United States
                     Environmental Protection
                     Agency
Atmospheric Sciences
Research Laboratory
Research Triangle Park NC 27711
                     Research and Development
EPA/600/S3-87/022 Aug. 1987
&ERA         Project Summary
                     Analyses  of  PEM-2 Model
                     Evaluation Results  for Short-Term
                     Urban  Paniculate  Matter
                    James M. Godowitch
                      The Pollution Episodic Model Version
                    2 (PEM-2), an urban dispersion model,
                    has been evaluated with measurements
                    from  the 1982  Philadelphia Aerosol
                    Field Study data  base in order to in-
                    vestigate its ability to model 12-hour
                    average concentrations of participate
                    matter less than 10 micrometers (PM10).
                    Modeled  fine and coarse paniculate
                    total masses were combined and then
                    statistically evaluated against  cor-
                    responding  PM10 measurements at six
                    monitoring  sites for a 29-day experi-
                    mental period.
                      Model performance was determined
                    from statistical measures of difference
                    and correlation between observed and
                    modeled concentrations paired in time
                    and location. The  regional background
                    dominated  many of  the evaluation
                    statistics since it contributed about 70%
                    to the measured urban  PM10 con-
                    centrations.
                      Concentration estimates from PEM-
                    2 and the RAM model are compared
                    from independent evaluations with this
                    same data  base.  Mean and high-five
                    PM10  concentrations from the PEM-2
                    model were about 25% lower than RAM
                    predictions at four sites within the city
                    limits. Differences in model results are
                    attributed to particulate removal by dry
                    deposition and settling processes in
                    PEM-2 and the different treatments of
                    area source emissions by these models.
                    Results of statistical measures were still
                    quite similiar for both models. Due to the
                    dominant role of  regional background
                    concentrations in this evaluation study,
                    it was not possible to conclude which
                    model performed more accurately.
  This Project Summary was developed
by EPA's Atmospheric Sciences Re-
search Laboratory, Research Triangle
Park, NC, to announce key findings of
the research protect that Is fully docu-
mented In a separate report of the same
title (see  Project Report  ordering In-
formation at back).

Introduction
  The proposed National  Ambient Air
Quality Standards (NAAQS) regulations
will establish a 24-hour standard for par-
ticulate matter in the size range less than
10 micrometers (PM10). Once this short-
term standard is promulgated, state and
local regulatory agencies will be required
to develop implementation plans to attain
and maintain the  new standards. Air
quality dispersion models are expected to
be relied upon  for urban regulatory ap-
plications and emission control strategies
contained in the state implementation
plans. In support of the Agency's policy to
regulate  urban particulates, the Atmo-
spheric Sciences Research Laboratory has
sponsored the development and evalua-
tion effort of the Pollution Episodic Model
Version 2 (PEM-2). The PEM-2  is an
urban-scale Gaussian plume diffusion-
deposition model  which has  been
designed to compute short-term (up to
24-hours) ground-level concentrations of
one or two species of particulate or
gaseous pollutants. The model accounts
for the transport,  dispersion, and the
deposition  and settling  processes of
particulates from multiple  point and/or
area emission sources.
  This report contains  the results of
various analyses to evaluate the ability of

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PEM-2 to model PM,0  concentrations.
The  model results for fine and  coarse
participates were aggregated and statis-
tically  evaluated  against corresponding
PM10 measurements  derived from  ob-
served fine and coarse particulate con-
centrations from the  Philadelphia data
base. Statistical measures of ^difference
and correlation for modeled and measured
concentrations paired in time and space
were used to examine  model  perform-
ance. In addition, comparative results from
PEM-2 and the RAM are presented.
 Model Evaluation Data Base
  All the measurements necessary to
 perform  a model evaluation for  urban
 particulates were obtained during the
 Philadelphia Aerosol Field Study (PAFS).
 The PAFS field program was conducted
 during an intensive 31-day period from
 14  July  to  14  August  1982  in the
 metropolitan  region  of  Philadelphia,
 Pennsylvania.
  A comprehensive inventory of fine (FP)
 and coarse (CP)  particulate total  mass
 emissions was developed specifically for
 the experimental  period. Some real-time
 sampling was performed and an effort
 was  made  to  determine  whether im-
 portant  sources  were operating con-
 tinuously or off-line at times during the
 study period  Nevertheless, it is acknow-
 ledged that the hourly emissions were
 primarily derived from long-term values
 and should not be construed to represent
 actual emissions measurements.  The
 components  of  the inventory  included
 300 major  point  sources, 289 area
 sources, gridded mobile sources, gridded
 minor point sources,  and 25 sources of
 Industrial  Process  Fugitive  Particulate
 Emissions (IPFPE)  The  area, gridded
 mobile, and minor point source emissions
 were combined into a single file for input
 to  the model because they were con-
 structed on the same 17x17 grid with
 individual cell sizes of 2.5 km on a side.
 The IPFPE sources were also incorporated
 into this emissions  grid where each
 existed, although their grid cell sizes were
 either 0.2 km or 0.5 km.
   There were six PAFS monitoring sites
 equipped with dichotomous filter sam-
 plers which provided  continuous FP and
 CP measurements during the 31 -day ex-
 perimental study. All 6 sites were located
 within the urban emissions region and 4
 sites were situated inside the city limits
 The FP and CP total mass measurements
 consisted of 12-hour average concentra-
 tions. The two  averaging  periods of
0600-1800 EOT and 1800-0600 EOT a re
essentially representative of daytime and
nighttime conditions, respectively.
  The model requires hourly values of
wind speed  and direction, temperature,
mixing height, and stability class. Hourly
surface  observations  made by the
National Weather Service at the Philadel-
phia International Airport (PHL) located in
the southwest section of the city were
obtained for the model evaluation. High
resolution  upper air temperature and
relative  humidity measurements  up to
2000 m were obtained  by an airsonde
system which was launched three times
daily at 0400, 1000, and 1600 EOT from
16 July through 14 August. The height of
the lowest elevated temperature inver-
sion base defined the mixing height. The
observed morning and afternoon mixing
heights, and hourly surface observations
were input to the RAMMET meteorological
processor in order to derive hourly values
of mixing height and stability class re-
quired by PEM-2.
 Model Evaluation Results
  The  technical  features and  options
 chosen for the model runs included: urban
 wind profile exponents, stack-tip down-
 wash,  new  plume rise/penetration
 methods, and a constant height of 10 m
 was specified  for all area sources. The
 deposition (Vd) and gravitational settling
 (W) velocities for the particulate species
 are given below.

