United States
Environmental Protection
Agency
 Industrial Environmental Research
 Laboratory
 Research Triangle Park NC 27711
Research and Development
EPA-600/S7-82-037  Dec. 1982
Project Summary
Verification  and Transfer  of
Thermal  Pollution  Model
Samuel S. Lee and Subrata Sengupta
  Two three-dimensional time-depen-
dent models,  one  free-surface, the
other rigid-lid, have been verified at
Anclote Anchorage and Lake Keowee,
respectively. The first site is a coastal
site in northern Florida; the other is a
man-made lake  in South Carolina.
These models describe the dispersion
of heated discharges from  power
plants under the action  of ambient
conditions.
  A one-dimensional horizontally aver
aged model was also developed and
verified at Lake Keowee. The data base
consisted of archival in-situ measure-
ments and data collected during field
missions. The field missions were
conducted during winter and summer
conditions at each site. Each mission
consisted of four infrared (IR) scanner
flights with supporting ground truth
and in-situ measurements. At Anclote
special care was taken to characterize
the complete tidal cycle.
  The three-dimensional model results
compared with IR  data for thermal
plumes on an average within 1 °C root-
mean-square difference. The one-
dimensional model performed satis-
factorily in simulating the 1971-1979
period.
  The results are reported in three
separate reports, one for each  model.
Corresponding user's manuals have
also been prepared. This report sum-
marizes all six documents.
  This Project Summary was developed
by EPA's Industrial Environmental
Research Laboratory, Research Tri-
angle Park, NC, to announce key
findings of the research project that is
fully documented in a separate report
 of the same title (see Project Report
 ordering information at back).

 Introduction

 Background
  Two-thirds of  the energy input to
 power plants is rejected by the cooling
 system to the surrounding environment.
 This can disturb the receiving ecology. A
 summary of these ecological effects is
 available in papers in the proceedings of
 conferences on waste heat management
 and utilization1'2.
  Discharges  can  be through open
 systems into lakes, rivers, and coastal
 areas, or through closed systems such
 as  cooling towers.  However,  both
 systems ultimately transfer the heat to
 the atmosphere.  Open systems  have
 aquatic plumes.  Closed systems  have
 atmospheric plumes. References 1 and
 2 contain many papers on these topics.
  To anticipate the effects of thermal
 pollution, predictive modeling is neces-
 sary. These models can be physical or
 mathematical. Physical models  have
 problems  of geometric and turbulent
 scaling and costs of customized site-
 specific construction associated with
 them. Mathematical models  can be
 more general. A summary of mathemat-
 ical models for surface discharges to the
 aquatic environment  is presented by
 Dunn  et al.3.

The University of Miami
Model Package
 The  thermal pollution group at  the
University of Miami initiated an effort to
develop a three-dimensional numerical
model  package that could be applied to a

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wide variety of aquatic discharges. The
underlying  guideline  was to obtain a
tool that was reasonably general with a
minimum level of site-specific assump-
tions. This effort resulted in two models:
one, free-surface; the other, rigid-lid.
Free-surface Model
  This model is three-dimensional and
time-dependent, allowing the air/water
interface to be free.  It  is  suited for
domains where surface wave heights
are significant compared to mean water
depth; e.g.,  estuaries and other coastal
regions. This  model computes the
velocity, temperature,  and surface
height variations with time, given a set
of initial conditions and time-dependent
boundary conditions. These  conditions
are available from local meteorological
tidal and discharge  conditions. The
model is easily adaptable to a new site
since domain boundary is input through
a marker matrix. The  model includes a
vertical  normalization that  facilitiates
application to domains of varying depth.
  This model solves the time-dependent
equations  of motion and energy  by
explicit numerical schemes. The hydro-
static assumption is used. Turbulence is
included through eddy transport coef-
ficient  approximations for momentum
and heat  transfer.  The  system  of
equations is coupled by an equation of
state.
  Versions of this formulation have
been calibrated and applied to Biscayne
Bay, Cutler Ridge discharge, Hutchinson
Island discharge, and Lake Okeechobee.
It has been verified as part of the present
project at Anclote River discharge.

