United States      Office of Air Quality       EPA-450/3-81-016a
           Environmental Protection  Planning and Standards      January 1983
           A9ency        Research Triangle Park NC 27711
           Air
&ERA     Flexible Vinyl        Draft
           Coating and          EIS
           Printing
           Operations -
           Backgound
           Information
           for Proposed
           Standards

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                             EPA-450/3-81-016a
    Flexible Vinyl Coating
  and Printing Operations -
Background Information for
     Proposed Standards
      Emission Standards and Engineering Division
                  P: :•'r/!;cn Agsncy
      U.S ENVIRONMENTAL PROTECTION AGENCY
         Office of Air, Noise, and Radiation
      Office of Air Quality Planning and Standards
      Research Triangle Park, North Carolina 27711

             January 1983

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This report has been reviewed by the Emission Standards a nd Engineering Division of the Office of Air Quality Planning
and Standards, EPA, and approved for publication. Mention of trade names or commercial products is not intended to
constitute endorsement or recommendation for use. Copies of this report are available through the Library Services
Office (MD-35), U.S. Environmental Protection Agency, Research Triangle Park, North Carolina 27711; or, for a fee, from
the National Technical Information Services, 5285 Port Royal Road, Springfield, Virginia 22161.
                                   Publication No. EPA-450/3-81-016a
              L',3. Environment! Frofecllflri Kpen

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                        ENVIRONMENTAL PROTECTION AGENCY

                           Background  Information
                                  and  Draft
                        Environmental Impact Statement
                           for the  Flexible Vinyl
                        Coating and Printing Industry
                                Prepared by:
Jacb/K. Farmer
Acting Director, Emission Standards and Engineering Division
U. S. Environmental Protection Agency
Research Triangle Park, North Carolina  27711

1.   The proposed standards of performance would limit emissions of volatile
     organic compounds (VOC) from new, modified, and reconstructed flexible
     vinyl coating and printing facilities.  Section 111 of the Clean Air
     Act (42 U.S.C. 7411), as amended, directs the Administrator to establish
     standards of performance for any category of new stationary source of
     air pollution that "... causes or contributes significantly to air
     pollution which may reasonably be anticipated to endanger public health
     or welfare."  The northeastern and north central regions of the country
     would be particularly affected by the proposed standards.

2.   Copies of this document have been sent to the following Federal
     Departments:  Labor, Health and Human Services, Defense, Transportation,
     Agriculture, Commerce, Interior, and Energy; the National Science
     Foundation; the Council on Environmental Quality; members of the State
     and Territorial Air Pollution Program Administrators; the Association
     of Local Air Pollution Control Officials; EPA Regional Administrators;
     and other interested parties.

3.   The comment period for review of this document is 60 days.
     Mr. Gene W. Smith may be contacted regarding the date of the comment
     period.

4.   For additional  information contact:
     Gene W.  Smith
     Standards Development Branch (MD-13)
     U.  S.  Environmental  Protection Agency
     Research Triangle Park, NC  27711
     telephone:   (919) 541-5624

5.   Copies of this  document may be obtained from:

     U.  S.  EPA Library (MD-35)
     Research Triangle Park, NC  27711

     National  Technical  Information Service
     5285  Port Royal  Road
     Springfield, VA  22161

                                     iii

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                           TABLE OF CONTENTS

Chapter                                                          Page
   1      SUMMARY	1-1
          1.1  Regulatory Alternatives   	  1-1
          1.2  Environmental Impact 	  1-2
          1.3  Economic Impacts  	  1-6
   2      INTRODUCTION  	  2-1
          2.1  Background and Authority  for Standards  	  2-1
          2.2  Selection of Categories of Stationary Sources   .  2-5
          2.3  Procedure for Development of Standards  of
               Performance	2-7
          2.4  Consideration of  Costs	2-9
          2.5  Consideration of  Environmental  Impacts  	  2-10
          2.6  Impact on Existing  Sources  	  2-11
          2.7  Revision of  Standards  of  Performance  	  2-12
   3      THE  FLEXIBLE VINYL COATING  AND PRINTING INDUSTRY
          PROCESS AND POLLUTANT  EMISSIONS  	  3-1
          3.1  Background    	3-1
          3.2  FVC&P  Product Processes  and  Emissions   	   3-1
               3.2.1  Introduction	3-1
               3.2.2  Raw Material Receiving  and Storage   ...   3-4
               3.2.3  Substrate  Preparation   	   3-4
               3.2.4  Web  Formation   	3-5
               3.2.5   Finishing  Operations   	   3-14
               3.2.6   Embossing    	3-23
           3.3  Baseline  Emissions  	   3-24
                3.3.1   State and  Local Emission Regulations  . .   3-24
                3.3.2   Selection  of the Baseline Emission Level.   3-31
           3.4   References	3-32
    4      EMISSION CONTROL TECHNIQUES 	   4-1
           4.1   Volatile  Organic Compound Control  	   4-3
                4.1.1   Carbon Adsorption   	  4-3
                                     1v

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                     TABLE OF CONTENTS (Continued)

Chapter                                                          Page
               4.1.2  Incineration	   4-14
               4.1.3  Wet Scrubbing	   4-23
               4.1.4  Condensation Systems 	   4-30
               4.1.5  Vapor Collection System  	   4-33
          4.2  References	4-41
   5      MODIFICATION AND RECONSTRUCTION 	  5-1
          5.1  Modifications	5-1
               5.1.1  Changes in Web Width	5-3
               5.1.2  Changes in Line Speed	5-3
               5.1.3  Changes in the Hours Available for
                      Operation and/or Scheduling Efficiency  .  5-4
          5.2  Reconstruction	5-5
          5.3  References	5-7
   6      MODEL PLANTS AND REGULATORY ALTERNATIVES  	  6-1
          6.1  Model  Plants	6-1
               6.1.1  Model  Plant Parameters	6-3
          6.2  Regulatory Alternatives  	  6-6
               6.2.1  Regulatory Alternative  1	6-9
               6.2.2  Regulatory Alternative  II  	  6-9
               6.2.3  Regulatory Alternative  III	6-9
               6.2.4  Controlled Model  Plant  Parameters ....  6-10
          6.3  References	6-15
   7      ENVIRONMENTAL  AND ENERGY IMPACTS  	  7-1
          7.1  Air  Pollution Impacts	7-2
               7.1.1   Primary Air Pollution  Impacts  	  7-2
               7.1.2   Secondary Air Pollution  Impacts  	  7-6
          7.2  Water  Pollution Impacts   	  7-7

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                        TABLE OF CONTENTS  (Continued)

Chapter                                                     paqe
          7.3  Solid Waste  Impacts  	  7-12
          7.4  Energy  Impacts	7-16
          7.5  Other Environmental  Impacts  	  7-23
          7.6  References	7-25
     8    COSTS	8-1
          8.1  Cost Analysis of Regulatory Alternatives   .  8-1
               8.1.1   New Facilities	8-2
               8.1.2   Modified and  Reconstructed
                       Facilities	8-13
          8.2  Other Cost Considerations	8-13
          8.3  References	8-15
     9    ECONOMIC ANALYSIS  	  9-1
          9.1  Industry Profile  	  9-1
               9.1.1   General Industry Characteristics .   .  9-1
               9.1.2   Firm Characteristics	9-7
               9.1.3   Industry Trends.	9-8
               9.1.4   Growth Projections 	  9-20
          9.2  Economic Impacts Analysis 	  9-21
               9.2.1   Introduction	9-21
               9.2.2   Potential Economic Impacts 	  9-31
          9.3  Potential Socioeconomic and Inflationary
               Impacts	9-42
          9.4  References	9-43
APPENDIX A	A-l
APPENDIX B	B-1
APPENDIX C	  C-l
APPENDIX D	  D-l
APPENDIX E	E-l
APPENDIX F	F-l

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                            LIST OF TABLES
Table                                                            Page

 1-1      Matrix of Environmental and Economic Impacts
          of Regulatory Alternatives 	 1-3

 3-1      FVC&P Products and End Uses	3-2

 3-2      Estimate of Uncontrolled Web Formation Emissions
          for an Average FVC&P Plant	3-13

 3-3      Estimate of Uncontrolled FVC&P Emissions for
          an Average Plant 	 3-21

 3-4      Existing State Regulations on Emissions of Volatile
          Organic Compounds Applicable to the Vinyl Coating
          and Printing Industry  	 3-25

 3-5      Summary of CTG Document for Coating of Fabric and
          Vinyl  	3-29

 3-6      Summary of CTG Document for Graphic Arts-Rotogravure
          and Flexography	3-30

 4-1      Range of Capture Velocities  	 4-35

 4-2      Coefficients of Entry for Selected Hood Openings . .  . 4-37

 6-1      Model Plants	6-2

 6-2      Model Plant Parameters for Vinyl  Coating Processes .  . 6-5

 6-3      Model Plant Parameters 	 6-7

 6-4      Annual  Production,  Land, and Utility Requirements
          (Without Control  Devices)  	 6-8

 6-5      Summary of Regulatory Alternatives 	 6-11

 6-6      Control  Option Parameters - Finishing Operation  . .  . 6-12

 6-7      Land and Utility Requirements for Model Plant
          Control  Systems  	 6-13

 7-1      Estimated National  VOC Emissions  from New Flexible
          Vinyl Printing Lines	7-3
                                    vii

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                      LIST OF TABLES  (Continued)
Table                                                             Page

 7-2      Air Emission Impacts of the Regulatory Alternatives
          on the Model Plants	7-5

 7-3      Wastewater Discharge Impacts of the Regulatory
          Alternatives on the Model Plants  	  7-10

 7-4      Estimated National Wastewater Discharge Impacts from
          VOC Control Systems	7-11

 7-5      Estimated National VOC Loading of VOC Control System
          Wastewater Streams 	  7-13

 7-6      Solid Waste Impacts of the Regulatory Alternatives
          on the Model Plants	7-14

 7-7      Estimated National Solid Waste Impacts from VOC
          Control Systems	7-17

 7-8      Electricity Impacts of the Regulatory Alternatives
          on the Model Plants  . . . .,	7-18

 7-9      Estimated National Electricity Impacts from VOC
          Control Systems	.,	7-19

 7-10     Fuel Oil Impacts  of the Regulatory Alternatives on
          the Model Plants	.,	7-21

 7-11     Estimated National Fuel Oil Impacts from VOC
          Control Systems   	  7-22

 7-12     Net National Energy Impacts of VOC Control	7-24

 8-1      Model Plants	8-3

 8-2      Bases for Annual ized Cost Estimates	8-4

 8-3      Installed Capital and Annualized  Costs for  Uncontrolled
          Model Plants ($1980) . . . „	8-7

 8-4      Annualized Costs  for VOC Control  Systems  	  8-10

 8-5      Annualized Costs  for Controlled Model Plants  	  8-11

 9-1      Value of Shipments and Tota1 Quantity Produced
          in the FVC&P Industry:   1977	9-2
                                    viii

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                         LIST OF TABLES (Continued)
  9-2      Companies Which Constitute the Majority of        ~
           Production in the Flexible Vinyl Coatinq and
           Printing Industry  ..........  _          9_4

  9-3      Trends in Concentration:   1972-1977  ......   9.9

  9-4      Value of Shipments of Supported Vinyl Materials
           (excluding wall  coverings)  for Various
           End-Uses
  9-5       Value  of Shipments  of Unsupported  Vinyl  Film  .  .   9-H

  9-6       Value  of Shipments  of Wall  Coverings  ......   9-13

  9-7       Percentage Distribution of  End-Use Markets for
           Fvc&p   .....................   g_14

  9-8       Producer  Price  Index  for Polyvinyl Chloride (PVC1
           Resin:   1971-1979   .....  ........    /  g_16

  9-9       Exports and Imports of FVCP as Percentage of
           Total  Industry Output  ............    g_17

  9-10      Prices of FVC&P  .............        g_18

 9-11     Estimated Annual Production and Revenues for the
          Flexible Vinyl Coating and  Printing Model
          Plants
 9"1?     G™" Profit Mar91ns f°r the Major Manufacturers
          of PVC Coated Fabrics and Films   ........   g_24

 9-13     Operating  Profit  Margins for the  Major  Manufact-
          urers of PVC Coated  Fabrics  and Films   .....   9.25

 9-14     Net  Profit Margins for  the Major  Manufacturers
          of PVC  Coated  Fabrics and Films                     _
9-15     Net Profits to Assets Ratio for the Major
         Manufacturers of PVC Coated Fabrics and Films   .  9-27

9-16     Summary Financial Ration for the 65 Percent VOC
         Control Level (Baseline Case)  .........  9_2g

9-17     ROI Analysis of the 65 Percent VOC Control Level
         (Baseline) .................       9_33

9-18     ROI Analysis of the 75 Percent VOC Control
         Level   .....................  9-34
                                  IX

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                        LIST OF TABLES (Continued)
Table                                                       Page
 9-19     ROI Analysis of the 85 Percent VOC Control
          Level  	9-35

 9-20     Debt Service Coverage Analysis 	   9-38

 9-21     Percent Increases in CMLTD 	   9-39

 9-22     Fifth Year Annualized Costs of Compliance for
          the Worst Case	9-41

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LIST OF FIGURES
Figure
3-1

3-2
3-3
3-4
3-5
3-6
3-7
4-1

4-2

4-3

4-4


4-5

4-6
4-7
4-8
4-9
4-10

4-11


Flow Diagram of a Representative Vinyl Coating
and Printing Plant 	
Calendering Method of Web Formation 	
Cast Line Producing Supported Vinyl Sheet 	
Two Methods of Applying Coating to Fabric 	
Extrusion of Web 	
Typical Rotogravure Finishing Line with Embosser . .
Two-Roll Direct Rotogravure Coating Process ....
Schematic of Two-Bed Adsorber Units: Adsorber 1
Adsorbing, Adsorber 2 Regenerating 	
Schematic of Two-Bed Adsorber Unit: Adsorber 1
Regenerating, Adsorber 2 Adsorbing 	
Schematic of Solvent Recovery by Condensation
and Distillation 	
Typical Effect of Operating Temperature on
Effectiveness of Thermal Afterburner for Destruction
of Hydrocarbons and Carbon Monoxide 	
Incineration with Primary and Secondary Heat
Recovery 	
Schematic Diagram of a Catalytic Incinerator ....
Typical Packed Column Scrubber 	
Common Packings Used in Packed Column Scrubbers . .
Diagram of a Two Stage, Cross Flow Packed Scrubber .
Diagram of an Inert Gas Condensation Solvent
Recovery System 	
Typical Method of Recycling VOC-Laden Air Back to
the Drying Oven 	
Page

3-3
3-6
3-8
3-9
3-11
3-15
3-16

4-4

4-5

4-7


4-15

4-17
4-18
4-25
4-26
4-29

4-32

4-39

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                      LIST OF FIGURES (Continued)
Figure                                                           Page
 6-1      Finishing Line Model  Plant	   6-4
 7-1      Schematic of the Water Cycle in a FVC&P  Plant
          Solvent Recovery System  	 	   7-9
 8-1      Estimated Installed Capital Costs for Model Plant
          Control Systems  	   8-8
 9-1      Geographical Locations of Vinyl Coating  and
          Printing Operations in the United States 	   9-3
 9-2      Production Hierarchy for the Hexible Vinyl Coating
          and Printing Industry  	   9-6

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                                 1.   SUMMARY

 1.1  REGULATORY ALTERNATIVES
     This Background  Information Document  (BID) supports  proposal of  the
 Federal Regulation  for  limiting  volatile organic compounds  (VOC) vapor
 emissions from the  flexible vinyl printing industry.   New Source Performance
 Standards (NSPS) or standards of performance for new,  modified, and
 reconstructed flexible  vinyl printing  lines are being  proposed under
 Section 111 of the  Clean Air Act (42 United States Code 7411).  The
 source of the VOC emissions are  the  organic solvent components in the
 inks as well as any other  solvent used at  the print line, for example,
 the solvent added to  inks  for viscosity control.
     The three regulatory  alternatives considered are  presented in
 Chapter 6.  These alternatives call  for an overall reduction of gaseous
 VOC emissions from  a  fininshing  line of 65 percent, 75 percent and 85
 percent.  The 65 percent control level, Regulatory Alternative I, is
 defined as baseline control.  It represents the VOC emission level that
 would be allowed if no  new source performance standard were promulgated
 and is based on the control level recommended by EPA's Control Techniques
 Guidelines document for packaging rate gravure operations.  The 65
 percent level represents a system which captures 70 percent of the total
 gaseous VOC emitted from the flexible vinyl printing operation and
 recovers or destroys  95 percent of these emissions.
     Regulatory Alternative II is based on an overall  VOC emission
 reduction from the  print line of 75 percent.  The control system for
Alternative II would  capture 80 percent of the total gaseous VOC emitted
from the finishing  operation and then recover or destroy  95 percent of
those emissions.   Similarly, Regulatory Alternative III is based on an
85 percent reduction  resulting from 90 percent capture and 95 percent
recovery or destruction.
                                     1-1

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     All  three regulatory control levels can be achieved with the installa-
tion of control  equipment.  Fixed-bed carbon adsorption is the most
popular method currently used to control VOC emissions from this industry.
     The industry is developing waterborne inks that will meet VOC
emission limits without requiring control devices.  Chapter 3 includes a
discussion of the development of waterborne inks.  In the inks being
developed, the mass of VOC to mass of ink solids ratio ranges from 0 to
0.75.
1.2  ENVIRONMENTAL IMPACT
     Detailed discussions of the environmental impacts associated with
the three regulatory alternatives are presented in Chapter 7.
     An overview of the potential environmental impacts that could
result from the implementation of the regulatory alternatives is presented
in Table 1-1.  The estimated effects s.hown in this table are based on
comparisons between Regulatory Alternatives II and III and the base case
(Regulatory Alternative I).  The impacts  represent changes above or
below the baseline regulatory alternative.  No absolute  impacts are
shown for any alternatives.
     Regulatory Alternative  I represents  the  base case.  Because of
this, all of  the impact values for this  alternative are  zero.  There
would be no impact  in  comparing  the  baseline  with itself.  Under Regulatory
Alternatives  II and III,  increased reductions  in  VOC  emissions, above
that achievable by  Alternative I, would  be expected.   The  reductions
would  increase because the  capture system efficiency  under Alternative
II  is  higher  than  the  efficiency used  in Alternative  I.   The same  control
device efficiency  was  assumed  for all  three  regulatory alternatives.
     The  primary environmental impact  from  the  flexible  vinyl  printing
industry  is  the  uncontrolled emission  of VOC  from finishing  line  drying
ovens.  The  uncontrolled  emission of VOC results  primarily from the
vaporization  of  solvents  in the  drying ovens.  These  drying  ovens  are
used to evaporate  the  solvents from  the inks  used in  the finishing
operations.   A varying percentage of solvent  vaporizes as fugitive
emissions  around  the  rotogravure print head  and from the wet web as it
travels  to the oven.
                                    1-2

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TABLE 1-1.   MATRIX OF ENVIRONMENTAL AND ECONOMIC IMPACTS
            OF REGULATORY ALTERNATIVES

Administrative
Action
Alternative I
65 percent control
Alternative II
75 percent control
Alternative III
85 percent control
Delayed
Standards
Air Water Solid Waste
Impact Impact Impact
00 0
+2** -1* -1*
+3** _2* -1*
00 0
KEY
+ Beneficial impact 0
- Adverse impact 1
* Short-term impact 2
** Long-term impact 3
*** Irreversible impact 4
Energy Noise
Impact Impact
0 0
+1** 0
+2** 0
0 0
- No impact
- Negligible impact
- Small impact
- Moderate impact
- Large impact
Economic
Impact
0
-1*
-1*
0


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     VOC emissions can potentially cause an air pollution problem because
they are precursors to the formation of ozone and oxygenated organic
aerosols (photochemical  smog).
     VOC emissions from new, modified, or reconstructed flexible vinyl
printing lines were estimated on a national basis for the years 1983 to
1987.  Under Regulatory Alternative I, in 1987, emissions from new
plants would be approximately 1400 megagrams (1600 tons),  Regulatory
Alternative II would reduce emissions from new plants to 1000 megagrams
(1100 tons) in 1987.  The strictest level of proposed NSPS control,
Alternative III, would reduce VOC emissions in 1987 to 610 megagrams
(670 tons) per year.  The incremental iirpact of Alternative II on the
baseline control  case (Alternative  I) would be to reduce national VOC
emissions from flexible vinyl printing finishing operations by an
additional 30 percent in  1987.   In  1987, Alternative III would reduce
national VOC emissions from flexible  vinyl printing operations by 57
percent more than  that achievable under  Alternative I.
     Table 1-1 indicates  that Regulatory Alternatives  II and  III are
likely  to cause  negligible  or small  adverse  impacts in  terms  of  water
quality and  solid  wastes.   The  operation of  carbon adsorption control
devices produces wastewater containing  dissolved organics.  On  a national
basis  in  the year 1987,  the total  quantities  of  wastewater  produced
under  Alternative II  would  be 15 percent above the wastewater generated
by Alternative I.   Similarly, Alternative  III  would  generate  35  percent
more wastewater  than  Alternative I.  In addition the  operation of
carbon adsorbers also generates some wa';te carbon.   Total  quantities of
 solid  waste  generated on a  national basis  in the year 1987 show a 15
 percent increase from Alternative I to Alternative II and a 30 percent
 increase from Alternative I to  Alternative III.   Wastewater and solid
 waste impacts should decrease as waterborne inks begin to replace inks
 containing organic solvents.
      The emission control equipment  for the flexible vinyl printing
 industry utilizes electrical energy  and steam.  Net national  energy
 savings are possible in  this industry when the energy value  of  the
                                      1-4

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 recovered  solvent is  considered.   If all  new flexible vinyl  printing
 lines  built through  1987 were controlled  to the level  of Regulatory
 Alternative I,  the gross national  energy  demand would be equal  to about
 48,000 GJ  (45 billion Btu).   The  amount of solvent  potentially  recoverable
 under  Alternative I  (baseline)  control  could be translated  into about
 83,000 GJ  (78 billion Btu)  of energy.   There is a net energy  savings in
 1987 of 35,000  GJ (33 billion Btu)  under  this  baseline level  of control.
     Under Regulatory Alternative  II  control  the gross national  energy
 demand would approach 55,000  GJ (52  billion Btu) in 1987.  Alternative  II
 control  would recover an energy equivalent of  95,000 GJ  (90 billion
 Btu).   The net  energy impact  under Alternative II control, in 1987,
 would  be an energy savings  of 40,000  GJ (38 billion Btu).  The  gross
 national energy demand  under  Alternative  III would  equal  approximately
 64,000 GJ  (61 billion Btu).   The higher control  efficiency of this
 alternative would  yield  a potential  solvent recovery  equivalent  to
 105,000 GJ  (100 billion  Btu)  of energy.   The net energy  impact  under
 Alternative III control,  in 1987, would be an  energy  savings of  41,000
 GJ  (39  billion  Btu).
     The incremental   energy savings of Alternative  II  compared  to
 Alternative I would equal 5,000 GJ (5 billion  Btu).   Alternative  III
 would  have  a potential energy savings of  6,000 GJ (6 billion Btu) when
 compared to Alternative  I.  The favorable  national   energy impact  is
 important because  of  the lessening supply  and  increasing cost of  petroleum
 raw materials.
     The impact of increased  noise levels  is not a  significant problem
within  the emission control  systems of the  flexible vinyl printing
 industry.  No noticeable increases in noise levels  occur as a result of
 increasingly stricter regulatory alternatives.   Motors and solvent-laden
air fans are responsible for the majority of the noise in VOC control
systems.
                                     1-5

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1.3  ECONOMIC IMPACTS
     An analysis of potential economic effects of the three regulatory
alternatives was made based on the model plants described in Chapter 6.
A detailed discussion of the economic analysis is present in Chapter 9.
The large solvent recovery credits more than offset the costs of control
in four of the five model plants.  The expected worst-case maximum price
impact is only 0.05 percent.  No major impacts are expected on geographical
regions or local governments.
                                    1-6

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                              2.   INTRODUCTION
 2.1   BACKGROUND  AND  AUTHORITY  FOR STANDARDS
      Before  standards  of performance  are  proposed  as a Federal  regulation,
 air pollution  control  methods  available to  the  affected industry  and  the
 associated costs of  installing and maintaining  the control  equipment  are
 examined  in  detail.  Various levels of control  based on different technolo-
 gies and  degrees of  efficiency are expressed  as  regulatory  alternatives.
 Each of these  alternatives  is  studied by  EPA  as  a  prospective  basis for
 a  standard.  The alternatives  are investigated  in  terms of  their  impacts
 on the economics and well-being of the industry, the impacts on the
 national  economy, and  the impacts  on  the  environment.   This document
 summarizes the information  obtained through these  studies so that inter-
 ested persons will be  able  to  see  the information  considered by EPA in
 the  development  of the proposed standard.
     Standards of performance  for new stationary sources are established
 under Section 111 of the Clean Air Act (42 U.S.C.  7411) as amended,
 hereinafter  referred to as  the Act.  Section  111 directs the Admin-
 istrator  to  establish  standards of performance for any  category of new
 stationary source of air pollution which  ".  . . causes, or contributes
 significantly to air pollution which may  reasonably  be  anticipated to
 endanger  public  health or welfare."
     The Act requires that standards of performance  for stationary
 sources reflect  ". .  .  the degree of emission reduction achievable which
 (taking into consideration the cost of achieving such emission reduction,
and any nonair quality  health and environmental  impact and energy
 requirements) the Administrator determines has been adequately demon-
strated for that  category of sources."  The  standards apply  only to
stationary sources,  the construction or modification of which  commences
after regulations are proposed  by publication  in the Federal  Register.
                                   2-1

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     The 1977 amendments to the Act altered or added numerous provisions
that apply to the process of establishing standards of performance.
     1.  EPA is required to list the categories of major stationary sources
that have not already been listed and regulated under standards of perform-
ance.  Regulations must be promulgated for these new categories on the
following schedule:
     a.  25 percent of the listed categories by August 7, 1980.
     b.  75 percent of the listed categories by August 7, 1981.
     c.  100 percent of the listed categories by August 7, 1982.
A governor of a State may apply to the Administrator to add a category not
on the list or may apply to the Administrator to have a standard of perform-
ance revised.
     2.  EPA is required to review the standards of performance every 4
years and, if appropriate, revise them.
     3.  EPA is authorized to promulgate a standard based on design, equip-
ment, work practice, or operational procedures when a standard based on
emission levels is not feasible.
     4.  The term "standards of performance" is redefined, and a new term
"technological system of continuous emission reduction" is defined. The new
definitions clarify that the control system must be continuous and may
include a low- or non-polluting process or operation.
     5.  The time between the proposal and promulgation of a standard under
Section 111 of the Act may be extended to 6 months.
     Standards of performance, by themselves, do not guarantee protection
of health or welfare because they are not designed to achieve any specific
air  quality levels.  Rather, they are designed to reflect the degree of
emission limitation achievable through application of the best adequately
demonstrated technological system of continuous emission reduction, taking
into consideration the cost of achieving such emission reduction, any
non-air-quality health and environmental impacts, and energy requirements.
     Congress  had  several reasons for including these requirements. First,
standards with a degree of uniformity are needed to avoid situations
where  some states may attract  industries; by relaxing standards relative to
other  states.  Second, stringent standards enhance the potential for
long-term growth.  Third, stringent standards may help achieve long-term
                                      2-2

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 cost  savings  by  avoiding  the  need  for more  expensive retrofitting when
 pollution  ceilings may  be  reduced  in  the  future.  Fourth,  certain  types
 of  standards  for coal-burning  sources can adversely  affect  the  coal
 market  by  driving up  the  price of  low-sulfur  coal  or effectively  excluding
 certain coals  from the  reserve base because their  untreated  pollution
 potentials are high.  Congress does not intend  that  new  source  performance
 standards  contribute  to these  problems.   Fifth, the  standard-setting
 process should create incentives for  improved technology.
      Promulgation of  standards of  performance does not prevent  State  or
 local agencies from adopting more  stringent emission limitations  for  the
 same  sources.  States are  free under  Section  116 of  the Act  to  establish
 even  more  stringent emission limits than  those  established under  Section
 111 or those necessary to  attain or maintain  the National Ambient  Air
 Quality Standards (NAAQS)  under Section 110.  Thus,  new sources may in
 some  cases be subject to limitations  more stringent  than  standards of
 performance under Section  111, and prospective owners and operators of
 new sources should be aware of this possibility in planning  for such
 facilities.
      A similar situation may arise when a major emitting  facility  is  to
 be constructed in a geographic area that falls under the  prevention of
 significant deterioration  of air quality provisions  of Part  C of the
Act.  These provisions require, among other things,  that major emitting
facilities to be constructed in such areas are to be subject to best
available control technology.   The term Best Available Control Technology
 (BACT),  as defined in the Act,  means
          ".  . .  an  emission limitation based  on the maximum degree of
          reduction  of each pollutant subject  to regulation under this
          Act emitted from, or which results from,  any major emitting
          facility,  which  the  permitting  authority, on a  case-by-case
          basis,  taking  into account energy, environmental,  and  economic
          impacts and other costs,  determines  is achievable  for  such
          facility through  application of  production  processes and
          available  methods,  systems,  and  techniques, including  fuel
          cleaning or treatment or  innovative  fuel  combustion techniques
                                       2-3

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          for control  of each  such  pollutant.   In  no  event  shall  applica-
          tion of "best available control  technology" result  in  emissions
          of any pollutants which will  exceed  the  emissions allowed  by
          any applicable standard established  pursuant to Sections 111
          or 112 of this Act.  (Section  169(3))."
     Although standards of performance  are normally structured in terms
of numerical emission limits where  feasible, alternative approaches  are
sometimes necessary.  In some cases physical measurement of emissions
from a new source may be impractical  or exorbitantly expensive.   Section lll(h)
provides that the Administrator may promulgate a design or equipment
standard in those cases where it is not feasible to prescribe or enforce
a standard of performance.  For example, emissions of hydrocarbons from
storage vessels for petroleum liquids are greatest during tank filling.
The nature of the emissions, high concentrations for short periods
during filling  and  low concentrations for longer periods during storage,
and the configuration of storage tanks make direct emission measurement
impractical.  Therefore, a more practica' approach to standards of
performance  for storage vessels has been  equipment specification.
      In addition,  Section  lll(j) authorizes the Administrator to  grant
waivers of  compliance  to permit a  source  to use innovative continuous
emission  control  technology.   In order  to grant the  waiver, the
Administrator must find:   (1)  a substantial likelihood  that the  technology
will  produce greater  emission  reductions  than  the  standards require  or
an  equivalent reduction at lower economic energy  or  environmental cost;
 (2)  the  proposed system has  not been adequately demonstrated; (3) the
 technology will not cause  or contribute to  an  unreasonable risk  to  the
 public health,  welfare, or safety; (4)  the  governor  of the State where
 the source is located consents;  and  (5) the waiver will not prevent the
 attainment or maintenance of any ambient standard.  A waiver  may have
 conditions attached to assure the  source will  not prevent attainment of
 any NAAQS.  Any such condition will  have the force of a performance
 standard.  Finally, waivers have definite end dates  and may be  terminated
 earlier if the conditions are not met or if the system fails to perform
 as expected.   In such a case, the source may be given up to  three years to
                                     2-4

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to meet the standards  with a mandatory progress schedule.
2.2  SELECTION OF CATEGORIES OF STATIONARY SOURCES
     Section 111  of the Act directs the Adminstrator to list categories
of stationary sources.  The Administrator "... shall  include a category
of sources in such list if in his judgement it causes,  or contributes
significantly to, air pollution which may reasonably be anticipated to
endanger public health or welfare."  Proposal  and promulgation of
standards of performance are to follow.
     Since passage of the Clean Air Amendments of 1970, considerable
attention has been given to the development of a system for assigning
priorities to various source categories.  The approach specifies areas
of interest by considering the broad strategy of the Agency for imple-
menting the Clean Air Act.  Often, these  "areas" are actually pollutants
emitted by stationary sources.  Source categories that emit these
pollutants are evaluated and ranked by a  process involving such factors
as:   (1) the level of emission control  (if any) already required by
State  regulations, (2) estimated levels of control that might be required
from  standards of performance  for  the  source category,  (3) projections
of growth  and  replacement  of existing  facilities for the source category,
and  (4) the estimated  incremental  amount  of air pollution that could be
prevented  in a preselected  future  year by standards of performance  for
the  source category.   Sources  for  which new source performance standards
were  promulgated  or under  development  during 1977, or earlier, were
selected  on  these criteria.
      The Act amendments  of August  1977 establish  specific criteria  to be
used  in determining priorities for all major source categories not yet
listed by  EPA.   These  are:   (1)  the  quantity of air pollutant emissions
that each  such category  will emit, or  will be  designed  to emit;  (2)  the
extent to  which  each  such  pollutant  may  reasonably be anticipated to
endanger  public  health  or welfare; and (3) the  mobility and competitive
nature of each such category  of  sources  and the consequent  need  for
nationally applicable  new  source  standards of  performance.
                                    2-5

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     The Administrator  is  to  promulgate  standards  for  these  categories
according  to  the  schedule  referred  to  earlier.
     In some  cases  it may  not be  feasible  immediately  to  develop  a
standard for  a source category with a  high  priority.   This might  happen
when a program of research  is needed to  develop control techniques or
because techniques  for  sampling and measuring emissions may  require
refinement.   In the developing of standards, differences  in  the time
required to complete the necessary  investigation for different source
categories must also be considered".  For example,  substantially more
time may be necessary if numerous pollutants must  be investigated from a
single source category.  Further, even late in the development process
the schedule  for completion of a  standard may change.  For example,
inablility to obtain emission data  from  we! 1-controlled sources in time
to pursue  the development  process in a systematic  fashion may force a
change in  scheduling.   Nevertheless, priority ranking  is, and will
continue to be, used to establish the  order in which projects are
initiated  and resources assigned.
     After the source category has been  chosen, the types of facilities
within the source category to which the  standard will   apply must be
determined.  A source category may have  several  facilities that cause
air pollution, and emissions  from some of these facilities may vary from
insignificant to very expensive to control.  Economic  studies of the
source category and of  applicable control technology may show that air
pollution  control  is better served by applying standards to the more
severe pollution sources.  For this reason, and because there is no
adequately demonstrated system for controlling emissions from certain
facilities, standards often do not apply to all  facilities at a source.
For the same  reasons, the standards nay  not apply to all  air pollutants
emitted.   Thus, although a source category may be selected to be covered
by a standard of performance, not all  pollutants or facilities within
that source category may be covered by the standards.
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 2.3   PROCEDURE  FOR  DEVELOPMENT OF STANDARDS OF PERFORMANCE
      Standards  of performance must (1)  realistically reflect  best demon-
 strated  control  practice; (2) adequately consider the cost,  the  non-air-
 quality  health  and  environmental  impacts,  and the energy  requirements  of
 such  control ;  (3) be  applicable to existing sources  that  are  modified  or
 reconstructed as well  as  new  installations; and (4)  meet  these conditions
 for all  variations  of operating conditions being  considered anywhere in
 the country.
      The objective  of a program for developing standards  is to identify
 the best technological system of continuous emission reduction that has
 been  adequately demonstrated.   The standard-setting  process involves
 three principal phases of activity:   (1)  information gathering,
 (2) analysis of the information,  and  (3)  development of the standard of
 performance.
      During the information-gathering phase,  industries are queried
 through a telephone survey, letters  of  inquiry, and  plant  visits  by EPA
 representatives.  Information  is  also gathered  from  many other sources,
 and a literature search is conducted.   From the knowledge  acquired about
 the industry, EPA selects certain  plants at which emission tests  are
 conducted to provide  reliable  data  that characterize  the pollutant
 emissions from well-controlled  existing facilities.
      In the second phase  of a  project, the  information about the  industry
 and the pollutants emitted is  used  in analytical studies.   Hypothetical
 "model plants" are defined to  provide a common basis  for analysis.  The
 model  plant definitions,  national  pollutant emission  data, and existing
 State regulations governing emissions from  the source category are then
 used in establishing  "regulatory alternatives."  These regulatory
 alternatives are essentially different levels of emission  control.
     EPA conducts studies  to determine the  impact of each  regulatory
alternative on the economics of the industry and on the national  economy,
on the environment,  and on energy consumption.  From several  possibly
applicable  alternatives,  EPA selects the single most plausible regulatory
alternative as  the basis  for a standard  of performance for the source
category under study.
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     In the third phase of a project, the selected  regulatory alternative
is translated into a standard of performance, which, in turn, is written
in the form of a Federal regulation.  The Federal regulation, when
applied to newly constructed plants, will limit emissions to the levels
indicated in the selected regulatory alternative.
     As early as is practical in each standard-setting project, EPA
representatives discuss the possibilities of a standard and the form it
might take with members of the National  Air Pollution Control  Techniques
Advisory Committee.  Industry representatives and other interested
parties also participate in these meetings.
     The information acquired in the project is summarized in the Back-
ground Information Document  (BID).  The BID, the standard, and a preamble
explaining the standard are widely circulated to the industry being
considered for control, environmental groups, other government agencies,
and offices within EPA.  Through tiis extensive review process, the
points of view of expert reviewers are taken into consideration as
changes are made to the documentation.
     A "proposal  package" is assembled and sent through the offices of
EPA Assistant Administrators for concurrence before the proposed standard
is officially endorsed by the EPA Administrator.   After being  approved
by the EPA Administrator, the preamble and the proposed regulation are
published in the Federal Register.
     As a part of the Federal Register announcement of the proposed
regulation, the public is invited to participate in the standard-setting
process.   EPA invites written comments on the proposal  and also holds a
public hearing to discuss the proposed standard with interested parties.
All public comments are summarized and incorporated into a second volume
of the BID.  All  information reviewed and generated in studies  in support
of the standard of performance is available  to the public in a  "docket"
on file in Washington, D. C.
     Comments from the public are evaluated, and the standard  of performance
may be altered in response to the comments.
                                 2-8

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      The  significant comments and EPA's position on the issues raised
 are  included  in  the  "preamble" of a "promulgation package," which also
 contains  the  draft of the final  regulation.   The regulation is then
 subjected  to  another round of review and refinement until  it is approved
 by the  EPA Administrator.   After the Administrator signs  the regulation,
 it is published  as a "final  rule" in the Federal  Register.
 2.4   CONSIDERATION OF COSTS
      Section  317 of  the  Act requires an economic impact assessment with
 respect to any standard  of performance  established under  Section  111
 of the Act.   The assessment is required to  contain an  analysis of
 (1)  the costs of compliance with the regulation,  including  the extent to
 which the cost of compliance varies  depending  on  the effective date of
 the  regulation and the development  of less  expensive or mo re.efficient
 methods of compliance,  (2)  the potential  inflationary  or  recessionary
 effects of the regulation,  (3) the  effects  the  regulation might have  on
 small business with  respect  to competition,  (4)  the effects  of the
 regulation on consumer costs,  and  (5) the effects  of the  regulation on
 energy use. Section  317  also requires that the  economic impact  assessment
 be as extensive  as practicable.
     The economic impact of  a  proposed  standard upon an industry  is
 usually addressed both in absolute terms and in terms  of the control
 costs that would be  incurred as  a result of compliance with  typical,
 existing State control regulations.  An  incremental approach is
 necessary because both new and existing  plants would be required  to
 comply with State regulations  in the absence of a  Federal  standard  of
 performance.   This approach  requires a detailed analysis of  the economic
 impact from the cost  differential that would exist between a proposed
 standard of performance and  the  typical  State standard.
     Air pollutant emissions may cause water pollution problems, and
captured potential air pollutants may pose a solid waste disposal  problem.
The  total  environmental  impact of an emission source must, therefore, be
analyzed and  the  costs determined whenever possible.
                                  2-9

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     A thorough study of the profitability and price-s.etting mechanisms
of the industry is essential  to the analysis so that an accurate estimate
of potential  adverse economic impact:; can be made for proposed standards.
It is also essential  to know the capital  requirements for pollution
control  systems already placed on plants so that the additional  capital
requirements necessitated by these Federal  standards can be placed in
proper perspective.  Finally, it is necessary to assess the availability
of capital to provide the additional  control equipment needed to meet
the standards of performance.
2.5  CONSIDERATION OF ENVIRONMENTAL IMPACTS
     Section 102(2)(C) of the National  Environmental Policy Act (NEPA)
of 1969 requires Federal agencies to prepare detailed environmental
impact statements on proposals for legislation and other major Federal
actions significantly affecting the quality of the human environment.
The objective of NEPA is to build into the decision-making process of
Federal  agencies a careful  consideration of all environmental aspects of
proposed actions.
     In a number of legal challenges to standards of performance for
various industries, the United States Court of Appeals for the District
of Columbia Circuit has held that environmental impact statements need
not be prepared by the Agency for proposed actions under Section 111 of
the Clean Air Act.  Essentially, the Court of Appeals has determined
that the  best system of emission reduction requires  the Administrator to
take into account counter-productive environmental effects of a proposed
standard, as well as economic costs to the industry.  On this basis,
therefore, the Court established a narrow exemption  from NEPA for EPA
determination under Section 111.
     In addition to these judicial determinations, the Energy Supply and
Environmental Coordination Act  (ESECA) of 1974  (PL-93-319) specifically
exempted  proposed actions under the Clean Air Act from NEPA  requirements.
According to section 7(c)(l), "No action taken under the Clean Air Act
shall be  deemed a major Federal acticn significantly affecting the
quality of  the  human environment within  the meaning  of the National
Environmental  Policy Act of 1969."  (15 U.S.C.  793(c)(l))
                                    2-10

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      Nevertheless,  the Agency has concluded that the preparation of
 environmental  impact statements could have beneficial  effects  on certain
 regulatory  actions.   Consequently,  although not legally required to do
 so by section  102(2) (C) of NEPA,  EPA has  adopted a  policy  requiring that
 environmental  impact statements be  prepared for various regulatory
 actions,  including  standards  of performance developed  under section 111
 of the Act.  This  voluntary preparation of environmental impact  state-
 ments,  however,  in  no  way  legally subjects the  Agency  to NEPA  requirements.
      To implement  this policy,  a  separate  section in this  document  is
 devoted solely to  an analysis of  the potential  environmental impacts
 associated with  the  proposed  standards.  Both adverse  and  beneficial
 impacts in such  areas  as air  and  water pollution, increased  solid waste
 disposal, and  increased energy  consumption are  discussed.
 2.6   IMPACT ON EXISTING SOURCES
      Section 111  of  the Act defines  a new  source as  ".  . .  any stationary
 source, the construction or modification of which is commenced ..."
 after the proposed standards  are  published.  An existing source  is
 redefined as a new source  if  "modified" or "reconstructed"  as defined in
 amendments to the general  provisions of Subpart A of 40 CFR Part 60,
 which were promulgated  in  the Federal Register on December 16,  1975  (40
 FR 58416).
      Promulgation of a standard of performance requires States  to
 establish standards of performance for existing  sources in  the  same
 industry under Section 111   (d) of the Act   if the standard for new sources
 limits emissions  of a designated pollutant  (i.e., a  pollutant for which
 air quality  criteria have not been issued  under Section 108 or  which has
 not been listed as  a hazardous pollutant  under Section  112).   If  a State
 does not act,  EPA must establish such standards.  General provisions
 outlining procedures for control  of existing sources under  Section
111 (d) were  promulgated on  November 17, 1975,  as Subpart B  of 40  CFR
 Part 60 (40  FR  53340).
                                    2-11

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2.7  REVISION OF STANDARDS OF PERFORMANCE
     Congress was aware that the level of air pollution control achievable
by any industry may improve with technological  advances.  Accordingly,
Section 111  of the Act provides that the Administrator ". . . shall, at
least every four  years, review and, if appropriate, revise . . ." the
standards.  Revisions are made to assure that the standards continue to
reflect the best systems that become available  in the future.  Such
revisions will not be-retroactive,  but will  apply to stationary sources
constructed or modified after the proposal  of the revised standards.
                                   2-12

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           3.   THE  FLEXIBLE VINYL  COATING  AND PRINTING INDUSTRY
                      PROCESS AND  POLLUTANT  EMISSIONS

 3.1   BACKGROUND
       The  industry  producing flexible  vinyl  coated  and  printed  (FVC&P)
 products  coats and  prints  continuous  vinyl  webs  primarily with  solvent
 solutions of  polyvinyl chloride  (PVC) resins.  Other resins such as
 urethanes and acrylics can  also  be used on  the same  equipment to produce
 similar products.  Almost  all of the  FVC&P  products  are produced as a
 continuous web thicker than two mils.  Hand printing processes  and
 dipping processes are not  included in the FVC&P  industry as defined in
 this study.   Resilient flooring processes are somewhat similar  to the
 FVC&P processes but overall the flooring industry  is quite different and
 will be considered for a separate NSPS.
      A variety of FVC&P products  for many end uses are manufactured by
 the industry and  most of these are identified in Table 3-1.   These
 products are produced in approximately one  hundred plants  which are
 located in the industralized states.   Growth in  the FVC&P  industry is
 mixed.  The  real  dollar value of  shipments  of several major  product
 lines  are  declining while  the value  of shipments  in other  areas  is
 increasing.  These  trends  are discussed  in  detail  in  Chapter 9  and  the
 effect of  these negative and positive  trends on emission estimates  is
 described  in the next  section.  Major  raw materials are fabric  substrates,
 pigments,  PVC, plasticizers  and solvents.
 3.2  FVC&P PRODUCT  PROCESSES AND  EMISSIONS
 3.2.1   Introduction
     The major processes used  to  produce FVC&P products are web  formation,
 finishing and embossing.  These processes are modified  in a variety of
ways to provide different types of products  to satisfy  the needs of many
end uses.  These processes are summarized in Figure 3-1 and described in
                                    3-1

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               TABLE 3-1.   FVC&P PRODUCTS AND END USES'
SUPPORTED SHEET
UNSUPPORTED SHEET
Wallcovering
Products for Automobile Industry
     Roof Headlining
     Landau Roofs
     Upholstery
     Door Panels
     Seat Belts
Furniture Upholstery
Umbrellas
Window Awnings
Leatherette
     Gloves
     Shoe Uppers
     Luggage
     Athletic Items
     Marine Items
Shower Curtains
Shades
Sheet for lamination to
  substrates such as -
     Furniture
     Fabric
     Ceiling Tile
a As described in Section 3.2.4, supported sheet has a substrate,  usually
  fabric, whereas unsupported sheet does not have such a substrate.
                                   3-2

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OJ
GO
                           PVC Resin *
                           Plasticizer
                           Pigments
                           Solvents
                                                                                                                                         Final
                                                                                                                                         Product
                           PVC Resin
                           Plastlclzer
                           P1g»tnt
                           Solvent
                           PVC Resin *
                           Plasticizer
                           Pigment
                           Solvent
* PVC Resin or vinyl  chloride/vinyl acetate ccpolymer
                                  Figure 3-1.   FLOW DIAGRAM  OF A REPRESENATIVE  VINYL COATING  AND
                                                 PRINTING PLANT

