EPA-450/5-86-010
  NATIONAL AIR TOXICS
  INFORMATION CLEARINGHOUSE
         Office of Air Quality Planning and Standards
         Research Triangle Park, North Carolina 27711
          ALAt?>۩
State and Territorial Air Pollution Program Administrators
Association of Local Air Pollution Control Officials
        Methods for Pollutant
    Selection and Prioritization
                 July 1986

-------
DCN No. 86-239-001-02-06
EPA Contract No. 68-02-4330
Work Assignment No. 2
EPA 450/5-86-010
               NATIONAL AIR TOXICS INFORMATION CLEARINGHOUSE:
             METHODS FOR POLLUTANT SELECTION AND PRIORITIZATION
                                 Prepared  for:

                                 Beth  Hassett
                                Project  Officer
                     Strategies  and  Air  Standards  Division
                Office  of  Air Quality Planning  and Standards
                     U.  S.  Environmental Protection Agency
                Research Triangle Park, North Carolina  27711
                                 Prepared by:

                              Radian  Corporation
                  3200  East  Chapel  Hill  Road/Progress Center
                             Post Office Box 13000
                 Research  Triangle  Park,  North Carolina  27709

                                           U.S. Environmental Protection Agency
                                           Region  V, Library
                                           230 South  Dearborn Street
                                           Chicago, INinois  60604


                                   July  1986

-------
U,S. Environmental Protection Agency
                                          n

-------
                                 DISCLAIMER

     This report has been reviewed by the Office of Air Quality Planning and
Standards, U. S. Environmental Protection Agency, and approved for
publication as received from Radian Corporation.  Approval does not signify
that the contents reflect the views and policies of the U. S. Environmental
Protection Agency, nor does mention of trade names or commercial products
constitute endorsement or recommendation for use.
                                    iii

-------
IV

-------
                                   PREFACE

     EPA has focused most of its past efforts in the control  of air toxics
on the Clean Air Act Section 112 National  Emission Standards  for Hazardous
Air Pollutants (NESHAP) program.  The Agency has undertaken measures that
will accelerate the standards setting process to reduce more rapidly the
risks resulting from exposure to air toxics.  Yet there is still pressure
for information and action on the control  of air toxics being brought to
bear by the public, who are concerned over continuing exposure to
potentially toxic air pollutants.  This public pressure has had an impact
such that State and local agencies have developed or are now actively
developing air toxics regulatory programs to complement Federal activities.
     In addition to accelerating Section  112 Federal Standards  setting, EPA
is also supporting State and local air toxics control efforts.  In response
to requests for assistance from State and local agencies,  EPA has designed
and is implementing an  information dissemination center, known  as the
National Air Toxics Information Clearinghouse.  The Clearinghouse is
composed of a computerized data base which  contains indexed information on
toxic and potentially  toxic  air pollutants,  several special reports  such  as
this one, hard copy reports  of  information  from the data base,  and a
quarterly newsletter.   The Clearinghouse  has been designed and  is being
implemented in close coordination with the  State  and Territorial Air
Pollution Program Administrators  (STAPPA) and the Association of Local Air
Pollution Control Officials  (ALAPCO).
     The purpose of this report is to describe various methodologies for
selecting and prioritizing substances of  concern within an air  toxics
program.  The report is aimed at helping  State and  local agencies  in
selecting substances for review and choosing an existing system or creating
a system to prioritize  substances.   Information on  the pollutant selection
methodologies described was  provided by several State and  local agencies  as
well as by EPA.  The prioritization methodologies presented were developed
by State and local agencies, EPA, and other Federal agencies.

-------
Other Clearinghouse publications include:

•    National Air Toxics Information Clearinghouse:  Rationale for Air
     Toxics Control in Seven State and Local Agencies, EPA 450/5-86-005,
     NTIS: PB86 181179/AS, August 1985;
•    National Air Toxics Information Clearinghouse:  NATICH Data Base
     Report on State and Local Agency Air Toxics Activities,
     EPA 450/5-86-006, NTIS: PB86 200466/AS, September 1985;
0    National Air Toxics Information Clearinghouse:  NATICH Data Base
     Users Guide for Data Viewing, EPA 450/5-85-008,
     NTIS: PB86 123601/AS, September 1985;
•    National Air Toxics Information Clearinghouse:  Ongoing  Research
     and Regulatory Development Projects, EPA 450/5-86-007, June 1986;
t    National Air Toxics Information Clearinghouse:   Bibliography  of
     Selected Reports  and Federal Register  Notices  Related  to Air
     Toxics, EPA 450/5-86-008; July 1986;
•    National Air Toxics  Information Clearinghouse:   How  the
     Clearinghouse Can Help to Answer  Your  Air Toxics Questions,
     EPA 450/5-86-009; July 1986; and
•    National Air Toxics  Information Clearinghouse  Newsletters,
     December 1983, February  1984, April  1984, July 1984,
     September  1984,  December 1984, February  1985,  May 1985,
     August  1985,  December  1985,  March 1986,  and  June 1986.
                                 VI

-------
                                  ABSTRACT

     The National Air Toxics Information Clearinghouse has been established
by the EPA Office of Air Quality Planning and Standards (OAQPS) in
coordination with the State and Territorial Air Pollution Program
Administrators (STAPPA) and the Association of Local Air Pollution Control
Officials (ALAPCO) for the purpose of aiding information transfer among
Federal, State, and local air quality management agencies.  This report has
been published as part of that effort.  The purpose of this report is to
describe various methodologies for selecting and prioritizing air pollutants
of concern within an air toxics program.
                                    vii

-------
                              TABLE OF CONTENTS
Section                                                               Page
          Li st of Tab! es 	    xi
          List of Figures 	   xii
          List of Abbreviations 	  xiii
  1.0     Introduction 	   1-1
          1.1  Purpose 	   1-1
          1.2  Methodology 	   1-1
          1.3  Organization 	   1-1
          1.4  Executive Summary 	   1-2
               1.4.1  Pollutant Selection 	   1-2
               1.4.2  Pollutant Prioritization 	   1-3
  2.0     Pollutant Selection  	   2-1
          2.1  Approaches to Pollutant Selection 	   2-1
          2.2  Methods of Selecting Pollutants 	   2-2
               2.2.1  Health Effects  	   2-3
               2.2.2  Expected Occurrence	   2-5
               2.2.3  Other Lists  	  2-8
               2.2.4  Internal Assistance From Divisions Within
                      the Agency 	  2-12
               2.2.5  External Assistance 	  2-12
               2.2.6  Commonly Selected Pollutants  	  2-13
          2.3  Case Histories  	  2-13
               2.3.1  Examples of Methods Used by State/Local
                      Agencies to Develop Lists of  Pollutants  	  2-15
                                     IX

-------
Section                                                               Page
               2.3.2  Discussion of Methods Used by State/Local
                      Agencies to Select Pollutants 	   2-19
          2.4  Data Sources Useful to Agencies Selecting
               Pollutants 	,	   2-21
  3.0     Pollutant Prioritization	   3-1
          3.1  Prioritization Systems Based on Health Effects	   3-2
          3.2  Examples of Prioritization Based on Health Effects ...   3-4
               3.2.1  Maine Bureau of Health	   3-4
               3.2.2  Massachusetts Department of Environmental
                      Quality Engineering  	   3-7
          3.3  Multiple Factor Prioritization Systems 	   3-11
               3.3.1  Modified Hazardous Air Pollutant
                      Prioritization System (MHAPPS)  	  3-11
               3.3.2  Multimedia Environmental Goals  		  3-18
               3.3.3  CERCLA Reportable Quantities  	  3-19
               3.3.4  Oak Ridge National Laboratory Chemical
                      Scoring System  	  3-22
          3.4  Comparison of MHAPPS, MEGs, RQs, and ORNL  Systems  	  3-25
          References  	  R-1
          Appendix:   State of Indiana Air  Toxics  Questionnaire  	  A-l

-------
                               LIST OF TABLES
Table                                                                 Page
 2-1      EPA's List of 37 Pollutants 	  2-9
 2-2      Pollutants Addressed in EPA's Report on Air Toxics
          in the United States 	  2-11
 2-3      Fifty Most Frequently Selected Toxic Pollutants in
          Seven Agencies 	  2-14
 3-1      Ranking for Top Eleven Hazardous Air Pollutants/
          Mixtures - Maine Department of Human Services 	  3-6
 3-2      Massachusetts CHEM/AAL Summary for Eleven Sample Toxic
          Chemicals  	  3-10
 3-3      Groups, Factors and Subfactors Used in HAPPS
          and MHAPPS 	  3-12
 3-4      Sample MHAPPS Rankings 	  3-17
 3-5      Primary Criteria for CERCLA Reportable Quantities
          (RQs)  	  3-20
 3-6      CERCLA Reportable Quantities for Eleven Example
          Pollutants 	  3-23
 3-7      Individual Scoring Systems of Each ORNL Chemical
          Scoring System Component	  3-24
 3-8      Factors Addressed by Four Toxic Pollutant
          Prioritization Systems 	  3-26
 3-9      Procedural Features of Four Toxic  Pollutant
          Prioritization Systems 	  3-28

-------
                               LIST OF FIGURES

Figure                                                                Page
 2-1      Examples of SIC/Pollutant Data Available in NATICH 	  2-6
 2-2      Examples of Pollutant/SIC Data Available in NATICH 	  2-7
                                     xii

-------
                            LIST OF ABBREVIATIONS

ACGIH  - American Conference of Governmental Industrial Hygienists
ALAPCO - Association of Local Air Pollution Control Officials
CERCLA - Comprehensive Environmental Response, Compensation and Liability Act
LCgQ   - Concentration required to kill 50 percent of exposed test species
LD50   - Dose required to kill 50 percent of exposed test species
IARC   - International Agency for Research on Cancer
MEG    - Multimedia Environmental Goal
MSDS   - Materal Safety Data Sheet
MTL    - Monitoring Trigger Level
NESHAP - National Emission Standard for Hazardous  Air  Pollutants
NATICH - National Air Toxics  Information Clearinghouse
NIOSH  - National Institute of Occupational Safety and Health
NTP    - National Toxicology  Program
OSHA   - Occupational Safety  and Health Administration
PEL    - Permissible Exposure Limit (developed by  OSHA)
RQ     - Reportable Quantity
RTECS  - Registry of Toxic Effects of  Chemical Substances
STAPPA - State  and Territorial Air Pollution  Program Administrators
STEL   - Short-Term Exposure  Level  (TLV-STEL)  (recommended  by ACGIH)
TC^Q   - Lowest  concentration reported to produce  adverse health  effects
TDLQ   - Lowest  dose reported to produce adverse health  effects
TLV    - Threshold Limit Value  (recommended by ACGIH)
TSCA   - Toxic  Substances Control Act
TWA    - Time Weighted Average  (TLV-TWA)
WHO    - World  Health Organization
USPHS  - U. S.  Public Health Service
                                   xiii

-------
                              1.0  INTRODUCTION

1.1  PURPOSE

     The National  Air Toxics Information Clearinghouse (the Clearinghouse)
has been established as a cooperative effort by EPA's Office of Air Quality
Planning and Standards, the State and Territorial  Air Pollution Program
Administrators (STAPPA), and the Association of Local Air Pollution Control
Officials (ALAPCO) for the purpose of facilitating information transfer
among Federal, State, and local air quality management agencies.  This
document has been published as part of that effort.  The purpose of this
report is to describe various methodologies for selecting and prioritizing
pollutants of concern within an air toxics program.  The report is aimed at
helping State and local agencies to select substances for review and to
choose an existing system or create a system for prioritization.

1.2  METHODOLOGY

     The discussion of  pollutant selection and part  of the discussion on
pollutant prioritization were  based on  information gathered from agencies
that had responded to  requests for information from  the Clearinghouse.  The
particular  information  used was  from agencies who  indicated that their
programs were based on  specific  lists of pollutants.  Also, several agencies
were contacted and asked about their criteria  for  pollutant selection and  if
they prioritized  the pollutants  selected in any way.  In addition, various
EPA reports were  referenced, particularly for  information concerning  the
more complex prioritization systems.

1.3  ORGANIZATION

     This report  is divided into three  sections.   Section  1.0  is the
introduction and  executive summary, followed by Section 2.0 on  pollutant
selection, and Section  3.0 on  pollutant prioritization.  Both  Sections  2.0
and 3.0 begin with general descriptions of the topic followed  by specific
examples.
                                    1-1

-------
1.4  EXECUTIVE SUMMARY

     This report is published as part of an ongoing effort by the

pollutants among Federal, State, and local  air quality management agencies.
Methods of selecting and prioritizing toxic air pollutants are discussed and
examples (case histories) are presented illustrating how the methods have
been applied.  This report is especially designed to provide assistance to
State and local agencies just beginning air toxics programs.  However, it
can also be useful  to those agencies already implementing control
requirements.

1.4.1  Pollutant Selection

     Some agencies have found it useful to select, lists of toxic air
pollutants on which to focus regulatory and/or assessment efforts.  Other
agencies have chosen not to restrict their efforts to specified  lists, and
have instead chosen to regulate any toxic air pollutant under their air
toxic provisions.
     Agencies that have  selected specific pollutants of concern  have  chosen
them based on one or a combination of these five methods:

     t    Health effects evaluation,
     •    Expected occurrence,
     •    Other lists,
     •    Internal assistance from divisions within the agency,  and
     •    External assistance.

When selecting pollutants  by health effects, an  agency may  choose  to  list  a
pollutant by virtue of the fact that  it  is  a known or probable carcinogen,
because  it has a reported  LD50/LC5Q less than  a  previously  determined value
which  indicates the potential for acute  toxicity, or because  it  has the
potential to cause other adverse health  effects.   ("LD50" and "LC50"  are
defined  in the list of abbreviations  on  page xiii.)  When selecting
pollutants by  expected occurrence, an  agency may conduct  surveys or

                                     1-2

-------
screening studies as initial  emissions inventories to determine which
chemicals are actually used/emitted within the State or region.  Often,
agencies have used lists of pollutants selected by other States or lists of
pollutants developed by Federal agencies.   For example, many States'  lists
now contain EPA's "List of 37" or those pollutants given priority for NESHAP
study.  Some agencies have incorporated EPA's list of 402 acutely toxic
chemicals.
     Several agencies have requested assistance in selecting pollutants
internally, from other divisions within their agency such as water quality
divisions.  Also, external assistance and review have been solicited from
toxicologists, physicians, consultants, academia, and industry.

1.4.2  Pollutant Prioritization

     After a regulatory agency has selected pollutants of concern, the
agency often finds it useful  to prioritize the pollutants.  Reasons for
prioritizing pollutants include:

     t    Making a distinction for regulatory purposes among groups of
          chemicals, such as carcinogens, noncarcinogens, and  acutely toxic
          chemicals;
     •    Identifying a subset of the larger list that will be addressed
          initially for regulatory purposes;
     t    Identifying pollutants that warrant further  study; and
     t    Maximizing the  effectiveness of available  resources.

