VARIABLE GRADE SEWERS
                          SPECIAL EVALUATION PROJECT

                                September 1988


INTRODUCTION

The variable grade sewer (VGS), carrying septic tank effluent,  is  one type
of alternative conveyance system that has seen limited usage  in Region V.
Only five VGS projects have been funded by the USEPA's Construction  Grants
Program in the Region, with all five located in the  State  of  Ohio.   Because
of the small number of VGS systems being constructed and  operated, there  has
been little published information available on this  subject.  This special
evaluation project attempts to alleviate the lack of knowledge  about VGS
systems through a presentation of facts and observations  gained from project
grant files, visits to the five VGS sites, and discussions with consultants,
municipal officials, and system operators.

The five VGS systems are at various stages of development. Three  of them
are currently operating.  These are in the communities of Maysville,
Roseville (just started operating recently), and Zanesville.  The  other two
systems were under construction when visited.  The Crooksville  system was
20% complete and the Midvale/Barnhil1 project was 90% complete.

BACKGROUND

The VGS system consists of small diameter sewer pipes laid at a constant
depth.  This results in variable grades, depending on the  contour  of the
land.  As long as there is a net decrease in elevation from the start to  the
end of each line, the wastewater will reach the lower end  despite  any nega-
tive grade in the system.  The concept is similar to that  of  an inverted
siphon.  The portions of the sewer system that are below  the  hydraulic grade
line will constantly have water in them.  This water will  be  displaced by
flow through the sewers so that once the depressed sections are filled, any
quantity of water put into the system should result  in an equal amount leav-
ing the lower end.

A danger with small diameter sewers and especially with negative grades is
the possibility of plugging.  This is taken care of  with  the  VGS system in
that only septic tank effluent is transported.  The  septic tanks eliminate
larger solids and grease that could plug the sewers.  Occasional cleaning
should prevent the build up of smaller solids in the sewer pipes.  Thus,
the VGS system is essentially a septic tank drainage system with appropriate
wastewater characteristics (low solids, reduced BODs values and anaerobic
conditions).

This system has been looked at for use by communfties because of its cost
savings over other conveyance systems.  For instance, the  construction of the
VGS at a constant depth allows for the use of a trencher  to lay the  pipe
which results in a significantly lower cost than conventional sewer  systems
which have to be installed with a backhoe.  There are also cost savings which
result from the purchase of smaller diameter pipe.  The VGS is  also  potentially
more economical than alternative conveyance systems  like  the  Septic  Tank
Effluent Pump (STEP) system because it has none of the expenses which go  along
with installing and operating mechanical equipment.

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Despite the cost savings of the VGS system, a public  information  program
to describe to the residents its advantages may be necessary to  gain accept-
ance.  In Zanesville, the alternative conveyance system was  planned to sewer
older, low-income, unsewered sections of the City.  Much of  the  opposition  to
the project came from people who wanted "real sewers", not a small  sewer that
will have water flowing uphill  or constantly standing in it.  The City mini-
mized opposition by informing the residents that they are getting a real sewer
system.  The City took the people to another part of  the City where they were
shown that small diameter sewers were successfully being used.  This pacified
most of the remaining opposition.  Even with this education  process, approxi-
mately 9% of the customers had  to be legally required through the courts to
provide easements.

Early design work on the VGS system has been done by  the Rural Housing Re-
search Unit of the U.S. Department of Agriculture - Agriculture  Research
Service (USDA) and the Farmers  Home Administration (FmHA).   The  two agencies
worked together on a project in Mt. Andrew, Alabama to develop and demon-
strate the VGS system.  This project involved a subdivision  of 31 homes.
Each of the homes used a modified septic tank with two compartments.  The
first compartment provided settling of larger solids  from the wastewater.
The second compartment provided storage for the liquid wastewater.   Effluent
from these tanks was conveyed to a lagoon by VGS lines without manholes or
cleanouts.  Several sections of negative grade were included.  Operation of
this system for several years had shown that it had performed well  with
little maintenance required.  The modified septic tanks were found to operate
adequately, although they were found to accumulate sludge from the settling
process quickly.  This was attributed to abnormal loadings  from  large fami-
lies and also to the small sludge storage volume available in the first com-
partment of the tank.  This necessitated the pumping  out of  the  tanks sooner
than anticipated.  With the heavy loading, the modified tanks were found to
produce effluent quality less than what was expected  with the two compartment
tank but it was similar to that from a conventional septic tank.   The proj-
ect showed that even with septic tank quality effluent, the  VGS  system was
not adversely affected.  Several of the VGS lines were dug up and were shown
to have no heavy solids accumulation.

VGS DESIGN

From the Mt. Andrew project, John Simmons and Jerry Newman of the USDA wrote
"Design Workbook for Small-Diameter, Variable-Grade,  Gravity Sewers."  This
workbook includes information to aid in designing VGS systems, with an em-
phasis on carefully estimating the wastewater flow rates from each connection
to the system.  The sewers must be adequately sized for the required users  but
overestimating the flows can result in over-design and higher construction
costs.  The workbook indicates  that while flows are commonly estimated to be
50-100 gallons/capita/day, studies by the FmHA have shown that,  in rural
areas, the average water usage  is less than 50 gallons/capita/day.

