TD743
.U582
    CONSTRUCTION GRANTS PROGRAM
           INFORMATION
                                  OOOR76016
                  INDUSTRIAL COST
                RECOVERY SYSTEMS
                       NOVEMBER 1976
                        UNITED STATES
                 ENVIRONMENTAL PROTECTION AGENCY
                 OFFICE OF WATER PROGRAM OPERATIONS
                  MUNICIPAL CONSTRUCTION DIVISION
                     WASHINGTON, D.C. 20460
                                              MCD-44

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NOTE:
     This document is not a replacement of the Act, the
Regulations, the Guidelines, or official EPA policy state-
ments. It contains supplemental information to explain
these statutory and regulatory requirements and provides
examples of industrial cost recovery requirements, inter-
pretations, and procedures.  Any clarifications and spe-
cific conditions applicable to a local area should be dis-
cussed with the appropriate EPA Regional Office.

     To order this publication, MCD-44, Construction
Grants Program Information — Industrial Cost Recovery
Systems, write to:

     General Services Administration (8  FSS)
     Centralized Mailing List Services
     Bldg. 41, Denver Federal Center
     Denver, Colorado 80225

Please indicate the MCD number and title of publication.

This publication should be placed in  Part III, Guidelines
of the Municipal Wastewater Treatment Works Construc-
tion Grants Program manual of references.

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  CONSTRUCTION GRANTS PROGRAM

          INFORMATION -

INDUSTRIAL COST RECOVERY SYSTEMS
             United States
     Environmental Protection Agency
    Office of Water Program Operations
      Municipal Construction Division
         Washington, D.C. 20460
            November 1976
         R>xj-ior. V,  Library
         2~0 Souch  fraarjorn Street
         Chicago, Illinois  6060H

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                                                PREFACE
Section 204(b)(1)(B) of the Federal Water Pollution Control Act Amendments of 1972 (PL 92-500) requires that
industrial users of the treatment works make payments for "that portion of the cost of construction of such treat-
ment works (as determined by the Administrator) which is allocable to the treatment of such industrial wastes."

     In carrying out the provisions of this section, EPA has published:

     •  in Title 40 of the Code of Federal  Regulations, Part 35, State and Local Assistance,
        Subpart E, Grants for Construction of Treatment Works. (40 C.F.R. ง35.900 et seq.)

                     This document focuses attention on sections 35.903(k);
                     35.905-6, -7, and -8; 35.920-3(b)(3) and -3(c); 35.925-12(a)
                     and -17; 35.928-1 and -2; 35.935-13(a)(c)(d)(e); 35.940;
                     and35.945(b).

     •  Federal  Guidelines — Industrial Cost Recovery Systems, February 1976.

     The purpose of this document is to supplement the "Federal Guidelines — Industrial Cost Recovery Systems,"
to provide additional details for assistance in implementation and review of the grantees' Industrial Cost Recovery
(ICR) systems, and to outline a general implementation process which is in compliance with Federal requirements.
                                                                       eputy Assistant Administrator
                                                                        • Water Program Operations
                                                                      Washington, D.C.

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                                                   ACKNOWLEDGMENT
                This document of Supplemental Information was prepared by the Municipal Construction Division, Water Program
           Operations, Office of Water and Hazardous Materials.
                The initial drafts of this document were prepared, under contract, by Peat, Marwick, Mitchell & Co., Washington,
           D.C. This document was reviewed and edited by the staff of the Municipal Construction Division to validate its accu-
           racy and ensure that it properly and effectively conveyed Agency policies and procedures after meetings with the con-
           tractor's project manager, Ben King  Duffy.  Further review and editing of this document was performed by representa-
           tives of each of the ten EPA Regions, the Office of General Counsel, the Office of Audit, the Grants Administration
           Division, and the Financial  Management Division. John T. Pai, Chief Sanitary Engineer, Construction Operations
           Branch, served as Project Officer for the supervision of this contract.
j
X
                Other members of the Peat, Marwick, Mitchell & Co. staff assisting in the preparation were John A. Wander,
           C. Alan Phillips, and Lawrence J. Scully.

                Document Advisory Staff: Harold P. Cahill, Charles Sutfin and Jack Washburn, Director, Deputy Director and
           Chief, Construction Operations Branch of the Municipal Construction Division respectively.

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                                          TABLE OF CONTENTS


                                                                                                          Page
PREFACE                                                                                                  ii
ACKNOWLEDGMENT                                                                                        Hi
INTRODUCTION                                                                                             1
ICR SYSTEM REQUIREMENTS
      Industrial Cost Recovery and User Charges                                                                   2
      Industrial Cost Recovery System                                                                            4
      ICR System Legal Requirements                                                                            6
      Roles and Responsibilities                                                                                 8
      Grants - Projects - Amendments                                                                         10
DEVELOPING THE ICR SYSTEM                                                                              12
      Identifying Industrial Users                                                                               14
      Developing the Industrial Data Base                                                                        16
      Classifying User Groups - Quantifying Flows and Loadings                                                     18
      Determining the ICR Cost Base                                                                            20
      Determining ICR Payments                                                                               22
      Billing                                                                                                26
FUNDS MANAGEMENT                                                                                       28
      Cash Control                                                                                           28
      Investment                                                                                            30
      Disbursement                                                                                          32
ICR DESIGN CHECKLIST                                                                                     34
      40% Grant Payment ICR Checklist                                                                         36
      60% Grant Payment ICR Checklist                                                                         38

FIGURES

      Figure 1:    Relationship Between ICR and User Charges                                                       3
      Figure 2:    Industrial Cost Recovery System                                                                 5
      Figure 3:    ICR Legal Requirements                                                                       7
      Figure 4:    Primary Roles and Responsibilities in Developing and Implementing ICR                                9
      FigureS:    Assignment of EPA  Grant Identification Numbers by the States                                      11
      Figure 6:    Developing the ICR  System                                                                    13
      Figure 7:    Example of SIC  Classifications                                                                 15
      FigureS:    Illustrative Survey Approaches for Design Requirements                                            17
      Figure 9:    Classifying and Quantifying Users                                                               19
      Figure. 10:   Example of Calculations Required to Determine ICR Unit Costs                                      21
      Figure 11:   Determination of Annual ICR Unit Cost Rates                                                    22
      Figure 12:   Calculation of Annual and Total ICR Payments Requirements                                       23
      Figure 13:   Expansion/Upgrading Payments Calculations                                                      25
      Figure 14:   Sample Billing Format                                                                        27
      Figure 15:   Example of Cash Record                                                                      29
      Figure 16:   Example of ICR Investment Record                                                             31
      Figure 17:   Disbursement Summary and Check/Format                                                      33
      Figure 18:   ICR Design Checklist                                                                         35
      Figure 19:   40% Grant Payment ICR Checklist Example                                                      37
      Figure 20:   60% Grant Payment ICR Checklist Example                                                      39
APPENDICES

      Appendix A: WWT Construction  Grant Identification                                                         A-1
      Appendix B: Short SIC Titles                                                                             B-1
      Appendix C: Glossary                                                                                   C-1
      Appendix  D: EPA Regional Offices                                                                        D-1

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                                            INTRODUCTION
      This document of supplemental information is intended to describe the essential requirements of the "Federal
Guidelines — Industrial Cost Recovery Systems" Industrial Cost Recovery (ICR) Guidelines and other related require-
ments in a format which will assist the grantees in the design, installation and implementation cf their own systems.

      Industry, municipal, county, and state officials will all be involved, either directly or indirectly. In addition,
EPA regional authorities and headquarters are responsible to oversee the implementation of a system designed to
recover that portion of the Federal grant attributable to the cost of construction of treatment works allocable to the
treatment of industrial wastes.  The ICR Guidelines contains examples of the Federal requirements for determining
industrial contributions. This document contains illustrative materials for guidance during the design and review
steps. Accordingly, it provides a progressive discussion of the  logical sequence most grantees will follow.

      Major requirements are referenced in the first section, following a schematic presentation of the relationship of
the Industrial Cost Recovery (ICR) and User Charge systems.  The second portion of this document describes the
process of the technical classification of industry, and then the integration of the technical and financial data in order
to arrive at appropriate values.  The examples contained in the ICR Guidelines were used as the basis for input to the
examples in  this document, so that the grantees and others in the industry and the government can have an explicit
set of examples to use as a reference in discussing their own unique situations.

      In the third major portion of this document, the components of the "Funds Management" systems are intro-
duced. The  functions and components of the funds management process are discussed; however, no new policies or
outlines of local financial procedures for the grantees are included.

      The fourth section contains an ICR design checklist to aid grantees in completing the system requirements in
the necessary timeframe.

      It is recognized that available data, existing systems, and local policies will all influence the specific approaches
worked out by the various grantees. For example, a small treatment facility operator with only one class of industry
and one or two industrial users will not view his ICR situation in the same manner as will the management group of
a major urban-industrial waste treatment system.  Because of this diversity in actual situations, it is expected that
the general guidance and information provided in this document will allow for local determination of the optimum
approaches to be utilized in each grantee's system.

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             ICR SYSTEM REQUIREMENTS
INDUSTRIAL COST RECOVERY AND USER CHARGES
     The requirements for establishing the volume and characteristics of industrial wastes, including the conduct of
surveys and quantification of flows, are similar for both ICR and user charges.  However, user charges apply to all
recipients of waste treatment services of the grantee and are utilized to recover the operation and maintenance ex-
penses of all the treatment works of the grantee, whereas ICR payments are required from industrial users only to
recover that portion of the Federal grant attributable to the costs of construction of the treatment works allocable
to the treatment of industrial wastes.

     The chart on the facing page indicates that, in addition to fiscal mechanisms, the institutional and substantial
legal mechanisms are also related for both ICR and  User Charges. However, the ICR Capital Cost Recovery Program
and the User Charge Operating and Maintenance Program have different specific objectives and scope of accounting
applications but relate to one basic system. This manual focuses on the unique requirements of implementing and
operating the ICR portion of the system.  User charge criteria are outlined further under 40 C.F.R. 35.935-13 and
Appendix B of the Regulations.

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    SECTION 201
       GRANT
   REQUIREMENTS
LOCAL REQUIREMENTS
  •  Engineering
  •  Legal
  •  Institutional
  •  Section 204(b)(1)(C)
INDUSTRIAL COST RECOVERY SYSTEM
   • Construction Grant Funds
   • 5040-10% Accounting Cash Flow
   • ICR Formula Based on
     Engineering  Input
   • Accounting  Reports
   • Section 204(b) (1MB)
     (expanded on Page 5)
USER CHARGE SYSTEM FOR OPERATING]:
     AND MAINTENANCE COSTS
  •  All Waste Treatment Services
  •  Strength and Flow Characteristics
  •  Industrial and Non-Industrial Costs
  •  User Charge  Formula Based on
     Engineering Input
  •  Section 204(b)(1)(A)
                                      ACCOUNTING AND FINANCIAL
                                        MANAGEMENT SYSTEMS
                                     WATER QUALITY MANAGEMENT
                                             SUB-SYSTEM
                                        • Improve Systems
                                        • Support Rates
                                        • Expand Accounts
                                          •  Payrolls
                                          •  Inventory
•.v.v.v.v.'
IILLING
YSTEMS

'Sf
:•:•
2





^^V-I'V'X'X'X
no CDC

i •
                FIGURE 1: RELATIONSHIP BETWEEN ICR AND USER CHARGES

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I INDUSTRIAL COST RECOVERY SYSTEM |
      The close interface between engineering and accounting in an ICR system is illustrated in Figure 2 on the facing
 page which indicates the flow of engineering data which, when related to appropriate grant cost data, is translated into
 ICR annual costs.

