s'1-7:0
                        PRELIMINARY  ASSESSMENT  OF  CLEANUP  COSTS
                        FOR  NATIONAL HAZARDOUS  WASTE  PROBLEMS
                      This report describes work performed for
               the Office of Solid  Waste under  contract no.  68-01-5063
                and is reproduced  as received  from  the contractor.
                The findings should be attributed to the  contractor
                       and  not  to  the Office of Solid Waste.
                       U.S.  ENVIRONMENTAL PROTECTION AGENCY
                                        1979

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     Page 37 of the report submitted by the contractor on February 23, 1979,
has been replaced by new pages (37,  37-A, and 37-B).   These pag^es clarify
and expand the assumptions concerning financial  viability considerations
and make clear the distinctions between Level I  and Level II costs.
     This report has been reviewed by the U.S. Environmental Protection
Agency and approved for publication.  Its publication does not specify
that the contents necessarily reflect the views and policies of the U.S.
Environmental Protection Agency, nor does mention of commercial products
constitute endorsement or recommendation for use by the U.S. Government.

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                              TABLE OF CONTENTS

                                                                         PAGE

  I.   Introduction .	     1

      A.   Purpose	     1

 '     B.   Scope	     2

      C.   Extrapolation Approach 	     4



 II.   National  Survey Results  	    10

      A.   Inventory of Hazardous Waste Sites by Regions  	    10

      B.   Problem Characterization 	    24



III.   Case Studies and Cost Extrapolations	    32

      A.  Characterization of 24 Selected Cases 	    32

      B.  Cost Extrapolation	    36



 Appendix A:  National  Survey Letter from EPA to Regions  	    38
 Appendix B:  Sample Calculation:   Accumulation of Important
             Active and Inactive  HW Sites	    44
 Appendix C:  Summary:  Number of Incidents by Problem Type/
             Waste Type/ Facility Type	    45

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                              LIST OF TABLES
TABLE                                                                    PAG
  1      Quantitative Summary of EPA Regional Estimates
         of Nationwide Hazardous Waste Sites	 .      11

  2      Hazardous Waste Site Prevalence Methodologies
         of EPA Regions	      12

  3      Summary of the Estimated Number of Active Hazardous
         Waste Sites by EPA Region	      18

  4      Estimated Number of Permittees by Facility
         Category and EPA Region	      19

  5      Inventory of Estimated Active and Inactive
         Hazardous Waste Sites 	      23

  6      Comparison of Prevalence Data on Hazardous	
         Waste Sites	      25
  7      Summaries:  Problem Type - Facility Type -
         Waste Type	-. .      26

  8      Statistical Information on 232 Hazardous
         Waste Cases	      29

  9      Characterization of 24 Selected Cases 	      33

 10      Costs  for  Private Viable, Private Non-Viable, and Public Sites    37-


                             LIST OF FIGURES


  1      Methodology for Estimating the Number of
         Hazardous Waste Treatment/Storage Sites 	      17

  2      Accumulation of Active and Inactive Hazardous
         Waste Sites Over Time	      21

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                 Assessment of Cleanup  Costs  for  Nationwide
                         Hazardous Waste  Problems
                             I.   Introduction

A.    Purpose

      The purpose of  this study is  to develop a projection of potential
costs  for cleanup of mismanaged  hazardous and radioactive waste disposal
sites  throughout the country.  This report provides preliminary results
based  upon an  initial assessment phase which was completed in 60 days,
pursuant to contract requirements.  This cost assessment will be used by
EPA and, in turn, by OMB to assist in the development of a National policy
for the mitigation of hazardous  waste mismanagement problems existing
throughout the country.  Due to  (1) the many uncertainties that exist as to
the number of sites  that may now (or in the future) pose significant threat
to public health and/or the environment, (2) the great variability of
problem circumstances from site  to site, and (3) unresolved questions as to
whether cleanup cost liabilities will fall to the public or private sector,
it was not possible  to attach an exact cost figure to governmental funding
requirements for mitigating these  hazardous waste problems.  Nonetheless,
this study represents a first attempt to extrapolate the order of magnitude
of the expenditures  needed to clean up the Nation's significant hazardous
waste problems and thus should provide guidance to OMB for reaching near-
term budgetary decisions.

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                                - 2  -
B.   Scope

     In order to-provide needed background data  for  this  study,  EPA  Head-
quarters requested each of its Regions  to  develop  an inventory of  hazardous
waste problems.  A copy of the letter from EPA to  the Regions is included
in the Appendix.  Information requested from the Regions  included:
     1.   A rough estimate of the total number of  landfill,  storage  and
          other sites that may contain  hazardous wastes  in any quantity
          which now or potentially could cause adverse impact on public
          health or the environment.
     2.   A rough estimate of the number of these  sites  that may^ contain
          significant quantities of hazardous  wastes that could  cause
          significant imminent hazard to public  health (this is  a  subset
          of above estimate).
     3.   An inventory and description  of  those  sites for which  EPA  has
          information in its  files (this is a  further subset of  the  above
          estimates).
     4.   An estimate of the  costs of (a)  assessing  the  public health  and
          environmental hazard, (b) engineering  studies  to determine
          remedial measures,  and (c)  remedial  measures for a dozen or  more
          sites which typify  various  types of incidents.
In addition to inventory information  in these  four areas, the Regions
provided information on 103 sites.  This material, in conjunction  with
information from Headquarters' files  and from the  files  of the Contractor
regarding 129 additional sites, constitute the data  base for this  study.
All immediately available files, reports and data  concerning the 232 cases
were reviewed, abstracted and categorized.  Twenty-four  representative
cases were then selected for more in-depth study.   In selecting  the  24
cases,  the prevalence of the types of facilities—as represented by  the
larger  population of 232 sites—was taken  into consideration.   Efforts were
made to match the proportion of site types in the  24 selected cases  to the
proportion in the 232 cases.

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                                - 3 -
     Data availability was also a determining factor  in  the  selection
process.  Where sufficient information existed in  the assembled  files  as  to
the scope of the problem,  appropriate remedies (either executed  or  planned)
and cleanup costs, it was  not considered fruitful  to  conduct additional
assessment.  Since adequate evaluation of sites  for which  information  and
problem documentation were scanty could not be performed within  the time
frame or budget allocated  to this study, such sites were not considered as
candidates for the 24 case evaluations.   The sites  selected,  therefore,
included representative cases where it was anticipated that  remedial
approaches and costs could be developed through  review of  files  maintained
at Regional, State or local governmental offices,  discussion with knowledge-
able personnel within those offices,  and/or site visits.   Neither problem
severity nor cleanup costs associated with specific sites  was a  factor in
the selection process.  The 24 representative cases range  significantly
in terms of problem severity and in estimated costs of cleanup.
     Investigation of these sites was conducted  during a four-week  period
and involved arranging and carrying out information-gathering and/or site
visits to the States of Washington, Georgia, California, Colorado,  Illinois,
Tennessee, Utah, Indiana,  Texas and Virginia.  Information obtained from
examination of the hazardous waste problems and  the 24 case  studies was
used in combination with the hazardous waste problem  prevalence  data
provided by the Regions in order to develop cleanup cost extrapolations.
Methods employed in conducting this extrapolation,  along with a  discussion
of the variables that affect the validity of such  an  extrapolation, are
presented in the next section.

