United States
 Environmental Protection
 Agency
Municipal Environmental
Research Laboratory
.Cincinnati OH 45268
Research and Development
EPA-600/S2-84-160  Dec. 1984
 Project  Summary
 Ultraviolet  Disinfection  of  a
 Secondary Effluent:
 Measurement of  Dose  and
 Effects  of   Filtration

 J. Donald Johnson and Robert G. Quails
  Ultraviolet (UV) disinfection of
wastewater  secondary effluent  was
investigated  in a two-phase study to
develop methods  for measuring UV
dose and to determine the effects of
filtration on  UV disinfection. The first
phase of this study involved a pilot plant
study  comparing  filtration,  water
quality  parameters,  and   two
reactors. The pilot plant study led to
laboratory experiments involving: (1)
the development of a method for in situ
measurement  of  intensity using  a
calibrated bioassay, (2) experimental
verification of a method for calculating
intensities, (3) evaluation of the role of
lamp spacing in dose efficiency, and (4)
simulation   of  UV   disinfection in
continuous flow.
  A bioassay method was developed to
measure  average  dose  rate   (i.e.,
intensity)  within a UV reactor.  The
survival of Bacillus subtilis spores was
determined as a function of UV dose to
calibrate the sensitivity of the spores.
Spores were   added to unknown
systems,  and  the survival used to
determine the average dose rate.  A
modification was used for flowthrough
reactors in which spores were injected
as a spike and collected at a known time
from injection.
  A point-source summation method
for calculation of dose rate was verified
by bioassay  measurements in a simple
cylinder. This calculation  method was
also applied  to multiple lamp reactors.
Spectrophotometric measurements
significantly overestimated the  UV
absorbance in wastewater because of
scattering.  A method to correct for
scattering was tested. A method for
simulating  survival in complex flow-
through reactors was presented, and a
simulation  of  our pilot plant  runs
corresponded reasonably well with the
observed  survival.  Mixed  media
filtration significantly improved disin-
fection in pilot plant experiments. A
laboratory experiment showed that a
relatively small number of  coliforms
were  protected inside  particles,  but
they  were  the  factor  limiting
disinfection at -3 or -4 logs of survival.
  This Project Summary was developed
by  EPA's  Municipal Environmental
Research Laboratory. Cincinnati. OH.
to  announce  key findings of  the
research  project that  is  fully
documented in a separate report of the
same title (see Project Report ordering
information at back).
Introduction
  Environmental  problems associated
wit'h chlorination  have prompted
research into alternatives for disinfection
of wastewater effluents. Residuals and
byproducts of chlorination can be toxic to
aquatic life in receiving waters, and they
may form carcinogenic  byproducts. In
addition, chlorination is less effective in
killing viruses, spores, and  cysts than in
killing bacteria. One disinfection process
that would not be expected to produce
undesirable byproducts is ultraviolet (UV)
light.

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  The  U.S.  Environmental  Protection
Agency (EPA) has funded several pilot- or
full-scale   investigations   of   UV
disinfection of wastewater. Though these
studies have generally met disinfection
goals  successfully,   comparisons   of
results have been limited  because no
direct method exists for  measuring UV
doses,  nor has there been a substantiated
method for calculating doses in the com-
plicated geometries of a practical reactor.
Lack of such measurement methods has
also prevented the controlled evaluation
of variables such as UVabsorbanceofthe
water,  filtration, reactor design, and the
varying   sensitivities  of different
organisms.
  This  study was initiated to develop
methods for measuring UV dose and to
determine the effects of filtration on UV
disinfection. The first phase involved a
pilot plant study comparing: (1) the effects
of mixed-media filtration, (2) the effects of
randomly varying water  quality param-
eters, and (3) the effects of different lamp
spacing in two UV disinfection reactors.
Experience from the pilot plant study led
us to the second laboratory experimental
phase  involving:  (1) development  of a
method for in situ measurement of dose
rate using a calibrated bioassay, (2) ex-
perimental verification of a method for
calculating dose rates, (3) separation of
the effects of absorbed and scattered UV
light relative to spectrophotometer meas-
urements, (4) evaluation of the role of
lamp spacing in dose efficiency, and (5)
simulation  of  UV   disinfection  in
flowthrough reactors.
  The following are several problems that
have occurred when estimating doses in
previous studies of UV disinfection:
  1. UV  radiometer  detectors  measure
     intensity on a planar surface  and
     thus do not  correctly measure the
     three-dimensional  intensity  (i.e.,
     dose rate) to which a cell may be
     exposed near a  long, tubular lamp.

