United States
                   Environmental Protection
                   Agency
Water Engineering
Research Laboratory
Cincinnati, OH 45268
                   Research and Development
EPA/600/S2-88/030  July 1988
&EPA          Project  Summary
                    Fate  of  Water  Soluble  Azo
                    Dyes in  the Activated  Sludge
                    Process

                    Glenn M. Shaul, Clyde R. Dempsey, and Kenneth A. Dostal
                      The objective of this study was to
                   determine the partitioning  of water
                   soluble azo dyes in the activated
                   sludge process (ASP). Azo dyes are
                   of concern because  some of the
                   dyes, dye precurors, and/or  their
                   degradation  products  such  as
                   aromatic amines (which are also dye
                   precurors) have been  shown to be,
                   or are suspected to be, carcinogenic.
                   Specific azo dyes were spiked at 1
                   and 5 mg/L to pilot-scale treatment
                   systems with both liquid and sludge
                   samples collected.  Samples  were
                   analyzed by high performance liquid
                   chromatography  (HPLC)  with  an
                   ultraviolet-visible detector.
                      Mass  balance calculations were
                   made to determine the amount of the
                   dye compound in the waste activated
                   sludge  (WAS) and in  the activated
                   sludge effluent (ASE). Of the 18 dyes
                   studied,  11 compounds were found
                   to  pass  through  the   ASP
                   substantially  untreated, 4 were
                   significantly adsorbed onto the WAS,
                   and 3 were apparently biodegraded.
                      This  Project  Summary was
                   developed by EPA's Water Engineering
                   Research  Laboratory, Cincinnati, OH,
                   to announce  key  findings of the
                   research  project  that  is  fully
                   documented in a separate  report of
                   the same title (see Project Report
                   ordering information at back).

                   Introduction
                      The U.S. Environmental Protection
                   Aqency's  (EPA)  Office  of  Toxic
                   Substances evaluates Premanufacture
                   Notification (PMN) submissions under
                   Section  5 of the  Toxic Substances
Control  Act.  Azo dyes  constitute a
significant portion of these submissions.
Generally, azo dyes contain between one
and  three azo linkages  (-N = N-),
linking phenyl and naphthyl radicals that
are usually  substituted with some
combination  of functional  groups
including: amino (-NHa);  chloro  (-CI);
hydroxyl  (-OH);  methyl (-CH3);  nitro
(-NOg); and sulfonic  acid, sodium salt
(-S03Na).

    One aspect of  the  PMN review
process is to  estimate the release of a
new  chemical.  The  industrial
manufacturing and processing of azo
dyes  will generate  a  wastewater
contaminated  with azo  dyes, which  is
typically  treated in  a conventional
wastewater treatment  system.  The
effectiveness of  this treatment must be
known in  order  to estimate the release
from this source. Therefore, EPA's Water
Engineering Research Laboratory, Office
of Research and Development undertook
a study to determine the fate of specific
water soluble azo dye compounds in  the
ASP.
    The study  was approached  by
dosing the feed to the pilot ASP systems
with various water soluble  azo dyes and
by  monitoring  each dye compound
through the system, analyzing both liquid
and sludge samples.  The fate of  the
parent dye compound was assessed  via
mass balance calculations. These data
could determine  if the  compound was
removed by adsorption,  apparent
biodegradation, or not removed at  all.
The report presents results for 18 dye
compounds  tested  from June  1985
through August  1987. The study was

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conducted at EPA's Test and Evaluation
Facility in Cincinnati, OH.