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                                 -  4  -
C.   Extrapolation Approach

1.   Methodology

     The methodology for extrapolating the cleanup  costs  for all  potential
hazardous waste problems which exist throughout the country  is  based  on  the
data available at the time of writing, and is  consequently as reliable as
the data base is complete.
     In order to develop an understanding of the general  types  of hazardous
waste problems that exist and the national prevalence of  such general types
of problems, the 232 cases examined during this study were categorized by
facility type, waste type and problem type.  These  categories are listed
below:

     I.   Facility Type
          1.  above ground storage/disposal of wastes
          2.  uncovered pits, ponds and lagoons—below grade (or bermed)
          3.  below grade covered pits and landfills
          4.  underground injection facilities
          5.  direct dumping to surface water
          6.  natural impoundments
    II.   Problem Type
          1.  explosion
          2.  fi re
          3.  air pollution
          4.  ground water contamination (drinking  water  supply)
          5.  surface water contamination (drinking water supply)
          6.  ecological impact (surface water, including wetlands)

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                                - 3
     Data availability was also a determining factor  in  the  selection
process.  Where sufficient information existed in  the assembled  files  as  to
the scope of the problem,  appropriate remedies (either executed  or  planned)
and cleanup costs, it was  not considered fruitful  to  conduct additional
assessment.  Since adequate evaluation of sites  for which  information  and
problem documentation were scanty could not be performed within  the time
frame or budget allocated  to this study, such sites were not considered as
candidates for the 24 case evaluations.  The sites selected, therefore,
included representative cases where it was anticipated that  remedial
approaches and costs could be developed through  review of  files  maintained
at Regional, State or local governmental offices,  discussion with knowledge-
able personnel within those offices,  and/or site visits.   Neither problem
severity nor cleanup costs associated with specific sites  was a  factor in
the selection process.  The 24 representative cases range  significantly
in terms of problem severity and in estimated costs of cleanup.
     Investigation of these sites was conducted  during a four-week  period
and involved arranging and carrying out information-gathering and/or site
visits to the States of Washington, Georgia, California, Colorado,  Illinois,
Tennessee, Utah, Indiana,  Texas and Virginia.  Information obtained from
examination of the hazardous waste problems and  the 24 case  studies was
used in combination with the hazardous waste problem  prevalence  data
provided by the Regions in order to develop cleanup cost extrapolations.
Methods employed in conducting this extrapolation, along with a  discussion
of the variables that affect the validity of such  an  extrapolation, are
presented in the next section.

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                                 -  4  -
C.   Extrapolation Approach

1.   Methodology

     The methodology for extrapolating the cleanup costs  for all  potential
hazardous waste problems which exist throughout the country is  based on  the
data available at the time of writing, and is consequently as reliable as
the data base is complete.
     In order to develop an understanding of the general  types  of hazardous
waste problems that exist and the national prevalence of such general types
of problems, the 232 cases examined during this study were categorized by
facility type, waste type and problem type.  These categories are listed
below:

     I.   Facility Type
          1.  above ground storage/disposal of wastes
          2.  uncovered pits, ponds and lagoons—below grade (or bermed)
          3.  below grade covered pits and landfills
          4.  underground injection facilities
          5.  direct dumping to surface water
          6.  natural impoundments
    II.   Problem Type
          1.  explosion
          2.  fire
          3.  air pollution
          4.  ground water contamination  (drinking water supply)
          5.  surface water contamination  (drinking water supply)
          6.  ecological impact (surface water, including wetlands)

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                                 -  7  -
     For this study, the term Level I mitigative measures refers to the
minimum acceptable cleanup activities deemed appropriate for a site.  This
term addresses those efforts which could be accomplished on an emergency
basis (usually in less time than one year) and which would significantly
reduce the present rate of hazardous waste migration into the environment.
For purposes of this report, the efforts to accomplish this degree of
cleanup for the 24 sites studied included such items as site investigation,
study and design, waste removal or clay cover, perimeter protection using
dikes or ditches, cut-off barriers, security fencing, monitoring, and admin-
istration.  The term Level II mitigative measures, as used in this report,
implies a thorough site cleanup which would afford permanent protection to
human health and the environment.  In addition to certain short-term cleanup
requirements used for Level I, complete waste removal and redisposal at
secured facilities were applied to most of the sites.  Hazardous waste
remedial activities, in general, included the same items used for Level I
mitigation plus, in many instances, allowances for testing on-site contami-
nated soils in addition to the treatment for concentrated wastes.  Judgment
was used for each of the investigated sites in evaluating the appropriate
measures and methods for cleanup required to meet Level I and Level II
criteria.
2.   Uncertainties

     There are usually a number of uncertainties and unknowns associated
with sample data which can affect the accuracy of extrapolation to the
population as a whole.  Making a sound projection requires an effort to
identify these unknowns and taken them into consideration in the extrapo-
lation process.  In such cases, "best professional estimates" were made.

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                                - 8 -
There are at least five uncertainties  and unknowns which must be considered
in projecting potential costs  for cleaning up  mismanaged hazardous  and
radioactive waste disposal  sites.
     First, the number of sites  used as  the basis of  estimation was  rela-
tively small.  The cost projections were based on limited  information for
232 cases of hazardous waste mismanagement and more in-depth information on
24 representative cases.
     Second, generalization was  difficult because of  the broad range of
potential problems represented by the  232 cases.  Because  of the number of
factors that affect the costs  of cleanup (e.g.  site size,  volume of waste,
extent of contamination,  distance to a more secure landfill, etc.),  each
site in reality is distinct from the others.   Because of this lack  of a
definitive common denominator between  sites or groups  of sites, the
extrapolation had to be based  on average costs  for cleaning up facility
type/problem type/waste type categories.  These average costs mask  substan-
tial site-specific variation.   For example, costs of  adequate disposal of
liquid wastes ranged from about $0.11/gallon to $ll/gallon.
     Thirdly, there is a lack of sufficient data on the very factors that
most affect the costs of cleanup, namely site  size, volume of waste, extent
of contamination, and status of cleanup measures taken to  date.   In addi-
tion, in many cases the data that were available were outdated, or  proved
wrong upon investigation.  For example,  some of the sites  in the data base
proved not to be significant hazardous waste problems.  All available
data were evaluated to the extent possible within the short time  frame of
this contract; but, because of such  constraints,  the  accuracy of  the data
base cannot be vouchsafed.

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                                 -  9  -
     A fourth uncertainty in the known data base concerns  the  question of
liability for funding the site cleanup.  Many of the sites have been  aban-
doned by the owner; in other instances, the owner does  not possess  the
financial capability to fund the cleanup.  In such cases,  the  government
(federal, state, local) must provide the funds.   In many instances,
however, it could not be ascertained from the data available if a site had
been abandoned or if an owner could be identified as financially capable
of funding the cleanup.  Such unresolved questions leave uncertain whether
the public or private sector will  be liable for  cleanup costs  related to
these sites.  Consequently, an estimate was made based  on  best available
evidence of the probable percentage of sites which are  abandoned or
abandonable.  This estimate was one of the major factors which affects
government funding requirements, and was therefore an important aspect of
the extrapolation process.
     A fifth area in which  current data were found to be lacking is the
status of cleanup efforts already  accomplished.   Many of the sites are in
various stages of cleanup,  some simply involving partial removal of the
waste, others involving a level of cleanup corresponding to our Level I
and Level II measures.  The Level  I and Level II costs  are presented  with-
out offering a judgement as to which level of remedial  measures may be more
warranted in each particular instance.  Such a judgement would have to be
made on a case-by-case basis and is outside the  scope of this  project.

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                                - 10 -
                       II.   National  Survey  Results
A.   Inventory of Hazardous  Waste  Sites  by  Region

     In the initial  letter from EPA  Headquarters,  the  Regions were asked to
provide information  for those sites  for  which  data on  size, waste volume,
site conditions, and related areas were  available.  The combined responses
from the Regions estimated (a)  32,254  sites with some  hazardous wastes,
(b) 838 sites with at least potentially  significant problems, and provided
(c) varying amounts  of information on  103 sites.   The  estimates by Region
are presented in Table 1.   However,  a  review of the Regions' submittals,
and specifically their site prevalence "methodologies," indicates that
(a) several made highly qualitative  estimates, and (b) many types of sites
viewed as potential  problem areas  were left out due to lack of information.
     The assumptions made  by each  of the Regions are outlined in Table  2.
It should be noted that most of the  Regions stated that they could not
provide verifiable,  quantitative estimates  for any of  these sites, due  to a
lack of information  on the nature, location and condition of sites and  the
frequent problems of what  wastes in  various quantities constitute a health
hazard.  A nationwide survey of open dumps  (which  is likely to assist in the
the efforts to estimate the number of hazardous waste  sites) was mandated
by RCRA for completion in  two years, but recent statements by Thomas Jorling,
the Assistant Administrator of EPA's Office of Water and Waste Management,

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                                - 11 -
                                 TABLE 1

             QUANTITATIVE SUMMARY OF EPA  REGIONAL  ESTIMATES
                  OF NATIONWIDE  HAZARDOUS WASTE SITES
Region
I
II
III
IV
V
VI
VII
VIII
IX
X

No. of Sites Which
May Contain
Hazardous Wastes
1,200
509
5,000
14,000
1,800
320
8,000
25
400
1,000
32,254*
No. of Sites Which
May Contain
Significant Quantities
of Hazardous Waste
275
25
12
210
Unknown
19
Unknown
10
37
250
838
No. of .Sites on
Which Information
Was Supplied
5
4
5
16
22
3
7
9
1
31
103
* Due to the estimation procedures  employed,  the  last  three digits of this
  number lack significance.

