&EPA
            United States
            Environmental Protection
            Agency
                 Office of Toxic
                 Substances
                 Washington, D.C. 20460
  January 1990
EPA 560/4-90-007
Toxic Chemical Release Inventory
Reporting Form R and Instructions
           Revised 1989 Version
           Section 313
           of the Emergency Planning and
           Community Right-to-Know Act
           (Title III of the Superfund Amendments
           and Reauthorization Act of 1986)
                                         Printed on Recycled Paper

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                REPORTING  FORMR  SUBMISSION  CHECKLIST
LJ 1.  Complete a separate Form R for each chemical or chemical category you must report

       Q 1 .a  Enter CAS number and chemical name in Part III, Sections 1.2 and 1.3 (or the chemical
               category name and NA in the CAS number section); and

       Q 1 .b  Enter information in Parts III, IV, and V that apply only to the chemical category being
               reported.

Gl 2.  Complete the report with information from the previous calendar year

       Q 2.a  Complete all sections, if applicable, or enter NA; and

       Q 2.b  Include all four sections (minimum of 5 pages)

       Q 2.c  Sign the report certification (Part I, Section 2).

Q 3.  Submit by July 1 to:

       Q 3.a  EPA Headquarters (original signature on Part I, Section 2 is required for each chemical
               submission to EPA)
                                         EPCRA Reporting Center
                                         P.O. Box 23779
                                         Washington, D.C. 20026-3779
                                         Attn: Toxic Chemical Release Inventory

       Q 3.b  State-designated section 313 contact (see Appendix G); and

LJ 4.  Keep a copy of each Form R and all supporting documentation for your files. (All such information
       must be kept for three years.)

Additional requirements if claiming chemical Identity trad* secret (see Section A.2: Trade Secret Claims):

LJ 1.  Provide two complete identical Form R reports including Parts I, II, III, and IV (pages 1 -5);

       Q 1 .a One that identifies the chemical ("unsanitized");
       G 1 .b One that provides a generic chemical identity ("sanitized"); and
       G 1 .c Certify both with an original signature and date.

LJ 2.  Provide two complete trade secret substantiation forms:

       Q 2.a One that identifies the chemical ("unsanitized");
       G 2.b One that provides a generic chemical identity ("sanitized"); and
       Q 2.c Certify both with an original signature and date.

LJ 3.  Check that the sanitized and unsanitized versions are correctly identified in Part I, Section 1.2.

LJ 4.  Originals of all four reports should be submitted to EPA Headquarters (see address above).

LJ 5.  Only the sanitized versions of the report and trade secret substantiation form must be sent to the State.
       Submit Form R by July 1 to EPA and the appropriate agency in your State.

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                                  Important Changes
                       in the Section 313 Requirements for
                                 Reporting Year 1989
Reporting requirements for calendar year 1989 (reports due July 1, 1990) differ from prior year's
requirements:

    (1)  The 1989 threshold for manufacturing or processing a covered toxic chemical is
        25,000 pounds (the threshold was 50,000 pounds for reporting year 1988). You
        must use this threshold in determining whether you are subject to the reporting
        requirements. (See "Threshold Determinations," page 7, for more information.)

    (2)  The following chemicals have been specifically delisted and are not covered for the 1989
        reporting year:
    (3)
               Titanium dioxide
               C.I. Acid Blue 9 diammonium salt
               C.I. Acid Blue 9 disodium salt
               Melamine
               Sodium sulfate (solution)
               Sodium hydroxide (solution)
                                                         CAS Number
                                                         13463-67-7
                                                         2650-18-2
                                                         3844-45-9
                                                         108-78-1
                                                         7757-82-6
                                                         1310-73-2
    A TRI facility identification number has been assigned to each facility that previously submitted
    Form R reports.  This identification number is designed to simplify locating facility reports.
    All facilities which submitted a Form R previously will receive a section 313 compliance
    package that includes a self adhesive mailing label with the TRI facility identification number.
    If this material did not contain a mailing label or you have misplaced it, contact the Emergency
    Planning and Community Right-to-Know Information Hotline for help in determining your TRI
    facility identification number.

(4)  The EPA Headquarters address for submitting completed Form R reports has been changed to:

           EPCRA Reporting Center
           P.O. Box 23779
           Washington, D.C. 20026-3779
           Attn:  Toxic Chemical Release Inventory
                          Supplier Notification Began in 1989

              With the first shipment of product in calendar year 1989, suppliers were
              required to provide notice to their customers regarding all mixtures or trade
              name products that contain listed toxic chemicals.  The notice must be
              attached to or included in  the Material Safety Data Sheet (MSDS).  The
              data in  the notice must be used for threshold and release calculations
              beginning with reports submitted for calendar year 1989, due July 1,1990.
              (See Appendix E: Supplier Notification Requirements for more information.)

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   TOXIC RELEASE INVENTORY REPORTING FORM AND INSTRUCTIONS
                                 TABLE OF CONTENTS

                                                                                        Page

A.   GENERAL INFORMATION	1

     A.1   How to Assemble a Complete Report	1
     A.2  Trade Secret Claims	1
     A.3  Recordkeeping  	2
     A.4  When the Report Must Be Submitted 	2
     A.5  Where to Send the Report  	2
     A.6  How to Obtain Forms and Other Information	3
     A.7  Who Must Submit This Form	3


B.   HOW TO DETERMINE IF YOUR FACILITY MUST SUBMIT EPA FORM R 	5

     B.1   Full-Time Employee Determination	5
     B.2  Primary SIC Code Determination 	5

          B.2.a    Multi-Establishment Facilities	5
          B.2.b    Auxiliary Facilities	6
          B.2.c    Facility-Related Exemptions 	6

     B.3  Activity Determination	'.	6

          B.3.a    Definitions  of "Manufacture," "Process," and "Otherwise Use"	6
          B.3.b    Activity Exemptions	7
          B.3.C    Activity Qualifiers	8

     B.4  Threshold Determination	9

          B.4.a    How to Determine If Thresholds Are Exceeded	9
          B.4.b    Mixtures and Trade Name Products 	=	11


C.   INSTRUCTIONS FOR COMPLETING EPA FORM R 	14

     PART I.    FACILITY IDENTIFICATION INFORMATION	 14

               1.1    Are You Claiming the Chemical Identity on Page 3 Trade Secret?	 14
               1.2    If "Yes'ln 1.1, Is This Copy Sanitized orUnsanitized? 	 14
               1.3    Reporting Year	 14
               2.     Certification 	 14
               3.1    Facility Name and Location	 15
               3.2    Full or Partial Facility Indication	 15
               3.3    Technical Contact	 15
               3.4    Public Contact 	 15
               3.5    Standard Industrial Classification (SIC) Code	 15
               3.6    Latitude and Longitude	r	 15
               3.7    Facility Dun and Bradstreet Number	 15
               3.8    EPA Identification Number	 16
               3.9    NPDES Permit Number 	 16
               3.10   Receiving Streams or Water Bodies	 16
               3.11   Underground Injection Well Code (UIC) Identification Number	 16
               4.     Parent Company Information	 16
               4.1    Name of Parent Company  	 16
               4.2    Parent Company's Dun and Bradstreet Number	 16

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TOXIC RELEASE INVENTORY REPORTING FORM AND INSTRUCTIONS.
                             TABLE OF CONTENTS
                                   (continued)

                                                                                   Page

  PART II.    OFF-SITE LOCATIONS TO WHICH TOXIC CHEMICALS ARE
           TRANSFERRED IN WASTES	 17

           1.     Publicly Owned Treatment Works (POTWs)	17
           2.     Other Off-Site Locations	17


  PART III.   CHEMICAL-SPECIFIC INFORMATION	 17

           1.1     [Reserved]  	17
           1.2    CAS Number	17
           1.3    Chemical or Chemical Category Name	17
           1.4    Generic Chemical Name	18
           2.     Mixture Component Identity 	18
           3.     Activities and Uses of the Chemical at the Facility	18
           3.1     Manufacture of the Chemical	18
           3.2    Process the Chemical	19
           3.3    Otherwise Use the Chemical	19
           4.     Maximum Amount of the Chemical On-Site at Any Time
                  During the Calendar Year	21
           5.     Releases of the Chemical to the Environment On-S'rte  	21
           5.1     Fugitive or Non-Point Air Emissions 	21
           5.2    Stack or Point Air Emissions	21
           5.3    Discharges to Receiving Streams or Water Bodies	21
           5.4    Underground Injection On-Srte 	22
           5.5    Releases to Land On-Site	22
           5.A    Total Release	22
           5.B    Basis of Estimate 	24
           5.C    Percent From Stormwater	26
           6.     Transfers of the Chemical in Waste to Off-Site Locations  	27
                  6.A    Total Transfers 	27
                  6.B    Basis of Estimate	27
                  6.C    Type of Treatment/Disposal	27
           7.     Waste Treatment Methods and Efficiency	28
                  7.A    General Wastestream	28
                  7.B    Treatment Method	28
                  7.C    Range of Influent Concentration	29
                  7.D    Sequential Treatment?	30
                  7.E    Treatment Efficiency Estimate	30
                  7.F    Based on Operating Data?	30
           8.     Pollution Prevention: Optional Information on Waste Minimization	31
                  8.A    Type of Modification	31
                  8.B    Quantity of the Chemical in the Wastestream Prior to
                        Treatment/Disposal	31
                  8.C    Waste Minimization Index  	32
                  8.D    Reason for Action  	32

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   TOXIC RELEASE INVENTORY REPORTING FORM AND INSTRUCTIONS
                             TABLE OF CONTENTS

                                    (continued)

                                                                               Page

TABLE I    SIC Codes 20-39	34
TABLE II    Section 313 Toxic Chemical List for Reporting Year 1989	40
TABLE III   State Abbreviations	49



APPENDIX A    Toxic Chemical Release Inventory Reporting Form R	  A-1

APPENDIX B    Reporting Codes for EPA Form R 	8-1

APPENDIX C    Example of a How a Hypothetical Facility Prepared
              Reporting Form R 	C-1

APPENDIX D    Most Common Errors Found on Form R Reports from 1988	D-1

APPENDIX E    Supplier Notification Requirements	E-1

APPENDIX F    How to Determine Latitude and Longitude From Topographic Maps	F-1

APPENDIX G    State Designated Section 313 Contacts	G-1

APPENDIX H    Section 313 EPA Regional Contacts 	H-1

APPENDIX I     Section 313 Document Request Form	 1-1
INDEX

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                                                    -Page-1
                                   A.  GENERAL INFORMATION
 Submission of EPA Form R, the Toxic Chemical Release
 Inventory Reporting Form, is required by section 313 of the
 Emergency Planning and Community Right-to-Know Act (Title
 III of the Superfund Amendments and Reauthorization Act of
 1986), Public Law 99-499. The information contained in Form
 R constitutes a "report," and the submission of a report to the
 appropriate authorities constitutes "reporting."

 Reporting is required to provide the public with information on
 the releases of listed toxic chemicals from your facility to the
 environment during the past  calendar year.  Facilities must
 report the quantities of both routine and accidental releases of
 listed chemicals, as well as the maximum amount of the listed
 chemical on-site during the calendar year and the amount con-
 tained in wastes transferred off-site.

 A completed Form R must be  submitted for each toxic chemi-
 cal manufactured,  processed, or otherwise used at each
 covered facility as prescribed in the reporting rule in 40 CFR
 Part 372 (published February 16,1988 in the Federal Regis-
 ter).  These instructions supplement  and elaborate  on  the
 requirements in the reporting rule. Together with the reporting
 rule, they constitute the reporting requirements. All refer-
 ences in these instructions are to sections in the reporting rule
 unless otherwise indicated.
A.1   HOW TO ASSEMBLE A COMPLETE REPORT
The Toxic Chemteal Release Reporting Form, EPA Form R,
consists of four parts:

  Q Part I,  Facility Identification Information (page 1);
  a Part II, Off-Site Locations to Which Toxic Chemicals are
           Transferred in Wastes (page 2);
  Q Part III, Chemical-Specific Information (pages 3 and 4);
           and
  Q Part IV, Supplemental Information (page 5).

Most  of the information required in Part  I and all  of the
information required in Part II of Form R can be filled in and
photocopied and attached to each chemical-specific  report.
Part I must have an original signature on the certification state-
ment and the trade  secret designation must be entered as
appropriate. You have the option to complete Part II for only
the off-site locations that apply to the individual chemical cited
in the report ££ you can list all off-site locations that apply to all
chemicals being reported and Include a photostatic copy of
this Part II with  each individual  report.  Part III must be
completed separately for each chemical.  Part IV provides
additional space, if needed,  to complete the information re-
quired by the preceding sections of the form. Include Part IV
in your report, even if rt is blank.
A complete  report for any listed toxic chemical that is not
claimed trade secret consists of the following completed parts:

  Q Part I with an original signature on the certification state-
    ment (Section 2);
  Q Part II;
  Q Part III (Section 8 is optional); and
  Q Part IV (even if blank).

Staple all five pages of each report together. Do not submit
supporting documentation or other materials with your Form R
submission.
A.2 TRADE SECRET CLAIMS
For any chemical whose identity is claimed as a trade secret,
you must submit to EPA two versions of the substantiation
form as prescribed in 40 CFR Part 350, published July 29,
1988 in the Federal Register (53 FR 28772). Use the order
form in this document to  obtain  a  copy of  the rule and
substantiation form. One version identifies the chemical; the
second version does not identify the chemical specifically, but
provides instead a generic identity. Only this latter version will
be available to the public. For further explanation of the trade-
secret provisions, see the instructions below for Part I, Sec-
tions 1.1 and 1.2 and Part III, Sections 1.1-1.4.

A complete report for a toxic chemical claimed trade secret
includes all of the above items plus the following:

 Q A completed Form R report including the chemical identity
    (staple the pages together);
 Q A "sanitized* version of a completed Form R report in
    which the chemical identity items (Part  III, Sections 1.2
    and 1.3) have been left blank but in which a generic
    chemical name has been supplied (Part III, Section 1.4)
    (staple the pages together);
 Q A completed trade secret substantiation  form (staple the
    pages together);
 Q A "sanitized* version of the trade secret substantiation
    form (staple the pages  together).

Securely fasten all lour reports together.

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General
Page 2
Copies of the report sent to the State or Indian tribe should be
the "sanitized," non-trade secret version of the report, unless
the State specifically requires otherwise. The report submitted
to EPA should include both trade-secret and non-trade-secret
versions.
     A.5 WHERE TO SEND THE REPORT
A.3  RECORDKEEPING
You must keep a copy of each report.  In addition, you must
keep the supporting materials used to develop the information
contained in the report. These records must be kept at the
facility for a period  of three  years from the  date of the
submission and must be readily available for inspection by
EPA.
A.4  WHEN THE REPORT MUST BE SUBMITTED
The report for any calendar year must be submitted on or
before July 1 of the following year (e.g., the report for calendar
year 1989, January-December, must be  submitted on or
before July 1,1990).
Voluntary Revision of a Previous Submission

If you are making a voluntary revision to a previous Form R
submission, enter "Voluntary Revision" in the space marked
"This space for your optional use" on aj].f ive pages of the fo rm.
If you have obtained the Document Control Number (DCN) of
the original submission from EPA, enter that number also in
this space.  Enter the revised data to the Form R and circle it
in red ink.  Sign the certification and provide a current date.

You must provide the facility's name, TRI facility identification
number (if applicable), and the chemical name on the revised
Form R exactly as they  were reported previously to enable
tracking of the original data. If one of these data items has
changed since the original  submission, you must  enter the
data which appeared in the original submission to the revised
Form R and indicate the new data In the optional use space on
page 1 of the revised Form R. Alternatively, you may submn
a copy of the original Form R  submission,  with correction ?
made in red ink, writing the words "VOLUNTARY REVISION",
and the DCN, if available, in the space marked This space .'or
your optional use" on all five pages (or more) of the Form R,
and  resigning and re-dating the certification statement  on
page 1.

Send the entire completed revised Form R report to fc.PA and
the appropriate state agency. Submissions for the ne (t calen-
dar year are not considered revisions of a previous year's
data.
     Form R submissions must be sent to both EPA and the State.
     Send EPA reports by mail to:

           EPCRA Reporting Center
           P.O. Box 23779                                  |
           Washington, D.C. 20026-3779
           Attn: Toxic Chemical Release Inventory

     Certified mail and hand-delivered submissions only should be
     addressed to:

           EPCRA Reporting Center
           470 L'Enfant Plaza East
           Suite 7103, SW
           Washington, DC 20024
           Attn: Toxic Chemical Release Inventory

     In addition, you must send a copy of the report to the State in
     which the facility is located ("State" refers to: State of the U.S.,
     the District of Columbia, the Commonwealth of Puerto Rico,
     Guam, American Samoa, the U.S. Virgin Islands, the Northern
     Mariana Islands,  and any other territory or possession over
     which the U.S. has jurisdiction). Refer to Appendix G for the
     appropriate State address for your submission. If your facility
     is located on Indian land, send a copy to the Chief Executive
     Officer of the applicable Indian tribe. Some tribes have entered
     into a cooperative  agreement with the State, in which this
     case, Form R submissions should be sent to the entity
     designated in the cooperative agreement.

     The submissions ol section 313 reports in magnetic media and
     computer-generated facsimile formats has been approved by
     EPA. Magnetic media submissions to EPA must follow basic
     specifications set forth by  EPA in the document, Magnetic
     Media Submissions Instructions (EPA 560/4-90-008) which  is
     also included in  EPA's Toxic Chemical Release  Inventory
     Reporting Package for 1989 
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                                                                                                   General
A.6 HOW TO OBTAIN FORMS AND OTHER
     INFORMATION
A copy of Form R is included in this booklet. Remove this form
and photocopy as many copies of it as you need. Additional
copies of EPA Form R and related guidance documents may
be obtained from:

    Section 313 Document Distribution Center
    P.O. Box 12505
    Cincinnati, OH 45212

See Appendix I for the document request form and more
Information on available documents.

Questions about how to fill out the form may be submitted in
writing to:

    Emergency Planning and Community Right-to-
    Know Information Hotline
    U.S. Environmental Protection Agency
    401 M Street,  S.W. (OS-120)
    Washington, DC 20460

Alternatively, you may call (800) 535-0202 (in Washington,
D.C.  and Alaska, (202) 479-2449) from 8:30  am - 7:30 pm
Eastern Time.
A.7 WHO MUST SUBMIT THIS FORM
Section 313 of Title III requires that reports be filed by owners
and operators of facilities that meet all three of the following
criteria:

 Q The facility has 10 or more full-time employees;

 Q The facility is included in Standard Industrial Classification
    (SIC) Codes 20 through 39; and

 Q The facility manufactured (defined to include imported),
    processed, or otherwise used  any  listed chemical m
    quantities equal to orgreaterthan the established thresh-
    old in the course of a calendar year.
EPA Regional Staff may also be able to help you. Refer to
Appendix H for a list of EPA Regional Contacts.

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                                       Page 4
                                    Figure A
Determining Applicability of Section 313 Requirements
                    Does your facility have 10
                        or more full-time
                         employees?
                     (see definition on page 3)
                                 No
                          Yes
                    Is your facility classified
                       under SIC codes
                        20 through 39?
                     (see Table I, pages 34-39)
                                 No
   -------- 1            !
                   I
                   I

       I -----   ---- 1
       |  Reporting is not required |
   • -*-,  for any chemical at the  .
       '    facility for this year.   '

       L—     — J
                          Ves
                        Does your facility
                     manufacture, process or
                     otherwise use any listed
                      chemical or chemical
                          category?
                     (see Table II, pages 40-48)
            Yes
    Manufacture or Process
                                 No
                   I

                   1

                   I
                                   Yes
                               Otherwise Use
                                         Did your facility
                                     otherwise use more than
                                         10,000 pounds of
                                          the chemical
                                       in the calendar year?
                                            Ves
                                    I
                                                  NO
                                                       "1
                                       Report must be filed
                                         for this chemical
                                          for this year.
      Did your facility
  manufacture or process
  more than 25,000 pounds
      of the chemical
   in the calendar year?
              No
        yes
i
        it.
    Report must be filed
     for this chemical
       for this year.
I	1
|   Reporting not required  j
•     for this chemical     ,
I       for this year.      '
1	1

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                                                     Pages
t
B.
HOW TO
DETERMINE
IF
YOUR
FACILITY
MUST
SUBMIT
EPA
FORM
R
 B.1  FULL-TIME EMPLOYEE DETERMINATION
(See Figure A tor more information.)

                   B.2.a  Multi-Establishment Facilities
 A "full-time employee," for purposes of section 313 reporting,
 is defined as 2,000 work hours per year. To determine the
 number of full-time employees at your facility, add up the hours
 worked by all employees during the calendar year, including
 contract employees and sales and support staff working at the
 facility and divide the total by 2,000 hours.  In other words, if
 the total number of hours worked by all employees is 20,000
 hours or more, your facility meets the ten employee threshold.
 B.2 PRIMARY SIC CODE DETERMINATION
 Table I on page 34 includes a listing of SIC codes 20-39 and
 the associated 4-digit SIC codes covered by the rule. The first
 two digits of a 4-digit SIC code define a major business sector,
 while the last two digits denote a facility's specialty within the
 major sector.  You may already know the SIC code of your
 business as a result of your having had to develop insurance
 or other reports.  If you are not familiar with the SIC codes that
 apply to your facility, contact your trade association, Chamber
 of Commerce, or legal counsel. For a detailed description of
 4-digit SIC codes, refer to the "Standard Industrial Classifica-
 tion Manual 1987." Clothbound editions should be available in
 most major libraries or may be ordered through the National
 Technical Information Service, 5285 Port Royal Road, Spring-
 field, VA, 22161, (703) 487-4650.  The access numberforthe
 clothbound manual is PB87-100012, and the price is $30.00.
 If you are unsure of your SIC code, review your operations to
 determine if you produce products of the type described in SIC
 codes 20-39. If the value of those products is greater than any
 other types of goods and services that you produce at that
 facility, then you  meet the SIC code criterion.

 Section 313 requires that reports be filed by "facilities," which
 are defined as "all buildings, equipment, structures, and other
 stationary items  which are located on a single site or on
 contiguous  or adjacent sites and which are owned or operated
 by the same person.*  The SIC code system, however,
classifies business "establishments,"  which are defined as
"distinct and separate economic activities [that] are performed
at a single physical location."

Establishments, in the SIC code system, are to be treated as
separate activities. In many cases, a section 313 "facility" is
the same as an "establishment" as defined by the SIC code
system.
                  Your facility may include multiple establishments that have
                  different primary SIC codes. If so, calculate the value of the
                  products produced or shipped from each establishment within
                  the facility and then use the following rule to determine if your
                  facility meets the SIC code criterion:

                    Q If the total value of the products shipped from or produced
                      at establishments with primary SIC codes between 20
                      and 39 is greaterthan 50 percent of the value of the entire
                      facility's products and services, the entire facility meets
                      the SIC code criterion.

                    Q If any one establishment with a primary SIC code between
                      20 and 39  produces or ships products whose value
                      exceeds the value of products and services produced or
                      shipped by any other establishment within the facility, the
                      facility also meets the SIC code criterion.

                  The value of production attributable to a particular establish-
                  ment may be adjusted  by subtracting the value of products
                  obtained from other establishments within  the same facility
                  that are incorporated into its final products.  This procedure
                  eliminates the potential for "double counting" production in
                  situations  where establishments are engaged in sequential
                  production activities at a single facility.

                  Examples  include:

                    Q One establishment in a facility mines ore; all of the ore is
                      smelted at a second establishment in  the facility.  The
                      facility could calculate the value of production for each
                      establishment separately. Alternatively, the facility could
                      determine the value of the smelter operation by subtract-
                      ing the value of the ore produced from the value of entire
                      facility's production.

                    Q A food processing establishment in a facility processes
                      crops  grown at the facility in a separate establishment.
                      The facility could base the value of the  products of each
                      establishment on the total production value of each estab-
                      lishment.  Alternatively, the facility could determine the
                      value of the crops grown at the agricultural establishment.
                      Then, to calculate the contribution of the food processing
                      establishment, the facility would subtract the crop value
                      from the  total value of  the product shipped from the
                      processing establishment.

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General
Page 6
A covered multi-establishment facility must make chemical
threshold determinations and  report all relevant information
about releases and waste treatment associated with a listed
chemical, even from establishments that are not in SIC codes
20-39. EPA realizes, however, that certain establishments in
a multi-establishment facility can be, for all practical purposes,
separate business units. Therefore, individual establishments
may report separately, provided that the total  release is
reported for the whole facility  is represented by the sum of
releases reported by the separate establishments.

B.2.b   Auxiliary Facilities

An auxiliary facility  is one that supports another facility's
activities (e.g., research and development laboratories, ware-
houses, storage facilities, and waste-treatment facilities). An
auxiliary facility can take on the SIC code of another covered
facility if its primary function is to service that other covered
facility's operations. Thus, a separate warehouse facility (i.e.,
one not located within the physical boundries of a covered
facility) may become a covered facility because it services a
facility in SIC codes 20-39. Auxiliary facilities that are in SIC
codes 20-39 are required to report if they meet the employee
criterion and chemical thresholds formanufacture, process, or
use. Auxiliary establishments that are part of a multi-estab-
lishment facility must be factored into threshold  determina-
tions for the facility as a whole.
B.2.c  Facility-Related Exemptions

Laboratories: Listed toxic chemicals that are manufactured,
processed, or otherwise  used in  laboratory activities at a
covered facility under the direct supervision of a technically
qualified individual do not have to be factored into the thresh-
old and release calculations. However, pilot plant scale and
specialty chemical production do not qualify for this laboratory
activities exemption.

Property Owners: You are not required to report if you merely
own real estate  on which a facility covered by  this rule is
located; that is, you have no other business interest in the
operation of thatfacility (e.g., your company owns an industrial
park).  The operator of that facility, howevar, is subject to
reporting requirements.
      B.3 ACTIVITY DETERMINATION
      B.3.3  Definitions of "Manufacture,"
            "Process," and "Otherwise Use"

      Manufacture:  The term "manufacture" means to produce,
      prepare,  compound, or import a listed toxic chemical.  See
      page 18 for further clarification.)

      Import is defined as causing the chemical to be imported into
      the customs territory of the United States.   If you  order a
      covered toxic chemical (or a mixture containing the chemical)
      from a foreign supplier, then you have imported the chemical
      when that  shipment arrives at your facility directly from a
      source outside of the United States. By ordering the chemical,
      you have "caused it to be  imported," even though you may
      have used an import brokerage firm as an agent to obtain the
      chemical.

      The term manufacture also includes coincidental production of
      a toxic chemical (e.g.,  as a byproduct or impurity) as a result
      of the  manufacture, processing, use, or treatment of other
      chemical substances.  In the case of coincidental production
      of an impurity (i.e., a chemical that remains in the product that
      is distributed in commerce), the de minimis limitation, dis-
      cussed on  page 11, applies. The de minimis limitation does
      not apply to byproducts (e.g., a chemical that is separated
      from a process stream and further processed or disposed)
      Certain listed toxic chemicals may be manufactured as a result
      of wastewater treatment or other treatment processes. For
      example, neutralization of  acid wastewater can result in the
      coincidental manufacture of ammonium nitrate (solution)
      EXAMPLE 1:   Coincidental Manufacture

      Your company, a nitric acid manufacturer, uses ammonia in a
      waste treatment system to neutralize an acidic wastewater
      stream containing  nitric acid. The reaction of the ammonia
      and nitric  acid produces  an ammonium nitrate solution.
      Ammonium nitrate solution is a listed toxic substance, as are
      nitric acid and ammonia. Your facility otherwise uses ammo-
      nia as a reactant and manufactures ammonium nitrate solu-
      tion as a byproduct.  If the ammonium  nitrate solution  is
      produced in a quantity that exceeds  the threshold (e.g.,
      25,000 pounds for 1989), the facility must report for ammo-
      nium nitrate solution. If more than 10,000 pounds of ammonia
      is added to the wastewater treatment system, then the facility
      must report for ammonia.
                                                          Process:  The term "process" means the preparation of a
                                                          listed toxic chemical, after its manufacture, for distribution in
                                                          commerce. Processing is usually the intentional incorporation
                                                          of a toxic chemical into a product (see page 19 forfurtherclan-

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                                                     Page 7
                                               General
fication). Processing includes preparation of the chemical in
the same physical state or chemical form as that received by
your facility, or preparation that produces a change in physical
state or chemical form. The term also applies to the process-
ing of a mixture or other trade name product (see page 11) that
contains a listed toxic chemical as one component.
EXAMPLE 2:   Typical Process and Manufacture
               Activities

  3 Your company receives toluene, a listed toxic chemical,
    from another facility, reacts the toluene with air to form
    benzole acid, and further reacts the benzole acid with a
    cadmium catalyst to form terephthalic acid.  Cadmium
    compounds and terephthalic acid are also listed toxic
    chemicals. Your company processes toluene, and other-
    wise uses (not processes) the cadmium catalyst (see the
    definition  of  "otherwise use" below).   Your company
    manufacture^ benzoic acid and terephthalic acid.  Bert-
    zoic acid, however, is not a listed chemical and thus does
    not trigger reporting requirements.

  a Your facility combines toluene purchased from a supplier
    with various materials to form paint. Your facility proc-
    esses toluene.

  a Your company receives a nickel compound (nickel com-
    pound is a listed toxic chemical category) as a bulk solid
    and performs various size-reduction operations  (e.g.,
    grinding) before packaging the compound in 50 pound
    bags.  Your company processes the nickel compound.

  a Your company receives a prepared mixture of resin and
    chopped fiberto be used in the injection molding of plastic
    products.   The resin contains a listed chemical that
    becomes incorporated into the plastic. Your facility proc-
    esse§ the chemical.
Otherwise Use: The term "otherwise use* encompasses any
use of a listed chemical at a facility that does not fall under the
definitions of "manufacture" or "process." A chemical that is
otherwise used by a facility is not intentionally incorporated
into a product distributed in commerce.
EXAMPLE 3:   Otherwise Us*

When your facility cleans equipment with toluene, you are
otherwise using toluene.   Your facility  also separates two
components of a mixture by dissolving one component  in
toluene,  and subsequently recovers the toluene from the
process for  reuse or disposal, your facility  otherwise uses
toluene.
B.3.b  Activity Exemptions

Use Exemptions. Certain uses of listed chemicals are specifi-
cally exempted: use as a structural component of the facility;
use in routine janitorial or facility grounds maintenance; per-
sonal uses by employees or other persons; use of products
containing  toxic chemicals  for the purpose of  maintaining
motor vehicles operated by the facility; or use of toxic chemi-
cals contained in intake water (used for processing or non-
contact cooling) or in intake air (used either as compressed air
or for combustion).

Article  Exemptions.  You do not have to factor into threshold
or release determinations quantities of a listed toxic chemical
contained in an article when that article is processed or used
at your facility.  An article is defined as a manufactured item
that is formed to a specific shape or design dunng manufac-
ture, that has end-use functions dependent in whole or in part
upon its shape  or design during end-u ~e, and that does not
release a  toxic chemical  under norrral conditions of  the
processing or use of that item at the fac lity.

If the processing or otherwise use of similar articles results in
a total release of less than 0.5 pound of a toxic chemical in a
calendar year to any environmental media, EPA will allow this
release quantity to be rounded to zero and the manufactured
items remain exempt as articles.  EPA requires facilties to
round off and report all estimates to the nearest whole num-
ber. The 0.5 pound limit does not apply to each individual
article, but applies to the sum of all releases from processing
or use of like articles.

The article exemption applies to the normal processing or use
of an article.  It do«* not apply to the manufacture  of an
artlcl*. Toxic chemicals processed into articles  produced at
a facility must be factored into thresho j and release determi-
nations.

A closed item containing toxic chemicals (e.g., a transformer
containing PCBs) that does not release the chemicals during
normal use is considered an article if the facility uses the item
as intended and the  toxic chemicals are not released,  rf the
facility services the transformer by replacing the toxic chemi-
cals, the chemicals added during the reporting year must be
counted in threshold and release calculations.

When the processing or use of an item generates fumes, dust,
filings,  or grindings,  the article exemption is not applicable.
The chemical(s) in  the item  must be counted toward the
appropriate threshold determination,  and the fumes, dust,
filings,  and grindings reported as releases or wastes.  How-
ever, if all wastes generated are recycled, whether on-  or off-
site, the exemption is applicable.  In addition, scrap pieces that
are recognizable as  an article do not constitute a release.

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                                                     Page 8
                                                General
Example 4:    Article Exemption

 J Lead that is  incorporated into  a lead acid battery is
    processed to manufacture the battery, and therefore
    must be counted toward threshold and release determi-
    nations.  However, the use  of  the  lead  acid  battery
    elsewhere in  the facility does not have to be counted.
    Disposal of the battery after its use does not cpnstitute a
    "release"; thus, the battery remains an article.

 Q Metal  rods that are extruded  into wire are not articles
    because their form changes during processing.

 3 If an item used in the facility is fragmented, the item is still
    an article if those fragments being  discarded  remain
    identifiable as the article (e.g., recognizable pieces of a
    cylinder, pieces of wire). For instance, an 8-foot piece of
    wire  is broken  into two 4-foot pieces of wire, without
    releasing any toxic chemicals.  Each 4-foot piece is
    identifiable as a piece of wire; therefore, the article status
    for these pieces of wire remains intact.

 Q Toxic chemicals received in the form of pellets are not ar-
    ticles because the pellet form is simply a convenient form
    for further processing of the material.
B.S.c  Activity Qualifiers

Table II (see pages 40-48) contains the list of individual
chemicals and categories of chemicals subject to 1988
calendar year reporting. Some of the chemicals listed in
Table II have parenthetic qualifiers listed next to them.  A
chemical that is listed without a qualifier is subject to
reporting in all forms in which it is manufactured, processed,
and used.

Fume or dust.  Three  of the metals on the list (aluminum,
vanadium, and zinc) contain the qualifier "fume or dust." This
qualifier means that a facility is manufacturing, processing, or
using the metal in the form of fume or dust. Fume or dust does
not refer to "wet" forms, solutions or slurries, for example, but
only dry forms of these metals.  As explained  on page 6 of
these instructions, the term manufacture includes the genera-
tion of a chemical as a  byproduct or impurity. In such cases,
a facility should determine if, for example, it generated more
than 25,000 pounds of aluminum fume or dust in 1989 as a
result of its activities.   If so, the facility must report that it
manufactures "aluminum (fume or dust)." Similarly, there may
be certain technologies in which one of  these metals is
processed in  the form of a fume or dust to make  other
chemicals or other products for distribution  in commerce.  In
reporting releases, the facility would only report releases of the
fume or dust.
Manufacturing qualifiers. Two of the entries to the section 313
chemical list contain a qualifier relating to manufacture.  For
isopropyl alcohol, the qualifier is "manufacturing-strong  acid
process."  For saccharin,  the qualifier simply is "manufac-
turing."  For isopropyl alcohol,  the qualifier means that  only
facilities which manufacture  isopropyl alcohol by the strong
acid process are required to report. In the case of saccharin,
only manufacturers of the chemical are subject to the reporting
requirements.  A facility that processes  or otherwise uses '
either chemical  would  not be required to  report for those
chemicals. In both cases, supplier notification does not apply
because only manufacturers, not users, of the toxic chemical
must report.

Solutions. Two substances on the  list, ammonium nitrate and
ammonium sulfate, are qualified by the term "solution," which
refers to the physical state  of these chemicals. Solid, molten,
and pelletized forms of these chemicals are exempt from
threshold  and release determinations.   Only facilities  that
manufacture, process,  or  otherwise use these chemicals in
the form of a solution are required to report. Supplier notifica-
tion applies only if the chemical is  distributed as  a solution

Phosphorus (vellow or white].  The listing for phosphorus is
qualified by the term "yellow  or white." This means  that only
manufacturing, processing, or use of phosphorus in the yellow
or white chemical form triggers reporting.  Conversely, manu-
facturing, processing, or use  of "black" or "red" phosphorus do
not trigger reporting. Supplier notification  also applies only to
distribution of yellow or white phosphorus.

Asbestos  (friable). The listing for asbestos is qualified by the
term "friable." referring  to the physical characteristic of being
able to crumbled, pulverized, or reducible to a  powder with
hand pressure.  Only manufacturing, processing, or use of as-
bestos in the friable form triggers reporting.  Supplier notifica-
tion applies only to distribution of  mixtures or trade  products
containing friable asbestos.

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 General
Page-9
 B.4  THRESHOLD DETERMINATION
 Section 313 reporting is required if threshold quantities are
 exceeded. The thresholds vary depending upon the year for
 which the report is submitted and separate thresholds apply to
 the amount of the chemical that is manufactured, processed,
 or otherwise used.

 You must submit a report for any listed chemical that is manu-
 factured or processed over the course of the year  at your
 facility in excess of the following threshold:

  3  For calendar year 1987, 75,000 pounds;
  3  For calendar year 1988, 50,000 pounds;
  3  For calendar year 1989 and subsequent years,
     25,000 pounds.

 You must submit a report if the quantity of a listed chemical
 that is otherwise used at your facility exceeds:

  3  10,000 pounds during the course of a calendar year.

 B.4.a How to Determine If Thresholds Are
       Exceeded

 To determine whether yourf acility has exceeded a section 313
 reporting threshold, compare quantities of listed chemicals
 that you manufacture, process, or otherwise use to the sepa-
 rate respective thresholds for those activities.  A suggested
 worksheet is provided in Figure B  (see page  10) to assist
 facilities  in determining whether their facility exceeds any of
 the  reporting thresholds. This worksheet also provides a
 format for maintaining reporting facility records.  Use of this
 worksheet is not required and the completed worksheet(s)
 should not accompany Form R reports submitted to EPA and
 the State.

 A separate worksheet would be completed for each section
 313  chemical or chemical category. Chemicals which are
 listed with specific qualifiers (e.g., solution; manufacture)
 require that the threshold determinations only be based on the
 amount of the chemical meeting the qualifier.  Use of the
 worksheet is divided into three steps:

 Step 1 allows you to record the gross amount of the  toxic
 chemical or chemical  category involved in activities through-
 out the facility.  Pure forms as well as the amounts of the
 chemical or chemical category present in mixtures or trade
 name products must be considered. The types of activity (i.e.,
 manufacturing, processing, or otherwise using) for which the
chemical is used must be identified because separate thresh-
 olds  apply to  each of these  activities.   A record  of the
 information source(s)  used should be kept. Possible informa-
tion  sources include purchase records, inventory data, and
calculations by your process engineer. The data collected in
Step 1 will be totalled for each activity to identify the  overall
     amount of the chemical or chemical category manufactured
     (including imported), processed, or otherwise used.

     Step 2 allows you to identify uses of the chemical or chemical
     category that were included  in Step 1 but that are exempt
     under section 313.  Do not include in Step 2 exempt forms of
     the chemical not included in the calculations in Step 1.  For
     example, if  you did not report the freon contained in the
     building's air conditioners in Step 1, you would not include the
     amount as exempt in Step 2.  Step 2 is intended for use when
     one form or use of the chemical is exempt while others forms
     require reporting.  Note  the type of exemption for future
     reference. Also identify, if applicable, the fraction or percent-
     age of the chemical present that is exempt. Add the amounts
     in each activity to obtain a subtotal for exempted amounts of
     the chemical or chemical categones at the facility.

     Step 3 involves subtracting the result of Step 2 from the res ults
     of Step 1 for each activity.  Compare this net sum to the
     applicable activity threshold.   If the threshold is met or ex-
     ceeded for any of the three activities, your facility must submit
     a Form R  for that chemical or chemical category.   This
     worksheet should be retained  in either case, to document your
     determination for reporting or not reporting. Do not submit this
     worksheet, or any other calculations, with your Form R report.
     Retain the worksheet for your records.

