Proceedings Of The
 Diesel Particulate Control/
Alternative  Fuels Symposium

    January 27-28,  1987
        Bismarck Hotel
       Chicago, Illinois
            Sponsored By

             U.S. EPA
      Region 5, Chicago, Illinois
  Motor Vehicle Emissions Laboratory
        Ann Arbor, Michigan

      Chicago Lung Association,
          Chicago, Illinois
         U.S. Environmental Protection Agency
         Region 5, Library (PL-12J)
         77 West Jackson Boulevard, 12th
         Chicago, |L 60604-3590

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                            Table of Contents



Agenda

Opening Remarks	Frank M. Covington

The EPA Perspective on the Need for
Alternative Fuels	Charles L. Gray, Jr.

Factors Influencing the Emission of Vapor and Particulate
 Phase Components from Diesel Engines	Dennis Schuetzle
                                                             James A. Frazier

Bioassay-Directed Chemical Analysis in
 Environmental Research	Dennis Schuetzle
                                                           Dr. Joel!en Lewtas

Slide Presentation	....	Dr. Rashid Shaikh

Settlement of Case Against GM Establishes
 Clean Bus Fuel Research Program.-;".. .........Natural Resources Defense Council

Engine Modification to Meet Future Diesel Standards	Thomas Baines

Diesel Particulate Control:  Emerging Control Technologies
 to Address A Serious Pollution Problem	Bruce T. Bertelsen

Status of Exhaust After-treatment Projects	Thomas Baines

Fuel Quality Control Issues	Timothy Sprik

The Environmental Protection Agency View of
 Methanol As A Transit Bus Fuel	Jeff Alson

Emissions from Two Methanol Powered Buses	Terry L. Ullman
                                                              Charles T. Hare
                                                                Thomas Baines

Operational Aspects of the Canadian
Methanol in Large Engines Program	Thomas J. Timbario

Federal Government Policies On Use of
 Alternative Transportation Fuels	E. Eugene Ecklund

Slide Presentation	E. Eugene Ecklund

UMTA Methanol Program Presentation	Vincent DeMarco

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                                                             *  I
                      U.S. Environmental  Protection  Agency
                                    Region  5
                               Chicago,  Illinois

                      Emission  Control Technology  Division
                       Motor Vehicle Emissions  Laboratory
                             Ann  Arbor,  Michigan

                            Chicago  Lung  Association
                               Chicago,  Illinois

                          Diesel Participate  Control/
                          Alternative Fuels Symposium

                             January 27-28,  1987


JANUARY 27, 1987

8 a.m.      Registration

9 a.m.      Introduction	Steve Rothblatt,
                                  Chief,  Air  and Radiation  Branch, Region 5,  U.S.EPA

9-05 a.m.    Welcome to U.S.  EPA Region 5	Frank M. Covington
                                           Deputy Regional  Administrator, Region  5,
                                     U.S. Environmental  Protection Agency (U.S. EPA)

9:15 a.m.    Keynote Address	Charles Gray.
                                     Director,  Emission  Control Technology Division,
                                                  Office of Mobile Sources,  U.S.EPA

10:00 a.m    Break

10:15 a.m.  Environmental  and Health Issues (panel discussion)	moderator,
                                                                      John Kirkwood,
                                                            Chicago Lung Association

                  Characteristics  of Diesel Emissions  	 Dennis Schuetzle,
                                                                 Ford Motor  Company

                  Risk Analysis...	Dr.  Joellen  Lewtas,
                                           Chief, Genetic  Bioassay Branch, U.S. EPA

                  Overview of Health Effects  Institute Research on
                       Diesel Particulates	 Dr.  Rashid  Shaikh,
                                                     Health Effects  Institute  (HEI)

12 noon     Lunch

1:30 p.m.          Inhalation Studies	....Dr. Robert K. Jones.
                                  Lovelace Inhalation Toxicology Research Institute

                  Health Effects of  Methanol	....Dr. Robert Kavet,
                                                                   ERI Incoporated.
                                                                     formerly of HEI

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                                                            I  i
                                         Agenda

                              Diesel Participate Control/
                              Alternative Fuels Symposium
                  Health Effects Studies at General Motors...Or. Jaroslav J. Vostal ,
                                                  General Motors Research Laboratory

                  Present/Future Standards 	David Ooniger.
                                                   Natural Resources Defense Council
'2:50 p.m.  Break
3-00 p.m.  Diesel Control Technology (panel discussion)	moderator,
                                                                      Sarah LaBelle.
                                                           Chicago Transit Authority

                  Engine Modifications to Meet Future Standards	Thomas Baines.
                                       Emission Control Technology Division, U.S.EPA

                  Trap Oxidizers 	Bruce Bertelsen,
                                      Manufacturers of Emission Controls Association

                  Status of Trap Oxidizer Projects	Thomas Baines

                  Impact of Cleaner Diesel Fuels on Cost 	Timothy Sprik,
                                       Emission Control Technology Division, U.S.EPA


JANUARY 28, 1987

9 a.m.     Survey of Alternative Fuels (panel  discussion)	.moderator.
                                                                 Dr. Barry Nusshaum.
                             Chief, Operations and Compliance Policy Branch. U.S.EPA

                  Methanol•  sources, markets,  emissions, safety	Boh Murray,
                                                    Director, Worlwide Methyl Fuels,
                                                           Celanese Chemical Company

                  Methane- sources, markets, emissions, safety..Dr. Jeffrey Seisler,
                                                            American Gas Association

                  Operational  Aspects of the Canadian Methanol  in Large
                    Engine Program 	Tom Timhario,
                                                        Sypher-Mueller International


10:30 a.m. Break
                                          -2-

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                                                             1  ]
                                     Agenda
                          Diesel  Participate Control/
                          Alternative Fuels  Symposium
10:45 a.m.  The Use Of Methanol  Fuels  To Achieve
            Heavy Duty Engine Standards	moderator,
                                                                      Thomas  3aines,
                                       Emission  Control  Technology  Division.  U.S.EPA

                  Environmental  Benefits of Methanol  Fueled
                   Heavy Duty Engines	Jeff Al son,
                                      Emission Control  Technology Division, U.S. EPA

                  Meeting EPA Emission Standards	Charles  Napier.
                                                                              M.A.N.

                  Methanol  Engine Development	Don  Petersen.
                                                         Detroit Diesel  Allison  -  GM

12 noon    Lunch


1:30 p.m.   Government Policies:  The Choices (panel  discussion)	moderator
                                                                    Steve Rothhlatt.
                                  Chief, Air and Radiation Branch,  Region 5,  U.S.EPA

                  Existing Alternative Fuel  Fleets	Vincent DeMarco,
                                     Urban  Mass  Transportation  Administration (UMTA)

                  Methanol/Ethanol/Natural  Gas	Eugene Ecklund.
                                                               Department  of Energy

                  Opportunities  for Future  Demonstration Projects	Paul Fish,
                                                                      Region  5,  UMTA

3 p.m.     Closing Statement	Steve  Rothhlatt
                                      -3-

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                              OPENING REMARKS
           DIESEL PARTICULATE CONTROL/ALTERNATIVE FUELS SYMKJSIUM
                              JANUARY 27, 1987
                             CHICAGO, ILLINOIS
                           MR. FRANK M. COVINGTON
                       DEPUTY REGIONAL ADMINISTRATOR
                                  REGION 5
GOOD MORNING LADIES WU GENTLtMEN.  I WOULD LIKE Tu EXTEND TO YOU MY
PERSONAL WELCOME TO REGION V.  I AM GLAD TO SEE SO MANY OF YOU HERE AT THE
DIESEL PARTiCULATE CONTROL/ALTERNATIVE FUELS SYMPOSIUM WHICH WE ARE SPONSOR-
ING /LONG WITH EPA'S MOTOR VEHICLE EMISSIONS LABORATORY AND THE CHICAGO
LUNG ASSOCIATION.

IF YOU HAVE HAD THE MISFORTUNE If BEING CAUGHT BEHIND A BUS, AS IF LEAVES A
STOP, OR BEING STOPPED IN RUSH HOUR TRAFFIC ON THE HIGHWAY, SURROUNDED BY 18
WHEELERS, YOU UNDERSTAND THE PUBLIC'S CONCERN OVER DIESEL PARTICULATES.

UNLIKE THE INVISIBLE HYDRXARBON, NITROGEN OXIDES, AND CARBON MONOXIDE
EMISSIONS FROM GASUL1NE-POWERED VEHICLES, DIESEL EMISSIONS ARE MOST NOTICE-
ABLE-  THEIR BLACK SMOKE AND MALODOROUS SMELL BRING UNIVERSAL DISMAY.
YET, UNTIL 1978, THERE WAS LITTLE RESEARCH ON THE HEALTH EFFECTS OF, AND
CONSEQUENTLY, LITTUE REGULATION OF, DIESEL PARTICULATES.  NONETHELESS,
EVIDENCE HAS ACCUMULATED WHICH HAS CONVINCED EPA THAT STEPS NEEDED TO BE
TAKEN TO PROTECT THE PUBLIC FROM THIS POLLUTANT.

IN RESPONSE TO THIS CONCERN, EPA HAS ISSUED NEW REGULATIONS FOR CONTROLLING
DIESEL EMISSIONS FROM HEAVY-DUTY ENGINES THAT WILL BEGIN TO BE PHASED IN, IN
1988.  IT IS OUR UNDERSTANDING THAT THE ENGINE MANUFACTURERS WILL MOST
LIKELY BE ABLE TO MEET THE 1988 STANDARDS THROUGH ENGINE MODIFICATIONS.

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HOWEVER, THE MORE STRINGENT STANDARDS FOR 1991 BUS ENGINES IS ANOTHER SIORY.
MOST EXPERTS AGREE THAT THIS STANDARD CANNOT BE HET WITHOUT ADDITIONAL
EXHAUST CONTROLS, MOST LIKELY CATALYST-TRAP OXIUIZERS.   THIS RAISES MANY
QUESTIONS:
   •WILL THE ENGINE MANUFACTURERS AND EMISSION CONTROL l£SIGUERS t£
    ABLE TO MEET THE 1991 STANDARDS ON TIME?
   •WHAT WILL HAPPEN IF THEY CAN'T?
   •WILL THEY BE ABLE TO 1ESIGN CATALYST TRAP OXIDIZERS THAT WILL WORK?
   •WILL THE SULFUR CONTENT OF DIESEL FUEL HAVE TO BE REDUCED?
   •WHAT KIND OF COST INCREASES CAN WE EXPECT FROM THIS NEW TECHNOLOGY?

THESE QUESTIONS WILL BE ADDRESSED BY THIS I'lORNING'S DIESEL CONTROL TECHNOLOGY
PANEL-

EPA HAS HAD A LONG STANDING INTEREST IN EMISSION REDUCTIONS THAT MIGHT BE
DERIVED BY CONVERTING ENGINES SO THAT THEY CAN USE ALTERNATIVE FUELS.  MANY
FUELS HAVE BEEN CONSIDERED, SUCH AS f€THANOL, ETHANOL AND METHANE, TU NAME
A FEW.  THE SECOND DAY OF OUR COHERENCE WILL BE DEVOTED MOSTLY TO THIS
TOPIC-  THE ALTERNATIVE 'FUELS AND GOVERNMENT POLICIES PANELS WILL ADDRESS
WHICH FUELS COULD CONTRIBUTE MOST TO IMPROVED AIR QUALITY, WHAT THE COSTS
MAY BE, THE ROLE INDUSTRY SEES FOR ALTERNATIVE FUELS, AND WHAT GOVERNMENT
PROGRAMS EXIST TO ENCOURAGE THE EXPERIMENTAL USE OF THESE FUELS, PMD OTHER
MEANS OF CONTROL TECHNOLOGY.
REPRESENTATIVES FROM DIVERSE GROUPS ARE PRESENT FOR THIS SYMPOSIUM-  SOME OF
YOU ARE AIR POLLUTION CONTROL AGENCY OFFICIALS, SOME OF YOU REPRESENT THE
INTERESTS OF INDUSTRY.  OTHERS OF YOU SEEK TO REPRESENT THE INTERESTS UF
THE ENVIRONMENTAL GROUPS, WHILE STILL OTHERS ARE ACTIVELY ENGAGED IN RESEARCH
ON HEAVY DUTY ENGINES.  WE ALSO HAVE HERE REPRESENTATIVES FROM VARIOUS

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GOVERNMENT mi) PLANNING AGENCIES WHO, IN ONE WAY UK ANOTHER, ARE CONCERNED
WITH THE QUESTION UF ENERGY USE.
LAST BUT NUT LEAST, SUME UF YOU WURK FOR THE TRANSIT COMPANIES.   YUU WILL
BE FACED WITH SOME HARD DECISIONS IN THE COMING YEARS CONCERNING EMISSION
CONTROL DEVICES PND WHICH ENGINES TO PURCHASE.  HOPEFULLY, THIS SYMPOSIUM
WILL PROVIDE YOU WITH INFORMATION THAT MAY MAKE THESE DECISIONS EASIER-

RESEARCHERS ARE NOW ACTIVELY ENGAGED IN THE STUDY OF THE CHARACTERIZATION AND
HEALTH EFFECTS OF DIESEL PARTICULATE-  AS IN ANY NEW FIELD, SCIENCE HAS  NOT
YhT ESTABLISHED A UNIVERSALLY HELD TRUTH CONCERN ING I HE TRUE LEVEL (h
DANGER OF THIS POLLUTNT-  OUR PANELISTS TODAY WILL SHARE WITH YOU THEIR
LATEST FINDINGS, AND AS TO BE EXPECTED, SOME OF THESE MAY CONTRADICTORY.
BUT THAT'S O.K., BECAUSE THAT'S WHAT WE IN REGION V BELIEVE OUR ROLE SHOULD
BE-TU FACILITATE A SHARED DISCUSSION AND DEBATE IN THE ENVIRONMENT
COMMUNITY.  WE EXPECT THE HEALTH EFFECTS PANEL TO ENGENDER A LIVELY QUESTION
AND ANSWER PERIOD.

AS YOU CAW SEE, WE HAVE A FULL AGENDA OVER THE NEXT TWO DAYS.  I WANT TO
THANK EACH AND EVERY ONE OF YOU FOR ATTENDING WHAT I CONSIDER TO BE AN
IMPORTANT REGIONAL SYMPOSIUM.  IT IS MY PERSONAL HOPE THAT THIS SYMPOSIUM
WILL SERVE AS A FURTHER CALL TO ACTION TO REDUCE DIESEL PARTICULATE POLLUTION.
NOW I WOULD LIKE TO INTRODUCE OUR KEYNOTE SPEAKER,  CHARLES GRAY.  CHARLES
IS THE DIRECTOR OF THE EMISSION CONTROL TECHNOLOGY DIVISION OF THE EPA'S
OFFICE OF MOBILE SOURCES.   THE EMISSION CONTROL TECHNOLOGY DIVISION IS
RESPONSIBLE FOR:  1) THE DEVELOPMENT AND ESTABLISHMENT OF ALL FEDERAL
MUTUR VEHICLE EMISSION STANDARDS (FROM MOTORCYCLES TO AIRCRAFT) AND TEST
PRXEDURES; 2) EVALUATION AND ASSESSMENT OF NEW EMISSION CONTROL AMD ENERGY

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 CONSERVATION TECHNOLOGY DEVELOPMENTS;  3) CHARACTERIZATION  OF  POTENTIALLY
 HAZARDOUS AND CURRENTLY UNREGULATED EMISSIONS FROM NEW TECHNOLOGIES  AND
 ALTERNATIVE FUELS;  4) SURVEILLANCE PROGRAMS TO ESTABLISH IN-IISE VEHICLE
 EMISSIONS AND FUEL  ECONOMY PERFORMANCE;  AND 5) NATIONAL LEADERSHIP  IN THE
 IMPLEMENTATION OF MOTOR VEHICLE EMISSIONS INSPECTION AND MAINTENANCE PROGRAMS.

 MR.  GRAY WAS BORN AND RAISED  IN ARKANSAS.  HE HAS  A BACHELOR  OF SCIENCE
 DEGREE 1U CHEMICAL  tNGINEERlNG  FROM THE  UNlVERSIfY OF MISSISSIPPI AND A
 MASTER OF SCIENCE DEGREE FROM THE UNIVERSITY OF MICHIGAN.   HE WORKED WITH
 ESSO EXPLORATION AND PRODUCTION RESEARCH COMPANY ON PROBLEMS  ASSOCIATE
 WITH PETROLEUM EXPLORATION AND  PRODUCTION,  AND WITH GULF GENERAL  ATOMIC  IN
 THh  AREAS OF NUCLEAR ENERGY UTILIZATION  AND FUEL REPROCESSING.  FOR  THE  PAST
 SIXTEEN YEARS HE HAS WORKED FOR THE U.S. ENVIRONMENTAL PROTECTION AGENCY
 PLAYING A MAJOR ROLE IN THE DEVELOPMENT  OF  REGULATIONS FOR AIR POLLUTION
 CONTROL FROM MOBILE SOURCES.

 MR.  GRAY HAS HAD A  LONGSTANDING INTEREST IN ALTERNATIVE FUELS, AND  IN THE
 BENEFITS THAT SUCH  FUELS COULD  PROVIDE WITH RESPECT TO A CLEANER  ENVIRONMENT,
 INCREASED ECONOMIC  GROWTH,  AND  ENHANCED  NATIONAL SECURITY.   IN THE flID-19/U'S
 HE WAS THE EPA PROGRAM MANAGER  FOR ALTERNATIVE TRANSPORTATION FUELS, AND HE
 CUKRENILY HEADS THt EPA DIVISION WHICH OVERSEES MOST OF THE AGENCY'S ALTERNATIVE
 FUELS  RESEARCH AND  ANALYSIS-  HE IS CO-AUTHOR OF "MOVING AMERICA  TO  METHANOL:
 A  PLAN TO REPLACE OIL IMPORTS,  REDUCE  ACID  RAIN, AND REVITALIZE OUR  DOMESTIC
 ECONOMY/ A BOCK PUBLISHED BY THE UNIVERSITY OF MICHIGAN PRESS.
/
 WITHOUT FURTHER ADO I GIVE YOU  CHARLES GRAY	

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                                             FEB  1 7  1987
                                            AiJ,* f^diation Branch
                                             U.S. EPA Region V
   The EPA Perspective on the Need for Alternative Vehicle Fuels
             Highlights of  the Keynote Address for the

EPA Region 5 Diesel Particulate Control/Alternative Fuels Symposium
                          January 27, 1987
                        Charles L. Gray, Jr.
       Director  of the Emission Control Technology Division
                      Office of Mobile Sources
                  Environmental Protection Agency

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   f 1986 Elsevier Science Publishers 8 V (Biomedicat Division)
   Carcinogenic and Mutagenic Effects of Diesel Engine Exhaust
   N Ishimshi, A. Koizumi. fl.O. McCle/lan and W Stober «ds                                     41

   FACTORS INFLUENCING  THE  EMISSION OF  VAPOR AND  PARTICULATE PHASE
   COMPONENTS FROM DIESEL ENGINES

   DENNIS SCHUETZLE
   Ford Motor Co Research Staff, Scientific Research Lab.-S306l,
,   Box 2053,  Dearborn, MI 48121, USA
   JAMES A.  FRAZIER
   National   Research  Council,   National  Academy   of   Sciences,
   Washington, D.  C. 20418, USA.

   INTRODUCTION (1-10)
      Vehicle  emissions  are  comprised   of  thousands  of  chemical
   components.   However,   only  a  small  percentage  of  these  many
   compounds   have   potential   toxicological   significance.    The
   probability  for identification  of  the  most  biologically  active
   compounds  presents an  enormous,  if  not an  impossible  task.   An
   equally difficult task is to make a quantitative assessment of the
   human health risks associated with exposure to these chemicals.
      Considerable  progress has  been made during  the past  several
   years in the identification of several  chemicals with significant
   mutagenic  activity in diesel  exhaust.   Approximately 40%  of  the
   total mutagenicity (TA98  strain)  of  diesel  particulate extracts
   can  be  accounted  for  by  several  nitrated  polynuclear aromatic
   hydrocarbons (nitro-PAH).  Much  of this progress  has  come about by
   the use of an  analytical  tool  called  "bioassay  directed chemical
   analysis"  which  is  a  combination  of  short-term  bioassays  and
   chemical analysis  (1).   Some of the mutagenic  nitro-PAH have also
   been  found to  be carcinogenic  in  animal  tests  as reported by
   others in this volume.
      In 1983 the U.S. National Academy of Sciences (NAS)  initiated a
   study on   the  "Feasibility  of Assessment of Health  Risks  from
   Vapor-Phase  Organic  Chemicals  in  Gasoline  and Diesel  Exhaust"
   (2) .   In that  study  several organic  chemicals,  identified in the
1   vapor phase,  were  selected  as  based  upon  the availability  of
   toxicological and  epidemiological information.   This  information
   was used in making quantitative and qualitative assessments of the
   human health risk  associated with exposure to  each chemical.   The
   purpose  of this paper is to summarize  the results of the NAS study
   and extend it to include recent emissions data  on chemicals in the
   gas-phase and particulate-phase as given in Table 1.

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42
SELECTION OF CANDIDATE COMPOUNDS
   Table  l  lists the candidate  compounds chosen  for  this study.
The choice  of these compounds  was based upon  1) .  how represent-
ative these  candidate  compounds are for  other  components emitted
in vehicle exhaust,  2).  the  availability  of emission rate data as
a  function  of operating conditions  and aromaticity of  the fuel,
3). the availability of  emission rate  data for light-duty diesel,
heavy-duty  diesel,  and   gasoline  engines  from  various  manu-
facturers, 4). the reliability of the emissions data as determined
by  the   analytical  protocol   (e.g.  minimization  of   artifact
formation),  5) .  the availability  of data  to  determine compound
distribution between the particle and gas phases after atmospheric
dispersion, 6). the potential to undergo  atmospheric reactions to
form  reaction  products  of  toxicological  significance,  7). the
reliability  of  models  to  determine  exposure  levels,  8). the
availability   of   relevant   toxicological   data,  and  9) . the
availability of biomarker  (e.g.  measurement of chemical adducts in
blood) to determine actual levels of exposure.
   Table  1  lists the sixteen compounds chosen  as candidates for
risk  assessment  studies  as based  upon  these  nine criteria.  Some
of the  compounds listed  in  this  table were chosen because they
represent a  particular class of compounds.   For example, a number
of quinone derivatives of  PAH have been identified in vehicle and
ambient air  particulates  (3,4).  The relative  proportion of each
quinone is  dependent on the degree  of  oxidation, reactivity, and
abundance  of each  PAH  species.   Since 9,10-anthracenequinone is
one   of   the most   abundant PAH-quinones,  we  chose  it  as   a
representative   compound.    There  are   possibly  hundreds   of
nitrated-PAH  derivatives  in  vehicle exhaust;  1-nitropyrene being
one of  the most  abundant  species  (5).   The  dinitropyrenes  (1,3;
1,6;  1,8)  are formed from further nitration of the 1-nitropyrene
and   are   present  at  approximately   1%   of  the  1-nitropyrene
concentration.    Therefore  we   have  used  1-nitropyrene  to  be
representative of the dinitropyrenes and other nitro-PAH.  Similar
arguments can be made for  the other species.

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                                                                43
TABLE 1

CHEMICALS CHOSEN AS CANDIDATES FOR RISK ASSESSMENT STUDIES
Gas-Phase
CO
N°x
formaldehyde
propylene
benzene
toluene
Gas and Particle Phases
anthracene
pyrene
fluoranthene
2-nitrofluorene
Particle Phase
benzo( a) pyrene
benz o ( e ) pyrene
9, 10-anthracenequinone
9-fluorenone
1-nitropyrene
2 -nitropyrene
FACTORS THAT INFLUENCE EMISSIONS
   The emission rates  of the candidate compounds from exhaust are
dependent upon  a  large  number  of factors  including engine type,
operating conditions and fuels.  The purpose of this section is to
critically  review  several  studies  on this  subject  including  a
recent  Coordinating  Research  Council  study   (6)   undertaken  at
Southwest Research  Institute.   This study  examined the influence
of  several   factors on  the  emission  of  four  of  the  candidate
compounds,    pyrene,     benzo(a)pyrene,     benzo(e)pyrene    and
1-nitropyrene  as  well  as  total sample  mutagenicity  for diesel
exhaust.  Particulate  samples were collected  from four different
vehicles using a  variety of fuels and operating conditions.   The
following  analyses  were made  on the data  generated  from  that
study.
   The  results  of  eight  tests  on the effect  of  engine type and
make on PAH are given  in Table  2.  The emission rates of the four
compounds mentioned above  varied  by  a factor  of  three.   The
mutagenicity  of  the  total  exhaust  particulate  extract material
varied  from  0.8  to 1.3  x 10+6  rev./mile for  TA98 strain without
activation  (-S9)  and  0.5 to  0.7  x 10+6 rev/mile  for  TA98 strain
with  activation   (+S9).   These  results are  comparable to those
reported previously for several of light-duty diesel vehicles (1.0
x 10+6 rev./mile (-S9)  and 0.4 x 10+6  (+S9)) (7).

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44
TABLE 2

EFFECT OF ENGINE TYPE AND MAKE ON EMISSIONS*
Emissions Rate
Vehicle Tvoe
Oldsmobile
Pyrene (ug/mi )
BaP (ug/mi)
BeP( ug/mi)
1— NP (jjg/mi)
Mutagenicity
(rev./mi/lO*6)
TA98(-S9)
TA98(+S9)

1
2
3

1
0
39 -t—
.3 +-
.3 +-
.0 +-

.0 +-
.5 +-
16
0.9
1.2
1.0

0.4
0.2
Mercedes
62 +-
1.9-1—
5.1 +-
7.8-1—

1.3-1-
0.7 -t—
15
0.1
0.2
2.2

0.3
0.2
Volkswaaen
29
1.6
3.0
1.8

0.8
0.6
-1 —
H —
-1 —
-(•—

-1 —
T™
15
0.2
0.4
0.9

0.3
0.2
Peuaot
24
0.6
1.3
3.8

0.8
0.5
H —
-1 —
H —
+ -

+ -
-I'-
ll
0.1
0.4
1.4

0.2
0.1
"Duplicate tests for each vehicle run on four different fuels
at 22% aromatic composition.

   Table  3  shows  that the  emission of  PAH and  total mutagenic
species are increased by a factor of 3-4 when the fuel aromaticity
(e.g. benzene,  toluene content)  is  increased  from  22%  to 55%.
These  results are  consistent with  those  of Gross  (8),  Candelli
(9), and Hare  (10)  for studies  of  fuel aromatic content on  BaP in
gasoline engine emissions.
   The 22% and  55% aromatic fuels  contained 2-24 and 2-60 mg/1 of
pyrene,  respectively.   The amount  of   pyrene  in  the particulate
emissions was  not  related to the fuel pyrene content, which shows
the  primary  source is  formation in combustion  and not the  amount
present in unburned fuel in the exhaust.
   Fuel aromaticity has no effect on the emission of 1-nitropyrene
(1-NP) .   These data indicate that  some NOX  species  such as HN03
and not pyrene is  the  limiting factor  in the chemical formation of
1-NP.  Further work will be needed  to determine  if the emission of
other nitro-PAH species follows the trend of the 1-nitropyrene.
TABLE 3
EFFECT OF FUEL AROMATICITY ON EMISSIONS AND MUTAGENICITY*
Emission Rate
Pyrene (;ag/mi )
Benzo (a) pyrene (ug/mi)
Benzo(e) pyrene Qug/mi)
1-Nitropyrene (;ug/mi)
Mutagenicity (rev/mi/10+6)
TA98 (-S9)
TA98 (+S9)
Fuel
22%**
39 V- 18
1.3 +- 0.5
3.0 +- 1.1
4.1 +- 1.9
0.99 +- 0.35
0.61 +- 0.18
Aromatic itv
55%**
125 +- 39
7.1 +- 3.6
10.3 +- 4.1
3.7 +- 1.6
2.9 +- 0.80
2.1 +- 0.49
 Duplicate tests for four vehicles run on standard timing.
**Four different fuels were used for each group of tests.

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                                                                45

Table 4 presents data which demonstrate  the effect of engine
operating conditions on  emissions.   Changes in engine timing have
little effect on the PAH emissions  but both the 1-nitropyrene and
mutagenicity increase by several times.  These increases correlate
directly with the increase in NOX emissions.
   In our  laboratory we  have found that engine  load  has the most
significant effect on the emission of PAH and PAH derivatives.  An
increase of engine load results in reduction of PAH and mononitro-
PAH relative to the partially oxidized PAH derivatives (11).
TABLE 4
EFFECT OF ENGINE OPERATING CONDITIONS ON EMISSIONS*
Emission Rate          	Engine Conditions	
                         Ret. Timing Std. Timing Adv.  Timing
Pyrene ()ig/mi)             31 +- 20    39 +- 18     35 +- 22
Benzo(a)pyrene (>jg/mi)    1.7 +- l.l  1.3 +- 0.5   1.5 +- 0.6
Benzo(e)pyrene (ug/mi)    3.6+- 2.1  3.0 +- l.l   4.2+- 0.5
1-Nitropyrene (ug/mi)     2.3 +- 0.5  4.1 +- 1.9  15.5 +- 7.7
NOX (g/mi)               0.9 +- 0.02 1.0 +- 0.01  1.3 +- 0.10
Mutagenicity (rev/mi/10+6)
      TA98 (-S9)         2.2 +- 1.6  3.4 +- 1.5   6.4 +- 2.7
      TA98 (+S9)         1.0 +- 0.5  1.8 +- 0.7   2.5 +- 1.1
"Duplicate tests for two different vehicles
   Emissions data were compiled to determine  if  the ratios of PAH
concentrations could be  used to distinguish diesel emissions from
other  sources  of  vehicle  emissions.   The  only  emissions  data
compiled  was from  1979  and  later  model vehicles,  where  samples
were  collected  after  dilution.   Table  5  summarizes data  on the
concentration    ratios     for    four     of    the    candidate
compounds.  Fluoranthene  and pyrene  are produced  in  nearly the
same  quantities,   irrespective  of  engine  type  and  make,  engine
timing, and  fuel.   These results indicate that chemical formation
and degradation of these two species  are  similar.   Approximately
twice as much BeP is emitted as BaP for LDD, HDD and LDG-catalyzed
vehicles, irrespective of engine  timing and fuel.     However, BeP
and BaP  are  emitted in  nearly  equal  quantities for non-catalyzed
engines  (1.3) which is  comparable  to BeP/BaP ratios  for  roadway
soil and tunnel particulates.
   The ratio of pyrene/BaP  is approximately ten times greater for
diesel engines than it is for gasoline engines.  This ratio may be
used  to  fingerprint the fractional  contribution  of gasoline  to

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46
diesel  particulate   matter  in   ambient  air.   The   ratio  of
pyrene/1-nitropyrene  is  dependent  upon  the  engine  type varying

from  10  for light-duty  diesels to  56  for gasoline  engines with
catalysts and 102 for gasoline engines without catalysts.

