United States
 Environmental Protection
 Agency
Air and Energy Engineering
Research Laboratory
Research Triangle Park NC 27711
 Research and Development
 EPA/600/S7-89/013  Jan. 1990
 Project  Summary
 The  1985  NAPAP  Emissions
 Inventory  (Version  2):
 Development of the  National
 Utility  Reference  File

 J. K. Wagner, S. S. Rothschild, and D. A. Istvan
  The National  Acid  Precipitation
Assessment Program's (NAPAP's)
emissions  inventory activities  focus
on the estimation of emissions from
pollutants  that  contribute to acid
deposition. Because electric utilities,
which emit a large share of total acid
deposition  precursor emissions,  are
important for modeling analyses, this
project was conducted to create a
file containing comprehensive data
on all electric utilities in the U.S. Data
reported by states to the National
Emissions  Data System for the 1985
NAPAP Emissions Inventory and data
reported to the  U.S.  Department of
Energy on  EIA  Form 759, EIA Form
767,  FERC  Form 423, and the Inte-
grated Data Base System matched
and combined. The resulting 1985 Na-
tional Utility Reference File contains
detailed unit level  data  for  nearly
10,000 electricity generating units.
  This  Project Summary was
developed  by EPA's  Air and Energy
Engineering Research Laboratory,
Research  Triangle  Park, NC,  to
announce key findings of the research
project that Is fully documented in a
separate report of the same title (see
Project Report ordering information at
back).
Introduction
  The National  Acid  Precipitation
Assessment program (NAPAP) was
established by Congress in  1980  to
coordinate  and  expand  research on
problems posed  by  acid  deposition  in
and around the  U.S. Because electric
utilities emit significant amounts of acid
deposition precursor pollutants (SOz and
NOX), one of NAPAP's responsibilities is
to provide a comprehensive data base of
electric  utility  emissions and operating
data for use by other NAPAP research
efforts  and  by federal  and  state
government agencies.
  No single  data  base currently
maintained by either  the Environmental
Protection  Agency (EPA) or the
Department of  Energy (DOE)  contains
accurate and comprehensive information
about electric  utilities at the generating
unit level in a form that meets the needs
of NAPAP's electric utility modeling
researchers and  other utility data users.
Several data bases contain different and
sometimes overlapping  unit-level data
elements,  while  other sources  contain
reliable  plant-level information.  Some
publications address a single data issue.
  The purpose of  this project  was  to
develop  a single  data  base  for a
consistent reference year  (1985) that
would meet most of  the broad  utility-
related data needs of NAPAP  research
groups. Special emphasis was placed on
meeting  data  needs  related  to
atmospheric  modeling,  emissions
forecasting,  and  assessment. The
resulting data base is termed the National
Utility Reference File (NURF). It includes
information on every electric generating
unit—including fossil-fuel-fired, hydro,
and nuclear units—in the U.S. in 1985.
  The major sources  of  data for NURF
included  the  1985 NAPAP Annual
Emissions Inventory (Version 2),  DOE's
Integrated Data Base System (IDBS, and
inventory  of  power plants),  Energy

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Information Administration  (EIA) Forms
767 and 759, Federal  Energy Regulatory
Commission  (FERC)  Form 423,  and
miscellaneous  other  sources of  data.
Table 1 lists these major sources of data
from which NURF was compiled and the
data they provided.
  Most  of the  effort  in creating NURF
was directed toward merging the differing
data bases and reconciling differences
between  them.  These   differences
occurred most  often between IDBS, the
NAPAP Emissions  Inventory, and EIA
Form  767,  since  the  inventory  contains
data at the emission point level and  Form
767 contains data  at  the  boiler  level,
while NURF is at the generating unit level
defined by IDBS.


Data Categories
  The  general  categories  of  data
included in NURF are:

• identification and location information;

• unit operation  characteristics;

• unit lifetime data;

• fuel data, including three fuels and two
  types of coal;

• regulatory information;

• emissions  and  pollution  control  data;
  and
           • ownership data.

           The individual data elements  included in
           each of these categories  are discussed
           below.

           Identification and Location
           Information
             DOE  plant and  unit  identifier codes
           (Office  of the Regulatory  Information
           System (ORIS)  Respondent  and  Plant
           codes), National Emissions Data System
           (NEDS) plant and point  codes, state and
           county codes, and the  plant name  are
           provided.

           Unit Operation Characteristics
             Prime mover (steam,  hydro, nuclear),
           technology code, nameplate  capacity in
           MW, capacity factor, generation, heat
           rate, bottom type (wet or dry), and firing
           type (e.g., tangential, opposed) are listed
           for each unit.

