHRP-Highway Noise Model Project                      B-23

Traffic Noise Prediction and Measurement               B-24

Traffic Noise Near Highways: Design and Environmental
Variables                                              B-25

Determination of Truck Noise Levels                    B-26

Noise Measurements                                     B-27

Highway Noise Impact Through Year 2000                 C-5

Comparison of Highway Noise Prediction Models          C-5

Motorcycles

Motorcycles Study                                      1-4

Other

A Comprehensive policy to Ameliorate Adverse Effects
of Transportation Facilities                           B-15

Environmental Assessment Notebook Series: Highways     B-15

Study of Economic Costs of Alternative Measures to
Mitigate Highway Noise Impacts                         B-18

Evaluation of Benefits of Source Reduction to Federal
Highway Program                                        B-18

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                                                       PAGE NUMBER


OFF-HIGHWAY AND RECREATIONAL VEHICLES

     Snowmobiles

     Snowmobile Study                                       1-5

     Motorboats

     Motorboat Study                                        1-5

     Off-Highway and Recreational Vehicle Model Analysis
     and Prediction

     Computer Correlation of Vehicle Detectability          D-4

     Environmental Impacts of Off-Road Vehicle Noise        E-3

     Other

     Recreational Land Use Noise Reduction Demonstration
     at a Public Forest                                     C-6, E-3

     Noise Reduction of Military Vehicles                   D-5

     Provide Technical Assistance in Development of
     Design Concepts for New Vehicles                       D-8

     Special Purpose Recreational Vehicles                  1-5

RAIL NOISE

     Locomotives and Passenger Trains

     Railroad Retarder  Noise Abatement                      B-14

     Locomotive Noise Source Assessment                     B-28

     Locomotive and Rail Car Exterior Noise Emissions       B-29

     In-Cab Locomotive  Noise Survey                         B-30,  H-4

     Rapid Rail Transit

     Environmental Assessment Notebook Series:   Mass
     Transit                                                B-16

     New York City Transit System Study                     B-30

     Chicago Transit Authority Study                        B-31


                                 A-7

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                                                       PAGE  NUMBER

     Cleveland,  Philadelphia and San Francisco Transit
     System Studies                                        B-31

     Wheel/Rail Noise and Vibration Study                  B-31

     Track and Elevated Structure Noise and Vibration      B-31

     In-Service Noise Abatement:  Test and Evaluation      B-32

     New Systems Specifications:  Capital Grants           B-32

     Noise Assessment of the New York City Rail Transit
     System                                                B-34

     Elevated Structure Noise Control                      B-34

     Handbook of Urban Rail Noise and Vibration Control    B-35

     Development of Noise Control Design Guide for
     Urban Rail Transit Elevated Structures                B-36

     Innovative Guided Mass Transit

     State-of-the-Art Car                                  B-33

     Screech Loop Pueblo Facility                          B-33

     Advanced Automated Systems                            B-34

     Guided Mass Transit Study                             1-6

     Other

     Transit Mall Noise Mitigation Demonstration           C-4

SURFACE VEHICLE COMPONENTS

     Engines

     Engine Noise Support                                  B-5

     Diesel Engine Noise Reduction                         B-5

     Engine Noise Reduction                                B-6

     Lightweight Vehicle/Engine Noise                       B-6

     Internal Combustion Engine                             C-4

     Isolation and Measurement of Component Noise
     Emissions of a M813 5-Ton Cargo Truck                  D-4

                               A-8

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                                                       PAGE  NUMBER

     Exhaust,  Mufflers

     TARADCOM Analysis  of Armored Reconnaissance  Scout-
     Vehicle Contractor Program to Reduce  Exhaust System
     Noise,  Noise Reduction of the M561  (Gama Goat)  and
     Information Dissemination                             D-3

     Noise Labeling of  Mufflers and Surface Vehicles       1-6

     Power Train

     Research in Power  Train Noise                         D-6

     Tires

     Tire Noise Study                                      B-7, H-4,  1-4

     Tire Noise Basic Research                             B-8

     Tire Noise State-of-the-Art                           B-8

     Power Consumption  of Truck Tires                      B-9

     Traction Properties of Radial Tires for  Heavy Trucks  B-9

     Life Cycle Costs of Quiet Truck Tires                 B-10

     Tire Noise Reduction                                   C-8

     Track and Suspension

     Track and Suspension Noise Reduction Research (1)       D-7

     Track and Suspension Noise Reduction Research (2)       D-8

     Track and Suspension Noise Reduction Research (3)       D-8

     Other Components

     Other Component Research                               D-9

MEASUREMENT AND ENFORCEMENT

     Methodology and Standards

     Environmental Noise Test Variables                     B-12,  H-3

     Optimization of Audible Warning Devices                 B-14

     Noise Standards and Procedures                         B-16

     BMCS Guidelines for the Measurement of Motor Carrier
     Noise Emissions                                        B-21

                                  A-9

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                                                       PAGE  NUMBEP


     Noise Measurements Related to Highways                 B-23

     Automatic Identification of Noise  Sources              c-5

     Evaluate Change in Sensitivity of  Microphone Systems
     as a Function of Temperature and Humidity              C-6

     Acoustic Classification of Highway Vehicles            C-7

     Characteristics of Microphone Windscreen Performance   C-7,  H-7

     Measurement Methodology for All Terrain Vehicles      E-4

     Measurement Methodology for Boats                      E-4

     Measurement Methodology for Snowmobiles               E-4

     Measurement Methodology for Motorcycles               E-5

     Emergency Vehicle Sirens                              F-3/  H-6

     Environmental Noise Measurements                      H-5,  1-6

     Motor Carrier Regulation Study                        1-7

     Enforcement

     Roadside Noise Enforcement Sites                      B-ll

ACOUSTIC PROPERTIES

     Propagation

     Highway Noise Propagation                             B-19

     Propagation of Traffic Noise                          B-26

     Ground Cover and Wind Effects on Sound  Propagation    B-28

     Barriers

     Roadside Barrier Effectiveness                        B-13

     Highway Barrier Design:  Acoustic  Attenuation
     Surfaces and Materials                                B-17

     Aesthetics of Noise Barriers                          B-20

     Highway Noise Barrier Selection, Design and
     Construction Experiences                              B-21

                                  A-10

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                                                  PAGE  NUMBER
Vegetative Noise Barriers                              B-22

NCHRP Investigation of Selegted Noise Barrier
Acoustical Parameters                                  B-24

Evaluation of Earth Berm Noise Barriers                B-25

Evaluation of Barrier Design Methods                   B-26

Effectiveness of Barrier Design Computer Programs      B-27

Acoustic Barrier Research                              B-28

Highway Noise Mitigation Demonstration                 C-7

Suburban Noise Control with Plant Materials and
Solid Barriers                                         E-5

General Propagation Studies                            E-5

Architectural Acoustics

Insulation of Building Against Highway Noise           B-20

Feasibility of Soundproofing Private Dwellings         B-22

Evaluation of HUD Noise Abatement Policies and
Guidelines                                             G-3

Noise Attenuation Features for Housing and Community
Development                                            G-3

Impact and Vibration

Determination of Impact from Vibrations Related to
Highway Use                                            B-17
                             A-ll

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         APPENDIX B

DEPARTMENT OF TRANSPORTATION
        RD&D PROGRAMS
              B-l

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                           APPENDIX B

                 DEPARTMENT  OF TRANSPORTATION
     The fiscal year funding for 1976 includes  the  transition quarter
(July 1, 1976 to September 30,  1976).  Funding  figures  for 1977 and 1978
are estimates or represent incomplete new data.
OFFICE OF NOISE ABATEMENT
     Quiet Truck Program

          The goal of this program was to demonstrate  the  lowest prac-
     tical noise levels that could be engineered  into  heavy-duty trucks.
     Individual noise sources were identified (exclusive of tire noise),
     and efficient means for reducing these  noises  to  the  lowest level
     consistent with reasonable operational  constraints were developed,
     demonstrated and evaluated inline haul service for a  one year
     period and the findings were thoroughly documented.

     Sponsor:  DOT/Office of Noise Abatement
     Investigator:  Freightliner Corp.;  International  Harvester Co.;
                    and White Motor Co.

     Fiscal Year Funding ($1,000):  1974   1975  1976  1977   1978
                                     183*
     Noise Control Handbook For Diesel Powered Vehicles

          A handbook was prepared in May 1974 to  assist  the  truck  fleet
     operator and the independent truck owner/operator in understanding
     and diagnosing noise problems and in selecting  retrofittable  com-
     ponents to lower exterior and interior noise levels.  It  included
     procedures for identifying and evaluating major truck noise sources,
     considerations for selection of acoustic materials, procedures for
     minimizing exhaust, intake and cooling fan noise, and methods for
     Total DOT funding, spanning three years,  was  1.3 million dollars.
     Industry contribution is not included.
                                 B-?

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     DEPARTMENT OF  TRANSPORTATION  (Continued)
 the minimization of in-cab  noise  levels.   Standard noise measure-
 ment procedures,  muffler  and  intake  filter selection data cooling
 system design considerations  and  a list of known manufacturers
 of acoustic materials  were  also given.

      The handbook is report No. DOT-TSC-74-5 with an NTIS accession
 No.  PB-236-382/8WT.

 Sponsor:   DOT/Office of Noise Abatement
 Investigator:   Cambridge  Collaborative

 Fiscal Year Funding ($1,000):  1974    1975  1976   1977    1978
                                *
 Diesel Powered Highway Vehicle Noise  Reduction  (Truck/Bus Retrofit)

      In FY 74, cost sharing  contracts with  five heavy-duty  truck
 and bus manufacturers  were initiated  to determine optimum intake,
 exhaust, and fan designs  applicable to existing and present pro-
 duction vehicles.   Contract  provisions provide for service  bul-
 letins to inform vehicle  owners,  of the expected noise reduction
 and vehicle operational effects  of those  recommended designs.  The
 contractors completed  this work  during FY 75  and submitted  final
 reports on their programs.   A symposium of  this program, together
 with the FY 74 work performed by the  Stemco Manufacturing Company
 and Donaldson Company  on  truck intake and exhaust noise  reduction
 was held at the DOT Transportation Systems  Center  (TSC)  on  June 26,
 1975.

 Sponsor:  DOT/Office of Noise Abatement
 Investigator:   General Motors/PACCAR/International
                Harvester  Co./Rohr Industries/
                McDonnell-Douglas Co.

 Fiscal Year Funding ($1,000): 1974   1975    1976   1977 1978
                                 t      44
$25K prior to FY 74

 Funding from previous year funding.   Total DOT funding for  this
 project was $494K.
                            B-4

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     DEPARTMENT  OF TRANSPORTATION (Continued)
Engine Noise Support

     This program represented the initial diesel engine noise
abatement work and was carried out under an interagency agreement
with the Bartlesville Energy Research Center.   The program produced
information on the performance and air emissions of similar diesel
engines with specific attention paid to noise  reduction components.
Bartlesville personnel also participated in program planning for
future diesel engine noise research.

Sponsor:  DOT/Office of Noise Abatement
Investigator:  DOI/Bureau of Mines

Fiscal Year Funding ($1,000):  1974   1975   1976   1977   1978
                                40*
Diesel Engine Noise Reduction

     This noise abatement work was performed on four popular in-
service heavy duty truck engines (GM, Cummins,  Mack, and Cater-
pillar).  The work was structured in two phases.  The first phase
concentrated on noise reduction that could be achieved by surface
modification and replacement or relocation of attachments connected
externally to three of the engines.  The second phase continued
with first phase work on a Caterpillar engine and concentrated on
the reduction of noise and vibration by modifications to head and
functioning mechanisms, and to components internal to the engine
and internal to attached engine operating components.

     Efforts have accomplished the following:  (1) procurement of
engines and a truck,   (2) design, construction, and qualification
of a unique engine noise evaluation facility,  (3) development and
implementation of test procedure and instrumentation for engine
noise, vibration, and performance measurements,  (4) development of
data reduction and analysis software for measurement interpreta-
tion,   (5) comparison of various noise source ranking techniques,
(6) measurement of engine damping characteristics as a design aid
for noise abatement treatments, and  (7) performance and acoustic
testing on a Detroit Diesel 8V71TT engine, a Cummins Formula 290
engine, and a Mack 676 engine.
Total DOT Funding for this project was $120K.
                            B-5

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    DEPARTMENT  OF TRANSPORTATION (Continued)
Sponsor:  DOT/Office of Noise Abatement (TSC)
Investigator:  Calspan Corporation

Fiscal Year Funding ($1,000):  1974   1975   1976   1977   1978
                                245    253    131
Engine Noise Reduction

     This project, carried out by the Automotive Engineering
Advisory Group of the Institute of Sound and Vibration Research
(ISVR), will provide engineering and design data to  assist TSC in
guiding and evaluating engine noise reduction programs.   In addi-
tion, engineering data will be provided to assist TSC in solving
related technical problems involving engine design improvements.
ISVR has produced two reports (November 1976) on lightweight auto-
mobile diesel engines.  One report concerned modeling for emission
tests, and the second was a review of heat release modeling and
included a description of the combustion model developed at ISVR
specifically for noise control purposes.

