&EPA
                                 United States
                                 Environmental Protection
                                 Agency
                                  Environmental Research
                                  Laboratory
                                  Narragansett Rl 02882
                                 Research and Development
                                  EPA-600/S3-82-013  Sept. 1982
Project Summary
•N
S
                                 Sublethal Effects of Number 2
                                 Fuel Oil on  Lobster  Behavior
                                 and  Chemoreception

                                 Jelle Atema, E. B. Karnofsky, S. Olszko-Szuts, and B. Bryant
                                   The experiments described here are
                                 designed to determine the oil exposure
                                 levels at which lobsters show behav-
                                 ioral  abnormalities and inappropriate
                                 responses. These levels were  deter-
                                 mined as 0.1 to 1.0 parts per million
                                 (ppm) of oil in water. The behavioral
                                 abnormalities can lead to lack  of
                                 feeding and subsequent population
                                 decline; they occur at exposure levels
                                 below those levels that cause obvious
                                 loss of equilibrium and coordination
                                 (levels over 1 ppm), eventually leading
                                 to death of the organism.
                                   Extensive  control measurements
                                 were incorporated in the experimental
                                 design to ensure that the  observed
                                 behavioral changes were due to  oil
                                 exposure and not to natural variability.
                                 Rigorous chemical procedures deter-
                                 mined the actual exposure levels in the
                                 lobster tanks. To understand the
                                 consequences of the behavioral ab-
                                 normalities measured in these highly
                                 controlled and, thus, artificial labora-
                                 tory experiments, the results must be
                                 interpreted  in the  context of the
                                 lobster's natural behavior and ecology.
                                 Such field studies and naturalistic
                                 observations are areas of  active
                                 research in this laboratory.
                                   In an attempt to explain the mechan-
                                 isms by which the behavior deterio-
                                 rates, two topics were examined:
                                 interference  with normal smell and
                                 taste, and change of  motivation. A
                                 combination of neurophysiological
                                 and behavioral experiments on chemo-
                                 reception were designed to investi-
                                 gate these topics.
                                    This Project Summary was developed
                                  by EPA's Environmental Research
                                  Laboratory.  Narragansett,  Rl, to
                                  announce key findings of the research
                                  project that is fully documented in a
                                  separate report of the same title (see
                                  Project Report ordering information at
                                  back).

                                  Introduction
                                    Research on the effects of oil pollution
                                  on marine organisms is a matter of
                                  general concern because of increasing
                                  tanker transportation, offshore drilling
                                  and the companion risk of oil spills. High
                                  concentrations of petroleum hydrocar-
                                  bons can be  lethal to many  marine
                                  species. Lower, sublethal concentrations
                                  may interfere with certain life processes
                                  such  as  mating and reproduction,
                                  feeding and growth, and defense against
                                  predation. Over time, reduced efficiency
                                  in  these processes may decrease
                                  populations without directly killing
                                  individuals Sublethal pollution may
                                  shift the ecological balance of affected
                                  areas, resulting in  the eventual dis-
                                  appearance of desirable species (those
                                  beneficial to man) and, possibly,  the
                                  proliferation of undesirable species.
                                  Such  was the case after the well-
                                  studied 1969  West  Falmouth,  Massa-
                                  chusetts, spill of No. 2 fuel oil (Sanders
                                  et a/..  1980). The rich fish and lobster
                                  grounds of the North Atlantic  may be
                                  directly affected.
                                    One sublethal effect may be that oil
                                  can interfere with the chemical signals
                                  vital to marine  life. Most of these
                                  organisms use chemical signals more