 Dry Deposition and Settling Velocities
 for the PEM-2 Evaluation Runs
  Paniculate     Vd (cm/s)    W (cm/s)
    Flange     Day  Night  Day  Night
Fine (FP)
Coarse (CP)
O.2
0.5
0.1
0.5
O.O
0.25
0.0
0.25
There is  uncertainty  associated  with
these  values  since there is a lack of
experimental deposition  measurements
in  urban areas.  Nevertheless, these
estimates provide for differences between
the time periods and for different size
ranges.
   PEM-2 was executed to compute hourly
concentrations of FP and CP due to hourly
emissions and hourly meteorological pa-
rameters for the 29-day period from  16
July through 14 August 1982.
   The determination  of the regional
particulate component is an important
factor of urban PM10 modeling because it
may be a relatively large fraction of the
total  measured  concentration at urban
receptor sites. The regional background
measurement must be representative of
the incoming concentration into an urban
domain. Hence, it should be measured at
an upwind site or suitable 'remote' loca-
tion  that  is  not impacted  by nearby
sources or influenced by emissions from
the urban area  being modeled. Unfortu-
nately the PAFS sites, were all located
inside the Philadelphia emissions area.
The  hourly surface wind observations
were averaged over 12-hour  intervals
corresponding to the time period of the
measured concentrations in  order to
determine which site was upwind of the
city.  In an attempt to account for these
contributions of urban emissions at the
upwind  site, the  regional background
(PMb) was determined by subtracting the
predicted  concentration (P.) from  the
observed concentration  at the upwind
site (PMup) for each period.
  Two separate sets of statistical results
were determined in this model evaluation.
For Set 1, observations  (O,)  were com-
pared to the corresponding sum of model
predictions and background (i.e. P, + PMb).
For Set 2, results were obtained for model
predictions (P,) and  corresponding  re-
sultant observed values  derived by sub-
tracting the background  for each period
from the measured concentration (i.e. 0,
- PMb).

   In the analysis where PMb was included
with predictions, paired  values from the
upwind site were omitted in the sample
data set. Although this criterion reduced
the sample size, the statistical measures
would  be artifically improved if upwind
values were included due to  the method
of determining PMb.  PEM-2  slightly
underestimated PM10 concentrations with
an overall positive bias (d) of 5.3 /ug/m3.
The  mean  modeled concentration was
43.9 Mg/m3. A value of 0.96±0.3 for the
ratio of  P/O was favorable.  However,
measures  of correlation from linear
regression analysis departed from desired
values. A relatively large intercept (A) of
23.7, a slope  (b)  of only 0.41, and  a
correlation  coefficient (R)  of 0.56 were
determined from all available paired con-
centrations. A few cases of high observed
concentrations  being greatly underpre-
dicted had a  definitive influence on the
linear correlation measures and also ef-
fected the difference measures, such as
bias.
   Due to the large influence of PMb on
the previous evaluation statistics, the Set
2 of statistical results were obtained with
concentration pairs composed of model
predictions and  resultant observed values