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the following sections.    Many of these steps may be omitted for any one
product.  In the following sections, each of these processes is described
and emissions are characterized and quantified.  The figures and tables
of Chapter 3 summarize the information obtained by a telephone survey of
the FVC&P industry and nine plant visits.
3.2.2  Raw Material Receiving and Storage.
     3.2.2.1  Processes.  Raw materials such as PVC resins are shipped
in 40 to 50 pound bags or handled in bulk by fluidized conveying equip-
ment.  Other dry ingredients are shipped and stored in bags.  Plasticizer
and solvents are shipped and stored in bulk or drums.
     3.2.2.2  Emissions.  There are particulate emissions involved in
the handling of materials such as PVC.  The magnitude of the emissions
is influenced by the size of the resin particle and the design of the
material handling  equipment. There  are no industry data quantifying the
extent  of these particulate emissions.  The VOC emissions occur wherever
solvents are mixed, transported or  stored in open containers.  Generally
there are VOC emissions throughout  the receiving and  storage operation.
     Uncontrolled  particulate and VOC emissions from  the materials
receiving and storage operations of an average FVC&P  plant  have been
estimated at 4.5 Mg (5  tons) to 18  Mg  (20 tons) per year respectively.
If the  point source emissions are over 45 Mg  (50 tons) per  year or  if
the  emissions are  visible,  particulate emissions from new plants  or
major modifications are generally controlled  by states.  Most  state and
local agencies  have regulations for solvent  storage  emissions.  Therefore,
raw  material and  storage  emissions  are not  being considered for this
NSPS.
3.2.3   Substrate  Preparation
      3.2.3.1  Processes.   A fabric  substrate is  purchased for  use in
most FVC&P  products.   This  substrate  may be woven  or non-woven.   The
 substrate  provides mechanical  strength and  bulk  to the  FVC&P product.
      This  fabric  substrate is  frequently heated  by a radiant heat source
 as it enters  the  web  preparation  step.   The heating controls moisture

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 and assists in establishing a good bond between the substrate and the
 first coat of vinyl.
      3.2.3.2  Emissions.   No significant emissions are involved in
 substrate preparation.
 3.2.4  Web Formation
      3.2.4.1  Processes.   Web formation includes the processes which
 form the  PVC resins,  stabilizers,  pigments  and  plasticizers into a
 continuous vinyl  sheet,  termed a web.   As indicated in Section 9.1 there
 is  excess capacity in the web preparation processes and therefore very
 few or no new plants  or  production lines are  expected in the web prepa-
 ration processes.
      The  web formation process consists of  vinyl  coating preparation,
 vinyl  coating application to form  the  web,  and  sometimes expansion of
 the web.   This  vinyl  sheet or web  may  be unsupported or supported by
 fabric.   If the web is unsupported there may  also be a step which involves
 lamination of the  vinyl  to a fabric backing.  The four major techniques
 used to form the web  are:
                   • calendering,
                   •casting  followed by coating with knife  or roll,
                   •coating  with  knife  or roll,  and
                   • extrusion.
 These  processes may be varied  and  combined  as discussed  below.
     The  calendering  process  is  described in  Figure 3-2.  There  are  no
 production  figures available  but it is  thought  that more  than  one-half
 the  FVC&P  products are manufactured  from  a  calendered  web.2   As  indicated
 in  Figure  3-2 the PVC resins,  plasticizers, and pigments  are  blended
 together  in  a series of blenders,  Banbury mixers  and  2-roll mills.
After mixing, the charge  is conveyed to  the calender.   In an  "inverted
L, 4-roll" type calender,  the molten vinyl  coating  is  roll-formed  into a
continuous vinyl sheet.  Most calendered products are  embossed at  this
point with a matte finish  or other  special  finish by  compression  between
textured rollers.   If the  vinyl sheet is to be supported, then it  is
also applied to a  continuous sheet of fabric by compression between the
                                     3-5

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          PVC Resin
u>
en
ers 	 1

esin
nts ~~|
Blender
393° K (248°


i
T

Banbury Mi*
430° K (350C
*
2 Roll Mill
422° to 43C
(300°F to :
1



F)





er
F)

5°K
520

/
E










UF)

Aerosol
[missions
^
X
j 	 1 X,^
X
X
xx
X
X
	 1 x\

	

— 	 	 	 -1
                        Infrared Oven
                               Fabric Substrate Feed
                                                             (310° to 370°F)'
                                                                                       Inverted  L 4 Roll  Calender
                                                                                                   Coated Web Take-up
                                                                                                          Reel
                                                                                  Cooling Roolers
                                  Figure 3-2. CALENDERING^METHOD OF WEB FORMATION

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  bottom  roller and  the support  roller to  form  a  supported  product.   The
  supported  or  unsupported web  is  then cooled.
      The advantages  of the  calendering process  over  other methods  of web
  preparation are  high  production  rate, low  labor and  material  costs,  and
  very accurate  thickness control.
      The disadvantages of the  calendering  process are high capital  costs
  and very stringent temperature control requirements.  Again no production
  figures are available.  But it is thought  that  nearly one-half of  the
  FVC&P products require the web to be formed by  casting or coating.
      In the casting process a vinyl web is cast or coated onto a paper
 carrier web using processes such as  roll  coating and knife coating.
 This paper is ultimately removed and reused.  The vinyl  web surface
 which was next to the paper becomes the finished product surface.  The
 paper carrier may impart a  mirror like finish or a textured surface to
 this vinyl  web.  If supported  sheet is being produced,  as  shown in
 Figure  3-3, a fabric  web is  bonded to the vinyl  web in  subsequent
 processes.
      Advantages of  the casting  process  include:   lower  capital costs,
 the  ability to make short runs  of specialty items,  and  an  ability to
'texture  the first coat to provide premium quality and a  smooth glossy
 surface  (thus  eliminating an embossing step).  Disadvantages of the
 process  are higher  priced raw materials, higher  labor cost than the
 calender process, and  casting paper  is a high  cost component and  must be
 reused.
     In  a typical coating process  the web is formed by coating the
substrate,  using  any one or more  coating methods.  The two most common
methods  of  coating a substrate are knife over  roll and reverse roll.
These methods are shown in Figure 3-4 and discussed below.
          Knife Coaters^.  A tray or trough containing the plastisol
          coating is located behind the knife blade.   A continuous sheet
          of fabric  or paper is drawn between the knife blade  and  a
          support roller.   As coating is  deposited on the sheet, the
          knife blade  spreads it across the  fabric to the desired  thickness,
                                    3-7

-------
    Skin Coat
    Knife ove
    roll
 i
oo
                                 Air Heaters
 lecirculation of
Oven Gases
     Casting  Paper
      UnWind
                                                                                  Fabric Unwind
                                    1
                        Recirculatiorj
                        of Oven Gaseg
                                                       Thin Adhesive
                                                       Coat
                                                                     Laydown
                                                                     Roll
                                                                                                    Air Heaters with
                                                                                                    Recirculation of
                                                                                                        / Oven Gases
                                                                                                                                    Aerosol Emissions
                                                                                        Expansion and Fusion Oven
                                                                                        463° to 477°K (375° to 400°F)
                                                                                 Strippei
                                                                                 Roll
                                          Casting Paper
                                            Winder
                                                                                   Cooling Drums
Coated  Fabric
  Winder
                            Figure  3-3.   CAST  LINE  PRODUCING  SUPPORTED  VINYL SHEET

-------
     Coating
CO
I
           Web
                                            Knife  Blade
                                            Coated  Web
                                                            Metering Roll
Flexible Doctor
    Blade
                                                                   Coating
                                                                Application"
                                                                   Roller
                                           Support  Roller
                    Knife  Over  Roll Coater
                                                                  Drip  Pan
                                                            Three  Roll
                                                            Reverse-Roll  Nip-Fed  Coater
                                                                      Doctor Blad
                                                                                                              Web
                          Figure 3-4.  TWO METHODS OF APPLYING  COATING  TO  FABRIC

-------
          The  coated  web  then  passes  through  an  oven  similar  to  that
          shown  in  Figure 3-3  for  fusion  of  this vinyl  to the substrate.
          Reverse-Roll  Coaters.   Figure  3-4  illustrates the  three  roll,
          nip-fed,  reverse-roll  coater.   Basically,  there are three
          component rollers:   the  metering roller,  the  applicator
          roller,  and the backing  or  support roller.  The coating  is
          contained in  a  pool  between the metering  and  applicator  rollers
          and  a coating dam.   The  metering roller picks up the coating
          material  from the pool  and  transfers it to the applicator
          roller.   The applicator  roller then transfers the  coating to a
          continuous  sheet as  it traverses between  the  backing and
          applicator rollers.   The coated web passes through an  oven
          similar to Figure 3-4 for fusion of the vinyl to the substrate.
     Advantages of the coating process are that the capital  costs  are
less than the  calender equipment and  it is economical for short  runs  of
specialty items.  Disadvantages are that the coating process requires
higher priced  raw materials and higher labor costs than the calender
process.
     Extrusion of a web is described  in Figure 3-5.  The PVC resins,
plasticizers,  and pigments are blended together and fed to an extruder.
The extruder heats and then forces the homogeneous mass through a
narrow slit the width of the web.   This vinyl coating  is nipped to a
fabric by pressure rolls and then cooled and wound in  a roll.  Although
no production  figures are available  probably less than  ten percent of
                                      3
the total FVC&P products are extruded.
     It  is estimated that 20 percent of the  supported  FVC&P webs  are
expanded.  The  expansion generally takes  place  as the  final  step  in  the
web formation  process.   If the final  product  is  to be  an  expanded type,
the web  is coated with a vinyl coating containing various chemicals
which emit an  inert  gas when heated  to 469°K  (375°F).  This gas  foams  the
vinyl layer as  it  passes  through  the expansion  oven  and  provides  a
product  having  a special  body  quality.   The  application  of  the  coating
and the  heating of the web is  presented  in  Figure  3-3.   Any  supported
                                     3-10

-------
                                                       PVC Bulk Storage
"X
 '
                                            	»• Resin Dust Emissions


                                                       PVC Batch Weighing


                                                       Resin Dust and Plasticizer  Emissions


                                                       Plasticizer Addition

                                                     »• Aerosol Emissions*—x
                                                                                                     Cooling Drums
                                                                                              Coated Fabric Winder
                                   Figure 3-5.   EXTRUSION OF WEB

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web may be expanded in a similar manner.  Much of the expanded upholstery
product used by the automotive industry has been replaced in recent
years by a soft product which is not expanded and is more durable.
     3.2.4.2   Emissions.  Aerosol emissions are evolved at several
points in the preparation of the web.   For  the reasons  stated below  the
emissions from the web formation processes  are not  considered further
for NSPS.  The sources are indicated as dotted lines in Figure 3-2,  3-3,
and 3-5.  These particulate emissions are presented  in  Table 3-2  and
further described  below.
     Emissions from  the  calendering  processes  are high  molecular  weight
organic compounds  which  condense  into aerosols.  They  are  primarily
vaporized plasticizers from the  heated  material  as  it  is blended,
mixed,  conveyed,  calendered and  cooled.   Point source  emissions  are
collected via  ducts  from the  equipment  and  fugitive emissions  are captured
by hoods  and  suction pick up  points.
      Emissions  from  casting  processes  are aerosols  similar to  those
described  for the calendering process.   Traces of  solvent  are  also
emitted from  gelling and fusion  ovens.   Point source emissions are
collected  via ducts  from the  ovens.   Some of the vapors and aerosols
which  evaporate are  captured  by hoods  from the hot web as it leaves the
 ovens  and are usually led back into the ovens.
      Emissions from coating with knife or  roller are similar to  those
 described for the casting/coating processes.  Emissions from extrusions
 processes are similar to those described for calendering processes.
      Uncontrolled aerosol emissions from web formation  in an average
 FVC&P plant are estimated to be 35 Mg  (38  tons) per year. The  VOC
 emissions are negligible since only a  small amount  of  solvent is used
 for viscosity control in some of the plastisol  coating processes.
      Some of these  aerosol emissions from  web formation processes are
 controlled.   Furthermore, it is unlikely  that  there  will  be  many new
 installations of  web  preparation equipment over the next  five years,  for
 two reasons:    there  is a  large  amount of  unused capacity available in

-------
        TABLE  3-2.   ESTIMATE  OF  UNCONTROLLED WEB  FORMATION  EMISSIONS
                    FOR  AN  AVERAGE  FVC&P  PLANT6

Sources

Web
a.





b.

c.






d.


Formation
Calendering
Mixing
Banbury
Roll millsc
Conveying0
Calendar6
Fugitives
Extruding
Mixer
Extruder
Cast/coating
Preparation
of coating
Coating
application
Fusion ovens"
Fugitives
Expansion
oven
Aerosol s
Mg
per year


0.45
1.80
0.45
0.27
15.00
in above
0.09
1.40


Negligible

in below
10.0
in above

5.5
Tons
per year


0.5
2.0
0.5
0.3
16.0
in above
0.1
1.6


Negligible

in below
11
in above

6
VOC
Mg Tons
per year per year

Negligible Negligible





Negligible Negligible

Negligible Negligible







Negligible Negligible
e.   Laminating

       Totals
Negligible  Negligible
                Negligible   Negligible
   35
38
Emissions for an average plant are based on estimated 1980  volumes  of
 FVC&P products and assuming 100 plants.   The plant would  calendar 2.3  M
 kilogram (5 million pounds), cast/coat 0.8 M kilogram (1.8  million  pounds)
 and extrude 0.3 M kilogram (0.6 million  pounds)  per year  of web.  Some of
 the web, 0.3 M kilogram (0.7 million pounds) per year would be  laminated.

 Calculated from state and industry estimates of  emission  factors.

Emission factors are estimated on basis  of process and formulae informa-
 tion.

 Engineering estimate based on review of  process, operating  parameters.
                                    3-13

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calendering equipment  and this excess web preparation capacity can, in
most cases, be utilized to meet the requirements of the growing product
1ines.
3.2.5  Finishing Operations
     3.2.5.1  Processes.  The major operations involved in FVC&P finishing
operations are presented in Figure 3-6 and discussed below.
     Most coatings and inks used in the finishing operations are solvent
solutions of vinyl chloride/vinyl acetate copolymers and PVC resins.
Smaller companies frequently buy ink concentrates.  Larger companies
compound inks in a variety of compositions and colors.  Each manufacturer
prepares inks and coatings in whatever tanks, and mixing equipment meet
his individual needs.  The compositions range from 70 percent solvent
and 30 percent resin solids to 95 percent solvent and 5 percent solids,
on a weight basis.   A typical ink or coating is 85 percent solvent and
15 percent solids.  However, some manufacturers suggest 70 to 75 percent
solvent and 25 to 30 percent solids ink:; can be used.
     A diagram of an individual  rotogravure printing  station is presented
in Figure  3-7.  The rotogravure  principle is always used on these high
speed continuous web lines.  The gravure cylinder, on which the image
surface has been etched,  is about one-fourth submerged in  a trough  (the
 ink fountain) of  ink or coating.  Before a portion of the  gravure cylinder
contacts the  paper, it  picks up  ink by rotation through the ink fountain.
The ink used  for  rotogravure printing must instantly  fill  the  cells or
pores in the  image zones  of the  cylinder's surface. Therefore,  the  ink
must  have  a relatively  low viscosity.  The engraved cylinder is then
 scraped  by a  flexible  "doctor  blade"  which removes  the  ink from the
 smooth non-image  portion  of the  surface  but  leaves  the  ink in  the cells.
      There are  many different  arrangements of  the  printing stations in
 relation  to each  other and  in  relation to the  oven(s)  .   Most  of  the
 printing  units  are  arranged  in an  in-line configuration.   A few lines
 (less  than 10 percent)  use  a  U-type  printer  where  the print heads are
 arranged  around a central  point.   (One'  manufacturer   suggests that
 80 percent of the printing  units in  FVC&P  industry are "U" shape  printers.)
                                     3-14

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CO
I
                          Aerosol Emissions and VOC
                                     I
                                     I
                                               Radiant Heat
                                    Embossing
                                      Rolls      Web Feed
                                                to print
                                                Line
                                                                     VOC Emissions
                                                                           I
                                                                           i
Exhaust Fans to
    Stack
Inlet Air Heated
With Steam Colls
                                                                          Final Pass Fusion Zone
                                                                       422° to 464°K (300° to 375°F)
                                                                 0
         Intermediate Stage Drying
      380° to 422°K (225° to 300°F)
                                                                                                      *"  Fugitive    .
                                                                                                          Emissions
                                                                  Precoat
                 Print     Topcoat
            a)   Some part of these emissions
                 may be used as make up air to
                 oven or  otherwise  circulated
                 through  oven and emitted as
                 oven exhaust.
                            Figure  3-6.  TYPICAL ROTOGRAVURE  FINISHING  LINE WITH  EMBOSSER

-------
               Coated Web
       Doctor Blade
I

CT)
                                               Impression Cylinder
Engraved Cylinder
                                                                      D
                                               D
                                                         Ink  Pump
                                                                                                ^	Solvent
                                                                                     Indicates  Sources  of
                                                                                     Fugitive Emissions
                                 Figure 3-7.  TWO-ROLL DIRECT ROTOGRAVURE COATING  PROCESS

-------
 The in-line configuration  is used in the newer plants to provide higher
 line speeds and higher recovery of solvent vapors.1'2
      A typical finishing line as shown in Figure 3-6 includes the following
 steps:
           Precoating.  Only a few products are precoated.  This step,
           which also utilizes rotogravure equipment provides an extra
           smooth surface for the printing step which follows.
           Printing.  Most  FVC&P products are printed with one or more
           colors.   Each print station prints a different pattern or
           color.
           Wearcoat or Topcoating.   Many supported fabrics,  excluding
           residential wallcovering,  are coated with a final  topcoating
           to provide protection against scuffing  and wear.
           Fusion  of Coating.   Most FVC&P processes  include  a fusion
           step. Most solvent  based coatings  will  form a  continuous  film
           upon air drying but plastisol  and  organise!  coatings  require a
           higher  temperature,  422°K  to  464°K (300°F to  375°F),  which
           fuses the PVC and plasticizer into a continuous film.
     The  web is fed from  a  continuous  roll  through  a series  of  rollers
 which  precisely adjust  its  path  through  the  rotogravure  print stations.
 The  rollers  also help regulate  the web  tension and  maintain  constant
 speed.  The  web is  pressed  against the  image  surface of  the  gravure
 cylinder  by  a  rubber  roller, which serves as  a  backing.  The  point  of
 contact between web and gravure  cylinder  is  called  the "nip"  area.
 After the  image has been  transformed, the web travels through an enclosed
 oven where heated air evaporates the volatile solvent.   The web then
 passes to  the  next  printing unit.
     In a  typical  controlled facility, the exhaust  from  the ovens is
directed to a  carbon  adsorption  system.  This oven  exhaust is vented  to
the atmosphere in an  uncontrolled plant.
     Several  operating parameters of the finishing  process are listed
below.  '  '   Operating factors for the finishing line range from 40 to
60 percent due to  time required for color changes, etc.   Some manufacturers
                                    3-17

-------
report operating factors as low as 25 to 30 percent due to color changes.8
A typical factor for a new line would be 40 percent downtime or 3600
operating hours per year.
     Line speed varies from 14 to 64 in (15 to 70 yards) per minute.  A
typical factor for a new line would be 55 m (60 yards) per minute.
Product width ranges from 76 to 150 cm (30 to 60 inches).  A typical
width for a new line would be 76 cm (30 inches).  Coating and ink
application rate varies from 0.016 to 0.390 kg per square meter (0.03
              o
to 0.72 pounds  per square yard) depending upon product requirements.
     Coating and ink formulation varies from 5 to 30 (wt) percent solids
or 95 to 70 (wt) percent solvent.  These variations occur on the same
line as a result of different product specifications.  Some coating and
ink formulations eliminate or minimize the solvent used in these coatings
or inks.
     The plastisols used to prepare the web, as described 'in Section
3.2.4, are usually 100 percent solids and contain no solvent except for
small amounts used to adjust viscosity.  These 100 percent solids coatings
are viscous and not suitable for finishing operations.
     Some manufacturers have attempted to substitute water for organic
solvent.  At least five major companies, along with several vendors, are
seriously developing waterborne inks.  The companies are:
           •B.F. Goodrich
                                  q
           •Columbus Coated Fabric
                                g
           •Chrysler Corporation
           •General Tire and Rubber (GTR)
           •Uniroyal
It is thought that the first three companies are in preliminary developmental
stages.
     GTR is said to be producing seat belts for Volkswagen using a
                                                                    1 o
waterborne ink.  This ink or coating has the following composition:
                                        Weight %   Volume %
            Non-volatiles                 33.0       30.3
            Water                         48.4       50.3
            Organics (VOC)                18.6       19.4
            Density is 8.9 (Ib/gal)

                                     3-18

-------
     Uniroyal is making a major commitment in the development of waterborne
inks.  Currently, Uniroyal is investigating waterborne inks with the
following composition:
            0-15 wt. percent VOC
           55 - 80 wt. percent water
           20 - 30 wt. percent solids
           Density varies from 9-11 Ib/gal
     Two major vendors of waterborne inks are Polyvinyl Chemicals and
Sinclair and Valentine.  Polyvinyl Chemicals, an ink manufacturing
company, produces waterborne inks and resins for the FVC&P industry.  A
typical formulation is as follows:
           12.5 wt. percent VOC
           34 wt. percent solids
           53.5 wt. percent water
Sinclair and Valentine is probably the number one or two company in the
ink supplying business.  They report that the solvent concentrations in
all their waterborne inks are below the CTG limit for the fabric coating
         n
industry.   However, these formulations have not been accepted by the
FVC&P industry.  They are difficult to dry  and there have been difficulties
in obtaining the pigments and resins required for high quality products.
     At present, organic solvents are used in most FVC&P finishing
operations.  Oven air flow ranges from 60 dry standard cubic meters per
minute (2000 scfm) to 450 dry standard cubic meters per minute (16,000
scfm) per line depending upon desired drying rate and web and coating
drying characteristics, line widths, line speed, and number of print
heads.
     The solvent content in oven air varies from 0 to 50 percent of the
lower explosive limit (LEL).  The LEL is the lowest vapor concentration
in air, expressed as volume percent, at which the mixture could support
a flame or explosion at temperatures below 121°C (250°F).  Insurance
safety regulations require normal  operation at less than about 25 percent
of the LEL.  Operation up to 50 to 60 percent of the LEL is permitted
when continuous vapor monitoring systems are employed to control  the
vapor concentration in the air.
                                     3-19

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     Major raw materials for pringing vinyl are usually PVC resins or
vinyl chloride/vinyl acetate copolymer, plasticizers, pigments and
solvents.   The solvents are primarily ketones, however, tetrahydrafuran,
toluene, xylene, and many other solvents are also used in small quantities.
Urethanes and acrylic systems are sometimes used on the same equipment.
Many of these operating parameters are interrelated.  For example,
changes in web width, line speed, ink or coatings coverage, and solvent
type influence the oven exhaust flow rate and solvent concentration.
For example, a finishing line operating with a narrow web on a wide
cylinder will produce a dilute oven exhaust stream.  The width of the
oven must be large enough to accomodate the widest desired web.  Only a
portion of the makeup air will be flowing over the printed product.  The
decreased solvent loading will result in a lower concentration of
solvent in the solvent laden air (SLA) stream.  Most ovens are capable
of internal  exhaust recirculation and air flow can be adjusted to provide
adequate fresh air makeup, without excessive oven exhaust dilution.
Excessive oven exhaust dilution requires a larger SLA collection and
control system.  Thus the emission control systems become more expensive
as the SLA flow increases.
     3.2.5.1  Emissions.  There are VOC and traces of aerosol emissions
at several points in the finishing or printing operations.  The majority
of the solvent used on a flexible vinyl finishing line is driven off in
the drying operation after the inks have been applied to the vinyl web.
These vapors are usually contained in an oven and the oven gases are
drawn through a fan and ducted away from the work area.  Solvent vapors
not captured by the drying ovens may be collected by the vapor capture
system.  The vapors that are not captured and which escape to the atmosphere
are called fugitive emissions.  These emissions are indicated on Figure
3-6 and 3-7 and are further described below.
     Uncontrolled emissions for an average size FVCiiP plant are presented
in Table 3-3.  Aerosol emissions from the finishing operation of the
average plant are estimated to be less than 0.9 Mg  (1 ton) per year and
therefore these emissions will not be considered further.
                                      3-20

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         TABLE 3.3   ESTIMATE OF UNCONTROLLED FINISHING AND EMBOSSING
                     EMISSIONS FOR AN AVERAGE PLANT9
Sources


Preparation of coating0
Cleanup0
Printing
Ovens .
Fugitives
Printing subtotal
t.
Embosser
TOTALS
Aerosols
Mg
per year
Negl igible
Negligible

0.9
in above

7
8
Tons
per year
Negligible
Negligible

1
in above

8
9
VOC
Mg
per year
23
29

490
130
620
9
~680~
Tons
per year
25
32

540
140
680
10
"750"
  rr9nJ     an  Average  plant  are  based  on  estimated  1980 volumes of
  FVC&P products and  assuming  100 plants.   The  plant would  finish 6 million
  square meters  (7  million  square yards) of supported fabric and 0.9 M
  kilogram  (2  million  pounds)  of  unsupported sheet.  After  finishing
  the  plant would emboss 5  million square meters  (6 million square yards)
  of supported fabric  products.   Very  little information is available as to
  how  much unsupported sheet is printed.  However, assuming that the printed
  unsupported  product  volume is approximately 40 percent of the supported
  product volume, then the  VOC printing emissions of 620 Mg (680 tons) per
  year would be  0.075  kilogram per square meter (0.139 Ibs'per square

  Calculated fpn state and industry estimates of emission factors   One
  manufacturer   states oven emissions cannot be more than 66 percent of
  total, or 449 Mg per year.  If the printing subtotal  is correct  this

                                                       the OVen *nd 28
c
 Emission factors are estimated on basis of process and formulae
 information.
d-ru
 There is very little data as to the quantity of fugitives  emitted  durina
 the printing  operation.   This is an estimate basedon  observ at ons dur ?n
 field trips and engineering judgement.                              uurin
                                   3-21

-------
     The VOC emissions from an average printing operation are estimated
to be 620 Mg (680 tons) per year.  The actual amount of VOC emissions in
any given operation will depend upon the quantity of solvents used in
the application of the inks in the finishing operations.  However, all
of the solvent used to dissolve the resins ultimately enters the environment
and most of it is emitted during the drying of the inks.    There is
very little information on what portion of this solvent is in the oven
gases and what portion is emitted 
-------
      Most of the emissions occur when the wet web is heated to remove
 the solvent and fuse the resin into a continuous film.  These solvent
 vapors are usually contained in an oven and the oven gases are drawn
 through a fan and ducted away from the work area.  There is no data to
 characterize these oven emissions.  They make up 70 to 90 percent of the
 solvent entering the print stations depending upon the volatility of the
 solvent,  coating thickness, exposure time of the wet web to the atmosphere,
 residence time in the oven and other process and equipment parameters
 such as air flows and temperatures.
      The balance of the solvent entering the print station escapes as
 fugitives.   There are no data available to quantify these emissions.
 The estimates presented in Table 3-3 are based on conversations with
 plant personnel  during nine plant trips.
 3.2.6  Embossing
      3.2.6.1  Processes.   Most FVC&P products  are embossed to  improve
 appearance  and wearability.   Process details are indicated in  Figure  3-7.
 The embossing  press  consists  of two basic  components:   a  rubber sleeve
 support roller and  a embossing  cylinder.   The  image  pattern  is  formed  in
 the surface  of the  embossing  cylinder by mechanical  or chemical  means.
 The vinyl coated  web is  heated  and  continuously  drawn  between  the  embossing
 and support  rollers.   As  it passes  through  the cooled  rollers,  the  image
 or  pattern  is  set in  the  hot  web  surface.
     Most FVC&P products  are  embossed  as part of  the finishing  operation.
 The embosser is often  installed at  the end  of the print line as  shown in
 Figure  3-7.  However, many manufacturers transfer the  printed sheet to
 an  embosser  located  elsewhere in  the  plant.
     Other exceptions are calendered  and laminated products.  As previously
 described most calendered products are embossed with a matte or special
 finish as they exit the calender.  Also, as  previously described some
 products are manufactured by laminating an unsupported sheet to a fabric
substrate as a separate operation, and embossing is generally part of
that laminating step.
                                    3-23

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     3.2.6.2  Emissions.  There are aerosol and varying amounts of VOC
emissions, depending on the printing process, from the finishing embossing
operation.  These are indicated in Figure 3-6.  The aerosols are high
molecular weight organic compounds which condense as they exit with the
stack gases.  They are primarily vaporized plasticizers from the heated
coating and web.  Aerosol emissions from the embossing operation of an
average plant, would be 7 Mg (8 tons) per year.  These aerosol emissions
are highly visible.  Hoods are installed over most embossers and state
opacity regulations generally require; new installations to capture and
control these emissions.  These small quantities of aerosols are not
considered in the FVC&P NSPS.
3.3  BASELINE EMISSIONS
     Existing state regulations applicable to the FVC&P industry are
presented in Section 3.3.1 and the logic and rationale leading to the
selection of the baseline emission level are presented in Section
3.3.2.  The baseline emission level is the level of emission control
that would be achieved by the affected industry in the absence of an
NSPS.  The baseline emission level is established to facilitate comparison
of the economic, energy, and environmental impacts of the regulatory
alternatives.
3.3.1  State and Local Emission Regulations
     Table 3-4 presents a summary of the current state regulations for
volatile organic compound emissions.    Twenty states, the District of
Columbia, and Puerto Rico have some farm of regulation to limit the
emission of VOC.  All but one of the remaining states have an ambient
air quality standard but no emission limits.
     Of the existing state regulations, the most restrictive standard
calls for a maximum of 6.8 kilograms aer day (15 pounds per day) or
1.4 kilograms per hour (3 pounds per hour) for "oven emissions."  Oven
emissions are defined as organic materials emitted from coating opera-
tions wherein the coating is baked, heat-cured, heat-polymerized, or
comes  in contact with a flame.  If these ceiling values cannot be met,
control equipment must be provided to reduce the oven emissions by at
least 85 percent.
                                    3-24

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                      TABLE 3-4.   EXISTING  STATE  REGULATIONS ON EMISSIONS OF VOLATILE ORGANIC COMPOUNDS


                                            APPLICABLE  TO THE VINYL COATING AND PRINTING INDUSTRY
OJ
I
Ealaalon Unit*
State
Alabama
Alaska
Arizona
Arkansas
Cal 1 font la
Colorado
Connecticut
Delaware
Florida
Georgia.
Hawaii
Idalio
Illuola
Indiana
low it
Kansas
Kentucky
.out slana
Maine
Ml
Mlusouri
Montana
kR/day

	
6.8
	
6.8
6.tt
— — —
	
^ 	
	
	
	
___
6.8
	
	
- —
~—
	
-—
6.0
	
	
	
	
	
(Ib/day) kg/hr

— — — — — ,
15
-- 	
15 1.4
15 1.4
— 	
— — - .
— — ~-_ _
— 	
— — _
— 	
	 — — _
15 1.4
— — __«.
^-_ 	
-- —
__ — -
	
— — ..__
15 1.4
— 	
	 «.-._
— 	
	
	
(Ib/hr) X Reduction

» — «
— -.— ,
— — —
3 05
3 85

_

—
— «.—
— __

3 B5
	
_
-»
- --
— _^
_ «.•
1 85
_ 	
_
_ 	
_ 	
—
Notea

i
b
a , c
b
3 . n . p n
» ^ » ^ t y
a
f
i
i
j
b
b

j
e

i
i
i
It
i
.1
k
.
b
j
b

-------
                 TABLE 3-4.   (continued).   EXISTING STATE REGULATIONS ON  EMISSIONS  OF VOLATILE ORGANIC
                                           COMPOUNDS APPLICABLE TO THE VINYL COATING  AND PRINTING  INDUSTRY
                                                            Emission limits
ro
cr>
                         State
kg/day   (Ib/day)    kg/hr     (Ib/hr)    X Reduction
Nebraska                 	
Nevada                  	
Hew Hampshire            	
New Jersey               	
Hen Mexico               	
Heu York
North Carolina           -—-
North Dukota             	
Ohio                    	
Oklahoma  .               6.8
Oregon                  	
Pennsylvania             ——-
Khode Island             —--
South Carolina           	
South Dakota             	
Tennessee               	
Texas                   ___
Utah                    	
Vermont                 	
Virginia                 	
Washington               ——
West Virginia            	
Wisconsin               ———
Wyoming                 	
District  of Columbia     6.8
Puerto Hlco             6.0
            15
                      B5
            15
            15
1.4
1.4
                                                                                      85
                                                                                                     Notea
b
b
f
i

i
i
I.
i
a
j
i
.i
i

b
1
b
No regulation
.1
b
b
1
b

f. o

-------
TABLE 3-4.  (continued).  EXISTING STATE REGULATIONS  ON  EMISSIONS  OF
                          VOLATILE ORGANIC COMPOUNDS  APPLICABLE  TO THE
                          VINYL COATING AND PRINTING  INDUSTRY
a)   Applies to oven emissions (organic compounds which have been exposed
     to a flame or have been heat cured, heat polymerized,  or baked).

b)   Ambient air standard only.

c)   Maricopa County only.  Rest of the state calls for "no unreasonable
     escape of solvents and use of control equipment where  needed."

d)   Applies to County of Los Angeles and San Francisco Bay Area APCD.
     County by county regulations, most following this pattern.

e)   Applies to photochemically reactive solvents, as defined in Rule 66.

f)   Total emissions.

g)   Applies to AQCR 7 only.

h)   Unless equipped with acceptable control.

i)   VOC emissions should not exceed 0.45 kilograms per liter  (3.8 pounds
     per gallon) of coating, excluding water, delivered to the coating
     applicator.

j)   VOC emissions should not exceed 0.35 kilograms per liter  (2.9 pounds
     per gallon) of coating, excluding water.

k)   VOC emissions should not exceed 0.54 kilograms per liter  (4.5 pounds
     per gallon), excluding water.
                                  3-27

-------
      The current state regulations  do not cover  the  fugitive  VOC  losses
 from vinyl  coating  applicators/processing,  printing/topcoating  presses,
 solvent cleaning and  handling,  and  ink preparation.   These  losses  can
 account for up  to 30  percent  of a vinyl  coating  plant's  total solvent
           7
 emissions.
      The  states  that  are  non-attainment  areas  for  photochemical  oxidants
 are  currently  preparing and  submitting State Implementation Plans  (SIP)
 to the  U.S.  EPA  for approval.  As  required  in  the  Clean Air Act, the
 U.S.  EPA  has published a  series  of Control  Techniques Guideline  (CTG)
 documents  containing  information and  recommended emission  limits for
 particular industries.  A summary  3f  the CTG document for  coating  of
 fabric  and vinyl  is presented  in Table 3-5.18
      As a  result  of the fabric and  vinyl coating CTG, some states' SIP
 are  calling for  90 percent capture  of the solvent  in the ink and coating
 formulations that enter the  coating and printing equipment.19  These
 same  SIP also  require 90  percent control of the captured emissions which
 results in  an  81 percent  overall reduction  of  VOC  emissions from coating
 and  printing processes.   This  reduction is  approximately equivalent
 (based  on  15 percent solids  by volume) to the  CTG  emission limit of
 0.45  kg per liter (3.8 Ib/gal) of  coating minus water.
      Some  states have not used the  fabric and  vinyl coating CTG to
 develop their  SIP, but instead have used the CTG document developed for
 rotogravure printing because a rotogravure technique is used to print
 flexible vinyl.  The rotogravure CTG document  covers publication and
 packaging  rotogravure and flexographic printing.   A summary of this CTG
document is presented in Table 3-6.20
     The flexible vinyl printing industry has  been classified under the
 packaging  rotogravure category.  This category requires a 65 percent
overall  VOC reduction wherever packaging rotogravure printing is used.
The rotogravure CTG also allows the use of waterborne inks to meet the
 specified level of control.   If waterborne inks are used, the volatile
 fraction of the ink must contain 25 percent or less by volume organic
solvent and 75 percent or more water.   High solids inks must contain 60
percent or more by volume  nonvolatile material.11
                                     3-28

-------
            TABLE 3-5.   SUMMARY OF CTG DOCUMENT FOR COATING OF
                            FABRIC AND VINYL1*5
 Affected
 facilities
 Fabric and vinyl  surface coating lines including the applica-
 tion areas and the drying ovens.  Fabric coating includes all
 types of coatings applied to fabric.   Vinyl  coating refers to
 any printing,  decorative, or protective topcoat applied over
 vinyl coated fabric or vinyl  sheets.
 Number of
 affected
 facilities
 Estimated  to be 130 facilities  nationwide.
 VOC
 emissions
 nationwide
 Estimated  annual  emission  from fabric  coating  operations  are
 100,000 Mg/yr  (110,000  ton/yr.   [15]   The vinyl  segment of
 the  fabric  industry  emits  about 36,000 Mg/yr  (40,000  tons/yr)
 VOC  from fabric coating represents  about  0.4 percent  of the
 estimated  VOC  emissions nationwide.
 VOC
 emission
 range  per
 fac i1i ty
Average  annual  VOC  emissions  are  estimated  to  be  850 Mq
 (940  ton).
 100 ton/yr
 source size
Any  but  the  smallest  fabric coating  facilities  should  exceed
emissions  of 100 ton/yr of VOC.
CTG emission
limit
The recommended VOC emission  limits are:

a.   Fabric coating 0.35 kg per liter of coating minus water
     (2.9 Ib/gal).

b.   Vinyl coating 0.45 kg per liter of coating minus water
     (3.8 Ib/gal).
VOC
reduction
per facility
The actual percent reduction will vary depending on the sol-
vent content of the existing coatings and the control method
selected.  Implementation of the recommended control methods
can reduce VOC emissions by 80 to 100 percent.
Costs
BASIS:  15,000 scfm facility using incineration with primary
heat recovery or adsorption with recovered solvent credited
at fuel value.
                   Capital  cost:
                   Annualized cost:
                   Cost effectiveness:
                              $150,000 - $320,000
                              $ 60,000 - $ 75,000
                              $34 - $39 per ton VOC
                                  3-29

-------
          TABLE 3-6.   SUMMARY OF CTG DOCUMENT FOR GRAPHIC ARTS -
                        ROTOGRAVURE AND FLEXOGRAPHY
 Affected
 facilities
 (p. 1-D*
Flexographic and rotogravure processes applied to publication
and packaging printing.
 Number of
 affected
 facilities
 (p. 2-5)*
     Publication printing is done in large printing plants,
     numbering less than 50 in total.

     There are approximately 13 to 14 thousand gravure printing
     units and 30 thousand flexographic printing units.
 VOC
 emissions
 nationwide
 (p. 2-8)*
a.   Gravure

b.   Flexography
 100,000 Mg/yr 1976 (110,000 tons/yr)

  30,000 Mg/yr 1976 (33,000 tons/yr)
               This represents about,0.8 percent of stationary source
               estimated emissions.
 VOC
 emission
 range per
 f ac i 1 i ty
 (calculated)
     Gravure
b.  Flexography
 7.4 Mg/pringin   unit per year
(8.;? tons/unit)

   L Mg/pringing  unit per year
(l.L tons/printing  unit per year)
 100 tons/yr
 source size
A plant will be a potential  100 tons/yr VOC source if it uses
110-180 Mg  (120-200 tons) of ink per year, where the solvent
concentration is 50-85 percent.
 CTG
 emission
 1 imi t
 (pp. 1-2,
 1-3)*
Use of water-borne or high solids inks meeting certain
composition criteria or the use of capture and control
equipment which provides:

     a.   75 percent overall VOC reduction where a publica-
          tion rotogravure process is employed;

     b.   65 percent overall VOC reduction where a packaging
          rotogravure process is employed; or,

     c.  60 percent overall VOC reduction where a flexographic
          printing process is employed.
*The source of the summary information is the indicated page number in
 "Control  of Volatile Organic Emissions from Existing Stationary Sources,
 Volume VIII:  Graphic Arts - Rotogravure and Flexography," EPA-450/2-78-033.
                                    3-30

-------
3.3.2  Selection of the Baseline  Emission Level
     The baseline emission  level  should  represent  the  emission  reduction
which has been demonstrated to be achievable  by  the majority  of  existing
flexible vinyl printing facilities.  Contacts with existing controlled
flexible vinyl facilities and state regulatory agencies  indicate that
the 65 percent control level of the packaging rotogravure printing CTG
is being applied to existing facilities  in several states.  Therefore,
the 65 percent overall control level is  selected as the  baseline for
this study.
                                   3-31

-------
3.4  REFERENCES

1.    Booth,  G.L.   Coating Equipment and Processes.   New  York,  Lockwood
     Publishing Company,  1970.   450 p.

2.    Trip report.   Laube, A.M.  and N.E. Krohn.   Radian Corporation,  to
     file.  September 8,  1980.   19 p.   Report of July 30,  1980 visit to
     Stauffer Chemical  Company  in Anderson,  S.C., (Docket  Confidential
     File).

3.    Schechter, W.I. and E.J. Taylor.   Polyvinyl Chloride  Sheet and  Film
     from the Republic of China.  (Prepared  for U.S. International Trade
     Commission.)   Washington,  D.C.  Publication No. 879.   April  1978.
     p. A-16.

4.    Reference 3,  p. 9.

5.    Letter and attachments from Hall,  W.B., Chemical Fabrics  & Film
     Association,  to Goodwin, D., EPA:ESED,   August 8, 1980.   53 p.
     CFFA vinyl printing operations survey.

6.    Letter from Brookman, R.S., Pantosote,  to Laube, A.H.,  Radian
     Corporation.   December 2, 1980.

7.    Trip report.   Laube, A.M.  and D.T. Smith, Radian Corporation, to
     file.  November 15, 1979.   22 p.   Report of visit to General Tire
     and Rubber Company  in Columbus,, Mississippi.

8.    Letter from Niles,  R.W., Uniroyal  Inc.  to Laube, A.H.,  Radian
     Corporation.  December 4,  1980.,

9.   Telecon.  Krohn,  N.E., Radian Corporation, with Weimer, R., Sinclair
     & Valentine.  February 2,  1981,   Conversation  about waterborne
     inks.

10.  Meeting Notes.  Laube, A.M.,  Radian Corporation, with Laundrie, R.,
     General Tire and  Rubber Corporation.   February 5, 1981.  Conversation
     about waterborne  inks.

11.  Letter  from Niles,  W.   Uniroyal Inc.,  to  Grumpier, D.,   EPA.
     February  2, 1981.

12.  Letter  from Laundrie, R.W., The General Tire  & Rubber Company,  to
     Krohn,  N.E., Radian Corporation.   February 16, 1981.

13.  Telecon.   Krohn,  N.E.,  Radian Corporation,  with Fitzwater,  J.,
     Polyvinyl  Chemicals.  January 27, 1981.   Conversation about waterborne
     inks.
                                     3-32

-------
 14.  Trip report.  Laube, A.M., Radian Corporation, to file.  October 10,
     1979.  4 p.  Report of September 28, 1979 visit to Uniroyal in
     Mishawaka,  Indiana.

 15.  Trip report.  Laube, A.M. and D.T. Smith, Radian Corporation, to
     file.  January 27, 1980.  6 p.  Report of December 12, 1979 visit
     to Stauffer Chemical Company in Anderson, South Carolina.

 16.  Letter from Ilg, W.G., Columbus Coated Fabrics, to Laube, A.H.,
     Radian Corporation.  December 5, 1980.

 17.  Status summary of State Group I VOC RACT Regulations as of March 10,
     1980.  GCA Corporation.  Bedford, Massachusetts.   May 1980.

 18.  Peterson, P.R. and R.R. Sakaida.  (Pacific Environmental  Services,
     Inc.)  Summary of Group 1 Control Technique Guideline Documents for
     Control of Volatile Organic Emissions from Existing Stationary
     Sources.   (Prepared for U.S.  Environmental Protection Agency.)
     Research Triangle Park, N.C.   Publication No. EPA-450/3-78-120.
     December 1978.   p. 2-8.

 19.  Memo from Laube, A.M., Radian Corporation, to file.   October 27, 1980.
     25 p.  Compilation of state agency contacts.

 20.  Capone, S.V. and M.W.  Petroccla.  (GCA Corp.)  Summary of Group II
     Control Technique Guideline Documents for Control  of Volatile
     Organic Emissions from Existing Stationary Sources.   (Prepared for
     U.S.  Environmental Protection Agency.)   Research  Triangle Park, N.C.
     Publication No.  EPA-450/2-80-001).   February  1980.   p.  17.

21.  Capone, S.V. and M.  Petroccia.   (GCA Corporation.)   Guidance to
     State and Local  Agencies in Preparing Regulations  to Control
     Volatile  Organic Compounds  from Ten  Stationary Source Categories.
     (Prepared for U.S. Environmental Protection Agency.)   Research
     Triangle  Park,  N.C.   Publication No.  EPA-450/2-79-004.  September
     1979.   pp.  89-101.
                                  3-33

-------
                    4.  EMISSION CONTROL TECHNIQUES

     The flexible vinyl coating and printing (FVC&P) industry has
significant emissions of volatile organic compounds (VOC).  These
emissions occur throughout the FVC&P plant wherever solvents are handled.
All of these VOC emissions have been characterized in Chapter 3.  Only
the VOC emissions associated with the FVC&P finishing processes will be
discussed here.  VOC emissions from storage, formulation activities, and
cleanup are not included in this discussion.  VOC emissions from solvent
storage tanks are being examined in a separate NSPS background document.
Formulation VOC emissions are already controlled to low levels due to
safety reasons.  VOC cleanup emissions are generally low concentration,
low volume sources which are very difficult to capture and control.  The
combination of these three emissions sources is less than ten percent of
the total amount of VOC emitted from a typical FVC&P plant.
     In the finishing operation VOC emissions result from the evaporative
loss of organic solvent as:
              •process emissions (exhaust from drying ovens) and
              • fugitive emissions (unintentional solvent evaporation
               from the coating operation itself).
The printing and topcoating finishing operations are the principle
sources of VOC emissions in the FVC&P industry.  This chapter will
review the technology available for the control of VOC emissions.
     There are five basic control technologies used to reduce VOC
emissions.  Those technologies are:
              • carbon adsorption
              • incineration
              • wet scrubbing
                                    4-1

-------
              • condensation, and
              • process modification.
Of these five technologies, only carbon adsorption, incineration, and
wet scrubbing will be discussed in detail in Section 4.1.  Although not
used in the FVC&P industry condensation will be described briefly
because it is an innovative technology that has been successfully used
in the fabric coating industry and other related surface coating industries
to control VOC emissions.  Process modifications, including changeovers
to low-VOC content (waterborne) ink:;, were covered in Chapter 3.
     Carbon adsorption and incineration would be considered equivalent
in overall control effectiveness for reducing VOC emissions from vinyl
coating and printing facilities.  The selection of either of these
control methods is dependent upon the specific application.  When carbon
adsorption can be applied without unusual operating problems, it usually
holds an economic advantage because of the value of the recovered
solvent.
     There are some applications, however, where the cost of auxiliary
equipment necessary to recover and purify solvent would be high enough
that incineration would be given careful consideration.  The following
is a list of general factors which would favor incineration (the absence
or converse of these factors would therefore favor carbon adsorption):
        • mixture of several solvents (which would require
          distillation and reformulation to reuse),
        • coatings that give off relatively high levels of entrained
          particulates (which might foul and deactivate a carbon bed),
        • water soluble solvents (which would require water
          treatment or some form of noncondensable regenerant), and
        • solvents whose market value approaches their fuel value.
     While both carbon adsorption and incineration are equally effective
as emission controls, they are not as effective as process modifications.
Modifications such as waterborne inks hold a distinct advantage because
of the negligible amount or total absence of solvent.  This absence or
negligible amount of solvent negate:; the difficult to control fugitive
emission  problem.  Wherever applicable, alternate coating techniques
                                      4-2

-------
hold a strong advantage  in environmental, energy, and economic factors.
These alternate coating  techniques have not, however, been sufficiently
developed to replace solvent-based coating  in most of the FVC&P industry
applications.  The use of solvent systems with control devices is required
throughout the FVC&P industry.
4.1  VOLATILE ORGANIC COMPOUND CONTROL
4.1.1  Carbon Adsorption
     Carbon adsorption is a method of reducing VOC emissions by adsorp-
tion of the organic to the surface of activated carbon.  The VOC are
subsequently desorbed from the bed and recovered.  Carbon adsorption is
a mature technology that has been applied to the control of VOC emissions
from  a wide range of industrial processes, including vinyl coating and
printing.  Its theory and principles have been extensively covered in
the literature.  A very brief discussion of the operation of carbon
adsorption units will be presented here, with emphasis placed on the
specific applications in the FVC&P industry.
     4.1.1.1  Operating Principles.  Although there are several types of
continuous carbon adsorption units, most existing facilities use multiple
fixed bed adsorbers which are cycled in and out of service.  Essentially
this cycling results in each adsorber operating in a batch mode.  These
modes are characterized by an adsorption cycle and a regeneration
cycle.  The operating discussion will be divided into these cycles (see
Figures 4-1 and 4-2).
     In the adsorption cycle, the gas containing VOC is routed to an
adsorber containing freshly regenerated carbon.  The VOC is quickly
adsorbed onto the surface of the carbon, and the gas exits with a very
low VOC concentration.   As the capacity of the bed to hold VOC is used
up, the exit VOC concentration begins to rise.  This is called the
breakthrough point, and it signals the need to switch the adsorber to
the regeneration cycle.   Following the switch to regeneration, another
adsorber is moved into the adsorption cycle.
                                     4-3

-------
                    BLOWER
 'GAS
COOLER  PARTICULATE
           FILTER
                             VALVE 1
                         ADSORBER 1
                              VALVE 5
t
             STEAM
               OR  ,	
            HOT GAS
                                                             SOLVENT-LADEN
                                                                 VAPORS
                           VALVE 2, ,    0VALVE4
                            VALVE 3/ '    T
                                        N
                          XVALVE 6

                             VALVE 7
                                                             ADSORBER 2
                                                         ; VALVE 8
                                                                                   SOLVENT RECOVERY
                                                                                     OH DESTRUCTION
                                                                                       EQUIPMENT
                                                                   .  CLEAN EXHAUST
                                                                  "*"      GAS
        PROCESS WASTE
             GAS
         STEAM OR HOT
       GAS REGENERANT
            V VALVE OPEN


            T VALVE CLOSED I
         Figure 4
-1. Schematic of two-bed adsorber unit: adsorber 1 adsorbing, adsorber 2 regenerating.