     Prioritization systems vary in complexity ranging  from systems  which
only distinguish between  carcinogens  and noncarcinogens  to multiple  factor
systems which rank or score chemicals  in several  categories.   Four of the
more complex systems are  described in  this report.   All  four systems
consider other routes of  exposure  in  addition to  air.   The first  system
described is the modified hazardous air pollutant prioritization  system
(MHAPPS), developed by the Pollutant  Assessment  Branch  of EPA.  MHAPPS  is  a
computerized ranking method which  ranks pollutants  based on eight factors
                                    1-3

-------
such as health effects and exposure potential.  MHAPPS includes options
which allow the user to change the relative emphasis or weight of the eight
factors.  For example, the user may choose to emphasize acute exposure.
     Another ranking system is Multimedia Environmental Goals (MEGs).  This
system is based on a procedure developed by EPA's Industrial Environmental
Research Laboratory, now known as the Air and Energy Engineering Research
Laboratory.  MEGs are levels of contaminants in the ambient air, water,
land, or effluents conveyed to these media, that are judged to be
appropriate for preventing negative ecosystem effects or that are
representative of the control limits achievable.  MEGs include evaluation of
a chemical's adverse effects on human health, aquatic toxicity, and
phytotoxicity.
     Reportable quantities (RQs), used in compliance actions with the
Comprehensive Environmental Response Compensation and Liability Act
(CERCLA), can be used as a ranking system.  RQs are based on human and
mammalian toxicity, reactivity, and ignitability.
     Finally, the Oak Ridge National Laboratory (ORNL) has developed a
Chemical Scoring System for EPA to score chemicals under the Toxic
Substances Control Act (TSCA).  Thirty-four factors are evaluated for each
chemical in this system, including toxicity to terrestrial and aquatic
species, environmental fate, and  exposure potential.
                                     1-4

-------
                          2.0  POLLUTANT  SELECTION

     The methods used by various State and local  agencies  to  select  toxic
air pollutants are discussed in this section.   Descriptions of the methods
are followed by case histories of the experiences of State and local
agencies in selecting toxic pollutants for review or regulation.

2.1  APPROACHES TO POLLUTANT SELECTION

     Two distinct approaches have been taken by State and  local agencies in
selecting toxic air pollutants for review or regulation.  In  one approach,  a
specific list of toxic air pollutants is prepared.   In the second approach,
the open-ended approach, the agency addresses any substance of concern.
Each of these approaches has advantages and disadvantages.
     One advantage of defining a specific list of toxic air pollutants is
that an agency may scope or limit their air toxics program efforts and focus
their resources on the selected pollutants.  The amount of research  required
for identifying pollutant health effects associated with exposure to a
specific pollutant and emissions estimates might be less than for the open-
ended approach.  Also, by defining a specific list of pollutants, the agency
may, in effect, let industry and the public know what to expect, and thereby
create a more cooperative atmosphere.
     A disadvantage of defining a specific list of pollutants is that it may
be difficult to add new pollutants to the list.  Depending on legal  and
regulatory constraints, the additions may have to be approved by an
administrative board or by the legislature.  Some pollutants  may
inadvertently be left off the list, even though they represent a significant
potential for exposure and/or risk to the population.  Conversely, the
longer the list becomes, the more resources must be devoted to data
management.  Finally, there may be public controversy over which pollutants
are selected and the rationale for their selection.
                                    2-1

-------
     Further, some agencies have found it overly constraining to be limited
to a specific list of pollutants.  An advantage offered by an open-ended
approach is that the agency can regulate emissions of any toxic substance
without undertaking a formal selection process.
     One disadvantage of the open-ended approach is that the number of
pollutants addressed may become very large.  Research into health effects
and emission rates for such a large number of pollutants may have to be
cursory.  Data management may become resource-intensive.  Also, industry may
not know what is expected and may be antagonistic when faced with
uncertainty  in pollution control requirements.  The public may express
concern that an open-ended  approach does not define a specific control plan.
     The advantages and disadvantages of each approach should be considered
by an agency when developing its air toxics program.  One method is not
necessarily  better than the other.  Each State or local agency may have
existing circumstances that would fit one  approach better than another.
Such circumstances include  number of sources anticipated, available
resources, trends  in new industrial growth and the nature of the air toxics
program as a whole (i.e., guidelines versus standards or control technology-
based requirements versus ambient air level-based programs).

2.2  METHODS OF SELECTING POLLUTANTS

     To select pollutants,  State and  local agencies have used one  or a
combination  of the following methods:

     •     Health  effects evaluation,
     •     Expected occurrence,
     •     Other lists,
     •     Internal assistance  from  divisions within the agency,  and
     t     External assistance.

Several agencies  have  used  various  combinations  of these methods to select
toxic air  pollutants to list.   The  methods are  discussed  independently  in
this section.  Case  histories  of how  agencies  have selected  pollutants
 (Section  2.3)  show how several  of the methods  have been combined to select
toxic  air pollutants  for review or  regulation.
                                     2-2

-------
2.2.1  Health Effects

     One method of selecting toxic air pollutants is to examine the known  or
expected health effects resulting from exposure to the pollutant.   The
primary advantage of this method is that the pollutants which have the
potential to cause the health effects of concern are identified.   However,
the major disadvantage to this method is that it does not identify
pollutants actually emitted in the area, and hence,  resources could be
devoted to gathering information on pollutants that  are not truly  a problem
in the State or region.  Using this method,  a pollutant may be selected by
an agency if it is a known or suspected carcinogen,  mutagen,  or teratogen.
Also, noncarcinogens that may cause acute or chronic toxic effects may be
selected.
     The major difficulty in selecting pollutants by health effects is
defining measures of toxicity.  For carcinogens, several agencies  involved
in toxicological research, including the National Toxicology Program (NTP)
and the  International Agency for Research on Cancer (IARC), publish
descriptions of known and suspect carcinogens.  NTP also publishes results
of mutagenicity and teratogenicity testing.   The Occupational Safety and
Health Administration (OSHA) and the American Conference of Governmental
Industrial Hygienists (ACGIH) also identify substances as carcinogens.
Section  3.1 of this report more fully describes the types of health effects
data provided by these groups.
     An  advantage of using IARC information is that IARC uses a
classification system indicating the weight of evidence for classifying a
substance as a carcinogen.  For example, the  IARC classification method
divides  the evidence that a substance produces cancer  in humans into three
categories:  sufficient, limited, and inadequate.  A similar classification
system is provided for animal data.  A  State or local  agency may  include an
evaluation of the weight of evidence in their decision of whether or not to
select a pollutant for consideration in their air toxics program.   EPA has
prepared a weight of evidence system, similar to that  used by IARC.  The
weight of evidence notation appears in  health assessment documents in
conjunction with the unit risk factor.  A discussion of the EPA weight of
evidence system can be found in the proposed EPA guidelines on carcinogenic
risk assessment in the Federal Register, November 23,  1984 (49 FR 46294).
                                    2-3

-------
     ACGIH has proposed a system to indicate carcinogenic potential  of
experimental animal carcinogens.  Specific criteria involving the dose and
route of exposure were defined to allow grouping of substances into  high,
intermediate, and low carcinogenic potency.   These criteria might also be
used by an agency in selecting pollutants of concern.
     For substances with health effects other than carcinogenicity,
mutagenicity and teratogenicity, specific definitions  of toxicity may not  be
as clear.  The National Institute for Occupational Safety and Health (NIOSH)
maintains the Registry of Toxic Effects of Chemical Substances (RTECS) data
base.  RTECS contains, in addition to other data,  information such as LDc0
and LCcQ.  (The definitions of LDj-Q and LCgQ are given in the list of
abbreviations in this report.)  An agency might choose to use these  data to
determine whether a pollutant should be included on their list.
     Some agencies might choose to list any substance  with an LD5Q or LC5Q
of less than a predetermined value.  The predetermined value chosen could be
the level below which no adverse health effects are expected to occur.  LDr«
or LCj-Q may  be especially useful to agencies evaluating short-term,  acute
exposures during accidental releases of pollutants.
     Finally, some State and local agencies have relied heavily on the ACGIH
list of Threshold  Limit Values  (TLV)  to select pollutants of concern.
ACGIH publishes TLVs  each year.  TLVs are developed for chemical  substances
which may be found in the workplace and may cause  adverse health  effects  in
workers.  The TLV  is  the concentration of each  substance below which  no
adverse  health effects  are expected to occur for workers exposed  8 hours  per
day, 40  hours per  week.  However,  as  is  indicated  in  the TLV  listing, the
limits  are  intended  for use  in  the practice of  industrial hygiene as
guidelines  or recommendations  in  the  control of potential health  hazards  and
for  no  other use  (e.g.,  in the  evaluation or control  of  community air
pollution nuisances,  in estimating the toxic potential of continuous,
uninterrupted exposures, etc.).   These limits  are  not fine  lines  between
safe and  dangerous concentrations  and  should not  be used by  anyone  untrained
in the  discipline  of industrial  hygiene.    The  ACGIH  disclaims  liability
with respect to  the  use of TLVs in a  manner inconsistent with their  stated
intended  use.
                                     2-4

-------
     Notwithstanding the discussion of intended uses of TLV,  State and  local
agencies have used the TLV listing as a basis for pollutant selection.   The
TLV list may be useful in identifying substances used in the workplace  and
therefore having the potential to be emitted into the ambient air.

2.2.2  Expected Occurrence

     A second method of selecting toxic air pollutants to list is by
evaluating the likelihood of a substance's use and emissions within a State
or region.  This method identifies which pollutants are actually emitted or
anticipated to be emitted, but does not provide an indication of the
pollutant's toxicity.
     Three data gathering methods may be used to determine which pollutants
are used/emitted:  (1) literature reviews, (2) questionnaires,
(3) monitoring, and  (4) source testing/stack sampling.  Literature reviews
are less expensive than some other methods of data collection.  Section 2.4
of this report presents sources of information that may be useful in
identifying potential sources of toxic air pollutants including an EPA
report now underway  entitled "Compiling Air Toxics Emissions Inventories."
Reviewing EPA source assessment documents, emission factor documents and the
National Air Toxics  Information Clearinghouse  (NATICH) data base can
indicate the types of pollutants associated with different types of
industrial processes.  Examples of the types of data available in the NATICH
data base are shown  in Figures 2-1 and 2-2.  The Clearinghouse also
publishes hard copy  reports of data  from State and local agencies and a
bibliography.  These reports are listed in the preface of this report.  The
bibliography includes abstracts for  selected reports  (e.g., source
assessments and emission  factor documents) on  current air toxics  issues and
Federal Register notices  concerning  regulation of air toxics  (see
Section 2.4).
     Secondly, questionnaires requesting  information on  a facility's
production, use and  storage of chemicals can  indicate the types  of
pollutants expected  to be emitted.   Surveys might be  sent to  all  sources  or
specific surveys could be developed  for selected sources such as  degreasing,
                                    2-5

-------
    II
     o ~ .
VI (A VI M in O O
« (K •> « • • O»
~ t- ^ >- rg ^. >
     d d
o  3
I  a
                      g
                       K.  S
                       *f  '
                               MO  •-  o  «-
                               • in  •*  in  •*
*•
i
                   i  -
             3
             H  3
   88558225
                      3
                  1  5
                  9  3
                  ^  _j
                  i  i
                           1
             2  2
                                  !
                             8
                                              0)
                                          -O
                                          ro
                                              (TJ
                                               fO
                                               Q
                                               c
                                               nj
                                           O
                                           O.
                                              oo
   Z 1
cj
5
       at a

       I'
         8 8
        sisisisfs
        i*i*i*i*i*
        UUIUUIUIUUUIUUI
        iiiiiiiiiiiiii
                                 3
                                 < IU  Ul

                               8*1  i  s


                               o « S  s  —
                                               O)

                                               "o.

                                               (TJ
                                               x
                                               LU
                                              CSJ

                                              O)
   «*  9 ? S S - S -
   a*  S^llaiai^
   •- i-   »-3at£Bifei
   H|  iiii§i^:
   £3  CSZ*M3u»a
                w» c
                ii
    »• •• j; •- N (M IM
                    <« a

                 
-------
(A
Vt
       i
             i
           ^h ^K ^p ff* Q* 5t ft1 ^F 5* ^t
           KiclCjCjClClCJrfK
           Qfc O* O* O* ^ ^ O* O* O* t^
                                                  o> o
                                                i   i
                                                      55   5
                                                      u u   u
                                                                   O
u

(A

    3
    ^
    O

    li
  5 § "• 1
u g Z u S
h- U U h-
m • ? m s
            8
     s

     S
     i
    s s £ s > a >
!!i
                                  £ -
       I
       2
                       § i
    M
    2 1
    I
                              u u
5 3 ? ? 5
i i i i i
                         !? =
                       »• O> » «V ^ «l

                       S R S S R 5
                                               i 2
                                               i 5
                                             8K
                                             CO
                                           «r SS
                                                    U
                                                    M


                                                    M
                                  %

                                  8
                                                  LU

                                                  5 2
                                                  2
                                    in o*  oj

                                    S§ R  R
                                ^ ^ r. K. (VI   O IM . O O O O
  ** e s
         iii   i   iiiiiiiil
                                                                   .0
                                                                   03
                                                            10
                                                               (T3
                                                               O

                                                               O
                                                               c
                                                               fO
                                                                   O
                                                                   O.
                                                                   0)
                                                                   f—
                                                                   O.

                                                                   a
                                                                   X
i
                                             2
                                             i  g s
                                                    IU UJ
                                                    o
                                                        s
                                                        iii
                                         35553laSS
                                                                   (U

                                                                   3
                                 2-7

-------
fuel combustion, or surface coating facilities.   By serving as a screening
tool, a production/use/storage questionnaire may best fit the needs of an
agency just beginning to develop an air toxics program.   The results of the
production/use/storage questionnaire could focus the efforts of follow-up,
detailed questionnaires.  The use of questionnaires is relatively less
expensive than other data gathering methods and allows agency personnel to
perform other duties while waiting for questionnaires to be returned.  The
questionnaires could also serve as the cornerstone for air toxics emission
inventories.
     A third way to determine which pollutants are emitted is to conduct
monitoring.  Ambient monitoring can provide definitive indications of the
presence of a toxic pollutant in ambient air.  However,  proven ambient
monitoring and analytical methods have not yet been developed for all toxic
pollutants.  Naturally occurring and secondary pollutants also need to be
considered.  Monitoring is very expensive and may not be a necessary step in
pollutant selection or in the beginning stages of an air toxics program when
less expensive methods can be used.
     Finally, source testing/stack sampling can indicate which pollutants
are  actually emitted.  Modeling of the measured emission rates can be  used
to  estimate ambient concentrations.