   PAH ratios  are compiled  also for particulates  collected from
vehicle tunnels and roadway soil.  The average ratio of pyrene/BaP

(1.5) was  similar to that of vehicle  particulates collected from
gasoline engines  (without catalyst) .  The  contribution of diesel

emissions  to the  roadway or tunnel samples using  these limited
results appears to be minimal .

   We  have  found that  the compounds  9 ,10 anthracenequinone and

9-fluorenone  are  two of  the  most abundant  PAH derivatives  in

vehicle exhaust and  ambient air particulates.  The concentrations

of   these   compounds   are   dependent   upon   engine    operating

conditions.   We   recommend  that routine  monitoring  of  these two

compounds  be  undertaken  to establish  their   concentration and

source in ambient air samples.
TABLE 5

RATIOS OF PAH IN  PARTICULATES OBTAINED FROM A NUMBER OF VEHICLE
SOURCES
       Sample Source
Light Duty Diesels (LDP)

Table 3, this report
Reference 7
Reference 12
Reference 13
Reference 14
Reference 14
Reference 15
  Average

Heavy Duty Diesels
                             FLU/PYR PYR/BAP BEP/BAP PYR/l-NP
Reference 16
Reference 16
  Average

Light Duty Gasftline (LOG)

Reference 14
Reference 17           •
Reference 18
Reference 19
  Average
0.8
1.3
1.3

1.3
1.0
1.1
0.7
0.8
0.8
0.9
1.4
 -
1.1
 30
 44
 42
 24
 30
 20
 £1
 30
 12
 34.
 23
 2.5
 1.6
11.7*
 1.3
 1.8
2.1
 -
4.3
3.0
 -
2.2
l.l
2.5
1.6
2.0_
1.8
l.l
1.5
_^_
1.3
                                                        10
                                                        12
                                                        10
                                                        22
                                                        22.
                                                        22
                                                       no

                                                        95
                                                       102

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                                                                47
TABLE 5  (continued)
	Sample Source         FLU/PYR PYR/BAP BEP/BAP PYR/l-NP
Light Duty Gasoline (LOG)-catalyst
Reference 16                   2.9*    2.0     3.0
Reference 17                   1.2     1.6     1.8      62
Reference 19                           3.3              50
Reference 20                   1.0     2.0     2.0      -
  Average                      1.1     2.2     2.3      56

Tunnel and Roadway Samples
Roadway soil (Toronto) (21)
Roadway soil (England) (21)
Baltimore Harbor Tunnel (21)
Caldecott Vehicle Tunnel (21)
Average
1.1
1.0
0.8
1±1
1.1
1.4
1.9
1.7
0.8
1.5
1.0
1.0
1.0
0^2
1.0
-
-
-
-
•"
 values not used in average

COLLECTION OF A REPRESENTATIVE SAMPLE
   Since  the  discovery  of  nitrated-PAH  in  vehicle  emissions,
research has  been  undertaken to determine  if  these compounds are
formed in exhaust or as a result of the combustion process.
    A  number  of  studies  (22,23)  have  been  undertaken  in  our
laboratory and  others that demonstrate  conversion of particulate
phase components can occur during sampling.  Several investigators
have shown that  some  loss of PAH occurs during sampling resulting
in the formation of PAH derivatives.   However, this phenomena can
be controlled by adequate air dilution ("10/1) and short sampling
times  (1 Federal  Test Procedure (FTP)  cycle).  Bradow (24) found
that  the concentration  of  1-nitropyrene  was  not  affected when
particulates from  a light-duty diesel engine were sampled through
a denuder which  reduced NO2 and  HNO3  by 80%.   These findings have
been confirmed by the work of Lies and Klingenberg as described in
this volume.
   The ratio  of  pyrene/BaP and  BeP/BaP increases by  at  least 3^
times when  7 ppm  N02 is added  during dilution tube  sampling of
light-duty   diesel  exhaust   (13)    (Table  6) .     An  important
consideration  is the  amount  of  HN03 present  in the  N02  as  an
impurity.  These data  confirm  that  BaP  is much more reactive than
either pyrene  or  BeP and  that  these ratios  can be  used  as  an
indicator   of   whether    or    not   chemical   reactions   have

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48
occurred. Several  other  studies  have  shown  that  BaP   is  more
reactive that BeP or pyrene (25).
TABLE 6
RATIOS OF  PAH IN VEHICLE  PARTICULATES AS A  FUNCTION OF SAMPLING
TIMES AND CHEMICAL CONVERSION
   Sample Source  (ref.)
FLU/PYR PYR/BAP BEP/BAP PYR/l-NP
Vehicle Particulates  (aged or reacted)
HDD (26) (SRM1650)
LDD (13)
LDD + 7 ppm N02 (13)
LDD + 24 ppm N02 (13)
Used motor oil (27)
1.2
1.3
1.6
1.5
0.7
39
20
760
710
19
4.8
2.2
>99
>67
4.8
14
-
-
-
—
    Hayano  (28)   and  Kittleson  (29)  have  undertaken  studies to
directly sample  exhaust from a combustion  chamber.   Hayano found
that the  concentration of PAH  in the combustion  chamber was 200
times  as  high as those  in the exhaust gas.   This study suggests
that the  PAH  were  produced during  combustion  in the combustion
chamber  and  decomposed during  the  exhaust  process.   Kittleson
found  that  1-nitropyrene  is  formed primarily during the expansion
stroke and/or in the exhaust manifold.
PARTICLE/GAS PHASE DISTRIBUTION
   The distribution  of  the emissions between the gas-and particle
phase  is  determined  by  the  vapor  pressure,  temperature  and
concentration  of  the  individual  species.   The partitioning of
constituents  between the  particulate- and  gas- phases  have  been
measured by several  investigators  (2,30-33).  Based upon this  data
an empirical  relationship was derived for  the  boiling point and
the particle- to gas-phase partition coefficient  (P/G)  for several
compounds  of  different  molecular weight.   It  was  found  that a
linear relationship  exists between boiling  point for the various
PAH  compounds  and the  aliphatic  hydrocarbons as  shown in  Figure
1.  This relationship was used in  our  study  to calculate gas-phase
emission  rates  for  three  of the candidate  compounds  from the
particulate- phase emission rates  (Table 7).

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                                                                     49"
TABLE 7
PARTICLE TO GAS  PHASE DISTRIBUTION  (P/G)  VALUES FOR THE CANDIDATE
COMPOUNDS

Compound
anthracene
pyrene
fluoranthene

MW
211
202
202
Distribution
Factor (P/G)
0.05
0.75
0.75
    Van  Vaeck  et   al.,  (34)   and  others  have  shown  that  the
distribution  of particle to gas-phase components  increases as  the
temperature  decreases    but   the  magnitude   of  this  effect  is
difficult to assess in greater detail  without additional data.
               1.8 r-
               1.6 -
            a
            w
            i
            cc
            o
            5
            O
            o
               1.2
               1.0
               0.8
               0.6
               0.4
               0.2
               0.0
Boiling Point        300
MW (PAH compounds)  160
MW (hydrocarbons)
320
170
340
180
360
190
380
200
400
210
420
220
440
230
460
240
258 270 282 296 308 320 332 344 356 368 380 392
Figure  1 (  • ref.  7;  0 ref.  13;  • ref.  30)

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50
EMISSION LEVELS FOR CANDIDATE COMPOUNDS
   A number  of studies have been undertaken  during the past five
years to determine emission levels for a wide variety of vehicles.
Emission levels for the sixteen candidate compounds, mutagenicity,
and  total   particulates  from   (1980-1985)   light-duty  diesel,
heavy-duty diesel,  gasoline engines  (with  catalyst)  and gasoline
engines  (without  catalyst,  1973-1981) are  summarized  in Table 8.
The  emission  levels  from  all pertinent  literature  sources are
given as an average  of all values.   These  tabulated  values can
serve as a basis for semi-quantitative studies of exposure.
TABLE 8
A SUMMARY OF EMISSION LEVELS FROM  CURRENT  (1980-1985)  DIESEL AND
GASOLINE ENGINES  (FTP CYCLE ONLY)
Parameter
Gas-phase  fq/mil
CO
NOV
                     HDD
                 10(36,23)
                  8(35)
                 28(35)
                                LDP
3(37)

1(37)
             Gasoline Car
                                         No Cat.
15(39)
 4(38)
                                                    Catalyst
                                                       5(35)
2(35)
Gas-phase
formaldehyde
propylene
benzene
toluene
                              20(39)
                              24(39)
                  11(40)
56(39)
230(40)
162(39)
215(40)
4(39)
18(40)
13(39)
32(40)
Gas-ohase  fug/mi)
           /
2-nitrofluorene
anthracene
pyrene

fluoranthene
-
8960(37)
1580(37)
1580(41)
1240(37)
90(7)
2100(37)
380(37)
1130(41)
300(37)
910(7)
-
3200(37)
580(37)
200(41)
450(37)
300(18)
                                                    60(37)

                                                     9(37)

                                                     7(37)

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                                                                5!
TABLE 8  (cent.!
Parameter
Particle-phase
anthracene
pyrene
fluoranthene
2 -nitrof luorene
1-nitropyrene
benzo( a) pyrene
benz o ( e ) pyrene
Other Emissions
Total Part.
(mg/mi)
Total Ext.
(mg/mi)
Mutagenicity**
(rev./mi/icr6)
TA98 (-S9)
TA98 (+S9)
HDD
(ua/mi)
439(37)
1182(37)
933(37)
-
45(37)
54(37)
142(41)
64(37)

1660(7)
1490(35)
301(7)
335(35)

0.37(7)
0.33(7)
LDD
105(37)
284(37)
848(7)
284(41)
39*
224(37)
683(7)
933 (41)
97(7)
11(37)
4*
13J37)
3(41)
34(41)
15J37)

394(7)
607(35)
198(7)
124(35)

0.95(7)
0.99*
0.36(7)
0.59*
Gasoline
No Cat. Cat.
160(37)
431(37)
150(18)
19(35)
47(39)
340(37)
225(19)
224(41)
-
0.3(37) <0
0.2(35) 0
20(37) 0
5(39)
2(42) 0
15(35)
23(37) 0
3(39)

99(7)
103(35)
16(7)
21(35)

0.10(7)
0.15(35)
0.22(7)
0.26(35)
Car
( 3 -wav )
3(37)
7(37)
10(35)
26(39)
5(37)
-
.1(37)
.2(35)
.4(37)
.1(42)
3(35)
.4(37)

18(7)
32(35)
10(7)
14(35)

0.05(7)
0.04(35)
0.07(7)
0.08(35)
 Table 3, this report  (22% fuel aromaticity)
**Mutagenicity values  given in Table 8  of Ref.  7 should  be  given
as rev/Jon x 10"' instead of rev/Jon.
ATMOSPHERIC REACTIONS
   Several  of  the  compounds  listed  in  Table   1   may  undergo

atmospheric conversion  to  potentially hazardous products that  may
have significant  toxicological  importance.   Nitrogen  oxides  (e.g.

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52

NO3, N205) ,  03  and free radical  species  (e.g.  OH,  NO3)  can react
with   gas-phase  hydrocarbons   (e.g.   propylene)   and   aromatic
hydrocarbons  (e.g.  toluene,  anthracene, pyrene,  fluoranthene and
BaP)   to   produce   nitrated,    peroxynitrated  and   oxygenated
derivatives.   These  six  candidate compounds were  chosen because
they  are  representative  of  the  types of  compounds in vehicle
exhaust  which  could undergo • atmospheric  transformations.   The
chemistry  and identification  of  these reaction products have been
summarized recently by Finlayson-Pitts  and Pitts  (43) and Atkinson
(44).
    1-Nitropyrene  is  one  of  the  more predominant nitrated-PAH
compounds  in vehicle exhaust.  There  is  no significant  formation
of  this  compound in the atmosphere.  In addition, this compound  is
relatively stable  (45)  and therefore could serve as a good tracer
for primary  combustion sources, especially vehicle  sources.
    2-Nitropyrene   (2-NP)   has been  identified  in  ambient  air
particles  but  not  in vehicle emissions  (46). .  This  compound  is
formed in the  atmosphere  from the gas-phase  reaction  of the  OH
radical  in the  presence of NOX  with pyrene  (47)  .   In conclusion,
2-NP could be used as a good tracer for determining the degree  to
which  gas-phase  species  have   been   chemically  converted  into
particle-phase  components.  The concentration ratio of pyrene/2-NP
in  the particles could be used for  this purpose.
    Table 9 lists some ratios of PAH concentrations  obtained from a
number of  ambient air  particulate sources.  These ratios can  be
used to  estimate  the relative contribution of  vehicular  emissions
to  PAH in ambient air particulates  and  the stability of the PAH  in
these  samples.
    The fluoranthene/pyrene ratio  is  nearly  constant  for ambient
air ("1.2  average  for all  sites)  and combustion  emission  ("1.1
average) particulates, irrespective of  their  source.  Since pyrene
is  more  reactive  than fluoranthene (25)  it would appear that PAH
are stable once they  are absorbed on particulates.
  The  BeP/BaP  ratio shows  little variation  ("1.9  average)  for
ambient  air  particulates,  irrespective  of  the  sample source.
However,   this   ratio   varies    for   particulates   emitted  from
combustion sources.   As discussed previously, BaP is more  reactive
than  BeP but the  BeP/BaP shows  little variation  in ambient air
samples.   Thus  it  can be concluded that once the PAH are  absorbed
on  particulates they  do not undergo any significant degradation  in

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                                                                53

the atmosphere.  Two  of  the samples,  NBS-SRM1648 and NBS-SRM1649,
were collected  over periods  of several hundred hours.   However,
the  PAH  ratios  are  not  significantly different  from  samples
collected for  24  hours or  less.  The  samples  collected in Norway
were transported from other parts of Europe and  therefore had 2 or
3 days  to  undergo conversion.  However, the  pyrene/BaP ratios in
these  samples   did  not  differ much  from  those for  other  rural
samples.
    The data for pyrene/BaP ratios presented in  Tables 5 and 9 can
be used to determine the relative contribution of diesel emissions
to PAH  in ambient air particulates.  The average pyrene/BaP ratios
for  LDD  and  HDD  vehicles  averaged  30  and   23,  respectively,
compared  to 1.8-2.2  for gasoline  powered vehicles,    while the
ratio  for  all  urban  samples averaged  1.7.   It can be concluded
from these  data that the diesel  engine has had little impact on
the  concentration  of  PAH  particulate  species  in  U.S.  urban
environments.   The  ratio of pyrene/BaP for European urban samples
is  2.6  which   would be  consistent  with  the   higher proportion
(compared to the  U.S.)  of diesel vehicles.   The higher values of
pyrene/BaP  for  rural  locations (4.1)  may be  due to contributions
from other sources such as wood smoke.  Based upon the analysis of
PAH ratios in atmospheric samples, it appears that most of the PAH
found  in U.S.  urban  particulates originate predominantly  from
light- duty  gasoline  (LOG)  vehicular  sources as based upon the
ratios  of  fluoranthene/pyrene, pyrene/BaP, and  BeP/BaP for  U.S.
(1.0, 1.7 and  2.0,  respectively)  compared to these  ratios in LDG
particulates (1.1,  2.0,  1,8,  respectively), assuming a 1/1 mix of
catalyst and non-catalyst vehicles.   However, these observations
need  further validation  since our  data base   for  other  primary
emission sources (Table 9) is limited, and data  on PAH ratios were
not  available.   For  instance,  reliable PAH emission  values  from
residential oil burning sources were not available.
TABLE 9
RATIOS OF PAH CONCENTRATIONS OBTAINED FROM A NUMBER OF AMBIENT AIR
PARTICULATE SOURCES
    Sample Source fref.l      Flu/Pvr Pvr/BaP BeP/BaP Pyr/l-NP
Air Particulates (urban)
Europ_e
Germany (48) (5 sites)         1.6     3.9      2.0
Goteborg, Sweden (49)          1.1     2.1      2.1

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54
TABLE 9 (cont.)

    Sample Source (ref.)     Flu/Pyr Pyr/BaP BeP/BaP Pvr/l-NP

Denmark (50)                   0.9     2.2      1.0      140
Sweden, urban  (49)             1.0     2.3      2.1
   Average                     1.2     2.6      1.8


United States

Wash. D. C. (NBS-SRM1649)(51)  1.1     2.4      1.3       75
St. Louis  (NBS-SRM1648)(51)    1.2     2.4      1.7
Los Angeles (12)               1.0     1.0      2.4
Los Angeles (52)(3-41)         1.4     1.9      2.6
Los Angeles (53)               0.7     1.0      2.0
Detroit (54)                   0.8     1.7       -
   Average                     1.0     1.7      2.0

Air Particulates  (rural1

Baltic Sea  (48)                1.9     6.3      2.8
England/Scotland  (55)(2 sites) 1.3     3.3      1.2
Norway (55)(2 sites)           1.2     2.6      1.3
Midwest, Northeast(52) (3.-20)   1.5     4.3      1.9
  Average                      1.5     4.1      1.8

Other Sources
Power plant-coal (56)
Coke oven (57)
Wood Smoke (58)
Wood Smoke(58) (reacted)
Wood Smoke (59)
Carbon Black (60)
Coal oven
(Heinrich, this volume)
Aluminum smelter (61)
Average
1.6
1.0
1.1
1.1
1.4
0.6

1.4
1. 6
1.2
3.0
1.0
-
-
6.9
2.2

2.8
0.8
—
-
0.7
-
-
6.9
0.8

0.7
3.0
—
-
-
-
-

-

-
-
—
ESTIMATION OF EXPOSURE LEVELS

   There  are  many existing models  for  describing exposure  levels

(2, 62-65).   The  annual  mean concentration of gas and  particulate

phase components  in a selected location can be estimated  by  tracer

or surrogate  models  (2,  62).   The model uses CO as the tracer  for
gas-phase  components and  assumes that,  under  similar dispersion
conditions, the proportionality  between the ambient  concentration
of CO  and the emission  rates of carbon  monoxide  and the subject
nonreactive airborne  species  is  similar for all chemical species.

The  emission  levels  presented   in Table  8  can  be  used  in  a
comparative way   to  determine the  relative  impact  of  diesel  and
gasoline  engine   emissions if  information on  the  proportion  of

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                                                                55

vehicular types in a particular area  is known.

TOXICOLOGICAL DATA
   Several of the  candidate  compounds were chosen on the basis of
current   knowledge  or   interest  in   the  area   of   potential
toxicological   effects.    These   compounds   include   CO,   NOX,
formaldehyde, propylene,  benzene,  2-nitrofluorene,  benzo(a)pyrene
and 1-nitropyrene  (and the  dinitropyrenes).  Several studies have
been  undertaken by  the  MAS and  others and  their  findings  are
summarized as follows:
   Carbon  Monoxide -  CO exposure can cause  acute and  chronic
effects  on   susceptible  populations   (66,67).     CO   binds  to
haemoglobin  in  the blood with  an affinity  200-250  times  greater
than  oxygen  thus  affecting  the  capacity  to  oxygenated  body
tissues.   Because  of  this  greater  affinity  for  haemoglobin
binding, CO  releases  slowly  and consequently incremental doses of
CO from different exposure sources are additive.  Individuals with
intermittent  claudication,   cardiovascular   problems   (angina),
emphysema, asthma, sickle cell anemia, and other diseases that may
cause reduced oxygen  tension in the blood,  have an increased risk
due to CO exposure.
   NOX - NO2  is the major NOX species on which most toxicological
studies  have   been  undertaken   (68).    Studies  of   short-term
exposures  of   firemen  have  shown  increased   airway  resistance,
decreased   pulmonary   diffusion   capacity,   increased   alveolar
arterial partial oxygen pressure difference and conditions such as
diffuse  pneumonitis.   In most  epidemiological studies  there are
other pollutants present and their combined effects are  impossible
to  separate  from  those of  N02.    There  is a time  dependent
continuum of effects ranging from mild reversible and irreversible
effects   in  pulmonary   function  to  more   severe   short-term
substantial  chronic  tissue  damage,  functional  impairment  and
aggravation  of  other  disease  processes.   Reported  results  of
epidemiologic  studies  in  children  are  increased  incidence  of
respiratory  disease  (upper  and  lower),   greater  incidences  of
bronchitis,  and adverse  effect  on  specific  airway conductance.
Persons  who might  be operating  at  or near  the limit of  their
pulmonary  functional  capacity  or sensitive persons,  asthmatics,
might experience chest tightness or wheezing.
   The U.  S.  Environmental  Protection  Agency   (EPA)   standard  for

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56

atmospheric concentrations  is 0.053  ppm annually.  A  short-term
exposure standard is currently being considered by EPA.
   Formaldehyde - There have been numerous studies of the irritant
properties  of  formaldehyde  showing  that  the eyes,  respiratory
tract, and  skin  are  the  organ system predominantly affected (69).
Formaldehyde   has   been  shown   to  be  mutagenic  in  several
nonmammalian test systems, such as microorganisms and insects,  but
negative in the Ames test and there have been conflicting findings
in mammalian  test  systems.   Similarly,  the results of  long-term
experimental  studies in  animals  on  the carcinogenic  effects of
exposure  to   formaldehyde   have  been   brought   into   question.
Although  some  experimental  studies  have  shown  nasopharyngeal
carcinoma in  animals,  other  studies  have not shown these effects.
There  are  people known  to  be sensitive  to formaldehyde exposure
who  do react  adversely  but  there are  no systematic  studies of
them.   At  present,  the  irritant  effects appear  to be  the most
sensitive responses to formaldehyde exposure.
   Benzene  -  Benzene  has  been  designated as  a  "hazardous  air
pollutant"  by EPA  and  a  "toxic air contaminant" by the California
Air  Resources  Board.    Based  on human  epidemiologic  evidence,
benzene  exposure  is associated  with an increased  incidence of
certain forms of leukemia,  as well  as a variety of other cancers
(70).  The  lowest average concentration  of benzene vapor reported
to have been  associated with human leukemia and aplastic anemia  is
1 ppm and  5 ppm, respectively.   There is an increasing amount of
evidence  that  indicates latent  diseases  such  as  cancer,  birth
defects, and  genetic disease  may be initiated by alterations in
cellular DNA  resulting from benzene exposure.  A number of studies
have  shown that benzene is  not  mutagenic  in  bacterial systems.
Benzene has not been  shown to be teratogenic at  doses that  are
feto-lethal.
   2 -Nitrof luorene   -   This   compound   has  been   found   to   be
carcinogenic   for  subcutaneous   exposure  to   rats  (47%  tumor
incidence). it was found to  induce a high incidence of papillomas
and  carcinomas  of  the forestomach and it is carcinogenic in rats
when  administered  either in food  or  painted on the skin  in a 2%
acetone solution.   More tumors were induced  by  skin application
than by ingestion in the food  (71).
   Benzofaloyrene -  The  1983 IARC (72)  report concluded that BaP
is  carcinogenic and  teratogenic  in  mice;  the induction  of aryl

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                                                                57
hydrocarbon hydroxylasa activity in fetuses is an important factor
in  determining these two  effects.   Also,  reactive electrophiles
are  formed  in the metabolism  of BaP that  are  capable of binding
covalently to  DNA, however,  the importance of this finding is not
known at this time.
   In short-term bioassays, BaP is active in bacterial DNA repair,
bacteriophage induction and bacterial mutation; it  forms mutations
in  Drosophila elanogaster.   It  was found to be  active  in DNA
repair, sister chromatid  exchange,  chromosomal aberrations, point
mutations and transformations in mammalian  cell cultures.  BaP was
active  in chromosomal  abberation,  sister chromatid exchange, DNA,
sperm abnormalities and in the somatic specific locus  (spot) test.
   A    1983  NRC  study  showed  several  metabolic  sites  on the
molecule where epoxides could  be formed.   The primary precursor
implicated  was the 7,8-diol which  in the  second round forms the
highly  electophilic 7,8-diol-9,10-epoxide.
   BaP  may  not be the best indicator of  the biologic effects of
other   PAH,   however,   the  literature   on  this  compound  is
considerably more voluminous than that on other PAH.
   1-Nitropvrene  -  This  compound  has  been  found to be  a weak
carcinogen   in  rats   (73).    The   dinitropyrenes   are  active
carcinogens as described by Tokiwa  et al.,  Sato et al, King et al
and Odagiri et al in this volume.

RISK ASSESSMENT
   At  this  time there is  sufficient information  on  the sixteen
candidate  compounds   to   begin  applying  semi-quantitative  and
comparative  risk assessment models.  However, we  recommend that
biomarker  techniques  need  to  be developed  for  several  of the
compounds to determine actual exposure.
   Mutagens and  cancer initiators act directly or  are metabolized
to electrophilic reagents.   At the  molecular level these react in
a random fashion, with probabilities determined by  reaction
kinetics laws, with nucleophilic centers (mainly S, N and O atoms)
in tissues.  The degree of chemical change  (e.g. alkylation) could
be demonstrated  to be  proportional  to exposure doses  (or absorbed
amount  per kg body weight) in proteins (74) or DNA  (75).
   Although  DNA is  the  biological  target in genotoxic  action,
haemoglobin (Hb)  is a better media  for monitoring or dosimetry of
electrophiles.  Since Hb has a life-span of approximately 4 months

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58

in healthy individuals, it can be used to determine the integrated
exposure  dose  during  that  period of  time.   In  addition,  it  is
relatively easy  to  obtain.   Amino-acid  adducts  are  more easily
determined and identified than DMA-base adducts.
   The  Advisory   Subgroup  on  Toxicology  (AST)   of  the  European
Medical  Research Councils  (EMRC) has evaluated  the  "Hb adduct
method"  and  concluded that it  gives relevant  information on the
formation of DNA adducts.
   Haemoglobin  adducts  have  been  used  to  monitor  exposure  to
alkenes  such as  propylene,  N02 and  approximately 50  carcinogens.
Work  is underway to study the effects  of vehicle  emissions  on
adduct formation  (76).
   Mass  spectrometric methods  are being developed which allow the
determination of  down to 1  ppb of a component in blood (76, 77) .
This  adduct  level could be  expected by  occupational  exposure  to
about 0.01 ppm ethylene oxide.  However, determination of  exposure
to  compounds  such   as  PAH  and  PAH-derivatives  will  require
detection  limits below  the  50 ppt  range,  a level which is not
currently attainable.
   Breath  analysis  is  a  technique, that  potentially can  indicate
the extent to which an  individual  has  been exposed to  gaseous
pollutants.  As  an example,  a  recent study has been undertaken to
help estimate exposure  to ambient air  levels of benzene (79).  in
some  cases it was  found that  the  level  of  expired  benzene was
greater  than  that of  the ambient air concentration.   It  will  be
difficult  to   quantitatively  determine  exposure   to  gaseous
pollutants using  this technique since  the dynamics of inhalation,
absorption, metabolism  and exhalation  are not well understood.

CONCLUSIONS
   A  number  of conclusions can be made  as a result  of the data
presented in this paper as follows:
  -Dilution  tube sampling  of  vehicle emissions  yields  reliable
  data  which  can be  used to estimate  ambient air exposure  levels
  to gas  and particulate phase pollutants.
  -Sixteen candidate  compounds have been chosen for detailed  study
  and gas-and  particle-phase emission  levels for these candidate
  compounds  have been  compiled  for  diesel  and  gasoline  powered
  engines.
  -The  concentration  of these  candidate  compounds  can  vary  by

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                                                                59

  several times, depending upon vehicle operating conditions.
  -PAH appear to be formed primarily as a result of the combustion
  process  and  not  due to  the content  of  unburned  fuel  in the
  exhaust.
  -An increase  in  fuel aromaticity results  in  increased emission
  of PAH and total mutagenicity.
  -The concentration ratio of pyrene to BaP in particulates can be
  used to  estimate  the contribution of diesel emissions to PAH in
  ambient  air  particulates.    It was  demonstrated  that  diesels
  contribute less  than 10% of the total  PAH found in  U.S. urban
  particulate matter.
  -The  chemical components  emitted  in the  particle  phase from
  vehicles  undergo  very  little  chemical   conversion  in  the
  atmosphere.
  -The  gas-phase components  of intermediate  volatility  (Cg-C16)
  may undergo significant  chemical  conversion to form particulate
  species of potential toxicological significance.
  -The  most  difficult  problem  associated  with the  toxicology
  studies  is extrapolation  of high-level exposure data to the low
  concentrations encountered in ambient air environments.
  -The measurement  of haemoglobin adducts  can  be used to measure
  long-term integrated exposure to  some gas-phase species such as
  propylene.  However, these techniques are  not sensitive  enough
  at this  time  to  measure  exposure to  trace components found in
  particulates  (e.g.,  PAH and PAH-derivatives).

