United States
                    Environmental Protection
                    Agency
Environmental Monitoring Systems
Laboratory
Las Vegas NV 89114
                    Research and Development
EPA/600/S4-85/048  Aug. 1985
&ERA         Project  Summary

                    Sediment  Sampling Quality
                    Assurance  User's Guide
                    Delbert S. Barth and Thomas H. Starks
                      This report is to serve as a companion
                    to an analogous document on soil
                    sampling quality assurance. Prior to the
                    design of an adequate  quality assur-
                    ance/quality control (QA/QC) plan for
                    sediment sampling, there  must be
                    agreement on  the objectives  of the
                    sampling program. Answers  to the
                    following questions should be available:
                    How will the resulting data be used to
                    draw conclusions? What actions may be
                    taken as a result of those conclusions?
                    What are the allowable errors in the
                    results?  Once answers to these ques-
                    tions are available, an experimental
                    protocol may  be prepared with an
                    appropriate statistical  design  and
                    QA/QC  plan.
                      An overview  of  selected  sediment
                    models  is presented to serve as a
                    foundation for  stratification of study
                    regions and selection of locations for
                    sampling sites,  methods of sampling.
                    and sample preparation and analyses.
                    Discussions of  situations relating to
                    rivers, lakes, and estuaries are included.
                      Statistical considerations presented
                    include experimental statistical designs
                    to enable ANOVA to be accomplished,
                    discussion of Type I and Type II errors,
                    numbers and  locations  of  sampling
                    sites, bias, confidence and prediction
                    limits, outliers, and testing hypotheses.
                    The importance of an exploratory study
                    to the cost-effective achievement of the
                    overall objectives of a sediment sam-
                    pling program is emphasized.
                       This Project Summary was developed
                    by EPA's Environmental Monitoring
                    Systems Laboratory, Las Vegas, NV, to
                    announce key findings of the research
                    project that is  fully documented in a
                    separate report of the same title (see
Project Report ordering information at
back).
Introduction
  U.S. Environmental Protection Agency
(USEPA) quality assurance policy requires
that every monitoring and measurement
project must have a written and approved
quality assurance (QA) project plan.
Among the sixteen elements which must
be contained in all QA project plans are
the following:

• Project description.
• QA objectives for measurement data
   in terms of precision, accuracy, com-
   pleteness,  representativeness, and
   comparability.
• Data analysis, validation, and report-
   ing.
• Specific routine procedures used to
   assess data precision, accuracy, and
   completeness.

  This report, which is a companion to an
analogous document on soil sampling
quality assurance, addresses selected
factors associated with the application of
quality assurance/quality control (QA/
QC) guidelines to sediment sampling. In
order to make this report more self-
contained, chapters from the companion
soil report covering such topics as sample
handling, analysis of QA/QC data, and
system audits, which are equally appli-
cable to sediment sampling, are contained
verbatim in the appendices.
  The most important consideration for
sediment sampling is the objective for
which the sampling is being done. The
statement of objectives should contain
clear answers to the following questions:

-------
• How will the resulting data be used to
   draw conclusions?
• What actions may be taken as a result
   of those conclusions?
• What are the allowable errors in the
   results?
  Once answers to these questions are
available an appropriate statistical design
for the sampling and analysis program, to
include an  adequate and verifiable
QA/QC project plan for the study, can be
devised.
  Prior to  the establishment of an ade-
quate, cost-effective  QA/QC plan for
sediment  monitoring programs,  a deci-
sion-making official, after careful analysis
of the consequences, must specify allow-
able Type I  and Type II  errors  in the
results. A  Type I error, for a situation in
which a measured population mean is
being compared to either an action level
or a control level, is committed when it is
concluded that  the  population mean
exceeds the action or control level when
in fact it does not. For the same situation,
a Type II error is committed when it is
concluded that the population mean does
not exceed the action or control level
when in fact it does. The desired minimum
detectable difference  between  a  mea-
sured population mean  and either  an
action, or  a control level must  also be
specified.

