&EHV United States Environmental Protection Agency Municipal Environmental Research Laboratory Cincinnati OH 45268 Research and Development EPA-600/S2-81-123 Aug. 1981 Project Summary Resource Recovery from Plastic and Glass Wastes Tom Archer and Jon Huls As ona objective of the Resource Conservation and Recovery Act, a research program was initiated to assess and evaluate the state-of-the art for recovery of glass and plastics from solid wastes. Currently, labor- intensive source separation of glass and plastics predominates, but me- chanical and thermal recovery will achieve greater importance in the years ahead. Where data were available, these technologies were discussed in terms of technical, economic, and environmental aspects, and obstacles to recycling. Past and present research efforts were identified, and research needs to enhance recovery of resources were addressed. This Project Summary was devel- oped by EPA's Municipal Environ- mental Research Laboratory, Cincin- nati, OH, to announce key findings of the research project that is fully docu- mented in a separate report of the same title (see Project Report ordering information at back). Introduction Plastic Manufacturing and the Plastic Industry Plastics is a generic term describing strong, durable, light, easy to fabricate, fairly inexpensive materials derived from petrochemical feedstock. Plastics are available in more than 40 families of material types with a broad range of performance characteristics (1). Plastics are a rapidly increasing segment of the economy, and new and variable uses and markets make industry characteri- zation difficult. All plastics are either thermosetting or thermoplastic. Thermosetting plastics are set into permanent shape by the application of heat and pressure, and on reheating, they cannot be reshaped. Thermosets account for more than 20 percent of the total U.S. polymer pro- duction, and they are often used for durable goods such as counter tops, pot handles, knobs, and highly engineered applications. They do not significantly add to the municipal solid waste stream (1). Thermoplastics soften upon reheating and harden upon cooling. Ease of use of thermoplastics, plus specific resin char- acteristics enhance their use. Thermo- plastics are often found in the municipal solid waste stream (1), and they account for approximately 80 percent of polymer production (2). Plastic manufacturing is a diversified and complex operation. From the raw material input to the final consumer product, the various operations within the plastic industry are integrated into various segments. Integration of opera- tions within the plastic industry is extensive. Thus one company can be a resin producer, compounder, and fabri- cator, and a manufacturer/packager can sometimes operate as fabricator and converter. As a plastic product is made, starting from the resin, it normally passes through manufacturing facilities that progressively become smaller in size and more dispersed geographically. Glass Manufacturing and Glass Industry Glass is chemically inert, impermeable to all liquids and gases, sanitary and ------- odorless, capable of transparency, and versatile and adaptable in that it can be molded to almost any shape and size (3). The manufacturing process is usually a fully integrated, one-step process that begins with raw material feedstock and yields a finished product at the same location. Basic raw materials include soda ash, limestone, and sand. Lime- stone and sand are cheap and abundant. Gullet, or waste glass, can be used in lieu of soda ash, which is in demand. State of the Art for Resource Recovery of Plastic Wastes Plastic Waste Generation Plastic waste is generated from in- dustrial-manufacturer, commercial, and municipal sources. The amount of plactic wastes generated in 1977 and projected for the years 1980-1990 is presented in Table 1. Plastics production in 1977 totaled 33,948 million Ib (1). Of that amount, approximately 80 percent was thermo- plastic, and thus amenable to remelting and refabrication, to a certain extent. The largest single end use for plastics is in packaging, although most plastics are put to long-term uses. As a result, the source of plastics found in the municipal waste stream is normally plastics pack- aging. No hard data exist to indicate exact quantities of plastics recovered from waste streams. Estimates indicated that 4,850 million Ib were recovered, primarily through industrial recycling (1). Solid wastes are produced at es- sentially every step in the manufacture of plastics, with the post-consumer segment accounting for most of it. Resource Recovery from Plastic Wastes Because of the tremendous growth in the use of polymers or plastics, especially for short-term packaging, increasing attention has been focused on its re- covery. But the recovery of plastics from municipal refuse within the United States is basically embryonic. Currently, only specific plastics that are uncon- taminated and segregated from other polymers and wastes have potential for recovery. Polyester-polyethylene ter- ephthalate (PET) bottles, polyvinyl chlo- ride (PVC) scrap, polyethylene