  2. A UV radiometer detector positioned
     in the wall of a disinfection reactor
     cannot  be used  to estimate  the
     average dose rate (intensity) within
     the  entire reactor.

  3. Wastewater contains particles that
     scatter UV light so that spectropho-
     tometers tend to  overestimate UV
     absorbance.

  4. Equations have  been used  that
     incorrectly calculate the dose rate
     near a tubular lamp in an absorbing
     solution.
  5. In flowthrough systems, the distri-
    bution of exposure times  is not
    simply related to volume and flow
    rate.

 Bioassay Method for
 Measurement of Dose Rate
 or Average Intensity
   A bioassay method was developed to
 measure average dose rate in flowthrough
 reactors. Dose is defined as:
   Dose = (dose rate) (exposure time) (1)

or, in units:

    mW-sec/cm2 = (mW/cm2) (sec)  (2)

The  term "dose  rate" has  been used
instead of the more familiar "intensity"
because  of the ambiguities in  the  UV
literature in definitions of intensity. The
survival  (NS/N0)  of  organisms is  a
function of dose:
          Ns/N0 = fn (dose)
                      (3)
where N0 and Ns are the density of orga-
nisms  before  and  after  irradiation,
respectively. Equations 1 and 3 imply that
dose  rate  and exposure time  may  be
varied reciprocally  to obtain  the same
survival.
  The survival of Bacillus subtilis spores
was determined as  a function of the UV
dose  to  calibrate the sensitivity of the
spores. Since dose rate (as measured by a
radiometer)  was  only  applicable in a
col II ma ted   beam,  the  spores  were
exposed for  varying periods of time to a
collimated beam of UV light in a stirred
petri dish. The dose rate at the surface of
the  suspension  was  measured.  Since
fluid  depth  and  absorbance  were
minimal, the dose could be  calculated
based on the measured  dose rate and
the  exposure  time.  In  cases where
absorbance was significant, the average
dose  rate   was  calculated  using   an
integration  of Beer's law over the fluid
depth. Calibration curves of log survival
versus dose were constructed (Figure 1)
and found to be quite reproducible over
several  months. The dose  rate may be
determined in an unknown system by (1)
determining  the  survival  (NS/N0);  (2)
reading the dose  corresponding to the
observed survival  using  the calibration
curve (Figure 1); and (3) using the known
exposure time in Equation 1 to calculate
average dose rate.

Separation of Effects  of UV
Absorbance and Scattering
  Calculating the average UV dose rate
requires  an absorbance  measurement.
Wastewater effluents contain particles
that may scatter as well as absorb the UV
light. Bioassay experiments showed that   i
scattered UV light was still effective for   '
killing bacteria. Since the usual spectre-
photometric   measurements   do   not
separate scattering and  absorbance,  a
way was needed to separate the two. An
established   method  using  a  frosted
cuvette for  both the blank and sample
allowed  a  correction for most of  the
      -2
   I -3
      -5
                                                                  a A
                                              _L
                                 16          24
                                Dose (mW-sec/cm2)
                                               32
                              40
Figure 1.
Log survival of Bacillus subtilis spores versus U V dose in a collimated beam of known
dose rate. Different symbols represent five separate runs. Data from doses of 10 to
30.5 mW-sec/cm* appear linear and fit regression line Y = 0.167X+1.01 (r = 0.98).

