5818
       HAZARDOUS WASTE
            OMBUDSMAN
             HANDBOOK
               Office of Ombudsman
       Office of Solid Waste and Emergency Response
          U.S. Environmental Protection Agency

       	U.S. Environmental protection
                          Region V, Library
                          230 South Dearborn Street

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                                Foreword
Few offices within EPA deal with programs of the scope and complexity of those
established under the Resource Conservation and Recovery Act (RCRA) and the
Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA).
This makes the Office of Solid Waste and Emergency Response's (OSWER)
management of the hazardous waste programs under RCRA and CERCLA a
monumental task.

As these programs have grown, so too has OSWER's ability to implement them. The
need for improved communication with the regulated community and the public has
paralleled the program's growth. One aspect of OSWER's efforts to meet this
challenge is the establishment of the Office of Ombudsman. Establishment of this
office is evidence of OSWER's commitment to respond to inquiries, problems, or
complaints from the public affected by our decision-making.

We have developed the Hazardous Waste Ombudsman Handbook to outline the roles
and responsibilities for an Ombudsman.  To the extent that this handbook assists the
Ombudsman in both Headquarters and the Region in the discharge of  his or her duties
with respect to the regulated community  and the general public, it will enhance
OSWER's management of these complex programs in the challenging years ahead.
                                  J. Winston Porter
                                  Assistant Administrator
                                  Office of Solid Waste
                                  and Emergency Response

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              HAZARDOUS WASTE OMBUDSMAN HANDBOOK

                            Table of Contents

1.  Introduction                                                   1-1

   •  Purpose of Handbook                                         1-1
   •  Ombudsman Charter                                          1-2

2.  Overview of Ombudsman Program                                2-1

   •  What is the Legislative Background of the Ombudsman Program?    2-1
   •  What is the Ombudsman's Function?                            2-2
   •  What is the Organization of the Office of Ombudsman?              2-3
   •  What are the Roles and Responsibilities of the Ombudsman?        2-4

3.  Ombudsman Program Procedures                                3-1

   •  Types of Requests Handled by the Ombudsman                   3-1
   •  Scope of the Ombudsman                                      3-1
   •  Handling Ombudsman Cases                                  3-5
     - Step 1:  Receiving and Recording Requests                     3-5
     - Step 2:  Making a Response Decision         '                 3-8
     - Step 3: Taking Initial Action                                  3-8
     - Step 4: Taking Final Action                                   3-9

4.  Additional Information                                          4-1

     Public Information Materials                                    4-1
     Training                                                    4-2
     Recommendations to Assistant Administrator                      4-2
     Responsiveness                                             4-2
     Confidentiality of Requests                                     4-3

Appendix

     Case Histories                                               A-1
     Hazardous Waste Ombudsman Case Log                        A-2
     Glossary of EPA Acronyms                                     A-3
     Key Telephone Numbers                                      A-4
     Office of Solid Waste  and Emergency Response                   A-5
     Office of Solid Waste                                          A-6
     Office of Emergency and Remedial Response                     A-7
     Office of Underground Storage Tanks                            A-8
     Office of Waste Programs Enforcement                           A-9
     Preparedness  Staff                                          A-10
     Program Flier                                                A-11
     Program Brochure                                            A-12
     Federal Register Notice                                        A-13

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SECTION 1.  INTRODUCTION
   You have heard the stories before.  The
concerned citizen feels he has run up against
an unresponsive bureaucracy. The regulated
industry is frustrated by complex regulations
and  by difficulty  in  resolving compliance
questions.  The bothersome complainant often
appears to be shunted from official to official,
office to office, and on and on.
   What's to be done? By their nature the large
bureaucracies  of  modern  society,  both
governmental and corporate, cannot handle
every  problem  or complaint to  complete
satisfaction. More and more, organizations are
turning to a novel solution to  remedy this
problem  --  the  Ombudsman, an employee
specially designated to deal with problems and
complaints (see box).

   In fact, Congress has chosen this solution
for  dealing  with  such   problems in the
hazardous waste programs  EPA administers.
The  Ombudsman is intended to respond  to
concerned citizens, to assist industry as it
complies  with environmental regulations, and
to handle all complaints arising  from these
programs.
PURPOSE OF HANDBOOK

   This  handbook  is for the use of EPA
Headquarters and Regional representatives
who  are serving as an Ombudsman.  The
purpose of  this  handbook is  to provide the
Ombudsman  information  concerning  the
program and guidance on the procedures and
policies for responding as an Ombudsman. It is
designed as  a  reference manual  that the
Ombudsman  should  refer to  in  order to
implement a  nationally  consistent  program.
The provisions of this handbook are to ensure
conformity in definition, reporting, and handling
of problems and complaints.

   The material presented here is to be viewed
as a framework for each Regional Ombudsman
program, rather than as procedures that must
be followed. This recognizes that differences in
operation may exist among the Regions. Each
  Ombudsman: an impartial public official
  who investigates complaints about
  government officials or administrative
  actions and seeks to correct problems
  where warranted.  The idea originated in
  Sweden, but it has gained popularity in
  large organizations, including major
  corporations, newspapers, universities,
  and government, because of the increasing
  complexities in administration and the
  need for impartial and informal handling
  of complaints.	
Regional Ombudsman operates independently
of the  Headquarters Ombudsman, although
close cooperation between them is important.
Under this arrangement, each Region retains
the flexibility to adapt suggested procedures to
individual program needs.
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   This  handbook does  not  provide the
procedures for handling every problem.  It is
recognized that the wide-ranging nature of the
Ombudsman program precludes a handbook
that  details  comprehensive  solutions  to
problems.

   Another purpose of this  handbook is  to
serve as a central repository for information
that  is  key  to  carrying out  Ombudsman
responsibilities,  e.g.,  phone  numbers,
established administrative procedures, and
Agency rules.

   The  handbook is designed   as  a quick
reference manual. The sections are organized
by topic in  order  to  facilitate  finding the
appropriate item.
      STRUCTURE OF HANDBOOK

   Section 1:  Introduction

   Section 2:  Overview of Ombudsman
              Program

   Section 3:  Ombudsman Program
              Procedures

   Section 4:  Additional Information
   Section 1 provides an introduction to the
handbook, discusses its purpose, and presents
the charter for the Ombudsman program.

   Section 2  presents an overview of the
program.    Starting  with  the legislative
background of the program, this section briefly
describes  the  function of the program, the
organization of the office, and the  roles and
responsibilities of the Ombudsman.

   Section 3 provides procedures that should
be  used  as  guidelines  for  responding  to
problems  and  complaints.    This section
discusses the responsibility  of the Office of
Solid  Waste and  Emergency  Response
(OSWER) programs  to handle requests, and
suggests  criteria for  determining  which
requests warrant Ombudsman attention. It also
presents the steps for Ombudsman handling of
a request from receipt to final action.

   Section 4 contains additional information
on  various  aspects of  the Ombudsman
program. These range from public information
materials and training to recommendations to
the Assistant Administrator and confidentiality
of requests.

   The  Appendix  is  the   repository  for
resources available to the Ombudsman.  This
includes  essential  telephone  numbers,
program organizational charts, and matrices
for identifying  appropriate headquarters
program personnel.
OMBUDSMAN CHARTER

   The purpose of this charter is to provide
basic background information on, and  the
philosophy  for, the  Ombudsman program
established under the Resource Conservation
and Recovery Act (RCRA). This charter is not
intended to  cover   every  aspect of  the
Ombudsman program; it is designed more as
an orientation to the program for those both
inside and outside  EPA.
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Background

   The  hazardous  waste  management
program established  under RCRA involves
some of the most complex regulatory programs
developed by  EPA.   This  fact has  posed
considerable difficulty for  the  general public
and the regulated community and, as a result,
has  generated  numerous problems  and
complaints. In the past, EPA has not had one
single point of contact whose essential purpose
is  to assist citizens  and the  regulated
community in resolving problems concerning
any  program  or  requirement under  the
hazardous  waste  laws.   Recognizing  this
important need, EPA established the Office of
Ombudsman  at  Headquarters and in each
Regional Office.

   While EPA is always striving to educate and
involve  the  pubjic in its  decision-making
process, a small  percentage  of the  general
public and the regulated community continues
to  have  difficulty  in  resolving  problems
concerning   EPA's   hazardous   waste
management programs.  The objective of the
Ombudsman  program is  to ensure that  the
general public is provided assistance with such
complaints or problems.

   The  Ombudsman program is intended to
assist those  citizens  and  members  of  the
regulated community who have been unable to
voice acomplaintorgettheir problems resolved
through normal channels.  The Ombudsman
program is not intended to circumvent existing
channels   of  management   authority  or
established formal administrative avenues of
appeal.

   Many  citizens  and  members  of   the
regulated community either do not know how to
get  information  or feel  frustrated  in their
attempts to cope with the complexities of
hazardous waste regulatory programs;   not
only  the  RCRA  program,  but  also   the
Comprehensive  Environmental  Response,
Compensation, and  Liability Act (CERCLA),
commonly  known  as  "Superfund."   The
Ombudsman program is designed to provide
information and to deal with  any problems
people may have with these programs.

   It   must  be  emphasized  that  the
Ombudsman  lacks  the  legal authority to
reverse or modify any program decisions or
actions, either those already taken orthosethat
may be taken in the future.  However, based on
sound information gained through contact with
the public, the Ombudsman may, on occasion,
effect  program  adjustments in  resolving
particular problems.

   In order to be effective, the Ombudsman
must develop the confidence of the citizens, the
regulated community, and  the OSWER
program managers.  Impartiality is essential to
the effectiveness of the Office of Ombudsman.
Fair  and  responsible  assessments of
complaints brought  to  the  attention of the
     Many requests for assistance are routine
  information requests and should be handled by
  the following existing programs:

        RCRA/Superfund Hotline

        RCRA Permitting Public Involvement
        Program

        Superfund Community Relations Program

        Office of External Affairs

        Small Business Ombudsman Hotline

        Regional Small Business Liaisons

        Other ongoing communications/outreach
        programs.

  Requests that are more complicated or reflect
  concerns about the way the regulations or programs
  have dealt or failed to deal with a particular situation
  or problem are to be handled by the Ombudsman.
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Ombudsman  are  critical.   The  Office of
Ombudsman must exhibit total objectivity in
order to resolve differences between citizens,
the regulated community and  EPA.  While
striving to be objective, the Ombudsman must
remember that he or she is part of EPA's
mission and thus, must  work within EPA's
system to  address  problems  rather than
standing apart and criticizing the Agency.

   The object is for all parties to believe that
careful consideration  has been given to every
aspect of the complaint or problem.  This could
require program managers to consider revision
of programs or policies  when that  revision
would better serve the needs of the public or
regulated community.

   It  is  important to  emphasize  that the
Ombudsman will not  be an "advocate" for the
Agency or the public.  He or she is not a
substitute for the  normal appeal processes.
The  Ombudsman  must  function  as  a
supplement   to existing institutions  in the
OSWER programs, not a replacement.  The
Ombudsman and the program managers are
both seeking the  same  end:  to improve
implementation of the complex requirements of
hazardous waste legislation.

The Nature of the Ombudsman's Job

   The Ombudsman's job is a people-oriented
job.  Therefore, the  more the Ombudsman
likes and  understands people, the more he or
she  will  like  and  be  successful  in  the
Ombudsman's job.

   People are alike in only a few ways. We
need to feel secure,  experience success, be
loved, and have self-esteem. In these ways, we
are like the people we serve: members of the
regulated community, Congress, the general
public,  environmental  groups  and  EPA
programs. Beyond these basic needs, each of
us reacts to a situation based on our  own
experiences.

   What are some  of the  potential areas of
conflict that the Ombudsman  may  expect?
First of all, remember that while we like to think
 REGULATED
 COMMUNITY
  CONGRESS
  ENVIRONMENTAL
  GROUPS
GENERAL
PUBLIC
                               EPA
                               PROGRAMS
         An Ombudsman is:

         •   Knowledgeable
         •   Independent
         •   Impartial
of ourselves as rational human beings, our
behavior may frequently be guided by feelings
rather than reason. We take advice when it is
offered in friendship but reject the same advice
if it is offered by someone who "rubs us the
wrong way." Certain behaviors in others can
cause us to resist their ideas and suggestions
even though they may be very good and the
behaviors that turn us off are irrelevant.

   It is well to remember that logic alone will
often not be enough to calm a hostile or irate
complainant.  One cannot dismiss anger on
self-command or by  request, therefore, the
Ombudsman will need to use empathy in order
to guide  behavior  down more  productive
avenues,   i.e.,  problem  resolution.  The
Ombudsman  will   need   patience  and
understanding  when  dealing with sensitive
situations and individuals who openly express
their hostility.
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   Carefulness in  stating complaints  will
greatly facilitate a successful outcome.  The
Ombudsman is likely to cause defensiveness
and reduce the opportunity for a successful
outcome by  accusing, criticizing, blaming or
demonstrating  superiority  or certainty.
Cooperative  relationships and an increase in
the number of successful outcomes are likely to
develop if the Ombudsman is supportive of all
parties  concerned,   describes  facts,
approaches  the problem with  a  problem-
solving  orientation,  and  exhibits  fairness.
Sensitivity and attention  to  uncomfortable
feelings among all parties concerned will free
the Ombudsman from some of the blocks to
problem resolution.

   The  Ombudsman   will sometimes  be
involved in what are called conflict situations. It
will be helpful to know some research findings
   Four tips for handling complaints:

   1.  Focus on the Issue, not the person.

   2.  Try to define Issues In terms of
      environmental results.

   3.  Do not place persons in a win-lose
      situation.

   4.  Promote discussions that enhance
      the building of relationships rather
      than conflicts.
about these kinds of circumstances.  Conflict
has been defined in terms of incompatible goals
and different values, but such differences are
frequently perceived rather than real.  If the
parties involved can find a common ground,
e.g., realize that resolving the issue is in their
mutual interest, conflict can be set aside and
the problem-solving process can begin.

   The   most   important   method   of
accomplishing resolution is to depersonalize
the situation. In other words, situations must be
described in such a way that the other party is
not threatened or judged negatively as a
person.  This will increase the  likelihood of
cooperation and participation of others.

   Confrontation  and ignorance  are  the
enemies of a good environmental program.
Whenever possible, EPA should make use of
negotiation among all  affected parties to find
acceptable solutions,  and should   consult
widely and tap into the knowledge and insights
of the public.  An effective Ombudsman helps
bring people together by acting as a mediator
where necessary.

   The Ombudsman's major task is to handle
complaints from citizens  and the regulated
community, and in doing so obtain facts, sort
information, and substantiate policy in orderto
remedy problems.  This task will require a range
of communication skills, including interviewing,
listening, and  writing.  Many of these skills the
Ombudsman will already possess. Others will
be finely tuned by experience  in  the job of
Ombudsman.
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SECTION 2.  OVERVIEW OF OMBUDSMAN PROGRAM
   This section presents an overview of the
Ombudsman  Program.   It answers several
basic questions about the program, e.g., what
is  its   legislative  background,  function,
organization,  etc., without giving details on
program procedures.

What  is the Legislative Background
of the Ombudsman Program?

   Congress is aware of the complexity of the
RCRA regulatory programs and the intensity of
feelings aroused by hazardous waste issues.
Congress  also recognizes the necessity  of
assisting  the  regulated  community  with
compliance difficulties and addressing the
concerns of the general public.

   To that end, Congress included a provision
directing the EPA Administrator to establish the
Office of Ombudsman in the Hazardous and
Solid Waste Amendments of 1984.  The new
section 2008 of the Solid Waste Disposal Act
reads as follows:

     Sec. 2008 (a) ESTABLISHMENT; FUNCTIONS.
     The Administrator shall establish an Office of
     Ombudsman,  to be  directed by an
     Ombudsman .  It shall be the function of the
     Office of Ombudsman to receive individual
     complaints,  grievances,  requests  for
     information submitted  by any person  with
     respect to any program or requirement under
     this Act.

     (b) AUTHORITY TO RENDER ASSISTANCE. -
     The Ombudsman shall render assistance with
     respect to the complaints, grievances, and
     requests   submitted  to  the  Office of
     Ombudsman, and shall make appropriate
     recommendations to the Administrator.
    (c)  EFFECT  ON  PROCEDURES  FOR
    GRIEVANCES,      APPEALS,       OR
    ADMINISTRATIVE  MATTERS.   -   The
    establishment of the Office of Ombudsman
    shall not affect any procedures for grievances,
    appeals, or administrative matters in  any
    other provision of this act, any other provision
    of law, or any Federal regulation.

    (d)  TERMINATION.  --  The  Office   of
    Ombudsman shall cease to exist 4 years after
    the date of enactment of the Hazardous  and
    Solid Waste Amendments of 1984.

   The legislative  history  of this provision
provides some explanation  of what Congress
intended  in  establishing the  Office   of
Ombudsman.    The  House Committee  on
Energy  and  Commerce,  in  its  report
accompanying H.R. 2867 (Rept. 98-198, May
17, 1983), explained the  purpose  of  the
provision as follows:

       The American public, particularly those
    communities located close to hazardous waste
    facilities, have often been frustrated in their
    attempts to obtain information concerning the
    health danger posed by improperly disposed
    hazardous waste. EPA has been hampered in
    its ability to communicate with the public by
    not having a single office whose essential
    purpose is to respond to citizen inquiries  and
    complaints.  The Committee recognizes  this
    important need and has adopted a provision
    establishing, within the Agency, the Office of
    Ombudsman.

       The Committee expects the Administrator
    to promptly appoint an Ombudsman who is
    genuinely  dedicated to  answering citizen
    inquiries regarding RCRA programs and
                                        2-1

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    responding to complaints and requests for
    assistance. The Committee expects that the
    individual appointed to this position will be of
    sufficient stature  within the Agency that
    citizens will be able to secure meaningful
    assistance  as quickly  as  possible.  The
    Committee anticipates that fulfilling  this
    important function will require staff resources
    at EPA headquarters in Washington and at
    each of the regional offices.

   Although  the  legislative history does not
mention Superfund, EPA has interpreted the
Ombudsman provisions to cover the Superfund
program as well. As the RCRA and Superfund
programs  are increasingly overlapping,  it
makes sense for the Office of Ombudsman to
deal with both RCRA and Superfund issues,
including  the  Underground  Storage Tank
(UST)  and  Emergency  Planning  and
Community Right-To-Know programs.

   Both  the  statutory  language  and  its
legislative history  confirm the  importance
Congress  places on the public  assistance
functions of  the Office of Ombudsman.   By
centralizing these functions in the Office of
Ombudsman, Congress intended to improve
EPA's  responsiveness  to the  public with
respect to the increasingly complex RCRA and
Superfund programs.

What is the Ombudsman's Function?

   As the legislative background indicates, the
Office of Ombudsman is designed  to ensure
that  the  general  public  and  regulated
community  are  provided assistance with
complaints or problems arising  from EPA's
hazardous waste programs.  In a sense, the
Ombudsman, as  a  top priority, has to  be
responsive to EPA's various constituents. In
orderto carry out this function, the Ombudsman
should  be  prepared to  respond  to  any
reasonable requests for assistance.

   In most  cases, requests  will come from
constituents who have contacted existing EPA
sources already, yet still need the Ombudsman
for assistance. This is illustrated schematically
in Figure 2-1. In large part, the function of the
Ombudsman is  to   provide  the  regulated
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                                        2-2

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                                      Figure 2-2
community  and  general  public  with  an
empathetic ear within the Agency.

   The charge of the Ombudsman to provide
assistance  with  problems,  complaints  or
grievances, is an extremely broad one.  These
general terms can cover a range of matters (see
box for definitions). This  handbook  provides
guidelines for identifying the types of matters
the Ombudsman may expect to address.
Problem: a question raised for inquiry, consideration,
or solution; a source of perplexity, distress, or vexation.
In the context of OSWER programs, a problem may
result from difficulty in interpretation or application of a
regulation.

Complaint: something that is the cause or subject of
protest or outcry. In the context of OSWER programs,
a complaint may result from the perceived failure by
program officials  to take required administrative
action.

Grievance: a cause of distress felt to afford reason for
complaint or resistance.  In the context of OSWER
programs,  a  grievance may result from unequal
treatment of parties in otherwise similar situations. In
this handbook, complaint  and grievance are used
interchangeably.
What is the Organization of the Office
of Ombudsman?

   Consistent with Congressional intent, the
Office of Ombudsman  is organized with an
office   in    EPA   Headquarters   and
representatives in each of the EPA Regional
Offices, as illustrated in  Figure 2-2.   Each
Ombudsman  acts  independently,  yet
coordinates  with other  Regions  and  the
Headquarters Ombudsman. This organization
allows the Ombudsman to keep  abreast of
OSWER   program   developments   in
Headquarters as well as to provide maximum
assistance  to the  public  and  regulated
community through the Regional Offices.

   The  Headquarter's   Office  of  the
Ombudsman  is located within the Office of
Solid  Waste and Emergency Response.  It's
Director  reports  to  OSWER's  Assistant
Administrator.   The Regional  Ombudsman
Program  is the responsibility of  the Regional
Administrator in each Regional  Office. The
Regional Administrator   designates  the
Regional Ombudsman  and determines the
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       OMBUDSMAN LOCATION IN THE
            REGIONAL OFFICES
   REGION
            PROGRAM
             OFFICE
   OFFICE OF
EXTERNAL AFFAIRS
      1

      2

      3

      4

      5

      6

      7

      8

      9

     10
               Figure 2-3

location  of the position  within the  Regional
Office.   In most regions, the Ombudsman's
duties are performed in conjunction with other
program  responsibilities, e.g.,  those  of  a
program  staff  person.   The Ombudsman
performs the duties of both an Ombudsman
and of a public liaison person in the Office of
External  Affairs.  Figure 2-3  indicates the
current location of the Ombudsman in each of
the Regional Offices.

What are the Roles and
Responsibilities of the
Ombudsman?

   The Director of the Off ice of Ombudsman is
primarily responsible for national coordination
of the Hazardous Waste Ombudsman Program
and for  the ongoing review,  evaluation and
analysis of the program. He also is responsible
for soliciting comments and suggestions from
each Regional  Ombudsman  and for
implementing  the Ombudsman  program
procedures.  Coordinating with the Office of
External Affairs, the Director will periodically
meet with Congressional staffs and targeted
groups to discuss the purpose and use  of the
Ombudsman program.
   As the need arises, the Director will develop
issue  papers on recurrent  procedural and
implementation problems reported  to
Headquarters and will actively participate in the
development of cross-cutting procedures that
directly  affect  a national  segment of the
regulated community. To this end, the Director
will attend public hearings on proposed rules to
keep abreast of the latest regulations and their
impact  on EPA constituents. The Director,
working with the Regional Administrators,  is
responsible   for  evaluating   Regional
Ombudsman programs through field visits and
analyses.   Based  on  these  reviews  and
evaluations,  the  Director  will  recommend
changes to Regional Ombudsman programs
and issue updated  program guidelines and
instructions as needed.