2.2.3   Other Lists

     The  lists  of toxic  pollutants prepared  by State and local agencies  and
EPA have  been used  by other  State and  local  agencies as  a  basis  for  deciding
which  toxic air pollutants to  list.   EPA's  "List  of 37", the  pollutants
examined  in EPA's national assessment  of  the  air  toxics  problems,  and  the
EPA's  Acute Hazards  List  are the most  frequently  used EPA  lists.   The  EPA
"List  of  37"  includes those  pollutants given  priority for  NESHAP  study as
submitted to Congress in  its 1982 deliberations for amending  the  Clean Air
Act (Table  2-1).  The Acute  Hazards  List  includes  about  400  substances and
was published as part of the Agency's  Chemical  Emergency Preparedness
                           2
Program guidance document.
                                     2-8

-------
                   TABLE 2-1.  ERA'S LIST OF 37 POLLUTANTS
Acetaldehyde
Acrolein
Acrylonitrile
Ally! chloride
Benzyl chloride
Beryllium
Cadmium
Carbon tetrachloride
Chlorobenzene
Chloroform
Chloroprene
Coke oven emissions
o-, m-, p-Cresol
p-Dichlorobenzene
Dimethyl nitrosamine
(N-nitrosodimethylamine)
Dioxin
Epichlorohydrin
Ethylene dichloride
Ethylene oxide
Formaldehyde
Hexachlorocyclopentadiene
Maleic anhydride
Manganese
Methyl chloroform
(1,1,1 trichloroethane)
Methylene chloride
(dichloromethane)
Nickel
Nitrobenzene
Nitrosomorpholine
Perchloroethylene
Phenol
Phosgene
Polychlorinated biphenyls
Propylene oxide
Toluene
Tri chloroethylene
Vinylidene chloride
o-, m-, p-Xylene
                                    2-9

-------
     The EPA report entitled "The Air Toxics Problem in  the United States:
An Analysis of Cancer Risks for Selected Pollutants"  included  an analysis
of cancer risk for the pollutants listed in Table 2-2.   Pollutants from this
data set have been included in State and local  agencies' lists  of
pollutants, perhaps because of the national scope of the original EPA
report.  That is, some of the pollutants examined in the EPA study may be
found in most urban areas.  However, this list includes  only chemicals
having some evidence of carcinogenicity and quantified risk estimates.  An
agency might supplement this list with pollutants that can cause other toxic
effects.
     Another list that has been used by State and local  agencies is the EPA
list of acutely toxic chemicals (Acute Hazards List), found in the
November 1985 document entitled "Chemical Emergency Preparedness Program:
Interim Guidance."  The program aids communities in evaluation of and
preparation for accidental release of acutely toxic chemicals.  The list of
400 pollutants was prepared by searching the RTECS  data base for chemicals
that met any one of the following criteria, based on data  from mammalian
testing:
 Exposure  Route
 Dermal
 Oral
 Inhalation
  Acute Toxicitv Measure
Median lethal  dose (LD5Q)
Median lethal  dose (LD5Q)
Median lethal  concentration
(LC5Q)
    Value
<50 mg/kg
<25 mg/kg
<0.5 mg/1 (for
exposure up to
8 hours)
Also,  if  LC5Q  or  LD5Q data were not available, then LC-0 or  LD.Q data were
used  instead  (LC.Q/LD.Q  is the lowest reported concentration or dose of  a
material  at which  some test  animals died).  The list of acutely toxic
chemicals is  extensive (about 400 substances).  An agency might prefer not
to  list all of these chemicals, but might choose instead to  review the list
for materials  that may be emitted in their State or region.
                                     2-10

-------
             TABLE 2-2.  POLLUTANTS ADDRESSED IN ERA'S REPORT ON
                         AIR TOXICS IN THE UNITED STATES3
Acrylamide
Acrylonitrile
Ally! chloride
Arsenic
Asbestos
Benzene
Benzo(a)pyrene
Benzyl chloride
Beryl 1i urn
1,3-Butadiene
Cadmium
Carbon tetrachloride
Chloroform
Chromium
Coke oven emissions
Diethanolamine
Dimethylnitrosamine
Dioctyl phthalate
Epichlorohydrin
Ethyl acrylate
Ethylene
Ethylene dibromide
Ethylene dichloride
Ethylene oxide
Formaldehyde
Gasoline vapors
Emissions from gasoline marketing facilities
4,4-Propylidene diphenol
Mel amine
Methyl chloride
Methylene chloride
4,4-Methylene dianiline
Nickel (subsulfide)
Nitrobenzene
Nitrosomorpholine
Pentachlorophenol
Perchloroethylene
Products of incomplete  combustion
Polychlorinated biphenyls
Propylene dichloride
Propylene oxide
Radionuclides
Styrene
Terephthalic acid
Titanium dioxide
Tri chloroethylene
Vinyl chloride
Vinylidene chloride
 *EPA  report  450/1-85-001.   The  Air  Toxics  Problem in  the  United States:
 Analysis  of Cancer  Risks  for Selected  Pollutants.
                                         An
                                     2-11

-------
     Lists of toxic pollutants prepared by other agencies  have been used to
prepare new lists.  State and local  agencies'  lists now include from 11 to
more than 800 substances.  While the lists may be all-inclusive for the
State or local agency for which they were prepared, they should not be
blindly adopted as a whole by another agency because the types of industries
present and the materials used and produced differ in different areas.  The
derivation of each State's list could be checked by contacting the
particular State to help determine the similarity between  common industry
types/source categories and, therefore, the applicability  of the State's
list of pollutants" to another State or region.  The NATICH on-line data
base, the hard copy report, and the Clearinghouse Newsletters may be used to
obtain lists of pollutants of concern in other States.  Other States' lists
can serve as building blocks by identifying common pollutants.  Discussions
with the appropriate personnel in a State or local agency may shed light on
the rationale for pollutant selection used by that agency.

2.2.4  Internal Assistance From Divisions Within the Agency

     Another method of choosing pollutants to list is requesting
recommendations from agency divisions outside the air pollution group.  The
water pollution division may be able to provide information on the most
frequently discharged water pollutants.  The  air pollution division  may then
evaluate how those  substances  are used  in  industry and whether the
substances may  be emitted  or become airborne  pollutants.  The same approach
may  be applied  to information  obtained  by  the State  hazardous waste
division.  RCRA permits  contain lists  of the  constituents of  hazardous waste
handled  by a  facility.   The air pollution  group could evaluate chemicals  on
those  lists for the potential  for the  pollutants  to  be emitted to  the
atmosphere, based on their use in industry.

2.2.5  External Assistance

     Several  State  agencies have  requested assistance  from  individuals or
groups outside  the  agency  during  development  of  a  list of pollutants or
after  pollutant selection,  as  an  external  review.   Toxicologists  and

                                     2-12

-------
physicians can assist in evaluating health effects  of toxic  pollutants.
Consultants and members of the academic community can perform technical
review of potential sources and quantities of the toxic pollutants listed as
well as review of the policy implications in listing pollutants.   Personnel
from outside of the agency can give different perspectives on policy issues
and supplement the knowledge of agency staff.
     Many agencies have requested industry participation in development of
their entire air toxics program, including a review of the list of
pollutants to be covered.  These agencies report that the success of their
air toxics programs was due in part to industry personnel involvement and
increased awareness and cooperation.  Participation by public groups,
citizens' committees, and environmental groups can yield the same results:
increased cooperation and understanding.

2.2.6  Commonly Selected Pollutants

     An example of the types of pollutants selected by State and local
agencies is shown in Table 2-3.  This list was compiled by reviewing the
pollutants listed by the seven agencies identified in the table and
selecting the fifty substances appearing most frequently on the lists.
Several of these agencies are  included in the case histories in Section 2.3.
     This list is not intended to be a recommended list of substances to
select.  Rather, it shows which pollutants are commonly considered by
selected State and local agencies.  It also does not include all of the
chemicals currently undergoing review by EPA.

2.3  CASE HISTORIES

     Examples of the ways that State and local agencies  have selected toxic
pollutants are presented in this section.   In many cases, combinations of
several of the methods discussed in Section  2.2  have been used to select
pollutants of concern.
                                    2-13

-------
              TABLE 2-3.   FIFTY MOST FREQUENTLY  SELECTED TOXIC
                          POLLUTANTS IN SEVEN  AGENCIES3
Acetaldehyde
Acrolein
Acrylonitrile
Arsenic
Aniline
Asbestos
Benzene
Benzidene
Benzyl chloride
Beryllium
1,3-Butadiene
Cadmium
Carbon tetrachloride
Chloroform
Chloroprene
Chromium
Cresol
p-Dichlorobenzene
Dioxane
Dioxin
Epichlorohydrin
Ethylene dibromide
Ethylene dichloride
Ethylene imine
Ethylene oxide
Formaldehyde
Hexachlorocyclopentadi ene
Hydrazine
Maleic anhydride
Manganese
Mercury
Methyl chloroform
Methylene chloride
Nickel
Nitrobenzene
N-nitrosodimethylamine
Perch!oroethylene
Phenol
Phosgene
Polychlorinated biphenyls
Polycyclic organic matter/
polycyclic aromatic hydrocarbons
Propylene oxide
Styrene
1,1,2,2-Tetrachloroethane
1,1,2-Trichloroethane
Trichloroethylene
Toluene
Vinyl chloride
Vinylidene chloride
Xylene
 Agencies  included  are  New Jersey Department of  Environmental  Protection,
 North  Carolina  Department of  Environmental Management,  Puget  Sound  Air
 Pollution Control  Agency, Indiana  Board  of Health,  Connecticut  Department
 of  Environmental Protection,  Philadelphia Air Management  Services,  and
 California Air  Resources Board.
                                     2-14

-------
2.3.1  Examples of Methods Used by State/Local  Agencies  to  Develop
       Lists of Pollutants

                                             A
     Puqet Sound Air Pollution Control  Agency
     The Puget Sound Air Pollution Control  Agency has listed 32 toxic air
pollutants.  The Agency requested Material  Safety Data Sheets (MSDS) from
sources in their jurisdiction for any materials used or produced at the
facility.  (Material Safety Data Sheets are required by OSHA when a chemical
is considered hazardous as defined in the OSHA Hazard Communication
Standard, 29 CFR 1910.1200.)  The requests were included as part of the
existing annual source registration process.  The Agency then selected all
pollutants emitted in quantities of greater than one ton per year from any
facility (not individual emission point) as reported in the annual  source
registration.  There was no limit placed on the number of pollutants that
may be included on the agency's list.
     Indiana State Board of Health5
     The Indiana State Board of Health currently includes 28 pollutants of
concern in their air toxics program.  The list of 28 was based on a study
conducted by a contract engineering research firm and a previous
questionnaire distributed by the Board of Health.  This questionnaire
appears in the Appendix.  The contractor identified 20 toxic pollutants of
concern for the State, based on reviews of the types of materials used in
the State and their physical/chemical characteristics.  These 20 chemicals
were all volatile organic compounds.  Eight additional compounds were
selected from the results of a questionnaire distributed by the Board of
Health.  The Board of Health may choose to add some new substances  to the
list and delete others as more information on the use and emission  of these
chemicals is obtained.
     The Board of Health has proposed an "intermedia" committee to  include
representatives of the air, water, and land commission and a toxicologist to
deal with special toxics problems.
                                    2-15

-------
     Kentucky Division of Air Pollution Control
     The Kentucky Division of Air Pollution Control  has  prepared draft
regulations for the control of air toxics emissions  from new and existing
sources.  A total of 102 chemicals have been selected as toxic air
pollutants of concern for existing sources.  The list of chemicals was
developed from reviews of data in the existing criteria  pollutant inventory
and from permit applications received during the past ten years.
     The draft list of toxic air pollutants of concern for new sources
includes about 800 chemicals.  Substances found in IARC, NTP, and ACGIH
lists were chosen to compile the list of toxics for  new  sources.  At
present, not all of these substances may actually be emitted in the State;
the Division did not limit the group of pollutants selected to those
currently being emitted because they are planning for future growth of
industry in the State.
     The Division accessed IARC, NTP, and ACGIH data through hard copy
reports from these specific groups.  The Division notes, however, that they
can access the NATICH data base and DIALOG for air toxics data and
toxicological data, respectively, through computer terminals.
     Connecticut Department of Environmental Protection. Air Compliance
         ,7,8
     Uni1
     The Connecticut Department of Environmental Protection (DEP) currently
 includes over 800 substances on its list of toxic air pollutants.  The list
 was  included in a previous Clearinghouse report:  "Rationale for Air Toxics
 Control  in Seven State  and Local Agencies."   Three basic criteria were used
 to develop the list:

     •    Substances identified as carcinogens or suspect carcinogens by
          IARC, ACGIH,  NCI, or NTP;
     •    Substances for which maximum  allowable occupational exposure
          limits have been established  by the principal compilers of  such
          listings  (ACGIH, OSHA, NIOSH); and
     t    Substances identified in Connecticut's Substitute House Bill 7204
          (1983).
                                     2-16

-------
In addition,  a group of 16 chemicals  of concern was  identified  in
conjunction with Connecticut's drinking water  regulations  and added  to  the
list of toxic air pollutants.
     Connecticut's House Bill  7204 specified that  the  DEP  must  develop  a
plan for control of air toxics.  The  Bill  identified 47  substances of
concern.  These substances were derived from the State of  New York's list of
substances and specifically included  the chemicals labeled as "high
toxicity" by the State of New York.  The 16 substances identified  in
conjunction with the State's drinking water regulations  included substances
such as volatile organic compounds to which the  public may be exposed
through inhalation (as the chemical vaporized  from the water) as well as
through drinking water.
     To resolve possible differences  concerning  identification  of
carcinogens and other issues that may develop  in later stages  of the air
toxics program, the Connecticut air toxics program includes a  seven  member
Hazardous Air Pollutant Review Panel  of health scientists appointed  by the
Governor and other political leaders.  The panel consists of a toxicologist,
an epidemiologist, and a physician specializing in environmental or
occupational medicine.  The other members have experience in related fields
such as air pollution, biochemistry,  or biostatistics.
                                         7 9
     Philadelphia Air Management Services  '
     Philadelphia Air Management Services  (AMS)  prepared a list of  99 toxic
air pollutants  during development of their air toxics program.   AMS prepared
this list by first referring to other lists, such as carcinogens identified
by ACGIH and NTP, and then by  considering the likelihood that each  pollutant
would be found  in Philadelphia.   The ACGIH lists of human carcinogens and
suspected human carcinogens were adopted by the AMS in their entirety.
Pollutants were selected from  NTP lists by virtue of the fact that  the
substance could be emitted as  an air contaminant.   For example, substances
such as saccharin were not selected from the NTP list because they  were not
likely to be emitted to the atmosphere.  Finally,  AMS staff used engineering
judgment and their knowledge of the specific sources in the City of
Philadelphia to determine the  likelihood that a substance could be  found in
Philadelphia before selecting  that substance for their list.
                                    2-17

-------
     To assist the AMS in developing the pollutant list and in evaluating
toxicological data, an ad hoc advisory committee was appointed by the Health
Commissioner.  The seven-member committee consisted of health professionals
from academic, industry, and public interest groups in the fields of
toxicology, occupational medicine,  and industrial  hygiene.  The committee
was also responsible for recommending ambient air quality guidelines for the
99 pollutants.
     Washington Department of Ecology
     The Washington Department of Ecology currently addresses 93 toxic
substances (or classes of substances).  A preliminary screening study was
conducted to help identify those substances most likely to be emitted in the
State.  A contract engineering research firm conducted a screening type
inventory for the State, based on a group of 56 common noncriteria
pollutants.  The Department used the results of the screening inventory to
begin compiling the list of toxic air pollutants.  Pollutants were added to
the beginning list of 56, based on 3 criteria:  toxicity, the potential or
likelihood of use/emissions in the State of Washington, and the availability
of emission  factors and related data.  The toxicity data were obtained from
literature reviews and journal articles.  The potential for emission was
based on the emission inventory screening study.   Emission factors were
obtained through literature reviews.  The final list of pollutants  includes
both carcinogens and noncarcinogens.
     New Jersey Department of  Environmental  Protection
     The New Jersey Department of  Environmental Protection (DEP) prepared  a
list of 11 toxic volatile organic  compounds  (TVOCs) for regulation  under
New Jersey Administrative Code - Title 7, Chapter  27,  Subchapter 17,
"Control and Prohibition of Air Pollution by Toxic  Substances."  Three
criteria were used to select the 11  pollutants:

     t     The substance  had to be  relatively volatile  so  that there  would  be
           a  potential for atmospheric release and  exposure,
     •     The substance  must have  been  identified  as  a human  or  animal
           carcinogen by  IARC or NCI,  and
     •     The substance  must be produced  in  the United States  in quantities
           greater  than  200,000 kg/year at the time of selection.
                                     2-18

