'/
                                                                       <•#
United States
Environmental Protection
Agency
Municipal Environmental
Research Laboratory
Cincinnati OH 45268
Research and Development
EPA-600/S2-84-088 May 1984
Project  Summary
Effective  Filtration   Methods  for
Small  Water  Supplies
John L Cleasby, David J. Hilmoe, Constantine Dimitracopoulos, and
Luis M. Diaz-Bossio
  A 2-year study was conducted of
various simple water filtration systems
potentially appropriate for high-quality
surface waters serving small systems. A
slow sand filter without coagulant and a
direct, rapid filter with coagulant were
operated  in  parallel. Direct  filtration
with and  without  flocculation were
compared in parallel in one phase of the
study;  declining- and  constant-rate
filtration were compared in parallel in
another phase. The study was designed
to emphasize simple treatment systems
for  small supplies where  operational
skill and attention may be lacking. The
systems  were compared  while
monitoring  turbidity, particle  count,
and coliform bacteria in the influent and
filtered water.
  Slow sand filtration  was the most
effective for particle removal, but filter
runs were as short as 9 days during algal
blooms. If the raw water is consistently
high in quality and land is available, the
slow sand filter would be the  simple
system of choice. All three direct filtra-
tion systems studied were capable of
meeting the 1 -nephelometric-turbidity-
unit (NTU) maximum contaminant level
(MCL), except during the first hour of
the filter cycle. Flocculation was bene-
ficial to the filtrate quality and head loss
in  direct  filtration,   but  it was
detrimental  to  the terminal  break-
though. Declining-rate filtration did not
improve the filtrate compared with
constant-rate filtration.
  This Project Summary was developed
by  EPA's Municipal  Environmental
Research Laboratory. Cincinnati,  OH,
to announce key findings of the research
project that is fully documented  in a
separate report of the same  title  (see
Project Report ordering information at
back).
Introduction
  The increasing number of outbreaks of
intestinal disease  caused by Giardia
lamblia in upland , high-quality surface
waters  has focused  attention on  the
water treatment deficiencies related to
such outbreaks.  Because  the .cysts of
Giardia lamblia resist conventional disin-
fection  procedures,  effective filtration
must serve  as an additional barrier to
prevent such disease transmission.
transmission .
  Some  communities (especially small
ones) served by upland surface  water
supplies presently provide  no treatment
except for disinfection. Such  supplies
may exceed the EPA MCL for turbidity (1
NTU) in public water supplies during
some seasons of the year,  and they may
contain the cysts of Giardia lamblia.
  Such  communities are faced with the
need to construct and operate some form
of treatment system to produce  water
that will consistently protect the  public
health and  meet the  drinking  water
standards.   Small  communities  need
simplified treatment systems that  can
operate effectively with a minimum level
of operator  skill to ensure acceptable
levels of treated water quality.
  This report presents the results of a 2-
year pilot study of simplified filtration
techniques potentially applicable to small
public water  supplies treating  high-
quality surface waters. The  results can be
divided into four main parts:

  1. Results for a slow sand filter oper-
    ated  for  14  months  without
    chemical pretreatment of any sort.

-------
  2. Results  for  a rapid,  dual-media,
    constant-rate filter operated for  1
    year in the direct, in-line filtration
    mode   using  alum   or  cationic
    polymer as a sole coagulant.

  3. An evaluation of the impact  of floc-
    culation on direct filtration obtained
    by a 3-month parallel  operation of
    two constant-rate filters  with  the
    same chemical pretreatment. One
    filter was operated with flocculation
    before   filtration  and one  was
    without flocculation.

  4. A parallel  comparison  of constant-
    rate filtration  with  declining-rate
    filtration while both systems were
    operated  in  the  direct,  in-line
    filtration mode.
  In all portions  of the study, raw and
filtered  water   were   monitored  for
turbidity,   particle count,  coliform
bacteria, and  head loss  development.
Special attention  was focused  on the
initial  improvement period of the filter
runs  and  the  terminal  breakthrough
period if it occurred. The raw water was a
high-quality surface water  in an  Iowa
gravel pit. The study period covered a full
range of seasonal extremes, with water
temperatures ranging from 2° C in the
winter under ice cover to 25° C in the
summer. One summer season included
several intense algal blooms.