  The goal of this document is to provide
a flexible,  but technically sound, frame-
work within which the user can devise a
QA/QC plan consistent with the specific
objectives of any sediment monitoring
program. The document has been devel-
oped to serve as a user's guide for anyone
designing, implementing, or overseeing
sediment monitoring programs.
  The extent to which adequate field-
validated models exist for describing sedi-
ment transport and deposition has a direct
bearing on the design of cost-effective
sediment monitoring programs. General-
ly, when adequate models exist, fewer
monitoring measurements are required
to assess pollutant levels and their signif-
icance. Accordingly, this report presents
a brief review of some available sediment
transport  models  after  first providing
some background definitions and discus-
sions.
  The models range from simple, steady
state, dissolved oxygen relationships to
very complex models describing the inter-
relationships among pollutant additions
and removals, organic matter concentra-
tions, and life processes occurring  in
aquatic environments. Many pollutants
can be transported in suspended solid
form or adsorbed on suspended particu-
lates. Unfortunately, the dynamics of the
movement  of pollutants adsorbed on
sediments is not well understood.
  Sediments play an important role in the
transport of pollutants as well as in the
transport of nutrients. Both the pollution
and nutrient aspects must be considered.
Sediments can overwhelm bottom fauna,
but the nutrients they carry can give rise
to new biota.
  In  choosing an appropriate model, a
comparison should be made of available
models. A model should be fitted to the
problem and not vice versa. If complete
validated models are not available for the
pollutants and other site-specific condi-
tions of a problem, it still may be possible
to use portions of available models, or
other empirical field experience  in the
cost-effective design of  sediment sam-
pling programs.
  The responsibilities of National Program
Managers  in  the USEPA Mandatory
Quality Assurance Program include en-
suring  that  data quality  acceptance
criteria and QA Project Plans are prepared
for all data  collection projects sponsored
by their offices.
  This requires the development of data
quality objectives (DQOs). DQOs are
qualitative  and quantitative statements
developed  by data users to specify the
quality of data needed from a particular
data collection activity.
  DQOs are the basis for specifying the
quality  assurance and  quality  control
activities associated with the data collec-
tion  process. QA Project Plans  clearly
describe what will be done at each stage
of data collection (i.e., sample site selec-
tion, sample collection, sample handling
and  analysis, and  data  handling  and
analysis) and include  instructions or
standard operating procedures for each
field and laboratory activity.
  Some possible objectives for sediment
sampling are:
• Determining the extent to which sedi-
   ments act as either sources or sinks for
  water pollutants,
• Determining presence and distribution
   of selected pollutants in sediments in
   both space and time,
• Determining the risk to human health
   and/or  the environment  from sedi-
   ment contamination by selected pollu-
   tants, and
• Taking measurements for validation of
   sediment  transport  and deposition
   models.
  Under most circumstances, background
data will not  be available for  a given
monitoring  location. These data  must be
acquired before, or preferably during, any
sediment monitoring program. The inten-
sity of the background sampling that is
undertaken depends upon the pollutants
being measured, the sediment character-
istics and variability, the levels of pollutant
likely to be found in the study area and the
purpose of the study. QA/QC procedures
are just as critical  for the background
measurements as they are for the study
area measurements.
  When  sediments are contaminated,
drinking water or human foods, contami-
nated directly  or indirectly through con-
tact  with sediments,  may  be  unfit for
human consumption.  As the hazardous
constituents  move through different
trophic levels, substantial biomagnifica-
tion of contaminants may take place.
  The steps outlined below are designed
to provide a sediment monitoring effort
with  minimal  needed sample precision
and representativeness.

 • Determine the components of variance
   that should be built into the statistical
   design.
• Choose the allowable probabilities for
   Type I  and Type II errors and the
   difference in means considered to be
   significant.  (These are the DQOs and
   they  are needed together  with an
   estimate of the coefficient of variation
   to  determine the number of samples
   required in each stratified region.)

• Obtain sampling data  from  studies
   with similar characteristics to the one
   of  interest.  (Estimates of coefficients
   of  variation are of  particular impor-
   tance.)

• Calculate the mean  and note the range
   of each  set of duplicates (co-located
   independent samples).

 • Using results from previous studies,
   develop  a table of  critical difference
   values for duplicate sample results for
   various concentrations  that span the
   range of concentrations of  interest.
   Use this table to accept or reject sets of
   duplicates.

   Suggestions for additional elements of
a more complete QA/QC plan  are pro-
vided in the text.
   The DQO guidelines below  are sug-
 gested for the indicated operational situa-
 tions.