-------
                                                                       SOLVENT-LADEN
                                                                          VAPORS
               GAS
             COOLER
PARTICULATE
   FILTER
i
en
                           STEAM
                            OR   •
                          HOT GAS
                                                                                            SOLVENT RECOVERY
                                                                                             OR DESTRUCTION
                                                                                               EQUIPMENT
                                                        CLEAN EXHAUST
                                                              GAS
                     _ PROCESS WASTE
                             GAS

                     •— STEAM OR HOT
                        GAS REGENERANT
                     A  VALVE OPEN

                        VALVE CLOSED
                        Figure 4-2. Schematic of two-bed adsorber unit: adsorber 1 regenerating, adsorber 2 adsorbing.

-------
     The important parameters during the adsorption mode include:
         •degree of regeneration (or working capacity of carbon),
         • VOC inlet concentration (% LEL),
         • gas flow rate,
         • cycle time,
         • temperature of the inlet gas,
         • type of solvent,
         • type and amount of carbon,
         • superficial velocity in the bed, and
         • bed pressure drop.
The first six factors affect the variance of day to day operations,
while the latter factors are generally set by the initial  design.
     There are two basic types of bed regeneration, thermal and low
pressure.  Both types are based on increasing the volatility of the
adsorbed organic to the point where it leaves the surface of the carbon.
Low pressure regeneration is best suited to units with very high VOC
loadings, and it is not used to any extent in this industry,.  Thermal
regeneration may be accomplished by either steam or other hot gas, with
steam being used in all FVC&P applications.  Hot air regeneration can be
attractive when dealing with water soluble solvents.
     The regeneration cycle is also illustrated in Figures 4-1 and 4-2.
Steam is introduced to the bed which is loaded with adsorbed VOC.  This
results  in desorption by both heating the bed and steam stripping.  The
combined water and organic vapors are condensed in a heat exchanger and
routed to a storage tank (see Figure 4-3).  From storage the solvent/
water solution is sent to a distillation column for final  solvent
reclamation.
     The important operating variables during regeneration  include:
         • length of the cycle,
         • pressure and degree of superheat of the steam,
         • condenser water outlet temperature, and
         • use of cooldown, drying, or expansion cycles before returning
          the bed to the adsorption mode.
                                      4-6

-------
Steam
Regenerating
Carbon
Adsorption
Unit
                                                      Condensed
                                                      SolventSWater
                                                                                        _Cool ing Water In
                                                                                        -^Cooling Water Out
                                              ». Cooling Water Out
                                                                                          Condenser
                                                                               Distillation
                                                                               Column
                                                                                               ^ Recovered
                                                                                                 Solvent
                                                                                Wastewater
                Figure  4-3.  Schematic of Solvent Recovery by  Condensation and Distillation

-------
     4.1.1.2  Operating Problems.   Then; are several  areas of operating
problems with carbon adsorption units in the vinyl  coating and printing
industry.  Among these are:
         • nonregenerable compounds fouling the bed,
         •recovered solvent contamination,
         • solvent/water separation,
         • bedfires, and
         • corrosion.
     Many operating problems are associated with high boiling compounds
fouling the carbon bed.  Polyvinyl chloride and other resins present in
coatings tend to be picked up by the collection system.   These compounds
can plug and foul the carbon bed of a carbon adsorption unit.  Plugging
would decrease bed efficiency, increase steam requirements, and increase
the unit's operating costs.  Also, it has been theorized that iron (in
the form of mild steel) used in equipment construction acts as a catalyst
to form high boiling compounds in the carbon bed.  One manufacturer
tested this theory in laboratory glassware, and produced more than 20
                            p
identifiable heavy organics.   These heavy organic compounds foul the
carbon beds rapidly, and because of their high boiling nature are not
easily desorbed.  This  increases steam usage and shortens carbon life.
     There are several  problems associated with the use of recovered
solvents.  Multicomponent  systems usually require distillation to
separate the solvent components.  The solvent components must then be
reformulated to meet specifications.  Even  in single solvent systems,
the recovered solvent may  not always be suitable for reuse without
further  treatment.  Trace  materials may alter the solvent properties
enough  that  it no  longer meets specifications.
     Because of  the solubility of MEK in water, the process  of solvent/
water separation is an  important  one in the FVC&P industry.   In  the
plants  surveyed  in  this study, two methods  were reportedly being used
for this separation.   They were:  distillation  in a packed tower or
                                                                 345
plate column and extraction in a  liquid-liquid  extraction column.  '  '
In plants  using  distillation  the  recovered  solvent is  treated with a
                                     4-8

-------
 desiccant  such  as  calcium  chloride  to  dehydrate  it.  Adjustment  of  pH  is
 also  necessary  to  prevent  corrosion  of the  distillation  unit.  The  pH  of
 the initial,  untreated  solvent  ranges  around  4 to 4.5.    Neutral  pH
 condititon  are  desired  for these  systems.   The importance of  the pH
 adjustment  should  be  stressed.  A solvent mixture that is too acidic
 will  result  in  severe corrosion.  If the mixture is alkaline, poly-
 merization  of the  MEK results in  formation  of solid matter which causes
 quality problems and  reduces yield.
      For plants using liquid-liquid  extraction columns,  pH adjustment  is
 performed  before any  water separation  processes begin.   Sodium hydroxide
 is again used as the  treatment  chemical.  Following pH treatment the
 MEK-water  solution  is sent to an  extraction column.  The  MEK is  separated
 from  the water  by  solvent  extraction with toluene.  Toluene is injected
 at the bottom of the  column and contacted with the MEK-water solution.
 An MEK-toluene  mixture  is  removed from  the  top of the column and water
 is drawn off  at the bottom.  The  MEK-toluene  mixture is  sent to  a
 conventional  distillation  column  for the separation of the two solvents.
 The distillation process recovers MEK and allows toluene  to be recycled
 to the extraction column.
      Most recovered solvent in this  industry  is reused in  the coating
 process or used as wash solvent.  There are two options for disposing of
 recovered solvent that cannot be  reused.  The first is to  sell this
material  back to the  solvent supplier or an independent firm that
 specializes in reclaiming  contaminated  solvents.   Payment for the spent
 solvent usually takes the  form of a credit against fresh  solvent purchases,
and it is typically only about 30 percent of  the virgin solvent  price.
Another possibility is the use of recovered solvent as a fuel  in the
boiler or the drying oven  burners.  Many of these devices are currently
qas fired,  however, and would require burner modifications before being
able  to burn the solvent.   There is  little economic incentive to burn
solvent since most solvents cost a great deal  more than fuel  oil.
Carbon adsorption  is generally economically attractive only if the
recovered  solvent  can be reused  directly.
                                    4-9

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     Corrosion is often a problem in carbon adsorption system.   Host of
the solvents used in the vinyl coating and printing industry are not
intrinsically corrosive, but corrosive compounds may be formed in the
bed.  The process is similar to that previously described in the form-
ation of high boiling compounds.  The predominantly used ketone solvents
in this industry can break down in the carbon bed to form various corrosive
acids and peroxides.  Corrosion resulting from such byproducts has
caused one major manufacturer to replace much of the mechanical  internals
and supports of a carbon adsorption system after only two years of
operation.  This manufacturer reported that 0.2 percent of the MEK
solvent passing through the adsorption system broke down to diacetyl
         I O
products.   Also, processes which use direct-fired heaters may have
problems with adsorbed carbon dioxide.  On steam regeneration, the CO 2
combines with water to form corrosive carbonic acid.
     Another potential problem  is the occurrence of carbon bed fires.
These apparently result from  spontaneous ignition of solvent on the
carbon surface.  Since adsorption is an exothermic process, it is
possible that heat  liberated  in a dead spot  (with no air flow to cool
it) could rise to the auto-ignition temperature.  The occurrence of  bed
fires is directly related to;  (1)   the oxidation properties of the
particular  solvent,  (2) the air velocity through the bed, and (3) the
design of the tank  containing the activated  carbon.   Fires are predom-
inantly associated  with  ketone  solvents and  are most likely to occur
                                       Q
after fresh  carbon  is added to  the  beid.    Ketone solvents are the
predominant  solvent used  in this  industry.   To  safely use ketone
solvents continuous monitoring  of the following factors  is  recommended:
(1) the C0/C09 concentration, (2) the outlet adsorber  temperature,  (3)
                                                              9
the steam flowrate, and  (4) the performance  of  the  air  valves.    In  the
FVC&P  industry most gas  streams are humidified  prior  to  entering  the bed
                                    *3  A
to minimize  overheating  of  the bed.  "   The  humidity  is  generally  kept
                  3
above  60  percent.
                                    4-10

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      While all of these operating problems mentioned above seriously affect
 the economics and ease of operation of carbon adsorption, they can be
 overcome.  Most of the systems currently operating have only recently been
 installed.  These modern control devices should have the design features
 necessary to solve the problems mentioned.
      4.1.1.3  Existing Applications and Performance of Carbon Adsorption.
 The industry survey found four carbon adsorption units in operation in the
 vinyl  coating and printing industry.  Most of these units were installed
 during the last five years and, therefore, are representative of relatively
 modern technology.   Two of these units will  be described in  detail  to
 illustrate the applicability of carbon adsorption  to the FVC&P industry.
      Vinyl Coater A installed a new carbon adsorption system in 1977  to
 control  VOC emissions from their solvent-based vinyl  printing operation.   The
 solvents recovered  by the  system are MEK,  MIBK,  acetone,  and  toluene.
 Separation of the  solvent  mixture is accomplished  by  dehydrating  the  mixture
 with  solid caustic  soda  and  distilling it  through  three  bubble  cap  tray
 columns.
     The unit  is designed  to  handle  approximately  2130 dry standard cubic
 meters per minute  (76,140  scfm)  of oven exhaust  gas.   Fugitive  emissions
 captured by floor sweeps are  ducted  to the atmosphere.  The system  is
 designed so that the  operator  could  maintain the inlet gas stream at a
 concentration of 40 percent of  the Lower Explosive Limit  (LEL).  However, the
 plant normally operates at 15 percent  LEL.  Automatic hydrocarbon sensing
 devices  activate a warning signal to the operator at 50 percent LEL and the
 equipment  is shut down at 60 percent LEL.3
     The control system consists of two banks of carbon adsorption units
operated in parallel.  Each bank is made up of three fixed carbon beds.  At
any given time one carbon bed is adsorbing, one is  regenerating, and
one is cooling.   Cycle change is automatically initiated when the
                                    4-11

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combustible qas monitor (in this case an infrared stack gas analyzer) on
the adsorber outlet exceeds the breakthrough setpoint or when a programed
time interval  has elapsed.  The inlet solvent-laden air stream is always
filtered, cooled, and humidified before entering the carbon adsorber.
The humidity is kept above 60 percent to minimize overheating of the bed
(which helps prevent bed fires).  The carbon beds are regenerated with
steam, and the combined steam/solvent vapors are condensed.  The conden-
sate is then decanted with the solvent layer being sent to a distillation
column and the water layer being steam stripped and discharged to a
waste pond.
     The system manufacturer has guaranteed an overall carbon bed
recovery efficiency of 98 percent.  This results in no more than 5 ppm
of VOC in the exhaust stream for 90 percent of the time and no more  than
50 ppm for 10 percent of  the time.  The average VOC emission rate was
estimated to be  less than 3.11 kg  (6.86 pounds) per hour.
     No major operating problems have occurred in  this VOC control
system.  Only routine maintenance  procedures have  been reouired  on the
system.  Although  it has  not caused any system operational problems,  the
plant does have  some carryover  of  plasticizer material into  the  solvent
recovery system.   '     Plasticizer material  is being  entrained  in the
gas  stream entering  the carbon  adsorption  device.  The material  does not
plug the carbon  bed  because  it  is  desorbed during  the bed's  regeneration
cycle.   Following  desorption  from  the  carbon bed,  the plasticizer
material  is  transmitted  into  the distillation  system. Wastewater
discharged  from  the. distillation column  contains  varying  anounts of  the
plasticizer  material.   The plasticizers  are recovered by  decanting  the
water.   The  company currently  secures  the  plasticizer material  in
storage  drums  and  landfills  it.
      Vinyl  Coater  B is also  operating  a carbon adsorption system for VOC
 reduction,  however, this  system attempts to control  both  oven and fugitive
 emissions.   The system was installed in 1979 to control  MEK solvent
 emissions  from a 76.2  centimeter (30 inch) wide vinyl printing line.
                                     4-12

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     The carbon adsorption unit is desinned to handle inlet solvent-
laden air flows of 220 dscm/nin (8,000 scfm).  The concentration in the
inlet gas stream was designed to be approximately 4500 ppm MEK (25% LEL).
With these operating conditions, the carbon bed has a vendor guaranteed
minimum removal efficiency of 95 percent.  The adsorption system has a
solvent recovery capacity of 363 kq (800 Ibs) per hour.
     Vinyl Coater B uses two fixed bed adsorbers to recover solvent.
Each bed contains 2700 kg (6000 Ibs) of activated carbon.  Prior to
entering the carbon beds, all solvent-laden air is filtered, cooled, and
humidified.  One unit is always on line adsorbing for a 55 minute cycle.
The regeneration cycle of the other unit is 45 minutes (allowing ten
minutes for cooling).  Approximately 907 kg (2000 Ihs) of steam per hour
at 2 psig are used to regenerate the solvents.  Following regeneration
the solvent/steam mixture is condensed, adjusted for pH, and sent to a
storage tank.  From storage the solvent/water solution is sent through a
distillation column and from there to a calcium chloride dehydration
                                                  12
unit to purify and recover the solvent components.
     The wastewater discharges from the carbon adsorption and distilla-
tion systems used in the flexible vinyl printing industry represent
potential sources of secondary environmental impacts.  Depending on the
particular situation being controlled, wastewater discharges from these
systems would contain varying amounts of dissolved VOC.
     Industry representatives have indicated that the BID cost analysis
in Chapter 8 should include costs to cover the treatment of these wastewater
discharges.  No costs have been included for this purpose because none
of the FVC&P plants currently operating carbon adsorption/distillation
solvent recovery systems have reported any instances where such treatment
of this wastewater stream is performed.  The BID analysis suggests that
the wastewater stream can be used as boiler feedwater.  It is recognized
that such wastewater streams may need to be deaerated and treated before
reusing them in a boiler.  If such boiler water treatment is not available
or adequate, then the condensate could possibly be used as make-up for
water cooling towers.  Manufacturers in this industry are currently
                                   4-13

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discharging these wastewaters to municipal sewers without local  penalties
or surcharges.
     Local regulations may require treatment now or in the future.  In
such cases several low cost options are available.  The recovery and
solvent purification methods should be1 selected after considering the
requirements of local water regulations.
     These two examples illustrate the1 range of carbon adsorption
applicability to the vinyl coating and printing industry.  In other
cases, however, other control options may be more attractive from an
economic viewpoint.  The ability to reuse the recovered solvent is the
key issue in the economic assessment.  Although there are a number of
potential operating problems associated with carbon adsorption, these
problems have been overcome in several industrial applications of this
technology.  Where carbon adsorption is economically attractive,  it
presents a good control option in terms of both environmental factors
and resource conservation factors.
4.1.2  Incineration
     The process of  incineration involves the oxidation of organic
pollutants to carbon dioxide and water.   Incineration has been used
extensively as an  emission control technology in many industries, but
not in the FVC&P industry.   It is a mature and well-documented technology.
This section presents a brief discussion  of  incinerator operation with
emphasis  on those  factors that affect  its application to  FVC&P emissions
because  it may be  considered for future applications.
     4.1.2.1  Operating Principles.  n"he  operating principle of  incinera-
tion is  basically  just oxidation  (or burning) of  the  pollutants.   In
thermal  incineration,  this  is accomplished  by raising the solvent-laden
air temperature  to 540 to 820°C  (1000  to  1600°F)  or exposing same to  a
                                                        13 14
direct flame, both for a  period  of 0.3 to 0.75  seconds.   '    The percent
of VOC  (solvent)  destruction as  a  function  of  temperature has been  well-
documented.   Figure 4-4 shows the  EPA's estimates  of  VOC  reduction
versus firebox temperatures.     Similar results can  be  achieved  by
catalytic incineration at lower  temperatures (400° to 540°C  or  750° to
                                     4-14

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  100
       HYDROCARBONS
            ONLY
                                      HYDROCARBON AND CARBON
                                      MONOXIDE (PER LOS ANGELES
                                        AIR POLLUTION CONTROL
                                           DISTRICT RULE 66)
UJ
  50
   1150
1200
1250    1300     1350     1400
           TEMPERATURE, °F
                                                       1450
                                                    1500
1550
     Figure 44.  Typical effect of operating temperature on effectiveness of thermal afterburner
              for destruction of hydrocarbons and carbon monoxide.

-------
 1000°F).     In  this  study only  one  FVC&P manufacturer was  identified
 that  operated an  incinerator  for  VOC  control.   The  estimated  destruction
 of VOC  from  this  unit  was 99  percent.3
      Typical thermal and  catalytic  incinerators are shown  in  schematic
 form  in  Figures 4-5  and 4-6,  respectively.
      The  factors  important to incinerator design and  operation  include:
         • type and concentration  of VOC,
         • gas flow rate,
         • preheat temperature,
         • firebox temperature,
         • supplemental fuel rate,
         • residence  time,
         • efficiency of flame contact,
         • burner  type, and
         • amount  of excess  air.
The first  four factors are  the  primary operating  variables, and  they
determine  the fifth factor, the rate  of  supplemental  fuel  firing.  The
remaining  factors are design  parameters  and are  subject to variations on
a  day to day basis.
      Heat  exchange equipment  could  be considered  an optional  accessory
to the incinerator system,  but with rising fuel  prices, it has almost
become a necessity.  Heat  recovery  equipment is  generally  divided into
primary and secondary recovery.    Primary  heat recovery is  defined as the
exchange of heat  between  the  hot  incinerator effluent and  the relatively
cool  process waste stream.  Secondary heat recovery is defined as any
further exchange  between  the  incinerator  effluent and another process
s tream.
      In describing a heat  recovery  system, the  term efficiency is often
used.  This should be the  thermodynamic efficiency of the  system, or in
other words, it represents  the percent of available energy that  is
recovered.  For a single  air-to-air heat  exchanger, this thermal efficiency
may be approximated by:
                                    4-16

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I
-J
                                   PRIMARY HEAT
                                     RECOVERY
                     1
                 PROCESS
                                 SECONDARY HEAT
                                    RECOVERY
                                                                      INCINERATOR
                                                                                SUPPLEMENTAL FUEL
                                                                 - AIR
                                                                                   TO ATMOSPHERE
                               Figure 4-5. Incineration with primary and secondary heat recovery.

-------
oo
                         BLOWER
                                           TEMPERATURE
                                       I SENSOR/CONTROLLER
                                                                             FUEL
                                                                       BURNER
                                                              CATALYST
                                                                 BED
                                                                             WASTE STREAM INLET
                                                                                         EXHAUST
                                    Figure 4-6. Schematic diagram of a catalytic incinerator.

-------
                Exchanger Efficiency =32
                                       T1-T2
 where          T,  = Inlet Temperature - Hot side
                T2  = Inlet Temperature - Cold side
                T-  = Outlet Temperature - Cold side
      Primary heat  exchanger efficiencies (using  standard  tube and  shell
 heat exchangers) are limited to about 45 percent efficiency not  by heat
 exchanger design,  but by safe operating practice.   At 25  percent of the
 LEL, a  temperature rise of up to 380°C (680°F) can occur  on combustion.
 A maximum operating temperature of  820°C (1500°F)  is  typically specified
 to  protect the  incinerator and the  heat exchangers.16  This then limits
 the incinerator inlet temperature to  about  440°C (790°F).   This  incin-
 erator  inlet limitation then limits  the potential  primary heat recovery
 efficiency.   This  also minimizes  the  possibility of auto-ignition  of the
 waste stream in the primary heat  exchanger.   These primary heat  recovery
 limitations  are based  on  a concentration of  VOC  at 25 percent of the
 LEL.  For lower concentrations,  the safe limit for primary heat  recovery
 increases.   Below  5 percent of the LEL,  100  percent heat  recovery  would
 be  safe,  but technologically impractical.
      Primary heat  recovery in  a catalytic incineration  system  is limited
 to  a  lower temperature  by  catalyst sintering  and deactivation.   The
 available  heat  in  the  incinerator exhaust is  also  lower,  however,
 because of less sensible heat  in  the  low  temperature  combustion  prod-
 ucts.  This  results  in  about  the  same primary heat recovery efficiency
 as  thermal incineration.
      Secondary  heat  exchange recovers waste heat for  use  in other
 processes in the plant.  This energy may be used for  process air heat
 requirements or for  plant  space heating.  In coating  facilities,  sec-
ondary heat  recovery could  be used to heat inlet air  to the drying
ovens.  Heat exchanger efficiencies  in secondary heat recovery are
typically in the 50  to 55 percent range.17  Assuming a primary heat
                                   4-19

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recovery efficiency of 35 percent, this would yield an overall  heat
recovery efficiency of 70 to 80 percent.
     It is possible for the energy recovered from solvent incineration
to provide all of the energy needed for the incinerator and the drying
oven, with supplemental fuel required only for a small pilot burner to
prevent flame-out.  This is, of course, highly dependent on the concen-
tration of the VOC in the oven exhaust.  No supplemental fuel  will be
required to incinerate air streams at 40 percent LEL or higher, while a
more conventional concentration of 25 percent LEL will almost always
require supplemental  fuel.  The exact break-even point will vary with
solvent type and the desired firebox temperature.  The maximum percent
LEL is normally dictated by the company insuring the oven.
     It should be pointed out that even for lower concentrations where
some supplemental fuel is required, additional heat is available in the
stack gases for further heat exchange.  This  is dependent on the avail-
ability of another heat requirement in the immediate area.  Some pos-
sibilities for additional secondary heat recovery would include space
heating for the building, boiler combustion air preheat, and oven heat
for other coating lines.  If the heat in the  incinerator exhaust were
used to the fullest extent, a net energy savings over the uncontrolled
situation would result even if the incinerator requires supplemental
fuel.
     4.1.2.2.  Operating Problems.  While incinerators  are simple,
reliable, and not prone to extensive operating problems, some of  the
potential problem areas include:
        • fouling of heat transfer surfaces,
        • corrosion,
        • catalyst poisoning,
        • secondary emissions, and
        • high operating cost with low LEL gas streams.
     The fouling  of heat transfer  surfaces  is not  a problem during
incineration  of  VOC gas streams.   These VOC  streams exit from the
printing and  topcoating ovens and  contain essentially zero particulates.
                                   4-20

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     Halogenated hydrocarbon solvents will produce highly corrosive
compounds when combusted.  This problem is not significant in the FVC&P
industry because halogenated hydrocarbon solvents are seldom used.  An
additional cause of corrosive atmospheres is the firing of supplemental
fuels with a high sulfur content.
     There are more potential problems with catalytic incineration than
with thermal.  The most serious of these problems is catalyst poisoning
or deactivation.  Some common catalyst poisons include phosphorous,
                                                         1R
bismuth, arsenic, antimony, mercury, lead, zinc, and tin.    Caution
should be used in a catalytic incineration system concerning the use of
phosphate metal cleaning compounds and galvanized ductwork.
     A second problem in catalytic incineration is one of particulate
matter.  Combustion efficiency is reduced by inhibited contact between
the catalyst active sites and the pollutant gases due to particulate
buildup on the catalyst bed.  Also, pressure drop is increased which
increases utility requirements of the blower.
     Any combustion source can potentially cause emissions of unburned
hydrocarbons, carbon monoxide, and nitrogen oxides.  The emission levels
of these secondary pollutants should be very low considering that an
incinerator is designed specifically with complete combustion as the
objective.  The typical operating temperatures of incinerators in the
FVC&P industry will not promote significant oxidation of nitrogen in the
combustion air to nitrogen oxides.  Therefore the magnitude of any
secondary pollutants from incineration is outweighed by the benefits of
VOC reduction.
     Dilute VOC streams can cause increased operating costs for incineration
units.  Dilute streams result from air leakage into the gas ducting
systems, the dilution of oven gases with other process gases, or poor
turndown in process ovens.  Air leakage can be minimized by proper
maintenance of ducts and ovens.  The dilution of solvent-laden, oven
gases occurs when dilute VOC streams, such as those from fugitive
control equipment or curing oven zones, are combined directly with the
                                   4-21

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drying oven gases.  This problem can be minimized through efficient oven
design where dilute VOC streams are used as makeup air to solvent drying
zones in the oven.
     A major operational problem with using incinerators cm flexible
                                                     1 q
vinyl printing lines is the 40 to 60 percent downtime   inherent in the
printing operation.  This high downtime is a result of:  short production
runs (many pattern changes), a need for consistent color matching, and a
need for precise color and pattern registration.  The operation of an
incinerator at these 40 to 60 percent downtime conditions would be very
inefficient and very costly because of the need to provide large amounts
of supplemental fuel.  However, in the absence of concentrated VOC going
to the incinerator (during downtimes), supplemental fuel would be required
to keep the incinerator running at an adequate solvent destruction
temperature.  The temperature of the incinerator cannot be allowed to
drop (during downtimes) because once the line is operating again and
emitting VOC, the incinerator cannot respond quickly enough from cold
status to achieve solvent destruction temperatures.
     4.1.2.3  Existing Applications and Performance of Incineration.
The industry survey indicated that only one FVC&P facility uses an
incinerator to control VOC emissions,,  The incinerator used by Vinyl
Coater A is not designed to control VOC emissions from vinyl printing
operations.  The primary function of the incinerator is to control VOC
emissions from an accompanying pressure sensitive adhesive coating line
used to produce the final product.  The incinerator can be used for VOC
control of the vinyl lines if the carbon adsorber, normally used,
malfunctions.
     This thermal incinerator is designed to handle 550 dscm/min  (19,700
scfm) of solvent laden air.  It operates at 760°C  (1400°F) and is expected
to achieve a 99 percent destruction rate of VOC.  Natural gas is predominantly
used to fire the incinerator, but No,. 2 fuel oil can also be used.
Currently, this manufacturer does not recover any heat from the incinerator,
                                         3
although the idea is under consideration.   No major operating problems
have occurred with the incineration system.
                                    4-22

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      One other major manufacturer  in the  FVC&P  industry  is  considering
 the installation of a thermal  incinerator to control VOC em'ssions.
 Incineration is being considered instead of carbon adsorption because
 the LEL need not be as high as for solvent recovery methods, mixed
 solvents can be handled easily, and energy recovery benefits are possible.20
 4.1.3  Wet Scrubbing
      Wet scrubbers or wet collectors are in prominent use as air pollution
 control devices in many varied industries.  The theory and  technology
 behind wet scrubbing is well-developed and well-documented  in the
 literature.  Most simply a scrubber is a device which uses an aqueous
 stream or slurry to remove particulate matter and/or gaseous pollutants
 from an industrial  process gas stream.   In the vinyl  coating industry
 scrubbers are used to control  VOC emissions  from flexible vinyl  printing
 lines.
      The survey of the vinyl  coating  and printing industry found three
 companies using wet scrubbing  techniques to  control  VOC emissions.   All
 three  companies use packed tower  or packed column scrubbers  to  reduce
 their  VOC emissions and  to control  a  related  odor problem.   The  follow-
 ing  sections,  therefore,  explain  the  general  operation  of packed column
 scrubbers  for  VOC  control  and  their specific  applications in the FVC&P
 industry.
     4-1-3-1  Operating  Principles.   Packed columns are  vertical  structures
 containing  manufactured  packing elements  such as  raschig  rings,  spiral
 rings,  lessing  rings,  berl  saddles, and  intalox  saddles.21 The columns
 control  gaseous pollutants  (solvent vapors) by  absorbing  them in  a
 liquid medium.  Solvent  removal is  initiated when  the polluted gas
 stream enters the distributing  space at  the bottom of the column  (below
 the packing area) and flows upward  through the  packing interstices.   As
 the gas flows up through the packing, a scrubbing  liquid  is  introduced
at the top of the column and flows down over the packing counter  to the
qas flow.  When the gas and liquid streams contact, the gaseous pollutants
are absorbed into the liquid from the gas.  The packing material  aids in
the absorption process by providing a large contact area between the
                                     4-23

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liquid and gas streams.  Figure 4-7 illustrates the arrangement of a
                               22
typical  packed column scrubber.
     Figure 4-8 illustrates the various types of packing elements used
                               23
in conventional packed columns.    Packings are used to increase column
stability, to reduce liquid channelling, and to increase surface area
            pi
utilization.    Packing elements generally vary in diameter from 0.65 cm
(0.25 in) to 7.6 cm (3 in).  As the size of packing elements increases,
the area of wetted surfaces decreases; thereby resulting in an effi-
ciency reduction.    The more desirable properties of packing elements
are given below:
         •high surface area per unit volume,
         •high ratio of effective area to total area,
         •high percentage of free space,
         • irregularity of shape,
         • favorable liquor distributing qualities,
         • low  pressure drop, and
         • durability.21
     Another  factor affecting  VOC reduction  is the method of  liquid
                                pr
distribution  inside the column.    Plates stationed in the  packed column
determine the  efficiency of distribution.   If  the absorbing liquid  is
not evenly  distributed at the  top of  the  packed column, the VOC  control
efficiency  will  be considerably reduced.  As  the  liquid flows down  the
column,  it  tends  to flow towards  the  side walls.  To counteract  this
occurrence  and to maintain column efficiency,  liquid redistribution
                  24
systems  are used.
      The primary reasons packed column  scrubbers  are used  for VOC
control  include  the  following:
         • high absorption  efficiency,
         •inexpensive  corrosion resistant construction,
         •extensive  application experience,
         • simplicity  of  installation, and
                                          O/T
         • availability in  standard  sizes.
                                     4-24

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                          Clean
                          Gas
                          Outlet
  Liquid
  Inlet  '
                              1   \ s
Gas
Inlet
-Demister

•Liquid  Spray
 Distributor
                                         "-Packed Bed
                                                   Plate
                                         =0—Overflow
                                         -Liquid Storage
                                        J3-—-Pump Suction
                            Drain
 Figure  4-7,  Typical  Packed Column Scrubber
                            4-25

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Raschig
Ring
                 Lessing
                 Ring
Cross-Partition
Ring
Single Spiral
Ring
 Ring
Double Spiral     Tn-ple $piral
                                          $addle
                      Intalox Saddle
                  Ring
      Figure  4-8.  Common  Packings Used  In Packed  Column  Scrubbers
                              4-26

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       4-l-3-2  Operating Problems.   Packed column  scrubbers  have to be
  operated  within  a  narrow range  of  conditions  to avoid  maintenance
  problems.   If either  the liquid  or gas  flow rates  are  accelerated,  the
  loading point of the  column  is eventually reached.   The  loading point is
  defined as  that  point at which  liquid hold-up  starts increasing, thereby,
  resulting in  increased  pressure  drop across  the column.  The  acceleration
  of gas velocities  beyond the  loading point  will cause  a  flooding condition.
  Flooding conditions generally cause high  pressure  drops  and the entrapment
  of absorption  liquid  in  the gas  stream.24
      In some  applications of packed column  scrubbers the build-up of
  solids in the  packing becomes a  serious operating  problem.  Solids  in a
  column can be  caused by  particulate material in the gas  stream and  by
  absorption reaction precipitates.24  Clogged packings could disrupt even
  liquid distribution and  consequently lower the column VOC absorption
 efficiency.   Cleaning solids build-up in most packed columns is difficult
 due to the inaccessibility of the column internals.  Solids build-up is
 generally  not a problem for packed  columns used in the  FVC&P industry.
      4.1.3.3  Existing Applications and  Performance of  Wet Scrubbers.
 Three applications  of wet scrubbers for  VOC control were  found in the
 FVC&P industry survey.  Two of these cases will  be  discussed so as  to
 demonstrate  the applicability of  this control  method in the  FVC&P
 industry.
      Vinyl Coater Y prints and  laminates  purchased  vinyl  sheet to
 produce shower curtains  and  table cloths.   Chlorophenol,  MEK,  and MIBK
 are the primary solvents  used  to  formulate  the  company's  printing inks.
 In a  totally  uncontrolled status  the plant  emits 6.3  kg/hr  (13.8 Ib/hr)
 of MEK, 0.22  kg/hr  (0.48  Ib/hr) of  MIBK, and 0.012  kg/hr  (0.027  Ib/hr)
 of Chlorophenol.  Because of solvent emissions the  plant  has a discernible
 odor  problem beyond  their property  line.    In 1975 the company  installed
 a wet scrubbing system to  control these solvent emissions.27
     The control device installed by the plant was a cylindrical, single
 stage, vertical packed column scrubber.   The MEK, MIBK,  and Chlorophenol
vapors are  removed from the gas stream by absorption in  chemically
                                    4-27

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treated water.  The water is treated with caustic soda and sodium
hypochlorite for odor control  purposes.  Generally about 45 liters (12
gallons) of water are used per 28.3 cubic meters (1000 cubic feet) of
gas.  The liquid recirculation rate in the absorption column is about 90
              27
to 95 percent.
     The scrubber is designed to handle 260 dscm/min (9300 scfm) of air
at a temperature of 29°C (85°F).  The; design gas velocity of the unit is
1.5 m/sec (5 feet/sec).  The overall scrubbing efficiency is about 90
percent.  The waste scrubber liquid, containing the solvents, is diluted
                                                              27
with other sewer water and is discharged to a municipal sewer.
     Vinyl Coater Z also prints and laminates PVC film in a manner very
similar to Vinyl Coater Y.  The solvents used by Coater Z include MEK,
MIBK, and toluene.  Before controls were installed in 1973 the plant was
emitting about 23.6 kg/hr (52 Ib/hr) of ketone solvents and 14.5 kg/hr
(32 Ib/hr) of toluene.  Complaints about plant odors beyond the property
line were also a problem.
     The VOC control system of Coater Z consists of an air ventilation
system operated in conjunction with a wet scrubbing device.  On the
print lines a system of slot type ducts provides an air sweep over the
coated fabric rolls and the coating application areas.  In this plant
the air sweeps from three printing machines are ducted together and sent
to  the scrubber.  The  scrubber is a two stage, cross flow packed device
designed to handle 390 dscm/min (13,800 scfm) of solvent-laden air at an
inlet temperature of 24 to 27°C (75 to 80°F).  Stage one of the scrubber
recirculates  a dilute  aqueous alcohol  solution, while stage two recircu-
lates a dilute aqueous solution of an  emulsifying agent.  A diagram of
the scrubber  is shown  in Figure 4-9.
     The scrubber is designed to  remove MEK, MIBK, and toluene  vapors
from the entering air  stream by absorbing them  in water to which  ali-
phatic  alcohol  has been added.  Alcohol  is  added to  increase  solubility,
especially  of MIBK.  Toluene vapors  are  solubilized  in a dilute emulsi-
fying agent solution.   In stage one of the  scrubber  about  34  liters/min
(9  gal/min) of  liquid  are required  per 28.3 cubic meters  (1000  cubic  feet)
                                     4-28

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Figure  4-9.
Dfagram Of A Two Stage, Cross Flow
Packed Scrubber
                4-29

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 of solvent-laden  gas.   In  stage  two  (toluene removal),  only  26.5  liters/min
 (7 gal/min)  of liquid  are  needed for every  28.3  cubic meters (1000  cubic
 feet)  of air to be  cleaned.   The efficiency of the  scrubbing device is
 90 percent.   No data on  overall  plant VOC reductions were  available.27
     The amount of  waste scrubber liquid that is discharged  from  this
 facility into a municipal  sewer  is very small.   The discharge  load  is
 reduced  because the facility  continually recycles the majority  of the
 water  used by the scrubbing system.   Only a small bleed  off  stream  of
 two  gallons  per minute  is  discharged from the system into  a  municipal
 sewer.   The  remainder  of the  scrubber liquid  goes into  a recycle  tank,
 where  after  the addition of treatment chemicals,  it is  pumped back  to
 the  scrubber for reuse.
 4.1.4  Condensation Systems
     Condensation is a VOC control technology which may  also be applied
 to vinyl  coating and printing operations.   This  technology could  be
 applicable to control drying  oven VOC emissions, but generally  not
 fugitive  VOC.   One  major manufacturer of printed vinyl  has stated that
 they are  installing inert air condensation  systems on two  print line
 ovens  as  a retrofit technology to meet state  VOC standards.28   No other
 commercial vinyl coater  identified in  this  survey is using a condensa-
 tion system  to  control  VOC emissions.  However,   in 1979 a condensation
 system vendor  performed  pilot plant  tests on  a fabric coating facility
 to determine  an overall  recovery efficiency figure for a solvent-based
 surface coating operation.   In these  tests  the condensation  system
 itself had a  recovery efficiency of  99.9 percent.29  By using the
 condensation  system, operating costs  at the pilot facility were reduced
more than 70  percent below what would be expected from a conventional
 solvent drying  oven system.  Savings  were achieved by::  1) eliminating
 the energy needed  to heat dilution air, 2)   lowering the energy consump-
 tion of the oven,  and 3) receiving a  credit for  recovered solvent.30
The fabric coating company plans to  scale up  the pilot program to control
 their commercial lines  by early 1980.
                                    4-30

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     4.1.4.1  Operating principles.  Inert gas condensation is an emerging
solvent recovery technology.  Although most companies offering this
technology have their own proprietary recovery processes, a general
description of condensation systems can be made.  Figure 4-10 shows a
                                                            ?9
typical condensation system design currently being marketed.
     Nitrogen is used as the inert gas in many of these condensation
systems.  Gaseous nitrogen is used to provide inert oven atmospheres and
liquid nitrogen is employed as a refrigerant for condensation purposes.
The inert oven atmosphere means all oxygen has been displaced from the
system.  The removal of oxygen allows the web to dry in an inert, non-
flammable atmosphere with solvent concentrations much higher than those
allowed in a conventional  drying oven system.
     Initially in the drying process the coated web enters the inert
oven atmosphere.  Heat and recirculated inert gases are used to dry the
solvent from the coated web.  Upon drying, a portion of the inert qas
containing highly concentrated solvent vapors is ducted to a solvent
recovery vessel.  In the vessel liquid solvent is recovered by condensation
in several stages of heat exchange.  If necessary a final stage of heat
exchange uses liquid nitrogen refrigeration to accomplish the desired
                                                       30
recovery.  Recovery rates of 99 percent are attainable.    The inert gas
which has been stripped from the solvent is reused to keep the oven
atmosphere balanced and inert.  Inert qas vaporized from the liquid
refrigerant is also used for balancing purposes.
     To successfully use inert gas condensation the oven must be sealed
from outside air, dust, and moisture.  Oven sealing is generally accom-
plished through the use of nitrogen gas curtains.  These curtains prohibit
any leakage into the system, but a small  quantity of nitrogen flows out
of the oven.   This necessary sealing process would limit the application
of the condensation method to only drying oven emissions because captured
fugitive emissions could not be ducted into the system.  Condensation
systems could not be used  to achieve some of the regulatory alternatives
presented in Chapter 6 because of the inability to control  fugitive
emissions.  Because the drying oven is sealed and ventilation prohibited,
                                     4-31

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-pi
r . %
po
              UNWIND
                                                    INERT  GAS
                            RECOVERED
                            SOLVENT
                         WEB
                                              CONDENSATION  REACTION
                                                    AND
                                                INERT GAS
                                               EVAPORATION
                                                              AIR
                                                              HEATER
                                                   GAS FLOW
                                             INERT ATMOSHERE
REFRIGERANT
SUPPLY
                                                  DRYING OVEN
                                                                                             WIND
                Figure 4-10.  Diagram of an  Inert  Gas  Condensation Solvent Recovery System29

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the drying atmosphere can readily be contained and recirculated.  The
internal recirculation allows heat energy to be maintained and solvent
concentrations to rise.  Heat is required only as is needed to evaporate
the solvent and dry the product.  Impingement velocities and the oven
flow rate are then independent of heating and may be, according to
                                           29
system manufacturers, increased at no cost.
     One of the primary benefits of inert gas condensation systems is
that they save energy.  Manufacturers of these systems claim savings of
                                                                30
40 to 90 percent depending on the type of coating being applied.    The
higher 90 percent figure applies where very light paper or plastic film
substrates are being heated.  The coating of materials like heavy-gauge
steel will result in lower savings.  Energy is saved because large
volumes of oven dilution air do not have to be heated and drawn through
the oven.
     The main drawback to inert condensation systems is that they can
only be used on webs that generally do not break (metal, fabric, or
heavy paper or plastic).  When a web breaks in a drying oven, operators
must go into the oven and repair the break.  To do this in inert systems
the oven must first be purged of the inert gas atmosphere.  This procedure
is very costly and time-consuming to the operator.  This limitation
hinders the use of these solvent recovery systems on some high speed,
thin web operations.
4.1.5  Vapor Collection Systems
     The design of the vapor collection system is very important to the
overall emission reduction from a given facility.  Control equipment can
only recover or destroy those emissions which are captured and routed to
it.  Fugitive emissions escape directly.  Only proper collection system
design can minimize these fugitive emissions.  Fugitive VOC emissions
from flexible vinyl printing facilities occur from:  evaporated solvent
in the ink troughs, the exposed part of the gravure printing cylinder,
and exposed portions of the coated vinyl web prior to entering the
drying oven.
                                    4-33

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     An efficient collection system should maximize the capture of
fugitive emissions while minimizing the capture of dilution air.  Since
these are opposing functions, there should be an optimum degree of
collection.  This section will identify those factors important in
collection system design, and qualitatively address the optimum degree
of collection.
     The factors important to the efficiency of a collection system
include:
         • degree of turbulence,
         • capture velocity,
         • selectivity of collection, and
         • degree of containment.
Although these factors are interdependent, each one will be discussed
separately.
     It is obvious that turbulence in the air around a fugitive emission
source will make effective collection much more difficult.  Sources of
turbulence that should be recognized and minimized (within operating
constraints) include:
        • thermal  air currents,
        • machinery motion,
         • material  motion,
         •operator movements,
        • room air currents,  and
        • spot cooling and heating of  equipment.
     The velocity necessary to collect contaminated air and draw it into
an exhaust hood is called the capture  velocity.   At capture velocity,
the inflow of air to the hood is sufficient to overcome the effects of
turbulence and thereby minimize the escape of contaminated air.  Empirical
testing of operating systems  has been  used to develop  the guidelines for
capture velocity presented in Table 4-1.3*
     The selectivity of a collection system is as important as its
overall  efficiency.   Selectivity describes the ability of the collection
system to capture  pollutants  at their  highest concentration by mini-
                                    4-34

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            -Table 4-1.  RANGE OF CAPTURE VELOCITIES
Condition of dispersion of
contaminant
Released with little velocity
into quiet air

Released at low velocity into
moderately still air

Active generation into zone of
rapid air motion

Released at high initial  velocity
into zone of very rapid air motion
                                       Capture velocity m/s (fpm)
 .25 - .51 (50-100)
.51 - 1.02 (100-200)


1.02 - 2.54 (200-500)


2.54 - 10.2 (500-2000)
                                 4-35

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mi zing the inflow of clean air.  A highly selective system will require
less power to achieve a given collection efficiency, and the high
concentrations can have a great benefit in the subsequent treatment of
the collected vapor.
     One method of improving selectivity is the use of flanges in hood
design to minimize air flow from areas of low concentration.  This
technique can reduce dilution air by as much as 25 percent.32
     Flanges can also lower the pressure drop at the hood by altering
its coefficients of entry (Cj.  The value of C  is a measure of the
                            C                  c
degree of turbulence caused by the shape of the opening.  A perfect hood
with no turbulence losses would have a C  equal to one.  Table 4-2 gives
                                                 0-3
coefficients of entry for selected hood openings.
     The final and potentially the most important factor is the degree
of containment that the collection system has around the source of
emissions.  Ideally that source should be isolated in an air tight
container with all air exhausted into the collection system.
     Several  alternate hood designs are available for capturing vapors
heavier than or about the same specific gravity as air.  The first of
these is the floor sweep, which, as the name implies,, is a hood that
takes suction near the source at floor level.  Here again the web to
hood distance is too large for very efficient collection.  The slotted
hood design remedies that.  Here a slotted duct is run along each edge
of the exposed web and draws air across the web into the hood.3^  In
both the slotted duct and vacuum blanket controls, the captured VOC can
be routed back into the drying ovens.
     Routing or recycling VOC back into the drying ovens is a very
efficient method of operating a VOC capture and control system.  By
recycling a VOC-laden air stream back into the drying ovens, higher VOC
concentrations (as % LEL) can be maintained.  Higher VOC concentrations
being sent to the control  device will  result in better performance
efficiencies and lower energy costs (when incinerators are used).
                                    4-36

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Table 4-2.   COEFFICIENTS OF ENTRY FOR SELECTED HOOD OPENINGS
    Hood Type
Description
    ^
                             PLAIN OPENING
                       .72
                            FLANGED OPENING
                       .82
                            BELL MOUTH  INLET
                      .98
                           4-37

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     Many variations or designs of VOC recycling are possible depending
on the particular configuration of the print line.  A typical recycling
arrangement is shown in Figure 4-11.  A portion of the VOC-laden air
stream being exhausted from the drying oven is drawn off and sent to a
burner for reheating.  The heated VOC-laden air is reintroduced into the
oven and can be used to dry the coated, wet web.  By using recycled air,
the VOC concentration to the control device can be increased because no
additional outside air has to be brought into the oven.  Additional
outside air would dilute the VOC concentration below the level that 25 percent
LEL to the control device could be maintained.
     Another method that potentially could be used to obtain high VOC
capture efficiencies is total containment of emissions.  Total containment
means that all print lines are enclosed in a room or structure which is
maintained at a slight vacuum by drawing all required oven air from
inside the room or structure.  A booster blower would be used to move
oven air exhausts on to a control device.  This results in drying ovens
which operate at a slight negative pressure with respect to  the coating
room.  This type of totally contained collection system can  approach
100 percent efficiency without diluting the VOC-laden air stream going
to the control device.
     In contrast to totally enclosing the coating line (or coating
room), some continuous web surface coating industries only enclose their
coater to contain fugitive emissions.  One of these companies is involved
in coil coating operations and the other in zinc oxide paper coating.
Each operation uses a totally enclosed structure around their coater.
The structure itself contains the majority of escaping fugitives.  Fans
and hoods inside the enclosure are used to vent the fugitive emissions
                                                   or "3f.
to the ovens and from there on to a control device.   '
     All web coaters using total enclosures reported  satisfaction with
their systems.  No problems arose in connection with  the operation of
the coating line.   In addition to capturing the fugitives for environ-
mental purposes, the enclosure also acts as a safety mechanism.  It
reduces the potential for explosions and other  hydrocarbon-related work
                                     4-38

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-p.
I
OJ
           Coated Web
                                Fresh  Air
                                Makeup
                                    BlowerO
                                               Recircul^tion
                                                  Loop
                                         Burner,
Oven Exhausts
to Control Device
                                                        VOC-Laden Air
                                               Drying Oven
                    Figure 4-11.   Basic  Method of Recycling VOC-Laden Air Back to the Drying Oven

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area problems.  Through proper technology transfer, the vinyl coating
and printing industry should be able to capture their fugitive emissions
in a similar manner.
     Although it does not use a total enclosure technique, the best
controlled facility in the FVC&P industry has been designed and equipped
with a very effective emission capture system.  In this system each
printing head and its associated dryer have been designed in conjunction
with each other to achieve high levels of VOC emissions capture.  This
facility concentrates particularly on capturing fugitive VOC emissions.
The ink supply drums and the ink pumping systems to each print station
are closed, thereby greatly reducing fugitive VOC emissions from a print
station.  The near complete enclosure of the gravure rollers and the
wet, coated web further reduces fugitive emissions from the print station
area.12
     Each print station is equipped with a drying plenum which extends
down from the drying oven to just above the rotogravure rolls.  This
plenum captures fugitive VOC emissions evaporating from the wet web as
it is being dried.  The amount of wet web exposed to the atmosphere is
greatly reduced by the drying plenum.  Despite the attentions given to
emissions capture at this facility, excellent visibility of the process
and easy access to the coating equipment are maintained by the use of
                                          i o
large, movable plexiglass covering panels.    The vapor capture system
was determined to be 90 percent efficient in capturing VOC emissions
from the facility's flexible vinyl printing line.
                                     4-40

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 4.2  REFERENCES


 1.   Breed, L.W.  Report for Pressure Sensitive Adhesives-3M, St  Paul  MN
      EPA Contract No. 58-02-1399.  October 15, 1976.                  '

 2.   Trip Report.  Harris, G.E., Radian Corporation, to file.  July 27,
      1978.   Report of visit to Anchor Continental, Incorporated in
      Columbia, South Carolina.