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                               - 12 -



                               TABLE 2

     HAZARDOUS WASTE SITE PREVALENCE METHODOLOGIES OF EPA REGIONS
Region              	Assumptions	


   I                .All  Landfills May Contain Hazardous Waste

                         Surface Impoundments Not Included

                         All  Metropolitan-Area Landfills May Contain
                         Significant Quantities of Hazardous Waste


  II                .     No Methodology Given


 III                .No Methodology Given


  IV                .     Different  Methodology for Each  State in  the
                         Region


   V                .     No Methodology Given


  VI                .All  Active Municipal Sites May Contain Hazardous
                         Waste

                         All  Closed Municipal Sites May Contain Hazardous
                         Wastes

                         Pits, Ponds and Lagoons (very many in this region)
                         are not Included due to Lack of Data

                         Pesticide Disposal (important in this region) Also
                         Left Out


  VII               .     No Methodology Given


 VIII               .     No On-Site Industrial Disposal Sites are
                         Included

                         Refer to Extensive Uranium Mining and Asso-
                         ciated Mill Tailings Sites of Which Only a
                         Few are Included Here

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                                -  13 -
                          TABLE 2 (continued)
Region                                  Assumptions
   IX              .All Based on States' "Best Professional Esti-
                         mates" Without Any Real Data Base
    X              .      Best Rough  Estimate  of 1,000 Municipal  and
                         Industrial  Sites  Was Used but this  Estimate
                         Cannot  Be Substantiated by Region's  File  Data

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                                -  14 -
have made it clear that this data collection effort will  not be avail-

able until 1982.   Due to the delays in this Federal effort and the

general lack of equivalent data on the regional  or state  level, the ten

Regions were left with mostly qualitative estimate options.  In fact,

two  Regions  (V and VII) did not choose to offer any estimates of the

number of serious sites within their areas.



Alternative Prevalence Methodology



     Initial review of the Regions'  submittals,  coupled with their

admissions of the extremely tentative nature of  the data  provided,

suggested that a revised inventory of all sites containing hazardous

wastes (as well as those within this group that  represent the most

serious environmental threat) may be required before any  meaningful assess-

ment of nationwide costs to correct these problems could  be developed.

The four procedural steps identified for such an inventory are the

following:
               STEP 1:  Identify Active Sites.   Those treat-
               ment, storage and disposal facilities presently
               handling various types and volumes of hazardous
               wastes must be estimated, including such factors
               as (a) waste type(s); (b) technology used (e.g.,
               landfill, lagooning, incineration, etc.); and
               (c) condition of the site, including whether it
               is in an environmentally sensitive area (e.g.,
               wetlands, floodplain, etc.).
1.   "EPA Without Policy to Discover Imminently Dangerous Waste Sites",
     Environmental Reporter, November 3, 1978.

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                                 -  15  -
               STEP 2:  Identify Inactive Sites.   The number
               of sites formerly used as hazardous waste faci-
               lities must be estimated, along with the range
               of information identified in Step 1 above.

               STEP 3:  Assess Environmental Adequacy of Site.
               Based on site data and treatment, storage and
               disposal facility guidelines as mandated under
               RCRA, the adequacy of both active and inactive
               sites must be determined.

               STEP 4:  Assign Required Level of Clean-up.
               The necessity of Level I measures (e.g., emer-
               gency mitigative measures), Level II steps
               (e.g., extensive clean-up procedures, removal
               of wastes, etc.) or some phased combination
               of the two must be assessed.
     The following sections describe mechanisms that can be used to

perform the first three of these steps.



     STEP 1:  Identify Active Sites.   Section 3005 of RCRA requires

that all facilities involved in the treatment, storage or disposal of

hazardous wastes obtain permits.  To assist EPA in defining and charac-

terizing the businesses and government entities which may require such

permits, Fred C. Hart Associates developed a methodology that estimated

the following information on these facilities:  (a) number and geographic

distribution of establishments; (b) number of employees and annual

revenues; (c) volume and types of hazardous wastes; and (d) method of

waste treatment or disposal.   The key element of the methodology was

the combining of two data sources:
1.   Reference:  Fred C. Hart Associates, Inc., Demonstrational/
     Instructional Materials in Hazardous Haste Management, EPA Contract
     #68-01-4456, August, 1977.

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                                 -  16  -
          1.   studies of hazardous waste management practices  performed
               for EPA for the 16 industries  identified  as  the  major
               sources of hazardous waste (along with contacting  state  and
               Federal agency officials); and
          2.   data from the Census of Manufacturing, Census  of Retail,
               and the U.S. Department of Commerce  sources  that profile
               the Nation's economy.

     Figure 1  shows how these -factors  work together  to  generate  the number
of active hazardous treatment sites.  The analysis  in the original  study
required numerous assumptions to fill  in often  substantial  data gaps in
all aspects of the methodology (e.g. data were  unavailable  on the two
largest industrial generators).   Readers interested in more detail  are
directed to the original  report.  Table 3 summarizes the estimated  number
of facilities  that presently handle hazardous wastes, broken  out  by EPA
Region.  Table 4 presents this information by Region and industry category,
totals the three subcategories of permittees, and assigns the governmental
facilities to  the Regions by population.  The estimate of 19,365  sites  in
Table 3 is therefore the number of sites needed to  handle the existing
hazardous waste stream.  In the next section, the question  of inactive
sites is addressed.

     STEP 2:  Identification of Inactive Sites.  The serious  environmental
problems that have surfaced in areas such as  the Love Canal site  in Niagara
Falls, New York, have clearly shown that the  toxicity of "disposed"
hazardous wastes can last for decades.  The methodology  proposed  here can
provide a rough, "first cut" estimate of these  sites, but the serious
nature of the problem requires that it receive  more extensive analyses  in
the near future.

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                - 17  -

            Figure 1

 Methodology for Estimating the
Number of HW Treatment/Storage Sites
   Industry Studies
   & Related Sources
  Average Volume of
  Waste Generated
  Per Plant
Census Data and
Industry Trade
Assoc. Material
Number of
Establishments
in Generating
Industries
                       Volume of
                         Waste
                     Requiring Treat
                      ment/Disposal
   Treatment and
   Disposal  Practices
   of Industries
Number of
Regional Facilitie
for HW Treatment/
Disposal

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                  - 18 -
                  TABLE 3

    SUMMARY OF THE ESTIMATED NUMBER OF
ACTIVE HAZARDOUS WASTE SITES BY  EPA REGION
I
II
III
IV
V
VI
VII
VIII
IX
X
1,560
2,243
1,850
2,711
4,665
1,956
1,180
613
1,949
638
                         19,365

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                                         -  19  -


                                          TABLE  4

         ESTIMATED  NUMBER  OF  PERMITTEES BY  FACILITY  CATEGORY
                                   AND  EPA  REGION
FACILIJY

INDUSTRY:

 1.  Organic  Chemicals, Pesticides
      and  Explosives
 2.  Ferrous Metals
 3.  Electroplating
     a.  Job Shops
     b.  Captive Shops
 4.  Inorganic Chsinicals
 5.  flonferrous Metals
 6.  Textiles
 7.  Petroleum Refining
 8.  Plastics Materials and
      Synthetics
 9.  Special Machinery
10.  Leather Tanning
11.  a.  Paint and Allied Products
     b.  Contract Solvent Reclaiming
     c.  Factory Applied Coatings
12.  Pharmaceuticals
13.  Petroleum Re-refining and
      Processing
14.  Rubber
15.  Electronic Components
16.  Batteries
17.  Hazardous Waste Management
      Industry
            SUBTOTAL:
.GOVERNMENTAL.:

18.  Publicly Owned Treatment
      Works
19.  Solid Haste  Disposal
      Facilities
20.  Federal
      Installations
            SUBTOTAL:
OTHERS:

21.  a. Hospitals
     b. Medical Laboratories
22.  Research  Facilities
?3.  Dry Cleaning  Plants
24.  Service Stations
             SUBTOTAL:
REGION
I
58
1
109
580
2
10
24
—
36
121
n
4
5

22
—
26
48
4
6
1,067



-
397
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II III IV V VI VII VIII IX X TOTAL
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7,174
         1.  Geographic distribution of potential permittees  is assumed to be proportionate  to
             the distribution of hazardous waste generating establishments providsd in Table 2.