-------
The regulation (Subchapter 17) does not apply to TVOCs which were not added
to or deliberately formed in a raw material  or a finished product,  do not
exceed 0.25 percent by weight of any raw material or finished product,  and
are not emitted from any source operation,  storage tank or transfer
operation at a rate in excess of 0.1 Ib/hour.
                                                              12 13
     North Carolina Division of Environmental Management (DEMI  '
     The list of 67 pollutants used by North Carolina Division of
Environmental Management (DEM) was compiled primarily from lists of other
agencies and through the use of a pollutant/Standard Industrial
Classification (SIC) Code index prepared for the State by a contract
engineering research firm.  The pollutant/SIC code index was compiled based
on a literature review.  North Carolina DEM conducted a preliminary
screening survey to determine which toxic pollutants were of concern in the
State.  The pollutant/SIC code index was then compared to lists of existing
sources in the State to determine the likelihood that a given pollutant was
emitted in North Carolina.  Existing sources were identified through the
criteria air pollutant inventory and directories of manufacturers.
Pollutants selected were those likely to be emitted to the atmosphere in
North Carolina and for which literature reviews  indicated that adverse
health effects were associated with exposure to  the chemical.
     DEM personnel requested assistance from a toxicologist  in the State
Health Department to review the toxicity and potential health effects of the
pollutants on the list.  Also, the  list was discussed with  industry groups,
trade associations, and environmental groups.  Finally, the  DEM  requested
that the North Carolina Academy of  Sciences  review their entire  air toxics
program, including the list of toxic pollutants.

2.3.2  Discussion of Methods Used by State/Local Agencies to Select
       Pollutants

     State and local air pollution  control  agencies have used several
combinations of the specific procedures described in  Section 2.1 to select
toxic air pollutants of concern.  No method  is necessarily  better  than the
others, nor  is any method recommended over  the others.  The  applicability of
                                    2-19

-------
the methods to different situations and the resources required,  however,
does vary.  Each agency must select methods that are appropriate for their
special circumstances and that fit within their legal and regulatory
constraints.
     For example, selecting pollutants solely from existing lists of
pollutants identified as potential health hazards (i.e., IARC lists, ACGIH
lists) may be quicker and require fewer resources than selecting pollutants
based upon review of pollutant-specific health effects data and their
expected occurrence in the area of concern.  Therefore, using existing lists
may be appropriate when resources are very limited.   However, selecting
pollutants without reasonable assurance that the substance is actually
emitted in the State or region may result in unnecessary expenditure of
resources through investigating health effects or attempting to locate
sources and designing a regulatory program.  Screening studies may be useful
to identify pollutants most likely to be emitted.  The NATICH on-line data
base permitting  information file, as well as the hard copy report generated
from the data base, may also be used to identify pollutants associated with
various source types identified by SIC codes.
     Alternatively, an agency might select pollutants based on health
effects, using independent research efforts instead of existing lists.  In
this case, the agency may need to add toxicologists or pharmacologists to
the existing  staff to provide the expertise required to evaluate toxicity
data.  Requesting assistance from the State's health department or public
commissions may  be a means of obtaining the required expertise without
adding to  agency staff.  Selecting pollutants through reviews of health
effects may be more time consuming, because of  the  research  needed to
provide complete information, but the more accurate  results  may make the
effort worthwhile.
      In another  approach, not as  focused  on health  effects,  several State
and local  agencies have  used  other State's lists  and  lists  prepared by EPA
as  a  basis for  selecting pollutants of  concern.   Using  other agencies' lists
is  a  quick way  to  begin  the pollutant  selection process  that requires  less
effort on  the part of  agency  staff and  may be  the best  approach  when
resources  are limited  or the  agency  is  primarily concerned  with  conducting a
screening  study.  However,  there  may  be pollutants  unique  to a  given  State
or region  that  are not  included  on other agencies'  lists.
                                     2-20

-------
     In an effort to compile pollutant lists  based in part on  the quantities
of pollutants likely to be found in the air,  emissions inventory
questionnaires have been used in some States  to solicit information from
industrial sources about materials they use and manufacture.   Pollutants to
be included in air toxics programs have then  been selected, based on data
received from the completed questionnaires.  This method of obtaining data
may be less time consuming than independent data gathering efforts performed
by an agency to determine which pollutants are possibly emitted.  The use of
questionnaires requires expertise in carefully designing and planning of the
form to avoid problems caused by vague or poorly constructed questions,
however.  For example, open-ended questionnaires requesting all available
data may result in too much information submitted for the agency to
adequately evaluate.  On the other hand, some sources may not be able to
respond to the questionnaire at the required level of detail with
information they have readily available.  In these cases, agency personnel
may be required to provide assistance to these sources or to conduct
independent research to identify pollutants.   Thus, the decision to rely on
questionnaires to provide data on the types of pollutants emitted may depend
on availability of agency staff time and expertise to design an appropriate
questionnaire and to provide follow-up assistance.

2.4  DATA SOURCES USEFUL TO AGENCIES SELECTING POLLUTANTS

     Many sources of information are available that State and local agencies
may find useful in helping them select toxic air pollutants for review or
regulation.  Governmental agencies (EPA, DOE, NTP) and private organizations
(IARC) can provide information on health effects and potential sources of
toxic pollutants.  This section of the report describes a few of the data
sources available.
     Of the government agency information sources, the National Air Toxics
Information Clearinghouse (the Clearinghouse) offers  a wide variety of
information on air toxics issues.  The Clearinghouse was  designed  to provide
a forum for EPA and State and local agencies to  exchange  information on
toxic air pollutant program development, implementation,  and related issues.
                                    2-21

-------
Special  reports, bibliographies,  newsletters,  and status  reports of on-going
research are published through the Clearinghouse.  In addition,  the
information within the Clearinghouse is accessible through the NATICH
on-line data base.  All data submitted by State and local agencies can be
viewed by accessing the data base.  Information about the Clearinghouse is
available by calling the Clearinghouse staff,  EPA, Pollutant Assessment
Branch,  Research Triangle Park, North Carolina, (919) 541-5519,  or
FTS 629-5519.
     EPA publications such as chemical-specific health assessment documents,
published by EPA's Environmental  Criteria and Assessment  Office, provide a
complete description of health effects including carcinogenicity,
mutagenicity, teratogenicity, and noncarcinogenic toxic effects.
Availability of health assessment documents is announced  in the Federal
Register.  These documents are also listed in the Clearinghouse publication
entitled, "Bibliography of Selected Reports and Federal Register Notices
Related to Air Toxics," July 1986 (EPA 450/5-86-008).
     In addition, EPA's Office of Air Quality Planning and Standards is
preparing a technical  assistance document on air toxics  inventory
development.  This report, entitled "Compiling Air Toxics Emissions
Inventories" (EPA 450/4-86-010),  is scheduled for publication in the summer
of  1986.  It discusses considerations that should be addressed when
developing an air toxics  emissions  inventory and offers  screening  tools
which can be used as  first steps  in inventory development.  Screening  tools
include a "crosswalk"  table  that  lists pollutants commonly associated  with
specific SIC codes and a  similar  table listing SIC codes with pollutants
that might be expected to be emitted  from such sources.
     Abstracts  on Health  Effects  of Environmental Pollutants  (HEEPs) are
available via the Clearinghouse data  base and may also prove  helpful to
agency personnel  researching health effects and  environmental effects  of
toxic air pollutants.  Also  available through Toxline  in the  National
Library of Medicine Medlars  System, the HEEPs  file is  based on  information
from Biological Abstracts, and Biological Abstracts/Reports.  Reviews and
Management Literature.  The  file  contains abstracts  of journal  articles
concerning environmental  and human  health effects of nonmedicinal  chemicals.
                                    2-22

-------
     For a brief description of health effects,  EPA's Chemical  Hazardous
Information Profile (CHIPs) can be consulted.   These documents  give an
overview of health effects data for individual  chemicals.   CHIPs are
published by EPA's Office of Pesticides and Toxic Substances,  and are listed
in the Clearinghouse bibliography cited above.
     Documents in Toxics Integration Information Series (TIIS)  and Toxics
Integration Policy Series (TIPS) are prepared through EPA's Office of Toxics
Integration.  Subject areas covered by reports in these series include toxic
substances management, directories of Federal  coordinating groups for air
toxics, information on grant activities and chemical activities status
reports.
     The International Agency for Research on Cancer (IARC), a private
organization, prepares Monographs on the health effects and carcinogenicity
of chemical substances.  These documents are a widely used reference for
identifying carcinogenic substances.  A more complete description of the
Monographs is given in Section 3.1 of this report.
                                    2-23

-------
                        3.0  POLLUTANT PRIORITIZATION

     After a regulatory agency has selected  pollutants  of concern  as  air
toxics, a decision about whether to prioritize  the  listed pollutants  should
be made.  Some agencies that have selected a list of air toxics  of concern
have decided that prioritization is neither necessary nor warranted.
Depending on the number of factors about each pollutant considered,
prioritization can be more costly and time consuming than some agencies may
be able to handle.  Some agencies have found that  they are able to regulate
air toxics successfully without prioritization.
     In contrast, other agencies often find it useful  to prioritize
pollutants.  The reasons for prioritization vary but are usually one or more
of the following:

     •    Making a distinction for regulatory purposes among groups of
          chemicals, such as carcinogens, noncarcinogens, and acutely toxic
          chemicals;
     t    Identifying a subset of a larger list that will be addressed first
          for regulatory purposes;
     •    Identifying pollutants that warrant further study due perhaps to
          the fact that a pollutant is common in the State and little health
          information is available; and
     •    Maximizing the effectiveness of available resources.

The reasons for prioritizing a selected list of air toxics will help
determine which method of prioritization should be used.
     Prioritization systems vary in complexity depending on the number of
factors or prioritization criteria considered and the weighting given to
each factor relative to the others.  This section will describe the use of a
single prioritization criterion as well as the use of several criteria.
Examples of each will follow the general discussion.
                                    3-1

-------
3.1  PRIORITIZATION SYSTEMS BASED ON HEALTH  EFFECTS


     Several agencies use the single criterion  of health effects to group

their list of pollutants into subsets.   Different regulatory requirements

are applied to these subsets.  The health effects considered may be limited

to carcinogenicity or may include additional effects such as mutagenicity,

teratogenicity, reproductive toxicity,  acute toxicity,  and chronic toxicity.

     Several sources of information are available to help determine which

pollutants may be linked to a particular health effect.  For example, the

following agencies provide lists of carcinogens, suspected carcinogens,

etc., as described below:


     •    National Toxicology Program (NTP)  - Several agencies  including  EPA
          participate in NTP, which is responsible for preparing annual
          reports on carcinogens.  The annual reports list substances or
          technological processes which are classified as either "known to
          be carcinogens" or "reasonably anticipated to be carcinogens."

     •    International Agency for Research on Cancer (IARC) -  Part of the
          World Health Organization, IARC publishes a series of reports
          entitled,  "IARC Monographs on,the Evaluation of the Carcinogenic
          Risk of Chemicals to Humans."    Through these Monographs, IARC
          has classified chemicals, groups of chemicals, industrial
          processes, and occupational exposure into the following groups:
          Group 1 -  carcinogenic to humans;  Group 2A - less evidence of
          carcinogenicity  in humans than Group 1, but higher evidence
          overall in humans and  animals than Group 2B; Group 2B - lower
          evidence overall in humans and animals than Group 2A; and
          Group 3 -  cannot be classified with respect to carcinogenicity  in
          humans.  References to the IARC Monograph Series appear in the
          July 1986  Clearinghouse report "National Air Toxics Information
          Clearinghouse:   Bibliography of Selected Reports and  Federal
          Register Notices Related to Air Toxics."  The bibliography is
          cited in the preface of this report.

     t    American Conference of Governmental  Industrial Hygienists
           (ACGIH)  -  ACGIH  lists  individual  substances  and substances
           associated with  industrial processes  as confirmed human
           carcinogens  (Category  Al)  and  suspected human carcinogens
           (Category  A2).   ACGIH  also offers guidelines  on classifying
           substances found to be carcinogenic  in experimental animals.   The
           guidelines use classifications of high, medium, or  low
           carcinogenic  potency  in  experimental  animals,  and examine     ,g
           respiratory,  dermal,  and  gastrointestinal  routes  of exposure.
                                     3-2

-------
     •    Occupational  Safety and Health  Administration  (OSHA)  - OSHA  has
          developed regulatory requirements  for  several  toxic  and  hazardous
          substances and many of these are designated  "cancer-suspect
          agents."


     Sources of information identifying pollutants  that  have the  potential

for causing other health effects are not  as  definitive as  are  those that

identify carcinogens.   They require more  interpretation  on the part of the

user.  Some sources of information on mutagenicity,  reproductive  toxicity,

and chronic and acute toxicity include:


     •    NTP Annual Plan - Each year, the NTP Annual  Plan lists  test
          results for various mutagenic and  reproductive toxicity tests,  as
          well as the schedule for testing various  chemicals in the upcoming
          fiscal year.   Chemicals are identified in these  reports only as
          having positive or negative test results  and not as  being a
          mutagenic or reproductive toxicant in  humans.

     •    EPA Genetic Toxicology Program (GENE-TOX) -  GENE-TOX identifies
          and studies substances reported in the literature for potential
          genetic effects.  Chemical-specific information  on the scheduling
          of substances for the GENE-TOX study is found  in the Registry of
          Toxic Effects of Chemical Substances (RTECS).   RTECS is available
          on-line and in microfiche and hard copy forms.  To obtain
          information about this program, contact GENE-TQX Program, EPA,
          401 M Street, TS798, Washington, D.C., 20460.10

     •    EPA Acute Hazards List - In December 1985, EPA published a list of
          402 chemicals considered to have the potential to cause acute
          health effects/

     t    ACGIH Threshold Limit Values (TLV) - ACGIH publishes a list of
          TLVs and associated documentation  for numerous chemicals to which
          workers are exposed.  TLVs  include time weighted average values,
          short term exposure levels, and ceiling values.  '

     •    OSHA Permissible Exposure Limits  - OSHA publishes "permissible
          exposure limits" (PELs)  for a specific list of chemicals, and
          requires that employees' exposure cannot exceed these levels.,g
          PELs include time weighted  average values and ceiling values.
          The initial PELs were based on ACGIH TLVs from the year  1968.

