United States
Environmental Protection
Agency
Office of Air Quality
Planning and Standards
Research Triangle Park NC 27711
EPA-450/4-85-012
February 1986
Air
Technical  Support
Document For
Residential Wood
Combustion

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                                   EPA-450/4-85-012
Technical Support Document  For
  Residential Wood Combustion
                        By
                 Nero And Associates, Inc.
                    Portland, Oregon
                 Contract No. 68-03-3871
              EPA Project Officer: Dallas W. Safriet
          U.S. ENVIRONMENTAL PROTECTION AGENCY
                Office Of Air And Radiation
           Office Of Air Quality Planning And Standards
          Research Triangle Park, North Carolina 27711

                    February 1986

   t!.$. Environmental Projection £g
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This report has been reviewed by the Office Of Air Quality And Standards, U.S. Environmental
Protection Agency, and approved for publication as received from the contractor. Approval does
not signify that the contents necessarily reflect the views and policies of the Agency, neither
does mention of trade names or commercial products constitute endorsement or recommendation
for use.
                                 EPA-450/4-85-012

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                               ACKNOWLEDGEMENTS
This  study  was  conducted  by  Nero  and  Associates,  Inc.  (NAI)  of Portland,
Oregon.   The  Project  Manager  was  Dr.   Robert  L.  Gay.   Other  project  team
members and  principal  analysts  were Mr. William Greene  and Dr. Jitendra Shah,
and  Mr.  John Core  currently  with  the  Oregon   Department  of  Environmental
Quality (DEQ)  in  Portland,  Oregon.  Dr. Kish  Sharma,  President of NAI was the
corporate official responsible  for  this  study.   Secretarial,  typing and other
administrative support was  provided by  Ms.  KLmm  Olin,  Ms.  Pamela Hascall and
Ms.  Dorothy  Bressler of  NAI.   The  EPA Project Officer  was  Mr.  Dallas Safriet
of Research Triangle Park,  North  Carolina.   Ftts  assistance and suggestions, as
well  as  the  cooperation of  the numerous state and local  agency staff members
consulted during this study, are gratefully acknowledged and appreciated.
                                   iii

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                                   ABSTRACT
This  Technical  Support  Document  Is  prepared  to  assist  state  and  local air
pollution  control  agencies  In  assessing  and controlling  Residential  Wood
Combustion (RWC)  air  pollution Impacts.   It  provides  an overview, description
and leading references to many technical  topics related to characterization of
wood   usage,   pollutant   emissions  and   resulting   ambient   concentrations
attributable to RWC.

RWC  emissions  relative  to  other  emissions  sources,  and various  methods for
estimating  RWC   wood  usage   and  resulting  emissions  are   described  and
quantified.  Factors  affecting the magnitude of RWC emissions  from woodstoves
and fireplaces are analyzed.  Past and  future trends are examined.

The  magnitude  of RWC ambient  Impacts  Is  summarized  based on  available data
from  localities  around  the  nation,  for   total  and  fine  partlculates,  carbon
monoxide  and benzo(a)pyrene.   Methods  for  measuring  or  estimating RWC air
quality  Impacts  are  described,  Including  field monitoring, sample  analyses,
source  apportionment  analysis,  dispersion  modeling,  and  other specialized
analysis.  A stepwlse approach to estimating RWC  ambient Impacts Is outlined,
with options based on available study resources.

Leading  examples  of RWC emissions  control strategies  are described,  based on
programs   Implemented   In   Oregon,  Montana,  Colorado,  Alaska,  and  Nevada.
Example   laws,  regulations,   local  ordinances  and   Informational  materials
related  to these cases  are Included  In  an  Appendix.   Methods  for estimating
the  potential  effectiveness  of  RWC  emission  measures  are  described  and
Illustrated, Including the use of receptor  and  dispersion models.

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                                TABLE  OF  CONTENTS
I.    Introduction.                                              1-1
      A.  Background/Introduction to Residential Wood            1-1
          Combustion
      B.  Purposes and Limitations of This Document              1-2

II.   Overview of Document Contents                             II-l
      A.  RWC Emissions Characterization                         II-l
      B.  Characterizing RWC Ambient Impacts                     II-2
      C.  RWC Control Strategies                                 II-3

III.  RWC Emissions Characterization                            III-l
      A.  Emissions from RWC vs Other Wood-Burning Sources       III-l
         1. Total Emission Estimates                            III-l
         2. Nature of Emissions from Various Wood Burning       III-5
            Sources
      B.  Factors Influencing RWC Emissions                      III-8
         1. Burning Rate Effects on Emissions                   II1-8
            a. Influence of Burn Rate on Emission Factors       111-13
                (k/kg)
            b. Influence of Burn Rate on Emission Factors       111-16
                (g/hr)
         2. Emissions Effects of Appliance Design               111-18
            a. EPA Emission Factors                             III-18
            b. Design Factors Which Can Minimize Emissions      111-19
            c. Emissions Performance For Different Stove        111-21
                Designs
IV.   Characterizing RWC Ambienjt Impacts                        IV-1
      A. Summary of Ambient Impacts                             IV-1
         1. Introduction                                        IV-1
         2. National Summary                                    IV-2
         3. Caveats and Conclusions                             17-10
      B. Field Monitoring for RWC Impact Estimation             IV-16
         1. Introduction                                        IV-16
         2. Network Design Considerations                       IV-18
            a. Monitor Siting                                   IV-18
            b. Sampling Locations and Periods                   IV-18
            c. Supportive Monitoring Data                       IV-21
         3. Air Monitoring Instrumentation                      IV-22
         4. Specialized Sampling Techniques                     IV-23
         5. Sample Analysis                                     IV-24
                                     - v

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C.  Receptor Modeling Assessment of RWC Impacts             IV-24
    1.  Introduction                                        IV-24
    2.  Introduction to Receptor Modeling                   IV-26
        a. Chemical Mass Balance (CMS)                      IV-28
        b. Multivariate Techniques                          IV-28
        c. Enrichment Factor Models                         IV-29
        d. Pattern Recognition                              IV-29
    3.  Model Input Requirements                            IV-30
        a. Development of CMS Source Profiles and a
            Source Matrix                                   IV-32
    4.  Receptor Model Applications                         IV-40
        a. Quantitative Methods of RWC Impact Assessment    IV-41
           Radiocarbon Techniques
        b. Semi-Quantitative Methods - Enrichment           IV-44
           Factor Models
        c. Qualitative Methods                              IV-47
    5.  Joint Application of Dispersion and Receptor Models IV-51
    6.  Modeling RWC Visibility Impacts                     IV-53
    7.  Estimating RWC Impacts Through Atmospheric          IV-49
        Tracer Studies
        a. Overview
        b. Tracer Studies
        c. Strengths and Limitations of Tracer Studies      IV-56
        d. Example Tracer Study                             IV-58

D.  Dispersion Modeling                                     IV-59
    1.  Overview of Dispersion Modeling                     IV-59
        a. Introduction to Dispersion Modeling              IV-59
        b. Considerations in RWC Applications               IV-61
    2.  Applicable Dispersion Models                        IV-61
        a. EPA UNAMAP Models                                IV-62
        b. GRID Model                                       IV-66
        c. Screening Models                                 IV-68
        d. Areas Model                                      IV-71
    3.  Dispersion Modeling Analysis                        IV-72
        a. Input Information                                IV-72
        b. Model Comparisons with Measured RWC Impacts      IV-73
        c. Analysis of Background Concentration             IV-78
        d. Model Evaluation                                 IV-80
        e. Analysis of Results                              IV-80
        f. Modeling Carbon Monoxide Concentrations          IV-81
        g. Other Airshed Applications                       IV-81
        h. Use of Dispersion Modeling to Evaluate RWC       IV-82
            Control Measures

E.  Stepwise Approach to Characterizing RWC                 IV-82
    Ambient Impacts
    1.  Level 1:  Semi-quantitative Study Design            IV-85
    2.  Level II:  Quantitative Study Design                IV-88
    3.  Level III:  Optimum Program Design                  IV-90
                               VI

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V.  Residential Wood Combustion Control Strategies               V-l
    A.  Introduction                                             V-l
    B.  Potential RWC Control Strategies                         V-2
    C.  leading Examples of RWC Control Strategies Adopted or    V-19
        Proposed
        1.  Oregon                                              V-19
        2.  Montana                                             V-43
            a. Missoula                                         V-43
        3.  Colorado                                            V-48
            a. Colorado Ski Communities                         V-48
            b. State Level RWC Control Measures                 V-52
        4.  Alaska                                              V-54
        5.  Reno, Nevada                                        V-58

    D.  Approaches to Evaluation of the Potential               V-62
        Effectiveness of RWC Emissions Control Measures
        1.  Overview of RWC Control Measure Evaluation          V-62
        2.  Use of Dispersion and Receptor Models to            V-68
            Evaluate RWC Control Measures
        3.  Evaluating Potential Emissions Reductions           V-72
            from RWC Control Measures
            a. Emissions Standards for New Woodstoves           V-72
            b. Home Weatherization                              V-74
            c. Wood Moisture Controls                           V-76
            d. Episode Controls                                 V-78
            e. Public Education                   „              V-81
        4.  The Importance of Citizens Advisory Process         V-82

VI. Bibliography                                                VI-1

Appendix A - Information on RWC Household Surveys
Appendix B - Example Laws, Regulations and Ordinances
                                     vn

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                                LIST OF TABLES
Table III-l
Table III-2

Table III-3

Table III-4
Table III-5
Table III-6
Table III-7
Table III-8

Table III-9
Table 111-10

Table III-ll
Table 111-12
Table 111-13
Table 111-14

Table 111-15
Table 111-16
Table IV-1

Table IV-2
Table IV-3
Table IV-4
Table
Table
Table
Table
Table
Table
Table
Table
Table
Table
Table
IV-5
IV-6
IV-7
IV-8
IV-9
IV-10
IV-11
IV-12
IV-13
IV-14
IV-15
Table IV-16
Table IV-17

Table V-l
Table V-2
Table V-3

Table V-4
Table V-5
1981  Total  U.S.  Emissions  Estimates  for  Wood  Burning and
Other  Sources  from  EPA's  National  Emissions  Data  System
(NEDS)
Emissions of  Various Pollutants  In  1981 from Wood Burning
Source Categories
Characterization  of  Bnlssions  from Various  Wood  Burning
Sources
Summary of How Various Factors Can Influence RWC Emissions
EPA Emission Factors for stoves and  Fireplaces
Summary of Woodstove Test Results
Effect of Log Size on Particulate Emission Factor
Annual  and  Cumulative  U.S.   Sales  of  Residential  Wood
Burning Devices (1972-82)
Trends In Residential Wood Usage
Statewide RWC Wood Use  Estimates  from U.S.  DOE and the USDA
Forest Service  (cords/year; 1980-81)
RWC Wood Usage Estimates for Twenty  Local ties
Wood Density and Heating Values for  Selected Species
Cord Weights Used in Studies in Various  Localities
Comparison of EPA Emission  Factors  with Range of literature
Values
Summary of Short Term Trend Estimates
Best  Estimate Projections  of Residential Wood  Fuel Use for
Portland, Seattle and  Spokane and Corresponding Particulate
Emissions
Summary  of  RWC Impact  on Fine  Particulates  for  Selected
Locations
Summary of RWC CO levels for Selected Locations
Summary of RWC Benzo(a)pyrene Levels for Selected Locations
Summary   of  RWC   Impact   on   Fine   Mass   and   Measured
Benzo(a)pyrene Levels
Air Quality Measurement Methods for RWC  Assessment
Analytical Methods for RWC Studies
Receptor Model Input Requirements
Example from EPA Source Library of Wood  Stove Source Profile
Example from EPA Source library of Wood  Stove Source Profile
Example from EPA Source Library of Fireplace Source Profile
Example from EPA Source Library of Fireplace Source Profile
Source Matrix - Generic Example
Dispersion Model Characteristics
Model Intercomparison Summary
Dispersion   Model   Advantages   and   Disadvantages   for
Applications to RWC
Approximate Program Costs
Air Sampling Equipment Requirements

Criteria and Weight Factors Used  in  Keppner-Tregoe Analysis
Generic Approaches to Reducing RWC Particulate  Emissions
Comparison  of  Estimated  Particulate  Emissions  Reductions
Achievable by Generic RWC Control Strategy Approaches
Final Fifteen RWC Control Strategies Evaluated
Description of Most Effective Control Strategies
                                      viii

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Table V-6          Summary  for  Fifteen  Final RWC  Control  Strategies of  the
                   Keppner-Tregoe Ranking vs  WANT Criteria  and  Major Strategy
                   Costs and Benefits
Table V-7          Oregon Woodstove Publications
Table V-8          Medford   Residential   Wood   Burning    Control   Measures
                   Effectiveness
Table V-9          Particulate Hnission Reductions per Household
Table V-10         Potential Emission Reductions per Household
Table V-ll         Energy and Economic Impacts of Medford Control Measures
Table V-12         Oregon's Woodstove Particulate Emissions Standards
Table V-13         Useful Parameters for Characterizing RWC Conditions
Table V-14         Impact of Moisture on Relative Heat Content of Firewood

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                               LIST OF FIGURES

Figure III-l       Variation of 00  Emissions  Factors with  Firing  Rate for a
                   Catalyst-Equipped Horizontal Baffle Stove
Figure III-2       Particulate Emission  Rate  vs.  Heat  Output  for  Catalytic
                   Woods toves
Figure III-3       Particulate Emissions  from  a  Conventional  Woodstove with
                   Catalytic Add-On Devices
Figure III-4       Particulate Emissions  as a  Function of Fuel Moisture
Figure III-5       Effect of  Wood  Moisture  Content  on  Fireplace  Combustion
                   Efficiency
Figure III-6       Emission Factor as  a  Function of m/q
Figure III-7       Annual  and Cumulative  U.S.  Sales  of   Residential  Wood
                   Burning Devices, 1972-82
Figure III-8       Distribution of Pennsylvania Anthracite
Figure III-9       Flow Diagram for Residential Fuelwood  Consumption Model
Figure 111-10      Industrial and Residential Particulate Emissions,  Portland,
                   Oregon

Figure IV-1        RWC Emission Profile Variability
Figure IV-2        Radiocarbon CO  Sampling Train
Figure IV-3        Carbon Thermograms of  Source and Ambient  Aerosols
Figure IV-4        Seasonal and Diurnal Variations in RWC Pollutants
Figure IV-5        Diurnal Variations in CO and B-scat at Residential and  CBD
                   Monitoring Sites
Figure IV-6        Modeled  vs  Estimated  Atmospheric  Carbon,  Medford, Oregon
                   (1979-80)
Figure IV-7        Measured vs ISCST-Estimated RWC Impacts
Figure IV-8        Measured vs ISCST-Estimated RWC Impacts

Figure V-l         Effects  of  Potential  Programs to Promote  Cleaner Burning
                   Woodstoves
Figure V-2         Woodstove Lables to be used by Oregon  Certification Program
Figure V-3         Schematic Illustration:  RWC Control Measures Can  Alter  RWC
                   Baseline Conditions in Several Ways

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                               EXECUTIVE SUMMARY
Characterizing RWC Emissions
Residential  Wood Combustion  (RWC) accounts  for  only 3%  of Total  Suspended
Particulate  (TSP)  emissions,  and  about 7% of  Carbon Monoxide  (CO)  emissions
nationally.   However,   emissions  of   these  pollutants   are   dominated  by
transportation  sources,  such  as  resuspended road  dust  and  vehicle  exhaust.
Among  all  wood burning  sources  including  industrial,  agricultural,  forest
management,  forest wildfires,  and residential  open  (backyard) burning,  RWC
accounts  for almost  half  of  all TSP,  Inhalable  Particulate  (IP),  and  CO
emissions.

The  significance of  RWC  particulate emissions  is substantially  enhanced for
the  following  reasons.    Virtually  all  of  the  RWC emission is  inhalable
particulate.  RWC  emissions  occur predominately  in residential areas.   Poor
meteorological  conditions  for  dispersion  (winter/evening),  coupled with low
plume rise,  tend to increase  human exposure.  RWC is the single largest source
in the  nation of emissions of benzo(a)pyrene B(a)P  - a proven carcinogen, and
prime example of the  important class of toxic air contaminants referred to as
Polycyclic Organic Material (POM).

The  large  and  steady decline  in  RWC  since the 1940's,  when  eight  million
households used  wood  as their primary heating fuel,  was reversed in 1973-74 as
prices  for oil, natural gas  and  electricity began to increase sharply.   The
strong  resurgence  in RWC  has  continued  for the  last decade,  with about  10
million new residential  burning devices sold in  the  U.S.  during that period.
Where wood  is reasonably  available, it is not unusual to  find half or more of
all  households   using  wood as  a  primary  or secondary heating fuel, or for
aesthetic burning.

During this  resurgence of RWC,  its air  pollution impacts  have been exacerbated
by several factors.  The  woodstoves and  fireplaces  have  generally not  been
developed and engineered to minimize  emissions.   Their combustion efficiencies
are  further  reduced  (and  emission  increased)  when  they  are  operated   in  a
starved  air  ("airtight")  mode,  to prolong  fuel  burning  time.   A  shift  from
                                   ES-l

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fireplace  to  woodstove use,  Which generally  increases  emissions  per  unit of
wood  burned,  is  also  common,  because  woods toves  heat  houses  much  more
efficiently.   Eighty  percent  of  all  RWC  emissions  in! the  U.S.  are  from
woods toves, including fireplace inserts.

Rising concerns  about  the air pollution effects  of RWC have prompted study of
factors  which  influence  the  magnitude   of  RWC  emissions   from  stoves  and
fireplaces.   The following factors are examined  in this  report: a) burn rate;
b) appliance  size; c)  wood moisture content; d) wood charge size; e) appliance
size; f)  fuel type, and;  g)  wood piece size.  Efforts to design and engineer
cleaner burning  woodstoves have  also  increased  dramatically  in recent years,
including   applications   of  catalyst  technology.    Based   on  the  research
reviewed, the following general conclusions  are offered.

In general, higher woodstove burning  rates  (kg/hr) result  in lower emissions
factors (grams of pollutant per kg. of wood burned) for TSP, CO, hydrocarbons
(HC),  and  POMs.   The  same  is  probably  true  for  fireplaces, although little
data on this exists.

Conventional  woodstoves  tend  to  have  higher  emission  factors  (g/kg)   than
fireplaces  for TSP,  CO, and HC.   More  complete combustion with  lower resultant
emission  factors can be achieved by catalyst  stoves,  catalyst add-on devices,
and  an increasing  array  of  improved  design,  non-catalyst  combustion stoves.
Although  ranges  can overlap,  in general, catalyst equipped  stoves  result in
lowest emissions,  conventional airtight stoves produce  the highest emissions,
and improved design non-catalyst  stoves perform in  between.

Wood with moisture  content in the  range  of  201 to 26%  (wet basis) seems to
produce  the  lowest  particulate  emission  factors  in  stoves.   Wood moisture
contents  above   and  below  this  range  resulted in higher emission factors in
limited testing.  For fireplaces,  a more linear  relationship seems  to exist,
with  higher  wood moisture  content  generally resulting  in  higher  emissions
factors.

Larger  "charge   size"  in  stoves  generally results in higher  emission factors
for  TSP,    CO and HC.   However,  charging  larger  pieces of  wood  in  stoves
generally results  in lower  emission  factors  for these pollutants.
                                    ES-2

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Larger firebox size  in  stoves  generally results in higher particulate emission
factors.   Information'  is  inconclusive regarding whether  hard  or softwoods
produce  higher  emissions,  although  softwoods  have  a  higher   content  of
volatiles.

The best, most  direct method for quantifying  RWC emissions in a local area is
through  household  surveys  conducted by  telephone  or  mall.   Wood supplier
information,  census  data  and  related  information  are  likely   to  be  too
incomplete  or too  indirect.   They  do  not  afford  enough Information  on the
number of  households using wood,  the  amounts  used per household,  the  mix of
wood  burning appliances  in an area,  household  burning  practices  and  other
household characteristics.   Such information  is  critical  in understanding the
dynamics of RWC  for a given  community,  and  thus In designing  effective RWC
control  measures.    Information  on  RWC  household   surveys  is  included  in
Appendix A.

One  of the  major  sources  of  uncertainty  In   estimating  RWC emissions  for  a
local  area  involves  selection  of  appropriate  emission  factors  for  woodstoves
and  fireplaces.   Scarcity  of  emissions test  data, lack  of  standardized test
conditions,  and  lack  of  testing   under  "typical"  household  wood  burning
conditions, have  all contributed to  a wide range  of  RWC  emissions  factors In
the  current literature.  Table ES-1  summarizes this  variability, and compares
it  to  EPA's current  woodstove  and  fireplace emission factors for TSP and CO.
More  and  better  woodstove emissions  testing,  in  conjunction  with  ongoing
efforts at  the  federal  and several state levels should improve estimation and
selection of RWC emissions  factors.

One  of the best, most  direct  methods  for  quantifying RWC  ambient impacts is
Chemical Mass  Balance  (CMB) receptor modeling  source apportionment analysis.
Using  detailed  chemical   composition  of  particulate  emissions  from  various
airshed  sources,   CMB  determines   the  relative  contributions   of   individual
sources  which  best  explains  both  the  mass   and   chemical  composition  of
particulate  samples   collected  at  monitoring  sites (receptors).   CMB  methods
thus  directly attribute  a specific  amount   of measured  ambient  particulate
concentrations to RWC,  and  to  any  other sources  for  which emissions chemical
composition can be established.
                                   ES-3

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The  strength  of  (MB source apportionment analysis  is  its ability to determine
relative  source  contributions  from a  single  monitoring sample  - e.g.,  one
collected under worst  case meteorological  conditions.   A principal drawback is
the  inability  to  distinquish impacts from  chemically  similar  sources  - e.g.,
woodstoves,   fireplaces   and  forest   burning.    Other   receptor   modeling
techniques, such as multivariate analyses,  require  many more samples to obtain
statistically valid results.

Field monitoring  and sample  analysis are  discussed in  this report, primarily
in  terms of  supporting receptor  modeling  studies.  A stepwise approach to
estimating  RWC ambient impacts  is outlined,  with  options  based  on available
study resources.

A  recent national RWC assessment  document  (Nero  and  Associates,  Inc.,  1984)
compiled the  best  available data on RWC ambient impacts for twenty localities
around   the  country  (Table  ES-2).    Fine   particulate  masss   (  < 2.5  un)
                                                                               3
attributable  to RWC (mostly  using  CMS  methods) ranged from: a)  6  to  93 ug/m
                                                                 3
as a study period or  seasonal  average, and;  b)  24 to  234  ug/m   as a 24-hour
maximum  average.   The small size of  this data base,  and  other  limitations
discussed  in  this report, provide only  a  preliminary  view of  the potential
significance of RWC  ambient impacts.    It seems  clear,  however, that RWC could
be  a very  significant fine  particulate  source,  relative  to EPA's  proposed
national dM-0) standard,  for any  locality with substantial wood  burning and
restrictive wintertime meteorology.

Dispersion  modeling  is also useful in  estimating RWC  impacts  - especially: a)
in  areas  where  no  monitoring  sites   exist;  b)   for  future  years,   using
projections of future  RWC  emissions;  and,  c)  to compare potential air quality
improvements  from   alternative  RWC  emission  control  strategies.   Various
dispersion  models  developed  by  EPA and  others, which  are  applicable to  RWC
analysis,  are reviewed in   this  report.    The  use of  receptor modeling  to
calibrate dispersion models for  RWC applications is  also discussed.

Other special  methods  to  RWC impact  assessment, discussed  in  this document,
include:  a)  radiocarbon   analysis   (carbon-14)  of  particulate  and  carbon
monoxide field samples, b) modeling RWC contributios to visibility impairment;
and c) monitoring for CH-Cl as an RWC tracer.
                                    ES-5

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           TABLE ES-2.
Summary of RWC Impact on Fine Mass and
Measured Benzo(a)pyrene Levels at
Selected Locations
No.
1
2
3
4
5
6
7
8
9
10
11

12
13
14
15
16
17
18
19
20
Location
Waterbury, VT
Western MA
Nashville, TN
Peter sville, AL
Albuquerque, NM
Missoula, MT
Denver, CO
Telluride, CO
Reno, NV
Las Vegas, NV
Boise, ID

Portland, OR
Medford, OR
Yakima, WA
Spokane, WA
Seattle, WA
Tacoma, WA
Longview, WA
Anchorage, AK
Juneau, AK
Study
Year
81-82
81-82
83
81
82-83
83
78
80
83-84
83
80-81

77-78
79-80
80-81
80-81
81
81
80-81
81-84
81-82
RWC Impact on
Fine Mass
lie An3
J?o. qf
Samples
33
13
24
8
56
12
16
13
8
4
9

32
40
4
15
9
4
4
8
11
Avg.
19
15
9-20
33
25
37
6-18
10-303
13a
--
85b
e
4-10
9-30e
50
17-45
29
35
42
18a
48-93S
Max.
30
25
51
65
59
48
29
59a
23a
41
128b

50
126d
. 55
68
49
44
26
45a
234a
Measured
Benzo(a)pyrene
ng/m3
NO. or
Samples
16
—
21
4
—
—
—
13
—
—
2

3
2
—
3
3
—
—
—
1
Avg.
0.8a
—
2.3a
41C
—
—
—
7.4a
—
—
1.5

3.2
8.4
—
6.1
2.1
—
—
—
—
Max.
2.4a
—
11. 4a
110.0°
—
—
—
14. 83
—
—
2.3

5.4
8.5
—
11.0
4.2
—
—
—
11.0
ABBREVIATIONS:

RWC - Residential Wood Combustion
Fine Mass - <2.5>an unless otherwise specified
ug/m3 - micro gram per cubic meter
ng/m3 - nanogram per cubic meter
Avg. - 24-hour average for the study period at one or more sites
Max. - 24-hour maximum for the study period
     or PMi5 - Particulate matter <10 or <15 jm.
FOOTNOTES :

a - Analysis of TSP samples
b - Analysis of PM^g or PM]^ samples
c - Gaseous and particulate benzo(a)pyrene - 4-hour sample
d - 8-hour or 12-hour maximum
e - Annual average
                                     ES-6

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RWC Control Measures
Leading  examples  of RWC  particulates emission control  measures are described
for  the  following  states  and  localities:  a)  Medford,  Oregon;  b)  Oregon's
statewide   woodstove   certification   program;   c)   several   Colorado    ski
communities, including  Aspen (Pitken County),  Vale,  Beavercreek and Telluride;
d) Colorado's  statewide woodstove and fireplace  control program; e) Missoula,
Montana;  f)   Juneau,   Alaska;   and,   g)   Reno,  Nevada.   Illustrative  laws,
regulations, ordinances,  and information  materials developed in these programs
are included in Appendix B.

The  major types  of RWC  emission control measures  discussed  in the document
include: a)  emission  standards for new woodstoves;  b)  home weatherization; c)
wood  moisture  controls; d)  episode controls,  and,  e)  public education.    The
most effective of these measures for reducing  RWC emissions appears clearly to
be woodstove emission  standards for  woodstoves.  . However, its  full benefits
take  many  years   to   accrue,  as  cleaner  burning  devices   replace  existing
stoves.   For   example,   the   Oregon  Department   of   Environmental  Quality
attributes an  estimated 75%  reduction in existing RWC  emissions over a 10-20
year period to its new mandatory woodstove certification program.

Key  elements of  RWC emission  control strategies are discussed  for all  of  the
states  and  localities  listed  above.   However, the  only State Implementation
Plans   (SIPs)  to  date  which  have  addressed  RWC  comprehensively  are   for
particulates  for  three Oregon  airsheds   (Medford,  Portland  and  Eugene).   A
package  of  RWC control measures  implemented  for the Medford  area  is the best
documented  example  of  applying all  types  of  RWC control  measures mentioned
above In a local area.

In Medford,  an ambitious  home  weatherization  program was  predicted to reduce
RWC  particulate  emissions  by  up to  30-502  over  a 3-10  year  period.   Wood
moisture  controls  (improved  firewood seasoning)  were  estimated  to  achieve
about  a  10%  reduction.    Episode   controls   (curtailment  of burning  during
certain  air  stagnations)  were  estimated  to afford  a 6-7%  reduction.   Public
education was  not  assigned  an  emission reduction  benefit,   but   was  deemed
essential to the  success  of the  other measures.   Overall,  including statewide
                                  ES-7

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mandatory  woodstove  certification,  an  80-95%  reduction  In  RWC  particulate
emissions  was  predicted   from   the   combined   control  measures,   but  fully
realizable only in 10-20 years.

Both  generic  and  site-specific  methods   are  discussed   for  estimating  the
potential effectiveness of RWC control measures,  Including the  use  of receptor
and dispersion  modeling.   Major  uncertainties  and assumptions  are identified
and  discussed.   The  important   role  of   a  citizens  advisory  process  in
developing and selecting control measures is stressed.
                                   ES-8

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                               I.   INTRODUCTION

A.  Background/Introduction to Residential Wood Combustion
    In response  to  sharply increasing  energy prices (since  the  early 1970s),
    many households have  turned to woodburnlng  as a primary or  supplementary
    source of space heating.   This  led  to sharp Increases in the sales of wood
    stoves and  fireplace  inserts  (as described  in Section  III. C),  which were
    more efficient for  space  heating  purposes than fireplaces.  Another factor
    contributing  to   increased fuelwood  usage was  governmental  promotion  of
    renewable   energy  resources   to   reduce  dependence   on  fossil  fuels,
    exemplified by programs  to encourage biomass  utilization sponsored by the
    U.S. Department of Biergy  (Pacific,  1984).

    The  air  pollution  impacts  associated  with  Residential Wood  Combustion
    (RWC) can  be significant. They also  represent an  impediment  to desirable
    exploitation of wood as a  renewable energy resource.   Various studies have
    shown that  RWC can be one  of the largest  sources  of  emissions  of fine
    particulate  and  Total  Suspended  Particulate  (TSP), in  an airshed (Cooper
    and  Watson, 1979).   RWC  can  contribute  significantly   to exceedances  of
    national ambient  air quality standards  for  both TSP and  Carbon  Monoxide
    (CO), especially  in residential  neighborhoods (Nero  and Associates, Inc.
    1984).

    Among the  most  troubling characteristics  of  RWC  particulate  emissions are
    their small  particle  size (respirability) (Rau and Huntzicker,  1984), and
    potential toxlcity  (Alfhelm et  al, 1983;  Hytonen  et  al, 1983).  Toxlcity
    concerns  are  based  on   their  relatively high  mutagenie  activity,  and
    relative  abundance  of  Polycyclic  Organic Matter  (POM),  including  known
    carcinogens  such  as benzo(a)pyrene  (B(a)P) (Cannon,  1984).  RWC has been
    identified as  the largest single source  nationally of  emissions  of POMs,
    which  are  one  of  the   toxic  air  pollutants   of most concern  to  the
    Bivironmental Protection Agency (EPA)  (Radian, 1983).

    FWC has also been shown to be a major contributor to visibility Impairment
    and  urban  haze,  due  to  its   aerosol   character  and  light  scattering
    capability (Wolff et al,  1980; Dennis, 1983).
                                   1-1

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    For air pollution,  control  agencies seeking to attain  and maintain ambient
    air quality standards, RWC  is a  prime  example of the growing importance of
    areawide emissions  sources  in airshed management.   As  stationary, largely
    Industrial  point  sources  have  been   controlled,  residual exceedances  of
    ambient standards  are Increasingly due  to  areawide sources, such as RWC,
    road  dust,  and  vehicle  exhaust.  These numerous,  small,  people-oriented
    emissions sources  present  special challenges In  pollution  assessment and
    control strategy development.

B.  Purposes and limitations of This Document
    The primary  purpose of this  document  is to  provide  Information which can
    help  state  and  local  air  pollution control  agencies in  their  efforts  to
    assess and control  emissions  from  Residential Wood Combustion (RWC).   This
    goal  is  approached  through  discussions of  RWC emissions  (Section  III),
    description  of   leadlag   methods   for  characterizing   ambient  impacts
    attributable to  RWC  (Section IV), and  a.  review  of RWC  control measures
    (Section V).

    In  general,  the technical  discussions herein provide  an overview of the
    topics  addressed,  and  leading  references   to  more  detailed  studies.
    Illustrative   examples   are  Included   to  help  clarify  or  demonstrate
    technical points.   More  extensive technical  details - e.g., to  help plan
    quantitative studies  of RWC emissions  or ambient impacts - may be found In
    the leading example studies referenced.

    Approaches   and   methods   for   characterizing   ambient   particulate
    concentrations directly  attributable   to  RWC  are addressed  In  Section IV.
    Primary emphasis is given to  Chemical  Mass  Balance (Q4B) receptor modeling
    and  source  apportionment   analysis,   but  dispersion modeling   and  other
    approaches are also discussed.   CMS analysis  Is  one of the most  direct and
    accurate  method  for  quantifying  RWC  ambient  impacts.    Field  monitoring
    requirements to  support  CMS analysis, and  the use of receptor modeling in
    conjunction  with dispersion  modeling  to estimate  RWC  Impacts,  are also
    discussed.
                                   1-2

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RWC control  strategies  are discussed first in  general  terms in Section V.
Then  leading examples of  actual  control  measures  adopted  or  proposed by
state   or   local  agencies   are   described.    Available   approaches  for
projecting RWC  control  strategy  effectiveness,  including  using  receptor
and   dispersion  modeling   and   other   analyses,   are   also   discussed.
Recommendations  or  preferences among various RWC control  measures are not
presented,  although  their  relative  ability  to   reduce  RWC  particulate
emissions is discussed briefly.

While the information presented herein  is intended  to help state and local
agencies assess  and  control  RWC impacts,  it  is not referenced  in terms of
State Implementation  Plan (SIP)  requirements or procedures.  Detailed SIP
requirements  and  procedures  are  described  in  other  EPA documents  and
regulations.

Also, estimates  of RWC  wood  usage,  emissions and ambient  impacts  reported
herein  for  specific  localities,   should  not   be  extrapolated   to  other
localities without  considerable  caution.  RWC  characteristics  and impacts
can  vary widely from  one  locality  to  another.   A better .use  of  this
document is  to  review and select appropriate methods  for  analyzing local
RWC parameters.
                               1-3

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                      II.  OVERVIEW OF DOCUMENT CONTENTS

This section  provides  an overview of  the contents of  this  document,  in terms
of the primary topics covered in each of the remaining sections.

A.  Residential Wood Combustion (RWC) Emissions Characterization
    RWC 'emissions  are  characterized  in Section III. A in  terms of their nature
    and  magnitude  relative   to   all   other  emissions  sources.   Particular
    emphasis  is  placed on  other  wood  combustion sources, such  as  industrial
    wood boilers,  agricultural and  forest  managed burning,  forest  wildfires,
    and residential open ("backyard") burning.

    Pollutant  emissions  addressed include  the following  criteria pollutants:
    Total  Suspended  Particulate (TSP),  Carbon Monoxide  (CO),  Nitrogen Oxides
    (NO ),   Sulfur   Oxides   (SO ),  and  Volatile  Organic   Compounds  (VOC).
    Total  and Inhalable Particulate,  CO,  and Polycyclic  Organic Matter (POM)
    emissions  from  RWC and other  wood combustion sources are also  summarized
    on  a  national basis.   The  nature  of  emissions  from  the   various  wood
    burning  sources  is  compared  In terms  of  particle size,  carbon  content,
    plume rise, and the predominant locations and timing of their emissions.

    Factors which  influence the magnitude of  RWC emissions  are  described  and
    discussed  In  Section III.B, including  the effects  of:   a) appliance  type
    (woodstoves  vs fireplaces);  b)  appliance size  and  design   (existing  vs
    emerging  or  advanced technology); c) firing  practices -  e.g.,  burn rate,
    wood charge size,  and  piece ssize; and, d)  fuel type  and condition - e.g.,
    moisture content.

    Trends  in RWC appliance  and fuel use  are  addressed  in Section  III. C,
    including the residential use of wood and coal.

    Section  III. D reviews  and  discusses several  aspects  of estimating  air
    pollutant  emissions  from RWC.   Approaches  and methods for estimating  RWC
    wood  usage,   and  translating   this  Into  RWC  emissions  estimates  are
    discussed, including the  use  of  household  surveys,  data available  from
    wood suppliers, and  census and related  information.   Selection  and  use of
                                   II-l

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    appropriate  RWC   emission  factors  is  discussed.    Projection  of  RWC
    emissions  for  future  years  is  discussed,  including  trend factors  and a
    wood use forecasting model.

B.  Characterizing RWC Ambient Impacts
    A summary  of  documented ambient impacts attributable  to  RWC is presented
    for fine particulate  (< 2.5  um), based upon  a recently completed national
    assessment  of  RWC   impacts   (Nero  and  Associates,   Inc.,  1984.)   The
    representativeness  and  limitations  of  these  field  measurements  of  RWC
    impacts is discussed.

    The primary  tools for  assessing ambient particulate  impacts attributable
    to  RWC  -  receptor modeling  source  apportionment  analysis,  and dispersion
    modeling  analysis -  are  both  described  and  discussed  in Section  IV.
    Chemical Mass Balance  (CMS) receptor  modeling is emphasized, because it is
    the most direct  and  accurate method  available  for quantifying RWC ambient
    impacts.   The theoretical  basis  for receptor  modeling  is  described in some
    detail,  because  it   is a  relatively  new  approach  - e.g., compared  to
    dispersion modeling  with  which  users  of  this  document  will  probably  be
    more familiar.

    Field  monitoring for  RWC applications  is discussed   in  Section  IV. B  in
    terms of  desirable features for network  design, instrumentation, sampling
    and  analysis.   Receptor  modeling  requirements  are   stressed,   including
    chemical  and  physical  analyses  required to  establish source composition
    profiles.

    Receptor  modeling input  data  requirements are described,  including both
    chemical composition information and measures of its uncertainties.

    Various  receptor  modeling  techniques  applicable to  RWC  assessment  are
    described  in Section  IV.C, and  categorized  as to whether their results are
    quantitative, semi-quantitative, or qualitative.  Examples  of quantitative
    techniques   include   CMB  analysis  of  RWC  particulate   impacts,  and
    radiocarbon  (carbon-14)  isotope  analysis   of  particulate  and/or   carbon
    monoxide   impacts  from RWC.   Multivariate  models  are  also  discussed.
                                   II-2

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    Enrichment   factor   models    are   discussed    as    an   example   of   a
    semi-quantitative    receptor    modeling    technique    applicable    to  RWC
    assessment.   Qualitative approaches  discussed  include  carbon  thermograms,
    and analysis  of temporal  patterns  (diurnal and seasonal variations)  of
    light scattering (nephelometer) and chemical  composition data.

    Dispersion modeling  as an  RWC  assessment   tool  is  discussed  In  Section
    IV.D,  first in general terms, and then by reviewing the characteristics  of
    ten dispersion  models  applicable to  RWC  analysis.   These  include  five
    models  from  EPA's  ONAMAP series (PAL,  RAM,   ISCST,   ISCLT,  and  CDMQC).
    Other models considered  include:   GRID;  box model;  proportional  rollback;
    Holzworth urban  model;  and  AREAS.

    Dispersion modeling applications  to  RWC assessment  are discussed  in terms
    of: input data requirements;  model selection and validation; data analysis
    and   interpretation;    and   Inter comparison   of    the   advantages   and
    disadvantages of various dispersion models  for RWC assessment.

    The  joint application  of receptor  and  dispersion  models  is  discussed,
    because  it   offers particular  strengths  for  RWC  assessment  and  State
    Implementation Plan (SIP)  control strategy  development. The use  of models
    to  evaluate   control  strategies   is  further  discussed  in  Section  V.D.
    Receptor modeling  of  visibility  impacts  is discussed, as is  the  use  of
    atmospheric  tracers (e.g.,  SFg) to estimate RWC  ambient  impacts.

    Section IV. E briefly describes three levels  of  field  monitoring  and sample
    analysis that could be undertaken to quantify ambient impacts  attributable
    to RWC.   Approximate  costs  for levels I,   II,   and III  are  estimated  at
    36,000, ^25,000 and  $75,000  respectively,   exclusive of  equipment  costs.
    The intent is  to   illustrate  the types of  measurements and analyses  that
    could   be  conducted with very modest study  resources  (Level  I), and  the
    additional information that could  be  obtained with additional funds.

C.   RWC Control  Strategies
    A brief overview of several  factors  which can govern selection  and design
    of RWC control strategies is  provided as introduction in  Section V. A.  The
                                   II-3

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following  five  types  of  RWC  control measures  are  then  discussed  and
illustrated:  a) emissions standards for new woodstoves; b)  weatherization
of houses;  c)  wood moisture controls; d)  episode controls; and e)  public
education.  The important role of a citizen advisory process in developing
and selecting RWC control measures is  then  briefly discussed.
                                II-4

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                     III.  RWC EMISSIONS CHARACTERIZATION
This chapter  addresses  four main topics:   (a)  how Residential Wood  Combustion
(RWC) emissions compare in  magnitude  and nature to other wood-burning  sources;
(b) seven  different  factors which can  influence  emission rates; (c) trends  in
wood burning  in terms of appliance  sales and  in the use  of  wood  and coal  as
residential   fuels;   and,   d)   approaches  and  methods  for  quantifying  RWC
emissions.

A.  Baissions from RWC vs Other Wood Burning Sources
    Emissions  of  Total  Suspended Particulates  (TSP),  inhalable particulates
    (IP) and  Carbon  Monoxide  (CO)  from  Residential  Wood  Combustion (RWC)  in
    the U.S.  are  large  in magnitude compared  to  those from other wood burning
    sources (Table  III-l).   When emissions of  Polycyclic Organic Matter (POM)
    are considered,  the relative contribution from  RWC is much larger.  RWC
    emissions account for about  eight  times  as much POM  emissions as all other
    wood burning  sources and  about 58%  of total  U.S.  emissions of POM  (See
    Table  III-2).   The  relative magnitude  of  RWC  emissions compared to other
    wood burning  sources  is discussed  first,  followed by  a  discussion of the
    nature of emissions from various wood burning sources.

    1.   Total Emission Estimates
        One  primary  source  of  information  which  estimates   air  pollution
        emissions for  the entire U.S.  for major pollutant categories  is  the
        EPA's National  Emission Data  System  (NEDS)  (U.S.  EPA,  1984a).  Table
        III-l   shows  the   latest   (1981)   NEDS  emission  estimates  for:   a)
        Residential Wood  Combustion;  b) industrial wood combustion; c)  forest
        managed burning; d)  agricultural burning; e)  residential open burning;
        and,  f)  forest  wildfires.  To provide  perspective,  information is also
        presented  on point sources  vs  area  sources  and transportation   vs
        non-transportation  sources.    Pollutants  addressed by   NEDS  include:
        Total  Suspended  Particulates  (TSP),   Carbon  Monoxide  (CO),  Sulfur
        Oxides  (SO  ),  Nitrogen  Oxides  (NO )  and  Volatile Organic Compounds
        (VOC).
                                   III-l

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      TABLE III-l.
1981 Total U.S. Emissions Estimates for Wood Burning
  Sources and Other Sources From EPA's National Emissions
  Data System (NEDS)a
                                 Thousand Tons Per Year
                      TSP
             CO
                      NO,
Burning

Agricultural
Burning

Residential
Open Burning

Forest Wildfires

Total of "Wood
Burning" Sources

All "Transportation'

All "Non-Transpor-
tation

All "Area Sources"

All "Point Sources"

All Sources
34,7546     77,832     9,518

 7,353      23,616    14,994


37,270      93,115    12,898

 4,837       8,333    11,614

42,107     101,448    24,512
VOC
Source - Category
Residential Wood
Combustion b»c
- Stoves
- Fireplaces
Industrial Wood
Combus tion
Forest Managed



722
191
76

431



4,471 49 7
1,160 23 3
121 88 14

2,412 86 3



1,718
174
71

308
72
239
483
2,214
476
1,022
3,982
13,644
10
61
114
432
0
9
4
40
66
322
546
3,206
                                      927     8,146

                                   26,586    13,514


                                    2,246    16,896

                                   25,267     4,764

                                   27,514    21,661
a.  (US EPA, 1984a)
b.  These NEDS  values  should be  Increased  by 25% as  shown  in Table III-2 and
    explained in the Table III-2 footnote.
c.  NEDS  data  actually  shows  stoves  and  fireplaces  combined.   Data  was
    disaggregated  to  show  the  greater  contribution  by stoves.   NEDS assumes
    71.6% of wood consumption In each state was in stoves; 28.4% in  fireplaces.
    NEDS  uses  emission  factors  for  TSP,  CO,  NOX,  SOX, and VOC of  21, 130,
    1.4,  .2,  and  51  g/kg  for  stoves  and  14,  85,  1.7,  .2,  and 13  g/kg for
    fireplaces (U.S.EPA, 1983b).  Split was back-calculated using  these values.
d.  TSP  emissions  of  34,753,991 T/yr  includes  28,225,321  T/yr  from unpaved
    road  dust  which  thus  accounts  for  67%  of  total  TSP emissions from
    transportation related sources.
                                     III-2

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          TABLE III-2.  Emissions of Various Pollutants in 1981 from
                        Wood Burning Source Categories

                             (Thousand tons/Year)
                Total
               Suspended
               Particulates
                 (TSP)h
Source
Category       	
Residential
 Wood
 Combustiona
  - Stoves        903
  - Fireplaces    239

Ind. Wood Com.     76

Forest Managed
 Burning          431

Agricultural
 Burning           72

Res. Open
 Burning          239

Forest
 Wildfires        438

Total of
 "Wood-Burning"
 Sources        2,442

Transportation 34,754J
Inhalable
Particulates
(  10 urn)
  (IP)
                                  812b
                                  215b

                                   53c
                                  4lOd


                                   68e


                                  215f


                                  459d



                                2,232

                                  N/A
Carbon
Monoxide
  (C0)h
                   5,589
                   1,450

                     121
                   2,412


                     476


                   1,022


                   3,982



                  15,052

                  77,832
Polycyclic
Organic
Matter
 (POM)1
                  9.655
                  0.690

                  0.066
                  0.330


                 N/A


                 N/A


                  0.906



                 11.647

                  7.04
Total of
 Inventoried
 Sources
               42,3358
  N/A
102,8568
19.8178
a.  Residential wood combustion emissions  estimates  have been increased by 25%
    over the NEDS values used in Table III-l, as explained in the text.
b.  Inhalable particulate fraction estimated at 90% of TSP based on Rau, 1984.
c.  Inhalable  particulate  fraction  estimated at  70% of  TSP based  on PEDCo,
    1984.
d.  Inhalable  particulate  fraction estimated  at  95% of TSP based  on data by
    Sandberg and Martin, 1975 which found 92% of  slash burning emissions mass
    to be associated with particles of 5 urn diameter and smaller.
e.  Sandberg and Martin data (1975) assumed to apply (see d. above).
f.  Rau (1984) data assumed to apply (see b. above).
g.  Totals include RWC emissions correct as explained in a. above.
h.  Data from NEDS (U.S. EPA, 1984a).
i.  Data is for 1980 and from Radian (1983).
j.  Includes 28,225,321 T/yr from unpaved road dust.
                                   III-3

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The NEDS  estimates  indicate that  for  these wood-burning sources about
41% of  the TSP and  CO is contributed  by  Residential Wood Combustion.
The NEDS data shows  that  woodstoves  alone  are estimated to account  for
over 80%  of the TSP  and  CO emissions  from RWC, and  about 32% of  the
emissions  from  all  the  wood  burning  sources  shown in  Table III-l.
Table III-2 compares the relative emissions  from various wood burning
sources of Total  Suspended Particulates (TSP),  Inhalable  Particulates
(IP), Carbon Monoxide (CO) and Polycyclic Organic Matter (POM).

A recent  study  concluded  that all of  the  RWC emissions estimates from
NEDS  were  approximately  25%  low   because  underlying  wood  usage
estimates  were  calculated  in dry tons (Nero  and  Associates, Inc.,
I984b).   These  had  not been  increased to  account  for normal  firewood
moisture   contents,  which  typically  range  from  20%-30% by weight.
Uacorrected  NEDS  estimates  are  shown  in  Table  III-l,  with  corrected
estimates  used in Table III-2.

Any  estimate of wood burning emissions must  rely on  some  method  of
averaging  or selecting  from  the  wide range of reported emission factor
data.   Thus,  the  values  shown in  Table III-2  should be considered  as
best estimates.   The  uncertainty  in  the  emission  estimates  in Table
IH-2 is  probably  the highest for POM's,  and for the outdoor  burning
sources.   For  example,   available  POM  emission  factors  can  vary   by
several orders  of magnitude  (Harkov,  1984).  Estimates of  the  emission
factors  for open  burning,  wild  fires,   managed  forest  burning,   and
agricultural burning  are  more uncertain,  because  it is more  difficult
to measure both the amount of material burned and the total  emissions
produced.

A  review  of Table  IH-2  shows  that  wood-related  sources   in  1981
accounted  for  5.8%  of  all  inventoried TSP source  emissions  and 14.6%
of  all  inventoried  CO  source   emissions.   However,  the total   TSP
emissions  are  dominated  by  the  transportation  categories  (82% of  the
total).   For example, the source  category unpaved road dust,  accounts
for  67% of  the total estimated TSP  source emissions.  Transportation
emissions  also account  for about 76% total U.S.  CO emissions.  On the
order of  90% of the  transportation  TSP emissions are from unpaved  and
                           III-4

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    paved  road  dust.    When  the  transportation   category emissions  are
    excluded, wood-related  TSP emissions  accounted for  2.44  million tons
    per year or 32% of the  non-transportation TSP emissions of 7.6 million
    tons per year.

    A comparison  of emissions in  Table  III-2  from wood  burning sources
    shows their relative magnitude.  For  each of the  pollutants  TSP,  IP,
    and  CO,   Residential  Wood   Combustion  in   stoves   and  fireplaces
    contributes about  37%  and  10%, respectively,  to  the  totals  from  all
    wood-burning  sources.   Forest managed  burning contributes  about 16% to
    18% of  total wood-burning  emissions  for  TSP,  IP, and  CO,  and forest
    wild  fires contribute  about  20%-27%  of the  total  for   those  three
    pollutants.   The   contribution  from   industrial  wood   combustion  and
    agricultural  burning is much  smaller,  with each  at about  3% or less
    for those  three pollutants.  Residential open  burning  is  estimated to
    contribute about 10% of the TSP and IP  and  about  7%  of the CO.  It is
    noteworthy that the  emissions  from  agricultural  and  forestry burning
    are released,  on  average, much  further  from populated  areas  than  the
    other sources.  Thus,  while  these  source categories  contribute  about
    40% of the TSP, IP,  and CO emissions  from wood-burning sources,  their
    percentage contribution  to measured  air quality impacts is on average
    much lower in populated areas.

    The  relative  contribution  by  various   wood-related   sources to  POM
    emissions is much different.   However, results  should  be viewed in the
    context that  POM emission estimates  for some of the  source categories
    shown in Table III-2 are not available.   The others  have  relatively
    high  uncertainty   due   to  the  uncertainty  in  POM  emission factors
    (Harkov, 1984).   POM emissions  from  stove wood burning and  fireplace
    wood burning  account for  83%  and  6%,  of the total POM emissions from
    the wood  burning  sources  shown in  Table  III-2.   This is consistent
    with a  recent study  for EPA  (Radian,  1983) which estimated  that  RWC
    was the single largest source nationally of POM emissions.

2.   Nature of Emissions From Various Wood Burning Sources
    Emissions  from  various  wood  burning  sources  can   be  characterized in

                               III-5

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terms of the size  of  the particulates,  the particulate carbon content,
the  plume  rise, where  the  emissions are  emitted,  and when  they are
emitted, as summarized in Table III-3.

The  nature of  the  particulate emissions  from  these  various sources  is
generally similar  with  the exception of  industrial  wood burning.  For
most  of  the  source  categories,  90%  to  95%  of  the  emissions  are
expected  to  be  in  the  inhalable   size  range  ( <  10  urn).    Carbon
dominates the  particulate  mass  emissions  for all  the  sources  except
industrial  wood combustion.   The difference  is  primarily associated
with  the  degree to which  complete   combustion  is achieved.   For all
these sources  except  stove  wood burning and  Industrial  wood burning,
combustion  conditions  are  not   controlled.    The  highest degree   of
complete combustion is  generally achieved  in  industrial wood burning,
due  to  more  expensive    equipment  and  greater operator  attention  to
achieving   complete   combustion.    In   contrast,    poor   combustion
conditions are  sometimes selected for woodstoves  in order to lengthen
the  time between stove reloadings.

RWC  emissions have an enhanced ambient  air quality impact, because the
emissions are  released   in  residential  areas with minimum  plume rise.
Agricultural burning  emissions  occur in  more rural  areas and  forest
burning  emissions   tend   to  be  released even  further  from  populated
areas.  Such release  conditions  do not,  of course,  preclude impact  on
populated areas.    Industrial  wood  burning  emissions are  released  in
industrial  rather   than   residential  areas, generally in  hot   buoyant
plumes with relatively high plume rise.

RWC   emissions  tend  to   be  released   at  times  which   can   produce
relatively  greater impacts  than  comparable amounts  of  emissions  from
other wood  burning sources.   RWC emissions are concentrated during the
winter  evening hours  when  atmospheric  mixing  height can be   limited
(due  to residual   solar  heating effects  and  associated   inversions).
RWC  emissions   are also  concentrated during  the winter  months.  For
many parts  of  the  U.S., worst ventilation  conditions occur during the
winter period.

                            III-6

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            TABLE III-3.   Characterization of Emissions from Various
                          Wood Burning Sources
                    Fraction of
                    Particulate
                    Mass In
                    Inhalable
                    Size Range
                    (< 10 urn)
               Fraction
               Carbon   Plume
               Content  Rise
                Where
                Emitted
                      When
                      Emitted
Residential Wood
 Combustion
    - Stoves        0.9a
    -Fireplaces     0.9a
Industrial Wood     0.7b
 Combustion
                 .7*
                 .7*
        Lowest  Neighborhoods Winters:
                above homes   concentrated
                              in evenings
        Low
               ,2-.558   High
        Neighborhoods Winters:
        above homes   Almost
                      exclusively
                      in evening
        Industrial    Year Round:
        land use      throughout
                      day
Forest Burning
 Emissions
Agricultural
 Burning
0.95C
0.95d
.98
.78
Low
to
high
Generally
in remote
areas
Spring and
Fall: Most
during
daytime
hours
Low
to
high
More rural
farming
areas
Summer and
Fall: Most
during
daytime hours
Residential Open
Burning
 0.9e
  NA    Low     Neighborhoods Year round;
                              more in
                              Spring
                              and Fall;
                              daytime hours
a.  Inhalable particulate fraction estimated  at  90% of TSP (Rau and Huntzicker
    1985).
b.  Inhalable  particulate  fraction  estimated at  70% of  TSP based  on PEDCo,
    (1984).
c.  Inhalable particulate  fraction estimated  at 95%  of  TSP based  on  data by
    Sandberg and Martin,  1975  which  found 92% of  slash burning emissions mass
    to be associated with particles of 5 urn diameter and smaller.
d.  Sandberg and Martin data (1975) assumed to apply (see c. above).
e.  Rau and Huntzicker (1985) data assumed to apply (see a. above).
f.  Rau and Huntzicker (1985).
g.  Nero and Associates, Inc.,  (1984).
                                   III-7

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B.  Factors Influencing RWC Emissions
    The amount of  emissions  produced by households burning  the same amount of
    wood can  vary significantly.   Knowledge  of how  RWC emissions  can change
    with  different  factors   is  essential both  to  estimate  the  amount  of
    emissions, and to develop successful RWC  control  strategies.   This section
    focuses on the following seven factors that influence RWC emissions:

    •   burning rate
    •   appliance design
    •   wood moisture content
    •   wood charge size
    •   appliance size
    •   fuel type
    •   wood piece size

    Table  III-4  summarizes  the  effects  of  these  factors  on RWC  emissions.
    Detailed discussion is presented in the text below.   In this discussion a
    greater emphasis  is placed on  stoves  than fireplaces,  and on particulate
    emissions.  This is because stoves often account for  more  RWC particulate
    and  CO emissions  than  fireplaces, and  because  there  is more  research
    information on stove particulate emissions.

    1.  Burning Rate Effects on Emissions
        Wood burning rates can  affect both the amount  of  wood  burned, and the
        TSP, HC,  and CO emission factors  (g/kg)  for that wood burning.   Burn
        rate  effects  are discussed  in  this  section  both on   a  grams  per
        kilogram basis and a grams per hour basis.

        The  traditional  way to  express  emissions  effects is   in  grams  of
        pollutant emitted per kilogram  of  fuel(wood)  burned, or g/kg.   This is
        how  RWC  emission  factors  are  expressed  in  EPA's  compilation  of
        emissions factors, referred  to  as  "AP-42"  (U.S. EPA, 1983b). Woodstove
        and  fireplace  emission factors  from AP-42  are  summarized  in  Table
        III-5.  However, expression  of  RWC  emissions  in grams of emissions per
        hour  (g/hr)  has also  become useful - e.g.,  in identifying burn rate
        effects and in comparing different RWC appliances.
                                   III-8

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   Table III-4.  Summary of How Various Factors Can Influence RWC Emissions
Factor                     Effects                          References

Burning Rate               •  Higher burning                Hayden and
                              rates result                  Braaten, 1982;
                              generally in                  Allen et al, 1981;
                              lower emission                Hubble et al,1981;
                              factors (g/kg)                Butcher and
                              for TSP, CO, HC               Sorenson, 1979;
                              and POM.                      Knight and Graham,
                                                            1982; U.S. EPA
                                                            1984b/gh
Appliance Design           •  Conventional wood stoves      U.S. EPA, 1983
                              have higher emission          (AP-42)
                              factors than fireplaces,
                              for CO, TSP, and HC.

                           •  Among stoves, more complete   Tiegs et al, 1984;
                              combustion with lower         Allen and Cooke,
                              resultant emission            1983; Hayden and
                              factors can be achieved       Braaten, 1982
                              by catalyst stoves,
                              catalyst add-on devices,
                              and improved design non-
                              catalyst combustion units.

                           •  Although ranges can over-     Tiegs et al, 1984
                              lap, in general, catalyst
                              stoves result in lowest
                              emissions, conventional
                              airtight stoves produce the
                              greatest emissions, and
                              improved design non-catalyst
                              stoves perform in between.

Wood Moisture Content      •  For stoves, the wood mols-    U.S. EPA,
                              ture content which produces   1984 b/gh
                              the lowest particulate
                              emission factors is 20% to
                              26% (wet basis).  Wood
                              moisture contents above
                              and below this range result in
                              higher emission factors.

                           •  For fireplaces, higher wood   Shelton, 1981.
                              moisture content levels
                              result in higher amounts of
                              unburned material.  Specific
                              effects on CO, HC, or TSP
                              cannot be generalized from
                              literature to date.

                                     III-9

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                        Table III-4 Continued  (Page  2)
Factor                   Effects                             References

Wood Charge Size         • Larger "charge size"              Butcher and
                           in stoves generally results       Sorenson, 1979
                           in higher emission factors
                           for TSP, CO, and HC.

Appliance Size           • Larger fireboxes in stoves        Burnet and Tiegs,
                           generally result in higher        1984
                           particulate emission factors.

Fuel Type                • Softwoods have a higher           DeAngelis et al,
                           volatile content.  Information    1980.
                           is inconclusive regarding
                           whether hard or softwoods produce
                           more emissions.

Wood Piece Size          • For stoves, larger wood           Barnett and Shea,
                           pieces generally result in        1981; Allen and
                           lower emission factors            Cooke, 1981.
                           for CO, HC and TSP.
                                   111-10

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         TABLE  III-5.   EPA Emission Factors  For Stoves And Fireplaces'
Pollutant
               Stove Emission Factor
(g/kg)
Particulate       21
Sulfur Oxides      0.2
Nitrogen Oxides    1.4
Carbon Monoxide  130
Volatile Organic
Compounds
- Methane          0.5
- Non-methane     51
(Ib/ton)
Fireplace Emission Factor
(g/kg)     (Ib/ton)
42
0.4
2.8
260
14
0.2
1.7
85
28
0.4
3.4
170
              1.0
            100
                  13
              26
  Source: U.S. EPA (1983b)
                                   III-ll

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As the following general  relationships  illustrate,  the total RWC emissions
released are  a function  of  both the amount  of wood burned  (kg),  and the
associated pollutant  emission factor (g/kg)  achieved under the combustion
conditions at which the wood is burned.
    Total Emissions
    Released (g)
    Burn
    Time
    (hr)
    Emission
    Rate (g/hr)
Amount of Wood
Burned (kg)
    Burn
    Time
    (hr)
Burn Rate
(kg/hr)
Pollutant Emission
Factor (g/kg)
Pollutant Emission
Factor (g/kg)
                               \
                               Wood Heat
                               Value (Btu/kg)
                                  \
                               Heat Output
                               (Btu/hr)
    Burn  rate  changes can  simultaneously affect  both the amount  of wood
    burned  and  the  associated  emission  factor.'  Thus  pollutant emission
    factors  should  be  referenced  to  the  burn rates  at which  they were
    determined,  for  they  may not be as  representative of RWC emissions at
    higher  or lower burn  rates.   In  AP-42,  EPA  notes that  its  current
    woodstove emission factors were based  on tests conducted  at burn rates
    of 3 kg/hr or less (U.S. EPA, 1983b).

    When  estimating  RWC  emissions  for an airshed,  multiplying the amount
    of  wood  burned  by  a  pollutant  emission  factor  (g/kg)  which  is
    representative of areawide average or predominant burning practices is
    the  typical  approach.   AP-42  emission  factors  are  commonly  used,
    unless better local estimates are available.

    However, in  testing  woodstove emissions, it is  desirable to test over
    a  full range  of heat outputs  (Btu/hr), which  is also  a  function of
                               III-12

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KPANY, INC.

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bum  rate,  as  illustrated  above.  Since  pollutant  emission factors
(g/kg) will  also  be varying over  this  range  of burn rates, it is more
meaningful to express  stove emissions  test results as an emission rate
(g/hr)  over  the  entire  range  of  heat  outputs  tested.   This accounts
for burn  rate  effects  on emissions  performance  in a more accurate way
than  could be  done  using a single  or average  emission factor.   This
also  allows  the  stove's  emission  performance over  its  heat  output
range  to  be  simply  and clearly represented in a label (e.g. see Figure
V-2).

The emissions  rate  (g/hr)  parameter thus  enables  appliances  operating
over  a range of  heat  outputs  to be  compared on a  consistent  basis.
The Oregon wood stove  certification program  describes stove  emissions
performance  on  a grams per hour basis,  based on  a series  of  tests
conducted over  the stove's entire  heat output range.

Thus,  emission  factors (g/kg)  and emission rates  (g/hr) are  useful  in
different  ways  In  analyzing  and  expressing  RWC  emissions J   The
Influence  of burn rate on both  emission factors and emission rates  is
further discussed in the next two  sections.

a.  Influence of Burn Rate on Emission Factors  (g/kg).
    For  the  pollutants TSP,  CO,  and HC,  a  decrease  in  wood  stove
    burning  rate  generally  results  in  an  emission  factor  (g/kg)
    increase.   This  has been  confirmed by many researchers In  recent
    years,  Including:   Butcher  and  Sorenson  (1979);  Allen  and  Cooke
    (1981);  Hubble et  al,  (1981);  Knight and  Graham (1982); Hayden and
    Braaten  (1982),  and;  Del  Green Associates  (U.S.  EPA,   1984b/g).
    Although the  burning  conditions and  other parameters  have  often
    been  different,  the  general  shape of the  burn rate  vs  emission
    factor curve  has been  consistent.   For example, Figure III-l shows
    CO emission factors vs wood burning rate for a conventional stove
    (with  and  without catalyst)  is  measured by  Hayden  and Braaten
    (1981).  This example  is illustrative  of  similarly shaped emission
    factor  vs  burn  rate  curves  identified  by the  researchers  cited
    above.

                            III-l3

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        w

        §
        H
        W
        W
        H

        fi

        w
        Q
        H
        X

        i
              200
              150
100
 50
                                   i S3
                                          without catalyst
    with catalyst
                                'SJ     SI
                           1234



                                FIRING  RATE,  kg/hr
Source:  Hayden, 1982
     Figure III-l..  Variation_of CO Emissions Factor with Firing Rate  for

                    A Catalyst-Equipped Horizontal Baffle Stove3
                                 111-14

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The emission  factor  (g/kg) vs burn  rate  relationship is important
because  of the  potential emission  reduction strategies  which it
suggests.  For example,  if heat  storage  capacity could be added to
stoves,  then  higher  burn  rates  can be  used  for  intermittent
burning  periods,  with   the  appliance   heat  output  distributed
smoothly over  time via  the  heat storage mechanism.   These higher
burn  rates would yield lower emission factors.   Even without heat
storage  capacity,  stove  operators  could burn  the same  amount of
wood   at   a   higher   burn   rate,   with   non-burning   periods
interspersed.   This  results  in less  net emissions  due  to  lower
emission   factors,   but   has  the   disadvantage   of   providing  a
fluctuating stove heat output.

The   relationship  that   lower   burning   rates   result  In  higher
emission factors  can also be important  on  an airshed  scale.   Two
areas  may burn  the  same amount  of  wood  but  produce  different
amounts  of emissions  because  the wood  is  burned  at a  different
average burn rate.   For  example, stoves used in  areas with colder
climates may be  operated at  higher average burn  rates because the
housing  structures   require  more  heat  per   hour   to  maintain
comfortable temperatures.

For FOM's, the relationship  between  emission  factors  and burn rate
identified above  appears to apply  to  conventional stoves  but may
not apply  to catalytic  stoves.   Hayden  and  Braaten  (1982) report
that  total POM emissions  vs  conventional  stove burn rate vary in a
manner  (and  curve)  similar   to  the relationship  shown  in Figure
IH-1.   They found  higher  POM  emission factors  as   burning  rate
decreased.  However,  two  other  Investigators  testing  catalyst unit
performance have  measured lower emission factors  for  various POM
compounds  at lower burn  rates.   Kaight and Riight  (1983)  tested a
catalytic  unit   and  found  lowest   emission  factors   for   PAH
(polycyclic   aromatic  hydrocarbons)   and    benzo(a)pyrene  (with
benzo(e)pyrene   Included)   at   the   lowest   burn  rates   tested.
Similarly, DeAngelis  et  al,  (1980) reported  several catalyst stove
                       111-15

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    tests  In  which  the lowest  emission,  factors for  naphthalene and
    phenanthrene were  measured at  the lowest burn  rate  tested.   This
    phenomenon is not completely understood.

    Regarding fireplaces,  Muhlbaier (1981) reported  that as fireplace
    burn  rate  decreases partlculate emissions  tend to  increase.  An
    inverse relationship between  burn rates and emissions (correlation
    coefficient of -. 44) was  identified.   However,  the degree to  which
    burn   rate   determines  fireplace  emissions   factors  cannot  be
    determined  due  to  various  limitations  of   Muhlbaier*s  research.
    For  example,  the  reported  correlation  was  for   burn  rate  vs
    particulate  emissions   rather  than  particulate  emission   factors
    (g/kg).  Also, most of the tests involved burning of kindling size
    wood  (100  gram pieces)  which were placed  on hot  coals,  which is
    not typical of normal  fireplace burning practices.

b.  Influence of Burn Rate on Emission Rates (g/hr)
    For catalyst stoves, lower burn rates  generally  result  in a  lower
    gram  per hour  (g/hr) particulate  emission  rate.   Figure  III-2
    shows  the  findings  of  Tiegs  et al,  (1984),  which illustrate  this
    relationship.  Although the  data are  presented on  a heat  output
    basis, the curve would be very  similarly  shaped if converted  to a
    wood  burning  rate  basis,  because those researchers  found  overall
    catalyst appliance  efficiency  to  vary by less  than  10%  over the
    range in wood burn rates tested..

    The ability  of catalytic  stoves  to  emit at  lower  rates (g/hr) at
    lower  burn  rates   (kg/hr)  is  apparently  attributable  to  more
    complete  combustion efficiency.   This occurs because the  exhaust
    gas flow  rate  is lower  and exhaust  gas  "residence time" near the
    catalyst  is   increased.    In   low   burn   rate  situations   where
    combustion of  exhaust  gases is no  longer  occurlng in the catalyst
    region, emission factors could  be expected  to  be somewhat higher.
    This  situation could  occur  either because  of  poor  design,  or at
    low burn  rates where  the exhaust  gas temperatures  were  too low to
                            111-16

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«2 19
a

Ul
5 10
_j
3
O

i 3
               o
                0
               (QO)
                                  NOTE1 EACH SYMBOL REPRESENTS
                                      DIFFERENT WOOOSTOVE.
                                                          ••TREND
                      I
                                   I
                                         I
          9     IO      19     2O     29     50
         (L9)   (U)    (441    (53)    (7.3)     (86)
              HEAT OUTPUT, 10^ BTU/hr (Kilowotl*}
Source:  Tiegs et  al, 1984
       Figure III-2.   Particulate Emission Rate vs Heat Output for
                        Catalytic Woodstoves
                                     111-17

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        allow combustion even in the presence of a catalyst.  Allen  et  al,
        (1983)  have reported  that  secondary combustion of wood  combustion
        products begins  to  occur at  temperatures  above 260 C (500 F).

        Regarding conventional stoves, available data show that  burn rate
        increases can result  in an increase  or_  a decrease In  particulate
        emission rates  (g/hr) depending on  the  appliances and  burn rates
        compared.  Data  illustrating how  emissions  in g/hr vary  with burn
        rates show  differing behavior for  different conventional  stoves.
        Such behavior is demonstrated by  Tiegs  et  al,  (1984)   in  reports
        for  the  Oregon  Department   of  Environmental   Quality  (1983).
        Accordingly, no  general  conclusions can  be  drawn  regarding  how
        emissions in  g/hr for  non-catalyst appliances tend  to  vary with
        burn rates.   Further  research  may  result in the  detection  of some
        consistent relationship.

2.   Emissions Effects  of Appliance  Design
    A wide  range of  emissions  findings  have  been  reported  for  various
    designs  of   wood  burning  appliances   by  numerous   investigators.
    Findings discussed in this section include the following:

    •   EPA emission factors  (g/kg)  for stoves vs fireplaces;
    •   Design factors which  can minimize emissions;  and,
    •   Emission performance  of different stove designs.

    a.  EPA Emission Factors
        EPA  emission  factors  are  shown  in  Table  III-5 for  residential
        stoves and  fireplaces.   Emission factors presented for  both CO and
        TSP are about 50Z higher for stoves than fireplaces.

        EPA  revised its  emission  factors  to the   levels  shown in Table
        III-5   in  1983.    The  wood  stove  emission   factors  may  be
        conservative, since  some investigators  have  conducted  their stove
        emissions testing  at  burn  rates higher than typical.   As discussed
        above,  testing at  a higher  burn rate often yields a lower emission
                               111-18

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    factor  (g/kg).   For  example,  EPA based  its  estimates  of stove
    emission factors  on various stove  tests  in which wood  was burned
    at  a  rate  of  3 kg/hour  or  less.  However,  Hayden  (1981),  the
    Oregon DEQ  (1984),  and Barnett  (1981) have  reported average stove
    burn rates for Ottawa,  Canada,  Oregon,  and northern New York to be
    3, 3.7, and 3.5 pounds per hour  (1.36, 1,68, and 1.59 kg/hour).

b.  Design Factors Which Can Minimize Emissions
    Aside  from  add-on   pollution  control  equipment  where  emissions
    would  be  filtered  or  otherwise  "captured",  the  reduction  in
    emissions  of   pollutants   such  as   carbon   monoxide,   unburned
    hydrocarbons,  tars   and   other  carbonaceous  particulate  matter
    hinges  on  the achievement  of  more complete  combustion.   Various
    woodburning  appliance  designs  can be  selected,  but  any design
    approach must  optimize  the  following  three  factors in  order to
    approach complete combustion:

    •   Time;  There must  be  sufficient  residence  time in  the  area
        where   combustion  occurs   for   unburned  hydrocarbons   and
        carbonaceous material to be combusted.

    •   Temperature;     Sufficiently    high    temperatures    must    be
        maintained in the combustion zone(s) to support combustion.

    •   Oxygen  Availability;    Oxygen  must   be  available   in   the
        combustion zone(s)  in  sufficient quantity  and distribution to
        enable combustion of previously unburned materials.

    EPA has  previously  commissioned research  which reported on design
    factors which  can reduce  RWC emissions by achieving more complete
    combustion.  Research by Allen  and  Cooke  (1981) constitutes one of
    the  best  summaries  of  such  design  considerations.  The  design
    considerations presented  below, are  from  Allen  and  Cooke (1981),
    unless otherwise noted:
                           111-19

-------
•   Designs which  limit the  amount  of wood  exposed to  heat (but
    not  yet burning)  can avoid  excessive pre-burnlng  pyrolysis.
    This  can  help avoid  situations  where  insufficient  combustion
    air is available to allow complete combustion.

•   Smaller firebox  sizes tend  to  result in  hotter burning and
    therefore  more complete combustion (Burnett and Tiegs, 1984).

•   Primary  air   Inlets   can  be   oriented   to   better  channel
    combustion air so as to optimize  combustion conditions.

•   Turbulent  air  Introduction can promote better  air-fuel  mixing
    and thereby more complete combustion.

•   Higher  combustion  zone  temperatures  result  In  more complete
    combustion.    Insulation   of  the  combustion  zone can  promote
    such higher temperatures.

•   Thermostatic control devices used  should  not allow such  severe
    air-supply   cycling   that    sufficient    oxygen   is   often
    unavailable.

•   Channeling of  gaseous  pyrolysis  products  to  a well-controlled
    combustion zone can result in more complete combustion,

•   A  secondary  combustion  zone  can  be  provided.   To   enable
    secondary  combustion  to  occur,  air  pre-heating  and  other
    measures to Increase temperatures in that zone can help.

•   An  auxilliary  ignition source can  be used  to combust exhaust
    products more completely.

•   Catalytic afterburners can  be used  to  achieve  more complete
    combustion.
                       111-20

-------
•   Heat  storage  capacity  can enable burning  to  occur at a faster
    rate   (lower   emission   factors)  while  still  maintaining   a
    relatively uniform rate of heat  output.

Any of the above  design  considerations  can be used to achieve more
complete  combustion.  Different  options can be selected to achieve
the   same  result.   For   example,   if   an  effective  secondary
combustion  chamber or  catalyst  is  integrated into a 'design, the
completeness of  combustion in the primary burning chamber is less
critical.   Regardless  of  design,   in  order  to  achieve complete
combustion in the unit  as  a whole,  the elements of residence-time,
temperature, and  oxygen availability  must be optimized  in  one of
the primary, secondary or after burning combustion areas.

Bnlsslons Performance For Different  Stove  Designs
Although  there is much  emissions testing information available for
different  stove  designs,  one  major  obstacle  to  comparing the
emissions performance of different  stove designs is that different
test  methods  and  burning conditions  have often  been  used.   This
section reports  on emissions testing work by several  leading test
facilities (Tiegs et al, 1984; TVA, 1983; NYSERDA, 1984).

The largest available data  base  on  emissions from different stoves
(at  consistent  burn  rates)  is  the  testing  work which  has  been
reported by Tiegs et  al, (1984).  Reports  on that work enable the
comparison  of  the  emissions performance  for   conventional  wood
stoves, catalytic wood   stoves,  catalytic  add-on  devices  and  "new
technology" woodstoves.   Little  or  no  data  are  available  in the
literature on how emissions vary with different fireplace designs.

Table  III-6  shows  the  range  in  emission  rates  (g/hr)  identified
for  these appliance classes.  The   data presented represent   about
one-hundred tests  of thirty different models.  This testing showed
that   catalytic   woodstoves  generally  operated   at   the  lowest
emission  rates,  with new-technology  non-catalytic devices higher,


                       111-21

-------


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and  conventional  devices having  the  highest emission  rates.   In
this  research  effort,  two  baffled  airtight  stoves,  considered
typical  of  the  majority  of   wood  stoves   on  the  market,  were
selected   to   represent  conventional  wood   stoves.    Five  "new
technology, non-catalytic"  wood stoves were  selected  to represent
this  category.  These  devices  employed design  modifications such
as  secondary  combustion chambers,  preheated  secondary air, and/or
distribution optimizers.

While  the  catalytic woodstoves generally  had  the  lowest emission
rates, and conventional stoves generally  had the  highest emission
rates, the range  of performance does  overlap to  a certain extent.
Thus,  catalytic stoves produced  more emissions  than  conventional
or  new  technology  non-catalytic  stoves   in  some of   the  tests
reported by Tiegs et al, (1984).

The  catalytic  add-on  devices   tested were  inserted on  top  of a
conventional  wood  stove,  between  the flue collar  and  stove pipe.
This   arrangement   reduced   the  particulate  emission  rate  from
fourteen  to  forty-four  percent,   over  the   range  of heat  output
conditions  tested,  according to  Tiegs et  al  (1984).   The authors
noted: "the add-on catalysts displayed  erratic characteristics in
ignition   temperatures,  making    performance  inconsistent    and
unpredictable".   At least  one  of  the add-on devices  worked more
efficiently on a different airtight  stove than on the  stove used
most  for  these tests.  This  indicates that  performance  of add-on
devices can vary  significantly for  different  stoves.   The add-on
catalytic  devices  tested  do not  represent  the maximum reductions
achievable  by  this  technology.   They  only  represent  three units
out of the population developed to  date.

Figure III-3   shows  the difference  in particulate  emission rates
achieved  by  the  three  catalytic  add-on  devices  tested.   Add-on
unit 1 was most effective at lower heat output rates.  Add-on unit
2  most effective  at  higher heat output  rates.   Add-on  unit 3
performed  worst,   at  both  low and  high  heat  output  rates,   and
achieved no emission reduction at  all during the  low  heat output
                       111-23

-------
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    Figure  III-3.
Particulate Emissions From a Conventional Woodstove
with  Catalytic Add-on Devices
Source:   Tiegs et al, (1984).
                                        111-24

-------
test.   This  further  illustrates  that catalyst  add-ons  can vary
substantially  In  their  effectiveness,  depending  upon  operating
conditions.

The  Tennessee   Valley   Authority  has  conducted   132  woodstove
appliance  tests  addressing emissions  and  efficiency  (TVA,   1983).
An  evaluation  of  this  work  Illustrates  the difficulty  which  is
often  encountered  in applying the  findings  from emissions testing
research  to  evaluate the  emissions performance  of household wood
burning appliances as they are commonly used.

Out of  the  total of 132 tests, none of  the tests represent  common
household burning  conditions.   Twenty-nine  (29)  of the tests used
"brands"  (small  pieces  of wood comparable  to  garden stakes) which
are "not  typical of the fuel used  by  the  average homeowner" (TVA,
1983).

Of  the 103  tests  which  used  oak  cordwood  as fuel,  the moisture
content of  the wood used  was  atypically low  (10.4X),  achieved  by
oven   drying  of  the  wood.   Available   sources   indicate  that
residential  cordwood typically has  a moisture content of more than
20%  (Tombleson,  1984).   This discrepancy  means  that  the TVA data
base has  limited value  for  characterizing  typical household wood
burning emissions.

For example, research  reported  in EPA  (I984b/h),  which  is  shown
graphically  in  Figure  III-4,  indicates that emission testing with
102 moisture content wood  can  produce  emissions at a substantially
higher  rate  (factor of  3  or  more)   than  when  normal  moisture
content wood Is used.

The New York State Biergy Research and Development Authority also
conducted  emissions  and  efficiency   testing  of  eight  different
stoves  (NYSSU5A, 1984).   That  study examined particulate emissions
from   several   types  of   new   technology   stoves  including!   a)
catalyst-equipped stoves;  b) a  secondary-combustion stove, and; c)
conventional stoves  with  add-on  catalytic  inserts.  All exhibited
                        111-25

-------
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        particulate emission rates where were 50% to 80%  lower  than those
        of conventional  airtight  stove.   Carbon  monoxide rates  were also
        generally reduced,  although to a lesser extent.

3.  Emissions Effects from Wood Moisture Content
    The most  comprehensive treatment  of  the  issue  of  how  stove emission
    factors vary with wood moisture  content  is reported in research in EPA
    (I984b),   which  is   the  basis  for  the   conclusions   presented  below.
    Other research which reports  some  emission factor information for wood
    at different  moisture contents   (Barnett  and  Shea,   1981; Rudling et
    al, 1981) offers too few data points,  or involves testing at different
    burn rates, so that  general conclusions  are difficult.  Information is
    available from Shelton (1981)  on how combustion efficiency varies with
    wood moisture content, but  it is not  possible  to determine from those
    results how  specific emission factors (e.g.,  for  TSP,  or CO,  or HC)
    vary with wood moisture content.

    Figure III-4 shows the Del Green Associates findings  (U.S. EPA,  1984b;
    Task  5)  on how  particulate  emission  factors vary  with  wood moisture
    content.   Data are  shown for wood  moisture content on both  a wet and
                                                                          4
    dry basis.   Emission  factors are  shown  in  units  of g/kg  and  g/10
    Btu.  The data have also been "normalized" in an attempt to factor out
    the  differences  in  emission  factors   associated   with  burn  rate
    differences rather  than wood moisture  content.  Based  on  this  data,
    and data  from Shelton on  how combustion  efficiency  varies  with wood
    moisture   content,   Del   Green   Associates   concluded   that  lowest
    particulate emission factors  probably  occur in  the  25% to 35% moisture
    content range on a "dry basis" (which is  20% to  26%  on a "wet basis").
           M
    Del Green  Associates  also  measured how  carbon  monoxide,  hydrocarbons,
    and  creosote  emissions   varied  with  different  moisture  contents.
    Interestingly,  their  results for CO  and HC   showed  that  emission
    factors  for   those  pollutants were lowest for  the   highest moisture
    content  wood   tested.   Thus,  woodstove  emission  factors for  carbon
    monoxide  and  hydocarbons appear to have  a different relationship to
    moisture  content than that  discussed above for particulates.
                               111-27

-------
    Regarding  how  fireplace  emission   factors   (g/kg)   vary  with  wood
    moisture  content,  the  data  are  even more  limited  than  for  stoves.
    Rudling and Ahling  (1981) report  four  test  results, but  the reported
    units (ppm CO, and ppm HC) do not enable conversion to g/kg figures.

    Shelton (1981) reported  combustion efficiency  research  which provides
    some  insight  on  how much  "unturned material"  is  emitted for  wood
    burned  in  fireplaces   at   different moisture  contents.   Based  on
    Shelton's combustion  efficiency  vs wood moisture  content relationship
    (Figure  III-5),  it  is  apparent  that  the  total  amount  of  unburned
    material (predominately HC,  CO,  TSP,  and  deposited creosote) increases
    with increasing wood  moisture  content.   However,  no direct conclusions
    can be  drawn  regarding  how  fireplace emission factors  in  (g/kg) for
    specific pollutants  (I.e. TSP or  CO or  HC)  would vary with moisture
    content.

    In  sunmary,  particulate  emissions factors for stoves  vary  with wood
    moisture content.   Lowest  emission factors appear  to occur in  or near
    the  20%  to   26%  moisture  content  range,  on a  wet   basis.   Higher
    particulate emission  factors appear to result  when wood with moisture
    content above  or  below that range is burned.  However, since  data on
    this  subject  are  limited,  the moisture  content  range  which produces
    lowest  emissions  may  lie slightly  above  or  below the  20%-26%  range
    cited.

4.  Effects Of The Amount of Wood "Charged"
    Butcher  and  Sorenson (1979)  postulated  and  demonstrated a  positive
    relationship  between  the  amount  of  wood  charged  in  a stove  and the
    resulting particulate  emission factors.   Allen and Cooke  (1981)  found
    that stove CO  and  HC emission factors (g/kg)  increase with Increasing
    charge  size.   No  Information  is  available  from  the  literature  which
    determines whether  or  to what  extent  this  relationship  applies  to
    fireplace combustion.
                               111-28

-------
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                                     .3DM8UST10N EFFICIENCY
                                HEKT TRANSFER EFFICIENCY
                        OVERALL
                          EFFICIENCY
                       i  t  t   i   t  t  i
                      24  6  8I012I4I6620222H26
                          MOISTURE CONTENTS
       Figure III-5.    Effect of Wood Moisture Content on
                       Fireplace Combustion Efficiency
Source:  Shelton (1981).
                                      111-29

-------
The  Butcher   and  Sorenson   (1979)   research  indicated  that  stove
particulate emission  factor is directly proportional  to  the  amount of
wood charged and  inversely  proportional  to the wood burning rate.  The
equation  developed by  them  to  describe  this  relationship  is  shown
below:
                     y - 10.34 m/q - 1.18

where:

           y • emission factor in g/kg
           m " fuel charge in kg of wood
           q " combustion rate in 10,000 Btu's output/hour
and:
                      " [17>970-(203 * p)]
                           10,000 * h
where:
           p " percentage of wood moisture content (wet basis)
           h - length of burn in hours

Figure  III-6  shows  a  plot of  the data  collected in  the  Butcher and
Sorenson  (1979)  research,  and  a  superimposed  line  calculated using
this data and his equation above.

The  physical  explanation which underlies the  identified relationship
appears to  be  related  to  the  intensity  of  the fire.   Intensity of  a
fire  can  be  thought  of  as   the  heat  release  rate  from   ongoing
combustion divided  by  the amount  of wood charged.   For the same wood
charge  ("m"),  burning with  a  greater  heat  release  results  in a more
intense  fire   and less  emissions.   For  the  same  heat  release rate
("q"), a  smaller  wood  charge ("m")  results  in  a more intense  fire and
less emissions.
                           111-30

-------
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Figure III-6.    Emission Factor as a Function of m/q
Source:   Butcher (1979)
                                    III-31

-------
    Testing conducted by  Allen and Cooke  (1981),  which  focused  on carbon
    monoxide and hydrocarbons, also found  that  larger  charge sizes produce
    higher emission factors.   Their explanation of the underlying physical
    phenomenon was as follows:

        "The  amount  of  wood  loaded   into the stove  will  have  a  large
        Influence on  the  amount of pyrolysis products leaving  the stove.
        The emissions Increase with the increase in wood  inventory at the
        same burning rate,  due to the  Increased quantity  of  wood exposed
        to heat and thereby subject to preburning pyrolysis."

    No   information   was   identified   which   addresses   whether   this
    relationship applies for fireplaces.

5.  Emission Effects  From Burning Unit Size
    Research  by  Burnet  and Tiegs   (1984)   Indicates  that  particulate
    emission   factors   Increase   with   increasing  firebox   size.   They
    evaluated  five  different  conventional stoves  with  different firebox
    sizes.  The  particulate  emission  factors  (gAcg) was  found to decrease
    with  decreasing  firebox  size  for  comparable   burn  rates.   They
    explained this phenomena  as  follows:    "temperatures  will generally be
    higher,  and  combustion more  Intense,  if a smaller  firebox  stove is
    used than a larger firebox stove,  burn rates being equal".

    Research  by  Butcher  and  Sorenson  (1979),   discussed in  the previous
    section    indicated   that  stove   particulate  emission   factors  are
    proportional to  the amount  of  wood charged.   This also  supports the
    hypothesis that smaller sized stoves will tend to  produce emissions at
    a lower emission factor  (g/kg), since  charge  size  should  typically be
    smaller In a smaller stove.

    Burnett and  Tiegs  (1984)  addressed  firebox size,  but  did not address
    how   charge   size   varied  as  they  tested   stoves   with  different
    fireboxes.   Butcher and Sorenson  (1979)   addressed  charge  size but did
                               111-32

-------
    not address  firebox  size.   Thus,  It Is  not possible  to demonstrate
    from  the  work  by these  researchers how  these  two  obviously  related
    factors  interact   in  influencing   emissions.    No  information  was
    identified  which   addresses   whether  this  relationship  applies   to
    fireplace size.
                                          f
6.  Effects of Fuel Type
    The available  data are too  limited to draw  general conclusions about
    emission  factor  differences  for  different  types  of  wood.   Although
    emissions have been measured  when many different types  of  wood were
    burned,  too   few   of   the   tests  were  conducted  under  comparable
    operating conditions.   Among  emissions investigators such as Allen and
    Cooke,  DeAn gelis,  Knight,  Butcher,   Tiegs,  Del  Green  Associates,  and
    Barnett, none  have reported to  date that   soft  or hard wood generally
    produces greater or lesser emissions.

    DeAngelis et  al,  (1980)  noted that  yellow pine In  the "green  state"
    did produce  higher  emission  factors  (g/kg)  than  green oak, seasoned
    oak, or seasoned pine,  but  such  a finding  does not provide a basis for
    generalization.    The   researchers   postulated   that   the   emissions
    differences might  have  been, associated with the characteristics  of the
    volatile carbon portion of  the  green  pine wood.   They reported that
    softwoods  contain  0.8%  to  25%  resinous  material  while  hardwoods
    contain only  0.7% to 3%  (Wise and Jabn,  1974)  and concluded that the
    higher resin content of the green pine could have been  responsible for
    the higher  emission factor  produced.  Leading  experts on RWC  at the
    Oregon  Department  of  Eavironmental  Quality  (Tombleson, 1984) agree
    that  no firm  conclusions  can be  drawn  from  current  data  regarding
    whether softwoods or hardwoods have higher  emission factors.

7.  Emission Effects of Wood Piece Size
    Both  Barnett  and  Shea  (1981) and Allen  and Cooke  (1981)  have noted
    that  smaller  sized logs  burn with  higher emission  rates  than  larger
    logs when  burn rates  are held  constant.   Results of  Allen  and Cooke
                               111-33

-------
are  based  on  CO  and  total  hydrocarbon  emissions.   Both  of  these
research  teams  concluded  that  small wood  pieces  can result  in  the
generation  of  more  pyrolyzed  wood  gases  than sufficient  oxygen  is
available to combust:

    "The  size  of  wood  has  a  large  effect  on the  rate of  pyrolysis.
    The smaller  pieces of  wood result  in a  shorter distance  for  the
    pyrolysis  products  to  diffuse,   a  larger  surface  area  to  loss
    ratio,  and a reduction  in  time required  to  heat the entire  piece
    of wood" (Allen and Cooke, 1981).

Barnett and Shea (1981) similarly  postulated that the  "surface  area to
wood volume" is  the key parameter:

    "...  results  indicate  that  log   diameter  has  a large  effect  on
    emissions.    Uadoubtedly,    the    surface   area   to   wood   volume
    relationship is a key  factor.   Thin logs have a  large surface area
    to  volume ratio.  Therefore,  these  logs heat  up relatively  fast
    and then  release  their volatiles  at a fast rate.   This  process is
    further aided  by  the  large  surface  area of the  logs through which
    volatiles  are released."

Barnett   and   Shea  (1981)  developed   a   best  fit  equation   for  a
thin-walled   convective   heater  operated   with   a   stove   surface
temperature of 500° F:

                y - 11.3 - 9.9  [log (log size)]

where:

            y • TSP emissions factor In grams per  pound
            log size - log diameter in laches

If  the  emission  factor  (y)   is   expressed  in  g/kg,   the  equation
converts  to:

                y - 24.9 -  21.8  [log (log size)l
                            111-34

-------
        Table  III-7   shows  (Column  2)  how  emission  factors vary  with  log
        diameters ranging from 1/2 to  6  Inches.   Column 4 shows the % emission
        factor reduction which results from increasing log diameter in several
        2 inch increments, based on  the  equation above.  As can be seen, each
        increase  in   log  size by 2"  is  predicted  to  decrease  the  emission
        factor by about 33%, within a range of common log sizes.

        Such  a  relationship holds  promise  as a  simple  and  unrestrictive
        control  strategy.   People  could  be  encouraged  to  burn  larger wood
        pieces in  stoves.   Since less wood splitting work  would  be involved,
        this idea might be readily accepted and adopted.

        Available  information   on   how   wood  piece  size  affects  fireplace
        emission  factors  is  limited.   Although  Muhlbaier  (1981)  reported
        fireplace  testing results   in  which  larger  wood  pieces produced  a
        higher   particulate  emission   factor,   several   factors   preclude
        generalizing   her  findings  to  the  population  of  fireplaces.   For
        example, her  tests  involved atypically  small wood  charges (most less
        than 2.1 kilograms).  Also,  the  large  pieces stopped burning,  and thus
        burned in the smoldering phase for at  least some time period.  lastly,
        since  the  large  pieces  were  not  completely  burned, their  emission
        factors  do   not   include  the  cleaner  burning   charcoal  phase  of
        combustion.  Thus no  conclusions  can  be drawn at  this  time regarding
        how wood piece size effects fireplace particulate emission  factors.

C.  Trends In Wood Burning Appliance  and  Wood Fuel Use
    The  most  readily  available  information  on trends  In the  U.S.  on wood
    burning  appliances  is  U.S  data  on  sales   of  Residential  Wood  Burning
    devices.   This information, for 1972  to 1982,  is presented in Table III-8
    and  plotted  in   Figure  III-7.    Figure  III-7  shows  annual  sales  and
    cumulative sales  for the 1972 to  1982 period.

    The annual  sales  graph  illustrates the  "boom"  in wood stove sales spawned
    by the  increase  in  conventional energy prices  subsequent  to  the  Arab Oil
    Embargo  of  1973.    Stove  sales  apparently peaked  in  1979.   Despite this
    "peaking", a plot of  cumulative  sales  between  1972  and 1982 suggests that

                                   111-35

-------
        TABLE III-7.  Effect of Log Size on Barticulate Emission Factora
Log Size    Predicted
 (inches)   Emission Factor3
               (g/kg)
Example Log Size
Change From
Resultant %
Emission Factor
Decrease*5
0.5 31.5
1 24.9
2 18.3
3 14.5
4 11.7
5 9.7
6 7.9


2" to 4" 36%
3" to 5" 33%
4" to 6" 32%


A.  From an equation reported by Barnett and Shea, 1981.
b.  Based on estimated emission factors in Column 2.
                                      111-36

-------
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                             111-37

-------
the  number  of  units  In  operation has  continued  to increase,  at  least
through  the  period  for which data  are available.  Figure III-7  shows both
annual sales and cumulative sales for  the 1972  to 1982 period.

Strictly  speaking,  sales  of replacement  units  should  be subtracted  from
cumulative  sales  to estimate  total additional units operating.   However,
assuming  a 10-15 year stove  life, this  correction  should  not be  large,
over the decade shown in Figure III-7.

The total  number of wood  burning units in operation  is a  major determinant
of  total national  KWC emissions.   This has  dramatically  Increased  in  the
last decade,  and  is probably still increasing  (depending upon the rate of
retirement and/or replacement of burning units).

Accompanying  the  growth in  RWC in  the  last decade  has been a  shift  from
fireplace  to woods tove  use  in  some  areas (Nero  and  Associates,  Inc.,
1984).   This  is  probably  because  stoves are generally more efficient  for
space  heating.  However,  more  pollutant  emissions   generally  result  from
this  shift,  especially  where  stoves  are  operated  in an  airtight  mode.
Typical  stoves  produce about  50%  more TSP  and  00  emissions  per unit  of
wood  burned  than   fireplaces  (Table  III-5),  so a   shift  in woodburning
activity  from  fireplaces  to  stoves  results   in  an  emissions  increase
greater  than  that from the growth in wood usage  alone.  For  example, based
on  current  EPA  emission factors (see  Table  III-5; U.S. EPA, 1983b),  if an
area  burns  70% of its  wood  in  stoves  instead of in  fireplaces,  the
resultant TSP and CO emissions are  about 17% higher.

Several  other sources  of  information provide insight into residential wood
usage  trends.   U.S.  Census   data  (DeAngells  et   al,  1980;   Skog  and
Watterson,  1983) on the number of  U.S.  households which use wood  as their
"primary   heating   fuel"   show  that  this  number   decreased   from  about
8,000,000   households  in   1940  to  about  660,000   households   in  1974.
Households using wood  as  the primary heat source began to increase at that
point,   rising   to   an  estimate   2,600,000  households  in   1980.    This
information is shown in Table III-9.
                                111-38

-------
                 TABLE III-9. Trends in Residential Wood Usage
Year

1940
1950
1960
1970
1974
1976
1980
1981
Number of
U.S. Households
Using Wood As
Their Primary
Heat Source

8,000,000a
4,200,000a
2,100,000*
  800,000*
  660,000*
  912,000*
2,600,000b
  NA
Annual U.S.
Residential
Wood Usage
(Dry Tons/Yr)

  NA
  NA
36.432.000C
23,301,OOOC
21.567.000c
28,002,000c
47,543,OOOC
48,215,OOOC
a  HeAngelis et al, 1980.

b  Skog and Watterson, 1983.

c  U.S. Doe /EIA, 1982b.


NA-Not available
                               111-39

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Another  study,  commmissioned  by  the  U.S.   Department  of  Biergy  (U.S.
DOE/EIA,  1982),  estimated  that total  annual U.S.  residential wood  usage
dropped  from 36.4  million tons  (dry basis)  in  1961 to  20.6 million  dry
tons in 1974, and rose thereafter to  48.2 million  dry  tons in  1981.

Residential Coal Usage Trends
Residential  coal  usage accounted for less than 3%  of all U.S. coal  usage
and  less  than 1%  of  all residential energy  usage  in  1980 (U.S.  EPA,
1984b).   No  historical  data  base  was  identified  in  this  study  which
estimated  annual  residential  coal  usage over the  last  20 years.  A 1980
U.S. Department of  Energy Survey (U.S.  D.O.E.,  1982)  estimated that  total
1980  U.S.  residential  coal  usage  was  about  4.5  million  tons,  which
compares  to  the 47.5 million dry tons of wood burned  in the  U.S.  In 1980
(U.S. DOE/EIA, 1982).

Appliance  sales data  from the U.S.  Department of  Census  (see  Table  III-8)
also   indicated   that  residential  coal  usage   is   small   compared   to
residential  wood  usage.   For  the  year   1980,   the  only  year  in  which
separate  estimates  are available for  coal  vs wood stove  appliance  sales,
coal  burning  appliance  sales  only  amounted to  about  5% of  woodburning
stove sales.

Although  there is  no direct measure  available  of historical residential
coal  usage by year,  some  trend  information  is  available on  shipments  of
Pennsylvania  anthracite  between  1955  and  1980.   While these  estimates
include anthracite  used  in sectors  other than the residential sector, they
do  include the type  and  size of coal most  commonly used  for residential
heating.   This data  are  shown in  Figure  III-8.   This  information  shows
that  annual anthracite  shipments  decreased  until 1975,  then  stayed  about
the same  through 1978 and  began to  increase thereafter.

Since  Information  on past trends  in  residential  coal  usage Is  limited,
studies  which  project future  usage  of  coal can be used as an indication of
whether  residential coal usage is  likely to  increase  substantially.  Three
such  studies  reported  by  EPA (1984b)  do  not project  major  expansion  in
residential  coal  usage.    The first,  a U.S.  DOE  report entitled  Energy
Projections  to the Year  2000, projected residential  coal usage  to remain
                                111-40

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    constant  between  1980  and  2000  at  about  4.5  million  tons per  year.  A
    second  U.S.  DOE  report,   1981   Annual   Report   to  Congress,  projected
    residential  coal  usage  to  decrease  by about  30%  between  1980  and 2000.
    The third  study by  the Office of  Technology  Assessment  (1980)  projected
    residential coal usage to double between 1985 and 2000.

D.  Approaches and Methods for Estimating RWC Emissions
    The   following   aspects  of   estimating   air  pollutant   emissions   from
    Residential Wood Combustion (RWC) discussed in  this section are:

    •   Approaches  available   for  quantifying  RWC  wood   usage,  based  on
        household   surveys,   wood   supplier  data,  and   census  and  related
        information;

    •   Translation  of  RWC wood  usage  estimates  into   emissions  estimates,
        including selection and use of RWC  emission factors, and discussion of
        the wide range of such factors In the current literature; and,

    •   Projection  of  future  RWC  emission  levels,  including  discussion of
        various trend factors and a model to project wood usage.

    1.  Quantifying RWC Wood Usage
        The strengths and limitations of  three  approaches to quantify RWC wood
        usage discussed  here are:  a)  direct  surveys  of households;  b)  wood
        supplier Information,  from commercial  and  other  wood  supply sources;
        and, c)  use of  census  data and  related  information about the  use of
        wood for  space heat  in  residences, and  about  the  prevalence  of  wood
        burning heating equipment in houses.

        a.  Household Surveys
            Traditionally, survey methods are used  to measure  any phenomena or
            attitudes  within  an   areawide  population.    Carefully  designed
            questionnaires   are   typically  administered   to   a   judiciously
            selected, random sample of the  population.  Sample  size and degree
            of  randomness  determine  the  accuracy  and  representativeness  of
            survey results.

                                   111-43

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RWC emission  sources  axe households  scattered  throughout an area.
The density  and distribution  of RWC  households can  vary widely,
both   within   a   particular   local   area   and  among  different
localities.  Wood  usage  per household, areawide RWC appliance mix,
                  /
and  other  factors  can  also   vary  considerably among  different
localities (Nero and  Associates, Inc.,  1984).   This indicates the
risk  of  assuming  that:   a)   RWC wood  usage  estimates   from  one
locality  will  be  representative  of another  locality,  even within
the same  state or region;  and,  b) that neighborhood  scale survey
results are  representative of  the larger  metropolitan area.   RWC
wood use surveys are only representative of the population sampled.

RWC  household  survey   questionnaires   should  be   designed  to
determine  as  many  of  the  following  types  of  Information  as
practicable:

•   The fraction of  area households  which burn wood, preferably
    categorized  by type  - e.g.,  single family,  owner  vs  renter
    occupied etc.;

•   /mount  of wood  used  per  household  during  a   heating  season
    (cords),  for major types  of RWC  appliance  - e.g., fireplaces,
    woodstove, fireplace insert, furnace, etc.;

•   Number and type of RWC appliances  in use;

•   Type and source of wood used;

•   Wood storage method, and time seasoned before use;

•   Degree of  home weatherization;

•   Whether RWC is a primary or  secondary  means of space heating,
    or only used  for aesthetic  purposes,  and  whether such usage
    patterns will  continue or change;


                        111-44

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•   Burning  practices  -  e.g.,   time  of  day  when  wood  burning
    occurs,  typical  wood  charge  size   and/ or  piece   size,  and
    whether airtight operation occurs and when; and,

•   Demographic  information  (optional)  - e.g.,  household  size,
    income level, age, location, etc.

The first three  items  above provide the main information needed to
quantify  RWC  wood  usage.   Characterizing   the  amounts of  wood
burned  for  major  RWC  appliance  categories,   and   types  of  RWC
appliances in  use,  is  important,  because some appliances burn wood
more cleanly.

The next  two items  (source  and storage of wood)  provide valuable
indicators of  wood  moisture content, and the origins and costs of
wood  fuel relative  to other  heating  fuels.   The next  two  items
help characterize whether  RWC Is  a primary or supplemental heating
fuel,   and  how  its   use  varies   with   home   weather ization.
Characterization  of the degree to  which  local homes  are  already
weatherized,  local  firewood moisture  content,  and  primary  wood
supply  sources,  not  only helps understand local RWC,  but also may
help design RWC emission control strategies.

The Information  on  burning practices can indicate  how RWC emission
densities are  likely  to vary during a  day  or week.   It can  also
afford  useful   information  on  other   factors  which  influence
emissions -  e.g.,  wood charge  size and piece  size,  and how often
burning devices  are  operated in a  damped down  or "airtight" mode.
Such information is  useful in many ways,  including:   a) selection
of  appropriate  emission  factors;  b)  identification  of practices
that   could   be  targeted   for  attention   in   emission  control
strategies; and,  c)  identification of  "typical" burning practices
to be simulated in laboratory emissions testing of RWC appliances.
                       111-45

-------
Determining whether RWC  is a  major household heating method or an
aesthetic amenity,  and whether households  anticipate  Increased or
decreased RWC  activity,  also helps  understand  present KWC impacts
and  future  trends.   Cross   tabulation  of  survey  responses  with
demographic  information  can  indicate  whether  RWC  activity  is
concentrated  In  particular  population  groups.    This  can  help
understand   local   wood  burning   activity,  and   target  public
information efforts and emission control strategies.