     Do  not add together the quantities of the chemical that are
     manufactured, processed, and used at your facility, because
     each of these activities requires a separate threshold determi-
     nation. For example, if in 1989 you processed 20,000 pounds
     of a chemical and you  otherwise used 6,000 pounds of that
     same chemical, your facility  has not met or exceeded any
     applicable threshold and thus is not required to report for that
     chemical.

     You must submit a report If you exceed any threshold for
     any listed chemical or chemical category. For example, if
     vour facility processes 22.000  pounds of a listed chemical and
     also otherwise uses 16,000 pounds of that same chemical, al-
     though you  do  not exceed the process threshold, you do
     exceed the otherwise used threshold (10,000 pounds) and
     you therefore must report. However, in preparing your re-
     ports, you must consider all non-exempted activities and all
     releases of  that chemical from your facility,  not just  the
     releases from the otherwise use activity.

     Also note that threshold determinations are based upon the
     actual amounts of a chemical manufactured, processed, or
     used over the course  of the  calendar year. The threshold
     determination may not relate to the amount of a toxic chemi-
     cal brought on-srte during the  calendar year. For example, a
     stockpile of 100,000 pounds of a toxic chemical is present on-
     site but only 20,000 pounds is applied to a process. Therefore,
     only the 20,000 pounds processed is counted toward a thresh-
     old determination, not the entire 100,000 pounds of the stock-
     pile.

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Page 10








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                                                     n-f,^, r,
                                                     age 11
                                              General
 Threshold Determinations for On-Site Reuse/Recvcle Operq-
 tions.

 Threshold determinations of listed toxic chemicals that are
 recycled or reused at the facility are based only on the amount
 at the chemical that is added during the year, not the total
 volume in the system.  For example,  a facility operates a
 refrigeration unit that contains 15,000 pounds of ammonia at
 the beginning of the year. The system is charged with 2,000
 pounds of ammonia during the year. The facility has therefore
 "otherwise used" only 2,000 pounds of the covered chemical
 and is not required to report (unless there are other "otherwise
 use" activities of ammonia which, when taken together, ex-
 ceed the reporting mreshold). If, however, the whole refrigera-
 tion unit had to be recharged with 15,000 pounds of ammonia
 during the year, the facility would have exceeded the other-
 wise use threshold.

 This exemption does not apply to toxic chemicals "recycled"
 off-site  and returned to the facility. Such  toxic  chemicals
 returned to the facility are treated as the equivalent of newly
 purchased material for purposes of section 313  threshold
 determinations.

 Threshold Determinations for Chemical Categories.

 A number of chemical compound categories are subject to
 reporting. See Table II, page 48, for a listing of these chemical
 categories. When reporting for one of these chemical catego-
 ries, all individual  members  of a category that are manufac-
 tured, processed, or otherwise use must be added. However,
 threshold determinations must be made separately for each of
 the three activities. Do not include in these threshold determi-
 nations for a category, any chemicals that are also specifically
 listed section 313 toxic chemicals (see Table II, pages 40-47).
 Specifically listed  toxic chemicals are subject to  their own,
 individual threshold determination.

 Threshold determinations for metal-containing compounds
 present a special case. If, for example, you process several
 different lead compounds, you would base  your threshold
 determination on  the  total  weight of all lead compounds
 processed. However, if you process both the "parent" metal
 (lead) as well as one or more lead compounds, you must make
threshold determinations for both because they are separately
 listed toxic chemicals.  If you exceed thresholds for both the
parent metal and compounds of that same metal, EPA allows
you to file one combined report (e.g., one  report  for lead
compounds, including lead) because the release information
you will report in connection with metal compounds will be the
total pounds of the parent metal released.

One other case involving metal compounds should be noted.
Some metal compounds may contain more than  one listed
metal. For example, lead chromate is both a lead compound
and a chromium compound.  In such  cases, if applicable
thresholds are exceeded, you are required to file two separate
reports, one  for lead compounds  and one for chromium
compounds.  You would apply the  total weight of the lead
chromate to the threshold determinations for both lead and
chromium compounds. However, if the thresholds are ex-
ceeded for these categories, only the amount of each parent
metal released (not the amount of the compound) would be re-
ported on the appropriate Form R.
B.4.b  Mixtures and Trade Name Products

Toxic chemicals in mixtures and in trade name products must
be factored into threshold and release determinations.

If you imported,  processed, or otherwise  used mixtures or
trade name products  during calendar year 1939,  you are
required to use the best information you have available at the
facility to determine whether the corroonents of a mixture are
above the de minimis concentration  and therefore  must  be
included in threshold and release dett rminations. If you know
that a mixture or trade name product contains a specific toxic
chemical,  combine the amount of the toxic chemical in the
mixture  or trade name product with the other amounts of the
same chemical imported, processed or otherwise used at your
facility for threshold and release determinations. If the facility
knows that a mixture contains a toxic chemical but no concen-
tration information is provided by the supplier, then the facility
does not have to consider the amount of the toxic chemical
present  in  that mixture for purposes of threshold and release
determinations.  If a facility  owner/operator only knows the
lower bound concentration of  a toxic chemical present in a
mixture, the owner/operator should base theirthreshold deter-
mination on that lower bound concentration number.  If only a
range of concentrations  is  available for  a  toxic chemical
present  in  a mixure, the owner/operator should use  an aver-
age of the low and high concentrations numbers for threshold
determinations. (See Figure C on  page 13  for more  informa-
tion.)

De  yinimis Limitation.  A listed toxic chemical does not  have
to be considered if it is present in a mixture at a concentration
below a specified de minimis level.  The de minimis level is
1.0%, or 0.1% if the chemical meets the OSHA carcinogen
standard.  See Table II for the de minimis value associated
with each listed toxic chemical.  For mixtures that contain more
than one member of a listed chemical category, the de minimis
level applies to the aggregate concentration of all such members
and not  to each individually.  EPA included the de minimis
exemption in the rule as  a burden reducing step, primarily
because facilities  are not likely to have information on the
presence of a chemical in a mixture  or trade name product
beyond that available in the product's MSDS. The de minimis
levels are  consistent with OSHA requirements for develop-
ment of MSDS information concerning composition.

-------
                                                    Page 12
Forthreshold determinations, the demimmislimitation applies
to:

  3 A listed toxic chemical in a mixture or trade name product
    received by the facility.

  3 A listed toxic chemical manufactured during a  process
    where the chemical remains in a mixture or trade name
    product distributed by the facility.

The de minimis does apt apply to:

  D A chemical manufactured at the facility that does not
    remain in a product distributed by the facility. A threshold
    determination must be made on the annual quantity of the
    chemical manufactured regardless of the concentration.
    For example, quantities of  formaldehyde  created  as  a
    result of waste treatment must be applied toward the
    threshold for "manufacture" of this chemical, regardless
    of the concentration of this chemical in the wastestream.

  J Chemicals in ores, wastes, etc., that undergo beneficia-
    tion for purposes of production of that chemical.   For
    example, a company recovers silver by processing waste
    matenal containing silver at less than 1% total weight of
    the material. Although silver is received at less  than the
    da minimis concentration, the de minimis would not apply
    because the process concentrates and produces silver as
    an end product.

In general, when the de minimis applies to threshold  determi-
nations and the concentration of the chemical in the mixture  is
below the de minimis, then  you are not required  to report
releases associated with the processing or use of the chemical
in that mixture.  Note that it is possible to meet the threshold
for a chemical on a facili*y-wide basis, but not be required to
calculate releases from a particular process  because that
process involves only mixtures containing the chemical below
the de minimis level.

Application  of the de  minimis limitation to  process  streams
must also be reviewed. Mixtures containing toxic chemicals
can be added to a process or generated within a process.  In
both cases  (assuming reporting thresholds are exceeded) a
facility is required to consider and report releases  from the
process up to the point where the concentration of the chemi-
cal falls below the  de minimis level.  For example, a 10%
solution of a listed chemical is mixed into a formulated cleaning
solution, resulting  in a final  concentration  of less than 1%.
Releases such as air emissions, from the mixing vessel must
be counted, but releases from the finished formulation are not
counted because the  de minimis exemption applies.
Similarly, in processes where the listed toxic chemical occurs
at a concentration below the de minimis level and is processed
to a concentration above the de minimis level, the portion of
the process where the toxic chemical is present above the de
minimis level must be considered for threshold and release
determinations, for example, an impurity contained in a sol-
vent that is concentrated to above the de minimis level in  a
process. Beneficiation activities involving listed toxic chemi-
cals present in ores, natural gas, and crude oil are an excep-
tion and require threshold and release determinations  regard-
less of concentration of the listed toxic chemical(s) involved in
the beneficiation process.

Supplier Notification.  In 1989 and subsequent years, suppli-
ers of facilities in SIC codes 20-39 are required to develop and
distribute a notice if the mixtures or trade name products that
they manufacture or process,  and subsequently distribute,
contain listed toxic chemicals. These  notices are distributed to
other companies in SIC codes 20-39  or to companies that sell
the productto facilities in SIC codes 20-39 If a Matenal Safety
Data Sheet  (MSDS)  is not  required  for the mixture or trade
name product,  the notification  must be in written form  (i.e.,
letter or attachment to a MSDS).  Otherwise, the notice must
be incorporated into or attached to the MSDS for that product
The  supplier notification requirement began with  the first
shipment of a product in 1989 and must accompany  the first
shipment each  year thereafter. In addition, a new or revised
notice must be sent if a change occurs  in the product which
affects the weight percent of a listed chemical or if it is discov-
ered  that a  previous notice did not property  identify the
chemicals orthe percentage by weight For more information
on supplier notification, see Appendix E.

If listed toxic chemicals are present equal to cr acove the de
minimis cut-off  level, your supplier must identify the  specific
components as they appear in  Table  II and provide their
percentage composition by weight in  the mixture or product. If
your supplier maintains that the identity of a toxic chemical is
a trade secret, a generic identity that  is structurally descriptive
must be supplied on the notice.  A  maximum concentration
level must be provided if your supplier contends that chemical
composition information is a trade secret. In either case, you
do not need to make a trade secret claim on behalf of your
supplier (unless you consider your use of  the proprietary
mixture a trade secret). On Form R, identify the toxic chemical
you are reporting according  to its generic name provided in the
notification.  (See the instructions for Part III. Section  2 on
page 18 for more information.)  If the listed chemical is present
below the de mtnimis level, no notification is required.

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                            	  Page 13	

                                     Figure C

      How Mixture and Trade Name  Products (M/TNP)

                       Factor Into Your Reports

       Any toxic chemicals in mixtures or trade name products (M/TNP) must be factored
       into your threshold and release determinations.
                           Do you know that a listed
                           §313 chemical is present
                                 in M/TNP?
                      No
                    No
                                           —I
                                    ,, Yes
Is specific chemical
  identity known?
                                                  Yes
       Is the M/TNP processed
   or otherwise used in excess of the
        applicable threshold?
   No
                yYes
      Do you know the specific
    or upper bound concentration
    of the chemical in the M/TNP?
   No
                  Yes
   Multiply concentration by the total
   pounds of M/TNP to obtain quantity
     processed or otherwise used.
         Does the quantity of
      the chemical processed or
  otherwise used exceed thresholds?
   No
                  Yes
       Report the generic name*
      in Part ill, Section 2 of the
        form and complete the
       Form R for the chemical
       contained in the M/TNP.
  Do you know specific or upper
   bound concentration of the
     chemical in the M/TNP?
                                          No
                           Yes
 Multiply concentration by the total
pounds of M/TNP to obtain quantity
  processed or otherwise used.
                Add the quantity of listed
                chemical to other known
             quantities of the same chemical.
                                                       I
    Has either the process or
  otherwise use threshold been
exceeded for that listed chemical?
                                          No
                                    L,
                           Yes
               Report the listed chemical in
              Part III, Section 1 and complete
                Form R for this chemical.
For more information on determining generic
names, see page 18.
                                                       r
                         L.
                              You do not have to report
                                   for this M/TNP.

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                                                   Page 14
                                        Form R - Part!


c.
INSTRUCTIONS
FOR
COMPLETING
EPA
FORM
R

The following are specific instructions for completing each part
of EPA Form R. The number designations of the parts and
sections of these instructions correspond to those in Form R
unless otherwise indicated.

A sample of a completed Form R for a hypothetical facility re-
porting under Title III, section 313, is included as Appendix C.
You may want to refer to this sample as you  read through
these instructions.
Instructions for Completing All Parts of Form R:

  1. Type or print information on the form in the units and
    format requested.

  2. All information  on  Form  R is required except Part III,
    Section 3.

  3. Do not leave items on Form R blank unless specifically
    directed to do so; if an item does not apply to you, enter
    "NA," not applicable, in  the  space provided.  If  your
    information does not fill all the spaces provided for a type
    of information,  enter NA, in the next blank space in the
    sequence.

  4. Report  releases and off-site transfers to the nearest
    pound. Do not report fractions of pounds.

  5. Do not submit an incomplete form.   The certification
    statement (Part I) specifies that the report is complete as
    submitted. S«epage1 of these instructions for the defini-
    tion of a complete  submission.

  6. When completing Part IV, supplemental information, or
    additional pages for Part II  of  the form, number the
    additional information sequentially from the prior sections
    of the form.

  7. The box  labelled "This space for your optional use* on
    each page  may be used to differentiate one chemical-
    specific submission from another. This box is used to
    identify a voluntary revision of a previous submission (see
    page 2).
PART I. FACILITY IDENTIFICATION INFORMATION
  1.1   Am you claiming the chemical Identity on page 3
       trad* secret?

Answer this question only after you have completed the rest of
the report.  The specific identity of the toxic chemical being
reported in Part III, Sections 1.2 and 1.3, may be designated
as trade secret. If you are making a trade secret claim, mark
"yes" and proceed to Section 1.2. Only check "Yes" if it is your
manufacturing, processing, or use of the chemical that is a
trade secret.  (See page 1  of these instructions for specific
information on trade secrecy claims.)  If you checked "no,"
proceed to Section 1.3; do not answer Section 1.2.
  1.2   If "yes" In 1.1, Is this copy sanitized or
       unsanftlzed?

Answer this question only after you have completed the rest of
the report.  Check "sanitized" if this copy of the report is the
public version and you have claimed the  chemical  identity
trade secret in Part I, Section 1.1.  Otherwise, check "unsani-
tized."
  1.3   Reporting Year

Enter the last two digits of the calendar year to which the
reported information applies, not the year in which you are
submitting the report. Information for the 1989 reporting year
must be submitted on or before July 1,1990.
  2.    Certification

The certification statement must be signed by the owner or
operator or a senior official with management responsibility for
the person (or persons) completing the form.  The owner,
operator, or official must certify the accuracy and complete-
ness of the information reported on the form by signing and
dating the certification statement.  Each report must contain
an original signature.  Print or type in the space provided the
name  and title of the person who signs the statement.  This
certification statement applies to all the information supplied
on the form and should be signed only after the form has been
completed.

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 Form R - Part I
PageYs"
  3.1   Facility Name and Location

 Enter the name of your facility (plant site name or appropnate
 facility designation), street address, city, county, state, zip
 code, andTRI Facility Identification number (if appropriate), in
 the space provided.  Do not use a post office box number as
 the address.  The address provided should be the location
 where the chemicals are manufactured, processed, or other-
 wise used.

 If you have submitted a Form R for previous reporting years,
 a TRI Facility Identification Number has been assigned to your
 facility. The TRI Facility Identification Number appears on the
 peel-off mailing label on the coverthe Toxic Chemical Release
 Inventory Reporting Package for 1989  (EPA 560/4-90-001)
 you should have received  directly from EPA.  Remove this
 mailing label from the back cover of the reporting package and
 apply it to Part I, Section 3.1 of the blank Form R in Appendix
 A.  Then photocopy that page for use as the master copy of
 page 1 for all the reports you are submitting.

 If you do not have a mailing label or cannot locate your TRI
 Facility Identification Number, please contact the Emergency
 Planning and Community Right-to-Know Information Hotline.
 Enter your TRI Facility Identification number to each Form R
 that your facility submits.

 Enter NA to the space for the TRI  Facility  Identification
 number, if this is your first submission of a Form R.

  3.2  Full or Partial Facility Indication

 A covered facility must report all releases of a listed chemical
 if it meets a reporting threshold for that chemical. However, if
 the facility is composed of several distinct establishments,
 EPA allows these establishments to submit separate reports
 for the chemical as long as all releases of the chemical from
 the entire facility are accounted for.  Indicate in Section 3.2
 whether your report is for the entire covered facility as a whole
 or for part of a covered facility.  Check box a. if the chemical
 information applies to the entire covered facility. Check box b.
 if the  chemical information  applies only to part of a covered
 facility.

 Section 313 requires reports by "facilities,* which are defined
 as "all buildings, equipment, structures, and other stationary
 items which are located on a single site or on contiguous or
 adjacent sites and which are owned or operated by the same
 person."

The SIC code system defines business "establishments" as
"distinct and separate economic activities [that] are performed
at a single physical location."  Under section 372.30(c) of the
reporting rule, you may submit a separate Form R for each
establishment, or for groups of establishments, in your cov-
ered facility, provided that all releases of the toxic chemicals
      from the entire covered facility are reported.  This allows you
      the option of reporting separately on the activities involving a
      toxic chemical at each establishment, or group of establish-
      ments (e.g., part of a covered facility), rather than submitting
      a single Form  R for that chemical  for the entire facility.
      However, if an establishment or group of establishments does
      not manufacture, process, or otherwise use or release a toxic
      chemical, you do not have to submit a report for that establish-
      ment or group of establishments. (See also Section B.2.a on
      page 5.)

       3.3   Technical Contact

      Enter the name and telephone number (including area code)
      of a technical representative whom EPA or State officials may
      contact for clarification of the information reported on Form R.
      This contact person does not have to be the same person who
      prepares the report or signs the certification statement and
      does not necessarily need to be someone at the location of the
      reporting facility; however, this person must be familiar with
      the details of the report so that he or she can answer questions
      about the information provided.

       3.4   Public Contact

      Enter the name and telephone number (including area code)
      of a person who can respond to questions  from the public
      about the report. If you choose to designate the same person
      as both the technical and the public contact, you may enter
      "Same as Section 3.3" in this space. This contact person does
      not have to be the same person who prepares the report or
      signs the certification statement and does  not  necessarily
      need to be someone at the location of the reporting facility.

       3.5  Standard Industrial Classification (SIC) Code

      Enter the appropriate 4-digit primary Standard Industrial Clas-
      sification (SlC)codeforyourfacility (Table I, pages 34-39, lists
      the SIC codes within the 20-39 range).  If the report covers
      more than  one establishment, enter the pnmary 4-digit SIC
      code for each  establishment.  You are required to enter SIC
      codes only for those establishments within the facility that fall
      within SIC codes 20 to 39.  If you do not know your SIC code,
      check with yourfinancial office or contact your local Chamber
      of Commerce or State Department of Labor.

       3.6   Latitude and Longitude

      Enter the latitudinal and longitudinal coordinates of your facil-
      ity.  Sources of these data include EPA permits (e.g., NPDES
      permits), county  property records, facility blueprints, and site
      plans.  Instructions on how to develop these coordinates can
      be found in Appendix F.  Enter only numerical data. Do not
      preface numbers with letters such as N or W to denote the
      hemisphere.

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                                                   Page 16
                                       Form R - Part
 3.7   Facility Dun and Bradstreet Number

Enter the 9-digit  number assigned by Dun and Bradstreet
(O&B)  for your facility or each  establishment within your
facility.  These numbers code the facility for financial pur-
poses.  This number may be available from your facility's
treasurer or financial officer. You can also obtain the numbers
from your local Dun and Bradstreet office (check the telephone
book White Pages). If none of your establishments has been
assigned a D & B number, enter not applicable, NA, in box a.
If only some of your establishments have been assigned Dun
and Bradstreet numbers, enter those numbers in Section 3.7.

 3.8   EPA Identification Number

The  EPA I.D.  Number is a 12-digit number  assigned to
facilities covered  by hazardous waste regulations under the
Resource Conservation and Recovery Act (RCRA). Facilities
not covered by RCRA are not likely to have an assigned I.D.
Number. If your facility is not required to have an I.D. Number,
enter not applicable, NA, in box a. If your facility has been
assigned EPA  Identification Numbers, you must enter those
numbers in the spaces provided in Section 3.8.

 3.9   NPDES Permit Number

Enter the numbers of any permits your facility holds under the
National Pollutant Discharge Elimination System (NPDES)
even if the permit(s) do not pertain to the toxic chemical being
reported. This 9-digit permit number is assigned to yourfacility
by EPA orthe State underthe authority of the Clean Water Act.
If yourfacility does not have a permit, enter not applicable, NA,
in box a.

 3.10 Receiving Streams or Water Bodies

In  Section 3.10 you are to enter the name(s) of the stream(s)
or water body(ies) to which yourfacility directly discharges the
chemicals you are reporting.   A total  of six spaces  are
provided, lettered a through 1. The information you provide
relates directly to the discharge quantity information required
in  Part III, Section 5.3. You can complete Section 3.10 in one
of two ways.   You can enter only those stream names that
relate to the specific chemical that is the subject of the report
or, you can enter all stream names that relate to all covered
chemicals being  reported by the facility. Enter the name of
each receiving stream or surface water body to which the
chemical being reported is directly discharged. Report the
name of the receiving stream or water body as it appears on
the NPDES permit for the facility. If the stream is not covered
by a permit, enterthe name of the off-site stream or water body
by which it is publicly known.   Also do not list a series of
streams through  which the chemical flows. Be sure to include
the receiving stream(s) or water body(ies) that receive storm-
water runoff from your facility. Do not enter names of streams
to which off-site treatment plants discharge.  Enter not appli-
cable. NA, in Section 3.1Qa. if you do not discharge any listed
toxic chemicals to surface water bodies.

  3.11  Underground Injection Well Code (UIC)
       Identification Number

If yourfacility has a permit to inject a waste containing the toxic
chemical into Class 1 deep wells, enterthe 12-digrt Under-
ground Injection Well Code (UIC) identification number as-
signed by EPA or by the State underthe authority of the Sate
Drinking  Water Act.  If your facility does  not hold such a
permrt(s), enter not applicable, NA, in Section 3.11 a.  You are
only required to provide the UIC number for wells that receive
the toxic chemical being reported.

  4.    Parent Company Information

You must provide information on your parent company.  For
purposes of Form R, a  parent company is defined as the
highest level company, located in the United States, that di-
rectly owns at least 50 percent of the  voting stock of  your
company. If yourfacility is owned by a foreign entity, enter not
applicable, NA, in this space. Corporate names should be
treated as parent company names for companies with multiple
facility sites.  For example, the Bestchem Corporation is not
owned or controlled by any other corporation but has  sites
throughoutthe country whose names begin with Bestchem. In
this  case, Bestchem Corporation would be listed  as the
"parent" company.

  4.1  Name of Parent Company

Enterthe name of the corporation or other business entity that
is your ultimate US parent company,  tf your facility has no
parent company, enter not applicable,  NA.

  4.2  Parent Company's Dun & Bradstreet Number

Enter the Dun and Bradstreet Number for your  ultimate US
parent company, if applicable. The number may be obtained
from the treasurer or financial officer of the company. If your
parent company does not have a Dun and Bradstreet number,
enter not applicable, NA.

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Form R - Part III
Page 17
PART II. OFF-SITE LOCATIONS TO WHICH TOXIC
CHEMICALS ARE TRANSFERRED IN WASTES
 In this part of the form, you are  required to list all off-site
 locations to which you transfer wastes containing toxic chemicals.
 Do not list locations to which products containing toxic chemi-
 cals are shipped for sale or distribution in commerce or for
 further  use.  Also,  do not list locations  to which wastes
 containing chemicals are sold or sent for recovery, recycling,
 or reuse of the toxic chemicals. The information that you enter
 in this section relates to data you will report in Part III, Section
 6.
 You may complete Part II for only the off-site locations that
 apply to the specific chemical cited in a particular report oj; you
 can list all off-site locations that apply to all chemicals being
 reported and include a photostatic copy of Part II with each
 individual  report. List only publicly owned treatment works
 (POTWs)  and off-site treatment or disposal facilities.

  1.    Publicly Owned Treatment Works (POTWs)

 Enter the  name and address of each  POTW to which your
 facility discharges wastewater containing toxic chemicals for
 which you are reporting.  If you do not discharge wastewater
 containing the reported toxic chemicals to a POTW, enter not
 applicable, NA, in the POTW name line in Part II, Section 1.1.

 If you discharge such wastewater to  more than two POTWs,
 use additional copies of Part II. Cross through the printed
 numbers and write in numbers forthese locations in ascending
 order (e.g., 1.3,1.4). Check the box at the bottom of the page
 and indicate the number of additional pages of Part II that are
 attached.

  2. Other Off-Site Locations

 Enter in the spaces provided, the name and address of each
 location (other than POTWs) to which you ship or transfer
 wastes containing toxic chemicals.  Do not include locations to
 which you ship the toxic chemical for recycle or reuse. If you
 do not ship ortransfer wastes containing toxic chemicals to off-
 site locations, enter not applicable, NA in the off-site location
 name line of 2.1. Also enter the EPA Identification Number
 (RCRA I.O. Number) for each such location if known to you.
 This number may be found on the Uniform Hazardous Waste
 Manifest, which is required by RCRA regulations.  Also indi-
cate in the space provided whether the location is owned or
controlled by your facility oryour parent company, (f the facility
does not have a RCRA I.O. number, enter not applicable, NA,
in this space.

 tf yourfacility transfers toxic chemicals to more than six off-site
locations, use additional copies of  Part II. Cross through the
printed numbers and write in numbers for these locations in
ascending order (i.e., 2.7, 2.8). Check the box at the bottom
of the page and indicate the number of additional pages of Part
II that are attached.
      EXAMPLE 5:   Off-Site Locations

      Yourfacility is involved in chrome plating of metal parts, which
      produces an aqueous plating waste that is treated on-site to
      recover chromium sludge.   The effluent from the  on-site
      treatment plant, which contains chromium  compounds (a
      listed toxic chemical), is piped to a POTW.  The chromium
      sludge is transferred to an off-site, privately owned firm for the
      recovery of the chromium.

      You must report the location of the POTW in Section 1 in Part
      II of Form R.  Do not report any information about the on-site
      treatment plant in this section. You are not required to report
      the location of the off-site, pnvately owned recovery firm or
      provide any information concerning off-site recovery because
      recycling or reuse of toxic chemicals is exempt from reporting.
      PART III. CHEMICAL-SPECIFIC INFORMATION
      In Part III, you are to identify the toxic chemical being reported.
      You must indicate the general uses and activities involving the
      chemical at your facility.   In Part III, you will  also enter
      quantitative data relating to releases of the chemical from the
      facility to air, water, and land.  Quantities of the chemical
      transferred to off-site locations, identified in Part  II, are also
      reported in this part. Any waste ireatment information for on-
      site treatment of wastestreams containing the toxic chemical
      are also required to be reported on Part III. An optional section
      is included in this part that allows you to report waste minimi-
      zation information associated with the chemical.

       1.1  [Reserved]
                                                   p
       1.2  CAS Number

      Enter the Chemical Abstracts Service (CAS) registry number
      in Section 1.2 exactly as it appears in Table II, pages 40-48, for
      the chemical being reported. CAS numbers are cross-refer-
      enced with an alphabetical list of chemical names in Table II of
      these instructions.  If you are reporting one of the chemical
      categories  in Table II (e.g., copper compounds), enter not
      applicable, NA,  in the CAS number space.

      If you are making a trade secret claim, you must report the
      CAS number on your unsanitized Form R and unsanitized
      substantiation form. Do not include the CAS number on your
      sanitized Form R and sanitized substantiation form (see page
      1 for more information).

       1.3  Chemical or Chemical Category Name

      Enter the name of the chemical or chemical category exactly
      as it appears in  Table II. If the chemical name is followed by
      a synonym in parentheses, report the chemical by the name
      that directly follows the CAS number (i.e., not the  synonym).

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                                                    Page 18
                                       Form R - Part
If the listed chemical identity is actually a product trade name
(e.g., dicofol), the 9th Collective Index name is listed below it
in brackets.  You may report either name in this case.

Do not list the name of a chemical that does not appear in
Table II, such as individual members of a reportable category.
For example, if you use silver nitrate, do not report silver nitrate
with its CAS number.  Report this chemical as "silver com-
pounds' which has no CAS number.

If you are making a  trade secret claim, you must report the
specific chemical identity on your unsanitized Form R and
unsanitized substantiation form.  Do not report the chemical
name on your sanitized Form R and sanitized substantiation
form. Include a generic name in Part III, Section 1.4 of your
sanitized Form R report.

  1.4   Generic Chemical Name

Complete Section 1.4 only if you  are claiming the specific
chemical identity of the toxic chemical as a trade secret and
have marked the trade secret block in Part I, Section 1.1 on
page 1 of Form R.  Enter a generic chemical name that is
descriptive of the chemical structure.  You must limit the
generic name to seventy characters (e.g.,  numbers, letters,
spaces, punctuation) or less. Do not enter mixture names in
Section 1.4; see Section 2 below.

In-house plant codes and other substitute names that are not
structurally descriptive of the chemical identity being withheld
as a trade secret are not acceptable as a generic name. The
generic name must appear on both sanitized and unsanitized
Form R's, and the name must be the same as that  used on
your substantiation  forms.  The  Emergency Planning and
Community Right-to-Know Information Hotline can provide
you with assistance in selecting an appropriate generic name.

  2.    Mixture Component Identity

Do not complete this section if you have completed Section 1
of Part III. Report the generic name provided to you by your
supplier in the section if your supplier is claiming the chemical
identity proprietary or trade secret. Do not answer "yes" in
Part I, Section 1.1 on page 1 of the form if you complete this
section. You do not need to supply trade secret substantiation
forms since it is your supplier who is claiming the material a
trade secret.

Enter the generic chemicaJ name in this section only if the
following three conditions apply:

  1. You determine  that the mixture contains a listed toxic
    chemical but the only identity you have for that chemical
    is  a generic name;
 2. You know either the specific concentration of that toxic
    chemical component or a maximum concentration level;
    and

 3. You multiply the concentration level by the total annual
    amount of the whole mixture used (or processed)  and
    determine that you meet the use or process threshold for
    that single, generically identified mixture component.
EXAMPLE 6:   Mixture Containing Unidentified Toxic
               Chemical

Your facility uses 20,000 pounds of a solvent that your supplier
has told you contains 80 percent "chlorinated aromatic," their
generic name for a chemical subject to reporting under section
313. You therefore know that you have used 16,000 pounds
of some listed toxic chemical which exceeds the "otherwise
use" threshold.  You would file a Form R and enter the name
"chlorinated aromatic" in the space provided in Part III, Section
2.
  3.    Activities and Uses of the Chemical at the Facility

Indicate whether the chemical is manufactured (including
imported), processed, or otherwise used at the facility and the
general nature of such activities and uses at the facility during
the calendar year. Report activities that take place only at your
facility, not activities that take place at otherfacilities involving
your products. You must check all the  blocks in this section
that apply. If you are a manufacturer of the chemical, you must
check a and/or b, and at least one of c, d, e, or f. Refer to the
definitions of "manufacture,""process," and "otherwise use" in
the general information section of these instructions or section
372.3 of the rule for additional explanations.

  3.1   Manufacture the Chemical

Persons who  manufacture (including import) the toxic chemi-
cal must check at least one:

  a. Produce - the chemical  is produced at the facility.

  b. Import • the chemical is imported by the facility into the
    Customs Territory  of the  United States. (See page 6 of
    these instructions for further clarification of import.)

And check at least one:

  c. For on-site use/processing • the chemical is produced or
    imported and then further processed or otherwise used at
    the same facility. If you check this block, you must also
    check at least one item in Part III,  Section 3.2 or 3.3.

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Form R - Part
Page 19
  d. For sale/distribution • the chemical is produced or im-
    ported specifically for sale or distribution outside the
    manufacturing facility.

  e. As a byproduct - the chemical is produced coincidental^
    during the production, processing, otherwise use, or dis-
    posal of another chemical substance or mixture and,
    following its production, is separated from that other
    chemical substance or mixture.  Chemicals produced and
    released as a result of waste treatment or disposal are
    also considered byproducts.

  f.  As an impurity- the chemical is produced coincidentally as
    a result of the manufacture, processing, or otherwise use
    of another chemical but is not separated and remains pri-
    marily in the mixture or product with that other chemical.

  3.2   Process the Chemical
       (Incorporatlve-type activities)

  a. As a reactant - A natural or synthetic chemical used in
    chemical reactions forthe manufacture of another chemi-
    cal substance or of a product. Includes, but is not limited
    to, feedstocks, raw materials, intermediates, and initia-
    tors.

  b. As a formulation component • A chemical added to a
    product (or product mixture) prior to further distribution of
    the product that acts as a performance enhancer during
    use of the product. Examples of chemicals used in this
    capacity include, but are not limited to, additives, dyes,
    reaction diluents, initiators, solvents, inhibitors, emulsifi-
    ers, surfactants, lubricants, flame retardants, and Theol-
    ogical modifiers.

  c.  As an article component - A chemical substance that
    becomes an integral component of an article distributed
    for industrial, trade, orconsumer use. One example is the
    pigment components of paint applied to a chair that is
    sold.

  d.  Repackaging only- Processing or preparation of a chemi-
    cal (or product mixture) for distribution in commerce in a
    different form, state, or quantity. This includes, but is not
    limited to, the transfer of material from a bulk container,
    such as a tank truck to smaller cans or bottles.

 3.3  Otherwise Use the Chemical
      (non-lncorporatlve-type activities)

 a. As a chemical processing aid- A chemical that is added to
    a reaction mixture to aid in the manufacture or synthesis
    of another chemical substance but is not  intended to
    remain in  or become part  of  the product  or  product
    mixture.  Examples of such chemicals include, but are not
    limited to, process solvents, catalysts, inhibitors, initia-
   tors, reaction terminators, and solution buffers.
        b. As a manufacturing aid - A chemical that aids the manu-
          facturing process but does not become part of the result-
          ing product and is not added to the reaction mixture during
          the manufacture or  synthesis of another chemical sub-
          stance.  Examples include, but are not limited to, process
          lubricants,  metalworking  fluids, coolants, refrigerants,
          and hydraulic fluids.

        c. Ancillary or other use - A chemical in this category that is
          used at a facility for purposes other than as a chemical
          processing aid or manufacturing aid as described above.
          Includes, but is not limited to, cleaners, degreasers, lubri-
          cants, fuels, and chemicals  used for treating wastes.
      EXAMPLE 7:   Activities and Uses of Toxic Chemicals

      In the example below, it is assumed that the threshold quan-
      tities for manufacture, process,  or  otherwise use (25.000
      pounds, 25,000 pounds, and 10,000 pounds, respectively, for
      1989) have been exceeded and the reporting of listed chemi-
      cals is therefore required.

          Yourf acility receives toluene and naphthalene (both listed
          toxic chemicals) from an off-site location.  You react the
          toluene  with  air to form benzoic  acid  and react the
          naphthalene with sulfuric acid, which forms phthalic acid
          and also produces sulfur dioxide fumes.  Your facility
          processes toluene and naphthalene.  Both are used as
          reactants to produce benzoic acid and  phthalic acid,
          chemicals not on the section 313 list.

          The phthalic acid and benzoic acid are reacted to form a
          reaction intermediate. The reaction intermediate is dis-
          solved in sulfuric acid, which precipitates terephthalic acid
          (TPA). Fifty percent of the TPA is sold as a product and
          50 percent is further processed at your facility into polyes-
          ter fiber. The TPA is treated with ethylene glycol to form
          an intermediate product, which is condensed to polyester.

          Your company manufactures terephthalic acid, a listed
          chemical, both for sate/distribution as a commercial prod-
          uct and for on-site use/processing as a feedstock in the
          polyester process.  Because it  is a reactant.  it is also
          processed. See Figure D for how this information would
          be reported in Part III, Section 3 of Form  R.

          Yourfacilitv also uses, as well as processes, sulfuric acid.
          a listed substance, as it serves as a process solvent to
          precipitate terephthalic acid.

-------
                                                   Page 20
Form R - Part III
                                                   Figure D

                                  (For more information, see Example 7 on page19)
D
 {Important: Type or print; read instructions before completing form. ]
         Page 3
« PQ A EPA FORM R
** CrM PART iii. CHEMICAL-SPECIFIC INFORMATION
(This space for your optional us
1. CHEMICAL IDENTITY(Do not complete this section if you complete Section 2.]
1.1
1.2
1.3
1.4
2.
(Reserved)
CAS Number (Enter only one number exactly as it
100-21-0
Chemical or Chemical Category Name (Enter
Terephthalic Acid
Generic Chemical Name (Complete only it Part i
appears on the 313 list Enter MA if reporting a cnemicai category ;
only one name exactly as it appears on the 313 list. )
Section 1 1 is cnecKed *Yes." Generic name must oe structurally descriptive. )
MIXTURE COMPONENT IDENTITY (Do not complete this section if you complete Sect on 1 |
Generic Chemical Nam* Provided by Supplier (Limit the name to a maximum of 70 characters (e.g., number*, tatters, spaces, punctuation ;
3. ACTIVITIES AND USES OF THE CHEMICAL AT THE FACILITY (ChecK all that apply.)
3.1
3.2
3.3
Manufacture the
chemical: r Y1
a. I AJ Produce
b. I J Import
If produce or import:
[vl For on-site
•I use/ processing d-
e.[ J As a byproduct f |
Process the r l . f 1 As a formulation
chemical: a. [ XJ As a reactant b.l J compon8nt c.
d . 1 j Repackaging only
Otherwise use \ 1 As a chemical
the chemical: a L Vocesslng aid
b.L j As a manufacturing aid c.
vlFor sale/
J distribution
J As an impurity
"I As an article
J component
J Ancillary or other use

-------
Form R - Part III
                                  Page 21
  4.   Maximum Amount of the Chemical On-Site at Any
       Time During the Calendar Year

 Insert the appropriate code  (see below) that  indicates the
 maximum quantity of the  chemical (e.g., in storage  tanks,
 process vessels, on-site shipping containers) at your facility at
 any time during the calendar year. If the chemical was present
 at several locations within your facility,  use the maximum total
 amount present at the entire facility at any one  time.
                         Weight Range in Pounds
 Range Code

      01
      02
      03
      04
      05
      06
      07
      08
      09
      10
      11
   From...

          0
        100
      1.000
     10,000
    100,000
  1,000,000
 10,000,000
 50,000,000
100,000,000
500,000,000
     1 billion
       To..,.

              99
             999
            9,999
          99,999
         999,999
       9,999,999
      49,999,999
      99,999,999
     499,999,999
     999,999,999
more than 1  billion
 If the toxic chemical present at your facility was part of a
 mixture or trade  name product, determine the maximum
 quantity of the chemical present at the facility by calculating
 the weight of the toxic chemical only. Do not include the weight
 of the entire  mixture or trade name product.  See section
 372.30(b) of the reporting rule for further information on how
 to calculate the weight of the chemical in the mixture or trade
 name product.  For chemical categories (e.g., copper com-
 pounds), include all chemicals in the category when calculat-
 ing the weight of the toxic chemical.
  5.    Releases of the Chemical to the Environment
       On-Site

In Section 5, you must account for the total aggregate releases
of the toxic chemical to the environment from your facility for
the calendar year.   Releases to the  environment  include
emissions to the air, discharges to surface waters, and on-site
releases to land and underground injection wells. If you have
no releases to a particular media (e.g., stack air), enter not
applicable,  NA; dp not leave any part of  Section 5 blank.
Check the box on the last line of this section if you use  Part IV,
the supplemental information sheet.