     •    National Institute of Occupational Safety and Health (NIOSH)
          Recommended Standards -  NIOSH has published several  recommended
          standards for safe exposure to levels of chemical hazards found in
          the workplace.  Documentation of  these standards  is  available in
                                    3-3

-------
          the series of NIOSH reports entitled,  "Criteria for a Recommended
          Standard Occupational  Exposure to (chemical)."   These NIOSH
          reports are cited in the Clearinghouse publication, "Bibliography
          of Selected Reports and Federal Register Notices Related to Air
          Toxics," EPA 450/5-86-008, July 1986.

Addresses in the References section of this report give adequate information
for obtaining any of the publications cited in Section 3.1.

3.2  EXAMPLES OF PRIORITIZATION BASED ON HEALTH EFFECTS

     Examples of two State systems for evaluating health effects are
presented in this section.  The first, developed by Maine's Bureau of
Health, is being used to prioritize pollutants for further assessment.  The
second, developed by the Massachusetts Department of Environmental Quality
Engineering, has the potential to be used as a prioritization system, but is
not yet being used as such in Massachusetts.

                             ?n
3.2.1  Maine Bureau of Health*

     Following the selection of approximately 200 potentially toxic air
pollutants by the Maine Department of Environmental Protection (DEP), the
Maine Bureau of Health (BOH) developed a simple ranking system to prioritize
the chemicals for detailed risk assessments.  Toxicity factors as well as
the potential for exposure to a given pollutant are the two  components
incorporated in the BOH's ranking system.  The ranking measures all the
pollutants against a standardized set of criteria, and assigns numerical
scores based on these criteria.
     The  toxicity component  uses  information cited in RTECS  for the
following health categories:  carcinogenicity, mutagenicity,
reproductive/teratogenic  effects, and acute effects.  Numerical values
ranging  from zero to four (except for acute effects which  are  scored  from
one to four) are assigned to each category  based  upon the  likelihood  that  a
specific  pollutant will cause a  given adverse health effect  in humans.   A
maximum  score of  16  could be obtained for  a given pollutant.   The toxicity
component is determined by  adding the four  individual category scores,  and
                                     3-4

-------
then adding to this sum the standard deviation of the four values.   The
addition of the standard deviation is used to compensate for any wide
deviations which might occur in a given pollutant's health effects scores.
     The exposure component consists of emissions estimates obtained from
responses to questionnaires sent by the DEP during the development of an air
toxics emissions inventory.  Emissions from industrial, commercial,
residential, and mobile sources were estimated.  The DEP followed up the
questionnaires with several site visits.
     Given the many uncertainties associated with both the toxicity and
exposure components, a pollutant's toxicity score and emissions estimate in
pounds per year are multiplied to produce a final ranking score.  Thus,  the
pollutant with the highest score would receive the highest priority.  If a
mixture is to be ranked in the system, the final scores of the individual
pollutants, based on their toxicity score and emissions estimate from the
mixture, are added to produce a final score for the mixture.  The formal
risk assessment will evaluate the available literature on the entire
mixture.  The individual pollutants will not be evaluated in the assessment,
rather they will be evaluated according to their position in the ranking
system.  Table 3-1 illustrates the ranking of the top 11 hazardous
pollutants or chemical mixtures based on the combined toxicity and exposure
components.
     Maine's Bureau of Health has cited several advantages and disadvantages
of this ranking system.  Advantages include:

     •    The ranking system measures all the pollutants against a
          standardized set of criteria,
     •    The ranking index provides a relative index of the pollutants'
          potential health threats,
     •    The system is flexible enough to easily respond to additional
          information, and
     •    The system has a method for ranking chemical mixtures.

Disadvantages identified by the Bureau of Health are:

     •    Data found in RTECS have not been  peer reviewed,  and  it  is  also
          possible that some important studies  have  not  been included;
                                    3-5

-------
  TABLE 3-1.  RANKING FOR TOP ELEVEN HAZARDOUS AIR POLLUTANTS/MIXTURES -
              MAINE DEPARTMENT OF HUMAN SERVICES*"

Rank
1
2
3
4
5
6
7
8
9
10
11
Pollutant
(CAS Number)
Wood smoke
Toluene
(108-88-3)
Formaldehyde
(50-00-0)
Chlorine
(7782-50-5)
1,1,1-Trichloroethane
(71-55-6)
Cresolc
(1319-77-3)
Xylene
(1330-20-7)
Isobutyraldehydec
(78-84-2)
Tetrachl oroethyl ene
(127-18-4)
Acetaldehyde0
(75-07-0)
Phenol
(108-95-2)
Toxicity
Score
—
12.5
15.5
15.5
11.7
10.0
11.3
9.4
5.5
13.2
13.4
12.3
12.3
Emissions
(Ibs/yr)
—
2,511,623
1,271,400*
1,192,000°
1,433,003
1,496,539
1,192,000
1,091,274
1,788,000
708,050
596,000
601,180?
596,000°
Ranking Score
(Toxicity Score
x Emissions)
73,746,056
31,395,288
19,706,700?
18,476,000°
16,766,135
14,965,390
13,469,600
10,257,976
9,834,000
9,346,260
7,986,400
7,394,514*
7,330,800°
aTotal .
p
 Emitted only as wood smoke component.
                                    3-6

-------
     •     "Negative  data"  cannot  be distinguished in RTECS from "no data";
     •     Biases  are inherent  in  the  health effects criteria, having the
          potential  to make  the ranking disproportionately weighted against
          pollutants which may be very toxic  (specifically,  since
          carcinogenicity  and  reproductive toxicity are highly correlated
          with mutagenicity,  a compound is likely to score high in all three
          areas);
     •     Important  facets of a compound's potential toxicity, such as
          chronic toxicity and synergistic effects, have  not been explicitly
          considered; and
     •     The estimate of  a  pollutant's Statewide emissions  may be
          inaccurate since little source  testing has been done.

     For more information  on the  Maine BOH  ranking  system,  contact
Norman  Anderson,  Environmental Toxicology Program,  Bureau of Health,  State
of Maine, Station 11, Augusta, Maine 04333,  (207)  289-5378.

3.2.2  Massachusetts Department  of Environmental Quality Engineering

     Massachusetts designed  a health assessment methodology which is  based
on a detailed review of scientific literature for acute/chronic toxicity,
carcinogenicity,  mutagenicity, and developmental/reproductive toxicity.   The
health  assessments are used  to select the "most appropriate occupational
limit"  which is then adjusted by a number of uncertainty factors, depending
on the  health data for specific  chemicals,  to derive an acceptable ambient
level.   The Department of Environmental  Quality Engineering has also
considered using the health  effects scores  to help set priorities among
chemicals and groups of chemicals for regulatory purposes.  However,  the
criteria and uses of such  a  prioritization  scheme have not yet been fully
defined, and the Department  is not using  the health assessment scores to set
priorities.  Such use may  be made in the  future and would be included in the
                                               21
State's air toxics program implementation plan.
     The first step in the Massachusetts  process is known as the Chemical
Health  Effects Assessment  Methodology (CHEM).  The purpose of CHEM is to
identify the range of adverse health effects associated with a given

                                    3-7

-------
chemical  compound.  It is designed to evaluate the potential  toxicity of a
large number of chemicals in a consistent and comprehensive manner,  based on
weight of evidence, potency, and/or severity of effect.   Chemical-specific
health effects data are recorded on worksheets for each  category of health
effects,  namely acute/chronic toxicity,  carcinogenicity,  mutagenicity, and
                                    21
developmental/reproductive toxicity.
     CHEM uses both primary (original experimental studies) and secondary
data (reviews and summaries of original  studies).   Review of primary data
sources is more time consuming on the part of Department toxicologists,
making the use of secondary data sources more practical.   The Department has
relied on peer-reviewed secondary sources whenever possible, including NTP,
GENE-TOX, IARC, EPA (e.g., the Carcinogen Assessment Group's weight-of-
evidence classification), NIOSH, OSHA, and ACGIH.,   CHEM uses all valid
toxicity data documented by the sources consulted.  This encompasses
qualitative  and quantitative evidence, animal and human evidence, and
                                  21
positive and nonpositive evidence.
     The product  of the health assessment is a score in each health effect
category for each  chemical  representing the relative hazard associated with
that chemical.  Letter scores  (A through E) are assigned rather than
numerical scores  in order  to emphasize the descriptive and comparative
nature of the  scores,  and  to avoid  the temptation to add or multiply  health
effects  scores from various categories.  All health effects are considered
and  accounted  for independently of  each other, and there is no  attempt to
                                           21
balance  one  type  of effect  against  another.
      In  selecting the  most  appropriate occupational limit  (MAOL), the
occupational  limit which  provides the best protection against  the greatest
number of documented health effects,  Massachusetts reviews  occupational
limits developed  by NIOSH,  ACGIH, and OSHA.  The  MAOL is selected based  on
relevance to documented  health effects, degree of protection afforded,
importance of  health effects accounted for,  adequacy and comprehensiveness
of the data,  limitations  in the occupational limit, relevance  to long-term
chronic  effects,  and whether the  occupational  limit is lexicologically
         21
current.
                                     3-8

-------
     After selection, the MAOL is adjusted to derive the acceptable ambient
level (AAL).  The MAOL is adjusted first to account for continuous
environmental exposure, exposure to children rather than adults,  and
                                                               21
exposure to high risk, sensitive subpopulations.   Thus, the AAL

     MAOL x 5 davsa x  8 hrsa x 20 m3/24 hrs x 20 kgb x if - MAOL * 73.5
            7 days    24 hrs    10 m3/24 hrs   70 kg    10
     a -  Extrapolation from 8 hours/5 days (work exposure) to
          24 hour/7 days (continuous exposure)
     b -  Extrapolation from adult dose to child dose,
          where:
               20 m/24 hours = average adult ventilation rate
               70 kg          = average adult body weight
               10 m/24 hours - average ventilation rate, 6 year old
               20 kg          = average body weight, 6 year old
     c -  Safety factor of  10 to  account  for sensitive populations.

Where all health effects have not  been  accounted for  (e.g., carcinogenicity)
in establishing the  occupational  level, or there are  insufficient  data,
                                                       21
additional  uncertainty factors  are applied to the MAOL.
     Table  3-2 presents an  example of results of the Massachusetts  CHEM
scores and  acceptable  ambient levels.   The chemicals selected  for  Table 3-2
are  the same chemicals listed in  the same order as  those that  were  presented
in Section  3.2.1, the  top 11 ranking pollutants in  Maine.  This  is  done for
comparison  only and  does not reflect a  ranking by Massachusetts.
     For more information on the  methodology for deriving CHEM scores and
AALs, contact Donna  Bishop, Office of Research and  Standards,
(617) 292-5510.  For more information on  use of AALs  in the air  program,
contact Jim Neely, Division of  Air Quality Control,  (617) 292-5629.  The
address for both is Department  of  Environmental Quality Engineering,
1 Winter Street, Boston, Massachusetts  02108.
                                    3-9

-------





















1
OJ
00
	 1


<_)
H— 1

1*1
LU
I
0


o
t 1

o



LU
o.



co

2;
LU

LU
-J
LU
ae
Q
U-



Z:


co




^_
z:
LU
-r
o
CO
t—
(—
LU
CO

oc
^-J
CO



OJ
CO
LU
_J
CD


1












J)
CX

,JJ




g






it
dJ
o
H


£
fa «H
W *
Ll £-* W>
0 35 -
U fH

EL*

> O
U Q rH
4) 55 .


tn
« ^
i-l O


LU M r-4

W

i-l O
X *H
0 ^

3 ^'a
S£||



i.
a

2
Si7
1

w

O M
X O
W
prf
Q


V)
s*
o
0
u
jr o
g

U










4 17
H
3 *
•-I (A
O« O

 »O *» CM
10 • in i/> -* CM
M


O rH fH O CM O O O *O
o »n o «n o
rH en fH «H


m
r*. o «H en m oo fH
fH
EQ Cd EH tfl 33 33 D3 W W
MrHMMMM MtHM
8888S8 888

* * a cj w « o



| - - g » g g | » -
Is* g w § si ° * w
•H -*J

0 O






^ i
-x 1 J3 "» d
en o *J r*> • **^
i m v ' « -< ^
00 1 O 0 t) >s 1
00 (N U CM {*% A ^
t oo o i x *J en
OOV f^»H|.O OV V V 1
o*O ^* JS ^^  V^l Ufv. U ( £
O <-! CO <-4 «HrH ttO f-4 000 PCM Out It
O o o«o J3 • r* WrH x «r* t»«-t oiv J3
3-10

i

Ji


V

14 -4
O 4-1

w
SB
V
O VI

o
VI 4J


n 14
-4 3
iS S
s-
•H
oi 1
4
en

B »
o u

4J 3
O T3
41 4



4J

V U
^ J?
V 4J


* g
0 U
U TJ
• -1
» -4
J3
4J O
Jj 0

» «
VI 14
J? 3
u o
g-
4 «

M ~
« V
•d M
14 3
O • n
i 1 if
VI M
O -1

u "OB


U 0
•* I i
U . 3 B
-4 VI tl

4-1 -i n
« » 4 3
^-4 n o
3303
J3 4J B
-4 t) ij
8 4 «l 4J
S VI 14 B
Jj « V O

V W W
§ X O
VI
ee IN 4J
2S «n £
111 § S

14 M -4 a
4 4J •f-i
4 O t)
.5 w *
J3 O 4J
cSJ ^ |
« V O 0
J3 « d
U *J U
c § V S
-4 a B
n -4
T> «l U
v o 0 n

B "° ** Jl •
O -fl vi 4 n
« B -4 4J B
V 4 0
M B m -4
O.X 0 • w
f^ —4 CO 4
VI C 4J r- -H
-I O « 3 vi
4 6 X a C
O C C -Q O O
-400 a -4
S n 44 B J3 4-1
S -4 B O 3 4
Jj M -4 -4 VI -4
O 4 » >
Q. n -4 ji v
JS 5 J3 5 " i
H O H Q M ,c
4 J3 0 <




4)
M w *J
41 O ^ OJ
14 C 3 *4
O CT 3
O O "> V 4J
B « 4J T3 O
0 « 3


X 33 "44 01
4-1 O 41 4) k4
-44-1 O — 1
O 4) 3 U (D
-4 J5 4J O -O U
B 4J f4 "44 11-4
V 4J -J -
M 41 VI Ll -t V
O U B 0 c -C
B 4 M 4J —0
-4 o->
O W ~H 4 2
h 4 <44 O 41
4 X B U X
0 «0 O X 3
3 -H 4J 41
E O w li 3 ll
-4 14 4 44 -d U
Jj Z (4 ct
* 4J n « 3
i 41 cr
^ <^ 1 -) u
X EC *-> 13
4J M < c«
-4.0 a -4 c
O 4 M W fl) -4
X 4 - 14 Ll 01
0 T) - X 41 0 Li
4J «! 4J 0 0
ai 4-1 -4 c: at ^J
41 > « 0 3 > U