ACKNOWLEDGMENTS
   We would like  to acknowledge the  assistance of  S. Baker,  B.
Goldstein,   H.  Cornish,  B.  Jaffe,   E.  Paulson,   J. Perrin,  J. Van
Ryzin,  R.  Schuetzle,  L.  Smith,  and  G. Witz  in  this  study and the
helpful comments of J. Butler, H.  Niki, W. Pierson and I. Salmeen,

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       LC/MS/MS, Analytical Chemistry,  In preparation

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                   Reprinted from Analytical Chemistry 1986, 58, 1060A.
Copyright © 1986 by the American Chemical Society and reprinted by permission of the copyright owner.

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Bioassay-Directed
Chemical Analysis
in Environmental
Reseach
               .
                 he im-
               lution on
           uding mutagenic
       enic effects, is a primary
    '.. Cancer is a generic term for
 'arious neoplastic diseases that can
occur many years after exposure to a
carcinogenic substance. The  best
means of eliminating cancer is to de-
fine precisely the nature of the carci-
nogenic chemical, mixture of chemi-
cals, or enhancing factors in the envi-
ronment that produce the cancer (1).
Bioassay studies in the early 1960s
showed that environmental mixtures
such as cigarette smoke and ambient
air particulates can cause cancer in
animals. Extensive studies were un-
dertaken to determine the chemical
components that could be responsible
for such an effect. It was found that
most environmental samples were
chemically complex and comprised of
thousands of chemical compounds
(2. .3). Identification of the most bio-
logically active compounds presented
an enormous if not an impossible task.
  During the mid-1970s several micro-
bial tests were developed that were
simple, cheap, rapid, and above all ge-
netically very well defined (4). The
bacterial reverse mutation test battery
in Salmonella as developed by Ames
et al. (5) provided a vast body of infor-
mation on the presence of genotoxic
activity not only in defined industrial
chemicals, pesticides, and cosmetics
but also in complex mixtures such as
air, water, and other complex sources
of pollutants. Although this test, and
others like it, were used to determine
the relative mutagenic potency for a
wide variety of environmental sam-
ples, such studies did not yield infor-
                                                     0003-2700/86/A358-1060$01.50/0
                                                     © 1986 American Chemical Society

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                                                                              Report
                                                                               Dennis Schuetzle
                                                                               Research Staff
                                                                               Ford Motor Company
                                                                               Dearborn, Mich  48121

                                                                               Joellen Lewtas
                                                                               U S Environmental Protection Agency
                                                                               Research Triangle Park, N C 27711
mation on which specific compounds
were primarily responsible for this ac-
tivity.
  The Ames tester strains were select-
ed so that types of mutations (e.g.,
frame shift vs. base pair substitutions)
can be distinguished. This informa-
tion, together with differential re-
sponses (e.g., with and without micro-
somal activation), can be used to pro-
vide information about the general
classes of chemicals causing the re-
sponse. More recently, new tester
strains that are sensitive to certain
classes of chemical mutagens have
been developed. For instance, strain
TA98NR (Rosenkranz nitroreductase
strain) is deficient in nitroreductase
enzymes and therefore gives a reduced
response to certain nitrated PAH
compounds. The magnitude of results
varies depending on the type of assay
used, as shown for diesel particles
in Table I. In addition, the contribu-
tion of an individual compound to
total fraction mutagenicity is depen-
dent on the type of bacteria used in
the assay. These differences make it
possible to apply these strains in a
diagnostic way. Because strain TA98
has been used most frequently for as-
says of environmental samples, we will
limit our discussion to its use in this
REPORT.
   It became apparent in the late 1970s
that these bioassays could be used in
combination with chemical fraction-
ation to greatly simplify the process of
identifying significant mutagens in
complex environmental samples, such
as diesel particles, petroleum and pe-
troleum substitutes, chemicals in
drinking water (6), and commercial
products (7). The use of short-term
bioassays in conjunction  with'analyti-
cal measurements constitutes a power-
ful tool for identifying environmental
contaminants. We have coined the
Tabtel. Dkect-Actfcigiyiirtag«Ticftyo
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   |      No
 „  ...
 Modify
procedure
           No
      Sampling

       t
      Extraction

       t
Preparative fractionation

       f
       Mass/
    mutagenicity
     recovery?

       W Yes
                    Mutagenicity
                       high?
   •      No
                       t
                      1 tract
                       t
                           Yes
                 Level 1 fractionation
procedure
                      Mass/
                    mutagenicity
                     recowry?
           No
                    Mutagenicity
                      high?
                           Yes
                 Level 2 fractionation
                   Mutagenicity
                      high?
                                     No
                                     No
                                     No
                           Yes
                 Chemical analysis

                       f

                    Mutagenicity
                      high?
                 Synthesize selected
                     isomers
                   Mutagenicity
                      high?
                           Yes
                    Compound
                    quantitation
               Percent contribution to
                fraction mutagenicity
               Percent contribution to
              total sample mutagenicity
    Figure 1. Protocol for bioassay-directed
    chemical analysis
                                               Marker
                                               compound

                                               Polarity

                                               Fraction

                                               Eluting
                                               Button
                                               time


1-Nitronaphthalene

Nonpolar
T
2
Hexane
1,6-Pyrenequinone
Moderately
polar
3-6


Polar
78 9
DCM ACN
M6^^r»
                                            Figure 2. Designation of nonpolar, moderately polar, and polar fractions using nor-
                                            mal-phase HPLC in the level 1 fractionation scheme
                            air particulate matter collected in
                            Washington, D.C.).

                            Extraction
                              Sequential extraction with increas-
                            ingly polar solvents, binary solvents,
                            and supercritical fluid extraction are
                            used to separate organic material from
                            particulates and other types of solid
                            environmental samples. A two-step
                            extraction process using methylene
                            chloride followed by methanol is effec-
                            tive for efficient recovery of mutagen-
                            icity and mass for several types of
                            combustion emission samples. Liquid-
                            liquid extraction using dichlorometh-
                            ane and diethyl ether is suitable for
                            extraction of mutagenic material from
                            heavily polluted waters. Adsorption of
                            pollutants on resins followed by sol-
                            vent elution is effective for concen-
                            trating organics  that are present in
                            low concentrations (17).

                            Preparative fractionation
                              A number of prefractionation and
                            preseparation techniques have been
                            developed to help simplify the analy-
                            sis of environmental samples. They
                            are usually applied on a preparative or
                            semipreparative scale to yield gram to
                            milligram quantities, respectively, of
                            samples. The two most widely used
                            techniques are chromatography on an
                            open normal-phase silica column to
                            separate groups of compounds on the
                            basis of polarity and separation of
                            compounds into acidic, basic, and neu-
                            tral fractions.
                              Early attempts to chemically char-
                            acterize the trace components in sam-
                            ple fractions proved to be extremely
                            difficult, and it was estimated  that
                            hundreds  of compounds were present.
                            However,  bioassay analysis helped  re-
                            searchers decide which fractions
                            should be studied in more detail
                            (Figure 1).
                              One of the concerns of the early
                            work in the late  1970s was the poten-
                            tial loss and formation of mutagenic
                            substances during analysis. The proce-
                            dural recovery of mass and mutageni-
                            city is determined by combining the
                            individual fractions to produce a re-
constituted sample. The mass and
mutagenicity of this sample are then
compared with that of the unfraction-
ated sample. Another test is to deter-
mine if the biological activity of the
unfractionated sample equals the sum
of the activities of the individual frac-
tions. If they are unequal, the muta-
genicity may be due to synergistic or
toxic effects or to the fact that cell
killing was not taken into account. If
the separation removes highly toxic
components from the  mutagenic com-
ponents, the additivity of the fraction
mutagenicities may be greater than
100%. Any bioassay that has enough
sensitivity to obtain good quantitative
results (6,13) on small (microgram)
quantities of material can be used in
the bioassay-directed chemical analy-
sis technique.

Level 1 fractionation
  Normal-phase high-performance
liquid chromatography (HPLC) is a
highly reproducible technique that
separates environmental  samples into
chemical fractions of increasing polar-
ity using hexane, dichloromethane
(DCM). acetonitrile (ACN), and meth-
anol (MeOH) as eluents (8) The refer-
ence materials  1-nitronaphthalene
and 1.6-pyrenequinone may be used as
chemical markers to designate the
separation of samples into nonpolar
(1-2), moderately polar (3-6), and po-
lar (7-9) fractions (Figure 2). Results
from a number of laboratories using
slightly different fractionation proce-
dures can be compared using this defi-
nition of polarity (78). It  was found
that the nonpolar fractions accounted
for less than 2-3% of the total extract
mutagenicity and that the distribution
of moderately polar and polar materi-
als was dependent on the sample
source (Figure 3).
  Table II gives the distribution of
mass and mutagenicity for nonpolar,
moderately polar, and polar fractions
of NBS SRM 1650.  Although 54% of
the recovered mutagenicity is associat-
ed with polar compounds (fractions
7-9), the additivity of mass (94%) and
mutagenicity (79%) is good. Diesel

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                                              Tbtal mutagenicity (%)
                                           0         50       100
                            Light-duty diesel
                           Heavy-duty diesel
                           Heavy-duty diesel
                        (200-h accumulation)
                               Ambient air
                              Wood smoke
            Wood smoke (reacted with Q», NOJ
Figure 3. Distribution of mutagenicity (direct-acting TA98) between the moderately
polar (green) and polar (blue) mutagenic fractions for six air paniculate samples
particulate extract samples usually
yield mass and mutagenicity additivi-
ties of greater than 90% and 70%, re-
spectively, and mass and mutagenicity
recoveries of better than 90%.

Chemical analysis
  Studies were undertaken in the late
1970s, to determine the composition of
samples collected from the level 1
fractionation. High-resolution capil-
lary column gas ehromatography (GO
with selective detectors and coupled
with mass spectrometry (GC/MS)
proved to be powerful tools tor the
characterization of tractions.
  By 1980 several laboratories, apply-
ing the techniques described so far, si-
multaneously made-some important
discoveries. Guenn et al. (10) and Wil-
son et al. (//) discovered the presence
of highly mutagenic polynuclear aro-
matic amines (PAH-NH^) in synfuels:
Schuetzle et al. (8) found a significant
mutagen, 1-nitropyrene. in diesel par-
ticles; and Lofroth et al. (19) and Ro-
senkranz et al. 120) identified 1..S-.
1.6-. and 1,8-dinitropyrenes as the ma-
jor mutagenic substances in commer-
cial carbon blacks  The amines and
dinitropyrei1' - accounted for more
than half ol i:ie sample mutagenicity
in the case o! she synfuels and carbon
blacks, respei uvely. However, less
than 25-30r< <>i the mutagenicity of
diesel particle- could be accounted tor
by the 1-nitropyrene.
  In the case ot SRM  1650. GC and
GC/MS analy^ showed that hun-
dreds of compounds were still present
in each fraction Figure 4 depicts a
portion  of a chromatogram generated
      Table II. Mass and Mutagenicity Distribution (TA98, Direct Acting)
      for NBS SRM 1650*
Fraction
Nonpolar
1
2
Moderately polar
3
4
. 5
e
Polar
7 •"'''
8 " "•'...;•.
DMrKMtfcMol
num(%)

0.6
0.7

1.3 *_ ',",."<:
, .~2.fr; '::;i-v;f.;
'*" "- 2^4>' * " ''S:^^-
.'. •; "" "' ". • t^''-* ,«^K;|;i^
"••=- •:"-•'", ','••' '"'- VA'?^^.^"
' 'A* ;'j4. ;V^;'-r"'t^r ; J-\^^^^'
.^l^'^ltrr'^Jli^fS^^.;
rnuUffMileMy (%)

0
0

0
t9
to
: " "..',> ; -->,-.
, y . ' ^*- ,";, *'• P~ ";• /
r;''^ ':-,/-":'.-, -,
-."- :-;'i »;^"5..V- -


      •Date from Reference 18  >-V.«iui£iSiiiS
  |t^*; 3»	-'° H^^w;'ls4^^lils^**a*^
                                                                            •'?

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Figure 4. Capillary gas chromatogram of fraction 5 of a light-duty dlesel sample with
nitrogen-selective detection
Petri dishes at top illustrate results of Ames assays of subtractions of the diesel sample fraction
from the capillary column GC analysis
of fraction No. 5 of a light-duty diesel
sample using a nitrogen-selective de-
tector. Scores of nitrogen compounds
were found to be present in this frac-
tion. GC/MS analysis verified that
most of the nitrogen-containing com-
pounds were nitrated polynuclear aro-
matic hydrocarbons (nitro PAHs).
Ames assays of subfractions of frac-
tion No. 5 showed that most of the
mutagenicity was associated with
compounds that eluted in the last one-
third of the chromatogram.
  Further analysis was made using di-
rect-probe high-resolution mass spec-
tiometry, high-resolution GC/high-
resolution MS, and mass spectrome-
try/mass spectrometry (MS/MS). An
important finding in these studies was
that the moderately polar chemical
fractions primarily consisted of substi-
tuted PAH compounds with ring sizes
of 2-6 and the substituents consisted
of hydroxy, aldehyde,  anhydride, ni-
tro, ketone, dinitro,  and quinone func-
tional groups (8). A potentially impor-
tant group of mutagens, the nitrohy-
droxypyrenes, was identified in these
studies (21).
  Although a multitude of compounds
were identified or tentatively identi-
fied, it was obvious that such fractions
were still too complex to allow identi-
fication of chemical mutagens and
that further separation of each frac-
tion into subfractions  would be neces-
sary.

Level 2 fracUonation
  Further developments in HPLC,
high-performance thin-layer chroma-
tography (HPTLC)  (22), and muta-
genicity testing (23) have contributed
to a much finer tuning of this com-
bined chemical and biological ap-
proach to the characterization of mu-
tagens in environmental samples.
HPLC can generate scores of frac-
tions, each of which is tested for muta-
genicity. We refer to this resulting re-
lationship of fraction mutagenicity to

Figure 5. Ames assay chromatogram (TA98, without activatlonl and HPLC-UV analysis of a light-duty diesel particulate extract
(level 1 fractionation)

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fraction elution time as a bioassay
chromatogram or an Ames assay chro-
matogram in cases in which the Ames
test is used (24). A bioassay chromato-
gram for a diesel participate sample is
illustrated in Figure 5. The lower por-
tion of the figure shows the corre-
sponding HPLC chromatogram using
a UV detector. The  most mutagenic
fractions have elution times that ap-
proximately coincide with 1-nitropy-
rene, 3-nitrofluoranthene, 8-nitro-
fluoranthene, 1,3-dinitropyrene, 1,6-
dinitropyrene, 1,8-dinitropyrene, and
2,7-dinitro-9-fluorenone reference
compounds.
  GC/MS is a powerful technique for
quantitative analysis of these trace
constituents. Deuterated standards
are added to the extracts before sam-
ple analysis, and quantitative results
are readily obtained by comparing the
signals from the eluting native  and
deuterated compounds. On the basis
of such analysis it was found that
30-40% of the total recovered extract
mutagenicity of SRM 1650 was attrib-
utable to the seven moderately polar
nitro PAHs. The remainder of the
mutagenicity (10-15%) was attribut-
able to the presence of an unidentified
compound or compounds eluting be-
tween 23 and 26 min; 30-35% was re-
covered in the polar fractions, and
5-10% was distributed about equally
among the remaining fractions.
  Although separation of the sample
into acid, base, and neutral fractions is
usually done in the early stages of
sample preparation, this procedure
can be used to further simplify the po-
lar fractions. As an example, some
preliminary data on the distribution
of mutagenicity for the acid, base, and
neutral fractions 7, 8, and 9 of SRM
1650 are given in Table III. This anal-
ysis shows that the most mutagenic
compounds in the diesel sample are
neutral in character. The additive mu-
tagenicity for the acid, base, and neu-
tral fractions is close to that of  the un-
fractionated fraction 7. However, the
additive mutagenicity for fractions 8
and 9 exceeded 100%. It is postulated
that these high recoveries are indica-
tive of chemical changes that may
have occurred during acid-base ex-
traction or separation of toxic com-
pounds from these fractions. High-res-
olution mass spectrometric analysis of
fractions 8 and 9 shows that organic
esters and acids of PAHs and aliphatic
compounds are major  components.
Acid or base hydrolysis of PAH esters
could account for increased muta-
genicity.
  The specific fractionation scheme
that most effectively separates the
mutagens from the nonmutagens
while minimizing the destruction or
creation of mutagens varies with the
types of complex mixture being ana-
lyzed. Diesel emissions from different
sources will vary in the amount of spe-
cific components but the general com-
position is sufficiently consistent to
develop one approach to the bioassay-
directed chemical analysis, although
several may be equally effective.
  The scheme used to identify muta-
gens in synfuels has concentrated on
preparative separative techniques be-
cause large quantities of materials
were needed for extensive biological
and chemical characterization studies.
A relatively high level of mutagenic
activity was found in an 800-850 °F
distillation fraction of a synfuel sam-
ple (10). Nitrogen-containing com-
pounds were separated on an alumina
column using CHCls/ethanol. Level 1
fractionation was accomplished on a
silicic acid column. GC/MS was used
to identify PAH-amines as the major
mutagenic species in the synfuels.
  Ambient air particulates contain
more chemical components than most
other types of environmental samples.
For this reason, the identification of
mutagenic species in ambient air par-
ticulates has been more difficult than
in diesel emissions. However, bioas-
say-directed chemical analysis proce-
dures are being used to single out
some potential candidate compounds.
  LC and HPLC fractionation used in
combination with acid-base-neutral
separation appears to be an effective
protocol for this purpose, as illustrat-
ed in Figure 6 (25). Good recovery of
mass (98%) and mutagenicity (86%)
for an extract of the NBS SRM 1649
air particulate sample was obtained by
elution of five fractions on silica gel
using hexane, hexane-benzene, meth-
ylene chloride, methanol, and acidic
methanol (26).
  SRM 1649 was  used to develop the
Hexatw    HexatMf
           benzane
Methylene
 chloride
  9(23)
       Methaool
                                                          -Aefcfc

Figure 6. Bloassay-directed chemical analysis scheme for the analysis of NBS SRM
1649 (air particulate matter)
The numbers under each fraction represent the percentage distribution of mass and mutagenicity (in pa-
rentheses)

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methodology for the ambient air sam-
ples. Once this methodology was de-
veloped, it was applied to fine
air particles (<1.7 yum in diameter)
collected in Philadelphia. The three
fractions of greatest interest were the
acid, methylene chloride, and metha-
nol fractions, which produced 38%,
23%, and 29%, respectively, of the re-
covered mutagenicity (Figure 6). Be-
cause the methylene chloride fraction
was more amenable to subfractiona-
tion by existing HPLC methods, this
fraction was chosen for further frac-
tionation. Normal-phase HPLC was
used to fractionate the methylene
chloride fraction (26).
  The first HPLC subfractionation
resulted in one fraction, methylene
chloride-C, which contained nearly
50% of the mutagenicity in 25% of the
mass. Analysis of this fraction by both
electron impact and negative chemical
ionization high-resolution (HR) GC/
MS techniques indicated that the
complexity of the sample was not re-
duced sufficiently to  identify individ-
ual components. Subfraction C was
further fractionated by normal-phase
HPLC into 12 fractions for bioassay.
  As we proceeded to higher levels of
subfractionation, less and less mass
was available for bioassay. In this
study, the first-level fractions ob-
tained from the preparative tech-
niques were bioassayed in triplicate  at
seven doses with and without activa-
tion so that we could quantitate the
distribution and recovery of muta-
gens. At the first and second levels of
fractionation, fewer doses and plates
were used for the bioassay until nearly
the entire fraction was used for a sin-
gle plate. Therefore, the ability to
quantitate the recovery of both mass
and mutagenicity decreases as we sub-
fractionate. The bioassay chromato-
gram showed peaks of relatively high-
er mutagenicity in fractions 4 and 11
with 29 and 37 rev/^g, respectively.
Mass spectral analysis of peak 4 dem-
onstrated that the goal of sequential
fractionation had been achieved such
that individual components could be
resolved and quantified using
HRGC/MS. The major mutagenic
compounds identified in the methy-
lene chloride-C-4 fraction were hy-
droxy-nitro-substituted fluoranthenes
(OH-N02-PAH) (26); work is continu-
ing to synthesize and identify the spe-
cific isomers. This class of compounds
(i.e., the hydroxynitropyrenes)  also
has been identified in diesel particu-
\ates (21,27).

Development of new analytical
techniques
  Despite the considerable progress
that has been made in determining
moderately polar organics in environ-
mental samples, there remain classes
Figure 7. Distribution of mutagenicity for a combined Ames assay-HPTLC analysis
of an ambient air paniculate extract
Reprinted with permission from Reference 36. Copyright 1982, American Association for the Advance-
ment of Science
of compounds that have not yet been
identified because of limitations in the
analytical methods and detection sys-
tems.
  There has been much less success
with the determination of labile com-
pounds (e.g., organic peroxides) and
polar organic species. To date, only a
limited number of compounds have
been identified or tentatively identi-
fied as potentially important muta-
genic species in the polar fractions of
particulate extracts. This lack of in-
formation is the result of problems as-
sociated with determining polar PAH
derivatives, including sample loss
from physical adsorption, chemical in-
teractions among components, and
sample decomposition. Several labora-
tories are now developing and apply-
ing new methodologies for the deter-
mination of polar chemical mutagens.
  Direct-insertion probe distillation
coupled with HRMS of whole ex-
tracts can be used as a survey tech-
nique to determine the types of com-
pounds present or in some cases to
identify groups of isomeric com-
pounds (e.g., nitropyrenes and nitro-
fluoranthenes) (8, 28). This tech-
nique is also useful for thermally la-
bile organics.
  MS/MS coupled with direct-inser-
tion probe introduction of sample
yields a higher level of specificity than
can be obtained with the HRMS tech-
nique (29). Although this method does
not readily yield specific isomer infor-
mation, it is a valuable screening tool
with a high degree of compound speci-
ficity. Secondary ion mass spectrome-
try (SIMS) using ion and neutral atom
beams also may be useful for determi-
nation of polar and nonvolatile organ-
ic substances in environmental sam-
ples (78).
  The above techniques are good for
screening analyses. However, chro-
matographic separation is needed for
positive identification of specific iso-
mers in highly complex fractions. The
poor recoveries GC and GC/MS
achieve in the identification of polar
compounds illustrate the limitations
of GC techniques. One of the most
promising analytical techniques for
the determination of polar PAH deriv-
atives appears to be supercritical fluid
chromatography (30) and HPLC cou-
pled with mass spectrometry (31).
   New micromutagenesis methodolo-
gies that permit the quantitation of
mutagenic activity on microgram
quantities of material can now be used
together with analytical-scale re-
versed-phase HPLC. The micro-for-
ward mutation assay, which measures
both  mutagenicity and survival (toxic -
ity), provides potentially more quanti-
tation of a single-fraction mutageni-
city (32, 33), whereas the micro-re-
verse suspension assay (34) uses the
standard Ames and Rosenkranz
strains. We have successfully coupled
these assays to analytical reversed-
phase HPLC separation and analysis
of polar mammalian metabolites of ni-
tropyrene. This  approach shows
great promise in helping to identify
the polar mutagens in complex envi-
ronmental samples.
   Recently, techniques have been de-
veloped to couple liquid chromatogra-
phy directly with bioassay analysis
(35, 36). Duplicate (HPTLC) plates
are used to fractionate organic matter.

-------
 One plate is used for chemical class
 tests and the second plate is used for
 an in situ Ames bioassay. This system
 has revealed some surprising and in-
 teresting differences among particu-
 late matter samples from different cit-
 ies. Figure 7 shows the distribution of
 mutagenicity for a combined Ames as-
 say-HPTLC analysis of an ambient
 air particulate extract. Although the
 compounds responsible for the con-
 centrated areas of mutagenicity are
 not known, it is envisioned that future
 advances in chemical analysis will
 help this effort. One such aid would be
, direct chemical analysis of the
 HPTLC plates using ESCA or SIMS
 to generate spatial chemical  maps of
 the surface, which could be correlated
 with the pattern of mutagenicity.
   In the future, a substantial effort
 will be needed to determine the com-
 pounds responsible for the mutagenic-
 ity of air and water pollutants. Bioas-
 say-directed chemical analysis will
 continue to be a valuable tool for this
 purpose.

 Acknowledgment

   We gratefully acknowledge the
 helpful comments of I. Alfheim, E.
 Chess,  H. Hertz, R. Gray, T.  Jensen,
 G. Lofroth, W.  Pierson, H. Rosen-
 kranz,  I. Salmeen, and W. May.
   The  research described in  this arti-
 cle was reviewed by the EPA and ap-
 proved for publication. Approval does
 not signify that the contents necessar-
 ily reflect the views and policy of the
 agency.

 References

 (1) Chemical Carcinogens, 2nd  ed.. Searle,
   C. E., Ed.; ACS Monograph 173; Ameri-
   can Chemical Society: Washington, D.C.,
   1984.
 (2) Monitoring Toxic Substances, Schuet-
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   American Chemical Society: Washing-
   ton, D.C.. 1979.
 (3) Schuetzle, D. In Biomedical Applica-
   tions of Mass Spectrometry, Waller, G.;
   Dernier, 0., Eds.; John Wiley  and Sons:
   New  York, 1980; pp. 969-1005.
 (4) Zimmermann, F. K. In Mutagenic
   Testing and Related Analytical Tech-
   niques, Proceedings of the 10th Annual
   Symposium on the Analytical Chemistry
   of Pollutants, May 28-30, 1980; Gordon
   and Breach Science Pub.: London, 1980.
 (5) Ames, B. N. In Monitoring Tone Sub-
   stances; Schuetzle, D., Ed.; American
   Chemical Society: Washington, D.C.,
   1979; pp. 1-11.
 (6) Mutagenic Testing and Related Ana-
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   10th Annual Symposium on the Analyti-
   cal Chemistry of Pollutants, May 28-30,
   1980; Frei, R. W.; Brinkman, U.A.Th.,
   Eds.; Gordon and Breach Science Pub.:
   London, 1980.
 (7) Rosenkranz, H. S.; McCoy, E. C.; Sand-
   ers, D. R.; Butler, M.; Kinazides, D. K.;
   Mermelstein, R. Science 1980,209,
   1039-43.
 (8) Schuetzle, D.; Lee, F. S.-C.; Prater,
   T. J.; Tejada, S. B. In Mutagenic Test-
  ing and Related Analytical Techniques,
  Proceedings of the 10th Annual Sympo-
  sium on the Analytical Chemistry of Pol-
  lutants, May  28-30, 1980; Frei, R. W.;
  Brinkmann, U.A.Th., Eds.; Gordon and
  Breach Science Pub.:  London, 1980;
  pp. 193-244.
(9) Huisingh, J.; Bradow, R.; Jungers, R.;
  Claxton, L.; Zweidinger, R.; Tejada, S.;
  Bumgarner, J.; Duffield, F.; Waters, M.;
  Simmon, V. F.; Hare, C.; Rodriquez, C.;
  Snow, L. Application of Bioassay to the
  Characterization of Diesel Particle
  Emissions, Part I and Part II, Sympo-
  sium on Application of Short-Term Bio-
  assays in the  Fractionation and Analysis
  of Complex Environmental Mixtures,
  Williamsburg, Va., 1978; U.S. Environ-
  mental Protection Agency: Washington,
  D.C., 1978.
(10) Guerin, M. R.; Ho, C.-H.; Rao, T. K.;
  Clark, B. R.; Epler, J. L. In Mutagenic
  Testing and Related Analytical Tech-
  niques, Proceedings of the 10th Annual
  Symposium on the Analytical Chemistry
  of Pollutants, May 28-30, 1980; Gordon
  and Breach Science Pub.: London, 1980:
  pp. 183-91.
(11) Wilson, B. W.; Pelroy, R.  A. In Muta-
   f'mc Testing and Related Analytical
   echmques. Proceedings of the 10th An-
  nual Symposium on the Analytical
  Chemistry of Pollutants, May 28-30,
  1980; Gordon and Breach Science Pub.:
  London, 1980.
(12) Tabor, M. W.; Loper, J. C. In Muta-
  genic Testing and Related Analytical
  Techniques, Proceedings of the 10th An-
  nual Symposium on the Analytical
  Chemistry of Pollutants, May 28-30,
  1980; Gordon and Breach Science Pub.:
  London, 1980; pp. 139-59.
(13)  Proceedings of the Workshop on
  Genotoxic Air Pollutants, April 24-27,
  1984; Lewtas. J.; Alfheim, I., Ball, L. M.;
  Gustafsson, J.-A., Eds.; Environment In-
  ternational: Raleigh, N.C., 1985; p.  11.
(14) Pederson, T.; Siak, J-S. J. Appl. Ton-
  col. 1981,7,54.
(15) Pitts, J. N., Jr.; Lokensgard, D. M.;
  Harger, W.; Fisher, T. S.; Mejia, V.;
  Schuler, J. J.; Scorziell, G. M.; Katzen-
  stein, Y. A. Mutat. Res. 1982,103, 241.
(16) West, W. R.; Smith, P. A.; Booth,
  G. M.; Wise, S. A.; Lee, M. L. Arch. En-
  viron. Contam. Toxicol. 1986,15.
(17) Van Kreijl, C. F.; Verlaan-deVries, M;
  Van Kranen, H. J.; deGreef, E. Mutat.
  Res. 1983,113, 313-14.
(18) Schuetzle, D.; Jensen, T. E.; Ball, J. C.
  Environ. Int. J. 1985, 11, 169.
(19) Lofroth, G.; Hefner, E.; Alfheim, I.;
  Moller, M. Science 1980,209, 1037.
(20) Rosenkranz, H. S.; McCoy, E. C.;
  Sanders, D. R.; Butler, M.; Kiriazides,
  D. K.; Mermelstein, R. Science 1980,
  209,1039.