You are not required to count, as a release, quantities of atoxic
chemical that are lost due to natural weathering or corrosion,
normal/natural degradation of a product, or normal migration
of a chemical from a product.  For example, amounts of a
covered toxic chemical that migrate from plastic products in
storage do not have to be counted in estimates of releases of
that chemical from the facility.  Also, amounts of listed metal
compounds (e.g., copper compounds) that are lost due to
normal corrosion of process equipment do not have to be
considered as releases of coppercompounds from the facility.

All air releases of  the  chemical from the facility must be
accounted for. Do not enter information on individual emission
points or releases.   Enter only the total release.  If there is
doubt about whether an air release is a point or non-point
release, you must identify the release as one or the other
rather than leave items 5.1  and 5.2 blank. Instructions for
columns A, B, and C follow  the discussions of Sections 5.1
through 5.5.
  5.1   Fugitive or Non-Point Air Emissions

Report the total of all releases to the air that are not released
through stacks, vents, ducts, pipes, or any other confined air
stream. You must include (1) fugitive equipment leaks from
valves, pump seals, flanges, compressors, sampling connec-
tions, open-ended  lines, etc.; (2) evaporative losses from
surface impoundments and spills; (3) releases from building
ventilation systems; and (4) any other fugitive or non-point air
emissions.
                                         5.2   Stack or Point Air Emissions

                                        Report the total of all releases to the air that occur through
                                        stacks, vents, ducts, pipes, or other confined air streams. You
                                        must include storage tank emissions.  Air releases from air
                                        pollution control equipment would generally fall in this cate-
                                        gory.
                                         5.3   Discharges to Receiving Streams or Water Bodies

                                        Enter the applicable letter code for the receiving stream or
                                        water body from Section 3.10 of Part I of the form. Also, enter
                                        the total annual amount of the chemical released from all
                                        discharge points at the facility to each receiving stream or
                                        water body. Include process outfalls such as pipes and open
                                        trenches, releases from on-site wastewater treatment sys-
                                        tems, and the contribution from stormwater runoff, if appli-
                                        cable (see instructions for column C below).  Do not include
                                        discharges to a POTW or other off-site wastewater treatment
                                        facilities in this section. These off-site transfers must  be
                                        reported in Part III, Section 6 of the form.

                                        Discharges of listed acids (e.g., hydrogen flouride; hydrogen
                                        chloride; nitric acid; phosphoric acid; and sulfuric acid) may be
                                        reported as zero if the discharges have been neutralized to pH
                                        6 or above. For discharges of listed bases, a zero release may
                                        be reported if the discharge has been neutralized to pH 9 or
                                        below.

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                                                    Page 22
                                        Form R - Part III
  5.4   Underground Injection On-Srte

Enter the total annual amount of the chemical that was injected
into all wells, including Class I wells, at the facility.

  5.5   Releases to Land On-SHe

Four predefined subcategories for reporting quantities re-
leased to land within the boundaries of the  facility are pro-
vided. Do not report land disposal at off-site  locations in this
section.

5.5.1 Landfill - Typically, the ultimate disposal  method for
solid wastes is landfilling. Leaks  from landfills need not be
reported as a release because the amount of the toxic chemi-
cal in the landfill as already been  reported as a release.

5.5.2 Land treatment/application farming -- Another dis-
posal method is land treatment in  which a waste containing a
listed chemical is applied onto or incorporated into soil. While
this disposal method is considered a release to land, any vola-
tilization of listed chemicals into the air occurring during the
disposal operation must be reported as a fugitive air release in
Section 5.1 of Form R.

5.5.3 Surface Impou ndment -- A natural topographic depres-
sion, man-made excavation, or diked area formed primarily of
earthen  materials (although some may be lined with  man-
made materials), which is designed to hold an  accumulation of
liquid wastes or wastes containing free liquids. Examples of
surface  impoundments are holding,  settling,  storage, and
elevation pits; ponds; and lagoons. If the pit, pond, or lagoon
is intended for storage or holding  without discharge, it would
be considered to be a surface impoundment used as a final
disposal method.

Quantities of the chemical released to surface impoundments
that are  used merely  as part of a  wastewater treatment
process generally mustfloibe reported in this section.  How-
ever, if the impoundment accumulates sludges containing the
chemical, you must include an estimate in this section unless
the sludges are removed and otherwise disposed  of (in which
case they should be reported under the appropriate section of
the form). For the purposes of this  reporting, storage tanks are
not considered to be a type of disposal and are not  to be
reported in this section  of the form.

5.5.4 Other disposal -- Includes  any amount of a listed toxic
chemical released to land that does not fit the categories of
landfills, land treatment, or surface impoundment. This other
disposal  would  include any spills  or leaks of  listed  toxic
chemicals to land. For example, 2,000 pounds benzene leaks
from a underground pipeline into the land at a facility. Because
the pipe was only a few feet from the surface at the erupt point,
30 percent of the benzene evaporates into the air. The 600
pounds released to the air would be reported as a fugitive air
release (Section 5.1) and the remaining 1400 pounds would
be reported as a release  to land, other disposal (Section
5.5.4).

  5.A  Total Release

Only on-site releases of the toxic chemical to the environment
for the calendar year are to be reported in this section of the
form. The total releases  from your facility do not include
transfers or shipments of the chemical from your facility for
sale or distribution in commerce, or of  wastes to other facilities
fortreatmentordisposal (see Part III,  Section 6). Both routine
releases, such as fugitive airemissions, and accidental or non-
routine releases, such as chemical spills, must be included tn
your estimate of the quantity released. EPA requires no more
than two significant digits when reporting releases (e.g., 7521
pounds would be reported  as 7500 pounds).

Releases of Less Than One Pound. Total annual releases or
off-site transfers of a toxic chemical  from the  facility of less
than 1 pound may be reported in  one  of several ways. You
should round the value to the nearest pound. If the estimate
is 0.5 pounds or greater, you should either check the range
bracket of "1-499" in column A.1  or enter "1" in column A.2. Do
flSiuse both columns A.1 and A.2. If the release is less than
0.5 pounds, you may round to zero and check the "0" bracket
in A.1.

Note that total annual releases  of less than 0.5 pounds from
the processing or otherwise use of an article maintains the
article status of that item. Thus, if the only releases you have
are from processing an article, and such releases are less than
0.5 pounds per year, you are not required to submit a report for
that chemical.  The 0.5 pound release determination does not
apply to  just a single article.  It applies to the cumulative
releases from the processing or use of that same type of art tele
(e.g., sheet metal or plastic film) that occurs over the course
of the calendar year.

Zero Releases. If you have no releases of a toxic chemical to
a particular medium, report either NA, not applicable, or 0, as
appropriate.  Report NA only when  there is no possibility a
release could occur to a specific media or off-site location.  If
a release to a specific media or off-site location could occur,
but either no release occurred orthe annual aggregate release
was less than 0.5 pounds, report zero. However, if you report
zero releases, a basis of estimate must be provided in column
B. For example, if hydrochloric acid  is involved in the facility
processing activities but the facility neutralizes the wastestreams
to a pH  of 6-9, then the facility reports a 0 release for the
chemical.  If the facility has no underground injection well, it
enters NA for that item on the form, tf the facility does not
landfill the acidic waste, it enters NA for landfills.

-------
Form R - Part III
Page 23
  5.A.1 Reporting Ranges

 For reports submitted for calendar years 1987,  1988, and
 1989 only, you may take advantage of range reporting for
 releases to an environmental medium that are less than 1,000
 pounds for the year.  If you choose this option, mark one of the
 three boxes, 0, 1-499,  or 500-999, that corresponds to re-
 leases of the chemical to the appropriate environmental medium
 (i.e., any line item).  You are not required, however, to use
 these range check boxes; you have the option of providing a
 specific value in column A.2, as described below. However, dfi
 not mark a range and also enter a specific estimate in A.2.

  5.A.2 Enter Estimate

 For releases to any medium that amount to 1,000 pounds or
 more for the year, you must provide an estimate in pounds per
 year in column A.2.  Any estimate provided in column A.2
 should be reported to  no more than two significant figures.
 This estimate should be in whole numbers. Do not use decimal
 points.

 If you do not use the range reporting  option, provide your
 estimates of total annual releases (in pounds) in column A.2.

 Calculating  Releases - To provide the release information
 required in columns A. 1 and A.2 in this section, you must use
 all readily available data (including relevant monitoring data
 and emissions measurements) collected  at your facility to
 meet other regulatory requirements or as part of routine plant
 operations,  to the extent you have Such data for the toxic
 chemical.

 When relevant monitoring data or emission measurements
 are not readily available, reasonable estimates of the amounts
 released must be made using published emission factors,
 material balance calculations,  or engineering calculations.
 You may not use emission factors or calculations to estimate
 releases if more accurate data are available.

 No additional monitoring or measurement of the quanti-
 ties or concentrations of any toxic chemical released Into
 the environment, or of the frequency  of such releases, Is
 required for the purpose of completing this form, beyond
that which Is required under other provisions of law or
 regulation or as part of routine plant  operations.

You must estimate, as accurately as possible, the quantity (in
pounds) of the chemical or chemical category that is released
annually to each environmental medium.  Include only the
quantity of the toxic chemical contained in the wastestream in
this estimate. If the toxic chemical present at your facility was
part of a mixture or trade name product, calculate only the
releases of the chemical, not the other components of the
mixture or trade name product. If you are only able to estimate
the releases of the mixture or trade name product as a whole,
you must assume that the release of the toxic chemical is
      proportional to its concentration in the mixture or trade name
      product. See section 372.30(b) of the reporting rule forf urther
      information on how to calculate the concentration and weight
      of the toxic chemical in the mixture or trade name product.

      If you are reporting a chemical category listed in Table II of
      these instructions, rather than a specific chemical, you must
      combine the release data for all chemicals in the listed chemi-
      cal category  (e.g., all glycol ethers or all chlorophenols) and
      report the aggregate amount for that chemical category.  Do
      not report releases of each individual chemical in that category
      separately. For example, if yourfacility releases 3,000 pounds
      per year of 2-chlorophenol, 4,000 pounds per year of 3-chlo-
      rophenol, and 4,000 pounds per year of 4-chlorophenol. you
      should report that your facility releases  11,000  pounds  per
      year of chlorophenols.

      For listed chemicals with the qualifier "solution,"  such as
      ammonium nitrate, at  concentrations of 1  percent (or  0.1
      percent in the case of a carcinogen) or greater, the chemical
      concentrations must be factored into threshold and release
      calculations because threshold and release amounts relate to
      the amount of chemical in solution, not the amount of solution.

      For metal compound categories (e.g., chromium compounds),
      report releases of only the parent metal. For example, a user
      of various inorganic chromium salts would report the total
      chromium released in each  waste type regardless of  the
      chemical form (e.g., as the original salts, chromium ion, oxide)
      and exclude  any contribution to mass made by other species
      in the molecule.
      EXAMPLE 8:   Calculating Releases

      Your facility disposes of 14,000 pounds of  lead chromate
      (PbCrO4PbO) in an on-site landfill and transfers 16,000 pounds
      of lead selenate (PbSeOJ to an off-site land disposal facility.
      You would therefore be submitting three separate reports on
      the following:  lead compounds, selenium compounds, and
      chromium compounds. However, the quantities you would be
      reporting would be the pounds of "parent" metal being re-
      leased ortransferred off-site. All quantities are based on mass
      balance calculations (See Section 5.B for information on Basis
      of Estimate and Section 6.C for treatment/disposal codes and
      information on transfers of chemical wastes).   You would
      calculate releases of lead, chromium,  and selenium by first
      determining the percentage by weight of these metals  in  the
      materials you use as follows:
      Lead Chromate (PbCrO4 PbO) -
          Molecular weight     =
      Lead  2 Pb-
          Molecular weight     =
      Chromate 1 Cr -
          Molecular weight     =
546.37

207.2x2 = 414.4

51.996

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                                                   Page 24
                                       Form R - Part 111
Lead chromate is therefore (% by weight)
  (414.4/546.37) = 75.85% lead and (51.996/546.37)  »
  9.52% chromium

You can then calculate the total amount of the metals that you
must report, based on your knowledge that 14,000 pounds of
lead chromate contains:
       14,000x0.7585   =   10,619 pounds of lead
       14,000 x 0.0952   =   1,334 pounds of chromium

Similarly, lead selenate is (207.2/350.17) = 59.17% lead and
(78.96/350.17) = 22.55% selenium.
The total pounds of lead, chromium, and selenium released or
transferred from your facility are as follows:

Lead

Release:
  0.7585 x 14,000 = 10,619 pounds from lead chromate
  (round to 11,000 pounds)

Transfer:
  0.5917 x 16,000 = 9,467 pounds from lead selenate
  (round to 9,500 pounds)
(As an example, the releases and transfers of lead should be
reported as illustrated in Figure E on the pages 24-25.)

Chromium
Release:
  0.0952 x 14,000 = 1,333 pounds from lead chromate
  (round to 1,300 pounds)

Selenium
Transfer:
  0.2255 x 16,000 = 3,608 pounds of selenium from lead
  selenate (round to 3,600 pounds)
  5.B  Basis of Estimate

For each release estimate, you are required to indicate the
principal method used to determine the amount of release
reported. You will entera lettercode that identifies the method
that applies to the largest portion of the total estimated release
quantity.

For example, if 40 percent of stack emissions of the reported
substance were derived using monitoring data, 30 percent by
mass balance, and 30 percent by emission factors, you would
enter the code letter "M* for monitoring.

The codes are as follows:

 M - Estimate is based on monitoring data or measurements
     for the toxic chemical as released to the environment
     and/or off-site facility.

 C - Estimate is based on  mass balance calculations, such
     as calculation of the  amount of  the toxic chemical in
     streams entering and leaving process equipment.

 E -  Estimate is based on published emission factors, such
     as those relating release quantity to through-put or
     equipment type (e.g., air emission factors).

 O - Estimate is based on other approaches such as engi-
     neering calculations (e.g., estimating volatilization using
     published mathematical formulas) or best engineenng
     judgment.  This would include applying  an estimated
     removal efficiency to a waste stream, oven if the com-
     position of the stream before treatment was funy identi-
     fied through monitoring data.

If the monitoring data, mass balance, or emission factor used
to estimate the release is not spool ic  to the toxic chemical
being reported, the form should identify the estimate as based
on engineering calculations or best engineering judgment.

If a mass balance calculation yields the flow rate of a waste-
stream, but the quantity of reported chemical in the waste-
                                                  Figure E
1. CHEMICAL IDENTITYfDo not complete
1.1
1.2
1.3
1.4
2.
this section if you complete Section 2.)

[Reserved]
CAS Number (Enter only on* numoer exactly » it appears on the 313 Int. Enter NA it reporting a cnemical category. )
NA
Chemical or Chemical Category Name
Lead Compounds
Generic Chemical Name (Complete only it
MIXTURE COMPONENT IDENTITY
(Enter only one name exactly as it appears on the 313
Pan I. Section i 1 i* cnecxeo "Yes." Generic name
(Do not complete tnts section if you complete
Generic Chemical Name Provided by Supplier (Limit the name to a maximum of 70 character! (e g. ,
Cs\ }
must oe strue'uraiiy descriptive. )
flection 1 . )
numeers. letters, spaces, punctuation) )

-------
:orm R - Part
                    Page 25
                                                    Figure E


                                                    (Continued)
 i. RELEASES OF THE CHEMICAL TO THE ENVIRONMENT ON-SITE
you may report releases of less than
1.000 pounds by checking ranges under A. 1.
(Do not use both A.1 and A.2)
 . 1 Fugitive or non-point air emissions
i.2 Stack or point air emissions
 .3 Discharges to receiving
   streams or water bodies '

   (Enter letter code for stream
   from Part I Section 3.10 in
   the oox provided.)
  ,,n
i...aD
 .4  Underground Injection on-site
.5 Releases to land on-slte

   S.S.I  Landfill


   5.5.2  Land treatment/application farming



   S S 3  Surface impoundment



   S.S.4  Other disootal
                                           5.1a
                                           S.2a
                                         5.3.1a
                                         5.3.2a
                                         5.3.3a
                                           5.4a
       5.5.1a
       S.5.2a
       5.5.3a
       5.5.4a
                                                            A. Total Release
                                                             (pounds/year)
                         A.1
                  Reporting Ranges
                 0      1-499  500-98*
MMM
                             A.2
                             Enter
                           Estimate
    (ChecK if addition*! information is provided on Part IV-Supplemental information.)
                                            NA
                                            NA
                                                                              NA
                                            NA
                                             11,000
                                            NA
                                            NA
                                                                              NA
                                                          B. Basis of
                                                             Estimate
                                                                                              (enter code)
                                                                                              5 1b
                                                                                              5.2b
                                                           5.3.1b I	|
                                                                                            5.3.2b
                                                                  D
                                                           5.3.3b I    I
                                                           5.3.1C
                                                                                                                  NA
                                                           5.3.2C
                                                           5.3.3C
                                                            5.4b
                                                           5.5.1b
                                            5.5.2b
                                            S.S.Sb
                                                              5.5.4b
n
  TRANSFERS OF THE CHEMICAL IN WA3TC TO OFF-SITE LOCATIONS
ou may report transfers
; less than 1.000 pounds by
necking ranges under A.1.  (Do
at use both A.I and A.2)
    Oncnarge to POTW
    (enter location numcer
.1.1 from Part n. Section 1  )
                            D
    Other oft-nte location
 ,    (enter location numoer
.2.1 from Part II. Section 2.1
                                           A. Total Transfers
                                               (pounds/year)
                                          A.1
                                    Reporting Ranges
                                   0      1-490   500-990
[Mill
                               A.2
                               Enter
                             Estimate
                           NA
             9,500
                                            B. Basis of Estimate
                                                (enter code)
                                6.Lib
                                                                                6.2.1b
                                                   C.Type of Treatment/
                                                           Disposal
                                                         I enter code)
    Other off-site location
   .  (enter location numoer
.2.2  from Part II. Section 2.)
    i   t    i
             NA
                                                                                6.2.2b
                                                          n
    Other orf-«lte location
     (enter location numoer
.2.3  from Part II. Section 2.)
[    1   t    1    [    1
                                6.2.3b
    ](ChecK If additional information Is provided on Part iV-Supplemental Information.)

-------
                                                    Page 26
                                        Form R - Pan
stream is based on solubility data, report "O" because "engi-
neering calculations" were used as the basis of estimate of the
quantity of the chemical in the wastestream.

If the concentration of the chemical in the wastestream was
measured by monitoring equipment and the flow rate of the
wastestream  was determined by  mass balance,  then  the
primary basis of estimate is "monitoring" (M). Even though a
mass balance calculation also contributed to the  estimate,
"Monitoring" should  be indicated because monitoring data
was used to estimate the concentration of the waste stream.

Mass balance (C) should only be indicated if it is directly used
to calculate the mass (weight) of chemical released. Monitor-
ing data should be indicated as the basis of estimate only if the
chemical concentration is measured in the wastestream being
released into the environment. Monitoring data should not be
indicated,  for example, if the monitoring data relates to a
concentration of the toxic chemical in other process streams
within the facility.

  5.C   Percent From Stormwater

This column  relates  only to Section 5.3 - Discharges to
receiving streams or water bodies. If your facility has monitor-
ing data on the amount of the chemical in stormwater runoff
(including unchanneled runoff), you must include that quantity
of the chemical in your water release in column A and. indicate
the percentage of the total quantity (by weight) of the chemical
contributed by stormwater in column C (Section 5.3c),

If your facility has monitoring data on the chemical  and an
estimate of flow rate, you must use this data to determine the
percent stormwater.

If you  have monitored stormwater but did  not detect the
chemical, enter zero  (0) in column C. If your facility has no
stormwater monitoring data for the chemical, enter not appli-
cable, NA, in this space on the form.
EXAMPLE 9:   Retoasa* from Stormwater

Bi-monthly stormwater monitoring data shows that the aver-
age concentration of zinc in the stormwater runoff from your
facility from a biocide containing a zinc compound is  1.4
milligrams per liter, and the total annual stormwater discharge
from the facility is 7.527 million gallons.  The total amount of
zinc discharged to surface waterthrough the plant wastewater
discharge (non-stormwater) is 250 pounds per year.  The total
amount of zinc discharged with stormwater is:

   (7,527,000 gallons stormwater) x (3.785 liters/gallon)
     = 28,489,695 liters stormwater

   (28,489,695 liters stormwater) x (1.4 mg. zinc/liter)
     = 39,885.6 grams zinc
     = 88 pounds zinc
The total amount of zinc discharged from all sources of your
facility is:

   250   pounds zinc from wastewater discharge
  + 88   pounds zinc from stormwater runoff
   338   pounds zinc total water discharge

Round to 340 pounds of zinc for report.

The percentage of zinc  discharged through stormwater is

  88/338 X 100 = 26%
If your facility does not have periodic measurements of storm-
water releases of the chemical, but has submitted chemical -
specific monitoring data in permit applications, then these ca:a
must be used  to calculate  the  percent  contribution 'rorn
stormwater. Rates of flow can be estimated by multiplying ;re
annual amount  of rainfall by the land area of the facility ana
then multiplying that figure by the runoff coefficient. The run oil
coefficient  represents the fraction  of rainfall that does  not
infiltrate into the ground but runs off as stormwater. The runoff
coefficient is directly related to how the land in the drainage
area is used. (See table below.)
Description of Land Area

Business
 Downtown areas
 Neighborhood areas
Industrial
 Light areas
 Heavy areas
Railroad yard areas
Unimproved areas
Streets
 Asphalt ic
 Concrete
 Brick
Drives and walks
Roofs
Lawns: Sandy Soil
 Flat, 2%
 Average, 2-7%
 Steep, 7%
Lawns: Heavy Soil
 Flat, 2%
 Average, 2-7%
 Steep, 7%
                                 Runoff Coefficient
                                     0.70-0.95
                                     0.50-0.70

                                     0.50-0.80
                                     0.60-0.90
                                     0.20-0.40
                                     0.10-0.30

                                     0.70-0.95
                                     0.80-0.95
                                     0.70-0.85
                                     0.70-0.85
                                     0.75-0.95

                                     0.05-0.10
                                     0.10-0.15
                                     0.15-0.20

                                     0.13-0.17
                                     0.18-0.22
                                     0.25-0.35
 Choose the most appropriate runofl coefficient for your site or
 calculate a weighted-average coefficient, which takes into
 account different types of land use at your facility:
  Weighted-average
  runoff coefficient
_  (Area,C, + Area;C
                                    ;;
                                               AC)
                             Total Site Area

where C = runoff coefficient for a specific land use of Area

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Form R - Part III
Page 27
 EXAMPLE 10: Stormwatar Runoff

 Your facility is located in a semi-arid region of the United
 States which has an annual precipitation (including snowfall)
 of 12 inches of rain.  (Snowfall should be converted to the
 equivalent inches of rain; assume one foot of snow is equiva-
 lent to one inch of rain.) The area covered by your facility is 42
 acres (about 170,000 square  meters  or 1,829,520 square
 feet). The area of your facility is 50 percent unimproved area,
 10 percent asphaltic streets, and 40 percent concrete pave-
 ment.

 The total stormwater runoff from your facility is therefore
 calculated as follows:
 Land Use                % Area

 Unimproved area           50
 Asphaltic streets            10
 Concrete pavement         40

Weighted-average runoff coefficient ••
                                          Runoff
                                        Coefficient

                                           0.20
                                           0.85
                                           0.90
                                      X (0.901
                100% Area
                                                 0.545
 (Rainfall) x (land area) x (conversion factor) x (runoff coeffi-
 cient) = stormwater runoff

 (1 foot) x (1,829,520 ft*) x (7.48 gal/ft3) x (0.545)
        =  7,458,221 gallons/year

 Total stormwater runoff = 7.45 million gallons/year
  6.    Transfers of the Chemical In Waste to Off-Site
       Locations

You must report in this section the total annual quantity of the
chemical sent to any  of the  off-site disposal, treatment, or
storage facilities for which you have provided an address in
Part II.  You  are not required  to  report quantities  of the
chemical sent off-site for purposes of recycle or reuse. Report
the amount of the toxic chemical transferred off-site after any
on-site treatment or removal is completed. Report zero for
releases  of listed acids and bases if they have been neutral-
ized to pH 6-9 prior  to discharge to  a  POTW.  See the
discussion under Section 5.3, Discharges to Receiving Streams
or Water Bodies (see page 21).

On line 6.1.1, report the amount of the listed chemical trans-
ferred to  a POTW listed in Part  II. Section 1.  In the block
provided, enterthe numberfrom Part II, Section 1 correspond-
ing to the POTW to which the discharge is sent. For example,
if the discharge is sent  to the location listed in Part II, Section
1.1, then  enter "1" in the block provided (the first digit of this
      section number has been preceded).  If you transfer waste
      containing the toxic chemical to more than one POTW, check
      the box at the bottom of Section 6 and use the Part IV, the
      Supplemental Information Sheet to report those transfers.

      On lines 6.2.1 through 6.2.3, report the amount of the chemical
      transferred to other off-site locations corresponding to those
      listed in Part II,  Sections 2.1 through 2.6, including privately
      owned wastewater treatment facilities. In the block provided,
      enterthe  numberfrom Part II, Section 2 corresponding to the
      off-site location to which the transfer is sent.  For example, if
      the transfer is sent to the location listed in Part II, Section 2.3,
      enter "3*  in the block provided. (The first digit of this section
      number has been preceded.) If you need additional space,
      check  the box  at the  bottom  of  Section 6 and  use the
      Supplemental Information Sheet (Part IV, Section 6) to report
      those transfers.

        6.A  Total Transfers

      This column should be completed as described in the instruc-
      tions for column A of Section 5 above.  Enter the amount, in
      pounds, of the toxic chemical that is being transferred, includ-
      ing mixtures or trade name products containing the chemical.
      Do not enter the total poundage of wastes.  See Section 5 for
      information on reporting off-site transfers of less than 1 pound.
      As in Section 5, if the total  amount transferred is less than
      1,000 pounds, you may report a range,  but only for reporting
      years 1987, 1988, and  1989. Enter not applicable, NA, in
      column A.2 if you have no off-site transfers of the listed chemi-
      cal.

        6.B  Basis of Estimate

      You must identify the basis for your estimate. Enter the letter
      code that applies to the method by which the largest percent-
      age of the  estimate was derived.  Use  the same codes
      identified  in the instructions for column B of Section 5.

        6.C  Typ* of Treatment/Disposal

      Enter one of the following codes to  identify the type of
      treatment or disposal method used  by the off-site location for
      the chemical being reported. You should use more than  one
      line for a single location  when the toxic chemical is subject to
      different disposal methods; the  same location code may be
      used more than once. You may have this information in your
      copy of EPA Form SO, (tern S of the Annual/Biennial Hazard-
      ous Waste Treatment, Storage, and Disposal Report (RCRA).
      Applicable codes for Part III, Section 6(c) are as follows:

         M10  Storage Only
         M40  Solidification/Stabilization
         M50  Incineration/Thermal Treatment
         M61  Wastewater Treatment (Excluding POTW)
         M69  Other Treatment

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Form R - Part III
Page 28
    M71   Underground Injection
    M72   Landfill/Disposal Surface Impoundment
    M73   Land Treatment
    M79   Other Land Disposal
    M90   Other Off-Site Management
    M91   Transfer to Waste Broker
    M99   Unknown
 7.    Waste Treatment Methods and Efficiency

In  Section  7, you  must provide  the following  information
related to the chemical for which releases are being reported:
(A) the general wastestream types containing the chemical
being reported; (B) the waste treatment methods used on all
wastestreams containing the chemical; (C) the range of con-
centrations of the chemical in the influent to the treatment
method; (D) whether sequential treatment is used; (E) the
efficiency or effectiveness of each treatment method in re-
moving the chemical; and (F) whetherthe treatment efficiency
figure was based on actual operating data. Use a separate line
in  Section 7 for each treatment method used on a waste-
stream.

In  this section, report only information about treatment of
wastestreams at. your facility, not about off-site treatment.  If
you do not perform on-site treatment of wastes containing the
chemical being reported, check the Not Applicable (NA) space
at  the top of Section 7.

 7.A  General Wastestream

For each waste treatment method, indicate the type of waste-
stream containing the chemical that is treated. Enterthe letter
code that corresponds to the general wastestream type:

   A  = Gaseous (gases, vapors, airborne particulates)
   W = Wastewater  (aqueous waste)
   L  = Liquid waste (non-aqueous waste)
   S  = Solid waste (including sludges and slurries)

If  a waste is a mixture of water and organic liquid, you must
report it as wastewater unless the organic content exceeds 50
percent.  Slurries  and sludges containing water must be
reported as solid waste if they contain appreciable amounts of
dissolved solids, or  solids that may settle, such that the
viscosity or density of the waste is considerably different from
that of process wastewater.

   7.B   Treatment Method

 Enter the appropriate code from one of the lists below for each
 on-site treatment method used on a wastestream containing
 the toxic chemical, regardless of whether the treatment method
 actually removes the specific chemical being reported. Treat-
 ment methods must be reported for each type of waste being
      treated (i.e., gaseous wastes, aqueous wastes, liquid non-
      aqueous wastes, and solids). The treatment codes, except for
      the air emission treatment codes, are not restricted to any
      medium.

      Wastestreams containing the chemical may have a single
      source or may be aggregates of many sources. For example,
      process waterf rom several pieces of equipment at yourf acihty
      may be combined prior to treatment. Report treatment meth-
      ods that  apply to the aggregate wastestream, as well  as
      treatment methods that apply to individual wastestreams.  If
      your facility treats various wastewater streams containing the
      chemical in different ways, the different treatment methods
      must each be listed separately.

      If your facility has several pieces of equipment performing a
      similar service, you  may  combine the reporting for such
      equipment on a single line.  It is  not necessary to enter four
      lines of data to coverfour scrubber units, for example, if ail four
      are treating wastes of similar character (e.g., sulf uric acid mist
      emissions), have similar influent concentrations, and have
      similar removal efficiencies. If, however, any of these parame-
      ters differ from one unit to the next, each scrubber must be
      listed separately.

      Air Emissions Treatment

          A01   Flare
          A02   Condenser
          A03   Scrubber
          A04   Absorbs-
          A05   Electrostatic Precipitator
          A06    Mechanical .Separation
          A07   Other Air Emission Treatment

      Biological Treatment

          B11    Biological Treatment -- Aerobic
          B21    Biological Treatment -- Anaerobic
          B31    Biological Traatment  -- Facultative
          899    Biological Treatment  -- Other

      Chemical Treatment

          C01    Chemical F-recipitation -- Lime or Sodium
                 Hydroxide
          C02   Chemical Precipitation--Sulfide
          C09   Chemical Precipitation -- Other
          C11    Neutralization
          C21    Chromium Reduction
          C31    Corrplexed Metals Treatment (other than pH
                 Adjustment)
          C41   Cyanide Oxidation -- Alkaline Chlorination
          C42   Cyanide Oxidation -- Electrochemical
          C43   Cyanide Oxidation - Other
          C44   General Oxidation (including Disinfection) --
                 Chlorination

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                                                     Page 29
                                       Form R - Part III
    C45   General Oxidation (including Disinfection) -
           Ozonation
    C46   General Oxidation (including Disinfection) -- Other
    C99   Other Chemical Treatment

 Incineration/Thermal Treatment

    F01    Liquid Injection
    F11    Rotary Kiln with Liquid Injection Unit
    F19    Other Rotary Kiln
    F31    Two Stage
    F41    Fixed Hearth
    F42    Multiple Hearth
    F51    Fluidized Bed
    F61    Infra-Red
    F71    Fume/Vapor
    F81    Pyrolytic Destructor
    F82    Wet Air Oxidation
    F83    Thermal Drying/Dewatering
    F99    Other Incineration/Thermal Treatment

 Physical Treatment

    P01    Equalization
    P09    Other Blending
    P11    Settling/Clarification
    P12    Filtration
    P13    Sludge Dewatering (non-thermal)
    P14    Air Flotation
    P15    Oil Skimming
    P16    Emulsion Breaking -- Thermal
    P17    Emulsion Breaking--Chemical
    P18    Emulsion Breaking -- Other
    P19    Other Liquid Phase Separation
    P21    Adsorption -- Carbon
    P22    Adsorption -- Ion Exchange (other than for
           recovery/reuse)
    P23    Adsorption -- Resin
    P29    Adsorption -- Other
    P31    Reverse Osmosis (other than for recovery/reuse)
    P41    Stripping - Air
    P42    Stripping -- Steam
    P49   Stripping -- Other
    P51   Acid Leaching (other than for recovery/reuse)
    P61   Solvent Extraction (other than recovery/reuse)
    P99   Other Physical Treatment

Recovery/Reuse

    R01   Reuse as Fuel -- Industrial Kiln
    R02   Reuse as Fuel -- Industrial Furnace
    R03   Reuse as Fuel - Boiler
    R04   Reuse as Fuel - Fuel Blending
    R09   Reuse as Fuel -- Other
    R11   Solvents/Organics Recovery -- Batch Still
          Distillation
    R12   Solvents/Organics Recovery -- Thin-Film
          Evaporation
    R13   Solvents/Organics Recovery -- Fractionation
    R14   Solvents/Organics Recovery - Solvent Extraction
    R19   Solvents/Organics Recovery - Other
    R21   Metals Recovery - Electrolytic
    R22   Metals Recovery - Ion Exchange
    R23   Metals Recovery -- Acid Leaching
    R24   Metals Recovery - Reverse Osmosis
    R26   Metals Recovery -- Solvent Extraction
    R29   Metals Recovery - Other
    R99   Other Reuse or Recovery

Solidification/Stabilization

    G01   Cement Processes (including  Silicates)
    G09   Other Pozzolonic Processes (including Silicates)
    G11   Asphaltic Processes
    G21   Thermoplastic Techniques
    G99   Other Solidification Processes

  7.C  Rang* of Influent Concentration

The form requires an indication of the range of concentration
of the toxic chemical in the wastestream (i.e., the influent) as
it typically enters the treatment equipment. Enter in the space
provided one of the following code numbers corresponding to
the concentration of the chemical in the influent:

    1  = Greater than 1 percent
    2  = 100 parts per million (0.01 percent) to
         1 percent  (10,000 parts per million)
    3  = 1 part per million to 100 parts per million
    4  = 1 part per billion to 1 part per million
    5  * Less than 1 part per billion

[Note:  Parts per million (ppm) is:

  Q milligrams/kilogram (mass/mass) for solids and liquids;

  Q cubic centimeters/cubic meter (volume/volume) for gases;

  Q milligrams/literforsolutions or dispersions of the chemical
    in water; and

  Q milligrams of chemical/kilogram of air for particulates in
    air. If you have paniculate concentrations (at standard
   temperature and pressure)  as grains/cubic foot of air,
    multiply by 1766.6 to convert to parts per million; if in milli
   grams/cubic meter, multiply by 0.773 to obtain parts per
   million. Factors are for standard conditions of 0°C (32°F)
   and 760 mmHg atmospheric pressure.)

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Form R - Part III
Page 30
 7.D   Sequential Treatment?

The blocks in this column may be used in the following case:

 J Individual treatment steps are used in a series to treat the
    chemical, but

 3 You have no data on the individual efficiencies of each
    step, but you are able to estimate the overall efficiency of
    the treatment sequence.

To report sequential treatment:

 j List the appropriate codes for the treatment steps in the
    order that they occur (in column B) and then put an "X" in
    the boxes in column 0 for all these sequential treatment
    steps.

 j Enter the appropriate code for the influent concentration
    (in column C) for the first treatment step in the sequence.
    Leave this item blank for the rest of the treatment steps in
    the sequence.

 3 Provide the  overall treatment efficiency (in column E) for
    the entire sequence by entering that value in connection
    with the last treatment step in the sequence only. Enter
    NA in column E for the efficiency of all preceding steps in
    the sequence.

 3 Mark yes or  no in column F only in connection with the final
    step in the  sequence. Do not  mark in this column for
    preceeding  steps in the sequence.

An example of how to use the sequential treatment option is
provided in Appendix C.

 7.E   Treatment Efficiency Estimate

In  the space provided, enter  the number indicating the per-
centage of the toxic chemical  removed from the wastestream
through destruction, biological degradation, chemical conver-
sion,  or  physical removal.  The treatment  efficiency (ex-
pressed as percent removal) represents the mass or weight
percentage of chemical destroyed  or removed, not merely
changes in volume or concentration of the chemical in the
wastestream. The efficiency refers only to the percent de-
struction, degradation, conversion,  or removal of the  listed
toxic chemical from the wastestream, not the percent conver-
sion or removal  of other wastestream constituents which may
occur together  with  the listed chemical. The efficiency also
does  not refer to the general efficiency of the method for any
wastestream. For some treatments, the percent removal will
represent removal by several mechanisms, as in as aeration
basin, where a  chemical may evaporate, be biodegraded, or
be physically removed in the  sludge.
      Percent removal must be calculated as follows:

        M-E1 x 100
          I
      where I = mass of the chemical in the influent wastestream and
      E = mass of the chemical in the effluent wastestream.

      Calculate the mass or weight of chemical in the wastestream
      being treated by multiplying the concentration (by weight) of
      the chemical in the wastestream by the flow rate.  In most
      cases, the percent removal compares the treated effluent to
      the influent for the particular type of wastestream. However,
      for some treatment methods, such as incineration or solidifica-
      tion of wastewater, the percent removal of the chemical from
      the influent wastestream would be reported as 100 percent
      because the wastestream does not exist in a comparable form
      after treatment. Some of the treatments (e.g., fuel blending
      and evaporation) do not destroy, chemically convert, or physi-
      cally remove the chemical from its wastestream.  For these
      treatment methods, an efficiency of zero must be reported.

      For metal compounds, the calculation of the reportable con-
      centration and treatment efficiency is based on the weight of
      the parent metal, not on the weight of the metal compounds.
      Metals are not destroyed, only physically removed or chemi-
      cally converted from one form into another.  The treatment
      efficiency  reported represents only physical  removal of the
      parent metal from the wastestream, not the percent chemical
      conversion of  the metal compound.   If a listed treatment
      method converts but does not remove a metal (e.g., chromium
      reduction), the method must be reported, but the treatment
      efficiency must be reported as zero.

      Listed toxic chemicals which are strong mineral acids or bases
      which are neutralized to a pH between 6-9 are considered
      treated at a 100 percent efficiency.

      All data available  at your facility must be utilized to calculate
      treatment efficiency and influent chemical concentration. You
      are nal required to collect any new data for the purposes of th is
      reporting requirement. If data are lacking, estimates rrust be
      made using best engineering judgment or other methods.

        7.F  Based on Operating Data?

      This column requires you to indicate "Yes" or "No" to whether
      the treatment efficiency estimate is based on actual operating
      data. For example, you would check "Yes" if the estimate is
      based on monitoring of influent and effluent wastes under
      typical operating conditions. For sequential treatment, do not
      indicate "Yes" or "No" in column F for a treatment step unless
      you have provided a treatment estimate in col jmn E.

      If the efficiency estimate is based on published data for similar
      processes or on equipment supplier's literature, or if you
      otherwise estimated either the  influent  or affluent waste
      comparison or the flow rate, check "No."