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than  vision and  hearing for feeding,
hunting, scavenging, mating, habitat
selection, migration, alarm and escape.
Mounting evidence also indicates that
chemical signals from the egg, in both
plants and  animals, attract sperm cells
to it. Petroleum hydrocarbons interfere
with this attraction causing decline of
algal populations. In general, interference
with chemical communication systems
can  be  expected to  have significant
consequences, some obvious,  some
not. Thus, animals that show no signs of
locomotor  difficulties may still have
sensing  problems in feeding, finding
mates, and escaping  from  predators.
Detecting chemical stimuli has been the
focus of several  of our studies on
pollution interference with  normal
lobster behavior.
  Speculation of petroleum hydrocarbon
interference with chemoreception  has
appeared frequently  in the literature,
starting with Blumer (1970). The
compounds that animals  use for com-
munication and orientation have chem-
ical features in common with compounds
in petroleum, such as carbon skeleton,
functional groups, volatility and solubility.
The  chemical look-alikes in oil may
mimic or mask the reception of biologi-
cally important  signals.  Mimicked
signals may cause "false alarms", with
animals  looking for food or mates, or
avoiding predators, where there is none.
Alternatively, if the chemical signals are
masked, animals may miss opportunities
to feed, mate  or escape.  Another
possibility,  less often mentioned, is
that animals may receive two competing
signals,  such as an attracting signal
from food and a repelling signal from oil
In this  case, while chemoreception
processes  may be normal,  the  animal
would not be able to decide whether to
feed  or hide.  Any hesitation  might be
critical  since  even  slight delays in
responding to food can put the animal at
a disadvantage in competition with an
unimpaired animal.
  This study is the first documentation
of the specific way in which oil interferes
with chemoreception, using behavioral
combined with  neurophysioiogical
analyses. These studies can provide a
better insight into the potential conse-
quences of oil pollution, as the physio-
logical processes of chemoreception are
probably similar  in all animals. Also,
interference with chemoreception or
chemically mediated behavior is one of
the most sensitive biological measures
of low-level oil pollution.
  The lobster, Homarus americanus,
was  chosen for the study of sublethal
effects of low-level oil pollution  for a
number of reasons. The lobster lives in
and on the floor of inshore and conti-
nental shelf waters, areas often affected
by oil spills and chronic discharge. In
some places, the lobster isthedominent
benthic species, so that a decrease in
the  lobster population  could  have
widespread ecological ramifications
The  lobster supports an  important
commercial and recreational fishery,
and is a symbol of the region itself. Its
decline  would have  significant socio-
economic consequences. Finally, exten-
sive  background  data on  the  lobster
already  exists, along with oil and
drilling mud toxicity studies on  various
life stages  Several of these  studies
have been and are being conducted in our
laboratory (Figure  1)  which facilitates
interpretation of results from controlled
laboratory experiments
  Lobsters use chemical cues from their
environment to direct a number of vital
behavioral responses, such  as feeding,
courtship and larval settlement  Oil may
alter many of these. For this study we
selected bait localization, which  is
crucial to survival, is noticeably affected
by oil,  and  is  amenable to  laboratory
testing. In conjunction with behavioral
observations, we studied the effects of
oil on  the two major chemoreceptor
systems  The antennular system (smell)
is normally used to alert the lobster to
the  presence  of  food and to  convey
directional information for odor localiza-
tion  The dactyl chemoreceptor system
(taste) is concerned with food evaluation
and  feeding  This study,  using the
water-accommodated fraction (WAF) of
No. 2 fuel  oil, considers both distance
chemoreception of the antennules and
dactyls, and contact chemoreception of
dactyls and maxillipeds.
  The first purpose of these experiments
is to determine the range of No 2 fuel oil
exposures affecting the feeding behavior
of lobsters without causing  neuromus-
cular disturbance. The second goal is to
examine the effects of chemoreceptors
in animals in which sublethal behavioral
abnormalities have been observed. This
approach was used to determine whether
the behavioral abnormalities result
from oil-induced  malfunction of the
chemoreceptors, or from what we have
called in other studies lack  of "motiva-
tion" (Atema and  Stein, 1974).
  Toxicity studies such as this one must
be carried out under well-controlled
laboratory conditions to  be  able to
document the specific  effects of given
concentrations and to  compare differ-
ent stages in the life cycle and different
seasons. At the same time, the tests
would have little relevance without an
understanding of the animal's behavior
in the natural environment. In order to
develop a complete picture of the impact
of oil pollution on lobster behavior, the
following sequence of experiments
should be undertaken: 1) nature studies
to determine  the  general  context in
which the animal evolved and presently
lives, and to determine its sensitivity to
particular stresses of its environment;
2) laboratory studies to quantify promis-
ing behavioral measures; 3) detailed,
rigorously controlled laboratory tests to
collect a data base  to generate  a
response model; and 4) field studies on
the same behavioral effects to  verify
laboratory results.  Field studies on the
American lobster are currently  under-
way. Since these studies are technically
and physically difficult, an intermediate
step has been successfully used which
employs naturalistic large aquaria,
where a small group of animals can be
observed for extensive periods of time
under semi-natural conditions (Atema
eta/,, 1979). Such basic information is
needed to interpret whether, for instance,
a  given behavior  results from oil
exposure or rather from a combination
of pre-molt aggression  and lack of food