           Unit Lifetime Data
             Year on-line and  year of retirement (if
           announced by DOE) are  provided. Where
           a unit is undergoing fuel conversion,  the
           retirement date is the date  it is shut down
           for conversion, and a new  year on-line is
           supplied for the converted unit.

           Fuel Data
             The type of fuel and its heating value,
           sulfur  content, ash content, delivered
                     price,  and  quantity  consumed  are
                     reported for three fuels. If one of the fuels
                     is coal, further detail  is provided  for two
                     coal  types (e.g.,  bituminous,  sub-
                     bituminous).

                     Regulatory Information
                       The regulatory category and emission
                     limit  as reported on  EIA Form 767 are
                     provided for S02, NOX, and TSP.

                     Emissions and Pollution Control
                     Data
                       Emissions in tons/year in  1985 are
                     provided for S02, NOX, TSP,  and VOC.
                     The S02, NOX, and VOC emission  rates
                     are  also provided. The  S02  and  N0>
                     control  devices and their efficiencies, and
                     any  information available  on planned
                     scrubbers are also provided in NURF.

                     Ownership Data
                       The operating utility name and owner
                     are listed.  If a utility  is owned by  more
                     than three parties, information is provided
                     on three owners (owner state, ownei
                     utility, and  percent of  ownership).  If  a
                     utility has  more than three owners, the
                     sum of  the percentages may be less than
                     100%.
                       The report contains tables summarizing
                     fuel consumption, generation,  capacity
                     and S02 and  NOX emissions  by state
                     Plant-level  S02 and  NOX emissions foi
                     the top  100 emitters of S02 in the U.S. ir
Table 1. Major Data Inputs to NURF


       Name                Type*
          Level of Detail
                    Data Provided
 IDBS


 EIA Form 759

 FPC Form 423

 NAPAP


 EIA Form 767


 DOE coal conversions


 NERC coal conversions


 NERC planned plants

 OAQPS regulatory data

 FGDIS

 Radian/EVA data

 EPRI TAG data
A       Generating unit


A       Plant

A       Plant

A       Point


A       Boiler/fuel feeder


M       Unit


M       Unit


M       Unit

M       Unit

A       Boiler

M       Boiler

M       Prime mover - fuel type
Year on-line, year retired, capacity, ownership, prime mover, fuel
capability
Fuel consumption and generation
Cost and quality of fuels
Fuel consumption, fuel quality, control equipment, and emissions
(SO2, NO,,, TSP, emission limits)

Fuel consumption, control equipment firing type and bottom type,
SO2, NOX, and TSP emission limits
Plants converted or planning conversion to coal, year unit planned to
convert
Plants converted or planning conversion to coal, year unit planned to
convert

New plants, year on-line date

Regulatory categories
SO2 scrubber data

Retrofit factor
Technology-related data
'A = Automated, M = Manual

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1985  and  unit-level information (S02      Complete  information  is provided  on    with selected data elements for steam
emission rate,  Btus consumed, and S02    tape for nearly 10,000  electric  utility    electric units  greater than 25  MW are
emissions) for generating  units with    units. An EBCDIC  data  tape  containing    available  from  the  National  Technical
capacities of  at  least 25  MW  are    the entire  data base  and a diskette    Information Service.
provided.                                 containing  a  Lotus 123 worksheet

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           J.  K.  Wagner, S.  S.  Rothschild,  and D. A. Istvan  are  with E. H. Pechan and
              Associates, Inc., Springfield, VA 22151.
           J. David Mobley is the EPA Project Officer (see below).
           The complete report consists of paper copy, diskette, and magnetic tape, entitled
            "The 1985 NAPAP Emissions Inventory (Version 2): Development of the National
            Utility Reference File:"
               Paper Copy (Order No. PB 90-132 341/AS; Cost: $23.00, subject to change)
               Diskette (Order No. PB 90-501 008/AS, Cost $80.00 subject to change)
               Magnetic  Tape (Order  No.  PB  90-500 992/AS, Cost:  $220.00 subject  to
               change)
               (Cost of diskette and magnetic tape includes paper copy.)
           The above items will be available only from:
                  National Technical Information Service
                  5285 Port Royal Road
                  Springfield, VA 22161
                  Telephone: 703-487-4650
           The EPA Project Officer can be contacted at:
                  Air and Energy Engineering Research Laboratory
                  U.S. Environmental Protection Agency
                  Research Triangle Park, NC 27711
                United States
                Environmental Protection
                Agency
Center for Environmental Research
Information
Cincinnati OH 45268
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                Penalty for Private Use $300

                EPA/600/S7-89/013
                                               16E'CI

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