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                                                    Page 31
                                       Form R - Part III
 EXAMPLE 11: Waste Treatment Method*

 One wastestream generated by your facility is aqueous waste
 containing lead chromate, and lead selenate as discussed in
 a previous example in these instructions. In this example, the
 waste is transferred to off-site facilities after on-site wastewa-
 tertreatment. The on-site wastewatertreatment plant precipi-
 tates metal  sludges.  The wastewater is first treated  with
 sulfuric acid and sodium disulfate to reduce the hexavatent
 chromate to trivalent chromium and then treated with lime to
 raise the pH.   This  precipitates  chromium hydroxide,  zinc
 hydroxide, and lead hydroxide,  but does  not remove the
 selenium. The selenium is removed from the wastewater by
 an ionic exchange system. The chromium, zinc, and  lead
 hydroxide sludge (solid) waste is transferred to an off-site land
 disposal facility and  the selenium-containing  ion exchange
 resin is transferred to an off-site facility for metal recovery (off-
 site recovery should no! be reported). The treated wastewater
 is sent to a POTW after neutralization. You would indicate the
 following treatment methods for the on-site treatment of each
 of the lead, zinc, chromium, and selenium compounds:

    C21  -   Chromium Reduction
    C01  -   Chemical Precipitation -- Lime  or Sodium
              Hydroxide
    R22  -   Metals Recovery -- Ion Exchange
    C11  -   Neutralization

 All sequential treatment steps must be indicated for all the
 metal compound categories reported even if  the treatment
 method does not  affect the particular metal.  For example,
 ionic exchange must be reported  as a treatment method for
 lead, zinc, chromium, and selenium compounds, even though
 the method affects only the selenium compound.

 You would indicate a discharge to a POTW in Part III, Section
 6.1.1 and the location of the POTW in Part II, Section 1.1.  You
 would also indicate the release of  the metal sludge to an off-
 site land disposal facility in Part III, Section 6.2.1.
  8.    POLLUTION PREVENTION: OPTIONAL
       INFORMATION ON WASTE MINIMIZATION

Information provided in Part III.  Section  8. of Form R is
optional.  In this section, you may identify waste minimization
efforts relating to the reported toxic chemical. Waste minimi-
zation reduces the amount of the toxic chemical in wastes by
reducing  waste generation or  by recycling.  This can  be
accomplished by equipment changes, process modifications,
product reformulation, chemical substitutions, or other tech-
niques.  Waste minimization  refers exclusively to practices
which prevent the generation of wastes.  Treatment or dis-
posal does not minimize waste and should not be reported in
this section. Recycling or reuse of a toxic chemical is consid-
ered waste minimization.  Waste minimization applies to  air
emissions and wastewater, as well as to liquid or solid mate-
rials that are released, disposed of, or treated. For example,
a program to recycle material  from  reactor cleaning could
reduce the amount of a listed chemical in wastewater pnor to
treatment. This reduction might not show up in annual reports
of releases to receiving streams (due to effective treatment,
for example) but would be captured in this section.

  8.A  Type of Pollution Prevention Modification

Enter the one code from the following list that best describes
the type of waste minimization activity:

  M1  Recycling/Reuse On-Site
       (e.g., solvent recovery  still; vapor recovery system;
        reuse of materials in a process)

  M2  Recycling/Reuse Off-Site
       (e.g., commercial recycler; toll recycling; at an off-site
       company-owned facility)

  M3  Equipment/Technology  Modifications
       (e.g., change from solvent to mechanical stripping;
       modify spray systems  to reduce overspray losses;
       install floating roofs to reduce tank emissions; install
       float guards to prevent tank overflow)

  M4  Process Procedure Modifications
       (e.g., change  production schedule to minimize equip-
       ment and feedstock change-overs; improved control
       of operating  conditions; segregation of wastes to
       permit recycling)

  M5  Reformulation/Redesign of Product
       (e.g., change  in product specifications; modify design
       or composition; reduce  or modify packaging)

  M6  Substitution of Raw Materials
       (e.g., change  or eliminate additives; substitute water-
       based for solvent-based coating materials, cleaners,
       and pigments; increase purity of raw materials)

  M7  Improved Housekeeping, Training, Inventory Control
       (e.g., alter maintenance frequency; institute leak de-
       tection program; improved inventory control; institute
       training program on waste minimization)

  M8  Other Waste Minimization Technique
       (e.g., elimination of process; discontinuation of
       product)


 8.B   Quantity of the Chemical In the Wastestream Prior
       to Treatment/Disposal

You may report the change in  the amount of the chemical
generated in either of two ways.  You may provide the amount
of the chemical in waste produced in the reporting year and the
previous year, or you  may report only the percent change.

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Form R - Part III
                                         Page 32
Enter the total pounds of the toxic chemical contained In all
wastes from the reporting facility (air emissions, water
discharges, solid wastes and off-site transfers) generated
during the reporting year. This quantity may be the sum of all
the release amounts reported on Form R if there is no on-srte
treatment of the chemical. The quantity will often be greater
than the total reported release amounts because it  includes
waste prior to treatment.

You  should consider only the quantity of the chemical in the
waste. Do not report the total mass of the waste (i.e., do not
include the weight of water, soil, or waste constituents which
are not reportable on Form R).

Similarly, report total pounds of the toxic chemical contained
in all wastes generated forthe year priorto the reporting year.

Alternatively, to protect confidential information, you may wish
to enter only the percentage  by  which the weight of the
chemical in the wastes has changed.  This figure may be
calculated using the following formula:
                   (We - Wp)
                     w
                   X100
 where:
    W
    W
weight of toxic chemical in total wastes for
reporting year
weight of toxic chemical in total wastes for the
prior year
 Note that the resulting figure will very often be negative
 (indicating that the total amount of waste generated has been
 reduced in  the  current year).   Be sure to check-off the
 appropriate  sign for the value where indicated on Form R.

  8.C   Waste Minimization Index

 Enterthe ratio of reporting-year production to the prior report-
 ing-year production.  This index should be calculated to most
 closely reflect activities involving the chemical.  To determine
 the index, divide the production amount, which was chosen as
 a measure of the current reporting year's production level, by
 the prior year's production amount.

 The index provides a means for users of the data to distinguish
 effects due  to changes in business activity from the effects
 specifically due to waste minimization efforts. It is not neces-
 sary to indicate the units on which the index is based.  The
 index should not be based on the dollar value of sales.  Ex-
 amples of acceptable indices include:

  O Amount of chemical produced in 1989/amount of chemi-
     cal produced in 1988.  For example, a company manufac-
     tures 200,000 pounds of a chemical in 1988 and 250,000
    pounds of the same chemical in 1989. The index figure to
    report would be  1.3 (1.25 rounded to two significant
    digits).

 3 Amount of paint produced in 1989/amount of paint pro-
    duced in 1988.

 3 Number of appliances coated in 1989/number of appli-
    ances coated in 1988.

 D Square feet of solar collector fabricated in 1989/square
    feet of solar collector fabricated in 1988.

 8.D  Reason for Action

Finally, enterthe most appropriate code from the following list
that best describes the reason for initiating the waste minimi-
zation effort:

    R1    Regulatory Requirement for the Waste
    R2    Reduction of Treatment/Disposal Costs
    R3    Other Process Cost Reduction
    R4    Self-Initiated Review
    R5    Other (e.g., discontinuation of product,
          occupational safety).
EXAMPLE 12:  WASTE MINIMIZATION (POLLUTION
               PREVENTION)

A facility stores toluene in a large tank, and continuously uses
it as a  raw material in a chemical process throughout the
reporting year.  Priorto the current reporting year, annual air
emissions of toluene were 100,000 pounds from the tank, and
anothet 100,000 pounds from process emissions. In addition,
150,000 pounds of sludges are created from the process and
from storage tanks. The sludge contains a total of 25,000
pounds of toluene which was burned in an on-site incinerator.
The Perm  R  filed by the facility for the prior year indicated
200,000 pounds of toluene air emissions.  The toluene con-
tained ir the sludge was identified as treated on-site, although
the pre- :reated amount of the toluene was not indicated on the
Form R, since this information is not required under section
313.

At the  beginning of the current  reporting  year, the facility
installad a floating  roof in  its storage tank.  This change
reduced fugitive emissions from the tank 90 percent, from
 100,000 pounds per year to 10,000 pounds.  Process emis-
sions and sludge generation remained the same.

 3aseo on this information, Part III, Section 8 of Form R would
 be completed as follows:

A.   Type  of Modification

     M3:  Equipment/Technology Modification.

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                                                     Page 33
                                                                                              Form R - Part
B.
Quantity of the Chemical in the Wastestream Prior to
Treatment/Disposal
                 Tank       Process
               Emissions    Emissions
               of Toluene   of Toluene
Total toluene
wastes for    We- 10,000   +  100,000
current reporting
year (pounds)
                                  Toluene    Total
                                     in     Toluene
                                  gludges   Wastes
                                   25,000 - 135,000
Total toluene
wastes for
prior year
(pounds)
         1 - 100,000  +  100,000  +  25,000 - 225,000
Note that only the weight of the toluene in the sludge (25,000
pounds) and not the full weight of the sludge (150,000 pounds)
is included in the calculation.

The facility would record 135,000  pounds  as  the  current
reporting year waste generation (We), and 225,000 pounds as
the prior year's waste generation (Wp).

Alternatively, the facility may opt to report only  the percent
change as follows:
           (We»Wp)
             w.
              .40%
                    X100
                        135,000 - 225,000
                             225,000
X100
Even though the floating roof achieved a 90% reduction of
toluene emissions from  the tank, the overall facility-wide
change in toluene waste generation is negative 40% -- this is
the figure that should be reported in the "or percent change"
part of Section 8 of Form R.

Increases in waste generation,  created  by production  in-
creases that were greater than the impact of waste minimiza-
tion,  would be reported as a positive percentage change.

C.   Ipdex

Usage of toluene at this facility remained the same for both
years, resulting in an index of 1.0. If usage had been reduced
by half, the index would have been  0.5.

D.  Reason for Action

The facility identified code R3, Other Process Cost Reduction,
as the major reason for the waste minimization action.

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                                                   Page 34


                                                 TABLE I

                                          SIC CODES 20-39
20  Food and Kindred Products

    2011   Meat packing plants
    2013   Sausages and other prepared meat products
    2015   Poultry slaughtering and processing
    2021   Creamery butter
    2022   Natural, processed, and imitation cheese
    2023   Dry, condensed, and evaporated dairy products
    2024   Ice cream and frozen desserts
    2026   Fluid milk
    2032   Canned specialties
    2033   Canned fruits, vegetables, preserves, jams, and
          jellies
    2034   Dried and dehydrated fruits, vegetables, and soup
          mixes
    2035   Pickled fruits and vegetables, vegetable sauces
          and seasonings, and salad dressings
    2037   Frozen fruits, fruit juices, and vegetables
    2038   Frozen specialties, n.e.c.*
    2041   Flour and other grain mill products
    2043   Cereal breakfast foods
    2044   Rice  milling
    2045   Prepared flour mixes and doughs
    2046   Wet corn milling
    2047  Dog and cat food
    2048   Prepared feeds and feed ingredients for animals
          and fowls, except dogs and cats
    2051   Bread and other bakery products, except cookies
          and crackers
    2052  Cookies and crackers
    2053  Frozen bakery products, except bread
    2061   Cane sugar, except refining
    2062  Cane sugar refining
    2063  Beet sugar
    2064  Candy and other confectionary products
    2066  Chocolate and cocoa products
    2067  Chewing gum
    2068  Salted and roasted nuts and seeds
    2074  Cottonseed oil mills
    2075  Soybean oil mills
    2076  Vegetable oil mills, except com, cottonseed, and
          soybean
    2077  Animal and marine fats and oils
    2079  Shortening, table oils, margarine, and other edible
          fats and oils, n.e.c.*
    2082  Malt beverages
    2083  Malt
    2084  Wines, brandy, and brandy spirits
    2085  Distilled and blended liquors
    2086  Bottled and canned soft drinks and carbonated
          waters
    2087  Flavoring extracts and flavoring syrups, n.e.c.*
    2091  Canned and cured fish and seafoods
    2092  Prepared fresh or frozen fish and seafoods
    2095  Roasted coffee
    2096  Potato chips, com chips, and similar snacks
    2097  Manufactured ice
    2098  Macaroni, spaghetti, vermicelli, and noodles
    2099  Food preparations, n.e.c.*

21  Tobacco Products

    2111  Cigarettes
    2121  Cigars
    2131  Chewing and smoking tobacco and snuff
    2141  Tobacco stemming and redrying

22  Textile Mill Products

    2211  Broadwoven fabric mills, cotton
    2221  Broadwoven fabric mills, manmade fiber, and silk
    2231  Broadwoven fabric mills, wool (including dyeing
          and finishing)
    2241  Narrow fabric and other smallwares mills: cotton,
          wool, silk, and manmade fiber
    2251  Women's full length and knee length hosiery, except
          socks
    2252  Hosiery, n.e.c.*
    2253  Knit outerwear mills
    2254  Knit underwear and nightwear mills
    2257  Weft knit fabric mills
    2258  Lace and warp knit fabric mills
    2259  Knitting mills,  n.e.c.*
    2261  Finishers of broadwoven fabrics of cotton
    2262  Finishers of broadwoven fabrics of manmade fiber
          and silk
    2269  Finishers of textiles, n.e.c *
    2273  Carpets and rugs
    2281  Yam spinning mills
    2282  Yam texturizing, throwing, twisting, and winding
          mills
    2284  Thread mills
    2295  Coated fabrics, not rubberized
    2296  Tire cord and fabrics
    2297  Nonwoven fabrics
    2298  Cordage and twinn
    2299  Textile goods, n.e.c.*

  23  Apparel and Other Finished Products made from
          Fabrics and Other Similar Materials

    2311  Men's and boys' suits, coats, and overcoats
 '•Not eisewhere classified* indicated by *n.e.c.*

-------
                                                    Page 35
     2321  Men's and boys' shirts, except work shirts
     2322  Men's and boys' underwear and nkjhtwear
     2323  Men's and boys' neckwear
     2325  Men's and boys' separate trousers and slacks
     2326  Men's and boys' work clothing
     2329  Men's and boys' clothing, n.e.c.*
     2331  Women's, misses', and juniors' blouses and shirts
     2335  Women's, misses', and juniors' dresses
     2337  Women's, misses', and juniors' suits, skirts, and
           coats
     2339  Women's, misses', and juniors', outerwear, n.e.c.*
     2341  Women's, misses', children's, and infants' under-
           wear and nightwear
     2342  Brassieres, girdles, and allied garments
     2353  Hats, caps, and millinery
     2361  Girls', children's and infants' dresses, blouses, and
           shirts
     2369  Girls', children's and infants' outerwear, n.e.c.*
     2371  Fur goods
     2381  Dress and work gloves, except knit and all leather
     2384  Robes and dressing gowns
     2385  Waterproof outerwear
     2386  Leather and sheep lined clothing
     2387  Apparel belts
     2389  Apparel and accessories, n.e.c.*
     2391  Curtains and draperies
     2392  Housefumishings, except curtains and draperies
     2393  Textile bags
     2394  Canvas and related products
     2395  Pleating, decorative and novelty stitching, and
           tucking for the trade
     2396  Automotive trimmings, apparel findings, and
           related products
     2397  Schitfli machine embroideries
     2399  Fabricated textile products, n.e.c.*

24   Lumber and Wood Products, Except Furniture

    2411   Logging
    2421   Sawmills and planing mills, general
    2426  Hardwood dimension and flooring mills
    2429  Special product sawmills, n.e.c.*
    2431   Milfwork
    2434 Wood kitchen cabinets
    2435 Hardwood veneer and plywood
    2436 Softwood veneer and plywood
    2439 Structural wood members, n.e.c.*
    2441  Nailed and lock corner wood boxes and shook
    2448  Wood pallets and skids
    2449  Wood containers, n.e.c.*
    2451  Mobile homes
    2452  Prefabricated wood buildings and components
    2491  Wood preserving
    2493  Reconstituted wood products
    2499  Wood products, n.e.c.*
25 Furniture and Fixture*

    2511  Wood household furniture, except upholstered
    2512  Wood household furniture, upholstered
    2514  Metal household furniture
    2515  Mattresses, foundations, and convertible beds
    2517  Wood television, radio, phonograph, and sewing
          machine cabinets
    2519  Household furniture, n.e.c.*
    2521  Wood office furniture
    2522  Office furniture, except wood
    2531  Public building and related furniture
    2541  Wood office and store fixtures, partitions, shelving,
          and lockers
    2542  Office and store fixtures, partitions, shelving, and
          lockers, except wood
    2591  Drapery hardware and window blinds and shades
    2599  Furniture and fixtures, n.e.c.*
26  Paper and Allied Products

    2611  Pulp mills
    2621  Paper mills
    2631  Paperboard mills
    2652  Setup paperboard boxes
    2653  Corrugated and solid fiber boxes
    2655  Fiber cans, tubes, drums, and similar products
    2656  Sanitary food containers, except folding
    2657  Folding paperboard boxes, including sanitary
    2671  Packaging paper and plastics film, coated and
          laminated
    2672  Coated and laminated paper, n.e.c.*
    2673  Plastics, foil, and coated paper bags
    2674  Uncoated paper and multiwall bags
    2675  Die-cut paper and paperboard and cardboard
    2676  Sanitary paper products
    2677  Envelopes
    2678  Stationery tablets, and related products
    2679  Converted paper and paperboard products, n.e.c.*

27  Printing, Publishing, and Allied Industries

    2711  Newspapers: publishing, or publishing and
          printing
    2721  Periodicals: publishing,  or publishing and printing
    2731  Books: publishing, or publishing and printing
    2732  Book printing
    2741  Miscellaneous publishing
    2752  Commercial printing, lithographic
    2754  Commercial printing, gravure
    2759  Commercial printing, n.e.c.*
    2761  Manifold business forms
    2771  Greeting cards
    2782  Blankbooks, looseleaf binders and devices
"Not elsewhere classified* indicated by •n.e.c.*

-------
                                                    Page 36
    2789  Bookbinding and related work
    2791  Typesetting
    2796  Plaiemaking and related services

28  Chemicals and Allied Products

    2812  Alkalies and chlorine
    2813  Industrial gases
    2816  Inorganic pigments
    2819  Industrial inorganic chemicals, n.e.c.*
    2821  Plastics materials, synthetic resins, and non-
          vulcanizable elastomers
    2822  Synthetic rubber (vulcanizable elastomers)
    2823  Cellulosic manmade fibers
    2824  Manmade organic fibers, except cellulosic
    2833  Medicinal chemicals and botanical products
    2834  Pharmaceutical preparations
    2835  In vitro and in vivo diagnostic substances
    2836  Biological products, except diagnostic substances
    2841  Soap and other detergents, except specialty
          cleaners
    2842  Specialty cleaning, polishing, and sanitation prepa-
          rations
    2843  Surface active agents, finishing agents, sulfonated
          oils, and assistants
    2844  Perfumes, cosmetics, and other toilet preparations
    2851  Paints, varnishes, lacquers, enamels, and allied
          products
    2861  Gum and wood chemicals
    2865  Cyclic organic crudes and intermediates, and
          organic dyes and pigments
    2869  Industrial organic chemicals, n.e.c.*
    2873  Nitrogenous fertilizers
    2874  Phosphatic fertilizers
    2875  Fertilizers, mixing only
    2879  Pesticides and agricultural chemicals, n.e.c.*
    2891  Adhesives and sealants
    2892  Explosives
    2893  Printing ink
    2895  Carbon black
    2899  Chemicals and chemical preparations, n.fe.c.*

29 Petroleum Refining and Related Industries

    2911  Petroleum refining
    2951  Asphalt paving mixtures and blocks
    2952  Asphalt felts and coatings
    2992  Lubricating oils and greases
    2999  Products of petroleum and coal, n.e.c.*

30 Rubber and Miscellaneous Plastics Products

    3011  Tires and inner tubes
    3021  Rubber and plastics footwear
    3052  Rubber and plastics hose and belting
    3053  Gaskets, packing, and sealing devices
    3061  Molded, extruded, and lathecut mechanical rubber
          products
    3069  Fabricated rubber products, n.e.c.*
    3081  Unsupported plastics film and sheet
    3082  Unsupported plastics profile shapes
    3083  Laminated plastics plate, sheet, and profile sh apes
    3084  Plastics pipe
    3085  Plastics bottles
    3086  Plastics foam products
    3087  Custom compounding of purchased plastics resins
    3088  Plastics plumbing fixtures
    3089  Plastics products, n.e.c.*

31  Leather and Leather Products

    3111  Leather tanning and finishing
    3131  Boot and shoe cut stock and findings
    3142  House slippers
    3143  Men's footwear, except athletic
    3144  Women's footwear, except athletic
    3149  Footwear, except rubber, n.e.c.*
    3151  Leather gloves and mittens
    3161  Luggage
    3171  Women's handbags and purses
    3172  Personal leather goods, except women's hand-
          bags and purses
    3199  Leather goods, n.e.c.*

32  Stone, Clay, Glass and Concrete Products

    3211  Flat glass
    3221  Glass containers
    3229  Pressed and blown glass and glassware, n.e.c.*
    3231  Glass products, made of purchased glass
    3241  Cement, hydraulic
    3251  Brick and structural clay tile
    3253  Ceramic wall and floor tile
    3255  Clay refractories
    3259  Structural clay products, n.e.c.*
    3261  Vitreous china plumbing fixtures and china and
          earthenware fittings and bathroom accessories
    3262  Vitreous china table and kitchen articles
    3263  Fine earthenware (whiteware) table and Kitchen
          articles
    3264  Porcelain electrical supplies
    3269  Pottery products, n.e.c.*
    3271  Concrete block and brick
    3272  Concrete products, except block and brick
    3273  Ready mixed concrete
    3274  Lime
    3275  Gypsum products
    3281  Cut stone and stone  products
    3291  Abrasive products
    3292  Asbestos products
 '"Not elsewhere classified' indicated by "n.e.c.'

-------
                                                   Page 37
    3295  Minerals and earths, ground or otherwise treated
    3296  Mineral wool
    3297  Nonclay refractories
    3299  Nonmetallic mineral products, n.e.c.*

33  Primary Metal Industrie*

    3312  Steel works, blast furnaces (including coke ovens),
          and rolling mills
    3313  Electrometallurgical products, except steel
    3315  Steel wiredrawing and steel nails and spikes
    3316  Cold-rolled steel sheet, strip, and bars
    3317  Steel pipe and tubes
    3321  Gray and ductile iron foundries
    3322  Malleable iron foundries
    3324  Steel investment foundries
    3325  Steel foundries, n.e.c.*
    3331  Primary smelting and refining of copper
    3334  Primary production  of aluminum
    3339  Primary smelting and refining of nonferrous
          metals, except copper and aluminum
    3341  Secondary smelting and refining of nonferrous
          metals
    3351  Rolling, drawing, and extruding of copper
    3353  Aluminum sheet, plate, and foil
    3354  Aluminum extruded products
    3355  Aluminum rolling and drawing, n.e.c.*
    3356  Rolling, drawing, and extruding of nonferrous
          metals, except copper and aluminum
    3357  Drawing and insulating of nonferrous wire
    3363  Aluminum die-castings
    3364  Nonferrous die-castings, except aluminum
    3365  Aluminum foundries
    3366  Copper foundries
    3369  Nonferrous foundries, except aluminum and
          copper
    3398  Metal heat treating
    3399  Primary metal products, n.e.c.*

34  Fabricated Matal Products, «xc*pt Machinery and
    Transportation Equipment

    3411  Metal cans
    3412  Metal shipping barrels, drums, kegs, and pails
    3421  Cutlery
    3423  Hand and edge tools, except machine tools and
          handsaws
    3425  Handsaws and saw blades
    3429  Hardware, n.e.c.*
    3431  Enameled iron and metal sanitary ware
    3432  Plumbing fixture fittings and trim
    3433  Heating equipment, except electric and warm air
          furnaces
    3441  Fabricated structural metal
    3442  Metal doors, sash, frames, molding, and trim
    3443  Fabricated plate work (boiler shops)
    3444  Sheet metal work
    3446  Architectural and ornamental metal work
    3448  Prefabricated metal buildings and components
    3449  Miscellaneous structural metal work
    3451  Screw machine products
    3452  Bolts, nuts, screws, rivets, and washers
    3462  Iron and steel forgings
    3463  Nonferrous forgings
    3465  Automotive stampings
    3468  Crowns and closures
    3469  Metal stampings, n.e.c.*
    3471  Electroplating, plating, polishing, anodizing, and
          coloring
    3479  Coating, engraving and allied services, n.e.c.*
    3482  Small arms ammunition
    3483  Ammunition, except for small arms
    3484  Small arms
    3489  Ordnance and accessories, n.e.c.*
    3491  Industrial valves
    3492  Fluid power valves and hose fittings
    3493  Steel springs, except wire
    3494  Valves and pipe fittings, n.e.c.*
    3495  Wire springs
    3496  Miscellaneous fabricated wire products
    3497  Metal foil and leaf
    3498  Fabricated pipe and pipe fittings
    3499  Fabricated metal products, n.e.c.*

35  Industrial and Commercial Machinery and Computer
    Equipment

    3511  Steam, gas and  hydraulic turbines, and turbine
          generator set units
    3519  Internal combustion engines, n.e.c.*
    3523  Farm machinery and equipment
    3524  Lawn and garden tractors and home lawn and
          garden equipment
    3531  Construction machinery and equipment
    3532  Mining machinery and equipment, except oil and
          gas field machinery and equipment
    3533  Oil and gas field machinery and equipment
    3534  Elevators and moving stairways
    3535  Conveyors and conveying equipment
    3536  Overhead traveling cranes, hoists, and monorail
          systems
    3537  Industrial trucks, tractors, trailers, and stackers
    3541  Machine tools, metal cutting types
    3542  Machine tools, metal forming types
    3543  Industrial patterns
    3544  Special dies and tools, die sets, jigs and fixtures,
          and industrial molds
    3545  Cutting tools, machine tool accessories, and
          machinists' measuring devices
    3546  Power driven handtools
'•Not elsewhere classified" indicated by Yi.e.c.-

-------
                                                  Page 38
   3547 Rolling mill machinery and equipment
   3548 Electric and gas welding and soldering equipment
   3549 Metalworking machinery, n.e.c.*
   3552 Textile machinery
   3553 Woodworking machinery
   3554 Paper industries machinery
   3555 Printing trades machinery and equipment
   3556 Food products machinery
   3559 Special industry machinery, n.e.c.*
   3561  Pumps and pumping equipment
   3562 Ball and roller bearings
   3563 Air and gas compressors
   3564 Industrial and commercial fans and blowers and air
         purification equipment
   3565 Packaging equipment
   3566 Speed changers, industrial high speed drives, and
         gears
   3567 Industrial process furnaces and ovens
   3568 Mechanicalpowertransmission equipment, n.e.c.*
   3569 General industrial machinery and equipment, n.e.c.*
   3571  Electronic computers
   3572 Computer storage devices
   3575 Computer terminals
   3577 Computer peripheral equipment,  n.e.c.*
   3578 Calculating and accounting machines, except elec-
         tronic computers
   3579 Office machines, n.e.c.*
   3581  Automatic vending  machines
   3582 Commercial laundry, drycleaning, and pressing
         machines
   3585 Air conditioning and warm air heating equipment
         and commercial and industrial refrigeration equip-
         ment
   3586 Measuring and dispensing pumps
   3589 Service industry machinery,  n.e.c.*
   3592 Carburetors, pistons, piston  rings, and valves
   3593 Fluid power cylinders and actuators
   3594 Fluid power pumps and motors
   3596 Scales and balances, except laboratory
   3599 Industrial and commercial machinery and equip-
         ment, n.e.c*

36  Electronic and Other Electrical Equipment and
    Components, Except Computer  Equipment

   3612 Power, distribution, and specialty transformers
   3613 Swrtchgear and switchboard apparatus
   3621 Motors and  generators
   3624 Carbon and graphite products
   3625 Relays and industrial controls
   3629  Electrical industrial appliances, n.e.c.*
   3631 Household cooking equipment
    3632  Household refrigerators and home and farm
         freezers
    3633  Household laundry equipment
   3634 Electrical housewares and fans
   3635 Household vacuum cleaners
   3639 Household appliances, n.e.c.*
   3641  Electric lampbuibs and tubes
   3643 Current carrying wiring devices
   3644 Noncurrent carrying wiring devices
   3645 Residential electric lighting fixtures
   3646 Commercial, industnat, and institutional electric
         lighting fixtures
   3647 Vehicular lighting equipment
   3648 Lighting equipment, n.e.c.*
   3651  Household audio and video equipment
   3652 Phonograph records and pre-recorded audio tapes
         and disks
   3661  Telephone and telegraph apparatus
   3663 Radio and television broadcasting and communi-
         cations equipment
   3669 Communications equipment, n.e.c.*
   3671  Electron tubes
   3672 Printed circuit boards
   3674 Semiconductors and related devices
   3675 Electronic capacitors
   3676 Electronic resistors
   3677 Electronic coils, transformers, and other inductors
   3678 Electronic connectors
   3679 Electronic components, n.e.c.*
   3691 Storage batteries
   3692 Primary batteries, dry and wet
   3694 Electric equipment for internal combustion
         engines
   3695 Magnetic and optical recording media
   3699 Electrical machirery, equipment, and supplies,
         n.e.c.*

37 Transportation Equipment

   3711 Motor vehicles and passenger car bodies
   3713 Truck and bus bodies
   3714 Motor vehicle pa,ts and accessories
   3715 Truck trailers
   3716 Motor homes
   3721 Aircraft
   3724 Aircraft engines and engine parts
   3728 Aircraft parts and auxiliary equipment,  n.e.c.*
   3731  Ship builoing and repairing
   3732  Boat building and repairing
   3743  Railroad equipment
   3751  Motorcycles, bicycles and parts
   3761  Guided missiles and space vehicles
    3764  Guided nissite and space vehicle propulsion units
          and propulsion unit parts
    3769  Guided missile and opace vehicle parts and auxil-
          iary equipment, n.e.c.*
    3792  Travel trailers and campers
    3795  Tanks and tank components
    3799  Transportation equipment, n.e.c.*
'•Not elsewhere classified* indicated by •n.e.c."

-------
                                                    Page 39
 38  Measuring, Analyzing, and Controlling Instruments;
     Photographic, Medical and Optical Gooda; Watches
     and Clocks

    3812  Search, detection, navigation, guidance, aeronau-
          tical, and nautical systems and instalments
    3821  Laboratory apparatus and furniture
    3822  Automatic controls for regulating residential and
          commercial environments and appliances
    3823  Industrial instruments for measurement, display,
          and control of process variables; and related
          products
    3824  Totalizing fluid meters and counting devices
    3825  Instruments for measuring and testing of electricity
          and electrical signals
    3826  Laboratory analytical instruments
    3827  Optical instruments and lenses
    3829  Measuring and controlling devices, n.e.c.*
    3841  Surgical and medical instruments and apparatus
    3842  Orthopedic, prosthetic, and surgical appliances
          and supplies
    3843  Dental equipment and supplies
    3844  X-ray apparatus and tubes and related irradiation
          apparatus
    3845  Electromedical and electrotherapeutic apparatus
    3851  Ophthalmic goods
    3861  Photographic equipment and supplies
    3873  Watches, clocks, clockwork operated devices, and
          parts
39  Miscellaneous Manufacturing Industries

    3911  Jewelry, precious metal
    3914  Silverware, plated ware, and stainless steel ware
    3915  Jewelers' findings and materials, and lapidary work
    3931  Musical instruments
    3942  Dolls and stuffed toys
    3944  Games, toys and children's vehicles; except dolls
          and bicycles
    3949  Sporting and athletic goods, n.e.c.*
    3951  Pens, mechanical pencils, and parts
    3952  Lead pencils, crayons, and artists' materials
    3953  Marking devices
    3955  Carbon paper and inked ribbons
    3961  Costume jewelry and costume novelties, except
          precious metal
    3965  Fasteners, buttons, needles, and pins
    3991  Brooms and brushes
    3993  Signs and advertising specialties
    3995  Burial caskets
    3996  Linoleum,  asphalted-felt-base, and other hard
          surface floor coverings, n.e.c.*
    3999  Manufacturing industries, n.e.c.*
'•Not elsewhere classified- indicated by •n.e.c/

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                                                  Page 40
                                                TABLE II

       SECTION  313 TOXIC CHEMICAL LIST FOR REPORTING YEAR  1989
                                        (including Chemical Categories)

 Specific toxic chemicals with CAS Number are listed in alphabetical order on this page. A list of the same chemicals n CAS
            Number oraer begins on page 44.  Covered Chemical Categones are listed beginning on page 48
[Note: Chemicals may be added to or deleted from the list.
The Emergency Planning and Community Right-to-Know In-
formation Hotline, (800) 535-0202or (202) 479-2449 in Wash-
ington, O.C. or Alaska, will provide up-to-date information on
the status of these changes. See page 11 of the instructions
for more information on the de mmimis values listed below.)
 a.  Alphabetical Chemical List

CAS Number      Chemical Name
 De Minimis
Concentration
    75-07-0   Acetaldehyde                 0.1
    60-35-5   Acetamide                   0.1
    67-64-1   Acetone                     1.0
    75-05-8   Acetonitrile                   1.0
    53-96-3   2-Acetylaminof luorene         0.1
   107-02-8,  Acrolein                     1.0
    79-06-1   Acrylamide   .                0.1
    79-10-7   Acrylic ackj                   1.0
   107-13-1   Acrylonrtrile                   0.1
   309-00-2   Aldrin                       1.0
              {1,4:5,8-Dimethanonaphthalene,
              l,2,3,4,10,10-hexachloro-1,4,4a,
              5,8,8a-hexahydro-(l .alpha..
              4.alpha.,4a.beta.,5.alpha.,
              8.alpha.,8a.beta.)-}
   107-05-1   Allyl chloride                 1.0
  7429-90-5   Aluminum (fume or dust)       1.0
  1344-28-1   Aluminum oxide              1.0
   117-79-3   2-Aminoanthraquinone        0.1
    60-09-3   4-Aminoazobenzene          0.1
    92-67-1   4-Aminobiphenyl              0.1
    82-28-0   l-Amino-2-methylanthraqumcne 0.1
  7664-41-7   Ammonia                    1.0
  6484-52-2   Ammonium  nitrate (solution)    1.0
  7783-20-2   Ammonium  sulfate (solution1    1.0
    62-53-3   Aniline                       1.0
    90-04-0   o-AniskJine                   0.1
   104-94-9   p-AnisKJine                   1.0
   134-29-2   o-Anisidine  hydrochlonde      0.1
   120-12-7   Anthracene                  1.0
  7440-36-0   Antimony                    1.0
  7440-38-2   Arsenic                     0.1
  1332-21-4   Asbestos (friable)             0.1
  7440-39-3   Barium                      1.0
    98-87-3   Benzal chloride              1.0
    55-21-0   Benzamide                   1.0
    71-43-2   Benzene                    0.1
CAS Number

    92-87-5
    98-07-7

    98-88-4
    94-36-0
   100-44-7
  7440-41-7
    92-52-4
   111-44-4
   542-88-1
   108-60-1
   103-23-1
    75-25-2

    74-83-9

   106-99-0
   141-32-2
    71-36-3
    78-92-2
    75-65-0
    85-68-7
   106-88-7
   123-72-8
  4680-78-8
   569-64-2
   989-38-8
  1937-37-7
 , 2602-46-2
 16071-86-6
  2832-40-8
  3761-53-3
    81-88-9
  3118-97-6
    97-56-3
   842-07-9
   492-80-8

   126-66-5
  7440-43-9
   156-62-7
   133-06-2
                                    Chemical Name
                         De Minims
                        Concentrator
Benzidine                     C '.
Benzoic tnchlonde             0 i
(Benzotnchlonde)
Benzoyl chloride               i 0
Benzoyl peroxide              ' 0
Benzyl chloride                i 0
Beryllium                     0  >
Biphenyl                      i 0
Bis(2-chloroethyl) ether         • C
Bis(chloromethyl) ether         0 '
Bis(2-chloro-1-methylethyl) ether i 0
Bis(2-ethylhexyl) adipate        0 i
Bromoform                   1 0
{Tribromomethane}
Bromometnane                1 0
(Methyl bromide}
1,3-Butadiene                 0 i
Butyl acrylate                 ' 0
n-Butyl alcohol                i C
sec-Butyl alcohol              1 0
tert-Butyl alcohol              : C
Butyl benzyl phthalate          i 0
1,2-Butylene oxide             ' 0
Butyraldehyde                1 0
C.I. Acid Green 3*             1 0
C.I. Basic Green 4*            1 0
C.I. Basic Red 1*              01
C.I. Direct  Black 38*           0.1
C.I. Direct  Blue 6'             0 1
C.I. Direct  Brown 95'           0.1
C.I. Disperse Yellow 3*         1.0
C.I. Food Red 5*              01
C.I. Food Red 15'             01
C.I. Solvent Orange 7*         1 0
C.I. Solvent Yellow 3*          0  1
C.I. Solvent Yellow 14'         01
C.I. Solvent Yellow 34*
(Auramine)                   0.1
C.I. Vat Yellow 4-             1 0
Cadmium                     0.1
Calcium cyanamide           1 0
Captan                       1 0
(1H-lsomdole-1,3(2H)-dione,
3a,4,7,7a-tetrahydro-
2-[(trichloromethyl)thiol-}
" C.I. means "Color Index"

-------
                                                    Page 41.
 CAS Number

     63-25-2

     75-15-0
     56-23-5
    463-58-1
    120-80-9
    133-90-4
     57-74-9
   7782-50-5
  10049-04-4
     79-11-8
    532-27-4
    108-90-7
    510-15-6
     75-00-3

     67-66-3
     74-87-3

    107-30-2
    126-99-8
   1897-45-6
   7440-47-3
   7440-48-4
   7440-50-8
    120-71-8
   1319-77-3
    108-39-4
     95-48-7
    106-44-5
     98-82-8
     80-15-9
    135-20-6
    110-82-7
     94-75-7
   1163-19-5
    Chemical Name
 De Minimis
Concentration
Carbaryl                      1.0
(1-Naphthalenol, methylcarbamatef
Carbon disuttide               1.0
Carbon tetrachloride           0.1
Carbonyl sulfide               1.0
Catechol                      1.0
Chloramben                   1.0
(Benzole acid, 3-amino-
2.5-dtehloro-}
Chlordane                     1.0
{4,7-Methanoindan, 1,2,4,5,6,7,
8,8-octachloro-2.3,3a,4,
7,7a-hexahydro-}
Chlorine                      1.0
Chlorine dioxide               1.0
Chloroacetic acid               1.0
2-Chloroacetophenone         1.0
Chlorobenzene                1.0
Chlorobenzilate                1.0
(Benzeneacetic acid,4-chloro-
.alpha.-(4-chlorophenyl)-
.alpha.-hydroxy-.ethyl ester}
Chloroethane                  1.0
{Ethyl chloride}
Chloroform                    0.1
Chloromethane                1.0
{Methyl chloride}
Chloromethyl methyl ether      0.1
Chloroprene                   1.0
Chlorothalonil                  1.0
(1,3-Benzenedicarbonrtrile,
2.4,5,6-tetrachloro-}
Chromium                     0.1
Cobalt                        1.0
Copper                       1.0
p-Cresidine                    0.1
Cresol (mixed isomers)         1.0
m-Cresol                      1.0
o-Cresol                      1.0
p-Cresol                      1.0
Cumene                      1.0
Cumene hydroperoxide         1.0
Cupferron                     0.1
{Benzeneamine, N-hydroxy-
N-nitroso, ammonium salt}
Cyclohexane                   1.0
2,4-D                         1.0
{Acetic acid,
(2,4-dichlorophenoxy)-}
Oecabromodiphenyl oxide       1.0
De Minimis
 CAS Number