containers, and high-density polyethylene (HOPE) film are currently sporadically recovered for recycling. As a result, energy derived from combustion in waste-to-energy Table 1. Estimates and Forecasts by Year of Plastic Wastes Generated and Recovered** Category of Waste 1977 1980 1985 1990 Total solid waste (MTf Municipal generation (MT) Commercial generation (MT) Industrial generation (MT) Recovery (MTf Total waste as generated (MT) Total waste as disposed (MT) Plastic in mixed wastes, % 148 6.9 0.8 0.6 1.4 6.9 6.9 4.9 160 8.4 0.9 0.7 1.6 8.4 8.0 5.3 180 11.2 1.2 1.0 2.4" 11.0 9.6 6.2 200 13.4 1.4 1.2 2.8" 13.2 10.0 6.6 Plastics recovery as a % of plastic wastes (municipal) for energy recovery 0 4.2 13.4 24.3 "Assume no variation in industrial-municipal, commercial ratios of generation. ^Composite of Midwest Research Institute and PES estimates. ''Million tons. ^Recovery is composite of source separation and energy recovery. "Incorporates PET recycling at 25% efficiency. plants most likely represents the future prevalent made of plastics recycling. A less familiar but equally important area is that of pre-consumer wastes, or those generated by producers, proces- sors, and fabricators of products. Though recovery of plastics from municipal refuse is not extensive, industrial (and to a certain extent commercial) recovery is quite extensive. Essentially, scrap recovery has long ceased to be an after- thought in most plastic processing operations. Scrap handling has the potential for being as important a plastic processing operation in its own right as processing virgin polymers, since the rising costs of feedstocks make even small losses significant. Reuse strategies have shown that clean and single material plastic waste streams derived from municipal waste (PET, for example) can be collected and recycled. Such activities are limited, however, and are useful only for bever- age packaging. Except on such limited bases, recovery of plastic materials from the mixed municipal waste stream appears to be technically or economically unfeasible at present. The greatest potential for successful plastic waste recovery seems to be (a) the derivation or recovery of energy from combustion of a mixed plastic/organic waste fraction in the municipal waste stream, (b) the enhance- ment of volume reduction through various forms of thermal treatment by utilizing the high energy value of plas- tics, and (c) selected source separation. State of the Art for Recovery of Glass Wastes Glass Waste Generation Waste glass generation in the United States stems primarily from industrial, commercial, and municipal sources. The total glass production in 1978 was estimated to be about 20 million tons. About 70 percent of this glass was container glass, but the amount of container glass found in municipal waste is reported to be about 90 percent (4). Such a figure is expected, since in the absence of reuse systems, the useful life for container glass is rela- tively short when compared with other glass types such as flat glass and fiber- glass. According to the latest available statistics, glass is reported to make up to 10 percent of the total municipal waste- load (5) of 148 x 106 tons. Table 2 presents a projection of glass waste and A the amounts recovered from mixed " municipal waste for the period 1980- ------- Table 2. Projection of Glass Waste Generation, Processing, and Recovery, for Municipal Waste' Category 1972 1975 1980 1985 1990 Total solid waste (MTf 130 140 160 Glass available (MT) 13 14 16 Glass as % of total waste 10.1 10.5 10.3 Glass processed for recovery* (MT) 0 0.020 0.170 Glass recovery (MT) source separation collection 0.175 0.180 0.225 180 16 16 9.3 0.540 0.860 0.225 0.225 Cutlet dealers Waste recovery plants Total resource recovery of glass (MT) Amount recovered as % of total glass waste 0.100 0 0.275 2.8 0.085 0.010 0.275 1.8 0.050 0.100 0.375 2.3 0.050 0.350 0.600 3.6 0.050 0.600 0.850 5.0 "Estimates by Midwest Research Institute. "Million tons. "Processed in central facility with glass subsystem. 1990, incorporating such factors and beginning with the base year of 1972. Resource Recovery from Glass Wastes The recovery of glass from municipal waste within the United States today is more representative of any emerging technology rather than an age-old prac- tice. Nonetheless, a secondary materials industry does exist, and methods for recovering materials from municipal waste are achieving new levels of sophistication and success. Within the recycling "closed system," three defined segments exist: (a) glass manufacturing and secondary materials users; (b) cutlet dealers; and (c) munici- pal and private collection programs. Glass manufacturers are the principal actors. Raw material users have tradi- tionally used glass cullet derived from off-specification glass, etc. Most re- cycled glass from post-consumer sources has been used by glass container manu- facturers to produce new containers. Recently there has been a shift to composites of glass, plastic, and fibers. These new secondary uses promise glass recycling an expanded cullet capacity with reduced specification