United States
Environmental Protection
Agency
Air and Energy Engineering
Research Laboratory
Research Triangle Park NC 27711
Research and Development
EPA/600/S7-86/049 Mar. 1987
Project  Summary
Nonferrous  Industry  Particulate
Emissions: Source Category
Report
Mark Burnett and Andrew Minden
  The objective of this study was to
develop participate emission factors
based on cutoff size for inhalable par-
ticles for the nonferrous industry. After
a review of available information char-
acterizing  participate  emissions from
nonferrous plants, the data were sum-
marized and rated in terms of reliability.
Size specific  emission factors were
developed from these data for the major
processes  used in the manufacture of
nonferrous metals. A detailed process
description was  presented  with em-
phasis on factors affecting the genera-
tion of emissions. A replacement fcr
Sections 7.1 (Primary Aluminum Pro-
duction), 7.3 (Primary Copper Smelt-
ing), 7.6 (Primary Lead Smelting), 7.7
(Primary Zinc  Smelting), and 7.11
(Secondary Lead Smelting) of EPA re-
port AP-42, A Compilation of Air Pol-
lutant Emissions Factors, was prepared,
containing the size specific  emission
factors developed during this program.
  This Project Summary was developed
by EPA's Air and Energy Engineering Re-
search  Laboratory, Research  Triangle
Park, NC, to announce key findings of
the  research project that Is fully docu-
mented In a separate report of the same
title  (see Project Report ordering In-
formation at back).

Introduction
  The purpose of this  program was to
summarize the best available information
on emissions  of  inhalable particulate
matter in the nonferrous industry. The
main objective of the  program was to
develop  reliable size-specific  emission
factors for the various processes used in
the production of nonferrous metals. Both
uncontrolled and controlled emission fac-
tors  are presented in the  report. The
uncontrolled factors represent emissions
which would  result  if  the particulate
control device (e.g., baghouse, ESP) were
bypassed,  and the controlled factors
represent emissions emanating from a
particular type  of control system. The
size-specific emission factors  are gen-
erally based on the  results of  simul-
taneous sampling at the inlet and outlet
of the control device(s), utilizing a variety
of particle  sizing techniques. Other ob-
jectives of this program were to present
current information on  the nonferrous
industry as well as prepare a replacement
for Sections 7.1,7.3,7.6,7.7, and 7.11 in
EPA report AP-42, "A Compilation of Air
Pollutant Emissions Factors."
  The above objectives  were met by a
thorough  literature search which
included:
  • Data from the inhalable particulate
    characterization program,
  • Fine  Particle Emissions  Inventory
    System (FPEIS),
  • AP-42  background  file at EPA's
    Office of Air Quality Planning and
    Standards (OAQPS),
  • State and local air pollution control
    agencies, and
  • Various industry sources

  The emission data  contained  in the
reference documents were reviewed,
analyzed, summarized, and ranked ac-
cording to the  criteria  established  by
OAQPS as published in the EPA report,
"Technical  Procedures for  Developing
AP-42 Emission  Factors and Preparing
AP-42 Sections," April 1980. After rank-
ing the data, emission factors were cal-

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Table 1.    Uncontrolled Emission Factors and Particle Size Distribution For Roof Monitor
          Fugitive Emissions From Prebake Aluminum Cells

                          EMISSION FACTOR RATING: C
Particle
size,
nm
IS
10
5
2.5
1.25
0.625
Cumulative
mass%
< stated
size
65
58
43
28
18
13
Cumulative emission factors
kg/MgAI
1.62
1.45
1.08
0.70
0.46
0.33
Ib/tonAI
3.23
2.90
2.15
1.40
0.92
0.67
        Total
100
                                               2.5
                   5.0
Table 2.    Uncontrolled Emission Factors and Particle Size Distribution For Roof Monitor
          Fugitive Emissions From HSS Aluminum Cells