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scatter. A piece of oil-saturated paper
placed on the cuvette face may also be
used.
  This technique was  tested against a
bioassay method to separate absorbance
and scattering. A sample of tertiary
effluent (14 NTU turbidity) was filtered
through a 0.45-ju.m filter. Suspensions of
intermediate turbidity  were made  by
mixing  portions  of the  filtered and
unfiltered  sample. Thus  the  soluble
absorbing component was held constant,
and the  particulate component  varied.
Samples  were spiked  with Bacillus
spores and irradiated in a petri dish in the
collimated beam apparatus. The average
dose rate in the suspension was assayed.
With the integrated form of Beer's law, a
determination was  made  of the
absorbance that would yield the observed
assayed  dose rate.  The  assayed
absorbance for  the   suspensions  of
                             varying particulate content is shown as a
                             function of the  spectrophotometric ab-
                             sorbance  in Figure 2. The  difference
                             between the spectrophotometric absorb-
                             ance and the assayed absorbance was
                             the  scattering component. The soluble
                             absorbance, particulate absorbance, and
                             scattering were, respectively, 47%, 41%,
                             and  12% of the spectrophotometric ab-
                             sorbance. The  frosted cuvette method
                             showed  a  slightly  lower  scattering
                             component. The scattering component
                             was estimated to have averaged 9% in the
                             pilot plant studies. The soluble absorb-
                             ance was 60% to 80% of the spectropho-
                             tometric  absorbance  in  most  of the
                             secondary effluents measured.


                             Calculation of Dose Rate
                               Common radiometer detectors cannot
                             be used to measure  dose rate  near a
    .40
    .30
 8
I
3
    .20
    .10
                       I

                 Depth (cm)
                   o  2
                   n  3
                   A  4
                            \
\
                      .10              .20

                        Spectrophotometric Absorbance
                                           .30
              .40
Figure 2.
Spectrophotometric absorbance versus absorbance measured by the bioassay
method for a Chapel Hill tertiary effluent sample. The soluble UV absorbance was
kept constant, and the particulate concentration varied by diluting the unfiltered
14-NTU samples with the filtered0.07-NTU sample. The solid line would represent
an exact correspondence between the two methods. The dotted line is a regression
through the data points. The soluble and particulate absorbance and scatter com-
ponents of the spectrophotometric absorbance of the unfiltered sample are indicated.
 tubular  lamp  because they  measure
 energy flux on a  plane surface. Light
 received at angles other than 90° to the
 surface  of the detector is attenuated,
 since the  surface of the detector inter-
 cepts fewer of the rays. Biological cells in
 motion in a solution, however, present a
 three-dimensional  target,   and  they
 respond  to the three-dimensional dose
 rate from all angles within a disinfection
 reactor.
  To calculate the UV dose rate at a point
 near  a tubular lamp  in an absorbing
 solution, we need a nuclear engineering
 equation   called   the  pointsource
 summation  (PSS)  calculation.  This
 equation assumes that a line segment
 source can be  treated as the sum of a
 number of point sources. We can consid-
 er a cylindrical coordinate system around
 a line segment light source surrounded
 by a quartz sleeve (Figure 3). The linear
 source of UV output OPT is divided into
 point sources, each of which has strength
 S (units in Watts):
                                                                                   S = OPT/N
                                                           (4)
                                                                     The dose rate at a point IIR,zc) result-
                                                                     ing from one point source (Z L) can then be
                                                                     treated as the product of the spherical
                                                                     spreading times the attenuation resulting
                                                                     from  absorbance  over  a definite path
                                                                     length (P-P,):
                                                                                                  4,r(R2 + Z'LC)
                                                                                                                   (5)
                                                                     where a is the absorbance of the medium
                                                                     and the  other geometry is  shown in
                                                                     Figure 3. The  total  dose rate  at  point
                                                                     '(R,zc)is (he sum of the contributions of
                                                                     each  point source (at each ZL) over the
                                                                     source length (ZLN):
                                                                                      '(R,ZC)
                                                                                                            UR.ZC!
  The use of this calculation requires two
measurements: absorbance of the water,
and the  lamp  UV output.  Output was
measured by integrating the dose rate
measurements  over a spherical surface
centered on the lamp centroid (Figure 4).
By placing the radiometer detector far
from the lamp  (190 cm), the rays were
almost parallel, and the dose rate could
be properly  measured.  A string and  a
protractor were attached below the lamp