Results
Slow Sand Filtration Study
  The slow  sand filter  had a  0.76-m
inside diameter with an initial sand depth
of 0.94 m. The sand had an effective size
of 0.32 mm and a uniformity coefficient of
1.44.   The  filter  was  operated at  a
constant rate of 0.12 m/h by influent flow
splitting. Runs were terminated at the
overflow head loss of 1.35  m of water.
  Eleven filter runs were completed over
the 14-month period of operation.  The
performance of the filter was as follows:

  1. The filtrate quality was somewhat
    inferior for  1 to  2 days  at  the
    beginning of each filter run when
    compared with the  quality  for the
    remainder of the  run. This result
    was more evident if the filter was
    idle for several days between runs.

  2. The filtrate quality was well below 1
    NTU  during  all  filter  runs,  even
    during the first 2 days of each. After
    the first four filter runs, the average
    turbidity of the filtrate (excluding the
     initial  2-day period) was consist-
    ently near 0.1 NTU. Typical data for
    four filter runs spread over the 14-
    month period appear in Table 1.
Table 1.    Slow Sand Filter Operating Data
          lor Selected Filter Runs Spanning
          the 14 Months of Operation

              Average Turbidity.  NTU
Table 2.
Effluent
Run
A
C
F
J
Length,
Days
34
22
9
41
Influent
4.4
6.9
4.9
3.9
First
2 Days
0.42
0.24
0.14
0.13
Remainder
of Run
0.39
0.24
0.10
0.07
  3.  A gradual improvement occurred in
     the filter  performance  over  the
     series of filter runs as evidenced by
     all  four   parameters   (turbidity,
     particle  count,   total  coliform
     bacteria, and chlorophyll-a).
     Excluding  the  first 2 days of the
     filter runs, the removal efficiency for
     turbidity,  particle  count,  and total
     coliform  bacteria  was always at
     least 90% (one log) and often about
     99% (two log).
       After the first four filter  runs
     spanning an 8-month  period, the
     performance in  each  subsequent
     run was excellent, as follows (based
     on the data after the first 2 days of
     the run):
       --average  turbidity removal  for
         each run was 97.8% or better;
       --7- to 12-fjm particle removal for
         each run was 96.8% or better;
       -1- to 60-  m particle removal
         was 98.1% or better, except in
         one run  with 92.8% removal;
       --coliform bacteria removal  was
         99.4%   or  greater,  reaching
         100% in one filter run; and
       --average  chlorophyll-a removal
         was 95% or better, even after
         the second filter run.

     Lower percentage removals  were
     typically  associated  with  low
     influent values. Typical results for.
     G/'a/tf/a-cyst-sized  particles (7- to
     12 fjm size range) for selected runs
     appear in Table 2  along with total
     particles  in  the  1- to  60-um  size
     range.

  4.  Filter run length was generally rath-
     er short—41  days or less—in 9 out of
A verage Particles per mL in Influ-
ent and Effluent of Slow Sand
Filter for Selected Filter Runs

        Particles per mL
                           Effluent
   Run
              Influent
              First  Remainder
             2 Days   of Run
7- to 12-/jm
Particles:

   A

    C

    F

    J


 1 - to 60-um
Particles:

    A

    C

    F

    J
                                                         2,242

                                                         3,745

                                                        10.3O5

                                                           753
                 70

                 59

                 48

                 34
13

95

18

 5
      50.156    5.740   2.384

      96.252    1,030     879

      42,400     866     298

      33,355    1.351     346
     10 complete runs, all of which were
     terminated by a steeply accelerating
     head loss curve. A long filter run of
     123 days was achieved only under
     winter   conditions,   when  algal
     populations were reduced. During
     serious  algal blooms,  filter runs
     were as short as 9 days. Increasing
     the available head loss would  not
     have  increased these run lengths
     appreciably  because   of  the
     exponentially increasing head loss
     curves.

