United States
                    Environmental Protection
                    Agency
Atmospheric Sciences             \
Research Laboratory             ~-
Research Triangle Park NC 27711   ^
                    Research and Development
 EPA/600/S3-85/060  Sept. 1985    '/»
&EPA         Project  Summary
                    Summary  of Complex  Terrain
                    Model  Evaluation
                    Fred D. White, Jason K. S. Ching,
                    Robin L. Dennis, and William H. Snyder
                      The U.S. Environmental Protection
                    Agency (EPA) has undertaken an inde-
                    pendent review of eight complex ter-
                    rain dispersion models, including some
                    developed by the EPA and others sub-
                    mitted to the EPA for approval by out-
                    side agencies and consulting firms. In
                    the first phase of the review process,
                    EPA arranged with an outside contrac-
                    tor to calculate and tabulate a uniform
                    set of statistics for the eight models to
                    provide reviewers with a consistent set
                    of measures for evaluating model per-
                    formance. Three EPA staff reviewers
                    then evaluated each model using scien-
                    tific and technical information obtained
                    from the User's Guides and the statisti-
                    cal performance data developed for the
                    EPA.
                      Under a cooperative agreement with
                    the EPA, the American Meteorological
                    Society (AMS) summarized the scien-
                    tific reviews of the complex terrain dis-
                    persion models. This report presents
                    the results of the three EPA scientific
                    reviews and the summary by the AMS
                    Steering Committee, and contains
                    some of the views and recommenda-
                    tions of the AMS Committee based on
                    the review process and performance
                    evaluations.
                      This Project Summary was  devel-
                    oped by EPA's Atmospheric Sciences
                    Research Laboratory, Research Triangle
                    Park, NC, to announce key findings of
                    the research project that is fully docu-
                    mented in a separate report of the same
                    title (see Project Report ordering infor-
                    mation at back).

                    Introduction
                      In carrying out its regulatory respon-
                    sibilities, the EPA over the past decade
                    has  used mathematical models  exten-
sively to establish compliance (or non-
compliance) with air quality regula-
tions. This has led to debate about the
credibility of EPA-approved models.
Acting as an impartial expert, the Amer-
ican Meteorological Society (AMS) has
provided technical evaluations of air
quality modeling. In the 1981 report. Air
Quality Modeling and the Clear Air Act,
the AMS recommended that EPA con-
duct scientific reviews  of all models
listed in their modeling Guideline and of
those models under consideration.
  This complex terrain model evalua-
tion is the third in the series conducted
under the cooperative agreement be-
tween the AMS and the EPA. Like the
earlier reviews of rural and urban dis-
persion  models, this evaluation in-
cluded three distinct tasks, a perform-
ance  evaluation  in which model
predictions and field data were  com-
pared, a set of independent peer re-
views, and a brief summary of the eval-
uation composed by the AMS members
of the Steering Committee.
  Eight models were  included in the
evaluation: COMPLEX I, COMPLEX II,
4141, PLUME 5, RTDM, SHORTZ, COM-
PLEX/PFM, and IMPACT. Five of the
models are  basically simple Gaussian
models,  using minor adaptations to
deal with some aspects of complex ter-
rain flow and dispersion. These adapta-
tions include modified terrain receptor
height adjustments to account for verti-
cal plume motion over obstacles, en-
hanced lateral dispersion under certain
circumstances, adjustments to account
for wind direction shear, and limitation
of plume approach height on impaction
to some minimum value. RTDM and
COMPLEX/PFM are more contemporary
in a scientific sense, the latter using po-

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tential flow adjustments in the wind
field for part of the calculations. IMPACT
is the only model to simulate the three-
dimensional  transport  and diffusion
field.
  Two data sets were used for the
model evaluation. The 1980 Cinder
Cone  Butte data were obtained  during
the EPA Complex Terrain Model Devel-
opment program. The key terrain fea-
ture is a nearly axisymmetric cone ris-
ing from a nearly flat plain, and the
concentration data and meteorological
measurements were quite detailed. The
sources, however, consisted of passive
releases of tracer gases and smoke
which, while they provided very reliable
concentration data, did not represent
typical industrial sources in which large
buoyant  plumes are common. Thus,
this set of data is unrepresentative in an
important way.
  The second data set,  obtained at the
Westvaco plant site between 1979 and
1981,  represented a much more typical
industrial problem,  but the concentra-
tion and meteorological data obtained
were  limited. Furthermore, one could
hardly describe this particular site as be-
ing ideal from the standpoint of a  vali-
dation study.  The plant is situated in a
rather winding  valley, a configuration
which  distorted both the flow trajecto-
ries and the diffusion from an idealized
complex terrain problem.

