United States
 Environmental Protection
 Agency
 Industrial Environmental
 Research Laboratory
 Cincinnati, OH 45268
 Research and Development
 EPA-600/S7-84-048 July 1984
 Project  Summary
 Improved  Emission  Factors for
 Fugitive  Dust  from  Western
 Surface  Coal  Mining  Sources

 Kenneth Axetell, Jr. and Chatten Cowherd, Jr.
  The primary purpose of this study was
to develop emission factors for signifi-
cant surface coal  mining operations
that would be applicable at Western
surface coal mines and would be based
on widely acceptable, state-of-the-art
sampling and data analysis procedures.
The approach was to develop emission
factors for individual mining operations
in the form of equations with correction
factors  to account for  site-specific
conditions.  Factors were determined
for three particle size ranges—less than
2.5 fan (fine particulate), less than  16
Aim (inhalable particulate), and total
suspended particulate.
  A total of 265 tests were run at three
mines during 1979 and 1980. The
following sources were sampled: Drill-
ing (overburden), blasting (coal and
overburden), coal loading,  bulldozing
(coal and overburden), dragline opera-
tions, haul trucks, light- and medium-
duty vehicles, scrapers, graders, and
wind erosion of exposed areas and coal
storage  piles. The  primary sampling
method  was exposure profiling; how-
ever, upwind-downwind, balloon, wind
tunnel, and quasi-stack sampling meth-
ods were used on sources unsuitable for
exposure profiling.
  Several variables that might affect
emission rates, such as vehicle speed,
were monitored during the tests.
Significant correction parameters in the
emission factor equations were then
determined by multiple linear regres-
sion analysis. Confidence intervals
were also calculated for each of the
factors.
  Data for determination of deposition
rates were obtained, but scatter in the
data prevented the development of an
algorithm. Control efficiencies for two
unpaved road control measures were
estimated.
  The full report concludes with a
comparison of the generated emission
factors with previous factors, a state-
ment  regarding their applicability to
mining operations, and  recommenda-
tions for additional research in Western
and other mines.
  This Project Summary was developed
by EPA's Industrial Environmental
Research Laboratory. Cincinnati, OH,
to announce key findings of the research
project that is fully  documented in a
separate report of the same title (see
Project Report ordering information at
back).

Introduction
  Operations of surface coal mines vary
from mine to mine, and the relative
amounts of dust produced by the different
operations will vary greatly. A ranking of
the sources was performed to determine
which significant  particulate sources
warranted sampling,  based on average
mine conditions. The most significant
dust-producing operations are shown in
Table 1.

Sampling Program
  The  number of mines to be surveyed
was set at three—a compromise between
sampling  over  the  widest  range of
mining/meteorological conditions by
visiting a  large  number  of mines and
obtaining the most tests within the given
budget and time limits by sampling at only
a few  mines. The three mines selected
were in diverse geographic areas in the
Western coal  fields having the largest
strippable  reserves:  Fort  Union (North

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Dakota), Powder River Basin (Montana-
Wyoming),  and San Juan  River (New
Mexico-Arizona). These mines had most
of the  significant dust-reproducing
operations, and most operations could be
sampled at more than one  location in
each mine. While sampling was limited to
several  weeks at each mine, seasonal
variations in emission rates were consid-
ered by sampling during three of four
seasons.
  A total of 265 tests (245 of them on
uncontrolled  sources) were conducted
during four sampling periods. Table 1
summarizes the tests by mine and by
source.  The  total  number  of samples
required for each source to achieve a 25
percent relative error at a 20 percent risk
level was determined statistically.  The
calculated sample  size could not be
obtained from some sources because of
difficulties encountered in the field, such
as source inactivity, inability to place the
sampling array in the required location
due to topographical barriers, unstable
wind directions, and low or high wind-
speeds. A major effort was made to obtain
a statistically adequate sample size for
haul trucks,  the  major dust-producing
source.