     Turbidity alone was not an adequate
     predictor of the probable filter  run
     length   to   be  expected.  Algal
     population was a dominant factor
     affecting  filter   run   length.
     Chlorophyll-a levels of less than 5
     mg/m3 were associated  with  run
     lengths  of  more than  30 days.
     During  these   runs,  the  mean
     turbidity of the raw water was 4 to 5
     NTU, with short-term peaks as high
     as  16  NTU.

    . No evidence showed that the filter
     was  clogging  to any  substantial
     depth  as indicated  by  initial head
      loss observations and by scanning
     electron microscope examination of
     the sand at the end of the last filter
      run.

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 Direct, In-Line Filtration Study

   A dual-media filter was housed in a
 Plexiglas* tube that was 0.10 m in inside
 diameter  and 2.88  m high.  The media
 were 0.41 m of anthracite (with an effec-
 tive size of 1.54 mm and a  uniformity
 coefficient of 1.18) over 0.30 m of sand
 (with an effective size 0.43 mm and a
 uniformity coefficient of 1.53). The filter
 was operated as a constant-rate filter by
 influent flow splitting.
   Since the emphasis of this research
 was  on small treatment systems,  the
 primary goal was to evaluate the simplest
 systems for high-quality surface waters.
 For that reason, only a single coagulant
 was used-either alum or a cationic poly-
 mer.  In some filter runs using alum as a
 coagulant, pH was lowered with sulfuric
 acid to about 6.8 in hopes of achieving
 better  results.  The acid  was needed
 because of the relatively high alkalinity of
 the quarry water (150 to 200 mg/L as
 CaCO3), which buffered the pH above 7.5
 even after alum addition. Most  upland
 waters of low alkalinity would have the
 pH reduced suffifiently by the alum alone
 so that adding acid  to reduce pH would
 not  be  necessary. An  alternative
 approach  would  be to  use  cationic
 polymer as the sole coagulant.
   Also, in  view of the  small system
 emphasis, the range of filtration rates
 studied was limited to 6.6 to  16.1 m/h.
 Higher rates were considered inappropri-
 ate for small systems.
   Rapid mixing of the chemicals with the
 filter influent water was achieved  by
 static mixers. No flocculation time was
 provided, but some detention  after rapid
 mixing did exist in the influent hoses and
 in the water above the filter  media.
 Because of the clarity of the  raw water
 and the low doses of chemicals used, no
 visible floe particles were evident in the
 water above the filter media. Neverthe-
 less, the evidence of destabilization was
 dramatized  by the quality of the filtrate
 and by the abrupt  loss of quality if the
 chemical feed  was terminated, either
 intentionally or accidentally.
   Performances during the direct, in-line,
 rapid  filtration  studies  using alum  or
 cationic polymer  as a coagulant  are
 described as follows:

   1.  An initial  period of poorer filtrate
      quality  existed in all filter runs, as
      evidenced by turbidity, 7- to 12-//m
      particle  count data.  1-  to  60-//m
     particle   count  data,   and  total
     coliform data. Peak turbidity during
     this period often exceeded 1  NTU.
     The period  of initial improvement
     lasted several hours in some cases,
     although the  worst effects  were
     over  in  1 h. Thus, a  filtering-to-
     waste period would be appropriate,
     especially where Giardia cysts are
     concerned.

  2.  When serious algal blooms were not
     in progress, alum dosages between
     5  and 10 mg/L (as AI2(S04)3 •  18
     H2O) or cationic polymer (Cat-Floe T)
     dosages  between  0.09 and  1.49
     mg/L could  treat raw waters with
     average  turbidities  of 8 NTU and
     peak turbidities as  high  as 16 NTU
     and produce (a) acceptable filtrate
     with average turbidities well below
     1  NTU before breakthrough, and (b)
     reasonable filter run length. Turbid-
     ity data for typical filter runs appear
     in Table  3.
                           3.  During a period of heavy blue-green
                              algal population with chlorophyll-a
                              level of  130  mg/m3 and with an
                              average  turbidity of 20 in the raw
                              water, prechlorination was essen-
                              tial to the reasonable success of the
                              direct,  in-line  filtration   process.
                              Alum dosages up tp 20 mg/L were
                              used with filter cycles as short as 12
                              hours  at  7.3  m/h.  Without
                              prechlorination, filtrate  quality of
                              less  than  1   NTU  could not be
                              assured. Even with prechlorination,
                              the  1-NTU limit  was  sometimes
                              exceeded.