  2303-16-4
                      615-05-4
                    39156-41-7
                      101-80-4
                    25376-45-8
                       95-80-7
                      334-88-3
                      132-64-9
                       96-12-8

                      106-93-4

                       84-74-2
                    25321-22-6

                       95-50-1
                      541-73-1
                      106-46-7
                       91-94-1
                       75-27-4
                      107-06-2

                      540-59-0
                       75-09-2

                      120-83-2
                       78-87-5
                      542-75-6
                       62-73-7
                      115-32-2
                     1464-53-5
                      111-42-2
                      117-81-7

                       84-66-2
                       64-67-5
                      119-90-4
                       60-11-7
                      119-93-7

                       79-44-7
                       57-14-7
                      105-67-9
                      131-11-3
                       77-78-1
Concentration
                                                               1.0
    Chemical Name

Diallate
{Carbamothioic acid,
bis(l-methylethyl)-, S-(2.3-
dichloro-2-propenyl) ester}
2,4-Diaminoanisole             0.1
2,4-Oiaminoanisole sulfate      0 1
4,4'-Diaminodiphenyl ether      0.1
Diaminotoluene (mixed isomers) 0.1
2,4-Oiaminotoluene             0.1
Diazomethane                 1 0
Oibenzofuran                  1.0
1,2-Dibromo-3-chloropropane   0 1
{DBCP}
1,2-Dibromoethane             0.1
{Ethylene dibromide}
Dibutyl phthalate               1 0
Dichlorobenzene (mixed        0.1
isomers)
1,2-Dichlorobenzene           1.0
1,3-Dichlorobenzene           1.0
1,4-Dichlorobenzene           0.1
3,3'-Dichlorobenzidine          0.1
Dichlorobromomethane         1.0
1,2-Dichloroethane             0.1
{Ethylene dichlorido}
1,2-Dichloroethylene           1.0
Dichloromethane               0.1
{Methylene chloride}
2,4-Dichlorophenol             1 0
1,2-Dichloropropane            1 0
1,3-Dichloropropylene          0.1
Dichlorvos                     1.0
{Phosphoric acid, 2,2-
dichloroethenyl dimethyl ester}
Dicofol                        1 0
{Benzenemethanol, 4-chloro-
.alpha,-(4-chlorophenyl)-
.alpha,- (trichloromethyl)-}
Oiepoxybutane                 0.1
Diethanolamine                1 0
Di-(2-ethylhexyl) phthalate .     0.1
{DEHP}
Oiethyl phthalate               1.0
Diethyl sulfate                 0.1
3,3'-Dimethoxybenzidine        0.1
4-Dimethylaminoazobenzene    0.1
3,3'-Dimethylbenzidine          0.1
{o-Tolidine}
Dimethytearbamyl chloride      0.1
1,1-Dimethyl hydrazine         0.1
2.4-Dimethylphenol             1.0
Dimethyl phthalate             1.0
Dimethyl sulfate                0.1
* C.I. means "Color Index"

-------
                                                   Page 42
                  Chemical Name
 De Mimmis
Concentration
CAS Number	       	

   534-52-1   4,6-Dinitro-o-cresol             1.0
    51-28-5   2.4-Dinrtrophenol               1  0
   121-14-2   2,4-Oinitrotoluene              1.0
   606-20-2   2,6-Dinitrotoluene              1.0
   117-84-0   n-Dioctyl phthalate             1.0
   123-91-1   1,4-Dioxane                   0.1
   122-66-7   1,2-Diphenylhydrazme          0.1
              {Hydrazobenzene}
   106-89-8   Epichlorohydrin                0.1
   110-80-5   2-Ethoxyethanol               1.0
   140-88-5   Ethyl acrylate                  0.1
   100-41-4   Ethylbenzene                  1.0
   541-41-3   Ethyl chloroformate            1.0
    74-85-1   Ethylene   ,                   1.0
   107-21-1   Ethylene glycol                1.0
   151-56-4   Ethyleneimine                 0.1
              {Aziridine}
    75-21-8   Ethylene oxide                 0.1
    96-45-7   Ethylene thiourea              0.1
  2164-17-2   Fluometuron                   1.0
              {Urea, N,N-dimethyl-N'-
              [3-(trifluoromethyl)phenyl]-}
    50-00-0   Formaldehyde                 0.1
    76-13-1   Freon113                     1.0
              {Ethan/a, 1.1,2-trichloro-1,2.2-
              triflucro-}
    76-44-8   Heptachlor                    1.0
              {1,4,5,6,7,8,8-Heptachloro-
              3a,<,7,7a-tetrahydro-
              4,7-7iethano-1 H-indene}
   118-74-1   Hexacltlorobenzene            0.1
    87-68-3   Hexaohloro-1,3-butadiene      1.0
    77.47-4   Hex=i:hlorocyclopentadiene     1.0
    67-72-1   Hexaohloroethane             1.0
  1335-87-1   Hexachloronaphthalene        1.0
   680-31-9   Hexamethylphosphoramide     0.1
   302-01-2   Hydrazine                     0.1
 10034-93-2   Hydrazme sulf ate              0.1
  7647-01-0   Hydrochloric-acid              1.0
    74-90-8   Hydrogen cyanide             1.0
  7664-39-3   Hydrogen fluoride             1.0
   123-31-9   Hydroquinone                 1.0
    78-84-2   IsobutyraWthyde              1.0
    67-63-0   Isopropyl alcohol              0.1
              (manufacturino-strong acid
              process, no supplier notification)
    80-05-7   4,4'-lsopropylidenediphenol     1.0
  7439-92-1    Lead                         0.1
     58-89-9    Lindane                      0.1
               {Cyclohexane,1,2,3,i,5,6-
               hexachloro-,(1 .alpha.,2.alpha.,
               3.beta.,4.alpha.,5.alpha.,6.beta.)-}
CAS Number

   108-31-6
 12427-38-2
                                                            7439-96-5
                                                            7439-97-6
                                                              67-56-1
                                                              72-43-5
                                                             109-86-4
                                                              96-33-3
                                                            1634-04-4
                                                             101-14-4
                                                             101-61-1

                                                             101-68-8

                                                              74-95-3
                                                             101-77-9
                                                              78-93-3
                                                              60-34-4
                                                              74-88-4
                                                             108-10-1
                                                             624-33-9
                                                              80-62-6
                                                              90-94-8
                                                            1313-27-5
                                                             505-50-2

                                                              91-20-3
                                                             134-32-7
                                                              91-59-8
                                                            7440-02-0
                                                            7697-37-2
                                                             13S-13-9
                                                              99-59-2
                                                              98-95-3
                                                              S2-93-3
                                                            1836-75-5
                                                               51-75-2
                                                               55-63-0
                                                               88-75-5
                                                              100-02-7
                                                               79-46-9
Chemical Name
 De Mimrpis
Concentrator
                                  Maleic anhydride               1 0
                                  Maneb                         1 0
                                  (Carbamodrthioic acid, 1,2-
                                  athanediy Ibis-, manganese
                                  complex}
                                  Manganese                    '.0
                                  Mercury                       i 0
                                  Methanol                      1.0
                                  Methoxychlor                  1 0
                                  {Benzene,  l,r-(2,2,2-
                                  trichloroethylidene)bis
                                  [4-methoxy-}
                                  2-Methoxyethanol              1 0
                                  Methyl acrylate                 1 0
                                  Methyl tert-butyl ether          1 0
                                  4,4'-Methylenebis (2-           0 1
                                  chloroanilme)
                                  {MBOCA}
                                  4,4'-Methylenebis(N,N-dimethyl) 0 1
                                  benzenamme
                                  Methylenebis (phenylisocyanate) 1 0
                                  {MBI}
                                  Methylene bromide             1 0
                                  4,4'-Methylenedianiline         0 1
                                  Methyl ethyl ketone             ' 0
                                  Methyl hydrazine               1 0
                                  Methyl iodide                  0 1
                                  Methyl isobutyl ketone          1 0
                                  Methyl isocyartate              1 0
                                  Methyl meth acrylate            1 0
                                  Michler's ketone               0 1
                                  Molybdenum trioxide           1 0
                                  Mustard gas                   0.1
                                  {Ethane, 1,1'-thiobis[2-chloro-}
                                  Naphthalene                  1 0
                                  alpha-Naphthylamine           0 1
                                  beta-Naphthylamine            0 1
                                  Nickel                         0 1
                                  Nitric acid                     1 0
                                  Nitrilotriacetic acid              0 1
                                  5-Nitro-o-anisidine              0 1
                                  Nitrobenzene                  1 0
                                  4-Nitrobiphenyl                0 1
                                  Nitrofen                       0 1
                                  {Benzene, 2,4-dichloro-1-
                                  (4-nitrophenoxy)-}
                                  Nitrogen mustard              0 1
                                  {2-Chloro-N-(2-chloroethyl)-N-
                                  methylethanamine}
                                  Nitroglycerin                  1 0
                                  2-Nitrophenol                  1 0
                                  4-Nitrophenol                  1 0
                                  2-Nitropropane                0.1
* C.I. means "Color Index"

-------
                                                    Page 43
CAS Number
Chemical Name
 Oe Minimis
Concentration
CAS Number
Chemical Name
 De Minimis
Concentration
   156-10-5   p-Nitrosodiphenylamine         0.1
   121-69-7   N,N-Dimethylaniline            1.0
   924-16-3   N-Nitrosodi-n-butylamine       0.1
    55-18-5   N-Nitrosodiethylamine          0.1
    62-75-9   N-Nitrosodimethylamine        0.1
    86-30-6   N-Nitrosodiphenylamine        1.0
   621-64-7   N-Nitrosodi-n-propylamine      0.1
  4549-40-0   N-Nitrosomethylvinylamine      0.1
    59-89-2   N-Nitrosomorpholine           0.1
   759-73-9   N-Nitroso-N-ethylurea          0.1
   684-93-5   N-Nitroso-N-methylurea        0.1
 16543-55-8   N-Nitrosonornicotine           0.1
   100-75-4   N-Nitrosopiperidine             0.1
  2234-13-1   Octachloronaphthalene         1.0
 20816-12-0   Osmium tetroxide              1.0
    56-38-2   Parathion                     1 0
              {Phosphorothioic acid, o, o-
              diethyl-o-(4-nitrophenyl) ester}
    87-86-5   Pentachlorophenol             1.0
              {POP}
    79-21-0   Peracetic acid                 1.0
   108-95-2   Phenol                        1.0
   106-50-3   p-Phenylenediamine           1.0
    90-43-7   2-Phenylphenol                1.0
    75-44-5   Phosgene                     1.0
  7664-38-2   Phosphoric acid                1.0
  7723-14-0   Phosphorus (yellow or white)    1.0
    85-44-9   Phthalic anhydride             1.0
    88-89-1   Picric acid                     1.0
  1336-36-3   Polychlorinated biphenyls       0.1
              {PCBs}
  1120-71-4   Propane sultone               0.1
    57-57-8   beta-Propiolactone             0.1
   123-38-6   Propionaldehyde        '       1.0
   114-26-1    Propoxur                      1.0
              {Phenol, 2-(1-methylethoxy)-,
              methylcarbamate}
   115-07-1    Propylene                     1.0
              {Propene}
   75-55-8   Propyleneimine                0.1
   75-56-9   Propylene oxide                0.1
   110-86-1    Pyridine                       1.0
   91-22-5   Quinoline                      1.0
   106-51-4   Quinone                       1.0
   82-68-8    Quintozene
              {Pentachloronitrobenzene}       1.0
   81-07-2    Saccharin (manufacturing, no    0.1
              supplier notification)
              {1,2-Benzisothiazol-3(2H)-one,
              1,1-dioxide}
   94-59-7    Safrole                        0.1
 7782-49-2    Selenium                      1.0
                                          7440-22-4   Silver                         1.0
                                            100-42-5   Styrene                       0.1
                                             96-09-3   Styrene oxide                  0.1
                                          7664-93-9   Su If uric acid                   1.0
                                            100-21-0   Terephthalic acid               1.0
                                             79-34-5   1,1,2,2-Tetrachloroethane      0.1
                                            127-18-4   Tetrachloroethylene            0.1
                                                       {Perchloroethylene}
                                            961-11-5   Tetrachlorvinphos              1.0
                                                       {Phosphoric acid, 2-chioro-1-
                                                       (2,3,5-trichlorophenyl) ethenyl
                                                       dimethyl ester}
                                          7440-28-0   Thallium                      1.0
                                             62-55-5   Thioacetamide                 0.1
                                            139-65-1   4,4'-Thiodianiline               0.1
                                             62-56-6   Thiourea                      0.1
                                          1314-20-1   Thorium dioxide                1.0
                                          7550-45-0   Titanium tetrachloride          1.0
                                            108-88-3   Toluene                       1.0
                                            584-84-9   Toluene-2,4-diisocyanate       0.1
                                             91-08-7   Toluene-2,6-diisocyanate       0.1
                                             95-53-4   o-Toluidine                    0.1
                                            636-21-5   o-Toluidine hydrochloride       0.1
                                          8001-35-2   Toxaphene                    0.1
                                             68-76-8   Triaziquone                   0.1
                                                       {2,5-Cyclohexadiene-1,4-dione,
                                                       2.3,5-trisO-aziridinyl)-}
                                             52-68-6   Trichlorfon                     1.0
                                                       {Phosphonic acid,(2,2,2-trichloro-
                                                       1-hydroxyethyl)-,dimethyl ester}
                                            120-82-1   1,2,4-Trichlorobenzene         1.0
                                             71-55-6   1,1,1-Trichloroethane           1.0
                                                       {Methyl chloroform}
                                             79-00-5   1,1,2-Trichloroethane           1.0
                                             79-01-6   Trichloroethylene               1.0
                                             95-95-4   2,4,5-Trichlorophenol           1.0
                                             88-06-2   2,4,6-Trichlorophenol           0.1
                                          1582-09-8   Trifluralin                      1.0
                                                       {Benzenamine, 2,6-dinitro-N,N-
                                                       dipropyl-4-(trifluoromethyl)-{
                                             95-63-6   1,2,4-Trimethylbenzene         1.0
                                            126-72-7   Tris (2,3-dibromopropyl)         0.1
                                                       phosphate
                                             51-79-6   Urethane                      0.1
                                                       {Ethyl carbamate}
                                          7440-62-2   Vanadium (fume or dust)        1.0
                                           108-05-4   Vinyl  acetate                   1.0
                                           593-60-2   Vinyl  bromide                  0.1
                                             75-01-4   Vinyl  chloride                   0.1
                                             75-35-4   Vinylidene chloride              1.0
                                          1330-20-7   Xylene (mixed isomers)         1.0
C.I. means "Color Index"

-------
                                                    Page 44
CAS Number  Chemical Name
 De Minimis
Concentration
CAS Number
Chemical Name
 De Minimis
Concentration
   108-38-3   m-Xylene                     1.0
    95-47-6   o-Xytene                      1.0
   106-42-3   p-Xytene                      1.0
    87-62-7   2,6-Xylidine                    1.0
  7440-66-6   Zinc (fume or dust)             1.0
 12122-67-7   Zineb                         1.0
              (Carbamodithioic acid, 1,2-
              ethanediylbis-, zinc complex}
 b. List By CAS Number

CAS Number  Chemical Name
 De Minimis
Concentration
 50-00-0       Formaldehyde                 0.1
 51-28-5       2,4-Dinitrophenol               1.0
 51-75-2       Nitrogen mustard               0.1
              {2-Chloro-N-(2-chloroethyl)-N-
              methylanamine}
 51-79-6       Urethane                     0.1
              {Ethyl carbamate}
 52-68-6       Trichlorton                    1.0
              (Phosphonic acid,(2,2,2-trichloro-
              1 -hydroxyethyl)-, dimethyl ester}
 53-96-3       2-Acetylaminofluorene          0.1
 55-18-5       N-Nitrosodiethylamine          0.1
 55-21-0       Benzamide                    1.0
 55-63-0       Nitroglycerin                   1.0
 56-23-5       Carbon tetrachloride           0.1
 56-38-2       Parathort                     1.0
              {Phosuhorothiote acid, 0,0-
              die;hy:-o-(4-nitrophenyl)ester}
 57-14-7       1.1 -Dimethyl hydrazine         0.1
 57-57-8       beta-Propiolactone             0.1
 57-74-9       Chloroane                    1.0
              {4.7-Methanoindan.1,2,4,5,6,7,
              8,8-otfachloro-2,3.3a,4,7,7a-
              hexah/dro-}
 58-89-9       Li.idar.e                      0.1
              {Cyclcihexane,1,2,3.4,5,6-
              hexachloro-,(1 .alpha.,2.alpha.,
              3.beta.,4.alpha.,5.alpha.,6.beta.)-}
 59-89-2       N-Nftrosomorphollne           0.1
 60-09-3       4-Arninoazobenzene           0.1
 60-11-7       4-Dimethylaminoazobenzene   0.1
 60-34-4      Methyl hydrazine              1.0
 60-35-5      Acetamide                    0.1
 62-53-3      Aniline                       1.0
 62-55-5      Thioacetamide                0.1
 62-56-6      Tniourea                     0.1
 62-73-7      Dichlorvws                    1.0
              {Phosphoric acid, 2,2-
              dichloroethenyl dimethyl ester)
 62-75-9       N-Nitrosodimethylamine       0.1

 • C.I. means "Color Index*
 63-25-2       Carbaryl                      1.0
              {1-Naphthalene!,
              methylcarbamate}
 64-67-5       Diethyl sultate                 0.1
 67-56-1       Methanol                      1.0
 67-63-0       Isopropyl alcohol               0.1
              (manufacturing-strong acid process,
              no supplier notification)
 67-64-1       Acetone                      1.0
 67-66-3       Chloroform                    0.1
 67-72-1       Hexachloroethane              1.0
 68-76-8       Triaziquone                   0.1
              {2,5-Cyctohexadiene-l ,4-dione,
              2,3,5-tris(1-aziridinyl)-}
 71-36-3       n-Butyl alcohol                 1.0
 71-43-2       Benzene                      0.1
 71-55-6       1,1,1-Trichloroethane          1.0
              {Methyl chloroform}
 72-43-5       Methoxychlor                 1.0
              {Benzene. 1,1'-(2,2,2-
              trichloroethylidene)bis
              [4-methoxy-}
 74-83-9       Bromomethane                1.0
              {Methyl bromide}
 74-85-1       Ethytene
 74-87-3       Chloromethane
              {Methyl chloride}
 74-88-4       Methyl iodide                 0.1
 74-90-8       Hydrogen cyanide              1.0
 74-95-3       Methylene bromide            1.0
 75-00-3       Chloroethane                 1.0
              {Ethyl chloride}
 75-01-4      Vinyl chloride                 0.1
 75-05-8       Acetonitrile                    0.1
 75-07-0      AcetaWehyde                 1.0
 75-09-2      Dichloromethane              0.1
              {Methylene chloride}
 75-15-0      Carbon disulfide               1.0
 75-21-8      Ethytene oxide                0.1
 75-25-2      Bromoform                   1.0
              {Tribromomethane}
 75-27-4      Dtehlorobromomethane         1.0
 75-35-4      VinylkJene chloride             1.0
 75-44-5      Phosgene                     1.0
 75-55-8      Propyleneimine               0.1
 75-56-9      Propytene oxide                0.1
 75-65-0      tert-Butyl alcohol               1.0
 76-13-1      Freon113                     1.0
              {Ethane, 1,1,2-trichloro-1,2,2-
              trifluoro-}
 76-44-8       Heptachlor                    1.0
               {1,4,5,6,7,8,8-Heptachloro-
               3a,4,7,7a-tetrahydro-
               4,7-methano-1 H-indene}

-------
                                                   Page 45
                  Chemical Name
 De Minimis
Concentration
CAS Number

 77-47-4      Hexachlorocyclopentadiene     1.0
 77-78-1      Dimethyl sulfate               0.1
 78-84-2      Isobutyrakjehyde               1.0
 78-87-5      1,2-Dichloropropane            1.0
 78-92-2      sec-Butyl alcohol               1.0
 78-93-3      Methyl ethyl ketone            1.0
 79-00-5      1,1.2-Trichloroethane           1.0
 79-01-6      Trichloroethylene               1.0
 79-06-1      Acryfamide                    0.1
 79-10-7      Acrylic acid                    1.0
 79-11 -8      Chloroacetic acid               1.0
 79-21-0      Peracette acid                 1.0
 79-34-5      1,1.2.2-Tetrachloroethane       0.1
 79-44-7      Dimethylcarbamyl chloride      0.1
 79-46-9      2-Nitropropane                0.1
 80-05-7      4,4'-lsopropylidenediphenol     1.0
 80-15-9      Cumene hydroperoxide         1.0
 80-62-6      Methyl methacrylate            1.0
 81-07-2      Saccharin (manufacturing, no   0.1
              supplier notification)
              {1,2-Benzisothia20l-3(2H)-one,
              1,1-dioxide}
 81-88-9      C.I. Food Red 15*              0.1
 82-28-0      1-Amino-2-methylanthraquinone 0.1
 82-68-8      Quintozene                    1.0
              {Pentachloronitro-benzene}
 84-66-2      Oiethyl phthalate               1.0
 84-74-2      Dibutyl phthalate               1.0
 85-44-9      Phthalic anhydride              1.0
 85-68-7      Butyl benzyl phthalate           1.0
 86-30-6      N-Nitrosodiphenylamine         1.0
 87-62-7      2,6-Xylidine                    1.0
 87-68-3      Hexachloro-1,3-butadiene       1.0
 87-86-5      Pentachlorophenol             1.0
              {PCP}
 88-06-2      2,4,6-Trtehlorophenol           0.1
 88-75-5      2-Nitrophenol                  1.0
 88-89-1       Picric acid                     1.0
 90-04-0      o-Anisidine                    0.1
 90-43-7      2-Phenytphenol                1.0
 90-94-8      Mentor's ketone               0.1
 91 -08-7      Toluene-2,6-diisocyanate       0.1
 91-20-3      Naphthalene                   1.0
 91-22-5      Quinoline                     1.0
 91-59-8      beta-Naphthylamine            0.1
 91-94-1       3,3'-Dichlorobenzidine           0.1
 92-52-4      Biphenyl                       1.0
 92-67-1       4-Aminobiphenyl               0.1
 92-87-5      Benzidine                     0.1
 92-93-3      4-Nrtrobiphenyl                 0.1
 94-36-0      Benzoyl peroxide               1.0
 94-59-7      Safrote                        0.1
CAS Number
                                                            94-75-7
                                                            95-47-6
                                                            95-48-7
                                                            95-50-1
                                                            95-53-4
                                                            95-63-6
                                                            95-80-7
                                                            95-95-4
                                                            96-09-3
                                                            96-12-8

                                                            96-33-3
                                                            96-45-7
                                                            97-56-3
                                                            98-07-7

                                                            98-82-8
                                                            98-87-3
                                                            98-88-4
                                                            98-95-3
                                                            99-59-2
                                                           100-02-7
                                                           100-21-0
                                                           100-41-4
                                                           100-42-5
                                                           100-44-7
                                                           100-75-4
                                                           101-14-4
                                                           101-61-1

                                                           101-68-8

                                                           101-77-9
                                                           101-80-4
                                                           103-23-1
                                                           104-94-9
                                                           105-67-9
                                                           106-42-3
                                                           106-44-5
                                                           106-46-7
                                                           106-50-3
                                                           106-51-4
                                                           106-88-7
                                                           106-89-8
                                                           106-93-4

                                                           106-99-0
Chemical Name
 De Minimis
Concentration

     1  0
                                 2,4-D
                                 {Acetic acid,
                                 (2,4-dichlorophenoxy)-}
                                 o-Xylene                       1.0
                                 o-Cresol                       1.0
                                 1,2-Dichlorobenzene            1.0
                                 o-Toluidine                     0.1
                                 1,2,4-Trimethylbenzene         1.0
                                 2,4-Diaminotoluene             0.1
                                 2,4,5-Trichlorophenol           1.0
                                 Styrene oxide                  0.1
                                 1,2-Dibromo-3-chloropropane    0.1
                                 {DBCP}
                                 Methyl aery late                 1.0
                                 Ethylene thiourea               0.1
                                 C.I. Solvent Yellow 3*           0.1
                                 Benzoic trichloride              0.1
                                 {Benzotrichloride}
                                 Cumene                       1.0
                                 Benzal chloride                 1.0
                                 Benzoyl chloride                1.0
                                 Nitrobenzene                   1.0
                                 5-Nitro-o-anisidine              0.1
                                 4-Nitrophenol                   1.0
                                 Terephthalic acid               1.0
                                 Ethylbenzene                   1.0
                                 Styrene                        0.1
                                 Benzyl chloride                 1.0
                                 N-Nitrosopiperidine              0.1
                                 4,4'-Methylenebis (2-            0.1
                                 chloroaniline)
                                 {MBOCA}
                                 4,4f-Methylenebis(N,N-dimethyl)0.1
                                 benzenamine
                                 Methylenebis(phenylisocyanate)  1.0
                                 {MBI}
                                 4,4'-Methylenedianiline          0.1
                                 4,4'-Diaminodiphenyl ether       0.1
                                 Bis(2-ethylhexyl) adipate        0.1
                                 p-Anisidine                     1.0
                                 2,4-Dimethylphenol             1.0
                                 p-Xytene                       1.0
                                 p-Cresol                       1.0
                                 1,4-Dichlorobenzene            0.1
                                 p-Phenylenediamine            1.0
                                 Quinone                       1.0
                                 1,2-Butylene oxide              1.0
                                 Epichlorohydrin                 0.1
                                 1,2-Dibromoethane              0.1
                                 {Ethylene dibromide}
                                 1,3-Butadiene                  0.1
C.I. means "Color Index"

-------
                                                    Page 46
CAS Nurnber

 107-02-8
 107-05-1
 107-06-2

 107-13-1
 107-21-1
 107-30-2
 108-05-4
 108-10-1
 108-31-6
 108-38-3
 108-39-4
 108-60-1
 108-88-3
 108-90-7
 108-95-2
 109-86-4
 110-80-5
 110-82-7
 110-86-1
 111-42-2
 111-44-4
 114-26-1
 115-07-1
 115-32-2
 117-79-3
 117-81-7

 117-84-0
 118-74-1
 119-90-4
 119-93-7

 120-12-7
 120-71-8
 120-80-9
 120-82-1
 120-83-2
 121-14-2
 121-69-7
 122-66-7

 123-31-9
 123-38-6
 123-72-8
 123-91-1
    Chemical Name
 De Minimis
Concentration
CAS Number
Chemical Name
 De Minimis
Concentration
Aerolein                       1.0
Ally! chloride                   1.0
1,2-DJchloroethane             0.1
(Ethylene dichloride}
Acrylonitrile                    0.1
Ethylene glycol                1.0
Chloromethyl methyl ether      0.1
Vinyl acetate                   1.0
Methyl isobutyl ketone          1.0
Maleic anhydride               1.0
m-Xylene                      1.0
m-Cresol                      1.0
Bis(2-chloro-1 -methylethyl) etherl .0
Toluene                       1.0
Chlorobenzene                1.0
Phenol                        1.0
2-Methoxyethanol              1.0
2-Ethoxyethanol               1.0
Cyciohexane                   \ .0
Pyridine                       1 0
Diethanolamine                1.0
Bis(2-chloroethyl) ether         1.0
Propoxur                      1.0
{Phenol, 2-{1-methylethoxy)-,
methytearbamate}
Propytene (Propene)           1.0
Dicofol                        1.0
{Benzenemethanol, 4-chloro-
.alpha.-(4-chlorophenyl)-
.alpha.-(trichloro methyl)-}
2-Aminoanthraquinone         0.1
Di(2-ethylhexyl) phthalate       0.1
{DEHP}
n-Dioctyl phthalate             1.0
Hexachlorobenzene            0.1
3,3'-Oimethoxybenzidine        0.1
3,3'-Oimethylbenzidine         0.1
{o-Tolidine}
Anthracene                    1.0
p-Cresidine                    0.1
Catechol                      1.0
1,2,4-Trichlorobenzene         1.0
2,4-Dichlorophenol             1.0
2,4-Oinitrotoluene              1.0
N,N-Oimethylaniline            1.0
1,2-Diphenylhydrazine         0.1
{Hydrazobenzene}
Hydroquinone                 1.0
Propionatdehyde                1.0
Butyraldehyde                 1.0
 1,4-Dioxane                   0.1
                    126-72-7      Tris(2,3-dibromopropyl)         0 1
                                  phosphate
                    126-99-8      Chloroprene                   1 0
                    127-18-4      Tetrachloroethylene            0.1
                                  {Perchloroethylene}
                    128-66-5      C.I. Vat Yellow 4*               1.0
                    131-11-3      Dimethyl phthalate             1.0
                    132-64-9      Dibenzofuran                  1.0
                    133-06-2      Captan                        1.0
                                  {1 H-lsoindole-1,3(2H)-dione,
                                  3a,4,7,7a-tetrahydro-
                                  2[(trichloromethy )thio] -}
                    133-90-4      Chloramben                   1.0
                                  {Benzole acid, 3-amino-
                                  2,5-dichloro-}
                    134-29-2      o-Anisidine hydrochlonde       0.1
                    134-32-7      alpha-Naphthylamme           0.1
                    135-20-6      Cupferron                     0.1
                                  {Benzeneamine, N-hydroxy-
                                  N-nitroso,ammonium salt}
                    139-13-9      Nitrilotriacetic acid             0.1
                    139-65-1      4,4'-Thiodianiline               0.1
                    140-88-5      Ethyl acrylate                  0.1
                    141-32-2      Butyl acrylate                  1 0
                    151-56-4      Ethyleneimine (Aziridine)        0.1
                    156-10-5      p-Nitrosodiphenylamme         0.1
                    156-62-7      Calcium cyanamide            1.0
                    302-0.1-2      Hydrazine                     0.1
                    309-00-2      Aldrin                         1.0
                                  {1,4:5,8-Dimethanonaphthalene,
                                  1,2,3,4,10,10-hexachloro-1,4,4a,
                                  5.8,8a-hexahydro-(1 .alpha.,
                                  4.alpha.,4a.beta.,5.alpha.,
                                  8.alpha.,8a.beta.)-}
                    334-88-3      Diazomethane                  1.0
                    463-58-1      Carbonyl sulfide                1.0
                    492-80-8      C.I. Solvent Yellow 34*         0.1
                                  {Auramine}
                    505-60-2      Mustard gas                   0.1
                                  {Ethane,1,1 '-thiobis[2-chloro-)
                    510-15-6      Chlorobenzilate                 1.0
                                  {Benzeneacetic acid,4-chloro-
                                  .alpha.-(4-chlorophenyl)-
                                  .alpha.-hydroxy-,ethyl ester}
                    532-27-4      2-Chloroacetophenone          1 0
                    534-52-1      4,6-Dinitro-o-cresol             1.0
                    540-59-0      1,2-Dichloroethylene            1.0
                    541-41-3      Ethyl chiorof ormate             1.0
                    541-73-1      1,3-Dichlorobenzene            1.0
                    542-75-6      1,3-Dichloropropylene           0.1
                    542-88-1      Bis(chloromethyl) ether          0.1
                    569-64-2      C.I. Basic Green 4*             1.0
                     584-84-9     Toluene-2,4-diisocyanate        0.1
* C.I. means "Color Index"

-------
                                                   Page 47
CAS Number

  593-60-2
  606-20-2
  615-05-4
  621-64-7
  624-83-9
  636-21-5
  680-31-9
  684-93-5
  759-73-9
  842-07-9
  924-16-3
  961-11-5
  989-38-8
 1120-71-4
 1163-19-5
 1313-27-5
 1314-20-1
 1319-77-3
 1330-20-7
 1332-21-4
 1335-87-1
 1336-36-3

 1344-28-1
 1464-53-5
 1582-09-8
1634-04-4
1836-75-5
1897-45-6
1937-37-7
2164-17-2
2234-13-1
2303-16-4
2602-46-2
2832-40-8
3118-97-6
3761-53-3
    Chemical Name
 De Minimis
Concentration
 Vinyl bromide                 0.1
 2,6-Dinitrotoluene              1.0
 2,4-Diaminoanisole            0.1
 N-Nitrosodi-n-propylamine      0.1
 Methyl isocyanate              1.0
 o-Toluidine hydrochloride       0.1
 Hexamethylphosphoramide     0,1
 N-Nitroso-N-methylurea        0.1
 N-Nitroso-N-ethylurea          0.1
 C.I. Solvent Yellow 14*         0.1
 N-Nitrosodi-n-butylamine       0.1
 Tetrachlorvinphos              1.0
 {Phosphoric acid, 2-chloro-1-
 (2,3,5-trichlorophenyl)ethenyl
 dimethyl ester}
 C.I. Basic Red 1*              0.1
 Propane sultone               0.1
 Decabromodiphenyl oxide      1.0
 Molybdenum trioxide           1.0
 Thorium dioxide               1.0
 Cresol (mixed isomers)         1.0
 Xylene (mixed isomers)         1.0
 Asbestos (friable)              0.1
 Hexachloronaphthalene         1.0
 Polychlorinated biphenyls       0.1
 {PCBs}
 Aluminum oxide               1.0
 Diepoxybutane                0.1
 Trifluralin                     1.0
 {Benzenamine, 2,6- dinitro-N,N-
 dipropyl-4-(trifluoromethyl)-}
 Methyl tert-butyl ether          1.0
 Nitrofen                       0.1
 {Benzene, 2,4-dichloro-1-
 (4-nitrophenoxy)-}
 Chlorothalonil                 1.0
 {1,3-Benzenedicar  bonitrile,
2,4,5,6-tetracnloro-}
C.I. Direct Black 38*            0.1
 Fluometuron                   1.0
{Urea, N,N-dimethyl-N'-
[3-(trifluoromethyl)phenyl]-}
Octachloronaphthalene         1.0
Diallate                       1.0
{Carbamothioic acid,
bis (1-methylethyl)-, S-(2,3-
dichloro-2-propenyl) ester}
C.I. Direct Blue 6*              0.1
C.I. Disperse Yellow 3*         1.0
C.I. Solvent Orange 7*          1.0
C.I. Food Red 5*               0.1
CAS Number

 4549-40-0
 4680-78-8
 6484-52-2
 7429-90-5
 7439-92-1
 7439-96-5
 7439-97-6
 7440-02-0
 7440-22-4
 7440-28-0
 7440-36-0
 7440-38-2
 7440-39-3
 7440-41-7
 7440-43-9
 7440-47-3
 7440-48-4
 7440-50-8
 7440-62-2
 7440-66-6
 7550-45-0
 7647-01-0
 7664-38-2
 7664-39-3
 7664-41-7
 7664-93-9
 7697-37-2
 7723-14-0
 7782-49-2
 7782-50-5
 7783-20-2
 8001-35-2
10034-93-2
10049-04-4
12122-67-7
                                                          12427-38-2
                   16071-86-6
                   16543-55-8
                   20816-12-0
                   25321-22-6

                   25376-45-8
                   39156-41-7
     Chemical Name
 De Minimis
Concentration
N-Nitrosomethylvmylamine      0.1
C.I. Acid Green 3*             1.0
Ammonium nitrate (solution)    1.0
Aluminum (fume or dust)       1.0
Lead                         0.1
Manganese                   1.0
Mercury                      1.0
Nickel                        0.1
Silver                         1.0
Thallium                      1.0
Antimony                     1.0
Arsenic                       0.1
Barium                       1.0
Beryllium                     0.1
Cadmium                     0.1
Chromium                     0.1
Cobalt                        1.0
Copper                       1.0
Vanadium (fume or dust)       1.0
Zinc (fume or dust)             1.0
Titanium tetrachloride          1.0
Hydrochloric acid              1.0
Phosphoric acid               1.0
Hydrogen fluoride             .1.0
Ammonia                     1.0
Sulfuric acid                   1.0
Nitric acid                     1.0
Phosphorus (yellow or white)    1.0
Selenium                     1.0
Chlorine                      1.0
Ammonium sulfate (solution)    1.0
Toxapnene                    0.1
Hydrazine sulfate              0.1
Chlorine dioxide               1.0
Zineb                         1.0
{Carbamodithioic acid, 1,2-
ethanediylbis-.zinc complex}
Maneb                        1.0
{Carbamodithioic acid, 1,2-
ethanediylbis-.manganese
complex}
C.I. Direct Brown 95*           0.1
N-Nitrosonornicotine            0.1
Osmium tetroxide              1.0
Dichlorobenzene (mixed        0.1
isomers)
Diaminotoluene (mixed isomers) 0.1
2,4-Diaminoanisole sulfate      0.1
 C.I. means "Color Index"

-------
                                                   Page 46
SECTION 313 CHEMICAL CATEGORIES

Section 313 requires emissions  reporting on the chemical
categories listed below, in addition to the specific chemicals
listed above.   The metal compounds  listed below, unless
otherwise  specified, are  defined as including any unique
chemical substance that  contains  the named metal  (i.e.,
antimony, copper, etc.) as part of that chemical's structure.

Chemical categories are subject to the  1 percent de minimis
concentration unless the substance involved meets the defini-
tion of an OSHA carcinogen.

Antimony Compounds - Includes any unique chemical sub-
stance that contains antimony as  part of that chemical's
infrastructure.

Arsenic Compounds - Includes any unique chemical  sub-
stance that contains arsenic as part of that chemical's infra-
structure.

Barium Compounds - Includes any unique chemical  sub-
stance that contains barium as part of that chemical's infra-
structure.

Beryllium Compounds - Includes any unique chemical sub-
stance that contains beryllium as  part of that chemical's
infrastructure.

Cadmium Compounds - Includes any unique chemical sub-
stance that contains cadmium as part of that chemical's
infrastructure.

Chiorophenols  -
    where x = 1 to 5

Chromium Compounds - Includes any unique chemical sub-
stance that contains  chromium as part of that chemical's
infrastructure.

Cobalt Compounds- Includes any unique chemical substance
that contains cobalt as part of that chemical's infrastructure.

Copper Compounds  - Includes any unique chemical sub-
stance that contains copper as part of that chemical's infra-
structure.

Cyanide Compounds - X* CN~ where X = H* or anv other group
where a formal dissociation may occur. For example KCN or
Ca(CN)2.
Glvcol Ethers - Includes mono- and di- ethers of ethylene
glycol, diethylene glycol, and trietrtylene glycol.

         R-(OCH2CH2)n-OR'
         Where n = 1,2,or3                          I

         R = alkyl or aryl groups

         R'= R, H, or groups which, when
         removed, yield glycol ethers with the
         structure:
         R-(OCH2CH2)n-OH

         Polymers are excluded from this category.

Lead Compounds - Includes any unique chemical substanc
that contains lead as part of that chemical's infrastructure.

Manganese Compounds -  Includes  any unique chemica
substance that contains manganese as part of that chemical'
infrastructure.

Mercury Compounds - Includes any  unique chemical sub
stance that contains mercury as part of that chemical's infra
structure.

Nickel Compounds - Includes anv unique chemical substana
that contains nickel as part of that chemical's infrastructure.

Polvbrominated Biohenvls (PBBs^
                                                                                      "tlO-D
                                                             where x = 1 to 10
Selenium Compounds - Includes any unique chemical sut
stance that contains selenium as part of that chemical'
infrastructure.

Silver Compounds - Includes any unique chemical substanc
that contains silver as part of that chemical's infrastructure.

Thallium Compounds -  Includes any unique chemical sut
stance that contains thallium as part of that chemical's infrj
structure.