Experimental Program
    Screened raw wastewater from the
Greater  Cincinnati  Mill Creek  Sewage
Treatment Plant was used as the influent
(INF) to  three  pilot-scale  activated
sludge biological treatment systems (two
experimental and one control) operated
in  parallel. Each  system consisted  of a
primary  clarifier  (33  L),  complete-mix
aeration basin (200 L), and a secondary
clarifier (32 L).
    Each water soluble dye was dosed
as commercial product to  the screened
raw wastewater for the two experimental
systems operated in parallel at targeted
active ingredient doses of 1 and 5 mg/L
of influent flow  (low and high spike
systems,  respectively). The  principal
focus of this work was on the ASP, and,
as such, the primary sludge was not
sampled. Table 1 presents a summary  of
the average  operating conditions of the
pilot-plant systems.
    Before each data collection  phase,
dye  analytical  recovery  studies were
conducted using organic-free  water,
influent  wastewater,  and  mixed  liquor.
These studies were run in  duplicate and
each  recovery study was repeated  at
least once to ensure that the compound
could be extracted  from these samples.
Purified  dye standards were analytically
prepared from  the  commercial  dye
product by repeated recrystallization.
    The  INF, primary effluent  (PE), and
ASE were filtered,  and the filtrate was
passed  through a column packed with
resin. The filter  paper  and resin were
soaked  in  an ammonia-acetonitrile
solution  and then Soxhlet extracted with
ammonia-acetonitrile. The extract was
concentrated and brought  up  to  50 mL
volume  with  a  methanol/dimethyl-
formamide solution.  The  mixed  liquor
(ML)  samples  were separated into two
components, the filtrate or  soluble (SOL)
fraction  and the  residue (RES)  fraction.
The  SOL fraction was processed similar
to the INF, PE, and ASE  samples. The
RES  fraction and the filter paper  were
processed similar to  these samples but
the resin adsorption step was omitted. All
extracted samples  were  analyzed by
HPLC  with  an  ultraviolet-visible
detector. Total suspended solids  (TSS)
analyses  were  also  performed  on the
INF, PE, ML, and ASE samples.
    All  systems were  operated for  at
least three times the solids retention time
to ensure acclimation prior to initiation of
data collection. All samples were 24  hr
composites made up of 6 grab samples
collected every 4 hr and stored at 4°C.
The 18 water soluble, acid and direct azo
dyes  studied   in  pilot-scale  ASP
systems are listed below in Table 2 by
Colour Index name and number. Figure 1
presents the chemical structure for each.

Results and Discussions
    Before a compound  was judged
acceptable for  spiking  into the  pilot-
scale treatment systems, spike recovery
studies were conducted for  each dye.
These tests were   conducted  using
laboratory,  organic-free  water samples
and  several  wastewater  and  sludge
samples from  the  control  ASP.  All
samples were spiked and held at 4°C for
24 hr before recovery was assessed. The
possible removal mechanisms for a dye
compound  in the ASP system  include
adsorption,  biodegradation,  chemical
transformation, photodegradation, and air
stripping. Table  3 presents the results
from these  determinations. Recovery for
most dyes was within the targeted range
of 80% to  120%; thus, it appeared that
little  or  no  chemical  transformation
occurred for these  dyes because of
contact with" the variable  wastewater
and/or  sludge  matrix  under  these
conditions.  Some  recoveries  from
wastewater and/or sludge samples  for
four of the  dyes  were  outside the
targeted  range,  but these dyes  were
accepted  for sampling because  such
recoveries  were  considered  acceptable
to the general project guidelines. As the
recoveries for all  18  dyes were generally
very  good and  with  relatively  low
standard deviations,  all values in Tables
3-5 are presented as measured and no
correction made for recovery. In addition,
no  photodegradation of the dyes  was
found  in laboratory  studies. Moreover,
the estimated Henry's  law  constant for
each dye tested was  less than  10'15
atm-m3/mol, and, as such,  air stripping
was very unlikely. Therefore, adsorption
and/or biodegradation appeared to be the
only removal mechanisms.
    Table  4 presents  the  mean
concentrations  for  each of  the  dyes
tested. Four dyes have two runs reported
whereas  all other dyes have just  one.
Additional  runs  were  conducted  for
quality assurance/quality control reasons.
From the results in  Table  4 and  TSS
data, mass balance  calculations can be
made  (see Table 5).  If a  compound  in
Table 5 was recovered  near the targeted
range  of 80%  to  120%, then  it was
assumed that this compound  was not
biodegraded  since  most of  the
compound  was recovered. Conversely,  if
the recovery was less than 20% to 30°
then  it was assumed the compound w;
apparently biodegraded. This assumpti<
was  valid  only because  prelimina
recoveries (Table 3) indicated little or  r
problems  in recovering the  compoun<
from  the various sample matrices. Lastl
if the compound was recovered near tt
targeted range of 80% to 120%, then or
must  investigate  the  percentac
adsorbed  data.  If these data indicate
less  than  20%  adsorbed,  then  it w;
assumed  that  the  compound  w<
substantially untreated  by  the  AS
However, if these data indicated that tt
amount adsorbed was  greater than 30°
then   it  was concluded  that  such
compound was removed  by  appare
adsorption.
    Eleven of the 18 azo dyes studied
Table 5  passed  through  the AS
substantially untreated  with the data fro
the  low  and high  spike  systems
excellent  agreement  for  these  dye
These were:
           C.I. Acid Black 1
           C.I. Acid Orange 10
           C.I. Acid Red 1
           C.I. Acid Red 14
           C.I. Acid Red 18
           C.I. Acid Red 337
           C.I. Acid Yellow 17
           C.I. Acid Yellow 23
           C.I. Acid Yellow 49
           Cl. Acid Yellow 151
           C.I. Direct Yellow 4