                           4.  With low algae (chlorophyll-a  less
                              than 5 mg/m3), the mean solids load
                              for the filter media of this study was
                              1.9 Kg suspended solids applied per
                              square meter of filter area per meter
                              of head  loss  increase  (Kg/m2/m)
                              when using alum and 2.5 Kg/m2/m
                              when  using cationic polymer. With
                              moderate algae, the value dropped
 Table 3.    Turbidity Data for Rapid, Constant-Rate Filter Runs
 Run
Number
Water          Raw-Turbidity, NTU
Temp,  Filtrate
 °C	pH    High* Average^  Low§
                            Filtrate Turbidity
                                 NTU

                        High*  Average^  Low§
Alum Runs at 6 to 8 m/h:
pH Controlled:
    A-1            14
    B-11           2
    H-2d          28

pH Uncontrolled:
    J-6            20

    J-7            20

Alum Runs at 11 to 16 m/h:
pH Controlled:
    A-4            13
    B-1             7
    B-10           2
 pH Uncontrolled:
    C-3             7
    J-1            24

Cat-Floe Runs at 6 to 8 m/h
    B-4             4
    G-2           23
    J-9            17
         6.8
         6.8
         7.0


         7.8

         7.8
         6.8
         6.8
         6.8


         7.6
         7.8
         8.6
         8.4
         8.4
 6.6
 7.6

20.0

 4.4

 4.8
 7.8
11.1
 4


 7.0
16.0



 9.1
 9.5
 4.6
 5.2

 5.1
18.1

 3.2

 3.3
 7.0
 7.9
 5.7
 8.2



 2.9
 3.O
 1.7
 4.7

 4.0

16.1

 2.4

 2.2
 6.1
 6.2
5


 5.2
 1.9
 2.0
 1.4
 0.9
 0.90    0.18

 1.74    0.23
16.0     1.68

 0.44    0.21

 0.44    0.20
 1.50
 2.05
 1.05


 1.60
 0.81



 1.05
 1.04
 0.73
0.21
0.28
0.33


0.35
0.27



0.21
0.51
0.29
        0.15

        0.17
        1.10

        0.18

        0.17
0.14
0.11
0.19


0.22
0.20



0.16
0.42
0.21
Cat-Floe Runs at 11 to 16 m/h:
B—'
B-7
l-6c
J-3
4
3
24
23
8.6
8.3
8.4
8.5
5.8
1.0
6.0
3.7
5.2
0.35
2.7
2.3
4.5
0.3
1.6
1.6
2.46
0.60
1.28
0.76
0.27
0.13
0.55
0.34
0.19
0.09
0.38
0.27
'Mention of trade names or commercial products
 does not imply endorsement or recommendation for
 use.
* Highest value at beginning of filter run.
t Average for entire run up to time of breakthrough.
% Lowest value of run.

-------
to 1.T Kg/m2/m when using alum
and 1.8 Kg/m2/m when using
cationic polymer.
Based on these values, the follow-
ing limits of average raw water
turbidity were calculated to achieve
24-hr cycles at 7.5 m/h filtration
rate with 2 m of head loss increase
available (above initial clean filter
system head loss).
Average
Average Suspended
Turbidity Solids,
NTU mg/L
During low algae
Using alum 12 21
Using cationic
polymer 1 6 28
During moderate algae
Using alum 7 12
Using cationic
polymer 11 20
Table 5. Mean Total Coliform

Season
1981:
Fall

1982:

Winter (ice
covered
Snow melt

Spring (ice
gone)
Summer
Fall


Run Dates

10/20 to 12/15



1/4 to 2/22

2/24 to 3/13

3/29 to 4/21

6/1 to 6/30
9/2 to 10/2

Removal by Rapid Filter
Mean

Chemical Used

Alum
Cat-Floe T


Cat-Floe T

Alum
Cat-Floe T
Alum

Alum
Cat-Floe T &T-1
Alum
Cat-Floe T
Influent.
No./
100 mL

1300
8200


1500

1600
640
350

90
50
550
170
Percent Coliform Removal
First Hour
%

90.5
88


77.7

93
72
79

80
81.5
86.5
70.5
No."