levels. In addition, economic problems exacerbated by inflation and energy shortages have improved the economics of smaller-scale enterprises. The theory is that small scale, local industries will be more apt to utilize locally derived cullet, thereby eliminating high transfer costs (6). Cullet dealers represent a second segment. As intermediate processors, they provide the important function of aggregation and quality control. Cullet dealers are, however, a diminishing segment of the industry. Fewer than 20 dealers exist today. Finally, the delivery or collection system, represented by grass roots re- cyclers, municipalities, and small busi- nesses, form the third segment. They often deal through intermediate proces- sors, although larger programs may sell directly to a manufacturer. Environmental and Economic Evaluation In the commercial and manufacturing segments, resource recovery activities have been straightforward. The eco- nomics are based on materials of known composition and quality that are free of contamination. In particular, the eco- nomics of the plastics industry is very much dependent on the recycling of scrap (waste) internally or by sale. Scrap is usually reintroduced into the produc- tion stream either directly or downstream of the resin manufacturers. Through the recovery of plastic and glass wastes, adverse environmental and economic impacts are mitigated and beneficial impacts are realized. By contrast, plastic and glass wastes from municipal sources are mixed with other wastes and are contaminated. They must then be separated from other solid wastes or at least concentrated into suitable fractions, homogenized, and decontaminated before any suc- cessful utilization. Recycling from mu- nicipal sources is presently limited. For both plastic and glass cases, there exists a paucity of environmental and economic information. As a result, environmental and economic impacts are difficult to assess. Moreover, no existing commercial recovery system (other than certain pilot mechanical and source separation systems) recovers plastics or glass from MSW as a sole product. Consequently, identification of specific impacts and costs is, at best, a most difficult proposition. Obstacles to Recycling Current obstacles exist that inhibit increased glass and plastic recycling. One obstacle is the general price dif- ferential between virgin and recycled materials. Virgin materials have been cheaper in the United States because natural resources have been plentiful, because public policies favor virgin materials, and because environmental and other social costs (externalities) have been omitted from the price (7). For example, public policy on Federal land use gives competitive advantage to virgin material extractors (8), and tax structures also favor extractive indus- tries. Railroad freight rate discrimina- tion is another advantage enjoyed by industries dealing with virgin materials (9). Research on Plastic and Glass Waste Recovery/Reuse Basic plastic waste recovery research programs generally focus on the site- specific needs of manufacturers. These include: (a) processes for the chemical or mechanical separation of various blends of plastic waste, (b) processes or additives that improve the bonding characteristics of mixed plastic types, (c) development of specifications to aid consumers in identifying plastic and to enhance recyclability, and (d) processes and systems to upgrade segregated ------- plastic scrap types normally uniformly contaminated (e.g., PVC molded around copper wire). Research efforts focusing on munici- pal refuse as a source of plastic for recovery are combustion-energy re- covery operations, which favor the high BTU content (10,000 BTU/lb) of plastics, selected solvent separation, cryogenics, source separation, air separation, elec- trodynamics, sink flotation, and research related to PET bottles. Research efforts for glass recovery/ reuse have been concerned with me- chanical separation, source separation, new secondary products, and reuse programs. Foremost, a market for the recovered glass must exist, and presently there are only limited markets. One area of research that has been promising for glass waste recovery is its use in sec- ondary products such as glasphalt and glass foam insulation. Conclusions The following conclusions were developed based on the state of the art: Plastics 1. Industrial and commercial sources can efficiently recycle using simple, proven technology. The main rea- sons are that waste materials are concentrated, relatively uncon- taminated, and usually of known quality and composition. 2. No proven commercial-scale re- covery system singularly effects recovery of waste. Rather, such materials are recovered as one component of an overall recovery/ collection approach. 3. Secondary products, on the whole, have not had specifications devel- oped on product reuse. This situa- tion has acted as a barrier to increased use, since reuse processes have not necessarily been standardized. 4. Combustion and energy recovery hold the greatest promise for re- covery of the bulk of the plastics fraction of the solid waste stream because of the number of different types of plastics and the differing degrees of degradation of compo- nents. 