-------
                                 - 20 -
     Figure 2 demonstrates  how the  total  number  of sites  containing
hazardous wastes (active and closed)  accumulate  over  time.  As  firms  use a
site's full capacity (assumed to be ten years),  the inactive  site  then
joins the total  site inventory for  as long  as  its  wastes  remain a
threat.  The guidelines developed under RCRA  for properly operated and
closed sites required 20 years, of post-closure monitoring and mainte-
nance.  One would assume that inadequate  sites could  require  monitoring and
maintenance for much longer than 20 years,  especially for those substances
that are highly resistant to decomposition  when  buried.   An arbitrary
figure of 40 years will be  assigned here—twice  as long as  for  adequate
sites.  In the context of Figure 2, this  means that from  one  ten-year
period to the next, 25 percent of the inactive sites  no longer  pose any
health threat (e.g., an inventory of inactive  sites of potential concern
made in 1975 would only include 75  percent  of those sites that were on the
1965 inactive site list).  This figure, however, represents only a rough
estimation and does not take into account a number of other variables,
including the increasing quality of such  facilities over  time.
     A review of Department of Commerce data  on  the number  of firms in the
hazardous waste generating  or treating industries, outlined in  Table  4,
showed that there were approximately 77 percent  as many establishments in
1963 as in the estimates used for 1978.   However,  the higher  1978  number is
mainly due to the increases in dry  cleaning plants, research  facilities
and service stations, none  of which was assumed  to affect the number  of
treatment, storage or disposal sites as outlined in Table 4.  In other
industrial categories, the  number of establishments actually  fell  between
1963 and 1978 due to the merger of smaller  firms or foreign competition
(e.g., leather and tanning fell by other  50 percent).

-------
                         - 21 -
                      Figure  2

             Accumulation of  Active and
             Inactive HW Sites  Over Time
1940
1950
1960
1970
1980

-------
                                - 22 -
     Consequently,  any exact empirical  estimates will  be  impossible  here,
especially when data from earlier periods  are  considered,  and  the  numerous
assumptions needed  to make existing  active site estimates  are  remembered.
It will  therefore be assumed that the  number of generators and associated
sites will decrease every ten years  at a  rate  = [.80 -  N(.05)], where
N is the number of  decades away  from the  1970-80 period (e.g., the average
number of generators in the 1940-50  period would be  [.80  - 3(.05)] = 65
percent of the 1970-80 number).   The numbers for the past  50 years are
shown in Table 5.  A sample calculation is shown in Appendix B of  this
report.
     The total of 50,644 sites is therefore a  very rough  estimate  of the
number of active and inactive sites  that  contain hazardous wastes  and  (by
virtue of this characteristic alone) may  pose  an environmental or  health
threat.

     STEP 3:  Assessment of Site's Environmental Adequacy.   Eight  Regions
provided estimates  of the number of  hazardous  waste  sites  which may  include
significant amounts of waste and the number of sites which may pose  a
significant health  threat.  The  eight  Regions  estimated that 838 sites of
the 32,254 sites (or approximately 4 percent)  may pose significant problems,
This "4% Rule" is used later in  this report for extrapolation  purposes.
     In contrast, EPA's Office of Solid Waste  recently estimated that
up to 90 percent of the annual hazardous  waste volume  "is  subject  to
improper waste disposal."   Moreover,  the seriousness  of a particular  site
1.  "Most Industrial Hazardous Wastes Subject to Improper Disposal,  EPA
    Says," Chemical Regulations Reporter,  November,  17,  1978.

-------
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                                   - 24 -
is dependent on the geological nature of the area as well  as on waste type

and volume, and disposal methods.  In a recent Fred C.  Hart Associates'

study, for example, it was estimated that roughly 75 percent of landfill

sites were located in areas where wetlands, major aquifers and floodplains

are concentrated.^  Such locations are particularly susceptible to contami-

nation problems.  If 75 percent of the 90 percent of wastes improperly

disposed are found in susceptible environmental  settings and therefore

create significant problems, then 34,452 of the  50,664 cases listed in

Table 5 could be considered significant problem  situations.  This can be

stated in the calculation:  (.75 x .90)50,664 =  34,452.

     Table 6 presents the overall results of this alternative prevalence

methodology effort, and compares them with the values provided by the EPA

Regions.  Using the EPA Regional estimates and the estimates generated here

as the lower and upper bounds respectively, the  total number of sites that

include hazardous wastes range from roughly 32,000 to 51,000, while the

number that may pose significant problems range  from 1,200 to 34,000.



B.   Problem Characterization


     1.   Overview.  The review and classification of available information

concerning the 232 cases included in the data base for this study provide a

very useful picture of the Nation's hazardous waste problem.  Table 7

presents a summary of problem prevalence in terms of facility type, problem

type and waste type.  Matrices of problem type/  waste type/facility type

are presented in  Appendix C.    It was found that 85 percent of the
1.   Reference:  Fred C. Hart Associates, Task IV--Economic Analysis,
     Draft Report, EPA Contract No. 68-014895, October 12, 1978, pp. 66-74.

-------
                                - 25 --



                                TABLE 6

        COMPARISON OF PREVALENCE DATA IN HAZARDOUS WASTE SITES
                         Total  Number of Hazar-
                            dous Waste Sites
                                                          Number of
                                                   Significant Problem Sites
                    4% Rule
           Alternative
              Ratio2
EPA Regional Estimates

Alternative Methodology
Estimates
32,254

50,664
12041

2027
21,933

34,452
 1.    .04  x  total number of hazardous waste sites.

 2.    (.75 x .90) x  total number of hazardous waste sites.

-------
                               -  26 -



                                TABLE 7

         SUMMARIES:   PROBLEM TYPE  - FACILITY  TYPE  -  WASTE  TYPE
I.         Facility Type
II.        Problem Type
III.       Waste Type
                                                                     Number*
          1.    Above ground  storage/disposal                           102
          2.    Uncovered pits,  ponds,  lagoons  -  below grade             75
          3.    Covered pits,  landfills                                 71
          4.    Underground  injection                                     7
          5.    Direct dumping into  surface  water                       14
          6.    Natural impoundments                                    72
                                                                      291
          1.    Explosion                                                3
          2.    Fire                                                    12
          3=    Air pollution                                           13
          4.    Ground water contamination  -  potable  supply             131
          5.    Surface water contamination - potable supply            57
          6,    Ecological  impacts                                       75
                                                                      291
          1.    Pesticides and highly toxic organics                     59
          2.    Other organics                                          93
          3,    Inorganics                                             118
          4.    Radioactive substances                                  19
          5.    Explosives and flammables                              	2_
                                                                      291
     The total  number of sites described (232)  is  less  than the total
     falling into separate categories (291)  because some sites  were
     listed under more than one category.

-------
                                 -  27  -
232 cases involves storage facilities,  ponds  or landfills  (facility  types  1,
2 and 3).  The most prevalent problems  (90 percent of the  cases)  are surface
and ground-water contamination (problem types  4,  5 and 6),  and  93 percent  of
the cases involve organic and inorganic contaminants  (waste types 1,  2 and
3).  The most common case type is a facility  where organic  chemical  wastes
are stored/disposed on the land surface and/or in ponds, and create  a ground-
water contamination problem.
     Cases involving fires, explosion or air  pollution problems only, are
considerably less prevalent in the data base  than those discussed above.
Although air pollution problems have rarely been  measured,  odor problems
are often mentioned in cases  where the major  problem is one of  surface
and/or ground-water contamination.  In fire and explosion  cases,  little
can be done once a facility has been destroyed by these means.  Also, it
is virtually impossible to predict such events, although  good housekeeping
practices and monitoring can  help avert them.
     Very few cases relating to underground injection (and virtually no
cleanup cost information) are included in the data base.   Also, such
problems are extremely difficult to assess in terms of potential  remedial
costs.  This category is therefore not dealt  with individually  in the
projections presented in this report.
     Direct dumping into surface water also represents unique situations.
Mitigation  of such problems  may not be possible, or may be dealt with
under Section 311 of the Clean Water Act; thus, applicability of  these
cases to the objective of this report is uncertain.  A "direct  dumping"
problem, however, was included as one of the  24 selected cases  examined
for this report.