Results and Recommendations
  The AMS summary covers the scien-
tific evaluation but does not include the
statistical performance  measures. The
latter  have been published separately.*
  In the opinion of the  AMS Steering
Committee, the three  EPA  reviewers
presented valuable, objective studies of
the models and their performance. They
mirrored the reactions of the reviewers
of the rural and urban models and the
AMS Committee members in being dis-
appointed in the technical quality of the
models, and in  concluding that a mas-
sive statistical analysis is not the  best
way to analyze model performance.
This group of reviewers and the Com-
mittee members believe that  future
evaluations should  stress understand-
ing of the  physics of the models and
examination  of their performance  in
specific case studies.
  The main points stressed  by  the re-
viewers may be summarized as follows:
A. None of the models  can be de-
   scribed  as  up-to-date scientifically.
   Seven of the eight models still utilize
   the Gaussian diffusion kernel with
   simple modifications to account for
   the terrain effects.
B. This performance evaluation was
   unlike either the rural or  the urban
   reviews in  that one model, RTDM,
   exhibited much better performance
   statistics than the others. In both
   data sets, this model predicted con-
   centrations that were quite close to
   the observed, on average, although
   there were indeed large deviations
   between individual observations
   and predictions.
C. Overprediction is the most common
   problem with the models, and fre-
   quently  the overprediction is suffi-
   ciently  large to make regulatory
   application difficult. This overpredic-
   tion seems to be associated largely
   with plume impingement  on terrain
   being predicted to  occur where it
   does not, or in calculating  excessive
   concentrations when  it  does im-
   pinge.

Conclusions
  The AMS members of the Committee
feel that the following are the key find-
ing of the evaluation.
  A.  The  models  and the  data sets
against which they were compared pro-
vide a very limited representation of the
full variety and range of the flow pat-
terns  and  diffusion situations actually
occurring in complex terrain. The evalu-
ation has provided  limited data on pre-
dicted and observed concentrations
that  might be expected on nearby
slopes and crests.
  B.  The  voluminous performance
measures  developed in this  study  are
difficult to  digest.  Both the  reviewers
and the Committee would prefer the
comparison against the data to have
provided more information about what
the models were  doing in  a  limited
number of specific situations.
  C.  It is highly unlikely that complex
terrain problems can ever be treated in-
telligently  with a  set  of "cookbook"
models. Flow and diffusion in complex
terrain,  are, and will continue  to  be,
complex.
'Evaluation of Complex Terrain Air Quality Simula-
 tion Models, EPA-450/4-84-017, June 1984).

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    Frank D. White is with American Meteorological Society. Boston. MA 02108;
      and the EPA authors. Jason K. S. Ch/ng, Robin L. Dennis, and William H.
      Snyder,  are with Atmospheric Sciences Research Laboratory, Research
      Triangle Park, NC 27711.
    Francis A. Schiermeier is the EPA Project Officer (see below).
    The complete report, entitled "Summary of Complex Terrain Model Evaluation,"
      (Order No.  PB 85-236 891 /AS; Cost: $14.50. subject to change) will be
      available only from:
           National Technical Information Service
           5285 Port Royal Road
           Springfield. VA 22161
           Telephone: 703-487-4650
    The EPA Project Officer can be contacted at:
           Atmospheric Sciences Research Laboratory
           U.S. Environmental Protection Agency
           Research Triangle Park, NC 27711
United States
Environmental Protection
Agency
Center for Environmental Research
Information
Cincinnati OH 45268
Official Business
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