   The  Regional  Hazardous  Waste
Ombudsman should implement the program
within the Regional structure and in accordance
with Headquarters guidelines and instructions.
This means working with, not for, the Director of
the Office of Ombudsman.
                      The Regional Ombudsman Should:

                      •   Be  a senior  level  person  with
                          experience  in  and  extensive
                          knowledge  of   hazardous  waste
                          programs

                      •   Have access to decision-makers and
                          senior   managers  to   ensure
                          responsiveness

                      •   Have access to information

                      •   Be   integrated   into   existing
                          mechanisms  without  disrupting
                          ongoing  outreach  and  assistance
                          activities

                      •   Be able  to  address "cross-cutting"
                          hazardous waste issues.
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SECTION 3.  OMBUDSMAN  PROGRAM PROCEDURES
   This section outlines procedures designed
to  provide  uniform handling of constituents'
requests nationwide. These procedures are in
no way set in concrete, but are intended to be
used as a guide for action within the particular
situation in Headquarters and each Regional
Office.

   EPA  has  always  dealt with  requests,
problems,  and complaints from the general
public,    the   regulated   community,
environmental  groups, and Congress.   For
handling these matters the program managers
have developed basic procedures, of varying
formality, that should be followed in preparing a
response.  These procedures will continue to
be followed by the programs in carrying out their
fundamental program responsibilities.

   This  handbook  does  not change  the
responsibility of  OSWER  program staff to
resolve problems brought to their attention if
they are capable of doing so.  Rather, it
describes those  requests an Ombudsman is
likely to receive, either directly from the public
or as a referral from a program office, and the
procedures by  which  the Ombudsman
responds. EPA's goal is to handle requests and
resolve problems as promptly and efficiently as
possible.
Types of Requests Handled by the
Ombudsman

   The Office of Ombudsman is designed to
handle a range of requests from the public with
respect to EPA's hazardous waste programs.
While  the  function  of the Ombudsman is
directed primarily towards solving complaints
and problems, the Ombudsman's office also
serves the function of providing a quick source
of accurate information  for those seeking
assistance on hazardous waste matters.  By
nature, the Ombudsman program  precludes
listing all the types of requests an Ombudsman
will handle in this handbook. However, based
on experience, examples  of  the types of
requests  the  Ombudsman  can expect to
receive and handle are shown in Figure 3-1 on
the following page.

Scope of the Ombudsman

   Not every problem or complaint warrants
handling by the Ombudsman.  Some fall
beyond the scope of the Ombudsman program.
For example,  the Ombudsman should not
circumvent existing procedures, e.g., resolving
such matters as a  permit appeal.  A  clear
recognition of the scope of the Ombudsman
                                              THE OMBUDSMAN HANDLES
                                              A CONSTITUENT'S:

                                              •  Problems

                                              •  Complaints and Grievances

                                              •  Requests for Information

                                              •  Non-Notifier Questions

                                              •  Whistle-Blower Tips
                                      3-1

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                                                 Figure 3-1
                         Types of Requests Received by the Ombudsman
PROBLEMS
COMPLAINTS AND
GRIEVANCES
REQUESTS FOR
INFORMATION
TYPES OF PROBLEMS

Confusion between State/Federal Regulations

Difficulties in interpretation or application of regulations or requirements

Cross-cutting issues between agencies, e.g., Department of Transportation/EPA transportation regulations

Uncertainties with respect to cross-cutting program issues, e.g., Toxic Substance Control Act vs. RCRA,
i.e., PCB issue

RCRA/Superfund related issues

Questions resulting from contradictory or confusing programs/policies

Waste identification

Enforcement implementation

Deadlines associated with issuing  regulations

Non-notifier questions which typically involve anonymous inquiries concerning compliance with RCRA
regulations


TYPES OF GRIEVANCES

Perceived failure by program officials to take required administrative action

Perceived misinterpretation or misapplication of a regulation or requirement

Unequal treatment of parties in similar situations

Congressional inquiries on behalf of their constituent's concerns

Citizen complaints about hazardous waste sites in their community and/or hazardous waste programs


TYPES OF INFORMATION REQUESTED

Economic/marketing data associated with amounts of hazardous waste being produced

Information on the hazardous waste program, e.g., symposia on the alternate remedial contract strategy

Alternative treatment technologies

Resource recovery, such as tires and metals

New regulations that have not been published

UST notification

UST interim prohibition

Small quantity generators, e.g., used oil recyclers and electroplating

Generators seeking information to determine compliance

UST owner/operator requirements

Exposure assessment data for specific waste facilities
                                                      3-2

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program and judgment as to the best course of
action  should guide  the Ombudsman  in
determining which requests are appropriate for
handling.  Factors the Ombudsman should
consider  when assessing how to handle a
request are outlined below.

   As the schematic in Figure 3-2 illustrates,
the  Ombudsman  is  subject to  differing
expectations and demands from constituents.
In  meeting  constituents'   requests,  the
Ombudsman must be realistic about the relief
that can  be provided. One  factor  the
Ombudsman must consider is the capabilities
and limitations of the position. On occasion,
there will be issues or topics beyond the ability
of the Ombudsman to address. These should
be referred to experts in the particular area.

   The Ombudsman should use judgment in
dealing with  matters covered  by  existing
institutions or procedures. In the situations
listed  below, the Ombudsman  acts as a
conduit, forwarding requests to the appropriate
office or program. These include:

•   Requests for general information, which are
    handled by the RCRA/Superfund Hotline

•   Inquiries  or  comments   on  proposed
    regulations, which should go to the RCRA
   or Superfund Docket

•  Citizen inquiries  about hazardous waste
   sites in their communities, which should be
    referred  to  the  community  relations
    program

•   Health risk questions, which  are better
    handled  by  the  Office   of  Health  and
    Environmental Assessment,  Agency  for
   Toxic Substances and Disease Registry or
   Centers for Disease Control

•   Enforcement-related   questions,  which
   should be handled by enforcement staff
 GENERAL
 PUBUC
THE VARIOUS CONSTITUENCIES

     ^—i^^——. ANSWER PERSON
 REGULATED
 COMMUNITY
 ENVIRONMENTAL
 GROUPS
 CONGRESS
 PROGRAM
                      PROBLEM SOLVER
                      EPA CONTACT
                      RED TAPE CUTTEF
                      RESOURCE
                Figure 3-2
•  Permit decisions or appeals, which should
   follow   established   administrative
   procedures

•  Formal grievance matters, which should
   follow established EPA procedures

•  Freedom  of  Information  Act  (FOIA)
   requests, which should be handled by the
   program office

•  Media  requests,  which  should be
   addressed by the Office of Public Affairs

•  Allegations of wrongdoing, which should be
   investigated by the Inspector General

•  Information  beyond  the scope of  an
   Ombudsman's knowledge

•  Second opinions.  An appropriate response
   may have previously  been provided by
   another office. The requestor may be pitting
   one  EPA  office  against another or the
   Federal  government  against State
   government.   This is a situation which the
   Ombudsman should avoid.

   The Ombudsman  will, however, to promote
agency  responsiveness,  handle  as  many
requests as possible, and  ensure  that the
                                        3-3

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information provided is correct.The lines on
many of these  matters are not clear.  The
Ombudsman will have to use good judgment in
deciding which  matters are appropriate  to
handle. In the interest of being responsive, the
Office of Ombudsman should err on the side of
providing  every possible assistance  to the
general public.

   In any  case  that  is  referred,  the
Ombudsman  should follow-up with  both the
responder and the constituent to ensure an
efficient resolution of the case.

   Another factor which the Ombudsman must
consider in assessing which requests to handle
is the Agency's  need to be responsive. Most
calls to the Ombudsman are initial contacts
requesting information.    These  calls are
routinely   handled  by  the  program  office;
however, the Ombudsman may wish to handle
a limited number of initial contacts rather than
refer them to the  program office.  This,  of
course,  will  depend  on the  number  and
complexity of such inquiries. Achieving this will
require using judgment to  recognize which
requests an Ombudsman should respond to,
even  though normally  such  a request  is
handled elsewhere.

   Finally, the Ombudsman should determine
whether the complaint or problem is within the
scope of the Ombudsman's authority.  Based
on the language of the law (see Chapter 2) the
  An Ombudsman's role is limited by:

  Authority - Established procedures must not
  be circumvented.

  Previous Agency Decisions - An appropriate
  response, previously provided, should not be
  challenged.

  Scope  of  Knowledge  -  Above  all,  the
  Ombudsman's responses should be based on
  the best available knowledge.
Ombudsman has the authority to respond to
most requests for information "submitted by any
person with respect to any pro gram or requirement
under this Act."  OSWER, taking direction from
the legislative  history, has interpreted the
Ombudsman's authority broadly.  Recognizing
that  Congress was concerned about the
  NOTE: Caution should be exercised to ensure
  that the Ombudsman does not develop a clien-
  tele of contacts or others in the public or regu-
  lated community who believe they will receive
  better service by dealing with the Ombudsman
  on initial contacts. If this is a recurring problem,
  the Ombudsman should refer  calls to  the
  appropriate program office.
availability of hazardous waste information to
the American public, OSWER believes that
although the Ombudsman's main objective is to
answer  RCRA  and  Superfund  related
questions, the Ombudsman may also respond
to requests for information regarding other EPA
programs. The Ombudsman should limit his or
her response regarding other EPA programs to
factual information.

   Congress did envision  a limitation  to the
Ombudsman's authority in  one respect: as a
rule,  the  Ombudsman  should  not render
second opinions  on  Agency decisions  or
circumvent existing procedures for  problem
resolution. The law stipulates that "the Office of
Ombudsman shall not affect any procedures for
grievances, appeals, or administrative matters
in any other provision of this act, any other
provision of law, or any Federal regulation."
The Ombudsman  must, therefore, work within
established EPA guidelines to guarantee that
procedures are followed.

    In  the  final  analysis,  the  goal of  the
Ombudsman is to help whenever and wherever
possible.  The Ombudsman should assist the
constituent to the maximum extent possible.
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HANDLING OMBUDSMAN CASES
Telephone
   This section provides an overview of how
cases  brought to  the  attention  of  the
Ombudsman are handled.   Again, as was
mentioned earlier, the procedures described
here are the guidelines for a national program.
Individual Regional programs may be varied to
fit Regional policies.

   The Ombudsman case-handling process is
illustratedin Figure 3-3. As the figure indicates,
the process from  receipt  of a  request to
completion  of response involves four basic
steps. These are discussed in detail on the
following pages.
               Receive and
             Record Request
                 Make
               Response
                Decision
             Take Initial Action
             Take Final Action
               Figure 3-3
STEP1:  RECEIVING AND
RECORDING REQUESTS

Receiving Requests

   Requests may come to the Ombudsman in
several ways.  These include direct telephone
calls to the Ombudsman, personal visits to the
Ombudsman's  office, and  written  requests
received by mail. The Ombudsman may also
receive referrals from the program offices in any
of these forms.
   By far the largest number of requests are
likely to reach the Ombudsman by telephone.
This is the easiest and quickest way for the
general public to obtain assistance and is often
the  method  preferred  by  the regulated
community.    The  telephone   is  an
Ombudsman's strongest tool, but also could be
the weakest link.  The general public, usually
calling the Ombudsman with a problem, is
bound to be put off if calls to an Ombudsman
are not answered or returned.  This may result
in   complaints  against  the   Office  of
Ombudsman.  To avoid this, the Ombudsman
should ensure that his telephone is always
answered. If a secretary is  not available at all
times, the Ombudsman should consider using
an  answering  machine.   An  Ombudsman
should acknowledge all calls within 24 hours.

   The number of calls  an Ombudsman will
receive will depend  in part  on  the public's
awareness of the Office of Ombudsman, in part
on knowledge of hazardous waste programs,
and in part on "hot" issues.  The Ombudsman
should  recognize  that  program telephone
numbers have been widely distributed through
publication in the Ombudsman  program flier
and in the Federal Register, and are therefore
in  the public domain.  Implicit in publicizing
these numbers is the expectation that all calls
will  be  answered.  Each  Ombudsman's
telephone number is also listed in Section 4 of
this handbook, (which will be kept updated).

Mail

   A few of the requests to the Ombudsman for
assistance are likely to arrive  by mail. This is
the avenue  most often used  by  citizens,
environmental groups, and members  of the
regulated community who have very specific or
detailed questions to pose. Requests may also
come in any of the forms described above on
referral  from program  office  staff.   As
confidence  in the  Ombudsman  function
                                       3-5

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       MEANS USED TO CONTACT
           THE OMBUDSMAN
       MAIL 8%
                  2%  WALK-INS
increases,  more  and  more  requests  for
assistance are likely to  be  referred  by  the
program.

Walk-Ins

   Some  requests may  come  to  the
Ombudsman  by  personal  visit.    This is
particularly  true  of concerned  citizens  or
environmental groups  in  the  vicinity  of
Headquarters orthe Regional Offices. It is also
often  used  by representatives of  particular
segments of the regulated community.

Recording Requests

   Recording requests for assistance as they
arrive and maintaining case records  are an
important part of the first step. These establish
the Ombudsman's files, which  are critical for
tracking the progress of a case  and  are
essential, should an  individual contest a
response.   Case  files will also be used to
evaluate the Ombudsman program. Therefore,
the Ombudsman should ensure that inquiries
are properly recorded, that Ombudsman logs
are prepared for all cases and that case records
are maintained as prescribed below.
   An example of a case log is shown in Figure
3-4.  The purpose of this log is to gather key
information in one location. It takes a minimum
of time to fill out and is invaluable as a cover
page for case records.  Use of this particular
form is highly recommended. If the form is not
used,  it is the Ombudsman's responsibility to
enter the information requested on the log into
the  case  files through other means,  as this
information is necessary for program review.

   Instructions   for   completing   the
Ombudsman log are included in Figure  3-4.
Note that the log, rather than being filled out
completely,  can be used as a cover sheet for
attachments,  e.g.,  telephone  memo slips,
letters.

   The Ombudsman log and any other relevant
material should be placed in a case file. Each
case should be maintained separately and in
some system that assures easy retrieval of all
applicable case material.

   Note that the case log  is filled  out in all
instances, even if  the Ombudsman decides
immediately that the case will be referred. This
is because the logs will be analyzed annually to
assess what types of requests the Ombudsman
receives,  especially the ratio of problem to
information  calls. This analysis will then be
used  to  manage  the  overall Ombudsman
program.

STEP 2:  MAKING A RESPONSE
DECISION

   Immediately after recording the request, the
second step involves making a decision on how
to respond to  a  request.   This involves
determining that the case is within the purview
of the Ombudsman.

   The factors the Ombudsman considers in
determining which requests to handle were laid
out previously and are summarized  in Figure
3-5.  There will always be matters  for which
                                       3-6

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                                                       Figure 3-4
                                        Ombudsman Log and Instructions
       HAZARDOUS WASTE OMBUDSMAN CASE LOG
PROGRAM REFERRAL:

DATE:
ORAL REQUEST:

    RECEIVED BY:
WRITTEN REQUEST:
NAME OF INQUIRER:
ORGANIZATION:
ADDRESS:
PHONE NUMBERS:
PROBLEM:
                          (woik)
                             (home)
ACTION:
   Information Q Non-Notfler Q Problem D Other :,
                                                      FINAL ACTION COMPLETE
1.  Check one. This information serves
    two purposes:

   - To alert that correspondence is
     attached
   - To evaluate how requests arrive for
     the Ombudsman

2.  This line identifies who received the
    call and the date.  Initials may be
    used.

3.  This section identifies who is
    requesting assistance and what
    organization they belong to.
                                                                                   -4.This space is for a description of the
                                                                                      problem. If additional space is needed,
                                                                                      continue on the back or on another piece
                                                                                      of paper. If the problem is stated in a
                                                                                      memo or has been written on a separate
                                                                                      piece of paper, it is not necessary to fill in
                                                                                      this section. However, the documents
                                                                                      describing the problem should  be stapled
                                                                                      to the back of this sheet.

                    6. This last line asks for information to evaluate the
                      Ombudsman program. By marking these boxes, the
                      types of requests for assistance an Ombudsman
                      receives can be categorized.
                                                      5. This section is for recording any action(s)
                                                        taken to resolve the problem. Activities to
                                                        record include referral to a program office,
                                                        efforts made to respond or actual responses.
                                                        In all cases, who the problem was referred to
                                                        or who responded, what office was involved
                                                        and the date should be identified.  This is
                                                        also the section in which to record all
                                                        attempts to contact someone, and the
                                                        substance of any phone conversations.
                                                        Documenting this information protects the
                                                        Ombudsman against claims of
                                                        unresponsiveness. If you wish, include "due
                                                        by" dates, if appropriate, next to each action
                                                        item (e.g., referred to Joe Xxxxx, Office of
                                                        General Counsel on 2/1/87 for response, due
                                                        by 3/1/87). These "due by" dates serve as a
                                                        control for getting responses done in a timely
                                                        manner.
                                                                   7. The last box identifies at a glance when action is complete.
                                                            3-7

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more  appropriate  mechanisms (e.g., the
RCRA/Superfund Hotline, the RCRA Docket)
or procedures (e.g., the permit appeal process,
enforcement  procedures)  have  been
established for reaching resolution.  Having
determined that the inquiry can and should be
handled by the Ombudsman, steps 3 and 4
should be followed.
  An Ombudsman determines which
  request to handle by:

  •   Recognizing  the  limits of  his/her
     authority

  •   Using judgment  to  analyze  the
     expectations of the constituent

  •   Considering the Agency's need to be
     responsive
               Figure 3-5

STEP 3:  TAKING INITIAL ACTION

   The third step in the process involves taking
initial  action  with respect to the case.  This
involves acknowledging receipt of the request,
notifying the person of  projected  response
times and referring the request if appropriate.

Acknowledging Requests

   In  every  case,  the Ombudsman  should
acknowledge receipt of the request and notify
the person of its  handling.   (Note  that a
telephone  request  received   by  the
Ombudsman  does  not  require  additional
acknowledgement.)    The procedures  for
acknowledging a request received in writing or
in person are described below:

•   Bv telephone - This is the most expedient
   way  of acknowledging  a  request  for
   assistance.    Another advantage  of  a
   telephone  call  is  that it   permits  the
   Ombudsman   to  obtain  additional
   information. These calls should be placed
   within 24 hours.

•  In  writing - This  method is simplified  by
   using a form letter. An example is  shown
   at  the end  of this section.  Form letters
   should also be sent out within 24 hours of
   receipt of a  request.

Notification  of Response Times

   Whenever acknowledging a  request for
assistance, the Ombudsman should inform the
person of the time needed to issue a response.
The Ombudsman is responsible for preparing a
response,  even when the  information for  an
answer  will be provided by  another office.
Thus, judgment should be  used in  setting
response  times.   The   Ombudsman  is
committing himself, not the program, to a date.
Keep  in  mind that time periods should reflect
the inquirer's anticipation of a prompt response.

   Providing afuture resolution date should not
be used as a method to avoid prompt handling
of cases.  The Ombudsman  should keep in
mind that one aspect of being effective involves
meeting time commitments made to citizens
regarding responses. This can, at times,  be
difficult to do because of delays resulting from
coordination with several parties in developing
a response. In order to manage time-sensitive
material, an Ombudsman may wish to establish
a tickler file.   A tickler file is a date-driven
reminder system which serves to  alert  the
Ombudsman to upcoming due dates. See the
description on the following page for  tips  on
how to set  up a tickler file.

   If it can be determined  that, due to the
nature of the problem or due to complications,
more than a reasonable amount of time will be
required to resolve the issue or complaint, the
person should be contacted again and given a
revised estimate of the time required to resolve
the problem and a date by which he or she will
be contacted again.
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             SETTING UP AND USING A TICKLER FILE SYSTEM
A tickler file is a tool anyone can use as a
reminder of due dates, appointments, return
calls,  and  other  time  dated materials or
activities.  It consists of a set of 31 folders,
numbered individually from 1 - 31, located in a
close and convenient spot forthe Ombudsman,
(e.g., a desk file drawer). Any date-driven item,
(e.g., request for which a response date has
been assigned or a memo to return a call), is
placed  in   the  file under the   number
corresponding  to  the  date  (i.e.,  if the
Ombudsman said to expect a call on May 10th,
2 weeks hence, a note is placed in file number
10).
Promises or working schedules for items are
written down on slips of paper and inserted in
the appropriate file.  The Ombudsman then
refers to the  tickler file  daily to determine
scheduled activities.    Note  that the
Ombudsman should take into account the lead-
time necessary to prepare a response when
placing items  in the tickler file (e.g., place a
tickler three days prior to a deadline to allow
time to prepare the response).
Referral To Appropriate Office

   Requests   that   are   beyond  the
Ombudsman's authority  should be referred to
and coordinated with the appropriate office or
official for handling.

STEP 4: TAKING FINAL ACTION

   The fourth and final step is to complete the
action necessary  for final response.   This
involves obtaining the information needed for
response from the program office or other
sources and  preparing  the oral  or written
response.

Obtain Information

   In some instances, the Ombudsman will be
able to respond to a request or complaint with
little or no additional research.  In others, it will
be necessary to go to the appropriate program
official in order to obtain  necessary additional
information. Forthe latter, the Ombudsman will
have to develop good lines of communication
with program staff. A good working relationship
with  the  program  staff  will  facilitate
performance of the Ombudsman's duties.  In
most  cases,  the Ombudsman  should,  in
cooperation with other offices, do the research
personally to get a response. In this way, the
Ombudsman can  gain knowledge about  all
aspects  of  EPA's work and  control the
timeliness of the response. However, if a case
is  referred  to  another  office,  it  is the
Ombudsman's responsibility  to keep track of
the response to ensure that time commitments
are met.

Prepare Response

   Once the necessary information is located,
the Ombudsman will prepare and deliver the
response. For requests received by telephone,
a return call may provide sufficient response. A
written response may be necessary for written
requests, or for telephone requests specifically
requesting   a  written  response.     The
Ombudsman should use good  judgment  in
selecting  the appropriate form of response.
Examples of Ombudsman  responses are
shown in the Appendix under Case Histories.
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   In some cases, it may be necessary for the
requesting  party  to  submit  additional
information or  documentation  in order to
resolve a problem.  In such cases, the person
should be given a specific date by which to reply
and    an explanation  of  the action  the
Ombudsman will take if he  or she does not
furnish the requested information. If the person
has not furnished the information within the
specified period of time,  e.g. 30 days, the
Ombudsman should assume thatthe person no
longer needs assistance to resolve the problem
and should close the file.

   Every effort  should be made to complete
responses as expeditiously  as possible.   A
response that lingers within the system will only
serve  to antagonize the  public.  If  delays
become evident, the Ombudsman should place
the case under special  attention and contact
the person (by phone, if possible) and advise
him or  her of  the status of the case  and
estimated date of completion.

   An Ombudsman case is considered closed
when all actions have been taken to resolve the
problem and the person has been notified. The
main  concern  in closing a case is being
reasonably certain that the person is satisfied
that  the  Ombudsman has addressed all
problems.