Household RWC  surveys have  been  conducted by  telephone,  by mail,
door-to-door,   and   using  combinations  of   these  methods.   In
general,  telephone  or  other  "in-person"  approaches  allow better
probing  for   desired   Information,  better  control  over  sample
selection  (randomness),  and  better  determination of  respondent
characteristics.  Random  sampling  of the population being surveyed
Is  important  to assure  that  survey results  are representative of
that population as a whole.

Mallback  questionnaires  are  significantly  less  costly,   but  the
sample  size  and  randomness  Is   a  function of   who chooses  to
respond.  Telephone  follow-up to  mailed questionnaires can improve
sample  size  and  probably randomness  as  well.  To obtain optimal
sample  randomness  requires  telephone  interviews,   in  order  to
assure that completed  surveys represent a stratified random sample
-  i.e.,  that  respondents  exhibit  the same  basic  characteristics
(age,  sex,  income,  etc.)  as  the  population  being sampled.  Other
useful  quality controls  Include:   provisions to  assure  access to
unlisted  phone numbers  in  the sample  called,  and  the  ability to
determine the  geographic distribution of respondents, e.g. through
zip codes or other means.

Surveys are  best  conducted  in the  spring,  when  wood usage for the
recent  heating  season   Is   better  known.   In-person  Interviews
should  be  done when  heads  of households are  home — i.e., mostly
In  the  evenings.    Training  and  supervision  of  Interviewers is
important to assure consistency of approach, deal with problems as

                        111-46

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they arise, and  determine  invalid responses.   Pretesting of survey
questionnaires on  a small  sample, say 50  respondents,  is the best
way to  identify  and correct  awkward survey questions or unforeseen
problems, and to complete interviewer training.

Standard  statistical   or   polling  procedures   can  be  used  to
preselect  a  sample  size  that  is  affordable  and meets  desired
accuracy  criteria.   As a  first  approximation, a  random sample of
400  valid  responses  should  provide  survey  results  at  a  95%
confidence  level  (See  Appendix  A).  This size  sample is  a  good
goal, regardless of local  population size, or survey method unless
budget  constraints  dictate  a  smaller   effort.    In  very  small
communities, a substantial  fraction of  the entire local population
could be surveyed,  if resources permit.

Analysis of survey  results should  provide  at  least the first three
of the  following types of wood usage estimates:

•   Number of wood  burning households;

•   Cords  used  per household  -  e.g.,  per   "average" household,
    and/or  per wood burning household, or for any other household
    category  (e.g., single  vs  multiple family  dwellings)  desired
    to help characterize aggregate areawide wood usage;

•   Cords  used per type of RWC  appliance  — I.e.,  fireplaces,
    Inserts, woodstoves, etc.  — Including separate categories for
    advanced design units, or  certified  units in communities which
    require certification of wood burning devices;

•   Cords  obtained   from  each   major  supply   source  —  e.g.,
    self-cut,  commercial purchase, mill residues, etc; and,

•   Cords of each predominant firewood species used.
                       111-47

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    This quantitative  survey information on RWC  wood usage provides a
    comprehensive basis  for estimating RWC emissions,  as discussed in
    subsection two of this section.

    Household RWC surveys have  been conducted  since the mid  to late
    1970s  in  several  Oregon  communities  and  in  Missoula,  Montana.
    Recent surveys  have  also - been  conducted  by  the State of Colorado
    for  seven  communities (T8.C, 1985),  and  by the  State of Idaho for
    Boise   (Edmundson,   1985).    Appendix   A   contains   Information
    developed by  the  State of Oregon on:  household survey design and
    cost;  the use  of  household  surveys  to  develop  RWC  wood  usage
    estimates and emissions inventories; an  example questionnaire and
    cover  letter; information on sample  size  calculation and sampling
    error  for mail back questionnaires;  and,  sample  calculations of RWC
    wood usage and emissions from survey findings.

b.  Firewood Supply Data
    Common sources  of  household firewood  Include:   self-cut wood from
    public or private  lands; purchases  from commercial suppliers; and,
    wood waste  from wood  processing facilities or  construction  sites.
    Information   may   exist   to   estimate  the  amounts  of  household
    firewood usage  originating  from  one or more of  these  supply  routes
    for  a  given  locality.   However,  comprehensive estimation of total
    RWC  wood usage  from  firewood supply data  is  usually not possible,
    due  to difficulty  and/or lack  of various  data  in identifying all
    suppliers.

    The  percentage  of  firewood which is self-cut in an area is usually
    significant.  Much of the  self-cut wood  usage may be estimated
    based  on  firewood   cutting  permit  records  from   nearby   public
    forests.    However,    such   permits   are   usually   not   closely
    monitored.   The best  Information  available  may be  the number of
    permits  issued,  and  a rough   estimate  by  forest  staff  of  the
    average number  of  cords  removed  per permit.
                           111-48

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    Commercial  firewood  sales   from  wood  lots,  or  log  truck loads
    purchased  from  truck  owners,  are  typically  not  a  matter  of
    record.  Private  timber companies may also  allow cutting on their
    land by permit, or  be  a source of wood wastes eventually burned in
    homes.  Even  wood  theft from public or  private  forest land can be
    a significant, unquantified source of firewood.

    In  general,  estimation of  RWC wood  usage  from  firewood supplier
    information  is likely  to  be  time consuming and  would  represent
    only  an  unknown  fraction of  areawide  total  usage.   Where  a  few
    large suppliers account for  most  of the firewood usage in an area,
    and can provide  data,  such analysis could  serve  as a useful check
    on RWC wood usage estimates derived by using other methods.

c.  Census and Related Data Sources
    The U.S.  Department  of  Commerce,  Bureau  of the  Census,  in  its
    decennial national  census estimates:   a) how many housing units
    use wood  as  their  primary  house heating  fuel;  and, b)  how many
    housing units use  "fireplaces, stoves,  or  portable  room heaters"
    as  their  primary  house  heating  equipment  (U.S.   Department  of
    Commerce, 1983).   Another bureau of Census report cross-tabulates
    this   Information  with  other   census  Information  on  housing
    characteristics, including:  location of such housing units inside
    vs outside of central  cities and  standard metropolitan statistical
    areas   (SMSAs); the number  of housing  units  in  a structure,  and
    rooms per housing unit; household income,  market  value of housing
    units, rental payments, year  built,  and heating  fuel  costs (U.S.
    Department of Commerce, 1983).

    Information is also available  from several federal agencies which
    describes the  number  of fireplaces in  new housing built  during a
    given  year   or  period  (U.S.   Department  of  Commerce  and  U.S.
    Department of  Housing and Urban Development, 1981; U.S. Department
    of  labor,  1958).   Annual  shipments  by  manufacturers of  various
    types  of domestic heating  stoves  are also  published  by the Bureau
    of  the Census  (U.S.  Department   of  Commerce,  1982).    Sales  and
    marketing data on  residential wood  burning  devices may  also  be
                           111-49

-------
available  for  an  area  of  interest   (e.g.,   U.S.   Department  of
Energy,  1982a).   A 1982 review of  studies to  estimate residential
wood  energy consumption  discusses  both  direct survey information
and  indirect sources  of  information,  such as  the  census  reports
mentioned above (U.S. Department of Biergy, 1982b).

The use  of census and  other indirect  information  to estimate RWC
wood  use has several  advantages and  some distinct  disadvantages.
The major  advantages  are  that the census  and related Information
already  exists,  and  is   collected  systematically,  providing  an
inexpensive  representative  data  base,  often available on  national,
regional,  state  and local  level.   The  major  disadvantages  are:
such  data  bases  do  not  include estimates  of the  amount of  wood
consumed;  wood  usage is not  apportioned  among categories or  types
of  wood burning  appliances  (e.g.,  stoves,   fireplaces,  inserts,
etc.); wood  usage as  a secondary or  supplemental  heating fuel  is
not addressed at  all;  and no information Is provided on wood  type,
seasoning or other wood fuel  characteristics.

Lack of  information  on actual wood  consumption in census  data  is  a
major barrier to  its use  to estimate  RWC wood  usage, necessitating
development  of  estimation  models  based  on  other parameters  which
can serve  as proxies for wood usage.   One of  the leading examples
of  this approach is  the  U.S.  Department of  Energy  (DOE)  study
referred   to  above  (U.S.   DOE,  1982b).   Figure   III-9  shows   a
schematic  representation  of  the  model developed in the  DOE  study
to  estimate RWC  wood   usage.   It used existing census  and  other
information  to  estimate household  heating requirements (in  Btus),
and   then  how  much   firewood  must   be   burned  (in various RWC
appliances)  to  satisfy these requirements.    This  model involved
many  steps and assumptions as it  estimated  internally such  basic
parameters   as:    the   number   of   woodstoves   in  operation;
distribution of  woodstoves   between   primary  and   secondary use
categories;  and,  the average  wood consumption  per stove.
                        111-50

-------












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-------
    Alternative approaches or  models  for estimating RWC wood usage can
    be conceptualized to try to  take  advantage of the information base
    provided  by census  and other data  sources.   However,  all would
    have  to overcome  key  gaps  in  this information  base with basic
    assumptions which answer the following types  of questions:

    •   How  many  operating wood  stoves  and  fireplaces  exist  in  the
        study area?

    •   How many are  actually  used for  primary heating,  for secondary
        heating, and for aesthetics only?

    •   What is the average wood consumption for  each  of the above use
        categories and appliance types?

    Estimating  such basic  parameters rather than  directly  measuring
    them using  survey methods  runs the risk of introducing potentially
    large uncertainties which can propagate  throughout the analysis.

d.  Comparison of RWC Wood Usage Estimation  Approaches
    The current state-of-the-art approach to estimating RWC wood usage
    is  to  conduct a  telephone   survey  of  a  random  sample   of  all
    households  In  the  study area  of  interest.   Surveys are  the only
    direct  measure  of total RWC wood usage,  since  wood  supplier data
    are  likely  to   provide  an  incomplete picture.   The  major drawback
    to  surveys are their  potential  costs.  These  can  be  mitigated
    somewhat  through   use   of  mailback  questionnaires  (instead   of
    telephoning),   although  the accuracy of  results  may  suffer.  Where
    possible,  readily  available  wood  supplier  data  should  also   be
    compiled, to check the reasonableness of survey results.

    The use of  census and similar information sources to estimate RWC
    wood  usage  should  be approached   cautiously, unless  or  until some
    of  the  fundamental  gaps  in  this  data  base are addressed.   For
    example,  census questions  can be  expanded  to  directly  determine
    wood usage by type of wood burning device.

                            111-52

-------
The  uncertainties  inherent  in   estimating  RWC  wood  usage using
census  and  other  data bases  may be  less troublesome  for  larger
(e.g.,  national or  regional)  study areas—e.g.,  if overestimates
and  underestimates  for  various   sub  areas compensate  each  other.
Table  III-10  compares two  leading examples  of  national  studies
which  estimated RWC wood  usage   at  the state level.  The study  by
the  USDA Forest Service  used telphone surveys (Skog and  Watterson,
1983).   The other  study is  the 1982  U.S.  DOE  Study  referred  to
above,  which used  a model  (Figure III-9) based on census and other
data.

The  latter  study estimated  RWC wood usage in  dry tons.   These are
shown  in the  table and  converted  to  cords  of  seasoned wood,  by
assuming  15%  average  moisture content and  a cord weight of  2850
Ibs.   In  both  studies, statewide wood  use estimates are  divided  by
state   total   households   (wood   burning    and   non-woodbuming
households),  to afford  a  RWC wood  usage per "average"  household
(HH),  in cords  per HH.    Both  studies  refer to  1980-81 RWC wood
usage.

Among  the more  pertinent  observations  from  Table  111-10 are the
following:

•    After correction for moisture content, the  national  total RWC
     wood  use  estimates by  U.S. DOE, and  by  the  Forest Service are
     almost  identical:    36.1 million  and 36.3  million  cords  per
     year, respectively,  for  the 37  states for  which both  studies
     made estimates.

•    Total estimated RWC  wood  usage,  averaged over  all  households
     in  the  nation,  is about  one-half  cord per  year  from both the
     U.S. DOE and Forest Service estimates.
                       111-53

-------
     TABLE  111-10.  Statewide  RWC Wood Use Estimates from U.S. DOE
and the USDA Forest Service (cords/year; 1980-81)
State


1. Alabama
2. Alaska
3 . Arizona
4. Arkansas
5. California
6 . Colorado
7. Connecticut t
8. Delaware
9. Washington, D.C.
10. Florida
11. Georgia
12. Idaho
13. Illinois
14. Indiana
15. Iowa
16. Kansas
17. Kentucky
18. Louisiana
19. Maine
20. Maryland
21. Massachusetts
22. Michigan
23. Minnesota
24. Mississippi
25. Missouri
26. Montana
27. Nebraska
28. Nevada
29. New Hampshire
30. New Jersey
31. New Mexico
32. New York
33. North Carolina
34. North Dakota
35. Ohio
36. Oklahoma
37. Oregon
38. Pennsylvania
39. Rhode Island
40. South Carolina
41. South Dakota
42. Tennessee
43. Texas
44. Utah
45. Vermont
46. Virginia
47. Washington
48. West Virginia
49. Wisconsin
50. Wyoming
TOTALS
U.S. Department of Energy8
Dry
Tons
0.712
0.189
0.272
0.566
2.473
0.569
0.792
0.168
0.015
0.795
0.991
0.399
1.830
1.615
0.171
0.154
1.473
0.382
0.752
1.090
1.085
2.191
1.447
0.625
1.777
0.401
0.091
0.125
0.430
1.112
0.473
2.693
2.819
0.034
2.536
0.874
0.947
3.054
0.141
0.626
0.059
2.089
0.582
0.237
0.347
2.298
1.088
0.958
1.509
0.149

Million
Cordsc
0.59
0.156
0.225
0.47
2.04
0.47
0.65
0.139
0.012
0.66
0.82
0.33
1.51
1.33
0.141
0.127
1.216
0.315
0.63
0.90
0.90
1.81
1.19
0.516
1.47
0.33
0.075
0.103
0.36
0.92
0.39
2.22
2.33
0.03
2.09
0.72
0.78
2.52
0.116
0.52
0.05
1.72
0.48
0.196
0.29
1.90
0.90
0.79
1.25
0.12
39.818
Cords Per
HH4
0.45
1.19
0.23
0.57
0.24
0.44
0.59
0.67
0.05
0.18
0.44
1.02
0.37
0.69
0.13
0.15
0.96
0.22
1.59
0.61
0.44
0.57
0.83
0.62
0.82
1.15
0.13
0.34
1.11
0.36
0.88
0.35
1.14
0.13
0.54
0.65
0.79
0.60
0.34
0.50
0.20
1.065
0.097
0.44
1.63
1.02
0.58
1.15
0.76
0.72
STSOd
USDA Forest
Million
Cords
0.76
—
—
0.85
1.84
0.39
0.44
—
—
0.62
0.73
0.39
1.58
0.86
—
— .
—
—
0.84
0.49
1.07
1.79
0.96
—
1.23
0.26
—
—
0.46
0.41
0.23
2.12
1.92
0.14
2.09
0.57
1.55
2.20
—
0.61
0.22
1.47
1.32
—
0.41
1.76
1.67
0.64
1.28
0.14
36.3T"
Service
Cords Per
HHd
0.56
—
—
1.03
0.21
0.37
0.40
—
—
0.17
0.39
1.21
0.39
0.44
—
—
—
—
2.13
0.33
0.52
0.56
0.67
—
0.69
0.91
—
—
1.42
0.16
0.51
0.33
0.94
0.61
0.54
0.51
1.56
0.52
—
0.59
0.90
0.91
0.27
—
2.28
0.94
1.09
0.94
0.77
0.87
075ld
Source:  Nero and Associates, Inc.  (1974)
a.   From U.S. DOE 1982b
b.   Prom Skog and Waterson,  (1983)
c.   From dry tons, assuming  15% moisture content, and 2,850 Ibs. per  cord
d.   Total cords, divided by  state total households
                                     III-5A

-------
•   However,  for individual  states,  U.S.  DOE  estimates  of  total
    cords  range from  up to  a  factor of  two or  more higher  than
    Forest  Service  estimates  (New Jersey,  Maryland,  New  Mexico),
    to  a  factor  of  three  or  more  lower  than  Forest   Service
    estimates  (Oregon,  Texas,  Washington,  and  North  and  South
    Dakota).

•   The magnitude  and distribution  of  RWC wood  use estimates  is
    noticeably  different  between  the  U.S.  DOE  and  the  Forest
    Service surveys; for example:

    -  In  the  higher  usage  states  -  e.g.,  in  northernmost  New
       England  and  Pacific  Northwest   -   U.S.  DOE  estimates  are
       consistently lower than  those of  the Forest  Service.

    -  However,  in most  of  the  Appalachian and  Southeastern states
       which  have  relatively  high  usage  - e.g.,  West Virginia,
       Virginia, North Carolina and  Tennessee - U.S.  DOE  estimates
       are higher than those  by the Forest  Service.

    -  Overall,   U.S.   DOE   estimates,   corrected   for   moisture
       content,  in Table 111-10 are generally "flatter" than those
       of  the  Forest  Service - i.e., U.S.  DOE estimates are lower
       for  states where  the Forest Service estimates were  high and
       vice versa.

The Forest  Service estimates are probably better, because  they are
direct  estimates,  based  on  a  careful  random  sample  telephone
survey of  actual wood usage  by households.  The U.S. DOE wood use
estimates  are  derived  indirectly  from  a  variety  of  data  and
assumptions  about how household  heating  requirements  may  be  met
with  wood  fuel.  Assuming  the  survey  results  are  more accurate,
Table  111-10  illustrates how indirect methods  based on census  and
other  data  can  produce  estimates  which  are  both  significantly
higher and/or lower than  survey results, due to unintended  bias  or
errors in the use of such indirect data  bases.

                       111-55

-------
        localities which cannot afford the cost  of  doing household surveys
        may have to use  indirect  information sources to  estimate  RWC wood
        usage.    If  so,  every  effort  should be  made  to check  resulting
        estimates against other pertinent  information,  including household
        survey  results  from other  similar  localities.   A recent  national
        study  of   RWC   wood   usage,   emissions   and   ambient   impacts
        investigated the  extent  of RWC  information  in  all 50  states and
        profiled 20  localities in  more  depth (Nero  and  Associates,  Inc.,
        1984).   Table  III-11  summarizes  wood usage  estimates  from  these
        twenty  localities.

        As explained in that report, RWC wood usage estimates, for some of
        these twenty localities, were considerably  more uncertain than for
        others.  Among  the twelve  best  estimates,  RWC wood  usage ranged
        from 0.37  to 1.9  cords  per  "average"  household.   However,  these
        per household  wood usage estimates  appear  to  be  rather sensitive
        to the  total number of households  in the study areas,  which ranged
        from small  mountain communities  to  large  cities,  as well  as  to
        geographic  and/ or  climatological  factors.   Thus,  assuming  that
        site-specific   estimates    could   be    representative  of   other
        localities should be done  with great  caution.

        Accordingly,   there   is   no   substitute   for   local   household
        (preferably telephone) surveys to  determine actual local wood use,
        mix and  distribution  of wood  burning devices,  burning practices,
        and  local  trends.    Such  information   is  the  best  basis  for
        developing  reliable  local  RWC emission inventories,  as discussed
        in  the  next   section.   These   In   turn  are  prerequisites  for
        assessing  RWC  ambient  Impacts   through  receptor  or  dispersion
        modeling as discussed in Section IV of this  document.

2.   Translating Wood Usage Estimates into RWC Emissions Estimates
    Translation of  RWC wood usage  estimates into  corresponding estimates
    of air pollutant emissions is most commonly  done as illustrated in the
    following equation.
                               111-56

-------
               TABLE 111-11,  RWC Wood Usage Estimates for Twenty Localities



Locality, State
1. Waterbury, VT4
2. Western, MA

3. Nashville, TN4
4. Petersville, AL
5. Minneapolis, MN*1
6. Albuquerque, NM
7. Missoula, MT*


8. Denver, CO4
9. Tellurlde, CO*
10. Reno, NY4
11. Las Vegas, NV
12. Fresno, CAd
13. Boise, ID
14. Portland, ORd




15. Medford, ORd



16. Eugene, ORd

17. Yakima, WN
18. Spokane, WN
19. Anchorage, AK
20. Juneau, AK^

Year or
Heating
Season
80/81
78/79d
83/84
81/82
80/81
79/80
1980
76/77
79/80
82/83
83/84
83/84
83/84
83/84
81/82
83/84
78/79
1980
1981
1982
1983
78/79
1981
1982
1983
78/79
81/82
82/83
80/81
82/83
83/84

Total
HHs
1000s
' 0.647
283
281
178
1.2
721
151
21.3
22
23
567
0.671
67.5
103
96
60
_
383
387
390
386
42.7
42.1
42.1
42
66.4
70
21.4
70.9
55.2
2.93
Annual
Total
Cords
1000s
0.929
164.4
60
73.6
1.45
265
104.3
15
32
16-33
347.5
.96
38.6
5.8
42.5
N/A
198.6
262.1
272.7
307
280.2
42.7
62.7
59.6
54.8
56.5
77.1
21.4
1.5
12.1
5.57
RWC Wood Usage
Cords Per
"Average"
HHa
1.44
.58
.21
.41
1.21
.37
.69
.70
1.45
.71-1.43
.61
1.43
.57
.06
.44
N/A
.46
.68
.72
.79
.73
1.0
1.49
1.42
1.31
.85
1.10
1.0
1.58
.22
1.9
Stove
Usageb
(Z)
90(est)
65-70Z
N/A
71%
N/A
76Z
59t
N/A
60Z
83Z
30Z
94Z
49Z
few
2Z
N/A
N/A
40Z
62Z
63Z
63Z
N/A
71Z
78Z
78Z
20Z
68Z
N/A
23Z
N/A
63Z


Comments
door-to-door HHSs
Forest Service HHS
State Agency Estimate
Davidson County HHS
Visual and aerial surveys
From statewide HHS
Questionable survey
Phone and in-person HHS
Phone and in-person HHS
Telephone HHS
Mallback HHS
100Z HHS
Careful HHS
Visual survey; assumptions
Surveyed only SFDs
Still reviewing HHS data
Careful Phone HHS
Mailback HHS
RFP extrapolation
RFP extrapolation
RFP extrapolation
Careful phone HHS
Mailback HHS; RFP
RFP extrapolation
Mailback HHS; RFP
Careful phone HHS
Mailback HHS
Questionable HHS
1 mi.2 area HHS
Limited HHS (60 HHs)
Mendenhall Valley HHS
Source:  Nero and Associates,  Inc.,  1984

a.  Total cords divided by  total  households.
b.  Percentage of total wood use  in  stoves,  furnaces and inserts
c.  Abbreviations:  HHS = household  survey by phone unless other stated
                    SFD = single  family dwelling
                    RFP = reasonable further  progress analysis
                    N/A = not  available
d.  Considered to be among  the more  reliable  of the household surveys due to
    sample size, randomness or coverage of a  high percentage of all households,
    etc.
                                     111-57

-------
RWC Wood  x     Baisslon       x      Conversion     •      RWC Emissions
Usage           Factor                Factor
(kg/yr)         (g/kg)                (Tons/g)              (Tbns/Yr)

Wood  usage  estimates are  typically obtained  in cords  per  year,  or  per
heating  season.   This   estimate  of  the  volume  of   firewood  used   is
converted  to  weight  units  (e.g.,  kg/yr) by  multiplying by  an assumed
cord  weight.   Cord weights  are discussed  below.  Selection  and  use  of
emission  factors,  usually  expressed as  grams of  pollutant  emitted  per
kilogram of wood burned (g/kg) is also discussed  below.

a.  Cord Weight
                                                                     3
    A  cord of  wood  measures  A ft.  X  4  ft.  X 8  ft.  «  128  ft.   in
    volume.   The  weight  of a  cord of  wood  primarily  depends  upon  its
    species   (density),   seasoning  (weight   of  moisture   and    other
    volatiles), and  the  fraction of cord volume  assumed to  be air  space
    vs wood.  Table 111-12 shows how wood density can vary with species.

    A recent  study  (Nero and Associates, Inc.,  1984)  of twenty selected
    localities  throughout  the nation which had  estimated RWC wood  usage
    and emissions, found  that  their assumed cord weights ranged from  955
    to 1,815  kg/cord (Table  111-13).    One  of these  local  studies  (for
    Reno;  Fitter et  al,  1984)  based  its  relatively  low  cord  weight
    assumption  (1,011 kg/cord)  on Its conclusion that  45% of local cord
    stack volume was air space.

    Selection of  an  appropriate areawide average cord weight assumption
    for  a  given locality  can  be  made by  considering the following
    factors:

    •  Areawide average mix of predominant firewood species used locally;

    •  Density  of  this  mix  (kg/ft ),   using  data   such  as in   Table
       111-12).
                            111-58

-------
      TABLE 111-12.   Wood Density and Heating Values for Selected Species
         Species
Douglas-fir

Western hemlock

True firs

Western red cedar

Ponderosa pine

Lodge pole pine

Western larch

Spruces

Red alder

Bigleaf maple

Black cottonwood

Oregon white oak
Density
(dry weight)
(Pounds per
cubic foot)
  28

  26

  23

  19

  24

  24

  30

  22

  23

  27

  19

  37
Higher heating
values
(dry weight)
(Btu per pound)
   9,050

   8,260



   9,700

   9,100

   8,730
   8,000

   8,000

   8,510

   8,170
Source:  (Howard, 1981)
                                   111-59

-------
     TABLE 111-13.   Cord Weights Used  In RWC Studies  In Various Localities

Locality/Region                        Cord Weight Assumed
	                    .       (kg/cord)	


1.  Waterbury, VT.               •        1497

2.  Western Massachusetts                 955

3.  Nashville, TN                        1438

4.  Petersville, AL                      1438

5.  Minneapolis, MN                      1815

6.  Albuquerque, NM                      1100

7.  Mlssoula, Ml                         1489

8.  Denver, CO                           1100

9.  Tellurlde, CO                        1100

10. Reno, NV                             1011

11. Las Vegas, NV                        1100

12. Fresno, CA                           1815

13. Boise, ID

14. Portland, OR                         1588

15. Medford, OR                          1588

16. Eugene, OR                           1800

17. Yaklma, WA

18. Spokane, WA                          1588

19. Anchorage, AK                        1444

20. Juneau, AK                           1466
Source:  Nero and Associates, Inc., 1984
                                     111-60

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    •  Volume of wood In a typical local cord (ft  of wood per cord).

    Alternatively, cord  weights  used by another  similar locality can  be
    assumed to be applicable.

b.  Selection and Use of RWC Mission Factors
    Measurement  and  interpretation  of  emission  factors  for woodstoves
    and  fireplaces  is  undergoing  development  and  change.  Reasons for
    this   include:    a)   the   relatively   recent   (last   5-10  years)
    recognition  of RWC as a potentially  significant pollution source  In
    many   localities   (Nero  and   Associates,   Inc.,   1984);   and,   b)
    subsequent  efforts  to  develop  new technology  intended  to  reduce
    emissions  from  RWC   appliances  -  e.g.,  catalytic  combustors,  and
    various advanced design woodstoves.

    Table  III-5  summarized woodstove and  fireplace  emission factors for
    sir  criteria  pollutants,  from  EPA's  Compilation  of Air  Pollutant
    Bnlasion  Factors  (AP-42; U.S.   EPA, 1983b).   These  were EPA's best
    estimates, based  on  test results  available several  yeaxs  ago.   EPA
    assigned these an emission factor  rating of "C", Indicating that the
    testing  data  base   available  was  "average"  at  best,   due  to  the
    limited  number  of  tests  and   source  types  tested.  The  woodstove
    emission  factors  were father  qualified  in AP-42  as being  based  on
    burn rates of  3 kg/hr or  less.  EPA noted  that decreased emissions
    could occur  at higher burn rates.   EPA also noted that the available
    data referred to tests using primarily oak, fir and pine woods, with
    moisture contents ranging from 151-35%.

    The  variety  of  conditions  and emissions  test  procedures  used   in
    studies  to  date has  been a  major  factor  contributing  to  the wide
    range  of woodstove  and fireplace  emission  factors In  the  current
    literature.     For   example,   Table   111-14  compares   current   EPA
    woodstove  and  fireplace  emission  factors  for  two  pollutants  -
    particulates and  carbon monoxide-wlth the range  of comparable  RWC
    emission  factors  used or  cited  in  recent  RWC  studies  conducted  by
    twenty localities around the nation (Gay et al, 1985).

                           111-61

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               TABLE II1-14.   Comparison of EPA BalsaIon Factors
RWC Appliance,
Pollutant
Woods tove, TSP
Fireplace, TSP
Woods tove, CO
Fireplace, 00
With Range of
EPA
Emission
Factor*
(g/kg)
21
14
130
85
Literature Values
Range of
State/Local
Emission Factors
(g/kg)
5-62.5
2-25
50-180
9-150
i
a.  AP-42 (U.S. EPA, 1983b)
Source:  Gay et al,  (1985)
                                   111-62

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For  the  most  part,  the range  of  emissions  factors  shown  reflect
substantial  variation  in  published  test  results.   This  in  turn
reflects  the  lack  of  standardization   of  RWC  emissions  testing
procedures.    However,   underlying   uncertainty   about   "typical"
household  wood  usage  and  burning  practices hinders  design of  RWC
emissions  testing  procedures  which  are  representative  of  actual
household practices.

Conversely,  the  emissions testing  conditions employed in  laboratory
studies  may  or   may  not  seem  representative  of  actual  household
practices  to  agencies  who  need  to  select  RWC  emission  factors
appropriate  for   their locality.   For example,  in a  study  several
years  ago,  Montana scientific and  regulatory personnel  reviewed  the
literature and selected TSP and  CO emission factors for fireplaces,
woodstoves and residential  furnaces which  they  believed were  "more
generally  representative of  common  burning  practices  in  Missoula,
Montana"  (Steffel,  1983).    These  were  slightly  to  substantially
higher  than  the   EPA emission factors  in Table  111-14,  including  a
TSP  emission  factor  of  62.5  g/kg  for  woodstoves  operated  in  an
"airtight" mode.

Development  of RWC emissions inventories using the general  equation
above will become more complex, as  the  variety of RWC appliances  in
use increases.   The  ongoing  development and sales of advanced  design
appliances  should  increase  the  difference   in  average   emissions
performance  between newer and  older  appliances.   Accordingly, wood
usage estimates  should  be broken down by category of burning  device,
In order  to  select  appropriate  emission  factors  for each  category.
At  a  minimum,   wood   usage  should  be  estimated  separately   for
fireplace and  woodstove categories.   These  could  then be multiplied
by EPA's  fireplace and  woodstove emission  factors  (Table  III-5)  to
afford  a basic  RWC  emissions   inventory.   Fireplace  inserts would
generally be Included in the woodstove category.
                        111-63

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As use of  catalytic and  advanced design non-catalytic RWC appliances
becomes  significant,  their  wood  usage  and  emissions  should   be
estimated  separately,   because  their  emissions  factors  will   be
substantially  lower than  the  current  EPA  factors in  Table  III-5.
Similarly,  if  stove  wood  usage  in  an   "airtight"  mode   can   be
separately  quantified,  higher  emissions  factors  may  be appropriate
for this category.

As indicated  in  the previous  section, reliable  estimation of  local
RWC  wood  usage  by type  of  burning  device,  generally  calls  for
household  surveys in the community of interest.   Today, such  surveys
should include  questions to determine  both  the present and  possible
future  mix of  RWC  appliances.  This  would  help to  determine  the
number  and type  of wood  usage  categories   for  which  separate RWC
emission factors are needed.

More test  data  and  better RWC  emissions  factors  should be available
in  the  near  future,   as  EPA  develops  a   New   Source  Performance
Standard  (NSP3)  for woodstoves,  and  updates  its  AP-42 RWC  emission
factors,  and states  or  localities  Implement testing/certification
programs   for   RWC   and   applicances.   Meanwhile,  state  or   local
agencies may wish to better account for their changing RWC appliance
mix in  estimating both present and future RWC emissions.  They,  may
be  able  to  utilize  the  growing  body  of   results   from  woods tove
testing and certification programs operated  in such states as  Oregon
or Colorado.

For  example,   Appendix  B,  Section   Ib  contains a   summary  sheet
describing  the   first   nine  woodstoves  certified  under   Oregon's
program.   However,  Oregon's emissions  testing results are expressed
in grams/hour,   and are weighted averages of  several tests conducted
over the  full heat  output range of each appliance, using Douglas  Fir
as fuel.   Other localities which use  similar wood fuels may  be able
to utilize some of  the individual test results e.g., at heat outputs
                        111-64

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    consistent with their  climate  and  space heating demands.  From  these
    results they  could estimate  RWC emission  factors  in grams/kilogram
    of wood burned, for appliances of special interest in their areas.

    This  level  of  effort   in   estimating  RWC  emission  factors   for
    different types  of RWC  devices  is not warranted to  obtain  a  first
    approximation  of  RWC  emissions.    However,  it may  be  useful   in
    projecting  future   RWC  emissions  levels,  for  areas  in  which a
    significant  transition   to   much  cleaner   burning  appliances   is
    anticipated over time.  Under  such assumptions, AP-42  RWC emission
    factors could  substantially  overpredict  future RWC emissions.   The
    following  section  discusses  projection of  future  RWC  emissions   in
    more detail.

    Another   factor  that   may  have   to   be   considered  In  selecting
    appropriate local  RWC  emission  factors  la  altitude  (elevation  above
    sea level).   Recent preliminary findings  (Shelton,  1985)  have been
    interpreted  by  others   (Oregon  DEQ,   1985)  as  indicating   that
    particulate and  carbon  monoxide emissions  from both  catalytic  and
    non-catalytic woodstoves  tested  in Sante  Fe,  New Mexico (elevation:
    7,300 feet above sea level) average about twice

    as  high  as  emissions  compared to the  same  wood stoves  tested   in
    Portland,  Oregon (elevation:  75-100 feet above sea  level).   If  these
    results  are  confirmed  by  more  testing,  they  will  represent a
    significant  consideration  for   higher   altitude   communities   In
    selecting appropriate  RWC emission  factors, as  well  as for  EPA  in
    revising   AP-42.    This   development  is   consistent  with   EPA's
    development of   different vehicle  exhaust  emission  factors  for  use
    in higher altitude  states, principally in the Rocky Mountains.

3.  Projecting Future RWC Emissions
    Projecting  future  RWC   emissions  levels  typically   begins   by
    estimating  RWC  wood   usage   and  corresponding  emissions  for  some
    appropriate baseline year, using approaches such as those described
    in  the  previous  two  sections.   Baseline  emissions  can  now   be
    extrapolated  Into  the  future using  various  trend  factors - e.g.,
                           111-65

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anticipated growth  (or decline) in  the population or  the number  of
households  in  the  area  of interest.   Alternatively,  baseline RWC
wood  usage  can be  extrapolated to  future years  and  converted  into
corresponding RWC emissions.   Subsection (d) below describes a model
used  for this purpose.

A common approach  is  to first  estimate areawide total RWC emissions
in  a  baseline  year,  using the  total number  of occupied households
multiplied  by  the  average RWC  emissions per household.  Then, local
planning  agency projections   of  future  changes  in  the number  of
areawide households can  be used  as a trend factor  to  extrapolate
estimates  of  future  RWC  emissions,  assuming   that   emissions  per
average  household  will   remain  constant.   Important   factors   to
consider in this basic approach  include  the  following:

•  If  possible, the  baseline  year should  be  one  for which RWC
   emissions are measured directly using a household survey.

•  Emissions estimates  for  all years should be normalized to account
   for year-to-year changes in the severity of winter weather, using
   local heating degree day data.   Future projections should assume
   a   long   term  average  weather   severity,   or  heating  demand.
   Significant  changes in  household weatherization  levels  overtime
   could also affect heating demand.

•  Projected changes  in the number of households  should  consider any
   local trends in average household  size  (persons  per  household).
   A  decreasing trend  in  the  number of  persons  per average household
   will  mean the total number  of households will increase  somewhat
   faster than  projected general population  Increases.

•  RWC emissions per  average  household will tend  to decrease, due  to
    improvements in woodstove technology.

•  RWC emissions  per average  household will  increase if households
    In an area   shift  from fireplace   to  woodstove  usage  for  home
   heating-e.g., through conversion  of  fireplaces  with inserts.
                        111-66

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•   Increases in RWC activity  in  a community will tend to level  off as
    the  number of  households  willing to  incur  the  inconvenience  of
    heating with wood is approached.

•   Future changes  in the  relative prices  of  wood versus  alternative
    heating  fuels  (gas, oil,  and electricity)  should  affect RWC  wood
    usage trends.

a.  Normalization Based on Heating Demand
    A  reasonable  assumption   Is  that the  amount  of  wood  burned  for
    household heating  in  an area will vary from year to year with how
    cold  the weather  is,  other  tilings  being  equal.   Seasonal  total
    heating  degree  days (HDDs) are a  common measure  of  the relative
    coldness  of  a  heating  season.   HDDs are  based on  an  assumption
    that  household  heating demand  beings when  the mean daily  outdoor
    temperature  drops  below   65  degrees  Fahrenheit.   Thus, a  day  on
    which  the  mean   temperature  was  50  degrees  Fahrenheit   would
    contribute 15 degree days  to  the  seasonal total.

    The  National  Weather Service publishes Local Climatological  Data
    Summaries  for  many localities, which include heating degree  days.
    A  long term (30-40 year)  average  of total  annual heating  degree
    days  should  be used  to represent  an average  or  "normal"  heating
    season.   RWC  emissions estimates for the  baseline year should  be
    normalized prior  to extrapolation to  future  years.   For example,
    if  the baseline  year  had 10% more  heating degree days than  the
    long  term annual  average,  its  RWC  emissions estimate  would  be
    normalized by Increasing it by 10%.

b.  Factors Affecting Average  Wood Usage  And Emissions  Per Household
    Table  III-ll  in  Section   D.l.d  above summarized estimates  of  RWC
    wood  usage for  twenty  localities around   the nation.   Three  of
    these  localities  had conducted several  household  surveys  over  a.
    period of  years.   These  all  indicated  a  shift from  fireplace  to
    woodstove usage, with woodstoves  eventually accounting  for a  large
    majority  of  total  areawide wood  usage.  This  Is  understandable,
    since  stoves  are  generally  more effective  than  fireplaces  for
                            111-67

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    space heating.   However, since  wood stoves  emit  on  average about
    50%  more particulates  and   carbon monoxide  than  fireplaces  (per
    unit  of  wood  burned;  Table  111-14),  a shift  from fireplace to
    stove  usage  Increases   total  RWC  emissions  in  an  area,  other
    factors  remaining  constant.  This also  illustrates why  RWC  wood
    usage and emissions  should  be estimated separately for woodstoves
    and  fireplaces  first  and  then  combined  to  estimate  total  RWC
    emissions.

    One factor that is changing,  and  which should decrease average RWC
    wood  usage  and  emissions  per  household,  is Improvement  in  wood
    burning  appliance  technology.    Cleaner  burning  woodstoves or
    fireplaces,  which  emit  less  pollutants  per unit  of wood burned,
    generally also consume  less  fuel  (i.e.,  are more fuel  efficient
    per unit of heat delivered.  As  discussed  in Section  III.B  above,
    emissions  testing has   demonstrated  that  most   catalyst   equipped
    woodstoves,   and  some  advanced  design  non-catalytic  stoves,  are
    capable  of  emissions  rates  anywhere from  two to  ten  times lower
    than the average of stoves currently in use.

    If and when the use of such cleaner burning RWC appliances becomes
    more  commonplace,  the  effects on areawide  RWC  emissions  can be
    estimated  in  several  ways.    If  the  changes  over  time  in  the
    fraction  of  total wood  usage  in such  advanced  design appliances
    can   be   estimated   (e.g.,   based   on  household   surveys,   or
    installation   permit   trends),   their   future emissions  can be
    separately   projected,   using   appropriately   lower   emissions
    factors.   A cruder approach would  be to  simply reduce  estimated
    RWC   emissions   per  household   for  future  years,  to   represent
    increasing usage of cleaner burning appliances.

c.  RWC Trend Factors - Short Term
    As Indicated  in Section  III. C,  RWC wood usage on a  national basis
    decreased  substantially  between  1940  and  the early 1970's,  then
    sharply  increased  as   the  oil   prices  escalated.    It  may be
    gradually  plateaulng  in  the  1980's  as  a  national   phenomenon,
    although  for  particular  communities,  the  trend  may be  different.
                           111-68

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Projecting  future RWC  emissions in view of changing RWC trends can
be  difficult,  and large  errors can be  costly  - e.g.,  in  terms of
inappropriately   targeted   emission   control   strategies.    For
example,  Figure  111-10  illustrates why RWC particulate  emissions
projections  helped  change  the particulate  control  strategy  for
Portland,  Oregon from  primary emphasis on  industrial sources  to
increased  emphasis  on residential woodstoves.   Further industrial
particulate  controls were  estimated to cost  $10,000 per  year per
ton,  by the  State  of Oregon.   This was  determined  to be a  much
more  costly  and  less  effective  means of  attaining  particulate
standards in Portland  (Seton, Johnson and Odell, 1980).

The  basic  approach  described  at  the  beginning  of  this  section
could utilize  projected household or  population growth as  a  trend
factor  to  estimate future  RWC  emissions.   However, RWC trends may
not  parallel population  or household  trends  -  especially if  the
community  anticipates  expanding RWC activity due to  other  factors,
such  as rising  costs of  competitive heating  fuels.  This  calls for
other   (than   population   based)   trend   factors   capable   of
representing  whether   the  community   is   likely   to   experience
increasing,  level or  declining RWC wood  usage in  the future,  or
possibly a combination of these phenomena.

A  study conducted  in  1981-82  for  U.S.  EPA,  Region X,  examined
various  trend  factors  for projecting wood  fuel  use  for  three
cities  in  the  Pacific Northwest  - Portland,  Oregon;  Seattle  and
Spokane,   Washington   (U.S.  EPA,   I984b,   Task  3).    Short-term
(through  1985)  and  long-term  (through 2000)  treads  in RWC  wood
usage were considered.   Long-term trends were estimated  using  an
economic model  discussed at  the end of this  section.   Short-term
trend factors considered Included  the following:

•  Direct data on firewood  use, including:
   -     Volumes  of  firewood removed from  public  and  privatelands
         under firewood cutting permits
   -     Household survey findings

                       111-69

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            12 -I
4)
a


c   10
o
             8-
        0)

        o
        •3
        9)

        e
        Ul
        
-------
•  Indirect data on firewood use, including:
   -     Sales of wood burning appliances
         Census data

•  Direct  measures  of  RWC  ambient  impacts,  based  on  chemical
   tracers for RWC contributions to  particulate  levels

•  Indirect measures  of  RWC ambient  impacts, based  on other  air
   quality measurements  including:   nephelometer light  scattering
   coefficient   (b     );  coefficient   of   haze;  soiling   index;
                  SCclt
   benzene  soluble  particulate  extractions;   organic  and   total
   carbon measurements on particulate (HL-vol) samples.

Most of  these factors  were not used due to an  inadequate  database
- e.g.,  too few years of data  for trend analysis, or  data gaps-or
too  indirect   a linkage  to  RWC wood   usage.   The  following  two
short-term trend factors were  used,  primarily  because  there  was
more data available on them.

•  Volumes  of  firewood  (cords/year)   removed   from   the  nearest
   national forest(s); and
   Average    heating   season    nephelometer   light    scattering
   coefficient    (b    ),
   meteorological effects.
coefficient    (b     ),    normalized    for    temperature   and
Estimated  volumes  of firewood  removed from the national  forest(s)
nearest  to  each city were based  on the number of firewood  cutting
permits  issued,  and  forest  staff estimates of  the  average number
of cords  of wood taken by each permittee.    This represented  only
an unknown  fraction of  the area's  total  RWC wood usage.  However,
few   databases  suitable  for   trend  analysis   were  available.
Accordingly,  it was assumed  that  trends  in  this  data  would  be
representative of areawide RWC  wood  usage trends.

Light  scattering data were plentiful,  but  also had some  drawbacks
as an  RWC  trend indicator.    For example,   while  light scattering
                       111-71

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measurements  are  used In  RWC analysis because  they are  sensitive
to fine  particulate emissions,  sources of  fine particulate other
than  RWC may  often be  present  -  e.g.,  other  combustion  sources
such  as  forest fires.   To  minimize such  interference,  only  data
collected  during  the  "heating season" (October-March) were used,
when RWC impacts would peak,  and the influence of many potentially
interfering  sources would be  absent or minimal.  Monthly  average
b      data  were  also  normalized  for  year-to-year  variations  in
 8 C£lt
temperature  (using  heating  degree  days)  and  wind  speed, since
b      levels  can   be  influenced by such  meteorological  factors.
National  Weather  Service  data  were used  to  normalize b    .  data,
                                                         scat
as described previously.
Table  111-15  summarizes the  short term trend estimates  calculated
using  the  two trend  factors.  Overall, the  recent annual  average
rate  of increase in  both  factors had  been between 6%  and  8%.
Accordingly,  RWC  wood  usage  was  assumed  to  increase  by 6-8%  per
year, as a short term trend.
Neither  of  these  trend  factors  was ideal  for  projecting RWC  wood
usage.   However,  they  illustrate  how  local  data  can  be  used  to
help  gauge  short term RWC  trends.   The  next  section discusses
estimation of long term  trends.

long Term RWC Trends
Long  term  trends  analysis  Is   more  uncertain   than  short-term
projections,  because   more  unforeseen  events  can   occur  which
undermine key assumptions.   For  example,  few could have predicted
the Arab Oil  Embargo  of 1973, which triggered rising  energy prices
and associated  increases in  RWC wood use  as an alternative  means
of household  heating.

The   simplest  approach   to   long-term  projections   is   to   use
anticipated  population  growth  as  the  trend  factor.   This  is  not
necessarily  the  best  trend  factor for projecting  RWC wood use or
emissions, as discussed above.   However, it  may be suitable for a
first  approximation,  and population growth forecasts  are generally
more readily  available  than data  for other RWC trend  factors.
                        111-72

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             TABLE 111-15.  Summary of Short Term Trend Estimates


Short Term                         Heating Seasons
Trend Parameter;                   Trended               Estimated Annual Aver.
City                               (No. of Seasons)      Rate of Increase (%)

A.  Firewood Volume Removed
    from Nearest National
    ForestCN.F.)

    1. Seattle, Washington
       Mt. Baker/Snoqualmle N.F.
                                   1975-80 (5)              7.8-7.9

    2. Portland, Oregon
       Mt. Hood N.F.               1976-81 (6)              6.5

    3. Spokane, Washington
       Colvllle N.F.               1977-80 (4)              5.7

    4. Spokane, Washington         1977-81 (5)              7.2-7.3
       Idaho Panhandle N.F.

                             \
B.  Heating Season Average
    Light Scattering Coefficient
    (Bscat)

    1. Seattle, Washington         1978-81 (3)             7.9

    2. Portland, Oregon
          a. CAMS Site             1988-81 (3)             5.7
          b. Cams Site            1978-81 (3)             5.6
Source:  U.S. EPA  (1984b; Task 3)
                                     111-73

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Several published  studies  have projected long-term future RWC wood
use through  the  year 2000 or  beyond  (OTA,  1980; USFS, 1980; SERI,
1981;  Booz,  Alien  and  Hamilton,  1979;   Bradburd  et   al,  1979;
Onisko,  1980;  Marshall,  1981).   Marshall's  report  includes   a
review of  the  other  studies  listed here.  Aaother report prepared
for the U.S. Department of Energy includes a literature review and
critique of  a number of  studies of historical  RWC wood use  (U.S.
DOE/ETA,  1982b).   All  of  these  studies  estimated  the  amount  of
fuelwood consumed  as a  product  of a number  of  households burning
wood and the average fuelwood consumption per household.

A  more sophisticated methodology is  Marshall's development  of  a
systems  dynamics  model  to  forecast  RWC  wood usage   (Marshall,
1981).   This  model  projects  wood usage  based on  estimated  cost
differentials  between   heating  with  wood  versus  heating  with
alternative  fuels.  Model  input requirements  include  local  price
forecasts   for  conventional   fuels  -   usually   from  utilities
or regulatory  bodies -  and for wood.  The latter were estimated  by
extrapolating   historical  wood   prices,   in   consultation  with
knowledgeable  wood suppliers.

Marshall's   model   also   takes   into   account   several  important
factors,  including:  a)  the  effect   of  self-cut  wood,  and  the
inconvenience  of  heating with  wood,  on  peoples'  perceptions  of
their  wood  heating  costs;  b)  the  likelihood  that,   as market
penetration  by wood  for  space  heating increases,  further market
penetration    is   more    difficult,   because   the   easiest   wood
installations  will occur  first; and,  c)  the  likelihood that  wood
heating  installation costs  will increase,  as  the more  convenient
installations  are  completed,  or that air  pollution from RWC  will
result in  new regulations which increase RWC costs.  A  shortcoming
of this  model is that  competing demands for firewood supplies  are
not  simulated - e.g.,  utilization  of  potential firewood  supplies
in woodrfired  power plants or co-generation facilities.  This  will
not   be  a   problem  unless   firewood   supplies  are   significantly
limited.
                        111-74

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Marshall's  model was  modified and  used in  the  study referred  to
above to  forecast RWC wood usage in three Pacific  Northwest cities
through  the year 2000 (U.S.  EPA,  1984b; Task  3).  The  model  was
calibrated  using available  information  about actual wood use  from
household  surveys,  then used  to  predict future  RWC wood  usage  at
(five)  5 year  intervals.    Table  III-16 summarizes the  resulting
wood  usage   estimates,   and   their  conversion   to  corresponding
particulate emissions.

Increases  in  RWC wood  usage were projected  for  all three cities.
Fireplace  wood  usage  declined while  stove  wood usage  essentially
doubled  in all  cases.  Future wood usage  in stoves  substantially
exceeded   fireplace   usage   in  Portland,   but    fireplaces   were
projected  to  use more wood than  stoves in  the  other two cities.
However,  this may have been due  to  the lack  of  areawide household
survey  data on  actual wood usage  in the latter  two cities.   The
only  survey in  these cities  at  that time was  of  one residential
neighborhood area of  one square mile.

As  expected,  estimates generated  by  this model  were sensitive  to
the changes in  fuel price  assumptions.  The  basic  assumptions  used
included  an approximate doubling of  the real cost  of oil,  gas  and
electricity prices  between 1980-2000.   Based  on  utility  forecasts,
about  a 50%  increase  in  real cost was predicted for wood  fuel.
Changing  the  assumed  wood price increase  from  2% per year to  5%
per year resulted in  a net decrease  in projected RWC wood usage,
as expected.

Such a model was found to  be the only tool currently available  for
assessing  the  effects  of   future  fuel  price changes  on RWC wood
usage and emissions.   Calibrated models of  this type could  be used
to test  some  of the RWC control  strategies  discussed in  section V
of   this  report;   e.g.,    to   estimate  RWC wood  use  changes
attributable  to weatherization of  houses  to lower their  heating
requirements,  or  incentives  for  installing cleaner  burning  RWC
appliances which would  lower RWC costs.

                        111-75

-------
   TABLE 111-16.   Best Estimate Projections  of  Residential Wood  Fuel  Use
                  (1Q3 cords/year)  for  Portland,  Seattle  and  Spokane
                  (1980-2000)  and Corresponding Particulate Emissions
                  (10-* tons TSP/yr)
         Stove/Furnace      Fireplace         Total     Total Particulate
Year      Wood Usage       Wood Usage      Wood Usage       Emissions
     Portland Metropolitan Area

1980         150               190             340               9.3
1985         240               190             430              12.8
1990         240               170             410              12.5
1995         300               150             450              14.5
2000         340               140             480              15.9
     City of Seattle

1930          45                110              155                3.7
1985          85                100              195                5.1
1990          85                100              195                5.1
1995          90                100              200                5.3
2000          85                100              195                5.1
      Citv of  Spokane

 1980          28                93             121               2.7
 1985  '        42                84             126               3.1
 1990          45                81             126               3.2
 1995          51                78             129               3.4
 2000          54                75             129               3.4
 Source:  U.S. EPA (1984b;  Task 3)
                                    111-76

-------
                    IV.   CHARACTERIZING RWC AMBIENT IMPACTS

In this section, steps  essential  in characterizing Residential Wood Combustion
(RWC)  ambient  Impacts  are  described  and  discussed.   The  best  available
quantitative estimates  of  fine particulate  ( < 2.5 urn) matter  ambient impacts
attributable to RWC  for twenty locations around the  nation,  are summarized in
Section IV.A.   The field  monitoring considerations, necessary  for evaluation
RWC ambient impacts,  are discussed in Section IV.B.  The  two major approaches
to  data  interpretations,  receptor  modeling  and  dispersion  modeling,  are
discussed in  Sections IV.C. and IV.D.,  respectively.   Their  theoretical basis
and example applications to RWC impact assessment are  discussed briefly.  For
further explanation  of  methodology and example  applications,  readers  should
refer to references cited.

A.  Summary of Ambient Impacts
    1.  Introduction
        The  use of  wood   for space  heating  has  increased  throughout  the
        nation.  The  corresponding  ambient  impact  due to this  increase  in RWC
        has been  measured  or estimated  in a  few  metropolitan areas.   This
        section summarizes  the available data  on such RWC ambient  impacts for
        twenty localities.

        Adverse  air  quality  Impacts  are  one   of  the  major  deterrents  to
        expanding RWC as a  biomass  energy  resource.   RWC has  been suspected of
        contributing  significantly  to ambient  levels  of fine mass,  Carbon
        Monoxide  (CO),  and   benzo(a)pyrene  (B(a)P).   Reasons  for  special
        concern  with  RWC  emissions  are   their:   1)  location;  2)  size  of
        particles being  emitted; and,  3) chemical  composition.   Because  RWC is
        a localized area source, with  a  low plume  rise,  it exposes residential
        populations  to  elevated   concentrations   of   the  above  pollutants.
        Because most  of the RWC emissions  are  In the fine size fraction, RWC
        also  impairs  visibility,   is  inhalable  into  the  lungs  (potentially
        affecting  health),  and   contributes to   the  proposed  size  specific
        (PM.g) particulate  standard (Federal Register,  March 20,  1984).   RWC
        emissions are also  rich in  many  gaseous and  particulate organics, some
        of which are known mutagens, carcinogens and irritants.
                                   IV-1

-------
2.   National Summary
    Available information regarding RWC  impact  on  air quality was gathered
    from  literature,   researchers,  and  state,  local and  federal  agency
    personnel  working  in  this  field.    The  information  was  reviewed,
    synthesized and tabulated for this document.

    Localities   included   in   this   section  were   selected   based   on
    availability  of   experimental   quantitative   ambient   impact   data.
    Localities  where   RWC was   suspected   to have   large  ambient  impact
    without  experimental  data,   are  not  included  in this  section.   Table
    IV-1   summarizes   the  RWC   ambient   impact   on   fine   particulates
    documentable for  twenty localities.   Tables  IV-2  and IV-3  summarize
    the  carbon  monoxide  and  benzo(a)pyrene  levels measured during  the
    studies included in Table IV-1.

    Detailed profiles  of  (17) of  the localities  included in  Table IV-1,
    are given  in a report entitled  "A National Assessment of Residential
    Wood  Combustion Air  Quality  Impacts",  (Nero  and  Associates,  Inc.,
    1984),  recently  prepared   for EPA's   Office  of Policy  Analysis  in
    Washington,  D.C.  (EPA Contract  No.  68-01-6543;  Project  Officer,  Ms.
    Sidney Worthington).

    Headings in  the summary Table IV-1  are self  explanatory  for the most
    part.  The second  column lists the location of  the  air quality impact:
    study while  the third column includes  both  the number of field samples
    and  sampling  period  for   the  study.    The   sampling  site,  and  the
    surrounding  land  use  classification are listed in column  four.  The
                                                            3
    average  RWC  impact on  fine  mass in  percent  and   ug/m   is  given in
    columns  5  and  7,   respectively.   The  average  fine  mass  measured in
        3
    ug/m   for  the study  period   is given in   column 6.   The  24-hour
    maximum  RWC  impact   in   ug/m    is   included   in  column   8.    The
    corresponding  concentrations  of   particulates with  10  or  15  micron
    diameter  (PM,Q or PM,e),   and   total  suspended particulates   (TSP),
    are given  in columns  9 and  10,  respectively.   The  references for the
    study, from which the  data were obtained are included in column 11.
                                IV-2

-------



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-------
Critical  comments  regarding  the  data  set  referenced are  included in
the   last   column.    This   column   is   especially  important   for
understanding the  data limitations.  Abbrevations  and  footnotes, also
essential in  understanding values in  the  table, are given at  the end
of the Table.

Based  on the critical evaluation  of  available information,  the best
available  KWC  ambient  impact  estimates  on  fine  particulates  and
corresponding   measured   benzo(a)pyrene  (B(a)P)   concentrations  are
summarized in Table  IV-4.  This  table shows a  preliminary picture of
RWC  impact  for the  various geographic locations  studied.   The RWC
impact on fine  mass  was  calculated based on one of the many available
techniques   discussed   in   Section   IV.C.    The   measured    B(a)P
concentration   listed  in Table  IV-4  may not  necessarily  be  from RWC
activities alone.

Unless otherwise noted, fine  mass results  refer to analysis of samples
of particulate  smaller than 2.5 micro meters  (urn)  in diameter.   Where
samples  with other  particle size  ranges  were analyzed  (e.g.,   PMins
PM,e,  or TSP),  the mass  fraction attributed to RWC  was  assumed  to be
less  than 2.5  urn  in size.   This  assumption Is based  on the Portland
Aerosol  Characterization  Study  findings  by  Cooper and  Watson  (1979)
and  similar  findings  from  other  studies   (Muhlbaier,  1982;  Rau and
Huntzicker 1985;  and,  Core  et  al, 1984)  which indicate  that  most of
RWC emissions (over 801 to 90%) are less than 2.5 urn  in size.

Benzo(a)pyrene  (B(a)P) measurements were available  for less than half
of  the  localities.  No  locality  had  collected carbon monoxide   field
samples  for  direct analysis for RWC impact  — e.g., using  radiocarbon
measurements  — although  several  were considering  doing so.  Several
localities  had  indirectly   analyzed  CO  data  for  RWC   impacts,  as
discussed below.
                           IV-8

-------
            TABLE IV-4.
        of RWC Impact on Fine Mass and
Measured Benzo(a)pyrene Levels at
Selected Locations
No.
1
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
Location
Waterbury, VT
Western MA
Nashville, TN
Petersville, AL
Albuquerque, NM
Missoula, MT
Denver , CO
Telluride, CO
Reno, NV
Las Vegas, NV
Boise, ID
Portland, OR
Medford, OR
Yakima, WA
Spokane , WA
Seattle, WA
Tacoraa, WA
Longview, WA
Anchorage, AK
Juneau, AK
Study
Year
81-82
81-82
83
81
82-83
83
78
80
83-84
83
80-81
77-78
79-80
80-81
80-81
81
81
80-81
81-84
81-82
RWC Impact on
Fine Mass
ue An3
#0 . Of f
Sampl.es
33
13
24
8
56
12
16
13
8
4
9
32
40
4
15
9
4
4
8
11
Avg.
19
15
9-20
33
25
37
6-18
10-303
13a
—
85b
4-106
9-306
50
17-45
29
35
42
18a
48-93a
Max.
30
25
51
65
59
48
29
59a
23a
41
128b
50
126d
55
68
49
44
26
45a
234a
Measured
Benzo (a)pyrene
ng/m3
No. ot
Samples
16
—
21
4
—
—
—
13
—
—
2
3
2
—
3
3
—
—
—
1
Avg.
0.8a
—
2.3a
41°
—
—
—
7.4a
—
—
1.5
3.2
8.4
—
6.1
2.1
—
—
—
—
Max.
2.43
—
11. 4a
no. oc
—
—
—
14. 8S
—
—
2.3
5.4
8.5
—
11.0
4.2
—
—
—
11.0
ABBREVIATIONS :

RWC - Residential Wood Combustion
Fine Mass - <2.5ym unless otherwise specified
ug/m3 - microgram per cubic meter
ng/m3 - nanogram per cubic meter
Avg. - 24-hour average for the study period at one or more sites
Max. - 24-hour maximum for the study period
     or PMi5 - Particulate matter <10 or <15 >m.
FOOTNOTES :

a - Analysis of TSP samples
b - Analysis of PM^g or PM^j samples
c - Gaseous and particulate benzo(a)pyrene - 4-hour sample
d - 8-hour or 12-hour maximum
e - Annual average
f - Samples were taken during heating season, unless indicated otherwise
                                       IV-9

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    Table IV-4  indicates the  sampling year(s)  for RWC  impact estimates.
    The number  of samples  analyzed  (Column  4)  and the  resulting average
                                   3
    and maximum mass -values  (ug/m )  shown la  Columns 5  and 6,  are  for
    24-hour  averaging  times  unless  otherwise  indicated.    The  average
    values shown represent  averaging all  of  the  field  samples available
    for a given site, during  the  study period.  A range  of average  value
    indicates   sampling  at  more  than  one  site.   The  measured   8(a)F
    concentrations  from  all   sources  presented   in  Columns  7-9   were
    developed in the same manner.
    The seasonal  or study  period average  RWC impact  on fine  particulate
                                               3
    matter was  in the  range  of  6  to  93  ug/m .   The  24-hour maximum RWC
                                        3
    impact varied  from 24  to  234 ug/m .   Not all  the -values reported  in
    Tables IV-1 and  IV-3  were  measured on  the fine mass fraction.  However
    since most  of  the  RWC emissions is  fine mass, the average and  maximum
    RWC  in  ug/m   should  remain  relatively  unchanged.    The   following
    caveats are important for evaluating this national survey.

3.  Caveats and Conclusions
    The average RWC impact  on fine partLculates  are expressed as  seasonal
    or study  period averages.   In many  cases  the sampling is conducted  on
    adverse days  or analysis  is  done on  worst case days  only.   Thus  the
    average  impact  is  biased  high.    The  average  values   reported  for
    Portland  and  Medford in Tables  IV-1 to IV-3,  are the only  stratified
    annual  averages reported.   The  extent  of  bias  to  the  average RWC
    impact  cannot  be determined, but  the  maximum  and  average RWC  impacts
    in  the  table  can  be concluded  to  be significant  and demand  further
    investigation.   This  is partially expected because these studies  were
    carried   out    in   areas   where  RWC  was   thought   to   contribute
    significantly.   Since  most  of  the RWC impact  is  in  the  fine  mass
    fraction, RWC  will contribute  significantly  (and  in many cases  be  the
    primary   source   of  violations)    to   the   proposed   size   specific
    particulate standard.   Limitations of  the inventory presented  here  are
    discussed below.
                                IV-10

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Many  of  the  studies  are  seasonal  and  involve  limited  sampling  over
short  durations.    Systematic  long-term  measurements  are  lacking  in
general.   Even  though  monitoring   for  particulate  matter  has  been
carried out  in most parts  of  the U.S.,  chemical  analysis  followed by
source apportionment has been done in a handful  of locations only.  In
many  cases,  RWC  impact was  projected  by Nero  and  Associates,  Inc.
based  on  limited data  and involved  many assumptions.   The  errors  in
input  data need  to  be propagated and  evaluated  to establish the upper
and lower limits  to the RWC impacts.   In some localities,  the studies
were conducted many years  ago  and may  no longer be applicable in view
of  rapid  changes observed in the  RWC  activities.   Also some  of the
studies were based on  TSP samples.   RWC impact  measured  on  the TSF
samples should be viewed as upper limit.

The factors which would tend to  make the RWC impacts  reported in Table
IV-4  biased  low  are  discussed  below.   In  some cases,  study  results
date  back five  or  more  years,  and  cannot  reflect  the  substantial
growth in RWC  activity  since then.   Factors  which may have  resulted in
not  measuring  actual   maximum   impacts  Include:   limited  sampling
especially in residential   settings  where maximum RWC impacts  are not
likely; failure  to  sample  under worst  case  meterological  conditions,
and,  "filter plugging"  (causing  loss) of some  of the  highest impact
samples.  Agency  staff  from  several localities  thought  the  data  in
Table  IV-4  gave an unreal is tically  low  estimate  of  their average  or
maximum RWC  fine mass  impact  (e.g.,  Missoula;  Portland)  during the
heating season.

The B(a)P data base in  Table T7-3 and IV-4 is very limited  and subject
to  the same caveats  discussed   above,   plus  others.   The  number  of
samples analyzed  for B(a)P is  small  in most cases.   The  three cases
with more  than ten B(a)P  estimates  all  involved TSP  samples.   B(a)P
may be contributed  from a  larger range  of source.  A final limitation
of  the data  is that many of the  B(a)P measurements are based on B(a)P
extraction   from  particulate   samples,  whereas   Imhoff   (1982)   has
reported significant B(a)P in  the gaseous phase as well.
                            IV-11

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It  is  also  important  to note  that  the  B(a)P  ambient  concentrations
shown  in  Table  IV-3 and  IV-4  cannot  be directly  attributed  to  RWC
emissions,  in  the   same  way  that  fine   particulate  contrations  are
attributed to RWC in Tables IV-1  and  IV-4.  This is  because the latter
are based on  chemical tracers and  mass  balance analysis.   However, RWC
has  been  shown  in   recent  studies (Radian,  1984)  to  be  the  largest
national  source  of  Polycyclic Organic Materials  (POMs) such  as B(a)P.
Thus,  there  is  likely  to be  a  strong  association  between  the B(a)P
levels in Table  IV-3 and IV-4 and  RWC  activities.   B(a)P has commonly
been used as  an indicator of  POM levels.   The  fact  that  B(a)P  was
found  in  significant  ambient  concentrations  where  RWC   impacts  were
also measured  is consistent  with  previous studies which  strongly link
RWC to POM emissions.

Preliminary  indirect evidence  shows that  RWC contributes  significantly
to  carbon monoxide  (CO)  impacts,  but  no field monitoring  study  has
been  completed  to   test  the  hypothesis.   Several   such  studies  are
                                                  14  12
planned,  generally  built around  radiocarbon  (  C/  C)   analysis  to
distinguish  ambient  CO from  combustion of  "contemporary"  vs "fossil"
fuels.  Preliminary  evidence  of RWC  CO impacts  include:   (1) elevated
CO  levels at  residential monitoring sites  which  occur  late at night on
cold winter  evenings where RWC can  be assumed  to be the  dominant CO
emissions  source;  and,  (2)  nephelotneter  data  from residential areas
which  correlates better  with  ambient CO levels  than  it  does  with
traffic counts.

Concern about the RWC  CO impacts  has  been slower  to  develop because
most CO monitoring  is  done at roadway  oriented  sites,  where CO levels
are dominated by vehicle  exhaust.   Siting  more CO and fine particulate
monitors  in  residential neighborhoods  with  RWC  activity  is  needed to
help calculate  RWC  impacts not  only  for  CO,  but also  for particulate
and B(a)P.

In  Table  IV-4   the  highest  RWC  impacts   measured  are  for  localities
where  meteorology and/or  terrain  features greatly  restrict pollutant
dispersion,  thereby  encouraging higher ambient concentrations — e.g.s
                           IV-12

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Medford,  Juneau  (Mendenhall  Valley),  Tellurlde  and Mlssoula.   For
example,  Table  IV-4  indicates  that  Medford,  Oregon  had  (annual)
average and maximum  fine  particulate impacts from RWC that were two or
three  times  higher than  in  Portland, Oregon —  despite  the fact that
total  TSP  emissions  from  RWC  were  four  to  five  times  higher  in
Portland.   This  is  attributable  to Medford's   valley  location  and
frequent  inversions  which trap  pollutants.   Medford's higher RWC TSP
emission  per  household (90  vs 47  Ib/HH/yr) may also indicate higher
RWC  emission  density  than  in  Portland (Nero  and  Associates,  Inc.,
1984).

Relatively high fine  mass impacts  are  also  noted in Table  IV-4  for
localities where  pollutant  trapping by  terrain  and/or meteorology is
not   a   strong   determinant  of   ambient   concentrations   —  e.g.,
Albuquerque,   Petersville,   Spokane,  Boise,  Yakima,  Nashville,  and
Portland.  The terrain and meteorological variables are significant in
any attempt to determine  the extent  to which  the RWC impacts shown in
Table  IV-4  may be representative  of other localities throughout  the
nation.

In  at  least   one  locality  (Missoula)  the  average  and  maximum  RWC
impacts were much  lower than anticipated, based  on its especially poor
dispersion characteristics  (Holzworth, 1972), high per household wood
usage,  and  long standing  concern  about RWC impacts.   Missoula agency
staff  can qualitatively  attribute   TSP  impacts  to  RWC that  are  much
higher  than  are  shown in Table  IV-4.  On  some  worst case  TSP days,
HiVol  TSP sampling  has  measured  concentrations  in  the hundreds  of
    3
ug/m , where RWC was thought to be the dominant source.

The main  reason for  this  inability  to document  these higher levels is
that receptor  modeling/source  apportionment analysis  for  Missoula RWC
impacts is  notably  limited.   The  only  completed  study was conducted
during  a  limited  period  (February   -  March)  when  maximum RWC impacts
would not be  likely (Cooper and DeCesar, 1983).   Other  Chemical Mass
Balance (CMB)  analysis of  Missoula  fine  particulate samples  was  "in
progress" and not  available for inclusion in this report.
                           IV-13

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This is  the  most  notable example of  the following general  conclusion.
Despite  the  fact  that  the  data assembled  on RWC ambient  impacts  in
this report  addresses most  of  the  major localities  where RWC  impacts
have  been documented  to  date,  it  is  notably limited  in  supporting
broad  general  conclusions  about  the  national  significance  of  RWC
ambient  impacts.    Nevertheless,  the  available  data base  has  strong
features in terms of such a national assessment, which are:

•   State-of-the-art  (CMB)  methods  have  documented  significant  RWC
    fine  particulate impacts  in  localities  in  many  regions  of  the
    country (albeit mostly in the western IB A).

•   While  the   highest   Impacts   have  predictably   been    found   In
    localities  where  meteorology  and/or  terrain   features   severely
    restrict  pollutant  dispersion,  other  communities  in  which  these
    factors  are  not  dominant  also  experience  relatively high  average
    and maximum RWC impacts.

Limitations of the data base reported  herein are:

•   RWC  impact  data  for  localities  are  too  limited   in  size  and
    consistency (of methods,  sample years,  etc.) to  support  broader or
    more  general  conclusions about the geographic extent and  severity
    of  RWC   ambient  impacts.    The   extent   to  which  RWC  impacts
    documented to  date,  are or  are not  representative  of RWC  impacts
    in  other  localities  where  RWC  is  a  significant  means  of  home
    heating, is not clear.

•   There  is  a lack  of consistent  methods of  analysis in  the  present
    data  base  —  especially a lack  of systematic application  of  CMB
    receptor  modeling methods,  which have proven   most  specific  and
    defensible in  quantifying RWC Impacts.
                            IV-14

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In  summary,  the present  data base  presents a  preliminary picture of  RWC
ambient impacts  that suggests this  source  to be significant  in  localities
with high  wood usage and  restricted pollutant  dispersion.  At a  minimum,
the  data  base  also   indicates   that   RWC  impacts  are   potentially   as
significant  in any other  locality with similar  amounts  of wood usage  and
comparable  meteorology  and  terrain  features.   Direct  evidence  of  RWC
Impacts  on  fine  particulate  levels  exists,  from Chemical  Mass  Balance
(CMB)  receptor  modeling  analysis  of  particulate  samples.   The  evidence
linking  RWC to  carbon  monoxide   (CO)  and  benzo(a)pyrene   (B(a)P)  ambient
impacts is more indirect,  albeit very suggestive.

    The  national  assessment  study  (Nero  & Associates,  Inc., 1984)  which
    compiled the data discussed above also interviewed state  and local  air
    pollution  control  agency  staff  in all fifty states.  Their  overall
    perceptions  of  RWC  impact  in  their   jurisdictions,  based  on  their
    available  RWC  information base, their  field  observations,  and  their
    best  judgement  were  determined.    Regarding  the  type,  severity  and
    frequency  of RWC impacts, a majority  of all respondents  indicated  the
    following:

    •   Severity!  RWC  impacts are definitely or potentially  significant  -
        i.e., a high priority for investigation  and/or control;

    •   Type;  RWC contributes  to  visiblity impairment, and  to increased
        ambient concentrations of  particulates or carbon monoxide.  Thirty
        percent  (30%) believed  RWC  contributed  to  standard violations  for
        one or both  of  these pollutants; and,

    •   Frequency!   RWC impacts occur on 4 to 25  days each  heating  season.

    This  study  showed   that most  air pollution   agencies  do  not  have
    adequate technical  information on RWC impacts.  Eighty percent of  the
    state  agencies  interviewed  lacked  quantitative   estimates   of  wood
    usage,  emissions  or ambient  impacts specifically  attributable  to RWC.
    Thirty eight percent had none of these.
                                IV-15

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        There  was   a   strong  correlation  between  lack  of   such   technical
        information  and respondent's  who rated  RWC impacts  as "marginal"  or
        "insufficient"  - including some states with relatively  colder  climates
        and  higher  wood usage.    Such  areas may ha\e  RWC  impacts of  greater
        significance than they recognize.

B.  Field Monitoring for RWC  Impact Estimation
    1.  Introduction
        This  section discusses the measurement  of Residential  Wood Combustion
        ambient air  quality impacts  through field measurements  of  particulate
        concentrations.     The    monitoring   methods,    instrument     siting
        considerations  and   sample  analysis  techniques  discussed   in  this
        section  are  directed  primarily  toward  the  application  of   receptor
        models as the  principal tool in  distinguishing  RWC impacts from those
        of other sources.

        A  receptor  model   is  a  mathematical  method  for   identifying  and
        quantifying  the  sources  of  ambient air  pollutants   at  a receptor,
        primarily on the basis of the physical and chemical characteristics of
        the  aerosol.   Because receptor model quantification of RWC impacts  is
        based  on  data  sets  developed  through  sophisticated chemical  analysis
        of  ambient   aerosols,  it  Is  extremely  important  that the instrument
        siting,   monitoring   methods   and   supporting   measurements   (i.e.,
        meteorological,  light   scattering,   gaseous   pollutants,   etc.)   be
        carefully  coordinated.    The  overall   design  of  the field   study,
        however, is  largely dictated by  the resources  available and the level
        of  confidence   that  the  analyst  must  have  in the  results.  Receptor
        modeling  studies   of  particulate   (Including  RWC)   impacts   can  be
        designed  and   Implemented at  various   levels   of  effort,   including
        relatively simple and  inexpensive studies (See section IV. E).

        Receptor  model  estimation  of  RWC  impacts  has  become  the   primary
        technique used  by regulatory  agencies because of its unique ability to
        quantify  impacts  during  historical  short-term periods  (24  hour  or
        less)  of  adverse  air   quality.    Although  dispersion modeling  and
        emission inventory  techniques  have  also been applied,  receptor models

                                    IV-16

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are  unique  in  their  ability  to  identify RWC  impacts  for any  given
sampling  period,  independent of  emission inventory  and  meteorological
assumptions.  The complex  terrain that  typifies  many of  the  airsheds
subject to  woodanoka episodes  further complicates dispersion  modeling
studies.   Given  the  extreme  difficulty  of  recreating  an  emission
inventory  that   is  representative   of   a  specific   day  in  history,
receptor  models  are  the   best   available   method  for   directly  and
specifically measuring RWC  ambient Impacts.

Receptor models  are also subject  to  distinct limitations  that  must be
recognized and mitigated by the analyst during the experimental design
phase  of  the study.   The  principal  limitation of receptor models  is
the   inability   to  identify  specific   sources   of  chemically   and
physically similar aerosols.   These  methods are  not able  to  quantify
impacts  from specific  sources within  the  same   source  group.   This
includes  emissions  originating  from  wood stoves,   fireplaces,   open
burning of  vegetative  matter,  smoke  from prescribed  burning of  forest
residues,   structural   fires   and   land   clearing   open   burning.
Fortunately,  supplemental  information  on source  emission  activities
can   often  narrow  the  list   of   potential  contributing   sources.
Judicious placement  of  sampling sites with respect to the  transport of
smoke  from Interfering  source  locations  can further minimize  impacts
from other sources.

The  second  limitation  of receptor models, as  they are  applied  to  RWC
impact  assessment,  centers  on dependence  of  the  method on  a  firm
knowledge of  the chemical composition of woodanoke.   Studies conducted
by  Stiles (1983),  DeCesar  and  Cooper   (1981)  and  Dasch   (1982)  have
concluded  that  the  composition of woodsnoke  varies   as  a  function  of
wood  species and  combustion conditions,  resulting in relative  impact
estimates uncertainties  that typically average +  30%.  Tb  minimize the
degree  of  uncertainty  in   the  source   assignments   and  maximize  the
credibility   of   study  conclusions,   several  independent  forms  of
receptor  modeling are   often  applied.   Since  the greatest degree  of
                            IV-17

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    confidence  in  the  program  conclusions  typically  results  from  the
    application  of  several  complimentary  methods,  each RWC  assessment
    program  should  include  two  or  more  independent  methods  of  impact
    analysis.

2.  Network Design Considerations
    a.  Monitor Siting
        In designing  a monitoring network to evaluate RWC Impacts, it  is
        important  to  first  determine  the  objective  of  the  study.   For
        purposes of  this  document,  it will  be  assumed that the  analyst  is
        interested in  evaluating  the maximum 24  hour, seasonal  and  annual
        impact of RWC  emissions within  an airshed as well  as  the impact  of
        these emissions at  a  ISP  nonattainment site.  These objectives  are
        typical of most studies conducted within  the  past  few  years.

    b.  Sampling Locations  and Periods
        Most studies  require  at least  three sampling  sites - one site  to
        monitor  "background"  RWC emissions   transported  into  the  airshed,
        one  historical nonattainment   site   at  which  RWC impacts are  of
        interest,  and a  third maximum  Impact   (often  residential)  site.
        All  sites  should conform  to EPA siting criteria  (40 CFR Part  58
        Appendix E)  to insure that  the  program results  are representative
        of  the  airshed.   Neighborhood   scale   sites,   representative   of
        conditions  throughout  a  homogenous urban  subregion  of  a  few
        kilometers in  size, are usually selected for RWC monitoring.   Such
        sites   provide   data   that   are   representative    of   similar
        neighborhoods  within  the  airshed  and are suitable for determining
        trends  In  RWC impacts, compliance with  air quality  standards  and
        population exposure.

        Sampler inlet  heights should  vary from two meters  above  ground  for
        sites  greater than 25 metera  from  major  roadways (Average  Daily
        Traffic 3000)  to  15 meters  above ground  for  sites  five  meters from
        the roadway.   The site should not be unduly  Impacted  by any  single
        source  and should  be unobstructed  by  surrounding objects,  i.e.,
        two meters from  the  nearest  wall and at least 20 meters  from  the
        nearest  tree.   The  distance  between surrounding obstacles and  the
                                IV-18

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sampler  should  be  at  least twice  the  height  that  the  obstacle
protrudes   above  the   sampler.    The   site   should   also   have
unrestricted airflow  in an arc  of  at  least 270  degrees around the
sampler.

Maximum  RWC  impact   sites   are  usually  located in  high  density
residential areas  that  have been informally  surveyed to  Identify
the number  of homes  with winter wood  supplies.  local  topography
that  may restrict  dispersion of  emissions should  be reviewed  to
                                                          /
find  high  impact sites.   In addition,  dispersion modeling results
and winter wind  direction frequency distributions (wind roses) for
the airshed should be reviewed  as an aide  in  identifying  potential
sampling locations.

Background  sampling  locations   should  be  located  in  rural  areas
upwind of the  airshed during the winter heating  season.  Data from
such   sites   are  Important  in  distinguishing   "local"   emission
impacts  from   those  transported  into  the  airshed.   The  impact  of
these  "local"  emission forms the basis for developing RWC  emission
control strategies for  the  airshed.

If  the results  of   the program  are to  be  used to  evaluate  the
performance  of a  dispersion model,  sampling  locations  should  be
selected  based on  a performance  evaluation  protocol  designed  in
accordance  with EPA's  Interim  Procedures   for  Evaluating  Air
Quality Models (Revised),  (EPA-1984e).   For  example, at least one
site  should be located in a residential area  of  average population
density  and  wood  burning  activity.    A  second  site  should  be
located  within  an  area  of commercial  or  industrial  land  use.
Other  choices  include  locations  of modeled  high  concentrations.
The   diverse   locations  of  monitored  and  modeled  RWC   impacts
preclude setting a  generalized  minimum number  of required  samplers
that  might  be acceptable  in a  given  model performance  evaluation
study.
                        IV-19

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The ability  of  receptor models  to isolate  RWC impacts from  other
airshed  sources  is  dependent,  in  part,  on  the  ability  of  the
analyst  to  minimize potential interfering sources within  the same
source   group   (see   abo-ve)  while  measuring  representative  RWC
emission  impacts.  Proper  instrument  siting,  as mentioned  above,
is means of accomplishing this objective.

A second approach is  to insure  that the ambient samples are taken
only  during periods  of  maximum  RWC  emissions, i.e.  during  the
evening  hours   of  the  winter   heating  season.   Three  eight-hour
sampling periods  (e.g.  6 pm to 2 am, 2  am  to 10  am,  and 10 am to 6
pm)  can  be  used  to  isolate  the  peak   emission   period  while
providing a  means  of   estimating  24 hour  maximum impacts.   As  a
less  costly option,  two   12  hour  samples  collected  during  the
daytime  hours  (6 am to 6  pm) and  evenings  (6 pm  to 6 am)  can be
taken.   Under  the latter option, however,  care should  be  taken to
avoid splitting  the  periods of  maximum  emission strength  (6  pm to
2 am and 6 am to  10 am) between  the two  sampling  periods.

It  is  important  to  note  that the  plugging  of  filters  during
periods  of  heavy RWC  impacts  is a  common  cause  of sample  loss.
Filter  plugging,  with  resultant   failure   to  maintain   required
airflows, can thus void some of the most important  ("worst  case")
24-hour  samples  obtainable.    This  can generally   be  avoided  by
dividing  the  24-hour  sampling  into  two or  more shorter  sampling
periods.

At a  minimum,  24 hour  samples  should   be  taken each day.   Daily,
consecutive  samples  should be  included  In the experimental design
to  Insure that  samples are  taken  during  periods  of  adverse  air
quality.   Fine   particle  mass  loading,  the  occurrence  of  cold
weather  periods  coupled with   poor dispersion  and/or  high  light
scattering can  then be  used  as criteria  for sample  selection  for
chemical analysis.
                        IV-20

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    Estimates  of  RWC impacts  during  the  space  heating  season  are
    usually  obtained  through   receptor  model  analysis   of   samples
    collected  during  periods of  low,  moderate  and  high fine  particle
    concentrations.     An   analysis    of    scattering    coefficient
    measurements  (b    )  obtained  with  an  integrating nephelometer
                    scat
    can be  used to  estimate fine  particle mass concentrations.   Space
    heating  degree  day  data  can  also  be  used  as  sample selection
    criteria.   Estimates  of annual  average  impacts are best obtained,
    resources   permitting,   through  the  analysis  of   samples   taken
    throughout  the  year.   lower limit  approximations, however, can be
    obtained by assuming that  RWC impacts  are limited  to  the winter
    months.   Since  the  period  of  greatest  concern  relative  to  air
    quality  standard  attainment is  usually limited  to short-term  (24
    hour) episodes,  estimates   of  seasonal and  annual impacts may  not
    be necessary.

c.  Supportive Monitoring Data
    In addition to  fine  particulate samples,  several other supportive
    measurements    are    useful    in    interpreting    RWC    impacts.
    Meteorological  measurements  of  wind  speed,   wind  direction  and
    temperature are required to  evaluate transport  conditions,  space
    heating  degree   days,   and   dispersion  characteristics  of   the
    atmosphere.    An   integrating   nephelometer   measuring    light
    scattering  in order  to provide a  continuous indication  of  fine
    particle concentrations,  can  be extremely  helpful  in  identifying
    qualitative  estimates  of  RWC impacts    (see  Section  IV. C. 4.c).
    Specialized sampling  systems  designed to measure woodsmoke  organic
    tracers such as methylchloride (Khalil et  al, 1983) ha-ve also been
    used  as discussed  below.    Carbon  monoxide (CO)  measurements  at
    residential sites ha-ve  also recently been  used as another  possible
    indicator  of  woodsmoke  concentrations  within airsheds  that  have
    traditionally experienced  low  CO  concentrations  outside  of  their
    commercial/industrial landuse areas (Harris, 1982).
                            IV-21

-------
3.  Mr Monitoring Instrumentation
    Table IV-5 lists air quality measurements  that are needed to determine
    RWC  impacts  using receptor  modeling  methods.   Two  filter  substrates
    must  be  used  to  satisfy  the  trace  element  and  carbon  analysis
    requirements.   Two  dichotomous  (Olln,   1978)  samplers   or  one  fine
    particle sequential sampler  (Camp et al, 1978)  is  required  to collect
    concurrent  samples  on membrane  and  quartz  filter  substrates.   The
    sequential   filter  samplers   commonly  used  have  been  designed  to
    simultaneously capture  fine  particle ( <2.5 urn) samples  by  using two
    sampling  ports   within  a  sampling  plenum.    The  ports   are  also
    programmable  to  permit collection of  2,4,6,8 or 12 hour sample sets,
    thereby  minimizing  servicing  requirements.    If  manual  dichotomous
    samplers  are used,  one  sampler  is  equipped with  a  membrane  filter
    substrate  (typically  Teflon)  while quartz  filters are  used  with the
    second  sampler.    Data on mass  concentrations,  elemental and  ionic
    composition,  and light absorption  coefficient  are obtained  from the
    membrane  filters  while organic and  elemental carbon concentrtions are
    obtained from the quartz filters.

    High volume  air  samplers  used  to capture  total suspended particulate,
    and  size selective  inlet  (SSI)  samplers  equipped with  10  or  15  urn
    inlets and glass  fiber  filter, have been used in several  studies where
    fine  particle samples  have  not  been available.   It   is  difficult  to
    obtain  credible  trace element  concentration  data  from  glass  fiber
    filters.  It  is also important  to  isolate the fine particle fraction as
    the  first level  of RWC impact  apportionment. Accordingly, results from
    these programs have  been  considered  preliminary pending  completion of
    studies using fine particulate  samples designed as outlined above.

    If  agency resources  clearly  preclude  fine particle  sampling,  or If
    historical TSP  or SSI  samples must be used  as  a basis for RWC impact
    assessment,  semiquantitatlve Impact estimates can be obtained by using
    atomic  absorption measurements of  a  few key  elements  (Fe,  Ca, K, Pb,
    Ni,  V,  etc.).  Carbon-14  and organic/elemental carbon measurements can
    also be done, if the  filter blank  values  are significantly lower than
    measured  values   on  the  sample  itself.   Sample analysis methods are
    discussed in Section IV. B.5.

                               IV-22

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    TWo  additional  instruments  helpful  In interpreting  RWC  impacts  are
    nephelometezs and  GO  monitors.    Integrating  nephelometers  hare  been
    widely used  to  monitor  hourly variations  in light  scattering, while
    nondispersive infrared instruments are used to continuously monitor CO
    concentrations.

4.  Specialized Sampling Techniques
    Recent  research  activities  related  to RWC  impact   assessment  have
    resulted in  the development of several  extremely useful techniques  of
    interest  to  regulatory  agencies,   since   they  provide  additional
    independent  approaches  to  RWC  apportionment.   Khalil et  al,   (1983)
    have recently described  an RWC tracer method  based on the measurement
    of  methylchloride   (CHgCl),  a  low  temperature  pyrolysls  product  of
    wood  combustion.  CH-C1  is typically  not  found  in higher temperature
    combustion processes  -  e.g.,  from  wood-fired boilers  and is  thus  a
    potentially unique  tracer  for RWC.  The method  can measure short-term
    variations in RWC concentrations  based  on  the ratio of methylchloride
    to fine  particle mass emission rates.  Uncertainties in  determining
    particulate mass concentrations  by this method are largely due  to  the
    variability  of  the  natural  background   of  methylchloride  and   the
    emission zate  ratio,   limiting  the accuracy  of  the method to about  _+
    30%.  Sampling  la conducted  using evacuated  cylinders into which  air
    samples can be drawn over  time periods ranging from two to  eight hours.

    Currie  (1982)   and  Klouda  et  al,  (1982)  have  developed radiocarbon
    analysis methods that can be used  to distinguish fossil fuel  carbon
    from   contemporary   (e.g.,   wood)  carbon   by  means  of   carbon-14
    measurement.    The  method  provides  an  estimate  of   the  portion  of
    aerosol  carbon  associated with   woodburning  sources  as   distinguised
    from  oil,  coal, dlesel and gasoline combustion.    The  method's  ability
    to  distinguish  RWC carbon  from  fossil carbon is based on the  natural
    decay  rate  of  carbon-14  over time.   If the  ratio of carbon-14 (   C)
                   12
    to  carbon-12  (   C) is known for  wood burned within  the   airshed,  and
    measurements  of  this   ratio  are  made  from fine   particle  aerosol
    samples,  the  proportion  of   contemporary  carbon  can  be determined.
    Since  the  sample analysis  method  has commonly required at least  5 mg

                                IV-2 3

-------
        of carbon,  high volume  particulate samplers  equipped  with multistage
        cascade impactors  have been used  to  insure that  sufficient  sample is
        collected   for  analysis.    More  recent   research   indicates   that
        analytical sensitivity levels approaching 10 ug of carbon will soon be
        possible,  allowing the  use  of dichotomous  fine  particle  filters and
        radiocarbon analysis of smaller samples.

              14
        Both    C  and  CH-C1  methods are   being  used  by  regulatory  agencies
        as independent  methods to validate other receptor  model estimates of
        woodsmoke  impacts.  Section  IV.C.A.a.  further  discusses the advantages
                            14
        and limitations  of   C  analyses,  including its  application  to source
        apportionment of ambient carbon monoxide levels.

    5.  Sample Analysis
        The  measurement  of  particulate  mass  and  elemental  concentrations
        represents the minimum level of sample analysis  required for receptor
        modeling.  Several  additional  measurements (see  Table  IV-5)  should be
        performed,   especially   organic   and   elemental  carbon,  since   RWC
        emissions  are  largely   composed   of   these   two  components.   While
        scanning  electron  microscopy  and  X-ray  diffraction  analysis may be
        helpful  in identifying  impacts  from  industrial  sources and  fugitive
        dust,  they are not useful  in quantifying  RWC impacts because  of the
      ,  carbonaceous nature of RWC  particles.   Optical microscopy  can be  used
        effectively  with   TSP  and  SSI  samples,  however,  to  identify  coarse
        particles  such  as  burned wood  fibers  that  may indicate RWC  impacts.
        The final  choice   of  analytical measurements  should be  based  on the
        resources  available  and, if historical  TSP  or  SSI  samples must be
        used,  on the nature of the samples available.

C.  Receptor Modeling Assessment of  RWC Impacts
    1.  Introduction
        A discussion of field sampling and analytical  methods that  are used to
        support  receptor   modeling  of  RWC  impacts is  presented  in Section
        IV.B.   This  section provides  a brief review  of  the  fundamentals of
                                   IV-2 4

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    receptor  modeling and  its  application  to  RWC  assessment.   Receptor
    model input  requirements and  sources of  error are  presented,  as  are
    model validation  methods.   This  section also  discusses a  number  of
    receptor model approaches that may be used by analysts.

2.   Introduction to Receptor Modeling
    Receptor  models  are   mathematical  and  analytical  techniques   that
    examine  the  ambient  sample and  conditions of  its  collection to  infer
    the types and  relative  mix of sources  impacting a receptor.  Receptor
    models  may   be  thought   of  as a set  of mathematical  equations  which
    relate one set  of variables with unknown values to a set of variables
    with known values.  A set of known particle characteristics  (elemental
    composition,  size,  shape,   crystalline  pattern  or  isotope  ratio)
    measured in  the source  emissions is related to  similar characteristics
    measured  for particulate  samples  collected  at a  receptor.  The  known
    chemical composition  of all major  local  emissions  sources is referred
    to as source chemical  profiles, or  as  "finger  prints"  in  vernacular
    terms.    The  receptor   model   develops  a   "best  fit"   of  source
    contributions   which   best   explains  the   chemical  composition   of
    particulate samples collected at the receptor.

    While dispersion  models  estimate  source Impacts  given known emission
    rates and pollutant transport conditions, receptor models "decode"  the
    chemistry, variability  and/or morphology  of  the particles to identify
    their origins.  Both types  of models  assume  that the mass of particles
    transported  from  the  source  are  essentially   unchanged,  obeying  the
    following "Conservation  of Mass"  law that  Is   the  foundation  of  both
    dispersion and receptor models:

                    Conservation of  Mass  Equation

                                 p
                            M  -  *  Mj
                                IV-2 6

-------
Where:
                          3
    M*  Aerosol Mass (ug/m )
    M.»  Mass Impact of Source "j" (ug/m )
    P*  Number of Contributing Sources.
For example,  if  three  sources contributed all  of  the mass measured at
the  receptor  (P*3),  then  the  sum  of the  individual  source impacts
(M.) would  explain all of  the  measured mass.   Receptor models expand
this concept to individual characteristics or features, of the aerosol:

             -     M                                   C2)
Where:
                                                           3
    Mj-  Concentration of feature "i" at the receptor (ug/m )
    P *  Number of contributing sources
                                                               3
    M.-  Impact of feature "i" from source "j" emissions (ug/m )

In  this example,  M.  could  be the  concentration of lead  measured on
the filter.  The concentration of  lead at the receptor is then the  sum
of   lead  from each  of  the  individual  contributing sources.   This
relationship can be expressed  in terms of the total source mass impact
by  substituting the  M. . term for  the product  of the  source  impact
(S.)  and the  fraction  of  feature  "i" in  the emissions  from source
"j"  (Fi-i)'   If  equation (2)  is  rewritten  in this  form,  and  the M£
and Mij  terms are redefined  as concentrations normalized  to mass, we
obtain the receptor model equation commonly found in the literature:
                    Receptor Model Equation
                           IV-2 7

-------
Where:
    C. •  Concentration of feature "1" normalized to mass
    P  *  Number of contributing sources
    F."  Fraction of feature "1" In source "j" emissions
    S  «  Impact at the receptor of source "j" (ratio to mass)

A  variety  of   receptor  models  have   been   applied  to  RWC  Impact
assessment (Core et al,  1984; Watson  et al,  1981; Gordon, 1980; Cooper
and  Watson,  1980).    EPA's   technical   series documents  on  receptor
models  contain  elaborate  Information   on various  models.  The  most
useful of these methods are briefly described below.
a.  Chemical Mass Balance (CMB)
    This method  compares the elemental composition  of the particulate
    matter  collected  by  an ambient  sampler  with similar Information
    collected  from  woodstove and  fireplace  emissions  to  estimate the
    RWC contribution  to  the ambient  partlculate  mass.   CMB attempts to
    match  the  source  "profile" or  "fingerprint" to those measured at
    the receptor.   By  superimposing the  appropriate  source  profiles
    one  can generate a  profile  that  resembles  the   ambient  aerosol
    fingerprint, identifying the  relative mix of  sources.  The method
    can be applied to  a single  sample  collected over a  24 hour (or
    less)  time  period   thereby  providing   an   excellent  method  of
    assessing RWC impacts on actual worst case air pollution episodes.

b.  MultIvarlate Techniques
    These  techniques   Include  factor  analysis,  regression  methods,
    cluster  analysis  and  principal   component  analysis.  The  methods
    are  based  on  the   common variability   of  chemical  elements  as
    measured  on a  large number  of  ambient  filters.    The  underlying
    assumption  Is   that  the  temporal or  spatial variability  of the
    chemical  species  at the  receptor  and   attributable  to  specific
    sources,  will  be  similar.   Source  Identity  Is  determined  by
    comparing species of similar  variability to the chemical  emission
    profile of the sources.

                             IV-2 8

-------
    These methods  can Include ambient measurements  of  parameters other
    than  elemental  chemical  composition  in  different  size  ranges.
    Examples  of   other  measurements  that   may   be  included  in  the
    analysis   include   light    scattering,    carbon   monoxide,   and
    meterological   parameters.   Additional   parameters   increase  the
    analyst's  ability to resolve  RWC impacts  from other  sources.   At
    least  30  and   preferably  50-100  samples  should  be  analyzed  to
    provide a  sufficiently  large database for  multivariate analysis to
    obtain  statistically valid  results.  This is  in  contrast  to  CMS
    analysis  which  achieves  a  separate,  stand   alone  conclusion  for
    each filter or sample analyzed.

c.  Birichment Factor Models
    Earichment factor  models  can be  used  to  calculate the  impact of a
    source based on the relati-ve  enrichment  of a tracer  element in an
    ambient  sample.   The   method  has  been  most  widely   used   In  RWC
    studies assessment by assuming that fine particle  potassium (K) is
    solely associated with  woodsmoke  emissions.   Iron (Fe)  from soils
    has  been  used  to normalize  the  potassium  (K) concentrations  to a
    crustal component.   By  examining  the  variations of the  K/Fe ratio
    during Impact  peiods,  a  semi-quantitiati-ve estimate  of  RWC impact
    can  be  made  if  the   percent  potassium  (F..)  in  woodsmoke  is
    known.  Organic carbon  can  be  used in  much  the same manner.

d.  Pattern Recognition
    Integrating    nephelometer   measurements  of   light   scattering
    (b    )  can also be  used  to  obtain a  qualitati-ve  estimate  of
      SCo>t
    woodsnoke  Impacts.  Because  most  of  the  wood an oka  emissions  are
    less  than 2.5 urn  in   size,  they  are effective light  scattering
    aerosols.  By  subtracting  "background"  scattering le-vels measured
    during periods of minimal RWC emissions  from  those  measured during
    impact periods,  an  estimate  of  mass  concentration impact  (ug/m )
    can  be  made   given  the  knowledge of the  b      to  fine  particle
    mass relationship.
                            IV-29

-------
3.  Model Input Requirements
    As  noted  above,  many  receptor  models  require  a  knowledge  of  the
    chemical composition  of both  the  source emissions and ambient  aerosol,
    and the number  of  sources impacting  the  receptor.  Heally this  calls
    for chemical  characterization  of  samples collected  from source(s)  as
    well  as   similar   characterization  of  ambient  monitoring   samples.
    However,  if  source  sampling  and  characterization  cannot  be  done,
    published  data  on source  chemical profiles  can be  used to construct
    the matrix  of source composition  information needed for CMB analysis,
    as described  in the next  subsection below.   In  the  case of the  least
    squares  effective  -variance Chemical  Mass Balance  Model, estimates  of
    the  uncertainties  associated  with  the  source  emission  and   ambient
    aerosol  components  are  also  needed in  order to  estimate confidence
    limits for resulting model estimates.

    Although multi-variate  methods  do  not  require direct input of source
    emission profile  information,  a knowledge  of the  likely emissions  is
    necessary  to  interpret and  apply  the  model  outputs  and/or to select
    the independent variables  that  are to be  used as source  tracers in the
    regression analysis.  Target  transformation factor analysis (TTFA)  may
    be  a   potentially   useful  method   of   identifying  the   number   and
    approximate composition of source  emissions likely to be impacting  the
    receptor (Hbpke et  al, 1982).  Where TTFA analysis  is  not available,
    the number  of sources  impacting the  sampler  are  commonly based on  the
    analyst's knowledge of the airshed.

    Major  Impacts  from  sources   that  may  have been  omitted from  the
    analysis are  usually apparent by  the inability  of the  CMB  model  to
    account  for  all  of the  measured  mass  and  aerosol  components.    For
    example, failure  to  include  an RWC source  in  the  CMB  analysis will
                                           \
    result  in  an inability  to account  for  a  major  portion of  the  fine
    particle potassium and organic carbon.

    Table IV-7  lists the ambient  and  source measurements commonly  required
    for CMB and multi-variate model analysis of RWC Impacts.

                                IV-30

-------
        TABLE IV-7.  Receptor Model Input Requirements

Mass              Cl             Fe                  Pb
Na*               K              Ni                  S04
Mg*               Ca             Cu*                 N03
Al                V              Se*                 Organic Carbon
Si                Cr*            Br                 Elemental Carbon
S                 Mn             Ba*
As*               Sr*            Cd*
Sn*               Sb*

*  Desirable but not mandatory measurements
                          IV-31

-------
Development of CMB Source Profiles and a Source Matrix
A  critical   element   of  Chemical  Mass  Balance  (CMB)  receptor
modeling   is   development   of   the   source  emission  profile
matrix-i.e.,  the F,. values  referred to  in Equation  3  above for
all  emission  sources to  be  considered.    Although  it  is  always
preferable  to develop  source  profiles  for the  specific airshed
under  study,  data sets  published in  the  U.S. EPA Source Library
(U.S.  EPA,  I984c) can provide  such  information for  many types of
emissions  sources including  RWC,  based  on previous  studies.  As
this  library  of  source  chemical profiles  is  periodically updated
using  new  research,  it will become an essential reference document
for  CMB  analysis.  This section discusses  example source chemical
profiles from this library,  and how  such information is used to
develop the basic source matrix used in any  CMB analysis.

Of special  interest  in RWC studies is the chemical composition of
woodstove and  fireplace  emissions.   The  current EPA Source Library
(U.S.  EPA,  1984c) contains a number  of RWC source profiles,  four
of which  are shown  in Tables  IV-8  through IV-11.   Such profiles
were   based  on  available  source  characterization  data  through
mid-1984.   Recent  increases  in   stove  and  fireplace  testing,
associated with  federal  and  state regulatory  program development,
could  expand  the available  source profile  database  significantly
in the near future,  if chemical characterization of emissions test
samples is done.