The workbook recommends basic steps to be used as a foundation in a VGS de-
sign procedure.  An elevation profile of the proposed sewer is plotted on a
graph, along with the expected  discharge elevation of the septic tanks.
The flow rate at various points in the sewer system is then  estimated.  The

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workbook recommends using 0.4 gallons  per minute  (gpm)  per  residential  con-
nection (with additional  flow for 10 houses added  at  the upstream  end  for
future expansion) for a VGS system with  onsite  surge  storage,  and  0.6  gpm
per residential  connection (with an extra 10 gpm  added  on to the total
flow)  for a VGS system without onsite  surge storage.   For systems  which
combine VGS lines and STEP units (for effluent  from septic  tanks that  must
be pumped up to the sewer), a careful  calculation  of  the expected  flow must
be made.

Next,  the pipe sizes for mainlines and service  laterals are estimated.
These  pipe sizes are used with the flow rate and  elevation  data along  with
the Hazen - Williams formula to calculate the friction  head at the design
flow.   The friction loss for each section of pipe  is  calculated and is
added  to the elevations of the proposed  sewer section to get the elevations
of hydraulic gradient.  These initial  elevations  of hydraulic  gradient are
then plotted on the elevation profile.  In places  where it  is  necessary to
adjust the hydraulic gradient, such as in situations  where  septic  tank
outlets are near or below the hydraulic  gradient  and  may be subject to
excessive backflow, the pipe sizes and/or the elevation of  sewer may be
changed in a trial  and error process.   Finally, the workbook suggests  that
decisions need to be made on the necessity of special  equipment, like  check
valves, pumps (STEP), air release valves, manholes, and cleanouts.

Important design recommendations made by the workbook include: using  on-
site surge storage; installing air vents to prevent air locks; and, mini-
mizing the use of manholes which are potential  places for infiltration and
entry  of grit.

In three of the five VGS projects in Region V,  there was very  little nega-
tive grade in the sewer lines.  In some  cases,  the topography  and  the
shortness of the lines were such that even at a constant depth, the sewers
had positive grades from one end to the  other.   In other cases, the VGS
systems were intentionally designed to minimize the sections with  negative
grade.

In estimating a design flow for sizing the VGS  system,  the  designers used
either 0.5 or 1.0 gpm per residence with an allowance for future expansion.
The use of the larger flow rate per residence includes  an allowance for
infiltration in some cases.  The design  flow rate should be carefully  esti-
mated  so as not to over-design the system.  In  some instances, infiltration
is a definite possibility, especially when existing septic  tanks or man-
holes  are used in the design.  The manholes are not only a  source  of infil-
tration but are more seriously a potential source  of debris and  grit which
could  enter the VGS lines with the water and settle out. Any  solids enter-
ing the system with the excess flows at  the septic tanks or house  connections
should be removed in the septic tank before reaching  the VGS lines. Another
significant potential source of infiltration that must  be addressed is the
house  connections.

Minimum pipe diameters were specified  at either 2 or 4 inches. Minimum cover
depths ranged from 42 inches to 54 inches.  The cover depths are to ensure

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the VGS lines are below the frost depth.  However,  when cover depths  become
too deep, backhoes must be used instead of trenchers  to lay the pipe.   This
increases the installation costs.  In Canada, insulated mainline sewers
have been laid above the frost line with heat tracers on the pipes.   But
even without using the external heat, the pipes have  been found not to
freeze.

The replacement of the septic tanks varied from project to project.   In
three of the five projects, the decision was made to  replace all  of the
septic tanks so that there would be fewer worries about the integrity of
the system.  One of the other two projects, Maysville,  utilized as many
of the existing septic tanks as possible and put in surge tanks for on-
site storage capacity.  However, since this system  has  become operational,
it has been subject to an infiltration problem which  may be the result  of
bad existing house connections to the septic tanks.  In an extension  of
the Maysville VGS system that is being designed, 100% of the septic tanks
are to be replaced.  In the fifth community, Roseville, the existing
septic tanks were uncovered and inspected to see if they could be used  in
the VGS project.  After inspection, 18 of 20 tanks  were abandoned.

Each of the five designs varied slightly from one another.  The following
are some of the design criteria used in each project  design.

Crooksvilie

  Designer:  Finkbeiner, Pettis & Strout, Limited

  Service:  1200 residences served by VGS
              20 residences served by STEP

  Major Components:  1100 precast concrete septic tanks
                      100 polyethylene septic tanks
                   49,417 feet of 4" VGS sewers
                   52,700 feet of 4" service laterals
                    9,369 feet of 6" VGS sewers
                    2,744 feet of 8" VGS sewers
                   11,946 feet of 1-1/2", 2", 6", 10" force main
                    5,454 feet of 8", 12" conventional  sewers
                      168 manholes
                      154+ cleanouts
                        5 air release valves

The Crooksville design of the VGS system utilized the Manning equation  to
size the sewer pipes and to calculate the slopes of the lines.  The sewers
were designed to minimize the amount of negative grade  in the system.   A
total  of 100 feet of sewer had negative grade.  The design flow rates were
estimated by allowing 1.0 gpm per residence.  A minimum pipe size was
originally set at 4-inch diameter*  SDR 35 PVC was  specified to be  used
for the mainline sewers (SDR 26 PVC when close to waterlines).  In  general,
the sewer lines were to have a 4 foot cover depth.