Sponsor:  DOT/Office of Noise Abatement
Investigator:  Institute of Sound Vibration Research

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                       25     41
Lightweight Vehicle/Engine Noise

     This project involves tests and evaluation of typical high
speed automobile engines.  A series of vehicles with a variety of
power-to-weight ratios will be evaluated to define the span of
vehicle noise produced by accelerating vehicles.

     The contractor will analyze and project all engine cind vehicle
test data into integrated vehicle results regarding noise:, fuel
economy, and emissions will make projections and recommendations
for optimized vehicle/power plant configurations.   A fineil tech-
nical report on this program is scheduled for third quarter FY 78.

Sponsor-.  DOT/Office of Noise Abatement
Investigator:  Calspan Corporation/Ricardo and Company
               Engineers Ltd.
                            B-6

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     DEPARTMENT  OF TRANSPORTATION  (Continued)
Fiscal Year Funding  ($1000):   1974   1975   1976   1977   1978
                                              97
Truck Noise Reduction Research

     This study is an extension of the DOT Quiet Truck Program
with truck manufacturers, and involves the procurement and service
evaluation of up to six new trucks built to specification to
demonstrate the feasibility of integrating low noise requirements
into the functional requirements of trucks.

     This program is being carried out in cooperation with the
United Parcel Service (UPS) at no cost to the government.
Investigator:  United Parcel Service

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                                    *      *
Tire Noise Study

     Utilizing the extensive tire noise data base accumulated
during 1970 and 1971, the DOT Office of Noise Abatement continued
its interagency agreement with the National Bureau of Standards
and expanded the study through additional data collection and/or
analysis.

     Accomplishments to date for typical bias-ply rib and cross-
bar truck tires include:  (1) a catalog of maximum A-weighted sound
levels;  (2) a catalog of one-thid octave and narrow band spectral
data;  (3)  directionality data in the form of octave band and
equal A-weighted sound level contours.

     The influence of pavement surface has been investigated and
includes:   (1) tire noise versus surface texture;  (2)  surface
profile measurements,-   (3) correlation of pavement surface tex-
ture with tire noise (a partially successful attempt).
No cost to government
                            B-7

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         DEPARTMENT  OF TRANSPORTATION  (Continued)
          There has been several other accomplishments:   (1)  development
     of an empirical model to predict in-service base noise levels for
     truck tires on the basis of SAE J57 type tests;   (2)  a comparison
     of parametric trends between truck and automobile tires;  (3)
     acquisition of noise data on truck radial tires;  (4)  determining
     the effect of load and/or inflation pressure on  noise levels;  (5)
     determining the effect of tire size on noise levels;   (6)  comple-
     tion of noise measurements on radial tires utilized by HSRI;   (7)
     comparing wear rates with noise levels.

     Sponsor:  DOT/Office of Noise Abatement
     Investigator:  National Bureau of Standards

     Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
                                    120    162   119*
     Tire Noise Basic Research

          This experimental and theoretical study has resulted in a
     description of tire surface vibration; definition of location,
     small size and high intensity of the acoustic source;  prediction of
     sound pressure and sound power levels from mathematical models and
     experimental measurements.   A comprehensive summary report is in
     preparation.  It is anticipated that publication will occur during
     the third quarter of FY 78.

     Sponsor:   DOT/Office of Noise Abatement
     Investigator:  North Carolina State University

     Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                   150t
     Tire Noise State-of-the-Art

          This project was an effort to organize and conduct an open
     forum symposium to address the current and pertinent information
     regarding the technical, economic, regulatory,  and social aspects
     of motor vehicle tire noise.   The proceedings of this meeting serve
     as a vehicle for futher dissemination of the information brought
     forward.
*    Total DOT funding for this program was $960K.

t    Total DOT funding for this program was $269K.
                                  B-8

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     DEPARTMENT  OF TRANSPORTATION (Continued)
Sponsor:  DOT/Office of Noise Abatement
Investigator:  Society of Automotive Engineers/In-house

Fiscal Year Funding ($1000):   1974   1975   1976   1977    1978
                               *      *        6     *
Power Consumption of Truck Tires

     It is well documented that radial rib tires are appreciably
quieter than bias-ply cross-bar tires and slightly quieter  than
bias-ply rib tires.  In addition, radial tires provide a high
potential for lower tire power consumption.   This has important
implications on fuel economy.

     The objective of the program was to develop power loss data  on
truck tires as a function of tire design (bias-ply radial), tread
design (rib, cross-bar), state of tread wear and tire operational
parameters  (load, inflation pressure, speed), road surface  (flat
belt versus drum), tire temperature,  slip angle, torque and trip
length.

     The data indicate 50 percent lower rolling resistance  for
radial tires.

Sponsor:  DOT/Office of Noise Abatement
Investigator:  Calspan Corp.

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                              60
Traction Properties of Radial Tires for Heavy Trucks

     The body of data currently available concerning truck tire
traction is limited; however, since tradeoffs between vehicle
safety and tire noise reduction are difficult (if not impossible)
to justify, there exists a need to critically evaluate the state-
ment that "tires with good traction make more noise."

     To satisfy this need, a tire traction test program was initi-
ated by DOT in FY 76.  This study will perform a comprehensive
In-house
                           B-9

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    DEPARTMENT  OF TRANSPORTATION (Continued)
set of longitudinal and lateral force measurements  on both dry and
wet pavement for a sample of six popular truck tires  of  radial
construction.

     Results show that for both wet and dry conditions tires
exhibiting improved traction performance are generally those  whose
tread patterns yield lower noise output.   Regarding both lateral
and longitudinal traction properties, the common usage of cross-bar
tires on rear driving axles (with rib tires on the  steering axle)
results in a typically disadvantageous arrangement  from  an on-
highway vehicle control point of view, i.e., braking  and cornering
maneuvers.

Sponsor:  DOT/Office of Noise Abatement
Investigator:   Highway Safety Research Institute of the
               University of Michigan

Fiscal Year Funding ($1000):  1974  1975   1976   1977   1978
                                             46
Life Cycle Costs of Quiet Truck Tires

     The life cycle costs associated with tires of various carcass
construction/tread design need to be documented so that the optimal
trade-off between noise and economical liabilities can be assessed
as a basis for future tire noise regulations.   The purpose of this
task is to quantify the costs associated both with current tire use
practices and with revisions to these use practices which may be
necessary to comply with such regulations.

     Typical tire use practice for both local and long haul service
will be depicted, including tire and wheel purchasing, maintenance,
and inventory; vehicle running gear maintenance, vehicle mileage,
fuel usage, etc.  Significant variables in tire economics such as
vehicle configuration and power, regional roadway and/or terrain,
maintenance practices, recapping practices, etc., will be deter-
mined.  Cross-bar replacement strategies will be postulated and the
tire use and variable factor scenarios will be extrapolated to
California and the nation to obtain an aggregate cost picture of
the present and regulated future.

     The contract was awarded in the first quarter of FY 77 with
completion scheduled for the second quarter of FY 78.
                            B-10

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     DEPARTMENT  OF TRANSPORTATION  (Continued)
Sponsor;  DOT/Office of Noise Abatement
Investigator:  Wyle Laboratories

Fiscal Year Funding ($1000):   1974   1975   1976   1977    1978
                                              54
Model Studies of Truck Noise Measurement Sites

     This contract was for the construction of detailed acoustic
models of two designated highway sites,  the conduct of acoustic
measurements utilizing these scale models,  and the comparison of
scale model noise propagation with field measurement data pre-
viously obtained by TSC at sites in the Fort Wayne, Indiana,  area.
The objective was to investigate the possibility of using scale
models to determine the effects of site topography near roadways  on
the propagation of noise from trucks.  Two  general findings were
that a vehicle as a point source cannot be  modeled because of
strong interference patterns and that a distributed source (several
point sources) correlates reasonably well with field measurement
data.

Sponsor:  DOT/Office of Noise Abatement
Investigator:  Cambridge Collaborative

Fiscal Year Funding ($1000):  1974   1975   1967   1977   1978
                                       25
Roadside Noise Enforcement Sites
     To support DOT in their responsibilities for highway noise
reduction enforcement, TSC performed field noise measurements to
define the requirements for acceptable interstate motor carrier
noise enforcement sites along highways.  The measurement program to
categorize the highway sites was conducted by TSC at Fort Wayne,
Indiana, during the period July 8-20, 1974.  Data recorded at eight
microphone locations at each of ten different measurement sites
were reduced, tabulated and analyzed.  A civil engineering firm was
obtained to conduct a detailed topographical survey of each of the
measured sites.

Sponsor:  DOT/Office of Noise Abatement
Investigator:  Transportation Systems Center

 Fiscal  Year  Funding ($1,000)   1974   1975    1976   1977   1978
                           B-ll

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     DEPARTMENT  OF TRANSPORTATION (Continued)
Environmental Noise Test Variables

     Although existing voluntary standards have achieved consider-
able uniformity, significant variations remain between noise
measurements made at different sites or on different times on the
same site.  These differences are in part attributable to dif-
ferences in the environment, including site and meteorological
influences.  An understanding of the magnitude and extent of these
effects will provide a basis for better site selection criteria and
possible redefinition, or elimination, of existing tolerance fac-
tors, and will ensure more uniform enforcement by DOT of the EPA
Interstate Motor Carrier and Interstate Rail Carrier Noise Emission
Regulations.

     To satisfy the need for experimental work, DOT is sponsoring a
portion of an Environmental Variables Study in cooperation with the
Motor Vehicle Manufacturers Association (MVMA) and the Engine
Manufacturers Association (EMA).  The experimental program will
measure the acoustic, vehicle, and environmental data for a variety
of vehicle and environmental conditions.  These data will be used
to determine the systematic and nonsystematic dependence of observed
truck drive-by and stationary noise on the environmental effects
present during the measurement.   The experiment is designed to
permit separation of generation/radiation and propagation effects.
During the fourteen months from September 1976 to November 1977,
NBS mounted a substantial effort to conduct the experimental pro-
gram.  However, a wide range of technical difficulties relating to
the complexity of the program forced termination before achievement
of the stated goals.
Sponsor:  DOT/Office of Noise Abatement
Investigator:  National Bureau of Standards

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                                     28f
In-house funds

Does not include DOC funding of $150K in FY 77,  and MVMA
and EMA funding of $10K in FY 76 and $60K in FY  77
                             B-12

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     DEPARTMENT  OF TRANSPORTATION  (Continued)
Highway Noise Prediction

     This task involves an extensive field measurement,  data re-
duction and analysis program to evaluate the three existing high-
way noise prediction programs against field data and,  where needed,
to develop a revised noise prediction scheme.  The work includes
making the three existing programs-TSC model, Michigan 117 model
and Revised Design Guide model-operational at TSC and utilizing
a computer graphics system to present various output plots to aid
in the analysis of results.

     These data were used as the basis for evaluating the pre-
dictive models and for revision (minor) of the TSC model.  This
effort was initiated in FY 76 and the final report is now being
printed.

Sponsor:  DOT/Office of Noise Abatement
Investigator:  Transportation Systems Center

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
Roadside Barrier Effectiveness

     To more accurately predict and assess the performance of bar-
riers as a method of wayside noise reduction, a series of control-
led experiments were conducted under conditions of heavy (line
source) traffic.  A temporary 1000-foot plywood barrier was con-
structed for this purpose along 1-93 in Andover, Massachusetts.
The TSC Noise Measurement and Assessment Laboratory made baseline
noise measurements at the site prior to and following construction
of the barrier.  Measurements were made for barrier heights of
4, 8, 12 and 16 feet and with the barrier surface in both a re-
flective (unpainted plywood) and an absorptive  (acoustic fiber-
glass board) condition.

     These tests show that the insertion loss of the barrier cannot
be accurately predicted by use of existing design charts which do
not take into account ground absorption effects.  However, existing
design charts can be used with reasonable accuracy to predict
noise levels behind a barrier  as long as the level at a reference
In-house funds
                            B-13

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    DEPARTMENT  OF TRANSPORTATION (Continued)
point above the barrier is known or can be predicted accurately.
It may be possible to postulate corrections to take  into account
the effect of the ground and revise the current design charts
accordingly.

Sponsor:  DOT/Office of Noise Abatement
Investigator:  Cambridge Collaborative and DOT/Transportation
               Systems Center

Fiscal Year Funding ($1000):  1974   1975   1976  1977   1978
                                40     47     39
Optimization of Audible Warning Devices

     Under this program, tests were conducted to determine the
effectiveness of existing audible warning signals for  emergency
vehicles and to determine if ways exist to minimize  community
annoyance.  Final report has been published.