 3.   Trip report.  Laube, A.M., Radian Corporation, to file.   January 27
      1980.   6 p.   Report of visit to Stauffer Chemical  Company in       '
      Anderson, South Carolina.

 4.   Trip Report.  Laube, A.H., Radian Corporation, to file.   March  27
      1980.   8 p.   Report of visit to Pervel  Industries  in  Plainfield  '
      Connecticut.  (Docket Confidential  File).
       n   Report.   Laube,  A.H. ,  Radian Corporation,  to file.   March  20
      1980.   7 p.   Report of March 5,  1980 visit  to Standard  Coated
      Products in  Hazelton,  Pennsylvania.   (Docket  Confidential  File).
 6<    TnJi! ReP°rt>   Nelson»  T-p"  Radian  Corporation,  to  file.   February  16
      1979.   Report  of  visit to  Adhesives Research  in  Glen  Rock, Pennsylvania

 7.    Letter  and  attachments from  Schwab,  R.F., Allied Chemical  Corporation,
      Mornstown, N.J., to Farmer, J., U.S. Environmental Protection
      Agency.   December 27,  1979.

 8.    Ostojic,  N.  Evaluation of the Impact of the Proposed SIP  for
      Massachusetts  on Paper Coating Industry.  Wethersfield, Connecticut.
      IKL.  March 7, 1979.


 9.    Trip Report.   Harris,  G.E., Radian  Corporation, to file.  July 28
      1978.  Report  of visit to Shuford Mills in Hickory, N.C.

 10.  Jelecon.  Brooks, G.W., Radian Corporation,  with Backhaus, K
     Stauffer Chemical  Company.   May 15,  1980.   Discussion on control
     equipment problems.


11.  Jelecon.  Brooks,  G.W., Radian Corporation,  with Lewandowski,  A.,
     Stauffer Chemical  Company.   June  23, 1980.   Discussion on  carbon
     adsorption system.


12.   Trip Report.   Laube,  A.H.,  Radian Corporation,  to file  March  6
     1980.   19 p.   Report  of February  27, 1980  visit to  General  Tire and
     Rubber Company.  (Docket Confidential  File)
                                    4-41

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13.   Memo from Mascone,  D.C.,  U.S.  EPA,  to Fanner,  J.R.,  U.S.  EPA.
     June 11,  1980.   Thermal  incinerator performance  for  NSPS.

14.   U.S. Environmental  Protection  Agency.  Control of Volatile Organic
     Emissions from  Existing  Stationary  Sources - Volume  1:   Control
     Methods for Surface Coating Operations.   Research Triangle Park,  N.C.
     EPA-450/2-76-028.   November 1976.   pp.  39-42.

15.   Reference 13, p. 51.

16.   Reference 13, p. 44.

17.   C.E. Air Preheater.  Report of Fuel Requirements, Capital  Cost and
     Operating Expense for Catalytic and Thermal Afterburners.   (Prepared
     for U.S.  Environmental Protection Agency.)  Research Triangle
     Park, N.C.  Publication No. EPA-450/3-76-031.   September 1976.
     p. 241.

18.   Reference 13, p. 55.

19.   Letter from Niles,  R.W., Uniroyal,  Inc., to Laube, A.M., Radian
     Corporation.  December 4, 1980.

20.   Trip Report.  Laube, A.M., Radian Corporation, to file.  November 15,
     1979.  Report of visit to General Tire and Rubber Company, Columbus, MS,

21.   Mcllvaine Company.   The Mcllvaine Scrubber Manual, Volume I.
     Northbrook,  Illinois.  1974.  Chapter III, p.  8.0.

22.   Reference 21, p. 9.0.

23.   Reference 21, p. 10.0.

24.  Reference 21, p. 16.0.

25.  Reference 21, p. 13.0.

26.  Reference 21, p. 21.0.

27.  Letter and  attachments from Durst, D.T.,  Purification  Industries,
     to  Rawlings, J.B., Radian  Corporation.  December 27, 1979.

28.  Meeting  Notes.   Krohn, N.,  Radian  Corporation,  to file.   February 5,
     1981.  Meeting  of  EPA and  Flexible Vinyl  Printing Industry  Represen-
     tatives,   p. 3.

29.  Letter from Rothchild,  R.D.,  Airco Industrial Gases, to  Smith, D.T.,
     Radian Corporation.   March 20,  1980.
                                     4-42

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 30.  Airco Develops  Solvent  Recovery  System.   Chemical and Engineering
     News.  .58(4):7.   January  28,  1980.

 31.  Industrial Ventilation.   A Manual of Recommended Practice  (14th
     Edition).  American Conference of Governmental Industrial  Hygienists.
     Committee on  Industrial Ventilation.  Lansing, MI.  pp. 4-4, 4-5.

 32.  Reference 31, p.  4-1.

 33.  Reference 31, p.  4-12.

 34.  Telecon.  North,  Charles, Avery-Fasson, with Nelson, T.P., Radian
     Corporation.   May 2, 1979.  Discussion on VOC control  systems.

 35.  Trip Report.   Nelson, T.P., Radian Corporation, to file.  August 28,
     1979.  Report of  visit to Precoat Metals, St. Louis, Missouri.

36.  Trip Report.   Brooks,  G.W., Radian Corporation, to file.  September 12
     1979.  Report of visit to E.J. Gaisser, Inc., Stamford, CT.
                                   4-43

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                  5.  MODIFICATION AND  RECONSTRUCTION
     While New Source  Performance Standards  (NSPS) are  intended primarily
for newly constructed  facilities, existing sources can  become subject to
an NSPS through either "modification" or "reconstruction."  These terms
are defined in detail  in 40 CFR 60.14 through 40 CFR 60.21.  A modification
is any change in an existing facility that results in increased emissions.
A reconstruction is any change in an existing facility  to the extent
that the fixed capital cost of the new components is 50 percent or more
of the fixed capital cost of a comparable entirely new  facility.  Examples
of possible modification and reconstruction  in the vinyl coating and
printing industry are  also discussed in this section.
5.1  MODIFICATIONS
     EPA has promulgated general  regulations in 40 CFR 60.14 for implementing
Section 111 of the Clean Air Act with regard to modifications.  As
defined in these regulations, a modification is a physical  or operational
change to an existing  facility which results in an increase in the
emission rate to the atmosphere of any pollutant to which a standard
applies.
     Under the regulations, certain physical  or operational  changes are
not considered to be modifications even though emissions may increase as
a result of the change.  It is stated in 40 CFR 60.14 that the addition
or modification of one facility at a source will  not cause other unaffected
facilities at that source to be subject to NSPS provisions.   Other
exceptions or exemptions to the modification provision include:
              •routine maintenance,  repair and replacement,
              •production increases  achieved  without any capital  expenditure,
                                   5-1

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              • production increases resulting from an increase in the
               hours of operation,
              • use of an alternative fuel or raw material if the existing
               facility was designed to accomodate it,
               conversion to coal for energy considerations,
              • addition or replacement of equipment for emission control
               (as long as the replacement does not increase emissions),
               and
              •relocation or change of ownership of an existing facility.
     The key criterion for a modification determination  is whether
actual emissions to the atmosphere have increased on a mass per time
basis (kg/hr) as a result of the change.  Changes in emission rate may
be determined by the use of emission factors, or by material balances,
continuous monitoring data or manual emission tests in cases where the
use of emission factors does not clearly demonstrate that emissions do
or do not increase.  If any increase in emissions that would result from
a change to an existing facility can be offset by improving an existing
control  system or installing a new control system for that facility,
such a change would not be considered a modification (since actual
emissions would not increase).  However, emission decreases at other
facilities at a plant cannot be considered when making a modification
determination for a particular facility.
     Once an existing facility is determined to be modified, it becomes
an affected facility, subject to the standards of performance for the
pollutant or pollutants which have increased due to the modification.
All of the emissions of the pollutants which have increased must be in
compliance with the applicable standards, not just the new emissions.
     The following paragraphs will list potential modifications in the
flexible vinyl coating and printing industry (FVC&P) and how they relate
to the proposed NSPS.
     The productivity of a FVC&P finishing line is determined by the web
width, the line speed, the hours of operation, and the efficiency of
scheduling.  This industry has historically experienced  a steady growth.
                                    5-2

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Production increases to accommodate that growth can be accomplished by
two methods.   In the first method, the operation of the existing equipment
is pushed to its capacity by debottlenecking, more efficient scheduling,
and increasing the hours of operation.  When no more capacity can be
achieved in this manner, new finishing lines are built or existing lines
are upgraded.  Most of the production increases (and the associated
emission increases) from the first method are specifically exempted from
NSPS compliance.  Most of the equipment modifications in the second
method involve totally new sources, or investments so large as to qualify
as reconstruction.  Specific examples are given below, with emphasis on
the few cases where the modification clause might apply.
5.1.1  Changes in Web Width
     Changes in the width of web would increase both production and
emissions.  The maximum web width that any given finishing line can
handle is an integral part of the basic design of the line.  Therefore,
web width cannot be increased without installing essentially all new
equipment.  If an increase in web width were desired, it would normally
be more attractive to build a totally new line than to modify an existing
line.  If such a modification were to be made, capital expenditures
would be required and the work would fall under the reconstruction
provisions.
5.1.2  Changes in Line Speed
     An increase in line speed is the most likely change that could
constitute a modification.   The maximum line speed for a given facility
depends on both the basic design of the finishing line and on the specifications
for each product.  The factors which might constitute a line speed
limitation include:
              « a limitation on the available power and/or speed of the
               motors which drive the web,
              • drying limitations based either on the amount of heat
               available or on residence time in the oven,
              *a limitation on oven circulation which causes the Lower
               Explosive Limit (LEL) to be exceeded,
                                    5-3

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              •a limitation on the maximum speed at which a smooth
               finish can be achieved, and
              •a limitation due to fragility of the web.
     For a given finishing line, the maximum line speed will differ
between products, and the limiting equipment factor may differ also.
Any equipment changes (such as larger/faster drive motors, higher capacity
burners for the ovens, higher capacity oven circulating blowers, LEL
sensors with alarm/shutdown capacity, or a change in printing stations
which might be made to increase line speed) would require capital expenditure
and result in increased emissions.  As such, they might be considered
modifications which would require that facility to comply with NSPS.
     Many changes in production specifications (such as type of substrate,
web, ink, or coat weight) could alleviate an equipment limitation resulting
in a production increase.  Some combinations of these changes could also
result in increased emissions.  They might not be termed modifications,
however, since no capital expenditure would be required.
5.1.3  Changes in the Hours Available for Operation and/or Scheduling
       Efficiency
     A typical FVC&P finishing line operates from 120 to 140  hours per
week.  Significant increases in production and emissions could result
from extending the working hours, but this is specifically exempted
under the modification clause.
     Even during the hours of operation, a finishing line must often be
shut down or slowed down.  This iright be done to remove a finished roll
of product and add a fresh roll of substrate to splice a broken web, to
make an adjustment at the print stations or to change inks or color
pattern.  Each time a change is trade in the type of product to be coated
or printed on a given line, time must be allowed to clean up the equipment
and to reset the controls to the new product specifications.  Any given
FVC&P product potentially receives several different coats in its production
(precoat, printcoat, topcoat).  All of these factors indicate that
                                     5-4

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careful scheduling can increase production which will result in increased
emissions.  This process might not be a modification because it requires
no capital expenditures and no equipment modification.
5.2  RECONSTRUCTION
     An existing facility may also become subject to new source performance
standards if it is "reconstructed."  As defined in 40 CFR 60.15, a
reconstruction is the replacement of the components of an existing
facility to the extent that 1) the fixed capital cost of new components
exceeds 50 percent of the fixed capital cost of a comparable entirely
new facility, and 2) it is technically and economically feasible for the
facility to meet the applicable standards.  Because EPA considers reconstructed
facilities to constitute new construction rather than modification,
reconstruction determinations are made irrespective of changes in emission
rate.
     The purpose of the reconstruction provisions is to ensure that an
owner or operator does not rebuild an existing facility without consideration
of the achievability of the standards of performance.  Without such
provisions, circumvention of the standards could be attempted by replacing
all but vestigial components (such as, frames, housing, and support
structures) rather than constructing a "new" replacement facility subject
to the standards of performance.  The reconstruction provisions prevent
such a circumvention where it is technically and economically feasible
to achieve the standards.  If a facility is determined to be reconstructed,
all of the provisions of the standards of performance applicable to that
facility must be satisfied.
     Many of the changes mentioned in the section of modifications would
likely be high enough in cost to qualify under reconstruction.  Any
change of equipment to increase web width would require such massive
equipment replacement that it would certainly require EPA's determination
as to whether it would be reconstruction.  It is doubtful that this
would occur, however, since the plant could likely build a totally new
line for the same expenditure.
                                     5-5

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     Several of the equipment changes to increase line speed could
conceivably be costly enough to require a reconstruction determination.
This would be most likely in the case of a severe drying limitation
which might require the addition of one or more oven zones.  Many of the
smaller investment options (such as higher capacity burners, larger
circulating blowers, high speed drive systems, or instrumentation to
allow operation at a higher percentage of the LEL) would not meet the
guideline of greater than 50 percent of new construction cost.  Combinations
of these items could conceivably be costly enough to exceed 50 percent.
                                    5-6

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5.3  REFERENCES


1.    Trip Report.   Laube,  A.M.,  Radian  Corporation,  to  file.   December  11
     1979.   Report  of visit  to Stauffer Chemical  Company,  Anderson,
     South  Carolina.
                                  5-7

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             6.  MODEL PLANTS AND REGULATORY ALTERNATIVES

      The purpose of this chapter is to define the model plants and the
 regulatory alternatives that will be applied to them.  The model plants
 represent typical  expansions of existing facilities or typical new
 plants to be built in the vinyl coating and printing industry.  The
 regulatory alternatives developed in this chapter represent various
 courses of action  the EPA could take towards controlling VOC emissions
 from the vinyl coating and printing process.  The environmental and
 economic impacts of these alternatives are examined in Chapters 7-9 for
 each model  plant.
 6.1   MODEL  PLANTS
      As discussed  in  Chapter 3, a variety of web widths,  ink compositions,
 ink  application rates,  number of print lines and number of print stations
 are  found  in  the vinyl  coating  and  printing industry.   A complete
 characterization of an  industry as  complex as  the  vinyl  coating and
 printing  industry  would  require many cases.   The models  presented here
 are  an  attempt to  find  a workable and  meaningful  set of  cases.
      Table  6-1 contains  the  configuration parameters of  the model
 plants.  Two web widths,  1.5  meters  (60  inches)  and  0.76  meters (30
 inches), were  chosen.   The larger product width  is  commonly found in
 industry.   The  smaller  product  width allows  representation  of  a small
 capacity plant  or  expansion.
      The single  print line model  plants,  A,  B, and  C,  represent expansions
 and major modifications  of existing  plants  or new,  small  plants.   The
multiple print  line plants D  and  E represent new, large plants.   There
are many lines  now  in operation with less  capacity  than these models,
however, it is  thought unlikely that a line  smaller  than model  C  will  be
chosen for a new plant or to  replace obsolete lines.
                                  6-1

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                          TABLE 6-1.   MODEL PLANTS

Model
Plant
A

B

C

D

E


Webl,2,3,4,6,7,8,9
Width
m
(inches)
1.5
(60)
1.5
(60)
0.76
(30)
1.5
(60)
1.5
(60)

Number
of
Print
Lines
1

•1

1

6

6


Number1'2'
of
Print
Stations
3

6

6

18a

36b


3,4,5,6,7,8,9
Ink1'6
Formulation
5% solids

5% solids

5% solids

5% solids

5% solids

Three print stations per print line.
Six print stations per print line.
                                     6-2

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      Each print station applies one coating.   Some products require up
 to six coatings and Model  Plants B, C, and E  reflect this.   Other
 products require fewer coatings and Model  Plants A and D, with three
 stations per print line reflect this.   The three print station model is
 depicted in Figure 6-1.
      Ink formulations used by industry range  from 70 to 95  percent
 solvent, 5 to 30 percent solids, by weight.   Emission control  equipment
 must be designed to accomodate the highest solvent loading, therefore, the
 ink formulation was chosen to be 5 percent solids, 95 percent  solvent.
      More detailed information on the  finishing  process is  given  in
 Chapter 3 of this report.
 6.1.1  Model  Plant Parameters
      The model  plant parameters for the  processes used in coated  vinyl
 manufacturing are based on data from existing  facilities  in the vinyl
 coating and  printing industry.   Table  6-2  lists  the  parameters which are
 used  to calculate material  balances for  the model  plants.   Each plant
 operates 6000 hours  per year  with  the  finishing  process operating  60
 percent of  that time as  shown in Table 6-2.  This  value is  based  on
 estimated,  typical  downtimes  and production schedules  for the  finishing
 process.
      Many existing  print lines  operate at  slower  line  speeds than  these
 models,  however,  it  is  thought  that any  new installations will utilize
 the higher speed  equipment  now  available.
      The solvent  used  in the  finishing coatings for  the model plants
 consists of 25 weight  percent toluene, 25 weight  percent  methyl isobutyl
 ketone  (MIBK),  and 50 weight  percent methyl ethyl  ketone  (MEK).  Many  of
 the coating formulas used by  the FVC&P industry are more  nearly one
 component formulas and often  contain over ninety  percent  MEK.  The
 solvent  mixture chosen for the model plants requires complex distillation
equipment in order to recover and purify these solvents.  The industry
also  uses small quantities of 10 or 15 other solvents.  It  is generally
not economical to purify or separate these because no single solvent
represents more than one or two percent of the total solvent usage.
                                   6-3

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                                                                                VOC Emissions
     I

Final  Product
  Wind
                      Vinyl  We
                       Unwind
                                                            Three Print Station
                                                            Finishing Operation
                                Figure  6-1.   FINISHING  LINE  MODEL  PLANT

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en
tn
                        TABLE 6-2.   MODEL  PLANT PARAMETERS FOR VINYL COATING PROCESSES
                              Operating1'6         Annual1'2'3'4*6'7*8'9  Coating1'2'3'4'6'7'8'9
                              Speed                Operating              Application Rate  ?        Type of
                                         (ypm)     Hours                  kg/m        (Ib/yd  )       Emission
     Finishing Operation

          - 3 Print stations  0.91       (60)     3600                   0.016        (0.030)         VOC

          - 6 Print stations  0.91       (60)     3600                   0.076        (0.144)         VOC

-------
      The Industry makes every effort to reduce the amount of solvent
 retained in the finished product to a level less than can be detected by
 analytical  methods.  Therefore, in order to develop a solvent balance
 around each model  plant it is assumed that none of the solvent is
 retained in the product so that all of the solvent applied with the
 finishing coatings becomes VOC enissions.
      The oven on each rotogravure print line in the model  plant is
 designed to operate at 25 percent of the lower explosive limit (LEL)
 (3925 ppmv) during normal  coating operations.1'6  Some ovens in the
 FVC&P industry have been designed and equipped to operate at higher LEL
 (up  to 40 percent).   However,  these higher LEL levels  are not yet fully
 operational.
      Using  these parameters  and assumptions,  VOC emission  rates can be
 calculated  for each  of the five model  plants.   Table  6-3 contains the
 results  of  these calculations.
      6.1.1.1   Land and Utility Requirements.   Table 6-4  lists the land
 and  utility requirements  for the model  plants.   The land requirements
 were  estimated  from  observations  of existing  plant  sites.
      The  utilities  for the model  plants  consist  of  electricity  for
 motors and  natural  gas for oven  heat.   Electric  motors are  used on
 winders and rewinders,  print rolls,  recirculation fans and  exhaust fans.
 The electrical  requirements  are  estimated  at  0.04 kWh per square  meter
 of production  (0.045  hph per square yard of product).
      The  ovens  are assumed to  be  heated with  direct-fired natural  gas
 furnaces.   The  fuel  requirements  are estimated at 110 J/hr  per  dscm/hr of
 oven  air(250 Btu/hr per SCFM).
 6.2   REGULATORY ALTERNATIVES
      Three  regulatory  alternatives are investigated.  Regulatory  Alternative
 I represents baseline  control which is the level of control  that  would
probably  result if the NSPS were not promulgated.  Regulatory Alternative
 II represents the first level of NSPS control being considered.   Regulatory
Alternative III represents the second level of NSPS control  being  considered,
a level of control  achievable through the optimum capture of  emissions
and control  with a carbon adsorption system.
                                    6-6

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                                TABLE  6-3.   MODEL  PLANT  PARAMETERS


Model
Plant
A

B

C

D

E


Number
of
Li nes
1

1

1

6

6

Web
width
m
(inches)
1.5
(60)
1.5
(60)
0.76
(30)
1.5
(60)
1.5
(60)

Number of
Print
Stations
3

6

6

18b
•
36C


Line Speed
m/s
(ypm)
0.91
( 60)
0.91
( 60)
0.91
( 60)
0.91
( 60)
0.91
( 60)
Ink Application
Rate 2
Per Iine9k.g/m
Ob/yd')
0.016
CO. 030)
0.076
(0.144)
0.076
(0.144)
0.016
( 0.030)
0.076
( 0.144)
Uncontrolled VOC
Emissi
kg/hr
(Ib/hr)
77
(170)
370
(820)
190
(410)
470
(1030)
2230
(4920)
ons
Mg/yra
(ton/yr)
280
(310)
1300
(1480)
650
(740)
1700
(1850)
8000
(8860)
  Based on an operating factor of 3600 hr/yr.
  Three stations per line.
c Six stations per line.

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oo
                        TABLE  6-4.  ANNUAL PRODUCTION, LAND, AND  UTILITY  REQUIREMENTS
                                          (WITHOUT CONTROL  DEVICES)
. 	 __ 	 	 - ••
Model Plant

A

B

C

D

E




Annual Production
ITU
(y
-------
      Fixed-bed carbon adsorption systems are used as the VOC emission
 control  devices in the model  plants.   Other control  devices, such as
 incinerators,  are available,  however, fixed-bed carbon adsorption systems
 currently are  used almost exclusively in the industry.  This may be the
 result of increasing incinerator fuel costs and rising raw material
 solvent  costs.
 6.2.1   Regulatory Alternative I
     As  discussed in Chapter  3,  the baseline control  level  for VOC
 emissions from  the finishing  operations  is  based on  the graphic arts CTG
 which  calls  for 65 percent overall  control.   This 65 percent level
 represents a system which captures  70 percent of the total  solvent from
 the  FVC&P finishing operation and  recovers  or destroys 95  percent of
 those  emissions.
 6.2.2  Regulatory Alternative II
     As  also discussed  in Chapter  3,  the moderate control  level  for  VOC
 emissions  from  the finishing  operations  is  based on  the rotogravure  CTG
 which  calls  for 75 percent overall  control.   The moderate  control  level
 for  VOC  emissions  may be  achieved  by  capturing  80 percent  of the  solvent
 supplied  at  the presses and then controlling  those captured  emissions
 with a 95  percent  efficient control device.
 6.2.3  Regulatory  Alternative  III
     For  this alternative, optimum  capture and  control  of oven  exhaust
 gases  and fugitive  VOC emissions around  the coating area of  the printing
 devices are  required.  This is intended  to correspond  to 95  percent
 adsorber efficiency  and 90 percent  capture of the solvent emitted  from
 the finishing operation resulting in  85  percent  overall control.  This
may be accomplished  by a  system of  ducts  to capture and control all  oven
exhausts and one or  both  of the following plans:
         •A system of fugitive vapor  capture vents that capture emissions
          from  the printing heads and the wet web as it travels into and
          out of the equipment, and duct  these emissions to a carbon
          adsorber, or
                                     6-9

-------
          A partial or total enclosure of the finishing line and the
          venting of the captured emissions to the carbon adsorber.
No additional  dilution of the solvent laden air to the carbon adsorber
due to the fugitive capture system is considered.  This may be accomp-
lished by drawing oven makeup air from around the printing line where
fugitive vapors are generated.
6.2.4  Controlled Podel Plant Parameters
     The three regulatory alternatives were applied to each model plant.
Table 6-5 contains a summary of the regulatory alternatives as they
apply to the model plants.  Cases A-l, R-l, C-l, D-l, and E-l use the
baseline control  level for the finishing operations.  Cases A-2, B-2,
C-2, D-2, and Ei-2 use the moderate control  level,  Cases A-3, P-3, C-3,
D-3 and E-3 use the stringent control level.
     Material  balances are calculated for all control cases.  The
results of these calculations and control device parameters are shown in
Table 6-6.  The control case numbers relate to the controlled model
plants listed in Table 6-5.
     6.2.4.1  Land and Utility Requirements for Model Plant Control
Systems.  Table 6-7 gives the land and utility requirements for the
model plant control systems.  Land requirements were estimated from
observations of existing carbon adsorption, solvent recovery systems in
industry.
     The utilities for the control systems  consist of cooling water for
stean condensation, electricity for adsorber inlet fans and various
pumps in the solvent recovery system, steam for desorbtion and tor
distillation columns, and carbon replacement.  Cooling water requirements
                       o
were estimated at 0.1 m  per 100 kg steam (12 gal per 100 Ibs. steam).
The major electricity user is the adsorber fan, therefore, the electrical
requirements are based on airflow and estimated at 2.4 kWh/hr per dscm/h
of adsorber inlet flow(8 hph/hr per 1000 SCFM).  Steam requirements were
estimated at 4.9 kg steam/kg recovered solvent.  Carbon requirements
were estimated using vendor data.  The approximate ratio of carbon to
solvent laden air is 3.2 Mg per 10,000 dscm/hr (6 tons per 10,000 SCFM).
                                    6-10

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            TABLE 6-5.   SUMMARY OF  REGULATORY ALTERNATIVES
                                    Finishing Operation
Case                               Regulatory           VOC  Control
                                   Alternative          Level
A-l                                      I              65%  overall
B-l                                                    control
C-l
D-l
E-l
A-2
B-2
C-2
D-2
E-2
II 75% overall
control



A-3
B-3
C-3
D-3
E-3
III 85% overall
control



                                    6-11

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                                  TABLE 6-6.   CONTROL OPTION PARAMETERS - FINISHING OPERATION
CT)

ro
Model
Plant
A

B

C


D


E

NMfcer
Case of
No. Lines
A-l 1
A-2
A- 3
9-1 1
B-2
B-3
C-l 1
C-2
C-3
0-1 6
0-2
0-3
E-l 6
E-2
E-3
Nunber of Regulatory
Print Stations Alternatives
3 I
II
III
6 I
II
III
6 I
II
III
18» I
11
III
36* I
II
til
WC tali
Hunger of Carbon Uncontrolled
Adsorption Systems Kg/hr (Ib/hr)
1 77 (170)

1 370 (820)

1 190 (410)


1 470 (1030)


1 2230 (4920)

5 Ions c,
	 fnnlrnllort i!

ack Emissions .. 	
kg/hr (Ib/hr) dson/sec (SCFN) 'K
27 (60
20 (43
12 (26
130 (290)
95 (210)
54 (120)
65 (140
45 (100
28 (62
160 (360)
110 (250)
68 (ISO)
780 (1720
560 (1230
140 (740
0.93 2200 310
1.1 2600 310
1.1 3000 310
4.8 (11000) 310
5.7 (13000) -310
Cirlxm Adsorption Systea
(^crating Dtta
n Te*p Out P
•F) °K ("F) Pa (
95) 310
95) 310
95) 310
95) 310
95) 310
6.6 (15000) 310 (95) 310
2.4 (5400) 310
2.8 (6300) 310
3.2 (7200) 310
95) (310)
951 (310)
95) (310)
6.1 (14000) 310 (95) 310
7.0 (16000) 310
7.9 (18000) 310
>8 65000) 310
i3 76000) 310
)£ 83000) 310
95) 310
95) 310
95) 310
95) 310
95
95
95
95
95
95
95
9b
4000
4000
4000
5000
5000
5000
4500
4500
95 4500
95) 5000
95
95
95
95
5000
5000
5500
5500
(95) 310 (95) 5500

In. of hyj)
jl«j
(«)
(20)
20J
(20)
(18)
!S(
(1»)
(20)
(20}
(20)
(22)
(&)
        'Three stations per 11m.
        bSlx stations per line.

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CO
                                                    TABLE 6-7.   LAND AND UTILITY REQUIREMENTS  FOR

                                                                  MODEL PLANT CONTROL  SYSTEMS
Case
No.
A-1
fl-2
A-3
B-l
B-2
B-3
C-l
C-2
C-3
D-l
D-2
D-3
E-l
E-2
E-3
Cooling Water 1>5'6
m3/hra (gal/hr)a
0.25
0.28
0.32
1.2
1.4
1.6
0.61
0.68
0.77
1.5
1.7
2.0
7.2
8.3
9.1
(65)
(74)
(85)
(310)
(360)
(410)
(160)
080)
(200)
(400)
(460)
(520)
(1900)
(2200)
(2400)
Electricity
kwh/hr (hph/hr)
14
16
19
69
82
95
34
40
45
88
100
110
410
480
520
(19)
(21)
(25)
(93)
(no)
(130)
(46)
(54)
(60)
(120)
(130)
(150)
(550)
(640)
(700)
Steam1'5'6
kg/hr (Ib/hr)
250
280
320
1200
1400
1500
590
680
770
1500
1700
2000
7300
8200
9100
(540)
(620)
(710)
(2,600)
(3,000)
(3,400)
(1,300)
(1,500)
(1,700)
(3,300)
(3,800)
(4,300)
(16,000)
(18,000)
(20,000)
Replacement
Carbonb
Mg Tons
1
1
1
6
7
8
3
3
4
7
8
10
37
43
48
.3
.5
.6
.2
.1
.1
.1
.5
.0
.7
.9

(1.4)
(1.6)
(1.8)
(6.8)
(7.8)
(8.9)
(3.4)
(3.9)
(4.4)
(8.5)
(9.8)
(ID
(41)
(47)
(53)
Land
Requirements0
m2 ft?
290
290
290
480
480
480
300
300
300
1900
1900
1900
2900
2900
2900
(3,000)
(3,000)
(3,000)
(5,000)
(5,000)
(5,000)
(3,200)
(3,200)
(3,200)
(20,000)
(20,000)
(20,000)
(30,000)
(30,000)
(30,000)
              Coolinq tower makeup.

              Carbon replacement  will vary with process conditions but may be  assumed to be every  three years.

             Provides for carbon adsorption unit, cooling tower, solvent distillation, solvent  drying, and recovered solvent
              s torcicjG tcink s.

-------
     Moisture removal down to 0.5 weight percent water is necessary in
the solvent recovery system.   This is achieved through a complex distillation
and dehydration system.   The dehydration system requires approximately
60 kg of desiccant per m3 of solvent (0.5 Ib/gal.) in order to meet this
requirement.
                                 6-14

-------
 6.3  REFERENCES

 1.   Trip Report.  Laube, A.H. and D.T. Smith, Radian Corporation, to
      file.  March 6, 1980.  19 p.  Report of February 27, 1980 visit to
      General Tire Company in Reading, Mass.  (Docket Confidential file.)

 2.   Trip Report.  Laube, A.H., Radian Corporation, to file.  September 28
      1979.  Report of visit to Uniroyal, Inc., in Mishawaka, Indiana.

 3.   Trip Report.  Brooks, G.  and D.T. Smith, Radian Corporation, to
      file.  May 12,  1980.  9 p.   Report of April  14, 1980 visit to Compo
      Industries,  Inc.  in Lowell,  Mass.  (Docket Confidential file.)

 4.   Athol Manufacturing Corporation, Butner, North Carolina.   Emission
      and operation data furnished to North Carolina Division of Environmental
      Management.   1977-1978.

 5.   Trip Report.   Laube, A.H.  and N.E.  Krohn,  Radian  Corporation,  to
      file.  September  8,  1980.   19 p.   Report of  July  30  visit  to Stauffer
      Chemical  Company,  Anderson,  South Carolina.   (Docket Confidential
      file.)

 6.   General Tire and  Rubber Company,  Reading,  Massachusetts, Emission
      and  operation data  furnished  to  Metropolitan  Boston  Air Pollution
      Control District.   1974-1979.

 7.    Panasote,  Butler,  New Jersey.  Emission  and operation data  furnished
      to the  EPA.

 8.    Ford  Motor Company,  Dearborn, Michigan.  Emission and operation
     data  furnished to Michigan Department of Natural Resources.  1978-


 9.   General Tire and Rubber Company, Columbus, Mississippi.  Emission
     and operation data furnished  to Mississippi Department  of Natural
     Resources.

 10.  Trip Report.   Laube, A.H., N.E. Krohn, and A.J. Miles, Radian
     Corporation,  to file.  November 4, 1980.   4 p.  Report of August 6,
     1980 visit to Firestone Plastics Company in Salisbury, Maryland.
     (Docket Confidential file.)

11.  Letter from Brookman, R.S., Pantasote, Inc.,  to Laube, A.H., Radian
     Corporation,  December 2,  1980.  2 p.  Technical review of the BID.
                                   6-15

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                  7.   ENVIRONMENTAL AND ENERGY IMPACTS

      The major environmental  problem in the flexible vinyl coating and
 printing (FVC&P)  industry is  the emission of large amounts of volatile
 organic  compounds (VOC).   As  discussed in Chapter 3, the VOC emissions
 result from  the evaporation of organic solvent during the finishing
 operations of  a FVC&P  line.
      Each finishing  operation  contains several  printing stations, a
 topcoat  station,  and may  include a precoater.   The drying ovens  used to
 remove the solvent and  fuse the  vinyl  resins or inks onto the vinyl
 surface  of the  web,  are the largest single  source of VOC emissions in
 the plant production process.   Fugitive  VOC are  emitted from around the
 coat/print stations  and from the exposed  wet web  as  it  enters the drying
 oven.  Small amounts of VOC emissions  also  occur  during solvent  handling
 and coatings formulation  activities.   In  an uncontrolled plant the
 entire amount of  solvent  is vented  to  the atmosphere.
      In  this chapter the  air, water, and  solid waste pollution impacts,
as well   as energy impacts associated with the regulatory alternatives
described in Chapter 6 are examined.   These  impacts  are  examined  for
individual model plants and for  the United  States  as  a  whole.  Basically
the regulatory alternatives can  be  summarized as  follows:
     •  Regulatory Alternative I  (baseline  control)  - This alternative
        represents the control  level recommended  by  EPA's  Control
       Techniques Guidelines  document for  flexible  packaging rotogravure
       operations (65 percent overall  control).
     • Regulatory Alternative II - This alternative represents the
       first level  of NSPS control being considered.  An overall
       VOC emission  reduction  of 75 percent would be achieved.
                                    7-1

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         • Regulatory Alternative III - This alternative represents the
          second level of NSPS control being considered.  This control
          level applies the best technological system of continuous VOC
          emission reduction for the flexible vinyl printing industry.
          The level of overall VOC reduction would be 85 percent.
     Because of the reasons stated in Chapter 6 carbon adsorption
systems are used in all regulatory alternatives as the means for con-
trolling VOC emissions from the FVC&P industry.  The environmental and
energy analysis will, therefore, concentrate on the impacts resulting
from the use of carbon adsorption solvent recovery systems.
7.1  AIR POLLUTION IMPACTS
7.1.1  Primary Air Pollution Impacts
     Emissions estimates discussed in Chapter 3 indicate that about
21,600 megagrams (23,800 tons) of solvent should have been emitted to
the atmosphere by existing controlled flexible vinyl  coating and printing
lines in 1980.  The total  potential  emissions by existing FVC&P finishing
lines for this year were about 61,700 megagrams (68,000 tons).   The
estimated emissions for 1980 assume that existing FVC&P lines are controlled
to the recommended specialty gravure CTG limit of 65 percent overall
reduction of VOC emissions.  This section will compare the impacts of
each regulatory alternative on national  VOC emissions through the year
1987.  The emissions of typical FVC&P finishing lines to be built through
1987 will also be characterized.  These emission estimates are calculated
based on predicted industry growth for the first five years that the
regulatory alternative may be in effect.
     Table 7-1 illustrates the estimated national  VOC emissions from
new, modified, or reconstructed FVC&P finishing lines from 1983 to 1987.
The emissions resulting from Alternative I control (65 percent overall
reduction), Alternative II control  (75 percent overall reduction), and
Alternative III control (85 percent, overall reduction) are shown.  By
1987 new, modified, or reconstructed FVC&P plants would have the potential
to emit approximately 4100 megagrams (4500 tons) per year of uncontrolled
                                    7-2

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                  TABLE 7-1.  ESTIMATED NATIONAL VOC EMISSIONS FROM NEW  FLEXIBLE  VINYL  PRINTING LINES
co
Year
1984
1985
1986
1987
TTTI — T^
Potential Uncontrolled
Emissions,
Mg/yr (Tons/yr)
820 (900)
1600 (1800)
2400 (2700)
3300 (3600)
4100 (4500)

Regulatory
Alternative I
290 (320)
570 (630)
860 (950)
1100 (1200)
1400 (1600)
Level of Controlled VOC Emissions
Mg/yr { Ton/yr)
Regulatory Regulatory
Alternative II Alternative III
200 (220) 120 (130)
410 (450) 250 (270)
610 (670) 370 (410)
820 (900) 490 (540)
1000 (1100) 610 (670)
Incremental Impact on Baseline,
Mg/yr (Ton/yr)
Alt. I-Alt. II Alt. I-Alt. Ill
90 (100J 170 (190)
160 (180) 320 (360)
250 (280) 490 (540)
280 (300) 610 (660)
400 (500) 790 (900)
*As d scussea m Chapter 9 p 9-21 during the period 1983 to 1987, 6 new plants with an annual" outpUOT 	
9 million square meters (10.8 million sq yd) will be required. That estimate is the basis for this table.

-------
 VOC.   State SIP regulations at the Regulatory Alternative  I level  (65
 percent  control) would  lower emissions of VOC to 1400 megagrams  (1500
 tons)  per year.  Regulatory Alternative II would further reduce  emissions
 from new plants to 1000 megagrams (1100 tons) per year.  The strictest
 level  of proposed NSPS control, Alternative III, would reduce VOC  emissions
 in 1987 to 610 megagrams (670 tons) per year.  The incremental impact of
 Alternative II over the baseline control case (Alternative I) would be
 to reduce national VOC emissions from FVC&P finishing operations by an
 additional 30 percent in 1987.  In 1987, Alternative III would reduce
 national VOC emissions from FVC&P finishing operations by 57 percent
 more than that achievable under Alternative I.
     Similar incremental impacts occur when the regulatory alternatives
 are applied to the individual  model  plants developed in Chapter 6.
 Table  7-2 illustrates the results of such an application.  Based on an
 analysis of FVC&P industry needs up to 1987, a plant which is somewhat
 larger than model  plant C seems to be the most likely type to be built.
Model  plant C, controlled to the Alternative II level, would emit  about
 170 megagrams (190 tons) of solvent, a year.   Model  plant C, controlled
 to the Alternative III level,  woulc  emit 100 megagrams (110 tons)  of
 solvent per year.   These emissions are 70 and 140 megagrams (70 and 150
tons)  less respectively, than  that expected from a comparable plant
controlled to the Alternative  I baseline level.
     The primary impact of a VOC emissions reduction from this industry
 is a potential  decline in ambient air organics levels and thus a reduction
 in ozone and photochemical  smog formation.  The major cause of smog is a
photochemical  reaction which starts  with hydrocarbons and other organics
 in the atmosphere and produces a cloud of irritating chemicals.  The VOC
emitted from the FVC&P industry can,  therefore,  play an active part in
the formation of oxygenated organic  aerosols (photochemical smog).
However, as an air pollution impact,  the toxicity of the organic solvent
component vapors is generally  less important than the toxicity of  their
reaction products.
                                    7-4

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I
en
                           TABLE 7-2.  AIR  EMISSION IMPACTS OF  THE REGULATORY ALTERNATIVES

                                       ON THE  MODEL PLANTS*
     (1.5m, 36)




*Based on the model p
                                      ,    _ -.,.,,a IIUU , riant \, as an example*	~~	


         SvenjoT rcKg-'Sen0. sj-as:1.^ i°?d5 srw r^Tssv0-001  to °-17 ib T «• ^-z-6  * ^
         per ydz). There is son* Indication that new plants i7«h1w.rd«lSJ rl^l  $>?? SqU^6 Beter (°-°008 to °'144 P°unds
         pounds per yd2  (See note a, Table 3-3):           * ac"1eve deslred results with less solvent.  Therefore, using OJ39
             10.8 yd2 x 106 x 0.139

                   2TOO	
                         750 tons/yr.   750 x 0.907 = 680 Mg/yr - potential uncontrolled emissions.

-------
     The transformation of organic vapors to aerosols involves reactions
between the organics, ozone, ultraviolet irradiation (sunlight), and
nitrogen oxides (NO ).  The organics react to produce additional ozone
                   /\
and oxygenated compounds which form aerosols by either nucleation or
             3
condensation.   The nitrogen oxide levels required for photochemical
smog formation are generally only encountered in industrial or urban
areas.  This is very pertinent to the study of the FVC&P industry since
the majority of the industry's plants are located in the heavily industri-
alized north central and northeastern regions of the country.
7.1.2  Secondary Air Pollution Impacts
     Secondary environmental impacts are defined as those  impacts which
result from the addition of pollution control equipment.   In the case of
the FVC&P industry, solvent emissions control systems are  sources of
potential secondary emissions.
     The major secondary air pollution impacts of carbon adsorption
systems are the fuel combustion emissions from the boiler  used to
produce steam.  The steam is used to strip the carbon bed  of adsorbed
VOC at a ratio of 4 kilograms of steam per kilogram recovered solvent.
Steam is also produced (1 kilogram per kilogram recovered  solvent) for
use in the distillation column used to refine the recovered solvent.
Assuming the model plants use number two fuel oil in their boilers,
estimates can be made on the relative levels of secondary  emissions
resulting from controls.  Hydrocarbon emissions would be negligible,
only about 0.000051 kilograms per kilogram (0.000051 Ib per Ib) recovered
solvent, assuming the boiler was well operated and maintained.  For
particulates the emission rate is approximately 0.0125 kilograms per
kilogram recovered solvent  (0.0125 Ib per Ib recovered solvent). '
The emission rates of sulfur oxides (SO ) are dependent on the level of
                                       A.
sulfur in the fuel oil.  For a 0.3 weight percent sulfur fuel oil,
0.0027 kilograms of SO^ per kilogram recovered solvent (0.0027 Ib per Ib
recovered solvent) are emitted.  The magnitude of the secondary pollutants
generated by the operation  of the control system is much smaller than
trse magnitude of the solvent emissions being recovered.
                                    7-6

-------
     An NSPS for industrial boilers, currently being developed by EPA,
will further reduce the impact of these secondary emissions by requiring
the control of NO , SO , and other boiler emissions.
                 A    A
     Secondary air pollutants are also formed as a result of electrical
power generation.  The electrical power is required to drive solvent-
laden air fans, cooling tower pumps and fans, boiler pumps and fans, and
all emission controls instrumentation.  The quantity and type of pollution
produced would vary considerably depending on the geographical location
and the fuel resources available.  Prediction of the secondary environmental
impact associated with electrical power generation is beyond the scope
of this study.  Electrical consumption is not large and not considered
to be a significant impact.  Since the power plants are separate offsite
facilities, which are already governed by emission regulations, this
source was not considered.
     Cooling towers could be an additional source of secondary air
pollution with a carbon adsorption unit.  Particulates in cooling towers
result from dissolved solids emitted to the atmosphere by cooling tower
drift.  This particulate emission is generally not a problem in cooling
towers of the size found on carbon adsorption units in the FVC&P industry.
7.2  WATER POLLUTION IMPACTS
     The only potential wastewater pollution from a controlled FVC&P
plant arises from the use of the carbon adsorption emission reduction
system.  Dissolved solvent in the condensate from the carbon adsorption
system represents the primary potential water pollutant.
     Carbon adsorption devices use steam to strip adsorbed solvent  from
the carbon beds.  During the stripping operation, the solvent-steam
vapors are fed to a condenser.  The condensed solvent-water solution
from the condenser is then sent to a storage tank after pH adjustment.
Little separation of solvent and water takes place in the storage tank
because of the high miscibility of ketone solvents in water.
                                   7-7

-------
       From storage the solvent-water solution is sent to a distillation
 column.  The majority of solvent is removed from the solution during
 distillation.  After distillation the vaporized solvent (which contains
 a small amount of water) is sent to a second condensation step.   Following
 the second condensation step, a solution of solvent and a small  amount
 of water is sent to a dehydration unit.   In the dehydration unit calcium
 chloride is used to dry the solvent/water mixture.   The spent calcium
 chloride brine is sent back through the distillation column and  eventually
 is discharged to a publically owned treatment works (POTW)  or the environ-
 ment.   A schematic view of the water cycle in a controlled  FVC&P model
 plant is shown in Figure 7-1.
      The wastewater discharges for  the FVC&P model  plants were estimated
 based  on the total  quantity of incoming  make-up water used  to produce
 steam  for the carbon adsorption/distillation system.   The wastewater
 discharges  associated  with  the irodel  plants  of  Chapter  6 are  given  in
 Table  7-3.   A typical  plant to be built  in  this industry would have an
 annual  wastewater discharge,  attributable  to VOC control, of  2.6  million
 liters  (690,000  gallons)  under Regulatory Alternative II and  3 million
 liters  (780,000  gallons)  under Alternative  III.
     The national wastewater discharges  resulting from  the  implementation
 of emissions  controls  on  new FVC&P plants are presented in Table  7-4.
 In 1987  plants controlled to the Alternative  I  level  would discharge
 approximately 13.2 million  liters (3.5 million  gallons) of wastewater
 per year.  An increased emissions reduction  to  the Alternative II level
 would  increase wastewater discharges to  about 15.6 million liters (4.1
 million  gallons)  per year.  This represents  a 2.4 million liter  (600,000
 gallons) increase in wastewater discharges to achieve a 400 megagrams
 (440 tons) VOC emissions reduction.   Control to the Alternative III
 level in 1987 would increase potential wastewater discharges to 18
million  liters (4.8 million gallons) per year from new FVC&P finishing
 facilities.   Compared to the baseline case, Alternative III  control
would cause the discharge of 4.8 million liters (1.3 million gallons)
more wastewater to achieve a national VOC emissions reduction  of  790
megagrams (870 tons) from new FVC&P  finishing lines.