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Manholes were specified to be spaced at a maximum of 750 feet  apart  to
accommodate sewer cleaning equipment.  Cleanouts were to be used every 375
feet.

In the design of the septic tanks, all  of the existing tanks were to be
replaced.  Residential  homes were to receive 1000 gallon, concrete septic
tanks and non-residential  users were to have their tanks sized based on
two times the average daily water consumption.  While concrete vault type
septic tanks were specified, polyethylene tanks would have been considered.
All tanks 2000 gallons  or greater were  specified to have two compartments
or have two tanks in series.  Also, all septic tanks were designed to have
built-in air traps using "tee" pipes.

Maysvilie

  Designer:  Design Enterprise, Limited

  Service:  767 residences served by VGS
            343 residences served by conventional  gravity sewers

  Major Components:  763 VGS surge tanks
                   6,172 feet of 1-1/2" VGS service laterals
                  71,061 feet of 2" VGS pipe
                  14,512 feet of 3" VGS pipe
                   2,615 feet of 4" VGS pipe
                   1,560 feet of 6" VGS pipe
                     113 - 2" cleanouts

The Maysville VGS design utilized the FmHA method described earlier.  It is
one of the systems in Region V with an  appreciable amount of sewers  with
negative grade.  A design flow of 0.5 gpm per residence was used with an
allowance for future growth in the sizing of the sewers.  The VGS lines
were specified to be PVC SDR 35 and SDR 26.  The plans called  for 4.5 feet
cover depth for the VGS mainline.  The  design was intended to utilize as
many of the existing septic tanks as possible.  As a safety measure, surge
tanks were to be installed after the septic tanks.  Since most of the
existing septic tanks were behind the houses, much of the VGS lines were
also located in back of the homes.  This would result in much  on-lot con-
struction activity.  The design specified cleanouts to be spaced 300 feet
apart due to the measurements of the sewer cleaning equipment, i.e., a
spinning jet nozzle unit.  The VGS lines discharge to pumping  stations
which lift the wastewater to a conventional gravity sewer.

Midvale/Barnhill

  Designer:  W. E. Quicksall & Associates, Inc.

  Service:  325 residences served'by VGS
              3 residences served by STEP
             12 residences served by a  duplex pump

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  Major Components:   Septic tanks -  350  -  1000 gallons
                                      7-1500 gallons
                                      4  -  2000 gallons
                                      1  -  2500 gallons
                                      4  -  3000 gallons
                                      8  -  5000 gallons
                                 26,102  feet  of 4"  service  laterals
                                 18,550  feet  of 4"  house connections
                                 25,973  feet  of 4"  VGS  sewer
                                  5,782  feet  of 6"  VGS  sewer
                                  3,611  feet  of 15" VGS sewer
                                  9,175  feet  of 8", 10", 12" sewer pipe

The Midvale/Barnhil 1  VGS system was  designed  based  on the FmHA design  ap-
proach.  The designer made a concerted effort to minimize the amount  of  nega-
tive grade.  As a result of this, only 200 feet of  VGS  line, under two river
crossings, had negative slopes.  A design  flow of 1.0 gpm was used for resi-
dential connections  which includes an allowance for infiltration.   Flow  from
commercial and industrial users was  based  on  water  usage.  The design  used  325
connections plus 10 additional  connections for all  lines where future  expan-
sion is possible.  The system was designed for both PVC pipe and  vitrified
clay pipe to allow an option of materials  in  the bidding of the project.
This resulted in different materials quantities, as the friction  factors are
different for the two pipe materials. The design criteria specified  a minimum
pipe diameter of 4 inches.  A minimum ground  cover  of 4 feet was  also  required.
Manholes and cleanouts were strategically  placed throughout the system for
maintenance purposes.  They were provided  at  major  intersections  and  at  inter-
sections where inverts were greater than 2.5  feet.   Later in the  project, the
contractor asked for  and received permission  to substitute manholes  for  the
cleanouts.  The design specified the use of 1000 gallon precast concrete sep-
tic tanks as a minimum size.  The 4 inch gravity house  connections were
specified to have a minimum slope of 1.20%.  For some houses, the system had
to be designed for the wastewater to be  pumped through  the septic tank to a
surge tank with a 70 gallon capacity, which then flows  by gravity to  the VGS
mainline.  Backwater  valves were used on service connections where the hydrau-
lic gradient exceeds  the top of sewer line and is less  than 1 foot below the
elevation of the septic tank outlet.

