H
VTIL1ZATJON OF
MUNICIPAL  SOLID WASTE

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 Sculpture made of bumpers, Le Roi Soleil,
by Professor Jason  Seley, Cornell University

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        RECOVERY AND
        UTILIZATION OF
MUNICIPAL SOLID WASTE
      summary of available cost
and performance characteristics
 of unit processes  and systems
   This report (SW-lOc) was prepared for the Solid Waste Management Office
        by N. L. DROBNY, H. E. HULL, and R. F. TESTIN
        Battelle Memorial Institute, Columbus Laboratories
              under Contract No. PH 86-67-265
            Environmental Protection Agency
            librar. , V -. j. ,n V
            1 HV/.L'I,I: 'v.aoiur Drive
            Chicago, Illinois fiQfiCH
         U.S. ENVIRONMENTAL PROTECTION AGENCY
              Solid Waste Management Office

                  1971

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                                          2d printing
                                            1972

                          ENVIRONMENTAL PROTECTION  AGHR*
                        This is an Environmental Protection Publication
    This publication is also in the Public Health Service numbered series as Public Health Service Publi-
cation No. 1908. Its entry in two government publication series is the result of a publishing interface re-
flecting the transfer of the Federal solid waste management  program from the U.S. Public Health Service
to the U.S. Environmental Protection Agency.

                        Library of Congress Catalog Card No. 70-611464

   FOR SALE BY THE SUPERINTENDENT OF DOCUMENTS, U.S. GOVERNMENT PRINTING OFFICE, WASHINGTON, D.C. 20402
                                            PRICE $1.75

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                                 Foreword
       DIRECTED BY CONGRESS, J  the emphasis of the
national solid waste management research program should be
shifted from disposal toward  recycling and reuse.  This
is perhaps part of a recent national turning from over-afflu-
ence and conspicuous consumption towards  values  encom-
passing a quality environment. Resource recovery would be
part of a national return to the prudent Yankee temperament.
And none too soon.
  According to the feedback now coming from  all parts of our
ecosystem,  the self-regulating  controls  of nature's economy
are signaling that the system is dangerously overloaded and
may become inoperative. Thus, traditional Yankee prudence
combined with soaring American imagination,  are very much
needed in solving the Nation's ecologic crisis. This document,
which continues the work begun by our survey  of the  state of
the art of solid waste processing, 2 can contribute  its  specifics
to that national effort.
 i The Solid Waste Disposal Act. Sec. 202, Title II of Public Law 89-272, 89th Cong. S.306, October
20, 1965, as amended, 91st Cong., 1970.
 2 Engdahl, R. B. Solid waste processing; a state-of-the-art report on unit operations and processes.
Public Health Service Publication No. 1856. Washington, U.S. Government Printing Office, 1969. 72 p.

                            iii

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                                             Contents
                                                                  PAGE

  I.  Summary	    1

 II.  Introduction	    3

III.  Recovery Potential of Solid Waste	    5

IV.  Size Reduction	    7

     PRINCIPLES OF SIZE REDUCTION	    7
         Tension forces	    7
         Compression forces	    7
         Shear forces	    8
         Theoretical power requirements	    8
     CURRENT EQUIPMENT DESIGNS	    8
         Crushers	    8
         Cage disintegrators	    8
         Shears	    9
         Shredders, cutters, and chippers	    9
         Rasp mills	    9
         Drum  pulverisers	    10
         Disk mills	    10
         Wet pulpers	    10
         Hammermills	    11
     MAJOR APPLICATIONS IN SOLID WASTE PROCESSING AND RELATED INDUSTRIES.    11
     EXISTING AND ESTIMATED PERFORMANCE DATA	    12
     EXISTING AND ESTIMATED COST DATA	    14
     FINDINGS	    18
         Principles of size reduction	    18
         Current applications, performance, and costs	    18
         Requirements for additional data	    20
         New equipment designs	    21

 V.  Separation	   23

     UNIT PROCESSES FOR SOLID WASTE SEPARATION	    25
         Magnetic separation	    25
         Eddy-current separation	    28
         Size classification	    31
            Vibrating  screens
            Spiral classifiers
         Gravity separation	    36
            Flotation
            Dense media
            Stoners
            Wilfley tables
            Mineral jigs
            Osbome dry separator
            Fluidized bed separator

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                                                                          PAGE

          Optical sorting	    47
          Inertial separation	    49
      FINDINGS	    5^
          Data gaps	    50
          Synergistic and antagonistic effects	    52

VI. Recovery and Utilization	    55

      COMPOSTING CONVERSION PROCESSES	    55
          Recent and current applications of composting	    56
          Metropolitan Waste Conversion Corporation (METRO)	    56
          International Disposal Corporation (IDC)	    58
          Fair field-Hardy Process	    58
          JohnR. Snell Process	    61
          Gruendler Crusher and Pulverizer Company	    62
          The U.S. Public Health Service-Tennessee Valley Authority	    62
          Summary of composting costs and operational requirements	    63
      HEAT RECOVERY	    66
          Refuse incineration and steam generation in Europe	    66
          Refuse incineration and steam generation in the United States	     66
              Atlanta, Georgia
              Chicago, Illinois
              Miami,  Florida
              Hempstead, Long Island, New York
              U.S. Naval Station, Norfolk, Virginia
              Houston, Texas
          Operating characteristics and costs of selected incinerator systems.,     67
              Capital costs of  incinerators with or without heat recovery
              Economics of waste-heat recovery
          Refuse-fired gas turbines	     73
     CHEMICAL CONVERSION	     74
          Prolysis	     74
          Current applications of pyrolysis to solid waste	     75
             Paper evaluation of pyrolysis
             Retort research on the pyrolysis of municipal waste
              Operating pyrolysis units for waste disposal
             Summary of progress and research needs
         Hydrolysis	    80
         Production of Ethyl Alcohol from Municipal Refuse	    81
         Madison Wood  Sugar Process	    81
         Production of alcohol from municipal refuse—a paper evaluation	    81
             Summary of progress and research needs
         Production of protein from solid waste	    82
             Conversion of waste paper to protein
             Evaluation of a process to culture yeast on solid waste: a report
               of the work of Ionics, Inc.

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                                                                        PAGE
            General chemical methods of solid waste conversion	    82
                Partial oxidation of solid organic wastes
                Chemical transformation of solid waste
        FLY-ASH UTILIZATION	    83
            Utilisation of coal fly ash	    83
                Concrete additive
                Soil stabilization
                Asphalt paving mixes
                Soil conditioner
                Water and waste water treatment
                Lightweight aggregate
                Fly-ash based bricks
                Economics
            Prospects for the utilization of refuse incinerator fly ash	    85
        SALVAGE  OF MUNICIPAL SOLID WASTE	    86
            Tin  cans	    86
                Utilization technology
                Existing salvage operations
            Paper	    87
                Recovery of paper stock from municipal solid waste
                Processing systems
                   Deinking
                   Bulk fiber recovery
            Glass	    90
            Plastics	,    91
            Rubber	,    91
            Rags	    92
            Incinerator residues	    92
        FINDINGS	    92
            Salvage versus by-product recovery	    92
            Data gaps	    93
            Synergistic and antagonistic effects	    94

 VII. Conclusions	   95

        UNIT PROCESSES AND RELATED COST AND PERFORMANCE DATA	    95
        BY-PRODUCT RECOVERY VERSUS SALVAGE	    95
        ECONOMICS OF SOLID WASTE RECOVERY AND UTILIZATION	    96

VIII. Potentially Attractive Process Combinations	   97

       Appendix A. Summary of Contacts Established	   101
       Appendix B. New Size-Reduction Equipment Designs _ __   109
       Appendix C. Other Separation Patent Art	   117

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                                  /.   Summary
  SOLID WASTE constitutes a resource
disguised  as  a nuisance. This is the
underlying philosophy that has moti-
vated  this  study. The  study   has
resulted  in this  sourcebook  of all
available cost and performance char-
acteristics of  unit processes that are,
or might be, employed in solid waste
recovery and  utilization.  The study
covers  three main areas: size reduc-
tion, separation, and  recovery.  Re-
covery includes both direct  salvage
and the  manufacture  of new   by-
products.
  The cost and performance informa-
tion presented herein provides a basis
for preliminary technical and  eco-
nomic  evaluations of  equipment and
processes for recovery and utilization
of solid waste. The primary informa-
tion sources for the study were  the
operators  of existing processing  sys-
tems, equipment manufacturers, and
selected experts. Over 200 such con-
tacts  were  established.  A  previous
study conducted by Battelle had indi-
cated that the information  needed
could not  be found in the published
literature.1 Because existing applica-
tions of equipment and processes to
the recovery  and utilization of solid
waste  are  not well documented in
quantitative terms, potential  uses of
industrial  processes were also investi-
gated. Examples include the minerals
beneflciation,  pulp and  paper,  and
chemical processing industries.  Pri-
mary problems encountered  in  the
study were the lack of existing opera-
tional  data,  questionable reliability
of  available  data, and  proprietary
constraints that made it impossible to
obtain some data. Where  warranted,
engineering estimates were employed
to fill data gaps.
  It is essential for the separation and
eventual recovery of solid  waste  that
the components to be processed be
physically  free  from  one another.
This, in turn, often implies a need for
size reduction to precede  salvage or
by-product manufacture.
  Size-reduction equipment employs
three basic forces—compression, ten-
sion, and shear—in various combina-
tions. Available cost and performance
data were collected for nine types of
equipment which differ principally in
their  application of the above three
forces; these are crushers, cage disin-
tegrators,  shears,  shredders,  rasp
mills, drum pulverizers, disk mills, wet
pulpers,   and  hammermills.   Based
upon  data obtained from the various
sources, relationships were generated
indicating power requirements and
product cost as a function of through-
put. Estimates  were  developed  for
product cost  and power requirements
as a function of product size and pro-
duction  rate.  Power  requirements
were   also   related  to  theoretical
equipment efficiencies.
  Existing applications of size-reduc-
tion equipment to solid waste proces-
sing merely adapt standard equipment
designed for  other  functions.  Conse-
quently,  serious  problems have been
reported  by  solid  waste  processors.
Based  upon  operational  difficulties
and engineering design  considera-
tions, new concepts were generated
during the study for improved solid
waste size-reduction equipment.
  Due to the heterogeneity of typical
solid waste and diversity of  recovery
operations which can be conceived,
separation is  a second important step
in the recovery and utilization of solid
waste. The efficiency with which sep-
aration is effected and the degree to
which the desirable materials  can be
segregated are significant factors con-
tributing to cost and marketability of
recovered products. Consequently, sig-
nificant effort was devoted to the col-
lection of technical data for  equip-
ment and processes that could be used
in the separation of solid waste.
  As of  1968 the most widely em-
ployed means for  separating  solid
waste is handpicking and sorting from
conveyors. Handsorting is employed,
almost without exception, at  nearly
all  U.S.  and  European   compost
plants, and at some municipal incin-

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2  SUMMARY

erators, to remove such items as clean
newsprint and cardboard, rags, met-
als, glass, and plastic. These materials
are removed for salvage purposes and
in the case of composting to upgrade
the quality of the final product. Hand-
sorting is  unsatisfactory for large-
scale  recovery  and  utilization  for
several reasons  including:   (1)   low
salvage prices that limit the economic
attractiveness of such operations; (2)
the limited degree of separation that
can be effected since a nominal size
work force can be concerned only with
removing more  bulky  pieces;   (3)
human fallibility.
  In recognition of the need for a va-
riety  of improved  separation tech-
niques, and in view of the  extremely
limited number of existing applica-
tions of advanced technology to solid
waste  processing, the entire  field of
industrial separation technology was
surveyed  in  detail  for  potentially
adaptable techniques and related per-
formance and cost characteristics. As
indicated, only a small number of the
more sophisticated  separation tech-
niques  have  been   applied  to  solid
waste  processing, and the  historical
experience of these applications is ex-
tremely limited.  Consequently, much
of the collected cost and performance
data relate to  industrial applications
significantly   different  from  solid
waste  processing and must  be  em-
ployed  and interpreted with extreme
care. Such data,  therefore,  cannot be
used for design purposes, but rather
are intended to  be  used to indicate
the  general  types  of  separations
which are possible,  general feed re-
quirements,  and order-of-magnitude
costs. This type of information is es-
sential in making preliminary judg-
ments as to potentially desirable proc-
ess and equipment combinations for
solid waste recovery.
  All  of  the  separation techniques
studied are designed  to detect and to
operate selectively on (and  to a large
extent  automatically) differences in
various  properties  of the  materials
being  separated. Primary  properties
employed in the separation techniques
investigated  in  this study  include
magnetic properties, particle size, spe-
cific  gravity,  and   light-reflectance
properties of the surfaces.
  Specific separation processes stud-
  The  mention  of  commercial  products
 within this  report does not imply endorse-
 ment by the U S. Government.
ied  included  magnetic  separation,
eddy-current  separation,  flotation,
dense-media  separation,  screening,
vibrating tables  (wet and dry), opti-
cal sorting, and  ballistic separation.
In principle each of these processes
has potential  application to process-
ing.  However, with  the exception of
magnetic  separation,  the degree to
which  these  techniques   can  be
adapted in practice is not well estab-
lished because of the lack of suitable
cost  and  performance  data  upon
which to  base evaluations. The pri-
mary technical obstacle in the appli-
cation of these techniques to the sep-
aration and recovery of solid waste is
that its components generally do not
exhibit one unique property that per-
mits  straightforward separation.
  The ultimate objective of both size
reduction and separation is the re-
covery of  solid  waste,  either in the
form of new  manufactured by-prod-
ucts  or by direct  salvage.  Existing
techniques, practices, and market sit-
uations for salvage  of  tin  cans, pa-
per, glass, plastics, rubber, rags, and
incinerator residues  from solid  waste
were investigated. Although a salvage
market does exist and is being used in
a  few instances to   recover selected
fractions of solid waste, the long-term
potential   of  direct  salvage is not
large. The  primary problem relates to
technical difficulties  and the relatively
high  cost  of obtaining  sufficiently
pure fractions to comply with salvage
specifications  and the relatively lower
cost of raw materials which the sal-
vaged products  are   supposed  to re-
place. It is concluded, therefore, that
the major potential for solid waste re-
covery is in the  manufacture of new
by-products.
  Available cost and performance data
were collected for four  general areas
of  by-product recovery: composting,
heat recovery, chemical recovery in-
cluding  biochemical  processes, and
fly-ash utilization. Composting  along
with its auxiliary salvage operations
is the recovery process  which is being
employed most widely and for  which
most data are consequently available.
Data have been collected on capital
and  operating costs, power require-
ments,  and labor   requirements for
both U.S.  and European  compost
plants. Data on municipal incinerators
employing  waste heat  recovery are
scarce.  Actual   experience  in  the
United States is limited to installa-
tions in Chicago,  Atlanta,  Norfolk,
Long Island, and Miami. Operational
data were difficult to obtain, although
sufficient data were available to de-
velop  preliminary relationships for
capital costs. Chemical conversion  of
solid waste has not been practiced on
a large scale,  and available informa-
tion is limited to laboratory data and
process estimates. Studies conducted
by  others  have indicated potential
economic merit in the hydrolysis  of
solid waste containing 60 percent pa-
per, and in the fermentation of mixed
refuse to produce protein. Available
cost estimates have not yet been sub
stantiated  by  large  operations. De-
tailed laboratory data have been made
available by various  researchers,  for
the pyrolysis of solid waste to produce
fuel gases, carbon, and organic acids,
but cost estimates have not yet been
developed. A potential for  the utiliza-
tion of incinerator fly ash was also
identified.  This application may  be
limited, however, by the wide availa-
bility of coal fly ash which is a higher-
quality, more uniform product.
  Based upon the quantitative and
qualitative data collected  during  the
study, potential processes  and  equip-
ment combinations are defined which
appear sufficiently promising to war-
rant either additional  development
through research or  further  opera-
tional study at the demonstration level
to  obtain detailed performance and
cost data of the type required for use
in the design of future systems.
  Based upon information collected,
it is considered that solid waste recov-
ery may never become economic in the
engineering sense, but that the exter-
nal diseconomies  and  social  costs
associated with the disposal-oriented
methods of solid  waste management
may provide a strong motivation for
continued development of  solid waste
recovery techniques. It is also con-
cluded that meaningful and  reliable
cost data are not available from exist-
ing operations and that the Bureau
of Solid Waste Management will need
to  collect such data from  demonstra-
tion projects  and similar activities
conducted under its  own  auspices.  A
final major conclusion is that  by-
product  manufacture  from  mixed
refuse offers more economic potential
for solid waste recovery  than  does
material salvage.

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                       II.  Introduction
  WHAT TO  DO with the more than
300 billion Ib of municipal solid waste
generated annually  in the  United
States is a question receiving exten-
sive attention at all levels of tech-
nology ranging from research to facil-
ity construction. Most current activity
can be traced to authority  delegated
and financial resources made available
by passage of the Solid Waste Disposal
Act, PL 89-272, in October 1965. Fur-
thermore, much of the recent activity
has centered both on disposal of this
great quantity of material and its uti-
lization.  This latter aspect of solid
waste disposal, or more properly solid
waste management, is the subject of
this study.  Specifically, the objective
of this study was to prepare a hand-
book of equipment and process tech-
nology and associated costs that could
be used in  solid waste recovery  and
utilization.  Studies focused on three
main areas—size reduction, separa-
tion,  and recovery. For purposes of
this study,  recovery  includes both
direct  salvage and the manufacture
of new by-products.
  The current emphasis on the re-
covery and  utilization of solid waste
is the result of many factors. Perhaps
most important is the  growing inade-
quacy  of traditional methods of dis-
posal. Land  areas suitable for landfill
near urban  centers where the bulk of
the solid waste is  generated are be-
coming increasingly scarce  and more
costly  to obtain. Open  burning has
been  outlawed in most major urban
centers because of its  contribution to
air pollution.
  Open  dumping  has  also  been
stopped in most areas for a variety of
reasons  including  health  hazards,
aesthetic  considerations,  and con-
ditions that lead to insect and rodent
proliferation and water pollution. In-
cineration, as traditionally practiced,
is becoming increasingly less attrac-
tive due to expensive air pollution con-
trol equipment required to meet ac-
ceptable air-quality standards.
  Another reason  for investing con-
siderable effort in the recovery and
utilization of solid waste is that much
of this  material is,  in  effect, a re-
source disguised as  a  nuisance. For
example,  approximately  12  million
tons of steel, mostly in the form  of
tin cans, are being lost every year  in
landfills as a  result of our  current
waste disposal  practices.*  It  makes
sense from both  economic  and re-
source conservation  viewpoints that
better use be made of such materials.
An analysis of the  recovery and utili-
zation  potential  of solid waste  is
deferred to the next section of this
report.
  Within the  context  of  these con-
siderations, this study was undertaken
to define the technology,  economics,
and future potential for the recovery
and   utilization of  municipal solid
waste. Since these factors hinge large-
ly upon costs and performance capa-
bilities,  emphasis  was  placed upon
obtaining cost and performance data
from  literature, patent files,  equip-
ment manufacturers, and currently
operating refuse reclamation and dis-
posal plants. A previous  study con-
ducted  by Battelle indicated that the
published  literature is  not  an ade-
  * 0.825 tons refuse
              X200X10" personsX
    persons years

   0.075 Ib ferrous material _
        Ib refuse

   12.375 tons ferrous material
           year

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4  INTRODUCTION

quate source of the cost performance
data  desired.1 Consequently,  heavy
reliance  was  placed, as information
sources,  upon  manufacturers  and
operators of equipment and processes
that could  be used in various aspects
of solid  waste recovery. During the
study,  over 200 such  contacts were
established. These are  summarized in
detail in Appendix A.
  Based  upon equipment and process
capabilities (and  associated  capital
and  operating costs)  and expected
ranges in solid waste characteristics,
possible  synergistic  and antagonistic
effects of one process upon another
have been  identified, and potentially
promising process combinations have
been suggested.
  Problems encountered  during the
study related primarily to the lack of
available  data. Wherever  possible,
engineering  estimating   procedures
were  employed to  fill   data  gaps.
Where  the generated estimates are
not sufficiently reliable or could not
be  developed,  recommendations are
provided for  specific  programs de-
signed to generate missing data either
through research  or  demonstration
study programs.
  The work summarized in this report
was supported by the Bureau of Solid
Waste Management,* U.S.  Depart-
ment of Health, Education, and Wel-
fare  under  contract  Ph-86-67-265.
Considerable assistance in the collec-
tion of information was also rendered
by various manufacturers and opera-
tors  of   existing   systems.  Specific
acknowledgements  are indicated in
the text and are summarized in  Ap-
pendix A.
  *The Bureau is now the Solid Waste Man-
agement Office o! the U.S. Environmental
Protection Agency.

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                                    777.   Recovery  potential
                                                                of solid  waste
                                       THE UNDERLYING PHILOSOPHY that
                                     has motivated this study is that solid
                                     waste is a resource. This philosophy
                                     is, however,  meaningful only  to the
                                     extent that techniques and processes
                                     can be developed  to exploit this re-
                                     source through the recovery of solid
                                     waste materials in an economically vi-
                                     able  operation. The assessment of
                                     economic viability is by no means a
                                     simple task; however,  one must not
                                     only  consider  processing costs  in
                                     light  of income and market potential
                                     of recovered materials, but must also
                                     consider  social  costs  and, perhaps
                               TABLE 1

           EXPECTED RANGES IN MIXED MUNICIPAL REFUSE COMPOSITION*


                                                  Percent composition as received
                                                     (dry weight basis)
                     Component
                                                   Anticipated
                                                     range
        Nominalf
Paper.
    Newsprint-
    Cardboard.
    Other	
Metallics.
37-60

 7-15
 4-18
26-37

 7-10
55
12
11
32
    Ferrous	
    Nonferrous.

Food	
Yard	
Wood	
Glass	
Plastic	
Miscellaneous. _-
6-8
1-2
12 18
4-10
1-4
6-12
1-3
<5
7. 5
1. 5
14
5
4
9
1
3
Moisture content:
    Range (percent) 20-40
    Nominal (percent) 30
                                                                 100
more important, social benefits asso-
ciated with the alleviation  of pollu-
tion, health hazards, and other prob-
lems associated with traditional dis-
posal techniques. These latter consid-
erations relating to the socioeconomic
aspects  of solid waste recovery  are
outside the scope of this study which
has concentrated  on technical per-
formance  of  selected processes and
direct processing costs.
  To provide a basis for evaluating
the technical  aspects and the  en-
gineering economics, it was necessary
to establish guidelines regarding  the
typical composition of mixed munic-
ipal refuse.*
  Recent studies have shown  this to
be highly variable  according to geo-
graphic location, climate, season, and
socioeconomie  characteristics  of  the
contributing population.2'3 Sampling
difficulties also contribute to the diffi-
culties in obtaining precise composi-
tion data.
  Data collected from several sources
on solid waste characteristics are con-
sidered to be a reasonable representa-
tion of available data (Tables 1 and
2).
  *Based upon data contained in References 2 to 8.
  fBattelle estimate.
                     *In the broadest sense, municipal refuse
                  is defined to include all waste materials that
                  are not handled by air or waterborne car-
                  riers. Within this category fall aai of the
                  solid waste materials generated by domestic,
                  commercial,  institutional, and industrial
                  operations as well as solid materials result-
                  ing from air pollution control (e.g., flyash),
                  water pollution (sewer sludge), and miscel-
                  laneous material such as junk cars. In this
                  handbook, the  term "mixed  municipal
                  refuse" Is used to cover the mixed solid ma-
                  terials resulting from household, commer-
                  cial, and Institutional garbage and trash
                  collections, but excluding special industrial
                  wastes,  the larger demolition wastes, and
                  specialty loads of like items  (e.g., loads of
                  rubber tires, junk cars, and sewage sludge).
                  The mixed municipal refuse will be used as
                  a basis for evaluating the technical and
                  englneerng aspects of solid waste recovery
                  since it provides the greatest challenge In
                  terms  of nonhomogeneity of constituents
                  and difficulty in separation.

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6  RECOVERY POTENTIAL OF SOLID WASTE

                                  TABLE  2

              DEFINITIONS OF MIXED MUNICIPAL REFUSE COMPONENTS'


Newsprint	 Newspapers. Does not include magazines, handbills,
                              etc.
Cardboard	 Corrugated  boxboard  and  the heavier  paperboard
                              used in cartons. Light cardboard in food packages
                              and  the  backing of  paper pads are included with
                              "miscellaneous mixed paper."
Miscellaneous mixed paper. All other paper not included above.
Metallics	 Tinned and aluminum cans, hardware, bottle  caps,
                              utensils, wire,   and  other ferrous  and nonferrous
                              metal articles.
Food (garbage) waste	 Wastes, from the handling,  preparation,  cooking, and
                              serving of foods. Does not include packaging ma-
                              terials or paper discarded with garbage.
Yard waste	 Lawn,  garden, and shrubbery clippings,  sod  and
                              small yard debris other than branches.
Wood waste	 Branches, scrap lumber, and other wooden articles.
Glass	 Glass and ceramic materials.
Plastic	 Film plastics and molded plastic articles.
Miscellaneous	 Stones, metal oxides,  articles made of natural and
                              synthetic fibers, rubber products, and leather goods.


  * Kaiser, E. R., and C. D. Zeit. The composition and analysis of domestic refuse at the Oceanside plant.
Personal communication to N. I. Drobny, Aug. 1966.

-------
                                             IV,   Size  reduction
                                  SIZE REDUCTION is becoming an in-
                                creasingly  important  operation in
                                municipal solid waste processing. Size
                                reduction  is of primary interest  here
                                because it permits more efficient sep-
                                aration and  recovery  processes. Of
                                more general interest is the fact  that
                                reduction  of material bulk often fa-
                                cilitates handling.  Examples  of  the
                                effects of particle size on the efficien-
                                cy of separation is given in a later
                                section on material separation.  The
                                Stoner, for example, a gravity separa-
                                tion device, requires closely controlled
                                particle size to effect good separation.
                                Similarly,  the Osborne separator can
                                tolerate organic  particles no larger
                                than 1 in. or inorganic  particles no
                                greater than A in.
                                  For  many years, recovery  from
                                municipal solid  waste  was  accom-
                                plished entirely by handsorting, and
                                size  reduction was applied only to
                                such materials as  oversize burnable
                                waste  and compostable material. In
                                recent  years, however, the combina-
                                tion of greater waste generation and
                                increased  costs from handsorting has
                                resulted in the need for  more mech-
                                anization  to provide  for  recovery
                                that is economical. This, in turn, has
                                 Tension
                                                       Interrelated
                                                       forces
                                Compression
FIGURE 1. The application of
forces in size-reduction operations.
Shear
created  a  need  for  size-reduction
equipment suitable for use  on solid
municipal waste.

PRINCIPLES  OF SIZE
     REDUCTION

  Size  reduction of municipal solid
waste is the mechanical separation of
bodies of material into smaller pieces.
Some  minor   biodegradation  and
water-dissolving effects are helpful in
composting  and  wet-pulping  proc-
esses, but size reduction by the appli-
cation  of  mechanical forces  is the
focus of this discussion. These mech-
anical forces are categorized as fol-
lows: tension  forces, compression
forces, and shear forces (Figure 1).

TENSION FORCES

  The  application of tension to a
body is usually accompanied by com-
pression and shear forces as a result
of gripping forces  and the internal
transfer of energy. The  energy  in-
volved in the separation of a body into
smaller pieces by tension forces is the
force applied multiplied by  the dis-
tance through which it moves. To sep-
arate a ductile body by tension forces,
the  energy required  is theoretically
greater when the length of the yield-
ing  member between  the points of
application of the forces  is greater.
Therefore,  the  closer  together the
opposing tension forces,  the lower
will  be  the  breaking  energy. Ham-
mermills in which a hammer impacts
a mass and breaks off a  section are
one example where tension forces de-
velop at points separated by relatively
small distances.

COMPRESSION  FORCES

  The fracture of a body by compres-
sion  is usually caused by internal ten-
sion  and shear forces that are a result
of the compression force. Here again,
the energy used is the force applied
multiplied by the distance traveled.
Strong, brittle materials—e.g., glass—

-------
8  SIZE REDUCTION
may require high forces for fracture
such as those obtained by impact. The
distance   through  which  the  force
travels to bring the material up to the
yield point  may  be very short, how-
ever, and this may result in relatively
low theoretical power requirements.

SHEAR FORCES

  Shear  forces in a body are usually
accompanied by  both  tension and
compression forces  (Figure 1). Com-
pression  forces are applied to  a body
in offset  planes to produce a shearing
action. Tension forces can result in
the body due to the distance between
the offset planes during the shearing
operation.
  The energy required to shear a body
into smaller pieces is also the force
applied  times  the  distance through
which the force is applied. The shear-
ing  of flat material (even  if it  is
ductile)  may be  accomplished with a
minimum of work because of the rel-
atively short distance that the force
travels. This suggests that emphasis
on the use of shearing forces in munic-
ipal solid waste  size reduction could
lead to increased efficiency.

THEORETICAL POWER
REQUIREMENTS

  The power  requirements for  size
reduction of ductile material by ten-
sion are, in general, higher  than for
brittle material  because  of  the long
stretching travel  required to produce
separation. Thus, in order to consider
the more difficult task for comparison
purposes,   theoretical  requirements
were  computed   for  reducing large
sheets of 0.050-in. ductile steel to  6-
and 3-in. squares.
  The following simplifying assump-
tions were made: (1)  1-ton grip force
to produce a 1-in.  deep corrugation;
 (2)  yield strength of 50,000 psi; (3)
elongation  of 20  percent;  and  (4)
yield occurring for  3 in. on each  side
of the fracture line. The computations
are  as follows: force requirements  to
bring  two  sides of a  square to the
yield point are:

The force required for 6-in. pieces = 50,000X0.050X
             6X2 =30,000 Ib
The force required for 3-in. pieces = 50,OOOX0.050X
             3X2 =15,000 Ib
Travel =0.2X6 =1.2 in. or 0.1 ft

 Clamping energy=2,OOOX;7, = 167 ft-lb or 0.1 ft
                   12
Breaking energy for 6-in. pieces=30,000X0.1 = 3,000
                 ft-lb
and
                                       Breaking energy for 3-in. pieces = 15,000X0.1 = 1,500
                                                       ft-lb
                                         Now, 0.050-in. steel sheet weighs about 2 lb/ft2

                                       Pieces/ton = '  0 lu,t,f—— =4,000, 6-in. pieces/ton
                                       and
                                                  2 lb/fti
                                              2,000X16
                                                    = 16,000, 3-in. pieces/ton
                                       Power requirements per ton are:
                                                        4 000X3 167
                                       Power for 6-in. pieces= ^ nnri Jan =6.4 hp-hr/ton
                                       and
                                       Power for 3-in. pieces =
  33,000X80

16,000X1,667
 33,000X60
                                                                = 13.5 hp-hr/ton
                                         The tearing of wood, as an example
                                       of a more easily reduced component of
                                       solid waste, may be compared to the
                                       tearing of steel by applying density,
                                       strength, and  yield factors, and as-
                                       suming the same piece sizes. Assum-
                                       ing relative densities of 0.28 lb/in3 for
                                       steel and 0.023 for wood, a strength
                                       ratio of 50,000  to 4,000 psi and a yield
                                       ratio of 20 to 10, theoretical power re-
                                       quirements for the size reduction of
                                       thin  wood sheets to  6- and  3-in.
                                       squares would  be as follows:
                                                        no   i flfln  10
                                       Power required =6.4 X   X    X  =3.1  hp-hr/
                                                   ton (6-in. wood)
                                                         a 1
                                       Power  required =13.5X^7 =6.3  hp-hr/ton (3-in.

                                                       wood)
                                         As expected,  the actual power re-
                                       quirements discussed later under the
                                       heading "Existing and Estimated Per-
                                       formance Data" were found to be con-
                                       siderably higher than the theoretical
                                       values.

                                       CURRENT EQUIPMENT
                                             DESIGNS

                                         In the  course of the program, 68
                                       companies identified as manufacturers
                                       of size reduction equipment were con-
                                       tacted; these company contacts are
                                       summarized in Appendix A.  Basic
                                       equipment types available from these
                                       manufacturers include: crushers; cage
                                       disintegrators; shears; shredders, cut-
                                       ters, and chippers; rasp mills; drum
                                       pulverizers;  disk mills;  wet pulpers;
                                       and hammermills.
                                         All except cage disintegrators, cut-
                                       ters, and disk mills have direct poten-
                                       tial applications in municipal  waste
                                       size  reduction, with  hammermills
                                       being used in about 90 percent of the
                                       existing systems.

                                       CRUSHERS

                                         Pour types of crushers  are used  in
                                       industry  (Figure 2).  These are jaw,
                      FIGURE 2. Crushers.

                      roll, gyrating, and impact types. All
                      four of these have potential uses in
                      the solid waste program; however, the
                      impact crusher, a form  of hammer-
                      mill, has  the most universal appli-
                      cation.
                         The jaw, roll, and gyrating crushers
                      use the relatively slow efficient appli-
                      cation  of compression to friable ma-
                      terials  such as coal and rock. General
                      usage is in mines and quarries, and a
                      wide range of product size, V2 to 10 in.,
                      may be obtained. Power may range as
                      widely  as 25  hp in the small units to
                      2,000 hp in huge mine installations.

                      CAGE  DISINTEGRATORS

                         Cage disintegrators are high-speed
                      machines which use single or multiple
                      contrarotating cages to  produce  im-
                      pact on material (Figure  3). Some-
                      what selective input is introduced at
                      the center, and material is fractured
                      on natural  cleavage planes by  the
                      repeated action of the heavy cage bars
                      as it escapes radially. This action pro-
                      duces  rapid, efficient application of
                      compression;  but, as in the case of
                      most of the crushers, it is limited to
                      brittle  materials  such  as glass  and
                      rock salt. Cage disintegrators are used
                      primarily in  chemical industries with
                      a product ranging from fine powder to
                       1/2-in. pieces. The usual range of power
                      is from 2 to 1,000 hp. The most suita-
                      ble application of cage disintegrators

-------
                     Input
                      Single or
                      multiple
                      contrarotatmg
                      cages
  *             }
FIGURE 3.  Cage disintegrators.
          o
Single alligator-type
FIGURE 4.  Shears.
                Cutting type

 FIGURE  5. Shredders, cutters,
 and chippers.
to solid waste  size reduction would
be in secondary size reduction of sep-
arated, friable materials.

SHEARS

  The single-blade shear is an illus-
tration of  a class  of  size-reduction
equipment  which is directly applica-
ble to solid waste (Figure 4). Shears
may range from the  small, single-
blade, alligator type to the large, mul-
tiple-blade hopper type. As the name
implies, shears employ the slow appli-
cation of shear forces. Use of shears
is somewhat limited to bulky materials
such as wood timbers found in demoli-
tion and harbor waste and metal auto-
mobile bodies.
  Single-blade shears are often found
in scrap-metal  yards where they are
used on  a wide  range of materials
from drive shafts and I-beams to au-
tomobile bodies. Multiple-blade shears
are often used  for  automatic reduc-
tion of trees and other  oversize items.
  The product normally ranges from
1-ft cubes  to  auto bodies cut  into
thirds. Applications to municipal solid
waste would, in general, be primary
size reduction operations.

SHREDDERS, CUTTERS, AND
CHIPPERS

  Shredders, cutters,  and chippers
utilize both tension and shear. In this
class of equipment, two general types
are of interest—the pierce-and-tear
type and the cutting type (Figure 5).
Although  the cutting type is more
widely used in industry, it  is not well
suited  to  the reduction of municipal
solid waste. Its blades properly sharp-
ened for  good efficiency  are exces-
sively vulnerable to damage by un-
sorted solid waste.
  The  pierce-and-tear type of shred-
                     Rasp Mills   9

der uses overlapping fingers operating
at  various   speeds—slow,  medium,
fast—to pierce, tear, and shear. This
machine uses the interaction of rela-
tively dull members to apply a tear-
ing action.
  In general, the application of ten-
sion and shear by piercing and tearing
is best suited to fibrous or ductile ma-
terials as found in the paper and box-
board industries. Of more direct use
on municipal solid waste, however, are
the more familiar mobile  yard-waste
chippers and  the large  auto-body
shredders.
  Power inputs to shredders of inter-
est in municipal solid waste process-
ing range from 100 hp on the small
units to  2,000 hp on the  large ham-
mermills.

RASP MILLS

  Rasp mills are massive cylindrical
machines,  20 ft or so in diameter,
which employ the slow application of
all three forces—tension,  shear, and
compression  (Figure 6).
  The input to the rasp mill is flexible.
Through  a  large  opening,  a  wide
range   of   solid  waste   can   be
introduced.
  An internal rotor, traveling at 5 to 6
rpm, swings  heavy arms which push
the waste  around  and around over
rasping pins and down through holes
to produce about 2-in. product.
  Thus, the mill is self-limiting; and,
after a  reasonable length  of  time,
durable bulky items which  have not
been properly reduced are turned out
through a reject chute.
  Rasp mills, like  drum  pulverizers,
are  used  primarily  in  composting
plants. The only rasp mill  found in
the United  States  during this study
was  the  one in  the joint  U.S.  Public
Input
                                                       Reject
                                                                 FIGURE 6. Rasp mills.

-------
10  SIZE REDUCTION

Health Service-Tennessee Valley Au-
thority composting project at Johnson
City, Tennessee.  However, it is  re-
ported that several are being used in
Europe"  and one in Tel Aviv, Israel."

DRUM PULVERIZERS

  Drum  pulverizers have an action
similar to  the rasp mill  (Figure 7).
The input is flexible, again accepting
a wide range of materials. These ma-
terials pass  through a rotating drum
about  10 ft in diameter. The  drum
may be circular, octagonal, or hexag-
onal  in  design and may  rotate  at
speeds up to 11 rpm. Drum pulverizers
may have added churning effects by
the action of stationary or contraro-
tating beaters or  baffles. Reducible
material is torn and pushed through
the holes which may be the same size
or graduated.  As the material passes
through  the drum longitudinally, a
rough size separation may be provided.

DISK MILLS

  Disk mills are  a  class of precise
machines with very high-speed single
or contrarotating disks between which
selected material is passed (Figure 8).
The material is literally torn to bits.
Disk mills are best suited to pulpable
materials, although other materials
such as flour and sugar are processed
in them.
  Their  applications are limited  to
relatively small input sizes—perhaps
2-in. maximum. They are used exten-
sively  in the  paper, boxboard, and
food  production   industries.  Their
product  is usually a refined  pulp or
fine grain.
  Possible applications of disk mills
to municipal solid waste could be con-
sidered as a secondary size-reduction
operation  on  pulpable  materials.
Power up to 4,000 hp on these ma-
chines is not unusual in  large paper
mills. Smaller models of  these ma-
chines appear to be more applicable
to municipal solid waste.

WET PULPERS

  Wet pulpers are similar to single-
disk mills except they have  vertical
axes (Figure 9). In operation, a slurry
of about  90  percent water and some-
what selected waste produces a toroid
in  which the  solids are subject  to
repeated impact by hardened  high-
speed members. These members nor-
mally operate at a speed of about 5,000
ft per min. Thus, the rapid application
of all  three forces  is attained. Wet
pulpers are best suited to fibrous ma-
terial, although a wide range of mate-
rial  including  occasional cans  and
Input
                                    ^o. Rejects
                           Perforated inner drum :
                           circular .octagon or hexagon

                           II rpm
       FIGURE 7. Drum pulverizers.
                               Output
      Single  or contrarotating

           FIGURE 8. Disk mills.
                                  Hard member
                                      Rejects
                                         Product
                                                              FIGURE  9. Wet pulper.

-------
                                       Major applications in solid waste processing and related industries   11
                              Shredder teeth
                                                     FIGURE 10. Hammermills.
        000°
            Grate
            bars
rocks can be  tolerated.  Unpulpable
material,  such  as rubber  tires, is re-
jected. Barbed  wire type of conveying
devices  called raggers are often used
for automatic extraction of rope and
fabric; but to date, they are somewhat
limited  to more selective input. Bar
screens in the output stream also have
been used, but  tend to clog with gen-
eral solid waste input. As a result of
the buildup  problem, conveyor-type
screens  have been considered. Appli-
cations to municipal solid waste proc-
essing are primarily  in  composting
plants; however, the characteristics of
the product have been cited as readily
adaptable to separation, recovery, and
landfill operation.

HAMMERMILLS

  Hammermills, as  mentioned before,
represent the  largest percentage of
municipal waste size-reduction equip-
ment  (Figure 10).
  There are two general types of ham-
mermills—the  swing-hammer  type
and rigid-hammer type. Pivoted swing
hammers may vary  considerably in
design from the  rectangular block
type,  to sharp  choppers and  flexible
flails,  to the ring-hammer with multi-
ple wearing corners.  Rigid hammers
fixed  to  the  rotor  also have  a  wide
range of  designs  from thin,  sharp
choppers to the wide, blunt impact-
crusher type. Clearance adjustment of
the impact  surfaces  and  swinging
tramp-metal traps are often provided.
On some  hammermills,  plate-con-
veyor-type impact surfaces are added
to provide extended wearing surfaces
plus an antijamming effect.
  Another variation is the combina-
tion of  standard hammermill action
with the use of shredding  members
meshing  with  the  hammers. These
may be stationary or moving (Figure
10). Usually grate bars determine the
     Shredder
     teeth
                                       Moving
product  size,  but some designs use
the clearance of the hammers with
impact surfaces or shredder teeth and
machine speed to determine the prod-
uct size.
  Hammermills make use of rapid ap-
plication of tension, compression, and
shear forces. A ballistic presorting or
rejecting  effect can  be  obtained by
upswinging hammers. In this mode of
operation,  durable bulky  items are
bounced by the hammers into the re-
ject bins  or  chutes. Another design,
which uses  a unique  vertical axis
rotor,  rejects unwanted material by
flinging it up a conical  surface into
a reject area.
  Hammermills have,  perhaps,  the
widest range of feed in regard to ma-
terial composition; but the adjustment
of feed rate  is critical  for  efficient
operation.  Information  obtained  on
size reduction of municipal solid waste
by the hammermill is quite  variable
because of wide variations in operat-
ing conditions.