      This figure is an expansion of the ICR "box" in Figure 1 on page 3. It indicates the sequential activities which
 must occur in the design, implementation and operation of an ICR system.

      The responsibilities of the grantee, EPA, and industrial users which occur prior to and during the development
 and implementation of an ICR system are outlined in the following pages.

      The importance of industry's role in the ICR system is often minimized or ignored. The joint treatment of
 municipal and industrial wastewaters can prove beneficial to both the community and to the industrial establishments
 participating.

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PROJECT IS FUNDED
                                               ACCOUNTING
                                                                                             ENGINEERING
  1. PRIOR TO PAYMENT
    OF MORE THAN 80S
    OF STEP 3 GRANT,
       ACCUMULATE 75% FEDERAL
        CONTRIBUTION + STATE/
         LOCAL CONTRIBUTIONS
             BY PROJECT
                                 DETERMINE INDUSTRIAL
                                 USERS' REQUIREMENTS
                                 IVOLUME AND LOADINGS!
                                    - ANNUAL BASIS
                                   O/D, BOO/0, SS/D,...
                                            ASSIMILATE ALL PROJECT
                                            COSTS INTO FIXED ASSET
                                            ACCOUNTING SYSTEM ISI
                                             SEGREGATE FEDERAL
                                             GRANT AMOUNTS FOR
                                                ICR PURPOSE IS}
                                                                                           DETERMINE FEDERAL
                                                                                          GRANT COSTS FOR EACH
                                                                                            INDUSTRIAL USER
                                                                                          S/Q/D, S/BOO/D. S/SS/D,   .
    INDUSTRIAL USERS'
    ANNUAL ICR COSTS
    ARE DETERMINED.
 2.  CONSTRUCTION
    PROJECT IS
    COMPLETED.
    FACILITY IS
    OPERATING.
 3.  INDUSTRIAL USERS
    BILLED AND
    RECEIPTS RECORDED.
 4.  RECEIPTS ALLOCATED
    AS SPECIFIED AND
    INVESTED.
        DETERMINE ICR SYSTEM
           UNIT COST RATES
      S/Q/D/Y. S/BOD/D/Y, S/SS/D/Y, ...
                                                                                                              &n
                                  DETERMINE FACILITY
                                 USEFUL LIFE (Y) FOR ICR
                                  PURPOSE BASED UPON
                                 LESSER OF 30 YEARS OR
                                     USEFUL LIFE
        CALCULATE ANNUAL ICR
             PAYMENTS
        S/Y " S/Q/D/Y X OJD t
          S/BOD/0/Y X BOD/D*
          I/SS/D/Y X SS/D ป
                                 DETERMINE INDUSTRIAL
                                  USER ESTIMATED AND
                                  ACTUAL DAILY FLOWS   F.:'-.: 3
                                      AND LOADS
                                   O/D, BOO/0, SS/D,...
BILLING AND COLLECTION
ANNUAL/MONTHLY/
QUARTERLY



RECEIPTS ARE INVESTED
AS REQUIRED
'


                                            INVESTMENT EARNINGS
                                          RECORDED AND ALLOCATED
 5. GRANTEE'S ANNUAL
   ACCOUNTING
   PERIOD FOR ICR
   PURPOSES
 8. DISBURSEMENT
   MADE WITHIN
   4 MONTHS


 50% PAID
  TO EPA
ANNUALLY |
   40K    i
 RETAINED
REINVESTED i
RESTRICTED
  USAGE
                                               10% RETAINED
                                               8ROAD USAGE
                   FIGURE 2:  INDUSTRIAL COST RECOVERY SYSTEM

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[ ICR SYSTEM LEGAL REQUIREMENTS |


      The grantee has primary responsibilities in the design, implementation, and operation of ICR and User Charge
 systems.  The Congressional intent in PL 92-500, the Act itself, EPA's implementing regulations, and the ICR Guide-
 lines address these major responsibilities.

 REPORT OF ICR INTENTIONS

      The Congressional intent of ICR is contained in the United States House of Representatives' Committee on
 Public Works report of March 11,1972:1

            In connection with industrial users of publicly owned systems, the Committee desired to estab-
      lish within the user charge system an arrangement whereby industrial users would pay charges sufficient
      to bear their fair portion of all costs including the share of Federal contributions for cap ital construc-
      tion attributable to  that part of the cost of constructed facilities attributable to use by industrial sources.
      It is the Committee's view that it is inappropriate in a large Federal grant program providing a high per-
      centage of construction funds to subsidize industrial users from funds provided by the taxpayers at
      large. Accordingly,  the bill  imposes an obligation on  the part of publicly owned systems to incorporate
      into their user charge schedule a component to recover, without interest, that proportion of the  total
      Federal grant to the community for construction purposes attributable to  industrial users.  The Com-
      mittee recognizes that there will be some administrative difficulties involved in establishing classes of
      industrial users and has left  to the local system the obligation to set up an  effective and equitable sys-
      tem, subject to the approval of the Administrator, inasmuch as the establishment of such a system is
      a precondition to Federal grants.

 PUBLIC LAW 92-500

      Public Law 92-500, enacted October 18,1972, under "Title II — Grants for Construction of Treatment Works"
 requires in Section 204(b)(1)(B) that the  grantee applicant  "has made provision for the payment to such applicant
 by the industrial users of the treatment works of that portion of the cost of construction" attributable to the Federal
 grant (75 percent of total  grant eligible costs).

 IMPLEMENTING REGULATIONS

      40C.F.R.  ง  35.903(k);
                    35.905-6;
                    35.905-7;
                    35.905-8;
                    35.920-3(b)(3)and-3(c);
                    35.925-12(a);
                    35.925-17;
                    35.928;
                    35.928-1;
                    35.928-2;
                    35.935-13(a)(c)(d)(e);
                    35.940; and
                    35.945(b).

 FEDERAL GUIDELINES - INDUSTRIAL COST RECOVERY SYSTEMS, MCD-45
       Available from:
            General Services Administration (8FFS)
            Centralized Mailing List Services
            Building 41, Denver Federal Center
            Denver, Colorado 80225
  Federal Water Pollution Control Act Amendments of 1972, Report of the Committee on Public Works, U.S.
  House of Representatives, 92d Congress, 2d Session, House Report No. 92-911, March 11,1972, pp. 91-92.

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IZd Cufroa. 2d Scuioi	Hooซ. lUport Ho, 91-911
   FEDERAL WATER POLLUTION CONTROL
         ACT AMENDMENTS OF 1972
                 REPORT
                   or no

       COMMITTEE ON PUBLIC WORKS
   UNITED STATES HOUSE OF REPRESENTATIVES
                         Public Law 92-500
                       92nd Congress, S. 2770
                          October 18, 1972


                             2n 3rt
                                        	96 5TAT. 616
                   To amemt the Federal Water 1'oltutton Control Aif.

             Be it enacted by the Senate and Haute of ItejtrtwHtatiwt of the
           United States of America in L ongit** itMWHibled. TImt this Act may be red*rB.l ซa.tซr
           cited iis the "Federal \Vater Pollution Control Act Amendments of Pol-i--J-=n Con-
           l$~ฃ"t                                        -PO! Act Anend'
             SEC. 2. The Federal Water Pollution Control Act is amended to read l^n^aฐf J^?"

                                                       33 use iisi
             -TITLE I—RKSEARCH AND REL.VTKD PROGRA^IS    not..

                     "DBCt.\EATIOS Or GOALS \NO PtปLK'Y

             **Sic. 101. (a) The objecti\e of r)us Act is to rvstore and m.untuiu
           the chemical, pliyait-aJ. and bioloirit-.il integrity ot tlie X.ition'a waters.
                                FEDERAL REGULATIONS


                               Subpart E—Grants for Construction  of
                                Treatment Works-Federal Water Pollu-
                                tion Control Act Amendments of 1972

                               ง 35.903 Summary of construction grant
                                   program.

                                Pursuant to section 204 (b) of the
                             Act, the grantee must comply with ap-
                             plicable user charge and industrial cost
                             recovery requirements, see 5535925-11.
                             35 925-12.  35 928.  35 935-13,  and  Ap-
                             pendix B of this subpart.
                                         FEDERAL GUIDELINES


                                                    INDUSTRIAL COST

                                                  RECOVERY SYSTEMS


                                         MUNICIPAL WASTEVATER TREATMENT WORKS
                                               CONSTRUCTION GRANTS PROGRAM
                          FIGURE 3: ICR LEGAL REQUIREMENTS

                                            7

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IROLES AND RESPONSIBILITIES |


 EPA

      •  Reviews grantee's intent to install  ICR (prior to approving a Step 2 grant);

      •  Reviews grantee's planned schedule of implementation for complying with ICR (prior
         to approving a Step 2 or Step 3 grant);

      •  Reviews evidence submitted by the grantee that an Industrial Cost Recovery System is
         being developed (prior to the payment of more than 50% of the Step 3 grant);

      •  Approves the grantee's ICR system and plans (prior to the payment of more than 80%
         of the Step 3 grant); and

      •  Audits grantee's records for compliance.

 GRANTEE

      •  Prior to Step 2, submits satisfactory evidence of intent to comply with ICR requirements;

      •  Requests letters of intent from significant users;

      •  Executes reserve capacity contracts with those industrial users who desire to reserve
         capacity;

      •  Shows satisfactory evidence of ICR system development prior to the payment of more
         than 50% of the Step 3 grant;

      •  Completes ICR system design and obtains EPA approval prior to the payment of more
         than 80% of the Step 3 grant;

      •  Implements and maintains the approved ICR system when Step 3 construction is com-
         pleted or when service is provided to the first industrial user;

      •  Reevaluates and updates the allocations of capacity to industrial users in conjunction
         with an annual review of ICR; and

      •  Adjusts the ICR shares proportionately when an expansion, upgrading of treatment or
         change in waste loadings occurs.

 INDUSTRY

      •  Significant (10%+) industrial users must submit letters of intent to the grantee (prior to
         approval of Step 2 grant);

      •  Users requiring or desiring reserve capacity must contract for their needs;

      •   Industrial users  must report any substantial changes in their wastewater characteristics; and

      •   Industrial users  must make initial  payments to the grantee within the first 12 months after
         initiation of service and at least annually thereafter.

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          ROLES AND RESPONSIBILITIES
   INDUSTRIAL COST RECOVERY MILESTONES
(1)   Grantee submits evidence of agreement to
     implement ICR.

     Significant users (10%+) submit letters of intent
     to grantee who submits to EPA.

(2)   Grantee submits evidence to EPA that he is
     developing ICR system.

(3)   Grantee submits completed ICR system design,
     including opinion of adequacy, to EPA and
     obtains approval.

(4)   Grantee implements approved system.
(5)   Grantee bills industry and receives initial
     annual payment.

(6)   Grantee makes initial annual payment to EPA.
(7)   Grantee re-evaluates and updates ICR
     charges periodically.
     Prior to Steps 2 or 3,
     depending on grant.
A
   A
   Prior to EPA paying more
   than 50 percent of Step 3 grant.
3 \  Prior to EPA paying more
     than 80 percent of Step 3 grant.
     A
       Operational waste treatment
       works begins service.

          Within one calendar year after
          initiation of service.

