v°/EPA
                                   United States
                                   Environmental Protection
                                   Agency
                                   Industrial Environmental Research
                                   Laboratory
                                   Research Triangle Park NC 2771 1
                                   Research and Development
                                   EPA-600/S2-81-033  Dec 1981
Project  Summary
                                   Applying  for  a  Permit  to
                                   Destroy  PCB  Waste  Oil:
                                   Volumes  I  and  II

                                   S. G. Zelenski, Joanna Hall, and S.  E. Haupt
                                    The complete Project Report, which
                                   is summarized  here, documents the
                                   permitting process followed by the
                                   State of Michigan before allowing a
                                   trial destruction burn  of polychlori-
                                   nated biphenyls (PCBs) at the General
                                   Motors  (GM)  Chevrolet  Bay City
                                   plant. The report is in  two volumes.
                                   Volume  I  includes a chronology of
                                   events and a  matrix  depicting the
                                   interaction of Federal, state, and local
                                   government agencies and GM in the
                                   permitting process. The matrix lists
                                   who requested and who responded to
                                   each need for additional information.
                                   An analysis is given of the significance
                                   of interactions,  including interagency
                                   communications,  private  sector-
                                   public communication, and the flow
                                   and quality of information developed.
                                   Finally, recommendations are made,
                                   based  on this permit  application
                                   process, that might facilitate subse-
                                   quent permit applications for burns of
                                   hazardous materials.
                                    Volume II of the full report contains
                                   the relevant documents summarized
                                   in Volume I.
                                    This Project Summary was develop-
                                   ed by EPA's Industrial Environmental
                                   Research Laboratory,  Research Tri-
                                   angle Park, NC, to announce key find-
                                   ings of the research project that is fully
                                   documented in a separate report of the
                                   same title (see Project Report ordering
                                   information at back).


                                   Introduction
                                    Before the enactment of the  Toxic
                                   Substances Control  Act (TSCA)  in
                                   October 1976, EPA's authority covering
                                   polychlormated  biphenyls (PCBs) was
                                   limited to the regulation of contamina-
                                   ted water from point sources. Under the
                                   Clean Water Act of February 2, 1977,
                                   Section 307 (a) (42FR6532-6556), the
                                   EPA promulgated a rule  banning the
                                   discharge of PCBs into navigable waters
                                   by electrical transformer and capacitor
                                   manufacturers.
                                    On February  17, 1978, (43FR7150-
                                   7164), acting under TSCA, the EPA
                                   promulgated a rule regulating the dis-
                                   posal of PCBs and requiring that special
                                   warning labels be applied to  large
                                   capacitors, transformers, and other PCB
                                   items This Disposal and Marking Rule
                                   covered liquid PCBs as well as other
                                   material and equipment  components
                                   containing or having contained PCBs in
                                   concentrations greater than 500 ppm
                                   This  rule  was  further  clarified by
                                   amendments published on August  2,
                                   1978, (43FR33918)
                                    The Final PCB Ban Rule appeared  in
                                   the Federal Register on May 31,1979,
                                   (44CFR761  31514-31568),  and  took
                                   effect on July 2, 1979  This rule inte-
                                   grates  the  February 17,  1978, PCB
                                   Disposal and Marking  Rule with the
                                   Production  Ban  Rule;  therefore, the
                                   Final Ban Rule provides the total scope
                                   of PCB regulations through July  2,
                                   1979, its effective date  These regula-
                                   tions led to the  accumulation of large
                                   volumes of  PCB-contammated  fluids
                                   while sources attempt to  develop and
                                   use acceptable  means  of disposal as
                                   provided by  Subpart  B of the  PCB
                                   regulations.

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\
        One  source  of  PCB-contaminated
      fluids is the contamination of process
      machinery oils by PCB residuals. PCBs
      had been used previously in cutting oils
      because of their flame retardant proper-
      ties, which provided  greater machine
      operator safety. Because of the tenacity
      of PCBs to surfaces, each time machin-
      ery is flushed with  oil free from PCBs,
      the flushings are contaminated by PCB
      residues in the machinery
        The EPA has established that, if the
      PCB concentration of these fluids is in
      the range of 50 to 500 ppm, the waste
      oil may be destroyed by incineration in
      an industrial boiler The Federal regula-
      tion (40CFR761) stipulates that.