                                    7-8

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MD
                       Solvent-Steam Vapors
                    lai
                    Ms
                    I In I
                  V
                Steam
       Inn
         Hill1-ill)
         U.iler
       V
llollni
                                                                                                              i ovpralile
                     FIGURE  7-1.   SCHEMATIC OF  THE WATER CYCLE  IN A FVC&P PLANT SOLVENT  RECOVERY SYSTEM

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                           TABLE  7-3.   WASTEWATER  DISCHARGE  IMPACTS  OF THE  REGULATORY ALTERNATIVES
                                          ON  THE  MODEL PLANTS*
-vl
I
                         Model  Plants
                (line width, No.  Print Stations
    A
(1.5m,  3)

    B
(1.5m,  6)
                           (0.76m, 6)
                           (1.5m, 18)
                           (1.5m, 36)

                          nodel plants  developed in Chapter 6.
                                                               Annual Wastewater Discharges, liters  (gallons)
                      Regulatory Alternative I
   910,000    (240,000)



 4,200,000  (1,100,000)



 2,200,000    (590,000)



 5,700,000  (1,500,000)



26,100,000  (6,900,000)
                                                                           Regulatory Alternative II
 1,100,000    (290,000)



 5,300,000  (1,400,000)



 2,600,000    (690,000)



 6,400,000  (1,700,080)



31,000,000  (8,200,000)
                                                                          Regulatory Alternative III
 1,200,000   (330,000)



 6,100,000 (1,600,000)



 3,000,000   (700,000)



 7,600,000 (2,000,000)



36,000,000 (9,500,000)

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TABLE 7-4.  ESTIMATED NATIONAL  WASTEWATER DISCHARGE IMPACTS FROM VOC CONTROL SYSTEMS
Year
1983
1984
1985
1986
1987

Regulatory Alternative
2,600,000 (700,000)
5,300,000 (1,400,000)
7,900,000 (2,100,000)
10,600,000 (2,800,000)
13,200,000 (3,500,000)
Annual Wastewater Discharge,
liters (gallons)
I Regulatory Alternative II
3,100,000 (820,000)
6,200,000 (1,600,000)
9,400,000 (2,500,000)
12,500,000 (3,300,000)
15,600,000 (4,100,000)
Incremental Impact on Baseline,
liters (gallons)
Regulatory Alternative III
3,600,000 (950,000)
7,200,000 (1,900,000)
10,800,000 (2,900,000)
14,400,000 (3,800,000)
18,000,000 (4,800,000)
Alt. I - Alt. II Alt. I - Alt. Ill
480,000 (120,000) 960,000 (250,000)
960,000 (200,000) 1,900,000 (500,000)
1,400,000 (400,000) 2,900,000 (800,000)
1,900,000 (500,000) 3,800,000 (1,000,000)
>, 400,000 (600,000) 4,800,000 (1,300,000)

-------
     The amount of VOC beinn emitted in these national wastewater dis-
charges would be relatively small.  In 1987, under Regulatory Alternative
I, the wastewater streams of VOC control  systems, for new flexible vinyl
finishing lines, would contain about 4.9 megagrams (5.4 tons) of VOC.
Increasing the reauired control level to Alternative II would increase
the quantity of VOC discharged in wastewater streams to 5.7 megagrams
(6.3 tons) per year.  Control  to the Alternative III level would increase
VOC released in the control system wastewater discharges to 6.5 negagrams
(7.1 tons) per year.  These VOC irnnacts represent worst case situations.
These impacts were based on the assumptions that all new facilities
would use a solvent recovery control system and all wastewater is discharged
with no process recycle and reuse.  Table 7-5 fully illustrates the
impacts of VOC in the control  system wastewater discharges.
     The environmental impact on natural  water systems from these
wastewater discharges would be minimal because:  (1) the total volume of
annual wastewater discharge is small and (2) the discharge contains only
alkaline dehydration chemicals (calcium chloride or sodium hydroxide)
and snail amounts of organic solvent.  Plants currently operating in
this industry with carbon adsorption/distillation systems are permitted
to discharge wastewater streams attributable to VOC control to POTW
without any penalties or surcharges.
7.3  SOLID WASTE IMPACTS
     The only expected solid wastes from VOC emissions control systems
come from the carbon adsorption devices.   The activated carbon in these
units gradually degrades during normal operation.  The adsorption
efficiency of the carhon eventually drops to such a level that replace-
ment is necessary.  This replacement creates a solid waste load for the
plant.  The quantities of waste carbon generated annually by the various
model R'C&P plants are given in Table 7-6.  Waste carbon from the
largest plant controlled to the highest level would equal 48 negagrams
per year (53 tons/yr).
                                   7-1?

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                      TABLE 7-5.   ESTIMATED NATIONAL VOC LOADING OF VOC CONTROL SYSTEM  WASTEWATER STREAMS
Year
1903
1984
1985
1986
1987
Annual VOC Emissions,
Mg (Tons)
Regulatory Alternative I
0.89 (0.98)
1.9 (2.1)
2.9 (3.2)
3.9 (4.3)
4.9 (5.4)
Regulatory Alternative II
1.0 (1.1)
2.2 (2.4)
3.3 (3.7)
4.5 (5.0)
5.7 (6.3)
Regulatory Alternative III
1.2 (1.3)
2.5 (2.8)
3.8 (4.2)
5.1 (5.7)
6.5 (7.1)
Incremental Impact on Baseline,
Mg (Tons)
Alt. I - Alt. II
0.15 (0.16)
0.27 (0.30)
0.40 (0.50)
0.60 (0.71)
0.80 (0.90)
Alt. I - Alt. Ill
0.31 (0.32)
0.60 (0.70)
0.90 (1.0)
1.2 (1.4)
1.6 (1.7)
I
CO

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                                    TABLE 7-6.  SOLID WASTE IMPACTS OF THE REGULATORY
                                                ALTERNATIVES ON THE MODEL PLANTS*
I
t—'
*»
(line M





*6ased
Model Plants
idth, No. Print Stations)
A
M Cm t\
\ • • -"•? ~ /
B
(1.5m, 6)
C
(0.76m, 6)
D
(1.5m, 18)
E
(1.5m, 36)
on the model plants develope<
Annual
Regulatory
1.3
6.2
3.1
7.7
37
In Chapter
Solid Waste Impacts, Mg(Tons)
Alternative I
(1-4)
(6.8)
(3.4)
(8.5)
(41)

Regulatory Alternative II
1.5
7.1
3.5
8.9
43
6.
(1-6)
(7.8)
(3.9)
(9-8)
(47)
Regulatory
1.6
8.1
4.0
10
48


Alternative III
(1.8)
(8.9)
(4.4)
(ID
(53)


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       This  disposal  of  the  waste  carbon  material  creates  a  potential
  secondary  environmental  innact.   Three  procedures  are  available  for
  handling waste carbon  that reduce  the potential  of  adverse  environmental
  innacts.   The three  involve: a)  properly landfilling the carbon,  b)
  recycling  the carbon by  reactivation, and c) using  the carbon as  a fuel
  source.
      The implementation  of  the landfill method will be simple and
 efficient  because the  technology for the operation  is considered common
 practice.  No environmental problems should occur provided the landfill
 site has been properly constructed.  If the site is not secured by a
 lining of  some type (either natural or artificial), possible soil
 leaching could occur.  The leachate may contain traces of organics which
 have been left on the carbon as residues.   Transmission of this leachate
 into ground and  surface waters  would represent a potential  environmental
 impact.
      The second  treatment procedure for the waste carbon  involves
 recycling the carbon to its manufacturer.   The manufacturer can process
 the waste carbon  and reactivate it for reuse in carbon  adsorption units.
 At  least one  manufacturer is using this  method.2
      The third disposal method  involves  selling the waste carbon  as  a
 fuel.  The  physical  and chemical  structure  of  the carbon  in combination
 with  the hydrocarbon  residues make  the wastes  a fuel  product similar to
 other  solid fuels  such  as coal.   Potential  users  of this  fuel  include
 industrial  and snail  utility boilers.  Since activated  carbon  Generally
 contains  very little  sulfur,  furnace S02 emissions  resulting  from
 combustion  would be negligible.   Particulate and  NO  emissions  from the
 •    •                                              **
 burning  of  activated carbon would be comparable  to  those  of  coal-fired
 operations.  However, the use of  this disposal method would  be limited
 because  of  the small quantities of  carbon generated  by plants  in this
 industry.
     Nationwide solid waste resulting from the VOC emission control
systems of  FVC&P plants would not pose adverse environmental impacts.
Estimates of national solid waste resulting from new, controlled FVC&P
                                   7-15

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plants are given in Table 7-7.  In 1987 plants controlled to the Alter-
native I level would be generating approximately 19 megagrams per year
(21 tons/yr) of waste carbon.  The same plants controlled to the Alternative
II level would generate about 21 megagrams per year (23 tons/yr) of
carbon waste.  The 3 megagrams of increased carbon waste is a trade-off
for an increase in overall VOC emissions reduction of 400 megagrams per
year (440 tons/yr).  Plants control'ed to the Alternative III level
would generate 24 megagrams (26 tons) per year of waste carbon, or 5
megagrams per year more than facilities under Alternative I control.
The additional solid waste generation results in increased VOC emission
reductions from new FVC&P facilities of 790 megagrams (870 tons) per
year in 1987.
7.4  ENERGY  IMPACT
     The air emissions control equipment for the FVC&P industry, utilizes
electrical  energy and steam.  The electrical  energy is required to
operate solvent-laden air fans, cooling tower pumps and fans, boiler
support systems, and all control  system instrumentation.   Fossil fuel,
typically fuel oil, is combusted in the solvent recovery system's boilers
to produce steam for carbon adsorption and distillation.   For the energy
impact analysis an 80 percent thermal efficiency was assumed for the
fuel  oil  usage.
     The electricity consumptions calculated for each model  plant and
regulatory alternative case are presented in Table 7-8.   In the model
plant cases an average of 15 percent more electricity is required to
reduce overall VOC emissions from the Alternative I to the Alternative
II control  level.   A typical new FVC&P finishing line, under Alternative
II control, would require about 840 GJ (230,000 kwh) per year of electrical
energy.   Control  to the Alternative III level  would require approximately
30 percent more electrical energy than Alternative I control.  In 1987
a new finishing line under Alternative III control  would require about
970 GJ (270,000 kwh) per year of electrical  energy.
     The gross nationwide consumption of electricity by new FVC&P finishing
lines, for VOC control  purposes,  is shown in Table 7-9.   In 1987 new
                                     7-16

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TABLE 7-7.  ESTIMATED NATIONAL  SOLID WASTE IMPACTS FROM VOC CONTROL SYSTEMS
Year
1983
1984
1985
1986
1987
Regulatory
Alternative I
3.7 (4.1)
7.4 (8.2)
11 (12)
15 (16)
19 (21)
Annual Solid Waste
Mg (Tons)
Regulatory
Alternative II
4.2 (4.6)
8.4 (9.3)
13 (14)
17 (19)
21 (23)
Impact,
Regulatory
Alternative III
4.8 (5.3)
9.6 (10.6)
14 (16)
19 (21)
24 (26)
Incremental Impact on Baseline
Mg (Tons)
AH. I-AH. II Alt. I-Alt. Ill
0.5 (0.5) 1.1 (1.2)
1.0 (1.1) 2.2 (2.4)
1.5 (1.6) 3.2 (3.6)
1.9 (2.1) 4.3 (4.8)
2.4 (2.7) 5.4 (6.0)

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          TABLE   7-8.  ELECTRICITY IMPACTS OF  THE REGULATORY ALTERNATIVES ON
                        THE MODEL PLANTS



1
00

Model Plants
(line width,
No. Print Stations
A
(1.5m, 3)
B
(1.5m, 6)
C
(0.76m, 6)
D
(1.5m, 18)
E
(1.5m, 36)
Annual Electricity Consumption, GJ (kwh)
Regulatory Alternative I
300
1500
720
2000
9000
(84,000)
(420,000)
(200,000)
(530,000)
(2,500,000)
Regulatory Alternative II
350 (97,000)
1800 (500,000)
840 (230,000)
2200 (600,000)
10.200 (2,800,000)
Regulatory
420
2000
970
2300
11,400
Alternative III
(110,000)
(570,000)
(270,000)
(670,000)
(3,200,000)
*Based on  the model plants developed in Chapter 6.

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TABLE 7-9.   ESTIMATED NATIONAL ELECTRICITY IMPACTS FROM VOC CONTROL SYSTEMS

Year
IRA'S 	
17OJ
1984
1985
1986
1987

Annual
Keguiatury
Alternative I
860
1700
2600
3500
4300(1
l£1U,UUUJ
(480,000)
(720,000)
(960,000)
,200,000)
Electricity Consumption, GJ
Regulatory
Alternative 11
1000
2000
3000
4000
5000
1280,000)
(560,000)
(840,000)
(1,100,000)
(1,400,000)
(kHh)
Regulatory
Alternative
1200
2300
3500
4700 (1
5800 (1
320
(650
(970
,300
,600
HI
,'ooo)
,000)
,000)
,000)
Incremental Impact
Alt.
140
300
400
500
700
I - AH. 11
(40,0001
(80,000)
(120,000)
(140,000)
(200,000)
on Baseline, GJ (IcHh)
Alt. I
340
600
900
1200
1500
- Alt. Ill
(80,000
(170,000)
(250,000)
(340,000)
(400,000)

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facilities controlled to the Alternative II level would consume 15
percent more electricity than facilities under Alternative I control.
Alternative II control, in 1987, would require 5000 GJ (1,400,000 kwh)
of electricity per year.  Alternative III control in 1987 would require
about 30 percent more electrical energy than if all new FVC&P finishing
operations were controlled to the Alternative I level.  Finishing lines
under Alternative III control would use about 5800 GJ (1,600,000 kwh) of
electricity for VOC control.
     The fuel oil consumptions for the model plant and regulatory
alternative cases of Chapter 6 are given in Table 7-10.  A typical new
FVC&P finishing line to be built within the next five years would
require about 7,200 GJ  (6.8 billion Btu) of fuel oil to meet the Alternative
I emission control level.  Approximately 1,100 additional GJ (1.0 billion
Btu) of energy would be required to control the plant's VOC emissions to
the Alternative II level.  Control of new finishing lines to the Alternative
III level would require 2,500 GJ (2.4 billion Btu) of fuel oil energy
above the amount required for Alternative I control.
     The estimated gross national fuel oil  impacts resulting from VOC
control systems are given in Table 7-11.  Nationwide, in 1987, about
43,000 GJ (41 billion Btu) of fuel oil energy would be consumed by new
FVC&P finishing lines controlled to the Alternative I level.  An additional
7,000 GJ (6.0 billion Btu) of fuel oil would be required nationwide  to
raise the overall emission reduction being  achieved by new FVC&P finishing
lines to the Alternative II  level.  Control to the Alternative III level
would raise fuel oil use by  15,000 GJ (14 billion Btu) above that
required for Alternative I control.
     Net national energy savings are possible in this  industry when  the
energy value of the recovered solvent is considered.   If all new  FVC&P
finishing lines built  through 1987 were controlled  to  the level of
Regulatory Alternative  I, the gross national energy demand would  be
equal  to about 48,000  GJ (45 billion Btu).  The amount of solvent
potentially  recoverable under Alternative  I control could be translated
into about 83,000 GJ  (78 billion Btu) of energy.  The  net energy  impact
                                      7-20

-------
                    TABLE 7-10.  FUEL OIL  IMPACTS OF THE  REGULATORY  ALTERNATIVES ON THE MODEL PLANTS*
I
ro
(line





*Based on
Model Plants
width, No. Print Stations)
A
(1.5m, 3)
B
(1.5m, 6)
C
(0.76m, 6)
D
(1.5m, 18)
E
(1.5m, 36)
the model plants developed i

Regulatory
3,000
14,000
7,200
18,000
86,000
n Chapter 6.

Alternative I
(2.8)
(13)
(6.8)
(17)
(82)

Annual Fuel
Regulatory
3,500
16,000
8,300
21,000
99,000

Oil Consumption
Alternative II
(3.3)
(15 )
(7.9)
(20)
(94)

, GO (billions
of Btu)
Regulatory Alternative III
4,000
18,000
9,700
24,000
112,000

(3.8)
(17)
(9.2)
(23)
(no)


-------
                    TABLE  7-11.   ESTIMATED  NATIONAL  FUEL  OIL  IMPACTS FROM VOC CONTROL SYSTEMS



Year
1983
1984
1985
1986
1987
Annual Consumption of No. 2
GJ
Regulatory
Alternative
8,600 (8.
17,000 (16)
26,000 (25)
35,000 (33)
43,000 (41)
(billions of Btu)
Regulatory
I Alternative II
2) 10,000 (9.4)
20,000 (1.9)
30,000(28)
40,000(38)
50,000(47)
Fuel Oil,

Regulatory
Alternative III
12,000 (11)
23,000 (22)
35,000 (33)
47,000 (44)
58,000 (55)
Incremental Impact on Baseline.
GJ (billions

Alt. I - Alt. II
1,400 (1.2)
3,000 (3.0)
4,000 (3.0)
5,000 (5.0)
7,000 (6.0)
of Btu)

Alt. I - Alt. Ill
3,400 (2.8)
6,000 (6.0)
9,000 (8.0)
12,000(11)
15,000(14)
I
ro
ro

-------
 in 1987, under Alternative  I control,  is  an energy  savings of 35,000 GJ
 (33 billion Btu).
     Under Regulatory Alternative  II control  the  gross  national  energy
 demand would approach 55,000 GJ  (52 billion Btu)  in  1987.  Alternative
 II control would recover an energy equivalent  of  95,000 GJ (90 billion
 Btu).  The net energy impact under Alternative  II control, in 1987,
 would be an energy savings  of 40,000 GJ (38 billion  Btu).  The gross
 national energy demand under Alternative  III control would equal approx-
 imately 64,000 GJ (61 billion Btu).  The  higher control efficiency of
 this alternative would yield a potential  solvent  recovery equivalent to
 105,000 GJ (100 billion Btu) of  energy.   The net  energy impact under
 Alternative III control, in 1987, would be an energy savings of  41,000
 GJ (39 billion Btu).
     The incremental energy savings of Alternative  II compared to
 Alternative I would equal 5,000  GJ (5.0 billion Btu).  Alternative III
would have a potential energy savings of  6,000 GJ (6.0 billion Btu) when
 compared to Alternative I.  Table 7-12 fully illustrates the potential
 net national  energy impacts in the FVC&P  industry.  The favorable national
 energy impact is important  because of the lessening supply and increasing
 cost of petroleum raw materials.
 7.5  OTHER ENVIRONMENTAL IMPACTS
     The impact of increased noise levels is not  a significant problem
within the emission control systems of the FVC&P  industry.  No notice-
able increases in noise levels occur as a result  of increasingly stricter
 regulatory alternatives.   Motors and solvent-laden air fans are  responsible
for the majority of the noise in VOC control systems.
     Other than the fuels required for steam and electricity generation,
and the materials required for the construction of the system, there is
no apparent irreversible or irretrievable commitment of resources
associated with the construction or operation of  the emission control
systems.   Essentially the VOC emission controls for this industry do not
produce any significant air, water, or land pollution problems.   The
control  and recovery of these solvent emissions is both energy efficient
and economical.
                                     7-23

-------
                TABLE  7-12.  NET NATIONAL ENERGY IMPACTS OF VOC CONTROL, GJ (billions of Btu)
National Totals
Recovered Solvent
Energy Demand
Energy Savings
Regulatory
Alternative I
83,000 (78)
48,000 (45)
35,000 (33)
Regulatory
Alternative II
95,000 (90)
55,000 (52)
40,000 (38)
Regulatory
Alternative III
105,000 (100)
64,000 (61)
41,000 (39)
Incremental Impact on Baseline
Alt. I - Alt. II Alt. I - Alt. Ill
12,000 (12) 22,000 (22)
7,000 (7) 16,000 (16)
5,000 (5) 6,000 (6)
I
ro

-------
 7.6  REFERENCES

 1.    Letter and attachments from Hall,  W.B., Chemical  Fabrics & Film
      Association,  to Goodwin,  D., EPArESED.   August 8,  1980   53 n
      CFFA Vinyl  Printing Operations  Survey.
      TriP  Report    Laube   A.H.  and  N.E.  Krohn,  Radian  Corporation,  to
      file.   March  6,  1980.   19  p.   Report  of  February  27,  1980 visit to
      General  Tire  and Rubber Company  in  Reading,  Massachusetts.   (Docket
      Confidential  File.)
 3-    IrlP1^,',8-?-   (ed1tor)-   Environmental  Engineers Handbook, Volume 2
      Air Pollution.   Radnor, PA.  Chilton Book Company,  1974.  pp. 82-85.

 4.    U.S. Environmental Protection Agency.   Compilation  of Air Pollutant

      PartT" AuIstSi977eSearCh Tn'ang1e Park' N'C'  Publication No. AP-42,
5.   Devitt, T , P. Spaite, and L. Gibbs.  (PEDCo Environmental) Background
     Study in Support of New Source Performance Standards for Industrial
     Boilers.  (Prepared for U.S. Environmental Protection Aqency )
     Research Triangle Park, N.C.  EPA Contract No.  68-02-2603.   March


6.   Trip Report.  Laube, A.H.  and N.E. Krohn, Radian Corporation,  to
            SeKan?er18»  198°-   19 P-   Report of July 30, 1980 visit to
              Chemical  Company  in Anderson,  South Carolina
                                   7-25

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                                 8.  COSTS

     The cost impacts of  implementing the various regulatory alternatives
are presented for each model plant  in this chapter.  Both process  and
control costs are presented, however, the emphasis  is on the incremental
control costs above an assumed baseline regulatory  alternative.  The
bases for the cost analysis are presented in terms  of the data sources,
assumptions, and factors  used in this analysis.  These cost impacts will
serve as inputs to the economic analysis in Chapter 9.
8.1  COST ANALYSIS OF REGULATORY ALTERNATIVES
     Three regulatory alternatives  are presented in Chapter 6.  These
alternatives call for an  overall volatile organic compound (VOC) reduction
of 65, 75, or 85 percent.
   • Regulatory Alternative I, the  baseline, is based on the Control
Techniques Guideline (CTG) document for special products in the Graphic
Arts industry.   This control alternative assumes no NSPS would be
promulgated.  Regulatory  Alternative I is based on  an overall VOC  emission
reduction of 65 percent.  This 65 percent level represents a system
which captures 70 percent of the total solvent from the FVC&P finishing
operation and recovers or destroys  95 percent of those emissions.
   • Regulatory Alternative II represents the first level of NSPS  control
being considered.  This control level is based on an overall VOC emission
reduction of 75 percent.  The control system for Alternative II would
capture 80 percent of the total solvent emitted from the finishing
operation and then recover or destroy 95 percent of those emissions.
   • Regulatory Alternative III represents the second level of NSPS
control being considered.  Alternative III is based on an overall  VOC
emission reduction of 85  percent.  The 85 percent level represents a
                                    8-1

-------
system which captures 90 percent of the total solvent emitted from  the
finishing operation and then recovers or destroys 95 percent of those
emissions.
     Each regulatory alternative is applied to five model plants.   A
total of fifteen model plant cases result.  Specific information about
each model plant is presented in Chapter 6.  A cost analysis is presented
in this section for each model  plant and corresponding emission control
system.  A discussion concerning modified or reconstructed facilities is
also presented.
8.1.1  New Facilities
     Table 8-1 outlines the five model plants that are examined in  this
cost analysis.  The probable accuracy of the cost estimates presented in
this section is ±30 percent.  The results are to be used as a comparative
basis to document the economics which may face a manufacturer if a
regulation goes into effect.  All costs for this study are expressed in
mid-1980 dollars.
     8.1.1.1  Installed Capital  and Annualized Costs.  Fixed-bed carbon
adsorption systems are used as the VOC emission control  devices in  the
model plants.  Other control devices, such as incinerators, are available,
however, fixed-bed carbon adsorption systems currently are used almost
exclusively in the industry.  The use of waterborne inks is another
control option but no cost information is available from industry.
There is little commercial  use of waterborne inks in the FVC&P industry.
     Presently, it is likely that incineration and waterborne inks  prove
to be more costly control  options.   With further development, waterborne
inks may prove to be a less costly control option.  If incineration or
waterborne inks provide lower costs than carbon adsorbers, and are
implemented by industry, this would not effect the conclusions of this
study.
     Table 8-2 lists the assumptions used in calculating the capital and
operating costs of the model plants and their control systems.  Some
costs such as raw materials, utilities and labor are highly dependent on
location.  A detailed study of these variations will not be presented in
this report.

                                     8-2

-------
                        TABLE 8-1.  MODEL PLANTS



Model
Plant
A

B

C

D

E

Web2'3'4'5
Width
m
(inches)
1.5
(60)
1.5
(60)
0.76
(30)
1.5
(60)
1.5
(60)
Number
of
Print
Lines
1

1

1

6

6

234
Number ' *
of
Print
Stations
3

6

6

18a

36b

,5
i f
Ink1'6
Formulation
5% solids

5% solids

5% solids

5% solids

5% solids

Three print stations per print line
Six print stations per print line
                                   8-3

-------
              TABLE 8-2.  BASES FOR ANNUALIZED COST ESTIMATES
Description
   Unit Cost
Basis for Costs
Annualized costs for new
  installation
Average model plant operating time
Average Carbon adsorption, solvent
  recovery system operating time
Direct Operating Costs
  Operating Labor
     Operator
     Supervisor

  Maintenance

  Raw Materials
  Carbon Replacement


  Utilities
     Steam

     Electricity
     Water

     Fuel
   One Year

   3600 hr/yr
Commencing mid-June
   (1980)
60% of scheduled
   operating time
   6000 hr/yr for adsorbers
   3600 hr/yr for solvent recovery
   $10.00/hr
   15% of operator
   labor
   5% of installed
   capital
   0.52/sq.m
  (0.46/sq.  yd)
   0.59 sq.m
  (0.49/sq.  yd)
   $2.53/kg
   Replace every
   three years
   $11.00/Mg
 ($5.00/1000 Ib)
   $0.05/kWh
   $0.26/m3
($0.972/1000 gal)
   $3.80/loil
  ($4.00/10DBtu)
Reference 10

Reference 10

Reference 10
Reference 6
Reference 6

Reference 6

Reference 6
Reference 6
Reference 6
Reference 6

Reference 6
                                     8-4

-------
                          TABLE 8-2.   (CONTINUED)
Description
Unit Cost
Basis for Costs
Indirect Operating Costs
  Overhead
  Taxes and Insurance
  Administration
Capital Recovery Factor
  Finishing line

  Carbon adsorption

Credits
  Solvent credit
80% of labor                  Reference 10
2% of installed capital       Reference 10
2% of installed capital       Reference 10
10.226% of installed capital  10% interest
                              rate, 40,-year
                              lifetime6
11.746% of installed capital  10% interest
                              rate, 20,-year
                              lifetime6
$0.704/kg($0.32/lb)
Recovered solvent
for sale or reuse
                                                                                  12
                                    8-5

-------
 Finishing Line Costs
      The installed capital  costs  for the  finishing  lines  (without control
 equipment)  are based on  vendor' and  industry  sources.   The  installed
 capital  cost of a 1.5 meter (60 inch),  3  station  model  plant  printing
 line is  estimated at 1 million dollars.   The  installed  capital cost of  a
 1.5 meter (60 inch),  6 station model  plant  printing  line  is estimated at
 1.8 million  dollars.   The  installed  capital cost  for a  0.76 meter (30
 inch), 6 station  model plant  print line is  estimated at 1 million dollars.
 These model  plant printing  lines  include  the  rotogravure  presses and
 associated  ovens,  web winders and rewinders,  ink  tanks, pumps, LEL
 meters,  steam piping, motors  and  starters,  quality control inspection
 equipment,  web speed  control  devices, ventilation equipment (such as
 fans  and hoods  to meet OSHA regulations), and housing structures.
 Annualized costs  for  the model plant  print  lines  were developed using
 the assumptions presented in Table 8-2 and  utility requirements presented
 in  Table 6-4.   The installed capital  and  annualized costs for the model
 plant finishing lines  are presented  in Table 8-3.
 Control  Equipment  Costs
      Several  sources  were investigated in the development of the control
 equipment installed capital costs:  industry contacts,  vendor quotes8'9
 and EPA  reference  manuals.1 '13  EPA  reference manuals10'13 were not
 adequate  because complex distillation equipment must be used in this
 industry  and  these manuals did not contain costing information for this
                   8 9
 equipment.  Vendor  '   information  was often incomplete and did not
 reflect  the installation  costs for these systems.   Equipment costs
 before installation were not available from industry sources because the
control   systems were  installed and turned over to the plants as operational
 units.  Therefore, the installed  capital  costs for the  model  plant
control   systems were estimated using industry cost data for installed
control   systems.   Figure 8-1 is the cost curve used to  estimate the
 installed capital  costs of the model  plant control systems.   This cost
curve was used to cost model plant control systems for  all the Regulatory
Alternatives.
                                     8-6

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TABLE 8-3.   INSTALLED CAPITAL AND ANNUALIZED COSTS FOR UNCONTROLLED
            MODEL PLANTS ($1980)
Model Plant
Production m Xyr
(ydVyr)
Installed Capital Cost
Direct Operating Costs
Operating Labor
Operator
Supervisor
Maintenance
Utilities
Electricity
Fuel
Raw Material:.
Indirect Op era ti mi Costs
Overhead
Taxes and Insurance
Administration
Capital Recovery Cost
Total Annual ized Cost
$/sq.m
($/sq.yd)
A
1.8 x 10*
(21.6 x 10°)
1,000,000
240,000
36,000
50,000
37,000
18,000
9,936,000
241,000
20,000
20,000
100,000
10,698,000
0.59
(0.50)
B
1.8 x 10*
(21.6 x 10b)
1,800,000
300,000
45,000
90,000
37,000
92,000
10,600,000
312,000
36,000
36,000
180,000
11,728,000
0.65
(0.54)
C
0.9 x 10*
(10.8 x 10b)
1,000,000
240,000
36,000
50,000
18,000
44,000
5,300,000
241,000
20,000
20,000
100,000
6,069,000
0.67
(0.56)
D
11 x 10*
(130 x 10b)
6,000,000
1,320,000
198,000
300,000
220,000
110,000
59,800,000
1,334,000
120,000
120,000
610,000
64,132,000
0.58
(0.49)
E
11 x 10*
(130 x 10b)
10,800,000
1,680,000
252,000
540,000
220,000
480,000
63,700,000
1,762,000
216,000
216,000
1,100,000
69,914,000
0.64
(0.54)

-------
                                                       itr
Figure 8-1.  Estimated installed capital costs for
             model plant control systems
                      8-8

-------
       Figure  8-1 was  developed  using  the  0.6  power  law  estimating equation
 and  industry cost  data  for  a medium  sized control  system3  represented by
 point A  in Figure  8-1.    The  equation is as follows:

 Cost of new  system ($1980)  = Cost of system A  ($1980) fCapaci'ty of new system. SCF^f
                                                      ^Capacity of system A, SCFM  I

 The validity of this equation  is demonstrated  by the fit, to the cost
 curve, of the installed capital cost ($1980) of another control system
 in the industry  much larger in capacity than  system A, represented by
 point B in Figure 8-1.  Comparisons of the installed capital costs based
 on the above equation with vendor data and EPA manuals  indicate these
 costs may be on  the high side.   This would cause the annualized costs
 for the model plant control  systems to be on the high side.  For the
 purpose of this  study, this  conservatism  is  acceptable.
      Equipment  included in the  model  plant control  systems  are  air
 filters,  humidifiers, fans,  motors;  316 stainless  steel adsorption
 vessels,  condensers,  product coolers,  seal pots and piping; carbon  steel
 mixing  tanks, distillation columns  with bubble  cap  trays,  reflux  drums,
 and dehydrators; appropriate instrumentation  and housing  structures  for
 this  equipment,  and the  necessary vapor capture systems to  achieve  the
 required  levels  of  VOC capture.  Annual ized  costs for the model  plant
 control systems  were  developed  using  the  assumptions  listed  in  Table 8-2
 and the utility  usages  listed in Table  6-7.   Credits  for  recovered
 solvent were  given  based on  recoveries  of 90  percent  of the  potentially
 recoverable solvent.  This allows for a 10 percent  loss in  the  distillation
 and dehydration systems and  provides for  any  solvent  in the  printed web
 leaving the finishing line.  The installed capital   and  annualized costs
 for the model plant control  systems may be found in Table 8-4.
     8-1.1.2  Cost Analysis and Cost Effectiveness.   Table 8-5 contains
the total  annualized costs for the controlled model  plants.   Analysis of
these  costs lead  to several conclusions:
.6
                                      8-9

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TABLE s-4.   ANNUALIZFP COSTS FOR voc CONTROL SYSTFMS









co
i
! — »
CD









MODEL PL MIT
Overall VOC Control Efficiency
Carbon Adsorption System
Capacity risen/sec
(SCFH)
Installed Capital Cost

Direct Operating Costs
Operating Labor
Operator
Supervisor
Maintenance
Ca -bon Replacement
Ut Htles
Electricity
Water
Indirect Operating Costs
Overhead
Taxes and Insurance
Administration
Capital Recovery Cost
r^oAttrl V
Recovered Solvent
Total Annual ized Cost
.


65

0.93
(2200)
607,000



30,000
4,500
30,000
1.100
16,000
4,200
400

40,000
12,000
12,000
71,000

(110,000)
111,200


A
75

1 l
(2600)
672,000



30,000
4,500
34,000
1.200
19,000
4.800
400

41,000
13,000
13,000
79,000

(130,000 )
109,900


	
85


(3000)
732,000



30.000
4,500
37.000
1,400
21.000
5,700
500

42,000
15,000
15,000
86,000

(150,000)
108 100

510

65


(11000)




45,000
6,800
80,000
5,200
78,000
21,000
1.800

73.000
32,000
32,000
190,000

(550,000)


19

75


(13000)




45.000
6,800
88,000
6,000
90,000
25,000
2,100

77.000
35.000
35,000
210,000

(640,000)


(22)

85


(15000)




45,000
6.800
96,000
6,800
100,000
29,000
2.400

80,000
38,000
38,000
230,000

(720,000)


(47)

65


2.4
(5400)




30,000
4,500
52,000
2,600
39,000
10,000
900

48,000
21.000
21.000
120,000

(280,000)


180

c
75


2.8
(6300)

1.140, COO


30,000
4,500
57,000
3,000
45.000
12.000
1,000

50,000
23.000
?3,nno
130,000

(320.000)

58,500
130

85


3.2
(7200)

1,240,000


30,000
4,500
62,000
3,400
51,000
14,000
1,200

52,000
25,000
25,000
140,000

(360,01X1)

48,100
93

65


6.1
(14000)

1,840,000


45,000
6,800
92,000
6,500
99,000
26,000
2,300

78,000
37,000
37,000
220,000

(690,000)

(40,400)
(41)

D
75


7.0
(16000)

2,000,000


45,000
6,800
100,000
7,500
110.000
30,000
2,700

81,000
40.000
40,000
230,000

(800,000)

(107.000)
(94)

85


7.9
(18000)

2,150,000


45,000
6,800
110,000
8,400
130,000
33,000
3,000

as, ooo
43,000
43.000
250,000

(910,000)

(152,800)
(120)

65


28
(65000)

4,630,000


75,000
11.000
230,000
31,000
480,000
120,000
11.000

160,000
93,000
93,000
540.000

(3,300,000)

(1,456,000)
(310)

E
75


33
(76000)

5.090,000


75,000
11,000
250,000
36,000
540,000
140,000
13,000

170,000
100,000
100,000
600,000

(3,800,000)

(1,765,000)
(320)

85


36
(83000)

5,370,000


75,000
11,000
270,000
41 000
600.000
160,000
14,000

180,000
110,000
110,000
630,000

(4,300,000)


(340)

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                         TABLE 8-5.   ANNUALIZED COSTS FOR CONTROLLED MODEL PLANTS
MmlpI PUnt
Proiliirt ion uu/yt
(y /y)
Iota) Annual Izeil Cost
foi Uncontrolled I'lant
Ovpull VOC Control
lotal Annual l/pd Cost for
Control Syslpm (credits)
Total Annnallzpd Cos!
for Control IPC! Plant
I/si..
(t/sn.yii)
A
1.8 K IflJ
(71.6 x 10")
10,690,000
65 75 BO
111,200 109.900 Kin. Kill
10,809,200 I0.n07.90fl 10.n4n.000
0.60 0.60 0.60
(0.50) (0.50) (0.50)
B
l.n x 10'
(71.6 x in )
11,720,000
65 75
14.BOO (20,100)
11,747,1100 11,707,900
0.65 0.65
(0.54) (0.54)
C
0 9 x K)'
(Ifl.n x I0h)
6,069,000
05 65 75 B5 65
(48,000) 69,000 TO, 500 411,100 (40,400)
ii.eno.ooo 6,nn.ooo 6,177,500 6, n/.ioo 64, 091, 500
0.65 0. 6B 0.6B O.fifl 0. 5B
(0.54) (0.57) (0.57) (0.57) (0.49)
D
11 x 10J?
(130 x 10")
64,132,000
75 85
(107,000) (162,000)
64,025,000 63,979. 70(1
0.5fl 0. 5B
(0.49) (0.4'J)
r
11 x I0fl
(110 x III5)
69,914,00(1
6', 75
(1.4%, 000) (1,765,000)
GII,4'iH,m«t 6R, ll'l.ilim
0.6? 0.6?
(0.5?) (0.52)




B5
(7,099,000
ft!,ttlrt,00
-------
      1)  The total annualized costs for the control systems represent
0.6 to 1.2 percent of the total annualized costs for the controlled
model plants.
      2)  As can be seen in Table 8-5, the incremental costs above the
baseline cases (65 percent overall control) for Regulatory Alternatives
II and III are negligible.
      3)  The total annualized costs for both the uncontrolled model
plants and the controlled model plants are dominated by raw material
costs as can be seen in Tables 8-3 and 8-5.
      8.1.1.3  Compliance Monitoring and Performance Testing Costs.
Monitoring of the exit gases from the carbon adsorption, solvent recovery
systems should not present a major added cost.  Monitoring requirements
will  include the continuous measurement and recording of VOC emissions
from  the control  device if carbon adsorption is used, continuous measurement
and recording of flame box temperature if incineration is used.  Costs
associated with these requirements for carbon adsorption are included in
the capital and annualized costs presented in this chapter.  In addition,
compliance monitoring will require the determination of the weight of
VOC (solvent) per unit weight of solids (resins) applied to the web for
each waterborne ink used on the print line.  Compliance testing also
should not be a major added cost.  However, a nominal cost of $5,000 and
$10,000 per year is included in the operating costs.  Appendix D gives
more  information on emission measurement and continuous monitoring of
controlled finishing line facilities.
     Performance testing will require the capture and measurement of all
fugitive emissions escaping the finishing line.  This may require temporary
modifications to the structure housing the print line so as to provide a
total  enclosure of the print line.  Performance testing would be infre-
quent, possibly a one time test.  Costs associated with this testing are
included in the installed capital costs tabulated in this document.
                                     8-1?.

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      8.1.1.4  Costs Associated With Increased Water Pollution  or
 Solid Waste Disposal.   There are two potential  water wastes from the
 carbon adsorption, solvent recovery system:   bottoms product from the
 distillation column and cooling tower blowdown.   Because of complex
 distillation involved  in the solvent recovery system, the bottoms product
 will  contain a very low concentration of solvent (  400 ppm) and  may be
 disposed of in a municipal  sewer system.   The cooling tower blowdown is
 expected to be small  ( 12 gpm), allowing its  disposal  in  a municipal
 sewer system.   These discharges are not  expected to generate any surcharges.
 The actual  amount of any surcharges would  be  determined  by local  regula-
 tions.   In  any event,  it is  unlikely that  such charges would be  signifi-
 cant  costs.
      Carbon  adsorption has  a solid  waste also:   spent carbon.  The  spent
 carbon  is usually sold back  to processors, reactivated,  and then  sold
 again  to the original  purchaser or  other carbon  adsorber  operators.
 Therefore,  there is no solid waste  disposal cost.
 8.1.2   Modified  or Reconstructed  Facilities
      The definitions of modified  or reconstructed facilities are  given
 in  Chapter  5.  Modifications and  reconstructions may  occur in  existing
 facilities,  however, modifications  and reconstructions are not considered
 major  items  of significance  in  this  industry.  The  cost analysis  presented
 in  section 8.1.1  can be applied to  a  modified or reconstructed facility
 with  the following  qualifications:
      1)  Land  requirements for control equipment may  be critical   for  an
 existing facility.
     2)  Fugitive capture equipment costs will be higher on older presses
 due to  the generally poor fume containment within older printing  lines.
     3)  Ducting costs  may become more expensive if control equipment
must be  located far from the printing lines.
 8.2  OTHER COST CONSIDERATIONS
     The flexible vinyl coating and printing industry is governed by
regulations  concerning  the environment within the plant as well as the
outside environment.
                                     8-13

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     The costs incurred by other governmental regulations are not expected
to limit the financial ability of these plants to comply with the proposed
NSPS.  Such governmental regulations would consist of the following:
    •Standard OSHA work place regulations,
    • RCRA regulations affecting disposal of scrap materials,
   • Monitoring regulations for vinyl chloride monomer,
   •State regulation monitoring requirements for existing facilities.
                                    8-14

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  8.3   REFERENCES

  1.    Vincent, E.J. and W.M. Vatavuk.  Control of Volatile Organic
       Emissions from Existing Stationary Sources - Volume VIII Graphic
       Arts -Rotogravure and Flexography.  (Prepared for U.S. Environmental
       Protection Agency.) Research Triangle Park, North Carolina.  Publica-
       tion No. EPA-450/2-78-033.  December 1978.

 2.    Trip report.  Laube, A.M.  and D.T. Smith, Radian Corporation, to
       file.  January 27, 1980.   6 p.  Report of December 12, 1979 visit
       to Stauffer Chemical Company in Anderson, South Carolina.

 3.   Telecon.  Laundrie, R.,  General  Tire and Rubber Company, with
      Laube,  A.M., Radian Corporation.  September 26,  1980.   Conversation
      about solvent recovery costs.

 4.   North Carolina Department  of Natural  Resources  and Community Develop-
      ment to Radian Corporation.   1980.   pp.  68-159.   Permit applications.

 5.   Letter  and  attachments from  Manufacturer G  to Farmer,  J ,  EPA-CPB
      May 23,  1980.   14p.   Response  to Section 114 letter.

 6.   Memo.   Krohn,  N.E.,  Radian Corporation,  to  Laube,  A.M.,  Radian
      Corporation.   January  12,  1981.   3 p.   Information  about bases for
      annualized  costs.

 7.    Letter  from  Deamer,  H.A.,  Windmoeller &  Hoelscher Corporation, to
      Krohn,  ME., Radian  Corporation.  February  9, 1981.  1  p.   Information
      on  finishing line  costs.

 8.    Letter from Holden, J.T.,  Sutcliffe-Speakman, Ltd., to  Krohn  N E
      Radian Corporation.  October 6,  1980.  7 p.  Information about '  "
      solvent  recovery.

 9.    Telecon.  Thomas, M., Vara International, with Laube, A.H   Radian
      Corporation.  October 8,  1980.   Conversation about costs of carbon
     adsorption systems.

 10.   Neveril   R.B. (GARD, Inc.)  Capital and Operating Costs  of Selected
     Air Pollution Control Systems.   (Prepared for U.S.  Environmental
     K? l™}*nd?%X?'}n Res*arch ^Tangle Park, N.C.   Publication No.
     EPA-450/5-80-002.   December 1978.  pp.  3-12, 3-14,  5-45, 5-46, 5-48.

11.  Memo.  Krohn, N.E., Radian  Corporation,  to Laube,  A.H.,  Radian
     Corporation.   January 12,  1981.   2 p.   Information  about installed
     capital  costs for  model plant finishing  lines.
                                    8-15

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12.  Current Prices of Chemicals and Related Materials.  Chemical
     Marketing Reporter.  217_(26): 37, 41.  June 30, 1980.

13.  U.S.  Environmental  Protection Agency.  Cost Analysis Manual for
     Standards Support Document.  April  1978.

14.  Memo.  Krohn, N.E., Radian Corporation, to Laube,  A.M., Radian
     Corporation.  January 29, 1981.  5  p.  Information about installed
     capital  costs for control systems of model plants.
                                    8-16

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                          9.0  ECONOMIC ANALYSIS

9.1  INDUSTRY PROFILE
9.1.1  General Industry Characteristics
     9.1.1.1  Introduction.  The flexible vinyl coating and printing indus-
try (FVCP) produces a wide variety of diversified products.  These products
may be divided into two main groups: supported and unsupported vinyl mater-
ials.  Supported vinyl materials (usually supported with a fabric or paper
substrate) may be further subdivided into three major categories:  1) wall
coverings; 2) automobile-related products (such as landau roofs, roof head-
linings, upholstery, door panels, etc.); and 3) miscellaneous products (such
as luggage, handbags, footwear, upholstery, artificial leather, and marine
products).  Unsupported vinyl materials are used to manufacture shower
curtains, book binding, window awnings, shades, and are also printed with
a wood grain finish for lamination to furniture.
     There are approximately 107 firms producing flexible vinyl coated and
printed materials (FVCP) in 112 plants.1  These firms are identified in
Appendix E.  The industry is partially contained in SIC 2295 (coated fabrics
not rubberized)  and SIC 2649 (converted paper and wall coverings).  Table
9-1 displays the value of shipments and total quantity produced in the FVCP
industry in the latest year available.  As the Table reveals, the 1977 value
of industry shipments was $981.5 mill ion.2
     Geographically, most of the industry is concentrated in the northeast
and north central regions in the U.S.  The bulk of the production comes from
Massachusetts, New Jersey, New York, Ohio, Connecticut, and Pennsylvania.1*2
Figure 9-1 depicts the geographical locations of FVCP operations in the U.S.
     Approximately 60 percent of the total output of the industry is produced
by twenty firms.4  Table 9-2 shows these major producers, their location, and
the primary end-use markets for their products.
                                     9-1

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             Table 9-1.  VALUE OF SHIPMENTS AND TOTAL QUANTITY

                   PRODUCED  IN THE FVCP  INDUSTRY:   1977
                     Vinyl Coated Fabrics (SIC 22952)
                                                     Total Quantity  Produced
                              Value of Shipments    Millions of  Square  Meters
                                 (Millions)	(Sq.  Yds.)
Lightweight Fabrics
Mediumweight Fabrics
Heavyweight Fabrics
Not Specified by Kind
$160.0
214.1
382.2
50.6
137
204
224
31a
(164)
(244)
(268)
(37)
                                   $806.9                 596    (713)


 	Wall Coverings (SIC 26493)	
                                 Value of Shipments  Total Quantity Produced
 	(Millions)	Millions of kg  (Ibs.)