            Within four months after end
            of grantee's fiscal year.
                    In conjunction with annual
                    review of ICR.
                 FIGURE 4: PRIMARY ROLES AND RESPONSIBILITIES
                              IN DEVELOPING AND IMPLEMENTING ICR

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I GRANTS -PROJECTS- AMENDMENTS \
        In order to establish a nationally uniform basis for determining what a Federal grant is under PL 92-500, it is
  necessary that grant designations and grant eligible costs be consistently defined by all regional administrators, states,
  and grantees.

        Although treatment works' grants under PL 92-500 normally follow a three-step grant process, circumstances
  may vary with each grantee and among the various grants. However, the Wastewater Treatment (WWT) Construction
  Grant Identification document published by the Grants Administration Division of EPA applies to all grants.  Figure
  5 summarizes the grant assignment procedure, and the entire WWT document is reproduced in Appendix A. Any
  questions concerning the definition of total construction amounts to be incorporated into ICR calculations should be
  referred to the appropriate Regional Administrator.

        Each new grant requires a separate consideration of industrial cost recovery, since each payment period  relates
  to the year following the start-up of operations for which that grant was awarded. Billing and collection of each ICR
  share must occur on or prior to the calendar anniversary related to the specific grant for the first year. However, the
  grantee may adjust and accumulate payments from users under different grants and repay the  Federal portion under
  its annual fiscal cycle or other appropriate annual period.
                                                   10

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                               Program Code - Construction Grants for
                                              Wastewater Treatment
                                                    Works
                                            Sena)
                                           Number
                                                   Sequence Number (Project within Grant)

                                                        Amendment Designator
                                           011999    06

                                       State      Grant
                                       Code     Objective
                                                            0
                        ASSIGNMENT OF EPA GRANT IDENTIFICATION NUMBERS BY THE STATES1
                                      WAS
                                      THIS
                                   PROJECT PRE
                                  CEDED BY AN EPA
                              FUNDED PROJECT FOR PREP
                              ARATtON OF CONSTRUCTION
                                DRAWINGS AND SPECIF
                                  CATIONS (STEP 2)
                                      UNDER
                                     P L 92-500?
    IS THIS PROJECT
   FOR THE BUILDING
  AND ERECTION OF A
  TREATMENT WORKS
    (CONSTRUCTION
       STEP 3) 7
                         ASSI
                         NUMBER THAT WAS ASSIGNED THE
                         STEP 2 PROJECT  ASSIGN THE NEXT
                          SEQUENTIAL 2-DIGIT SEQUENCE
                                  NUMBER
                                                                   IS THE
                                                                 APPLICANT
                                                               MUNICIPALITY THE
                                                            SAME MUNICIPALITY WHlC
                                                              UNDED THE FACILITIES
                                                               PLANNING (STEP 1)?
       STHIS
     PROJECT FOR
  THE PREPARATION OF
CONSTRUCTION DRAWINGS
  AND SPECIFICATIONS
       (STEP 2)7
     DIDT
  PROJECT RESULT
FROM AN EPA FUNDED
  FACILITIES PLAN
   NING PROJECT
  (STEP II UNDER
     ,L 92-6007
 ASSIGN THE SAME 6-D1GIT SERIAL
 NUMBER AS ASSIGNED THE STEP 1
   PROJECT ASSIGN THE NEXT
 SEQUENTIAL 2-DIGIT SEQUENCE
	NUMBER	
ASSIGN THE NEXT UNUSED 6-DIGIT •
SERIAL NUMBER ASSIGN THE FIRST I
2-DEGIT SEQUENCE NUMBER •
ASSIGN THE NEXT UNUSED 6-DIGIT 1
SERIAL NUMBER ASSIGN THE FIRST 1
2-DIGIT SEQUENCE NUMBER 1
                                                            ASSIGN THE SAME 6-DIGIT SERIAL
                                                            NUMBER AS ASSIGNED THE STEP 2
                                                              PROJECT ASSIGN THE NEXT
                                                             SEQUENTIAL 2 DIGIT SEQUENCE
                                                           	NUMBER	
                            ASSIGN THE NEXT UNUSED 6 DIGIT
                          J. SERIAL NUMBER ASSIGN THE FIRST
                          I UNUSED 2-DIGIT SEQUENCE NUMBER
    Adapted from U S Environmental Protection Agency

    Gu.de OctobBr1976.fปflซ4

    NOTE SJB Page A-4 for pertinent nolw and
FIGURE 5: ASSIGNMENT OF EPA GRANT IDENTIFICATION NUMBERS BY THE STATES
                                                   11

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I DEVELOPING THE  ICR SYSTEM j


        ICR payments are to be made:

        • only on that part of a treatment works (as defined in Section 212 of the Act and 40 C.F.R. ง 35.905-4, -23)
          for which a Federal grant is made; and

        • only by those industrial users served by the treatment works constructed under the grant.

        The steps illustrated in Figure 6 are involved in designing the ICR system:

        • identify the industrial users in accordance with EPA's regulations and the iCR Guidelines (seepage 14);

        • survey the industrial users to determine volume and loading (waste flow characteristics) and develop the
          industrial data base (see page 16);

        • identify and describe the design requirements and costs of construction required to provide waste treat-
          ment service to  industrial users (see pages 16 and 18);

        • if required, classify industrial users into appropriate groups (significant, major, minor —seepage  18) and
          identify waste characteristics by design parameter (seepage 18);

        • quantify total industrial waste volume and loading (including reserved capacity) in proportion to the
          total capacity of the treatment works (see page 18);

        • determine costs of construction of the treatment works for ICR purposes (seepage 20);

        • calculate applicable capacity for ICR purposes, applicable grant eligible amounts, for ICR purposes, and
          ICR unit costs (seepage 20);

        • calculate ICR unit cost rates based upon the ICR recovery period (seepage 22);

        • compute ICR payments for each industrial user (seepage 23);

        • develop a billing procedure (seepage 26);

        • establish funds management covering cash control, investment and disbursement (seepages28 to 31); and

        • document and provide EPA with details of the ICR system and plans in accordance with the ICR Guidelines
          (see pages 34 to 39).
                                                       12

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    IDENTIFY
INDUSTRIAL USERS
     Page 14
DEVELOP THE INDUSTRIAL
      DATA BASE
        Page 16
                  CLASSIFY USER GROUPS

                    QUANTIFY FLOWS
                      AND LOADS
                (BY USER OR USER GROUPS)
                        Page 18
                     DETERMINE THE
                     ICR COST BASE
                        Page 20
                     DETERMINE THE
                     ICR PAYMENTS
                        Page 22
                      DEVELOPICR
                   BILLING PROCEDURE
                        Page 26
                    ESTABLISH FUNDS
                     MANAGEMENT
                        Page 28
                   SUBMIT ICR SYSTEM
                     DESIGN TO EPA
                     FOR APPROVAL
                         Page 34
 FIGURE 6: DEVELOPING THE ICR SYSTEM
            (Page numbers indicate detailed discussions)
                          13

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IIDENTIFYING INDUSTRIAL USERS]
      An industrial user is defined in 40 C.F.R. ง35.905-8as any nongovernmental user of publicly owned treatment
 works identified in the following divisions of the Standard Industrial Classification Manual (SIC), 1972:

      •  Division A —  Agriculture, Forestry, and Fishing

      •  Division B —  Mining

      •  Division D —  Manufacturing

      •  Division E —  Transportation, Communications, Electric, Gas,
                      and Sanitary Services

      •  Division I —   Services

      Figure 7 illustrates the subdivision of the SIC system to the four-digit level. Appendix B contains a list of short
 SIC titles and four-digit industry classification numbers for these divisions.

      The grantee has the option to exclude from ICR payments an industrial user in any of the above divisions pro-
 vided the following conditions are met:

      •  the industrial user discharges only non-process segregated domestic wastes or wastes
         from sanitary conveniences; and

      •  the industrial user is not a significant user as defined in 40 C.F.R. ง35.925-12
         (10 percent + loading).

      In the event the grantee exercises this option, he must  exclude every industrial user meeting the above require-
 ments and he must also deduct the estimated sanitary wastes from all other industrial  users who discharge both pro-
 cess and sanitary wastes prior to computing their ICR payments.

      Diversified companies or establishments need to be defined in terms of specific products or services and result-
 ing wastewaters generated within each SIC Division.
                                                      14

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                                         Division  D


                                    Manufacturing


                                   The Division as a Whole

         The manufacturing  division includes establishments engaged  in  the mechanical
     or chemical transformation of materials or substances into new products.  These estab-
     lishments are usually described as plants, factories,  or mills and characteristically use
     power driven  machines and materials  handling equipment. Establishments engaged
     in assembling  component parts of manufactured products are also considered manu-
     facturing if the new product is neither  a structure nor other fixed improvement. Also
     included is the blending of materials such as lubricating oils, plastics, resins, or liquors.

                                        MANUFACTURING

     Major  Group  30.—RUBBER  AND  MISCELLANEOUS  PLASTICS
                                         PRODUCTS

                                   The Major Group as a  Whole

        This major group includes establishments manufacturing from natural, synthetic, or reclaimed
    rubber, gutta percha, balata, or gutta siak, rubber products such as tires, rubber footwear, mechanical
    rubber goods, heels and  soles, flooring, and rubber sundries. This group also includes establishments
    primarily manufacturing tires, but  establishments primarily recapping and retreading automobile
    tires are classified in Industry 7534. This  group  also includes establishments engaged in  molding
    primary plastics  for the trade, and manufacturing miscellaneous finished plastics products. The
    manufacture of elastic webbing is classified in Major  Group 22; products made of elastic webbing and
    garments made from rubberized fabrics in Major Group  23; and synthetic rubber in Industry 2822.

    Group  Industry
     No.    No.
    301         TIRES AND INNER  TUBES
           3011  Tires and Inner Tubes

                  Establishments primarily engaged in manufacturing pneumatic casings, inner tubes,
                and solid and cushion tires for all types of vehicles, airplanes,  farm equipment, and
                children's vehicles; tiring;  and camelback, and tire repair  and retreading materials.
                Establishments primarily engaged in retreading tires are classified in  Industry 7534.
                       Camelback for tire retreading                Tires, cushion or solid rubber
                       Inner tubes: airplane, automobile, bi-         Tiring,  continuous  lengths:  rubber,
                         cycle, motorcycle, and tractor                 with or without metal core
                       Pneumatic casings (rubber tirea)
                       Tire sundries and tire repair materials,
                         rubber
    302         RUBBER AND PLASTICS FOOTWEAR
           3021  Rubber and Plastics Footwear

                  Establishments primarily engaged in manufacturing all rubber and plastics footwear,
                waterproof fabric upper footwear, and other fabric upper footwear having rubber  or
                plastic soles vulcanized to the uppers. Establishments primarily engaged in manufactur-
                ing  rubber, composition, and  fiber heels, soles,  soling strips,  and related shoe making
                and repairing materials are classified in Industry 3069; plastic  soles and soling strips
                in Industry 3079.
                       Arctics, rubber or rubber soled fabric           Overshoes, rubber or rubber soled fab-
                       Boots, plastics                              nc
                       Boots, rubber or rubber soled fabric           Pacs : rubber or rubber soled fabric
                       Canvas shoes, rubber soled                  Sandals, rubber
                       Footholds, rubber                         Shoes, plastics soles molded  to fabric
                       Footwear, rubber or rubber soled fabric           uppers
                       Gaiters, rubber or rubber soled fabric           Shoes, rubber or rubber soled fabric
                       Galoshes, plastics                           uppers
                       Galoshes, rubber or rubber soled fabric         Shower sandals or slippers, rubber
                       Overshoes, plastics

Source:  Standard Industrial Classification Manual: 1972. Executive Office of the President,
        Office of Management and Budget, pp. 57,129. For sale by the Superintendent of
        Documents, U.S. Government Printing Office, Washington, D.C. 20402, Stock No.
        4101-0066.