-------
                                - 28 -
     Similarly,  radioactive waste  problems  are  distinctive and show a low

prevalence in the data base, though  three cases  of  this nature were

included in the  24 selected situations  studied  over the past month.



     2.   Site Characteristics.   Table 8 presents  statistics on the 232

cases reviewed.   The table is .indicative of the  fact that little  is known

about many of the cases,  and thus  the population  for the extrapolation of

certain  factors  is limited.  Nonetheless, several pertinent points can be

drawn from the table:
          .   Some remedial  action  has  been  taken  on  26  percent  of the
             cases for which information  is  available.   This  is  indicative
             of substantial  efforts  by EPA  Headquarters,  the  Regions,
             States and local  authorities to seek resolution  of documented
             hazardous waste problems.

             Of the 80 facilities  which can  be  tentatively  categorized  in
             terms of financial  status, it  appears  that there may be
             cleanup monies  available  through sources other than special
             governmental  funding  for  50  percent  of the facilities.

          .   Of the 155 problems which can  be tentatively categorized in
             terms of setting, 88  percent are located within  floodplain,
             wetland and/or major  aquifer areas.   This  would  certainly
             support the Agency's  position  in drafting  regulations  under
             RCRA that such  areas  should  be  avoided in  siting new hazardous
             waste facilities.


     Other pertinent pieces  of information  also identified  during this

study include the following:


          .   Reported health oroblems  were  associated with  16 of the sites,
             including Illnesses,  injuries,  poisoning cases and  deaths.

          .   A total of 25  facilities  are known to  be owned by  governmental
             entities (8 Federal,  3  State and 14  local).

-------
                                    - 29 -



                                    TABLE 8

              STATISTICAL  INFORMATION  ON 232  HAZARDOUS  WASTE  CASES



                       FACTORS                             PERCENT  OF- 232 SITES
    Sites for which some remedial  action has  been
    taken 0)                                                           26%

    Number of Active Sites
      Active                                                           22%
      Inactive                                                        30%
      Uncertain                                                       48%
                    (2)
    Financial Status^ '
      abandoned/abandonable                                           17%
      viable                                                           17%
      uncertain                                                       66%

    Setting^3)
      located within environmentally sensitive area                    59%
      not located within environmentally sensitive area                8%
      uncertain                                                       33%
(1)   remedial  actions range from substantive efforts  to explore  the
     problems  and develop remedies to  completion  of various  cleanup
     measures.

(2)   abandoned/abandonable sites include those identified as such  within
     the information base (e.g., owner bankrupt);  financial  viability
     means that the facility is owned  by a governmental  entity,  or that
     information submitted by Regions  or contained in reports states
     that the  owner/operator has sufficient financial  resources  to fund
     cleanup;  all sites for which there is question as to financial
     viability or liability were counted as "uncertain".

(3)   si-tes within "environmentally sensitive areas" are those in which a
     local ground or surface water resource has been  damaged or  is
     threatened.

-------
                                - 30 -
          .   Of the 110 facilities which  can  be  identified by SIC code,
             69.2 percent fall  into  five  industrial  groups as follows:
             38.2%   SIC 28   Chemicals  & Allied Products
              8.2%   SIC 14   Mining & Quarrying of  Nonmetallic Minerals,
                              Except Fuels
              8.2%   SIC 33   Primary Metal  Industries
              7.3%   SIC 10   Metal  Mining
              7.3%   SIC 29  .Petroleum  Refining

     Four more industries account for another 13.5 percent of the sites:
SIC 34 - Fabricated Metal Products;  SIC  36 -  Electrical  & Electronic
Machinery, SIC 37 - Transportation  Equipment; and SIC 42 - Motor Freight
Transportation & Warehousing.   The  remaining  17.3 percent of the sites  fall
into 14 SIC groups.


     3.  Cost Factors.   Cleanup cost information (frequently cost ranges)
for 52 sites was contained in  the information base on the 232 sites.  The
total  costs  for 51 sites (excluding  "billions" quoted for one of the  sites
involving radioactive wastes)  are a  minimum of $322  million and a maximum
of $938 million, or $6.3 to $18.4 million per site.  The total for  the  18
classified as abandoned or abandonable was $36 to $225  million, or  $2 to
$12.5 million per site.  Using these figures  alone,  and extrapolating them
directly to the National population  of sites  which could cause significant
hazardous waste problems, results in total cleanup cost estimates of  $7.6
to $22 billion for the  site population of 1,204  derived frorr. the numbers
providej by the Regions.  Considering costs for  the  abandoned sites,
extrapolated costs would range from $2.4 to $15  billion.
     These are obviously gross estimates and the available data were
screened to determine whether cost factors could be  correlated with other

-------
                                - 31 -
basic quantitative aspects related to the sites.   Information  on  site size
and/or waste quantity was available for 31  of the  sites  for which cost data
were available.  Examination of cleanup costs per  acre,  per drum, per
gallon and per cubic yard showed erratic variation.   This  is further
testimony to the uncertainties inherent in available  data, and the lack of
a common denominator for costs, reflecting the uniqueness  of each case.
Closer examination of 24 selected cases was used to improve the data base.
The 24 cases are characterized in the following section.

-------
                                - 32 -
                 III.   Case Studies  and Cost Extrapolations

A.   Characterization  of 24 Selected Cases

     Twenty-four cases selected for  more in-depth  investigation were
studied over a four-week period.   Information  was  gathered by  interviewing
EPA Regional and State personnel,  reviewing Regional  and  State files
(some of which were used verbatim),  and, in some cases, making site visits.
Remedial measures were developed  or  were adapted directly from file
information, based on  best available information at  the time of writing.
These measures are intended to serve only as a conceptual approach to
problem mitigation.
     Remedies cannot be interpreted  as  recommendations because, in most
cases, they were not based upon adequate study.  Cleanup  costs were
developed by applying  best engineering  estimates and utilizing known cost
factors from available studies.  In  several  instances, insufficient
information was available to complete Level  II estimates.  In  these cases.
Level II costs were assumed to be at least the amount of  Level I  costs.
In one instance, only  a Level  II  approach appeared viable.
     Table 9 summarizes the facility type/problem  type/waste type for  each
of the 24 sites, and presents  available site size/waste volume data and
the estimated total costs for Level  I and Level  II cleanup.

-------
                                    -  33  -


                                    TABLE 9

                      CHARACTERIZATION OF 24 SELECTED CASES
Site
Description
                                                                     Costs
Site Size/Waste Volume    Level I
Level II
      -Above ground  storage;  un-
       covered  pits,  ponds,  la-
       goons -  below  grade
      -Ground water  contamination
      -Pesticides  and highly
       toxic organics

      -Uncovered pits,  ponds,
       lagoons
      -Ecological  impacts
      -Organics; inorganics

      -Covered  pits/landfill
      -Air pollution
      -Organics

      -Direct dumping into
       surface  water
      -Ecological  impacts
      -Pesticides  and other
       highly toxic  organics

      -Above ground  storage
      -Surface  water  contamination
      -Organics; inorganics

      -Above ground  storage
      -Ground water  contamination
      -Pesticides  and other  high-
       ly  toxic organics;  other
       organics-, inorganics

      -Above ground  storage
      -Surface  water  contamination
      -Inorganics

      -Uncovered pits,  ponds,
       lagoons
      -Ground and  surface  water
       contamination
      -Pesticides  and other  high-
       ly  toxic organics;  other
       organics; inorganics
                       37,000  cu. yds.
                         1,109,000   3,170,000
                        12  acres
                        150 drums  (55 gal.)
                       80  acres
                       18,000 cu. yds.
                        5 acres
                        28,667 drums
                            (55 gal.)

