United States
                     Environmental Protection
                     Agency
Water Engineering
Research Laboratory
Cincinnati OH 45268
                     Research and Development
EPA/600/S5-87/001 May 1987
x°/EPA         Project  Summary
                    Analysis of Costs  for the
                    Treatment  of  Dental  Fluorosis
                     E. Collins and R. M. Clark
                      This research project was initiated to
                    provide basic data to be used in a cost/
                    benefit analysis for communities
                    whose fluoride levels exceed the drink-
                    ing water maximum. Much has been
                    written regarding the technology and
                    associated costs for removing fluoride
                    from community water supplies. How-
                    ever, little information is available con-
                    cerning the  economic  benefits or dis-
                    benefits associated with various levels
                    of fluoride in drinking water. This study
                    focuses on the costs of remediation for
                    high levels  of fluorosis in community
                    water supplies.
                      The initial data set used in this study
                    was from a project conducted by the
                    University of Texas at San Antonio for
                    the Environmental Protection Agency's
                    Health  Effects Research Laboratory.
                    This earlier project, entitled "A Clinical
                    Study of the Dental Effects in a Critical
                    Zone," was  used to select representa-
                    tive cases of fluorosis from a  selected
                    set of Texas communities with  water
                    fluoride levels from optimum to 4.0 mil-
                    ligrams per liter (mg/L). The clinical
                    findings of each case were presented to
                    a panel of clinical practitioners for diag-
                    nosis of the  extent of cosmetic deform-
                    ity  and dental dysfunctional effects
                    present in the dentition as a  result of
                    excessive fluoride. Cost estimates were
                    made for the remedial  care proposed
                    for each subject by each panel member.
                    Using these data an evaluation was
                    made of the beneficial effects of opti-
                    mum water  fluoride levels (savings re-
                    sulting from caries reduction) against
                    the adverse  costs of excessive fluoride.
                    Optimum fluoride level is defined by
                    reference to the National Interim Pri-
                    mary Drinking Water Regulations
                    where optimum levels are defined ac-
cording to temperature. In general, the
optimum level is approximately 1 mg/L.
  This Project Summary was devel-
oped by EPA's Water Engineering Re-
search Laboratory, Cincinnati, OH, to
announce key findings of the research
project that is fully documented in a
separate report of the same title (see
Project Report ordering information at
back).

Introduction
  The Food and Nutrition Board  of the
National Research Council  has  stated
that fluoride is a  normal constituent of
diet, and is an essential nutrient. In addi-
tion, fluoride in drinking water will pre-
vent dental caries. When the concentra-
tion is optimum no ill effects will result
and the caries will be 60% to 65% below
the rates in communities with little or no
fluoride. Optimum is defined by refer-
ence to the National Interim Primary
Drinking  Water  Regulations where
"optimum" levels are defined accord-
ing to temperature. In general, the opti-
mum level is approximately  1 mg/L. Ex-
cessive fluoride in drinking  water
supplies produces objectionab'e  dental
fluorosis which increases with increas-
ing fluoride concentration  above the
recommended  upper control limits.
Other expected effects from excessively
high intake levels are: (a) bone changes
from water containing 8-20 mg fluoride
per L consumed  over a long period of
time; (b) crippling fluorosis when 20 or
more mg of fluoride from all sources is
consumed per day for 20 or more years;
(c) death when 2,250-4,500 mg of fluo-
ride is consumed  in  a single dose. The
optimum fluoride level for a  given com-
munity depends on climatic conditions
because the amount of water (and con-

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sequently the amount of fluorides)
ingested by children is primarily influ-
enced by air temperature. This relation-
ship was first studied and reported by
Gallagen and Associates in the 1950's,
but has been  further investigated and
supported  by Richards et al. in  1967.
The  control limits for fluoride supple-
mentation are simply the optimum con-
centrations for a given  temperature
zone as determined by the Public Health
Service, DHEW, plus or minus 0.1  mg/L
Many communities with water supplies
containing less fluoride than the con-
centration given as the upper limit for
the appropriate air temperature  range
have provided fluoride supplementa-
tion.