Experimental Procedures
  Lobsters were trapped locally in the
Woods Hole, Massachusetts, area and
fed herring or mussels while being
laboratory acclimated.  Animals which
had  molted  2 to  8  weeks  prior to
trapping were selected for the experi-
ments to avoid  effects of  premolt
behavior. Equal numbers of males and
females were distributed between
experimental and  control groups. All
lobsters were early adults  measuring
from 65 to 75 mm  carapace length.
  The experiments were conducted in a
continuous flow-through dosing system
with two head tanks (Figure 2). Seawater
inflow to the experimental head tanks
was 4 I/mm. Oil was  introduced at a
fixed rate into a fast jet of seawater by a
syringe pump causing rapid emulsifica-
tion. From the  head tank, the  surface
layer  was skimmed off and discarded
and  the  remaining oil-water mixture
entered six individual 100-liter lobster
tanks. This oil-water mixture is called
the water  accommodated fraction
(WAF). The overflow from the individual
tanks ran into a  holding tank  where

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                                   Toxicity Studies
                               Sublethal interference
                                   with Behavior
          Controlled
      Laboratory Studies
  Semi-controlled
Naturalistic Studies
Field Studies
                   Chemoreceptor
                     Physiology
                      Data Storage
                     and Processing
Figure 1.   Relationship of projects: A multidisciplinary approach provides the context
           in which controlled laboratory and toxicity studies may be interpreted.
         Control
                  Experimental
  Drain

Figure 2.  Flow-through oil dosing system.