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centroid, and the detector  was rotated
around the 90° arc described by the string
at  radius  r  (190  cm).  Output  was
calculated as follows: (1) Dose rate (I) was
measured at angles 6 between 0° and
180°. The outer surface area of a slice of
the sphere of radius r with arc length d0 is
2-rra dd (Figure 4), where a — r sinf. The
energy leaving the surface of the slice  is I
2-r-a dt). The energy leaving the surface of
the sphere is 2-rrryo I s\r\8 d#. The I sin#
values were plotted as a function of 6
(radians),  and the area under the curve
fromO to Trwas measured gravi metrically.
  To  test the  PSS  calculation,  the
calculated  average  dose rate inside a
cylinder  was  compared  with  that
measured by the spore bioassay. The PSS
calculation was used in  a computer
program to average the dose rates over
the volume of a cylinder around a lamp.
This procedure was carried out  for a
series of cylinders of varying radii and  for
fluids of different absorbances.
  Suspensions of spores were exposed
for  a fixed time to UV light inside the
cylindrical apparatus shown in Figure 5.
A   movable paper  tube  was  located
between the lamp  and quartz sleeve  so
that the lamp could be warmed up and an
exact exposure made. The  suspensions
were well-stirred. Fulvic acid was added
as a natural UV absorber. The survival of
the  spores was  measured, and the
assayed average dose rate was deter-
mined as putlined previously.
  The PSS calculations were generally
verified by the bioassay measurements.
Figure 6 compares the calculated PSS
curves (solid lines) and the bioassay data
(data points). The  correspondence was
fairly good both for cylinders of different
radii and  for fluids of  different  absorb-
ances. But the calculated values tend to
be a few percent higher than the bioassay
measurements in the smaller cylinders.
The stirring device produced interference
in very thin cylinders. We also performed
the same experiment using spores spiked
in a secondary effluent, and the PSS.
calculations were   within  10%  of the
bioassay  dose  rates.  The  calculation
methods that  had  been  used in  some
previous studies were also applied  to
these cylinders, and those methods gave
results  that differed  greatly from our
experimental average dose rates.
  Practical UV reactors are flowthrough
systems and  have a  distribution  of
exposure times. To  use the bioassay of
dose rate in a flowthreugh system, a way
was needed to determine a  definite
exposure  time. To  do this, the spores
were used in a manner analogous to a
                                                       Zc
                                                                    ZLC
       Lamp           Quartz
                        Wall

    Figure 3.   Cylindrical reactor geometry for point source summation calculation.
tracer injection study. A flowthrough tube
surrounding  a  UV  lamp  was  used to
demonstrate  this method. Spores were
injected into  the flowstream of water at
the entrance  to the tube, and the outflow
fractions were collected  in  a  rotating
sampling tray as a function of time from
injection. The injection  was  performed
with the light on  and repeated with the
light off. The  distribution of unirradiated
spores reflected the residence time distri-
bution (RTD). The survival (NS/NQ) was
calculated   for   each  flow fraction
separately by comparing spore densities
in  the   corresponding  irradiated   and
unirradiated fractions at a given time from
injection. The average dose rate was then
determined for each fraction by finding
the corresponding dose from the calibra-
tion curve and dividing by the time from
injection. A  modification  of the spore
injection  bioassay   may  be used to
measure average dose rate in full-scale
reactors.
Figure 4.   Method for determining output
           of a tubular lamp.

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  Ultraviolet
  Lamp 	
  Quartz Tube —»
  Plexiglass
  Cylinder
              (f
 Sliding Black
 Paper Tube
 Between Lamp
 and Quartz
 Tube  	
Stirring
Device
Figure 5.    Cylindrical batch irradiation
            apparatus.

  The assayed average dose rates within
the flowthrough tubes corresponded well
with the calculations of the PSS model
(Figure  6,  injection experiments). The
distribution of unirradiated and irradiated
viable spores also showed that most of
the surviving spores were those that
emerged  from  the  tube before  the
average residence time (RT). This result
illustrates the drastic effect that non-plug
flow  can   have   on the disinfection
efficiency.