                          EMISSION FACTOR RATING: D
Particle
size.
nm
15
10
5
2.5
1.25
0.625
Cumulative
mass%
< stated
size
39
31
23
17
13
8
Cumulative emission factors
kg/MgAI
1.95
1.55
1.15
0.35
0.65
0.40
Ib/ton At
3.9
3.1
2.3
1.7
1.3
0.8
        Total
100
5.0
                                                                  10.0
Table 3.    Uncontrolled Emission Factors and Particle Size Distribution For Primary
          Emissions From HSS Reduction Cells

                          EMISSION FA C TOR RA TING: D
Particle
size,
nm
15
10
5
2.5
1.25
0.625
Cumulative
mass%
< stated
size
63
58
50
40
32
26
Cumulative emission factors
kg/MgAI
30.9
28.4
24.5
19.6
15.7
12.7
Ib/ton Al
61.7
56.8
49.0
39.2
31.4
25.5
        Total
100
                   49.0
                   98.0
culated using the highest quality data
available. The quality of the data used to
develop each emission factor is indicated
by the emission factor rating.
  Process control system operating data
as well as general industry information
were also obtained and summarized as
general background information. It was
not part of this program to provide detailed
engineering analyses, product specifica-
tions, or detailed evaluation of trends in
the industry.
             Summary of Results

             Primary Aluminum
               Aluminum  metal  is manufactured by
             the Hall-Heroult process, which involves
             the electrolytic reduction of alumina dis-
             solved in a molten  salt bath  of cryolite
             (Na3AIF6) and various salt additives. The
             electrolytic reduction occurs in shallow
             rectangular cells (pots), which are steel
             shells  lined with carbon.  Carbon  elec-
             trodes extending into the pot serve as the
anodes, and the carbon  lining the steel
shell is the cathode. Molten cryolite func-
tions as both  the electrolyte  and  the
solvent for the alumina.
  Emissions from aluminum reduction
processes consist primarily of gaseous
hydrogen  fluoride and particulate fluo-
rides, alumina, carbon monoxide (CO),
volatile organics, and sulfur dioxide (S02)
from the reduction cells; and fluorides,
vaporized  organics, and SO2 from  the
anode baking furnaces.
  A variety of control devices have been
used to abate emissions from reduction
cells  and  anode  baking furnaces. To
control gaseous and particulate fluorides
and particulate emissions, one or more
types of wet scrubbers (spray tower and
chambers, quench towers, floating beds,
packed beds, Venturis, and self-induced
sprays)  have been applied to reduction
cells and to anode backing furnaces. Also,
particulate control methods — e.g., ESPs
(wet and dry), multiple cyclones, and dry
alumina scrubbers (fluid bed,  injected,
and coated filter types) — are used with
baking furnaces and reduction cells. Also,
the alumina adsorption systems are being
used to control both  gaseous and par-
ticulate fluorides  by passing the pot off-
gases through the entering alumina feed,
which adsorbs the fluorides. Baghouses
are then used to collect residual fluorides
entrained  in the alumina and  recycle
them to the reduction cells.
  Uncontrolled emissions from aluminum
reduction cells are given in Tables 1 to 3.


Primary Copper
  In the U.S., copper is  produced from
sulfide ore  concentrates principally by
pyrometallurgical smelting. Because the
ores usually contain less than 1 % copper,
they must be concentrated before trans-
port to smelters.  Concentrations of 15-
35% copper are produced at the mine site
by crushing, grinding, and flotation. The
conventional pyrometallurgical  copper
smeiiing process includes roasting of ore
concentrates to produce calcine, smelting
of roasted (calcine feed) or  unroasted
(green feed) ore concentrates to produce
matte,  and  converting of the matte to
yield blister copper product (about 99%
pure).
  Roasters, smelting furnaces, and con-
verters are  sources of both  particulate
matter and S02. Copper and iron oxides
are the  primary constituents of the par-
ticulate  matter, but other oxides (e.g., of
arsenic, antimony, cadmium,  lead, mer-
cury, and zinc) may also be present, with
metallic sulfates and sulfuric acid mist.