    The  relatively  high  sulfonic  ac
substitution  of these dyes  may  expla
why  they  were  not  removed. If the  a;
dye  has  high sulfonic  acid  substitutio
then  little or no  adsorption  of the dye t
the  microbial cell  or cell  byproduc
would occur, thus limiting the chance
aerobic  biodegradation.  Ten  of  the  1
above dyes have at  least  two sulfon
acid  functional groups, C I. Acid  Red  3Z
has one.
    The positioning of the  sulfonic ac
functional  group(s)  and  the molecul.
weight of the compound also appeared
have an  affect  on  how the  compour
partitions.    Note  in Table  5  that foi
compounds were  adsorbed  onto  tr
WAS and  apparently  not  biodegradei
These were
           Cl. Acid Blue 113
           Cl Acid Red 151
           C.I. Direct Violet 9
           C I. Direct Yellow 28

     C.I. Acid Blue  113,  C I. Acid Re
151,  and  C I. Direct Violet  9 represe
three of the four disazo (two azo bond
structures  Although  these dyes  ai

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                                  Table 1. Summary of Operating Conditions
                                                 Parameter
                                   Value
                                   Influent flow rate, Ud
                                   Primary sludge flow rate, Ud
                                   Primary effluent flow rate, Ud
                                   Mixed liquor wastage flow rate, Ud
                                   Secondary effluent flow rate, Ud
                                   Solids retention time, days
                                   Hydraulic retention time,  days
                                   Dissolved oxygen, mgIL
                                   Target influent spike dosages, mg/L
                                       Low
                                       High
                                   Influent pH, pH units
                                   Aeration basin temperature, °C
                                    720
                                      6

                                    714

                                     67

                                    647

                                    2.7

                                    0.28

                                  2.0-4.0


                                      1
                                      5

                                  7.0-8.0

                                   21-25
   Table 2. Dye Compounds Spiked to
          the  Activated  Sludge
          Process
Colour Index Name
C.I. Acid Black 1
C.I. Acid Blue 113
C.I. Acid Orange 7
C.I. Acid Orange 8
C.I. Acid Orange 10
C.I. Acid Red 1
C.I. Acid Red 14
C.I. Acid Red 18
C.I. Acid Red 88
C.I. Acid Red 151
C.I. Acid Red 337
C.I. Acid Yellow 17
C.I. Acid Yellow 23
C.I. Acid Yellow 49
C.I. Acid Yellow 151
C.I. Direct Violet 9
C.I. Direct Yellow 4
C.I. Direct Yellow 28
Colour Index
Number
20470
26360
15510
15575
16230
18050
14720
16255
15620
26900