MAJOR  APPLICATIONS IN
      SOLID WASTE
      PROCESSING AND
      RELATED INDUSTRIES

  Of primary concern in this project
is the  universal processing of mixed
municipal refuse;  useful information
was  also  obtained, however, on the
size  reduction of  selected materials
such as wood and steel car bodies.
  Twenty-one of  the 68 companies
contacted provided performance data
on  equipment currently  applied  to
some  portion  of solid waste  size re-
duction.*  The equipment discussed
here are hammermills, 14 companies;
   *Full  address, contacts,  and types of
data are presented in Appendix A.
shredders, two companies; drum pul-
verizers, two companies; wet pulpers,
two  companies; and rasp mills, one
company. Other types  of equipment
such as chippers and cage disintegra-
tors may be applied to a minor portion
of solid waste size reduction,  but the
more universal types were emphasized
in this program. The specific  compa-
nies  contacted regarding size-reduc-
tion  equipment are listed below.
Hammermills
American Pulverizer Company
St. Louis, Missouri
Buffalo Hammermill Corporation
Buffalo, New York
Buhler Brothers (Swiss)
Ontario, Canada
Perrox Corporation
Scott, Louisiana
Hell Company (Gondard, French)
Milwaukee, Wisconsin
Gruendler
St. Louis, Missouri
Hammermills, Inc.
Cedar Rapids, Iowa
Hazemag U.S.A. (German)
New York City
Jeffrey Manufacturing Company
Columbus, Ohio
Newell Manufacturnig Company
San Antonio, Texas
Pennsylvania Crushers
Broomall, Pennsylvania
Stedman Foundry and Machine
Aurora, Indiana
Tollemache, Ltd.
London, England
Williams Patent Crusher and Pulverizer
  Company
St. Louis, Missouri

Shredders
Centriblast Corporation
Subdivision of Joy Manufacturing Company
Pittsburgh, Pennsylvania
Logemann Brothers
Fond du Lac, Wisconsin
Drum Pulverizers
John Thompson Company
England
Vickers Company
England
Wet Pulpers
French Oil Mill Company
Piqua, Ohio
Black Clawson Company
Middletown, Ohio
Rasp Mills
Dorr-Oliver Company
Netherlands

-------
12  SIZE REDUCTION
                                                   TABLE  3

                                 SOLID WASTE SIZE-REDUCTION EQUIPMENT IDENTIFIED
Capital
Identifi- investment
cation* (thousands
of dollars)
®
®
(D

A

© - -


• --{
®


0
@ ____
m
m ----
m 	

35. 0
8. 5
33
80
130
50
30
60
86
160
17. 5
150
200 \
59. 5
14.2
53.0
,0 {
15.0
69. 5
Horse-
power
800
300
200
3501
1, 500/
80
1,000
150
350
800
300
800
150
2,000
500]
1, 000 1
1, 500 f
4, OOOj
800
300
50
150
60
150
4,000
150
350
Average
Material handled t capacity
(tons/hr)
MSW 	 . __
Dry to wet
fibers.
Picked MSW
MSW j
Picked MSW
Car bodies
Picked MSW 	
Picked MSW
Car bodies
MSW
Harbor waste 	
Wood waste
Presheared car
bodies.
Car bodies \
MSW
Wood waste
Picked MSW 	
Picked MSW 	
Picked MSW 	
Picked MSW 	
Car bodies 	
Picked MSW 	
Picked MSW

17
40
10
30
70
9
20
10
20
25
30
140
30
50
10
16
20
50
40
24
7
10
8
10
100
12
60
Hp-hr
per ton
47
7. 5
20
12
21
8.9
50
15
18
32
10
5. 7
5.0
40
50 ]
62 1
75 1
80 J
20
12
7
15
7. 5
15
40
12
6
Weight
(tons)
25
10
19
33

	
35
52
100
75
^
45
15







Inlet opening
(in.)
55 x 60
50 x 50
38 x 79
48 x 60
48 x 72
48 x 48
40 x 80
Estimate.
40 x 40
42 x 60
60 x 120
96 x 150
42 x 48
40 x 60
60 x 80
Estimate.
60 x 80
36 x 72





















Special features, installations
Ring hammers, Erie, Tampa.
Ring hammers, no bulky items.
Double rotor, Europe.
Crushing feeder, 4-in. product,
Meshing hammer/anvil,
Gainesville.
Rasp mill, 2-in. product,
Johnson City, Tennessee.
Flattened car, Scott, Louisiana.
Ballistic reject, Madison,
Wisconsin.
Plate-conveyer impact area,
Mobile, Alabama.
Car bodies, Toledo, Ohio.
Rigid hammers,
Impact crusher, New York City.
Semiblunt hammers.
V-shaped hammers meshing with
rotating grate ; gripping feed to
12-in. from hammers, Fond du
Lac, Wisconsin.
Feed rollers flatten the car bodies,
San Antonio, Texas.
6-in. product (2 stages required
for IK-in. product).
Semiblunt hammers.
Drum pulverizers, 2-in. product,
England.
Vertical shaft, ballistic reject,
England.
Drum pulverizer, 2-in. product,
England.
Johnson City, Tenn., Los Angeles,
and Cleveland.
Wet pulper, 6-in. input 1-in.
product, Altoona, Pa.
1-in. product, 6-in. input, wet
pulper.
  "'Manufacturer's code. See Table 4.
  tMSW, Municipal solid waste.
EXISTING AND  ESTIMATED
     PERFORMANCE DATA

  Performance  data have been col-
lected on 27 size-reduction machines
manufactured  by the  21  companies
(Tables 3 and 4). The data presented
are mostly  from manufacturers' rat-
ings, to a limited extent from exist-
ing  installations,  and  theoretical
calculations outlined earlier  (Figure
11 and Table 3). Users' data are avail-
able on some of  the equipment and
give general trend  information.
  The upper shaded area on Figure
11 includes size-reduction equipment
applied   to  metal  automobile-body
size reduction. The lower shaded area
includes  equipment processing typi-
cal of mixed  municipal refuse. Be-
tween these two areas falls equipment
processing other bulky material such
as harbor waste. Below both cross-
hatched  areas fall machines operat-
ing on selected solid waste or on wood
products. Comparing the performance
of Machines 12 and 13 having power
requirements of 40 and 80 hp-hr per
ton with the theoretical requirement
of 6.4 hp-hr per ton for reducing steel
to 6-in.  pieces,  the theoretical effi-
ciencies of Machines  12 and  13 are
only 8 and 16 percent. The size reduc-
tion of wood, in contrast, indicates
relatively high efficiencies. For exam-
ple,  Hammermllls 2 and  11, requir-
ing 7.5 and  5 hp-hr per ton, respec-
tively,  would have  efficiencies  of  41
and 62 percent based on  theoretical
power  requirements of 3.1 hp-hr per
ton.
  Direct comparisons of individual
equipment items  are  impractical be-
cause of the wide range of materials,
machine size, and product size repre-
sented (Table 3 and Figure 11). Nev-
ertheless, higher  unit power require-
ments  (hp-hr per ton)  of the larger

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                                                                    Existing and estimated performance data  13
              TABLE 4

     MANUFACTURERS' CODE NUMBEKS

       O Hammermills
       D Drum Pulverizers and Wet Pulpers
      A Rasp Mill
  © American Pulverizer  Company, St.
       Louis, Missouri.
  (D Buffalo  Hammermill  Corporation,
       Buffalo, New York.
  (D Buhler Brothers (Swiss), Ontario,
       Canada.
  
-------
14  SIZE REDUCTION
                                                  TABLE 5

                                      ADJUSTED PERFORMANCE AND COST DATA
Capital
Horsepower investment
(thousands
of dollars)
©
©
©

A
© ---


®
®
©
r~.

©
©
[8]
©
on
(19)
n
OD

800 35. 0
300 8. 5
200 33
350 80
1, 500 130
80 50
1, 000
150 30
350
800 60
300 86
800 160
150 17. 5
2, 000 150
500
1, 000 200
1, 500
4,000
800 59. 5
300 14. 2
50
150 53. 0
60
150 10
[ 4, 000
150+(12X15)=330 15.0
350+ (60X15) = !, 250 69.5
Adjusted capacity (tons per hr)
17X1 = 17
40X0.43=17
10X0.65 = 6.5
30X1.39 = 42
70X1.39 = 97
9X0.65X1.64=10
20X2.8=56
10X0.65 = 6.5
20X0.65=13
25X 2.8 = 70
30X1 = 30
140X1 = 140
30X0.43=13
50X2.8=140
10X2.8 = 28
16X2.8 = 45
20X2.8=56
50X2.8=140
40X1 = 40
24X0.43=10
7X0.65X1.64 = 7.5
10X1 = 10
8X065X1.64=8.5
10X0.65 = 6.5
100X2.8 = 280
12X2.38 = 28.56
60X2.38=143
Adjusted power Adjusted unit
requirements capital investments
(hp-hr per ton)* (dollars per ton-per-
hr capacity)
47
19
31
8. 3
15. 5
8.0
17. 8
23
27
11. 4
10
5. 7
11. 5
14. 3
17. 9
22
27
29
20
30
6
15
7
23
14
11. 8
8. 8
2, 060
500
5,080
1,900
1,340
5,000
4, 620
857
2,870
1, 140
1,310
1,070
7, 150
4, 450
3,570
1,430
1,490
1, 420
5, 300
1,540
536
485
  •Primary size-reduction power added.
  Approximate purchase prices were
obtained on 19 of the machines and
unit machine costs  were calculated
(Table  5). The wide spread of ad-
justed unit machine  costs, from $500
to over $7,000 per ton per hr is at-
tributed to the  variety  of  pricing
methods and  machine  designs. For
example, Machine 2  is a light-duty
unit for wood only;  Machine 13 is a
heavy-duty  machine for steel.  The
graph of  these unit machine  costs
versus the adjusted capacity indicates
the general trend of the unit cost of
size-reduction equipment (Figure 12).
  When performance data are plot-
ted  (Table  5 and Figure 13), the
data scattering is much less than that
of the theoretical  data (Figure  11),
indicating that the rough correction
factors  provide a  means  of making
the data more useful. The large group-
ing of machines near  the origin on
Figure  13  includes  many  small
machines of different types.


EXISTING AND  ESTIMATED
      COST DATA

  Twelve of the companies contacted
provided cost  data  applicable to size
reduction  of municipal solid  waste.
Two  Demonstration Grant Projects
sponsored in part  by the Bureau of
Solid Waste  Management provided
complementary data on two types of
size-reduction equipment—the  rasp
mill at Johnson City, Tennessee, and
a hammermill at Madison, Wisconsin.
  The combined  data  in four  cate-
gories, based  on potential yearly pro-
duction, have been summarized (Table
6).  The  production  is computed by
assuming  single 8-hr shifts  for 5V2
days per week, 52 weeks per yr  (tons
per hr x 8 x 286). The following were
also assumed:  maintenance, manu-
facturers' data  modified  by users'
information and estimates from  aver-
ages of similar equipment; equivalent
annual cost, 6 percent, 10 yr; power,
1 cent/hp-hr; and labor, $10,000/yr.
  Total costs from Table 3 can be re-

-------
 g
  -  3
    0
                                                  Existing and estimated cost data  15
      0
              20
                        40
                                                            120
                                 60       80       100
                                  Adjusted Tons per Hour

FIGURE  12. Unit machine price versus adjusted production rate.
                                                                     140
                                                                               160
                                                                                        180
    5000
    4000
    3OOO
    2000
    IOOO
                                      f MSW
                                      I Picked MSW
                     00
                  Input material factors  <^ £ CR«a M=w. 	j	X2*
                   p                 ] Wood and fibers only — 045
                                       Automobile bodies	282

                  Primary size reduction adds
                   15 hp per ton per hour
                          MSW = Municipal Solid Waste
          17 15
         19 H6


FIGURE 13. Adjusted power requirements.
  60         80         100
Production, tons per hour
                                                                          120
                                                                                     140

-------
16  SIZE REDUCTION
                                                     TABLE 6

                                          APPROXIMATE SIZE-REDUCTION COSTS'
N
Capacity! (tons per hr.) p
®

®
A -'-'-'-'-' ~~
(w)
% 	
0
(io)
a -
©
gg
m

17
40
10
30
9
10
7.2
6. 1
25
30
50
40
12
60
ominal
size
(in.)
6
6
6
4
2
6
4
2
6
6
6
6
1
1
Costs (dollars per ton)
Mainte- Equivalent
nance annual cost
0. 22
0. 05
0.27
0. 27
0.06
0. 18
0. 25
0. 28
0. 55
0. 55
1. 10
0. 55
0. 11
0. 11
0. 12
0. 22
0. 19
0. 20
0.33
0. 18
0. 25
0. 29
0. 14
0. 17
0. 18
0. 09
0.08
0.08
Power
0. 45
0. 08
0. 19
0. 18
0.09
0. 15
0. 21
0. 25
0. 32
0. 10
0. 40
0. 20
0. 13
0. 06
labor
0. 25
0. 11
0.41
0. 17
0. 48
0.43
0. 61
0. 72
0. 18
0. 14
0. 09
0. 11
0. 36
0.08
Total
1. 04
0.46
1.06
0. 82
0.96
0. 94
1.32
1. 54
1. 19
0. 96
1. 77
0. 95
0. 68
0.33
Variations from packer-truck input
Bulky waste included.
Wood only (nonbulky).
Twelve percent prepicked.
Some bulky extras ; 4-in. product.
Thirty percent durable bulky items rejected.
Ten percent reject of durable items.
Bulky waste included.
Harbor waste.
Auto bodies.
Bulky waste included.
Premilled input.
Premilled input.
  'These costs are based on manufacturers' data modified by users' data and do not include site costs, crane costs, or other handling costs
  tTons per year=average tons per hrx 8x 286.
                       •2-in. product
 O
 o
 •o
 8
 1
 a.
                                                                            Auto bodies
                                                                            50  tons per
                                                                            hour
                                                                                      50 ton/hr
                                                                                      8l.77/ton
           4-in.
           product
2-in. product
                  I-in. product
                  60 ton/hr
     Selected  / $.33/ton
     pulpable
     l-in. product
                 Product size: Nominal 6- inch pieces
                               except as noted
                                                                                 Wood only
                                10
                                            20
30
40
                                           Production Rate , tons per hour


FIGURE 14.  Cost of size reduction versus production rate.

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                                                                        Existing and estimated cost data  17
  C
  o
  0)
  Q.
^
"o
  (ft
  O
 O

  O
  O
  ^.
 0_
     0
                                                                                   Auto bodies
                                                       Madison,Wisconsin
                                                       demonstration project
                                                       data
        20 and 21 with
         primary size
         reduction cost
         added
                                            -30%  of input
                                              rejected
                             6-in. input
                                                                         Manufacturer's data
                                                        Dotted figures were  computed
       0
                      I
                                       234
                                       Nominal Product Size, inches
FIGURE 15. Size-reduction cost versus nominal produce size.
lated to production, rate in tons per
hr  (Figure 14). As with  the  power
data, the cost data show considerable
scattering. The shaded area includes
equipment for  processing the  range
of  materials  from  selected  waste
through bulky  waste  which may be
found in municipal solid waste.  The
boundaries of the shaded area derived
from the "six-tenths" factor for capi-
tal costs as follows:
                                             Cost;_ /CapacityA0 6
                                             Costi~\Capacityi/

                                     Unit cost;_Cost2/Capacity2_ /CapacityzN-"'
                                     Unit costi ~ Costi/Capacityi ~~ \ Capacityi /

                                   The data  plotted exhibit  the general
                                   trend indicated by this  relationship.
                                     Product costs from  Table 5 versus
                                   product size may be plotted (Figure
                                   15). Here again, the increasing  cost
                                   trend  with  smaller  product   size
                                                                         roughly follows the 0.6 exponent rela-
                                                                         tionship. An extra cost of $1.20 per ton
                                                                         is added to the 1-in. wet pulper prod-
                                                                         uct cost to account for a preliminary
                                                                         size-reduction operation. The dotted
                                                                         figures give theoretical costs for prod-
                                                                         uct sizes  other  than  reported and
                                                                         were  computed   using the  above
                                                                         equation.
                                                                           To  acquire  comparable  data  on
                                                                         product costs from the various types

-------
18  SIZE REDUCTION
                                                    TABLE 7

                                          ADJUSTED SIZE-REDUCTION COSTS'


©
®
®
©
A
7*r


® 	



13
a

Nominal
size
(in.)
6
6
6
4
2
6
4
2
6
6
6
6
1
1


material
Mf
W
P
M
P
P
P
P
A
M
A
M
PG
PG


(tons/hr)
17
40
10
30
9
10
7. 2
6. 1
25
30
50
40
12
60

Combined
material
factors
1. 00
0. 43
0. 65
1. 39
1. 07
0. 65
0 90
1. 07
2. 82
1.00
2. 82
1. 00
1. 41
1. 41


(tons/hr)
17
17
6. 5
42
10
6. 5
6. 5
6.5
70
30
140
40
28
143


capital (cost
X $1,000)
35
8. 5
33
80
50
30
30
30
60
86
150
60
15
87


Mainte-
nance
0. 22
0. 05
0. 27
0. 27
0. 06
0. 18
0. 25
0. 28
0. 55
0. 55
1. 10
0. 55
0. 11
0. 11


Power
0. 47
0. 18
0. 31
0. 13
0. 08
0. 23
0. 23
0. 24
0. 11
0. 10
0. 14
0. 20
0. 06
0. 03

Costs (do!
1
Labor
0. 25
0. 26
0. 64
0. 12
0. 45
0. 67
0. 67
0. 67
0. 07
0. 14
0. 04
0. 11
0. 16
0. 05

liars per ton)
Maintenance,
power, and
labor costs
0. 94
0. 49
1. 22
0. 52
0. 59
1. 08
1. 15
1. 19
0. 73
0. 79
1. 28
0. 86
0. 33
0. 19


Amorti-
zation
0. 12
0. 03
0. 30
. 14
0. 31
0. 27
0. 27
0. 27
0. 06
0. 17
0. 07
0. 09
0. 04
0. 04


Total
of all
costs
1. 06
0. 52
1. 52
0. 66
0. 90
1. 35
1. 42
1. 46
0. 79
0.96
1. 35
0. 95
1. 57t
1. 23J

  'These costs are based on those from Table 3 and adjusted to unsorted municipal solid waste reduced to a nominal 6-in. product by the application of the combined
size and material factors.
  t M=municipal solid waste, W=wood or fibers, P = picked municipal solid waste, A-autombile bodies, and PG = picked municipal solid waste preground to 6-in.
size.
  {Includes $1.20 for cost of primary grinding.
of equipment while operating under
more comparable conditions, the cost
data  were adjusted to bring all ma-
chines to municipal-solid-waste and
6-in.-product levels. Table 7 presents
the adjusted size-reduction costs, ap-
plying the  input-material and size
factors.
  Approximate  capital costs of the
basic size-reduction units with capac-
ities adjusted to the theoretical value
for unsorted municipal solid waste in-
put  and  a  6-in. product have been
plotted  (Figure 16).  Although the
data  are still  scattered, the trend in-
dicates that the capital cost of size-
reduction equipment in general  does
not  increase  linearly  with capacity,
but follows the  classical 0.6 exponent
relationship.
  Maintenance,   power,  and   labor
costs per adjusted ton capacity as to-
taled in  Table 7 have  also been sum-
marized  (Figure 17).
  As pointed  out in previous sections
of this  report,  the municipal solid
waste size-reduction cost figures pre-
sented are widely variable because of
the wide variation in machines, mate-
rial,  and product size.

FINDINGS

  Two trends are apparent from the
investigations conducted during this
study. (1) The  demand on the  ton-
nage or throughput capabilities of in-
dividual equipment  items is increas-
ing; (2) The capability of equipment
is being increasingly challenged by
the heterogeneity of the  diverse ma-
terials to be processed.
  These trends are attributed to both
the population increase and the ele-
vated standard of living. Both factors
contribute to increased waste genera-
tion, and the latter results in a greater
variety of material in municipal solid
waste. Higher living standards  con-
tribute to demands for more efficient
waste management,  but in decreasing
the incentive  for manual presorting
of municipal refuse.

PRINCIPLES OF  SIZE  REDUCTION

  In summarizing the  principles in-
volved  in size reduction, the forces
utilized and the distances these forces
must move are of prime consideration.
The theoretical minimum energy re-
quirements for size reduction of  most
of the components in municipal  solid
waste is considerably lower than the
actual  energy  required  by existing
equipment.  This  indicates  the  pres-
ence of a great deal of friction in the
processes and  considerable  overload
capacity to  handle  the input varia-
tions. Much can  be  done in process
and equipment improvement.
  Evidence of synergistic effects with
the use of combinations of principles
indicates  the  efficacy  of some ap-
proaches:  (1)  Automatic presorting
followed by separate  size reduction;
(2) Automatic  preshearing followed
by a secondary  size-reduction opera-
tion in the same line; (3) Automatic
precrushing followed  by  subsequent
size-reduction operations better suited
to ductile material; (4) Multiple-stage
size  reduction  in  combinations  of
parallel and tandem operations (such
as precrushing  and  separation into
parallel lines having ductile and non-
ductile material, followed by further
size reduction as required).
  Current  equipment. A review  of
current size-reduction equipment in-
dicated that more than two-thirds of
this equipment  is used  primarily  on
uniform  material in industry and is
not recommended for direct use  on
municipal solid waste.
  Potential usage, however, does exist
for all types of  size-reduction equip-
ment. There exist eight general types
of  size-reduction  equipment  with
variations and potential applications
in municipal solid waste size reduction
(Table 8).

CURRENT  APPLICATIONS,   PER-
FORMANCE, AND COSTS

  The survey has shown that current
size-reduction equipment, as applied
to municipal solid waste, is undergoing
growing  pains. The trend seems to be
toward larger and larger machines.

-------
                                                                    Current applications, performance, and costs  19
                                               150
 FIGURE  16. Capital cost versus
 adjusted capacity.
                                                                   Cost of 60 ton/hr primary
                                                                    grinder added
                                                                         of » ' 20 Per ton for
                                                                       preliminary grinder added
                   60      80       100

                  Adjusted Tons per Hour
                                                                                                     120
                                                                                                              140       160
FIGURE 17.  Adjusted maintenance,
power, and labor costs of size reduction.
20
         40
                  60        80       100
                  Capacity, tons per hour
                                            120       140
                                                              160

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20  SIZE REDUCTION
                                 TABLE  8

CURRENT SIZE-REDUCTION EQUIPMENT AND POTENTIAL APPLICATIONS TO MUNICIPAL SOLID
                                   WASTE
       Basic types
                            Variations
                     Potential application to municipal solid waste
Crushers	Impact.
Cage disintegrators.

Shears	
Shredders, cutters,
  and chippers.
Rasp mills and drum
  pulverizers.

Disk mills	
Jaw, roll, and
  gyrating.
Multi-cage or
  single-cage.
Multi-blade or
  single-blade.
Pierce-and-tear
  type.

Cutting type	
Wet pulpers__

Hammermills_
Single or multiple
  disk.

Single or multiple
  disk.
Direct application as a form of
  hammermill.
As a primary or parallel operation
  on brittle or friable material.
As a parallel operation  on brittle
  or friable material.
As a primary operation on wood
  or ductile materials.
Direct as hammermill with meshing
  shredding members,  or parallel
  operation on paper and boxboard.
Parallel on yard waste,  paper,
  boxboard, wood, or plastics.
Direct on moistened municipal
  solid waste; also as bulky item
  sorter for parallel line operations.
Parallel operation on certain
  municipal solid waste fractions
  for special recovery treatment.
Second operation on pulpable
  material.
Direct application or in tandem
  with other types.
This trend will probably continue as
an expediency  to keep up with the
fast-growing rate of solid waste gen-
eration. Methods to improve efficiency
of size-reduction  equipment are also
being sought, but, as pointed out ear-
lier, this is leading to technical ineffi-
ciency.  Approaches to greater effi-
ciency  have  been  cited in  such
combinations as preshearing  or pre-
crushing  bulky items prior to ham-
mermill action.
   The performance  and cost  data on
the wide variety of input material and
product  size were adjusted to levels
corresponding  to the  size reduction
of average municipal solid waste to a
nominal 6-in. product.  Before adjust-
ment,  the  power  and  cost   values
ranged from 5 hp-hr  and $0.46 per
ton to  80 hp-hr  and  $1.77 per ton.
After adjustment, the ranges  closed
from 6 hp-hr and $0.52 per ton to 30
hp-hr  and $1.52 per ton, roughly a 3
                 to 1 decrease in power and cost ratios.
                 The  adjusted performance and cost
                 spreads of approximately 4 to 1 are,
                 however,  still very  high,  indicating
                 the need  for more closely controlled
                 test  conditions  or perhaps  a better
                 model.

                 REQUIREMENTS FOR ADDITIONAL
                 DATA
                   There are obvious gaps in the data
                 coming directly from size-reduction
                 operations on municipal solid waste.
                 Data from the.processing of material
                 similar to certain fractions of munici-
                 pal solid waste, fortunately, have pro-
                 vided usable performance and cost in-
                 formation. This  was accomplished by
                 the application of factors derived from
                 the more  limited solid waste size-re-
                 duction data. Whereas a fair general
                 picture of solid  waste size  reduction
                 has been obtained, additional data are
                 required  in more  specific  areas. For
                                   example, this study has leaned heavily
                                   on a single source of data (the Madi-
                                   son, Wisconsin, Demonstration Grant
                                   Project) for hammer-wear data and
                                   product-size effects. Other demonstra-
                                   tion projects  will provide data  that
                                   will  permit  more  information  on
                                   operations.
                                     Refinements in the collection and
                                   processing  of data from municipal
                                   solid waste  size reduction also appear
                                   to be desirable. These could be in the
                                   nature of a  series of closely controlled
                                   experiments performed on representa-
                                   tive size-reduction units. In these ex-
                                   periments, controlled input and thor-
                                   ough instrumentation should be con-
                                   sidered.  Standardized containers  of
                                   selected materials might be one form
                                   of controlled  input. Using recording
                                   instruments,  short  runs with  con-
                                   trolled input could be used to corre-
                                   late data from the current  runs of
                                   municipal solid  waste.   The instru-

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                                                                             Requirements for additional data  21
                                  TABIE 9
               EFFECTS OF NEW EQUIPMENT DESIGNS IN COMBINATION
       Design combination
                                              Possible effects
                                     Advantages
                                                            Disadvantages
Bottle breaker on municipal
  solid waste conveyor
  leading to hammermill.
Wet pulpers, single- or
  multiple-abrasive-disk
  radial axis with hammer-
  mill.
Lump-breaker feed on
  refuse  cutting machine.
Axial feed on preliminary
  disintegrating machine.
Drum pulverizer feeding
  hammermill.
Ultrasonic apparatus  after
  primary separation opera-
  tion.
Screw driers on wet pulpers.

Individually removable
  hammers on hammermill.

Oblique cornered hammers
  on hammermill.

Shear-type feed  of hammer-
  mill.
Crushing-type hammermill
  feed.
Shredding action with
  hammermill.

Combination of shear, crush,
  and shred.
Friable material reduced
  by lower wearing-rate
  members.
Finer product better
  suited to some separa-
  tion and recovery
  operations.
Crushing action tends to
  homogenize the refuse.
Homogenizing and prelimi-
  nary size reduction.
Fine material can bypass
  the final stages.
Minimum  wear.
Minimum cost.

Minimum downtime,
  staggered hammers,
  reduced vibration.
Greater shearing action,
  more wearing volume,
  higher impact.
Less slugging.

Less slugging, less wear
  (especially if crushed
  friables bypass ham-
  mers).
Closer grip on material
  during fracture precludes
  grate plugging.
Homogenization plus semi-
  primary size reduction,
  minimum wear.
More complicated
  conveyor.

Higher investment.
More complicated
  conveyor.


Higher investment.

Material limitation.


Input material
  limited.
Higher investment.


More vulnerable to
  damage.

Higher investment.

Higher investment.



More vulnerability.


Higher investment.
                                        mentation could be so complete as to
                                        record  such  data as  motor loads,
                                        speeds,  strains,  temperatures,  and
                                        noise  level.  Part  wear could  even be
                                        monitored by scintillator readings of
                                        tracer elements worn from specially
                                        prepared wearing members.
                                          The data that should be obtained in
                                        a controlled test are summarized in
                                        the  following list  of  possible  re-
                                        quirements :

                                        (1) Motor current
                                        (2) Voltage
                                        (3) Kilowatts
                                        (4) Speed
                                        (5) Bearing load (strain gage)
                                        (6) Temperatures
                                           (a) Bearing
                                           (b) Product
                                        (7) Noise level
                                        (8) Wear monitoring by  tracer element
                                             check
                                        (9) Standard test materials
                                           (a) Unsorted, packaged in oil drums
                                           (b) Precrushed,  in  boxes  along  with
                                                flattened oil drums
                                         (c) Presheared, in smaller cans.
                                                    Instrumentation   to   record   the
                                                  above-listed data would probably be
                                                  too costly and complex for continuous
                                                  use on one installation,  so a portable
                                                  package unit is recommended for spot
                                                  checking several municipal solid waste
                                                  size-reduction installations.

                                                  NEW EQUIPMENT DESIGNS

                                                    Summaries of new equipment de-
                                                  signs as applied  to municipal  solid
                                                  waste are slanted mainly toward pos-
                                                  sible   synergistic  effects,  although
                                                  some antagonistic effects result and
                                                  are pointed out.
                                                    The patents and Battelle-generated
                                                  concepts discussed in Appendix B dis-
                                                  close various features having possible
                                                  Application to municipal  solid waste
                                                  size  reduction.  These  designs  and
                                                  some of  the more likely  combinations
                                                  along  with possible  advantages and
                                                  disadvantages  are listed  (Table 9).

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                                                           V.    Separation
                                  FOLLOWING SIZE REDUCTION, separa-
                                 tion is sequentially the second critical
                                 step in the recovery and utilization of
                                 mixed municipal solid waste.
                                  Due to the heterogeneity of typical
                                 solid waste and the diversity of recov-
                                 ery operations which can be conceived,
                                 separation is a second important step
                                 in the recovery and utilization of solid
                                 waste. The efficiency with which sep-
                                 aration is effected and the degree to
                                 which the desirable materials can be
                                 segregated are significant factors con-
                                 tributing to cost and marketability of
                                 recovered products. Consequently, sig-
                                 nificant effort was devoted to the col-
                                 lection of technical data for equip-
                                 ment and processes that could be used
                                 in the separation of solid waste.
                                  As of  1968, the most  widely  em-
                                 ployed means for separating  solid
waste is handpicking and sorting from
conveyors. Handsorting is employed,
almost without exception, at nearly
all U.S. and European compost plants,
and at some municipal incinerators,
to remove such items as clean news-
print  and  cardboard,  rags,  metals,
glass,  and plastic (Figure 18). These
materials  are  removed for salvage
purposes and, in the case of compost-
ing, to upgrade the quality of the final
product. Handsorting is unsatisfac-
tory for large-scale recovery and util-
ization for several reasons including:
(1) low salvage prices that limit the
economic attractiveness of  such op-
erations;  (2) limited degree  of sepa-
ration that can be effected since  a
nominal size work force can be  con-
cerned only with removing more bulky
pieces; and (3) human fallibility. It
FIGURE  18. Handsorting at Lone
Star Organics, Inc., compost plant,
Houston,  Texas.
                                                                                                 23

-------
24  SEPARATION
 FIGURE 19. Eriez suspended-type permanent magnetic separator.
 has been reported that approximately
 Yz  to % ton of newsprint and card-
 board can be handpicked from mixed
 waste by one man in an hour.11 This
 corresponds to 1%-  to 2-man hr per
 ton.  Separation  costs,  therefore,
 ranges on the order of $3.50 to  $5.00
 per ton assuming low cost labor.
  The  need was recognized for  a
 variety of improved separation tech-
 niques owing to the extremely limited
 existing applications of more advanced
 technology to solid waste processing.
  The entire field of industrial sep-
 aration technology  was  surveyed in
 detail for potentially adaptable tech-
 niques and related performance char-
 acteristics  and  costs. As  indicated
 below, very few of the more sophisti-
 cated separation techniques have been
 applied to solid waste processing, and
 the historical  experience  of these
 applications  is  extremely  limited.
 Therefore, much of the cost and per-
 formance data  available relates  to
industrial  applications significantly
different from solid waste processing
and must be employed and interpreted
with extreme care. These data should
not be used for design purposes, but
rather should be employed to indicate
the general types of separation possi-
ble,  general feed  requirements, and
order-of-magnitude costs. This  type
of information  is essential in making
preliminary judgments as to  poten-
tially attractive process combinations
for investigation on  both  pilot and
demonstration  scale.  Several  such
combinations are discussed in a  later
section.
  As  indicated, this  study has at-
tempted to cover a largely uncharted
domain  of  technology.  Two   ap-
proaches  were  possible.  One would
have been to decide a priori what com-
ponents and mixtures were  desirable
to separate and then  to limit the in-
vestigation to a search for equipment
which would effect the separation. Al-
ternatively one could ask the question,
what can be separated using existing
and potential equipment designs. The
former approach was not suitable to
the task at hand, since the decision
as to what one would like to separate
depends to a large extent upon what
can be separated, what degree of sep-
aration can be effected, and other un-
defined factors  relating to markets,
and  the  processing  and recovery  of
by-products. Consequently the second
approach was elected; and the general
overall task was to determine what
types of separations are, or might be,
possible  using  existing technology,
with or without suitable modifications.
This information is presented  below
to the extent that it is available.
  Separation techniques are designed
to detect and to operate selectively on
differences in various properties of the
materials being  separated. Primary
properties employed in the separation
techniques investigated  in this  study

-------
                                                                  Unit processes /or solid waste separation  25
FIGURE 20. £Yte£ pulley-type permanent magnetic separator.
include magnetic properties,  particle
size, specific gravity, and light reflec-
tance properties of the surfaces. The
primary obstacle in the application of
these techniques to the separation and
recovery of solid waste is that the com-
ponents which one might wish to sep-
arate are generally  not  sufficiently
unique  in any single property  such
that  the  separation  is  rendered
straightforward.  Consequently,  the
best one can imagine is a combination
of processes and somewhat less than
100 percent separation.
  Technical information  and avail-
able data on  specific processes and
separation techniques are outlined be-
low. Generally speaking, there  is al-
most a universal lack of data related
to the mechanical separation of solid
waste.  Most of the performance and
cost statements in  this  report  are
based on qualitative extrapolations of
data for specialized industrial  applica-
tions. Experimental  data  need  to  be
collected for nearly all  applications
discussed to determine interrelation-
ships among such properties as par-
ticle size and distribution in the mixed
feed,  separation  efficiency,  capacity,
moisture content, and material type.
  Three general sources of informa-
tion were employed in this phase of
the study.  These are  existing plants
and operations,  equipment  manu-
facturers, and patent literature.  As
indicated  below,  several potentially
promising separation  techniques are
available; but additional experimental
work is required to establish perform-
ance  criteria  and cost  relationships
suitable for design purposes.

UNIT PROCESSES FOR SOLID
     WASTE SEPARATION

MAGNETIC SEPARATION

  The removal of ferrous materials
from heterogeneous industrial mix-
tures and from municipal solid waste
is practiced quite widely. Prevalent in-
dustrial applications include minerals
beneficiation, the recovery of scrap in
metal fabrication plants, and automo-
bile   salvage   operations.  Compost
plants in Houston, Texas;  Gainesville,
Florida; and Johnson City, Tennessee;
and  other  municipal incinerators in
Atlanta,  Georgia;  Chicago, Illinois;
and other localities use magnetic sep-
arators to remove tin cans. Tin cans
are removed  for salvage and, at the
compost plants, to upgrade the quality
of the final product.
  In general, two types of separators
are adaptable to the removal of fer-
rous materials from mixed refuse and
are used  extensively in solid  waste
processing plants (i.e., compost plants
and  municipal  incinerators)  which
are removing tin  cans from mixed
refuse. These may be broadly classed
as  suspended-type  and  pulley-type
separators (Figures 19 and 20). Sus-
pended-type  separators are used to

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26  SEPARATION
    4000
  o
 "5
  o
 o
  Q.
  O
 O
     3000
     2000
     1000
                                     Enez P-T ( pulley-type) permanent
                                     magnetic separator (12" head pulley)
                  Enez suspended permanent magnetic separator ( Model 510)
        1000
                 2000
                          30OO
                                  4000
                                           5OOO
                                                    6000
                                                             7000
                                                                      8000
                                                                               9000    10,000    11,000    12,000
                                                    Capacity , ftvhr

                                                      I	
                  25                50               75                100                125

                   Capacity , Ions per hr ( assuming bulk density of  25 Ib per ft3 )

FIGURE 21. Capital cost of magnetic separators. (Data supplied by Eriez Manufacturing Company.)
                                                                     150
make a "first cut" to remove ferrous
materials from refuse which  may or
may not have been subjected to size
reduction. The pulley-type separators
are  employed  as  a  second-stage
cleanup to remove ferrous materials
after  removal by a  suspended-type
separator and processing  through  a
hammerhill.
  Efficient  magnetic  separation  is
affected mostly by the degree of size
reduction provided and the extent to
which  ferrous materials  are physi-
cally  liberated from  other types of
materials. Hammermilling, and per-
haps even crushing, of raw waste  is
considered to be satisfactory prepara-
tion for efficient magnetic separation
of ferrous materials from solid waste.
The particle size in the feed material
to the magnetic separator is not crit-
ical, since existing equipment can ac-
commodate nearly all ferrous  objects
ranging from large tin cans on down.
The occasional large items such as
appliances need to be reduced in size
to pieces about 8 in. or smaller. In any
event,  the  primary requisite for effi-
cient magnetic separation is that the
materials be physically freed from one
another. Magnetic  separation  is not
likely to be  affected by,  or to have
major effects upon,  other upstream or
downstream separations, except  per-
haps in the sense that inefficient re-
moval  of ferrous material may result
in  an  unexpected  contaminant or
component to  be reckoned with at
later processing or  recovery stages.
  Equipment  employed  in  the re-
moval of tin cans from solid waste are
adaptations  of  equipment designed
primarily for  large industrial opera-
tions such  as the automobile macer-
ators   and salvagers. Consequently,
the capacities of existing equipment,
ranging from 25 to 100  tons-per-hr,
are considerably higher than required
in solid waste processing plants where
the ferrous content  of the throughput
is relatively small.  For example, fer-
rous throughput  rates  for various
nominal plant sizes and ferrous con-
tent are as follows (Table 10).

             TABLE 10

FEKROUS THROUGHPUT RATES AS A FUNCTION
      OF CONTENT AND PLANT SIZE
Total solid waste throughput  Ferrous   Ferrous
	  content throughput
(tons/10-hr day)  (tons/hr)  (percent)   (tons/hr)
    150
    300
15
              30
5
6
7
8
5
6
7
8
0. 75
0.90
1. 05
1.20
1. 50
1. 80
2. 10
2.40
  Data provided by Eriez Manufac-
turing Company, a large supplier of
magnetic separators, indicating capi-
tal  cost as a function of size and ca-
pacities  of the two  main types of

-------
                                                                  Unit processes for solid waste separation  27
     1000
                                 20
                                                                                  40
                                                          30

                                                  Belt Width, inches

FIGURE 22. Capital cost of magnetic separators. (Data supplied by Eriez Manufacturing Company.)
                                 50
magnetic  separators  are  provided
(Figures 21 and 22).  Equipment is
rated by the manufacturer  in terms
of cu  ft  per  hr; and the  tonnage
capacities given are based upon  the
bulk density of  the ferrous  material
as 25  Ib/cu ft.  Operating costs  for
magnetic separators are minimal and
result primarily from power consump-
tion. Small magnetic separators, more
than adequate for use  in solid waste
recovery, require at most about 1  hp,
and so power costs for  magnetic sep-
aration are  expected to be an insig-
nificant  fraction  of   total  power
consumption in a solid waste recovery
plant.  Consequently, the major cost
of magnetic separation is  the cost of
equipment,  especially  the auxiliary
equipment for handling influent and
effluent streams. Cost  data  for  tin
can recovery facilities  discussed in a
later section indicate that the major
cost item is not the magnetic separa-
tor, but, rather, the auxiliary facili-
ties.12 The  total cost of a can recovery
                                     facility at an 800-ton/day incinerator
                                     was estimated at $400,000, with the
                                     major  fraction of the  capital cost
                                     being attributable to site preparation,
                                     structures, and auxiliary  equipment
                                     such as a shredder,  conveyors, and
                                     railroad siding. Similarly only a frac-
                                     tion of the estimated operating costs
                                     are attributable to the magnetic sep-
                                     aration process. In fact, less than 25
                                     percent of the total cost for all equip-
                                     ment was attributable to power and
                                     maintenance.  The remaining 75 per-
                                     cent  resulted  from  labor  (system
                                     operators and inspectors). Total cost
                                     of can recovery including amortiza-
                                     tion and operating cost was estimated
                                     to be $13.60 per ton recovered.
                                       The above analysis of magnetic sep-
                                     arator  costs   indicates   something
                                     which one must keep in mind when
                                     interpreting the various unit process
                                     costs quoted  throughout this report.
                                     The point is  that the unit process
                                     itself may constitute only a small frac-
                                     tion of the cost required to put this
process in operation. As in the above
example, the major cost item may be
the supporting and auxiliary materi-
als handling equipment  needed  to
synthesize a complete system. A sim-
ilar trend is  noted in a later section
on composting where it is seen that
actual digester costs  are  only  about
25 to 40 percent of the total capital
investment required.
  In addition to the  standard mag-
netic  separation equipment discussed
above, one additional rather unique
application is worthy of mention. The
Los  Angeles  By-Products Company
operates several machines at various
landfills in  the San  Francisco area
which remove tin cans from loads of
refuse dumped at the landfill sites.
The salvaged products eventually find
their way to the copper smelters. Cur-
rent design as well as operational de-
tails  of these machines, including
costs, are considered to be proprie-
tary information by Los Angeles By-
products Company13 A patent search

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28  SEPARATION
led to the discovery of a patent relat-
ing  to  an  early  design  of  this
machine."

EDDY-CURRENT SEPARATION

   The  separation  of   nonmagnetic,
conductive materials (copper, alum-
inum, zinc) in solid waste based upon
eddy-current  phenomena  has been
proposed  on several occasions. How-
ever, limited  experimental   studies
conducted to date have indicated sub-
stantial problems  in the application
of  this phenomena  not only  to  the
separation of materials from munici-
pal solid  waste, but also to the seg-
regation of much  less heterogeneous
industrial waste. Eriez Manufacturing
Company, for  example, has  investi-
gated these applications rather exten-
sively and has been quite cooperative
in  providing information on  its  re-
search  in this area.15  The following
discussion is based largely upon  in-
formation provided by Eriez.
   Since the principles of  eddy-cur-
rent separation are not well docu-
mented in the solid waste  literature,
they are outlined briefly below.
  When an electric current is passed
through a coil surrounding  a core
made  of  a conducting material,  a
magnetic  flux  develops (Figure 23).
By varying the current, one  may cause
the  magnetic  flux  to  change. This
changing  magnetic flux is the key to
eddy-current phenomena. It should be
noted that the arrangement shown is
only one means of producing a chang-
ing flux and is selected for illustra-
tion because the arrangement  simpli-
fies explanation of the phenomena
under  consideration. Another tech-
nique for  creating a changing flux,
more suitable to the  concept of  an
eddy-current  separator, is discussed
later. As indicated, the changing mag-
netic flux is the key to eddy-current
phenemona. This is true because when
a magnetic field in a conducting me-
dium changes with time, an electro-
motive force is generated in the plane
of the medium which is perpendicular
to the direction in which the flux is
changing. As a result  of the electro-
motive  force,  eddy  currents develop
within the material. Associated with
these eddy currents is an eddy-current
flux which is opposite  in direction to
the initially  imposed magnetic flux.
   The eddy-current flux may  be em-
ployed to effect a  separation  (Figure
24). As  previously mentioned,  the
eddy-current flux  always opposes the
flux that  produced it.  These two  op-
posing magnetic fields  create a repel-
                                N
Eddy current
Eddy -current
     Current
                                                Conducting material
Changing magnetic flux
                                                     Coil
FIGURE 23. Principles of eddy-current phenomena.

-------
       Eddy-current
Eddy-current flux
Repulsive force
                                                 Conducting material
                                                 Changing  magnetic flux
            Current
FIGURE 24.  Application of eddy-current phenomena.
       Eddy-current separation  29

ling force, and if the core consists of
two parts, separation will occur.
  In  principle,  the phenomena  dis-
cussed above could be  employed to
separate  various  nonmagnetic con-
ductive materials since the magnitude
of the repulsive force depends in part
upon characteristics of  the material
such  as its resistivity and permeabil-
ity. Other factors, unrelated to mate-
rial characteristics, are the magnitude
and the rate of change of flux density.
One attempt by Eriez to apply these
principles involved the use of  a mag-
netic pulley (Figure 25). In this case,
a drum is equipped with a series of
magnets installed around its interior
circumference which  in  turn cause a
magnetic  field  to develop outside the
drum or pulley; and by rotating the
pulley, a  constantly changing  flux is
produced. When a nonmagnetic con-
ductive material  is  placed  in  this
changing  field, eddy currents develop
in the material and a repulsive force
is generated. If this force is sufficiently
strong, it will deflect the material and
effect a separation.
  In  addition to the  pulley arrange-
ment, other configurations have been
investigated in an effort to develop a
suitable eddy-current separator. Eriez
has reported serious limitations with
all  techniques  studied  to date.  The
basic difficulty is that the magnitude
of the repulsive force generated de-
pends largely upon the geometry of
the materials  to  be  separated.  The
size, shape, and surface  irregularities
play a key role. Since the technique
has not been perfected,  an optimum
particle size cannot be defined. It
should be noted, however, that in the
Eriez experimental work, Y2 -in.-diam-
eter disks, ys-in. thick,  were used. In
genuine waste  mixtures, particles ex-
hibit a wide degree of variation in size,
shape, and  surface irregularities. A
piece of aluminum, for example, may
be  subjected to the  same  repulsive
force as a piece of copper due  to dif-
ferences in particle  geometry even
though significant differences exist
in  material  characteristics.  Conse-
quently,  meaningful  separations  do
not result when using a typical waste
feed. To date a suitable technique for
overcoming these  limitations has not
been  discovered, and prospects that
one will be discovered in the near fu-
ture are not great. At present, eddy-
current separation does not constitute
a technically  promising method of
separating the  various  nonmagnetic,
conductive materials  in  municipal
solid waste.

-------
30  SEPARATION
             Net repulsive force
             Magnetic
               pulley
                             Permanent
                              magnets
                                                    Material
                                                   Changing
                                                   magnetic flux
Rotation
 Material  feed
                                                    Deflected
                                                     materials
                                                            Rotation
 FIGURE 25. Concept of pulley-type eddy-current separator.

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                                                                                           Size classification  31
                                 TABLE 11

       VARYING DEGREES OF SIZE REDUCTION FOR GLASS, TIN CANS, AND WOOD WASTE "
               Glass
                                       Tin cans
                                                              Wood

Size range
(in.)


Material
occurring
in stated
size range
(percent)

Size range
(in.)


Material
occurring
in stated
size range
(percent)

Size range
(in.)