Sampling Techniques
  A thorough review of possible fugitive
dust sampling techniques indicated that
no  one technique was adequate to
sample  all  sources. Exposure profiling,
designated as the preferred technique,
was used whenever possible (63 profiling
tests were performed).  Each of the five
different sampling techniques used in the
study is described briefly in the follow-
ing paragraphs.
  The exposure  profiler consisted of a
portable tower (4 to 6  m  in height)
supporting  an array of sampling heads
Each sampling head was operated as an
isokmetic exposure sampler  The air-flow
stream passed through a settling chamber
that trapped particles larger  than about
50yum, and then flowed upward through a
horizontally position, standard 8x10 in.
glass fiber filter. Sampling intakes were
positioned  directly into the wind,  and
sampling  velocities  were  adjusted to
match the mean  wmdspeed at each
height (as determined immediately prior
to the test). Windspeed was monitored by
hot-wire anemometers throughout the
test, and  flow rates were  adjusted for
major changes in mean windspeed.
Operating concurrently with the profiler,
dichotomous samplers placed at  two
heights on the tower determined particle
size distribution. Duplicate dustfall
Table 1.    Summary of Tests Performed
Source
Drilling. ovbb
Blasting, coal
Blasting, ovb.
Coal loading
(shovel/truck or
front-end loader)
Bulldozing, ovb.
Bulldozing, coal
Dragline
Haul trucks
Light- and
medium-duty trucks
Scrapers
Graders
Exposed area, ovb.
Exposed area, coal
Total
Sampling
technique
Quasi-slack
Balloon
Balloon
Uw-dwc


Uw-dw
Uw-dw
Uw-dw
Profiling
Profiling

Profiling
Profiling
Wind tunnel
Wind tunnel

Mine 1
11
3
2
2


4
4
6
7"
5

5"

11
10
70
Mine 2
-
6

8


7
3
5
9
5

6
5
14
7
75
Mine 1W*
12








10*


2

3
6
33
Mine 3
7
7
3
IS


4
5
8
9
3

2
2
6
16
87
Total
30
16
5
25


15
12
19
35
13

15
7
34
39
265
^Winter sampling period.
"ovb. = overburden.
0 Uw-dw = upwind-downwind.
aFive of these tests were comparability tests (profiling and upwind-downwind).
"Six of these tests were done by upwind-downwind.
buckets located at the profiler and 20 and
50 m downwind of the source provided
information on deposition.
  The  exposure profiler concept was
modified for sampling blasting operations.
The large horizontal and vertical dimen-
sions of  the blast plumes required a
suspended array of samplers as well as
ground-based  samplers  in  order to
sample over the plume cross-section in
both dimensions. Five 47-mm  polyvinyl
chloride (PVC) filter heads and sampling
orifices were attached to a line suspended
from a tethered balloon. The samplers
were located at different heights (2.5,7.6,
15.2, 22.9, and 30.5m), and each sampler
was  attached to a wind vane so that the
orifices would face directly into the wind.
The  samplers were connected to a
ground-based pump with flexible tubing.
The pump maintained an isokinetic flow
rate  for a windspeed of 5 mph. To avoid
equipm'ent damage from blast debris and
to obtain a representative sample of the
plume, the balloon-suspended samplers
were located about 100 m downwind of
the blast area. The  balloon-supported
samplers were supplemented  with five
hi-vol/dichotomous sampler pairs spaced
20 m apart and located on an arc at the
same distance as the balloon  from the
edge of the blast area.
  The  upwind-downwind array used for
sampling point sources included 15
samplers (10 hi-vol and 5 dichotomous).
One of each sampler type  was located
upwind of any  dust from  the source.
Initially, downwind samplers were placed
at nominal distances  of 30, 60, 100, and
200 m; however, these distances had to
be frequently modified because of physical
obstructions (e.g., highwall) or  potential
interfering sources. Two samplers of
each type were placed at a distance of 30
m, three hi-vols and two dichotomous
samplers at 60 m, three hi-vols at 100 m, |
and one hi-vol at 200 m. Both sampler
types were mounted on tripod stands at
a height of 2.5 m, the highest manageable
height for this type of rapid-mount stand.
The  downwind array was modified
slightly for sampling line sources. It
consisted of two pairs of hi-vol/dichoto-
mous samplers at 5, 20, and 50 m and
two hi-vols at  100 m. The two rows of
samplers were separated by 20 m. The
upwind-downwind method  allowed  in-
direct measurement of deposition through
calculation of apparent emission rates at
a series of downwind distances.
  A portable wind tunnel consisting of an
inlet section, a test section, and an outlet
diffuser was  used  to measure  dust
emissions  generated by wind erosion of
exposed areas and storage piles. The test
section has a 1 by 1  ft cross section so it
could be used with rough surfaces. The
open-floored test section was placed
directly on the  1  by 8 ft surface  to be
tested, and the tunnel  air flow was
adjusted to  predetermined  values that
corresponded to the  means of NOAA
windspeed ranges.  Tunnel windspeed
was  measured  by a pitot tube at the
downstream end of  the test section and
related to  windspeed at the  standard 10
m height  by means of  a  logarithmic^
profile. An emission-sampling module™