Roseville

  Designer:  Design Enterprise, Limited

  Service:  20 residences served by 2 small VGS subsystems

  Major components:  20 - 1000 gallon septic  tanks
                      2 - 1250 gallon septic  tanks
                      2 - existing septic  tank upgrades
                      2 - surge tanks
                  1,710 feet of service  lateral
                    851 feet of 4n VGS main
                  1,320 feet of 6" VGS main
                    400 feet of 2-1/2" force  main
                      2 - 4" cleanouts
                      3 - 6" cleanouts
                      5 - 8" manholes

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The Roseville VGS design utilized the  FmHA  approach.   The estimated design
flow was calculated by allowing  0.5  gpm  per residence  plus  10 gpm for future
growth.  The design criteria  required  a  minimum  velocity of 2.5 - 3.5 feet
per second in the pipes when  flowing full.   Also initially  required was  a
minimum pipe diameter of 2 inches.  Because of plugging problems in the
smaller lines in Maysville, where the  same  consulting  engineering firm was
used, this criteria was modified to  require a minimum  pipe  diameter of 4
inches throughout the system,  including  service  laterals.   The mainlines
were specified at a minimum strength equivalent  to  SDR 26 PVC for pipe
6 inches or less nominal diameter and  SDR 21 for larger pipes.  A cover
depth of 54 inches was specified for the mainlines.  Roseville is the
other system in Region V with a  large  amount of  VGS  lines with negative
grade.  The design called for septic tanks  with  a minimum capacity of 1000
gallons.  The existing septic tanks  would be exposed for inspection by the
homeowner's representatives,  who would determine the structural integrity
of tanks.  If the septic tank was found  to  be  acceptable for use, it would
be renovated and provided with the necessary appurtenances. A surge tank
would be installed after the  existing  septic tank.   If the  tank  was not
acceptable, it would be abandoned and  a  new reinforced concrete, two com-
partment tank would be installed.

Zanesville

  Designer:  URS Dalton

  Service:  308 residences served by VGS
            368 residences served by grinder pump

  Major Components:  308 high density  polyethylene  septic tanks
                     368 grinder pumps
                  35,115 feet of 2"  PVC sewer
                  21,858 feet of 3"  PVC  sewer
                   3,030 feet of 4"  PVC sewer
                       6 - 3" inline cleanouts
                       2 - 4" inline cleanouts
                      67 - 2" end of line cleanouts
                       7 - 3" end of line cleanouts
                      27 - air release valves
                      20 - drop  connections to existing manholes
                       3 - new manholes

The Zanesville project is a hybrid system of VGS and  grinder pumps.  The
service area has a very hilly topography, which, along with the shortness
of the lines (the longest line is 2000 feet) and the location of the
interceptors in the lower elevations,  results  in^no negative grade.  The
design flow rate used 0.5 gpm per residence plus 15 gpm to  the lines where
future expansion is possible. Using the FmHA  approach, the Zanesville
design utilized, the Hazen-Williams  formula to size  the mainline sewers.
A 2 inch minimum diameter was specified  for the  mainline sewer pipes.  A
minimum depth of 42 inches was required  for the  schedule 40 PVC mainline
sewers.  The designers compared  the  hydraulic  grade  line to the liquid

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level in the septic tanks and adjusted the pipe sizes  to maintain  a minimum
1 foot difference between these two elevations.  If a  house  could  not  be
served, even after upsizing the line, a grinder pump was used  instead.
Check valves were designed on all  service connections  to prevent backflows.
Cleanouts were used at the upstream ends  of the sewer  lines, at  changes
in pipe size and at locations where additional  flushing was  thought to  be
necessary.  The VGS lines were to  tie in  to existing or new  manholes on
existing collection sewer lines.  Odor controls were designed  in through
the use of drop pipes in the manholes.  Other odor  controls  included soil
absorption fields at each septic tank and automatic air release  valve.
Most of these latter controls were deleted from the project  when they  were
determined not to be allowable for grant  participation.  The design of the
system included a minimum 1000 gallon high-density  polyethylene  septic tank
with a 3/8" minimum wall thickness.  Eventually, 1000  gallon,  spherical
single-compartment tanks were chosen by the City.   These were  separately
bid and put into the construction  specifications.

CONSTRUCTION

The construction of a VGS system is similar to that of a STEP  system which
has been done for a number of years.  Both involve  the installation of a
septic tank with small diameter plastic pipe laid  independent  of grade.
The major difference between the two systems is that  with the  VGS, there is
no installation of a pump and wet  well.  Thus, the  construction  techniques
of a VGS system are not completely new.

Before construction starts, the communities must get  easements from the  resi-
dents for access to their property.  In many of the Region V projects,  dual
easements were acquired:  a construction  easement  and  a perpetual  mainte-
nance easement.  Zanesville was one of the communities that  did  this.   The
City's easement covered an area 5  feet on either side  of the service lateral.
The compensation for the easements varied from project to project.  In  some
instances, the residents were compensated monetarily.   In Crooksville,  an
accountant summary report stated that the VGS project  would  raise  property
value substantially.  Based on this report, the Village provided no other
compensation to the residents.