Material
occurring
in stated
size range
(percent)
>3    15. 7
                                                       ; to 8 x
                                                       \Vi x 1.
                                                                    40
~>l/ <^1i
>V 2, <3
<2



30. 5 0 to \%
58. 8



60




   * From Stirrup, F. L. Public cleansing refuse disposal. Oxford, England, Pergamon Press, 1965. p. I
 SIZE CLASSIFICATION

   Vibrating  screens. Screening  is  a
 technique  for  separating  materials
 based upon particle size and involves
 the separation of a mixture of vari-
 ous size particles into  two fractions,
 or more if multiple deck screens are
 used, each of which is more uniform
 in particle  size than  is the original
 mixture. Screening may be  wet  or
 dry. Dry screening implies the treat-
 ment of a material containing  a  nat-
 ural amount of moisture or a material
 that has been dried before screening;
 whereas wet screening refers to an op-
 eration in which water is added to the
 material being treated for the purpose
 of washing the fine material through
 the screen. Another application of wet
 screening is  the  dewatering of slur-
 ries containing relatively hard solids
 which  will  not  blind  (clog)  the
 screen.
  Within  the context  of  solid waste
 processing, it appears that only dry
 screening has major potential  appli-
 cation. The small quantity of fine  ma-
terials  (fines)  in solid waste  would
 not merit wet screening because of the
auxiliary problems of water handling,
 material drying,  and their  tendency
 to become quite  soft in an aqueous
environment, thus blinding the screen.
  As is  the case for many separation
 processes discussed in this report, the
 selection of screening  equipment re-
 quires empirical studies to determine
 the effect of the several variables. The
 critical  variables are so interrelated
 that no satisfactory analytical method
 of  correlating them  has been devel-
 oped.  Therefore,  no specific recom-
 mendations can be made as to type of
 screen material to be selected, or ca-
 pacity and efficiency to be obtained.
 Manufacturers suggest  that  proces-
 sors submit  samples  for testing  prior
 to selection of equipment. Critical fac-
 tors include particle-size distribution,
 density,  and undefined interactions
 among particle size, shape, and mois-
 ture content. All  available published
 data  on  screen  capacities relate  to
 minerals-oriented processes, and this
 experience is not directly applicable
 to solid waste processing.
  The only reported experience  with
 the use of screens in the processing of
 solid waste is at two compost plants;
 one in Houston, Texas, and the other
 in  Altoona,  Pennsylvania,   where
 screens are used to size the compost
 before a stoning operation to remove
 glass  as  described in a later  section.
 Performance data from these applica-
 tions were not available at the time of
 this study.
  The sizing of waste product streams
 for further separation and processing
 appears  to be  one of two  major po-
 tential  applications for screening in
 the recovery and utilization of solid
 waste. The other relates to a possible,
 but as  yet  quantitatively undefined,
 synergistic effect in conjunction with
 size  reduction.  Specifically it seems
 reasonable to expect that during size
 reduction,  brittle materials such  as
 glass, metals, and thermosetting plas-
 tics might end  up in smaller pieces
 due to their relatively lower resistance
 to impact  than materials  such  as
 paper and food wastes. If  this phe-
 nomena does occur to  an appreciable
 extent, a basis would exist for making
 a separation in a two-stage size-re-
 duction screening operation. A small
 amount of published data is available
 which would cause one to expect these
 effects.18 The results of studies con-
 ducted  in England  indicate varying
 degrees of  size  reduction for glass,
 tin cans, and wood (Table 11).
   Costs of screening are related  al-
 most entirely to equipment costs and
 only in a small way to operating costs
 which  are, in turn, dictated  princi-
 pally by power consumption. Capital
 costs of screening equipment are gen-
 erally given in terms of square feet of
 screen  area.  Required  area  is,  in
 turn,  determined by screening rates.
   A fair amount of data is available
 for  estimating  screen  sizes required
 for  conventional minerals applica-
 tions.  However,  as previously indi-
 cated,  applications  to  solid  waste
 processing are extremely limited and
 performance data are  not available.
 Nevertheless, the  data  on  minerals
 separation can be employed to deter-
 mine approximate performance char-
 acteristics for other potential solid
 waste processing.
   Denver  Equipment  Company  has
 supplied a  technique for estimating
 screen size requirements  (Table 12).
 Values are  given for various factors
 related to  key design variables. Note
 that Factor A, which is directly pro-
 portional  to screen  openings and
 which is also related to  material type,
 is  provided  only  for   conventional
 minerals  processing. Depending  on
 the type of material, Factor A ranges
 between a low of 1.08 to  a maximum
 of 4.90. Thus for materials listed, re-
 quired screen area  could vary by  a
 factor  of about  five. This range  of
 variation would  be  expected  to  be
 even more  pronounced,  perhaps  as
 great as a  factor of ten,  for applica-
 tion  to solid waste.  Thus the proce-
 dure given is satisfactory only for de-
 termining order-of-magnitude screen
 area  requirements.  It  also  serves,
however, to indicate the  type of ex-
perimental studies required, the vari-

-------
32
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-------
                                                                                          Size classification  33
ables that need  to  be monitored  to
gather data to determine screen ca-
pacity requirements for given appli-
cations, and the relative effects of the
key properties.
  Data were provided  by two manu-
facturers*  indicating screen capaci-
ties  for  selected  industrial  applica-
tions (Figures 26 and  27). It is seen
that throughputs range from, about
1 to 8 tons/hr per  sq ft of screen.
Nominal particles size range for dry
screening is V8 to 3 in. Still needed
are data that concern the relation-
ships between particle size, capacity,
and efficiency of separation for proc-
essing solid waste and various compo-
nent and by-product streams.
  As indicated, the primary reason for
concern with screen capacities at this
stage is to provide a means for esti-
mating cost. Cost data were provided
by the two manufacturers for single
                                       and double deck  screens (Figures 28
                                       and 29).
                                         Spiral  classifiers. Spiral  classifica-
                                       tion is a minerals beneflciation tech-
                                       nique developed  specifically  for  wet
                                       sizing  high-density  materials. Most
                                       common applications relate to remov-
                                       ing fine solids from coarse solids of
                                       approximately the same specific grav-
                                       ity. By controlling design and operat-
                                       ing conditions, cuts can be made on
                                       mixed  materials containing particles
                                       in the  size range 200 mesh to  Va in.
                                       In addition, the  basic  equipment is
                                       also adaptable to separation of light
                                       materials from heavy materials of ap-
                                       proximately the same size.
                                         The  spiral classifier consists  of an
                                       inclined tank containing one or more
                                       inclined  revolving  spirals.  A slurry
                                       containing the materials to  be sep-
                                       arated  is fed into the lower end of the
                                       unit where it collects in a pool.  The
   •Syntron Company and Denver Equip-
ment Company.
         Assume 10% loss in screen area for second decks
         Based on oversize in feed < 65% (undersize > 35%)
         Based on 50% of undersize smaller than 1/2 screen
           opening
         Assumes dry materials
                     1/4
                                                                                        I 1/4
                                      1/2               3/4                I

                                        Size of Square Screen Openings,  inches

FIGURE 26.  Capacity of Denver vibrating screens. (Data supplied by Denver Equipment Company.)
                                                                                                        I  1/2

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34   SEPARATION
                                                                     Assume dry materials , 75 % of feed passing screen
                                                                    and at least 50% undersize < 1/2 screen opening
                                                                     For multiple decks, assume 10% loss of screen area
                                                                    for second deck, and 20 %  for third deck
                                                                     When used with water, capacities may be 50-100 %
                                                                    higher
                                                                     For shaded capacities 9 , use dual or high thrust
                                                                    vibration
             1/8  3/16 1/4  5/16  3/8  T/te  1/2               3/4                I

                                              Size of Square Openings,inches

 FIGURE 27. Capacity of Syntron vibrating screens. (Data supplied by Syntron Company.)
                                                                                                          1-1/2
                                                 8
                                                                                          O Syntron Company
                                                                                          8 Denver Equipment Company
                                                                                40      50      60

                                                                                 Screen  Area,  ft
                                             FIGURE 28. Capital costs of single-deck vibrating screens. (Data
                                             supplied by Syntron Company and Denver Equipment Company.)

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                                                                                        Size classification  35





Q







/
/





°x
r^





j
* «






I/' o
)





X
/
(






^ «


O Syntr
® Derive


O .,
'


on Compa
r Equipm

X
^x




jnt Compc







ny

D 10 20 30 40 50 60 70 80 90 10
                           Screen Area  per Deck,  ft

FIGURE 29. Capital costs of double-deck vibrating screens. (Data supplied
by Syntr on Company and Denver Equipment Company.)
                                     water is removed by permitting flow
                                     over a weir. The overflow contains the
                                     fines to be separated. The larger ma-
                                     terials, termed sands, settle and are
                                     collected  and removed by means of
                                     the revolving spiral. As indicated, the
                                     sand-making mechanism may be  ei-
                                     ther  a double or single spiral. In the
                                     single-spiral assembly,  the sands are
                                     conveyed up one side of a tank, leav-
                                     ing a drainage  channel between the
                                     spiral and the tank on the opposite
                                     side.  In the double-spiral machines,
                                     the spirals  rotate in such a manner
                                     that  the  sands  are conveyed up the
                                     center of the tank between the spirals.
                                     Feed enters through an  opening on
                                     one or both sides of the tank. Overflow
                                     is discharged at the lower end over
                                     an adjustable weir. Potential applica-
                                     tions in solid waste processing to  ef-
fect separations based on differences
in specific  gravity should be evident
from the equipment descriptions out-
lined above, although  no known ap-
plications have been encountered.
  A typical spiral classifier is shown
(Figure 30). The selection of equip-
ment and the design of classification
systems  hinge on several variables.
These  include:  (1)  tonnage of  fine
and coarse materials to be processed;
(2) mesh size at which separation is
to be made; (3) settling  rates of ma-
terials  to be processed;  (4) solids con-
centration  and particle-size distribu-
tion in the  slurry; (5) moisture/solids
content of sands and  overflows; (6)
specific  gravity  of  materials  being
processed;  (7)  spiral revolution rate;
(8) weir width and depth (and hence
pool size);  (9) tank slope; (10)  pool

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36  SEPARATION
                                                                     Sand (separated  solids)
                              Liquid
                              surface
    Overflow
    weir
                                                   Influent
                 Effluent
FIGURE 30. Denver spiral classifier. (Source: Denver Equipment Company.)
             TABLE 13

     CAPACITY OF SPIRAL CLASSIFIERS*
 Spiral diameter (in.)   Tons of sands per hr
                    (approximately)
        24
        36
        48
        54
        72
 1-3
 3-10
 9-26
10-31
28-85
   •Source: Denver Equipment Company.
area  (I.e., percent  of  spiral surface
submerged);   (11)   spiral  length.
Spiral sizes  are related in  terms  of
spiral  diameter. Capacities  are  nor-
mally given in terms of tons of  sand
per hr. Capacities  of equipment  vary
for typical minerals beneflciatlon ap-
plications (Table 13).
  Capital costs of spiral classifiers are
a function of spiral size (Figure 31).
Operating costs are mainly related to
power consumption; power require-
ments for  these   spiral   classifiers
range from 2 to 15 horsepower.

GRAVITY SEPARATION

  Flotation.  Flotation  is basically  a
gravity separation  process; although,
as seen from the  brief discussion  of
the process mechanisms outlined be-
low, other than pure gravity-related
phenomena are employed. Flotation
effects the separation of  dissimilar
solids through the  selective affinity of
their surfaces,  properly modified  by
reagents, if necessary, for air  and
water. Detailed  process mechanisms
are discussed elsewhere and will not
be repeated here." The first step  in
flotation is size reduction to physically
free from one another the materials
to be separated. An aqueous slurry or
pulp is then created and air bubbles
are introduced into  the  bottom of a
tank containing the mixture. By the
selection of flotation agents, the ma-
terial which one desires  to remove is
made selectively hydrophobic impart-
ing to it a greater affinity for air than
water. As  the bubbles  rise in  the
slurry, the fraction to be separated is
carried to the surface along with the
bubbles and is  then collected in a
suitable fashion.
  Flotation equipment and processing
systems were  developed  initially for
minerals  beneficiation,   and this is
still the major application  of  flota-
tion  technology.  Nevertheless,  the
operation is being extended into other
fields such as the separation of wheat
hulls  from kernels and  the  deinking
of newspaper.
  Existing flotation technology is con-
cerned almost entirely with the sep-
aration of  finely  divided  material,
usually varying in  size  from  20 to
under  200 mesh. Mineral solids re-
quire fine grinding to physically free
mineral crystals from other portions
of  the ore. Surface conditions  are
important, and it is necessary that the
air bubbles support  the  solid in the
slurry. As indicated, flotation agents
are employed  to impart  hydrophobic
properties  to  materials  to  be  sepa-
rated. At least 60 flotation agents are

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                                                                               Gravity separation  37
                            24
36
60
72
                                       Spiral  Diameter,  inches
FIGURE 31. Capital cost of Denver spiral classifiers. (Data supplied, by Denver Equipment Company.)

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38  SEPARATION

                                TABLE  14

          FLOTATION AGENTS COMMONLY USED IN MINERALS BENEFICIATION*
 1.  Acintol FA-1 tall oil fatty acid        31.
 2.  Acintol FA-2 tall oil fatty acid        32.
 3.  Aero Depressant 610                33.
 4.  Aero Depressant 633                34,
 5.  Aerofloc 550                       35.
 6.  Aerofloat 15                       36.
 7.  Aerofloat 25                       37.
 8.  Aerofloat 31                       38.
 9.  Aerofloat 208                      39.
10.  Aerofloat 238                      40.
11.  Aero Promoter 404                  41.
12.  Aero Promoter 710                  42.
13.  Aero Promoter 801                  43.
14.  Aero Promoter 825                  44.
15.  Aerosol GFG                       45.
16.  Amine D  acetate                   46.
17.  Armac C                           47.
18.  Armac T                           48.
19.  Armac TD                         49.
20.  Armacflote  P                      50.
21.  Barrett No.  4 Creosote              51.
22.  Barrett No.  634  Creosote            52.
23.  Beneflte 89                         53.
24.  Caustic soda (NaOH)                54.
25.  Copper                            55.
26.  Cresylic acid                       56.
27.  Duomac T                         57.
28.  Dowfroth 250                      58.
29.  Formonyte 602                     59.
30.  Formonyte 616                     60.
   Lime
   Merasperse CB
   Methyl isobutyl carbinol
   Minerec B
   Orzan S
   Pamak 1
   Pamak 4
   Pearl starch
   Pine oil, Yarmor F
   Quebracho
   Sepa an MGL
   Soda ash
   Sodium Aerofloat
   Sodium dichromate
   Sodium silicate
   Sodium sulfide
   Sodium sulflte
   Stadex Dextrin 120
   Superfloc 16
   Superfloc 20
   Thiocarbanilide 130
   Z-3, potassium ethyl xanthate
   Z-4, sodium ethyl xanthate
   Z-5, potassium sec-amyl xanthate
   Z-6, potassium amyl xanthate
   Z-ll, sodium isopropyl xanthate
   Z-12, sodium sec-butyl xanthate
   Z-14, sodium isobutyl xanthate
   Z-200
   Zinc sulfate
  *Source: Denver Equipment Company.
known  to be used in minerals bene-
flciation (Table 14).
  The selection of notation equipment
and the design  of flotation systems
are highly empirical in that most de-
sign variables need to be selected upon
the basis of experimental data. Fac-
tors which  need  to be  determined
before  notation  capacity for a given
application  can be determined  are
specific gravity  of the solids being
treated, optimum percent solids in the
aqueous slurry,  particle size, reten-
tion time, aeration rates, and flota-
tion agents.  The degree of separation
obtained  in  a given application is a
function  of  complex  interrelation-
ships between each of  these  factors
and  the surface  properties  of  the
material   being  separated.  Conse-
quently, process design usually in-
volves   extensive   laboratory-scale
experimental work to find  the opti-
mum combination of the several vari-
ables involved. This is  true even for
applications   within  the  minerals
beneflciation field  for  which  a  fair
amount of operational  experience  is
documented. For  the  reasons indi-
cated    above,   and   because   no
laboratory or operational experience
exists,  very  little  can be said about
 expected performance  and costs for
separating  various  components  in
solid waste  by flotation. Possible ap-
plications which come to mind include
the cleaning of compost; separation of
glass and/or nonferrous metals from
mixed  refuse  or  from by-products
such as compost; and the separation
of paper from mixed refuse, as well as
various undefined separations which
may be required in the manufacture
of selected  by-products.
  The  only indication of experimental
studies related to the  application of
flotation to municipal solid waste re-
covery is work being done by the U.S.
Bureau of  Mines  in  College  Park,
Maryland,  which is discussed  in  a
later section. These studies are con-
cerned with the recovery of  metals
and other materials from municipal
incinerator residues.  Although this is
a very specialized form of solid waste,
the experimental data  generated by
these studies should  provide valuable
guidelines as to the merits of this as
well as other potential applications of
flotation  technology to solid  waste
recovery.
   A related application is reportedly
being studied by Luria Brothers, auto-
mobile salvagers, for the removal and
separation  of nonferrous  metals and
also for the cleaning of ferrous and
nonferrous products." Details of this
work are proprietary, and it was not
possible  to  obtain additional infor-
mation during the  course  of  this
study.
  Capital costs of flotation are mainly
for tankage and aeration equipment;
operating costs are mainly for power
to provide aeration.  Before one  can
determine tankage, and hence capital
costs,  many  of the  design variables
mentioned above must be determined.
Once one knows the throughput rates,
retention times, and  percent solids, it
is rather straightforward to calculate
capacities  on  the basis of  a mass
balance as follows:
Letting:
   C =required flotation capacity (cu ft)
   9 = material throughput rate (tons of solids/8-hr
       day)
   •y = specific gravity of solids
   s = percent solids-^ 100
    t =retention time (min)
one may derive the relationship:
C=0.0688
["-
L y
                   +— 1 Qt.
                      j
  Based upon experience with min-
erals beneflciation, one manufacturer
estimated  that  retention  times  in
processing solid waste could vary from
5 to 20 min. and optimum solids con-
tent from 5 to 20 percent. All of these
variables  affect  required  flotation
capacity (Figure 32). It is seen that

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                                                         Gravity separation  39
8OOOOOOOOOOO   O
OOO   OOOOOOOO
                                                               S
                                                               £
                                                               o
                                                               a
                                                               o
                                                               8
                                                               •2
                                                               I

                                                               
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40  SEPARATION

an  extremely wide range in required
capacity is indicated, further demon-
strating the  need for experimental
data before even order-of-magnitude
cost estimates can be generated. The
capital cost of Denver flotation equip-
ment may be related to capacity (Fig-
ure 33).
  As previously indicated,  operating
costs consist almost entirely of power
costs. Power requirements to operate
pumps, mixers, and  compressors  are
functions of flotation capacity (Fig-
ure 34).
  Dense media. Dense media separa-
tion,  sometimes referred  to as  the
sink-float process, is  a gravity sepa-
ration  technique for  separating ma-
terials having a specific gravity higher
than that  of the medium  employed
from those  having a specific gravity
lower than  that of the medium em-
ployed. Particle sizes in the feed  for
minerals  beneflciation  applications
range  from 3  in. down to  10 mesh
(0.066  in.).  It is generally  true that
differences in the specific gravity of
the materials to be separated can be
less than that  required for  efficient
separations  by jigging  or  tabling.
Dense  media  have been used exten-
sively  in laboratory  separations and
for industrial  applications such as ore
beneficiation.
  There are two types of heavy media
used for separation:  (1) solids-water
systems, and (2) organic liquids. Sus-
pensions of  solids in water usually
consist of ferrosilicon, magnetite, or
galena. When ground to suitable fine-
ness and mixed with  water  in correct
proportion,  these high specific grav-
ity  solids  provide a medium that
closely duplicates the  fluid character-
istics of a  true heavy liquid. Recent
trends  have favored the use of mag-
netite and ferrosilicon since  these ma-
terials  can be  more easily  reclaimed
and are lower in initial cost. Specific
gravities of  dense media attainable
with suspensions  of  these  materials
range  from  1.25  to   3.4.  Magnetite
alone is used to obtain specific gravi-
ties in  the 1.25 to 2.20 range; magne-
tite and ferrosilicon mixtures are used
to obtain specific gravities in the 2.20
to 2.85  range; and ferrosilicon alone
is used for specific  gravities  >2.85.
Process details are available in  the
literature.10
  Applications of dense  media sep-
aration  are  not  sufficiently wide-
spread  that typical  industrial per-
formance and cost data are available.
Applications to solid waste processing
are nonexistent, but various potential
applications  exist. The work being
conducted by the Bureau of Mines at
College  Park,   Maryland,  includes
plans  for  some experimental  studies
to  be conducted at  an  unspecified
time  in the future to investigate the
recovery  of  incinerator  residues  by
heavy media  techniques.  Similarly,
research mentioned earlier may also
develop information in this technical
area,  as related to the  cleaning  of
automobile scrap and  the recovery of
nonferrous metals."
  In order for dense media separation
to  be  economical,  the  suspension
solids  must be  recovered. Magnetite
and ferrosilicon are recovered by mag-
netic  means, and galena is recovered
by froth flotation.
  Ferrosilicon is the most widely used
material. In  order to  maintain mag-
netic  properties essential to recovery
and to prevent rusting, a 15 percent
silicon content having a specific grav-
ity  of  approximately  6.8  has  been
found most suitable. Where the sepa-
ration is between 2.6 and 2.9, the fer-
rosilicon is  ground  to <100  mesh
(0.0059 in.),  and for  separation  at
higher specific gravities ~3.2),  <65
mesh  (0.0083 in.) is employed.
  Organic  liquids  (primarily chlori-
nated and  brominated hydrocarbons)
are true heavy media; but their in-
dustrial use has many drawbacks, in-
cluding health hazards from inhala-
tion of fumes, danger  of contact with
an  operator's skin,  losses by  splash
and  evaporation,  corrosive  action,
chemical  breakdown,  and the  high
cost of materials. Typical heavy media
liquids and their properties have been
tabulated  (Table 15).  Again,  in the
interest of economy, it is necessary to
recover as much of the  material  as
possible. Typical losses for  minerals
beneficiation on pilot and in small mill
operations run about  1 Ib per ton  of
material processed.
  Stoners.  Stoners   are devices  for
separating material primarily on the
basis of differences in specific gravity.
Only   one  manufacturer  is  in the
United States  at present.*  As indi-
cated below, particle  size  and shape
also contribute to  the basic separa-
tion phenomena employed. Stoners
have been  applied only recently (late
1967)   to solid waste processing with
reasonable  success. Applications  to
date have been limited to the removal
of glass and  nonmetallics from com-
post. As of this writing, two compost
plants, one in Altoona, Pennsylvania,
and one  in Houston, Texas, are em-
ploying stoners  in  their  processing
systems.
  Stoners  were originally developed,
             TABLE  15

PROPERTIES OF HEAVY ORGANIC LIQUIDS USED
      IN HEAVY MEDIA SEPARATION
      Compound
                    Specific Approximate
                    gravity cost* (dollars
                            per Ib)
Tetra-bromo- ethane
  (acetylene tetra-
  bromide)	2. 96       0. 53
Bromoform	2. 89	
Methyl bromide	2.48  0.57-0.64
Ethylene dibromide__  2. 17      0. 285
Pentachloroethane
  (pentalin)	  1.67	
Tetrachloro-methane
  (carbontetra-
  chloride)	  1.50     0.1075
Trichloroethylene	  1.46     0.0925
  'From Oil, Paint, and Drug Reporter, May 6 and
13,1967.
   •Button,  Steele,  and  Steele,  Dallas,
Texas.

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                                                                                      Gravity separation  41
   4500
c
"o  3000
O
O
O
    1500
                    O
                       50
   100              150
Flotation Capacity ,  ft3 / cell
                                                                        200
                                                                                        250
FIGURE 33. Flotation capacity capital costs. (Data supplied by Denver Equipment Company.)
                        14
                        12
                   =    10
                   a>
                   o
                                             50
                                                                 100
                                                                                      150
                                                                                                          200
                                                      Flotation Capacity , ft3/cell

                     FIGURE 34.  Flotation power requirements.  (Data supplied by Denver Equipment Company.)

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42 SEPARATION
      FEED^
                                SLOW IMPULSE'
                                      RAPID RETURN!
 SCHEMATIC REPRESENTATION OF VIBRATING  TABLE
FIGURE 35. Schematic representation of dry vibrating table.

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              TABLE 16

 SUMMARY OF PATENTS RELATED TO STONERS
  Patent No.
                      Title
   797, 239  Dry concentrating table.
   898, 020  Separating table.
   979, 046  Process of concentrating
              comminuted material.
 1, 073, 644  Separating table and
              process of separation.
 1, 133, 760  Process of and apparatus
              for separating and
              grading seeds.
 1, 315, 881  Process of and apparatus
              for separating and
              grading material.
 1, 574, 637  Air baffle.
 1, 632, 520  Process of and apparatus
              for separating, cleaning,
              and grading all kinds
              of nuts, cereals, and
              legumes.
 2, 137, 678  Apparatus for separating
              a mass of seeds of
              varied characteristics.
 2, 137, 679  Process for separating a
              mass of seeds of varied
              characteristics.
 and are  traditionally  employed, for
 the  removal  of stones,  shells, and
 other  heavy  materials  from  nuts,
 seeds,  grains,  and other similar light
 products. A stoner is basically  a dry
 vibrating table that operates by pass-
 ing a  stream  of air upward through
 an  inclined  screen  or   perforated
 table  (Figure 35). Feed  enters near
 the top of the inclined screen. Lighter
 particles  are  buoyed up by the air
 passing through the screen and flow
 downward to the  lower end  where
 they  are  discharged.  The  inclined
 screen vibrates  in an oscillating mo-
 tion which causes the dense  particles
 to migrate upward  along the  screen
 surface and discharge over the higher
 end of the table. By proper  installa-
 tion of baffles  and the selection of the
 point where  feed material enters, a
 feed stream containing materials with
 different  specific gravities  can be
 separated   into   several   product
 streams. In order to effect good sepa-
 ration, particle  size must  be con-
 trolled  rather   closely.   Otherwise,
large less dense  particles may end up
in  the  heavy  fraction  and   small
heavy  particles  may end  up in the
light  fraction.  Size control  is nor-
mally accomplished by screening. De-
pending on the material, particle sizes
in the range l/16 to  2 in.  can  be
accommodated.
  Basic patents upon  which stoner
 designs are based  have  been sum-
 marized (Table 16). As indicated, ex-
 isting applications of stoners to the
 solid waste processing field are lim-
 ited to the separation of glass from
 compost. At the Altoona FAM Plant
 in Altoona,  Pennsylvania,  a  small
 laboratory scale unit is employed to
 process  2  to  3  tons/hr. Prior  to
 processing in the  stoner, the compost
 is  pelletized  and  screened through
 a  vibrating  screen  having  s/16-in.-
 diameter openings.  Material  passing
 through the screen is fed to the stoner.
 The heavy  fraction from  the stoner,
 amounting to about 5 percent of the
 feed, has a bulk, density of about 1.2
 Ib/cu  ft, whereas the  light compost
 product has a bulk density of 0.6 lb/
 cuft.
   A second similar  application is at
 the Lone Star Organics, Inc., compost
 plant in Houston, Texas. Although the
 system is still under development,  a
 flow  sheet  indicating  approximate
 operating conditions is provided (Fig-
 ure 36). The compost feed to the sys-
 tem is not  pelletized,  but is taken
 directly from the digesters and  sub-
 jected to a final  size reduction. Be-
 cause  the  application  is so  new,
 operating conditions are continually
 being  modified  and the process  flow
 sheet cannot be interpreted as firm.
 For example, inputs to the system as
 high as 25 tons per hr have been tried,
 and screen size openings on the lower
 screen have  been varied  from 5/i6  to
 %  in.  In addition, the extent of re-
 grinding and recycling depends on the
 market for  the coarse compost.  One
 market which has consumed a major
 portion of the coarse product is high-
 way landscaping.
  The stoner  used  at the Houston
 plant is the Mark IV model manufac-
 tured by Sutton,  Steele,  and  Steele
 (Figure 37).
  Capital costs for the major equip-
 ment items at the Houston plant are
 as follows:
Screening equipment	 $8,000
 Two Mark IV  stoners  at  $10,000
  each 	 20,000
                              $28, 000
Assuming 10-yr life and 6 percent in-
terest, amortized capital costs amount
to $0.10-0.15 per ton of compost (feed)
processed.  Power requirements  are
very low—on the order of 1  hp (0.75
kw)  per ton per hr—and so operating
costs are also very low.
  Capital costs of various size stoners
manufactured by Sutton, Steele,  and
Steele do  not exhibit normal econo-
mies  of  scale  (Figure 38);  this  is
presumably  due to  the more flexible
              Gravity separation  43

 capabilities of the larger production-
 scale  units  and  limitations on the
 smaller ones which are intended for
 laboratory use.
   Wilfley tables. Wilfley tables are
 similar to stoners in many ways and
 effect  separations of  solids mainly
 upon  differences in specific gravity
 and to a lesser extent upon shape and
 size of the particles being processed
 (Figure 39). The main difference be-
 tween  Wilfley tables and  stoners is
 that water instead of air is used as the
 buoying medium. Wilfley tables are
 used mostly  in minerals beneflciation
 to concentrate metallic ores in the size
 range from 6 mesh (0.132 in.) to 150
 mesh (0.0041 in.) but can be used to
 separate  lighter  materials such  as
 coal (and presumably solid waste) of
 considerably larger size.
  Separation is effected by flowing a
 pulp across  a  riffled plane surface,
 which is inclined slightly (2 to 5 de-
 grees)  from  the horizontal  in the di-
 rection perpendicular  to the riffles.
 The table is  vibrated in the direction
 of the long axis (along the riffles) and
 washed by water flowing at right an-
 gles  to the  direction of  vibration.
 Lighter materials buoyed by the water
 wash over the riffles and travel to the
 low side of the table. The heavier par-
 ticles are collected in the riffles. The
vibrating motion employs a slow stroke
 and rapid return, thereby causing the
 heavy particles in the riffles to migrate
 toward the end of the table  (Figure
 39).
  During operation several "bands"
 of materials of varying specific gravi-
 ties will develop on the surface of the
 table, and each may be collected sep-
 arately by the proper placing of baffles.
 It  is seldom possible  to achieve a
 sharp separation, and materials at the
boundaries of the various bands are
 mixtures   termed  "middlings."  To
 achieve high degrees of separation,
 these middlings must be recycled to
the feed. Tables are usually surfaced
with  hard linoleum or  rubber.  Rif-
fles may be wooden or rubber strips.
  Although the potential exists, Wil-
fley tables have not been applied to
the processing of solid waste. One ex-
ception to this statement is work re-
cently  initiated  by  the Bureau  of
Mines on municipal incinerator resi-
due recovery. However, at the time of
the writing no  data were  available
concerning this work.
  The cost of tabling ores is very low.
Tables with relatively large capacities
are not expensive and power require-
ments  are minimal. A comparison of
selected information on the two tables
manufactured by Denver Equipment
     456-7% O - 72 - 4

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44  SEPARATION
                                                                       Preliminary Performance Indicators
                                                                                     for
                                                                     Sutton, Steele, fi Steele Air-float Stoners
                                                       Digested compost throughput
                                                         M5 tons/hr
                                                         (30 - 50% moisture)
                                                         (70-90% compost)
                                                    r~
     FIGURE 36. Approximate process flows sheet
     for Lone Star Organics, Inc., compost plant,
     Houston, Texas.
TVr7'B"^g^r7en^
_!l_J^°meter openings
                                                                   6-8 tons/hr
                                                                                                               Reject

                                                                                                               +  IT'
                                                                                                            2-3 tons/hr
                                                                                                  6-8 tons/hr
1
Compost (80-90%)
Nonferrous metallics
Ceramics •
Temporary
1 storage
5-8 tons/hr
t
| Mark IV stoner
Compost (80-90%)
Nonferrous metallics
Ceramics
Rubber
Plastics
Temporary
| storage j
4-6 tons/hr
t
Mark IV stoner J
I ^^\ *-oa
! I ^or
Compost (99%) Nonferrous metallics
Ceramics



Regrind [-« 	

rse \,
ipost f
Nonferrous metallics
Ceramics
Rubber
Plastics
                                                                                             Direct sale
                                                 product
                                                                 FIGURE 37. Sutton, Steele, and Steele Mark IV
                                                                 stoner.

-------
    10
                                                                                    Gravity separation  45
                                                                                          Mark IV Model
 o
 TJ
 0  6
 o
 O
 o
 O
                                                                   5-40-60 model
                                          ^S-30-G model
     0
                      I
                                      234


                                Capacity for+'/4 -  %  Compost ( Tons / Hour) ± 25 %



FIGURE 38. Capital cost of Button, Steele, and Steele stoners.
   horizontal
                                       Flow of eoorse,heavy
                                                                                       Power art vibrator
                                                                                       mechanism
                                               fine, light material
FIGURE 39. Wilfley table. (Source: Denver Equipment Company.)

-------
46  SEPARATION
Company indicates significant econo-
mies of scale (Table 17).
  Mineral jigs. A jig is a mechanical
device for separating presized materi-
als of different  specific gravities by
the pulsation of a stream  of liquid
through a  bed of the material. The
liquid on  the screen pulsates or jigs
up and down, causing  repeated  ex-
pansion and contraction of the bed,
thereby causing  the  heavy material
to work to the bottom of the bed and
the lighter material to the top. Jigging
thus  results  in  the  stratification  of
particles into layers of different den-
sities. Jigging is widely  used in min-
erals  beneficiation, but has not been
applied to  solid waste processing. It
is mentioned primarily in the interest
of  completeness, since  the method
may be applicable to the recovery of
special types  of solid waste such as
incinerator residues.
  A jig consists  primarily of a rec-
tangular tank fitted with a horizontal
screen slightly below an  overflow. The
screen may be given a pulsating or
jigging  motion which causes an al-
ternate upward and downward motion
through the suspension. Alternatively
the screen may be fixed and the sus-
pension forced upward through  the
screen by  means of a plunger.  In
either model, solids  are  lifted free
from the screen and allowed to settle
for a short  period.  The material is
stratified vertically on the screen and,
after a suitable number of cycles, is
removed through properly installed
baffles and spigots. Particles passing
through the screen are fed to a second
jig in series for similar processing. Up
to six compartments in  series are not
uncommon in minerals  beneficiation.
  The feed  is introduced  over  the
screen at one side and subjected to a
series of short settling  periods as it
moves across the screen to the over-
flow. Screen openings are about twice
the diameter of the largest particle in-
tended to pass through  the screen. A
bedding of large, dense particles builds
up on the screen. Less dense particles
collect on the top of the bed and are
washed into the next compartment,
if one is provided. If the  feed is a
size such that only  stratification on
the  screen and  no  particle passage
through the screen are desired, a bed
of  steel  balls is placed  upon  the
screen.
   Several  jig designs  are available
and depart in minor ways from the
devices  and  operation    described
above. Particle sizes capable of being
accommodated for minerals beneficia-
tion  applications range  from  fines
to  iy2-in.  Specifications  are given
                                 Plunger-

                           Wafer service

                        Plunger
                        compartment —
                       £>  o  o  a
                           ^—Screen
                           Concentrate
                           discharge
777777/
                          CONCENTRATES
FIGURE 40.  Denver plunger jigs. (Source: Denver Equipment Company.)

-------
                                                                                                 Optical sorting  47

                                                                                             TABLE  17

                                                                                  CHARACTERISTICS OF WILFIEY TABLES*


                                                                                                          Model
                                                                                                      No. 6
                                                                                                              No. 12
                                                                               Capacity (tons/24 hr).  15-150     5-20
                                                                               Wash water (gpm).._    5-20     3-15
                                                                               Deck size (approx.)__ 6' x 15'  3}£' x 7'
                                                                               Horsepower, motor..     1J4         1
                                                                               Capital cost ($)	   2,250     1,550


                                                                                  'Source: Denver Equipment Company.
                                                                                             TABLE 18

                                                                               SPECIFICATIONS FOR DENVER PLUNGER JIGS"
Compartment size
(horizontal cross
section, in.)

18 x 32 _.
24x36 __.
30 x 36 .- _

Average
capacity
(tons/24hr)
t,l
40
60
75

Horse-
power


1
1^
1^

Capital
cost
(dol-
lars)!
1,630
2,150
2,590

                                                                                  * Source: Denver Equipment Company.
                                                                                  t Capacity based on 10 tons of material per 24 hr.
                                                                                Actual capacities for selected minerals are chromite,
                                                                                4 to 8; pyrite, 8 to 12; galena, 8 to 16; sphalerite, 4 to 8;
                                                                                manganese, 5 to 10; and fluorspar, 1J6 to 2.
                                                                                  J Water requirements vary from 3 to 10 tons per ton
                                                                                of material treated for ore beneficiation.
                                                                                  § Multicompartment units can be employed to
                                                                                effect economies of scale.
FIGURE 41.  Osborne dry separator. (Source: Raymond G. Osborne
Laboratories, Inc.)
                                                      TABLE 19

                                        CHARACTERISTICS  OF  THE OSBORNE  DRY
                                                     SEPARATOR'
 (Table 18) for  Denver  plunger jigs
 (Figure 40).
   Osborne dry separator. In principle
 the Osborne Dry Separator is designed
 to  separate high density  materials
 from  low density materials  (Figure
 41).20 It was  used and was reported
 successful for  removing  glass  and
 other similar fractions from compost
 produced at the General Conversion
 Systems compost plant during its op-
eration in San Fernando, California,
 during the period 1963 to 1964  (Figure
41). Successful applications are also
claimed  for  the separation of  gold,
 tungsten,  and other  minerals.
  In  concept the  device is a jig  or
pulsed, hindered settling separator.
It is very  similar to the wet mineral
jig, with  the  exception  that air  is
 used as the working medium  instead
 of water.
  Cost  and  performance  data  are
available  for the  unit used  in San
Fernando (Table 19).
  Fluidized bed separator. Another in-
teresting gravity separation technique
developed in England, which  has re-
ceived brief mention in the literature,
is a process which employs a fluidized
bed  of  dry  materials as  a working
medium.21 Materials heavier than the
powder medium sink,  while  lighter
materials are carried along. The de-
vice was developed specifically for sal-
vaging copper from used cables after
grinding. Efforts during the course of
this study to obtain additional infor-
mation  were not successful.

OPTICAL SORTING
  Optical  sorting  machines,  which
separate particles on the basis  of color
(surface  light-reflectional   proper-
Size :
    Length—7 ft, 7 in.
    Width—5 ft, 0 in.
    Height—7 ft, 3 in.
Feed  rate—based on composed munic-
  ipal solid  waste:
    V/i tons per hr
Particle size:
    Maximum:
        Inorganic fraction—Me in.
        Organic fraction—1 in.
    Minimum:
        Inorganic—%*  in. Battelle es-
          timates
        Organic—jKo in.  Battelle esti-
          mates
Separation:
    90 to 95 percent of the glass, sand,
       metals, and  other  heavy  frac-
       tions  are removed  from the fin-
       ished composts
Cost:
    $25,000.00 approximately
  •Source: Raymond G. Osborne Laboratories, Inc.,
Los Angeles, California.

-------
48  SEPARATION
Photocell-Hlb
                                                 High-speed
                                                 grooved feed
                                                 belt
   o
   o
   o
   o
   8
Product   Product
  No. 2      No. I
/




o
o
o
o
o
/




                           Dividing edge
                                                                            FIGURE 42. Diagram illustrating
                                                                            the operating principle of the
                                                                            Sortex unit.  (From Mining and
                                                                            Minerals Engineering, 1(6) :221,
                                                                            Feb. 1965.)
ties), have been used quite success-
fully in  the agricultural  and  food
processing  industries  and  more re-
cently   in   minerals  beneficiation.
Typical  applications  have  included
the  cleaning and grading  of  peas,
beans, nuts, and seeds and the bene-
ficiation of rock salt and gypsum.
   Color sorting machines encountered
during  this study  are manufactured
by Sortex Company of North Amer-
ica, Lowell, Michigan. The outlined
operating  principles  (Figure  42) are
documented in the literature.22 The
material to be separated is fed into
a hopper and delivered  by a pair of
vibrating chutes to a grooved, endless
feed belt moving at high speed.  This
belt projects the pieces  in a contin-
uous stream so that they fall freely
through an optical box.  Around the
sides of this box, four photomulti-
pliers  are arranged and suitable  il-
lumination is provided. Each photocell
head is  aimed through the  viewing
area at a background on the opposite
side of the box. These  backgrounds
match the reflectivity of the particles
to be separated. Background slides of
                                 varying shades are readily exchange-
                                 able to give different selectivity  for
                                 any reauired separation. As the parti-
                                 cles fall through the optical box  as-
                                 sembly, each passes through the cen-
                                 ter of a four-lens, wide-angle viewing
                                 system  and receives a complete sur-
                                 face  inspection  on  all sides. Any
                                 pieces whose color or shade  differs
                                 from  the set standard for one reason
                                 or another (too little or too much color
                                 content, stains, rock inclusions)  cause
                                 a change in output voltage in at least
                                 one of the photomultipliers. This sig-
                                 nal is amplified by an electronic cir-
                                 cuit and  is used to trigger  a  short-
                                 blast  compressed air jet that deflects
                                 the unwanted fragment into a  reject
                                 chute. To ensure that the rejection
                                 air blast does  not blow dust on  the
                                 lens  system,  the  ejection does  not
                                 operate until the product has cleared
                                 the optical zone (i.e., a free fall of
                                 3 in.). All the light sources and optical
                                 components  are  kept clear of dust
                                 particles   by   a   low  pressure  air
                                 curtain.
                                   Sortex  manufactures  three models
                                 of optical sorters having capacities up
to 50 tons per hr. Particle sizes that
can be accommodated range from  Vi
to 6 in. It is required that close control
of sizing be  exercised to maximize
separating efficiency. Major charac-
teristics  and capital costs have been
summarized (Table 20).


             TABLE 20
CHARACTERISTICS AND CAPITAL  COSTS  OF
           SORTEX SEPARATORS
Typical
Model throughput
(tons/hi)
621 M 	 1-2^
711 M 2-8
811 M 	 30-50
Particle Capital
size cost
(in.)
Y±-%, 812, 460
%-2 27, 900
2-6 60, 800
  Performance  characteristic  curves
for the Model 621 M separators apply
to a fully liberated material having a
specific gravity of 2.7  (Figure  43). It
is reported that  these  curves were
obtained by separating dark particles
from a  feed mixture consisting  of
light and dark colored granite.

-------
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             Particle size-  f +y

              (- I9mm + I2.7mm )
                  10   15  20   25  30  35  40   45  50
                  Feed  Rate ,tons / 24 hours
Particle size-  -}-+ -f-
—            28
(-12 7mm + 96mm)
Feed composition
50% dark rejectable
                                30%  dark
                                rejectable
                                            20% dark
                                            rejectable
                                    10% dark
                                    Tejectable
                                    I    I
                  10   15  20  20  30   35  40  45  50

                  Feed  Rate,tons / 24 hours
10

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 Feed composition
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                                     -96 mm +6.4mm)
                          20 % dark
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                              I
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                                           I
             Inerttal separation  49

  Curves of total processing costs for
optical sorting, based upon data pro-
vided by Sortex, are  presented  (Fig-
ure 44).
  Optical sorting has not been applied
to solid waste processing, but poten-
tial applications such as the  separa-
tion of dirt from glass may have merit
because of the  relatively low overall
processing cost.
  Another form of optical sorting was
developed by Battelle for the removal
of dark impurities from rock salt and
combines a  thermoadhesive  process
with optical phenomena.23 24 The proc-
ess effects a separation by  selective
radiant heating of the  impurities on
a heat-sensitive surface such that the
dark  impurities become warmer and
adhere preferentially to the  surface
thereby  effecting a separation.  The
process worked  satisfactorily for the
beneflciation of  rock salt, and poten-
tial applications in solid waste proc-
essing might be for  the recovery of
rubber and plastics.

INERTIAL SEPARATION

  The use of inertial forces to effect
the  separation   of solid waste  ma-
terials is a concept that has received
much discussion, but has not been im-
plemented  successfully.  There  are
three conceptual  types  of  inertial
separators—ballistic,  secator,  and in-
clined conveyor (Figure 45). The bal-
listic separator  effects a separation
based upon size (i.e., air resistance)
and density (i.e., gravity effects). The
secator depends on the elastic prop-
erties of the materials being sepa-
rated. The inclined conveyor depends
on both density  and elastic properties.
Although it has been  reported  that
inertial separators are used in Euro-
pean compost  systems, attempts to
locate installations and operating ex-
periences were  not successful during
this study.25 The first known attempt
in the United States to employ inertial
type  separation in the recovery of
solid waste is   at  the Gainesville,
Florida,  demonstration project  com-
post plant. The  device, a "jet slinger,"
cost  approximately $16,000 to fabri-
cate, including motors, drives, etc.28 As
of  this  writing, serious  operational
problems had been encountered  dur-
ing  initial  shakedown trials of the
plant, and  further  use of  the jet
                  10   15  20  25   30  35  40  45
                  Feed  Rate,  tons 724 hours
                                                     50
                                                   FIGURE 43.  Performance of Model 621M
                                                   Sortex optical separator. (Source: Sortex
                                                   Company of North America.)