Rigid-lid Model
  This is a time-dependent three-
dimensional  model  where a rigid
surface that allows slip is imposed. The
surface elevation is  no longer  a pa-
rameter;  an artificial lid pressure is
introduced. This model is  suitable for
domains where surface wave height is
small compared to depth;  e.g., inland
natural or man-made cooling lakes. This
model  computes  the time-dependent
velocity and temperature fields, given a
set  of  initial  and  time-dependent
boundary conditions. This model  has
the same computational features as the
free-surface model that allows relatively
simple adaptation to different sites.
  The formulation is the divergence of
Navier-Stokes  approach proposed by
Sengupta  and  Lick4. It combines the
vertically integrated momentum equa-
tions to derive  an elliptic equation  for
surface  pressure. This equation is
solved iteratively.  The velocities and
                                 2
temperatures  are  obtained by using
explicit finite difference schemes. The
hydrostatic approximation is  used
together with the eddy transport coef-
ficient hypothesis. An equation of state
couples the temperature and the momen-
tum equations.
  Versions of this formulation have
been calibrated and applied to Biscayne
Bay,  Cutler Ridge discharge, and Lake
Belews.
  The present study verified this model
at Lake Keowee in South Carolina.
  Details  of  development  and past
applications are presented by Lee and
Sengupta5'6'7.  Details of verification
of these  models  are presented  in
Volumes I and III, summarized by this
document.
One-dimensional Model
  While three-dimensional models are
ideal  for predicting detailed behavior of
plumes, they are prohibitively costly for
long-term  simulation. Since  long-term
heat  budgets  can  be a  measure  of
overall impact of  thermal  pollution,
simpler models are  necessary.
  The  one-dimensional  model,  devel-
oped as a part of the present study, was
calibrated  with a data set for Lake
Cayuga, NY,  and  has been verified at
Lake Keowee, SC. The model assumed
horizontal homogeneity.  However, it is
unique  among  other models in  that it
includes effects of  area change with
depth together with mechanisms such
as  radiative  penetration through the
surface, nonlinear interaction between
wind and buoyancy gradients, and heat
transfer by convection from the surface.
  Details of the 1-year  simulation for
Lake Cayuga  and the 9-year simulation
for Lake  Keowee  are  presented in
Volume V, summarized by thisdocument.

Summary of Tasks Performed
  The efforts to verify the  models and
transfer the codes to EPA, described in
the six volumes  of this  report, are
summarized below.

Anclote Applications
  The map of the site is shown in Figure
1. The grid used for the model is shown
in  Figure 2.
                                                      Jacksonville
                                                           Daytona Beach
                                           Anclote R.
                                           Tarpon Springs
                                           Tampa
                                                 Ft. Myers

                                                     Ft. Lauderdale
                        Melbourne
               Gulf of Mexico
                              West
                              Palm
                              beach
                                                                     Miami
Figure 1.  Anclote Anchorage in Florida.

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Figure 2.  Grid work for Anclote Anchorage,
Data Missions
1.  Summer
   a. Mission was carried out on June 19
     and 20, 1978.
   b. IR flights (ground truth data) were
     carried out for the 2 days.
   c. First IR flight started at EST 1733
     and  ended at 1852 on June 19
     (low-low tide).
   d. Second IR flight started at  EST
     0630 and ended at 0753 on June
     20 (low tide).
   e. Third IR flight started at EST 1103
     and  ended at 1234 on June 20
     (high-high tide).
   f. Fourth IR  flight  started at  EST
     1450 and ended at 1558 on June
     20 (max. ebb tide).
2.  Winter
   a. Mission was carried out from
     January 30 to February 1, 1979.
   b. IR flights (ground truth data) were
     carried out for these days.
   c. First IR flight started at EST 1030
     and ended at 1204 on  January 30
     (flood tide).
   d. Second IR flight started at  EST
     1635 and ended  at 1817 on
     January 30 (ebb tide).
   e. Third IR flight started at EST 1503
     and ended at 1649 on February 1
     (high tide).
Model Execution