Calculation of Dose  Rate  in
Multiple  Lamp Reactors
  To  calculate the average dose rate in
multiple  lamp  reactors,   the following
method was used:
  (1)  Dose  rate  at  each  point  was
      considered  to be the sum of the
                7            2           3            4            5
                                         Radius of Cylinder (cm)

            Figure 6.   Average dose rate (i.e., intensity) within a cylinder of radius, R. The solid lines arethe
                       curves calculated by the point source summation for indicated absorbances. The
                       0.24 absorbance line omitted for clarity. Data points represent bioassayed average
                       intensity within the cylinders of various sizes. Data points for 1.32- and 1.59-cm
                       radii were obtained from flowthrough tubes rather than by batch.
                 contributions  from   each   lamp
                 calculated by the PSS model.

              (2) Dose rate  was  mapped  at  each
                 point on a grid on cross-sections of
                 the reactor.

              (3) Dose rates were averaged over the
                 cross-sections and along the length
                 of the reactor.

              UV lamps transmit little of the UV light
            coming from  adjacent tubes, so it was
            necessary to make calculations that took
            this  shadowing   into  account.  Our
            calculations made the following simpli-
            fications: that reflection from the reactor
            walls   was   negligible   under  actual
            operating conditions, and that reflection
            and refraction by the quartz sleeves were
            negligible.  The   average   dose  rate
            calculations   were   performed  by
            FORTRAN computer programs  that:  (1)
            proceeded from  point to  point on  a
            representative  cross-section   of   the
            reactor, (2) excluded  the point if it lay
            within  a  quartz sleeve, (3) considered
            contributions   from   each  lamp,   (4)
            excluded the contribution from a lamp if it
was blocked by another  lamp,  and (5)
called the PSS calculation as a subroutine.
  Divergent views exist on the design of
UV reactors. Some are based on improper
equations or conventional  wisdom rather
than   on  calculation  or  experiment
because of the lack of adequate methods
for  measuring  or  calculating  UV  dose
Our models can be  useful for research
and development of reactor design. We
contrasted the efficiency of the different
schemes of lamp spacing.  Any surface or
object that absorbs UV energy (e.g .walls,
baffles,  other  lamps),  besides  the
unavoidable  absorbance  of the water
itself, reduces the efficient use of the UV
energy  The product of dose rate times
reactor volume was shown to be a factor
that  is  directly   proportional  to  the
effectiveness  of  the  unit  at  treating
volumes  of  water  under  ideal  flow
conditions.  This   factor  isolates  the
effectiveness of the  dose rate  regime
from the effects of flow dispersion and
can  be  used to   compare  reactors  of
different lamp spacings and volume. At a
given flow rate and number of lamps, a
close   lamp  spacing  gives  a  higher
average  dose rate  but  a shorter RT

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Calculations in this study showed  how
the distance  the light was  allowed  to
penetrate  before  encountering  an
obstruction affects the efficiency of light
use. Figure 7 illustrates the product  of
dose  rate and volume in cylinders  of
radius R around a UV lamp. The point at
which the lines level out is the radius at
which no significant UV light penetrates
in  the  cylindrical  geometry. For an
absorbance representative of secondary
effluent  (0.16),  walls  or  other
obstructions within 5 cm can absorb a
significant amount of available UV light.
Two reactors used in the pilot plant exper-
iments  were  compared  based on the
products of their dose rate and volumes.
The reactor with lamps placed close to
one another   and  the walls,  the  Pure
Water  Systems  (PWS)  unit, had  an
average dose  rate almost twice as high as
the other reactor (Aquaf ine). But the PWS
reactor had a  much smaller volume (and
RT), so the dose rate and volume products
were almost equal.  The PWS reactor did
use a greater lamp wattage, however.
The  term  "dose  rate   and  volume
efficiency" (dose rate and volume pro-
duct/input  wattage)  was  used  to
compare the efficiency of the use of lamp
wattage.  The PWS  was  much  less
efficient because of the proximity of trie
lamps to each other and to the walls with
the resulting absorption of the light.
  The dose rate and volume product does
not consider the effects of non-ideal flow.
Though the dose rate and volume product
of the two reactors were nearly equal, the
PWS reactor gave 0.6 to 2.1 logs greater
survival of fecal coliforms than did the
Aquafine at the same flow rate because
of severe short circuiting of flow m the
PWS  reactor.  Thus the effects of flow
dispersion must be considered separately
from the dose rate regime in determining
the ultimate disinfection efficiency.
  This study also use simulation of a full-
scale   reactor operated  in northwest
Bergen County, New Jersey, to show the
effect of varying lamp spacing on the UV
light  use efficiency and to provide an
analysis of the relative costs.