The First Study
  In  order to more fully understand the
issues related to fluoride ingestion, a re-
search project was initiated by the Uni-
versity of Texas at  San Antonio. This
research project was intended to iden-
tify significant dental changes (mottled
enamel) that occur in a human popula-
tion  continually ingesting water from a
supply which contains naturally occur-
ring  fluoride and to identify the level at
which these changes occur. A second
objective was to conduct a random sur-
vey to elicit community attitudes rela-
tive to what is objectionable in terms of
mottling and discoloration of teeth. In
this  study, information regarding mot-
tling and discoloration of teeth was cor-
related with fluoride levels in the public
water supply of 16 communities.
  Subjects were recruited through the
public school  system in each commu-
nity. Students from grades 2-6 and 9-12,
whose families used water delivered by
the community water system, served as
a source of volunteers. An oral exami-
nation was performed to determine the
degree of enamel mottling and dental
caries. The urine specimens taken from
a random sample of subjects were ana-
lyzed for fluoride. Information regard-
ing personal  and health  background
was  obtained, using specially designed
questionaires. An opinion survey of
high school subjects, mothers of sub-
jects, and random sampling of adults in
the community was conducted regard-
ing perception of enamel mottling. The
opinion survey found that the appear-
ance of anterior teeth with very mild
and mild mottling was generally accept-
able by community standards.  How-
ever, the majority of mothers  of high
school students with  moderate visible
mottling  are dissatisfied with the ap-
pearance of such teeth. In households
studied where water fluoride was more
than twice the optimum level, 25% of
the adults were willing to pay $2.50
extra per month for their city water to
prevent enamel mottling, while another
25% of these adults were unwilling to
do so. The other half of the adults sur-
veyed in the cities were "neutral" to
"willing" to pay for defluoridation. One-
third of the respondents in the "mother
survey"  were very "willing" to pay,
while only one-sixteenth of them were
unwilling.
  Enamel mottling was strongly associ-
ated with the fluoride level of the com-
munity water supply. The dental caries
rate was found to vary inversely with
the fluoride level  of the  community
water supply. There was a steady de-
cline in the DMFS (decayed, missing
and filled surfaces) score in both age
groups (7-12 and 14-18), with increasing
levels of fluoride.  However, the 7-12
group experienced a  greater reduction
in average score from 0.38 to 0.15 as the
water fluoride level increased from 0.5
times optimal to 0.5-2.9 times optimal.
  There  appears to  be a  direct  and
nearly  proportional  relationship be-
tween the communities' water fluoride
level and average fluoride intake.  A
strong dose response relationship was
observed between the median fluoride
level of the city schools and the average
urinary fluoride concentrations of the
students. It was observed  in the data
that  as the level of fluoride increases
well  beyond the optimum  range there
appeared to be  a U-shaped curve asso-
ciated with the DMFS score. Apparently
as the fluoride level increased above the
optimum, the negative benefits associ-
ated with fluorides  increased.  The
proper remedial action for fluorosis is to
perform a series of dental  procedures.
In order to gather information on these
negative benefits a second study was
conducted by the University of Texas at
San  Antonio  in which a dental panel
was convened and cost information
was collected in order to assess the re-
mediation costs associated with the cor-
rection  of fluorosis.  These data are
unique and the second study, which is
the subject of this report, is described
below.

The Second Study
  There are no documented reports of
controlled studies to indicate the extent
of dollar expenditures for  the cost of
dental  care to repair either cosmetic
and/or  functional dental defects due to
fluorosis. A lack of data in this facet of
fluoride research led to an assumption
by the dental profession that the effects
of tooth mottling are limited to the cos-
metic discoloration of teeth. In order to
test this premise, a study to assess the
extent of the effects of mottling and the
potential costs for repair of these de-
fects was conducted. The specific objec-
tives of this study were to:

  1.  Evaluate the  extent of cosmetic
     and dysfunctional effects at-
     tributed to fluoride.
  2.  Determine the costs for restoring
     the cosmetic appearance and dys-
     function to a level acceptable in the
     community.