                     FIGURE 7: EXAMPLE OF SIC CLASSIFICATIONS

                                                 15

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DEVELOPING THE  INDUSTRIAL DATA BASE


     The grantee or his consulting engineer must confirm the existence of industrial dischargers and define
their SIC codes.  He then must determine or confirm existing and projected wastewater loads and character-
istics for each industrial user.  This data base will later permit classification of industrial users into appro-
priate groups for the determination of ICR payments.  The data base will also provide analytical input to
aid in the determination  of:

     • a continuing comparison of wastewater compatibility with existing and projected
        treatment works and the degree  of pretreatment required (initially included as a
        facility plan consideration);

     • the desirability of exercising the exclusion option from ICR payments for "dry"
        industries contributing segregated domestic wastewaters only; and

     • consideration of the significance of the volume of nonprocess sanitary or segre-
        gated domestic wastewater received from "wet" industries to aid the grantee in
        determining if he wishes to apply the credit to users' total loads by subtracting
        this fraction before computing ICR since the exclusion consideration must be
        applied equitably to both "wet" and "dry" industries.
      Figure 8 illustrates four survey approaches which may be utilized to aid classification. Refinements,
sometimes initially unavailable because of record inadequacy and limits in the confidence of projections,
can be incorporated during each year's annual review.  Appropriate adjustments in ICR allocations can then
be applied. The best available information should be utilized in projecting design flows and loadings (waste
flow characteristics).

      The grantee must reevaluate and update, no less frequently than annually, flows and loadings of all
industrial users for ICR purposes.
                                                       16

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(1)  SAMPLE ANALYSIS
                        Bouncy Baby Shoe Co.  SIC 3021 - 1940 Broad Street
            Flow — Average     gpd
            Nitrogen          mg/1
            Total Phosphorus   mg/1
            BOD            mg/1
            Suspended Solids   mg/1
            COD            mg/1
            Dissolved Oxygen   mg/1
            Note - Pretreated Effluent
                                                       DATES
                                    8/1/75
                 68,000
                    350
                    580
                              9/10/75
                      72,000
                        340
                        600
                                  11/6/75
                            70,000
                              360
                              590
                                          Design
70,000
  350
  590
(2)  NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM1
          GENERAL INSTRUCTIONS, SHORT FORMS, STANDARD FORMS, AND A
     DISCHARGE MONITORING REPORT FOR APPLICATIONS FOR PERMIT DISCHARGES
         UNDER THE NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM
      NATIONAL POLLUTANT DISCHARGE ELIMINATION SYSTEM
      APPLICATION FOR PERMIT TO DISCHARGE - SHORT FORM C

      To be filed only by persons engaged in manufacturing and mining
                                      FOR
                                      AGENCY
                                      USE
APPLICATION NUMBER
I i I
DATE
I I
I I


RECEIVED
I I
i

                                                                 YEAR
                                                                         MO.
                                                                                 DAY
                                                                          FORM APPROVED
                                                                          OMB No. 158-R0100
                           STANDARD FORM A-MUNICIPAL
           SECTION W. INDUSTRIAL WASTE CONTRIBUTION TO MUNICIPAL SYSTEM
FOR AGENCY USE







(3)  TREATMENT PLANT RECORDS
         1972 Bouncy Baby Shoe Co.
           1971 Bouncy Baby Shoe Co.

         Daily Averages/Month for Design Purposes
          January
          February
          March
65,000
68,000
300
320
570
560
(4)  COMPANY OR PLANT DATA OR ESTIMATE OF REQUIREMENT
                   The Bouncy Baby Shoe Company
                  For 1978, it is estimated that our waste
                  discharge should not exceed 70,000 gpd and
 Can be obtained from U.S. Environmental Protection Agency
 Regional Office (See Appendix D).

      FIGURE 8: ILLUSTRATIVE SURVEY APPROACHES FOR DESIGN REQUIREMENTS

                                            17

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I      CLASSIFYING USER GROUPS       I
QUANTIFYING FLOWS AND LOADINGS |


     The classification of industrial establishments by waste generation characteristics is necessary for the grantee
to determine:

     •  the extent, frequency, and types of monitoring required to refine the data base in order
        to  assure proportionality of ICR and user charges, to enforce pretreatment commitments,
        and to detect violators;

     •  the feasibility of establishing a group of establishments whose low volume and strength
        discharges appear to be too small to justify more than infrequent monitoring and which can
        be mathematically averaged and assessed equal segments of the ICR group total.

     Following the definition and identification of industrial users, together with their wastewater discharges, the
classification by appropriate groups then permits quantifying flows and contaminant loadings to determine the
volume and loading of wastes introduced by industrial users in proportion to the total design treatment plant
volume and loading (both present and reserved) of the total wastewater treatment plant load as illustrated in
Figure 9.

     It should be noted that the design committed ICR flows and loadings can, and probably will, be different
from the aggregate of actual annual operating flows and loadings which form the basis for that year's user charges
as well as the following year's allocations for ICR.
                                                    18

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                     THE LOST RIVER SANITARY DISTRICT
                 1.9 MGD DESIGN CAPACITY NEW SECONDARY PLANT

INDUSTRIAL1
A. Significant (+10%)
Sometime Oil Co.
(Unused Reserve)
Subtotal
B. Major (5-10%)
Average Ice Cream, Ltd.
C. Minor (1-5%)
Bouncy Baby Shoe Co.
D. Minor Group (-1%)
Daily Egg Co.
Hot Fire Clay Co.
Reliable Gas Co.
Long Wire, Inc.
Subtotal
E. Dry-Sanitary Only3
Accountable Data, Inc.
(Can beexcluded-ICR)
Total Industrial
COMMERCIAL2
Miscellaneous
RESIDENTIAL2
Total Designated Capacity
Unreserved Excess Capacity
Total Design Capacity
Nonexcessive I/I Allowance
Design Capacity for ICR
/ DESIGN/COMMITTED
/No. of
/Accounts


1
1

1

1

1
1
1
1
4

1
8

10
3,000
SIC
Code


2911
2911


2024

3021

0252
1453
4925
3315


7374


-
-
No. of
Employees


150
50
200

200

300

50
Varies
25
20
Variable

500


-
-
Type
of Waste


Process
Process


Process

Pretreat

Process
Process
Process
Process


Sanitary


Sanitary
Sanitary

Flow
GPD


100,000
100,000
200,000

150,000

70,000

4,000
3,500
5,500
2,000
15,000

15,000
450,000

50,000
1,000,000
1,500,000
400,000
1,900,000
(100,000)
1,800,000
BOD
No. PD


600
600
1,200

600

350

30
28
32
30
120

30
2,300

150
1,700
4,150
850
5,000
0
5,000
S.S.
No.PD


500
500
1,000

1,000

590

50
45
40
45
180

30
2,800

200
2,000
5,000
1,000
8,000
0
6,000
NOTES:

   "Federal Guidelines-Industrial Cost Recovery Systems," February, 1976,
    Environmental Protection Agency. Page 10, Table 3.

  2 Ibid. Page 9, Table 2.

    Ibid. Page 5, para. 8, B(1) and Page 13, para. 9, A.  If "dry" industries
    are excluded, appropriate credits for domestic waste should be applied
    to "wet" industries
             FIGURE 9:  CLASSIFYING AND QUANTIFYING USERS
                                           19

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I DETERMINING THE ICR COST BASEJ
       The user classification and quantification summary (see Figure 9) provides total flows and strengths illustrative
 of the situation at the time of ICR development. The grantee must then determine the flows and strengths subject to
 ICR by subtracting exclusions and exemptions. These totals can then be translated into capital costs per unit of treat-
 ment from grant cost data, as illustrated in Figure 10.

       The industrial cost recovery share of grant assistance is limited (1) to that portion representative of industry's
 use or (2) to reserve capacity firmly committed to it  [40 C.F.R. ง35.928-1(g)].

       Exemptions from  ICR systems include grant projects or portions of  projects for:

       •  correction or treatment of excessive I/I;

       •  corrections of combined sewer overflows;

       •  collection or treatment of stormwater; and

       •  those grantees who will not initially provide service to industry.

       Typical exclusions from design flows and strengths for capital cost calculation purposes include:

       •  at the grantee's option, the deduction of segregated domestic wastewater or wastewater
          from sanitary conveniences from total flows; and

       •  in the case of expansion only, those establishments not requiring any of the expanded
          capacity if they have reserved a portion of an existing treatment works  by a written
          contract or agreement effective March 1, 1973 or earlier.

       Industrial users are not charged for unreserved  excess capacity. In calculating design flows, grantees are per-
 mitted to deduct from total design capacity those flows directly attributable to "nonexcessive" infiltration and inflow
 (I/I) to arrive at design capacity for ICR purposes.
                                                       20

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                       THE LOST RIVER SANITARY DISTRICT
                    1.9 MGD DESIGN CAPACITY NEW SECONDARY PLANT
CALCULATION OF APPLICABLE CAPACITY
Total Design Capacity
Less Deductions:
Nonexcessive I/I
Total Capacity for 1C R
Purposes
CALCULATION OF APPLICABLE COSTS1
Step 1 Costs
Step 2 Costs
Step 3 Costs
Total Grant Eligible Costs
Less Step 2 Nonexcessive I/I Costs
Less Step 3 Nonexcessive I/I Costs
Less Step 3 Sewer Rehabilitation Costs
Total of All Costs for ICR Purposes
75% Federal Grant Portion Equals
Total Grant Amounts for ICR Purposes
Total Grant Amounts for ICR Purposes
Divided by Total Capacity for ICR Purposes
Equals ICR Unit Costs of Construction for the
Useful Life of the Treatment Works2
Flow-G/D BOO Lbs./D
1,900,000 5,000

(100,000) 0


1,800,000 5,000
Flow
Related
$ 33,000
99,000
1,217,000
$1,349,000
(5,200)
(64,000)
(10,000)
$1,269,800

$952,350
$952,350
1,800,000
$529 .OS/
1,OOOG/D
BOD
Related
$ 12,000
36,000
453,000
$501,000
0
0
0
$501,000

$375,750
$375,750
5,000
$75.1 5/
lbs./D
S.S. Lbs./D
6,000


0

6,000
S.S.
Related
$ 5,000
15,000
185,000
$205,000
0
0
0
$205,000

$153,750
$153,750
6,000
S25.62/
lbs./D
TOTAL
COSTS
$ 50,000
150,000
1,855,000
$2,055,000
(5,200)
(64,000)
(10,000)
$1,975,800

$1,481,850



"Federal Guidelines — Industrial Cost Recovery Systems," February 1976,
 Environmental Protection Agency. Page 8, Table 1. Ibid.  Page 7, "Grantees
 may allocate costs associated with flow, BOO, suspended solids, etc., to
 the treatment facility as a whole, without resorting to the component-by-
 component analysis shown in Table 1."

