United States
                    Environmental Protection
                    Agency
 Hazardous Waste Engineering
 Research Laboratory
 Cincinnati OH 45268
                    Research and Development
 EPA/600/S2-87/050  Apr. 1988
v>EPA          Project Summary
                    Verification  of  the  Hydrologic
                    Evaluation  of  Landfill
                    Performance (HELP) Model
                    Using  Field  Data
                    P. R. Schroeder and R. L. Peyton
                     The study described was conducted
                   to verify the lateral drainage compo-
                   nent of the Hydrologic  Evaluation of
                   Landfill Performance (HELP) computer
                   model  using laboratory  drainage data
                   from two large-scale physical models
                   of landfill liner/drainage  systems.
                   Drainage tests were run to examine the
                   effects that drainage length, slope,
                   hydraulic  conductivity  and  depth  of
                   saturation have on the lateral drainage
                   rate. The  drainage results were com-
                   pared with HELP model predictions and
                   numerical solutions of the Boussinesq
                   equation for unsteady, unconfined flow
                   through porous media.
                     This  Project Summary was devel-
                   oped by EPA's Hazardous Waste Engi-
                   neering Research Laboratory, Cincin-
                   nati, OH, to announce key findings of
                   the research project that is fully doc-
                   umented in a separate report of  the
                   same title (see Project Report ordering
                   information at back).

                   Purpose and Scope
                     This study was performed to verify
                   Version 1 of the Hydrologic Evaluation
                   of Landfill  Performance (HELP) model
                   using existing field data.  Mathematical
                   simulations of 20 landfill  cells at seven
                   sites across the United States were made
                   using the HELP model and were com-
                   pared to measured field data.  Measure-
                   ments of leachate drainage were avail-
                   able from all 20 landfill cells, while data
                   on runoff were available only from about
                   half of the cells.  Measurements  of
                   percolation were available only from one
cell and no data on evapotranspiration
were available. These landfills included
a wide variety of conditions for which the
HELP model was tested. The cells ranged
in size from 0.04 to 24 acres and the
simulation periods ranged from 2.5 to 8
years. This report summarizes the results
of these simulations and evaluates the
verification that has been achieved. In
addition, the report presents a sensitivity
analysis for the input parameters used
in the HELP model and a review of landfill
design regulation and guidance in light
of the results of the verification studies
and sensitivity analysis.
  The HELP model was developed to help
hazardous waste landfill designers and
evaluators estimate the magnitudes of
components of the water budget and the
height of  water-saturated  soil  above
barrier soil layers (liners). This  quasi-
two-dimensional,      deterministic
computer-based water budget  model
performs a sequential daily  analysis to
determine runoff,  evapotranspiration,
percolation, and lateral drainage for the
landfill (cap, waste cell, leachate collec-
tion system, and liner)  and obtain esti-
mates of daily, monthly, and annual
water  budgets. The model  does  not
account for  lateral  inflow  or surface
runon.
  The HELP model  computes runoff by
the Soil Conservation  Service  (SCS)
runoff curve number methpd. Percolation
is computed by Darcy's law, modified for
unsaturated flow. Lateral flow is com-
puted by a linearization of the Boussinesq
equation,  and evapotranspiration  is

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determined by a method developed by
Ritchie. The  vertical percolation  and
evapotranspiration  components of the
HELP model originated with the Chem
ical,  Runoff, and Erosion from Agricul-
tural Management Systems (CREAMS)
model. The development presented here,
however, reflects a significant advance
beyond the CREAMS model in  both of
these areas.
  In  the course of the development of
any model, provisions should be taken
to verify  that  the  model accurately
represents reality. Laboratory tests have
been  performed to  verify the lateral
drainage portion of the HELP model, but
prior to this study the other portions of
the model had only been calibrated and
not verified. This report presents the
results of efforts to verify the model using
existing data  collected at landfills, test
cells, and lysimeters.
  This study consists of three parts. The
main  part is  an attempt to verify the
model using existing  data. The purpose
of this part was to assess the adequacy
of the model to simulate reality and to
validate the use of the model to evaluate
designs (generally with minimum infor-
mation). The second  part of this study
is a sensitivity analysis of the principal
input parameters  used  in the HELP
model. The purpose of this part was to
determine which parameters need to be
well-defined  and what  are the  likely
effects of a change  in the value of a
parameter. This analysis also provided
much  insight for   interpreting  and
explaining the verification  results. The
third part of  the  study  consists of an
evaluation of  the technical  guidance
developed to  support the regulations
regarding design and  operation of a
landfill. The purpose of this part was to
examine the results of the laboratory and
field verification studies and the sensi-
tivity analysis to determine  whether the
technical guidance was practicable and
achieved its objectives (particularly that
of minimizing potential  percolation
through the  liner  at the  base of the
landfill) in the best practicable manner.