(21) Schuetzle, D. Environ. Health Per-
  spect. 1983, 47, 65.
(22) Alfheim, I.; Bjorseth, A.; Moller, M.
  "Characterization of Microbial Muta-
  gens in Complex Samples—Methodology
  and Application," Critical Reviews in
  Environmental Control, CRC Press:
  Boca Raton, Fla., 1984; Vol. 14.
(23) Epler, J. L. In Chemical Mutagens:
  Principles and Methods for Their De-
  tection; deSerres, F. J.; Hollander, A.,
  Eds.; Plenum: New York, 1983; Vol. 6,
  pp.  239-70.
(24) Salmeen, I. T.; Pero, A. M.; Zator, R.;
  Schuetzle, D.; Riley, T. L. Environ. Sci.
  Technol. 1984,18, 375.
(25) Peterson, B. A.; Chuang, C. C. In Tox-
  icological Effects of Emissions from Die-
  set Engines: Lewtas, J., Ed.: Elsevier
  Biomedical: Amsterdam, 1982; p. 51.
(26) Nishioka, M. G.; Chuang, C. C.; Peter-
  sen, B. A.; Austin, A.; Lewtas, J. Envi-
  ron. Int. 1985,n, 137.
(27) Manabe, Y.; Kinouchi, T.; Ohnishi, Y.
  Mutat. Res. 1985, 158, 3.

(28) Xu, X. B.; Nachtman, J. P.; Jin, Z. L.;
  Wei, E. T.; Rappaport, S. W. Anal.
  Chim. Acta 1982,136, 163.
(29) Schuetzle, D.; Prater, T. J.; Riley, T.;
  Harvey, T. M.; Hunt, D. Anal. Chem.
  1982,54, 265.
(30) West, W. R.; Lee, M. L., J.H.R.C./C.C.
  1986,9, 161.
(31) Blakely, C. R.; Vestal, M. L. Anal.
  Chem.  1983,55, 750.
(32) Thilly, W G.; Longwell, J.; Andon,
  B M. Environ. Health Perspectives
  1983,8, 129.
(33) Goto, S.; Williams. K.; Claxton, L. D.;
  Lewtas, J., submitted for publication in
  Mutat. Res.
(34) Kado, N.; Langiely, D.; Eisenstadt, E.
  Mutat. Res. 1985, 72/, 25.
(35) Butler, J. P., Kneip, T. J.; Daisey,
  J. M., submitted for publication in At-
  mos. Environ.
(36) Bjorseth, A.; Eidsa, G.; Gether, J.;
  Landmark, L., Moller, M. Science 1982,
  27.5, 87.
                      Dennis Schuetzle is a principal re-
                      search scientist and head of the
                      chemical research department of
                      Ford Motor Company. He received
                      his B.S. degree in chemistry in
                      1965 and interdisciplinary Ph.D.s
                      in analytical chemistry and envi-
                      ronmental engineering at the Uni-
                      versity of Washington. His pri-
                      mary research interests include
                      environmental analytical chemis-
                      try, surface analysis, and process
                      analytical chemistry.
                                          Joellen Lewtas is chief of the genetic
                                          bioassay branch at the Environmen-
                                          tal Protection Agency's Health Ef-
                                          fects Research Laboratory. She re-
                                          ceived a B.S. degree in chemistry in
                                          1966 and a Ph.D. in biochemistry
                                          from North Carolina State University
                                          in 1973. Her research has included
                                          evaluation of the mutagenicity and
                                          carcinogenicity of diesel and gasoline
                                          exhaust emissions and identification
                                          of mutagenically active components
                                          in these emissions.

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-------
Volume 4, Number 4 Sept/Oct 1986
 ' 1
A Publication of the Natural Resources Defense Council
Settlement of Case Against GM Establishes
Clean  Bus Fuel  Research Program
A unique program to perfect an engine for city buses
powered by clean-burning methanol instead of diesel fuel
has been instituted by NRDC, the Center for Auto Safety,
the Environmental Protection Agency and General Motors.
The cooperative program settles a major Clean Air Act
enforcement case brought by NRDC against GM and EPA
in 1982.
    Under the agreement GM will conduct research and
development over a three year period to improve the design
and performance of current methanol engines. GM has
agreed to give New York City, free of charge, six "first
generation" methanol-powered buses. When a "second
 generation" of buses with improved engines are available,
 GM will sell up to twenty-six of them to New York City at
 the same price as a diesel bus.
     Developing the methanol engine to replace the diesel is
 one oh NRDC's highest priorities for protecting the health of
 city dwellers. Each year diesel vehicles dump thousands of
 tons of foul-smelling smoke and soot into urban air
 nationwide —more than three thousand tons in New York
 City alone. Diesel particles are inhaled into the deepest part
 of the lung where they can cause or aggravate serious lung
 diseases, including cancer. According to EPA data, present
 levels of diesel emissions may  be causing up to 350 cases of
   Settlement of Case Against GM
   lung cancer every year. Diesel particles also cause millions
   of dollars in soiling damage to buildings, fabrics and other
   materials, and sharply cut urban visibility  If the meth.mol
   program succeeds, a vastly preferable alternative mil soon
   be commercially available.
       The dispute that led to this settlement  began in 1932
   when the EPA decided to let GM avoid its responsibility to
   recall and repair two models ol 1979 Pontiacs which failed
   to meet emission standards. NRDC attorney David Doniger
   objected to  EPA's alternative plan, in which the company
   would impose a marginally stricter standard on cars made
   in future years in order to "offset" the pollution increase
       Doniger doubted that the plan would in fact reduce
   pollution because it appeared  that even in the absence ot the
   plan the future model cars would have met the same
   pollution levels anyway. Moreover, allowing GM to avoid a
   recall would destroy the incentive that the expense involved
   provides to  build durable emission control systems that will
    List throughout a car's lifetime. NRDC and the Center for
    Auto Sarety brought suit to block the GM-EPA agreement.
    In 1984, the court or appeals ruled in our favor, holding that
    tlie Clean Air Act requires the recall of offending vehicles.
    The settlement instituting the methanol bus program
    grew out of eighteen months ot negotiations hollowing
    that decision.
        NRDC was willing to settle the case with the methanol
    bus program because the time consumed in litigation had
    diminished the effectiveness of a recall, since very few of the
    1979 cars would likely be reached now. Instead, NRDC
    opted for the methanol program, which will accomplish
    some concrete environmental results and, by requiring a
    substantial expenditure from GM, will maintain the incen-
    tive for auto emission control durability. But now that the
    legal issue  over recall is resolved, we say "never again."
    NRDC will not support remedies for future auto emissions
    violations  other than recall.

-------
       Engine Modifications to Meet
          Future Diesel  Standards
0     Fuel injection
0     Electronic engine controls
0     Combustion chamber modifications
0     Air handling characteristics
0     Reduced oil consumption
0     Turbocompounding
0     Reducing heat rejection
                             Thomas Baines

-------
              Fuel  Injection

Higher  injection  pressures  decrease  solid  carbon
through improved spray quality

Unit injectors
      Allow for very high injection pressures

      *     Typical   current  pressures  under  10,000
            psi

      *     Up  to  16,000  psi   achievable  with  pump
            and line systems

      *     Up  to  30,000  psi   achievable  with  unit
            injectors    (most    will    operate    at
            20-25,000 psi)

-------
Unit injectors (cont'd)
      Better  control  over   injection  timing   and
      profile through electronic control
      Not generally considered for smaller  engines

      Some manufacturers  claim  there  is  little  or no
      benefit from unit  injectors

-------
         Fuel  Injection  (cont'd)
Reducing injector nozzle sac and orifice volumes
      Reduced SOF by reducing unburned HC
      Some  designs being implemented in 1987-1988 MY

-------
        Electronic Engine Controls

Ability to optimize  operating  parameters  over entire
speed/Ioad map

Most  manufacturers  feel  electronic  control  holds
much promise

Detroit   Diesel   already   using  DDEC  system,  others
close behind

-------
     Combustion Chamber Modifications
Optimizing air swirl for better mixing
      Re-entrant  bowl   -   promising  if  durability
      issues can be resolved
      Intake manifold modifications
Eliminating dead space to eliminate unburned HC
      Reducing top ring  land clearance
      Eliminating head/valve pocket

-------
       Air Handling Characteristics

Turbocharging

      Using exhaust  heat  energy  to  compress  intake
      air

      Higher  charge pressures  reduce  particulate

      Approximately  90  percent  of  current  engines
      turbocharged

-------
          Air  Handling  (cont'd)
Aftercooling
      Using heat exchanger  to  cool  compressed  intake
      air
      Cooler charge reduces NOx
      Approximately  70  percent  of  current  engines
      use aftercooling
      Major trend from Water Jacket to Air to Air

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           Air  Handling  (cont'd)
Much turbocharging and aftercooling already in use
Emphasis now on optimizing the system
Some naturally aspirated engines being dropped

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          Reduced  Oil Consumption

Up to 10 percent of participate from lubricating oi
Improved  piston  ring  design  lowers  oil  consumption,
but durability problems arise

Advanced  reduced  oil consumption  technology still  in
the lab shows much promise
Some current engine designs  already  include good oil
control

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             Turbocompounding

Extracting  exhaust  heat  energy  and  routing  it  into
drivetrain

Increase  power  output   at   same  particulate  output
thus reducing g/BHP-hr

Fairly expensive and  would  only  be expected on  large
engines

A longer term technology

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          Reducing Heat  Rejection
Reducing  heat  rejection  allows   for   higher  peak
temperatures and more efficient burning of fuel
Primarily achieved through ceramics
Opinions  vary  greatly   on   potential   benefits  of
ceramics
A longer term technology

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               Conclusions

Engine  out  reductions  are  a high  priority  for  the
manufacturers

Non-trap  compliance  with  1991  standards  on  some
engine  lines is a possibility

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            Diesel Particulate Control:
Emerging Control Technologies to Address A Serious
                 Pollution Problem
                   Presented by
                Bruce  I. Bertelsen
                Executive Director
  Manufacturers of  Emission  Controls Association
                       at  the
   Diesel Particulate  Control/Alternative  Fuels
                     Symposium
                January 27-28, 1987
                 Chicago, Illinois

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 I.   Diesel Particulate from Motor Vehicles Pose a Serious
     Threat to the  Public Health and Welfare

         Diesel particulates  are  extremely  small, can be  lodged
    deep in  the most  sensitive  regions  of the  lung,  and  are
    suspected  of  contributing  to or  aggravating  chronic  lung
    diseases  such  as asthma,   bronchitis,   or  emphysema.
    Moreover,  up to  10,000 different chemicals, some  of  them
    known  to  cause  cancer in animals  and suspected  by  many
    health  experts as  causing  cancer in  humans,  are  absorbed
    with the diesel particulate and deposited deep in the  lungs.

         Diesel  particulates,  because  of  their  size  and
    composition,  can  greatly  impair  visibility.    Studies
    indicate that diesel-powered vehicles may be responsible for
    significantly reducing  visibility in major  urban areas.

         In addition,  these particles  soil  public buildings and
    private residences,  and contribute to structural damage by
    corrosion  or  erosion.    Diesel  exhaust  also gives  off a
    pungent and offensive odor.

         Diesel trucks,   buses  and cars  together  are a
    significant and  growing source  of particulate emissions.
    Such vehicles  emit 30  to  70  times  more  soot  know as
    "particulate matter" than  gasoline  vehicles equipped  with
    catalytic converters.    Diesel engines  currently power  the
    majority of large trucks and  buses,  and by the late  1990's
    virtually all  of  the   new  large  trucks and  buses  will be
    diesel  powered.   EPA predicts that unless  controlled  diesel
    particulates  from  motor vehicles  will  more  than  double
    current levels  by 1995.

         Diesel particulate emissions from motor  vehicles  are
    particularly troublesome because  they are  emitted  directly
    into the breathing  zone where we  work and recreate.

II.   Congress,  EPA and  California Responded to the Risks Posed
     by Diesel Particulate

         Congress  recognized  the   risks posed  by  diesel
    particulate and as part of the 1977 Clean Air Act Amendments
    established specific,  technology-forcing  requirements  for
    controlling these  emissions.    The  U.S. Environmental
    Protection  Agency)  (EPA) in  1980 established particulate
    standards for  automobiles and light trucks.  In 1985, after
    nearly  five years  of  unfortunate  delays,  EPA established

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     particulate  standards  for  heavy  trucks  and  buses.
     California,  concerned  that  EPA  standards  would  not
     adequately  protect its  citizens,  adopted  its own  set of
     standards for passenger cars  and  light  trucks.

          Table  I  below  summarizes the  diesel  particulate
     standards currently in effect.

                             TABLE I
     PASSENGER CARS                    PARTICULATE
     1986 Federal                      0.6  gpm
     1986 California                   0.2
     1987 Federal                      0.2
     1989 California                   0.08

     LIGHT TRUCKS (under 8,500  Ibs GVWR)
     1986 Federal                      0.6  gpm
     1986 California                   0.2
     1987 Federal                      0.26
     1989 California                   0.08
     HEAVY DUTY TRUCKS (8,500 Ibs  GVWR or over)
     1988 Federal & California           .6  g/BHP-hr.
     1991 Federal & California           .25
     1994 Federal & California           .1

     URBAN BUSES
     1988 Federal & California           .6  g/BHP-hr.
     1991 Federal & California           .1
     The progress made in developing diesel particulate emission
control since EPA first established standards for automobiles in
1980 has been dramatic.  The remainder of this presentation will
describe the  advanced control technologies being  developed and
used  in commercial  application,  and  discuss  the  s.tatus  of
applying those  technologies  to the various catagories  of motor
vehicles.

     An  important  factor to  keep  in  mind  in  assessing  the
progress in developing and applying this technology is that this
progress simply  would not have occurred absent  the  presence of
technology-forcing standards.   Particulate emission control is  a
classic  economic externality  for  the motor  vehicle industry.
Without  a  regulatory  incentive,  it is  unlikely  that sufficient
pressure would  be brought to  bear on  industry  to aggressively
pursue development of  needed  control systems.

III.  Diesel Particulate Trap Oxidizers Offer A Technological
      Solution to Controlling Diesel Particulates

     Manufacturers have had,  and will continue to have,
 success in  reducing  particulate  emissions from  motor vehicles
through  vehicle and  engine  modifications.    Since  particulate
emissions are roughly  proportional to  the amount  of work done by

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                                              » i I
the  engine,  the  total  particulate emitted  can be  reduced by
reducing  the amount  of energy  required  to drive  the vehicle.
Therefore, such things  as  reducing  vehicle  size and weight, and
changes in aerodynamic design have a positive effect in reducing
diesel particulate emissions.  Changes in engine design features
such  as  combustion chamber design,   fuel  injection  timing,  fuel
injection  rate,  and  fuel  spray  pattern can  also  reduce
particulate  emissions.   Even with  such  modifications, however,
particulate emission levels remain high.

     In order  to  achieve  low levels of  particulate  emissions,
manufacturers  have turned  to aftertreatment devices,  that is,
devices added to clean up the exhaust after  it leaves the engine.
The most  promising of these  aftertreatment devices  is the trap
oxidizer  control  system.    Trap oxidizers  systems  have
demonstrated particulate control  efficiencies in some instances
of over 90 percent.

A.   Trap Oxidizers - How They Work

     The trap oxidizer system consists of a filter positioned in
the exhaust  system designed to collect a significant fraction of
the  particulate  emissions while  allowing  the  exhaust  gases to
pass through the system.  Since the  volume of particulate matter
emitted is  sufficient to  fill  up  and  plug a  reasonably  sized
filter  over  time,  some means  of  disposing  of this  trapped
particulate  must  be provided.   The  most  promising means  of
disposal is to burn or oxidize the particulates  in the  trap, thus
regenerating, or cleansing,  the  filter.

     A  complete  trap  oxidizer  system  consists  of  three
components,  the filter itself, the regeneration  system  and  the
controls which bring about regeneration.

1.   Filter Material

     A number of  filter materials have  been tested, including a
monolithic   ceramic  trap,  wire  mesh,  foam,  mat-like  ceramic
fibers,  and woven silica fiber coils. Collection efficiencies of
these filters range from 50 percent  to over  90 percent.

     The  ceramic cellular  monolith  filter  is   similar  in
construction to  monolith  catalyst  supports used   in gasoline
engines.    It is  modified by blocking  alternate channels  in  a
checkerboard fashion on the entrance face.   The opposite or exit
face is similarly  blocked,  but  one  cell  removed so  that the gas
cannot  flow  directly  through  a  given  channel.    The entering
exhaust gas  is thus  forced  through  porous walls to  exit through
an adjacent  cell.   The  ceramic  walls forming the cells serve as
the filter medium.
     The wire  mesh trap oxidizer  filter  design is  composed  of
knitted stainless steel  mesh  to which a high surface area alumina

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supported precious metal  catalyst  coating  is  applied.    The
presence .of a catalyst in addition to oxidizing gaseous HC and CO
facilitates the regeneration of the filter by catalyzing     the
oxidation of the collected material.

     Another filter  type  is composed of  sintered  mullite fibers
and  silica  alumina  clay  in a  nearly 80%  porous body.    It  is
formed  in a honeycomb  configuration with  plain  and  corrugated
sheets  joined  together.   Alternate cells are  plugged  similar to
the  ceramic  wall flow  design  described  above  to form  a filter
element.

     Silica carbide  fibers  can be  adapted  to  be  a filter  in a
densely packed tube  form.   Using  radial  flow from the  outside to
the inside,  the particles are trapped in  the body of the tube as
well as on the outside surface.

     Yet  another  trap  oxidizer  scheme being  developed  in Europe
and specifically designed for heavy duty applications consists of
treated  silica  fiber  yarn  woven in  a  number  of  porous  metal
tubes.  The exhaust  gas flows into  a  container through the walls
of  these  "candles"  and  exits through  the   center of   the  tubes
depositing its particulate content on the yarn.

     Finally,  ceramic foams such  as those used as  filters in the
processing of  metals are being examined  as filter  material  for
trap oxidizers.

2.  Regeneration

     The exhaust temperature of diesels is  not always  sufficient
to bring about regeneration  in the trap.   A  number of systems are
being developed  to  bring about regeneration  of traps.    Some  of
these methods include:

     o Throttling the air intake  to one  or more of the
       cylinders thereby increasing the HC  and CO  concentration
       in the exhaust.

     o Using a catalyst coated trap.  The application  of a base
       or precious metal coating  applied  to the surface  of  the
       filter reduces the ignition temperature necessary  for
       thermal oxidation.

     o Using metallic fuel  additives  to  reduce  the  temperature
       required for ignition of  the accumulated material has been
       successfully demonstrated;

     o Throttling the exhaust gas downstream  of  the  trap.   This
       method consists of a butterfly valve  with a small orifice
       in it.   Manually operated,  the valve  restricts  the flow
       adding back pressure to the engine thereby  causing the
       temperature of the exhaust gas to  rise.   Special controls
       of fuel input to the engine are also made at  time  of

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       regeneration; and

     o Using burners or heaters to heat  the  incoming  exhaust  gas
       to a temperature sufficient to ignite  the particulate.

     o With two cycle engines frequently found in transit buses  a
       concept of bleeding predetermined amounts of scavenger  air
       has shown very encouraging regeneration results.

     The diversity in filter materials and regeneration
systems being  developed  and employed illustrates  the breadth of
commitment to  develop  technological  solutions.   It also  suggests
that  vehicle  manufacturers  will  have  choices  available in
selecting the control system that can best be applied  for their
particular vehicles and engines.

     An alternative to trap  oxidizers being  evaluated by several
diesel  engine manufacturers  is  the  conventional catalytic
converter similar  to that found  in  today's gasoline-powered
engines.   The catalytic, converter has been  found  useful  for
applications where  a  small  amount  of  particulate reduction is
required  to  meet  standards.  The catalyst oxidizes  the  soluble
organic fraction of the particulate and does  not actually perform
as a trap or filter.

B.   Affects of Trap Oxidizers on Engine and Vehicle
     Performance

     The engineering goal of optimizing a trap oxidizer  system to
a  particular application is  that any  adverse affects  from  its
presence  on vehicles  and  engine performance  be eliminated or
minimized to acceptable levels.   Work to date  with trap  oxidizer
development  suggests these  goals  should be attainable.    Several
specific affects are discussed below:

1.  NOx, Hydrocarbons,  and Carbon Monoxide Emissions -

     Non-catalyzed traps  appear  to have  little  or no affect on
NOx  or  CO  emissions,  but  a  trap  using  a monolith «wall flow
ceramic  filter did  demonstrate  the capability  of reducing HC
emissions by  as much as  30 percent.   Experience with  the
catalyzed wire mesh traps indicates that HC and CO emissions have
been reduced to a  considerable   degree  (in  the  range  of  60-90
percent) with no adverse  impact on NOx  emissions.

2.   Unregulated pollutants -

     Though  difficult  to quantify,  one  manufacturer has  found
that ceramic  traps  significantly  reduced  aromatics,  and also
reduce  S04 and noise.  The experience with a catalyzed wire mesh
trap indicates that  there is a virtually complete reduction in
odor and in the organic particulate fractions of  the particulate,
but  some  increase  in sulfate  emissions.   Companies utilizing
catalysts to provide regeneration for  their  traps  are modifying

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catalyst   formations  to  reduce  any sulfates  emitted  to  an
acceptable level.

     Reducing the sulfur content of gasoline -- (as has been done
in parts of California)  —  in  addition to reducing pollution and
engine wear, would help eliminate any problem with sulfate
emissions  from  catalyzed  traps.   The  U.S.  EPA  is  currently
considering a requirement for low sulfur fuel.

     Trap systems which replace mufflers in retrofit applications
have been shown equal sound attenuation to a stock muffler.

3.   Fuel economy

     A slight fuel economy penalty has been experienced with trap
oxidizer technology which is attributable to the back pressure of
the system.  Some forms of regeneration involve the use of
fuel,  and  to the  extent those methods  are  used, there will  be
additional consumption of fuel.   It is expected  that the systems
can  be  optimized to  minimize,  or  in some  cases  possibly
eliminate,  any noticable fuel economy penalty.

4.   Engine Wear and Vehicle Maintenance --

     Trap  systems do  not  appear  to  cause any  engine wear  or
affect vehicle maintenance.   Concerning maintenance of  the trap
system itself,  manufacturers are  designing systems to  minimize
maintenance requirements.

5.   Vehicle acceleration and driveability --

     Various trap  oxidizers  have  been or likely  can be  designed
so that  driveability should not be affected, or  at  least can  be
minimized most notably by limiting back pressure.

6.   Safety —

     Safety is  a  paramount  consideration in  developing a  trap
system.  In establishing the particulate standards,  EPA expressed
its belief  that  safe systems could be developed.   Trap system
manufacturers likewise  are  confident  that  safe  systems can  be
developed.

C.   Status of Trap Oxidizer Development

     1.   Light Duty Vehicles

     Quite understandably the greatest  advances in  trap  oxidizer
technology have ocurred  in  light-duty  vehicle  application.   Trap
equipped passenger  cars  are  now  being  sold by  Daimler  Benz
(Mercedes).   Mercedes  first  offered  trap  equipped vehicles  in
1985 in  several  western  states including California.  A measure
of the success  of Mercedes' program  is that for the.,  1987  model
year,  all  but the Model 190 diesel  powered vehicles are  trap-

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equipped.  Other  passenger  car manufacturers have met EPA's  0.2
gpm particulate standard without traps.

     No  light duty  truck manufacturer  currently markets  trap-
equipped vehicles.   Nevertheless a  number  of promising  systems
are being developed.

     Several  years ago  General Motors  Corporation  conducted  a
cross-country test with a fleet of trap-equipped  vehicles.   While
the test program  revealed a number of engineering challenges  to
be addressed, the overall results were encouraging.

     Mitsubishi Motor Corporation reported at last year's  Society
of Automotive Engineers International Congress on tests of a trap
oxidizer system consisting of a ceramic  foam filter coated with a
catalyst  for regeneration,  a  back-up regeneration device  (which
senses particulate loading  and increases exhaust temperature  to
cause  incineration  by  catalytic reaction),  and an emergency
regeneration system which alerts the  driver  by means  of a  warning
lamp to  activate  the  regeneration device with  a switch  in  the
vehicle compartment.    The system also included  an odor reducing
catalyst.

     Two light-duty  trucks  powered with  2.3 liter  turbocharged
diesel engines were durability tested for 50,000  miles on  the  AMA
cycle with the Mitsubishi system.   Both  vehicles  completed 50,000
miles while maintaining tailpipe particulate levels of about 0.15
grams per mile.   Mitsubishi  reported  during  the durability
testing  that  it  was  unnecessary to  operate  the  manual
regeneration device on either vehicle.   Mitsubishi concluded that
the  catalyst coated  trap  filter system while  not completely
satisfying  all  the  parameters  of  trap  efficiency,  cost,  fuel
economy,  vehicle performance, practicability,  reliability,   and
safety,  did  satisfy many  of these  demands and  overall  was  an
acceptable system.

2.  Heavy Duty Vehicles

     With EPA's and California's heavy-duty  particulate standards
now in place, engine  manufacturers, trap manufacturers and others
have turned their attention to the heavy duty application  of trap
oxidizers.   Although  EPA's standards  have been in effect for less
less than two years,  the progress made is extremely encouraging.

     Engine  manufacturers  throughout  the  world are subjecting
prototype trap systems to a  full range of testing.   In addition,
devices  have  been or are  being evaluated  by other  parties
interested in diesel  particulate control,  including:   The  Ontario
Research Foundation;  Southwest Research Institute; Michigan Tech
University;  Ricardo  Consulting;  the National  Coal  Board
(England);  and FEV (Aachen,  West Germany).    Of  particular  note,
the Engine Manufacturers  Association  is sponsoring a program  by
an independent contractor to develop and  evaluate a  generic trap
system.

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     One of  the early successes  of  heavy duty trap  application
was a  Daimler  Benz trap-equipped bus which operated  for  100,000
miles.  Both Daimler Benz  and Volvo  White  advised  EPA during  its
standard  setting  process  that  trap equipped  trucks and  buses
should be available in the early 1990's.

     Heavy  duty application  of  trap  oxidizer presents  special
engineering challenges.  While  the basic technology  to ensure  a
high  trap  collection efficiency  has  been  established,  the
durability  of  a  trap  system  in  heavy-duty   application--
particularly in light of  the  longer  useful  life  requirements,
rugged  use,  volume of  particulate emitted, and  higher  exhaust
temperatures -- needs to be demonstrated.

     Given  the tremendous progress  realized  to  date  and  the
considerable  combined  research and  development  efforts  of
equipment and  engine manufacturers, the prospects  for addressing
the remaining   engineering challenges and having  trap-equipped
heavy duty vehicles in the early 1990's is  excellent.

3.   Retrofit Applications

     Heavy duty vehicles meeting EPA's particulate  standards will
have greatly reduced particulate emissions.  However,  the  EPA  0.1
g/BHP-hr. particulate standard for buses     does not  take effect
until 1991 and for trucks  not  until  1994.   We will be well into
the  next  century  before the  fleet  of  clean burning  diesel
vehicles turns  over completely.

     Particulate emissions from transit buses in urban areas  are
of particular  concern.   Indeed,  diesel  pollution  from buses is
clearly the most talked about motor vehicle pollution  problem.

     Buses have a life span of up to  20 years.   As  a result, many
localities are exploring  the possibility  of  retrofitting  buses
with diesel particulate controls.

     Trap  manufacturers and others  have  separate  development
programs targeted for trap retrofit applications.   Demonstration
projects  have   been  or are  underway in the  Netherlands,  Great
Britain, Munich, Athens, California,  Philadelphia,   and Tucson.  A
number of other demonstration projects are  being planned.   Two of
these demonstration projects illustrate the significant progress
and encouraging results that  have been achieved.

     The first  program is in Athens,  Greece.  The  City of Athens
has one  of  the more serious air  quality  problems  in the  world.
Diesel exhaust  emissions are the  major contributor.   Two  Athens'
city public transit company  buses have been equippped with trap
oxidizer systems.   The system is  a ceramic wall flow  filter with
regeneration by means of  exhaust  throttling.   The buses  operate
under real conditions  on Athens'  urban^ bus  routes and  have
successfully operated  for  two years. "  In the  near future,  the

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                                               A  I
program will expand to 25  buses.              -

     The  second  program  is  taking  place  in  Phladelphia.    The
Southeastern Pennsylvania  Transit Authority (SEPTA) retrofitted a
6-V71  diesel  engine-powered  transit  bus with a  wire  mesh
catalyzed  trap oxidizer.   The  bus has  accumulated well  over
40,000 miles in 20 months  of revenue service.

     Video recordings  and visual  inspections indicate that  the
bus  had totally  invisible exhaust  under  all  revenue  service
operating conditions.   SEPTA has reported no maintenance,
performance,  fuel  or  oil  consumption  problems  and it has  found
that the system has gone largely unnoticed by the various  drivers
who  have  operated the bus.   SEPTA  reported  the  trap  also
appeared effective in  controlling odor.   SEPTA will  continue  to
evaluate the trap's performance  in order  to identify  capital  and
operating  costs  of  such  a  system  vis-a-vis using  alternative
fuels  and other emerging  methods  for  controlling  diesel
particulates.

                           CONCLUSION
      Diesel  particulate  emissions from  motor vehicles  pose a
      serious  health and welfare  threat,  but diesel particulate
      trap oxidizers  represent  a technology  that  can  greatly
      reduce particulate emissions from motor vehicles.