Stiles (1983)  has reported  the results of an extensive  study of
woodstove  emissions  composition.  Rau  and  Huntizcker  (1985)  have
studied  the   size   distribution   and  chemical   composition  of
emissions  from woodstove and  fireplaces as a  function of burning
conditions  and   fuel type  concluding   that   under  hot  burning
conditions (damper fully open),  60% of the carbon emissions are in
the  form  of  elemental  carbon  while under cool  burning (damper
fully  closed)  the carbon  emissions  are primarily in  the  form of
organic carbon.   In  both cases, 70  + 10%  of  the  aerosol mass was
carbon.   Muhlbaier  (1981)  has published  results for  fireplace
emissions from soft and hardwood fuels.
                       IV-32

-------
TABLE IV-8.   Example  from  EPA Source Library of Wood Stove Source  Profile

SPECIES
NUMBER
4
5
9
11
12
13
14
15
16
17
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
37
38
40
47
48
50
51
55
56
58
80
82
201
202
203
204
SUMC X )
NOTES:
SOURCE:
sec*
CONTROLS:
SPECIES
NAME
BE
B
F
NA
MG
AL
SI
P
S
CL
1C
CA
SC
TI
V
CR
MM
FE
CO
NI
CU
ZN
GA
GE
AS
SE
BR
RB
SR
ZR
AG
CD
SN
SB
cs
BA
CE
HG
PB
OC
EC
S04
N03

WOOD STOVES-PINE FUEL PROFILE: 42101
NOME RANKING: 3338
NONE RATING : A
*********
X BY WT
NA
NA
NA
NA
NA
NR
NR
NR
0.100
0.100
1.000
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
38.700
4.500
NA
NA
44.400
OC * ORGANIC CARBON
<2.5 UM ****** ********* <2.5 UM ****** ********* <2.5 UM ******
+ - UNC X BY WT +• UNC X BY WT +• UNC
+ - NR + • + •
* - NR + • + -
+ - NR + • + -
+ • NR + • + •
* - NR •»• • + -
+ • NR + • + •
+ • NR + • + -
+ - NR + • + •
+ - NR + • + •
+ • NR + - + -
+ • NR + • + -
+ - NR + - + -
* - NR + - * •
+ • NR + • + •
* - NR + - + -
+ - NR + - * -
* - NR + - + •
* - NR + • + -
+ • NR + • + -
+ • NR * - + -
+ • NR * - + -
+ • NR + • + -
+ • NR + • + -
+ • NR + - + -
+ • NR + • + •
+ • NR * • + •
+' • NR + • + -
+ - NR + - + •
+ • NR * - * •
+ • NR + • + •
+ • NR «• • + •
+ • NR * • + •
+ • NR * • + -
+ • NR + • + •
+ - NR + • + •
* • NR + - + -
+ • NR + • «• •
+ - NR + - + -
* - NR + - + -
+ - NR * • * •
+ • NR + • *• •
+ - NR + - + •
+ • NR + • + •
0.000 0.000
: EC * ELEMENTAL CARBON : NA - NOT ANALYZED : NR * NOT REPORTED
           < * LESS THAN DETECTION LIMIT
           OTHER NOTES :     VALUES REPORTED ARE EMISSION WEIGHTED VALUES CALCULATED FROM EARLY, MIDDLE
                           AND LATE • STAGE EMISSION PROFILES. REF. 33.
 Source:   U.S.  EPA,  1984c
                                           IV-33

-------
TABLE IV-9.   Example  from  EPA Source  Library of Wood  Stove  Source  Profile
SOURCE:
SCC:
CONTROLS:
SPECIES SPECIES
NUMBER NAME
4
5
9
11
12
13
14
15
16
17
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
37
38
40
47
48
50
51
55
56
58
80
82
201
202
203
204
SUMC X >
NOTES: OC
BE
B
F
NA
MG
AL
SI
P
S
CL
K
CA
SC
TI
V
CR
MN
FE
CO
N!
01
ZN
GA
GE
AS
SE
BR
RB
SR
ZR
AG
CD
SN
S3
CS
BA
CE
HG
PS
OC
EC
504
N03

WOOD STOVES-
NONE
NONE
OAK FUEL
PROFILE: 42103
RANKING: 3338
RATING : A
********* <2.5 UM ****** ********* <2.5 UM ****** ********* <2.5 UM ******
X BY UT * - UNC X BY UT +• UNC X BY UT '+• UNC
NA
NA
NA
NA
NA
NR
NR
NR
1.600
1.800
7.700
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
<
29.200
7.200
NA
NA
47.500
* ORGANIC CARBON :
+ - NR + -
+ • NR * •
* • NS + -
+ - NR + •
* • NR + •
* - NR + -
* - NR + -
* - NR + •
+ • NR + -
* • NR + -
+ • NR «• -
+ • NR + -
* • NR + -
* • NR + -
+ - NR + •
* - NR + •
+ • NR + -
+ • NR * •
* • NR * -
+ • NR «• -
+ - NR + •
* • NR * -
* - NR * -
* • NR * •
* - NR * -
+ - NR + •
* - NR * -
* - NR + •
+ • NR + •
+ • NR * •
+ • NR + -
+ - NR + •
* • NR * -
+ - NR + -
+ • NR + -
* - NR + •
* • NR + -
+ • NR + -
* - NR + -
+ • NR + •
*• • NR * -
* - NB + -
* • NR + •
0.000
EC « ELEMENTAL CARBON : NA * NOT ANALYZED :
+ -
•f -
+ -
+ -
+ -
+ -
* •
•f •
+ -
+ -
+ •
+ •
•» -
* -
+ -
* -
+ -
+ •
+ •
+ •
+ •
+ •
» •
+ -
* -
* -
* .
* -
* -
* -
+ -
+ -
+ -
+ .
+ -
+ -
* .
+ -
+ .
+ -
* -
* -
+ -
0.000
NR = NOT REPORTED
          < » LESS THAN DETECTION LIMIT
          OTHER NOTES :     VALUES REPORTED ARE EMISSION WEIGHTED VALUES CALCULATED FROM EARLY, MIDDLE
                          AND LATE - STAGE EMISSION PROFILES. REF.  33.
  Source:   U.S.  EPA,  1984c
                                            IV-34

-------
TABLE IV-10.   Example  from  EPA Source Library  of Fireplace Source  Profile
., SOURCE:
SCC:
CONTROLS:
SPECIES SPECIES
NUMBER NAME
4
5
9
11
12
13
14
15
16
17
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
37
38
40
47
48
50
51
55
56
58
80
82
201
202
203
204
SUM( X )
BE
B
F
NA
MG
AL
SI
P
S
CL
K
CA
SC
TI
V
CR
MN
FE
CO
NI
CU
ZN
GA
GE
AS
SE
BR
RB
SR
ZR
AG
CO
SN
SB
CS
BA
CE
HG
PB
OC
EC
S04
N03

FIREPLACES
NONE
NOME
*********
X BY UT
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
0.606
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
38.000
33.000
NA
NA
71.606
-SOFTWOODS
FINE
<2.5 UM ******
+ - UNC
+ • NR
+ • NR
«• • NR
+ - NR
+ - NR
+ - NR
+ - NR
+ - NR
* - NR
+ • NR
+ • NR
+ • NR
+ • NR
+ • NR
+ - NR
+ • NR
+ • NR
+ • NR
+ • NR
+ • NR
+ - NR
+ • NR
* - NR
+ - NR
+ • NR
t- • NR
+ • NR
+ - NR
+ • NR
+ - NR
+ - NR
+ • NR
+ - NR
+ • NR
* - NR
+ • NR
+ • NR
+ • NR
* • NR
+ • 6.000
+ • 13.00
+ • NR
* - NR

PROFILE: 42201
RANKING: 2224
RATING : C
COARSE
********* 2.5*10UM ******
X BY UT +• UNC
NA + •
NA + •
NA + •
NA + -
NA * -
NA + •
NA <• •
NA + •
NA + •
NA + •
0.606 + -
NA + •
NA * -
NA + •
NA + -
NA * -
NA + •
NA + •
NA + -
NA + •
NA * •
NA + •
NA + •
NA * -
NA + •
NA + -
NA + •
NA + •
NA + •
NA + •
NA * -
NA + •
NA * -
NA + -
NA + •
NA + -
NA + •
NA * •
NA + •
38.000 + -
33.000 + •
NA * •
NA + -
71.606
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
MR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
6.000
13.00
NR
NR

TSP
********* <3Q UM
X BY UT +•
NA + •
NA + -
NA + •
NA «• -
NA + -
NA + •
NA + •
NA + -
NA + -
NA + •
0.606 + -
NA + -
NA + -
NA * •
NA + •
NA + -
NA * -
NA <• •
NA * -
NA + •
NA + •
NA + -
NA + -
NA + -
NA + -
NA + -
NA + •
NA * -
NA + -
NA + •
NA ••• •
NA + -
NA •*• •
NA + •
NA + -
NA + •
NA + -
NA t- •
NA + -
38.000 + -
33.000 + -
NA + •
NA + -
71 .606
******
UNC
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
MR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
6.000
13.00
NR
NR

    NOTES:   OC * ORGANIC CARBON :  EC - ELEMENTAL CARBON :  NA = NOT ANALYZED  :  NR = NOT REPORTED
            < > LESS THAN DETECTION LIMIT
            OTHER NOTES :      EC, OC MEAN AND STD. DEV. VALUES FROM 7 SOURCE  TESTS.1C VALUES
                             AVERAGE OF 3 TESTS. PROFILES ALL ASSUMED SIMILAR BASED ON SIZE DISTRIBUTION. REF.
34
 Source:   U.S.  EPA,  1984c
                                                  IV-35

-------
TABLE IV-11.   Example  from  EPA  Source Library  of Fireplace  Source Profile
SOURCE:
SCC:
CONTROLS:
SPECIES SPECIES
NUMBER NAME
4
5
9
11
12
13
14
15
16
17
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
37
38
40
47
48
50
51
55
56
58
80
82
201
202
203
204
SUM{ X >
BE
B
F
NA
MG
AL
SI
P
S
CL
1C
CA
SC
TI
V
CR
MN
FE
CO
NI
CU
ZN
GA
GE
AS
SE
BR
RB
SR
ZR
AC
CD
SN
SB
cs
BA
CE
HG
PB
OC
EC
S04
N03

FIREPLACES
NONE
NONE
««•«««»»*
X BY WT
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
1.030
NA
NA
MA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
NA
46.000
8.000
NA
NA
55.030
- HARDWOODS
FINE
<2.5 UM ******
•f • UNC
+ • NR
+ - NR
+ - NR
+ - NR
+ - NR
* - NR
+ - NR
+ • NR
i- • NR
«• - NR
+ - NR
+ • NR
+ • NR
+ • NR
f - NR
+ • NR
+ • NR
+ - NR
+ • NR
* • NR
* • NR
+ - NR
+ • NR
+ - NR
+ - NR
+ • NR
+ • NR
+ - NR
+ - NR
+ • NR
+ • NR
* - NR
* - NR
+ - NR
+ - NR
+ - NR
+ • NR
+ • NR
+ • NR
+ • 7.000
+ • 7.000
«• • NR
+ - NR

PROFILE: 42202
RANKING: 2224
RATING : C
COARSE
********* 2.5-10UM ******
X BY WT '+• UNC
NA + -
NA + •
NA + •
NA + •
NA + •
NA + •
NA + •
NA + •
NA + •
NA + -
1.030 + •
NA + •
NA + •
NA * -
NA + •
NA + -
NA + -
NA + •
NA + •
NA + -
NA + •
NA + •
NA + •
NA + •
NA +' •
NA + •
NA + •
NA + •
NA + -
NA * -
NA + •
NA * -
NA + -
NA * -
NA * -
NA + -
NA + •
NA + •
NA + •
46.000 i- -
8.000 + •
NA * -
NA + •
55.030
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
7.000
7.000
NR
NR

TSP
********* <3Q UM
X BY WT +-
NA «• •
NA + -
NA + -
NA * -
NA + -
NA + •
NA + -
NA + -
NA + -
NA + -
1.030 + •
NA + •
NA + •
NA + -
NA + •
NA + -
NA + -
NA + •
NA * -
NA + -
NA * -
NA * -
NA * -
NA + -
NA + -
NA + •
NA + •
NA + •
NA + -
NA + •
NA + -
NA + •
NA + •
NA «• •
NA + •
NA + •
NA + •
NA + •
NA + -
46.000 + -
8.000 + -
NA + •
NA + -
55.030
******
UNC
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
NR
7.000
7.000
NR
NR

    NOTES:  OC > ORGANIC CARBON :  EC « ELEMENTAL CARBON  :  NA = NOT ANALYZED :  NR = NOT REPORTED
           < * LESS THAN DETECTION LIMIT
           OTHER NOTES :     EC AND OC VALUES AVERAGE AND STD. DEV. OF 14 TESTS.  < VALUES MEAN OF THREE
                            TESTS. ALL PROFILES ASSUMED SIMILAR BASED ON SIZE DISTRIBUTION. REF. 34.
 Source:   U.S.  EPA,  1984c
                                                 IV-36

-------
The  RWC  source  profiles  for  woodstoves  and  fireplaces  shown  in
Tables IV-8  through  IV-11  illustrate how key RWC  tracers  can vary
with  operating  parameters   such   as   fuel  type.   For  example,
woodstoves  burning  hardwoods  such  as  oak  fuel   appear  to  emit
signficantly more  fine particulate  potassium  (7.73JK)  than  when a
softwood  fuel  such  as  pine  was used  (1.0%K)  - based on work  by
Stiles  (1983).   The variations in organic  and  elemental  carbon
shown in  these  four  profiles - which could  reflect differences  in
operating parameters such  as combustion,  temperature, excess air,
etc. -  further,  illustrate  the variability  of wood smoke  chemical
composition.

Figure IV-1  illustrates the  variability in RWC emission  profiles
by  chemical  species.  The  variability in  the RWC  emission profile
is  the  single most  important factor contributing  to the  relative
uncertainties associated  with  RWC  impact estimates  obtained from
receptor models.

To  help  insure  that  the   RWC profile  for  the study  area  is
representative   of    the    actual   mix   of    wood   fuels   and
woodstove/fireplace  emissions,  it   is  advisable  to  calculate  an
emission  inventory weighted  composite  for the  airshed as explained
below.   The  calculations  require  information   detailing  actual
fireplace and woodstove emissions  as well  as  the  relative amounts
of  soft  and hardwoods used.   This  .information is  often  gathered
through  household   surveys  of  wood  use  patterns.   RWC  source
profiles  (such  as  those  in  Tables IV-8  through  IV-11,  are then
weighted  in proportion  to  the  percent  of  RWC  emissions  in each
category  (fireplace,  hardwoods;    fireplace,   softwoods;  stove,
hardwoods;  stove,  softwoods)  and   averaged  to  produce  a  single
composite profile to represent RWC in a  CMB analysis.

Chemical  composition profiles for  all sources to  be  included in a
CMB  analysis are  then combined  into a  Source Matrix  and input into
the  CMB  model  to be  used.   Table  IV-12 illustrates  the  type  of
information  included in the Source Matrix.
                        IV-3 7

-------
o
•H
+J
•H
10 >i
O -P
H -H

§ 01
U -H
0)
O
04
140
130
120
110
100
 90
 30
 70
 60
 50
 40
 30
 20
 10
  0
                                              134% Var.
                   81% Var.
39%
                 16% Var.
                                         0.5%
                                                            132% Var.
                                          0.5%
                                                                        115% Var.
                                                                             \\
                                                           CL
                                 Chemical Species
                Figure IV-1.  KWC Emission Profile Variability
                                        IV-3 8

-------
 01
 ti
•O
03
            O
            O
+1

8
o
        CM

        + 1

        00
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                                 IV-39

-------
        Each  source  profile  should  also have  an  associated  uncertainty
        estimates.  This  Is  used by  the CMB model  In estimating variance
        for each  source contribution.   The  analyst then  operates the CMB
        model  to   find  the  mix  of   source   contributions  which  best
        "explains"  the  total  mass  and  chemical  characteristics   of  an
        ambient monitoring sample (s).

        Enrichment factor  and  multlvarlate  models  require that  a   single
        trace  element   (typically   potassium)  be  Identified  as   a   tracer
        element for RWC emissions.  While potassium  may be a useful  tracer
        for RWC emissions  In Isolated,  rural areas,  It  Is most helpful to
        assess the uniqueness  of  potassium  (or other aerosol components)
        to determine  the  validity  of the tracer  assumption.  One  of the
        best means of  evaluating this  Is to calculate  a  chemical element
        emission Inventory for  the  study area  based  on:  (a) the TSP point
        and area source emission Inventory;  (b)  a  knowledge of the percent
        of TSP  emission < 2.5 urn in  size;  and,  (c)  the chemical profiles
        for each  of  the area's fine partlculate  emissions sources.  From
        this Information,  the total number  of  tons per year of  potassium
        (or  any  other  species Included  In  the  source   matrix)   can  be
        estimated  and  the   percent  of  potassium  associated  with  RWC
        emissions can  be  obtained.  If RWC emissions  can  reasonably  be
        shown to contribute  the majority of  the  potassium emissions  during
        the space heating season,  then potassium can be  used as  a valid
        tracer In enrichment  factor and multlvarlate analysis.

4.   Receptor Model Applications
    The receptor  model  application described  above can be catagorlzed  as
    quantitative,  semi-quantitative  or  qualitative  based   on  the method's
    ability to  resolve woodsmoke   Impacts  from other sources.   Only the
    quantitative  methods   provide   a  sufficient  level  of confidence  to
    support   regulatory   action.     Semi-quantitative   and   qualitative
    techniques,  however,  are highly  useful  In  confirming  the  conclusions
    reached through  the  more  accurate  methods.   Their  parallel  use  Is
    therefore  encouraged.
                               IV-40

-------
a.  Quantitative Methods of RWC Impact Assessment
    Radiocarbon Techniques
    The  measurement  of RWC  particulate  impacts  through  radiocarbon
    (carbon-14)  isotope  analysis   pioneered  by  Currie  (1982)  can
    provide an accurate direct assessment  of RWC impacts if:   (a)  fine
    particle  samples  are  submitted  for  analysis;  (b)  it  can  be
    reasonably  shown  that  other  sources  of  "modern  carbon"   (e.g.,
    structural  fires,  forest  fires,  landclearing  burning,  industrial
    combustion of  woodfiber or  other potential  sources of vegetative
    burning  emissions)  are  of  minor   importance  at   the  time  of
                                      14   12
    sampling.   Since  the  ratio  of     C/   C  In  the  fuels burned in
    the  airshed  is  required as  an  input to  the  interpretation of the
    data,  radiocarbon  measurements   of   sawdust   obtained  from  cross
    sections   of   fuel  wood  used   within   the   airshed   should  be
    concurrently analyzed with the ambient samples.   If  a  mix of  wood
    species  are  burned, a  weighted   average  sawdust  composite  sample
    should be analyzed.

    Since  this method  only provides an  estimate of the percent of
    "modern" carbon exclusive of  the oxygen, hydrogen, nitrogen and
    trace  elements  associated  with  RWC  emissions, it is necessary to
    correct  the  radiocarbon  estimates  to  include  these  components.
    Based  on studies  by  Rau and Huntzicker  (1985),  70 + 10%  of RWC
    emissions  are  carbon  requiring  that the  "modern" carbon estimate
    be scaled up by a factor of 1.42  (1/0.70).

    Although radiocarbon  methods  have  been  applied to  TSP  and SSI
    samples, results  obtained  from  such samples  should be considered
    semi-quantitative.   They   provide  an   upper-limit  estimate  of
    woodsmolce  impacts,   since  Interferences   from   coarse  particle
    "modern"  carbon  sources  (e.g.,  leaf   fragments,   insect   parts,
    pollen,  sander  dust,  etc.)  can  be  Incorrectly assigned  to RWC
    sour ces.
                           IV-41

-------
Duker  et  al,  (1984)  have recently  applied  radiocarbon methods  to
the   determination  of   ambient  Carbon  Monoxide  (CO)   Impacts
associated with  wood burning sources.  Figure IV-2 Illustrates  the
14
  CO  sampling train.   Integrated  four to  16 hour samples can  be
collected  at  flow  rates  of  five  liters  per  minute  before  the
substrates In  the train need to be  changed.   Ambient air  Is  drawn
through  a  rotometer  to  a  series  of  soda  lime  and   Drier Ite
absorption  columns  to  remove   ambient  carbon  dioxide  and  water
vapor.    Activated  charcoal  Is  used   to   trap  C,  and  higher
hydrocarbons.   CO is then oxidized  in a Hopcalite column and  the
resultant  CO-  Is trapped  on a carbonate-free,  sodium hydroxide
impregnated   firebrick  substrate.   The   sealed  CO-  absorption
column can be  stored Indefinitely  prior to Tandem  Accelerator Mass
Spectrometer   analysis   for   radiocarbon  isotopes.   The     C/   C
ratio  measured in the  desorbed  CO-  provides  a direct measurement
of  the percent  of  ambient  CO  which originated   from woodburaing
sources.

Chemical Mass  Balance
CMB-derived  estimates of  short term RWC  Impacts  offer  the most
cost-effective means of obtaining quantitative  data.  The analyst
must  be  aware,  however,  that   other  emissions  from  vegetative
burning  sources  may not  be distinguished  by  the  model  if the
source  profiles  of   the  two emissions  sources  are  similar.   An
analysis  of  source  emission activities  can  often  be   used   to
clarify such  issues  as described  in  the  previous  subsection.    To
provide  additional  verification  of  CMB-estimated  impacts,  many
researchers  have  intercompared  radiocarbon  and   CMB  estimates.
Such  comparisons have  typically found  that  the  impact estimates
from   the  two  methods   were comparable  within  the  limits   of
experimental  error (+ 30%).  Again,  the CMB ambient aerosol data
sets must be  obtained from fine particle samples to assure a high
degree of confidence  in the results.
                        IV-42

-------
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                                      IV-43

-------
    Multivarlate Models
    Multiple  regression  analysis   may   be   vised  as  a  quantitative
    analysis tool  if the  features  (elements,  ions or  carbon species)
    selected for  analysis  as independent  variables are known  to  be
    tracers  for  specific   sources.   The   P..   values  used  In  the
    chemical  emission   inventory   calculations   may   be  utilized  to
    determine  the  species   that  can  serve  as   source  tracers.   The
    general multiple regression equation is shown in Equation 4.

                 Multiple Regression Equation
      Y - a +  b.X. + b_X.... + b X                  (4)
                L  L     f. 2.       n n
    Where:
          Y " Dependent Variable (fine particle mass)
          a • Intercept (Background fine particle mass)
          b - Partial Regression Coefficient, variable i
          X * Independent Variable (tracer elements)

    The  Intercept   represents   the   value  of  7  when   all  of  the
    Independent   variables   are   zero.    The   partial   regression
    coefficients  are a measure  of the  change  in  the value of  Y per
    unit change  in  X  when  all  other  independent  variables are held
    constant.   The  value   of   the   partial  regression  coefficients
    determined by  multiple regression  analysis  are  the  reciprocal of
    F, .  which  the  tracer   represents .    The   product  (bX)  of  the
    partial regression coefficient and  the concentration of the  tracer
    element  is the  Impact  of   the   source  which  the tracer  element
    represents .

b.  Semi-quantitative Methods
    Enrichment Factor Models
    As  noted  above,   this   method   uses  ambient  aerosol  elemental
    composition  data  In  association  with  a  reference  element  to

                           IV- 44

-------
provide an estimate of  the  degree  to which the "natural concentration"
of  a  given  element  has   been "enriched" by  a  man-made  emissions
source.   The generalized  equation  for  this  application is  shown  In
Equation 5.

                  Enrichment Factor Equation

                EFt m (Ci/Cr) aerosol                   (5)
                      (Ci/Cr) reference

    Where:

         EF   - Enrichment  factor or tracer element "I"
         C.   ~ Concentration of tracer element "I" in the ambient
                  aerosol
         C    « Concentration of reference element "I" in soils

    The reference element  is  usually a crustal element, commonly iron,
    aluminum, silicon,  or   calcium.  Crustal  elements are used  because
    of their abundance  in  ambient  samples.   By  normalizing the source
    tracer  element  to  a  crustal  element,  local meteorology  that may
    affect   the  elemental  concentrations   can  be   factored   out.
    Enrichment  factors  near  1.0   indicate  that  soil  Is  the  likely
    source  of the tracer  element.  Values  significantly greater  than
    1.0 Indicate  that the  ambient  aerosol has been enriched by  another
    source.   Potassium  00  is  typically  used as a  tracer element for
    RWC emissions,  while  Iron  (Fe)  has  been widely  used as a  crustal
    reference element.   Variation  in  the K/Fe  enrichment factor  have
    been  found  to closely correlate to known  periods of RWC impact  in
    several  studies (Lyons  et al, 1979).

    This  concept  can  be  extended   to  provide  a  semi-quantitative
    estimate of woodsmoke  impact,  if the concentration of potassium  in
    RWC emissions is known:
                            IV-45

-------
 RWC  =
       (C /C  Impact) - (C./Cr No Impact)
                      Inpact)(F

* C.
                                                     (6)
Where:
                 Coacentratloa of RWC  (ug/m  )
                 Concentration of tracer element  "1"  (ug/m  )
                 Concentration of reference  element "r"  (ug/m  ;
                 Fraction  of  tracer  element  "I"  In  "source  "j1
                 emissions (weight percent)
                 Mean concentration of the tracer element "I"
Used  In  this   form,  the  enrichment  factor  model la  a  form  of
Chemical  Mass  Balance  in  Which  the  tracer  element   (typically
potass lisa)  is  used to  calculate woodsmoke  impacts.  For  example,
assume  the  average K/Fe  ratio during woodsmoke impact  periods  is
2.0,  compared  to  an  average K/Fe  ratio of  0.6 during  non-Impact
periods and that  the  average ambient concentration of potassium  is
         3                                                     3
0.2  ug/m .  Then  an  estimated  average  impact  of  5.0  ug/m   is
obtained,  given  an  average  content  of  2.8%  potassium  in the
woodsmoke emissions:
 RWC
                      * 0.2
        (2.0) (0.028)
          (7)
CRWC - 5.0 ug/nf
          (8)
Such  estimates  are  considered  semi-quantitative  because of  their
sensitivity   to   the  variability  of   potassium  in  the   source
emissions  (Figure  IV-1).    In  addition,  the  model  assumes  that
potassium  is  uniquely emitted  by RWC  sources,  an assumption  that
may not be valid in some urban  settings.
                       IV-46

-------
Qualitative Methods
Time series  analysis  of light  scattering  measurements, enrichment
factors and  fine  particle  mass can be  effectively  compared to RWC
impacts  estimated by  (MB, radiocarbon and  multivariate  analysis
methods  to  evaluate  the   credibility  of RWC  impact  estimates.
Temporal and spatial patterns  of  these  parameters  should be highly
intercorrelated  if  woodsmoke  impacts  are  the  principal  source
impacting  the  receptor.   These qualitative methods  of RWC Impact
assessment are discussed below.

Carbon Thermograms
Stepwlse  temperature  programming  combustion of  aerosol  samples
over  a  temperature  range of 350   to  700   C  can  be  used  to
detect  changes  in  the boiling point  distribution of  organic and
elemental  carbon  aerosols  in  the   ambient   air  (Johnson  and
Huntzicker,   1978).    Thermograms   of   woods tove   and  fireplace
emissions,  for  example, are  similar to  ambient samples  known to
have  been  highly  impacted by  RWC  emissions.  These patterns are
distinctly  different  from those  obtained from  other  sources  or
from  ambient  samples   taken   in  the  same  airshed  during  summer
months  in  which little,  if any RWC  emissions are occur ing.  Figure
IV-3 Illustrates the differences in these patterns.

Temporal Patterns
Diurnal  and  seasonal  variations  in light  scattering measurements
made  by   integrating   nephelometers   can  provide  a   qualitative
indication of woodsmoke concentrations.  Figure IV-4, for example,
illustrates  differences  between typical hourly  average scattering
coefficients  measured  during  summer  and  winter   months  in  an
airshed known  to  be impacted  by woodsmoke.   The winter pattern is
typified  by  a  late evening  peak  in fine particle  concentrations
that  is not  seen  during the summer  months.  Diurnal  patterns  shown
in Figure  IV-4 indicate a peak during the winter  months  that may
track  the  late  evening peak in woodstove  and fireplace use,  which
typically occurs between 8 and  11 pm local time.
                        IV-47

-------
     Oil-fired furnace
Automobile exhaust
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Wood-fired industrial boiler
               Temperature
        Figure IV-3.  Carbon  Thermograms of Source and Ambient Aerosols




   Source:  Kowalczyk and Greene  (1982).
                                         IV-48

-------
                   Fireplace
Wood Burning Stove
                 Medford Ambient
                  (Christmas Week)

-------
CD
                 Bend
        Nephelometer Variation
          Winter vs. Summer
                   =r--to	'  AUG
                    12

                 Hour of Day
                         18
24
             Medford
       Nephelometer Variation
      Suggesting RWC Impacts
 3 3-
           FEB. NEPH. —+> 39
           WINTER CMB •*• 37 tg/m3
                   12
                     Suspected/
                      Wood /
                      Impact
            5  Hour of Day
                         18
   Figure IV-4. Seasonal and Diurnal Variations in RWC Pollutants
Source: Kowalczyk and Greene (1982).
                    IV- 50

-------
        Since  woodstoves  emit,  OQ  the  average  600  and  1,000 times  more
        carbon  monoxide   than  oil   furnaces   and natural  gas  furnaces,
        respectively,  evening CO peaks in winter  tine  at  residential sites
        provide  additional qualitative evidence  linking RWC  appliance use
        to  air  quality  impacts.   The value  of  the  analysis is  further
        enhanced if the CO diurnal  variations at the  residential  site are
        compared to  that measured  at a  central  business district  (CBD)
        monitoring   site   that   is  known  to  be  principally  impacted  by
        transportation sources.   Studies  by  Harris  (1983)  indicate  that,
        while  winter  CO  and scattering coefficient  variations are  highly
                                              2
        correlated  at  a  residential  site  (R  of 0.95), the  correlation
        between  these  two parameters at  a CBD  site during the same time
                             2
        period were  poor (R  of 0.2).   As  illustrated  in  Figure  IV-5,
        the  temporal  variation  patterns  of   CO   and   light  scattering
        (b     )  at  the  two sites  are strikingly  dissimilar,  indicating
         s cat
        the   likely   differences   between   the  emission   patterns   of
        transportation and RWC sources.
        In addition to analysis  of  light scattering, CO and  fine particle
        mass variations,  additional information can  be  gained  by a diurnal
        and seasonal  analysis  of the  organic carbon and/or  fine particle
        potassium to mass ratios  of  the aerosol.   Since RWC  emissions are
        highly rich in these species, a high  degree  of  correlation between
        these measurements would  tend  to provide  confirming  evidence that
        RWC emissions are  the  common source  of  the pollutants.   While it
        is Important  to  note that  a high  degree  of correlation does not
        prove  a  causal  relationship,   the  occurrence  of  the  pollutant
        variability  patterns and  correlation  during  the  winter  season
        furthers  the  evidence   that  RWC  emissions  are  likely  sources
        impacting the site.

5.  Joint Application of  Dispersion and Receptor  Models
    Several researchers  have demonstrated  the  value of  the   joint  use of
    dispersion and  receptor  models  in  RWC impact studies.   This approach
    is  especially useful  when   the  emission inventory  and/or  other data

                               IV-51

-------
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                    and CBD Monitoring  Sites
                                 IV-5 2

-------
    bases used In dispersion modeling are of marginal  adequacy (Core et al,
    1980).   The results of  the  receptor modeling can  be  used to critically
    evaluate the emission and meteorological assumptions  used in dispersion
    modeling to deduce  whether  the emission and  dispersion characteristics
    of the  RWC sources  have been  adequately  characterized.   Inhoff  et al,
    (1983)   for example,  applied  Chemical  Mass  Balance  receptor  modeling
    results in an evaluation of the ability of  several dispersion models to
    reasonably simulate  RWC  area source  impacts  within  the  Petersville,
    Alabama airshed.  Core  and  Hanrahan (1983)  were able  to  identify major
    deficiencies in the Portland,  Oregon RWC emission  inventory based on an
    inter comparison of  woodsmoke  impacts  independently  derived  from  each
    modeling approach.   Since  dispersion  models must  be  used  to  estimate
    future  source  emission impacts,  the  validation  of  dispersion  models
    against receptor  modeling estimates of  source  impacts is  an extremely
    useful  tool  for regulatory actions that  must  be  based  on future  year
    projections of  air quality.

6.  Modeling RWC Visibility Impacts
    During  the  past  decade,  numerous  studies  have  been  conducted  to
    determine  the  relationship   between  urban  haze and  air  pollution
    sources.   Extinction   budget  analysis  has  been  conducted  in  many
    airsheds  including  Denver  (Dennis, 1983;  Wolf et  al,  1980),  Detroit
    (Sloane and Wolf, 1984),-IDS Angeles  (Cass,  1979),  Portland (Shah,  1981
    and Shah et al, 1984),  and  Oakland  (Barone  et al,  1979).   These studies
    have clearly demonstrated the  relationship between fine particle (<2.5
    urn)  size,   mass   and   chemical   composition  and   atmospheric   light
    extinction through  empirical  models based on statistical associations.
    Empirical models  fit the measured total  light scattering  and absorbance
    of  airborne aerosols   to   the  concentrations  of   chemical  species  by
    multivariate  linear regression.    Such  models   generally  provide  good
    fits  in that the correlation coefficient  for  the fitted  and measured
    light  scattering  measurements  is   usually  high,  providing  valuable
    insights  into   the   relative  importance  of  each aerosol  species  to
    visibility impairment.  Empirical regression models take  the  form of:
                               IV-53

-------
           Bsp"   IClMl+Babs

In   this   relationship:    B     represents   the   measured   scattering
coefficient;   C,    is   the   partial   regression  coefficient   which
physically  represents  the  scattering  efficiency  of  the  individual
species;  M.   is   the   measured   mass  concentration  of  the  chemical
species  "1";   and  B .    is  the  light   absorbance  associated  with  the
elemental carbon component of the aerosol.
The  aerosol  sampling and  analytical requirements  of  extinction budget
models  are  similar  to  those  described   for   receptor  modeling,  but
require  concurrent  B    data  obtained from   integrating  nephelometer
measurements   of   light   scattering.    As  a   prerequisite   to  model
development, the analyst  must select aerosol species  that  can serve as
unique tracers  for  airshed sources  while attempting to explain, through
the multiple linear regression analysis, as much  of  the  variability In
the  B    observations  as  possible.    Chemical  emission  inventories,
      sp                    ^                                          '
described  in  Section  IV. C. 3,  are  extremely useful in  Isolating those
aerosol  species that  are  useful  source  tracers.  Typical  regression
models  Include  organic  carbon  or  potassium   mass   concentrations  as
tracers for RWC emissions,  Pb as a  trans portIon tracer and Si as a soil
dust tracer.   Nitrate  and Sulfate measurements  are usually included to
account   for   scattering   associated   with  secondary   aerosol.    The
reciprocal of  the  relative  humidity may also  be  added to the  list of
Independent variables,  to  account for humidity  effects on aerosol size,
which effect the scattering efficiency of fine particles.

Once the  regression models are  developed,  predicted  changes  In average
visibility conditions  under  altered  emission  scenarios can  be  made by
increasing or  decreasing  the M. concentrations of one  species,  while
holding  the  others  constant.    Future  year concentrations of specific
aerosol species  (M.) are  obtained  from proportional  rollback modeling
of RWC  emissions  changes,  given a knowledge  of current RWC emissions
and   ambient   Impacts.     As   an   alternative,    future   year   M
concentrations  can  be   obtained  by  dispersion   modeling  of  likely
emission  Increases  and application of  source profile  Information.  If,
for  example,  a 10  ug/m   Increase  In  woodsmoke Impact Is  predicted by
                            IV-5 4

-------
    a proportional  or  dispersion modeling analysis, and RWC emissions are
    assumed to  contain about 36%  organic carbon (see  Tables  IV-8 through
                               3
    IV-11)  then  a 3.6   ug/m   increase  in   organic  carbon  would  be
    predicted.  Associated  visibility impairment could  be  estimated using
    the  regression  model   already   established  for   the  airshed.   The
    validity of this approach,  of course, Is dependent  upon the stability
    of  the regression model.   This  can  be  tested  by  iterative modeling
    using subsets of the ambient aerosol database.
7.  Estimating RWC Impacts Through Atmospheric Tracer Studies
    a.  Overview
        Chemical   tracers   (e.g.,   sulfur  hexa f luor ide,   SF,)   can  be
        released  in precise  quantities  and then  measured  through  field
        monitoring   in   order   to   determine  the   pollutant  dispersion
        characteristics  for  an  area.   The  relationship  between emissions
        released  and  resultant  measured  concentrations  can  be  used  to
        predict  short   term   (e.g.   peak  24 hr.)  impacts,   based  on  an
        Inventory of RWC emissions.

        This section addresses  the  use  of  tracers selected  because they
        are   not   normally    found    in  ambient   air   in   significant
        concentrations.    The  use   and  applicability  of   other   trace
        chemicals  or elements selected  because they  comprise a measurable
        fraction of  RWC  emissions (e.g.  methyl  chloride,  or carbon-14) are
        addressed in Section IV. C.3 and IV. C. 4.

        Tracer  studies  are discussed below  in  terms of:   how they work;
        strengths and limitations; and, an example RWC application.

    b.  How Tracer Studies Work
        Pollutant  emissions  disperse  and  result  in  concentrations  of
        varying  magnitude  throughout   an   airshed.    Certain   "tracer"
        chemicals  exist which  can  facilitate  the  determination  of this
        relationship    between    emissions     released    and   resultant
        concentrations.   Sulfur  hexafluoride   (SF,)   is  one  of  the most
                                                   o

                                IV-55

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commonly  used- gaseous  tracers.   SFfi  is non-toxic,  detectable  in
the  parts-per-trillion range, not  typically  found  in ambient air
at  those  concentrations, chemically stable,  easily dispersed at a
measured rate, and  has a fairly  low molecular weight which results
in  rapid  mixing  with  the  air  (Collins   et  al,   1965).    These
characteristics   make   it   possible  to   use  SF,   to  simulate
pollutant dispersion  processes with precise measurement of release
rates  and resultant  concentrations.  The  results are  valid only
for  specific  locations,  and  for  the  meteorological  conditions
which  exist  during the  test.   The data can  be  used  to verify and
modify a dispersion model for  the study  area.

Strengths and Limitations of Tracer Studies
Predicting the ambient  air  impact  of a source is likely to be more
accurate  with  the use of a  tracer  study  than using  computer
modeling alone.   This is because pollutant  dispersion is a complex
physical process  to simulate mathematically.

Most models  require  wind   flow  fields  to  be simulated,  yet wind
speed  and  direction information are not always  available.  Due to
the  response threshold  of  typical anemometers, wind speeds below
about  two miles  per  hour are  reported   as calm.   Thus  during
periods of  flow reversal,  when  winds  are  light and  variable, the
available meteorological data may  even  be misleading (Wlllson et
al,  1983).   Reviews  of the accuracy of various dispersion models
in  predicting concentrations  for  complex  terrain  commonly report
model  prediction performances in the  range  of  a  factor of two or
worse  (American  Meteorological  Society,   1984).    If  worst  case
meteorology  Is   the period  of  Interest, and  the  tracer  study  is
conducted    under  poor   dispersion    conditions,   the   actual
relationship   found  between  emissions  released  and  resultant
concentrations can  be used.  The tracer  study findings can also be
used   to   select  and  suggest  modifications  to  an  appropriate
dispersion  model.   When  vehicle  traverses  are   used  to  sample
SFg,  with  samples  taken  at  Intervals one tenth  of   the  mile
apart,   a  wealth  of   data  are  available   for  analysis.  Having
                        IV-56

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measurements  from hundreds  of  different  locations  can  enable  a
much better understanding and  simulation of  the mechanics of local
dispersion processes.

The  ability   to  measure SF,  at  concentrations in  the  parts  per
trillion   range   and   the   stability   of   SF,   enable  accurate
calculation  of  the  relationship  between emissions   released  and
resultant  concentrations.   The use  of  actual RWC tracers such as
potassium  (K),  methylchloride  (CHgCl),  or  carbon,  does  not have
such  a  clear  cut  relationship,  since  the  percentage  of  RWC
emissions  which  those  compounds comprise can  vary with wood type,
and other variables.

A  tracer  study  can  be  uniquely  beneficial when   planners  are
attempting to predict  the  air impact  of  a  source   before  it  is
constructed or  in operation.    In  such  a case, there  is no way to
estimate  impacts  by  receptor  modeling  since  the  emissions  do not
yet exist.  Such an example is discussed in the next subsection.

SF,  tracer studies can be  expensive, generally costing more than
$25,000.   Actual  costs depend  on:  1) the number  of  tests, 2) use
of ground  vehicle  vs airplane  traverses  and; 3) complexity of data
interpretation,  e.g.  whether  computerized  dispersion modeling is
included.

Although the  relationship between emissions  released  and  resultant
concentrations  can  be quantified  accurately, there  are  two  key
obstacles  to  determining  RWC  impacts  from  such  a  tracer study.
First,  predicting RWC  impacts  based   on   tracer study findings
requires the  input of  some  assumed amount of RWC emissions.  There
is always  some error  in  estimating  the emissions from a source,
and  RWC emission  factors  often, have relatively  high uncertainty.
This same  obstacle is  faced in computerized dispersion modeling.
                       IV-57

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    Second, tracer  studies are done during  time periods with  specific
    meteorology.   Field monitoring  tracer studies  without  subsequent
    computer  modeling  can  only  characterize  dispersion  conditions
    present  during  the field  tests.   Some  tracer  study experiences
    help minimize  this  concern.   For example, when two tests were  done
    in  Telluride,  Colorado  several  days  apart under  conditions  with
    different  meteorology,   the  ratios  of  emissions   released   to
    resultant  concentrations at  the  key site  of  interest were  within
    28% of each other (Wilson et al, 1983).

    It is also difficult to  duplicate  with tracers the manner  in which
    emissions are  released from  area sources - e.g. RWC.   For  example,
    area   sources   in  a  small  confined   area   may  be   adequately
    represented by a  single  release  point,  but multiple release  points
    would  be  necessary  to  simulate  area  source  emissions   for   a
    metropolitan area SF..  tracer study.   It  can  also  be  difficult  to
                         o
    simulate  the  time  variation  of  an  emission source,  such  as  RWC,
    especially  if  there is  limited  information on  emission  rates vs.
    time of day.

d.  Example Tracer Study
    An SF,  tracer  study was conducted in 1982  in Telluride,  Colorado
         o
    with the  goal of characterizing current and  future potential RWC
    air Impacts.   The primary motivation  for the study was the need  of
    a  Colorado ski  resort  developer  to  determine  likely air Impacts
    from Residential  Wood  Combustion  if  a large  ski area development
    were constructed  in this  mountain resort  area.  Since  dispersion
    modeling  alone was  judged  an inadequate prediction  tool  in  such
    complex terrain,  the tracer study approach was selected.

    Three  different   tracer  release  tests  were conducted.   Two  tests
    were set  up with  tracer  releases from the proposed new development
    area,  and monitoring  was  conducted  in  the  surrounding  territory
    via  fixed sites  and auto traverse  sampling.   The  third test was
    set up  to simulate  RWC  emissions within  the Town of  Telluride,  in
    order  to  characterize the  impact  of existing  sources at various
    locations.
                           IV-58

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            The tests  Improved understanding  of the  dispersion mechanics  in
            and near the San Miguel Valley near  Telluride.   Actual  results and
            methods are discussed by Wilson et al,  (1983).   Anong the findings
            was the conclusion  that  each ton of emissions released per day in
            the Town of  Telluride would  tend to result  in  24-hour  particulate
                                 3
            impacts of  179  ug/m  under  the  meteorological conditions  which
            prevailed at the time of  the  experiment.

D.  Dispersion Modeling
    1.  Overview of Dispersion Modeling
        The   development  of   Residential  Wood   Combustion   (R.WC)   control
        strategies requires  the application  of dispersion  models  capable  of
        accurately estimating RWC  impacts  under a  variety of  emission control
        scenarios.  This section  discusses  a  variety  of  models,   their  data
        base requirements, model validation  and  specific model applications in
        actual airsheds.  The  following  text  is  intended only  to  address the
        application   of  dispersion   models  to   RWC   assessment.    Readers
        interested  in  more  general  applications of  these  models  should  also
        refer  to    appropriate  EPA  dispersion  modeling guidance, Including:
        Guideline  on  Air Quality  Models  (U.S. EPA,  1978,   1984d);  Interim
        Procedures  for  Evaluating   Air  Quality  Models  (Revised)   (U.S.  EPA,
        1984e, 1985);  "Regional Workshops  on Air Quality Modeling" (U.S.  EPA,
        1981c); and to users guides  for  specific dispersion models of  interest
        (e.g., U.S.  EPA,  1973,  1977a,  1978a,  1979a,  1979b)  on EPA's UNAMAP
        system.   The  joint application  of dispersion and receptor models was
        discussed briefly In Section IV. C.5.

        a.  Introduction to Dispersion Modeling
            Air Quality  dispersion models  are a set  of mathematical equations
            relating the release of  air  pollutants  to resulting concentrations
            of  pollutants in  the  ambient  atmosphere.   Thus,  they  provide  a
            tool   for   predicting   the  consequences   of  changing  pollutant
            emission rates,  or assessing  the  impact of  an  emission source(s)
            on ambient air quality standards.

            Dispersion  models   are   useful  in  developing  and  evaluating RWC
            control strategies  designed  to  attain  acceptable  air  quality, in
                                   IV-59

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evaluating  likely  consequences  of expanding  emission growth, and
in  projecting future  air quality  trends and  patterns associated
with community growth.

In  addition,  dispersion model-derived estimates of RWC impacts are
highly  useful for identifying areas  of  expected high impacts, and
providing   insights   on  locating   additional  monitoring   sites.
Effective   use   of   dispersion   models,  however,   requires  the
collection  and  analysis of  both  meteorological  and  air  quality
data  to  provide  a   basis  for  model  evaluation  and validation.
Monitoring  of background pollutant  concentrations associated with
distant, upwind  RWC  sources  that are not  included in the emission
inventory data base is also required.

Generally accepted practice  is  to  complete a  two  level modeling
analysis.   The  first   level  provides  a   screening  analysis  of
potential RWC source  impacts  through the use of a simplified model
analysis  designed  to  estimate   RWC   impact  under  worst  case
meteorological situations.  The  second  step,  employing any one of
a  number  of  more  complex  models,  is  initiated   if   potential
problems are  identified  during the screening analysis.

The  second   phase  of  modeling   incorporates  a  more  detailed
treatment  of actual  meteorological  episodes,  terrain influences
and  dispersion  characteristics  of the  emissions  sources.  Both
phases  of  modeling require data on  source  emissions, air  quality
and meteorology,  including wind  direction, wind speed, atmospheric
stability and mixing height information.

The choice of a  dispersion model to  be  applied during the  refined
modeling analysis  is  primarily  dependent  on  the  level  of detail
required   to   fulfill   the   objectives   of   the   analysis,  the
availability  of   input   data and  the  physical  nature   of  the
airshed.   In  RWC  applications,  the  most  critical  factors  in
selecting  a  model are  its   ability to  accurately  simulate area
source  emissions for  24 hours,  seasonal and  annual time periods.
                       IV-60

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    RWC emissions  are  relatively nonreactive  during  short  transport
    periods.   RWC  particulate   matter  emissions'  are  predominantly
    within  the   fine  particle   size   range,   so   complex  particle
    deposition, reactivity and secondary  aerosol formation assessments
    are not essential.

b.  Considerations in RWC Applications
    Dispersion modeling of RWC emissions  presents several difficulties
    not usually encountered with  point  source modeling.  These include
    the  complexity of  simulating  the  dispersion of  low  level,  low
    buoyancy  area  source  plumes   that  are subject  to  plume  downwash
    around buildings.

    Also  airsheds  adversely  impacted  by  RWC  emissions  are  often
    located in mountainous areas typified by  complex  terrain,  where
    low wind  speeds  and stable atmospheric conditions  can effectively
    trap    pollutants.     The    limited    availability    of    onsite
    meteorological  data   in   rural  areas,  and/or   difficulties  in
    preparing  accurate  emission  inventories  of  RWC  emissions  can
    further complicate  dispersion model applications.   Because  of the
    limited  ability   of  dispersion  models  to  address the  extremely
    complex nature of  dispersion under  such conditions,  the analyst
    must  exercise caution in  the  application  of  dispersion  models
    within    such   airsheds.     Comparisons    with   some   form   of
    receptor-oriented RWC  impact  estimates is  especially  advisable in
    such cases.

Applicable Dispersion Models
Although a  number of  dispersion  models have potential application to
RWC  impact  assessment,  relatively  few   papers   have   been  published
documenting   model  applications   and  intercomparisons  of  modeling
results.  The models  described below,  however, have been  found  to be
useful  in  RWC studies.   This section lists  the  characteristics of
various models and their  application to   woodsmoke  impact assessment.
                           IV-61

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This discussion includes some  of  the  standard models from EPA's "Users
Network for Applied Modeling of Air Pollution",  or UNAMAP system (U.S.
EPA,  1983e),   as  well  as  other  specialized  models  that  have  been
applied to  RWC analysis.   Table  IV-13 summarizes  the characteristics
of those models which have  been commonly  used in RWC studies.  Each of
these models are discussed in greater detail below.

a.  EPA UNAMAP Models
    A number  UNAMAP models  have  been used  in RWC  studies,  including
    ISCLT,  ISCST,  CDMQC,   RAM and  PAL.    Each  of  these  models  is
    described  below.    Since  the  model's   treatment  of  area  source
    emissions  is  especially critical  in  RWC  studies,  the description
    focuses on this aspect  of the model.   More  detailed descriptions
    of each  model can  be  found  in the  US  EPA guidance  documents  and
    users guides  cited above.   Several of  these models  require  that
    the analyst  select  either urban  or rural  dispersion coefficients
    as inputs  to  the model.  EPA  guidance  on this issue specifies that
    the analyst determine the  land  use within a three km radius of the
    source.    If  more than  50% of  the  land  use  is  of  an industrial,
    commercial   or   multiple   dwelling   residential  nature,   urban
    dispersion coefficients  should  be  used  (Auer, 1978).   In addition,
    the analyst can specify an effective stack height  for area source
    emissions.  Work  by Imhoff et  al, (1984)  suggests that  a source
    height of  four  meters  is  appropriate for  RWC emissions  based  on
    calculated building  downwash  effects which  can  occur even at  low
    wind speeds.

    PAL Model
    PAL is  a  point,  area   and  line  source model  used  to  calculate
    short-term concentrations  of  stable pollutants  (U.S.  EPA, 1978a).
    The model  can be  used  to  estimate RWC  impacts  within portions  of
    an urban  area  at  a  maximum   of  30  receptors.   Calculations  are
    performed  for each  hour  and  require  hourly meteorological  data
    (wind speed,  wind  direction,   stability  class and  mixing height).
    Level  terrain,   steady   state   conditions  and   Gaussian  plume
    dispersion are assumed.  Area  source  emissions  can be gridded  for
    modeling  in  either  squares or  rectangles.   Emission  rates  can  be
                           IV-6 2

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                TABLE IV-13.  Diaper a ion Model Characteristics
          Averaging Period
Model   Annual       24 Hour
PAL
RAM
ISC-ST
ISC-LT    X
CDMQC     X
GRID      X
AREAS     X
Box
Rollback  X
Holzworth X
X
X
X

X*
X
X*
X
   Plume
Dispersion

Gaussian
Gaussian
Gaussian
Guasslan
Gaussian
Eulerian
Gaussian
Advection
Implicit
Gaussian
Complex
Terrain

   No
   No
   No
   No
   No
  Yes
   No
  Yes
  Met
Inputs

Hourly
Hourly
Hourly
STAR
STAR
Hourly
AIRDOS II
Hourly
None
Published
 Gridded
Emissions

   Yes
   Yes
   Yes
   Yes
   Yes
   Yes
   Yes
    No
    No
    No
   Requires statistical time average conversion.   See  Text.
                                   IV-63

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varied hourly  by specifying  the  fractional amount of  emissions to
be   applied,   thereby  enhancing  the  ability   of   the  model  to
accurately  simulate  diurnal  variations  in RWC emissions.   Since
Gaussian  models  fall  to account  for  the  hour-to-hour buildup of
pollutants  during  low  wind  speed  conditions  1  m/sec.  is  the
minimum wind speed  sanction for use in PAL), worst case short-term
estimates  may  be  under  predicted.   PAL  is,  however,  especially
useful for  carbon monoxide  (00) RWC Impacts, because  it Is  able^to
simulate  both  the RWC area source  and line source emissions  of CO
from vehicle exhaust.

RAM Model
The RAM model  Is useful  for calculating short-term  concentrations
during a  one year  period  in flat  urban  areas  with point and area
sources in  multiple locations (U.S. EPA,  1979a).  Like  PAL, RAM is
a  steady-state   Gaussian  model  which  employs  a   narrow  plume
simplification   to  calculate  area  source concentrations.   This
assumption  is  appropriate for  cases  in which area source emission
densities  are  relatively  uniform.   RAM can  also  accept  diurnal
variations  In  RWC  emissions.   Locations,  size,  emission  rates and
the  effective  plume height of  the  emissions are required for each
area  source.   Meteorological data  are input to CRSMET or  RAMMET,
two  meteorological  preprocessor programs which can be  effectively
used  to  sequentially  scan  the  data  base  for worst  case,  24 hour
dispersion  conditions.

IS GST Model
The  ISC  model  (U.S.  EPA,  1979b) is  another steady-state Gaussian
model used  to  estimate pollutant concentrations from a variety of
point, area,  line  and  volume sources  for  both short-term  (BCST)
and  long-term  (ISCLT)  periods.   Both  forms  of  ISC can  account for
particle deposition.   Point  source  building-induced plume downwash
is handled  by  the  Huber-Snyder method.   The area source  treatment
is calculated  as a finite  crosswind  line   source, or as a volume
source  in which  the  area  source   emissions within each  grid  are
mixed within their respective  cells  and  then  advected  downwind.
The volume  of  the cell is  determined by the dimensions  of the grid
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     consistent  with  their  climate  and space  heating demands.   From
     these results  they  could estimate RWC emission factors in  grams/
     kilogram of wood burned,  for appliances  of  special  interest  in
     their areas.

     This level  of effort  in  estimating  RWC  emission  factors  for
     different types  of  RWC  devices  is  not  warranted to  obtain  a first
     approximation  of RWC  emissions.   However,  it may  be  useful  in
     projecting  future  RWC  emissions   levels,  for areas  in  which  a
     significant transition   to  much   cleaner  burning  appliances  is
     anticipated over time.   Under such assumptions, AP-42  RWC emission
     factors could  substantially overpredict future RWC emissions.  The
     following section discusses projection of  future  RWC  emissions  in
     more detail.

     Another factor  that  may  have  to  be  considered  in  selecting
     appropriate local   RWC  emission  factors  is  altitude  (elevation
     above sea  level).   Recent  preliminary  findings  (She!ton,  1985)
     have been  interpreted by others (Oregon DEQ,  1985) as  indicating
     that particulate and carbon monoxide emissions from both catalytic
     and non-catalytic   woodstoves  tested  in  Sante  Fe,   New   Mexico
     (elevation: 7,300  feet  above  sea level)  average about twice  as
     high as  emissions  compared  to  the   same  woodstoves  tested  in
     Portland, Oregon (elevation:   75-100  feet above  sea  level).   If
     these results  are confirmed by more testing, they  will represent
     a significant  consideration  for  higher  altitude  communities  in
     selecting appropriate RWC emission factors,  as well as  for EPA in
     revising AP-42.   This development  is consistent with  EPA's
     development of different vehicle  exhaust emission factors  for use
     in higher  altitude  states, principally in  the   Rocky  Mountains.

3.   Projecting  Future RWC Emissions
     Projecting  future RWC emissions  levels typically  begins by
     estimating  RWC wood  usage  and corresponding  emissions for  some
     appropriate baseline year,  using  approaches  such  as those  described
     in the  previous  two  sections.    Baseline  emissions  can  now  be
     extrapolated  into  the  future  using  various  trend  factors  - e.g.

                                111-65

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    A useful feature of  this  model is the ability  to adjust predicted
    concentrations  based  on  a  linear  regression  analysis  against
    measured RWC impacts.  Meteorological  inputs  are similar to ISCLT,
    in that  STAR deck data  are needed.   CUM does  not  treat building
    plume  downwash,  or  particle   settling/deposition,  nor  does  it
    calculate plume rise for area sources.   Flat terrain is assumed.

b.  GRID Model
    One example  of  a model that may be considered on a  case  by case
    basis, after a  performance  evaluation  and approval by EPA,  is the
    GRID model.

    GRID  is   a   numerical  conservation  of   mass,   Eulerlan  model
    (Hanrahan  1981a) which has  several major  advantages  over Gaussian
    models in  estimating  RWC  impacts.  Principal  among  these  is the
    model's ability  to  use  a unique  wind  speed,  wind direction and
    stability  class for  each  grid  cell   for  each  hour.   This  is
    supplied  by  key  station  meteorological  data  and   coded  inputs
    describing  airshed  topography.   The  GRID model  wind  fields are
    calculated using  the  WEST  meteorological preprocessor (Hanrahan,
    I981a).

    GRID'S DTBASE  emission  inventory  preprocessor  (Hanrahan,  1981a)
    produces separate point and area source  emission files in an input
    format  suitable for  GRID.   It  also apportions point and  area
    source emissions  into  day  and  night  time  periods,  and  provides
    initial  calculations  of  plume  rise  during stable   and  unstable
    conditions.

    The model's  cell array accomodates  a  user-defined grid cell size
    (e.g., two km), each of which may  be  divided into up to  five
    vertical cells  of  variable  height.  This  vertical  zoning provides
    an  important advantage  in  simulating  low  level  RWC emissions,
    while  also  accomodating  the  higher  plume  rise associated  with
    higher energy emissions from point sources.
                           IV-66

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A Brigg's  (1975)  plume rise  algorithm is used  for point  sources.
Area  source  emissions  are assigned to  the  lowest cell (50  meters)
existing  above  the  topography.   Because  of   the   computational
requirements  of  the  model,  the  airshed  climatology   is  often
categorized  in terms  of  discrete  meteorological "regimes".   Each
of  these describes  a wind   field  pattern  and   stability,  with  a
known  seasonal frequency  of  occurrence.  The  model  can,  however,
use hourly data developed  for specific  days.

Simulations  are then  prepared  for each  regime,  and the  outputs
weighted based  on  regime   frequency of  occurrence,  to arrive  at  an
annual  or   seasonal  average  pollutant  concentration.   Short-term
impacts may  also be  estimated on the basis of a  worst case 24 hour
regime.

Once  the model is  validated  using all  airshed  point  and  area
source emissions,  impacts associated with  specific sources  can  be
estimated,   by  limiting   the  emission  database  used to  only  the
source (s)   of   interest.    Specific  control   strategies   can  be
simulated,   using  their  estimated  reduction  in  specific  source
emissions.

The  GRID model has  been  applied  to  RWC  modeling  in  Portland,
Oregon.  This  experience  demonstrated the importance  of  specifying
the  distribution of  emissions   during  the day,  and  the value  of
comparison  of  the  modeling results  with  those   obtained  from
receptor (e.g.,  (MB) models.  For  example,  the  initial  GRID model
predictions  underestimated   CMB results  by  one-half   (Hanrahan,
1981b).

This  discrepancy  led to  a review  of the  EPA (AP-42) RWC emission
factor  used,  which  at  the   time  was  22  pounds per  ton  of  wood
burned.  This  was  based  on the  EPA Method 5 source  testing method,
which  excluded  the  condensible  organic  fraction  of  the  RWC
emissions.   Comparison of the  Chemical Mass  Balance/GRID  impact
                        IV-67

-------
    estimates, however,  indicated that a  75% Increase in  th».  emission
    factor  to  38.5  pounds  per  ton  would  yield  comparable  impact
    estimates.

    Chemical  Mass   Balance/CDMQC  results   for   the   Medford,   Oregon
    airshed were similar,  so  the higher emission  rate  was  also  used in
    the  control   strategy  development  modeling  for  this   airshed.
    Subsequent  to  this work,  the AP-42 woodstove emission factor  has
    been  changed  to  40   pounds per  ton  of wood  burned  (U.S.  EPA.,
    1983b).   Following  corrections  to the emission  inventory,  the  GRID
    model  was  used  to  predict  future  (1987)  RWC impacts  based  on
    estimated emission  growth  and  assuming  typical worst case  winter
    meteorological conditions.   Results from the  modeling with  GRID in
    Portland,   Oregon   indicated  RWC  impacts    ranging   from   6.9
                                        3
    (industrial  receptor)  to  37 ug/m   (residential  area),   compared
                                   3
    to  impacts  of  6.2  to  7.4 ug/m   for all point sources at the  same
    receptors (Core et al, 1980).

c.  Screening Models
    Box Models
    The   simplest   and   most   appropriate  screening  analysis   for
    estimating  worst  case 24-hour   impacts  involves  the use  of  the
    basic  box   model.     In  this  model,   the   change   in   pollutant
    concentrations  over time  is directly  proportional  to  the  source
    emission  strength,  mixing height  and  wind speed through the  mixing
    layer:
                  _  (1 _ e-nt)
                 tin
Where:
XQ= Ambient Concentration  entering  the box (ug/m^)
X " Ambient Concentration  (ug/m )
Q • Emission Strength within the box  (ug/sec/m2)
U • Average Mixing Layer Wind Speed  (m/sec)
H - Mixing Ffeight (meters)
    Loss
    Time
    n " Loss factor (sec  )
                            IV-68

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When  wind transport  is  the only  loss mechanism  and steady  state
conditions are assumed, equation 9 can be simplified  to:
Where: L^Box Width  (meters)

This  model  assumes that pollutants  are well mixed instantly  after
release,  and  that  the  atmosphere   is  unstable,   assuring   good
vertical  mixing.    Values  for  L,   the   box  model  width,   are
determined  by  the  location  of  topographical  features which  limit
pollutant dispersion.

Rau  has  applied the  box model  to  the Medford,  Oregon airshed  to
estimate RWC emission  impacts  over  a series of 24 hour periods for
which  fine  particle  (< 2.5  uo)  carbon data  were available  (Rau,
1981).   Earlier studies by  DeCesar  and Cooper  have demonstrated
that  602 of  the  airshed's  carbon  emissions originated  from  RWC
sources (DeCesar and Cooper, 1981).

Comparisons of  the  variability of measured atmospheric fine carbon
concentrations  and those  predicted by  the box  model showed  that
these  were  highly  correlated  (r*0.87).   Figure IV-6  illustrates  a
comparison  of  measured fine particle  carbon concentrations versus
box model estimates.

Proportional Rollback Model
A  rollback  model  is  based  on  the  simple assumption that source
impacts  are   directly  proportional  to  emissions.   A   source's
contribution  to measured  ambient concentrations  is  calculated  by
multiplying  the  measured  concentrations  by  the  ratio  of   that
source's  emission  rate  to   the total  emissions   rate   of   that
pollutant  from all other  sources in  the  airshed.  Thus,  absolute
pollutant  concentrations  are   not  predicted.   Only  the   relative
contribution  of  the   sources   in the  emission   inventory  and  the
                        IV-69

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      I
           100
           80
           60
           40
           20
                                                     1979-1980 data
                               ^Modeled
               Apr Hay   June  July Aug   Sept  Oct  Nov   Dec  Jan  Feb   Mar
                               MONTH OF SAMPLING PERIOD
      Figure IV-6.   Modeled vs Estimated Atmospheric Carbon
                      Medford. Oregon (1979-80)
Source:   Rau  (1981)
                                   IV-70

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    relative changes  In concentrations over  time are calculated.   The
    relative changes  can  be  used  In association with receptor modeling
    results to estimate likely RWC Impacts In future years.

    Holzworth Urban Model
    Historical meteorology  and urban size  are used  In the Holzworth
    model  to  estimate  the  ratio  of  concentrations   to  emissions,
    expressed  as X/Q,  where:  X  * ground  level  concentration  of  a
    pollutant In air, and Q  « the emissions rate of the  pollutant  from
    a source(s).   This  rat^o can  be used to  calculate RWC Impacts  by
    multiplying  the  annual  average  normalized  concentration  (X/Q)  by
    the   RWC  emission  rate   (Holzworth,   1972).     The  principal
    assumptions  are   that  steady-state  conditions  prevail,  emissions
    occur at ground level and  are uniformly  distributed  over the city,
    emissions are non-reactive  and emissions are uniformly distributed
    within  the  mixing  layer.   Sources  are  treated  as  a continuous
    series  of Infinitely long  cross-wind  line sources.   Values   for
    X/Q  as  a  function  of  mixing  height  (H),  wind  speed  (U)   and
    along-wlnd distance across the  airshed  (S)  have  been published  by
    Holzworth  for  cities  10  and 100 Km  In size.  Since  the X/Q  values
    are  presented  In   terms  of   frequency  of  occurrence,  results
    obtained  with   this  model   also  represent   the  frequency   of
    occurrence with which the source Impacts can be expected to occur.

d.  AREAS Model
    AREAS  Is  an area  source  model  which  estimates  annual  average
    pollutant  concentrations  at  ground  level  In each of  400 grids
    within a  20  by 20  grid  area  (Moore,  1978).  Partlculate or  carbon
    monoxide emissions  from  low level dispersed  sources  can be modeled.

    Input data  Include  the  total  emission rate  within the study  area
    (mlcrograms  per  second),  the  fraction  of  the   total  emissions
    within each  of  the  400  grids, and  the grid size  (meters).   Two km
    grid sizes are commonly  used.
                            IV-71

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    The model  allows point source model  to be used  in  an area source
    mode.   It  does  not  employ meteorological   data   as  inputs  but
    instead    uses    an    array  of   400   X/Q   values   (pollutant
    concentration/emission rate  from the  source)  to describe pollutant
    behavior.  These X/Q values may  be  derived from any  point source
    dispersion model to provide an  output file (uu/m   estimates)  for
    direct input  to  AREAS.   For example, AIRDOS II  - a  Gaussian plume
    model  which   estimates  pollutant  concentrations based  on  annual
    average meteorological data has  been  used for  this  purpose (Moore,
    1977).

    Uniform  annual-average meteorology  across  the  grided  area,  and
    uniformly  distributed  area  source emissions of  similar  magnitude,
    are assumed.  Accordingly,  results obtained  from AREAS are only as
    valid as these assumptions.

Dispersion Modeling Analysis
The extent  to which  a specific model may be suitable  for  RWC impact
assessment depends  on  the  detail  and  accuracy of  the  database,  the
meteorological and topographical complexity of  the area  to be  studied,
the modeling   resources  available  to  the  analyst,  and  the   level  of
confidence  needed in  modeling   results.   Generally,  the  greater  the
degree of detail  with  which a model  considers  such  factors  as spatial
and temporal   variability  in  emission  and meteorological  conditions,
the greater the  ability  of the  model to  evaluate  source impacts under
a  number of   control  strategy  scenarios.   A complete analysis  may
require  the  application  of  a   complex  terrain model   such  as  GRID.
However,  the  cost associated with   the  development  of  an appropriate
database may be  difficult  to justify,  if a  simple  box  model  analysis
provides the level of confidence required by decision makers.

The principal  steps  in  the dispersion  modeling process are  discussed
below:

a.  Input Information
    As a  first  step,  the  analyst   should  evaluate  the  availability,
    quantity and quality of meteorological  data, air quality data,  and
    emission  inventory  information  within  the airshed.   If  on-site
                          IV-7 2

-------
    surface and  upper  air  meteorological  data are  not  available,  an
    evaluation of  the  applicability of  data  from the nearest  National
    Weather  Service  site  should  be  made.   The   evaluation  should
    consider  topographical  features  which  may  alter   on-site  wind
    speeds and direction,  the  representativeness of  upper  level  winds,
    and potential  differences  in atmospheric stability.    If  possible,
    a  comparison  of surface winds  observed  during  a  brief period  in
    the winter months at both sites should be completed.

    Models such as  GRID which  require  a large amount of  detailed input
    data  cannot  be applied   to  most  airsheds  without  an  intensive
    period of  database development.   Assuming  that  the  available  data
    are adequate to  support models  such as ISC, CDMQC, PAL or RAM, the
    second step  is to  evaluate  each model's treatment  of area  source
    emissions, the  importance of  Including point and  line sources  in
    the  analysis,   and  the  number   of   receptors  to   be   modeled.
    Consideration  of  each of  these  elements  will  be  important  in
    selecting  the   appropriate   model,  should  the  screening   model
    analysis indicate a need for additional work.

b.  Model Comparisons with Measured RWC  Impacts
    A  limited number   of  studies  have been published  which  compare
    dispersion  model   predictions  with  direct  measurements  of  RWC
    impacts.   This  section  reviews five  such studies  which  compared
    Chemical  Mass  Balance  (CMB)  measurements  of   RWC  Impacts  with
    estimates  from  a  variety  of   dispersion models,  in  locations  In
    Alabama,   Tennessee  and Oregon.   Table  IV-14 summarizes dispersion
    model and CMB comparison data from these  studies.

    The Tennesee  Valley Authority  (TVA) conducted  two  studies  of RWC
    Impacts in Petersville, Alabama C&nboff et al, 1982,  1983)  and one
    In  Nashville,   Tennesee  (Imhoff  et al,  198A).   The  Petersville
    studies both  covered 10-day periods in  February of  1981  and 1982,
    respectively,  and   monitored  at residential  sites.    CMB  indicated
    RWC accounted  for  most  (80-90%)  of the  ambient fine  particulate
    levels, which  TVA attributed mostly  to  woodstoves with only minor
    contributions  from  fireplace emissions.
                           IV-7 3

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Airshed
Petersville, AL
Nashville, TN
Medford, OR


Portland, OR
Table Notes:
                      TABLE IV-14.  Comparison of Dispersion Model  and  CMS
                                     Estimates of RWC Impacts (ug/mj)
CMB (1)      Rollback Holzworth
RWC Impacrt   Model    Model(2)
  34.9 (3a)
  65.1 (3b)
  26.3 (4a)
 117.0 (4b)
   8.7 (5)   14.2     2.5
  21.5 (6a)
   5.8 (6b)
   5.8 (7)
CDMQC
Model
  7.8
 19.4
  6.5
ISCST
Model
                                                              23.7-28.9
                                                                 65
         5.5-7.7
GRID
Model
                              117
(1)  Estimates  of  RWC  impacts  from  chemical  mass  balance  (CMB)  analysis  of  fine
     particulate (< 2.5-3.0 urn)  samples;
(2)  50th percentile values
(3)  From Imhoff et al  (1982):  a)  24 hour study period  average,  based  on seven days
     during February 2-14,  1981; b"  highest 24 hour  average  RWC  impact,  February 6,
     1981.
(4)  From Imhoff et al (1983): a) 24 hour  study  period  average during February 6-15,
     1982, based on twenty  consecutive  12  hour  samples;  b)  maximum 12-hour average -
     recorded 6 PM, February 13th to 6 AM, February 14,  1982.
(5)  From Imhoff et al (1984); 24 hour  study period  average for the first quarter of
     1982, also averaged over three  monitoring  sites, affording a generalized impact
     for the metro area.
(6)  From  Core  and  Cox  (1982)  and  Hanrahan   1981b);   24  hour  average   for  winter
     heating season (1979-80) at two Medford area  sites:  a) Medford Central Business
     District; b)  White City industrial area, eight miles from Medford.
(7)  From Hanrahan (1981b); annual (1977)  average  RWC impacts  at  a residential  site
     (Flavel School).  Range of values  reflects  the  reported  range of uncertainty in
     CMB  estimates.   CMB  versus   GRID   estimates   at   three  other  sites  showed
     comparable agreement.
                                          IV-74

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The first  Petersvllle study  used  several  mobile vans  to collect
air quality  and meteorological data  in  and around  a residential
area where RWC occurred.  The  study then  compared CMB estimates to
PAL model estimates.   PAL  predicted  higher  10-day average  RWC
impacts,  and maximum 24-hour  average  RWC  impacts   about  30-35%
higher  than  (CMB  estimates (Table  IV-14),  and  overpredicted total
fine particulate impacts by a factor of two.

The second  Petersville  study  was  conducted at  two fixed  sites
(residential neighborhood and  rural background  sites).  This study
compared  CMB estimates primarily  to  ISCST model  estimates,  with
comparison also  to  a PAL model  estimate  for  the single 12-hour
period  of maximum measured RWC  impact.   For wind speeds   1 m/sec,
10-day  average RWC  impacts estimated  by  ISCST were  within  10% of
CMB  estimates,   although  the  model  underpredicted  the  maximum
(12-hour) RWC impact measured by a factor of two (Table IV-14).

Despite  close  agreement  between  CMB and  PAL  estimates for  the
maximum  12-hour  RWC impact  (Table  IV-14),  and  greater ease  in
using PAL versus ISCST, the authors concluded that the ISCST model
yielded  more realistic X/Q  values  (concentration/emissions)  than
PAL for  area sources like RWC.  This was  because PAL  estimated X/Q
values  2-3 times higher  than did ISCST for stable, low wind speed
conditions considered more  representative  of  maxlnmm  RWC  impact
situations,  based  on work  by  TVA and others.   For  example,  TVA
cited a previous  comparison of ISCST and  PAL models, which found
that at  a distance  of 250  meters, PAL estimates were a factor of
three  higher than   ISCST  estimates  during  D  stability and  3.5
meter/second wind  speed  for surface emissions from an area source
50 meters on a side  (Gschwandtner, et al, 1982).

Figures  IV-7 and  IV-8 illustrate  CMB-estimates  (o) versus maximum
and minimum ISCST-calculated  RWC  impacts for  the  following  two
wind  speed  cases:   a)  measured   wind   speeds,  except  using  1
meter/second as  a minimum wind speed value, consistent with user
guidelines  (Figure   IV-7),  and; b) measured wind  speeds, with a
0.34  meter/second  minimum  wind   speed,  which  was  the  minimum
detectable  by  the   meteorological  equipment used.   The  modeled
  *
concentrations increased  significantly  for calm nights,  when RWC
                       IV-75

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00
a.
e
o
(U
u
o
o
3
U
1-1
to
oc
a.
u

I
        200-
         160--
         120-.
         80-
         40-
          0-
                                      CMB  Estimates
                                      Max.  ISCST
                                      Min.  ISCST
                                                 	1
             6    7    8    9   10   11   12   13  14  15  16  17
                            DATE (February)

             Figure  IV-7.  CMB-Estimated vs  ISCST-Estimated RWC
                          Imp acts  (1 m/s  Minimum Wind Speed)
      200 -
      160 - .
      120 - .
       80 -
       40 - •
             o   - CMS Estimates
            — - Max. ISCST
            — - Min. ISCST
                                                I -
            6    7    8   9  10  11   12  13  14  15  16  17
                           DATE (February)

            Figure IV-8.    CMB-Estimated vs  ISCST-Estimated  RWC
                          Impacts  (0.34 m/s Minimum Wind
                          Speed)
  Source:   Imhoff  et  al,  1983
                                IV-7 6

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impacts  estimated   by   CMB  were  highest,   resulting   in  ISCST
estimates  consistently  higher  than CMB  estimates  (Figure  IV-8).
TVA researchers  noted that  using Gaussian models  with dispersion
coefficients based  on Pasquill's  experiments,  it  is  difficult to
assess  how representative  calculated  concentrations  are  at  wind
speeds  less  than  one  meter/second.    Unfortunately,  these  are
typically  the  conditions  under which maximum  CMB  estimates  of RWC
impacts are observed (Imhoff et al, 1983).

Another  TVA study  compared CMB  estimates  of  RWC impacts  in the
Nashville, Tenneseee metropolitan area during  the  first quarter of
1983  (Imhoff  et  al, 1984) with  estimates  from  three  dispersion
models  -  CDMQC,  rollback  and  Holzworth.   RWC was  estimated to
account for 22-66%  of  fine particulate ( < 3um) levels and 15-281.
The maximum 24-hour RWC impact measured was 51 ug/m .

CDMQC  season   average  estimates  were  quite  consistent  with CMB
                                   3
estimates   (7.8   versus   8.7  ug/m   respectively;  Table  IV-12).
Rollback   model  estimates  overestimated   RWC   impacts,   while
Holzworth  model estimates  underestimated RWC  impcts by a factor of
three  to  four.   The  latter  are  50th  percentile  estimates,  and
hence not  strictly comparable to the others.

CDMQC  estimates  of  RWC  impacts  averaged over an  entire heating
season  (1979-80)  also  agreed  well with  CMB estimates  at several
sites  in the  Medford,  Oregon area  (Core  and  Cox,  1982; Hanrahan
(1981b).   Annual  (1977)  average  RWC  impacts estimated by  CMB
methods  at four  sites  in  Portland, Oregon  also  agreed well  with
GRID-model  estimates (Hanrahan,  1981b).   In   both  Oregon studies
however,  the   CMB estimates  and  other  information  were  used to
refine  emission  inventories for RWC and  other  particulate sources,
in order  to achieve  as  close agreement  as possible between the CMB
and dispersion  modeling  estimates.  Accordingly, these  comparisons
represent   optimized  cases  of   of  dispersion model   versus  CMB
estimates  of RWC  impacts.
                       IV-7 7

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Overall, these studies  suggest  that  dispersion modeling is capable
of  estimating  RWC  impacts  in  good  agreement with  CMB estimates.
However,  it  is  also  clear  that  the  selection  of  dispersion
model(s) to be used,  and  the  model's  capability to similute stable
meteorological  conditions,  can  have  a  large  effect  on  the  RWC
impacts calculated.

The  limited  studies  cited  above  indicate  that  ISCST  and CDMQC,
GRID,  and  even PAL  can estimate  RWC  impacts consistent  with  CMB
estimates.   Other models  not  tested  in  these  studies  may  also
yield  close  agreement  for  RWC  analysis -  e.g.,  RAM,  box models,
and  others.   Table  IV-15  summarizes  some  of  the  principal
advantages  and disadvantages  of  several  dispersion  models  that
have been or could be used in RWC assessment studies.

EPA must approve  any  dispersion  modeling  of RWC impacts undertaken
for  regulatory  application -  e.g.,  SIP  development.   For models
not  already   recommended   for  particular   applications   in   EPA
modeling guidance,  this could require  a  site specific performance
evaluation  in  accordance  with EPA  dispersion  model  evaluation
procedures (U.S.  EPA 1984e).

Analysis of Background Concentration
Development  of RWC  control  strategies  using  dispersion  models
requires  that  background concentrations  of  woodsmoke  transported
into  the  airshed be   considered.   Such  estimates  are  developed
through an analysis  of ambient  air  quality data  obtained  from  an
upwind remote  (rural)  site  that is unaffected  by  emissions within
the  study  area.   Winter season particulate  data obtained  from  the
background site should be screened to  identify days  on  which  the
site was upwind of  the  study  area, and  the  wind persistence (ratio
of  vector  averaged wind  to  average wind  speed)  was  greater  than
0.7  over  a   24   hour  period,   corresponding   to  an  hourly  wind
direction  deviation  of 45 .  CMB  model-estimated RWC  impact  data
are  preferred  but  fine particle  mass data (< 2.5  urn)  can  also
                    IV-7 8

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         TABLE IV-15.
        Dispersion Model Advantages  and Disadvantages
            for  Applications  to  RWC
RAM
ISCST
CDMQC
GRID
Box
                Advantages
                Treats point area and  line
                sources in same simulation
                Relatively easy and
                to run.   Not for seasonal/annual
                averages
Modeler can extract worst
case meteorology from
sequential data via RAMMET

Best area area source treatment
among Gaussian models.  Area
source may be treated as
volume sources of specified
height

Variable area source size.

Worst case meteorology can be
extracted by modeler from
sequential data via CRSMET

Acceptable area source treatment
has been achieved for airshed

with heavy RWC impacts (Hanrahan,
198Ib)

STAR meteorological data
available for a wide number
of locations.
Best meteorological treatment
of area sources.

Wind flow fields can become
curvilinear near terrain.

Simple and inexpensive to use.

Adaptability to simulate
complex terrain may make
box models more practicable
for such cases than more complex
models
Disadvantages
Simulation area is
relatively small - e.g. a
portion of the metropolitan
area. Assumes flat terrain.

Tends to overpredict RWC
impacts under low wind
speed, stable  conditions  in
model        intercomparison
analysis (Imhoff, 1983)

Assumes flat terrain
No terrain allowed which
is greater than stack weight
Cannot simulate volume
sources,     assumes     flat
terrain.
Requires statistical
inference to estimate worst
case 24-hour  impacts ,which
is no  longer  recommended by
EPA      for      regulatory
applications.

Simulation costs are high
Large meteorological data
base input required.

Size of the box is often
difficult to determine and
a critical parameter in

Low level of credibility
                                     IV-79

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    be  used.   TSP  mass  concentrations should  not  be  directly  used.
    However, a  useful estimate  of  woodsmoke background  concentrations
    can be  obtained  from TSP filters, If they are  analyzed  for organic
    (preferred) or total  carbon.

d.  Model Evaluation
    Dispersion  model  evaluation  studies,  such  as  those   described
    above,  can  greatly  Increase  the analyst's  level of confidence  In
    the model  predictions.  Model  evaluation studies can be  conducted
    using  fine  particle  mass  concentration, ambient  aerosol  organic
    carbon  data,  Chemical Mass  Balance estimates  or other  Indicators
    of RWC  Impacts described In Section IV. C.

    Anderson et al,  (1984),  Core and Cox  (1982), and Hanrahan  (1981b)
    have  each described  similar  protocols  for  evaluating  dispersion
    models  using  receptor model estimates of source  Impacts.   Briefly,
    the   process   requires   comparison   of  same-day   receptor   and
    dispersion  model RWC Impacts  for   the  same sampling  site.   Also
    required   are  Identification   of   discrepancies,   Isolation   of
    assumptions  or  database  errors  causing  the   descrepancy,  error
    correction, and  final modeling.  The  benefits  derived  from  this
    procedure,  In  terms  of   Increased confidence  In  the  final  RWC
    Impact  assessment,   are  Invaluable  during  development  of  control
    strategy programs.

e.  Analysis of Results
    Upon  completion  of   the  model  validation  step,  dispersion  model
    predictions of  24  hour,  seasonal  or  annual concentration can  be
    conducted.  Spatial  distributions  within the  airshed can now  be
    predicted, by running model  simulations for different  locations.
    Projection of  future air quality Impacts of RWC emissions can  be
    simulated, and  control  strategy options  can  be  evaluated,  using
    the model.
                            IV-80

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f.  Modeling Carbon Monoxide  Concentrations
    Upon completion of  the particulate  model  validation step, RWC CO,
    B(a)P or  oxides of  nitrogen  (NO )  emission  inventories  can also
    be  input  to  the  model  to  estimate  ambient  impacts  from  these
    pollutants.   Optionally,  a model postprocessor program can be used
    to estimate  contributions  of these pollutants  by multiplying the
    concentrations   of   RWC   particulate   impacts  by   the  CO  or  NO
    relative   emission    strengths    (e.g.     CO/ PM) ,   assuming   no
    atmospheric  transformation.  This requires  that the initial model
    runs be  made with  unit  emission rates.   Since  CO emissions may
    principally  be  transportation oriented, development of a suitable
    CO  ambient   air quality  database  for model  validation  may  be
    difficult.  Accordingly,  validation of the model  using particulate
    emission  inventories  is  suggested    as  an initial  step.    ISCST
    modeling  of CO and  NO    concentrations  in  Petersville,  Alabama
    indicated   that  3.6Z   and  21%  of   the  NO    and   CO   ambient
                                                  x
    concentrations  were related  to  woodstove  and fireplace emissions,
    respectively (Imhoff et al,  1983).

g.  Other Airshed Applications
    In addition to the  Nashville,  Petersville, Medford  and Portland
    dispersion  modeling  studies noted  above,  CDMQC  modeling  of RWC
    particulate  and CO  emissions  are being conducted  by  the State of
    Colorado for Denver,  Fort  Collins  and Grand Junction.  Simple Box
    models have been applied in Bangor,  Maine  (Anderson  et  al,  1984)
    and Vail, Colorado  (Meyer,  1981).

    The State of Vermont  has  used  the Texas Climatological Model TACB
    (1980)  to  predict   seasonal  average  RWC  impacts  in  Waterbury,
    Vermont, using  emission  inventory data developed  through  household
    surveys and  local meteorological  data.   Modeling results were not
    verified against ambient measurements.  The relative  results among
    source   groups, however,   were  consistent   with  the  emission
    inventory.  They were not, however,  considered conclusive  because
                         IV-81

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        of  complex  terrain  and  windfield  limitations.    Hourly   impacts
        predicted  by the  Texas Episodic  Model TACB  (1979) indicated RWC
        impacts  of 60-120  ug/m  under one  meter  per  second  winds  speeds
        and 20 meter mixing heights  that  occur during calm, clear and cold
        winter mornings.

    h.  Use of Dispersion Modeling To Evaluate  RWC Control Measures
        A major  application of  dispersion  modeling  to RWC  analysis is in
        simulation   of   the  potential   effectiveness   of  candidate  RWC
        emissions  control  measures  in reducing ambient  pollutant   levels
        attributable to  RWC.   This topic is discussed  in  section V.D.2 of
        this document.

Stepwise Approach to Characterizing RWC Ambient  Impacts
This section  describes  three different hypothetical  levels  of effort that
could be undertaken  to estimate RWC  ambient impacts, and their approximate
costs.   This   is  intended  to  illustrate  the  types  of  measurements  and
analyses  that could be  conducted with  very  modest study  resources,  and
additional  information  that could be obtained  with  additional funds.  The
cost estimates  are general approximations  intended  only  as guidelines, to
assist  localities   in   considering   site  specific   studies.   Localities
considering  initiating   a   study  to  quantify   RWC  (or other  particulate)
impacts,  should   also  consider  EPA  guidance   on  modeling  and  monitoring
relative to national  particulate standards, as  well  as  the level of study
effort  needed to  answer  local questions,  and achievable  with  available
resources, as discussed  in  this section.
After  EPA's   proposed   fine  particulate   (^1^)   National   Ambient  Air
Quality  Standard  (U.S.  EPA,  1984g)  is  promulgated  in  final   form,  the
resulting  development  of  particulate  State  Implementation  Plans  (SIPs)
will  provide  an  opportunity  to  use  many of  the monitoring  and modeling
methods  described in this document.   EPA's  proposed  PM.   SIP development
guidance  (U.S.  EPA,  1984f)  discusses  recommended modeling  approaches for
demonstrating   the   adequacy   of  any  control   strategies   proposed  for
attainment and maintenance of PM,0 standards.

                           IV-82

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This  PM10  modeling  guidance  Indicates  that  model preferences  depend upon
such  factors  as  the  type  of monitoring data  available  (ISP  versus fine
partlculate  data),  and  the  time   scale   (annual  or  24  hour)  of  the
non-attainment   problem.    Both   receptor   and   dispersion   modeling  are
discussed,' and  their joint use  Is recommended for both annual  and 24 hour
PM..  source  apportionment.   Any  RWC  Impact  assessment  study  which  Is
Intended  to   support SI?  development  should  be  planned  In  light  of the
appropriate SIP guidance,  so  that field  monitoring and sample analysis can
support  any  subsequent modeling efforts  cost-effectively.  Also,  since any
dispersion  or   receptor  modeling  used  to  demonstrate   the  attainment/
maintenance  of  ambient  standards  In  SIPs  must  be  approved  by  EPA.,  any
models used' for this purpose  should  either  already be  sanctioned  by EPA In
Its  SIP  Guidance (e.g.,  see  U.S.  EPA,  1984f,  for PM1Q modeling guidance),
or  be  evaluated In consultation  with  EPA using EPA's  model evaluation
                                                                 *
procedures (U.S. EPA, 1984e).

Study  resources available must  be  matched  with the  program  objectives and
the  degree of  confidence desired In the conclusions.   In general,   If  a high
level  of confidence Is   required, more  of  the  program resources  must be
directed  toward  the completion  of  several  Independent  Impact assessment
methods,  Instead of reliance on  any  single source  apportionment method.
Regardless  of  the  .specific   modeling  approach  adopted,  several  of  the
qualitative methods  described above should be used and compared,  to  assure
the  reasonableness of results.

The  three  levels  of  effort  described  below  emphasize  the  Chemical Mass
Balance  (CMB)  receptor modeling  approach for several reasons, but  this does
not   Imply  that  dispersion  modeling  Is not  advisable   especially  If   a
validated  dispersion model is  already  available  for  the study area.  CMB
receptor modeling  Is emphasized  here because of its  strengths in diagnosing
RWC   impacts  specifically,  using  a  limited  number  of   field monitoring
samples,  and  especially  In   complex  terrain  situations  where dispersion
modeling uncertainties are  greatest.
                                IV-83

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CMB  methods  lead  themselves  well to preliminary  screening assessments as
well  as  to  sophisticated  aerosol characterization  studies.   CMB  findings
can be used  to  improve dispersion models - e.g., by detecting deficiencies
in their  emissions data base for specific  sources.   Dispersion models may
then  be preferred  tools for assessing RWC  impacts  in locations which have
no  monitoring  data,   or  for  estimating how  emission  control  strategies
might  reduce  future  ambient pollutant levels.   However,  the  costs  to
develop and  apply  dispersion  models  is  not included in the three  levels of
effort  described   below,   because  CMB  approaches  alone  can   generally
quantify RWC ambient  impacts with  less uncertainty and  less  initial cost
than dispersion modeling approaches.

Three   levels  of   RWC  impact   assessment,   at   increasing   levels  of
sophistication, are proposed as follows:

•   Level  I;  semiquantitative  approach based  on evaluation  of  existing
    data and analysis of hi-vol (TSP) samples.

•   Level  II;  quantitative  program employing  at  least  three  monitoring
    sites  followed by  data analysis.

•   Level  III;  Intensive monitoring program involving at least five sites
    utilizing  several  independent  monitoring and  analysis approaches  to
    RWC assessment.

Each level of analysis  requires more resources than the preceeding one but
provides results  of greater  reliability.   In the  following  discussion,  a
four-month  field   program   during the  winter  season  is   assumed in  all
cases.  Analysts  interested  in  the Level II and  III programs  should first
complete  an   evaluation of  existing air   quality  and  emission  inventory
data, as outlined in the Level I program.

A  single   program  protocol  and  cost  estimate  for each  level  of effort
described  here   is  not  appropriate   or   possible.    Analysts   must  use
judgement  and make appropriate  changes  for  their locations, meteorological

                               IV-84

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conditions,  and  study  objectives  using  the   following   Information   as
guidelines.  General  field  monitoring and design considerations  for  source
apportionment studies are discussed  In Section IV.B, Gordon et al,  (1984),
and  the EPA.  Technical  Series  on Receptor  Modeling Volumes  I  to  V (EPA
198la, 198Ib, 1983a, 1983b, and 1984).

Table  IV-16  summarizes  the  approximate  resource  requirements  of each
program  design  level  for  labor,  sample  analysis,   data analysis   and
computer costs.  The  program cost estimates presented In this  table  assume
that  air  monitoring  technician  labor  and  air  sampling  equipment   are
available during the  field  monitoring phase of the project.  Estimates  for
technician  and  analyst  labor  are  estimated  at   37  and  $13   per hour
exclusive  of overhead,  administrative and  profit   costs.   Adjustments  to
the  estimates  shown should be  made,  If needed,  to reflect other  labor or
non-direct  rates.   If  adequate  monitoring equipment  Is  not available,  It
can  often  be  borrowed  from  other  governmental agencies   or  leased  from
private sources.  Since capital  costs  for equipment are a  major  expense In
any  field  study — and considering the short  term nature  of most field
programs  — purchase  of the  monitoring equipment Is  often  difficult  to
justify unless a need for a continuous program can  be  argued.

Table  IV-17  provides  a listing of  the air  sampling equipment  requirements
of the  Level I,  II and  III programs.   In light of  EPA's current proposals
for  a  size  specific partlculate standard, dlchotomus sampling  with  2.5  and
10 micron  (urn) cut  points  Is  Included  for Levels  II and  III.   Hlvol  TSP
sampling  at  one or more  of the  Level II or  III sites  may be Included If
the  analyst wishes  to evaluate the impact of RWC  emission to TSP.

1.   level I;  Semi-quantitative Study  Design
     Level  I analysis   Is  the  first step  towards   estimating  RWC  ambient
     Impact  level  for  an airshed.   It  is  recommended as a  screening method
     \*iere  the extent  of RWC  impact  is  not known.   The  Level   I  program
     requires  minimum resources  while providing  a   first-cut approximation
     of RWC  Impacts.   It utilizes existing ambient  air quality  data,  source
                                IV-85

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                    TABLE IV-16.   Approximate Program Costa
Program
Level
Level I
Level II
Level III
Direct Labor
Analyst Technician
$ 1,800
$ 4,000
$10,000
a
$ 5
$10
200
,500
,000
Analytical Computer
Costs (a) Costs
$ 4,000
$15,000
$50,000
minimal
$1,500
$5,000
Total Program
Costs (b)
$ 6,000
$25,000
$75 ,000
(a)  Unit costs noted in Table IV-6.
(b)  Approximate costs  in 1984 dollars, exclusive  of  air sampling instruments
and some  specialty analyses, e.g.  for  certain toxic  air contaminants such as
benzo(a)pyrene, B(a)P.
               TABLE IV-17.   Air  Sampling Equipment Requirements
Program
Level
I
II
III
HiVol
TSP
1
none
none
Dichotomous
Sampler s (a)
none
6 (c)
5
Sequential
Sampler (b)
none
0 to 3
5
Int(d)
Neph.
1
1
1 (minimum)
Meter ological(e)
1
1
Other (f)
14C
"c
CH3C

1,
                                                                         14C,


(a)  Two  samplers  required   per   site;   one  with  membrane   and  one  with
     quartz/glassifier filter.
(b)  Equipped with 2.5 urn inlet; dual port configuration for simultaneous glass
     fiber/Membrane filter substrates for XRF and carbon analysis.
(c)  Only 3 samplers required (1 per site) if sequential samplers are also
     used.
(d)  Int. Neph - Integrating Nephlometer.
(e)  temperature, wind speed; wind direction.
(f)  Other sampling includes  specialty  sampling equipment  discussed in Section
     IV-B.
                                   IV-86

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profile  information,  planned  and/or historical TSP hi-vol  samples,  and
local emission  inventory data.  The  design is based  on samples  taken
on a  sixth  day  sampling schedule  at  one or more monitoring  sites over
a  four-month winter   period.    Samples  selected  for  analysis  should
include  those most  likely  to  contain maximum RWC impacts,  including
samples  from residential  areas  if  possible.   Archived  filters  from
previous winter periods may be used for  this evaluation.

The  twenty-four TSP  samples   collected  during this  period  should  be
analyzed  by  atomic  absorption   for  Iron  (Fe)   and  Potassium  (K).
Elemental and organic carbon  may  also be  completed  to provide  a data
set  for enrichment  factor  analysis  using  Fe  as  a  crustal  reference
element.  Time  series and  RWC impact  analysis  using organic  carbon as
a  tracer can also  be  completed   (Section IV. C).   To  determine  the
validity  of  organic  carbon  as  an   RWC  tracer,   optical  microscopy
analysis of  five selected worst  case  filters should be completed.  The
microscopy  data can  be  used  to determine  the extent  of  coarse  mode
carbonaceous  particles (leaf  fragments,  etc.)  on  the  filters.   The K
concentrations  can  be used  to  estimate RWC  impact  using  a  simple
linear  regression model  (Section IV.C).

If it can be shown through  chemical emission inventory that  RWC is  the
predominant  source  of organic carbon  (OC),  an upper-limit estimate of
RWC  impact  can be  obtained by  subtracting from  the   measured OC  the
amount   of   coarse   mode   carbonaceous   particles   identified   by
microscopy.    Radiocarbon analysis  of  the same five selected  worst case
filters  can  also  be  used  as  an independent measure of RWC  impact,  if
non-RWC  modern  carbon  sources are  not  present  in the  airshed  (e.g.
field residue burning, forest  fires,  etc.)

Integrating  nephelometer measurements  can  be  and have  been, used  to
document  RWC  impacts.    Since   RWC  emissions   are  primarily   fine
partlculates,  elevated  nephelometer   readings  during  typical  heating
periods   (especially   in  residential   neighborhoods)   can   often   be
attributed  to RWC  emissions   for  an  RWC-dominated  site.   The  organic
                            IV-87

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    carbon  to  TSP  ratio  can be  correlated  with  scattering  coefficient
    (bscat)  measurements   to  evaluate  common variablility.   The  organic
    carbon measurements can be used  to estimate the extent of RWC impact,
    which can also be tracked with bscat  measurements on a real time basis
    (Harris 1983, Tombleson et al,  1983).  Carbon  thermogram analysis can
    also  provide  another qualitative  indicator   of   the   presence  of
    woodsmoke  aerosols.   Example applications and  explanations  of  these
    methods are covered in Section IV.   C. 4.

    The principal limitation of the Level I approach is  related to the use
    of hi-vol TSP filters  as the sample  collection medium.   If RWC impacts
    are marginal, the organic carbon (OC) blank of the glass fiber filters
    may  be  significant.   In  addition,   the  presence  of   coarse   mode
    carbonaceous particles  from  "modern  carbon"  sources  (other  than RWC)
    can   cause   the   radiocarbon   RWC    estimates  to   be   incorrect,
    overestimating woodsmoke  impacts.   As  a result,  the  findings   of  a
    Level I  analysis  should be  considered tentative pending  completion of
    a field  program  in which fine particle samples can be obtained  and a
    detailed data analysis can be  conducted.   Results of  Level  I analysis
    can be very useful In guiding level II and III program designs.

2.  Level II;  Quantitative Study Design
    The Level II design incorporates three  monitoring sites operated  daily
    (12  to  24 hour  samples) over  a  four-month  period.   The  analytical
    costs noted in Table  IV-16 include gravimetric  analysis  for  about 700
    fine ( <2.5  urn)  and  coarse  mode ( < 10  urn) filters.  From  this  set of
    samples,   20  to   30  days   are  selected   for  analysis   by   X-Ray
    fluroescence, and  for elemental/organic  carbon and  ions.   Resources
    for  radiocarbon  analysis  of  three  to  five  worst  case  filters,  and
    computer  costs   for   completion  of   60  Chemical  Mass  Balance  (CMB)
    calculations, are also included.   Although the  coarse  mode samples are
    not included in the analytical protocol,  the gravimetric  data from the
                              IV-88

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fine  and  coarse  mode   filters  provide  a  basis  for  estimating  RWC
impacts  on PM10  levels.   Direct  labor  costs  include  two  months  of
analyst  time   for  data  analysis  and  reporting tasks  and  over  four
months of technician's time to service  the sampling sites.

locations for  sampling  sites  Include:  one upwind (background) and  two
downwind  sites  where  maximum  concentrations  are  anticipated  on  the
basis   of  preliminary   screening,   modeling,   or   monitoring   sites
measuring TSP  violations.  Site  location and  field  monitoring  design
considerations are covered in Section  IV. B.   Dichotomous samplers  are
recommended   for  Level   II   analysis    to   provide   Improved   source
resolution  (EPA  198la)  and to  assertain RWC  impact  on M.Q.  Shorter
sampling  duration  can   provide  better source  resolution  if adequate
sample  size  for  analytical  accuracy  can be   assured.   Some  of  the
design  parameters  may  be  varied according  to  the results  of Level I
efforts, project objectives and resources (Table 17-17).

The  principal  receptor  modeling method used  in  the  Level II analysis
is  Chemical Mass  Balance  (CMB) or  other multivariate  analysis  using
source  profile Information from the  literature.   The CMB analysis  can
be  validated  against radiocarbon analysis of  5 samples and  correlated
to  scattering coefficient  measurements  (for  an RWC  dominated  site),
carbon  thermogram  patterns and  chemical emission Inventory/enrichment
factor analysis  (Section IV. C. 4) .

In  contrast  to  the Level I analysis,  the  Level  II  effort should
provide  a higher  level  of confidence  in the  conclusions,  since  state
of-the-art  monitoring,  analytical and  modeling  methods  are used.   In
addition,  the measurements  made  at  the background  and  downwind  or
nonattainment  sites  provide  useful  Information for  determining  the
amount  of "local"  versus  "transported" RWC emission  impacts, as  well
as  a measure  of the importance  of RWC impacts  to regulatory programs.
For  example,  if  RWC  aerosols  are measured in  substantial concentration
at  the  upwind  site,  they would  need to be subtracted  from  the downwind
                            IV-89

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    measurements to evaluate  local RWC contribution.   This background site
    measurements are  required to  estimate  the  extent  and  nature  of  air
    pollution transported into the airshed.

    The principal limitation  of  level II analysis, however,  is  the use of
    literature-derived   source   profile  data   sets.    Inclusion   of   an
    additional $3000-35000  in source testing and  analytical  testing would
    correct  this  deficiency.   This  is done  in  Level  III  analysis,  as
    described below.

3.  Level lilt  Optimum Program Design
    The Level III program  incorporates daily eight to  24 hour  sampling at
    five  monitoring  sites  with  complete  fine  particle filter  analysis
    (XRF,  carbon  and  ions)  for  20  selected  days.   An intensive  12  day
    sampling period in  which short  term  samples are  collected  at  each of
    the  five  sites should  be incorporated,  if only  24 hour  samples  are
    collected  during  the  rest  of   the   program.    Since   most   of  RWC
    contribution  is  in  the fine   mass   fraction,   filter   analysis   is
    generally restricted to this fraction.  However,  coarse  particle mass
    data  is  obtained  to   provide  an  estimate  of RWC  impacts  on  EM-.-
    concentrations.    Specialized   sampling  and/or   analyses   which  are
    described in Section IV. B and are recommended for Level III.

    •   Methyl chloride (CH,C1) measurements - Section IV.B. 4
    •   Particulate radiocarbon measurements - Section IV.B.4
    •   Radiocarbon measurements on  CO to  assess RWC  CO impacts - Section
        IV. B. 4

    Inclusion  of   these special  purpose  sampling methods  would  provide
    independent verification of RWC  impact,  and  result in conclusions with
    a higher level of confidence.

    The source composition  profile  for RWC is obtained  for  the airshed by
    stack sampling  (preferably using dilution  sampling methods).  Dilution
                               IV-90

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sampling  is  source  sampling  with  dilution  air,   to   simulate   the
atmospheric  history  stack   samples   would  face  prior  to  reaching
receptor   sites   and   ambient   sampling.    This   will   assure   a
representative  source profile  for  the airshed.   Dilution sampling  is
recommended  to  simulate  the  real  world  situation  and  to   collect
condensable  species.   The  stack samples  should  be  collected   in  size
fractions  similar  to  those collected  at  ambient  monitoring  sites.
Further details  on stack sampling methods  are  found in Harris,  (1985)
and Gordon et al,  (1984).

The importance of  well  thought  out sampling procedures is shown by Rau
and Huntzicker   (1985).    Rau and  Huntzicker showed  that  RWC  profiles
are very dependent  on the combustion temperature.  A composite  profile
for  the  complete  burn  cycle   of RWC  appliances  tested   should  be
obtained for data analysis.

Radiocarbon   analysis   of   five   selected   samples,   12   days   of
methylchloride tracer sampling,  and computer resources to complete 200
CMB  calculations  are included  in the  estimated  Level  III  costs  in
Table  IV-16.   The Level  III direct labor  estimate includes 230 hours
of  analyst  time  and  800  hours of  technician's  time  to  complete  the
project  design,  field  sampling,  quality  assurance,  sample  selection,
data analysis, reporting and administrative tasks  required.  Analytical
costs  include  the development  of RWC  source profiles  from  woodstoves,
and  fireplaces,  as  well   as  several  other  major  sources   in   the
airshed.  The  data base  developed by such a  program  can be used  for
enrichment  factor,  CMB,  multlvariate and time  series analysis  receptor
modeling as discussed in  section IV. C.4 of  this document.
               A
Inclusion of C   monitoring along with methylchloride to supplement
particulate  measurements  provides  three   Independent  methods  of  RWC
Impact  assessment.   The  principal  disadvantage  of level III  analysis
is  its   cost.   The  availability  of   dichotomous   (or   sequential)
samplers,   integrating   nephlometer(s),    a  methylchloride   sampling
train(s),  and  a  radiocarbon sampling  train(s)  (Lavaggi  et al,  1984)

                            IV-91

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may   also  pose   problems.    Depending  on   the   Importance  of  RWC
contribution  to  ambient air quality and  knowing  the Importance of SIP
development process,  the cost of  level III analysis  may be  justified
In many  airsheds.   The importance of  precise  RWC estimates  Is  further
justified by  the  presence of potentially carcinogenic compounds in the
RWC emissions (Section IV.B.5.)

Since  it is  now  recognized that RWC  emissions are a  major source  of
polycyclic  matter  (Radian,   1983),   and  contain  toxic  compounds
including  a  variety  of  mutagenic  compounds  (Kamens  et   al,   1984;
Lewtas,   1982),   an  intensive  study   at  Level  III  could   Include:
measurements  of B(a)P and possibly other specific POMs.