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Single stage ESPs are widely used in the
primary copper industry to  control  par-
ticulate emissions from roasters, smelting
furnaces, and converters.
  The process sources of particulate
matter  are also  the potential fugitive
sources of these emissions:  roasting,
smelting,  converting, fire refining,  and
slag cleaning. The actual quantities  of
emissions from these sources depend on
the type and condition of the equipment
and on the smelter operating techniques.
Although emissions from many of these
sources are  released inside a  building,
ultimately  they  are  discharged to the
atmosphere.
  Fugitive emissions from primary copper
smelters are captured by applying either
local  or general ventilation. Once  cap-
tured, emissions may be vented directly
to a  collection device or be combined
with process offgases before collection.
Close fitting  exhaust hood capture  sys-
tems are used for multiple hearth roasters
and hood ventilation systems for smelt
matte tapping and slag skimming. For
converters, secondary hood systems  or
building evacuation systems are used.
  Size-specific process emission factors
are given in Tables 4  and 5.

Primary Lead Smelting
  Lead  is  usually found naturally as a
sulfide ore containing small amounts  of
copper, iron, zinc, and  other trace  ele-
ments. It is usually concentrated at the
mine  from an  ore of 3-8% lead  to a
concentrate of 55-70%  lead, containing
13-19 wt % free and  uncombined sulfur.
Processing involves three major steps: (1)
sintering, in which the concentrated  lead
and sulfur  are oxidized  to produce  lead
oxide and  S02, (2)  reducing  the  lead
oxide contained in the sinter to produce
molten lead bullion,  and (3) refining the
lead bullion to eliminate impurities.
  Each of the three major lead smelting
process  steps generates  substantial
quantities  of particulates.  Particulate
emissions  from  blast furnaces contain
many different kinds of material, including
a range of lead oxides, quartz, limestone,
iron pyrites, iron-lime-silicate slag, arse-
nic, and other metallic  compounds as-
sociated with lead ores. These  particles
readily agglomerate  and  are  primarily
submicron  in size, difficult to wet,  and
cohesive. They will bridge and arch  in
hoppers. Minor quantities of particulates
are generated by ore crushing and mate-
rials handling.
  The most commonly used high effici-
ency particulate control  devices used  in
 Table 4.    Particle Size Distribution and Size Specific Emission Factors For Multiple Hearth
           Roaster and Reverberatory Smelter Operations"

                           EMISSION FACTOR RATING: D

                        Cumulative mass %
< stated size
Particle
size, urn
15
10
5
2.5
1.25
0.625
Uncontrolled
100
100
100
97
66
25
ESP
controlled
100
99
98
84
76
62
Cumulative emission factors
Uncontrolled
kg/Mg
47
47
47
46
31
12
Ib/ton
95
94
93
80
72
59
ESP controlled
kg/Mg
0.47
0.47
0.46
0.40
0.36
0.29
Ib/ton
0.95
0.94
0.93
0.80
0.72
0.59
       Total
100
100
 47
 95
0.47    0.95
 * Expressed as units/unit weight of concentrated ore processed by the smelter.

 Table 5.   Particle Size Distribution and Size Specific Emission Factors For Copper Converter
          Operations8

                           EMISSION FACTOR RATING: E

                        Cumulative mass %
< stated size
Particle
size, urn
15
10
5
2.5
1.25
0.625
Uncontrolled
NR
59
32
12
3
1
ESP
controlled
100
99
72
56
42
30
Cumulative emission factors
Uncontrolled
kg/Mg
NR
10.6
5.8
2.2
0.5
0.2
Ib/ton
NR
21.2
11.5
4.3
1.1
0.4
ESP controlled
kg/Mg
0.18
0.17
0.13
0.10
0.08
0.05
Ib/ton
0.36
0.36
0.26
0.20
0.15
0.11
       Total
100
too
18
36
0.18    0.36
" Expressed as units/unit weight of concentrated ore processed by the smelter. NR - not reported
because of excessive extrapolation.
lead smelter operations are fabric filters
and ESPs, which often follow centrifugal
collectors and tubular coolers (pseudo-
gravity collectors).
  Size-specific emission factors for con-
trolled emissions from a primary lead
blast furnace are given in Tahie 6. Size-
specific  emission factors for fugitive
emissions generated  at a primary lead
processing plant are  given  in Tables 7
through 9.