-------
50  SEPARATION
i.tu
i ^n
1 20
1.10
1 100
<+~
*4—
° 0.90
o
\
£ 0.8O
J3
-8 0.70
In
° 0.60
o>
^ 0.50
en

NN
TJ









31621 M

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\

r









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c












k
^N
T.
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<^




0—0
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A — A



MnHnl

**0^
^A~ 	



Total cos
Amortize
Vlaintenc



71 1 M
k
^^"-^.
• • -



* +
>d capitc
mce and





' 	 -^
	 — t




il cost, 5 y€
operating c





>
,




ars,6%
ost






j^Model 8












IIM
| A ^«^§Ssgj
V
                                                    567
                                                 Feed Rate , tons / hour
                                                 30
                      40
5O
FIGURE 44. Total processing cost for Sortex optical separators. Specific gravity of material=2.7. (Data
provided by Sortex Company of North America.)
 slinger   has  been   discontinued.27
 Inertial separation therefore has not
 been successfully applied to the sep-
 aration of solid waste.

 FINDINGS

   This study not only collected and
 analyzed  cost and  performance data
 for the various recovery processes, but
 also sought to identify potentially at-
 tractive  process   combinations.   In
 order to  determine  these  combina-
 tions, it is necessary to have informa-
 tion not only on the cost and perform-
 ance of individual  processes, but also
 on their  effects upon one another.
 Unit  process  characteristics  and
 costs for  various mechanical separa-
 tion  methods have been discussed in
 preceding sections. This section will
 concentrate upon data gaps related to
 cost  and  performance characteristics
and  the  synergistic and antagonistic
effects among various size-reduction
and separation processes.

DATA GAPS
  Preceding  discussions  have  indi-
cated a  considerable  lack of reliable
data concerning performance and cost
of mechanical  separation techniques
for the  processing and  recovery of
solid waste. As indicated, applications
of  mechanical  separation  of  solid
waste  processing  and  recovery are
currently limited and involve only the
use of magnetic separation for tin can
recovery, vibrating  screens for size
clarification, and  gravity separation
by  air-flotation  stoners  to  remove
glass  from   compost.   This   study
demonstrated that none of the exist-
ing  installations  had  reliable  per-
formance  and cost  data,  nor were
they collecting it.
  Magnetic separation data is needed
on performance and on the efficiency
of removing  ferrous materials  from
mixed solid waste. Relationships that
need  to  be investigated include the
effect of particle size and ferrous con-
tent of the mixed waste on removal
efficiency and separator capacity.
  No eddy current separation data are
available other than that reported by
one company whose  experience seems
to indicate little potential for appli-
cations  of eddy phenomena to the
separation of nonmagnetic, conduc-
tive  materials  from solid  waste.*
Controlling the  particle  size of the
input to an eddy-current separator by
use of screening might eliminate some
problems, but would not do much for
the control of shape and  other fac-
   *Eriez Manufacturing Company, Asbury
Road at Airport, Erie, Pennsylvania.

-------
tors. It may be worth investigating,
however, since  the relative effects of
these variables have not been defined.
  Because of this high  sensitivity of
gravity separation devices to particle
size  in solid waste recovery systems,
size classification will be an essential
element. Dry size classification is ac-
complished in various industrial  ap-
plications by vibrating  screens. Dry
size  classification  in  the processing
and  recovery of  solid waste can be
effected by similar systems. However,
performance data are available  only
for specialized industrial applications
such as in minerals beneflciation. Cur-
rent applications of screening in solid
                   waste processing are limited  to  the
                   preparation of compost for processing
                   in stoners to remove glass. However,
                   it  is not considered likely that data
                   will become available from these  ap-
                   plications. The addition of screening
                   and stoning operations to the Bureau
                   of Solid Waste Management demon-
                   stration compost planting in Gaines-
                   ville, Florida, would provide an excel-
                   lent opportunity to collect some basic
                   process  data,  not only on glass  re-
                   moval, but  also on  the removal of
                   plastic, nonferrous metals, and other
                   materials.
                     In the  area  of wet processing, and
                   specifically wet classification, spiral
                               Ballistic Separator
                           Organic particles
                                          Inorganic
                                           particles
       Secator
                    Bounce
                    plate

                     Pulley
                 Inclined-Conveyor Separator
                                    Inclined-plate
                                    conveyor-
   Heavy and
   resilient
   particles
Light and
inelastic
particles
Heavy and
resilient
particles
Light  and
inelastic
particles
FIGURE 45. Types of inertial separators. (From Wiley, John S. Some
specialized equipment used in European compost systems. Compost Science,
4(1).-10, Spring 1963.)
                     Data gaps  51

classifiers need to be investigated for
the recovery of relatively dense, small
particles  such  as  those  found  in
incinerator residues. Investigators of
this area should be aware of studies
being conducted by the  U.S. Bureau
of  Mines in  connection with their
work on the salvage of  municipal
incinerator residues.
  Perhaps one of the largest unknown
areas and one with several potential
applications to solid waste recovery is
flotation and  its companion process,
dense media separation.  As indicated
in earlier discussions, the variables
determining  process  cost  and  per-
formance for flotation  range  over
several  orders of magnitude. Experi-
mental studies should be  conducted to
establish critical factors for making
several cuts on mixed solid waste and
component cleanup. The studies being
conducted  by the  U.S.  Bureau  of
Mines should generate flotation and
dense media  separation  data for the
recovery of incinerator residues. Ad-
ditional  work is needed, however, to
explore  the possibility of  separating
organics, cellulosic components,  non-
ferrous  metals,  glass  and other  suit-
able input materials for the by-prod-
uct recovery processes. But it must be
emphasized that the first requirement
is to determine the feasibility of these
separations  and then to obtain cost
and performance measurements.
  There is a  universal lack of unit
process cost and performance data  for
the application of mechanical sepa-
ration techniques to  solid waste  re-
covery.  The specific data  of interest
concerns the interrelationship  be-
tween particle size and distribution in
the feed stream, throughput or capac-
ity,  processing  cost,  and  separation
efficiency. The lack of data stems from
a lack of application of the techniques
and from the failure to collect data in
the few applications that do exist. De-
termining which data voids are  the
most critical  requires an assessment
of the attractiveness of various over-
all process combinations. This will be
discussed following a review of recov-
ery and utilization process technology.
  In addition to unit process cost and
performance data, there is also a need
for acceptable standardized cost allo-
cation procedures so that unit process
costs can be established and compared
on  a meaningful basis. A  significant
fraction of total product cost is  re-
lated to auxiliary items (i.e., materials
handling equipment, structures, etc.).
Therefore, the sum of the unit costs of
the functional equipment  items may
not  adequately represent  the  entire

-------
52  SEPARATION
                                TABLE  21

SYNERGISTIC AND ANTAGONISTIC EFFECTS RELATIVE TO PARTICLE SIZE FOR SIZE-REDUCTION
                          AND SEPARATION PROCESSES

                               DRY PROCESSING

            Size reduction                 Nominal output particle size
                                                capability—range
Crushers	 }£-10 in.
Cage disintegrators	 Powder-% in.
Shears	 1-4 ft
Shredders	 4-6 in.
Rasp mills	 <2 in.
Drum pulverizers	 <2 in.
Disk mills	 Fine powder
Hammermills	 1-6 in.
              Separation                 Approximate nominal input particle
                                              size required—range
Magnetic separation	 <8 in.
Vibrating screens	 J4-3 in.
Stoners	>16-2 in.
Osborne separator	 J^HKe in. (organic fraction)
                                      jKs-1 in. (inorganic fraction)
Optical sorting	 J4-6 in.

                               WET PROCESSING

            Size reduction                  Nominal output particle size
                                                capability—range
Disk mills	 Pulp
Wet pulpers	Fine Fibers-1 in.
              Separation                 Approximate nomimal input particle
                                              size required—range
Spiral classifiers	 200 mesh (0.0024)~Kin.
Flotation	 100 mesh (0.0059)-Ke in.
Dense media	 10 mesh (0.066)-3 in.
Wilfley tables	 6 mesh (0.132 in.)-150 mesh
Mineral jigs
cost.  An  example of this was  pro-
vided in the discussions of magnetic
separation. Similar problems are en-
countered in the cost analyses for the
recovery  systems,  but are less  pro-
nounced since the data on total recov-
ery systems  include  the  costs  of
auxiliary equipment.  In the area of
separation equipment, however,  aux-
iliary cost items must be defined and
allocated to the respective process so
that meaningful overall unit process
costs can be developed.

SYNERGISTIC  AND ANTAGONISTIC
EFFECTS

   Key factor in the selection of at-
tractive process combinations is the
synergistic and antagonistic effects
between  performance characteristics
and operating features of the various
unit processes.  These effects may be
discussed  in terms of trade-offs be-
tween those size-reduction and sepa-
ration processes which are principally
related to  particle size output-input
compatibility.   These trade-offs are
discussed  in qualitative terms since
sufficient information is not available,
especially as relating cost and  per-
formance characteristics  of  separa-
tion  processes   as   a  function  of
particle size.
  In terms of compatibility with sepa-
ration processes, two general categor-
ies of size-reduction equipment  may
be denned—wet and dry systems. Dry
size-reduction systems are more  flex-
ible, permitting either wet or dry op-
erations downstream. Once a wet size-
reduction system is  selected, one is
limited to consideration of wet sepa-
ration systems  unless drying  is pro-
vided. On the basis  of existing expe-
rience with  solid waste recovery, it is
difficult  to  justify  the  high  drying
costs which would be incurred.
   In a wet system, sizing would prob-
ably  be  accomplished best  in spiral
classifiers, even though these have not
as yet been applied to solid waste proc-
essing.  Potential applications would
be in preparing  feed material for Wil-
fley tables, mineral jigs, and flotation
operations;  all  these  require  a  rela-
tively small particle size. Wet screen-
ing, as previously mentioned, does not
hold much promise  for  solid waste
processing because the generally soft
nature  of mixed  solid waste would
tend to promote screen clogging.
  Except  for the wet versus dry con-
siderations, sufficient information is
not available to determine the  best
type of size-reduction equipment for
preparing feed to a  given  separator.
Nevertheless,  some  general observa-
tions   can  be made relating size-
reduction equipment output capabil-
ities to separator  input requirements
(Table 21 and Figure 46). Particle size
output-input  compatibility, however,
is not the only factor in determining
overall  process  combinations. Other
critical factors are the type of mate-
rial being processed and the freedom
of  the  individual   components.  It
should also be noticed that reduction
to small particle sizes would be accom-
plished in several stages  because of
the constraints on the size of input to
the various size-reduction  equipment.
In  addition,  manufacturers' experi-
ence indicates that most efficient par-
ticle size reduction is accomplished in
stages.
  Another  type of  synergistic effect
relates to a possible phenomenon con-
cerning different  degrees  of particle
size reduction for different materials.
Certain observations indicate that dif-
ferent materials in mixed solid waste
are reduced  to different  sizes when
processed  in  a hammermill (Figure
10). Thus, size reduction followed by
screening might constitute a basis for
effecting  a  separation of different
materials.
  Synergistic and antagonistic effects
may also be defined among the vari-
ous separation  processes  themselves.
These definitions are of interest since
any complete solid waste recovery sys-
tem is likely to contain several parallel
and sequential  separation processes,
and compatible outputs of one process
and input requirements  of another
are essential. This is especially  true
for  the  various  gravity  separation
methods that require close control of
particle size  input to effect efficient
gravity separation. Input particle size
control may also be one technique for
achieving improved performance of
eddy  current separation  techniques.
  Data do not exist for defining cost-
benefit trade-offs between increased
costs  associated with  screening  and
size reduction to  yield a fine particle
stream and benefits in terms of in-
creased performance of the separation
process which  would be  associated
with the finer particles.

-------
                                                                            Synergistic and antagonistic effects  53

                                 Dry Size Reduction Followed by Dry and/or Wet Separation
 Dry
 Size
 Reduction
Crushers
Cage Disintegrators
Shears
Shredders
Rasp Mills
Drum Pulverizers
Disk Mills
Hammer Mills
+
4-
-
+
+
+
-
+
+
4
-
+/-
+
+
-
+
_
+
-
-
+
+
-
+
-
+
-
-
+/-
4
-
+
4
+
-
-
+
+
-
+
-
+
-
-
+/-
+
+
-
-
+
-
-
+/-
+
+
-
-
+
-
-
+/-
+
+
-
-
+
-
-
-
-
+
-
+/-
+
-
-
+
+
+
+/-
                                 Wet Size Reduction - Wet Separation
 Size
 Reduction
Disk Mills
-Wet Pulpers
+
+
+
+
+
+
+
+/-
+
+/-
                                                                                          LEGEND

                                                                                      Generally compatible
                                                                                      Marginal due to considerations
                                                                                       regarding materials and
                                                                                       physical liberation or other
                                                                                       factors

                                                                                      Incompatible
FIGURE 46.  Summary of compatibility of size-reduction output, particle-size capabilities, and separation
process particle-size requirements.

-------

-------
VI.   Recovery  and  utilization
                   RECOVERY  AND UTILIZATION of solid
                 waste encompass  two general  con-
                 cepts: recovery by conversion and re-
                 covery by salvage. Conversion involves
                 the chemical, biological, or physical
                 processing of waste  components to
                 produce  new  by-products. Salvage
                 connotes recovery  of waste compo-
                 nents in their original form, i.e., re-
                 covery of  tin cans to produce  steel,
                 or recovery  of newsprint for manu-
                 facture  into other paper  products.
                 Conversion  processes   investigated
                 during this  study  were  composting,
                 incineration  and waste heat recovery,
                 pyrolysis,  hydrolysis,  and fermenta-
                 tion. Within the general context of
                 separation and salvage the following
                 materials were investigated: tin cans,
                 paper, plastics, glass, fly  ash, and in-
                 cinerator residues.
                   The ultimate motivation for size re-
                 duction  and  separation of solid waste
                 is to make possible various recovery
                 schemes. Each technique requires  a
                 different degree and type of preproc-
                 essing in terms of size reduction and
                 separation. The extent to which these
                 requirements can be established based
                 upon existing operating experience  is
                 discussed below.
                   As has  been indicated, this study
                 emphasized the collection of cost and
                 performance  data. Since  recovery
                 processes are, for the most part, more
                 related to the end product, and, hence,
                 the economics of solid waste recovery,
                 proprietary  limitations  constrained
                 availability of data more than was the
                 case for size-reduction or separation
                 equipment. This  constraint was  fur-
                 ther compounded by the marketing
                 philosophy of many companies  cur-
                 rently engaged in solid waste recovery,
                 in that they  do not wish to sell equip-
                 ment  or processes, but, rather, are
                 interested  only in  selling a disposal
                 service  to  municipalities.  Conse-
                 quently, equipment and process costs
                 and system capabilities are closely
                 guarded as proprietary secrets.
COMPOSTING CONVERSION
     PROCESSES

  Composting is the solid waste  re-
covery technique for which the great-
est amount of data are available. This
information  pertains  primarily  to
complete plants and covers size  re-
duction, separation, and salvage as
well as the compost process itself.
  Compost is a humus-like  material
which results from the aerobic bio-
logical stabilization or digestion  (at
temperatures of 150 to 170 F) of the
biodegradable (organic) materials in
solid  waste.  Aerobic conditions  are
essential in order to minimize  odor
problems and  to ensure sufficiently
rapid, and hence economic, processing
times. Because  of  the difficulty  of
separation, a considerable amount of
nonbiodegradable material is typically
passed through the digestion process
and emerges essentially unchanged.
  The primary attributes of compost
are those of a soil conditioner. In this
role, compost will: (1) improve soil
structure, (2)  increase moisture hold-
ing capacity,  (3) reduce leaching of
soluble inorganic  nitrogen,  (4)   in-
crease the phosphorus  availability to
growing  plants, and  (5)  increase
buffering  capacity of  the  soil. It
should be emphasized  that  compost
is not a fertilizer. It  contains only
1 percent or less of each of the major
fertilizer nutrients—nitrogen,  phos-
phorus, and potassium. Thus, only a
limited market exists for compost and
the economics of a given operation
are highly sensitive to market  limi-
tations. It is clear that the future  for
compost as a soil conditioner alone is
not bright. Peat moss is the major
form  of  soil  conditioner  utilized in
the United  States today.  In  1966,
slightly in excess of 600,000 tons were
consumed.28 The solid  waste from a
city  with  a  population of  about
                                                                                    55

-------
56  RECOVERY AND UTILIZATION
                                        *tft ^W*
 FIGURE 47. Basic Metro process as indicated in the schematic flow diagram of the Lone Star Organics, Inc.,
 compost plant, Houston, Texas. (From Chemical Engineering, Nov. 6,1967. Reprinted with permission.)
 800,000 could produce this much com-
 post in a year's time. The merits and
 economics of compost should be eval-
 uated in new terms, for example, as
 an organic base for the manufacture
 of chemical fertilizer. Failure to un-
 derstand  this  point has   contrib-
 uted to rather unsuccessful manage-
 ment and promotion of several com-
 posting  operations  during  the  last
 several years  in the United States.
   Recently there has been much doc-
 umentation of composting technology
 and its successes and failure.28'30 This
 information  is not  repeated  here;
 only enough background information
 is  provided to  render the  cost and
 performance data meaningful.
   In addition to manufacturing, com-
 post plants have traditionally engaged
 in salvage operations. Most systems
 employ  various types of  size reduc-
 tion, and separation of materials such
 as tin cans, newsprint, rags, and glass,
 which are removed for their salvage
 value  and to upgrade  the  quality
 of the compost produced. Most exist-
 ing plants operate under contract with
 municipalities  served  with  service
 charges of $3 to  $4 per ton of  refuse
 accepted.
   Major U.S.  composting  systems are
 of two types, depending on the type
 of digestion employed. The first and
 most common type involves mechani-
 cal  digestion with  retention of the
 material in a bin, tank, or other simi-
lar type of digester for about 5 days.
During this period, the waste  is agi-
tated and air is introduced to main-
tain  aerobic conditions.  The  second
type,  adapted largely from European
practice,  involves piling the compost
out-of-doors for  several  weeks  in
windrows several  hundred  ft long,
about 6  to  10  ft  wide  at the base,
and  3 to  5 ft  high.  During  this
period the  material in the windrows
is  turned or otherwise agitated once
or twice  per week. After digestion in
windrows and  sometimes even after
mechanical  digestion, the compost is
"cured" in windrows for an additional
2 to 3 weeks.  Actual curing  mecha-
nisms are not well established, but it
is  believed  that  the more resistant
cellulosic materials are broken down
at this time. Some other change also
occurs, for it has been observed that
cured compost  does not  seem to in-
hibit  plant growth, whereas uncured
compost  usually  does. This effect is
unlikely to be dependent on cellulose
breakdown alone.
  Of  the two  methods,  mechanical
digestion appears to hold the most
promise,  especially for large compost-
ing systems in urban centers where
the bulk of the  solid waste is  gen-
erated.  In  agricultural  and rural
areas where land  is available and
where odor problems are not critical,
the  windrow system may have  ad-
vantages. Odor  problems are a definite
consideration  since  it  is  somewhat
more difficult  to  maintain  aerobic
conditions  in  the windrow  system
than in mechanical systems.

RECENT AND  CURRENT  APPLICA-
TIONS OF COMPOSTING

  In  1967  and  1968, six  companies
or  organizations had  experience  in
large-scale composting  of  municipal
solid waste; each employing a some-
what different system.  They  are  as
follows: (1) Metropolitan Waste Con-
version Corporation,  Wheaton, Illi-
nois;  (2)   International  Disposal
Corporation, St. Petersburg, Florida;
(3)  Fairneld  Engineering  Company,
Marion,  Ohio;  (4) United Compost
Services, Inc.,  Houston, Texas;  (5)
Gruendler   Crusher  and  Pulverizer
Company,  St.  Louis, Missouri; and
(6) Tennessee Valley Authority Com-
posting Plant, Johnson  City, Tennes-
see  (joint  venture with U.S. Public
Health  Service).  The  systems and
operations  of each of these organiza-
tions are discussed below  with cost
data, to  the extent they were avail-
able.

METROPOLITAN  WASTE  CONVER-
SION CORPORATION (METRO)

  Metro entered the composting field
in  1963 with a  small 50-ton-per-day
pilot plant in Largo, Florida.  Based
upon experience at Largo,  a 360-ton-

-------
                                                                Metropolitan Waste Conversion Corporation  57
                                                          -TRUCK UNLOADING PLATFORM

                                                              RECEIVING CONVEYOR
FIGURE 48. Schematic flow diagram
of the Gainesville Municipal
Waste Conversion Authority, Inc.,
compost plant, Gainesville, Florida.
(From Harding, C. I. Recycling and
utilisation. In Proceedings;  the
Surgeon General's Conference on
Solid Waste Management for
Metropolitan Washington, July 19-20,
1967. Public Health Service
Publication No. 1729. Washington,
U.S. Government Printing Office, 1967.
p. 105-119.)
                                                                -SORTING AREA PLATFORM

                                                                    - SALVAGE COLLECTOR CONVEYOR

                                                                        -BAILER
                                                VIBRATOR

                                                PRIMARY GRINDER
                                               STORAGE HOPPER

                                               SEWAGE SLUDGE THICKENER

                                                   MIXING SCREW CONVEYOR

                                                      TRIPPER CONVEYOR

                                                          AGITATOR

                                                            UNLOADING CONVEYOR
                                                     CONVEYOR -


                                                         BAGGER-
per-day plant was built in Houston,
Texas,  and has  been operating suc-
cessfully  since  January 1967,  under
the name of Lone Star Organics, Inc.
The Metro system is also  being em-
ployed  in  a 150-ton-per-day Bureau
of  Solid  Waste Management  dem-
onstration  project  in  Gainesville,
Florida, which began operation early
in 1968.
  The  basic  Metro  process,  as in-
stalled  in Houston  and Gainesville,
involves  sorting  and  salvage,  two
stages  of  size  reduction,  sewage
sludge  addition,  digestion, and  final
product preparation  (Figures  47 to
50).
  As indicated previously,  the major
difference  in composting schemes  is
in the digestion process. Material de-
livered  to the digesters by a conveyor
is moved longitudinally by an agitator
on  which a track mixes the  compost
about once a day.  Digester retention
time is  about 5 days, after which the
compost  is  conveyed  to  the  final
processing.
  Another unique feature and recent
addition to the Houston plant, as men-
tioned previously, is the use of a Mark
IV, Button, Steele, and Steele air-float
stoner to remove glass from the final
compost product.
  Capital costs  for the Houston and
Gainesville plants were $1.7 and $1.25
million, respectively, somewhat higher
than the  general trends exhibited by
FIGURE 49. Digesters at Lone Star Organics, Inc., compost
Houston, Texas.

-------
58  RECOVERY AND UTILIZATION
 the other date because of the experi-
 mental and prototype nature of these
 plants (Table 22).

 INTERNATIONAL  DISPOSAL  COR-
PORATION (IDC)

   In July 1966, IDC  began operation
 of a 105-ton-per-day compost plant
 employing the Naturizer process in St.
 Petersburg, Florida.  The system de-
 sign is  based  upon  pilot tests  con-
 ducted  by  Salvage  and  Conversion
 Systems Corporation  (SACS) in the
 early  1960's at San  Fernando, Cali-
 fornia, and Norman,  Oklahoma. IDC
 was formed from a  recapitalization of
 SACS, the  All  State  Insurance Com-
 pany, and  the  Westinghouse Electric
 Corp. Size reduction, handsorting, and
 magnetic separation  is accomplished
 in a fashion similar to that employed
 by the Metro system  (Figure 51).
   The unique feature of the Naturizer
 system is the digestion process con-
 sisting of five stacked conveyors. After
 size reduction, separation, and addi-
 tion of  water  to raise the  moisture
 content, the  material is  delivered to
 the digester where it is stacked to a
 depth of about 6 ft on the continuous
 conveyors.  These conveyors are about
 9 ft wide and about  150 ft long. On the
 average  of once a day, material is
 dumped or  transferred to a lower con-
 veyor where a  fan  supplies air to  the
 compost. Early in 1968, the St. Peters-
 burg plant was reported temporarily
 closed due  to  odor problems.31 These
 conditions may have  been due largely
 to the limited amount of air  supplied
 by the aeration system which would in
 turn  lead  to   the  development  of
 anaerobic  conditions  and associated
 odors.
   Capital cost of the St. Petersburg
 plant was  $1.5 million. Capital  costs
 for other capacities of the system de-
 sign were estimated and  summarized
 (Table 23).

 FAIRFIELD-HARDY  PROCESS

   The   Fairfield Engineering  Com-
 pany uses  the Fairfield-Hardy com-
 posting  system (Figure  52). Opera-
 tional experience with this system is
 limited  to  a 25-ton-per-day plant in
 Altoona, Pennsylvania.  Waste  ma-
 terial processed by  the plant is a por-
 tion of  the garbage  collected by  the
 city; Altoona  has  separate  garbage
 and rubbish collection. As of this writ-
 ing, construction is  underway for a
 300-ton-per-day Fairfield-Hardy sys-
 tem in San  Juan, Puerto Rico.
   In the Fairfield-Hardy digester, ma-
 terial is fed  through the top center
 and  is distributed  to the outer  cir-
FIGURE 50. Mixing of compost in digesters at Lone Star Organics, Inc.,
compost plant, Houston, Texas.
                                  TABLE 22

 ESTIMATES OF CAPITAL COSTS, ENERGY, AND LABOR REQUIREMENTS FOR METRO COMPOST
                                   SYSTEMS
            Capacity (tons/day)
                                        Capital cost
                                         (dollars)
            Power require-   Labor require-
              ments (hp)    ments (men)
100	      *900,000       *1, 250
150 (Gainesville)	    H, 250, 000       fl, 100
200	    H, 200, 000       *1, 700
300	        	   _   .__     *1, 500, 000       *1, 900
360 (Houston)	       	    11,700,000	
400	    *1, 600, 000       *2, 000
                                  *12
                                  *17
                                  *25
                                  *30
  *Harding, C. I. Recycling and utilization. In Proceedings; the Surgeon General's Conference on solid waste
management for Metropolitan Washington, July 19-20, 1967. Public Health Service Publication No. 1729. Wash-
ington, U.S. Government Printing Office, 1967. p. 115.
  fPersonal communication from H. W. Houston, Project Director, Gainesville Municipal Waste Conversion
Authority, Inc., Aug.8,1967.
  ^Personal communication from G. Vaughn, Plant Manager, Lone Star Organics, Inc., Aug. 8, 1967.



                                 TABLE 23

ESTIMATES OF CAPITAL COSTS, ENERGY, AND LABOR REQUIREMENTS FOR IDC-NATURIZER COM-
                                 POST SYSTEMS
            Capacity (tons/day)
Capital cost
 (dollars)
Power require-  Labor require-
  ments (hp)     ments (men)
100
105
200
300
400 	 . __

*1, 400, 000
fl, 500, 000
*2, 100, 000
*2, 700, 000
*3, 200, 000

*600

*800
*950
*1, 100

*20

*28
*36
*45

  •Harding, C. I.  Recycling and utilization. In Proceedings; the Surgeon General's Conference on Solid
Waste Management for Metropolitan Washington, July 19-20, 1967. Public Health Service Publication No. 1729.
Washington, U.S. Government Printing Office, 1967. p. 105-119.
  fPersonal Communication from R. Lynn, Plant Manager, IDC, St. Petersburg, Florida, Aug. 1967.

-------
                                                                                        Fair field-Hardy process   59
                                                    MAGNETIC
                               OVERAGE RETURN   S'x*-'  SEPARATOR
                              TO RECEIVING AREA
DIVERTER   ^GRINDER
CONVEYOR
                                                                                         MASTER
                                                                                         CONTROL
FIGURE 51. Schematic  flow diagram—IDC-Naturizer Compost Plant, St. Petersburg, Florida. (Source:
International Disposal Corporation.)

-------
60  RECOVERY AND UTILIZATION
                                             ALTERNATE DRY GRINDING PROCESS
             NON ORGAMC
              MATERIAL TO
               SALVAGE  OR
                LANDFILL
                                                                CONTROL PANEL

                                                                        FAIRFIELD-HARDY DIGESTER
                           PAN
                                                               TO STORAGE
                                                                  CURING
                                                                  PELLETIZING
                                                                  BAGGING
                                                                                BAGGING
  FIGURE 52. Schematic flow diagram for Fair field-Hardy compost system. (Source: Fairfleld Engineering Company.)
 cumference of the tank by a rotating
 distributor bridge. Attached to the ro-
 tating bridge are  nine augers  that
 periodically  agitate  the material in
 the digester, gradually working it to-
 ward the center where it is discharged
 through the  bottom of the  digester
 (Figure 53). Retention time in the di-
 gester is about 5 days.
   Another unique feature of the Fair-
 fleld-Hardy system is the size reduc-
 tion process. Wet pulping followed by
 dewatering is employed, as  opposed
 to dry  grinding in a hammermill.
 There is a dry grinder at the Altoona
 plant, but its use is largely experi-
 mental. Although the cost  figures in-
 dicate  this to be a rather expensive
 process (Tables 24 and 25), an ex-
 tremely high-quality product results.
   An air-float stoner has been added
                   Legend

            (I) and (2) feed conveyors
            (3) rotating bridge with augers
            (4) standpipe for discharge
            (5) discharge conveyor
FIGURE 53. Fairfield-Hardy digester. (Sources: Fair field Engineering
Company.)

-------
                                                                                      John R. Sne//process  61
                                TABLE 24

ESTIMATES OF CAPITAL COSTS, ENERGY, AND LABOR REQUIREMENTS FOR FAIRFIELD-HARDY
                             COMPOST SYSTEMS
Capacity (tons/day) Capital cost Power require- Labor require-
(dollars) ments (hp) ments (men)
100
200
300 	
400 	

1, 370, 000
2, 000, 000
	 ... 2,510,000
	 . 3,210,000

930
1,590
1, 830
2,560
11
18
25
30
  Source: Fairfield Engineering Company.
                                                   TABLE 25

                         ESTIMATES OF PROCESSING COSTS FOR FAIRFIELD-HARDY COMPOST SYSTEMS
Operating costs
Capacity
(tons/day)
100
200
300
400
(tons/yr)
28, 600
57, 200
85, 800
114, 400
Payroll
(S/yr)
81, 000
126, 400
172, 400
204, 800
(*/ton)
2. 83
2.21
2.01
1.79
Utilities and
(S/yr)
74, 400
141, 700
189, 000
262, 000
. supplies
($/ton)
2. 60
2.48
2.21
2.29
Administration including
interest
(S/yr)
145, 800
214, 630
270, 435
336, 750
(S/ton)
5. 11
3. 76
3.20
3.02
Total
(I/ton)
10. 54
8.45
7.42
7. 10
Amortized
(excluding ing cost
land) and
interest
($/ton)
2.41
1.75
1.46
1.40
($/ton)
12.95
10.20
8. 88
8.50
  Source: Fairfield Engineering Company.
  •Assuming 20-yr life.
recently to the Altoona plant.* Due
to the low capacity  of  the  Altoona
plant (3 to 4 tons per hr), a labora-
tory model stoner was found  ade-
quate.  The heavy fraction from the
stoner  which  is  mostly glass has  a
bulk density of about 73 Ib per cu ft.
The light compost product has a bulk
density of about  39 Ib per cu ft.
  Estimates of capital costs, energy
and labor  requirements (Table 24),
and of overall processing costs (Table
25) were determined for the Fairfield -
Hardy  system.
  An analysis of the  capital  costs
shows that approximately 30-40 per-
cent of the costs is attributable to the
digestion process, and the remainder
   *Manufactured by Button,  Steele, and
Steele.
to auxiliary support facilities (Figure
54).

JOHN  R.  SNELL PROCESS

  In January 1967, United Compost
Services in  Houston, Texas, put into
operation  a 300-ton-per-day  plant
employing a design developed by John
R.  Snell Engineers, Lansing, Michi-
gan. The  system design is a hybrid
of  the Metro  and  Pairfleld-Hardy
systems, with the digester consisting
of a large open rectangular concrete
tank. After  sorting and grinding, the
refuse  is fortified with sewage sludge
and is  conveyed to the digester, where
oxygen is supplied by pulling air down
through the material with large ex-
haust  fans.  The material is  agitated
by means  of rotating augers mounted
on  a bar suspended across the width
of the tank, which traverses the tank
longitudinally. The rotation of the
augers is adjusted so that material is
moved across the width of the tank
in about 5 days and is discharged at
the opposite side.
  The United Compost Services Plant
operated until April 1967 when a con-
tractual dispute with the city resulted
in  termination of  the operation. As
of this writing, the dispute has not
been  resolved and operation has not
resumed.
  The Houston plant, which has a ca-
pacity of 300 tons  per day, cost $1.6
million. Power requirements amount
to about 1,700 hp. Attempts to obtain
process flow  sheets and photographs
of the system were unsuccessful, but
costs  for  other plant  capacities  em-
ploying SnelFs design range from $2.69
to $3.44 per ton (Table 26).M

-------
62  RECOVERY AND UTILIZATION

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^ 6.6%
\
/
/
/
/
/
- 73%
39%
it 21%
• 1.0%
              100
 200            300
Plant Capacity,tons/day
                                                           400
 FIGURE 54. Cost breakdown 1or Fairfteld-Hardy compost systems.
 (Source: Fair field Engineering Company.)
                                TABLE 26

        ESTIMATED CAPITAI AND PROCESSING COSTS FOR COMPOST PLANTS USING
                     THE JOHN R. SNEI1 COMPOSTING PROCESS
       Capacity (tons/day)
  Capital cost
Amortization of  Operation and
fixed charges    maintenance     Total
 100	   *540, 000       *1. 52       *1. 92
 200	   *960, 000       *1. 35       *1. 68
 300	 *1,350,000       *1.27       *1. 56
 300 (Houston)	fl, 600, 000 _   _^_ _ _   _.   .._ _
 400	  ..	*1, 776, 000       *1. 25       *1. 44
                                         *3. 44
                                         *3. 03
                                         *2. 93
                                         *2. 69
GRUENDLER  CRUSHER  A1SD PUL-
VERIZER COMPANY

  Gruendler offers a composting sys-
tem employing the windrow method
of digestion. To date the only plant
built is a  300-ton-per-day plant in
Mobile, Alabama. This plant cost $1.6
million to build and began operation
in 1966. Since that time, the plant has
operated only intermittently for a va-
riety of undetermined reasons. It was
not possible during the course of this
study  to obtain estimated cost  and
performance data on any aspect of the
operation either from the  City of Mo-
bile or from the Gruendler Company.

THE U.S.  PUBLIC HEALTH
SERVICE-TENNESSEE VALLEY
AUTHORITY

  In June  1967, PHS and TVA began
operation  of a 50-ton-per-day joint
composting plant  in  Johnson  City,
Tennessee  (Figure 55). This plant, fi-
nanced by the Public Health Service,
employs windrow digestion and rep-
resents the first attempt in the United
States to obtain scientific  data on this
method of composting  on a  large
scale.
  Material is  delivered to  the plant
and conveyed to a picking area where
handsorters remove such  items as
rags,  bottles,   cardboard,  magazines,
and  other noncompostables.  These
materials are not removed for salvage
but rather to upgrade the  quality of
the compost.  Tin  cans are removed
magnetically  for the  same purpose.
The  remaining waste   material  is
ground in  a Dorr-Oliver rasp, sewage
sludge is added, and  the material is
then piled in  windrows about 100 ft
long, 9 ft  wide, and 4 ft high. Total
time in the windrow is about 35 days,
during which  period  the compost is
turned mechanically once or twice per
week using a Cobey Windrow Turner.*
   Problems have been reported with
 odors and with the control of fly pop-
 ulations.  Another drawback  of  the
 windrow method, especially for urban
 centers, is the amount  of land re-
 quired. It  has been estimated for ex-
 ample that 30 acres  are required to
 serve a population of 100,000, com-
 pared to 5  acres for a typical mechani-
 cal digestion system.33
   The Johnson City plant has not
 been in operation long enough to gen-
 erate cost data for this system. Capi-
 tal cost of the plant was $750,000,
   •From Snell, J. R. On the basis of a dumping fee only. Compost Science, 8(1): 17, Spring-Summer 1967.
   fPersonal communication from J. George, President, United Compost Services, Houston, Texas, to N. L.
 Drobny, Aug. 9, 1967.
                                                   *Manufactured by General Products of
                                                Ohio, Crestline, Ohio.

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                                              Summary of composting costs and operational requirements  63
(T) RECEIVING HOPPER
©DECEIVING HOPPER CONVEYOR

(D LEVELING ^METERING GATE
® ELEVATING BELT CONVEYOR

©REJECTS HOPPER
§  MAGNETIC SEPARATOR
  RASPER
©GRINDER
® MIXER
® BUCKET ELEVATOR
©GROUND REFUSE STORAGE SIM
® SLUDGE THICKENER
S  SLUDGE COACULATINS TANK
  SLUDGE HOLDING TANK
@ CHEMICALS MIXING TANK.
                                     INCOMING RCfUSE
                                     REJCCTS TO LAMOnu. 	|
                                     GROUND REFUSE TO WINDROWS
                              TUHNIHG- SHBtDDINC A. SCREtNlNtt
                  COMPOSTING
                                                           STORAGES SHIPPING
FIGURE 55. Schematic flow diagram for USPHS-TVA Compost Plant,
Johnson City, Tennessee. (From Wiley, John S., et al. Concept and design
of a 3-way composting project. Compost Science, 7(2) :11-14, Autumn 1966.)
including   experimental   facilities
which would normally not be included
in a purely  operational plant. As in-
dicated in  a previous  section,  the
Johnson City plant affords an ideal
opportunity to collect extensive and
reliable data on the Dorr-Oliver rasp.

SUMMARY  OF COMPOSTING
COSTS  AND OPERATIONAL
REQUIREMENTS

  Data  in the preceding section sum-
marize  available   information  for
composting  operations in the United
States.  Because  economic conditions
differ significantly between countries,
an  attempt to correlate these  data
with  that  published  for European
compost plantsM  was  unsuccessful,
even  upon  adjustment of all  Euro-
pean  data to  1968 U.S. conditions.
  Capital costs  for both the IDC-
Naturizer  and  the Fairfield-Hardy
process are about 1.5 to 2 times that
for the Metro  and Snell system de-
signs (Figure 56). Precise judgments
cannot be made as to  the exact rea-
sons for these  differences. The high
cost of the IDC plants is probably re-
lated to the large digester  building
required. The high cost of the Fair-
field-Hardy systems may be related
to the pulping and dewatering equip-
ment costs, the  net  cost of  which
would be expected to be greater than
that for a hammermill for dry size re-
duction. These factors alone would not
explain the total cost differences indi-
cated above. In addition, it  must be
kept in mind that the data given were
estimates for the most part and are
based on  limited operational experi-
ence. Estimates  of total processing
cost were available only for the Fair-
field-Hardy and  the John R. Snell
systems  (Figure  57).  Extreme care
must be  exercised in the interpreta-
tion of these data since they are based
upon estimates only. In  addition, it
has  not  been possible  to determine
the basis for the  data  for the Snell
system in  that detailed  cost break-
down is not available. Detailed break-
downs for the Fairfield-Hardy sys-
tem were available, and these data  are
considered to be much more reliable.
  Data were obtained  for the esti-
mated labor and  power requirements
for various systems. Extremely close
correlation was noted between the  re-
quirements for the Metro and Fair-
field-Hardy  systems.  Requirements
for the  IDC-Naturizer system were
significantly higher. Sufficient details
on this system were not  available to
determine  the  reasons for the dis-
crepancy (Figures 58 and  59).

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64  RECOVERY AND UTILIZATION
              o
              o
                    XD Fairfield-Hardy system
                        Metro waste system
                        John R Snell system
                    j>Q  IDC-Natunzer system
                            Existing Plants
                      a Gainesville Demonstration  Project
                      b Lone Star Organics, Houston, Texas
                      c United Compost Services, Houston, Texas
                      d St Petersburg, Florida
                      e City of Mobile, Alabama
                      f TVA/PHS Demonstration Plant,
                        Johnson City, Tenn.
                                        100                   200
                                                       Plant Capacity,  tons/day
               FIGURE 56. Capital costs of composting systems.
                                                                                  300
                                                                                                       400
     13

     12

  §  II

  S.  10
  VI  -,
  o  7
  O
  ? 6
  a-  4
  ~a
John R Snell system
                         100
                                            200                 300
                                            Plant Capacity,  tons/day
                                                                                   400
  FIGURE 57. Estimated total processing costs for Fairfleld-Hardy and John R. Snell composting
  systems.

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                                               Summary of composting costs and operational requirements  65
                 45
                 36
              o>
              =;  27
              cr
              01
                 \8
O	O Fairf ield - Hardy systems
•—• Metro  system
D—DIDC-Natunzer system
                   o                     100                     200
                                                         Plant Capacity,  tons/day
             FIGURE 58. Estimated labor requirements for composting systems.
                                                                                       300
                                                                                                             400
   3000
-  2000
0.
X
   1000
         O—O Faimeld-Hardy system
         •—• Metro system
         D—D I  DC-Naturizer system
                    Existing Plants
            a. Gamsville Demonstration Project
            b United Compost Services, Houston, Texas
                           100
                                               200
                                          Plant Capacity, tons/day
                                                                   300
                                                                                       400
FIGURE 59. Energy requirements for composting systems.

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66  RECOVERY AND UTILIZATION

HEAT RECOVERY

  The recovery of waste heat in con-
junction with incineration of munici-
pal refuse has recently received special
emphasis because of success in Europe,
especially in Germany, with combined
municipal  incinerator  steam  power
generating stations.
  Waste-heat recovery  systems  for
steam production may involve one of
two  general designs. The  first  em-
ploys a conventional refractory  fur-
nace  followed by a waste-heat boiler.
The second, and the one which is used
widely in  Germany and throughout
Europe, employs  a waterwall furnace.
One advantage of a waterwall furnace
is its increased heat transfer efficiency.
This  permits furnace temperature to
be  held  within reasonable  limits
which would be exceeded in a refrac-
tory furnace without large  quantities
of  excess  air. Thus,  the  waterwall
furnace  will help alleviate  air pollu-
tion  control problems. Conventional
refractory  furnaces are normally de-
signed for about 150 to  200 percent
excess air,  whereas there is some indi-
cation that waterwalled furnaces may
operate satisfactorily on only 50 to 60
percent excess air. The smaller quan-
tity of excess in waterwall systems re-
sults  in smaller volumes of combustion
products and, in turn, permits the use
of smaller  gas  handling equipment.
The  disadvantages  of  a  waterwall
furnace  are  slightly  higher capital
and operating costs.  Only one appli-
cation of  a  waterwall  furnace  for
waste-heat  recovery  exists  in  the
United States.
  Another general feature  of waste-
heat  recovery systems for steam pro-
duction is  the need for auxiliary fuel
to insure that constant steam produc-
tion  can be maintained despite mois-
ture  content and other variables that
govern the heating value  of refuse.
European practice employs pulverized
coal for this purpose whereas gas or oil
would  be   more suitable  for  U.S.
facilities.
  Another form of waste-heat recov-
ery,  being studied by researchers in
Connecticut and  California, envisages
power production through the use of
gas  fired turbines driven by effluent
gases from municipal incinerators.35^8

REFUSE INCINERATION AND
STEAM  GENERATION IN  EUROPE
  The largest and most familiar Euro-
pean  combined  incineration/power
generation facility is located in Mu-
nich, West Germany.37 Two separate
power generating facilities  have been
built: a 60-MW plant burning a com-
                                TABIE 27

    SUMMARY OF OPERATING COSTS FOR CHICAGO SOUTHWEST MTJNICIPAI INCINERATOR «

                                                                Operating cost
Cost item:                                                            ($/ton)
    labor (62 men)	 $1. 92
    Repairs	  0. 73
    Electrical	  0. 19
    Supplies	  0. 60
    Residue hauling	  1. 05
    Steam production (4,000 Ib at $0.50/1,000 Ib)	  	  2. 00
                                                                     6.49

Income item:
    Sales of steam (4,000 Ib at $0.625/1,000 Ib)	  2. 70
    Profit from salvage	  0. 14
                                                                     2.84

    Net operating cost	  3. 65
    Amortization of capital cost	  *1. 26

      Total operation and maintenance cost	  f4. 91


   Source: Reference 41 plus Battelle estimates.
  '"These calculations assume 100 percent steam utilization. Reference 41 states that actual operating cost is
$3.98 per ton implying that only 86 percent ( —^ - --— 1 percent steam utilization is practiced.
  tReference 41 gives $5.24 per ton, again reflecting less than 100 percent steam utilization.
bination of refuse and pulverized coal
(with 40 percent of the power output
supplied by  refuse)  and a  112-MW
plant with 20 percent of the power
output  from  refuse  and 80  percent
from pulverized coal. The reason for
the "poorer"  refuse to coal ratio for
the larger plant is that  the  Munich
refuse  has a heating value  of  only
2,500 Btu  per Ib so  that the  bulk
refuse  throughput in terms  of  tons
per day fed is the limiting factor on
the larger  design. A third plant iden-
tical to the second is now being  con-
structed.  With the three  plants  in
operation,  the city of Munich will be
obtaining almost 70 MW of electricity
from the combustion of 108 tons per
hour of mixed municipal refuse.
  These operations  are technically
and economically sound  for  Europe,
but may not apply directly to condi-
tions in the United States.38 Fuel costs
are relatively higher in Germany and
the  economic environment is  more
favorable  for waste-heat utilization.
In  addition,  the higher  population
density of  West Germany (eight times
that of the United States) has moti-
vated strict air pollution control for
a number  of  years. One technique for
cooling effluent gases and hence  con-
trolling emissions is by heat transfer
to produce steam. In addition,  the
Europeans have a greater concern for
conservation  and resource manage-
ment. This also  has contributed to
the acceptance and success of waste-
heat  recovery in  European  refuse
incinerators.
  Finally, the  difference in institu-
tional arrangements must be consid-
ered. In  Germany,  power and  utility
services,  as  well as all waste collec-
tion and disposal services, are the re-
sponsibility   of local  governments.
Consequently, the organizational and
administrative aspects  are  consider-
ably more simplified than they would
be in the United States.