 Ibid. Page 9, Table 2.
 FIGURE 10: EXAMPLE OF CALCULATIONS REQUIRED TO DETERMINE ICR UNIT COSTS
                                          21

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{ DETERMINING ICR PAYMENTS \
       Federal grant amounts subject to ICR are to be recovered from the industrial users over a period of time equal to
 30 years or the useful life of the treatment works. The lesser time period is to be utilized [40 G.F.R. ง35.928-1 (b)].
                 Assuming that the ICR period has been established as 30 years, to determine
                 capital costs per year, total capital cost rates from p. 21, bottom line, become:
                                   Flow
                                   BOD
                                   S.S.  =
$529.08
  30

$ 75.1 S
  30

$ 25.62
  30
=  $17.636/1,000 G/D/Year


=  $  2.505/Lbs./D/Year


=  $  0.854/Lbs7D/Year
             FIGURE 11: DETERMINATION OF ANNUAL ICR UNIT COST RATES
      Multiplying the ICR annual unit cost rates by the industrial users' annual measured or estimated flows and con-
 taminant loadings results in annual ICR payment determinations shown in the example in Figure 12 which also illus-
 trates the distribution of payment requirements by users within groups based upon factors such as strength, volume,
 and delivery flow rate characteristics [40 C.F.R. ง35.928-1 (d)].

      Figure 12 also indicates that the total ICR billings over the 30-year period would recover slightly more than
 $482,000, and that total ICR payments would be less than the total costs subject to ICR by the amounts not billed
 to residential and institutional users and those commercial establishments not included in Division I.  It should be
 noted that, since each year's ICR billings will be a function of usage, there will probably be variations in the annual
 amounts.
                                                     22

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                     THE LOST RIVER SANITARY DISTRICT
                  1.9 MGD NEW SECONDARY PLANT - 1977 START UP

USER

A. Significant (10% +)
Sometime Oil



B. Major (5-10%)
Average Ice Cream



C. Minor (1-5%)
Bouncy Baby Shoe



D. Minor Group (-1%)
Daily Egg -.
Hot Fireclay! Oesign
ReUaoleGas \ ฃ~
Long Wire J
E. Dry-Sanitary Only1
Accountable Data, Inc.



Design
Daily Flow
and Loadings

200,000 g flow
1,200lbs. BOD
1,OOOIbs.S.S.


1 50,000 g flow
600 Ibs. BOD
1 ,000 Ibs. S.S.


70,000 g flow
350 Ibs. BOO
590 Ibs. S.S.


3,750 g flow
30 Ibs. BOO
45 Ibs. S.S.

1 5,000 g flow
30 Ibs. SOD
30 Ibs. S.S.

$17.636
1,000 G/D/Year
Flow

$3,527.20




2,645.40




1 ,234.52




66.13

264.54



$2.505
Lbs./D/Year
BOO


$3,006.00




1,503.00




876.75



75.15


75.15


$0.854
Lbs./D/Year
S.S.



$854.00




854.00




503.86


38.43
4 X $179.71 =



25.62


TOTAL





$ 7,387.20




$ 5,002.40




$ 2,615.13

= $ 718.84




$ 365.31
Total ICR Per Year Payable for the First Year2 $ 16,088.88
Total ICR (1 977-2007): at a constant rate would be 30 years X $1 6,088.88 = $482,666.40
   Grantee has chosen not to exempt sanitary wastes.

   ICR is to be Devaluated and updated each year based
   upon monitoring of industrial users.
FIGURE 12: CALCULATION OF ANNUAL AND TOTAL ICR PAYMENTS REQUIREMENTS
                                       23

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DETERMINING ICR PAYMENTS (Continued) [


      In addition to ICR determinations for proportional sharing of capital costs within one grant, subsequent grants
will require that the grantee again allocate costs in accordance with demand and anticipated usage by each establishment.

      If there is an expansion or upgrading of the treatment works, each existing industrial user's share may be adjusted
accordingly [40 C.F.R. ง35.928-1 (f)]. One exception exists which is covered in the Industrial Cost Recovery Guide-
lines, pages 5-6, Section 8(B)(2). This case covers agreements for reserved capacity existing as of March 1,1973 with
industrial users who have paid a reasonable portion of capital costs associated with that expansion capacity.

      Figure 13 covers the  "reserved capacity" case under which the industrial user has been making payments for
actual flows and loadings and unused reserved flows and loadings since 1977 (Figures 9 and 12).
                                                      24

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              ICR  IS ADDITIVE OVER TIME FOR EXPANSIONS AND UPGRADING
     Sometime Oil Co.'s projected program is that the firm will require 100,000 G/D flow and associated loading in
the new 1977 secondary plant and has signed an agreement to reserve equal capacity to permit doubling of its require-
ments in 1980. The company will require no additional capacity from the 1982 expansion.  The treatment works is
to be upgraded to AWT in 1985. Sometime Oil's share will be in proportion to its reserved usage in terms of the
cost of upgrading, projected over an assumed  30 years. The AWT upgrading costs are assumed to be allocated 66
percent to flow; 24 percent to BOD; and 10 percent to suspended solids. The flow and loadings are assumed to be
4 MGD, 12,000 Ibs./D of BOO, and 14,000 Ibs./O of S.S. Sometime Oil Co.'s used and unused reserve capacities
are 200,000 G/D, 1,200 Ibs./D of BOD, and 1,000 Ibs./D of S.S.
                                     SOMETIME OIL COMPANY
      Upgrade Calculations for AWT
                      Flow
                      BOD
                      S.S.   =
                         200,000 G/D
                        4,000,000 G/D

                           1,200 Ibs/D
                          12,000 Ibs/D

                           1,000 Ibs/D
                          14,000 Ibs/D
                          2,250,000  X .66
                       Total
                     $74,250.00  +
                              Per Year
                       30  =  $2,475.00
                      X  $2,250,000  X .24 =  $54,000.00 *  30 =  $1,800.00
                                       1Q _  $16,071.41  ^  3Q _   $535.71
                                          "$144,321.41  '      ~  $4,810.71
           Date
             Grant
           Sequence
           1977 New
           1982 Expansion
           1985 Upgrade
      Size       Type

   1.9   MGD  Secondary
   2.1   MGD  Secondary
   4.0   MGD  AWT
Total Cost
 for ICR
 Purposes

$1,975,800
$2,500,000
$3,000,000
Total Grant
 for ICR
 Purposes

$1,481,850
51,875,000
$2,250,000
 Total Share

$221,616.00
      0.00
$144,321.40
  Share
 Per Year

$7,387.20
    O.OO1
$4,810.71
      ICR Is Additive
           Sometime Oil's annual payments between 1977-1985 will be $ 7,387.20/year.
                                     between 1985-2007 will be $12,197.91/year.
                                     between 2007-2015 will be$ 4,81 0.71 /year.
 If Sometime Oil Co. had not reserved capacity in 1977, this industrial user's additional payments,
 over 1977 design flow and loading between 1982 and 1985, would be:
                                              Total Share          Share/Year
               100,000
                        X  $1,875,000  X  .66  - $58,928.51  -i- 30  = $1,964.28
Flow =

BOD =

S.S.  =
             2,100,000
                  600
                 5,000
                  500
X  $1,875,000  X  .24  = $54,000.00 -i- 30  = $1,800.00
                        X  $1,875,000  X  .10
                 6,000        '                 $128,553.50

 In addition, the user would risk not being able to expand in 1980.
                                 -;- 30  =
                                                            $4,285.11
              FIGURE 13: EXPANSION/UPGRADING PAYMENTS CALCULATIONS
                                                   25

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      The grantee must assure that billings shall be made to and payments received from industrial users at least an-
nually. The initial payment must be made by the date which coincides with the anniversary of the initiation of usage
of the treatment works or of the completion of an improvement such as an expansion or upgrading [40 C.F.R.
35.928-1 (c)].

      Billing can be on an annual basis or can be more frequent.  When grantees prepare ICR billings related to more
than one grant project, they can submit commingled billings to each industrial user. Such billings should:

      • indicate the amount owed relative to each grant; and

      • indicate the total amount owed.

      Since one of the objectives of PL 92-500 [Section 204(b)(2)(B)]  is to generate increased awareness of the cost
of treating sewage possessing strengths higher than normal residential flows, each ICR billing should also indicate, by
grant, the breakdown of charges by design  parameter (flow, BOD, SS, et al.). Billing calculations are simply a multi-
plication of actual use or total  reserved capacity (used and  unused), times the calculated ICR rates for each component.
Figure 12 on page 23 illustrates the calculations for the industrial community.1

      The example in Figure 14 illustrates a format of an annual ICR billing. An industrial  user is billed both for
used and unused reserve capacity of Flow, BOD, and Suspended Solids. The respective unit cost rates shown in this
example are those derived in Figure 11 on  page 22.

      Each individual user's ICR billings  may vary from year to year if usage increases. Total annual ICR payments to
the grantee may increase in accordance with  total industrial usage.1

      To aid bringing ICR payment receipts into cycle with the grantee's fiscal year, initial or later billing for a partial
year is permitted. Sequential billings and receipts can then conform to the grantee's accounting period throughout the
lifs of the ICR period (i.e.,  29 years) with an adjusted partial billing in the final year.2
  Federal Guidelines - Industrial Cost Recovery Systems, February 1976,
  Environmental Protection Agency.  Page 4, para 6(A) and para 7.

2 Ibid.  Page 15, para 16(A).
                                                      26

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Sometime Oil Co.
1433 Expansion Way
Onetime, Ohio 32324
                          THE LOST RIVER SANITARY DISTRICT
                                     14 GRANT AVENUE
                                   ONETIME, OHIO 32323
                                                                                February 1, 1978
                      TO THE LOST RIVER SANITARY DISTRICT DR.
Reference Grant No. C-39-1999

Industrial Cost Recovery payment for period March 1, 1977, through February 28, 1978.
Please arrange to have your payment in our office no later than February 28,1978.
          Flow:
          BOD:
          Suspended
          Solids:
TOTAL DUE:
100,000 g   used reserve
100,000 g   unused reserve
200,000 g   @ $17.636/1,000 g/d/year

   600 Ibs  used reserve
   600 Ibs  unused reserve
                        1,200 Ibs  @ $2.505/lb/d/year
   5QO Ibs  used reserve
   500 Ibs  unused reserve
  1,000 Ibs  @ $0.854/lb/d/year
     Initial date of plant operation and service, March 1,1977.
                                                                                     $3,527
                                                                3,006
                                                                                       854
                                                               $7,387
20
00
00
20
                          FIGURE 14:  SAMPLE BILLING FORMAT
                                                27

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FUNDS MANAGEMENT
    CASH CONTROL
     Cash received by grantees as payments for amounts billed to industrial users for industrial cost recovery must
be promptly invested.

     Since the grantee will record every Industrial Cost Recovery billing as an "accounts receivable — Industrial Cost
Recovery," the grantee's normal accounting for payments on accounts receivable will provide control of the recording
of individual receipts.

     However, in order to ensure prompt investment of ICR receipts, a supplementary record of cash received and
invested must be maintained. This record should consider both cash received as payments on accounts receivable as
well as cash received from investment income and from maturity of previous investments.

     Figure 15 is an example of an appropriate system for controlling Industrial Cost Recovery cash and its invest-
ment. This format accomplishes the following requirements:

     •  Daily receipts are added to any beginning balance to determine total cash available for investment.

     •  Total daily  receipts are considered, rather than individual receipts from specific industrial users.
        The grantee's accounts receivable system will control individual receipts.

     •  Investment  principal and income receipts are both included.

     •  The record  is daily, in order to facilitate prompt investment of available cash.

