United States
                   Environmental Protection
                   Agency      	
Atmospheric Sciences
Research Laboratory
Research Triangle Park, NC 27711
                   Research and Development
EPA/600/S3-88/009  Apr. 1988
x°/EPA          Project  Summary
                    Evaluation and  Assessment of
                    UNAMAP
                    R. Ernest Baumann and Rita K. Dehart
                     The Evaluation and Assessment of
                   UNAMAP is a study to determine how
                   best to Improve the usefulness and
                   availability  of  the  UNAMAP air
                   pollution  dispersion  models. The
                   study consists  of a technology
                   assessment,  data collection and
                   analysis, and  specific improvements
                   contained in an implementation plan.
                   The  analysis   indicates  that
                   improvements  to UNAMAP are
                   needed in the areas  of. (1) model
                   accuracy, (2)  model documentation,
                   (3) user support, (4) data collection,
                   (5) data input, and  (6) computer
                   compatibility. The study includes the
                   development of an improvement plan
                   which Is based on a strategy that is
                   consistent  with the  long-term
                   objectives  for  UNAMAP.  This
                   strategic framework guides the
                   implementation of improvements and
                   strikes a balance between the goals
                   of  advancing  dispersion  modeling
                   research and transferring technology
                   to the public. Included In the plan is
                   a  set of ten specific  recommended
                   improvements.
                      This  Project  Summary  was
                   developed by EPA's  Atmospheric
                   Sciences Research Laboratory, Re-
                   search  Triangle  Park, NC,  to an-
                   nounce key findings of the research
                   project that is  fully documented in a
                   separate report of the same title (see
                   Project Report ordering information at
                   back).

                   Introduction
                     The User's  Network for Applied
                   Modeling of Air Pollution (UNAMAP) is a
                   software library of  air quality simulation
                   models provided by the Environmental
                   Operations Branch (EOB)  of EPA's
Atmospheric  Sciences  Research
Laboratory (ASRL). The Evaluation and
Assessment of  UNAMAP project was
designed  to facilitate EOB's ongoing
efforts to improve the utility  and
availability of UNAMAP to the public.
   The results of the study describe a
plan for  implementing a  series of
recommended improvements to the
UNAMAP program. The  plan consists of
a definition of strategy  consistent with
EPA's objectives for UNAMAP, and the
schedule and budget to implement the
specific recommendations.
   The  improvements  were derived
during the course  of the investigation,
and were  based on two major sets of
requirements. Technology requirements
determine what computer, data, and
modeling  technology are available to
UNAMAP  users  now and in  the near
future. User requirements determine what
areas of  UNAMAP utilization are  most
difficult  and  determine  where
improvement would be  most beneficial.
Each  recommendation has  been
formulated both to take advantage of the
current technological environment and to
help meet expressed and implied  user
requirements.
   The conclusions  and  recom-
mendations in this study are based on
research  and  analysis which  were
performed in three phases. The first was
a technology assessment to  determine
technology available to  UNAMAP. The
second was data collection (by interview
and questionnaire) and analysis.  The
third was the derivation of recom-
mendations.

Technology Assessment
  All products follow a pattern of growth
which involves changes  to the product,