Sponsor:  DOT/Office of Noise Abatement
Investigator:  Society of Automotive Engineers and Bolt,  Beranek,
               and Newman

Fiscal Year Funding ($1000):  1974   1975   1976  1977    1978
                                99
Railroad Retarder Noise Abatement

     A cooperative effort was undertaken between DOT (TSC)  and the
Burlington Northern Railroad to collect, assess,  and disseminate
information regarding the character of the noise environment as-
sociated with the operation of active retarders in railroad clas-
sification (hump) yards, and also,  to present in useful  form in-
formation on the use of noise barriers to reduce retarder noise
both in the yard and in surrounding communities.   Data were ob-
tained during a parametric analysis program conducted at the
Northtown freight classification yard of the Burlington  Northern
Railroad in Fridley, Minnesota.  TSC made the noise measurements,
obtained baseline data, and analyzed the noise environment under
controlled test conditions for:  (1) a retarder without  a noise
barrier and  (2) the identical retarder shielded by a variable
geometry noise barrier.
                            B-14

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         DEPARTMENT OF TRANSPORTATION  (Continued)
          The final report indicates  the positive effect of barriers to
     reduce lateral sound propagation from classification yard retarders
     and the further improvement to be gained  by use of absorptive
     surfaces on the barriers.

     Sponsor:  DOT/Office of Noise  Abatement
     Investigator:   Burlington  Northern, Inc.  and Transportation
                    Systems Center

     Fiscal Year Funding ($1000):   1974   1975  1976   1977   1978
                                           69   *      *
OFFICE OF ENVIRONMENTAL AFFAIRS
     A Comprehensive Policy to Ameliorate Adverse Effects of Transpor-
     tation Facilities

          This project analyzed  ways  to reduce  adverse effects to per-
     sons and property adjacent to transportation facilities.  It ad-
     dressed  potential policy and legislative initiatives for such
     adverse impacts as noise and property value loss that detract from
     the overall positive benefits of airport,  highway and mass trans-
     portation facilities.

     Sponsor:  DOT/Office of Environmental Affairs; DOT/Office of the
               Secretary; DOT/Urban Mass Transportation Administration;
               DOT/Federal Highway Administration; and DOT/Federal
               Aviation Administration.

     Investigator:   Urban Systems Research and  Engineering, Inc.

     Fiscal Year Funding ($1000):  1974  1975   1976   1977   1978
                                   130
     Environmental Assessment Notebook Series;  Highways

          An Environmental Assessment Notebook Series will be designed
     as a technical resource manual  for those who are responsible for
     conducting transportation planning and  environmental impact assess-
     ment studies.  The Notebook Series is an attempt to better integrate
     the transportation planning process and the environmental impact
     assessment process.
     In-house funds
                                 B-15

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         DEPARTMENT OF TRANSPORTATION  (Continued)
          It describes techniques  for  conducting  social, economic, and
     physical impact analyses  as a means  of  facilitating and improving
     the quality of the environmental  assessment  process and organizing
     the findings in a readily usable  form.

     Sponsor:  DOT/Office of Environmental Affairs
     Investigator:   Skidmore,  Owings and  Merrill, Inc.

     Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
                                    310
     Environmental Assessment Notebook  Series:  Mass Transit

          An Environmental Assessment Notebook  Series will be designed
     as a technical resource manual  for those who  are responsible for
     conducting transportation planning and  environmental impact assess-
     ment studies.  The Notebook Series is an attempt to better inte-
     grate the transportation planning  process  and the environmental
     impact assessment process.

          It describes techniques for conducting social, economic, and
     physical impact analyses as a means of  facilitating and improving
     the quality of the environmental assessment process and organizing
     the finds in a readily usable form.

          The study will be initiated early  in  FY  78, with an estimated
     12-month completion date.

     Sponsor:  DOT/Office of Environmental Affairs
     Investigator:  Not cited

     Fiscal Year Funding ($1000): 1974  1975   1976   1977   1978
                                                        100
FEDERAL  HIGHWAY ADMINISTRATION
     Noise Standards and Procedures

          Section 114 of the Federal-Aid Highway Act of 1973  (Public
     Law No. 93-87) authorized FHWA to develop and promulgate procedures
     which would permit state highway agencies  to use apportioned
     Federal Highway funds for abatement of traffic noise from existing
     highways.  Interim regulations providing guidelines for  the
                                 B-16

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    DEPARTMENT  OF TRANSPORTATION (Continued)
submission and approval of noise abatement projects on previously
constructed highways were promulgated on February 13,  1974,  and
published February 22, 1974 (39 FR 6696).   These regulations were
promulgated in final form on May 14,  1976 as a Federal-Aid Highway
Program Manual (FHPM).

Sponsor:  DOT/Federal Highway Administration
Investigator:  In-house

Fiscal Year Funding  ($1000):   1974   1975   1976   1977   1978
Highway Barrier Design;  Acoustic Attenuation Surfaces  and  Materials

     The original objective of this study was to explore  the  rami-
fications of using sound absorbing material on existing highway
noise barriers and within tunnels.  The scope of the study  was
expanded to include barrier design considerations.   The study has
been completed, and the results have formed the basis for a series
of handbooks relating to noise barrier design.

Sponsor:  DOT/Federal Highway Administration
Investigator:  Bolt, Beranek and Newman

Fiscal Year Funding ($1000):  1974   1975   1976   1977  1978
                                15    100     97
Determination of Impact from Vibrations Related to Highway Use

     Highway-induced vibrations have been cited as causing both
human psychological discomfort and structural damage.   The objec-
tive of this study was to define the nature and extent of  the high-
way vibration problem by improving the existing understanding of
vibration excitation, propagation and effects.

     The final report collates and assesses the physical as well as
behavioral and legal literature on vibrations from highways,  con-
struction, blasting, etc., and develops guidelines to  preclude  or
control environmental vibrations devoting special attention to
highway vibration situations resulting in complaints or litigation.
In-house funds
                            B-17

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    DEPARTMENT  OF TRANSPORTATION (Continued)
Sponsor:  DOT/Federal Highway Administration
Investigator:  Science Applications,  Inc.

Fiscal Year Funding ($1000):   1974   1975    1976   1977    1978
                                       76     109
Study of Economic Costs of Alternative Measures to Mitigate Highway
Noise Impacts

     This program is to develop a data base  on the costs  of alter-
native measures (to noise barriers)  to attenuate highway  noise
propagation into the community.  At  4 to 6 sites within each state,
the costs and benefits of such alternatives  as  (1)  razing  the
dwelling adjacent to the highway,  (2)  buying the houses  and re-
selling the land for other than residential  purposes,   (3)  sound-
proofing the houses, etc., were evaluated.  FHWA is presently
utilizing this information as the basis for  an assessment of the
nationwide costs of alternative methods of mitigating  highway
traffic noise propagation into the community.

Sponsor:  DOT/Federal Highway Administration
Investigator:  State of New York, State of Minnesota,  State of
               Texas, State of Washington, and In-house

Fiscal Year Funding  ($1000):   1974   1975   1976   1977  1978
                                       60      3      *
Evaluation of Benefits of Source Reduction to Federal Highway Program

     This contract was written  (1)  to perform a cost effectiveness
analysis of vehicle source control versus alternative highway noise
mitigation measures,  (2) to demonstrate to state and local govern-
ments the advantages of quieting motor vehicles and  (3)  to evaluate
the effect, if any, of reduced exhaust heights (for trucks).

Sponsor:  DOT/Federal Highway Administration
Investigator:  Bolt, Beranek and Newman, Inc.

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                              13
In-house funds
                            B-18

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     DEPARTMENT  OF TRANSPORTATION  (Continued)
Manual Method for Prediction of Equivalent Sound Levels for Highway
Noise

     This is a task to prepare a manual for use by the states for
predicting the equivalent sound levels generated by freely flowing
traffic.

Sponsor:  DOT/Federal Highway Administration
Investigator:  In-house

Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
                                             *      *
Highway Noise Propagation

     This project involves examining the physical phenomenon of
propagation of highway noise over finite impedance ground planes
through the evaluation of mathematical treatments of wave propaga-
tion over absorbing ground planes.   The objective of the  study is
the development of a propagation model based on the rigorous mathe-
matical solution of the boundary value problem.

Sponsor:  DOT/Federal Highway Administration
Investigator:  Pennsylvania State University and In-house

Fiscal Year Funding ($1000):  1974    1975   1976   1977    1978
                                              10
Improvement of Highway Noise Prediction Procedures

     This program will identify and correct sources  of  prediction
error and/or inefficiencies associated with the TSC  predictive  model
for highway noise and develop a user's manual for the revised pro-
cedures.

Sponsor:  DOT/Federal Highway Administration
Investigator:  Science Applications,  Inc.

Fiscal Year Funding ($1000):   1974   1975    1976  1977   1978
In-house funds
                             B-19

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     DEPARTMENT  OF TRANSPORTATION (Continued)
Application of Acoustical Scale Modeling Techniques to Traffic
Noise Propagation at Urban Freeway Sites

     Existing highway noise predictive models are applicable  to
freely flowing traffic on roadways in nonurban areas.   It  is  doubt-
ful that current modeling techniques can handle,  with  an acceptable
degree of accuracy, noise impacted areas adjacent to urban and
suburban freeways where prominent structures exist between the
highway and the noise sensitive areas.  This contract  was  awarded
to develop a procedure more adaptable for noise prediction in the
above situations using a combination of the reference  site approach
and site scale modeling techniques.   The project  involves  selecting
actual highway sites, modeling them in the laboratory, and comparing
the noise measurements at the site to those obtained under con-
trolled laboratory conditions.

Sponsor:  DOT/Federal Highway Adminstration
Investigator:  Bolt, Beranek and Newman

Fiscal Year Funding  ($1000):   1974   1975   1976    1977   1978
                                              70     105
Insulation of Buildings Against Highway Noise

     A manual was prepared identifying procedures for selecting
effective noise insulation and ventilation modifications  for
residential buildings to minimize highway noise impacts.   The
feasibility of applying these design procedures was evaluated
as part of the Experimental Projects program, Feasibility of Sound-
proofing Private Dwellings.

Sponsor:  DOT/Federal Highway Administration
Investigator:  Wyle Laboratories

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                              20
Aesthetics of Noise Barriers

     To be acceptable to the communities,  highway noise barriers,
in addition to effectively attenuating the highway noise,  should
be aesthetically pleasing.  To highlight this important facet
of the barrier design process FHWA has developed a manual  for use
by highway engineers, landscape architects, and others involved
with the design of barriers.
                            B-20

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     DEPARTMENT  OF TRANSPORTATION  (Continued)
Sponsor:  DOT/Federal Highway Administration
Investigator:  Organization for Environmental Growth,  Inc.

Fiscal Year Funding ($1000):   1974   1975   1976   1977    1978
                                              80
Highway Noise Barrier Selection,  Design and Contruction Experiences

     Techniques and practices in highway noise barrier  design  and
construction are still evolving.   Research is underway  to refine
highway noise prediction methods on which barrier design is  based
and to develop a procedure to assist in optimizing barrer design
and material selection.

     Several states have had considerable experience with highway
noise barrier design and construction;  and others have  limited
experience which, in the aggregate, constitutes a body  of knowledge
which can provide guidance for highway engineers in selecting,
designing, and constructing noise barriers.

     Personnel from FHWA Region 10 cataloged the items  that  have
been and need to be considered in the process of designing noise
barriers.  Implementation Package 76-B, Highway Noise Barrier
Selection, Design and Construction Experiences, documents actual
experience such as cost, selection process, site, barrier materials,
height, length, etc., which have been reported where information
is available.  Where factual information based on experience is
not available, considerations have been discussed in general terms.

Sponsor:  DOT/Federal Highway Administration
Investigator:  In-house

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
BMCS Guidelines for the Measurement of Motor Carrier Noise  Emissions

     Michigan Acoustical Consultants developed a guidebook  for use
by Federal, State and local motor carrier noise enforcement per-
sonnel.  The bases for the guidebook are the Interstate Motor
Carrier Noise Emission Compliance Regulations promulgated by BMCS.
In-house funds
                            B-21

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    DEPARTMENT  OF TRANSPORTATION (Continued)
Sponsor:  DOT/Federal Highway Administration
Investigator:   Michigan Acoustical Consultants

Fiscal Year Funding ($1000):   1974   1975   1976   1977    1978
                                             13
Vegetative Noise Barriers

     This study will assess the potential effectiveness  of  narrow
forest barriers in terms of insertion loss relative to highway
noise and formulate the research plan for a larger scale study of
vegetative and forest noise barriers.

Sponsor:  DOT/Federal Highway Administrative
Investigator:  Pennsylvania State University

Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
                                                     10
Highway Noise and Vibration Research Strategies

     A workshop coordinated by Florida Atlantic University was  held
May 1977 to assist FHWA in identifying the future research needs
in highway noise and vibration and in formulating a long range
research plan.  The workshop resulted in the determination and
assessment of the state-of-the-art in highway noise and vibration,
identification and prioritization of long term research needs,  and
the organization of these research needs into manageable research
projects.