Field Verification
  Comparisonswere performed between
simulations and measured field  data for
seven sites:
     (1)  University  of   Wisconsin-
   Madison. From 1970 to 1977, eight
   large lysimeter cells filled with either
   shredded or unprocessed refuse were
   monitored  for surface runoff and
   leachate production. The  general
purpose of the study was to determine
the effect on landfill  performance of
shredding the  refuse prior to place-
ment and covering the  refuse with a
soil layer.
  (2)  Sonoma County, CA. A solid
waste stabilization project was spon-
sored by the U.S.  Environmental
Protection  Agency and  Sonoma
County,  California from 1971 to 1974.
The  purpose of  the  project was to
investigate  the stabilization of solid
waste  in five municipal  sanitary
landfill test cells by analyzing leach-
ate, gas, temperature, and settlement
parameters  and  to  determine  the
effect on solid waste stabilization of
applying excess water, septic tank
pumpings,  and  recycled  leachate.
Leachate production  was measured
for all  five cells and  runoff was
measured from three of the cells.
  (3)  Boone County. KY. Two field-
scale test cells and three small-scale
cells were studied from  1971 to 1980
in Boone County, Kentucky under the
sponsorship of the U.S. Environmen-
tal Protection  Agency. The study
objectives  were  to evaluate  the
amount  and characteristics  of leach-
ate,  the composition of gases,  the
temperature conditions, the  settle-
ment of the  cells,  the clay liner
efficiency, and  to compare the behav-
ior between the field-scale and small-
scale cells. The  data collected from
one of the field-scale cells was used
in this study.
  (4-6)   Brown,  Eau  Claire,  and
Marathon Counties, Wl. The State of
Wisconsin  Bureau  of  Solid  Waste
Management  has reported on  the
geologic setting,  major design  fea-
tures, construction experience, leach-
ate production and operational perfor-
mance of these three large  landfills
in Wisconsin.  These landfills were
started  between 1976 and 1980;
however, none of these landfills  has
yet been completely filled and  capped
so that  each data set reported thus
far represents the conditions of a
continuously expanding landfill.  For
example, at any given time, the cover
could range from the daily cover of
a 6-inch-thick blanket of sand or silty
clay to a final cover of clay and topsoil.
  (7)  Niagara Falls, NY. Since 1976,
a chemical waste management com-
pany has filled  and capped three
landfill cells in Niagara Falls, NY. The
   surface areas of the cells range from
   2 to 5 acres. Records of  leachate
   pumpage have been kept from 1983
   and  indicate annual withdrawals
   ranging  from 1  to 11 inches.  An
   evaluation of the performance of the
   facility during 1984 was reported to
   the  USEPA  Region  II  by  Recra
   Research, Inc.
  The data used in the simulations were
obtained from a variety of sources. In
most cases, daily rainfall  and monthly
temperature data were obtained from the
nearest National Oceanic and  Atmos-
pheric  Administration weather  station.
Solar radiation values stored in the HELP
model  were  used  for all simulations.
Model  input values for design data and
soil and waste characteristics were
determined from published reports des-
cribing the construction and operation of
each landfill. In general, the information
available on soil and waste characteris-
tics, surface vegetation, runoff curve
numbers,  or evaporative depths was
descriptive and sketchy, not quantitative;
therefore,  extensive use was made of
default values stored in the HELP model.
  The measured data  used for compar-
ison with the HELP model simulations
were primarily lateral leachate drainage
volumes. Measured runoff  data was
available from 11 landfill cells. Barrier
soil percolation was measured at one
landfill, although its suitability for model
verificaiton was limited. The measured
data from very similar cells at the same
landfill varied greatly  from cell to cell.
For four practically identical cells the
range  in total runoff was  about  50
percent of the mean total runoff, and for
lateral  drainage the range was greater
than 100 percent of the mean.