A notable observation about the construction of the Region V VGS systems
is that because of the depth that  the sewer lines  were buried, backhoes  had
to be used in most of the projects.  Only in Zanesville was  a  trencher
utilized to install the VGS mainline.  The use of a backhoe  instead of a
trencher results in higher installation costs.  Evidence of  this can be
found in the complete in place bid prices for the  VGS  pipes.  For  the  three
pipe sizes installed in the Zanesville project, the bid prices were 7%-35%
lower than those in any of the other projects.  PVC pipe was installed in
all of the projects.  The pipe classifications used included mostly sche-
dule 40 and SDR - 35, with some SDR - 26 and SDR -  21.

It is necessary to address potential corrosion problems in the VGS system.
For instance, manholes which VGS lines discharge into  are subject  to corrosion.

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If existing manholes are used, the concrete and  metal  appurtenances  such  as
steps and manhole covers must be regularly inspected  for corrosion.   For
new manholes, the materials utilized  must  be carefully chosen.   The  concrete
can be coated to prevent it from pitting.   Stainless  steel  hardware  can be
used instead of galvanized steel, as  was done in the  RoseviVle  project.

There has been no major trouble with  the installation of most  of the septic
tanks, as four of the five projects used conventional  concrete  tanks.   In
Zanesville, spherical, high - density, polyethylene septic  tanks were
installed.  Initially, the City installed  300 pound tanks.   However, during
installation, two of the tanks collapsed;  one was buried deeper than the  5
feet limit and the hydrostatic pressure was too  great and the  other  was
pierced by a sharp rock in the backfill.  These  were  replaced  by 500 pound
septic tanks of similar construction  which will  also  be used for future
additions to the system.

The installation of the septic tanks  varied widely in the VGS  projects.
Some of the projects put the tanks in as close to the houses as possible,
which resulted in minimized homeowners'  hook-up  costs and maximized  grant
participation.  In Zanesville, the house connections  were paid  for by the
City because they wanted to ensure the integrity of the system  and because
the project is in a low-income section of  the City.  Midvale/Barnhill  also
is funding hook-ups to avoid homeowner fundability problems and to address
integrity concerns.  One of the disadvantages with installing  the septic
tank near the home is that it will be difficult  for the community to pump
out the tank.  As is the case in Zanesville, many lengths of hose are
required to reach the septic tanks and with the  way the easements are set
up, with a limited access area around the tank and service  laterals, the
pumper truck can not get close enough to the tank in  many cases without
driving over people's lawns.  At the  other end of the septic tank installa-
tion spectrum is Maysville, which installed the  tanks as close  to the
property line as possible.  It is the homeowner's responsibility to  extend
the house service down to the tank.  In this case, access to the
tanks is easier but a larger financial burden is put  on the residents.

A common problem found in the construction of the VGS system is site re-
storation.  Even though the communities have reduced  the number of claims
by video taping on-lot conditions prior to construction, poor/inexperienced
construction inspection has resulted  in unacceptable  restoration. There
are also complaints about sites not being  fully  restored for long periods
of time.  The Zanesville project started construction in the summer. When
winter arrived, some of the sites could not be fully  restored  until  the
next year.  In Midvale/Barnhill, an unusually dry summer has prevented com-
plete restoration as the contractor could  not reseed  the on-lot construc-
tion site nor the trenching lines.

At the Zanesville project, it has been found that the on-lot ditch lines
have a tendency to settle or the seed will not take hold.  Compaction of
the ditch line backfill may have solved this problem.

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                                     10

Another problem encountered during construction was  the  construction-re-
lated inconveniences like dust and street closings.   In  Crooksville,  the
dry weather has elevated the dust  problems associated with  the  construction.
Village officials had threatened to stop the project if  something  was not
done to control the dust.  Water was sprayed on the  roads  and a street-
sweeper was used to collect the dirt and dust to prevent them from blowing
around further.

As can be seen in Appendix 1, "Bid Prices for VGS Projects," the high unit
cost items are the septic tanks and the surge tanks, where they are in-
stalled.  The concrete septic tanks range from $930  - $1650 for a capacity
of 1000 gallons.  The high-density polyethylene septic tank with the  same
capacity used at Zanesville cost $946.   The prices for the surge tanks
range from $590 - $1339 for varying capacities.  Other high cost items are
the special appurtenances for the VGS system, such as cleanouts, air  release
valves, and backwater valves.  An item that may not  be thought  of right
away when considering costs is the demolition/abandonment  of the old  septic
tanks.  A fairly substantial amount is  charged per tank, $200 - $330.

When compared to the engineers' estimates, the bid prices  are found to be
higher in some projects, close to the estimate in some,  and lower in  others.
It should be re-emphasized that there is a significant difference in  pipe
price depending on whether the pipe is  installed with a  trencher or a back-
hoe.  This lineal foot cost difference  is even more  substantial when
multiplied by the thousands of feet of  piping required in  the projects.