18965
19140
18640
13906
27885
24890
19555
   "Not assigned as of 12/87. Chemical
    Abstracts Number  67786-14-5.

sulfonated compounds with two of the
three having two sulfonic acid functional
groups,  they  also  have a  greater
molecular weight than  the other
compounds.  Further investigations  into
the affect of  sulfonation (both in number
of groups and position) versus molecular
weight  are necessary  before  a
relationship, if  any exists,  could be
developed.
    Note also in Table  5 that  three
compounds appeared to be biodegraded.
These were:
          C.I. Acid Orange 7
          C.I. Acid Orange 8
          C.I. Acid Red 88

    The  conclusion   that  these
compounds    were   apparently
biodegraded comes  from  an inspection
of the mass balance data; for  each
compound,  very  little  of  the  dye was
recovered during  sampling. However, the
preliminary  recovery  studies showed that
the compound  could be recovered
without difficulty  from  wastewater and
sludge matrices (see Table 3). Since the
compounds were  not found in the ASE or
ML samples and chemical  transformation
appeared  not  to be  occurring,  then
biodegradation would  account for the
loss of the parent compound.
    In addition to the  18  dyes thus far
discussed,  11 other  azo dyes  were
investigated  during this study  but the
analytical recovery methodology did not
produce satisfactory  recoveries from the
various matrices for these  dyes. Table  6
identifies these dyes.

Conclusions
  1. A total of 18  water soluble azo dyes
    were  successfully  monitored  in
    wastewater   and sludge  samples
    collected from pilot-scale  ASP
    treatment systems. The study of 11
    additional dyes  was attempted but
    could not be  accomplished because
    of  poor analytical recovery  from
    wastewater and/or sludge samples.
 2. Based on the compounds tested in
    this  study, high water  solubility, as
    judged by the degree of sulfonation,
    seemed  to be  a major  factor in
    preventing  an azo  dye compound
    from  being  either  apparently
    adsorbed or  biodegraded by  the
    ASP.
 3. Of  the   18  dyes  studied,   11
    compounds  were  found to pass
    through  the ASP  substantially
    untreated,  4  were  significantly
    adsorbed onto the WAS and 3 were
    apparently biodegraded.


Recommendations
 1. Since several  azo dyes passed
    through the ASP relatively untreated,
    further  investigations  into how to
    remove  these  compounds,  and
    others like them, may be necessary

 2. Investigations  into the degradation
    products resulting from  the aerobic
    biodegradation of azo dyes may be
    necessary  to  determine  if  the
    degradation  products,  such  as
    aromatic amines, persist in the water
 3. For  those compounds  that strongly
    adsorb onto WAS, investigations into
    their fate in anaerobic environments
    (e.g., anaerobic digesters or landfills)
    would be of value.

 4. Additional  testing  of  structurally
    related compounds to those tested in
    this   study  may allow structure
    activity relationships  to   be
    developed.

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 02/V(
                                                                       \NH(
             C.I. Acid Black 1
                                                       C.I. Acid Blue 113
                      HO
                                                          CH3  HO
             C./. Acid Orange 7
C.I. Acid Orange 8
                       HO
                   -0*0
                                                                WO   NH-CO-CH3
             C./. Acid Orange 10
 C.I. Acid Red 1
                        HO
                      'OaS
                                                                WO
             C.l. Acid Red 14
                                                       C.I. Ac id Red 18
                      HO
             HO
                                            -03S(
             C/ Xlc/dRec/88
                                                      C.I. Acid Red 151
Figure  1.    Chemical structures of test dyes.