     •  Amounts invested are recorded, in order to determine an ending cash balance, which is in turn the
        beginning cash balance for the following day.

The illustration assumes:

     •  a beginning cash balance of $600;

     •  that the February 24 cash receipts consisted solely of payment of the bill sent to Sometime Oil
        Company on  February 1, 1978 (page 27), and that February 25 receipts consisted of the remainder
        of payments of  ICR billings for the first year (see page  23); and

     •  that $16,000 U.S. Treasury Notes were purchased at a price of $16,000.00 on February 25, 1978.

     Subsequent entries in Figure 15 relate to the continuation  of this example involving reinvestment as shown in
Figure 16. The ending balance is carried to Figure 17 as total income and is there apportioned to derive the amount
due to EPA and the amounts to be retained.

     Investment guidelines are discussed in detail on page 30. As a general rule, no ICR balances in excess of a stated
minimum (e.g., $1,000) should remain uninvested longer than a  stated period of time (e.g., five business days). Prompt
investment of available monies,  so as to maximize investment income, is of paramount importance.
                                                     28

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INDUSTRIAL COST RECOVERY CASH CONTROL RECORD
Grant No.: C-39-1999




DATE

February 24, 1978
February 25, 1978
October 1,1978
Octobers, 1978
January 31, 1979
CASH RECEIVED
Beginning
Cash
Balance
(1)
$ 600.00
$ 7,987.20
$ 688.88
$17,248.88
$ 248.88
From
Payments On
Accounts
Receivable
(2)
$7,387.20
$8,701 .68



From
Investment
Principal
Or Income
(3)
$ 0.00
$ 0.00
$16,560.00

$17,368.00
Total
Cash
Available
(1+2 + 3)
$ 7,987.20
$16,688.88
$17,248.88
$17,248.88
$17,616.88
Cash
Invested


$16,000.00

$17,000.00

Ending
Balance

$ 7,987.20
$ 688.88
$17,248.88
$ 248.88
$17,616.88
FIGURE 15: EXAMPLE OF CASH RECORD
                29

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IHMVESTMENTJ
      40 C.F.R.  ง 35.928-2 provides that 90 percent of the amounts recovered from industry must be temporarily
 invested prior to either repayment to EPA or expenditure for other authorized purposes.  The regulations specifically
 state that the only permissible investments are:

      •  obligations of the U.S. Government;
      •  obligations guaranteed as to principal and interest by the U.S. Government or by an agency of the
         U.S. Government; and
      •  accounts fully collateralized by such obligations specified above.

 Obligations of the  U.S. Government

      Direct obligations of the U.S. Government include:

      •  Treasury bills, which generally mature in less than one year;
      •  Treasury notes, which generally mature in one to five years; and
      •  Treasury bonds, which generally mature in more than five years.

 Such obligations can be purchased for very short periods of time (i.e., a few days), and grantees are encouraged to
 invest cash that will be idle even for such short periods.

 Obligations Guaranteed as to Principal and Interest by  U.S. Government Agencies

      There are two classes of investments that fall into this category.  The first is that of savings accounts which are
 guaranteed by the Federal Deposit Insurance Corporation or the Federal  Savings and Loan Insurance Corporation.
 These accounts are only insured up to 340,000. The second consists of those securities issued by instrumentalities
 of the United States, including the Intermediate Credit Banks, Federal  Home Loan Banks, Federal  Land Banks, and
 the Banks for Cooperatives.

 Collateralized Accounts

      Banks invest in the types of securities described above as a normal part of their business. They are frequently
 willing to use such investment securities as collateral for both the principal and interest of certificates of deposit
 issued by them. Grantees may invest amounts recovered from industry in bank certificates, of deposit only to the
 extent that such collateral is provided.

      To facilitate the control  of actual investments of ICR receipts, the grantee should maintain a supplementary
 ICR investment record. Some grantees may now utilize an investment  record system which may be adapted to ICR
 requirements,  if not, a supplementary investment record should be adapted which will accommodate the following
 investment details:

      •  date of purchase;
      •  cost;
      •  description of the investment vehicle (U.S. Treasury Notes maturing September 30, 1978); and
      •  amount available for reinvestment at maturity.
                                                     30

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     Figure 16 (see below) is an example of a format for an investment record which will accomplish the foregoing
requirements.  This example has recorded the purchase of Treasury Notes referred to previously.

     It is important to note that, when cash is available for investment, the Cash Record notes the amount available
and the amount invested, while the Investment Record notes the details of the investment.

     Correspondingly, when an investment has matured and funds are available for reinvestment, the Investment
Record notes in its final two columns (date and amount) that an investment has matured, while the Cash Record
incorporates the available funds in its determination of funds available for new investment.

     To facilitate calculation of amounts to be disbursed to EPA (see page 33), it is recommended that all invest-
ments be scheduled to mature on, or immediately prior to, the end of the grantee's fiscal year, to simplify the calcu-
lation of the exact amount of investment income received during the fiscal year.
INDUSTRIAL COST RECOVERY INVESTMENT RECORD
Grant No.: C-39-1999




Date of
Purchase
2-25-78
10-3-78
Cost
$16,000.00
$17,000.00
Description of
Investment Vehicle
$1 6,000 U.S. Treasury 6%
Notes Due 9-30-78
$17,000 U.S. Treasury 6'/2%
Notes Due 1-31-79
Date
Available for
Reinvestment
10-1-78
2-1-79
Amount
Available for
Reinvestment
or Disbursement
$16,560.00
$17,368.00
                   FIGURE 16:  EXAMPLE OF ICR INVESTMENT RECORD
                                                    31

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DISBURSEMENT


     Ten percent of the original ICR payments can be invested or spent by the grantee, subject to two limitations.
They may not be used for industrial pretreatment facilities or as rebates to industrial users.

     Fifty percent of the original amount, together with 50 percent of the accumulated interest, is to be paid by
check to the U.S. Environmental Protection Agency and forwarded to the  Financial Management Office of the
Regional Administrator. The closing date for making such payments has been established  as no later than four
months after the end of the grantee's annual accounting period.

     The remaining 40 percent of the original amount is to continue to be invested in appropriate accounts (together
with the optional 10 percent if desired) until its use is required by the grantee for expansion or reconstruction of the
treatment works.  Eligible costs are defined in 40 C.F.R. ง 35.940. The written approval of the Regional Administra-
tor is required prior to commitment of any of this 40 percent [40 C.F.R.  ง 35.928-2(b)i. Approval is not considered
a grant, since these funds are considered to belong to  the grantee.

     Immediately following the close of the grantee's fiscal year, the grantee should determine, by grant:

     • total ICR payments received during the year; and

     • total investment income attributable to the year's ICR receipts (as noted on page 33). This
        calculation will be facilitated if all investments are scheduled to mature on, or immediately
        prior to, the close of the fiscal year.)

     Of the total ICR payments received plus investment income earned, by grant:

     • 50% must be scheduled for remittance to EPA no later than four (4) months after the close
        of the grantee's fiscal year (together with 50% of any investment income earned during the
        period  between the fiscal year end and the remittance date).  The check illustration, Figure
        17, presents the format required to properly  remit funds to EPA.

     • 40% must be  identified as a  separate fund, appropriately invested, and retained until its
        use is approved.

     • 10% may be used at the grantee's discretion, subject to the two limitations noted on page 32.

     The grantee's accounts receivable system should be structured so as to quickly summarize the year's total ICR
payments received.

     In determining the year's investment income, it is recommended that all investment income during the year
attributable to the year's ICR payments received, be credited to a specific revenue account.  This revenue account
should  not reflect investment income from any other  source.
                                                      32

-------
                  RECEIPTS AND DISBURSEMENTS SUMMARY
INCOME
Cash Balance
ICR Payment
Interest Income
Total
$ 600.00
16,088.88
928.00
$17,616.88
DISBURSEMENTS
50% Due EPA
40% Retained, reinvested
10% Retained, flexible usage
Total
$ 8,808.44
7,046.75
1,761.69
$17,616.88

                                      CHECK
                            The Lost River Sanitary District
                                   14 Grant Avenue
                                 Onetime, Ohio 32323
Pay to U.S. Environmental Protection Agency
      Eight Thousand Eight Hundred Eight and 44/100
               Date February 20,1979

                        $ 8,808.44

                            Dollars
                                                   Signed_
Submission of ICR Receipts
Grant C-39-1999
Employer
Identification
Number	
NOTE: Make check out to U.S. E.P.A. and address to appropriate Regional Financial
      Management Office of EPA (see Appendix D). EPA, in turn, will deposit
      collections to a specific Treasury Department receipt symbol.
       FIGURE 17: DISBURSEMENT SUMMARY AND CHECK/FORMAT
                                           33

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ICR DESIGN CHECKLIST
     A checklist has been developed for periodic review of the progress in planning and designing the major compo-
nents of an ICR system.  It is anticipated that this checklist will aid the grantee and his consultants in assessing progress
against major milestones, in highlighting any specific components which may be causing difficulties, and in reviewing
the grantee's compliance with Steps 2 and 3 requirements.

     The checklist identifies major systems' activities in a typical sequence.  It is expected that each grantee's ICR
effort will vary to some degree. A completed ICR system checklist accompanied by a brief narrative report can be of
assistance to the grantee in measuring his own progress toward satisfying and completing each activity required for
approval  at, or prior to, the review points established by EPA. An example of such a checklist is shown in Figure 18.
It lists the activities that must be completed prior to the 50% and 80% grant payment.  Activity A must have been
completed prior to approval of the grant Step 2 or 3 application. Activity B must be completed prior to payment of
the 50% grant.  Activity  C, including all items, must be completed prior to payment of the 80% grant.

     The format of the  checklist allows the grantee and his consultants to monitor the progress of each activity
through the preliminary, intermediate, and final stages leading to completion. The four stages are broad divisions of
the work program. The  preliminary stage is indicated as, for example, from 0-30% completion; the intermediate stage
from 30-60%; the final stage from 60-90%; and the  completed stage as 100%. This four-stage progression to comple-
tion allows the grantee to more closely define and control the progress of each activity of thu ICR system design.
Each grantee may establish different stages of completion for monitoring  progress of each activity (i.e., 25-50-75-100%).

     Although the checklist allows the grantee to monitor the progress of each  activity against major milestones, it
does not provide a basis  for evaluating the satisfactory progress of the ICR system at different points in the construc-
tion program.  Two illustrative examples follow, Figure 19, 40% Grant Payment, and Figure 20, 60% Grant Payment to
aid comparison of progress and to show the usage of the checklist.
                                                       34

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|40% GRANT PAYMENT ICR CHECKLIST]
      This exhibit. Figure 19, illustrates a suggested status for an ICR system when the construction program has
 reached the 40% point.  Activities A.1 and A.2 should have been completed earlier. Activities B.1 and B.2 should be
 in the final stage. Activity C.1 can be initiated as soon as the staff is identified and a completion schedule has been
 developed. To evaluate the progress of this system, the grantee should:

      • assign a start date and a projected completion date for each activity;

      • indicate with a "J " the actual status of each activity in the grantee's ICR system design;

      • compare the progress indicated by the "v/" with the planned progress indicated by the
         "Xs"; and

      • yse the remarks column to note the activities which are lagging and direct the efforts of
         the ICR staff to concentrate on these activities to avoid delay in obtaining approval 10
         permit obtaining the 50% payment on time.