EPA's  integrated  Air  Cancer  Project  has   conducted   several   field
studies  to   evaluate  the   Importance  of  RWC  contributions  to  the
mutagenic  activity  of  particulate  samples.    The  results  of   these
studies should be considered In Level III RWC  study designs.
                            IV-92

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              V.   RESIDENTIAL WOOD COMBUSTION CONTROL STRATEGIES
A.  Introduction
    In  this  section, we  discuss strategies  for reducing  pollutant emissions
    from Residential  Wood  Combustion (RWC),  in  order to minimize  its adverse
    impact on ambient air quality.

    This discussion,  as has  most research to date  on RWC,  primarily addresses
    particulate impacts,  and how these  might be  reduced by  specific control
    measures.   Other RWC emissions  of  concern   include  Polycyclic  Organic
    Matter (POM),  due to Its  potential toxlcity, and Carbon Monoxide (CO).  As
    a  first  approximation,   it  can  generally  be  assumed  that  RWC  control
    measures which  reduce  partlculate emissions  will also  reduce  CO  and POM
    emissions, although not necessarily proportionately.

    Section  III.B  of  this   report  discussed  factors   which  Influence  the
    magnitude of  RWC emissions - e.g.,  burn rate,  wood  moisture  content, and
    appliance design,  etc.   Improving  the  control  of  one  or  more  of  these
    types  of   factors   Is   usually  the  technical  basis   for   RWC  control
    strategies.    Another primary influence is public response.  The degree of
    public understanding  of,  and  cooperation with,  RWC control  measures can
    greatly  Influence their  effectiveness.  Another determinant  of RWC control
    strategy design  is  the  relative contribution  of woodstoves vs fireplaces
    to  local air  pollution  problems.   Fireplace  controls  have received much
    less  attention   than  stove  measures, but  fireplaces  can  account  for  a
    majority  of  local  RWC  emissions  (e.g.,   In Colorado;  see  Section  V. C.3
    below).

    Section  V. B discusses potential RWC  control  strategies which  states and
    localities  could adopt.   It   does   so   In  general  terms,   drawing  upon
    available generic analyses of the  benefits and  costs  of different types of
    approaches.
                                   V-l

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    Section  V. C describes  the  leading  examples  of RWC control  strategies
    implemented or proposed to  date.   It focuses on  the  states and localities
    listed below,  because they  have  adopted or  proposed the  most  unique RWC
    control measures.  They also have more  information,  on the effectiveness of
    their RWC control measures,  including air quality benefits in some cases:

    •   Oregon
        -   Medford
            Statewide Woodstove  Certification Program
    •   Montana
        -   Missoula
    •   Colorado
        -   Ski Communities
            State Level RWC Control Measures
    •   Alaska (Juneau)
    •   Nevada (Reno)

    Example  regulations  for  each of  these  states and localities  are included
    in Appendix B.

B.  Potential RWC Control Strategies
    Possible RWC control measures,  which state or  local  air  pollution control
    agencies could  use  to minimize RWC  emissions,  are reviewed  and discussed
    in this  section.  Strengths, weaknesses,  costs  and  benefits, are discussed
    for  a variety  of possible  measures  in  general terms.   This  provides a
    context  for the  subsequent discussion  of  actual control strategies adopted
    or proposed by specific states or localities, in Section V.C.

    While  many reports  and papers  have  mentioned  or  discussed RWC  control
    measures, few have focused primarily on this, and only one has attempted a
    comprehensive  and  quantitative  comparison  of  a  full  range  of  control
    options.   Greene and  Tombleson   (1981) reviewed  potential  approaches  for
    RWC  control measures,  and  their  strengths  and  weaknesses.   Mors  et  al,
    (1981)  reviewed  current  federal  laws  to  discuss  legal  bases (or  lack
    thereof) for controlling RWC emissions.
                                   V-2

-------
Grotheer  (1984)  reviewed  leading  examples of actual  RWC control measures
adopted or proposed, and  discussed their projected benefits and costs.   He
concluded that  a variety of site-specific factors,  including local  public
acceptance,  often  determine the  choice and ultimate  effectiveness  of RWC
control measures for any particular locality.

Only  one  published  study  to  date   has  attempted   a  comprehensive and
quantitative evaluation and ranking of a full range of RWC control options
(U.S.  EPA.,  1984b,  Task  6).   The  rest of this  section draws primarily  on
this study's findings and conclusions.

Seventy-five  different   RWC   control  strategy  elements  were   Initially
evaluated  in this  study.   These  were based  on a  literature  review  of
control measures applied  to RWC (or similar combustion sources) throughout
the  world,  and  any  other   potentially  feasible  control  actions.    A
Keppner-Tregoe evaluation and  ranking system was used to identify the most
promising RWC  control measures (Keppner  and  Tregoe,  1965).   It utilized
criteria  designed  to  reflect  attributes  desired  in  an  effective RWC
control strategy.

The  criteria used  in the  Keppner-Tregoe analysis  for  scoring and ranking
strategy  elements   are  summarized  in  Table V-l.   Potential RWC control
measures which did  not meet one of the "MUST criteria" were not considered
further.  Those  which  passed  this  initial screening were  scored  from one
to  ten,  based   on  how  well   they   satisfied  each  of  the   twelve   "WANT
criteria".   The  twelve  criteria  were   also  weighted  to   indicate the
relative importance assigned to them  in this study.  The resulting overall
scores  determined  a  ranking  for   all   of  the  RWC  controls   initially
considered.

The  weight  factors  used  in  this  study  reflected  the perception  of the
study  authors   about  the  relative effectiveness of  actions or  policies
related  ta  each criteria  in  reducing  RWC  particulate  emissions.  The
authors point out  that the weights  assigned do  not  reflect  public  policy
preferences of theirs or  of any agency.  They are an element called  for  In
the  Keppner-Tregoe  analysis.   The weights  assigned  could be  changed  by
other analysts.

                               V-3

-------
             TABLE V-l.    Criteria and Weight Factors Used in Keppner-Tregoe Analysis
             CRITERIA
 MUST  Criteria
 1.  Reduce  air  pollution  impacts  from RWC
 2.  Meet  legal  requirements
 3.  Widely  applicable  to  RWC equipment or
     operating practices
 4.  Must  not increase  safety hazard
 5.  Can be  implemented within five years,
     unless  long-term benefits great
WEIGHT FACTOR*

  Mandatory
  Mandatory
  Mandatory

  Mandatory
  Mandatory
 WANT Criteria
 1.  Reduce average RWC emissions/household
 2.  Reduce number of RWC households
 3.  Widely applicable
 4.  Maximum public acceptance
 5.  Discourage worst appliances/practices
 6.  Minimum consumer cost
 7.  Uses proven technology
 8.  Minimum circumvention of control measure possible
 9.  Maximum agency administrative feasibility
10.  Encourages innovative technology
11.  Minimum free market Interference
12.  Promotes conservation/use of renewable resources
     (except wood)
      13
      13
      10
       9
       9
       6
       5
       4
       3
       2
       2
       1
 *  These weight factors were  calculated using an analytic  tool called "paired
    comparison'
   Source:  U.S. EPA  (1984b; Task 6)
                                        V-4

-------
Based  on  this  Initial  evaluation,  the  most  promising  (highest  ranked)
measures  were  categorized Into a  list of  generic  approaches for reducing
RWC emissions, which  Is  shown In  Table V-2.  This  list  Is comprehensive  In
several ways.

First, all of the major  approaches available  to  reduce RWC emissions are
represented - I.e., reducing  wood  usage, or Improving new or existing wood
burning devices,  or  improving the way  people  operate such devices.  Table
V-2 also  covers the main types of  RWC control measures  actually adopted  or
proposed  to  date by states or  localities.   It  also  includes  leading
examples  of the means  by which RWC control strategies can be implemented -
i.e., by  imposing regulatory requirements, by offering  economic Incentives
or  subsidies,  and by public  education or  technology  transfer.   The  RWC
control measures  In Table V-2 cover  both  stoves  and  fireplaces.  For each
of  the   generic  approaches   In  Table  V-2,  the  authors  estimated  the
potential  reductions   achievable  (if  any)  in  RWC partlculate emissions.
Their  findings  are summarized  in  Table V-3.   To  address  strategies whose
benefits  accumulate   over  a  period of  years  -  e.g.,  weatherIzation,   or
woodstove  testing/certification  -  emissions  reductions  estimates  were
projected  through  the  year 2000.   The estimates In Table V-3 required many
assumptions  and   hypotheses,   because  sufficient  experimental  data   or
knowledge  did not exist  for  many key variables.   Extensive literature
review and discussions  with  leading  researchers  were  used  to   formulate
these  assumptions, which  were  documented  in  detail.  Nevertheless,  the
emissions  estimates in Table V-3 should be viewed as speculative.

For example,  this  study  preceded  the  development  of  a  statewide woodstove
testing   and   certification   program   in   Oregon.    Oregon  subsequently
estimated   that   partlculate   emissions  reductions  attributable   to    a
statewide,  mandatory  certification  program would  be 50-75% over  a 10-20
year period  (see  section V. C.l.b),  In contrast to the  30%  shown In Table
V-3.  This is neither surprising  nor  inconsistent,  given the differences
in  methods,  assumptions  and  data  available when  each  estimate  was made.
The generic analysis  described In  this section (U.S. EPA,  1984b; Task  6)
rated  woodstove  certification as   the most  effective  control measure   In
reducing  partlculate  emissions,  but only  estimated a 30%  reduction.  This
                               V-5

-------
     TABLE V-2.  Generic Approaches to Reducing RWC Partlculate Emissions


A.  Improving Burning Unit Design
    1.  Improved design of new stoves
        a.  Testing  of  woodstoves/furnaces,  and certification  of compliance
            with an  established  emission limit, as a  prerequisite  for allowed
            sales
        b.  Testing/certification as  a prerequisite  of stove  furnaces  sales,
            plus a  financial  Incentive  (33%  tax credit)  to  buy  the cleaner
            (certified) stoves
        c.  Testing/certification as  a  basis  for mandatory labelling  of all
            stoves/furnaces   sold,   which  specifies   their   efficiency   and
            emissions performance
        d.  Testing/certification as a basis for  mandatory labelling,  plus the
            33% tax credit for clean units

    2.  Modification of Installed stoves/furnaces, Including;
        a.  Air inlet modifications
        b.  Insertion of firebrick In stove box
        c.  Fans to improve heat transfer
        d.  Add-on particulate control devices:
            1. Steel wool mesh filter
            2. Catalytic afterburner

    3.  Improved design of add-on devices for fireplaces
        a.  Under fire air
        b.  Electrostatic precipltator
        c.  Glass doors

B.  Reducing Wood Usage
    1.  Reducing home heating requirements
        a.  Weatherlzation
        b.  Reducing stove charge size
    2.  Improving wood fuel quality
        a.  Selection of wood with higher heating value
        b.  Moisture control (seasoning)
    3.  Direct restrictions of wood usage
        a.  Episode controls
        b.  Emission density zoning

C.  Improving RWC Operating Practices
    1.  Initial selection of burning units - sizing
    2.  Operating technique modifications
        a.  Discouraging airtight stove operation
        b.  Charging larger pieces of wood
    3.  Periodic inspection of RWC equipment
Source:  U.S. EPA (I984b; Task 6)
                                          V-6

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was  primarily  because  it  assuaed   higher  average,  emissions   rates  for
certified stoves,  based on limited  test  data available  at  the  time, than
the eventual Oregon  standard.   Oregon's  subsequent estimates had much more
test data and  other  information to draw  on,  and hence should be much more
repesentative of Oregon's program potential.

The  same  general  caveat  applies  to  the  emissions reduction potential
estimated for  any  of the  other RWC control  measures in  Table V-3.  Those
estimates  involved assumptions  deemed reasonable at  the time,  based  on
limited  test  data, and  discussions  with  experts.  The  main  value of the
analysis as a  whole  lies in comparing a  wide range of control measures in
a   systematic   fashion,  and   evaluating   their  relative  strengths  and
weaknesses.

The generic approaches  estimated to  achieve the greatest reductions in RWC
emissions  included:  a)   all   of   the  stove  testing  and  certification
approaches  intended  to  improve new  stove designs;  b)  weatherization;  c)
properly sizing  stoves  to  the space  to  be heated; d)  encouraging use  of
larger  pieces  of  firewood;  and,   e) wood   moisture controls.   Episode
controls were  effective on worst  case days, but  their  effect on  seasonal
or annual average TSP levels were unknown.

Drawing  upon  the  foregoing  assessments,   fifteen   generic  RWC  control
strategies were selected (Table V-4)  for  evaluation and ranking, using the
Keppner-Tregoe  process.   These fifteen  strategies  included the  highest
rated  control  measures  from  the  preliminary analyses  described above,  as
well as  leading examples  of  RWC controls  actually implemented  somewhere.
The   intent   was    to   systematically   and   quantitatively   compare   a
comprehensive  group  of  the  most   practical and  promising  RWC  control
measures which states and localities could  implement.

Table  V-5   summarizes  the  results   of   the   Keppner-Tregoe  analysis  and
ranking  of  the  fifteen strategies.   It  contains  a brief  description  of
each  strategy,  its   score/ranking,   and  notable  major  advantages  and
disadvantages.   Table  V-6 shows  the  fifteen  strategies  in their  final
                               V-9

-------
                    TABLE V-4.
                Final Fifteen RWC Control Strategies Evaluated
Strategy #1


Strategy #2

Strategy #3



Strategy #4

Strategy #5

Strategy #6

Strategy #7


Strategy #8

Strategy #9

Strategy #10

Strategy #11

Strategy #12

Strategy #13


Strategy #14

Strategy #15
Testing/Certification as Prerequisite to Sales or Installation
of New Stoves/Furnaces

Strategy #1, with 33% Tax Credit ($400.00)

Testing as Basis for Mandatory Labeling of New Stoves/Furnaces
Prior to Sales; Label Specifies Emissions Performance and
Efficiency

Strategy #3, with 33% Tax Credit ($400.00)

Testing/Rating by RWC Industry Trade Association

Mandatory Weatherization of All Households

Mandatory Weatherization Only for Households Installing New
Stove/Furnace

Firewood Moisture Content Controls

Stove Sizing

Encourage Larger Firewood Piece Size

Require Underfire Air Source for New Fireplaces

Episode Controls

Research and Development of Improved RWC Appliances and/or
Practices

Encourage Alternative Fuels

Periodic Inspection of RWC Equipment
Source:  U.S. EPA (1984b;  Task 6)
                                        V-10

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                                                           V-16

-------
ranked order, along with rough estimates of their Implementation  costs  and
benefits -  the  latter expressed  mostly in  terms  of estimated  particulate
reductions.  The  overall observations  and  conclusions  from this analysis
are summarized below.

The  two highest  ranked  strategies  also  provided  the  highest  estimated
particulate  emissions   reductions,   by   the   year   2000.   Both   involve
mandatory testing and certification  of  new stoves, and banning  the  sale of
stoves  which   cannot  comply   with  an   established   emission  standard
characteristic of clean burning operation.  Their only difference was that
one  strategy offers  a  financial Incentive  (a 4400  tax credit)  to help
purchase certified stoves, which were expected  to  cost more.

The  emissions  reductions  from  such certification  approaches  necessarily
take  many  years  to  be  fully realized,  but  they  reduce  emissions from
existing as well as  from new  stoves.   That  is,  when existing units  are
eventually  replaced,  only certified cleaner units will  be available.   The
tax  credit  costs  were  shown  to be  reasonable,  compared  to  industrial
pollution  control  tax  credits  which have  been  available  for  years from
states like Oregon.

Mandatory  certification  is  effective  because  it limits  consumer   choice
dramatically.  This  could  be a  source  of  consumer  backlash especially  if
the  only  available   (certified)  appliances are  much  more  costly.   The
financial   incentive  could  offset   this,  at  significant  cost   to   the
government.    The   other   emissions   testing/certification   strategies
considered  in this study  relied upon labeling  to  Induce  consumer purchase
of   certified   appliances.    They   ranked   lower   than   the   mandatory
certification  approach,  even  with a  financial  Incentive  added  (tax
credit), because consumer choice  was not limited enough to ensure how much
emissions reduction would result.

Several  other   strategies  emerged   from   this  analysis  as  low  in cost,
convenient,  and  potentially capable of significant  emissions reductions.
These  Include:  encouraging  larger   firewood  piece size;  moisture  control
                               V-17

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(seasoning) measures; stove  sizing,  and;  episode  controls.   All are based
on  public education,  and could  be  jointly implemented, with relatively
modest administrative costs.

However, there were  two major  uncertainties  Inherent in these "least cost"
strategies.   The  most  obvious was  uncertainty in  how much  people would
respond to the  public education and alter their wood burning practices  in
the  desired   manner.   The  second  uncertainty   involved  the  very  limited
research  base upon  which  some of  the projected RWC emissions reductions
were  based.   For  example,  the extent to which use  of  larger  pieces  of
firewood   might  reduce   particulate   emissions  was   very  speculative.
Accordingly,   agencies  adopting these  strategies would  have  little  control
over, or ability to measure, the emission reductions.

The two strategies based  on  weatherization of households to reduce heating
demand  did not  rank very highly  (9th and 12th  out  of 15).   They produced
potentially  good  emissions   reductions,   but  these  were  more  uncertain
(e.g.,  than  for a mandatory certification  strategy).   This  was primarily
because   the extent to  which weatherization   would alter household RWC
practiculate   emission  was   not   determinable.    Public   acceptance   of
weatherization  requirements   was   rated  low,  primarily  due  to  its high
initial costs (despite eventual payback through  fuel  savings).

Strategies considered  most  acceptable to the  public at large  were  those
involving   the   least   inconvenience  and/or   costs   to    it   -  e.g.,
testing/certification  and  labeling,  research  and  development,  and the
least  cost  strategies  mentioned  above.   Episode  controls  which  rely  on
voluntary compliance, also ranked high In public acceptance.

Mandatory  episode controls,  such  as  Mlssoula, Montana has  adopted,  or
restricting  RWC  via  stove permits,  such  as  Mlssoula has proposed (Section
V. C. 2), would have ranked relatively  low in public acceptance if they had
been  included  In  the  group  of  fifteen strategies  evaluated.  Mandatory
episode controls  were not included,  because it had  ranked  50th out of  75
possible  approaches  in the initial Keppner-Tregoe screening analysis.  The
woodstove  permit concept was  not analyzed  because  of potential conflicts
                               V-18

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    with state laws, many of which  prohibit  direct regulation of air pollution
    sources  at  the  household  level.   In retrospect,  these  are  both  viable
    strategies which should be  considered,   If  feasible,  In any  analysis  of
    potential approaches.

    Overall, strategies most directly effective  In reducing RWC emissions tend
    to  also reduce  public  convenience and choice,  risking  loss of  public
    acceptance.  Accordingly,  developing effective  RWC control  measures  Is a
    sensitive undertaking,  and must be carefully  tailored  to each community's
    characteristics.

C.  leading Examples of RWC Control Strategies Adopted or Proposed
    1.  Oregon
        The  Oregon Department of  Environmental  Quality  (DEQ)  was  the first
        state  agency  to  recognize  and  to  document  that  RWC  contributed
        significantly  to elevated  ambient  partlculate  levels.   The   1977-79
        Portland   Aerosol  Characterization  Study   (PACS)   (Watson,   1979)
        estimated  the  relative   contributions  of  RWC  and  other  particulate
        sources,   in a  landmark   application of  newly developed  (Friedlander
        1973) Chemical Mass Balance (CMB) techniques.

        CMB „and   other  analyses   in  Medford,  Eugene,  and  other  localities
        confirmed substantial  RWC impacts  from both wood  stoves and fireplaces
        (Nero  and  Associates,  Inc.   1984).   This  was  especially  true  in
        Medford,    where  valley   terrain    and   winter  meteorology    greatly
        exacerabated ambient concentrations  (DeCesar et  al,  1981).  Household
        wood usage surveys  and projections using dispersion  models  by  DEQ,  in
        conjunction  with CMB  findings,  provided  the basis  for  partlculate
        State  Implementation  Plans  (SIPs)  for  Oregon's three non-attainment
        areas (Portland, Eugene and Medford)  In the early 1980's.

        All  three   SIPs   explicitly   addressed   RWC   impacts   and    control
        strategies, which were developed with  extensive participation of local
        citizen advisory  committees.   All of  these SIP processes  evaluated a
                                   V-19

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range of RWC control strategies,  to assess  their  potential air quality
benefits  and   implementation   costs.    Example  strategies  evaluated
included:

•   weatherizing homes to reduce wood heat demand;
•   promoting  better  seasoning  of  wood  fuel  to  control  moisture
    content;
•   public  education  to  improve  selection  and  operation  of  wood
    burning appliances; and,
•   measures  to promote  the  development of  cleaner  burning  stoves,
    such as through stove testing and certification.

The  most   detailed  and   substantive  local  RWC  control  strategy
proposed/adopted was  In Medford,  where RWC  impacts were  higher than
anywhere else  in Oregon,  and  where total part leu late  levels exceeded
primary (health related) national ambient air quality standards.

In  addition to developing  TSP SIPs which  addressed RWC  control, DEQ
initially  concentrated  on public  education.   The  agency  prepared and
distributed a number of  publications on wood  heating, as summarized in
Table  T^-7  (DEQ,   1979-81).    Eventually,  DEQ  became   convinced  that
controlling  increasing  RWC  impacts  would require  measures capable of
reducing baseline  RWC emissions  and  improving existing air quality -
not  just  slowing projected  Increases   in RWC  emissions.   In  1983 DEQ
asked  the  Oregon  Legislature  for  authority  to  establish  a statewide
testing  and certification program,  as the most  practical approach to
roll back RWC impacts.

Medford's   RWC  control   measures,  and  Oregon's  stove   testing  and
certification program are  further described below.

a.  Medford
    In  August,   1982,  the  Jackson  County  (Medford) Board  of  County
    Commissioners  adopted  Ordinance Ifo. 82-6  which provided  for the
    following RWC control measures  (Jackson County,  1982):
                           V-20

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                  TABLE V-7.  Oregon Woodstove Publications3
	Publication	Distribution

Woodstoves: Energy Solution or Air Pollution?         18,000
Woodstove Bibliography                                 5,000
Interpretation of Woodstove Emission Testing Results   5,000
Oregon Woodheat Handbook                              70,000
Bum Wood Better                                      20,000
DEQ Views on Woodheating                              34,000
Source:  Hough and Kowalczyk (1983).

a References: DEQ 1979-81; Hazen, 1980.
                                  V-21

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•   Mandatory weatherlzation  for residences  wishing  to  Install  a
    wood stove,  fireplace,  or any other  form of solid fuel, space
    heating device.

•   The    residence    must    meet    cost-«ffective    levels    of
    weatherlzation within  90  days of wood  stove installation, and
    have  an alternative  form  of space  heating other  than solid
    fuel burning for use during pollution episodes.

    Cost-effective   weatherlzation   was   to   be   based   on  the
    recommendations  from  energy  audits  available  free  from local
    utilities.   Such audits  were also required  by this ordinance
    as a  condition of sale or rental, as  part of Jackson County's
    stated  goal   of  helping  all   citizens  weatherize  to   cost
    effective levels by January I, 1987.

•   All  homes  with  wood  heating systems  must be  weather!zed  to
    cost-effective levels  at  the time  of  sale or  rental,  _if_ the
    primary particulate health standard  is  not attained by January
    1984.

•   Prohibition  of RWC within the  Air  Quality  Maintenance Area
    whenever  partlculate   levels  exceed,   or  are   projected  to
                                                                  3
    exceed,  the  primary  particulate health  standard  (260 ug/m ,
    24-hour average),  except  for residences  with  no other form  of
    space heating.

•   If  the primary  particulate  standard   is  not  attained  in the
    AQ1A by July 1,  1984,  RWC Is prohibited whenever DEQ  Issues  an
    air stagnation advisory (occurs about 10-40  days per year).

The  particulate  standard  was   not  attained by   1984,  but  the
ordinance  described  above was  replaced   by  another  in  October,
1984, which changed  some  of  its  provisions,  partly In response  to
the  efforts  of  local  realtors  (Jackson  County,   1984).   Major
changes include:
                       V-22

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•   Establishing   minimum  weatherization   standards,   but  with
    options,   instead   of  basing   weatherization   requirements
    entirely on an energy audit.

    -  Installing weatherIzation  measures  proven cost-effective by
       an  authorized  audit  remains  one  way  to  satisfy  minimum
       weather ization standards.
    -  Mother option was insulation of 8.-30  in the ceiling, R-19
       in the floor, and double glazed windows or storm windows.
    -  Another   option   is    those   weatherization   alternatives
       entirely  authorized for  installation through  any federal,
       state or utility company sponsored loan or grant program.

•   Effective January 1,  1985,  the owner of any residence  (except
    a mobile  home) constructed before January  1,  1979,  which does
    not  meet minimum  weather ization  standards, must provide  an
    energy audit to potential purchasers of  such residence.

•   Effective January 1,  1985:  Prior  to  sale of the any residence
    (other  than  a  mobile  home)  constructed  before January 1, 1979,
    and  which has  a solid  fuel  heating  device,  the owner must
    ensure   that  the   home   will  meet   minimum   weather ization
    standards by:

    -  Bringing the home up to those standards; or
    -  Filing a  proposal  with the  Jackson County  Department  of
       Planning  and  Development,   signed  by the new  owner  of the
       residence,  stating that the  new owner will be responsible
       for  bringing  the  residence  up  to   minimum weatherization
       standards within 90 days of the sale.

•   Mobile homes and homes outside the Jackson  County Air Quality
    Maintenance Area were exempted.

    Sales within incorporated  cities,  including Medford,  had been
    exempted  in   the   original  ordinance.    This   exemption  was
    retained.

                       V-23

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The  City   of  Medford  adopted   a  very  similar  weather ization
ordinance   (City   of   Medford,   1982)   requiring  cost-effective
weather ization  of RWC  homes  at  the  time of  sale or  rental,  If
primary  particulate  standards were not met by January,  1984.  The
City  repealed their  ordinance in  February,  1984, out  of concern
for  Its  enforceabillty,  and in  response  to  concerns  of  local
realtors who  felt  that  enforcement burdens fell on them.  However,
the  City   will   consider   a  revised  ordinance   for   particulate
pollution  control in the  fall  of  1985   (Eisenhard,  1985),  which
would reestablish weather ization  requirements for  certain existing
RWC homes  at  the  time of  sale, and any residences  Installing solid
fuel heating  devices in the  future.   It  would also ban RWC on any
days when  the primary health standard is  projected to be  exceeded,
or  when  the  National  Weather  Service   issues  a Air  Stagnation
Advisory.

Appendix  B contains   copies  of both Jackson  county ordinances,  as
well as  summaries of ordinance  provisions by the  county  and by a
representative of  local realtors.

The  technical  basis  for   the Medford  RWC  control   strategy  was
described  in  "A Comprehensive Strategy  to Reduce Residential Wood
Burning  Impacts in. Small  Urban. Communities" by Hough and  Kbwalczyk.
(1983).   This may be  the  most  complete assessment  published  to
date of  a range of  proposed  RWC  control  strategies for a specific
community.   It  includes estimates  of expected  reductions in  wood
usage and emissions, ambient  air  quality benefits, and associated
costs  for  each  control  measure  proposed.    These   findings  and
conclusions are summarized briefly below.

Table V-8  summarizes nine RWC control measures  recommended by the
Jackson  County  Air Quality  Advisory Committee, to help  comply  with
the  primary  particulate  standard by 1985.   For  five  of  these
measures,  reductions in ambient  total suspended particulate (TSP)
concentrations  were   estimated,   based   on   technical  analyses
prepared by DEQ staff.
                       V-24

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  TABLE V-8.   Medford Residential Wood Burning Control Measures Effectiveness
                Control Measures
Projected Annual
TSP Reduction (ug/m3)
Woodstove Operation Education                             a
Weatherization Before New Woodstove Installation        3.2
Weatherization of Homes With Existing Stoves            5.5
Weatherization Assistance to Elderly/Low Income           a
Stove Sizing Requirements                                 a
Firewood Moisture Control                               4.2
Woodstove Curtailment During Pollution Episodes         2.8
Alternative Heat Source for New Homes                     a
Solar Access and Orientation                            0.3

Total	16-°	

   These  measures are not  assigned  a direct  benefit  but are essential  to the
success of other measures.

Source:  Hough and Kowalczyk, 1983.
                                  V-25

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The  weatherizatIon  and  episode  controls  were  Included   in   the
County  Ordinance described  above.   Firewood moisture  coatrol  was
pursued   separately   through  public   education  and  cooperative
efforts   with   the  U.S.   Forest   Service  and   Bureau   of  land
Management.   Fuelwood  moisture  control  was pursued  by promoting
wood  cutting in  the spring,  to  allow  more  time  for seasoning.
Stove  certification  and  testing was  not included  in  the Medford
recommendations,  because  It  was   a  longer range  strategy,   and
enabling  legislation had  not yet been enacted.   However, Hough  and
Kowalczyk  (1983)  estimated that a  woodstove certification program
                              3
would  result  in  10-15  ug/m   lower  TSP  concentrations   over  a
10-20  year period - or,  potentially  as  much as  all  of  the other
control measures combined.

Table  V-9  summarizes   the  potential  reduction   in  particulate
emissions  estimated  by  DEQ for  the RWC  control measures proposed
for Medford,  as well as  the time  required  to  implement them,  and
to  fully  realize their estimated  emission reductions.   Here stove
certification is  listed  for  comparison.   It reduces  emissions by
almost  as  much  as,  or  more  than,  the other  control  measures
combined, but requires much longer  time.

Table  V-10  shows DEQ's  estimates of  how  these  estimated emissions
reductions  would affect  RWC wood  usage   and associated  emissions
for a  typical Medford woodstove household.   Household surveys  had
shown  that  the average  woodstove household  in  the  Medford area
used  3.0  cords/year  of  wood In  1980-81.  Implementation  of  the
strategies  in  Table  V-8  were estimated  to reduce  per household
wood  use  and  particulate  emissions by  slightly more  than half.
Adding a  woodstove certification program would  further reduce wood
usage  somewhat,  but  would  further  reduce  emissions  by a factor of
five   (over  10-20  years),   due   to   the gradual  replacement  of
existing  woodstoves  with  more  efficient  and much cleaner burning
models.
                       V-26

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             TABLE V-9.  Particulate Emission Reduction Potential
Control Measure

Curtailment During
Pollution Episodes

Improved Operation
& Firewood Seasoning

Weatherization and
Proper Stove Sizing
Certification Program
(for high-efficiency/
low-emission designs)  3_

Overall                3
Time to
Implement
  (yr)
1/2
Time to Achieve
Significant
Benefit (yr)
 1-2


 2-3


3-10



10-20

 1-20
Particulate
Emission Reduction
Potential (%)
 5-15


10-20


30-50



75-85

80-95
Source:  Hough and Kowalczyk (1983).
                                  V-27

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           TABLE V-10.  Potential Emission Reductions per Household
Control Measure

None (based on
typical Medford
woodstove house-
hold)

Add Curtaillment
During Pollution
Episodes

Add Improved
Operation & Fire-
wood Seasoning
Add Weatherization
& Proper Stove
Sizing

Replace Existing
Woodstove with
New Woodstove
Design

Overall
   Emission
Reduction (%)
        10
        15
        40
        80

        90
Resultant
Firewood Use
(cords/yr)
                         3.0
     2.7
     2.3
     1.4
     1.1

   (-1.9)
   Particulate
Emissions (Ib/yr)
                        210
       190
       160
       100
        20

     (-190)
Source:  Hough and Kowalczyk (1983).
                                   V-28

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    Overall,  the  RWC control  strategies  Identified  for  Medford were
    estimated to reduce RWC partlculate emissions by 40%  by 1985, and
    by  up  to  90%  by  the year   2000,  with  a  stove  certification
    program.  This  would  be accompanied by an  estimated 60% reduction
    in   firewood   usage,   and   a   40%  reduction  in   space  heating
    requirements.

    The RWC control measures adopted  for Medford were part of a larger
    TSP SIP program which  Included  industrial  controls.    Table V-ll
    compares  the  estimated  energy and  economic  Impacts  of  both the
    residential  and  industrial  partlculate  control  measures.   The
    residential   control   measures   were   considerably   more   cost
    effective,  and  often  saved  energy,   while  the  more  expensive
    industrial controls also increased energy use.

    Too  little  time  has  elapsed   (two   yeazs)   since  adoption  of
    Medford's RWC  control strategy to  attempt to estimate  its actual
    effectiveness.   However,  Oregon  has recently Implemented  a stove
    testing and certification  program, so all of  the  control measures
    discussed above are now underway concurrently.

b.  Mandatory Woodstove Certification Program
    After  years  of  special  studies  and   SIP development  work,  DEQ
    concluded that  RWC emissions  were a  major and  growing  cause  of
    particulate standard  non-attainment - especially  in  the Portland
    and   Medford    airsheds.     After    evaluating    the   potential
    effectiveness   of  many  RWC  control  measures,  DEQ   also  concluded
    that  to  attain  and   maintain   ambient   air   quality  standards,
    effective  RWC   control  measures  would  have  to   promote  the
    development and  use  of new,  cleaner  burning appliances.   These
    would  also  eventually  need  to  replace   existing  appliances,  in
    order  to  substantially  reduce existing  (baseline) RWC  emissions
    levels.

    DEQ had  concluded   that  virtually  all existing  wood  stoves  were
    poorly   engineered   with   respect    to   combusion    efficiency
    (emissions),  and would emit  relatively large  amounts of pollutants

                           V-29

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     TABLE V-ll.  Energy and Economic Impacts of Medford Control Measures

                                               Annual Cost Per TSP Reduction
       Measure
  Energy
Requirement
     Per Ton	Per ug/m3
RESIDENTIAL
    Weatherlzation
    Firewood Seasoning
    Woodstove Curtailment
    Woodstove Certification
 Net Savings
 Net Savings
 No Change
 Net Savings
Net Savings
Net Savings
$ 1,850
$   350
Net Savings
Net Savings
$  48,000
$  18,000
INDUSTRIAL
Cyclone Controls
Veneer Dryer Controls
Small Boiler Controls
Large Boiler Controls

350 hp/ug/m3
450 hp/ug/m3
350 hp/ug/m3
No Change

i 1,000
$ 4,550
$17,000
$ 3,400

* 130,000
$ 500,000
$ 130,000
$ 120,000
Source:  Hough and Kowalczyk (1983).
                                  V-30

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no  matter how  carefully  they  were  operated.   Thus,  RWC control
measures  based  on public  education  - e.g., about  the benefits of
proper   stove   sizing   and   operation,   firewood   seasoning  and
weatherlzatlon -  could  not achieve the Improvements In parttculate
levels needed  for compliance  with standards In places like Medford
and Portland.

Figure V-l  Illustrates  the relative magnitude and projected  trends
of  partlculate  emissions  from  RWC  and Industrial  point sources.
It  also  shows  the estimated  reductions  In projected RWC emissions
achievable with  several control measures,  for the Portland airshed
(Kowalczyk  and  Tombleson, 1982).   During the  last decade,   growth
in  RWC  emissions  had   virtually negated  Industrial  partlculate
emissions   reductions   achieved   through   earlier   SIP  programs.
Continuing  non-attainment threatened  to  stifle  future  industrial
and  other  economic  development,  unless   sufficient  particulate
emissions reductions  could be achieved to  attain  standards  and to
provide a growth  margin of unused airshed capacity.

Figure V-l  illustrates  the emissions  reductions  projected for the
following  types  of  RWC  control  measures,  which were selected
because they would actually  promote  cleaner burning woodstoves: a)
voluntary or  mandatory  labeling  of  new stoves,  to  show consumers
their emissions  performance;  b) labeling combined with a financial
incentive   (tax   credit);   and,   c)   mandatory   testing   and
certification of new woodstoves   for  compliance  with  an emission
standard, as a prerequisite  of sale.   The mandatory certification
was  judged  to  be  clearly  the most  effective  at reducing both
existing  and  future  emissions.    DEQ  estimated   that  a  68%-75%
reduction  in  RWC  particulate   emissions   was  achievable  through
mandatory certification, and was needed  to attain  standards, as
explained below.

DEQ  requested  and  obtained   from  the 1983  Oregon  Legislature the
necessary authorization  for  a statewide certification program that
                       V-31

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                                                                                            u
                                                                                            o
                                                                                           CO
                                      V-32

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would  regulate  new  woodstoves at  the point  of sale.  Opposition
from  the  woodstove  Industry  was  countered  by  support   from  a
coalition of  other  Interests, Including not only environmentalists

but  also  medical professionals  and other  Industrial groups.  The

resulting enabling  legislation (House Bill 2235, 1983) established

the  basis  for  Oregon's  woodstove  certification program,  which a

DEQ   staff   paper   (Kbwalczyk   and  Tombleson,   1984)    recently

summarized as follows:
   "The  first  program  In  the  United  States  to  restrict  the
   sale of  woods toves to only  the  cleaner burning models  was
   enacted  by  the  1983 Oregon legislature.  Specific rules to
   Implement the program were  adopted  In June 1984 to address
   emissions   and   efficiency   test   procedures,  laboratory
   accreditation   requirements,   emissions   and  efficiency
   labeling  specifications,  acceptable  partlculate  emission
   levels and  stove  certification procedures.  The rules were
   developed with  the aid  of a broad-based advisory committee
   and  Input  from national  and  International  members  of  the
   woodstove  industry.  An extensive  woodstove emissions  and
   efficiency  database was  developed to assist In formulating
   the  rules.   A two-stage  emission  standard  was  adopted,
   which requires  new stoves marketed  In Oregon  to  achieve a
   50 percent  reduction In  partlculate emissions  by July 1986
   and   a   75  percent   reduction   by   July   1988.     The
   certification  program  Is  designed  to  bring  all  areas  of
   the  state   Into   compliance  with  national  ambient   air
   quality  standards   for  partlculate  matter   by  the  year
   2000.  The  program is expected to save owners  of certified
   woods toves  up to  1/3 on  firewood  consumption because  of
   the   inherently   higher   heating   efficiency  of   lower
   polluting  stoves,  as  well  as  providing  increased  fire
   safety because  of  reduced creosote  formation and Increased
   health  benefits   because  of  reduced  polycycllc  organic
   matter emissions."

Oregon's certification program  applies to woodstoves and stovelike

fireplace  Inserts,  but not  to  fireplaces.   The  program  has five
major elements, Including:
•  A testing procedure;

•  An emission standard;

•  A testing laboratory accreditation process;
                       V-33

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•  labeling requirements; and,
•  Certification procedures

Appendix  B contains  copies of  Oregon's enabling  legislation  (HB
2235), and administrative rules adopted to implement the program,
including   detailed   specifications    for   measuring   woodstove
emissions  and efficiencies.   Several  fact sheets  which describe
various  aspects  of  Oregon's  program   and  requirements  are  also
included  in Appendix B.   Highlights of  the major program elements
are briefly discussed below.

Test Procedure
Oregon's  enabling  legislation  requires  new woodstoves to be  tested
and   permanently   labeled   both   for   emissions    and   heating
efficiency.   Four  tests   are  run on  each stove  - at low, medium,
high  and  maximum  heat  output levels,  using  a  standardized  fuel
charge   (Douglas  Fir).   The  results  are  averaged  to determine
whether  the stove meets the emission standard.

By testing over a  full range  of heat outputs, DEQ satisfies  a wood
stove  industry  request to  produce  performance  data  which would  be
usable in all areas  of the country.  In calculating  the average of
the  four  emissions   tests,  weighting  factors   are  used  based  on
Oregon climate  and  population distribution, as  specified by rule
(Appendix B).  Thus,  a  stove's performance  is rated  on  how  it
would perform under  Oregon's heating demands.

Particulate sampling uses an EPA Method 5 apparatus,  modified with
an   extra  impinger   and   filter  to  better  collect  condensible
particulates,  which  account  for  about 60% of a  typical  catch.
Either a Calorimeter Room method or a stackloss  heating method may
be used  to measure heating  efficiency.

It  should  be noted that  development  by Oregon  of a woodstove
certification program,  with stipulated  procedures  for  testing the
                       V-34

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emissions and heat  transfer efficiencies of stoves, has  stimulated
lively  debate  about  a  number  of  related  issues  and   technical
questions.   Inclusion of  Oregon's  "Standard Method  of  Measuring
the  Emissions  and  Efficiencies  of Woodstoves"  in  Appendix B does
not   in  any  way   constitute   an  EPA  recommendation   of   these
procedures.  EPA is currently developing  a New Source Performance
Standard  (NSP3)  for  woodstoves,  during  which  the  agency will
provide its own  guidance on stove  testing methods.

Several other  professional and  trade organizations  have taken  an
active  role  in  the  debate on woodstove  standards  and test methods
-  especially,   the  Wood Heating  Alliance  (WHA) and  the American
Society of Testing  and Materials (ASTM).  An ASTM subcommittee has
undertaken research on woodstove testing methods.  A central  focus
of  this research is a dilution  tunnel  approach which might  serve
as  an  alternative to Oregon's testing approach.  This work is not
reported  here,  because the  ASTM studies are  not  yet sufficiently
complete  to  allow  definitive  comparisons  of alternative  test
methods Oregon's test method  description  is  included in Appendix
B,  because it  is the  only  such  procedure completed and adopted  to
date, and  because it  Is referenced by  several  of the other states
or  localities  whose RWC  control  measures  are discussed  in this
section.   However,   EPA  stresses  that  it  does  not   favor  any
particular testing approach at this time.

Emission Standard
In  selecting its  emission  standard,  DEQ primarily considered  three
items:  a)  airshed  improvements  (emission reductions)  needed   to
attain  and   maintain  ambient  air   quality  standards;  b)  the
emissions  performance capability  of  available  stove technology;
and, c) in the  case of catalytic stoves, the  deterioration with
age of catalytic combustera.

For  both  Portland  and  Medford  DEQ   estimated  that  a  72%-78%
reduction in RWC emissions  was needed,  in conjunction with control
                       V-35

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strategies  for  other sources,  to fully meet  all national  ambient
standards  for  total  suspended  particulate.    DEQ  estimated  the
average  emissions   from  existing  or  baseline   stoves   at  30-34
grams/hour (20-21  grams/kilogram of wood burned times an.  estimated
baseline  burn,  rate  of  1.7  kilograms/hour   (DEQ,   1984)).    The
woodstove  emission   standards  adopted   to   achieve  the  needed
reduction in  this  baseline  emissions level are summarized  in  Table
V-12.

Tests  showed  catalyst-equipped  stoves  were  cleaner  burning,  but
deteriorated  in performance by  an average  factor of  2.5  over  an
expected  catalyst  life of  6,000  to  12,000   hours  of  operation.
Accordingly,  the  standard  for  non-catalyst  stoves  was  set  to
result  in  equivalent   performance  with  catalyst  stoves  over  the
expected  (two  year  minimum)  life  of  the  catalyst.    That  is,
catalyst  stoves which  initially  emit  six grams/hr are expected  to
deteriorate  to   15 grams/hour  over the  lifetime of  the  catalyst
component.    Catalytic  combusters  are  expected  to  have  to  be
replaced  as  often  as  every   two   years   for  frequently   used
appliances.   DEQ will  require a two  year replacement warranty  on
the  catalytic combuster elements of  catalyst-equipped stoves  as a
condition of  certification.   The 50% emission reduction  is  based
on DEQ's  estimate that the  average stove  now on the market  emits
more  than 30 grams/hour, and  certified stoves would  emit  no  more
than 15 grams/hour on the average.

By  mid-1988,  the standard  is  tightened  to   nine  grams/hour  for
noncatalyst  stoves and  four grams/hour  for  stoves with  catalytic
combusters.   This  would  achieve a  702-75%  reduction  in  current
baseline  RWC emissions,  over the  10-20  year period required for
Oregon's  entire stove population to be replaced by  cleaner burning
certified  stoves.   This  would  provide  the overall RWC  emissions
reduction DEQ  estimates  is  needed  for  most  areas  in  Oregon  to
attain ambient  standards, by the year  2000.
                       V-36

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             TABLE V-12.  Oregoa's Woodstove Particulate Emissions
                            Standards  (grams/hour)
                                  By July 1986            By July  1988
Catalytic                            6                      4

Non-Catalytic                        15                     9

Actual Emission
Reduction                            50%                   70%-74%
a Weighted average of four emissions tests, per Oregon  procedures.

Source: Kowalczyk and Tbmbleson 1984.
                                   V-37

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DEQ  concluded  that   several  different  manufacturers  of  catalyst
equipped appliances  had production  model  stoves which already  met
the  1988 standard  of  four  grams/hour.  The testing to confirm  this
used  the  Oregon procedures.   This  testing was  done at  a  13,000
Btu/hr  reference heat output  level,  which corresponds to  Oregon's
climate (heating demand),  and estimated baseline burn rate  of  1.7
kg/hour.

The   nine    grams/hour    second   stage   (1988)    standard   for
noncatalyst-equipped  stoves  was  based on equivalency with  the  four
grams/hour    standard,    taking    Into    account   the    catalyst
deterioration  factor of 2.5.   This  standard  Is  not necessarily
achievable   with   present   non-catalytic   technology,    as   DEQ
acknowledges.   However,  this  level  of  emissions  reduction   was
considered necessary to meet  airshed requirements.  DEQ hopes  the
lead  time   available  will   result   In  sufficient  advances   In
non-catalyst  technology, so  that the standard does not become  what
some  of Its  critics  call a  "catalytic mandate".  However,  If  this
does  not  occur, Oregon Is  prepared  to  rely  solely  on  catalytic
technology  to  achieve  Its  airshed  targets.   DEQ  cites  the  U.S.
auto  Industry's experience  In relying on catalyst  technology as an
example of the  workability of  such  a  policy.

laboratory Accreditation
Most  of the  work  In  Oregon's  certification  program, once It  Is
fully  Implemented, will be  done by  private  testing  laboratories,
which   must   meet   stringent  Oregon accreditation   requirements.
These   Include  demonstrating  testing proficiency  using  an  Oregon
supplied   stove,   standardized   data  calculations  using   Oregon
supplied  software,  audit  provisions,  and  specific  accreditation
enforcement procedures.

Labeling Requirements
Enabling legislation required that certified  stoves  be permanently
labeled to   show  both  their  tested   emissions  and  efficiency.
Figure  V-2   shows  two  labels,   both  of  which will  be  used  In
Oregon.  The  permanently attached  label will  show  tested  emissions
                       V-38

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                Permanent  Woods tove Label
                           (Example)
        CERTIFIED TEST PERFORMANCE
  20
    T««ted by:
                           Data:
                                        Procedure:
OS
D
O
I is|
W)
S

e1
o
01 0

O
5
Manufacturer:.
                     ».«•     !>.•••      M.H*      ».M*

                     HEAT OUTPUT • BTU/HOUR
                    -               Model: _ ,
                                                            *:.
                                                                   00
                                                                   00
                                                                      m
                                                                      •n
                                                                      2
                                                                      O
                                                                      m
                                                                      Z
                                                                      O
                                                                   eo
                                                                   BO
   P»rformane» may vary from taat v>lu«» depending on actual horn* operating condition*
                 Removable  Woodstove  Label
                             (Example)
                   EMISSIONS AND EFFICIENCY PERFORMANCE
                         (non-catalytic stoves)

          SBo11* _____ sr*«l/hour (DEQ Standard i 15 until 07/80)
                                                 9 after 07/88)
          Efficiency	% (NO DEQ Standard)
       Manufactureri
                            HEAT 90TPPT RANGE


                           	 to 	
                                 Modeli
                       Name
                                          Name
                                                BTC's/hour


                                               _^ Design *t
                                                           Number
       (Performance nay vary from test values depending on actual home
        operating conditions)
                               .t this unit has been certified as
       Pursuant to OAR _______^_
       meeting Oregon Department of Environmental Quality emission
       standards and has been  approved  for sale  in the State of Oregon
       until July 1, 1988.
        Figure  V-2.  Woodstove Labels to be used by  Oregon  Certification
                      Program

                                    V-39

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and  efficiency  performance  over  the  whole  range of  heat  output
levels.   Its  format was  designed to  provide useful data for  all
areas  of  the country,  allowing manufacturers  to  avoid additional
testing costs  that might  be imposed  outside of  Oregon.   It will
also help consumers evaluate stove performance.

A  second  label, removable  by  the  consumer,  was  also  intended  to
help   the  consumer  compare  appliances  based  on   their average
efflciences and emissions  levels.   It also  shows  the rate of heat
output  levels  the stove can provide,  for use  in sizing  stoves  to
residences.  Labels must  be produced and affixed by  manufacturers,
with DEQ approval, prior to  stove  certification.

Certification Program Timetable and Costs
Oregon's  program  is  now underway, with  the  voluntary phase  of  its
testing  and  certification  program.   The  first  stage   mandatory
standards  are  not  in  effect until  July 1,  1986.   One  laboratory
had  been   accredited  and  nine  stoves  had  been certified,  as  of
March  14,  1985  (See  Appendix  B  for   list  of   stoves).    Other
applications  are  in  process,   or expected  soon.   The  State  of
Colorado   has   adopted,  and   Missoula,   Montana  is  considering
adopting,  certification programs  similar  to  Oregon's as  described
later  in this section.

Estimated certification program costs  have included the following:

•  DEQ has   estimated  that   increased   costs  to  consumers   of
   certified  stoves  may   range   from  $200-4500   on  the  average
   (Kbwalczyk and  Tombleson, 1984, and 1982).

•  Testing costs  to  manufacturers were estimated by  DEQ  in 1981-82
   at  $1,500-42,000 per model  tested.   This  is  comparable to their
   present costs  for safety and  efficiency testing  (Kowalczyk  and
   Tombleson, 1982).

«  Catalytic combuster  replacement:   $60 to $140 as  often as every
   two years (Kowalczyk and Tombleson, 1984).
                        V-40

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and  efficiency performance  over  the whole  range of  heat  output
levels.   Its  format was  designed to  provide useful  data for  all
areas  of the  country,  allowing manufacturers  to avoid additional
testing  costs  that might  be imposed  outside of  Oregon.   It will
also help consumers evaluate stove performance.

A  second label, removable  by the  consumer,  was  also  intended  to
help   the  consumer  compare  appliances  based   on  their  average
efficiences and emissions  levels.   It also shows the  rate of heat
output levels  the stove can  provide, for use  In sizing stoves  to
residences.  Labels  must  be produced and affixed by manufacturers,
with DEQ approval, prior to stove certification.

Certification Program Timetable and Costs
Oregon's program  is  now underway, with  the voluntary  phase of  its
testing  and  certification  program.   The first stage  mandatory
standards  are  not In  effect until  July 1,  1986.   One laboratory
had  been accredited  and nine  stoves  had been  certified,  as   of
March  14,  1985  (See  Appendix  B  for   list  of stoves).   Other
applications  are  in  process,  or  expected  soon.  The  State   of
Colorado  has   adopted,  and  Missoula,   Montana  is   considering
adopting, certification programs  similar  to  Oregon's  as described
later  in this section.

Estimated certification program costs have included the following:

•  DEQ   has  estimated   that  increased   costs   to   consumers   of
   certified  stoves  may  range  from  $200-3500  on  the  average
   (Kowalczyk and Tbmbleson, 1984, and 1982).

•  Testing costs to manufacturers were estimated  by DEQ in 1981-82
   at  $1,500-42,000 per model  tested.   This  is comparable to their
   present costs  for  safety and efficiency testing  (Kowalczyk  and
   Tombleson, 1982).

•  Catalytic combuster replacement:   $60  to  $140  as  often as every
   two years (Kowalczyk and Tombleson, 1984).
                       V-41

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•  DEQ's  administrative  costs  may not  exceed  one  to  two  staff
   persons, because so much of  the  program's  cost and work will be
   borne by the manufacturer and private testing labs.

•  Potential  loss  in  business   (sales)  to RWC  manufacturers  and
   retailers  due  to higher  appliance prices  has been  a  concern,
   but no quantitative estimates were available.

Benefits
DEQ has estimated  the  following  benefits  of  their  certification
program (Kowalczyk and Tombleson, 1984):

•  Seventy-five percent reduction  in particulate emissions  by  the
   year  2000,  including  in  TSP,  fine  particulate  (PM1Q)  and
   polycyclic organic matter (POM).

•  Proportional  reductions  in   carbon  monoxide  from  RWC,  which
   should  aide  in achieving   attainment  of  CO  standards too  -
   especially   wherever   these   are  exceeded   in  residential
   neighborhoods.

•  Higher woodstove heating efficiencies, which can save consumers
   up  to  33%  in  the  amount of firewood needed,  thereby  reducing
   costs  associated  with  gathering  firewood;  and,  conserving
   renewable wood energy resources.

•  Reduced  fire hazards,  because cleaner burning stoves will emit
   up  to  90%  less  creosote,  thereby also reducing chimney cleaning
   costs.

•  Overall  estimated  savings of $10-20 per  cord of wood burned,
   available to offset higher purchase prices for certified stoves.

•  Health   benefits  from  the  75%   reduction  of   respirable
   particulate and POMs,  the latter  already  identified  as a major
   air toxicant.
                       V-42

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2.  Montana
    The  State  of  Montana Clean  Air Act gives  the  Board of  Health and
    Environmental  Sciences  broad  powers  to  regulate any  source  of air
    pollutant emissions,  Including residential sources since these are not
    excluded.  However,  the  Act prohibits entry  and  Inspection of private
    residences for this purpose.  This could limit the ability of agencies
    to measure RWC emissions, or to  enforce  RWC control strategies, at the
    household level.

    The  State  of Montana Department  of   Health and  Environmental Sciences
    can  Identify  potentially significant RWC ambient Impacts  In at  least
    ten  western  Montana communities,   with  observable   Impacts  In  some
    localities which occur as frequently as  twenty-five  times or more In a
    heating  season (Nero and  Associates, Inc.,  1984).    The  state agency
    has  concentrated  on  monitoring  TSP  problem  areas,  and  has sponsored
    RWC wood  usage surveys  In  a number  of  cities  (Erlckson et al, 1981).
    The state approach  Is to establish a strong  data base, and to measure
    the  magnitude  of  RWC  Impacts,  before  proposing   any  RWC  control
    measures, partly because regulation  of RWC Is a controversial topic In
    Montana.

    The  state  Is  closely watching developments  In Oregon.   As  In Oregon,
    state enabling legislation  would be  needed to  regulate RWC appliances
    at the  point of  sale.   The only  direct regulatory action related to
    RWC  In  Montana  has  occurred  In Mis sou la,  but  It has  been  a  major
    effort.

    a.  Mlssoula
        Mlssoula has  been a  nonattalnment area for  TSP (primary standard)
        since monitoring  began  (1969),   except  for  several years  in the
        mid-19701 s.   Industrial   controls   and   street   paving  achieved
        attainment,  but   area  source growth - suspected  to  be primarily
        from RWC  - has  restored nonattalnment  conditions  (Carlson, 1984).
        The  local  air pollution control agency,   the Mlssoula City-County
                               V-43

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fealth  Department  (MCCHD),  has  taken  an  active   role   In  KWC
assessment  and   control,   in  response   to   direction  from  its
governing  body,   the  Missoula  City-County  Air  Pollution  Control
Board, and strong citizen concern.

A 1976  petition  with  10,000  signatures asked  the Missoula  County
Board of  Commissioners  to  "do  something" about  deteriorated  air
quality  In   Missoula.    In  early  1981,  after  several   studies
involving  citizen  committees,   the  MCCHD   began  working   with
Missoula  citizens  to   develop  a  plan  to  reduce  wintertime  air
pollution  from all  sources, but especially  from RWC.  That  effort
resulted in  a public education campaign,  which included radio and
TV commercials, and slide/tape  and video presentations, as  well as
brochures.

It  also lead to  a  package  of  regulatory  measures  designed  to
reduce  the  severity  of air pollution  episodes.   An Air Stagnation
Plan  was   adopted,   which  was   initially   based  on  voluntary
curtailment not  only  of RWC  but  also of Industrial point  source
emissions, if an air pollution Alert was declared.

In  November,   1983 RWC  control   measures were  strengthened,  to
produce  one  of  the   most   comprehensive RWC  control strategies
enacted by  any community.   The main elements  of  this program are
as follows:

•   Visible emission limits
    -  Smokestack  plume opacity  cannot  exceed  60%  at  any  time,
       except  for  15  minutes In  any  four hour  period, allowed  to
       start  up  a  fire.   This  applies  at   all   times   to  ail
       residential  and  commercial   solid  fuel  burning   devices
       within  the Missoula Air Stagnation Zone, which encompasses
       most of the Missouia Valley.
                       V-44

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•   Episode Controls (Mis sou la Air Stagnation Plan)
    -  Stage  I Air  Pollution  Alerts  and  Stage  II  Warnings  are
       called  if  the eight-hour  average TSP level  exceeds,  or  is
                                             3                    3
       projected   to    exceed,    150    ug/m    and    300    ug/m ,
       respectively.

    -  No  visible  emissions  are allowed  from  any  residential  or
       commercial  solid fuel  burning  devices,  except by  special
       permits  of  the  following  types:   sole  source   of  heat
       permits;  dealer   demonstration  permits;  and,  special  need
       permits.

       Permit  holders  may  burn,  but  cannot  exceed  20%  opacity,
       except during fire start-up (20 minutes every  four hours).

    -  Alerts  and  Warnings  are  voluntary in  the  Air Stagnation
       Zone,  but  mandatory within  a  smaller  High  Impact  Zone,
       which includes urban areas of Missoula.

    -  People  are  also requested  to   limit  vehicle  driving   to
       necessary trips and use mass transit.

•   Bi for cement/Penalties
    -  Inspectors  check  for  improper  visible   emissions,  issue
       written warnings  (first  violation per season) and citations
       for  repeat   violations,   which  can  result  in  fines   of
       d20-100, or loss of special permits to burn.

    -  Enforcement   is  on-going  for  the  visible   emission  (60%
       opacity) limit.

    -  For  episodes,  MCCHD  must  give  public notice  of Alerts  and
       Warnings  at  least three  hours  prior  to  taking enforcement
       action.
                       V-45

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MCCHD  uses   the   media   to   announce  Alerts  and  Warnings,   and
maintains an  Air Pollution Hot  Line with a recorded message  on  RWC
curtailment  status.   last winter  the  agency had  to  increase  the
number of  phone lines to  seven,  and shorten the recorded message
to 10 seconds to handle episode calls (Ifedstrom,  1984).

Last winter  (1983/84) was the  first heating  season  under the  new
mandatory  Alerts.   One hundred  ten warnings  were issued, and  one
citation,  which was successfully  appealed.   Alerts  or Warnings
typically occur 10-30 times during  a heating  season.

MCCHD staff  have  estimated  and compared  the air quality benefits
of  the   all-voluntary RWC curtailment  measures  (pre-November  '83)
versus  the  mandatory and voluntary  curtailment  program  now  in
place.   Previous  voluntary  curtailment  was estimated  to   reduce
emissions by  6%-12%,  based on an estimated compliance rate  of  30%
(Grotheer,   1984).   The  present   program,   with  mandatory   RWC
curtailment during episodes,  could  reduce RWC emissions  by as  much
as  23%-44% based on  100% compliance.  Curtailment requirements  are
expected to occur  on 28-53 days each winter  (120  day  season).   The
60% opacity limit  is  projected to reduce emissions by 3%, based on
a 10% violation rate, only 25% of  which occur when enforcement is
possible - i.e., before dark  (Grotheer, 1984).

MCCHD also estimated  that the  Alerts  reduced  daytime   burning  by
30%-35%,  with  matriatory  alerts  more  effective  than  voluntary.
Based  on   a  meteorological   regime   analysis,  MCCHD   has  also
estimated   ambient   air   quality   improvements   from   the  Alert
strategy,   both   in  their   24-hour  and   seasonal  average   TSP
concentrations  (Carlson, 1984).

A new phase of  the RWC control program has been  recently proposed,
in   the   form  of   proposed   performance   standards   for   new
installations  of  all  residential  solid   fuel   burning  devices.
These  are  contained  in  proposed revisions  to Missoula's   air
pollution  regulations.   They would Incorporate  Oregon's woodstove
                        V-46

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test Ing /cert Ideation  methods,  and  utilize  an   expanded   permit
system for Implementation as follows:

•   Woodstoves may  be  issued  a Class I  permit by  MCCHD to  operate
    during Alerts,  if  they meet a  lowest  achievable emission  rate
    (LAER) standard.   The initial  LAER  standard proposed by MCCHD
    is emissions which do not  exceed 6 grams per hour, when tested
    in conformance with the Oregon  procedures.

•   Within MissouLa's  High  Impact   Zone, emissions  from solid  fuel
    devices  with  Class   I  permits must  not  exceed  10%  opacity
    during Alerts, except for 20 minutes in  any  four hour  period.

•   Class  I  permits  expire  in two  years,  and  repermitting   may
    require evidence  at  that time  that  the device can still  meet
    emission  limits —  e.g.,  evidence  that  catalytic combusters
    have been replaced as needed.

•   July 1,  1985 is the  proposed   start date for  issuing  Class  I
    permits.    Thereafter,  no  new   sole source  permits  would be
    issued,  and   special  need  (hardship)  permit  duration   and
    eligibility rules would be  tightened.

Appendix  B contains:   a)  a  copy  of  Missoula's  regulations   for
solid  fuel burning devices, which  Indicates proposed language  for
adding   woodstove   performance  standards  and   Class   I   permit
requirements; and, b)  a  summary of  Missoula's current wood  burning
regulations,  which  feature  mandatory  Alerts  and Warnings,   and
areawide visible emissions (60S opacity) limits.

The thrust of  Missoula's latest proposed  RWC control measures  are
to promote the  Installation of cleaner burning woodstoves,  without
regulating  this  at  the  point of  sale,   as   Oregon   does.   The
performance  (emissions)  standard proposed  is stringent  enough to
promote  stoves  with  catalyst  technology.    The   Class  I   permit
                       V-47

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        renewal  requirements   (two  years)   would  help   guard  against
        deterioration  of  catalyst-equipped  stove  performance,  but  would
        also add to the administrative burden of the program.

        This Is the  first  full-fledged permit  system  proposed to regulate
        RWC.  The Mlssoula  Air Pollution Control Board  must now decide  If
        the  administrative   and  political  burdens  of  this  approach are
        acceptable.    RWC   controls  have  created  vocal   opposition   to
        woodstove  regulation  In  Mlssoula.   A  group  called   "Woodbumers
        United" tried  but   failed  to put a  measure on  the ballot  In the
        fall of  1984  to  repeal current  RWC  regulations and  to prohibit
        their readoptlon for two years.

3.   Colorado
    Concern about RWC  Impacts  In Colorado was  first  evidenced by a number
    of  ski communities.   Their winter  populations  swell  with temporary
    visitors,  and  RWC Is   widespread.   Meteorology  and  terrain features
    reduce  ventilation,   and   ambient   concentrations   of   TSP  and   CO
    periodically exceed federal standards in winter.  Recent research  also
    indicates  that woodstoves  may  emit more  pollutants  at high  altitudes,
    other factors being equal  (Shelton, 1985; Oregon DEQ, 1985).

    Due  to  high  fugitive  dust levels  often  associated with  winter  road
    sanding, many  of these  communities have  avoided formal non-attainment
    status  for TSP.  Visibility Impairment and  hazy conditions are one  of
    the  chief  air quality  concerns  voiced  about  RWC,   partly  because  It
    direct ly threatens local economies which are dependent on  tour Ism.

    Following  are  brief descriptions of RWC control measures adopted  or
    proposed  In several  Colorado  ski communities,  and state  level RWC
    control actions.

    a.  Colorado Ski Communities
        The Pitkln  County   (Aspen),  Colorado community  has  been concerned
        about  RWC  Impacts   for over ten  yeaxs.   Vigorous public education
        has  long been conducted,   to increase public  awareness that RWC
        causes  problems,  and  In  order   to  ask  for  voluntary  curtailment
                               V-48

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when  pollution  levels  are  high.   An  active Citizens  Clean  Air
Advisory Board reviews  RWC control statutes and works  closely with
the  City-County  Bavlronmental  Health Department.   The County  has
long   had   air   quality   regulations,   which  spell   out   alert
procedures,  and  call  for  vehicle  restrictions  during  high  CO
levels, but  resources are  lacking for monitoring and  enforcement.
Both  TSP  and  CO  national  ambient  air   quality   standards  are
exceeded In winter.

RWC problems were  originally attributed largely to  fireplaces.   In
1977  the  County  adopted  a  fireplace   ordinance  (Pltkln,  1977)
limiting  new   fireplaces  as  follows:    one  per   single  family
                                                   2
dwelling,  restaurant  or   bar;  one  per   3,500 ft.   for  four-plex
                                                              2
and  other   multlfamlly   structures;   one  per   1,000   ft.    for
duplexes or  triplexes; and,  one  per  lobby  or guest entertainment
room for hotels,  motels,   lodges,  and  Inns  (no fireplaces  In guest
rooms were allowed).

Fireplace design  standards  were  also adopted  to  reduce  heat  loss
from  structures.   Their   requirements  included  glass  (or  other)
doors  and  air ducts  to  admit  "other  than  room air".  This  was to
prevent  room air  from being  drawn  up   the chimney,  In   order  to
discourage  cold  air  infiltration  into  the room  from outside.   A
copy of  the original fireplace ordinance and design standards  are
Included In Appendix  B.

Woodstoves  were   not  addressed   because:   a)  there  were  more
fireplaces  than  stoves,   b)  fireplaces  were  thought  to be  more
polluting, and c)  growth  In stove use was considered unlikely,  due
to  anticipated  growth limitations  within the  city of  Aspen.   This
also  prompted  the  City of  Aspen  not to adopt RWC regulations as
the County had done.

However,  stove   use  did   grow,  and  in  1983  the  City  and  County
adopted   ordinances  which   limit  the   number   of   conventional
fireplaces  or   woodstoves  per  building,  but   allows   unlimited
numbers  of  "certified"   clean burning  stoves   (Pltkln,  1983).
                       V-49

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Currently, a list of  "clean" wood burning devices Is maintained  by
the  City-County  Environmental  Health Officer,  based  on emissions
test  data from  manufacturers   and  the literature.   The ordinance
specifies  that  Oregon test  methods  be used,  and that  testing  be
done at specified burn rates and other conditions.  A copy  of  this
ordinance  Is referenced In Appendix B.

Vail, Colorado  In 1978 adopted an ordinance (Vail,  1978) limiting
the  number of  new  solid  fuel   burning  devices  per  dwelling  unit
(not  per  building,   as   Pltkln  County   had   done).    It   also
established  fireplace  construction  standards  similar  to   Pltkln
County's.   Voluntary  curtailment  of RWC  was also  asked whenever
carbon  monoxide  levels  or  coefficient   of  haze  Index exceeded
specified  limits (U.S. EPA, 1984b).

In  1983  Vail  adopted  another ordinance (Vail,  1983) which  allowed
a second  solid  fuel burning device  In any dwelling unit, provided
it   compiled  with  Oregon's   (then  draft)  partlculate  emission
standard   for   wood   stoves,   of   0.067x10    grams/Joule.   The
ordinance   specified   that   Oregon's   test  procedures,   or   an
equivalent procedure,  be  the basis for judging woodstove emissions
performance.

The  town's Envlromental  Health  Officer  must  certify  In  writing
that a woodstove meets  this criteria, before a building  permit can
be  Issued for Its  Installation.  The Environmental Health  Officer
will maintain and publish a list of  devices  known to be  certified.

This  ordinance  also  prohibits   the  burning of  coal  or  refuse  In
solid  fuel burning devices.   Appendix B  contains a  copy   of  this
ordinance.

The  town of  TellurIde, Colorado  has  also  by ordinance limited the
number   of  solid   fuel   burning  devices   to  one  per  building,
regardless  of  the  number  of   dwelling  units  (TellurIde,   1976).
Continuing  ambient  standard violations  Include  some of  the higher
partlculate air  pollution  levels In the state.

                       V-50

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A high  level of public  concern exists  as  evidenced  from  a  recent
door  to  door  survey in  the  town  of   Telluride,   for  the  local
Environmental   Commission,   in  which   over  90%   of  respondents
expressed  support  for legislation,  that would  help clean up wood
stove  pollution  (Selby,  1984).    At the   present   time  City  and
County officials are  considering ways to respond  to  this  situation
and  concern.   One  approach  receiving  attention is  to adopt  RWC
regulations  for a "Ttelluride  region",   which  would encompass  an
area larger  than the  Town of Telluride but  smaller  than San  Miguel
County.

Snowmass  Village,   Colorado  allows  only  one  solid fuel  burning
device per dwelling unit, restaurant  or  lodge  (U.S.  EPA, 1984b).

Crested Butte,  Colorado  limits woodstoves  to  one per new building
regardless  of its number  of dwelling  units,  and only  if  certain
conditions   are  met   (Radderman,   1984),  which  are  designed  to
encourage highly Insulated structures and use  of solar heating.

Tb obtain a  building  permit  to  install a solid  fuel burning  device
as a  primary heat source,  an applicant  must  demonstrate  that his
entire  building (walls,  windows,  etc.)  is   insulated  to an overall
"envelope"  factor  of R-22 (Crested  Butte,   1980).  The  town  zoning
ordinance  is  the  vehicle   for  regulating  RWC,  along  with  other
solid  fuel  burning devices.   It  also calls for  active or  passive
solar heating designs.  It  gives credit  toward  a permit for  a wood
burning  device for building designs which  achieve   "solar gain"  -
e.g., which emphasize south  facing windows and  avoid north  facing
windows.

Crested  Butte is  situated  at  an  elevation of  9,000 feet,  with  a
population  of about  1,000,  a  very  high percentage of which burn
wood  as their  primary  source  of heat.   Residential coal  burning
has  been  banned  due  to air  quality concerns,  although coal  is
readily available at  competitive prices.
                        V-51

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    The Beaver creek  Resort Company,  near Avon, Colorado  Is a  private
    development of  expensive homes which have  instituted a unique  RWC
    control strategy.   Regulations have  been  adopted  which:  a)  place
    restrictions  on  fireplace  construction  and   prohibit woodstoves
    entirely,   b)   monitor  and  enforce  restrictions  on  starting   or
    continuing  fireplace  fires  during high  air  pollution  conditions.
    The regulations  (copy  in Appendix B)  will become effective when
    the number of completed homes reaches 500.

    An elaborate  monitoring system includes  a  heat sensor  and  warning
    light at  each fireplace, wired to  a  central communication  system.
    Whenever  the  company  concludes that  continued  RWC could result  in
    violations  of   Colorado's  ambient  air   quality  standards,   the
    warning light  is activated in all homes.   Thereafter,  no new fires
    can  be  started,  or   new  wood  added.    The   heat  sensor   allows
    monitoring  by  the  central  office  to   ensure  that  burning  has
    stopped.   If  burning  is not  stopped,  fines  can  be  levied.   The
    Resort  Company may even enter a  home and extinguish a  fire,  if it
    deems such action necessary.

b.  State Level RWC Control Measures
    State  level  concern and  activity  in Colorado related  to  RWC  has
    also increased in  recent  years  to include the  adoption  of laws  and
    regulations to mitigate RWC  impacts,  as summarized  in this section.

    Denver  has been  the main focus  of the few air  pollution studies in
    Colorado  that have  estimated  RWC ambient  Impacts  (Wolff  et  al,
    1980;  GMEIL,  1982; Dennis,  1983;  Poincenot, 1982).   All of  these
    estimated  significant  RWC contributions  to  fine particulate mass
    and/or  to visibility  impairment.   Studies of RWC  wood  usage  in
    Colorado have  also indicated that: a) about half of  all households
    have  wood  burning   devices  (Ryan,   1981;  TRC   1985);  and;   b)
    fireplaces  are  much  more  prevalent  than  woodstoves.   In most
    Colorado  communities   surveyed,   fireplaces  account  for more wood
    usage  and resultant  emissions than  woodstoves, despite  the  fact
    that average  wood usage  and emissions  per burning  unit are both
    higher  for stoves  than  fireplaces (TRC 1985; King,  1984).
                           V-52

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An  Advisory  Committee  on _ Residential  Wood  and  Coal  Combustion
recommended  the  following types  of RWC control  approaches to  the
Colorado Air Quality Control Commission (Colorado AQCC,  1983):

•   Public education to promote proper selection and operation  of
    fireplaces, inserts and stoves;

•   Emissions standards for all new stoves, Inserts and  fireplaces
    sold in Colorado; and,

•   Economic   incentives   to   decrease   pollution  from   existing
    fireplaces,   inserts   and   stoves  through   retrofitting   or
    replacement with improved designs.

Based on  these  recommendations, the  State  of  Colorado  initiated  a.
public  education program  for wood  stove  users  through  pamphlets
distributed  at wood  stove  dealers  (Grotheer,  1984).   The  State
also  enacted   enabling  legislation   (House   Bill  1187,  1984),
Intended  to  reduce both  particulate  and  carbon monoxide  emissions
from RWC, by providing for the  following RWC control measures:

•   continued public education  efforts;

•   an evaluation  and  certification program governing  the  sale  of
    woodstoves in Colorado;

•   voluntary  no-bum  days,  whenever RWC  is   likely  to  adversely
    affect air quality in any non-attainment area;  and,

•   structural  design  standards  for  fireplaces  to  reduce  their
    emissions.

Appendix B contains a copy of  HB 1187, which was effective  July  1,
1984.   It calls  for  the Colorado Air Quality Control Commission  to
promulgate  rules  to  Implement  all  of its  provisions  by July  1,
1985.  Appendix  B also  contains a  preliminary draft  of a  rule  to
implement the woodstove requirements by July 1985.
                       V-53

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        Deadlines established In  this  law will require  that  store testing
        and certification  standards  and procedures be  established by July
        1985,  and  that  new wood  stoves cannot  be sold  In Colorado after
        January 1, 1987,  unless they have  been tested,  certified,  and an
        emissions performance label attached.

        Colorado may pattern  Its  stove  testing and  certification program
        after   Oregon's,   but  alternative   approaches  are  being  actively
        promoted   by   affected   manufacturers,   through   their   trade
        association,   the   Wood  Heating  Alliance.   Colorado  may have  to
        develop  and   include  carbon monoxide   (as  well  as  particulate)
        emissions  standards  in  its   certification   program.    Oregon's
        program only  uses  particulate emissions standards.

        House  Bill 1187 provided that new  fireplace  design specifications
        be adopted by the Commission by July 1, 1986,  based on performance
        tests   of  different designs.   It also  provided  that  all counties
        and municipalities  in  Colorado which  have  building codes  must
        include the resulting fireplace design  specifications, or stricter
        specifications,  by July  1, 1987.

        To finance the  start-up costs  of  this state  RWC control program,
        House  Bill 1187  provided 349,134 aid  one full  time  position,  and
        authorized acceptance of $75,000 in federal grant  funds, for the
        fiscal year beginning July 1, 1984.   Fees for  certification of new
        wood stoves will  also be  established  to help  defray  future costs
        of the program.
4.  Alaska
    The Alaska Department of  Hivlromental Conservation (ADEC) air quality
    control regulations  provide  for  designation  of  a Wood  Smoke Control
                                                    3
    Areas, if  TSP from RWC  alone exceeds  150 ug/m   on a  minimum of two
    separate   days   (ADEC,   1983).    Such  levels  must   be  measured  by
    ADEC-appro\ed Chemical  Mass  Balance  (CMB) receptor  modeling methods.
    To date only the Mendenhall Valley of Juneau has been so designated.
                               V-54

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In  Wood Smoke Control  Areas  the  following restrictions  apply^  (Air
Quality Control Regulations 18 AAC 50):

•   Visible emissions may not exceed  50%  more than  15 minutes  In  any
    one hour.

    -   During an  areawlde air  quality Alert, this  50% opacity  limit
        applies  everywhere  outside  Wood  Smoke   Control   Areas  too.
        Alert  criteria  were  expanded  to Include  not only  the  typical
                                            3                         3
        areawlde  TSP  celling  of 375   ug/m  ,  but  also  a  150  ug/m
        celling  on partlculate  matter  solely  from RWC  within a  Wood
        Smoke Control Area.

•   During an  air  Emergency,  no RWC  is allowed  which results  in  the
    emission of smoke.
        Air Emergency  criteria were  expanded to  include not only  the
                                                    3
        typical  areawide TSP  ceiling  of  875  ug/m ,  but also  a  260
            3
        ug/m   ceiling on  particulate  matter  from RWC  within a  Wood
        Smoke Control Area.
Burning  in  a  way  that  creates  black  smoke  is  always  prohibited,
anywhere.

The  State  Air  Quality Control  Plan says  ADEC will  monitor in  areas
where  RWC  Impacts  are  considered  significant  (ADEC,  1983).    When
particulate  levels  reach  150  ug/m ,   where  RWC  is  considered  the
major  contributor,   chemical  analysis  of  particulate   samples  and
Chemical   Mass  Balance   (CMB)   receptor   modeling   techniques   are
explicitly called for in  the  Plan, to determine the actual impact from
all local sources to ambient  particulate  levels.

As  described   in   Chapter   IV  of   this  report,  CMB   analysis  can
distinguish  quantitatively  the  contribution of  locally generated  RWC
emissions  from any  other sources  of particulate matter  for which  a
unique  chemical composition  profile is  established experimentally  or
from literature sources.   Thus, CMB analysis  can  estimate how much of
                           V-55

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the  total  partlculate levels  measured are  from local, RWC  vs  various
fugitive  dust  sources,   vehicle   exhaust,  nearby  Industry  (1C  any),
etc.  It can  similarly  estimate "background1' contributions from remote
sources, If appropriate monitoring samples are available.

Thus, ADEC's RWC control  strategy  explicitly relies on CMB analysis  to
help  determine whether  regulatory  action  Is  appropriate.   That  Is,
Wood Smoke Control Areas would not  be designated  unless CMB  analysis
showed  that ambient  TSP  levels  exceed*
exclusive  of other source contributions.
                                                     3
showed  that  ambient  TSP  levels  exceeded  150 ug/m  from  RWC alone,
The  State Plan  also  emphasizes  that  local government  should  manage
adverse  air  quality conditions,  with state  assistance.   The City  and
Borough of Juneau (CBJ)  has  adopted several ordinances to regulate  RWC
which Implement the  state  rule locally.   For example, CBJ Ordlnace  No.
84-30  (1984)  designates  the  same  Mendenhall Valley area  as  a  Smoke
Hazard  Area,  and  establishes the  following RWC  control measures  for
that area:

•   Visible emissions  may  not exceed  50% more  than  15  minutes  In  any
    one hour.

•   Open  burning  Is  prohibited between November 1 and March 31.   This
    ordinance  also  prohibits open  burning  outside   the  Smoke  Hazard
    area  during these  dates, unless a permit Is obtained from  the CBJ,
    based  on a finding that  the resulting  smoke conditions  are  not
    likely to endanger  public  health or become generally  objectionable.

•   Solid  fuel  burning may  be temporarily  prohibited entirely.   This
    requires  the  CBJ  Manager  to determine  (and  give  public  notice)
    that  a smoke  hazard condition  exists within  a Smoke Hazard  Area.
    This  determination Is defined  as follows:   "a  determination that
    weather  conditions  or  smoke  conditions within   the  smoke  hazard
    area  are  such  as to be,  or are likely to become, any danger  to  the
    health  of  persons  within  the  smoke  hazard  area  or  to  become
    generally objectionable  to such persons".
                           V-56

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Exemptions  to  the  last provision are  available for persons whose  sole
source  of  heat  Is RWC,  but  only  until  January 1,  1986.    Another
proposed  CBJ  Ordinance No. 84-18 (1984)  would amend the building  code
to  require  that  e^ery  dwelling  unit   and  guest  room  ha\ie  heating
facilities  capable   of   maintaining  a  room   temperature   of   70
Fahrenheit, without combustion of solid fuel.

CBJ  Ordinance  No.  84-30  provides for fines  up to  3300 for  the  first
violation  and  up to $500 or 30  days in jail,  or both  for subsequent
violations.  The CBJ Polios Department,  Animal Control Unit,  has  been
designated  to  enforce  the  ordinance,  including Inspecting premises  to
determine   eligibility  for  exemptions  (CBJ,   PD,   1983).    Written
warnings  are  authorized   for  first  violations,   but  citations   are
required thereafter.

A citizen  Air Pollution Advisory Committee has been actively Involved
before   and   after   adoption   of   the   RWC   ordinances.   Their
recommendations  to  the CBJ Manager had included the following  (not  an
exhaustive  list):

•   A  moratorium on   the  installation of  wood burning devices  as  a
    major   source   of   heat,   until   emissions   standards   and   a
    certification program  is established  for such  devices.

•   That CBJ establish an Environmental Health Unit to monitor RWC and
    other environmental health concerns.

•   Extend  the 50%  opacity limitation  throughout the CBJ.

Appendix B  includes copies of:  a)  CBJ Ordinances 84-30 and  84-18;  b)
ADEC State  Air Quality Control Plan,  Section  G, "Wood Smoke  Pollution
Control";   and,   c)   excerpts   from  ADEC's  Air   Quality   Control
Regulations, 18 AAC 50.
                           V-57

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    The ADEC has  also  addressed RWC through  public education, and  through
    cooperative  efforts  with other  agencies.   For example,  ADEC and  the
    USDA Forest  Service  encourage wood  cutting in the  spring rather  than
    In the fall (U.S. EPA,  1984b).   This Is to promote  better seasoning of
    wood.   Firing Inadequately  seasoned  wood  is considered by ADEC  to  be  a
    prime cause  of exceedances  of  the  opacity  limitations established  to
    control RWC impacts.  A majority of  RWC wood supply may originate  from
    Forest Service land in  communities like Juneau and  Fairbanks, both,  of
    which experience high RWC impacts.

5.  Reno,  Nevada
    The Washoe  County District  Haalth Department  regulates air  pollution
    in  the  Reno/Sparks metropolitan area,  which  lies  within the  Truckee
    Meadows airshed.   The  Reno/Sparks area  is a  non-attainment  area  for
    both total  suspended  partlculate (TSP) and  carbon monoxide (CO).   The
    Truckee Meadows  Air Quality  Implementation Plan  (AQIP) addressed  RWC
    primarily in  terms  of attaining  National Ambient Air Quality  Standards
    for CO (Truckee Meadows AQIP, 1982).

    The AQIP  was based  on  a CO  emissions inventory  which estimated  that
    RWC produced  7,845  tons/year of CO  emissions,  or  39.3  tons per winter
    day in 1980.   This was projected  to  grow to 10,199 tons/year by 1987,
    and 52.7  tons per winter day,   if no RWC controls  were applied.   The
    AQIP's proposed  strategy  for reducing RWC CO emissions  consisted  of
    the following three elements.

    •   Better wood burning techniques
        Public  education  through  publication  of  a   "Wood burners   Guide"
        (Regional APA,  1982) and media  coverage were  projected  to  induce
        60%  of  all  wood burner s  to  adopt  and  exercise  proper  burning
        techniques on  a  continuous  basis.   The Improved  techniques  were
        projected  to  achieve sufficiently  higher  bum  rates  to  reduce  CO
        emissions by  64%,  based  on  emissions test results reported by  De
        An gel Is  et  al,   1980.    Thus,  a  38.4% reduction  (.6  x  .64)  in
        uncontrolled  1987  CO  emissions  from RWC  was  projected  for  such
        voluntary efforts, or 20.2 less  tons  of  CO  per winter  day.
                               V-58

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•   Institutionalized wood burning reductions
    A  "Developers  Guide"   (Washoe  COG,   1981)   was   prepared,   which
    encouraged  builders  not to  install  wood stoves or  fireplaces  in
    dwelling  units,   but   instead   to   emphasize  solar  and   energy
    conservation building design.  This  was projected  to result  in 20%
    of  the  1987  single family  dwellings  not  having  wood stoves  or
    fireplaces  that  otherwise would  have, resulting  in  8.4 less  tons
    of 00 per winter day.

•   Voluntary curtailment during episodes
    An  estimated  35%   of   all  wood  burners   (R.WC  households)  were
    projected to stop  burning during air pollution  alerts  or inversion
    advisories  announced to  the  public through the  media,   "temperature
    data  monitored   and  reported  by   30  volunteers  at  locations
    throughout  the  area were   to  be  used  to  anticipate  inversions
    (Grotheer,  1984).    This estimated  35%  curtailment  effectiveness
    was projected  to  reduce uncontrolled 1987  emissions by 18.4  tons
    per winter  day.

Thus,  these   three   largely  voluntary  RWC  control  measures   were
projected to reduce uncontrolled  1987  CO emissions  on  a winter  episode
day  by 47  tons  (20.2  + 8.4  + 18.4)  or  by  over 89%.   The  public
education  materials   were prepared  and  distributed,  and  the   Washoe
County  District Board  of  Health  adapted  its  Air Pollution   Control
Regulations,  Emergency   Episode Plan,   to  include   RWC  curtailment
measures and criteria, as discussed below.

The Emergency  Episode Plan,  criteria for RWC  control actions  were
strengthened  in (October,   1984)  and now  provide  for  the  following
actions, whenever  ambient pollution concentrations  reach the indicated
levels:

    "Whenever the measurements of  total  suspended particulates,  carbon
    monoxide or ozone reach  Stage I  (Alert) levels  (15 ppm CO,  0.2 ppm
                     3
    0^, or  375 ug/m   TSP,   respectively)  and  adverse meteorological
                           V-59

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    conditions, are  predicted to persist,  the burning  of  wood or  coal
    in  commercial  or residential  stoves  and/or  fireplaces  shall  be
    suspended unless  it  can be  demonstrated that such  fuels  supply the
    only  heat  available  to the  person burning  them.   The  suspension
    shall  remain  in effect until all episode stages have  terminated".
    (Washoe County, 1984; part 050.015)

A copy of  the Emergency  Episode Plan  is  included  in  Appendix  B.

The  strengthening  revisions  adopted   in  October   1984   lowered   the
ambient  pollutant  concentrations at  which the  mandatory  cessation of
RWC  is  to  be  triggered  to   those   levels   indicated  above.   These
correspond  to  the  Stage  I Alert   level  criteria  in  the   Emergency
Episode  Plan.   At  these  lower  trigger  levels,  Washoe County  Health
Department  staff who  will  enforce   these  rules  expect  four to  five
curtailment  days  to  occur in  a  typical  winter  season  (Bonderson,
1984).   Prior to  this,  only  one  curtailment day  occurred  (January,
1983)  at higher  trigger  levels,  which had  been  established  at  75% of
stage  II Warning levels  (e.g.,  at 469  ug/m   of TSP,  and 22.5  ppm of
CO).

Stage  I  Alerts cannot be declared until pollutant concentrations which
exceed   the  trigger  levels  have  actually  been measured.    However,
Health Advisories can be  declared when  pollution  reaches 80%  of  the
                                                                3
Stage  I  Alert  Level   (i.e.,  at  12  ppm  CO   and  300   ug/m   TSP).
Voluntary  curtailment  of RWC is requested under Health Advisories, and
public  information announcements are increased  to  warn  the  community
that air pollution  levels are increasing  toward Alert levels.

On  episode days,  public  notice  of a  Stage  I  Alert would be prominently
announced  in  the media.   Health Department staff would  immediately
begin  patrolling  and responding to complaints, and  issuing information
packets  to wood  burners, on how  to  bum properly.  After  an Alert has
been  declared,  three  hours is  allowed  for  people  to  let their fires
burn down  before  any  Notices of Violation would be  issued.  The number
                            V-60

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of  agency  staff  available  for   surveillance   and  enforcement  is  so
limited  that  public notice and voluntary cessation of RWC  is actually
relied upon for these episode controls  to be  effective.

Notices  of  Violation  are  intended  primarily  for flagrant  violators.
The  first,  second  and  third  violations  of  these episode  regulations
during  a period'of  twelve consecutive  months  are  considered  "minor
violations",  subject  to   fines   of  325-50,   $50-100,   and  $100-200,
respectively.   Violation notices may be  appealed to a Hearings  Board,
or  to the  Washoe County  District Board of Health,  which  ultimately
levies any  fines.

In  1984,  the  first rigorous household  survey of RWC was  conducted for
the  Reno/Sparks  area,  which  indicated  a  much  lower  CO  emissions
inventory attributable  to  RWC than  bad  been  the basis  for  the  AQIP
(Fitter  et  al,  1984).    For example,  the 52.7  tons of CO  emissions per
winter  day  projected for  1987  from RWC  was  reestimated  at  15.6  tons,
less  than a  third  of the  original  estimate.  EPA Region IX  has  also
recently  indicated that it cannot agree to the  proposed  effectiveness
estimates for the three  RWC control measures, as summarized  above.

As  a result,  the area's  CO control  strategy must  be  reviewed.   The
strategy's  CO  "design values" - i.e.,  the reduced CO emissions  levels
that must be  achieved by 1987 in order  to  project  attainment of  the CO
standards - have  also  been reduced.   This  is due to  the  lower total CO
emissions now estimated from  all sources,  as  processed  through  EPA's
rollback  procedures   for  establishing   CO   design  values   for   SIP
development (Fitter et al,  1984).

However,  after  subtracting the CO  emissions  reductions  projected  in
the  AQIP for  proposed  vehicular  emission controls,  the remaining  CO
emissions reductions  needed (21.2 tons/day)  to achieve  the  new  design
value  is greater than  the total CO emissions  currently  estimated  f°r
RWC  element.   That is,  if  RWC CO emissions  were eliminated entirely,
the CO design value would  still not be  achieved.
                           V-61

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        While  alternative  RWC  control  measures  are  developed  or  refined,
        Washoe  County  plans  to conduct  field  studies this  winter  (1984-85)
        which will  directly  assist  their  CO SIP  development.   One  of  these
        will use  radiocarbon analysis  of  CO samples  to directly estimate the
        relative  contributions  to   elevated CO  ambient  levels  from  vehicle
        exhaust versus  RWC.

D.  Approaches  to  Evaluation of the Potential Effectiveness  of RWC  Emissions
    Control Measures
    This  section  begins by  providing an overview  of  pertinent  considerations
    in  estimating  the  potential  effectiveness of  regulatory  control measures
    designed  to reduce  emissions  and  ambient  Impacts from  Residential Wood
    Combustion  (RWC).  The use  of dispersion and receptor modeling  to evaluate
    RWC control measures  is briefly discussed.   Evaluation  of the  following
    types  of control  measures  Is   then  discussed  and  illustrated:  emission
    standards  for  new  wood stoves;  weather izat ion of  houses;  wood  moisture
    controls; episode  controls;  and, public  education.  The  role of a  citizen
    advisory  process  in developing and   selecting control  measures  is also
    briefly discussed.

    1.  Overview of RWC Control Measure Evaluation
        Estimating  the potential effectiveness  of ary  RWC control measure(s)
        generally  consists  of  analyzing  the  extent  to  which  baseline RWC
        conditions  will  be  altered  by  implementing the measure(s).  Baseline
        RWC  conditions,  as  Illustrated in  Figure  V-3,  refer  to the  level  of
        present  (and projected  future) RWC wood usage, emissions  and  ambient
        impacts which  are estimated  to  exist  in  a locality,  if  no  RWC  control
        measures  are  used.    Section  III.D of  this  document  discusses how
        household  surveys and  other approaches  can  be  used  to quantify RWC
        wood  usage  and emissions,  including projecting  future RWC emissions.
        Section  IV of  this   document   describes  approaches   for estimating
        ambient RWC impacts  using field monitoring  and modeling  methods.
                                   V-62

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Assessing  the effect  on  ambient  pollutant  concentrations  is  usually
the main  goal in evaluating RWC control measures  - e.g.,  to determine
how  much  a  control  measure(s)   helps  in  attaining  or  maintaining
compliance  with  ambient  air  quality  standards.    Figure  V-3  helps
visualize that this may involve first estimating how a control measure
would  alter baseline  wood usage  or  emissions.   These  would  then be
translated  into  corresponding reductions in RWC ambient  impacts using
appropriate RWC emissions factors or modeling.

The   more   completely   local   baseline   RWC   conditions    can   be
characterized, the  better RWC  control measures can  be  evaluated  (and
targeted).  As discussed  in  several sections  of this document,  some of
the  parameters  most  useful  for  characterizing  RWC  conditions  are
summarized in Table V-13.

As  discussed  in Section  III.D,  many  of  the parameters in  Table V-13
are most  reliably  determined through  local household surveys,  because
of limitations Inherent in  other  approaches.   In the absence of survey
information,  some   of  the  parameters in  Table V-13 may  have  to be
estimated  using  best available local  information  and judgement.   This
is  because  the first  essential step  in control measure  evaluation is
quantitative  characterization of  baseline  RWC conditions as completely
as possible.

Then  control  measures can  be evaluated  in  terms  of  the  estimated
changes they  cause  in various parameters such  as  those  in Table V-13,
and  how   much  these  changes   reduce  RWC  emissions.    Subsequent
translation of estimated  RWC emission reductions  into  improvements in
ambient air quality should  utilize  the best  available models  of the
local  airshed.  These  may  involve   simple  rollback  models  or   more
complex   dispersion models,   as   discussed   in more  detail  in  the
following subsection.
                           V-64

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TABLE V-13.  Useful Parameters For Characterizing RWC Conditions
     Ambient pollutant levels  specifically  attributable to RWC  - e.g.,
     ug/m^  of  partlculates  or  ppm  of carbon  monoxide-preferably based
     on  chemical  mass  balance  (CMS) or  radiocarbon  analysis,  or  on
     dispersion models calibrated using such RWC tracer analyses.
     Emissions Inventories  for RWC  pollutants,  preferably  based  upon
     quantification of some or all  of the following types of  parameters:

     -  Number of households which  burn wood ;
     -  Average amount of wood burned per household ;
     -  Average household wood burning rates (e.g., In kg/hr) ; and,
     -  Pollutant emission  factors  for wood  burning devices  (e.g.,  In
        g/kg of wood burned).
 •   The fraction of RWC wood usage or emissions associated with:

     -  woodburning for primary house heating,  secondary  house  heating,
        or burning for aesthetic purposes only ;
     -  major categories of wood burning devices,  e.g.,  stoves,
        fireplaces, Inserts, furnaces, etc.;
     -  Certain woodburning  practices,  e.g., starved air  ("airtight")
        burning vs higher burn rates;  and,
     -  various demographic  characteristics  of woodburning  households,
        e.g., location, income,  age,  degree of weatherization,  etc.
 •   Trend factors related to RWC activity levels, e.g.:

     -  population and household growth projections ;
     -  projected numbers of  wood-burning devices  by  type, e.g.,  from
        sales or construction forecasts ;
     -  price forecasts for  wood and other fuels ;
     -  factors representative of wood use trends,  e.g.,  wood  cutting
        permits Issued ; and,
     -  factors  representative  of  trends  in  RWC  emissions or  ambient
        Impacts, e.g., nephelometer  (Bscat) data.
                             V-65

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The  estimated  benefits attributable  to  each control  measure can  then
be  compared with  estimated  costs  to  implement  each  measure.    For
example, the relative  cost-effectiveness of various candidate measures
could  be  assessed  in terms  of  dollar costs  per  unit  of emission
reduction  or per  unit of  ambient air  quality improvements.   It  may
also  be  feasible  to  further   translate  these  benefits   into  other
terms-e.g.,  improved  visibility,   or reduced   exposure  to  toxic  air
contaminants.

RWC  control measures  reduce   emissions  of  all  of   the   following
pollutants  for  which federal  ambient  standards  or  other  regulatory
efforts exist:

•    total suspended particulates (TSP);
•    fine  particulate  matter,  e.g.,  up  to  ten  microns  in  particulate
     diameter (PM1Q);
•   carbon monoxide (00); and,
•    certain  toxic air pollutants,  including  polycyclic organic matter
     (PCM)  such  as benzo(a)pyrene (B(a)P), or polyaromatic hydrocarbons
     (PAH).

Most  characterization of  RWC  impacts and   controls   to   date   have
involved  particulates.  However,  EPA studies  hav» identified  RWC  as
the  single largest source nationally  of POM emissions (Radian, 1983),
and  a  potentially significant  source  of  CO emissions  under  certain
conditions   (Nero  and  Associates,  Inc.,  1984).    Thus,  RWC control
measures ha\e multiple pollutant reduction  benefits.

For  localities  with  substantial wood bum ing  activity, RWC  may  be  an
especially   important  PM.Q  emissions   source.   Virtually  all   RWC
particulate  emissions  are well below  this  particulate-size  ceiling
(Watson,   1979;   DeCesar  and  Cooper,   1981).   RWC  can  account   for
substantial  total or fine particulate sample mass, and source activity
is  concentrated  during  winter   when  meteorology  is  often  poorest  for
pollutant  dispersion.
                           V-66

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Characterizing   the   effectiveness   of   some   control   measures   is
inherently more speculative  - e.g.,  the potential for public  education
activities which  promote cleaner  wood burning  practices  to cause RWC
emission  reductions.   Subsection  three  below  discusses  factors   to
consider  in  estimating  RWC emissions  reductions from  five  different
types of RWC control measures, Including public  education.

Section V. B above described  the  findings of a Quantitative  analysis  of
generic RWC  control measures.  These  are  most  useful  as  estimates  of
relative particulate  emissions reductions  potentially available  from a
wide  variety  of  RWC control measures.   These  estimates  cannot   be
assumed  to  apply  to  any particular locality,  although the  approaches
used may be applicable.

Consideration  of  RWC  control measures  can be  politically  sensitive,
because  many  citizens  may  be  directly  affected.   A  local  citizens
advisory  committee  can  be  especially  helpful  in  formulating airshed
pollution  control  strategies  which  consider  RWC  control  measures.
Subsection  four below discusses  the   role  and  Importance of  such  a
citizens advisory process relative to RWC  control selection.

In   the  early   1980's,   the   State  of   Oregon   developed   State
Implementation Plans  (SIPs)  for  particulate matter  for  its three Air
Quality  Maintenance  Areas   (AQMAs)  -  Portland/Vancouver,  Washington,
Eugene/Springfield  and   Med ford /Ashland.    All  three  contained  RWC
control  measures  supported by quantitative technical  analyses of RWC
wood usage,  emissions and ambient  Impacts.   These are  still the only
completed  and  EPA-approved  SIPs  which  address  RWC comprehensively.
Results  of S IP-related analyses  for  the Med ford /Ashland AQ1A  have been
published  and were discussed in  Section  V.C.I.a  above.   These and
other Oregon SIP-related analyses  are  used to illustrate  the  following
discussions.
                           V-67

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2.  Use of Dispersion and Receptor Models to Evaluate RWC Control Measures
    Various receptor  modeling and  dispersion modeling  approaches  to  RWC
    analysis were described  in Sections IV.C and  IV.D  respectively.  This
    section discusses  the  use of  such  models in  evaluating  candidate  RWC
    emission control measures.

    Basically,  the use of  these  models involves two  steps:   a)  estimating
    reductions   in  baseline   RWC  emissions   attributable  to  the  control
    measure; and,  b) translating  these  emissions  reductions  into  the
    corresponding   reduction   In   ambient   pollution   levels   using   an
    appropriate model.   The  estimated  improvement in ambient air quality
    is the ultimate measure of control strategy effectiveness in terms of
    compliance  with ambient air quality standards.

    Dispersion   modeling  has  been  traditionally  used  for  translating
    emissions changes  into corresponding  changes  in ambient  air quality.
    However,  the  recent  development  of  Chemical Mass  Balance  (CMB)
    receptor modeling described  in  Section IV.C, has introduced  a powerful
    new  tool  for  analyzing  Impacts  from  RWC   and   other  sources  In
    conjunction with dispersion modeling.

    CMB  analysis   of   individual   partlculate   monitoring   samples   can
    apportion  total  sample  mass  into contributions from  RWC   and other
    sources.  As  Indicated in IV.C.5 and  V.D.S.d,  this  enables  validation
    of particulate  dispersion model  predictions  for individual  emissions
    source impacts, as well  as  for the combined  particuiate  impacts  from
    all sources.  Previously,  only the latter was feasible.   This enables
    refinements  in  individual  source  emissions  databases,  and/or  model
    adjustments,  both   of  which   should  Improve  the   correlation  of
    dispersion  model predictions with actual monitoring data.

    In  Oregon's  SIP  development,  CMB analysis  discovered  unexpectedly
    large  particuiate Impacts from  vegetative  burning  and  soil  dust  area
    sources.   This   prompted   research  Into  defensible  approaches  for
    improving emissions  inventories for RWC  and  soil sources, as  well as
                               V-68

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their  geographic   distribution  for   dispersion  modeling  purposes.
Spatially resolved  emissions inventories for area  sources  such as RWC
and soil dust were developed using a 1-2 kilometer grid system.

As discussed in  Section IV.D, models applicable  to RWC analysis range
from simple proportional  rollback and  box models, to dispersion models
designed to simulate  how  emissions from many different  point and area
sources  are  dispersed  under  the  influence  of local  meteorology and
terrain.    In  Oregon,  GRID  cell models (see  Section  IV.D.2.b)  were
developed  for   the   Portland  and   Eugene   area  AQMAs.   These  were
considered more  capable  of  simulating  complex wind  patterns in these
areas.   Sufficient  meteorological  monitoring  data were  available to
satisfy  GRID  model  requirements.   The Medford  area  AQMA had  the
highest RWC impacts, due  to  extensive  RWC activity, and valley terrain
and  wintertime    meteorology  which   severely  restricted  pollutant
dispersion.    However,   since   available  meteorological   data   were
insufficient for the Eulerian  grid  cell model,  a Gaussian  model was
adapted  for this AQMA (CDMQC, see Section  IV.D.2.a).   CMB analyses of
particulate monitoring  samples  were used  to  validate  both  types  of
models in all three AQMAs.

For all  three AQMA's,  spatially resolved  emissions  inventories  were
developed  for  area  sources  such as  RWC  and  road  dust.   Household
telephone surveys  in each  area were used  to estimate RWC  wood  usage
for stoves  and  fireplaces   separately.   These were  converted to  RWC
emissions estimates  using RWC emissions  factors  developed from Oregon
source testing,  coupled with  GRID model  and CMB findings,  as discussed
in Section  IV.D.2.b.   Future RWC emissions were  projected using  short
term  trend  factors  based on  wood  cutting permits  issued  by  nearby
national  forests,   and  longer  term   trends   based   on  population
projections.  For  the  Portland area, the  results of a  modeling  study
of long  term RWC wood usage  (discussed  in  Section III.D.S.d) was used
to project future baseline RWC emissions.
                           V-69

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Calibrated grid  cell or CDMQC  models  were used  in  all  three ACtfAs to
evaluate  potential   RWC  control  measures   in   the  following  way.
Basically,  two model  runs were  compared: both  represented  the same
time period  and  set  of conditions, except  that different RWC emission
database  Inputs were used.   One model run  used baseline emissions for
all  sources  including  RWC.   The  other  used  baseline  emissions minus
RWC  emissions  reductions  attributed  to  a  control measure(s).   The
resulting  differences in model-predicted  ambient pollutant  levels at
various monitoring sites were the principal  indicators  of RWC control
measure effectiveness.

In  this  manner,  various  RWC  control measures,  and  combinations  of
control measures  for RWC and other sources, were tested for each AOMA
in Oregon.  Both the  annual  and shorter term  average pollutant  levels
were modeled,  under  average and worst case meteorological conditions.
The  implementation  costs,  and  energy  use implications,  of candidate
controls  were  assessed.  In  consultation with  a   citizens  advisory
group  in  each  AQMA,  air pollution control  agencies  selected, a package
of proposed  control  measures  for RWC  and  for  other particulate sources
as  the  basis   for   their  SIPs.   The  RWC  controls  selected  for  the
Medford-Ashland  AQMA  are  summarized  in   Table  V-8,  and  further
described in Tables V-9, V-10, and V-ll.