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 was located between the tunnel  outlet
 and the fan inlet to measure particulate
 emissions generated in the test section.
 The sampling train, which was operated
 at 15 to 25 ft vmin, consisted of a tapered
 probe, cyclone precollector, parallel-slot
 cascade  impactor,  backup filter, and hi-
 vo\ motor. Interchangeable probe tips were
 sized for isokinetic  sampling  over  the
 desired tunnel windspeed range.
   For quasi-slack sampling of overburden
 drilling, a wooden enclosure with 4 by 6 ft
 end openings was fabricated in the field.
 During each test, the enclosure was placed
 adjacent to, and downwind of  the drill
 platform.  The  cross section of the
 enclosure was divided into four rectan-
 gles of  equal  area, and a hot-wire
 anemometer measured wind velocity at
 the center of  each rectangle. Four
 exposure profiler samplers with remote
 flow controllers  were used to sample in
 the four enclosure  subareas. Sampler
 flow rates were adjusted at 2-to 3-minute
 intervals to near-isokinetic conditions
 with the windspeed measurements. This
 sampling technique did  not  measure
 particle size distribution of deposition.

 Source Characterization
   Many independent variables influence
 particulate emission rates from mining
 sources. If these  variables are  to be
 quantified and  included as parameters
 (correction factors)  in the emission factor
 equations, suspected variables must be
 measured for each emission test.

 Summary of  Results
  Total suspended  particulate (TSP) and
 inhalable particulate (IP) emission rates
 are presented  in  Table 2. For  some
 sources,  the  number of  test values is
 lower than the number of tests reported
 in Table  1. This  indicated elimination of
 data after  a  test  was completed. For
 example, the plume may have missed the
 sampling array for  most of the period or
 the  sampler may  have malfunctioned.
 Most of the tests for which no data are
 presented in Table  2 (36 out of 44) were
 run on exposed areas. These tests were
 unproductive because eroding  particles
could not  be generated on the test
surfaces, even at the highest windspeed
simulated in the  wind tunnel.
  The geometric  mean values in Table 2
are not emission factors; no consideration
 has  been given  to  correction factors at
this point.
  The relative standard  deviations of
emission rates  by individual  sources
ranged from 0.7 to 1.5. Relative standard
deviation is a measure of sample variation.
Table 2.   Emission Rates by Source
Source
Drilling, ovb."
Blasting, coal
Blasting, ovb.
Coal loading
(shovel/truck or
front-end loader)
Bulldozing, ovb.
Bulldozing, coal
Dragline
Haul trucks
Light- and
medium-duty trucks
Scrapers
Graders
Exposed area, ovb.
Exposed area, coal
No. of
values
30
14
4
25


15
12
19
33

11
14
7
10
27
Geometric mean Range of emission rates
emission rate from individual tests
Units
Ib/hole
Ib/blast
Ib/blast
Ib/ton


Ib/h
Ib/h
Ib/yd3
Ib/VMT

Ib/VMT
Ib/VMT
Ib/VMT
Ib/acre-s
/b/acre-s
TSP
1.16
28.7
74.3
0.039


3.70
46.0
0.050
9.1

2.43
24.3
5.8
0.0803
O.0980
IP

10.5
40.0
0.010


1.96
20.5
0.013
4.1

1.54
11.7
2.8
0.0549
0.0642
TSP
0.04-7.29
1.6-5140
35.2-270.0
007-1.090


0.9-20.7
3 0-439.0
0.004-0.400
0.6-73 1

0.35-9.0
3.9-355 0
1.8-34.0
0.0107-0.537
0.0096-2.27
IP

0.4-142.8
16.9-93.9
0.002-0.378


0.48-32.60
0.9-236.0
0.002-0.061
0.4-42. 1

0.34-5. 1
1.4-217.0
0.9-15.4
0.0073-0 336
0.0053-1.40
"ovb. - overburden.