5. Source separation from the indus- trial to the residential levels con- stitutes the only significant recovery of waste from municipal waste sources. 6. For the immediate future, indus- trial and commercial sources will constitute the majority of recycling activity. Recovery from post-con- sumer wastes must overcome significant market, institutional, technical, transportation, and specification barriers to compete successfully with virgin products. Glass 1. Glass manufacturers claim that 25 percent of the post-consumer waste stream could presently be recycled. Transportation and col- lection/delivery problems and contaminant levels mitigate against such recovery. 2. Industrial and commercial sources can efficiently recycle using simple, proven technology. The main reasons are that waste materials are concentrated, rela- tively uncontaminated, and usually of known quality and composition. 3. Municipal wastes are most often mixed with other refuse compo- nents; hence recovery is difficult and not economical. Also, the ease of obtaining raw materials prevents a significant recovery incentive. 4. No proven commercial-scale re- covery system singularly effects recovery of glass. Rather, such materials are recovered as one component of an overall recovery/ collection approach. 5. Source separation often lacks in collection equipment and efficient processing; hence recovery is inhibited. 6. Secondary products, on the whole, have not had specifica- tions developed on product reuse. This situation has acted as a barrier to increased utilizations, as reuse processes have not necessarily been standardized. 7. Mechanical recovery systems for glass wastes have primarily orig- inated from other industries such as mining. They lack proven usage in waste separation, where moisture, composition, physical properties, and economics vary widely. 8. A national market for mixing color glass cullet could signifi- cantly enhance recovery of glass wastes from municipal sources by simplifying collection and processing. 9. Source separation from the in- dustrial to the residential levels constitutes the only significant recovery of waste from municipal waste sources. 10. For the immediate future, indus- trial and commercial sources will constitute the majority of recycling activity. Recovery from post-con- sumer wastes must overcome significant market, institutional, technical, transportation, and specification barriers to compete successfully with virgin products. The full report was submitted in ful- fillment of Contract No. 68-03-2708 by Pacific Environmental Services, Inc., under the sponsorship of the U.S. Envi- ronmental Protection Agency. References 1. National Center for Resource Re- covery, Inc. Plastics Fact Sheet, October 1973. Washington, D.C. 2pp. 2. Marynowski, C.W. Disposal of Poly- mer Solid Waste by Primary Polymer Producers and Plastics Fabricators. EPA-PA 86-68-160, U.S. Environ- mental Protection Agency, Washing- ton, D.C. 1972. 92pp. 3. Hutchins, J.R. and R.V. Harrington. Glass. Corning Glass Works. Reprinted from Encyclopedia of Chemical Technology, 2nd edition, vol. 10, pp. 533-604. 4. Duckett, E.J. Glass Recovery from Municipal Solid Waste. National Center for Resource Recovery, Inc. Washington, D.C., June 1978. 5. Anon. Fourth Report to Congress on Resource Recovery and Waste Re- duction. SW-600, U.S. Environmen- tal Protection Agency, Washington, D.C., 1977, 142pp. 6. Seldman, N.R. Anthony, J. Huls, M. Kershner, J. Specter, and J. Sullivan. National Recycling Research Agenda Project. NSF-OPA-79-170-13, Na- tional Science Foundation, Wash- ington, D.C., 1980. 100pp. 7. Seldman, N. and D. Knapp. Waste Knot; The Politics of Garbage Re- cycling. Institute for Local Self Re- liance. Washington, D.C., 1981. 8. League of Woman Voters. Recycle. Washington, D.C. 1972. 40 pp. 9. Resource Conservation Committee. Choices for Conservation. Report to President and Congress. U.S. Gov- ernment Printing Office, Washing- ton, D.C., July 1979. 130 pp. ------- Tom Archer is with Pacific Environmental Services, Inc. Santa Monica, CA 90404, and Jon Huls is with Secondary Resources Development, Alexandria. Va 22314. Stephen C. James is the EPA Project Officer (see below). The complete report, entitled "Resource Recovery from Plastic and Glass Wastes," fOrder No. PB 81 -223 471; Cost: $ 14.00, subject to change) will be available only from: National Technical Information Service 5285 Port Royal Road Springfield. VA 22161 Telephone: 703-487-4650 The EPA Project Officer can be contacted at: Municipal Environmental Research Laboratory U.S. Environmental Protection Agency Cincinnati, OH 45268 > U.S GOVERNMENT PRINTING OFFICE: 1081 -757-01Z/7306 ------- United States Environmental Protection Agency Center for Environmental Research Information Cincinnati OH 45268 Postage and Fees Paid Environmental Protection Agency EPA 335 Official Business Penalty for Private Use »3OO RETURN POSTAGE GUARANTEED PS 000032y U S ENVIR PROTECTION REGION 5 LIBRARY 230 S DEARBORN STR£EI CHICAGO 1L 60604 ------- |