1.  Preliminary Runs
   a. Simulation started at 1730 June
     18, 1978.
   b. Total  simulation time lasted for
     51 hours or four tidal cycles.
   c. Current calculation  began with
     zero velocity  at 1730 June  18,
     1978.
   d. Temperature  calculation  began
     with  ambient  temperature at
     27°C.
   e. Temperature  at discharge point
     specified to be sinusoidal of 24-
     hour period.
2.  Verification for Summer
   a. Calculated current  with  meas-
     ured current data.
   b. Calculated temperature compared
     with IR data at four tidal stages.
   c.  Comparison in terms of isotherm
      plots and derivation of calculated
      temperature from IR-scanned
      temperature.
3. Verification for Winter
   a.  Current calculation executed for
      north-south phase shift calibra-
      tion.
   b.  Calculated  current found to be in
      agreement with measured current
      at similar tidal stages.
4. Accuracy of predictions is shown in
   Table 1.

Keowee Application
  Figure  3 describes the site  of Lake
Keowee station. The grid for the rigid-lid
model applied to this site is shown in
Figure 4.

Data  Missions
1. Summer
   a.  Mission was carried out from
     August 22 to 25, 1978.
   b. August 22/23: ground truth,
     plume, velocity, and drogue data.
   c. August 24/25: ground truth,
     plume, velocity, and drogue data.
   d.  First IR flight started at 0853 and
     ended  at 1002 on August 24.
   e. Second IR flight started at 1644
     and ended at 1745 on August 24.
   f. Third IR flight started at 0845 and
     ended  at 0953 on August 25.
2. Winter
   a.  Mission was carried  out  on
     February 27 and 28, 1979.
   b. IR flights,  ground  truth, plume,
     velocity, and drogue  data were
     carried out for the 2 days.
   c. First IR flight started at 1549 and
     ended  at 1741  on February 27.
   d. Second IR flight started at 0850
     and ended  at 1002 on February
     28.
   e. Third IRflight startedat 1514and
     ended  at 1616 on February 28.

Model  Execution
1. Execution for September 10, 1975,
   was conducted and results compared
   with in-situ measurements obtained
   from Duke Power  Co. records.
Table 1.    Root-Mean-Square Difference Between IR and Predicted
           Temperatures (Anclote Anchorage)
             Time                                           RMS Difference
EST 1030 June 20. 1978
EST 1430 June 20, 1978
EST 1730 June 20, 1978
EST 2030 June 20, 1978
EST 1100 January 30, 1979
EST 1600 January 30. 1979
                        0.36°C
                        0.36°C
                        0.54°C
                        0.36°C
                        0.74°C
                        0.65°C

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                    N
  Lake
Jocassee
                                 ' «r- -        Oconee
                          Oconee I f         Nuclear Sta.
                          Nuclear ^Keowee   Discharge
                          Station     D^m
         Little
      River Dam
 Figure 3.  Lake Keowee.
Discharge 	£
                     Outflow
Figure 4.  Lake Keowee (region of interest) showing inputs and outputs for
          three- dimensional model.

Table 2.    Root-Mean-Square Difference Between IR and Predicted Temperatures
           (Lake Keowee)
             Time                                          RMS Difference
Morning, August 24, 1978
Morning, August 25. 1978
Afternoon, February 27, 1979
Morning, February 28,  1979
0.55°C
0.34°C
0.82°C
0.01°C
2.  Summer Verification
   a. Run number: L006, August 24
     and 25 verification runs.
   b. Run started at 2400 on August 23
     and ended at 2400 on August 25,
     1978.
3.  Winter Verification
   a. Run number: L007, February 27
     and 28 verification runs.
   b. Run started at 2400 on February
     26 and  stopped at  2400 on
     February 28.
   4. Accuracy of predictions is shown
   in Table 2.