For most sources with at least 10 data
points, emission rates varied more than
two orders  of  magnitude; however,
similar  variations  were  noted  in inde-
pendent variables thought to have  an
effect on emission rates.


Multiple Linear Regression
Analysis
  The method for developing correction
factors  was  based on multiple linear
regression (MLR). Briefly, values for  all
variables being  considered as possible
correction factors were first tabulated by
source along with the corresponding TSP
emission rates for each  test. The  data
were  then transformed to their natural
logarithms (In) because  a preliminary
analysis had indicated the emission rates
were  lognormally rather  than  normally
distributed. The  transformed data were
applied to the MLR program, specifying the
stepwise option  and  permitting  entry of
all variables that increased the multiple
regression coefficient.

Wind Erosion Sources
  The emission rates reported in Table 2
for wind erosion from coal pile surfaces
and exposed ground areas were obtained
by testing several naturally occurring
surfaces at  successively increasing
windspeeds  simulated  in the wind
tunnel. Analysis  of SP (the size fraction
less than 30 /urn) and IP emission rates
indicated that the rates (1) increased with
windspeed  above a threshold level on
newly exposed surfaces and (2) decreased
sharply  with time after the onset  of
erosion.
  Threshold  velocities for detectable
movement  of surface particles were
 unexpectedly high. This was attributed to
 the presence of natural crusts on many of
 the surfaces tested. The decay in emission
 rates with time was explained  by the
 limited quantity  of particles  in any
 specified particle size range present  on
 the surface (per unit area) that could be
 removed by wind erosion at a  particular
 windspeed. The available quantity, or
 erosion potential could be restored by a
 disturbance of the surface such as the
 addition or removal  of material  from a
 storage pile or the plowing of an exposed
 ground area.

 Particle Size Distribution
  Emission  factors were developed  for
 three size  ranges—fine particulate (FP,
 <2.5 um); inhalable particulate (IP, <15
 urn); and total suspended particulate (TSP,
 no  well-defined upper cut point,  but
 approximated  as 30 um).  Dichotomous
 samplers generated the FP and  IP data
 and  hi-vol  samplers  generated the TSP
 data. Suspended particulate (SP) emission
 rates determined from exposure profiling
 tests were not actually TSP; rather, these
 rates were the fraction of total particulates
 less  the 30 fjm in aerodynamic  diameter.
 Only a calculated  estimate of the sus-
 pended fraction could be made because
 the  profiler samplers  indiscriminately
collect all particle  sizes present in the
 plume.
  Independent data analyses were per-
formed on IP qnd TSP/SP data to derive
 emission  factors  for  these  two size
 ranges. Data analysis problems associated
with the very low concentrations prevented
determination of emission factors for the
FP size fraction by calculation of emission
rates followed by multiple linear regres-
sion. Instead, net FP concentrations for

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all tests were expressed as a fraction of
TSP or SP, and the average fraction for
each source was applied to the TSP/SP
emission  factor  for that source to
calculate an FP emission factor.
  Table 3 shows the average ratios of FP
and IP to TSP or SP emission rates by
source. The IP fractions were reasonably
consistent, varying from  0.30 to 0.67. In
general, these ratios were lower than the
frequently quoted average ratio of 0.65
for urban  ambient monitoring.  These
ratios  were  based on  measurements
taken near the sources. As the emissions
proceed downwind, greater deposition in
the  TSP fraction  should increase the
ratio.
  The variation of FP/TSP ratios was
much wider, from  0.026 to 0.196. The
0.196 value for bulldozing overburden
appeared to be an anomaly,  however.
Exclusion of this value makes the range
0.026 to 0.074. The  fairly consistent
ratios of  FP and IP to  TSP for different
sources indicate that the size distribution
is similar in all  fugitive dust sources at
mines.
  Three different particle sizing methods
were evaluated early in  the study—
cascade  impactors, dichotomous sam-
plers, and microscopy. Side-by-side com-
parison  of  these methods  showed that
the cascade impactors and dichotomous
samplers gave approximately the same
particle size distributions. In contrast,
the microscopy data varied widely. It was
concluded that microscopy is a useful tool
for semiquantitative estimates of various
particle  types, but it is  inadequate  for
primary particle sizing of  fugitive dust
emissions. Despite several unresolved
problems involved  in the generation of
fine particle  data for fugitive dust
sources, data from  the present study are
thought to be reasonable based on their
consistency and the observed agreement
between  dichotomous and cascade
impactor data.