Sponsor:  DOT/Federal Highway Administration
Investigator:  Florida Atlantic University/In-house

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                                     19
Feasibility of Soundproofing Private Dwellings

     Utilizing highway construction funds, FHWA is planning to conduct
an experimental project at the state level to demonstrate the
feasibility of applying soundproofing to private dwellings as an
abatement measure for highway traffic noise.  Various soundproofing
techniques, such as double-glazed windows, total environmental
                             B-22

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    DEPARTMENT  OF TRANSPORTATION (Continued)
conditioning so that windows can be permanently closed,  careful
attention to sealing acoustic leaks, etc.,  will be evaluated  as  to
their practicality as a retrofit technique, and as to their effec-
tiveness in insulating against traffic noise and the costs  involved.
The results will be documented in a summary report.

Sponsor:  DOT/Federal Highway Adminstration
Investigator:  Not selected

Fiscal Year Funding ($1000) -.  1974   1975    1976   1977   1978
Noise Measurements Related to Highways

     During FY 77, FHWA initiated a contract for the development
of a manual for use by the states which will present the state-
of-the-art of noise measurements related to highways and their
effects on the environment.  The goal of the manual is the  promo-
tion of uniformity among highway noise measurements.  Material will
include, but not be limited to, noise emission levels for vehicles,
insertion loss/attenuation of barriers, evaluation procedures for
noise prediction models, etc.

Sponsor:  DOT/Federal Highway Administration
Investigator:  Dames and Moore

Fiscal Year Funding ($1000):  1974   1975   1976   1977  1978
                                                     20
NCHRP—Highway Noise Model Project

     A design guide was developed under this program which provides
the highway engineer or designer with the tools  necessary to
predict, evaluate and minimize traffic-generated noise in the
theoretical, experimental, and practical results developed under
other highway noise studies undertaken in the past ten years
especially the Michigan 117 model and the DOT/TSC model.   The design
guide and its supporting technical backup NCHRP Report 173,
Highway Noise-—Generation and Control and NCHRP Report 174,
Highway Noise—A Design Guide for Prediction and Control.
Funds will come from Highway Construction Funds (experimental
project).
                            B-23

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    DEPARTMENT  OF TRANSPORTATION (Continued)
Sponsor:  DOT/Federal Highway Administration
Investigator:  Bolt, Beranek and Newman

Fiscal Year Funding ($1000):   1974   1975   1976   1977    1978
                               180
NCHRP Investigation of Selected Noise Barrier Acoustical Parameters

     Procedures currently used to analyze highway noise barriers
and to predict their effectiveness have some limitations.   The
basic objectives of this project are to complete an analysis of
certain highway noise barrier parameters in addition to those
examined in recent studies.

     The additional factors  include:  (1)  barrier cross-sectional
shape (mounds, wedges, multiple-edge barriers, etc.);   (2)  barrier
surface characteristics (surface impedance of covering, etc.);  (3)
barrier influence on ground  cover effect (the influence of  a noise
barrier on the net ground effect on noise propagation).

     The study includes the  analysis of the significance of these
parameters to the overall performance of noise barriers in  terms of
the sensitivity of barrier effectiveness to each of the study
parameters.

     Since current procedures for calculating barrier effectiveness
are based on the thin-wall barrier assumption, the effects  of the
factors defined above will be related to the thin-wall barrier case
of convenience in the application of the research project results.
The project is schedule for  completion during the second quarter of
FY 78.

Sponsor:  DOT/Federal Highway Administration
Investigator:  Pennsylvania  State University

Fiscal Year Funding ($1000):  1974   1975   1976   1977  1978
                                                     75
Traffic Noise Prediction and Measurement

     To improve their capability for the accurate measurement and
prediction of highway noise, the State of Alabama developed and
implemented the following analytic and experimental tools:  (1) an
automated traffic noise data acquisition system and associated
                             B-24

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     DEPARTMENT  OF TRANSPORTATION  (Continued)
user's manual and  (2) a computer program for the prediction of
traffic noise based on the methodology of NCHKP Reports 117  and 144
and associated user's manual.  The adequacy of the instrumentation
system and experimental procedures was verified by carrying  out
field measurements at a number of highway sites.

Sponsor:  DOT/Federal Highway Administration
Investigator:  State of Alabama

Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
                                 3     21     58
Traffic Noise Near Highways:  Design and Environmental Variables

     The State of California attempted to develop better methods
for the evaluation, prediction, and control of traffic noise in
areas adjacent to highways.  They investigated the effect of high-
way design factors and terrain variables including natural or man-
made obstructions, reflecting surfaces, grades,  etc.   Criteria were
developed for desirable separation distances between  the nearest
travelled roadway lane and noise sensitive areas such as schools,
hospitals, and residences.

Sponsor:  DOT/Federal Highway Administration
Investigator:  State of California

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                12      4      1
Evaluation of Earth Berm Noise Barriers

     An evaluation was made of an experimental noise reduction
earth berm constructed alongside 1-84 in West Hartford,  Connecti-
cut.  The noise reduction effectiveness of the barrier was measured,
opinions on the effectiveness of the barrier were surveyed among
nearby residents, and the measured and predicted noise reduction
were compared.

Sponsor:  DOT/Federal Highway Administration
Investigator:  State of Connecticut

Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
                            B-25

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     DEPARTMENT  OF TRANSPORTATION  (Continued)
Propagation of Traffic Noise

     The State of Kentucky has initiated a field study to quantify
highway noise propagation parameters, i.e., traffic, environmental
and geometric factors, in relation to improving the highway noise
prediction models.

Sponsor:  DOT/Federal Highway Administration
Investigator:  State of Kentucky

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                              10
Determination of Truck Noise Levels

     The State of New Jersey is conducting an investigation of
truck noise levels in order to empirically correct the TSC Highway
Noise Prediction Model by accurately classifying truck noise emis-
sion levels.

Sponsor:  DOT/Federal Highway Administration
Investigator:  State of New Jersey

Fiscal Year Funding ($1000):  1974	1975   1976   1977   1978
                                                     79     46
Community Noise Measurements

     Noise measurements were made by the State of New Jersey to
obtain initial data and to monitor noise sensitive areas in the
State.  The measurements formed the basis for the investigation,
development, and implementation of noise abatement alternatives.

Sponsor:  DOT/Federal Highway Administration
Investigator:  State of New Jersey

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                52     17     48
Evaluation of Barrier Design Methods

     The State of New Jersey is performing an evaluation of traf-
fic noise barrier design methods in order to develop and implement
                             B-26

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     DEPARTMENT  OF TRANSPORTATION  (Continued)
a method of evaluating existing noise barrier design methods utiliz-
ing noise measurements before and after barrier construction.

Sponsor:  DOT/Federal Highway Administration
Investigator:  State of New Jersey

Fiscal Year Funding  ($1000):   1974   1975   1976   1977   1978
                                              23     67     47
Noise Measurements

     The Oklahoma Department of Highways has received funding for
three-year, $136K study to validate the noise prediction models
currently utilized by the department.  Of special concern is the
effect of average daily traffic and truck traffic on the model.
The research program will develop procedures for measuring noise
using digital sound recording equipment.  Noise data will be
collected and correlated with the noise prediction models that are
currently being used and any new or modified predictive models
made available to the states by the FHWA during the time frame of
the project.

Sponsor:  DOT/Federal Highway Administration
Investigator:  State of Oklahoma

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                                     54     33
Effectiveness of Barrier Design Computer Programs

     A field study of highway noise barriers is presently being
carried out by the State of Virginia.   They are utilizing current
prediction procedures to evaluate barrier performance in conjunc-
tion with before and after barrier construction measurements which
will provide the basis for an assessment of the effectiveness of
predictive computer programs in the design of noise barriers.

Sponsor:  DOT/Federal Highway Administration
Investigator:  State of Virginia

Fiscal Year Funding  ($1000):  1974   1975   1976   1977   1978
                                              30     18
                            B-27

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         DEPARTMENT OF TRANSPORTATION (Continued)
     Acoustic Barrier Research

          A series of four reports have resulted from a barrier study
     by the State of Washington.   The study,  conducted by the  Applied
     Physics Laboratory,  University of Washington,  included  laboratory
     modeling and full scale noise studies to investigate barrier at-
     tenuation of automobile and truck noise  at selected locations.

     Sponsor:  DOT/Federal Highway Administration
     Investigator:  State of Washington

     Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
                                            55     15
     Ground Cover and Wind Effects on Sound Propagation

          A field study is underway in the State of Washington to quantify
     the highway noise propagation losses over various types of ground
     covers considering the influence of wind speed and direction.

     Sponsor:  DOT/Federal Highway Administration
     Investigator:  State of Washington

     Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
                                                   95     48
FEDERAL  RAILROAD ADMINISTRATION
     Locomotive Noise Source Assessment

          The Transportation Systems Center (TSC)  in behalf of the
     Federal Railroad Administration (FRA)  and the DOT Office of Noise
     Abatement (ONA) and in cooperation with the Association of American
     Railroads (AAR), initiated a project to assess the overall and
     individual component noise levels from a typical diesel-electric
     linehaul locomotive.  Data show exhaust,  engine cooling fans, and
     the traction motor cooling system to be the major contributors to
     overall locomotive noise.

          Under a second contract, the data base collected in the above
     discussed study is being used to develop simplified noise source
     diagnostic procedures and simplified overall noise level testing
     procedures to facilitate the  field assessment of locomotive noise.
                                 B-28

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     DEPARTMENT  OF TRANSPORTATION  (Continued)
An additional contract to be initiated in FY 78 will address the
sources of noise from a locomotive of a different manufacturer.

Sponsor:  DOT/Federal Railroad Administration
Investigator:  Bolt, Beranek and Newman, Inc.

Fiscal Year Funding  ($1000):  1974   1975   1976   1977   1978
                                49            17            61
Locomotive and Rail Car Exterior Noise Emissions

     This research program will build upon previous efforts of the
locomotive noise sources assessment program and will further in-
vestigate specific sources of noise and address the need for ad-
ditional data to support standards associated with the December 1975
Federal Railraod Noise Emission Regulation.

     Specific requirements to be addressed include:  (1) compliance
certification of stationary locomotives,   (2) the effect of load
cell noise as a contaminant in stationary locomotive tests,  (3)
the difficulty in determining individual locomotive noise contribu-
tions in moving consists, and  (4) identification of individual
rail car noise contributions in a moving train.

FY 77 Funded tasks include:

(1)  A survey of load cells will be conducted to evaluate their
design, location and estimated noise level.  Methodology will be
developed to relate locomotive noise levels measured at typical
load cell sites to those measured at sites in strict conformance
with the requirements of the 1975 noise emission regulation.

(2)  The feasibility of developing and demonstrating simplified
noise measurement procedures, e.g., unloaded, stationary tests,
that correlate with measurements made in strict accordance with the
1975 regulation.

The contract was awarded in the first quarter of FY 78.

Sponsor:  Federal Railroad Administration
Investigator:  Bolt, Beranek and Newman

Fiscal Year  ($1000):   1974   1975   1976   1977   1978
                                             72
                            B-29

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          DEPARTMENT  OF TRANSPORTATION  (Continued)
     In-Cab Locomotive Noise Survey

          The program is being conducted by the Office of Rail Safety
     Research in cooperation with the AAR.   Technical contract support
     is being provided under interagency agreement by the Department
     of Commerce, National Bureau of Standards.  The objective of the
     program is threefold:  (1)  to determine,  by means of representative
     sample of locomotives in operational settings, the extent of crew
     exposure to noise,-    (2) to identify simplified test procedures and
     measurement methodologies that can be used in an operational
     environment to determine whether or not an individual locomotive
     is capable of generating excessively high noise levels;  and  (3)
     to identify measurement techniques whereby component sources of
     noise within the locomotive cab can be identified.

          This program effort is currently underway and is expected to
     continue through May 1978.

     Sponsor:  DOT/Federal Railroad Administration
     Investigator:  National Bureau of Standards

     Fiscal Year Funding  ($1000):   1974   1975   1976   1977    1978
                                                         103      45
URBAN MASS TRANSPORTATION ADMINISTRATION
     New York City Transit System Study

          This project was funded under the UMTA University grant pro-
     gram to study the problems of noise in the community and the noise
     environment of riders and customers waiting in stations.  The
     grant was extended in FY 76 (see description under "Noise Assess-
     ment of the New York City Rail Transit System").

     Sponsor:  DOT/Urban Mass Transportation Administration
     Investigator:  Polytechnic Institute of New York

     Fiscal Year Funding ($1000) :  1974   1975   1976   1977   1978
                                    120
                                  B-30

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     DEPARTMENT  OF TRANSPORTATION  (Continued)
Chicago Transit Authority Study

     This project was to study the problems of noise in the com-
munity and the noise environment of riders and customers waiting in
stations.  The report will be published in FY 78.