4
2


3

1
1
3

1
2
2
2
Remainder
%

91
96.5


89.7

96
89
91.3

86
86
89
86.5
No.*

3
2


3

1
1
3

1
2
2
2
      Higher values for short  periods
    during the filter run can be tolerated
    providing   the  average   is  not
    violated.

    The percent removal of 7- to 12-^m
    particles after the first hour of the
    cycle (Table 4) was above 85% in all
    cases, exceeded 90% in 8 of  11
    cases, and exceeded 95% in 6 of 11
    cases.
                                        "Number of mean filter run values used to calculate the mean percent removal value.
6.  The  percent   removal  of  total
   coliform bacteria after the first hour
   of the cycle (Table 5) was  greater
   than 86% in all cases,-greater than
   90% in 4 of 10 cases,  and  greater
   than 95% in 2 of 10 cases.

7.  The percent removal of 7- to 12-//m
   particles  generally  exceeded  the
Table 4.    Mean Particle Removal by Rapid Filter in 7- to 12-pm Size Range
                                                       Mean % Particle Removal
                                             Mean
                                            Influent.
              First Hour
                                                                    Remainder
Season
1981:
Fall

1982:
Winter (ice
covered)
Snow melt
Spring (ice
gone)

Summer


Fall

Run Dates Chemical Used

10/20 to 12/15 Alum
Cat-Floe T

1/4 to 2/22 Cat-Floe T
2/24 to 3/1 3 Alum
3/29 to 4/21 Cat-Floe T
Alum
6/1 to 8/1 8 Alum
Cat-Floe T & T-1
Alum & C/2
9/2 to 10/2 Alum
Cat-Floe T
No/mL

2320
1170

370
2190
1620
2860
13040
1350
2730
1640
340
%

97.6
91.9

68.7
97.0
97.0
92.0
85.0
89.0
86.0
94.0
87.0
No."

5
2

3
1
1
3
1
2
3
2
2
%

98.8
96.7

87.0
99.0
98.0
94.0
99.0
85.5
92.0
96.5
87.5
No."

5
2

3
1
1
3
1
2
3
2
2
 "Number of mean filter run values used to calculate the mean percent removal value.
    percent removal of total  coliform
    bacteria.

 8. The performance of direct, in-line
    filtration was not impaired by cold
    water as low as 2° C. In fact, when
    the best  raw  water was  treated
    during  the  winter   ice  cover,
    excellent filtrate and long filter runs
    were obtained.

 9. The  cationic  polymer  produced
    substantially  longer filter cycles
    than alum  but  a  slightly  inferior
    filtrate,  as  judged by all  three
    parameters.  Run-length  data are
    summarized in Table 6. Run length
    and filtrate quality comparisons for
    various coagulants are clouded by
    the fact that the comparison runs
    were sequential rather than parallel.

10. Selecting the  optimum coagulant
    dose for direct, in-line filtration was
    difficult because  of the variability of
    raw water quality. Overdosing with
    alum  caused excessive head loss
    and early breakthrough. Overdosing
    or  underdosing  with  cationic
    polymer resulted in poorer filtrate
    quality throughout the run.