REFUSE INCINERATION AND
STEAM GENERATION  IN THE
UNITED STATES
  Waste-heat recovery from munici-
pal solid waste incineration has been
quite  limited  to date in the United
States. In the past, it has been prac-
ticed  to  varying degrees in Boston,
Massachusetts;  Oyster  Bay,  New
York; Providence, Rhode Island; and
Hempstead, Long  Island, New York
(Merrick Plant). Waste-heat  recov-
ery is currently practiced in Atlanta,
Georgia;  Chicago,   Illinois; Miami,
Florida; Hempstead, Long Island, New
York (Oceanside  plant);  and U.S.
Naval Station, Norfolk, Virginia.  All
but the Norfolk plant employ conven-
tional refractory furnaces followed by
waste-heat boilers.  The Norfolk plant
is the first U.S. application  of water-
wall furnaces  employing waste-heat
recovery.  Current  U.S. applications
are discussed below.

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  Atlanta,  Georgia.  The  city of At-
lanta operates two  incinerators and
several landfills. Tin cans are salvaged
at both incinerators. At the Mayson
incinerator,  which   has  a  design
capacity of 700 tons per  day, waste-
heat recovery and steam generation
are practiced.30-40
  Four   175-ton-per-day  combined
grate and  rotary kiln furnaces are
installed at the  Mayson  plant. Two
were installed in 1942 at a  cost  of
$800,000, and two in 1952 at a cost  of
$1,250,000.  Total  cost in 1968 dollars
has been calculated to be $4,567,000.
Steam produced at the Mayson  plant
is 175  psig saturated  and is  sold  at
$0.20 per 1,000 Ita to the Georgia Power
Company to heat buildings in down-
town Atlanta.
  Chicago, Illinois. The city of Chi-
cago generates steam  at its  South-
west Incinerator.39'"  The  Southwest
plant has four 300-ton-per-day  com-
bined grate and rotary kiln furnaces.
Metal salvage  in  addition to waste-
heat generation  is practiced  at the
Southwest  plant.  The incinerator was
constructed in  1963  at a  cost  of
$6,825,000.  Of the total cost, $1,625,000
was for the steam plant and distribu-
tion system.41
  Steam generated at the Southwest
plant is produced for about $0.50 per
1,000 Ib and is sold to a private con-
tractor  for $0.625 per  1,000 Ib. It  is
used mostly in the stockyard  area  of
Chicago. Since demand is low in the
summer, the full steam capacity is not
utilized during this period.
  The  Southwest incinerator is op-
erated 24 hr per day, 7  days per week
(Table 27). Waste heat is supplied  to
four  boilers, each capable of generat-
ing 50,000 Ib of steam per hr. Based on
1,200 tons  per day  of refuse,  this
amounts to a design capacity of  2.0  Ib
of steam per Ib of refuse incinerated.
  Miami, Florida. Steam is recovered
from a 900-ton-per-day municipal in-
cinerator  in  Miami,  Florida.42  The
incinerator, constructed in 1954, cost
$3 million. Steam produced  at 250
psig  and 406 F is sold to the Jackson
Memorial Hospital for $0.70 per 1,000
Ib. Approximately three Ib  of refuse
are required  to  produce one Ib  of
steam. This appears to be somewhat
less efficient than the other installa-
tions discussed in this section.
  Hempstead, Long Island, New York.
A 750-ton-per-day municipal owned
incinerator employing waste-heat re-
covery both for steam generation and
water  desalination was recently put
into operation at Hempstead's Ocean-
side  plant  at  a total cost of  $6 mil-
   Operating characteristics and costs of selected incinerator systems   67

                                        Feed to the system  includes large
                                      quantities of crates and packing mate-
                                      rials, in addition to the normal rub-
                                      bish. The system is designed for refuse
                                      having a heating value of 5,000  Btu
                                      per Ib and a moisture content of 25
                                      percent  (Table 28). Two 180-ton-per-
                                      day furnaces are used, each capable of
                                      generating 50,000 Ib of 275 psig  dry
                                      saturated steam per hr. This corre-
                                      sponds to about 3.33 Ib of steam per
                                      Ib of waste. An auxiliary oil burner is
                                      also capable of supplying 50,000 Ib of
                                      275 psig dry saturated steam per hr.
                                      The steam produced saves over 5 mil-
                                      lion gal of fuel oil per year.
                                        Houston, Texas. A facility is planned
                                      for Houston, Texas, which will incin-
                                      erate  10,000 tons  per  month  (about
                                      330 tons per  day) of industrial solid
                                      waste  and produce 100,000 Ib of steam
                                      per hr.50 This corresponds to a steam
                                      production rate of 3.57 Ib of steam per
                                      Ib of waste. Steam will be sold for in-
                                      dustrial consumption. The plant  is a
                                      joint venture of several local indus-
                                      tries utilizing one disposal  agency,
                                      Consolidated  Oxidation Process  En-
                                      terprises. The plant  will be designed
                                      by Foster Wheeler Corp. and Nichols
                                      Engineering Research Corp., and  will
                                      employ  a  waterwall  furnace.  The
                                      plant  is  expected  to cost $5 million
                                      and is scheduled  for  completion in
                                      1969.
             TABLE 28

SPECIFICATIONS FOB BOILER-FURNACE UNITS
AT U.S. NAVAL STATION, NORFOLK, VIRGINIA*

Mixed refuse (tons per day) _      180
    Heating value as fired
      (Btu/lb)	    5,000
    Moisture (percent)	       25
    Noncombustible (per-
      cent)	       12. 5
Steam production
    With refuse at 5,000
      Btu/lb  (Ib/hr)	  50, 000
    With drier refuse or
      with refuse plus oil
      (Ib/hr)	  60,000
    With oil only (Ib/hr)	  50, 000
Design stoker loading
    Ib refuse/sq ft/hr of
      effective grate sur-
      face	       65
Heat release
    Btu/hr/sq ft effective
      grate surface	 325,000
    Btu/cu ft primary fur-
      nace volume (max)__  25, 000
Minimum gas temperature
  leaving primary furnace
  at 50 percent of rated
  load (degree F)	    1,400
Steam pressure (psig)	      275
Steam quality	  Saturated
Feedwater temperature
  (degree F)	      288
Exit gas temperature from
  boiler at design refuse
  capacity (degree F)	      580
  *From Moore, H. C. Refuse fired steam generator
at navy base, Norfolk, Va. In Incineration of Solid
Wastes; proceedings, MECAR Symposium New York
Mar. 21, 1967. p. 10-21.
lion.43'4" Steam is produced in two boil-
ers, each having a capacity of 85,000
Ib of steam per hr  (462 F and  460
psig), and is used to produce 2,500 KW
power  to operate the plant. Exhaust
steam from the power plant is used to
produce  about 500,000 gal per day of
fresh water for cooling, boiler makeup
water, and fly-ash scrubbing within
the plant.
  The   plant  design employs  two
300-ton-per-day  refractory furnaces
which burn mixed solid waste, and one
150-ton-per-day unit  for bulk rubbish.
The gases from the two large furnaces
discharge through boilers for heat re-
covery. Heat is not recovered from the
bulk rubbish unit. Based upon steam
production  of 170,000 Ib per  hr and
solid  waste  throughput of 600  tons
per day,  approximately 3.4 Ib of steam
are produced per Ib of refuse.
  U.S. Naval Station,  Norfolk, Vir-
ginia. Recently the U.S. Naval Station
at Norfolk, Virginia,  put into opera-
tion the nation's first waterwall solid
waste  incinerator.4^4" Capital  cost of
the system was $2.2 million.
                                       OPERATING CHARACTERISTICS
                                       AND COSTS OF  SELECTED
                                       INCINERATOR SYSTEMS
                                         Large scale systems for heat recov-
                                       ery and solid waste incineration have
                                       not  been in  operation long enough to
                                       generate operating data. Certain re-
                                       lationships which governed recent de-
                                       signs have been published. It must be
                                       emphasized,  however,  that this infor-
                                       mation has not been confirmed on an
                                       operational  scale.
                                         A recent paper describing the Nor-
                                       folk plant reported anticipated steam
                                       production as a function of the heat-
                                       ing   value  of  the  refuse,  refuse
                                       throughput,  and percent  excess air
                                       (Figures 60  to 62) .4°  The curves are
                                       based upon  the  design  specifications
                                       for the Norfolk plant  (Table 28).
                                         Similar but less complete data have
                                       recently  been presented in a  paper
                                       summarizing  European   experience
                                       with emphasis on potential applica-
                                       tions of  waste heat recovery in the
                                       United States.'1 Assuming  88 percent
                                       excess  air, the refuse heating  value
                                       was used to compute steam produc-
                                       tion. These  values  can  be compared
                                       to those of the Norfolk plant using 50
                                       percent excess air (Figure  63).  As
                                       expected,  a  slightly  higher specific

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68  RECOVERY AND UTILIZATION
                       5000

                  Btu per Lb Refuse as Fired
FIGURE 60. Estimated steam production at
Norfolk from refuse having various heat capacities.
Assume 180 tons/day and 50 percent excess air.
(Based upon: Moore, H. C. Refuse fired steam
generator at navy base, Norfolk, Va. In Incineration
of Solid Wastes; Proceedings, MECAR Symposium,
New York, Mar. 21,1967. p. 10-21.)
                                                              LB 275-psig Dry Saturated Steam Per Hour, I03 Ib
  FIGURE 61. Estimated steam production at
  Norfolk from refuse at various loads. Refuse
  of 5,000 Btu/lb and 50 percent excess air is
  assumed. (Based upon: Moore, H. C. Refuse
  fired steam generator at navy base, Norfolk,
  Va. In Incineration of Solid Wastes; Proceedings
  MECAR Symposium, New York, Mar. 21,1967.
  p. 10-21.)
                                                                LB  275-psig Dry Saturated Steam Per Lb Refuse

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                                        Operating characteristics and costs of selected incinerator systems  69
   60i-
Q.

E
   50
   40
    20
                        40

                       Percent Excess Air
FIGURE 62. Estimated steam production at Norfolk
from refuse as a function of excess air. Assume
180 tons/day—5,000 Btu/lb. (From Moore, H. C.
Refuse fired steam generator at navy base, Norfolk,
Va. In Incineration of Solid Wastes; Proceedings,
MECAR Symposium, New York, Mar. 21,1967.
p. 10-21.)
FIGURE 63. Estimated steam production from refuse
having various heat capacities. Assume 88 percent
excess air. (Based upon: Stabenow, G. Performance
and design data for large European refuse incinerators
with heat recovery. In Proceedings; 1968 National
Incinerator Conference, New York, May 5-8,1968.
New York, American Society of Mechanical Engineers.
p. 278-286.)
                                                                   5000                6000

                                                                         Btu Per Lb Refuse as Fired
                                                                                                         7000

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70  RECOVERY AND UTILIZATION
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               50        100       150      200

                     Percent Excess Air at Boiler Outlet
                                                     250
                                                              300
                        FIGURE 64. Estimated effect of excess air
                        on steam generating capacity of 800-ton-per-
                        day refuse incinerator. Assume 20 percent
                        moisture in refuse. (From Day &
                        Zimmermann, Engineers & Architects.
                        Heat recovery. In Special studies for incin-
                        erators ; for the Government of the
                        District of Columbia, Department of
                        Sanitary Engineering. Public Health
                        Service Publication No. 1748.
                        Washington, U.S. Government Printing
                        Office, 1968. p. 55-73.)
 FIGURE 65. Estimated effect of refuse
 moisture content on steam generating
 capacity of 800 ton per day refuse generator.
 (From Day & Zimmermann, Associates.
 Heat recovery. In Special studies for
 incinerators; for the Government of the
 District of Columbia, Department of
 Sanitary Engineering. Public Health Service
 Publication No. 1748. Washington, U.S.
 Government Printing Office, 1968.
 p. 55-73.)
                                             8.
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CM
PJ
                                                4.0
                                                3.5
                                                3.0
   2.5
                                                20
                                                 1.5
                                                 10
   0.5
                                                                           Water wall unit
                                                                           at 60% excess air
                                                          Refractory furnace
                                                          at 200% excessair
                10        20       30        40

                       Percent of Moisture in Refuse
                                                     50
                                                               60

-------
                                           Operating characteristics and costs of selected incinerator systems  71
                                 TABLE  29

        CAPITA1 COSTS OF U.S. INCINERATION EMPLOYING WASTE-HEAT RECOVERY

Yfiar hutlt
Capacity
ftnnaMavt 	
Capital cost
                                                      (Actual)
                                                                   (1968)'
Atlanta, Georgia _________ 1942 and 1952 __     700  82,050,000   $4,567,000
Chicago, Illinois  _________  1963 ___________  1,200
Miami, Florida ___________  1954 ___________    900
Hempstead, L.I., New       1964 ___________    750
  York (Oceanside plant).
U.S. Naval Station,          1966 ___________    360
  Norfolk, Virginia.
             6,825,000
             3,000,000
             6,000,000
                                                                  8,300,000
                                                                  4,880,000
                                                                  6,500,000
                                                     2, 200, 000    2, 540, 000
   •Calculated using "Engineering News Record" Building Cost Index.
                                 TABLE  30

ESTIMATED CAPITAL COSTS FOR 800-TON-PER-DAY MUNICIPAL INCINERATOR EMPLOYING WASTE-
                               HEAT RECOVERY
             System description
 Variable
capital cost*
                                                      Constant
                                                    capital costt
   Total
 capital cost
Conventional  refractory  furnace  with
  spray cooling of flue gas	 $3, 583, 000
Conventional  refractory  furnace  with
  spray cooling boiler in by-pass flue	  5, 737, 000
Waterwall furnace with convection boiler.  4, 297, 000
Waterwall furnace with spray cooling of
  flue gas	  4, 303, 000
             S150, 000   $3, 733, 000
               150, 000
               150, 000
                                                                  5, 887, 000
                                                                  4, 447, 000
              150, 000    4, 453, 000
                                 TABLE 31
       CAPITAL COSTS OF CONVENTIONAL REFRACTORY MUNICIPAL INCINERATORS*
                 Installation
                                           Capacity
                                           (tons/day)
                                                           Capital cost
            ENR building  1968 ENR building
           cost index=580   cost index=700
Alexandria, Virginia	
Lexington, Kentucky	
Evanston, Illinois	
Wauwatosa, Wisconsin-
Portsmouth, Virginia. _.
      200
      200
      180
      165
      300
                                                     $922, 000
                                                      750, 000
                                                      881, 000
                                                      835, 000
                                                    1, 068, 000
$1, 100, 000
   900, 000
 1, 060, 000
 1, 000, 000
 1, 170, 000
  •From Clarke, S. M. Incinerating plant costs. Public Works, 93(9): 122-83, Sept. 1962.



                                 TABLE 32

   CAPITAL COSTS OF CONVENTIONAL REFRACTORY FURNACE MUNICIPAL INCINERATORS*
Installation
Buffalo, New York
Baltimore, Maryland
Cincinnati, Ohio. 	 	
Hartford, Connecticut _ -
Rochester, New York 	

Year
constructed
1953
1955
1954
1954
1956

Capacity
(tons/day)
400
800
500
600
600
Capital cost
(Actual)
$1, 500, 000
2, 153, 000
1, 494, 000
1, 434, 000
2, 110, 000
(1968)
$2, 400, 000
3, 350, 000
2, 330, 000
2, 240, 000
3, 100, 000
  •Source: Michaels, A. Incineration. In Public Works Engineers Handbook, Chicago, American Public
Works Association, 1957.
 steam production rate results for the
 lower percentage of excess air.
   In addition, Day &  Zimmermann
 Associates,  Philadelphia,  have  pre-
 pared  estimates  on  waste-heat  re-
 covery for an 800-ton-per-day incin-
 erator for the District of  Columbia.5"
 These studies evaluated the following:
 conventional refractory furnace with
 spray cooling of flue gas; conventional
 refractory furnace with spray cooling
 of flue gas and boiler in by-pass flue;
 waterwall furnace with  convection
 boiler;  and  waterwall  furnace with
 spray cooling of flue gas. Estimates of
 steam-generating capacity as a func-
 tion of excess air and as a function of
 refuse  moisture  content  were pre-
 sented (Figures 64 and 65).
  All of the data in this section rep-
 resent engineering estimates 'and  are
 not  the results of direct operational
 experience. The  potential  pitfalls in
 the   use   of  such  data   must   be
 emphasized.
  Capital costs of incinerators with or
 without heat recovery. The following
 section summarizes actual and esti-
 mated costs  of incinerators with and
 without   waste-heat  recovery.  The
 previously presented cost data on U.S.
 waste-heat  recovery  has  been   ad-
 justed to  1968 conditions using  the
 Engineering  News  Record Building
 Cost Index (Table 29).
  In  their report  to  the District of
 Columbia, Day & Zimmermann pro-
 vided partial capital cost estimates for
 the systems  investigated.62 The costs
 covered only those items expected to
 vary from one design to another. The
 constant cost items listed below were
 not included in the estimates: dump-
 ing floor,  plant enclosure, cranes with
 crane bay steel and enclosure, offices,
 locker rooms,  stair  towers,  elevators,
 storage room,  machine shop, heating
 and ventilating,  plumbing and sani-
 tary waste, electricity for above items,
 site development, roads, paving, land,
 scale house, and scales. The total cost
 of the above items, excluding land and
site developments, were estimated by
 Battelle  to ranges  between  $100,000
 and $200,000, averaging $150,000. The
 capital cost estimates for the systems
studied by Day & Zimmermann were
summarized  (Table 30) and may be
 compared with published data on con-
 ventional refractory furnaces without
heat recovery (Tables 31 and 32) .ra' "
The Day &  Zimmermann cost  esti-
mates may be used to generate cost
 functions based on a conventional en-
 gineering  estimating  factor which
states that cost is proportional to  the
six-tenths power of capacity (Figure
 66). Data presented earlier show that

-------
72  RECOVERY AND  UTILIZATION
                                                                     n Long Island  (Oceanside
                                                                                   — Day and Zimmerman data
                                                                                      extrapolated using six-tenths factor
                                                                                   O Conventional refractory-no waste -
                                                                                      heat recovery
                                                                                      Water wall with waste heat recovery
                                                                                      Conventional refractory with waste
                                                                                      heat recovery
                     200
                             300
                                      400
                                               500      600      700

                                             Capacity ,  tons /day

FIGURE 66. Capital costs of municipal incinerators.
                                                                         800
                                                                                 900
                                                                                          1000
                                                                                                   1100
                                                                                                            1200
reasonable correlation  exists for the
waterwall designs. The Day & Zim-
mermann extrapolated cost data for
the conventional  refractory without
heat recovery indicate  a trend some-
what higher than the  adjusted costs
for existing installations. This may be
attributed to the more  costly air pol-
lution control equipment required on
today's incinerators.
  Economics of Waste-Heat Recovery.
Data on cost of steam production in
conjunction   with  municipal  solid
waste  incineration  in the United
States are very limited. It  has been
noted that the additional cost to pro-
duce steam at the 1,200-ton-per-day
Chicago  Southwest Refractory Fur-
nace Incinerator was about $0.50 per
1,000  Ib. Estimates on the additional
cost of steam production in the Day &
Zimmermann systems were $1.06 and
$0.49  per 1,000 Ib for 800-ton-per-day
refractory   and  waterwall  systems,
respectively.
  To  evaluate the implication of these
costs  assumes a conservative produc-
tion of  2 Ib of steam per Ib  of refuse
and an additional cost of $0.50  per
1,000  Ib to produce steam. Since this
cost is  additional  to that  of waste
incineration, to break even, the steam
produced  must  be sold for at least
$0.50  per  1,000 Ib.  To justify waste-
heat  recovery,  it must be sold at a
profit unless there are economic justi-
fications for its production.  If steam
can be sold for $0.60 per 1,000 Ib, this
results in recovery of $0.10 per  1,000
Ib of the costs  of  incineration.  Pro-
duction of  2  Ib of steam  per Ib of
refuse corresponds  to  4,000 Ib  of
steam per ton of refuse, or an incin-
eration cost recovery of $0.40 per ton
of refuse. The  Chicago costs, where
steam sold  at $0.625 per 1,000 Ib, re-
sulted in a net income of $0.50 per
ton of refuse (Table 27).
  On the basis of existing data, it ap-
pears that  only about 10 percent of
incineration cost  could be saved by
employing  waste  heat  recovery, if
there is a customer willing to buy the
steam. This is  not always the  case.
For  instance,  Day & Zimmermann
concluded  that waste-heat recovery
could not be justified. This was due to

-------
                                                                                 Refuse-fired  gas turbines  73
                                 EXHAUST
    1&&Q YW \
   eef/eeAToe I
etecTeic
 SWITCH
 C6AB
                                           WK9O
                                          FIGURE 67. CPU-400 Refuse-
                                          fired gas turbine. (.From
                                          Aerospace Commercial
                                          Corporation. CPU-400 Technical
                                          description and economics
                                          study, TR 6702; report on
                                          Contract PH 86-67-259. Palo
                                          Alto, California, Sept. 1967.
                                          p. 2-3.)
the  lack  of a customer within the
vicinity of the incinerator who could
justify a demand for an interruptable
supply of steam.
  Control of air pollution is an addi-
tional factor that cannot be evaluated
on  the basis  of existing data. More
stringent controls may lower the ad-
ditional  cost  of  steam production
through assignment of  a portion of
the equipment and operating costs to
pollution  control  rather  than  to
steam production.  For example, as-
suming (1) additional heat-recovery
equipment cost to equal air pollution
control  equipment  costs  and  (2)
steam to be sold at $0.60 per 1,000 Ib,
the net profit per ton of refuse would
be $2.40 per ton or less than half the
cost of incineration. Thus, cost alloca-
tion  techniques  are  significant  in
evaluating waste-heat recovery econ-
omy. Sufficient data are  not available
to determine  the  true  net cost  of
waste-heat recovery.

REFUSE-FIRED GAS TURBINES
  Two  research  investigations  are
studying the possibility of using ref-
use-fired   gas turbines  for  power
production. One system, the CPU-400,
is being  investigated by Aerospace
Commercial   Corporation   (Figure
67) .M A Pratt & Whitney FT4A-8 sta-
tionary jet engine gas turbine or a
General Electric Series 5000 industrial
gas turbine-generator supplies high-
pressure air for the refuse combustion
and to electric power generation. It is
claimed  that  the  CPU-400  burns
refuse at  7 to  12 times atmospheric
pressure. Three alternative combus-
tion  systems  have  been identified;
direct combustion, fluidized bed, and
pyrolysis (Figure 68).
  Based  upon  selected  assumptions
and theoretical calculations, the sys-
tem should generate power at a cost
of 1.7 mills per  kwh. However, the
technical validity of the basic assump-
tions  remains  to  be established. Po-
tential problem areas may be:
  (1)  Electrostatic collectors are re-
quired to operate  at 1,500 F. (Battelle
is aware of two attempts to develop
such a system,  neither of which was
successful.)
  (2)  No provision is made to guard
against air bleeds from  the compres-
sor, although leakage of a few percent
of the air would  eliminate all power
capability.
  (3)  Considerable expense  (perhaps
several million  dollars)  would be re-
quired to adapt the Pratt & Whitney
unit by providing remote ducting for
an  outside combustor. (The General
Electric turbine, however, has already
been altered.)
  (4)  The  estimates for additional
maintenance due  to  fly-ash erosion
assume no more than that normally
expected from burning No. 6 fuel oil.
(However,  in high velocity turbines
any ash content would create exten-
sive erosion. It is not likely that zero
ash content could be attained with ex-
isting technology.)
  These comments are not intended as
criticism of the  research, since most
research programs are aimed at over-
coming technical obstacles. The com-
ments should put  the apparently at-
tractive power costs in the  proper
perspective.
  Studies  at the University  of Hart-
ford have explored a system  similar
in concept to the CPU-400 unit.38 The
system  involves  both the production
of electric power in  a high-tempera-
ture and pressure combustion process
and the manufacture  of a  ceramic-
metal composite. The system consists
of three main components: a Pratt &
Whitney FT-4  gas  turbine,  a large
hammermill, and the materials proc-
essing system. As in the CPU-400, sig-
nificant erosion problems would be ex-
pected from the  extremely  high ve-
locities characteristic of  aircraft tur-
bines.  This  and  other  substantial
problems  appear to be  unduly dis-
counted in the preliminary feasibility
study. Estimated net power-generat-
ing costs were in the range of 0.4 to
3.3 mills per kwh, depending upon the
income from recovering  metal scrap

-------
74  RECOVERY AND UTILIZATION
                                                                               JET et/ewe
                                                                              COM8U9TOR
                                                                                            TO
                                                                                      .
                                                                               fcj CW00N (CO)
           COMBUSTION
       FLU 10
pyeouzee
FIGURE 68. Alternative combustor types. (From Aerospace Commercial Corporation. CPU-400
Technical description and economics study, TR 6702; report on Contract PH 86-67-259. Palo Alto,
California, Sept. 1967. p. 2-16.)
and manufacturing the  ceramic ma-
terial. In  addition, significant prob-
lems could arise in developing suffi-
ciently strong bonds between silicates
and the metal scrap. Problems would
be similar to those in enameling op-
erations where process variables must
be closely  controlled.
  The above investigations  discount
previous unsuccessful attempts to use
solid fuel  containing ash to generate
power in  gas turbines. To date, the
high degree of ash removal needed to
protect the turbine blades from ero-
sion is not possible. Mr. P. G. LaHaye,
the General Electric Company, in dis-
cussing the closed-cycle coal-fired tur-
bine  stated:
  "Over the past  two decades, sev-
eral  investigations have been under-
taken in the United States and abroad,
directed  at developing  a practical
commercial  coal-fired  gas  turbine.
The  best known programs originated
in the United States and Canada were
the exhaust-fired  cycle program of
Professor D. L. Mordell and associates
at McGill University, Toronto, Can-
ada; the  direct-fired locomotive gas
turbine  development program by the
Locomotive  Development  Committee
of the Bituminous Coal Institute at
Dunkirk, New  York; and the  coal
gasification studies jointly undertaken
by the Babcock & Wilcox Company
and the General Electric Company.
  To  date, none  of  these programs
have  sufficiently  reduced  first  costs
of capital  equipment or  improved
cycle  performance to warrant  their
commercial exploitation." M
  The potential of  the  refuse-fired
gas turbines  cannot  be  evaluated
meaningfully without regard to the
experiences  mentioned above. Since
the major  obstacle  is blade erosion,
cleaning  of  the gases should be at-
tacked first.

CHEMICAL CONVERSION
  A great  many  processes for con-
verting solid waste into usable prod-
ucts can be grouped loosely under the
term  "chemical conversion."  In this
report,  chemical  recovery  includes
thermal,   chemical,  and  biological
processes for the  treatment of mixed
municipal solid waste. Chemical proc-
esses  directed  toward recovery of a
specific fraction of  solid  waste such
as tin can  reutilization,  secondary-
 fibers production, glass  reforming,
 etc.,  are covered in  later sections.
 Specific  processes presented here are
 pyrolysis, the application  of heat in
 the absence of oxygen; hydrolysis, the
 conversion  of cellulosic materials to
 sugars  by acids or bases; and bio-
 chemical processes, which include the
 manufacture of yeast or alcohols.

 PYROLYSIS

   Pyrolysis, often termed "destructive
 distillation," is a process in which or-
 ganic material  is heated  to  a high
 temperature (1,000 F  to 2,000 P)  in
 either an oxygen-free or low-oxygen
 atmosphere. Unlike combustion in an
 excess of air, which is highly exother-
 mic and primarily produces heat and
 carbon  dioxide,  pyrolysis  of organic
 material is  analogous to a  distillation
 process  and is endothermic. The high
 temperatures and lack of oxygen in
 the pyrolysis of solid  waste result in
 a chemical  breakdown of the organic
 materials  into  three   component
 streams: (1) a gas  consisting pri-
 marily of hydrogen, methane, carbon
 monoxide, and carbon dioxide;  (2) a
 "tar" or "oil" that is liquid at room
 temperature  and  includes  organic

-------
 chemicals such as acetic acid, acetone,
 methanol; and (3) a "char" consist-
 ing of almost  pure carbon plus any
 inerts (glass, metals, rock) that enter
 the process.  Kaiser suggests a  reac-
 tion  for  decomposition of  cellulose
 (CaHioOs)   undergoing  pyrolysis  as
 follows:
 3(C«HioOj)->8HjO +"CiHiO"
               +2CO +2COi +CH, +H2 +7C

 where "C6H8O" represents the family
 of liquid products obtained in pyroly-
 sis.58  While  cellulose  is   the  major
 reactant in pyrolysis of solid wastes,
 other  organic  materials will  also
 pyrolyze. The relative fractions of the
 various organic constituents would, of
 course, affect the yield of products.
 Batch retort experiments conducted
 at San Diego  indicate that product
 breakdown is strongly dependent upon
 temperature."  This suggests that  a
 great  many parallel  reactions are
 occurring.
 CURRENT APPLICATIONS  OF PY-
 ROLYSIS TO SOLID WASTE
  Pyrolysis  is  an  advanced  waste
 treatment  technique,  and,  conse-
 quently,  applications to  solid waste
 are extremely limited. References to
 pyrolysis of solid waste illustrate the
 state of this  very interesting process.
 A paper by Porteous discusses pyroly-
 sis of solid waste to make acetone, ace-
 tic  acid, charcoal, and salable tars
 and  oils.68 Laboratory  scale experi-
 ments on the pyrolysis of solid waste
 are being conducted at New York Uni-
 versity and by the Utilities  Depart-
 ment of the City of San Diego."'69 Two
 pilot scale devices are  also in opera-
 tion. The first of  these is operated by
 Cameron-Yakima, Inc.,  at  Yakima,
 Washington,60 and the second by the
 Waste Conversion Systems Division of
 Pan American Resources, Inc., located
 in Albuquerque, New Mexico. As re-
 ported in Chemical Engineering and
 from personal contact, the Cameron-
 Yakima unit  has  been tested on a va-
 riety of specific  wastes, but not on mu-
 nicipal refuse  per  se.60'61  The  Lantz
 Converter of Pan American Resources,
 on the other hand, is apparently the
 only pyrolysis system designed for and
 tested  upon mixed  municipal refuse,
 although it has been applied to a va-
 riety of specialty  wastes as well.
  An attempt has been made above to
list  the  more  interesting  ongoing
pyrolysis work in  order of chronologi-
cal distance  from actual  application
 to municipal  solid waste. As with any
 new technology, there  is a large dis-
parity in the results, ranging from ex-
 tremely  unfavorable  (Porteous)  to
                       Current applications of pyrolysis to solid waste  75

                               Refuse
                           Store
                           Predry
               Char
                       Vacuum Distill
                          Condense
              Tars
              Heavy
              oils
                           Settle
                            Boil
                            Strip
                            Boil
                           Rectify
          Recycle of
          high boiling
          solvent
                          Condense
FIGURE 69. Flow diagram, acetic acid from refuse*
extremely  favorable  (Lantz  Con-
verter) . Since the Lantz Converter is
being marketed as  a potential waste
disposal  system  in  which  only  the
service is sold, detailed data on feed
and  product  analysis,  performance,
and equipment design are not avail-
able for publication. Some limited cost
data have, however, been  obtained.
Detailed  analytical data are available
from the San  Diego pyrolysis work,
but these are from  small-scale batch
retorts and the data may not be di-
rectly applicable to larger continuous
units. Specific  information  from  on-
going pyrolysis  work is  discussed in
the following sections.
  Paper  Evaluation of  Pyrolysis. A
cost analysis of pyrolysis as a process
for municipal solid waste disposal is
given by Porteous.58 Since this effort
was a paper study only, equipment for
the process was designed and cost esti-
mates  made  in consultation with a
leading manufacturer in the field. The
refuse is compressed into bales 3 ft
in diameter by 5 ft in length with a
dry density of 30 Ib per cu ft. These
bales are predried  and destructively
distilled in vacuum retorts, 3V2 ft in
diameter by 30 ft in length, producing
noncondensable   gases,   condensed
liquids, and char. The noncondensable
gases are burned for process  heating,
and the char is quenched, briquetted,
and sold. The condensate is separated
into  heavy  and  light fractions. The
heavy fraction is sent  to  a  tar still
to yield creosote and a phenolic ag-
glomeration, or is burned for process
heat.  The acetic acid is stripped from
the oils  in the  vapor phase of the
lighter fraction using a suitable high-
boiling solvent.  The acetic  acid is
then  separated  from the solvent  by
vacuum distillation to yield commer-
cial-grade acetic acid (Figure  69).
  The cost breakdown was estimated

-------
76  RECOVERY AND UTILIZATION

                                 TABLE 33

                       REVENUE ESTIMATE FOR PYR01YSIS «
Item
Acetone 	 	
Acetic acid 	 	
Tars - 	 - 	
Oils
Charcoal


Yield
(percent)
	 0.3
3. 1
7
- - - 5
. _ 25


Ton per
day
0.45
4. 65
10. 5\
7. 5/
37. 5


Price
6.5f!/lb
9fi/lb

10/1 D
$7/ton


Revenue
(per diem)
$57
835

3bl)
260

$1,512
based on 1967 prices and the process
appeared to be a highly unprofitable
operation costing about $5.70 for each
ton of raw refuse (Tables 33 and 34).
This  process is, by design, directly
analogous to destructive distillation of
wood even to the extent that refuse is
compressed into large blocks  before
processing.  Much  of the  processing
cost is tied  up transporting heat and
mass to  and  from  this  large com-
pressed block; a retort residence time
of 23 hr is required to effect destruc-
tive distillation.68 While design of  a
better pyrolysis process is beyond the
scope of  this  report, it  seems likely
that greater efficiency would be pos-
sible if the  process was designed  ex-
clusively  for  the treatment of solid
wastes.
  Retort Research on the Pyrolysis of
Municipal Waste.  Two experimental
programs  on  the  pyrolysis of solid
waste  are  being conducted  under re-
search grants  of the Bureau of Solid
Waste Management. The first of these
(Grant No. SW 00043-03) is being di-
rected by  Kaiser at New York Uni-
versity."  This  work  has   included
measurement and analysis of pyrolysis
gases  obtained from  various  organic
components  of municipal refuse  in-
cluding paper, wood, grass, leaves, and
food wastes.68'69 Work has  also been
initiated on  pyrolyzing mixed refuse
and operating a continuous pilot-scale
                                  TABLE 35

                   SAN DIEGO SANITARY FILL MATERIAL SURVEY"

                     (Started July 30, 1966—Completed March 85, 1966)




Total material
(percent)
As received Range during survey
Combustibles. .
Incombustibles







Combustible portion
Constituent
Paper
Yard trimmings..
Wood
Rags _
Rubber
Plastic
Garbage
Metal
Glass.. 	
Moisture 	
Total 	
As re-
ceived
46. 16
21. 14
7. 48
3. 46
4. 73
0. 27
0. 81
7. 64
8. 31


. 100. 00 .
Range during
survey
50. 55-40. 99
26. 65-20. 78
8. 10-4. 41
4. 07-0. 32
4. 76-3. 60
0. 52-0. 25
0. 92-0. 77
9. 68-6. 30
10. 38-7. 67





(percent)
Moisture
ASTM
D271-88
8.23
51.30
10. 50
7.40
9.74
0.06
57.80
0
0


50.27
49.73

55.51-43.72
56.28-46.33

Dry basis
With metal
and glass
42.36
10.30
6.69
3.20
4.27
0. 27
0.34
7. 64
8. 31
16. 62

100. 00
Without metal
and glass
50.40
12.25
7.96
3. 82
5.08
0.32
0.40
0
0
19.77
100. 00
                                                                                             TABLE 34

                                                                                    COST ESTIMATE FOR PYROIYSIS "
          Plant cost
                             18,000,000
Fixed charges at 0.1030*...    824, 000
Labor, 12 men at 87, 000	     84, 000
        4 men at $9,000	     36, 000
Maintenance (2% retort in-
  vestment)f	    190,000
Disposal 149T residual ref-
  use/day at $4.50/ton	    245, 000
       Total cost	  1,065,000
Revenue at $l,521/day	    550, 000

Net annual cost	    515,000
Disposal cost/ton	      $5. 66


  •Original paper assured 20-year plant life at 4
percent interest. These figures were changed to 1C
years and 6 percent, respectively.
  tData obtained on hammermill operation indi-
cated maintenance costs of the  order of il.OO/ton
processed could be expected. Approximately 190,000
was, therefore, added to  Porteous* maintenance
figure.

-------
                                                              Current applications of pyrolysis to solid waste  77
                                 TABLE 36

                          PYROLYSIS PRODUCT YIELD «
Temp
(F)
900
1200
1500
1700
Refuse
(lb*)
100
100
100
100
Gases
(lb)
12.33
18. 64
23. 69
24.36
Pyroligneous acids
and tars (Ibt)
61.08
18. 64
59.67
58.70
Char
(lb)
24.71
59. 18
17.24
17.67
Mass accounted
for (lb)
98. 12
99. 62
100. 59
100. 73
   *0n an as-received basis, except that metals and glass have been removed.
   fThis column includes all condensables and the figures cited include 70 to 80 percent water.
                                                                       TABLE 37

                                                          PROXIMATE ANALYSIS OF PYROLYSIS CHAR «
Percent
Volatile matter (percent)
Fixed carbon (percent) __
Ash (percent)
Btu per lb.

Pyrolyzing temperatures (F)
900
21. 81
70. 48
7. 71
12, 120

1,200
15.05
70. 67
14. 28
12, 280
1,500
8. 13
79.05
12. 82
11, 540
1,700
8.30
77.23
14.47
11,400
Pennsylvania
anthracite
7.66
82. 02
10.32
13, 880
                                 TABLE 38

                         GASES EVOLVED BY PYROLYSIS »'
                  Constituent
                                          Percent by volume at indicated temperatures (F)
                                             900
                                                     1,200
                                                             1,500
                                                                       1,700
H2 	
CH4
CO
C02



5. 56
12 43
33 50
44. 77
0. 45
3. 03

16. 58
15 91
30. 49
31. 78
2. 18
3. 06

28. 55
13 73
34 12
20 59
2. 24
0. 77

32. 48
10 45
35. 25
18. 31
2. 43
1. 07

 Accountability	  99. 74  100. 00  100. 00
                               99.99
refuse gaslfler. Data are not yet avail-
able  from  these  portions  of  the
program.
  The city of San Diego,  California,
has been  conducting small-scale re-
search on pyrolysis of solid waste. The
work, partially funded under  a grant
from  the  Bureau of  Solid Waste
Management (Grant  No. SW 00036-
02),  has  resulted in significant ad-
vances in the  analysis of the prod-
ucts   from  pyrolysis  of  municipal
solid waste as well as information on
process heat balances. Typical San
Diego municipal  waste was fed to a
retort  in  which  pyrolysis was con-
ducted  (Table  35).  The glass and
metal were removed before the start
of the pyrolysis  experiments. These
experiments  were conducted  in  a
retort containing approximately 0.4 lb
of refuse.  The condensable liquids
were captured in  a series of cooled
traps and the gaseous products in a
gas balloon. Pyrolysis experiments on
the typical San Diego waste were run
at temperatures from 900 to 1,700  F.
The amount of char and condensables
were determined gravimetrically, and
the pyrolysis gases were measured by
volume  (Table   36).   Qualitative
analyses were made on the condens-
able fraction to identify the organic
compounds   present.  A   proximate
analysis  of the char portion was ob-
tained,  and  the gas  phase  was an-
alyzed quantitatively by means of a
gas chromatograph (Tables 37 and
38).
  As  pointed  out,  no  quantitative
analyses have yet been made of the
"Pyroligneous acid"  (i.e., condensa-
ble)  phase. Qualitatively, in addition
to water, the condensable phase in-
cludes methanol, ethanol, isobutanol,
n-pentanol,  tert-pentanol,  1,3-pro-
panediol, 1-hexanol, and ascetic  acid.
  There are a number of alternative
paths that  can  be considered in at-
tempting to employ pyrolysis as  a
process for the recovery of solid waste.
As discussed earlier, Porteous directed
his paper evaluation toward the man-
ufacture  of acetic  acid from  the
condensable phase.68 Another, and per-
haps more direct, approach is to uti-
lize the products of pyrolysis to  pro-
vide the thermal energy required for
the process. One of the most signifi-
cant results of the San Diego pyrolysis

-------
78  RECOVERY AND UTILIZATION
 8
5
 CD
o:
3
l-
co
6000
5500
5000
4500
4000
3500
3000
2500
2000
1500
1000
500
O
Gas H












Pyroligneous acids U
and tars
Thermal efficiency:



/
/
/
/
/
/
/ /
/

50% 	

x-
x--


.^— ---




,,^-^"'



~~












           900
                          1200

                         Degrees Fahrenheit
                                        1500
                                                  1700
                    FIGURE 70. Pyrolysis per tt> o/ typical refuse."
                    Measured energy of products is plotted against
                    energy required to sustain process.
experiments was measurement of the
heat content of the products of py-
rolysis  and  evaluation  of  these in
terms of the heat required to sustain
the process (Figure 70). For a realis-
tic thermal efficiency  of  50 percent,
only pyrolysis at 900 F is self-sustain-
ing unless the  energy  content of the
char is also employed to provide addi-
tional heat to  the process.  It should
be noted that the San Diego pyrolysis
work is now moving out  of batch
processes and into a continuous device.
Preliminary  unpublished data indi-
cate that the self-sustaining potential
of a continuous pyrolysis unit is much
greater than one would conclude from
batch work. These fragmentary data,
if verified, would  confirm the claims
for privately operated pyrolysis units*
in  which  the  gas and  condensable
product are reported to be more than
sufficient to sustain the process.
  Operating Pyrolysis Units for Waste
Disposal.  E. C. Cameron  of Yakima,
Washington, has applied for a patent
on a device that pyrolyzes organic
wastes at 2,000 F in a low-pressure (4
to 7 psig) steam  environment.61 The
unit has  been used  to  demonstrate
processing of various  organic wastes
including wood, rubber tires, photo-
graphic film, etc. A variety of carbon
products  are recoverable including
coke, lampblack, or charcoal,  depend-
ing on the nature of the feed material.
Specialty items such as silver (from
the processing of photographic film)
have also been recovered. The system
is  designed  so  that the  condensable
overloads can be recovered and used
to fire  the  retort. No mention  was
made of  the noncondensable gases,
but these are apparently lost with this
process.  Although pilot-scale units
have  been  employed  to convert  a
variety of wastes to carbon, little data
are available on the system. Published
information is limited to a brief news
item in Chemical Engineering and a
patent  application.60  The above in-
formation is based on these  sources
and supplemented by letter and per-
sonal contact with  the  inventor of
the device.61
  The most completely developed de-
vice for pyrolyzing municipal waste is
the Lantz Converter. This device was
patented in 1961 by a private inventor,
is  on the market,6^ and represents
the most advanced application of the
principle of pyrolysis to the processing
of municipal waste. Lantz Converters
have been quoted with input ranging
from  Vi,  to  12 tons per hr, although
the largest  unit constructed to date
is rated at 2 tons per hr.
  The Lantz Converter is basically a
pyrolysis unit in which mixed munic-
ipal  refuse  is   fed  continuously
through a hammermill to a revolving
stainless steel drum. The process is
initiated using natural gas to bring
the  equilibrium  temperature  up  to
2,000  F  in the  absence of air. As
pyrolysis takes place, the "off-gases"
(condensable  and  noncondensable)
are fed back into the gas burners in
a self-sustaining  process. According
to Pan American Resources, Inc., only
about 70 percent of the off-gases are
required to  maintain the  pyrolysis
temperatures. At this time, the excess
off-gases are flared and only charcoal
recovery has been explored. Eventual
usage of the off-gases not required to
sustain combustion is contemplated.
However, since the Lantz Converters
are not sold as equipment per se, little
specific data on cost of operation are
available.  Company  brochures  fur-
nished the  only  basis for  cost  esti-
mates and these were overall capital
equipment costs for units of 54 and 12

-------
                                                                Summary  of progress  and  research  needs  79
               I         234567

                                                    Capacity,  tons/hour

FIGURE 71. Estimated range in capital cost of Lantz converters.
                                                                                           10
                                                                      12
  •See the following section for a discus-
sion or the "Lantz Converter."
  tLantz Converter Division of Pan Ameri-
can Resources, Inc., of Albuquerque, New
Mexico.
tons per hour. A range of capital costs
can be generated from these two data
points using the "six-tenths  factor"
(Figure 71).
  Summary of Progress and Research
Needs.  Information on pyrolysis  of
cellulose has been accumulated by the
charcoal and wood chemical indus-
tries. With the exception of charcoal,
production of  other  materials  from
pyrolysis of  wood  has proved to  be
only marginally  successful. However,
coupling  the  concept of pyrolysis
with a true waste product that has  no
present market value may prove to be
economically  attractive. Progress  to
date  on the pyrolysis  of  refuse has
proceeded  down  two  parallel,  but
widely  separated, paths:  laboratory
batch processes  (in  which detailed
scientific  data are taken,  but  from
which little information is directly ap-
plicable  to  a  scaled-up,  continuous
pyrolysis unit), and full-scale devices
operated  privately  (from which no
data are  available).  Research  needs
are  apparent  since  the   Federal
Bureau of Solid  Waste Management
sponsored laboratory tests have indi-
cated a promising potential for this
method.  The primary research need
at this point is for a pilot or full-scale
pyrolysis system (l/2-  to 1-ton per hr)
including associated gas, condensable,
and  charcoal recovery systems; ap-
propriate feed  preparation  devices
(size reduction, drying, etc.) should
also be provided. To ensure that heat
and mass balances as well as reaction
rates  are closely monitored as the
system operates, continuous chemical
and thermal data should be taken.