       (1)  The boiler must be rated at least at
           50 million Btu/hour

       (2)  The   PCB-contaminated   waste
           must constitute no more than 10
           percent of the total volume of fuel

       (3)  The waste must not be added to
           the  boiler  during  startup  or
           shutdown

       (4)  Certain combustion and fuel feed
           conditions must  be   monitored
           during the burn.

       (5)  The  regional  EPA administrator
           must be given 30 days notice of
           the proposed burn.

       (6)  The   burn  cannot   take  place
           without the approval of the  EPA
           regional administrator

        The facility at Bay City, Ml, run by the
      Chevrolet  Division  of General Motors
      (GM),  is  presented with  the  problem
      described  above, having  accumulated
      approximately 60,000 gal of hydraulic
      fluids  contaminated with PCBs in the
      concentration range of 50 to 500 ppm.
      This facility has the following basis for
      disposing of its wastes by incineration.

        •  It possesses two boilers in the size
           range required by EPA for inciner-
           ation of waste oil

        •  It possesses  a  large volume of
           PCB-contaminated  oil   in  the
           concentration range allowed by
           EPA  for  industrial  incinerator
           destruction.

        •  It had previously burned PCBs m
           its boilers, and its tests showed
           excellent destruction efficiencies
  •  After being notified by Mr. Potter,
     GM's Vice President for Environ-
     mental  Activity,  EPA  had con-
     tacted GM and asked if they would
     be willing to conduct the test.

  In addition  to  notifying  the  EPA
regional  administrator,  Michigan  air
quality  regulations require that  GM
obtain  a  permit from the  State  Air
Quality Division under Michigan Act No.
438, Rule No 21 This regulation pro-
vides that any source of contamination
to the  air needs a  permit  to operate
Thus, a permit is necessary for any con-
struction,  reconstruction, and  alterna-
tion of any process, fuel burning equip-
ment, or refuse burning equipment that
is a potential source of air  contami-
nants. No specific procedure for obtain-
ing  the  permit  is  out ined  in  the
regulation, and public comment period,
at staff discretion, is used only in signifi-
cant or controversial cases.
  Because of the  regulatory require-
ments,  certain  engineering  and
operating protocols were established by
GM and EPA's contractor, GCA Corpor-
ation, in support of anticipated technical
needs  The Appendix to the full report
describes  the analytical sampling and
analysis  support developed  by  GCA
Corporation   In addition, ihe Appendix
gives the preliminary environmental
analysis, including dispersion modeling
and  relevant  health  and ecological
standards  considered  important  for
evaluating the proposed burn.


Chronicle of Events
  To provide  an understanding of the
path taken by  the permit application
process  to date, a chronology of events
is included in  Volume I of the full report.
Copies of all available documentation of
events  cited  in this  chronology are
presented in Volume II of the full report
  The chronology shows three phases
governing  the incineration disposal of
PCBs at the GM-Bay City plant The first,
or preregulatory phase, was between
1974 and  Fall 1977 when PCBs were
incinerated at the plant without restric-
tions This period occurred before any
GCA involvement
  The second, or regulatory phase, was
initiated by state-applied restrictions on
PCB incineration.  Regulatory  action
was intensified when EPA issued PCB
regulations Duringthisphase,from Fall
1977 to mid-1979, the structure of the
PCB incineration permit and permitting
process was gradually developing as the
control  agencies  gained implementa-
tion experience.
  Failure to supply sufficient data to
meet  Federal  combustion  criteria for
PCB disposal was cited m 1978 by the
DNR as the reason for GM permit appli-
cation denial It was apparent that GM
would  require technical  assistance in
obtaining the incineration permit The
commercial availability of PCB incinera-
tion facilities had become an EPA waste
management goal; thus, in the interest
of that goal, EPA contracted with GCA/
Technology to provide active assistance
to GM  m the permit process. GCA's
initial   involvement  was  to  gather
technical information to support GM's
permit application.
  The third phase was characterized by
the interactions of the press and public
m the already complicated permitting
process. This period was replete with
public hearings, agency  inquiries, GCA
responses,  incineration  disposal  sup-
port/condemnation   statements,  and
decision delays. GCA's role was broad-
ening  as  areas  of  concern expanded
from combustion  details to estimating
human  and  environmental impact of
PCB incineration