      Substantial  progress  has  been  made in  developing  and
      applying  trap oxidizer technology since  EPA first adopted
      particulate  standards in  1980.    In  1987  trap  equipped
      automobiles are being marketed nationwide.

      Trap oxidizer  applications  to  heavy  duty  vehicle offers
      special  engineering challenges.   Engine manufacturers, trap
      manufacturers  and  others, however, are  engaged  in worldwide
      development efforts  to refine trap  oxidizer  technology for
      heavy  duty application and  the prospects for meeting those
      challenges  and having trap-equipped  heavy duty vehicles in
      the  1990's ajjpear excellent.

      The  significant  progress  in  developing  trap  oxidizer
      technology  is  a  direct  result of  technology  forcing
      standards  established by  the U.S. Environmental Protection
      Agency and the  State  of California.   If  progress  is  to
      continue,  it  is essential  that  these technology-forcing
      standards remain in effect.

      Existing  heavy duty  diesel  powered  vehicles,  particularly
      buses operated in urban areas, pose a special  problem to the
      air  quality of our nation's  cities.  A number of development
      and  demonstration  projects  involving   retrofit  trap
      application to transit buses are  underway  and the results to
      date have  been extremely  encouraging.   Retrofit application
      of diesel  particulate  traps offers a unique  opportunity for
      local  governments,   engine  manufacturers,  and  device
      manufacturers,  to  work together  to  find  solutions  to this
      problem.
                                 9

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       Status of Exhaust Aftertreatment Projects

0     Overview  of Projects

+     -     EPA
            Heavy Duty Engine Manufacturers
            Equipment Supplier  Industry
            Research Institute

0     Status Summary

            Trap Oxidizer Concepts
            Trap Oxidizer Regeneration
            Oxidizing Catalysts
                                Thomas Baines

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              EPA Exhaust Aftertreatment Projects
1,    Concepts development
           Performed on light  duty diesels
           Most  promising will  be applied to heavy duty engines
           Current work
                 Face heated ceramic  wall-flow monolith
                 Electrically  conductive substrate (Fogarty)

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2,   Heavy Duty Technology Evaluation
           Caterpillar 3208 with Mercedes-Benz LD Traps
           Law cost wire mesh
           Catalytic converter
           Johnson Matthey

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      Heavy  Duty  Engine Manufacturers

Manufacturers  main  emphasis    is   on   engine-out
participate reductions

All manufacturers also have a trap program

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0     Mostly proprietary information
0     Some work  is  still  in  the  lab  but  there  are  some
      vehicle demonstrations
0     Main concepts:
            Ceramic monolith
            Catalyzed wire mesh
            Ceramic fiber coi

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   Equipment Supplier Industry Projects
Corning support role
      Supply Daimler-Benz LOO Traps
      40 buses in Europe
      Product being tested by all  HDD manufacturers

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Johnson Ma(they
      Light duty diesel research
      Apply   promising  concepts   to  HD   catalyst
      formulations trapping media
      Field Durability Trials
      -     SEPTA (Philadelphia)
            (Tucson)
      Product being tested by some HDD manufacturers

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Muffler Manufacturers
      Donaldson,  Nelson,
      Traps may  replace mufflers
      They may produce a  complete system
      Tread towards distributing costs

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                  Research  Institute Projects
1,   Southwest Research Institute
           EPA Trap-equipped bus
           CAfiB bus  engine work
           Internal  Funding
      .     -     Silica foam
                 Silicon carbide foam
           Consortium Multi-client
                 Fundamentals of regeneration and control

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2,   Ontario Research Foundation

           EMA funded joint research
                 Burner-assisted regeneration
                 Ceramic wall  flow monolith

           Ontario Government  project
                 Demonstrate trap on a local  bus

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                     Trap Oxidizer  Concepts

1,   Ceramic monolith

           Most  prominent and likely  trapping  concept

           High  efficiency (up to 90  percent)

           Much      promise      if     durability      problems
           (melting/cracking)  can   be  solved  through  better
           control  of regeneration and/or  ceramics with  better
           thermal  properties

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2,   Catalyzed wire mesh
           Low trapping efficiency (40-60 percent)
           High reduction of SOF
           Increased sulfates

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3,   Ceramic fiber coil  trap
           Developed by Daimler-Benz
           Good durability
           Medium trapping efficiency (60-80 percent)
           Hard to regenerate

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                   Trap  Oxidizer Regeneration
1,   Active Regeneration  -  May be  a prefered  approach for  HD
     application
     A,     Fuel  burner system
                 Generally involves  exhaust  bypass
                 Problems    with   maintaining   proper   oxygen
                 concentration  and good heat distribution
                 Some  safety concern  (accident  while burner  is
                 on)

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B,   Electric Heater System
           Face  heater or  (more  recently)  use  of  conductive
           substrate
           Good control of  heat distribution
           Can involve large electricity demand

-------
2,   Passive Regeneration
           Exhaust   temperatures   generally   too    low    for
           successful  passive  regeneration

           Catalysts   which   lower   participate    regeneration
           temperatures    are    primary    path   for    passive
           regeneration

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Catalysts applications

      Coating on traps
                               i
                               ,i
      Fuel additives (pre or  post  engine)

      *     Problems   with   additives    eventually
            plugging trap

      *     Safety  concerns   include  emissions   of
            catalyst   and   handling   of    leftover
            catalyst when vehicle  is scrapped

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                                    i. I
Fuel  sulfur  a problem  for  most  catalysts  (sulfate
formation)
Unless sulfur  is  reduced  or  more  selective catalysts
can  be  found  it  is  unlikely  that  their  use as  a
passive  regeneration method  will  be  widespread  in
the future

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            Oxidizing  Catalysts
Oxidizes SOF {80-90 percent efficient)
15 to 35 percent reduction in total PM
If engine  levels are  close to standard this may be a
feasable approach
Fuel   sulfur a  problem  (sulfate  formation  for  many
catalyst formulations)

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              Fuel  Quality  Control  Issues

Advantages:
-     Potentially    significant    participate    emission
  J    reductions
      SO,  secondary participate reductions

      Possible engine wear reduction
      Potentially  lower engine price  increases due to  less
      costly exhaust treatment devices

Disadvantages:

      Fuel  price increase
      Fuel  economy decrease (due to aromatics  reduction)
                                   Timothy Sprik

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                         Sulfur Content
0    ASTII Limit:       0.50 wt. I
0    Current Level:     0,27 wt, X
0    South Coast Air Basin Standard:    0,05 irt,  I
0    Survey data shows sulfur content is increasing

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                   Aromatic Content
ASTM Limit:       None
Current Level:    293! by volume
Levels expected to increase as cheaper crudes are used

-------
       Effect of Sulfur  on Engine-Out Emissions


Participates


      Sulfates:    Typically  2-6% of sulfur  in  the fuel is

                  converted

      Bound HO:   Roughly 1,3 x  sulfate at SOX humidity


      SOF;         Possibly a weak correlation


Sulfur Dioxide (SO)
                  2

      Typically  94-98% of fuel sulfur

      Between 30 and 70%  of SO   is converted  to sulfate
                                2

      in  the atmosphere

-------
    EFFECT OF FUEL SULFUR INCREASE
        ON TOTAL PARTICULATES
       AND INDIVIDUAL FRACTIONS
           AT1400RPM/112BHP
V.7
0.6



.5

0.4

a
5
*B)
0.3

0.2

0.1
0
Assume Bound H20
Percentage of Change
— Due to Sulfur Addition
SOLC 8%
SOF 34%
S04= 25%
U.O T?o/.
— n2W O*9/0
100%






MM*

••••M

MM»









SOLC


SOF

(0.050)
SO4=
(0.034)
y». •***-* f
Bound
(H20)





SOF
(0.131)

SO4=
(0.095)


Bound
(H20)




SOLC


          OF 2
       (0.20% Sulfur)
DF 2 * DTBOS
(0.55% Sulfur}
(Presentation to EPA "Fuel Composition Effects on Diesel
Particulate Emissions", Chevron Research Conpany, 8/21/84}

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 Effect of Change from 0.27 I to 0.05% Fuel Sulfur on Emissions

1    Direct Emissions

          Total Participate: Reduced ~ 0,10 g/BHP-hr           .
                SuI fates:   Reduced  0,04  g/BHP-hr   (based  on
                3X conversion)
                Bound H 0:  Reduced 0,05 g/BHP-hr

                SOF:        Possible reduction 0,01 g/BHP-hr

    -     SO :  Reduced 0,84 g/BHP-hr


1    Indirect Emissions

          Secondary  Sulfate:  Reduced  0,38  -  0,88  g/BHP-hr
          (dependant on atmospheric conversion)

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      Effect of Aromatics on Engine-Out Emissions

Participates

      Fuel aromatics  correlated with carbonaceous  portion
      and soluble organic fraction (SOF)  of particulates

Gaseous Emissions

      Can be correlated with HC and NOx  emissions
      Effect  uncertain and  probably highly engine specific

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   04'
   0.7-
   0.8-
r  o.s -
   0.* -
   OJ-
   0.2
• SUMy-Slau
B Tnnmnt
          1S   20   35   30   15   40   «S   50
                  Aromatic Carrtwn. VW H


                     Figure 18

            AROMATIC CONTENT EFFECT
                 ON PARTICULATES
    (SAE #852073,  Barr/ et  alia,  1985)

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Effect of Change from 29% to 20% Aroma tics on Emissions

Participates

      Carbonaceous:  Reduction  of  about  0,10  g/BHP-hr  on
      existing  engines
      SOF: Possible slight  reduction  (< 0,05 g/BHP-hr)

Gaseous Emissions

      Possible  reductions  in HC, NOx

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Effect of Fuel  Sulfur on Exhaust  Aftertreatment Devices
Ceramic Monolith
      Su I fates  can  lead to  problems by  plugging monolith
      walls            !
Catalyzed Wire Mesh
      Catalyzed   traps   increase  conversion   of  SO    to
      sulfate participates
Oxidizing Catalysts
      Significant increase in sulfate formation
      Infeasible  unless  highly selective catalyst is  found
      or fuel sulfur  is  reduced

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 Cost  of Sulfur Reduction to 0.05% Through Hydrodesulfurization

5   CARB:  2,6-7,4 c/gal, (survey results)

}   ERC/Sobotka:  1,2 $/gal, (refinery modelling)

          achieved   through    segregation    of    diesel    and
          distillate burner fuel
          ~  8  vol  % decrease   in  aromatics  would  result from
          desulfurization

1   Bonner & Moore Model I ing (Sponsored by EPA):

          quality of off-highway distillate fuel  maintained
          various degrees of segregation considered
          preliminary results expected in Spring 1987

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   Cost  of Aromatics Reduction  through Hydrotreating

Method:       Severe      hydrotreating,      similar      to
hydrodesulfurizing

CARB:  5,7t/gal,  (from 33 to 10 vol  %)
ERC/Sobotka:    Reduction  to  20 vol  I  achieved  as  side
effect  of   desuifurization   via   blending  and   product
segregation   (Further  reduction  to  17  vol  % acheived  at
0,4$/gal)
Bonner & Moore:   Currently  investigating cost of  reducing
aromatics  to  20 vol  I

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            Engine Durability  Effects  of  Fuel  Sulfur

0    Increased   sulfur   levels  in   fuel   cause   corrosive   wear
     problems
0    ERC Report claimed a M  reduction  in wear  rates  resulting
     from desulfurization  based on  locomotive  test  data

0    Comments  from manufacturers claim  reduction  in wear  will
     be  minimal
0    Testing by  Daimler-Benz  hows  fuel   sulfur  has  minimal
     effect  on  wear at  normal  operating temperatures

0    Southwest  Research Institute  currently is  evaluating  lube
     oil  analysis  from  Southern California fleets

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                      EPA Action

EPA contractor report by ERC/Sobotka has  been released for
public comment

Meetings  with  representatives  of  the  oil  industry  and
engine manufacturers  to coordinate further  modelling work
and investigation have taken place

EPA currently developing  comprehensive  environmental  and
economic impact study to be released in the near future

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THE ENVIRONMENTAL PROTECTION AGENCY VIEW OF METHANOL

               AS A TRANSIT BUS FUEL
  Presented at the Headway  '85 Transit Conference

    in Kansas City,  Missouri on November  4, 1985
                     Jeff Alson
             Assistant to the Director
        Emission Control  Technology Division
              Office of Mobile Sources
          Environmental Protection Agency

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     Environmental Protection  Agency (EPA)  interest  in transit
buses  has  increased  significantly  in  the  last  few  years.
Concerns over existing diesel  bus pollution and enthusiasm over
the potential of  methanol  to alleviate  these concerns have both
contributed to  this increased  interest.   This paper  will give
an overview of  the  transit  bus issue from  an EPA perspective,
summarizing our  current  outlook  on diesel  buses,  discussing
methanol as a general motor  vehicle fuel,  and focusing  on the
benefits of methanol as a future transit bus fuel.

            A Reassessment of  Diesel Bus  Pollution

     Historically, transit buses  have not been considered to be
a  significant environmental problem.  In  any urban  area,  the
number of  transit buses  is only a minute  fraction of the total
number  of  motor  vehicles.   Powered by  diesel  engines,  which
inherently produce  low levels of hydrocarbon (HC)  and  carbon
monoxide   (CO)    emissions,   total   mass   emissions   of   most
pollutants  from   transit   buses   are   dwarfed   by   aggregate
emissions from  passenger vehicles,  large  trucks,  and stationary
sources such  as power  plants  and  factories.  In  addition, from
a  technical perspective,  there has not been a promising  bus or
truck alternative to the diesel cycle engine operated on diesel
fuel.   Accordingly,  EPA  regulation  of  heavy-duty  trucks  and
buses  has  lagged  behind   that  of   passenger cars  and  light
trucks, and  current EPA  standards  require  only  token control
measures on new heavy-duty diesel engines.

     A number of  developments  have  forced  EPA to reexamine the
diesel  bus issue.   As  EPA  has  reduced   emissions  from  other
sources  (for  example, new  passenger car  HC and  CO emissions
have  been  reduced   by  over  90  percent  in  the  last  fifteen
years),   bus    emissions   have  become   proportionally   more
important.    Public  health  concerns  with  diesel  particulate
matter  (PM)   and oxides  of   nitrogen  (NOx)  emissions  have
increased,   the  former  because  of  evidence  that it  contains
carcinogenic  compounds  and  the  latter   because  air  quality
projections show  that  certain areas  of the  country will exceed
EPA's  ambient  standard  during  the   1990s,  and  both of  these
pollutants are  emitted in  relatively  large amounts  by  diesel
engines.   As  our ability  to  analyze  motor vehicle  emission
impacts has become  more  sophisticated,  we  have determined that
public exposure to transit bus pollution  is much  higher than to
many  other pollution sources,   on  a  per* unit  mass basis:  buses
are  operated  exclusively  in  urban   areas,  typically over  the
busiest roadway corridors with maximum  population exposure, the
pollution  is  emitted at  ground level  directly  into  the  human
breathing  zone,  and  EPA  and  local  environmental  officials

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                                                 I  I
                              -2-

receive a  high frequency of complaints  about bus pollution and
odor.   Finally,  recent  EPA testing  has indicated  that actual
diesel  bus  emissions of certain pollutants,  such as CO and PM,
are much higher than previously thought.

     Table  1 lists  the current  and  future  emission standards
which have  been established for  new  engines  to  be  utilized in
transit buses,  as well  as  ranges for the  emissions of current
technology  engines.   It  can be  seen  that current  diesel bus
engines are  comfortably below  the .current HC  and-CO standards
of  1.3  and  15.5  grams per  brake horsepower-hour   (g/bhp-hr),
respectively,  and  that these  standards  are  not   expected  to
change  in  the  future.   The situation with  NOx and PM standards
is  in  a  state  of  flux,   however.   We  currently  have a NOx
standard  of   10.7  g/bhp-hr,  which   represents  very  little
control, if  any,  and no PM standard  (there is a smoke standard
which constrains  PM emissions  somewhat).   On March  15,   1985,
EPA  promulgated  new  rules which  will,  for  the   first   time,
require meaningful NOx  and  PM reductions from heavy-duty diesel
truck and  bus  engines.   Interim standards  beginning  in  1988
will  require  minor  improvements  on  some  engine   models.   By
1991, new  diesel  bus engines will be subject to a NOx standard
of  5 g/bhp-hr,  similar  to  a  standard  already  in  effect  in
California.  This will  require  some  type of engine modification
on  most new bus  engines.   Also beginning   in  1991,  new bus
engines will have  to meet a 0.1 g/bhp-hr  PM standard.  This is
a  very  significant  reduction  in allowable  PM  emissions, and
will likely  require  the application of  trap oxidizers, exhaust
aftertreatment   devices    which    continuously    filter    and
periodically oxidize PM.

     The  lower  diesel  bus  emission standards  in  1991  have
certainly  contributed   to  the   interest  of   diesel  engine
manufacturers  in  alternative  fuels.   The  application  of  trap
oxidizers " and  NOx controls  will  undoubtedly  raise  the initial
purchase price,  and  probably the  fuel  consumption  as well,  of
transit  bus  engines.   A   second  motivation  is  simply  the
realization  that  we will  not  have abundant  supplies  of  cheap
diesel  fuel   forever,   and  that  an   alternative   fuel   will
ultimately be necessary.

        Methanol;  The Transportation Fuel of the Future

     Whether   examined   from   an   energy,   environmental,  or
economic standpoint,  methanol  is  a  very  promising  alternative
motor vehicle   fuel.   Of  course,  the   historical  context  for
interest  in   methanol,   and  all  alternative   liquid  fuels,
involves the oil  price shocks  of  the 1970s.   American society
had prospered on cheap  and  plentiful  oil,  and.it was only  after

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                                                 *  I
                              -3-

the OPEC  oil  embargo  of  1973-74 that we realized that petroleum
was  a  finite and  valuable  resource.   Our  vulnerability with
respect  to energy  security  was  reinforced  in 1979-80  when a
relatively  minor cutoff  of  crude  oil  from Iran  caused major
havoc with  world  oil  prices.  Prices rose  from $3 per barrel in
the early 1970s to nearly  $40  per  barrel  in  1981.   Oil  import
payments,  which  peaked at  $80  billion in  1980,  became  a major
drain on  American capital,  and contributed  to  a decline in our
international trade balance.

     Although the  present world oil price  and  supply situation
is much improved, with  plentiful supplies  and falling  prices,
we  cannot  afford  to   become   overconfident.   Domestic  oil
production,  which  has  been constant  for  several  years,  is
projected  to  decline  in  the  late 1980s, as  shown  in Figure 1.
The combination  of  lower domestic oil  production and increased
economic  growth  is  expected  to  significantly  increase  our
appetite   for  imported   oil.    In  addition,   world  economic
recovery  and  growth   and  falling   crude   production in  other
non-OPEC  areas are expected to  significantly increase world oil
prices  in the 1990s.   It is  expected that  our oil import bill
will  exceed  $100  billion  per  year  by  the early  1990s  if a
satisfactory  liquid   fuel substitute  is not  found.   Figure 2
indicates  that  our  cumulative  international  trade  deficits are
increasing  at a  high  rate, due to  record  merchandise trade and
current account  deficits in  1984.   Higher  oil  import  bills in
the 1990s can only  worsen our  trade  difficulties.   Since,  as
shown in  Figure  3, approximately 60 percent of  U.S. petroleum
consumption is  in the transportation  sector,   it is  clear that
the U.S.  will ultimately require a liquid  fuel  alternative to
petroleum which can be produced from domestic energy resources.

     From  an  energy  perspective  methanol  is  an  attractive
alternative.  It  can  be  produced in very  large  volumes from a
variety of domestic  feedstocks  such  as  natural gas,  biomass,
and,   most importantly,  all types of  coal.  Our huge  domestic
reserves  of coal,  evidenced  in Table  2, will  undoubtedly be a
feedstock  for alternative  liquid  fuels  in the  future.   The
production.    technology    for   coal-to-methanol   plants   is
technologically  proven   as   both  the  coal  gasification  and
methanol  synthesis processes  are in use today.  The  fact that
coal  would go  through  a gasification  step would  permit  any'
sulfur  in the' coal  to  be  easily removed  allowing the  use  of
high-sulfur coal.  As a  liquid fuel,  methanol would generally
be compatible with existing  vehicle and distribution  systems.
Finally,  it has  been  known  for  decades that methanol is a very
efficient-,  high-octane  motor  vehicle  fuel.   From an  overall
energy  efficiency perspective,  methanol would likely  provide
the maximum number of  vehicle miles  per ton of coal  feedstock.

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                              -4-

     Methanol   has   always   been   considered  to   be   a  very
clean-burning  fuel;  in fact,  its low  emissions,  especially of
nitrogen oxides,  was a primary  impetus  for  many  of the  initial
methanol research projects of  the  early 1970s.  Of course, we
now have much  more  stringent passenger  car  emission standards,
and  sophisticated   emission  control  technologies  have  been
developed  to   control  emissions  from  gasoline-fueled  cars.
Compared to  gasoline-fueled  vehicles,  methanol  vehicles would
likely emit  lower levels  of reactive hydrocarbons,  leading to a
projected decrease in  photochemical,  oxidant levels-.  Engine-out
nitrogen  oxide  levels  would  also  be  lower,  though  whether
vehicle  emission levels  would  be   lower  would  depend  on  the
emission control system used (i.e.,  manufacturers  might choose
to use a lower cost catalyst).

     The environmental benefits  of  methanol are  most evident
when  considered  as  a  substitute   for  diesel  fuel.   Diesel
engines inherently emit high  levels of particulate and nitrogen
oxide  emissions, and  trucks and buses  are  major  sources of
these pollutants  in  many  urban  areas.  Methanol engines tend to
emit  very  low  levels of  both  of  these  pollutants.   Methanol
substitution   for diesel  fuel  would   also  reduce  reactive
hydrocarbon  and  sulfur  dioxide  emissions  as well.   From an
environmental  perspective, the use  of  methanol  provides  the
opportunity  for  vehicle manufacturers and  consumers to achieve
the  energy  efficiency of a diesel  engine  but  with  exhaust
emissions  comparable to  or better  than the  cleanest  gasoline
engine.  Bus  emissions will  be  discussed in  more  detail later
in this paper.

     Of course,  fuel economics  will  be vital  to  the viability
of  any alternative  liquid fuel.   EPA  has  studied  this issue
extensively  and  concluded  that methanol  would  be  the  most
cost-effective  liquid  fuel, on  a dollar per  mile  basis,  of any
of  the  candidate fuels which can be produced  from coal.  When
methanol would  be   competitive  with  petroleum  fuels  is  very
dependent  on  world   oil   prices.    Our  studies  indicate  that
methanol would  be competitive with  gasoline from $35 per barrel
oil  and competitive with  diesel fuel  when  crude  oil  prices
reach  $45  per  barrel.  Even assuming  that  there will be no
world oil  supply  disruptions, most  forecasts are  that world oil
prices will rise above these levels In the 1990s.

     There  is  a  growing   consensus  that  methanol  is  our  most
promising  alternative  transportation   fuel.   Both  Ford  and
General  Motors   have  active   methanol  vehicle   development
programs and various  foreign  manufacturers are also involved in
the area.  Many  energy  and chemical  industry firms have studied
the economic feasibility of coal-to-methanol production plants,

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                              -5-

though  plans  are presently  on hold  due to  the  large methanol
surplus  and falling  world  oil  prices.   Methanol  vehicles are
currently  being  evaluated  by private  and  public  sector   fleet
operators  throughout  the U.S., such  as  the  Bank  of America and
the California Energy Commission.

     Interest  in methanol development  has  reached  the highest
levels  of  our  federal  government - and both  major  political
parties.   The  Administration  has  formed  a Methanol  Working
Group  composed  of  representatives  of  15  different  executive
agencies  and  White House staffs. ' The  primary purpose  of the
working group  is to review regulatory  requirements which might
inhibit consumer use of  methanol.  Various  pieces of proposed
legislation  have   attracted   bipartisan support  in  Congress
including  federal fleet demonstrations,  explicit appropriations
for  methanol  bus  purchases,  the  establishment  of  a  formal
interagency  commission  on  methanol,  and  changes  in methanol
fuel  taxation.   Given  the  interest by  high-ranking  members of
both parties,  it is expected that such  proposals will continue
to be considered.

     Thus,  with  respect to environmental,  energy,  and economic
considerations,  we  believe  methanol  is  the  most  promising
alternative   transportation   fuel.   The   conversion   of   our
national  vehicle fleet to  pure .methanol  could  eliminate our
need  for  oil  imports  with  concomitant benefits  such as  an
improved  balance  of   trade,  insurance  against  the  economic
dislocations caused by another  oil price  shock,  and increased
national  security.    The  redirection  of the  U.S.  wealth now
going for  oil  imports into  domestic coal-to-methanol production
could  increase  domestic economic  growth  and  employment  and
would provide  a  needed market  for  high-sulfur coal.   And,  at
the  same   time,  the  use  of  methanol in motor  vehicles  would
improve urban air quality.

        The Potential  for  Methanol as a Transit  Bus  Fuel

     While  we  believe methanol has  the  potential  to ultimately
displace petroleum  fuels  in all  motor vehicle  applications,  it
is  particularly  attractive   at   the  present  time  for  use  in
transit buses.   There are several reasons  why  methanol transit
buses  could  be  implemented   much  more easily  than  could  a
general  fleet  transition  to methanol.   First,  because  most
transit  authorities   are  public   agencies,   they  should  be
sensitive -to public complaints  about the environmental problems
of diesel  buses and  the  benefits to  be gained  from operating
methanol buses.   Transit agencies typically receive  operating
subsidies  from  local  units  of government,  and this  provides  a
leverage   point   for    citizens   interested  in   reducing   air

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                              -6-

pollution.   Even more  directly/  since the  federal government
provides  up to  80  percent  of  the  funds  used  to  purchase new
urban  buses,  it could  directly  promote  interest  in methanol
buses   by  providing   financial  inducements   for  technology
transfer  or  by simply requiring that all federal monies be used
for  methanol bus purchases.   Second,  transit  authorities have
centralized  fueling  sites which could  be  modified to store and
dispense  methanol fairly  easily.   This  means  that  a methanol
bus  implementation  program  would  be  largely   immune  from the
distribution   problems   which   would  be  associated  with  the
widespread   transition   to  a   fuel  like  methanol,  with  its
different   chemical   properties,   requiring  that   scores  of
thousands of private service stations be capable of storing and
dispensing  it.   Finally,  because  transit  systems also  have
centralized  maintenance  facilities,  there  would be  far  fewer
concerns  over  the proper  maintenance and repair of a "new" or
at  least different  engine technology.  Thus,   urban  buses are
probably  the most appropriate  vehicles to  be  initially fueled
with methanol.

     Several heavy-duty engine  manufacturers are  now involved
in methanol  research programs.   Despite the  fact that research
into the  use of  methanol  in diesel engines  is  a fairly recent
phenomenon,  manufacturers  have already achieved  considerable
progress.   Three manufacturers  have  developed  methanol-fueled
diesel-cycle  bus engines:  M.A.N.,  Mercedes-Benz,  and  General
Motors.   M.A.N.'s  involvement  in  the  German  Alcohol  Fuels
Project   led   them   to   modify   an   existing   11.4-liter,
six-cylinder,  direct-injected,  naturally-aspirated, four-stroke
diesel  engine  for  pure  methanol  combustion.   The  two  key
aspects of  the modification  were the addition of spark ignition
and  the  functional  separation  of fuel  injection  and  mixture
formation  through wall  deposition  of the methanol.   M.A.N.  is
now developing  a  turbocharged version of this same methanol bus
engine.

     Mercedes-Benz  has  designed  a  11.4-liter,  six-cylinder,
spark-ignited  engine  to operate on gaseous  methanol,  in  order
to  take advantage of methar.ol's  relatively  low  boiling  point
(permitting  vaporization)   and   high  heat  of  vaporization
(increasing  usable energy).   The engine, adapted  from a design
originally  intended  for operation  on natural gas  and propane,
features  a  fuel  vaporizer  which utilizes  heat  energy  from
engine cooling water.

     General  Motors  has  only  recently   become  involved  in
methanol  bus  engine  research.   GM  selected  its  9.0-liter,
six-cylinder,"  direct-injected,  turbocharged, two-stroke  diesel
engine,  used  in most  new U.S.   transit  buses,   as  its baseline
engine.   It was  found  to  be   surprisingly  easy  to autoignite

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                              -7-

pure  methanol   in   the  two-stroke  engine  at  normal  engine
operating   temperatures   by   controlling   the   exhaust   gas
scavenging   process  to   produce  the   requisite  in-cylinder
conditions  at  the time of  fuel  injection.   In  effect,  much of
the  exhaust gas  is maintained  in  the cylinder  thus  providing
sufficient  temperatures for  methanol  ignition.   Glow plugs were
added  to the  engine for  use  in cold starting  and light-load
operation.

     Each of these  three  manufacturers now  has  methanol buses
in   various  demonstration   programs  throughout   the   world.
Prototype methanol  buses are  now operating  in  revenue  service
in San Francisco  (GM and  M.A.N.), Berlin  (M.A.N. and Mercedes),
Auckland,  New  Zealand  (M.A.N.  and   Mercedes),   and  Pretoria,
South Africa (Mercedes) .   Each  bus  has had  some problems,  but
none   appear   to   be   insurmountable.    Both    the   engine
manufacturers and  the demonstration  sponsors have been  pleased
with each of the programs.