Selection of Panel
  Dental practitioners were interviewed
as potential members of a panel to eval-
uate the economic impact of dental fluo-
rosis. Each practitioner selected for the
panel was practicing in or located adja-
cent to a community where water fluo-
ride levels have  resulted in mottled
enamel defects requiring some type of
remedial treatment. A further  require-
ment was that each panelist have expe-
rience  in providing remedial care for
subjects with mild, moderate, and
severe  mottling.
  After being  selected for the panel,
each clinician traveled to the University
of Texas Dental School at San Antonio
where  an orientation session was con-
ducted by the research staff prior to
case evaluation.

Selection of Cases
  The records of all subjects examined
in the communities with water fluoride
levels from optimum to 4.0 mg/L were
screened to  identify representative
cases for study and evaluation. Repre-
sentative cases were selected from all
the Dean's categories (a numerical rat-
ing of 1 to 6 that defines severity of mot-
tling) with the exception of normal,
questionable, and very mild. The docu-
mentation on each subject selected for
study consisted  of a complete visual
and tactile examination of all surfaces of
all teeth for dental decay and mottling.
These  data were reproduced on a
graphic chart of the dentition. Addition-
ally  for each case selected,  five color
transparencies with views of the  denti-
tion from right, left, upper occlusal, and
inner occlusion were provided to the

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panelists. A total of 55  representative
cases were selected for presentation to
the panel.

Results

  There was a large variability in the
numbers and types  of  procedures (a
procedure  is a type of treatment, e.g.,
amalgam filling, gold crown, etc.) that
each consultant suggested for the same
case.  This finding was not surprising as
the consultants were recruited from
widely separated geographic regions in
the United  States. This diversity proba-
bly reflects the diverse economic condi-
tions  under which they practice and
their prior training.
  The types of treatment recommended
for each subject were classified as either
optimum care or minimum care. Mini-
mum  care  generally consisted  of cor-
recting the  cosmetic discoloration using
materials and procedures which are not
considered permanent, meaning that
they will probably need to be replaced
one or more times throughout the indi-
vidual's lifetime. Correction of the dys-
functional problem is generally accom-
plished using methods and  materials
that are less durable and less expensive
than those recommended for optimum
care.
  Optimum care implies use of the most
durable and aesthetic  materials and
procedures currently  available.  This
level  of service would  be  considered
permanent and should last the lifetime
of the individual providing  they main-
tained good oral hygiene and received
periodic professional care.
  It should be  noted  that  bleaching
comprised a significant number of the
procedures proposed by all of the con-
sultants. The long-term aesthetic results
are apparently satisfactory to the point
where additional treatment  is seldom
required. This type of procedure repre-
sents the  least costly form of care  for
the cosmetic problem of mottling. Other
types of procedures, e.g., mastique or
laminate, are  more costly, yet are not
considered a permanent type of restora-
tion.  Use  of the bleach procedure,
where indicated, greatly reduces the
overall cost of treatment, particularly of
the moderate and severe cases. In most
instances,  if treatment is indicated  for
mild  cases, bleaching would probably
solve the  aesthetic problem with the
least possible cost and discomfort to the
subject.
  It has been assumed that the primary
cost in dealing with the problem of mot-
tling was the cost for correcting the cos-
metic  discoloration  present on the
tooth. The pool of subjects being stud-
ied were initially divided into three sub-
groups according to their mottling
score (Dean's Score of 4, 5, or 6).
  Each consultant was requested to de-
velop a treatment  plan for each case
under a minimum care treatment plan
and an optimum care treatment plan. In
addition, they  were requested to clas-
sify and separate the treatment as cos-
metic or functional. A further division
was made for sequencing of treatment.
Treatment was divided into  "current
care" and "later care" (deferred). Cur-
rent care is  treatment that should be
performed now or in the very near fu-
ture. Later care is treatment that would
probably bo  necessary later in their life
so as to maintain  normal functioning
occlusion. This projection is based on
the consultant's prior  experience with
similar cases in their own private prac-
tice.
  Treatment costs were divided into
cosmetic and functional types. Cos-
metic treatment consists of those proce-
dures required for correction of tooth
discoloration. Functional types of treat-
ment are required where there has been
excessive wear, breaking, or fracturing
of teeth so that mastication is impaired.
  Cosmetic  and functional  treatments
were also divided into current and later
categories. Current treatment is treat-
ment that should be rendered now,
whereas later treatment includes proce-
dures necessary at a future date to cor-
rect the cosmetic and/or functional
problems.
  A comparison of the mean  costs for
cosmetic and functional  treatment
shows that cosmetic costs exceed func-
tional costs  in the  mild and moderate
cases,  however, the reverse is true  in
the severe cases (Dean's Score of 6). A
comparison  of the costs for cosmetic
and functional treatment indicates that
the estimate for functional treatment
exceeds the  cosmetic costs  in the
severe mottling cases. A mean cost for
all consultants shows that the estimated
costs for restoring function exceeds the
cosmetic costs in all categories  except
the minimum  later costs. This repre-
sents a new  finding and raises an issue
that has been overlooked or ignored by
previous investigators and  the profes-
sion, i.e., that repair of the cosmetic dis-
coloration was the only cost involved,
or that repair of dysfunction was never
considered to be a problem.
  The costs for repairing dysfunction
are a result of the excessive wear, chip-
ping, and fracturing of teeth which ap-
pears to occur in  subjects who have
moderate and/or severe mottling. Since
the majority of the subjects in our study
were teenagers, the projected costs
(later costs) are estimates based on the
future care  that will be needed to main-
tain or reestablish their  normal func-
tional occlusion.