Press  Coverage of  Permit       *
Application Process              I
  The   Michigan  press  had  already
influenced   this  permit  application
process because of coverage of the
Peerless Cement  Permit Application, 2
years before. The press had  been the
major source of public  information at
that time, and the emotionalism associ-
ated  with  the  Peerless  permit  had
certainly not dissipated  by  the time of
the GM permit application.
  Public objection was the major prob-
lem the Chevrolet Bay  City Plant en-
countered when applying for this permit
to burn waste oil containing PCBs. As
the  application   process  proceeded,
various public interest groups received
their  information primarily from  the
press and made value judgments based
on this information. The  Bay City Times
and   newspapers  from  neighboring
cities  covered the matter extensively.
The coverage in itself may have influ-
enced  public  opinion,  which,  when
aroused, delayed the permit process


Conclusions and
Recommendations
  Perusal of the events  detailed in the
full report describing the  permit applica-   ,

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tion process can present a confusing
picture. However,  certain conclusions
can be drawn based on the progression
and documentation of events Although
each  permit  application  process  is
unique,  these  conclusions  may  be
representative  of  the  difficulties that
could be  encountered in any  similar
process

  • The   public,  either directly  or
     through elected representatives,
     was not informed of the proposed
     permit  application  during  the
     early planning stages

  • Special interest groups (e g., the
     Michigan Lung Association, the
     Michigan Branch of the American
     Cancer  Association,  and  the
     United Auto Workers) were not in-
     formed of the proposed  permit
     application during early planning
     stages.

  • The GM personnel, to be involved
     in the test resulting from approval
     of the  permit  application, were
     apparently not initially informed
     of the perm it application, but were
     informed  only  when queried  by
     the press

  • The  public has, by legislation, an
     important  influence  on the
     permitting process

  • Previous  incidents  in the  state,
     such as the Peerless Cement Co
     permit application for PCB incin-
     erations and a  PBB  spill, had
     already  formed  much  of  the
     public's  attitude toward  hazard-
     ous waste disposal.

  • GM-Chevrolet  Bay  City did not
     adequately anticipate the public's
     and special interest groups' needs
     for information

  •  Information finally provided to the
     public and special interest groups
     by  nonmedia sources,  such  as
     presentations at public hearings,
     was apparently too  technical

  •  There was apparently a lack  of
     adequate communication  and of
     clearly  delineated  responsibility
     assignments   between  partici-
     pants in  the permit application
     process
  Although these are certainly not the
only conclusions that  may  be  drawn
from the available documentation, they
do represent a composite of a distilla-
tion  of the  documentation,  and  the
problems cited most by participants in
the permitting process during informal
interviews
  If these conclusions accurately reflect
the incidents that occurred as part of the
permitting process,  certain recommen-
dations to facilitate the process in the
future  are

 (1)  Identify all groups that play im-
     portant roles in future permitting
     processes

 (2)  Contact these groups by letter or
     personally

 (3)  Develop a relationship of coopera-
     tion with these groups

 (4)  Determine  the  level  of  support
     required for the proposed action,
     and  determine  the   necessary
     course of  action  based  on that
     level of support

 (5)  If warranted, proceed with formal
     permit applications
   S G. Zelenski, Joanna Hall, andS E. Haupt are with GCA/Technology Division,
     Burlington Road, Bedford, MA 01730.
   David C. Sanchet is the EPA Project Officer (see below) t
   The complete report is in two volumes, entitled "Applying for a Permit to Destroy
     PCB Waste Oil"
       Volume I. Summary (Order No. PB 81-173 346; Cost: $9.5O)
       Volume II. Documentation (Order No. PB 81-234 874, Cost: $17 00)
     will be available only from: (prices subject to change)
           National Technical Information Service
           5285 Port Royal Road
           Springfield, VA 22161
           Telephone 703-487-4650
   The EPA Project Officer can be contacted at:
           Industrial Environmental Research Laboratory
           U.S.  Environmental Protection Agency
           Research Triangle Park, NC 27711
  US GOVERNMENT PRINTING OFFICE 1981  559017 7404

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