     The  most  critical ongoing demonstration program for  U.S.
policymakers,  both   because  of  the  manufacturers  involved  and
its accessibility,  is  the  one in San Francisco  sponsored by the
California  Energy  Commission.   Two  GM  and  M.A.N.   methanol
buses,  which went   into  service for  the  Golden Gate  Bridge,
Highway,  and Transportation  District  in January and  July  of
1984, respectively,  will  be operated  in  normal  revenue  service
until  the  end  of   1985,   at  which   time  it  is   likely  that
additional   funding    will    be   sought   to    continue   the
demonstration.    The  program   has   been  designed  to  provide
important information  with  respect  to operating  cost,  fuel and
oil   consumption,    emissions,    maintenance,    driveability,
durability,   and  consumer   and  driver  reaction.   Experience
gained from this program will  be very helpful  in planning for
more  comprehensive  demonstrations  in .the future.   In general,
the  San  Francisco  demonstration has been  very  successful  in
proving  the  feasibility of methanol  transit  buses.  The M.A.N.
bus has  been particularly impressive with very  few maintenance
problems  and an  energy  efficiency  equivalent  to  its  diesel
counterpart  both  in  service  and on  track fuel  economy tests.
As  of  October   1985,   the  M.A.N.  bus  had  accumulated  37,000
miles.   The GM bus  was beset  with  some problems early  in the
program,  but is  now running  well  and  has  accumulated 27,000
miles.   The GM  bus  has not  yet reached  an energy efficiency
equivalent  to  the  diesel.   Both  of  the  buses  have  exhibited
performance  equivalent  to  diesel  buses.   For  more  detailed
information  on this  program,  the reader  should  consult  Society
of Automotive Engineers paper number 850216.

-------
                              -8-

     A. second  U.S.  demonstration,   sponsored   by  the  Florida
Department  of  Transportation and  UMTA,  is  also ongoing.   Its
purpose  is  to  determine the costs and benefits of  retrofitting
in-use  GM  71-series  diesel  bus  engines to  methanol.   Three
engines  have  been converted   in  1985  and  will  be  put  into
service  in  Jacksonville,  Florida for  six  months in early 1986.
This program is more fully  described in  Society of  Automotive
Engineers paper number 841687.

     Based   on   the  promising  results   to  date;  additional
demonstrations,  involving  larger  numbers  of  buses  and  the
active   interest  and  participation  of   individual   transit
authorities,  are  being  planned.    Seattle  Metro  Transit  has
signed  a contract  to  purchase 10  M.A.N.  methanol  buses,with
delivery expected  in  late 1986.  The  Southern  California Rapid
Transit  District is  expected  to solicit  bids  for  30  methanol
buses  in the near  future.   Officials in  several other  cities,
such as New York and Denver, have also expressed interest.

     It  is  becoming   increasingly   clear  that  environmental
considerations  comprise the primary  driving  force toward the
use  of   methanol  in   transit  buses.    While   interest  in
alternative  fuels  is  generally a  function of  oil prices and
availability,  the  enthusiasm  for  methanol  buses  has  grown
significantly  in the  last  two  years  despite  a world oil glut
and   falling   oil   prices.     Our    discussions   with   local
environmental officials and  individual transit authorities have
indicated that  there  would  be  a high value associated  with a
transit  bus fuel  which  was cleaner  than  diesel  fuel.   What
would  be   the   environmental   implications  of   substituting
methanol buses for diesel buses?

     EPA has tested  many  diesel bus  engines  down  through the
years.    Until  very  recently   EPA   has  relied  exclusively  on
engine  dynamometer  testing  which  simplifies  the  laboratory
expense  of   characterizing  an   engine  which may be  used  in  a
number  of truck and bus chassis applications.   In  addition,  an
engine dynamometer  can be  smaller   and  cheaper  than a  chassis
dynamometer.   Data  collected  prior  to  the  late  1970s  was
generated   over   steady-state   engine  testing  which   is  not
considered  to   be very  representative  of  in-use  transit  bus.
operation.   Much of the more recent  data  was generated  over the
EPA  heavy-duty  transient  engine  test procedure, which  is used
for  official   EPA   certification   purposes.    This   involves
operating an engine over  a  test cycle that consists of  engine
speed  and  load  transients which   were   designed  to  simulate
intercity truck usage  (truck   operation  was  selected  for  the
cycle design because  trucks  outnumber  buses).   The  first column
in Table 3   gives  the average  engine  emissions data for  three
new  diesel bus  engines  which  EPA  has   tested  over   our
certification transient engine  test cycle.

-------
                              -9-

     Of course,  the  relevant information for air quality models
is  the  grams  per   mile   (g/mi)  that  a  vehicle  is  emitting.
Historically,  EPA has typically  used a  "conversion  factor" of
between  3  and 4  to convert  engine emissions  in g/bhp-hr to
vehicle or  chassis  emissions in g/mi.  Recently, EPA has tested
7  diesel  buses  pulled  directly  from  operating  service  and
operated  on  a chassis  dynamometer  over  emission test cycles
designed  to  simulate  transit  bus  operation.   Three of  these
buses  were  CMC  RTS  II  buses  from  the  Houston  bus fleet  which
were equipped with DDAD  6V-92TA  diesel engines.  -Four  CMC RTS
II  buses  with  DDAD  6V-71 diesel  engines from  the San  Antonio
transit   authority  were   also   tested.    These  buses   had
accumulated  between  55,000 and 247,000 miles  prior to testing.
Two chassis  test  cycles were used,  an EPA bus driving cycle and
the  central  business district phase of  the  SAB Type  II  Fuel
Consumption  Test Procedure  for buses.    Both of  these  chassis
cycles  involve transient  operation with  low average  speeds and
high  acceleration  rates,  and  both  cycles  have  yielded  fuel
economy  values  which  correlate  well  with  field data.   The
second  column in Table  3 gives  the average  emission data for
these  7 buses.   It can be seen that multiplying the engine data
by a conversion factor  of 3 or 4  is  pretty reliable  for HC and
NOx emissions,  but that  this  methodology does  not hold for CO
and PM emissions.  The  CO and PM  emissions  for  in-use diesel
buses  were  much higher  than predicted  by  the engine  data.   The
discrepancies  reflect  some  combination   of  engine  aging  and
wear,  maladjustment,  or  more  realistic  test  cycles.   In  any
case,  EPA has concluded  that previous projections of diesel bus
emissions have  been  underestimates,  and that chassis testing is
necessary for accurate quantification of bus emissions.

     Nevertheless,  until  recently   there  was  no  methanol  bus
chassis data,  only  methanol engine data.   Table 4 compares the
diesel  bus  engine  emissions   data  from  Table  3  with  engine
emissions data  for  the  M.A.N.  and GM methanol engines.   All of
these  engines  were  new  or nearly  new.    The  M.A.N.  methanol
engine  was   tested  by  the Southwest Research  Institute  under
contract  to  EPA.   The  engine  was  equipped with  an  oxidation
catalytic converter  and  tested over the  EPA  transient engine
test cycle.   The GM methanol  engine was  tested by GM over  the
older  EPA  13-mode  steady-state  engine  cycle.   It  did  not
utilize  a  catalytic  converter.   As can  be  seen, CO  and  HC
emissions were not reported by
     The  engine  data  in Table  4 show  clearly  that  methanol,
because  of   the   absence  of  carbon-carbon   bonds   and  fuel
impurities such as lead  and  sulfur,  produces  very low levels of
PM.  Besides  being  a critical environmental  benefit  in  and of
itself, the  low  particulate  levels also permit the utilization

-------
                                                 * I
                              -10-

of  catalytic converters  which,  as  shown  by the  M.A.N.  data,
reduce  total organics and CO  levels  as well.  The  NOx data is
mixed.  While methanol is considered a  low-NOx  fuel because of
its  low flame temperature, the M.A.N.  methanol  engine actually
emitted  slightly  more NOx  than  the  diesel  engines.  On  the
other hand,  the NOx emission  level from the GM  methanol engine
is the  lowest ever reported to EPA for a heavy-duty engine.
                                    •*

     One  of  the   most   interesting   issues  with  respect  to
methanol  fuel  is organic  (or  fuel-related)  emissions.  Organic
emissions  from  diesel  (and  gasoline)   vehicles  are  comprised
almost  exclusively  of  HC compounds (with small amounts of other
compounds such  as  formaldehyde) ,  and  EPA regulates these with a
single  HC standard.   Organic  emissions  from methanol combustion
are  typically 90 percent  (or  more)  unburned  methanol with  the
remaining fraction  being  primarily formaldehyde  with low levels
of  HC.   As  the data  in  Table 4 show,  methanol  engines  emit
considerably   lower   HC   emissions,    much   greater   methanol
emissions,  and  similar  levels  of  formaldehyde  compared  to
diesel  engines.  Even  if overall mass organic  emissions  were
similar,  methanol  is  considered to  be  less  photochemically
reactive  than most HC compounds.  Thus,  methanol substitution
could   reduce   the   photochemical   reactivities   of   urban
atmospheres,  resulting  in  lower  ozone  levels.   Preliminary
computer    modeling    simulations   have    projected   reduced
reactivities, and EPA  is  now  in the process of validating these
results with smog chamber research.

     Just   this  last   summer   EPA completed  a  comprehensive
methanol  chassis emission  test  program at  Southwest Research
Institute with  the M.A.N.  and GM methanol  buses  from the  San
Francisco  demonstration   program.   This   is  the  first  such
testing of  methanol buses anywhere in the world  and permits us
to  directly compare diesel  and  methanol  bus emissions.   This
comparison  is given  in Table  5.   The  diesel bus  data, involving
7  in-use  GM  buses  with  both  71-series and  92-series engines,
are  repeated from Table  3.   All  of  these  buses  were operated
over  the  EPA  bus  and  SAE  central  business   district  test
cycles.   The   M.A.N.   methanol  bus   utilized   a.  catalytic
converter,  while  the GM methanol bus  (and, of course,  the
diesel  buses) did  not.  The  chassis  data in  Table 5 generally
confirm  the  engine data in  Table  4.   The  methanol  chassis
emissions data  are  particularly impressive  for PM and NOx,  the
two  primary pollutants  of  concern  from diesel  buses.   Both
methanol 'buses  yielded  PM and NOx reductions compared to  the
diesel  baseline,   with   the   M.A.N.   bus   especially  low  *on
particulate  and the  GM  methanol bus  very  low  on NOx.   The
M.A.N.  bus  also emitted  low levels of CO and  organics as  well,
due  to  both  an  efficient  combustion process  and  the presence of

-------
                              -11-

a  catalytic  converter.   Of  particular  significance   is  that
aldehyde emissions  from the  M.A.N.  bus were lower than from the
diesel  buses.   The GM  methanol  bus produced  extremely  high CO
and  organics  emissions,with  the  very  high  methanol  (i.e.,
unburned fuel)  emissions an indication  that  there is still the
need for considerable  fundamental  engine design work to be done
with this  engine.   This should not be surprising since this is
the very first methanol bus built by  GM.   The application of a
catalyst would  also lower  CO and organics emissions  (and likely
PM as well,  since  most of  the particulate is organic, formed by
the combustion of small amounts of lubricating oil).

     In  summary,   initial  tests  of  raethanol-fueled  diesel
engines  and  buses confirm  theoretical  expectations that  the
substitution   of   methanol   for   diesel   fuel   could   provide
significant  emission benefits.  PM  emissions would  be greatly
reduced, and  would  likely  be near  zero for some engine designs.
NOx  emissions  would   be   reduced  by  at  least  50  percent.
Methanol engines would likely be able to  meet any future, more
stringent,   PM and  NOx  standards  without  requiring  additional
emission controls.   Assuming  the  use  of  an  exhaust catalyst,
which EPA  believes should be  mandatory, methanol engines would
also   provide   reactive  HC  reductions,   with  concomitant
improvements  in atmospheric  ozone  levels,  and  CO reductions as
well.   Present  data   indicate  that  catalysts  would  reduce
aldehyde emissions to  levels equivalent  to  oc  below  those of
current  diesel engines.   The only  pollutant  which would  be
increased  would be unburned methanol although  catalysts would
reduce it to acceptable levels.

     Of  course,  whether  methanol  buses  become  a  realistic
alternative  is  in  large part  dependent  upon  fuel costs.  It is
very  difficult  to  project   the  future  operating  costs  for
methanol and diesel  buses  with  a high degree  of  confidence.
Prices for  both fuels  are  currently  depressed because of excess
capacities,  though  it  is unclear how  long  these surpluses will
continue.   Diesel   fuel prices  are  particularly difficult  to
project  given   their   dependence    on   world   oil   prices.
Nevertheless, given the vital importance  of  fuel costs  in  the
operation of  a transit authority,  it  is  important to have some
idea of  the relative  operating economics of methanol and diesel
fuels.

     EPA has performed an  analysis  to determine when  methanol
fuel  might  become competitive  with  diesel  fuel for  use  in
transit   buses.    Our    analysis    utilized   the   following
assumptions:  1) Methanol  buses  will  need  only  the  addition of
a catalytic converter  to meet the  1991 emission standards,  2)
The addition  of a  converter  and a  larger fuel  tank  will raise

-------
                              -12-

the cost  of a methanol bus  by  approximately $1000, 3)  Methanol
buses  would   achieve   energy  efficiencies  equal  to  today's
uncontrolled  diesel  buses,  4)  Delivered methanol  fuel  cost to
transit  authorities  in  the  1990s  would  be $0.60  per  gallon,
based on  the  large surpluses projected  to  exist,  and 5)  Diesel
buses would require  particulate traps and NOx emission controls
to meet the 1991  standards,  which  will raise the cost of diesel
bus engines by $1000 to  $3000 and  will decrease fuel economy by
from 3 to 9 percent.

     Based  on these assumptions,  the "break-even"  diesel fuel
price would be in the range  of $1.23 to $1.33  per gallon.  In
other words,  if  diesel  fuel cost  more  than $1.33 per  gallon,
then methanol fueling  would be cheaper.   If diesel  fuel cost
less than $1.23  per gallon, then  diesel would continue  to be
cheaper.  Average diesel  fuel  prices between  $1.23  and  $1.33
per gallon  could  result  in  either  methanol or diesel  fueling
being more  efficient  depending upon  various  factors.   Energy
experts  still expect  world  oil prices  to  climb   in  the  early
1990s,  and  diesel fuel prices  could  certainly  exceed $1.33 per
gallon by the mid 1990s.

                           Conclusion

     Evidence is  mounting  that  diesel transit bus  emissions are
of  much   greater   public   health   concern   that  previously
believed.   In view  of the  relatively  high public  exposure of
urban   residents   to   diesel   bus  emissions,   as  well   as
Congressional  directives  to control  such  emissions,  EPA  has
promulgated  much  more  stringent   emission standards  to  take
effect  in  1991.   For  the   first  time,   there  is  a  real
alternative   to   the   diesel   bus   which   offers   several
environmental advantages.  It appears  that  methanol buses would
provide significant  reductions of  particulate,  smoke, and NOx
emissions,  and   would   likely   reduce   the   ozone-formation
potential   of   urban   atmospheres.     Methanol   bus   engine
efficiencies  are  expected  to equal, and  possibly  exceed,  those
of  diesel  bus  engines,   and  based  on current  energy  price
projections methanol buses could be  cheaper to operate  by the
mid  1990s.    EPA  supports  methanol   bus  research  by  the
automotive industry and strongly urges  that transit authorities
consider methanol as  one alternative for  the 1990s.

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-------
                              Table  1

             EPA Transit Bus Engine  Emission Standards

                                                              PM
Current engines         0.5 to 1.0    1 to 5    5 to 9    0.4 to 0.8
1985-1987 standard          1.3         15.5      10.7        none
1988-1990 standard          1.3         15.5       6.0        0.6
                                                             0.1
(g/bhp-hr

»s
idard
idard
: standard
over EPA transient engine test)
HC
0.5 to 1.0
1.3
1.3
1.3
CO
1 to 5
15.5
15.5
15.5
NOx
5 to 9
10.7
6.0
5.0

-------
                              Table 2


 Recoverable  Fossil Fuel  Resource  Distribution  in  the  United  States


                         Percentage' of Total    Percentage of Total
                          Recoverable Fossil     Recoverable Fossil
Resource                     Fuel Energy*           Fuel Energy*

Coal                             91.2                  81.7

Oil Shale                         2.8                  12.9

Crude Oil                         2.2                   2.0

Conventional Natural Gas          2.2                   2.0

Unconventional Gas                1.6                   1.4
*Including only those oil shale resources containing over 30
 gallons of oil per ton.
•(•Including only those oil shale resources containing over 15
 gallons of oil per ton.

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                Table 3





Diesel Bus Engine vs. Chassis  Emissions

Pollutant
HC
CO
NOx
PM
(EPA transient test procedures)

New Diesel In-Use- Diesel
Bus Engines Bus Chassis
(g/bhp-hr) (q/mile)
1.51
3.22
6.25
0.57
3.35
51.9
26.1
5.52

-------
                              Table 4


           New Diesel vs. Methanol Bus Engine Emissions
Pollutant

PH

NOx

CO

Organics
  HC
  Methanol
  Aldehydes
(g/bhp-hr)
Diesel MAN, Methanol
Bus Engines Bus Engine
0.57
6.25
3.22
1.61
1.51
0
0.10
0.04
6.60
0.31
0.68
0.001
0.68
0.001
GM Methanol
Bus Engine
0.17
2.20
-
1.28
1.13
0.15

-------
                    Table 5
In-Use Diesel vs.  Methanol  Bus  Chassis Emissions

Pollutant
PM
NOx
CO
Organics
HC
Methanol
Aldehydes

Diesel Bus
Chassis
5.52
26.1
51.9
3.88
3.35
0
0.53
(g/mile)
MAN Methanol
Bus Chassis
0.09
13.6
0.65
1.40
0.09
1.16
0.15

GM Methanol
Bus Chassis
1.09
7.90
107
120
1.15
116
2.33

-------
"    — — - The Engineering
               Resource For
                             400 COMMONWEALTH DRIVE WARRENDALE. PA iso96
                       SAE  Technical
                         Paper  Series
                                           860305

  Emissions from Two Methanol-Powered Buses
                                       Terry L. Ullman
                                     and Charles T. Hare
                                    Southwest Research Institute
                                          Sen Antonio. TX

                                      Thomas M. Balnes
                                  Environmental Protection Agency
                                          Ann Arbor, Ml
                                   Internitionil Congress ind Exposition
                                          Ootrott. Mlehlgin
                                        Fsbruiry 24-211986

-------
                                                                                             860305
              Emissions from  Two Methanol-Powered  Buses
                                                                                     Terry L. Ullman
                                                                                and Charles T. Hare
                                                                               Southwest Research institute
                                                                                         San Antonio. TX

                                                                                  Thomas M. Baines
                                                                            Environmental Protection Agency
                                                                                           Ann Arbor. Ml
ABSTRACT

     Emissions  fro n  the  two methanol-powered
buses used in  the California  Methanol  Bus  Demon-
stration have been characterized.  The M.A.N.  SU
200 bus is powered by M.A.N.'s  02566 FMUH meth-
anol engine, and utilises catalytic exhaust aftertreat-
rnent.  The CMC RTS II 04 bus is powered by a first-
generation DDAD 6V-92TA ,-nethanol  engine without
exhaust aftertreat nent.  Emissions of  HC, CO, NOX,
unburned methanol, aldehydes, total particulates, and
the soluble fraction  of  particuUte were determined
for both buses over steady-state  and transient chassis
dynamometer test cycles.  Emission levels from the
M.A.N. bus were considerably tower than those from
the CMC bus, with the exception of NOX.  Compari-
son  of  emission levels  fro n methanol-and diesel-
powered buses indicates that substantial reductions in
emissions are possible with careful implementation of
methanol fueling.
DIESEL  ENGINES  have  been used with petroleum
fuels for nearly a century, yet in some applications,
high levels of particulate and NOX emissions persist
along  with  nuisance  emissions of smoke and  odor.
Diesel-powered buses are one of the prime examples
of a diesel engine application which has come  under
scrutiny due to  concerns about  emissions.  In  the
interest of reducing emissions  and  dependence on
imported oil,  the  California  Energy  Commission
(CEO has undertaken demonstrations of advanced
fuel technologies with particular emphasis on the use
of methanol, a clean  burning and efficient transpor-
tation fuel which can be produced from a variety of
U.5. feedstocks.
     One of these demonstrations involved two neat
methanol-powered  transit  buses,  with  one   bus
developed  by  Maschinenfabrik   Augsburg-Nurnberg
(M.A.N.) of the Federal Republic of Germany and the
other  by General Motors Corporation (CMC).  Both
methanol  buses  were  placed  in revenue  transit
service  by  the  Golden  Gate Bridge Highway and
Transportation District, to demonstrate the  feasi-
bility of operating methanol-fueled  buses  in  suci
service.  The objective of this work was to charac-
terize the emissions behavior of these'two methanol-
fueled buses during chassis dynamometer operation at
four steady-state conditions and on two transient test
cycles on behalf of EPA.(l)*

ANALYTICAL PROCEDURES for emission  measure-
ments were based on procedures  established for the
1984 transient testing of heavy-duty engines(2),  and
on procedures outlined in EPA's "Recommended Prac-
tice for Determining Exhaust Emissions from Heavy-
Outy Vehicles  Under  Transient  Conditions'^)  for
heavy-duty chassis dynamometer testing of  vehicles.
A large single-dilution  CVS was used to obtain mass
proportional emissions samples.  Extremely  low par-
ticulate rates were expected, so the CVS dilution
tunnel and  the associated sampling systems  normally
used  for  diesel  engine  emissions  sampling  were
cleaned to  reduce the  potential  for  particulate
sample interference due to tunnel background partic-
ulate.
     Total hydrocarbons were determined over each
test cycle by integration of  continuous hydrocarbon
measurements of  the CVS-diluted  exhaust.   These
hydrocarbon concentrations were measured using a
Beckman  402  heated  flame  ionization  detector
(HFID), calibrated on propane. Normally, the heated
sample train is  maintained near 375°F.  However,
since methanol undergoes increased dissociation into
hydrogen and CO  at  temperatures above 250°F,(4)
the continuous HC sample train was maintained near
175°F for this program.  Total hydrocarbon emissions
are generally assumed to be of  the same general
composition as the fuel  used, and  therefore it is
assumed here that all of the gaseous "hydrocarbons"
are methanol vapor. Thus, a HC density of 37.7 g/ft3
was used in computation of HC mass from concentra-
tion (ppm  C)  levels  obtained  by  HFID  analysis.
Results obtained using  the measured concentrations
were increased by a factor of 1.25 to account for the

•NurnberslrTparentheses designate references at the
end of the paper.
                                014I.7191/86/Q2244306M230
                                Copyright 19M Society of Automotive Enfirw«n, Inc.
                    Ullm«n/H*r«/Bain«s

-------
                                                                                                     860305
0.80 response of the HFID to rnethanol (based on a 90
ppm  methanol-in-air gas).  The  mass  emission  of
"HC" represents the methanol  molecule  and includes
the  mass of oxygen associated with methanol.   To
differentiate  this  value from individual  hydrocarbon
species (discussed later),  the term  "FID  HC" will be
used for total HFID measured hydrocarbons.
      Unburned methanol samples  were  collected by
bubbling CVS-diluted exhaust gases through distilled
water.   Concentrations  of unburned methanol were
determined with a gas chromatograph using an FID
specifically calibrated for quantitative purposes.  In
addition, proportional  bag samples of dilute exhaust
gases were analyzed for selected individual hydrocar-
bons (IHC) including methane, ethane, ethylene, acet-
ylene, propane,  propylene, benzene, and toluene.O)
The  2,4-dinitrophenylhydrazine  (DNPH)  method(5)
was used to determine levels of formaldehyde, acet-
aldehyde, acrolein, acetone, propionaldehyde, isobu-
tyraldehyde,  methylethylketone,   crotonaldehyde,
hexanaldehyde,  and  benzaldehyde.   The  emission
rates of these individual  hydrocarbon and aldehyde
species were  then summed to yield total IHC and
total aldehyde emissions, respectively.
      Concentrations of CO and CO2 in  proportional
dilute exhaust bag samples were determined by non-
dispersive  infrared (NDIR)  instruments.   NOX  emis-
sions were determined from integration of continuous
concentration monitoring of the CVS-diluted exhaust
by use of a chemiluminescence (CD instrument.  NOX
correction factors for intake humidity were applied
as specified in the 1984 transient FTP.(2)
     Emission levels for  HC,  CO,  CO2,  and  NOX
were processed along with CVS flow parameters  and
bus operating parameters to compute mass emissions
on  the  basis  of  distance and  fuel usage.  These
computations  were based on the equations specified
in the Federal Register for exhaust emissions from
gasoline or diesel exhaust.(2) However, the equations
were modified per "Calculation of Emissions and Fuel
Economy when Using Alternate Fuels" (EPA Report
No. 460/3-83-009X6) in  order to account for the use
of an oxygenated  fuel.  Using these modified  equa-
tions, fuel consumption was computed on the basis of
carbon balance.
     Paniculate emissions were  determined  from
dilute  exhaust samples  utilizing various  collection
media and apparatus. Total particulate mass samples
were collected on 47 mm Pallflex T60A20 fluorocar-
bon-coated  glass fiber  filter media, by  means of a
single-dilution technique.  A sample of total particu-
late matter was collected on  a 47 mm Fluoropore
filter for  the determination  of metals and  other
elements by x-ray fluorescence.  To determine  the
soluble  organic fraction (SOF) of  the total particu-
late, large particulate-laden filters (20x20 inch Pali-
flex  T60A20)  were   extracted   with   methylene
chloride.  The boiling  point distribution  of the SOF
was determined using a high-temperature  variation of
ASTM-D2887-73 (a gas chromatograph method).

CHASSIS DYNAMOMETER TEST PROCEDURES used
in this program were based on procedures outlined in
EPA's   "Recommended   Practice   for  Determining
Exhaust Emissions From Heavy-Duty Vehicles Under
Transient Conditions."(3)   The  chassis dynamometer
used  in  this  program  was  a  tandem-axle  Clayton
heavy-duty  unit  modified  by the  addition  of eddy
current power  absorbers and directly coupled inertia
wheels. Selective coupling of inertia wheels provided
appropriate inertia simulation.  Electronic program-
ming  of  the  system  enabled  application  of  the
computed  road-load  speed-power  curve  (based  on
previous documentation^)).
      Both  methanol buses  were  tested over  six
chassis cycles or operating conditions.  Steady-state
operation included  cold idle, 20 kilometer per hour
(kph),  40  kph, and  hot idle conditions.   Transient
operation included  the  DOT  central business district
(CBD) cycle and the EPA  bus cycle.   All test work
was conducted  with the air conditioning and all other
normally controlled accessories turned off.
      The cold-idle steady-state was conducted with
the  transmission  in neutral position.    Emissions
sampling commenced with engine cranking and start
of  the engine.  The engine  was allowed to idle in
neutral and emission  samples  were  taken  for  15
minutes. Although it is  unlikely that a 15-minute idle
in  neutral  would  occur  in field operation,  the
prolonged  idle  was  used  to accumulate adequate
samples for analysis.  The term "cold," as  it is used in
this report, refers  to  the engine  being  allowed  to
stand overnight in  an ambient temperature between
20 and 30°C (68 to 86°F) prior to and during engine
start-up.  No attempt was made to cause fast engine
warm-up over  the "cold-idle"  period.
      After  completing  cold-idle emissions sampling,
the bus was operated in a warm-up mode, then held
at  80  kph to  check  the dynamometer load  setting.
Once the  load  was confirmed, emissions testing pro-
ceeded with the 20 kph steady-state, then the 40 kph
steady-state and finally  the hot-idle  steady-state.
The hot-idle steady-state was  conducted with  the
transmission in "drive"  and the brakes set.  Emission
samples were  collected over a  15-minute period at
each  condition  to allow adequate  time  for  sample
accumulation  (although a 15-minute  idle  may  not
occur  in actual use, the  emission rate  determined
from  this  testing  should  be valid for shorter idle
periods).
      Emission  samples  were  also taken over the CBD
and bus cycles.  The CBD cycle is one of four transit
coach  operating profile duty cycles adopted by  the
Urban Mass Transportation  Administration  of  the
U.S. DOT for  evaluation of bus operation and fuel
economy.(8)   For  this work,  the  CBD  cycle was
composed of 14 repetitions of the basic cycle, which
included idle,  acceleration, cruise, and deceleration
modes.  An example of this basic  cycle  is given in
Figure 1, and  it was repeated 14 times  for a chassis
driving cycle time of 580  seconds and a  distance of
2.0 miles (3.2 km).
     Data accumulated from bus operation  (CAPE-
21X9) were  used by  EPA  to develop a "heavy-duty
chassis bus  driving  cycle."(10)  The driving schedule
shown in Figure 2 was used in this program and called
the "Bus Cycle." Of  the 1191-second duration of the
cycle,  a total  of 394 seconds are  at  idle with the
transmission in "drive."  The distance of  the bus cycle
is 2.90 miles.  The maximum speed  called for by the
cycle is 36 mph. The bus cycle contains many sharp
accelerations and decelerations  requiring  full accel-

-------
860309


    30




    20
I  10
CA
                         _L
                                   I
        0       10       20       30       40       50
                        Time,  Seconds


    Figure 1 - One segment of the CBD test cycle
 erator pedal deflection one moment and braking the
 next.