  The problems encountered may in
fact increase in severity during later life.
No data exists at this point in time to
permit an accurate assessment of the
problem. Only anecdotal information
and preliminary findings in our investi-
gations suggest possible  outcomes for
subjects with moderate to severe fluo-
rosis. These findings consist of exces-
sive cusp wear, breaking, and chipping
of the teeth.
  An additional analysis was made
using the Visible Mottling Score (a mot-
tling score based on the six upper ante-
rior teeth and  the six  lower anterior
teeth). Dean's Classification of mottling
was also used to compute the score.
The group  was then divided  into three
subgroups  according to their mottling
score (Dean's Score of  3, 4, or 5). The
size of the subgroups in the first analy-
sis, using the entire mouth, as com-
pared to the subgroups in the second
analysis is substantial. Using the visible
mottling score results in more subjects
being classified as mild and fewer sub-
jects classified as moderate and severe.
  There is wide variability in costs be-
tween the consultants in many of the
categories.  Since they represent differ-
ent geographic regions of the country
as well as different economic levels (in
terms of patients treated), this differ-
ence is to be expected. The mean costs
per subgroup, i.e., Dean's Score of 4, 5,
or 6, increase as the severity of mottling
increases. Later  costs appear minimal
for the group classified as Dean's Score
of 4, whereas those classified as Dean's
Score of 5 or 6 had substantial cost for
the treatment plan.
  Since the severity and prevalence of
tooth mottling is related to the water
fluoride levels, it is important to exam-
ine the various facets of the problem
and determine a dose-response rela-
tionship. Using Dean's Score  allows for
the classification of subjects  into mild,
moderate, and severe categories and to
examine the projected  costs for each
case.