  Wallpaper                          $174.6                63.3b  (139.3)


          Total                      $981.5
aEstimate based on 1972 data.

bEstimated by dividing value of shipments by the average price per  kilogram
 of wallpaper.  The average price per kilogram of wallpaper was taken  to  be
 equivalent to the implicit price of wallpaper exports, i.e., the  1977 dollar
 value of wallpaper exports divided by the total quantity (in millions of
 kilograms) of wallpaper exported.3


Source:  Reference 2.
                                     9-2

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UD

CO
                                       V...V	      rS'a-^3A"6~A'~1 ~i      f«,SCONSr-^
                                       ^-•V'VC^;	.             I      '        m
                                                         L	      •.MISSOURI  \
                    Fiqure  Q-l.   r.m^p.APHICAL LOCATIONS OF  VTiYL CO/'TIMG AND  PRINTING  OPERATIONS
                                  IN THE  UNITED STATES

-------
     Table 9-2.  COMPANIES WHICH CONSTITUTE THE MAJORITY OF PRODUCTION
             IN THE FLEXIBLE VINYL COATING AND PRINTING INDUSTRY
        Company
Plant Location
      Primary End-Use
    Markets for Products
Althol Manufacturing Corp.
  (Emhart)
B. F. Goodrich Co.
L. E. Carpenter and Co. (Dayco)
Chrysler Plastic Products Corp.

Borden Chemical Div.
  (Borden, Inc.)

Commercial Vinyls, Inc.

Firestone
Ford Motor Co.

General Motors
General Tire and Rubber Co.
Hart and Co.

Joanna Western Mills Co.

Masland Duraleather Co.
Pandel  Bradford (Compo)

Ross and Robert's Inc.
  (Pervel)
Shelter-rite
Standard Coated Products
Stauffer Chemical Co.

Uniroyal Inc.

Weymouth Art Leather Co.
 Butner,  NC

 Mariott, OH
 Wharton, NJ
 Sandusky, OH

 Columbus, OH
 Haverhill, Mass,
Glen Cove, NY
 New Castle, IN

 Pottstown, PA
 Dearborn, MI

 Dearborn, MI
 Columbus, MS
 Reading, MA
 Toledo, OH
Brooklyn, NY

Chicago, IL

Mishawaka, IN
Lowell, MA

Stratford, CT

Millersburg, OH
Hazleton, PA
Anderson, SC

Stoughton, WI
Port Clinton, OH
Mishawaka, IN
Braintree, MA
 Automobile Interiors,
   Upholstery
 Wallcovering
 WaiIcovering
 Automobile Interiors,
   Landau tops
 Wallcovering, Automobile
   Interiors, Upholstery

 Footwear, Handbags, Uphol-
   stery
 Luggage, Footwear
 Automobile Interiors,
   Upholstery
 Upholstery, Auto Interiors
 Automobile Interiors,
   Wallcoverings, Luggage,
   Footwear, Shower Cur-
   tains, Upholstery,
   Marine Uses
 Housewares, Mats, Vinyl
   Fabric
 Window Shades,  Handbags,
   Luggage
 Artificial Leather Goods
 Footwear, Luggage, Hand-
   bags
 Footwear, Handbags, Uphol-
   stery
 Awnings
 Wallcovering
 Automobile Interiors,
   WaiIcovering
 Automobile Interiors,
   Upholstery, Marine Uses

 Leather Goods,  Automobile
	Interiors, Upholstery
Source:  References 1 and 4.
                                     y-4

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     9.1.1.2  Production Processes.  The production hierarchy for the vinyl
coating and printing industry is shown in Figure 9-2.  The four basic pro-
cessing steps in the manufacture of a vinyl-based consumer product are:

         • Manufacture of the vinyl coating and ink raw materials (PVC,
          plasticizers, pigments),
         •Formulation of the vinyl and ink coatings,
         •Manufacture of the vinyl coated or printed roll, and
         •Conversion of the flexible vinyl roll to a consumer good (shoes,
          luggage, etc.).

     The chemical industry manufactures the raw materials used  in compounding
the vinyls to be coated and printed.  PVC resins (a product of vinyl chloride
monomer), plasticizers, pigments, and organic solvents are examples of such
raw materials.   Companies in the FVCP industry may purchase coatings and  inks
from independent formulators, but the majority formulate their own coatings
and inks  in house.  These latter companies buy raw materials directly from
the chemical firm and compound them into the desired coating at the vinyl
coating plant.   These coatings are transformed into supported or unsupported
vinyl sheet by one of the following processes:  casting, calendering, or
extrusion.  Once a vinyl sheet has been produced, it may be printed or
topcoated (by rotogravure print heads) to impart a particular color, design,
or texture.  In  some cases the printed vinyl sheet product can be sold to
consumers as is.  Wallcoverings and shower curtains are examples of such
products.  The remaining vinyl sheet products are used as raw materials by
captive or private manufacturers of shoes, luggage, handbags, automobiles,
and upholstery.  The final consumer goods are produced by these secondary
converters.
     The primary component of the topcoats and printing inks applied in the
vinyl industry is organic solvent.  Oven drying of the printed web releases
the solvent as volatile organic compound (VOC) emissions.  Both single and
multi-component  solvent systems are used.  The use of solvent-based formula-
tions is expected to continue for several years despite industry efforts to
changeover to waterborne formulations.  A massive switch to a waterborne
formulation system would eliminate VOC emissions; however, three major
                                     9-5

-------
 Manufacture of  Raw
 Materials (PVC, Pigments,
 Plasticizers)
 Supplier of Fabric
and Paper Substrates
     Formulation of
Vinyl Coatings and Inks
                       1
                     Manufacture of  Vinyl-coated
                              Sheets
                       1
                       Printing and  Topcoating
                       of Vinyl-coated Sheets
                     Manufacture of Vinyl-based
                          Consumer Product
                             Consumer
   Figure 9-2. PRODUCTION  HIERARCHY  FOR THE FLEXIBLE
                 VINYL  COATING AND PRINTING INDUSTRY
                               9,-e

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 problems prohibit such  a changeover.  These problems are:  1) the technical
 inability to develop waterborne products that duplicate the specifications
 of  solvent-based products, 2) customer acceptance of waterborne coated
 products, and 3) waterborne raw materials have higher costs than comparable
 solvent-based materials.
 9.1.2  Firm Characteristics
     9.1.2.1  Ownership.  Of the twenty major producers listed in Table 9-2,
fourteen are publicly-held or owned by publicly-held corporations, and six
 (Weymouth Art Leather, Hart, and Co., Joanna Western Mills, Pervel Industries,
 Commercial Vinyls, and Masland Duraleather) are privately-held.  Only 15
 percent of the remaining 87 producers in the FVCP industry are publicly-held.5
 The remaining firms are either privately-held or very small (over-the-counter)
 companies (so as not to be listed in Standard and Poor's Corporate Records).
     9.1.2.2  Vertical/Horizontal Integration.  Vertical integration backward
 to suppliers of polyvinyl chloride (PVC), which is the major raw material
 used in vinyl coating, is evident in one-fourth of the major producers:
 Stauffer, B. F. Goodrich (the largest producer of PVC), General Tire, Fire-
 stone, Bordon (Columbus Coated Fabrics).1>6  if one focuses exclusively on
wall coverings, two-thirds of the PVC used is produced captively.?  Only
two firms produce their own PVC monomer (the raw material used to make PVC):
B. F. Goodrich and Borden.
     There also exists a considerable degree of forward integration to final
end-use products, particularly for the larger firms.  For example, eleven  of
the major producers manufacture automobile interiors and upholstery,  six
produce wall coverings, and nine produce a variety of miscellaneous products,
such as footwear, handbags, luggage, and artificial  leather goods.1»8
     With respect to horizontal  integration, the larger firms are the most
diversified, producing a myriad  of products.  In addition to FVCP products
and tires,  for example, Goodrich, General  Tire, and Uniroyal  also manufacture
chemicals,  plastics, industrial  and aerospace products, and rubber goods.8
The major automobile firms also  produce weapons, communications systems,
sewage treatment systems, refrigerators and other appliances,  and glass.l
Others, such as Borden and Stauffer Chemicals make food products, industrial
chemicals,  fertilizers, and cosmetics.1
                                     9-7

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     9.1.2.3  Concentration.  Table 9-3 shows the trend  in concentration  in
the industry over the 1954-1977 period.  The prevailing  trend  in the first
part of this period was toward a decrease in concentration.  The end of this
trend occurs between 1963 and 1972.  The concentration ratios  reach their low
point in the 1967-1972 period for the vinyl coated fabrics industry (SIC
22952) and in 1963 for the wallcovering industry (SIC 26493).
     In recent years the trend has changed toward more concentration in both
industrial sectors.  This trend is most evident in the category of the four
largest manufacturers.  For the 22952 SIC code, the concentration ratio has
increased from a low of 41 percent in 1967 to 53 percent  in  1977.  Similarly,
for the 26493 SIC code, the concentration ratio has increased  from a low of
32 percent in 1963 to 45 percent ir 1977.
9.1.3  Industry Trends
     9.1.3.1  Historical Production.  Because growth within  the flexible
vinyl coating and printing (FVCP) industry has been uneven,  it is best to
divide the industry into three subgroups:  supported vinyl materials (exclud-
ing wall coverings), unsupported vinyl film, and wall coverings.  Each of
these sub-groups is treated separately below.
     9.1.3.1.1  Supported vinyl materials.  Table 9-4 displays the value of
shipments of supported vinyl materials (coated fabrics)  for  various end-uses
for the 1971-79 period.  According to these figures, the  annual growth rate
was 3.7 percent in dollar volume (see Appendix F for the  computation of this
growth rate).  In order to determine the annual growth rate  of physical
output, the dollar volumes must be deflated by an appropriate  price index.
The most appropriate index is the wholesale price of apparel goods (including
coated fabrics) which grew at a 4.2 percent annual rate  over this period.
Thus, the real output growth of this industry segment was negative over the
1970 decade since the price index outpaced the value of  shipments (see
Appendix G).
     Thus, no real output growth is expected over the next five years due to:
     a)   The switch to smaller cars in general and foreign  cars  in particular
          and to the health hazard controversy surrounding vinyl  and PVC; and
     b)   The assumption that past trends will continue  into the  future.
     9.1.3.1.2  Unsupported vinyl film.  The value of shipments of unsupported
flexible vinyl film is displayed in Table 9-5.  As the table reveals, value
of shipments grew at an annual rate of 4.51 percent.  The price  index which

                                     9-8

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              Table 9-3.  TRENDS  IN CONCENTRATION:  1954-1977
SIC
22952





26493





Year
1954
1958
1963
1967
1972
1977
1954
1958
1963
1967
1972
1977
4 Largest3
55%
47%
47%
41%
43%
53%
40%
41%
32%
39%
49%
45%
8 Largest
73%
67%
71%
63%
62%
68%
57%
57%
48%
56%
63%
63%
20 Largest
92%
90%
90%
85%
83%
86%
79%
82%
75%
79%
84%
87%
Represents the percentage of total  output produced by the four largest manu-
 facturers.

Source:  Reference 9.
                                     9-9

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        Table 9-4.  VALUE OF SHIPMENTS OF SUPPORTED VINYL MATERIALS
               (EXCLUDING WALL COVERINGS) FOR VARIOUS END-USES
                          (Millions of Dollars)
End-Use
Automotive
Upholstery
Luggage
Footwear
Transportation
Garments
Handbags
Other
Total
1971
274.40
113.50
11.90
38.30
18.40
3.75
1.86
26.80
488.90
1973
393.20
141.00
21.40
40.20
24.30
6.98
2.99
34.50
664.60
1975
330.60
160.50
22.70
21.40
23.00
4.80
1.48
42.70
607.20
1977
485.90
161.10
21.60
8.90
27.80
5.21
0.59
49.30
760.50
1979
371.10
144.00
17.40
10.10
53.80
4.65
3.37
97.70
702.10
Source:  The Chemical  Film and Fabric Association.
                                     9-10

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Table 9-5.  VALUE OF SHIPMENTS OF UNSUPPORTED VINYL FILM
                 (Millions of Dollars)

 Year                               Value of Shipments
 1971                                     305.3

 1973                                     548.6

 1975                                     513.6

 1977                                     581.7

 1979	531.9


 Source:   The Chemical  Film and Fabric Association.
                           9-11

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closely approximates this product group (so as to permit the deflation of the
series) is that for unsupported plastic (PVC) film.  This index advanced at an
8.35 percent annual rate over the 1971-1979 period.  Since this index advanced
at a faster pace than the value of shipments, a negative growth in real output
is implied.  Moreover, there is much excess capacity currently in this industri-
al segment.  Accordingly, if it is assumed that past trends will continue, then
no growth over the next five years is anticipated in unsupported vinyl film.
     9.1.3.1.3  Wall coverings.  Table 9-6 shows the volume of shipments for
wall coverings over the 1971-79 period.  According to the table, the dollar
volume of shipments increased at an annual rate of 14.68 percent.  The impli-
cit (export) price of wall coverings (found by dividing value of shipments ex-
ported by quantity exported) increased at a 5.3 percent annual pace over the
same period.  Consequently, an 8.9 percent annual growth rate in real output
is implied (see Appendix F).  This rate will be taken as the projected growth
rate over the next five years because it reflects the growing popularity of
wall coverings over paint for interior decorating purposes -- a trend reflec-
ted in the optimistic forecasts for this market segment by B. F. Goodrich  and
Peter Sherwood Associates.
     9.1.3.2  Demand Determinants.  Table 9-7 contains the percentage distribu-
tion of the various end-use markets for FVCP over the 1971-1979 period.  Uphol-
stery and auto-related commodities account for almost three-quarters of the
FVCP produced. 10   The remaining one-quarter is consumed by transportation
(other than auto), luggage, footwear, garments, handbags, and other miscellan-
eous uses (shower  curtains, marine canvas, bookbinding, etc.).  Wall coverings
are excluded from  Table 9-7 since they are already a final product.
     The outlook for the automobile-related markets does not appear  promising
over the next few  years --  partly due to the switch to smaller cars  in general
and to the growing market share of foreign cars  in particular.  Little growth
is also expected in end markets such as upholstery, luggage, handbags, apparel,
and sporting goods over the next five years.H   Steady growth, however, is
expected for wall  coverings, which account for about 7 percent of  FVCP  indus-
try sales.
     9.1.3.3  Raw  Materials.   The major raw material  in the  FVCP  industry  is
PVC resin.  The  largest producer, B» F. Goodrich, has announced plans  to doub-
le  its present capacity (currently 1522 millions of kilograms^) by  1986. Other
producers, such  as  Borden,  Diamond Shamrock,  Skintech,  Air  Products,  Tenneco,

                                     9-12

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Table 9-6.  VALUE OF SHIPMENTS OF WALL COVERINGS
               (Millions of Dollars)
Year
1971
1973
1975
1977
1979
Value of Shipments
60.6
102.4
119.9
163.9
210.0
       Source:   The Chemical  Film and
                Fabric Association.
                         9-13

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       Table 9-7.   PERCENTAGE DISTRIBUTION OF END-USE MARKETS  FOR  FVCP
End-Use
Automotive
Upholstery
Luggage
Footwear
Transportation
Garments
Handbags
Other
Total
1971
56.1%
23.2
2.4
7.8
3.7
0.7
0.3
5.8
100.0
1973
59.2%
21.2
3.2
6.0
3.7
1.0
0.4
5.2
100.0
1975
54.4%
26.4
3.7
3.5
3.8
0.8
0.2
7.0
100.0
1977
63.9%
21.2
2.8
1.2
3.7
0.7
0.1
6.5
100.0
1979
52.9%
20.5
2.5
1.4
7.7
0.7
0.5
13.9
100.0
Source:  The Chemical Film and Faiaric Association,
                                      9-14

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  Conoco,  Georgia-Pacific,  and  Keysor,  have also  announced expansions and/or
  new  plants  to  be  completed  in  the  near  future  (1982).12  Consequently,  an
  adequate supply should  be  available  in  the 1980's.
      Table  9-8 shows  the  producer  price index for  polyvinyl  chloride (PVC)
  resin over  the 1971-1979  period.   While the  index  advanced  at  a 4.1 percent
  annual rate over  the  1971-73 period,  it advanced  at  an  accelerated  rate (9.1%)
  after 1973.  Since PVC  is  a petroleum based  product, the accelerated rate re-
  flects the oil embargo  in  1973.  Future price changes for PVC  resin will  no
 doubt continue to be  extremely sensitive  to  oil price changes.
      9.1.3.4  Foreign Competition.  The major countries  to whom the U.S.
 exports vinyl  coated  fabrics and materials are:  Canada,  Dominican  Republic,
 Venezuela,  United  Kingdom, Italy,  Haiti,  Japan, and Australia.3  U.S.
 exports of  wall coverings go to Canada, West Germany, France,  United  Kingdom,
 Venezuela,  Sweden, Mexico, Australia, Saudi Arabia, and  Japan.   As  Table  9-9
 makes clear, exports of FVCP as a  percentage of total industry  output have
 remained  fairly constant over the  1973-77 period.14  Hence, exports  are
 not considered  a growth center over the next few years.
      According  to  Table 9-9,  imports have actually declined in  importance over
 time, from  4 percent  in 1973 to 1 percent in 1977 for vinyl  coated  fabrics.14
 The major trading  partners from whom we receive these materials  include West
 Germany,  Austria,  Switzerland,  Belgium,  France,  India,  Canada, and  United
 Kingdom.I5   In  contrast to fabrics, imports of wall  coverings have been
 growing  in  importance, growing  at  a 12.7 annual  rate over the 1973-77 period.
 Imports of  wall coverings  flow in mainly from Japan,  Korea,  West Germany,
 France, United  Kingdom,  Sweden,  Canada,  and Netherlands.15  Fierce compe-
 tition from  imported wall  coverings is  expected  over  the next five years.
      9.1.3.5 Prices.   Because  the  FVCP  industry consists of  a wide  variety of
 diverse products,  obtaining a single representative  price is  quite a challenge.
 Because of the  large amount of resources needed  to  compute  a  weighted average
 price for hundreds of  products, an  implicit price method  is proposed.  An
 implicit price  is  found  by dividing value  of  shipments (i.e.,  price  times
quantity) by quantity.   Table 9-10  shows  the  results of  such calculations.
     As Table 9-10 reveals, the implicit  price per square meter  of vinyl  coat-
ed fabrics was $0.93 in  1967, $0.90 in 1973,  and $1.02 in  1977.   The implicit
price per kilogram  of  wall coverings was $1.50 in 1967,  $2.23  in  1972, and
$2.76 in 1977.   In  an  attempt to check the reasonableness of using these

                                     9-15

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       Table 9-8.   PRODUCER PRICE INDEX
FOR POLYVINYL CHLORIDE (PVC) RESIN:   1971-1979

Year                               Price Index
1971                                   86.6
1972                                   88.0
1973                                   97.4
1974                                  152.7
1975                                  170.1
1976                                  182.2
1977                                  187.1
1978                                  191.6
1979                                  223.8
Source:  Reference 13.
                        9-16

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                   Table 9-9.  EXPORTS AND IMPORTS OF FVCP
                    AS PERCENTAGE OF TOTAL INDUSTRY OUTPUT
                                      Year	Exports	Imports3
 Vinyl  Coated  Fabrics
                                      1977             9%                1%
                                      1976             8%                2%
                                      1975             8%                2%
                                      1974             8%                2%
                                      1973             8%                4%
Wallcoverings
                                      1977             8%               18%
                                      1976             8%               15%
                                      1975             7%               10%
                                      1974             7%               u%
                                      1973             7%               11%
almport figures are for SIC 2295, while exports  are  for  SIC  22952.   In
 addition, imports are a percentage of new  supply  (i.e.,  total  industry
 cutout n1u<; imnnrtc^
output plus imports).
Source:  Reference 14.
                                     9-17

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                       Table 9-10.   PRICES OF FVCP
                                                               Impl Icit Export
             Value of         Quantity         Implicit Price      Price Per
            Shipments    Millions Sq. Meters   Per Sq. Meter       Sq. Meter
Year	(millions $)  (Millions Sq. Yds.)   (Per Sq. Yd.)	(Sq. Yd.)
Vinyl Coated Fabrics
1977
$806.9
596.0 (713.0)      $1.35 (1.13)     $1.06 (0.87)
1972
 601.9
669.8 (314.0)
 0.90 (0.74)      0.78 (0.64)
1967
 380.7
408.9 (496.9)
 0.93 (0.79)      0.62 (0.52)
                              Quantity
                            Million:; kg.
                           (Millions 1b.)
                                Implicit Price  Implicit Export
                                   Per kg.       Price Per kg.
                                  (Per 1b.)	(Per Ib.)
Wallcoverings
1977
$174.6
63.4 (139.5)
$2.76 (1.25)     $2.76 (1.25)
1972
  83.0
37.5 (  82.5)
 2.23 (1.01)      2.18 (0.99)
1967
  46.2
30.8 (  67.8)
 1.50 (0.68)      1.59 (0.72)
Source:  References 2, 3, and 16.
                                     9-18

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 prices as proxies for FVCP, the implicit price per square meter  (and  per
 kilogram) for exports was computed from another source.3  As  is  evident
 from Table 9-10, the two methods of construction yield fairly similar results,
 especially for wall  coverings.  Consequently, since export  information is
 available annually (whereas value of shipment data is currently  available
 only up to 1977), the 1979 implicit (export) price of $1.91 per  square meter
 ($1.60 per sq. yd.)  for vinyl  coated fabrics and an implicit  (export) price
 of $3.41 per kilogram ($1.55 per pound) for wall coverings  will  be employed
 in the economic analysis.  These prices will be adjusted to a 1980 level  via
 an appropriate producer price  index.
      9.1.3.6  Substitutes.  Competition by substitutes for  flexible vinyl coat-
 ed and printed products varies depending upon the cost and  functional suita-
 bility of the substitute products.  Polyurethanes, as a substitute for vinyl
 coated fabrics, offer some outstanding physical  properties  such  as resistance
 to abrasion, cutting  and tearing,  and resistance to grease, oils, and chemi-
 cals. 17  There was great interest  in urethanes as vinyl  substitutes during
 the early 1970's; however, urethanes and vinyl  fabrics have some differences
 in characteristics.   Poor surface  appearance, poor long-term quality, and
 higher raw material costs have prevented the substitution of polyurethane for
 vinyl  seat covering materials  in the automotive  industry.18  Nonetheless,
 nylon  and  certain polyester  fabrics  are making  in-roads  in the automotive
 market.   It  appears that as  the  average size of  the automobile shrinks, the
 luxury content  of the interior (such as valour  upholstery)  rises, perhaps as
 a  justification  for the  higher price  tags.
     Urethanes,  of course, do  provide  some  competition for  other  supported
 vinyl  products,  such  as  luggage, handbags,  footwear,  and  rainwear.   Urethanes
 possess a  wealth  of functional  properties  and  are  highly  cost  competitive.19
     With  respect to  the  unsupported vinyl  film  segment,  polyethylene and  poly-
 propylene  can be  substituted for flexibile  vinyl  in pool  linings, laminations,
 and packaging, while  styrene-butadiene  latexes may  be  substituted in  the
manufacturing of  tablecloths.20
     Finally, vinyl wall  coverings face  continual competitive  pressures from
regular (nonvinyl) wall coverings, paint, and a myriad of  panel decorations.
     Given the number and nature of substitutes for FVCP  products,  it  is  rea-
sonable to infer that the price elasticity of demand  is probably  relatively
elastic.
                                     9-19

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9.1.4  Growth Projections
     9.1.4.1  Projected New Sources
     9.1.4.1.1  Supported vinyl materials.  The number of new (grass roots)
sources in the supported vinyl materials segment is projected to be zero.
This projection is based upon the negative growth rate observed (histori-
cally) in a previous section (see Section 9.1.3.1.1).
     9.1.4.1.2  Unsupported vinyl film.  The number of new sources in the
unsupported vinyl film group is expected to be zero.  This expectation is
based upon the negative growth rate observed (historically) in a previous
section and the fact that there is excess capacity presently (see Section
9.1.3.1.2).
     9.1.4.1.3  Wall coverings.  The number of new sources in the wall
coverings group is forecasted to be six.  This forecast, was obtained by
employing the following assumptions:
     1.   The 1979 value of shipments for members of the Chemical Film and
          Fabric Association (CFFA) was $210 million.
     2.   CFFA members represent approximately 60 percent of the industry.
     3.   The 1979 value of shipments for wall coverings was $350 million
          (210 4 .60).
     4.   The 1979 wholesale price for vinyl wall coverings ranged between
          $10-20 per roll.21»22  Since each roll is approximately 3.33
          square meters (or 4 square yards), the median price per square
          meter is $4.50.
     5.   77.78 millions of square meters were shipped in 1979 ($350 *
          $4.50 per square meter),
     6.   Average capacity utilization is 60 percent.
     7.   This represents a 1979 capacity of 129.6 millions of square
          meters (77.78 * .60).
     8.   Assuming an annual growth rate of 8.9 percent, the 1982 and 1987
          capacity is projected to be 167.4 and 256.3 millions of square
          meters, respectively.
     Hence, the projected increase in capacity over the next five years will
be 88.9 millions of square meters (i.e., 256.3 - 167.4 = 88.9), or approxi-
mately six (6) new sources with an annual output of 9 million square meters
(and with a capacity of 15 million square meters) each.
                                     9-20

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      9.1.4.2  Replacement/Reconstruction/Modification.   No  replacements,  re-
 constructions, or modifications  are  expected  over  the  next  five  years.
      9.1.4.2.1  Reconstruction/Modification.   No major  additions  in  the equip-
 ment or changes in the  process that  would be  subject to  regulation by the pro-
 posed NSPS are projected for the next five years.   A more detailed discussion
 of reconstruction and modification is contained  in  Chapter  5.
      9.1.4.2.2  Replacement.  The flexible vinyl and printing  industry is
 relatively young.  Most of the existing equipment  is less than 15 years old.
 For this reason, it is very difficult to estimate  the  actual useful  life  of
 one of these printing lines, a statistic essential  for projecting the inci-
 dence of replacement, modification, and reconstruction.  There are some
 indirect indicators that this type of equipment  is  long  lived.  For  example,
 a 30-year life is used for accounting purposes.  Many similar machines (intag-
 lio printers)  in the textile industry are over 80 years old and continue  to
 operate.  Obviously, this type of equipment appears near immune to obsolesence
 and owners tend  to maintain and  repair parts of existing lines rather than re-
 place entire lines.   For these reasons,  the useful   life of the vinyl  printing
 lines is expected  to be significantly greater than 30 years; therefore no
 replacements  are projected  for the  next  five years.23,24,25,26,49,50

 9.2  ECONOMIC  IMPACT ANALYSIS
 9.2.1  Introduction
      In  the  following  sections, the  potential  economic  impacts  of the proposed
 regulatory alternatives  on  the flexible  vinyl  coating  and printing industry
 (FVCP) are examined.   Prior  to the  impact  analysis, a  financial  profile of
 the  industry is  presented.   The economic  impact analysis  then  follows with an
 examination of the profitability, price,  and  capital  availability impacts  of
 each  regulatory alternative  for five model plants.
      This  analysis presents  estimates of  economic  impact  which may be consid-
 ered rather modest.   In  the  worst case,  a  1.68 percent  decline  in  the return
 on  investment would be experienced by the  small modified  plants.   The price
 pass-through analysis estimates a worst case  increase in  price of  only 0.047
 percent.  The capital financing capabilities of the  FVCP  industry  are nega-
 tively impacted for all model plants with a decline  in  the debt service
coverage ratios of between 5.58 to 26.23 percent.   However,  for both  regu-
 latory alternatives, the absolute value of all  the  coverage  ratios still

                                     9-21

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attains a level of 3 or better, suggesting that no problems should occur in
the capital financing capabilities of the model plants.
     9.2.1.1  Financial Profile.  Table 9-11 describes annual  production for
the five model plants in terms of square meters (square yards) and dollars of
output.  Estimated production for the model plants ranges from 9 to 110 mil-
lion square meters with a respective range in revenue from 7 to 84 millions
of dollars.  Model Plant C represents a reconstructed or modified small plant.
Model plants A and B represent reconstructed or modified medium plants. Model
plants D and E represent new large plants.  For a more detailed description
of the model plants see Chapter 6.
     In order to describe as accurately as possible the different size model
plants presented  in Table 9-11, financial data was necessary.  Financial sta-
tistics to proxy for model plants A, B and C were obtained from Annual State-
ment Studies.?7  Financial statistics for model plants D and E were unavail-
able from this source since too few reporting firms were large.  As an alter-
native, financial data was taken from the annual reports of the fourteen major
manufacturers in the FVCP industry.  These statistics are presented in Tables
9-12 through 9-15 for the years 1975 to 1979.
     The statistics in these tables are also divided  into two subgroups.  The
first three firms are those whose statistics are available only in a consoli-
dated form, while the last eleven are those whose statistics are separated by
divisions (usually speciality plastics or man-made fabrics divisions). Conse-
quently, the statistics on the second group of eleven firms will more  accurate-
ly reflect the true financial conditions  in the FVCP  industry.  It should be
noted, however, that these profit summaries in many cases are for very large
divisions.  For many of the major producers in the FVCP industry, the divi-
sional statistics reflect a very diversified product  line with FVCP just a
small part.   In other cases, FVCP is the major product in the division.
     Tables 9-12 thru 9-14 demonstrate that profit margins for the major pro-
ducers (individually) showed no discernible trend over the five year period.
Profit margins increased or decreased in  response to  factors such as changes
in costs, the degree of product diversification, the  degree of saturation in
different product markets, and  in one case, extremely high start up costs for
a new pi ant.43  However, the profit margin averages for the eleven firms ex-
hibit a very noticeable downward trend for the five year period.  This  is due
for the most part to the  increased cost of raw materials in the production

                                     9-22

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        Table 9-11.   ESTIMATED ANNUAL  PRODUCTION AND  REVENUES  FOR  THE
              FLEXIBLE VINYL COATING AND PRINTING MODEL  PLANTS
                                   (1980)

                                               Model  Plants
                                                    C           D
Annual Production3
 millions of m2               18         18         9          110         110
 (millions yd2)             (21.6)     (21.6)     (10.8)       (130)       (130)

Annual Revenue^
 ($ millions)	12.883     13.582     7.173     80.755     84.029

aAnnual production volumes were estimated by Radian Corp.
bAnnual Revenues were estimated from costs of sales provided  by Radian Corp.

Source:  Reference No. 28.
                                     9-23

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             Table 9-12.   GROSS  PROFIT MARGINS  FOR  THE  MAJOR  MANU-

                 FACTURERS  OF PVC  COATED  FABRICS AND FILMS3

Company
Chrysler
Ford Motor Co.
General Motors
Althol Manufacturing
(Sub. of Emhart)
Borden Inc.
Compo
L.E. Carpenter
(Sub. of Dayco)
Firestone
General Tire and Rubber Co.
Goodrich
Harte and Co. (Sub. of
Diamond Shamrock)
Pervel (Sub. of Bern is)
Stauffer Chemical Co.
Uni royal Inc.
All fourteen Firms
Average
Last Eleven Firms
Average0
- -
1975
.078
.121
.163
.327b
.316
.195
.211
.317
.196
.230
.348
.169
.234
.275
.227
.256

1976
.128
.151
.194
.314
.358
.228
.213
.280
.194
.229
.192
.153
.245
.239
.223
.240
Year
1977
.102
.156
.191
.326
.364
.197
.219
.252
.223
.235
.150
.199
.231
.214
.218
.237

1978
.075
.148
.189
.315
.242'
.255
.234
.246
.234
.282
.218
.185
.197
.219
.217
.239

1979
.031
.156
.158
.293
.231
.260
.204
.259
.210
.323
.243
.193
.017
.221
.198
.220
Five Year
Average














.217
.238
aGross profits (i.e., profits before depreciation, selling and administrative
 expenses, other expenses, interest and taxes) divided by sales.

^Estimated using industry average growth for the year.  Data for Althol Manu-
 facturing was unavailable for this year.

cThis average disregards the data for Chrysler, Ford, and GM (Annual Reports
 are consolidated)  and includes only financial data disaggregated by divi-
 sions.


Source:  References 29 through 42.
                                     9-24

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           Table 9-13.  OPERATING PROFIT MARGINS FOR THE MAJOR MANU-

                  FACTURERS OF PVC COATED FABRICS AND FILMS3

Company
Chrysler
Ford Motor Co .
General Motors
Althol Manufacturing
(Sub. of Emhart)
Borden Inc.
Compo
I.E. Carpenter
(Sub. of Dayco)
Firestone
General Tire and Rubber Co.
Goodrich
Harte and Co. (Sub. of
Diamond Shamrock)
Pervel (Sub. Bemis)
Stauffer Chemical Co.
Uniroyal Inc.
All fourteen Firms
Average
Last Eleven Firms
Average0

1975
.000
.018
.070
.078b
.136
.036
.020
.141
.088
.037
.192
-.008
.080
.058
.068
.078

1976
.039
.055
.107
.093
.129
.074
.030
.105
.083
.072
.079
-.006
.113
.042
.073
.074
Year
1977
.021
.073
.116
.109
.135
.025
.054
.085
.108
.051
.046
.039
.082
.038
.070
.070

1978
-.015
.092
.105
.108
.119
.091
.050
.095
.111
.062
.062
.026
.029
.044
.070
.072

1979
-.074
.103
.072
.089
.114
.109
.017
.096
.078
.104
.102
.027
-.205
.045
.048
.052
Five Year
Average














.066
.069
Operating Income (i.e., income before other expenses,  interest  and  taxes)
 divided by sales.

bEstimated using the industry average growth rate for the year.   Data for
 Althol Manufacturing was unavailable for this year.

cThis average disregards the data for Chrysler, Ford, and GM (Annual Reports
 are consolidated) and includes only financial data disaggregated by divi-
 sions.
Source:  References 29 through 42.
                                     9-25

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           Table  9-14.   NET PROFIT  MARGINS  FOR  THE  MAJOR  MANU-
                FACTURERS OF PVC  COATED FABRICS AND FILMS3

Company
Chrysler
Ford Motor Co .
General Motors
Althol Manufacturing
(Sub. of Emhart)
Borden Inc.
Compo
L.E. Carpenter
(Sub . of Dayco)
Firestone
General Tire and Rubber Co.
Goodrich
Harte and Co. (Sub . of
Diamond Shamrock)
Pervel (Sub. Bemis)
Stauffer Chemical Co.
Uniroyal Inc.
All fourteen Firms
Average
Last Eleven Firms
Average0

1975
-.030
.008
.035
.024b
.058
.013
-.005
.056
.033
.004
.160
-.020
.010
.016

.026

.032
: 	
1976
.034
.035
.062
.039
.059
.034
.001
.036
.030
.024
.025
-.028
.029
.007

.028

'.023
Year
1977
.012
.045
.061
.046
.065
.015
.016
.029
.044
.016
.005
.016
.014
.005

.028

.025

1978
-.015
.061
.055
.049
.063
.017
.013
.029
.048
.024
.010
.001
-.025
.007

.024

.021

1979
-.091
.109
.044
.036
.061
.026
-.006
.038
.030
.054
.027
.001
-.150
.003

.013

.011
Five Year
Average















.024

.022
aNet profits divided by sales.
Estimated using the industry average growth rate for the year.  Data for
 Althol Manufacturing was unavailable for this year.
cThis average disregards the data for Chrysler, Ford, and GM (Annual Reports
 are consolidated) and includes only financial data disaggregated by divi-
 sions.
Source:  References 29 through 42.
                                     9-26

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          Table 9-15.   NET  PROFITS  TO  ASSETS  RATIO  FOR  THE  MAJOR

              MANUFACTURERS  OF  PVC  COATED  FABRICS AND FILMS3

Company
Chrysler
Ford Motor Co .
General Motors
Althol Manufacturing
(Sub . of Emhart)
Borden Inc.
Compo
I.E. Carpenter
(Sub. of Dayco)
Firestone
General Tire and Rubber Co.
Goodrich
Harte and Co. (Sub. of
Diamond Shamrock)
Pervel (Sub. Bern is)
Stauffer Chemical Co.
Uniroyal Inc.
All fourteen Firms
Average
Last Eleven Firms
Average0

1975
-.041
.013
.058
.075b
.056
.027
-.006
.077
.057
.020
.117
-.036
.011
.032

.033

.039

1976
.060
.063
.119
.096
.086
.082
.006
.070
.058
.027
.026
-.075
.034
.012

.047

.038
Year
1977
.021
.088
.125
.109
.089
.024
.032
.126
.096
.023
.004
.036
.014
.008

.057

.051

1978
-.029
.136
.115
.112
.081
.044
.024
.074
.095
.033
.006
.003
-.018
.014

.049

.043

1979
-.165
.236
.090
.084
.080
.063
-.013
.096
.059
.091
.027
.002
-.115
.006

.035

.039
Five Year
Average















.044

.042
aNet profits divided by total assets.

^Estimated using the industry average growth rate for that year.   Data for
 Althol Manufacturing was unavailable for this year.

cThis average disregards the data for Chrysler, Ford, and GM (Annual Reports
 are consolidated) and includes only financial data disaggregated  by divi-
 sions .


Source:  References 29 through 42.
                                     9-27

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 process.  The profit margin squeeze was also exacerbated! by a less than satisfac-
 tory ability to pass these higher costs along to the consumer.44  As a result,
 profit margins for 1979 were well below the average for the five year period.
      Table 9-15 demonstrates a similar trend in the net profits to asset ratios
 for  the major producers in the FVCP industry.  Return on assets for the subgroup
 of eleven  major producers rebounded from a low of  .038 in 1976 to .051 in 1977,
 but  then proceeded to decline to .039 in 1979.   This downward trend can be
 attributed to the  same factors causing the downward trend in the profit margins.
      Financial  ratios averaged for  the five year period for the five model
 plants are summarized in Table 9-16.   When considering the size of the model
 plants,  the smallest, model  plant C,  exhibits the largest net profit margin
 and  return on assets.  Operating profits,  on the other hand, are the lowest
 for  model  plant C.  Other expenses, such as general corporate expenses and
 interest expenses, are of less importance  to the smallest model  plant which
 seems  to demonstrate a much  tighter control over these types of expenses.
 This results  in a  much larger net income margin  (as a percent of sales)  for
 model  plant C.
     9.2.1.2   Pricing and Market Structure.  To  assess the impact of the reg-
 ulatory  alternatives  on the  FVCP product prices,  it is necessary to  examine
 the  pricing behavior  and  the  market structure in  the industry.  Pricing  in
 the  industry  depends  on the  demand  characteristics  of the FVCP products  and
 on the market  structure in the FVCP industry.
     The major  demand  characteristic  which  influences  pricing  decisions  is the
 demand elasticity.   It  is  quite  difficult  to  quantitatively  assess  a specific
 demand elasticity  since the  number  of products employing  FVCP  fabrics and  films
 in their production  process  is  so njmerous.   A qualitative approach  can  be sub-
 stituted adequately.   The major  determinant  of the  demand  elasticity of  PVC
 fabrics, films,  and  wallpaper  is  the  number  of available  substitute  products
 and  the  ease  with  which these  products can  be substituted  for  FVCP materials.
 Many of  the end  use markets  for  the FVCP products have  readily available  sub-
 stitutes at their  disposal.   The  supported  vinyl  fabrics  sector  has  cloth
 fabric as  a very good  substitute.   Substitutes for  the  unsupported vinyl  film
 are other  plastic  films,  such  as  polyethylene and polypropylene.   Vinyl  wall
coverings  have  paper  and  paint  as readily  available  substitutes.   The ease
with which  these products can  be  substituted  for  vinyl  creates  a very elastic
demand for  FVCP products.
                                      5-2G

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            Table 9-16.   SUMMARY  FINANCIAL RATIOS FOR THE 65%

                     VOC  CONTROL  LEVEL  (BASELINE  CASE)3
Model Plants

Cost of Sales (% of Sales)
Gross Profits (% of Sales)
Operating Profits
(% of Sales)
EBIT (% of Sales)
Net Income (% of Sales)
EBIT/Assets
Baseline ROIb
Depreci at ion/ Revenue
CMLTD/AssetsC
A
79.90
20.10
4.67
3.46
1.97
7.7%
4.16%
2.18%
2.04%
B^
79.90
20.10
4.67
3.46
1.97
7.7%
4.16%
2.18%
2.04%
C
77.75
22.25
4.55
4.25
2.42
7.9%
4.27%
2.13%
1.95%
D
76.20
23.80
6.90
3.90
2.22
7.3%
3.94%
2.94%
0.85%
E
76.20
23.80
6.90
3.90
2.22
7.3%
3.94%
2.94%
0.85%
aThe ratios for model plants A,  B and  C represent  five  year  historical
 averages from Robert Morris Associates.   The  ratios  for model  plants  D and  E
 are five year historical averages (by division) from the  eleven major  manufac-
 turers' annual reports.

b(EBIT/Assets) x (1-.46).  The average tax rate for the major manufacturers
 is .46.
cCurrent Maturity Long Term Debt 4 Assets.


Sources:  References 27 and 29 through 42.
                                     9-29

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      Evidence that complete price pass through is very difficult in the FVCP
 industry is presented  in a few of the annual  reports of the major producers.
 One manufacturer attributed the majority of their recent profit margin squeeze
 to their ability to only pass  through less than half of the increase in petro-
 chemical  costs.45  Evidence was presented earlier in Table 9-14 that profit
 margins  have been rather unstable with a declining trend for the last five
 years.   This implies that the  firms  in the industry have very little market
 power over  price and demand is relatively elastic.
      A description of  the FVCP industry market structure is most difficult be-
 cause of the varied end  uses of FVCF  products  and the degree of vertical  inte-
 gration  as  described in  Section 9.1.2.2.   Market  structure per se in the  FVCP
 industry is generally  not considered  a significant determinant for  pricing be-
 havior due  to  the extreme importance  of the availability of substitutes in the
 market.   However, it is  important to  examine the  market structures  of both the
 captive  and merchant markets of the supported,  unsupported,  and wall  covering
 sectors  in  the  industry.
     The  industry can  be  described as  a generally competitive market but  with a
 few isolated  segments  which exercise  limited market  power over prices.  Both the
 merchant market  in  the supported  and  unsupported  sectors  as  well  as  the captive
 unsupported  sector  exhibit  characteristics  of  a competitive  market  structure.
 These sectors of  the industry  are  characterized as  having  a  large number  of
 firms producing  very similar products  with  little  or  no market power  over  prices
     In the  captive  portion of  the supported vinyl  sector  the auto  industry is
 an  important producer.   A majority (52.9%)  of  the  supported  vinyl produced  in
 1979 was used by  the auto  industry.45   Much of  this  supported  vinyl  was cap-
 tively produced with its  cost  representing  only a  small  portion  of  the  final
 product price.  The  large  auto  firms  have  a large  degree  of  power over  pricing
 in  the final product market; however,  the captively  produced  vinyl must still
 remain cost competitive with substitutes  such  as  cloth  fabrics and  leather.
     The market structure for the wall  covering sector  can also  be described
 as competitive.   Close  examination of  the wall covering  sector  at the  seven-
digit SIC level reveals that the vinyl  paper wall  covering sector (SIC  2649325)
 is composed of only  fourteen companies  (sales of  $100,000  or  more) with total
value of shipments of $36.2 million [1977 dollars).4''   The vinyl  fabric wall
covering sector (SIC 2649331) is composed of nine  companies  (sales of $100,000
or more)  with total  value of shipments  of $36.9 million (1977  dollars). Although

                                     9-30

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these figures might be  suggestive  of  a  significant  degree  of market  power,  de-
mand considerations prevent  any  such market  power over  pricing.   Substitutes,
such as regular paper wall coverings, panel  decorations, and paint,  provide
enough competition to prevent  any  oligopolistic  behavior from  occurring.  There-
fore, this sector can also be  considered  competitive  in  its market  structure.
9.2.2  Potential Economic  Impacts
     9.2.2.1  Economic  Impact  Assessment  Methodology.   Three types  of economic
impact analyses are examined:
     1.  Return-on-investment  (ROI),
     2.  Price pass-through  and
     3.  Capital availability.
     The return on investment  analysis  examines  the impact of  control  costs on
model plant viability and  the  attractiveness  of  investment in  new plants.   The
basic measure of ROI employed  in the  following  analysis can be obtained  as
follows:
                  Return on  Investment  -
The measure of investment  in this  analysis  is total  assets (which are  equal  to
debt plus equity).  The ROI  analysis  will  also  assume that the total  cost of
control will be fully absorbed by  the impacted  firms  without any price pass-
through.  The impact on ROI  will be a worst  case  situation.
     Caution must be exercised in  the application of  this  ROI  analysis to new
plants since the data is based on  existing  firms  and  plants.   The ROI  presented
here will most likely be overstated for two  reasons.  First, total  assets used
in the calculations will be  net of depreciation,  whereas a new plant's asset
level would be void of  any deductions for depreciation. Second,  assets purchased
in the past are not valued at  replacement cost.   Assets of existing  plants  would
be understated by the impact inflation  has on replacement  costs.  However, some
of the effect that these two factors  have  in reducing ROI for  new plants  would
be offset by expected cost savings from more efficient  new plant  operations.
     Price pass-through analysis examines the maximum price increase  which
would take place if firms passed control costs through  to customers  in the  form
of higher prices.  It is assumed in the analysis that firms will  increase oper-
ating income by raising prices in  order to maintain precontrol  ROI after  the
imposition of controls.  These increases would be a worst case situation.
                                     9-31

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     The results of the ROI and price pass-through analysis must be  interpret-
ed very carefully because they were based on worst case assumptions.   By relax-
ing these worst case assumptions, the results would be more realistic  and more
consistent with the qualitative scenario presented in Section 9.2.1.2.
     Whether or not firms can meet increased annual debt  service costs  under
controls is assessed in the debt service coverage analysis.  The debt  service
coverage ratio is calculated by dividing a firm's cash flow (net income after
taxes plus depreciation) by its level of current maturity of long-term debt
(CMLTD).  The resulting ratio provides an index describing the cash  (capital)
available to a firm for retiring long-term debt commitments.  The ratio is fre-
quently used by the banking community for making loan decisions.  If the ratio
for a firm is two or greater, debt service coverage is considered to be healthy.
A ratio less than one indicates that annual  debt service costs cannot  be met
and that firms will therefore find their access to capital restricted.48
     9.2.2.2  Return on Investment Analysis.  Using the necessary ratios pre-
sented in Table 9-16, pro forma income statements for each model plant  are cal-
culated and presented in Table 9-17 for the baseline case.  It is assumed that
these costs account for costs associated with a 65% "level of pollution control.
After the net income before taxes (EBIT) is calculated, the level of assets
can be estimated from the available EBIT/Assets ratio.  Baseline ROI can then
be calculated by dividing net income by the estimated assets.  Tables  9-18
and 9-19 employ similar calculations to obtain the ROI's for the 75% and 85%
levels of pollution control.  Appropriate adjustments are made to cost of
sales and assets to account for the additional costs of control .
     The results presented in Tables 9-18 suggests a change in ROI for the 75
percent level of control to range between a 0.96 percent decline and an 8.38
percent increase.  Table 9-19 suggests a range of between a 1.68 percent decline
and a 17.77 percent increase in ROI for the 85 percent of control.   The favor-
able impact on four of the five model plants is due to the large solvent reco-
very credits that more than offset tne annualized cost of control.   For model
plant A the solvent recovery credit is also sufficient to offset the annualized
cost of control and result in an increase in net income.  However, the  percent
increase in the level of assets is mjch larger than the percent  increase in
net income resulting in a decrease ii the net income/assets ratio.   Conversely,
ROIs for model plants B through E increase because the percent  increase in
the level of assets is much smaller than the percent increase in net  income.