Table  V-8  indicates estimates  of reductions in annual  average  TSP
concentrations attributed  to  five  different RWC control measures based
on  dispersion  modeling.   Uncertainty  in  such  dispersion  modeling
evaluations  will  vary primarily with: a)  how satisfactorily the model
simulates the  spatial and  temporal distribution of emissions and their
dispersion under  the influence of local meteorology and terrain; and,
b) the  level of  uncertainty  in  the emissions  changes attributed  to the
RWC  control  measures  and  used  as model  inputs.  The  former  type of
uncertainty  can  be  addressed by validating dispersion model estimates
against  ambient  monitoring  (especially   CMB)  data  over  a  range  of
meteorological  conditions.   The  latter   type  of  uncertainty  can be
addressed  through studies  to better  characterize RWC emissions, e.g.,
                           V-70

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through  spatial  (e.g.,  grldded)   and/or  temporal  (e.g.,  day/night)
resolution of  emissions input data.  Sensitivity analysis  can also be
conducted,  using a range of  emissions  estimates  (resulting in a range
of potential air quality improvements).

Substantial time,  resources  and adequate supporting data  and special
studies are required  to develop more complex dispersion  models of the
type  described above.   The payoff  lies  In  their  capability  to  more
reliably  characterize  the  Impacts  of  sources  such  as  RWC.   This
minimizes  the  chances  of  faulty  targeting   of   pollutant  control
measures, the costs of which could be substantial.

For example,  Oregon's SIP  related  studies  revealed the  need  for  more
emphasis on controls  for area sources,  such  as RWC and road dust, and
less  emphasis  on  Industrial  emission controls.  Database  development
and modeling  efforts  were essential  in developing  an  understanding of
the  magnitude  of  RWC   impacts,  and  the  potential effectiveness  of
various  RWC  control  measures.   Without  such knowledge,  and  facing
continuing  exceedances  of   particulate  standards,   Oregon's   past
emphasis  on  industrial  point  source controls might have continued to
be  the  main  focus  of  Its  particulate  control  plans.    Instead,  each
AQMA  was  able  to  justify  and develop a package of control measures
which  targeted  both   selected  area sources  as  well  as  particular
industrial sources.   These were considered most cost  effective based
on  various  SIP related  studies,   which helped  define  the  primary
sources of particulate emissions (as illustrated In Figure V-l).

As discussed In Section IV.D  analysis of  RWC  impacts should begin with
simple  screening models,  and  progress  to  more  refined models,  If
preliminary   Impact   assessment   warrants   the   additional   effort.
Localities with particulate  non-attainment  problems and very limited
resources and/or monitoring data may have to rely  on simpler modeling
efforts  - e.g.,   proportional rollback  or  box models  (see  Section
IV.D.2.c).  CMB analysis of  even  a few  selected  particulate  filters
would  also  be  very  useful In Identifying the  relative Impacts  from
various local sources (and  background), as  well as  In validating a box
model.
                           V-71

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    Even when  simple models  are used,  characterizing  emissions  from  RWC
    and other major  sources  will still be required.  Estimated  reductions
    In  emissions  for  control  measures  will  still  govern the  potential
    improvements In  ambient  air quality  projected  by the  simpler models,
    as they do for more refined models.

3.  Evaluating Potential Emissions  Reductions  from RWC Control  Measures
    This section  discusses  some of  the main  considerations  Involved  in
    estimating potential emission reductions achievable  from  the following
    types of RWC control measures:

    •   emissions standards for new woodstoves;
    •   home weatherizatlon;
    •   wood moisture controls;
    •   episode controls; and,
    •   public education.

    This Is  not  an exhaustive  listing, but  contains  most  of  the  major
    types  of RWC  control measures  likely  to  be  of  Interest  to most
    localities.

    a.  Emissions Standards for New Woodstoves
        Examples  of  this  RWC  control  measure  are  Oregon's  statewide
        mandatory  woodstove   certification  program  (described  In  Section
        V,C.l.b),  and  the  New Source  Performance  Standard  (NSP3)  for
        woodstoves  currently under development  by  the U.S.  Environmental
        Protection   Agency.    These   standards   will  limit   permlssable
        emissions  rates  from  new   stoves  to  much  lower  levels  than  the
        average  emissions  rates  of   existing   stoves.   As  described  In
        Section  V.C.l.b,  Oregon's  Department  of  Environmental  Quality
        estimates that Its standards  (Table V-12) will  reduce  baseline  RWC
        emissions  by  70-74%  over the   10-20   year  period  required  for
        certified  stoves  to  largely  replace  existing  stoves.    This  was
        based on  an estimated average emissions  rate from  existing stoves
        In Oregon  of 30-34  grams  per hour compared to certified stoves,
        which should not exceed nine grams per hour after 1988.

                               V-72

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Areas  considering  adoption  of  this  type  of  control  measure  may
need  to  estimate  potential  emissions  reductions  at  different
points   during   its  implementation.   Achievable   reductions   in
emissions  for a future year  would primarily be  a  function of the
following factors:

•  growth (or decline) projected in  the number of operating stoves
   in a baseline year;
•  replacement rate of existing stoves with certified stoves; and,
•  the   difference  in  average   emissions   between  baseline  and
   certified  stoves,  which  is governed  by the  emission  standard
   selected.

The percentage of stoves certified at  any given time is a function
of the  rate at  which new  stoves are purchased and  the portion of
these which  replace existing stoves.   The replacement rate depends
primarily on average  stove  life.   Market  penetration rates for new
stoves  must  decline as available markets  become saturated, but may
also rise rapidly  during  a period of booming  interest  in  RWC as a
primary  or  secondary home  heating  source.   If   purchase  of  a
certified  stove  is optional,  price  differences  between certified
and  non-certified  stoves  would  be  a  major factor  governing  the
market penetration by certified stoves.

For a  given year,  an estimated  fraction  of all stoves which  are
certified,  multiplied  by  the  estimated  difference  in  average
emission  rates   between  certified  and  non-certified  (baseline)
stoves,   Is   one   approach   to  quantifying  achievable  emissions
reductions.   Since average  stove life  may be 10-20  years,  this
control  measure achieves  increasing emission reductions over many
years.   RWC  emissions  reductions will be  greater  for  mandatory
woodstove   certification   measures   than   virtually  any   other
practicable  control  measure,  because  baseline  stoves  will  be
replaced  with  cleaner burning  models at  a  maximum  rate.   If
purchase  of  certified stoves  Is not mandatory,  or  some  level of
non-compliance   is   anticipated,   estimated   annual   emissions
reductions"will be correspondingly lower.
                       V-73

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    Thus,  key  assumptions  in  quantifying  reductions  in  emissions
    Include:  a)  average  baseline  emission  rates for  existing stoves
    (average rates for  certified  stoves can be assumed  to  be equal to
    the emission  standard);  b)  average stove life; and, c) the number
    of stoves operating in future  years,  and the percentage  of these
    which are certified.

b.  Home Weathertzation
    Weatherizing  houses generally  reduces  the  amount  of  space  heat
    (fuel)  needed   to  maintain   indoor   temperatures  at   a  given
    temperature level.  Thus,  weatherization could reduce  wood usage,
    and hence, RWC  emissions would decrease.  The extent  of reduction
    in  emission  will  depend primarily  upon: a)  the  number  of  wood
    burning  houses  which  are  weatherized;   b)  the  change  in energy
    efficiency resulting  from weatherization  (i.e.,  the magnitude of
    decrease  in  the heating  fuel use expressed  in  Btu or equivalent
    units); and,  c) how weatherization affects  the installation and/or
    operation of  woodstoves  or other  RWC  appliances  particularly  when
    the woodburning is not a primary source for space  heating.

    The last  factor  is  difficult to assess,  and  can  cause substantial
    uncertainty in  evaluating  the effectiveness  of home weatherization
    as  an  RWC  control  measure.   For  example,  when homes  heated
    primarily with  wood  are weatherized,  their  wood  usage  could be
    reduced  In  proportion  to  their  reduced heating  demands.   This
    could  be as  much as  a  30-50% reduction for a  fully weatherized
    home (Table V-9).   However,  homes heated with wood  as  a secondary
    fuel prior  to weatherization might reduce their  reliance on their
    primary  fuel  (e.g., gas,  oil,  electricity),  while  maintaining or
    even   Increasing   their   wood   usage.    Some   non-wood  burning
    households  might weatherize  and  add  RWC capability   in  order to
    reduce conventional fuel costs.

    Owners  of houses  weatherized  prior  to  installing a woodstove,
    could  select a  smaller  stove  (than  they  would  have   prior to
    weatherization)  to  heat the  same space.  This could  increase use
    'of stoves with  smaller fireboxes,  which  tend to be  cleaner burning
                           V-74

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(Section   III.B.5).    However,   If  wood   burning   houses  which
weatherIze  have   to  decrease   their   burning  rates,   to  avoid
overheating  the home,  their average  RWC emissions  may Increase.
This  could be  especially  true If  stoves are  operated  more In an
airtight  mode  after  weatherlzatlon.    However,  catalyst-equipped
stoves may not tend  to  Increase  their  emissions at  lower  average
burn rates (Section III.B.I).

uncertainty  about  how  weatherlzatlon  could  affect  woodburnlng In
weatherlzed houses  could be reduced by  surveying such households.
Characterizing  existing wood  usage In  terms  of how much  Is  for
primary  and  secondary space heating,  or the extent  to  which wood
burning   households   are  already  weatherIzed,  would  also  help
determine  potential  RWC emissions  reductions from  weatherizatlon.
If  a  substantial fraction  of houses  in a  wood  burning community
are not   yet  weatherlzed,  the-  potential RWC  emissions  reductions
attributable  to an  extensive weatherizatlon program would be quite
significant.

In  Medford,   Oregon,  weatherlzatlon ranked  behind  only mandatory
emissions standards for new woodstoves in terms of potential RWC
emissions  reductions  achievable  (Table  V-9).  The RWC   control
measures  included In  the  1983  Medford  area SIP relied most heavily
on   weatherlzatlon    (Table   V-8),   because   Oregon's   statewide
mandatory  woodstove   certification  requirements  had  not  yet  been
adopted.

Projected  reductions  In  emissions in the Medford area corresponded
to  an   ambitious  weatherization   goal,   established   by  local
government,   of weatherizing   all   residences  to   cost-effective
levels within five  years (by January  1, 1987).  If weatherization
was  not  proceeding  satisfactorily  on  a  voluntary  basis  with
incentives, It  was to be  required as a condition of sale or rental
after January  1984.   It was  estimated  that  70%  of local homes
needed additional weatherlzatlon.  A  local  utility  estimated that
an  average reduction in space  heating demand  of 40% was achieved
                       V-75

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by homes  In  Its  weatherIzatlon  program  (Oregon DEQ  1983a).   For
the  two  weatherization  control measures  quantitatively evaluated
In Table V-8,  eslmated  reduction  In partlculate emissions from RWC
were  approximately 300  tons/year  and  500  tons/year  respectively
(Oregon DEQ, 1981d).

Wood Moisture Controls
Seasoning  firewood reduces  Its moisture content,  which Increases
Its  heating   value,   due  to  less  heat   energy  dissipated  In
vaporizing  water   In   the   wood.    Seasoning   can  also  reduce
partlculate  emissions  per  pound of  wood  burned,  under  certain
circumstances,  Partlculate  emissions  can  be  higher   from  wetter
wood,  presumably  because  the additional  steam In  the combustion
area  reduces  combustion  zone  temperatures,  resulting  In  less
complete  combustion of  the  wood.   The  combination of  these two
potential  benefits • of  lowering  firewood  moisture content  have
prompted  efforts  to  promote  better  wood   seasoning   as  an  RWC
pollution control measure.

However,  as discussed  In Section  III.B. 3 current  Information  Is
very  limited  upon which to  base  general   relationships  between
firewood   moisture  content  and   corresponding  wood  combustion
emissions  for  various  RWC  pollutants.   Work  by  Shelton  also
Indicates  that  such relationships may  be different for wood burned
In stoves and fireplaces  (Shelton, 1981).

Shelton  estimated   that  fireplace  combustion  efficiency declined
steadily   as   wood  moisture  content   Increased  (Figure  III-5).
However, he  also  found  that woodstove combustion efficiency peaked
for  wood moisture  contents  ranging  from 20%-25%  (wet  basis),  In
limited  testing.   The  latter  finding  Implies  higher pollutant
emissions  on either  side of  this  range.   A  subsequent  study  by
others  similarly   found  an optimum  wood moisture  content range  of
20-26%  (wet  basis),  based  on stove  test results  Illustrated  In
                       V-76

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Figure III-4 (U.S.  EPA  1984b,  Task 4).   Thus, the effectiveness of
wood moisture  control strategies should Ideally consider fireplace
and  stove wood  usage  separately.  Unfortunately,  the information
needed to do this properly is generally lacking.

To evaluate potential emission reductions achievable from firewood
moisture  controls  generally  calls for information about parameters
which include:   a) average wood  moisture  content  before and after
control  measures  are   implemented;  b)   the  amount  of  wood  usage
affected   by    control   measures;   and,   c)   a   quantitative
relatlonship(s)  between  wood  moisture  content  and  heat  energy
content and/or pollutant emissions  per pound  of wood burned.

Wood moisture  controls  were  included in the  SIP developed  for the
Medford,  Ashland,  Oregon  area  (Oregon  DEQ,   1983a).   Household
surveys  indicated  that: a)  over 40% of  the firewood  in  the area
was  cut  in the  fall;  b)  52%  of wood  burning  households  seasoned
their firewood for  six  months  or less;  and, c)  25% seasoned it for
three months   or  less.    Controls  were  designed to  encourage  6-8
months  minimum  seasoning  prior  to burning.   These  included:  a)
vigorous  public  education  on  proper seasoning of firewood;  and, b)
working with  public forest agencies  to shift  firewood  cutting to
spring,    both  for   the  public  and  for  commercial  cutters  if
poss ible.

The  Medford-Ashland  SIP claimed  that "firewood  seasoning  programs
are  expected   to   reduce  the   amount  of  firewood   burned  and
particulate emissions by  10%  in  the Medford  area  by 1984."  While
this estimate  was  not  documented  in  the  SIP, supporting technical
documents  indicate  that  the  following assumptions were  involved
(Oregon DEQ, I981d.)

•  Typical moisture  contents  of wood, related  to  seasoning and/or
   storage conditions,  Include the  following:

   -  40-50% moisture in fresh cut, "green" wood;
                       V-77

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       -  35%  moisture  in  Douglas  Fir  logging  residues  after  six
          months outdoor  exposure,  including  a  rainy winter  season;
          and,
       -  15-20% moisture in  well seasoned wood  stored  in a very  dry
          location

    •  The average moisture  content  of wood used in the  Medford area
       was assumed to be 25-30%.

    •  Wood  moisture content  and relative  heat  energy   content  were
       assumed to vary as  shown in Table V-14.

    Based on the SIP assumptions  In Table V-14, heating with wood with
    20% moisture content  produces 31% more heat  than using  wood with
    30% moisture content (88-67 *  67 «  31).  Thus, a household heating
    with 20% moisture content  firewood,  would  use 31% less  wood  fuel,
    to  produce  the  same  amount  of  heat,  than  a household  using  30%
    moisture content  wood.

    The drier  wood  should  also  burn with  less  particulate  emissions
    than  the wetter  wood,   although how  much  less  is  difficult  to
    determine.   If it is  assumed  that the drier  wood  affords 20% less
    particulate emissions, then an overall emissions reduction of 45%
    can  be  attributed  to  seasoning wood  from  30%  to  20%  moisture
    content: (100% - 31%) x  .8 -   55% of emissions attributable  to 30%
    moisture  content   wood.    Thus,  even  if   only  20-25%  of  RWC
    households accomplish this, total RWC particulate emissions  would
    be reduced by about 10%.

d.  Episode Controls
    As  described  in Section  V. C,  a  number  of  the  localities  have
    already  adopted  RWC  controls   which   Include  voluntary  and/or
    mandatory  curtailment  of  wood  burning during episodes  of  high
    pollution.   Estimating reduction  in  emissions associated with such
    episode  controls  requires  the following types  of  Information:   a)
    the number  of episode days  per heating season; b)  the  degree of
                           V-78

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    TABLE V-14.  Impact of Moisture on Relative Heat Content of Firewood
        Wood Moisture                        Relative Heat
        Content (%)                          Content
             10%                                 1.00
             20%                                  .88
             30%                                  .67
             40%                                  .59
             50%                                  .47
    *  Wet basis, i.e.  10% moisture content =  10 Ib.  water
                                               10 Ib.  water + 90 Ib.  wood
Source:  Oregon DEQ (1981d)
                              V-79

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anticipated compliance with  voluntary  and/or mandatory curtailment
requests  - e.g.,  the percentage  of wood burning  households which
cease burning,  or reduce  burning by  a  specific amount;  and,  c)
the percentage of wood-burning  households with no  alternative heat
source, since  such  households are  less  likely to comply,  and are
often  exempted   from  episode  control  requirements,   at  least
initially.

In the Medford RWC control strategy,  episode controls consisted of
several elements, as  follows:   a)  voluntary curtailment during Air
Stagnation  Advisories (ASAs),   estimated  to occur 10-40  times per
year; b)  mandatory  curtailment  during exceedances of  the primary
                                                        3
(health   related)  particulate   standard  of  260   ug/m   (24-hour
average), which were  occurlng about 5-15  times per year In Medford
in  1980;  and,  c)  mandatory   curtailment   during  ASA's,   If  the
primary standard was not attained by January, 1984.

Table V-8 Indicates, that these episode controls were estimated to
be  about  two-thirds   as  effective  In  reducing  RWC  particulate
levels as firewood  moisture controls.  The following hypothetical
analysis  would result In a slmlllar level of effectiveness.

Assume  that the  heating  season  runs  from October  through March
(180  days),  during which 25 Air  Stagnation Advisory  days occur.
Assume that on ten of these days the  primary standard Is exceeded,
resulting In  mandatory curtailment, which  Is  80%  effective (I.e.,
wood   burning  Is  reduced  by   80%).     Assume  that   voluntary
curtailment Is requested  on the other  fifteen  ASA days, and Is 25%
effective.  Over  the  course of this heating season,  RWC emissions
would  be reduced to  93.5%  of  what  they  could have been without
these episode  controls  (180 -  10(.8)  - 15(.25) - 93.5%  of 180.)
If RWC emissions  on episode days  are  higher than the average dally
emissions during  the  heating season,  the  episode controls would be
even more effective.
                       V-80

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    Thus, curtailments would  reduce  seasonal  total RWC emissions by at
    least 6.5%,  with  reductions  concentrated  on  days with  the worst
    pollution  levels.   The major  uncertainties  in this  analysis  are
    the  number of episode  days and the degree  of compliance  by  the
    public.

e.  Public Education
    An  important  part of  any  effort  to   control RWC   emissions  is
    educating  the  public about  the need  for  RWC controls,  and  what
    they  can  do to  help.    Public  education  efforts  can  promote  a
    variety  of   public   actions  which  can   reduce   RWC  emissions.
    Examples  include:    a)  proper   operation  of  existing  stoves  and
    fireplaces,  b)  proper  seasoning of  firewood,  c)  properly  sizing
    new  stoves to the space  to  be heated,  d) how to  recognize  and
    respond   to   pollution   episodes;   and,   e)   benefits   of  home
    weather izat ion.

    The  effectiveness  of  any  public  education  effort  is  aimed  at
    reducing  RWC emissions depends upon:  a)  the  percentage  of  the
    affected  population  taking action;  and,  (b)  the  effectiveness  of
    these action(s).   Neither of  these two  factors can  be measured,
    except perhaps  by extensive surveys, which may still not provide
    accurate  estimates.   Unlike advertising,   which  can  be evaluated
    based  on  sales  of   the  advertised  product,   measures  of  public
    response to RWC educational efforts could be elusive.

    Estimation of potential emission reductions attributable to  public
    education  programs  would require   assumptions about changes  in
    behavior  which  could  not  be  confirmed.   To  make  justifiable
    assumptions  would  require  a  fairly detailed  description  of  RWC
    households in  terms   of their  wood  burning habits  and demographic
    characteristics.   Thus,   it  is  more  practical  to  treat  public
    education  as  a  vital  activity,   supporting  other  RWC  control
    measures,  without  attributing  emissions reductions  to  it.   This
    approach is reflected in Table V-8.
                           V-81

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4.  The Importance of a Citizens  Advisory Process
    EPA  regulations  require  Involvement of  the  general  public,  certain
    special   interest    groups,    local    and   areawlde    governmental
    organizations, elected officials  of local governments, state  agencies
    and  the  State   Legislature,  and   Federal  land  managers   in   the
    development  or revision of State  Implementation Plans  (SIPs).   The  SIP
    must describe how  this  was carried  out,  significant Issues raised  by
    such participants,  and  how   these  were disposed  of  (40  CFR  51.252,
    1983).

    A  citizens   advisory group   can  render  valuable  assistance  in  SIP
    development   in  many ways.   They  can  review detailed  agency  staff
    analyses and proposed control measures, and  provide  advice  and opinion
    which  represents   a  broad   spectrum   of  community  interests   and
    viewpoints.

    This process  can be especially useful where proposed  control  measures
    are  controversial.   Regulation of  HWC and  other  area sources,  which
    directly affect everyday activities  of the  general public,  can be much
    more controversial  than  industrial  controls, which  usually  affect  the
    public indirectly, if at all.

    For  example  the  Medford RWC  control strategy  relied  most  heavily  on
    home  weather ization,  including  a.  requirement  that   cost  effective
    weatherization be  completed   within 90  days  of  installing any  space
    heating  device  using  solid   fuel   such   as   wood.    Despite  strong
    opposition,  due  to  its  initial  cost and mandatory nature,  the Jackson
    County Air Quality  (citizens  advisory) committee  recommended  approval
    of  this  partial late control  strategy  element.    It  was  eventually
    enacted by county ordinance (Appendix B; Ordinance 82-6).

    In  all  three Oregon  Air  Quality  Maintenance  Areas, citizens  advisory
    committees have   played  major  roles  in  SIP  development.   All  such
    committees have  endorsed  RWC  controls  as  elements  of SIP strategy.
                              V-82

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Each  of these  committees  was active  over a  period  of six  months  or
more.   Each  faced  internal disagreements,  and often sharply questioned
agency staff.  The advisory  process afforded  an effective  forum to air
various  issues and  concerns, and  to  identify  further  documentation
needed  from  the agency staff.  The  agency gained  support  for its SIP
by taking  time to explain  local  pollution data  and  problems, as well
as proposed solutions and options.
                          V-83

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                               VI.   BIBLIOGRAPHY

Air Pollution Control  Association  (1982)  "East Central Specialty Conference on
Residential Wood and Coal Combustion", Louisville, Kentucky, March 1-2, 1982.

"Air Quality Control Regulations 18 AAC 50",  adopted  by the Alaska Department
of Environmental Conservation, Juneau, Alaska.

Alaska  Department  of  Environmental Conservation  (1983).   "State  Air Quality
Control Plan, Volume  II:  Analysis  of  Problems, Control Actions",  Section G,
"Wood Smoke Control Program", revised 1983.

Alfheim,  I.,  Lofroth  G.,  and Holler  M.  (1983).   "Biomassay of  Extracts of
Ambient Particulate Matter", Environmental Health Perspectives, 47, 227-238.

Allen,  J.M.,  and Cooke, W.M.  (1981).   "Control of  Emissions  From Residential
Wood  Combustion  By Combustion Modification",  Preparation  for OS  EPA,  OAQPS,
(EPA-600/7-81-091) by Battelle Columbus Laboratories, Columbus, Ohio.

Allen,  J.M.,  Pilspaneh,  W.H.,  and Cooke,   W.  M.   (1983).   "Study  of  The
Effectiveness of  a Catalytic  Combustion  Device on a  Wood  Burning Appliance",
presented at the 76th  Annual  Meeting of the Air Pollution Control Association,
Atlanta, Georgia, June 9-24, 1983.

American   Meteorological  Society   (1984).    "Fourth  Joint   Conference   on
Applications of Air Pollution Meteorology" - October 16-19, 1984, Portland, OR.

Anderson, M.K., Brookman, E.T., Londergan, J. E., Yocom, J. G., Watson, P. J.,
Lioy,  P.J.,  and  Pace,  T.G.  (1984).   "Receptor Model  Technical  Series,  Volume
V;  Source  Apportionment Techniques  and Considerations in  Combing Their Use",
U.S. EPA 450/4-84-020.

Auer, A.H. (1978).  "Correlation of Land Use and Cover with Meteorological
Anomalies", J. Applied Meterology, Vol.  17, pp.636-643.

Barnett,  S.G.,  and  Shea,  D.  (1981).   "Effects  of  Woodstove  Design  and
Operation  on Condensible  Particulate  Emissions".  Residential   Solid  Fuels;
Environmental Impacts and Solutions.  Cooper,  J. A. and Malek,  D.  (eds). Oregon
Graduate Center,  Beaverton, OR  pp. 227-266 (1982).

Barone, J.E., Cahill, T.A., Eldred,  R.A.,  Flocchino, R.G.,  Shadban, D.J., and,
Dietz,   T.M.   (1979)    "Multivariate  Statistical   Analysis  of  Visibility
Degredation  at   Rjur   California  Cities",    Crocker  Nuclear   Laboratories,
University of California.  Davis, CA.

Bonderson,  N.  (1984).    Personal Communication.  Washoe  County  Department of
Health, Reno, NV.

Booz, Allen, and  Hamilton  (1979).   Assessment of Proposed  Federal Tax Credits
for Residential Wood Burning Equipment,  1979.
                                   VI-1

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Bradburd, R.M.  et. al,  (1979).   The Use  of  Wood for Fuel;  Historical Series
and Projections to the Year 2000, Williams College, 1979.

Briggs,  G.A.,  1975.   "Plume Rise Predictions."   Chapter 3  in  Lectures on Air
Pollution and  Environmental Impact  Analyses.   American Meteorological Society,
Boston, MA.pp. 59-111.

Burnett,  P.  G., and Tiegs,  P.  E.  (1984).  "Woodstove Emissions  As A Function
of  Firebox  Size", OMNI Environmental  Sciences,  Inc.,  Presented At  the 21st
Annual  Meeting of the  Pacific Northwest International  Section  of  the Air
Pollution Control Association, November 12-14, 1984, Portland, Oregon.

Butcher, S.S., and Sorenson, E.M. (1979).  "A Study of Wood Stove Particulate
Emissions, J. Air Pollution Control Association.   29, 7, 724-728.

Camp, D.C., Van Lehn, A.L. and loo, B.W. (1978).   "Intercomparison of
Sam-piers  Used   in  the  Determination  of   Aerosol   Composition",   U.S.  EPA
600/7-78-118.

Cannon,  J.A.  (1984).   "Air Quality  Effects  of  Residential  Wood Combustion",
Journal of the Air Pollution Control Association ^4 (a! 895-7.

Carlson,  J.H.   (1984).   Personal Communication.   Missoula  City-County Health
Department, Missoula, MT.

Cass, G.R. (1979).  "On the Relationship between Sulfate Air Quality and
Visibility with Examples  in Los Angeles",   Atmospheric Environment.  17, pp.
593-600.

Chappel,  T.  (1983).   "Project  Summary Report-Juneau  Mendenhall  Valley Carbon
Monoxide Study."  Report to Alaska Department of  Environmental Conservation.

City of Medford, Oregon, Ordinance No. 4740, adopted November 11, 1982.

City  of Aspen  (1983).   Ordinance  No.  12, Series  1983, adopted by  the City
Council, Aspen, Colorado, April 25, 1983.

City and  Borough of Juneau,  Police  Department, Wood Smoke Hazard Program, Nov.
16, 1983.

City and  Borough of Juneau,  Alaska,  Ordinance No. 84-30, adopted May 21,  1984,
entitled Solid  Fuel-Fired Burning Devices.

City  and Borough  of  Juneau,  Ordinance  No.  84-18,  introduced April  2,   1984.
"An  Ordinance  Amending  the  Building  Code   to  Require  Minimum  Residential
Heating Facilities of a Type Not Involving the Combustion of Solid Fuels".

Code   of  Federal  Regulations,   Title  40,   Chapter  I   (EPA),   Subpart  M
(Intergovernmental Consultation),  Section 51.252 "Summary of Plan Development
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Rau,  J.A.,  and  Huntzicker,  J.J.   (1985).   "Size  Distribution  and Chemical
Composition of Residential Wood  Smoke",  presented at the Annual Meeting of the
Air  Pollution  Control  Association,  Detroit, Michigan,  June 1985.   Paper no.
85-43.3.

Regional Administrative Planning  Agency and Truckee Meadows Air  Quality Task
Force, (1982).  "A Woodburners Guide," Reno, Nevada, Oct. 1982.

Rudling,  L., Ahling,  B.,  and  Lofroth, G.   (1981),  "Chemical  and Biological
Characterization of  Emissions From Combustion  of Wood and  Woodchips In Small
Furnaces  and  Stoves",  Residential   Solid  Fuels:  Environmental   Impacts  and
Solutions.   Cooper,   J.A.   and   Malek,  D.   (eds),   Oregon  Graduate  Center,
Beaverton, Oregon,  pp. 34-53, June 1-4, 1981.

Ryan,  P.P.  (1981).   "Characteristics  and  Trends  of Domestic Fuelwood  Use  in
the  State  of Colorado."  Unpublished Master  of Science  Thesis,  Colorado State
University, Fort Collins, Colorado.

Selby, T.  (1984).  Personal  Communication.   Chairman,  Telluride Environmental
Committee, Telluride, CO.

Seton, Johnson & Odell,  Inc.  (1980).   Air  Quality and Economic Development:   A
Growth  Management  Study  for Portland,   Oregon,  prepared  for   the  City  of
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Sexton, K.,  Liu,  K.,  Hayward, S.B.,  and Spengler,  J.D.  (1984).   "Organic and
Elemental   Characterization   of  Wintertime  Aerosol   in  a   Wood-burning
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Pollution Control Association, San Francisco, Calif., June 1984.

Sexton, K.,  Spengler,  J.D.,  Treitman,  R.D.,  and Turner,  W.A.,  (1983).  "Winter
Air  Quality  in a Valley Community Where Residential Wood Combustion is a Major
Emissions  Source".   Paper  presented  at  the 76th Annual Meeting of  the  Air
Pollution Control Association, Atlanta, Georgia.

Shah,  J.J.   (1981).   "Measurements of Carbonaceous  Aerosol Across  the  U.S.:
Sources  and  Role  in   Visibility Degradation".   Ph.D.  dissertation,  Oregon
Graduate Center, Beaverton, OR.
                                     VI-11

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Shah,   J. J.    and  Huntzicker,   J. J.    (1984).    "Source   Apportionment  for
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Shelton Energy Research, (1981).  "Thermal Performance  Testing of Residential
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Shelton  Energy Research  (1985).  "Woodstove  Particulate Matter  Test Methods
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Skog,   K.E.,   and  Watterson,   I. A.   (1983).   "Survey   Completion  Report.
Residential  Fuelwood  Use in  the  United  States:   1980-81",   Forest Products
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July  1983.

Sloane,   C. S.   and   Watterson,   I. A.    (1983).    "Survey  Completion  Report.
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Steffel,  R.  (1983).   "1983  Missoula  Wood  Use Survey."  Missoula City-County
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Stevens, R.K.,  Dzubay,  T.G.,  Russwurm,  G.M.,  and  Rickel D. (1978).   "Sampling
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Stevens, R.K.,  McClenny, W.A.  , Dzubay, T.G., Mason,  M.A., and Courtney W.J.
(1982).   "Analytical  Methods to Measure Carbonaceous  Content  of Aerosols",  In
Particulate  Carbon;   Atmospheric Life  Cycle, G.  Wolff and R.  KLimisch, eds.
Plenum Publishing Corp.

Stiles,  D.C.  (1983).   "Evaluation of  S Sampler  for Receptor  Modeling of Wood
smoke emissions",  presented at  the  76th Annual Meeting Air Pollution Control
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Telluride  Ordinance  No  308  (1976).    Adopted  by  the  Town  of  Telluride,
Colorado.  March  1976.

Tennessee  Valley Authority,  Chattanooga, Tennessee (1983).  Residential Wood
Heater Test Report;
    a.  Phase  I Testing,  November, 1982
    b.  Phase  II  Testing, Vol. 1, August, 1983
    c.  Phase  II  Testing, Vol. 2, November. 1983.
                                   VI-12

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Tiegs,  P.E.,  Edminsten, N.G.,  and Hatch,  C.L.  (1984).   "Comparative Analysis
of  Current Woodstove Technologies;   Emissions  and  Efficiencies",  Paper No.
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Tonibleson,  B.J.   (1984).    Personal  Communication,   Oregon  Department  of
Environmental Quality, Portland, Oregon.

Tombleson,  B. J.,  Cummings, C. P.,  and Kbwalczyk,  J. F.  (1983).  "Determination
of Respirable Particulate  Impact from Residential Wood Burning".  Presented at
the World Congress on Air Quality  (VI), Paris,  France, May 1983.

Tombleson,   B. J.,    Oregon    Department   of   Environmental   Quality   (1984).
"Woodstove  Catalytic Devices;   A Preliminary Appraisal", Presented At the 21st
Annual Section of  the  Air  Pollution Control Association, November 12-14,  1984,
Portland, Oregon.

TRC   Environmental  Consultants,  Inc.   (1985).    "A  Survey  of  Residential
Combustion  of Wood and Coal  in Colorado", Prepared  by  the U.S. Environmental
Protection  Agency, Region  VIII, Denver, CO and Colorado Department of  Health,
Air Pollution Control Division, Denver, CO, January,  18, 1985.

Truckee Meadows Air  Quality  Implementation Plan (1982).   Revised  1982 Update,
Prepared by the Washoe  County District Health Department, Reno,  Nevada, pp.
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U.S.D.A.  Forest  Service   (1974).    "Wood  Handbook:   Wood  as  an  Engineering
Material".  Forest Products  Lab Agriculture Handbook No.  72,  Revised.  August,
1974.

U.S.D.A.  Forest  Service  USFS  (1980).  RPA,  An  Assessment of  the  Forest and
Rangeland Situation in the U.S.. 1980.

U.S.  Department  of  Commerce,  Bureau of  the  Census (1983).   1980  Decennial
Census, Detailed Housing Characteristics  Washington, D.C.  1983.

U.S.  Department  of  Commerce,  Bureau of  the Census,  and U.S. Department  of
Housing and Urban  Development  (1981).   Characteristics of  New Houses;   1980,
Washington, D.C. July 1981.

U.S.  Department of Commerce,  Bureau of the Census (1984).   Current  Industrial
Reports, Selected  heating  equipment,  (1982).   MA 34N(82)-1.  Washington, D.C.,
January, 1984.

U.S.   Department   of   Energy,   Energy  Information   Administration   (1982a).
Residential Energy Consumption  Survey;    Consumption and  Expenditures,  April
1980-March  1981. DOE/EIA-0321/1. Washington. D.C.  1982.

U.S.   Department   of   Energy,   Energy  Information   Administration   (1982b).
Estimates  of  U.S.  Wood Energy  Consumption from  1949 to  1981.  DOE/EIA-0341,
Washington, D. C.,  August, 1982.
                                   VI-13

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U.S. EPA  (1973).   "Users Guide  for the  Climatogical  Dispersion Model",  EPA
R4-73-024.

U.S. EPA  (1975).   "Field Testing  and  Evaluation  of Methods  for  Measuring
Visibility", U.S.  EPA 650/2-75-039.

U.S. EPA  (1977a).   "Addendum to User's  Guide  for  Clitnatological  Dispersion
Model", EPA 45-/3-77-015.

U.S. EPA  (1977b).   "Compilation  of  Air  Pollutant  Emission  Factors  (AP-42) ,
Supplement 8 (Draft)", EPA,  Washington,  D.C.

U.S. EPA (1978a).   "User's Guide  for PAL". EPA 600/4-78-013.

U.S. EPA  (1978b).  "Guideline on Air Quality  Models",  EPA-450/2-78-027,  April,
1978.

U.S. EPA  (1979a).  "User's Guide for RAM,  Volume  1;  Algorithm  Description and
Use", EPA-600/8-78-016a.

U.S. EPA  (1979b).   "Industrial  Source  Complex  (ISC)  Dispersion Model  User's
Guide Volume 1 and 2", and EPA 450/4-79-030,  and  EPA-450/4-79-031.

U.S.  EPA  (1980).   "Source   Assessment.   Residential  Combustion  of  Wood",
EPA-600/2-80-0426, IERL, Research Triangle Park,  N.C.

U.S. EPA  (1981a).   "Overview of   Receptor  Model Application  to  Particulate
Source Apportionment" EPA/450/4-81/016a.

U.S. EPA  (1981b).  "Chemical Mass Balance", EPA/450/4-81-016b.

U.S. EPA  (1981c).   "Regional Workshops  on  Air  Quality  Modeling;    A  Summary
Report". EPA-450/4-82-015, April,  1981 (Revised October 1983.)

U.S. EPA  (1981d).   "Receptor  Model  Technical Series, Volume II, Chemical  Mass
Balance". EPA-450/4-81-016b.  July,  1981.

U.S.  EPA  (1983a).    Brochure entitled  "Wood  Stove  Features  and  Operation
Guideline   for  Cleaner   Air",   EPA-600/D-83-112,   Sept.   1983.    Center   for
Environmental Assembly Information,  Cincinnati, Ohio  45268.

U.S. EPA,  OAQPS,  (1983b).   "Compilation of Air Pollutant  Emission  Factors
(AP-42).  3rd Edition, Supplement  14",.   Research Triangle  Park, NC.

U.S.  EPA  (1983c).    "User's  Manual  for  the Chemical  Mass  Balance  Model",
EPA/450/4-83-014.

U.S.  EPA  (1983d).    "Summary  of  Particulate   Identification  Techniques",
EPA/450/4-83-018.
                               VI-14

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U.S.  EPA.  (1983e).    "User's  Network  for Applied  Modeling  of  Air  Pollution
(UNAMAP)", Version 5 (Computer Programs on Tape), NTIS No.  PB  83-244368.

U.S.  Environmental   Protection  Agency  (1984a).   "1981  National   Emissions
Report,  National Emissions Data System". EPA-450/4-83-022.

U.S.   Environmental    Protection   Agency,    Region   X,   Seattle    (1984b).
""Residential Wood Combustion Study", EPA 910/9-82-089 a-j:

    a.  Task 1  - "Ambient Air Quality Impact Analysis"
    b.  Task 1  - "Appendices"
    c.  Task 2A - "Current and Projected Air Quality Impacts"
    d.  Task 28 - "Household Information Survey"
    e.  Task  3 - "Wood Fuel Use Projection"
    f.  Task  4 - "Technical Analysis of Wood Stoves"
    g.  Task  5 - "Emissions Testing of Wood Stoves-Volumes 1  &  2"
    h.  Task  5 - "Emissions Testing of Wood Stoves - Volumes  3  & 4"
    i.  Task  6 - "Control Strategy Analysis"
    j.  Task  7 - "Indoor Air Quality".
    k.  Task  8 - "1980-82 Executive Summary

U.S.   EPA    (1984c).     Receptor   Modeling   Source   Composition    Library.
EPA-450/4-85-002.  November, 1984.

U.S.  EPA  (1984d).   "Guideline  on  Air  Quality  Models  (Revised)".  Draft.
November, 1984.

U.S.  EPA  (1984e).    "Interim  Procedures  for  Evaluating  Air  Quality Models
(Reviaed)". EPA-450/4-84-023, September, 1984.

U.S.  EPA  (1984f).   "IMio SIP  Development  Guideline",  OAQPS,  Draft, Aigust,
1984.

U.S.  EPA (1984g).   "Proposed  Revisions  to  the  National Ambient  Air Quality
Standards  for  Particulate Matter", Federal  Register,  49(55),  pp.  10408-10462,
March 20, 1984.                                        ~~~

U.S.  EPA  (1985).    "Interim Procedures  for  Evaluating  Air   Quality Models:
Experience with Implementation",  EPA-450/4-85-006. July. 1985.

U.S. Department  of  Labor, Bureau of Labor Statistics  (1958).   New Housing and
Its Materials: 1940-56 Bulletin No. 1231, Washington, D. C.  August  1958.

Vail Environmental Health Department  Ordinance No. 41  (1978).  Adopted by the
Town Council, Town of Vail, Colorado, 1978.

Vail Ordinance No. 24,  (1983).   "An  Ordinance  Repealing and Reenacting Chapter
28 of the Vail Municipal Code Related  to  Solid Fuel Heating Devices", enacted
by the Town of Vail, Colorado, August 5, 1983.

Wagman,    B. J.,  Bennett,   R.L.   and   Knapp,   K. T.    (1977).    "Simultaneous
Multiwavelength  Spectrometer  for  Rapid  Elemental Analysis   of   Particulates
Pollutants",  in  X-ray  Fluorescence  Analysis of  Environmental  Samples,   T.G.
Dzubay, Ed. Ann Arbor Science Publishers, Inc.
                                   VI-15

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Washoe  Council  of  Governments  and  Truckee Meadows  Air  Quality  Task  Force
(1981).   "A  Developer's  Guide  For  Air   Pollution  In  the  Truckee Meadows",
April, 1981.

Washoe  County  District  Board  of  Health  (1984).   "Air  Pollution  Control
Regulations",  Emergency  Episode  Plan  (Parts  050.000-050.030),  RWC  Control
measures adopted Sept. 28, 1983; revised Oct., 1984.

Watson, J.G.  (1979).   "Chemical  Element Balance  Receptor Model Methodology for
Assessing  the  Source  of  Fine  and  Total  Suspended  Particulate  Matter  in
Portland, Oregon". Ph.D. Dissertation, Oregon Graduate Center, Beaverton, OR.

Watson,  J.G.,  et  al.  (1981).   "Receptor  Models  Relating  Ambient Suspended
Particulate Matter Measurements", EPA-450/4-81-035.

Wilson, Richard C.  (1982).  "Characterization of  the  Transport and Dispersion
of  Pollutants in the  Telluride Region by Means of Atmospheric  Tracer", M.S.
Thesis, Department of Chemical Engineering,  California Institute of  Technology.

Wilson, R.,  Shair,  F.  Reynolds, B., and Greene,  W.  (1983).  "Characterization
of  the Transport  and  Dispersion of  Pollutants  in a Narrow  Mountain Valley
Region by Means of An Atomospheric Tracer."  Atmospheric Environment, 17 (9).

Wise,  L.E.,  and  Jahn, E.C.,  eds.  (1974).   Wood  Chemistry,  Second  Edition,
Volume 2, Reinhold Publishing Co., New York, N.Y. 1974.

Wolff, G.T.,  Countess, R. J.,  Groblidci,  P.J.,  Ferman, M.A.,  Cadle, S.H.,  and
Muhlbaier,  J.L.  (1980).   "Visibility  Reducing  Species  In the  Denver  'Brown
Cloud1  Part  II.    Sources  and  Temporal  Patterns".   G.M.  Report  No.  3394.
General Motors Research Laboratory, Warren,  Michigan.

Zak,  B.D..,  W.  ELnfeld,  H.W.  Church,  G.  T. Gay,  A.  L.  Jensen,  J. Trijonis,
M.D.  Ivey,   P.S.  Ho maim,  and  C.   Tipton  (1984).    "The   Albuquerque  Winter
Visibility  Study  Volume 1.  Overview  and Data Analysis",  Sandia  Report, June
1984.
                                   VI-16

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                 APPENDIX A




Information Related to RWC Household Surveys

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                               APPENDIX A
              Information Related to RWC Household Surveys

This Appendix contains the  following information  related  to RWC household
surveys  developed  by  the   Oregon  Department  of  Environmental  Quality
(DEQ), 522 S.W.  5th Avenue,  Portland,  Oregon 97204.
Contact persons:  a) John Kowalczyk, 502-229-6459
                  b) Marianne Fitzgerald 503-229-5353

    Contents
    1.  "Survey Design and Costs" (undated)
    2.  Excerpts from presentation entitled "Creating an Inventory"
        by  Ms.  Carol  Cummings  of  DEQ,  to  "Residential  Wood  and  Coal
        Combustion  Workshop"   November  30,   1983,  Portland,   Oregon,
        including:

        a.  "Summary Outline" of workshop presentation
        b.  "Sample Size Calculation",  for mailback  questionnaires
        c.  "Sampling Errors  at a  95%  Level  of Confidence for  Various
            Percentages  and   Sample   Sizes,  Assuming  a  Simple  Random
            Sample", also for mailback questionnaires.
        d.  Sample calculation of RWC  emissions  from survey findings,  for
            Portland, Oregon, 1982.

    3.  Cover Letter  and sample  questionnaire  for  a 1985  household  RWC
        Survey by DEQ in Medford, Oregon.

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Survey Design and Costs

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                       SURVEY DESIGN AND COSTS
Below is an outline of survey design and cost factors to be considered
prior to doing a survey by mail.  This summary is based on experience
gained from the first DEQ wood heating surveys completed in Portland
and Medford in 1981 and 1982.

SURVEY PLANNING

1.  Outline the objectives of the survey and determine the uses for the
    data to be gathered, for example emission inventory, planning,
    tracking trends.

2.  Select a few individuals to help with the question design and review
    process, preferably including staff who will use the data most, as
    well as someone from data processing and public affairs.

3.  After drafting the questionnaire, send it to an outside researcr.
    agency  Csuch as Northwest Attitudes) for review.  They can provide
    valuable information and comments at a fairly low cost  ("^SlOO) and
    help avoid future problems with data reliability.

4.  Do an in-house questionnaire pre-test using a few randomly selected
    staff (^20).  Have them fill out the questionnaire and comment on
    any problems they found with the survey.

5.  Allow approximately 1 month for survey design and review prior to
    mailing.

DETERMINING SAMPLE SIZE

1.  According to Northwest Attitudes, for statistically reliable results
    (95% confidence level), it is necessary to have at least 400 completed
    questionnaires returned from a selected random sample.

2.  To calculate the number that needs to be mailed, consider:

    a.  a 30-35% return rate can be expected.

    b.  If you are interested in information about a particular sub-croup
        of individuals from the survey population (ex. woodburners),
        then you must receive 400 completed questionnaires from this
        sub-group.

3.  An example of determining sample size for the Portland wood heati-ig
    survey:

    a.  Needed 400 completed questionnaires from people who burn wood.

    b.  Assumed that 50% of the population burn wood, then we needed at
        least 800 questionnaires returned.

    c.  Assuming a 30-35% return rate, we needed to send at least 2G66
        questionnaires or "-3000.

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4.  Contact a few mailing list companies (ex. Statewide Mailing Lists)
    and find out how much they charge forpre-sorted random mailing
    lists with detachable (Avery) labels.  Have purchase order made
    up and sent to them along with a request for the number of copies
    of the list (usually 2), the number of names to be selected, the
    zip codes or areas they are to be sent to and whether you want
    only single family dwellings or all residences (including apartments).
    Allow 1 week for delivery.

5.  Notify the mail room as soon as the sample size and date of mailing
    are determined, to allow them enough time to plan ahead for xeroxing
    and mailing.  Make sure they have enough business reply envelopes
    on hand for the return mailing.  Allow 1 week for xeroxing and mailing
    of the survey.

ESTIMATING SURVEY COSTS

1.  Mailing Lists:  (Using Avery labels, Statewide Mail List Co.)

    - $20/1000 names for first copy
    - $18/1000 names each additional copy.
    - Cost for Portland survey (3 copies of  3000) = $168

2.  Survey Review:  (Northwest Attitudes)

    - Cost for Portland survey = $100

    - This included a 1 hour meeting with staff to discuss their comments
      and provide suggestions.

3.  Materials:

    - Paper .007$/page
    - Envelopes 2$/DEQ and business reply
    - Colored report covers 2C/sheet
    - Cost for Portland survey ^$210

4.  Postage:

    - Pre-sorted mail 17*/envelope.      '* <"  T< '"  ,^'7-fin rtiflivA refcW
    - Return postage  25C/business reply
    - Cost for Portland $737

Approximate cost  (not including  personnel time)  for a  survey of  30CG  =  S1250
to  $1300.

SURVEY DESIGN

Attached is a copy of the Portland questionnaire  as an example of  survey
format.

1.  The  cover  letter  should be personalized  as much as possible.   It  .should
    brief]-/ outline  the purprse  of" the .-survey and stross  the  importance of
    participation.  Also  includo an  explanation  of how to return the
    questionnaire, the date to be  returned  by,  and  the- confidentiality  of

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                                  -3-
    of the responses.  You should give a person and phone number to contact
    in case of questions.

2.  The questions and possible responses should be numbered and brief with
    an  explanation of how to answer after each questions.  The simpler the
    better (ex. circle the number of the response).

3.  Ideally,  all possible responses should be listed, write-in answers can
    cause interpretation and data processing problems.

4.  A few demographic questions such as zipcode, age, income, nunber of
    household occupants should be included, to give an indication of the
    randomness of the sample.

5.  A note at the end of the questionnaire thanking the respondents for
    their participation as well as how to get copies of the results is a
    good idea.

DATA PROCESSING

Allow approximately 3 weeks from the date of mailing for questionnaire
returns.

1.  Contact data processing for help in developing screen formats or programs
    to handle the data entry.  Allow at least one week to develop the forr.at
    and programs and plan to use the questionnaire pre-test data to test them.

2.  Notify those who will help with data entry and Quality Assurance prior
    to survey return.  Allow about 2 weeks for data entry and QA.

SURVEY COMPLETION

1.  Allow about 2 weeks for data processing and summary (if using SIPs on
    the Harris).

2.  Allow 2 weeks for writing the final report, copying and distribution.

3.  Work with public affairs to make up a survey summary sheet,if general
    distribution is expected,to save costs.

4.  The total amount of time that can be expected to complete a survey is
    about 3-4 months.  This allows approximately 1 month for planning and
    design prior to mailing, 1 month to receive the questionnaires and
    for data entry, and 1 month for data analysis and final report completion.

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 Excerpts  from Presentation entitled "Creating
an Inventory" by Ms. Carol Cummings of DEQ,  to
     "Residential Wood and Coal Combustion
 Workshop" November  30, 1983, Portland, Oregon

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                                                                     C :
           RESIDENTIAL WOOD AND COAL COMBUSTION WORKSHOP
              CREATING AN  INVENTORY - SUMMARY OUTLINE
                          Carol Cummings
            Oregon Department of Environmental Quality
              Wednesday, November 30, 1983, 1:30 p.m.
1.  Air Pollution from RWC  (Residential wood Combustion)
    a.  Airshed Studies in Medford and Portland, Oregon
    b.  Increasing Nephelometer and CO in Residential Areas
2.  Annual Wood Heating Surveys
    a.  Medford - 1981, 1983
    b.  Portland - 1982
    c.  Eugene - 1982
3.  Objectives of Wood Heating Surveys
    a.  Creating an Emission Inventory
        —  Mo.  of Devices (Woodstoves, inserts, fireplaces)
        —  No.  of cords burned per year by device
        —  Age of device
        —  New and Replacement devices
    b.  Trends,  Education, and Controls
        —  Purpose of wood heat (Primary, supplemental, recreational)
        —  Device operation rate and time
        --  Source and type of wood
        ~  Wood seasoning
        —-  Home insulation
            Comments
    c.  Demographics
        —  Age of respondent
            Home ownership
        --  Length of residence
        —  Income
4.  Mail vs.  Phone Survey
    a.  Cost
    b.  Length of Survey
5.  Survey Design
    a.  Cover Letter
        —  Personalize
        —  Confidential
        —  Contact for questions
            Clo.sir.g r.i'.'-.G of survey

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 Creating an Inventory - Summary Outline                          Page 2

     b.   Format
         ~  Directions for responding
         —  Organization
         ~  Request for results
 6.   Sample Size
     a.   Reliability of Results
     b.   Response Rate
     c.   Assumptions about Population
 7.   Survey Checks
     a.   Outside Review
     b.   In-house Pre-test
 8.   Survey Mailing
 9.   Data Processing
     a.   Quality Assurance
     b.   Statistical Package for Analysis
10.   Survey Results
     a.   Portland, Oregon
     b.   Medford, Oregon
11.   Information for Emission Inventory
     a.   No. of Households
     b.   Percent (\) households with Each Type Wood Burning Device
     c.   No. Cords Burned per Year in Each Device
     d.   Emission Factors for Woodstoves and Fireplaces
12.   Calculation of Emissions
     a.   Woodstove and Insert Emissions
     b.   Fireplace Emissions
13.   Problems in Inventory Process

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-------
Cover Letter and sample questionnaire for a 1985
 household RWC Survey by DEQ in Medford, Oregon

-------
       VICTOR ATIYEH
        OOVtnuon
Department  of Environmental  Quality


522S.W. FIFTH AVENUE, BOX 1760, PORTLAND, OREGON 97707 PHONE (503)229-5696

                               May 3, 1985
           Dear  Resident:

           The Department of Environmental  Quality  (DEQ) is conducting a survey to
           gather more information about home heating  patterns and use of wood burning
           equipment of residents in the Medford area.  The results of this survey
           will  be used by the DEQ Air Quality Division for educational and planning
           purposes.

           Your  household is one of a small number  in  which people are being asked
           about home heating and wood burning.   It was selected in a random sample of
           the entire area.  So the results will be representative of the Medford
           area, it is important that each  questionnaire be completed and returned.
           Information from individual households will be kept strictly confidential.

           We ask that you fill out the enclosed questionnaire and return it to us on
           or before May 31, 1985.  A self-addressed,  prepaid envelope is enclosed
           for your convenience.

           Your  cooperation is appreciated.   If you have any questions, please contact
           Marianne Fitzgerald at 229-5353, or call toll free, 1-800-452-4011.  Thank
           you for your assistance.
                                                   Sincerely,
                                                               U/0	
                                                   Fred Hansen
                                                   Director
           MEF:n
           AA3240
DEQ-1

-------
                   10.85 MEDFORD AREA WOOD HEATING SURVEY
Please read the following questions carefully and circle,  or write in the
answer as indicated.   Your cooperation is appreciated.

1.  Your zipcode?  (Please indicate in space below.)
2.  Do you own or rent your home?  (Please circle number of answer.)

                        1.  OWN
                        2.  RENT

3.  What type of residence do you live in?  (Circle number.)

                        1.  SINGLE FAMILY HOME
                        2.  APARTMENT OR DUPLEX
                        3.  CONDOMINIUM
                        4.  MOBILE HOME

4.  How long have you lived at your present address?  (Circle number.)

                        1.  LESS THAN 1 YEAR
                        2.  1 TO 2 YEARS
                        3.  2 TO 3 YEARS
                        4.  3 TO 4 YEARS
                        5.  5 YEARS OR MORE

5.  Which of the following areas are insulated in your home?
    (Circle numbers of all answers that apply.)

                        1.  CEILINGS
                        2.  WALLS
                        3.  FLOORS
                        4.  STORM/THERMAL WINDOWS
                        5.  STORM DOORS
                        6.  WEATHER STRIPPING/CAULKING
                        7   DON'T KNOW
                        8.  NONE

6.  How many people live in your home?  (Indicate in space below.)

                         	 PEOPLE

7.  What was your total household Income in 1984, before taxes?
    (Circle number.)

                        1.  LESS THAN $10,000
                        2.  $10,000 TO $19,999
                        3.  $20,000 TO $29,999
                        4.  $30,000 TO $39,999
                        5.  $40,000 TO $49,999
                        6.  $50,000 OR MORE

-------
                   1Q85 MEDFQRD AREA WOOD HEATING SURVEY   •


8.  Your present age Is?  (Circle number of answer.)

                        1.  LESS THAN 25 YEARS OLD
                        2.  25-34 YEARS
                        3.  35-44 YEARS
                        4.  45-54 YEARS
                        5.  55-64 YEARS
                        6.  65 AND OLDER

9.  Which of the following fuel types do you use to heat your home?
    (Please put the corresponding number in the appropriate space.)
       MAIN SOURCE OF HEAT	    1.  NATURAL GAS
                                         2.  WOOD
       SECONDARY SOURCE OF	    3.  ELECTRICITY
         HEAT (IF ANY)                   4.  OIL
                                         5.  PROPANE
       ADDITIONAL SOURCE   	    6.  KEROSENE
         OF HEAT (IF ANY)                ?.  SOLAR
                                         8.  TRASH/PAPER
                                         9.  OTHER 	
10. Do you burn wood in your residence?  (Circle number.)

                        1.  YES
                        2.  NO

11. Have you installed a new or replacement woodstove or stove-like
    fireplace insert during the past year?  (Circle number.)

                     NEW APPLIANCE       REPLACEMENT APPLIANCE

                        1.  YES              1.  YES
                        2.  NO               2.  NO

12. Have you installed a new woodstove or stove-like fireplace insert
    during the past two to five years?  (Circle number.)

                        1.  YES
                        2.  NO

13. Do you plan to install any new or replacement woodburning equipment
    in the next two years?  (Circle number.)

                        NEW EQUIPMENT        REPLACEMENT EQUIPMENT

                        1.  DEFINITELY       1.  DEFINITELY
                        2.  MAYBE            2.  MAYBE
                        3.  NO               3.  NO

     If you plan to purchase a new or replacement woodstove, please refer
     to the list of informational brochures and publications available from
     DEQ on page 6.

                                 - 2 -

-------
                   10.85 MEDFORD AREA WOOD HEATING SURVEY
IF YOU BURN WOOD, PLEASE ANSWER THE FOLLOWING QUESTIONS.   IF NOT,  PLEASE
RETURN THE QUESTIONNAIRE IN THE RETURN ENVELOPE.   THANK YOU FOR YOUR
COOPERATION.

14.  Do you burn wood primarily for:  (Circle one number.)

                        1.  MAIN SOURCE OF HEAT?
                        2.  SUPPLEMENTAL SOURCE OF HEAT?
                        3.  ENJOYMENT?

15. How many cords of wood did you burn this heating season (October 1984 -
    April 1985)?  A cord is a stacked pile 4 feet high,  4 feet deep,  and 8
    feet long.   (Please indicate amount burned below.)
                                „.  CORDS
16. How much wood did you burn last heating season (1983-84) as
    compared to this heating season (1984-85)?   (Circle number.)

                        1.  MORE
                        2.  SAME
                        3.  LESS
                        4.  NONE

17. How much wood do you expect to burn next heating season (1985-86)
    as compared to this heating season (1984-85)?   (Circle number.)

                        1.  MORE
                        2.  SAME
                        3.  LESS
                        4.  NONE

18. Please mark the appropriate responses to the following questions.
    Which of the following
    wood heating devices
    do you have?
    (Circle yes or no.)
    FIREPLACE (WITHOUT
    STOVELIKE INSERT)

    FIREPLACE (WITH
    STOVELIKE INSERT)

    WOODSTOVE
    WOOD BURNING FURNACE
    WOOD COOKSTOVE
    OTHER (PLEASE SPECIFY)



How many devices
do you have?
(Write in
number below.)
YES
NO
YES
NO
YES
NO
YES
NO
YES
NO



Age of each
device?
(Write in
age below.)
YEARS

YEARS

YEARS

YEARS

YEARS

Total number
of cords
burned per
year in each
device?
(Indicate
below.)
CORDS

CORDS

CORDS

CORDS

CORDS

                                 - 3 -

-------
                   1985 MEDFQRD AREAJtOOD JiEATIffiL SURVEY
19. If you use a woodstove or fireplace insert, in which position is the intake
    air control set most of the time?   (Circle number.)

                        1.  LOtf (0 TO 1/3 OPEN)
                        2.  MEDIUM (1/3 TO 2/3 OPEN)
                        3.  HIGH (2/3 TO FULLY OPEN)

20. If you have a woodstove or fireplace insert, what kind of air intake control
    do you have?   (Circle number.)

                        1.  AUTOMATIC
                        2.  MANUAL

21. What percent of the following type(s) of firewood do you burn most often?
    (Circle the numbers of all answers that apply and indicate approximate
    percent.)
                                          i
1.
2.
3.
4.
5.
6.
7.
FIR
MADRONE
OAK
PINE
MAPLE
CEDAR
LUMBER OR






MILL SCRAPS
                        8.  OTHERS (PLEASE SPECIFY)
22. What are the four most frequent times you burn wood?  (Please put
    corresponding number in the appropriate space below.)

    1.  MIDNIGHT TO 6:00 A.M...WEEKDAYS   6.  MIDNIGHT TO 6:00 A.M...WEEKENDS
    2.  6:00 A.M. TO NOON	WEEKDAYS   7.  6:00 A.M.  TO NOON	WEEKENDS
    3.  NOON TO 6:00 P.M	WEEKDAYS   8.  NOON TO 6:00 P.M	WEEKENDS
    4.  6:00 P.M. TO MIDNIGHT..WEEKDAYS   9-  6:00 P.M.  TO MIDNIGHT..WEEKENDS
    5.  ALL DAY	WEEKDAYS  10.  ALL DAY	WEEKENDS
               MOST FREQUENT TIME

               SECOND MOST FREQUENT TIME

               THIRD MOST FREQUENT TIME

               FOURTH MOST FREQUENT TIME
23. If you have a woodstove or fireplace insert, approximately how many days did
    you burn this heating season (October 1984 - April 1985)?  (Circle number.)

                        1.  UNDER 60 DAYS
                        2.  60-99 DAYS
                        3.  100-200 DAYS
                        4.  MORE THAN 200 DAYS
                                 - 4 -

-------
                   1985 MEDFORD AREA WOOD HEATING SURVEY
24.  What was the average time (in hours) you burned during those days?  Include
     any tine there was a fire or burning coals in your stove.  (Please indicate
     in space below.)
                                   HOURS PER DAY
25.  Where do you obtain most of your firewood?  (Circle the numbers of the
     answer that apply.)

                        1.  PURCHASED FROM A DEALER
                        2.  CUT ON PERSONAL PROPERTY
                        3.  CUT ON PRIVATE LAND (OTHER THAN OWN)
                        4.  CUT ON STATE FOREST LAND
                        5.  CUT ON FEDERAL FOREST LAND
                        6.  LUMBER OR MILL SCRAPS
                        7.  RECEIVED FROM FRIENDS, NEIGHBORS,
                            RELATIVES
                        8.  OTHER (PLEASE SPECIFY) 	
26.  If you purchased your firewood, what was the price you paid per cord?

                        	 DOLLARS PER CORD

27.  If you cut your own firewood, what was the average round trip mileage to
     gather wood?
                                        MILES
28.  If you cut your own firewood, during which of the following seasons do you
     cut it?  (Circle the numbers of the answers that apply.)

                        1.  WINTER (DECEMBER,  JANUARY, FEBRUARY)
                        2.  SPRING (MARCH, APRIL,  MAY)
                        3.  SUMMER (JUNE, JULY, AUGUST)
                        4.  FALL (SEPTEMBER,  OCTOBER,  NOVEMBER)

29.  From the time of cutting to the time of  burning,  how long do you store your
     firewood before burning?  (Circle the number  that is most typical for you.)

                        1.  3 MONTHS OR LESS
                        2.  4-6 MONTHS
                        3.  7-12 MONTHS
                        4.  1-2 YEARS
                        5.  MORE THAN 2 YEARS
                        6.  DON'T KNOW

30.  Where do you store most of your firewood?  (Circle number.)

                        1.  INSIDE HOME
                        2.  GARAGE OR SHED
                        3.  COVERED OUTSIDE
                        4.  UNCOVERED OUTSIDE
                                 - 5 -

-------
                   10.85 MEDFQRD AREA WOOD HEATING SURVEY
31.  Did you hear about the 20 day air stagnation advisory in Medford in
     January, 1985 (January 10 to January 29)?  (Circle number.)

                        1.  YES
                        2.  NO
                        3.  DON'T REMEMBER

32.  Did you discontinue woodburning as requested during this period?
     (Circle number.)
                        1.  YES
                        2.  NO
                        3.  DON'T REMEMBER

33.  Is there anything else you would like to tell us about home heating and use
     of wood burning equipment?  If so, please use this space for that purpose.
YOUR CONTRIBUTION TO THIS EFFORT IS GREATLY APPRECIATED.  IF YOU WOULD LIKE A
SUMMARY OF THE RESUL'iS, PLEASE CONTACT THE DEQ REGIONAL OFFICE IN MEDFORD AT
776-6010.
The following publications are available free from the Department of
Environmental Quality, Public Affairs Section, P.O. Box 1760, Portland, Oregon
97207, or from any DEQ Regional office.  Call Public Affairs at 229-5317 in the
Portland area, or toll-free from other parts of the state at 1-800-452-4011.
           1.  Sizing Wood Stoves  - How to match heating capacity to heating
               needs (1985 brochure).

           2.  Certified Woodatoves  - Describes Oregon's woodstove
               certification program (1985 brochure).

          _3.  List of DEQ Certified Woodstovea  - (Current).
          _4.  Catalytic Woodstoves  - Describes this new type of woodstove (1985
              brochure).                   «

          _5.  Burn Wood Better  - Shows heat values and drying times for various
              types of wood; shows how to operate a stove to reduce emissions.
MEF:n
AA3240
                                 - 6 -

-------
                      APPENDIX  B

     Examples of Lavs, Regulations  and  Ordinances
Related to Control of Residential Wood Combustion (RWC)

-------
                                  APPENDIX B


                               TABLE OF CONTENTS
1.  Oregon
    a.  Medford
        o   Jackson  County,  Oregon,  Ordinance   No.   82-6,  Partlculate  Air
            Pollution Control Ordinance  of  Jackson County",  adopted August 25,
            1982.

        o   Jackson County Ordinance No. 84-29, adopted Oct.  17, 1984

        o   "Information   Concerning  County   Weatherization   Requirements",
            Jackson  County Department  of  Planning and  Development,  Medford,
            Oregon (1984)

        o   Letter "To the Realtors  of  Medford and Ashland", from  Jack Davis,
            of  Davis,  Ainsworth,   Pinnock,   Davis,   and Gilstrap,   Ashland,
            Oregon, Nov.  6, 1984.

    b.  Oregon's Woodstove Certification Program
        o"House Bill 2235",enactedby  the  1983  Oregon Legislature,  1983
            Regular Session

        o   "Proposed  Adoption   of  Woodstove   Certification   Rules,   OAR
            340-21-100  Through   340-21-166  As   a   Revision  To  the   State
            Implementation  Plan",   June   8,   1984,   memo  to    the   Oregon
            Environmental Quality Commission,  from the Director,  Oregon
            Department of Environmental  Quality.  Attachments included:

            - Draft rules  for Woodstove  Certification OAR  340-21-100  through
              340-21-166.
            - Oregon Department of Environmental  Quality" Standard Method  for
              Measuring The Emissions and Efficiencies  of  Woodstoves"
            - Miscellaneous Fact  Sheets  for  Oregon's  Woodstove  Certification
              Program:

                "DEQ Woodstove Certification Program
                Fact  Sheet"
                Woodstove  Certification  Program
                Steps Toward Certifying  a Stove in Oregon"
                "Confirmation  Testing Summary"
            -   "Example  Calculation  of  Weighted Average
                Emissions

        o   Summary  of  first  nine  woodstoves  certified in  Oregon,  by  the
            Oregon Department  of Environmental Quality, March 14,  1985.

2.  Missoula,  Montana
    ~o"Summary -Wood  Burning  Regulations",  summarizes regulations  adopted
        Nov.,  1983 and  currently enforced  by  the Missoula  City-County  Health
        Department

-------
                           APPENDIX B  (Continued)


                              TABLE OF  CONTENTS
    o   Exerpts  from  air  pollution  regulations  of  the Mlssoula  City-County
        Health Department

3.  Colorado
    a.  Ski Commmunities
        o   Pitkin County (Aspen), Colorado, Resolution
            No. 72-104,  adopted by the Pitkin Co.  Board
            of County Commissioners, Aug. 22, 1977

        o   Pitkin County, Colorado, Resolution No.  83-7,
            adopted, January 24, 1983*

        o   Vail, Colorado, Ordinance 24, related  to
            solid fuel burning devices; adopted by the
            town of Vail, Colorado, August 5, 1983

        o   Beavercreek Resort Company Regulations

    b.  S ta t e Leve1 RWC Control Measur e s
        o"HouseBill  No.1187"  enacted  by the  State  of Colorado  General
            Assembly, April, 1984

        o   "Notice  of  Public  Hearing  to  Consider  a New  Regulation  of  the
            Colorado  Air   Quality   Control  Commission.."   issued   by  Joseph
            Palomba,  Jr.,  Technical  Secretary, Colorado,  Air Quality  Control
            Commission, February 25, 1985.

        o   "Proposed New  Regulation No. 4 -  Woodstove  Regulation",  issued by
            the Colorado Air Quality Control Commission,  (undated).

4.  Alaska (Juneau)
    o   Ordinance No. 84-30,  enacted May 21,  1984  by the City  and Borough of
        Juneau,  Alaska,  which  amends  the  woodsmoke  areawide restrictions  on
        open burning and smoke density in the Mendenhall Valley area

    o   Ordinance No. 84-18,  introduced  April  2,  1984 for  consideration by the
        City and  Borough of Juneau, Alaska, which  amends  the Building Code to
        require minimum  residential  heating facilities of  a  type not involving
        the combustion of  solid fuels

    o   State  Air  Quality Control  Plan,  Section  G,  "Wood Smoke  Pollution
        Control," as revised  1983, by the Alaska Department of Environmental
        Conservation

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                            APPENDIX B (Continued)
                              TABLE OF CONTENTS
    o   State Air  Quality  Control  Plan,  Section G,  "Wood  Smoke  Pollution
        Control," as  revised 1983, by the Alaska Department  of Environmental
        Conservation

    o   Excerpts from Air Quality Control Regulations 18 AAC  50,  of  the Alaska
        Department  of Environmental Conservation

5.  Reno,  Nevada
    o   "Emergency Episode  Plan",  (as  revised  Oct.   1984)  from  the Washoe
        County Air Pollution  Control Regulations of the Washoe County Disrict
        Health Department, Reno, Nevada

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MEDFORD

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                              OHOIKANCI NO.

     AN  ORDINANCE  establishing  control  strategies  for  Articulate   air
pollution.

     WHEREAS the  City  Council find* that  prevailing weather patterns  in  the
city tend to hold pollutants  in  th« ulr;  and,

     WHEHEAS  smoke  and  dust are parttculates  which  originate  from many
aourceu, and which tend  to  collect In  the air shed of Medford; and,

     WHEHEAS  MedforJ  wishes  to  protect  the  general  health,  safety   and
welfare  of  Its  citizens  by  controlling the  sources  of  partlculate   air
pollution.

     THE CITY OK  MEOrOHD OKDAINVi At. KOLI,OWS:

             1.     iiENMAk J'EFIJOT t_ON3

                    1.1   Air   stagnation   advisory:    Forecast  made  by   the
                National  Weather  Service for poor ventilation conditions.

                    1.3   Council:   The City Council of th* City of Medford.

                    1.3   Cogt-effactive  leyel^ of weatherlziition:   Minimum,
                cont-nff latent   ntanJurds   of   wenthertz'itlon,    Including
                standards for  materials and installation, which shall  h«  set
                by  the Director  of Building  Safety.   These standards shall
                re'.'li-ct,  but  not  exceed  the  levels deflnef.  In  ORS  U69.710
                (2).

                    i.U   Medfi:rJ-Aehl_a_n>l _ACJK\:  That p/irt. of Jackson  County,
                Or'-gon,  specifically identified by  the  Oregon Department of
                Environmental  Quality  as  an air  quality  maintenance  area —
                one  of   Inhaled during
                lironLlilng p.nd  can VM
                     1.6   Peraoni       Includes   Individuals,   corporations,
               uoBO.-lationa,  flrmo, partnerships, and Joint  stock companies.

                     1.7   Primary _jgarticulat<»  _ jita_ndHrd:       An   average
               purl. !•• iX-tti! concentration  of 2^0  micrograras  per  cubic  meter
               of ulr  during  R twenty-four hour  period.

                     l.fl   Proof of weft tin-* r I /.at Ion:  Certification,  receipts,
               iiontricts,  or  other  such  documents   specifically  listing
               veatlnirlzutlon steps  taken by the homeowners,  which may  be
               revtr-v.'.l  by building  inspectors  at  the time  of  solid  fuel
               ti«nl.lni{ syuttfia installation.
                     1.9  Humiliations;     Regulation*   promulgated  by   Lli«
                    -il  jiuroiiant to thin
                     ' .in  Residential  building:    An  existing building  us*d
                for  jifrinnnent or seasonal  habitation by one or  more  persona,
                .•on ttilnlng  four  or  fewer  dwelling  units,  and  constructed
                prior  '.o January  1, 1979.

                    1. 11  Residential  wpodburning:    Utilisation of a  wood
                Ui'ul.ing .invion lnHlile a dw'e'll.'ing unit.

                    l.ir?  Space heat ing:  Raising  the interior temperature  of
                H  room  or  rooms.
             No.

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                    1.13 Total  suspended  pe.rtioul«te  level;
               particulate In ambient air.
Aaount  of
                    l.ll* Trackout;   The deposition  of mud,  dirt  and other
               dubrlu  on  paved  public  roadways by   rootor  vehicles;  the
               material bntng to tracked onto public roadways.  Trackout can
               become  pulverised  and  blown  Into  the  air  by  vehicular
               traffic,  where  It  become*  a part  of  the total  suspended
               paniculate level.
                    1.15 Ventilation Imlnxi   The National Weather Service's
               Indicator  of  the  relative  degree  of  air circulation  for a
               specified nrniv,

                    1.l6 Wood heating devices;   A stove, heater, fireplace,
               or other  receptacle  wherein wood Is  heaterf to  the  point of
               combustion.

     SECTION 2.     SEVKR ABILITY

                    2.1  If any portion of this ordinance Is declared to ixs
               Invalid by A court of competent Jurisdiction, such Invalidity
               •ilvxll !)>•  -unfilled to the section  to which  such declaration of
               Invalidity relates, and the remainder of thin ordinance shall
               continue to be operative.

     SECTION j.     WEATHEHIZATION .REQUIREMENTS  FOR   SOLID,  KUK :._ .HEATING
                    DEVICE YNSTAUJATTOM .............. "

     The  purpose uf  thia section  Is  to  reduce the  amount  of purtieulate
pollution resulting from residar.tlal woodburning for building heating.  Most
buildings  constructed  before  1975  vere  built  to  lower  weatherization
standards than but'..' Lngu  constructed  since that date.   A highly veatherized
and  insulated  biilldlag will  require  Inn*  fuel to attain and  hold a given
tnmjmrHUire.   It will produce Isss smnki jjo.llution and will also result  In «.
savings of  the wood or  other fael resource.   Additionally, veatherization
prior to or  c.t thn  time of installation of a solid fuel  heating device will
generally result  in  the selection of a device  nor* appropriately sized  for
the  building  and will  lessen  the  potential  aaount  of  snoXe  produced.
Therefore:

                    3.1  The  installation  of a wood stove, fireplace, or  any
               other form of  solid fuel, space  heating device is allowed  if:

                         A)   The  space  heating  device is installed pursuant
                         to the uniform building code  and regulations of the
                         Kedford Department of  Building Safety.

                         B)   The  structure  contains  an alternate  form of
                          space  heating,   Including1  natural  gas,  propane,
                         electric,  oil, solar,  or kerosene,  sufficient to
                         meet necessary space heating requirements, so  that
                         during  episode*  of   high  pollution   levels,   the
                         occupant will  be able  to heat  the hone with other
                         than a solid fu«l burning, smoke producing method.

                         C)   The  residence  meets or io proposed  to  meet,
                         within   90   days  the  cost-effective  levels  of
                         weatherlzatlon as defined  in Section  1.3  of  this
                    RK'JIDENTIAI, WEATHERIZATIOH
     The purpose  01  mis section is  to  minimize particulate emissions  from
hone heating  devices by  Improving  home weatherltation  and reducing  energy
Ions.  This section  Is  also intended to encourage homeowners to  make  use  of
freo «nergy audits and low-Interest  financing available from local utility

-2-Crdlnar.ee No.

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companies.   It  in  the City'*  intent  to advertise  and  make knovn  programs
vhich art already available for veatnerlting homes and to  assist  citltens  In
taking advantage of those program*.
   ^
               It.l  It is the goal of the City of Medford  to assist  citizens
          to  weetherlze  all  residence*  to  the  cost-effective  level  by
          January 1, 1987.

               U.2  All  residential  buildings  shall have  received an  energy
          audit  prior  to the tins  of sale or  rental,  and  such  information
          shall  b«  made available to  potential purchasers  or  renters  as  a
          condition  of  such  sale  or  rental.    This  section  shall  become
          effective six  months  after adoption of this ordinance.

               k.J  In  January  of 198U,  If the primary  partlculate  health
          ata.nda.rdj ure  not being maintained,  all hones with a wood heating
          system  shall hn veatherlzed to  cost-effective levels at  the  tine
          of sale or rental.	^	

     SECTION 5.     POLLUTIQK EPISODE. JCURTAUMEKT

     The  purpose r.f  thia section  Is  to  reduce the amount of  participate
pollution  during periods  of  air  stagnation or when pollution  levels  are
critical.   Periods  of uir  stagnation  occur at  various  times in a  year and
can create a severe Accumulation of pollutants.   Residential voodburnlng oo.n
contribute as  much  as 50 percent  of  the particulate pollution during these
conditions.

               5.1  The  use of  residential  vooilburnlng devices  11  prohibited
          on each day  that an  air  stagnntlon  ttdvlsory  announcement  for the
          Medford-Aahland  AQKA  has  been  Issued by  the  National  Weather
          Service.   This  subsection  tanns effect  on July  1,  198U,  if the
          particuLate  health standard  is  not attained In the Medford-Ashland
          Air  Qrj\llty  Maintenance Area by  that  date.

               5.2  ftnaldences  having no  other  form  of  sptce  heating in?
          exempt  from  this section.

     SECTION 6.     TRACKOUT

     The  purpoMrt of  this section  is to  lessen the amount of  particuLate
pollution vhich  originates  from roads and roadvays.  Dirt ejid  other debrla,
vhich may become  deposited upon paved  roads, car. be  ground and  pulverized by
traffic  into minute particles.  These  partlr.lns can  then become  airborne
adding to the partlculnte pollution problem.

               6.1  No person  shall  place or  deposit  sud, dirt or  debris
          upon ar.y  street, alley,  sidewalk  or other  public way.

               6.2  Violation  of  subsection 6.1  is  hereby  declared  to  be a
          public  nuisance  and  subject  to  summary  abatement by   the  "Ity
          ;U;jHger or  his designate.  Suraw.ry  nbatement  Includes but  is not
          United  to  suspension  of any  and all city  permits  relating  to
          construction on the  site which  Is  the source of  the mud, dirt or
          debris.

     PASSED  by   the  Council  and   signed  by  me  In  open   session  in
authentication of its  pannage this   4^   day of 	J*WHDbsc__t 1982.

ATTEST	.£•/.Daily-H.-Kirkhfln		^a/ JohnJiallett  	
               City Recorder                    HCTINO   Mayor
-3-Ordlnance Ho.

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                 BEFORE THE BOARD OF COUNTY COMMISSIONERS
                    STATE OP OREGON, COUNTY OF JACKSON
                        ORDINANCE NO.
AN ORDINANCE PROVIDING FOR CLEANER AIR.

WHEREAS  Jackson  County finds  that  prevailing weather  patterns  in certain
areas of the county tend to hold pollutants in the air; and,

WHEREAS  smoke and dust  are  particulates which originate from many sources,
and which tend to collect in the air shed of Jackson County; and,

WHEREAS  Jackson  County wishes  to protect  the  general health,  safety and
welfare  of  its  citizens by  controlling  the sources  of  particulate air
pollution.

THE BOARD OF COUNTY COMMISSIONERS OF JACKSON COUNTY ORDAINS:

SECTION  1.  TITLE

    1.1   This ordinance shall  be known as the  "Particulate Air Pollution
    Control Ordinance of  Jackson County" and may  be  so cited and pleaded,
    and  shall be cited herein as "this ordinance".

SECTION  2.  GENERAL DEFINITIONS

    2.1  Air  stagnation advisory;   Forecast  made by  the  National Weather
    Service for poor ventilation conditions.

    2.2  Board;  The Board of Commissioners of Jackson County.

    2.3  Cost-effective level  of weatherization;   Minimum, cost-efficient
    standards  of weatherization,  including  standards  for materials and
    installation, which  shall  be  set  by  the  Director  of  Planning and
    Development.  These standards shall reflect,  but  not exceed the levels
    defined in ORS 469.710  (2).

    2.4  Medford-Ashland  AQMA;    That  part  of   Jackson   County,  Oregon,
    specifically  identified  by  the  Oregon  Department  of  Environmental
    Quality as an air  quality maintenance area — one of several areas in
    the  state wherein  air  quality has deteriorated  due  to unhealthful
    levels of pollutants  in the air.   The  map  of the Medford-Ashland AQMA
    is attached to this ordinance as exhibit "A" and incorporated herein by
    reference.
1-ORDINANCE
Date Typed:  8/19/82

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    2.5   Open  burning;   Includes burning  in  burn  barrels,  incinerators,
    open  outdoor  fires,  and  any  other  burning  wherein  combustion air  is  not
    effectively   controlled  and  combustion products  are  not  effectively
    vented  through a  stack or chimney.

    2.6   Particulate;  Airborne  particles ranging  from .01  to 1,000 microns
    in size.   These  particles  are  inhaled  during  breathing  and can  be
    harmful.

    2.7   Person;   Includes individuals, corporations, associations,  firms,
    partnerships, and joint  stock companies.

    2.8   Primary  partieulate  standard;    An  average  particulate concen-
    tration of 260 micrograms per cubic meter of air during a  twenty-four
    hour  period.

    2.9   Proof of_ weatherization;   Certification, receipts,  contracts,  or
    other such documents specifically  listing  weatherization steps taken by
    the  homeowners,  which may  be reviewed by building  inspectors at  the
    time  of solid fuel heating  system  installation.

    2,10  Regulations;   Regulations promulgated by the  Board  pursuant  to
    this  ordinance.

    2.11  Residential building;   An  existing building  used  for permanent or
    seasonal habitation  by  one  or more persons,  containing four  or  fewer
    dwelling units, and  constructed  prior to January 1,  1979.

    2.12  Residential woodburning;  Utilization of a wood  heating  device
    inside  a dwelling unit.

    2.13  Spaceheating;    Raising the  interior  temperature of  a room  or
    rooms.

    2.14  Total   suspended  particulate  level;   Amount  of particulate  in
    ambient air.

    2.15  Trackout;   The deposition of mud, dirt  and  other debris on paved
    public  roadways  by  motor vehicles;  the material being  so tracked onto
    public  roadways.   Trackout  can become pulverized and  blown into the air
    by vehicular traffic, where it becomes a part of the total suspended
    particulate  level.

    2.16  Ventilation index;   The National Weather Service's indicator  of
    the  relative  degree  of air  circulation  for a specified  area.

    2.17  Waste;   Discarded  or  excess  material, including;

        A)   Agricultural  waste  resulting   from  farming  or  agricultural
        practices and operations.
2-ORDINANCE

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        B)   Nonagricultural waste  resulting from  practices  and operations -
        other  than  farm  operations,  including  industrial,  commercial,
        construction, demolition and domestic wastes, and yard debris.

    2.18  Wood  heating  devices;    A  stove,  heater,  fireplace,  or  other
    receptacle wherein wood is heated to the point of combustion.

SECTION 3.   GENERAL EXEMPTIONS

    3.1  This ordinance shall not apply:

        A)   Within incorporated limits of any city.

        B)   To federal or state lands.

        C)   To prescribed  slash burns regulated by  the  Oregon State Smoke
        Management Plan.

        D)   To cooking fires or ceremonial fires.

SECTION 4.   SEVERABILITY

    4.1  If any  portion of this ordinance  is declared  to be  invalid by a
    court of  competent jurisdiction, such invalidity  shall  be confined to
    the section  to which such  declaration  of invalidity  relates,  and the
    remainder of this ordinance shall continue to be operative.

SECTION 5.   WEATHERIZATION  REQUIREMENTS  FOR  SOLID  FPEL  HEATING  DEVICE
            INSTALLATION

The  purpose  of  this  section  is  to  reduce  the  amount of  particulate
pollution  resulting  from  residential  woodburning  for  building  heating.
Most buildings  constructed before 1979 were  built to lower weatherization
standards than buildings constructed since that date.  A highly weatherized
and insulated  building will require  less  fuel to attain  and  hold a given
temperature.  It will  produce less  smoke  pollution and will also result in
a savings of the wood or other fuel resource.  Additionally, weatherization
prior to or at the time of installation of a solid fuel heating device will
generally result in  the  selection of a device more appropriately sized for
the  building and  will  lessen  the  potential  amount  of  smoke  produced.
Therefore:

    5.1  The installation of a  wood  stove,  fireplace,  or any other form of
    solid fuel, space heating device is allowed if:

        A)   The  space  heating  device is installed pursuant  to the uniform
        building code  and  regulations of the Jackson  County Department of
        Planning and Development.
3-ORDINANCE

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        B)  The  structure contains  an  alternate form  of  space  heating,
        including natural gas,  propane,  electric, oil,  solar, or kerosene,
        sufficient  to  meet  necessary  space heating  requirements,  so that
        during  episodes  of  high pollution levels,  the occupant  will  be
        able to  heat  the home with other  than a solid fuel burning, smoke
        producing method.

        C)  The  residence meets or  is proposed  to meet  within 90 days the
        cost-effective levels  of weatherization  as  defined in Section 2.3
        of this ordinance.

SECTIONS.  RESIDENTIAL WEATHERIZATION

The purpose of this section  is to minimize particulate emissions from home
heating devices  by  improving  home weatherization and reducing energy loss.
This section is  also  intended to encourage  homeowners  to make use of free
energy  audits   and  low-interest financing  available  from  local  utility
companies.   Information concerning  free  energy  audit  and low-interest
financing  programs  is  available  from  the Jackson  County  Department  of
Planning and Development or directly from the utility companies.  It is the
County's  intent  to advertise and make  known  programs  which  are  already
available for weatherizing homes and to assist citizens in taking advantage
of those programs.

    6.1  It is the  goal  of Jackson County to assist citizens to weatherize
    all residences to the cost-effective level by January 1,  1987.

    6.2  All residences  shall have received an energy audit prior  to the
    time of sale or rental, and  such information  shall be made available to
    potential purchasers or  renters as  a condition of such sale or rental.
    This  section shall  become effective six months  after  adoption of this
    ordinance.

    6.3  In January of  1984,  if the primary  particulate  health standards
    are not being maintained, all homes with a wood heating system shall be
    weatherized  to cost-effective levels at  the time of sale or rental.

SECTION 7.  RESIDENTIAL WOODBURNING

The  purpose  of  this  section  is  to  reduce  the  amount of  particulate
pollution  during periods of  air stagnation  or when pollution  levels are
critical.   Periods  of air stagnation occur  at various  times in a year and
can create a severe  accumulation of pollutants.   Residential woodburning
can contribute  as much  as 50 percent of  the particulate pollution during
these conditions.

    7.1  The county shall,  through  its  air quality  information program,
    advise  the  public  when   air  stagnation  conditions  exist  or  when
    suspended particulate  health standards  are exceeded or when suspended
    particulate  health standards  are projected  to be exceeded.
4-ORDINANCE

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        7.2  The use  of residential  woodburning  devices  will  be allowed
        within the air quality maintenance  area  except on  days when it has
        been  determined  that  the  ambient  air  quality  exceeds,  or  is
        projected to exceed, the 24-hour total suspended particulate health
        standard of 260 micrograms per cubic meter.

        7.3)   The use  of  residential woodburning  devices  is prohibited on
        each  day that  an   air  stagnation  advisory announcement  has  been
        issued by the Department of Environmental Quality.   This subsection
        takes effect on July 1,  1984, if the particulate health standard is
        not attained in the Medford-Ashland Air Quality Maintenance Area by
        that date.

        7.4  Residences  outside   of   the   Medford-Ashland   Air   Quality
        Maintenance  Area  and residences  having  no  other  form  of  space
        heating are exempt from this section.

SECTION 8.  TRACKOUT

The  purpose  of this   section  is  to  lessen  the  amount of  particulate
pollution which originates from roads and roadways.  Dirt  and other debris,
which may  become deposited  upon paved roads,  can  be ground and pulverized
by traffic into minute particles.   These particles can then become airborne
adding to the particulate pollution problem.

    8.1  This  section   particularly  applies  to,  but  is  not  limited  to,
    construction  sites, farm operations,  and  commercial  and industrial
    operations.

    8.2  No person shall trackout mud, dirt or other debris from private or
    public  lands  onto  paved  public   roads  without  taking  reasonable
    precautions  to prevent  such particulate matter from becoming airborne.
    These precautions  shall include,  where  appropriate,  the prompt removal
    of such material from  the paved road surfaces.   This  section does not
    apply to noncommercial uses of public roads.

    8.3  No person shall violate the provisions of a stop-work order issued
    pursuant to subsection 8.4 of this ordinance.

    8.4  The  county   may   require  the  imposition  of  building  permit
    conditions  for  the  prevention of  trackout.   Conditions  imposed  may
    include, but are not limited to the following:

        A)  A bond of  sufficient  amount to be posted  by the contractor to
        assure available funds for roadway cleanup by Jackson County if the
        contractor  is negligent in cleanup of adjacent public roadway.

        B)  Street sweeping,  vacuuming  or other  means  of removing trackout
        material from public roadways.
5-ORDINANCE

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        C)  Installation  of  wheel washers  at exits  of  major construction
        sites.

        D)  Use of  temporary or  permanent  barricades to  keep traffic off
        unpaved areas.

        E)  Require graveling of access roads on site.

        F)  Limit the use of public roadways by vehicles.

        G)  Issue stop  work  order if  trackout  occurs and  is not promptly
        corrected.

    8.5  Stop  work  orders  issued  pursuant  to  subsection  8.4  of  this
    ordinance  shall  be posted,  where appropriate,  at  the  work  site, and
    mailed  by certified mail  to alleged violators.   Appeals  to  any such
    orders  shall be conducted pursuant to the provisions of Section 204 of
    the Jackson County Building Code.

SECTION 9.  OPEN BURNING

The purpose of this section  is  to minimize  the accumulation of particulate
air pollution resulting from open burning.  The public should be aware that
open  burning  may  be  restricted during  the fire season  (typically  June
through  October)   by  the   fire  districts  or   other  fire  regulating
authorities.  These authorities typically base restrictions of open burning
on factors  of low humidity,  high winds,  drought, or other conditions which
make outside  burning unsafe.

    9.1  Open  burning  of  nonagricultural   wastes  is   prohibited in  the
    Medford-Ashland  Air  Quality  Maintenance  Area  from  February  1  to
    November  30  of each  year  on days  when the ventilation  index is less
    than 400.

    9.2  Open  burning  of  nonagricultural  wastes  is  prohibited  during
    December  and  January  of  each  year  due  to  generally  poor  smoke
    dispersion.

    9.3  Open  burning  of  agricultural waste  is  prohibited  on  all days of
    the year when the maximum ventilation index is below 200.

SECTION 10.   ABATEMENT

    10.1  Persons acting  in  violation of provisions  of  this ordinance, or
    of permits issued, shall be subject to  appropriate legal proceedings to
    enjoin  or abate such violation(s).
6-ORDINANCE

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SECTION 11.  PENALTIES

    11.1  Persons violating subsections 8.2, 8.3, 9.1, 9.2 and 9.3 shall be
    subject  to  civil  prosecution  pursuant  to  Jackson County  Ordinance
    81-81.
ADOPTED this
                      day of
ATTEST:
at Medford, Oregon.
                                                           OP COMMISSIONERS
                                        :er Sage, dnairnfan
                                      APPROVED AS TO FORM:
By:  Recording Secretary
                                      County Counsel
7-ORDINANCE

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                EXHIBIT  "A"
             JACKSON  COUNTY,  OREGON

                 MEDFORD-ASHLAND
            AIR QUALITY MAINTENANCE AREA
33

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                                EXHIBIT "B"

                           BOUNDARY DESCRIPTION

               MEDFORD-ASHLAND AIR QUALITY MAINTENANCE AREA
The Medford-Ashland Air Quality Maintenance Area is defined as beginning at
a  point  approximately  one  mile  NE  of  the  town  of  Eagle  Point,  Jackson
County, Oregon,  at the  NE  corner of  Section 36,  T35S,  R1W;  thence south
along  the  Willamette  Meridian to  the  SE corner of Section  25,  T37S, R1W;
thence SE along a line to the SE corner of Section 9,  T39S, R2E; thence SSE
to the SE corner of Section 22, T39S, R2E; thence south to the SE corner of
Section 27, T39S, R2E; thence SW to the SE corner of Section 33, T39S, R2E;
thence west to the  SW corner  of  Section 31,  T39S,  R2E; thence NW to the NW
corner of  Section 36, T39S,  R1E;  thence west to the  SW  corner of Section
26, T39S, R1E; thence NW along a line  to the SE corner of Section 7, T39S,
R1E; thence west to the SW corner of Section  12, T39S, R1W; thence NW along
a  line to  the SW  corner of Section 20,  T38S,  R1W; thence  west  to the SW
corner of Section 24, T38S, R2W;  thence NW along a line to the SW corner of
Section 4,  T38S, R2W; thence west to the SW corner of Section 5, T38S, R2W;
thence NW  along a line to  the SW corner of  Section  31,  T37S,  R2W; thence
north  along  a line  to the Rogue River, thence north and  east  along the
Rogue  River  to the  north boundary of  Section  32, T35S,  R1W;  thence east
along  a line to the point of beginning.

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                               INFORMATION  CONCERNING
                   COUNTY WEATHERIZATION REQUIREMENTS
              DEPARTMENT OF PLANNING ft DEVELOPMENT • COUNTY COURTHOUSE . MEDFORO, OREGON  »TSOI • UO3)77«-TSS4
The "Particulate  Air Pollution  Control Ordinance of Jackson County", also known as the
"Air Quality Ordinance," places responsibilities on certain Jackson County homeowners
when they sell their property.  This  ordinance was adopted by the  Board of Commissioners
as part of a comprehensive effort  on the part of state and local government to reduce
air pollutidri and its resultant adverse  health  impact  on  the community.  The ordinance
deals  with  several   subjects;  however,  this   information  sheet  only  pertains  to
weatherization requirements, which are designed to reduce the amount of smoke produced
by homes heated  with  solid fuel by  increasing  the  heat retention  efficiency  of these
homes.   The requirements are summarized as follows:

    1)   The  following regulations  apply only to  residences within the Medford-Ashland
    Air Quality  Maintenance  Area  (see  attached map  and  description).    The  county
    ordinance does not  apply within city  limits;  however,  cities may  adopt  similar
    regulations.

    2)   Beginning January J^ 1985;   The owner of any residence (other  than  a mobile
    home)  constructed before January  1, 1979, which does not meet  minimum weatherization
    standards, must provide an energy audit to potential purchasers of such residence.

    3)   Beginning January  1,  1985;   Prior to sale of any residence (other than a mobile
    home)  constructed before January  1, 1979, and which has a_ solid fuel heating device,
    the owner must ensure that the  home will meet Minimum weatherization standards by:

         a)  Bringing t-.he home up to  those standards; or

         b)   Filing  a  proposal with the Jackson  County Department  of Planning  and
         Development,  signed  by the  new owner of the  residence, stating that  the  new
         owner  will   be  responsible for   bringing   the  residence   up  to   minimum
         weatherization standards within  90 days of the sale.
Minimum weatherization standards are defined as any of the following, at the option  of
the property owner:

    1)   Ceiling resistance factor of  30  (R-30); and
        Floor resistance factor of  19 (R-19); and
        Double glazing of window areas or installation of storm windows; or

    2)   The installation of those weatherization alternatives  which an energy audit has
    determined will provide or  save  an  amount  of  energy during their life cycle which,
    based on the present cost  of delivered energy, will exceed  the cost of the installed
    improvements; or

    3)   Those weatherization  alternatives entirely authorized for installation through
    any federal, state or utility company sponsored loan or grant prog'ram.

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Page -2-


Residence  is  defined as  a building  containing two  or fewer  dwelling units  used for
habitation by one or more persons (excluding mobile homes).

Solid Fuel  Heating Device  is  defined as  a stove, heater,  fireplace modified  with an
insert,  or  other  similar  receptacle wherein wood or  other solid fuel combustion occurs
for the purpose of space heating (unmodified fireplaces are excluded).

Compliance;  Failing to comply with the above requirements may result in civil penalties
or civil liability.

Information  concerning  free   energy  audit and  low-cost weatherization  programs  is
available from the following sources,  depending upon  the primary heating source of your
residence:

         Primary Source                      Information Source

          Electricity                         Pacific Power
                                              P. O. Box 1148
                                              Medford, OR 97501
                                              776-5499

          Natural Gas                         CP National
                                              Weatherization Dept.
                                              P. O. Box 1709
                                              Medford, OR 97501
                                              772-5281

        Wood, Coal, Propane,                  Weatherization Audits:
         Kerosene, etc.                       Oregon Heat Institute
                                              P. 0. Box 42227
                                              Portland, OR 97242
                                              1-800-452-8660

                                              Weatherization Grants:
                                              Oregon Dept. of Energy
                                              Labor & Industries Bldg-
                                              Room 102
                                              Salem, OR 97310
                                              1-800-221-8035

A  list  of qualified  independent energy auditors will be maintained by the Department of
Planning  and  Development  for  your  information.    Also  available are  copies  of the
ordinance  pertaining to  residential weatherization.   Please  ask for copies  of  these
items at  the reception desk.

-------
SAM B DAVIS

ilbkiE'" L AI"3WohfW
DONALD M. PINNOCK

JACK DAVIS
DAVID V GlLSTRAP
               LAW orriccs

DAVIS, AINSWOUTH. PINNOCK, DAVIS & GILSTRAP. p. c.
            bIB CAST MAIN STREET

          AS in JIN D. OHEGON 9752O


           November 6,  1984
ABCA CODE SOS

  4UZ-3III
  To the Realtors of Medford and AshZand:

  It is time to become aware of the Particulate Air Pollution
  Control Ordinance enacted by the Jackson County Board  of
  Comnissioners on October 17, 1984.  This ordinance  replaces  an
  earlier ordinance which was far more difficult to live with  and
  suspended before it went into effect due to  the efforts of  local
  ReaI tors.

  One purpose of the new ordinance is to encourage residents  to
  take  advantage of the weatherization programs available.  Because
  a weatherized house with a wood stove requires less  burning  to
  maintain warmth, and therefore less smoke for our air  shed,  the
  second purpose of the ordinance is to reduce smoke  in  the Valley
  through weatherization.

  Understanding the new ordinance begins with  knowing  which sales
  it does no£ apply to.  Each of you should refer to  this list with
  every sa1e"until it is memorized.

     1.  The ordinance does not affect the sale of any real estate
     excepting buildings containing one or two dwelling  units  used
     for habitation.

     2.  It does not  apply to the sale of any  property in any
     incorporated city.

     3.  It does not  apply to the transfer of  any leases on state
     or federal lands.

     4.  It does not  apply to the sale of any  buildings  constructed
     after January 1,  1979.

     5.  It does not  apply to the sale of mobile homes.

     6.  It does not  apply to the sale of buildings outside the air
     quality maintenance area as defined on the attached map.

  The ordinance sticks us with two prongs.  The first  is as
  follows:  For all  sales closed on January 1, 1985 and  after, the
  house must:

     a)  Have insulation of R-30 in the ceiling, R-19  in the floor,
     and double glazed windows or storm windows; or

-------
Medford and
November 6,
Page -2-
         Ashland
         1984 -
                    Realtors
b)  Have installed weather i zat ion
authorized energy audit.
                                      alternatives  directed  by an
If the seller has not complied with either  of  these,  the  ordi-
nance can still be satisfied  if  the seller  provides  the purchaser
with an authorized energy audit  at  the  close of  escrow.   A list
of qualified energy auditors  will be  available  to  the  public  at
the County Planning Department office.   The energy audits of  the
utility companies are also considered authorized.

The second prong of the ordinance affects only  those  residences
which have a wood stove, fireplace  with an  insert, or  other
heater or receptacle which burns wood or other  solid  fuel for
heat.  This branch of the ordinance does not apply to  houses  that
have only an unmodified fireplace.  For sales  closed  on or after
January 1, 1985, the sellers  of  residences  face  the  same  alter-
natives mentioned in the preceding  paragraph with  this exception.
If the house lacks the  insulation mentioned above  and  it  was  not
weatherized as directed in an authorized energy audit  before  the
close of escrow, it is not enough to  simply provide  the purchaser
with an energy audit at the close of  escrow.   The  gurchase£ must
file with the Planning Director  a statement to  the e77^c7~That
those minimum standards wi 1 1  be met within  90  days.   The
purchaser win th.en be  responsible  for  implementing  the weatheri-
zation within that prescribed time.   The Planning  Director has
the authority to waive or modify this requirement  when the physi-
cal characteristics or  intended  use of  the  residence make it
impractical or unduly burdensome  to require the  implementation  of
that min i mum we other izat ion.

So that your deals will close smoothly  in January  and  after,  it
would be prudent to now line  up  energy  audits  for  the  sales in
escrow.  Please keep in mind  the  categories of sales  which this
ordinance does not apply to.  As  soon as I  become  aware  of
alterations or, perhaps, the  repeal of  this ordinance, I  will
advise.

Yours truly,

DAVIS,
DAVIS &. (SILSTRAP,
JACK D/
BOARD LEGAL OX
JD/jIh
                            1_AW OFFICES OF

                  DAVIS. AINSWORTH, PINNOCK, DAVIS » G1LSTRAP. P.C.
                           SIS EAST MAIN toTftCCT
                          ASHLAND. OKEV.ON 97SIO
                             (503) 48C.3II 1

-------
Oregon's Woodstove Certification Program

-------
                                               174                                     c.  333


                      62nd OREGON LEGISLATIVE ASSEMBLY-1983 Regular Session


                                           Enrolled

                                  House  Bill 2235
Ordered  printed by the Speaker  pursuant to House Rule 12.00A (5).  Presession filed (at  the request of
    Department of Environmental Quality)
                                 CHAPTER
                                             AN ACT


Relating to air pollution: creating new provisions; and amending ORS -KS8.275 and 468.290.

Be It Enacted by th* Peopte of the State ol Oregon:

    SECTION I. ORS 4AX.27? is amended to read:
    408.273.  As used in [O&S 44H.3O3. 4*4.010 tu 4J4.04O, 4S4.30S t
-------
                                           176                                  c.  333
    (2) The woodstove is certified by Che department under the program established under section 5 of this
1983 Act; and
    (3) An emission performance and heating efficiency label is attached to the woodstove.
    SECTION 9. (I) The provisions of this 1963 Act do not apply to a used woodstove.
    (2) As used in this section, "used woodstove" means any woodstove that has been soU, bargained,
exchanged, given away or has had its ownership transferred from the person who first acquired the woodstove
from the manufacturer or the manufacturer's dealer or agency, and so used to have become what is commonly
known as "second hand" within the ordinary meaning of that term.
    SECTION 10. The commission shall use a portion of the net emission reductions in an airshed achieved by
the woodstov« certification program to provide room in the airshed for emissions associated with commercial
and industrial growth.
Approved  by  the  Governor  July  5,  1933.
Filed  in  the  office  of  Secretary  of  State  July  6,  1983.
 Enrolled House Bill 2235

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    VICTOfl ATIVEH
      OOVfUso*
Environmental Quality Commission
Mailing Address: BOX 1760, PORTLAND, OR 97207
522 SOUTHWEST 5th AVENUE, PORTLAND, OR 97204 PHONE (503) 229-5696
              MEMORANDUM

              To:

              From:

              Subject:
            Environmental Quality Commission

            Director

            Agenda  Item  No. A, June 8, 1984, EQC Meeting

            Proposed  Adoption of Woodstove Certification Rules  OAR
            21-100  Through 340-21-166 As A Revision To The State
            Implementation Plan.
             BACKGROUND

             The  1983 Oregon Legislature passed HB 2235 which requires  the  EQC  to adopt
             rules by July 1, 1984 which deal with certification of  new woodstoves.
             Over the last 9 months the Department developed proposed rules with the
             aid  of a Woodstove Advisory Committee.   The proposed rules cover testing
             procedures, lab accreditation requirements,  certification  application pro-
             cedures and fees, labeling criteria,  and emission standards.   The Woodstove
             Advisory Committee, which primarily represented the Oregon woodstove
             industry, supported the proposed rules with the exception  of the emission
             standard.  On March 16,. 1984, the EQC authorized hearings  on the proposed
             rules drafted by the Department (Agenda Item A,  March 16,  1984, EQC
             Meeting).