                        0.8  acres
                        140 acres
                        16.7 acres
                        300,000 gal
                            33,600
  92,600
                           624,000   1,236,000
                         3,042,000  19,349,000
                            21,000   1,631,000
                         4,633,200  23,330,000
                           370,000   3,700,000

-------
                                      -  34  -


                                     TABLE  9

                  CHARACTERIZATION  OF  24 SELECTED CASES (continued)
  Site
         Description
                                                                      Costs
                              Site Size/Waste Volume    Level  I
              Level II
  10
  11
  12
  13
  14
  15
**16
  17
                               11 acres
                               750,000 gal.


                               2,680 acres
                               24,884 gal
                               80 acres
-Above ground storage
-Surface water contamination
-Organics

-Covered pit/landfill
-Ground water contamination
-Organics; inorganics

-Covered pit/landfill
-Ground water contamination
-Pesticides and other high-
 ly toxic organics

-Above ground storage
-Ground water contamination
-Pesticides and other high-
 ly toxic organics

-Covered pit/landfill
-Ground and surface water
 contamination
-Organics

-Covered pit/landfill
-Ground water contamination
-Pesticides and other high-
 ly toxic organics
-Above ground storage          8 acres
-Surface water contamination   45,000 drums
-Organics;  inorganics             (55 gal.)

-Above ground storage;  un-     27 acres
 covered pits, ponds, lagoons  63,000 cu. yd,
-Surface water contamination
-Inorganics;  radioactive
 substances
                                                              1,762,000   1,762,000*
                               11.7 acres
                               40 acres
-Covered pit/landfill
-Ground and surface water
 contamination
-Pesticides and  other  high-
 ly toxic organics
                              50  acres
                              300,000 drums
                                  (55 gal.)
                                                              not
                                                              applicable    617,000
20,000,000 200,000,000
 1,077,000  33,610,000
 4,845,000   4,845,000*
                                                       1,800,000   3,114,000
                                                       3,498,000   10,875,000
 5,965,000 165,370,000

-------
                                    - 35 -


                                   TABLE 9

                CHARACTERIZATION OF 24 SELECTED CASES (completed^
                                                                     Costs
Site
Description
 .  18    -Covered pit/landfill
        -Ground and surface water
        contamination
        -Inorganics

**19    -Above ground storage;
        covered pit/landfill
        -Ground water contamination
        -Radioactive substances

   20    -Above ground storage;
        covered pit/landfill
        -Ground and surface water
        contamination
        -Organics

   21    -Uncovered pits, ponds,
        lagoons
        -Air pollution; surface
        water contamination
        -Pesticides and other high-
        ly toxic organics

   22    -Above ground storage; un-
        covered pits,
        ponds, lagoons
        -Surface water contamination
        -Pesticides and other highly
        toxic organics

   23    -Above ground storage
        -Ground water contamination
        -Organics;  inorganics

**24    -Covered pit/landfill
        -Ecological impacts
        -Radioactive substances
Site Size/Waste Volume    Level I
                                                                           Level II
                                    10 acres
                                    300 drums
                                                  188,000
                                           625,000
                                    144 acres
                                    1,400 drums (55 gal.)   340,000,000   340,000,000*
                                    4 acres
                                    1000 drums (55 gal.)
                                    77,780 cu. yds.
                                    20,460 gal.
                                    23,863 cu. yds.
                                    4 acres
                                    1,850,000 gal.
                                    27,700,000 gal.
                                                  295,000     3,730,000
                                               17,000,000    22,600,000
                                                2,000,000     2,000,000*
                                                  160,000
                                           597,000
                                            1,343,000,000 1,343,000,000*
 *Level II costs were assumed to be at least as high as  Level  I  costs  when  there
  was insufficient information available to estimate Level  II  costs.
**These radioactive sites are being studied by'the Department  of Energy.
  Published reports on these sites are available.   As indicated  in  the next
  section, remedial costs for these sites were not considered  in the
  extrapolation process.

-------
                                 - 36 -
B.  Cost Extrapolation

     It was found that two of the 24 selected cases (8%) could be
resolved without incurring cleanup costs.  It is probable that a portion
of the total population of cases identified as  potentially  significant
hazardous waste problems will be found, upon investigation, to not, in
fact, pose problems.  The assumption was made that the finding of two
"no cost" situations in the 24 case studies was representative of the
larger population, which was thus reduced by 8 percent.
     In the data base of 232 cases, 19 (or 8%) involved radioactive wastes.
Three of the 24 case studies involve radioactive waste problems. These will
apparently entail cleanup expenditures substantially larger than the range
of costs associated with the other cases, (also, two of the three are govern-
ment-owned).  These costs were thus excluded from the average cost per site
calculated for the remaining cases and the larger population of problem
sites was reduced by an additional 8%.

     Average cost for Level I treatment (exclusive of "no cost" and
rad-waste sites) is 3.6 million per site.  The average for Level II
treatment is $25.9 million per site.  These figures approximate the cost
estimate range in the data base of 51 sites ($6.3 to $18.4 million per
site).   Estimates of the prevalence of potential hazardous waste problems
show a significant range.  While some problems may develop at a large
percentage of hazardous waste sites, it seems unlikely that all such
problems would be deemed imminent, hazards.  Thus, for the purpose of this
study, the more conservative ("4% rule") estimates were applied.

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                                        37

     The first assessment of financial viability of sites (pages 28, 29, and
37 in an earlier version of this report) grouped the government owned sites
with the financially viable private sites resulting in a total of 50% of
financially viable sites.  Consequently, a maximum cleanup figure of
$44.2 billion was derived (i.e., $22.1 billion Federally funded and $22.1
billion privately funded).  Upon further deliberation, it was determined that
this conclusion could be misleading, and it was decided to refine the calculations
by considering the government owned sites separately without making a judgment
about viability.  In the analysis below, sites are reallocated into three
categories:  private viable; private non-viable; and government (i.e., publicly)
owned.
     Of the 232 sites for which information was available, 19 are radioactive
waste disposal sites requiring enormous expenditures for cleanup.  These were
deleted from calculations in order to keep the cost figures representative.
Of the remaining 213 sites, 190 or 89.2% are private sites.
     Twenty-five of the original 232 sites are publicly owned, but 2 are
radioactive waste sites and are excluded, leaving 23 out of 213, or 10.8%
public non-radioactive waste disposal sites.
     Of the 80 sites discussed earlier in the report, 77 are non-radioactive
waste disposal sites.  We have information concerning financial viability
on the private sites, of which there are 54.  We do not consider the question
of viability of the 23 public sites.  In Table 10 the cost of cleanup of
these sites is listed separately.
     Of the 54 private sites with financial viability data, 15 or 27.8% are
considered viable and 39, or 72.2% are non-viable.  These percentages give a
best estimate of financial status among the small number of private sites about
which we have this information.

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                                        37-A

     From our population of 213 sites,  we have  derived the best estimate of
the proportion of sites which are private (89.2%)  versus  public (10.8%).
From the 54 sites with data on financial  viability,  we have derived the best
estimate of the proportion of viable and non-viable  private sites.   To produce
a more refined estimate of the number of private sites which are either
financially viable or non-viable, the calculations are as follows:
     Of the 89.2% of sites which are private,  27.8%  are viable.  Therefore,
89.2% x 27.8% or 24.8% are viable private sites.   This is used to calculate the
number of viable private sites in Table 10.
     Similarly, of the 89.2% private sites,  72.2% are non-viable.  Therefore,
89.2% x 72.2% or 64.4% of the total  population  of sites can be considered non-
viable private sites.
     The proportion of public sites  remains  at  10.8% and  no judgment on viability
is made.
     Table 10 shows the extrapolation of the number  of sites in each category
and for the two estimates of the number of sites nationally.  The associated
cleanup costs for Level I and Level  II  remedies are  also  calculated.  It should
be noted that Level I and Level II cost estimates are not additive, but represent
two distinct types of approaches.  Each approach includes necessary elements for
either preventing the problem from worsening (Level  I) or ultimate and complete
remedy (Level II).  (Note that calculations  have been rounded to the nearest
significant number.)
     Costs for cleanup of the publicly-owned sites and the privately-owned
non-viable sites could be funded through special public funds, Federally
appropriated funds, State/local funds,  or from a combination of all three.