-4 4-1 B X Ll « -+H
4J 4 «l O 03
O 4J -4 4J 1+4 -4 X
3 -4 » 0 4J
T3 ^ X 41 M C 01
O 4 EC > 0 0 t4
M 3 -4 4-1 U (It
a cr -4 4-1 o. c 01
V 4 O 4-4
u B -4 3 44 m
— - 0 H T) 40
-4 4J O X 4J
4 T3 « V4 4-1 4 4-1

B VI -0 V 44 3
J) 4 E H 4 JO -0
S J3 M -~- « E 0
a -4 -4 u
o « ^ 4 i 4-1 a
t-4 M 4 4-1 VI
tl O u E X -4 i
> O B V OX
tl « 41 £ H 41 -1
T3 6 0. <*
i C -4 j o o
X tl 01 O E-t
B! 4J > > < -
• — ^-40 41 Z 4 ••
Q O O T) u M
-4 E « u
- X 44 1 -r4 -O U
X O O u
4J 4J (^ U 0 *H
-4 V -. 0 E 44
O t) O Q 44 11
-4 > B Ll
B -4 tl - -O O T5
tl 4J M X 41 44 --I
(0 0 41 4J 4-1 0
4 3 44 -4 E Ll X
4J T3 6 O 3 0 01
3 O 0 -4 0 w 41
§ 14 U E U U Li
a. 41 u m x
1 tl E GC 4 44 4J
M 4 4 a
X •— O 4J 4J X 0
-4-4 3 0 4J C
- 4 W g B 41
X 4J V 44 Ll
4J B 6 I vi 4 o
-4 U ^ 4-1 V) 44
OB j; o
-4 Q< 1 41 1 Ll
BO 44 O
tl --I EC X 44 Q 4J
00 tl 1-4. .Ll 41 Z U
0 > O -4 a
B tl O O 14-44
-4 T) •< -4 0 01
O C 44 E X
14 C 1 V 4 U
4-4 00 M E 41
« -4 g 4J JS ffl
1 E -4 O «
-4 0 rt O
U • H-) U 44 U 1
- 4 ^ O X "1 fc
X 4-1 4 4J -1 W
4J 4 E 1 41 4 H
-4 -O O >44 S Z
o -4 u « -5
-4 CL, a nc--
Xt-it 4 X
o z a •• i w
4-1 3 ^ 00 "4
14 O J < C 0
ooo o z -4 —i
-4 O < [d 4-t X
B U • S no
o < » jS -i u
14 O 4J 4-1 X "0
jj » -H -Q «> a X
OO-44 ~ U430
— . (j M « 0 Ll -4
tl Ot EC »4 *J 4J J2
4J - 0 O OX
3 • M -O 44 4 tl U
O « 0. C • Ex 0
4 - 0. 4 T3 J Li 44
-4 •< HI O X 0
1 ^ X 4J < H -~ -4
P 4J C Z 41 73 4
04 vim 3 44C-I
^«4J 044 OB 44W
< 4 X 4 0 -4 Ul B
< Li tfl 4 W
•• tl •• -1 0 4J 4J O
«> 
-------
3.3  MULTIPLE FACTOR PRIORITIZATION SYSTEMS

     Several prioritization systems have been developed to rank pollutants
based not only on health effects, but also on factors not related to health.
The goals of these systems vary, and include identifying pollutants that
should undergo further regulatory assessment, suggesting pollutants that
warrant further environmental assessment, and identifying emission
levels that should trigger reporting.  The factors considered in a system
depend on the goals the system was intended to serve.  For that reason, this
section will describe several of the more complex prioritization systems
rather than presenting a general discussion.  By reading these descriptions
and obtaining the reference documentation on systems of interest, State and
local agency users may be able to identify a system that could be modified
to serve their prioritization needs.

                                                                      ??
3.3.1  Modified Hazardous Air Pollutant Prioritization System  (MHAPPSr

     The Modified Hazardous Air  Pollutant Prioritization System  (MHAPPS)  is
a  computerized ranking method designed for screening hazardous air
pollutants  for further assessment, possibly  for future regulation.   It  is  a
modified version of the Hazardous Air Pollutant Prioritization System,
                  23
developed  in  1982.    MHAPPS is  designed  to  run on  a personal  computer.
     MHAPPS ranks substances by  scoring  them for  eight factors chosen  to
reflect the concerns deemed  important by  EPA's Office of Air Quality
Planning and  Standards.   These  eight factors are:   oncogenicity,
mutagenicity, reproductive and  developmental  toxicity, acute lethality,
effects other than acute  lethality,  potential for airborne  release,
bioaccumulation, and existing standards.  The factor for potential  for
airborne release is divided  into two subfactors:  production volume  and
vapor pressure.  These eight factors are  weighted and combined into  five
groups.  The  groups are:   (1) carcinogenicity,  (2)  reproductive  and
developmental toxicity,  (3)  toxicity, (4) exposure,  and  (5)  standards.
Table 3-3  presents the subfactors, factors  and groups used  in  HAPPS  and
MHAPPS.
                                     3-11

-------
    TABLE 3-3.   GROUPS,  FACTORS  AND  SUBFACTORS  USED  IN  HAPPS  AND MHAPPS
                                                                       22
        Group
      Factors
      Subfactors
  I.  Carcinogenicity
A. Oncogenicity

B. Mutagenicity
 II.  Reproductive and
     Developmental
     Toxicity
A. Reproductive and
   Developmental
   Toxicity
III.  Toxicity
A. Acute Lethality

B. Effects Other than
   Acute Lethality
 IV. Exposure
A. Potential for
   Airborne Release
                            B. Bioaccumulation
  V. Existing Standards     A. Existing Standards
1.  Production volume
   (one MHAPPS option
   lets users highlight
   combustion products)

2.  Vapor pressure
                                     3-12

-------
     MHAPPS ranks substances by proceeding through three levels,  beginning
with the most detailed level and aggregating at successive levels to provide
a final single rank for each substance.   At the first,  most detailed level,
data are evaluated for the substances under consideration and a numerical
score is assigned for each of the eight factors.  At the second stage, the
factor scores for closely related factors (see Table 3-3) are combined to
give group scores.  Finally, group scores are combined to give the overall
score for the substance.  The overall scores for different substances are
compared giving them numerical prioritizations or ranks.  The remainder of
this section will describe  (1) each of the eight factors, (2) how the factor
scores are combined to form group scores and group scores combined to give
an overall score, (3) the options MHAPPS allows users to select, and  (4) the
limitations of MHAPPS.
     The oncoqenicitv factor is based on data from the Registry of Toxic
Effects of Chemical Substances (RTECS) and the National Toxicology Program
(NTP) testing program schedule.  Points are assigned for positive effects in
which the route of exposure is inhalation, oral, or dermal.  Data from other
routes of exposure (e.g., subcutaneous) are not considered.  The greatest
weight is assigned to effects resulting from inhalation exposure.
Additional weight is given when more than one specie is affected.  The toxic
effects considered are carcinogenic, neoplastic, or an equivocal tumorogenic
response.  Test species can be animal or human.  Additional points are
assigned if the substance is scheduled for testing.
     The mutagenicity factor is based on RTECS  and NTP data as well.  Points
are assigned for  positive results in mammalian  and nonmammalian test  species
ip in vivo (oral, dermal, or inhalation) and in vitro tests.  Additional
points are added  if a substance is scheduled for testing  in EPA's GENE-TOX
program.
     The reproductive and developmental toxicitv factor  is based on RTECS
data and the NTP  Annual Plan.  Scores are based on animal and human data  via
inhalation, oral, or dermal exposure.  An additional score is given if  the
substance is scheduled for  NTP testing.
     The acute lethality factor scores are  based on animal and  human  data in
RTECS.  The route of exposure  is inhalation, oral, or dermal and the  data
                                    3-13

-------
considered are of the form LD5Q,  LCrg,  LD.Q,  or LC. Q for an  exposure time of
less than or equal to 24 hours.   The lower the concentration reported,  the
higher the weight given.
     For the effects other than  acute lethality factor,  data also come from
RTECS.  Data are limited to animal  and human data for which  the route of
exposure is inhalation, oral, or dermal.   Data are of the form TD.Q or TC,fi;
or LDLO, LD50, LCLO, or LC5Q where the length of exposure is greater than
24 hours.
     MHAPPS uses three factors as surrogates for estimating  the potential
for airborne release.  These are production volume, existence as a
combustion product, and vapor pressure.  Production volume and vapor
pressure data are taken from the on-line version of the Hazardous Substances
Data Base  (HSDB).  The designation as a combustion product is based on a
list of approximately 90 combustion products specially compiled for MHAPPS.
Originally, only production volume and vapor pressure were considered, but
an alternative was added to MHAPPS that allows the user to select an option
that also considers whether a substance is a combustion product.  That
alternative allows the user to incorporate the potential for airborne
releases of a substance as a product of combustion in addition to the
substances' release during production (as indicated by production volume).
     The bioaccumulation factor is based on the octanol/water partition
coefficient which is related to the tendency of a substance to accumulate in
fat rather than  in water and hence, to accumulate in animals.  This
coefficient is found in HSDB.
     The existing standards factor was included based on the premise that
establishment of a standard or recommended occupational level requires a
finding of potential toxic effects.  Such a finding was considered  to be  an
important  sign that a  substance might need consideration in more detail.
The values considered  are the OSHA time weighted average (TWA) or the
ACGIH-threshold  limit  value  (TLV) TWA  if there  is no OSHA standard.  These
values  are found in RTECS.
      Scores for  each factor  are "normalized"  so that the maximum score for
any factor  is one.  Normalization  is accomplished by dividing  a numerical
factor  score  by  the highest  possible  score  that factor  could receive.  This
normalization procedure was  adopted  primarily to aid  in the  assignment of
interfactor and  intergroup weights.
                                     3-14

-------
     After scores are assigned for each factor,  certain  factors  that  are
either closely related or that are surrogates for the same effect of  real
interest are combined to form group scores.   Table 3-3 shows the factors
that comprise the five groups.  In assigning a group score, the  factor
scores are combined, but factors are not always treated equally.  For
example, in the carcinogenicity group, oncogenicity is weighted  more  heavily
than mutagenicity because the strongest evidence for mutagenicity was
considered to be a less reliable indicator of a substance's carcinogenic
potential than the strongest evidence for oncogenicity.  The exposure group
weights the potential for airborne release ten times higher than
bioaccumulation since the potential for airborne release was considered to
be more indicative of the need for additional study than the potential to
bioaccumulate.
     The final step  in MHAPPS scoring  is to combine the five group scores
into one overall score.  This task is difficult because it requires that
decisions be made as to the relative  importance of dissimilar elements.  In
MHAPPS, all health-related groups are  treated equally.  The exposure group
is given weight equal to the  sum of the weights of three health-related
groups.  The standards group  is weighted at one-tenth the weight of the
exposure group.
     MHAPPS includes three different  scoring alternatives  that  can be used
to compare how selection of any one alternative affects the rank of a
substance.  The first alternative, MHAPPS1, weights animal and  human test
data equally.  This  alternative was added because, in many cases, animal
test results are considered more reliable than data gathered in human
epidemiological studies.
     MHAPPS2, the second user-selected alternative, was developed to
emphasize short term exposure.  This  alternative  affects the weighting of
the factors within the toxicity group  and the intergroup weights as well.
Within the toxicity group, acute lethality  is weighted more heavily than
effects other than acute lethality.   For the intergroup weights used to
determine the overall score for a substance, the  toxicity  group receives the
greatest emphasis.   Carcinogenicity is not  considered  (i.e., it  is weighted
as zero).  As with the other  MHAPPS alternatives, the exposure  group and the
sum of the health-related groups receive equal weight.

                                    3-15

-------
     The third alternative,  MHAPPS3,  is designed to characterize the
potential for exposure more  accurately than  by relying on  production volume
and bioaccumulation alone.  MHAPPS3 assigns  a higher weight for products of
combustion than those substances would receive based on production volume
alone.
     Table 3-4 illustrates sample rankings in MHAPPS and the three MHAPPS
alternatives for the 11 pollutants listed in Section 3.2.1.
     Before using any prioritization system, users need to be aware of the
system's limitations in order to properly interpret the results.  Ideally, a
full range of lexicological  and epidemiological information coupled with
detailed estimates of emissions and human exposure would be available for
use in regulatory decisions.  Since this is  rarely the case, EPA developed
MHAPPS as a procedure for initially prioritizing substances on the basis of
limited, readily available information so that resources for detailed
studies can be allocated efficiently to substances anticipated to present
significant air pollutant problems.
     Data for MHAPPS come primarily from RTECS, a concise, easily used
summary of toxic effects that  is regularly  updated.  The major drawback of
the use of RTECS is that the data are not reviewed for quality or accuracy.
This  significantly  increases the number of  false positives  in the final
ranking.  A single  report in RTECS for a given effect receives equal weight
as multiple reports for that effect.  This  is  the case because  a  single,
high  quality  study  can be equal  in part to  several studies  of lesser
quality,  and, without  a more detailed  assessment, these two  situations
are treated equally.   Finally,  it  is  important to note that  a low score  in
MHAPPS  and  in the MHAPPS  alternatives  does  not necessarily  indicate a low
potential  hazard.   It  may indicate that no  data or very limited data were
available.
      When  this  report  was published,  the  documentation  for  MHAPPS was in
draft form.   For more  information  on  the  availability  of  MHAPPS,  contact
EPA's Pollutant Assessment  Branch, MD-12, Research Triangle Park, North
Carolina  27711,  (919)  541-5519,  FTS 629-5519.
                                     3-16

-------
                    TABLE 3-4.   SAMPLE  MHAPPS RANKINGS'

Pollutant
(CAS Number)
Wood smoke
Toluene
(108-88-3)
Formaldehyde
(50-00-0)
Chlorine
(7782-50-5)
1,1,1-Trichloroethane
(71-55-6)
Cresol
(106-44-5)
Xylene
(1330-20-7)
Isobutyraldehyde
(78-84-2)
Tetrachl oroethyl ene
(127-18-4)
Acetaldehyde
(75-07-0)
Phenol
(108-95-2)
Rank
MHAPPS MHAPPS 1
Not in MHAPPS
Not in MHAPPS
4 2
239 297
Not in MHAPPS
95 119
Not in MHAPPS
416 485
64 47
10 10
7 11

MHAPPS2
data base
data base
7
214
data base
64
data base
522
129
14
10

MHAPPS3


3
247

98

416
67
11
7
Ranking shown is relative to 610 compounds currently in the MHAPPS data
base.  The 11 pollutants listed here were chosen for comparison purposes
from the top 11 list of pollutants identified by Maine (Section 3.2.1).
A lower score indicates a higher priority.