-------
            Confidence
               Level    Power Relative
 	(1-g)    (1-ffl  Increase*
Preliminary
Site
Investigation    70-80%  90-95% 10-20%
Emergency
Cleanup

Planned
Removal and
Remedial
Response
Activities
80-90%  90-95% 10-20%
90-95%  90-95% 10-20%
•Relative  Increase from Background  or an
 Action Level to be Detectable with Probability
  Statistical sampling plans are based on
assumptions concerning the probability
distributions of the measurements to be
made. The properties of a normal distribu-
tion are so desirable that, if the data are
not normally distributed, a transformation
is sought to convert the existing distribu-
tion  into  a  new distribution which is
approximately normal.
  The maximum probability allowed for a
Type I error is called the significance level
of the test of hypothesis and is commonly
denoted by alpha (a). The probability of a
Type II error is usually denoted by beta (ft)
and is typically a function of a, sample
size, and the size of the deviation from the
null hypothesis. The probability that the
alternative hypothesis will be accepted
when it is true is called the power of the
test and may be denoted by (1 -ft). Typical-
ly, the  experimenter will specify  the
smallest deviation from the null hypothe-
sis that he considers to be scientifically,
economically, or environmentally impor-
tant  to  detect and then  specifies  the
power of the test that he wants for that
specific alternative.
  The Quality Assurance  Officer, sup-
ported by a qualified statistician,  should
be intimately involved in the review of the
experimental or  sampling design  pro-
posed by the investigator.  He should
insure that the information obtained
provides measures of the components of
variance that are identified in the field.
  Composite  samples provide only an
estimate of the mean of the population
from which the  samples forming the
composite are drawn. No estimate of the
variance of  the  mean, and  hence, the
precision with which the mean is esti-
mated can be obtained from a composite
of samples. Since the primary purpose of
QA/QC is to measu re the precision of the
samples obtained, the compositing of
samples should be avoided if at all
possible.
  Split  samples, spiked samples and
blanks are used to provide a measure of
the internal consistency of the samples
and to provide an estimate of the compo-
nents of variance and the bias in the
analytical process. The number of QA/QC
samples needed  is suggested as one out
of every twenty  samples for most cate-
gories of samples. In some instances this
guideline may not be adequate while in
others it may provide more samples than
are  necessary.  It is  good practice  to
perform  an  initial exploratory study  in
which, among other things, QA/QC sam-
ples in  excess of the guideline recom-
mendations are  collected and analyzed.
Analysis of the resulting data will provide
a better estimate of the optimum required
number of QA/QC samples of different
types.
  Typically,  one  wishes to estimate the
concentration of measured  pollutants in
the sediments and to indicate the pre-
cision  of these  estimates. To  indicate
precision of an estimate, one may provide
the standard error or a confidence interval
for the expected  value of the concentra-
tion. The confidence interval is bounded
by confidence limits. Confidence  limits
are  bounds of  uncertainty about the
average caused  by the variability of the
experiment.
  Prediction limits are similar to confi-
dence limits but  are used to identify an
interval into which a  randomly chosen
future sample value should fall. Equations
for both confidence and prediction limits
are  provided along  with an example
calculation.
  A problem that is particularly prevalent
in data obtained from field samples is that
of outliers. The cause of the outlier may
be an  error of procedure in  sampling,
subsampling, chemical analysis, or the
transcribing of data; or it may be due to an
anomaly that would indicate that a change
is required in the assumed model for the
process. Guidelines are  provided for
rejecting outliers, however, there are
many problems with outlier tests. If at all
possible, prior to rejecting values as
outliers, repeat measurements should be
made on the same or nearly identical
samples.
  Once objectives have been  defined
which  involve the  need for sediment
sampling, the next step is to develop a
total study protocol including an appro-
priate QA/QC project plan. The recom-
mended approach is to conduct an ex-
ploratory study first that includes both a
literature and information search along
with selected field measurements made
on the basis of some assumed transport
model.
  To provide a framework for the discus-
sion, a hypothetical situation involving an
abandoned hazardous waste site is de-
scribed. The established objective for this
hypothetical situation is  to conduct an
environmental assessment of the site
and its environs to determine whether a
short or long term hazard to man or the
environment exists. If a hazard exists, its
nature and extent must be defined and
appropriate  recommendations  made to
bring the hazard under control. A study
team is organized to address the problem
and the sediment study group's task is to
identify and make an  assessment  of
potential problems associated with sedi-
ments in a nearby river and estuary.
  Questions which must be answered, at
least  in part, by the exploratory study
include:

 • What wastes  have been placed at the
   disposal site over what time periods?
 • What chemicals in what amounts have
   escaped from the site via what trans-
   port routes and what is the present
   geographical  extent of these chem-
   icals?
 • What adverse effects on human health
   or the environment have been reported
   in the site vicinity?
 • What is  an  appropriate background
   region to use  for the study?