Deposition
  The emission factors in this study were
all developed from sampling data obtained
very near  the  source.  Emissions are
subject to deposition as distance from the
source increases
  A secondary objective of this study was
to develop a deposition function specifi-
cally for  use  with  the mining emission
factors. Deposition  rates were measured
by two different methods—dustfall catch
and apparent source depletion at succes-
sive distances from the source. Although
initial side-by-side testing of the two
methods indicated  that apparent source
Table3.   Average Particle Size Distributions by Source
Source
Blasting
Coal loading
Bulldozing, coal
Bulldozing, ovb.
Dragline
Haul trucks*
Light- and
medium-duty
vehicles*
Scrapers*
Graders*
Coal storage piles*
Exposed areas'
No. of tests
18
24
12
14
19
28
11


14
7
27
10
Average
IP /TSP
0.46
0.30
0.49
0.54
0.32
0.52
0.65


0.49
0.48
0.61
0.67
Std dev.
of IP/ TSP
0.29
0.15
0.24
0.50
0.22
0.08
0.16


0.07
0.10
0.08
0.06
Average
FP/TSP
0.051
0.030
0.031
0.196
0.032
0.033
0.074


0.026
0.055


Std. dev.
of FP/TSP
O.O39
0.035
0.033
0.218
O.O40
0.037
O.O78


0.021
0.041


'Expressed as fractions of SP (<30 (imj rather than TSP.
depletion gave the better results, dustfall
measurements were still taken at 5, 20,
and 50 m from the source as part of the
exposure profiling  tests; these dustfall
measurements proved to give much more
reliable estimates of  deposition  rates
during most of the sampling at the three
mines.
  The deposition  rates by test  were
correlated with several potential variables
such as windspeed and particle distribu-
tion. These analyses did not reveal any
significant relationships that could form
the basis for an empirical deposition
function. Because these analyses were
nonproductive and the primary method
for measuring  deposition (apparent
source  depletion in upwind-downwind
sampling)  gave unusable results, a
deposition function cannot be presented
at this time
  If  additional testing  is performed to
develop a deposition  function, dustfall
measurement is recommended as the
sampling method. The main shortcoming
of dustfall as a measurement of deposition
is that it measures total paniculate rather
than the amount of deposition  in the TSP
or IP range.

Control Measures
  Two mining control measures—appli-
cation of water and  application of a
calcium  chloride solution—were evaluated
by comparing  emission rates from treated
and untreated areas. Testing was done on
the same or adjacent lengths of roadway
under similar traffic and meteorological
conditions so that  the only substantial
variable between test pairs was applica-
tion of the dust  control. The number of
tests available  for determination of
control efficiencies was limited and sta-
tistically inadequate.
  The results of 1-hour  test periods
immediately  after  watering (shown in
Table 4) indicate that water at a rate of
0.05 gal/yd2 reduced paniculate emis-
sions from haul roads by 60 to 70 percent
and those  from coal loading by 78
percent. Maintenance of that  range of
efficiencies would require the reapplica-
tion of water at an approximate frequency
of once per hour. Results showed that
calcium chloride still reduced paniculate
emission rates from an access road by 95
percent about three  months  after its
application, but no information  was
obtained on the life expectency of this
control.  Application  rate for the 30
percent solution of calcium chloride was
0.6 gal/yd2.
  Table 4 shows that control efficiencies
for IP were essentially the same as those
for TSP, whereas those  for  FP  were
slightly lower. The 60 to 70 percent
control efficiency for watering haul roads
was higher than the 50 percent widely
reported  in the technical  literature,
possible because testing was done right
after the water was applied.