This information is for p-cresol.   Section 3.2.1 refers to all isomers
of cresol.
                                   3-17

-------
3.3.2  Multimedia Environmental  Goals

     The procedure for establishing Multimedia Environmental  Goals (MEGs)
was developed in 1977 by EPA's Industrial  Environmental  Research Laboratory
(IERL) which is now known as the Air and Energy Engineering Research
Laboratory (AEERL).  The MEGs system was revised in the  early 1980s and was
renamed Monitoring Trigger Levels (MTLs).   Work on MTLs  was never published
UPC- the project is no longer active.  The MEGs system is described here
because, even though EPA no longer actively supports the system, it still
has useful principles for pollutant prioritization.
     The development of MEGs represents an attempt to evaluate and rank a
large number of pollutants for environmental  assessment.  MEGs are levels of
significant contaminants or degradation products in ambient air, water, or
land or in emissions or effluents conveyed to the ambient media, that are
judged to be (1) appropriate for preventing certain negative effects in the
surrounding populations or ecosystems, or (2) representative of the control
                                     24
limits achievable through technology.
     Both ambient MEGs  (AMEGs) and discharge or emission MEGs (DMEGs) were
developed.  AMEGs describe maximum acceptable concentrations of chemicals  in
the ambient media, based on potential ecological effects or on  predicted
toxic levels for humans.  AMEGs are derived from three data sources:
(1) the most stringent  current or proposed ambient  standards, (2)  empirical
data on human  health  and ecological effects, and  (3) the relationship
between the chemical's  carcinogenic or  teratogenic  potential and  the
                                          24
acceptable risk from  continuous exposure.
      Emission  or discharge  MEGs  (DMEGs) are acceptable  levels of
contaminants in point source  or fugitive  emissions.  Streams may  be gaseous,
aqueous,  or  solid  in  nature.  DMEGs  are based  on  human  health effects  and
ecological effects.   The  health effects addressed  are predominately acute
toxic effects,  but also carcinogenicity and teratogenicity.   Ecological
effects include vegetation  damage,  aquatic toxicity, and groundwater
                         24
contamination  potential.
      MEG  values may  be  calculated  from  several  different types  of toxicity
data  such as,  acute  lethal  dose  in  rats or other  animals,  levels  associated
with  significant incidence  of tumors, concentrations causing  tainting  of

                                     3-18

-------
fish, and lethal concentrations to fish.   For any given  chemical,  there  may
be available only one of the possible data types  or there  may be  several.
Thus, multiple MEG values can be calculated.   MEGs are presented  using a
coding system to identify:  (1) the medium (air,  water,  or land)  for which
the value applies; (2) the effect to be avoided (e.g., human health effects,
carcinogenic effects, or ecological effects); and (3)  the  basis for
derivation of the MEG.
     The primary advantage of the MEGs system is  that  MEGs can be defined
based on a variety of data items, making it a workable system even when  some
types of data are not available.  The primary disadvantage is that the MEGs
system does not weigh the various effects against each other in arriving at
a final score.

3.3.3  CERCLA Reoortable Quantities25

     Under the Comprehensive Environmental Response, Compensation and
Liability Act (CERCLA) of 1980, persons in charge of vessels or facilities
from which hazardous substances have been released into the environment  in
quantities that are equal to or greater than the reportable quantities  (RQ)
must immediately notify the National Response Center of the release.  The
phrase "released into the environment" is broadly defined, including
substances that seep into the ground, volatilize  into the atmosphere, or
enter surface water.  Excluded  from this definition are releases confined to
the workplace, emissions from a vehicle or pumping station, a nuclear
release, and normal application of fertilizers.   Reportable quantitites were
established under Section 102(b) of CERCLA (40 CFR Part 302) and under  the
Clean Water Act for discharges  of hazardous  substances  into navigable waters
(40 CFR Part  117).
     There are  five RQ levels:   1, 10, 100,  1000,  and 5000 pounds.   Five
primary criteria are considered  and one of the five RQ  levels  is selected
for each criterion.  The primary criteria considered  are  aquatic toxicity,
mammalian toxicity, ignitability, reactivity,  and  chronic toxicity.  Thus,
each substance  receives  several  RQ values and  the  lowest  becomes the single
"primary criteria" RQ.  The bases for the primary  criteria are listed in
Table 3-5.
                                    3-19

-------
TABLE 3-5.  PRIMARY CRITERIA FOR CERCLA REPORTABLE QUANTITIES (RQs)

Aquatic
RQ (pounds)
1
10
100
1000
5000



RQ (pounds)
1
10
100
1000
5000
Toxicity Ignitability (fire)
mq/1 RQ (pounds)
LC50 <0.1 1 - No 1-pound RQs on basis of
ignitability
0.1 < LCj-Q <1 10 - Pyrophoric or self-
ignitable
1 < LC5Q <10 100 - FPcc <100°F, BP <100°F
10 < LC5Q <100 1000 - FPCC <100°F, BP >100°F
100 < LC5Q <500 5000 - FPCC = 100°F - 140°F
FP = Flash point using closed cup
test
BP = Boiling point
MAMMALIAN TOXICITY
Oral (mq/kq) Dermal (mq/ka) Inhalation (ppm)
LD5Q <0.1 LD5Q <0.04 LC5Q <0.4
0.1 < LD5Q <1 0.04 < LD5Q <0.4 0.4 < LC5Q <4
1 < LD5Q <10 0.4 < LD5Q <4 4 < LC5Q <40
10 < LD5Q <100 4 < LD5Q <40 40 < LC5Q <400
100 < LDcn <500 40 < LDCrt <200 400 < LCCrt <2000
                                3-20

-------
                           TABLE 3-5.   (Continued)
RQ (pounds)

      1


     10



    100


   1000



   5000
               REACTIVITY

         With Water
No 1-pound RQs on the
basis of reactivity

Inflames (e.g., Na, CaC2)
Extreme reaction
(e.g., S03)

High reaction (e.g., oleum)
Moderate reaction
(e.g., NH3)
        Self-Reaction
No 1-pound RQs on the
basis of reactivity

Extreme self-reaction; may
cause explosion or
detonation

High; may polymerize;
requires stabilizer

Moderate; contamination
may cause polymerization;
no inhibitor required

Slight; may polymerize
with low heat release
RQ (pounds)

      1

     10

    100

   1000

   5000
                              CHRONIC TOXICITY'
                                          Composite Score

                                               81 - 100

                                               41 - 80

                                               21 - 40

                                                6 - 20

                                                1 - 5
 Chronic toxicity is defined as toxicity due to repeated or continuous
 exposure from a single release or multiple releases of a designated
 hazardous substance.

3The chronic toxicity ranking system reflects two attributes of a chemical:
 (1) the minimum effective dose (MED) levels for a given effect following
 chronic exposures by alternative environmental media (air, water), and
 (2) the type of effect at the MED.  Dose and effect are both given rankings
 from 1 to 10 and these are multiplied to get the final composite score.
                                    3-21

-------
     Secondary criteria are biodegradation,  hydrolysis,  and photolysis.
These criteria reflect the natural  dissipation processes which may reduce
the risk posed by the release of a  hazardous substance.   Secondary criteria
can be used to raise the primary criteria RQ.  If the substance degrades
rapidly to a less harmful substance, the primary criteria RQ is raised one
level (e.g., from 10 pounds to 100  pounds).
     The main advantage to the RQ system is  that it is easy to apply and
does not require highly trained experts in toxicology to evaluate data.
There are two main limitations to the RQ system.  First, RQs do not use any
measure of carcinogenic potential.   Mammalian toxicity refers to acute
toxicity, rather than chronic.  However, EPA is in the process of developing
adjusted RQs for potential carcinogens.  Second, RQs do not weight the five
criteria relative to one another to arrive at a final score.  The lowest RQ
for any of the five primary criteria becomes the RQ.
     Table 3-6 lists RQs for the 11 pollutants used as examples in this
section.  The responsibility for RQs falls under EPA's Response Standards
and Criteria Branch, Emergency Response Division (WH-548B), U. S.
Environmental Protection Agency, 401 M Street, S.W., Washington, D.C. 20460.

                                                            ?7
3.3.4  Oak Ridge National Laboratory Chemical Scoring System

     The Oak Ridge National Laboratory  (ORNL) developed the Chemical Scoring
System for the Assessment Division of EPA's Office of Pesticides and Toxic
Substances to assist in grouping chemicals so that those with the greatest
need for control or testing under TSCA were  identified  and reviewed first.
It  is a screening tool  and hence is a compromise between completeness and
speed.  The ORNL system served  as the basis  for the  Hazardous Air Pollutant
Prioritization System  (HAPPS) from which the MHAPPS  system discussed above
was  developed.  Many ORNL  features were greatly simplified  in arriving  at
HAPPS,  and were modified  to focus on air pollutants.  The ORNL  system is  a
multi-media  prioritization system.
     The ORNL  system consists of five main  components with  individual
factors  that make  up each  component.  A score  is calculated  for each of the
total 34  factors.   Table 3-7  lists  the  five  components  and  factors
associated  with  each.
                                     3-22

-------
  TABLE 3-6.   CERCLA REPORTABLE QUANTITIES FOR ELEVEN EXAMPLE POLLUTANTS25
   Pollutant (CAS Number)                                       RQ (pounds)

Wood smoke                                                     (No RQ listed)
Toluene (108-88-3)                                                 1000
Formaldehyde (50-00-0)                                             1000*
Chlorine (7782-50-5)                                                 10
1,1,1-Trichloroethane (71-55-6)                                    1000
Cresol (1319-77-3)                                                 1000
Xylene (1330-20-7)                                                 1000
Isobutyraldehyde  (78-84-2)                                     (No RQ listed)
Tetrachloroethylene (127-18-4)                                        1*
Acetaldehyde (75-07-0)                                             1000
Phenol (108-95-2)                                                  1000
*            '    ' '                                   —~-~~	—    —
 indicates RQ is  subject to change when assessment of potential
 carcinogenicity  and/or chronic toxicity is completed.
                                    3-23

-------
             TABLE 3-7.  INDIVIDUAL SCORING SYSTEMS OF EACH ORNL
                         CHEMICAL SCORING SYSTEM COMPONENT
BIOLOGICAL TOXICITY I

Carcinogenicity
Mutagenicity
Embryotoxicity and fetotoxicity
Reproductive effects (mammalian)

BIOLOGICAL TOXICITY II

 Chronic Toxicity Subcomponent

 Chronic toxicity to terrestrial
   animals
 Severity for chronic effects to
   terrestrial animals
 Chronic toxicity to aquatic animals
 Severity for chronic effects to
   aquatic animals
 Chronic toxicity to plants,
   bacteria, and fungi
 Severity for chronic effects to
   plants, bacteria, and fungi

 Acute Toxicity Subcomponent

 Acute toxicity to  terrestrial
   animals
 Acute toxicity to  aquatic  animals
 Acute toxicity to  plants,  bacteria,
   and fungi

 ENVIRONMENTAL  FATE

 Bioaccumulation
 Persistence
 Vapor pressure
 Aqueous  solubility
PRODUCTION AND RELEASE

U.S. net production
Number of producers
Release rate
Release mode

HUMAN EXPOSURE

 Occupational Subcomponent

 EFWEb
 Quantity of chemical potentially
   available for worker exposure
   through industrial use
 Exposure at the manufacturing site
 Quantity of chemical processed by
   customers
 Potential occupational exposure
   level0
 Exposure route
 Exposure form

 Consumer Subcomponent

 Number of consumers
 Quantity of chemical
 Exposure frequency
 Exposure intensity
 Penetrability
 Exposure route
 Exposure form
  Includes  reproductive effects.
  Equivalent  full  time workers  exposed.
 cThis  scoring  system should  only  be  used  if  no  data  are  available to use the
  potential occupational  exposure  level  scoring  system (see  footnote d).
  If data is  available to use this scoring system,  do not use the exposure at
  the manufacturing  site scoring  system  or the quantity of chemical  processed
  by customers  scoring system (see footnote c).
                                     3-24

-------
     After scores are calculated for each factor,  these  are  combined  within
the components and a total score for each component is calculated.  Component
scores are not combined into one score because it  was felt that a single
comprehensive score might not reflect the true potential  hazard of a
chemical.
     Although the ORNL scoring system is based primarily on  objective
criteria,  subjectivity in the form of professional judgment  plays an
important role, more so than in the other systems  described.  Each
individual scoring system has the potential  for the input of professional
judgment,  in that an estimate of effect can  be made when there are no data
from which to make an evaluation.  Professional judgement is also required
to a significant degree in the final evaluation of a chemical  after scoring
is completed.
     As with MHAPPS, it is important to emphasize  that  a low component score
total does not necessarily indicate a low hazard potential,  but could
indicate that no data were available.

3.4  COMPARISON OF MHAPPS, MEGs, RQs, AND ORNL SYSTEMS

     Table 3-8 presents a comparison of the factors addressed by the  four
prioritization systems discussed in this section.   For each  health-related
factor, the table lists the types of species and route  of exposure for which
health data are considered.  For the other nonhealth factors, the table
lists the specific factors considered by each  system for each general
factor.
     Table 3-9 compares four procedural features of the four systems.
Knowledge of these features would be important to any agency that may be
making a decision about using one of these systems.  Table 3-9 indicates
whether expert judgment is necessary to interpret data for  scoring.  Expert
judgment in this case means someone who is trained in the field of
toxicology.  The table also compares the four  systems with  respect to the
resource requirements necessary  for data gathering.  The high, medium, and
low classifications used  are relative to four  systems presented.  Resource
requirements include the  relative amount of staff time required to assemble
and extract the necessary data.