   When a case is closed, the Ombudsman is
responsible for ensuring that all items on the
Ombudsman log are completed and that there
is enough  of a case file to allow a reviewer to
make a determination that the case  was
handled correctly and in a timely manner.  This
should be done within a reasonable amount of
time following closure, i.e., 2 weeks. Note that
no reports need to be developed.  All that is
required  is  that  relevant  materials  and
supporting documentation be filed in the case
file.

   A case should be reopened if it meets any of
the following criteria:

•  The  problem is the same as the original
   case and further  action is  required to
   resolve the problem

•  The  case  appears to have been  closed
   erroneously

•  Additional  information has been received.
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                          Model Interim Letter
                               Letterhead
                                    Date
Mr. Smith
XYZ Street
City, USA 00000
Dear Mr. Smith:

      This is to acknowledge receipt of your correspondence of (date)
concerning the RCRA/CERCLA problem (briefly state problem or complaint, and
location).

      We are looking into your request and will provide you with any assistance
we can as soon as possible. If you have any questions before we get back to
you, please feel free to call me at (202-475-9361).

                                    Sincerely yours,
                                    Robert J. Knox
                                    Director, Office of Ombudsman
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SECTION 4. ADDITIONAL INFORMATION
PUBLIC INFORMATION MATERIALS   Federal Register Notice
   The  effectiveness of the Ombudsman
Program, to a large extent, is dependent upon
public  awareness  of  its  availability  and
accessibility.    Any system  for  handling
complaints is of no use unless the public can
actually get into the system when the need
arises.   It  is, therefore,  very important that
information  regarding  the  program  be
generated so that citizens and members of the
regulated  community  who  have  already
unsuccessfully  tried  normal  program
procedures might be encouraged to try again.
To this end, the Office of Ombudsman has
undertaken a number of public outreach efforts.

Program Flier

   The Office of Ombudsman has produced
and distributed a two-page flier describing the
function of the Ombudsman Program. This flier
is included in the Appendix. The flier was
initially mailed to all hazardous waste handlers
listed  in  the   Hazardous Waste  Data
Management System data base.  It was also
distributed to names on other lists maintained
by RCRA  programs.   It is available from
Headquarters for distribution  in the Regions.

Program Brochure

   The  Office  of  Ombudsman  also  has
produced a brochure on the Ombudsman
Program, based largely on the "Ombudsman
Charter" contained in Section  1. The brochure,
which is included in the Appendix, serves as a
good introduction to the Ombudsman Program
and will be distributed widely. It is also available
for dissemination in the Regions.
   A notice announcing establishment of the
Office of Ombudsman appeared in the Federal
Register on November 24,1986. The notice is
reproduced  in  the  Appendix.    The
announcement provided some background on
the program and included the names and
telephone numbers of each Ombudsman in the
Regions.

Other Outreach Efforts

   Other outreach efforts at Headquarters and
in the Regions may include a description of the
Ombudsman Program in speeches, articles on
the program in newsletters, press releases, etc.
The  Headquarters  Office  of Ombudsman
stands  ready to  cooperate  with  Regional
initiatives in public outreach for the program.

Congressional Contacts

   Coordinating with the Office  of External
Affairs,  the Director of  the   Office of
Ombudsman will  ensure that the staffs in
Congressional offices   are  aware  of  and
understand the   program.   This  will  be
accomplished by telephone, letter, and periodic
visits to the appropriate Congressional offices.
In addition, Ombudsman program information
materials will be provided to Congress.

Telephone Listing

   All EPA telephone  directories,  both at
Headquarters and in  the  Regions,  should
include a listing for the Ombudsman under a
separate  heading.  Each  Ombudsman is
responsible for  ensuring  that  this listing
appears in the Regional Office directory.
                                      4-1

-------



X^ OSWER ^^\
( ASSISTANT )
\ADMINISTRATOR )
^~~T^"^
OFFICE OF
OMBUDSMAN
mmtm

REGIONAL OFFICES
TRAINING

OSWER Employee Orientation

   The effectiveness  of  the  Ombudsman
Program is also dependent upon  program
employees' awareness of the Ombudsman's
function and ability to recognize a problem or
complaint that is appropriate for referral to the
Ombudsman.

   In this regard, the basic orientation of RCRA
and  Superfund program  personnel should
include an awareness  of the Ombudsman
Program. An  introduction to the Ombudsman
Program should be a part of the orientation
materials prepared for each program office.

Regional Ombudsman Training

   The Director of the Office of Ombudsman
will provide a one-day training session for each
newly-appointed Regional Ombudsman. This
training  will  consist  mainly  of  reviewing
program  policies  and  procedures  and
analyzing case studies.  The extent of training
required may depend on the background of the
new appointee and any developments in the
RCRA/Superfund programs.
RECOMMENDATIONS TO THE
ASSISTANT ADMINISTRATOR
(OSWER)

   An important function  of the Office of
Ombudsman identified by Congress is to make
appropriate  recommendations based on the
problems and complaints  received from the
public.    Recurring  problems,  confusing
program policies, and unintended regulatory
effects are the types of issues the Ombudsman
should bring to the  program's attention.  The
Director  of  the Office  of  Ombudsman will
periodically solicit  suggestions  from  the
Regions and prepare the most significant ones
for  presentation  to the OSWER Assistant
Administrator. In this respect, the Ombudsman
Program will benefit EPA program offices as
well as assist the public.
              OMBUDSMAN
        PUBLIC
REGULATED
COMMUNITY
RESPONSIVENESS

   One fundamental  outcome  of  the
Hazardous  Waste  Ombudsman  Program
should be increased Agency responsiveness.
In the  past,  the  complexity  of  OSWER
programs and the emotional intensity evoked
by hazardous waste issues have often worked
to strain relations among the parties involved.
The Ombudsman Program is an attempt to
address some of these fundamental difficulties.
It should be part of the Agency's overall effort to
pull together sometimes conflicting interests for
the common goal of protecting human health
and the environment.
                                      4-2

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CONFIDENTIALITY OF REQUESTS    ask that their requests remain confidential. As
                                         a rule, the Ombudsman should honor these
Some of those who contact the Ombudsman   re^uests to the extent the law Permits-
(e.g., non-notifiers and whistle-blowers) may
Although Congress placed a time limitation of four years on the establishment of the Office of
Ombudsman, there was need for a handbook that would serve as a useful tool for improving
Agency responsiveness well beyond the four-year period. The Hazardous Waste Ombudsman
handbook serves this purpose and provides guidance to any OSWER employee for assisting the
public and regulated community with problems or complaints.
                                      4-3

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APPENDIX

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-------
     A-1
CASE HISTORIES

-------
DEFINITION OF A GENERATOR

Problem

Our company is considered to be two generators because the facilities are separated by a
non-contiguous roadway.

We are hindered in our waste minimization program because we are unable to contain wastes
from both'locations. Wastes from both locations are virtually identical.

Can you help us?

Response

Dear Mr.	:

This letter is a follow-up to our telephone conversation of September 16,1986, regarding the
problem of your company being considered as two generators because it is separated by a
non-contiguous roadway.

Under 40 CFR Part 260.10, EPA defined on-site to mean the same or geographically
contiguous  property which may be divided by public or private right-of-way, provided the
entrance and exit between the properties is at a crossroads intersection, and access is by
crossing as opposed to going along the right-of-way.  Non-contiguous properties owned by the
same person  but connected by a right-of-way which he controls and to which the public does
not have access, is also on-site property.

Since your company is separated by a roadway, it does not meet the criteria for on-site
property and, therefore, must be considered as two generators. EPA's objective with this
standard is  to prevent hazardous waste generators from moving waste across town without a
manifest. However, the standards do not exclude those generators who are only moving their
hazardous waste across the street.

I appreciate this opportunity to be of service to you and I trust this information will be helpful.

                                          Sincerely yours,
                                          Robert J. Knox, Director
                                          Office of Ombudsman

-------
REGULATION OF PCBs

Problem

A citizens' group called our office to report a publicly owned waste water treatment facility's non-
compliance with EPA permit regulations. They did so because the owner of a hazardous waste
facility cleaning up a PCB-contaminated area was packing contaminated material in drums which
were to be stored in the wastewater treatment facility until construction of an incinerator could be
completed.  The citizens' group believed that  the publicly owned wastewater treatment plant is
required to have a permit for the temporary storage of PCB drums.

Response

After investigating the case, the Ombudsman brought it to the attention of the program office. The
program office looked into the situation and  made a determination that the case was one  of
jurisdiction between two environmental programs -- the Resource Conservation and Recovery Act
(RCRA) and the Toxic Substances Control Act (TSCA). PCBs are currently regulated underTSCA,
but are being considered for regulation under RCRA.  Because PCBs are not regulated under
RCRA at this time, a RCRA storage permit is  not required to store drums of PCBs.
HAZARDOUS WASTE STORAGE

Problem

The president of a small fuel company, consisting of a 30-acre oil refinery capable of processing
10,000 barrels a day, sought help from the Ombudsman in finding a buyer that  might use his
refinery as a hazardous waste storage facility.  One company had expressed such an interest and
the president thought he could expand on the idea with other companies.  He also wanted
information  on how to acquire a RCRA storage permit.  His initial contact had been with the
Regional Office.

Response

The Regional Office responded by providing him a list of waste handling companies in the Region.
Headquarters mailed him a Permit Applicant's Guidance Manual for information on obtaining a
RCRA storage permit.

-------
REGULATION OF WASTE OIL

Problem

The XYZ Company called the Ombudsman with concern about the liability of the company should
one of its products, a disposable oil drain bucket for "Do It Yourselfers," be discovered at a
Superfund site.

Response

The Ombudsman provided the following response:

    a.   Manufacturers of containers are not normally considered liable for the contents placed
        in  these containers  by others.  At this time, there is  no  potential for liability under
        Superfund by the container manufacturer should one or more containers with oil from do-
         it-yourself oil changers be found at a Superfund site.

    b.   Automotive drain oil  is not RCRA hazardous waste but  is regulated under RCRA
        when it is burned for energy recovery (40 CFR Subpart E, copy enclosed). Do it
        yourself oil changers are not subject to the regulations.

    c.   We suggest that any instructions that may be provided on the use of the container
        recommend that the waste oil be recycled or disposed of at an approved solid waste
        disposal facility.

    d.   An information Bulletin prepared by the program office explaining the Agency position on
        used oil was included in the Ombudsman's response.


HAZARDOUS WASTE DISPOSAL

Problem

A State  Office of Social Services official unfamiliar with the state's hazardous waste laws was
looking for help for an elderly couple who operated a small shop rebuilding auto engines. A solvent
degreaser used to clean the engine parts was stored in two 55-gallon drums. The couple attempted
to obtain disposal service from several companies. One company was willing to dispose of the
drums at a cost of $500.00 each.  Due to a long-term illness suffered by the husband, this price
posed such a financial hardship that the couple had to close their business; however, the drums
still had to be removed.

Response

The Ombudsman explained the Hazard Ranking System and the National Priorities List to the
State Official. He also explained that EPA does not have a special program to cover such hardship
cases. We contacted the State Department of Environmental Protection's Oil and Chemical Spills
Emergency Response Team who eventually removed the drums at no cost to the couple.

-------
GAS/WATER MIXTURE DISPOSAL

Problem

Two callers were concerned about disposal of gas/water mixtures.  One was concerned with the
legality of transporting this mixture; the other with the cost of disposal of the mixture.

Response

The Ombudsman provided the following response:

      a.    For the transportation question, the Ombudsman referred the caller to the joint
            EPA/DOT regulations for transportation of hazardous materials.

      b.    As for the cost of disposal, EPA does not maintain working information on cost of
            disposal at various sites.  Costs may be affected by market conditions such as
            available capacity, the volume to be disposed and the disposal or treatment process,
            as well as the shipping distance.  If the gas/water mixture has sufficient fuel value
            (greater than 5,000 BTU per pound) handling it as a hazardous waste fuel may be
            more economical than disposal. A list of hazardous waste fuel  marketers and
            burners in your area is enclosed for your information. Since the gas/water mixture
            is a hazardous  waste under State rules, you should also contact -- (name and
            address of State agency) -- for information and possible assistance.

-------
           A-2

HAZARDOUS WASTE OMBUDSMAN
         CASE LOG

-------
             HAZARDOUS WASTE OMBUDSMAN CASE LOG
PROGRAM REFERRAL: CD      ORAL REQUEST: a     WRITTEN REQUEST:
DATE: 	 RECEIVED BY:
NAME OF INQUIRER:
ORGANIZATION:  __
ADDRESS: 	
PHONE NUMBERS:
                      (work)                          (home)

PROBLEM:
ACTION:
   Information L"D Non-Notifier d Problem CD Other:
FINAL ACTION COMPLETE

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          A-3
GLOSSARY OF EPA ACRONYMS

-------
               GLOSSARY OP EPA ACRONYMS

The Glossary of EPA Acronym* (GEA) is a compilation
of acronyms commonly used within the Environmental
Protection Agency (EPA).  It includes statutory and
regulatory abbreviation*, EPA organizational units
(to the division level), public and private interest
groups that interact with the Agency, and other terms
of art in the environmental field.

The GEA is updated periodically.  Errors and omissions
should be reported to the Guidance Development Section,
Legal Enforcement Policy Branch, Office of Enforcement
and Compliance Monitoring, EPA, LE-130A, 475-8777.
       U.S. Environmental  Protection Agency

                        1987

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                      GLOSSARY OP  EPA  ACRONYMS
 AA
 AAA
 AAA
 AAOHN
 AAJ»
 AARP
 ABA
 ABES
 ACA
 ACE
 ACEC
 ACL
 ACWA
 ADR
 AEA
 AEC
 AEO
 AEE
 AECRL
 AEJtE
 AES
 AES
 AFA
 APBP
 API
 AGA
 AGCA
 AIA
 AIAOA
 AICE
 AIP
 AIHC
 AISI
 ALA
 ALA
 ALEC
 ALJ
 AMA
 AMC
 AMC
 AMSA
 AMD
 AN EC
 ANPR
 ANRHRO
 ANSS
AO
 APA
A PA
APCA
 APOS
 Assistant  Administrator
 American Arbitration Association
 American Automobile Association
 American Association of Occupational Health Nurses
 Asbestos Action Program
 American Association of Retired Persons
 American Bar Association
 Alliance for Balanced Environmental Solutions
 American Conservation Association, Inc.
 Alliance for Clean Energy
 American Consulting Engineers Council
 Alternative Concentration Limits
 American Clean Water Association
 Alternative Dispute Resolution
 Atomic Energy Act
 Associate  Enforcement Counsel (OECM)
 Air Enforcement Division (OECM)
 Alliance for Environmental Education
 Air and Energy Engineering Research Laboratory (ORD
 Association of Environmental « Resource Economists
 Air and Energy Staff (ORD)
 American Electroplating Society
 American Porestry Association
 American Parn Bureau Federation
 American Forest institute
 American Gas Association, Inc.
 Associated General Contractors of
 American Institute of Architects
 American International Automobile
 American Institute of Chemical Engineers
 Atomic Industrial Porum, Inc.
 American Industrial Health Council
 American Iron 4 Steel Institute
 American League of Anglers, Inc.
 American Lung Association
American Legislative Exchange Council'
 Administrative Law judge
 American Medical Association
 Army Material Command (DOD)
AsMrican Mining Congress
 Association of Metropolitan Sewage  Agendas
 Air Management Division (regional)
 American Nuclear Energy Council
 Advance Notice of Proposed Rulemafcing
 Air, Noise, and Radiation Health  Research
American Nature Study Society
 Administrator's Office
 American Planning Association
 Administrative Procedure Act
 Air Pollution Control Association
 Automated  Procurement Documentation System
America

Dealers Associate.

-------
                                   -2-
 APHA
 API
 API
 APPA
 APT
 APWA
 AQCR
 ARCC
 ARC
 ARC
 ASC9
 ASO
 ASO
 ASHAA
 ASIWPCA

 AS PA
 ASTHO
'ASTSWMO

 ATA
 ATM!
 ATRMRD
 ATS
 ATS OR
 AUSA
 AWI
 Avmo
 AWPI
 AWRA
 AWWA
 AWWARF
 AX
 BAA
 BAG
 BACT
 BASIS
 BAT
 BBS
 BCT
 BO
 BE?
 BG
 BMP
 BHR
 SNA
 BOO
 BPJ
 BTU
 BPT
 BR
American Public Health Association
American Paper Institute
American Petroleum Institute
American Public Power Association
Associated Pharmacologists fc Toxicologists
American Public Works Association
Air Quality Control Region (CAA)
American livers Conservation Council
American Resources Group
Air i Radiation Division (OGC)
American Society of Consulting Planners
Administrative Services Division (regional)
Analysis and Support Division (OAtR)
Asbestos in Schools Hazard Abatement Act of 1984
Association of state and Interstate Water Pollution
Control Administrators
American Society of Public Administration
Association of State and Territorial Health Officials
Association of State and Territorial Solid Waste
Management Officials
American Trucking Association «
American Textile Manufacturing Institute
Air Toxics and Radiation Monitoring Research Division
Administrator's Tracking System
Agency for Toxic Substances and Disease Registry
Assistant U.S. Attorney
Animal welfare Institute
Air and Waste Management Division (regional)
American Wood Preservers' Institute
American Water Resources Assoc.
American Water Works Association
American Water works Association Research Foundation
Administrator's Office
Board of Assistance Appeals (OGC)
Biotechnology Advisory Committee
Best Available Control Technology
Battelle's Automated Search Information System
Best Available Technology
Bulletin Beard System (WIC)
Best Conventional Pollutant Technology
Budget Division (OARM)
Black Employment Program
Billion gallons
Best Management Practices
Baseline Monitoring Report  (CWA)
Bureau of National Affairs
Biochemical Oxygen Demand
Best Professional Judgment  (CWA)
British Thermal Units
Best Practicable Technology
Business Roundtaole

-------
                                  -3-
 8RS
 BUD     *
 CAA
 CAA
 CAD
 CAPE
 CAFO
 CAG
 CAP
 CASAC
 CASLP
 CATS
 C8I
 CBI
 CC
 CCP
 CCD
 CCS
 ecu
 CO
 CDC
 COO
 cor
 cos
 CEA
 CEAS
 CECATS   -
 CED
 CEO
 CEE
 CEI
 CEM
 CEP
 CEO
 CERCLA   -

 CERCLIS  -

 CERI
 CF
 CFA
 CFC
 CFC
 CFR
 CFSG/NML-

CHIPS
CIAQ
 CICA
cicrs
 CIMI
 Bibliographic  Retrieval Service
 Benefits  and Use  Division (OPTS)
 Clean  Air Act
 Compliance Assurance Agreement
 Characterization  and Assessment Division (OSWER)
 Corporate Average Fuel Econceiy
 Consent Agreement/Final Order
 Carcinogen Assessment Group (ORD)
 Cost Allocation Procedure
 Clean  Air Scientific Advisory Committee (CAA)
 Conference on Alternative State and Local Policies
 Corrective Action Tracking System
 Confidential Business Information
 Compliance Siomonitoring Inspection (CWA)
 Common Cause
 Composite Correction Plan (CWA)
 Chemical  Control  Division (OPTS)
 Chemical  Coordination Staff (OPTS)
 Correspondence Control Unit (OECJf)
 Certification Division (OA*A, Ann Arbor, HI)
 Centers for Disease Control (RHS)
 Chlorinated dibenzo-p-dioxin
 Chlorinated dibenzofuran
 Compliance Data System (CAA)
 Cooperative Enforcement Agreement
 Office of  Criminal Enforcement and Special Litigate
 CSB Existing Chemicals Assessment Tracking System  tC
 CERCLA Enforcement Division (OSWER)
 Criminal  Enforcement Division (OECM)
 Center for Environmental Education, Inc.
 Compliance Evaluation Inspection (CWA)
 Continuous Emission Monitoring (CAA)
 Council on Economic Priorities
 Council on Environmental Quality
 Comprehensive Environmental Response, Compensation,
 Liability Act of  1980 (Superfund)
 Comprehensive Environmental Response, Compensation  a
 Liability Information System  (OSWER)
 Canter for Environmental Research  Information
 Conservation Foundation
 Consumer  Federation of America
 Chloroflurocaebons
 Combined  Federal  Campaign
 Code of Federal Regulations
 Citizen Forum on  Self Government/National  Municipal
 League
 Chemical  Hazard Information Profiles  (OPTS)
.Council on Indoor Air Quality (Interagency)
 Competition in Contracting  Act
 Chemicals in Commerce  Information  System
 Committee on Inta^ricy  and  Management

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                                  -4-
 CIS
 CLSP
 CMA
 CMEP
 CNG
 COCO
 coo
 COB
 CPDD
 CPO
 CPP
 CPR
 CPS
 CPSC
 CROP
 CRR
 CRS
 CSO
 CSG
 CSZ
 CSI
 CSIN
 CSMA
 CSPA
 CSPO
 CSPI
 CSRL
 CW
 CWA
 CWAP
 CWTC
 OA
 DCA
 DCO-
 DCO
 DC MA
01
 OHR
 DO
 DOC
000
OOE
001
DOJ
DO L
DOT
DOW
OPA
000
ORA
ORC
Chemical Information System
Center for Law 6 Social Policy
Chemical Manufacturers Association
Critical Mass Energy Project
Coalition of Northeastern Governors
Contractor-Owned/Contractor-Operated
Chemical Oxygen Demand
Corps of Engineers (DOD)
Control Program* Development Division (OA&R,  RT?)
Certified Project Officer
Compliance policy and Planning (OECM)
Center for Public Resources
Compliance Program and Schedule
Consumer Product Safety Commission
Consolidated Rules of Practice
Center for Renewable Resources
Congressional Research Service
Criteria and Standards Division (OW)
Council of State Governments
Clean Sites, Inc.
Compliance Sampling Inspection TcVA)*
Chemical Substances Information Network ITSCA)
Chemical Specialties Manufacturers Association
Council of State Planning Agencies
Chemicals and Statistical Policy Division (OPPE)
Center for Science in the Public Interest
Center for the Study of Responsive Law
Congress Watch
Clean Water Act (aka PWPCA)
Clean Water Action Project
Chemical Waste Transportation Council
Deputy Administrator (AO)
Document Control Assistant
Delayed Compliance Order (CAA)
Document Control Officer
Dry Color Manufacturers Association
Diagnostic inspection (CWA)
Discharge Monitoring Report (CWA)
Dissolved Oxygen
Department of Commerce
           of Defense
           of Energy
           of the Interior
           of Justice
           of Labor
           of Transportation
Defenders of Wildlife
Oeepwater Ports Act
Data Quality Objective
Deputy Regional Administrator
Oeputv Regional Counsel
Department
Department
Department
Department
Department
Department

-------
                                  -5-
 DSAP
 ou
 EA
 EA
 EA
 CAD
 CAD
 CA0
 EAJt
 ECAO
 CCAO
 ECAP
 EC7
 ECTD
 ECU
 ED
 EDA
 EDB
 EDP
 EDRS
 EEC
 EED
 ECZ
 EEO
 EERF