Looking at the bids for the four projects that installed the VGS pipes with
a backhoe reveals a wide range of unit  prices for the 4 and 6 inch pipe
sizes which were common to all projects.  The 4 inch VGS mainline pipes
varied from $8.17/lineal foot (LF) to $30.10/LF.  The 6 inch VGS pipe ranged
from $10/LF to $38.05/LF.  An interesting observation of the bid prices  is
that for those projects with the higher mainline pipe prices, the prices  for
same size pipe when used as service laterals was much cheaper.   For example,
in the Roseville project, 4 inch VGS mainline pipe was $27.50/LF, while
4 inch PVC service laterals were $14.05/LF.  Also, in Crooksville, the bid
price for 4 inch VGS mainline pipe was  $26.25/LF (in Section A  of the proj-
ect) and $30.10/LF (in Section B).  The price for 4  inch service laterals
was $10.00/LF in Section A and $11.00/LF in Section  B.  It is unclear how
much of this extra cost is due to installation methods (using a backhoe)
and how much is due to the fact that the VGS mainline pipe bids include  an
allowance for working under paved areas, as the bid  prices are  complete  in
place.

OPERATION

The operation of the VGS systems in Region V has"been fairly good.  There
have been no major problems with the systems.  The minor problems that have
occurred are not specifically related to the variable grade nature of the
system, but are more generic to sjnall  diameter conveyance  systems.

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                                     11

A few minor problems have occurred after some of the VGS systems have
started up.  The most common problem is one of odors.  Because of the na-
ture of the septic tank effluent, any mixing with the air releases gases
with offensive odors; e.g., hydrogen sulfide.  In many instances, odor
problems are the result of improper plumbing in houses.  Ve'nts are some-
times undersized or non-existant.  In other cases, the odors come from
various places in the system where gases can escape, like septic tanks,
surge tanks, manholes, and pump stations.  In Zanesville, odor control
devices were designed into the project but were removed when they were
determined to be unallowable for grant participation.  As a result, the
odors, had to be dealt with after they became a nuisance to residents as
in the other VGS communities.  Solutions to these odor problems have
included:  sealing septic and surge tank covers with neoprene, using
downpipes in manholes and pump stations to discharge the effluent below
the water level  to prevent air stripping of the sewer gases, using solid
manholes covers instead of vented covers, filtering air that is released
from the system with carbon canisters, and installing traps on service
laterals to prevent odors from backing up from the VGS mainlines.

Another problem is one of solids deposition.  Solids have been found in the
VGS mainlines and in the service laterals.  It is suspected that the solids
in the mainlines may be construction debris that wound up in the sewers.
In Zanesville, the City has experienced service line plugging 10 times in
1987.  City officials indicated that if it could be done over, they would
use 4 inch laterals rather than the 1-1/4 or 2 inch pipes that were used.

In the operations at Maysville, it has been seen that there is some surge
capacity in the septic tanks to equalize flows to a certain extent.  Thus,
the use of the surge tanks is not as critical in order for the VGS system
to operate properly.  In fact, the surge tanks are quite troublesome.  They
are sources of infiltration/inflow, odors, and are susceptible to plugging.
Officials at Maysville indicate that while measures have been taken to seal
the surge tanks to mitigate the aforementioned problems, if they continue
to be a source of trouble, the surge tanks will be bypassed altogether.
Without the safety factor that the surge tanks afford, the estimating of
flows and the sizing of the septic tanks and VGS lines will be that much
more critical.  However, the septic tank itself will dampen the surge flows.

Once the systems are operating and the start up problems have been worked
out, a limited amount of maintenance has been needed for the VGS system.
Preventative maintenance generally consists of frequent tank inspections
of those homes with high water usage and those known to dump undesirable
things into the system, despite warnings from the communities.  The regular
schedule for pumping out the septic tanks in most of the VGS communities
will  be determined after inspections of the tanks.  These inspections will
range from semiannually to once every 5 years, ^ost communities anticipate
that pumping will  be necessary after 3-5 years of operation.  The pumping of
the tanks will be done by the communities themselves, as many have their
own sludge trucks.  The Village of Roseville will use the Village of Crooks-
vine's truck at a cost of $40.00/load.

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                                     12
The regional treatment plant for Roseville and Crooksville will  accept
septage in a small aerated lagoon specifically built for septic  tank sludge
treatment.  The Zanesville plant accepts the septage from both Zanesville
and Maysville at its grit chamber.

Another part of maintaining the system is the cleaning of the VGS lines.
This is done by flushing the sewers with high pressure hoses. A few con-
cerns were expressed by the Zanesville personnel  over cleaning service
laterals.  Because of the "tee" outlet pipes in the septic tanks, it is
difficult for the hose to make the sharp bend.  Sometimes this causes the
pipe connections to be forced apart by the pressure of the cleaning water.
Another concern was that when the hose was able to be inserted that if
pushed in too far, it could become caught on a check valve.

The Zanesville personnel  have also indicated that repairing breaks in the
PVC lines can be a problem.  It involves a lot of digging to find the
break, as the leak can usually only be located as being somewhere between
two cleanouts.  Once the break is found, repairing the wet PVC pipe is
also difficult.  The maintenance crew suggests that cleanouts should be
placed closer together to better isolate any portion of the system where
work needs to be done.  Ball valves would also aid in isolating  parts of
the system.