Zinc Compounds - Includes any unique chemical substanc
that contains zinc as part of that chemical's infrastructure.
 * C.I. means "Color Index"

-------
                                             Page 49"


                                            TABLE III

                                 STATE ABBREVIATIONS
Alabama
Alaska
American Samoa
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
District of Columbia
Florida
Georgia
Guam
Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maine
Marshall Islands
Maryland
Massachusetts
Michigan
Minnesota
Mississippi
Missouri
AL       Montana                                   MI
AK       Nebraska                                   NE
AS       Nevada                                    NV
AZ       New Hampshire                              NH
AR       New Jersey                                 NJ
CA       New Mexico                                 NM
CO       New York                                   NY
CT       North Carolina                               NC
DE       North Dakota                                ND
DC       Commonwealth of the Northern Mariana Islands     MP
FL       Ohio                                       OH
GA       Oklahoma                                  OK
GU       Oregon                                    OR
HI       Pennsylvania                                PA
ID       Puerto Rico                                 PR
IL       Rhode Island                                Rl
IN       South Carolina                               SC
IA       South Dakota                                SO
KS       Tennessee                                  TN
KY       Texas                                      TX
LA       Utah                                       UT
ME       Vermont                                    VT
MH       Virginia                                    VA
MD       Virgin Islands                                VI
MA       Washington                                 WA
Ml       West Virginia                                WV
MN       Wisconsin                                  Wl
MS       Wyoming                                   WY
MO

-------
                        Page A-l
                      APPENDIX A



BLANK TOXIC CHEMICAL RELEASE INVENTORY REPORTING FORM R

-------
                                                                               Form Approved CMB No   :0"0-0093
'Important: T^ve or print: read instructions before completing form.)
                                                                                       Approval Expires:
                                                                                                           01 91
                                                                                                                 Paae i of 5
  deb FP/X   u s-  Environmental Protection Agency
      TOXIC  CHEMICAL RELEASE INVENTORY REPORTING  FORM
      Section 313 of the Emergency Wanning  and Community Rlght-to-Know Act of 1986.
      also Known as Title III of the Suoerfund Amendments and Reauthonzation Act
  EPA FORM
                           PART I.

                          FACILITY
                      IDENTIFICATION
                       INFORMATION
                                                         (This space for your optional use.)
                        Public  reoorting  aurden   'or   t-'S
                        collection of information is estimated to
                        vary from 30 to 34 nours oer resoonse
                        with  an  average of 32  "ours  ;er
                        resoonse.  including time for reviewing
                        instructions   searcnmg existing data
                        sources, gathering ana maintaining tne
                        data  needed,  and  comoieting  a"Q
                        reviewing tne collection of mtormation
                        Send comments regarding tms ouraen
                        estimate or any  other aspect of *nis
                        collection   of  information,   mciuamg
                        suggestions for reducing this Duroen to
                        Chief   information   Policy  3rancn
                        (PM-223).  US EPA.  401 M St   SW
                        Washington  O C 20460 Attn   ~3I
                        Burden ana to the Office of  Information
                        ano  Regulatory   Affairs.   Office of
                        Management  and Budget  Paperwork
                        Reduction    Project    (2070-0093),
                        Washington. D C. 20603	
 1.
1.1   Are you claiming tne cnemicai identity on page 3 trad* secret7


                                   I   J No (Do not answer 1.2:
                                   	Go to question 13.1
           I   J Ye» (Answer Question 1 2.
          	Attach suostamiation forms.)
1.2  If "Yes" in 1.1. is this copy


     I   j Sanitized [   J Unsanitized
 2. CERTIFICATION (Read and sign after completing all sections.)
I hereby certify mat I have reviewed trie attached documents and that, to the best of my knowledge and belief  tne submitted information is true and
        and that the amounts and values in this report are accurate Based on reasonable estimates using data available to the oreoarers of this report
 Name and official title of owner /operator or senior management official
 Signature
                                                                                    Date signed
3.  FACILITY IDENTIFICATION
 3.1
      Facility or establishment Name
      Street Address
      City
      State
                                              County
                                              Zip Code
      TRI Facility Identification Number
                                                              WHERE TO SEND  COMPLETED  FORMS:


                                                            1, EPCRA  REPORTING CENTER
                                                               P.O.  BOX  23779
                                                               WASHINGTON,  DC  20026-3779
                                                               ATTN:  TOXIC CHEMICAL RELEASE INVENTORY
                                                            2. APPROPRIATE STATE  OFFICE  (See instructions
                                                               in Appendix G)
 3.2
      This report contains information for (Checx only one):
                                           a. [  j An entire facility        b. [   J Part of a facility
 3.3
      Technical Contact
                                                                                  Telephone Number (include area code)
 3.4
      Public Contact
                                                                                  Telephone Number (include area code)
 3.5
 SIC Code (4 digit)

a
                                                                  d.
                                                                                          Longitude
 3.6
         Degre
                              Minute
                                              Seconds
                                                                        Degrees
                                                                                        Minutes
                                                                                                            Seconds
 3.7
Dun & Bradstreet Number(s)

a.
 3.a
EPA identification Number! s I (RCRA l.D. No.)

a.
 3.9
NPOES Permit Number<»)

a.
      Receiving Streams or Water Bodies (enter one name per box)

      a.
 3.10
 3  11
      Underground Injection Well Code (UIC) Identification Number (j)
4.   PARENT COMPANY INFORMATION
4  1
      Name of Parent Company
                                                                 4.2
                                                                       Parent Company s Dun & Bradstreet Number
EPA Form 9350-1  (1-90)  Revised - Do not use previous versions.

-------
 'Important:  Type or print:  read  instructions  before  completing form. /
                                                              Page 2 s* 5
R(This space for your optional use i
-- _-,,»
t* tKA PART II. OFF-SITE LOCATIONS TO WHICH TOXIC
CHEMICALS ARE TRANSFERRED IN WASTES
1. PUBLICLY OWNED TREATMENT WORKS (POTWs)
1.1 POTW name
Street Address
City
State
2. OTHER OFF-SITE LOCATIONS

County
Zip
1.2 POTW name
Street Address
City County
State 2:o
(DO NOT REPORT LOCATIONS TO WHICH WASTES ARE SENT ONLY FOR RECYCLING OR REUSE i
2.1 Off-site location name
EPA identification Numoer (RCRA ID. No. )
Street Address
City
State
Is location under control of reporting facility

County
Zip
or parent company?
2.2 Off-site location name
EPA Identification Numoer {RCRA ID No )
Street Address
City County
State Zip
Is location under control of reporting facility or oarent company''
I JY9S L JMO
2.3   Off-site location name
        2.4  Off-site location name
EPA Identification Numoer (RCRA ID. No.)
                                                                    EPA Identification Numoer (RCRA ID  No.
Street Address
                                                                    Street Address
City
                                      County
                                                                    City
                                                                                                            bounty
State
                                      Zip
                                                                    State
                                                                                                           Zip
is location under control of reporting facility or parent company''
No
                                                                    IS location unov control of reporting facility or parent company7






                                                                                                                [   ]
                                                                                                                     Y,S
2.5   Off-site location name
                                                                     2.6  Off-site location name
EPA Identification Numper (RCRA ID.  No.)
                                                                    EPA Identification Numoer (RCRA ID  No.
Street Address
                                                                    Street Address
C.ty
                                      County
                                                                    City
                                                                                                           County
State
                                      Zip
                                                                    State
                                                                                                           Zip
Is location under control of reporting facility or parent company?
       Is location under control of reporting facility or parent company7



                                                  [   U     [   ]
                                                                                                                                 No
     Check if additional pages of Part II are attached  How many?
 EPA Form 9350-1  (1-90) Revised - Do not use previous versions.

-------
 Important:  Type or print: read instructions before completing form.
                                                                                                              Page 3 of 5
* EPA
RjThis space for your optional use i
PART III. CHEMICAL-SPECIFIC INFORMATION
1 . CHEMICAL lOENTITY/Do not complete this section if you complete Section 2 !
1 1
1.2
1.3
1.4
2.
[Reserved)
CAS Mumper (Enter oniy
one number exactly as ii
Chemical or Chemical Category Name (Enter
Generic Chemical Name (Complete oniy it Part
appears on the 313 list. Enter NA it reporting a chemical category )
only one name exactly as it appears on the 313 list )
, Section 1 1 is checked 'Yes." Generic name must oe structurally descriptive )
MIXTURE COMPONENT IDENTITY (Do not complete this section if you complete Section 1 )
Generic Chemical Name Provided By Supplier (Limit trie name to a maximum of 70 characters (e.g., numbers, letters, spaces, punctuation) )
3. ACTIVITIES AND USES
3.1
3.2
3.3
Manufacture the
chemical:
a
D
Process the
chemical: a
d
Otherwise use
a
the chemical:
OF THE CHEMICAL AT THE FACILITY (Check all that apply )
. 1 j Produce
[ J Import
if produce or import:
f 1 For on-site [ ] For sale/
c.L J use/processing d-l J distribution
e.l J As a byproduct f [ j As an impurity
f 1 A „„.., » K F 1 As a formulation \ 1 As an article
I JAsareactant b.|. J cornponent c <• J component
• 1 J Repackaging only
f 1 As a chemical
• 1 J processing aid
b.l j As a manufacturing aid c.l J Ancillary or other use
 4. MAXIMUM AMOUNT OF THE CHEMICAL ON-SITE AT ANY TIME DURING THE CALENDAR YEAR
 S. RELEASES OF THE CHEMICAL TO THE ENVIRONMENT ON-SITE
 You may report releases of less than
 1.000 pounds by checking ranges  under A.1.
 (Do not use both A.1 and A.2)
5.1 Fugitive or non-point air emissions
5.2 Stack or point air emissions
5.3 Discharges to receiving
    streams or water bodies  5.3.1
    (Enter letter code for stream
    from Part I Section 3.10 In
    the Box provided.)
                              5.3.2 D



                              5.3.3
5.4  Underground Injection on-slte
5.5 Releases to land on-site

    5 5 1 Landfill


    552 Land treatment/application farming



    553 Surface impoundment



    554 Other disposal
                                           5.la
                                           S.2a
                                         5.3.1a
5.3.2a
                                         5.3.3a
                                           5.4a
                                         5.5.1a
                                         5.5.2a
                                         5.5.3a
                                         5.5.4a
                                                            A. Total Release
                                                              (pounds/year)
                                                          A.I
                                                    Reporting Ranges
                                                   I     1 -«99   500-999
       MMM
                                    A.2
                                    Enter
                                  Estimate
                                                                                           8. Basis of
                                                                                              Estimate
                                                                                              (enter code)
                                                                 C. % From
                                                                    Stormwater
                                                                                              5.1b
                                                           D
                                                                                              ,.«,  D
                                                                                            5.3.1b
5.3.2b
                                                   5.3.3b
                                                                                                          5.3.1c
                                                                 5.3.2C
                                                                                                          5.3.3C
                                                                                              5.4b
                                                   5.5.1b
5.5.2b
                                                   5.5.3b
                                                   5.5.4b
       n
    (CnecX if additional information is provided on Part IV-Supplemental Information I
EPA Form 9350-1 (1-90) Revised - Do not use previous versions.

-------
 Important:  Type or print:  read instructions before completing form.}
                                                                                                                  4 of 5
  £PA                        EPA FoRMR
                 PART III. CHEMICAL-SPECIFIC INFORMATION
                                   (continued)
                                                                                        (This space for your optional use
  6.  TRANSFERS OF THE CHEMICAL. IN WASTE TO OFF-SITE LOCATIONS
 You may report transfers
 of less than 1.000 pounds by
 checking ranges under A. 1.  (Do
 not use both A.1 and A.2)
       Discharge to POTW
       (enter location numi
 6 1 1 'rom Part II. Section
            ^    I	1  I	1
enter location numoer    .
         -  ,on  i ) |_J  |	
       Other off-site location
  - - , (enter location numoer
  6.2.1 from Part n. Section 2 )
     Other off-site location
      (enter location numoer
6.2.2 'rom Part II.  Section 2 :
       Other off-site location
       (enter location numoer
 623 'rom Part II. Section 2.)
                                     A. Total Transfers
                                        (pounds/year)
                                    A.1
                              Reporting Ranges
                             0     1 -499   500-999
                                                                A.2
                                                                Enter
                                                              Estimate
                                                                              B  Basis of Estimate
                                                                                  (enter codel
                                                                                                 C Type of Treatment'
                                                                                                         Disposal
                                                                                                        (enter codel
                                                                               6 1 1b
                                                                         S.2.1b
                                                                                 6.2.2b
                                                                                D
                                                                         6.2.3b
                                                                                                   6 2.3c  M
  [   ] (Check if additional Information Is provided on Part IV-Supplemental Information.)
  7.  WASTE TREATMENT METHODS AND EFFICIENCY

       [I Not Applicable (NA) - Check if no on-site treatment is applied to any wastestream containing the crsmical or chemical
       J          	category.
 A. General
    Wastestream

   (enter code)
               B. Treatment
                 Method

                (enter code)
                                           C, Range of
                                              Influent
                                              Concentration
                                              (enter code)
                  D. Sequential
                     Treatment?
                     (check if   •
                     applicable)
                              E. Treatment
                                 Efficiency
                                 Estimate
                                         F   Based on
                                            Operating
                                            Data'
                                              Yes     No
 7.1a
         7.lb
                                            7.1c
                                                            7.1d
                                   7.1e
                                                                                                   7 1'
 7.2a
  D
                7.2b
7.2C
           7.2d
                  7.2e
                              7 2f
 7.3a
         7.3b
                                           7.3c
                  7.3d
                   [    1
                  7.3e
                               3f    [    I  [    1
 7.4a
  D
                7.4b
7.4c
D
7.4d
          7.4e
                   7.4f
 7.5a
         7.5b
                                           7.5c
       n
           7.5d
                                                                                7.5e
                                       5'    C   ]  [   I
 7.6a
  n
               7.6b
7.6c
           7.6d
                                                                                7.6e
                                                7.6f
 7.7a
  n
               7.7b
7.7c
n
7.7d
[   1
7.7e
                                     7 7f
 7.8a
  n
               7.8b
7.8c
                                                              7.3d
                             7.8e
                                                                                                   7 8f
 7.9a
         7.9b
                                           7.9c
       D
           7.M   [    ]
                  7.9e
                             7 9f
 7.10a
  n
               7.10b
7.10c
                                                              7.10d
                             7.10e
                                     7 10f
  [    J (Check if additional information Is provided on Part IV-Supplemental Information.)
  8.  POLLUTION PREVENTION:  OPTIONAL INFORMATION ON WASTE MINIMIZATION
    (Indicate actions taken to reduce the amount of the chemical being released from the facility.  See the instructions for coded
   items and an explanation of what information to include.)
 A.  Type of
     Modification
     (enter code)
               B.  Quantity of the Chemical in Wastes
                   Prior to Treatment or Disposal
                                                                                  C.   Index
                                                      D.  Reason for Action
                                                           (enter codel
               Current        Prior          I
               reporting       year          I
               year           (pounds/year) i
               (pounds/year)                >
                                                          Or percent change
                                                          (Check ( + ) or (-))
                                                      n -
EPA Form 9350-1 11-901  Revised - Do not use orevious versions.

-------
 riant:  Type or print: read instructions before completing form.)
                                                                                                 Page 5 of 5
 EPA
                                EPA FORM R
                PART IV.  SUPPLEMENTAL INFORMATION
   Use this section if you need additional soace for answers to questions in Part III.
 jmber the lines used sequentially from lines in prior sections (e.g.. 5.3.4. 6.1.2.  7 11)
                                                                                (This space for your optional use
 ITIONAL INFORMATION ON RELEASES OF THE CHEMICAL TO THE ENVIRONMENT ON-SITE
  III. Section 5.3)
 lay report releases of less than
 pounds by checking ranges under A.1.
 ot use both A.1 and A.2)
                                                   A  Total Release
                                                      (pounds/year)
                                                A.1
                                          Reporting Ranges
                                         0	i -<99    50Q-999
                                                                       A.2
                                                                      Enter
                                                                     Estimate
                                                                                   B.  Basis of
                                                                                       Estimate

                                                                                   (enter code
                                                                                       in box
                                                                                     provided)
                                                                                                 C.% From
                                                                                                  Stormwater
schargesto
ceiving streams or
ater bodies          5.3.
 iter letter code for stream
 'in Part I  Section 3 10 en   c *
 > Box provided.)
                     5.3.
                                  5.3	a
                                                                                 5 3.
                                                                                                5 3 	C
                               5.3..
                                                                                   5.3.
                                                                                                5 3._c
                                  5.3..
                                                                                   5.3.
                                                                                                 5 3
 ITIONAL INFORMATION ON TRANSFERS OF THE CHEMICAL IN WASTE TO OFF-SITE LOCATIONS
 : III. Section 6)
lay report transfers
s than 1.000 pounds by checking
s under A.1.  (Do not use
V1 and A.2)
   Discharge to POTW
   (enter location number
	from Part II. Section i.)
                          D
 Other off-site location   i—1
 (enter location number   ?
. from Part II. Section 2.)  1  .!
                                        A.Total Transfers
                                         (pounds/year)
                                   A.1
                             Reporting Ranges
                              0     1-499   500-999
                                                            A.2
                                                            Enter
                                                          Estimate
                                                                          B. Basis of
                                                                             Estimate
                                                                              (enter code
                                                                                 in box
                                                                               provided)
                                                                                          C. Type of Treatment/
                                                                                                  Disposal
                       (enter code
                          in box
                         provided)
                                                                         6.1.
                                                                           6.2.
   Other oti-site location  r—
    (enter location number   2
  • from Part II. Section 2.) I	
                                                                         5.2.	b I   I   6.2.	i
 Other off-site location   i	
 (enter location numoer   2
- from Part II. Section 2.1 I
                                                                           6.2.
)ITIONAL INFORMATION ON WASTE TREATMENT METHODS AND EFFICIENCY (Part III. Section 7)
neral
istestream
er code
: provided)
             B. Treatment
                Method
              (enter code
              in box provided)
                                      C. Range of
                                        Influent
                                        Concentration
                                        (enter code)
                                                       D. Sequential
                                                          Treatment?
                                                          (check if
                                                          applicable)
E. Treatment
   Efficiency
   Estimate
F. Based on
   Operating
   Data?
      Yes
                                  No
-'D
                                   7.
                                                                                                -'[    II   1
-•n
                                                    7.
                                                               [    1
                                                            -<[
                                                                                              -'MM
                                               D
                                                                                                [
-•D
                                                                                         —'[    ][    l
                                                                                            —<[   H   ]
                                                                                                       it   1
           7.
                                                          .-[    l
                                                                                           	<[    ][    ]
           7.
orm 9350-1 (1-90)  Revised - Do not use previous versions.

-------
                                                 Page B-1
                                              APPENDIX B

                          REPORTING CODES FOR EPA FORM R
Part III, Section 4 - Maximum Amount of the Chemical On-
Slte at Any Time During the Calendar Year
 Weight Range in Pounds

Range Code         Frpm...
    01
    02
    03
    04
    05
    06
    07
    08
    09
    10
    11
          0
        100
      1,000
     10,000
    100,000
  1,000,000
 10,000,000
 50,000,000
100,000,000
500,000,000
    1 billion
       To....

             99
             999
           9.999
          99,999
         999,999
       9,999,999
      49,999,999
      99,999,999
     499,999,999
     999,999,999
more than 1 billion
Part III, Section 5 - Releases of the Chemical to the
Environment On-Slte and Section 6 - Transfers of the
Chemical In Waste to Off-Site Locations

M •  Estimate is based on monitoring data or measurements
     for the toxic chemical as released to the environment
     and/or off-site facility.

C  -  Estimate is based on mass balance calculations, such
     as calculation  of the amount of the toxic chemical in
     streams entering and leaving process equipment.

E  -  Estimate is based on published emission factors, such
     as those  relating release quantity to through-put  or
     equipment type (e.g., air emission factors).

O  -  Estimate is based on other approaches  such as engi-
     neering calculations (e.g., estimating volatilization using
     published mathematical formulas) or best engineering
     judgment.  This  would include applying an estimated
     removal efficiency to a wastestream, even il the compo-
     sition of the stream before treatment was fully character-
     ized by monitoring data.
Part III, Section 6 - Transfers of the Chemical In Waste to
Off-Site Locations

 Type of Treatment/Disposal

    M10  Storage Only
    M40  Solidification/Stabilization
    M50  Incineration/Thermal Treatment
    M61  Wastewater Treatment (Excluding POTW)
    M69  Other Treatment
    M71  Underground Injection
    M72  Landfill/Disposal Surface Impoundment
    M73  Land Treatment
    M79  Other Land Disposal
    M90  Other Off-Site Management
    M91  Transfer to Waste Broker
    M99  Unknown

Part II, Section 7 • Waste Treatment Methods and Efficiency

General Wastestream

 A » Gaseous (gases, vapors, airborne participates)
 W « Wastewater (aqueous waste)
 L = Liquid waste (non-aqueous waste)
 S * Solid waste (including sludges and slurries)
                                       Part III, Section 7 - Waste Treatment Methods and
                                       Efficiency

                                       Air Emissions Treatment

                                           A01   Flare
                                           A02  Condenser
                                           A03  Scrubber
                                           A04  Absorber
                                           A05  Electrostatic Precipitator
                                           A06  Mechanical Separation
                                           A07  Other Air Emission Treatment

                                       Biological Treatment

                                           B11   Biological Treatment -- Aerobic
                                           B21   Biological Treatment -- Anaerobic
                                           B31   Biological Treatment - Facultative
                                           B99  Biological Treatment -- Other

-------
                                                   Page B-2
Chemical Treatment

    C01   Chemical Precipitation -- Lime or Sodium
          Hydroxide
    C02   Chemical Precipitation -- Sutfide
    C09   Chemical Precipitation -- Other
    C11   Neutralization
    C21   Chromium Reduction
    C31   Comptexed Metals Treatment (other than pH
          Adjustment)
    C41   Cyanide Oxidation - Alkaline Chlorination
    C42   Cyanide Oxidation •- Electrochemical
    C43   Cyanide Oxidation - Other
    C44   General Oxidation (including Disinfection) --
          Chlorination
    C45   General Oxidation (including Disinfection) -
          Ozonation
    C46   General Oxidation (including Disinfection) -- Other
    C99   Other Chemical Treatment

Incineration/Thermal Treatment

    F01   Liquid Injection
    F11   Rotary Kiln with Liquid Injection Unit
    F19   Other Rotary Kiln
    F31   Two Stage
    F41   Fixed Hearth
    F42   Multiple Hearth
    F51   Fluidized Bed
    F61   Infra-Red
    F71   Fume/Vapor
    F81   Pyrolytic Destructor
    FS2   Wet Air Oxidation
    F83   Thermal Drying/Dewatering
    F99   Other Incineration/Thermal Treatment

Physical Treatment

    P01   Equalization
    P09   Other Blending
    P11   Settling/Clarification
    P12   Filtration
    P13   Sludge Dewatering (non-thermal)
    PU   Air Flotation
    P15   Oil Skimming
    P16   Emulsion Breaking -* Thermal
    P17   Emulsion Breaking - Chemical
    P18   Emulsion Breaking -- Other
    P19   Other Liquid Phase Separation
    P21   Adsorption -- Carbon
    P22   Adsorption - Ion Exchange (other than for
          recovery/reuse)
    P23   Adsorption -- Resin
    P29   Adsorption -- Other
    P31   Reverse Osmosis (other than for recovery/reuse)
    P41   Stripping - Air
    P42   Stripping -- Steam
    P49   Stripping -- Other
    P51   Acid Leaching (other than for recovery/reuse)
    P61   Solvent Extraction (other than recovery/reuse)
    P99   Other Physical Treatment

Recovery/Reuse

    R01   Reuse as Fuel - Industrial Kiln
    R02   Reuse as Fuel - Industrial Furnace
    R03   Reuse as Fuel - Boiler
    R04   Reuse as Fuel ~ Fuel Blending
    R09   Reuse as Fuel - Other
    R11   Solvents/Organics Recovery - Batch Still
          Distillation
    R12   Solvents/Organics Recovery -- Thin-Film
          Evaporation
    R13   Solvents/Organics Recovery -- Fractionation
    R14   Solvents/Organics Recovery -- Solvent Extraction
    R19   Solvents/Organics Recovery -- Other
    R21   Metals Recovery -- Electrolytic
    R22   Metals Recovery -- Ion Exchange
    R23   Metals Recovery - Acid Leaching
    R24   Metals Recovery - Reverse Osmosis
    R26   Metals Recovery - Solvent Extraction
    R29   Metals Recovery - Other
    R99   Other Reuse or  Recovery

Solidification/Stabilization

    G01   Cement Processes (including Silicates)
    G09   Other Pozzolonic Processes (including Silicates)
    G11   Asphaltic Processes
    G21   Thermoplastic Techniques
    G99   Other Solidification Processes
Part III, Section 7 • Waste Treatment Methoos and
Efficiency

Range of Influent Concentration

   1  = Greater than 1 percent
   2  * 100 parts per million (0.01 percent) to 1  percent
        (10,000 parts per million)
   3  * 1 part per million to 100 parts per million
   4-1 part per billion to 1 part per million
   5  = Less than 1  part per billion

(Note:  Parts per million (ppm) is milligrams/kilogram (mass/
mass)  for solids and  liquids; cubic centimeters/cubic meter
(volume/volume) for gases; milligrams/liter for solutions or
dispersions of the chemical in water; anc* milligrams of chemi-
cal/kilogram of airforparticulates in air. I1 yoj have participate
concentrations (at  standard temperature and pressure) as
grains/cubic foot of air, multiply by 1766.6 to convert to parts
per million; if in milligrams/cubic meters, multiply  by 0.773 to
obtain  parts per million. Factors are for standard conditions of
0°C (32°F) and 760 mmHg atmospheric pressure.)

-------
                                                  Page B-3
art III, Section 8 - Optional Information on Waste
Inlmlzatlon

ype of Modification

M1 - Recycling/Reuse On-Site
M2 - Recycling/Reuse Off-Site
M3 - EquipmenVTechnology Modifications
M4 - Process Procedure Modifications
MS • Reformulation/Redesign  of Product
M6 - Substitution of Raw Materials
M7 - Improved Housekeeping, Training, Inventory Control
M8 - Other Waste Minimization Technique

•ason for Action

R1 - Regulatory Requirement for the Waste
R2 - Reduction of Treatment/Disposal Costs
R3 - Other Process Cost Reduction
R4 - Self-Initiated Review
R5 - Other (e.g., discontinuation of product, occupational
     safety, etc.)

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                                                   Page C-1


                                               APPENDIX C

            EXAMPLE OF HOW A HYPOTHETICAL FACILITY  PREPARED
                              SECTION 313 REPORTING FORM R
 The following is a hypothetical example of how one manufac-
 turer might complete the toxic chemical release inventory
 reporting Form R. The facility information is purely fictitious
 and does not represent any Known manufacturing facility. The
 example begins with descriptions of the facility (a lead-acid
 storage battery manufacturer) and of the production process
 at the facility.  The completion of each section of Form R is
 explained and a copy of Form R, as it would be completed by
 this facility, follows.
 pounds from the remotely  located lead smelter  must be
 reported separately, if manufactured, processed, or used in
 amounts that exceed the thresholds.
 Facility Description
 The company manufactures lead-acid batteries at a plant in
 New Mexico. The company also operates a lead smelter that
 produces lead ingots at another location in New Mexico and
 ships them to the battery plant.  Lead scrap from the battery
 plant is returned to the smelter for recovery and reuse.

 The SIC code of the  battery plant is 3691 (storage batteries);
 the SIC code for the smelter is 3341 (secondary smelting and
 refining of non-ferrous metals). A lead oxkje production plant
 located adjacent to the battery plant, on the same property,
 also falls under  SIC code 3691.

 The lead oxide plant  and the battery plant are considered, for
 the purposes of section 313 reporting requirements, to be a
 single facility. The facility is required to submit a completed
 Form R for each reported chemical or chemical category.
 Because activities at the facility involve both metallic lead and
 lead compounds (e.g., lead oxide), you may file a single
 reporting form for metallic lead (CAS  number 7439-92-1) and
 a single form for lead compounds manufactured, processed,
 or used at your facility.  Alternatively, and preferably, you may
 file one reporting form for all lead compounds (a single listed
 category under section 313) present at yourfacility, including
 metallic lead.  In this  example,  metallic lead and all lead
 compounds are  reported on a single  reporting form.

 Lead-acid batteries are produced using  lead, sulfuric acid,
 additives such as antimony, and various other raw materials.
 Your facility's battery production capacity is 5,000 batteries
 per day, and the facility normally operates 24 hours per day,
 300 days per year.

 If sulfuric acid was manufactured, processed, or otherwise
 used at the battery plant in amounts that exceed the applicable
thresholds, you would be required to report releases of sulfuric
 acid separately.   Similarly, releases  of lead and tead.com-
 Process Description
 A lead-acid battery consists of electrolytic cells, each contain-
 ing an anode of porous lead, a cathode of primarily lead
 peroxide (PbO2), and electrodes of metallic lead.  The anode
 and cathode are separated by non-conducting material (e.g.,
 plastic) and surrounded by an electrolytic (conductive) solu-
 tion of sulfuric acid and water.

 The first steps in the battery manufacturing process are gnd
 casting and lead, oxide (PbO) production.  Lead ingots are
 melted and reformed into the grids which are trimmed. Lead
 fumes from the lead melting and grid casting process are
 exhausted to the atmosphere without emission controls. No
 wastewater is produced.

 The cast grids are made into battery anode and cathode plates
 by the application  of a lead oxide paste of 70 percent lead
 oxide (PbO) and 30 percent metallic lead.  Lead ingots are
 tumbled in a ball mill with air producing lead oxide and fine lead
 dust (referred to as "leady oxide"). Leady oxide participates
 are entrained in the mill exhaust air, which is treated sequen-
 tially by a cyclone separator and fabric filter. The used fabric
 filter bags are shipped to a RCRA-permitted commercially
 operated hazardous waste landfill located in Colorado. The
 leady oxide production process does not produce wastewater.

 The leady oxide is mixed with metallic lead, water, sulfuric
 acid, and additives in a paste mixer to form lead oxide  paste.
 Lead and lead oxide dust are emitted from the mixer  during
 charging of the dry materials and during wet mix'ng. The mixer
 is vented to a fabric filter during charging and to a wet scrubbe r
 during wet mixing.  The fabric filter and wet scrubber both vent
 to the same stack.  Wastewater produced from the wet  scrub-
 ber blowdown is treated on-site. Solids collected in a scrubber
 sump  are returned to the off-site smelter for recovery and
 reuse.   Solids collected in an  evaporation pond are  not
 recovered. Mixing  equipment washdown water is treated in a
 multi-stage  settler  and entirely reused in the paste mixing
process.  Sludge collected in the settler is recycled.

Small amounts of particulates are released to the atmosphere
during paste application.  These emissions are not ducted to
a stack or controlled.

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                                                    Page C-2
The plates are dried and cured under controlled temperature
and humidity conditions producing no wastewater or panicu-
late emissions.  Cured plates are sent to a three-process
operation that involves manual separation of the plates, stack-
ing them with non-conducting separators, and the welding on
of metallic lead battery leads (pronounced "leeds") and lead
terminals.  The plates are then assembled into battery cases.

Paniculate emissions of battery paste result from the manual
separation, stacking, and handling of the battery plates. Lead
fumes are emitted from the burning process. Exhaust gases
from the three-process operation are treated by a fabric filter,
and the collected particulates are returned to the smelter for
recovery and reuse. The three-process operation produces
no lead-containing wastewater, since only non-contact cooling
water is used in the burning process. (Note: Even though lead
is contained in the cooling water used by the facility (in the form
of dissolved  and suspended solids), you are not required to
report releases of lead discharged with the cooling water
because the  lead is naturally occurring in the intake water and
not added during the battery production process.]

Sulfuric acid is added to  the assembled batteries and the
plates are formed within the batteries by applying electric
voltage. The formation process oxidizes the lead oxide in the
positive plates to lead peroxide and reduces the lead oxide in
the negative plates to metallic lead.  The charging process
produces an acid mist that contains small amounts of lead
paniculate, which is released without emission controls.

Acid used in the formation process  is removed from the
batteries and reused. The batteries are washed, fresh acid is
added, and the batteries are tested, re-washed, and inspected
before being shipped to an on-site warehouse. The interme-
diate and final washes generate process wastewater, as do
the battery repair and housekeeping (floor washing) opera-
tions. This wastewater is pretreaied on-site and then piped to
the local publicly owned treatment works (POTW).
Determining Reporting Requirements Under
Section 313
To determine whetheryou are required to report under section
313, you must ascertain whetherthe total quantity of any listed
chemical or chemical compound manufactured, processed, or
used at your facility over the course of  the  calendar year
exceeds any applicable threshold. For the facility described
above, determination of reporting requirement would proceed
as follows. [Note: In determining eligibility, you will generate
information you  need to complete several portions  of the
form.]

Both lead (CAS number  7439-92-1) and lead  compounds (a
chemical category) are listed substances subject to reporting
under  section 313.  You have decided  that if  any  of the
applicable thresholds are exceeded, you will report releases of
both lead and lead compounds on the same reporting form
under the listed chemical category lead compounds.* "Lead
compounds" should be entered in Part III, Section 1.3, of the
form.  The CAS number for lead should  not be entered,
because that would imply that you are reporting only for lead.    t
You should  enter not applicable, NA, in the CAS number    |
space.

According to the process description, the following activities
take place at your facility involving lead and lead compounds:

 Q Your facility manufactures (produces) lead oxide (PbO)
    for on-site use/processing, which  occurs in the production
    of lead oxide from metallic lead.

 Q Your facility processes metallic lead (Pb) as a reactant
    during lead oxide production.

 Q Your facility also processes metallic lead  as  an article
    component. This activity occurs at several points in the
    process, including during the addition of lead  to the
    battery paste and the welding of metallic lead terminals
    and leads in the three-process operation.

 Q Your facility processes lead oxide as a reactant in the
    formation process, where the lead oxide in the positive
    battery plates is oxidized to lead  peroxide.

 Q Yourfacility manufactures fproduces) lead peroxide. This
    activity also occurs in the formation process, where lead
    oxide is  oxidized to lead perc xide.

You must indicate all of the activities  involving lead and lead
compounds on Part III, Section 3. of the reporting form. (The
attached completed form shows how information for this
facility has been entered.)

Determining Reporting Eligibility, The manufacturing thresh-
old quantity for the 1989 reporting year is 25,000 pounds; the
threshold for processing is also 25,000 pounds. Your facility
engages in both manufacturing  and  process activities in its
production of 1,500,000 batteries per  year. Each battery con-
tains 25 pounds of lead, half of w  hich  is in the form of metallic
lead (anode) and half in the form of lead peroxide (cathode).
The total amount of lead compounds manufactured during the
reporting year is the 18,750,000 pounds of lead peroxide,
which exceeds the threshold for manufacturing. Similarly, the
amounts of lead processed as an article component (18,750,000
pounds) and of lead compounds processed (18,750,000 pounds)
each exceed the threshold  for  processing.   [Note:  These
amounts are not combined  before being compared to the
processing threshold, because both lead and lead compounds
are separately listed chemicals.] For sequential processes,
use the amount of the final  process material to  determine
whether the threshold is exceeded.

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                                                   Page C-3
 Since your facility employs more than  10 people and falls
 within SIC codes 20-39, yourfacility must report under section
 313.  (Note: Once any of the applicable thresholds for lead
 compounds  are exceeded, you are required to identify all
 manufacturing, processing, and  use activities.  You must
 report all  releases of all lead compounds present  at your
 facility, regardless of the activity from which they originate
 unless there is a specifically exempted use, such as the use of
 an article or  use of intake water naturally containing lead.]

 Calculating the  Maximum Quantity of Lead and Lead
 Compounds. To  calculate the maximum amount of lead and
 lead compounds present at yourfacility at any one time, you
 must consider all  types of metallic lead and M types of lead
 compounds  present at your facility, including stockpiled raw
 materials, lead and lead oxide present in process equipment,
 the metallic  lead  and lead peroxide contained in finished
 batteries stored on-site, and stockpiled lead scrap. Since the
 reporting form is  being  prepared for lead compounds, the
 maximum amount reported is the total of the inventories of
 these materials.    The maximum amount of metallic lead
 (2,305,000 pounds), lead oxide (205,000 pounds), and lead
 peroxide (625,000 pounds) present at yourfacility is 3,135,000
 pounds, which is between 1,000,000 and 9,999,999 pounds.
 You would therefore report range  06 on Part III, Section 4, of
 the reporting form.
Calculation of Releases of Lead
Releases to Air. In April 1989, you conducted stack tests to
determine air releases from the battery facility. The release
data provided baseline data for a proposed 1990 air emission
reduction program.  The  tests were performed using EPA
Reference Method 12, which determines exhaust concentra-
tions as total elemental lead, and EPA Reference Methods 1-
4, which determine total exhaust volumes.  Releases from all
stacks and vents at the facility were measured, including those
from the following release points:

    Q  Grid casting furnace and casting machine;
    Q  Lead oxide mill fabric filter exhaust;
    G  Paste mixer wet scrubber exhaust;
    Q  Paste mixer fabric filter exhaust; and
    Q  Three process fabric filter exhaust.

Non-point (fugitive) air releases of lead, such as from the
battery formation, grid paste application, and fabric filter dust
handling areas were not measured as part of the stack testing
program but have been estimated by the facility's engineering
department to be less than 100 pounds per year. Measure-
ments of the inlet lead concentrations to the wet scrubber or
fabric filters were not performed.  The process conditions
(e.g., temperature, exhaust rate) of the grid casting furnace
were changed significantly in June 1989 in response to the
stack test results. Current lead releases are estimated by the
engineering department to be 75 percent of those measured
during the stack test.

The total releases to air from the facility must be entered in
Part III, Section 5 of Form R in pounds per year. The stack test
results provide  the concentration of metallic lead in each
exhaust stream in grains per cubic foot and the exhaust rate m
cubic feet  per minute.  Using the appropriate conversion
factors, knowing the scrubber efficiency (from the manufac-
turer's data), and assuming yourfacility operates 24 hours per
day,  300 days  per year, you can calculate the total lead
releases from the  stack test  data.  Because point (stack)
releases of lead are 2,400 pounds per year, which is greater
than the 999 pounds per year ranges in column A.1, you must
enter the actual calculated amount in column A.2 of Section
5.2.

Non-point (fugitive) air releases  are 100 pounds per year
(which is less than  999 pounds per year), so you may either
enter the actual calculated amount in column A.2. or enter the
appropriate range (1-499 pounds per year) in column A. 1. The
basis for the estimate of fugitive emissions, entered in column
B of Section 5, is engineering calculations (code O). The basis
for the estimate of  stack emissions, entered in column  B of
Section 5, is monitoring data (code M). Although engineering
calculations were used to estimate releases from the grid
casting  process, actual emissions test data were used to
calculate more than 50 percent of the total stack emissions, so
code M is appropriate.

Releases to Water.  The only release of lead to a receiving
stream or water body comes from stormwater. Lead ingots
shipped from the off-site smelter are stored on a concrete pad
in  an open  area at  your facility. Lead dust is entrained in the
stormwater runoff  from the ingot storage area. You have
monitoring data concerning the concentration of lead in storm-
water releases from the  facility property. Therefore, using
precipitation volumes and run-off coefficients appropriate to
the site, you are able to estimate that the releases of 'eac
compounds to the  nearby stream total 6.2 pounds per year
Since the total quantity of  lead released is less than 999
pounds per year, you may enter the actual amount calculated
in column A.2 of Section 5.3.1 a, or mark the applicable range
(1-499 pounds per year) in  column A.1, as is shown in  the
sample. Your facility has  no process discharges to surface
waters except stormwater. You must therefore report in Part
III, Section 5.3.1c, that 100 percent of the lead released from
your facility to surface water is from stormwater. The basis for
the estimate of stormwater emissions, entered in column B of
Section 5.3.1, is monitoring data (code M). The letter for the
receiving stream or water body  you  designated in  Part I,
Section 3.10 must be entered to the box.