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              Cf3
                         'SOa'
                                                               C/
                                    HOC -
                                       it   I
                                 > /V=/V-C   N

                                        V
                                         CH3
                                                                   )S03"
                                                                   C/
          C.I. Acid Red 337
                                   C.I. Acid Yellow 17
     "03S(C ))/V=/V-C%   N

                     %c*
                     COO"
                                              C/

                               SI  HOC - /V^)S03"

                                       '    /V     t/
                                        x«*
                               "C/       c
                                         CH3
           C.I. Acid Yellow 23
                                  C.I. Acid Yellow 49
                  CH3
                  COH

              N=NCCOHNI{
                                                    H3C
         C.I. Acid Yellow 151
                                  C.I. Direct Violet 9
H0
                                                         >OH
                                   S03"
                                C./. D/recf Yellow 4
                  HaCr
                              C./. Direct Yellow 28
Figure  1.    (continued).

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    Table 3.  Percent Recovery of Test Dyes from Sample Matrices
Sample Matrix


Dye Compound Name

1
C.I. Acid Black 1, Run 1
C.I. Acid Black 1, Run 2
C.I. Acid Blue 113
C.I. Acid Orange 7,
2
C.I. Acid Orange 8

Runs 1



and


Org. Free
mg/L
90
69
61
101

115
Water
5 mg/L
93
78
89
97

111
C.I. Acid Orange 10 ~
C.I. Acid Red 1
C.I. Acid Red 14
C.I. Acid Red 18
C.I. Acid Red 88
C.I. Acid Red 151,
C.I. Acid Red 151,
C.I. Acid Red 337
C.I. Acid Yellow 17
C.I. Acid Yellow 23
C.I. Acid Yellow 49




Run 1
Run 2














M
707
98
93
74
**
89
707
708
90
«.
90
98
706
85
•*
88
98
702
93
C.I. Acid Yellow 151
C.I. Direct Violet 9,
C.I. Direct Violet 9,
C.I. Direct Yellow 4
Run 1
Run 2




C.I. Direct Yellow 28
"nof tested.

Table 4. Dye Concentrations Data

Summary
-
**
86
96


„
~
90
98


Wastewater
1 mg/L 5 mg/L
87
79
95
97

703
97
705
98
94
92
97
703
95
92
703
99
776
720
703
87
94






















72
90
88
97

707
80
95
97
88
82
83
83
88
97
703
700
98
92
98
92




















87




Low Spike +
Dye Compound Name
Acid Black 1, Run 1
Acid Black 1, Run 2
Acid Blue 113
Acid Orange 7, Run 1
Acid Orange 7, Run 2
Acid Orange 8
Acid Orange 10
Acid Red 1
Acid Red 14
Acid Red 18
Acid Red 88
Acid Red 151, Run 1
Acid Red (57, Run 2
Acid Red 337
Acid Yellow 17
Acid Yellow 23
Acid Yellow 49
Acid Yellow 151
Direct Violet 9, Run 1
Direct Violet 9, Run 2
Direct Yellow 4
Direct Yellow 28
INF
0.53
0.43
1.00
0.99
1.12
0.80
1.17
1.01
0.90
1.21
"
"
0.96
1.20
0.97
1.33
1.14
1.29
0.95
0.98
0.84
0.93
PE
0.44
<0.11
0.84
0.95
1.04
0.82
0.96
0.90
0.66
1.23
0.68
0.56
0.71
7.73
0.95
7.23
7.74
0.67
0.78
0.83
0.76
0.87
ASE
0.41
0.28
0.07
0.19
0.31
<0.03
7 07
0.89
0.77
7.33
0.04
0.77
0.24
0.93
0.92
/.32
0.84
0.49
0.47
0.67
0.76
0.78
SOL
0.40
0.79
0.04
<0.08
0.25
<0.02
0.88
0.83
0.74
7.72
0.02
0.08
0.09
0.68
0.93
7.30
0.86
0.26
0.27
0.32
0.58
0.77
RES"
0.13
<0.04
3.98
<0.03
<0.03
<0.03
<0.03
<0.07
<0.03
<0.05
0.77
2.90
2.67
7.75
<0.06
<0.03
0.74
0.46
2.93
7.74
0.08
5.78
INF
2.21
2.59
5.27
4.96
6.18
4.39
5.44
4.71
4.61
5.11
~
*•
4.87
5.46
4.58
5.08
5.77
6.44
5.30
5.22
3.90
3.74