                                     9-32

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                 Table 9-17.  ROI ANALYSIS OF THE 65 PERCENT
                         VOC CONTROL LEVEL (BASELINE)
                                ($ mill ion)
Model Plants

Sales9
Cost of Salesb
Gross Profits
Operating Expenses
Operating Profits0
Other Expenses
EBITd
Income Tax ( .46 x EBIT)
Net Income6
EBIT/Assets
Assetsf
ROI9
A
12.883
10.293
2.590
1.988
.602
.157
.445
.204
.241
7.7%
5.779
4.17%
B
13.583
10.852
2.730
2.096
.634
.166
.468
.215
.253
7.7%
6.078
4.16%
C
7.173
5.577
1.596
1.273
.323
.021
.302
.139
.163
7.9%
3.823
4 . 26%
D
80.755
61.535
19.220
13,648
5.572
2.423
3.149
1.449
1.700
7.3%
43.137
3.94%
E
84.029
64.030
19.999
14.201
5.798
2.521
3.277
1.507
1.770
7.3%
44.890
3.94%
aCost of Sales T (1-Gross Profit margin).
^Cost estimates were obtained from Radian Corp.
cSales x Operating profit margin.
dSales x (EBIT/Sales) .
eSales x Net Income Margin.
fEBIT 4 (EBIT/Assets).
9Net Income 4 Assets.
                                     9-33

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                 Table  9-18.   ROI  ANALYSIS  OF  THE  75 PERCENT
                              VOC  CONTROL LEVEL
                                ($ million)

Sales*
Cost of Salesb
Gross Profits
Operating Expenses
Operating Profits
Other Expenses
EBIT
Income Tax
Net Income
Assets (65% level)
Additional Capital0
Assets (75% level)
ROI (75% level )d
% Change from Baseline
- -
A
12.883
10.292
2.591
1.988
.603
.157
.446
.205
.241
5.771
.065
5.836
4.13%
-0.96%

B
13.582
10.817
2.765
2.096
.669
.166
.503
.231
.272
6.086
.160
6.246
4.36%
+4.81%
Model Plants
C
7.173
5.567
1.606
1.273
.333
.021
.312
.144
.168
3.814
.100
3.914
4.29%
+0.70%

D
80.755
61.469
19.286
13.648
5.638
2.422
3.216
1.479
1.737
43.143
.160
43.303
4.03%
+2.28%

E
84.029
63.721
20.308
14.201
6.107
2.521
3.586
1.650
1.936
44.892
.460
45.352
4.27%
+8.38%
aFrom Table 9-17.
^Baseline cost of sales + the annualized cost of pollution control for  the
 75% level .
cCapital Cost (75% level) - Capital Costs (65% level).
dNet Income * Assets (75% level).
                                     9-34

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                 Table  9-19.   ROI  ANALYSIS  OF  THE 85 PERCENT
                              VOC  CONTROL  LEVEL
                                 ($  mil lion)
Model Plants

Sales3
Cost of Sales'3
Gross Profits
Operating Expenses
Operating Profits
Other Expenses
EBIT
Income Tax
Net Income
Assets (65% level)
Additional Capital0
Assets (85% level)
ROI (85% level)d
% Change from Baseline
A
12.883
10.289
2.594
1.988
.606
.157
.449
.207
.242
5.771
.125
5.896
4.10%
-1.68%
B
13.582
10.789
2.793
2.096
.697
.166
.531
.244
.287
6.086
.320
6.406
4.48%
+7.69%
C
7.173
5.556
1.617
1.273
.344
.022
.322
.148
.174
3.814
.200
4.014
4.33%
+1.64%
D
80.755
61.423
19.332
13.648
5.684
2.422
3.261
1.500
1.762
43.143
.310
43.453
4.05%
+2.79%
E
84.029
63.387
20.642
14.201
6.441
2.521
3.920
1.803
2.117
44.892
.740
45.632
4.64%
+17.77%
aFrom Table 9-17.
bBaseline cost of sales + the annualized cost of pollution control for the
 85% level .
cCapital Cost (85% level) - Capital Costs (65% level).
dNet Income 4 Assets (85% level).
                                     9-35

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      9-2.2.3   Price  Pass-Through  Analysis.   The price  pass-through analysis
 will  employ equation  (1)  utilized  earlier,  but  in  a modified  form.  The form
 of  ROI  to  be  used  here  is:
                          ROI* =  
-------
        In  summary,  the worst  case would  suggest a very modest price increase
   for  Model  Plant A of between  0.039 to  0.047 percent.   The worst possible  case
   for  model  plants  B thru  E would be no  price change whatsoever,  since  the
   positive  impacts  on  ROI  provide no incentive for  a price  increase.
       9-2-2-4  Capital Availability Analysis.   Table  9-20  presents  the  results
  of the debt service  coverage  analysis.   For  the baseline  case,  all of  the  model
  plants exhibit very  healthy debt service coverage  ratios  of  at  least 4.  Model
  plants D and E are  in an especially healthy  position  with ratios of 11.10.
       The additional capital  requirements for  the 75 percent  regulatory alterna-
  tive reduce the debt service coverage ratios  by 5.58  to 16.16 percent depending
  upon the model  plant size.   Although this relative change seems rather large,
  the absolute level of the ratios do not fall below a  healthy level of 3 for  '
  any of the model  plants.   For  the 85 percent regulatory alternative,  the debt
  service coverage  ratio is reduced by 10.34 to 26.23 percent.  Again,  in no
  case  does  the  absolute level of the ratio fall below 3.
       Especially noticable from Table 9-20 is the disproportionate impacts  on
  the  smallest and largest  model  plants.   Model  plant C would  experience  the
  most  negative  impact  under either regulatory alternative  while  the  larger
  model plant  D is impacted the  least under either regulatory  alternative.
  Model plant A, however, was the  only model  plant which exhibited  negative
  impacts in the ROI  and price pass-through analysis, and it is impacted
 relatively little compared to  the other model  plants.
      This unexpected  impact  on  model plant C is due primarily to the large
 increase in its CMLTD necessary to  pay back the increased debt.  Table 9-21
 shows the percent  increases  in  CMLTD for each regulatory alternative.   An
 examination of  the  percent increases in  CMLTD reveals  a pattern similar to
 the  pattern of  decreases  in  the debt service coverage ratios.
      9'2'2-5 Smluine            The Regul atory Flex ibil ity Act requires
 among  other  things,  the  economic  impact  assessment  to determine wnether or
 not  a  regulation  is  likely to  have  a significant  impact  on  a significant  mm-
 ber  of  small businesses.   If the  analysis  shows  a likely significant  impact,
 the  Agency must prepare  and publish  a  regulatory  flexibility analysis    This
 section assesses the likelihood of  such  a  significant  impact,   it concludes
 that a  significant impact  is not expected.
     The assessment  in Sections 9.2.2.1  through 9.2.2.4  examined small  busi-
nesses through the analysis of three small model  plants  of a size of 1  print
                                     9-37

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                 Table 9-20.  DEBT SERVICE COVERAGE ANALYSIS
                                    ($ Million)

Baseline 65%
Net Income After Tax
Depreciation3
Cash Flowb
CMLTDC
Debt Service Coverage Ratiod
75% Level
Net Income After Taxes
Depreciation6
Cash Flowb
CMLTDf
Debt Service Coverage Ratio0*
Percent Change from Baseline
85% Level
Net Income After Taxes
Depreciation6
Cash Flowb
CMLTDf
Debt Service Coverage Ratio0'
Percent Change from Baseline

A

0.241
0.281
0.522
0.118
4.42

0.241
0.284
0.525
0.128
6.10
-7.24

0.242
0.287
0.529
0.138
3.83
-13.35

B

0.253
0.296
0.549
0.124
4.42

0.272
0.304
0.576
0.150
3.84
-13.12

0.287
0.312
0.599
0.176
3.40
-23.08
Model P
C

0.163
0.153
0.316
0.074
4.27

0.168
0.158
0.326
0.091
3.58
-16.16

0.174
0.163
0.337
0.107
3.15
-26.23
lants
D

1.700
2.374
4.074
0.367
11.10

1.737
2.382
4.119
0.393
10.48
-5.58

1.762
2.390
4.152
0.417
9.95
-10.34

E

1.770
2.470
4.240
0.382
11.10

1.936
2.493
4.429
0.457
9.69
-12.69

2.117
2.507
4.624
0.502
9.21
-17.03
a(Dep./Revenue) x Revenue.
bNet income after taxes plus depreciation.
cCurrent maturity long term debt (CMLTD) = (CMLTD/Assets) x Assets.
dCash Flow/CMLTD.
6Baseline depreciation + (.05 x capital cost of control) (assumes a 20 year
 life of equipment).
fBaseline CMLTD + [Capital Recovery Factor (1.63) x Incremental Capital
 Control Cost].
                                     9-38

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                  Table 9-21.  PERCENT  INCREASES  IN  CMLTD
                                                    Model  Plant
                                      /\         B         C
75% Alternative                      8.5%    21.0%     23.0%      7.1%     19.6%





85% Alternative                     16.9%    41.9%     44.6%     13.6%     31.4%
                                     9-39

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 line  each.   The assessment examined  the impact categories of price increases,
 changes  in  return on  investment,  and  capital  availability.  These impact
 categories  were examined  for absolute small  plant impacts and for differen-
 tial  impacts  between  small  and  large  plants.
      The  estimated  number of plants  to be  impacted  by a regulation on this
 industry  over the next  five years  is  six,  which is  only 5 percent of the 112
 plants, or  107 firms,  in  this  industry.  The  analysis did pinpoint the size
 of  these  six  plants to  be small.   However, even in  such an event the size of
 the impacts  are not considered  significant.
      According to the  results  presented earlier in  Tables 9-18 and 9-19, dif-
 ferential impacts of  a  level  that  are not  considered  significant can be expec-
 ted to occur  with respect to  a  change in ROI.   For  the  75 percent regulatory
 alternative,  changes  in ROI will range between a decrease of 0.96 percent to
 an  increase of 4.81 percent for the smaller modified  model  plants as opposed
 to  an increase of between 2.28  to  8.38 percent for  the  new larger model  plants,
      A similar pattern  is evident  for the  85 percent  regulatory alternative.
 Although  the  ranges overlap, the extreme endpoints  would  seem to indicate
 that  the  larger model plants will  acquire  cost advantages which would place
 the smaller model plants  at a disadvantage although the  total  impact is  not
 considered significant.   This possibility could  become more  pronounced  because
 the incentive  exists for  the larger model  plants  to lower prices,  thus  placing
 a small  impact  on plants  similar to model  plant  A.
     The debt  service coverage  results  from Table 9-20 provides  a similar
 pattern of differential impacts.   For  the 75 percent  regulatory alternative,
changes in the debt service coverage  ratio ranges between  a  decrease  of  7.24
to 16.16 percent  for the  smaller modified model  plants  as  compared  to a  de-
crease of between 5.58 to 12.69 percent for the  new larger model  plants.   A
similar pattern results for the 85 percent regulatory alternative.   Again,
the exact pattern is somewhat obscured  by the  overlap of  the  ranges;  however,
the extreme endpoints seem  to indicate  that the  smaller model  plants  are
 impacted  slightly more than the larger model  plants.
     The potential price  increases are  significantly  less  than  the  5  percent
level  contained in Executive Order 12291 and  cost savings  occur  in  some  regu-
latory alternatives.  Slight differential impacts occur between  the  small  and
large  model  plants with regard  to maximum price  increases  associated  with  the
                                     9-40

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          Table 9-22.  FIFTH YEAR ANNUALIZED SAVINGS OF COMPLIANCE3
                           Model Plant
                              With
                           Worst Case
Lowest Annualized
     Sav i ng s
    Per Plant
               Total  Fifth Year
              Annualized Savings
                of Compliance
6 New Plants, 75% level
  of Control
$10,000
                       $ 60,000
6 New Plants, 85% level
  of control
$21,000
                       $126,000
aAs mentioned in Section 9.2.2.2 the solvent recovery credits more than off-
 set the annualized cost of control.  Thus, in both the 75% and 85% levels of
 control, there is savings rather than costs.
                                     9-41

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regulatory  alternatives.   With  the  75  percent  regulatory  alternative,  the
maximum  price  increase  for  the  small model  plant,  A,  is  .039  percent  while  a
slight savings  occurs for  the large model  plant.   With the  85 percent  regula-
tory  alternative, the maximum price increases  for  model plant A is  .047
percent  while  a savings occurs  for  the  large model  plant.
9.3   POTENTIAL  SOCIOECONOMIC AND  INFLATIONARY  IMPACTS
      The  purpose of  Section 9.3 is  to  address  those tests of  macroeconomic
impact to determine  whether or  not  a detailed  regulatory  analysis  is  required
under E.O.  12291.  There are three  principal review criteria  to aid  in this
determination.  They  are:
      1.   If additional annualized  costs of compliance, including capital
          charges (interest and depreciation), total  $100 million (i)  within
          any one of the first  five years  of implementation,  or (ii)  if
          applicable, within any calendar  year up  to  the date by which the
          law requires  attainment of the relevant  pollution standard.
      2.  If a  major increase in  the selling price of the product results for
          consumers, individual industries, Federal,  State  or local govern-
          ment  agencies, or geographic  regions, or
      3.  If significant adverse effects on competition, investment, produc-
          tivity, employment, innovation,  or the ability of U.S. firms to
          compete with foreign  firms results.
     The macroeconomic  impact from  the  proposed regulatory  alternatives  would
not be significant enough to meet any one  of the above criteria for the  deter-
mination of major economic  impact.  The expected worst case maximum price
impact of .047  percent  increase i;;  well below  a major criterion.  Table  9-22
presents the estimated total fifth  year annualized costs (really savings) of
compliance given the following  assumptions:
     1.   Six new plants will be built  as  specified in Section  9.1.4.
     2.   All new plants will produce wall coverings  characterized by  model
          plant C.
Due to significant positive recovery credits,  the  total additional annualized
cost of control in the fifth year will   be  $-60,000 at the 75  percent level
and $-126,000 at the 85 percent level.   These  results are summarized  in  Table
9-22.   Finally, no major impacts eire expected  on geographical  regions, local
governments, competition, investment, productivity, and so  on.   Therefore, no
significant macroeconomic impacts are likely.

                                     9-42

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9.4  REFERENCES
 1.  Thomas Register of American Manufactures.  New  York:   Thomas  Publishing
     Co., 1981.
 2.  U.S. Department of Commerce, Bureau of the Census,  Census of  Manufac-
     tures.  Washington, DC:  U.S. Government Printing Office, 1977.
 3.  	, U.S. Exports, Washington, DC:  U.S. Government  Printing  Office,
     1967, 1972, 1977, and 1979.
 4.  Letter from W. B. Hall, Secretary, Chemical  Film and Fabric Association,
     to H. Laube, Radian Corporation, July 1, 1980.
 5.  Standard and Poor's Corporate Records.  New  York:   Standard and  Poor's
     Corp., 1980.
 6.  Standard and Poor's Industry Survey:  Plastic Resins.   1980,  p.  C23.
 7.  Chemical Marketing Reporter.  May 23, 1977,  p.  16.
 8.  Standard and Poor's Industry Survey:  Rubber Fabricating.   1979,  p.
     R.194.
 9.  U.S. Department of Commerce, Bureau of the Census,  1977  Census  of
     Manufactures:  Concentration Ratios in Manufacturing.   Washington,
     D.C.:  U.S. Government Printing Office, May  1981.
10.  Letters and attachments from Hall, W. B.,  Chemical  Fabrics  and  Film
     Association, to Brooks, Garry, Radian Corporation.   July 1, 1980.   July
     24, 1980.  CFFA End-Use Shipments of Industry Products  Information  for
     Unsupported and Supported Vinyl materials.
11.  Reference 7.
12.  "PVC:  A Bonus in New Capacity".  Modern Packaging.  November 1979,
     p. 31.
13.  Memo from U.S. Department of Labor, Bureau of Labor  Statistics,  to  Kevan
     Deardorff, JACA Corp., September 23, 1980.   Computer printout of  PVC
     price index.
14.  U.S. Department of Commerce, Bureau of the Census,  U.S.  Commodity
     Exports and Imports as Related to Output.  Washington,  DC:  U.S.  Govern-
     ment Printing Office, 1975, 1976, 1977.
15.  	, U.S. General Imports.  Washington,  DC:   U.S.  Government  Printing
     Office, 1977.
16.  U.S. Department of Commerce, Bureau of the Census,  Census of  Manufacture.
     Washington, D.C.:  U.S. Government Printing  Office,  1972.
                                     9-43

-------
 17.   B.F.  Goodrich,  The Many Product Lines of B.F. Goodrich Chemical Division,
      1980.
 18.   The  Society of  the Plastics Industry, Inc.,  fact and Figures of the
      Plastics  Industry, New York,  p. 89,  1978 Edition.
 19.   Reference  18, p.  41.
 20.   Reference  18, p.  57.
 21.   Telecon.   Schultz, D.,  Schult? Wallcoverings with  Doyle,  J., JACA Corp.
      February  10,  1981.
 22.   Telecon.   Silver,  M.,  AAPCO Wallcovering Distributors with Doyle, J.,
      JACA  Corp.   February  10,  1981.
 23.   Telecon.   Nelson,  D.,  North Atrerican  Cerutti  with  Doyle,  J., JACA Corp.
      February  18,  1981.
 24.   Telecon.   Cappa,  P.,  American  Tool  and  Machinery with Doyle, J., JACA
      Corp.   February 18, 1981.
 25.   Telecon.   Baser,  J.,  American  Tool  and  Machinery with Doyle, J., JACA
      Corp.   February 18, 1981.
 26.   Telecon.   D'Angelo, F.,  Lembo  Corp. with Doyle,  J.,  JACA  Corp.   February
      18, 1981.
 27.  Annual  Statement Studies.   Robert Morris Associates.   Philadelphia,  PA.
      1976, p. 102.  1977,  p.  95.   1978, p. 94.  1979, p.  153.   1980, p.  155.
 28.   Letter  and  attachment from  Laube, Hal,  Radian,  Incorporated, to Deardorff,
     Kevan,  JACA Corporation.  January 23, 1981.   Annual!zed costs of plants.
 29.  Chrysler Corporation. Annual Report 1979.  March 1980.  p.  19.
 30.  Ford Motor Company.  Annual Report 1979.  March  1980.  pp.  36-37.
 31.  General Motors Corporation.  Annual Report 1979.   February 1980.  pp.
     26-27.
 32.  Emhart  Corporation.  Annual Report 1979.  February 1980.   pp. 14-16,
     p.28.
 33.  Borden  Corporation.  Annual Report 1979.  March  1980.  pp.  30-31.
 34.  Compo Industries Corporation.    Annual Report  1979.   December 1979.   pp.
     4, 17,  19.
35.  Dayco Corporation.  Annual  Report 1979.   January 1980.  pp.  23,  43,  46,
     48.
36.  Firestone Corporation.  Annual  Report 1979.   December  1979.   pp.  20-23.

-------
37.  General Tire  and  Rubber  Company.   Annual  Report 1979.   February 1980.
     pp. 19-22.
38.  Goodrich Corporation.  Annual  Report  1979.   February 1980.   pp. 27-28,
     35, 46.
39.  Diamond Shamrock  Corporation.   Annual  Report 1979.   February 1980.   pp.
     32-33, 44, 47.
40.  Bemis Corporation.  Annual Report  1979.   February 1980.   pp.  5, 16,
     29.
41.  Stauffer Chemical Company.  Annual  Report 1979.   February 1980.  pp.
     1-4, 32-33, 38.
42.  Uniroyal Corporation.  Annual  Report  1979.   March 1980.   pp.  21-23.
43.  Reference 33, p.  2.
44.  Reference 33, p.  2.
45.  Reference 33, p.  2.
46.  Reference 10.
47.  Reference 2, p. 3.
48.  U.S. Environmental Protection  Agency,  Guidance  for Lowest Achievable
     Emission Rates from 18 Major Stationary Sources of Particulate, Nitrogen
     Oxides, Sulfur Dioxide, or Volatile Organic  Compounds.   Publication No.
     EPA-450/3-79-024.  April  1979.  p.  5-6.
                                     9-45

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Appendix A - Evolution of the Background Infornation Document
     The purpose of this study was to develop a basis for supporting
proposed new source performance standards (NSPS) for the flexible vinyl
coating and printing industry (FVC&P).  To accomplish the objectives of
this program technical data was acquired on the following aspects of the
FVC&P industry:  (1) web fomation; (2) coating and printing operations
(3) the release and controllability of organic emissions into the atnosphere
by these sources; and (4) the types and costs of demonstrated emission
control technologies.  The bulk of this information was retrieved fron
the following sources:
     -  open technical literature
     -  meetings with specific companies, trade associations, and
        regulatory authorities
     -  plant visits
     -  emissions source testing.
     In October, 1979, a literature search began with the automated
bibliographic and direct type data bases available through Lockhead
Retrieval  Service's DIALOG and Systems Development Corporation's ORBIT.
The data bases search included APTIC, Chemical Abstracts, Engineering
Index. MTIS, ENVIROLINE, and Predicast's EIS Plants.  The information
found in the literature helped in developing an understanding of the
vinyl coating industry and the processes used.  Rut there was very
little factual information as to the quantity or type of pollutants
emitted by the industry.
     The following chronology of events lists the major activities
undertaken in gathering data and information to support the proposed
standard.
                                  A-l

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September 28, 1979



October 1979

November 1979

November 7, 1979


December 2, 1979
December 12, 1979


January 1980



February 27, 1980




March 5, 1980
March 27, 1980


April 14, 1980




April 17, 1980
Visited Uniroyal, Inc.
        312 North Hill Street
        Mishawaka, Indiana 46544

Telephone survey of industry

Telephone survey of State agencies

Visited General Tire and Rubber Company
        Columbus, Mississippi

Visited General Tire and Rubber Company
        Coated Fabrics Company
        Reading Division
        General Street
        Reading, Massachusetts  01867

Visited Stauffer Chemical Company
        Anderson, South Carolina  29623

Section 114 Letters sent to selected companies
within flexible vinyl  coating industry and
vinyl flooring industry

Visited General Tire and Rubber Company
        Coated Fabrics Company
        Reading Division
        Reading, Mass.  01867

Visited Standard Coated Products
        Department of American Cyanamid Company
        Now Division of L.  F. Carpenter & Co.
        Humboldt Industrial  Park
        P.O. Box D
        Hazelton, Pa.   18201

Visited Pervell Industries,  Inc.
        Plainfield, Connecticut  06374

Visited Compo Industries,, Inc.,
        Bradford Division
        200 Market Street
        Lowell, Mass.   01852

Visited Armstrong Cork Company
        Lancaster Floor Plant
        Lancaster, Pennsylvania  17604

-------
April, 1980


April 24, 1980



July 30, 1980


August 6, 1980


August 1980
September 29 through
October 3, 1980
December 1980
February 1980
February 1980

March 18 through
March 26, 1981
July 1981
Floorino industrv was excluded from this
NSPS

Visited Athol Manufacturing Corporation
        P.O. Box 105
        Butner, North Carolina  27509

Visited Stauffer Chemical Company
        Anderson, South Carolina  29623

Visited Firestone Plastics Company
        Salisbury, Maryland

Emissions from the vinyl web preparatory
processes were excluded from this NSPS.
Visited General Tire and Rubber Company
        Coated Fabrics Company
        Reading Division
        General Street
        Reading, Mass.  01867
       (Emission source testing)

Visited General Tire and Rubber Company
        Coated Fabrics Company
        Reading Division
        General Street
        Reading, Mass.  01867

EPA Project team net with a representative of
the Chemical Film and Fabric Association and
several members of the FVC&P Industry.

Embossers were excluded fron the FVC&P NSPS.
Visited General Tire and Rubber Company
        Coated Fabrics Company
        Reading Division
        General Street
        Reading, Mass,  01867
       (Emission source testing)

RID sent to 24 Industry members for early
review.
                                   A-3

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                                APPENDIX B
                   INDEX TO ENVIRONMENTAL CONSIDERATIONS

     This appendix consists of a reference system which is cross indexed
with the October 21, 1974, Federal  Register (39 FR 37419) containing EPA
guidelines for the preparation of Environmental Impact Statements.   This
index can be used to identify sections of the document which contain
data and information germane to any portion of the Federal Register
guidelines.
                                    B-l

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                                APPENDIX B

            CROSS-INDEX TO ENVIRONMENTAL IMPACT CONSIDERATIONS
Agency Guidelines for Preparing
Regulatory Action Environmental
Impact Statements (39 FR 37419)
Location Within the Background
  Information Document  (BID)
1.   Background and Summary of
      Regulatory Alternatives
      Statutory Basis for the
       Standard
      Industry Affected
      Process Affected
      Availability of Control
        Technology
      Existing Regulations
        at State or Local  Level
2.   Environmental, Energy, and
      Economic Impacts of Regulatory
      Alternatives

      Health and Welfare Impact
The regulatory alternatives from
which standards will be chosen for
proposal are summarized in Chapter 1,
Section 1.1.

The statutory basis for proposing
standards is summarized in Chapter 2,
Section 2.1.

A description of the industry to
be affected is given in Chapter 3,
Section 3.1.

A description of the process to be
affected is given in Chapter 3,
Section 3.2.

Information on the availability
of control  technology is given
in Chapter 4.

A discussion of existing regulations
for the industry to be affected by
the standards are included in
Chapter 3,  Section 3.3.
The impact of emission control
systems on health and welfare
is considered in Chapter 7,
Section 7.1.

     Continued
                                     B-2

-------
      CROSS-INDEX TO ENVIRONMENTAL  IMPACT CONSIDERATIONS  (Concluded)
Agency Guidelines for Preparing
Regulatory Action Environmental
Impact Statements (39 FR 37419)
 Location Within the Background
   Information Document (BID)
      Air Pollution
      Water Pollution
      Solid  Waste Disposal
      Energy
     Costs
     Economics
 The air pollution impact of the
 regulatory alternatives are
 considered in Chapter 7, Section  7.1

 The impacts of the regulatory
 alternatives on  water pollution are
 considered in Chapter 7,
 Section  7.2.

 The impact of the regulatory
 alternatives  on  solid  waste disposal
 are considered  in  Chapter  7,
 Section  7.3.

 The impacts  of the regulatory
 alternatives  on  energy  use are
 considered  in Chapter  7,
 Section  7.4.

 The cost impact  of  the  emission
control  systems  is considered in
Chapter  8, Section 8.1.

Economic impacts of the  regulatory
alternatives are considered in
Chapter 9, Section 9.2.
                                   B-3

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                                APPENDIX C
                         EMISSION SOURCE TEST DATA

       In  order  to  obtain emission data  on a  controlled  plant  in  the
  flexible vinyl  printing (FVC&P)  industry, a testing  program was  conducted.
  The  results of  the  program  provide  support  for a new source performance
  standard  (NSPS) for FVC&P industry.
      The General Tire and Rubber Company plant, located at 1 General
  Street,  Reading, Massachusetts was  the test site during the weeks of
 September 30, through October 10, 1980 and  later in March 1981.  The
 plant occupies a single floor building and produces vinyl coated fabric
 for automotive, marine, wallcovering and industrial end uses.  A new,
 six station, Baker Perkins print line,  with  an inline embosser, had
 recently been brought on stream to print and emboss wallcovering.
      The print  line  tested by EPA, is housed in  a separate room in the
 plant.   The  print  room's ventilation system  consists  of a wall  exhaust
 fan,  a  room  air supply  fan,  a carbon adsorption  inlet fan,  an  embosser
 exhaust  fan  and  several  open doorways.   Figure C-l  is a graphical
 representation  of  the room.
      The  print  line  VOC  emissions are captured by a hooding system that
 directs the captured emissions  into  the  individual  print  head ovens.
 The capture emissions from the print  line are  controlled by a Sutcliffe
 Speakman carbon adsorption system.
 C.I  GENERAL TIRE AND RUBBER COMPANY  PLANT - First Test Program
     The purpose of the  first test was to determine the capture efficiency
of the print line based  on a comparison between the mass of solvent

                                 C-l

-------
       OVERHEAD
         DOOR
 o
 ro
                                                     Wall  Fans,  but
                                                         1
                         #2
                           Embosser  Exhaust  Fan, out
                           (above  embosser)
                                            PRINT HEADS (STAGES)
                               SUBSTRATE
    DRYER
1
Web direction
EMBOSSER
  :«°1
PRODUCT
                ]
                               0
                                                                         r	' Room Air
                                                                         I00 ! Supply Fan, in
                                                                         •	-I (ceilinq)
                                                          DESKS
                                                  MIXING
                                                   AKtA
                                        D
SWITCH
 ROOM
                                                   OFFICE
 • Ambient VOC Measurement Locations  for VOC
   Measurement in Figure C-3
                                              Figure C-l.  GTR Print Room.
                                                                                             NOT TO SCALE
a. ~Z wall  fan v/as not used  during  the GTR test

-------
  applied at the print line and the mass of gaseous VOC emissions ducted
  to the adsorber.   In order to make this comparison,  a material  balance
  between liquid VOC  input and  gaseous  VOC output  was  required.   In  order
  for  the results to  be meaningful,  closure of a material  balance around
  the  print  line was  necessary.
      VOC measurements  were made  on  a  continuous  basis  at  the wall  fan
  exhaust, embosser exhaust and  carbon  adsorber inlet.   Ink usage was
  determined by  measuring  changes  in  the  level of  the  ink tanks supplying
  the  print line.  Ink samples were obtained during each run from  each of
  the  print stations applying ink and later analyzed for solvent  content.
 Product samples were also obtained  for solvent retention analysis.
      The 35,000 SCFM room air supply fan was large enough to supply
 outside air to the print room when three print lines  were installed.
 During  the  test,  only one print line was housed  in the print room and
 the room air supply  fan was on.  Lack  of proper  air distribution caused
 most  of the flow  from this fan to be directed down through the  print
 line.  Approximately 15,000  SCFM  were  exhausted  from  the  print  room
 through  the  carbon adsorber, wall  exhaust fan, and embosser.  The balance,
 20,000  SCFM, was exhausted  through  open  doors.  During  the test  the
 large air flow  from  the room air  supply  fan caused excessive turbulence
 around the print stations.  Results  indicated that capture efficiency
 had been affected and was much  less  than  design expectations.  Also
closure of the  material balance, based on  liquid  VOC  in and gaseous VOC
out, was not achieved.
                                    C-3

-------
C.2  GENERAL TIRE AND RUBBER COMPANY - Second Test Program
     The General Tire and Rubber Company was revisited for further
testing March 18-26, 1981.  The testing approach was modified from the
first test in two very important ways.  Unlike the first test which
based capture efficiency on liquid and gaseous VOC measurements, this
test required only gaseous VOC measurements.  Secondly, the retest was
conducted with the room air supply fan off to improve air management
around the print line.  In addition, doors to rooms with other solvent
sources were closed to prevent VOC leakage into or out of the print room
from other areas of the plant.
     The test program consisted of two phases:  Phase 1, determination
of capture efficiency and Phase 2, determination of carbon adsorption
control device efficiency.
     During Phase 1, emissions were measured continuously at three
sites:  carbon adsorber inlet, wall fan exhaust, and embosser exhaust.
During the first few days of testing, preliminary data indicated the
wall exhaust fan disrupted air distribution much like the room air
supply fan during the 1980 test.  Therefore, plant management agreed to
limit the use of this fan during the test days, to periods when the
print head fans were off.  The print line was always down during such
periods.
     Periodic measurements at the embosser air intake were taken to
determine the ambient room VOC emissions that were exhausted through the
embosser exhaust fan.  Because the embosser is not part of the affected
facility, any emissions generated within the embosser are not considered
                                   C-4

-------
  under the vinyl  NSPS.   The embosser generated emissions along with the
  print line room  ambient VOC emissions are both exhausted through the
  embosser exhaust fan,  therefore,  these ambient VOC emissions  must be
  quantified to  determine capture efficiency.   Since there is very little
  data  characterizing  embosser VOC  emissions,  VOC measurements  were also
  taken at the embosser  exhaust to  further  characterize  these emissions.
       During Phase 2, VOC measurements  were made at both  the inlet and
  outlet to  the  carbon adsorber.  Ambient VOC concentrations around the
  embosser  inlet were continued  to obtain further data on  capture  efficiency.
      During both phases of  the test, ambient VOC concentrations  throughout
  the print  room were monitored.  Threshold Limit Values (TLV-TWA) were
 not exceeded.
 C.3  SUMMARY OF RESULTS
      A summary  of the capture efficiency results obtained during the
 1981  GTR  test  is  shown  in Table C-l.  Capture efficiency was calculated
 by comparing the  VOC  emissions directed to the carbon  adsorption system
 with  the  ambient  roon VOC emissions  exhausted through  the embosser.   The
 longest continuous run  for  a product,  lasting  at  least  thirty  minutes
 but not more than  three hours,  was designated  as a  test run. It  was
 desired to  keep the test run  of reasonably short duration since  the
 printing  periods are frequently short due  to planned and  unplanned
 interruptions.   A sufficient  period  of  time is  needed to  allow the print
 line to reach reasonably steady state process conditions.  Based  on a
general understanding of the  printing equipment and process, a  minimum
thirty minute test run was selected.
                                   C-5

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                       TABLE C-l.   SUMMARY  OF  CAPTURE EFFICIENCY DATA FROM 1981 GTR TEST
r>
i
Date
3/18/81
3/19/81
3/20/81
3/23/81

3/25/81
3/26/81

a
Caoture Ff
Production Order Run Time
Number Start End
T-14582
T- 15523
T-15521
T-15516
T-15519
T-15511
T- 15508
T-15507
'ficiencv (%} = =— r-
1401
1420
1256
0909
1351
0942
1126
1439

1607
1610
1402
1025
1413
1047
1222
1540
CA
Run Length
(minutes)
126
110
74
76
32
65
56
61
Inlet Emissions
VOC Emissions Capture Efficiency1
(Kg) (%)
Embosser Wall CA
Air Intake Fan Inlet
4.
3.
2.
2.
0.
2.
1.
1.
(kg)
8
2
9
3
6
5
7
6

Ob 66
6.9 21
flb 27
(r1 22
Qb 6
Ob 35
O5 21
flb 21

.4
.6
.0
,3
.0
.5
.6
,5
- (-\f\r\v\
93
Nff
90
91
91
94
93
93

     Wall fan not operating properly.


     "Not meaningful  because of poor air management during this test run.

-------
       In order to measure ambient VOC drawn into the embosser air intake,
  ambient concentration measurements around the embosser were made periodically
  during each test day.  Embosser air intake emissions values are based on
  the average concentration measurements taken during each test run.   The
  capture efficiencies for the eight test runs ranged from 90 percent to
  95 percent and averaged 92  percent.
       A  summary of the carbon adsorption control  device  efficiency data
  from  the  1981  GTR test is presented  in  Table  C-2.   Again,  a test run  was
  designated  as  the longest continuous  run,  lasting  at  least 30 minutes
  but not more than  3  hours,  for  each product.   Carbon  adsorption  control
  device efficiencies  averaged  99 percent.   However,  the GTR  adsorption
  system was  not operating at design conditions  during  the 1981 test.  The
  system, which had been on stream for only a week prior to the test,
  operated only eight  hours a day.  At the end of each day, the beds were
 regenerated twice to mininize the possibility of bed fires during the
 next day's start up.   Therefore, these carbon adsorption efficiencies
 may be somewhat higher than  would  be  expected under design  conditions.
     Table C-3  is a summary  of the  VOC measurements taken during the
 1981 test.   As  mentioned earlier,  the  embosser exhaust emissions shown
 in  Table C-3, include embosser generated emissions  which  are not subject
 to  the NSPS.
     Figure  C-2  is  a  graphical presentation of  ambient VOC  data  taken on
March  18, 1981.   Because the VOC vapors  are heavier  than  air, it  was
thought that the  vapors might  accumulate near the print room floor.  On
March  18, 1981 ambient  readings were taken throughout the print room at
                                   C-7

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                TABLE C-2.  SUMMARY OF CARBON ADSORPTION EFFICIENCY DATA FROM 1981 GTR TEST
Production Order
Date

3/25/81
3/26/81

Number

T-15511
T- 15508
T-15507
Run Time
Start

0942
1126
1439
End

1047
1222
1540
Run Length
(minutes)

65
56
61
VOC Emissions Carbon Adsorption
(Kg)
CA Inlet
35.5
21.5
21.5

CA Outlet
0.13
0.32
0.22
Efficiency

99.6
98.5
,99.0
o
I
CO

-------
                                       Table C-3.  Summary of VOC Measurement Data
                                                   of Second GTR Test
o
ID

production
Date Order Number Process Operations
3-18-81 T-14582 Preparation
Leader Threading
Color Matching
1000 Yards Printing
1000 Yards Printing
1000 Yards Printing
1000 Yards Printing
1000 Yards Printing
Completion of Run
Threading New Leader
Clean Up
Clean Up
TOTAL PRINT TIME
TOTAL RUN TIME


Time Interval
Start3 End
0915
1035
1043
1401
1423
1445
1507
1529
1551
1607
1613
1618 .
1401
1043
1035
1043
1401
1423
1445
1507
1529
1551
1607
1613 "
1618
1640
1607
1613

Total
Minutes
80
8
198
22
22
22
22
22
16
11
5
22
126
330




VOC Emissions (Pounds as MEK)
Embosser' uaii c*a** /•*» v i — *_ •«._ *
NM
0.15
39.20
2.74
2.55
2.32
2.33
2.49
1.73
0.69
0.58
2.23
14.2
54.0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
v-n J.UJ.BT;
2.57
0.60
76.5
34.8
23.5
24.4
23.8
23.2
16.5
4.27
3.56
NM
146.2
230.5
rotao.
0.75
115.7
37.5
26.0
26. 7
26.1
yc. i
18.2
4 .96
4 .14

160.4
281.0
     NM: Not measured - analyzer problems or calibrations in progress.
         Start time for the initial time interval is the time when FID monitoring began  that  day,

-------
                                      Table C-3. Summary of VOC Measurement Data


                                                  of Second GTR Test (Continued)
o
I
Production
Date Order Number Process Operations
3-19-81 T-15626 Printing in Progress
Printing
Stop and Start
1000 Yards Printing
Stop and Start
1000 Yards Printing
TOTAL PRINT TIME
.TOTAL RUN TIME
T-15523 Preparations for Next Run
_ Color Matching
Embosser Repairs. Wall
Fan On
1000 Yards Printing
1000 Yards Printing
1000 Yards Printing
1000 Yards Printing
Run Completed
Clean Up
Clean Up
Clean Up
TOTAL PRINT TIME '
TOTAL RUN TIME

Time Interval
Start3
0734
0848
0854
0908
0930
0945
0848
0846
1007
1230

1332
1420
1442
1504
1526
1550
1610
1628
1632
1230
1420
'*
End
0848
0854
0908
0930
0945
1007
1007
1007
1230
1332

1420
1442
1504
1526
1550
1610
1628
1632
1634
1610
1610

Total
Minutes
74
6
14
22
15
22
79
79 -
143
62

48
22
22
22
24
20
18


220
110

VOC Emissions (Pounds as MEK)
Embosser
8.53
0.902
1.50
2.65
0.781
2.47
8.30 .
8.30
2.49
4.14

4.41
4.05
3.85
3*99
4.25
3.58
1.14
0.18
0.09
28.3
19.7

Wall Fan
0
0
0
0
0
0
0
0
0
0

6.24
2.43
2.96
3.20
3.49
3.14
2.25
0.48
NM
21.5
15.2

CA Inlet
NM
4.09
6.22
8.36
3.04
- 11.6
33.3
3i^
7.28
10.6

15.1
9.22
10.3
10.0
10.9
7.09
10.2
NM
NM
73.2
47.5

Total

4.99
7.72
11.0
13.8
14.1
41.6
41.6
9.77
14.7

25.7
15.7
17.2
17.2
18.7
13.8
13.6


123.0
82.4

    NM: Not measured  -  analyzer  problems  or calibrations  in progress.

    a   Start  time  for  the initial  time interval  is  the time  when FID monitoring began that day.

-------
                                       Table C-3.  Su/nrwry ef VOC Measurement Data


                                                   of Second GTR Test  (Continued)
o
I
Production
Date Order Number Process Operations
3-20-81 T-15521 Completing Previous Run
Completing Previous Run
Preparation for T-15521
^ Color Matching
Printing Start/Stop
for Repairs
Printing Embosser on
1000 Yards Printing
Printing Start/Stop
for Repairs
1000 Yards Printing
1000 Yards Printing
1000 Yards Printing
Run Completed
Cleaning Print Heads
Clean Up
TOTAL PRINT TIME
TOTAL RUN TIME
•^
Time Interval
Start3 EnrJ
0740
0744
0814
0958
1019
1148
1150
1212
1256
1318
1340
1356
1410
1426
1019
0958

0744
0814
0958
1019
1148
1150
1212
1256
1318
1340
1356
1410
1426
1532
1410
1410

Total
Minutes
4 '
30
104
21
89
2
22
44
22
22
16 •
14
16
66
231
252

VOC Bnissions (Pounds as MEK)
Embosser
0.67
3.42
4.56
1.91
7.97
0.233
4.32
6.76
4.27
4.25
3.22
2.41
2.09
6.06
33.4
35.3

waij. ran
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
0
	
CA inlet
MM
19.4
14.7
31.2
35.6
1.16
18.2
29.5
17.27
17.6
13.6
10.91
7.49
NM
143.8
175.0

Total
	 —
22.8
19.3
33.1
43.6
1.39
22.5
36.3
21.5
21.8
16.8
13.3
9.58
177.2
210.3

    NM:  Not measured - analyzer problems or calibrations in progress.

        Start time for the initial time interval is the time when FID monitoring began  that  day.

-------
                                        TaBle C-3. Summary of VOC Measurement Data


                                                    of Second GTR Test (Continued)
o
I
ro
Production
Date Order Number Process Operations
3-23-81 T-15516 Printing in Progress
1000 Yards Printing
1000 Yards Printing
1000 Yards Printing
Run Completed
TOTAL PRINT TIME
TOTAL RUN TIME
T-15519 Threading Leader
Cleaning. PH Fans off.
Wall Fan on
Color Matching,
Web Alignment
Wall Fan Off.
Color Matching
Printing Line Down Once
1000 Yards Printing
Line Up and Down.
Trimming Problems
r-~ Problems Persist.
Run Ended
Repairs
Repairs
TOTAL PRINT TIME
TOTAL RUN TIME
Time Interval
Start3
0850
0909
0931
0953
1015
0850
0850
1025

1037

1239

1244
1324
1351

1413

1605
1628
1633
1324
1239
End
0909
0931
0953
1015
1025
1025
1025
1037

1239

1*244

1324
1351
1413

1605

1628
1633
1636
1605
1628
Total
Minutes
19
22
22
23
10
95
95
12

122

5

40
27
22

112

23
5
3
161
229
VOC
Embosser
1.92
2.60
2.78
3.12
1.48
11.9
11.9
1.41

5.25

0.070

0.85
1.88
1.56

6.71

1.14
0.27
NM
10.2
12.2
Emissions (Pounds as MEK)
Wall Fan CA Inlet .
Sampling 10.51
Discontinued 13.06
14.70
14.20
7.15
59.6
59.6
24. 60

4.17

0.180

10.3
9.90
9.02

40.0

10.5
1.16
1.93
58.9
69.6

Total
12.43
15.7
17.5
17.3
8.63
71.5
71.5
26.0

9.42

0.250

11.2
11.8
10.6

AC •»

11.6
1.43

69.1
81.8
     NM: Not measured - analyzer problems or calibrations in progress.

     a   Start time for the initial time interval is the time when FID monitoring began  that  day,

-------
                                                Table  C-3.  Summary  of VOC Measurement Data
                                                               of Second GTR Test  (Continued)
o
H-«
CO
Production Time Interval
Date
3-24-81
3-25-81













Order No. Process Operations Start"
Embossing Entire Day
T-15511 Color Hatching
Printing in Progress
Printing
1000 Yards Printing
1000 Yards Printing
1000 Yards Printing
Run Completed
Leader Threading
Wall Fan on Preparation
For Next Run
Hall Fan on Preparation
For Next Run
TOTAL PRINT TIME
TOTAL RON TIME

0859
0900
0922
0942
1003
1020
1037
1047

1108

1217
0922
0922
End

0900
0922
0942
1003
1020
1037
1047
1108

1217

1230
1047
1108
Total
Minutes

1
22
20
21
17
17
10
21

69

13
85
106
VOC Emissions
(Pounds As MEK)
CA Inlet

0.66
20.1
21.8
53.5
21*2
22.7
10.7
15.7

7.69

NM
130
146
Ca Outlet

NM
NM
0.048
0.071
0.067
0.093
0.065
0.114

0.317

0.053
0.344
0.458
CA Unit
Control
Efficiency <»)h



99.8
99.9
99.7
99.6
99.4
99.3

95.9


99.7
99.7
Carbon Bed
In Operation Time of B*d
(Adsorbing) Switch0

3
3
1 0922*
1
1
3
3
3

3/1 1117"

3


        •Beginning time of  0922 was estimated, based on observed end  time of 1020
       ••Bed No. 1 began adsorbing 1117  and continued to 1217.
       • Start time for the Initial time Interval is the time when FID monitoring began that day.
       b 100 (l-
-------
                                            Table  C-3.  Summary of  VOC Measurement  Data
                                                          of  Second  GTR Test  (Continued)
o
Production
Date Order Ho. Process Operations
3-26-81 T-1550B Preparation
Preparation
Color Hatching
Printing
100 Yards Printing
100 Yards Printing
Run Completed
Enboaser off. Clean up
TOTAL PRINT TIME
TOTAL RUN TIME
T -15 507 Preparation
Color Matching
Printing. Line Down
Once
1000 Yards Printing
1000 Yards Printing
Run Completed
Line Down. Preparation
for next run
Line Down- Preparation
for next run
TOTAL RUN TIME
TOTAL RUN TIME
Tine Interval
Start"
0856
0936
0939
1059
1126
1151
1216
1222
1059
0939
1229
1326
1420
1439
1S01
1523

1540

1612
1420
1326
End
0936
0939
1059
1126
1151
1216
1222
1229
1222
1229
1326
1420
1439
1501
1523
1540

1612

1614
1540
1540
Total
Minutes
40
3
eo
27
25
25
4
7
83
163
57
54
19
22
22
17

32

2
80
134
VOC Emissions
(Pounds As NEK)
CA
NH
0
37
21
20
21
5
S
7?
110
28
31
13
' 16
17
12

15

NM
61
92
Inlet
.880
.0
.1
.7
.6
.15
.11
-6
.7
.8
.6
.8
.9
.7
.8

.0


.2
.8
Ca Outlet
0.
0.
1.
0.
0.
0.
0.
0.
j .
2.
0.
0.
0.
0.
0.
0.

0.

0.
0.
1.
194
036
26
356
313
313
072
156
05
47
588
438
158
211
160
116

217

014
645
08
CA Unit
Control
Efficiency (»)*»
95.
96.
98.
98.
96.
98.
96.
9
6
3
5
6
6
9
Carbon Bed
In Operation Tine of Bed
(Adsorbing) 	 Switch"
1/3 0928
3
3/1 1028
1
1/3 1120
3
3
3
38. G
97.
98.
98.
98.
98.
99.
99.

90.


98.
98.
8
0
6
9
8
1
1

6


9
8

3/1 1233
1/3 1334
3/1 1435
1
1
1/3 1S14
*r «* L j J«l
3

3



     • Start tine for th« initial time Interval  is the time when FID monitoring began  that day
     b 100  (1-(OUTLET/INLET)|
     c Nominal bed cycle Udsorption/desorption)  is about 120 minutes.