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the users, and the market. UNAMAP has
followed  such a  growth pattern. The
Technology  Assessment  Report
evaluated the technological environment
in  which UNAMAP exists today and that
in which it will function most effectively in
the future. The information was used in
subsequent  stages  of the project to
provide  evaluation criteria for system
alternatives and final recommendations.
   The technology assessment  found
that  all  components  of  modeling
technology  have changed dramatically
since the  development  of  the first
computerized air quality models  in the
1960s. The  technology is  continuing to
change  at a fast pace. The  report
covered  three distinct  phases  in air
quality model  development:  (1) the
technology  as  utilized  by  UNAMAP
Version 6; (2) the technologies used by
models currently under development, as
well as adaptations made to UNAMAP to
utilize current  technology;  (3)  the
technological requirements  for  future
models to solve current problems.
   In Version 6, the technology applied to
the models has progressed, while  that of
the computer systems used to run them
at  EPA  has not.  Although the original
Gaussian dispersion mathematics are still
used,  the  UNAMAP  models   have
become  more  sophisticated  and con-
sistent.  Adaptations and  new pro-
cessors  have  increased  the  models'
usability. The UNIVAC 1100  utilized for
support,  however, represents no ad-
vances since UNAMAP  was  begun in
1973.
   New  modeling developments have
grown from the user  community's
attempts  to deal  with today's air  quality
modeling applications. Model  developers
are creating models for more challenging
environmental problems.  UNAMAP users
have adapted the models to  respond to
situations that  are  different or   more
complex  than  those  for which the
software  was designed. Consultants and
third-party vendors  have contributed
more sophisticated data  collection and
input methods and facilitated the  use of
new computer technology.
   Modeling software  must advance to
meet both application and user  needs.
Modeling has become a successful and
important  tool in  protecting  the
environment. Because of  this  success,
models  are needed for even   more
complex, real-world  situations  which
need representation.  Complex regional
models are  needed by county, regional,
and  state agencies  to study  dispersion
and  transport of  pollutants over  larger
distances. More realistic complex terrain
models  are  needed  to  represent
geographical areas where terrain is a
factor.
   The typical  model user has  changed
since the advent of UNAMAP. Today, a
user may not be a "modeling expert." He
may use the models only a few times a
year or lack the computer expertise to
use mainframe versions easily.  Services
such  as  modeling  consultants  and
developers of  menu-based  micro-
computer versions have  grown to meet
the needs of today's user.
   Users expect software which not only
fits the application but is also easier to
use. In  judging ease of use,  the user-
friendly,  microcomputer  products
available for other applications  will  be
used  as  criteria against  which the
UNAMAP software will be judged.
   The data used by the models will
continue to be provided  by the National
Weather Service (NWS)  or collected at
the site in question,  therefore,  more
consistency  of data  input  and  output
among the  models  will  be needed to
accommodate  the novice or infrequent
user.
   Computer technology  will continue its
trend toward distributed  processing with
microcomputers used  for an increasing
amount of  modeling  activity,  including
graphics output. User expectations will
also require  that data gathering and file
transfer technologies in UNAMAP match
those available in other application areas.

Data Collection and Analysis
   A major portion of the Evaluation and
Assessment of UNAMAP project was the
collection  of data from UNAMAP users
and other members  of  the  dispersion
modeling community.  The data  helped
define  who uses UNAMAP and how the
models are used. The data also identified
the areas of the modeling process which
users felt should be improved.
   There were two parts to the data
collection  activity: personal interviews
and mailed questionnaires.  In-depth
interviews  were conducted  with  22
representatives of the following  organ-
izations:
• EPA (ASRL and OAQPS)
• EPA Regional Meteorologists
• State air quality agencies
• Local or county air quality agencies
• Private industries (as users  of  the
   models)
• Educational institutions
• Modeling consultants
• Modeling software marketers
   The  interviews provided  an  overview
of  the  UNAMAP system  as well as
information  on the  modeling  process.
The data from the  interviews were
to design a  questionnaire which
mailed  to  a  larger  segment of th
UNAMAP community (256 organizations
   Usable data  were returned in  11
questionnaires.  These  questionnaire
were analyzed, and certain types of dal
were extracted  including  a user profili
which models are  used, and problem
encountered in the modeling process.
typical UNAMAP user:
•  Belongs to one of four major industr
   groups; consultant,  state governmen
   private industry, or local government;
•  Classifies himself as a  user of th
   models;
•  Has an experience  level which varie
   by industry group.
   The   largest  portion   of   th
questionnaire dealt with the  problem
perceived  by   the  users  and  the
suggestions  for improvement. Twelv
potential  problem areas were  identifie
by Battelle project team members base
on conversations with EPA. Questionnair
respondents  were  asked to rank th
problem areas as to the  severity of th
problem. User responses were groupe
into  low, medium,  and high categorie:
Problem areas scored as medium or hig
on the severity scale  by all major  us<
groups  were  further  analyzed.  Us<
suggestions  to  correct these problerr
were categorized,  and a percentage  i
suggestions in each  category  wa
computed.
   Six out of the original twelve potenti
problem areas  were  rated  as  maj(
problems by the users.  These are th
problems  which Battelle's recommei
dations attempt to rectify.
   The following table  shows the  aree
specified as major problems as well  e
the potential problems  not considere
significant by most  users:
           PROBLEM AREAS
  MAJOR PROBLEM
  NOT A MAJOR
    PROBLEM
 Accuracy of the
 models
 Documentation of
 models
 Support for models
 Data collection
 Data input
 Hardware compatibility
Choosing a model

Buying/accessing thi
model
Hardware access
Unreliable hardware
Response time
Other (users could
specify problems no
listed)
   Alternatives were generated from tr
 suggestions  and from typical  con
 ponents of technical  support  in  th

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>informations systems industry.  Eval-
uation  criteria  and constraints  were
identified,  and  used to determine  the
strengths  and  weaknesses of  the
alternatives.
   The suggestions and alternatives were
evaluated using the technological context
described in the Technology Assessment
and industry experiences  with currently
implemented systems  as  described in
the trade literature.  Through  the
evaluation  process,  Battelle developed a
list of recommendations. The recom-
mendations were formulated to address
multiple  problem  areas  wherever
practical, and to utilize technology which
is  available to the UNAMAP support staff
and model users.

