United States
Environmental Protection
Agency
Air and Energy Engineering
Research Laboratory
Research Triangle Park NC 2771'
Research and Development
 EPA/600/S7-85/035  Nov. 1985
Project Summary
National Acid Precipitation
Assessment  Program Emission
Inventory Allocation  Factors
F. M. Sellars, T. E. Fitzgerald, Jr., J. M. Lennon, N. M. Monzione, and
D. R. Neal, Jr.
  The Eulerian Acid Deposition Model
being developed for use in the National
Acid Precipitation Assessment Program
(NAPAP)  will  require more resolved
emissions data than are available in the
NAPAP Emissions  Inventory. The
NAPAP inventory, which  separately
covers annual emissions from point and
county wide  area sources,  had  to be
apportioned to reflect hourly emissions
with area source emissions assigned to
grid squares. Hourly emissions of vola-
tile organic  compounds (VOCs) then
had to be allocated into photochemical
reactivity  classes and nitrogen  oxide
(NO*) emissions separated into NO and
NO2. This report describes the process-
es, assumptions, and data sources used
in developing the NAPAP temporal, spa-
tial, and species allocation factors. The
processing of  the NAPAP Emissions
Inventory through the Regional Model
Data Handling System (RMDHS) and
the specifications  for a new NAPAP
data handling system are also detailed.

  This Project Summary was developed
by EPA's Air and Energy Engineering
Research Laboratory. Research Triangle
Park, NC, to announce key  findings of
the research project that is  fully docu-
mented in a separate report of the same
title (see Project Report ordering in-
formation at back).

Introduction
  The most extensive use of  the NAPAP
Emissions Inventory will be to support the
Eulerian Acid Deposition Model currently
under development. The NAPAP inven-
tory, compiled using EPA's Emission
Inventory System (EIS), contains annual
emissions from point and area sources.
Area sources are compiled on a county
total basis while point source data are
compiled for individual sources. Emission
totals in the NAPAP inventory for VOCs
and NOX actually represent composites of
various individual species. To support the
Eulerian model, further temporal, spatial,
and species resolution is required.
  The RMDHS was used to resolve the
NAPAP inventory for use as an Eulerian
model input tape.  RMDHS calculated
hourly emission totals of NOX, S02, SO*,
NH3, and VOCs, allocated VOCs and NO,
into photochemical reactivity classes,
separated  out major point sources, and
assigned minor point sources and area
sources to grid cells. The major inputs
that enabled RMDHS to  generate the
Eulerian modeler's tape from the NAPAP
annual emission inventory were tempo-
ral, spatial, and pollutant species alloca-
tion factors, whose development  is de-
scribed below.

Temporal Allocation Factor
Development
  RMDHS  apportioned the NAPAP an-
nual emissions totals into hourly totals
for a typical summer weekday by applying
the NAPAP temporal allocation factors, a
series of fractional multipliers, to the EIS
emission file. First, a seasonal fraction is
applied to determine quarterly emissions
for the summer season. Next, a daily
fraction is  applied which apportions the
seasonal  total to  a daily total  for  a
"typical" weekday:

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daily fraction =
                         1
              (13 weeks/season)
              (number  of operating
              days/week)