 EGO
 EHC
 EIS
 ELI
 ELR
 EMAS
 EMR
 EMS
 £00
 EPA
 EPAA
 EPAAR
 EPCA
 EPIC
 EPO
 EPRZ
 CRAMS
 ERD
 CRD6DAA

ERNS
ERP
ES
ESA
 ESC
Data Self Auditing Program
Duck* Unlimited
Enforcement Agreement
Environmental Assessment (NEPA)
Environmental Auditing
Economic Analysis Division (OPPE)
Energy and Air Division (ORD)
Exposure Assessment Group (ORD)
Environmental Auditing Roundtable
Existing Chemical Assessment Division (OPTS)
Environmental Criteria and Assessment Office  (ORD)
Employee Counseling and Assistance Program
External Compliance Programs (OCR* AO)
Emission Control Technology Division (OA4R,  Ann Arbo
Environmental Crimes Unit (DOJ)
Enforcement Division (OW)
Emergency Declaration Area
Ethylene dibromide
Environmental Defense Fund
Enforcement Document Retrieval System
European Economic Community
Exposure Evaluation Division (OPTS)
Edison Electric Institute
Equal Employment Opportunity (OCR, AO)
Castsrn Environmental Radiation Pacility (OA4R, Mont
AL)
Effluent Guidelines Division (OW)
Environmental Health Committee (SAB) .
Environmental Impact Statement (NCPA)
Environmental Law Institute
Environmental Law Reporter
Enforcement Management and Accountability System (OE
Environmental Management Report
Enforcement Management System
Engineering Operations Division  (OA*R,-Ann Arbor. Ml
environmental Protection Agency
Environmental Programs Assistance Act of 1984
EPA Acquisition Regulations
Energy Policy and Conservation Act of 1975
Environmental Photographic Interpretation Canter
Eafeuarine Programs Office  (NOAA)
Electric Power Research  Institute
Environmental Radiation Ambient  Monitoring System  (:
Emergency Response Division  (OSWER)
Environmental Research, Development  and  Demonstrate
Authorization Act
Emergency Response Notification  Systsm
Enforcement Response Policy
Enforcement Strategy
Endangered Species Act
Endangered Species Committse

-------
 ESD
 ESECA
 CSEO
 ES4H
 ESP
 ETO
 FACA
 FAMZ
 FA*
 FA*
 PATES
 PDA '
 PDF
 PEVI
 PFIS
 FGD
 FIFO
 PIFRA
 FINDS
 PIP
 FLETC
 FLM
 F/M
 FMD
 PMPIA
 FOIA
 PONS I
 FORAST  -
 FOSD
 FR
 FRO
 PROS
 PSSO
 FTE
 FWPCA
 FWS
FY
GAC
GAD
GAO
GCGLO
GEA
GEI
GEMS
GZCS
GIS
GLP
GOCO
GOOO
GOPO
GTR
Environmental Services Division (regional)
Energy Supply and Environmental Coordination  Act  of  191
Emission Standards and Engineering Division  (OAfcR, RT?)
Environmental Safety and Health
Electrostatic Precipitators
Economics and Technology Division (OPTS)
Federal Advisory Committee Act
FrameworX for Achieving Managerial Excellence (AX)
Fixed Account Number
Federal Acquisition Regulations
PIFRA and TSCA Enforcement System
Food and Drug Administration
Fundamentally Different Factors
Front End Volatility Index
Federal Facilities Information System
Flue Gas Deaulfurixation
First la/First Out
Federal Insecticide, Fungicide, and Rodenticide Act
Facility Index System (OIRM)
Final Implementation Plan
Federal Law Enforcement Training Center
Federal Land Manager
Food to Microorganism Ratio
Financial Management Division (OAAM)
Federal Managers' Financial Integrity Act
Freedom of Information Act
Finding of !fo Significant Impact (NEPA)
Forest Response to Anthropogenic Stress.
Field Operations and Support Division (OA&R)
Federal Register
Facility Requirements Division (OW)
Federal Reporting Data System
Facilities and Support Services Division (OARM)
Pull-Time Equivalent
Federal Water Pollution Control Act  (aka CWA)
Pish and Wildlife Service  (DOI)
Fiscal Year
Groundvater Activated Carbon
Grants Administration Division (OARM)
General Accounting Office  (U.S. Congress)
Grants, Contracts, and General Law  Division  (OGC)
Glossary of EPA Acronyms
Geographic Enforcement Initiative
Graphic Exposure Modeling  System  (OTS)
Grant Information and Control  System
Geographic Information Systems
Good Laboratory Practices
Government-Owned/Contractor-Operated
Government-Owned/Government-Operated
Government-Owned/Privately-Operated
Government Transportation  Request

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                                   -7-
 GW
 HED
 HEP
 HERO
 HEX-BCH -
 HHS
 HMTA
 HQCDO
 HROB
 HUSO
 HSCD
 HSWA
 HUO
 HWDM3
 HWEO
 HWERL
 HW-FW
 HWGTF
 HW8S
 IAO
 ICC
 ICS
 IEMO
 IEPD
 IKS
 IG
 IGO
 IMD
 IMSD
 ZRM
 IRMC
 ISO
 ISO
 ITD
 ITP
 IWC
 LAER
 LAMP
 LOC
 LOIP
 LOR
 L£PO
 LIFO
 LIMB
LOIS
 LSI
LUST
LWOP
MCD
MCL
MCP
Groundwatsr
Hazard Evaluation 01viaion (OPTS)
Hispanic Employment Program
Health and Environmental Review Division (OPTS)
Hexachloronorbornadiene
Department of Health and Human Service*
Hazardous Material* Transportation Act
Headquarters Case Development Officer
Human Resources Development Branch (OARM)
Hazardous Response Support Division (OSWER)
Hazardous Site Control Division (OSWER)
Hazardous and Solid Waste Amendments of 1984
Department of Rousing and Urban Development
Hazardous Waste Data Management System (OSWER)
Hazardous Waste Enforcement Division (OECM)
Hazardous Waste Engineering Research Laboratory (ORD]
Half wave/Pull Wave (electrical distribution)
Hazardous Waste Groundwatsr Task Force
Hazardous Waste and Superfund Staff (ORD)
Interagency Agreement
Interstate Commerce Commission
Intermittent Control System (CAA)
lategratsd Environmental Management Division (OPPE)
Industrial and Extractive Processes Division (ORD)
Institute for Environmental Studiss
Inspector General
Inspector General Division (OGC)
Information Management Division (OPTS).
Information Management and Servicss Division (OARM)
Interim Remedial Measures (CERCLA)
Intsragency Risk Management Council
Information Systems Division (OARM)
Interim Status Document (RCRA)
Industrial Technology Division (ow)
Individual Training Plan
In-Stream waste Concentration (CWA)
Lowest Achievable Emission Rate
Lake Acidification Mitigation Project  (EPRI)
London Dumping Convention
Laboratory Data Integrity Program
Lead Disposal Restrictions
Legal Enforcement Policy Division  (OECM)
Last In/First Out
Limestons-Injsction, Multi-Stage Burner
Loss of Interim Status (SOWA)
Lsgal Support Inspection  (CWA)
Leaking Underground Storags Tanks
Lsave without Pay
Municipal Construction Division  (OW)
Maximum Contaminant Level  (SOWA)
Municipal Compliance Plan  (CWA)

-------
                                  -8-
 MD
 MO AD
 MDSD
 MIC
 MICE
 MLVSS
 MMS
 MMT
 MCA
 HOO
 MOD
 MOU
 MPR5A
 NSO
 MSHA
 MTS
 N/A
 N/A
 NAA
 NAAC
 NAAQS
 NACA
 MAIS
 NAM
 NAMF
 NAPA
 NAPAP
 NAS
 NAWC
 NEDS
 NEEC
 NEEJ
 NCA
 NCAC
 NCHS
NCI
 NCIC
NCM
NCP
NCP
 NCR
 NOD
NEDS
NEIC
NEMA
NEPA
NESKAPS


NFIB
NFWF
 SGA
Management Division (regional)
Monitoring and Data Analysis Division (OA4R)
Monitoring and Data Support Division (OW)
Methyl iaocyanate
Management Information Capability for Enforcement
Mixed Liquor Volatile Suapended Solids
Minerals Management Service (DOI)
Million metric tone
Memorandum of Agreement
Management and Organisation Division (OAXM)
Manufacturers Operations Division (OA4R)
Memorandum of Understanding
Marine Protection* Research, and Sanctuaries  Act
Management Systems Division (OPPK)
Mine Safety and Health Administration (Dot)
Management Tracking System (OW)
Not Applicable
Not Available
Nonattainment Areas
National Association of Attorneys. General
National Ambient Air Quality Standards Program (CAA)
National Agricultural Chemicals. Association
Neutral Administrative Inspection Scheme
National Association of Manufacturers
National Association of Metal Finishers
National Academy of Public Administration
National Acxd Precipitation Aeeessment Program
National Academy of Sciences
National Association of Water Companies
National Emissions Data System
National Environmental Enforcement Council (NAAG)
National Environmental Enforcement Journal (NAAG)
Noise Control Act
National Clsan Air Coalition
National Center for Health Statistics (HIM)
National Cancer Institute
National Crinw Information Center
Notice of Commencement of Manufacture (TSCA)
National Contingency Plan  (CERCLA)
Noncompliance Penalties (CAA)
tfoncompliance Report (CWA)
Negotiation Decision Document
National Emissions Data System (CAA)
National Enforcement Investigations Center  (OECM)
National Electrical Manufacturers  Association
National Environmental Policy  Act  of 1969
National Emissions Standards  for Hazardous  Air ?oll
(CAA)
National Federation of  Independent Business
National Fish and wildlife Foundation
National Governors' Association

-------
                                  -9-
 NGA
 NHTSA
 NHWP
 NIEI
 NIH
 NIOSH
 NLTTS
 NLM
 NMFS
 imp
 NNC
 NOAA
 NOC
 NOO
 NON
 NOV
 MOV/CO
 NOX
 NPiAA
 NPDE3
 NPL
 NPRM
 NRC
 NROC
 NRT
 NSF
 NSO
 NSPS
 NSR
 NSWMA
 NTN
 NTP
 NWF
 NWPA
 OA
 OAJB
 OALJ
 OAQPS
 OA4R
 OARM .
 OC
 OCAPO
 OC2
 OCI
 OCL
 OCM
 OCR
 OCR
OCSLA
OOW
OEA
N*tur»l Gas Attociation
national Highway Traffic Safaty Administration  (DOT
North«ast Hazardoua Waat« Project
National Indoor Environmental Institute
National Institutes of Health
National Institute for Occupational Safety and  Healt
National Law enforcement Teletype System
National Library of Medicine
National Marine Fisheries Service (DOC)
National Municipal Policy
Notice of Noncompliance (TSCA)
National Oceanic And Atmospheric Administration (DO<
Notice of Commencement
Notice of Deficiency (RCRA)
Notice of Noneofflpliance (TSCA)
Notice of Violation (CAA, CWA, FIPRA)
Notice of Violation/Compliance Demand
Nitrogen Oxide
Noise Pollution and Abatement Act of 1970
National Pollutant Discharge Elimination System (CVH
National Priority Liet (CZRCLA)
Notice of Proposed Rulemaking
Nuclear Regulatory Commission
Natural Resources Defense Council
National Response Team
National Science Foundation
Nonferrous Smelter Order (CAA)
New Source Performance Standards (CAA)
New Source Review (CAA)
National Solid waste Management Association
National Trends Network
National Toxicology Program
National Wildlife Federation
Nuclear Waste Policy Act
Office) of Administration (OARM)
Office of Analysis and Evaluation  (OW)
Office* of Administrative Law Judgee  (AO)
Office of Air Quality Planning and Standards (OA4R,
Office) of Air and Radiation
Office) of Administration and Reeourcee Management
Office of the Comptroller  (OARM)
Office of Compliance Analysis and  Program Operation
Office of Criminal Enforcement  (OECM)
Office of Criminal Investigation  (NCIC)
Office of Congressional Liaison  (OEA)
Office of Compliance Monitoring  (OPTS)
Office of Civil Rights  (AO)
Optical Character Reader
Outer Continental Shelf Lands  Act
Office of Drinking Water  (OW)
Office of External Affairs

-------
                                  -10-
 OECD
 OECM
 OEET
 OEPCR

 OCR
 OBRK
 OFA
 0<3C
 OGE
 OGWP
 OHEA
 OHR
 OHRM
 OIA
 010
 OIL
.OIRM
 OLA
 OLCP
 04M
 OMB
 OMBP
 OMPC
 OMPE
 QMS
 QMS
 OMSQA
 OMSE
 OPA
 OPA
 OPMS
 OPP
 OPPE
OPPM
OPTS
ORC
ORD
ORM
ORP
ORPM
OSDBU
OSHA
OSHA
OSM
OSR
OSTP
osw
OSWER
OTA
OTS
Organization for Economic Cooperation  and Development
Office of Enforcement and Compliance Monitoring
Office of Environmental Engineering and Technology (ORI
Office of Environmental Processee  and  Effects Research
(ORD)
Office of Exploratory Research (ORD)
Office of Emergency and Remedial Response (OSWER)
Office of Federal Activities (OEA)
Office of General Counsel
Office of Government Ethics
Office of Ground-Water Protection  (OW)
Office of Health and Environmental Assessment (ORD)
Office of Health Research (ORD)
Office of Human Resources Management  (OARM)
Office of International Activities
Office of Inspector General
Office of Intergovernmental Liaison  (OEA)
Office of Information Resources Management  (OARM)
office of Legislative Analysis (OEA)
Office of Legal Enforcement Policy (OECM)
Operations and Maintenance
Office of Management aad Budget
Office of Marine and Eatuarine Protection (OW)
Office of Municipal Pollution Control (OW)
Office of Management Planning and Evaluation (OPPE)
Office of Management Support (AO)
Office of Mobile Sources (OAfcR)
Offics of Monitoring Systems and Quality Assurance (OR
Office of Management Systems and Evaluation (OPPE)
Office of Policy Analysis (OPPE)
Office of Public Affairs (OEA)
Office of Program Management and Support (OSWER)
Office of Pesticide Programs (OPTS)
Office of Policy* Planning and Evaluation
Office of Policy and Program Management (OSWER)
Office of Peeticides and Toxic Substances
Office of Regional Counsel
Office) of Research and Development
Other Regulated Material
Office of Radiation Programs  (OAfcR)
Office) of Research Program Management (ORD)
Office of Small and Oisadvantaged Business Utilization
Occupational Safety and Health Act
Occupational Safety and Health Administration
Office of Surface Mining  (DOI)
Office of Standards and Regulations  (OPPE)
Office of Science and  Technology  Policy
Office of Solid Waste  (OSWER)
Office of Solid waste  and  Emergency  Response
Office of Technology Assessment  (U.S. Congress)
Office of Toxic Suhstances (OPTS)

-------
                                  -11-
 OUST
 OW
 OWPE
 OWPB
 OWPO
 OYG
 PADRE
 PAI
 PAT
 PBB
 PC48
 PCS
 PCDO
 PCDf
 PCIE

 PCMD
 PCS
 PO
 POBO
 POMS
 POR
 PED
 PERT
 PI
 PIC
 PIRG
 PIRT
 PITS
 PMD
 PMD
 PMN
 PMSD
 POGO
 POM
 POS
 POTW
 PPB
 PPM
 PRP
 PSO
 PSPO
 PTSO
 RTF
 PWS
 pwss
QA
QAMS
QC
QNCR
 RA
Office of Underground Storage Tank* (OSWER)
Office of water
Office of Waste Programs Enforcement (OSWER)
Office of Water Enforcement and Permits (OW)
office of Water Program Operatione (OW)
Operating Year Guidance
Particulate Data Reduction
Performance Audit Inspection (CWA)
Permit Assistance Team (RCRA)
Polybrominated biphenyl
Personnel Compensation and Benefits
Pol/chlorinated biphenyl
Polychlorinated dibenxodioxin
Polychlorinated dibensofuran
President's Council on Integrity and Efficiency in
Government
Procurement and Contracts Management Division (OAAM
Permit Compliance System (CWA)
Permits Division (OW)
Program Development and Evaluation Division (OW)
Pesticide Document Management System (OPP)
Particulate Data Reduction
Program Evaluation Division (OPPE)
Police Executive Research Porun
Preliminary Injunction
Public Information Center
Public Interest Research Group
Pretreatment Implementation Review Task Force
Project Information Tracking System (OTS)
Personnel Management Division (OARM)
Planning and Management Division  (regional)
Premanufacture Notification (TSCA)
Program Management and Support Division (OPTS)
Privately-Owned/Government Operated
Polycyelie Organic Matter
Program Operations Staff (ORD)
Publicly-owned treatment works
Parts per billion
Parts per million
Potentially Responsible Parties  (CSRCLA)
Prevention of Significant Deterioration  (CAA)
Permits aad State Programs Division  (OSWER)
Pesticides and Toxic Substances  Division  (OGC)
Research Triangle Park (North Carolina)
Public Water System  (SDWA)
Public water Supply System  (SDWA)
Quality Assurance
Quality Assurance Management  Staff (ORD)
Quality Control
Quarterly Noncompliance Report
Regional Administrator

-------
                                  -12-
 RA
 RACT
 RC      -
 RCOO
 RCRA
 R&D
 RO
 RD
 RE
 REAG
 RED
 REP
 RESOLVE -
 RX
 RIA
 RICO
 RI/FS
 RIMD
 RIP
 RISC
 RMCL
 ROD
 ROMC08  -
 ROP
 RPAR
 RPO
 RPM
 RRS
 RRT
 RTP
 RUP
 RVP
RWC
SAB
SAC
SAIC
SAP
SAA
SAAOAO  •
SATO
SBA
SCAC
SCAP
SCLOF
SCRP
SCSA
SDWA
SBA
SEX
SEC
SEE
Remedial Action
Reasonably Available Control Technology
Regional Counsel
Regional Case Development Officer
Resource Conservation and Recovery Act
Research and Development
Registration Division (OPTS)
Remedial Design (CEKCLA)
Reportable Event
Reproductive Effects Assessment Group (ORD)
RCRA Enforcement Division (OSWEJI)
Reasonable Efforts Program
Center for Environmental Conflict Resolution (CD
Reconnaissance Inspection (CWA)
Regulatory Impact Analysis
Racketeer Influenced and Corrupt Organizations Act
Remedial Investigation/Feasibility Study (CZRCLA)
Regulation and Information Management Division (OPPC)
RCRA Implementation Plan
Regulatory Information Service Center (OMB)
Recommended Maximum Contaminant Levels (SDWA)
Record  of Decisions        	
Rocky Mountain Center on Environment
Regional Oversight Policy
Rebuttable Presumption Against Registration (FIFRA)
Regulatory Policy Division  (OPPE)
Remedial Project Manager (CERCLA)
Regulatory Reform Staff (OPPE)
Requisits Remedial Technology
Research Triangle Park  (North Carolina)
Reetricted Use Pesticide (PIFRA)
Reid Vapor Pressure
Residential Wood Combustion
Science Advisory Board  (AO)
Suspended and Canceled Pesticides  (FIFRA)
Special-Agents-In-Charge (HEIC)
Scientific Advisory Panel
Start Action Request
Storage and Retrieval of Aerometric  Data
Scheduled Airline Traffic Office
Small Business Administration
Support Carsers Advisory Committee
Superfund Comprehensive Accomplishments  Plan  (CERCLA
Sierra Club Legal Defense Fund
Superfund Community Relations  Program (OSWER)
Soil Conservation Society of America
Safe Drinking Water Act
State Enforcement Agreement
State/EPA Agreement
Securities and Exchange Commission
Senior Environmental  Employment

-------
                                  -13-
 SETS
 SFFAS
 SFIREG  -
 SIC
 SICEA
 SIP
 SIS
 SLO
 SMCRA
 SHE
 SNA
 SNAP
 SNARL
 SMC
 SNUR
 SPCC
 SPO
 SPI
 SPMS
 SQO
 SQBE
 SSCO
 SSURO
 STAPPA-ALAPCO
 swc
 SWDA
 SWERD
 TfcA
 TANSTAFL-
 TAO
 TAP
 TAP?
 TCOO
 TCE
 TBS
 TfCS
 TMC
 TMI
 TOC
 TPO
 TPO
 TPTH
 TPY
 T-R
 TRC
 TRO
 TSCA
TSCATS  -
TSDF
TSS
TVA
 Sit* Enforcement. Tracking System
 Superfund Financial  Assessment System
 State FIFRA Issues Research and Evaluation Group (FIF
 Standard Industrial  Classification
 Steel Industry Compliance Extension Act
 State Implementation Plan (CAA)
 Secretarial Information System
 Special Litigation Division (OECM)
 Surface Mining Control and Reclamation Act of 1977
 Subject Matter Expert
 System Network Architecture
 Significant Noneomplianee Action Program
 Suggested Mo Adverse Response Level
 Significant Noncompliers
 Significant Mew Use  Rule (TSCA)
 Spill Prevention* Containment and Counter-measures (C
 State Prgrams Division (OW)
 Strategic Planning Initiative
 Strategic Planning and Management System
 Small Quantity Generator (RCRA)
 Small Quantity Burner Exemption  (RCRA)
 Stationary Source Compliance Division  (OAtft,  RTP)
 Stop Sale.  Use and Removal Order  (FIFRA)
-State and Local Air  Pollution Control  Officials
 Settlement With Conditions
 Solid Waste Disposal Act
 Solid Waste and Emergency Response  Division  (OGC)
 Time and Attendance
 There Ain't No Such  Thing As a Free Lunch
 TSCA Assistance Office  (OPTS)
 Technical Assistance Program
 Time and Attendance* Personnel*  Payroll
 Dioxin (Tetrachlorodiben«o-p-dioxin)
 Trichloroethy1ene
 Technical Enforcement Support
 Treasury Financial Communications System
 Travel Management Center
 Three) Mile Island
 Total Organic Carbon
 Technical Programs Division (ORD)
 Toxics and Pesticide Division  (ORD)
 Triphenyltinhydroxide
 Tons per year
 Transformer-Rectifier
 Technical Review Committee
 Temporary Restraining Order
 Toxic Substances Control Act
 TSCA Test Submissions Database (OTS)
 Treatment,  Storage  4 Disposal Facility (RCRA)
 Total Suspended Solids
 Tennessee Valley Authority

-------
                                  -14-
 TWMD
 UARG
 UIC
 UMTRCA
 UN
 UNBP
 USA
 use
 (JSCA
 USDA
 USD*
 uses
 UST
 VAT
 VEO
 VOC
 WA0TF
 WAP
 WD
 WED
 WERL
 WIC
 WHO
 WICEM
WLA/TMDL
WLO
WMD
WMD
WMEO
WPCF
WPD
WTPS
WTSHRD
WWEMA
WWF
WWMMRD
Toxics and Waste Management 01vision (regional)
Utility Air Regulatory Group
Underground Injection Control (SOWA)
Uranium Mill Tailing* Radiation Control Act
United Nations
United Nation* Environment Program
United Statee Attorney
United Statee Code
United Statee Code Annotated
United Statee Department of Agriculture
Underground Source of Drinking Water
U.S. Geological Survey (DOZ)
Underground Storage Tanks
Value Added Tax
Visible emission Observation
Volatile Organic Compound
Weetern Atmoepheric Deposition Taek Force
Waste Analysis Plan (RCXA)
water Division (OOC)
Water Enforcement Division (OECM)
Water Engineering Research Laboratory  (ORE)
Washington Information Center
world Health Organixation (CIV)
World Industry Conference on Environmental Management
women In Science) and Engineering
wasteload Allocation/Total Maximum  Daily Load
water and Land Division (ORD)
Wasts Management Division (ORD, regional)
Water Management Division (regional)
Waste Management and Economics Division (OSWER)
Water Pollution Control Federation
water Planning Division (OW)
Water, Toxics and Peeticidee Staff  (ORD)
water and Toxic Substances Health Research Division  (c
Waste and Wastewater Equipment Manufacturers Associate
world wildlife Fund
Water and Waste Management Monitoring  Research Divisit
(ORB)

-------
         A-4
KEY TELEPHONE NUMBERS

-------
Office of Ombudsman
Director
      Special Assistant

      Secretary

Region I


Region II


Region III


Region IV


Region V


Region VI


Region VII


Region VIII


Region IX


Region X
Key Telephone Numbers


     Bob Knox


     Shirley Thomas

     Katherine Robleski

     Rick Leighton


     Tom O'Keefe


     Charles Howard


     Frank Redmond


     Kenneth Westlake


     Rena McClurg


     Jack Coakley


     Charles Stevens


     Bill D. Wilson


     David Teeter
  8-475-9361
202-475-9361

  8-382-5615

202-475-9361

  8-223-1461
617-223-1461

  8-264-0949
212-264-2980

  8-597-0982
215-597-0982

  8-257-4727
404-347-3776

  8-353-5821
312-353-5821

  8-255-6760
214-655-6760

  8-757-2852
913-236-2852

  8-564-1694
303-293-1694

  8-454-8915
415-974-8915

  8-399-2871
206-442-2871

-------
                        Key Telephone Numbers (Cont'd.)