Before taking any field measurements, a
comprehensive literature and information
search should be  conducted to determine
what information may already  be avail-
able. The results  of the exploratory study
will provide information  and field data
that will serve as the basis for the design
of a more  definitive monitoring study.
Thus,  any  field  measurements taken
should include  appropriate  QA/QC
measures to determine the quality of the
data.
  The  hypothetical case study  is devel-
oped step by step. Data quality objectives
are identified, a  grid system is defined,
the study area is  stratified, a background
region is selected, number and locations
of sites for sampling are determined, and
an appropriate QA/QC  project plan is
prepared.
  In general, the simplest sampling tool
deemed to be adequate should be used.
The  advantages  and  disadvantages of
some bottom samplers and some coring
devices are presented in tables.

-------
     One of the possibilities for error during
   the sampling process is discarding non-
   sediment material collected with the
   sediment samples prior to analysis. It is
   suggested that all such discarded material
   be retained. Ten percent of these samples
   should be sent to the analytical laboratory
   for analysis with  the  remainder  being
   archived.
     If the exploratory study is conducted
   well, it  will provide some data  for
   achieving the objectives of the study; it
   will provide data concerning the feasibility
   and efficacy of most aspects of the study
   design including the QA/QC plan; it will
   serve as a training vehicle for all partici-
   pants; and it will pinpoint where addi-
   tional measurements need to be made.
     Following analysis and  interpretation
   of the information and data resulting from
   the exploratory study, the next step is the
   design of the final definitive study. Any
   problems with  the QA/QC  plan  noted
   should be solved by appropriate modifica-
   tions  of the plan. The procedure is illus-
   trated by extending the hypothetical case
   study based on assumed data obtained
   from the exploratory study.
     In view of conclusions reached on the
   basis of the assumed data, the following
   questions which should be answered in
   the definitive study are  identified:
    • How far  down the stream are the
      sediments significantly contaminated?
    • What are the relative contributions of
      surface water and ground water to the
      contamination of sediments?
    • How are the sediment levels changing
      as a function to time?
    • What levels of contamination in human
      foods are derived directly or indirectly
      through contact with sediment?
    • What  is the impact of contaminated
      sediments on aquatic biota?
    • How should the study area be stratified
      in the definitive study?
          A table is provided givng the number of
        samples required in a one-side,  one-
        sample  t-test to achieve a minimum
        detectable relative difference at confi-
        dence level (1 -a) and power (1 -/)). In this
        table the coefficient of variation varies
        from 10 to 35%, the power from 80 to
        95%,  the  confidence level from 80 to
        99%, and the minimum detectable relative
        difference from 5 to 40%. An equation is
        provided to calculate values not included
        in the table.
          The required frequency of sampling
        depends on the objectives of the study,
        the sources  and sinks of pollution, the
        pollutant(s) of concern, transport rates,
        and disappearance rates. Assessment of
        trends in  time  will establish whether
        sediment concentrations are increasing,
        decreasing,  or  remaining fairly level.
        Evaluations of these trends will be im-
        portant to selection of appropriate re-
        medial response measures.

          The analysis  and interpretation of
        QA/QC  from the more definitive study
should show how all aspects of the total
QA/QC plan combine to give an overall
level of reliability for various  aspects of
the resulting data. Another goal may be to
determine whether all QA/QC procedures
used were necessary and adequate. It is
desirable to provide summarized tables of
validated QA/QC data in the final report.
From such tables it is possible to deter-
mine bias; precision; component random
errors  associated  with reproducibility,
extract matrix, sample matrix, and sample
homogeneity; inter laboratory  precision;
and uncertainty. Presentation  of QA/QC
data also contributes to the building of a
body of data in the literature which allows
comparisons to  be  made  between  and
among studies.
  Data from the more definitive study
describing variations in sediment  con-
centrations with depth will show  how
effective dredging  to different depths
might be in the removal of the contami-
nation. If dredging is even contemplated,
safe and effective methods for disposing
of the dredge spoil must be available.
          Delbert S. Barth and Thomas H. Starks are with University of Nevada, Las Vegas,
            NV89154.
          Kenneth W. Brown is the EPA Project Officer (see below).
          The complete report, entitled "Sediment Sampling Quality Assurance User's
            Guide, "(Order No. PB 85-233 542/AS; Cost: $14.50. subject to change) will be
            available only from:
                  National Technical Information Service
                  5285 Port Royal Road
                  Springfield, VA 22161
                  Telephone: 703-487-4650
          The EPA Project Officer can be contacted at:
                  Environmental Monitoring Systems Laboratory
                  U.S. Environmental Protection Agency
                  Las Vegas, NV 89114
United States
Environmental Protection
Agency
Center for Environmental Research
Information
Cincinnati OH 45268
                         BULK RATE
                     POSTAGE & FEES PAII
                             EPA
                       PERMIT No G-35
Official Business
Penalty for Private Use $300
EPA/600/S4-85/048

-------