Runoff
  Measured runoff data existed for eight
cells at the University  of Wisconsin and
for three cells at Sonoma County, CA.
Runoff was  overpredicted for five cells
by  an  average of 30 percent of the
measured runoff, and underpredicted for
six cells by an average of 20 percent of
the measured runoff. Overall,  runoff was
overpredicted by 3  percent. Following
these  initial simulations, the curve
numbers were varied to determine their
effect on the overall model prediction of
landfill  performance.  Five simulations
were  improved by a  change in curve
number—all  had originally  underpre-
dicted runoff.
  For the three cells at Sonoma  County,
it was  obvious that the evapotranspira-

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tion and/or  soil characteristics  were
controlling runoff volume and  not the
curve  number. Because of this  close
interaction, it was difficult to assess the
accuracy of the curve number method in
the HELP model  based on the field data
in this  report. However, the predicted
runoff volumes appear overall to  be  in
reasonable agreement with the  mea-
sured results.
  A comparison  of  measured and pre-
dicted runoff on a monthly basis for the
University of  Wisconsin cells indicated
that the assumptions  used in the  HELP
model for snowmelt runoff may not be
appropriate. The model stores all precip-
itation on the surface when the  mean
daily temperature interpolated from the
mean  monthly temperature is below
freezing. When this mean daily  temper-
ature rises above freezing,  the  precipi-
tation  is allowed to  either  run off  or
infiltrate. Since mean daily temperatures
are computed in  the HELP model based
on  mean  monthly temperatures which
are generally below freezing in Wiscon-
sin for several consecutive months, no
runoff was predicted by the HELP model
during the winter. Instead, a large runoff
volume was  predicted during April  of
each year when  temperatures warmed.
This  compared  to measured  results
which  showed  significant  runoff
throughout the winter  without an exces-
sively large runoff in April. This discrep-
ancy probably contributed to the overpre-
diction of runoff for several cells.

Evapotranspiration
  No suitable evapotranspiration field
data from landfill sites  was found for
model testing. This was not unexpected
due to the complexities involved  in
collecting this type of  data. Yet, evapo-
transpiration  is  typically  the single
largest outflow component of the landfill
system;  therefore,  small changes  in
evapotranspiration can  have major
impacts on volumes of lateral drainage
and barrier soil percolation.
  For those cells which had runoff data
available, a surrogate variable for evapo-
transpiration was identified, and compar-
isons were made between measured and
predicted results. The variable consisted
of the sum of the water balance  com-
ponents which were  not directly  mea-
sured. In the case of  the University  of
Wisconsin  cells,  the  variable was the
sum of evapotranspiration and change in
moisture storage,  ET+DS. For the
Sonoma County cells,  it was the sum  of
evapotranspiration, change  in moisture
storage, and percolation, ET+DS+PERC.
The  ET+DS  variable was found to be
underpredicted by an average of 4
percent of the measured values, whereas
the   ET+DS+PERC   variable   was
underpredicted by  an average  of  25
percent. It is obviously rather complex to
discern the  meaning  of these results
since  evapotranspiration, change in
moisture storage, and percolation are all
interrelated. The evidence suggests that
values chosen for  evaporative depths
may have been too small.