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minus the regional backgrounds. Several
of the statistical measures revealed poor
model performance as  results  differ
largely from the other set of values. Al-
though  bias  and absolute error  were
nearly equivalent  in both  sets of results,
their  magnitudes represented a  much
greater  fraction  of the  observed and
predicted means for these concentration
pairs. The relatively large absolute error,
near zero slope, and small R also indicate
considerable scatter and little correlation
between these paired concentrations. In
fact, the standard deviations were com-
parable to the mean resultant observed
values. These results also demonstrated
the powerful  role of the regional par-
ticulate background in this  evaluation
process.
  Both  PEM-2 and the RAM model are
Gaussian plume  models with many of
the same  technical features and options.
However, there are a few important dif-
ferences between these models,  which
may yield variations in estimated con-
centrations.  A relevant factor is that
PEM-2  accounts  for dry deposition and
gravitational settling,  while  these pro-
cesses cannot be considered by the RAM
model. Another difference between these
models is in the treatment of area emis-
sions and their  source heights. PEM-2
computes contributions from up to eight
upwind area cells to the concentration at
a given receptor, while RAM can consider
the impact at a particular receptor from
all  upwind area sources. Additionally, a
single area source height can be specified
in the  PEM-2 runs.  In  contrast,  RAM
allows for input of different area source
heights. Both models were executed with
the same emissions data base, and hourly
meteorological  parameters,  although
there may be small differences  in the
mixing height since values from a nearby
rawinsonde site were used instead of the
PAFS airsonde site data.
  A single area source height of 10 m
was input in the PEM-2 model runs. In
contrast,  one of  three possible source
heights was specified for area sources in
RAM; namely, 13.7 m, 9.1  m, or 4.6 m,
were assigned to area  sources based on
emission  rate. The grid size for both
models was 2.5 km.  This  means the
contributions from area sources beyond
20 km from a site were not considered by
PEM-2  in the concentration calculations
for a given site. All area sources upwind
of a site were included  in RAM.
  The RAM evaluation results were taken
from another report and its background
values were used with  the PEM-2  model
results  in this phase of  the analysis to
make the direct comparison with RAM
possible. The common feature found from
both sets of statistics was that PEM-2
predictions were consistently lower than
RAM's  results  in the  mean  and peak
concentrations. In the set where modeled
predictions were considered alone, the
PEM-2 mean value of 10.1 /*g/m3 is 3.1
jig/m3 less, or about 75% of RAM's mean
concentration of 13.2 jig/m3. The model
differences described earlier were be-
lieved responsible for the  different pre-
dictions.  Modeled  concentrations by
PEM-2  were reduced due to losses by
deposition processes. RAM's considera-
tion of more upwind areas sources and
lower  source heights for some area
sources, particularly those  grid cells out-
side the city, compared to a uniform 10m
height  for PEM-2  also contributed  to
higher concentrations since PEM-2 com-
putations are limited to eight  upwind
area grids.
  The  relative  similarity in  results for
both models made it difficult to state
which model performed better or more
accurately. While the correlation mea-
sures for PEM-2 are slightly better than
the RAM results, the large positive biases
revealed both models greatly underpre-
dicted observed values.
  An interesting feature explored was
the  difference in model predictions for
the various sites. A revealing result when
comparing these model predictions was
the  ratio of  this difference to the RAM
prediction (i.e. PRAM. PPEM / PRAM) at each
site. Interestingly, the percentage of this
ratio was about 20% for the central urban
site and at the 3 sites closet to it, but
results jumped to 35% and 40% at two
outlying sites. These latter two sites were
most distant from the central downtown
area. It appeared that differences between
the models were accentuated when ap-
proaching the boundary of the model
domain, which in this case was farthest
from the city and larger emissions.
  Of particular  relevance in regulatory
applications is how a model simulates
the highest concentrations since these
are the values which may exceed a pol-
lutant standard and provide the basis for
the design  concentration upon which a
control strategy is implemented. Results
for high-five concentrations were similar
to those obtained from  the  mean con-
centration  results.  PEM-2  predictions
were almost always lower than RAM's
results. The values of the concentration
ratio PEM-2/RAM were lowest at the 2
outermost sites. Both models significantly
underpredicted the peak observed con-
centrations even  when the  regional
background values were used.
  Large positive biases in the comparison
of PEM-2 and RAM results may be ex-
plained by underestimated regional back-
grounds used in the RAM evaluation. The
strong similarity in the statistical results
revealed  little evidence to  distinguish
between the performance of these
models. Model accuracy was also difficult
to assess from the evaluation statistics
due to the dominant role of the regional
background component.
   The EPA  author J. M.  Godowitch (also the EPA Project Officer, see below)
     is with the Atmospheric Sciences Research Laboratory, Research  Triangle
     Park, NC 27711,  and is on assignment from the National Oceanic and
     Atmospheric Administration. U.S. Department of Commerce
   The complete report entitled "Analyses  of PEM-2 Model Evaluation Results
     for Short-Term Urban Paniculate Matter," (Order No. PB 87-199 667/AS;
     Cost: $13.95, subject to change) will be available only from:
          National Technical Information Service
          5285 Port Royal Road
          Springfield,  VA 22161
           Telephone: 703-487-4650
   The EPA Project Officer can be contacted at:
          Atmospheric Sciences Research Laboratory
          U.S. Environmental Protection Agency
          Research Triangle Park, NC 27711

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EPA/600/S3-87/022
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