OSWER OFFICES

        Office of Solid Waste                              202-382-4610
        and Emergency Response (OSWER)

        Office of Solid Waste (OSW)                        202-382-4627

        Office of Underground Storage Tanks (OUST)          202-382-4756

        Office of Waste Programs Enforcement (OWPE)       202-382-4814

       •Office of Emergency and Remedial Response (OERR)  202-382-2180

        Preparedness Staff (PS)                           202-475-8600

OSWER DOCKETS

        RCRA Docket                                   202-475-9327

        CERCLA Docket                                 202-382-3046

        OUST Docket                                   202-475-9720

EPA INFORMATION NUMBERS

        RCRA/Superfund Hotline                          800-424-9346
                                                       202-382-3000
        Toxic Substances Control Act (TSCA) Hotline

                 General Information                      202-554-1404
                 Technical Information                     202-382-3790

        Chemical Emergency Preparedness                 800-535-0202
        Program (CEPP) Hotline                           202-479-2449

        Hazardous Waste Data Management System (HWDMS)

              General Information                         202-382-4697
              Technical Information                        202-382-3410

        Comprehensive Environmental Response,
        Compensation, and Liability Information System
        (CERCLIS)                                      202-475-9336

        Public Information Center (PIC)                     202-475-7751

        Headquarters Library                              202-382-5921

-------
                       Key Telephone Numbers (Cont'd.)

OFFICE OF RESEARCH AND DEVELOPMENT
     INFORMATION NUMBERS

        Center for Environmental Research Information         8-684-7562
          (CERI)

        Office of Health Research (OHR)                   202-382-5900

        Office of Health & Environmental Assessment (OHEA)   202-382-7317

-------
          A-5
OFFICE OF SOLID WASTE AND
  EMERGENCY RESPONSE
 • ORGANIZATION CHART

-------
                                OFFICE  OF
      SOLID  WASTE AND  EMERGENCY  RESPONSE
     OFFICE OF PROGF
     MANAGEMENTAND
        TECHNOLOGY
         RESOURCE
       MANAGEMENT
          STAFF
      POLICY ANALYSIS
       AND EXTERNAL
       AFFAIRS STAFF
        INFORMATION
        MANAGEMENT
          STAFF
       CROSS-MEDIA
        ANALYSIS
          STAFF
        TECHNOLOGY
          STAFF
         OFFICE OF
     WASTE PROGRAMS
       ENFORCEMENT
           RCRA
        Enforcement
          Division
    ASSISTANT ADMINISTRATOR

  DEPUTY ASSISTANT ADMINISTRATOR
          CERCLA
        Enforcement
          Division
                              I
              B/ERGENCY
             PREPAREDNESS
                STAFF
                            HAZARDOUS
                              WASTE
                            OMBUDSMAN
    OFFICE OF
 EMERGENCY AND
REMEDIAL RESPONSE
   Hazardous Site
     Control
     Division
     Hazardous
       Site
     Evaluation
     Division
                             Emergency
                             Response
                             Division
 OFFICE OF
SOLID WASTE
   Waste
 Management
   Division
 Character-
 ization and
 Assessment
  Division
  OFFICE OF
 UNDERGROUND
STORAGE TANKS
  Implementation
    Division
   Policy and
   Standards
    Division
                         Permits and
                           State
                         Programs
                          Division
September 30, 1987

-------
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-------
        A-6
OFFICE OF SOLID WASTE
  • ORGANIZATION CHART
  • PROGRAM MATRIX

-------
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-------
06/26/87
FUNCTION
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM
3002

3003

8002 Large-Volume Studies

ACL PAT Reviews

ACL/Location Guidance Implementation Strat.

ADP Budget, Infor. Res. Management Plan

ADP Equipment Inventory/Support

ADP Support Contracts/PR's

ASTSUMO Grant
NAME
Abe, Joseph
Atkinson, Sharon
Bathija, Ambika
Cardwell, Henry
Coalgate, Jerry
Cunningham, Mary
Fitzpatrick, Michael
Frey, Sharon
Gordon, Judith
Haynes, Benjamin
Lefferts, Lisa
Mills, Amy
Nickens, Anita
Sasala, Connie
Stirling, John
VanEpps, Betti
Barley, Carolyn K.
Barley, Carolyn K.
Rothenstein, Cliff
Salee, Mark
Wolfe, Alexander L.
Ruby, Doug
Updegraff, Ron
Ruby, Doug
Absher, Susan M.
OIVISION/BRANCH/SECTION
WMO/SU8/GUS
PSPD/PB/CAS
CAD/TA8/HAS
UMO/WTB/CSS
CAO/UCB/CS
WMO/UTB/CS
WMD/SU8/LVW
PSPO/PB/CFRS
PSPD/DO
WMO/SWB/LVU
PSPD/PB/CAS
PSPD/AB/LDPS
PSPO/A8
UMO/LD8/TGS
PSPD/P8/CAS
PSPD/SPB/IS
CAD/UC8/RS
CAD/WCB/RS
OPPI/EAS/ES
PSPO/AB/LDPS
PSPO/SPB/IS
OPPI/IMS/PSS
OPPI/IMS/DMS
OPPI/IMS/PSS
PSPO/SPB/OAS
PHONE

382-4785

475-8551
382-2129

475-6725
382-2210

382-4535
382-2210
382-3933

382-4454
382-2232
382-2217
382-2217
382-2791
382-4755
382-2227
382-4753
475-d701
382-4753
382-2215

-------
06/26/87



FUNCTION
ASTSWMO Grant Project Officer

ASTSWMO Training Grant Project Officer

ATS (Action Tracking System)

Absorbents

Ad Hoc Queries

Administrative Officer

Administrative Support

Administrative Support--General OSU

Air

Air Emissions

Air Modeling

Air Toxicity Characteristics

Alternative Concentration Limits

Analytical Test Methods

Appendix VIII Regulation

Appendix VIII Waste Analysis

Asbestos

Assists u/RD&D Permits

Attorney/Advisor

Authorization Regulations

Automated  Systems  (Hotline/Docket)

Availability of  Information

Awards

BOAT  Capacity Determinations

BOAT  Determinations
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM
NAME
Wolfe, Alexander L.
Wolfe, Alexander L.
Smith, Catherine
Cassidy, Paul
Murray, Pat
Botelho, Glennis
Botelho, Glennis
Jarrell, Deborah
Dellarco, David
Topping, David
Lay I and, David
Topping, David
Carman, Jerry
Friedman, David
Friedman, David
Kayser, Robert
Anderson, Kent
Oszman, Chester
Jonesi, Gary
Michael, James
Updegraff, Ron
Madison, Martha
Botelho, Glennis
BaezMartinez, Juan
Chatmon, Monica
DIVISION/BRANCH/SECTION
PSPD/SPB/IS
PSPD/SPB/IS
OPMS/RMS
WMO/LDB/TGS
OPPI/IMS/DMS
OPMS/RMS
OPMS/RMS
OPMS/RMS
CAO/LDRB/AMS
CAO/LDRB/AMS
CAD/LDRB/RDS
CAO/LDRB/AMS
WMO/SW8/GUS
CAD/TAB/MS
CAD/TAB/MS
PSPD/AB/LDPS
WMO/LDB/DTS
PSPD/AB/ISPS
CAD/LDRB/RDS
PSPO/SPB/OAS
OPPI/IMS/DMS
PSPD/SPB/IS
OPMS/RMS
WMD/WTB/TTS
WMD/WTB/TTS
PHONE
382-2227
382-2227
382-4676
382-4682
382-4752
382-4653
382-4653
382-2073
382-4775
382-4690
382-4770
382-4690
475-7415
382-4797
382-4797
382-4536
382-4654
382-4499
475-6717
382-2231
475-8701
382-2229
382-4653
382-7923
382-3566

-------
06/26/87
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID UASTE
  PERSONNEL DIRECTORY SYSTEM
FUNCTION
BOAT Determinations

BOAT Determinations

BOAT Determinations

BOAT Determinations

BDAT Determinations

BOAT Determinations

BDAT Determinations--Oioxins

Biennial Report Data Base Support

Biennial Report Data Base Support

Biennial Reporting

Biological Test Methods

Biotechnology

Siotoxicity Characteristics

Budget/Headquarters

Budget/Headquarters

Building Modifications

CBI/RCRA Contractor Clearances

California List

California List

CapabiIi ty Assessments for HSUA

Capacity Analysis: Volumes/Technologies

Capacity Survey

Case-byCase Extension Guidance

Chair.  Subtitle D Implementation Strategy UG

Chairman, Land Disp Restrictions Impl.
NAME
Folkerts, Cindy
Jones, Lisa
Keenan, John
Labiosa, Jose
Pepson, Dave
Vorbach, Gerald
Eby, Elaine
Ounston, Carolyn
Inrnan, Donna
Burns, Mike
Hansen, Gail
Bahst, Jodi
Chau, Filomena
Brown, Bob
Smith, Catherine
Jarrell, Deborah
Villari, Oina
Craig, Rhonda
Jones i, Gary
Bagus , L i 1 1 i an
Bassi, Jo- Ann
Bassi, Jo-Ann
Craig, Rhonda
Kolpa, Ron
Kolpa, Ron
DIVISION/BRANCH/SECTION
UMO/UTB/TTS
UMD/WTB/TTS
UMO/WTB/TTS
WMD/VTB/TTS
UMD/UTB/TTS
UMO/UTB/TTS
UMD/UTB/TTS
OPPI/IMS/OMS
OPPI/IMS/PSS
OPPI/IMS/PSS
CAO/TAB/MS
CAO/UCB/CS
CAD/UC3/CS
OPMS/RMS
OPMS/RMS
OPMS/RMS
OPPI/IMS/PSS
CAO/LDRB/RDS
CAD/LDRB/RDS
PSPO/SPB/OAS
UMD/UTB/CSS
UMO/UTB/CSS
CAD/LDRB/RDS
PSPO/SPB
PSPD/SPB
PHONE
475-6675


475-6674
382-7926
382-3695
382-7930
382-4501
382-5992
475-9392
475-6722
475-6713
382-4795
382-2074
382-4676
382-2073
382-4670
382-4800
475-6717
382-2233
475-6673
475-6673
382-4800
382-2221
382-2221

-------
06/26/87



FUNCTION
Characteristics HRI, Contract

Chemical Fate Rule

Chemical Fate Rule

Chemical Fate Rule

Chlor-Alkali

Chlorinated Aliphatics

Chlorinated Aliphatics Pesticides

Class Permits

Closure

Closure Regs/Guidance

Closure Regulations/Technical Guidance

Closure Workgroup

Closure/Financial Policy/Regulations

Cluster Rule

Coke and Coke By-Products

Combustion Workgroup

Communication Strategies

Communications/Training

Community Relations

Computer Data Entry

Conflicts of  Interest

Congressional Reports

Construction  Quality Assurance

Construction  Quality Assurance

Contract Management
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM
NAME
Sterling, Doreen
Otto, Martha
Rubenstein, Reva
Saleem, Zubair
Le8 leu- Biswas, Wanda
Jenkins, Cate
Garbe, Yvonne
BaezMartinez, Juan
Rhyne, Chris
Davies, Lauris
Bachmaier, Jim
Bagus, Lillian
Hale, Matthew
Madison, Martha
Scarberry, Robert
Anderson, Robin
Zmud, Mia
Warren, Joan
Musgrave, Vanessa
Schmitz, Katie
Botelho, Glennis
Murray, Pat
Aviles, Ana
Deftieux, Walt
Meyers, Martin
DIVISION/BRANCH/SECTION
CAD/WCB/CS
CAD/LORB/AMS
CAD/TAB/HAS
CAD/LDRB/AMS
CAO/UCB/LS
CAO/WCB/LS
CAO/UCB/LS
WMO/WTB/TTS
PSPO/AB/LDPS
UMO/LDB/TGS
WMO/LDB/TGS
PSPO/SPB/OAS
PSPD/PB
PSPD/SPB/IS
CAO/WCB/LS
PSPO/PB/PPS
OPMS/CTS
OPMS/CTS
PSPD/PB/PPS
WMO/LDB/TGS
OPHS/RMS
OPPI/IMS/DMS
WMO/LDB/DTS
WMO/WTB/TTS
CAD/TAB/MS
PHONE
475-6775
382-2208
382-5219
382-4767
382-7392
382-4786
475-6679
382-7923
382-4695
382-4654
475-8859
382-2233
382-4740
382-2229
382-4769
382-4498
382-4651
475-8818
382-4751
382-4658
382-4653
382-4752
382-2349
382-4496
382-7459

-------
06/26/87



FUNCTION
Contracts

Contracts Contact--OPPI

Contracts Contact--PSPO

Controlled Correspondence

Controlled Correspondence--WHO

Coordinate w/CEPP Program

Corrective Action

Corrective Action

Corrective Action

Corrective Action Analysis

Corrective Action Implementation

Corrective Action Policy

Corrective Action Policy Issues

Corrective Action Regulations

Corrective Action at Federal Facilities

Corrective Action for Continuing Releases

Corrective Action for Continuing Releases

Corrective Action for Continuing Releases

Corrective Action for Continuing Releases

DOT Coordination

Data Collection

Date of OTC Rule

Delisting

Delisting Spot-Check Verification Program

Delisting Support
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM

     NAME
     Willis, Daria

     Smagin, Nancy

     Cotsuorth, Elizabeth

     McManus, Thea

     Schmitz, Katie

     Musgrave, Vanessa

     Cassidy, Paul

     Cotsworth, Elizabeth

     Eberly, David

     Rothenstein, Cliff

     Fagan, Dave

     Anders, Michele

     Fagan, Dave

     Fagan, Dave

     Michael, James

     Day, Arthur

     Dixon, George

     Reeves, David

     Stumpf, Harry

     Barley, Carolyn K.

     Craig, Jim

     Goodrich-Mahoney, John

     Topping, David

     Maid, Scott

     Ratcliff, Lisa
DIVISION/BRANCH/SECTION
CAD/LDRB/RDS
OPPI/EAS/PS
PSPD/DO
OPMS/CTS
WMO/LDB/TGS
PSPD/P8/PPS
UMD/LDB/TGS
PSPD/00
PSPO/AB/LDPS
OPPI/EAS/ES
PSPO/PB/CAS
PSPO/PB/CAS
PSPO/PB/CAS
PSPD/PB/CAS
PSPD/SPB/OAS
WMO/LDB/TGS
WMO/LOB/TGS
WMO/LDB/TGS
WMO/SWB/LVW
CAO/WCB/RS
OPPI/EAS/PS
CAO/WC8/CS
CAO/LDR8/AMS
PSPO/AB/VS
CAD/TAB/HAS
PHONE
382-4779
382-2791
382-4746
475-8613
382-4658
382-4751
382-4682
382-4746
382-4691
382-2791
382-4740
382-4534
382-4740
382-4740
382-2231
382-4658
382-4494
382-4679
382-4661
382-2217
382-3410
382-4794
382-4690
382-4783
382-4781

-------
06/26/87
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM
FUNCTION
Deli sting Tracking System

Deli sting Workgroup

Delistings

Dioxin Work Group

Dioxin Workgroups, Solvents

Disposal-Unit Design

Docket (Internal Liaison)

Docket Oversight

Document Control Clerk

Document Control Clerk

Document Control Officer

Double Liner & Leachate Collection Rules

Economic Analysis Contract--Project Officer

Electroplating

Enforcement Response Policy Workgroup

Enforcement Response Policy Workgroup

Existing Portions

Experimental Facilities

Experimental Facilities

Explosives

Explosives

Export  Requirements

Exposure Assessment

Exposure Assessment Guidance  (3019)

Exposure  Information Reports
NAME
Kent, James
Maid, Scott
Shuster, Kenneth
Sterling, Doreen
Sterling, Doreen
Rhyne, Chris
Blow, Kate
McManus, Thea
Desk ins, Nolean
Jarrell, Deborah
Villari, Dina
OeRieux, Wait
Smith, Frank
Abrams, Ed
Absher, Susan M.
Bagus, Lillian
DeRieux, Walt
Foster, Barbara
McA lister, Frank
Abrams, Ed
LeB leu- Biswas, Wanda
Barley, Carol vn K.
Day, Arthur
Perry, Jon
Kayser, Robert
DIVISION/BRANCH/SECTION
PSPD/AB/VS
PSPD/AB/VS
PSPO/00
CAD/WC3/CS
CAD/WC3/CS
PSPD/AB/LDPS
OPPI/IMS/PSS
OPMS/CTS
OPMS/RMS
OPMS/RMS
OPPI/IHS/PSS
WMO/WTB/TTS
OPPI/EAS/ES
CAO/WCB/RS
PSPO/SPB/OAS
PSPO/SPB/OAS
WMO/WTB/TTS
PSPO/PB/PPS
PSPO/PB/PPS
CAD/WC8/RS
CAD/WC3/LS
CAD/WC8/RS
WMO/LDB/TGS
WMD/LDB/TGS
PSPD/AB/LDPS
PHONE
382-4488
382-4783
382-2210
475-6775
475-6775
382-4695
382-2791
475-8613
475-8937
382-2073
382-4670
382-4496
382-2791
382-4787
382-2215
382-2233
382-4496,
382-7729
382-2223
382-4787
382-7392
382-2217
382-4658
382-4662
382-4536

-------
06/26/87
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM
FUNCTION
Extraction Procedure Toxicity Chap. (TCLP)

FOCUS Data Base Development

FOCUS Data Base Development

FOCUS Data Entry Screen Development

FOCUS Data Entry Screen Development

FOIA Coordinator

FOIA Coordinator

FOIA Procedure Automation

FOIA Requests/HUDHS

FTE Projections

Facility Changes Rule

Facility Management Plans/Multi-Yr Strategies

Facility Reporting

Fate/Transport Modeling

Federal Register Notices

Federal Register Publications

Financial Assurance for Corrective Action

Financial Document Reconciliation

Fossil Fuel Combustion Wastes

Fossil Fuel Combustion Wastes

Generator Issues

Geologic Repositions

Groundwater

Groundwater Integration Strategy

Groundwater Modeling
NAME
Feldt, Al
Tumarkin, Jeff
Wilkes, Nathan
Ounston, Carolyn
Inman, Donna
Barker, Jennifer
Zmud, Mia
McManus, Thea
Murray, Pat
Botelho, Glennis
Foster, Barbara
Bagus, Lillian
Burns, Mike
Bachmaier, Jim
(Cent, James
McManus, Thea
Northridge, Mike
Desk ins, No lean
Derides, Dan
Pesacreta, Pat
Barley, Carolyn K.
Oavies, Lauris
Saleem, Zubair
Galen, Glen
Otto, Martha
DIVISION/BRANCH/SECT ION
OPPI/EAS/PS
OPPI/IMS/DMS
OPPI/IMS/DMS
OPPI/IMS/DMS
OPPI/IMS/PSS
OPMS/CTS
OPMS/CTS
OPMS/CTS
OPPI/IMS/DMS
OPMS/RMS
PSPD/PB/PPS
PSPO/SPB/OAS
OPPI/IMS/PSS
WMO/LOB/TGS
PSPO/A8/VS
OPMS/CTS
OPPI/PAS
OPMS/RMS
WMD/SWB/LVU
UMD/SUB/LVW
CAO/UCB/RS
WMO/LDB/TGS
CAD/LORB/AMS
WMO/LDB/TGS
CAD/LDRB/AMS
PHONE
382-2791
382-5235
382-5993
382-4501
382-5992
475-9350
382-4651
475-8613
382-4752
382-4653
382-7729
382-2233
475-9392
475-8859
382-4438
475-8613
382-4790
475-8937
382-3608
382-3157
382-2217
382-4654
382-4767
382-4678
382-2208

-------
06/26/87
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM
FUNCTION
Groundwater Monitoring

Groundwater Monitoring Task Force

Qroundwater Monitoring/Sampling

Groundwater Monitoring/Sampling

Groundwater Protection

Groundwater Protection Regulations

Groundwater Regulations

Guidance Documents

Guidance DocumentS--OSW Coordinator

HWOMS Data Quality Audit

HUGHS Data Quality Audit

HWDMS Maintenance/Support

HUDHS Maintenance/Support

HWDMS Retrievals

Hal. Was. Tanks (Con. Stds., Drum Stor. Regs)

Hal. Waste Tank (Implementation Strategy)

Hazardous Waste Listings

Household Hazardous Waste

Hydrogeology

ISOB Development

ISDB/ISADB Development

Implementation Contract--Eastern Regions  I-V

Implementation Contract--Project Officer

 Implementation Contract—Western Regions  VI-X

 Implementation Strategy Coordinator
NAME
Hansen, Janet te
Friedman, David
Carman, Jerry
Myers, Vernon
Dixon, George
Salee, Mark
Myers, Vernon
McManus, Thea
Brown, Bob
Tumarkin, Jeff
Wilkes, Nathan
Duns ton, Carolyn
Inman, Donna
Murrav, Pat
Kline, William
Bagus , L i 1 1 i an
Feldt, Al
Dorian, Gerri
Hansen, Janet te
Scarberry, Robert
Abrams, Ed
Pearce, Allen
Pearce, Allen
Pearce, Allen
Kolpa, Ron
DIVISION/BRANCH/SECTION
UMO/SWB/SD
CAD/TAB/MS
UMD/SWB/GWS
UMO/SU8/GWS
UMD/LDB/TGS
PSPO/A8/LDPS
UMO/SWB/GUS
OPMS/CTS
OPMS/RMS
OPPI/ IMS/QMS
OPPI/ IMS/CMS
OPPI/IMS/DMS
OPPI/IMS/PSS
OPPI/IMS/DMS
WMO/WTB/CSS
PSPO/SPB/OAS
OPPI/EAS/PS
WMO/SWB/SD
WMO/SWB/SD
CAO/WCB/LS
CAD/WC8/RS
PSPO/AB/ISPS
PSPD/A8/ISPS
PSPO/AB/ISPS
PSPD/SPB
PHONE
382-4659
382-4797
475-7415
382-4685
382-4494
382-4755
382-4685
475-8613
382-2074
382-5235
382-5993
382-4501
382-5992
382-4752
382-4623
382-2233
382-2791
382-4688
382-4659
382-4769
382-4787
382-4505
^82-4505
382-4505
382-2221

-------
06/26/87



FUNCTION
Implementation Strategy Follow-up

Implementation of 3019

Incineration

Incineration

Incineration

Incineration Permitting Programs

Incineration Support

Incineration--Hazardous Waste

Incineration--Municipal

Infectious Waste

Infectious Waste

Information Collection Burden OMB Approval

Information Requests

Information Requests

Information Requests

Inorganics

Integrated Regulatory Analysis

Inter-agency Agreemnt w/ATSOR

Interim Status Issues

Interim Status Regulations

Iron and Steel

Iron and Steel

LOR First Third

LOR Outreach

LDR Regulation Coordinator
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM

     NAME
     Stieber, Jane C.