Lateral Drainage and
Percolation
  Since measurements of barrier  soil
percolation volumes and leachate pond-
ing depths were not available, the lateral
drainage and barrier  soil percolation
submodel could only be evaluated using
measured leachate collection data. One
exception was the Boone County, KY  cell
where barrier soil percolation  volumes
were measured. However, the configu-
ration  of the clay liner and percolation
collection  pipe was such that vertical
percolation did not actually occur;  rather,
the percolation flow paths were  forced
to converge radially toward the collection
pipe. The  attmept to  simulate this
percolation  using the  HELP  model
resulted in an overprediction of approx-
imately 35 percent.
  Lateral drainage was overpredicted by
10 percent of the measured drainage in
two  cells where very  high  leachate
collection rates were observed. In three
cells  where  very  small quantities of
leachate were collected, lateral  drainage
was underestimated by 97 percent of the
measured drainage, although this differ-
ence only amounted to 1.4  inches  per
year. Of the remaining nine cells,  lateral
drainage was overpredicted by  an aver-
age  of 4 percent  of the  measured
drainage in five covered cells and over-
predicted by an average  of 53 percent
of the  measured drainage in four per-
manently uncovered cells with  a weath-
ered waste surface that supported dense
vegetation. Small errors in the  hydraulic
conductivities of  the  cover soils  can
cause large  differences in. the  leachate
production when the leachate production
is small. Also the overpredictions may
have been partially related to the manner
in which  the HELP  model estimates
unsaturated  hydraulic  conductivities. To
linearly relate unsaturated hydraulic
conductivity  to   moisture  content
between field capacity and saturation
tends to overpredict unsaturated hydrau-
 lic conductivity. Thus, moisture is routed
 more quickly  through  the evaporative
 zone,  contributing to larger leachate
 volumes and smaller evapotranspiration
 volumes.
  The poor  reproductions  of  lateral
 drainage for the uncovered cells at the
 University of Wisconsin  and the three
 cells without subsurface liquid addition
 at Sonoma County were probably caused
 by  poor  estimates of the  hydraulic
 conductivity of the surf ace layer. The field
 results could be reproduced by adjusting
 only the  hydraulic conductivity  of  the
 surface layer by less than a factor of 10,
 within the range of its probable value.
 This  result is understandable since
 cumulative lateral drainage is dependent
 on two main factors: the rate of infiltra-
 tion into the lateral drainage layer and
 the rate of percolation through the liner
 beneath  the drainage layer. The  rate of
 percolation was very small in these cells;
 therefore, the rate of infiltration was the
 source of error.

 Summary
  The  lack of  adequate site description
 and measured water budget components
 affected  the  verification  study in  two
 ways. First, the lack of descriptive  landfill
 information required the frequent use of
 default values in the HELP model which
 introduced additional  uncertainty  into
 the verification. Second, the lack of water
 balance overflow measurements limited
 the number of HELP outflow predictions
 that could be verified. These limitations
 restricted the ability of the study to isolate
 and test  mathematical characterizations
 of specific physical processes, such as
 soil mositure storage and routing, evapo-
 transpiration demand and its distribution
 through  the  soil  profile, unsaturated
 vertical  drainage,  and details of the
 apportioning  of  leachate production
 between lateral drainage to  collection
 systems and vertical percolation through
 the clay liner.
  In addition, the variable degree of field
 measurement  precision and  reliability
 presented challenges in interpreting the
 data which did exist. None of the field
 data used in this report were  collected
 specifically for verifying the HELP model;
 therefore, the field data were not always
 consistent with the needs of this study.
 For  instance,  the data available for the
three largest  landfills were  collected
while they were simultaneously under-
going expansion. In other cases, there
was large variability in measured results
between otherwise identical landfill

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cells. In general, the error in estimates
of water budget components were much
smaller than the variability in the  field
measurements for similar landfill cells.
These results are very good in light of
the fact that the precipitation data used
in this study, which is known to be
spatially highly variable, were not mea-
sured at most of the landfill sites. All of
this  required  a  significant  amount of
engineering judgment in interpreting the
data for the HELP model comparisons.
  Although a detailed verification of
specific  model components was  not
always possible, the data did confirm the
model's overall utility  in  estimating a
landfill water balance even without
extensive knowledge of specific  landfill
characteristics. This was an important
finding since the HELP model is typically
used without a large amount of detailed
landfill information.
  The following conclusions are made.
The  field data verified the utility of the
HELP  model  for  estimating general
landfill performance. However,  not all
model components were well tested due
to the limited field data available.  It is
concluded  that a  laboratory and  field
monitoring program explicitly designed
for HELP verification would be necessary
for further refinement of specific model
components.  In addition,  studies  are
needed to examine  lateral drainage and
percolation for small infiltration rates and
flow  through synthetic  liners and in
leakage   detection of  double  liner
systems.
  The overall data  base  of  long-term
water budget measurements at landfills
is poorly organized and  too  small to
continually advance the state of  the art
in understanding landfill leachate gener-
ation  and migration.  More  extensive
monitoring activities are required to fill
this gap.
  Improvements to the HELP model are
warranted in the  areas of snowmelt,
winter runoff, unsaturated hydraulic
conductivities, and the  selection of
evaporative depths based on the  results
of this study.