Simulation of Dose and
Disinfection in Flowthrough
Reactors
  The second factor in calculating dose is
exposure time, which can lead to as much
error   in  calculations  as  dose rate.
Flowthrough reactors have a distribution
of RT. Neither the RT calculated from flow
rate and volume  nor the  average  RT
determined from dye studies can be used
      20
      16
   1
   I  12
   1
   It 6
   u"
                                      Radius (cm)'

 Figure 7.    Effectiveness of various fluid depths in cylinders of radius R around UV lamps.
            Calculated values of the product of average dose rate in a cylinder of radius R
            times the volume of that cylinder are shown versus the outer radius of the cylinder
            for fluids of absorbances 0,0.16 and 0.32.
to predict the average  survival  Since
survival is not linearly related to dose, the
average dose is insufficient to predict the
average survival over the RTD, but the
survivor density  must be calculated for
each flow fraction and then summed.
  Equations 7 through 10 show how the
density of survivors (Ns) may be predicted
from the following data.

  1.  Coliform density in  influent (No),

  2.  Average  dose  rate  (DR), either
     measured or calculated,

  3.  RTD, and

  4.  Dose  survival  curve  (determined
     accurately, e.g., in collimated beam
     apparatus).

  For an aliquot of volume Vt entering the
reactor at time to, the aliquot will exit in n
fractions of volumes Vj at times tj. Survival
in each fraction is some nonlinear func-
tion (fn) of dose.
            Ns
            .7- = fn (dose)
            •MO
(7)
  The dose for the ith fraction = (DR)  (8)
    <''>                       Ns
    Survival in the ith fraction =-rr-L-(9)
     = fn[(DR)(t,J]              NOJ

 The average density of survivors, Ns, is:

     NS=N0 SVj (fn [(PR) (t,)])   (10)
                                         Data from a dye study on the RTD may be
                                         put  in a form to use in these equations.
                                         The  area   under  a  curve  of  dye
                                         concentration versus time is set equal to
                                         Vt (and may be thought of as a 1-ml
                                         aliquot entering the reactor). Then,

                                           Vj = (A t) (relative dye concentration)
                                                           V
                                                                                                                  (11)
                                           For a computer simulation of average
                                         survival, the RTD and dose-survival curve
                                         data pairs were fed  into  arrays, and
                                         intermediate values needed in Equation
                                         10 were generated by linear interpolation.

                                           As an example of simulated survival in
                                         a flowthrough  reactor,  runs  with  the
                                         Aquafine  reactor were  simulated and
                                         compared with  the observed survival in
                                         the pilot plant  experiments  The input
                                         data listed above were  necessary. The
                                         average dose rate was that calculated by
                                         the PSS model  for two levels of applied

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voltage. The RTD was measured with dye
injection and adjusted to a higher flow
rate. Methods did not exist at the time of
the pilot plant runs to determine an accu-
rate dose-survival  curve,  so  one was
determined some time later for a sample
from the same site.
  The  average log survival predicted by
the simulation corresponded reasonably
well with that observed in the pilot plant
runs (Table 1). Some deviation might be
expected, since the  dose-survival  curve
was based on one sample taken at a later
date.   Further  research  should involve
simulation using data obtained simulta-
neously with full reactor runs.
Table  1.    Actual Versus Simulated Survi-
           val (S) of Total Conforms in a
           Sandy Creek 2° Effluent