     Kayser, Robert

     Turgeon, Marc

     Vega, Lionel

     Walker, Karen

     Stelmack, Sonya

     Friedman, David

     Garg, Shiva

     Greene, Stephen

     Kidwell, Mitch

     Sales, Jacqueline

     Ruby, Doug

     Blow, Kate

     Brown, Bob

     Zmud, Mia

     Abrams, Ed

     Perl a, Donna

     Pearce, Allen

     Foster, Barbara

     McAlister, Frank

     Cruz, Denny

     Scarberry, Robert

     Faeth, Lisa

     Kidwell, Mitch

     Willis, Daria
DIVISION/BRANCH/SECTION
PSPO/SPB/OAS
PSPO/A8/LDPS
WMD/WTB/CS
PSPO/AB/ISPS
WMD/WTB/CS
PSPO/AB/ISPS
CAD/TAB/MS
WMO/WTB/CS
WMO/00
CAD/LDRB/RDS
CAO/LORB/ROS
OPPI/IMS/PSS
OPPI/IMS/PSS
OPMS/RMS
OPMS/CTS
CAD/WCB/RS
OPPI/EAS/ES
PSPD/AB/ISPS
PSPD/PB/PPS
PSPO/PB/PPS
CAO/LDR8/AMS
CAO/WCB/LS
CAO/LORB/ROS
CAO/LORB/RDS
CAO/LDRB/ROS
PHONE
382-2226
382-4536
382-7934
475-8988
475-6128
382-4500
382-4797
382-7933
382-4664
382-4805
382-5743
382-4753
382-2791
382-2074
382-4651
382-4787
382-2791
382-4505
382-7729
382-2223
382-4802
382-4769
382-4789
382-4805
382-4779

-------
06/26/87



FUNCTION
Labor Services Requests

Land Ban Program: Treatment/Recycling Cap.

Land Bans Cost/Economic Analysis

Land Dispoal Integration Strategy

Land Disposal Ban Petitions

Land Disposal Contract--Project Officer

Land Disposal Permit Assistance

Land Disposal Permits--Cover Design

Land Disposal Regs.

Land Disposal Restrictions Workgroup

Land Disposal Restrictions--General

Land Disposal Restrictions--General

Land Treatment

Land Treatment

Land Treatment

Land Treatment/Leak Detection

Landfill Design

Landfill Final Covers

Landfills/Leak Detection

Leachate Collection System

Leachate Collection/Detection System

Leachate Collection/Detection Systems

Leak Detection Rules

Leak Detection Systems

Legal  Issues
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM
NAME
Jarrell, Deborah
Bassi, Jo- Ann
Hufford, Orusilla
Davies, Lauris
Davies, Lauris
Perry, Jon
Hans en, Janette
Eberly, David
Rothenstein, Cliff
Maid, Scott
Sales, Jacqueline
Weil, Stephen R.
Aviles, Nestor
Day, Arthur
Perry, Jon
OeRieux, Walt
Skahn, Kenneth
Avi les. Ana
DeRieux, Walt
Rhyne, Chris
DeRieux, Walt
Skahn, Kenneth
OeRieux, Walt
DeRieux, Walt
Jones i, Gary
01 VISION/BRANCH/SECTION
OPHS/RHS
WMD/WTB/CSS
OPPI/EAS/PS
WHD/LDB/TGS
WMD/LDB/TGS
WMO/LDB/TGS
WMD/SUB/SO
PSPO/AB/LDPS
OPPI/EAS/ES
PSPO/A8/VS
CAO/LORB/ROS
CAO/LORB
PSPO/AB/ISPS
WMO/LDB/TGS
WHO/LDB/TGS
WMO/WTB/TTS
WMO/LDB/DTS
WMO/LDB/DTS
WMO/WTB/TTS
PSPO/AB/LDPS
WMD/WT8/TTS
WMO/LDB/DTS
WMO/WTB/TTS
WMO/WTB/TTS
CAD/LDRB/RDS
PHONE
382-2073
475-6673
382-2791
382-4654
382-4654
382-4662
382-4659
382-4691
382-2791
382-4783
382-5743
382-4770
382-2218
382-4658
382-4662
382-4496
382-4684
382-2349
382-4496
382-4695
382-4496
382-4684
382-4496
382-4496
475-6717

-------
06/26/87



FUNCTION
Lexitron Repairs

Liaison to ASTSUMO, States

Life Cycle Management/Conf.  Mgt. Boards

Liner Chemical Compatibility Testing

Liner Location Risk Model

Liner Rules

Liner and Leak Detection Rule

Liners

Liners

Liners

Liquids in Landfills

Liquids in Landfills

Liquids in Landfills

Liquids in Landfills/Bulk Liquid Guidance

Listing Archives

Listing Support

Listing Support

Listing Tracking

Location Guidance/Standards

Location Guidance/Standards

Location Guidance/Standards

Location Guidance/Standards

Location Stawards (264.18)

MRI Contract

Mandatory Inspections Workgroup
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL 02RECTORY SYSTEM
NAME
Andrews, Anne
Kolpa, Ron
Ruby, Doug
Aviles, Ana
Perla, Donna
DeRieux, Walt
Otte, Alessi
DeRieux, Walt
Rhyne, Chris
Skahn, Kenneth
Cassidy, Paul
Day, Arthur
Eberly. David
Kane, Judi
LeB leu- Biswas, Wanda
Friedman, David
Meyers, Martin
LeB leu- Biswas, Wanda
Day, Arthur
Galen, Glen
Reeves, David
Stumpf, Harry
Galen, Glen
Smith, Ben
Bagus, Lillian
DIVISION/BRANCH/SECTION
10
PSPO/SPB
OPPI/IMS/PSS
WMO/LDB/DTS
OPPI/EAS/ES
WMO/WTB/TTS
UMO/LDB/DTS
WMD/WTB/TTS
PSPO/AB/LDPS
UMD/LD8/DTS
WMO/LDB/TGS
WMO/LD8/TGS
PSPO/AB/LDPS
PSPO/SPB/OAS
CAD/WCB/LS
CAD/TAB/MS
CAD/TAB/MS
CAO/WCB/LS
WMO/LDB/TGS
WMO/LDB/TGS
WMO/LDB/TGS
WMD/SW8/LVU
WMD/LDB/TGS
CAD/UC3
PSPD/SP8/OAS
PHONE
382-5864
382-2221
382-4753
382-2349
382-2791
382-4496
382-4654
382-4496
382-4695
382-4684
382-4682
382-4658
382-4691
382-2222
382-7392
382-4797
382-7459
382-7392
382-4658
382-4678
382-4679
382-4661
382-4678
382-4791
382-2233

-------
06/26/87
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM
FUNCTION
Manuals (SU-846), Symposia

Messenger Service--OSU Coordinator

Methyl Bromide

Mining Waste Cost/Economic Analysis

Mining Wastes

Mismanagement Scenarios

Mixed Waste--PSPO

Mixture-Derived-From-Rule Interpretations

Mixture-Derived-From-Rule Interpretations

Mobile Treatment Rule

Mobile Treatment Unit Regulation

Mobility Estimation Procedures

Modeling

Monthly Activity Reports

Municipal Waste Combustion (Garbage Burning)

Municipal Waste Combustion Ash

Municipal Waste Work Group

NCC Account Management (Timeshare Budget)

NT IS Publications

Nerve Agent Demilitarization

OA Study (Word Processing)

OASIS/ORMS Support

OIRM Coordination

01RM Coordination

ORD Land Disposal Coordinator
     NAME
     Zabinski, Denise

     Andrews, Anne

     LeBleu-Biswas, Wanda

     Smith, Frank

     Derkics, Dan

     Goodrich-Mahoney, John

     Shackleford, Betty

     Smith, Ben

     Sterling, Doreen

     McAlister, Frank

     Anderson, Robin

     Friedman, David

     Topping, David

     Murray, Pat

     Greene, Stephen

     Dorian, Gerri

     Chau, Filomena

     Ruby, Doug

     Barker, Jennifer

     Cotsworth, Elizabeth

     Updegraff, Ron

     Updegraff, Ron

     Ounston,  Carolyn

      Inman,  Donna

     Aviles,  Ana
DIVISION/BRANCH/SECTION
CAO/TAB/MS
10
CAD/WCB/LS
OPPI/EAS/ES
WMO/SUB/LVU
CAO/WC3/CS
PSPD/SPB/IS
CAD/WC3
CAD/UCB/CS
PSPO/PB/PPS
PSPO/PB/PPS
CAO/TAB/MS
CAD/LDRB/AMS
OPPI/ IMS/CMS
WMO/DO
UMO/SUB/SD
CAD/WC3/CS
OPPI/IMS/PSS
OPMS/CTS
PSPO/DO
OPPI/IMS/DMS
OPP1/IMS/DMS
OPPI/IMS/DMS
OPPI/IMS/PSS
UMO/LDB/DTS
PHONE
382-7458
382-5864
382-7392
382-2791
382-3608
382-4794
475-9656
382-4791
475-6775
382-2223
382-4498
382-4797
382-4690
382-4752
382-4664
382-4688
382-4795
382-4753
475-9350
382-4746
475-8701
475-8701
382-4501
382-5992
382-2349

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06/26/87
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM
FUNCTION
ORO Research Conmittee

ORD Research Liaison

ORD Research Liaison

OSU Controls

OSU Coordinator for Reg Implementation Revws

OSU Policy Directives System Coordinator

OSW Rep. to OUST State Prgrms Approval Ukgrp

OSW Weekly Activity Report

OSWER-IMS Coordination

Ocean Dumping

Oil & Gas

Oil, Gas and Geothermal Wastes

Oil/Gas Cost/Economic Analysis

Oily Wastes Characteristics

Organic Chemicals

Organic Toxicity Characteristic

Other Financial Responsibility Instruments

Oversight Policy

PAT Reviews of Exposure Info--ATSDR Referrals

PCS Integration

PCBs

PRIME/ID Number Assignment

PRIME/PC User Support

PSPD Contact/Xpert on Authority Delegations

Payroll Corrections
NAME
Friedman, David
Friedman, David
Hansen, Gail
Andrews, Anne
Kane, Judi
Barker, Jennifer
Kolpa, Ron
Broun, Bob
Ruby, Doug
Otto, Martha
Chadwick, Dan
Hall, Bob
Smith, Frank
Smith, Ben
Garbe, Yvonne
Goodrich-Mahoney, John
Lago, Carlos
Bagus, Lillian
Kayser, Robert
Feldt, Al
Pillsbury, Hope
Ruby, Oouq
Updegrarr, Ron
Oszman, Chester
Deskins, Nolean
DIVISION/BRANCH/SECTION
CAD/TAB/MS
CAD/TAB/MS
CAD/TAB/MS
10
PSPO/SPB/OAS
OPMS/CTS
PSPD/SP8
OPMS/RMS
OPPI/IMS/PSS
CAD/LDRB/AMS
WMO/SWB/LW
UMO/SUB/LWI
OPPI/EAS/ES
CAD/WC3
CAO/WCB/LS
CAO/WCB/CS
PSPD/PB/CFRS
PSPD/SPB/OAS
PSPO/AB/LDPS
OPPI/EAS/PS
UMO/WTB/CSS
OPPI/IMS/PSS
OPPl/IMS/DMS
PSPO/AB/ISPS
OPMS/RMS
PHONE
382-4797
382-4797
475-6722
382-5864
382-2222
475-9350
382-2221
382-2074
382-4753
382-2208
475-7370
475-7415
382-2791
382-4791
475-6679
382-4794
382-4780
382-2233
382-4536
382-2791
382-7932
382-4753
475-8701
382-4499
475-8937

-------
06/26/87
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID UASTE
  PERSONNEL DIRECTORY SYSTEM
FUNCTION
Performance Agreements/Appraisals

Permit Assistance Team (PAT)

Permit Assistance Team (PAT)

Permit Assistance Team (PAT)--Storage/Trmnt

Permit Modification Regulations

Permit Policy Issues

Permit/Closure Plan Evaluation Guide

Permit/Closure Quality Protocols

Permitting Policy, Corrective Action

Permitting Program

Personnel Actions/Roster--OSU

Personnel Policies

Pesticides

Petroleum Refineries

Physical Test Methods

Printing/Inventory

Process Chemistry

Processing of Oils/Minerals Wastes

Procurement Guidelines

Production of Crude Oil Wastes

Production of Natural Gas Wastes

Production of Oil/Gas/Geothermal Energy

Program Assistance

Program Simplification

Proj. Off. Haz  Waste Delisting  Supp Contract
     NAME
     Botelho, Glennis

     Cassidy, Paul

     Shuster, Kenneth

     Oszman, Chester

     McAlister, Frank

     McAlister, Frank

     Absher, Susan M.

     Bagus,  Lillian

     Hale, Matthew

     Vega, Lionel

     Jarrell, Deborah

     Botelho, Glennis

     Abrams, Ed

     Smith,  Ben

     Hansen, Gail

     McManus, Thea

     Meyers, Martin

     Derkics, Dan

     Sanjour, William

     Chadwick, Oan

     Chaduick, Oan

     Oerkics, Dan

     Gal Iman, Deborah

     Rosengrant, Larry

     Miser,  Wendel
DIVISION/BRANCH/SECTION
OPHS/RMS
UMO/LDB/TGS
PSPO/00
PSPD/AB/ISPS
PSPD/PB/PPS
PSPO/PB/PPS
PSPO/SPB/OAS
PSPO/SPB/OAS
PSPD/PB
PSPO/AB/ISPS
OPMS/RMS
OPMS/RMS
CAO/WC3/RS
CAD/WCB
CAD/TAB/MS
OPMS/CTS
CAO/TAB/MS
UMD/SUB/LVW
CAD /DO
WMO/SWB/LVW
UHD/SW8/IW
WMO/SUB/LVU
HSPO/PB/PPS
OPPI/PAS
PSPO/AB/VS
PHONE
382-4653
382-4682
382-2210
382-4499
382-2223
382-2223
382-2215
382-2233
382-4740
475-8988
382-2073
382-4653
382:4787
382-4791
475-6722
475-8613
382-7459
382-3608
382-4502
475-7370
475-7370
382-3608
382-4535
382-7931
382-7817

-------
06/26/87
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM
FUNCTION
Project Officer
Project Officer--8a Service Support Contract
Project Tracking
Proposed/ Final Delisting Regulations
Public Involvement
Public Involvement Coordinator for Permitting
Publications—CSV. Coordinator
Quality Assurance
Quality Assurance Representative- -PSPD
Quality Assurance/Quality Control
Quality Criteria
RCRA Facility Investigation
RCRA Implementation Strategy (RIP)
RCRA Information Center
RCRA Permit Guidance Document Directory
RCRA Quality Criteria
RCRA Reauthorization
RCRA State Authorization-Regions 1,4,5,9,10
RCRA Tech Supp Contract Performance Eva I
RCRA-CERCLA Issues
RCRIS Development
RCRIS Development
RD&D Permit Contract
RFA Training/Guidance
RFI Guidance and Training
NAME
Lago, Carlos
McManus, Thea
Schmitz, Katie
DeRose, Lori
McAlister, Frank
Musgrave, Vanessa
Blow, Kate
Friedman, David
Oszman, Chester
Richardson, Florence
Bagus, Lillian
Oixon, George
Bagus, Lillian
McManus, Thea
Gall man, Deborah
Absher, Susan M.
Northridge, Mike
Absher, Susan M.
Pappajohn, Ernest
Fagan, Dave
Hasson, Marsha
Villari, Debbie
Aviles, Nestor
Fagan, Dave
Day, Arthur
DIVISION/BRANCH/SECTION
PSPD/PB/CFRS
OPMS/CTS
UHD/LDB/TGS
PSPO/AB/VS
PSPD/PB/PPS
PSPD/P8/PPS
OPPI/IMS/PSS
CAO/TAB/MS
PSPD/AB/ISPS
CAD/TAB/MS
PSPO/SPB/OAS
UMO/LDB/TGS
PSPD/SPB/OAS
OPMS/CTS
PSPD/PB/PPS
PSPD/SPB/OAS
OPPI/PAS
PSPO/SPB/OAS
PSPO/AB/ISPS
PSPO/PB/CAS
OPPI/IMS
OPPI/IMS/DMS
PSPD/AB/ISPS
PSPO/PB/CAS
UMD/LDB/TGS
PHONE
382-4780
475-8613
382-4658
382-5096
382-2223
382-4751
382-2791
382-4797
382-4499
382-4778
382-2233
382-4494
382-2233
475-8613
382-4535
382-2215
382-4790
382-2215
382-4504
382-4740
382-4744
382-3249
382-2218
382-4740
382-4658

-------
06/26/ar
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM
FUNCTION
RFP
RIA Coordinator
RIP (RCRA Implementation- -FY '88)
RTC on Extending Sanitary Landfill Life
RTC on Subtitle 0 Study
Radioactive Mixed Waste
Radioactivity
Radioactivity
Reactivity
Reactivity Characteristics
Region I, VIII Liaison
Region V Coordinator
Region VI/VIII Liaison
Region X Advisor
Region X Coordinator
Regional Assistance
Regional Coordination
Regional Implementation Reviews
Regional Liaison for Region IX
Regional Liaison, Regions I, IV
Regional Liasion, Region Ill/Region VII
Regs Development
Regs for HU Surface Impouncknent
Regs for Waste Site and Landfill Facilities
Regulatory Agenda
NAME
Chau, Filomena
Fortune, William
Absher, Susan M.
Flynn, Mike
Maples, Allen
Michael, James
Chau, Filomena
Topping, David
Chau, Filomena
Smith, Ben
Ogden, Kimberly
Uolfe, Alexander L.
Michael, James
Wolfe, Alexander L.
Stieber, Jane C.
Fagan, Dave
Miller, Chaz
Absher, Susan M.
Bagus, Lillian
Kane, Judi
Madison, Martha
Thompson, James
Otte, Alessi
Otte, Alessi
Blow, Kate
DIVISION/BRANCH/SECTION
CAD/WCB/CS
CAD/LDRB/RDS
PSPD/SPB/OAS
WMO/SWB/SO
WMO/SWB/SD
PSPO/SPB/OAS
CAD/WCB/CS
CAD/LDRB/AMS
CAD/WCB/CS
CAD/WCB
PSPO/SPB/IS
PSPO/SPB/1S
PSPO/SPB/OAS
PSPD/SPB/IS
PSPD/SPB/OAS
PSPO/PB/CAS
OPPI/IMS/PSS
PSPO/SPB/OAS
PSPO/SPB/OAS
PSPO/SPB/OAS
PSPO/SPB/IS
CAO/LORB/ROS
WMD/LD8/OTS
WMO/LDB/DTS
OPPI/IMS/PSS
PHONE
382-4795
382-6715
382-2215
382-4489
382-4683
382-2231
382-4795
382-4690
382-4795
382-4791
382-2228
382-2227
382-2231
382-2227
382-2226
382-4740
382-2220
382-2215
382-2233
382-2222
382-2229
382-7438
382-4654
382-4654
382-2791

-------
06/26/87
>   ENVIRONMENTAL PROTECTION AGENCY
       OFFICE OF SOLID WASTE
     PERSONNEL DIRECTORY SYSTEM
FUNCTION                                ,  ~
Relisting Workgroup                     >

Report to Congress on Subtitle 0        i

Report to Congress on Subtitle D Study  »

Research Coordinator for Groundvtater    .

Resource Management/OSU

Response Action Plan                    i

Retrofitting Surface I impoundments, Exemptions

Review of Deli sting Petitions           :.

Review of Hazardous Waste Delisting Petitions

Risk Analysis/Comparative               >.

Risk Assessment Guidelines Development  ;

Risk Assessment Support

Risk Assessments                        i

Risk Assessments

Risk Communication

Risk-In-Decisionmaking Workgroup

Risk-in-Decisionmaking                  >

Risk/Comparative                        i

Rpt to Cong, on Extnding Useful Life SIFJs

SPMS Coordinator--PSPO                  3

SPMS Data Reports                       a

SPMS Performance Oversight

SQG Outreach                            I

SW-846 Technical Management             !