Conclusions
  Conclusions  from the application of
the three  models are summarized
below.  Detailed  conclusions are pre-
sented in Volumes I through VI of the full
report.

Free-Surface  Model
1. The model  has simulated the  be-
   havior of a heated discharge into an
   ambient basin where drastic  depth
   changes are occurring within accep-
   table computational cost.
2. The model has accommodated signi-
   ficant changes in ocean currents as a
   function of tidal forcing and produced
   stable accurate solutions over sev-
   eral tidal cycles.
3. The model performs equally well
   over summer  and winter  conditions
   and significantly different atmos-
   pheric conditions.
4. Comparisons of model-predicted
   surface isotherms with  measured
   infrared surface temperatures indi-
   cate agreement to approximately 1 °C
   root-mean-square deviation.
5. The effects of inaccuracies in specifi-
   cation of initial conditions are negli-
   gible  after  half a  tidal cycle for a
   shallow basin such as Anclote
   Anchorage.
6. Adequate data for execution  of the
   model can be obtained from routine
   measurements ongoing at most
   power plants.

Rigid-Lid Model
1. The model has simulated  the hydro-
   thermal behavior of the thermal dis-
   charge to Lake  Keowee within
   acceptable computational cost in
   spite of relatively small grid spacings.
2. Significant  changes in  the  plume
   caused by other inputs and outputs
   to Lake Keowee, such as Jocassee-
   pumped storage discharge  and
   Oconee hydroelectric plant, have
   been  simulated accurately.

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 3. It has been demonstrated that short
   term behavior of a plume over a few
   days can be modeled satisfactorily by
   considering the mixing only in the
   epilimnion.
 4. The effects of inaccuracies in specifi-
   cations of initial conditions become
   insignificant after about 8-12 hours.
 5. The  agreement both  during the
   summer  and winter  simulations
   between  infrared measurements of
   surface temperature  and model
   simulations was around 1°C  root-
   mean-square deviation.
 6. The data base needed to execute the
   model is readily  available from
   routine measurements  at  most
   power plants.

One-Dimensional Model
1.  This model provides better results at
   mid  depths compared to other
   existing one-dimensional  stratifi-
   cation  models for lakes.  This  is
   attributed to the inclusion of effects
   owing to  area  change with depth,
   which is unique to this model.
2.  The model predicted the thermal
   stratification in Lake Keowee over a
   period of  9 years with  no  year-to-
   year  degeneration  in  results. The
   model can  be  used to  predict the
   approximate stratification in a lake
   with  thermal discharges and  other
   inputs and outputs such as  pumped
   storage and hydroelectric plants over
   a long term period.

User's Manuals and Codes
 1. The program codes have been satis-
   factorily transferred to EPA's compu-
   ter system at Research Triangle Park.
   Accurate transfer has been checked.
 2. The user's manuals were prepared
   as separate volumes to facilitate their
   use.
 3. The ease with which the staff at Re-
   search Triangle Park executed the
   programs  using very brief instruc-
   tions suggests that other users will
   find  the programs  easy to use by
   following  the user's manuals.

Recommendations
Recommendations include:
 1.  The turbulent closures used for both
   the free-surface and the  rigid-lid
   models could be changed to include
   effects of buoyancy through a Richard-
   son  number  formulation. Higher
   order closures could  also be in-
   cluded. Though there is no guarantee
   that this would improve predictions.
   it would include more of the mecha-
   nisms of turbulent transport.
2. The surface heat transfer conditions
   in  the three-dimensional  models
   could be improved where more data
   is  available to separate  individual
   components of heat transfer rather
   than using the surface heat transfer
   coefficient formulation.
3. The programs could be improved to
   facilitate use of  variable horizontal
   grids. This would provide increasing
   spatial resolution near the discharge.
4. For the rigid-lid model, when a use-
   able direct Poisson solver for the ir-
   regular domain  Neumann problem
   becomes available, it should be in-
   cluded in the model to solve the sur-
   face pressure equation. This would
   make the rigid-lid model significantly
   more efficient. It would reduce  the
   computation time for solving the sur-
   face pressure field, which, at pre-
   sent,  is the  most time consuming
   part of the program.
5. Tests could be conducted with  the
   models to determine sensitivity to
   open-boundary conditions when the
   domain is not completely surrounded
   by  solid shorelines.
6. The one-dimensional model could be
   modified to simulate multiple domains
   connected by input/output terms.
   This would decrease the inaccuracies
   resulting from assuming horizontal
   homogeneity in  multiple basin  do-
   mains.
7. All the codes could be modified to be-
   come quasi-interactive to allow for
   easier execution  by the user.
References