Sponsor:  DOT/Urban Mass Transportation Administration (University
          grant program)
Investigator:  University of Illinois

Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
                                66
Cleveland, Philadelphia, and San Francisco Transit System Studies

     This project was to study the problems of noise in the  com-
munity and the noise environment of riders and customers waiting in
stations.  The report will be published in FY 78.

Sponsor:  DOT/Urban Mass Transportation Administration
Investigator:  Boeing-Vertol

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                               120
Wheel/Rail Noise and Vibration Study

     This project was to develop wheel/rail noise and vibration
control technology.  A two volume report presents analytical  models
of impedance, response, radiation efficiency,  directivity of  wheels
and rails, and analytical formulas for the prediction of wheel/rail
noise.

Sponsor:  DOT/Urban Mass Transportation Authority
Investigator:  Bolt, Beranek, and Newman

Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
                               184
Track and Elevated Structure Noise and Vibration

     A theoretical model was developed for the prediction of  noise
radiated by elevated structures on rail transit lines.   The validity
of the predictive model was shown through comparison with a field
                            B-31

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       DEPARTMENT OF TRANSPORTATION  (Continued)
study of three different types of elevated structures on. the
Massachusetts Bay Transportation Authority.   Also developed was a
theoretical model for the prediction of vibration reduction by use
of floating slab tracks in subway tunnels.   The results of this
study are documented in a series of three reports.

Sponsor:  DOT/Urban Mass Transportation Administration
Investigator:  Cambridge Collaborative

Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
                               147
In-Service Noise Abatement:   Test and Evaluation

     The Southeastern Pennsylvania Transportation Authority (SEPTA)
was selected to serve as a test bed for a study of the most promis-
ing currently available techniques for abating rail/wheel noise at
its source.  These techniques include rail grinding,  wheel truing,
and using resilient wheels and wheel damping.

     While these four techniques are employed  on a very limited
basis, careful records are being kept on the actual cost of in-
stalling, maintaining, and utilizing the appropriate hardware.
Noise measurements are taken while these abatement techniques are
being utilized, and the results compared with  normal trains under
comparable conditions.  These measures of cost and effectiveness
are obtained concurrently.

Sponsor:  DOT/Urban Mass Transportation Administration
Investigator:  DeLeuw Gather; and Wilson, Ihrig & Associates

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                      379     46      *     50
New Systems Specifications:  Capital Grants

     In addition to the research and demonstration program activi-
ties , very important improvements and advancements are being made
as a result of progressive systems specifications being drawn for
Funding includes noise considerations which are not separately
identified.
                             B-32

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            DEPARTMENT OF TRANSPORTATION  (Continued)
     new transit systems which are being developed  with massive Federal
     support.  Such specifications exhibit incremental noise  improve-
     ments with time.   Estimates of the costs  of  such specifications
     cannot be provided; however, the noise reduction contributions of
     such system specification will be significant.

     Sponsor:  DOT/Urban Mass Transportation Administration
     Investigator:  Not cited

     Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
     State-of-the-Art Car

          Programs such as the State-of-the-Art Car  and  the development
     of a screech loop at the Pueblo High Speed Test Center will add to
     the body of information permitting continuous improvement  in rapid
     transit noise control.

     Sponsor:  DOT/Urban Mass Transportation Administration
     Investigator:  Boeing-Vertol/Transportation  Systems Center

     Fiscal Year Funding ($1000):   1974   1975    1976   1977    1978
                                    t      t     t      t      t
     Screech Loop Pueblo Facility

          Programs such as the State-of-the-Art  Car  and  the development
     of a screech loop at the Pueblo High Speed  Test Center will add to
     the body of information permitting continuous improvement in rapid
     transit noise control.

     Sponsor:  DOT/Urban Mass Transportation Administration
     Investigator:  Transportation Systems Center

     Fiscal Year Funding ($1000):   1974   1975   1976    1977   1978
                                    tt     tt    tt     tt     tt
*    Not dedicated primarily to surface  transportation noise
f    Funding includes noise considerations which are not separately identified
t f   In-house funds
                                 B-33

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       DEPARTMENT OF  TRANSPORTATION  (Continued)
Noise Assessment of the New York City Rail Transit System

     This project is a continuation of an UMTA University Grant
initiated in FY 74.  Three efforts are being undertaken:

          Reviewing and up-grading of the cost estimates for noise
          reduction in the previous NYCTA noise assessment work.

          Field measurements to monitor "degradation" (in terms of
          noise) of specific car models.

          Analysis of car maintenance records to determine useful
          life and costs of car improvements.

Sponsor:  DOT/Urban Mass Transportation Administration
          (University Grants Program)
Investigator:  Polytechnic Institute of New York

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                              62
Advanced Automated Systems

     This task involves systems development and exploratory efforts
in the area of personal and group rapid transit systems (PRT's and
GRT's) and also includes noise related activities as a part of
the advanced work necessary to determine applicability of such
systems for future transportation needs.

Sponsor:  DOT/Urban Mass Transportation Administration
Investigator:  Not cited

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                               *****
Elevated Structure Noise Control

     Previous UMTA funded research in this area (FY 74) has resulted
in analytical tools for predicting noise from elevated rail transit
structures.  These tools will now be used to interpret and extend
Not dedicated primarily to surface transportation noise
                             B-34

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          DEPARTMENT OF  TRANSPORTATION  (Continued)
   the results of field tests of noise abatement on elevated struc-
   tures in order to develop a "Noise Control Design Guide for Elevated
   Structures".  Specific recommendations will be given for reducing
   noise from the noisiest types of U.S. elevated rail structures.

   Sponsor:  DOT/Urban Mass Transportation Administration
   Investigator:  To be determined

   Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
   Handbook of Urban Rail Noise and Vibration Control

        During FY 76-77, DOT/TSC wrote a summary of the available
   technology for prediction and control of rail system noise.   This
   document will form the basis of a Handbook of Urban Rail Noise and
   Vibration Control.  Work on this handbook will be initiated in FY
   78.

   Sponsor:  DOT/Urban Mass Transportation Administration
   Investigator:  To be determined

   Fiscal Year Funding  ($1000):  1974   1975   1976   1977   1978
                                                              150
   Transbus Program

        The UMTA Transbus research and development program,  undertaken
   with the participation of bus operators and suppliers (General
   Motors Truck and Coach; Rohr, Inc.; and AM General Corporation)
   has developed a number of design and performance improvements
   for incorporation into the specifications for ordering full size
   transit buses.

   Sponsor:  DOT/Urban Mass Transportation Administration
   Investigator:  Rohr Industries, General Motors Truck, and Coach
                  and AM General Corp.

   Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
                                   t       t       t       t       t
*  Funds allocated; amount not disclosable because of contract pro-
   curement procedures.

 t  Funding includes noise considerations which are not separately
   identified.
                               B-35

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       DEPARTMENT OF  TRANSPORTATION  (Continued)
Purchase Specifications,  Transit Coaches

     The Mitre Corporation examined current transit bus models to
determine specific improvements that can be accomplished through
a modification program.   Three improvement kits,  consisting of
new or modified components to lower exterior bus  noise were recom-
mended:  treatment of the radiator fan,  insulation of the engine
compartment, and the addition of an effective air intake silencer.
The proposed kits were not prototype tested.

     Mitre proposed a new noise measurement procedure for diesel
transit buses, based on SAE J366.  Procedures for making interior
measurements at various positions within the bus  were also proposed.

Sponsor:  DOT/Urban Mass Transportation  Administration
Investigator:  Mitre Corp.

Fiscal Year Funding ($1000):   1974   1975   1976    1977   1978
                                       22
Development of a Noise Control Design Guide for Urban Rail Transit
Elevated Stuctures

     This study will assess and utilize existing models of elevated
structure noise propogation, inventory U.S. urban rail transit
elevated structures, and review existing noise control case studies
and case history data.  Field and laboratory testing will be con-
ducted to determine engineering and cost effectiveness of noise
control measures.  From this work a design guide for noise abate-
ment in existing elevated structures will be prepared.

Sponsor:  DOT/UMTA
Investigator:  Not selected

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                                           350
                             B-36

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          APPENDIX C

ENVIRONMENTAL PROTECTION AGENCY
         RD&D PROGRAMS
              C-l

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                             APPENDIX C

                 ENVIRONMENTAL PROTECTION AGENCY
     Funding for 1976 includes the transition quarter (J\ily 1, 1976 to
September 30, 1976).  Figures cited for 1977 and 1978 represent esti-
mates or new data.

     Truck Noise Identification and Control Through Enclosure

          This project is an extension of the noise control research
     work done by the DOT in support of the DOT Quiet Truck Program.
     This is an effort on the part of EPA to advance technology and to
     demonstrate the existence of technology for reducing truck noise
     levels below the 80 dBA limit set for January 1, 1982, in the
     medium and heavy truck regulation.  The study involves two
     principal areas:  experimental and analytical methods of identify-
     ing truck noise sources, and the development and construction of
     a closefitting enclosure for engine noise reduction.  This program
     is still in progress.

     Sponsor:  EPA/Office of Noise Abatement and Control
     Investigator:  Purdue University

     Fiscal Year Funding  ($1000):  1975     1976     1977     1978
                                             155                25
     Quiet Truck Demonstration

          This effort is a continuation of the noise control research
     work done by DOT from FY 72 through FY 74.  This program will have
     three activity areas.  The first two involve continuing efforts
     to develop noise abatement measures of light, medium, and heavy
     trucks and the demonstration of their effectiveness.  The third
     is to demonstrate compatibility of noise control measures with
     operational service requirements.  New trucks will be pro-
     cured and modified to incorporate identified noise reduc-
     tion components.  All variables surrounding truck performance
     will be evaluated.  This program will provide an input to the
     total technology assessment which is planned in support of the
     regulatory process.

     Sponsor:  EPA/Office of Noise Abatement and Control
     Investigator:   Elements  1&2  - Applied Hydroacoustics
                    Element 3 - Not  Selected

     Fiscal Year Funding ($1000):  1975     1976     1977     1978
                                                              750
                                 C-3

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     ENVIRONMENTAL PROTECTION AGENCY  (Continued)
Transit Mall Noise Mitigation Demonstration

     This study will develop methods for abating noise at transit
malls, and demonstrate the effectiveness of these methods at the
future Broadway Plaza, Mall in New York City.   Part of this study
will include literature review, evaluation of existing transit
malls, and identification and demonstration of advanced noise re-
duction techniques.  This research is a cooperative effort between
UMTA of the DOT and the EPA.  Project will start in FY 78.  UMTA
will serve as project manager.

Sponsor:  EPA/Office of Noise Abatement and Control, DOT/UMTA
Investigator:  New York City

Fiscal Year Funding ($1000):  1975     1976     1977     1978
                                                 40*
Internal Combustion Enginet

     This program will advance noise control state-of-the-art and
demonstrate noise reduction techniques applicable to internal com-
bustion engines  (gas turbines are excluded).  Included are diesel,
gasoline, and rotary engines.  Engines powering  such  products as  small
industrial compressors, automobiles, trucks, marine vessels, lo-
comotives, lawn mowers, chain saws, and tractors are to be con-
sidered.  Only existing engine concepts will be utilized.   The work
will focus on methods of adjusting or modifying structure, com-
bustion process, and mechanical design of power producing  parts.

Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  Calspan and Cambridge Collaborative

Fiscal Year Funding  ($1000):   1975     1976     1977     1978
                                                 319      244
Contribution from other Federal agencies not finalized.

The internal combustion engine program  contributes  to  both the  surface
transportation and machinery and construction areas.  This  program
is shown in this report and in the machinery and construction
noise report with proportionate funding.  Total FY 77 and
78 funding levels are $425K and $325K, respectively.  Total
planned funding for the program is 2.25 million dollars.
                              C-4

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     ENVIRONMENTAL PROTECTION AGENCY  (Continued)


Automatic Identification of Noise Sources

     This program will develop a surface transportation noise
source identifier for use with community noise monitoring systems.
The basis for this program will be a technique using cross-correla-
tion to distinguish noise emissions from from motorcycles,  trucks.
buses, and automobiles.  In addition,  alternative identification
techniques will be examined.
Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  US Army/CERL

Fiscal Year Funding ($1000):   1975     1976     1977     1978
                                                  10
Highway Noise Impact Through Year 2000

     This study provided the information base for developing
future strategy and future research needs with respect to vehicular
traffic noise.  Trucks and cars at high speeds, power trains (engine,
transmission), and tires were some of the variables investigated.
Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  Wyle Laboratories

Fiscal Year Funding ($1000):   1975     1976     1977     1978
                                                  22
Comparison of Highway Noise Prediction Models

     This study reviews and compares the existing highway noise
prediction methodologies of the National Cooperative Highway
Research Program (NCHRP),  Transportation Systems Center (TSC)  of
DOT, and Wyle Research Laboratories.  The three models often
predict different values for identical situations.   Simplified
methods for estimating the differences among the predictive  models
are identified.  Conclusions on the validity of these models are
                            C-5

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     ENVIRONMENTAL PROTECTION AGENCY  (Continued)
drawn.  In addition based on this analysis a highway  noise  impact
review manual was published in May 1977.

Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  Wyle Research Laboratories

Fiscal Year Funding ($1000):   1975     1976     1977      1978
                                                  25
Recreational Land Use Noise Reduction Demonstration at  a Public
Forest
     This study is to develop for recreational land use  areas
noise assessment techniques,  noise criteria,  and noise abatement
measures, e.g. operational reductions and land management.   The
abatement procedures developed are to be demonstrated at selected
forest land recreational sites.  This study is a cooperative pro-
gram between the Department of Agriculture and the  EPA.

Sponsor:  EPA/Office of Noise Abatement and Control,  USDA/Forest
          Service
Investigator:  Department of Agriculture/Forest Service

Fiscal Year Funding ($1000):   1975     1976     1977     1978
                                                 50*      35*
Evaluate Change in Sensitivity of Microphone Systems  as  a Function
of Temperature and Humidity

     This study evaluated three pressure transducers:  the condenser
and electret microphones and the hydrophone.  Areas investigated
were:

          the effects of temperature on sensitivity

          the effects of humidity on the condenser and electret
          microphones

          the significance of temperature and himidity effects on
          the computation of L
                              eq
EPA contribution only.
                              C-6

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     ENVIRONMENTAL PROTECTION AGENCY  (Continued)
Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  Department of Commerce/National Bureau of Standards

Fiscal Year Funding ($1000):  1975     1976     1977     1978
                                18
Acoustic Classification of Highway Vehicles

     This study investigated the possiblility of using the Cross
Correlation Classifier System developed by ENSCO for the Army to
classify highway vehicles (cars, trucks, buses,  and motorcycles)
by their noise signatures.  This study was a preliminary effort
toward developing an inexpensive highway noise monitor.

     This study results indicated that the Cross-Correlation
Classifier System was inapplicable for classifying the various
nonmilitary highway vehicles.  The signature variations within any
specific civilian class makes isolation of a single vehicle class
extremely difficult.

Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  ENSCO, Inc.

Fiscal Year Funding  ($1000):   1975     1976     1977     1978
Characteristics of Microphone Windscreen Performance

     Characteristics of microphone windscreen performance when used
as part of a sound measurement system will be investigated.   The
study will consider wind noise as a function of wind speed;  and
wind screen size, material,  and porosity.

Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  Department of Commerce/National Bureau of Standards

Fiscal Year Funding ($1000):  1975     1976     1977     1978
                                                  10
Highway Noise Mitigation Demonstration

     The purpose of this study is to demonstrate highway noise  con-
trol technology.  The study will be conducted in four phases:
                             C-7

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     ENVIRONMENTAL PROTECTION AGENCY  (Continued)
identification of sites .suitable for demonstrating noise  mitiga-
tion measures, determination of available mitigation alternatives,
demonstration, and evaluation and dissemination of information
on results.   Various mitigation measures  such as barriers,  and
land use management are to be considered.   The major interest is in
the demonstration of barrier effectiveness.   This effort  is to be
a cooperative program between the FHWA of DOT and the EPA.

Sponsor:  EPA/Office of Noise Abatement and Control,  DOT/Federal
          Highway Administration

Investigator:  New York State

Fiscal Year Funding ($1000):  19751976     1977     1978
                                                         20*
Tire Noise Reduction

     The objective of this program is to provide  a  technology and
cost demonstration of quiet tires for light medium  and  heavy duty
highway vehicles.   The first phase of this program  scheduled for
FY 78, will study and address unresolved technological  issues
such as:

     (A)  By class of tire, which of the potential  sources  of noise
          (tread air pumping, tread vibration,  carcass  vibration,
          rim and wheel vibration, aerodynamics,  etc.)  dominates
          or significantly contributes to the overall tire  noise
          level?

     (B)  Are there reliable methods of identifying and measuring
          the relative contribution of noise from each  source?

     (C)  Are there reliable methods of predicting  or estimating
          the relative contribution of noise from each  source?

     (D)  If there are methods of predicting the  noise, cire these
          methods based upon a relationship between tire noise and
          tire materials and designs in such a manner as to pro-
          vide insight as to what design changes  will lead  to
          reduced noise?

     (E)  Can changes in other operational parameters  (wear, ride,
          handling, traction, etc) to be quantitatively predicted
          for proposed changes in designs to reduce noise?
EPA funding only, FHWA funding has not been finalized.

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    ENVIRONMENTAL  PROTECTION  AGENCY  (Continued)
       The results will advance the state-of-the-art in noise con-
 trol engineering as applied to tires  of various classes.  The
 second phase of this program will demonstrate the technology and
 costs associated with quiet tires.

 Sponsor:  EPA/Office and Noise Abatement  and Control
 Investigator:  Not selected

 Fiscal Year Funding  ($1000)  1975     1976     1977     1978
                                                        150*
The estimated total  funding from FY 78 thru FY 81 is $675K.
                            C-9

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     APPENDIX D

DEPARTMENT OF DEFENSE
    RD&D PROGRAMS
         D-l

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                             APPENDIX D

                       DEPARTMENT  OF DEFENSE
     The fiscal year funding for 1976 includes the transition quarter
(July 1, 1976 to September 30, 1976).  Funding figures for 1977 and
1978 are estimates or represent incomplete new data.

     TARADCOM Analysis of Armored Reconnaissance Scout-Vehicle Contractor
     Program to Reduce Exhaust System Noise,  Noise Reduction of the
     M561 (Gama Goat) and Information Dissemination

          The noise reduction effort on the Scout Vehicle was initiated
     because of the reduced noise required in a reconnaisance vehicle.
     The contractor's work accomplished, mainly on the exhaust system,
     was closely monitored to arrive at required specification levels.

          The M561 and M792 GAMA GOAT 1-1/4 ton cargo and ambulance
     vehicles are somewhat different type trucks in that the engine is
     directly behind the cab.  The driver and assistant driver therefore
     are in close proximity to a high level noise source.  A kit was
     designed which consisted only of sound barrier and absorption
     materials attached to the inside of the cab.  The heavy sound bar-
     rier material attached to the cab rear surface provided sound trans-
     mission reduction between the engine and cab personnel.  The noise
     was reduced to within three dB of the military standard limit  of
     85 dB and below the 90 dB limit of the Motor Carrier Safety Regula-
     tion.

          The dissemination of noise information to the various vehicle
     offices and other Army agencies is an important phase of the noise
     effort.  Vehicle offices are required to be aware of relatively new
     noise requirements and limits from initial to final phases of pro-
     curement, production and test.  Certain mission operational condi-
     tion such as "Silent Watch" have differing or no documented noise
     requirements and each case is studied and noise levels developed
     as needed.  Noise requirements and limits for vehicles are delineated
     in the Army's MIL-SID 1474A "Noise Limits for Army Materiel,"
     March, 1975; TB-MED 251 "Noise and Conservation of Hearing (Army),
     March 1972; The Noise Control Act of 1972; and EPA, DOT/FHWA regu-
     lations imposed on the commercial vehicle manufacturer.

     Sponsor:  Army/TARADCOM
     Investigator:  In-house

     Fiscal Year Funding ($1,000):  1974   1975   1976   1977   1978
                                      20     60    10     60     30
                                   D-3

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           DEPARTMENT  OF DEFENSE  (Continued)
Computer Correlation of Vehicle Detectability

     A research effort was funded to devise a computer program which
would predict the distance to inaudibility based on measured
vehicle noise levels and conditions including hearing threshold,
terrain, climate (wind, temperature, etc.)  foliage and vegetation,
barriers and other variables.  These are fed into the program.  The
computer then prints out a predicted range to inaudibility in
meters.  Reports were issued in August,  1974 (DOD ref. 11) and
January 1977, (DOD ref. 16).

Sponsor:  Army/TARADCOM
Investigator:  Bolt Beranek and Newman

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                30     12     30     20
Isolation and Measurement of Component Noise Emissions of a M813
5-Ton Cargo Truck

     The M813 5-ton cargo was the subject of an out-of-house re-
search and development effort to reduce in-cab noise.   This pro-
gram was accomplished in two phases.  In the first, sound reduction
materials were installed in the cab and in the engine compartment.
Noise levels were reduced but insufficiently to meet targeted
limits.  Further modifications to the exhaust system and coolant
fan installation made a further reduction in the cab and on the
exterior but not to anticipated acceptable levels.   Further recom-
mended work includes a clutch fan of the viscous type.  Costs for
the two step reduction are estimated at $189 and $410, respectively.
A report was issued in July, 1974 (DOD ref. 13).

Sponsor:  Army/TARADCOM
Investigator:  Cummins Engine Co./H.L. Blachford, Inc.

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                40     20            40    120
                             D-4

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          DEPARTMENT  OP DEFENSE  (Continued)


Noise Reduction of Military Vehicles

     This program consisted of four major tasks.

     1.   Survey Noise Conditions, Existing Vehicle Fleet

          The first task of this program was a continuation of work
          to evaluate noise conditions of the present vehicle
          fleet.  This baseline data enabled a rank ordering of
          vehicles for further attention with the initial noise
          analysis and reduction effort on combat vehicles of high
          density, high noise level and/or high personnel exposure
          to hazardous levels.  Immediate attention was given to
          equipment in Product Improvement Program (PIP)  stages.
          Vehicles which are subjects of Equipment Improvement
          Reports (EIR's), Engineering Change Proposals (ECP's)
          and Unsatisfactory Equipment Reports (UER's)  also will
          be high in order for work to be performed.   The task
          will be structured as follows:

          (1)  Rank order vehicles

          (2)  Test for baseline data

          (3)  Complete eight vehicle types per year  (five vehicles
               of each type)  for 3 years.

          Seven vehicles have already been satisfactorily evaluated.
          The results of this work have been published in TACOM
          Technical Report No. 82628, "Procedure for  Statistical
          Analysis of Vehicular Noise Emission Spectra for Limited
          Samples."

Investigator:  In-house

     2.   Analyze and Rank Order Noise Sources_pn Selected Fleet
          Vehicles

          Based on the priorities established in the  above task,
          an experimental phase will determine major  noise sources
          and determine noise control methodology for selected
          fleet vehicles.

          This task will cover two vehicle type per year, one combat
          and one tactical type, for 5 years.
                            D-5

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          DEPARTMENT  OF DEFENSE  (Continued)


Investigator:  In-house and unspecified contractor.

     3.   Perform Experimental Noise Reduction as Required

          Once noise sources  have been isolated and rank order,
          noise abatement techniques will be developed that will
          be cost beneficial  as a kit installation in the field
          or in production as applicable.

Investigator:  Not specified

     4.   TECOM Validation of Noise Reduction Modification Effec-
          tiveness
          The vehicle with a final design product or modification
          will require validation testing by TECOM to determine
          that the vehicle meets the military standards or other
          performance requirements for aural detectability at a
          distance.

          Validation data will be compared to Motor Carrier,  and
          Medium and Heavy Truck Regulations for those vehicles
          likely to travel public roadways within cities and  on
          highways.

Sponsor:   Army/TARADCOM
Investigator:  TARADCOM (In-house)/TECOM

Fiscal Year Funding ($1000):  1974   1975   1976   1977   1978
                                30     50    120     78    200
Research in Power Train Noise

     The power train is a major source of noise on many vehicles,
both combat and tactical.  In a parallel effort on representative
candidates such as the M60 and M520 GOER cargo, the scope of work
will include:

          Isolation of engine and drive train from chassis through
          the use of high compliance vibration reduction mountings

          Reduction of airborne noise through the use of manifold-
          ing mounted exhaust silencers and noise reducing absorp-
          tion and barrier materials
                            D-6

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           DEPARTMENT  OF DEFENSE (Continued)
          Noise reduction investigation of the drive train through
          use of improved gear design.  NOTE:  Progress has been
          attained on the M520 GOER cargo.  The draft technical
          report is complete.  It indicates such gear redesign is
          required and this constitutes a good starting point.

Sponsor:  Army/TARADCOM
Investigator:  In-house

Fiscal Year Funding ($1000):  1974    1975    1976    1977    1978
                                        30              60      60

Track and Suspension Noise Reduction Research

     Due to the seriousness of the noise problem on tracked vehicles,
the Army initiated three studies.

     1.   One study consisted of a theoretical and experimental
          analysis of the track and suspension system.  This con-
          sisted of three phases:

               The design of a computer program to simulate the
               track and suspension

               The isolation of the noise produced by the sprocket,
               idler and roadwheels in order to determine the con-
               tribution of each of these sources

               The measurement of vibration levels at the suspen-
               sion system, and force-to-noise transfer functions
               for predicting interior noise levels.

     In order to pursue the theoretical finds of this study, an
experimental idler will be designed and tested to determine the
actual noise reduction achievable when measuring, in isolation, the
noise of a low compliance idler.  In addition, the compliance and
shape of the inner track will be modified to assess potential noise
reduction.

