United States
                     Environmental Protection
                     Agency
Environmental Sciences Research
Laboratory
Research Triangle Park NC 27711
                     Research and Development
EPA-600/S3-83-108  Dec. 1983
&EPA          Project Summary

                     Synthesis  of the  Rural
                     Model  Reviews
                     D. G. Fox, D. Randerson, M. E. Smith, F. D. White, and J. C. Wyngaard
                       The U.S. Environmental Protection
                     Agency (EPA) has undertaken an inde-
                     pendent review of eight rural diffusion
                     models,  two of which were developed
                     by the EPA; the remaining  six were
                     submitted to the EPA for approval by
                     outside agencies and consulting firms.
                     In the first phase of the review process,
                     EPA arranged with an outside contrac-
                     tor to calculate and tabulate a uniform
                     set of statistics for the eight models to
                     provide reviewers with a consistent set
                     of measures for evaluating model per-
                     formance.
                       Under a cooperative agreement with
                     the  EPA, the American Meteorological
                     Society (AMS) conducted the scientific
                     review of the rural diffusion models.
                     Seven independent reviewers evaluated
                     each model using scientific and tech-
                     nical information obtained from User's
                     Guides and the statistical performance
                     data developed for the EPA. This report
                     presents  the results of  the  scientific
                     review as summarized  by the  AMS
                     Steering Committee, and contains some
                     of the views and recommendations of
                     the  AMS Committee based on the
                     review process and performance evalu-
                     ations.
                       This Project Summary was developed
                     by EPA's Environmental Sciences Re-
                     search Laboratory, Research Triangle
                     Park. NC. to announce key findings of
                     the  research project that is fully docu-
                     mented in a separate report of the same
                     title (see Project Report ordering in-
                     formation at back).

                     Introduction
                       In carrying out its regulatory responsi-
                     bilities, the EPA over the past decade has
                     used mathematical models extensively to
establish compliance (or non-compliance)
with air quality rules. This has led  to
debate about the  credibility of EPA-
approved models. Acting as an impartial
expert, the American  Meteorological
Society (AMS) has  provided  technical
evaluationsof airquality modeling. In the
1981 report, Air Quality Modeling and the
Clean Air Act, the AMS recommended
that EPA conduct a scientific review of all
models listed in their modeling Guideline
and of those models under consideration.
After preliminary negotiations, the AMS
entered into a cooperative agreement
with the EPA in August 1981 to scientifi-
cally review 10 "rural"  point  source
models being considered  by  the EPA.
Since three of these  models produce
identical results, the number was reduced
to eight. The purpose of the AMS report
was to summarize  the  reviews  and  to
describe how they were accomplished.
  The AMS selected a steering committee
of five (the authors of this report), who
developed a set of ground rules and a list
of questions for the reviewers. Seven
reviewers, all experts in "rural" modeling,
were chosen. They were provided user's
guides for the models and independently-
derived performance measure statistics
comparing modeling calculations with
field data. These statistics were intended
to duplicate those recommended in D.  G.
Fox's 1981 report, "Judging Air Quality
Model Performance,"(Bull. Am. Meteorol.
Soc., 62:599-609). The models were
applied using 2 years of data to calculate
1-, 3-, and 24-hour average SOaconcen-
trations for the Chfty Creek Power Plant,
located along the Ohio River in southern
Indiana, a region of low ridges and rolling
hills. The plant used three 208-meter
stacks. Emission rates of SOa were calcu-

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lated on an hourly basis. Hourly averages
of SOz concentrations were available for
six monitors located 3-15 kilometers from
the plant. Onsite winds were measured at
60  meters  and temperatures,  at  10
meters.  Stability  was calculated by
Turner's method, using National Weather
Service  (NWS)  surface observations  at
Cincinnati (20 kilometers away). Mixing
heights were calculated and interpolated
accordi ng to the CRSTR model preproces-
sor,  using NWS radiosonde  measure-
ments at Dayton (160 kilometers away)
and surface observations at Cincinnati.

Results and  Recommendations
  The summary covers  the scientific
evaluation but does not include the sta-
tistical performance measures. The latter
will be published separately.
  Before listing the main points of the
reviewers' comments, a brief discussion
of reasonable expectations with respect
to model performance is in order. This is
particularly appropriate, since  both the
statistics  and  the  reviews provide  a
distinctly negative  tone. Dispersion
models  predict the ensemble average
(i.e., the most likely) dispersion. However,
dispersion  measurements,  repeated
under the same mean conditions, differ
from one realization to another because
of inevitable and unresolvable differences
in the details of both initial conditions and
the dispersion  process itself. Predicted
and measured dispersion will therefore
necessarily be different. The difference or
scatter will never vanish, but presumably
it can be decreased by better input data,
better model physics and better calcula-
tion  techniques. Even  a  perfect model
with ideal input data will not agree with
data in  individual  realizations. The  re-
viewers for  the most part took a more
fundamental position, namely that a good
model should show a  good correlation
with observations  paired  in space and
time, even though this expectation would
probably  be  somewhat  unreasonable
even with good input data. It is certainly
unreasonable with the inadequate input
data available for this study. Therefore,
the AMS Committee does not believe that
the scientific community has necessarily
failed to provide suitable models to repre-
sent rural dispersion, but rather that it is
impossible to determine at present wheth-
er it has or has  not.
  The main points stressed by the re-
viewers may be summarized as follows:

A.  Both in concept and performance the
    models  are quite  similar to each
    other. Furthermore, the  options
    chosen by the developers for this
    evaluation tended to emphasize sim-
    ilarity with the approved EPA models,
    CRSTER and MPTER. The statistics
    did reveal some differences, among
    the models, but these variations are
    neither  consistent  nor important
    compared with the overall poor per-
    formance.

B.  The reviewers were  nearly unani-
    mous in  their contention  that the
    models do not reflect the most mod-
    ern and appropriate scientific think-
    ing.  The most serious criticisms
    involve the following:

    1.  the  Pasquill-Gifford diffusion
       parameters used in all but one of
       the models are inappropriate for
       many applications, especially for
       the tall stacks modeled in this
       evaluation;

    2.  the  failure to employ recent
       developments in convective scal-
       ing in unstable conditions;

    3.  the crude  treatment of  plume
       behavior  with respect to the
       inversion  capping the  mixed
       layer; and

    4.  the speculative adjustment of the
       equations for source-terrain
       height differences.

C.  Despite the fact that the quality of the
    data  base chosen  for the statistical
    study was excellent,  not all  of the
    relevant parameters were measured.
    In fact,  it is  virtually certain that
    deficiencies in the data would have
    made it impossible to identify even a
    perfect model. The main problems
    involved the lack of suitable informa-
    tion concerning the wind and turbu-
    lence at and above stack height, and
    the uncertainty regarding the depth
    of the mixed layer. All of this informa-
    tion was inferred from remote surface
    and upper air measurements  using
    the CRSTER preprocessor system.

D.  None of  the eight models showed
    much skill in predicting the measured
    SOg  concentrations  at the  same
    location and time. On the contrary, in
    the space-time pairing the predic-
    tions explained only about 10% of the
    variance  of the observations on 1-,
    3-, and 24-hour time scales.*  Five of
'The AMS Committee members noted, however, that
 the comparison between observed and predicted
 frequency distributions compared well in the upper
 percenti/es, and that good space-time comparisons
 should not necessarily be expected.
    the seven reviewers felt that this lack
    of fundamental correspondence be-
    tween predictions  and  measured
    concentrations rendered the remain-
    der of the statistical package almost
    meaningless.

  The AMS Committee concludes that:

A.  The models performed similarly, and
    there is  no  reasonable  basis for
    choice among them.

B.  It is apparent, as it has been  in past
    attempts to validate models  of this
    type, that  comprehensive data  are
    not available. EPA should  devote
    vigorous effort to foster the develop-
    ment of such  data, both  within  its
    own program and by the encourage-
    ment of others.  It should be noted
    that it is unlikely that a single study
    will provide sufficient information.

C.  Whether justified or not,  there is a
    strong and  pervasive impression
    among the reviewers that EPA tends
    to discourage models that do not bear
    a very close  resemblance  to  the
    CRSTER - MPTER systems. Modeling
    innovations  should be actively  en-
    couraged by all concerned.

D.  Future reviews should be encour-
    aged. A detailed list of recommenda-
    tions for future reviews appears at
    the end of the full report, but the
    Committee feels that future reviews
    will be more meaningful only if:

    1.  they can be based on suitable
        meteorological and  air  quality
        data;

    2.  the statistical evaluation can be
        reduced to a reasonably digest-
        ible package; and

    3.  the  available models  can  be
        tested fully enough to determine
        whether available modeling op-
        tions and innovations have merit.

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D. G. Fox. D. Randerson, M. E. Smith, F. D. White, andJ. C. Wyngaardare with the
  American Meteorological Society, Boston, MA 02108.
K. L. Demerjian is the EPA Project Officer (see below).
The complete report, entitled "Synthesis of the Rural Model Reviews,, "(Order No.
  PB 84-121 037; Cost: $10.00, subject to change) will be available only from:
        National Technical Information Service
        5285 Port Royal Road
        Springfield, VA 22161
        Telephone: 703-487-4650
The EPA Project Officer can be contacted at:
        Environmental Sciences Research Laboratory
        U.S. Environmental Protection Agency
        Research Triangle Park, NC 27711
                                             
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