Similarly, hourly totals are calculated by
multiplying the daily totals by one of 24
hourly fractions representing an entire
diurnal pattern. For example, if all of a
plant's emissions occur during an 8 a.m.
to 5 p.m. workday, the hourly fraction for
each of these hours would be:
hourly fraction =
                     1
= 0.111
                9 operating
                hours/day
The hourly fraction for the 15 hours of
nonoperation would, of course, be zero.
  RMDHS can generate default temporal
factors based on operating rates  con-
tained in  EIS point source records or
uniform emissions distributions for area
sources if no patterns are supplied.
Therefore, primary emphasis was placed
on developing temporal factors for the 54
NAPAP area source categories. Since the
temporal distribution of emissions  most
often  directly reflects the temporal pat-
terns  of the activities that cause the
emissions, related categories were
grouped together.
  GCA developed temporal factors based
on literature and data sources published
bytheU.S. Department of Energy, Depart-
ment of Transportation, Civil Aeronautics
Board, National  Weather Service,  and
Bureau of  the Census. Also examined
were  previously compiled regional  scale
inventories such as the  Northeast Cor-
ridor  Regional Modeling Project
(NECRMP), Regional Air Pollution Study
(RAPS), and the Sulfate Regional Exper-
iment (SURE), and inventories developed
by several states in support of their State
Implementation  Plans (SIPs).
  Since the NAPAP study area spansfour
time zones, temporal factors were  stan-
dardized to reflect Greenwich Mean Time
(GMT) by  creating four separate, time-
zone-specific temporal factor files,  each
with local  time adjusted to reflect GMT,
and processing the EIS data accordingly.
Thus,  hourly emissions in the Eulerian
model input tape reflect GMT.
Spatial Allocation Factors
  Spatial allocation factors were devel-
oped to apportion  NAPAP area source
emissions from counties to individual grid
cells. The NAPAP grid system consists of
37,440 grid cells (156 rows, 240 columns)
approximately  20 x 20 km, extending
from 65° to 125° West longitude  and
from 25° to 51° North latitude.
  Each spatial allocation factor assigns a
portion  of  a  particular county's area
source emissions to a specific grid cell.
Generally, since the actual  subcounty
distribution of area source emissions is
unknown, emissions are assumed to be
distributed according to the known distri-
bution of some surrogate indicator (e.g.,
population).
  The objective in NAPAP was to develop
as many surrogate values as possible for
each county to allow maximum flexibility
in assigning county  level area  source
emissions  to specific  grid cells. The
surrogate indicators  used in NAPAP
include housing and population counts,
total land  area, and 10 land use clas-
sifications.  Once the distribution of the
surrogate indicators was known, county
level area source emissions were spatially
distributed by matching area source
emission categories to the most appro-
priate surrogate indicator.
  Housing  and population surrogates
were derived from the 1980 Census by
assigning housing units and population
counts to grid cells based on the latitude
and longitude  of the centroid  of each
enumeration district. Land use surrogates
were derived using Landsat land  use
percentages for each grid cell and grid/
county relationships in the algorithm:
            SPAFCTcs, =
                          (Ac,) (ASl)
                        I , (Ac,) (ASl)

            where: SPAFCTca = The spatial alloca-
                               tion  factor  for
                               county C, land use
                               type S, and grid i
                         Ac, = The  portion  of
                               county C that falls
                               within grid  i
                         As, = The portion of grid i
                               with land use type
                               S
                           n = The total  number
                               of grids covering
                               county C
              The final step in defining spatial  al-
            location factors was development of the
            surrogate factor selection file, which
            assigns each of the 54 NAPAP area source
            categories to the most appropriate sur-
            rogate indicator.
Species Allocation Factors
  The  NAPAP Emissions Inventory in-
cludes annual emission rates for NOX and
VOCs. The  Eulerian Acid Deposition
Model requires disaggregation of VOC
emissions into photochemical reactivity
classes and separation of N0« into NO
and NO2. There are numerous possible
VOC speciation schemes based on dif-
ferent  modeling chemistries. To provide
the flexibility of developing and testing a
number of reactivity schemes in NAPAP,
it was decided to provide a general species
listing  for NAPAP point and area source
classes, which in turn could be adapted to
fit any particular modeling requirements.
This objective was achieved by coding a
set of "species profiles," each of which
provides a typical list of VOCs for a given
process.  Each specie is defined by its
Storage and Retrieval of Aerometric Data
(SAROAD) code, molecular  weight, and
weight percent of total VOC  emissions.
  A separate SCC Index File was created
to  link the emission inventory emission
classes (referenced by Source Classifica-
tion Code/SCC) to the most appropriate
species profile. Finally, a photochemical
class assignments file assigned each VOC
specie (referenced by SAROAD code) to
the appropriate  reactivity  class.  This
approach was taken to provide flexibility
in establishing SCC-profile-reactive class
relationships.