Wastewater from the grid paste application process is entirely
recycled within the process after treatment in a multi-stage
settler. Wastewater from the grid paste mixer wet scrubber is

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                                                   Page C-4
piped to an  on-site surface impoundment and evaporated
after treatment by a single-stage separator (settling tank) and
pH adjustment for chemical precipitation. Wastewater from
other process areas is treated in the wastewater pretreatment
system and piped to the POTW. The following sections on
Releases to  Land and Discharge to POTW illustrate report-
ing of these wastes.

Releases to  Underground Injection. Your facility performs
no underground injection and therefore has no Underground
Injection Well Code identification number. Not applicable, NA,
should be entered in Part I, Section 3.11 and in column A.2of
Part  III, Section 5.4.

Releases to  Land. Wastewater from the grid paste mixing
scrubber is discharged to a surface impoundment and evapo-
rated. Although  your facility historically has  removed lead
sludge from the surface impoundment each year, this has not
been done for the past two years, as process changes have
caused the sludge to accumulate more slowly than in previous
years. Therefore, the impoundment must  be  considered an
on-site land disposal unit, and releases to the impoundment
must be reported in Part III, Section 5.5.1, of the form, and not
in Part III, Section  5.3.

The facility wastewater monitoring program does not deter-
mine the concentration of lead and lead compounds in the
scrubber discharge water,  and  releases to the surface im-
poundment (releases to land) must be calculated using mate-
rial balance information. These releases to land are deter-
mined from the amount of lead removed by the scrubber
(using the efficiency data provided by the scrubber manufac-
turer). The volume of the scrubber blowdown is found to be
1,500 pounds per year.  Enter the estimate of the amount of
lead  and lead compounds released to surface impoundments
m the space provided in Part III, Section  5.5.3 of the form.
Because releases of lead to the surface  impoundment are
greater than 999 pounds per year, you must enter the actual
calculated amount in column A.2 of Section 5.5.1.  The basis
for the estimate of releases to the surface  impoundment,
entered in column B of Section 5, is mass balance calculations
(code C).
Calculation of Lead Transfers to Off-Site Locations
Discharge to POTW. Wastewater from battery wash and
battery repair operations at the plant is discharged to the local
POTW. The discharge monitoring data collected by the plant
provide the concentration of metallic lead in each wastewater
stream discharged to the POTW in milligrams/liter and the flow
rate in liters  per minute.  Your facility also monitors the inlet
concentration to the on-site wastewater treatment system to
determine the treatment system efficiency. You are required
to report releases or release ranges in pounds per year.
Assuming your facility operates 24  hours a day, 300  days a
year, using appropriate conversion factors and the monitoring
data (i.e., lead concentrations and wastewater volumes), the
release is calculated to be 11 pounds per year  The total
releases to the POTW from the facility must be entered in Part
111, Section 6.1, of the form. Because the releases of lead are
less than 999 pounds per year, you may mark the appropriate
range in column A.1 or enter the actual calculated amount ;n
column A.2 of Section 6.1.1.  You must report information
concerning the multi-stage settler, single-stage settler, and pH
adjustment (chemical precipitation) on Part III, Section 7. of
the form, as these systems constitute wastewater treatment
systems. You must also enter the name of the POTW m Part
II,  Section 1.1.

Transfers to Other Off-Site  Locations. Your facility returns
the lead particulate collected by the fabric tillers to the off-site
smelterfor recovery and reuse. You are not required to report
releases  of listed substances to off-site recovery facilities,
therefore, no information concerning the off-site smelter should
be entered in Part III, Section 6 of Form R.

Your facility discharges used fabric filter bags contaminated
with lead particulate to a commercial RCRA landfill located in
Colorado. The  RCRA I.D. number for the off-site facility is
COD554698764.  The  plant engineenng department esti-
mates that the annual shipment of fabric filter bags contain
less than 500 pounds of lead. You may, therefore, report the
release as a range in column A. 1 of Section 6.2.1.  The basis
forthe estimate of solid waste emissions, entered in column B
of Section 6.2.1, is engineering calculations (code O), and the
location and RCRA I.D.  number of the Commercial landfill s
entered in Part II, Section 2.1, of the reporting fcrr\
Estimation of  Treatment System Efficiencies and
Influent Concentrations
Information on  the types of treatment  systems and their
treatment efficiencies is required to be  entered in  Part III,
Section 7, of the reporting form.  For air  emission treatment
systems, use code A; for wastewater treatment systems use,
code W; and for solid waste treatment systems, use code S in
column 1 of Section 7. Appendix 8 of the instructions for Form
R provides treatment codes to be entered in column B cf
Section 7.

Air Treatment Systems. Fabric filters and cyclone collectors
are considered to be mechanical  separation systems;  the
treatment code for these systems is A06.  The treatment code
for wei scrubbers is A03.  Information on each air treatment
system must be entered individually in Section 7. The cycle te
collector and fabric filter on the lead oxide mill exhaust  are
sequential treatment systems, because they treat the same
wastestream in sequence.  Therefore, sequential treatment
must be indicated for both systems in column D of Section 7
You are required to indicate the influent concentration ?n'y *n

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                                                    Page C-5
 the first step of the sequential treatment system (the cyclone
 collector) and must report the overall treatment efficiency of
 the system on the line for the last treatment step (the fabnc
 filter). Note that the wet scrubber and fabric filter on the grid
 paste mixer exhaust are not sequential  treatment steps,
 because each treats  a different wastestream generated at
 different times during the same process.

 In Section 7, columns  C and E you must indicate the range of
 influent concentration and treatment efficiency, respectively,
 for each treatment system listed. The facility must estimate
 the efficiency and influent concentration of each air emission
 treatment system, as the stack test program did not determine
 influent concentrations.  The facility has manufacturers' data
 on the efficiency of each treatment system and should use this
 information along with effluent concentration data to estimate
 the influent concentrations.  The efficiency estimates for air
 treatment systems are not based on operating data; this must
 be indicated in column F of Section 7.

 Wastewater Treatment Systems.   The POTW discharge
 monitoring system provides actual operating data concerning
 the removal efficiencies  and  influent and effluent concentra-
 tions  of all wastewater  treatment systems at your facility,
 except the single-stage settler. The pH adjustment (chemical
 precipitation) and filtration steps used in the wastewater pre-
 treatment system are considered to be sequential treatment
 steps, as are the single-stage settler, pH adjustment, and
 evaporation (the surface impoundment) used to treat the grid
 paste application discharge. The treatment code for chemical
 precipitation (lime or sodium hydroxide) is C01, and the code
 for filtration is P12.

 The code for treatment of grid paste application washwater in
 the multi-stage settler is P11 (settling/clarification), and the
 code  for process reuse of  the wastewater is R99 (other
 recovery/reuse).  The code for evaporation of wastewater in
 the surface impoundment is P99 (other physical treatment).
 The overall treatment efficiencies for the grid paste application
 discharge and scrubber discharge  are both 100 percent,
 because the wastewater streams are completely eliminated
 through evaporation and reuse respectively. Note that you do
 not report the precipitation of lead in the surface impoundment
 as "metals recovery,* because you no longer remove the lead
 sludge from the impoundment for reuse. This will be consid-
 ered disposal to land for the 1,500 pounds of lead that were
 sent to the surface impoundment.

 Information on Waste Minimization. The facility formerly
 shipped the lead-containing sludge from the multi-stage set-
tler used to treat the grid paste application wastewater to an
 off-site disposal facility. In 1989, however, process modifica-
tions allowed the sludge to be returned to the off-site smelter
operated by the company for recovery and reuse, resulting in
significant cost-savings. The  most significant saving is in the
cost of treating the sludge; the value of the recovered lead
represents a less significant saving.   The amount of lead
formerly disposed of at the off-site facility is approximately 100
pounds per year; the same amount is now recovered by the
smelter. The code forthe type of modification is M2 (recovery
off-site) and that for the reason for action is R2 (reduction in
treatment/disposal cost).  The index value of 1.0 is based on
the fact that production of batteries was approximately the
same in both years.
Completion of the Section 313 Reporting Form
As shown in the sample form that follows, the facility informa-
tion is entered in Part I of the reporting form. The reporting
year, Dun and Bradstreet Number, EPA Identification Number
and other  required information have been entered.   The
sample report contains no trade secret information and has
been completed for an entire covered facility, as previously
described.  All non-applicable  information on the form has
been marked NA.  The vice president of the facility has been
briefed on the information contained in the report and has
signed the certification (Part I, Section 2). If separate reports
were being prepared for lead and lead compounds, the vice
president would have signed each reporting form. The com-
pleted form is  now  ready to be submitted to EPA and the
appropriate State agency.  Copies are made for retention in
the facility's files along with all information concerning the
information sources and calculations used.

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u
                                                   Pag«C-€
 Important: Tvpe  or print: read instructions before completing form  )
                                                                         Form Approved OMB No

                                                                                Approval Expires'
                                                                                                         Paae 1 of 5
•Mp FP/\
                  s  Environmental Protection Agency
      TOXIC CHEMICAL RELEASE  INVENTORY REPORTING FORM
      Section 313 of the Emergency Planning and Community Right-to-Know Act of 1986.
      also known as Title III of the Suoerfund  Amendments and Reauthonzation Act
  EPA FORM
                             PART I.
                            FACILITY
                        IDENTIFICATION
                         INFORMATION
                                                      (This space for your optional use. I
                                                           PuOlic  reoorting   ouraen   'or   •- s
                                                           collection ot information is estimated to
                                                           vary from 30 to  34 lours oer 'esoonsa
                                                           witn  an average  of 32 "ours  aer
                                                           response, including time Tor  raviewing
                                                           instructions  searcnmg existing  aata
                                                           sources, gatnering ana maintaining tre
                                                           aata  needed,  ana comoiettng  ana
                                                           reviewing tne collection of information
                                                           Send comments 'egaramg ;n;s ourcen
                                                           estimate or any otner asoect o*  "rs
                                                           collection  of   information   rciuamg
                                                           suggestions for recucingtnis Duraen :o
                                                           Chief   '.nformation  "Poncy  3rancn
                                                           (PM-223). US EPA  401  M St   SAI
                                                           Washington.  D C  20*60  Attn   '=!
                                                           Burden ana to tne Office of information
                                                           ana  Regulatory  Affairs   Office  of
                                                           Management ana  Budget Paoarworx
                                                           Reduction   Project    207C-C093)
                                                           Washington. D  C  20603
 1.
    1 1   Are you claiming the chemical identity on page 3 trade secref


        I  J Yes (Answer Question 12:     I Xj No (Do not answer 1 2:
    	Attach suostantiation forms. 1	Go to Question i  3 1
                                    1.2  if "Yes" in 1  1.  is this cooy

                                        [   J Sanitized (_  J Unsamtized
                                                     1 . 3  Reporting vaar

                                                           19 89
 2. CERTIFICATION  (Read and sign after completing all sections.)
 hereov certify that I have reviewed trie attached documents ana that, to the best of my Knowledge and belief the submitted information is true and
correlate and that the amounts and values >n this reoort are accurate based on reasonable estimates using data avauaoie to tne oreoarers of mis -eocrt
 Name and official title of owner /operator or senior management official

	Mr.  Stanley  L.  Pirx. III.  Vice President,  Battery Products  Division
Signature
                                                                               Date signed
                                                                                 February  12,  1990
3.  FACILITY IDENTIFICATION
 3.1
     Facility or Estaonsnment Name
       Pirx-Lewis,  Inc.,  Battery Products  Div.
      Street Address
        10545 Cerillos  Road
      City
       Albuquerque
      State
       NM
                                         County
                                          Bernadillo
                                         Zip Code
                                          81103-0420
      TRI Facility Identification NumDer
         81103  PRXLW  CERIL
                                    WHERE TO SEND COMPLETED  FORMS:

                                 1. EPCRA  REPORTING CENTER
                                    P.O.  BOX 23779
                                    WASHINGTON, DC  20026-3779
                                    ATTN:  TOXIC CHEMICAL RELEASE INVENTORY
                                                            2. APPROPRIATE STATE OFFICE  (See instructions
                                                               in Appendix G)
 3.2
      This report contains information for (Check only one):
                                            a. [ Xj An entire
                                                           facility
                                                                       b.
                                                                               Part of a facility.
 3.3
    Technical Contact
      Mr.  Roberto  Garcia
                                                                              Telephone Numoer (include area cooei
                                                                                (505)  752-5360
 3.4
    Public Contact
      Ms.  Sandy  A.  Range
                                                                              Telephone Numoer (include area coaei
                                                                                (505)  752-5363
 3.5
    SIC Code (4 digit)
    ,   3691
                         b.
                            NA
                          Latitude
                                                                                     Longitude
 3.6
            degrees

              35
Minute*

  10
Seconds

 00
Degrees
  106
Minutes
  30
Seconds

 00
 3.7
    Dun & Bradstreet Number (J)

    s   91-976-2270
                                                              b.
                                                                   NA
 3.8
    EPA identification Number(s) (RCHA l.D. No. I

    a.   NMD919762270
                                                              b.
                                                                   NA
 3.9
    NPDES Permit Number(i)

    a.  NA
      Receiving Streams or Water Bodies (enter one name per box)

      a   Tileros Arroyo	
                                                            b.    NA
 3.10
 3.11
    Underground Injection Well Cod* (UIC) identification Numberu>

    a   NA
 4.  PARENT COMPANY INFORMATION
 4.1
    Name of Parent Company
        Cibola Motor  Works
                                                              4.2
                                       Pa 'ent Company ' s Dun
                                         91-783-4567
                                                                                       Bradstreet Numoer
 EPA Form 9350-1 (1-90) Revised - Do not use previous versions.

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 Q                                                           Page 0-7
 (Important:  Type or print: read instructions before completing form.)
                                                                                     Page  2 of 5
R(This space for your optional use :
._...„
& tPA PART II. OFF-SITE LOCATIONS TO WHICH TOXIC
CHEMICALS ARE TRANSFERRED IN WASTES
1. PUBLICLY OWNED TREATMENT WORKS (POTWs)
1.1 POTW name
City of Albuquerque Treatment Works
Street Address
50100 U.S. Route 66
City
Albuquerque
State
NM
2. OTHER OFF-SITE LOCATIONS

County
Bernadillo
Zip
87105-9987
1.2 POTW name
NA
Street Address
City County
State Zip
(DO NOT REPORT LOCATIONS TO WHICH WASTES ARE SENT ONLY FOR RECYCLING OR REUSE)
2.1 Off-site location name
Colorado Waste Disposal, Inc.
EPA identification Number (HCHA lO. No. )
COD554698764
Street Address
10500 County Route 76
City
Golden
State
CO
Is location under control of reporting, facility

County
Jefferson
Zip
80305-1311
or parent company?
[ IY«« [xl"0
2.2 Off-site location name
EPA Identification Number (RCRA ID. No. )
NA
Street Address
City County
State Zip
is location under control of reporting facility or parent company7
1 J Yes L • J No
 2.3  Off-site location name)
                               2.4  Off-site location name
EPA Identification Number (RCRA IO.  No.)
                              EPA identification Number (RCRA IO. No.)
Street Address
                                                                   Street Address
City
County
City
County
State
                                      Zip
                                                                   State
                                                                                                          Zip
Is location under control of reporting facility or parent company?
                                                             No
                              Is location under control of reporting facility or parent company7
                                                                         [  U     [   ]
2.5  Off-site location name
                               2.6  Off-site location name
EPA Identification Number (RCRA ID. No.)
                              EPA Identification Number (RCRA ID. No.)
Street Address
                                                                   Street Addres*
City
County
City
                                                                     County
State
                                      Zip
                                                                   State
                                                                     Zip
Is location'under control of reporting facility or parent company?
                                                            I No
                              Is location under control of reporting facility or parent company?

                                                                         I   J Yes     I  J No
[   j Check it additional pages of Part II are attacned How many?
 EPA Form 9350-1 (1-90)  Revised - Do not use previous versions.

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_J                                                   Pag« C-a

 Important:  Type or print: read instructions before completing form.;
                                                                                                         Page 3 of 5
   A EPA
                                       EPA FORM R

                     PART III. CHEMICAL-SPECIFIC INFORMATION
                                                                                         (This space for your optional use i
 1. CHEMICAL IDENTITYIDo not complete this section if you complete Section 2.)
 1  1  I  [Reserved]
 1 2
 CAS Numoer (Enter only one numoer exactly as it appears on the 313 list. Enter NA if reporting a cnemical category

 _NA_
 1 3
Chemical or Chemical Category Name (Enter only one name exactly as it appears on trie 313 list.)
 Lead  Compounds
 1.4
      Generic Chemical Name (Complete only if Part I. Section 1 1  is cnecKea 'Yes. '  Generic name must oe structurally oescnptive
      MIXTURE COMPONENT IDENTITY  (Do not complete this section if you complete Section 1
      Generic Chemical Name Provided by Supplier (Limit the name to 3 maximum of 70 characters (e.g.. numoers. letters, spaces, punctuation) i
 2.
 3. ACTIVITIES AND USES OF THE CHEMICAL AT THE FACILITY (Check all that apply.)
 3.1
      Manufacture the
      chemical:
                    a, L XJ Produce


                    b. [  J Import
If produce or import:
   [ v] For on-site
  c.l "J use/processing

  a.I   J As a byproduct
                                                        f  ] For sale/
                                                      d • I  -I distribution

                                                      f I  J As an impurity
 3.2
      Process the

      chemical:
                    a- L XJ As a reactant

                    d.[  J Repackaging only
                      h [   I As a formulation
                        <•   -I component
                                    f  y] As an article
                                  c.L  AJ component
 3.3
Otherwise use
the chemical:
1 As a chemical
J processing aid
                                                            As a manufacturing aid
                                       I Ancillary or other use
 4. MAXIMUM AMOUNT OF THE CHEMICAL ON-SITE AT ANY TIME DURING THE CALENDAR YEAR
 5. RELEASES OF THE CHEMICAL TO THE ENVIRONMENT ON-SITE
                                                            A. Total Release
                                                              (pounds/year)
                                                    A.1
                                              Reporting Ranges
                                             0      1-499  500-999
 You may report-releases of less than
 1.000 pounds by checking ranges under A.1
 (Do not use both A.1 and A.2)
 5.1  Fugitive or non-point air emissions
 5.2  Stack or point air emissions
 5.3  Discharges to receiving        |A
     streams or water bodies  5-3.i I—
     (Enter letter cod* for stream
     from Part I  Section 3.10 In
     the Box provided.)
 5.4  Underground Injection on-site
 5.5 Releases to land on-slte

     5 5 1 Landfill


     552 Land treatment/application farming



     5 5.3 Surface impoundment



     5 5.4 Other disposal
      (ChecK if additional information it provided on Part iv-Supplemental Information )
 EPA Form 9350-1 (1-90) Revised - Do not use previous versions.

-------
                                                       C-9
 'mportant:  type or print: read instructions before completing form.)
                                                                                                 Page 4 of 5
£PA                       EPA FORM R

              PART III. CHEMICAL-SPECIFIC INFORMATION
                                (continued)
                                                                                       (This space for your optional use
  6.  TRANSFERS OF THE CHEMICAL IN WASTE TO OFF-SITE LOCATIONS
You may report transfers
of less than 1.000 pounds by
checking ranges under A. 1.  (Do
not use both A.I and A.2)
  6.1.1
       Discharge to POTW
       (enter location number
       'rom Part II. Section 1 . )
     Other off-site location
- , .  (enter location number    ,
6.2.1  from Part II. Section 2.) |  *

     Other off-site location
...  (enter location number
6.2.2  from Part II. Section 2.1

     Other off-site location
      (enter location numoer
623  'rom p«rt II. Section 2.)
                                  A. Total Transfers
                                     (pounds/year)
                                           A.1
                                     Reporting Ranges
                                    0     1 -499   500-999
                                 [   1
                                        [    ]
                                       1   [X]   I    1
                                       1   I    ]   [    ]
                                                      A.2
                                                      Enter
                                                     Estimate
                                                     NA
                                                                             B. Basis of Estimate  C.Type of Treatment;
                                                                                                         Disposal
                                                                                 (enter code)
                                                                               6.2.
  [   ](Check If additional information Is provided on Part IV-Supplemental Information.)
  7.  WASTE TREATMENT METHODS AND EFFICIENCY
   r    1 Not Applicable (NA) - Check if no on-site treatment is applied to any wastestream containing the chemical or chemical
   L    J
                             category .
 A. General
    Wastestream

   (enter code)
            B. Treatment
               Method

              (enter code)
                                           C. Range of
                                             Influent
                                             Concentration
                                             (enter code)
            D. Sequential
              Treatment?
              (check if
              applicable)
                   E. Treatment
                      Efficiency
                      Estimate
                      F. Based on
                         Operating
                         Data?
                            Yes     No
 7.la
       7.1b
                                          7.1o
                                                             7: Id
                            7.1e  NA
                                     7.1f
 7.2a
       7.2b
                                          7.2e
D
7.2d
7.2e  99
7'2f     [    I  [ X  ]
 7.3a
                                  7.3c
                                                            7.3d
                            7.3e  98
 7.4a
                                  7.4c
                                                            7.4d
                  [    I
                  7.4e   90
                                  [X]
 7.5a
                                  7.So
                                                            7.5d
                            7.5e
                                                                                     98
                                            [   ]  [ x ]
 7.6a
                                  7.6c
                                                            7.6d
                  [X]
                  7.6e
                   7.6f
        [    I   [    ]
 7.7a
                                  7.7c
                                                 D
           7.7d
        [X]
7.7e  NA
7.7f
[   ]  [   I
 7.8a
 W
                                            7.8C
                                                            7.8d
                  [x]
                  7.8e   100
                   7 8f     [  X ]   [    ]
 7.9a
                                  7.9C
                                                            7.9d
                  [x]
                 7.9e   NA
                   7.9f
        [    1   [    ]
 7.10a
                                  7.10c
                                                           7.10d
                  [x]
                 7.10e  100
7.10f
                           [x]
  [  X ](Check if additional Information Is provided on Part IV-Supplemental Information.)
  8. POLLUTION PREVENTION:  OPTIONAL INFORMATION ON WASTE MINIMIZATION
    (Indicate actions taken to reduce the amount of the chemical being released from the facility.  See the instructions for coded
    items and an explanation of what Information to Include.)	___	
  A.  Type of
     Modification
     (enter code)
             B.  Quantity of the Chemical In Wastes
                Prior to Treatment or Disposal
                                                                                 C.  Index
                                               D.  Reason for Action
                                                    (enter code)
                       Current
                       reporting
                       year
                       (pounds/year)
                         121,700
                           Prior          I
                           year          I
                           (pounds/year) i
                                                        Or percent change
                                                        (Check ( + ) or (-))
                              121,800
                                                  ! D-
EPA Form 9350-1 (1-90) Revised - Do not use orevlous versions.

-------
D                                             Pag.C-10


(Important: Type or print:  read instructions before completing form.)
                                                                                                          Page 5 of 5
                                                                                      (This space for your optional use i
      EPA
                        PART IV.
                                       EPA FORM R
                                   SUPPLEMENTAL INFORMATION
        Use this section if you need additional space for answers to questions in Part 111.
     Number the lines used sequentially from lines in prior sections (e.g., 5.3.4. 6.1.2. 7 11)
  ADDITIONAL INFORMATION ON RELEASES OF THE CHEMICAL TO THE ENVIRONMENT ON-SITE
  (Part III.  Section 5.3)
 You may report releases of less than
 1.000 pounds by checking ranges under A. 1.
 (Do not use both A.1  and A.2)
                                                           A. Total Release
                                                              (pounds/year)
                                                       A.1
                                                 Reporting Ranges
                                                0	1 -«99   500-999
                                                                    A.2
                                                                    Enter
                                                                  Estimate
                             B.  Basis of
                                Estimate

                             (enter code
                                in box
                               provided)
                                                                                                      C.% From
                                                                                                        Stormwater
 5.3 Discharges to
    receiving streams or
    water bodies          5-3-

    (Enter letter cod* for stream
    from Part I Section 3.10 in   53
    the Box provided.)
                           5.3.
                                 D
                                 .D
                               5.3..
                            5.3..
                       5.3.—c
                               5.3	a
                            5.3.
                       5 3.	c
                                       5.3.	a
                                                                                         5.3.
                                                                                                      5.3.
                                                                                                          	c
  ADDITIONAL INFORMATION ON TRANSFERS OF THE CHEMICAL IN WASTE TO OFF-SITE LOCATIONS
  (Part III, Section 6) 	 	
 You may report transfers
 of less than 1,000 pounds by checking
 ranges under A.1.  (Do not use
 both A.1 and A.2)
         Discharge to POTW
 _ .      (enter location number
 6.1.	from Part II, Section 1.)
                               D
   •	li
Other off-site location
 .enter location number  I j
 'rom Part II, Section 2.) '
                                             A.Total Transfers
                                               (pounds/year)
                                           A.1
                                     Reporting Ranges
                                     0     1 -499   500-999
                                                         A.2
                                                         Enter
                                                        Estimate
                     B. Basis of
                        Estimate


                       (enter code
                          in box
                        provided)
                                                                                                C. Type of Treatment;
                                                                                                        Disposal
                        (enter code
                           in DOX
                         provided)
                                                                                 6.2.
                             D
                                                                                                6.2.
        Other off-site location
6 2     (enter location number  | 2
    	from Part II. Section 2.)
                                                                                 6.2.
                                                                                  n
                                   6.2.
 6.2.
        Other off-site location
        (enter location number  I 5
       . from Part II, Section 2.)
                                                                                 6.2.
                                                                                                6.2.
  ADDITIONAL INFORMATION ON WASTE TREATMENT METHODS AND EFFICIENCY (Part III. Section 7)
 A. General
   Wastestream
  (enter code
 in box provided)
                     B. Treatment
                       Method
                      (enter code
                     in box provided)
                                   C. Range of
                                     Influent
                                     Concentration
                                     (enter code)
D. Sequential
   Treatment?
   (check if
   applicable)
E. Treatment
   Efficiency
   Estimate
Based on
Operating
Data?
   Yes
                                  No
 7.
                                          7. 11
                                                                                        NA
 7.  12
           W
                                          7. 12
                                                                     7.  12 e85.0%
                                                      1
          D
                                                                 -<[   1
                                                                                             .'MM
          D
                                                                              7.
                                                                                               7	'[   ][    ]
                                            —•   n
  —•a
                                           —  a
                                                                                             -'MM
          a
                                                                                                     -'MM
                                                                                                7—'[    It   ]
EPA Form 9350-1 (1-90) Revised - Do not use previous versions.

-------
 D
                                              Dan, C-9
 (Important: Type or print; read instructions before completing form.)
                                                                                                        Page 5 of 5
  A EPA
                                       EPA FORM R
                       PART IV.  SUPPLEMENTAL INFORMATION
        Use this section if you need additional space for answers to questions in Part ill.
     Number trie lines used sequentially from lines in prior sections (e.g.. 5.3.4. 6.1.2. 7.11)
                                                                                      (This space for your optional use
  ADDITIONAL INFORMATION ON RELEASES OF THE CHEMICAL TO THE ENVIRONMENT ON-SITE
  (Part III. Section 5.3)
 You may report releases of less than
 1.000 pounds by checking ranges under A. 1.
 (Do not use both A.1 and A.2)
                                                           A. Total Release
                                                              (pounds/year)
                                                       A.1
                                                Reporting Ranges
                                                0	1 -«99   500-999
                                                                   Enter
                                                                  Estimate
                                              B. Basis of
                                                 Estimate

                                              (enter code
                                                 in box
                                                provided!
                                                                                                     C.% From
                                                                                                       Stormwater
 S.3 Discharges to
    receiving streams or
    water bodies           5.3.
    (Enter letter code for stream
    from Pan I Section 3.10 in   c •>
    the Box provided.)          3 •J •
                           5.3.
                                n
                                D
                                      5.3	a
                                                                                5.3..
                                                           5.3 —c
                              5.3	a
                                             5.3.
                                                                                                      5.3.	c
                              5.3	a
                                                                                        5.3.
                                                                                             5.3.
  ADDITIONAL INFORMATION ON TRANSFERS OF THE CHEMICAL IN WASTE TO OFF-SITE LOCATIONS
  (Part III. Section 6)	
 You may report transfers
 of less than 1.000 pounds by checking
 ranges under A.1.  (Do not use
 both A.1 and A.2)
        Discharge to POTW
, .      (enter location number
3.1 .	from Part II,  Section 1.)
 5.2.	t
Other ofl-aite location
 'enter location number
 rom Part II, Section 2.)
                                             A.Total Transfers
                                              (pounds/year)
                                          A.1
                                    Reporting Ranges
                                    0     1 -499   500-999
                                                         A.2
                                                         Enter
                                                       Estimate
                                                                                 B. Basts of
                                                                                   Estimate
                                        (enter code
                                           in box
                                          provided)
                                                                                       C. Type of Treatment/
                                                                                               Disposal
                                                                                                      (enter code
                                                                                                         in box
                                                                                                        provided)
                                                                                6.1.
                                                                               6.2.
         Other orf-site location
 6 2      (enter location number
    '	from Part II. Section 2.)
                                                                               6.2.
         Other off-ilte location
         (enter location number
         from Part II, Section 2.)
                              n
                            [nit]
                                     6.2.
  ADDITIONAL INFORMATION ON WASTE TREATMENT METHODS AND EFFICIENCY (Part III. Section 7)
 A. General
   Wastestream
  (enter code
 in box provided)
                    B. Treatment
                       Method
                     (enter code
                    in box provided)
                                  C. Range of
                                     Influent
                                     Concentration
                                     (enter code
                  0. Sequential
                     Treatment?
                     (check if
                     applicable)
                                                                               E. Treatment
                                                                                 Efficiency
                                                                                 Estimate
                                     Based on
                                     Operating
                                     Data?
                                       Yes
                                                                                                                No
 7.
           W
                                         7.  11
                                                                      X
                                                                             7-     *  NA  *
                                                     7 -
                                                                                               (    }[    }
 7.  12
           W
                                         7.  12
                                                                     7.  12  985.0%
                                                      • Ji-' [ X ]  [    ]
7.
         n
                                  7.
          n
                                                                                               7.
7.
         n
                                  7.
          n
          n
                                         7.
                                            n
                                                           -'MM
7.
         n
                                  7.
          n
  —-  n
                                          '.	c  n
                                                                     7.
                                                     '•	'[   ][    1
7.
                7.
                                         7.
                                            n
                                   7.
7.     a
         n
       7.
'.	-   n
                                                           7.
-<[
                                                                              7.
7—'[    It   1
EPA Form 9350-1  (1-90) Revised - Do not use previous versions.

-------
                                                •Page-Ekl


                                             APPENDIX D

    MOST COMMON ERRORS FOUND ON FORM R REPORTS FROM  1988
 1. Invalid chemical identification on page three.  The
   CAS number and the chemical name reported on page
   three must exactly match the listed  section 313 CAS
   number and chemical name. Chemical categories should
   not be reported with a CAS number. A generic chemical
   name should only be provided  if you are claiming  the
   section 313 chemical identity as trade secret. Chemical
   names should be taken  directly from  the list  in this
   document (see pages 40-48). Mixture names are to be
   entered in Part III, Section 1.4 if that is the sole identifica-
   tion.   Mixture names that include the  name (or CAS
   number) of one or more section 313 chemical(s) are not
   valid.

 2. Failure to consider listed chemical  qualifier.  Alumi-
   num, vanadium and zinc are qualified  as "fume or dust."
   Isopropyl alcohol and saccharin have manufacturing
   qualifiers. Ammonium nitrate and ammonium sulfate are
   qualified as solutions. Phosphorus is qualified as yellow
   or white. Asbestos is qualified as friable. Only chemicals
   meeting the qualifiers require reporting under section 313
   and should be reported on Form R with the appropriate
   qualifier in parenthesis.

 3. Missing certification signature. An original certification
   signature must appear on page one  of every Form R
   submitted to EPA.

 4. Incomplete forms.  A complete  Form R report for any
   toxic chemical or chemical category consists of at least
   five pages stapled together. Page one and two may be
   photocopied to complete each report only if all the infor-
   mation on pages one and two is the same, and an original
   certification signature is provided on each page one.
   Sending in a package which contains only one page one,
   one page two, but several page three's, four's and five's
   will result in a Notice of Noncompliance.

5. Maximum amount on-site left  blank.  In a surprising
   number of Forms, Part III, Section 4  on page three of
   Form R is left blank. Leaving this section blank will result
   in a Notice of Technical Error.

6. Missing or incorrect reporting year. The reporting year
   is the calendar year during which the reported data were
   collected; it is not the year in which the Form R is sent to
   EPA.  Form Rs  are due to EPA on  July 1,  1990  for
   chemicals manufactured, processed or otherwise used
   during reporting year 1989. A Form R cannot contain d
   for more than one year.  "1988/89" is not correct. Pa:
   Section 1.3 must not be  left blank; this error will resui
   a Notice of Noncompliance.

 7. "Questionable" entries, such as:

   -- Missing or incorrect zip codes;
   -- Missing county names;
   -- Non-numeric SIC codes;
   -- Non-numeric or invalid Dun and Bradstreet numoe
   -- Incomplete off-site and POTW information (missm
      zip code, etc.);
   -- Amounts reported in  units other than pounds (e.g.
      metric) or use of exponential numbers.

 8. Incorrect completion of trade secret information. T
   responses to trade secret questions on Part I and Part
   of a Form R must be consistent.  If trade secrecy
   indicated, a sanitized Form R and two trade secret si
   stantiations must be submitted in the same package
   the trade secret  Form R.  Failure to provide comple
   trade secret submissions will result  in a  Notice of Nc
   compliance.

 9. Revisions not identified. Revisions to previously su
   mitteddata may be provided to EPA by making correctio
   in red ink on a copy of the Form R originally submitte
   marking the  copy with the words "VOLUNTARY RE\
   SION" marked "THIS SPACE FOR YOUR OPTION/
   USE" on page one; and sending it to the Title III Reportir
   Center.  You must also send a copy of the revision to tf
   State organization.  Failure to clearly identify a  revisic
   may result in EPA entering it into the database as a ne
   submission resulting  in  the appearance of  increase
   emissions from the facility.

10. Duplicate submissions not identified. Facilities som>
   times send multiple copies of the same Form R report
   insure that EPA received a copy. Duplicate submissior
   must be identified by printing the word "DUPLICATE"
   red Ink  on page  one in  the box marked  "THIS  SPAC
   FOR YOUR OPTIONAL USE". Failure to clearly identi
   a duplicate report may result in the duplicate appearanc
   of the data  in the  database  and the appearance
   increased emissions from the facility.

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                       	^	Page E-1	


                                               APPENDIX E

                        SUPPLIER NOTIFICATION REQUIREMENTS
 Because manufacturers  reporting under section 313 must
 know the toxic chemical composition of the products they use
 to be able to accurately calculate releases, EPA requires some
 suppliers of mixtures ortrade name products containing one or
 more of the listed section 313 chemicals to notify their custom-
 ers. This requirement has been in effect since January 1,
 1989.

 This appendix explains which suppliers must notify their cus-
 tomers, who must be notified, what form the notice must take,
 and when it must be sent.
WHO MUST SUPPLY NOTIFICATION
You are covered by the section 313  supplier notification
requirements if you own or operate a facility which meets all
of the following criteria:

(1)   Your facility is in Standard Industrial Classification (SIC)
     codes 20-391;

(2)   You manufacture, import, or process a listed chemical;
     and

(3)   You sell or otherwise distribute a mixture or trade name
     product containing the toxic chemical to either

    Q  A facility that must report  under section 313; or

    Q  A firm that then sells the same mixture or trade name
       product to a firm in SIC codes 20-39.

Note that you may be covered by the supplier notification
rules even If you are not covered by the  section 313
release reporting requirements. For example, even if you
have less than 10 full-time employees or do not manufacture
or process any of the chemicals in sufficient  quantities to
trigger the release reporting requirements, you may still  be
required to notify certain customers.
WHO MUST BE NOTIFIED
An example would be if you sold a lacquer containing toluene
to distributors who then sell the product to other manufactur-
ers. The distributors are not in SIC codes 20-39, but because
they sell the product to companies in SIC codes 20-39, they
must be notified so that they may pass the notice along to their
customers, as required.

The language of the supplier notification requirements covers
mixtures or trade name products that are sold or otherwise
distributed. The "otherwise distributes" language applies to
intra-company transfers. However, if the company has devel-
oped an internal communications procedure that alerts their
other facilities to the presence and content of covered toxic
chemicals in their products, then EPA would accept this.

Supplier notification is also required if a waste mixture contain-
ing a toxic chemical is sold to a recycling or recovery facility.
However, if the material is sent off-site as a waste for treat-
ment or disposal, then no supplier notification is required.
SUPPLIER NOTIFICATION MUST INCLUDE THE
FOLLOWING INFORMATION:
(1)  A statement that the mixture or trade name product con-
    tains a toxic chemical or chemicals subject to the reporting
    requirements of section 313 of EPCRA (40 CFR 372);

(2)  The name of each  toxic chemical  and the associated
    Chemical Abstracts Service  (CAS) registry number of
    each chemical if applicable. (CAS numbers are not used
    for chemical categories, since they can represent several
    individual chemicals.)

(3)  The percentage, by weight, of each toxic chemical (or all
    toxic chemicals within a listed category) contained in the
    mixture or trade name product.

For example, if a mixture contains a chemical (i.e., 12 percent
zinc oxide) that is a member of a reportable chemical category
(i.e., zinc compounds), the notification must include that the
mixture contains a zinc compound at 12 percent by weight.
Supplying only the weight percent of the parent metal (zinc)
does not fulfill the requirement. The customer must be told the
weight percent of the entire compound within a listed chemical
category present in the mixture.
For each mixture ortrade name product that contains a listed
toxic chemical, you will have to notify all customers in SIC
codes 20-39 or distributors who in turn sell that product to firms
in SIC codes 20-39. Unless you know otherwise, you should
assume that the chain of distribution includes facilities in SIC
codes 20-39. (The notification is limited to SIC 20-39 facilities
and their suppliers because only facilities in those SIC codes
are required to report releases under section 313.)
1 If your company or facility distributes chemical products but does not fall into the covered SIC codes, .you should be alert to the supplier notification
that may accompany MSOSs of the products you distribute. You should pass on such notices to your industrial customers unchanged.

-------
                                                  Page E-2
HOW THE NOTIFICATION MUST BE MADE
The required notification must be provided at least annually in
writing. Acceptable forms of notice are, for example, a letter,
product labeling, and product literature distributed to custom-
ers.  If you are required to prepare and distribute a Material
Safety Data Sheet (MSDS) forthe mixture under the Occupa-
tional Safety and Health Act (OSHA) Hazard Communication
Standard, your section 313 notification may be attached to the
MSDS or the MSDS may be modified to include the required
information.  (A sample letter and  recommended text  for
inclusion in an MSDS appear on pages E-4 and E-5 of this
appendix.)