Sampling                                ',
NAME
Maid, Scott
Hansen, Janette
Flynn, Mike
Bachmaier, Jim
Anthofer, Wayne
DeRieux, Walt
Cassidy, Paul
Maid, Scott
Miser, Wendel
Ruhter, Dale
Rubenstein, Reva
Ratcliff, Lisa
Bachmaier, Jim
Salee, Hark
Krieger, Jackie
Maid, Scott
Krieger, Jackie
Rosengrant, Larry
Maples, Allen
Ogden, Kimberly
Murray, Pat
Miller, Chaz
Petruska, Mike
Friedman, David
Richardson, Florence
DIVISION/BRANCH/SECTION
PSPO/AB/VS
WMD/SUB/SO
WMD/SWB/SD
WMO/LDB/TGS
OPMS/RMS
WMD/WTB/TTS
WMO/LDB/TGS
PSPD/A8/VS
PSPO/AB/VS
OPPI/EAS
CAO/TAB/HAS
CAD/TAB/HAS
WMO/LDB/TGS
PSPO/AB/LDPS
OPPI/PAS
PSPO/AB/VS
OPPI/PAS
OPPI/PAS
WMO/SWB/SD
PSPD/SP8/IS
OPPI/IMS/DMS
OPPI/IMS/PSS
CAO/WCB/RS
CAD/TAB/MS
CAO/TAB/MS
PHONE
382-4783
382-4659
382-4489
475-8859
382-4646
382-4496
382-4682
382-4783
382-7817
382-2791
382-5219
382-4781
475-8859
382-4755
382-4672
382-4783
382-4672
382-7931
382-4683
382-2228
382-4752
382-2220
382-7737
382-4797
382-4778

-------
06/26/87
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM
FUNCTION
Secondary Lead
Section 261.33
Sewage Sludge
Sewage Sludge
Significant Portions
Small Quantity Generator Rule
Smelting/Refining Analysis
Solvency Characteristics
Solvents
Space Issues
Sr. Mngmnt.--Regs/Guid/Docunents Development
Staff Director
State Capability Assessments
State Consolidated RCRA Auth ManuaUSCRAM)
State Coop Agreement Review
State Programs Branch Rep for OSU Workgroup
State Solid Waste Hgrnnt Plans (Subtitle D)
State Subtitle D Program Survey
State/Regional Oversight
State/Regional Reporting
Statistical Methods
Strategy Workgroups
Subpart X Workgroup Leader- -Implmn Strategies
Subtitle D Cost/Economic Analysis
Subtitle D Criteria
NAME
Cruz, Denny
LeBleu-Biswas, Wanda
Heaney, Susan
Pittman, Jim
OeRieux, Walt
Feldt, Al
Smith, Frank
Sterling, Doreen
Fortune, William
Botelho, Glennis
Carra, Joseph
Levy, Steven J.
Absher, Susan M.
Michael, James
Michael, James
Wolfe, Alexander L.
Michael, James
Gesuein, Allen
Absher, Susan M.
Miller, Chaz
Craig, Jim
Kolpa, Ron
Kane, Judi
Burke, Ron
Flynn, Mike
DIVISION/BRANCH/SECTION
CAD/LDRB/AMS
CAD/UCB/US
WMO/SUB/SD
WHO/SWB/SD
WMO/WTB/TTS
OPPI/EAS/PS
OPPI/EAS/ES
CAD/WC8/CS
CAD/LDRB/RDS
OPMS/RMS
WHO /DO
'OPPI/IMS
PSPO/SPB/OAS
PSPO/SPB/OAS
PSPO/SPB/OAS
PSPO/SPB/IS
PSPO/SPB/OAS
WMO/SUB/SD
PSPD/SPB/OAS
OPPI/IMS/PSS
OPPI/EAS/PS
PSPD/SPB
PSPO/SPB/OAS
OPPI/EAS/ES
WMO/SWB/SO
PHONE
382-4802
382-7392
382-4895
382-4495
382-4496
382-2791
382-2791
475-6775
382-6715
382-4653
382-7919
382-4697
382-2215
382-2231
382-2231
382-2227
382-2231
382-4687
382-2215
382-2220
382-3410
382-2221
382-2222
382-2791
382-4489

-------
06/26/87
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID UASTE
  PERSONNEL DIRECTORY SYSTEM
FUNCTION
Subtitle 0 Criteria Options

Subtitle D Facility Design (e.g.. Liners)

Subtitle 0 Facility Surveys/Case Studies

Subtitle D Groonduater Monitoring

Subtitle D Landfill Gas/Air Emissions

Subtitle'D° Leachate Characteristics

Subtitle D Location Standards

Subtitle D Location Standards

Subtitle D Public Participation

Subtitle D RIA

Subtitle D Research

Subtitle 0 Risk Analysis

Subtitle D Study--Phase I Report

Subtitle D Waste Characteristics

Subtitle D--Groundwater Monitoring

Subtitle D--Information Requests

Surface Impoundment Design

Surface Impoundment Freeboard Control

Surface Impoundment Retrofitting

Surface Impoundment Retrofitting Waiver Rqsts

Surface Impoundments

Surface Impoundments/Leak Detection

Surface Water Modeling

TCLP Support

TF-1/TF-2
NAME
Pittman, Jim
Gesuein, Allen
Geswein, Allen
Pittman, Jim
Geswein, Allen
Heaney, Susan
Dorian, Gerri
Pittman, Jim
Maples, Allen
Burke, Ron
Dorian, Gerri
Per la, Donna
Dorian, Gerri
Heaney, Susan
Hansen, Janette
Maples, Allen
Skahn, Kenneth
Aviles, Ana
Wolfe, Alexander L.
Eberly, David
Cassidy, Paul
DeRieux, Ualt
Vocke, William
Hansen, Gail
LeBleu-Bisuas, Wanda
DIVISION/BRANCH/SECTION
UMD/SU8/SO
WMO/SU8/SO
WMO/SWB/SO
WMO/SWB/SO
WMO/SWB/SD
WMO/SWB/SD
WMO/SWB/SD
WHD/SWB/SD
WMO/SWB/SD
OPPI/EAS/ES
WMO/SWB/SD
OPPI/EAS/ES
WMO/SWB/SO
WMO/SWB/SD
WMD/SWB/SD
WMO/SWB/SO
WMO/LDB/DTS
UMD/LDB/DTS
PSPD/SPB/IS
PSPD/AB/LDPS
UMO/LDB/TGS
WMD/WTB/TTS
CAD/LDRB/AMS
CAD/TAB/MS
CAD/WCB/LS
PHONE
382-4495
382-4687
382-4687
382-4495
382-4687
382-4895
382-4688
382-4495
382-4683
382-2791
382-4688
382-2791
382-4688
382-4895
382-4659
382-4683
382-4684
382-2349
382-2227
382-4691
382-4682
382-4496
382-7460
475-6722
382-7392

-------
06/26/87



FUNCTION
TSCA Section 4 Test for OSU Information

TSDR Survey

Tank Analysis

Tank Redefinition

Tank Storage/Treatment

Tech Support Contract

Technical Assistance on Corrective Action

Technical Resource Documents

Telephone Requests

Test Method Development

Third Party Liability

Timecards

Timecards

Toxicity Data Base

Toxicity Testing

Toxicity Testing

Toxicology

Toxicology, Risk Assessment

Track Status  of all Delisting Rules

Transporter  Issues

Travel  Policies

TreatabiIity/Variance Guidance

Treatment  Exclusions

UDHH

UIC/POTU Corrective Action
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM-

     NAME
     Rubenstein, Reva

     Craig, Jim

     Tarn, Betsy

     Horner, Irene

     Oszman, Chester

     Pappajohn, Ernest

     Hansen, Janette

     Cassidy, Paul

     Jarrell, Deborah

     Friedman, David

     Lago, Carlos

     Chappell, Brenda

     Deskins, Nolean

     Ratcliff, Lisa

     Ratcliff, Lisa

     Rubenstein, Reva

     Ratcliff, Lisa

     Rubenstein, Reva

     OeRose,  Lori

     Barley,  Carolyn K.

     Botelho,  Glennis

     Kidwell,  Mitch

     Horner,  Irene

     Jenkins,  Cate

     Fagan, Dave
DIVISION/BRANCH/SECTION
"CAD/TAB/HAS
OPPI/EAS/PS
OPPI/EAS/PS
UHD/UTB
PSPD/AB/ISPS
PSPO/AB/ISPS
WMO/SU8/SD
UMO/LD8/TGS
OPMS/RMS
CAD/TAB/MS
PSPO/PB/CFRS
OPMS/00
OPMS/RMS
CAD/TAB/HAS
CAD/TAB/HAS
CAD/TAB/HAS
CAO/TAB/HAS
CAO/TA8/HAS
PSPO/AB/VS
CAD/UC3/RS
OPMS/RMS
CAD/LDRB/RDS
WMO/UTB
CAO/UCB/LS
PSPD/PB/CAS
PHONE
382-5219
382-3410
382-2791
382-7932
382-4499
382-4504
382-4659.
382-4682
382-2073
382-4797
382-4780
382-4646
475-8937
382-4781
382-4781
382-5219
382-4781
382-5219
382-5096
382-2217
382-4653
382-4805
382-7932
382-4786
382-4740

-------
06/26/87



FUNCTION
UST State Authorization Work Group

Used Oil

Variance Petitioner's Guidance Manual

Variances

Waste Characteristics Data Base

Waste Characterization

Waste Classification

Waste Identification/Coding

Waste Minimization Activities

Waste Oils

Waste Permit Program Guidance Documents

Waste Piles/Leak Detection

Waste-As-Fuels

Waste-End Tax

Waste-as-Fuel RIA
ENVIRONMENTAL PROTECTION AGENCY
    OFFICE OF SOLID WASTE
  PERSONNEL DIRECTORY SYSTEM

     NAME
     Absher, Susan M.

     Abrams, Ed

     Davies, Lauris

     Shuster, Kenneth

     Burns, Mike

     Scarberry, Robert

     Topping, David

     Rosengrant, Larry

     Eby, Elaine

     Moore, Robert

     Pappajohn, Ernest

     OeRieux, Walt

     Walker, Karen

     Northridge, Mike

     Burke, Ron
Waste-as-Fuels (Boilers/Industrial Furnaces)    Hlustick, Dwight
Wastewater Treatment Exclusion

Weekly Activity Report

Weekly Activity Report

Wet Model

Wetlands

Wood Preserving

Workplan Tracking System

Workplan Tracking System
     Horner, Irene

     Brown, Bob

     Schmitz, Katie

     Fortune, William

     Dorian, Gerri

     Jenkins, Cate

     Smith, Catherine

     Stieber, Jane C.
DIVISION/BRANCH/SECTION
PSPD/SPB/OAS
CAD/WC8/RS
WMO/LD8/TGS
PSPD/DO
OPPI/IMS/PSS
CAD/WCB/LS
CAD/LORB/AHS
OPPI/PAS
WMO/WT8/TTS
WMD/WTB/CSS
PSPO/A8/ISPS
WMO/WTB/TTS
WMO/WTB/CS
OPPI/PAS
OPPI/EAS/ES
WMO/WT8/CS
WMO/WTB
OPMS/RMS
WMO/LD8/TGS
CAO/LORB/RDS
WMO/SWB/SD
CAO/WC8/LS
OPMS/RMS
PSPO/SPB/OAS
PHONE
382-2215
382-4787
382-4654
382-2210
475-9392
382-4769
382-4690
382-7931
382-7930
382-3488
382-4504
382-4496
475-6128
382-4790
382-2791
382-7935
382-7932
382-2074
382-4658
382-6715
382-4688
382-4786
382-4676
382-2226

-------

-------
         A-7

OFFICE OF EMERGENCY AND
   REMEDIAL RESPONSE

 • ORGANIZATION CHART

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         A-8
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    STORAGETANKS
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         A-9
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PROGRAMS ENFORCEMENT
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-------
       A-10




PREPAREDNESS STAFF




   • ORGANIZATION CHART

-------

-------
                   Preparedness Staff
                        OSWER
                      Prepardness Staff
                          (Makris)
 Preparedness
     (Speights)
    Prevention
       (Davies)
• CEPP and Title Ill-
 Emergency Planning
• NRT/RRTs
• Canada/Mexico JRTs
• Other Preparedness
• ARIP
• Inspections
• Title lll-CRTK, Emergency
 Notification
• Emergency Systems Review
• International Prevention
 Activities

-------

-------
     A-11




PROGRAM FLIER

-------

-------
                                                                      '-n tea States
                                                                      £nvronrren:a' p'0tec; o
                                                                      vVasn ngtor DC 20^60
 EPA Regional Offices

 EPA Region 1
 JFK Federal Building
 Boston MA 02203
 (617)223-72 TO
 Connecticut. Massachusetts.
 Mame, New Hamosnire.
 Rhode Island Vermont

 EPA Region 2
 26 Feae'ai P'aza
 New YO'K NY 10278
 (2121 264-2525

 New Jersey. New York
 Puerto Sico. Virgin islands

 EPA Region 3
 841  Chestnut Building
 Phiiadeionia. PA 19107
 1215)597-9800
 Delaware  Maryland.
 Pennsylvania Virginia. West
 Virginia. District  of Coiumoia

 EPA Region 4
 345 Courtiand Street NE
 Atlanta GA 30365
 (404) 347-3454
 Aiaoarra Florida. Georgia.
 Kentucky.  MisSiSSiOOL
 Norm Carolina South
 Caronna Tennessee

 EPA Region 9
 230 South Dearoorn Street
 Chicago H 60604
 '312)353-2000
 Illinois. Indiana Michigan
Minnesota Ohio. Wisconsin
EPA Region 6
1201 £im Street
Dallas TX 75270
1274) 767-2600
Arkansas  Louisiana New
Mexico Okianorra
Texas

EPA Region 7
726 Minnesota Avenue
Kansas C ty 
-------

-------
 What does the RCRA
 Ombudsman do?

 The RCRA Ombudsman is:

 •  an objective problem solver u-ith access
 to information and senior  management.

 •  able to assist citizens and the regulated
 community in  obtaining information
 concerning any program or requirement
 under the hazardous waste management
 law (RCRA).

 Who can use the RCRA
 Ombudsman service?

 •  The general public

 •  The regulated community
 •  Citizen groups

 •  Other groups interested ;n information
 about the RCRA program

 What can the RCRA Ombudsman
 do for you?

 •  Provide a single point of contact where
 any person can take a grievance and
 receive an objective review.

• Assist with complaints and requests.

• Provide assistance to the public at large
by closing gaps in information available
 to  the public and regulated community.
When do you use
the RCRA Ombudsman?

• To request assistance in acquiring
information about the RCRA program
• To report a concern or  problem

• To learn more about the RCRA
Ombudsman Program

Grievances or concerns may be made in
person or by letter

Communication with the  RCRA
Ombudsman will be kept confidential
upon request.

Contact:

The Office of Ombudsman
U.S. Environmental Protection Agency
Office of Solid  Waste and Emergency
Response' 401  M Street. SW (WH-562A)
Washington, D.C. 20460

General information on the RCRA
Ombudsman Program may be obtained
by calling the EPA's toll free RCRA
Hotline, 1 800 424 9346
fin Washington. DC. 382  3000)

-------
      A-12




PROGRAM BROCHURE

-------

-------
   HAZARDOUS WASTE
                         SMAN
                 SEPA
                                                                         JJ
U.S. Environmental Protection Agency
Office of Solid Waste and Emergency Response
                      September 1987
HAZARDOUS WASTE OMBUDSMAN

The purpose of this brochure is to provide
basic background information on, and the
philosophy  for,  the Ombudsman program
established under the Resource Conser-
vation and Recovery Act (RCRA).  This
brochure is not intended to cover every
aspect of the  Ombudsman program; it is
designed more as an orientation  to the
program for those both in and outside EPA.
Ombudsman: an impartial public official
who investigates complaints about govern-
ment officials or administrative actions and
seeks to correct problems where war-
ranted. The idea originated in Sweden,
but it has gained popularity in large organi-
zations, including major corporations,
newspapers, universities, and government,
because of the increasing complexities in
administration and the need for impartial
and informal handling of complaints.
BACKGROUND
The hazardous waste management program established  under RCRA is the most complex
regulatory program developed by EPA.  This fact has posed considerable difficulty for the
general public and the regulated community and, as a result, has generated numerous prob-
lems and complaints. EPA has been hampered in its ability to handle complaints from the
public and regulated community by not having a single office whose essential purpose is to
assist citizens and the regulated community in resolving  problems concerning any program
or requirement under the  hazardous waste law.  Recognizing this important  need,  EPA
established the Office of Ombudsman at Headquarters and in each Regional Office.
OMBUDSMAN P
STEP1 ^
11 I W

ROC
F
?S
;>

0
M
R B
C u
R 0
A 3
M
A
N

SRAM FUNCTION

^ RCRA/CERCU

^t | 	 |





                                        While EPA is always striving to reduce the
                                        number of complaints  it  receives, a small
                                        percentage of the general  public and the
                                        regulated  community continue to have diffi-
                                        culty  in  resolving  problems  concerning
                                        EPA's hazardous waste management pro-
                                        grams. The  objective  of the Ombudsman
                                        program is to ensure that the general public
                                        is provided assistance with such complaints
                                        or problems.

                                        The  Ombudsman  program  is intended to
                                        assist those citizens and members of the
                                        regulated   community  who  have  been

-------
                                   Many requests for assistance are routine
                                   information requests and should be han-
                                   dled by the following existing programs:

                                     •  RCRA/CERCLA Hotline
                                     •  RCRA Permitting Public
                                        Involvement Program
                                     •  Superfund Community Relations
                                        Program
                                     •  Office of Public Affairs
                                     •  Small Business Ombudsman
                                        Hotline
                                     •  Regional Small Business
                                        Liaisons
                                     •  Other ongoing communica-
                                        tions/outreach programs.

                                   Requests that are more complicated or
                                   reflect concerns about the way the regu-
                                   lations or programs have dealt or failed to
                                   deal with a particular situation or problem
                                   are to be handled by the Ombudsman.
unable  to   voice  a   complaint  or  get
their  problems  resolved  through  normal
channels.  The Ombudsman program is not
intended to circumvent existing channels of
management   authority  or   established
administrative  and  formal  avenues  of
appeal.

Many citizens and members of the regu-
lated community either do not know how to
get information  or feel frustrated in  their
attempts-to cope  with the complexities of
the  hazardous  waste programs.    The
Ombudsman program  is  designed to cut
through  normal bureaucratic red  tape in
meeting these needs.

One point that needs to be emphasized is
that the Ombudsman lacks the legal author-
ity to  reverse or modify any program  deci-
sions  or actions, either those already taken
or those  that may be  taken in the future.
However,  based   on   sound  information
gained through contact  with the public, the
Ombudsman may, on occasion, effect pro-
gram  adjustments in   resolving  particular
problems.

In order to be effective, the Ombudsman must develop the confidence of the citizens, the regu-
lated  community,  and  the  RCRA  program managers.   Impartiality  is essential to  the
effectiveness of the Office of the Ombudsman.   Fair and responsible assessments of com-
plaints brought to  the attention of the  Ombudsman are critical.  The Office of Ombudsman
must  exhibit total objectivity in order to resolve differences between citizens, the regulated
community, and EPA.

The object is for all parties to believe that careful consideration has been given to all aspects
of the complaint or problem.  This could require program managers to consider revision of
programs  or policies when this  will  better serve  the  needs of the public  or regulated
community.
                                   ~~       It  is  important  to emphasize  that  the
                                           Ombudsman will not be an "advocate" for
                                           the Agency or the public. He or she is not a
                                           substitute  for  normal  appeals  processes.
                                           The Ombudsman must function as a supple-
                                           ment to existing institutions in the RCRA pro-
                                           gram --  not a  replacement.  The Ombuds-
                                           man and the program managers are both
                                           seeking  the same end -- to improve  imple-
                                           mentation  of the complex requirements of
                                           hazardous waste legislation.
AN OMBUDSMAN IS:

      Knowledgeable

      Independent

      Impartial

-------
THE ROLE OF THE
OMBUDSMAN
The Ombudsman's job is a people-oriented
job. Therefore, the more we like and under-
stand people, the more we will like and be
successful in our job.

People are alike in only  a few ways.  Peo-
ple need to feel secure, have a sense of
belonging,  experience success, be loved,
have  a feeling  of  achievement, and  have
self-esteem. In  these ways, we are like the
administrators,  the  waste   management
directors,  the program  managers,  general
public, and  individuals  from the regulated
community whom we will meet and  work
with.  Beyond these basic needs,  all of us
are different.
   THE OMBUDSMAN
   Responds to All Constituencies
    REGULATED
    COMMUNITY
  CONGRESS
GENERAL
PUBLIC
     ENVIRONMENTAL
     GROUPS
PROGRAM
What are some of the differences that we may expect? First of all, remember we are all part
of the general public in one way or another. While we like to think of ourselves as rational
human beings, our behavior may frequently be guided by our feelings rather than reason.
We take advice when it is  offered in friendship but reject the same advice if it is offered  by
someone who "rubs us the wrong way."  Certain behaviors in others can  cause  us to resist
their ideas and suggestions even though their ideas and suggestions are very.good and the
behaviors that turn us off are irrelevant.

Since the Ombudsman will  often want to be a catalyst for change, it is well to remember that
logic alone will not be  enough. Feelings cannot be willed. In other words,  no one can dis-
miss anger on self-command or request by another person.  In spite of this, we can learn to
guide our behavior.  This will help to make our job more acceptable to others when we deal
with sensitive situations and  those who do openly express their hostility.
 Four tips for handling complaints:

 1.     Focus on the issue, not the person.

 2.     Try to define issues in terms of envi-
       ronmental results.

 3.     Do not place persons in a win-lose
       situation.

 4.     Promote discussions that enhance
       the building of relationships rather
       than conflicts.
Our  carefulness  in  stating  complaints will
greatly facilitate a successful outcome.  We
are  likely  to  cause  defensiveness  and
reduce our opportunity for a successfu' out-
come if we accuse, criticize, blame or dem-
onstrate superiority or certainty.

We are likely to  develop cooperative rela-
tionships  and increase the number of suc-
cessful outcomes if we are supportive of all
parties concerned, describe facts, approach
the problem with  a problem-solving orienta-
tion,  and exhibit  fairness.   Sensitivity  and
attention  to uncomfortable  feelings  of all
parties concerned will free us from some of
the blocks to problem resolution.

-------
We will sometimes be involved in what are
called conflict situations. It will be helpful to
know  some  research findings about these
kinds  of circumstances.  Conflict has been
defined in terms of incompatible goals and
different values, but such  differences are
frequently perceived rather than real.  If the
parties involved can find a common  ground,
e.g., resolving the issue is in their mutual
interest, conflict can be set aside and the
problem solving process can begin.

The most important way of accomplishing
this is to depersonalize the  situation.  In
other  words, situations  must  be  described
in  such  a way that the other party is not
threatened or judged negatively as a per-
son.  This  will increase the likelihood of
cooperation and participation of others.
                                     Confrontation  and   ignorance   are   the
                                     enemies of good  environmental  protection.
                                     Whenever possible,  EPA should make use
                                     of negotiation among all affected parties to
                                     find acceptable solutions, and should con-
                                     sult widely and tap into the knowledge and
                                     insights of the public.