         Average                Pilot
  Lamp   Intensity  Simulated     Plant
 Voltage fmW/cm2!   Log S	Log S
60
128
6.2
9.7
-3.26
-3.61
-3.29 (±.13)
-3.69 (±.16)
  The simulation makes it possible to use
another  method  for  bioassay of dose
rate. If  bioassay spores are  allowed  to
flow continuously through a reactor, the
dose rate cannot be measured because
there is a distribution of RT. But if the RTD
is known from a dye study, the simulation
may be run with various values for dose
rate until the simulated average survival
matches the observed average survival by
trial and  error.  On large reactors, the
injection  method  of   bioassay  would
probably be easier, however.
  Simulation  takes  into  account  the
factors of the  dose  rate and volume
characteristics as well as the effects of
flow dispersion  and  sensitivity  of the
target organisms. Thus simulation can be
a useful tool  for research and develop-
ment of reactor design. For  example, it
can be used to  find  optimum lamp
configurations and tradeoffs with flow
dispersion. Or it can be used to  predict
the design  parameters  needed  for  a
specific situation so  that costly over-
design  is not necessary. The predicted
survival of a standard coliform sample at
a given flow rate may be used to compare
a   number  of different  reactors. The
simulations may also be used to prepare
empirical curves  of  predicted survival
versus flow rate, operating voltage, water
quality, etc., for a particular installation
as  a guide to continuous operation.
Protection of Cells Inside
Particles and Effects of Filtration
  In our pilot plant experiments, an ex-
tended aeration secondary effluent was
subjected to mixed-media filtration. Both
filtered  and  unfiltered effluents were
subjected  to  UV  disinfection  in two
UV reactors at two different flow rates
and two levels of applied lamp voltage.
The filtered effluents showed significantly
better disinfection for both  total coliform
and fecal coliform shown in Table 2. Total
coliform  log survival  was  0.33  to 0.79
logs lower in the filter treatments. The
effect of filtration on UV absorbance was
small  and  did  not   account for  the
disinfection differences. The differences
in  suspended  solids,  turbidity,  and
UV absorbance indicate that the filtration
tended to remove the larger particles that
had  relatively   little effect  on  the
absorbance. Average dose-rate calcula-
tions and simulation supported the idea
that the filtration effect was not due to the
lower absorbance. The conclusion was
that a relatively small number of difficult
to  disinfect  coliforms was  protected
inside particles, but that these tended to
be  removed by filtration.
  A laboratory experiment was performed
to support the hypothesis on the effects of
particle  protection.  The   dose-survival
curves were determined for an unfiltered
effluent  sample, and the same sample
passed  through a  70-//m and an 8-//m
pore size filter. Since coliforms are about
1 -2 /um in size, the 8-//m filter allowed
Table 2.
   Flow
Inactivation  Shown  as  Mean
-Log Survival of Fecal Coliforms
in  Unfiltered and Filtered
Secondary Effluent

          -Log Survival of
          Fecal Coliforms
 Rate (L/s)  Voltage   Unfiltered     Filtered

  4.92      60   3.08 (.20)*  3.88 (.19)
           128   3.41 (.23)   4.17 (.18)

  2.27      60   3.91 (.23)   4.291.17)
 	128   3.47 (.28)   3.92 (.24)
 *Standard deviations of logs are  shown in
 parentheses.
only single cells or very small aggregates
to pass. The survival curve of this fraction
(Figure 8) shows disinfection continuing
beyond -4.5  logs of survival,  where
survivors were undetectable. Curves for
the 70-fjm filtered and unfiltered samples
tend to level out  after -2  or -3  logs of
survival. The coliforms not passing the
8-fjm filter were extremely resistant to
UV. Since the curves were similar until
fewer than about 10 of the coliforms (or
1%) were surviving, the protected coli-
forms appeared to be a small minority, but
they became the limiting factor to disin-
fection at  levels  needed to meet legal
standards.

Other Pilot Plant Results
  The Aquafine reactor met the disinfec-
tion goal of 200  MPN/100 ml in every
   ,-f
    -2
!-*
                                                               I
o  Filtered through 8fj filter
A  Filtered through 70/u filter
•  Unfiltered
                                  _L
      J
                                  8             12
                                 Dose (mW-sec/cm2)
                     16
                       20
Figure 8.    Effect of filtration on survival of total coliforms in Sandy Creek effluent. Each point
            represents one separate exposure. Points with arrows indicate limits of detectability
            for exposures in which nd survivors were found.
                                                                                          -• U S GOVERNMENT PRINTING OFFICE 1985- 559-111/10747