other lobsters were exposed to oil for
the  neurophysiological studies.  The
control head tank, which had an inflow
of 2.6 l/min  and no oil, supplied  four
100-liter lobster tanks.  Inflow to all
individual  lobster tanks  was kept
between 400 to  460 ml/min.  These
tanks had  a  front  glass window for
observation,  a shelter and a pebble
substrate. Experiments were carried out
at temperatures  ranging from 8° to
23°C in ambient,  untreated, and unfil-
       tered seawater. The oil, Exxon No. 2 fuel
       oil, was obtained from the U.S. Environ-
       mental Protection Agency (EPA), Envi-
       ronmental Research  Laboratory, Nar-
       ragansett, Rhode Island. All lobsters
       were  acclimated to their  individual
       tanks and experimental conditions for at
       least one week prior to starting  the
       experiments.
         Each experiment started with  an
       additional five days in the tanks serving
       as an internal control for the individuals
 to  be exposed to oil. The experimental
 lobsters were exposed to predetermined
 concentrations of oil for five days. The
 external control group was not exposed
 A  third 5-day period after the  tests
 allowed for  measurement of  possible
 recovery or persisting effects. The entire
 experiment lasted 15 days.
   The behavioral  series included nine
 tests. Three were  performed  at  oil
 concentrations of approximately 0 1
 ppm WAF, three at approximately 0.3
 ppm, and one at 1.5 ppm. Two additional
 tests were done at 0.3 ppm, the first on
 lobsters whose antennules were being
 cut off during the course of the experi-
 ment, and the second, a month later on
 the same  lobsters,  now  without the
 antennules
   The feeding  behavior of all  lobsters
 was recorded twice daily, each day at
 the same times in the early morning and
 the late afternoon. After one minute of
 behavioral observation, food was lowered
 to them on a string alternately from the
 right and  left  corners  of  the  tank
 Subsequent feeding behavior was
 measured by breaking down activity into
 five parts. ALERT was the first observable
 response to food; WAIT was the period
 from then until  the lobster  left  its
 shelter; SEARCH was from that point to
 its grasping the food, or HIT;  and finally
 it was  noted if the animal actually did
 EAT the food. Lobsters were given 10
 minutes to complete the sequence
   An entirely separate series of neuro-
 physiological tests was performed on
 lobster antennules to determine the
 effects  of oil exposure on its chemore-
 ceptors. For this experiment, the lateral
 flagellum of  the antennule was cut off
 and placed  in  a small  chamber with
 continuously flowing seawater. Test
 chemicals were injected into  the
 seawater flow. Recordings were  made
 by picking up a small nerve bundle with
 a platinum electrode The  signal was
 amplified,  displayed and recorded on
 conventional equipment.  Experimental
 and control antennules were takenfrom
 animals during this experiment and also
 from animals in the flow-through
 holding tank.
  The chemical stimuli consisted of five
 preparations, mussel  juice,  No. 2 fuel
 oil,  mussel  juice plus  oil, artificial
 seawater and, again, mussel juice. The
 mussel juice was a mixture of homo-
 genized mussel  tissue and artificial
 seawater, used in concentrations of 1 to
 3 ppm.  Artificial seawater was  the
 conventional MBL formula used to
provide consistency. The concentration

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 of oil was much higher (1 to 3 ppm) than
 in  the behavioral tests  because  to
 measure chemoreceptor responses one
 often needs  concentrations  about ten
 times higher than those needed to see
 reactions  in the live animal  The
 sequence of stimuli provided an internal
 control for the  test of oil effects on
 chemoreceptors. The mussel  juice
 stimulus at the beginning and at the end
 showed whether the nerve bundles
 were still intact after the test series; the
 artificial seawater stimulus  applied
 midway through the experiment showed
 whether they were reacting to mechani-
 cal water flow and chemically neutral
 stimuli.
   Daily samples  of water were  taken
 from the lobster tanks.  Infrared (IR) and
 ultraviolet (UV) spectroscopic and gas
 chromatographic  (GC)  analyses  were
 performed to determine the concentra-
 tions and types of hydrocarbons present
 in both experimental and control lobster
 tanks. Salinity, pH, oxygen content and
 ammonia were monitored every other
 day during the first experiment.

Results and Discussion
  Results from the chemical analyses of
lobster tank water show that experi-
mental tanks received petroleum at the
approximate rates intended, and that
the oil  cleared from the water quickly
after inflow stopped. Neither control nor
experimental  tanks carried significant
amounts of petroleum before the tests
(Figure 3). The IR-observed background
of about 0.05 ppm consisted mostly of
non-petroleum lipids. Behavioral results
did not show observable differences
between experiments  with fluctuating
as compared  with constant petroleum
dosing. Other water quality criteria (pH,
oxygen, ammonia, and salinity) remained
at satisfactory levels. Thus, the added oil
is shown to  have  been the primary
variable in these experiments
  The behavioral  results fall  into  three
groups  which  together bracket the
sublethal levels  of exposure. The 0.1
ppm level caused  little observable
effects during the oil exposure (days 6 to
10). The 1.5 ppm level resulted in  gross
neuromuscular defects which appeared
after a  few hours and lasted for several
days after exposure had stopped. Five
out of  six such animals could hardly
walk and twitched in cramped postures;
they responded poorly or inappropriately
to food. This  level approaches  lethal
effects;  in nature such animals would
be  helpless and could be described as
"ecologically  dead."  This leaves the
 relatively  narrow range of 0.1  to 1.0
 ppm  as the  oil concentrations which
 cause sublethal effects. All experiments
 at the exposure level of 0.3 ppm showed
 lobsters less  likely to  look for food and
                              eat after 6 to 24 hours of exposure to oil.
                              They usually recovered after one day in
                              clean water Behavioral changes were
                              apparent in both the occurrence  and
                              duration of feeding behaviors. Some
Expt. 2
Exptl. Tank, Pre-oil
Amp. x Scale,  10 x 2
Expt. 2
Control Tank, Pre-oil
Amp, x Scale. 10 x 2
Expt. 2
Exptl. Tank, Oiled
Amp. x Scale,  10x8
Expt. 6
Control Tank
Amp. x Scale,  1O x 2
Expt. 6
Exptl. Tank, Oiled
Amp. x Scale, JO x 2
                           225   200
                                      150
100
Figure 3.
Gas chromatograms indicating lack of petroleum lipids in control tanks and
in experimental tanks before oil was added, and the presence of typical
Number 2 fuel oil peaks in experimental tanks during oil exposure at
0.1 ppm and 0.3 ppm.