 BOTH METHANOL  POWERED BUSES were tested
 for emissions after approximately  two years of rev-
 enue service in the San Francisco area.  The metha-
 nol buses were transported to and from California by
 truck-trailer due to the lack of maintenance support
 and fuel supply enroute.  Both buses were received
 with on-board tanks full of "fuel quality" neat metha-
 nol provided from  the bulk supply fuel point at the
 Golden  Gate Transit garage.  Upon arrival, each bus
 was  off-loaded, and a basic  operational check was
 performed,  allowing the  driver to become familiar
 with the controls.   Each bus  was driven to a public
 scale for  weight determination and  returned to the
 laboratory for dynamometer  set-up.   Some of the
 pertinent  descriptive  information  on  both buses  is
 given in Table 1.
  100


   80


   60

         Table 1 - Methanol Bus Specifications
                   and Test Weights
Manufacturer
Model
Length, m (ft)
Passanger Cap. (seated)
Transmission Model
Aiie Ratio
Tire Sue
Engine Modal
Displacement, liter
Rated Power, k» Q rpm
Engine Cycle
Compression Ratio
Ignition System
Intake Air
Service Accum., km (miles)
Cur. Weight*, kg (IM
Teat Inertia, kg life)
        M.A.N.
        SU 2*0
       II.tOI)

      Voitti 0 13*
        J.»3«
      IIR 22.* i2A
    VLA.N. 025*4 FMUH

      1*7 9 2200
       (-Stroke
         Ilil
        Spark
    Naturally Aspirated
     • 3.300 (21,300)
    11.100  (2*.300)
     12,100 (21,300)
          CMC
         RTS II 0*
        12.2 <*0)
           *3
       Allison V7300

        12.3 i 22.)
   DDAO »V-»2TA Metnanol

        207 3 2100
         2-Stroke

       Compression6
      Turbo * Blower
      30.300 (U.»00>
      13.000 (21,700)
      1»,IOO (32.MO)
                                                           ••eight as received with fusri tanks filled, bus empty
                                                           •With glow plug assist at light Idada plus scavenging air management
 THE M.A.N. METHANOL BUS, shown in Figure 3, is a
 model SU  2*0 powered by a  M.A.tf.  D2566  FMUH
 engine developed  for  consuming  a variety of low-
 cetane fuels.  The methanol  engine  is based  on a
 M.A.N. diesel engine design and has an 18:1 compres-
 sion ratio.  Ignition of the methanol is  accomplished
 by a  timed spark  ignition  system.(11)  This naturally
 aspirated,  four-stroke, in-line  6-cylinder  engine  is
 essentially  the same  as  that  tested  on an  engine
 dynamometer in an earlier EPA program.(12) Figure 4
 shows the engine compartment of the M.A.N.  SU 240
 methanol bus with  the horizontal configuration of the
 engine.  Power  for air  conditioning on  the  bus  is
 supplied  by a small auxiliary diesel engine.
       The M.A.N.  bus uses  a  catalyst  for exhaust
 af tertreatment to reduce emission of unburned meth-
 anol  and aldehydes.   The catalyst formulation  was
 provided  by Engelhard,  and  was  designated as  a
 "diesel oxidation  catalyst  containing  1770  g/m^ of
 platinum."  The catalyst assembly utilized Corning
 M 20/400 ceramic monolith substrate, and  has  a
 volume of  5.7 liters.   Prior to  transport,  a new
 catalyst  assembly  was installed to replace one which
 had failed due to loss of spark ignition.  After routine
 maintenance, operation and driveability of the bus
 were  deemed typical and acceptable before shipment
 for testing.
                                                 SO


                                                 40




                                                 20

                                                 10

                                                 0
     1200     1100   1000     900     800     700     600     500
                                                  TiM, Seconds
            400
300
                            200
100
                                    Figure 2 - Heavy-duty chassis bus driving cycle

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                                                                                                      860305
    Figure 3 - M.A.N. SU 2*0 methanol bus positioned
                 for emissions testing
  Figure » - Engine compartment of the M.A.N. SU 2*0
       methanol bus with exhaust routed to CVS

     The M.A.N.  was received with approximately
45,500 km (28,300 miles) accumulated usage.   After
familiarization and a check that all spark plug  wires
were in place, the driver  started the bus according to
the start-up  procedures  outlined in  the instructions
(essentially to turn on  the  power to  the fuel pumps,
wait 5 seconds, and start  the engine  with  the foot
throttle  depressed).  The  M.A.N. was driven  to a
public  scale and weighed (2*,*70  Ib total).  Overall
performance of the M.A.N.  methanol bus was good.
     The inertia wheels of the dynamometer  were
set for a simulation of 12,33* kg  (28,300  Ib), repre-
senting approximately 25  passengers and a driver.
Total  road  load  power  at 80  kph  (50  mph) was
computed to  be 58 kW (78  hp); 31  kW (*2 hp) due to
air resistance, and 27 kW (36 hp) due  to rolling
resistance. The dynamometer controls were adjusted
to approximate the computed road load curve of the
bus.
                                                              Cold-start of the M.A.N. methanol engine went
                                                         well,  and "good" engine idle quality was  observed.
                                                         Engine operation was "good" over all operating test
                                                         conditions.  The driver  was able to follow both the
                                                         CBD and bus  cycle transient driving schedules  in a
                                                         satisfactory manner.

                                                         THE CMC METHANOL BUS, shown in Figure 5, is a
                                                         model  RTS II 0*, which is typical of the majority of
                                                         city transit buses  used in the United  States.  The
                                                         methanol engine  was  developed  from  the  CMC
                                                         Detroit  Diesel  Allison  Division  (DDAD)  6V-92TA
                                                         diesel  engine.  The DDAD 6V-92TA (turbocharged,
                                                         aftercooled) methanol engine shown in Figure 6 is of
                                                         two-stroke design  and depends  on compression igni-
                                                         tion of methanol.  Compression  ignition of methanol
                                                         occurs unassisted during high  load conditions.  The
                                                           Figure 5 - CMC RTS D 0* methanol bus positioned
                                                                        for emissions testing
Figure 6 • Engine compartment of the CMC RTS tt
   04 methanol bus with exhaust routed to CVS

-------
 •60305

  design relies on control of scavenging air to maintain
  ienition during moderate and light loads.  In addition,
  •low plugs are  used to assist light load, idle and
  start-up oper»ti°n ol the GMC metn*no1 engine.  The
  methanol engine utilizes electronically controlled in-
  jectors.   The CMC methanol bus uses an on-board
• computer to vary scavenging air, glow plug operation,
  fuel delivery,  and injection timing relative to throttle
  demand and engine  parameters.(13,U)
       No  catalyst aftertreatment  was  used  on the
  CMC methanol  bus.  Prior to shipment, preventive
  maintenance was conducted on the GMC  methanol
  bus, including checks of the glow plug voltages and
  the parameters monitored and used  by  the on-board
  computer.  Operation and driveability were deemed
  typical and acceptable before shipment for testing.
      The CMC bus was received with approximately
  30,*00 km (1S.900 miles) accumulated usage.  After
 familiarization, the CMC methanol bus engine was
 started according to the instructions provided.  The
 starting procedure basically called for turning on the
 flow plugs for approximately  1-2  minutes, then  en-
 gaging the starter.  If a false start was encountered,
 the sequence  was  repeated.    Once  the bus  was
 started, the engine was under the control of the on-
 board computer and would not respond to accelerator
 pedal movement  until after about 2 to 3 minutes.
 Idle  quality was very  rough  until the engine  oil
 warmed up.  After about 15 minutes of low speed
 idle, engine idle quality Improved.   Initially  the
 improvement  in idle quality   was not  as  good  as
 expected, and it was determined that one of the glow
 plug connections was faulty.  The warm idle quality
 improved  when  all  the  glow  plugs were working
 properly.
      The bus was weighed at the public scale (2ft,650
 tb total), then  driven back to the laboratory.  Inertia
 wheels of the dynamometer were set for a simulation
 of 1»,7S» kg (32,600 Ib), representing approximately
 25 passengers with a driver.  Total road load power at
 SO kph (50 mph) was computed to be «0 kW (SO hph »
 kW (39 hp) due to air resistance and 31 kW (*1 hp) due
 to rolling  resistance.   The dynamometer  controls
 were adjusted to approximate the road load curve
 computed for the CMC  methanol bus.
      The CMC bus was equipped with a diagnostic
 data link (DDL).  Some of the outputs from the DDL
 reader were recorded during steady-state  operation
 and are  summarized in  Table 2.   "Pulse width*
   Table 2-CMC Methanol Bus Diagnostic Data LHc
                (DDL) Reader Output*
                         •MO
                         ».»
                           IS
                                ti»*»  ua-ari
                                 >o     >»
                                       «JML>   SM4
 n
UM
Jt«J
                          in     SH     i«     i»»
                          IM     S»     Bt     Ml
                          u»     sit     tn     iio
                          in     st»     in     in
                          s»     MI     «*i     SM
                          1ST     M     in     Ul
information (the number of crank tngle decrees that
the injectors are supplying fuel) indicated more fuel
was iniectedI during the cold-start idle inWtrS than
was injected during  the hot idle in  drive.   F«E
"beginning of Injection- (injection timing In de™
BTDC) information, it appears that the^ethanff bus
engine timing was substantially retarded from that
reported by Toepel, et ai, during development work
on the CMC methanol engine.U3l Exhaust tempwa-
ture data  indicated  cylinder-to-cylinder combustion
imbalance on this prototype engine.
      The  CMC bus performed reasonably well with
the exception of cold idle in neutral. Cold start-up
was accomplished with no  problem,  and the  engine
did not stall. Aside from the rough idle during warm-
up, the general performance was regarded as "accep-
table" by  the driver. The driver was able to follow
both  the  CBD  and bus  cycle transient   driving
schedules in a satisfactory manner.

EMISSION RESULTS  from the M.A~N. and the GMC
 methanol  buses are  summarized  in Tables 3 and  *,
respectively.  Cold  idle emissions  included  engine
 start-up and low speed idle operation with the trans-
.mission  in neutral for a total of 15 minutes.   FID
hydrocarbon levels during cold idle  operation of the
 M.A.N.  were relatively high for a  short time  (1-3
 minutes) after start-up, then tapered off and stabi-
 lized.  Based on very low FID  HC  levels observed
 during the warm engine/warm catalyst operation that
 followed, it appears that the M.A.N. catalyst was not
 functioning during the cold idle conditions. Even so,
 cold-idle emission levels of FID HC,  CO, and panic-
 ulate  from the MAM.  were significantly lower than
 for the CMC bus.
      Cold-idle FID  HC •missions  from the CMC
methanol bus were also very high during the Initial 2
 to 5 minutes after engine start, when the engine idled
 very roughly.  The  FID HC level tapered down  to-
 about half the initial peak level and remained stable
4or  II to  15 minutes, coinciding with improved but
still somewhat erratic idle quality.  After 13 to  15
 minutes the  idle quality smoothed and the FID HC
 level dropped again.  These changes in FID HC levels
and idle quality corresponded with changes in engine
operation controlled by the on-board computer.
      The  high levels of FID HC emitted by the CMC
 (6 times those from  the M.A.N.) during the cold idle
 represent  a significant portion (about 20 percent) of
 the fuel consumed.  In addition, the extremely low
 emissions  of NOX from the CMC  during cold Idle
 operation  were likely due in part to poor combustion.
 Cold-idle  paniculate emissions for the M^.N. were
 vary low.   Cold-idle particulate levels for the CMC
 were higher than expected on the basis of consuming
neat methanol. It is likely that engine lubricating oil
 was scavenged out into the exhaust and caused the
 higher-than-antidpated particulate emissions. Emis-
 sion results from warm engine testing of the M^.N.
and CMC were significantly different  from those
 achieved in ooM idle  testing.

MJLN.  METHANOL BUS  FID  HC emission levels
 during warm engine testing were very low at about 1
g/kg fuel, or less than 1 f/km.  Carbon monoxide
emissions  were essentially negligible.  Low levels of

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                                                                                                     860305
                      Table 3 - Summary of Emissions from the M.A.N. SU 2*0 Methanol Bus
Chassis
Test Procedure
Hydrocarbons,* FID HCd
g/km, (g/hr),[ g/kg fuel]
Carbon Monoxide, CO ' '
g/km, (g/hr),[g/kg fuel]
Oxides of Nitrogen, NOxd
g/km, (g/hr),(g/kgfuel]
Fuel Economy**
km/kg, (kg/hr)
Diesel Fuel Equivalent0
km/kg, (kg/hr)
Total Individual HC
mg/km, (mg/hr), [mg/kg fuel ]
Total Aldehydes
g/km, (g/hr),[g/kg fuel]
Unburned Methanol
g/km, (g/hr),[g/kg fuel]
Total Particulate
g/km, (g/hr),[g/kg fuel]
Soluble Organic Fraction
g/km, (g/hrUg/kg fuel]
Steady-State Operation
"Cold id'ie
(225)
[32]
(56)
(s.ol
(07)
[6.6]
(7.0)
(3.2)
(840)
[120]
(U)
[2.0]
(230)
l«]
(0.58)
(0.081
(0.58)
[0.08]
Hot Idle
(4.6)
(0.65 ]
(2.3)
[0.31
(67)
1 9.4]
(7.2)
(3.3)
(41)
[3.7]
(2.1)
[0.30]
(S.5)
[1.2]
(0.81)
[0.11 1
(0.09)
[0.011
20 kph
0.63
[0.93]
0.31
[0.4]
3.3
[4.8]
1.5
3.2
43
[65]
0.18
[0.28]
1.6
[2.4]
0.04
[0.05]
0.01
[0.01]
40 kph
0.45
[l.U
0.21
[0.5]
2.4
15.5]
2.3
5.1
4.0
[9.3]
0.039
[0.092]
0.49
[1.1]
0.02
[0.06]
0.01
[0.02]
Transient Cycles
CBD
0.53
[0.54 ]
0.48
[0.5]
8.8
[8.9]
1.0
2'2>
79
[80]
0.10
[0.10]
0.35
[0.36]
0.06
[0.06]
0.02
[0.02]
Bus
0.85
[1.00]
0.33
[0.4]
8.1
[9.5]
1.2
2.6
28
[32]
0.084
[0.098]
1.1
[1.5]
0.04
[0.05]
0.02
[0.02]
    *HC emissions have been increased to account for the 0.8 response factor of the FID to
     methanol, and are based on a molecular weight of 32
    bFuel consumption figures were computed by carbon balance, km/kg methanol may be converted
     to mi/gal methanol by multiplying by 1.86
    cDiesel fuel equivalent was computed using a heating value ratio of 2.17
    ^Based on continuous measurement
both  FID  HC  and  CO indicate  that the  engine/
catalyst • package was working well.  It should be
noted that emissions during the  hot idle in "drive"
were   stable,  and   indicated  that  the  catalyst
continued to function steadily for a relatively  long
idle period.  Emissions of NOX from  the M.A.N.  over
all test operation ranged from 4.8 to 9.5 g/kg fuel, or
3.3 to S.8 g/km.   Particulate emissions  from  the
M.A.N. for all tests were very low, ranging from 0.05
to 0.11 g/kg fuel, or 0.02 to 0.06 g/km.  These levels
were  in  the same range as  noted  for  the  M.A.N.
D2566 FMUH methanol engine tested on behalf of
EPA by SwRI in 1982.U2)
     The highest average level of unburned methanol
emitted  for  the  M.A.N. was 33 g/kg of  methanol
during the  cold-idle, representing 3.3 percent of the
fuel consumed.  During the warm  engine operating
conditions with the  M.A.N., where the catalyst was
known to be working, the unburned  methanol levels
were substantially  lower and represented less  than
0.2 percent of the fuel consumed.
      For the  M.A.N., methane was the predominant
individual hydrocarbon emitted; and it was greatest
during the cold idle.  Methane was also  noted  to  a
lesser extent  over  the CBD, 20 kph, and  bus cycle
operations.   Small  concentrations of ethane  were
noted along  with an indication that ethylene  and
propane may be present over some conditions.  Form-
aldehyde  was the  predominant individual aldehyde
emission for the M.A.N.  bus, essentially representing
the "total aldehydes.*
      For the  M.A.N, the  SOF  portion of the total
paniculate accounted for essentially  all  of the  par-
ticulate emissions during the cold idle condition.  For
warm engine/catalyst operation of the M.A.N., the
SOF ranged from about 10 to 50 percent  of the total
paniculate.

-------
r
         860305
                               Table * - Summary of Emissions from the CMC RTS D 04 Methanol Bus
Chassis
Test Procedure
Hydrocarbons,3 FID HCd
g/km, (g/hr), [g/kg fuel]
Carbon Monoxide, CO
g/km, (g/hr), [g/kg fuel]
Oxides of Nitrogen, NOxd
g/km, (g/hr),[g/kg fuel]
Fuel Economy'*
km/kg, (kg/hr)
Diesel Fuel Equivalent0
km/kg, (kg/hr)
Total Individual HC
mg/km, (mg/hr), (mg/kg fuel ]
Total Aldehydes
g/km, (g/hr),[s/kg fuel]
Unburned Methanol
g/km, (g/hr),[g/kg fuel]
Total Particulate
g/km, (g/hr), [g/kg fuel 1
Soluble Organic Fraction
g/km, (g/hr), [g/kg fuel ]
Steady-State Operation
Cold-Idle
(2,900)
[230]
(440)
135]
(19)
11.3]
(13)
(6.0)
(3,000)
[230]
(35)
[2.7]
(2,700)
[210]
(6.8)
10.52 1
(5.7)
[0.44]
Hot-Idle
(660)
[100]
(290)
[46]
(3.6)
[0.6]
(6.5)
(3.0)
(1,600)
[250]
(23)
[3.5]
(380)
[58]
(3.8)
[0.58 1
(3.0)
[0.47]
20 kph
150
[180]
32
[38]
1.3
[1.6]
1.2
2.6
170
[200]
2.4
[2.9]
110
[170]
0.33
(0.391
0.28
(0.331
40 kph
140
1190]
27
[38]
1.6
[2.3]
1.4
3.1
110
[160]
1.2
[1.8]
120
[170]
0.19
(0.271
0.16
( 0.221
Transient Cycles
CBD
75
153]
55
[39]
4.9
(3.51
0.71
1.5
606
[450]
1.2
[0.89]
62
[44]
0.96
(0.69 1
0.84
(0.601
Bus
92
[611
78
[51]
4.9
[3.2]
0.65
1.4
820
(540J
1.7
[ 1. 11
S2
[54]
0.39
(0.251
0.33
(0.21]
           aHC emissions have been increased to account for the 0.8 response factor of the FID to
             methanol, and are based on a molecular weight of 32
           ''Fuel consumption figures were computed by carbon balance, km/kg methanol may be converted
             to mi/gal methanol by multiplying by 1.86
           cDiesel fuel equivalent was computed using a heating value ratio of 2.17
           dBased  on continuous measurement
         THE CMC METHANOL BUS did not utilize a catalyst
         for exhaust aftertreatment.  FID hydrocarbon emis-
         sion levels from  warm engine testing of the CMC
         methanol  bus  were  very  high  compared   to  the
         M.A.N..  The conditions of cold idle, 20 kph, and 40
         kph all had notably higher levels of  FID HC than the
         hot idle in "drive," bus cycle, or CBD cycle.  Carbon
         monoxide from warm engine operation of the CMC
         methanol bus ranged from 38 to 51  g/kg fuel.  Warm
         engine emissions of  NOX were extremely  low for the
         CMC bus, ranging from 0.6 to 3.5 g/kg fuel. Lower
         NOX emissions is one of the potential emission bene-
         fits when using methanol as an engine fuel. However,
         low  NOX emissions can also be indicative  of poor
         combustion quality.  Particulate emission levels for
         the cold idle, hot idle, and CBD cycle were higher
         than for the 20 kph, 40 kph, and bus cycle operations.
         The soluble portion of the total particulate from the
         CMC methanol bus ranged from 80 to 90 percent over
         all test conditions.
               Characteristics of this two-stroke cycle engine
         allow a certain amount of engine oil to be scavenged
out into the exhaust.  During prolonged idle, oil can
accumulate in the air box.  Much of this oil accumu-
lation can be emitted during moderate to hard accel-
erations as condensible hydrocarbons, which  can be
collected as total particulate (SOP) and are often
noted as smoke.  Visible smoke was not  measured
during  this program, mainly because no smoke emis-
sions were expected. However, in observing the CMC
methanol bus enroute to the loading point, low levels
of visible smoke  were noticed.   The smoke levels
were judged to be near 5 percent opacity, and  were
noted for a brief time (1 to 2 seconds) whenever the
bus accelerated from a stop.  (No other visible smoke
was noted from either methanol bus.)
     Similarities in the boiling point distributions of
the SOP and engine oil, along with similarities in the
metals  content  of  total  particulate samples  and
engine oil,  indicate that a major portion of the  total
particulate emissions from  the CMC methanol bus
was engine oil.

-------
                                                                          I   I
8

      For the CMC,  the  highest  level of unburned
 methanol {0.21 kg/kg of fuel) was found at the cold
 idle condition, representing  21  percent of the fuel
 consumed.  Levels  of 4.4  to 5.8 percent of the fuel
 supplied were emitted by  the CMC over the hot idle,
 CBD, and bus cycle operations.  About 17 percent of
 the  fuel supplied was emitted during  the  20 and  40
 kph  cruise conditions.  Methane was the predominant
 individual hydrocarbon  found for the CMC, and was
 greatest during  the bus and CBD  cycles.  Ethylene
 emissions were  also noted  over the  six test condi-
 tions,  averaging about  46  mg/kg  fuel,  with  the
 highest levels noted for hot  idle and CBD  operation.
 Lesser levels of  ethane, propane, propylene, benzene,
 and  toluene were  found, but the variabilities  for
 these determinations were relatively high,  indicating
 only that these  species may be present under some
 conditions.
      Formaldehyde accounted for 90  to 97  percent
 of the total aldehyde emissions from the CMC meth-
 anol bus.  Levels were  greatest for the CMC at hot
 idle, followed by lesser amounts for 20  kph, cold idle,
 40 kph, and  finally transient operation. Acetaldehyde
 was  noted along with lesser levels of  acetone,  benz-
 aldehyde, and isobutyraldehyde and  methylethy Ike-
 tone as a group.  The greater numbers of hydrocarbon
 and  aldehyde  species noted  for the CMC methanol
 bus  are likely attributable  to engine  crankcase oil
 entering into the combustion process.   High unburned
 methanol emissions may make it difficult to  apply a
 catalyst for  exhaust after-treatment on  this engine.

 FUEL  ECONOMY  values  for both  methanol  buses
 operated at 40  kph and  over  the CBD cycle were
                                              860305

computed on the basis of carbon balance, and agreed
well with data obtained  from road operation reported
by  Jackson, et  al.(14)   For  the  M.A.N., carbon
balance versus road-measured fuel economy was 2.33
vs.  2.36 km/kg of methanol for  the 40 kph condition,
and  1.01  vs. 1.06 km/kg  of  methanol for the CBD
cycle.   For the CMC,  carbon  balance  versus  road-
measured fuel economy was  1.48 vs. 1.90 km/kg of
methanol for the 40 kph condition, and 0.71 vs. 0.75
km/kg  of methanol for  the  CBD cycle.  Road  mea-
surements were generated in December of 1983.  The
CMC methanol  bus has undergone  several engine/
control  modifications, along with mileage accumula-
tion, since that time.

COMPARISONS  OF EMISSION  RESULTS  obtained
from  the  two   methanol  buses  indicate  that the
M.A.N.  methanol bus had significantly lower emission
levels than the prototype of the first generation CMC
methanol bus as already noted.   A major question is,
"how do  the widely different  emission  levels iro-n
these two methanol-powered  buses compare to  emis-
sion levels from diesel-powered buses?"  For compar-
ison,  emissions  from  three randomly-selected,  in-
service, CMC RTS II 04 buses, powered by DDAD 6V-
92TA diesel engines, were determined  over various
chassis   dynamometer   conditions  on   behalf  of
EPA.U5)
     The ranges of  various emissions  observed  in
testing  the three diesel  buses over chassis test condi-
tions similar to those used for the methanol buses are
sum-narized  in  Table  5.     Emission  levels  of
particulate, NOX (the two pollutants of most concern
from diesel engines), CO, and FID HC from the well-
                         Table 5 - Range of Emissions Noted from Chassis Testing of Three
                             CMC RTS II 04 Buses Powered by DDAO 6V-92TA Engines
                                     Operated on No. 1 and No. 2 Diesel Fuel
Service, km
(Oil Use, km/* )
Chassis
Test Procedure
Hydrocarbons,3 FID HC
g/km, (g/hr)
Carbon Monoxide, CO
g/km, (g/hr)
Oxides of Nitrogen, NOxa
g/km, (g/hr)
Diesel Fuel Economy'1
km/kg, (kg/hr)
Total Aldehydes
g/km, (g/hr)
Total Particulate
g/km, (g/hr)
90,000 - 230,000
( 700 - 1,100 )
Steady-State Operation
Hot-Idle
(18-40)
(20-30)
(130-200)
(3.0-3.6)
(1.3-2.6)
(4.0-8.0)
20 kph
1.6-2.6
1.5-3.3
10-14
3.2-3.6
0.10-0.20
0.50-1.1
40 kph
1.0-1.2
1.0-1.2
7.3-9.3
4.1-4.6
0.05-0.10
0.40-0.50
Transient Cycles
CBD
1.7-2.5
10-13
14-19
1.8-1.9
ND
1.7-3.9
Bus
1.3-2.9
6-25
13-20
1.9-2.2
ND
1.3-3.9
           ND * No Data
           •Based on continuous measurement
           ''Fuel consumption figures were computed by carbon balance

-------
       860305

        developed  M.A.N.  methanol bus  were significantly
        lo*«r  than  those  obtained  from  the  three diesel
        powered buses.   Aldehyde emission levels from  the
        M.A.N. methanol bus were generally in the  range or
        slightly lower than noted fro'n the diesel buses.  In
        addition, fuel economy (on a diesel equivalent basis)
        also was  slightly better,  and no  visible smoke was
        observed.  It should be considered that the M.A.N.
        bus design may not  compare directly to the diesel  bus
 f      data given in Table 5 since there are  differences in
        engine, chassis,  and accessory,  design  which may
 f      affect emissions.
            Levels  of FID HC, CO, and aldehydes  fro-n  the
        prototype  CMC bus were significantly higher than
        obtained from the diesel buses.   However, the CMC
        methanol  bus particulate emissions were lower than
        those from the diesel buses.  The CMC methanol  bus
        NOX emissions were extremely  low, but these low
        levels, as well as the high levels of unburned meth-
        anol and CO are thought to be in part  the  result of
        poor combustion. Fuel economy of the methanol  bus
        (on a diesel equivalent basis) was worse than for  the
        diesel buses.  These comparisons indicate that signifi-
        cant development work  on the  first-generation 2-
        stroke  methanol engine is necessary before the bene-
        fits of  switching this engine to methanol  fuel  for
        lower emissions can be realized.

        ACKNOWLEDGEMENT

            We would  like to express  our appreciation to
        the California Energy Commission, Acurex, and  the
        Golden  Gate Transit Authority for their cooperation
        in providing  the methanol buses.   We  also wish to
        thank VIA  Metropolitan Transit  of San Antonio and
        Houston Metropolitan Transit Authority for  their
        assistance  and  cooperation  in  the testing of  the
        methanol and diesel buses, respectively.