-------
80   RECOVERY AND UTILIZATION
           Dense
           refuse
                                             Crude refuse
                                             249 tons per day
         ~ 79 tons per day
          Bypass: to assist
          slurry flow
             244 C
                                    Storage, pulverization, and
                                    separation section
                                              20 C, 170 tons per day
Shredding and cellulose slurry
    pumping section
            22,500 GPH
Make-up
water
                                              20 C, 170 tons per day
                                              1,500 GPH
  Reactor 0.4% H2S04
  480 gal, 230 C, 420 psia
     Storage, 5,000 G
     550psia, 244 C
           244 C
       Feed healer
                           210 C
   12 x 106 btu/hr
                                                                  9.6 tons per day
                                                                  H2S04
            24,000 GPH
            230 C
            0.4% H2S04
                                     9 stage flash cooling
              Filter cake
             97 tons per day
              (dry wt)
                                        Neutralize!
                                                                 CaCO
                              9.6 tons per day
                                             100 C
                                    Liquor pump and pressure
                                          filters
                                     4 Stage flash cooling
                    20 C
                                       Fermenting vats
                                       700,000 gal.
   22,500 GPD

   15 x 106 BTU/tu
                                                                 Yeast
 Bubble cap column reflux
 ratio 4:1
                                                                 nutrients
                                                                 5,000 BOD
                                                                            24,000 GPH
                                     Ethanol 10,780 GPD
                                                                          } 100 BOD     .refuse.'
                                                    FIGURE 72. Process flow sheet,
                                                    continuous ethanol production from
    In summary, the concept of pyroly-
 sis applied to solid waste is new, but
 can, on the  basis of available infor-
 mation,  be  considered  one  of  the
 more promising  advanced techniques
 for  waste  management  because  (1)
 laboratory results indicate that a wide
 variety of  valuable products (includ-
 ing producer gas, acetic acid, meth-
 anol,  and charcoal)  can  be  simul-
 taneously  produced;   (2)   relatively
 large pyrolysis units have been built
 privately and operated with reported
         success; and (3) the process has the
         potential of being self-sustaining.

         HYDROLYSIS
           Of  the many  possible chemical re-
         actions  that can be  considered for
         solid waste utilization, one of the most
         interesting is the hydrolysis of cellu-
         lose, the major  chemical constituent
         of municipal refuse. As in pyrolysis,
         the historic  background is in the hy-
         drolysis  of   wood,   specifically  the
         "Madison Wood Sugar  Process" that
         was  developed  at  the  U.S.  Forest
         Products Laboratory at Madison, Wis-
         consin during World War II.63-"5
           The specific  reaction involved in
         cellulose hydrolysis is:

                            H;SO,
                  CjHioOi+HjO	» C.HnOo
                   (cellulose)        (glucose)

         where the dilute (0.5%)  sulfuric acid
         acts only as a catalyst. Various other
         sugars and  sugar products also are
         formed as by-products and much ef-
         fort has been expended to minimize

-------
these side  reactions. Sugar  is  no
longer produced  from wood  in  this
country because  it can  be obtained
more economically and conveniently
from other sources. However, as with
pyrolysis, when the source of cellulose
is municipal refuse,  hydrolysis may
have a more favorable economic basis
because of the "negative value" of the
major raw  material.
  Hydrolysis of cellulose resulting in
a dilute glucose  solution is of little
value unless it is considered in con-
junction with  other  processes.  The
Madison Wood Sugar process, for ex-
ample, includes neutralization of the
sugar-bearing acid solution followed
by  fermentation to produce ethyl
alcohol. Another  approach is to initi-
ate  biological  activity  in the sugar
solution under aerobic conditions to
promote digestion of the sugar with a
resultant large increase in the yeast
population. This  latter process is di-
rected toward  producing protein for
animal  feeds. Consequently, the costs
and flow  charts for the hydrolysis
step are discussed in conjunction with
the  overall processes for solid waste
utilization.

PRODUCTION OF ETHYL ALCOHOL
FROM  MUNICIPAL REFUSE

  Ethyl alcohol may be manufactured
from four  general types of raw mate-
rial:  (1)   sugar-bearing  materials
 (sugar  cane, etc.),  (2)  starchy  ma-
terials (grains, etc.),  (3) hydrocarbon
gases (e.g., ethylene), and (4) cellu-
losic materials'"  Traditionally, most
ethyl alcohol for both beverage and
industrial  use has been manufactured
by fermentation of natural materials
in the sugar-bearing  and starch cate-
gories.  In  recent years, however, syn-
thetic ethyl alcohol manufactured by
the  esterification of ethylene has dis-
placed  ethyl alcohol from  fermenta-
tion as the major source of industrial
alcohol.  Such  synthetics,  by   law
 and/or  custom,   cannot  be  used  to
manufacture alcohol for beverage use
or  for  certain  solvent  uses. Ethyl
alcohol manufactured from cellulose
would be similarly restricted.
   The  manufacture  of  ethyl  alcohol
 from cellulose,  the  fourth raw-ma-
 terial source listed above, is predicated
 upon the  hydrolysis of cellulose to
 sugar (glucose)  as discussed earlier.
 Fermentation  of the glucose to ethyl
 alcohol is  written as follows:
              yeast
        CjHuOi	> SCjHsOH +2COz
        (glucose)      (ethyl alcohol)

 As  in the  case of hydrolysis, trouble-
 some side reactions should be mini-
      Production of alcohol from municipal refuse—a paper evalua tion   81

                                TABLE  39

ECONOMIC ANALYSIS OF  ETHANOL PRODUCTION FROM MUNICIPAL REFUSE CONTAININO 60
                            PERCENT CELLULOSE «

Plant cost	  $2, 262, 000
Annual costs:
    Fixed charges at 0.1030*	     233,000
    Maintenance  (2 % equipment cost) f	     110, 000
    Material cost, including power	     305, 000
    Labor	     156,000
    Disposal of 176 tons/day of residual refuse	     280, 000
    Reduction of 23,500 Ib/day BOD	     258, 000
      Total cost per yr	$1, 340, 000

Annual revenue:
    3.93 X 108 gal ethyl alcohol at 40(
-------
82  RECOVERY AND UTILIZATION

                                TABLE 40

PRODUCTION COST IN CENTS PER IB SUGAR FOR VARIOUS RAW WASTE COMMODITIES AND
                         VARIOUS PLANT CAPACITIES'
Raw material type
No. 1 mixed wastepaper
Bacasse
Organic urban refuse
Mixed urban refuse f 	

Price
(per ton)
4.
12.
.- 5.
15.
2.
4.
	 2.
4.
00
00
00
00
50
50
50
50
Cr
Cr
Cr
Cr
Plant capacities (tons

4.
5.
4.
5.
3.
3.
4.
3.
80
39
42
53
81
56
30
19
94
150
3. 76
4. 80
3. 90
5. 18
2. 93
2.68
3.39
3. 13
300
3.
4.
3.
4.
2.
2.
2.
2.
20
22
33
60
36
11
69
44
per day)
500
2.
3.
3.
4.
2.
1.
2.
2.
91
93
03
32
07
81
34
08
1,000
2. 59
3. 62
2. 73
4.01
1. 76
1. 51
1.96
1.71
  •Basis: three-stage continuous plant.
  flncludes hydrapulper operation.
the cost figures are preliminary and
should be viewed with caution. Serious
questions  must  be raised  regarding
the costs of the process. Specifically, it
was noted that the cost estimate for
size reduction appeared to be low.  Of
even more 'Concern is the apparent dis-
crepancy in costs estimated  by Por-
teous and by Ionics, Inc.68 Cursory ex-
amination  of  capital and  operating
costs for similar  portions of  the two
processes  (both  employ hydrolysis)
indicates an almost two-fold differ-
ence. The Porteous process was on the
low side, despite  the fact that many
conservative features were built into
the cost estimates. Among these are:
data from wood hydrolysis were used
in the calculation (whereas paper and
refuse may react more quickly), and
the break-even point for alcohol pro-
duction is  taken at $0.40  per  gal
(whereas the market  price  has re-
mained around $0.52  per gal for the
past several years).
  The  production  of  ethyl  alcohol
from wood proved to be at least mar-
ginally economic, and first estimates
of the process applied  to municipal
solid waste appear favorable. It is rec-
ommended  that research  be  con-
ducted : to evaluate In detail the eco-
nomics of the process, using as a basis
ongoing data from the Federal Office
of  Solid Waste  Management  spon-
sored work68;  and, if  these  results
still indicate favorable economics, to
proceed with a pilot-scale demonstra-
tion of the manufacture of ethyl  al-
cohol  from  mixed  municipal  solid
waste.

PRODUCTION OF  PROTEIN FROM
SOLID WASTE
  Conversion  of waste paper to pro-
tein. The Denver Research Institute,
Denver,  Colorado,  is attempting to
convert waste paper to protein using
a fast-growing hydrocarbon-cellulose-
digesting  organism having  a  high
chemical or protein score (PHS Grant
No. UI00565-01). The process includes
fermentation of waste  paper  in water
enriched with hydrocarbons, oxygen,
and nitrogen. The resultant protein
product would be utilized for livestock
feed. Little information is available on
this project which is in its first  year,
but following microbe selection, future
work will include optimization of the
process, pilot-scale testing, and feed-
ing studies.
  Evaluation of a process to culture
yeast on solid waste: a report of the
work of Ionics, Inc. The most detailed
cost evaluation of any of the advanced
chemical conversion methods for solid
waste is in a  report by Ionics, Inc., to
the Public Health  Service (Contract
No. PH 86-67-204). In this study, de-
tailed  costs  estimates and  limited
process optimizations  were prepared
for a  hydrolysis-fermentation plant
producing yeast.08
  The hydrolysis portion of this proc-
ess includes four processing steps: hy-
drolysis,  flash vaporization, neutrali-
zation, and centrifugation. The rec-
ommended plant utilized the hydroly-
sis reactors in series and was  assumed
to operate on a continuous basis.
  Four possible feed materials  were
considered for the hydrolysis plant:
No. 1 mixed  wastepaper, bagasse, or-
ganic urban refuse (i.e., no cans, bot-
tles, etc.), and mixed urban refuse.
  In  the cost analyses,  a range of
commodity prices  was considered for
the No. 1 mixed wastepaper and the
bagasse,  whereas  a dumping  credit
was taken for both organic and mixed
urban refuse. For the mixed urban
refuse, moreover,  a feed-preparation
penalty was  imposed in the form of
an  additional  equipment item   (a
Black  Clawson  hydropulper).  The
cost to produce sugar in the hydrolysis
operation was determined as a func-
tion of plant input and raw materials
(Table 40).
   The neutralized sugar solution from
the  hydrolysis process is  fed  into a
fermenting  process  where,   under
aerobic  conditions,   the  organism
Candida utilis  is  cultured. Costs  for
the  fermentation process were calcu-
lated on two bases:  (1)  maximum-
cost plant,  utilizing a metal f ermentor
and a refrigeration-cooling tower sys-
tem; and  (2)  minimum-cost  plant,
using wooden  construction for the
fermentor  and a local  surface water
source for cooling. The cost of produc-
ing  yeast  was  determined for feed
rates ranging from  80 to 1,000 tons
per day (Table 41).

             TABLE 41
YEAST PRODUCT COSTS VERSUS PLANT SIZE «»
                Product cost for yeast
  Plant size*         (cents per lb)t

80
150
300
500
1000

Maximum
cost plant
9.22
7. 78
6. 60
5. 70
5.00

Minimum
cost plant
5.96

3.96

  * Basis: feed to hydrolysis plant.
  t These figures do not include the cost of the
hydrolyzate sugars.

  On the basis of the sugar production
costs  (Table  40),   the yeast  costs
(Table 41), and the percent  protein
in the C. utilis yeast, the cost  of pro-
tein production can  be  calculated for
any size plant. These costs can then
be compared with protein prices from
other sources. For a 500-ton-per-day
plant, assuming a 50 percent sugar to
yeast utilization  factor, the  cost of
producing protein from urban refuse
appears competitive  (Table 42).
  It is expected that research on the
process will  now  proceed from the
current paper  study to  an  experi-
mental program.

GENERAL CHEMICAL METHODS OF
SOLID WASTE CONVERSION

  The potential for chemical  conver-
sion of solid waste is almost unlimited,
at least in terms of the  processes that
can be considered. Pyrolysis and hy-
drolysis-fermentation represent proc-
esses that have been demonstrated at
least on a pilot scale, or have a wood-
chemical  counterpart,  or have  had

-------
                                 TABLE 42

            SUMMARY PROTEIN COSTS VERSUS ALTERNATE ANIMAL FEEDS««
                      Protein source
                                                       Percent
                                                       protein
                            Cost/lb
                            protein
Soy bean meal	
Animal meal	
Fish meal	
Torula yeast (Candida utilis):
  Sulflte waste liquor	
  Bagasse	
  Wastepaper	
  Mixed urban refuse	
  Organic urban refuse	
                     44
                     50
                     60
                     55
  8. 0-14. 8
  8. 2-12. 6
 10. 5-14. 2

'"27-29""
 18. 2-26
 17. 8-24. 7
 14. 7-18. 9
 13. 8-17. 8
 extensive economic evaluations. None
 of the  other  work in chemical con-
 version has progressed beyond paper
 or preliminary laboratory studies. Two
 additional approaches for chemical
 conversion   of   solid   waste   are
 suggested.
  Partial oxidation of solid  organic
 wastes. Research  is being conducted
 at Rensselaer Polytechnic Institute,
 Troy, New York, on the partial oxida-
 tion of organic wastes  in a heated
 fluidized bed.™ The process closely re-
 sembles the pyrolysis processes dis-
 cussed  earlier, except that oxygen is
 controlled rather than eliminated and
 the reaction takes place in a fluidized
 bed. As in pyrolysis, partial oxidation
 produces  a  variety  of organic  gases
 and condensables that can be captured
 in a series of traps and  analyzed. To
 date, only wastepaper has been pro-
 cessed  in laboratory scale  experi-
 ments;    evidence   indicates  that
 methane, acetic acid, formaldehyde,
 and  formic  acid have been produced.
  Work on this project is continuing
 at Rensselaer under PHS Grant No.
 UI 00552-02 and will be extended  to
 include materials  other than paper.
 The goal of the program is, of course,
 to develop this technique to produce
 economically salable organic products.
 Because of  the basic nature of the
 work to date, no cost information is
 available.
  Chemical transformation  of  solid
 waste.  A literature  and  laboratory
 program being conducted at  Oregon
 State University under PHS Grant No.
UI 00510-02 includes almost all pos-
sible chemical reactions applicable  to
solid  waste  conversion.  Thus  far,
chemical  reactions with  straw, dust
bark, and transformed municipal solid
waste  (compost);   the  markets and
uses for cellulose and solid waste; and
the hydrogenation of cellulose  have
been studied.  Recent experimental
work in this project has included in-
creasing  the  nitrogen, phosphorus,
and sulfur content of cellulosic mate-
rials to enhance  their values  as solid
amendments or  as feeds for  rumin-
ants. Results of  the investigations to
date provide an almost complete cata-
log of possible  chemical reactions for
the cellulosic materials in solid waste.

FLY-ASH UTILIZATION

   This   discussion  outlines   recent
trends in the technical and economic
aspects of coal fly-ash utilization and
assesses the utility of incinerator fly
ash in  similar applications.  A wide
range  of  potential  uses  exists,  but
many technical and economic obsta-
cles must be overcome before wide-
spread use becomes a reality.
  Since there is no experience with the
utilization of fly ash from municipal
incinerators in the United States, any
discussion must rely heavily upon ex-
perience with  utilization of coal fly
ash. A  short discussion will put the
subject  into perspective, but for addi-
tional details, the reader is referred to
the proceedings of a conference spon-
sored jointly by  the Edison Electric
Institute,  the National Coal Associa-
tion, and  the U.S. Bureau of Mines.™
  When pulverized coal is burned, fly
ash is formed from the noncombusti-
ble components of the coal and  un-
burned  particles  of  coal  that result
from incomplete combustion. The con-
siderable variation in fly-ash proper-
ties is a  contributing factor to  its lim-
ited reutilization.  Average particle size
ranges from 1  to 80 microns.  A sim-
ilarly wide range occurs with  respect
to particle shape, density, color,  and
chemical  properties.  The  chemical
composition of most fly ash is more
than 85 percent  alumina, silica, iron
   Utilization  of  coal  fly  ash  83

 oxide, lime,  and magnesia, with the
 percentage of  any  one  component
 varying widely (Table 43).
   Traditional uses for fly ash  have
 been as an additive to replace another,
 presumably more costly, material in
 a  given application. Most of these ap-
 plications  require a fly-ash conform-
 ing  to established specifications. The
 cost of  processing fly ash  to meet
 these  specifications is a  significant
 factor governing the economics of re-
 utilization. However,  a new  brick-
 making process being developed by the
 Coal Research Bureau may tolerate
 loosely specified fly ash and may elim-
 inate this limitation.
   Electric  utilities produce about 20
 million tons of coal fly ash each year,
 but only an estimated 1.5 million tons
 are reused.71 This limited use is a re-
 sult  of (1) a lack of basic  knowledge
 concerning the factors  that govern
 fly-ash performance in a given appli-
 cation; and (2) economic factors  (fly
 ash  must compete with other readily
 available, rather low-cost, high-quali-
 ty products).

 UTILIZATION OF COAL FLY ASH

   Concrete  additive.  Perhaps   the
 greatest  single application of fly  ash
 is  in concrete and concrete products.
An example is the Hungry Horse Dam
 on the Flathead River in Montana,
 which required 3,086,000 cu yd of con-
 crete and  contained  126,000 tons  of
fly ash,  at an estimated  savings  of
 $1,500,000 in material cost.72
  Mixed  with concrete, fly ash serves
two  primary  purposes. First, it may
serve as  a  filler to balance aggregate
particle size distributions.  Second, as
a pozzolanic material it reacts chemi-
cally with lime to form a  cementitious
material  which increases the strength
of   the  concrete.  The  mechanisms
 whereby  fly  ash effects changes  in
concrete  properties, such as strength,
                         TABLE  43

            RANGES OF CHEMICAL COMPOSITION OF U.S.
                          FLY ASH »
                     Constituent
                                     Range (percent
                                       by weight)
            Silica (SiO,)	      34-48
            Alumina (A1203)	      17-31
            Iron oxide (Fe203)	       6-26
            Calcium oxide (CaO)	       1-10
            Magnesium oxide (MgO)	     0. 5-2
            Sulfur trioxide (S03)	     0. 2-4
            Unburned material	     1.5-20

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84  RECOVERY AND UTILIZATION
     CVCLOt A* CLEANER
               WO
                                                                                               PROCESS WATER AND
                                                                                               SOCHUM SILICATE
                                                                                               55 GALLON DRUMS
                                                                                               WITH IMPELLER MKERS
                                                                                               (BATCH MIXING)
                                  TL
                                                      MANUAL LCAONG
                                                      ONTO KILN CARS

^_ 	 _^
TWO GAS OPERATED
FIRED
TOTE
AND SI
BRICK
3 TNG
WAGE
GREEN BRICK
TO STORAGE
FIGURE 73. Schematic flaw diagram—continuous test plant OCR-WVU fly-ash based brick manufacturing
process.™
 durability, workability, finish, chem-
 ical resistance, and  volume  change,
 are  not well understood. Such un-
 knowns in the applications of fly ash
 in concrete  require considerable ex-
 perience on  the part of the designer.
 These limitations plus economic con-
 siderations  have  prohibited  more
 wide-scale utilization of fly ash as a
 concrete constituent.
  Soil  stabilization.  Pure  lime has
 been used  for purposes of soil stabili-
 zation in  construction for centuries,
 but even the Romans noted that mix-
 tures of lime and pozzolanic materials
 were superior to lime alone. Ply ash is
 used advantageously with lime today
 for soil stabilization  in the construc-
 tion of roads, parking areas, airport
 runways, embankments, and  founda-
 tions. Interest in  the use of lime fly-
 ash mixtures for these purposes dates
 back to the  1940's. Lime fly-ash sta-
 bilization  as practiced today  includes
 the use of lime fly-ash mixtures with
 both sized aggregates and soils. Since
 soil  characteristics  and  properties
 vary greatly, the selection of stabiliza-
tion agents, including fly ash,  must
be based upon tests and studies of the
soil being treated.
  Asphalt paving mixes. Fly ash has
also been used to a limited degree as
a fine mineral filler for asphalt paving
mixes.
  Primary  factors determining the
suitability of fly ash for this applica-
tion are particle size and carbon con-
tent.  This  application is most  often
limited by the availability of  other
low-cost fillers such as limestone dust.
  Soil conditioner. The U.S. Bureau
of Mines is  sponsoring research at
Virginia Polytechnic  Institute  to in-
vestigate the use of fly ash as  a soil
conditioner and fertilizer. Fly ash con-
tains elements essential to plant nu-
trition, and preliminary studies have
indicated increased crop  yield after
fly ash addition. Basic chemical and
physical reactions between soils and
fly ash will be determined and evalu-
ated in terms of crop yield.
   Water and  waste water treatment.
Studies  conducted by the Bureau of
Mines indicate that fly ash may be an
effective adsorbent for removing or-
ganic contaminants from secondary
sewage  treatment plant effluents.73 A
similar  application relates  to  sludge
dewatering.74 Studies have  indicated
that coal fly ash facilitates sludge de-
watering and thus might prove to be
an effective filter aid.
  Lightweight aggregate. Lightweight
aggregates can be made by sintering
coal fly ash. Sintering refers  to the
process of heating a loose material
to a temperature  at which  it softens
and agglomerates, but does not melt
into a solid mass. Bulk densities at-
tained  through laboratory  and pilot
studies  compared favorably with those
of  available lightweight  aggregates
manufactured from clay shale or blast
furnace slag.
  Fly-ash  based bricks. Studies con-
ducted  by the  Coal Research Bureau
at  West Virginia University  (OCR-
WVU)  have indicated the  possibility
of   producing  dry-pressed   fly-ash
based brick without close controls on
the physical and  chemical  properties
of the ash.75"" Experiments  have indi-

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                                 TABLE 44

 COMPARISON BETWEEN THE PHYSICAL PROPERTIES OF CLAY BASED BRICK AND FLY-ASH BASED
                                  BRICK "
ASTM standard specifications
ASTM
grade NW
clay brick
ASTM
grade MW
clay brick
ASTM
grade SW
clay brick
Fly-ash'
based brick
 Compressive breaking
  strength (psi).
 Saturation coefficient..
 Water absorption (per-
  cent after 5-hr boil).
1,500 min__ 2,500 min__  3,000 min..   3,000-20,000
No limit	0.88 max	0.78 max	
No limit	22.0 max	17.0 max	
0.72-0.86
   12-22
Other properties
Apparent porosity
(percent)
Linear shrinkage on
firing
Suction (em H20/30 .
in.2/min)
Bulk density-
Color range

Clay brick
Probably less than fly-ash
brick.
Probably greater than fly-
ash brick.

Generally 130-160 	
Whites to buffs to deep
reds.
Fly-ash brick
22-35.
0-8.
. 75-300.
90-120.
Same color range as
brick.





clay

  'Properties vary within the indicated range depending on fly-ash, slag, sodium silicate, and manufactur-
ing conditions used.
                                TABLE 45

ESTIMATED ECONOMICS OF PRODUCING FLY-ASH BASED BRICKS USING THE WVU-OCR* PROCESS
Capacity (bricks/hr)
3,000
9, 000
Fly-ash consumption
(tons/hr)
5
15
Capital cost
($)
1, 074, 000
2, 293, 000
Estimated gross profit
($/1000 brick)
19.23
24. 48
  •WVU-OCR: West Virginia University, Office of Coal Research.
                                TABLE 46

SPECIFIC CAPITAL COSTS OF COAL FLY-ASH UTILIZATION PLANTS IN THE FEDERAL REPUBLIC
                               OF GERMANY n
Product
Cewilith (aggregate).
Corson-Lite sinter 	
Lime*bonded bricks
Cellular concrete

Production Ash used Capital cost
(cu yd/day) (tons/day) (I/ton ash per day)
460
750
360
460

500
400
500
180
0. 10
2.20
1.25
9.70
Prospects for the utilization of refuse incinerator fiy ash  85

                         cated that a fly-ash content of 74 per-
                         cent  combined with about 23 percent
                         coarser aggregate and 3 percent so-
                         dium silicate binder,  on a dry basis,
                         yielded a suitable product. Tests indi-
                         cate  that the coarse aggregate can be
                         eliminated if a fairly coarse fly ash is
                         used  resulting in a product containing
                         about 97 percent coal fly ash. The fly-
                         ash bricks have structural properties
                         similar to clay bricks  (Table 44). The
                         Coal  Research Bureau has suggested a
                         configuration for  a full-scale plant
                         (Figure  73). An  economic  analysis
                         has been made for two plant sizes,
                         3,000 and 9,000 bricks per hr (Table
                         45).  Gross  profits are based upon a
                         selling price of $55 per  thousand, a
                         common price for clay brick. The per-
                         centage of fly ash upon which profits
                         are based is not clearly defined in the
                         analysis.
                          Economics. Except for the studies
                         conducted by the Coal Research Bu-
                         reau  on the manufacture of  bricks
                         from  fly ash, cost data for U.S. fly-ash
                         products  is  not generally available.
                         Presumably  this is the result of the
                         limited production of  these materials
                         in  the  United  States. Cost  data Is
                         available for fly-ash utilization plants
                         in the Federal Republic  of Germany
                         (Table  46).  Of particular interest is
                         the relatively large plant capacity (in
                         terms of  fly-ash  consumption)  that
                         appears to be required for economical
                         operation.

                         PROSPECTS FOR THE UTILIZATION
                         OF REFUSE  INCINERATOR  FLY
                         ASH

                          The utilization  of  fly ash from
                         municipal refuse incinerators has not
                         been  practiced in the United States,
                         and there has been only limited ex-
                         perience in  this practice in  Europe.
                         However,  fly ash and incinerator resi-
                         dues  from  a  refuse  incinerator  in
                         Berlin  are   recovered  for sintering
                         and  the  production  of  lightweight
                         aggregate.
                          The extent to which incinerator fly
                         ash can be  employed  in  applications
                         similar to coal fly ash has not been
                         established. Presumably,  the compo-
                         sitions of the two ashes are different
                         since  they result from burning entirely
                         different  materials. The long-range
                         potential for fly-ash recovery does not
                         appear to be great unless recovery is
                         included in the salvage process for in-
                         cinerator  residues and  ashes (dis-
                         cussed in a later section). The limited
                         market for   fly-ash  products, the
                        cost of producing a usable ash, and
                         the large  quantities  that must be
                        processed  to  render a  plant econom-

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86  RECOVERY AND UTILIZATION

ically  sustaining are the  main rea-
sons  for this  low potential.  It  is
possible, however, for the situation to
change,  especially if new and highly
economical  processes  and products
can be developed such as the OCR-
WVU brick  manufacturing process.

SALVAGE  OF MUNICIPAL
      SOLID WASTE

TIN CA1VS

  Tin cans are removed from  munic-
ipal solid waste for salvage purposes
at  several localities throughout the
United States. Tin cans  are salvaged
at several municipal incinerators and
at  nearly all compost  plants.  Until
1961, Los Angeles had  separate col-
lection and salvage of tin cans, which
resulted  in  an income to the city  of
approximately $500,000/year. Munici-
palities  do  not  sell salvaged  cans
directly, but  rather deal  through a
scrap broker.  Two brokers handle al-
most all  the can salvage in the United
States: Proler Steel Company, Hous-
ton, Texas, and Los Angeles By-Prod-
ucts Company, Los Angeles, California.
  In  addition, the Los  Angeles By-
Products Company salvages tin cans
at landfills in the San Francisco area.
  Utilisation  technology.  Three po-
tential uses of salvaged  tin cans are
known—as  precipitation iron  in  a
leaching process for the beneflciation
of  copper ore, as  a  source  of  tin
through  chemical  detinning  opera-
tions, and as a source of steel  scrap
for reuse in steelmaking. By  far the
largest use of salvaged  cans today is
for  precipitation iron, since salvaged
cans do  not readily meet the high-
quality scrap requirements in either
the detinning or steelmaking  proc-
esses. In addition, the use of recovered
tin  cans at  copper mines  is  con-
strained  by high shipping costs and
limited  demand.  Nevertheless,  the
largest use of tin cans  is in refining
copper ore.  Copper  bearing ores en-
compass a diverse range of materials
and require  a wide range of tech-
niques for beneficiation. For ores rich
in oxides, a leaching process based on
a copper-iron ion-exchange process is
used, with detinned cans as a source
of iron. Ore is dumped on large piles
of tin cans and a 5 to 10 percent solu-
tion of  sulfuric acid is  percolated
through  the pile.
  The ore reacts with  the  sulfuric
acid,  and copper  sulfate is  formed.
When the copper sulfate reaches the
tin cans, ferrous sulfate is formed and
copper  precipitates on  the  cans.79'80
The precipitated copper (cement cop-
per) is washed off, decanted, and sent
to the smelting operation. Theoreti-
cally only 0.878 Ib iron is required to
precipitate 1 Ib copper, but in practice
this often reaches 2 Ib iron per Ib
copper.
  Incinerated and shredded tin cans
having a bulk density of 20  to 25 Ib
per cu ft are an excellent source of
precipitation  iron  because of their
high surface-to-volume  ratio.38'81 In-
cineration is required to burn off trash
and other  contaminants, including
tin. It has been reported,  however,
that the increasing aluminum content
of cans causes problems in the pre-
cipitation  process.  In  addition,  the
requirement for  low  bulk  density
materials  increases  shipping  costs
considerably.  The  cost  of  shipping
shredded cans by rail from Washing-
ton, D.C., to copper mines in Arizona
or Utah  has been estimated at over
$80 per ton. Since most copper mines
can buy shredded cans for $50 to $65
per ton, with an upper limit of $75 per
ton,38'81 shipping cost is a critical fac-
tor. At the $75 limit, the feeling is that
the copper  companies would find it
more economical to make sponge iron
from  slag  or  other material. Proler
Steel  Company  has  facilities at  at
least  one  copper  mine  for onsite
shredding.39
  Although the copper industry is the
largest consumer of scrap tin cans, it
does not constitute an infinite mar-
ket, since less than 4 percent of the
copper ore  in the United States is
refined by the leaching/cementation
process.80   In   1966,   approximately
250,000 tons of tin cans  were em-
ployed for this purpose. This consti-
tutes only about 2.5 percent of all the
cans available in municipal refuse.
Furthermore,  it has  been estimated
that the  maximum  potential con-
sumption  is only about 5 percent of
the cans available in refuse.39 Conse-
quently, before truly large-scale re-
utilization  of tin  cans  becomes  a
reality, another market must be devel-
oped.  One potential  market for tin
cans is the detinning industry where
tin from industrial tin-plate  scrap is
recovered.
  The  common  industrial technique
used for tin recovery is the alkaline
chemical  process.'2 Scrap is treated
with a hot solution of caustic soda in
the presence  of an oxidizing agent,
usually sodium nitrate or nitrite, and
tin is dissolved  as  sodium stannate.
The tin is  then recovered from solu-
tion as sodium stannate crystals, as
metal by electrolysis, or as tin oxide
by neutralization of the solution with
sulfuric acid or carbon dioxide. How-
ever, lacquer coatings on  tin  plate
interfere with the detinning solution;
fats, waxes,  and greases also create
problems. Thus, the potential use of
salvaged tin cans hinges on the capa-
bility to get the cans clean. Once this
is accomplished,  there should  be no
reason  why used tin  cans cannot be
an excellent source of tin-plate scrap.
Even though the current supply of
tin scrap is not great, detinners have
not  been motivated  to increase the
supply by cleaning cans. It has been
estimated that 90 percent of the tin
plate produced is lost through the dis-
posal of tin cans.39
  Steelmaking, especially in conjunc-
tion with tin recovery, is another po-
tential  use of tin cans. Since the
detinning process does not affect the
steel, detinned steel   scrap  is  often
used in steelmaking.  The steel-scrap
industry, however, is faced with many
difficulties. Steel  has  been manufac-
tured  conventionally  by processing
iron ore in a  blast furnace to produce
pig iron. Pig iron is then further re-
fined in the  open hearth furnace to
produce steel. Retention time in the
open hearth is on the order of 6 to 8
hr. Recently the basic  oxygen furnace,
with processing times on the order of
15 min, has begun to replace the open
hearth. Because of the short process-
ing times, only a very limited amount
of scrap can be tolerated in the  basic
oxygen furnace.   Consequently,  the
market for scrap has decreased in
recent years. This may be offset, how-
ever,  by the  advent  of the electric
furnace, which can produce steel from
a charge of  100 percent  scrap.  This
change will not occur overnight  since
a steelmaker is not likely to switch to
electric furnaces  until the supply of
ore becomes short. In addition, the
price of scrap is volatile compared to
that of ore which is predictable, if not
stable. The subtle details of the steel-
scrap industry have been the subject
of recent articles.'3'8*
  There are other problems in recov-
ering steel from tin cans. The tin and
zinc content foul refractory linings
in  steel  furnaces.   However,   tin-
removal problems may be  reduced
somewhat   during  incineration.
Studies conducted by the U.S. Bureau
of Mines indicates that the tin content
of cans ranges from 0.3 to 0.4 percent
and that incineration will reduce this
to 0.25 to 0.35 percent. A maximum of
approximately  0.04 percent can be
tolerated in  steelmaking.81 As  previ-
ously indicated,  a more  economical
process combination might be that of
detinning  followed by recovery for
steelmaking. Both the technology and

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                                                      TABLE 47

                            THIKTEEN MUNICIPAL INCINERATORS PRACTICING METAI SALVAGE IN 1988
                                                                                                           Paper  87
       Location
                         Plant
                                      Year built
                                                                   Capacity
                                                    Type furnace    (tons/day)
                                                                              Income from cans
                                                                                                     Capital cost*
                                                                             ($/ton)
                                                                                      ($ total)
                                                                                                 Total ($)
                                                                                                             Metal
                                                                                                             salvage
                                                                                                           equipment
 Atlanta, Georgia     Mayson	  1939 and      Rotary kiln	   1#700  #17. 58  #150, 000  12, 050, 000
                                      1952.1
                   .  Hartsfield	  1963	Rotary kiln	   t#500  #17.58	#3,338,000   #200,000
                                  .  1957	Rotary kiln	#1,000 f#15. 82	
Atlanta, Georgia. -
Louisville, Ken-
  tucky
Chicago, Illinois__
Chicago, Illinois__
                                    1963	Rotary kiln	#**!, 200  #11.23	**6, 825, 000
                                    1958	 Rotary kiln	
 Chicago, Illinois__

 Chicago, Illinois_-

 Chicago, Illinois. _
 Broward County,
   Florida:):

 Broward County,
   FloridaJ
Tampa, Florida-
Dayton, Ohio...
DeKalb County,
   Georgia
 _  Southwest	
. _  Stickney
     (private).
   Boda (pri-     	 Rotary kiln	
     vate).
   Medill	 1956	Batch, rocking      #780   #11.23	
                                  grate.
   Calumet     - 1959__  	Rotary kiln	#1,200   #11.23	
   No. 1	 1964	 Continuous re-      #150	  #1,200,666    #40,666
                                  ciprocating
                                  grate.
   No. 2	 1964	 Continuous re-      #150	  #1,200,000    #40,000
                                  ciprocating
                                  grate.
 	 1967	Rotary kiln	
 .  Montgomery   1967	Rotary kiln	
     County.
 	 1967	Rotary kiln	
  Based upon: Day & Zimmermann, Engineers and Architects. Can-metal recovery. In Special Studies for Incinerators; for Government of the District of Columbia,
Department of Sanitary Engineering. Public Health Service Publication No. 1748. Washington, U.S. Government Printing Office, 1968. p. 75-80. Except as noted in the
last three items below.
  •Not adjusted to 1968 conditions.
  tNet profit of $7.40 per ton of cans has also been quoted.
  {Currently metal salvage not being practiced due to lack of market for product; no provision at these plants for washing or shredding of cans.
  SNot completed at time of survey—planned metal salvage facilities.
  ^Personal communication from D. Speer, Public Works Department, City of Atlanta, Georgia, to N. L. Drobny, April 22, 1968.
  fSullivan, M., U.S. Bureau of Mines, Department of Interior, College Park, Maryland.
  "ASME Incinerator Committee, Midwest Section, Minutes of Meeting, June 3, 1966, Chicago, Illinois.
economies of using this combination
on tin cans remains to be investigated.
   Existing salvage operations. As indi-
cated,  most  compost plants employ
magnetic  separation to  salvage tin
cans.  In addition, tin cans are re-
ported to be salvaged at 11 municipal
and two private incinerators (Table
47).
   Most incinerators sell their cans to
Proler  Steel  Company  at  a  price
varying from $10 to $20 per ton. Indi-
cations are that most of the cans end
up at copper mines in the West, al-
though there is some indication that
a small fraction is  sent to  South
America.
   A recent study examined the  possi-
bility of incorporating tin  can salvage
facilities at  the proposed  Incinerator
No. 5 in the District of Columbia (Fig-
ure 74) .S1 Estimated cost to include a
can-metal  recovery  system  in con-
junction with  the  800-ton-per-day
incinerator was $400,000.  It was  cal-
culated that the total cost of recover-
ing can metal would be $13.60 per ton
including operating and amortization
                                       charges. It was further estimated that
                                       shipping costs from Washington to
                                       copper  mines  in Utah  or  Arizona
                                       would be $83 per ton, and that the
                                       can-metal operation would therefore
                                       be  impractical.

                                       PAPER

                                         This discussion is concerned with
                                       the recovery of wastepaper (or paper
                                       stock as it is termed in the industry)
                                       from municipal solid waste for reuse
                                       in the manufacture  of paper-oriented
                                       products. The use of wastepaper in
                                       various  chemical  and  biochemical
                                       conversion  processes for the manu-
                                       facture  of  entirely  new  by-products
                                       was discussed earlier.
                                         In 1966,  approximately 10  million
                                       tons of paper stock were recovered for
                                       reuse. This represented about 21 per-
                                       cent of  the  total fiber utilized in the
                                       manufacture of paper and paperboard
                                       products in  the United States.
                                         Although   many  grades  of  paper
                                       stock exist, three basic categories may
                                       be  defined. The pulp substitute cate-
                                                              gory includes bleached foodboard side
                                                              runs and various other white cuttings
                                                              which require very little preprocessing
                                                              other than defibering. The deinking
                                                              category  primarily  includes  heavy
                                                              books and ledgers. The use of maga-
                                                              zines, once a  major deinking  item,
                                                              has  declined  due to the  increasing
                                                              amounts  of adhesives,  fillers,  and
                                                              other contaminants, which make de-
                                                              inking  uneconomical  with existing
                                                              technology. A  new, more economical
                                                              process for deinking clean salvaged
                                                              newsprint has been developed by Gar-
                                                              den State Paper Company of Oarfield,
                                                              New Jersey.86"87 Deinking grades  con-
                                                              stitute only about 15 to 20 percent of
                                                              the total paper stock utilization in the
                                                              United States.88 The third major cate-
                                                              gory of paper stock, and  one  which
                                                              accounts for 70 percent  of the paper
                                                              stock consumed, is bulk  grade.8"  This
                                                              category  consists mostly   of  mixed
                                                              news and corrugated, and is used prin-
                                                              cipally in  the  manufacture of fiber-
                                                              board   containers   and   boxboard,
                                                              molded pulp products such as egg car-
                                                              tons and flower pots, and felt roofing

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88  RECOVERY AND UTILIZATION
                                                                           materials and building board.
                                                                             Recent  market prices  for paper
                                                                           stock vary from $8 to $16 per ton de-
                                                                           pending on the grade  (Table 48). The
                                                                           motivation for paper stock recovery
                                                                           is  economics. Recovery is practiced
                                                                           only when manufacturing costs using
                                                                           paper stock are lower than those using
                                                                           virgin pulp. Prices are by no means
                                                                           stable and vary both geographically
                                                                           and temporally.  The relatively  low
                                                                           market  prices  reflect both the diffi-
                                                                           culties and costs  associated with the
                                                                           use of paper stock as a  raw material
                                                                           and the readily available supply of vir-
                                                                           gin pulpwood at moderately low  cost.
                                                                             Recovery of paper stock from mu-
                                                                           nicipal solid waste. As recovery of the
                                                                           high  quality material  required for
                                                                           even bulk grades of paper stock Is not
                                                                           economical,  the major  potential for
                                                                           the recovery  of paper stock from mu-
                                                                           nicipal solid waste lies in salvaging
                                                                           clean newsprint and corrugated. The
                                                                           other major  forms of paper in mixed
                                                                           refuse are magazines and packaging
                                                                           materials. As indicated, the recovery
                                                                           of  magazines  is becoming less at-
                                                                           tractive economically, because of the
                                                                           increase in the amounts of inks, lac-
                                                                           quers, and adhesives used. The situa-
                                                                           tion with packaging materials is sim-
                                                                           ilar; generally, the function of these
                                                                           materials dictates that  considerable
                                                                           quantities of coating and other pro-
                                                                           tective materials be employed. In ad-
                                                                           dition, packaging materials are often
                                                                           contaminated  by the product  they
                                                                           contained, which interferes with fiber
                                                                           recovery.
                                                                             The National Committee for Paper
                                                                           Stock Conservation is  interested in
                                                                           promoting the recovery of newsprint
                                                                           and cardboard from  solid waste, but
                                                                           emphasize that only high quality ma-
                                                                           terial can be tolerated in the recovery
                                                                           process,  and that  responsibility for
                                                                           providing high quality material rests
                                                                           with the supplier. The committee fur-
                                                                           ther  believes that household  separa-
                                                                           tion of newsprint and cardboard from
                                                                           other wastepapers is essential to in-
                                                                           sure  the supply  of contaminant-free
                                                                           material.™
                                                                              Recovery of paper stock from mu-
                                                                           nicipal refuse is currently practiced
                                                                           to  a small extent. As previously indi-
                                                                           cated, most compost plants  remove
                                                                           clean newsprint and corrugated by
                                                                           hand at the plant both for salvage and
                                                                           to upgrade the quality of the compost
                                                                           produced.  Approximately  % to  %
                                                                           tons per hr can be handsorted by one
                                                                            man, corresponding to 1.3 to 2 man-hr
                                                                           per ton or  a separation  cost on the
                                                                            order of $3.50 to $5 per ton, assuming
                                                                           very low-cost labor. These plants sell
                                                                           the paper stock  on  the open market

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                                                                                                                Paper  89
                                    TABLE 48

 SELECTED SECONDARY FIBER USAGE, PAPER STOCK GRADES, SPECIFICATIONS, AND  RECENT
                                 MARKET PRICES«»,«
              Grade description and specifications *,x>
Market price Jan. 20, 1967 «
        (I/ton)
 No. 2—Mixed paper:
     Consists of a mixture of various qualities of paper
       not  limited  as  to  type of packing  or  soft  stock
       content
          Prohibitive materials may not exceed	
          Total outthrows  may not exceed	

 No. 1—Mixed paper
     Consists of a mixture of various qualities of paper,
       packed in bales weighing not less than  500 Ib
       and containing less than 25 percent of soft stocks
       such as news
          Prohibitive materials may not exceed	
                                                          Percent
  2
 10
          Total outthrows may not exceed	

 Super mixed paper
     Consists of a clean sorted mixture of various quali-
       ties of papers, packed  in  machine-compressed
       bales not less than 60 in. in length and containing
       less than  10  percent  of soft stocks  such  as
       newspapers
         Prohibitive materials may not exceed	
  1       $8. 00-S9. 00
           (New York)
  5    	
         Total outthrows may not exceed	

Boxboard cuttings
     Consists of baled new cuttings of paperboard such
       as are used in the manufacture of folding  paper
       cartons,  setup  boxes   and  similar  boxboard
       products
         Prohibitive materials may not exceed	
         Total outthrows may not exceed	

No.  1—News:
     Consists of newspapers packed in bales of not less
       than 54 in. in length, containing less than 5 per-
       cent of other papers
         Prohibitive materials may not exceed	
  0. 5  $11. 00-813. 00
             (Chicago)
  3    	
  0. 5
         Total outthrows may not exceed	

Super news:
     Consists of sorted fresh newspapers, not sunburned,
       packed  in bales of not less than 60 in. in length,
       free from papers other than news,  and containing
       not more  than  the normal percentage  of roto-
       gravure and colored sections
         Prohibitive materials	 None permitted
         Total outthrows may not exceed	
  0. 5  $15. 00-816. 00
           (New York)
  2
       $18. 00-$20. 00
Over-issue news:
    Consists  of unused  overrun  regular newspapers
       printed  on newsprint, baled or securely tied in
       bundles, and shall  contain not  more  than  the
       normal  percentage  of  rotogravure  and  colored
       sections
         Prohibitive materials	 None permitted

Corrugated containers:
    Consists of corrugated  containers having liners of
       either jute or kraft, packed in bales of not less
       than 54 in. in length
         Prohibitive materials may not exceed	
         Total outthrows may not exceed.
       $22. 00-823. 00
          (New York)
       $16. 00-818. 00
          (New York)
  •Grade definitions: The definitions described are
intended to define grades as they should be packed
and graded. Consideration should be given to the fact
that paper stock, as such, is a secondary material
produced  manually and may  not be technically
perfect.
  Outthrows:  The  term  "outthrows"  as  used
throughout this section is defined as "all papers that
are so manufactured or treated or are in such a form as
to be  unsuitable for  consumption as the  grade
specified." The maiimum quantity of "outthrows"
indicated in connection with the above grade defi-
nitions is understood to be the  total of "outthrows"
and "prohibitive materials."
Prohibitive materials: The term "prohibitive ma-
terials" is defined as
  (1) any material which by their presence in a
    packing of paper stock, in excess of the amount
    allowed,  will make the packing unusable as
    the grade specified
  (2) any materials that may be  damaging to equip-
    ment.