Recommendations
   The  UNAMAP program  has  great
visibility and  impact on the public,
including  industry,  state air  pollution
control agencies, and community groups.
To take advantage of this  visibility,
UNAMAP needs to provide a centralized
modeling service of high quality. The
recommended  improvements,  when
taken as a whole, will allow UNAMAP to
achieve  the following goals:
•  To  function  as the  public source of
   newly developed and  refined  air
   quality models.
•  To distribute  models which are easily
   executed on  a variety  of commonly-
   used  computers of all sizes.
•  To provide a wide set of models which
   are relatively easy to execute, even
   for the novice or occasional user.
•  To offer modelers a central  source of
   technical information, meteorological
   data,  and user support.
   To  attain these  goals,  a long-range
strategy and milestones  are  required.
Therefore, the  first  part  of  the
implementation plan is a strategic
framework. This serves as a guideline for
the assignment of  priorities to  the
recommendations.  The  priorities  are
consistent with the  long-term objectives
of the UNAMAP program. The strategy is
designed to strike a balance between the
two objectives of UNAMAP:  advance-
ment of  research in  dispersion  modeling,
and the effective transfer of  modeling
technology to the public.
   The   approaches  discussed will first
expand  the users'  ability  to  use  the
models,  and then serve to advance the
modeling technology being  used. The
initial changes  must allow UNAMAP to
evolve to meet the  current expectations
of the modeling community.  When using
the regulatory  models is  less difficult,
modelers will be able to  turn  more of
their attention to the research aspects of
modeling.  As in  the  early days  of
UNAMAP,  the user  community will
become more involved in the process of
testing and validating new models as part
of the research cycle.
  The strategy can be executed through
a set of ten specific recommendations for
improvement to UNAMAP. They are the
following:
• Establish an electronic  bulletin  board
  on a  multi-user computer system.
• Provide  a  set of end-user   doc-
  umentation for all UNAMAP models.
• Provide models which execute on IBM
  mainframes, DEC VAX  computers,
  and IBM PC's.
• Improve the accuracy of models.
• Develop  consistent  user-friendly
  interfaces for all models.
• Consolidate  all  support  for all
  UNAMAP models.
• Establish  a meteorological  data
  clearinghouse.
• Include more special purpose models
  in UNAMAP.
• Support  the collection  and use  of
  additional and  more  accurate
  meteorological data.
• Support the electronic distribution  of
  UNAMAP documentation and updates.
  The report summarizes  each recom-
mendation,  and  discusses implemen-
tation tasks and estimated costs.
  Based on  its  contribution to the
strategic framework, each  improvement
can be  assigned  a priority and a  com-
pletion time estimate. These two factors
are  used  to generate  an  imple-
mentation schedule and a budget.
  Battelle's  implementation   plan
estimates that the  five recommendations
grouped into the first  phase  of
improvements can be implemented over
a schedule  of   121 weeks  for an
estimated cost of $769,000.  These are
preliminary figures based  on  current
understanding of the work required. The
cost estimates are over and above the
current EOB budget and are predicated
on contracting for all model enhancement
and documentation work. EOB resources
would be reallocated to  perform on-
going management functions generated
by the recommendations.

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  R. Ernest Baumann and Rita K. Dehart are with the Information Systems Section
        of Battelle, Columbus Division, Washington, DC. 20036
  D. Bruce Turner is the EPA Project Officer (see below).
  The complete report, entitled "Evaluation  and Assessment of UNAMAP," (Order
        No. PB 88-180 062IAS; Cost: $25.95, subject to change) will be available
        only from:
           National Technical Information Service
           5285 Port Royal Road
           Springfield, VA 22161
           Telephone: 703-487-4650
  The EPA Project Officer can be contacted at:
           Atmospheric Sciences Research Laboratory
           U.S. Environmental Protection Agency
           Research Triangle Park, NC 27711
United States
Environmental Protection
Agency
Center for Environmental Research
Information
Cincinnati OH 45268
Official Business
Penalty for Private Use $300

EPA/600/S3-88/009
                                                                                                ' f B METEBj
                                                                                                 6250I09 i
 0000329   PS

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                                                                            •fr U.S. GOVERNMENT PRINTING OFFICE. 1988—548-013/87045

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