             Hearing Testimony

             Day  and night public hearings were held on the proposed rules  in Portland,
             Eugene, Medford, Bend and Pendleton.   The hearings officers' reports are
             included as Attachment 1.  A summary  of written testimony  received while
             the  hearing record was kept open is included as Attachment 2.  Copies of
             both timely and late written testimony have been provided  to the
             Commission.

             Fifty-six individuals testified in person at the hearings,  and fifty
             individuals submitted written testimony while the hearing  record was kept
             open.  Six individuals submitted written testimony after the hearing record
             was  closed.  Most testimony came from the woodstove industry which
             primarily criticized the proposed second stage of the emission standard as
             being unjustified and unachievable, and not in keeping  with legislative
oeo-46

-------
EQC Agenda Item No. A
June 8, 1984
Page 2
intent.  Testimony supporting this position included information to
indicate the baseline stove emission rate should be higher,  population
growth projections in airshed strategies should be lowered and the test
fuel density was too low to represent reality.

Other significant issues raised by woodstove industry testimony included:

     -  The Condar participate sampling method should be recognized as
        equivalent to Oregon Method ?•

     -  The Condar heating efficiency method should be recognized as
        equivalent to calorimeter room and stack loss heating efficiency
        methods.

     -  Testing costs should be reduced by reducing the number of tests
        required.

     -  A provision should be made to protect confidentiality of stove
        designs.

     -  Certification fees should be paid at the retail level.

     -  A fireplace insert test procedure should be provided.

     -  DEQ should not spend time inspecting stoves at the manufacturing
        facility when testing laboratories can provide this service.

     -  DEQ should let testing laboratories review woodstove design
        changes.

     -  DEQ should not immediately revoke manufacturer's certification if a
        testing lab is found to have conducted an improper test.

     -  Uncertified stove advertising and sales should be allowed in Oregon
        between manufacturers and dealers and to out-of-state customers.

     -  Degradation of non-catalyst stoves should be considered in setting
        the emission standard.

     -  Stoves should not have to be recertified every five years.

     -  Catalyst warranty requirements should allow a 5-year pro-rated
     •. . provision instead of 2-year full replacement provision.

     -  The Hoodstove Advisory Committee should periodically review the
        program.

     -  Some  testing equipment specifications should be revised.

Several individuals submitted testimony in support of regulation of wood-
stoves and some  felt the Department was not being strict enough.

-------
EQC Agenda Item No.
June 8, 1984
Page 3
Several organizations, such as the Sierra Club, League of Women Voters of
Oregon, Oregon Environmental Council, and Oregon Lung Association, felt the
strictest standards should be adopted as a single stage standard as they
expressed fears that  the second stage may never be implemented.

Only one local government, the City of Union, submitted testimony and asked
to be exempt from  the rules.

Organizations, such as the Lane Regional Air Pollution Authority (LRAPA)
and Associated Oregon Industries, generally supported the proposed rules.
Suggestions were made by LRAPA that public education should be Included on
economic and safety benefits of catalysts and that the value of a financial
incentive should not  be forgotten in relation to the possibility of
accelerated woodstove pollution clean up.

EVALUATION AND ALTERNATIVES

The appropriateness of the second stage 7 gram/hour non-catalytic and 3
gram/hour catalytic stove particulate emission standard (7/3 standard) was
the major issue raised by hearing testimony.  The woodstove industry
generally supported the first-stage standard but felt that either a second-
stage standard was unnecessary to clean up airsheds or that more infor-
mation was necessary  in order to identify an appropriate standard.  The
Woodstove Advisory Committee had unanimously voted (with one member
abstaining and one member absent) to support a 9A second-stage standard
and some testimony was received from a few members of the woodstove
industry in support of adoption of the Advisory Committee recommendations.
There was considerable woodstove industry testimony that a 7/3 standard was
not achievable with available stove technology.

Airshed Model Uncertainties

In terms of the needed airshed improvements which were the basis for the
second-stage emission standard, testimony cited uncertainties of about
± 251 in the airshed  models used to calculate these needs.  Regarding
these model uncertainties, they are not considered unusual with even state
of the art models  such as those used by the Department.  The Department
believes there is  an  equal likelihood that airshed needs have been
underestimated as  overestimated.  The only reasonable approach in such
instances, in the  Department's opinion, is to rely on average values
predicted by the models as has been done.

Population Growth  Pro lections

When the issue of  population growth projections and related increased wood
burning used in airshed models was reviewed with the Advisory Committee
last Fall, a check was made to verify that latest available population
growth projections were being used by the Department.  Subsequent to this
check, hearing testimony  pointed out that Portland State University
published preliminary revised growth projections about the first of the
year which indicate revised downward growth projections of about 25? for

-------
EQC Agenda Item No.
June 8, 1984
Page 4
the Portland and Medford areas for the periods of interest.  While these
projections are preliminary in nature, it is clear that actual growth
within the first several years of the periods of interest have been much
lower than anticipated because of the lingering economic recession in
Oregon.  Thus, it appears reasonable that these revised growth projections,
which take into account this fact, should be used in reevaluating airshed
improvement needs.  Revised growth projections were used to revise the
Portland and Medford airshed model control strategy needs.  The results are
shown below.

           Airshed Reduction Needs From Woodstove Certification

                                        Daily Standard     Annual Standard

Medford Area  (original)                       80$               76?
Portland Area (original)                       75%               75%

Medford Area  (revised)                        78*               74%
Portland Area (revised)                        72$               72$

As can be seen from the above table, although growth projections have been
revised downward about 25$, airshed improvement needs do not go down
accordingly.  This is because population growth is not the major cause of
the wood heating pollution problem.  The main cause is the large base of
existing wood heating emissions.

In general, revisions of airshed  control strategy needs based on revised
population projections indicate needs have been reduced*from a 75-80$ range
to a 72-78$ range.  The lower end of this range would be most important,
considering population weighting  to the Portland area needs.

Baseline Stove Emission Rate

Once the needed airshed emission  reduction from woodstove  certification is
identified, the appropriate emission standard to achieve such a reduction
can be calculated based on the average emissions from existing or baseline
stoves.  The  baseline emission rate identified by the Department (in the
range of 30 to 34 grams per hour) was criticized by many members of the
woodstove industry as too low.

The Department identified a baseline particulate emission  factor of 20
grams/kilogram of wood in actual  airshed monitoring and modeling studies.
This compared favorably with EPA's current emission factor of 21
grams/kilogram.  The Department estimated an average baseline burn rate of
1.7 kilogram/hr  (which when multiplied by the 20 gram/Kg emission factor
equals an emission rate of 34 g/hr) as being the baseline  burn rate based
on the average heat demand for an average sized home with  average
insulation in Oregon.   The estimated  1.7 kilogram/hr average burn rate
translates  to an equivalent heat  load of 13,000 Btu/hr.  The average
baseline burn rate estimated by the Department was also challenged by

-------
EQC Agenda Item No. A
June 8, 1984
Page 5
certain members of the woodstove industry who thought it should be higher.
A comprehensive study which measured actual burn rates in several
homes under heat load conditions similar to those of Oregon indicated burn
rates closer to 1 Kg/hr.  This study, by Dr. Stockton Barnett in New York,
concludes that average burn rates may be slightly less than calculated heat
loads because extremities of homes are kept cooler.  The Department has
also calculated burn rates in the range of 1.7 Kg/hour based on wood use
and burning habits reported in a survey in the Medford area.  Thus, the
Department is confident that the burn rates used to calculate the average
baseline emission rate should not be higher than 1.7 Kg/hour as claimed by
woodstove industry testimony.

fiecent testing of conventional woodstoves (December, 1983/January, 1984)
using the proposed test procedures has also indicated a baseline stove
emission rate of about 30 grams/hour.  The National Wood Heating Alliance
(WHA), however, presented substantial testimony which pointed to much
higher baseline emission rates for conventional stove tests.

WHA pointed to 4 tests conducted by DEQ in 1980 of conventional stoves
which averaged 81 grams per hour.  A close examination of this data
indicates tests were conducted with unreal istically dry wood with a
moisture content of 14$.  Wood at this moisture content has been shown by
EPA studies to have very high emission rates.   The proposed test procedure
uses a more realistic average moisture content in the range of 16-20$.  If
the Department's 1981 test data is adjusted from 14$ moisture to 18$
moisture, using EPA derived moisture/emission relationships, an emission
rate of about 36 grams/hour results.

WHA also cites 2 conventional stove tests conducted in 1981 within the
Department's proposed moisture range which average 48.5 grams per hour..
A  close examination of this data indicates both tests were at higher heat
outputs than the Department's reference 13,000 Btu/hr.  Projecting this
data to 13,000 Btu/hr results in an emission rate of between 34 and 39
grams per hour, depending on the assumed stove efficiency (50% or 65$).

WHA further cites test data by the State of Vermont which averages 51.8
grams per hour for conventional stoves.  A close examination of this data
indicates an average emission factor of about 20 grams/kilogram (which
agrees with DEQ's factor) but at an average burn rate of about 3 Kg/hr
which is much higher than DEQ estimates and actual measured values for
Oregon heat loads.  The Department therefore believes its estimate of
baseline stove emissions in the range of 30 to 34 grans/hour is justifiable
and usable to calculate an appropriate emission standard.

Test Fuel Loading

WHA also contends that the Department's test fuel density of 7 Ibs/cubic
foot of fire box volume is unrealistically low and thus produces
unrealistic baseline emission rates and unrealistic test conditions for
certification purposes.  Investigation of this issue reveals that the
actual Department test fuel density is about 9 Ibs/cubic foot since a
test fuel bed of 20-25% of a 71bs/cubic foot test fuel charge is also

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                                                              p
EQC Agenda Item No. A                            <0-~?'-f
JuneB, 1984
Page 6



required.  WHA points out that a major study o  "*•*- ^"f^"
Battelle (a national research firm) used equiv
of 5 to 16 Ibs/cubic foot.  This would put the
density in about the mid-range of such testing
also point out that other major studies, like  4r>  "7/-»
Authority (1981-1983), used densities of 2.0 1      ' 5<
Dr. Stockton Barnett, a leading woodstove rest
testimony that he supports DEQ's fuel loading
size stoves on the basis of extensive experiei
homeowners to record weights of their fuel lo«
homeowners' overnight loads of hardwoods in tL. .
7-8 Ibs/cubic foot and 9-10 Ibs/cubic foot in the coldest parts of winter.
He postulates that loading densities are not greater because ash buildup is
irregular and several inches deep, reducing useable firebox volume; logs
are often non-optimum and variable length to fully utilize firebox length;
and log diameters and irregular cross-section geometry make tight packing
impossible.

The Department, therefore, concludes that a baseline emission rate of 30-34
grams/hour is appropriate and justifiable, based on:  airshed modeling and
monitoring studies; calculated and measured heat loads and burn rates for
typical average Oregon homes; and actual emission tests of conventional
stoves using reasonable test fuel densities and the proposed test
procedure.

Needed Airshed Improvements and Emission Standards

Estimated emission reduction achievable for a 30-34 g/hr range of base-
line emission rates for the two most prominently considered emission
standards are shown below.

                      Emission Reductions Achievable
                                   (*)

             Emission            30 g/hr             34 g/hr
             Standard            Baseline            Baseline

                9/4                70?                 74*
                7/3                77*                 79*

Since revised airshed emission reduction needs have brought the need down
from a 75-80* range to a 72-78* range with the population weighted number
much closer to the lower end of this range, it appears a 9/4 emission
standard is more solidly justified than a 7/3 standard.  A 9/4 emission
standard resulting in an emission reduction in the range of 70 to 74* would
also be more in keeping with DEQ legislative  testimony which indicated a
68-75* reduction in emissions was achievable from new woodstove technology.
The 68* reduction estimate was based on stoves meeting a 75* emission
reduction level and 10* bootlegging of non-certified stoves.  The slight
additional airshed improvement needed to meet the daily standard in the
Medford area above and beyond that which would be provided by a 9/4
standard may be able to be achieved by an aggressive educational effort to
urge consumers to buy the lower emitting of the certified models or by
other control strategies.

-------
EQC Agenda Item No.
June 8, 1984
Page 7
Best Practical Woo^stove Control Technology

The woodstove industry severely criticized the proposed 7/3 emission
standard on the basis that it was unachievable by available technology,
even catalytic technology.  Such criticism even came from the manufacturers
of the Blaze King stove, the stove upon which the Department justified the
achievability of the standard, and the Condar Company, the company that
supplied the design technology for the Blaze King stove.

The Department had substantiated the achievability of the 3 g/hr catalytic
standard on the basis of a Blaze King stove test with the proposed test
procedure which resulted in an emission rate of 1.2 g/hr.  Industry
testimony criticized this data on the basis that the stove tested was a
prototype and that production models have been "detuned" in terms of
emission control to provide better catalyst life and better overall stove
performance.  Also, it was pointed out that the 25 cell-3" thick - 6,000
hour catalyst used in the DEQ test is being phased out and replaced with a
less emission efficient 16 cell - 3" thick-12,000 hour catalyst in order to
provide better catalyst longevity and improved burn rate and smoke leakage
characteristics of the stove.

Upon confirming these facts several weeks ago, the Department decided to
test three production-model, Condar-technology stoves using the new 16
cell-12,000 hour catalyst.  Testing was conducted near the 13>000 Btu/hr
reference heat output level using the proposed test procedure.  The results
are shown below.
 Condar Technology
 Production Stoves
 Blaze King Princess
 Blaze King Princess
 Brand X
 Brand Y

                 Average
   (95* Confidence Limit)
     Emission Rate
g/hr fBtu/hr 1

2.39 (11,191)
1.44 (13,032)
2.49 (11,520)
1.06 (14,381)
                                                g/hr (Estimate at
                                                  13.000 Btu/hr)
 2,
 1,
 2,
75
44
65
 0.93

 1.94
(3.74)
The above results indicate there is some variability in emission
performance using Condar-technology.  Test results would indicate that
Condar-technology production stoves with the new catalyst designs do emit
slightly more than the prototype stove tested earlier by DEQ, but still
slightly under 3 g/hr.  A statistical analysis of the data, though,
indicates that the variability at the 95/1 confidence limit would put Condar
technology over a 3 g/hr standard but under a 4 g/hr standard.  A
confidence limit statistical analysis is a common technique used to
identify the upper bound of a population.  It is a technique the Department
used to develop a potential emission standard which was presented to the
legislature.  The Condar Company, which analyzed past DEQ test data, had

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EQC Agenda Item No. A
June 8, 1984
Page 8
concluded an emission standard for catalysts in the range of 4-6 g/hr was
achievable, however, this conclusion was based on longer aged (higher
emitting) catalysts than called for under the proposed test procedure.  A 4
g/hr emission standard, therefore, is strongly justifiable on the basis of
test data of several production model Condar technology stoves with latest
catalyst design.  A 3 g/hr catalytic emission standard, while achievable
for some tests, would likely exclude a significant portion of the Condar
technology stove population.  Condar technology is considered the best
available technology and a 3 or 4 g/hr standard would eliminate poorly
designed catalyst stoves.

            Emision Standard
In summary, the Department's proposed 7/3 second stage emission standard
was based on a strong case of airshed needs and available technology.
Information gained through the public hearing process has led the
Department to conclude that airshed needs are slightly less than originally
projected due to downward revisions in population projections and that best
practical catalytic stove control technology is only capable of
consistently complying with a 4 g/hr standard.  In essence, the Department
concludes that a weaker case exists to support a 7/3 standard while a
stronger case can be made to support a 9/4 standard.  Considering many
other plus and minus arguments, (such as:  potential further future
population growth and wood use reductions; many actual stoves being
certified at significantly less than the emission standard; some non-
replacement of catalysts and bootlegging of non-certified stoves), the
Department believes the most reasonable and justifiable approach is to
select a 9/4 standard.  The 9 g/hr portion of the standard is likely
technology forcing for non-catalytic stoves, but a number of members of the
woodstove industry believe that such a standard would provide a potentially
achievable goal and would not discourage research in meeting this goal.

Condar Particulate Measurement Method Equivalency

Considerable testimony was submitted by the Condar Company in support of
recognizing the Condar particulate sampler as equivalent to the Oregon
Method 7 method now in the proposed rules.  Equivalency criteria was
originally proposed in the rules and the Condar sampler has been tested
against this criteria.  The criteria required consistency relationships
between the reference method and candidate method test points of ± 24$.
Fourteen simultaneous tests were run with both methods and 7 of the 14
failed the ± 24J criteria. Condar has requested that the consistency
criteria be modified to ± 41. 6J.  At this level, Condar1 s analysis of the
data indicates 1 of 14 data pairs would fail the new criteria, while
Department analysis indicates 3 of 14 would fail.

If  the weighted average of the four required tests over the full heat
output of  the stoves are used to compare consistency relationships between
these  two methods,  the consistency relationship improves.  EPA has new con-
sistency criteria out for the proposed new 10 micron particulate matter
standard which requires consistency between methods of ± 20%.  This would
be  more appropriate criteria  to apply  to woodstove particulate testing.

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EQC Agenda Item No.
June 8, 1984
Page 9
Applying this criteria to the weighted average Condar data would result in
1 of 3 tests failing.  However, if dual Condar sampler data is used
(averaging the results of the dual samplers), then all three tests
would meet the criteria.  The Department proposes to modify equivalency
criteria to more closely match proposed EPA ambient particulate matter
equivalency criteria.  This should allow dual Condar sampling to be
recognized as equivalent to Oregon's Method 7 (with application of an
appropriate correction factor) with just a minimal amount of further
equivalency testing.  The recognition of equivalency would not be expected
to reduce testing costs significantly or reduce the stringency of meeting
applicable emission standards.  Recognition of the Condar sampler, though,
would make it much easier for manufacturers to perform the same
certification tests independent labs would perform.  This could give
manufacturers more confidence in the ability of their unit to pass the
emission standard before incurring the large expense of actual independent
certification testing.

There was some assertion made that the Condar sampler simulated ambient
particulate measurement better than Oregon Method 7 and hence, it should be
the reference method.  The Department sees no convincing proof of this
assertion.  On the contrary, it can be argued that the Condar method
includes some water associated with hydrophilic particulate in woodstove
emissions.  Oregon Method 7 and EPA's ambient high volume sampling method
both dessicate samples, thus removing water before weighing in contrast to
the Condar method which does not.

Condar Heating EfficienGv Method Equivalency

Condar Company supplied extensive testimony in support of recognition of a
simplified heating efficiency test method which could potentially sub-
stantially reduce certification testing costs.  An actual statistical
analysis of the simplified method in comparison to Department results using
the reference stack loss or calorimeter room method was not provided.  The
Department has shown  that calorimeter room data is within 1} on an average
of the stack loss method.  If the Condar Company can show similar
consistency in the future, this method could be potentially recognized
as equivalent.  Equivalency criteria has been added to the proposed rules
to allow recognition  of other heating efficiency test methods.

Reduction of Required Number of Teats

Some testimony suggested that testing costs should be reduced by reducing
the number of tests,  especially for smaller manufacturers or for specialty
stoves with limited sales.  The Department had originally felt two tests
would be sufficient to accurately judge stove compliance with emission
standards near the referenced 13|000 Btu/hr heat output level.  Advisory
Committee and national industry views strongly supported requiring four
tests over an entire  heat output range in order to:  provide better
consumer information  for optimum stove operation; correctly size stoves to
home heating needs; and provide useful data for other parts of the country

-------
EQC Agenda Item No.
June 8, 1984
Page 10
which might adopt a regulatory program at heat output levels different than
the Oregon 13,000 Btu/hr reference level.  Manufacturers generally felt the
extra cost of testing at four points would, in the long run, save
manufacturers testing costs in other areas of the country.  The Department
concurred with the Advisory Committee and industry views.

In certain instances, though, where stove model sales are very small
because of the size of the manufacturer or the specialty nature of the
stove, the Department can see value in allowing a two emission/efficiency
test option near the 13,000 Btu/hr reference point and a heat output
efficiency test at maximum firing rate.  This would provide the necessary
information for determining compliance with the emission standard and for
sizing stoves to home heating needs.  This alternative could reduce testing
costs by about 1/3 and provide an incentive to get more stoves certified
and thus provide more consumer selection.

Should too many manufacturers opt for the two emission test alternative
though, the overall airshed benefits of label information including optimum
operating point identification could be lost.  A policy of allowing the two
emission test option in special cases of very small sales volume of a stove
model and requiring written notification to the Department prior to such
testing could provide some protection from abuse of this alternative.  If
the option appeared to become too widely used, the Department would propose
to deal with the issue through further rule change.

Confidentiality of Stove Design

Some testimony raised concern about the need to protect certain stove
design plans with a confidentiality provision.  ORS 468.095(2) provides
such protection if any stove manufacturer would request such confident-
iality protection in writing.

Payment of Certification Fees

There were some concerns that certification fees were too high and that
they should be collected through retail sales.  HB 2235 specifically
authorizes certification application fees to be required from the
manufacturer or dealer.  The proposed fees are the Department's best
estimate to cover costs of the program.  No other billing system is
permitted by HB2235.

Fireplace Insert Test Procedure

Some testimony indicated a test procedure was needed for fireplace inserts.
Stove-like fireplace inserts are consuming a large portion of the stove
market and they are being proposed  to be regulated in the certification
program.  Specific test procedures  were originally incorporated in the
proposed test  procedure to cover testing of such devices and must have been
overlooked by  the person providing  such  testimony.

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EQC Agenda Item No.
June 8, 1984
Page 11
DEQ Inspection, of Stove Manufacturers and DEQ Review of Stove Design Changes

Some testimony questioned the value of DEQ inspecting manufacturing
facilities to see that stove manufacturers continually met certification
designs.  Also questioned was the need for DEQ to review and approve design
changes in stoves.  Suggestions were made to let accredited labs do this
jsince they already do this for safety testing follow-up.

The Department has never had any intent to check manufacturing facilities.
The Department's primary enforcement mechanism is planned to be random
stove retailer checks where changes in designs by the manufacturer or
retailer can be identified.  The Department will also check for the selling
of non-certified stoves during the retailer visits.

Considering the differences in areas of expertise between testing labs and
Department staff and the overall responsibility of the Department to
enforce the certification program, the Department believes it is reasonable
for the Department to review design changes to determine if they have the
potential to change emission and efficiency performances and hence affect
the continued validity of certification status.

Revocation of Certification

Testimony was submitted requesting a one year period before revocation of
certification in cases where labs are found to have improperly conducted
tests.

The Department believes procedures for revocation in OAR 340 Division 11
will provide due process and reasonable time for the revocation process.

Sale of Non-Certified Stoves

In one person's testimony, it was suggested that the rules be revised to
allow sales, etc. of non-certified woodstoves which are intended to be used
out-of-state.  The Department's Counsel has advised that the State has
clear authority to prohibit retail sales, etc. of uncertified stoves in the
state even though certain of the consumers intend to use them out-of-state.
To base the regulations of retail sales in Oregon on the residency or
intent of the buyers would raise substantial problems of enforceability.
Therefore, the Department continues to propose to regulate all retail sales
in Oregon and all sales to Oregon retailers.  Consequently, the presence of
an uncertified new woodstove in an Oregon retailer's showroom would
constitute a prima facie violation, without inquiry into the intent or
residency of prospective consumers.

It was this person's opinion that it did not appear to be the purpose of
the legislation nor would it be within the Jurisdiction of the Department
to regulate out-of-state emissions.  This person concluded that it would
constitute an undue burden on interstate commerce in violation of the
United States Constitution.  Because it is not the intent of the

-------
EQC Agenda Item No. A
June 8, 1984
Page 12
Department to regulate emissions throughout the country wherever Oregon
manufactured woodstoves might be used, the Department proposes to revise
the proposed rules to provide an exception to the prohibition of selling,
etc. an uncertified new woodstove, generally to not prohibit certain
wholesale transactions particularly those involving new woodstoves intended
for out-of-state retailers and consumers.

Degradation of Non-Catalyst Stoves

Some testimony requested that degradation of non-catalyst stoves be
considered in setting the emission standards in a manner similar to what is
proposed for catalyst stoves.

The Department recognizes that degradation in non-catalyst stove emission
performance can occur.  However, this degradation in the form of warped
doors, burned out baffles and deterioration of thermostats are common to
both technologies and difficult to quantify.  Catalyst degradation is
quantifiable and failure is expected before the total wearout of the stove
itself.. Therefore, the Department feels it is Justifiable to apply a
degradation factor just to catalyst stoves.

Reoertification Every Five Years

Some concern was raised about the need and costs for recertification every
five years.  The Department had originally proposed that recertification
fees and testing requirements can be waived if no changes have been made to
the stove design which affect emissions.  The Department believes it is a
reasonable policy to review the certified design specifications of each
certified stove against the actual production model stove each five years
to insure that no changes have been made without prior approval.

Catalytic Warranties

One catalyst manufacturer requested that the Department's proposed 2-year.
free replacement warranty requirement be changed to a 5-year prorated
warranty.  The Department believes prorated warranties do not offer as much
consumer protection and, therefore, protection of the airshed,  as full
replacement warranties, therefore, the Department does not propose to
change this requirement.

Advisory Coffi tt.ee Periodic Program Review

HB 2235 indicates an Advisory Committee may be formed to aid and advise the
Commission on adoption of emission standards and test procedures for wood-
stoves.  While testimony requested the Advisory Committee periodically meet
to review the  program, once the rules are adopted there is no specific
statutory authority for this  particular  advisory committee to continue in
existence.  The Department believes the  proper role of an advisory
committee in the future should  be to  continue to review and comment on rule
changes that the Department may propose  in the future.  The Department
would  propose  to appoint such an  advisory committee, when and if necessary.

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EQC Agenda Item No.
June 8, 1984
Page 13
Test Procedure Equipment Specifications

Some testimony requested some minor changes in testing equipment speci-
fication.  Changes considered reasonable have been made to the proposed
rules.

SUMMATION

1.  The 1983 Oregon Legislature passed HB 2235 which requires the EQC to
    adopt rules by July 1, 1984 to cover certification of new woodstoves.

2.  The Department has worked extensively with a Woodstove Advisory
    Committee, primarily representing Oregon's woodstove industry, to
    develop proposed rules.

3.  The Department and Woodstove Advisory Committee have been in virtually
    unanimous agreement as indicated by committee votes with the parts of
    the proposed rules dealing with testing procedures, certification
    process requirements, laboratory accreditation and labeling.  The
    Department and Advisory Committee had different views on the second
    stage of the emission standard.

4.  Extensive hearings were held on the proposed rules throughout the state
    during the first week in May.  Approximately 112 people testified or
    submitted testimony, some on behalf of major organizations.

5.  The major issue raised in the hearing process came from the woodstove
    industry which challenged the need and achievability of the second
    stage of the emission standard which would represent approximately an
    80} reduction in partlculate emissions in comparison to conventional
    stoves.

6.  The Department has extensively analyzed the information submitted by
    the woodstove industry in support of their concern about the second
    stage standard.  The Department concludes that issues raised about the
    uncertainty in airshed models, emission rates of baseline stoves, and
    realism of test fuel density do not Justify making any changes in the
    proposed rules.  The Department finds that the issues of downward
    adjustments to population projections used to project future wood use
    and performance of production model catalyst stoves have merit.

7.  Reassessment of airshed needs based on downward revised population
    projections of about 25? indicate woodstove certification emission
    reduction needs should be revised from the original 75 to 80? range in
    the Portland and Medford airsheds to a 72 to 78? range.

8.  Woodstove industry testimony indicated that the Department had
    erroneously based its belief that catalyst stoves could meet a 3
    gram/hr (80? reduction) standard on a prototype stove with a

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 EQC Agenda Item No.  A
 June 8,  1984
 Page 14
     obsolete catalyst.   Recent  Department  tests of  three  production model
     stoves using the best available  technology and  newly  designed catalysts
     still indicate attainment of a 3 gram/hr  standard  but 2 of  the 3 stoves
     Just barely attained compliance.  Statistical analysis of the
     variability in these stoves'  emission  performances indicate a standard
     of 4 grams per hour would be necessary to insure confidence that most
     of these stove designs incorporating this technology  would  comply.

 9.   Considering that slightly less airshed reductions  are needed than
     originally thought due to recent downward revised  population growth
     projections and that best-available-technologyf production  model
     catalyst-stoves have slightly higher emission rates than the prototype
     stove originally tested by  the Department, the  Department believes a
     stronger case can be made to support a 9/4 emission standard than
     a 7/3 emission standard.  A 9/4  emission  standard  should provide at
     least a 70-74? reduction in woodstove  emissions.   Such reductions would
     also support Department legislative testimony which indicated a 68-75$
     reduction was achievable with available technology.

10.   The Department believes a dual Condar  participate  sampling  technique
     can be recognized as equivalent  to Oregon Method 7 with minimally more
     equivalency testing.

11.   The Department believes that a two emission  test option with a maximum
     heat output efficiency test should be  allowed in lieu of 4  tests to
     reduce testing costs only in instances where prior written  notice is
     given to the Department and where small sales volumes of stoves are
     expected, such as in the case of specialty stoves. 'Such tests would be
     limited to Oregon Method 7  measurement because  of  increased
     inaccuracies of the Condar  sampling techniques  with less than four
     tests.  Should this policy  be abused,  further rule changes  would be
     recommended to insure that  the overall airshed  benefits of  full
     performance labelling are not lost.

12.   The Department believes that the specific statutory basis for  the
     Woodstove Advisory Committee expires with the adoption of the  proposed
     rules.  An advisory committee may be appointed  in  the future to comment
     on rule changes the Department may propose.

13-   Other issues raised by testimony do not warrant modifications  to the
     proposed rules with the exception of clarification of sales of non-
     certified stoves between Oregon  manufacturers and  dealers and  to
     non-Oregon businesses or residents and minor revisions to test
     instrument specifications.

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EQC Agenda Item No. A
June 8, 1984
Page 15
DIRECTOR* S RECOMMENDATION

Based on the Summation, the Director recommends that the Commission adopt
the revised proposed rules OAR 340-21-100 through -166 in Attachment 4 as
an amendment to the State Implementation Plan.
                                        Fred Hansen

Attachments:  1.  Hearings Officers* Reports
              2.  Summary of Written Testimony Submitted as Part of Hearing
                  Record.
              3.  Draft Statement of Need For Rulemaking and Land Use
                  Consistency Statement
              4.  Proposed Revisions to Draft Rules OAR 340-21-100 Through
                  -166
AA4422
J.F. KCWALCZYK:s
229-6459
May 23, 1984

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                                  Attachment  4
                                 (DRAFT RULES)
                            WOODSTOVE CERTIFICATION
                   Chapter 340, Division 21, Sections 100-166
340-21-100     Definitions

      -110     Requirements for Sale of New Woodstoves in Oregon
      -115     Exemptions

      -120     Emission Performance Standards and Certification

      -130     Testing Criteria and Procedures

      -140     General Certification Procedures
      -145     Changes in Voodstove Design

      -150     Labelling Requirements
      -152     Permanent Label
      -154     Removable Label
      •156     Label Approval

      -160     Laboratory Accreditation Requirements
      -161     Accreditation Criteria
      -162     Application for Accreditation
      -163     On-Site Laboratory Inspection and Stove Testing Proficiency
               Demonstration
      -164     Accreditation Application Deficiency, Notification and Resolution
      -165     Final Department Administrative Review and Certification of
               Accreditation
      -166     Civil Penalties, Revocations and Appeals
Appendix:      Oregon Department of Environmental Quality, Standard Method
               for Measuring the Emissions and Efficiencies of Woodstoves,
              [March 8, 1984] Mav ?1.
AA4165
-1-

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(DRAFT RULES)
                            WOODSTOVE CERTIFICATION
                Chapter 3^0, Division 21, Sections 100-166
Definitions



340-21-100   Unless otherwise required by context, as used in this Division:



    (1) "Accredited" means a woodstove testing laboratory holds a valid

    certificate of accreditation issued by the Department.



    (2) "Audit test" means a test [used] conducted  by the Department to verify

    a laboratory's certification test results.



    (3) "Catalyst-equipped" means a woodstove with a catalytic con bus tor that is

    an integral component of the design and manufacture of a woodstove.
        "Certify" means the Department has acknowledged in writing that a

    woodstove meets Department emission standards when tested by an independent

    laboratory according to Department test procedures.
         "Coraunigr1* means anv person who buva a woodatove for oera
         "Dealer" meana  anv person engaged in yelling wpodatovea to retail era ir

     other  dealers  for resale.  A. dealar uhloh ia alan an Oregon
     be  considered  to  be only a retailer for purposes qf these rules.
 AA4165                            -2-

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   [(5)]  C-7)   "Fixed air supply" means an air supply system on a woodstove which


    has no adjustable or controllable air inlets.




   C(6)J  C8)   "Heat output" means the heat output  (3tu/hour) of a woodstove


    during one test run, measured under test conditions prescribed by OAR 3^0-


    21-130.




   [(7)]  £9)   "Informal Departmental conference" means a meeting of a


    manufacturer,  dealer, retailer,  or laboratory  representative and a


    representative of the Department to discuss certification or accreditation


    denial or revocation, or civil penalties.  An  informal Departmental


    conference is not part of a judicial process or the formal hearing process


    as described in Oregon Administrative Rules Chapter 340, Division 11.



                      •.                   *
    MO)  "Manufacturer" means anv person who constructs a voodstove or parts for


    veodstovea.
   [(8)] £1H  "New Woodstove" means any woodstove that has not been sold,


    bargained,  exchanged, given away or has not had its ownership transferred


    fron the person who first acquired the woodstove from the manufacturer's


    dealer or agency, and has not been so used to have become what is commonly


    known aa "second hand" within the ordinary meaning of that term.
   [(9)] 112)  "Overall efficiency (J) over the range of heat outputs tested"


    means the weighted average combustion efficiency (J) multiplied by the


    weighted average heat transfer efficiency ($)  measured under test conditions






AAJM65                            -3-

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   (range of heat outputs) and calculated according to specific procedures



   prescribed by OAR 340-21-120(5).  This definition is applicable to the Stack



   Loss Methodology.  For the Calorimeter Room Method, the weighted average



   overall efficiency means the useful heat output released to the room,



   divided by the total heat potential of the fuel consumed.








   M3) "Retailer" means  anv person enaged in the sale of voodatovea directly
  [(10)]  (1ft)   "Smoke emission rate  (grams/hour) over the range of heat outputs



   tested1* means the weighted average particulate emissions  (grams/hour) that



   are produced by a woods tore under test conditions (range  of heat outputs)



   specified in OAR 340-21-130 and calculated according to procedures specified



   in OAH 3^0-21-120(5).
   [(11)]  (15)   "Weighted average" means the weighted average of the  test



   results  to  the  distribution of home heating needs in Oregon.   (Refer to OAR



   340-211-20(5)).
   [(12)]  (16)   "Woodstove" means  a wood fired appliance with a closed fire



    chamber which maintains an  air-to-fuel  ratio of less than 30 during  the



    burning of  90 percent  or  more  of  the fuel mass consumed in the low firing



    cycle.   The low firing cycle means less than or equal  to 25 percent  of the



    maximum burn rate achieved  with doors  closed or the minimum burn  achievable,



    whichever is greater.
AA4165

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 Requirements for Sale of Hew Woods tores In Oregon



     340-21-110(1)  On and after July 1, 1986,  a person shall not advertise to

 sell,  offer to sell,  or sell a new woodstove in [the State of] Oregon unless:



     (a)   The woodstove has been tested to determine its emission performance

     and  heating efficiency in accordance with criteria and procedures specified

     in OAR 3^0-21-130; and



     (b)   The woodstove is certified by the Department in accordance with

     procedures in OAR 340-21-140 as meeting the emission performance

     standards specified in OAR 340-21-120; and



     (c)   The woodstove is labelled for emission performance and heating
.                   •
     efficiency as specified in OAR 340-21-150[.]} provided, however, that tjhia

     section (1^ shall not apply to anv gftle fr*3m anv manufacturer or dealer; ta

     anv  Oregon manufacturer or dealer! OP to any out-of-state manufacturer.

     dealer or reta-tl er; or to any offer or advertisement for such flal *> fl

     only tn auc  a manufacturr-    lr or out-of-state retil r-
     (2) No manufacturer,  [or] dealer or retailer  shall alter either the

     permanent or removable label in any way from the label approved by the

     Department pursuant to OAR 340-21-156.
 AA4165                            -5-

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   (3) Violators of any of the above rules may be subject to civil
   penalties pursuant to OAK Chapter 340, Division 11 and 12 or other remedies
   prescribed by rule or [order.] statute.
   iptions
   3*0-21-115  (1) Wood-fired appliances that are not suitable for heating
   equipment in or used in connection with residences or commercial
   installations are  excluded from 340-21-110.  For example, portable
   camping stoves.

   (2) Wood-fired forced air furnaces that primarily heat living space or water
   through indirect heat transfer using forced air duct work or pressurized
   water  systems are  excluded from 340-21-110.
         Performanc*  Standards and Certification
    340-21-120 (1)  New woodatovea with minimum "heat output" of less than 40,000
    Btu/hr advertised for  sale, offered for  sale, or sold in [the State of]
    Oregon within the period July  1,  1986  to June 30, 1988, shall not exceed the
    following weighted average  participate emission standards when tested to
    procedures in OAfl 340-21-130.
AA4165                            -6-

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    (a)  15 grams per hour for a non-catalytic woodstove,  or








    (b)  6 grans per hour for a catalyst-equipped woodstove.








    (2)  New woodstoves with minimum "heat output" of less than 40,000 [Btu/hr]



    Btu  oer hour advertised for sale,  offered for sale,  or sold in [the State



    of]  Oregon on or after July 1,  1988 shall not exceed the following weighted



    average particulate emission standard when tested and measured according to



    test procedures in OAR 340-21-130.








    (a)  [7] 3. grams per hour for a non-catalytic woodstove or








    (b)  C33 JL grams per hour for a catalyst-equipped woodstove.








    (3)  New woodstoves with a minimum "heat output" of greater than 40,000  Btu



    per  hour,  advertised for sale,  offered for sale, or sold in [the State  of]



    Oregon after July 1, 1986 shall not exceed an average particulate emission



    standard equal to the sum of 8.0 grams per hour plus 0.2 grams per hour for



    each thousand Btu per hour heat output when tested to procedures in OAB 340-




    21-130.







    (4)  The Department will certify a woodstove as meeting the applicable



    woodstove emission standard after July 1, 1984 in accordance with procedures



    in OAfl 340-21-140.
AA4165                            -7-

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   (5) The weighted average particulate emission shall be calculated as
   follows:
   where:  E is the weighted average particulate emission rate in grams
   per hour; E-j, Eg, Ej.-.En are the particulate emission rates in grams  per
   hour from test runs 1  through n in order of increasing heat output; and  K-j
   K2» 53... Kn are the weighting factors for  test runs  1 through n.
   The weighting factors  (K^) are calculated  as follows:
   where  Pj_  is  the  cumulative  probability  from  Table  1  for  the heat out-
   put measured during each  test  run,  Po s  0, and  P^.^  s  1.
AA4165                            -8-

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                                  Table  1
                             (OAR  3^0-21-120)

              CUMULATIVE PROBABILITY FOR A GIVEN  HEAT OUTPUT
            DEMAND BASED ON OREGON CLIMATE (POPULATION WEIGHTED*)
    Heat Output
      (Btu/hr)

           0
         600
       1,200
       1,800
       2,400
       3,000
       3,600
       4,200
       4,800
       5,400
       6,000
       6,600
       7,200
       7,800
       8,400
       9,000
       9,600
      10,200
      10,800
      11,400
      12,000
      12,600
      13,200
      13,800
      14,400
      15,000
      15,600
      16,200
      16,800
      17,400
      18,000
      18,600
      19,200
      19,800
      20,400
      21,000
      21,600
      22,200
      22,800
      23,400
      24,000
  Cumulative
Probability f

   0.02640
   0.03071
   0.03503
   0.04130
   0.04888
   0.05863
   0.06879
   0.08122
   0.09837
   0.11586
   0.13522
   0.15803
   0.18394
   0.21615
   0.24867
   0.28798
   0.32621
   0.37040
   0.41575
   0.46226
   0.50831
   0.55778
   0.60326
   0.64770
   0.68572
   0.72483
   0.75743
   0.78883
   0.81816 .
   0.84386
   0.86822
   0.88951
   0.90667
   0.92228
   0.93620
   0.94720
   0.95545
   0.96158
   0.96699
   0.97151
   0.97515
Heat Output
  (Btu/hH

   24,600
   25,200
   25,800
   26,400
   27,000
   27,600
   28,200
   28,800
   29,400
   30,000
   30,600
   31,200
   31,800
   32,400
   33,000
   33,600
   34,200
   34,800
   35,400
   36,000
   36,600
   37,200
   37,800
   38,400
   39,000
   39,600
   40,200
   40,800
   41,400
   42,000
   42,600
   43,200
   43,800
   44,400
   45,000
   45,600
   46,200
   46,800
   47,400
   48,000
 > 48,000
  Cumulative
Probability f_P)

    0.97873
    0.98256
    0.98540
    0.98713
    0.98972
    0.99096
    0.99237
    0.99316
    0.99408
    0.99472
    0.99506
    0.99526
    0.99563
    0.99589
    0.99679
    0.99711
    0.99745
    0.99774
    0.99787
    0.99817
    0.99837
    0.99851
    0.99858
    0.99882
    0.99899
    0.99915
    0.99933
    0.99945
    0.99958
    0.99968
    0.99974
    0.99986
    0.99992
    0.99995
    0.99996
    0.99999
    1.00000
    1.00000
     .00000
     .00000
    1.00000
• Based on ambient temperature data during October through April,  1967-73  with
  population weighting from eight Oregon locations (Portland,  Medford,
  Pendleton, Astoria,  Burns,  North Bend,  Redmond,  and  Salem).
AA4165
               -9-

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Testing Criteria and Procedures








    3*0-21-130  (1) To be considered eligible for certification, a woodstove



must be tested in strict conformance with criteria and procedures contained in



the document Standard Method for Measuring the Emi^aiqns and Efficiencies of



jteaidenttal Woodatovea dated [March 8;, 1983], Mav 21. 1984.  and incorporated



herein by reference and on file at the Department.








    (2) All testing for certification purposes shall be conducted by a stove



    testing laboratory accredited by the Department in accordance with



    procedures specified in OAR 3^0-21-160.








    (3) The Department may permit minor changes in the testing criteria and



    procedures which the Department believes does not affect its accuracy with



    respect to compliance with the emission standard providing such changes are



    approved in writing by the Department prior to the actual conducting of such



    tests.








General Certification Procedure







    3*0-21-140  (1) Any woodstove manufacturer, or dealer, wishing to



obtain certification of a woodstove shall file an application with the



Department.








     (2) An application for certification must include:
 AA4165                           -10-

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    (a)   An appliance description which includes the woodstove model name and



    design number, a copy of the -appliance1s operating manual and a photograph



    of the stove.








    (b) Design plans of the woodstove, identified by design number, which



    include overall dimensions of the appliance and all dimensions and



    specifications of components critical to emission control and heating



    efficiency performance.  These components shall include combustion chamber



    configurations, all air inlet controls, heat exchanger design and make and



    model numbers of applicable purchased parts.








    (c) All test data and support documentation shoving that the woodstove



    has been tested in accordance with OAH 340-21-130 and that it meets the



    emission performance standard specified in OAR 340-21-120.








    (d) A non-refundable certification fee, payable to the Department at the



    time the application is submitted to the Department, is required for each



    stove model seeking certification.  The fee is:








        (a)  $1600.00 for a manufacturer's first model seeking certification,



             and



        (b)  $ 800.00 for each additional model submitted by the manufacturer.








    (3) The Department will promptly review an application for



    certification and:
AA4165                            -11-

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   (a) Notify the applicant in writing within 30 days of receipt of the
   application, of any deficiencies in the application that cause the
   application to be incomplete.

   (b) Notify the applicant within 60 days of receipt of a completed
   application whether certification is granted or denied pursuant to Sections
   4 and 7 below.

   (4) When all the proceeding requirements have been met, the Department
   will issue or deny a certification document to the manufacturer or dealer
   for the specified woodstove.

   (5) If the Department grants certification, the certification status
   shall be effective for no longer than 5 years unless extended or terminated
   by rule or order.

   (6) An application for a new document of certification shall be made by
   submitting a completed application including retesta and fees at least 60
   days prior to expiration of certification.  The Department may waive the
   retest and fees if the applicant demonstrates the previous evidence used to
   certify the woodstove has not  changed and remains reliable and applicable.

   (7) If  the Department denies certification of a woodstove, the
   Department will notify the manufacturer or dealer in writing of the
   opportunity  for a hearing pursuant to OAH Chapter 340, Division 11.
AA4165                            -12-

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Changes In Yoodstore Design







    340-21-145  Certification of woodstoves shall be valid for only the specific



model, design, plans and specifications which were originally submitted, tested



and approved for certification.  Any modification to the model, design, plans or



specifications shall cause the certification to be ineffective and any so



modified woodstoves to be uncertified, unless prior to making such modification



the certification holder submits the proposed modification to the Department for



approval, and the Department approves it.  The Department may approve the



proposed modification if the holder demonstrates and the Department finds that



the proposed modification would not affect emission performance or heating



efficiency.
    340-21-150  Woodstoves which must be labelled pursuant to OAH



340-21-110 and shall have affixed to them:








    (1) A permanent label, that has been previously approved by the Department



    in writing as to form, content and location, that shows the test emissions



    and heating efficiency for the range of heat outputs tested.








    (2) A point-of-sale removable label that verifies certification and shows



    how the appliance's emission test results compare with the Oregon emission



    performance standard; and shows the heating efficiency and heat output range
AA4165                            -13-

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    of the appliance.   The label shall be affixed to the appliance at the point-



    of-sale near the front and top of the stove and remain affixed until sold



    and delivered to the consumer.







    340-21-151  All woodstoves certified by the Department from July 1, 1984 on,



shall be labelled with a permanent and a removable label.
Permanent Label







    340-21-152 (1) The permanent label, or "Certified Test Performance"



label, shall contain the following information:







    (a)  Testing laboratory







    (b)  Date tested







    (c)  Test procedure used







    (d)  Manufacturer of appliance







    (e)  Model







    (f)  Design number
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    (g)  The statement:  "Performance may vary from test values depending



    on actual home operating conditions."








    (h)  A graph showing:








         (A) Smoke emission rates, in grams/hour, over the range of heat outputs



             tested.








         (B) Overall efficiency over the range of heat outputs tested.








    (2)  The axis of the graph shall be identified as follows:








         (a) Vertical axis, left side:  "Smoke - grams/hour", with a scale of



             0 to a maximum of 20, bottom to top.








         (b) Vertical axis, right side:  "Efficiency - 3", with a scale of a



             minimum of 50 to a maximum of 90, bottom to top.








         (c) Horizontal axis, bottom:  "Heat Output - Btu/hour", with a scale



             from 0 to a maximum of 5,000 Btu/hour higher than the highest



             tested heat output.








    (3)  Curves describing emissions and efficiency at various heat outputs



    shall be printed on the graph, and will be developed by the Department



    as follows:
AA4165                            -15-

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    (a)   The  emissions curve will  be developed by the Department by
    fitting the emission test data to the quadratic equation:
                                 y a
   where

                     y   s  participate emissions (grams/hour)
                     z   s  heat output (Btu/hour)
             ao,  a-j,  &2  ~  regression coefficients
    (b)   The overall efficiency curve shall be developed by the Department
    by fitting the efficiency test data to the quadratic equation:

                                 y s BO + a-|Z •»• a2x2

    where

                           y   s  overall efficiency (J)
                           z   s  heat output (Btu/hour)
                   ao,  »1,  *2  s  regression coefficients

    (U^  If the tvo teat oetion frefer to Oregon DEQ Standard Method Far
    Measuring T>ie ^m^g^^ons and Efficiencies of Woodatovea. Section S.8.8. Mav
    21.  1Q81H la used to test for Missions and overall efficiency, theni.


AA4165                            -16-

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        The emissions and efficiency performance of the appliance will each be



    described bv a line between the two test data points.



        The maximum heat output will be identified as a single oolnt.



        The statement:  "Not tested over entire heat output range of appliance"



    will be placed on the permanent label.



   [(*)] £5T   For woodstoves with a fixed air supply which have only two data



    points for emissions and two data points for overall efficiency the



    Department will :








         (a)  Develop  the emission performance description by averaging the two



             emission data points and describe the performance on the graph with



             a single point representing the average.








         (b)  Develop  the overall efficiency performance description by averaging



             the two  efficiency data points and describe the performance on the



             graph with a single point representing the average.
   1(5)] tfiV  The curves,  lines or single points will be developed and fit on



    the graph by the Department and transmitted to the appliance manufacturer



    for printing on the label.   Changes from the above criteria may be made by



    the Department as necessary to insure readability.  Approval of the label



    design,  layout, and location on the woodstove will b« made by the Departaent



    and shall be obtained pursuant to OAfl 340-21-156.







   C(6)] £7) The label shall be permanently secured or fixed to the appliance
AA4165                            -17-

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   so that it is visibly located on  the appliance  and  legible,  and  meets

   the following criteria:


                                             t
         (a) A permanent label  shall  be a label  that  cannot  be  removed from the

            appliance without  damage to the  label.   The  label  shall remain

            legible for the maximum  expected useful  life of the appliance  in

            normal operation.



         (b) A label shall be readily visible after installation.  Approval of

            the locatio'n of the label on a woodstove will be made by the

            Department and shall be  obtained pursuant  to OAH 340-21-156.  The

            label may be located on:



            (A) Any visible exterior surface except  the  bottom of the

                appliance, or  on



            (B) Any interior surface of the  appliance, within  stove

                compartments,  or under overlapping covers or doors,  or at

                another interior location, if  the  label  can be seen after

                installation and will remain legible for the life of the

                stove.



         (c) A legible label shall  be quickly and easily  read.



         (d) It  shall  be acceptable to combine  the  permanent label with another

         label,  such  as  a  safety  label, if  the  design and integrity  of the




AA4165                           -18-

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         permanent label is not compromised, and if the combination label meets



         the approval of the Department.








   C(7)J 131 Physical and Material Specifications








    (a)  The minimum dimensions of the label shall be at least 3-1/2" long



    by 2" wide.



    (b) The graph on the label shall be at least 3" long by 1-1/2" wide; and any



    enlargement of the graph shall maintain a proportion represented by the



    length to width ratio of 2:1.








    (c)  The label must be made of a material that will satisfy the



    permanency rule (3*0-21-152(6)(a)).  For instance, it may be made of



    aluminum, brass, galvanized steel, or another metal, and of a thickness



    that will ensure permanence of the label.








    (d)  The information on the label shall be applied to the label in a way



    that will satisfy the permanency and legibility rules (3*0-21-152(6)(a) and



    (c)).  For instance, the information may be etched, silk-screened,  or die-



    stamped onto the label.







    (e)  The label shall be secured to the appliance in a way that it will



    satisfy the permanency and visibility rules (3*0-21-152(6)(a) and (b)).  For



    instance, the label may be riveted, screwed, or bolted onto the appliance.
AA4165                            -19-

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Beaorable Label







    340-21-154 (1)  The point-of-sale removable label, or "Emissions and



Efficiency Performance" label, shall contain the following information:







    (a) "Smoke (Ave.) 	 grams/hour", weighted average of tested values.







    (b) "Efficiency (Ave.) 	Jn, weighted average of tested values.







    (c)  Summary of the applicable emissions standard.







    (d)  Heat output range, tested values.







    (e)  Manufacturer of appliance.







    (f)  Model of appliance.







    (g)  Design number of model.







    (h)  A statement verifying certification.







    (i)  The statement "Performance may vary from test values depending



    on actual home operating conditions."
 AA4165                            -20-

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         If the tvo test option la used frp test f'jr gmiaai^na and efficiency.



        statement "Not Tested Over Entire Heat Outnut flange of  Appliance" will



    be Placed on the removable label.








    (2)  The label shall be visibly located on the appliance when the



    appliance is available for .inspection by consumers.








    (3)  This label may not be combined with any other label or with



    other information.








    (4)  The label shall be attached to the appliance in such a way



    that it can be easily removed by the consumer upon purchase.  For



    instance, the label may be attached by adhesive, wire, or string.








Label Approval








    340-21-156 (1) Permanent label








    (a)  The Department will provide guidance on the design of labels



    by supplying information that shall be placed on the label at the



    time certification is granted.








    (b) The manufacturer or dealer shall submit to the Department:







    (A} The name, phone number and address of the label manufacturer.
AA4165                            -21-

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    (B) A  proof copy of  the label,  printed on a representative  sample  of  the



    label  stock,  shall be  submitted to  the Department,  if  practical; if not,  a



    sample of  the label  stock  shall be  submitted  for  review  with a proof  copy of



    the label.  The copy shall  be  as representative of  the intended final



    printed label as practical.  The copy  shall be actual size;  and shall  show



    the proposed  label design;  layout;  artwork; print size,  style and  color;  and



    shall  show all the information required  on the label,  including curves  or



    points.








    (C) A  drawing, diagram, or  photograph that identifies  the location of the



    permanent  label on the woodstove.



    (D) Information that describes or  shows  how the permanent label will  be



    affixed to the woodstove.   For instance, it may be  a description of an



    adhesive  type, adhesive manufacturer,  and performance  characteristics;  or



    rivet  type, rivet manufacturer, and performance characteristics.








    (c) Within 14 days of  receipt  of all  information  required in (b),  the



    Department will approve or  deny use of the proposed label.








    (2)  Removable label







    (a) The Department will provide the manufacturer  or dealer,  at the time of



    certification with:







    (A)  A copy  of  the  standardized printed  removable label, with all  printing



    specifications,  and










AA4165                            -22-

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    (B)  The specific information that shall be printed in the spaces on the



    label by the manufacturer.







    (b)  The manufacturer or dealer shall submit to the Department for review:







    (A)  A proof copy of the proposed label with the required information



    printed on the labels.







    (B)  The method of attaching the removable label to the woodstove.







    (C)  The name, telephone number, and address of the label printer.







    (c)  Within 14 days of receipt of all the information required in (b), the



    Department will approve or deny use of the proposed label.







    (3)  The manufacturer shall submit to the Department three final printed



    permanent, and three final printed removable labels within 1  month of



    receiving the labels from the printer.







Laboratory Accreditation Bequlreaenta







    340-21-160 A laboratory submitting test data pursuant to requirements



in this rule shall have a valid certificate of accreditation issued by the



Department.  A laboratory may initiate application for an accreditation



certificate by submitting written documentation to the Department that



accreditation criteria contained in OAR 340-21-161 are met.  In addition,









AA4165                            -23-

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the laboratory oust demonstrate stove testing proficiency pursuant to OAR

340-21-162, in order to qualify for accreditation.


Accreditation Criteria



    340-21-161 (1) All laboratories shall meet the following criteria and

standards at the time of application and shall continue to meet these criteria

as a condition of maintaining accreditation:


    (a)  The laboratory shall be an independent third-party testing organization

    with no organizational, managerial, or financial affiliation with any

    manufacturer, supplier or vendor of any woodatove covered under its testing

    programs.  For example:

  •
    (A)  The laboratory shall not be owned by any manufacturer or vendor, or own

    any manufacturer or vendor of woodstoves.


    (B)  The management of the laboratory shall not control or be controlled by

    any manufacturer or vendor.


    (C)  The laboratory shall not be engaged in the promotion or design of the

    woodstove being evaluated or tested.


    (D)  The laboratory shall have sufficient diversity of clients or activity

    so that the loss or award of a specific contract regarding testing would not

    be a determinative factor in the financial well being of the laboratory.



AA4165                            -24-

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    (E)   The employment security status of the personnel of the laboratory shall



    be free of influence or control of any one or more manufacturers or vendors



    of woodstoves tested.








    (b)   The laboratory shall be operated in accordance with generally accepted



    professional and ethical business practices.   For example:








    (A)   The laboratory shall accurately report values that reflect measured



    data.








    (B)   The laboratory shall limit certification program test work to that for



    which it can perform competently.








    (C)   The laboratory shall immediately respond and attempt to resolve every



    complaint contesting test results.








    (c)   The laboratory shall be staffed by personnel competent to perform the



    test procedures for which accreditation is sought, for example:








    (A)  The laboratory shall assure the competency of its staff through the



    observation or examination or both of each relevant staff member in the



    performance of tests,  examinations, and inspections that each member is



    assigned to perform.  The observations oust be conducted at intervals not



    exceeding one year by one or more individuals Judged qualified by the person



    who has technical responsibility for the operation.
AA4165                            -25-

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   (B)  The laboratory  shall make available  the description of  its  training



   program for assuring that new or untrained  staff will  be able  to perform



   tests and inspections  properly and uniformly to the  requisite  degree of



   precision and accuracy.








   (C)  The laboratory  shall maintain records, including  dates  of the



   observation or  examination of performance of all personnel.








   (d)  The laboratory  shall be equipped with  the necessary instrumentation and



   equipment to test  all  appliances in accordance with  the Department's test



   procedures.








   (e)  The laboratory  must have in place  and  maintain  a  viable record keeping



   system.  This means  that records must be  easily accessible,  in some logical



   order and contain  complete information  on the subject.  Records  covering the



   following items are  required and will be  physically  reviewed during the on-



   site assessment either in total or by selected sampling:








   (A)  Measuring equipment j. [-] each instrument name and description,  name of



   manufacturer, model, style and serial number.  Specifications  on range  or



   level of precision,  date and documentation  of calibration, record of



   maintenance and frequency of calibration.







   (B)  Data systems j. [-] samples of raw and reduced data sheets,  test report



   format, method  (manual or automated) of data recording, analysis and



   reporting.










AA4165                           -26-

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    (C)  Staff training dates and results j.








    (D)  Staff competency review dates and results _».








    (E)  Equipment calibration (or verification) records shall include the



    following:  equipment name or description; model, style, serial number;



    manufacturer; notation of all equipment variables requiring calibration or



    verification; the range of calibration/verification; the resolution of the



    instrument and allowable error tolerances; calibration/verification date and



    schedule; date and result of last calibration; identity of the laboratory



    individual or external service responsible for calibration; source of



    reference standard and traceability.








    (F)  Test data and reports, including emissions and efficiency calculations



    fully documented and all other items required by the specific test method.








    (G)  Sample tracking and logging records shall trace the movement of each



    stove through the laboratory from its receipt through all the tests



    performed to the final test report.   Dates, condition of sample,  and



    laboratory personnel involved should be included.







    (f) The laboratory shall maintain a quality control system to help assure



    the accuracy and technical integrity of its work consisting of the



    following:
AA4165                            -27-

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    (A)  The laboratory's quality  control  system must  include  a  quality  control
    manual containing written  procedures and  information in response  to  the
    applicable requirements of the test procedures.  The procedures and
    information may  be explicitly  contained in  the manual  or may be referenced
    so that their location in  the  laboratory  is clearly  identified.   The written
    procedures and information must  be adequate to guide a testing technician
    and inspector in conducting the  tests  and inspections in accordance  with the
    test methods and procedures required for  the stove testing for which
    accreditation is sought.

    (B)  The laboratory  shall  have a current  copy of its quality control manual
    or laboratory operations control manual available  in the laboratory  for use
    by laboratory personnel and shall make the  manual  available  to the
    Department for review and  audit.
                                                •
    (C)  The quality control manual  shall  consist of general guidelines  for the
    quality control  of  the laboratory's method  of operation.  Specific
    information  shall be [is]  provided for portions of individual test methods
    whenever  specifics  are needed  to comply with the criteria  or otherwise
    support the  laboratory's operations.

    (g)  The  laboratory  shall  maintain an  emissions and  efficiency computer
    program  that produces reasonably the  same results  to the Department's, using
    a standard data  set provided by the Department.
AA4165                            -28-

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    (h) Neither the laboratory owners or business affiliates shall discriminate



    in management or business practices against any person or business because



    of race, creed, color, religion, sex, age, or national origin.  In addition,



    neither the laboratory or its owners or operators shall be certified by any



    association or are members of any association that discriminates by business



    or management practices against any person or business because of race,



    creed, color, religion, sex, age, or national origin.








Application for Laboratory Accreditation








    340-21-162  (1) A laboratory applying for accreditation shall state in



writing and demonstrate by providing documentation, that they comply with the



criteria and standards in OAR 340-21-161 at the time of application, and how



they will continue to meet the criteria and standards on an on-going basis.








    (2) The laboratory shall notify the Department in writing within 30 calendar



    days should it become unable to conform to any of the criteria and standards



    in OAR 340-21-161.








    (3)  The laboratory shall demonstrate to the Department that the



    laboratory's emission and efficiency computer program produces reasonably



    the same results to the Department's, using a standard data set provided by



    the Department.
AA4165                            -29-

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    (U)   Deficiency in the application will be identified by the Department in



    writing,  and must be resolved by the laboratory before further processing



    occurs.








    (5)   The application will not be considered complete for further processing



    until the laboratory certifies in writing that the deficiencies have been



    revolved.  The application will be considered withdrawn if the applicant



    fails to certify resolution within 90 days of postmark of notification by



    the Department.








    (6)   When the application is approvable,  the Department will inform the



    laboratory in writing and schedule an on-site laboratory inspection.








On-Site Laboratory Inspection and Store Testing Proficiency Demonstration








    340-21-163  (1) An on-site inspection will be conducted by a Department



representative after all laboratory information required by OAR 340-21-161, has



been provided by the laboratory, reviewed and approved by the Department.  The



on-site visit will be conducted when a laboratory initially applies for



accreditation and when the laboratory  reappltea for a new certificate of



accreditation j. [renewal.]








    (2)  During the on-site inspection, the Department representative will:








    (a)  Observe the Stove Testing Proficiency Demonstration specified in OAR




    340-21-162(3).









AA4165                            -30-

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    (b)   Meet with management and supervisory personnel responsible for the



    testing activities for which the laboratory is seeking accreditation.








    (c)   Review representative samples of laboratory records.   To facilitate



    examination of personnel competency records,  the laboratory should prepare



    a list of names of staff members who perform the tests.








    (d)   Observe test demonstrations and talk with laboratory personnel to



    assure their understanding of the test procedures.   Refer to OAfl 340-21-130




    and  3*0-21-162(3).







    (e)   Physically examine selected equipment and apparatus.








    (f)   At the conclusion of the on-site visit,' the Department will discuss



    observations with responsible members of the laboratory management pointing



    out  any deficiencies uncovered.








    (3)   In order to be accredited and as a part of each on-site laboratory



    inspection, each laboratory must demonstrate to the Department's



    representative its ability to successfully and proficiently conduct and



    report a woodstove emission and efficiency test.  Each laboratory will be:








    (a)   Required to test one woodstove provided by the Department.   Costs for



    all  stove shipping, catalytic combustors,  or other  necessary parts will be



    paid by the laboratory.
AA4165                            -31-

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    (b)  Required to test the stove in accordance with testing criteria and



    procedures specified in OAR 3^0-21-130.







    (c)  Conduct the actual emission and efficiency testing in the presence of a



    Department observer.







    (d)  Submit all test data, observations and test results to the Department



    for technical evaluations.







Accreditation Application Deficiency, Botlflcation and Besolutioa







    340-21-164  (1) Any deficiencies noted during the on-site inspection and/or



in the test data and test results submitted from the stove testing proficiency



demonstration will be specifically identified in writing and mailed to the



laboratory within 30 days of the on-site visit.







    (2)  The laboratory must respond in writing within 30 days of the date of



    postmark of the notification by the Department and provide documentation



    that the specified deficiencies have been corrected.  All deficiencies must



    be corrected prior to accreditation being granted.







    (3)  Deficiencies noted for corrective action will be subject to thorough



    review and verification during subsequent on-site visits and technical



    evaluations.
 AA4165                            -32-

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    (4)  Any deficiencies in the test data and/or results may result in



    subsequent proficiency tests being required at the laboratory with a



    Department representative present.








Final Department AdattrtatratlTe Beriew and Certificate of Accreditation








    340-21-165  (1) When all application material has been received, including



the on-site inspection and the stove testing proficiency evaluation, and there



has been time for all deficiencies to be resolved, the Department will grant or



deny accreditation.








    (2)  Accreditation can be denied for failure to comply with or fulfill any



    of the criteria in OAB 340-21-161, -162, and -163.








    (3)  When accreditation is approved, a certificate of accreditation will



    be issued to the laboratory.  Accreditation will be granted for a period of



    three years (36 months) subject to rule change or revocation for cause,



    pursuant to OAB 340, Division 11.








    (4)  A certificate of accreditation is not renewable.  A holder may obtain a



    new certificate of accreditation by completing the application procedure in



    OAB Chapter 340-21-162, and demonstrates compliance with OAB [Chapter] 340-



    21-161 and -163.







    (5) The Department may select and audit test one stove tested by the



    laboratory during its accredited status to verify certification test










AA4165                            -33-

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    results.   Any discrepancies noted will be communicated to the laboratory



    by certified or registered mail.   The laboratory must respond in writing



    within 30 days of postmark of notification and provide documentation or



    certification by an authorized member of the laboratory management that



    the specified discrepancies have been corrected or the laboratory may be



    subject to civil penalties or revocation of accreditation.








    (6) A laboratory may voluntarily terminate its accreditation by written



    request at any time.  The certificate of accreditation must be returned with



    the request.








Civil Penalties, Revocation, and Appeals








    340-21-166  (1) Violation of any of these rules shall constitute cause to



revoke the manufacturer or dealer's woodstove certification or laboratory's



certificate of laboratory accreditation, and also may be subject to civil



penalties and other remedies pursuant to rule or statute.








    (2)  Certification of a woodstove may be revoked if the woodstove was tested



    at a laboratory that was found to be in violation of accreditation criteria



    and rules at the time the woodstove was tested for certification.








    (3)  When certification or accreditation has been revoked,  the holder shall



    return the  certification or accreditation document to the Department and



    cease to use mention of Department certification or accreditation of the
 AA4165

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    stove model or laboratory on any of its test reports,  correspondence or



    advertising.







    (4) Stove certification and lab accreditation revocation [would be] shall



    be bandied as contested cases pursuant to OAH Chapter 3^0>  Division 11.
AA4165                            -35-

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                                               APPENDIX 1
         OREGON DEPARTMENT OF ENVIRONMENTAL QUALITY

STANDARD MET20D FOR MEASURING THE EMISSIONS AND EFFICIENCIES
                        OF WOODST07ES
                        May 21,  1984

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                             TABLE OF CONTENTS






                                                                     Page



SECTION 1:   SCOPE AND PURPOSE	  1



SECTION 2:   TEST FACILITY AND APPLIANCE INSTALLATION	  2




SECTION 3:   TEST EQUIPMENT AND INSTBU MENTATION	  3




SECTION 4:   TEST FUEL REQUIREMENTS	  7




SECTION 5:   APPLIANCE OPERATING PROCEDURE	 10




SECTION 6:   TEST METHODOLCCI AND CALCULATIONS	 15




SECTION 7:   TEST DATA	 25




SECTION 8:   CATALITIC COMPONENT CERTIFICATION REQUIREMENTS	 26

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                       SECTION 1:  SCOPE AND PURPOSE

1.1   SCOPE

      1.1.1  This document prescribes a standard method of testing
             voodstoves to obtain particulate emission factors based on
             useful heat output for appliances that produce less than 1.5 z
             1
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             SECTION 2:  TEST FACILITY AND APPLIANCE INSTALLATION
2.1   DESCRIPTION OF TEST FACILITY

      2.1.1  The testing will be conducted in an area with  a  height  for
             atmospheric discharge of flue effluent at  15 ±. 1  foot
             (4.6 £ 0.3n) above the top surface of the  scale.

      2.1.2  The flue exit shall freely communicate with  the  laboratory,
             that is, the area shall have essentially the same pressure
             such that no artificial draft is imposed on  the  appliance.

      2.1.3  the test chamber room temperature shall be maintained between
             65° F and 90° F (18° C and 32°  C) during the course  of  any
             test.

      2.1.4  Air velocities within 2 feet (0.6m) of the test  appliance and
             exhaust system'shall be less than 50 feet/minute (0.25  m/s)
             without a fire in the unit.

      2.1.5  All calorimeter rooms must meet the specific criteria in the
             June, 1982 Wood Heating Alliance document, Standard  for
             Testing the Heating Performance of Wood-Fired  Closed
             Combustion Chamber Heating Appliances, for accuracy
             verification and calibration procedures before conducting
             appliance performance testing.

2.2    APPLIANCE  TVSTALLATTOM FOR F3gg STANDING ST075S

      2.2.1  Unless specified differently by the manufacturers, the  flue
             pipe shall be made of No. 24 gauge blaclc steel and shall  have
             an  insulated metal solid pack type chimney above the
             particulate and combustion gas  sample probe  port locations
             with a minimum 1 inch (2.5 cm)  solid pack  material.

       2.2.2  The flue shall extend to 15 ± 1 feet (4.6  ±  0.3m)  above the   .
             platform scale on which  the appliance is located.  All  flue
             pipe cracks or Joints shall be  sealed.

       2.2.3  The appliance  and parts  shall be assembled and installed in
             conformance with the manufacturer's published  installation
             instructions.

 2.V   APPLIANCE  TMSTALLATTOW FOB FTggPLACS TttSgaTS

       2.3.1  Fireplace  inserts  shall  be installed on the  platform scale
             with  R  12  insulation applied to all surfaces not normally
              exposed to  the room  to  be heated.  The appliance parts  and
             exhaust  system shall be  assembled and installed  in conformance
             with  the manufacturer's  published installation instructions.


 AA2837                           -  2  -

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      2.3-2   The flue pipe shall consist of an insulated metal solid pack
             type chimney positively connected from the appliance flue
             outlet,  extending to the participate and combustion gas sample
             probe port locations with a minimum 1 inch (2.5 cm) solid pack
             material.
                     SECTION 3:  TEST EQUIPMENT AND INSTHOMENTATION
      TEST EQUIPMENT SET-OP

      3.1.1   The equipment to be used for emissions and efficiency testing
             is illustrated in Figure 3.1 and described belcw.

      TEST FUEL WEIGHT
      3.2.1   The balance used to weigh the fuel shall be accurate
             to ± 0.1 pound (0.05 kg).

      3.2.2   The appliance to be tested shall be centrally placed on a
             platform scale.   The scale shall have a monitor or other
             feature such that the weight change of the fuel loads may be
             continuously displayed.  The scale shall be capable of reading
             weights to 0.1 pound (0.05 kg) and shall have a tare feature.
                                                                J
      FLUE GAS TEMPE3ATU3ES
      3.3-1  Flue gas temperatures shall be determined with a thermocouple
             or other temperature sensing device at a height of 8 to 9 feet
             (2.4 - 2.7 m) from the top surface of the scale.  The
             temperature sensing device shall be located in the center
             of the flue gas stream.

      3.3*2  The temperature sensor and associated display and recording
             equipment shall have a resolution of 1°F (0.5°C).

      STOVE SOBFACE TEMPESATUBES

      3.4.1  Stove surface temperatures shall be determined with a shielded
             temperature sensing device placed at 5 locations on the
             appliance's exterior surfaces.  Temperature locations shall be
             centrally positioned on the top, two sidewall, bottom and back
             combustion chamber surfaces (not on heat shields) if these
             surfaces are exposed while testing.  Surface temperature
             locations for unusual design shapes (spherical, etc.) shall be
             positioned to conform to the intent of the locations
             described.
AA2837
- 3 -

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      3.1.2   The  temperature  sensing  device  and  associated  display  shall
             have a resolution of  1°F (0.5°C).

      STOVE  CQMBOSTION  TEMPERATURES

      3.5.1   Radiation  shielded  thermocouple^ )  or  other  equivalent
             temperature  sensing device(s) shall be located in the  primary
             and  secondary  (if applicable) combustion chambers to measure
             gas  temperatures at a location  where direct  flame impingement
             on the sensing device does  not  normally occur.   If a catalytic
             combust or  is part of  the stove's  combustion  features,  an
             additional thermocouple  must  be located in the permanent
             temperature  monitoring port required in Section 8.4.1.

      3.5.2   The  temperature  sensing  devices and associated display shall
             have a resolution of  1°F (0.5°C).

      FLCTS. GAS COMPOSITION
      3.6.1   Dry flue gas composition shall  be measured with continuous
             combustion gas analyzers to include  percent by volume (dry
             basis)  carbon monoxide,  carbon  dioxide,  and oxygen.   Samples
             shall  be extracted at the same  height as flue  gas temperature
             measurements and withdrawn through a probe and tubing made of
             inert  materials.   The probe shall be bent into the flow of the
             flue gases.

      3.6.2   A gas  stream sample conditioner using a  glass  fiber filter is
             required in line before  the analyzer.  The sample conditioner
             shall  include two iapingers encased in an ice  bath,  one water
             trap and a silica gel trap in sequence.

      3.6.3   Minimum performance specifications for accuracy and precision
             for the combustion gas analyzers and recorders include:

                Drift £  ±. U of full scale  per 8 hours
                Repeatability ± 1} of full scale
                Resolution:  0.1) for C02 and 02; 0.01) for CO by volume
                Accuracy:  ±. 1) of scale

?.7   TRACER GAS DETECTOR

      ^.7.1   Minimum ogrforrganoa ap«gtf toatiQpa for aeeuraev and precision
             for th» tracer gag analyser Include;

                           of full agati» j<»r 8 hours
                               ^ Percent of  full
               Accuracy *
AA2837

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?.8   FLPg MOISTTraE CONT5KT DETS3MINATTON

      3.8.1  A wet bulb-dry bulb technique shall be used to determine the
             water vapor present in the flue gases for on-line sampling
             purposes to maintain proportional sampling and appropriate
             weighting of enthalpy losses during burn cycle.  A wet bulb
             temperature sensor shall be placed at the same location as
             the flue gas dry bulb temperature sensor.  The wet bulb sensor
             shall consist of a thermocouple or other temperature sensing
             device with a cloth sock placed at the sensor end and
             saturated with water.  The wet bulb sensor shall be placed
             in the center of the flue gas stream until the temperature
             reaches a steady state.  The wet bulb temperature must be
             taken while the sock is saturated with water.  The appropriate
             water vapor content is determined using psychometric charts
             (See Oregon Source Sampling Method 4, Appendix 1).

3.9   DRAFT
      3.9*1  The draft or static pressure (in inches of water) shall be
             measured in the flue at a location no greater than 1 foot
             (30.5 cm) above the flue connector at the stove outlet.

  10  SELATTyE HPMTDITT

      3.10.1 The test facilities ambient relative humidity shall be
             measured and recorded prior to and at the completion of each
             test cycle.

  11  DATA BECOmTVn
      3.11.1 Data recording shall commence upon charging of the test fuel
             load and all measurements shall be recorded either manually or
             automatically at least at every 5 minute interval for the
             entire test period.  In addition* appliance surface and
             combustion chamber temperatures are also required at every
             five minute interval one hour prior to the test cycle.

3.12  INSTRUMENT CALrBBATTOW

      3.12.1 notwithstanding any standard calibration procedures designed
             to assure and maintain the accuracy of standard source testing
             equipment, the following calibration and testing methods must
             be utilized on the auxiliary equipment when testing woodstoves
             for air emissions.

      3.12.2 Continuous gas analyzer(s) calibration

             Upon receipt of equipment or any time the single point audit
             described below fails, a multipoint calibration of the
AA2837                           - 5 -

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            analyzer must  be  completed  before  the  instrument  ia put  into
            service.

            a)  Set up  the instrument and  allow  it to  operate for a  suf-
                ficient time  to  stabilize  as recommended by the
                manufacturer's published operating procedure.

            b)  Introduce  zero gas  into the instrument at the normal
                sample  flow being careful  not  to pressurize the sample
                stream. Normally,  this will be  accomplished  by allowing
                the zero gas  to  flow into  a three  port vessel at a rate of
                at least twice the  instrument  sample rate and withdrawing
                sample  from another port on the  vessel while  the third
                port is allowed  to  vent to the atmosphere.

            c)  Introduce  consecutively in the same manner as b) three
                certified  calibration gases in artificial air noting the
                Instrument response of  each.   The  gases should represent
                approximately 20*,  50?  and 80S of  the  instruments' full
                scale concentration.

            d)  Construct  a calibration curve  using the data  collected in
                b) and  c).
     3.12.3 Continuous  gas  analyzer(s)  audit
            Before and  after each  test  [and at intervals not  to exceed 2
            hours  during the test],  conduct a single  point audit of the
            instrument  as described  below.   Tt la  highly rgeopmeRded  that
            a. ainfflft gptnt audit rtf  the tngtr^jqent be conducted at
            interval a not to Meegd  2 hours during the teat periods.
             a)   Disconnect the instrument sample line  from the  sample
                 source at a point upstream of all sample conditioning
                 equipment (dryers,  scrubbers,  etc.).

             b)   Being certain to avoid pressurizing the  system,  introduce
                 a certified reference gas into the analyzer through all
                 sample conditioning equipment.  The sample gas  should be
                 in the range of 205 to 80$ of full scale of the
                 instrument.

             c)   If the instrument response to the audit  gas differs by
                 more than 5J from the calibration curve,  disregard all
                 data collected with the instrument since the last  success-
                 ful audit and perform a multipoint calibration.

             d)   Before and after each test,  leak check the system  by plug-
                 ging the inlet and watching the sample flow rotometer.
1A2837                           - 6 -

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      3.12.4  Platform scale auditing

             a)  Upon installation of the scale, a multipoint calibration
                 must be performed using NBS traceable weights.  This
                 function will normally be performed by the scale
                 manufacturer.  As soon as practicable after the
                 calibration, one or more weights may be weighed for uae as
                 a calibration traceable standard weight for audit
                 purposes.  The weight should be constructed from a weight
                 stable (non-oxidizable and non-hydroscopic) material and
                 maintained in such a way that its weight integrity is
                 assured.

             b)  Before and after each series of tests, the scale must be
                 audited by first zeroing and then weighing at least one
                 calibration traceable weight that corresponds to 20J to
                 80? of the expected charge load of the stove to be
                 tested.  If the scale does not reproduce the value of
                 traceable weight within ±0.4 Ibs, the scale shall be
                 recalibrated before use and void previous results.

      3.12.5  Tracer gas flow measurement

             a)  111 rotoaeters used in conjunction with tracer gas
                 injection flow measurement techniques must be calibrated
                 with the intended gas using either a calibrated volume
                 measurement device such as a dry or wet gas meter or an
                 accurate volume (displacement).

             b)  The tracer gas detector must be calibrated at the begining
                 and end of each set of tests by introduction of a
                 certified reference gas.  The gas must b« introduced
                 through all normal gas conditioning devices and in such a
                 way as to prevent system pressurization.
                            SECTION 4:  TEST FUEL HEQOUJEMENTS
H.1   FHEL PHQPSBTTSS

      4.1.1  The test fuel shall be untreated, air dried Douglas fir
             lumber,  iciin dried lumber ia not pliovad.  To insure positive
             identification of Douglas fir, species type is stamped D.F.  oo
             the lumber by the certified lumber grader at the mills.   The
             oven-dried density range shall be 28.7-37*4 pounds per cubic
             foot (.46-0.60 gm/cm3).  The density shall b« determined and
             reported for certification purposes.
AA2837                           - 7 -

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      4.1.2  The teat fuel shall have a moisture content range between 16}
             and 20? on the wet baaia (19-25J dry baaia).  Moiature content
             shall be determined by measurements made with a calibrated
             electrical resistance type moisture meter or other equivalent
             performance type meter.  Note:  To convert moisture meter
             readings from the dry baais to the wet baaia:  (100HJ dry
             reading) 7 (100 •»• J dry reading).

      4.1.3  Minimum performance specifications for accuracy of the
             moisture meter shall be +, 3J of reading.

      4.1.4  Moisture content determination per load shall be an average
             of a minimum of three readings for each fuel piece measured
             parallel to the grain of the wood on three sides (end readings
             excluded).  If an electrical resistance type meter is used,
             electrode penetration shall be to a one inch depth using
             insulated pins.  Moisture content measurements shall be made
             within a four hour period prior to testing, and the teat fuel
             ahall be at room temperature.

      4.1.5  Ho wetting of previously dried wood is allowed.  It is recom-
             mended that the test fuel be stored in a temperature and
             humidity controlled room.

      4.1.6  The test fuel shall be essentially free of toots, and free of
             any rotted or molded areas or other defects such as pitch
             seams.

      4.1.7  The higher heat value of the fuel shall be determined by bomb
             calorimetry using ASTM Method D 3286-77 or D 2015-77.  A
             composite sample from each piece of the test charge shall be
             analyzed and reported for each test fuel load.

4.2   TJi!ST FtreL PTECSS

      4.2.1  The dimension of each piece of fuel (flanged lumber) shall
             conform to the nominal measurements of 2x4 and 4x4 lumber
             (1-1/2 x 3-1/2 and 3-1/2 x 3-1/2 in).

      4.2.2  The flanged lumber dimensions will vary according to the
             appliance* s firebox volume aa indicated below:

               Usable firebox volume         Flanged lumber piece size
                                                 ( norni n t
                    1.5                           2x4
                    1.5 i 3                  2x4 approximately 1/2 weight
                                             of test fuel load
                                             4x4 approximately 1/2 weight
                                             of test fuel load
                   >3                             4x4
AA2837                           - 8 -

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      4.2.3   Each  flanged piece  shall  be constructed in a configuration to
             conform to the following  requirement for spacer dimensions and
             spacing intervals:   Spacers will be constructed from air dried
             Douglas fir lumber  (meeting the fuel specifications in Section
             4.1)  5  inches in length,  1-1/2 inches in width,  and 3/4 inches
             in height (12.7 x 3.8  x 1.9 cm).  The spacers are to be
             attached by uncoated ungalranised nails or staples to the
             lumber  flush with the  ends of each piece such that a 3/4 inch
             (1.9  cm) extension  of  the spacer occurs at the width of each
             end of  the log as Illustrated in Figure 4.2-A.

      4.2.4   An optional acceptable flanged fuel configuration has
             identical spacing intervals as indicated in 4.2.3, but with a
             greater spacer dimension in height as depicted in Figure 4.2-
             A.   The optional spacer configuration must conform to the
             conditions specified in 4.2.3 and Beet the 5 inches in length,
             1-1/2 inches in width  and 1-1/2 inches in height (12.7 x 3.8 x
             3.8 cm).

      4.2.5   The length of each  piece  of test fuel shall be of equal length
             and shall closely approximate 5/6 the length of the longest
             usable  dimension of the firebox.  (S«e 4.3.2)

      4.2.6   Test fuel pieces shall b«. arranged in the firebox in
             conforaance with the manufacturers published written
             instructions and in a  configuration which maintains air space
             intervals between the  logs.  The fuel shall be positioned so
             that the flanges are flat (parallel) to the floor of the
             firebox, with the flanged edges in contact (abutting each
             other).  If loading difficulties result,  some fuel pieces may
             be placed on edge.   If the usable firebox volume is between
             1.5 and 3.0 ft3, alternating the piece sizes in vertical
             stacking layers is  required to the extent possible.   For
             example, 2x4's shall be placed on the bottom layer in direct
             contact with the coal  bed and 4x4's on the next layer, etc.
             (See Figure 4.2-B).  Photo documentation of the loading
             configuration for each test cycle shall be provided to the DEQ
             for certification purposes.

      4.2.7   Appliances of unusual  or  unconventional firebox design shall load
             the fuel in a configuration which maintains air space intervals
             between the flanged lumber and is in conforaance with the
             manufacturers published written instructions.  Any appliance that
             will not accommodate the  loading configuration specified in 4.2.6,
             must obtain DEQ loading configuration approval prior to testing  for
             certification purposes.

      4.2.8   Appliances that are designed to provide continuous feed
             pelletized or chipped  fuel must prearrange an equivalent test
             criteria agreement  with the DEQ prior to testing for
             certification purposes.
AA2837                           - 9 -

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       LOAD SIZE
     4.3.1  The initial fuel load and  the  teat fuel  charge  shall  be  baaed
            on weight  per usable firebox volume.   The fuel  loads  shall  be
            equivalent to seven pounds of  fuel as  fired  per cubic foot
            (112 kg/m3) of usable firebox  volume ± 10 J.

     4.3.2  To avoid stacking difficulties,  or when a whole number of fuel
            pieces does not result, all piece lengths nay be adjusted
            uniformly  to remain within the specified loading density.

     4.3*3  Usable firebox volume means the entire volume of the  (primary)
            combustion chamber less any volume where firewood could  not
            reasonably be placed, such as  areas restricted  by baffles or
            firebrick,  (see Figure 4.3)
                      SECTION 5:  APPLIANCE OPERATING  PROCEDURE
        gSETEST STABT OP

      5.1.1   The pretest  startup  phase  is  designed  to  bring  the  stove  up to
             a  stabilized operating  temperature  that is reflective  of  the
             heat output  range  required for  the  following  test cycle.    *

      5.1.2   Pretest  start up will begin with  ignition of  kindling  from  a
             cold start with no charcoal residue in the firebox.  A layer
             of cold  wood ashes spread  to  a  uniform depth  of up  to  one
             inch in  depth (2.54  cm)  on the  floor of the firebox or ash  pan
             is optional.   The  kindling load shall  consist of between  4-3
             pounds (1.3  - 3.6  kg) of finely split  Douglas fir with a
             moisture content range  up  to  20J  on the vet basis.  Crumpled
             newspaper balls loaded with the kindling  shall  be used to help
             attain ignition.   The air  supply  controls may be adjusted per
             the manufacturer's published  instructions for the kindling  start up
             phase.

      5.1.3   After 50 - 752 of  the kindling  by weight  has  been consumed,  a
             pretest  fuel load  shall  be added.   The pretest  fuel load  shall
             meet the same fuel species and  moisture content specifica-
             tions as the test  load.  The  pretest fuel load  shall consist of
             whole 2x4 lumber pieces, without  flanges, that  are  no  less  than  1/3
             the length of the  teat  fuel.  Additional  fuel may be added  provided
             it meets the above requirements and that  uniform charcoalization
             and weight specifications  are adhered  to  before the test  cycle
             begins.
AA2837                           - 10 -

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      5.1.4  The air inlet supply setting may be set at any position
             desired which will maintain combustion of the pretest fuel
             load.  It is recocuaended that the air inlet supply setting be
             set at the position necessary to achieve the lowest heat
             output level of the following test cycle and be set at least one
             hour prior to addition of the test fuel load.

      5.1.5  To document stabilized appliance heat storage effects and to
             control heat output levels, surface temperatures shall be
             recorded at each 5 minute interval during the one hour period
             prior to charging the test fuel.

      5.1.6  Ho emissions or efficiency measurements are required during
             this pretest startup phase.

5.2     TgST CYCLE QP53ATTQM

      5.2.1  All stove surface temperatures shall be averaged and compared
             to those recorded at the beginning and the end of each test
             cycle.  To approximate thermal equilibrium, the averaged
             beginning and ending test cycle stove surface temperatures
             muat b« within 125°F (51.7°C) of each other.  For all
             appliances, a correction factor shall be made to correct for
             heat storage effects.  The correction factor shall be 0.12
             Btu/lb °F multiplied by the averaged surface temperature
             difference in °F obtained from the beginning and ending
             temperatures of each test cycle.  Some stoves (e.g., high mass
             stoves) may require more than one pretest fuel load to stay
            .within the required averaged temperature range at the
             beginning and at the end of the test cycle.

      5.2.2  An appliance may be tested in one continuous testing period
             that encompasses discrete test cycles for each of the [four]
             specified heat output levels (see 5.3) provided that a one hour
             minimum interval between each discrete test cycle occurs.  The
             Interval between test cycles provides time to reposition the air
             supply adjustment to the appropriate setting, re-establish and
             maintain the required coal bed, and meet the surface temperature
             requirements for the next desired heat output level.

5.3     TEST FTTEL
      5.3*1  When the kindling and pretest fuel load has been consumed to
             leave a weight equal to 20-25 percent of the test fuel load,
             the test fuel load shall be charged.  Manipulation of the hot
             coal bed prior to charging the test fuel load shall conform to
             the manufacturer's published written instructions.  In the
             absence of written instructions, breaking up, raking and
AA2837                           - 11 -

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             uniform spreading of the embers or hot coal bed is required
             prior to addition of the test fuel load.  No manipulation or
             rearrangement of the test fuel load configuration is allowed
             during any portion of the test cycle.

      5.3«2  Additional fuel may be added between the test cycle intervals,
             provided it meets the fuel species and moisture content
             specifications.  Whole 2x4 lumber pieces, without flanges, no
             less than 1/3 the length of the test fuel may be used,
             provided proper re-establishment of the hot ember bed is
             controlled to the specified weight criteria and uniform
             charcoalization of the ember bed is adhered to.

5.U     AI3 STTPPL7 COMT30L

      5.4.1  Adjustment of the primary air supply controls or holding the
             fuel loading door open up to the first 5 minute phase of the
             test cycle is allowed to insure good ignition of the test
             charge and catalyst if so equipped.  Adjustments should b«
             conducted per the manufacturer's published written instructions.
             Immediately thereafter, the primary inlet air supply control(s),
             either manual or automatic, shall be set to the position necessary
             to achieve the required heat output level.  No additional
             adjustments of the air supply controls or opening the loading door
             will be allowed during the remainder of each test cycle.

      5.4.2  Maximum heat output shall be achieved by operating the
             appliance with the primary air supply inlet controls fully
             open during the entire fuel load cycle unless the
             manufacturer's published written instructions specify that
             maximum heat output occurs at another setting.

      5.4.3  All other heat output levels shall be achieved by operating
             the appliance with the primary air supply inlet control or
             other mechanical control device set In a predetermined position
             necessary to obtain average heat output levels specified in
             5.8 during the entire test cycle.

      5.^.4  If the primary air supply inlet control(s) cannot be adjusted
             to obtain variable burn rates or variable heat output levels,
             the appliance shall be tested at the fixed air supply
             setting.

      5.4.5  Secondary or tertiary air supply may be adjusted one time only
             during each test cycle following the manufacturer's published
             written instructions.
 AA2837                           -  12 -

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g.5     TEST C?CLS COMPLETION

      5.5.1  A teat cycle ends when the entire weight A 0.1 lb  (.045 kg) of
             the test fuel load has been consumed,  (i.e., when  a  bed of
             coals equal to the beginning coal bed weight remains).

5.. 6 .    BLOHE3S. FANS

      5.6.1  The use of blowers for heat exchange is optional.  Beginning
             with the start of the test cycle, blower speed may be
             positioned at a recommended setting but no changes in
             setting will be allowed throughout the entire test period and
             the position setting shall be recorded at the time positioning
             occurs.

5^7     07353 APTOR75NAMCSS
      5.7.1  Shaker grates, by-pass handles, or other appurtenances  (not
             primary air supply controls) may be adjusted one time only
             during each test cycle in accordance with the manufacturer's
             written published instructions, and all adjustments shall be
             recorded.

        NUMBER OF TESTS
      5.3.1  Simultaneous emissions and efficiency tests are required
             during an entire test cycle within each of four discrete heat
             output ranges as indicated below.

                          Teat Cvele Heat -Output

                             (Average Btu/hr)

             Category      Category      Category      Category
                 1.            2.            3.            *•

            < 10,000       10-1 5 , 000     15-25,000     Maximum heat output

      5.8.2  If the lowest sustainable burn rate produces an average heat
             output greater than the first category,  then two tests must be
             conducted near the low and high end of the second category
             plus tests at the remaining categories.   A total of four test
             cycles are required.

      5.8.3  If the lowest sustainable burn rate produces an average heat
             output greater than the second category , then two tests must
             b« conducted near the low and high end of the third category
             plus a test at the remaining category.  A total of three test
             cycles are required.
AA2837                           - 13 -

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     5.3.U   If  the lowest  sustainable  burn rate produces an average heat
             output greater than the  third category,  three tests must be
             conducted,  one at  the  lowest  sustainable burn rate, one at the
             maximum  heat output level  and one at an  intermediate level
             between  the lowest and maximum level.  A total of three test
             cycles are  required.

     5.3.5   If  lowest sustainable  burn rate is greater than 10,000 Btu/hr
             then  documentation shall be submitted to demonstrate the
             actual burn rate is the lowest sustainable.   This
             documentation  can  be in  the form at proof that the appliance
           .  was run  at  its lowest  permanent air supply setting or test
             data  that demonstrates the burn rate approaches zero (less
             than  0.1 kg/hr) within the area of 1 to  1.1  tines the lowest
             sustainable burn time  and  when greater than 90* of the test
             charge has  been consumed.   Such test data shall be collected by
             following all  the  stove operating procedures specified in this
             document.

     5.8.6   If  an appliance has a  fixed air supply setting, two replicate
             tests shall b« conducted at the "on" firing mode setting.   A •
             total of two test  cycles are  required.

     5.3.7   If  an appliance is unable  to  achieve an  average heat output
             level of 25,000 Btu/hr at  its maximum heat output, four tests
             must  be  conducted.  One  test  must be conducted at the first
             category, one  at the second category and two tests at the
             third category, one conducted near the low end of the range
             and one  at  the maximum heat output.  A total of four test
             cycles are  required.

     S.8.8   Two Teat Option.

             (&)  Two teata ^T*^ atlouytfl to be used to datgr*ging gml-aaiona
                  and efficiency, rather than the four testa required tn
                  5.8.1. if one teat  ia conducted In  each of the tvo heat
                  output categories indicated below.   A heat outou* and
                  efficiency teat al^o  muat be oerforaed at the marianim
                  heat output.

                        Teat Cvele Heat Qutout
                            (Average Btu/hr)

                     Category              Category
                         1.                   2.
                  10,000 -  13,000      13,000 - 15,000

                  Tf  the two teat option ia to be used, eaiaaiona testa
                  shall  h»  f>onrine£i>d  in eonforaanee with. Oreion. Source
AA2837                           - 14 -

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                           Methods 5 & 7. a.s described in 5.1.1.  Overall
                  effieienev tasta shall fof conducted in cgnfor^anea vlth
                  fche galorlaetar room aethod or the stack  loss ?*ethed  as
                  described in 6.S.  gguivalgnt methods of  determining
                  emission and overall efficiency gav not be used.

                  For the two teat option to be considered  for certifica-
                  tion, the Department must be given written notice prior
                  to actual testing for  certification purposes, that sueh
                  option has been enosen.^
               SECTION 6:  TEST METHODOLOGY AND CALCULATIONS
6.1   EMISSION TESTING

      6.1.1  Particulate emission testing shall be  conducted in  confonnance
             with Oregon Source Sampling Methods 5  and 7  (Attachments 2 and  3)
             with the following exceptions:   1) no  traverse of the flue is
             necessary, 2) sample extraction  shall  occur  in the  center of the
             flue at a height of eight to nine feet above the top surface of
             the scale, 3) on-line stack gas  velocity and volumetric flow rate
             determination will be made using an alternate method (Section 6.3).
             Total volume and average flow rates for the  test period will be
             calculated using a simultaneous  stolcnlometric carbon, hydrogen
             and oxygen balance method (Section 6.2.1).'   Sample  extraction rates
             shall be maintained at or proportional to the flue  gas velocity
             as determined by the measured concentration  of a tracer gas
             injected into the stack gases to determine dilution rate and thus,
             total flow.  Adjustments to the  sampling rate will  be made at each
             five minute interval during the  entire test  period.
6.2   PSOCEimftES FOB DETERMINING EOPT7ALENCS BETWEEN CANDIDATE METHODS
      AMP THE REFERENCE METHOD FOR VQQDSTOVE EMISSION TESTIVG

      6.2.1  Determination of Equivalence

             The test procedures outlined in this section shall be used
             to determine if a candidate method is equivalent to the
             reference method when both methods measure participate
             emissions from woodstoves.  Equivalence is shown for the
             methods when the differences between the measurements made
             by a candidate method and the measurements made simultaneously
AA2837                           - 15 -

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             by the reference method are less  than  or  eq.ua!  to  the
             precision and consistency values  specified  [in  Table  1]  belcw.

             Specif icatlgna Fir Woodatove  gniaaiQn  Teat  Methods

             '                       Onita              Liraita

Emission rate range                  g/hr              1.0-C20.0]
Miniaua number of test runs                              [5]  JLfi.
Miniaum number of simultaneous
  samples per test run                                    4
  (Candidate method)               .                  '    (2)
  (Reference method)                                     (2)
Maximum analytical precision
  (individual teat punsV              J                  18
        analytical prec
  (standard deviation)                5.                 10
Maximum difference in
  consistent relationship             $                 [24] 22.
  (weighted averages)
      £.2.2  Test Conditions

             The woodstove burn rate and operating cycle  shall  be  in
             accordance with procedures specified  by  DEQ.   Testing
             procedures and schedules  shall 'be  approved by  OEQ  at  least
             60 days  prior to  testing.  All test measurements or samples
             shall be  taken in such a  way  that  both the candidate  method
             and the  reference method  receive stack gas samples that are
             homogenous or as  nearly identical  as  practical.

             Collect  simultaneous and  duplicate samples of  woodstove
             emissions with both the reference  and candidate methods until
             at least  [12] J&  quadruple samples (duplicate  pairs of  both
             candidate and reference methods) have been obtained.  The
             [12] .!£.  quadruple samples should represent [12]  16 full test
             runaC. ] i  faur* teat runs on eaeh of four atovea.  The  teata qn
             ea'eh stove shall  b« in »aeh of the four heat outnut rqp.gea
                       In th   eertifleatian prqeedursa and  5.1   f   hia
              Calculate  the  emission  rates  as  determined  by  the  candidate
              and reference  methods for  each  test  run.  For  the  reference
              method,  calculate  the average participate emissions  for  each
 AA2837                            - 16  -

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             test run by averaging the results calculated from the
             duplicate analyses (A and B):
                             Hi ave = RjA * B13                  6.2.2.3.
             where B denotes results from the reference method and where
             i is the sample number.  Disregard all quadruple samples for
             which the particulate emission rate as determined by the
             average of the duplicate reference method analyses falls
             outside the range of 1.0 to [20.0] ttS.Q grams per hour (g/hr).
             All remaining quadruple samples must be subjected to [both of]
             the following test[s] for precision fin 6.2.3) .   [and
             consistent relationship.  At least five samples (average of
             duplicate reference method analyses) must be within the 1.0 to
             20.0 g/hr range and at least one sample within each of the 1.0
             to 5.0, 5.0 to 10.0, 10.0 to 15.0, and 15.0 to 20.0 g/hr
             ranges for the test to be valid.]

             Calculate the weighted emission rates, using the procedures
             •ypeeified in PAR 340-21-120(5). aa determined bv the candidate
             and reference methods fop each of the f^ur vnndatnvea tested.
             Par the reference netho^, ffalgulat;^ the average weighted
             aniaalfln rate for eaeh woodatove tested bv averaging the
             raaulta calculated from the duolioafeg analy^flg ( A and 5).  One
             voodstove weighted egKaaian rate ( average of duplicate
             reference method analysis) guat be within each of the
             following ranges for the procedure to be va^lj;   Lesa than
             5.0 g/hr. 5.Q to 10. Q f/hr. 10. Q to 15.0 g/hr. and greater
             than 15. Q g/hr.  All vgl^hted egia^^n rates must be 3Ub^eetad
             to the eanaiatent relationship test fin 6.2.H fqllgving) .

      6.2.3  Test For Precision

             Calculate the precision (?) of the analysis (in percent)  for
             each duplicate sample and for each method, as the maximum
             minus the minimum divided by the average of the duplicate
             analyses, as follows:
                      ?Hi » Hi «ar - H-t nin  X  100*             6.2. 2. b
                                 Hi ave

                      ?Ci * Cj max - Cj min  .x  '100?             6.2. 2. c
                                 GI ave

             where C denotes results from the candidate method,  R denotes
             results from the reference method,  and i indicates the sample
             number.
A12837                           - 17 -

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                       the  standard  deviation fSD)  of the rgfgrenee
             candidate  nreciaign analyses  3.3 follows:
where P_
SDp =
SDC =
ave la.
1.77 X P* avo
1 .77 X PC *ve
the average of
$«3i2,
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             The candidate method passes this test if the absolute values
             of all of the applicable differences (D) are less than or
             equal to [24] 22. percent.

      6.2.5  Test For Equivalence

             The candidate method must pass both the precision test and
             the consistent relationship test to qualify for designation bv
             DEQ as an equivalent method.  DEO aav rggulr* dual units and
             precision criteria bejtveen dual units. Qr other conditions in
                 designation aa an equivalent method.
      6.2.6  Verification Testing

             DEQ may conduct verification testing of the candidate method.
             If DEQ testing does not verify the precision and consistent
             relationship of the candidate method then the candidate method
             will not be approved as an equivalent method.
      TSACE3 GAS DILCTTTON MST50D

      6.3*7  This method is used for on-line measurement of stack gas flows
             during the test period.  Other techniques that can provide
             equivalent results may be accepted, provided prior approval
             by. DEQ has been made before testing for certification purposes
             commences.

             a)  Tracer Gas Dilution Method

                 A pure tracer gas (sulfur dioxide or equivalent, or
                 approved performance gas} is metered through a calibrated
                 rotoaeter for injection into the flue pipe.  Injection
                 shall be made through a stainless steel multi-perforated
                 tub* loop located inside the stack at four flue diameters
                 dovnatream from the particulate and gas sampling port.  A
                 downstream diluted sample extraction probe shall be
                 located 8 flue diameters downstream from the injection
                 loop.  The dilution sample gas stream shall be processed
                 through.a sample conditioner consisting of a combustion
                 tube'furnace, and in series, a glass fiber filter and
                 three iapingers encased in an ice bath.  Impingers one and
                 two shall be empty for vater collection and the third
                 shall contain silica gel.

                 The tracer gas content of the diluted gas sample stream
                 shall be determined with an appropriate calibrated
                 analyzer.  Downstream tracer gas concentrations should not
                 exceed 0.52 of the total flue gas volume.  The tracer gas
                 shall be as non-reactive with other flue gas constituents
AA2837                           - 19 -

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                 aa possible and measurable by instrumentation capable of
                 obtaining an accuracy of ± 1? of the instrument scale
                 reading.   Instrument calibrations shall be performed and
                 recorded  before and after  each test run.