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90  RECOVERY AND UTILIZATION
to  various  brokers for  unspecified
end-uses,  although most of it would
be expected to be used in processing
various bulk grades of paper. If paper
stock recovered from municipal  solid
waste is classified in the bulk cate-
gory, the maximum potential market
for these materials may be estimated.
The bulk category accounts  for  70
percent of total secondary fiber usage
or about 7 million tons per year. If
22 percent of typical  municipal  solid
waste is newsprint  and corrugated,
the total potential supply is about 35
million tons per year, about five times
existing  national  demand.  Wide-
spread recovery for bulk paper stock
has limited potential.
  Processing systems. Deinking: The
technology of deinking is well docu-
mented and has been  described re-
cently by the  Technical Association
of  the  Pulp  and  Paper  Industry
(TAPPI) .'3 The description will not be
repeated  here since  deinking tech-
nology is confined, for the most  part,
to higher quality paper stock  than
that which can be salvaged from solid
waste.
  The development of a satisfactory
deinking process  for the recovery of
paper stock in mixed refuse, especially
newsprint, could  pave  the  way  to
large-scale recovery and utilization of
this major form of paper stock  from
municipal solid waste. A recent study
of conventional deinking practices has
indicated that, while  deinked stock
can aid in economic and quality pro-
duction, rising contaminant content is
a major problem.94 As previously  indi-
cated, the Garden State Paper Com-
pany, Garfleld, New Jersey, has made
significant contributions in the deink-
ing of newsprints. Although details of
this process are proprietary, basically
they manufacture high quality news-
print from a supply of 100 percent sal-
vaged  newsprint, which includes  a
substantial fraction of overissue news.
The quality requirements are high and
can be satisfied only with presorted
newsprint (i.e., newsprint which has
not  been soiled with mixed refuse).
The success of Garden State's process
has resulted in new plants now under
construction in Pomona, California,
and Alsip, Illinois.
  Bulk fiber recovery: Black Clawson
Company, Middletown, Ohio, has been
active  in the development of pulping
systems  for  the  recovery of mixed
paper stock for use as bulk secondary
fiber. A Black Clawson system in-
stalled in England has been described
as processing 80 percent mixed waste
and 20 percent container waste, pack-
aging,  etc.   (Figure   75) .m   Daily
           Freshwater,
            r
                     [*-*] White water tank

                  {"TrfFlote purge
|1 attachment

      Dilution
             Hydrapulper with
Selectifier
screen
            Liquid
             junk remover and  ]  cyclone
             ragger.            I
             1/8 in. dia. extraction        T.. .
             holes     '        '           Thickener
                      Drubber


FIGURE 75. Black Clawson fiber recovery system.™
                    Vibrating  White
                    screen    water
                               tank
throughput is about 200 long tons per
day with rejects accounting for about
5,800 Ib per day.  At normal running
conditions, the pulper requires 350 hp,
but 500  hp  is  required to overcome
starting torque. Efforts to obtain more
information on this  and similar sys-
tems were unsuccessful.

GLASS
  The percentage of glass in municipal
solid  waste  has  grown significantly
in recent years, primarily because of
the  advent  of  the nonreturnable
bottle."
  Average returnable bottle life 10 yr
ago was  35 to 40  round  trips;  today
it  is as low as eight. Nonreturnable
bottles, of course, make  only one trip.
The waste problem  is  further com-
pounded by the fact that many retail-
ers prefer to discard returnable bottles
rather than handle  them for  only a
$0.01 to $0.02 refund.
  The  recovery of glass from munic-
ipal solid waste is limited due to both
technical and  economic  considera-
tions. Technical aspects of separating
glass  from compost  have been men-
tioned in earlier  discussions  of the
Osborne separator and the Button,
Steele, and Steele stoners. Another
potential technique, especially for seg-
                regating  various colors of glass,  is
                the Sortex optical sorter.
                 There are two major categories  of
                salvaged  scrap glass  (properly re-
                ferred to as cullet in the industry)—
                bottle glass, and sheet and plate glass.
                The type of glass cullet for which the
                major market exists is sheet and plate
                glass trimmings produced  in  various
                industrial operations including the
                manufacture of window sashes, doors,
                and automobile plate.  This material
                is used to manufacture powdered glass
                which has a variety of  industrial ap-
                plications including reflective highway
                paints,  abrasives, match heads and
                strikers, ammunition, refractory ma-
                terials,  and for the cleaning and tum-
                bling of castings. Industrial sheet and
                plate cullet is ideally suited for these
                applications since  it  requires  only
                minimal cleaning and fine grinding to
                use.
                  The major form of glass in munici-
                pal  solid waste  is  bottles, and the
                market for bottle cullet is  diminish-
                ing. Thirty to  forty years ago, al-
                most all of the glass cullet marketed
                was bottle cullet used to remanufac-
                ture bottles. Bottle  cullet melts faster
                than raw materials;  thus, older fur-
                naces can be operated  at greater ca-
                pacity.  The importance of this, how-

-------
                                                                                                    Rubber  91
ever, has declined owing to increased
costs  (largely labor) of cleaning and
processing bottle cullet; low-cost raw
materials;   and   new   glassmaking
systems,  which  have   accelerated
processing.
  A glass cullet dealer in Cleveland,
Ohio, indicated that the only form of
bottle  cullet for which a Cleveland
market exists is the discarded broken
and defective bottles  from  bottling
plants.*7 Market prices generally pro-
hibit  considerations of glass  salvage
from  municipal refuse. In Cleveland,
the maximum price brokers will pay
for cullet is about $5 to $6 per ton.
Prices  received  for   crushed  and
cleaned cullet is proprietary informa-
tion. Existing markets for such cullet
are decreasing and will  continue to
shrink; the market is mostly com-
posed  of manufacturers  with older
equipment that needs the fast melting
rates of cullet.
  There is  no technical  reason why
bottle  cullet  cannot be used  in the
manufacture of powdered glass, which
is the major market for glass cullet.
The problem, however, is the abun-
dant  supply of scrap plate and sheet
glass which exceeds the  demand for
cullet for this purpose.
   Another  use identified  for glass
cullet  salvaged  from municipal solid
waste is in the  manufacture of foam
glass. A Polish process is claimed to
manufacture foam glass from 100
percent unsorted waste  cullet.08 Al-
though no data on product character-
istics or production costs are provided,
the potential is  extremely  limited
because the overall growth potential
of  the  foam glass market  is not
significant.

PLASTICS

  Plastics  constitute  only  about  1
percent  of  typical  mixed   refuse.
Studies conducted by Battelle have in-
dicated that the percentage composi-
tion should increase to slightly over
3 percent by 1976, for a total of about
 11 billion Ib of  plastic  waste annual-
 'y.w This  three-fold increase is at-
 tributed almost entirely to expected
increases in  the  use  of  convenient
packaging  materials,  which  are  ex-
pected  to constitute about 6,600 mil-
lion Ib by 1976 (Table 49).
   Generally  speaking,  plastics  are
 one of two types—thermoplastic and
 thermosetting.  Thermoplastic  ma-
terials  are readily  recovered  by re-
 nelting and this is  often done within
 a  manufacturing facility.  Thermo-
 setting materials, on the other hand,
 cannot be reworked. Thermoset plas-
tics are composed of cross-linked net-
works  with  the  molecular  chains
bonded to one another where they
cross.  The  strength of these bonds
makes  the thermosetting  materials
more resistant to  heat and chemical
solvents and  causes them  to retain
their   shape   until   decomposition
temperature is reached. Major types
of thermoplastics  in solid waste have
been estimated by  Battelle  as fol-
lows ": polyethylene  (38%), poly vinyl-
chloride   (32%),    and  polystyrene
(21%).
  The recovery of plastics from solid
waste is complicated by manufactur-
ing  requirements  for high  quality
scrap, which is expensive. Virgin raw
materials  are  readily  available  at
costs ranging from  $0.10 to $0.20 per
Ib.  This leaves very little margin for
salvage  and separation costs;  clean
and  baled plastic  milk  bottles,  for
example, bring only $0.03 to $0.04 per
Ib. Another problem, again related to
quality  considerations, is  the  pre-
dominance of plastic laminates  con-
taining   both  thermoplastic   and
thermosetting plastics, whose molec-
ular  structures  are  incompatible.
Fabrication of products from  scrap
containing mixtures of these  ma-
terials  is  impossible.  In  addition,
several constraints  exist with regard
to  potential uses  of plastics.  POT ex-
ample, regulations prohibit the reuse
of plastic waste material in the pack-
aging of food products.
  There are also many technical prob-
lems  in  separating  plastics  from
mixed refuse. The first attempt in this
country to separate film plastics from
mixed refuse is at the Gainesville com-
post plant in Florida, where a ballistic
type  separator   was  used  experi-
mentally in conjunction with an  air
stream  that  functioned as  a giant
vacuum cleaner. The plastic  film was
not separated for salvage, but to up-
grade the compost and to reduce blow-
ing film plastic,  a  problem  at  most
compost plants. At present,  the sal-
 vage of plastic from mixed refuse does
 not  have much  promise.  No tech-
niques  exist   for  processing mixed
 plastic  in the manufacture  of new
products,  although it has  been sug-
 gested  that   short-chain  polymers
 might be  recovered from  thermoset-
 ting plastics by pyrolytic distillation.100

 RUBBER

   In the salvage and recovery of rub-
ber are found two  factors not asso-
ciated with the recovery of other solid
 waste  materials:  (1)  a  practical
 method exists for  recovery,  and  (2)
                                                                                         TABLE 49
ESTIMATES OF MASTICS USE IN PACKAGING
           IN 1866 AND 1976 >>
Components
Plastic bottles .
Other rigid plastic con-
tainers (closures,
flexible tubes, etc.)..
Plastic film and sheet. .
Plastic coatings and
adhesives


Amount (millions
oflb)
1966
900
1,000
1,600
750
4,250
1976
1,800
1,500
2,300
1,000
6,600
 scrap  quality (mixes of natural and
 synthetic rubber)  is not a severe con-
 straint. The availability of reclaimed
 rubber for use in the rubber goods in-
 dustry has been instrumental in mini-
 mizing excessive and  sustained rises
 in  the cost of crude  rubber.100 Re-
 claimed rubber also has technological
 advantages over synthetic and crude
 rubber. It can be mechanically masti-
 cated  more rapidly than most syn-
 thetic or  crude rubber and is well
 adapted to the absorption of fillers.
  In addition to the recycle of re-
 claimed rubber in the rubber industry,
 some  promising  experimental work
 has been done  with the  pyrolysis of
 scrap  automobile  tires  to produce
 carbon.101
  The rubber content  of mixed mu-
 nicipal solid waste is considered to be
 very low (0.5 to  1.5%) although  no
 extensive studies have been conducted
 to  establish composition  ranges. Do-
 mestic rubber waste consists of items
 such as hot water bottles, shoes, rain-
 wear,  and the variety  of other house-
 hold items that contain rubber pads,
 gaskets,  washers,   and  occasionally
 rubber tires.
  Rubber tires, most  frequently dis-
 posed of in service stations, constitute
 the major source of scrap rubber, ac-
 counting for 16 percent (360,000 tons)
 of  the  total U.S. rubber usage  in
 1962.1"2 About 60 percent of the reproc-
 essed  rubber is  used in the manufac-
 ture of new tires.  Other  uses include
 the manufacture of automobile floor
 mats,  windshield  mounting  strips,
 rubber hose, rubber inner soles, heels,
 and motor mounts.
   The price of salvage rubber varies
 with demand and locale. A processor
 in  St. Louis, a high demand area, is
 reported to pay $14 per ton delivered,
       4if>-796 O - 72 - 7

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92  RECOVERY AND UTILIZATION
                                                      SCREENING!-
                                                  35m«h     O
                                                  ll.oth, gl«t nonf«froui mctol
                                             _J  HK>H-,NTENSITYI
                                             ["I MAGNETIC SEPARATIONr]

                                         Nonmogntf-C (Oil    Mogn*tic concwitroU
                                             t             f
                                          HYDRAULIC      IRON OXIDE PRODUCT
                                        I CLASSIFICATION |      TO SMELTING
                                          apigor NO f

                                       •	1 TABLING |	1

Nonfwrout wwtol
conctnirott
— *i
1 O. A

MELTING AND CHEMICAL
L



CARBONACEOUS
PRODUCT

,

                             REFINING PLANT
                                       	       Gloi», mint'oif and oih

                                        TO FURTHER PHYSICAL AND CHEMICAL PROCESSING
                                       FOR RECOVERY OF GLASS AND MM4OR MINERAL AND
                                              METALLIC CONSTITUENTS	
FIGURE 76. Bureau of Mines experimental procedure for physical benefldation of metal and mineral values
in incinerator residues.1"
whereas,  In  Los  Angeles,  a  low-
demand area, the market price is only
about $7,50 per ton delivered.100

RAGS

  Rags are salvaged  by industrial
brokers for use in the manufacture
of fine writing paper and roofing pa-
per. In general, the removal or sepa-
ration of rags from mixed solid waste
is not practical because of the pres-
ence of contaminants  and the diffi-
culty   of   discriminating   between
natural and  synthetic fibers.  Syn-
thetic fibers cannot  be used by the
paper industry, and so  the salvage
of rags  from municipal solid waste is
generally uneconomical. Nevertheless,
two compost plants  have reportedly
elected to salvage clean rags when the
market price reaches  $40 per ton.103'1W
Handsortlng is expensive, but is the
only means of obtaining a satisfactory
clean product. Salvage is further com-
pounded by relative scarcity of brok-
ers interested in dealing in this rather
marginal product.

INCINERATOR  RESIDUES
  As mentioned earlier, the Bureau of
Mines is conducting extensive studies
on  the salvage of incinerator resi-
dues.39' 1
-------
                                                                                                  Data gaps  93
  Thus, the greatest economic poten-
tial for the future large-scale recovery
and utilization  of municipal solid
waste lies in the manufacture of  by-
products.  The reasons for this are:
the  small  probability  of  developing
new separation technology capable of
extracting  salvageable (high quality)
materials;  and the undersirable con-
sequences  associated with household
separation. It is emphasized  that this
is true  only in  sense of  classical
engineering economics. It is quite pos-
sible that  considerations  related  to
external diseconomies  (such  as  re-
source  depletion)  and social costs
(such  as pollution of the  environ-
ment)  might provide strong motiva-
tion for turning  from  conventional
disposal-oriented to recovery-oriented
methods of solid waste management.

DATA  GAPS

  Several needs  may  be defined  for
additional information and future re-
search  on salvage and by-product
recovery. Salvage techniques need to
be  explored  for the  detinning and
cleaning of tin cans so that  they can
be reused in  the steelmaking process.
Both chemical  and  thermal  detin-
ning possibilities should be explored.
  In the area of by-product recovery,
which  appears to hold the largest  po-
tential  for solid  waste recovery,  a
general need is for new by-products
and new uses. It can be seen that, al-
though a large number of potential
combinations  and permutations   of
present  equipment  and  processes
exist, there are only a few basic  re-
covery schemes and the number  of
potential by-products is limited.  In
addition to this rather general need,
several specific needs related to proc-
ess  cost  and  performance data can
also be defined.
  With respect to composting, either
new markets must be developed  or
processing costs must be decreased by
process modifications,  thereby  im-
proving  the  market  situation   of
compost.  One  possible  application
which  needs  to  be explored  is  the
large-scale recovery of  desert lands
and  abandoned mines.  In  order  to
close cost data gaps for existing com-
posting systems,  it seems  essential
that the true cost be established  for
manufacturing  compost  from solid
waste.  The wide range  of cost esti-
mates quoted in this report indicates
the lack of agreement on this matter.
If these costs can be established,  al-
lowing for  adjustment  due to differ-
ences in local markets, so that cities
can  evaluate the financial viability of
a proposed composting contract, then
the merits of this technique as com-
pared to another alternative can be
assessed.  City officials do  not  have
satisfactory guidelines  at present for
evaluating a proposed  contract; and
this information must be developed to
prevent  uneconomical  attempts  at
solid waste recovery.
  With regard  to  process  modifica-
tions  in composting, a significant de-
crease in processing time, and hence,
cost might be possible using aerobic
digestion  of pulped solid waste in an
aqueous  slurry.  Such a system would
provide  for  more  efficient oxygen-
food-organism  contact  and  would
provide  a greater  reservoir  of dis-
solved oxygen to guard  against the
development  of  local  (and overall)
anaerobic conditions.
  For waste-heat recovery, available
data  on  steam-production  efficiency,
optimum excess-air requirements, and
optimum  refuse: auxiliary  fuel  ratio
must  be  investigated.  Sensitivity to
ranges in characteristics and compo-
sition of solid waste  and their effect
on  the overall  economies  of waste-
heat  recovery must be  determined.
This needs to be done both for water-
wall and waste-heat boiler systems.
These studies then  need to be ex-
panded to a  refined analysis  of the
economies  of  waste-heat   recovery
considering potential savings in terms
of air pollution control equipment. In
turn,  this will  require the develop-
ment  of  sound cost-allocation proce-
dures  for   determining   the   true
incremental cost of waste-heat recov-
ery and, hence, associated net savings.
  In the related area of power produc-
tion using refuse-fired turbines,  the
concept needs to be evaluated in light
of previous unsuccessful experiments
to use solid fuels in gas turbines. Be-
cause  of the high research costs asso-
ciated with the  development of these
systems,  the  potentials for  success
need  to be  established, and the as-
sumptions upon which  expected  per-
formance are based  need to be re-
viewed in detail.
  The utilization of and possible re-
covery techniques for incinerator fly
ash and residues should be explored in
investigations such as those being con-
ducted for coal fly-ash utilization. For
example,  the  manufacture  of bricks
and other structural shapes in a proc-
ess  similar to the  one developed  at
West Virginia University for coal fly-
ash utilization needs to be explored.
This will, in all likelihood, require ex-
perimental studies  to determine the
effect  of refuse ash characteristics and
              TABLE 50
COMPOSITION OF GRATE-TYPE INCINERATOR
              RESIDUES ""
           Component
Average.
percent-
 age-
Tin cans	
Mill scale and small iron	
Iron wire	
Massive iron	
Nonferrous metals	
Stone and bricks	
Ceramics	
Unburned paper and chemical.
Partially burned organics	
Ash	
  44. 1
  17. 2
   6. 8
   0. 7
   3.5
   1.4
   1.3
   0.9
   8.3
   0.7
  15.4
      Total	  100.3
  •Dry weight basis.
             TABLE  51

COMPOSITION OF ROTARY-KILN INCINERATOR
             RESIDUES i"
           Component
Average
percent-
 age*
Fines, minus 8-mesh  (ash, slag,
  glass)f	  35. 8
Glass and slag, plus S-meshJ	  21. 2
Shredded tin cans	  19. 3
Mill scale and small iron	  10. 7
Nonmetallics from shredded tin
  cans	   6. 5
Charcoal	   3. 4
Massive iron	   1. 9
Iron wire	   0. 5
Ceramics	   0. 2
Handpicked nonferrous metals __   0. 1
      Total.
                                99. 6
  * Dry weight basis.
  t Of the total weight of this fraction, 1.8 percent ii
recoverable nonferrous metal.
  t Of the total weight of this fraction, 1.4 percent it
recoverable nonferrous metal.

-------
94   RECOVERY AND UTILIZATION

composition on processing and to de-
termine related economies. In  addi-
tion, techniques should be  explored
and economies established as a basis
of  encouragement  for municipalities
to use the structural and  soil condi-
tioner properties of  incinerator  ash
in  municipal construction and land
improvement projects.

SYNERGISTIC AND ANTAGONISTIC
EFFECTS

  The synthesis of new process com-
binations for solid waste recovery re-
quires that  the interactions among
the  available size reduction,  separa-
tion, and recovery  techniques be  op-
timized as nearly as possible. This, in
turn, requires a delineation of poten-
tial  synergistic  and antagonistic  ef-
fects  between  the  various  unit
processes. Relationships between  the
various size-reduction and separation
processes have been discussed previ-
ously.  Interactions  between  size-
reduction and  separation processes
and the salvage and by-product recov-
ery systems are discussed below.
  The major potential  for   salvage
from mixed solid waste is tin  can  re-
covery for steel scrap and to a limited
extent for use by the copper industry.
For  efficient  recovery  of  tin  cans,
some degree of size reduction is essen-
tial to free the cans as much  as pos-
sible from  entrapped and attached
materials. Magnetic separation is  in-
dicated for  separation; burnout and
cleaning is also  likely to be required.
When waste incineration is to  be pro-
vided at some point within the  system,
it may be desirable  to defer magnetic
separation  until after incineration.
This would  provide a burnout of  at-
tached and entrapped material and a
limited degree  of detinning, perhaps
eliminating  an  additional   clean-
ing process.
  In the area of by-product recovery
and specifically compost production,
several potentially unexplored syner-
gistic effects exist. These basically re-
late to the potential advantages of
producing compost  in  an  aqueous
slurry as opposed to the conventional
mulch  form.  Conventional chemical
engineering technology suggests that
significantly increased mass transfer
rates and, hence, reduced digestion
time might be possible in an aqueous
slurry system. In addition, it appears
that the smaller particle sizes achiev-
able in a wet pulping system would
contribute significantly  to increased
mass transfer in an aqueous environ-
ment. Wet processing also opens other
avenues of  opportunities in  that it
may be possible  to separate  the or-
ganic biodegradable  materials from
the  remaining  noncompostables  by
flotation techniques prior to digestion.
  Compost production is an excellent
example of  a  by-product recovery
process in which salvage may hold
considerable merit, since high-quality
compost can only be produced after
the removal of impurities such as fer-
rous and nonferrous metals, glass, and
plastic. Ferrous materials are conven-
tionally  and  properly  removed  by
magnetic separation. Nonferrous ma-
terials can be removed,  in principle,
either before  or after biological di-
gestion by a wet process such as  flo-
tation or by a dry process such as the
stoners. In a slurry composting proc-
ess, wet separation would most likely
be indicated to avoid the need for dry-
ing  and size  reduction  beyond  the
degree required for the final product.
  With respect  to incineration and
waste-heat recovery,  some degree of
size  reduction  may  be  desirable  to
 achieve increased burning rates. How-
 ever, a lower size limit would exist be-
 low which  fly-ash control and air-
 resistance  problems   would  become
 excessive. Another critical factor is the
 economic trade-offs  related to  in-
 creased cost of producing smaller par-
 ticle  sizes versus  the undefined eco-
 nomic advantages of  increased per-
 formance of the incineration process.
 In addition to considering waste-heat
 recovery  for potential sale, incinera-
 tion may be considered in combination
 with  one  of the other recovery proc-
 esses  requiring drying of a product
 such as  compost  or protein.
  In the area of chemical recovery, an-
 tagonistic and synergistic phenomena
 have  not  yet  been  identified be-
 cause the  processes  are still under
 development. An exception perhaps
 exists in the area of pyrolysis, where-
 in it  has  been reported that an opti-
 mal particle size may exist. A rather
 general and perhaps obvious consid-
 eration is the selection of wet versus
 dry processing. Pyrolysis  should  be
 preceded  only by dry-size-reduction
 and separation processes whereas hy-
 drolysis, basically a wet process, could
 be  proceeded by  wet size  reduction
 and separation.
  At present, specific antagonistic and
 synergistic  effects cannot be defined
 in the area of  fly-ash recovery,  al-
 though certain phenomena might be
 described.  Once  desirable  fly-ash
 properties have been determined for
 various end uses, however, the varia-
 tion of the critical factors as a func-
 tion of feed  composition, operating
 schedule,  an incinerator design can
 be tested experimentally. At that time,
 potentially antagonistic and synergis-
 tic effects may be explored, and this
may  provide  a means  for  product
 quality control.

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                   VII.   Conclusions
 UNIT  PROCESSES  AND  RE-
      LATED  COST AND PER-
      FORMANCE DATA

  RELIABLE AND MEANINGFUL cost and
 performance  data  on unit processes
 for the recovery and utilization  of
 mixed municipal solid waste are not
 generally available from existing op-
 erations owing to: the limited applica-
 tion of many equipment designs and
 processing techniques, the failure  to
 collect  meaningful  data  on  the
 applications that do exist, and the
 proprietary nature of much  of the
 available cost and performance data.
  The only  way for the Bureau  of
 Solid Waste Management to  obtain
 reliable and meaningful data on unit
 processes for the recovery and utili-
 zation of solid waste is to sponsor ex-
 perimental   studies  and  full-scale
 operations and  to  collect basic data
 in  conjunction  with  such  studies.
 Consequently, opportunities should be
 exercised at all existing  solid  wastes
 demonstration projects to collect cost
 and performance data on the various
 unit processes employed, and  to ex-
 periment with other equipment types
 not originally provided in the plant
 designs.   Uniform  cost-allocation
 standards and procedures should be
 developed so that data collected from
 various installations can be compared.
  The analytical design of size-reduc-
 tion and separation equipment for
 processing industrial materials is gen-
erally not possible due to the non-
 homogeneity of materials processed.
 Consequently, empirical  studies are
usually required to select equipment
and operating conditions. The non-
homogeneity of solid waste dictates
a need for even greater reliance on
experimental  studies;  extrapolation
of cost and performance data collect-
ed for selected industrial applications
cannot be expected to yield reliable
 information for the design or evalua-
 tion of solid waste processing systems.
  Although several wet and dry size-
 reduction equipment designs are suit-
 able for processing solid waste for
 separation  and  recovery, the  most
 versatile, in  terms  of  material and
 particle size  capability, is the ham-
 mermill. For processing waste streams
 not  containing bulky  materials, the
 rasp mill and drum pulverizer offer
 advantages.  For high  degree  of size
 reduction (from very large  to very
 small particles), a  series of two  or
 more stages of size reduction is more
 efficient than a single stage.
  Except for handsorting and mag-
 netic separation of tin cans and other
 ferrous materials, performance char-
 acteristics and associated costs for
 solid waste  separation techniques are
 not well established.

 BY-PRODUCT RECOVERY
     VERSUS  SALVAGE
  In the area of recovery and utiliza-
 tion of mixed solid waste, by-product
 recovery appears to have significantly
 greater  economic  potential  in the
 classical sense than  does salvage and
 should be given priority for research
 and development. There are three rea-
 sons for this: (1) The immediate and
 long-range  market potential for the
 salvage of materials from solid waste
 appears to   be  unpromising,  except
 perhaps for tin cans. The preliminary
 indications  uncovered in  this study,
however, need  to  be  explored  in
greater detail before a firm judgment
can be made. (2) The high quality
requirements  for salvaged materials
for reuse in manufacturing processes
are beyond the economic and techni-
cal capabilities of existing and fore-
seeable  separation  technology. (3)
By-product  recovery systems do not
require a high degree  of  feed  prep-
aration, and  it is  anticipated  that
                                                                   95

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96  CONCLUSIONS
processing requirements can, for the
most part, be met by reasonably fore-
seeable extensions of existing separa-
tion technology.
  The primary role of salvage in solid
waste recovery should be an adjunct
to a by-product recovery system if, for
example,  it is  desirable to extract a
given material in  conjunction with
manufacture or upgrading of a given
by-product.  For   reasons  outlined
above, salvage should not be made the
primary  function  of  a mixed solid
waste processing and recovery system.
  Technically,  the most  promising
technique for increasing the  overall
salvage potential  of   solid waste  is
household separation of clean news-
print and other paper, by far the larg-
est single component  in solid  waste.
Recovered paper has  a definite mar-
ket, and the long-range reuse and sal-
vage potential is attractive, if a  steady
supply of clean materials can be guar-
anteed. It is likely, however, that ad-
vantages  attributable  to  household
separation will not be sufficient  to jus-
tify disadvantages related to attempts
to  secure the public's cooperation.
This is true because cellulose is not a
critical resource;  that  is, modern for-
est management practices are capable
of adequate replacement so that acute
shortages of cellulose  are not likely to
develop.

ECONOMICS OF SOLID
      WASTE RECOVERY
      AND UTILIZATION

  Throughout  this report  reference
has been made to the economics of
solid  waste recovery.  Based upon the
information collected and the  general
trends observed during this study (and
despite the fact that recovery of spe-
cialty items  from municipal solid
waste and the manufacture of specific
products may prove to be economic for
certain geographic areas or  certain
situations), it is concluded that the
recovery and utilization of municipal
solid waste may never become gener-
ally economic in the classical sense.
This  is because transportation  and
processing costs are  likely to be so
high  that  products  recovered  or
manufactured from solid  waste  will
cost more than their conventionally
manufactured counterpart or, alter-
natively, the process must operate at a
loss to compete in an open market.
  Even  if the above situation should
prove to be the case, development of
techniques directed toward the recov-
ery of material from solid waste must
continue to be explored. This is be-
cause motivation for solid waste re-
covery may be provided by the growing
awareness and concern about the ex-
ternal diseconomies and social costs
associated with the classical disposal-
oriented methods of solid waste man-
agement.  We are rapidly moving  into
a  society  in this country where, in
areas such  as pollution control, di-
rect dollar costs are no longer the sole
consideration. For  example, the  full
costs  of air  pollution from burning
refuse whether  in dumps or in most
modern incinerators have not yet been
accurately measured. Similarly,  the
social costs  of a  landfill operation
(which can be positive or negative) or
of an incinerator operation cannot be
readily  determined.  Still  more  im-
portant, perhaps, is consideration of
external  diseconomies  such  as  re-
source depletion. Although some  ma-
terials, such as cellulose, are converted
by disposal-oriented practices to basic
constituents  (such  as carbon dioxide
and water)  and thus enter a natural
cycle culminating  in the  growth of
timber,   other  materials,  such  as
metals and their oxides, can be lost
irretrievably  to future  generations
through present solid waste disposal
practices.
   Battelle believes that all  the "costs"
of solid waste disposal, including the
social as  well as economic costs of
pollution  and considerations  regard-
ing resources management,  must be
evaluated before comprehensive deci-
sions regarding recovery and reutiliz-
ation of solid waste  can be  made.
Thus, it is quite possible that landfill
and  conventional incineration (i.e.,
without by-product recovery) may be-
come unattractive  for  solid  waste
management,  not from the develop-
ment of  an economic (in the  'direct
dollar  cost  sense)  recovery process,
but rather through increased dissatis-
faction  with  associated  undesirable
side  effects  in the form of aesthetic
offenses to the environment, resource
depletion, and objectionable or  harm-
ful pollution  of the  land, air,  and
water resources.
  Further evaluation of recovery and
reuse of  solid waste  should include a
systems  analysis approach to  the
standard engineering  costs potential
of solid waste recovery. This approach
would establish a priority of best, next
best, etc., processes in a classical eco-
nomic sense. One or more of the "best"
processes (which may still prove to be
uneconomical  in the classical  sense)
could  lead  to  a broader  program,
taking into  account  the less tangible
costs associated with solid waste dis-
posal in  an  attempt to justify  recov-
ery and reutilization of material.
  Although  it is not  difficult  to be-
lieve  that  social-cost considerations
rather than classical  economics will
determine future directions in solid
waste  management,  implementation
of these  considerations will be diffi-
cult. The major problem is the  defini-
tion and measurement of the various
social costs,  once they have been iden-
tified.  This  is essential  in order  to
provide decision criteria to municipal
and other  government officials who
are committed,  to a  large extent,  to
least-cost alternatives (in terms  of
direct  dollar  expenses)  in the  dis-
bursement  of public  funds.  Conse-
quently,  it  appears  that significant
technical and public  relations effort
is required, aimed at defining the mag-
nitude and  long-term effects of dis-
posal-oriented solid  waste manage-
ment practices.

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VIII.   Potentially  attractive
             process   combinations
            BASED UPON THE DATA COLLECTED and
          the trends observed during this study,
          several potentially attractive process
          combinations have been conceived.
          Before the technical  and economic
          merits of these possibilities can  be
          evaluated, however, several  kinds of
          additional information are  required.
          One, of course, is the unit process cost
          and performance data that has been
          the main subject of  this study. But
          it is also  necessary to explore in some
          detail  the immediate and long-range
          market potential in various sections of
          the country for salvage material and
          the several manufactured by-products
          which can, in principle, be produced
          in  solid waste recovery systems. Be-
          cause  of differences in local econo-
          mies, markets would be expected to
          vary from one region to another. It
          is also true that  in a given locality,
          the market for any single product is
          not likely to be so great that a solid
          waste recovery system producing only
          one product would be economically
          attractive. This indicates that a mul-
          tiple-product  system  would  be de-
          sirable. However, as  the  number of
          product streams increases, the magni-
          tude of  each decreases and higher
          costs  associated  with small-scale
          processing are incurred. The volume
          of  individual product  streams can
          be   increased  by  increasing  the
          input  to  the plant,  but this ap-
          proach may  cause increased waste
          collection costs since a greater area
          must  be served  by  a given  plant.
Notwithstanding these considerations
and the general  lack of data upon
which to base quantitative  process
evaluations,  several potentially  at-
tractive  process  combinations have
been developed and are  outlined be-
low. In accord with the conclusions
outlined  previously, a common fea-
ture of the proposed combinations is
that they are all centered about  by-
product recovery with auxiliary sal-
vage streams.
  Four major  recovery schemes  can
be identified—composting,  conven-
tional  waste-heat recovery, pyrolysis,
and hydrolysis followed by biochemi-
cal production of alcohols or protein.
It is not surprising that three of the
above  four schemes (all  except com-
posting)  are directed toward the uti-
lization of the cellulosic fraction of
solid waste, the largest single compo-
nent in mixed municipal solid waste.
In fact composting is also capable of
recovering some  cellulosic  materials
since a limited amount of paper and
related materials are   desirable  in
compost.
  Of the systems judged to be most
promising for solid waste processing,
each  is  directed  toward a  specific
major  objective,  but also  includes
auxiliary  salvage  operations. Their
common salvage  objectives  include
reclaiming of steel and  tin, precipi-
tation  iron for use at copper mines,
materials  for  the manufacture  of
structural shapes, and residual mate-
rial that can be used for landfill.
                                                                       97

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98  POTENTIALLY ATTRACTIVE PROCESS COMBINATIONS

                      Steam
              (for  in-plant use or sale)
                                 I      I
                               Steel   Tin

FIGURE 77. Solid waste processing system: waste-heat recovery and auxiliary salvage.
         Tin cans and
         other ferrous
                                                                              Land fill/reclamation
                                                                              material
                                             Waste  heat
Final processing
size  reduction
and/or  separation
                                 Sewage
                                 sludge
                                                                                                           Land  fill/
                                                                                                           reclamation
                                                                                                           material
FIGURE 78. Solid waste processing system: biochemical conversion and auxiliary salvage.

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                                                                 Potentially attractive process combinations  99
              Steel  Tin
                                                                   r-«- Carbon
                                                                       Activated carbon
                                                                       Briquettes
                                                                      r— Ash
                                                                          Structural shapes
                                                                          Fill material
FIGURE 79. Solid waste processing system: pyrolysis and auxiliary salvage.
  The major objectives of the system
are:   waste-heat   recovery-—steam
(Figure  77);  biochemical  conver-
sion—alcohol,  protein  (Figure  78) ;
and pyrolysis—carbon (Figure  79).
Conventional composting and waste-
heat   recovery  were  not   outlined
separately since each has been  cov-
ered  in  detail in previous  sections.
Flow diagrams of the three schemes
suggest that several minor variations
related to equipment and unit-proc-
ess permutations and  combinations
are possible. The merits of such com-
binations need to  be  evaluated  in
terms of total processing costs, which
cannot be provided with  the current
state of knowledge, and local market
opportunities for the various by-prod-
ucts and  salvage materials. Selected
elements  of the proposed  processes
(Figures 77 to 79) could be  combined
to  synthesize  a processing  system
capable of producing a multitude of
products.