Sensitivity Analysis
  A sensitivity analysis of the  HELP
model was performed to examine the
effects of the major design  parameters
on components of  the water budget for
landfills.  The analysis examined  the
effects of cover design, topsoil thickness,
topsoil characteristics, vegetation, runoff
curve number, evaporative depth, drain-
able porosity, plant available water

                                   4
capacity, hyhdraulic conductivity, drain-
age length, and liner slope on the water
budget. Hydraulic conductivity values for
the topsoil, lateral drainage layers and
clay liners are the most important
parameters  in  determining the water
budget  components. These parameters
are particularly important in estimating
the percolation through  the  landfill.
Other design parameters tend to affect
the apportionment between  runoff,
evapotranspiration and lateral drainage
from the cover.
  The   interrelationship   between
parameters influencing  the hydrologic
performance  of  a  landfill  cover in the
HELP  model is complex. It is difficult to
isolate one parameter and exactly predict
its effect on the water balance  without
first placing restrictions on the values of
the remaining  parameters. With  this
qualification in mind,  the  following
general summary statements are made.
  The primary importance of the topsoil
depth or thickness is in controlling the
extent  or existence of overlap between
the evaporative depth and  the  head  in
the lateral  drainage layer.  Surface
vegetation has  a significant effect on
evapotranspiration  from  soils with long
flow-through travel times (low hydraulic
conductivity)  and large  plant available
water capacities; otherwise, the effect of
vegetation on  evapotranspiration  is
small. The general influence of surface
vegetation on lateral drainage and barrier
soil percolation is  difficult to  predict
outside the context of an individual cover
design.  Clayey soils yield greater runoff
and evapotranspiration, and less lateral
drainage and  barrier soil  percolation.
Simulations of landfills in colder climates
and in areas of lower solar radiation are
likely  to show  less  evapotranspiration
and greater lateral  drainage and barrier
soil percolation. An increase in the runoff
curve  number will increase runoff and
decrease evapotranspiration,  lateral
drainage, and barrier soil percolation. As
evaporative depth, drainable porosity or
plant available water increase,  evapo-
transpiration  tends  to  increase  while
lateral drainage and barrier soil perco-
lation tend to  decrease; the effect on
runoff is varied.
  The sensitivity analysis shows that the
ratio of lateral drainage to percolation is
a positive function of the ratio of KD/KP
and the  average head above the liner.
However, the average head  is a function
of QD/KD and L/a. The quantity of lateral
drainage, and therefore also the average
head, is  in turn a function  of the infil-
tration.  Therefore, the  ratio of  lateral
drainage to percolation increases with
increases in infiltration, and the ratio of
KD/KP for a given drain and  liner design.
The   ratio  of  lateral  drainage  to
percolation for a given ratio of Ko/Kp
increases with increases in  infiltration
and decreases in L/a. The percolation
and  average  head above the liner  are
positive functions of the term L/a.
Review of Technical Guidance
  The  information from the  sensitivity
analysis and the verification results were
used to  evaluate RCRA landfill design
guidance and regulation. This evaluation
showed that saturated hydraulic conduc-
tivity  is the  most  important design
parameter for  minimizing  percolation.
Care should be taken to recommend the
highest  hydraulic conductivity that is
commonly available for drainage media.
Similarly, the lowest saturated hydraulic
conductivity  practically  obtainable
should be used as guidance for soil liners.
Changes  in  other  design  parameters
yield much smaller effects on percolation
or leakage volumes if the values of these
parameters  are kept in a  reasonable
range.
   P. R. Schroeder and R. L Peyton are with U.S. Army Engineer Waterways
    Experiment Station, Vicksburg, MS 39180.
   Robert Landreth is the EPA Project Officer (see below).
   The complete report, entitled "Verification of the Hydrologic Evaluation of Landfill
    Performance (HELP) Model Using Field Data," (Order No. PB 87-227 518/
    AS; Cost: $18.95, subject to change) will be available only from:
          National Technical Information Service
          5285 Port Royal Road
          Springfield. VA 22161
          Telephone: 703-487-4650
   The EPA Project Officer can be contacted at:
          Hazardous Waste Engineering Research Laboratory
          U.S. Environmental Protection Agency
          Cincinnati, OH 45268
  U.S. GOVERNMENT PRINTING OFFICE:  1988/548-158/67117

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