      The grantee and others can use this ICR status checklist to evaluate the progress of the design, pinpoint slow
 moving activities, and plan staff assignments accordingly.
                                                      36

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|60% GRANT PAYMENT ICR CHECKLIST|


      To avoid delay of payment beyond 80% of the grant, the grantee should anticipate requirements and target
 completion of the ICR system design when the program reaches the 60% grant payment stage to permit EPA review
 and approval by the 70% completion point. This time allowance anticipates incorporating some late changes in the
 system, plus a second EPA review, and final approval prior to the 80% point.

      The exhibit contains a suggested "Xs" status for an ICR system design at the 60% point. It is important to
 note that activities C.1 (a-j) should be completed and activities C.2 and C.3 should be in the final stage of completion
 to allow sufficient time for submittal of the ICR system design to EPA.

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 cates that the grantee's ICR design is not progressing satisfactorily and activities C.1 (g) and C.1 (h) need immediate
 attention.  The grantee can use the suggested status checklist to evaluate the progress of his ICR system and to plan
 the work assignments of the ICR staff.
                                                      38

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                                    APPENDIX A
    r|   U.S.  ENVIRONMENTAL  PROTECTION AGENCY
    f                    WasKngton,  D.C.  20460
                        GRANTS ADMINISTRATION DIVISION
                           GRANTS INFORMATION GUIDE
I   WWT  CONSTRUCTION  GRANT  IDENTIFICATION


    The construction of treatment works under Public Law 92-500 normally follows
a three-step grant process:


        Step  1 - Facilities Planning;
        Step  2 — Preparation of construction drawings anc. specifications; and
        Step  3 — Building and erection of the treatment works.


    An EPA grant includes all the EPA supported projects of a single municipality
required to plan, design and build a treatment works (see definition on page 4). It
follows that the typical EPA funded W\VT Construction grant will, upon completion,
usually consist of one project for each Step. A grant can include only one Step I
project and one grantee municipality. However, under some circumstances, a grant
may consist of a Step 1 project followed by more than one Step 2 and/or Step 3 projects.
                             P. L. 92-500 GRANT
                  STATE ASSIGNED GRANT SERIAL NUMBER
                  + SEQUENCE NUMBERS AS REQUIRED
     STEP  FACILITIES
      1    PLANNING
           PROJECT

       SEQUENCE 01
STEP  DRAWINGS AND
 2    SPECIFICATIONS
      PROJECT(S)
STEP  CONSTRUCTION
 3    PROJECT(S)
             SEQUENCE 02, ETC.
 Under other circumstances, EPA financial assistance may not  be requested until a
 municipality has reached  the Step 2 or Step 3 stage and the grant might then involve
 only one or two projects.
 r
    APPLICANT-FUNDED
    FACILITIES PLAN
                                       P. L. 92-500 GRANT
                               STATE ASSIGNED GRANT SERIAL NUMBER
                               + SEQUENCE NUMBERS AS REQUIRED
                           STEP  DRAWINGS AND
                            2    SPECIFICATIONS
                                 PROJECT(S)
                        STEP  CONSTRUCTION
                         3    PROJECT(S)
                                       SEQUENCE 01, ETC.
                                       A-1

-------
                                   APPENDIX A (CouLiaued)


       in still other circumstances, a Step 1 Facilities Plannirg grant to one municipality
       may result  in Ste-: 2  and/or Step 3 grants to other municipalities within the area
       covered by the Facilities Plan.
MUNICIPALITY "A"
                                               P.L. 92-500 GRANT
                                   STA TE ASSIGNED GRANT SERIAL NUMBER
                                   + SEQUENCE NUMBERS AS REQUIRED
                      STEP  FACILITIES
                        1     PLANNING
                             PROJECT

                        SEQUENCE 01
STEP  DRAWINGS AND
 2    SPECIFICATIONS
      PROJECT
STEP  CONSTRUCTION
 3    PRCJECT(S)
              SEQUENCE 02, ETC.
                                             STEP  DRAWINGS AND
                                              2    SPECIFICATIONS
                                                   PROJECT
                         STEP  CONSTRUCTION
                          3    PROJECT(S)
                                                  NEXT AVAILABLE SEQUENCE NUMBERS
       MUNICIPALITY "B"
                                                           P.L. 92-500 GRANT
                                                 STATE ASSIGNED GRANT SERIAL NUMBER
                                                 + SEQUENCE NUMBERS AS REQUIRED
                                             STEP DRAWINGS AND
                                               2   SPECIFICATIONS
                                                   PROJECT
                                                 SEQUENCE 01
                         STEP  CONSTRUCTION
                          3    PROJECT(S)

                          SEQUENCE 02, ETC.
        Whatever the circumstances, each grant consists of and includes all the EPA funded
        projects for  a grantee municipality to complete the specific job without regard to
        the time phasing of  the projects.

        The State assigns an EPA Grant Identification Number to each proposed grant and
        its component proj"Cts to identify the scope of work which the municipality is
        expected to  carry out.  The scope of work will be officially spelled  out in the Grant
        Agreement signed by the  municipality and EPA when the  first project is funded and  by
        Grant Amendments issued to fund any subsequent related  projects (See CFR Title 40,
        Chapter 1, Part  35, Introduction).
                                             A-2

-------
                             APPENDIX A (Continued)

The  EPA Grant Identification  Number consists of:
     Program Code  —   The letter "C" identifies the WWT Construction Grant Program.

     Serial Number  -   Six digit numbers  from 010000 - 789999 are reserved
                        for Construction Grants for Wastewater Treatment Works -
                        the first 2 digits serve  to  identify the State; the last
                        4 digits  identify the  need and/or grant objective which
                        the proposed grant will satisfy.
                            In  accordance with Section 35.903(e) of the  Final
                        Construction Grant Regulations (Feaeral  Register,  Vol.
                        39, No. 29, February  II,  1974, p. 5254), this  6-digit
                        Serial  Number identifies the basic grant application  and award,
                        and any awards to the same grantee  municipality  for
                        subsequent related projects.  This 6-digit  Serial  Number
                        will, therefore, be carried forward to all related projects
                        of the municipality meeting the same grant objective,
                        regardless  of the fiscal year in which the  project may be
                        submitted to EPA. The grant objective is defined by the
                        approved Facilities Plan.
                            The 6-digit Serial Number is assigned by the  State
                        not later than the time the first component project
                        within the grant is included in the State's Project
                        Priority  List.
     Sequence Number   - A two-digit number (01, 02, etc.) assigned sequentially
                        by the State  to identify  the first and  each succeeding
                        project planned as  a  part of the grant to the  municipality
                        to meet  the  identified  grant objective, i.e. the  work spelled
                        out in the approved  Facilities Plan. These  are assigned
                        sequentially,  beginning  with "01", without reference  to  the
                        fiscal year in which the project may be included in the
                        State Project Priority List or in which the application for
                        funding  is submitted.   Sequence Numbers  are normally
                        assigned  not  later than the time the project is included
                        in the  State's Project Priority  List.  Note that the
                        Sequence Number  does not  indicate the  Project Step.
    Amendment Designator -   A  one-digit number  assigned sequentially by the
                       appropriate EPA regional office to identify each  admin-
                       istrative revision executed on a funded project within  a
                       WWT Construction  Grant.   A zero will be  entered  for the
                       original project application; amendments thereto will be
                       numbered sequentially "1"  - "9",  followed by "A" - "Z".
                          Program Code - Construction Grants for
                                       Wastewater Treatment
                                            Works
                                            Sequence Number (Project within Grant)
                                    Serial       I
                                    Number        Amendment Designator
                                     U119991    06    0
                                   State Grant
                                   Code Objective
                                           A-3

-------
                                            APPENDIX A (Continued)
        ASSIGNMENT OF EPA GRANT IDENTIFICATION NUMBERS TO WWT CONSTRUCTION PROJECTS  BY THK M ATKS
AM AmtOVf D  FACILITY *.AN OR OTHERWISE Mf KT STEF 1 REQUIRE
UfNTIfUCMAf INFIlTAATIONllNfLOW ANALVtll FLINGING OF SUCH
WORK WILL NORMALLY BE IV AMI NOME NT OF THE ITEป 1 PROJECT
THAT moOUCf D THE FACILITY FLAF,
HQTt PKOJtCTSONCC INCLUOiDOMAtTATE FHOJECT MIOftlTr LIST
     AMOUMHOUf MTLT WITHOHAMN EITHER BEfOKE OH AFTEH
     noutnccNUHMH  AMYSUBMOUENTMOJICTIFQH THE
     UMC CNAMT OWECTIVf SHOULD •€ AUlfiWEO THE NEXT
     MOUfMCt NUNMN AVAILABLE

     SEOUfMCE MUMCHI WILL IMRMALCV U AUlQMEO IN ซOUtH
     TIALODDCH HOMfVtlt WHEN AMUNICWALITV IFACILITVrLAN
     WILLCCNI MATE A NUMM* OHT€H PHOJtrtTtWWICH IN TURN
     MAY EACH atNENATE A NtMHM Of STlf J MICUtCTt THE ITATE
TBIATMENT WORKS
                  (JBWS-'SPflOIECr
                   IHl SCOซ Of HOHX FOB WHICH FEDE
                  4SJISTANCE IS AWARDED BY A GRANT [
                     HtOf ISEE I IS ซ0&-ป
                            JfMTIALLV FOLLOWING
                                                                                                           INCLUDING INTEI
                                                                                                           EQUtFMCNT Aซซ) TMEUt AFFURTENANCf t

                                                                                                           * DO'T IONS AND ALTERATIONS TMEBtOF
                                                                                                           ELEMENT! EISEMTIAL TO PROVIDE A tt-

                                                                                                           FROCEH OH IS USED >OH ULTIMATE DIS-
                                                                                                           POSAL Oft BESIOHEt KCIULTING FOOD* SUtl
                                                                                                           THEATMf NT OR ANV OTHER METHOD OR
                                                                                                           SvlTfM FOR FHE VENTING ABATING RE-
                                                                                                           DUCING STORINC TREATIM 
-------
                                     APPENDIX B

                                 SHORT SIC TITLES1

      A.  AGRICULTURE, FORESTRY,  AND FISHING
Cade
01

Oil
0111
0112
0115
0116
0119
013
0131
0132
0133
0134
0139
016
0161
017
0171
0172
0173
0174
0175
0179
018
0131
0182
0189
019
0191
021
0211
0212
0213
0214
0219
024
0241
025
0251
D2S2
0253
0254
0259
027
0271
 10
 101
 1011
 102
 1021
 103
 1031
 104
 1041
           Short Title
AGRICULTURAL PRODUCTION-
  CROPS
Cash Grains
Wheat
Rice
Corn
Soybeans
Cash, grains, nee
Field Crops, Except Cash Grains
Cotton
Tobacco
Sugar crops
Irish potatoes
Field crops, except  cash  grains,  nee
Vegetables and Melons
.Vegetables and melons
Fruits and Tree Nuts
Berry crops
Grapes
Tree nnts
Citrus fruits
Deciduous tree fruits
Fruits and tree nuts, nee
Horticultural Specialties
Ornamental nursery products
Food crops grown under cover
Horticultural specialties, nee
General Farms, Primarily Crop
General farms, primarily crop

AGRICULTURAL PRODUCTION-
  LIVESTOCK
Livestock,  exc. Dairy, Poultry, etc.
Beef cattle feedlocs
Beef cattle, except f eedlots
Hogs
Sheep and  goats
General livestock, nee
Dairy Farms
Dairy farms
Poultry and Eggs
Broiler,  fryer,  and  roaster chickens
Chicken eggs
Turkeys and turkey eggs
Poultry hatcheries
Poultry and eggs, aec
Animal Specialties
Fur-bearing animals  and rabbits
Coda             Short Title
0272  Horses and other equines
0279  Animal specialties, nee
029  General Farms, Primarily Livestock
0291  General farms, primarily livestock