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animals failed to ALERT to food; others
SEARCHED, but did not find the food.
The  result  was that most  lobsters
missed  several  feeding  opportunities
during the  exposure  period.  Similar
effects were observed at  high and low
temperatures. Lower temperature and
lack  of antennules did not change the
effect of 0.3 ppm oil exposure on lobster
feeding behavior.
  The neurophysiological experiments
on  antennular chemoreceptors  show
that  1 ppm WAF  No. 2  fuel oil is a
chemical stimulus  and interferes with
the normal response to a common food
odor, mussel juice (Figure 4).  Because
antennules of control and experimental
lobsters  react  alike,  chemoreceptor
interference is probably not the only way
in which petroleum exposure disrupts
lobster behavior. Previous experiments
(Atema, 1976) suggest that oil can serve
as a chemical attractant,  repellent and
general  neurotoxin,  meaning that
lobsters may  be subjected to a mixture
of chemical stimuli  in the presence  of
food  and petroleum. This may well
cause sensory "confusion" and hence
inappropriate  responses.  These  could
combine with general neurotoxic effects,
which may render the animal unmoti-
vated, uncoordinated and unresponsive.
  Data  from  the  behavioral  studies
support  this hypothesis. If antennular
chemoreceptors were the only mediators
controlling feeding behavior, one would
expect animals without antennules  to
react less to oil exposure than  those
with  antennules.  One   experiment
indicates otherwise, suggesting either
that  chemoreceptors from another part
of the lobster, e.g., legs, take over the
function  of the  antennular chemore-
ceptors, or that oil exposure affects the
lobster's motivational state.
  The inconsistent behavior of lobsters
exposed to a critical concentration of oil
argues  against  purely chemosensory
interference,   but  for an  effect  on
motivational state  On different  days,
exposed lobsters reacted  differently  to
the  presence  of food. Those animals
that  one day  alerted  normally to the
presence of food (an activity more likely
under chemosensory control) also
searched and  found the food  that day
(activities more likely under motivational
control),  whereas those  that did not
show ALERT  behavior also  did not
search and eat. The physiological basis
for the observed lack of motivation is not
known, but may be  caused by general
neurotoxicity  of certain concentrations
of petroleum  These  effects  appear
                                                Oil
(a)
        Mussel
(d)  |
                                                            7 sec
 Figure 4.  Neurophysiological responses of antennular chemoreceptors to chemical
           stimuli.
 quickly and obviously at higher exposure
 levels (>1 ppm of oil)  when  lobsters
 lose neuromuscular control.
   There apparently is a limited range
 (between 0.1  and 1  ppm) in which oil
 toxicity is sublethal  for the American
 lobster Clear effects on feeding behavior
 are measured consistently at 0.3 ppm
 The ecological implication of impaired
 feeding  behavior is  a loss of survival
 fitness  in  competition  with  other
 animals.