11. Selecting the  optimum dosage of
    cationic polymer was more difficult
    than selecting  the optimum dosage
    of alum. The proper dosage of alum
    was easier to select because it was
    much less  sensitive to raw water

-------
able 6.    Mean Run Lengths for Rapid Filter Comparing Cat-Floe T and Alum
                                                                      10.0
                                                    Mean Run Length, h
 Season
Run Dates
                                Chemical
                                   At 7.3 m/h'    At 12,2 m/h*
981:
all


982:
finter (ice
10/20 to 12/15    Alum
                 Cat-Floe T
54
95
28
26
covered}
now melt

oring (no ice)
ummer


ill

1/4 to 2/22
2/24 to 3/1 3

3/29 to 4/21
6/1 to 8/18


9/2 to 10/2

Cat-Floe T
Alum
Cat-Floe T
Alum
Alum
Cat-Floe T&T1
Alum + C/2
Alum
Cat-Floe T
52
22
120
29
4
48
21
26
109
76St
6.5
No data
6
No data
No data
17
10
31
 lominal rates; actual rates are somewhat higher or lower.
 Midwinter with extremely good raw water (Runs B-7 and B-8).
    quality  than the cationic polymer
    dosage. At  a particular dosage of
    alum between 5 and 10 mg/L, raw
    water turbidity changes from 2 to 20
    NTU had practically no impacron the
    filtrate quality.

 2. Selecting  the  optimum  dose  of
    cationic polymer was assisted  by
    briefly  halting the  polymer feed
    (about 10 to 20 min) and observing
    the turbidity response. If the earlier
    dosage  was too high, the  filtrate
    improved  briefly (as  the  dosage
    residual in the filter diminished) and
    then deteriorated as the residual
   • disappeared. If the earlier dosage
    was too low, the filtrate began to
    deteriorate  immediately   upon
    cessation  of polymer feed.
 ipact of Flocculation on
 irect Filtration
 Two identical constant-rate filters were
 erated in parallel during this phase of
 e study. Filters, filtration rates, and
 emical pretreatments were identical to
 ose described in the earlier phase on in-
 ie filtration. Filter media were slightly
 ferent,  consisting  of  0.46  m   of
 thracite (with an effective size of 1.40
 n and a uniformity coefficient of 1.36)
 er 0.30 m of sand (with an effective size
 0.52 mm and a uniformity coefficient of
 10).
 Dne  of  the   two  filters  received
 cculated water, and the other operated
  an  in-line filter without flocculation.
 icculatiofi was  provided in a  1.52- x
 30-  x 0.30-m tank divided by  baffles
 o four cells in  a series. Each cell was
                         equipped with a variable-speed, 3-bladed
                         turbine paddle. Paddles were operated at
                         a  constant  speed of 60 rpm,  which
                         provided root mean square velocity gradi-
                         ents ranging from 48 s-' at 7°C to 59 s-' at
                         22° C. Detention time in the flocculation
                         tank was held constant at 14 min.
                           Providing  flocculation  as  described
                         above had the following  impacts on the
                         direct filtration performance (observa-
                         tions are based on turbidity and particle
                         count data alone; bacterial results had to
                         be  rejected as a result of experimental
                         difficulties):


                           1. The   filter  receiving  flocculated
                              water  had  a  shorter  initial
                              improvement period, as evidenced
                              by lower average effluent turbidity
                              and particle count data during the
                              first hour of the run for the filter with
                              flocculation. A typical run appears in
                              Fig. 1. This result was less  clearly
                              demonstrated with cationic polymer
                              and with  the 7- to  12-//m particle
                              data.   Both  filters  occasionally
                              exceeded  1  NTU average turbidity
                              during the first hour of the run.

                           2. The average  quality of the  filtrate
                              during the remainder of the filter
                              run (after the first hour and before
                              terminal  breakthrough) was
                              superior for the filter with floccula-
                              tion, as evidenced by turbidity and
                              particle count  data. Again,  this
                              result was less clearly demonstra-
                              ted for all parameters when cationic
                              polymer was used. Both filters were
                              well below 1  NTU average turbidity
                                                                                     0.01
                                                                                  Figure 1.
                                                                                                   Filter Effluents
                                                                                                     * #2. Flocculated
                                                                                                       #3, Unflocculated
                                                                                                   i   i    i   i   i    i
                                                                               Turbidity for run L -1 at 7.0 m/h
                                                                              (2.86 gpm/ft*J using alum.
                                during  this remainder-of-run
                                period.

                             3. Providing flocculation  reduced the
                                rate of  head loss  buildup  when
                                either alum or cationic polymer was
                                the coagulant. But  in many  alum
                                runs, with or without pH adjust-
                                ment,  flocculation caused  earlier
                                breakthrough of turbidity.