-------
  1 foot,  5  feet  and  8  feet  from  the  floor.  As demonstrated  in  Figure
  C-2, no  stratification  occurred within  the room.
      As  previously  discussed, the operation of  the wall fan, during the
  1981 GTR test,  affected capture efficiency of the print line.  The use
  of this fan was therefore  limited to periods when the print head fans
  were off.  When the wall fan was off, a slight  reduction in air flow
  occurred.  The air flow decreased from  13,300 SCFM (wall fan plus embosser
  fan) to 11,700 SCFM (print head fans plus embosser fan).  If, with the
 wall fan off,  the ventilation of the print room were insufficient, then
 accumulation of ambient VOC in the print room would occur.   Any such
 accumulations  occurring during the test runs  would affect  the capture
 efficiency calculations.  Also,  any accumulation might lead  to  exceeding
 the  Threshold  Limit  Value  - Time Weighted  Average (TLV-TWA)  for worker
 exposure to solvents.
      Figure C-3  shows  a  portion  of  the  ambient  VOC measurements taken
 during  the  1981  test program.  These ambient measurements seen  in  the
 figure  were taken  in the locations  shown in Figure C-l.  Also shown  in
 Figure  C-3  are the test  runs  and the times when  the wall fan was operating.
 The double  lines separating the  test days  represent non-test times,  such
 as weekend  and evening shifts, for which no information  is available.
     Referring to  Figure C-3, testing began on March 18th.   The wall fan
was on  throughout  the day but because of a loose fan belt,  no flow was
measured at its exhaust.  At 14:01 the print line operated continuously
for 126 minutes.   During this continuous run period or test run, one
ambient survey  was taken.
                                     C-15

-------
             Figure C-2.  Ambient VOC Concentration Data for 3/18/81

               •    1 foot from floor
               •    5 feet from floor
               •    8 feet from floor
                         Various Locations in GTR Print Roon
Hour
Date
8    9    10   11   12   13   14    15   16
              3/18/81'
                                     C--16

-------
          Wall  Fan  On
          (no measurable  flow)

          Wall  Fan     I	1  Test Run
          Off
          Wall Fan
          (10,000 SCFM)i
Various Points in GTR Print Room
200
E
O
o
c
£ 150
(X
c
0 CtL
•r- H-
•4J CJ3
i. C

•4— ' *r—
1 O) I/I
l-1 
~sl C C
O -i-
O O
Q.
O 10
^ g 50
C i.
0) rt)
-Q
E 4->
0
Hour
_




	



m


—


A


—




1 	 1
- 1 1 1 I I 1 I 	 i_L
8 10 12 14 16
Date 3/18
Wall Fan
rlCI 1 1 lull
Operation


^^^^^^^












4

M

A


*

•



,1,1,1.!
8 10 12 14 16
3/19








™

^

A
* _

• t*
9 •

A
•






M
I , ! . i , i , I
8 10 12 14 16
3/20

^S88888S








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A A


t

• A
^ •
•

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•


H H
1 , I , I , 1 , !
8 10 12 14 16
3/23

^^B^^Sl








9

* •

A A
4
0

m »


*


_
A w
M
1 , 1 , ! , 1 , !
-•--•--•- • i 	 • • • •
8 10 12 14 16
3/25







^0

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X .• *

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" *




H H
1 i 1 i 1 i 1 i 1
j — , — i — i — , — , — i * *
8 10 12 14 16
3/26
|


Figure C-3.  Ambient VOC Concentration Data for 1981 GTR Test.

-------
     Testing  continued  on March  19th.   In  the morning, the wall  fan was
 operating  but no  flow was measured at  its  exhaust.  No test  runs were
 completed  during  the morning.  An ambient  survey of the print  room was
 taken at approximately  9:00.  At approximately  12:00 the fan belt of the
 wall fan was  adjusted and the wall fan  exhaust  increased to  10,000 SCFM.
 This large volume of air was exhausted  from almost directly  over the
 print heads.   The effect of this poor air  management on capture efficiency
 was dramatic.  Capture  efficiency was at once reduced below design
 expectations  as evidenced in Table C-l.  The test data was not valid
 during the afternoon of March 19th because of this poor air management.
     On March  20th, the wall fan weis turned off at 9:55.  Test data were
 taken throughout the day.  Ambient data were taken periodically while
 the wall fan  was off.  At 12:56 the print  line operated continously for
 seventy-four  minutes, thereby completing the second test run of the 1981
 test program.  At 14:52, the print line went down for cleaning and the
 print head fans were turned off.  The wall fan was then turned back on.
     On the next two test days, March 23rd and 25th, two different
 colors or patterns were printed each day.  These changes in patterns or
colors required the print line as well as  the print head fans to be
 turned off while the changes were made.  Therefore these test days,
March 23rd and 25th, were interrupted by periods when the wall fan was
on.  Only a limited amount of ambient data is available for the test
 runs of March 23rd and 25th.
                                  C-18

-------
       The final test day, March 26th, proceeded niuch like March 20th.
  Two test runs were completed and ambient data were taken periodically
  throughout the test day.
       On both March 20th and 26th, there was a long continuous period of
  time when the wall fan was off.   Several  ambient surveys were conducted
  during  these long periods.   The  results demonstrate that no noticeable or
  significant build-up  of VOC occurred in the print room.   On the other
  test days  (March  18,  19, 23,  and  25) only  a few  ambient  surveys were
  conducted,  or  the wall  fan  was turned on  in between  production  runs.
  Thus, alone, the  data  from  these  days (March  18,  19, 23,  and  25) are
  inconclusive in assessing a build-up of VOC in the print  room.  However,
  the  ambient levels on  these days  are similar  to the levels  on March 20th
  and  26th, thus it  is assumed that the ventilation system was operating
  in the same manner and no accumulation occurred during these days
  (March 18, 19,  23 and  25).
      Table C-4 contains a summary of the data obtained from the first
 GTR test.   As stated  previously,  the purpose of the test  was to determine
 capture  efficiency based on  the  ratio of the mass  of gaseous VOC sent to
 the carbon  adsorber to  the mass of liquid  VOC applied  at  the print  line.
 It  was very  difficult  to accurately  characterize  the  net  mass  flow  of
 solvent  to  the  print head and  the  material  balance between  the  liquid
 VOC  in and gaseous  VOC  out could not  be closed.  Also the mass flow of
 solvent through the doorways was higher than expected due to the room
air supply fan.  The test results were inconclusive and therefore no
data analysis is presented.
                                       C-19

-------
                                TABLE  C-4.  SUMMARY OF DATA  FROM  FIRST  GTR  TEST
                                                                                1
O
I
ro
o
Time Liquid
Production Order VOC Applied
Date Number Start End (kg)
9/30/80
10/1/80
10/2/80

10/3/80
10/6/80
10/7/80
10/8/80
10/9/80
* r\ 1 1 f\ * *"\ **i
lU/iU/OU
T-178
T-164
T-169
T-152
T-131
T-196
T-200
T-203
MEK
••• S\ fl S\
\-Lse.
0924
0945
0745
1342
0914
1140
1101
0955
1016
1318
1836
1709
1342
1728
1406
1805
1413
1503
1202
1552
143.7
202.0
214.6
166.6
96.8
146.4
121.2
133.9
12.3
A~l f\
H/ . y
Gaseous VOC Emissions
(kg)
Carbon Adsorber Wall Embosser
Inlet Fan Exhaust
98.2
140.9
142.6
84.6
47.1
100.5
57.4
65.1
10.6
30.4
13.8
14.2
16.2
8.0
8.9
11.1
4.1
7.6
3.9
6.1
16.8
8.1
15.1
6.4
6.6
18.9
12.7
13.5
0.8
1.5"
2 VOC Retained
Door in Product
Fugitives (kg)
16.8
13.6
9.7
6.4
7.9
11.8
4.4
9.9
O4
A
O1
ND5
2.4
1.1
2.3
0.6
2.3
1.9
ND5
0.2
1.3
       Air  from  a  supply  fan, designed to supply air for 3 print  lines, was directed  down  through  the  print
       stations.  This  poor  air  distribution disturbed air management around the  print heads.   Capture  efficiency
       during  these tests  is not meaningful and is not presented.
       2
       These  figures are  based  on estimated air flows and ambient VOC concentrations  in  the  process  room.

       Embosser  heat was  off.
       4
       Room air  supply fan  was  turned off.

       5No  data.

-------
                 APPENDIX D - EMISSION TESTING AND MONITORING
  D.1  PERFORMANCE TEST METHODS
       For the standard for the flexible vinyl  coating and printing  (FVC&P)
  industry, performance test methods and procedures  are needed  in  two
  areas:   determination of the organic solvent  content of  the ink  or
  coating, and determination of the  overall  control  efficiency  of  the add-
  on pollution control  system.
  D.I.I   Analysis  of  Inks
       1J'1   Volatile  Organic  Compound  Content of thejnk.   The organic
  content of  the ink may be  obtained either from the ink manufacturer's
  formulation  or from Reference Method 24, "Determination of Volatile
  Matter  Content, Water Content, Density, Volume Solids, and Weight Solids
  of Surface Coatings."  This method combines several American Society  of
  Testing and Materials (ASTM) standard methods  to  determine the volatile
 matter content, density,  volume of solids,  and water content of the inks
 and related surface  coatings.
      If the FVC&P emission  limit  is in  units of mass  of volatile  organic
 compound (VOC)  per mass of  ink solids,  only portions  of Reference Method
 24  need  to be used.   For  non-aqueous  inks,  the procedure  to  be  used is
 ASTM  D 2369-81, "Provisional Test Method for Volatile  Content of Paints."
 For aqueous  inks,  the  previously mentioned procedure  (ASTM D 2369-81)  is
 combined  with a second procedure which  determines the water  content ot the
 inks.  There are two acceptable procedures for this:   (1)  ASTM D 3792-80,
 "Standard Test Method for Water in Water Reducible Paint by Direct Injection
 into a Gas Chromatograph," and (2) ASTM "Provisional Test  Method for Water
in Paint or Related Coatings by the Karl Fischer Titration Method."  The
results from these procedures are  the  non-aqueous  volatile content of  the
                                   D-l

-------
ink (as a weight fraction) and the water content (as a  weight fraction).
The weight fraction solids content in the ink is then easily determined
from these results by subtraction.  The VOC content in  the ink,  in units
of mass of VOC per mass of ink solids, is determined by dividing the
weight fraction of non-aqueous volatiles by the weight fraction  of solids,
     The estimated cost of analysis per ink sample is $50 for the total
volatile content procedure (ASTM D 2369-81).   For aqueous inks,  an
additional $100 per sample is required for water content determination.
Because the testing equipment is standard laboratory apparatus,  no
additional purchasing costs are expected.
     D.I.1.2   Density of the Ink.  The density of the  ink may need to
be determined in some cases.   This value may  be obtained either  from the
ink manufacturer's formulation or from a procedure in Reference  Method
24.  The procedure to be used is ASTM D 1475-60, "Standard Test  Method
for Density of Paint, Varnish, Lacquer, and Related Products."
     The estimated cost of analysis per ink sample is $25.  Because the
testing equipment is standard laboratory apparatus, no  additional  pur-
chasing costs are expected.
     D.I.1.3  Sampling of Inks.  For Method 24 analysis of an ink, a 1-
liter ink sample should be obtained and placed in a 1-liter container.
The head-space in the container should be as  small  as possible so that
organics in the ink do not evaporate and escape detection.  The  ink
sample should be taken at a place that is representative of the  ink
being applied.  Alternatively, the ink may be sampled in the mixing or
storage area while separate records are kept  of dilution solvent being
added at the print heads.
                                   D-2

-------
      D.I.1.4  Weighted Average VOC Content.   If a  FVC&P  plant uses  all
 low-solvent inks,  then each ink simply needs  to be analyzed  as  described
 in Section 1.1.1.   If the VOC content of each  ink  is  below  the  standard,
 calculation of a weighted average  is  not needed.   However,  if a plant
 uses  a  combination  of low and high-solvent inks, the  weighted average
 VOC content of all  the inks used over a  specified  time period needs  to
 be determined.  This  is  essentially a mass weighted average;  thus,  in
 addition to the Method 24 (or manufacturer's formulation) information,
 the amount (weight) of each ink used  must be determined.  Most  plants
 already keep detailed  records  of amounts of inks used.  Thus, it is
 expected that  no additional  effort will  be needed  to  determine  ink
 usage.  If a plant  keeps  its  inventory records  on  a volume basis, then
 the density of  the  ink  (Section 1.1.2) needs to be determined to put the
 inventory  on a mass basis.
      D.I.2 Overall Control  Efficiency
      Performance test  methods  and procedures are used to determine the
 overall control efficiency  of  the add-on pollution control system.  The
 add-on control  system  is  composed of  two parts:  a vapor capture system,
 and a vapor processing device  (carbon adsorber  or  incinerator).  The
 control efficiency of  each  component  is determined separately and the
 overall control efficiency  is  the product of the capture system and
 processing device efficiencies.
     The performance test procedure in the proposed regulation defines
 the test length and the conditions under which  testing is acceptable, as
well as the way the reference test method measurements are combined to
attain the final result.
                                  D-3

-------
     D.I.2.1  Processing Device Efficiency.   Two types  of processing
devices are expected in the FVC&P industry:   carbon adsorbers and
incinerators.  The test procedure to determine efficiency is the same
for each control  technology.
     To determine the efficiency of the emission processing device, the
VOC mass flow in the inlet and outlet gas streams must be determined.
The recommended test procedure for determining the mass of VOC in a gas
stream combines several standard methods, EPA Reference Methods 1, 2, 3,
4, and proposed Method 25A.  Thess methods and the reason for their
selection are discussed later.
     D.I.2.2  Capture System Efficiency.  The efficiency of the vapor
capture system is defined as the ratio of the mass of gaseous VOC
emission from the flexible vinyl printing line.  In order to determine
the total mass of VOC emitted fron a line, all fugitive VOC emissions
from the printing area must be captured and vented through stacks
suitable for testing.  A total enclosure around the print line is  needed
to direct all other fugitive VOC emissions through suitable testing
stacks.  If a permanent total enclosure or its equivalent exists on  the
line prior  to the performance test and the enclosure is capturing  all
fugitive emissions, the construction of a temporary enclosure would  not
be necessary.  Otherwise, prior  to the performance test, a  temporary
total  enclosure would  need to be constructed around the print line for
the purpose of containing fugitive VOC emissions.  In  both  cases,  all
doors  and other openings through which fugitive VOC emissions might
escape should be  closed or properly  vented to  stacks suitable for  testing.
      If an  embosser  is  operated  in  the print  line, the performance test
would  be conducted either with  the  embosser heat  turned off and  the

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 embosser exhaust tested in the same manner as a room exhaust stack or by
 separating the embosser from the print line by a total  enclosure around
 the print line.   An alternative to isolating embosser would be to provide
 a VOC allowance  in the regulation to account for embosser emissions.
      The mass flow of VOC in each applicable vent is determined by
 Reference Methods 1,  2,  3,  4,  and 25A.
      D.I.2.3  Time and Cost.   It is recommended that the  performance  test
 consist of three runs.   Each run may last  from 1/2 to 3 hours  for a
 total  of 1-1/2 to 9 hours of actual  data gathering.   However,
 print line operations are intermittent;  there are often long  time periods
 between print runs  for cleanup,  setup, and  color matching,  so  the total
 length of the performance testing varies.   It is  estimated,  that for
 most  operations,  the  field  testing could probably be completed  in 2 days
 (i.e.,  two 8-hour work  shifts) with  an extra  day  for setup,  instrument
 preparation,  and  cleanup.
      The  cost of  the  testing varies  with the  number  of  sites to  be
 tested:   inlet, outlet, and  fugitive  vents.   The  cost is estimated at
 $6,000  per test site.
     D.I.2.4   Details on  VOC Concentration Measurement Method.   The
 recommended VOC measurement method is proposed Reference Method  25A,
 "Determination of Total Gaseous Organic Concentration Using a Flame
 lonization Analyzer,"  (proposed in the Federal Register on December 17,
 1980).  This method was selected  because it measures the expected solvent
 emissions  accurately, is practical for long-term, intermittent testing,
 and provides a continuous record of VOC concentration.  A  continuous
 record is  necessary because of print line and control device fluctuations.
Measurements that are not continuous would  not give a representative
indication of emissions.   The print lines in this industry operate
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intermittently, and the vent concentrations may vary significantly.
Continuous measurements and records are easier to use for intermittent
processes, and the short-term variations in concentration can be noted.
The continuous records are averaged or integrated as necessary to obtain
an average result for the measurement period.
     Method 25A applies to the measurement of total  gaseous organic
concentration of vapors consisting of alkanes, and arenes (aromatic
hydrocarbons).  The instrument is calibrated in terms of propane or
another appropriate organic compound.  A sample is extracted from the
source through a heated sample line and glass fiber filter and routed to
a flame ionization analyzer (FIA).  (Provisions are included for elimina-
ting the heated sampling line and glass filter under some sampling
conditions.)  Results are reported as concentration equivalents of the
calibration gas organic constituent or organic carbon.
     Instrument calibration is based on a single reference compound.
For this standard, propane is the recommended calibration compound.  As
a result, the sample concentration measurements are on  the basis of that
reference compound and not necessarily true hydrocarbon concentrations.
The solvents commonly used in inks in this industry are methyl-ethyl
ketone (MEK), methyl-iso-butyl ketone (MIBK),  and toluene.  MEK is the
principle solvent.  Because the industry uses solvent mixtures which
vary from plant to plant, there is no standard solvent mixture to use
for calibration.
     Gas chromatograph (GC) analysis on bag samples was considered
because results would be on the basis of true hydrocarbon concentra-
tions.  However, the GC/bag sample technique is not a continuous measurement
and would be cumbersome and impractical because of the length of the

                                    D-6

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  testing.   Furthermore, there is little advantage or extra accuracy
  gained from the GC approach.  Propane was selected as  the calibration
  gas species because it has close to a 1:1  response to  MEK for an  FIA.
  Thus  measured  concentrations are close to the  true hydrocarbon con-
  centrations.
       The  VOC analysis  technique using an  FIA measures  total  hydrocarbons
  including methane  and  ethane, which  are considered  nonphotochemically
  reactive, and  thus  not VOC's.   Due  to the  ink  solvent  composition,
  little methane or  ethane is  expected  in the gas streams;  thus, chromato-
  graphic analysis is not needed  nor recommended to adjust  the hydrocarbon
  results to a nonmethane-nonethane basis.
      Besides GC techniques, two other VOC concentration measurement
 methods were considered (and rejected) for this application:  proposed
 Method 25B and  Method 25.
      Proposed Method 25B,  "Determination of Total  Gaseous  Organic
 Concentration Using a Nondispersive  Infrared Analyzer," (Federal Register,
 December  17,  1980)  is  identical  to Method  25A except that  a different
 instrument is used.   Method 25B  applies to the  measurement of total
 gaseous organic  concentration of vapor consisting  primarily of  alkanes.
 The  sample is extracted as  described  in Method  25A  and  is  analyzed with
 a nondispersive  infrared analyzer  (NDIR).   Method  25B was  not selected
 because NDIR analyzers do not  respond  as well as FIA's  to  the solvents
 used in this industry.  Also, NDIR's are not sensitive  in  low concen-
 tration ranges (<50 ppm), and the outlet concentrations from incinerators
and carbon adsorbers are often below 50 ppm.
                                   D-7

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     Method 25, "Determination of Total Gaseous Nonmethane Organics
Content"  (TGNMO), was also considered.  A 30- to 60-minute integrated
sample  is collected in a sample train, and the train is returned to the
laboratory for analysis.  The collected organics are converted in several
analytical steps to methane and the number of carbon atoms is measured.
Results are reported as organic carbon equivalent concentration.  The
TGNMO procedure is not recommended for the FVC&P standard because it is
awkward to use for long test periods, and it does not continuously
measure and record concentration.  Concentration variations would be
masked with a TGNMO time-integrated sample.
     D.I.2.5  Details on Volume Measurement Method.  Reference Methods
1, 2, 3, and 4 are recommended for determination of the volumetric flow
rate of the gas streams.  Reference Method 1  is used to select the
sampling site, and Reference Method 2 measures the volumetric flow rate
using a pi tot tube velocity traverse technique.  Methods 3 and 4 provide
gas analysis and moisture content, which are  used to determine the gas
stream molecular weight in Method 2.  The results are in units of standard
cubic meters per hour.   The results do not need to be adjusted to dry
conditions (using Method 4 for moisture) because the VOC concentrations
are measured in the gas stream under actual  conditions.  The VOC con-
centrations  results from the FIA detector are reported as parts of VOC
per million  parts of actual (wet) volume (ppmv).
D.2   EMISSION MEASUREMENT TEST PROGRAM
     During  the standard support study for the FVC&P industry, the EPA
conducted two source tests for VOC emissions  at one plant.  Testing for
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  each test series  occurred continuously during  the daytime shift for 5  to
  8 days.
  D.2.1   Purpose  of Test  Program
       Field  testing was  conducted  to evaluate various  testing approaches
  and  methods, and  to gather auxiliary useful information to understand
  better the  process operation.  The purpose of the  testing program was  to
  characterize not  only the VOC emissions to the atmosphere, but  the
  usage, end distribution, and material  balance of the VOC/solvent throughout
  the entire printing process.
 D.2.2  Comparison of the Two Test Series
      The process operation was somewhat different for the  two test
 series.   During  test series  one,  the  carbon adsorber was  not  on line
 (although the carbon  adsorber fans were operating); the wall  exhaust fan
 and the  embosser exhaust fan  were  both  running;  a ceiling  makeup air/ventilation
 fan was  operating; and several doorways  to  the  print-room  were  open.
 During test  series two,  the carbon adsorber was on-line and operating;
 the wall  exhaust fan and  ceiling makeup  air fan were  turned off;  the
 embosser  exhaust fan was  still operating; and all  doorways to the room,
 except one, were closed.  Thus, the air  flow distribution  in the printroom
was different for  the two test series.    Other process operations and
ambient conditions were similar for both test series.
     The intent of  the testing and the test procedures were also somewhat
different for the two test series.   For the first test series, VOC mass
                                   D-9

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flow rate was determined at the carbon adsorber  inlet,  wall  fan  exhaust,
and embosser exhaust.   This provided information on  VOC emissions  to  the
atmosphere, and capture efficiency of the vapor  control  system.   For  the
second test series, VOC mass flow rate was determined  at the carbon
adsorber inlet, carbon adsorber outlet, embosser exhaust,  and embosser
intake.  This provided information on VOC emissions, carbon  adsorber
control efficiency, gaseous capture efficiency,  and  an  estimate  of the
printroom VOC's that were drawn into the embosser.   During both  test
series, ambient room concentration surveys and doorway  flow  surveys were
made.  These tests were much more detailed and frequent during the
second test in order to get a firmer grasp on the air  flow and VOC
distribution in the printroom, and to ensure OSHA ambient VOC levels
were not exceeded.  A solvent material balance was  tried during  the
first test only, relating solvent used to VOC emissions measured.   This
required monitoring ink and dilution solvent usage  for each  print run,
as well as sampling and analyzing inks for organic  content.   On  the
other hand, in the second test, samples of wastewater  and distillation
column bottoms were taken from the carbon adsorber distillation/solvent
recovery system and analyzed for solvents, providing information on  the
operation and efficiency of the solvent recovery system.  Vinyl  wall
covering product samples were also obtained before and after the embosser
and analyzed for solvent content, giving further information on the
solvent material balance distribution and embosser operation.
                                    D-10

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 D.2.3  The VOC Mass Flow Measurements
      During the field tests, the VOC mass flow rate was determined at
 several gas stream vents:  carbon adsorber inlet, carbon adsorber outlet,
 wall fan exhaust, and embosser exhaust.  Both VOC concentration and
 volumetric flow rate were determined at each location.  The vents were
 tested continuously each day during the daytime shift (except for the
 carbon adsorber outlet which was only tested for 2 days.)
      Continuous VOC concentration was determined with a flame ionization
 detector according to proposed Method 25A.   The instrument was cali-
 brated to both propane and MEK each morning  and evening, with span
 checks periodically during the day.   Certified  gas cylinders  were used
 for propane  standards;  MEK standards were prepared in the  field according
 to proposed  Method 110.   The  response ratio  of  MEK versus  propane was
 similar on all  instruments.   Independent  propane  and  MEK audit cylinders
 were analyzed  as  a quality  assurance check.
      During  the second  test series,  VOC concentrations were also  measured
 (for part of the  test period) with  Reference Method 25  (TGNMO).   Three
 1-hour  samples were taken at each test site.  Duplicate trains  were run
 in  all  cases.  The Method 25 results were inconsistent and did  not
 compare well with  the Method 25A results, probably due to laboratory
 analysis problems.
     Volumetric flow rate measurements were conducted at each  test site
 two or three times per day.  Method  1 was used to select the sampling
 location, and Method 2 to determine  the flow rate.  Gas analysis by
Method 3 was not performed.  Instead, the molecular weight  of the vent

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gases was assumed to be the same as ambient air,,  This was a valid
assumption since no combustion sources were involved and the hydrocarbon
concentrations in the sampled streams were low.   Moisture content was
measured with a wet bulb/dry bulb instead of Method 4, but this should
not significantly affect the results.  Gas stream moisture for this
process was not expected to differ from ambient.  Also, moisture determination
is not an important parameter in this test procedure.   The moisture
content is only used to adjust the molecular weight in a calculation
step in Method 2; since actual volumes are used, the volumes do not need
to be adjusted to a dry basis.
     For this standard, Reference Methods 1, 2,  3, 4,  and 25A are
recommended for VOC mass flow measurements, and  these  methods or equivalent
were followed during the field testing.  Thus, the results can be used
to support the standard.
D.2.4  Ambient Measurements
     Ambient measurements were conducted during  both test series, but
more comprehensively during the second test.  Open doorways were monitored
periodically (^3 times per day) to estimate the  flux of VOC into and out
of the printroom.  The flow rate through the doorways  was measured with
a hand-held velometer (6 to 9 points were sampled per doorway).  Con-
centration was measured with a portable combustible gas detector which
was calibrated with MEK standard.
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     Ambient VOC concentration levels in the printroom were measured
periodically during the test period.  The surveys were conducted throughout
the room at various heights (I1, 5', 8'  from floor).
     Detailed, frequent surveys were made of the VOC concentration and
flow rate into the embosser intake from the printroom, in order to
estimate and characterize the print line fugitive VOC's which were drawn
into the embosser exhaust stack.  The VOC concentration and flow measure-
ments were made at representative sites around the perimeter of the
embosser intake hood as close to the intake as the physical equipment
setup permitted.
     Eight-hour exposure sampling was performed on 3 days at four locations
in the printroom.  Following a NIOSH ambient sampling procedure, ambient
air samples were drawn through carbon tubes.  Analysis consisted of
extraction in carbon disulfide and liquid analysis by gas chromatograph.
The MEK, MIBK, and toluene were measured.
D.2.5  Wastewater Samples
     Wastewater samples from the carbon adsorption/distillation system
were collected periodically for 2 days.   The water samples were analyzed
for MEK, MIBK, toulene, and total  organic carbon using standard water
analysis laboratory procedures.
D.2.6  Product Samples
     Product samples of the vinyl  wall  covering were obtained before and
after the embosser and analyzed for solvent content.   The analysis
procedure was an adaptation of NIOSH ambient carbon tube measurement
techniques.   The product samples were put in a  container and air was
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drawn across them and then through a carbon tube,  which collected the
organics.  The carbon tubes were analyzed in the same manner as the
ambient sample carbon tubes, for MEK, MIBK, and toluene.   The product
sampling and analysis was a preliminary procedure.  The results were in
a lower range than expected, but there is no way to independently verify
the results.
D.2.7  Liquid Solvent Usage Measurement
     During the first test series, a liquid material balance test approach
was attempted.  The purpose of this part of the testing was to determine
the total amount of solvent used for each print run arid to compare it to
the gaseous emissions that were measured.
     All ink drums were weighed before and after the print run.  Also,
during the run, the ink level in the print-head tanks was monitored
periodically with a dip stick,  fnk samples were collected before and
after each run and analyzed for solvent content according to Reference
Method 24.  Plant records and formulation data were also used as a cross
check.  Dilution solvent used during a print run was directly measured
by volume.
     After evaluating the field procedure and test results, it was
decided that this was not a good approach.  It was very difficult to
accurately keep track of all the inks and dilution solvents used,
especially for multi-colored runs.  The recordkeeping required was
quite extensive.  Many Method 24 analyses were required.  Small errors
in the volume or weight determinations of the liquid ink would lead
to large discrepancies with the gaseous part of the material balance.
The results from this liquid material balance part of the test were
inconsistent, and the approach is not recommended.
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to large discrepancies with the gaseous part of the material  balance.
The results from this liquid material  balance part of the test were
inconsistent, and the approach is not recommended.
D.3  MONITORING SYSTEMS AND DEVICES
     The recommended performance test for this regulation includes the
determination of VOC control system efficiency.  The overall  VOC control
system is composed of two parts:  vapor capture system, and vapor processing
device.  The two types of processing devices that are expected to be
used in this industry are carbon adsorbers and incinerators.   Possible
monitoring approaches and philosophy for each part of the VOC control
system are discussed below.
     The purpose of monitoring is to ensure that an emission control
system is being properly operated and maintained after the performance
test.  One can either directly monitor the regulated pollutant, or
instead, monitor an operational parameter of the emission control
system.  The aim is to select a relatively inexpensive and simple method
that will indicate that the facility is operating as it did during the
last successful performance test.
D.3.1  Monitoring of Vapor Processing Devices
     There are presently no demonstrated continuous monitoring systems
commercially available which monitor vapor processor operation in terms
of efficiency.   This monitoring would require measuring not only inlet
and exhaust VOC concentrations, but also inlet and exhaust
volumetric flow rates.   An overall  cost for a complete monitoring
                                   D-!5

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is difficult to estimate due to  the  number  of  component  combinations
possible.   The purchase and installation  cost  of  an  entire monitoring
system (including VOC concentration  monitors,  flow measurement  devices,
recording devices, and automatic data  reduction)  is  estimated to  be
$25,000.   Operating costs are estimated at  $25,000 per year.  Thus,
monitoring in terms of efficiency is not recommended due to  the potentially
high cost and lack of a demonstrated monitoring system.
     Monitoring equipment, however,  is commercially  available to monitor
the operational or process variables associated with vapor control
system operation.  The variable which would yield the best indication of
system operation is VOC concentration at the processor outlet.   Extremely
accurate measurements would not be required if the purpose of the monitoring
is to indicate operational and maintenance  practicies regarding the
vapor processor.  Thus, the accuracy of FIA (Method  25A) type instrument
would not be needed.  Less accurate, less costly instruments which use
different detection principles are acceptable.  Monitors for this type
of continuous VOC measurement,  including a  continuous recorder, typically
cost about $6,000 to  purchase and install,  and $6,000 annually to
calibrate, operate, maintain, and reduce the data.  To achieve repre-
sentative VOC concentration measurements at the processor outlet, the
concentration monitoring  device  should be installed In the exhaust vent
at least  two equivalent  stack diameters from the exit point, and protected
from any  interferences  due to wind, weather, or other processes.
                                    D-16

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      For  carbon  adsorbers,  the  recommended monitoring approach is the
 use  of  a  continuous  VOC  exhaust concentration monitor as discussed above.
 The  EPA does  not currently  have any experience with continuous monitoring
 of VOC  exhaust concentration of carbon adsorbers in the FVC&P industry.
 Therefore, performance specifications for the sensing instruments cannot
 be recommended at this time.  Examples of such specifications that were
 developed for sulfur dioxide and nitrogen oxides continuous instrument
 systems can be found in  Appendix B of 40 CFR 60 (Federal Register.
 September 11, 1974).
      For some vapor processing  systems, monitoring of another process
 parameter may yield as accurate an indication of system operation as
 the  exhaust VOC  concentration.  Because control system design is
 constantly changing and  being upgraded in this industry, all acceptable
 process parameters for all systems cannot be specified.   Substituting
 the monitoring of vapor  processing system process  parameters for the
 monitoring of exhaust VOC concentration is valid and acceptable if
 it can be demonstrated that the value of the process parameter is
 indicative of proper operation of the processing system.   Monitoring of
 any such parameters would have to be approved by enforcement officials
on a case-by-case basis.   Parameter monitoring equipment would typically
cost about $3,000 plus  $3,000 annually to operate,  maintain, periodically
calibrate, and reduce the data into the desired format.
     For incineration devices,  the exhaust concentration is quite low
and is difficult  to measure accurately with  the inexpensive VOC  monitors.
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Instead, the firebox temperature  has  been  identified  and  demonstrated  to
be a process parameter which reflects level  of emissions  from  the
device.  Thus, temperature monitoring is  the recommended  monitoring
approach for incineration control  devices.   Since a  temperature  monitor
is usually included as a standard feature  for incinerators,  it is
expected that this monitoring requirement  will not incur  additional
costs for the plant.  The cost of purchasing, installing, and  operating
an accurate temperature measurement device and recorder is estimated at
$1,500.
     The use of monitoring data i; the same regardless of whether the
VOC outlet concentration or an operational parameter is selected to
be monitored.  Continual surveillance is achieved by comparing the
monitored value of  the concentration or parameter to the value which
occurred during the last successful performance test, or alternatively,
to a preselected value which is indicative of good operation.   A high
monitoring  value does  not positively confirm  that the facility is out
of compliance; instead,  it   indicates that  the emission  control system is
operating in  a different manner than during  the last successful
performance test.
     The averaging  time  for monitoring purposes  should be related to
the  time period for the  performance  test.   Since  the recommended per-
formance  test for  the FVC&P industry consists of three runs,  each lasting
from 1/2  to 3 hours,  the length  of an entire performance test may vary
from 1-1/2  to 9 hours.  Thus,  3  hours is  recommended as  the averaging
time period for monitoring  purposes.
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 D.3.2  Monitoring of Vapor Capture Systems
      Monitoring the efficiency of a vapor capture system would  be  a
 difficult and costly procedure.   This  would  require  measuring the  VOC
 concentration and volumetric  flow rate in the  inlet  to  the  control
 device and in each fugitive VOC  vent.   Such  a  monitoring system has  not
 been  commercially demonstrated.   The purchase  and installation  of  an
 entire monitoring system is estimated  at  $12,500  per stack, with an
 additional  $12,500 per  stack  per year  for operation  and  maintenance.
 Thus,  monitoring  hood efficiency is not recommended.
     As  an alternative,  an  operational  parameter  could be monitored.
 The key  to  a  good capture system is maintaining proper flow rates  in
 each vent.  Monitoring  equipment is commercially  available which could
 monitor  these  flow  rate  parameters.  Flow rate monitoring equipment  for
 each vent would typically cost about $3,000 plus  $3,000  annually to
 operate, maintain,  periodically  calibrate, and reduce the data  into  the
 desired  format.
     Proper flow  rates and  air distribution in a  vapor system could also
 be ensured by an  inspection and maintenance program,  which generally
would not create any additional cost burden for a plant.   The additional
 value of information provided by flow rate monitors would probably  be
minimal.  Thus, it is recommended that no  formal  monitoring of the  air
distribution system be required.   Instead, routine visual inspections of
the fan's operation would indicate whether or not capture efficiencies
remain at the performance test level.

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D.3.3  Monitoring of Inks
     If a plant elects to use low-solvent content inks  in  lieu of
control devices, then the VOC content of the inks should be monitored.
There is no simplified way to dD this.   The recommended monitoring
procedure is to keep records of the VOC content and amount of each ink
used and calculate the weighted average VOC content over the time period
specified in the regulation.
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                                 Appendix E
            MANUFACTURERS  IDENTIFIED  THAT POTENTIALLY COAT OR PRINT
                        FLEXIBLE  VINYL  SHEET  MATERIAL
 Company Name
     Plant Location
 ABC Backing Corp.
 Acme Backing Corp.
 Aladan Plastics Company,  Inc.
 Alltex Laminating Corp.
 Alpha Associates Inc.
 ALU Textile Combining Corp.
 American Waterproofing
 Apex Plastics Industries
 Armco,  Inc.
 Athol  Manufacturing Corp.
 Barley Earhart  Corp.
 B.F. Goodrich
 Biddeford Industries
 BLP Inc.
 Borden  Coated  Fabrics
 Breneman, Inc.
 Bryant  Industries  Inc.
 Buckeye  Fabric  Finishing
 Carrier  Corp.
 Chelsea  Industries  Inc.
 Chrysler  Plastic Products
 Cinderella  Clothing  Ind.
 Coaters,  Inc.
 Colorama, Inc.
 Columbia  Leather & Coating
 Commercial Vinyls, Inc.
 Compo Industries
 Craft Laminating & Backing Co.
 Custom Coating Products, Inc.
Custom Laminations,  Inc.
 St. Louis, MO
 Stamford, CT
 Philadelphia, PA
 Mt. Vernon, NY
 Woodbridge, NC
 Hoboken, NJ
 New Haven, MO
 Hauppauge, NY
 Middletown,  OH
 Butner,  NC
 Portland, MI
 Akron,  OH
 Biddeford,  ME
 Pulasi,  VA
 Columbus, OH
 Oswego,  NY
 Paterson, NJ
 Coschocton, OH
 Syracuse, NY
 Boston,  MA
 Sandusky, OH
 King of  Prussia, PA
 New Bedford, MA
 Paterson, NJ
 Kenilworth, NJ
 New Castle, IN
Waltham,   MA
 Sowyersville,  PA
Paterson, NJ
Paterson, NJ
                                     E-l

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                                Appendix E
                                (Continued)
Company Name
    Plant Location
Dal  Bac Manufacturing
Dayco Inc.
Detroit Body Products Co.
Duracote Corporation
Engineered Yarns
Excello Fabric Finishes
FAB Industries, Inc.
Farrington Texol Corp.
Ferro Corporation
Flexfirm Products
Flexicota Processing Company
Flex Tex Corp.
Ford Motor Company
Garden State Laminating Co.
General Tire & Rubber Company
General Motors
Georgia Bonded Fibers
Graniteville Company Woodhead
greater City Textile Company
Great  Lakes Paper Compnay,  Inc.
Griffolyn Feef Industries
Gui1 ford Mills,  Inc.
Gustave Rubber Inc.
Haartz Auto Fabric Company
Hardwick Laminators
Harte  & Co. -Diamond Shamrock
Hub Fabric  Leather Company
Jewell-Sheen Coating Inc.
Joanna Western Mills Company
Forney, TX
Dayton, OH
Wixom, MI
Ravenna, OH
Coventry, RI
Coshocton, OH
New York, NY
Wai pole, MA
Norwalk, CT
El Monte, CA
Clifton, NJ
Chelsea, MA
Dearborn, MI
Paterson, NJ
Reading and Lawrence,
MA; Toledo, OH; Colum-
bus, MS; Salem, NH;  and
Jeannette, PA
Dearborn, MI
Buena  Vista, VA
Graniteville, SC
Long  Island City,  NY
Chicago,  IL
Houston, TX
Greensboro, NC
Bronx,  NY
Action, MA
Harkwick, MA
New Yrok, NY
Everett, MA
Long  Island City,  NY
Chicago,  IL
                                      E-2

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                                  Appendix E
                                  (Continued)
 Company Name
     Plant  Location
 John Boyle &  Compnay  Inc.
 John Schneller & Associates
 Kellwood Company
 Lakeville Laminating
 Lockwood Industries
 Manning Fabrics Inc.
 Masland Duraleather Co.
 McGrew Color Graphics
 Micro-fibres Inc.
 Oak Industries Inc.
 Pacesetter  Products Inc.
 Pandel-Bradford
 Pantasote
 Perforating  Industries Inc.
 Pervel  Idustries,  Inc.
 Plever  Industries,  Inc
 PRF Corporation
 Pyrotex  Corporation
 Real span  Corporation
 Reliable  Coated  Fabrics  Company
 R.J.Liebe Athletic  Lettering
 Rock!and  Bamberg Industries
 Rudd Plastic Fabrics Corp.
 Selecta Finishing
 Seton Company
 Shelter-Rite
 Silver Star Fabrics Corp.
 Sourthbridge Plastics
 Sourthern Bonded, Inc.
 S and S Backing Inc.
Standard Coated Products
  Statesville,  NC
  Kent, OH
  St. Louis, MO
  Fairfield, NJ
  Van Nuys, CA
  St. Pauls, NC
 Mishawaka, IN
 Kansas City, MO
 Pawtucket, RI
 Crystal  Lake, IL
 Salem, MA
 Lowell,  MA
 Greenwich, CT
 Linden,  NJ
 Stratford, CT
 Carlstadt, NJ
 New York,  NY
 Leombusterm,  MA
 Hickory,  NC
 New York,  NY
 St.  Louis, MO
 Bamberg,  SC
 Brooklyn,  NY
 Calhoun, GA
 Newark, NJ
 Millersburg, OH
 Clifton, NJ
 Clifton, NJ
 Henderson, NC
 St. Louis, MO
Haxelton,  PA
                                     E-3

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                                Appendix  E
                                (Continued)
Company Name
                                                           Plant Location
Standard Shade Roller
Star-Tex Industries, Inc.
Stauffer Chemical Company

Stedfast Rubber Co., Inc.
Synthon, Inc.
Texon, Inc.
Thermopatch Corporation
Tuff Kote  Inc.
Uniroyal,  Inc.

United Chemicals  Inc.
United Processing Corporation
U.S. Plymeric Chemicals
Vulpex Inc.
Wall Mates Vinyl, Inc.
Wendell  Testiles  Shirt Hug
Weymouth Art  Leather Company
Whitman  Products  Limited
Ogdensburg, NY
Newburgport, MA
Newburgh, NY
Westport, CT
North Easton, MA
Cambridge, MA
Sourth Had ley, MA
Bronx, NY
Warren, MI
Mishawaka,  In
Port Clinton, OH
Stoughton,  WI
Providence, RI
Hawthorne,  NJ
Santa Ana,  CA
Bellmore, NY
Bellmore, NY
Essex, NJ
Braintree,  MA
West Warwick, RI
 Sources:   The  1980  Thomas  Register;  Economic  Information  System Plants Data
           Base;  Chemical  Fabrics  and  Film  Association.
                                      E-4

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                                 Appendix  F





                         COMPUTATION  OF GROWTH RATE





       The growth rate for the value of shipments of supported vinyl materials


over the 1971-1979 period may be obtained by employing the following methodo-

logy:





1.     Compute a trend line for the value  of shipments:
Value OT shipments ' — 	 —
Year
(N)
1971
1973
1975
1977
1979

(In Millions)
(YJ 	
$ 488.90
664.60
607.20
760.50
702.10

£Y = 3,223.30
Time Period
(X)
-2
-1
0
+1
±2
IX = 0

XY
- 977.8
- 664.6
Q
760.5
1,404.2
£XY = 522.3

X2
4
1
1
4
1X2 - 10
         _ ZY _ 3,223.30   ,... ...
           ~~N	5	 = "44.66
 a  =



 b  » HI » 522^3 _
    ZX2     10   "


 Y  = 644.66 + 52.23 X


 Base Year: 1975


 Y = value of shipments of supported vinyl materials in millions of
    do If ars


X unit =  two years
                                   F-l

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 2.      Compute the  estimated  values  (Y)  for  1971 and 1979:

        A

        Y1971  = 644.66  +  52.23(-2)  -  540.20

        Y1979  = 644.66  +  52.23(+2)  =  749.12



 3.      Compute the  compound growth rate  for  the 1971-1979 period implied by

        the trend  line:
              G =
                   'Ar


       where  G = compound growth multiplier

             Xn = the value of X in time period n

             Xi = the value of X in time period 1

              n = the length of the time period*



       The compound growth rate (C) can then be found by:



              C - G - 1



       For example,



                          j.

              G = ("540'.20)

                            1
                G = (1.3867)9"
*The length of the time period 1971-1979 is nine (9)  years rather than eight
 (8) years because the start of the period is January 1971, so that the
 entire year 1971 is included.
                                     F-2

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           Log G = 1  (Log 1.3867)
                 = -g (0.141997)

                 = 0.015777
               G = Antilog 0.015777
                 = 1.03699
        and
               C  =  1.03699 -  1
                 =  0.03699 or 3.7% per annum
       Figure F-l graphically portrays the estimated trend line along
with the actual  observations, which are denoted by an
                                   F-3

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                      Figure F-1.
Trend Line for the Value of Shipments of Supported Vinyl
       Materials in Millions of Dollars, 1971-1979.
   800-
 w
 c 750
 o
   700 H
650-
600-
 to
 Z
 LLJ
 2
 a.
 I
 w
 u.
 O 550
 LU
 < 500
   450
      1971
                 1973
                        —1	
                         1975
                                       1977
1979 YEAR
        r
       -2
              ~T
              -1
                           F-4

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                               Appendix G
             FORMULA  FOR  DETERMINING  THE  PERCENTAGE  CHANGE
                             IN  REAL  OUTPUT
                          TRo=  Po QO
           where TR  =  total  revenue  in some  base  period
                  PQ =  price
                  Q  =  quantity
             TR  + ATR =  (P  + AP)  (Q  + AQ)
               0           0         0
             TRn + ATR  _  (P + AP)  (Q0 + AQ)
                 TRO    ;        TRO
          1 + ALE.  =  (Pn + AP)  (Qo + AQ)
              ""
                         ATR
              % change in real output = 71  =     TRn
                                        Qo         ,
                                                  0
Example:
      Given that supported vinyl materials (excluding wall coverings)
experienced a 3.7% annual growth rate in value of shipments over the 1971-
79 period and that the price index for apparel experienced a 4.2% annual
advance, then the percentage change in real output over the period was:

                                  G-l

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     i +
Qo
ATR
TR0
      - 1
   - 1-037
     1.042

   = 0.9952

   = -.0048
                          R-2

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                                      TECHNICAL REPORT DATA
                               (I'lcasc read IniLnictttins on llie wcvte bcfnic completing)
  1 REPORT NO
    EPA-450/3-81-016a
                                2.
  4. TITLE AND SUBTITLE
    Flexible Vinyl Coating and  Printing Operations
    Background Information for  Proposed Standards
                                                               3, RECIPICNT'3/VCCbS'JIOfVNO.
               5. REPORT DATE
                  January 1983
               6. PERFORMING OnGANI^AI ION COOb
  7. AUTHOR(S)
                                                               8. PERFORMING ORGANIZATION REPORT NO
  . PERFORMING ORGANIZATION NAME AND ADORE3S
  Office of Air Quality Planning and Standards
  Environmental Protection Agency
  Research Triangle Park, North  Carolina  27711
                                                               10. PROGRAM ELEMENT NO.
               11. CONTRACT/GRANT NO.


                 68-02-3058
  12. SPONSORING AGENCY NAME AND ADDRESS
   DAA  for Air Quality Planning  and  Standards
   Office of Air, Noise, and  Radiation
   U.S.  Environmental Protection Agency
   Research Triangle Park, North Carolina  27711
               13. TYPE OF REPORT AND PERIOD COVERED
                 Final        	
              14. SPONSORING AGENCY CODE
               EPA/200/04
 15. SUPPLEMENTARY NOTES
 16. ABSTRACT
   Standards of Performance for  the  control of emissions of  volatile organic compounds  from
   flexible vinyl  coating and  printing operations are being  proposed under the authority  of
   Section 111  of the Clean Air  Act.   The standard would apply  to flexible vinyl printing
   lines  for which construction  or modification began on or  after the date of proposal  of
   the  regulation.  This document contains background information and environmental and
   economic impact assessments of the regulatory alternatives considered in developing  the
   proposed standard.
 7.
                                  KEY WORDS AND DOCUMENT ANALYSIS
                   DESCRIPTORS
  Air  Pollution
  Pollution  Control
  Standards  of Performance
  Vinyl  Coating and  Printing
  Industrial  Fabric  Coating
  Volatile Organic Compounds
 3. DISTRIBUTION STATEMENT

  Unlimited
                                                b.IDENTIFIERS/OPEN ENDED TERMS   C.  COSATI I Ickl/Croup
Air  Pollution Control
19. SECURITY CLASS (This Report)
    Unclassified
                                                20. SECURITY CLASS (Tinspage)

                                                    Unclassified
   13-B
21. NO. OF PAGLS
   258
                            22. PRICE
EPA Form 2220-1 (9-73)

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c
 c_    •
 •£"•
     I.,
             q
             ^j
             (2
             =3
             O
             s;

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