RMDHS Processing
  The  allocation factors and  emissions
data developed for the NAPAP study were
processed into a modeler's tape using the
Regional Model  Data Handling System
(RMDHS). RMDHS, developed in 1981, is
a package of four major programs which
was  used to preprocess  NECRMP  data
into input format of the Regional Oxidant
Model (ROM). The basic functions of
RMDHS  include the  calculation of pro-
jected emission rates, disaggregation of
NOX and VOCs into component species,
calculation of hourly emission rates for all
pollutant species, and the spatial alloca-
tion of ground  level  point sources and
area sources. Figure 1 summarizes the
operation of the  major  components of
RMDHS.
  The Eulerian Acid Deposition Model to
be used in  NAPAP requires input  data
similar to that used  in the ROM; thus,
RMDHS  required relatively minor mod-
ifications to ready it  for use in NAPAP.
These changes primarily reflect the in-
creased  size of  the study  area,  and
different target  source  categories and
pollutants than those used  in NECRMP.

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                     Control and
                 Summary Definition
                        File
                      Control
                     Measures
                       File

Growth
Factor
File
                          fEis/p&rr\
                            Source
                          [ Emissions,
                              File
                      Control Measures and
                    Growth Projection Module
                          ICMGROW)
                                                                Diagnostic
                                                                  Report
                                            Emissions
                                            Summary
                                             Report
                                                            'Projecte
                                                              Source
                                                            i Emissions,
f Control and
Summary Definition
\ File

Temporal
Splits
File

f Pollutant
Splits
I file


MMMMM
1
Temporal at
(TPSi
j

f
id Pollutant
'odule
"LIT/
r
X"*^ "N.
/ Hourly \
1 Source \






Diagnostic
Report
Emissions
Summary
Report
w. ^x^*"" "

                Control and
               Selection File
                          Major/Minor Point Source
                          Division/Mode/ Conversion
                                  Module
                                 (PSCONV)
                                                            Emissions
                                                            Summary
                                                              Report
                                                                                                 Control and
                                                                                               Allocation Factor
                                                                                                Selection File
                                                                  Spatial
                                                                 Allocation
                                                                 Factor File
                                             Area Source Gridding/
                                            Model Conversion Module
                                                   (ASGRID)
                Point Source
                  Packet
   Major
  Source
1 Emissions
    File
  ^Minor-
  Source
  Gridded
\EmissionsJ
                                                       Allocation
                                                       Factor Input
                                                         Report
                                                                                                            Diagnostic
                                                                                                              Report
Emissions
Summary
 Report
cigure 1.    General data flow plan for the Regional Model Data Handling System.

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Specifically, in order to meet the interim
(FY-84) NAPAP deliverable requirements,
the system was required to accommodate:

 • SOX resolved to SO2 and S04;
 • 48-state geographic domain;
 • NH3; and
 • Four separate time zones resolved to
   Greenwich Mean Time.
  Several programs in the RMDHS were
modified  to satisfy these requirements.
Further  changes were  performed  by
Engineering-Science(E-S), including com-
pression  of  the  NAPAP master file to
lower data  processing costs,  and  the
disaggregation of the master file based on
time zone boundaries.
  The output of  RMDHS to be used as
input to an  Eulerian model consists of a
major source  emissions file, a  minor
source gridded emissions file, and an
area source grid values file. These three
files were output separately for each of
the four time zone specific areas in the
NAPAP study scope;  some of the time
zone specific output data were merged as
appropriate.

NAPAP Emissions Inventory
Data Handling System Design
Specifications
  As described above, a modified version
of the Regional Model  Data  Handling
System (RMDHS) was used to create an
interim (FY-84) 1980  NAPAP  inventory
Eulerian  model  input tape. GCA also
assessed the feasibility of substantially
modifying RMDHS to address the more
comprehensive FY-85 deliverable, which
would include:

• Significantly more  VOC species reso-
   lution (CB/X chemistry classes);
• Addition of HCI, HF (and possibly V and
   Mn) as new pollutants;
• Derivation of alkaline dust from TSP;
• TSP resolved to particle size classes;
• Additional Area Source categories;
• Incorporation of Canadian data; and
• Incorporation of Natural Sources data.