Conclusions and
Recommendations
   1) Five days of exposure to 0.3 ppm
     WAF No. 2 fuel oil caused consis-
     tent sublethal interference with
     feeding   behavior  of adult and
     subadult  lobsters.
   2) Feeding  interference lasted  for
     one  day  after 5-day exposure to
     0.3 ppm.
   3) Sublethal interference with lobster
     behavior  was not observed at  0.1
     ppm exposures, however, at 1 to 2
     ppm exposures severe neuromus-
     cular abnormalities appeared,
     leading  within  a  few hours  to
     cramped postures, spastic behavior
     and  unresponsiveness,  and even-
     tually death.
   4) Thirty hours  of  exposure  to  1.5
     ppm WAF No.  2 fuel oil caused
     cessation of  feeding for over 6
     days in most lobsters.
   5) Lobsters  smell the presence of 3
     ppm fuel  oil; furthermore, some of
     their chemoreceptors  showed
     modified  responses to food odors
     in the presence of 3 ppm fuel oil,
     indicating that oil interferes with
     their smelling food.
  6) Feeding  behavior  interference
     may be caused partly by oil effects
     on chemoreception  and  by oil-
     induced changes in feeding moti-
     vation, i.e., hunger and/or fear.
  7) Based  on these  results  and  a
     safety  factor of 10, short-term
     exposure  to  water column levels
     of 0.01 ppm WAF No. 2 fuel oil may
     not interfere with feeding behavior
     of adult lobsters. However, further
     investigations  involving  larval
     stages and long-term exposures
     are  recommended  before  safety
     levels for chronic petroleum pollu-
     tion are firmly established. Specific
     behaviors such as hatching, mol-
     ting, growth,  feeding, phototaxis,
     settling and  substrate  selection
     should be studied

References
Atema, J. Sublethal effects of petroleum
  fractions  on  the  behavior  of the
  lobster,  Homarus  americanus,  and
  the mud snail, Nassarius obsoletus.
  In:  M.  Wiley  (ed.), Estuarine Pro-
  cesses,  Vol  I.  Uses, Stresses,  and
  Adaptation to the Estuary. Academic
  Press,  Inc. New York, NY, pp  302-
  312, 1976.
Atema, J , S. Jacobson, E. Karnofsky, S.
  Oleszko-Szuts,  and  L  Stein.  Pair
  formation in  the lobster,  Homarus
  americanus: behavioral development,
  pheromones, and mating. Mar. Behav.
  Physio/., 6:277-296, 1979.

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Atema, J. and L Stein. Effects of crude
  oil on the feeding behavior of the
  lobster, Homarus americanus. Environ.
  Pollut, 6:77-86, 1974.
Blumer, M. Oil  contamination and the
  living resources of  the  sea.  FAO
  Technical  Conference  on   Marine
  Pollution and Its Effects on  Living
  Resources and Fishing. Rome, Italy,
  December 9-18, 1970.
Sanders, H.L, J.F. Grassle, G.R Hamp-
  son,  LS. Morse, S. Garner-Price, and
  C.C.  Jones. Anatomy of an oil spill:
  long-term effects from the grounding
  of the barge Florida off West Fa Imouth,
  Massachusetts. J. Mar. Res., 35.265-
  280, 1980.
   Jelle Atema, E. B. Karnofsky. S. Olszko-Szuts, and B. Bryant are with Boston
     University, Marine Biological Laboratory, Woods Hole, MA 02543.
   Don C. Miller is the EPA Project Officer (see below).
   The complete report, entitled "Sublethal Effects of Number 2 Fuel Oil on Lobster
     Behavior and Chemoreception," (Order No. PB 82-192 444; Cost: $9.00,
     subject to change) will be available only from:
          National Technical Information Service
          5285 Port Royal Road
          Springfield, VA 221'61
          Telephone; 703-487-4650
   The EPA Project Officer can be  contacted at:
          Environmental Research Laboratory
          U.S. Environmental Protection Agency
          South Ferry Road
          Narragansett, Rl 02882

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