.Comparison of Sampling
Techniques
  The two major sampling techniques,
exposure profiling and upwind-downwind
sampling, were run simultaneously on a
common source for  several  tests  to
determine relative performance.
  Profiling towers and the  upwind-
downwind samplers (hi-vols and dichoto-
mous samplers) were  placed 5, 20, and
50 m downwind of the sources  to
measure the decrease in paniculate flux
with distance. This design allowed the
indirect  determination of deposition
rates. Duplicate hi-vols and dichotomous
samplers were placed at each of three
distances,  and  two  additional hi-vols
were located  100 m  downwind  of the
source.  Upwind samplers consisted of
three hi-vols and a dichotomous sampler,

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 Table 4.   Control Efficiencies for Watering and Calcium Chloride
Avg. Emission
No. Tests

Source
Haul road.
Mine 2

Haul road.
Mine 3

Coal Idg..
Mine 3

Access
road.
Mine 1
Control
measure
Watering


Watering


Watering


Calcium
chloride

Size
fraction
TSP"
IP
FP
TSP"
IP
FP
rsp
IP
FP
TSP"
IP
FP
Uncon-
trolled
4
4
4
4
4
3
5
4
4
3
3
3
Con-
trolled
4
4
4
5
5
5
9
9
9
2
2
2
rate, Ib/VMT*
Uncon-
trolled
5.3
2.8
0.19
16.3
8.9
0.21
0.188
0.053
0.0028
6.8
5.4
0.74
Con-
trolled
2.2
1.1
0.08
5.0
2.4
0.10
0.042
0.010
0.0009
0.35
0.34
0.09
Mean
control
eff., %
59
61
58
69
73
54
78
81
68
95
95
88
"Emission factors for coal loading are expressed in units of Ib/ton.
b Measured as SP, the size fraction less than 30 um.
all located 20 m from the upwind edge of
the source.
  Haul trucks and scrapers were selected
for sampling in the comparison study.
Because they are ground-level moving
point sources  (line sources) that  emit
from relatively fixed boundaries,  both
sampling methods were applicable and
the  required extensive sampling array
could  be  located without fear  of the
sources changing location. Also,  haul
trucks and scrapers are two of the largest
fugitive dust sources at most surface coal
mines.
  Five tests of each source were run over
a 15-day  period.  All five  tests of  each
source were performed at the same site,
so only two sites (one for each source) and
one mine were involved in the comparison
study.
  These data were subjected to Analysis
of Variance (ANOVA) to evaluate whether
differences in emission rates by sampling
method, source, and downwind distance
were statistically significant. Sampling
method and  downwind distance were
found to have significant effects(cr = 0.20)
on  both TSP and IP  emission rates;
emission source (haul  truck or scraper)
was not a  significant variable.  The
emission  rates produced by  profiling
averaged 24 percent  higher for TSP and
52 percent higher  for IP than correspond-
ing upwind-downwind emission rates,
according to the ANOVA results.
  Both  methods  of  sampling showed
large overall  reductions in TSP and IP
emission rates with distance. In 6 of 10
tests, however, profiling showed lower
emission rates  at the  closest sampling
sites (5 m) than at the middle sites (20 m).
These inverted values were attributed to
a systematic bias between measurements
taken by two contractors, each  of whom
operated  one of these  profilers. The
reduction of  IP emission rates with
distance was  surprising, because very
little deposition of sub-15 um particles
was expected over a 50-m interval.
  The  reason for the relatively poor
comparisons between emission rates
obtained by the two sampling/calculation
methods  was traced primarily to  the
precision  of the  samplers. It was  not
possible to establish from the data which
sampling  method was more accurate
because the paired results were compared
with each other  rather than  a known
standard. Error analyses performed, after
the  side-by-side  sampling  led to  the
conclusion that the accuracy of state-of-
the-art  testing of fugitive emissions is
+25 to  50 percent with either of these
two sampling methods.
Conclusions

Resulting Emission Factors
  The  emission factors resulting from
this study (Table 5) are in the form of
equations with correction factors for
independent variables that were found to
have a significant effect (generally at the
0.05 risk level) on each source's emission
rates. The range of independent variable
values over which-sampling  was con-
ducted, and for which the equations are
valid,  are also shown in the table. Any
ambient air quality analysis using these
emission  factors should  have  some
provision for considering deposition.
  The  80 and  95 percent confidence
intervals for TSP were presented  in  the
report. The average 80 percent confidence
interval was -20 to +24 percent, less than
the relative error anticipated in the study
design.
  The emission factors are for uncontrolled
emission rates. Control efficiencies of a
few control measures were estimated in
limited testing, of  the  report. These
control efficiencies should be applied to
the calculated emission factors in cases
where such controls have been applied or
are anticipated.
  A comparison of the emission factors
developed in this study with others based
on actual testing in surface coal  mines
indicated ratios of new to existing factors
ranging from 0.4 to 2.2.