You must make it clear to your customers that any copies or
redistribution of the MSDS or other form of notification must
include the section 313 notice. Inotherwords.yourcustomers
should understand  their requirement to include the section
313 notification if they give your MSDS to their customers.
WHEN NOTIFICATION MUST BE PROVIDED
in general, you must notify each customer receiving a mixture
3r trade name product containing a listed toxic chemical with
 he first shipment of each calendar year. You may send the
notice with subsequent shipments as well, but it is required
 hat you send it with the first shipment each year.  Once
:ustomers have been provided with an MSDS containing the
section 313 information, you may refer to the MSDS by a
vritten letter in subsequent years (as long as the MSDS is
:urrerit).

 f EPA adds  chemicals  to the section 313 list, and your
 iroducts contain the newly listed toxic chemicals, notify your
 :ustomers with the first shipment of the year  following EPA's
 inal decision to add the chemical to the list.  For example, if
 EPA adds chemical ABC to the list in  September 1990,
 upplier notification for chemical ABC would begin with the first
 hipment in 1991.

 'ou must send a new or revised notice to your customers if
 ou:

 1) Change a mixture or trade name product by adding, re-
    moving, or changing the percentage by weight of a listed
    toxic chemical.

 2) Discover that your previous notification  did not properly
    identify the toxic chemicals  in the mixture or correctly
    indicate the percentage by weight.

  i these cases, you must:

  Q Supply a new or revised notification within 30 days of a
    change in the product or the discovery of misidentified
    toxic chemical(s) in the mixture or incorrect percentages
    by weight;
    Identify in  the  notification the prior shipments of the
    mixture or product to which the new notification applies.
    and

    Indicate how many shipments were affected during the
    calendar year (e.g., if the revised notification is made in
    August,  indicate  how many shipments  were aflected
    during the period January 1  - August).
WHEN NOTIFICATIONS ARE NOT REQUIRED
Supplier notification is not required for a pure toxic chemical
unless atrade name is used. The identity of the toxic chemical
will be known based on label information.

You are not requiredto make a "negative declaration." That is,
you are not required to indicate that  a product contains no
section 313 chemicals.

If your mixture ortrade name product contains one of the listed
toxic chemicals, you are not required to notify your customers
if:

(1) Your mixture or trade name product contains the toxic
    chemical in percentages  by weight of less than  the
    following levels (These are known as de mimmis levels):

    Q 0.1 percent of the toxic chemical  present in the mix-
       ture, if the toxic chemical is defined as an "OSHA car-
       cinogen';

    Q 1 percent for other toxic chemicals.

De minimis levels for  each toxic chemical and chemical
category are listed on pages 40-48.

(2) Your mixture or trade name product is one of the
    following:

    r 3 An article that does not release a covered toxic chemi-
       cal under normal conditions of processing or use.

    Q Foods, drugs, cosmetics, pesticides, alcoholic bever-
       ages, tobacco, or tobacco  products packaged for
       distribution to the general public.

    Q Any consumer product, as the term is defined in the
       Consumer Product Safety Act, packaged for distribu-
       tion to the general public. For example, if you mix or
       package one-gallon cans of paint designed for use by
       the general public, notification is not required.

 (3)  Your mixture or trade name product  is contained  in a
     waste being sent off-site for treatment or disposal.

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                                                    Page E-3

TRADE SECRETS


RECORDKEEPING REQUIREMENTS
Chemical suppliers may consider the chemical name or the
specific concentration of a section 313 toxic chemical in a
mixture or trade name product to be a trade secret.  If you
consider the:

(1)  Specific identity of a toxic chemical to be a trade secret,
    the notice to  your customer(s) must contain a generic
    chemical name that is descriptive of the structure of that
    toxic chemical.  For example, decabromodiphenyl oxide
    could be described as a halogenated aromatic.

(2)  Specific percentage  by weight of a toxic chemical in the
    mixture or trade name product to be a trade secret, your
    notice to customers must contain a statement that the
    chemical is present at a concentration that does not
    exceed a specified  upper bound.   For example, if a
    mixture contains 12 percent toluene and you consider the
    percentage a trade secret, the notification may state that
    the mixture contains toluene at no more than 15 percent
    by weight.  The upper bound value chosen must be no
    larger than necessary to adequately protect the trade
    secret.
You are required to keep records for three years of the
following:

(1)  Notifications sent to customers;

(2)  Explanations of why a notification was considered neces-
    sary and all supporting materials used to develop the
    notice;

(3)  Explanations of why a specific chemical identity is consid-
    ered a trade secret and the appropriateness of the ge-
    neric chemical name provided in the notification; and

(4)  Explanations of why a specific concentration is consid-
    ered a trade secret and the basis forthe upper bound con-
    centration limit.

This information  must be  readily available for inspection by
EPA.
If you claim this information to be trade secret, you must have
documentation in your files that provides the basis for your
claim.

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                                                  Page E-4


SAMPLE NOTIFICATION LETTER
            Mr. Edward Burke
            Furniture Company of Ruritania
            1000 Main Street
            Sellers, Ruritania

            Dear Mr. Burke:

            The purpose of this letter is to inform you that a product that we sell to you, Furniture Lacquer KXZ-
            1390, contains 20 percent toluene (Chemical Abstracts Service (CAS) number 108-88-3).  We are
            required to notify you of the presence of toluene in the product under section 313 of the Emergency
            Planning and Community Right-to-Know Act of 1986. This law requires certain manufacturers to report
            on annual emissions of specified toxic chemicals and chemical categories.

            If you  are unsure if you are subject to the  reporting requirements of Section 313, or need more
            information, call the EPA Emergency Planning and Community Right-To-Know Information Hotline:
            (800) 535-0202 or (202) 479-2449 (in Washington O.C. or Alaska). Your other suppliers should also
            be notifying you if section 313 chemicals are in the mixtures and trade name products they sell to you.

            Please also note that if you repackage or otherwise redistribute this product to industrial customers,
            a notice similar to this one should be sent to those customers.
                                                              Sincerely,
                                                               Axel Leaf
                                                               Sales Manager
                                                               Furniture Products

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                                                Paige E-S
SAMPLE NOTIFICATION ON AN MSDS
         Section 313 Supplier Notification

         This product contains the following toxic chemicals subject to the reporting requirements of section 313 of
         the Emergency Planning and Community Right-To-Know Act of 1986 (40 CFR 372):
                CAS#
Chemical Name
Percent by
  Weight
                108-88-3
                NA
Toluene
Copper Compounds
   20%
   15%
         This information should be included in all MSDSs that are copied and distributed for th>s matenal.
                                                Material
                                              Safety Data
                                                 Sheet

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                                                  Page F-1
                                               APPENDIX F
              HOW TO DETERMINE LATITUDE AND LONGITUDE FROM
                                      TOPOGRAPHIC MAPS
Latitude is the distance north or south of the equator. Longi-
tude is  the distance  east or west  of the prime meridian
(Greenwich, England). Latitude and longitude are measured
in seconds, minutes, and degrees.
  60" (seconds) •
  60' (minutes) =
r (minute)
1" (degree)
To determine the latitude and longitude of your facility you will
need a topographic map from United States Geological  Sur-
vey (USGS).
How to Obtain USGS Map«

USGS maps used for determining latitude and longitude may
be obtained from the USGS distribution center. These maps
are available in both the 7.5 minute and 15 minute series. For
maps of the United States, including Alaska, Hawaii, American
Samoa, Guam, Puerto Rico, and the U.S. Virgin Islands, con-
tact:

    Branch of Distribution
    U.S. Geological Survey
    Box 25286 Federal Center
    Denver, CO 80225

If you are not sure on which map your site is located, consult
the index of topographic maps for your state, which USGS will
provide free of charge. USGS maps cost about $3.00 and are
often available in local libraries and at commercial dealers
such as surveyors or outdoor recreation equipment dealers.
The index for your state  lists these alternative sources for
obtaining maps.  If you need help in determining your facility's
latitude and longitude, the National Cartographic Information
Center located in Denver (303) 236-5829 can provide assis-
tance.
Datermlnjng Your Facility's Latitude and Longitude
(See diagram next page.)

Once you have obtained the correct map for your facility:

  1. Mark the location of your facility on the map with a poit
    If your facility is large, choose a point central to the pr
    duction activities of the facility. If certain structures in yo
    facility are represented on the map, mark one of t!
    structures with a point.

 2. Construct a «mafl rectangle around the point  with fir
    pencil lines connecting the nearest 2 1 /2' or 5* graticule
    Graticules are intersections of latitude and longitude !in<
    that are marked on the map-edge, and appear as bla
    crosses at four points in the interior of the map.

  3. Read and record the latitude and longitude for the sout
    east corner of the small quadrangle drawn in step tw
    The latitude and longitude are printed at the edges of tl
    map.

  4. To determine the increment of latitude above the latituc
    line recorded in step 3,

    -   position the map so that you face its west edge:
    -   place the ruler In approximately a north-south align
       merit, with the "0" on the latitude line recorded in sti
       3 and the edge intersecting the point.

    Without moving  the ruler, read and record:

    -   the measurement from the latitude line to the desin
       point (the point distance);
    -   the measurementfromthe latitude line to the north in
       of the small quadrangle (the total distance).

    Determine the number of seconds to be  added to tl
    latitude recorded in step 3 by  using the ratio:
                                                               Point distance
                                                               Total distance
                                                               between lines
                                                               x 150" » increment of latitude
                                                         [Note: 150* is the number of seconds of arc for the side
                                                            the small quadrangle on a 7.5' map. If you are using a
                                                            map, the multiplication factor is 300* instead of 150" sin
                                                            each graticule is 5' of latitude or longitude.]

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                                                   Page F-2
  For example:

     Point distance   =    99.5
     Total distance   =    192.0

     99.5  x 150'    =    77.7"
     192.0
         (60" = V; 77.7" - 60"
            Or 17.7"
            01'17.7")
     Latitude in step 3
     Increment
     Latitude of point
 32-\T30'
+ 01 '17.7"
32°18'47.7"
     to the nearest second
      32°18'48"
5. To determine the increment of longitude west of the lon-
  gitude line recorded in step 3,

  -  position the map so that you face its south edge;
  -  place the ruler in approximately an east-west align-
     ment with the "0" on the longitude line recorded in step
     3 and the edge intersecting the point.
  Without moving the ruler, read and record:

  -  the measurement from the longitude line to the de-
     sired point (the point distance);
  •  the measurement from the longitude line to the west
     line of the small quadrangle (the total distance).

  Determine the number of seconds to be added to the
   longitude recorded in step 3 by using the ratio:
     Point distance
     Total distance
     between lines
x 150" = increment of longitude
For example:
                                       Point distance
                                       Total distance
                          65.0
                          149.9
                                       65.0  x 150" = 66.4" = 01 '06.4"
                                       149.9
                                          (60" = 11; 66.4"-60"

                                       Longitude in step 4 :
                                       Increment         :
                                       Longitude of point  :

                                       to the nearest second

               Latitude/Longitude Diagram
                              »    01'06.4")

                               78°05'00"
                             + 01 "06.4"
                             78°06'06.4"

                             =.    78°06'06"
                                                   N
                         QUADRANGLE
                            w
                                                     GRATICULE
                                     •  •  —1
                                      POINT   i
                                          TfOfOO*
                                78'07'JO-    7«'05'00"

                                         LONGITUDE
                                                                    M'ZO'OO-
                                                                     J'17'JO-   LATITUDE
                                                                7«-00'-
                                     Point: Latitude  32° 18'48"  North
                                          Longitude 78° 06'06"  West
                      Note: This diagram is based on a USGS 7.5 Minute Series Topographic Map.
                            Not drawn to scale.

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                                               PageG-1
                                           APPENDIX G

                    STATE DESIGNATED SECTION 313 CONTACTS
fNote: Use the appropriate address for submission of Form R
reports to your State.]

Alabama
  E. John Williford, Chief of Operations
  Alabama Emergency Response Commission
  Alabama Department of Environmental Management
  1751 Congressman W.L Dickinson Drive
  Montgomery, AL 36109
  (205)271-7700
Ala*ka
  Dennis Kelso, Chair
  Alaska State Emergency Response Commission
  P.O. Box O
  Juneau, AK 99811
.  (907)465-2600

American Samoa
  Pati Faiai. Director
  American Samoa EPA
  Office of the Governor
  Pago Pago, AS 96799
  International Number (684) 633-2304

Arizona
  Mr. Carl F. Funk. Executive Director
  Arizona Emergency Response Commission
  Division of Emergency Services
  5636 East McDowell Road
  Phoenix, AZ 85008
  (602)231-6326

Arkansas
  Ms.  Becky Bryant
  Depository of Documents
  Arkansas Department of Labor
  10421 WestMarkham
  Little Rock, AR 72205
  (501)682-4534

California
  Mr. Chuck Shulock
  Office of Environmental Affairs
  P.O. Box2815
  Sacramento, CA 95812
  Attn: Section 313 Reports
  (916)324-8124
  (916) 322-7236 Completed Form R Information
Colorado
  Colorado Emergency Planning Commission
  Colorado Department of Health
  4210 East 11th Avenue
  Denver, CO 80220
  Judy Waddill          (303) 331 -4858

Commonwealth of Northern Mariana Islands
  Mr. Russell Meecham, III
  Division of Environmental Quality
  P.O.  Box 1304
  Saipan. CNMI 96950
  (670) 234-6984

Connecticut
  Ms. Sue Vaughn, Title 111 Coordinator
  State Emergency Response Commission
  Department of Environmental Protection
  State Office Building, Room 161
  165 Capitol Avenue
  Hartford, CT 06106
  (203) 566-4856

Delaware
  Mr. Robert French, Chief Program Administrator
  Air Resource Section
  Department of Natural Resources and Environmental
   Control
  P.O. Box 1401
  Dover, DE  19903
  (302) 736-4791

District of Columbia
  Mr. Joseph P. Yeldell, Chairman
  District of Columbia Emergency Response Commission
  Office of Emergency Preparedness
  2000 14th Street, NW
  Frank Reeves Center for Municipal Affairs
  Washington, DC 20009
  (202) 727-6161

Florida
  Mr. Thomas G. Pelham, Chairman
  Florida Emergency Response Commission
  Secretary, Florida Department of Community Affairs
  2740 Centerview Drive
  Tallahassee, FL 32399-2149
  (904)488-1472
  In Florida: 800-635-7179

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                                                Page G-2
Georgia
  Mr. Jimmy Kirkland
  Georgia Emergency Response Commission
  205 Butler Street, SE
  Floyd Tower East
  11th Floor, Suite 1166
  Atlanta, GA 30334
  (404) 656-6905

Guam
  Mr. Roland Solidio
  Guam EPA
  P.O. Box 2999
  Aguana, GU 96910
  (671)646-8863

Hawaii
  Mr. John C. Lewin, M.D., Chairman
  Hawaii State Emergency Response Commission
  Hawaii State Department of Health
  P.O. Box 3378
  Honolulu, HI 96801-9904
  (808) 548-6505

Idaho
  Idaho Emergency Response Commission
  State House
  Boise, ID 83720
  Attn: Ms. Jenny Records
  (208) 334-5888

Illinois
  Mr. Joe Goodner
  Emergency Planning Unit
  Illinois EPA
  P.O. Box  19276
  2200 Churchill Road
  Springfield, IL 62794-9276
  (217)782-3637

Indiana
  Mr.  Phillip Powers, Director
  Indiana Emergency Response Commission
  5500 West Bradbury Avenue
  Indianapolis, IN 46241
  (317)243-5176

Iowa
  Department of Natural Resources
  Records Department
  900 East Grand Avenuu
  DesMoines, IA50319
  (515)281-8852
Kansas
  Right-to-Know Program
  Kansas Department of Health and Environment
  Mills Building, 5th Floor
  109 S.W. 9th Street
  Topeka, KS66612
  (913)296-1690

Kentucky
  Ms. Valerie Hudson
  Kentucky Department of Environmental Protection
  18 Reilly Road
  Frankfort, KY 40601
  (502)564-2150

Louisiana
  Mr. R. Bruce Hammatt
  Emergency Response Coordinator
  Department of Environmental Quality
  P.O. Box 44066
  333 Laurel Street
  Baton Rouge, LA 70804-4066
  (504)342-8617

Main*
  Mr. David D. Brown, Chairman
  State Emergency Response Commission
  Station Number 72
  Augusta, ME 04333
  (207) 289-4080
  In Maine: 800-452-8735

Maryland
  Ms. Marsha Ways
  State Emergency Response Commission
  Maryland Department of the Environment
  Toxics Information Center
  2500 Broening Highway
  Baltimore. MD 21224
  (301)631-3800

Massachusetts
  Mr. Arnold Sapenter
  c/o Title III Emergency Response Commission
  Department of Environmental Quality Engineering
  One Winter Street, 10th floor
  Boston, MA 02108
  (617)292-5993

Michigan
  Title  III Coordinator
  Michigan Department of Natural Resources
  Environmental Response Division
  Title III Notification
  P.O. Box 30028
  Lansing, Ml 48909
  (517) 373-8481

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                                                Page G-3
Minnesota
  Mr. Lee Tischler, Director
  Minnesota Emergency Response Commission
  290 Bigelow Building
  450 North Syndicate
  StPaul. MN55155
  (612)643-3000

Mississippi
  Mr. J.E. Maher, Chairman
  Mississippi Emergency Response Commission
  Mississippi Emergency Management Agency
  P.O. Box 4501
  Fondren Station
  Jackson, MS 39296-4501
  (601)960-9973

Missouri
  Mr. Dean Martin, Coordinator
  Missouri Emergency Response Commission
  Missouri Department of Natural Resources
  P.O. Box3133
  Jefferson City. MO 65102
  (314)751-7929

Montana
  Mr. Tom Ellernoff, Co-Chairman
  Montana Emergency Response Commission
  Environmental Sciences Division
  Department of Health  & Environmental Sciences
  Cogswell Building A-107
  Helena, MT 59620
  (406) 444-6911

Nebraska
  Mr. Clark Smith. Coordinator
  Nebraska Emergency Response  Commission
  Nebraska Department of Environmental Control
  P.O. Box 98922
  State House Station
  Lincoln. NE 68509-8922
  (402)471-2186

Nevada
  Mr. Bob King, Director
  Division of Emergency Management
  2525 South Carson Street
  Carson City, NV 89710
  (702) 885-4240

New Hampshire
  Mr. George L. Iverson, Director
  State Emergency Management Agency
  Title III Program
  State Office Park South
  107 Pleasant Street
  Concord, NH 03301
  (605)271-2231
New Jersey
  New Jersey Emergency Response Commission
  SARA Title III Section 313
  Department of Environmental Protection
  Division of Environmental Quality
  Bureau of Hazardous Substances Information
  CN-405
  Trenton. NJ 08625
  (609) 292-6714

New Mexico
  Mr. Samuel Larcombe
  New Mexico Emergency Response Commission
  New Mexico Department of Public Safety
  P.O. Box 1628
  Santa Fe.NM 87504-1628
  (505) 827-9222

New York
  New York Emergency Response Commission
  New York State Department Of Environmental
  Conservation
  Bureau of Spill Response
  50 Wolf Road/Room 326
  Albany, NY 12233-3510
  (518)457-4107

North Carolina
  North Carolina Emergency Response Commission
  North Carolina Division of Emergency ManagemeT
  116 West Jones Street
  Raleigh,  NC 27603-1335
  (919) 733-3867

North Dakota
  SARA Title III Coordinator
  North Dakota State Department of Health and
  Consolidated Laboratories
  1200 Missouri Avenue
  P.O. Box 5520
  Bismarck, NO 58502-5520
  (701)224-2374

Ohio
  Ms. Cindy Sferra-DeWulf
  Division of Air Pollution Control
  1800 Watermark Drive
  Columbus, OH 43215
  (614)644-2266

Oklahoma
  Emergency Response Commission
  Office of Civil Defense
  P.O. Box 53365
  Oklahoma City, OK 73152
  (405)521-2481

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                                                 Paga G-4
Oregon
  Mr. Ralph M. Rodia
  Oregon Emergency Response Commission
  c/o State Fire Marshall
  3000 Market Street Plaza
  Suite 534
  Salem, OR 97310
  (503) 378-2885

Pennsylvania
  Mr. James Tinney
  Bureau of Right-to-Know
  Room 1503
  Labor and Industry Building
  7th & Forrester Streets
  Harrisburg, PA17120
  (717)783-2071

Puerto Rico
  SERC Commissioner
  Title itl-SARA Section 313
  Puerto Rico Environmental Quality Board
  P.O.Box 11488
  Santurce, PR 00910
  (809) 722-0077

Rhode Island
  Department of Environmental Management
  Division of Air and Hazardous Materials
  291 Promenade Street
  Providence, Ri 02908
  Ann: Toxic Release Inventory
  (401)277-2808

South Carolina
  Mr. Ron Kinney
  Department of Health and Environmental Control
  2600 Bull Street
  Columbia, SC 29201
  (803) 734-5200

South Dakota
  Ms. Lee Ann Smith, Director
  South Dakota Emergency Response Commission
  Department of Water and Natural Resources
  Joe Foss Building
  523 East Capitol
  Pierre, SD 57501 -3181
  (605)773-3153
Tennessee
  Mr. Lacy Suiter, Chairman
  Tennessee Emergency Response Commission
  Director, Tennessee Emergency Management Agency
  3041 Sidco Drive
  Nashville, TN 37204
  (615)252-3300
  1 -800-262-3300 (in Tennessee)
  1-800-258-3300 (out of state)

Texas
  Mr. David Barker, Supervisor
  Emergency Response Unit
  Texas Water Commission
  P.O. Box 13087-Capitol Station
  Austin, TX 78711-3087
  (512)  463-8527

Utah
  Mr. Neil Taylor
  Utah Hazardous Chemical Emergency Response
  Commission
  Utah Division of Environmental Health
  288 North 1460 West
  P.O. Box 16690
  Salt Lake City, UT 84116-0690
  (801)538-6121

Vermont
  Dr. Jan Carney, Commissioner
  Department of Health
  60 Main Street
  P.O. Box 70
  Burlington, VT 05402
  (802) 863-7281

Virginia
  Mr. Wayne Halbteib, Director
  Virginia Emergency Response Council
  Department of Waste Management
  James Monroe Building
  14th Floor
  101 North 14th Street
  Richmond, VA 23219
  (804)225-2513

Virgin Islands
  Mr. Allan D. Smith, Commissioner
  Department of Planning and Natural Resources
  U.S Virgin Islands Emergency Response Commission
  Title III
  Nisky Center, Suite 231
  Charlotte Amalie
  St. Thomas, VI 00802
  (809)  774-3320/Ext. 169  or 170

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                                                 Page G-5
Washington
  Mr. John Ridgway. Chairman
  Washington State Department Of Ecology
  Hazardous Substance Information Office
  Mail Stop PV/11
  Olympia, WA 98504
  (206) 438-7252

West Virginia
  Mr. Car) L Bradford, Director
  West Virginia Emergency Response Commission
  West Virginia Office of Emergency Services
  State Capital Building 1, Room EB-80
  Charleston, WV 25305
  (304) 348-5380

Wisconsin
  Department of Natural Resources
  P.O. Box 7921
  Madison, W! 53707
  Attn: Russ Dumst
  (608) 266-9255

Wyoming
  Mr. Ed Usui, Executive Secretary
  Wyoming  Emergency Response Commission
  Wyoming  Emergency Ma/ia'gement Agency
  Comprehensive Emergency Management
  P.O. Box 1709
  Cheyenne, WY 82003
  (307) 777-7566
[Notes: (1) If an Indian tribe has chosen to act independently
of a state for the purpose of section 313 reporting, facilities
located within that Indian community should report to the tnba
SERC, or until the SERC is established, the Chief Executive
Officer of the Indian tribe, as well as to EPA; (2) Facilities
located within the Territories of the Pacific should send a repor
to the Chief Administrator of the appropriate territory, as wei
as to EPA.]

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                                               Page H-1
                                            APPENDIX H
Region 1
SECTION 313 EPA REGIONAL CONTACTS
                              Region 6
  Pesticides & Toxics Branch
  USEPA Region 1 (APT2311)
  JFK Federal Building
  Boston, MA 02203
  (617)565-3230

  Connecticut, Massachusetts, Maine, New Hampshire, Rhode
    Island, Vermont

Region 2

  Pesticides & Toxics Branch
  USEPA Region 2 (MS240)
  Woodbridge Avenue, Building 209
  Edison, MJ 08837
  (201)906-6890

  New Jersey, New York, Puerto Rico, Virgin Islands

Region 3

  Toxics & Pesticides Branch
  USEPA Region 3 (3HW42)
  841 Chestnut Street
  Philadelphia, PA 19107
  (215)597-1260

  Delaware, Maryland, Pennsylvania, Virginia, West Virginia,
    District of Columbia

Region 4

  Pesticides & Toxics Substances Branch
  USEPA Region 4
  345 Courtland Street
  Atlanta, GA 30365
  (404) 347-5053

  Alabama, Florida, Georgia,  Kentucky,  Mississippi,  North
    Carolina, South Carolina, Tennessee

Region 5

  Pesticides & Toxic Substances Branch
  USEPA Region 5 (5SPT-7)
  230 South Dearborn Street
  Chicago, IL 60604
  (312)353-5907
                               Pesticides & Toxic Substances Branch
                               USEPA Region 6 (6TPT)
                               1445 Ross Avenue
                               Dallas, TX 75202-2733
                               (214) 655-7244

                               Arkansas, Louisiana, New Mexico, Oklahoma, Texas
                              Region 7

                               Office of Congressional and Intergovernmental Liaison
                               USEPA Region 7 (CIGL)
                               726 Minnesota Avenue
                               Kansas City, KS  66101
                               (913)236-2806

                               Iowa, Kansas, Missouri, Nebraska

                              Region 8

                               Toxic Substances Branch
                               USEPA Region 8 (8AT-TS)
                               999 18th Street
                               Denver, CO 80202-2405
                               (303)293-1730

                               Colorado, Montana, North  Dakota, South  Dakota, Utah.
                                 Wyoming

                              Region 9

                               Pesticides & Toxics Branch
                               USEPA Region 9 (A-4-3)
                               211 Main Street
                               San Francisco, CA  94105
                               (415)974-7280

                               Arizona, California, Hawaii, Nevada, American Samoa, Guam,
                                 Commonwealth of the Northern Mariana Islands

                              Region 10

                               Pesticides & Toxic Substances Branch
                               USEPA Region 10(AT083)
                               1200 Sixth Avenue
                               Seattle, WA 98101
                               (206)442-4016
 Illinois, Indiana, Michigan, Minnesota, Ohio, Wisconsin
                               Alaska, Idaho, Oregon, Washington

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                                                  Page 1-1
                                              APPENDIX I
                       SECTION 313  DOCUMENT REQUEST FORM
To receive a copy of any of the section 313 documents listed
below, check the box(es) next to the desired document(s).
There is no charge for any of these documents.  Be sure to
type your full mailing address  in  the space provided on this
form. Send this request form to:

  Section 313 Document Distribution Center
  P.O. Box 12505
  Cincinnati, OH  45212
Q  Toxic Chemical Release Inventory Reporting Package
    for 1989 (EPA 560/4-90-001)

    Comprehensive guidance  document for complying with
    section 313 requirements.  This document  includes a
    blank Form R, the reporting instructions, the section 313
    final rule, questions and answers about Section 313 and
    the instructions for making magnetic media submissions.

Q  Toxic Chemical Release Inventory Reporting Form R
    and Instructions (EPA 560/4-90-007)

    Detailed instructions for complying with the section 313
    reporting requirements. This document includes a blank
    Form R, step-by-step instructions forcomoleting Form R,
    and lists of SIC codes 20-39, all toxic  c -.emicals, and
    Regional and State designated contacts.

Q  Section 313 Rule (40 CFR 372)

    A reprint of the final section 313 rule as it appeared in the
    Federal Register (FR) February 16,  1988.

[j  TRI Magnetic Media Submission Guidance Package
    (EPA 560/4-90-008)

    Reports under section 313 may be submitted by computer
    tape  or floppy disk.  This guidance package gives the
    format requirements and other details for such submis-
    sions.

Pj  Toxic Chemical Release Inventory Questions and
    Answers (EPA 560/4-90-003)

    Answers to frequently asked questions about the section
    313 rule, organized by  subject area.  Appendix provides
    technical directives to clarify complex reporting issues.
Common Synonyms for Section 313 Chemicals
(EPA 560/4-90-005)

This document contains common synonyms for the spe-
cially listed section 313 chemicals (synonyms for chemi-
cals in covered categories are not included).

Comprehensive List of Chemicals Subject to Report-
ing Under the Act
(Title III List of Lists) (EPA 560/4-90-011)

A consolidated list of specific chemicals covered by the
Emergency Planning and Community Right-to-Know Act.
The list contains the chemical name, CAS Registry Num
and which reporting requirement(s) the chemical is sub-
ject to.

The Emergency  Planning and Community Right-to-
Know Act: Section 313 Release Reporting  Require-
ments December 1989
(EPA 560/4-90-002)

This brochure alerts businesses to their reporting obliga-
tions under section 313 and assists in determining wheth
their facility is required to report. The brochure contains
the EPA Regional contacts, the list of  section 313 toxic
chemicals and a  description  of the Standard Industrial
Classification (SIC) Codes subject to section 313.

Supplier Notification Requirements
(EPA 560/4-90-006)

This pamphlet assists chemical suppliers who may  be
subject to the supplier notification requirements under
section 313 of Title III. The pamphlet explains the supplier
notification requirements, gives examples of situations
which require notification, describes  the  trade secret
provision, and contains a sample notification.

Trade Secrets Rule and Form (FR Reprint)

A reprint of the final rule that appeared  in the Federal
Register of July 29,1988. This rule implements the trade
secrets provision  of the Emergency Planning and Com-
munity Right-to-Know Act (section 322). Includes a copy
of the trade secret substantiation form.

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                                                Page 1-2
Industry Specific Technical Guidance Documents

EPA has developed a group of smaller, individual guidance
documents that target activities in industries who primarily
process or otherwise use the listed toxic chemicals.

G  Electrodeposltlon of Organic Coatings January 1988
    (EPA 560/4-88-004C)

G  Electroplating Operations January 1988
    (EPA 560/4-88-004g)

G  Formulating Aqueous Solutions March 1988
    (EPA 560/4-88-0041)

G  Leather Tanning and Finishing  Processes February
    1988 (EPA 560/4-88-004I)

G  Monofllament Fiber Manufacture January 1988
    (EPA 560/4-88-0043)

G  Paper Paperboard Production February 1988
    (EPA 560/4-88-004K)
G Presswood & Laminated Wood Products Manufactu r-
    Ing March 1988 (EPA 560/4-88-004i)

G Printing Operations January 1988 (EPA 560/4-88-CCWo,

G Roller, Knife and Gravure Coating Operations  Feb-
    ruary 1988 (EPA 560/4/S8/004J)

G Rubber Production and Compounding March '938
    (EPA 560/4-88-004q)

G Semiconductor Manufacture January 1988
   (EPA 560/4-88-004e)

G Spray Application of Organic Coatings January 1988
    (EPA 560/4-88-004d)

G Textile Dyeing February 1988 (EPA 560/4-88-004h)

Q Wood Preserving February 1988 (EPA 560/4-88-004D)
 Please type mailing address here (Do not attach business cards)

 Name/Title	
 Company Name

 Mail Stop	
 Street Address.

 P.O. Box 	
 City/State/Zip Code

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                                                     .  H-'
                                                  Page 1-3
                          OTHER RELEVANT SECTION 313 MATERIALS
 The Toxic Release  Inventory: A National Perspective
 (EPA 560/4-89-005)

 This document summarizes the first year of toxic release
 inventory data, and analyzes where toxic chemicals are being
 released, along with  the amounts and types of releases.
 Available from: Superintendent of Documents, Government
 Printing Office, Washington, DC  20402-9325,  (202) 783-
 3238, Stock Number: 055-000-00290-8, $14.95.

 Toxic Release Inventory -- On-line Database

 A computerized on-line database of the toxic release inventory-
 data is available through the National Library of Medicine's
 (NLM) TOXNET on-line system 24 hours a day.  Other NLM
 files on TOXNET can provide supporting information in such
 areas as health hazards and emergency handling of toxic
 chemicals.  Information on accessing the TOXNET system is
 available from: TRI Representative, Specialized  Information
 Services, National Library of Medicine,  8600 Rockville Pike,
 Bethesda. MD 20894, (301) 496-6531, up to $25.00  per hour.

 Toxic Release Inventory 1987 - Magnetic Tape

 Contains the complete toxic release inventory for  reporting
 year 1987.  Includes a brief overview of section 313  reporting
 requirements, a sample Form R, lists of Regional and State
 section 313 contacts.  Available from: National Technical
 Information Service, 5285 Port Royal Road, Springfield, VA
 22161, (703) 487-4650,  Document Number: PB89-186068-
 HCR,  1600 (BPI) Density - $1,025.00, 6250 (BPI) Density --
 $525.00.

 Toxic Release Inventory 1987: Reporting Facilities Names
 and Addresses - Magnetic Tape

 Contains  the name, address, public contact, phone number,
 SIC code, Dun and Bradstreet number of each  facility that
 reported  under section 313 in reporting year 1987.  Also
 includes,  if applicable, parent company name and the parent
company's  Dun and  Bradstreet number.  Available from:
 National Technical Information Service, 5285 Port Royal Road,
 Springfield, VA 22161, (703) 487-4650, Document  Number:
PB89-186118-HCR, $210.00.

Section 313 Roadmaps Database - Diskette

A database of sources of information on the toxic chemicals
listed  in section 313.  The database,  created in  1988,  is
intended to  assist users of the toxic release inventory data  in
performing exposure and risk assessments of these chemi-
cals. The roadmaps system displays information  the section
313 toxic chemicals' hearth and environmental effects, the
applicability of Federal,  State,  and local regulations, and
monitoring data.  Available from: National Technical  Informa-
tion Service, 5285 Port Royal Road, Springfield, VA 22161.
(703) 487-4650,  Document Number:  PB89-133631-HCR,
$175.00.

Comprehensive  List of Chemicals Subject to Reporting
Under the Act (Title III List of Lists)

Available as an IBM compatible disk from:   The National
Technical Information Service, 5285 Port Royal Road, Spring-
field, VA 22161, (703) 487-4650, Document Number- PB 89-
158653-HCR, $50.00.

Estimating Releases and  Waste Treatment Efficiencies
for the Toxic Chemical Release Inventory
(EPA 560/4-90-009)

Suggested methods on the development of release estimates
and waste treatment efficiency calculations required on Form
R. Available from:  Superintended of Documents, Govern-
ment Printing Office,  Washington, DC  20402-9325,  (202)
783-3238, Stock Number: 055-000-00270-3, $11.00.

The Toxic Release Inventory: Meeting the Challenge
(April 1988)

This 19 minute videotape explains the toxic release reporting
requirements for plant facility managers and others   State
governments, local Chambers of Commerce, labor organiza-
tions, public interest groups,  universities, and others may also
find the video program useful and informative.  3/4 men =
$30.75; Beta = $22.95; VMS = $22.00.

To purchase, write or call:

    Color Film Corporation
    Video Division
    770 Connecticut Avenue
    Norwalk, CT  06854
    (800)882-1120

Chemicals In Your Community, A Citizen's Guide to the
Emergency Planning and Community Right-to-Know Act
September  1988 (OSWER-88-002)

This booklet is intended to provide a general overview of ;he
Title III requirements and benefits for all audiences. Part I of
the booklet  describes the provisions of  Title III and Part II
describes more fully the authorities and responsibilities  " -ne
groups of people affected by the law. Available through wr,tte~
request for no charge from:

    Emergency Planning and Community Rignt-to-Krow
    Information Service
    Mailcode: OS-120
    401 M Street, SW
    Washington,  DC 20460

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                                                  INDEX
Activities, 6-8. 18-20
Ancillary or Other Use, 19
Article, 7,8, 19.22, E-2
Asbestos (friable), 8, D-1
Auxiliary Facility, 6
Basis of Estimate, 22, 24, 27, B-1
Beneficiation, 12
Byproduct,  6, 8, 12, 18
CAS Number. 17, 40-47, D-1
Certification, 14, D-1
Chemical Categories, 9, 11, 15,17,  21,23, 31, 48
Chemical Compounds, 11,17, 21. 23,  30, 31, 48
Codes, 5, 6, 12, 15. 16, 21, 24, 26-32. 34-39, Appen. B
Coincidental Manufacture, 6
Contacts, EPA Regional, H-1
Contacts, Public, 15
Contacts, State, Appen. G
Contacts, Technical, 15
Corrections, Voluntary (Resubmission), 2,  D-1
De Minimis  Limitation, 6, 11-12, 40-47, E-2
Document Request Form, Appen. I
Dun and Bradstreet Number, 15. 16
Employees  (number required), 3, 5
EPA Identification Number,  16
Errors (Common in Form R), D-1
Establishment, 5-6, 15-16
Examples, 6.7,8,17,18,19,20,23,24-25,26,27,31,32-33,
 Appen. C
Exemption,  6, 7-8, 9, 22, E-2
Facility. 5-6, 9, 14-16
Form  R, 1,14, 20, 24-25, Appen. A, D-1
Formulation Component, 19
Fugitive Air  Emissions, 21, 22-23
Full-Time Employees, 3, 5, E-1
Fume or Dust. 8, D-1
General Information, 1-3
Generic Chemical Name. 18
Import, 3. 6, 18
Impurity, 6,  8,11-12, 19
Laboratory,  6
Latitude and Longitude, 15,  Appen. F
List of Chemicals, 40-48
Magnetic Media Submissions, 2
Manufacture, 6, 7,  8, 9,18,19, C-2
Manufacturing Qualifiers, 8
Maximum Amount On-Site, 21
Metal Compound Categories, 11, 21, 23, 30, 48, C-1, E-1
Mixtures, 11-13,18, D-1
Multi-Establishment Facility, 5
NPDES Permit Number, 16
Off-Site Location, 16-17, 27, B-1, C-4
Otherwise Use, 7, 9, 19
Parent Company, 16
Phosphorous (yellow or white), 8
Pollution Prevention, 31-33
Process, 6, 7, 9, 19, C-2
Property Owner Exemption, 6
Publicly-Owned Treatment Works (POTWs), 16-17, 27, 31
Reactant. 19
Receiving Streams or Water Bodies, 16, 21
Recordkeeping, 2, 9,10, E-3
Recycle/Reuse, 11, 27, 29, 31
Release Estimate, 21, 23-24, C-3
Releases to Land, 22
Repackaging, 7, 19
Reporting Ranges, 21. 22-23, 29, B-1
Reporting Year, 14, 21, 32. D-1
Reuse/Recycle, 11, 27, 29, 31
Runoff Coefficient, 26-27
Sale/Distribution, 18
Sanitized, 1,14
SIC Codes, 5, 6, 15, 34-39, C-1, E-1
Significant Figures, 22
Solutions, 8, 23, D-1
Stack or Point Air Emissions, 21
Standard Industrial Classification (SIC) Codes, 5, 6, 15,
  34-39, C-1,  E-1
Stormwater, 26-27
Supplier Notification, 8, 12, Appen. E
Threshold Worksheet, 9, 10
Thresholds, 9-11, C-2
Trade Name Products, 11,13
Trade Secret Claims, 1, 14, 17, 18, D-1, E-3
Transfers,  16-17,27
Treatment Efficiency, 28, 30, C-4
Treatment Method. 27-31
TRI Facility Identification Number, 2, 15
Underground Injection, 16, 22
Unsanitized, 1, 14
Use Exemptions, 7, 8
Voluntary Revision, 2, D-1
Waste Minimization, 31-33, 8-3
Waste Treatment. 28-31, B-1, B-2, C-5
Wastestream, 28, 30
Zero Releases, 7, 21, 22, 27

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