1. Lee, S. S., and S.  Sengupta.  Pro-
   ceedings of the First Conferernce on
   Waste Heat Management and Utili-
   zation. Miami Beach, FL May 9-11,
   1977.
2. Lee, S. S., and S. Sengupta (com-
   pilers).  Proceedings: Second Con-
   ference on Waste Heat Management
   and Utilization (December 1978,
   Miami Beach, FL), Volumes  1 and 2,
   EPA-600/9-79-031a  and -031b
   (NTIS PB 80-112311 and 80-112329).
   August 1979.
3. Dunn,  W. E., A.J. Policastro, and  R.
   A. Paddock. Surface Thermal Plumes:
   Evaluation of Mathematical Models
   for the Near and Complete Field,
   Argonne  National Laboratory, Ar-
   gonne, IL (Parts One and Two). 1975.
4. Sengupta, S.,  and W. J.  Lick.  A
   Numerical Model for Wind-Driven
   Circulation and Temperature Fields
   in  Lakes  and Ponds. Ph.D. Thesis,
   Case Western  Reserve University.
   1974.
5. Lee, S. S., and  S. Sengupta. Three-
   Dimensional Thermal Pollution
   Models, Volume I - Review of Mathe-
   matical Formulations. NASA  CR-
   154624. 1978(a).
6. Lee, S. S., and  S. Sengupta. Three-
   Dimensional Thermal Pollution
   Models, Volume II - Rigid-Lid Models.
   NASA CR-1 54624. 1978(a).
7. Lee, S. S., and  S. Sengupta. Three-
   Dimensional Thermal Pollution
   Models, Volume III -  Free-Surface
   Models. NASA CR-154624.1978(a).
                                                                                U. S. GOVERNMENT PRINTING OFFICE: 1983/659-095/0564

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      S. S. Lee and S. Sengupta are with the University of Miami, Coral Gables. FL
        33124.
      Theodore G. Brna is the EPA Project Officer (see below).
      The complete report consists of six volumes, entitled "Verification and Transfer
        of Thermal Pollution Model:"
          "Volume I.  Verification of Three-Dimensional Free-Surface Model," (Order
          No. PB 82-238 569; Cost: $13.00, subject to change)
          "Volume II. User's Manual for Three-Dimensional Free-Surface Model,"
          (Order No. PB 82-238 577; Cost: $16.00, subject to change)
          "Volume III.  Verification of Three-Dimensional Rigid-Lid Model," (Order
          No. PB 82-238 585 Cost: $13.00, subject to change)
          "Volume IV. User's Manual for Three-Dimensional Rigid-Lid Model, "(Order
          No. PB 83-116 103; Cost: $16.00, subject to change)
          "Volume V. Verification of One-Dimensional Numerical Model," (Order
          No. PB 82-238 601; Cost: $14.50, subject to change)
          "Volume VI. User's Manual for One-Dimensional Numerical Model, "(Order
          No. PB 82-238 619; Cost: $10.00, subject to change)
      The above reports will be available only from:
              National Technical Information Service
              5285 Port Royal Road
              Springfield, VA 22161
              Telephone: 703-487-4650
      The EPA Project Officer can  be contacted at:
              Industrial Environmental Research Laboratory
              U.S. Environmental Protection Agency
              Research Triangle Park, NC 27711
United States
Environmental Protection
Agency
Center for Environmental Research
Information
Cincinnati OH 45268
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