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   case,  but  the PWS reactor  did  not
   because of the poor quality of residence
   time or short circuiting of flow. Changes
   in applied  lamp voltage  and flow rate
   produce  relatively  small changes  in
   survival because (as can be seen from the
   dose-survival  curve m  Figure  8,  for
   example) the dose-survival curves level
   out at -3  or -4  logs of survival. Stepwise
   multiple regression  of randomly varying
   water quality parameters on log survival
   of  coliforms  showed  no  consistent
   correlations. This lack of correlation was
   probably  due  to the  relatively  small
   variation  in UVabsorbanceandthe lack of
   response to dose increases at -3 to -4 logs
   of  survival.   The   spectrophotometric
   absorbance  was   predicted   well   by
   coliform densities or (if  these were  not
   considered)  by  COD,  turbidity,  and
   suspended solids together.
   Recommendations
     The following methods should be used
   to compare different  UV .reactors. The
   effects of dose rate and reactor volume
   must  be evaluated  separately from  the
   effects of non-ideal flow. The dose rate
   and volume product is the best measure
   to compare reactors of different size  and
   similar  flow characteristics at  a given
   absorbance, as this product is proportion-
   al to  the effectiveness of the  reactor
   under ideal flow conditions. In addition,
   the RTD should always be  reported. No
   single   measure  exists  that  can
   simultaneously consider  the dose rate
   and volume product and the effects of
   non-ideal flow. But comparison may best
   be  made  by  simulating  the  average
   survival using  a standard dose  survival
   curve for coliforms such as that reported
   here.  Reactors of different sizes could be
   compared  by  reporting the  flow rate
   necessary to achieve a -3 log survival (for
   example) using the standard curve.
         The  following procedures  should be
        used in UV pilot or demonstration plant
        research so that results may be general-
        ized within and between studies. Use of a
        UV  radiometer to determine  dose rate
        should be limited to a collimated beam. A
        radiometer detector situated in a reactor
        wall cannot be used to estimate average
        dose rate without an accurate empirical
        determination. A newly installed reactor
        may undergo a series of calibration runs
        to   prepare  accurate   dose  data  for
        continuous use. Accurate tracer studies
        should be done to determine the RTD over
        the  range of flow rates used.  Accurate
        measurements  of lamp  output  as a
        function  of  temperature  should  be
        performed. Injection bioassay measure-
        ments of dose rate should be made at
        different absorbances. The PSS calcula-
        tions may be compared with the bioassav
        and  used for interpolation. For continu-
        ous  monitoring of average dose rate, one
        may use empirical curves of average dose
        rate versus relative radiometer readings
at  several  points  in  the  reactor for
different  absorbances.   Dose-survival
curves on effluent samples should be
determined  accurately  in a collimated
beam for comparison with other studies.
Curves   of   average   survival  versus
average dose under conditions of non-
ideal flow can apply only to  a particular
situation.
  If the disinfection of single coliform
cells  in  wastewater  under   ideal  flow
conditions is considered ideal efficiency,
then the results of this report show the
following to be the chief factors limiting
ideal efficiency in practice: (1) protection
of  cells   inside  particles,  (2)  flow
dispersion and poor mixing across dose-
rate gradients, and (3) shadowing  and
absorption of UV light within a reactor.

  The  full  report  was  submitted  in
fulfillment of EPA Grant No. R-804770 by
the University of North Carolina at Chapel
Hill under the sponsorship  of the U,S.
Environmental  Protection Agency.
          J. D. Johnson and R. C. Quails are with Environmental Science and Engineering
            Department, University of North Carolina, Chapel Hi/I, NC 27514.
          A. D. Venosa is the EPA Project Officer (see below).
          The complete report, entitled "Ultraviolet Disinfection of a Secondary Effluent:
            Measurement of Dose and Effects of Filtration," (Order No. PB 85-114 023;
            Cost: $14.50, subject to change) will be available only from:
                  National Technical Information Service
                  5285 Port Royal Road
                  Springfield,  VA22161
                  Telephone: 703-487-4650
          The EPA Project Officer can be contacted at:
                  Municipal Environmental Research Laboratory
                  U.S. Environmental Protection Agency
                  Cincinnati, OH 45268
United States
Environmental Protection
Agency
Center for Environmental Research
Information
Cincinnati OH 45268
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