                 Stack gas volumetric flow  rates shall be calculated using
                 the following equations:

                       Flow (cfa) a  Ir    x    1     x   _   Tr         6. 3.1. a
                                     DC         60        Pr x 17.65*

                   Where:   Ir = Tracer gas  injection rate (ft3/hour)

                           Do a Downstream  tracer gas concentration
                                (ppm x 10-^)
                           Tr « Injection gas temperature (°H) at the
                                rotometer
                           Pr a Injection gas pressure (inches Eg)
                           •  * Density specific for S02

             Other tracer  gases such as helium may be substituted for
             sulfur dioxide provided prior  written agreement has been made
             with the DEQ.
6.U   STQTCHTQMETKTC CARBON. HTDRQG?N AND QTYGEN BALANCE M5T3QD
  •
      6.4.1 • 1 carbon, hydrogen and oxygen mass balance will be used
             for determining overall flue gas volume— not for on-line
             measurements during the test period.

             a)  The carbon, hydrogen and oxygen balance method for
                 volumetric flow rates is based on the following basic
                 combustion equation and will be determined and reported
                 for every five minute interval.
              «CCxHyOz * pH20] + Tsg(1-k)(a) [02 + 3.785H2 * =^2°]       6.
                       TsgC(1-k)(dC02 * eCO * g02 * hH2) * JH26
                    Where g a Dry weight of fuel burned (Ibs)
                          x a Holes of carbon per Ib of dry fuel (assumed
                              0.0425)
                          y a Moles of hydrogen per Ib of dry fuel (assumed
                              0.073)
                          z a Moles of oxygen per Ib of dry fuel (assumed
                              0.0256)
                          p a Moles of H20 per Ib of dry fuel
                            a Dry basis moisture (free and combined) - 1800
                          a a Mole fraction of oxygen in air supply
                            a Moles 02 supplied per mole of stack gas
                          d a Mole fraction of C02 in stack gas
 1A2837                           - 20 -

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                          e  a  Mole fraction of CO in stack gas
                          g  a  Hole fraction of Oj in stack gas
                          h  a  Mole fraction of % in stack gas
                          j  s  Mole fraction of HgO in stack gas
                          k  *  Mole fraction of unburned hydrocarbon in
                              stack gas  (as CHjj).
                          a  *  Mole fraction of ^0 in supply air (mole
                              per aole of supply oxygen)
                        Tsg  *  Total moles of stack gas (dry)
             b)   Mass balance equations for the combustion of g Ibs  of
                 wood are as follows:

                 Carbon:     x« a Tsg C(1-k)(d+e)+k]                       6.4.1.b
                 Hydrogen:  S(2p + y)  + Tsg(1-k)(a)(2m)  a Tsg(2j + 4k)    6.4.1.C
                 Oxygen:     «(p*z) + Tsg(1-k)(a)[2+m]  a  Tsg[(1-k)        6.4.1.d
                            (2d + e +  2g)  * J]
                 Nitrogen:  3.785 (a)  » h                      .           6.4.1.e

                       Stack gas total as  measured by  combustion gas analyzers;

                                  1 *  (d * e +  s * n)                     6.4.1.f
                  The stack gas composition equation can b« solTed for "h"
                  which will then provide a solution for "a" in the
                  nitrogen balance equation.   The remaining unknown values
                  for *g", *p", and "k" are determined by siaultaneously
                  solving the carbon,  hydrogen,  and oxygen balance
                  equations.

             c)   Two calculation runs of the simultaneous equation set
                  are performed for each set (5  minute teat segment) of
                  data collected.   The first run is performed to determine
                  an average weighted  *€* for the test burn.   This first run
                  •£• is then used to  determine  a corrected Tsg for the
                  second run as follows:

             Tsg'(corrected) a Tsg (tracer gas)  t factual^	  6.4.1.g
                                                8 (calculated first run)

                  Where:  I(actual) *  Dry weight burn rate for test
                                      burn (Ib/hour)

             d)  "Tag" ia converted to a flow rate by the following
                 equation:

                 Flow (cubic feet per  minute) a   Tag * 186.2             6.4.1.h
                                                     60
JU2837                           - 21  -
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                 Thia calculation procedure is necessary for each five
                 minute teat period segment, therefore a computer program
                 ia recommended.
     E3TTCT5NCY TESTING  AND CALCTTLATIONS

     6.5.1  If a calorimeter room is used to measure appliance efficiency,
            combustion gaa analyzers must be included to determine and
            report appliance combustion and heat transfer efficiencies for
            each heat output level required.

     6.5.2  Efficiency values shall be determined based on the following
            stack loss method.  The approach shall include determination
            for each heat output level for combustion, heat transfer, and
            overall efficiency.

            a)  Combustion Efficiency

                Combustion effiencies are calculated as the percentage
                represented by  the actual heat produced in the firebox
                relative to the total heat production potential for  the
                fuel consumed.  Actual heat production in the firebox ia
                calculated as the difference between the heat of
                combustion of the incompletely combusted stack gaa
                constituents (carbon monoxide and unburned hydrocarbon
                equivalents) and the gross caloric content of the fuel
                burned.  The basic equation used for combustion efficiency
                is aa follows:

                     Combustion Efficiency »  Thi - Cia  (x 100)        6.5.2.a
                                                 Thi

                     Where:  Thi * Total heat content of the fuel consumed
                             do » Combustible losses out stack

            b)  The total heat  content of the fuel consumed shall be
                calculated using the following equation:

                             Thi « .Gcvf x Wfo                           6.5.2.b

                     Vhere  :  Gcvf a Gross caloric value of the fuel
                                     (use BE7 determined from bomb
                                     calorimetry analysis)
                              Vfc  * Weight of fuel consumed (Ibs) dry weight
U2837                           - 22  -

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            c)   The  heat  content of  the  combustible  losses are calculated
                 using the following  equation:
                                Clo *  Tsg [(ex Hco)  «• (le x Huh)]
                                                                   6.5.2.C
                       Where:   Hco  a  Heat of  combustion for carbon
                                      monoxide
                                    a  128,000  Btu/mole
                                Huh  «  Heat of  combustion for unburned hydro-
                                      carbons
                                    s  131,000  Btu/mole (estimated!

                This calculation procedure is  necessary for each five
                minute test period segment.

             d)  Heat Transfer Efficiency

                Heat transfer efficiencies are calculated as the percentage
                represented by the useful heat released to the room
                relative  to the actual heat produced in the firebox.   The
                useful heat released to the room (Ohr) is calculated  as the
                difference between the actual  heat produced in the firebox
                (Ahf or Thi-Qo}, and the sensible and latent heat losses
                out the stack (Silo).   The basic equation for heat transfer
                efficiency is as follows:
Heat Transfer
Efficiency    * Ohr s Ahf-Sllo s (Thl-Clo)-Sllo (z 100)
                Ahf     Ahf        (Thl-do)

              Where:  Silo * Sensible and latent heat losses
                           « (To - II) [Tsg(dCpC02 * eCpCO *
                               JCpH20)] * (J-m)LH20

              Where:  To   * Temperature of stack gases out
                      Tl   * Temperature of inlet air and fuel
                                                                         6.5.2.d
                         CpC02
                         CpCO
                         Cp02
                         CpH2
                         CpH20
                          LfljJO
                             Specific heat of C02 « 9.3 Btu/mole
                             Specific heat of CO  » 7.0 Btu/mole
                             Specific heat of 02  » 7.1 Btu/mole
                             Specific heat of N2  « 7.0 Btu/mole
                             Specific heat of water « 8.3 Btu/mole
                             Latent heat of evaporation of water
                             18,810 Btu/mole
                 This calculation procedure is necessary  for  each  five
                 minute test period segment.
AA2837
                           - 23 -

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             e)  Overall Efficiency

                 Overall average efficiency is calculated as the  percentage
                 represented by tiie heat released to the room  relative  to
                 the total heat production potential of the fuel  consumed.
                 The overall efficiency is calculated as the product  of the
                 combustion efficiency and the heat transfer efficiency as
                 follows:

      Overall Efficiency = Combustion Efficiency x Heat Transfer  Efficiency
                         a IhX r air s Jibe                                6.5.2.9
                           Thi   Ahf   Thi
      6.5.3  A corrected flue gas moisture content for each five minute
             interval must be determined as follows:

             Final flue moisture determination shall be made by calculating
             a corrected flue gas moisture content for each data interval
             taken during the test cycle.  The average vet bulb—dry  bulb
             moisture measurement must be weighted by the volumetric flow
             rate for that 5 minute interval.  The correction factor which
             is applied to each 5 minute moisture determination is
             calculated as the ratio between the average wet bulb-dry  bulb
             measurement and the Oregon Source Sampling Method 4
             (Attachment 1)  measurement (condensate catch) for the  entire
             burn cycle.     •.                   •

6.6   gQTTTYALSNCE BETWEEN CAWDTDATS METHODS AMD THE REFERENCE METHOD FOR
      tfOODSTQVE EFFICIENCY TESTING

      fi.fi. 1  Candidate methods for vnodatove efficiency tasting mist
             demonstrate eonaiatent relationship ta the p*fgr«ngg raathod
             (stack Iqag) comparable to the ennalatant relationship  between
             the reference method f ataeic l^aa^ and fcfte, e.alnr'tnetap ream
             method AS described in the DEQ'a Conftrgatloa Testing ftinmti^rv!
             Section 18. Part C. Table 1;  Comparison of Calorimeter Room
             Method va. Staeie Leas Method.
      fi.fi.?  DEO mav conduct verification testing of the candidate aethod.
             If PEO testing daea not verify egulval^nr>«> of the candidate
             method to  the reference net hod ( ataeit loaa^ . then the
             candidate  method will not b« approved as ' an equ't vat«»nt  gethod.
 AA2837                           - 24 -

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                           SECTION 7:  TEST DATA
7.1   DATA TO BE REPORTED
      7.1.1  All raw and reduced test data must  be  included  in the  material
             aent to OEQ for appliance certification.   Reduced test data
             snail be  tabulated as indicated in  Sections  7.1.2 through
             7.1.10.

      7.1.2  Particulate Emissions For Each Test  Cycle

             a)  Concentration:  total grains/dacf,  total  graos/a3
             b)  Emission rate:  grams/hr
             c)  Emission factor:  grams/kg (dry  fuel weight basis)
             d)  Emission process rate:  grams/10^  joule  useful  heat output
             e).  Front half catch: % of  total
             f)  Total mass captured:  front and  back catch,  mg

      7.1.3  Average Efficiency Values For Each  Test Cycle

              a)  Overall appliance efficiency *
              b)  Combustion efficiency  %
              c)  Heat transfer efficiency J

      7.1.4  Beat Output For Each Test Cycle

              a)  Btu/hr average over entire teat

      7.1.5  Burn Bate For Each Test Cycle

             The average values (kg/hr wet and dry  basis)  over the  entire
             test cycle and an hourly average over  the  entire test  cycle at
             each heat output level.

      7.1.6  Average Fuel Moisture Content For Each Test  Cycle

             a)  Kindling (wet basis) f
             b)  Teat  fuel (wet basis) %

      7.1.7  Air/Fuel  Ratio

             Mass of combustion air to the mass  of  fuel over 90$ or more of
             each test cycle (Iba air/lbs fuel).
 AA2837                            -  25  -

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      7.1.8   Average  Stack Gas  Composition For Each Test  Cycle

             a)   Carbon dioxide 5
             b)   Carbon monoxide %
             c)   Oxygen %
             d)   Excess air %
            -e)   Moisture J

      7.1.9   Average  Stack Gas  Flow and Draft Fqr Each Teat Cvela

             a)   Average flow rate  cfo
             b)   Stack flow rate dscf/min (tracer gas and CHO balance)
             c)   Draft,  inches
      7.1.10 Average Stack Gas Emission Factors and Process Hates For Each
             Test Cycle
             a)   Carbon monoxide:   grams/kg,  and grams/ 10$  joule (measured)
             b)   Hydrocarbons:  grams/kg,  and grams/10^ joule (calculated)

      7.1.11 Average Temperatures  For Each Test Cycle

             a)   Stack gas OF
             b)   Primary combustion chamber gas °F
             c)   Secondary combustion chamber gas (if applicable) °F
             d)   Above catalyst gas (if applicable) °F
             e)   Stove top surface °F
             f)   Stove sidevall surfaces °F
             g)   Stove back surface °F
             h)   Stove bottom surface °F

      7.1.12 Fuel Load Weight and  Burn Cycle Period [(Minutes)]  POP ffaeh
             Teat
             a)  Coal bed weight,  Ibs

             b)  Test fuel load weight,  Ibs

             c)  total burn cycle  time period,  minutes




        SECTION 8:  CATALYTIC COMPONENT CERTIFICATION REQUIREMENTS



8.1   CATALYTIC COMBOSTOK DESIGN
      8.1.1  To insure equivalent performance of catalytic combustora used
             in testing versus production model stoves,  a combustor model
             number for every catalytically equipped stove evaluated for
AA2837                           - 26 -

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             certification shall be supplied.  The model number will  serve
             to identify catalytic combustor types by brand  (manufacturer),
             dimensions, and design (substrate and coating material).   The
             model number must be imprinted or inscribed on  a  readily
             visible surface (such as a metal sleeve or canned surface).
             This will allow DEQ field verification monitoring.  Any
             change in combustor brand, size and design type will  require
             reteating of the appliance with the new combustor model  for
             performance change unless test data or sufficient information
             can be provided demonstrating equivalent or improved
             performance.
8. 2   CATALYTIC COMBUSTOB AGING

      3.2.1 [Any appliance that contains a catalytic combustor must have
             the combustor pre-aged before emission performance  testing to
             a specified aging process.  The aging process will  consist of
             the catalytic combustor tested in a woodstove (specifically
             designed for an internal catalytic combustor) for a continu-
             ous period of 50 hours.  The test fuel shall consist of
             Douglas fir dimensional lumber or cordwood with a aoisture
             content range between 16-20$ wet basis.  The accredited
             testing laboratories must provide combustor temperature data
             and certify to the DEQ that each catalytic appliance tested
             for emissions and efficiency performance has met this
             provision. ]  Anv appliance that contains a eatalvtie aombuator
             must nag a pre— a%gd eombuatar when testing for certification
             purposes.  The enmbuator aging process, v?^ ff>"aiat of burning
             P^u^laa fir d^ffltinaional lumber or cordvood with a moiatur*
             content range on the vet basis of 15-253 in a woodatove
             apgeifleallv designed for an internal eatalvtie oombustor.
             The stove must be operated at its mediun burn r*ate  with a new
             eatalvtie eombustor in olaee and in operation for a period of
             5Q hours.  The accredited testing laboratory must document and
             provide eonbuator temperature data, hours of aging  operation
             and certify to the PEG that eaeh eatalvtie anolianee tested
             for eertif ieation purposes has met thia provision.

8.3   CATALYTIC CQMBUSTOR LQNGCTTTT CSTTTBIA

      8.3.1  All catalytic combustor manufacturers must submit to the DEQ
             evidence in the form of test data that each combustor design
             type, identified by model number, has been longevity tested
             for 5000 hours and document that the percent reduction in
             particulate emissions from the new state is no less than 70i.
             Three teat conditions are required:  1) unused (0 hours), 2)
             250 hours, and 3) 5000 hours.  Testing must be performed by a
             DEQ accredited laboratory.  In lieu of thia requirement, the
             manufacturer may substitute a 24 month non pro-rated combustor
             replacement warranty.
A12837                           - 27 -

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8.U   CATALYTIC CQH3nSTOR TCMPg5ATOS5 MONITORING PROVISION

      8.4.1  In order to qualify for DEQ certification, catalytically
             equipped woodstoves oust be equipped with a permanent
             provision to accommodate a commercially available temperature
             sensor which can monitor combustor gas stream temperatures
             within or immediately downstream (within 1.0 inch or 2.5 cm)
             of the combustor surface.
 AA2837                           - 28 -

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345

-------
               Test  Fuel Size
         '.1*40 1 « f' r na
              ±i.5
              >«•$ 5,3
              >3
          inUi'n 7 »/'.  • 102
[
2x4 approximately h ve.
      tast fuel load
4x4 approximately h '•
      test fuel load
r.t a:

at of
  f ^-U v»J
••-    I      I
                        1/4*
                 Figure  4.2-A

-------
   1X1 LXl
  •r*^—~-1..-.
                   LXJ i
                      2X4
       2x4 ENDVISW
    >•• — I
                   AIS* SPACE
                       \
                i	,,	H.. .
                      4X4
FLANGZ
                                    4x4 SOTVTZW


                  1X1
                 r	- r	  '

                   2. 2 4  ft "4 2 4

                   V
                   A
                                    --.
Woodstove Stacking &  Loading Examples
                 Figure  4.2- B

-------

c
CQ
     o   -
     ^   3
      O  5
X
                                                                              n
      ca
                             z

-------
                                                               Attachment 1

                                                               of Appendix
                               S7AXS CT

                    D2PAK2G2IT C?

                         Source Sampling Method 4


              Determination of Moisture  Ccntaat of Stack Gases

1.   Principle and Applicability

     1.1  Principle.  A gas sample  is  extracts^ frcn the flowing gas atraas
          and ita aoistura r-aovec  and aeasurad either Toisetrisall-/ or
          graviaetrically.  Aitarnatsiy,  tie aoisturs can =e *sti=atad rv
       .•• less acrurata techniques  for the  purpose of settinc the r.csccrapr.
          fse isokinaeic sacpling.   A  wet buih—dry 'suib technique is
          discussed.

     1.2  Ayplicabilicy.  The  reference  aethed  is applicasle for the
          determination of acisture in exhaust  gases frctt stationary
          sources.  The alternate aethed is ta  be used only for estimating
          the moisture content for  the purpose  of setting the ncsagraph
          unless otherwise snecified.

2.   Reference sethod

     2.1  The nethcd esployed  is essentially the sane as osed in the
          particulate determination- source  saspling aethed ! and will not
          be discussed here.

3.   Alternate aethcd

     3.1  Theory.  The water rapoc  in  a  non-saturated eas streas causes
          a depression of the  wet bulb teaperature which is proportional
          ta the fraction of aoisture  present.

     3.2  Procedure

          3.2.1  Measure the dry bulb  temperature in the conventional way
                 using either  a theracaeter or  theraccouple.

          3.2.2  Insert the end of  the tesperature measuring device  in a
                 cloth sock and saturate  the sock with water.   Inset the
                 sock into the flowing gas  streaa and allow the tesperature
                 ta reach a steady  state.   Caution:   after  the  watar  en
                 the seek has  evaporated, the tssoerature will  rise  to the
                 dry bulb temperature.   (?igure 4-1}.   The  wet  bulb
                 temperature sust be taken  while the seek is saturated vi:h
                 aoisture.

          3.2.3  Apply the wet bulb and  dry bulb readings to the  apprspriata
                 graph (?igure 4-2,  4-3,  or 4-4)  and determine  the
                 approximate water  vapor  content if the barcoetric -csssura
                 is near 29.92 in.  2g.

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4.
          3.2.4  Altarsasaiy  aealy  tha  w«e sulh and dry suii raadir.gs  to
                 aquation 4-1 is ?igurs 4-3.
Zatariarancas

4.1  tta> following conditions  aay  draati
     csadisg cauai.-.g arrsr.eoos reaulra:
     4.1.L  •£:• jrsa«nca ci acid
            S03, SCI.

                                                  y
                                                           =he v«c bulh
                                                         iraan, i.a. 50.,
          4.1.2  7i» pr«sanca cf  hydrceortcr.a in the gaa s-craam.

          4.1.3  Marktd di'ferer.caa  Jrca at=os=aeric jrassurs (29.3 i.-.. £5)
                 of the ?aa  atrsaa (Lf  tie graphs are ua«d) .
     4.2  Should any o<  tha  above  interfaraness b« peasant, the testae
          should consider another  approach Co daterair.ir.g :oisturt content.

     4.3  AdditiORally,  th«  following eonditiaas can laad to di'f icultias.

          4.3.1  V«r7 high dry bulb  taascsatur* (Li excess of 500°?} .

          4.3.2  7«ry high oc r«ry lew  gas 7«leci:ies.

          4.3.3  High concentration  of  oarticulata aattar vaich say adhere
                 to tie  w«t  sock.
               tarn?.
           v/b
                                           drr
                                      Tla*

-------
s

5
•  I


                                                                                        •i-Ll



     IgiilHiisnlliiiiJ:^
     S£jggj^n^i^l:5i5=^



                                                 4-2









                                                                                              no


                                                  4-1

-------
100
 30
                              -444-
              100
                         :oo
MO        WO        500
an ma istaouasxx T
                                 figure 4-4

-------
               2800 - 1.3  C
                                  LOO
                                                     (4-1)
•• • 7aipcr
                    o£ 20 3 i  , is. 2
                                                (S«« Figura  -4-51
T«isp.
       ?  • Absoluts barsaetri'e  prsssurs,  Li.

       t. « Dry bulb taaseraeura,   ?

       t  - W«t bulb temperarurs,   ?
7APOR PRESS^RSS OF WAT2S A" SATVRATTON-
              (laei»a cf Mtrcur-y)

 0     1      Z     3     4     3     8     7
•—20
—to
— —
9
10
20
30
40
50
80
' 70
80
9O
100
110
120
130
14O
130
180
no
180
I9a
300
310
320
230
240'
.0128
.0222
.0378
.0378
.0831
.1025
.1847
.3471
.3828
.5218
.7392
1.035
1.422
1.932
3.398
3.448
4.323
3.381
7.589
9.332
12.20
13.29
19.01
23.47
38.73
33.00
42.31
30.34
.0119
.02*9
.'0339
.0398
.0830
. 1080
.1718
.3378
.3784
.3407
.7848
i.088
1,487
1.992
3.872
3.543
4.847
8.034
7.739
9.883
12.48
13.83-
19.42
23.98
29.33
23.88
43. 11
31.78
.0112
. 0 199
.0329
.0417
.0898
. 1127
. 1303
.2377
.3908
.5801
.7912
1.102
1.513
2. «2
2.749
3.842
4.772
8. 190
7.932
10. 12
12.77
15.'98
19.34
34.48
20.92
38. 37
43.92
52.70
•Merhodj ror 3c:errs:ss::an if Vtleeitv.
W?-jo, Western ?r
.0108
.0137
.0324
.0483
.0723
.1158
.1878
,2712
.4032
.5302
.8183
1. 138
1.381
2. 114
2. 829
3.744
, 4.900
8.330
8.130
10.38
13.07
18.34
20.27
24.97
20.52
37.07
44.74
33.83

.uimi
.0178
.0308
.0441
.0788
. 1248
. 1935
.2891
.4203
.3009
.1482
1. 173
1.310
2.178
2.911
3.848
5.031
8.513
8.331
10.81
13.37
18.70
23,70
23.48
31.13
27.78
43,37
54.52

. 000 5
.0183
.0239
.0489
.0810
. 1 103
.2033
.3004
.4339
.8222
.3730
1.213
1.830
2.243
2.993
3.934
5.183
8.880
8.537
io.au
13.57
17.07
31. 14
29.00
31.73
33.50
48.41
35.80
s.-.e M
.. 0039
.0153
.3273
.0317
.3843
. 1373
. 2118
.3120
.4520
.8442
.9048
1.233
1.712
2.310
3.081
4.083
3.302
8.130
.8.787
11. 12
13.98
17.44
31.50
23.53
32.38
29.24
47.27
33.50
is: Cs
.0084
.0130
.0239
.0341
.3802
. 1429
.2203 ,
.3240
.4538
.5839
.9353
1. 293
1.783
2.379
3. 189
4. 174
3.442
7.024
*.98l
11.28
14.20
17.52
22.03
27.07
33.92
19. 39
43. 14
57.81
P.t«S! Of
.0080
.0142
. 3247
.037;
.0922
. 1302
, . 2292
.2264
.4333
.5903
.9888
(.333
1.319
2.449
2.259
4.239
3.533
7.292
9.290
11. »•
14.82
'.a. 2:
22.52
27.52
23.17
40. 73
49.02
53. S3
<** a s m «
.3073
.0124
.3223
.0153
.0982
. 1557
.2233
.3493
. J033
.7 144
.3989-
1.378
1.473
2.521
3. 231
4. 408
3.722
7. 384
9. 424
11.32
14.98
13. 51
22.39
23. 13
34.22
•(I. 32
43.93
S3. !T
•a .:••


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                                                                 Attachment 2

                              STAT2 C? CHSGCM                   of Appendix  1

                         !2iE:rr c? savzaciaerrai
                          Source Sacsiing Method 3
Sampling Particulata Missions  Frcs Stationary Sourc
                                                                es
L.   Principle and Acplicabiii ry

     1.1  Principle.  Particuiat* aattar  including  csndensiiia gases are
          withdrawn isofcineticaily from a flowing gas  straaa.   The
          particaiata aattar is detarainad graviietricaliy if tar saaoval
          at combined watar.

     1.2  Applicability.  TSij zeihed  id  acolicabis 53 the de?sr^i.~.atisr.
          of particulaea missions iron stacicnary  scuzcaa t.xcaoc thcs«
          sourssa fsc which sn«ci'ied  lamlir/; aethcds have :a«a devised
          and are on file with the Ce*iar~*nt.

2.   Acceptability.  Hesulta of this sechcd vill ba accepted as
     demonstration cf compliance  (oc ncn— ecarplianea) pecvided  that the
     aathods included or referenced in this procedure  are  strictly adhered
     to and a report containing at least  the ainisa asnunt of indorsation
     regarding the source is included  as  described  in  Sections 12 S IS.
     Deviations 2rca the procedures described herein will  be permitted only
     if peraissicn frea the Department is obtained  in  writing  in advance
     of the tests.

3.   Sasplin? Apparatus (?igure 3-1}

     3.1  Probe - Kith beating systea  capable of aaintaining sassle cas
          temperature at 250° F at its exit end during saspling.   Probes
          which are ta be used at tasperatures of 500   ? or  lass  say have
          liners constructed of seaoless  316 stainless steel,  ?yrex Glass
          or Incoloy 315^.  Probes far tesseraturss  Li excess  of  500  f
          a*y be constructed of Boroailicata glass  (liait  900   ?)  or Quart:
          glass (liait 1650  ?1 .  Probes  for temperatures  in excess of
          1650° ! osust be approved by  the Department before  use.   Testing
          in corrosive acaospheres say recjuire a special probe liner to
          prevent contamination, of the sasple.

     3.2  Probe Sczzle - Constructed of stainless steel (315)  with an
          external  taper 30  or less ta a sharp leading edge.   The inside
          diameter of the no«la  shall be constant  throughout  the  length
          of  the nozzle.  The wall thickness of the  aozzie  shall  be less  •
          than or equal to 0.063  in. and  a straight  run of at  least tvo
          tiaes the internal diaoeter  shall be provided between the leading
          edge and the first bend or point of disturbance.   The r.ozsle  shall
          b« connected to the probe liner in such a  way as  to  provide an
          airtight seal with no exposed threads or gaps to collect
          particulate natter.  Calibration of the nozzle is  covered in
          Section 13.3.

    1 Trade  Mane

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?aga 2
     3.3  ?itst  tube  -  Type  S or equivalent attached to tha prsbe.  The
          probe  nozzle  and  faca  openings of Che pi tot tube shall he adjaes.i
          and parallel  to each other (not aeeassarilv1 in the sase plane)
          and the fraa  saaca becwean the nozzle and the pi tat tube snail
          ba> at  least 0.2 in. Calibration of the pilot tube La coverad
          in Section  3,  Source Samslino Mechoc 2 .

     3.4  Differential  pressura  gauges - Inclined or vertical fluid =ar.c-
          aetar  capable of seasurin
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Page 3
4.  Sao?!* 2a«ver7

    4.1  ?rssa brash  and xasaie brash - ayian bristle cr «qnivalan-c at Least
         as lane  as the  prcee  Liaer and the nozzle respectively.

    4.2  Wash bottisa -  isert  ta the solvent used is thea  (usually  acatane) .

    4.3  Sasnle stsrage  eantoiners - glass with glass or raflsa   lined caa
         or oc±i*r aa&trial which Is i*aJc £i;iit« rsaianst  sa chesicaJ.  ac-iacic
         baa acatana aad allewa c=3l*sa reovsr? of par^icuLate =acnar.
    4.4  ?««=!  diJh«a  - fcr filrar 9asal«4, ?laas or
         indlridaal oap^r «nvicp«3 with vas«d rapar liters say i«
         tar* aad final w«igh'^ should soe b« iselsded ir th* weighs of t
                   or lia»r.
    4.5  Craduated  cyliaar and/or balanea - ts sa&siirs ccr.der.sed soiatura ta
         wishia 1 al  or 1 g.   Graduatt eylisd«ra shall have acbdiTiaisna  of
         2 al or lass and ialancsa shall b« senaiciv* ta 1 ?.

    4.6  71aa«ie a^ara^* can-ga.ir.ara - air tight cantaintra ta scars  silica
         9«1 onlads ic Is weighed at th« sasplln^ si:* or transport* d  ta  the
         lafccratar/ ia the iasiA
    4.7   Raaber policsaan - ta aid ia r*c9*erir.
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?ag« 4
    5.7  Staecack crsasa - aeatane rasistant,  heat stasis, siiicar.e rrsase.
    5.3  Oiathyl eaher - rsac.ant grade wish  a  --a-r- -»r"t tatai rssidue cantant
         of 0.001).  (0.01
    5.9  Cilorafara - raacent grade with a ^a"'-^— '  residua cantant of 3.3
          (0.01  ao/sl)

6.  Sampling  Train ?rsparatian

    6.1   Weigh  ntsasersd glass fiber filtsr pacer ta the searaat C.I =
-------
Pag* 3
         cannectians,  and tura en the arse* and filtar heating  syatas.   Adj-ist
         tha heater  cantrala  ta aaintaia the appropriate  tasaeraturaa .

3.  teak Check

    8.1  Plug the  inlet  ta the filter.

    8.2  With the  fine flew adjus-eant Csypaaa) casn lately open,  open the
         coarse  flaw adjustsent canalataly and adjust: ta  a vmcsisa of 12 Is.
         'Hg by closing the line flow ad jus-sent. .

    8.3  Ax/tar- sufficient ti=e has elassed far stabilisation , aaasura the
         leaJcage rasa far 1 ainurs or aora and rscard.  A leakage raza  of
         less than 0.02  e±3 ae L5 ia. 5g is aesapcable.   Ca« acatane r
       .  stspcacfc  ?reaae on i=?in?era and ball jcir.ta i^  .-.ecaasar*/ ts seal
                 leaks.
    3.4  Slowly  reaov«  the plug £rsa the filter inlac and isBediatel/ close the
         coarse  flow adjuaermnt.

9.  ? articulate  Train Operation

    9.1  Each  point should be saspled a a-fnrmtn a£ 2 ainotas and  a  casalata
         set of  data raadinea anoiild be taken at tvery point.  li each point
         is  sasspled aore than 5 ainutad, a eeaplete set of data raadinc.3  should
         be  ftalfitn  at equal tnterrals daring the saaaling of e^ery paint bttt sot
         leas  f7*qaent  than every fire sinataa.

    9.2  Pack  crushed ice aratzod the ispingers. turn on the prase heater  and
         adjust  so that the gases lairing the prate an 220°T.  Add ice occa-
         sionally  daring tha test in order ta :
-------
?age 6
    9.7  Aftar  the  pits* rsadiscs aave staaiisad.  nosa  tie pitas rsadi::?,
         calculate  the desirsd orifice setting, and  adjust wit:: the fir.e
         and eaarae new adjustaenss ta the sew setting.   Tiis should be
         dene as  rapidly as possible ta a-void anisoJcinecia sasniing.
    9.3  Continue  the abo^m steps until all tra-verae points  have been sane lad
         an «qTial  la-e&s-ral of t±aa (cxces-s adjua'ssd era,v«rs« pai^ta as deacr^
         in Scnrca SaatnLinq x«gi;cd 1.)

    9.9  AC the  esnela&ion of the rxa, close the caarse  ilov adjnaraenc, ^o-es
         the  final ?aj ae^sr raadizg acd ssrscrarursa  and withdraw the =r=i«
         eeoalecal? .
    9.10 Seal  the nozzle with alrriirma fail u soon  aa  is eaoLa
         ta  do so, discancecr the prsae fraa the  sacale ease^  seal all o-oher
         epenisgs and traAS-sort ta the cleanup  (or stara?e}  area.
    9.11 Tlirou^hour the saasl* r=n« collect an inte^ratxd caa  sasale far c==-
         oeite analysis aa deacrihed ia Sourra Saaollnq M-ethed 3.
    9.12  Onder no drconataneaa disconnect or loosen  any  part of the airticht
          train oatil the probe has been easnletaly r*aev«d frca the scaoc.

10. ?articalate train Cleanup

    10.1  deanap should be performed ia aa area  free  of wind and airrene
          dwit vnich say cenr.aninate the sample or cause sasale laaa.  1* possible,
          the train should be cleaned in a laboracar?.

    10.2  After Che prabe and oozale have cooled, rtacve the end seals and brssh
          while rinsing with acecone infia a suitable container (labelled).

                  iTo-ee:  Exercise caution so that none of  the rinse  is
                         last and no extraneous aaserial enters the  rinse
                         (such as frea the pisat  tubes).

    10.3  Should it be necessary ta clean the train in she field,  use she
          following procedure:

          10.3.1  Kins* all sample exposed surfaces prior  ta the filter
                  (including the front half of the filter  holder)  with
                  acetone.  Reao-re any adhering particles  with the aid
                  of a rubber policesan.  ?la'cc the rinsings in tne  probe
                  rinse bottle.

          10.3.2  Seaove the filter without disturbing the particulasa ca*e,
                  place in a petri dish and seal.
          10.3.3  Measure and record the Teluae  (or weight)  increase  ef tr.e
                 . first three ispingers and transfer  their  consents into a
                  labelled cansainer.  Jtinse the iacingers  and  intereannects
                  wish distilled water and add ta  the container.

-------
?age 7
          10.3.4  Rinse  all  sample exposed glassware between  tie  filter
                  (excluding tie glass frit filtsr support) and  tie  icurti
                  ianinger with acetone and stars Li a suitable =ar:
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Page 3
          12.1.3   2ets'"3i'"s the cor"ec~*cr
                   correction factor xcsocraeh, Figure  :-2.a.  as  described
                   on  the  nomograph.  Correction of  the  factor  "C"  for a
                   pitot C?  other than 0.35 can be aade  using the  following
                   ecuation:
                                  C (corrected)


     12.2 Operating Scacgraph
          12.2.1  Adjust  the sliding seal* on the operating ncscgrapc,
                  Figure  S-2b,  such that the "C" factar detersined  i-.
                  Section 12.1.3 is egaoaite Refsrsr.es ?oi^t A.
          12.2.2  asi.-:^  th*  3ceiiai:iary jitst traverse data and duct
                  tcocerature deterair.ed in S«ctisn 7, draw a  lir.e  frca
                  T  to  th«  values o£  d? and select a suitable 0  (r.cszle
                  diameter)  srca the probe ti? diameter scaJe.

          12.2.3  Draw a line frca ?  through 0 (actual dia&eter at r.ezils
                  to  be  used)  and note where the line cresses  the £?  scale.

          12.2.4  Draw a line iron the 1? obtained in 12.2.3 ts R*iersr.ce
                  Point  3 on the iH scale and note where the line crosses
                  the X  factor scale.  Tais point should be =ar:
-------
?ag« 9
         13.1..S   Caiibrata th« qriiisa  and  dry g« aa-c«r «verv sen -si  sr aft
                        5 caa-ea vtiicaav«r  ocssra liraz-
    13.3 7aa5«racsra gaugaa
          12.2.1  CiacJe tsszsranra gaugas  agaisat sarcary-ia glaaa  tS
                  of cartdj£i«d aessraey cr  again Tg Toiiabl* txsneracurs  acar.
                  (bailing or frs^siz^ pciats)  ae l«aa-s yvari/.

      .3  ?rab«  tessi*

          13.3.1,  yiautxra ti:« Lnaii» noz^l* diaaacar on ar Isaar 10
                  4Laa«e«fir- es S±« ae^rva-e 0.001 ise£ oairg a 3icr=aac*r or
                  cali?«r.  t^« cassl* dias«esr is ^a a-7«ra?« of =i
                  53 &• aaaraat 0.001
          13.3.2  Tia lar^ca? da-riarian  from the  aTera^ra should r.oc
                  of eha avaraga diamatar.
          13.3.3  Calihrata 5ha no«=la at

14-. Calcalaaiona

    14.1
          14.1.1  Calculata tha avaraga gaa  Talcedty,  V , frca tha pitat  tssa
                  raadiaga and gaa tasparaesrva  uaiag  a^oaeioa 5-2

                          tvJ*'*9 "ifL   V<0«7a)'**'                '(5-2)
                                  Ar? M  '    '
                                  . 1  s a

                  Hfcara tlia aysJsola and cnisa  ara  tia  Jaaa fsr *truacisn 2-2
                  ia Sourga Saaellr.c Xachod  2.

     14.2 £aa ^oloaatsie flow raca

          14.2.1  Calcalaca toa 7  ^   -                        CS-4J

-------
Page 10
                 wear* Q. •     roluse of gas sasple,   SZC?
                         a
                        0  »     *eics» of cas tirougn  setar (setar conditions) ,  ~

                        ?  •     barometric prsssurs, acsciuta,  in.  2c.

                        42 •     average pressure drso  across tie orifica / in . H.O

                        7  •     a"werace dry gas aatar  tasnerarsra , °A

         14.3.2  la tha «wns th« gas piaai^g thrau^ft  si:« dr/ ?as sa-esr
                  ne-e dr/, ei« «fcov« «quatiian susr  r«  salripLied by (1-3.  )
                  whera 3   La ti:« TQlaa* *rz
-------
?a irac-iioa  of  d=y gas

 12.  Miniaoa Acs»ptabl« T«a«
     12.1 Za oriar far a soars* tas-C by  Cilia  aathod to b« *cc*ptaal« *a
          accurata «.  th«  folloving. r«quiraa«aca auat s« a«c onieaa
                              by  t!i« C«p«jrtacat ia
          12.1.1  A aiaisua aaspl* Tcleaa of  60  S3C? of 5*s ;«r r^a scat
          12.1.2  A ainiTua rsa  ti=» of  60  aiatxftu  on csntiauecs operations or
                  on* eooplata eycl« cawriae; at Itaat 60 air.utaa on cyclic cc«r-
                  aticna.  A irtniiitTa of  t>c rsas ;«r tsat is rvcuirad.

          13.1.3  Th* C«paz-=a«nt La notified ia  adv«acai of all scurc* taata so
                  that it say bar* aa obscrvvr pc«s«at if d*slr«d.

          12.1.4  All «quipB*nt  ua«d ia  th« tast shall b« as specified ia Section
                  3,4, and 2.

          12.1.2  All tqnipaent  vs«d ia  th« tast shall b« calihratad at ^.« sr«ei

-------
Page 11
                 interval  or sara often and the calibration  data  and results
                 iaciuded  is the test resort.
         15.1.6  Accurate  description of the sampling sits iad-i4'-? phocserassa .

         13.1.7  Sufficient data ta eanfim that the sanpllnc.  rate  was  within
                   10* of  Lsokinetic.
15. Minima Teat aepcrt  Infar-Mfvon - tia fallowij:^ is£s:=aeicn  csneer=in? the
    aourea aha 11 be  iscioded ia the sourss te*t z*ccrt.

    16.1 Sellers

         16.1.1  H«ae of Trannfacsarar,  oaceplata casaeity, and isftxU.3.cicR
                 dace of boiler and associated central »coirseAt.

         16.1.2  Central ecjoipaent on boiler (including ci.-.dar rsinjesrticn
         16.1.3  Steam  croduetian rate, rt*«a pressure and nr.c« of  rteaa fl=v
                 wiser*  passible.   Cse of a rteam flow iate^rater is desirable.

         16.1.4  fuel esaecsitian Ciaciudir.
-------
 L3






IS.3 Zneinaratsra




     16.3.1  Manttfaerorar  and eayacisy of Lscisarscar.




     16.3.2  Can-era 1 *qci;m«nr praa«se.




     16.3.3  TTP« and qaancir? of sacerial incin«racad.




     16.3.4  Ciar?ia? and  TCakln? tinea.



     16.3.3  Auzillar?  fzcl os«d and qsanzir/ csnarnned durin? taaz



     16.3.6  Ceacir/ r«adi.-.?3 during taa? by 4 osrzifiad oJ=s*r7«r.



     16.3.7  ?ho-cs^rapii3 of iaeinaracsr in oceracisn including ?1'^=:

-------
c/clone   filter
                                       theracaetar
                                      «=ST>r««fc ralve
                s-i

-------
*->
  > 1.4

                           •v i
                        %  ["    *•
                       ,,.J        -
                                    * »-3 i 10
                                    '***> • ' 0»
                                   •"•C C . 1.9
                                                                       2-2(a)
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              cur
                                               "TOT >tAe>MC.
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                                                                           5-2
                                                 «.»-
       "?
         -1
       "3
                          T,.«
                          A i 4l«MVM««Nt««a

-------
figur* 5-3

-------
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-------
                                                    5-5
                                   VELCdTT DA^A  AJffl CAlCSLAIICIlS
3**** So.
Plant
                                 Data
                  -*g lacatiaa
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-------
                                    ffiiT cr rsvrscMiE

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-------
                                      5-7



                   CCMSUST:ON GAS ANAirsrs  SAIA SESST



Sonrca	Data,



         5oia±
               co2        o2          co
Analysis 1



Analysis 2



Analysis 3
               co         o,          co         JT
                  2     '    2                        2

            AtnrnicWt.  Atonic Wl.  AiozsicTO.  AtocricTO.

                (44)         (22)       . (23)         (23)
                                                           »  Total
                                  BTET
                           02          CO
Azalysta 1
Areraje
               CO.        0,,          CO          2T.
                  22                       2

            Atomic Wt.  Atonic Wt.  Atonic Wt.  Atonic TO.

                (44)        (32)        (23)          (28)
                                                             TMtccnc-ci
                                                           » Total Aiosic TTt.

-------
                                  LATi SAiiPLC'G CALCULArTO>?5
Date of Test
-
?ASAiETi2S TO 3£ CA-.C7L-A.rZD HS2TJLT2
bol
Qm
V
==
S
?o
VT
Md
Ps
S
C9
As
Ts
Dm
• w
w
%C02

Definition, Units
meter conditicss , ft.
% H20
Gas meter temp. , *?
Orifice srsssure
droo in SoO
Calcilaring Zquation

Avar, fcroni field data sheet '
Moisture es casing last
icsinger

Arg. fir. field data sheet
ATJ. fir. field data sheet
Barometric pressure (la. Eg) | Field data sheet
Toe. rol. of condensed vater
Molecular weight of dry gas
Stack pressure In Eg abs

^jVx ii"
Pitot Tube Caeff.
Stack area (In. *}
Stack temp. , *3
Nozzle diameter (in.) .
To^al 53^—1^-^ M— • f*{-j
. '
Total fir. lab data sheet
Gas analysis-Atomic Wt.
. 073S3 x ?s' +• Po
Arg fir. Vel calc. sheet
From Calibration Data
Reid data sheet
AT?, fr. field data sheet
Field data sheet
Total fr. field data sheet
Wt. of particolate sample , mgj Total fr. lab data sheet
% CO2
. _ "- • ;
QJJ I Dry gas sample vol. at
! std. cond. , scf.
QT
•BST
md
Ms
Vs
qs
r
.g
eg'
Ct
Tot. rol. of condensed water
Tanor® std cond. (scf)
% moisture in stack gas
Mole fraction of dry gas
Molecular ^n. of stack gas
Stack velocity at stack, fpm
Stack flowrute at standard
cond. . sc£m
Percent Isokinetic
Total parriculate grain
load. . rr/scf
Grain load, at 12% C09
gr/srf
Total particuiate emissioa
CO 2 analyzer

r^- 17. S3 (Qctl{ Po* i.H I
"* (tar*- 16 Cn L 13. 5 J
QT-0.04T4W
__100 Or
niv ™ , .. '>i. j
ly V * (»>C
"**FW
Ms - mdD/Id * 13 (1-sna)
?1''
-------
                                    fiS-ura 5-3  (?.
Plant
3C?ARTM6?IT 0? PlV ! ».Qfi-*::TAi. C
   AIR  QUALITY C3:tTSOL OlVtSlO.'!

 ?A*TlOJJJkTc »-«'.! MS  C.M.CU

              Samel inc,  Lscation
Data of Test
Sym-
bel ! 3«fim'tion, Units
' nwter esnaitioni. ft.
. a—
en S« «aetr two., .-
M i 3ri r ic* srwjure
j droo in H^3
fa i Sarasetric jressure(in.Mg)
Calculating tsiucion Siui___ 3un__ '*a,^ Avq.
Avo.frrr, f7.ld ^ea 5flM«

Av^.frem field data in««t
. i j
Av^.froa field data sft**t |

field data ih*et
Vv Tot. vol. of condensed »at*r Total fr. lab data* sheet
Hd Molecular ««i)nt of dry gas .
ft | Stack jrtaiure jn H^ abs
S
c9
Aj

~\r? « ~j
PI tot Tub* Oa«ff.
Stack arta (in. }
1 ' " *
Om
At
V
Moult diam«t«r (in.)
Sas analyi Is-Atseiie ut.
.OT3S5 x PS » ?o
Avf. fr. Vol. calc. ine«c
Pro* calibration data



i

field data jhe-et
Av^. fr. field data sneet • j
Meld data sn«*t |

Total lafflolin^ ti*M. ain. ! Total fr. field data Jh««t
Wt.af sarticulat. »a«ol«,«9.
**i!*Ca7
W
Dry jas jama I « vol. at
std. son*., ie5
- I Tot. vol. or «3rto«n»ea «4C*r
1 vaoer '* jtd. esnd. (i«f)
«v
^
X "oiitur* in stack gas
noU fraction of dry jas
ns | nol««ul«r w«. of itack «as
'/I
«
Z
C4
^
C:
Stack velocity at stack, fya
Scacx flewrac* it }(jn«ara
P«rcant I»okin«Cic
Total sartievilatt jrain
Total fr. lad data ih««t
CO. analyzer
«., „ 1 7. i5 (•">") |"?e» i?t ] i
^ fw»H$^ ) t ? ^ )
? t
10^^ ™ 5 j'S i '
(v»; (?»i "rs'j i^.:) (it) '
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tb/hr
C5- .8«57 (C«)(«J . j 1

-------
                             figsrm 3-3
sauacs
                                 ANALYSIS CF ?.^T:CTJLAT;
Tast __
Oats of Test
C2HOEHSHD WA7IR OETrKHDlATTQM
Run
NO.









1.110 inger:
pinal weiont
Initial weiant
Net waicnt
final weicnt
Initial weiant
Net weight
Final weicnt
Initia-i weicnt
Net weicnt
?1









*l









?3









?4









To« 1
Condensats









       RESULTS
Hun





*











i
Con tan ts •.
seaicer rio./Voi .
Gross wt.
Tare wt.
Met wt.
aianK wt.
Final wt.
Seaxar No./Voi .
Gross wt.
Tare wt.
Met wt.
31 ante wt.
Final wt.
3eaxar Ho./Voi .
Gross wt.
Tare wt.
Net wt.
8 Ian* wt.
Final wt.
M l tars


















?rooe i r t i car
Holder









•»








icoincer
Rinse


















uioinger
Extract










•





. i

unomger
'/later




,










I
I

VI t.


















 Sample Preparation;
                Volatilss  evaporated  at
                Water  evaporated  at 	
                Oesicatad  at
                      Laboratory Balanca  Type
C, Duration
C, Duration
C, Duration
_nrs
"nrs
"nrs

-------
                                                                    Attachment 3

                                                                    of  Appendix I
                            ZS CT CSSSCX

               CE2AS=1E3T QT -aVTSCNKEnai

                     Sonrca Sacaling Ma tied 7
a
           ispling Candansihla Ssiasioas fraa Stationary Sources
    yriscipla and Appli
            Principle:  ?artic=Iata aattar  inclnd'.ng cond
                         y from a flcvi
                                                         rtraae.  Tia =art-
            icolata aarsar is datazrdjiad er
            with, organic solvents and •vaporatian.

     1.2    Appiicabilif/:  T^Ls a«thcd ia apaLLcabla to statisaary soorcas
            whoa* prj.,rary cmiaaicna are csndasaiiia  gases.   It shculd be
         .   eenaidarad a aodi^isatian of Soursa  SasztLL-.? Hethed 5 acd ap?Liad
            only wh«a dLractad to do so by tia S«part=ant.

     SaapLLs? Apearatns (?i?8sa 7-1)
     2.1    TS« prab«» jaapling traia, aad aeearla? r/atea ar« tha saac
            as otsKiiaad in 3. Sar-)linc Aocaratta  cf Source SassLL-c Xathed
            j_ with, th* Jallcwicij excapriocs :
            2.1.1    Tha ha a tad liltar and  cyclone are optional, bat shodd
                     b« naad Lf sicaificant quaatitiaa of solid participate
                     ara praaant.

            2.1.2    Aa cnhaatad glass fiber flltar is placed batv««a tbe
                     tbird and feorth iapiagera.
3.   Sa=?la Racs-vary Apparatus
     3.1    "^h^ saaDle recsvmry appara-eas  is  the  sasa as outliaad in 4.
            Saaale Saco^er'r Aeparafus of source Sana line Mathod 5.
4.   Saagenta

     4.1    The raagents ara tha sa&a as outlined  in S.   -taaces^ia of
            Sotarea Saaelinc Mathod  S.

S.   Saapling1 Traia Preparation

     5.1    Tha saapliig train preparation  is  tha  la.-a  as  outlined in S_._
            ?-»'^
-------
S.   Sraeaat ?recaratisaa  aad l*ad decic

     6.1  "  nui pratsat praparaticna and laafe caaOe ara  taa  saca as eist-
            iii~*  ia Sactiana 7 aad 3 of frim **~- 'l—g 'Bathed 5.

7.
Candanaiijla Sarticslata  train Cparaticna
       Taa  traia  operation ia tha sa=a as cutliaed ia Saction 3  of
            sa  S-»?*?Liaq Ha^od 5 .   IS ia issorsantt ss r.o-ca
       as
3.
Csndaaaihla  ?*rtie-olat« Tr
                                             s^ar suar sot  «jea«d 7Qa7
                                             lea a of candnnni'sle =arari
       daaacp ahotald ba parfarsted la aa araa fre« af vir-d and air-
       bora*  &urc whiea aay eoncasia^ra tha sasole or eauaa a*=?i«
       loaa.   If jeaaibla, tha traia should ba ciaaaad  ia  a laborarary.

3.2    Aftar  tia praba aad aczsla hava eaalad, rasove tha  and aeala
       and brsah vhlla riaaia? -^i^ii acatana iato a a'oitabla sarked
       es&taiaar.

           Hoca:  £xereiaa eautics so eaa« sooa of taa riaaa ia icac
                  ^ty* oo cxtraneoua sat^rial thtara tha  riaaa (aue^
                  as from taa pitot tuiaa or condanaad satarial £r=a
                  tha outsida of taa aocala) .

8.3    Sneuld it ba sacaaaary ta claan taa traia la  taa fi*ld, caa
       taa follcwiag pzocadura:

       8.3.1    taozooe^ly riaaa all aaspla axpcaad  s-crfacaa prior to
                 taa front fiitar support, wita acatana. Raaava aay
                 adhariag partiolaa vita taa aid of a rshbar pclieeaaa.
                 ?laea tha riaaisgs La. tha prsba riaaa botrti*.  If tha
                 front filtar ia oot oaad, all saopla «x?oaed surfacsa
                 prior to taa first isaiasar aheuld ba iaei-odad ia taia
                 riaaa.      -

        8.3.2    Raaow taa front  (If uaadj and raar  filtara, plaea
                 is a patri diah aad aaal.  Siaea a haavy loadia? of
                 eendaoaihla aatarial on taa raar filtar say i«a?a a
                 raaidua in tha filsar eontaiaar vniea --ould sacaaaitat*
                 raoo-raJ. vita sol-rant, ?laaa patri diahaa ara prafarrsd.

        8.3.3    Maaaura and raeord taa volsaa  (or waictit)  iaeraaaa of
                 taa firat  taraa iapia^ara to taa aaaraat 1 ad (or 1 9}
                 aad traaafar taair centanta to a labalad csntaiaar.
                 Siaaa  tha  iaDia^ara aad iatareoaaaeta vith diatilled
                 watar  and  add  ta taa coctaiaar.

-------
                               -3-
          3.3.4   3inse all sarnie  e??csed giassvars between the  frtnt
                  filtar  (if used)  or tha first i==inger (if tie  frtnt
                  fiitmr is not  used)  and tha faurth i=?inger  (ireladii?
                  glass filter frits)  with acetane and place in a suitable
                  mrfced container.   If the aoisfora cendensata in Section
                  3.3.3 was datasained by use of a graduated container, it
                  should also b« rinsed with acstane and the rinse added ta
                  tha tsninger rinse  eanrai p.ar.
          3.3.5   Caeassisa tha w«i<^it: gain of the silica gal in tha f=crth
                  inpin«i7hed
                  in tha lahoratazy.

          3.3.6   Collect ad sannlaa should be analysed within cne v««jc of
                  collection  in ^rder  ta prevent any feasibility of bioloeisal
                  or ehagjcal degradaticn.
9.   Analysis
     9.1  Desiccate tha filtar(s)  at 70°? or lass in tha field container
          for 24 boors and weigh  .                                    ~~"
          Sota:   Za scaa cases*  desiccatica say give rise to a slew
                  vaporisation  of the  ccndansihla aatarial.  Therafcrs it
                  La not raecB&endad that an attasst ta weigh ta constant
                  weight be aade.

     9.2  Transfer tha acetone  rinse (Section 3.3.1)  into a tarad bearer
          or evaporating dish.   Sinse  tha container with acetane (police
          ta raaov* particulate)  and add the rinse ta the beaker.  Svacorata
          the solvent at 70°7 or less  and laboratory pressure, desiccate
          24 hoars and weigh .   Sea  note in Section 9.1.

     9.3  Transfer the acetone  rinse frcm the ispingars (Section 3.3.4}ta
          a tared beafcer or evaporating dish and treat as in Section 9.2.
                                  ^
     9.4  Transfer the water  (Section  8.3.3)  ta a separatery fennel.  Sinse
          tha container with distilled water and add to the separator? funnel.
          Add 22 al of chlorafara to the separator-/ fsnnel, stopper and
          vigorously shaJce 1 ainote, let separate and transfer the chioro-
          fara  (lower layer) into a  tarad beaker or evaporating dish.  Repeat
          twice aora.  Repeat the above extraction using three 22 nl portions
          of diethyl ether in place  of the chlcrofaa.  Transfer the tther
          (upper layer) to the  saae  container as ixsed to contain the chloro-
          fc
          Mote:    It  is  necessary to rinse the field container far water (if
                   used)  with solvent.   This rinse nay be nade as ing the
                   cting  reagents in which case it is added to the i^p
                   extract container or with acetane in --tiich case it is added
                   ta  the container in  Section 9.3.

-------
     9.5  Transfer  tha  r«-vi i -, * n? vatar Irss tha  separator? fannal ta
          tarad haakar  ar avaceraftinc; dish and evaporate ax 135
          0*siccata far 24 hours and
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-------
Ccp-eicniiJ

-------
                         DEQ WOODSTOVE CERTIFICATION PROGRAM
                                     PACT SHEET
Background
The 1983 Oregon Legislature passed a law allowing only new woodstoves and stove-like
fireplace inserts that pass an emission standard to be sold in the state after July
1986.  Existing installed stoves, used or antique woodstoves, and fireplaces are
exempt from the rules.  In developing the rules, the DEQ worked closely with an
advisory committee representing woodstove manufacturers and retailers, testing
laboratories, chimney sweeps, fire code experts, engineers, air quality specialists
and environmentalists.  Two nonvoting medical advisors also participated.

The Environmental Quality Commission (EQC)* established phased-in smoke emission
standards and adopted rules in June 1984 covering:

     o  Procedures for testing woodstoves for emissions and efficiency
     o  Stove labels indicating the stoves' emissions and efficiency levels
     o  Procedures for certifying stoves for sale in Oregon
     o  Pees for certifying stoves
     o  Procedures for accrediting testing labs.

A two-year voluntary phase with stove labeling began July 1, 1984, and continues
until June 30, 1986.  The mandatory sales restrictions phase begins July 1, 1986.

All new woodstoves must be tested by an independent woodstove testing laboratory.
The rules outline procedures that a testing laboratory must follow to become DEQ-
accredited to perform testing for Oregon's Woodstove Certification Program.
Basically, laboratories can not be financially dependent upon any woodstove business,
and they must demonstrate stove testing proficiency.  Under the rules, a manufacturer
pays to have each stove model tested at low, medium, high and maximum heat output
levels, using Douglas fir.  The results are averaged to determine whether the stove
meets the emission standard.

The Department of Environmental Quality  (DEQ) is currently accrediting testing
laboratories and manufacturers are voluntarily submitting their stoves for testing
and labeling.  An ongoing list of approved stoves with performance information will
be made available to the public as new stoves are certified.

Emission Standard

The new emission standards limit the amount of smoke (measured in grams per hour)
a stove can emit.  The standards will be phased in:  The 1986 standard reduces
emissions by about 50 percent; the proposed 1988 standard would reduce emissions
by about 70 to 75 percent.
     *The Environmental  Quality Commission is a five-member citizen board that sets
environmental policy  and rules for Oregon and oversees the Department of
Environmental Quality (DEQ).
FD562                                 -1-
8/20/84

-------
Specifically, the rules call for new stoves equipped without catalysts  to emit  no
more than 15 grams of smoke per hour (grams/hour) after July 1986.  Stoves with
catalysts will emit no more than 6 grams/hour.   (The lower number is necessary  for
catalyst-equipped stoves because the catalyst element degrades over time.  A catalyst
that starts out emitting 6 grams/hour will emit an average of IS grams/hour over
its lifetime.) A catalyst, or catalytic combuster, is a device similar  to those found
in automobiles to improve combustion.  It allows the gases and particles in wood
smoke to burn at lowered temperatures before the smoke leaves the stove.

In July 1988, the emission standards will be tightened to 9 grams/hour  for
noncatalyst-«quipped stoves and 4 grams/hour for stoves with catalysts.  Some well
designed catalyst-equipped stoves can already meet the stricter 1988 standard.  But
the average stove now on the market emits more than 30 grams/hour.

The Department proposed a phased standard in order to meet air quality  standards
while providing consumers a wider choice of wcodstove designs.  The 1986 standard
will begin cleaning up our air while allowing manufacturers time to develop a. variety
of clean-burning designs that will meet the 1988 standard.  The stricter 1988
standard should allow most areas of the state to meet air quality standards by  the
year 2000, and provide airshed space for growth and development.

Label Requirements

The consumer will find two labels on certified woodstoves and stove-like fireplace
inserts describing their tested performance.  The technical label shows the tested
emissions and efficiency levels over the whole range of heat output levels; this
label is attached permanently to the stove.  A second label, intended for the
consumer, shows the stove's average emissions and efficiency levels and the range
of heat output levels as well as Oregon's emissipn standard; this label can be
removed by the consumer and is primarily used for selection purposes when sizing
stoves, and comparing appliance efficiencies.

Benefits to  the Consumer

For  the first time, the consumer will have  appropriate and accurate information to
make a knowledgeable decision, in selecting the  right-size stove for the intended
space to be  heated when purchasing a woodstove or stove-like insert.

Because woodstove retailers will be monitored for compliance with the law,  the
consumer can  also be assured that the stove passed an independent emission  and
efficiency test when the  stove is sold  in Oregon.  DEQ monitoring will  not  occur
in  the home.

An  added benefit will  be  the less polluted  air because the consumer made the  effort
to  purchase  a better designed, cleaner  burning woodstove.  The cleaner  burning  stoves
have higher  efficiency ratings  (more usable heat generated from less wood consumed)
and safety benefits  (less  creosote buildup  with  less chimney cleaning costs).   The
purchase price of  the  new  stoves may be somewhat higher,  but savings in fuel  usage
and chimney  cleaning will  offset the higher initial cost.

For More  Information

More information or  a  copy of  the rules can be obtained by writing  to DEQ,  P.O. Box
 1760,  Portland,  97207; or  by calling  229-6488 or  toll-free  1-800-452-4011.


 FD562                                  -2-
 8/20/84

-------
                     Department of Environmental Quality

                       WOODSTOVE CERTIFICATION PROGRAM

                  Steps Toward Certifying a Stove In Oregon

 I.   LAB ACCREDITATION

      Before any stove models can be tested, laboratories have to be
      accredited by the DEQ; it takes about a month to get a laboratory
      accredited.

      A.   Labs must apply for accreditation, and document they meet the
           accreditation criteria:

           -  Cannot be financially dependent on any woodstove business;
           -  Must follow generally accepted professional practices;
           -  Lab staff must be trained and then tested for competency
              yearly;
           -  Lab must be equipped properly;
           -  Must keep complete and accessible records;
           -  Must have equipment, training records, testing data, etc.
              available for DEQ inspection;
           -  Must maintain a quality control system;
           -  Must have an emissions and efficiency computer program
              approved by DEQ;
           •  Cannot discriminate against persons or businesses, cannot
              belong to associations that discriminate.
                                                              •
      B.   DEQ will inspect labs after application is considered complete:

           -  Lab will have to perform in DEQ's presence one complete
              emissions and efficiency test on a woodstove provided by DEQ;
           -  Lab deficiencies must be corrected within 30 days, DEQ may
              revisit.

      C.   DEQ will approve or deny accreditation after all information
           is submitted.

           •  Accreditation is good for three years;
           •  DEQ may audit one stove test during the three years;
           •  Accreditation is not renewable, labs must go through the
              application procedure again.

II.   TESTING PROCEDURES

      Manufacturers will take their stove models to an accredited lab for
      emissions and efficiency testing.  The testing and reporting will
      take approximately two weeks and will cost approximately $6000 per
      model.

      A.   Fuel

           -  Wood must be air dried Douglas fir lumber, room temperature,
              with a moisture content of 16 to 20 percent, measured within
              4 hours of testing;
 MM (8/21/84)
 FD686                             -1-

-------
            •  Must be free of knots, pitch, rotted areas;
            -  Dimensions of the wood will depend upon the volume of the
               stove firebox; for unusual designs, the loading oust be
               cleared by DEQ before testing.
       B.   Testing

            -  Simultaneous emissions and efficiency tests are required for
               four ranges of heat outputs (less than 10,000 BTUs/hour,
               10-15,000 BTUs/hour, 15-25,000 BTUs/hour, maximum heat
               output);
            -  If a stove cannot achieve one or more of the heat output
               levels,  additional tests must be conducted at the next closest
               range;
            -  Testing is finished at each range when all the wood is
               consumed;
            -  Standard method for measuring emissions is DEQ Method 7, or
               modified EPA Method 5;
            -  Standard methods for measuring efficiency are calorimeter
               rooms or stack loss;
            -  Substitute testing methods can be used, if precision and
               accuracy tests are performed and equivalency is proven;
            -  Before a stove is tested, its catalytic comfaustor must be
               aged by being used in a stove continuously for 50 hours.

III.   SPECIAL CATALYST REQUIREMENTS

       -  Catalysts must be tested to ensure they are still 70 percent
          effective after 5000 hours of use, or the manufacturer must provide
          a 24-month complete replacement warranty;
       -  Stoves with catalysts must have a thermometer access installed
          to allow the owner to monitor stove gas temperatures, which will
          indicate whether the catalyst needs replacement.  (The consumer
          can purchase the thermometer, if desired.)

 TV.   APPLYING FOR CERTIFICATION, AND LABEL APPROVAL

       After a manufacturer has its stove test results that meet the
       appropriate participate standard, they can apply for certification.
       When the DEQ concludes that the application is complete and that the
       test results are accurate, it will provide the manufacturer with the
       approved emissions and efficiency content for the labels.  The
       manufacturer will produce the labels and submit them to the Department
       for approval.  If the labels are approved, and all other requirements
       are met, the DEQ will certify the stove.

       A.   Application for certification must include:

            -  Description of the stove, including design plans and operating
               manual;
            -  Testing information, including particulate and gas emissions,
               heat output, burn rate, average efficiency values, gas
               composition and temperatures for each test cycle;
  MM (8/21/84)
  FD686                             -2-

-------
          -  Nonrefundable application fee of $1600 for a manufacturer's
             first model, and $300 for each additional model.
                                                                  «
     B.   Label requirements

          -  A legible permanent label (sample attached) must be attached
             on the outside of the stove  (except on the bottom), or on
             the inside the stove, if it can be seen and will remain
             legible;
          -  A removeable label  (sample also attached) must be visibly
             located on the stove at the point of sale;
          -  Before the Department can approve the labels and certify the
             stove, the manufacturer must submit proofs of the labels,
             diagrams of where the labels will be attached, information
             on how the permanent label will be attached, and the name of
             the label printer;
          -  The Department must approve or deny the use of the labels
             within 14 days;
          -  The manufacturer must submit to the DEQ final copies of the
             labels within one month of printing.

     C.   Certification approval

          -  The Department must notify a manufacturer within 60 days of
             receiving a completed application whether certification is
             granted or denied;
          -  Certification is good for five years, manufacturers must apply
             for a new certification 60 days before the old certification
             expires.  The fees and testing requirements may be waived if
             no changes to the stove have been made that affect emissions
             or efficiency;
          -  Manufacturers must apply for new certification (even before
             five years) if the stove is altered in any way that changes
             its emissions or heating efficiency.

7.   ENFORCEMENT

     •  Manufacturers, retailers or labs that violate the rules or statute
        are subject to civil penalties;
     -  If a lab violates the accreditation rules, stoves tested at that
        time may lose their certification;
     -  If certification is revoked, no one may claim the stove is approved
        by the Department.
MM (8/21/84)
PD686                             -3-

-------
                 Permanent  Woodstove  Label
                             (Example)
         CERTIFIED  TEST  PERFORMANCE
     T»«ted by:	_Dat«:	Procedure:	
D
O
Z
5

  20,	.	___	=====90
                                                                     pro  0]
o                                       \                       r   *
O

                                                                     Joo
m
TJ
2
o
                                                                     «0
                                                                         4
             «.«•       W.Mt      II.OM      ».M>       ».1M       14.a

                     HEAT OUTPUT • BTU/HOUR
Manufaetuf »r •                      Uedel:	
    Parformanea m»y vary from test v«,Iut« dep«ndln< on 4etu*I horn* op«f»tlng aondltlorn
                  Removable Woodstove Label
                              (Example)
                             A.VO
                          (non-catalytic stoves)

           Smotce 	 graaa/hour (EEQ Standard! 15 until 07/88)
                                                   » after 07/88)
                      ______ * (No OEQ Standard)


                             HEAT OCT?CT RAKCS


                       	 to 	 8TtJfs/hour
                                                    0«sigr.
                         Nace                Mane              Nuocer

        (Performance »»•/ vary from test values depending on actual home
        operating conditions)


        Pursuant to OAS            _. this unit has seen certified as
        meeting Oregon Oeparx?.e,it of Environmental Cuality emission
        standards and nas seen approved for sale in tir.e State of  Oregon
        until July 1, 1988.

-------
                                                                 Section 13
                                                                 Part B
                        CONFIRMATION TESTING SUMMARY

TESTING PROGRAM DESIGN

The finalized Oregon Woodstove Testing Procedure was performed by OMNI
Environmental Services, Inc. in December 1983, and January 1984 according
to the following scenario:

     - Four Stoves

       o   Blaze King Princess - medium size catalytic
       o   Jotul 201 - small size dual combustion chamber
       o   WHA Generic - large size conventional
       o   Oregon Mfg. Catalytic - large size catalytic

     - Simultaneous Stack Loss and Calorimeter Room Heating Efficiency
       Methods on above four stoves.

     - Dual Method 7 Particulate Sampling Trains on all four stoves

     - Dual Condar Particulate Samplers on Jotul 201, Generic, and
       the Large Catalytic  (WHA sponsored)

     - 5000 hour catalytic longevity test on Blaze King Princess

     - Additional two stoves - Method 7 and Jaasma Dilution Tunnel {WHA
       Sponsored)

       o   Medium size conventional
       o   Small size conventional

SIGNIFICANT FINDINGS

1.  The revised final test procedure was found to be very wor(cable - no
    problems were identified.

2.  Calorimeter Room method vs. Stack Loss Efficiency method on an average,
   .produced results within + 1% of each other and 7% maximum difference.
    This was virtually identical to previous testing.  Both methods are
    still considered acceptable.

3.  Oregon Method 7 precision was found to be very good with highest
    deviation ± 9% between dual trains.  This is better than reported for
    EPA MS which does not use an impinger catch.

4.  The Condar sampler had precision equivalent to Oregon Method 7.
    Condar accuracy as compared to Method 7 did not meet equivalency
    criteria previously agreed to by WHA.  Criteria called for accuracy
    within + 12%.   Results indicated average accuracy of about ± 30% with
    highest and second highest deviations being 165% and 74% respectively.
    The deviation on a gm/hr basis averaged + 2 gm/hr and did not exceed
AA4183                              -1-

-------
                                                                  Section 18
                                                                  Part B
     4.8 gra/hr,  reaffirming the Condar to be a very useful and reliable
     tool for screening stoves and research and development work.   These
     results are based on latest corrections to Condar data.

 5.   The Jotul 201 had somewhat higher emissions than expected with a
     weighted average emission performance of 9 to 16 gin/hour depending on
     which 4 of  the 7 test runs are used to develop the weighted average
     emission level.

 6   The small conventional stove was found to enit 11 gm/hr.  This very
     small non-catalytic unit is widely copied by other manufacturers and is
     readily available in some inexpensive versions ($99).  Performance of
     the copies  may be similar.

 7.   The two catalytic stoves performed under the DEQ and Committee proposed
     6 gm/hr emission standard.  A weighted average performance of 1 gm/hr
     was measured for the Blaze King Princess.

 8.   The WHA Generic stove had a large firebox size requiring only 4x4
     fuel.  The  unit performed similarly to previous tests with 2x4 cribs
     except at the very low heat output where emissions dropped due to stack
     creosoting.  The weighted average emissions were 31 gra/hour.

 9.   An average  size conventional stove using a 2x4/4x4 mix of fuel  was
     measured at a weighted average emission rate of 27 gm/hr.

10.   Quadratic curve fitting of the four data points per stove produced
     reasonable  curves.

11.   Virtually all possible methods of calculating emissions produce very
     similar results (i.e., curve fit 8 13000 Btu/hr,  curve fit or actual
     data with cumulative probability heat output, etc.).

12.   A catalyst  degradation test with the finalized test method confirms
     Corning data that the catalyst is 80% efficient at 5000 hours (i.e.,
     about 6 gm/hr on the Blaze King Princess).

13.   The medium  and large conventional stove tests with the finalized test
     method indicate a baseline emission rate in the range of 30 gm/hr.
     This closely agrees with the 34 gm/hr baseline DEQ originally
     identified  from extensive ambient monitoring and modeling (i.e.,
     20 gm/kg emission factor 8 1.7 kg/hr average burn rate.)

14.   The Advisory Committee's original 20AO & 9/6 (non-cat/catalyst)  staged
     emission standard recommendation would result in only about a 33%
     reduction in emissions based on a 30 gm/hr baseline with the  first
     stage and likely no existing non-catalyst stoves meeting the  second
     stage.
 AA4133                              -2-

-------
                                                                  Section 13
                                                                  Part B
15.  Some optional emission standards based on confirmation test results
     would include:

     A.  14/6 (which would pass Jotul 201 and possibly many small
         conventional stove types).  Approximately 50% airshed emission
         reduction.

     B.  12/6 (which may exclude Jotul 201 but possibly include many small
         conventional units).   Approximately 60% airshed emission reduction.

     C.  7/3 (which  would include the better performing catalysts and
         set a  goal  to reach for non-catalysts).  Could achieve needed
         airshed reduction level of approximately 80%.

     0.  A S C  or B  & C as 2-stage standards.
 AA4183                               -3-

-------
             EXAMPLE CALCULATION OF WEIGHTED AVERAGE EMISSIONS


STEP ONE

   A woodstove is tested at four heat outputs as outlined below:

                             Emissions    Heat Output     Order of
   Stove Model        Run      fg/hrl       f3tu/hr)     Heat Output

   Example Catalytic   A        4.1          11,067          2nd
   Example Catalytic   B       10.4          17,663          3rd
   Example Catalytic   C        9.7          20,074          4th
   Example Catalytic   D        2.0           7,652          1st

   Note that Run 0 was at a heat output of <10,000 Btu/hr, Run A at
   10-15,000 Btu/hr, Run B at 15-25,000 Btu/hr, and Run C at maximum
   heat output.

STEP TOO

   The test results are now rearranged in order of increasing heat
   output, extra lines are added before and after the test runs, and
   cumulative probability figures are taken from Table 1  of the rules
   (OAR 340-21-120):

    Order of       Line     Heat Output   Emissions     Cumulative
   Heat Output    Nupber      (Btu/hr1)      (g/hrl    Probability (Pi
      	           0          	         	        0.00000
      1st           1          7,652          2.0        0.21615
      2nd           2         11,067          4.1        0.46226
      3rd           3         17,663         10.4        0.86822
      4th           4         20,074          9.7        0,93620
      	           5          	         	        1.00000
STEP
   Now the weighting factors (K^) are calculated:

      Ki s P2 - P0 = 0.46226 - O.COOOO = 0.46226
      *2 - P3 ~ P1 = 0-36822 - 0.21615 = 0.65207
      K3 s PU - P2 » 0.93620 - 0.46226 = 0.47394
      KiJ s P5 - P3 = 1.00000 - 0.86822 = 0.13178

           *1 + K2 + K3 + £4           = 1.72005

STEP FOUR
      Finally, the weighted average emissions (S) are calculated;


      E s
                      •»• K3 + K4)
       E  =  (Q. 46226 x2.0 U( Q. 65207 x4.lUfQ.U7_Tlci4-x1Q. 4 )*( 0.1 "178x0.71
                                  (1.72005;
       E  =  5.7  g/hr
 MLH:a
 4/10/84
 AA4374

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MISSOULA

-------
                             WOOD BURNING REGULATIONS
                                      SUMMARY
 I.  OPACITY (Density of Smoke)
     -Opacity cannot exceed 60% (see photo) except during start-up of a fire.
      A 15 minute grace period is allowed for start-up.
     -To whom does it apply?  It applies to all residential and commercial solid
      fuel burning devices; no exemptions.
     -Where does it apply?  Both Zone 1 and Zone 2 (see maps).
     -When does it apply?  All times except during Alerts (when no visible
      emissions are allowed)  in Zone 1; all times in Zone 2.
II.  STAGE I AIR POLLUTION ALERTS AND STAGE II AIR POLLUTION WARNINGS
     -No visible emissions from any residential or commercial solid fuel
      burning devices.
          Exemptions:  Sole Source of Heat Permits.
                       Dealer Demonstration Permits.
                       Special Need Permits.
          These sources are allowed to burn with a valid permit, but opacity
          cannot exceed 20% (see photo) except during start-up of a new fire.  A
          20 minute grace period is allowed for start-up.  Information concerning
          these permits is available at the Health Department.
         -Where does it apply?  Alerts and Warnings are mandatory in Zone 1 and
          Voluntary in  Zone 2 (see maps).
         -When does it  apply?  Alerts and Warnings will be called either at 9 AM,
          Noon, or 5 PM and remain in effect until the Health Department cancels
          them.
                          CALL THE AIR POLLUTION HOTLINE
                                  728-AIRE (2473)
                        For The Latest Air Quality Status
         -Air quality status is also available from local TV and radio stations and
          every 5 minutes on the 24 hour cable weather channel.   The Missoulian
          also carries  a forecast prediction on the front page.   No enforcement
          will occur until 3 hours after and Alert has been called.  However,
          it is your responsibility to know if an Alert or Warning is in progress.
     -You are requested to limit your vehicle driving to necessary trips only
      and use mass transit whenever possible.

-------
III.   PENALTIES
      -All firsc violations  during  any  one  burning  season are  warnings.   If
       you wish to  contest a first  violation,  you must  submit  to  the  Health
       Department a written  request, within 7  days  of  receipt  of  your
       Notice of Violation,  for  a hearing before the Air  Pollution
       Control Board.
      -For all subsequent violations during any one burning  season  a
       complaint will  be filed in Justice Court and can result in
       a maximum penalty of  $100.00.  If you have an exemption permit,
       subsequent violations are grounds for revoking your permit.
 IV.
     -Educational materials  or an educational  classroom sessions  are
      available upon request from the Health Department.

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Section XII.  "EMERGENCY PROCEDURE - MISSOULA COUNTY AIR STAGNATION PLAN:"


(A)  Purpose and Explanation

    The following plan was devised using Missoula  County air quality inventory data
    specifically assembled for inversion periods.  The  objective  of the strategies
    is to provide protection to the community  during  an  air stagnation period and
    also to aid in meeting the annual TSP compliance  by  reducing inversion-related
    high TSP values.

(B)  General Provisions

    (1) Total Suspended Particulates (TSP)

        (a) Ambient concentrations of TSP will be determined by the Department
        by utilizing a reference method or functional  equivalent  air quality
        monitoring and sampling devices which have been approved in writing by
        the Department of Health and Environmental Sciences.

        (b) The Stage I Alert and Stage II Warning  shall  be  declared by the
        Department whenever the ambient concentration  of  T.S.P.  exceeds the
        specified level for that stage averaged  over an eight hour period and
        when  scientific and meteorological data  indicate  that  the  average
        T.S.P. concentrations will remain at or above the specified level if a
        Stage I Alert or Stage II Warning is  not  called.  The Department may
        call a Stage I Alert or Stage II Warning whenever availible scientific
        and  meteorolgical data indicate that  the  ambient  concentration  of
        T.S.P.    can reasonably be expected to  exceed  the  specified  level
        averaged   over an eight hour period within  the  next  24  hours,  as
        determined by the Department.
        (c) Stage III EMERGENCY and Stage IV  CRISIS  shall be declared by the
        Department   whenever   the TSP concentrations  equal  or  exceed  the
        specified level for twenty-four (24) hours.

        (d)   Any   of   the  above stages for TSP shall  be  reduced  to  the
        appropriate stage when measurements of  the  ambient  air  indicate  a
        corresponding reduction in TSP levels.

        (e)   When,    in  the opinion of the Department,  meteorological  and
        scientific   data   indicate   that the particulate  measured  is  not
        hazardous (e.g. non-respirable ), the level may be adjusted.

    (2) Sulfur Dioxide, Carbon Monoxide, Oxidants, Nitrogen Dioxide

        (a) Ambient concentration of sulfur dioxide, carbon monoxide, oxidants
        and nitrogen dioxide will be determined by the Department by utilizing
        reference methods or functionally equivalent  air  quality  monitoring
        and   sampling devices which have been  approved  in  writing  by  the
        Department of Health and Environmental Sciences.

        (b) The Stage II WARNING,  Stage III  EMERGENCY,  and  Stage IV CRISIS
        will be declared by the Department whenever  the  ambient concentation
        of any of the pollutants listed above  equals  or  exceeds  the  level
        specified under each stage for the specified period of time.

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        (c)   Any  of the above stages for sulfur  dioxide,  carbon  monoxide,
        oxidants or nitrogen dioxide shall be reduced to the appropriate stage
        when   measurements   of   the ambient air  indicate  a  corresponding
        reduction in sulfur dioxide,  carbon  monoxide,  oxidants  or nitrogen
        dioxide levels and available meteorological  data  indicates  that the
        concentration of such pollutant will not immediately increase again.

(C) Area of Application

    (1) The provisions of Section XII shall apply  to  all  sources of air pollution
    located within the geographical area designated as the Air Stagnation Zone.

    (2) The provisions of Section XII shall also  apply  to all point sources within
    Missoula County emitting or capable of emitting  twenty-five  (25)  tons or more
    per   year   of   any   pollutant,   when,  based on  available  scientific  and
    meteorological data,  the Department determines  that such source or sources are
    causing  or contributing to ambient concentrations  of  any  pollutant  anywhere
    within Missoula County in excess of the concentrations set forth in this Section
    XII.

(D) Abatement Plan for Certain Sources

    Each   point   source within Missoula County emitting  or  capable  of  emitting
    twenty-five (25) tons or more per year of any regulated pollutant shall submit a
    plan of abatement for reducing emissions of each such pollutant when the ambient
    concentration of such pollutant equals or  exceeds  the concentrations set forth
    in this Section XII.  Such plan shall be subject to review by the Department and
    shall  be approved if the plan sufficiently  demonstrates  the  ability  of  the
    source to reduce emissions as required under  each  stage of the emergency plan.
    Such abatement plan shall be submitted within  60  days after the effective date
    of this regulation.

(E) Procedure

    (1) Nothing in Section XII shall be construed  to  limit  the  authority  of the
    Control Board or Department to act in an emergency situation.

    (2) If any of the provisions of Section XII are being violated,  or if, based on
    scientific   and   meteorological data,  the Control  Board  or  Department  has
    reasonable grounds to believe that there exists  in  Missoula County a condition
    of air pollution which requires immediate action to protect the public health or
    safety,  the Department or the Control Board  or  any  law  enforcement  officer
    acting under the direction of the Department  or  Control  Board  may  order any
    person or persons causing or contributing  to  the  air pollution to immediately
    reduce or complet ely discontinue the emission of contaminants.

    (3) The order shall specify the provision  of the Program being violated and the
    manner   of   violation,  and shall direct the  person  or  persons  causing  or
    contributing   to   the air pollution to reduce  or  completely  discontinue  the
    emission or air contaminants immediately.  The  order shall notify the person to
    whom   it is directed of the right to request  a  hearing.  The  order  shall  be
    personally directed to the person or persons in violation or their agent.
        If a hearing is requested by a person  or  persons allegedly in violation of
    the provisions of Section XII,  the Department shall fix a time and place within
                                           Page 2

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    24   hours  for a hearing to be held before the  control  board  or  a  hearings
    examiner appointed by the Control Board.  Not  more  than  24  hours  after  the
    commencement of such hearing,  and without adjournment,  the Control Board shall
    affirm, modify or set aside the order.  A request for a hearing does not stay or
    nullify an order.

    (5) If a person fails to comply with an order issued under this Section XII, the
    Department or the Control Board may initiate action under Section XV and Section
    XVI of this program.

    (6) The right to request a hearing before the Board under this Section shall not
    apply to violations of Section X 4100.  Enforcement procedures for violations of
    Section X 4100 are described in Section X 4100 (G).

(F) When in effect, the requirements of Section XII shall supersede all other
    regulations under this program which are less restrictive.

(G) STAGE I - ALERT

    The following provisions shall take effect  when  the  ambient  concentration of
    total suspended particulate (T.S.P.) meets  or  exceeds 150 micrograms per cubic
    meter as set forth in Section XII (B) (1) (b).
    (1) The Department shall advise citizens via  public media of the actions listed
    under Alert, and of medical precautions.

    (2) The Department shall not issue any open  burning  permits  and shall suspend
    existing open burning permits.

    (3) Residential solid fuel burning devices  shall  comply  with  the  applicable
    requirements of Section X 4100 Subsection  E.  Permitted  devices  shall  comply
    with conditions set forth on the permit.

    (4)   The  Department shall request citizens  to  limit  automobile  driving  to
    necessary trips only and to avoid driving on unpaved surfaces such as dirt roads
    and   unpaved   shoulders   and  alleys.  Alternative  transportation  shall  be
    encouraged.

    (5)   The  Department shall request construction  companies  to  take  effective
    dust-control action for roads under construction or repair.

    (6) The Department shall request commercial  boiler  operators  to  limit boiler
    lancing and soot blowing to early afternoon hours.

    (7)  The City,  County and State road departments  shall  be  required  to  take
    actions appropriate under the prevailing weather  conditions to reduce road dust
    along heavily travelled streets.  Plans from  each  governmental road department
    describing such appropriate actions shall  be  submitted  to  the Department for
    review within 60 days after the effective  date  of this regulation and shall be
    approved if they demonstrate reasonable measures to minimize road dust.

    (8) A point source may not switch to a higher  sulfur or ash content fuel unless
    that  source has continuous emission reduction  equipment  for  the  control  of
    emissions caused by the alternate fuel.

    (9) Each point source emitting or capable  of  emitting twenty-five (25) tons or
                                           Page 3

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    more per year of any pollutant shall be required to implement its abatement plar
    to reduce emissions during an Alert.  Maximum  efficiency of abatement equipment
    shall be required.

    (10) Licensed incinerators,   except pathological  incinerators and crematoriums,
    shall cease operation during an Alert.

(H)     STAGE II - WARNING

    The following provisions shall take effect when ambient concentrations equal or
    exceed those set forth in the table below and declared as set forth in section
    XII (B).

            300 ug/m   TSP                     8 hour average

            800 ug/m   S02                     24-hour average

            17.0 mg/m  CO                       3-hour average

            MOO ug/m   Ox                       1-hour average

            1130 ug/m  N02                      1-hour average

     (1)   The  Department shall advise citizens via  public  media  of  the  actions
     described under Warning,  and of medical precautions.

     (2) All Alert conditions shall remain in effect  except  where Warning steps an
     more stringent.

     (3)   The   Department   shall   strongly advise the  public  to  eliminate  all
     non-essential driving, and urge citizens to make prearrangements for car-pooling
     or use public transportation during a Warning condition.

     (4) Residential solid fuel burning devices  shall  comply  with  the  applicable
     requirements of Section X 4100.  For sources  other  than residential solid fuel
     burning devices,  no person shall cause,  allow  or  discharge visible emissions
     from   any source unless such source has a State  or  County  air  contamination
     permit.

     (5) Each point source emitting or capable  of  emitting twenty-five (25) tons or
     more per year of any pollutant shall be required to implement its abatement plan
     to   reduce   emissions  during a Warning and maximum  efficiency  of  abatement
     equipment shall be required in accordance  with that abatement plan.  Such point
     sources shall be advised of possible Emergency  conditions and shall be prepared
     to take action as advised under the Emergency conditions.

(I)  STAGE III - EMERGENCY

    The following provisions shall take effect  when ambient concentrations equal or
    exceed those set forth in the table below:

                   625 ug/m   TSP         24-hour average

                  1600 ug/m   S02         24-hour average
                                       Page 4

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                  34.0 mg/ra   CO          3-hour average

                   800 ug/m   Ox          1-hour average

                  2260 ug/m   N02         1-hour average

    (1)   The  Department shall advise citizens via  public  media  of  the  actions
    described under an Emergency episode and of medical precautions.

    (2) All Alert and Warning conditions remain  in effect during Emergency,  except
    where Emergency steps are more stringent.

    (3) All nonessential public gatherings should be voluntarily cancelled.

    (4) All trips by car should not be made without carefully considering the use of
    public transportation and carpooling, and the necessity of the trip.

    (5) Specific advisement shall be issued that conditions are continuing to worsen
    and that total curtailment under a Crisis condition is possible.

    (6) Each point source emitting or capable  of  emitting twenty-five (25) tons or
    more per year of any pollutant shall be required to implement its abatement plan
    to reduce emissions during an Emergency episode.  A  minimum forty percent (40J)
    reduction in emissions below maximum permissible  operating  emissions  shall be
    required.

U) STAGE IV - CRISIS

    The following provisions shall take effect  when ambient concentrations equal or
    exceed those set forth in the table below:

                   875 ug/m  TSP       24-hour average

                  2100 ug/m  S02       24-hour average

                  46.0 mg/m  CO         8-hour average

                  1000 ug/m  Ox         1-hour average

                  3000 ug/m  N02        1-hour average

    (1) All conditions from the Alert, Warning, Emergency are in effect except where
    Crisis steps are more stringent.

    (2)  Only those establishments associated with  essential  services  may  remain
    open.    Essential   services   are news media,   medically  associated  services
    (hospitals,     labs,    pharmacies),    direct  food  supply  (grocery  markets,
    restaurants),    police,     fire   and  health officials  and  their  associated
    establishments.   It is expressly in tended  that  any  sevice  not  defined  as
    essential shall cease all business.  Examples  given here are not all-inclusive,
    but  are instructive as to identify the general  types  of  business  considered
    non-essential:  banks,   all offices,  laundries,  gas  stations,  barber  shops,
    schools   (all  levels),   repair shops,  amusement  and  recreation  facilities,
    libraries,  city, state and federal offices.
                                           Page 5

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    (3) Point sources shall cease all manufacturing  functions,  but  they  will  be
    allowed to maintain operations necessary to  prevent injury to persons or damage
    to equipment.
History:

APCB Hearing                       8-25-83
APCB Approval                     11-10-83
DHES Approval                     11-14-83
Co. Commission Approval           11-16-83
                                       Page 6

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            ZONE I
HIGH IMPACT AREA/MANDATORY ALERT

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     ZONE II

                                   L'      , !••'
                                          «  i
                                    t >


                                    *
          •  :•• V.:**«C;-Y*~.

AIR STAGNATION ZONE

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Section X. 4100 RESIDENTIAL SOLID FUEL BURNING DEVICES
A.  The intent of this Section is to regulate  and  control  the emissions  of
air contaminants from residential solid  fuel  burning  devices  in  order  to
further the policy and purpose declared in Section II.

B.  DEFINITIONS

    1.  Air Stagnation Zone:  the geographical  area  designated  as   such  by a map
    adopted by the Missoula City-County Air Pollution Control Board on September 24,
    1981.  Attached hereto and by this reference made a part hereof.

    2.  Burning season:  that period of time from  the first day of July through the
    last day of June of the following year.

    3.  "Class of device" means a group of residential  solid  fuel  buning devices
    similar in technology utilized, age, heat output, or design which  the department
    determines to be appropriate for the purpose  of  setting emission rates.  These
    classes include but are not limited to existing woodstoves,  fireplaces and wood
    furnaces.

    4.  Class I permit is an emissions permit  issued by the Department to  operate a
    residential solid fuel burning device during  an  air pollution Alert and during
    periods when the air stagnation plan is not  in  effect.  Residential solid fuel
    burning devices must meet lowest achievable emission rate to qualify for a Class
    I emissions permit.

    5.  High Impact Zone:  the geographical area designated as such by a map adopted
   .by the Missoula City-County Air Pollution  Control  Board  on  August 25,  1983.
    Attached hereto and by this reference made a part hereof.

    6.  "Lowest Achievable Emission Rate" means  an  emission limitation for any one
    or more of the following:  visible emissions,  TSP,  PM10,  CO.  This rate shall
    represent the most stringent limitation achieved  in  practice  by a   class  of
    devices as set forth in Section X4100,D.1.b.

    7.  Residential Solid Fuel Burning Device:  any fieplace, fireplace insert, wood
    stove, woodburning heater, wood stick boiler, coal-fired furnace,  coal  stove, or
    similar   device   burning   any  solid fuel used  for  aesthetic,  cooking,  or
    space-heating   purposes   and  installed or used  in  a  private  residence  or
    commercial establishment, which burns less than 1,000,000 B.T.U.'s per  hour.

    8. Sole Source of Heat: one or more residential solid fuel burning devices which
    constitute the only source of heat in a private  residence  for purpose of space
    heating.  No residential solid fuel burner  or burners shall be considered to be
    the sole source of heat if the private residence  is equipped with a permanently
    installed furnace or heating system, designed to heat the residence connected or
    disconnected from its energy source, utilizing oil, natural gas, electricity, or
    propane.  A sole source permit may be issued  by the department when the heating
    system is only minimally sufficient to keep  the  plumbing  from freezing.  Only
    residences equipped with a woodstove which  qualifies  for  a Class I Permit may
    obtain a new sole source of heat permit after July 1, 1985, unless a sole source
    of heat permit was issued before July 1,   1985, in which case such permit may be
    renewed.

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    9.  Woodstove means a wood fired appliance  with  a  heat  output  of  less than
    40,000 BTU/HR with a closed fire chamber which maintains an air-to-fuel ratio of
    less than 30 during the burning of 90 percent  or more of the fuel mass consumed
    in a low firing cycle.  The low firing cycle  means  less  than  or  equal to 25
    percent of the maximum burn rate achieved  with doors closed or the minimum burn
    achievable,  whichever is greater.  Wood fired  forced  air  combustion furnaces
    that primarily heat living space,  through  indirect  heat transfer using forced
    air duct work or pressurized water systems  are  excluded from the definition of
    "woodstove".

    C.  VISIBLE EMISSIONS

    1.  Within the air stagnation zone,  no person owning or operating a residential
    solid fuel burning device shall cause,  allow,  or discharge emissions from such
    device which are of an opacity greater than forty (40) percent.

    2.  The provisions of this subsection shall  not  apply  to emissions during the
    building of a new fire, for a period or periods aggregating no more than fifteen
    (15) minutes in any four (4) hour period.
                                           /
D.  EMISSION STANDARDS AND CERTIFICATION FOR NEW INSTALLATIONS

    1.  Woodstoves.

    a.    The  Board hereby adopts the Oregon Department  of  Environmental  Quality
    "Standard Method for Measuring the Emissions  and  Efficiencies  of Woodstoves",
    sections 1 through 8 and O.A.R. Chapter 340, Division 21 Sections 100, 130, 140,
    145,  160,  161,  162,  163,  164,  165 as  applicable  for  the sole purpose of
    establishing a uniform procedure to evaluate  the  emissions and efficiencies of
    woodstoves, including criteria for the acceptance of equivalent test methods.

    b.  The Department may issue a Class I Permit  to  woodstoves for which a permit
    application was recieved during the period July 1, 1985 and June 30, 1988 if the
    emmissions do not exceed six (6) grams per  hour weighted average when tested in
    conformance with X4100 D.1.(a).  The Department  may  issue  a Class I Permit to
    woodstoves for which a permit application was recieved on or after July 1,  1988
    if the emissions do not exceed four (4) grams  per  hour  weighted  average when
    tested in conformance with X4100 D.1.(a).  In  order  to  qualify  for a Class I
    permit, catalyst equipped woodstoves must be equipped with a permanent provision
    to accommodate a commercially available temperature  sensor  which  can  monitor
    combustor gas stream temperature within or  immediately  downstream  (within 1.0
    inch or 2.5 cm) of the combustor surface.

    c.  The department shall accept as evidence  of  compliance  with  the  emission
    limitation imposed in X4100,  D,1,(b), labels affixed to the stove in compliance
    with OAR 340-21-150 or documentation which, in the opinion of the department, is
    sufficient to substantiate that the specific model,  design,  and specifications
    of the woodstove for which a permit is requested  meet  standards  specified  in
    X4100 D.(a) and (b).

    d.  Class I permits issued for wood stoves  which  may be operated during an air
    pollution Alert shall be valid for a period  of  two  years.  They  shall not be
    transferable from person to person or from  place to place unless repermitted by
    the Department.  When the permitted device  is repermitted ,  the department may
    require information to determine if the woodstove is capable of meeting emission
                                           Page 2

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    requirements.  If an inspection of the appliance during operation is not allowed
    by the applicant,  the department shall require  evidence  that  any non-durable
    parts   (e.g.  catalytic combustor) have been  replaced  as  necessary  to  meet
    emission limitations set forth in X4100 D.,1.,b. and E.,3.

    e.  The department shall issue a Class I permit when the applicant has submitted
    information,  on forms supplied by the department,  which  indicates  compliance
    with Section X4100 D.1, and other applicable provisions of this program.

E.  PROHIBITION OF VISIBLE EMISSIONS DURING AIR POLLUTION ALERTS AND WARNINGS

    1.  Within the high impact zone,  no person owning, operating or in control of a
    residential  solid fuel burning device shall  cause,  allow,  or  discharge  any
    visible emissions from such device during an air pollution Alert declared by the
    Department pursuant to Section XII (G) unless  a  sole  source  of  heat permit,
    dealer's demonstration permit,  special need  or  Class I permit has been issued
    for such device pursuant to Section X4100 F.

    2.  Within the high impact zone, no person owning, operating, or in control of a
    residential solid fuel burning device for  which  a  sole source of heat permit,
    dealer's demonstration permit,  or special  need  permit  has  been issued shall
    cause,  allow,  or discharge any emissions  from  such  device  which  are of an
    opacity greater than twenty (20) percent during  an air pollution Alert declared
    by the Department pursuant to Section XII (G).  The provisions of this paragraph
    shall not apply to emissions during the building  of a new fire or for refueling
    for a period or periods aggregating no more than twenty (20) minutes in any four
    (4) hour period.

    3.  Within the high impact zone, no person owning, operating, or in control of a
    residential solid fuel burning device for which a Class I Permit has been issued
    shall cause,  allow, or discharge any emissions from such device which are of an
    opacity greater than ten (10) percent during  an air pollution Alert declared by
    the Department pursuant to Section XII (G).  The  provisions  of  this paragraph
    shall not apply to emissions during the building of a new fire, or for refueling
    for a period or periods aggregating no more than twenty (20) minutes in any four
    (4) hour period.

    4.   For the purposes of this section,  the  Department  shall  declare  an  air
    pollution  alert to be in effect whenever the  ambient  concentration  of  total
    suspended particulate (T.S.P.) within the high impact zone equals or exceeds 150
    micrograms per cubic meter (ug/m3) averaged  over  any eight (8) hour period and
    when scientific and meteorological data indicate that average TSP concentrations
    will remain at or above 150 ug/m3 if an Alert is not called.  The Department may
    call an Alert whenever available scientific and meterological data indicate that
    the ambient concentration of T.S.P.  within  the high impact zone can reasonably
    be expected to equal or exceed 150 ug/m3 averaged  over an eight (8) hour period
    within the next 24 hours.  When in the opinion of the Department,  meterological
    and  scientific data indicate that the particulate  measured  is  not  hazardous
    (e.g., non-respirable), the level may be adjusted.

    5.  The Department has a duty,  when declaring  an  air pollution Alert to be in
    effect,  to take reasonable steps to publicize  that  information and to make it
    reasonably available to the public at least  three  (3)  hours before initiating
    any enforcement action for a violation of this subsection.
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    6.  Every person operating or in control of  a  residential  solid  fuel burning
    device within the high impact zone has a duty  to  know  when  an  air pollution
    Alert has been declared by the Department.

    7.  Within the high impact zone, no person owning, operating, or in control of  a
    residential  solid fuel burning device shall  cause,  allow,  or  discharge  any
    visible emissions from such device during  an  air pollution Warning declared by
    the Department pursuant to Section XII (H)  unless such device has a sole source
    of heat permit.  Within the high impact zone, no person owning, operating, or in
    control of a residential solid fuel burning  device  for  which a sole source of
    heat permit has been issued shall cause, allow, or discharge any emission's from
    such device which are of an opacity greater  than  twenty(20)  percent during an
    air pollution Warning declared by the Department  pursuant  to  Section  XII(H).,
    The   provisions  of this paragraph shall not  apply  to  emissions  during  the
    building of a new fire,  for a period or periods aggregating no more than twenty
    (20) minutes in any four (4) hour period.

F.  FUEL

    Within Missoula County no person shall burn any material in a residential solid
    fuel burning device except newspaper, untreated kraft paper, untreated wood and
    lumber, and products manufactured for the sole purpose of use as fuel. Products
    manufactured or processed for use as fuels must conform to any other applicable
    section of this program.

G.  PERMITS

    1.  Within the high impact zone,  no person  owning,  operating,  or in physical
    control of a residential solid fuel burning  device  which is the sole source of
    heat shall cause,  allow,  or discharge any  visible  emissions from such device
    during an air pollution Alert declared by the Department unless a sole source of
    heat permit has been issued for the device by the Department.

    2.  Within the high impact zone,  no person  owning,  operating,  or in physical
    control of a residential solid fuel burning  device  which  is  a  demonstration
    model in an authorized dealer's showroom shall  cause,  allow,  or discharge any
    visible emissions from such device during an air pollution Alert declared by the
    Department   unless a dealer's demonstration  permit  has  been  issued  by  the
    Department.  (The intent of this subsection  is  to  allow authorized dealers to
    demonstrate residential solid fuel burning devices during Alerts).

    3.  Within the high impact zone,  no person  owning,  operating,  or in physical
    control of a residential solid fuel burning device which is eligible for a Class
    I permit shall cause, allow, or discharge any visible emissions from such device
    during an air pollution Alert declared by the Department unless a Class I permit
    has been issued for the device by the Department.  The  Department  shall  issue
    Class I permits to qualified applicants beginning July 1, 1985.

    4.  Special need permit; Eligibility

    (a) A person   who   demonstrates  an economic  need  to  burn  solid  fuel  for
    residential space heating purposes by qualifying for energy assistance according
    to economic guidelines established by the  U.S.  Office of Management and Budget
    under the low income energy assistance program (L.I.E.A.P.),  as administered in
    Missoula   County  by the District XI Human Resources  Development  Council,  is
                                           Page M

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eligible for a special need permit which shall be  issued  by  the  Department.

(b) Application for a special need permit  may  be made to the Department at any
time, and a special need permit  shall be valid for a  period  of not more than one
(1)   year from the date it is issued.  Special  need permits   may  be  renewed
providing the applicant meets the applicable  need  and economic guidelines at the
time of application for renewal.  Special  need  permits  shall   be issued at no
cost to the applicant.  A special need permit is  not transferable from place to
place and is not transferable to a person  other   than  the  person to whom it is
issued.

(c) A person may apply to the department for  a  temporary   special need or  sole
source permit if not qualified for a permit under  Sections X4100 G.1,   2,  3,  4a.
The department may issue a temporary permit   if  it   finds   that;   the emissions
proposed to occur do not constitute a danger  to   public  health or safety;   and
compliance with the air stagnation plan would produce hardship  without equal or
greater benefits to the public and; that compliance with  the air stagnation  plan
would create unreasonable economic hardship   to  the  applicant,   or  render the
residence as equipped severely uncomfortable  for  human  habitation,   or  cause
damage to the building or its mechanical or   plumbing systems.   The  Department
may place conditions on a temporary permit which are  adequate to insure that the
permittee   is  in compliance with the Program  when  the permit  expires.   The
Department shall arrange for an applicant  interview  to be conducted within  five
(5) working days of receipt of a written request   for a  temporary  permit   and
shall render its decision within ten (10) working  days of receipt of the written
request.  Application to and denial by the  Department  for   a   temporary permit
shall not prevent the applicant from applying to  the Board  for  a variance under
the appropriate provisions of this program.   Temporary  permits   issued pursuant
to this section shall be valid for a period   determined   by  the  Department,   but
shall not exceed one (1) year and shall not be renewable.

(d) In an emergency situation the Department  may  issue a temporary special  need
permit above to a person who has applied for  a  special  need   permit  variance
pursuant to X4100,G.,5.  The temporary special  need  permit  shall be valid until
the Board issues a decision on the application  for   a  variance.   An  emergency
situation   shall include but is not limited  to   a   situation   where  a  person
demonstrates that his furnace or central heating system is inoperable other  than
through his own actions or the situation where  the   furnace or central heating
system is involuntarily disconnected from  its energy source by  a public utility
or other fuel supplier.


5.  A person who demonstrates a special need  to burn solid  fuel for residential
space heating purposes in a private residence but who   does not qualify for  a
sole source of heat permit, dealer demonstration permit,  Class I permit,  special
need permit,  or emergency special need permit,  may  apply   to   the Board for  a
special   need permit variance under the provisions   of   Section  XIII  of  this
Program.    The board shall consider applications  for  a special  need  permit
variance on a case by case basis and may issue  such  variance when the criteria
in Section XIII (1) are established.  The Board shall consider economic hardship
and special circumstances when considering  an  application   for  a special  need
permit variance.  The Board shall conduct  a  hearing and issue  it's decision on
an application for a special need permit variance  within thirty (30)  days after
receiving a written application.
                                       Page 5

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    6.  Unless otherwise provided in this program,  sole  source  of  heat  permits,
    dealers demonstration permits,  special need  permits,  and  Class I permits for
    residential solid fuel burning devices shall be issued,  denied,  suspended, and
    revoked,  in accordance with Section XI of  this Program relating to Operational
    Permits.

    7.    Whenever the Department issues a sole  source  of  heat  permit,  dealer's
    demonstration permit,  special need permit,  or  Class  I  Permit the Department
    shall provide the applicant with the following:

        (a) A summary of Section X4100,
        (b) Educational materials and/or an instructional session in good wood
        use techniques, and
        (c) A summary of the L.I.E.A.P. guidelines.

H.  ENFORCEMENT OF REQUIREMENTS RELATING TO RESIDENTIAL SOLID FUEL BURNING
    DEVICES

    1.  Unless otherwise provided in these regulations,  the  provisions of Sections
    XIV,  XV and XVI, shall govern enforcement of the requirements of Section X 4100
    relating to residential solid fuel burning  devices .and penalties for violations
    thereof.