                             4. When terminal breakthrough was a
                                problem, as  it was in many alum
                                coagulated filter runs, the  lower
                                head  loss of the  filter receiving
                                flocculated water was of no benefit
                                to  the  run  length  because  the
                                effective run length was controlled
                                by  breakthrough  rather  than
                                available head loss.

                            Declining-   Versus   Constant-
                            Rate Filtration
                             A bank of four declining-rate filters was
                            operated in parallel with a single constant-
                            rate filter. The four declining-rate  filters
                            were placed in Plexiglas housings that
                            were 0.15 m inside diameter and 3.28 m
                            high. Both systems operated at the same
                            mean filtration rate and received the same
                            chemically pretreated water. Chemical
                            pretreatment  and mean filtration rates
                            were the  same  as  in  the previously
                            described in-line  study.  Identical  dual
                            media were installed in all five filters and
                            consisted of 0.35 m of anthracite (with an
                            effective size of 1.40 mm and a uniformity
                            coefficient of 1.36) over 0.25  m of sand
                            (with an effective  size of 0.52 mm and a
                            uniformity coefficient of 1.40). Both filter
                            systems were operated in the direct, in-

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line filtration mode without flocculation
for a  period of about 4  months in the
summer  of  1982.  Various  problems
occurred during the first 3 months of
operation, so the following observations
are based on the final month of operation
in Septemer 1 982:

  1.  No water  quality  advantage
    occurred  for  the  declining-rate
    operation in turbidity, particle count,
    or total coliform removal compared
    with constant-rate operation. This
    conclusion contrasts with an earlier
    study  in  which   a significant
    qualitative advantage for declining-
    rate operation was  reported while
    filtering water from a lime-softening
    plant.

  2. Rate of head loss increase was the
    same  for  the  constant-  and
    declining-rate  operation  at  either
    7.70 or 13.35 m/h.

  3. The highest flow rate in the bank of
    declining-rate filters always occurred
    in  the  cleanest  filter  just  after
    backwash.

  4. The   effluent   turbidity,  particle
    count,  and  total  coliform  counts
    were higher at the beginning of the
    run during the initial improvement
    period for both the declining- and
    constant-rate filters. No substantial
    decrease  occurred  in   average
    effluent turbidity when  a filter-to-
    waste  period was  used-a period
    that consisted of wasting all effluent
     at the beginning of the run until the
     turbidity dropped to 0.5 NTU.

Conclusions
  The following general conclusions are
drawn from  the results  and from the
operational experience of the study:

  1. The slow sand filter system studied
     in  this research outperformed the
     direct, rapid filtration system oper-
     ating with alum or cationic polymer
     as  a   primary  coagulant.  This
     conclusion was substantiated by
     turbidity,  particle count, and total
     coliform bacterial data.

  2. Where simple operation is  impor-
     tant  (as  in  small  water  supply
     systems), a slow sand filter system
     is superior to a direct, rapid filtration
     system, but the raw water must be
     of consistent high quality and low in
     algae  to  avoid excessively  short
   cycles  for  the slow sand  filter.
   Turbidity alone was not an adequate
   predictor of the probable run length.
   Algal enumeration or a surrogate
   measure of algal  population,  such
   as  chlorophyll,   are  essential
   parameters for judging the accept-
   ability of a raw water for slow sand
   filtration.  Chlorophyll-a concentra-
   tions of less than 5  mg/m3 along
   with turbidities of  5 NTU  or less are
   suggested as upper limits for slow
   sand filter application.

3.  For waters  of somewhat poorer
   quality, direct, rapid filtration can be
   used, but  it requires substantially
   more operational skill and attention
   and poses a greater potential risk if
   improperly   operated.   Other
   alternatives such  as  diatomaceous
   earth   filtration   also  should  be
   considered.

4.  The collection of raw water data on
   turbidity,  suspended solids,  and
   chlorophyll-a over a period  of at
   least  1  year  and  including  all
   seasonal   extremes  would  be
   essential to make  rational decisions
   among filtration alternatives.