                                    3-25

-------
<0 IO






j







_1


'

2?
LU '
CO '


O
P
NJ
t — t
1—
cr
o
2
h-
l—
I i
— '
_i
£

o


X
o
j±


o:
2
00
Q
1 1 1
CO
CO
LU
|


1
£ 1

f^
i

oo
l
LU
s
*~ i
1






§5












§










in
CD
LU










in
£
"3
2














JZ
+J

(Q +J

<:
o 
CD •"- *
> P- f
-PC
• O i— (0
1/1 •** <0
c -P in •o
10 IO l—
a er c s
X 10 10 —












Ul
X


?
I
0) (D O
t— "O
(D >t
•a in •*-»
*- •*- H O ffi
t_  s.
o +J tn
+* » o
a. • i. o
a> CD o. i/)
o • ®
a> *- o .c
a: ^ +> •»•*
i_ i_
Ul * Q) « 

r- U r— U >»O( Q)f- 'OiQ'O'O i/ioi 4^1 •• in »4- +J -»-u) ^-m i— «f— i -M *O O <0 <0 "*" *O fi **~ 6O •>- E 4> ^ 60) 60) ID CI04J+J -- IO <^ »- ID t- g — CD o "- >- ui-pl >1 oui-ouir— ui^-in ui^-i/i cH H +JCQCIO CDPP CD-P-P §" L.EQ.EI- 1-310 L.3« q a m 3 o 3 c CD erf— co CT"— x-R *--i i— jz a: -t: ^ x?ui E>o|*-in CD V So •a T3 TJ — »O ECD-PCL CD CD CO r— — ---UIOX 1_ u 3-— "J-P COCDCO CD Q O O •8 ^- f— « 13+JOC O O <*-C IO* vO**- U1O Er— U1COCO-P P P CL. E .C c >»- Q- C O O O *~ iw c O **• >» O z z ou z— CJCD+JO r^ Ul * . IO ^J i— « x •— <- c -c •— « C^ ID O « C ID . O L. i— i- L. > i-> >> o •• a. o — Z « i— U) » •O O ID i— • « • « ^ . c— o «•— EI— Ee1" ffli*t »-C CC CD-^C i-H C U CD IO < ^S U)CD C*O C»- c*P-H«"Cio c« cio to E >)•— 10 E iOE ID E c E x: E E 6 E gt 3cDqC3CO 3 CD 3 CD X'S'nl'-X'O X"S X'O ^ o •a x S-o o >. C +J P ui •at 10 >> ^ **>^>,cDr« i^ " •C7iO^-P>-P O X •o »— o •»-••- c ^- o lOCO^- 0+JCJ X +J a = ^- o 1 o 01 co c 3 a. p o L. f Ol CD ~o O ***" O 3 L. IO CD C 3 CDCD U C CD in >a - L. CD L. CO O.P c a O It- L. U L, Ul 3 CD 10 "O •& CO CD o g ^ -S u 5 co o a. c i- i ^ ^_ +J u >, t 8 «a CD "co L. 0 15 •p c CC £ O in » OL 3 C 10 0 O > CD •p . o- •0 CD 10 i— O >> 3 C . P O Ul 3 ••- U ^— Ul ^ IO ID Ul 3 O L. CD ^ CO Q. Q. Ul ? -S ^J Ui c 8 4J o o XI in c 8 •p I c o IO "3 0 u (O 0 m CD •p u. « 1 o c uu CD •o Jl c o o p o 1 •I TD in c 8 o T> CO (_ ffi •s in c 8 •p T3 CD ^.. 1/1 c 8 o z ^ •p p Ul U Q CD I/I L. C 3 0 0 P 3 it oTJo: 3-26


-------


















•o
Q
«V
C

t t

c
o
o



co
1
mi
LU
^




1






























g


m



j










O
*






1

7

























-o
HI
v
T3

in
c
o
U
o
z
IK

C
o
u
0
z
..
L. ID t/5
01 I- O L.
4-> 3 1_ O

x m o x 4J

•0 U X C3 » —
C -0 .*" — >,+>
-~i 3 L.
U- CT O O)Z (T —

^
X

o

I
£

5
O
Ulj
"O
t_
t
-o
c


t/1

a
c
5

•i—
X
uJ|
O
^  >, L.
in c t— in +J 3
L. o -O in -^* in
m •*- IQ 0) 4-1 Q
-*•<-> ^ U C Q. g
I- .0 i- O lO X U
o L. io i- 3 q> o
k 3 > a. cr if-

14- » » "O T3
O . >, , 0) C
•o 4-* i- L. in 10
L. IB •— 3 O m
m u> +J in O) o> Q>
•a g c o 9> u 4->
§S. « Q.4-" O 3
X 3 X nj i. O
Z Q> CT OJ U Q- S-
a>
in
c
o
o
o
z




£ U)

3 L.
o 10
I- T3
£ C
•P 13


+1 D)
££
•r- l/J
C 1<
*-H Q>

U) (/)
3 "D
0 I-
4-t c
X Ul

4-» O>
8£
L. 4-*
•r- J)
c 3<
*— i 

, 00) r- >, C U r- -P (p 4- 3 *O •-- 3 O Ul •^ ** D- OB +J C 1- ® >, Q. C C nj O I- -P X O •p cr ui O 0) • C > -O ^ « f- 0} Q} Q) c ^ *~* t- 4^ (— *O I- Q) 10 3 C 3 gi in ,— in •-- in « -o Q ••- O O 4-> §Q. 10 O.-0 0. 3 X > X c X o Z 0) 10 -5 in c 8 o z "S


-------
                TABLE 3-9.   PROCEDURAL  FEATURES  OF  FOUR  TOXIC
                            POLLUTANT PRIORITIZATION  SYSTEMS
                              MHAPPS
                MEGs
             RQs
            ORNL
Is expert judgment
necessary to interpret
data for scoring?
No
Yes
No
Yes
Are unrelated factors
combined in scoring?
Yes
No
No
No
Is documentation               Draft
available?

Resource requirements          Medium
necessary for data
gathering.  (High,
medium, low
classifications,
relative to each other.)

Are multi-media routes         Yes
of exposure considered?

Are environmental              No
effects other than human
and animal health
effects considered?
                Yes


                High
             Yes


             Low
            Yes


            High
                Yes


                Yes
             Yes


             No
            Yes


            Yes
                                     3-28

-------
                                REFERENCES
 1.  American  Conference  of  Governmental  Industrial  Hygienists.   TLVs
    Threshold Limit  Values  for  Chemical  Substances  in  the Work  Environment
    Adopted by ACGIH with  Intended  Changes  for  1985-86.  ACGIH,
    6500  Glenway  Avenue, Building D-5,  Cincinnati,  Ohio  45211.

 2.  U.  S.  Environmental  Protection  Agency.   Chemical  Emergency  Preparedness
    Program.   Interim  Guidance.  December  1985.   U.  S.  Environmental
    Protection Agency,  401  M Street,  S.W.,  Washington,  D.C.  20460.

 3.  U.  S.  Environmental  Protection  Agency,  Office of Air and Radiation.
    The Air Toxics Problem in the United States:   An Analysis of Cancer
    Risks for Selected Pollutants.   EPA 450/1-85-001.   May  1985.  U.  S.
    Environmental Protection Agency,  401 M Street,  S.W., Washington,  D.C.
    20460.

 4.  Radian Corporation.  Telecon.   P. A. Cruse  (Radian), and John Anderson
     (Puget Sound  Air Pollution Control  Agency).  May 1986a,  July 1986.

 5.  Radian Corporation.  Telecon.   P. A. Cruse  (Radian), and
     Eugene Dumitriu (Indiana State  Board of Health).  May  1986b, July 1986.

 6.   Radian Corporation.  Telecon.   P. A. Cruse  (Radian), and Hisham Saaid
     (Kentucky Division of  Air Pollution Control).  May 1986c, July 1986.

 7.   U.  S. Environmental  Protection  Agency, Pollutant Assessment Branch.
     National  Air  Toxics Information Clearinghouse:  Rationale for Air
    Toxics Control in Seven State  and Local Agencies.  EPA 450/5-86-005.
    August 1985.   U. S.  Environmental Protection Agency, MD-12, Research
    Triangle  Park, North Carolina  27711.

 8.   Radian Corporation.   Telecon.   P. A. Cruse  (Radian), and John Gove
     (Connecticut  Department of Environmental Protection, Air Compliance
     Unit).  July  1986.

 9.   Radian Corporation.  Telecon.   P. A. Cruse  (Radian), and Nick Ciceretti
     (Philadelphia Air Management Services).  July 1986.

10.  Radian Corporation.  Telecon.   P. A. Cruse  (Radian), and Kathy Bens
     (Washington Department of Ecology). July 1986.

11.  U.  S. Environmental  Protection  Agency, Pollutant Assessment Branch.
    Study of  Selected State and Local Air  Toxics Control Strategies,
     EPA 450/5-82-006.   October 1982.   U. S. Environmental  Protection
    Agency, MD-12, Research Triangle Park, North Carolina  27711.
                                    R-l

-------
12.   Radian Corporation.   North Carolina Air Toxics  Survey:   Identification
     of Pollutants of Concern and Potential  Emission Sources.
     November 1985.   North Carolina Division of Environmental  Management,
     Raleigh, North  Carolina 27611.

13.   Radian Corporation.   Telecon.   P.  A.  Cruse (Radian),  and Dwight Greene
     (North Carolina Division of Environmental  Management).   June 1986.

14.   U. S.  Department of  Health and Human Services,  National  Toxicology
     Program.  Third Annual  Report  on  Carcinogens,  Summary.   NTP 82-330.
     September 1983.  NTP, Research Triangle Park,  North Carolina 27711.

15.   World  Health Organization, International  Agency for Research on Cancer.
     IARC Monographs on the Evaluation of the Carcinogenic Risk of Chemicals
     to Humans:  Chemicals, Industrial  Processes,  and Industries Associated
     with Cancer in Humans.  IARC Monographs,  Volumes 1 to 29, Supplement 4,
     October 1982.  WHO Publications Center, 29 Sheridan Avenue, Albany,
     New York 12210.

16.   U. S.  Code of Federal Regulations, 29 CFR 1910 Subpart Z.  Occupational
     Safety and Health Standards:  Toxic and Hazardous Substances.  Office
     of the Federal  Register, Washington, D.C.

17.   U. S.  Department of Health and Human Services, National Toxicology
     Program.  National Toxicology Program Fiscal  Year 1984 Annual Plan.
     NTP, Research Triangle Park, North Carolina 27711.

18.   National  Institute of Occupational Safety and Health.  Registry of
     Toxic Effects of Chemical Substances.  Quarterly Microfiche edition,
     on-line through MEDLARS,  and in hard copy form.  NIOSH, Cincinnati,
     Ohio 45226.

19.   ACGIH Documentation  of the Threshold Limit Values.  ACGIH  Publications
     Office, 6500 Glenway Avenue, Building D-5, Cincinnati, Ohio 45211.

20.  Anderson, Norman T.   Ranking Hazardous Air Pollutants for  Formal
     Evaluation.  March 15,  1985.  State of Maine,  Department of Human
     Services, Augusta, Maine  04333.   Personal communication.   A. S. Pel land
     (Radian)  and Norman  Anderson.  August  19, 1986.

21.   Commonwealth of Massachusetts, Department of Environmental Quality
     Engineering.   The Chemical Health  Effects Assessment Methodology and
     The Method  to  Derive Acceptable Ambient Levels.  Document  for  Peer
     Review.   June  1985.   Boston, Massachusetts 02108.

22.  U. S. Environmental  Protection Agency, Pollutant Assessment  Branch.
     Revision  of the Hazardous Air Pollutant Prioritization  System.  Draft
     Report.   April  1986.  U.  S. Environmental Protection Agency, MD-12,
     Research  Triangle Park, North Carolina 27711.
                                    R-2

-------
23.   U. S. Environmental Protection Agency,  Pollutant Assessment Branch.
     Hazardous Air Pollutant Prioritization  System (HAPPS).  October 1982.
     U. S. Environmental Protection Agency,  MD-12, Research Triangle Park,
     North Carolina 27711.

24.   U. S. Environmental Protection Agency,  Industrial Environmental
     Research Laboratory.  Multimedia Environmental Goals for Environmental
     Assessment, Volume I - EPA 600/7-77-136a, November 1977; Volume II -
     MEG Charts and Background Information - EPA 600/7-77-136b,
     November 1977; Volume III - MEG Charts  and Background Information
     Summaries - EPA 600/7-79-176a, August 1979; and Volume IV - MEG Charts
     and Background Information Summaries -  EPA 600/7-79-176b, August 1979.
     U. S. Environmental Protection Agency,  IERL, Research Triangle Park,
     North Carolina 27711.

25.   U. S. Environmental Protection Agency,  Emergency Response Division.
     Notification Requirements; Reportable Quantity Adjustments.
     50 FR 13456.  April 4, 1985.  U. S. Environmental Protection Agency,
     401 M Street, S.W., Washington, D.C. 20460.

26.   U. S. Environmental Protection Agency,  Office of Emergency and Remedial
     Response.  Research and Development Methodology and Guidelines for
     Ranking Chemicals Based on Chronic Toxicity Data.  November 1984.
     U. S. Environmental Protection Agency,  Cincinnati, Ohio 45268.

27.   Oak Ridge National Laboratory.  Chemical Scoring System Development.
     Draft Report.  December 1980.  Oak Ridge National Laboratory, Oak
     Ridge, Tennessee 37830.
                                    R-3

-------
                APPENDIX:



STATE OF INDIANA AIR TOXICS QUESTIONNAIRE

-------
STAT&
INDIANA
      STATE BOARD OF HEALTH

     AN EQUAL OPPORTUNITY EMPLOYER

        March 7, 1986
                                                          INDIANAPOLIS
                                          Address Reply to:
                                      Indiana Slate Board of Health
                                        1330 \Vest Michigan Street
                                          P. 0. Box 1964
                                      Indianapolis. IN 46206-1964
        Gentlemen:

                  The Air Pollution Control Division (APCD)  of  the Indiana State
        Board of Health seeks to protect your health from harmful substances
        emitted into the atmosphere.  Because of the growing concern over the
        potential health effects of toxic compounds, particularly those related
        to cancer, this agency is conducting a survey to help determine if a
        condition of air pollution exists.

                  In order to help us estimate the potential for cancer risk in
        your area, please complete the enclosed form and return it to  the APCD
        within TEN DAYS.  For each compound used* state the  quantity and the
        emissions.  Confidential data will be handled in accordance with
        established legal procedures.  If you think other chemicals on your
        plant property may be a potential health risk, please list them along
        with the data at the bottom of the form.  If you do  not use* any of
        these compounds, please so indicate on the form, then sign, date, and
        return it to the APCD.  It is important that you return the
        questionnaire even if no compounds are used.  This will aid our planning
        and remove your company from our  list of potential sources.

                  Indiana Code 13~1-1-4(B) (3) permits the State to request this
        type of information.  If you have any questions or problems in
        completing the questionnaire, please contact the inspector at  either the
        address or telephone number below.  Your cooperation is appreciated.

                            Return Questionnaire to:

                            Andrew E. Gate
                            Air Pollution Control Division
                            1330 West Michigan Street
                            Indianapolis,  IN  46206
                            317/633-0660

                                           Very truly yours,
                                           HarryMj. Williams, Director
                                           Air Pollution Control Division
         *Stored,  transported,  transshipped,  generated as a product or by-
          product,  consumed  in  production,  lost to the atmosphere or waste
          stream,  reclaimed,  repackaged,  or otherwise handled in some fashion.
                          1831 - A CENTURY OF SERVICE - 1981

-------
              TOXIC  COnPOUHDS  OUESTlOHHflIRE
                                                       Reiurn Date:
                                                       Mar. 28. 1986
Chemical
fibstract flnnual Uoiues (Vear 19 	 )
Seru i ce
Huraber
(CBS)* Ha«e
75-07-0 AceLsidehyde
107-13-1 Acrylonitrile
71-43-2 Benrene
56-23-5 Carbon Tetrachloride
67-66-3 Chloroform
1319-77-3 Cresols
95-50-1 o-DicWorobenzene
123-91-1 Dioxane
106-89-8 Epichlorohydrin
106-93-4 ELhylene Oibromide
107-06-2 Ettiylene Dtchloride
75-21-6 Ethylane Oxide
50-00-0 Formaldehyde
77-47-4 Hexacnlcrocyclopentadiene
71-55-6 Methyl Chloroform
75-OQ-2 Methylene Chloride
; 336-36-3 PCS's
127-J 8-4 Perchloroethylene
'08-95-2 Ptienols
75-36-9 Propyiene Oxide
r.O-S6-l Pyridine
100-42-5 SLyrene
105-38-3 Toluene
79-0 1 -6 Tnchloroethylene
76- 1 3- 1 1,1 ,2-Tnchloro- 1 .2,2-LrifIuoroethane
79-00-5 1 . 1 ,2-Trichloroethane
75-35-4 Vinylidene Chloride
133C-20-7 Xylenes

Used*
Rnount Units




























































Eaisa ions
Rmount Units






























1




























           1 certify that the information given above is correct.
           I certify that none of the above are used* (see cover letter).
  Signature
Official Title
Date
Phone
State Form 20287
C3/03/36
SEH61-257

-------
U.S.  Environmental  Protection Agency
Region V, Library
230  South Dearborn Street
Chicago,  Illinois  60604

-------