Other things that should be helpful to the maintenance staffs are metallic
tape-pipe detectors and accurate as-built drawings.  The metal tape, which
has been installed in a few of the Region V projects, should make locating
the pipes much easier.  This will not only help when pipes need  repairing
but it should prevent accidental breakages from other construction work.
The as-built drawings are essential for figuring  out what is buried where.
This was especially true in the Roseville project.  The operation and main-
tenance crew did not have much involvement in the design or construction  of
the system.   In other projects, the personnel responsible for operating and.
maintaining the system may not be hired until the project is well under way.

SUMMARY

All five of the VGS systems were funded as an innovative technology under
the Innovative/ Alternative (I/A) Program, which  was established to improve
wastewater treatment technology.  An innovative technology is one that is
not fully proven for its proposed application and offers a significant
advancement  over the state-of-the-art.  Some of the Region V projects are
mainly positive, variable grade sewers which could be more aptly named small
diameter gravity sewers (except for the fact that- the latter sewers have  a
specified minimum grade) because of the lack of negative slope.   As such,
the use of the constant depth sewers without much negative grade does not
represent a significant advancement over the state-of-the-art.  On the whole,
these systems do not adequately demonstrate a variable grade sewer with
significant amounts of positive and negative grades as the risk  associated
with standing water and water flowing uphill were eliminated.

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                                     13

It is evident from the examination of the VGS projects  that these systems
were at a disadvantage in that there was lack of experience with the VGS.
Operation of these systems has led to solutions  to problems encountered and
information to be used to improve future systems.  Key  items- that need to
be addressed are in the areas of project development,  design, construction,
and operation.

Project development - The community's residents  must be informed early on
in the planning stage.  They must be informed that the  VGS system is a
"real sewer" despite the fact that it uses small diameter plastic pipes and
has standing water and water flowing uphill.  Resident  support for the VGS
project will make it easier to acquire easements and could possibly head
off some unreasonable complaints about the system from  uninformed people.

Design - (1) Surge tanks are costly and a potential  source of problems,
i.e., odors and infiltration.  With the proper sizing  of the septic tanks
and VGS lines (a critical item), the surge tanks are not necessary for
successful  operation.  (2) In the sizing of the  VGS lines, the cost savings
from the reduction in pipe sizes must be carefully balanced with the in-
creased risk of plugging of the lines.  Four inch diameter pipe for service
lines and mains should be the minimum size specifed.  (3) Odor controls
must be considered in the design.  All potential sources and problem areas
must be looked at, e.g., house vents, septic tank covers, manholes, and
pump stations.  (4) The burial depth of the VGS  lines must be examined
carefully.   Shallower depths would allow for easier, less costly installa-
tion and may justify insulating the sewers.  (5) The corrosive nature of
septic tank effluent must be kept in mind when specifying materials for the
entire conveyance system, like the metal hardware in pump stations and the
possibility of coating manhole walls.

Construction - (1) Site restoration problems can be minimized by video
taping on-lot conditions prior to and after construction.  The contractors
should be required to restore sites as soon as possible.  (2) Rigorous
testing of  building connections should be made prior to hookup, to ensure
the integrity of the system.  In projects where  septic  tanks are re-
placed, new house connections should also be considered.  Manholes, which
are sources for infiltration/inflow, should be replaced by cleanouts.
(3) The location of the parts of the system needs to be clearly identified
for the benefit of the operation and maintenance personnel.  For example,
the septic  tanks should be located for easy access by  the maintenance crew
and pump truck and should be easily found.  The installation of metallic
pipe detection tape should be included as part of the  project and accurate
as-built drawings must be obtained from the consulting  engineer.

Operations  - A regular maintenance program needs^-to be  developed and imple-
mented.  It must include a strategy/schedule for pumping out septic tanks
and cleaning sewer lines and other appurtenances.

Three of the five VGS projects in'Region V only  had minimal amounts of nega-
tive grade.  The surging that results from the negative grades in a variable

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                                     14

grade sewer system has not had an appreciable test.   This  is probably
the main factor that distinguishes the VGS from other small  diameter grav-
ity sewers.  Only one of the two projects with substantial  amounts  of
negative grade, Maysville, has been operating for any length" of time.
There do not appear to be any problems resulting from the  negative
grades.  Also, the lack of scouring velocity, which  has been a concern in
other sewer system designs, has not been a problem in the  VGS system.  The
septic tanks do a good enough job of settling solids  that when combined
with regular sewer flushing, solids deposition in the mainlines is  mini-
mal in the positive grade sections of the system.
                           This report was prepared by
                   Russell Martin, Thomas Poy and Charles Pycha
                            Environmental Engineers

                   Technical Support Section
                   Municipal Facilities Branch
                   U.S. Environmental Protection Agency
                   230 S. Dearborn Street - 5WFT-TUB-9
                   Chicago, IL  60604
                   (312) 353-2144