Secondary Lead Processing
  The secondary lead  industry processes
a variety of lead-bearing scrap and residue
to produce lead and  lead alloy ingots,
battery  lead  oxide, and  lead  pigments
(Pb304 and PbO). Processing may involve
scrap pretreatment, smelting, and refin-
ing/casting. Scrap  pretreatment  is the
partial removal of metal and  nonmetal
contaminants  from lead-bearing scrap
and residue.  Processes used  for scrap
pretreatment include  battery  breaking,
crushing, and sweating. Smelting is the
                   production  of purified  lead  by melting
                   and separating  lead  from  metal and
                   nonmetallic contaminants and by reduc-
                   ing oxides to elemental lead. Refining/
                   casting is the use of kettle type furnaces
                   for remelting,  alloying,  refining, and
                   oxidizing processes.
                     Reverberatory smelting furnaces emit
                   particulates consisting of oxides, sulfides,
                   and sulfates of lead, antimony, arsenic,
                   copper, and tin, as well as unagglomer-
                   ated lead fume.  Emissions  are generally
                   controlled  with settling  and cooling
                   chambers followed by a baghouse. Wet
                   scrubbers are sometimes used to reduce
                   S02 emissions. However, because of the
                   small particles emitted from reverberatory
                   furnaces, baghouses are more often used
                   than scrubbers for particulate control.
                     Emissions from blast furnaces occur at
                   charging  doors, the slag tap,  the  lead
                   well, and the furnace stack. Emissions
                   from the charging doors and the slag tap
                   are hooded and  routed to the devices
                   treating  the furnace stack  emissions.

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Table 6. Lead Emission F
Blast Furnace Fli
Particle
size, Co
15
10
6
2.5
1.25
1.00
0.625
Total
Table 7. Uncontrolled Le
Sinter Machine
Particle
size, Ct
15
10
6
2.5
1.25
1.00
0.625
Total
:actors and Particle Size Distribution For Baghouse Controlled
ue Gases
EMISSION FACTOR RATING: C
Cumulative emission factors
imulative mass %
< stated size
98
86.3
71.8
56.7
54.1
53.6
52.9
100.0
kg/Mg
1.17
1.03
0.86
0.68
0.65
0.64
0.63
1.20
Ib/ton
2.34
2.06
1.72
1.36
1.29
1.28
1.27
2.39
iad Fugitive Emission Factors and Particle Size Distribution For
EMISSION FACTOR RATING: D
Cumulative emission factors
jmu/ative mass %
< stated size
99
98
94.1
87.3
81.1
78.4
73.2
100.0
kg/Mg
0.10
O.JO
0.09
0.08
0.07
0.07
0.07
0.10
Ib/ton
0.19
0.19
0.17
0.16
0.15
0.15
0.14
0.19
Blast furnace particulates are smaller
than those emitted from reverberatory
furnaces and are suitable for control by
scrubbers or fabric filters downstream of
coolers.
Emissions from oxidizing furnaces are
economically recovered with baghouses.
The particulates are mostly lead oxide,
but they also contain lead and other
metals.
Size-specific emission factors for con-
trolled blast furnace flue gases are given
in Table 10.
Primary Zinc Smelting
Zinc is found primarily as the sulfide
ore sphalerite (ZnS). Zinc ores typically
contain 3-11% zinc. Zinc ores are pro-
cessed into metallic slab zinc by the
electrolyte process or the pyrometal-
lurgical smelting process.
Electrolytic processing involves four
major steps: roasting, leaching, purifica-
tion, and electrolysis. Pyrometallurgical
processing involves three major steps:
roasting, sintering, and retorting.
Each of the two zinc smelting processes
generates emissions along the various
process steps. Most of the particulate
emissions in the primary zinc smelting
industry are generated in the ore con-
centrate roasters. Particulate emission
controls are generally required for the
economical operation of a roaster: cy-
clones and ESPs are the primary controls
used
Table 8.     Uncontrolled Lead Fugitive Emission Factors and Particle Size Distribution For
           Blast Furnace
                                                                                         Total mass emission factors for con-
                                                                                       trolled and uncontrolled emission factors
                                                                                       for point sources in a zinc smelting plant
                                                                                       are given in Table 11.
                            EMISSION FACTOR RATING: D
       Particle
        size.
                                                  Cumulative emission factors
Cumulative mass %
   < stated size
                                                 kg/Mg
                                                                      Ib/ton
        15
        10
        6
        2.5
         1.25
         1.00
        0.625
       94
       89
       83.5
       73.8
       65.0
       61.8
       54.4
0.11
0.11
0.10
0.09
0.08
0.07
0.06
0.23
0.21
0.20
0.17
0.15
0.15
0.13
         Total
                             100.0
                                                  0.12
                                                                       0.24