  As a result of the investigation, GCA
concludedthat the modifications required
to RMDHS would be major, and that the
modified system would be very expensive
to operate.  Therefore, we believe that
further changes to RMDHS would not be
the most effective course  of action for
EPA to undertake. Instead, we recom-
mend that EPA consider development of a
new, more suitable system that would
incorporate sufficient flexibility to address
not only changes specific to NAPAP, but
would also be easily adaptable for other
similar regional scale undertakings, such
as  the  Regional  Particulate Modeling
(RPM) Study and the Northeast Regional
Oxidant Study  (NEROS). This system
should be structured in a highly modular
fashion with the inherent flexibility
needed to address regional undertakings
incorporated in all aspects of the design.
  The NAPAP emission data preprocess-
ing system, or the  Flexible  Regional
Emissions Data  System (FREDS),  will
consist of a  number  of  independent
subsystems used to extract  pertinent
emissions data from EIS/PS and EIS/AS
records, resolve them  temporally  and
spatially, and resolve composite  emis-
sions to individual species. It includes
capabilities to incorporate  natural (bio-
genie) emissions with man-made sources
data into the temporal, spatial, and spe-
cies resolution process. It will also incor-
porate sufficient flexibility to allow needed
future  enhancements.  Currently envi-
sioned future improvements include bet-
ter handling of line source emissions  and
incorporating continuous emissions mon-
itoring (CEM) data. The relationships of
the various 1985 and future subsystems
are shown in Figure 2.
  Each of the above subsystems of FREDS
will exist as an independent module. All
software will be developed using  state-
of-the-art modular (structured) program-
ming techniques and will  reflect max-
imum flexibility to easily accommodate
future enhancements and modifications.
It is currently envisioned that the FREDS
system will be developed on the NCC IBM
generally using  EPA  software develop-
ment standards.

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                                   I    NAPAP\
                                  Emissions System
                    x—V       NAPAP
                   Canadian      ETS/AS
                  ^EIS/AS  ]
                                 NAPAP
                                ETS/PS
Line Source
System*
\

Line Source
Temporal
Allocation
System*









C Extraction \


Emissions

-r , ~L
Allocation System
J^




OEM
Temporal
Allocation
System*

                                       Hourly
                                     Emissions
                     Major
         Sources  Point Sources

                                                     /trea S°urces
                                    \Merge /  Gridded Speciated
                                     \ and *~~ Natural Sources ^
                                       Sort            	3
                                       NAPAP
                                 Resolved Emissions
                                  I   Model    I
                                Preprocessor System
*Future expansion module.


Figure 2.
                         Modeling
                         \Tapej
 Relationship of major modules of the Flexible Regional Emissions Data System
(FREDS).
                                                                                   •frl). S. GOVERNMENT PRINTING OFFICE: 1985/646-116/20716

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     f. Sellers, T. Fitzgerald. Jr., J. Lennon, N. Monzione, and D. Neal, Jr. are with
       CCA/Technology Divison, Bedford, MA 01730.
     J. David Mobley is the EPA Project Officer (see below).
     The complete report, entitled "National Acid Precipitation Assessment Program
       Emission Inventory Allocation Factors," (Order No. PB 86-104 247'/AS; Cost:
       $16.95, subject to change) will be available only from:
            National Technical Information Service
            5285 Port  Royal Road
            Springfield, VA 22161
            Telephone: 703-487-4650
     The EPA Project Officer can be contacted at:
            Air and Energy Engineering Research Laboratory
            U.S. Environmental Protection Agency
            Research Triangle Park, NC 27711
United States
Environmental Protection
Agency
Center for Environmental Research
Information
Cincinnati OH 45268
Official Business
Penalty for Private Use $300

EPA/600/S7-85/035
       U  S  
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