United States
                     Environmental Protection
                     Agency
 Air and Energy Engineering
 Research Laboratory
 Research Triangle Park NC 27711
                     Research and Development
EPA/600/S7-88/009  Nov. 1988
v°/EPA          Project   Summary
                     Comparison  of  Historic  SO2 and
                     NOX   Emission   Data  Sets

                     Gerhard Gschwandtner, Janice K. Wagner, and Rudolf B. Husar
                       During the past few years, several
                     research projects have been conducted
                     to reconstruct historic air pollution emis-
                     sion trends in the U.S. This report com-
                     pares in detail the emission estimates
                     derived by Gschwandtner et  al.  and
                     Husar and attempts to determine the
                     methodoltgical differences that result in
                     different emission estimates. In addition,
                     the U.S. EPA historical trends, the elec-
                     tric utilities emissions estimates, and the
                     NAPAP monthly trends inventory are
                     compared to Gschwandtner's inventory.
                     The inventories' differing objectives and
                     reasons for the slightly varying emis-
                     sions estimates are explained. On the
                     national level, all  estimates are in
                     reasonable agreement. One objective of
                     this study was to determine a basis for
                     changing any of the existing estimates
                     in order to minimize or eliminate un-
                     necessary differences in  reported na-
                     tional total emissions for common years.
                     A revised set of NOX and SO2 emission
                     estimates,   based   primarily   on
                     Gschwandtner and EPA trends, is recom-
                     mended for use in future analyses utiliz-
                     ing historic emission estimates.
                       This Project Summary was developed
                     by EPA's Air and Energy  Engineering
                     Research Laboratory, Research Triangle
                     Park, NC, to announce key findings of the
                     research project that is fully documented
                     in a separate report of the same title (see
                     Project Report ordering information at
                     back).

                     Introduction
                       The National Acid Precipitation Assess-
                     ment Program (NAPAP) was established by
                     Congress  to  conduct research on the
                     causes and effects of acid precipitation. As
                     part of this program, NAPAP's Emissions
                     and Controls Task  Group was formed to
                     provide information  on anthropogenic
sources of air pollution emissions. Several
types of emission inventories have been
produced to meet the various  research
needs of other task groups studying dif-
ferent aspects of the acid precipitation
phenomenon. These include an extensive
inventory for 1980 and historic inventories
that  span various periods of time. The
historic  inventories  developed under
NAPAP and the EPA support are sum-
marized in Table 1. In addition, an inven-
tory of  historic SOZ and NO* emissions
was prepared independently by Husar for
the National Academy of Sciences.
  Each of these inventories was developed
to meet a different research objective. Each
was  based on a methodology most ap-
propriate to achieving that objective. As a
result, the methods and estimating techni-
ques are slightly different, yet they yield
similar estimating techniques are slightly
different, yet they yield similar estimates of
emission trends. This  report attempts to
identify the reasons for the differences and
to resolve them.

Different Historic Sets
  The major objective of each set of historic
emissions estimates is described below.

G. Gschwandtner
  The main objective of this inventory was
to produce historic state level emission
estimates of SO2 and NOX in a consistent
manner that could be used as a common
data  set by various research groups in
NAPAP.

R.B. Husar
  The main objective was to  develop
methods for  determining  the trend in
historic sulfur emissions and to explore the
uncertainty of the emission estimates us-
ing various alternative  methods  and
information.

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Table 1.   Available Historic Emissions Estimates
Pollutant
SOz, NOX
SOa NOX
All Criteria
Pollutants
SOz, NOX

SO* A/Ox

Categories
All
All
All

Electric
Utilities
Utilities
Non-Utilities
Period
1900-1980
1890-1981
1940-1985

1975-1983

1975-1984

Temporal
Resolution
Annual
Annual
Annual'

Annual

Monthly

Geographic
Resolution
State Level
State Level
* National

Plant Level

State Level

Principal
Author
G. Gschwandtner
R.B. Husar
U.S. EPA

E.H. Pechan

D.A. Knudson

 'Available for 1940, 1950, 1960, 1965, and yearly from 1970 to 1985.
US. EPA
  The main objective is to update the na-
tional  emission  trend  for all  criteria
pollutants on an annual basis for previous
years.

E.H. Pechan
  The main objective of this file is to pro-
vide accurate SO2 and NOX emission
estimates for individual power plants.

D.A. Knudson
  The objective of this inventory is to pro-
vide monthly, state level emission trends of
SO2 and NOX.
  Given  different  objectives,  different
technical  approaches  were developed.
Each approach necessarily required dif-
ferent input information. As a result, the
total aggregated emissions estimated by
each study are similar, but not identical.
Figures 1 and 2 compare the total national
SO2 and NOX emissions reported by the
different studies.  Figure 3 presents the
revised emission estimates  of Gschwand-
tner which reflect the EPA trends  data.
  This report examines the differences bet-
ween  the various historic  emission
estimates in detail, in order to understand
and explain the differences.  In addition, an
attempt has been made to estimate the
uncertainty of historic national emissions
estimates.