                                     The Ombudsman's major task is to handle
                                     complaints from citizens and the regulated
                                     community,  and  in  so  doing  obtain facts,
                                     sort information,  and substantiate policy in
                                     order to remedy problems.   This task will
                                     involve  possessing  a range   of   com-
                                     munication   skills,   including  interviewing,
                                     listening, and writing skills.  Many of these
                                     skills the Ombudsman will already possess,
                                     others will be finely  tuned by experience in
                                     the job of Ombudsman.
 Region
III

IV

V
Rick Leighton    617-223-1461

Tom O'Keefe    212-264-2980

Charles Howard 215-597-0982

Frank Redmond 404-347-3776
Kenneth
Westlake
312-353-5821
                                           OFFICE OF OMBUDSMAN
                                           EPA Headquarters
                                           Bob Knox   202-475-9361
Region

VI    RenaMcClurg   214-655-6760

VII   JackCoakley    913-236-2852

VIII   Charles Stevens 303-293-1694

IX    William Wilson   415-974-8915

X     David Teeter     206-442-2871

-------
         A-13




FEDERAL REGISTER NOTICE

-------
                  Federal Regular / Vol. 51. No. 226 / Monday. November 24. 1986 / Notice*
                                                                      42297
(OMB) has exempted this>actiaa from
the requirement* of sectfons 3 and 7 of
Executive Order 12291.
  Under section 307fb)(fl of the Clean
Air Act (Act), EPA has determined that
this decision is a final Agency action of
nationwide scope and effect.
Accordingly, judicial review of this
action is available only by filing a
petition for review in the United States
Court of Appeals for the District of
Columbia  Circuit on or before January
23,1987. Under section 307(b)(2) of the
Act, this final action and the basis for it
may not be challenged later in civil or
criminal proceedings brought by EPA to
enforce this action.
  Under the Regulatory Flexibility Act, 5
U.S.C. 601 et seq., EPA is required to
determine whether a regulation will
have a significant effect  on a substantial
number of small entities so as to require
a regulatory flexibility analysis. The
denial of this NOx waiver application
directly affects only HICS. Hence,
pursuant to 5 U.S.C. 605(b), I hereby
certify that these rules will not have a
significant economic impact on a
substantial number of small entities.
  Dated: November 17,1986.
Le« M. Thomas,
Administrator.
[FR Doc. 86-26420 Filed 11-21-86; &4S am}
SHJJMO. COM MM M IS


[FRL-3t17-7]

Establishment of th* Office of
Ombudsman

AGENCY: Environmental Protection
Agency.
ACTON: Notice of the establishment of
the Office of Ombudsman.

SUMMARY: This action announces the
establishment of the Office of
Ombudsman under the Hazardous and
Solid Waste Amendments, of 1984
(HSWA). It is the function of the Office
of Ombudsman to receive individual
complaints, grievances and problems
submitted by any person with  respect to
any program or requirement under the
Resource Conservation and Recovery
Act (RCRA). The establishment of the
Office of Ombudsman shall not affect
any procedures for grievances, appeals.
or administrative matters in any other
provision of law, or any Federal
regulation. The objective of the RCRA
Ombudsman program is  to ensure that
the general public is provided  assistance
with complaints or problems. The RCRA
Ombudsman should not be used
routinely, but rather as a last resort.
  Request for general information on the
RCRA Programs may be obtained by
calling the RCRA Hotline toll free (800)
424-9364. or in Washington, DC by
calling 382-3000.
ADDRESSES: To submit a complaint,
grievance or problem contact the RCRA
Ombudsman in EPA headquarters in
Washington or in one of the regional
offices:
Robert). Knox. Director, Office of
  Ombudsman, U.S. Environmental
  Protection Agency, Office of Solid
  Waste and Emergency, Response
  (WH-562A), 401 M Street SW..
  Washington. DC 20460, (202) 475-9361.

EPA Region t
Paul Ciriello. JFK Federal Building, Boston.
  MA 02203. Connecticut. Massachusetts,
  Maine. New Hampshire, Rhode Island.
  Vermont

EPA Region 2
RCRA Ombudsman. 28 Federal Plaza. New
  York. NY 10278. (212) 284-2515. New Jersey,
  New York. Puerto Rico, Virgin Island*

EPA Region 3
Charles Howard. 841 Chestnut Street.
  Philadelphia. PA 19107. (215) 597-0962.
  Delaware.  Maryland, Pennsylvania.
  Virginia. West Virginia. District of
  Columbia

EPA Region 4
Dean Norris, 345 Courtland Street. NE,
  Atlanta. GA 30385. (404) 881-4727,
  Alabama. Florida. Georgia. Kentucky.
  Mississippi. North Carolina. Sovth
  Carolina, Tennessee

EPA Region 5
Kenneth Westlake. 230 South Dearborn
  Street Chicage IL 80804, (312) 353-6821,
  Illinois. Indiana, Michigan. Minnesota,
  Ohio, Wisconsin

EPA Region 0
Holly Anderson. 1201 Elm Street Dallas, TX
  75270. (214) 767-0178. Arkansas, Lousiana,
  New Mexico, Oklahoma. Ttxaa
EPA Region 7
lack Coakley, 728 Minnesota Avenue, Kansas
  City. KS 66101. (913) 236-2852. Iowa.
  Kansas. Missouri. Nebraska

EPA Region 8
Charles Stevens. One Denver Place. 99918th
  Street. Suite 130ft Denver. CO 80202-2413,
  (303) 293-1694. Colorado. Montana. North
  Dakota. South Dakota. Utah. Wyoming

EPA Region 9
William D. Wilson. 215 Fremont Street San
  Francisco. CA 94105. (415) 974-8391.
  Arizona. California. Hawaii. Nevada,
  American Samoa. Guam. Trust Territories
  of the Pacific

EPA Region 10
David Teeter. 1200 Sixth Avenue. Seattle
  WA 98101  (206) 442-2871. Alaska, Idaho,
  Oregon. Washington.
FOR FURTHER INFORMATION CONTACT:
Robert J. Knox. Director, Office of
Ombudsman, U.S. Environmental
Protection Agency, Office of Solid
Waste and Emergency Response (WH-
562A). 401M Street, SW., Washington,
DC 20460, (202) 475-9361.
  Dated: November 18,1986.
J.W. McGraw,
Acting Assistant Administrator, Solid Waste
and Emergency Response.
[FR Doc. 86-26423 Filed 11-21-66: 8:45 am]
BHJJNa COOC SSSO-SO-M
[Docket No. ECAO-HA-44-3; FRL-3117-31

Draft Health Assessment Document
for Phosgene

AGENCY: Environmental Protection
Agency.
ACTION: Availability of first external
review draft.

SUMMAMY: This notice announces the
availability of the first external review
draft of a Health Assessment Document
for Phosgene.
DATES: The Agency will make the>
document available for public review
and comment on or about December 1.
1986. Comments must be postmarked by
January 30,1987.
ADDRESSES: To obtain a copy of the
document interested parties should
contact the ORD Publications Center,
CERI-FRN. U.S. Environmental
Protection Agency, 20 West St. Clair
Street Cincinnati, OH 45268, (513) 569-
7562 or FTS/684-756Z and request the
first  external review draft of the Health
Assessment Document for Phosgene.
Please provide your name, mailing
address, and the EPA document number,
EPA/600/8-86/022A.
  The draft document will also be
available for public inspection and
copying at the EPA library. EPA
headquarters. Waterside Mall 401 M
Street SW.. Washington, DC.
  Comments on the draft should be sent
to the Project Manager for Phosgene.
U.S.  Environmental Protection Agency.
Environmental Criteria and Assessment
Office. MD-52. Research Triangle Park.
NC 27711.
FOR  FURTHER INFORMATION CONTACT:
Ms. Diane Ray, U.S. Environmental
Protection Agency, Environmental
Criteria and Assessment Office. MD-52,
Research Triangle Park. NC 27711, (919)
541-3637 or FTS/62ft-3837.
SUPPLEMENTARY INFORMATION: In March
1985. Office of Air Quality Planning and
Standards (OAQPS) requested that the
Environmental Criteria and Assessment
Office (ECAO), Office of Health and
Environmental Assessment (OHEA),
prepare a health assessment document

-------
   HAZARDOUS  WASTE
                             MAN
                                                   SEPA
U.S. Environmental Protection Agency
Office of Solid Waste and Emergency Response
                                                        September 1987
HAZARDOUS WASTE OMBUDSMAN

The purpose of this brochure is to provide
basic background information on, and the
philosophy for, the  Ombudsman program
established under  the  Resource Conser-
vation and Recovery Act (RCRA).   This
brochure  is not intended to cover  every
aspect of the  Ombudsman  program; it is
designed  more as  an  orientation  to  the
program for those both in and outside EPA.
                                  Ombudsman: an impartial public official
                                  who investigates complaints about govern-
                                  ment officials or administrative actions and
                                  seeks to correct problems where war-
                                  ranted. The idea originated in Sweden,
                                  but it has gained popularity in large organi-
                                  zations, including major corporations,
                                  newspapers, universities, and government,
                                  because of the increasing complexities in
                                  administration and the need for impartial
                                  and informal handling of complaints.
BACKGROUND
The hazardous waste management  program established under RCRA is the  most complex
regulatory program developed by EPA. This fact has posed considerable difficulty for the
general public and the regulated community and, as a result, has generated numerous prob-
lems and complaints. EPA has been  hampered in its ability to handle complaints from the
public and regulated community by not having a single office whose essential purpose is to
assist citizens and the regulated community in resolving problems concerning any program
or requirement under the hazardous  waste  law.   Recognizing this important  need, EPA
established the Office of Ombudsman at Headquarters and in each Regional Office.
OMBUDSMAN PROGRAM FUNCTION
                                         While EPA is always striving to reduce the
                                         number of complaints it receives,  a small
                                         percentage of the general  public and the
                                         regulated community continue to have diffi-
                                         culty  in  resolving  problems  concerning
                                         EPA's  hazardous waste management pro-
                                         grams.  The  objective of the Ombudsman
                                         program is to  ensure that the general public
                                         is provided assistance with such complaints
                                         or problems.

                                         The Ombudsman  program  is intended to
                                         assist those citizens and members of the
                                         regulated   community  who  have  been

-------
                                  Many requests for assistance are routine
                                  information requests and should be han-
                                  dled by the following existing programs:

                                     •  RCRA/CERCLA Hotline
                                     •  RCRA Permitting Public
                                        Involvement Program
                                     •  Superfund Community Relations
                                        Program
                                     •  Office of Public Affairs
                                     •  Small Business Ombudsman
                                        Hotline
                                     •  Regional Small Business
                                        Liaisons
                                     •  Other ongoing communica-
                                        tions/outreach programs.

                                  Requests that are more complicated or
                                  reflect concerns about the way the regu-
                                  lations or programs have dealt or failed to
                                  deal with a particular situation or problem
                                  are to be handled by the Ombudsman.
unable  to   voice  a  complaint  or  get
their  problems resolved through  normal
channels.  The Ombudsman program is not
intended to circumvent existing channels of
management   authority  or   established
administrative  and   formal  avenues  of
appeal.

Many citizens  and members of the regu-
lated community either do not know how to
get information or feel  frustrated in  their
attempts to cope  with the complexities of
the  hazardous waste  programs.    The
Ombudsman program is designed to cut
through  normal bureaucratic red  tape in
meeting these needs.

One point  that needs to be emphasized is
that the Ombudsman lacks the legal author-
ity to reverse or modify any program deci-
sions or actions, either those already taken
or those that may be taken in the future.
However,  based  on  sound  information
gained through contact with the public, the
Ombudsman may, on occasion, effect pro-
gram adjustments in  resolving  particular
problems.

In order to be effective, the Ombudsman must develop the confidence of the citizens, the regu-
lated  community,, and  the  RCRA  program managers.   Impartiality  is essential to the
effectiveness of the Office of the Ombudsman.  Fair and responsible assessments of com-
plaints brought to  the attention of the  Ombudsman are critical.  The Office of Ombudsman
must  exhibit total  objectivity in order to resolve  differences between citizens, the regulated
community, and EPA.

The object is for all parties to believe that careful consideration has been given to all aspects
of the complaint or problem. This could require program managers to consider revision of
programs  or  policies when this  will  better serve  the  needs  of the public  or regulated
community.
                                            It  is  important  to emphasize  that  the
                                           Ombudsman will not be an "advocate" for
                                           the Agency or the public. He or she is not a
                                           substitute  for  normal  appeals  processes.
                                           The Ombudsman must function as a supple-
                                            ment to existing institutions in the RCRA pro-
                                           gram -  not a  replacement.  The Ombuds-
                                           man and the program managers are both
                                           seeking  the same end -- to improve  imple-
                                           mentation  of the complex requirements of
AN OMBUDSMAN IS:

      Knowledgeable

      Independent

      Impartial

-------
THE ROLE OF THE
OMBUDSMAN
The Ombudsman's job is a people-oriented
job. Therefore, the more we like and under-
stand people, the more we will like and be
successful in our job.

People are alike in only  a few ways.  Peo-
ple need to feel secure, have a sense of
belonging,  experience success, be loved,
have  a feeling  of  achievement, and  have
self-esteem. In these ways, we are like the
administrators,  the  waste   management
directors,  the program  managers,  general
public, and  individuals  from  the  regulated
community whom we will meet and  work
with.  Beyond these basic needs,  all of us
are different.
   THE OMBUDSMAN
   Responds to All Constituencies
    REGULATED
    COMMUNITY
  CONGRESS
GENERAL
PUBLIC
     ENVIRONMENTAL
     GROUPS
PROGRAM
What are some of the differences that we may expect?  First of all, remember we are all part
of the general public in one way or another. While we like to think of ourselves as rational
human beings, our behavior may frequently be guided by our. feelings rather than reason.
We take advice when it is offered in friendship but reject the same advice if it is offered by
someone who "rubs us the wrong way."  Certain behaviors in others can  cause us to resist
their ideas and suggestions  even though their ideas and suggestions are very .good and the
behaviors that turn us off are irrelevant.

Since the Ombudsman will often want to be a catalyst for change, it is well to remember that
logic alone will not be  enough.  Feelings cannot be willed. In other words,  no one can dis-
miss anger on self-command or request by another person.  In spite of this, we can learn to
guide our behavior. This will help to make our job more acceptable to others when we deal
with sensitive situations and those who do openly express their hostility.
 Four tips for handling complaints:

 1.     Focus on the issue, not the person.

 2.     Try to define issues in terms of envi-
       ronmental results.

 3.    . Do not place persons in a win-lose
       situation.

 4.     Promote discussions that enhance
       the building of relationships rather
       than conflicts.
Our  carefulness  in  stating  complaints will
greatly facilitate a successful outcome.  We
are  likely  to  cause  defensiveness  and
reduce our opportunity for a successful out-
come if we accuse, criticize, blame or dem-
onstrate superiority or certainty.

We are likely to  develop cooperative rela-
tionships  and increase the number of suc-
cessful outcomes if we are supportive of all
parties concerned, describe facts, approach
the problem with  a problem-solving orienta-
tion,  and exhibit  fairness.   Sensitivity  and
attention  to uncomfortable  feelings  of all
parties concerned will free us from some of
the blocks to problem resolution.

-------
We will sometimes be involved in what are
called conflict situations.  It will be helpful to
know  some  research findings about these
kinds  of circumstances.  Conflict has been
defined in terms of incompatible  goals and
different values, but such  differences  are
frequently perceived rather than real.  If the
parties involved can find a common ground,
e.g., resolving  the issue is in their mutual
interest, conflict can be set aside and the
problem solving process can begin.

The most important way of accomplishing
this is to depersonalize the  situation.   In
other  words, situations  must be  described
in such a way that  the  other party is not
threatened or judged negatively  as  a per-
son.  This will increase the likelihood of
cooperation and participation of others.
                   Confrontation   and   ignorance   are   the
                   enemies  of good environmental  protection.
                   Whenever possible,  EPA should make use
                   of negotiation among all affected parties to
                   find acceptable solutions,  and should con-
                   sult widely and tap into the knowledge and
                   insights of the public.

                   The Ombudsman's major task is to handle
                   complaints from citizens and the regulated
                   community, and in  so  doing  obtain facts,
                   sort information, and substantiate policy in
                   order to  remedy problems.   This task will
                   involve   possessing  a range   of   com-
                   munication   skills,   including  interviewing,
                   listening, and writing skills.  Many of these
                   skills the Ombudsman will already possess,
                   others will be finely  tuned by experience in
                   the job of Ombudsman.
 Region

 I     Rick Leighton     617-223-1461

 II     TomO'Keefe     212-264-2980

 III    Charles Howard  215-597-0982

 IV    Frank Redmond  404-347-3776
      Kenneth
      Westlake
312-353-5821
                                           OFFICE OF OMBUDSMAN
                                           EPA Headquarters
                                           Bob Knox    202-475-9361
Region

VI    Rena McClurg   214-655-6760

VII   JackCoakley    913-236-2852

VIII   Charles Stevens 303-293-1694

IX    William Wilson   415-974-8915

X     David Teeter     206-442-2871

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         A-13




FEDERAL REGISTER NOTICE

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                  Federal. Register  /  Vol. 51. No. 226  /  Monday, November 24.  198ft / Notice*
                                                                      42297
(OMB) has exempted thi%actiaa from
the requirement* of sectfons 3 and 7 of
Executive Order 12291.
  Under section 307fb)f!] of the Clean
Air Act (Act), EPA has determined that
this decision is a final Agency action of
nationwide scope and effect.
Accordingly, judicial review of this
action is available only by filing a
petition for review in the United States
Court of Appeals for the District of
Columbia Circuit on or before January
23.1987. Under section 307(b)(2) of the
Act. this final action and the basis for it
may not be challenged later in civil or
criminal proceedings brought by EPA to
enforce this action.
  Under the Regulatory Flexibility Act. 5
U.S.C. 601 et seg., EPA is required to
determine whether a regulation will
have a significant effect on a substantial
number of small entities so as to require
a regulatory flexibility analysis. The
denial of this NOx waiver application
directly affects only HICS. Hence,
pursuant to 5 U.S.C. 605(b). I hereby
certify that these rules will not have a
significant economic impact on a
substantial number of small entities.
  Dated: November 17.1988.
Lee M. Thomas,
Administrator.
[FR Doc. 86-26420 Filed 11-21-86; 6:45 am}
MLUMO COM MM-M-tt


[FRL-3117-7]

Establishment of tb» Office of
Ombudsman

AGENCY: Environmental Protection
Agency.
ACTION: Notice of the establishment of
the Office of Ombudsman.

SUMMARY: This action announces the
establishment of the Office of
Ombudsman under the Hazardous and
Solid Waste Amendments, of 1984
(HSWA). It is the function of the Office
of Ombudsman to receive individual
complaints, grievance*, and problems
submitted by any person with respect to
any program or requirement under the
Resource Conservation and Recovery
Act (RCRA). The establishment of the
Office of Ombudsman shall not affect
any procedures for grievances, appeals.
or administrative matters in any other
provision of law, or any Federal
regulation. The objective of the RCRA
Ombudsman program is  to ensure that
the general public is provided assistance
with complaints or problems. The RCRA
Ombudsman should not be used
routinely, but rather as a last resort.
  Request for general information on the
RCRA Programs  may be obtained by
calling the RCRA Hotline, toll free (800)
424-9364. or in Washington, DC by
calling 382-3000.
ADDRESSES: To submit a complaint.
grievance or problem contact the RCRA
Ombudsman in EPA headquarters in
Washington or in one of the regional
offices:
Robert I. Knox Director, Office of
  Ombudsman. U.S. Environmental
  Protection Agency. Office of Solid
  Waste and Emergency, Response
  (WH-582A). 401 M Street SW..
  Washington, DC 20460. (202) 475-9361.

EPA Region I
Paul Ciriello. JFK Federal Building. Boston.
  MA 02203, Connecticut. Massachusetts,
  Maine. New Hampshire, Rhode Island.
  Vermont

EPA Region 2
RCRA Ombudsman. 26 Federal Plaza. New
  York. NY 10278. (212) 264-2515. New Jersey,
  New York. Puerto Rico, Virgin Island*

EPA Region 3
Charles Howard. 841 QiMtnut Street
  Philadelphia. PA 19107. (215) 597-0962.
  Delaware. Maryland Pennsylvania.
  Virginia. West Virginia. District of
  Columbia

EPA Region 4
Dean Norris. 345 Courtland Street, NE.
  Atlanta. GA 30365, (404) 881-4727.
  Alabama, Florida. Georgia. Kentucky,
  Mississippi. North Carolina. Sowth
  Carolina. Tennessee

EPA Region 5
Kenneth Westlake. 230 South Dearborn
  Street. Chicago 0.80804, (312) 363-6621.
  Illinois. Indiana. Michigan, Minnesota.
  Ohio, Wisconsin

EPA Region 9
Holly Andersoa 1201 Elm Street. Dallas. TX
  75270, (214) 767-0178, Arkansas, Lousiana.
  New Mexico, Oklahoma, Texas)

EPA Region 7
lack Coakley, 726 Minnesota Avenue. Kansas
  City. KS 66101. (913) 236-2852. Iowa.
  Kansas* Missouri. Nebraska

EPA Region $
Charles Stevens. One Denver Place.  99918th
  Street. Suite 1300. Denver. CO 80202-2413,
  (303) 293-1684, Colorado. Montana. North
  Dakota. South Dakota. Utah. Wyoming

EPA Region 9
William D. Wilson, 215 Fremont Street. San
  Francisco. CA 94105. (415) 974-6381.
  Arizona. California. Hawaii. Nevada.
  American Samoa. Guam. Trust Territories
  of the Pacific

EPA Region 10
David Teeter. 1200 Sixth Avenue. Seattle.
  WA 98101  (206) 442-2871. Alaska, Idaho.
  Oregon. Washington.
TOM FURTHER INFORMATION CONTACT:
Robert J. Knox, Director, Office of
Ombudsman, U.S. Environmental
Protection Agency, Office of Solid
Waste and Emergency Response (WH-
562A). 401M Street. SW., Washington.
DC 20460, (202) 475-9361.
  Dated: November 18.1986.
J.W. McGraw,
Acting Assistant Administrator. Solid Waste
and Emergency Response.
IFR Doe. 86-26423 Filed 11-21-86; 8:45 am]
MUJMOCOOi «640 M M
[Docket No. ECAO-HA-44-3; FHL-3117-3J

Draft Health Assessment Document
for Phosgene)

AGENCY: Environmental Protection
Agency.
ACTION: Availability of first external
review draft.

SUMMARY: This notice announces the
availability of the first external review
draft of a Health Assessment Document
for Phosgene.
DATES: The Agency will make tfa*
document available for public review
and comment on or about December 1.
1988. Comments must be postmarked by
January 30.1987.
ADDRESSES: To obtain a copy of the
document interested parties should
contact the ORO Publications Center,
CER1-FRN, U.S. Environmental
Protection Agency, 26 West St. Clair
Street Cincinnati. OH 45268, (513) 569-
7562 or FTS/684-7582, and request the
first  external review draft of the Health
Assessment Document for Phosgene.
Please provide your name, mailing
address, and the EPA document number,
EPA/600/8-86/022A.
  The draft document will also be
available for public Inspection and
copying at the EPA library. EPA
headquarters.  Waterside Mall. 401 M
Street SW.. Washington. DC.
  Comments on the draft should be sent
to the Project Manager for Phosgene.
U.S.  Environmental Protection Agency.
Environmental Criteria and Assessment
Office. MD-52. Research Triangle Park.
NC 27711.
FOR  FURTHER INFORMATION CONTACT:
Ms. Diane Ray, U.S. Environmental
Protection Agency, Environmental
Criteria and Assessment Office. MD-52,
Research Triangle Park. NC 27711. (919)
541-3637 or FTS/628-3837.
SUPPLEMENTARY aWORSJATIONt In March
1985. Office of Air Quality Planning and
Standards (OAQPS) requested that the
Environmental Criteria and Assessment
Office (ECAO). Office of Health and
Environmental Assessment (OHEA).
prepare a health assessment document

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