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                                       37-B

                                    TABLE 10

                        Costs for Private Viable, Private
                          Non-Viable, and Public Sites


                                        EPA Estimate        Alternate Estimate
    Assumptions                          1204 Sites             2027 Sites

Facilities Excluded

8% radioactive
waste sites
8% no-cost sites                              - 193                    - 324
Population of Interest                         1011                     1703

(a)  number of privately
     owned financially
     viable sites (24.8%)                       251                      422

(b)  number of privately
     owned financially
     non-viable sites (64.4%)                   651                     1097

(c)  number of publicly
     owned sites (10.8%)                        109                      184

Cost of Level I Remedy

(average cost $3.6 million
per site)

(a)  privately-owned/
     financially viable                 $0.9 billion             $1.5 billion
(b)  privately-owned/
     financially non-viable              2.3 billion              3.9 billion
(c)  publicly-owned                      CL_4 billion              0.7 billion

              Total Level I Costs       $3.6 billion             $6.1 billion

Cost of Level II Remedy

(average cost $25.9 million
per site)

(a)  privately-owned/
     financially viable                 $ 6.5 billion           $10.9 billion
(b)  privately-owned/
     financially non-viable              16.9 billion            28.4 billion
(c)  publicly-owned                       2.8 billion             4.8 billion

             Total  Level II Costs       $26.2 billion           $44.1 billion

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                  cD STATES ENVIRONMENTAL PROTECTION AGENCY
                                                                   -38-
                               APPENDIX A

              1979
      Information Needed on Disposal Sites Where Hazardous Waste
      Threatens Public Health
 PROM, Thomasp.
      Assistant Administrate/ for Water and Waste Management   (WH-556

   TO, Regional Administrators, EPA
      Regions I-X

           The Office of Management and Budget is concerned about
      the increasing pressure on the Federal Government to provide
      funding for cleanup of environmental incidents involving
      prior disposal or storage of hazardous chemicals and sub-
      stances.  The most recent example is the situation at the
      Love Canal dump site in Niagara Falls, New York.  OMB has
      established a task force to assess the potential magnitude
      of such incidents and to develop and assess various options
      for Federal policy respective to such incidents.  OMB has
      asked EPA to collect information to assist the efforts of
      the task force and to participate on the task force.  In
      addition, it is very probable that the Congress will want
      to address this issue in oversight hearings next year and
      will  expect and request EPA to supply substantive information
      on environmental incidents, both recent and potential.  This
      memorandum is to ask your assistance in gathering information
      for these two purposes.  This request was discussed with your
      Solid Waste Branch Chiefs in a recent meeting at headquarters
      on September 14.

           In brief, the OMB task force would like to obtain four
      types of information:

           1.  a rough estimate of the total number of landfill,
               storage and other sites that may contain nazardous
               wastes, in any quantity which now or potentially
               could cause adverse impact on public health or
               the environment,

           2.  a rough estimate of the number of these sites that
               may contain significant quantities of hazardous
               wastes which could cause significant imminent
               hazard to public health (this is a subset of
               above estimate)

           3.  an inventory and description of those sites for
               which EPA has information in its files (this is a
               further subset of the above estimates) and

           4.  an estimate of the costs of (a) assessing the public
               health and environmental hazard, (b) engineering
               studies to determine remedial measures and (c) rcmedia
               measures for a dozen or more sites which typify vari-
               ous types of incidents.
EPA FORM 1320-6 (REV. 3-76)

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                           -39-


     It is fully recognized  that  the  estimates  for  Itsms 1
and 2 must and can only  be  "best  professional  es ti.-natss. "
It is not expected that  SPA  make  any  effort  to  "d.isco^r"
sites (through field visits,  substantial  file  searches  or
other means) for which we do  not  current! y  hi«/a ir, forr.^. ti on .
Eathar, it i: excreted .that  EPA make  r: r. in-ite:;  caijd  c.i
knowledge about present  and  past  industrial  activity  and
present and. past disposal practices  in  each  Region.   It  is
not required that you  involve the States,  but,  .if you can
consult with and obtain  information  from  your  States  without
causing undo burden, such State participation  would  ba
welcomed.

     The  purpose of  I ten 3  ;:- to  obtain  a  better understanding-
of various sizes and types  of incidents  that flight  be -v.pactad
in the total universe."  In  a  sense,  this  inventory  will  be
treated as a "representative  sample"  of  the  universe.   The
attachment provides  the  format and  instructions for  supplying
this inventory and descriptions.   It  is  expected that this
information will derive  only  from your  current  regional  files.
However,  if you can  readily  an"d ccnvenien tly -sol ici t  additional
informatio-n and help from the States, we  encourage  this.1' It  is
recognized that the  development of  this  inventory will  add
national  visibility  to the  incidents  identified therein
because the inventory  will  be shared  with  che  Congress  and
will .probably be requested  by and be  made  available  to  the
public.   Because of  this,  incidents  included in the  inventory
should ba situations for which you  have more than circum-
stantial  information,  the public  (at  least  locally)  is  already
aware, and publicly  accessible information  is  already or, file.

     We intend to use  an experienced  contractor to  carry out
Item 4.   We will select  2 dozen or  sera  incidents frosn  the
inventory you submit under  Item 3 and have- the  cor.-ric~o--
d e v 31 c p the three cost e s t i :n a t -2 s  d e i i r. '-t s. ~ e d  a s 3 v 2 .   "or
rr.cst, if  not all, of these  salscte-  : r,-i-l2n:s,  :r.e  _•?.;: rra: tor
will need ~.o visit yo'.;r  office and,  in  :on:e  cises, rsi-ce  /isiis
to the State offices and/or  the site.   In  all  cases,  the centra';
tor wilt  work with,-  and  through,  your Sol id-i-.'as :e Srincr, Chiefs
and will  not make visfts without  your appro.val  and  arr jngerner: ts

     I would like you  to supply the  infornaticn described in
Item 1, 2 and 3 to Gary  Dietrich, Assssiats^aputy Assistant
Acmi nj s tra tor for Solid  "U'asse,  by C-c •::-•:•;'  x3.

Attachments

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                                  -40-
                       Instructions  and  Format for
                 Preparing an  Inventory  and  Description
                 of Disposal Sitas Where Hazardous Wasta
                         Threatans Public Health


 Purpose:   Tlid purposa is  to inventory .a:vi describe kncv.-n ha;?.rd~j5 v.-as;2
 storage or disposal situations which  posa a currant or potential hazard
 to public health. This  information  w-ill ba  usad  by EPA to (1) describe
 types and variety of the  imminent hazard situations currently faced by
 State and local governments and  (2} when combined with representative
 cost information, to assess the  fiscal  magnitude-of these situations for
 the purposes of formulating Federal policy  for dealing with these situations,
 This- information will ba  shared  with  CMS ar.d Congressional  oversight and
•legislative comr,itteas.   Although  there aro no pinna to -ubl.icly r^'sasa
 tin's information, it wi-11 probably  be made  cub'!c c.iroug:: ra^uesis by
 Congressional committees  and  others.

 Definitions:  Criteria  for the types  of situations to ba inventoried and
 described are:  •

      (1)   known situations for'which  information is available and on
           file in the Regional Office.   It  nead  net cover situations
           for which all or most  information must be obtained from the
           States, local agencies or others  or for which field inspection's
           mist be made  to "discover"  and describe the situation.  There
           definitely is no requirement  to go out and "discover" hazardous
           situations, nor is  it  expected to inventory situations for
           which only unconfirmed information is  available.

      (2)   hazardous waste storage and/or disposal situations involv-ir.g
           hazardous chemicals or radioactive wastes..  Situations involving
           methane gas cr  leachata problems  frc.^  typcial municipal "ardfii's
           or disposal sites should  not  bs cover-rd unless the sit::a::c?:
           is dominated  by hazardous Charles's 7.r rsdicscuiva v:astas co-
           disposed with z'r.s r.unicioal ..vistss.  Zcr^- .ib;.ricr.ad i:v- «:j.ist;r,g
           sites shoul--  -0  i."c"ud-j-j  irrs.v?jj'; :v. £  of v.r. •*;.-. -:•;•  there ii s.r.
           appa-ent responsible parry  t.nat ::(:s:  be :as<«c v;i:h -:.:i5
           responsibility  of correcting  "he  prob-lsn.  (-"ui'e often :r.a
           responsible party M=vaporatas!l by ceclaraticn o^ bsnkrjpcy or
           other legal means when the  cost of ccrreccicr, is  found to ::e
           high.)"