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  The type of procedures used for the
minimum  care treatment generally
have a useful life of 5 to 7 years. Thus to
assess the lifetime cost requires  re-
placement of these fillings on an aver-
age of once each 7 years. The treatment
of a subject is usually completed by age
20. Using an arbitrary age 62 as the av-
erage life span of subjects would  re-
quire replacement of all fillings six
times between the ages of 20 and 62,
providing the subject did not lose any of
their teeth.
  The procedures used for the optimum
type of treatment are considered  per-
manent restorations.  Thus a yearly
maintenance program should provide
adequate care for preserving the denti-
tion in a good state of health. Treatment
under this plan should be completed by
age 20. Using the age 62 as the average
life span of subjects requires a mainte-
nance period of 42 yrs. The estimated
yearly maintenance cost is $50. Thus,
the  estimated  total  cost for optimum
care is the initial current and later costs
plus the number of years times $50. (Ini-
tial cost plus years [42] plus yearly cost
[$50.00]).
  Regression analysis was used to es-
tablish a formula to relate the average
cost per  dentist (minimum and opti-
mum) to mottling severity and age of
the subject. Costs were standardized by
use of a cost index to facilitate ease of
comparison. The best equations given
the data and the variables for minimum
and optimum have been calculated. In
order to  measure  significance,  "t"
values have been given in parenthesis
below each variable (the higher the "t"
value the more significant the variable):
  Equation  1

  MC = 181.43 + 0.27A2 + 20.509D2
       (-2.92)  (5.30)     (4.35)

       (R2 = 0.44;  F2 = 20.81)

  Where
    MC = Minimum costs/case
     A = Age
     D = Dean's Index
and for optimum standard costs:

  Equation 2

  S = -1581.12 - 2.333(A)2 + 147.74(D)2
       (3.58)      (6.38)       (4.60)

     (R2 = 0.51; F2 = 26.07)

  Where
    S = Optimum  costs/case.

  The focus of the analysis was to as-
sess the dental treatment costs of life-
time residents of a community who
were exposed to  water fluorides
throughout their lives. Any assessment
of the impact of defluoridation must in-
clude its effect on the caries activity in
the community.  The  average DMFS
scores determined by  Segreto and
Collins in the first study were used to
develop the treatment cost based on the
water fluoride level. The dollar cost was
computed using  the DMFS for each
water fluoride level multiplied times 28
(teeth) times $15 (per surface). The  re-
sulting figure would be the per capita
costs of treatment for dental caries.
Major Conclusions From the
Study Were as Follows
  1.  The mean  minimum treatment
costs for correcting cosmetic discol-
oration exceeded the costs of restoring
dental function (using Dean's Classifica-
tion). However, the  costs for restoring
function  in the severe category ex-
ceeded the costs for correcting cos-
metic discoloration. These findings
were also true when the cases were
evaluated using the Visible Mottling
Index.
  2.  The mean optimum treatment
costs for correcting cosmetic discol-
oration exceeded the costs for restoring
dental function for mild and moderate
mottling (using Dean's Score and the
Visible Mottling Index), however, the
costs for restoring  function exceeded
the costs for correcting cosmetic discol-
oration in the severe category (using
both Dean's Score and the Visible Mot-
tling Index).
  3.  Where  indicated, bleaching  is an
effective treatment for the cosmetic dis-
coloration of teeth resulting from dental
fluorosis.
  The full report was submitted in fulfill-
ment of Cooperative Agreement No.
CR809403 by the University of Texas
Health and  Science Center under the
sponsorship of the U.S. Environmental
Protection Agency.
  E.  Collins is with University of Texas Health Science Center, San Antonio, TX
    78284.
  Robert M. Clark is the EPA Project Officer (see below).
  The complete report, entitled "Analysis of Costs for the Treatment of Dental
    Fluorosis." (Order No. PB 87-170 817/AS; Cost: $13.95, subject to change)
    will be available only from:
          National Technical Information Service
          5285 Port Royal Road
          Springfield. VA 22161
          Telephone: 703-487-4650
  The EPA Project Officer can be contacted at:
          Water Engineering Research Laboratory
          U.S. Environmental Protection Agency
          Cincinnati, OH 45268

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