     Further analysis will include the determination of coupling
efficiency between the suspension system and the hull, and the
potential noise reduction achievable by structural changes to
the hull.
                            D-7

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           DEPARTMENT  OF DEFENSE  (Continued)
Sponsor:  Army/Human Engineering Laboratory
Investigator:  FMC Corp,;  Bolt Beranek and Newman

Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
                                             130    130    130
     2.   A second study was aimed primarily at light tracked
          combat vehicles with the M113A1 armored personnel car-
          rier as a possible test rig candidate.   The contribution
          to overall noise of sprockets,  idlers,  roadwheels,  and
          track will be investigated through a one-tenth scale
          vehicle model developed by TARADCOM.

Sponsor:  Army/TARADCOM
Investigator:   In-house and unspecified   contractor

Fiscal Year Funding ($1000):  1974   1975   1976    1977   1978
                                30     30     30      60     40
     3.    A third study analyzed and described in quantitative terms
          the noise reducing effect of track tension variations
          stemming from the geometric changes in track periphery
          accompanying chordal action and from the sprocket
          driving action.  The mechanical and/or structural con-
          cepts selected for controlling noise and vibration will
          be designed, fabricated,  and tested for effectiveness.

Sponsor:  Army/DARCOM
Investigator:  In-house

Fiscal Year Funding ($1000):  1974    1975  1976   1977   1978
                                             54     40
Provide Technical Assistance in Development of Design Concepts
for New Vehicles

     In addition to supporting noise measurement and redution in
the present vehicle fleet, an important part of the proposed pro-
gram involves the establishment of close liaison with offices
engaged in development, design, and specification of new vehicles.
Much can be done in the earliest stages.  Advance knowledge of
the type of engine, track and suspension, and/or body style per-
mits a preliminary estimate of nose conditions.  This task will:
                            D-8

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           DEPARTMENT  OF DEFENSE (Continued)
          Provide technical guidelines to the vehicle manager in
          development and design of concept and new vehicles and
          equipment toward acceptable noise conditions

          Provide similar technical assistance to suppliers and
          contractors where indicated by the vehicle manager

          Support draft technical specification to support limits
          required by Required Operational Capability (or other
          document) and to delineate required tests.

Sponsor:  Army/TARADCOM
Investigator:  In-house

Fiscal Year Funding ($1000):   1974   1975   1976   1977   1978
                                                      30     30
Other Component Research

     Candidate components include:

          Cooling fans - newer fans include high efficiency,  low
          rotational speed and viscous (clutch type)  units and
          high efficiency radiators.

          Low volume, low back pressure exhaust and intake
          silencers  (mufflers)

          Mountings with new, higher compliance values for im-
          proved vibration isolation to meet severe shock require-
          ments , etc.

          Turret hydraulic system - important during silent watch.

Other important noise sources will be identified through coordina-
tion with vehicle user (Ft. Knox, etc.).

     The work will be coordinated with appropriate TARCOM/TARADCOM
offices.

Sponsor:  Army/TARADCOM
Investigator:  In-house

Fiscal Year Funding  ($1000):   1974   1975   1976   1977   1978
                                                            40
                            D-9

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       APPENDIX E

DEPARTMENT OF AGRICULTURE
      RD&D PROGRAMS
           E-l

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                            APPENDIX E

                    DEPARTMENT OF AGRICULTURE
     Funding for 1976 includes the transition quarter (July 1,  1976 to
September 30, 1976).   Figures cited for 1977 and 1978 represent estimates
or new data.

     Recreational Land Use Noise Reduction Demonstration at a Public
     Forest

          This study is to develop for recreational land use areas noise
     assessment techniques, noise criteria, and noise abatement measures,
     e.g. operational reductions and land management.  The abatement
     procedures developed are to be demonstrated at selected forest
     land recreational sites.  This study is a cooperative program
     between the Department of Agriculture and the EPA.

     Sponsor:  EPA/Office of Noise Abatement and Control
     Investigator:  Department of Agriculture/Forest Service

     Fiscal Year Funding ($1000) -.  1975     1976     1977    1978
     Environmental Impacts of Off-Road Vehicle Noise

          Work to predict environmental impact of off-road vehicle
     operations was begun in FY 75.   This continued through FY 76 based
     on previous work which cataglogued the noise levels and spectra
     of motorcycles, dune buggies,  four-wheel drives,  and snowmobiles.
     This methodology is not limited to the prediction of environmental
     impact of off-road vehicles, but has been used in forest planning
     of transportation systems, including location of  logging roads,
     trails, and campgrounds, as well as forest highways.

     Sponsor:  USDA/Forest Service
     Investigator:  In-house

     Fiscal Year Funding ($1000):  1975     1976     1977     1978
                                    t          3                 6
*    Forest Service funding has not been finalized.

t    Not dedicated primarily to surface transportation noise.


                                 E-3

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       DEPARTMENT OF  AGRICULTURE (Continued)
Measurement Methodology for All Terrain Vehicles

     The measurement methodology for motorcycles is being applied
to other off road vehicles including four-wheel drive jeeps.   It
is being adapted on a Forest-by-Forest basis throughout the
Forest Service.

Sponsor:  USDA/Forest Service
Investigator:  In-house

Fiscal Year Funding ($1000):  1975     1976     1977     1978
Measurement Methodology for Boats

     In order to prepare a measurement methodology for pleasure
boats a study will be initiated to develop a classification for
boats and identify boating noise sources.

Sponsor:  USDA/Forest Service
Investigator:  In-house

Fiscal Year Funding ($1000):   1975     1976     1977     1978
Measurement Methodology for Snowmobiles

     Prior to 1975, an easily conducted field test for snowmobiles
was developed as part of this task.   In 1976, a seminar was held
to disseminate this noise measurement methodology and discuss
snowmobile noise control technology.   Future work will include
the development of predictive model  to assess snowmobile noise
in forested areas.

Sponsor:  USDA/Forest Service
Investigator:  In-house

Fiscal Year Funding ($1000):   1975     1976     1977     1978
Not dedicated primarily to surface transportation noise.
                           E-4

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       DEPARTMENT OF  AGRICULTURE  (Continued)
Measurement Methodology for Motorcycles

     This is an ongoing program to assess motorcycle noise.
Development of a methodology for measurement of off-road motor-
cycle noise has resulted in the publication of a stationary half-
meter test standard for both off-road and highway motorcycles by
the Motorcycle Industry Council.

Sponsor:  USDA/Forest Service
Investigator:  In-house

Fiscal Year Funding ($1000):  1975     1976     1977     1978
Suburban Noise Control with Plant Materials and Solid Barriers

     This project involves the study of traffic noise control using
combination of planted trees and shrubs with solid barriers.   The
effectiveness of these barriers is dependent upon space available,
severity of noise, barrier placement with respect to noise source,
screen height, and density of foliage.  The combination of plant
materials and solid barriers has been found to be one of the  most
effective types of highway noise barriers and to provide more
uniform noise reduction over a large area.

Sponsor:  USDA/Forest Service
Investigator:  University of Nebraska

Fiscal Year Funding ($1000):  1975     1976     1977     1978
                                 776
General Propagation Studies

     This project studies the effects of terrain and vegetation on
the propogation of off-road vehicle noise under sylvan conditions.

Sponsor:   USDA/Forest Service
Investigator:   In-house

Fiscal Year Funding ($1000):  1975     1976     1977     1978
Not dedicated primarily to surface transportation noise.
                            E-5

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     APPENDIX F

DEPARTMENT OF JUSTICE
    RD&D PROGRAMS
          F-l

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                             APPENDIX F

                       DEPARTMENT  OF JUSTICE
     Funding for 1976 includes the transition quarter (July 1,  1976 to
September 30, 1976).   Figures cited for 1977 and 1978 represent estimates
or new data.

     Emergency Vehicle Sirens

          The goal of this program was to provide the Law Enforcement
     Assistance Administration with information on the characteristics
     and effectiveness of emergency vehicle warning systems.

          The acoustic characteristics, including directional response,
     sound power level, field insertion loss, interior masking noise and
     the effect of ground reflections were determined for emergency
     vehicle sirens.

          As a result of this work two different siren systems using four
     folded horn loudspeakers in a linear array were designed and con-
     structed.  These systems along with a conventional electronic siren
     were evaluated both in an anechoic chamber and in the field mounted
     on a vehicle.

          Future plans include completion of the program to develop a
     directional siren and construction of a prototype for delivery to
     NBS Law Enforcement Standards Laboratory.

     Sponsor:  Law Enforcement Assistance Administration, National
               Institute of Law Enforcement and Criminal Justice
     Investigator:  DOC/National Bureau of Standards

     Fiscal Year Funding ($1000):   1975     1976     1977     1978
                                              78        5
                                 F-3

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                APPENDIX G

DEPARTMENT OF HOUSING AND URBAN DEVELOPMENT
               RD&D PROGRAMS
                     G-l

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                             APPENDIX G

         DEPARTMENT  OF HOUSING  AND URBAN  DEVELOPMENT
     The fiscal year funding for 1976 includes the transition quarter
(July 1, 1976 to September 30, 1976).  Funding figures for 1977 and
1978 are estimates or represent incomplete new data.

     Evaluation of HUD Noise Abatement Policies and Guidelines

          HUD noise abatement policies and guidelines are being system-
     atically evaluated with respect to their technical adequacy,  HUD
     operating procedures, and their impact on communities.   Research
     on the impact of various noise sources is expected to lead to
     recommendations for improvement of standards and guidelines.   This
     program is due to be completed in 1977.

     Sponsor:  HUD
     Investigator:  Bolt Beranek & Newman, Inc.

     Fiscal Year Funding  ($1000) :   1975	1976	1977	1978
                                    352
     Noise Attenuation Features for Housing and Community Development

          Guidelines,  techniques,  and procedures are being developed for
     minimizing the impact of environmental noise through site design
     and construction practice for use by HUD personnel and others
     responsible for community development.

     Sponsor:   HUD
     Investigator:  Wyle Laboratories

     Fiscal Year Funding ($1000):   1975	1976	1977	1978
                                    196
                                 G-3

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      APPENDIX H

DEPARTMENT OF COMMERCE
     RD&D PROGRAMS
          H-l

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                             APPENDIX H

                     DEPARTMENT  OF COMMERCE
     Funding for 1976 includes the transition quarter (July 1, 1976 to
September 30, 1976).   Figures cited for 1977 and 1978 represent estimates
or new data.  Funding provided by other agencies to DOC is shown for infor-
mation only and is reported under sponsoring agency.

     Environmental Noise Test Variables

          Although existing voluntary standards have achieved consider-
     able uniformity, significant variations remain between noise
     measurements made at different sites or at different times on the
     same site.   These differences are in part attributable to dif-
     ferences in the environment, including site and meteorological
     influences.  An understanding of the magnitude and extent of these
     effects will provide a basis for better site selection criteria
     and possible redefinition, or elimination, of existing tolerance
     factors, and will ensure more uniform enforcement by DOT of the
     EPA Interstate Motor Carrier and Interstate Rail Carrier Noise
     Emission Regulations.

          To satisfy the need for experimental work, DOT sponsored a
     portion of an Environmental Variables Study in cooperation with
     the Motor Vehicle Manufacturers Association (MVMA).  The experi-
     mental program was designed to measure the acoustic,  vehicle,  and
     environmental data for a variety of vehicle and environmental
     conditions.  These data were then to be used to determine the
     systematic and nonsystematic dependence of observed truck drive-
     by and stationary noise on the environmental effects present dur-
     ing the measurement.  The experiment was designed to permit separa-
     tion of generation/radiation and propagation effects.  During the
     fourteen months from September 1976 to November 1977, NBS mounted
     a substantial effort to conduct the experimental program.  How-
     ever, a wide range of technical difficulties relating to the
     complexity of the program forced termination before achievement
     of the stated goals.

     Sponsor:  DOT/Office of Noise Abatement, Motor Vehicle Manufacters
               Association, Engine Manufacturer's Association and National
               Bureau of  Standards

     Investigator:  National Bureau of Standards

     Fiscal Year Funding  ($1000):  1975     1976     1977     1978
                                                     150*
         Does not include DOT funding of $28K in FY 77 or MVMA
         and EMA funding of $10K in FY 76 and $60K in FY 77.
                                   H-3

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         DEPARTMENT OF  COMMERCE  (Continued)
In-Cab Locomotive Noise Survey

     The program is being conducted under an IAG with the DOT Of-
fice of Rail Safety Research in cooperation with the AAR.

     The objective of the program is threefold:   (1)  to determine,
by means of a representative sample of locomotives in operational
settings, the extent of crew exposure to noise,-   (2)  to identify
simplified test procedures and measurement methodologies that can
be used in an operational environment to determine whether or not
an individual locomotive is capable of generating excessively high
noise levels; and  (3)  to identify measurement techniques where-
by component sources of noise within the locomotive cab can be
identified.