Limitations to Applications of
Factors
  Although these emission factors were
designed to be widely applicable through
the use of correction factors, the following
limitations should be considered in their
application:
  1. The factors should be used only for
    estimating emissions from Western
    surface coal mines. There is no basis
    for assuming they would be appropri-
    ate for other types of surface mining
    operations, or for coal mines located
    in other geographic areas,  without
    further evaluation.
  2. Correction factors  used in the
    equations  should be limited to
    values within the ranges tested (see
    Table 15-1 of the full report). This is
    particularly important for correction
    factors  with  a  large exponent,
    because of the  large change  in the
    resulting emission factor associated
    with a change in  the correction
    factor.
  3. These factors should be combined
    with a deposition function for use in
    ambient air quality  analyses. After
    evaluation of  the deposition  data
    from this study, no empirical deposi-
    tion function could  be developed.
    Any function subsequently devel-
    oped from these data  should have
    provision  for further deposition
    beyond the distance of sampling in
    this study (100-200m).
  4. The factors were obtained by sam-
    pling at the point of emission and do
    not address possible  reductions  in
    emissions from dust being contained
    within the  mine pit.
  5. As with  all emission factors,  these
    mining  factors  do not assure the
    calculation of an accurate emission
    value from an individual  operation.
    The  emission  estimates  are  more
    reliable  when  applied to a  large
    number  of operations,  as  in the
    preparation of an emission inventory
    for an entire mine.  The emission

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Table 5. Summary
Source
Drilling
Blasting





Coal loading

Bulldozing,
coal

Bulldozing,
ovb.

Dragline


Scrapers


Graders


Light- and
medium-duty
vehicles
Haul trucks
of Western
TSP/IP
TSP
TSP



IP

TSP
IP
TSP

IP
TSP

IP
TSP

IP
TSP

IP
TSP

IP
TSP

IP
TSP
Surface Coal Mining Emission Factors
Prediction equation
for emission factor
1.3
961 A°«
D18/W19


2550 Aos
01S/W23
7./6//W12
0.119/M09
78.4 s1 2/M1 3

/S.6s15//W14
5.7s12/M13

;.Os15//W14
0.002; rf1V/M°3

0.002 / o°7/M°3
(2.7 x W-^s^W24

(6.2 x /0~V "W25
0.040S25

0.05/ S20
5.79 VM40

322 /M43
0.0067 w34L02
FP fraction
of TSP
None
0.03O





0.019

0.022


0.105


0.017


0.026


0.031


0.040


0.017
Units
Ib/hole
Ib/blast





Ib/ton

Ib/h


Ib/h


Ib/yd*


Ib/VMT


Ib/VMT


Ib/VMT


Ib/VMT
Range of correction
parameters
None
A =area blasted, ff
= 1076 to 103.334
M = moisture, %
= 7.2 to 38
D = depth of holes, ft
20 to 135
M =6.6 to 38

s = silt content. %
=6.0 to 11.3
M =4.0 to 22.0
s =3.8 to 15.1

M =2.2 to 16.8
d =drop distance, ft
=5 to 100
M =0.2 to 16.3
s =7.2 to 25.2
W = vehicle weight, tons
=36 to 64
S = vehicle speed, mph
=5.0 to 11.8

