United States
                    Environmental Protection
                    Agency
Water Engineering Research
Laboratory
Cincinnati OH 45268
                    Research and Development
EPA/600/S2-86-060 Sept. 1986
&EPA          Project Summary

                    Forecasting  Onsite  Soil
                    Absorption  System   Failure
                    Rates
                                                  RECEIVED
                    James Hudson
                                                        NOV181986

                                                 ENVIRONMENTAL PROTECTION AGENCY
                                                        LIBRARY, REGION V
                      Reviews were made of four statistical
                    studies of onsite soil absorption system
                    failure rates in four different areas of
                    the United States. From this data base,
                    a series of forecasting techniques were
                    developed with varying levels of accu-
                    racy. The techniques are intended for
                    use by facility planners in evaluating
                    the costs of alternative plans for pollu-
                    tion abatement in small communities.
                    The required input data and level of ac-
                    curacy expected  for each forecasting
                    method  are  also  provided along with
                    the assumptions made in development
                    and testing of the models against avail-
                    able data.
                      This Project Summary was  devel-
                    oped by EPA's Water Engineering Re-
                    search Laboratory, Cincinnati, OH, to
                    announce key findings of the research
                    project that is fully documented in a
                    separate report of the same title (see
                    project Report ordering information at
                    back).
                    Introduction
                      This project was undertaken to pro-
                    vide small community wastewater facil-
                    ity planners with appropriate tools for
                    assessing the total life-cycle costs of on-
                    site wastewater disposal options so that
                    the latter can be compared with other
                    alternatives for abating water pollution
                    or public health hazards. No guidance of
                    this type has previously been available
                    to facility planners. As a  result, tech-
                    niques of cost-effective analysis have
                    been variable and often inadequate for
                    small communities where the status
                    quo and partial sewering options are
                    evaluated against total community sew-
erage and centralized treatment and
disposal.

Procedures
  A comprehensive literature search
was conducted for analyses of failures
of onsite soil absorption systems. This
search yielded four excellent analyses
performed in Acton, Massachusetts,
Fairfax County, Virginia, Glastonbury,
Connecticut, and Malibu and Topanga,
California. The methods used in  these
studies were analyzed for their utility in
developing a useful array of forecasting
methods.
  A rational approach was developed
by first using linear regression on  14 in-
dividual cohorts. Some statistical at-
tempts were then  made to determine
whether significant differences could be
found between specific-year failure
rates in an individual cohort. An attempt
was also made to determine why indi-
vidual cohorts exhibited significant dif-
ferences. Community or study area fail-
ure rates were also compared.
  The models were developed  from
past failure rate information and used to
estimate future failure rates. The use of
the models in the facility planning  proc-
ess was then  delineated in a step-by-
step manner, and an example was pre-
sented.

Results
  Evaluation of previous failure analy-
ses indicated that except for potentially
higher failure  rates during the initial
years, the rate was generally the  same
in each subsequent year up to 30.
Newer codes generally reduced failure

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   rates, and system longevity was primar-
   ily a function of how well soil types and
   code requirements were  matched.
   Larger systems in a given soil tended to
   last longer.
     The simple model that best matched
   the available failure data is:

           F = b, + bz A = b3 E

     where:    F = failure rate (number/
                  year)
              A = age of system (years)
              E= early  failures (use
                  value of 1 for ages <1-
                  5 years)
              bn = coefficients estimated
                  from data

   Conclusions
   1. The best compromise between accu-
     racy and usefulness in forecasting
     onsite soil system failure rates is the
     use of the cohort raw failure rate ap-
     proach described and demonstrated
     here. The reason is that it allows the
     forecaster to evaluate code changes,
     soil differences, and management
     method shifts.
   2. The next best approach is the use of
     raw failure rates as an annual aver-
     age during  the planning  period.
     However, this method fails to ac-
     count for  major  categories  of
     changes or differences that can sig-
     nificantly influence future failure
     rates.
   3. More complex methods may be fea-
     sible if sufficient data are available,
     but the cost  of gathering  these data
     and the complexity of the analyses
     are  not generally justified for  rural
     communities.
       Recommendations
       1. Rational failure forecasting methods
         should be applied to all small com-
         munity facility planning alternatives
         that involve either continued use of
         existing onsite wastewater disposal
         systems or installation of new ones.
       2. Application of the developed failure
         forecasting method (or more com-
         plex methods) is recommended as a
         prerequisite for any community con-
  templating a major revision in their
  onsite system codes. The forecasting
  method provides a basis for that de-
  cision and for a review of the revision
  at a later date.
  The full report was submitted in par-
tial  fulfillment of Contract No. 68-03-
3057 by Urban Systems Research and
Engineering, Inc.,  under the  sponsor-
ship of the U.S.  Environmental Protec-
tion Agency.
4
         James Hudson is with Urban Systems Research and Engineering, Inc., Cambridge.
           MA 02138.
         James F. Kreissl is the EPA Project Officer (see below).
         The complete report, entitled "Forecasting Onsite Soil Absorption System Failure
           Rates," (Order No. PB86-216744/AS;Cost:$11.95, subject to change) will be
           available only from:
                 National Technical Information Service
                 5285 Port Royal Road
                 Springfield, VA 22161
                 Telephone: 703-487-4650
         The EPA Project Officer can be contacted at:
                 Water Engineering Research Laboratory
                 U.S. Environmental Protection Agency
                 Cincinnati, OH 45268
United States
Environmental Protection
Agency
Center for Environmental Research
Information
Cincinnati OH 45268
                        BULK RATE
                   POSTAGE & FEES I
                           EPA
                      PERMIT No G-3
Official Business
Penalty for Private Use $300

EPA/600/S2-86/060
                         aawir
                                                        60604

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