Sponsor:  DOT/Federal Railroad Administration
Investigator:  National Bureau of Standards

Fiscal Year Funding*($1000):  1975     1976     1977     1978
                                                 103       40
Tire Noise Study

     Utilizing the extensive tire noise data base accumulated
during 1970 and 1971,  the DOT Office of Noise Abatement continued
its interagency agreement with the National Bureau of Standards
and expanded the study through additional data collection and/or
analysis.

     Accomplishments to date for typical bias-ply rib and cross-
bar truck tires include:   (1)  a catalog of maximum A-weighted sound
levels;  (2) a catalog of one-thid octave and narrow band spectral
data;   (3)  directionality data in the form of octave band and
equal A-weighted sound level contours.
Funding levels are shown for information only.
                            H-4

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         DEPARTMENT  OF COMMERCE (Continued)
     The influence of pavement surface has been investigated and
includes:  (1) tire noise versus surface texture;  (2) surface
profile measurements;  (3) correlation of pavement surface texture
with tire noise (partially successful attempt).

     In addition,  accomplishments include:  (1) an empirical model
to predict in-service base noise levels for truck tires on the
basis of SAE J57 type tests;  (2) a comparison of parametric
trends between truck and automobile tires;  (3) an expansion of
truck tires noise data to include radial tires;  (4)  the effect
of load and/or inflation pressure on noise levels;   (5) the effect
of tire size on noise levels;  (6) noise measurements on radial
tires utilized by HSRI;   (7) a comparison of wear rates with noise
levels.

     On the basis of work under this program as well as related
programs in the traction, rolling resistance and economics areas,
additional papers have been generated which discuss the technical
and economic considerations and their implications on possible
future tire noise regulatory developments.

Sponsor:  DOT/Office of Noise Abatement
Investigator:  National Bureau of Standards

Fiscal Year Funding*($1000):  1975     1976     1977     1978
                               162      119
Environmental Noise Measurements
     Technical assistance was provided to EPA to support the
development of regulations for specific noise sources.   Specifically
NBS has provided:

          Measurement methodology for portable air compressor noise
          and procedures for estimating sound power from measure-
          ments of sound pressure.

          Docket analysis for the new truck regulation.

          Evaluation of existing data bases and measurement pro-
          cedures for six major noise sources:  tires,  buses,
          motorcycles, dozers and loaders, truck refrigeration
          units, and compactors.
*Funding levels are shown for information only.
                            H-5

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         DEPARTMENT OF COMMERCE  (Continued)
          Measurements of the impulsive noise emission of garbage
          compactors,  motorcycles,  pavement breakers,  and rock
          drills.

          Identification of difficulties or ambiguities in measure-
          ment by using different methodologies.

          Evaluation of alternative measurement techniques for
          characterization of asphalt surface acoustic properties.

          Development of procedures for measurement of noise
          impact from household and consumer products.

Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  National Bureau of Standards

Fiscal Year Funding* ($1000):  1975	1976	1977	1978
                                          55       35        35
Emergency Vehicle Sirens

     The goal of this program was to provide the Law Enforcement
Assistance Administration with information on the characteristics
and effectiveness of emergency vehicle warning systems.

     The acoustic characteristics, including directional response,
sound power level, field insertion loss,  interior masking noise and
the effect of ground reflections, were determined for emergency
vehicle sirens.

     As a- result of this work two different siren systems using
four folded horn loudspeakers in a linear array were designed and
constructed.  These systems along with a  conventional electronic
siren were evaluated both in an anechoic  chamber and in the field
mounted on a vehicle.

     Future plans include completion of the program to develop a
directional siren and construction of a prototype for delivery to
NBS Law Enforcement Standards Laboratory.
'The  Environmental Noise Measurements program contributes to both
 the  surface  transportation and machinery and construction areas.
 This program is  shown in this report and in the machinery and
 construction noise  report with proportionate funding.  Total
 FY 75 through FY 78 funding  levels are $50K, $120K, $75K and
 $75K respectively.
                             H-6

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         DEPARTMENT  OF COMMERCE (Continued)
Sponsor:  Law Enforcement Assistance Administration,  National
          Institute of Law Enforcement and Criminal Justice
Investigator:  DOC/National Bureau of Standards

Fiscal Year Funding *($1000):   1975     1976     1977      1978
                                         78        5
Characteristics of Microphone Windscreen Performance

     The objective of this program is to determine the characteris-
tics of microphone windscreen performance when used as a part of
a sound measurement system.  The study will investigate wind noise
at various wind speeds for a 1/2-inch microphone and a variety of
windscreen sizes, materials and porosities.  For each of these
subsets, measurements will be made of both the acoustic insertion
loss and wind-induced noise.  The wind effects will be simulated
by mounting the microphone-windscreen system at the end of a 1.52 m
rotating arm.  Wind speeds up to 14 m/sec (+0.1%)  will be obtained
by using an electronically controlled rate table.   All testing
will be conducted in the NBS anechoic chamber.

Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  National Bureau of Standards

Fiscal Year Funding *($1000):  1975     1976     1977     1978
                                                  10
 *Funding  levels are shown for information only.
                            H-7

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         APPENDIX I

SURFACE TRANSPORTATION NOISE
     REGULATORY PROGRAMS
             1-1

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                             APPENDIX I

      SURFACE  TRANSPORTATION NOISE REGULATORY  PROGRAMS
     This report is concerned with research,  development,  and  demon-
stration programs; however, EPA has a primary responsibility in  the
regulatory area.  This appendix presents brief descriptions  of tech-
nology assessments done in support of regulatory programs.

     These programs are for the collection and verification  of current
equipment noise levels and engineering estimates of potential  noise
reduction.

     Funding for 1976 includes the transition quarter (July  1, 1976 to
September 30, 1976).   Figures cited for 1977  and 1978 represent  esti-
mates or new data.

     Continued Investigation on the 1976 Truck Regulation

          The first part of this study involves determining  and  assess-
     ing the noise control technology required to reduce medium  and
     heavy truck noise below the 80 dB limit  set for January 1,  1982
     in the medium and heavy truck regulation.   The second part  involves
     reassessing the noise measurement methodology used in the 1976
     truck regulation.

     Sponsor:  EPA/Office of Noise Abatement  and Control
     Investigator:  Not selected

     Fiscal Year Funding ($1000):   1975    1976     1977      1978
                                                      25        75
     Light Vehicles Study

          Done in support of future regulatory action,  the  aim of  this
     study is to identify the technology available  to reduce noise levels
     of light trucks and automobiles and to develop vehicle and truck
     noise measurement methodologies.   The availability of  low noise
     emission tires for use on trucks,  buses,  and automobiles was  also
     examined.

     Sponsor:  EPA/Office of Noise Abatement and Control
     Investigator:   Not cited
                                 1-3

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 SURFACE  TRANSPORTATION NOISE REGULATORY  PROGRAMS
                        (Continued)
Fiscal Year Funding ($1000):   1975     1976     1977      1978
                                        200      200
Bus Technology Study

     This study identified the technology available to reduce bus
noise, assessed the noise level degradation that occurs during
operational service, and developed a methodology for noise measure-
ment.  The study considered diesel and gasoline powerplants;  and
transit, intercity, school and general (airport, hotel, govern-
ment) buses.  The technology study was done to support bus noise
regulation activities.  This study was completed in August 1976.

Sponsor:   EPA/Office of Noise Abatement and Control
Investigator:  Booz, Allen Applied Research

Fiscal Year Funding ($1000):  1975     1976     1977     1978
                                         89
Tire Noise Study

     This contract requires collection of existing technical in-
formation on tires and a parametric assessment of the health and
welfare benefits accruing from various regulatory options.   The
acquisition of this information will enable EPA/ONAC to decide
whether:   (1)  to  regulate,   (2)  to label,  (3) to regulate and
label,  or   (4)  do nothing.

Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  Bolt,  Beranek and Newman

Fiscal Year Funding ($1000):  1975     1976     1977     1978
                                                 275

Motorcycles Study

     This study identified the technology available to reduce
motorcycle noise,  identified noise levels, and developed noise
measurement methodologies.  The research was undertaken as part of
the effort to develop a motorcycle noise regulation.

Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  McDonnell-Douglas Company
                             1-4

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 SURFACE  TRANSPORTATION NOISE  REGULATORY  PROGRAMS
                        (Continued)
Fiscal Year Funding ($1000):   1975     1976     1977      1978
                                        153
Snowmobile Study

     Done in support of future regulatory action,  this  study
identified the technology available to reduce snowmobile  noise,
incorporated noise abatement measures on a snowmobile to  demon-
strate the existence of technology, and developed  a noise measure-
ment methodology to assess hearing hazard.  A measurement methodology
for enforcement was not developed.

Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  Cambridge Collaborative

Fiscal Year Funding ($1000):  1975     1976     1977     1978
                                         96       40
Motorboat Study

     This study, done in support of future regulatory action, will
identify the technology available to reduce motorboat noise,
emphasizing identification of noise control measures  already in
use.  The study will also characterize motorboat noise,  assess
the impact of boat noise, and develop a noise measurement method-
ology.

Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  Not selected

Fiscal Year Funding ($1000):   1975     1976     1977     1978
                                                  40        70
Special Purpose Recreational Vehicles

     This study is to be done in support of future  regulatory
action.  It will identify levels of special purpose recreational
vehicles and technology available to reduce noise levels,  and
develop a noise measurement methodology.

Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:   Not selected.
                             1-5

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 SURFACE  TRANSPORTATION NOISE  REGULATORY  PROGRAMS
                        (Continued)
Fiscal Year Funding ($1000):   1975     1976     1977     1978
                                                           50
Guided Mass Transit Study

     This program supports future possible regulation activity.
It will identify noise levels, noise control technology,  and
develop noise measurement methodology for guided mass transit
systems.  The following guided mass transit systems will  be
considered:  light rail (trolley), heavy rail (intracity  system
such as BART or METRO), passenger railroad (intercity), monorail,
and other guided systems.

Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  Cambridge Collaborative

Fiscal Year Funding ($1000):   1975     1976     1977     1978
                                        100       15
Noise Labeling of Mufflers and Surface Vehicles

     This study was done to support labeling regulatory action on
mufflers and surface vehicles.  The study identified existing noise
measurement methodologies for various surface vehicles, investigated
muffler attenuation, identified existing test methodologies for
determining muffler attenuation, and developed test methodologies
for determining muffler performance when installed on the vehicle.
The following vehicles were considered:  trucks, automobiles, buses,
motorcycles, railroad locomotives, guided mass transit, snowmo-
biles, and motorboats.

Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  McDonnell-Douglas Company

Fiscal Year Funding ($1000):   1975     1976     1977     1978
                                         80
Environmental Noise Measurements

     Technical assistance was provided to EPA to support the
development of regulations for specific noise sources.  Specifically
NBS has provided:
                            1-6

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 SURFACE TRANSPORTATION NOISE  REGULATORY  PROGRAMS
                        (Continued)


          Measurement methodology for portable air compressor
          noise and procedures for estimating sound power from
          measurements of sound pressure.

          Docket analysis for the new truck regulation.

          Evaluation of existing data bases and measurement pro-
          cedures for six major noise sources:  tires, buses,
          motorcycles, dozers and loaders,  truck refrigeration
          units, and compactors.

          Measurements of the impulsive noise emission of garbage
          compactors, motorcycles, pavement breakers, and rock
          drills.

          Identification of difficulties or ambiguities in measure-
          ment by using different methodologies.

          Evaluation of alternative measurement techniques for
          characterization of asphalt surface acoustic properties.

          Development of procedures for measurement of noise im-
          pact from household and consumer products.

Sponsor:  EPA/Office of Noise Abatement and Control
Investigator:  National Bureau of Standards

Fiscal Year Funding *($1000):   1975     1976     1977     1978
                                         55       35       35

Motor Carrier Regulation Study

     A number of areas were investigated to provide support for
a possible revision to the 1974 Motor Carrier Noise Regulation.
Significant areas of investigation in Phase 1 were:   identifica-
tion of recent information on maintenance, operation, and costs
for trucks in meeting EPA's 1976 Medium and Heavy Truck Regula-
tion; tire variables associated with truck noise; industry con-
formance to the 1976 truck regulation; and problems associated
with industry conforming to the 1974 Motor Carrier Regulation.
Phase 2 involved the identification of the degradation of noise
control devices incorporated on trucks built in compliance with
the 1976 truck regulation, and the increase in noise  levels that
occurred with this degradation.
The Environmental Noise Measurements program contributes to both
the surface transportation and machinery and construction areas.
This program is shown in this report and in the machinery and
construction noise report with proportionate funding.  Total FY 75
through FY 78 funding levels are  $50K,  $120K, $75K and $75K respectively.

                            1-7

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       SURFACE TRANSPORTATION NOISE REGULATORY PROGRAMS
                             (Continued)
      Sponsor:   EPA/Office of Noise Abatement and Control
      Investigator:  Wyle Laboratories

      Fiscal Year Funding ($1000):   1975     1976     1977     1978
                                            205       50       50
&U.S. GOVERNMENT PRINTING OFFICE; 1978-720-335/6078-31

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