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                                                                     Appendix  A
Summary  of  Contacts  Established
                                                                       Information furnished
     Company/organization
                                  Contact(s)
                                                       Vehicle
                                                                   Response
                                                                    rec'd
                                                                          General
                                                                                  Technical
                                                                                    data
                                                                                             Technical area
                                                        Tele-
                                                   letter phone  Visit  Yes  No  Yes
                                                                                          Size  Sepa- Eecovery
                                                                              No  Yes  No reduc-  ration   and
                                                                                          tion       utilization
Aerojet General Corporation	 Mr. Robert Mitchell.—           X          XXXX             X
 Building 160, Dept. 3401
 Azusa, California 91702
Aerospace Commercial Corp...  ... ._ Mr. Richard D. Smith, President   _  X     X         X       X       X
 2502 Ash Street
 Palo Alto, California  94306
Allis Chalmers	 Mr. A. J. Mestier, Manager Planning  X               X          XXXX
 846 S. 70th Street               & New Products.
 Milwaukee, U isconsin 53201
Altoona FAM Company	 Mr. Carlos McCleave, Plant Supervi-  X          XX      X           XXX
 Altoona, Pennsylvania 16601       sor.
American Can Company	 Mr. D. J. Lohuis	  X               X          XXX
 100 Park Avenue
 New York, New York  10017
American Public Health Association.. Dr. George J. Kupchik, Director of  X               XXX
 1740 Broadway                Environmental Health.
 New York, New York  10019
American  Design  & Development  Mr. A. Dean Tomlinson, Vice Presi-  X               XXX
 Corporation.                  dent.
 200 Essex Street
 Whitman, Massachusetts  02382
American Pulverizer Company	 Mr. Don Graveman, Sales Manager..  X               XXXX
 1249 Macklind Avenue
 St. Louis, Missouri 63110
Asplundh Chipper Company	 Mr. Harold E. Gentile, Manager	  X               XXXX
 Chalfont, Pennsylvania  18914
Atkins Saw Division, Nicholson File  Mr. M. M. Krebs, Jr	  X              XXX
   Company.
 1825 North Theobold St.
 Greenville, Missouri 38701
Baldwin Lima Hamilton Corp	 Mr. Robert Wheeler	  X               XX           XX
 Lima Division
 Lima, Ohio 45802
Barber-Greene Company	 Mr. Carl H. Ulm, Sales Engineer	  X               XXXX
 400 N. Highland Avenue
 Aurora, Illinois 60507
Barnes Drill Company			  	  X               X          XXX
 818 Chestnut
 Rockford, Illinois 61102
Bassichis Glass Company	      Mr. Erwin Stern.                XXXX       X       X             X
 2323 W. 3rd Street
 Cleveland, Ohio 44113
Bauer Brothers Company, The	 Mr. R. M. Ginaven, Ind. Division	  X               XXX       X        XX
 1718 Sheridan Avenue
 Springfield, Ohio 45501
Blark Clawson Company	 Mr. Joe Baxter	  	  XX         XXX        X
 606 Clark Street
 Middletown, Ohio 45042
Blaw Knox Company	 Mr. Roscoe Warner	  X               X                  XX
 Food & Chemical Equipment Divi-
   sion
 1325 S. Cicero
 Chicago, Illinois 60660
Blaw Knox Company.		  XX                         X
 Food & Chemical Equipment Divi-
   sion
 43 Winchester Avenue
 Buffalo, New York 14211
                                                                                                       X


                                                                                                       X
                                                                                                       X


                                                                                                       X
                                                                                                        101

-------
                                                                                                  Information furnished
                                                                           Vehicle        Response   General   Technical       Technical area
        Company/organization                    Contact(s)                                    rec'd                   data
                                                                            Tele-                                          Size   Sep_a-  Recovery
                                                                     Letter  phone  Visit   Yes   No  Yes  No  Yes   No  reduc-  ration     and
                                                                                                                           lion          utilization
Blower Application Company	      X                   X
  7259 N. 51st Street
  Milwaukee, Wisconsin 53223
Borg-Warner Company	   X                        X
  Mechanical Sales Division
  Vernon Avenue at Thomas
  Los Angeles, California
Boxboard  Research &  Development Mr. A. T. Luey, Manager	   X                   X
    Association.
  350 S. Burdick Mall
  Kalamazoo. Michigan 49006
Branford Vibrator Company	Mr. G. W. Cartier, General Manager..   X                   X
  New Britian, Connecticut 06050
BSP Corporation	 Mr. Paul J. Cardinal, Manager Sani-    X                   X
  6205 Harvard Avenue                 tary Division.
  Cleveland, Ohio 44105
Buffalo Forge Company	 Mr. Gunnar  Hurtig,  Jr.,  Export    X                   X
  495 Broadway                       Manager.
  Buffalo, New York 14240
Buffalo Hammer Mill Company	 Mr. D. F. Ruff	   XX            X
  1245 McKinley Parkway
  Buffalo, New York 14218
Buffalo Pattern Corporation	   X                        X
  828 Hertel Avenue
  Buffalo, New York 14216
Buhler Brothers (Canada) Ltd	Mr. E. Rimensberger	   X                   X
  1925 Leslie Street
  Don Mills, Ontario
Bux-Shrader Magnetic Products	Mr. K. L. Gille, General Manager	   X                   X
  11623 South Broadway
  Los Angeles, California 90061
Cameron-Yakima, Inc.  -        	Mr. E. C. Cameron, President	   X      X      X    X
  P.O. Box 1554
  Yakima.Washington 98901
Carter-Day Company	   X                   X
  665 19th Avenue, N.E.
  Minneapolis, Minnesota 55418
Centriblast Corporation	Mr. Paul Daria, Vice President	   X      X      X    X
  Vista Industrial Park
  Campbells Run Road
  Pittsburgh, Pennsylvania 15205
City of Atlanta	Mr. S. W. Grayson, Director of Sam-    X                   X
  Department of Public Works          tation; Mr. Robert D.Speer.
  Atlanta, Georgia
City of Chesterfield	Mr. A. E. Higgison, Superintendent    X                   X
  Department of Public Cleansing       of Public Cleansing.
  Chesterfield, N.E.
  Derby, England
City of Cleveland	Mr. Herbert Wicks, Civil Engineer...   X                   X
  Division of Engineering & Construc-
    tion
  Department of Public Service
  Cleveland, Ohio
City of Madison	Mr. John Reinhardt, Project Director.   X      X      X    X
  City-County Building
  210 Monona Avenue
  Madison, Wisconsin 53709
City of Memphis	Mr. Steve Warren, Director of Public    X                   X
  Memphis Light, Gas, & Water Divi-   Relations.
    sion
  P.O. Box 388
  Memphis, Tennessee 38101
CityofMiami	Mr. J.  Grady Phelps	   XX            X
  Department of Public Works
  1950 N.W. 12th Avenue
  Miami, Florida 33136
CityofMobile	Mr. Lambert C. Mims, Public Works    X             XX
  City Hall                           Commissioner; Mr. Meyers, Pub-
  109 S. Royal                         lie Works Superintendent.
  Mobile,  Alabama 36602
City of New York	 Mr. Maurice Feldman, Acting Com-           XXX
  Department of Sanitation             missioner.
  125 Worth Street
  New York, New York  10013
City of San Diego	 Mr. D. A. Hoffman	   X                   X
  Utilities Department
  7100 Colorado Avenue
  La Mesa, California  92041
Combustion Engineering, Inc	   X                        X
  Raymond Division
  427 Randolph
  Chicago, Illinois  60606
Continental Can Company	•	   X                        X
  633 Third Avenue
  New York, New York  10017
Crobaugh Laboratories	 Mr. Henry R. Friedberg, Vice Presi-    X                  X
  3800 Perkins Avenue                 dent.
  Cleveland, Ohio  44114


 102

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                                                                                                   Information furnished
                                                                             Vehicle         Response   General   Technical       Technical area
         Company/organization                    Contact(s)                                    rec'd                  data
                                                                              Tele-                                           Size   Sepa-   Recovery
                                                                      Letter  phone   Visit   Yes  No  Yes  No  Yes   No   reduc-  ration     and
                                                                                                                             tion          utilization
D & J Press Company	   X                    XXX
  605 Main Street
  Tonawanda, New York  14150
Dan B. Vincent, Inc        _	Mr. Daniel B. Vincent, President	   X                    XXX
  3015 Third Avenue
  Tampa, Florida   33605
Day & Zimmermann  Associates	Mr. W. D. Brown	   X                    X
  1700 Sansom Street
  Philadelphia, Pennsylvania  19103
Denver Equipment Company	 Mr.J. E. Carr, Central Sales Manager.   XXXX         X         XXX
  1400 17th Street
  Denver, Colorado  80217
Derrick Manuiacturing Co	 Mr. H. Wm. Derrick, Jr., President..   X                    XXX
  590 Duke Bead
  Buffalo, New York  14235
Dings Machine Separator Co	   X                    XXX
  4740 W. Electric Avenue
  Milwaukee, Witconsin 53219
District of Columbia	Mr, Robert Perry, Deputy Chief	   X                    XX              XX
  Sanitation Department
  District Building
  14th & E Streets
  Washington, D.C.
Dorr-Oliver Company, Inc	Mr, W. E. Budd, Director of Water    XX             X         XX         XX
  77 Havemeyer lane                   Management Systems; Mr. Mike
  Stamford, Connecticut 06904            lewis.
Duplex Mill and Manufacturing Com-	   X                    XXX
    pany.
  400 Sigler
  Springfield, Ohio  45506
Environmental Engineering, Inc	Dr. Charles I. Harding, President	   XXXX         X
  2324 S.W. 34th Street
  Gainsville, Florida 32601
Entoleter, Inc	Mr. Franklin R. Farrow, Sales Ap-    X                    XX              XX
  P.O. Box 1919                        plication Engineer.
  251 WeltonStreet
  New Haven, Connecticut 06509
Eriez Manufacturing Co	Mr. Robert F.  Merwin, President;    XXXX         X          X
  Asburg Road at Airport               Mr. Frederick D. Buggie, Manager
  Erie, Pennsylvania                    Technical Contracts/Systems.
Esco Corporation	Mr.MaxGowing	   X                    XXX
  2141 N.W. 25th Street
  Portland, Oregon 97210
Exebec Corporation	   X                         X
  P.9- Box 4175
  Bridgeport, Connecticut 06607
Exolon Company	  	Mr. R. R. Harty, President	   X                   XXX
  950 East Niagara
  Tonawanda, New York 14150
Fairfield Engineering  Co	 Mr. John  Houser, Director  of  Re-    X      X      X     X         X          X
  Marion, Ohio 5B466                    search; Mr. James Coulson, Sales
                                      Manager.
Farrel Corporation	Mr. A. H. Trerorrow, Jr	   X                   XX              XX
  148 Maple Street
  Ansonia, Connecticut 06401
FateKoote Heath Company	   X                         X
  607 Bell Street
  Plymouth, Ohio 44865
S. 6. Frantz Company, Inc		   X                         X
  60 E. Darrah lane
  Trenton, New Jersey 08638
French Oil Mill Machinery Company.. Mr. John L.Dillon	    XX            XXX          X
  1088 Green Street
  Piqua,  Ohio 45356
Fuller Company	  	_X                         X
  124 Bridge Street
  Catasauqua, Pennsylvania 18032
Fuller Company	Mr. E. J. Roll	   X                   XXX
  Infilco Division
  P.O. Box 5033
  Tucson, Arizona 85703
Gainesville Municipal Waste Conver-  Mr, H. W. Houston	          XXXX          X          X
    sion Authority.
  P.O. Box 1152
  Gainesville, Florida 32601
Garden State Paper Company	Mr. Frank Lorey, Corporate Research           XXXX              X
  River Road                          Director.
  Garfield, New Jersey  07026
General Products of Ohio	 Mr. Herbert!. Cobey, President...      X                   XX              XX
  West Bucyrus Street
  Crestline, Ohio  44827
Glasgow University	 Dr. Andrew Porteous, Lecturer in    X                   XXX
  DepartmentofMechanicalEngineer-    Mechanical Engineering.
    ing.
  Glasgow University
  Glasgow, Scotland
                                                                                                                                                103

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                                                                                              Information furnished
                                                                           Vehicle        Response   General   Technical       Technical area
        Company/organization                    Contact (s)                                    rec'd                  data
                                                                            Tele-                                          Size   Sepa-   Recovery
                                                                     Letter  phone   Visit  Yes   No   Yes   No   Yes  No  reduc- ration     and
                                                                                                                           tion          utilization
Glass Container Manufacturers Insti-  Mr. John H. Abrahams, Manager of   X            XXX
    tute, Inc.                         Environmental  Pollution Control
  1625 K Street, NW.                   Programs.
  Washington, D.C.  20008
Glenn King Company	 Mr. Michael Gummond	          XX              X
  Houston, Texas.
Westinghouse Air Brake	 Mr. Carl E. Hanson,Sales Manager..   X                   XX
  Goodman Division
  4834 S. Halsted  Street
  Chicago, Illinois  60609
Gruendler Crusher & Pulverizer	Mr. Wm. P. Gruendler, President      X                   X         X          X
  2800 N. Market Street
  St. Louis,  Missouri  63103
Gundlach,T.J.,MachineCompany	Mr. J. D. Frazer, Sales Engineer	   X                   X         X          X
  Division of JMJ Industries, Inc.
  P.O. Box 385
  Belleville, Illinois 62220
Hammermills, Inc	 Mr.  Wm.  D. Robinson, Manager of   X     X            X         X          X
  625 C Avenue                       Solid Waste Systems.
  Cedar Rapids, Iowa  52405
  azemag U.S.A., Inc	Richard E. Kleinhaus, Vice President.   XX            XXX
  60 E. 42nd Street
  New York, New York 10017
Heil Company, The	 Mr. Arnold F. Meyer	   X     X     X     X         X          X
  3000 W. Montana Street
  Milwaukee, Wisconsin 53201
Ir. J. A. Hendricks	   XX
  Oud Loosdr Dyk 239
  Oud Loosdrecht, The Netherlands
C. B. Hobbs Company	 Mr.  Ronald Guard, Plant Superin-                 XX         XX
  Milpitas,  California 95035             tendent.
Hoffman Industries	Mr. James J. Joseph, Field Engineer,   X                   X              X
  P.O. Box 214
  Syracuse, New York
Hugo Neu-Proler  ...    	  Mr. Richard Neu, General Manager..          XXX              X
  901 New Dock Street
  Terminal Island, California 90731
Hutchinson Manufacturing Company... Mr. W. C. Philipp, Manager  of In-   X                   XX
  P.O. Box 9335                       dustrial Development.
  Houston,  Texas 77011
Indiana General  Corp	 Mr. W. A. Bronkala, Sales Manager._   X                   XX
  6001 S. General Avenue
  Cndahy, Wisconsin 53110                       T     ™    »                        •*     *         *,          v
International Disposal Corp	Mr.  Roger  Lynn, Plant Manager;                 XX         X          X
  280122nd Street                     Mr.  Frank  Rigo,  Maintenance
  St. Petersburg, Florida 33712          Superintendent.
Ionics Corporation	
  85 Grove Street
  Watertown, Massachusetts 02172
Iowa Manufacturing Company	 Mr. Kenneth Lindsay, Sales Manager.   X                   XX
  916 16th Street, N.E.
  Cedar Rapids,  Iowa 52402
Jeffrey Manufacturing Co	    X                        X
  956 N. 4th Street
  Columbus, Ohio 43201
J.H. Day Company		    XX
  4900 Beech Street
   Cincinnati, Ohio 45212
 Kennametal, Inc	 Mr. Gail P. McCleary, Project Engi-    X                   XX
   700 Lloyd Avenue                    neer.
   Latrobe, Pennsylvania 15650
 Kennedy Van Saun Corp	 Mr. Lester R. Ferguson, Vice  Presi-    X                   XX
   405 Park Avenue                     dent.
   New York, New York 10022
 Lawden Manufacturing Company, Ltd. Mr.  A. S. Pittwood,  Managing Di-    X                   XX
   Spring Road                        rector.
   Ettingshall, Wolverhamptom, Eng-
     land
 Link Belt Company	                                  x
   138 E. Court Street
   Cincinnati, Ohio 45202
 Link Belt Company	   X                        X
   Department TR^67
   Prudential Plaza
   Chicago, Illinois
 Lippman Products Operations	   XX
   Hewitt Robins Division
   Litton Industries
   666 Glenbrook Road
   Stamford, Connecticut 06906
 Lippman Products	   XX
   4603 W. Mitchell
   Milwaukee, Wisconsin 53214
 Logemann Brothers Company	Mr. R. J. Smiltneek, Director	   XX           XXX
   3150 W. Burleigh Street
   Milwaukee, Wisconsin 53245


  104

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                                                                                                  Information furnished
                                                                            Vehicle          Response    General   Technical       Technical area
       Company/organization                     Contact (s)                                     rec'd                   data
                                                                             Tele-                                           Size   Sepa-   Recovery
                                                                      Letter  phone   Visit   Yes  No  Yes   No   Yes   No  reduc-  ration     and
                                                                                                                             tion           utilization
lone Star Organics Corp	Mr. Gerald Vaughn, Plant Manager;    XXXX          X         X          XXX
  9225 Lawndale Avenue                Mr. Wages, Assistant Plant Man-
  Houston, Texas 77012                  ager.
Los Angeles By-Products Company	Mr. C. C. Sexton, President; Mr. Ben    XXXX          X               XXXX
  1810 E. 25th Street                     Litchfield,   Manager  Sacramento
  los Angeles, California 90058           Division.
Los Angeles County Sanitation District.. Mr. Walter E. Garrison, Chief Engi-    XXXX               X                     X
  2020 Beverly Boulevard                neer;  Mr.  Frank Dair, Division
  los Angeles, California 90057           Engineer.
luria Brothers	 Mr.  Mort Seiden,  Manager;  Mr.           XXXX               XX              X
  5850 Boyle Avenue                    Andrew DeVries, Operating Engi-
  Vernon, California 90058               neer.
luria Brothers	 Mr.  William  Magnes,  Director of           XXX          X               XXXX
  Five Points  Road                     Research;   Mr.  Curtis  Dudda,
  Cleveland, Ohio                      Plant Manager.
Machinery and Equipment Company	   XX                                  X
  514 Bryant
  San Francisco, California 94107
Manufacturers Equipment Co	   X                    X               XXX
  218 Madeira Avenue
  Dayton, Ohio 45404
Metropolitan  Washington Council     Mr. John J. lentz	   X                    XXX                     X
    of Government.
  1250 Connecticut Ave., N.W.
  Washington, D.C. 20036
Metropolitan  Waste Conversion Cor-  Mr. Victor Brown, President; Mr. I.    XXXX          X         X          XXX
    poration.                           Anderson, Manager,  Plant Engi-
  P.O. Box 1028                        neering Dept.
  Wheaton, Illinois 60187
Franklin P. Miller & Son, Inc	 Mr. Harold Galanty	   X                    XX               XX
  36 Meadow  Street
  E. Orange, New Jersey 07017
Mitts &  Merrill    	 Mr. J. W. Ranous, Sales Manager;    X                    XX               XX
  109 McKoskry Street                  Mr. Goddard.
  Saginaw, Michigan  48601
Munson	 Alhert D. Matthai, Jr	   X                    XX               XX
  210 Seward  Avenue
  Utica, New York 13503
Mclanahan Corporation	Michael W.  McLanahan, Assistant    X                    XXXX
  200 Wall Street                       Sales Manager.
  Hollidaysburg, Pennsylvania  16648
McNally  Pittsburg   Manufacturing  Mr. R. F. Wesner, President	   X                    XX               XX
    Company.
  Drawer D
  Pittsburg, Kansas 66762
NV Vuilafvoer Maatschappij (VAM) __.  Dr. Ir. Stolp, Director	    XX                                       X
  Jacob Obrechstraat 67
  Amsterdam-Z, The Netherlands
National Canners Assn	 Mr. Walter Rose, Head of Water and    XXXX          X               X            X
  1950 6thStreet                        Waste Engineering Section.
  Berkeley, California 94710
National Committee  for Paper Stock  Mr. Wm.  M.  Russell, Special Con-    X             XXX               X            XX
    Conservation.                       sultant.
  The Chase Bldg.
  212 N. Kingshighway
  St. Louis, Missouri 63108
National Engineering Company	Mr. A. J. Dumcins, Sales Manager.--   X                    X               XXX
  549 W. Washington Blvd.
  Chicago, Illinois 60606
National Organic Corporation	Mr. Stanley Spiegel	   X                    XXX                     X
  904 First Federal Building
  Atlanta, Georgia 30303
National  Waste Conversion  Systems  Mr. Stephen Varro	   XX                                           X
    Corporation.
  425 East 51st Street
  New York, New York 10022
Naval  Facilities  Engineering  Com-  Mr. R. E. Short,  LCDR, CEL, USN    XXX                                     X
    mand.                             Acquisition Coordination Officer.
  Atlantic Division
  Norfolk, Virginia
New YorkState Health Dept	
  Office of local Governments
  Albany, New York
Newaygo Engineering Co	 Mr. Ray Sweitzer, Sales  Manager	   XX                           X
  Newaygo, Michigan 49337
Newell Manufacturing Co	Mr. Scott Newell,  Vice President	          X             XXXX
  726 Probandt Street
  San Antonio, Texas 78204
New York University		Dr. Elmer K. Kaiser	   X                    XXX                 X
  West 177th Street and Cedar Avenue
  Bronx, New York 10493
Nordburg Manufacturing Co			   XX                           X
  Box 383
  Milwaukee, Wisconsin 53201
Noro Industrial Corporation	   XX                                  X
  S. Cottage Grove  Avenue
  Chicago, Illinois


                                                                                                                                                105

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                                                                                                   Information furnished
                                                                             Vehicle         Response    General   Technical        Technical area
        Company/organization                     Contact (s)                                     rec'd                   data
                                                                              Tele-                                          Size   Sena-   Recovery
                                                                      Letter  phone   Visit  Yes   No   Yes   No   Yes   No  reduc-  ration     and
                                                                                                                              tion          utilization
Ohio Magnetics	   XX                                  X
  142-A East Pearl Avenue
  Lima, Ohio 45801
W. W. Oliver Manufacturing Company	   XX                           X
  10 Beard Avenue
  Buffalo, New York 14214
Oregon State University	Dr. Virgil H. Freed; Mr. Robert R.    X                   XXX
  Agricultural  Engineering  Depart-    Groner.
   ment
  CorvalHs, Oregon 97330
Orville Simpson Company	 Mr. Norman L,  Zundt,  Sales Engi-    X                   X               XXX
  1230 Knowlton Street                  neer.
  Cincinnati, Ohio 45223
Pan American Resources, Inc	 Mr. Robert Buckbinder,  Vice Presi-    X      X      X     X         X          X
  5443 San Fernando Rd., W.             dent; Mr. Charles Fink, Marketing
  Los Angeles, California 90039           Manager.
Pennsylvania Crushers	Mr. D. F. Webb, Sales Engineer	   X                   X         X          X           X
  P.O. Box 100
  Broomall, Pennsylvania 19008
Prater Industrial Products Inc	 Mr. P. E. McKamy, Vice  President--   X                   XX               XX
  1515 S. 55th Street
  Chicago, Illinois 60650
Arthur G. McKee & Company	Mr. J. J. Davey	   X                   XX               XX
  Process Machinery Div.
  650 5th Street
  San Francisco,  California 94107
Proler Steel Corporation	Mr. Samuel Proler, President;  Mr.    XXXX         X               XXX
  7501 Wallisville Road                  Herman  Proler,  Executive  Vice
  Houston, Texas 77020                 President.
PHS-TVA Compost Plant	 Mr. John Wiley, Research Director;            XXX         X          X           XX
  RFD 4                              Dr. Carl Sova, Microbiologist.
  Johnson City, Tennessee 37601
Quad-City Solid Waste	 Mr. W. T. Ingram		   X                   XXXX
  Room 53—City Hall
  Patterson, New Jersey
Raymond G. Osborne Laboratories	Mr. Phillip S. Osborne, Vice Presi-     X            XXX               X
  2636 S. Grand Avenue                 dent.
  Los Angeles, California  90007
Reed Paper Group, Ltd	 Mr. James Peddie, Project Engineer-.   X
  Aylesford Paper Mills
  Lakefield
  Maidstone, Kent
  England
Rensselaer Polytechnic Institute	 Dr. Wm. A.  Shuster	   X                         X
  Department  of Civil Engineering
  Troy,  New York
Rietz Manufacturing Co	 Mr. Warren S. Enochian	   X                   X               XXX
  182 Rodd Road
  Santa Rosa, California  95402
A. J. Sackett & Sons Co-  	  -  	 Mr. Walter Sackett, Jr.,  Vice  Presi-    X                   XX               XX
  1702 S. Highland Ave.                 dent.
  Baltimore, Maryland  21224
San Diego State University	 Dr. R. A. Fitz	    XX           XXX
  School of Engineering
  San Diego, California
Segredyne Corporation			    X                   X               XXX
  23 Charles Street
  Cambridge,  Massachusetts  02141
Slick Industrial Company	 Mr. Dennis  Reekers, Representative-   X                   XX               XX
  Pulverizing  Machinery
  100 Chatham Road
  Summit, New Jersey 45103
Smith Engineering Works	 Mr. J R. Smith,  Vice President	    X                    XX               XX
  532 E. Capital Drive
  Milwaukee, Wisconsin 53201
John R. Snell Engineers, Inc	 	Dr. John R.  Snell, President	    X                   XXX
  221 N. Cedar Street
  Lansing, Michigan 48933
Sortex Company of North America	Mr. T. G. Gilbert, Vice President	    X                   XXX                  X
  P.O.  Box 160
  Lowell, Michigan 49331
Sprout Waldron  & Company, Inc	Mr. Howard D. Egli, Jr	   X                    X          XX         XXX
  Muncy, Pennsylvania 17756
Stanford Research Institute	 Mr. R. A. Boettcher, Research Engi-    X                   X               XXX
  820 Mission  Street                    neer.
  South Pasadena, California 91108
Stedman Foundry &  Machine  Com-  Mr.  Ronald L.  Bradford,  Factory    X                    XX               XX
    pany, Inc.                         Sales Engineer.
  Aurora, Indiana 47001
J. C.Steele&Sons      ..         .- Mr. J. C.Steele, Jr	    X                   XX               XX
  P.O. Box 951
  Statesville, North Carolina 28677
Stephens-Adamson  Manufacturing  Mr. R. H. Humm, Vice President	    X                   XXX
     Company.
   19 Ridgeway Avenue
  Aurora, Illinois 60507


 106

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                                                                                                   Information furnished
                                                                             Vehicle         Response   General   Technical       Technical area
         Company/organization                    Contact(s)                                     rec'd                   data
                                                                              Tele-                                           Size   Sepa-   Recovery
                                                                       Letter  phone   Visit   Yes  No  Yes   No  Yes   No  reduc-  ration     and
                                                                                                                              tion          utilization
StrongScott Manufacturing Company... Mr. George H. Paulson	   X                    XX
  Minneapolis, Minnesota 55413
 Sturdevant Mill Company	 Mr. A. T. Glynn, Engineer	   X                    X         X         X          X
  Park & Clayton Streets
  Dorchester,  Boston,  Massachusetts
    02122
Sumitomo Shojo Chicago, Inc	 Mr. N. Murakami	    X                   XXX                     X
  208 S. La Salle Street
  Chicago, Illinois
Sundstrand Corporation	 Mr. Mario Calvagna, Chief Proposal    X                    X               XXX
  Sundstrand Machine Tool Division      Engineer.
  2531  llth Street
  Sockford, Illinois  61101
Button, Steele, and Steele, Inc	Mr. Eodgers Hill	    XX            XXX                 X
  1029S.Haskell
  Dallas, Texas  75223
SWECO	 Dr. Albert M.Soldale, Vice President-    X             XXX               X            X
  6111  E. Bandini Blvd.
  los Angeles, California  90022
Syntron Company	 Mr. L. R. Morgan, Advertising Man-    X             X     X         X         X                 X
  Homer City, Pennsylvania  15748       ager.
TAPPI	 Mr. H. O. Teeple	    X                   XX               XXX
  360 Lexington Avenue
  New York, New York  11216
Tennessee Valley Authority	Mr. Earl E.  Elliott,  Chief, Fertilizer    X                    XXX                     X
  F202 National Fertilizer Development   Distribution & Marketing Staff.
    Center.
  Muscle Shoals, Alabama
Testing Machines, Inc	    XX                           X
  72 Jerico Turnpike
  Mineola,  Long Island, New York
    11501
Tezuka-Kosan Company,  Ltd	N.Murakami	    X                   XXX                     X
  7-Chome, Ojima
  Tokyo, Japan
Thomas Foundries, Inc	   XX                           X
  P.O. Box 1111
  3800 Tenth Avenue
  N. Birmingham, Alabama 35234
John Thompson, Ltd	    X                         X
  Taristock House East
  Weburn Walk
  Taristock Square
  London W.C.I., England
Tollemache Composting Systems, Ltd.. Mr. D. H. G. Tollemache	    X                   X         X         X    X     X      X
  25 Berkeley Square
  London W.I., England
W.S. Tyler Company	Mr. S. J. Janovac,  Application Engi-    X                   XX               XX
  8200 Tyler Boulevard                  neer.
  Mentor, Ohio 44060
Union Carbide	    X                   XX               XX
  Paper Chemicals
  270 Park Avenue
  New York, New York 10017
United Compost Service	Mr. Jeffrey George, President	    XXXX         X               XX               X
  3701  Kirby Drive
  Houston, Texas 77006
United Conveyor Corp	   X                    XXX
  6505 N. Ridge Blvd.
  Chicago, Illinois 60626
Universal Road Machinery Company	    X                   XX               XX
  Emrick Street
  Kingston, New York 12401
Universal Vibrating Screen Company	   XX                                  X
  P.O. Box 942
  Racine, Wisconsin 53405
University of California	Dr. Clarence J. Golueke, Research    X             XXXX                          X
  Sanitary Engineering Research Lab-    Biologist.
    oratory
  1301  E 46th Street
  Berkeley, California
University of California		Dr. Samuel A. Hart	    X      X      X     X         X         X                          X
  Davis Campus
  Agricultural  Engineering Depart-
    ment
  Davis, California
University of Florida	Mr. Dennis Falgorit	                  XXXX                          X
  Gainesville, Florida 32601
University of Hartford	Mr. Alfred Eggen	    X      X            X         X         X                          X
  Department of Mechanical Engineer-
    ing
  Hartford, Connecticut
University of Louisville.		Mr. J. E. Heer	    X                   XXX                 XX
  Department of Civil Engineering
  Louisville, Kentucky


                                                                                                                                                 107




     456-796  O - 72 - 9

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                                                                                                    Information furnished
                                                                             Vehicle          Response   General   Technical       Technical area
        Company/organization                    Contact(s)                                     rec'd                   data
                                                                              Tele-                                           Size    Sepa-   Recovery
                                                                       letter  phone   Visit   Yes  No  Yes  No  Yes   No  reduc-  ration      and
                                                                                                                              tion          utilization
U.S. Bureau of Mines	 Mr.  Carl  Rampacek,  Research Di-    X
  Metallurgy Research Center           rector; Mr. Paul Sullivan, Super-
  College Park, Maryland               visor, Chemical Engineer.
U.S. Bureau of Mines	 Mr.  Prank  Cservenyak,  Manager,    X
  Washington, B.C.                     Solid Waste Projects.
U.S. Industries,  Inc.,  Engineering	 _ 	   	  „.    X
    ltd.
  Burtonwood
  Warrington, Lancashire
  England
U.S. NavalStation	ENS Ralph Hesler, CEC, USN	
  Department of Public Works
  Norfolk, Virginia 23511
USPHS-TVA Compost Plant	Dr. John S. Wiley Research Director...   X
  Johnson City, Tennessee  37801
U.S. Plywood Champion Papers, Inc	   X
  777 Third Avenue
  New York, New York  10017
Virginia Polytechnic Institute	 Mr.  D. C. Martins,  Assistant  Pro-    X
  College of Agriculture                 fessor.
  Blacksburg, Virginia
Vortec Products	    X
  1414 W. 190th Street
  Torrence, California   90504
West Virginia University	 Mr.HarryE. Shafer, Jr., Supervising    X
  School of Mines                     Research Technologist.
  Morgantown, West Virginia  26505
WEMCO	 Mr.  D.  W.  Jenkinson,  Consulting    X
  Division of Arthur G.  McKee            Engineer.
  P.O. Box 15619
  Sacramento, California  95813
Williams Patent Crusher & Pulverizer. Mr. J. H. Herb, Regional Sales Man-    X
    Company.                          ager.
  807 Montgomery
  St. Louis, Missouri 63102
Wascon Systems, Inc..		 Mr.  James, Sattelle Marketing As-    X
  Hatboro,Pennsylvania  19040          sistant.
Wheelabrator Corporation	 Mr. Robert L. Orth	    X
  454 S. Byrkit
  Mishawaka, Indiana  46544
Ir.  W. A. G. Westrate			    X
  Stationkade 70
  Amsterdam-Z
  The  Netherlands
   108

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                            Appendix B

    New   Size-Reduction
        Equipment Designs
PATENT ART

  The patents that were selected
(from a review of U.S. patents col-
lected by the Bureau of Solid Waste
Management, Solid Waste Informa-
tion Retrieval System *) for study by
Battelle were the ones more closely
related to solid waste size reduction.
Most of these were improvement pa-
tents  on  standard   size-reduction
equipment. The  following patents
were selected  because  they disclose
elements showing promise for future
application to municipal solid waste
size reduction.

Patent Number 2,248,108—Bottle
    Breaking Machine

  The gravity-actuated member dis-
closed may have use in a preliminary
operation  on municipal solid waste.
Automatic  action  of  hammers on
municipal solid waste as it is conveyed
could be in the nature of a series of
shattering blows.  These blows could
be continuous or be initiated by a
bulky item, in a manner  similar to
electric typewriter action.

Patent  Number 2,641,165—Multiple
    Disk, Radial Axis Wet Pulper
  The multiple abrasive disks shown
may have some advantage over the
single disk in a wet pulper, with, per-
haps, added action if the axis  were
canted to allow disks to overlap and
promote  the formation of a slurry
toroid.

Patent  Number   2,708,552—Refuse
    Cutting Machine
The lump-breaker, feather-compacter
feeder disclosed is similar to crushing-
type feeders used on some hammer-
mills and suggests a possible modifica-
tion to "homogenize" bagged garbage.
Patent  Number  2,738,932—Prelimi-
   nary Disintegrating Machine
The meshing stationary blades (called
breaker anvils in  the patent)  and
breaker arms (helically inclined mem-
bers) have action  similar to impact
crushers with shredder  teeth  and
added axial conveying action. On se-
lected material, such as municipal
solid waste with bulky items excluded,
a machine such as this might be use-
ful  in  an  automatic  preliminary
operation.
Patent Number 2,980,345—Ultrasonic
   Apparatus and Method of Com-
   minution
The ultrasonic siren used appears to
be best suited to friable materials;  a
heterogeneous mixture such as munic-
ipal solid waste would attenuate the
energy severely. The absence of mov-
ing parts in contact with the material,
however, would  minimize wear and
allow free passage of  material. This
would appear to be useful in a system
using automatic presorting.
Patent  Numbers  3,188,942  and
   3,191,872
  These are wet pulpers with screw-
type  extrusion  dewatering  devices.
Screening of  unpulpable  material is
also disclosed. The separation of ma-
terials found in municipal solid waste
is partially successful, but the need
for  a  conveyor-type, self-cleaning
screen for automatic  sorting is indi-
cated.
                                                          109

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HO  APPENDIX B
 FIGURE B-l. Improved hammer and hammer-mounting means for hammermill.
 BATTELLE'S CONCEPTS OF
 IMPROVEMENTS
   In the course  of  the  solid waste
 size-reduction studies, improvements
 for  machine components and in ma-
 chine combinations became apparent.

 Improvements for Machine  Compo-
     nents
   Hammermill hammers, hammermill
 feeders,  and moving shredder mem-
 bers were considered candidates for
 improvements in their components.
   Hammermill Hammers. Prevalent
 uneven hammer wear and long down-
 time for hammer change or resurfac-
 ing  indicate the  need for improved
 hammers and means for  faster ham-
 mer changing.
  Threaded  pivots to permit quick
removal  or  rotation  of individual
hammermill  hammers and a hammer
designed  to  improve  efficiency are
conceived (Figure B-l). This arrange-
ment  also staggers the hammers to
minimize the number of simultaneous
blows,  thus  reducing vibration and
noise. A  rake angle, bi, will promote
a piercing action and  reduce wedging
of the material between the hammers
and the  grate bars. Wear area  to a
given  radius, r, is also increased as
shown by comparing a± on the ham-
mer with rake angle bi and a2 on the
square hammer with  a negative rake
angle &.  The center of percussion is
also nearer the hammer tip on this de-
sign, which would reduce the ratio of
weight-to-impact.
  Hammermill  Feeders.  The  feed
waste into hammermills was observed
to be a critical operation. Even when
fairly selective  material is handled,
where such bulky items as oil drums
and refrigerators have been presepa-
rated, operations near rated capacity
require close control to prevent over-
loading.  Automatic conveyor  speed
control based on  hammermill power
demand has  been used,  but rather
large  power input  excursions due to
nonuniform material  and slow sys-
tem  response were  observed.  This
wide swing in power input dictates
a  somewhat  conservative  average
power setting and indicates the need
for improved hammermill feeding.
  Homogenizing feeds has been con-

-------
                                                                   Battelle's concepts of improvements  111
                                   Multiple throw  cranks	K
   Moving shredding
        members
FIGURE B-2.  Improved hammermill feeder.
sidered, ranging from the wiping ac-
tion of a gate in a conveyor system to
a  crushing-tearing  concept  (Figure
B-2).  This type could be in the form
of a hopper to accommodate surges in
input  and variations in feed rate. Au-
tomatic speed control could  be  per-
formed  with  minimum backlash by
monitoring the crushing and tearing
action to produce uniform semimac-
erated ribbons. The feeding and tear-
ing would be done by the piercing and
pulling action of hard teeth  on con-
verging walking  beams driven in a
variety  of orbits  by multiple-throw
cranks.
  Moving Shredder  Members. Some
of  the  hammermills studied utilize
shredding members which mesh with
the hammers  to provide  additional
tearing  action. Product size can  be
determined by  the clearance of  the
hammers  and  the shredding mem-
bers. Free recirculation in the ham-
mermill is prevented in these, and
jamming and  buildup on  stationary
shredding members may occur. One
set of  the  walking-beam  members
could be used  as moving  shredding
members (Figure B-2). In operation,
buildup of material on the shredding
members would be periodically  re-
leased by the retracting action.

Combination Improvements
  Combinations  of  existing  size-
reduction  equipment offer some ad-
vantages when applied to solid waste.
Among these are the combined shear-
ing and hammermilling and combined
crushing and hammermilling, which
prompted the composite  configura-
tion (Figure  B-2).  In this concept,
close clearance of passing teeth could
also be provided for a shearing action.
Conceivably, a combination such as
this could accommodate an extremely
wide range of unsorted materials.
  Combinations of hammermills  and
wet pulpers were also studied, and it
is indicated that a primary size reduc-
tion may use more  horsepower than
the final size  reduction.  This could
also be the case with a crushing  and
tearing  feeding unit combined with
the hammermill. Either of these com-
binations appears to promote syner-
gistic effects.

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                                                Appendix   C

Other  Separation  Patent Art
                   In addition to the separation tech-
                 nology discussed in preceding sections,
                 other potentially  applicable  tech-
                 niques have been extracted from the
                 review of U.S. patents collected by the
                 Bureau of  Solid Waste Management,
                 Solid Waste Information Retrieval
                 System.107 The  information  summa-
                 rized below has been abstracted from
                 the respective patents. Information is
                 not available regarding  current  ap-
                 plications.
                 Patent No. 2,422,203—Specific Gravity
                     Separation  of Solids in Liquid
                     Suspension—(June 17,1947)
                   The invention  relates to the  re-
                 covery of solids from liquids by sink-
                 float methods.  Separation according
                 to size or specific gravity is claimed.
                 The invention claims an arrangement
                 whereby the  requirement to employ
                 heavy media is eliminated. Specifi-
                 cally, a controlled centrifugal move-
                 ment of  a  body of mixed solids in a
                 liquid is  claimed to permit clean and
                 distinct separation between solids of
                 different sizes and/or specific gravities
                 in an aqueous pulp. The process was
                 developed as  an improved ore-bene-
                 flciation technique, although potential
                 uses in coal-washery applications and
                 the  treatment  of potash ores  are
                 claimed.  Performance  data  on ores
                 in the size range 6-200 mesh  are
                 provided. Performance attainable  on
                 various forms of solid waste cannot
                 be established without experimental
                 studies, except that it should be noted
                 that  potential  applications   are
                 limited to  relatively fine fractions.

                 Patent No. 2,474,695—Collecting and
                     Separating  Apparatus—(June 28,
                     1949)
                   This device was designed to sepa-
                 rate particles from a  fluid medium,
 to separate heavier fluids from lighter
 ores, and to remove dust, sand par-
 ticles, and chips from castings  and
 other items  produced  in foundries,
 mills, etc. A mixed fluid stream is ac-
 celerated in  a duct connected to an
 elbow or bend. As the stream enters
 the elbow, heavier materials are sepa-
 rated from lighter ones because of
 differential centrifugal forces. A com-
 plex baffle arrangement is provided
 in the elbow to collect the separated
 material streams. No data indicating
 performance of  the device are pro-
 vided in the patent.
 Patent  No.  2,561,665—Continuous
    Classifier for  Solids—(July 24,
    1951)
  This device was  developed as  an
 improved technique  for separating
 solids of various  specific  gravities
 from a fluid medium, provided that
 all solids to be separated have a spe-
 cific gravity greater than the  fluid. A
 series of tanks are provided such that
 the cross-sectional area of flow path
 increases, tank-by-tank, in the direc-
 tion of flow. A  liquid suspension is
 introduced in a tank in a downward
 and upward  path thereby inducing
 the settling of solids in each tank. Be-
 cause the flow path of each subse-
 quent tank is of larger cross-sectional
 area, the upward velocity of flow de-
 creases, thus permitting the  deposi-
 tion of lighter solids in each stage. An
adjustable baffle  is provided  in each
 tank which  is claimed  as a novel
 means for controlling flow and mini-
 mizing turbulence.
Patent No. 2,689,646—Fluid Flotation
    Separator and Method for Sep-
    arating  Pulverized  Materials—
    (September 21, 1954)
  This device relates to a method for
separating fines from pulverized ma-

                             113

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114  APPENDIX C

terials using gas flotation. Problems
with  previous  state-of-the-art  are
reported to be  (1) difficulty in dis-
lodging and rendering buoyant an ef-
ficient quantity of fines, which  are
distributed throughout the pulverized
material; and (2) a tendency of fines
to agglomerate and form heavy nod-
ules which are not rendered buoyant
and consequently not separated.
  The new method involves conveying
a pulverized material over an inclined
porous  surface  at  an  appreciable
speed. A stream of gas under pressure
is passed through the porous surface
from below and then through the pul-
verized  material.  As  the pulverized
material is conveyed over the porous
surface, small portions of the moving
material are agitated by the gas to
break down the nodules.  Simultane-
ously, small portions of the material
adjacent to the upper surface of the
material stream  are  elevated  above
the material and thereafter are per-
mitted to fall  in a cascading effect
through the flotation gas flowing up-
wardly from the surface of the mate-
rial stream. The fine particles of ma-
terial in the  cascading  portion  are
rendered  buoyant and  become  en-
trained in the flotation gas. The agi-
tation and elevation of the pulverized
material are produced by several de-
flector members positioned above the
porous plate. After the flotation gas
and the fine particles of material en-
trained therein have been conducted
to a collector, the velocity of the flota-
tion gas is  reduced to permit  the fine
particles of material to settle and be
collected.
Patent  No. 2,689,648—Separation of
    Metallic from Nonmetallic Parti-
    cles—(September 21,1954)
  This  invention provides a  method
for separating  metallic  from  non-
metallic particles. The method is based
on  the  phenomena that nonmetallic
particles may become electrostatically
charged and thereby  caused  to react
to forces created by an electrostatic
field.  The mixture to be separated is
transported along a horizontal plane
by  means of a  conveyor through an
electrostatic field of  alternating po-
tential. Alternating forces created by
this field impart sufficient vibration to
the nonmetallic particles resulting in a
stratification  and  concentration  of
metallic particles which do not so  re-
spond.  Separation  of the resultant
layers of  the two types of particles
is accomplished mechanically.  This
device is an extension of long-estab-
lished minerals-beneficiation technol-
ogy whereby  stratification and con-
centration of ores is accomplished by
vibratory means alone. Performance
data and feed requirements are not
outlined in the patent, although it is
expected that small particle size and
low moisture content would be essen-
tial.  Potential applications to  solid
waste recovery are judged to be mini-
mal and would probably be limited to
the removal of nonferrous metals from
other nonmetallic  components. The
cleaning of compost may be one such
potential application.
Patent No. 2,707,554—Grain Separa-
    tors—Way 3,1955)
  This invention is claimed to be  an
improved machine for the removal of
weed seeds from cereal grains  (wheat,
oats, barley, rye, etc.). The device is
also  claimed to  segregate  various
grains  from one another. The device
provides a three-stage separation em-
ploying  in  combination  a variable
transverse diameter-dividing  assem-
bly, a weight-dividing  (specific grav-
ity) assembly, 'and a selective  length-
dividing assembly operating on a given
mass of grain in the order listed above.
Width separation is accomplished by
one or more  cylindrical screens with
adjustable circumferential longitu-
dinal openings which permit the divi-
sion of the mixture into two fractions
according  to  transverse   diameter.
Density separation is accomplished by
classification  in  an air  separator.
Length separation is accomplished by
means of a complex arrangement of
rotating disks, the operation of which
is difficult to describe in  narrative
form.
Patent  No.  2,806,600—Separator for
    Separating Granular Poultry
    Feed from  Poultry  Bedding—
    (September 17, 1957)
  This device is a very simple applica-
tion  of  screening  and  consists  es-
sentially  of   a  perforated cylinder
mounted to rotate about a horizontal
axis. Immediately below the cylindri-
cal screen in a semicircular trough. A
means is provided to deliver feed con-
taminated with bedding material to
the rotating and tumbling screen; for
collecting, in  the trough, clean feed
passing through  the screen; and  for
collecting and discharging  from the
screen the bedding material separated
from the mixture.
Patent   No.   2,820,705—Method  of
    Recovering  Metals  from Non-
    ferrous   Metallurgical   Slags—
    (January 21, 1958)
  Generally stated, the process is de-
signed  for  recovering  metals from
nonferrous metallurgical  slags  con-
taining reducible compounds of the
metals and involves establishing a re-
duction zone in a furnace containing
a matrix of carbon  or other reducing
materials  for  the  reducible   com-
pounds. This zone is maintained at a
temperature  between  the  melting
point of the slag and 1450 C. Also, an
atmosphere of carbon monoxide and
carbon dioxide is established in such
proportions  that  log  CO/Co2  is,
broadly, from —4 to +2.
  The molten slag  is contacted with
the  reducing material  in  the re-
duction zone by  percolating it down-
wardly.  This requires  but  a  few
seconds. However,  during  this  short
time under the conditions  present in
the  reduction  zone,  the. reducible
compounds of the valuable metals to
be recovered are converted  to the free
metals, while the iron content of the
slag is substantially unaffected.
  Accordingly,  there is produced  a
treated slag product which contains
the valuable metals in the reduced or
free state.  The treated  slag contain-
ing these metals is then withdrawn
from  the reduction zone almost im-
mediately,  to prevent  reduction  of
any iron compounds which might be
present and concomitant contamina-
tion of the desired metal  products.
The treated slag then may be proc-
essed for separation of the metal frac-
tion from  the residual  slag.
  Potential applications in solid waste
processing  would relate to  the recov-
ery of high-temperature incinerator
slags.
Patent  No. 2,868,376—Heavy Media
    Separator—(January 13, 1959)
  This  device is an adaptation or
modification of a spiral classifier. In
general,  classifiers  of this  type con-
sist of a tank having an inclined bot-
tom, an overflow for fines  or "float,"
an  elevated discharge for  the "sink"
or coarse rake products, and a spiral
conveyor for agitating  the pulp and
raking the sink out  of the tank. Three
classifiers are used to separate a mass
of grains of mixed sizes and/or dif-
ferent specific gravities into various
grades or sizes.
  This patent claims a modification of
the spiral  classifier to  utilize  heavy
media, which in turn permits the seg-
regation of mineral ores into a sink
fraction, a middling fraction,  and a
float fraction. This device  appears to
be very similar to units manufactured
by  Denver Equipment Company and
discussed in an earlier section of this
report.

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Patent  No.  2,986,277—Method  and
    Means  for  Treating and Sort-
    ing  Comminuted  Substances—
    (May 30, 1961)
  The invention relates to  an appa-
ratus for sorting  comminuted par-
ticles on the  basis  of density,  by
means of a whirling motion. However,
unlike a cyclone where particles move
concurrently with air flow, this inven-
tion provides for a portion of the par-
ticles to move counter to the  flowing
gases.
  The device is  adaptable to particle
size ranges on the order of 50 microns,
and so would have extremely limited
application for solid waste recovery.
Patent  No.  3,064,806—Apparatus  for
    Wet Sizing  of Solid Materials—
    (November 20, 1962)
  This  invention relates to a means
for wet  sizing of  finely ground  (35-
200 mesh) solid particles. The process
combines hydraulic classification and
wet screening and is claimed to be su-
perior to either technique used alone.
The invention consists of a stationary
container equipped with an impeller
to impart rotary motion to the mixed
slurry, which is fed constantly to the
unit;  an inclined screen;  and  means
for directing the upper portion of the
slurry against the screen. Coarser ma-
terials are retained in  the  container
and are removed after settling. Finer
particles passing the  screen are col-
lected along with the overflow as a
separate product. Because of the small
particle  sizes,  direct application to
solid waste processing will probably be
extremely limited.
Patent No.  3,127,016—Sorting  of Ar-
    ticles—(March 31, 1964)
  This device  employs the mechanics
of partially elastic collision to effect
separation. Particles or articles to be
sorted are impinged one by one onto a
stationary  target element of desired
elastic properties. Elastic properties of
the colliding materials determine the
amount of energy transfer and, hence
the subsequent movement of the im-
pinged particle. Provision is made to
                   Appendix C  115

sort the  particles  into two  fractions,
depending on whether or not the re-
sulting trajectory deflects the particles
a certain degree.

Patent No.  3,327,857—Object Count-
    ing  and Discrimnating  Device—
     (June 27, 1967)
  This  device  is  designed   to auto-
matically sort broken tablets  from
whole tablets,  although extension of
the principles involved to other appli-
cations is possible. A method is pro-
vided for comparing by photometric
means every tablet to be sorted with
a standard, i.e., integral tablet. Tab-
lets which are smaller than the stand-
ard, because of being broken or other
defects,  are rejected.  Those  which
compare favorably  to  the standard
are retained. It is claimed that, with
modification, the basic invention may
be  constructed to distinguish  shape,
color,  or other physical characteris-
tics.  Operating principles  are very
similar to the Sortex optical separator
discussed in a  previous section.

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                                                                                                                            117

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