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Table 9.    Uncontrolled Lead Fugitive Emission Factors and Particle Size Distribution For
           Reverberating Furnace

                             EMISSION FACTOR RATING: D

        Panicle                                     Cumulative emission factors
         size.          Cumulative mass %
          urn	< stated size	kg/Mg	Ib/ton

        15                     99                   0.24                  0.49
        10                     98                   0.24                  0.48
         6                     92.3                  0.22                  0.45
         2.5                   80.8                  0.20                  0.39
         1.25                  67.5                  0.16                  0.33
         1.00                  61.8                  0.15                  0.30
         0.625                 49.3                  0.12                  0.24

         Total                 100.0                  0.24                  049
Table 10.    Emission Factors and Particle Size Distribution For Baghouse Controlled Blast
           Furnace Flue Gases3

                             EMISSION FACTOR RATING: D
Particle
size,
fim
15
10
6
25
1.25
1.00
0.625

< stated size
93.0
89.0
83.5
71.0
44.5
33.0
14.5
Cumulative emission factors
kg/Mg
0.22
0.21
0.20
0.17
0.11
0.08
0.03
Ib/ton
0.45
0.43
0.40
0.34
0.21
0.16
0.07
	Total	700.0	0.24	0.48

a Units are for lead, as produced.

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Table 11.    Paniculate Emission Factors For Primary Slab Zinc Processing3
Process
Roasting
Multiple hearthb
Suspension0
F/uidized beer
Sinter plant
Uncontrolled
With cyclone'
With cyclone
and ESP1
Vertical retort
Electric retort
Electrolytic process
Emission
Uncontrolled Factor Controlled
kg/Mg

113
1000
1083

62.5
NA

NA
7.15
100
3.3
nanny
Ib/ton kg/Mg Ib/ton

227 E — —
2000 E 48
2167 E — —

125 E - -
NA 24. 1 48.2

NA 8.25 16.5
14.3 D — —
200 E — —
6.6 E — —
Emission
Factor
Rating


E


D

D



3 Based on quantity of slab zinc produced. NA = not applicable Dash = no data.
b Averaged from an estimated 10% offeed released as paniculate emissions, zinc production rate
 at 60% of roaster feed rate, and other estimates.
c Based on an average 60% of feed released as paniculate emission and a zinc production rate of
 60% of roaster feed rate Controlled emissions based on 20% dropout in waste heat boiler and
 99 5% dropout in cyclone and ESP.
"Based on an average 65% of feed re/eased as paniculate emissions and a zinc production rate of
 60% of roaster feed rate
e Based on unspecified industrial source data.
 'Data not necessarily compatible with uncontrolled emissions.
   M. Burnett and A. Minden are with A cur ex Corporation, Mountain View, CA
     94O39.
   Dale L. Harmon is the EPA Project Officer (see below).
   The  complete  report, entitled  "Nonferrous  Industry  Paniculate  Emissions:
     Source Category Report, "(Order No. PB 87-140 935/A S; Cost: $24.95, subject
     to change) will be available only from:
           National Technical Information Service
           5285 Port Royal Road
           Springfield,  VA 22161
           Telephone: 703-487-4650
   The EPA Project Officer can be contacted at:
           Air and Energy Engineering Research Laboratory
           U.S. Environmental Protection Agency
           Research Triangle Park, NC 27711

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