United States Environmental Protection Agency Office of Health and Environmental Assessment Washington DC 20460 Research and Development EPA/600/S8-87/042 May 1988 Project Summary Selection Criteria for Mathematical Models Used in Exposure Assessments: Surface Water Models Tom J. McKeon and John J. Segna Prior to the issuance of the Guide- linos for Estimating Exposures in 1986, the U.S. Environmental Protection Agency (EPA) published proposed guidelines in the federal Register for public review and comment. The pur- pose of the guidelines is to provide a general approach and framework for carrying out human and nonhuman exposure assessments for specific pollutants. As a result of the review process, four areas were identified that required further research. One of these was the area of selection criteria for mathematical models used in exposure assessment. The purpose of this document is to present criteria that provide a means for selecting the most appropriate mathematical model(s) for conducting an exposure assessment related to surface water contamination. A concerted effort was made to provide general background informa- tion regarding surface water flow and contaminant transport and to charac- terize the important assumptions and limitations of existing models. Included in this document is a detailed summary matrix and descriptions of 10 runoff models, 12 surface water flow models, and 12 contaminant transport models that have been used previously by EPA to study surface water quality prob- lems. General guidelines and principles for model selection are presented, such as the overview of the modeling pro- cess and important issues related to model selection (e.g., familiarity, model reliability, model selection vs. model application). Following the general guidelines is a step-by-step approach for identifying the appropri- ate model(s) to use in a specific application. This Project Summary was devel- oped by EPA's Office of Health and Environmental Assessment, Washing- ton, DC, to announce key findings of the research project that is fully doc- umented in a separate report of the same title (see Project Report ordering information at back). Background In the exposure assessment field, many of the assessors involved in either the development or review of exposure assessment documents containing modeling results do not necessarily understand the mathematical equations that influence model values. The purpose of this report is not to make the reader an "instant" expert in surface water modeling, but instead to give the reader a basic understanding of the theory that underlines the modeling process. Introduction In the last three decades there has been a dramatic increase in the produc- tion and use of chemicals in our society. These chemicals have been developed and applied to a variety of beneficial uses in domestic, industrial, and agricultural applications. In some cases these chem- icals have had unexpected adverse effects. As a result, concern has grown over the effects of some chemicals, both at the point of use or application and in distant areas to which the chemicals may be transported via various environmental pathways. As the process of regulating and controlling the release of these poten- tially hazardous chemicals into the ------- environment becomes a more complex task, the EPA has focused its energy towards a risk assessment/risk reduc- tion framework for making regulatory decisions. Part of this risk assessment process has been the development and publication of the Guidelines for Estimat- ing Exposures. These guidelines "provide the Agency with a general approach and framework for carrying out human or nonhuman exposure assessments for specific pollutants." Estimating Exposure Areas The five major areas to be evaluated when estimating exposure to environ- mental contaminants are: 1. Source Assessment—a characteri- zation of a source of contamination; 2. Pathways and Fate Analysis—des- cription of how a contaminant may be transported from the source to the potentially exposed population; 3. Estimation of Environmental Con- centration—an estimate using mon- itoring data and/or modeling of contaminant levels away from one source where the potentially exposed population is located; 4. Population Analysis—a description of the size, location, and habits of potentially exposed human and environmental receptors; and 5. Integrated Exposure Analysis—the calculation of exposure levels and the evaluation of uncertainty. The process of estimating the environ- mental concentration of a contaminant plays a significant role in exposure assessment. Often the most critical element is the estimation of a pollutant concentration at an exposure point. This estimation is usually carried out by means of a combination of field data and mathematical modeling results. In the absence of field sampling data, this process relies primarily on the results of mathematical models An ideal exposure assessment model would account for multiple emission sources, estimate contaminant concen- ' trations in all media (air, water, food, and soil) resulting from emission sources, define multiple pathways of exposure, and estimate exposure to humans, plants, and animals. An ideal model would also contain methods for estima- ting the simultaneous exposure of humans, plants, andanimalstoa number of contaminants so that synergistic or antagonistic effects could be estimated as part of the risk assessment. Although the ideal model is not available, component models that address various aspects of exposure assessment are available. Therefore, decisions based on modeling analysis may require the use of multiple models to account for pollu- tant transport through different media. This potential need for multiple model usage in exposure assessments was a major issue during the development of the exposure assessment guidelines. An important concern of the exposure assessment guidelines was to ensure that the most appropriate mathematical models are considered for each exposure scenario. Model Selection Process In general, the mathematical model selection criteria are written for the exposure assessor whose goal is to understand the exposure-related situa- tion, to consider the media impacted by the chemical (surface water, ground water, and/or air) and then to under- stand the important physical mecha- nisms (absorption, volatilization, etc.) that are the controlling factor(s) for that situation. Once this is achieved, the assessor can then determine which model(s) best describes the problem that needs to be resolved. To achieve this model selection goal could be a complex task; however, basic model selection criteria were developed to sort out the necessary level of complexity of the analysis and the model(s) to choose in the selection process. This report outlines five general steps which can be identified in the modeling process: 1. Problem Characterization—the exposure assessor clearly identifies the exposure assessment study objectives and constraints; 2. Site Characterization—the assessor reviews available data, identifies the processes of interest, determines if a modeling study is necessary, and if so, identifies the data needs and fills those needs. The results of this step will determine the technical specifications for the model selection; 3. Model Selection Criteria—the selec- tion of the most appropriate model(s) is the most important step in the process; 4. Code Installation—if the mod' selected is a computer code, the co is installed on the computer and tested for its ability to reproduce accepted solutions to standard prob- lems; and 5. Model Application—the model uses site characterization data as inputfor the exposure assessment simu- lation. These five general steps are not the model selection criteria but rather the overall process by which a problem is identified and a model selected tc perform an exposure assessment study. Model selection is listed as the third step in this process. The two previous steps Problem Characterization and Site Char- acterization are crucial in the selectior of an appropriate model(s). While the steps can be considered sequential ir nature, it is important to recognize interactions and feedback mechanism! between them. For instance, knowledg< of the model selection criteria is impor tant to assure that site characterizatior is adequate and properly formatted. Ar understanding of the code installatioi procedures is required for proper sche duling and resource allocation. Familiar ity with candidate models is needed ti assure that site characterization provide necessary input data. Model Selection Criteria The proper selection of a model i essential to the successful simulation c an exposure assessment. The third ste of the five general steps defines th modeling process. Model Selectio Criteria. This criterion has three factor which dictate the level of complexity t the model chosen in the selectio process: 1. Objective Criteria—specify th nature and intent of the analysis 1 be performed; 2. Technical Criteria—specify the sit( specific processes to be simulated t the model; and 3. Implementation Criteria—speci the quality assurance and documei tation requirements. • The first level of consideration wh« selecting a mathematical model related to the objectives of the stud Based on the objectives, the analyst cs limit the choices to either simple an ------- lytical solutions/models or more com- plex numerical models. The Ojbective Criteria refer to the level of modeling detail required to meet the objectives of the study. There are many different objectives of modeling studies; however, in the context of model selec- tion, all objectives can be classified in two broad categories: (1) to perform a screening-level study (generic or general analysis with minimal data require- ments) or (2) to perform a detailed level study (site specific with usage of complex models and more data intensive require- ments). The second level of consideration when selecting a mathematical model is the Technical Criteria. Technical criteria are those model criteria related to the mathematical model's ability to simulate the site-specific contaminant transport and fate phenomena of importance. These criteria are based on the physical, chemical, and biological characteristics of the site and the contaminant of interest. The characteristics of the site and the processes that need to be simulated are determined from the hydrogeologic and contaminant data and the conceptual model of the site. The third level of consideration when selecting a mathematical model is related to the Implementation Criteria. The implementation criteria are those criteria dependent on the ease with which a model can be obtained and its acceptability demonstrated. Whereas the technical criteria identify models capable of simulating the relevant phenomena within the specified environmental setting, the implementation criteria identify documentation, verification, and validation requirements, and ease of use so that the model selected provides accurate, meaningful results. Other general factors related to model selection which should never override technical or implementation criteria include data availability, schedule, budget, staff and equipment resources, and level of complexity of the system(s) under study. The model selection criteria provide the general framework for a series of specific questions concerning the model selection goal. The results to the ques- tions would then be matched against a model summary matrix table. Models which then appear to best reflect the exposure problem should then be con- sidered a likely candidate in the exposure assessment analysis. The EPA author, John J. Segna (also the EPA Project Officer, see below), is with Office of Health and Environmental Assessment, U.S. Environmental Protection Agency, Washington, DC 20460; and Tom J. McKeon is with ICF Northwest. Richland, WA 99352. The complete report, entitled "Selection Criteria for Mathematical Models Used in Exposure Assessments: Surface Water Models," (Order No. PB 88-139 928/AS; Cost: $19.95, subject to change) will be available only from: National Technical Information Service 5285 Port Royal Road Springfield, VA 22161 Telephone: 703-487-4650 The EPA Project Officer can be contacted at: Office of Health and Environmental Assessment U.S. Environmental Protection Agency Washington, DC 20460 ------- United States Environmental Protection Agency Center for Environmental Research Information Cincinnati OH 45268 J«" ~0 2 5! Official Business Penalty for Private Use $300 EPA/600/S8-87/042 METfRl 6250(09 1 000032* f»$ ||fcfBi**R* STREET CWI€*€0 60604 •k V.S GOVERNMENT PRINTING OFFICE. 1988—548-01: ------- |