        REFERENCES

            1.    Uliman,   T.L.,  Hare,  C.T., "Emissions
        Characterization of Two Methanol Fueled  Transit
        Buses."  Final Report EPA 460/3-85-011 to the Envi-
        ronmental  Protection Agency under Contract 68-03-
        3192, Work Assignment No. 10,
            2.    Code of  Federal Regulations, Title  40,
        Part 86, Subpart N  - Emission Regulations  for New
        Gasoline - and Diesel - Fueled Heavy-Duty  Engines;
        Gaseous Exhaust Test Procedure, Nov. 16, 1983.
            3.    France,  C. 3., Clemmens, W., and Wysor,
        T.  "Recommended  Practice for Determining Exhaust
        Emissions from Heavy-Duty Vehicles under Transient
v       Conditions,"  Technical Report SDSB 79-08,  Environ-
*       mental  Protection Agency, February 1979.
 -          4.    Smith,   L.  R.,   "Characterization  of
        Exhaust Emissions  from  Alcohol-Fueled Vehicles,"
        Final Report to The Coordinating Research Council,
        Inc., May, 1985.
            5.    Smith, L. R., Parness, M. A., Fanick, E.
        R>, and Dietzmann, H. E., "Analytical Procedures  for
        Characterizing Unregulated Emissions  from  Vehicles
        Using Middle-Distillate Fuels," Interim Report, Con-
        tract  No.  68-02-2497,  Environmental Protection
        Agency, Office of Research and Development,  April
        1980.
      6.    Urban, C.M.,  "Calculation of Emissions
and  Fuel Economy  When Using  Alternate  Fuels,"
Final Report EPA 460/3-83-009, March 1983.
      7.    Urban, C. M., "Dynamomter Simulation of
Truck and Bus Road Horsepower for Transient Emis-
sions Evaluations,"  SAE 840340, International  Con-
gress 
-------
       OPERATIONAL ASPECTS

         OF THE CANADIAN

METHANOL IN LARGE ENGINES PROGRAM
       JANUARY 27-28, 1987
THOMAS J, TIMBARIO
SYPHER:MUELLER INTERNATIONAL INC,
130 SLATER STREET
SUITE 1025
OTTAWA, ONTARIO
KIP 6E2
(613) 236-4318

-------
                   LARGE ENGINE DEMONSTRATION
,   A LARGE SCALE NATIONAL FIELD TRIAL COVERING ENTIRE RANGE OF
   HEAVY ENGINE APPLICATIONS IN THE CANADIAN OPERATING AND
   ECONOMIC ENVIRONMENT

,   TO DETERMINE AND DEMONSTRATE THE VIABILITY OF METHANOL FUEL IN
   URBAN BUSES* INTERCITY BUSES/ INTERCITY TRUCKS AND LARGE URBAN
   TRUCKS

.   TO DOCUMENT THE TECHNICAL/ ECONOMIC AND SOCIAL FEASIBILITY OF
   METHANOL

.   TO PROVIDE A CLEAR UNDERSTANDING OF HOW/ WHERE/ WHEN AND AT
   WHAT COST OR BENEFIT METHANOL WILL SERVE AS AN ALTERNATIVE
   FUEL IN THESE MARKETS

-------
                    DEMONSTRATION OBJECTIVE

TO ASSESS THE TECHNICAL, ECONOMIC AND SOCIAL FEASIBILITY OF
USING METHANOL IN LARGE POWER OUTPUT ENGINES,
CONCERNS RE METHANOL:
,   SAFETY, HEALTH AND ENVIRONMENT
,   LIFE CYCLE COSTS
,   INSTITUTIONAL AND REGULATORY CONSTRAINTS
,   LACK OF INFRASTRUCTURE
,   FUEL SUPPLY LOGISTICS
,   COLD START AND ENGINE WEAR
.   VEHICLE SYSTEMS AND OPERATIONAL REQUIREMENTS,

-------
                      OPERATIONS PLAN


DEVELOPMENT OF TRAINING AND STANDARD PROCEDURES

-  VEHICLE OPERATIONS
-  REPAIR AND MAINTENANCE
-  DATA COLLECTION
-  OIL SAMPLING
-  SAFETY
-  REFUELLING
-  DRIVEABILITY OBSERVATION

LOGISTICS

REFUELLING STATIONS

COORDINATION/LIAISON WITH ENGINE/ LUBE AND FUEL SUPPLIES

-------
                     DATA REQUIREMENTS
INITIAL CONFIGURATION OF VEHICLES AND SERVICES

DAILY DATA
-  FUEL CONSUMPTION
-  DISTANCE TRAVELLED
-  DRIVING CYCLE
-  DRIVEABILITY
-  ROAD CONDITIONS AND WEATHER

OTHER DATA
-  VEHICLE MAINTENANCE RECORDS
-  LUBE OIL ANALYSIS (WEAR METALS, CONTAMINANTS)
-  EMISSIONS
-  FUEL QUALITY

-------
   COST DATA

FUEL
LUBRICANTS
ADDITIVES
DISTRIBUTION
INFRASTRUCTURE
SPARES
TRAINING
MAINTENANCE
ADMINISTRATION

-------
                           i  I
PERFORMANCE DATA

FUEL CONSUMPTION
MILES TRAVELLED
LIFE CYCLE COSTS
DRIVEABILITY
DOWNTIME

-------
                                 i  I
CQMUNICATIQNS AND MARKETING

  ,   LOCAL PUBLIC AWARENESS
  ,   TECHNOLOGY DATA BASE
  ,   TECHNOLOGY TRANSFER
  ,   INFORMATION DISSEMINATION

-------
                                                                 t   I
 •  Regional Fleet Co—ordinators
 •  Project  Office
 4  Potential Demonstrations
—  Control
            Vancouver
                           Medicine Hat
                              LOCATION OF PROJECT OFFICE,  REGIONAL OFFICES,
                              AND DEMONSTRATION FLEETS

-------
                                      A  I
      ff
                   OPERATIONS
                     MANAGER
                        i
                     REGIONAL
                      FLEET
                  COORDINATOR
        fegU BLJ iffigW
                      I
                      ELECTRONIC
                             TRANSFER
£ pnaacn
o
/
o
m
                                  DATA ENTRY
                                    BY FLEET
                                  COORDINATOR
                  DATA COLLECTION AND TRANSFER PROCESS

-------
                                  i  i
       FACTORS: TO CONSIDER
HEALTH EFFECTS:




  o  TJAlCiTY







SAFETY :




  o  FIRE/EXPLOSION
  o  SPILLS




  o  EHISSlOiiS
         2

-------
      HEALTH EFFECTS

      OL CHARACTERISTICS:
  o  TQXICITY IS GENERALLY COMPARABLE TO OR
     LESS SEVERE THAN TriAT UF GASOLINE,

PRECAUTIONS:

  o  SIMILAR TO THOSE FOR GASOLINE

  o  ADDITIONAL PRECAUTIONS FOR MILE
     PROJECT

     - AVOID SPILLS ON CLOTHING AND SKIN;
       USE UF PROTECTIVE CLOTHING

     - USE IN WELL VENTALATED AREAS

     - HAVE WATER SUPPLY, SAFETY SHOWER AND
       EYE WASH FACILITIES NEAR BY
     - PRUPER/DISTINCT LABELLING
     - SAFETY TRAINING FOK ALL OPERATING
       PERSONNEL

-------
          SAFETY


HETH/WOL CHARACTERISTICS:

  o  TOTALLY nISCiBLE Irt WATER

  o  riU ODOUR OR TASTE

  o  BURNS WITH CLEAR FLAnE

  o  WIDER FLATWABiLITY/EXPLUSlYE LIMITS
     THAN THOSE OF GASOLINE

  o  HIGHER AUTOIbrtiTIOrt TtHPERATuRE THAii
     THAT OF GASOLINE

-------
     200 .
if   150
e
^p*
 
-------
                                I  I
            SAFETY

PRECAUTIONS:

   o  HAVE WATER SUPPLY AND PROPER FIRE-
      FIGHTING FOArtS AVAILABLE

   o  FihEFiuHTlNu TrtAiNI.lG FOR ALL OPERATING
      PERSONNEL

   o  ENSURE PROPER GROUNDING DURING VEHICLE
      FUELLING

   o  DESIGN FUEL STORAGE T/WKS WITH PROPER
      VENTING AHU
      FENCING PROTECTION
   o  OUTDOOR FUELLING WHERE EVER POSSIBLE

   o  USE PRESSURIZED VEHICLE FUEL TANK CAPS
      IF NECESSARY

   o  PLACE PROPER dARNING/INSTRuCTIONAL
      SIGNS IN CONSPICUOUS AREAS
  o  INVESTIGATE FuEL FORiiULATIoN/ADDITiVE
     TtChniUUES TO ENHANCE FuEL SAFETY
     CnARACTERISITICS,
          7

-------
           EH VI RON HEN TAL

METHAilOL CHARACTERISTICS (SPILLS):
  o  TOTALLY   fUSCIBLE  IN WATER

  o  oPiLLS MRE bErtERALLY LESS  DAriAGlNo  TriA.J
     6ASOLiN£

  o  SPILLED METHANOL/wATER nIXTURES  ARE
     FLAilfiAfiLE WASTES AND CiUST  BE  HANDLED
     ACCORUINGLY

!€THA.^OL CHARACTERISTICS  (EMISSIONS):
  o  CO, HC A.JD NOX  LEVELS ARE  GENERALLY
     EUUAL TO  OR LESS THAN THOSE FROM
     GASOLINE  OK DI  ESEL  FUELLED EN3IHES

 o  SI6HIFICAN7LY LOWER PARTICULATES  THAN
    FOR DIESEL FUELLED ENGINES
 o  SIGNIFICANT GREATER ALDEHYDE EMISSIONS
    THAN FOR JlESEL  OK GASOLlNt ENGINES',

-------
             EiW'lRQNrll-NTAL

PRECAUTIONS  (SPILLS):

  o  INSTRUCT PERSONNEL  IN  PROPER  i
     PRUCEUUKES

  o  CONSTRUCT IJIKE AROUNu  FUELLING  STATIUH  AREA
     TU CONTAIN SPILLS.   HAVE ABSORBAi^T MATERIAL
     NEAK BV

  o  DILUTE SPILL AREA HEAVILY  HITH  rtATEK

  o  MAKE ARRAiNGEHENTS FOR  PROPER  DISPOSAL OF
     SPILLEJ ilATERIAL,

PRECAUTIONS (EHISSIONS):

  o  B^SURE PROPER VENTILATION  w'HEl  BRINES  ARE
     OPERATING

  o  INVESTIGATE EFFECTIVE  MECHANISMS  FOR
     ALiiErtYuE COriTKuL/ t,G, b^ulwt riOUFiCATIONS/
     FuEt FOKriuLMTiON iiuDlFICATIONS/ EXHAUST
     CATALrSTS,

-------

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-------
                FEDERAL bOVERNMENI  POLICIES DM
           USE OF ALTERNATIVE  fRANSPDRTrtTION  HJELS
                         E.  EUGENE  ECKLUNQ




               OFFICE  uF  TRANiFQRTA'i JLiN 'i VST EMS




                   U. &.  L-GPAh'niEtMl  OF  EMER3V
                           FF.-ESENTEl.i   ;,




DJFSE!..  FARTICULATE  COKirOL  ,'  ALTO!'! iP f 1 VE F LFLb  9 YMK'US ! UM
            U.  G,  t-IMVIRJMHENTr.!  FFuri'.ulIOM ALd i-,U
                        JANUARY

-------
  FEDEKAL GOVERNMENT  POL I : IFS ON USE  OF  ALTERNATIVE TRAN3POR TAT ION I-UEL'J



                                 F..  Eugene EC k J. u nd

                            U.S.  Oep ai t men t  o f E nt r q •/



            Presented  to "Diesel  Par t iculate Contro 1/A3. ternat i >-e

       Fuels  Svmposium" EPA Region 5,  Chicago,  January  E7-PB* lc. 8'7
Although    I he federal  qo /er r.n.erit has sponsored research ,m -J  dp-'*---lopfnent

OP.   producing and   i.cinq  alternative  fuF'l=  for   th'=  tota]   spectrum  c,-r

app 11 ca t ici'is   for   well   over  a   decsde,    there  are   no  policies  that

spec if j.cal Iv   addrc?=3  imp lenient at ion on  a b~c  -d '=<:ale.   The  d i'=••,.• tsr 101 /-.

Lutlciy  c.cldre&'i h .chwa1--  tran ~.por tat i on .,     and  s lie   rc-rna .1 rii i iiai   aa^  a'-  fa-.'inq  the  most  me.-ani ngf ul  dppec. 1   -'(.'id  MppiM tuiutiet;,

Finallv>  d-i scu^'i. j ci ri £ ddre'S'seti  pol i<: v-rel.itet!  ^rtioi s.
        /


The.'   world will  not run c.-

United  States,,  Hone'v er ,  we  do not have to   run  out  to  be  in trouble.

i-'e   need  only to   ha/(-  world  demctnd  strain    the- >-.,vai 1 ab i 1 j t\  of  iupplv,,

Histc-ry    has  snoun   that   a  djfference  of   -f-5%  in   the   use • suppiv

-------
differential   provides   a   cwinq   frcrn fuel   qlut  to   lines   at  rc"ci3l




stations or vice versa.









Until   1963,   the U.S.   provided over half  the petroleum ever  produced.




In  1970? U.S.  oil production peaked  and it  has generally declined  since




that   time.  From 1977   through 19853  U.S.    discoveries of oil    hci-, e




been   only  one  third  the  amount produced.   U.S.   petroleum  USB ha>=;




outs-cr ipped  product K: n  since  the  19^Os.  Use  by  transpor tat 3 on ha =




exceeded  domes tic  production since  1975.   Mil  of this  has occurred




despite  drillinc, M-0,000 to  100,000  new wells  pier year  for trie past  35




vear s .









The   l.ist truly   large petroleum discove-'-.  in the U.S.    was  *-he  North




Slope   \ i n  197''V)  which   increased  receiver air. , •-•  reserves ov   about- one




third.  However H    the U.S.   appetite for   oil.   even with censes" vat i or,




'\i id    fuel  switching  that   occurred  f o I lot-- ; , .q  1 9 '73   snd  1CJ7T •.    '-,




brsruencr u-::; ., anJ  the r- resent  demand of 15 rr.il liL-n barrels  p^-r dr-y  wc>u;.c!




u~(7?  UD <:iil of the  o i iq trial  North Slope crude' in  two  ,'e^rs if it  we; r-




the o/ily =ourrt_-  i_
-------
 j. ncreas i nq .    In   iv3i>   imports were   about*   35 percent   :• f consume1 1 ior: »

 Experts   predict  tha-t  L--  1 9'?5 imports will   re-r-tch li'O pc-r ::en to f 'ruppl^,

 and   rise to e>O— 7O percent in tht-:-  decade?  that follows..   Ir, view of  th<-~

 effsct   of imports on  the balance—of -pavinerri's <.   this should be of gr^ve

 concern.   Also,    a<=   imports crrou   c-~o will   our   r e } i a nc e or,   OF EC  and

 Midcle   East  oil.   The  Middle  East  has   50  percent   of  the world"s

 reserves?    and by the year   200O will produce 50   percent of  the world

 supply.   Vet  this  reqion is  political I/  unstable  and the    r c-nsfioi" ta t ion   is alrnos; totally  (9"  percent)  'lependei > '- on petroleum..

Further <  trarispor tut ion   nuw  uses 63 percent   '.if  this total p.. te  sma J 1   cars1    trunspc r ';>/ 1 i or,   USE-   !~

i i'C reaa 'i. nq .   Phus   in   the  e/t"?nt   of   another  shortfall   i ri pe^i'douiTt

E.t_!ppJv-    t.-anspc r t a t ion will  be-ar  th»  brunt  •"> f th& shortaqp.   M&sr,1?  io

u<=t-'  
-------
  diesel   fuel.  Svnfuels c.ari serve  as a direct substitute  for petroleum




based  fuels*   and   act in   substantial s. y  the  s^me  msni it-:-r   L-,>I tho u t  -?•!','-




anticipated  surprises..  LP.'j,  which  is made  during petroleum  leMnmq  •••(-




stipped from riatural  £',*<*>*   has long  been used in fleet operations  and a




million   or  more  vehicles  now  operate on   it.   The techniques  to  u.h  (djese^l has  about  1O




oercent  greater enerqv density than gasoline).   These r.r.mucir I'-o'is hd^i




beeri   made   to qasc-line  becc'U'se LPB«    Tiatur^l   qa-r  ', or   methanr''   aisd




alcohols  are  high nctane faels?    providing  ,-.•  logical  subst L tu t ic.n for




qjarvoliite.   DiiB<=el  fuel  has  low octane number H   -tnd  hi oh  cetarit7/ number.




Let; an« numb e r  i s the  ap p r o n r i a t e r ^ b i nq n f d i >v -. 6.1 i q n i 11 C1 ri q < ta I 11 y •. a i id




fi..els   with  the  h.iq'n  c etane  rating  desirable fi-el engines,   though er.qint? mod if n:t 11 onc;




are generally  required.   One  of the reasons  that the  use  of natural i;<-i =

-------
and   alcohols  in   diesels  is of   interest  1-5  that   lass harinful e, haust




emissions  are  ob tai necl .    'fhi."--.e  lighter  fuels  r^




phc. tocnem i ca ] 1 v   non — re^ct i ve .   Unbuv ned alcohol fuels   alr.::' h .< /•=  lower




reactivity     than    petroleum    hydrocarbon    omissions*    ^r.d   aic_.. r a I  •.=?  ;htiU-= b tre<.xtmerit svsteois wort, rsiuch better  on




petro l^urri   comb istir.r,   ---riiuu. tc    than or,   tho': e-  fiom   i ia tuir ...•• I  qas .    It




•£hca>ld brj  rioted that altnouqt e.'it her  ^tharml r-r methario.l  i.ai, be burne*d..




ec.or.cm ins   fo'i   ethano i  u'"'2  ar^-  unt a /orab le •>     -St.-




are   djs^el  cori, er 2 1011^ .   Ho^f- /er ,    "-o-call   d  snufi-.  ..-li-s i c. r.t:d  ••} i v.."= 'i 11~




oper«rti.ng    ori   natural    Q->-=   r •,:-.-*_-?    tone   Liven    uoei)   in  sJationar-,




app 1 ication'Sj    and  a   f GW  true)..   cc'rive-ris ion:,   havs b;?c?ri   ,n.;ii'Jsr-   in ttie




after-Tiiai ^ e?t .   The   numbt?r of the^e- is  I'.'uqhl-.  comparable  lo th,:? number




n f   diesE/L  conver = i uns tor   u'.-.e  of  alcohol.   Little  _i t tent i on  r.^is  b^en




paid   t« natural  Q.-v.-.i  for  dieselc by enqine  manuf etc turei s n   but a  good

-------
many   hcive   been   involved   in   alcohol   e-per i men ta t ion.    There   are  a




v a r i e t v  o f   o p t j. o n s -  a v a i 1 a b ] e   f" o r   m o d i f L c a t1 r. n t • f  a i c o h i <-. 1   f u & L s o , •




enqines  to  use   alcohol s <   appreciably   more?  than   for  natural qas .   11




techruca..   information  and  data  base  is  available   for   _-i L i   of   th»




techniques?    and  all  h-?ve  been  applied  Co experimental  veh ic Los.   Thus




for  alcohols*  Mercedes   arid Saab-Scam a   buses ha/'e  boRn  oper at-ec! A.'I




Brar. a I   and   elsewhere  on  et Hanoi   plus   an   advanced   cet "irie- improver




additive.  This   additive  requires smaller aniourr!:3   than u-.-.u,:-l  ^nd l-.has




rtvduces  the typically premium   cost.   Volvo has ooerated    t«o  hues'- i ri




revenue  service Tor  a couple of years that used d'jesel  pilut  fuel plu-..




roetharii i,    achievinq  >:bout an 8^' percent  d ie'=el fuel  rep !. ifCL^.ne-nt .  MAN




hos  opor-nted its   m&djfied enqint.-   with  spari   iqniticip \<,  C.-i : for r, it ,




&t-'r fricuTv    and  ' l'3e'..Jhere.    bptroit   Oiesel  AliiEori   has  t-rov tried   117




("t-chno Log / for ,-jasti-'  heat  cor.trc]  and  a qlow .  ; uci in a t-jo -•-  c is &• pq L re--?




a~.   a   means  to   use   nt-at  methantil.   Dthoi"   I i., S.   man LI fac' urer s have




c-.tp-sr ii:iefit,*l   mcidif i.ed f^nqinF  de~iqns  fo.'   '.tc^'  c  i'! I! F '• .,









The  b a'T i c -   roli.-   o i    vcirious   federal   aaenc i. c~  \ .i  c'ei • i-,f d   t -   their




i rid i v idua .1  missiovis.     The  role'; of  tl-s/ Eriv i ruiii(i& it.-il  i'-r c tec', j iri ,  nje-nt.-,




(E'f-'A >    arid   the   Depai tinerit  of  Transpoi tatir^n  (DOT >    ^u <•  pi i.m=tri]v




requ Ic? tor" y i     dea1;''>q  with   TO. r  quality a no   safetv.   DOT ^    thiouqi'i   t!"i<-:/




U "ban   Mas. •=•  Trarispoi t^t-ion   Adm ' n '. s fcr t iori  ''UMTA;,    dl-jo ccinti ibutu-s ~.o




techno loqv   app 1 ira t ion aiid  to support  of  local  transportation  ••j/

-------
Since   termination  of  petroleum  price  control,    the  role   of  the


Department  of Energy-  < LDE )  has been  primarily  on technology' P&-D -.  t-hi-nh


had  been a major  role since establishment.    It is  the policy of tre


present   administration to  reduce industry  regulations*  arid  to dK-p-.-nr!


primarily  on  free  market forces  to  determine  change.  Present _.,-
-------
                                       a


to   avoid problems   related  to   premature  exposure  and/or overextended

efforts,   Activities-  are still   in the development  stage,  thouqh  one

manufacturer  has   expressed  the  view that   production  could  start m

about  four years following identification  of an appropriate nii.vrl-. <~'i .



The  Federal Government is substantially involved in matters that  impact

fuel   use?  including  energy?   environment   arid safety.   Congressional

'"eqi.ii rnmeots  for air quality and fuel  economy have long  existed?   and

•although  those are  generic i n nature? their historv and  makeup rente*  on

petroleum    products,,  The   government     has   sponsored   research?

development?    demons bra I u: n  and  forums   to   bring   new  technology,

consideration  and  discussion to the fore,,   and has in  a  ruTiber :.• f wot,=

encouraged  the poss ib i 1 .1 tv  of   using new  fuels.  However,    AS long as

petroleum  is  in good  supplv   and economic*.-J   little   pubJ ic. i ntc-r r-i-r

exists.   In  this environmenb it  is difficult  at  best  for legislative

supoort   for  anv action  that would  require-'-  investment   of  nover nmi^nt

funds.  As  earlier  notsd-.   the  polic.v of  the  r\dm t nistrat i on  is to rely

on   f res-marl-et  fcrces  to  institute  changes  and/or   balance.   This

strategy   ot  the administration  is to  rely   or. balance   a.Tioncj  ener ~v

rpsc-urces.-  A  modest   cushion   against  a   petroleutio   supp i *   up~,et  i ?
       /
pi ovided    by  the    E-traleqic   Petroleum  Re"er/e»  I ii    the  area   of

alternative transportation fuels?   appreciable  effort ha:;  been e,:tendod

to   ''level  the  pla/inci  field'   for  methanol.  This   includes  EPA's

proposed   r e q u i r e m G r\ t B  for  c e r t i f i c & 11 o n  of   alcohol - f i' e 1 e d v e h i c 1 e s .

S'; i 1 3 5    agencies   have  not  tat-en  any significant  action  to clarify

-------
matters    such   as  energy  content  of  alternative  fuels  and  their


relat lonsh ip   to requirements  such as  corporate  average  fuel economy


(cafe).   There   are  no  long-term  alternative  fuels  plans  per  se,


though     the     options    for   transportation     have    been   well


identified.  DOE?    EPA  and  UMTA have  all   encouraged  methanol fuel


application  in  various ways.  DOE also  recognizes  that natural gas is


a  good   fuel  and  can  play  a  role  in  the  near   future  i r; niche


applications.    which would  include bus use.  DOE  has concentrated en


working   wibh  industry to  assure its readiness  to  apply available and


appropriate  technology  when  the  market  is  read'/.   EPA  works with


industr/   as well*   but concentrates on methanol as  a  means to improved


air  Quality and apparently considers this  a means  for creating market


pull.  UMTA  has sought  understanding of methanol   bus f.i.eld operating


factors    and  answers  to   problems;  through  selected  investigative


demons trat ions.   At   the state leveli  California  and  New r'ork are tbe


or.l /  ones that  have significant  enerav proqr jms  in the transportation


area.  California   is  a strong  proponent  of methanol.  New  York hac.


c o n c e ntr at ed  o 1t n a t u r a i g a si  b ut now has some ac 1t v i t v wi t h me t hano1„


Some  members  of  Congress  have conridered  a more  aggressive federal


approach  .throuah   legislation under  consideration  fch-at  would provide-

      /
incentives  for  use  of specified  alternative-  fuels  and rome additional


demonstrations   (which are contrary to admi ni s fcat ion polic--.1.  Concepts-


for   commercial   int.roduc.tion   of  methanol  fuel    into  the  market


have  been  proposed  in  printed  documents  b /   personnel  from  both


EPA   cind  DOE.   It   IE  this  authors   personal  view  that  since  a

-------
                                      io







copious-, number of  participants are  necessary  to  achieve success,   it is




essential  that   those  who  would  participate   must  picl-;   up   on ~uch




ideas  and shape them  to meet the  needs of their  organ i. za Lions .   Whpretr=




all  of these attitudes are helpful.    conditions  are such  that  serious




movement  toward  commercialization,   is dependent on  free market  forces




thab are not visible  in the near  term.









In  nummary.   there  are  several potential   fuels to  USP  in  place of




petroleum products*   arid the more attractive  ones.   taking  into  account




energy and environment*  are natural  gas and  met Hanoi.  Natural  qcnc! there is




probably  sufficient  informaticin  to  sort  out the   options.  There has




been    encouraqement   for  interest   and  use  from  federal  quartersi




particularly  for  methanol.   The government  policy is to    relv on free

-------
                                    11






market  forces?    and  the  public  shows  little   interest  in petroleum




substitutes  during  this period of plentiful petroleum.   Sines it tai.es




appreciable  time   to   design  vehicle  systemsH    test i    evaluate emd




prove them,  industry  technological progress may  pace the transition to




commercialization.   If" a market were apparent  to  the  industry»  it would




take  about four y-^ars (minimum)   to achieve  production.  To encourage




this  and to  achieve  wide spread  interest,   grass  roots support from




those in the community that would be served is vital.

-------
                                                 K
              U,S, PETROLEUM PRODUCTION

o   OVER HAlf OF WORLD'S TOTAL UKTIL 1963
o   PEAKED IN 1970
o   1977 - 1985 DISCOVERIES EQUAL 1/3 OF PRODUCTION
o   USE GREATER THAN PRODUCTION SINCE 1940s,
o   TRANSPORTATION USE GREATER THAN PRODUCTION SINCE 1975
o   40,000 - 100,000 WELLS DRILLED PER YEAR FOR 35 YEARS
o   NORTH SLOPE (1970) INCREASED RESERVES BY 1/3
o   NORTH SLOPE ALONE WOULD LAST 2 YEARS
o   NORTH SLOPE PRODUCTION AT PEAK
 Slide Presentation	E. Eugene Ecklund

-------
                             FOREIGN OIL RELIANCE

o   WORTS AT 35£ AND INCREASING
o   1995 WORTS 50fc
o   FOLLOWING DECADE WORTS 60-7(1
o   MIDDLE EAST RESERVES 50S OF WORLD'S
o   MIDDLE EAST 2000 PRODUCTION 5QK OF WORLD'S

-------
                      TRANSPORTATION RELIANCE ON PETROLLUh

o   PETROLEUM WKES UP 97% OF TRANSPORTATION FUEL
o   TRANSPORTATION USES 635S OF U,S, OIL USE
o   TRANSPORTATION WILL BEAR BRUNT OF SHORTFALL

-------
                             AVAILABLE SUBSTITUTES
o   SYNTHETIC GASOLINE AND DIESEL FUEL
o   LIQUID PETROLEUM GASES (1 Itl VEHICLES)
o   NAT1JBAL_GA$_.(25,000)
o
o
EMISSIONS IMPROVED WITH NG OR ALCOHOLS
                         .TECHNOLOGIES
                            .JIT
                            4YEARS

-------
                                                      t  I
                             FEDERAL INVOLVEMENT
o   HMOS ENERGY, ENVIRONMENT AND SAFETY
o   SPONSORED R&D, DEIWSTRATIONS AND FORUMS
o   FREE-WET POLICY
o   RELY ON BALANCED ENERGY RESOURCES
o   SPR PROVIDES PETROLEUM SUPPLY CUSHION
o   ENCOURAGE LEVEL PLAYING FIELD
o   NO SPECIFIC LONG-TERM PLANS
o   DOE, EPA AND UMTA HAVE ENCOURAGED MEIWWL
o   NATURAL GAS CAN SERVE NICHES
o   SOME STATE DEMONSTRATIONS

-------
0
0
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POTENTIAL FOR USE OF METHANOL AND NATURAL GAS


     IcMS /ACTING BIS APPLICATIONS
fWJFACRJRERS ADDRESSING METWNOL DESIGNS
NO FEDERAL PLANS, BUT ENCOURAGEMENT
PRESENT RELIANCE ON FREE MARKET FORCES
INDUSTRY PROGRESS WY PACE USE
GRASS ROOTS SUPPORT IS VITAL

-------
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-------
e
0 W
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Two Methanol Buses are in service

0
o o O
ost of Demo (includes cost of buses)
California Energy Commission - $1.5 millio
UMTA Section 3(aKlKC) - $830,000
s
S »
o e X G
METHANOL PROGRAM
S DEMO IN GOLDEN GATE TRANSIT (CA
[umber of buses
1 new GM RTS-04; with modified 6V-92TA
two-stroke engine; electronic unit injector
by-pass blower; increased compression
ratio; and glow plugs for starting and
low-speed, low-load operation. Revenue
service began in August 1983.
1 new MAN SU-240; with D-2566 PMUH fou
stroke lean burn stratified charge engine;
and direct-injection with spark assisted
ignition. Revenue service began in July 19£
f 7 J*

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V
Status
o Buses are in service since June
k-4
<6
00
«


o
Cost of Demo (excluding cost of
o Flonda DOT - $274,555
o UMTA Section 6 - $2,343,169 (to
modified engines and evaluate
results). Project began in 12/8i
Phase I - Feasibility Study;
Phase n - Engine and Bus Con
Phase DI - Revenue Service Dei
3 g <=> s. a cr
2 3 * 3 $ e
9 GO «• a, a se
* S* £ ft — A
jj- 2 y 3 0 ee
35 o> < «
** A* A
e
Number of buses
o 3 reengined GM New Looks, w
6V71N engines. Revenue servi
in June 1986.
O M«
A ^
89
US DEMO IN JACKSONVILLE. F
METHANOL PRCK
T* H-*
« gr
er H
ft 3
« e
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9 B:
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S
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                                              80

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Number buses
o 3 reengined GM
6V92TA engines
of
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DEMO
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0
o e w
tatus
Bus procurement in pro
anticipated in March 19$
Service should begrin in :
F^B
= 3
^ £
i :
9
3.


e
o e o a. ft ft
ost of Demo (less cost oi
missions laboratory with
ynamometers (one engin<
SCRTD - $466,667
CARB- $L3 million
UMTA Section 3(aXlKO -
4A re
g? _ ** H*
S ^l
3 ? ** S
£ o a 82,
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00 $
S" *
£,
0
e *
lumber of buses
30 to be purchased (usinj
m
a
2
p
i?
o
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O
a
f«
J DEMO IN SCRTD, LOS
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r
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o
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METHANOL P
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o
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i
5"
&
5'
=
09
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OOOOOOOB
Data C
• 12/88
Report on Data
A
o
i

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              ASA
              MA OS

              l!i-:
ta
Co
ted
lectii
by th
ColU
    r  £
    A  S
       A
       A
   3
tmental Impacts
ind Health Impacts
ssions
and
Maintenanc
eability & Perfo
Reliability
        p*
        i£

        S A
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        'ff
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Organization: Ba

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