        ]}   situations that pose an existing  cr potsrtis" ir,r:inert
           hazard ;c public health  through crcu.icv.'aiir c^KtarMi.oatfcr;,
           surfaca water discharges  including c;:an-;.;"t 531".Is, air
           emission and/or radiation emissions.

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                                  -41-
     (4)  situations  that  can  be  sufficiently described, pursuant'
          to the following format,  using available information.

IJJlLOS1  ^';1t3 co:;:plst2 inventory and 'descriptions ~-jst he subrri ttnd  CD
Gery j|. 0-ietrich, Associite Deputy  Ajsistir.t: A-l^ir.iiti-;::or ,-or ^oiicl
taste, by October 23, 1978.

Format:  For each situation,  a two-tc-fiva page description should  bs
submitted.  The attached format  is  suggestad.  However, if it  is too
confining to enable a good exposition of information, a free-form narrative,
covering the same points,  may  be  used.

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                             -42-
                         Format  for  Inventory of
                  Disposal Sites  Whs re Hazardous tfaste
                         Threatens Public Health  .
Location.;   (by city, town or  county  and state)-

Ownership;  (of site)

Operator:   (of site)

-^ta Es tablishoc1.:    (or acoroxiiriate year.* ?f 00-2rs,tier.)

Status:   (active or abandoned or  in ••receivership). .

Type of  Business:    (treataraent, storage, disposal coaibinaticr.)

Financial:   (capacity of ov/ner "or operator to rerr.a-dy  the
problem)

Waste  Handling;      (e.g., incineration, landfill, deecvell,•

landfar^i;  midnight dumping; transport;  storage (warehouse/

field) drums,  tanks (size, condition,  fixation)

Type of  Hazardous  Waste Involved;   (e.g.,  ?C3 vzste.-,  or'j?.:;ic
solvents,  pesticide v/asces) .                    •

Size of  3usin_5ss;    (e.g., volume  and  servir-2 area; capacity
an-d si 25 of  iigoons and storage area;  nu.rjo^ - cf drur' '•

Cpr. .:.i - i z- -  '.-• f ? a z i 1 i ty :   (e.c;., rioujslccerir.::, leikir.-r  drur.'.s ,
^j-••• •» —..-. —k - '-* s ^3, "*•* "*  3 i. M^ o"" oor*. •" cir? * "^ x C3 "i ~ "** •"* **•

Physical Factors:    (e:g. , •hydrolog-y-goclogy of ?.rsa,  clirjate,
a-cun- of  precipitation, proximity to v:at;-:r bodies, soil
types, permeability, depth to bedrock,  location on flood
plain or wetlands, proximity  to residents,  nurier of  monitoring
wells)

History  and  Sates  of Incidents;   (e.g., p*rnit violacions,
persons  injured, residents conpZ.di:; cs,  £pi:'.-2r'.i::lo-./ic  dica,
v/ill cor.tai~inr.tion, ai-r pollution environr.-.^nfil d
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                              -43-
Action Taken to Data:  Federal,  Stata, local remedial -action
takan ana  with what result.

Co_s_£:  •r'aosral, Stats  local  cos; ir.r:i.rrv^-'i o:: sstir.atos of
cost for anssssr.snt or the probloa,  cngir.c'urir.r;  «i
carrying out.a remedy.

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                                  -44-
                              APPENDIX B

        ACCUMULATION OF IMPORTANT ACTIVE AND INACTIVE HW SITES



Assumption 1:   Sites remain active for (i.e.  have a capacity of)  10 years.

                Result:  A complete turnover of active sites every 10 years
Assumption 2:
 Sites  upon  closure  (or  abandonment)  remain  a  potential
 hazard for  40 years.

 Result:   Every 10 years,  25%  of  the  sites on  last
          decades  inactive list will  be  dropped.
Assumption 3:
 Number of generators  and  associated  active  HW  sites  V
 decades ago will  =  (.80-n(.05))  x  the  present  #  of sites.
                Result:  # sites in 1970-80
                         # sites in 1960-70
                         # sites in 1950-60
                         # sites in 1940-50
                         # sites in 1930-40
                               (given  from  existing  data)=  19,365
                               (.80-(.05))  x  19,365       =  14,524
                               (.80-2(.05)) x 14,524     =  10,167
                               (.80-3(.05)j x 10,167     =   6,608
                               (.80-4(.05)) x  6,608     =   3,967
Assumption 4:
 Number of sites  on accumulated  site  list  =  active  sites  and
 inactive sites £40 years  old.  =  19,365 + 14,524 + 10,167  +
 6,608 = 50,664.
 NOTE:  1930 - 40 active sites were not  included as they
        were > 40 years  old.
Assumption 5:
 Number of sites that pose environmental  threat.

 Lower Bound:  EPA Region's Estimates -> "4% Rule"  =  1204 sites,

 Upper Bound:  # Sites on accumulated  site list x  % sites in
              "environmentally sensitive areas" x  %  sites
              using inadequate disposal  methods =
              # potential sites x  (.75  x .90)  =
              50,664 x .68 = 34,452

.". Full Range:  1204 - 34,452 sites.

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                                   -45-


                                     APPENDIX C

                             SUMMARY:  NUMBER OF INCIDENTS


                                       WASTE TYPES
FACILITY TYPE
Pesticides
and Highly                        Radio-      Explosives
Toxic       Other                 active      &
Organics    Organics   Inorganics   Substances  Flammables  Total
PROBLEM TYPE:
EXPLOSION

Above ground
storage/disposal

Uncovered ponds,
lagoons,
below grade

Covered pits/
landfills,
below grade

Underground
injection

Direct dumping
into surface
water

Natural
impoundments
    TOTAL
PROBLEM TYPE:
FIRE	

Above ground
storage/disposal

Uncovered ponds,
lagoons,
below grade

Covered pits/
landfills,
below grade

Underground
injection
Direct dumping
into surface
water

Natural
impoundments
    TOTAL
                                                            7


                                                            1
                                                           12
.continued)

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                                   -46-
                                       WASTE TYPES
FACILITY TYPE
Pesticides
and Highly                        Radio-      Explosives
Toxic       Other                 active      &
Organics     Organics  Inorganics   Substances  Flammables  Total
PROBLEM TYPE:
AIR  POLLUTION

Above ground
storage/disposal

Uncovered ponds,
lagoons,
below grade

Covered pits/
landfills,
below grade

Underground
injection

Direct dumping
into surface
water

Natural
impoundments
    TOTAL
                                                          13
PROBLEM TYPE:
GROUND WATER
CONTAMINATION—
POTABLE SUPPLY
Above ground
storage/disposal
Uncovered ponds,
lagoons,
below grade
Covered pits/
landfills,
below grade

Underground
injection

Direct dumping
into surface
water
Natural
impoundments
    TOTAL
    9


    3



    7


    3
   22
 14



 17



 14



  3


  2




"50"
20



20



11



 1
1



2
52
 44



 43



 35


   7


   2




T3T
 (continued)

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                                   -47-
                                        WASTE TYPES
FACILITY TYPE
PROBLEM TYPE:
SURFACE WATER
CONTAMINATION-
POTABLE SUPPLY
Above ground
storage/disposal
Uncovered ponds,
lagoons,
below grade
Covered pits/
landfills,
below grade
Underground
injection
Direct dumping
into surface
water
Natural
impoundments
TOTAL
Pesticides
and Highly
Toxic Other
Organics Organics
7 3
1 2
1 4

2 1

11 10
Radio- Explosives
active &
Inorganics Substances Flammables Total
6 1 17
7 1 11
\
2 1 8

2 5
14 2 16
31 4 1 57
PROBLEM TYPE:
ECOLOGICAL
IMPACTS
Above ground
storage/disposal
Uncovered ponds,
lagoons,
below grade
Covered pits/
landfills,
below grade

Underground
injection

Direct dumping
into surface
water

Natural
impoundments
    TOTAL
11
 4


 4
                       8
                       5


                       3
                                   25


                                   18



                                   19
                                              7


                                              6
20
17
30
75
                                                                SW-750

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