5.  Both slow sand filtration and direct,
   rapid filtration exhibited a period of
   poorer  filtrate  quality  at  the
   beginning  of  the  filter runs.  Thus
   both systems require a filtering-to-
   waste period where Giardia  cysts
   are of concern. Minimum  wasting
   periods of  2 days for slow  sand
   filtration and 1 h  for direct,  rapid
   filtration  are suggested from the
   results of this study.
     Because of a need for a  filter-to-
   waste period, at least two filters are
   mandatory, even  for the  smallest
   system. Two filters will  also  allow
   for periodic filter  maintenance and
   for slow  sand  filter draining and
   scraping after each cycle.

6.  The influent  flow-splitting system
   used in the pilot plant of this study is
   an ideally simple system that would
   be appropriate to both rapid or slow
   sand filter plants for  small installa-
   tions.   This  arrangement  (a)
   eliminates the possibility of sudden
   rate changes, (b) eliminates the pos-
   sibility   of  negative  head  and
   consequent air binding, (c) elimi-
   nates  the  need  for rate control
   equipment or head loss equipment,
   and (d) can be easily made fail-safe
     with a high water overflow to waste
     and a turbidity monitoring and auto-
     matic shut-down capability.

  7.  A good parallelism was evident fo
     for the three parameters of filtrau
     quality used in this study (turbidity,
     particle count,  and total coliforrr
     count).  Thus  a  good job  o
     continuous turbidity monitoring car
     give a good indication of particular
     removal and should be an essentia
     minimum of instrumentation for al
     plants, large or small, when a higt
     degree  of  particle  removal   t;
     essential  on  a  continuous bash
     (e.g., when Giardia lamblia may b<
     present in the raw water).

  The  following  conclusions apply t<
direct,  rapid filtration systems as appliei
to  small  water  treatment   system!
treating high quality surface waters:

  1.  Declining-rate  filtration   did  no
     produce  better  filtrate  thai
     constant-rate  filtration   in   thi
     application.   Thus  declining-rat
     filtration (which is more difficult t
     understand)  should   not  b<
     recommended for small system;
     Influent flow-splitting would be
     superior system of operation.

  2.  A  short  period of  flocculation  o
     about 10 min should be provided ii
     direct,  rapid  filtration.  Thi
     flocculator should be provided witl
     three   or  four  compartments  ii
     series, a  complete bypass to thi
     filters,  and  bypasses  at   eacl
     compartment to allow flexibility  ii
     flocculator detention.

  3.  Chemical  coagulants  should  b<
     applied in direct,  rapid filtratior
     systems even when the raw water
     are below the  MCL  of 1   NTU
     Substantial  numbers  of  particle:
     can still  be removed  during  suet
     periods.

  4.  The  research  reported  hen
     demonstrated that  the best direc
     filtration operation occurred durinj
     midwinter uner ice cover with wate
     temperatures of  2°  C  and  witf
     stable raw water quality. Cold wate
     is therefore not  an impairment t<
     direct filtration.

  5.  Many existing conventional  plant
     in northern climates could benefi
     by operating in the direct filtratioi

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    mode during seasons of better raw
    quality (e.g., in the winter during ice
    cover).
 The  full   report  was  submitted in
jlfillment of Cooperative Agreement No.
IR  808837-01-0  by  Iowa  State
niversity, under the sponsorship of the
.S. Environmental Protection Agency.
John Cleasby, David Hilmoe. Constantino Dimitracopoulos. and Luis Diaz-Bossio
  are with Iowa State University, Ames, I A 50011.
Gary S. Logsdon is the EPA Project Officer (see below).
The complete  report,  entitled "Effective Filtration Methods for Small  Water
  Supplies," (Order No. PB 84-187 9O5; Cost: $22. OO, subject to change) will be
  available only from:
       National Technical Information Service
       5285 Port Royal Road
       Springfield, VA 22161
        Telephone: 703-487-4650
The EPA Project Officer can be contacted at:
       Municipal Environmental Research Laboratory
       U.S. Environmental Protection Agency
       Cincinnati, OH 45268

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