M =0.9 to 1.7


w = average number of wheels
                   IP'
  0.005 r w35
           =6.1 to 10.0
        L  =silt loading g/m2
           =3.8 to 254.0
"Silt loading was not a significant correction parameter for the IP fraction.
     factors are also more reliable when
     estimating emission over the long
     term because of short-term source
     variation.
     Appropriate adjustments should be
     made in estimating annual emissions
     with these factors to account for
     days with rain, snow cover, temper-
     ature below freezing, and intermit-
     tent control measures
     The  selection  of  mines and  their
     small number may have biased final
     emission factors,  but the  analysis
     did not indicate that a bias exists.
     The  confidence intervals  cited in
     Table 13-10 of the full report esti-
     mate how well the equations predict
     the  measured emission rates at the
     geometric  mean of each correction
     factor.  For  predicting rates  under
     extreme values of the stated range
     of applicability of the  correction
     factors, confidence intervals would
     be wider
     Error analyses for exposure profiling
     and  upwind-downwind sampling
     indicated potential errors of 30 to 35
     percent and  30 to  50 percent,
     respectively,  independent of the
    statistical errors due to source
    variation and limited sample size.
  10.  Geometric means  were  used to
      describe  average emission rates
      because  the data sets were  dis-
      tributed  lognormally rather than
      normally. This  procedure makes
      comparison with previous emission
      factors difficult, because previous
      factors were all arithmetic mean
      values.
  11.  Wind  erosion emission estimates
      should be restricted to calculation
      of emissions  relative  to  other
      mining sources; they should not be
      included  in estimates of ambient
      air impact.

Recommendations
  A comprehensive study that  has
evaluated  alternative sampling  and
analytical techniques is bound to identify
areas where additional research would be
valuable. Also, some inconsistencies
surface during  the data analysis phase,
when  it is too late to repeat any of the field
studies. Therefore, a  brief list of recom-
mendations for further study is presented
here.
Sampling at Midwestern and Eastern
coal mines is definitely needed so
that emission factors applicable to
all surface coal mines are available.
A  resolution of which  deposition
function is most accurate in describ-
ing fallout  of mining emissions is
still needed. Closely related to this is
the need for a good measurement
method for  deposition for several
hundred  meters downwind of  the
source (dustfall if recommended for
measurements up to 100 or 200 m).
In the present study, both the source
depletion and dustfall measurement
methods were found to have defi-
ciencies.
A method for obtaining  a valid size
distribution  of particles  over  the
range of approximately  1 to 50 /jm
under  near-isokinetic conditions is
needed for exposure profiling. The
method should utilize a single sample
for sizing rather than building a size
distribution from fractions collected
in different samplers.
The emission factors  presented
herein should be validated by sam-
pling at one or more additional

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Western  mines  and  comparing
calculated values with the measured
ones.
Standardized procedures for hand-
ling  dichotomous  filters should be
developed. These should  address
such areas as numbering of the
filters rather than  their petri dishes,
proper exposure for filters used as
blanks, transporting exposed filters
to the  laboratory, equilibrating
filters prior to weighing, and evalua-
tion of filter media other than Teflon
for studies where only gravimetric
data are required.
One operation  determined in the
study design to be  a significant dust-
producing source, shovel/truck
loading of  overburden, was not
sampled  because it was not per-
formed at any of the mines tested.
Sampling of this operation at a mine
in Wyoming and development of an
emission factor would complete the
list of emission factors for significant
sources at Western coal mines (see
Table 2-1  of the full report).
Further study of emission rate decay
over time from eroding surfaces is
needed. In particular, more informa-
tion should be obtained on the effect
of wind gusts in removing  the
potentially erodible material  from
the surface during periods when the
average  wmdspeed is not  high
enough to erode the surface
More testing of controlled sources
should be done so that confidence in
the control efficiencies is comparable
to that for the uncontrolled emission
rates.
Kenneth Axetell, Jr. is with PEDCo Environmental. Inc.. Kansas City, MO 54108;
  and Chatten Cowherd, Jr. is with Midwest Research Institute, Kansas City, MO
  64110.
Jonathan G. Herrmann and Thompson G. Pace are the EPA Project Officers (see
  below).
The complete report, entitled "Improved Emission Factors for Fugitive Dust from
  Western  Surface Coal Mining Sources," (Order No. PB  84-170 802;  Cost:
  $23.50, subject to change) will be available only from:
        National Technical Information Service
        5285 Port Royal Road
        Springfield, VA 22161
        Telephone: 703-487-4650
The EPA Project Officer can be contacted at:
        Industrial Environmental Research Laboratory
        U. S. Environmental Protection Agency
        Cincinnati, OH 45268
                                                                                        *USGPO:  1984-759-102-10615

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