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                     APPENDIX 1 - Bid  Prices  for VGS Projects
Crooksville
Contractors:  Winze!er Excavating Company
              Motion  Electric
4" service connection
4" sewer
6" sewer
8" sewer
septic tank-1000 gal
            2000 gal
            3000 gal
            4000 gal
cleanouts
 $
  Engineer's
  Estimate

   16.90/LF
   19.50/LF
   23.40/LF
      60/LF
      00 ea
 1290.00 ea
 1990.00 ea
 2680.00 ea
   75.00/LF
    28.
   715.
                                                             Bid  Prices
                                                     Section A      Section B
           $
  10.00/LF
  26.65/LF
  33.90/LF
  33.40/LF
1267.00 ea
2215.00 ea
2567.00 ea
3691.00 ea
  76.00 ea
            $
  11.00/LF
  30.10/LF
  38.05/LF
  32.75/LF
1257.00 ea
2215.00 ea
2567.00 ea
3750.00 ea
  76.00/LF
Maysville

Contractors:  Best Way Mechanical  Contracting Co.
              Parsons
2" VGS pipe
3" VGS pipe
4" VGS pipe
6" VGS pipe
2"
surge tank -
                         Engineer's
                         Estimate
$
1-1/2 service lateral
  6.00/LF
  8.00/LF
  9.00/LF
 11.00/LF
125.00 ea
475.00 ea
900.00 ea
  5.00/LF
                       Bid Prices
               Division Bl   Division Cl
$  5.00/LF
   8.16/LF
   8.67/LF
  10.00/LF
 200.00 ea
 590.00 ea
1339.00 ea
   6.50/LF
  $
   5.00/LF
   7.66/LF
   8.17/LF

 200.00 ea
 590.00 ea
1339.00 ea
   6.00/LF
Division C2

$   6.00/LF
    8.66/LF
                                             200.00 ea
                                             590.00 ea
                                            1339.00 ea
                                               7.00/LF

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Midvale/Barnhill

Contractor:  Willard Improvements Co.
4" service lateral
4" house lateral
4" sewer
6" sewer
8" sewer
10" sewer
12" sewer
15" sewer
septic tank - 1000 gal
              1500 gal
              2000 gal
              2500 gal
              3000 gal
              5000 gal
Manhole 0-6 feet  deep
          6 feet  - 10 feet deep
          greater than 10 feet  deep
cleanouts
surge tank
air release valve
backwater valve
abandon old septic tank
  all sizes
                                                Bid  Prices
                                                $
  12.00/LF
  12.00/LF
  15.00/LF
  17.00/LF
  20.00/LF
  23.00/LF
  33.00/LF
  32.00/LF
1650.00 ea
1800.00 ea
3100.00 ea
4100.00 ea
4100.00 ea
6100.00 ea
 800.00 ea
1100.00 ea
1600.00 ea
 950.00 ea
 800.00 ea
1500.00 ea
 700.00 ea
 200.00 ea

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Roseville
Contractor:   Best Way Mechanical  Contracting  Co.

                                                Bid  Prices
4" service lateral                               $
4" VGS main
6" VGS main
4" cleanout
6" cleanout
8" cleanout
septic tank - 1000 gal
              1250 gal
surge tank
clean existing septic tank
abandon old septic tank

Zanesville

Contractor:  Best Way Mechanical  Contracting Co.


septic tank CIP
2" PVC UP
2" PVC CIP
3" PVC UP
3" PVC CIP
4" ABS house lateral
4" PVC UP
4" PVC CIP
1-1/4 service lateral UP
1-1/4 service lateral CIP
2" PVC service lateral UP
2" PVC service lateral CIP
cleanouts - inline 3"
4"
end of line 2"
3"
automatic air release valve
septic tank demolition
less than 250 gal
250 - 750 gal
greater than 750 gal
Engineer's
Estimate
$1067.22 ea
15.45/LF
8.70/LF
16.30/LF
9.50/LF
11.10/LF
16.80/LF
10.25/LF
13.60/LF
7.20/LF
13.25/LF
6.60/LF
226.00 ea
264.80 ea
192.95 ea
226.00 ea
1030.85 ea

110.25 ea
137.80 ea
165.40 ea
  14.50/LF
  27.50/LF
  29.00/LF
 162.00 ea
 203.00 ea
1200.00 ea
 930.00 ea
1000.00 ea
 700.00 ea
 140.00 ea
 400.00 ea
                                                         Bid Prices

                                                          946.00 ea
                                                           11.00/LF
                                                            4.66/LF
                                                           11.33/LF
                                                            4.99/LF
                                                           16.00/LF
                                                           11.76/LF
                                                            5.42/LF
                                                           11.00/LF
                                                            4.78/LF
                                                           22.00/LF
                                                            4.16/LF
                                                          224.50 ea
                                                          230.00 ea
                                                          175.00 ea
                                                          158.75 ea
                                                          922.00 ea

                                                          233.00 ea
                                                          260.00 ea
                                                          330.00 ea
UP - under pavement
CIP - complete in place

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