    2.  For a first violation during any one burning season, whenever the Department
    determines  that there are reasonable grounds  to  believe  that  a  person  has
    violated the provisions of Section X4100,  the  Department shall issue a written
    notice   of   violation   and  order to take corrective  action  to  the  person
    responsible, as provided in Section XIV (1) of this program.  The person to whom
    a written notice of violation and order to  take  corrective  action  is  issued
    under this paragraph shall have the right  to request an informal hearing before
    the Board as provided in Section XIV.  For  a  subsequent  violation of the same
    provision of Section X4100 during the same  burning  season,  the Department may
    initiate any enforcement action authorized by the Montana Clean Air Act and this
    Program,  but in no event shall such enforcement action result in the imposition
    of a civil penalty or fine in excess of the  amounts  provided  for in the table
    below.

                                         TABLE

        Maximum civil penalty or fine for subsequent  violations  of  the same
        provision of Section X4100 during the  same  burning  season after the
        Department   has   issued a Notice  of Violation  and  Order  to  Take
        Corrective action for a first violation:

            Second violation - Twenty Dollars ($20.00)
            Third Violation - Fifty Dollars ($50.00)
            Fourth or Subsequent Violation - One Hundred Dollars ($100.00).

    3.  The Department shall not issue any written  notice  of violation or order to
    take corrective action, or take any other enforcement action, against any person
    in violation of the provisions of Section X 4100(E) prohibiting the discharge of
    any visible emissions,  or emissions exceeding  the  maximum  allowable opacity,
    from a residential solid fuel burning device  within the high impact zone during
    an air pollution Alert declared by the Department,  unless  the  Department  has
    first made the fact that an air pollution  Alert  has  been  declared  to  be in
                                           Page 6

-------
    effect reasonably available to the public  for at least three  (3) hours  prior  to
    initiating enforcement action, as provided in Section X 4100 (E)(4).

    4.    Whenever the Department issues notice  of  violation  and  order   to   take
    corrective action to a person for a first  violation of any provision of Section
    X4100 during any one burning season,  the  Department  shall provide such person
    with the following:

        (a) A summary of Section X4100,
        (b) Educational materials and/or an instructional session  in good wood
        use techniques, and
        (c) A summary of the L.I.E.A.P. guidelines.

    5.  Anyone against whom an enforcement action  is  taken by the Department under
    the provisions of Section X4100 may ask the  Department  for   an  administrative
    review after which the Deparment may rescind,  modify, or affirm the enforcement
    action.   A request for an administrative review  shall  not   prevent  a person
    against whom an enforcement action is taken  from  pursuing  any  other   appeals
    process provided by this program or by law.
History:

APCB Hearing                      10-25-84
APCB Approval                     11-8-84
DHES Approval                     11-21-84
Co. Commission Approval           11-28-84
                                     Page 7

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COLORADO

-------
PITKIN COUNTY

-------
                    SESOLCTION or -VIIE DOAHO or COUNTY

                COMMISSIONERS OF PITKXN COUNTY, COLORADO,

                  ADCPTXJIC VWUOnS LOCAL 'AMENDMENTS TO

                     ONXTORK aciMiHa cats, 1975 zorrzoti

                                    Ha. 77-
o
         WBSSEAS,  to*  Board of County Cammissianara desirea_,

    for the  benefit of  th*  residents of Pitkia County, to adopt

    various  am*adm*nta  ta ta* 1978  edition of_ta* naifera Building

    Cad* pttrsuant to  th* authority  and procedures established  ia

    C.X.4. 1973, Section 30-28-204,


    •  •   BON, TH5HETORZ, BE XT RESOLVES by th* Board of County •

    Coemissioaera of  ?itkia County,  Calormdo, that ta* 137S edition

"J  Of th* Caifarm  Building Cod* adopted by this Board's Resolution

    Ho.  77-82 with  amendments,  b* farther amended, by

         1. ta* addition of Section 3708 to Chapter 37 C'Xasonry

         or Concrete Chimneys,  fireplaces aad Barbecues')  ta

        ~r*ad as followss

            Section 3708 Regulation  of Member and,Canatraction


            (a)
                     nunbcr of  firvplaeas  that aa.y b« eoaatr^ctcd
                  is h«r*by liaitad  ta  ta«  following:
                (1) Siagla family dv^lliag.
                         unit,
                                              .on* fir*olac* p«r
                  (2) Hotel, aot«l,  iaa,  lod?*...on* fireplaea p*r
                  lobby or yu*st «at*rtaina*nt roaa; oo . f iraplac*a
                  in gn_*t rooms.
o
                (3) Restaurant or bar. ..an*  firealac* p«r rvstaurant
               or bar or r*stauraat/bar
                  (4) Duplex or tri-pl*x. . .an*  firvplae* p*r unit
                  provided that each unit has 1,000  square f*«t or
                  •or* of internal haatad floor area, vita no fire-
                  places in saallor units.

                  (5) ?oar-plax- and all other sralti- family structures
                  ...on* fireplace par 3300  xquar*  ?s«t  oi i.iterr.ai
                  bected floor are* ta bo allocated  ameao ta* units
                '  ta b* constructed.

              Cb)  Ml ^ug^^s shall We carv«6iucl*d eucK tkat t-u.iir
                  oparatian win increase heat  energy supplied ta
               •   the living area in quantities  greater  than that
                  lost through air exchange  during combustion:  and,
                  in addition, be constructed in confomance with
                  *ny design standards ' that  ««iy  be promulgated (or

-------


Q
            approved)  by the County, Engineer which are
            designed to.increase heat energy supplied.  .

        (e)  The term "fireplace" as used herein includes a
          • conventional masonry fireplace, a prefabricated
            zero clearance fireplace, and any similar fire-
            place whose operation requires it to be built
            into the structure as a component of the building.
            Badiant room heaters, heating stoves and similar
            appliances designed for space heating purposes
            are not included within the definition of "fire-
   .        place" and are net subject to the limitations set
            forth in subparagraph (a) of this subsection.

    .  2.  the addition of subsection (h)  to Section 7006

      (•Grading Permit Requirements') to read as follows:

        (h)  Other provisions of this Chapter 70 to the contrary
            notwithstanding, no permit required herein for
            excavation, grading, and earthwork construction,
            including fills and embankments, shall issue if
            the work is to be done in preparation of the
            construction of improvements or establishment
            of a use which is not in conformance with all
            land use regulations of ?itkin County.  In the
            event that the Building Inspector is unable to
            determine whether a permit shall or shall not
            issue under the provisions of this section, he
            Ttull direct the applicant to supply those plans
            and specifications described in Section 7006 (c)
            hereof requiring as additional information thereon
      •,     ill improvements and uses proposed for'the site  •
            ia anticipation of'which the excavation,  grading,
            'earthwork construction,  including fills and
            embankments, is to be done.


      Approved by the Board of County Commissioners at its

regular meeting held August 22, 1977.
O
      APPHOVSO AS TO TORN:

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                                  nrsourrioN OF TIIK IIOAKO or


                       COUNTY COMHISSION1CKS OF PITKIN COUNTY, COLORADO,
  V

  "      .                ADOPTING REGULATIONS OF THE INSTALLATION AND


                           USE OF SOLID FUEL BURNING DEVICES IN HIE
                         •

                    • •   MORE DENSELY POPULATED AREAS OF PITKIN COUNTY


                                .   Resolution No."83'- 7  "'
        "'   •        VniEREAS,  the  Board  of  County  Commissioners  believes that the use
          •

            of  fireplaces, vood  stoves  and other  solid  fuel  burners  has  contributed

 4                                           .                                  •
            to  the degradation of air quality within  the more .densely  populated


          •  areas of Pitkin County; and  '                         '     '    .


                    • VltERZAS, the Environmental  Protection  Agency indicates  that  airtight


          ,  vpod-burning stoves, as commonly operated to heat a home,  emit significant


  -     '.'    amounts of carbon monoxide  and particulars natter; and


          .  \     .   WHEREAS, the County Commissioners of Pitkin County  believe that


 •*  .    .    the number of such solid fuel burners should be  limited; and

   1       '                *                                     *                       **
    '_'         .      WHEREAS, residential coal-burning appliances cause  significantly


           •ore air pollution than other solid fuel burning devices and  the County


            Commissioners' wish to prevent coal-burning, from becoming a problem


           now, before significant.numbers of'people switch from wood-heaeing


    . ^      to coal;  and                                 .     •.._.''


                     WHEREAS, certain zone districts and other areas within Titkin


           County involve high densities'of human activity where air pollution is


          .or may become a significant problem, it is hereby a finding that the


           densities allowed in zone dis'tricts  R-30, R-15,  R-fi,  SR,  AF-2, AF-3,


        " AR-1,  AR-2 H.D.,  T,  B-l, B-2,  X,  and PMH; and in all. subdivisions in


•  '       * Pitkin County containing lots  of  lass  than five  (5)  acres in size (except  .


•"^      '  • those  subdivisions zoned RS-160)  are sufficiently high .«"d  of such a       '_ .

W>                                         •••                         '           •
   '*       character to  require  these  mir pollution restrictions  to  protect  the


     .   '   public health,  welfare  and  safety.   .        ..       •     '•        *_•'.''


  :  •          .     NOW,  THEREFORE, BE IT RESOLVED BY  THE  BOARD  OF  COUNTY CO>MISSIONERS


'         OF PITKIN COUNTY;  COLORADO,  that  Resolution  No.  77-104 b€ amended  by  chancing


          Section 3703  of Chapter'37  of  the Uniform Building  Code as  adopted by


          Pitkin County ("Masonary or  Concrete Chimneys, Fireplaces and  Barbecues")


           to rend as  follows:

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           Section 3700.  Seculntion of Unrulier find Cnmitmet fon of SolM
 Fuel Bumcm.    .                    •                •
           a.   In areas of fititin County within lone districts R-30, R-13,
   *                   •
               R-6,  SR, AT-2, AF-3, AR-l/AR-2 It.D., T. B-l , B-2, I, «nd '   '
'           •
               Wfll;  and in-all subdivisions in Pitk'in County contnininc lots
       •'"       of less than five (3)  acres in size (except those subdivisions
               zoned. R.S-160) ; the number of solid fuel burning devices that
               nay- be constructed or  installed is hereby limited to the followin
 _• '            (1)   Single family dwelling:   One solid fuel burning device
     •'       ': •     per •dwelling unit.       •                 .
                                           •
   •  .    "     (2)-  Hotel,  motel,  inn,  or  lodge:   One solid fuel burning  device

    •         •  '   .  per lobby; no such  device in  guest rooms.
             .  (3)   Restaurant or bar:   One solid  fuel burning  device per"
                           '  .                    •         •               '. •.
                    restaurant or bar or restaurant/bar combined.         .  '

 '.' '•   •     .  (<)   Duplex:   One-solid  fuel  burning  device  per  unit provided
•    '
 •'.' '       •  .     that each unit has  2,000 square  feet or more of  internal.
   .*.••          .            *                                    •   . •
                 •   heated  floor  area.   No  solid  fuel  burning devices  shall be
      '         *    allowed in units-with less  than  2,000 square feet  of  interna

 •        '    ..     heated  floor  area.        '         •                       • .
•       ..   '    (5)   Multi-unit residential and  all other structures:   One
                    •olid fuel burning  device per building.
          V.  Any solid fuel burning device  having particulat'e  emissions of
   ""              °                 —6
              less  than 0.330*  10   gm/Joule  of useful heat output, »ver«ged
              over  at least  six  (6) tests, or  no more  than 0.63 x 10~  gm/joule
             •o"£ useful heat output: fox any  single Cose, shall be exempt from
          '•'    .                   ' '    \
              provision (a) of this'regulation.


    .         Ho building permit shall be issued for installation of any solid,
    •         fuel burning device in any building in Pitkin County in excess

'             of  the numbeys allowed in section (a), unless the Aspen/PltJtin

              Environmental Health Department  (hereinafter referred to as the

              Department)  has certified that that device'has particulate

            '  emissions less than those specified above.  The Department will

      .•  .    so  certify any device found  to have the required emissions pro-

            '.  vided  tests  arc conducted by an independent testing lab using

              the Orccon Method  7 nnd opcratinc procedures ns determined by

             ' the Orccon Department of Environmental Quality or nn equivalent

           '  procedure, ns determined  by  the Department.   Tests must be
              conducted at n "low-medium or lower burn rate.

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                           Prior to June  1  of each ycor,  Uv?  Dcpartnvrnt will make
                           public a list  of devices known to  be certified.
                      c.   All  solid fuel burning dc'vices shall be constructed such
                           that their operation will increase heat energy supplied
                      .    to the  living area in quantities greater than that lost
                           through air exchange during- ccnbustion; and, in addition,
                           they shall be constructed in conf ormance' with any design
                           standards that may be promulgated  (or approved)  by the County
                         _ Engineer which are designed to increase heat energy supplied.
                                                 '
                      d.  The term "solid fuel burning device" as used herein includes'
                          but is not limited to a freestanding fireplace,  conventional
                          masonary fireplace,  a prefabricated zero clearance  fireplace,
                          any similar fireplace whose operation requires it to be
                        '  built into  the  structure as a ccmponent of the building,
                          Franklin stove, airtight stove, fireplace insert, or
                                           ,
                          any other stove or appliance  designed to bum solid fuel
                        ' for heating and/or enjoyment  purposes.
                           *
                       . No  solid fuel -burning device  shall be allowed to burn-
                                       •
                         ooal  except for those  devices 'already being used to burn •
                       ' goul  on Dscerrber  31 / 1962.  Operators of such devices
                         shall receive an  exenption fron this section by applying
                         to the Aspen/Pitkin Enviionmantal Jfealth. Department within
                         three months of adoption .of this resolution and demonstrating '
                         to said Dspartrant that this appliance has been used to
                        »    >                .
                        . burn  coal in the past for space-heating purposes.  Provided,
                      •                           •   \
                         however, that upon the showing of good cause for excusable
                         neglect, 'an operator can apply for such an' exerrption after
>'           .       .  '    the passage of said three months.
                    • £ .  Any other provision of this Section 3708 notwithstanding,
                         those areas of Titkin County within the drainages of tha
                         Crystal lUv«r and Frying Pan River and any area of Pitkin
                         County not included within the  "Aspen Mstro Area" as that
                         area is defined in Section 5-510.1 (a) (1)  of the Land Use Coda
                         and the Aspen Area Growth Management Plan, shall not ba subject
                         to this Section 3708.
                    APPH3VED UPON FIRST READING THIS    13T11 DAY OF     DECEMDEK
           198£	,  BY TIE DOAnn CF COUNTY COWISSIONETCS.
                                             -3-

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VAIL, COLORADO

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        r                               f
                               ORDINANCE 24
                             Series of  1983
              AN ORDINANCE REPEALING  AND REENACTING CHAPTER 28
              OF THE VAIL MUNICIPAL CODE RELATING TO SOLID FUEL
              BURNING DEVICES; PROVIDING CERTAIN DEFINITIONS;
              REGULATING THE NUMBER AND CONSTRUCTION OF SOLID
              FUEL BURNERS; REQUIRING HEAT EFFICIENT UNITS;
              PROHIBITING COAL USAGE.
     WHEREAS, the setting of the Town of Vail  in a valley between two
mountains restricts air movement through the valley;
     WHEREAS; the movement of air through the Gore Valley is further
restricted in cold times of the year;
     WHEREAS, the pollutants in the air caused by solid fuel burning devices
have become increasingly worse;
     WHEREAS, the Town Council finds that the pollution caused by solid
fuel burning devices is exacerbated by the altitude, topography, climate
and meteorology of the Town of Vail; and
     WHEREAS, the Town Council finds that these sources of air pollution may
be minimized by presently-existing, practical  and economical technologies.
     NOW, THEREFORE, 8E IT ORDAINED BY THE TOWN COUNCIL OF THE TOWN OF VAIL,
COLORADO, THAT:
Section 1.  The Vail Municipal Code is amended by the addition of a new Chapter
8.28 "Air Pollution Control" which reads as follows:
     8.28.010 Purpose and Applicability
              These regulations are enacted for the purpose of promoting
              the health, safety, and general  welfare of the residents
              and visitors in the Town of Vail.  These regulations are
              intended to achieve the following more specific purposes:
              (1) To protect the air quality in the Town of Vail;
              (2) To reverse the trend towards increased air degradation
                  in the Town of Vail;
              (3) To provide heat sources that are efficient and have a
                  reduced polluting effect;
              (4) And to generally protect the air for the purpose of the
                  public's health, safety and welfare.
              The provisions of this Chapter shall apply to all areas of
              the Town of Vail.

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    8.23.020 Definitions
             (1) Solid Fuel Burner: A fixed apparatus  that  burns  fuel  to
                 provide heat, including, but not limited  to,  a masonry fireplace,
                 prefabricated zero clearance fireplace, freestanding  fireplace,
                 Franklin Stove, or air tight stove.
             (2) Oregon Method 7:  Shall mean tests  promulgated by  the State
                 of Oregon Department of Environmental  Quality in effect  on the
                 date of certification as provided herein.
             (3) Refuse: Means all solid wastes, garbage and rubbish,  whether
                 combustible or noncombustible, including  rubble.
             (4) Clean Solid Fuel Burning Device: Any solid fuel  burning  device
                 having particulate emissions of less than 0.33xlO"6 gn/joule  of
                 useful heat output, averaged over at least six tests, or no more
                 than 0.65xlO"6 gm/joule of useful heat output for  any single  test.
             (5) Any word, term or phrase not hereto defined or specified shall
                 be defined in accordance with Title 18 "Zoning"  of the Vail
                 Municipal Code or Title  8 "Health  and  Safety  of the Vail
                  Municipal  Code.
Seciton 8.28.030 Solid  Fuel Burning Devices
It shall be unlawful for any person to construct, install, maintain or operate
any solid fuel  burning device within the Town of Vail in a manner not in compliance
with this section.
     (A)      No building  permit  shall be issued for or including the installation
              of any  solid fuel  burning  device(s) or component(s)  thereof unless
              the number of such  device  or  devices in each structure is less than
              or equal  to  the  following:
              (1) Each  dwelling unit  may have one  solid fuel burning device per
                  dwelling unit.   Reference (C)  for exceptions.
              (2) A hotel, motel, inn  or lodge  may have one  solid fuel burning
                  device per lobby.  Solid  fuel  burning devices in  individual
                  guest rooms, accommodation units and  lock-offs  are hereby
                  prohibited.
              (3) A restaurant or bar may have one solid fuel  burning  device
                  per restaurant or restaurant/bar combined.

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                                   -3-
         uas  Fireplaces:   The  .-ssinctiona of  tms Chapter snail noi
         apply  to  a  fireplace  fueled  by  natural gas,  propane, or any
         similar liquid  fuel so  long  as  said fireplace  is designed and
         constructed so  that said  fireplace cannot be used or modified
        to burn solid fuels.   Gas  fireplaces shall be permitted in any
         unit.
(C)       Additional  Solid  Fuel Burning Devices:   Each dwelling unit may
         have two  solid  fuel burning  devices in the following types of
         combinations:   one fireplace and  one  clean woodburning stove
         or two clean woodburning  stoves.
     1.   No building permit shall  be  issued for installation of any
         clean  burning solid fuel  burning  device  in any building of
         the Town  of Vail  unless the  Vail  Environmental  Health Officer
         has first certified in  writing  that the  device has particulate
         emissions less  than or  equal to those specified above.  The
         Environmental  Health  Officer will  so  certify a^y device found
         to have the required  emissions  provided  tests  on that brand or
         class  of  device are conducted by  an approved independent  testing
         using  the "Oregon Method  7"  and operating  procedures as determined
         by the Oregon Department  of  Environmental  Quality or an equivilant
         procedure,  as determined  by  the Environmental  Health Officer.   Tests
         must be conducted as  a  low-medium or  lower burn rate, as  defined
         by Oregon Method 7".  On  or  before June  1  or each year, the
         Environmental  Health  Officer will  publish  a  list of devices known
         to be certified,  which  list  shall  be  available for inspection at
         the Community Development Officer.
     2.   All solid fuel  burning  devices  shall  be  constructed, installed,
         maintained  and operated in such a manner that  their operation will
         result in an increase in  heating  energy, i.e.  that the heat supplied
         to the living area will be greater than  that lost  through air
         exchange during combustion.

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                                        -4-
     8.23.040  Coal  Usage  Prohibited
     The burning  of coal  is hereby prohibited within the Town of Vail.
     8.28.050  Refuse Burning  Prohibited
     The burning  of refuse  in any solid  fuel burning device is hereby prohibited
     within the Town of Vail.

Section 2.    If  any part,  section,  subsection,  sentence, clause or phrase of this
ordinance is for  any reason held to  be  invalid,  such decisions shall  not affect
the vailidityof the remaining portions  of this ordinance; and the Town Council
hereby declares it would  have passed this ordinance, and each part, section,
subsection, sentence, clause or phrase  thereof,  regardless  of the fact that
any one or more parts, sections, subsections,  sentences, clauses or phrases
be declared invalid.

Section 3.    The Town Council hereby finds, determines and declares  that  this
ordinance  is  necessary and proper for the health, safety and welfare  of  the
Town of Vail  and the inhabitants thereof.
   INTRODUCED,  READ  AND  PASSED ON  FIRST  READING  THIS  £~££   day  of	
   19S3,  and  a  public  hearir.g shall  be held  on this ordinance  en ^zr/? &£>    day
   of   C-k^^,	,  1533,  at  7:30  p.m.  in  the  Council  Char-bars  of  ths
   Vail Tiunicipal  Building,  Vail, Colorado.

   Ordered  published  in  full  this
                                         Rod nay  E.  Slifer,  Mayor  ?*

            4.
                                 _
   Pamela A.  Brandfisyer    0
   Town  Clerk
   INTRODUCED,  READ AND  ;?.-.= DVED  CN  SECC.'JD  RE-DING AND  ORDERED  PUBLISHED
                a^	-'is  /?tU, ._-'V  of
   •V            ?
                          o

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BEAVERCREEK, COLORADO

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                   Beavercreek Resort Company Regulations










 3.12  Environmental Monitoring Function:  The Resort Company may monitor




 air and water quality in Beaver Creek to determine trends, to detect




 violations of state pollution laws and may control and enforce fireplace




 construction and utilization pursuant to regulations promulgated by the




 Resort Company from time to time and in accordance with Declarant's



 Mountain Development Plan as in effect from time to time,  A copy of which




 shall be kept in the offices of the Resort Company.




 3.18   Right TO Make Rules and Regulations:  The Resort Company shall  be



 authorized to and  shall  have the power to  adopt,  amend and enforce  rules




 and regulations applicable within Beaver Creek  with respect to any  Facility



 or  Function,  and  to implement the provisions  of  this Declaration, the




 Articles of  Incorporation or Bylaws  of  the Resort  Company,  including but



 not limited  to,  rules  and regulations  to prevent or reduce fire  hazard; to




 prevent  disorder and disturbances of the peace; to regulate pedestrian and




 vehicular traffic;  to regulate animals;  to  regulate signs;  to regulate use



 of  any and all  Facilities  to  assure fullest enjoyment of use by  the persons



 entitled  to enjoy  and use  the same ; to  promote the general health,  safety




 and welfare of  persons within Beaver Creek; and to protect and preserve




 property  and  property rights.  All rules and regulations adopted by  the



 Resort Company shall be reasonable and shall be uniformly applied, except



 such rules may differentiate  between reasonable categories of Sites,



 Owners, Leasees, Subowners, or Guests.  The Resort Company may provide



 for enforcement of any such rules and regulations through reasonable



 and uniformly applied fines and penalties,  through exclusion of violators



 from Facilities or from enjoyment of any Functions,  or  otherwise. Each



Owner, Leasee, Subowner and Guest shall be  obligated to and shall comply

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wich and abide by such rules and regulations and pay such fines or penalties



upon failure co comply with or abide by such rules and regulations and  such



unpaid fines and penalties shall be enforceable in accordance with Section 5.4.




7.2   Land Use Restrictions;  In addition to the restrictions found in  this




Section VII, all or any portion of the Property to be sold or leased by



Declarant shall be further restricted in its use,  density or design according




to one or more Supplemental Declarations of Land Use Restrictions for Beaver




Creek recorded with the Clerk and Recorder of Eagle County,  Colorado, prior



to the time Declarant transfers or conveys any such Property to the Resort



Company or to any third party.



7.5   No JToxious or Offensive Activity:   No noxious or offensive activity




shall be carried on upon any Property nor shall anything be  done or placed




on any Property which is or may become a nuisance  or cause any significant




embarrassment, disturbance or annoyance to others.




7.8   No Annoying Lights. Sounds or Odors:  No light, shall be emitted from




any Property which is unreasonably bright or causes unreasonable glare;  no




sound shall be emitted from any Property which is  unreasonably loud or



annoying; and no odor shall be emitted from any Property which is  noxious




or offensive to others.



7.13  Restriction on Fireplaces:   Except as permitted in writing by the  Review



Board there shall be no fireplaces in any Lodge or  dwelling  unit (as  that term




is defined in the Master Plan).   Each fireplace built shall  have an outside



air intake and be provided with glass doors at the  hearth except as other-



wise authorized in writing by the Review Board.  No fireplace shall be




operated during periods of adverse meterological conditions  or  adverse air

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pollution conditions as determined by the Resort Company.   There shall  be




no fireplaces permitted in any building or structure other than chose




specifically set forth in this Section 7.13.

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                        REGARDING TlfE  CGNTKOL
                                 OF
                          FIIU-:PLACK  UUKK ;.[•;<::
                                 IN
                            iJEAVliK CRiiliK
     Pursuar. c co  the  authority <',;• .rated  ':•< Lii couLroi  l"i rup l.'u:c tmrniiu'  .m\l to •.•iv.u'.'o l.h.s r .ill
ownors,  subuvyncr r; .-iiul ('.uci-Ci; of  iie.'ivt::"  (Ji'i-i.'l< -n.-ty  «.-r, ji>y t.nc tisc «
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 III.  REGULATIO:!:  '.-.'hen  the fircp . .'.c:e piL-r  Li;',iii.  i :•.  MC M va tori .  r.iic
      owner,  .3 '.i b o '.-:: icr  • '•' ,«.;•.•.•.::; fl  is  :>rr:h LI, i. Led  fro:::  scare i iv..», ,1 new
      fire.   If t'-.'j owner,  subowuc:.-  ur sucji:  already  h-us  ,A rii'vi
      burning  in his  firepl-ce  .inu  the pilot  light is  activated,
      wh-2 swr.cr. subov/ner or guest  is proii Liii^od i'^oui  ...cidir.j; fu-i.
      to chc  i'lr*?.
      RiiASUI!:   F i rep ! >icu pilot;  iij'.hu.s wLLl be.1  ;ic L iv.-ii:ud v.-Iicn ,   L:\
      the juu'j'jir.on L ui  u!\c Kcsorc Company or  chc  liable  County
      Hnvirotiinc!! t:.i I ii'j.i! '-I"1.  Oi'Licot jr hi:; dc.s if;,n.'i Led rcprc:;:cii >:a CIVL .
      CT.C! :.cv(>L o;' ;• -:ir L:' jui.iLO r.i.-ici.'.",' uo'.v.-on cr.i; i ••;) in L:II- ilc.r., .•
      Creuk Air .Si-.u-J  ^;;  in  u.^v.or i>C  cxcmciini',  cho Scaca Air
      PolluCioii CoucroL  Division'a allowable ccnccncra "i'.m.
 IV.   R£GUiJ\Tf.C)il:   in  i.!u- C-VCIM:  Ui/i':  ;i new (Tiro  1.5; s L.ifv'v.i i.n  .;
      firopliicc v.-liiLi?  riu.-1 ' L::ep l.'co piloL 1 ij-hu  Lr. L ;.;•,; ir.t-ti ,ji  ,..,
      existing L;Lrc in ;\  (. i r.--j' I ;icc L.i .uii: ex cin^u i.shcd v:i L:-. i.n  L!:: . •.•
      hours of Lho 1 Li-,hi Lii),;  '.sf ciic !.';.rcp 1 ace pil.oL ligh:,  ;:H  Kc-.crL
      Cotripany  personnel  .nay  en cur ihc premises in which suei;
      fireplace is locauca  and uxcinguish che fire, and (b)  a  fine
      shall be levied against  chc owner,  subowner and/or guesc  oT
      the dwelling  unit  or  cu:«nierci«il  space in which  ci;c fireplace
      is locnted in accordance with the  I'ollowiny  schedule:
           1st offense            wnrning
           2nd offense            $100
           3rd offense            ^250
           4th offense            $500
      REASON:   The  Resort Company must ensure that  the visitors  and
      residents  of  Oeaver Creek  may enjoy the use  of  fireplaces
      without  violating  the  Colorado Air  Pollution  Control  Division's
      nir qunlity  standards.
V.    AMENDMENT;   These regulations may  be amended  at  any   ci;nc  by
      the Resort Company's Board of Directors if  such  amendment  is
      approved  by  the  Colorado Department of  Health.

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 State of Colorado






RWC Control Measures

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                                                                 1984
HOUSE BILL NO. 1187.

BY  REPRESENTATIVES  Paulson,  Allison,  Bath,  Bowen,  Brown,
Dambman,  Dunning,  Fenlon,  Fleming, Hernandez, Herzog, Knox,
Markert, Neale, Reeves, Robb, Skaggs, Taylor, and Wright;
also SENATORS Traylor, Glass, and Stewart.
CONCERNING THE CONTROL  OF  POLLUTION  CAUSED  BY  WOOD  STOVE
     EMISSIONS,   INCLUDING  EMISSIONS  FROM  FIREPLACES,  AND
     MAKING AN APPROPRIATION THEREFOR.

Be H enacted by_ the General Assembly of the State of Colorado:

     SECTION 1.  Article  7  of  title  25,  Colorado  Revised
Statutes,  1982  Repl.   Vol., is amended BY THE ADDITION OF A
NEW PART to read:

                            PART 4

          CONTROL OF POLLUTION CAUSED BY WOOD SMOKE

     25-7-401.   Legislative declaration.  The general assembly
hereby declares that it is in the interest  of  the  state  to
control,  reduce,  and  prevent  air  pollution caused by wood
smoke.   It  is  therefore  the  intent  of  this  part  4  to
significantly reduce particulate and carbon monoxide emissions
caused  by  burning  wood  by  developing  an  evaluation  and
certification program, in the department of  health,  for  the
sale  of  wood  stoves  in Colorado and by encouraging the air
quality control commission to continue efforts to educate  the
public about the effects of wood smoke and the desirability of
achieving  reduced wood smoke emissions.  The general assembly
hereby finds that it is beneficial to the state to implement a
program of voluntary no-burn days  whenever  the  air  quality
control division determines that the anticipated level  of wood
smoke  will  or is likely to have an adverse impact on the air
quality in any nonattainment area in the state.
Capital letters indicate new  material added to existing statutes;
dashes through words indicate deletions from existing statutes and
such material not part of act.

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     25-7-402.  Definitions.  As used in this part  4,  unless
the context otherwise requires:

     (1)  "Evaluate"  means  to review woodburning appliances'
emission levels,  as  determined  by  an  independent  testing
laboratory,  and  compare  the emission levels to the emission
performance standards  established  by  the  commission  under
section 25-7-403.

     (2)  "Fireplace"  means  a  structure  designed  for  the
burning of wood which is an integral part of the  construction
of  a  building  and  which  would  commonly  be  considered a
fireplace.

     (3)  "Wood stove" means a wood-fired appliance, including
a  fireplace  insert,   with  a  closed  fire  chamber  which
maintains an air-to-fuel ratio of less than thirty during  the
burning of ninety percent or more of the fuel mass consumed in
the low-firing cycle.  The low-firing cycle means less than or
equal to twenty-five percent of the maximum burn rate achieved
with doors closed or the minimum burn rate achievable.

     25-7-403.  Commission - rule - making.   (1)  On or before
July  1,  1985,  the  commission  shall  promulgate  rules and
regulations to carry out the provisions  of  this  part  4  in
conformity  with  the  provisions  and procedures specified in
article  4  of  title  24,  C.R.S.,  and  which  shall  become
effective only as provided in said article.

     (2) (a)  In  promulgating such rules and regulations, the
commission shall:

     (I)  Set emission  performance  standards  for  new  wood
stoves;

     (II)  Establish  criteria  and procedures for testing new
wood stoves  for  compliance  with  the  emission  performance
standards;

     (III)  Prescribe  the  form  and  content of the emission
performance label to be attached to a new wood  stove  meeting
the emission performance standards;

     (IV)  Establish  procedures for administering the program
and for collecting fees for  the  certification  of  new  wood
stoves;

     (V)  Establish  fees  for certifying new wood stoves at a
level such that said fees  reflect  the  direct  and  indirect
costs  of  administering  the program less any general fund or
federal grant moneys appropriated to cover the starjt-up  costs
of the program; and
PAGE 2-HOUSE BILL NO. 1187

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     (VI)  tsUblish   structural  design  specifications  for
fireplaces to minimize emissions.

     (b)  The moneys collected under this subsection (2) shall
be transmitted to the state treasurer, who  shall  credit  the
same  to  the  stationary  sources control fund established in
section 25-7-114 (5) (b).  Any moneys not appropriated by  the
general  assembly  shall be retained in the stationary sources
control fund and shall not revert to the general fund  at  the
end of any fiscal year.

     25-7-404.   Wood   stove   testing   program  established.
(1)  There is hereby established, in the department of health,
an evaluation and certification program for the control of air
pollution caused by wood stove emissions, which is designed to
significantly   reduce   particulate   and   carbon   monoxide
emissions, referred to in this part 4 as the "program".

     (2)  The  program as implemented by rules and regulations
as set forth in section 25-7-403 shall be administered by  the
air   quality  control  division.   The  said  division  shall
establish a program that:

     (a)  Determines  whether  or  not  any  new  wood   stove
complies  with  the  emission performance standards set by the
commission when tested by an independent  testing  laboratory;

     (b)  If  such  new  wood stove complies with the emission
performance standards, certifies such compliance.

     (3)  On or after July 1, 1985, a wood stove  manufacturer
or  dealer  may  request  the  air quality control division to
evaluate the emissions performance of any new wood stove.

     (4)  A new wood stove may be certified at the  conclusion
of an evaluation and before January 1, 1987, if:

     (a)  The  air  quality  control  division  finds that the
emission levels of the new wood stove comply with the emission
performance standards established by the commission; and

     (b)  The wood stove manufacturer or  dealer  submits  the
fee established by the executive director of the department of
health pursuant to section 25-7-403.

     25-7-405.   Certification  required  for sale.   (1)  On or
after January 1, 1987, a person shall not advertise  to  sell,
offer to sell,  or sell a new wood stove in Colorado unless:

     (a)  The particular model of wood stove or the particular
configuration'  of  wood  stove appliance has been evaluated to
determine its emission performance and has been  certified  by
PAGE 3-HOUSE BILL NO.  1187

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the air quality control division under the program established
under this part 4; and

     (b)  An  emission  performance  label  is attached to the
wood stove.

     25-7-406.  Fireplace design program.  The  air  pollution
control  division  shall establish a program to study the ways
that differences in the structural design of fireplaces affect
emissions.  The objective of this program will be to determine
those  structural  designs  of  fireplaces  which  effectively
minimize  emissions.    The  division shall conduct performance
tests of different fireplace designs to identify those designs
that minimize emissions.

     25-7-407.  Commission to establish design  specifications
for  fireplaces  -  compliance  required.   (1)  Based  on the
information supplied by the performance tests conducted by the
air pollution control  division  and  on  any  other  relevant
Information, the commission shall adopt by July 1, 1986, a set
of   approved   design  specifications  for  the  building  of
fireplaces in Colorado.

     (2)  All fireplaces installed on or after July  1,  1987,
in  any  structure  located in the state shall comply with the
approved design specifications established by the  commission.

     25-7-408.  Required   compliance   in   building   codes.
(1)  By July 1, 1987, every board of county commissioners of a
county which has enacted a building code, and thereafter every
board of county commissioners  of  a  county  which  enacts  a
building  code,  shall,  pursuant  to  section  30-28-201 (2),
C.R.S., adopt a building code provision requiring  any  person
who  constructs  any  fireplace  to  comply  with the approved
design specifications for fireplaces.

     (2)  By  July  1,  1987,  every  governing  body   of   a
municipality which has enacted a building code, and thereafter
every governing body of a municipality which enacts a building
code,  shall, pursuant to section 31-15-601 (2), C.R.S., adopt
a building code provision requiring any person who  constructs
any   fireplace   to   comply   with   the   approved   design
specifications for fireplaces.

     (3)  Nothing in this article shall  prevent  a  board  of
county  commissioners  or  a  governing body of a municipality
from enacting a building code which  requires  more  stringent
standards for wood stoves and for fireplace design.

     25-7-409.  Voluntary  no-burn  days.   Whenever  the  air
quality control division determines, after investigation, that
the level of wood stove emissions anticipated will -contribute
PAGE 4-HOUSE BILL NO. 1187

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adversely  or   is   likely  to have an adverse  impact on  the air
quality  in any  nonattainment area in the state,  the comnission
should  implement and announce a program of  voluntary   no-burn
days.

     25-7-410.  Applicability.   The provisions  of this part 4
do not apply to a used wood stove and shall not  apply   to  any
fireplace constructed prior to July 1, 1987.

     SECTION  2.  30-28-201,  Colorado  Revised  Statutes, 1977
Repl. Vol., is amended to  read:

     30-28-201.  Commissioners may adopt - emission  standards
required.   (1)  A  board of county commissioners  is authorized
to adopt a building code in all or part of the county,  and not
embraced within the limits of any incorporated city  or  town.
Such  code  shall   provide  for  the  regulation  of the future
construction  or  alteration  of  dwellings,  buildings,   and
structures,    together    with    plumbing   and  electrical
installations therein or in connection therewith.  A structure
means a combination of roof and supporting walls  and  columns.
Buildings or structures used for the sole purpose of providing
shelter for agricultural implements, farm products, livestock,
or poultry may be excepted.  The requirements shall be  uniform
for each class of dwelling, building, or structure.  The board
of county commissioners may employ qualified technical  experts
to  assist in the preparation of the text of the  area building
code.

     (2)  BY JULY 1, 1987, EVERY BOARD OF COUNTY  COMMISSIONERS
OF A COUNTY WHICH HAS ENACTED A BUILDING CODE, AND  THEREAFTER
EVERY BOARD OF COUNTY COMMISSIONERS OF A COUNTY WHICH ENACTS A
BUILDING  CODE,  SHALL  ENACT  A  BUILDING  CODE  PROVISION TO
REGULATE THE CONSTRUCTION AND INSTALLATION  OF  FIREPLACES  IN
ORDER  TO  MINIMIZE  EMISSION LEVELS.   SUCH STANDARDS SHALL 8E
THE  SAME  AS   OR   STRICTER   THAN   THE   APPROVED   DESIGN
SPECIFICATIONS  FOR  FIREPLACES ESTABLISHED BY THE AIR QUALITY
CONTROL COMMISSION  IN THE DEPARTMENT  OF  HEALTH  PURSUANT  TO
SECTION 25-7-407, C.R.S.

     SECTION  3.  31-15-601,  Colorado  Revised Statutes, 1977
Repl. Vol., is amended BY THE ADDITION OF A NEW SUBSECTION  to
read:

     31-15-601.   Building  and  fire  regulations  -   emission
standards required.   (2)   By July  1,   1987,  every  governing
body  of a municipality which has enacted a building code,  and
thereafter every governing body which enacts a building  code,
shall   enact  a  building  code  provision  to  regulate  the
construction  and   installation  of   fireplaces  in  order   to
minimize emission levels.   Such standards shall be the same as
or  stricter  than  the  approved  design  specifications  for
PAGE 5-HOUSE BILL NO.  1187

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fireplaces established by the air quality  control  commission
in  the  department  of  health  pursuant to section 25-7-407,
C.R.S.

     SECTION 4.  25-7-114 (5) (b), Colorado Revised  Statutes,
1982 Repl. Vol., is amended to read:

     25-7-114.   Air  pollutant  emission  notices and emission
permits.  (5) (b)  A  single  fee  shall  be  charged  to  any
applicant  for  any indirect source plan or plans submitted to
the division at any one time.   A permit shall be deemed to run
with the land,  and a new permit and additional permit fees may
be required only when, in  the  judgment  of  the  commission,
plans for the indirect source have been substantially changed.
The  moneys collected under this subsection (5) AND IN SECTION
25-7-403 shall  be remitted to the state treasurer,  who  shall
credit  the same to the stationary sources control fund, which
fund is hereby created.   From such fund the  general  assembly
shall  appropriate  to  the  department  of  health,  at least
annually, only such moneys as may be necessary  to  cover  the
division's    costs   of   processing,   administration,   and
enforcement described in this subsection (5), AND TO COVER THE
DIVISION'S COSTS OF DEVELOPING AND MAINTAINING  AN  EVALUATION
AND  CERTIFICATION  PROGRAM  FOR  THE CONTROL OF AIR POLLUTION
CAUSED  BY  WOOD  STOVE  EMISSIONS  AND  OF   DEVELOPING   AND
MAINTAINING  A FIREPLACE DESIGN PROGRAM FOR THE CONTROL OF AIR
POLLUTION CAUSED  BY  FIREPLACE  EMISSIONS.    Any  moneys  not
appropriated  by the general assembly shall  be retained in the
stationary sources control fund and shall not  revert  to  the
general fund at the end of any fiscal year.

     SECTION 5.  Appropriation.  (1)  In addition to any other
appropriation, there is hereby appropriated, out of any moneys
in   the   stationary   sources  control  fund  not  otherwise
appropriated, to the department of health  for  allocation  to
the  air  pollution  control  division,  for  the  fiscal year
commencing July 1, 1984, the sum of forty-nine thousand  three
hundred  twenty-four dollars ($49,324) and 1.0 FTE, or so much
thereof as may be necessary, for the purposes of this act.

     (2)  In addition to any  other  appropriation,  there  is
hereby   appropriated,   to   the  department  of  health  for
allocation to the air  pollution  control  division,  for  the
fiscal  year  commencing July 1, 1984, the sum of seventy-five
thousand dollars ($75,000), for  the  purposes  of  this  act.
Such moneys shall be from federal grant moneys.

     SECTION 6.  Safety clause.  The general   assembly hereby
PAGE 6-HOUSE BILL NO. 1187

-------
finds,  determines,  and declares  that this act is necessary for
the  immediate   preservation  of the public peace, health, and
safety.
     B.  Bledsoe
SPEAKER OF THE HOUSE
OF REPRESENTATIVES
                                            Ted L. Strickland
                                                 PRESIDENT OF
                                                   THE SENATE
Cprraine f.\Lomoandl
CHIEF CLERK OF THE  HOUSE
OF REPRESENTATIVES
                                          Marjorie L.  Nielson
                                                 SECRETARY OF
                                                   THE SENATE
       APPROVED
                  nhn.[\
1-
                                                    - ao
                                             •1
                            RTfch
                            GOVE
                                 rd 0. Lamm
                                 tNOR OF THE STATE OF COLORADO
PAGE 7-HOUSE  BILL NO. 1187

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       COLORADO

       AIR QUALITY                                  DEPARTMENT OF HEALTH
       CONTROL                                        4210 E.I1TH AVENUE

       COMMISSION
                        NOTICE  OF PUBLIC HEARING
                      TO CONSIDER A NEW REGULATION
             OF THE COLORADO AIR QUALITY CONTROL COMMISSION
      TO BE HELD BEFORE THE  COLORADO AIR QUALITY CONTROL COMMISSION


Notice of Public Hearing;

     Pursuant to the notice  requirements of Colorado Revised Statute  24-4-103,
and 25-7-110 and the Procedural Rules for Activities of the Air  Quality
Control Commission, hereinafter the "Procedural Rules," and in accord with
the notice provisions of 40  CFR 51.4 NOTICE is hereby given that the  Colorado
Air Quality Control Commission will conduct a public rulemaking  hearing at
the time and place and on  the subject matter set forth in this notice.  The
proceeding may be continued  at  such places and times as the Commission may
announce.

                 DATE:   May  9,  1985

                 TIME:   9:30 a.m.

              SUBJECT:   New  Regulation No. 4, "A Regulation Concerning
                        the  Sale of New Wood Stoves"

                PLACE:   Room 412, Colorado Department of Health
                        4210 East llth Avenue
                        Denver, Colorado

Preamble:

     The Colorado Air Quality Control  Commission will  hold  a hearing to consider
the views of the public  regarding the proposed adoption of  a New  Regulation
No. 4 - "A Regulation Concerning the Sale of New Wood Stoves".

     The regulation would  require that new wood stoves may  not be sold, offered
for sale, or advertised  for  sale on or after January 1, 1987 unless stoves
meet emission standards  for  carbon monoxide and particulates.

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     The regulation would also establish a system for State approval of
laboratories qualified to determine whether a stove meets the emission
standards.  In particular, the regulation would establish the following
with regard to the sale of new wood stoves after January 1, 1987:
definitions of specific terms; requirements for sale of wood stoves;
reciprocal approval agreement; certification procedure; emissions stand-
ards; quality control and testing requirements; labeling requirements;
independent laboratory accreditation procedures; laboratory inspection
procedures and accreditation criteria; enforcement provisions; and a list
of certified stoves compiled by the Division.   These sections are com-
prehensive in nature covering all aspects of an approval and certification
program for new wood stoves which must be met for any new stove sold after
January 1, 1987.

     Concern about the increase of residential wood burning has been mounting
since the mid-1970's.  Recent studies conducted by several investigators have
demonstrated the contribution of emissions from woodburning as a significant
part of the "Brown Cloud" in the Denver Metropolitan area and in many
locations throughout Colorado such as small mountain communities and ski
resorts.  In addition to the visual impact of emissions from wood stoves is
the concern about carbon monoxide and fine particulate emissions each of
which has the potential to affect human health.

     The Commission, in adopting this proposed regulation for the control of
new wood stoves, sees the regulations as a first step in resolving some of
the important concerns expressed about air pollution from this source.  In
addition, the Commission has been advised that stoves meeting the requirements
of this regulation may offer a cost incentive to the owners of these stoves
through a savings in fuel costs due to greater heating efficiency which will
be a consequence of the designs needed in order to meet these emission require-
ments.

     The proposed regulation is attached to and made a part of this Notice for
the convenience of the public, and has been published in the Colorado Register
of March 10, 1985.   Additional copies are available upon request from the
Commission's office at the address stated in this notice.

Issues of Particular Concern:

     The Commission is especially interested in receiving comments and infor-
mation from the public on the following issues:

     1.  Emission Standards - Several questions concerning the standards
         will be under discussion.  These include:  should the standard
         be technology forcing; should there be different standards for
         catalytic and non-catalytic stoves; what should the units of
         the standards be (e.g., grams per hour or pounds per million
         BTU); what is the cost effectiveness of the standards, and
         should there be a sliding scale for stoves of over 40,000 BTU
         per hour heat output?

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     2.  Test procedures to be used to determine certification.   Comments
         are especially solicited regarding loading densities to be used
         in conducting tests.  Comments are solicited regarding benefits
         and/or disadvantages of the Oregon OM-7 vs. the proposed ASTM
         Testing Methods.

     3.  Fees to be charged for the administration of the program, includ-
         ing both primary and reciprocal certification and design changes.

     4.  Control of sales of wood stoves other than through retail and
         wholesale outlets located in Colorado; (i.e. mail order catalogues,
         magazine advertisements, direct mail advertisements, etc.

     5.  Should the label affixed to the wood stove be required to contain
         the heating efficiency of the particular wood stove.

     6.  Should the regulation be expanded to include any appliance which
         can burn solid fuel; i.e., wood, coal, paper logs, etc..

Public Views Encouraged:

     The Commission encourages all interested persons to provide their
views on the proposed Regulation No.  4, concerning the sale of new wood
stoves either in writing by mail, or by making oral comments, or submit-
ting written comments at the hearing.   The Commission encourages
comments and analyses from persons who will incur directly some cost
or receive some benefit from the proposed regulations as well as the
participation of the general public.

     Persons who wish to submit written comments should mail them to the
following person by the date of the hearing:

              Mr. Joseph Palomba, Jr., Technical Secretary
              Colorado Air Quality Control Commission
              4210  East llth Avenue
              Denver, Colorado 80220

     For additional information, please call Mr. Palomba at 331-8596.

Authority for the Commission's Actions:

     The authority under which the Commission shall hold and conduct said
hearing is prescribed by C.R.S.  24-4-103, 25-7-105, -106, -110,  and -403,
and the hearing will be conducted in accord with provisions of C.R.S.
24-4-103 and 25-7-110, the Procedural Rules, and as otherwise stated in
this notice.  This list of authority is not intended to be exhaustive.   It
is furnished for convenience of the public only.
                                   (iii)

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Public Comment:

     All persons are encouraged to present their views at this hearing.
In the interest and the convenience of the public, the Commission will
try to take public testimony beginning as close to 9:30 a.m. on May 9,
1985 as possible, and also from time to time during the remainder of the
hearing.  (Members of the public are encouraged to call the Commission's
office at 331-8597 for information concerning the progress of the hear-
ing).   The Commission requests, but does not require, that written copies
of expected testimony also be submitted to allow review by Commissioners
prior to oral presentation at the hearing.  All such written submissions
should be mailed to the Technical Secretary, Air Quality Control Commis-
sion, at the above-stated address, before the scheduled date for hearing.
The Commission expressly reserves the right to limit or exclude unduly
repetitious, irrelevant, or incompetent evidence during these proceedings.

Obtaining the Right to Cross-Examination at the Hearing; Pre-hearing
Conference:

A.  In order to have the right of cross-examination at this hearing, a
    member of the public will be required to comply with several require-
    ments, as set forth below:

    1.  As of Right:

             Any person proposing a regulation differing from the
        Commission's regulation shall have the right to cross-
        examine witnesses if fifteen (15) copies of the differing
        regulation are filed with the Commission not less than
        twenty (20) days prior to the hearing (5:00 p.m., April
        19, 1985).  The differing regulation shall be open for
        public inspection at the Commission office.

    2.  In the Commission's Discretion:

             The Commission may grant to any person the right of
        cross-examination if that person has submitted an appli-
        cation requesting that right at least twenty (20) days
        prior to the hearing (5:00 p.m., April 19, 1985).  Such
        application shall include a description of the person's
        interest in the hearing, name, address, and telephone
        number.   Applications filed less than twenty (20) days
        prior to the hearing shall not be considered except upon
        motion for good cause shown.

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     3.  Pre-hearlng Conference:

              A pre-hearing conference, if requested, will be held at
         9:30 a.m., April 25, 1985, Colorado Department of Health,
         Bridge Conference Room, 3rd floor, Ptarmigan Building located
         at 3773 North Cherry Creek Drive (at South Colorado Boulevard),
         Denver, Colorado.  At any such conference, exhibits and
         pre-hearing statements will be exchanged among the parties
         (and party applicants) and fifteen (15) copies of each exhibit
         and statement will be tendered to the Commission.  All pre-
         hearing motions also must be presented at the pre-hearing
         conference.  Persons who have applied for the right of cross-
         examination twenty (20) days prior to the hearing shall
         receive written notice if a prehearing conference is requested.
         Failure to participate in the pre-hearing conference will
         result in denial of the right of cross-examination.

B.  Pursuant to Rule V.E.5. of the Procedural Rules, the Air Pollution Control
    Division has elected to exercise the right of cross-examination at the
    hearing.

Delegation of Authority:

     For purposes of this hearing, Commissioner Melvyn C. Branch has been
designated by the Commission to perform the following functions (under
C.R.S. 24-4-103(13), as amended):  sign and issue subpoenas, fix the time
of filing of documents (other than those described in this notice), approve
depositions, and issue appropriate orders.

Wood Stove Subcommittee:

     In developing the proposed regulation, the Commission has been assisted
by a subcommittee chaired by Commissioner Branch.  The subcommittee may
convene again prior to the rulemaking hearing.  Any person desiring to receive
notice of subcommittee meetings may file a request for such notice with
Mr. Joseph Palomba, Jr., Technical Secretary, Air Quality Control  Commission,
4210 East llth Avenue, Denver, Colorado 80220.

When the record will close and availability of proceedings:

     The record of these proceedings may, at the discretion of the Commission,
remain open for up to ten (10) days after the scheduled hearing is adjourned.
The Commission will consider and make a part of that record all evidence,
sworn testimony, and written submissions on the aforementioned regulations
presented at these public hearings as well as any related matters  properly
submitted before the record of these proceedings is closed.  A full and
complete transcript of the proceedings shall be made and a copy thereof will
be available to any person making request and paying the reporter's fee therefor,
In addition, the Commission may make a reasonable charge to supply copies of
any written submission or other material related to these hearings.

                                   (v)

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     Minutes of general meetings and other records of the Air Quality
Control Commission are always available for public inspection during the
hours of 8:30 a.m. to 5:00 p.m., Monday through Friday, (holidays
excepted) in the office of the Technical Secretary, Colorado Air
Quality Control Commission, located in the West Tower, 3rd floor of
the Ptarmigan Building, 3773 North Cherry Creek Drive (at South Colorado
Boulevard), Denver, Colorado.

     The Commission shall deliberate upon the evidence and testimony
collected at these hearings and reach a determination with all deliberate
speed and in accord with the spirit and directives of the Colorado Air
Quality Control Act.
                                COLORADO AIR QUALITY  CONTROL COMMISSION
                                                                Secretary
DATED:  February 28, 1985
                                   (vi)

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               PROPOSED
         NEW REGULATION NO. 4
         WOOD STOVE REGULATION
Colorado Air Quality Control Commission

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                         TABLE OF CONTENTS



SECTION NO. AND TITLE                                          PAGE

   I.  Definitions                                               1

  II.  Requirements for Sale of Wood Stoves                      2

 III.  Reciprocal Approval Agreement                             2

  IV.  Certification Procedure                                   2

   V.  Emissions Standards, Qunlity Control and Testing          4

  VI.  Labeling Requirements                                     9

 VII.  Changes in Wood Stove from Wood Stoves Tested for
       Certification                                            12

VIII.  Laboratory Accreditation Procedures                      13

  IX.  Laboratory Inspection                                    15

   X.  Accreditation Criteria                                   16

  XI.  Enforcement                                              18

 XII.  List of Certified Wood Stoves                            20
APPENDIX A - Standard Method for Measuring the Emissions and
             Efficiencies of Wood Stoves                        21
             Attachment 1 - State of Oregon
                            Sampling Method 4
             Attachment 2 - State of Oregon
                            Sampling Method 5
             Attachment 3 - State of Oregon
                            Sampling Method 7
                            (with Table I, "Comparison of
                             Calorimeter Room Method vs.
                             Stack Loss Method")

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                            PROPOSED
              REGULATIOK ON SALE OF NEW WOODSTOVES
I.  DEFINITIONS

        A.  Unless otherwise required by the context, as used in
this regulation:

              1.  "Accredited laboratory" means an independent
testing laboratory which has obtained either primary accredita-
tion or reciprocal accredation.

              2.  "Catalyst-equipped wood stove" means a wood
stove with a catalytic combustor that is an integral component of
the stove.

              3.  "Certified wood stove" means a wood stove which
is a unit of a wood stove model, or which contains a configura-
tion of appliance, for which either primary certification or re-
ciprocal certification has been granted.

              4.  "Dealer" means a person who sells wood stoves
on a regular basis.

              5.  "Fixed air supply" means an air supply system
on a wood stove which has no adjustable or controllable air
inlets.

              6.  "Heat output" means the amount of heat in BTU
per hour generated by a wood stove during one test run.

              7.  "Manufacturer" means a person who constructs a
wood stove or parts for wood stoves.

              8.  "Model" means a group of wood stoves which are
identical to one another regarding design, emissions, and heating
performance.

              9.  "New wood stove" means any wood stove other
than one which has been previously sold to an individual for his
personal use.

             10.  "Standard method" means the applicable testing
procedures and criteria set forth in "Standard Methods for Mea-
suring the Emissions and Efficiencies of Residential Wood
Stoves," set forth in Appendix A.

             11.  "Wood stove" means a wood-fired appliance, in-
cluding a fireplace insert, with a closed fire chamber which
                             -1-

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maintains an air-to-fuel ratio of less than 30 during the burning
of 90 percent or more of the fuel mass consumed in the low-firing
cycle.  The low-firing cycle means less than or equal to 25 per-
cent of the maximum burn rate achieved with doors closed or the
minimum burn rate achievable.

II.  REQUIREMENTS FOR SALE OF WOOD STOVES

        A.  On or after January 1, 1987, no person shall adver-
tise to sell, offer to sell, or sell a new wood stove unless it
is a certified wood stove that meets the requirements of section
VI. at the time it is sold.

        B.  Following the certification of a wood stove no person
shall alter the emissions plate or the compliance certificate
submitted to the Division as part of an application for certifi-
cation.

III.  RECIPROCAL APPROVAL AGREEMENT

        A.  The Division may enter into a reciprocal approval
agreement with another state, provided the Division determines
that the other state has established a program regulating the
sale of wood stoves which is at least as stringent as the program
established by this regulation.

        B.  The reciprocal approval agreement shall include, but
not be limited to, the following provisions:

              1.  The Division shall consider the other state's
approval for sale of a wood stove as evidence that the stove
should be certified.

              2.  The Division shall consider the other state's
approval of the use of test results produced by a laboratory as
evidence that the laboratory should be accredited.

              3.  The other state shall establish a procedure for
notifying the Division of any suspension or revocation of its ap-
proval for sale of a wood stove, and of any design changes  in
wood stoves subject to the other state's regulatory program.

IV.  CERTIFICATION PROCEDURE

        A.  On or after July 1, 1985 a dealer or manufacturer may
apply to the Division for primary certification or reciprocal
certification of a wood stove model or appliance configuration.


                               -2-

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        B.  An application for primary certification shall in-
clude the following:

              1.  An appliance description which includes the
wood stove model name and design number, a copy of the stove's
operating manual and a photograph of the stove;

              2.   Design plans of the wood stove, identified by
design number, which include overall dimensions of the stove and
all dimensions and specifications of components critical to emis-
sions control and heating efficiency.  These components shall in-
clude combustion chamber configurations, all air inlet controls,
heat exchanger design and make and model numbers of applicable
purchased parts.

              3.  Either a proof copy of the emissions plate
printed on a representative sample of the plate stock, or a proof
copy of the plate and a sample of the plate stock.  The copy sub-
mitted shall show all information required pursuant to section
VI.

              4.  A proof copy of the compliance certificate con-
taining all information required on the certificate pursuant to
section VI;

              5.  All test data and support documentation showing
that the wood stove has been tested in accordance with section V
and that it meets the emissions performance standards of that
section;

              6.  A drawing,  diagram or photograph that identi-
fies the location of the emissions plate on the wood stove.

        C.  An application for reciprocal certification shall
contain documentation demonstrating that the applicant's wood
stove has been approved for sale by another state with which the
Division has a reciprocal approval agreement.   The application
shall contain the information required by section IV.B. for an
application for primary certification, except  that the data re-
quired by section IV.B.5 may be summarized rather than submitted
in total.

        D.  Within 20 working days after receipt of an applica-
tion for primary certification or reciprocal certification, the
Division shall notify the applicant if the application is com-
plete.   Within 40 working days after receipt of a complete appli-
cation for primary certification, or within 15 working days after
receipt of a complete application for reciprocal certification,

                               -3-

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the Division shall notify the applicant whether the application
satisfies all requirements for certification other than the pay-
ment of a certification fee, and of the amount of the fee re-
quired pursuant to section IV.F.  If all other requirements have
been met, the Division shall issue a certificate granting certi-
fication upon receipt of the fee.

        E.  The Division shall grant certification if:

              1.  The applicant submits all information required
by section IV.B or section IV.C., as applicable, and that infor-
mation demonstrates that the wood stove model or configuration of
appliance meets the requirements of this regulation; and

              2.  The applicant pays the fee required pursuant to
section IV.F.

        F.  Applicants for certification shall pay a fee to the
Division at a rate of $ 64.00  per hour for each hour of Division
staff time spent evaluating an application.  The applicant shall
pay the fee regardless of whether his application is withdrawn,
denied or approved.  No certification shall be granted until the
certification fee is received by the Division.

        G.  If the Division denies certification, the Division
shall notify the applicant in writing of the opportunity for a
hearing before the Commission pursuant to section 24-4-104(9),
C.R.S. (1982).

V.  EMISSIONS STANDARDS, QUALITY CONTROL AND TESTING

        A.  No new wood stove with a minimum heat output of
40,000 BTU per hour or less shall be advertised for sale, offered
for sale, or sold, on or after January 1, 1987, unless the stove
does not exceed the following weighted average particulate or
carbon monoxide emissions standards:

              1.  Wood stoves that are not catalyst equipped
shall emit less than 9 grams per hour of particulates and less
than 150 grams per hour of carbon monoxide when the stove is
tested prior to certification.

              2.  Catalyst equipped wood stoves shall either

                   (a) Emit less than 4 grams per hour of
particulates and less than 50 grams per hour of carbon monoxide
when they are tested prior to certification, or


                               -4-

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                   (b) Emit, during the usable life of  the stove,
an average of less than 9 grams per hour of particulates and an
average of less than 150 grams per hour of carbon monoxide.

        B.  No new wood stove with a minimum heat output of more
than 40,000 BTU per hour shall be advertised for sale,  offered
for sale, or sold on or after January 1, 1987, unless the stove
does not exceed a weighted average particulate emission standard
equal to the sum'of 8 grams per hour plus 0.2 grams per hour for
each 1,000 BTU per hour heat output.

        C.  The weighted average shall be calculated by initially
determining the unweighted average in accord with the applicable
standard methods,  and then applying the following equation:

                    t* T-  j-f  C  J.ITT      4- If TT
                    K 1 C. 1 "*" f^r\ C-n * *»O*-»i • • • T "^^n
                      a :    22    3 3	nn          (£ON>  1}
      where:  E is the weighted average particulate or carbon
monoxide emission rate in  grams per hour;Ej ,E2,E3, . . .Enare  the
unweighted emission rates from test runs 1 through n  in order of
increasing heat output, and  K-J , Ko, K3, . ..Kn are the weighting
factors for test runs 1 through n." The weighting factors(Ki) are
calculated as follows:
                 Ki
      where  Pj_ is the cumulative probability from table 1 for
the heat output measured during each test run, P =0  and P   =1
                                                o  •       **
                               -5-

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 If  the  cumulative probability  for a given heat output  is  not
 stated  in  table  1,  the probability shall be  interpolated  from
 that  table.
                             TABLE 1

         CUMULATIVE PROBABILITY FOR A GIVEN  HEAT OUTPUT
      DEMAND BASED ON COLORADO  CLIMATE (POPULATION WEIGHTED)
Heat Output
   (BTU/hour)

     0
   525
   1050
   1575
   2100
   2625
   3150
   3675
   4200
   4725
   5250
   5775
   6300
   6825
   7350
   7875
   8400
   8925
   9450
   9975
10,500
11,025
11,550
12,075
12,600
13,125
13,650
14,175
14,700
15,225
15,750
16,275
16,800
17,325
17,850
18,375
   Cumulative
Probability (P)

   0.0510
   0.0584
   0.0655
   0.0731
   0.0815
   0.0902
   0.1014
   0.1111
   0.1224
   0.1344
   0.1459
   0.1615
   0.1746
   0.1892
   0.2044
   0.2193
   0,2401
   0.2571
   0.2765
   0.2954
   0.3145
   0.3384
   0.3598
   0.3826
   0.4063
   0.4269
   0.4544
   0.4777
   0.5027
   0.5277
   0.5512
   0.5812
   0.6071
   0.6328
   0.6619
   0.6849
                               -6-

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 18,900                               0.7156
 19,425                               0.7384
 19,950                               0.7626
 20,475                               0.7838
 21,000                               0.8023
 21,525                               0.8239
 22,050                               0.8404
 22,575                               0.8556
 23,100                               0.8699
 23,625                               0.8823
 24,150                               0.8961
 24,675                               0.9058
 25,200                               0.9152
 25,725                               0.9233
 26,250                               0.9305
 26,775                               0.9381
 27,500                               0.9440
 27,825                               0.9497
 28,350                               0.9550
 28,875                               0.9591
 29,400                               0.9635
 29,925                               0.9674
 30,450                               0.9707
 30,975                               0.9741
 31,500                               0.9770
 32,025                               0.9800
 32,550                               0.9826
 33,075                               0.9846
 33,600                               0.9866
 34,125                               0.9883
 34,650                               0.9900
 35,175                               0.9914
 35,700                               0.9925
 36,225                               0.9936
 36,750                               0.9946
 37,275                               0.9958
 37,800                                0.9964
 38,325                                0.9971
 38,850                                0.9976
 39,375                               0.9981
 39,000                               0.9984
 40,425                               0.9986
 40.950                               0.9988
 41,475                               0.9990
 42,000                               0.9991
 42,325                               0.9993
43,050                               0.9994
43,575                               0.9994

                               -7-

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44,100                               0.9995
44,625                               0.9996
45,150                               0.9997
45,675                               0.9997
46,200                               0.9998
46,725                               0.9998
47,250                               0.9999
47,775                               1.0000
48,300                               1.0000

        D.  The weighted average net efficiency referred to in  _
section VI.E.3. shall be calculated using  EQN  1 above where:  E
is the weighted average net efficiency in percent and Ei,E2iE3, ...En
    are the unweighted efficiencies from test runs 1 through n in
order of increasing heat output, and Kl»  K2>  K3» •••^n are the
weighting factors for test runs  1 through n.  The weighting fac-
tors   Ki   are calculated as follows:


                Ki  =       "
      where Pi  is the cumulative probability from table 1 for
the heat output measured during each test run,P0=0, and Pn+1 =
If the cumulative probability for a given heat output is not
stated in table 1, the probability shall be interpolated from
that table.

        E.  To ensure quality control for a certified wood stove
model or appliance configuration, it shall be a condition of cer-
tification that the manufacturer of the model of configuration is
inspected at least twice per year by representatives of an ac-

                               -8-

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credited laboratory and that such inspections demonstrate that
units of the wood stove model or appliance configuration are con-
structed in accord with the requirements of this regulation.
Such inspections shall be performed without notice to the manu-
facturer, and the results of such inspections shall be reported
to the Division within 90 days.

        F.  All testing required by this regulation shall be con-
ducted by an accredited laboratory.

        G.  All testing required by this regulation shall be per-
formed in strict conformance with the applicable standard method,
unless, prior to the commencement of such testing, the Division
has approved in writing a minor variation from the applicable
standard method, on the grounds that the variation will not af-
fect the accuracy of the testing.

VI.  LABELING REQUIREMENTS

        A.  On or after January 1, 1987 no person shall advertise
to sell, offer to sell, or sell a new wood stove without a label,
composed of the emissions plate and the compliance certificate
described in this section.  The emissions plate shall be affixed
to the stove.  The compliance certificate shall be affixed either
to the stove or to a carton containing the stove.

        B.  The emissions plate shall contain the following in-
formation:

              1.  Name of testing laboratory;

              2.  Date that wood stove model or appliance config-
uration was tested;

              3.  Test procedure used;

              4.  Name of manufacturer;

              5.  Name of model;

              6.  Design number of model;

              7.  The following statement:  "Performance may vary
from test values depending on actual home operating conditions."

              8.  A graph meeting the following specifications --

                    a.  The graph shall show the unweighted par-

                               -9-

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ticulate emissions rate,  in grams per hour,  and the unweighted
net efficiency, over the range of heat outputs tested.

                    b.  The axes of the graph shall be labeled as
follows:

                        (i)  Vertical axis,  left side:  "Smoke-
grams/hour," with a scale of 0 to 20, bottom to top.

                       (ii)  Vertical axis,  right side:
"Efficiency-percent," with a scale of 50 to  90, bottom to top.

                      (iii)  Horizontal axis, bottom:  "Heat
output-BTU/hour," with a scale from 0 to a maximum of 5,000 BTU
per hour higher than the highest tested heat output.

                    c.  Curves describing unweighted emissions
and net efficiency at various heat outputs shall be printed on
the graph, and shall be developed by the testing laboratory as
follows:

                        (i)  The emissions curve shall be devel-
oped by fitting the particulate emissions test data to a least
squares multiple regression for the following second degree
polynomial:           ,     ^2
   *          y = ao + alX + a2x

  where;      y = unweighted particulate emissions  (grams/hour)
              x = heat output (Btu/hour)
              ao  al» a2  =  regression coefficients


                        (ii)  The net efficiency curve shall be
developed by fitting the efficiency test data to a least squares
multiple regression for the following second degree polynomial:
              y = ao + axx + a2x2

  where;      y _ unweighted net efficiency  (%)
              x = heat output (Btu/hour)

              ao, al' a2  =  regression coefficients
                       (iii)  For wood stoves with a fixed air
supply which have only two data points for particulate emissions
and two data points for net efficiency, the testing laboratory
shall develop the particulate emissions curve by connecting the
emissions data points with a straight line,  and the net efficien-
cy performance curve by connecting the two efficiency data points
with a straight line.


                              -10-

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              d.  The curves shall be developed and fit onto the
graph by the testing laboratory and transmitted to the wood stove
manufacturer for printing on the emissions plate.

        C.  The emissions plate shall be:

              1.  Permanent, so that it cannot be removed from
the wood stove without damage to the plate;

              2.  Made of aluminum, brass, galvanized steel, or
other metal, and of a thickness that will ensure the permanence
of the plate;

              3.  Riveted, screwed, bolted, or otherwise perma-
nently secured to the stove;

              4.  Legible, and shall contain information which
has been applied by etching, silk screening, die stamping or some
other process which ensures legibility;

              5.  Located on any visible exterior surface except
the bottom of the stove, or on any interior surface of the stove
if the plate can be seen after installation of the stove.

        D.  The emissions plate shall be at least 3 1/2 inches
long by 2 inches wide.  The graph on the plate shall be at least
3 inches long by 1 1/2 inches wide and any enlargement of the
graph shall maintain a length to width ratio of 2:1.  The emis-
sions plate may be combined with another label, such as a safety
label, if the design and integrity of the emissions plate is not
compromised, and if the combination label is approved in writing
by the Division.

        E.  The compliance certificate shall contain the follow-
ing information:

              1.  "Smoke (Avg.) 	 grams/hour," weighted average
of tested values;

              2.  "Carbon monoxide (Avg.) 	 grams/hour,"
weighted average of tested values;

              3.  "Efficiency (Avg.) 	 %," weighted average of
tested values;

              4.  A statement of the applicable emissions stan-
dards;
                              -11-

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              5.  The heat output range of the stove and the val-
ues at which the stove was tested;

              6.  Name of manufacturer;

              7.  Name of model;

              8.  Design number of model;

              9.  A statement that the wood stove has been certi-
fied;

             10.  The following statement:  "Performance may vary
from test values depending on actual home operating conditions."

        F.  The information to be placed in the compliance cer-
tificate shall be developed by the testing laboratory, and trans-
mitted to the manufacturer, who shall then print the compliance
certificate.  The compliance certificate may not be combined with
any other information, and shall be given to the purchaser of the
wood stove.

VII.  CHANGES IN WOOD STOVE FROM STOVES TESTED FOR CERTIFICATION

        A.  Where primary certification has been granted for a
wood stove model or configuration of appliance, individual stoves
of that model or configuration shall not be considered certified
if their construction or design differs in any way from that of
the stoves tested by an accredited laboratory for the purpose of
obtaining certification, unless Division approval is obtained
through the following procedure:

              1.  Prior to implementing any modification in the
design or construction of any model or configuration of appli-
ance, the manufacturer shall inform an accredited laboratory of
the proposed modification.  The laboratory shall then inform the
Division in writing whether the proposed modification would af-
fect the emissions rate of the model or configuration, and of the
basis for its conclusion.  The Division shall review the
laboratory's conclusion, and within 15 working days of receipt
thereof shall notify the laboratory and the manufacturer in writ-
ing whether the Division has determined that the modification may
affect the emissions rate.

              2.  If the Division determines that the modifica-
tion will not affect the emissions rate, that determination shall
constitute approval of the sale of the wood stove with the modi-
fication.

                              -12-

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              3.  If the Division determines that the modifica-
tion may affect the emissions rate, it shall also prescribe addi-
tional tests which the laboratory must perform on the wood stove
with the modification.  The laboratory shall report the test re-
sults to the Division, and the Division shall assess the wood
stove manufacturer a fee of $ 64.00    for each hour of Division
staff time spent evaluating the results.  The manufacturer shall
pay the fee regardless of whether the Division approves or disap-
proves sale of the wood stove as modified.

              4.  Within 15 working days after receipt of the re-
sults of the tests, the Division shall notify the manufacturer
and the laboratory whether it approves of the sale of the wood
stove with the proposed modification.  The wood stove, with the
modification, shall be considered certified only if approval is
granted.

        B.  Where reciprocal certification has been granted for a
wood stove model or configuration of appliance, individual stoves
of that model or configuration shall not be considered certified
if their construction or design differs in any way from that of
the stoves originally approved by the state with which the Divi-
sion has a reciprocal approval agreement, unless the state has
notified the Division in writing that it has approved of the sale
of the stoves as modified.

VIII.  LABORATORY ACCREDITATION PROCEDURES

        A.  A laboratory may apply to the Division for primary
accreditation or reciprocal accreditation.

        B.  The following procedures shall apply to applications
for reciprocal accreditation:

              1.  An application for reciprocal accreditation
shall contain the following —

                    a.  A brief description of the organization,
facilities, and personnel structure of the applicant;

                    b.  Documentation demonstrating that a state
with which the Division has a  reciprocal approval agreement has
approved the use of test results produced by the applicant as a
means of complying with the state program regulating the sale of
wood stoves.

              2.  Within 20 working days after receipt of a com-
plete application for reciprocal accreditation the Division shall

                              -13-

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notify the applicant whether reciprocal accreditation has been
granted or denied.  If it is granted, the Division shall issue to
the applicant a certificate of reciprocal accreditation, which
shall remain valid as long as the applicant is considered an ap-
proved laboratory for wood stove testing by the state with which
the Division has a reciprocal approval agreement.

        C.  The following procedures shall apply to applications
for primary accreditation:

              1.  An application for primary accreditation shall
contain all information necessary to demonstrate that the appli-
cant complies with the criteria of section X.

              2.  Within 20 working days after receipt of an ap-
plication, the Division shall inform the applicant whether the
application is complete, and, if is not, of the deficiencies in
the application.  An application shall be considered withdrawn if
the deficiencies have not been eliminated within 90 days after
the Division issues its completeness determination.

              3.  Within 30 days after the submission of a com-
plete application, the Division shall conduct  an on-site inspec-
tion of the laboratory pursuant to section IX.

              4.  Within 30 days after the Division has completed
the on-site inspection and received all data required to be sub-
mitted pursuant to section IX., the Division shall notify the ap-
plicant of any facts or conditions which indicate that the appli-
cant does not meet the criteria for accreditation of section X.

              5.  Within 30 days after receipt of the notifica-
tion issued by the Division pursuant to section VIII.C.4., the
applicant shall inform the Division in writing of any measures it
has taken to correct any deficiencies noted by the Division.  The
Division may then conduct further on-site inspections, and re-
quire the performance of additional tests at the laboratory, to
determine whether the corrective action necessary for the grant-
ing of accredation has been performed.

              6.  The Division shall determine whether to grant
or deny accreditation based on the criteria set forth in section
X.  If accreditation is granted, the Division  shall issue a cer-
tificate of primary accreditation to the applicant.  Each certif-
icate of primary accreditation shall be valid  for three years.

        D.  During each three-year period that a laboratory holds
a certificate of primary accreditation, the Division shall audit

                              -14-

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test at least one stove tested by the laboratory to verify the
laboratory's test results.  The Division shall notify the labora-
tory of any errors or deficiencies in testing indicated by the
audit test.  The laboratory shall then inform the Division in
writing within 30 days of the measures it has taken to correct
the errors or deficiencies.  Failure to correct the deficiencies
shall be grounds for revocation of accreditation.

        E.  A laboratory may voluntarily terminate its accredita-
tion by written request at any time.  The laboratory shall return
the certificate of accreditation with the request.

IX.  LABORATORY INSPECTION

        A.  Following the submission of a complete application
for primary accreditation, the Division shall inspect the appli-
cant's laboratory.

        B.  During the inspection, a representative of the Divi-
sion shall:

              1.  Observe the testing demonstration required by
section IX.C., and discuss test procedures with laboratory per-
sonnel;

              2.  Meet with management and supervisory personnel
responsible for wood stove testing;

              3.  Review representative samples of laboratory
records, including records related to the competence of each lab-
oratory staff member who performs wood stove testing.  The appli-
cant shall furnish the Division with a list of the names of all
such staff members,

              4.  Examine selected equipment and apparatuses;

              5.  Discuss with laboratory personnel, at the end
of the inspection, any deficiencies in the laboratory's proce-
dures or operations.

        C.  During each inspection, laboratory personnel shall
perform a wood stove emissions rate and heating efficiency test,
in accord with the requirements of the standard methods, on a
stove furnished by the Division.  The applicant for accreditation
shall pay the costs for stove shipping and for catalytic
combustors or other required parts.  The applicant shall submit
the test results and observations to the Division, for the pur-
pose of enabling the Division to evaluate the applicant's ability

                              -15-

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to perform tests and report test results in accord with this reg-
ulation.

X.  ACCREDITATION CRITERIA

        A.  A laboratory shall meet the criteria and standards of
subsections B through J of this section in order to obtain pri-
mary accreditation, and shall continue to meet these criteria and
standards as a condition of maintaining such accreditation.

        B.  The laboratory shall be an independent third-party
testing organization with no financial, organizational, or mana-
gerial affiliation with any manufacturer or dealer, in accord
with the following:

              1.  No officer, director, stockholder, or employee
of the laboratory shall be engaged in the sale or manufacture of
wood stoves, nor shall any such person hold any financial inter-
est in, or be employed by, any manufacturer or dealer.

              2.  The laboratory shall not be engaged in the pro-
motion or design of any wood stove which it tests.

              3.  The laboratory shall have a diverse group of
clients, or shall be engaged in activities other than wood stove
testing, to the extent necessary to demonstrate that the loss or
award of a specific contract for testing would not be a determi-
native factor in the financial well being of the laboratory.

              4.  The employment security of laboratory personnel
shall not be subject to the influence of any manufacturer or
dealer.

        C.  The laboratory shall be operated in accord with gen-
erally accepted professional and ethical standards, including,
but not limited to, the following:

              1.  The laboratory shall accurately report values
that reflect measured data.

              2.  The laboratory shall undertake only testing
which it is competent to perform.

              3.  The laboratory shall immediately respond to,
and attempt to resolve, any complaint  it receives from the Divi-
sion regarding testing results.

        D.  The laboratory shall employ personnel competent to

                              -16-

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perform the testing for which accreditation is sought.  On an an-
nual basis, the laboratory shall require each of its employees
who performs wood stove testing to pass an examination on testing
procedures, or to perform satisfactorily the work for which he is
normally responsible, while being observed by supervisory or man-
agerial personnel.  The laboratory shall also develop a program
to train new employees in proper testing procedures, and shall
make available to the Division a written description of that pro-
gram.

        E.  The laboratory shall employ field inspectors who are
adequately trained to perform the quality control inspections re-
quired for certification by section V.E.  Such inspectors shall
be trained to make selections of materials for testing from manu-
facturers' stock or from distributors' establishments, and to
evaluate manufacturers' quality control records to ascertain with
reasonable certainty that the manufacturer is complying with this
regulation.

        F.  The laboratory shall hold a registered certification
mark from the United States Patent Office and shall agree to au-
thorize the use of that mark by manufacturers as evidence of com-
pliance with this regulation.

        G.  The laboratory shall be equipped with the instrumen-
tation and equipment necessary to perform tests in accord with
the requirements of this regulation.

        H.  The laboratory shall maintain complete, readily ac-
cessible records of the following items:

              1.  For each piece of measuring eq.uigment, the in-
strument name and description, name of manufacturer, model, style
and serial number, specifications on range or level of precision,
date and manner of calibration, and maintenance record;

              2.  Samples of raw and reduced data sheets, a test
report format, a statement as to whether data is recorded manual-
ly or by automation;

              3.  The dates on, and manner in which, staff were
trained, and the dates and results of all testing procedure exam-
inations or observations of staff performance;

              4.  For each calibration or verification of a piece
of equipment,  the name and description of the equipment, model,
style,  serial  number,  name of manufacturer,  notation of all
equipment variables requiring calibration or verification, range

                              -17-

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of calibration or verification,  resolution of the instrument and
allowable error tolerances, calibration/verification date and
schedule, date and result of last calibration or verification,
name of laboratory personnel or  outside agency responsible for
calibration or verification, source or reference standard, and
traceability;

              5.  For each wood  stove tested, a description of
the stove, including the model name and design number;  a copy of
the stove's operating manual; a  photograph of the stove; design
plans, identified by design number, showing the overall dimen-
sions and specifications of components critical to emissions con-
trol and heating performance, including combustion chamber con-
figurations, air inlet controls, heat exchanger design, and make
and model numbers of applicable  purchased parts; documentation of
all modifications to the model or appliance configuration ini-
tially tested; and all test data and results, including emissions
rate and heating efficiency calculations.

              6.  Sample tracking and logging records tracing the
movement of each wood stove through the laboratory from its re-
ceipt through all tests performed to the final test report, in-
cluding information on the dates of test performance, condition
of the stove, and the names of laboratory personnel performing
the tests.

        I.  The laboratory shall develop and follow a laboratory
quality control manual setting forth procedures consistent with
those required by the standard methods.  The manual shall be
readily available to laboratory  personnel and shall be made
available to the Division.      t

        J.  The laboratory shall maintain an emissions rate and
heating efficiency computer program that produces results similar
to those calculated by the Division using a standard data set
provided by the Division.

        K.  Reciprocal accreditation shall be granted for a labo-
ratory if a state with which the Division has a reciprocal ap-
proval agreement has approved the use of test results produced by
the laboratory as a means of complying with the state program
regulating the sale of wood stoves.  Such accreditation shall re-
main valid as long as the approval of the other state remains in
force.

XI.  ENFORCEMENT

        A.  The Division may enter and inspect the property or

                              -18-

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premises of any manufacturer, dealer or accredited laboratory,
for the purpose of investigating any actual, suspected', or poten-
tial violation of this regulation; and may, at reasonable times,
have access to and copy any document, inspect any wood stove,
wood stove component, or testing equipment, or test the emissions
of any wood stove, possessed by any manufacturer, dealer, or ac-
credited laboratory, for the purpose of ascertaining compliance
or noncompliance with this regulation.  Refusal by a laboratory
to permit the Division to conduct an inspection at any reasonable
time shall constitute grounds for revocation of accreditation.
Refusal by a manufacturer or dealer to permit the Division to
conduct an inspection at any reasonable time shall constitute
grounds for revocation of the model or configuration of appliance
manufactured or sold by the manufacturer or dealer.

        B.  The Division may revoke the certification of a wood
stove model or configuration of appliance if testing to support
certification was conducted at a laboratory which was not in com-
pliance with the accreditation criteria of section IX.

        C.  The Division may revoke the accreditation of any lab-
oratory which has violated the accreditation criteria of section
IX.

        D.  Following revocation of accreditation or certifica-
tion,  the person to whom a certificate of accreditation or certi-
fication was issued shall return the certificate to the Division.
In any correspondence, advertising, or test results, the labora-
tory shall then cease referring to itself as being accredited,
and the person who formerly held a certificate for a wood stove
model  or configuration of appliance shall cease referring to the
model  or configuration as being certified.

        E.  The Division shall also enforce the provisions of
this regulation through all means authorized by Part 1 of Title
25, C.R.S.
                              -19-

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XII.  LIST OF CERTIFIED WOOD STOVES.

      Each dealer shall make available to consumers a current
list of certified wood stoves.  The list shall be compiled by the
Division and distributed to dealers.
                     AG Alpha No. HL AP HXLP
                    AG File No. CNR8500372/KH

                              -20-

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Note:  Appendix A to this Proposal New Regulation No. 4 is the same as
       the Appendix To Oregon's "Draft Rules for Woodstove Certification",
       which appears earlier in this Appendix.

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ALASKA

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                                        Presented by:  The Manager
                                        Introduced:    05/7/84
                                        Drafted by:    J.R.C.
          ORDINANCE OF THE CITY AND BOROUGH OF JUNEAU, ALASKA

                            Serial No. 84-30

AN  ORDINANCE  AMENDING THE  WOODSMOKE  CODE TO  REGULATE THE  BURNING OF
SOLID FUEL, IMPOSE AREAWIDE RESTRICTIONS ON OPEN BURNING AND SMOKE DENSITY,
AND DECLARE A MORATORIUM ON  THE  INSTALLATION OF SOLID FUEL-FIRED HEATING
DEVICES IN THE MENDENHALL VALLEY.
     * Section 1.  ClassIffcation.  This ordinance  is  of a general and
permanent nature and shall become  a  part of the city and borough code.

     * Section 2.  Amendment of Chapter.  Chapter 36.40 of the  Code of
the City and Borough of Juneau is amended to read:

                             Chapter 36.40

                    SOLID FUEL-FIRED BURNING DEVICES

     36.40.010 FINDINGS-.  The Assembly of the City and Borough of Juneau
finds that there has  been a significant and unprecedented increase in
the installation and use of solid fuel-fired heating devices in the city
and borough; that the increase in such installations and use in the Menden-
hall Valley has been especially great; that such  devices generally produce
a high level of harmful  airborne pollutants; and  that the above conditions
combined with atmospheric conditions throughout the municipality and other
factors cause recurring smoke pollution conditions which are detrimental
to the health of, and offensive to, the people of Juneau.   It is the purpose
of this chapter to  reduce the increase of airborne pollutants from open
burning and  from solid fuel-fired heating devices at  the times and in
the areas of the city and borough that appear to be most adversely affected
by such pollutants.

     36.40.020 SMOKE HAZARD AREA MAP  ADOPTED.   There  is  adopted as the
map identifying the smoke hazard area of the City and Borough of Juneau
that map entitled,   "Smoke Hazard Area Map,  City and Borough  of Juneau,
Alaska," dated September 12,  1983.

     36.40.030 DEFINITIONS.  As used  in this chapter, the following words
and phrases  have the meanings indicated:

     (a) "Solid fuel-fired heating device"  means a  device designed for
solid fuel  combustion  so  that usable heat  is  derived  for the  interior
of a building,  and  includes  solid  fuel-fired stoves,  fireplaces,  solid
fuel-fired cooking stoves, and combination fuel  furnaces or boilers which
burn solid  fuel.

-------
      (b)  "Open  burning" means the burning  of a material which  results
 in  the products of combustion being  emitted directly into the  ambient
 air without passing through a stack or  flue, but not,including the  burning
 of  campfires, barbeques, candles, or  tobacco.

      (c)  "Person" means an individual, partnership, corporation,  company
 or  other  association.

     36.40.040 SOLID  FUEL  SMOKE  EMISSION STANDARDS,  (a) No person may
 operate a solid fuel-fired heating device in  such  a manner that  visible
 emissions reduce visibility through the exhaust effluent by fifty  percent
 or  greater  for  more than fifteen minutes in any one  hour as determined
 by a test conducted in substantial  compliance with the regulations applicable
 to the visual determination of stationary  source emission opacity promulgated
 at  40 CFR 60, Appendix  A  by  the United States Environmental Protection
 Agency; provided,  and  notwithstanding  any  contrary  provisions  in the
 regulation, opacity observation  shall be made at the point of greatest
 opacity in any portion of the emissions plume without  regard to the presence
 or  absence of condensed water vapor.

     (b) No person may engage in  the open burning of material in  a smoke
 hazard area between November 1st and  March 31st.

     (c) No person may engage in the open  burning of material  outside
 a  smoke  hazard area between November 1st and March 31st without first
 obtaining  a permit ta~be issued by  the manager  or  his designee upon
 a finding  that  weather conditions or smoke  conditions  are not  such as
 to  be, or are likely to become,  any  danger to the public health or to
 become generally  objectionable.   Such determination  may  be based upon
 reports or  information  from  the  United States Weather Service or other
weather reporting  service  or upon the report  or  recommendation  of the
Alaska Department  of Environmental Conservation  or  the United States
Environmental  Protection Agency.

     36.40.050 SOLID FUEL PROHIBITION,  (a)  Upon notification by the  manager
 that a smoke hazard condition  exists within a smoke hazard area, no person
may burn solid fuel in any manner whether within or outside of any solid
 fuel-fired heating device after the time stated in the  notice as the time
 after which all solid fuel burning must  cease.

     (b) Notice is adequate if published in a  newspaper of general circulation
within the city and borough, or if given orally at least three times during
 a six-hour period by a least two radio  stations  operating within the city
 and borough, or if made available to  the general  public in the  form of
a recorded telephone message  the  telephone number for which is published
 1n  a telephone directory or newspaper of general circulation within the
city and  borough.  The  prohibition shall be effective from the  earlier
of the time stated in the notice,  six p.m. of the day the notice is published
 In  a  newspaper,  the time the last required announcement of the notice
 1s  given  by radio,  or two hours  after the time the recorded message is
 first made available by telephone.
                              -2-                             Ord. 84-30

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      (c) The manager or his designee shall give notice under this section
upon  a determination that weather conditions or smoke conditions within
the  smoke  hazard  area  are such as to  be,  or are likely to become, any
danger to the health of persons within the smoke hazard area or to become
generally objectionable to such persons.  Such determination may be based
upon  reports  or  information  from the United  States Weather  Service or
other weather reporting service or upon the report or recommendation of the
Alaska Department  of Environmental  Conservation or the  United States
Environmental Protection Agency.

      (d) Any  person owning a building  for which,  on  November 5,  1983,
a solid fuel-fired heating device was the sole source of heat may  apply
to the  manager for  an exemption  from the  provisions of  this section.
Such  exemption  shall expire  no later  than January 1, 1986 and  may not
be renewed.

     36.40.060 PENALTIES.  For the first violation of any section of this
chapter a  fine  of  not  more than  three  hundred dollars  may  be imposed.
For any violation of this chapter following conviction of a prior violation
under this chapter a  penalty not to exceed five  hundred dollars or thirty
days  in jail or both may be imposed.

     Adopted this 21st  day of May, 1984.
                                                  /Mayor

Attest:
                Clef!
                              -3-                           Ord.  83-30

-------
                                            Presented by:   The Manager
                                            Introduced:     04/02/84
                                            Drafted by:     J.R.C.
           ORDINANCE OF THE CITY AND BOROUGH OF JUNEAU, ALASKA

                             Serial No. 84-18

            AN ORDINANCE AMENDING THE BUILDING CODE TO REQUIRE
             MINIMUM RESIDENTIAL HEATING FACILITIES OF A TYPE
               NOT INVOLVING THE COMBUSTION OF SOLID FUELS.
     * Section 1.  Classification.  This ordinance  1s of  a general  and
permanent nature  and shall  become  a  part  of the city and  borough code.

     * Section 2.  Amendment of Section. CBJ 19.11.010(9)  1s  renumbered
as subsection (10),  subsequent subsections are renumbered accordingly, and
a new subsection (9) 1s added reading:

     (9) In section 1211 delete the existing language and  substitute new
language reading:

          "Section 1211.  Every dwelling  unit  and  guest  room shall  be
provided with heating facilities, capable of maintaining a room temperature
of 70° Fahrenheit at a  point three  feet above the floor  In  all habitable
rooms without Involving the combustion of  a solid fuel."
     Adopted this 16th day of April, 1984.
                                       ~/             Mayor

Attest:                                '

-------
•LASKA DEPARTMENT OF ENVIRONMENTAL CONSERWION

             STATE AIR QUALITY
                   CONTROL PLAN

        VOLUME II: ANALYSIS OF PROBLEMS,
                      CONTROL ACTIONS
                                 S«v1se
-------
G.  WOOD SMOKE POLLUTION CONTROL

    1.  Problem Description

        Use of residential  wood-fired heating devices has been demonstrated
        to cause air quality problems in locales where atmospheric ventil-
        ation is low, wood  use per capita is high and the populations
        density is moderate to high.  State and federal 24-hour standards
        for total  suspended particulate matter (TSP) have been exceeded
        several times in portions of the Mendenhall Valley of Juneau.

        Although TSP is the pollutant of primary concern, a potential for
        exceeding the eight-hour carbon monoxide standard does exist when
        particulate exposure is significantly above the health standard.

        Wood use and hence  wood smoke occurs in a large number of cities
        and communities throughout Alaska.  However, climatic conditions
        are usually sufficient to disperse the pollution from the area.
        Although the Juneau area is presently the only known location to
        exhibit unhealthful air quality due to wood burning, this pollution
        problem will most likely increase in portions of the state where
        wood resources are  plentiful.

        Administrative procedures to maintain ambient air quality standards
        in locations where  emissions from residential wood burning activities
        threaten public health are outlined in the following pages of
        this section.

    2.  Problem Assessment  and Initial  Control

        The Department will install and operate air quality monitors in
        locations where wood smoke pollution is considered significant.
        If measured exposures approach or exceed the ambient standards,
        the relative impacts of all local activities will be assessed
        towards their respective contribution to the ambient exposure.
        If exposures are anticipated to ryach or exceed the air quality
        alert value of 375  micrograms per cubic meter (uy/m-*) [see 18 AAC
        50.610(a)(1)(U)], the Department will issue an dir quality alert
        and enforce the requirements of 18 AAC bO.U8b(l).  Additional air
        quality alerts will be issued when similar atmospheric and wood
        stove use conditions recur that may cause exposures above the
        ambient air quality standards.

        Should exposures reach or exceed 150 ug/m^ when wood smoke
        pollution is considered to be the major contributor, additional
        chemical  analysis,  approved chemical  mass balance techniques and
        receptor models will be utilized to discern the actual  impact
        of all local sources to the ambient exposure.

    3.  Local Government

        Wood smoke pollution problems tend to be very characteristic of
        specific conditions such as frequency and severity of air
        stagnations, local  terrain features,  seasonal  and daily wood use
        patterns,  and type  and quantity of wood and wood-burning appliances.
                                     III.G-1                              7/1/83

-------
    Because of these factors, adverse air quality conditions are best
    managed by the local government entities.  The Department will assist
    communities in the development of appropriate cm
-------
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MENDENHALL VALLEY WOOD  SMOKE  CONTROL AREA
                                                       7/1/83

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RENO, NEVADA

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                    EMERGENCY EPISODE PLAN


050.000   PURPOSE

          The purposes of the following Sections are:

          A.  To advise persons with respiratory or cardiac
              problems of air pollution levels which may be
              harmful to their health; and

          B.  To initiate corrective control measures  to
              prevent build-up of air contaminants to  levels
              which would cause significant harm to a
              significant portion of the population in  the
              Vashoe County Health District.

050.002   HEALTH ADVISORY

          Prior to declaring a Stage 1 (Alert) episode  as
          outlined in Section 050.005 the Control Officer may
          initiate a Health Advisory whenever the pollutant
          concentrations reach 80Z of that required to
          declare a Stage 1 episode.  The purpose of this
          advisory is to serve as advance notice to the
          public that an unhealthful pollutant level is
          expected and it should also provide information as
          to the remedial measures that the public may  take
          to lessen the impact and possibly avoid a Stage 1
          episode.

050.005  "EMERGENCY EPISODE STAGES

          A.  Ambient air contaminant levels specified  in
              Table I of this Section are emergency episode
              determinants for which control action shall be
              taken in accordance with provisions of this
              Section.

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          B.   Whenever the concentrations of an air
              contaminant reach or are predicted to reach a
              Stage 1,2 or 3 as specified In Table I, at an
              air monitoring station operated by the Vashoe
              County District Health Department, and the
              concentrations are expected to persist for at
              least eight additional hours,  the Control
              Officer may declare that an emergency episode
              stage exists and take the actions specified in
              Sections 050.010 and 050.015.
                           TABLE 1
                    EPISODE CRITEIA LEVELS
  POLLUTANT

   CARBON
  MONOXIDE

    OZONE

  SUSPENDED
PARTICULATES
               Averaging
                 Time
 8 Hour

 1 Hour


24 Hour
                          Stage 1
                          (Alert)
                          PSI 200
Health
Advisory


12.0 ppm

 0.16 ppm
 300 DG/M3   375 ug/m3
 Stage 2
(Warning)
 PSI 300
 30 ppm

0.40 ppm


625 ug/m3
  Stage 3
(Emergency)
  PSI 400
  40 ppm

  0.50 ppm


 875 ug/m3
050.010   NOTIFICATION OF AM EPISODE STAGE

          A.   When an episode stage is declared, the Control
              Officer shall notify:

              1.  The news media and shall request that they
                  publish or broadcast all appropriate
                  warnings, notices and advisories;

              2.  The Washoe County Manager and the managers
                  of the cities of Reno and Sparks;

              3.  Managers and operators of all stationary
                  sources covered under Sections 050.030; and

              4.  Other agencies which, in the opinion of the
                  Control Officer, should be notified.

          B.   Notification of an episode stage shall include
              information as to which stage has been
              predicted or reached, the expected duration of
              the episode, the geographic boundaries of the
              affected area, the specific air contaminant for
              which the stage has been declared, a statement
              of the public health significance of the
              episode stage, and the appropriate voluntary or
              mandatory control measures to be taken, as
              described in Section 050,015.

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    1.   The Public Notification shall be updated to
        reflect the more severe conditions;

    2.   For oxidant episodes - programs which
        involve physical exertion by persons using
        public parks or public recreational
        facilities shall be suspended;

        All commercial and industrial activities
        such as dry cleaning, spray painting and
        degreasing that emit reactive organic
        compounds shall be notified to cease
        operations.  Such activities as roofing,
        asphalt paving and surface coating where
        the  use of large quantities of volatile
        organic material is involved shall also be
        prohibited;

    3.   For carbon monoxide episodes - if the
        occurrence of this stage is determined to
        have been due to traffic congestion in that
        area,  take measures to reduce the traffic
        congestion in that area.

    4.   For suspended particulates episodes - dust
        emitting construction and agricultural
        activities such aa grading, leveling,
        plowing and digging shall be prohibited;
        and

    5.   A request shall be made to the general
        public to avoid the area of the episode.
C.  Stage 3
    In addition to the control measures specified
    in Subsections A and B above, the approprate
    law enforcement and civil defense agencies may
    be requested to:

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          C.  If an episode stage 2 or 3 is declared,  the
              Control Officer may request  that the Director
              of The Division of Emergency Management  for
              Vashoe County coordinate all emergency control
              measures.

050.015   EPISODE CONTROL ACTIONS

          The Control Officer and the appropriate law
          enforcement and public health officals shall  take
          the following control actions upon declaration of
          the following stages:

          A.  Stage 1

              1.  A health warning for sensitive persons
                  shall be included in all notifications
                  given pursuant to Section 050.010;

              2.  All open burning must be terminated;

              3.  The use of permitted incinerators shall  be
                  termina ted;

              4.  A request shall be made  to the public  to
                  curtail any unnecessary  motor vehicle
                  operation;

              5.  Whenever, the measurements of total
                  suspended particulates,  carbon monoxide  or
                  ozone reach Stage 1 levels'and adverse
                  meteorological conditions are predicted  to
                  persist, the burning of  wood or coal  in
                  commercial or residential stoves and/or
                  fireplaces shaj.4. be suspended unless  it  can
                  be demons tra*?£3* tha t such fuels supply the
                  only heat available to the person burning
                  them.  The suspension shall remain in
                  effect until all episode stages have
                  termina ted.

              6.  Sources covered under Section 050.030  will
                  start curtailment of operations as per
                  their submitted and approved plans.

          B.  Stage 2

              All of  the control measures  specified  in
              Subsection A shall be implemented under  a  Stage
              2  episode and, in addition:

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              1.  Close all public, commercial and industrial
                  establishments vhich are not immediately
                  necessary for public health and safety and
                  are within the affected area;

              2.  Close principal streets within the affected
                  area to the general public;

              3.  Require emergency carpooling or use of mass
                  transit by the public;

              4.  Set-up and implement evacuation procedures
                  if deemed necessary; and

              5.  Inspect stationary sources covered by
                  Section 050.030 to insure source compliance
                  with curtailment plans.

050.020   TERMINATION OF EPISODE

          The Control Officer shall declare an episode stage
          terminated when the concentration of a contaminant
          falls below the criteria level shown in Table 1 of
          Section 050.005 and/or when meteorological data
          indicate that the contaminant concentration will
          decrease to below the criteria level.

050.025   NOTIFICATION OF TERMINATION

          Upon declaration of termination of an episode
          stage, the Control Officer shall notify those
          persons and offices specified in Subsection A of
          Section 050.010.  The notice shall also advise
          which curtailed activities may resume and which
          activities must remain curtailed, as specified in
          Section 050.015.

050.030   CONTROL PLANS FOR EMISSION CURTAILMENT

          The owner or operator of any stationary or mobile
          source with the potential to emit 50 tons or more
          per year of an air contaminant therefrom shall,
          upon request of the Control Officer, prepare and
          submit a plan for reducing or eliminating such
          emission in accordance with the episode stages of
          Alert, Warning and Emergency as defined in these
          Regulations.

-------
                                   TECHNICAL REPORT DATA
                            (flcssc read Instmcnons on :he reverse before corrpleringj
  3HPOKT vC.
  :?A-45G/4-S5-CI2
                                                            |3. RECIPIENT'S ACCESSION NO.
 . TiTLE AND SUBTITLE
 Technical  Support Document For Residential  Wood
 Combustion
                                IS. REPORT DATE
                                  February 1986
                                6. PERFORMING ORGANIZATION CODE
7. ACTnORIS)
 Dr. Robert  Gay
 Dr. Jitendra  Shah
                                                            8. PERFORMING ORGANIZATION REPORT "v'O.
5. PERF3RMir»<3 ORGANIZATION MAMS AND ACDKESS
 NERO and Associates, Inc.
 Portland,  Oregon
                                                             10. PROGRAM ELEMENT NO.
                                111. CONTRACT/GRANT NO.
                                                             68-03-3871
                                                             SB08410462
12. SPONSORING AGENCY NAME AND ADDRESS
 Air Management Technology Branch
 Monitoring and Data Analysis Division
 US EPA  (MD-14)
 Research  Triangle Park, N.C. 27711
                                                             13. TYPE OF REPORT AND PERIOD COVERED
                                14. SPONSORING AGENCY CODE
15. SUPPLEMENTARY NOTES

 Project Officer
 °'~B  "ffns  Technical  Support Document  is prepared to assist State and local air pollution
 control  agencies in  assessing and  controlling Residential Wood Combustion (RWC) air
 pollution  impacts.   It provides an overview, description and  leading references to many
 technical  topics related to characterization of wood usage, pollutant emissions and
 resulting  ambient concentrations attributable to RWC.

    RWC emissions relative to other emissions sources, and various methods for estimating
 RWC wood usage and resulting emissions are described and quantified.  Factors affecting
 the magnitude of RWC emissions from woodstoves and fireplaces are analyzed.  Past and
 future trends are exarrired.

       Leading examples of RWC emissions control strategies are described, based on pro-
 grams implemented in Oregon, Montana, Colorado, Alaska, and Neveda.   Example laws,
 regulations, local  ordinances and  informational materials related to these cases are
 included in an Appendix.  Methods  for estimating the potential effectiveness of RWC
 emission measures are described and illustrated, including the use of receptor and
 dispersion models.
17.
                                 KEY WORDS AND DOCUMENT ANALYSIS
                  DESCRIPTORS
                                               b.lDENTlFlERS/OPEN ENDED TERMS
                                              c.  COSATI Field/Croup
 Emissions
 Receptor Modeling
 Woodstoves  & Fireplaces
 Dispersion  Modeling
 State  &  Local  Residential
Rules & Regulation
is. DISTRIBUTION STATEMENT
                                               19. SECURITY CLASS (ThisReport/
                                               21. NO. OF PAGES
                                               20. SECURITY CLASS (T'na page/
                                                                           22. PRICE
EPA For-n 2220-1 (Rtv, 4-77)   PREVIOUS EDITION is OBSOLETE

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