Conclusions
1. The approaches used by Husar  and
   Gschwandtner to develop historic SO2
   and NOX emissions  are comparable,
   and their estimates are similar when ad-
   justed for differences in source category
   accounting.
2. Sulfur content  of coal mined and ship-
   ped is about 20% higher than the sulfur
   of coal consumed, according to informa-
   tion reported by the U.S.  Department of
   Energy. This discrepancy could not be
   resolved in this study. Further investiga-
   tion is needed to determine if, in fact,
                                     Husar   tGschwandtner ? EPA   t Knudson
     1880 90 1900 1O  20  30  40 50  60  70
                                            /ear

Figure 1.    Comparison of total SOs emissions estimated by different studies.
   more sulfur has been emitted than is ac-
   counted for  by consumption-based
   sulfur data.
3.  The uncertainty methodology and the in-
   put data required for uncertainty estima-
   tion should be refined for application to
   the historic emissions inventory.
4.  An analysis of the uncertainty associated
   with total national SO2 emissions sug-
   gests that the uncertainty is primarily af-
   fected by uncertainty in coal sulfur con-
   tent. Applying this preliminary uncertain-
   ty analysis  to the  methods  used by
   Husar  and  Gschwandtner,  as an il-
   lustrative example of uncertainty estima-
   tion, results in a calculated range of 31
   to 45%  uncertainty in these historic SO2
   emission estimates.
6.
A  similar analysis of the uncertainty
associated with total national NOX emis-
sions suggests that this uncertainty is
dominated by the uncertainty in historic
NOX emission factors.  Applying  this
preliminary uncertainty analysis to the
methods used by Husar and Gschwand-
tner, as an illustrative example of uncer-
tainty estimation, results in a calculated
range of 16 to 38% uncertainty in these
historic  NOX emission estimated.
Because  differing  historic  emission
estimates  have  caused  confusion
among   NAPAP  researchers,  the
historical state-level emission estimates
of Gschwandtner have been adjusted so
that the aggregated total is identical to
the  U.S.  EPA   national  emission

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                                  — Husar A- Gschwandtner  y EPA A Knudson
      90  1900 10  20  30  40  50   60   70
                                           Year

 Figure 2.    Comparison of total /VOX emissions estimated by different studies.
   estimates, less states and territories out-
   side the contiguous U.S.
7.  For  1986,  the  U.S.  EPA  trends
   methodology was changed so that it ac-
   counts for the same FGD removal as the
   Pechan electric utility emision estimates.
   The revised methodology will also be ap-
   plied to future years. For years before
   1986, the national emission factors ob-
   tained from the Pechan inventories were
   incorporated in the trends calculations.
   As a result, the U.S. EPA trends for elec-
   tric utilities and the Pechan estimates
   are identical.
8.  The users of historic emissions data
   should  understand the differing  pur-
   poses of the various inventories  and
   select the best inventory.
  As a result of the present study, all emis-
sion inventories compared are in agree-
ment regarding the total national emissions.
While some differences have existed in the
past regarding the exact quantity of total na-
tional emissions, the differences have been
studied and  adjustments have been made
to yield a single annual national total emis-
sion estimate for NAPAP. As a result of this
comparitive  study, the adjusted inventory
presented in report Appendix A is recom-
mended for use by  NAPAP for  the best
estimates of long-range (back to 1900) an-
nual emission trends.
                                         Year

Figure 3.    Revised SO? and /V0« historical emission estimates.

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    Gerhard Gschwandtner and Janice K. Wagner are with E. H.  Pechan and
      Associates, Inc., Durham, NC 27707; and Rudolf B. Husar is with Washington
      University, St. Louis, MO 63130.
    J. David Mobiey is the EPA Project Officer (see below).
    The complete report,  entitled "Comparison of Historic SO2 and /VOX Emission
      Data Sets." (Order No. PB 89-103964/AS; Cost:  $19.95, subject to change);
      and a related diskette (Order No. PB 89-103956/AS; Cost $75.00, subject
      to change) will be available only from:
            National Technical Information Service
            5285 Port Royal Road
            Springfield, VA 22161
            Telephone: 703-487-4650
    The EPA Project Officer can be contacted at:
            Air and Energy Engineering Research Laboratory
            U.S. Environmental Protection Agency
            Research Triangle Park, NC 27711
United States
Environmental Protection
Agency
Center for Environmental Research
Information
Cincinnati OH 45268
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