Mixed
1 mg/L
87
77
85
98

86
74
65
88
87
109
94
101
95
99
102
99
109
87
101
93
101


Liquor

5 mg/L
80
83
76
90

94
73
92
92
90
96
90
84
85
97
103
99
113
89
95
94
97

























High Spike +
PE
2.20
<0.75




















4.55
5.34
5.53
4.02
5.55
4.43
2.87
4.54
3.96
3.64
4.37
5.06
4.57
5.25
5.42
4.05
4.77
4.72
3.37
3.69
ASE
2.29
2.02
0.84
0.24
0.77
<0.70
5.49
4.48
4.76
4.77
<0.07
0.44
0.54
4.40
4.55
5.39
3.59
4.08
0.99
7.32
3.77
0.63
SOL
2.07
1.41
0.44
0.15
0.58
<0.04
4.94
4.43
3.98
4.76
<0.07
0.77
0.36
3.67
4.45
5.35
3.79
2.66
038
0.59
2.97
0.25
RES*
0.47
0.13
19.86
<0.03
<0.03
<003
<0.04
0.05
<0 11
<0.04
0.07
79.86
78.85
4.08
<0.05
<0.03
0.44
4.37
23.38
23.44
0.27
22.83
+ Concentration in mg/L.
" Mass in mg of dye adsorbed/gm of MLSS.
"Not sampled.

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Table 5.   Mass Balance Data Summary

                             Low Spike
High Spike
Dye Compound Name
Acid Black 1, Run t
Acid Black 1, Run 2
Acid Blue 113
Acid Orange 7, Run 1
Acid Orange 7, Run 2
Acid Orange 8
Acid Orange 10
Acid Red 1
Acid Red 14
Acid Red 18
Acid Red 88
Acid Red 151, Run 1
Acid Red 151, Run 2
Acid Red 337
Acid Yellow 17
Acid Yellow 23
Acid Yellow 49
Acid Yellow 151
Direct Violet 9, Run 1
Direct Violet 9, Run 2
Direct Yellow 4
Direct Yellow 28
%
Recovered
96
244
74
19
30
4
104
98
116
107
7
73
82
95
98
107
75
89
93
100
99
78
%
Adsorbed
3
6
66
<1

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  Glenn M. Shaul, Clyde R Dempsey, and Kenneth A. Dostal are with the Water
    Engineering Research Laboratory,  U.S. Environmental Protection Agency,
    Cincinnati, OH 45268.
  The complete report, entitled "Fate of Water Soluble Azo Dyes in the Activated
    Sludge Process,"  (Order No. PB  88-208  251;  Cost: $14.95,  subject to
    change) will be available only from:
       National Technical Information Service
       5285 Port Royal Road
       Springfield, VA 22161
       Telephone:  703-487-4650
  The EPA authors can be contacted at:
       Water Engineering Research Laboratory
       U.S. Environmental Protection Agency
       Cincinnati, OH 45268
United States
Environmental Protection
Agency
Center for Environmental Research
Information
Cincinnati OH 45268
     BULK RATE
POSTAGE & FEES PAID
         EPA
  PERMIT No. G-35
Official Business
Penalty for Private Use $300

EPA/600/S2-88/030
       0000329    PS
       0  S e«VIR PROTECTION  ASENCT

       IIS'IM.USSS'IT^ET
       CHICAGO               I<-   60604

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