07   AGRICULTURAL SERVICES
071  Soil Preparation Services
0711  Soil preparation services
072  Crop Services
0721  Crop planting and protection
0722  Crop harvesting
0723  Crop preparation services for market
0724  Cotton ginning
0729  General crop services
074  Veterinary Services
0741  Veterinary services, farm livestock
0742  Veterinary services, specialties
075  Animal Services, Except Veterinary
0751  Livestock services, exc. specialties
0752  Animal  specialty services
076  Farm Labor and Management Services
0761  Farm labor contractors
0762  Farm management services
078  Landscape and Horticultural Services
0781  Landscape counseling and planning
0782  Lawn and garden services
0783  Ornamental shrnb and tree services

08   FORESTRY
081  Timber Tracts
0811  Timber tracts
082  Forest Nurseries and Seed Gathering
0821  Forest nurseries and seed gathering
084  Gathering of  Misc. Forest Products
0843  Extraction of pine gum
0849  Gathering of  forest products, nee
085  Forestry Services
0851  Forestry services

09   FISHING, HUNTING, AND TRAPPING
091  Commercial Fishing
0912  Finnsh
0913  Shellfish
0919  Miscellaneous marine products
092  Fish Hatcheries  and Preserves
0921  Fish hatcheries and  preserves
097  Hunting, Trapping, Game Propagation
0971  Hunting, trapping, game propagation
                                    B.  MINING
 METAL MINING
 Iron Ores
 Iron ores
 Copper Ores
Copper ores
 Lead and Zinc Ores
Lead and zinc ores
 Gold and Silver Ores
 Gold ores
1044  Silver ores
105   Bauxite and Other Aluminum Ores
1051  Bauxite and other aluminum ores
106   Ferroalloy Ores, Except Vanadium
1061  Ferroalloy ores, except vanadium
108   Metal Mining Services
1081  Metal mining services
109   Miscellaneous Metal Ores
1092  Mercury ores
     Standard Industrial Classification Manual: 1972, Executive Office of
     the President, Office of Management and Budget, Washington, D.C.
                                           B-1

-------
                                 APPENDIX B (Continued)
Code             Short Title
1094  Uranium-radium-vanadium ores
1099  Ifetal ores, aec

11    ANTHRACITE MINING
111   Anthracite Mining
1111  Anthracite
1112  Anthracite mining services

12    BITUMINOUS  COAL  AND  LIGNITE
       MINING
121   Bituminous Coal and  Lignite Mining
1211  Bituminous coal and lignite
1213  Bituminous & lignite mining  services

13    OIL AND GAS  EXTRACTION
131   Crude Petroleum and Natural Gas
1311  Crude petroleum and natural  gas
132   Natural  Gas Liquids
1321  Natural  gas liquids
138   Oil and  Gas Field Services
1381  Drilling  oil and gas wells
1382  Oil and  gas exploration services
1389  Oil and  gas field services, nee

14    NONMETALLIC MINERALS, EXCEPT
       FUELS
141   Dimension Stone
1411  Dimension stone
Code              Short Title
142   Crushed and  Broken Stone
1422  Crushed and  broken limestone
1423  Crushed and broken granite
1429  Crushed and broken stone, nee
144   Sand and Gravel
1442  Construction sand and  gravel
1446  Industrial  sand
145   Clay and Related  Minerals
1452  Bentonite
1453  Fire clay
1454  Fuller's earth
1455  Kaolin and ball clay
1459  Clay and related minerals, nee
147   Chemical and Fertilizer Minerals
1472  Barite
1473  Fluorspar
1474  Potash, soda,  and borate minerals
1475  Phosphate rock
1476  Rock  salt
1477  Sulfur
1479  Chemical and fertilizer mining, nee
148   Xonmetallic Minerals Services
1481  Nonmetallic minerals services
149   Miscellaneous  Nonmetallic  Minerals
1492  Gypsum
1496  Tale,  soapstone, and  pyrophyllite
1499  Nonmetallic minerals, nee
                             D.  MANUFACTURING
Coat             Short Title
20    FOOD AND KINDRED PRODUCTS
201   Meat Products
2011  Meat packing- plants
2013  Sausages and  other prepared meats
2016  Poultry dressing plants
2017  Poultry and egg processing
202   Dairy Products
2021  Creamery butter
2022  Cheese, natural and processed
2023  Condensed and evaporated milk
2024  Ice cream and  frozen desserts
2028  Fluid milk
203   Preserved Fruits and Vegetables
2032  Canned specialties
2033  Canned fruits  and  vegetables
2034  Dehydrated  fruits, vegetables,  soups
2035  Pickles, sauces, and salad dressings
2037  Frozen fruits and vegetables
2038  Frozen specialties
204   Grain Mill Products
2041  Flour and other grain mill products
2043  Cereal breakfast foods
2044  Rice milling
2045  Blended and prepared 3our
2046  Wet  corn milling
2047  Dog, cat, and other pet food
 Code              Short Title
2048  Prepared feeds, aec
205   Bakery Products
2051  Bread, cake, and related products
2052  Cookies and crackers
206   Sugar and Confectionery Products
2061  Raw eane sugar
2062  Cane sugar refining
2063  Beet sugar
2065  Confectionery products
2066  Chocolate and cocoa products
2067  Chewing gum
207   Fats and Oils
2074  Cottonseed oil mills
2075  Soybean oil mills
2076  Vegetable oil mills, nee
2077  Animal and marine fats and oils
2079  Shortening and cooking oils
208   Beverages
2082  Malt beverages
2083  Malt
2084  Wines, brandy, and brandy spirits
2085  Distilled liquor. except brandy
2086  Bottled and canned soft drinks
2087  Flavoring extracts ana sirups, nee
209   Misc. Foods and Kindred Products
2091  Canned  and cured seafoods
                                               8-2

-------
                                 APPENDIX B (Continued)
 Code
 2092
 2095
 2097
 2098
 2099

 21
 211
 2111
 212
 2121
 213
 2131
 214
 2141
 22
 221
 2211
 222
 2221
 223
 2231
 224
 2241
 225
 2251
 2252
 2253
 2254
 2257
 2258
 2259
 226
 2261
 2262
 2269
 227
 2271
 2272
 2279
 223
 2281
 2282
 2283
 2284
 229
2291
2292
2293
 2294
 2295
 2296
 2297
 2298
2299

23
             Short Title
 Fresh or frozen packaged &sh
 Roasted coffee
 Manufactured ice
 Macaroni and spaghetti
 Food preparations, nee

 TOBACCO  MANUFACTURES
 Cigarettes
 Cigarettes
 Cigars
 Cigars
 Chewing and Smoking Tobacco
 Chewing and smoking tobacco
 Tobacco Stemming and Redrying
 Tobacco stemming and redrying
 TEXTILE  MILL  PRODUCTS
 Weaving Mills, Cotton
 Wearing mills, cotton
 Weaving Mills, Synthetics
 Weaving mills, synthetics
 Weaving and Finishing  Mills,  Wool
 Weaving and Snishing mills, wool
 Narrow Fabric Mills
 Narrow fabric mills
 Knitting1 mills
 Women's hosiery, except socks
 Hosiery, nee
 Knit outerwear mills
 Knit underwear mills
 Circular knit fabnc mills
 Warp  knit  fabric  mills
 Knitting mills, nee
 Textile Finishing, Except Wool
 Finishing plants, cotton
 Finishing plants, synthetics
 Finishing plants, nee
 Floor Covering Mills
 Woven carpets and rugs
 Tufted carpets and rugs
 Carpets and nigs, nee
 Yarn and Thread Mills
 Yarn mills, except wool
 Throwing and winding nulls
 Wool yarn mills
Thread mills
 Miscellaneous Textile Goods
 Felt goods,  exc.  woven felts & hats
 Lace goods
Paddings and upholstery ailing
 Processed textile waste
 Coated fabrics, not rubberized
 Tire cord and fabric
 N'onwoven fabrics
 Cordage and twine
Textile goods, nee
      APPAREL   AND  OTHER   TEXTILE
        PRODUCTS
231   Men's and Boys' Suits and Coats
2311  Men's and boys' suits and coats
Code             Short Title
232   Men's and Boys' Furnishings
2321  Men's and boys' shirts and nighnvear
2322  Men's and boys' underwear
2323  Men's and boys' neckwear
2327  Men's and boys' separate trousers
2328  Men's and boys' work clothing
2329  Men's and boys' clothing, nee
233   Women's and Misses' Outerwear
2331  Women's &  misses' blouses & waists
2335  Women's and misses' dresses
2337  Women's and misses' suits and coats
2339  Women's and misses' outerwear, nee
234   Women's and Children's Undergarments
2341  Women's and children's underwear
2342  Brassieres and allied garments
235   Hats, Caps, and Millinery.
2351  Millinery
2352  Hats and  caps, except millinery
236   Children's Outerwear
2361  Children's dresses  and blouses
2363  Children's coats and suits
2369  Children's outerwear, aec
237   Fur Goods
2371  Fur goods
238   Miscellaneous  Apparel and Accessories
2381  Fabric dress and work gloves
2384  Robes  and dressing gowns
2385  Waterproof  outergarments
2386  Leather and sheep lined clothing
2387  Apparel belts
2389  Appa'rel and accessories, nee
239   Misc. Fabricated Textile Products
2391  Curtains and draperies
2392  House furnishings,  aec
2393  Textile bags
2394  Canvas and  related products
2395  Pleating and stitching
2396  Automotive  and apparel trimmings
2397  Schiffli machine embroideries
2399  Fabricated textile products, nee

24    LUMBER AND  WOOD PRODUCTS
241   Logging Camps & Logging Contractors
2411  Logging camps &  logging contractors
242   Sawmills and Planing Mills
2421  Sawmills and  planing mills,  general
2426  Hardwood dimension and flooring
2429  Special product sawmills, aec
243   Millwork,  Plywood  &  Structural Mem-
        bers
2431  Millwork
2434  Wood kitchen  cabinets
2435  Hardwood veneer  and plywood
2436  Softwood veneer and plywood
2439  Structural wood  members, nee
244   Wood Containers
2441  N'ailed wood boxes and shook
2448  Wood pallets and stdds
2449  Wood containers, nee
                                             B-3

-------
                               APPENDIX B (Continued)
Coda             Short Title
245   Wood Buildings  and Mobile Homes
2451  Mobile homes
2452  Prefabricated  wood buildings
249   Miscellaneous  Wood Products
2491  Wood preserving
2492  Partlcleboard
2499  Wood products, nee

25    FURNITURE  AND FIXTURES
251   Household Furniture
2511  Wood household  furniture
2512  Upholstered  household furniture
2514  Metal household  furniture
2515  Mattresses and bedsprings
2517  Wood TV and radio cabinets
2519  Household furniture, nee
252   Office Furniture
2521  Wood office furniture
2522  Metal office furniture
253   Public Building  &  Related  Furniture
2531  Public building &  related furniture
254   Partitions and Fixtures
2541  Wood partitions and fixtures
2542  Metal partitions and fixtures
259   Miscellaneous  Furniture  and Fixtures
2591  Drapery  hardware  & blinds &  shades
2599  Furniture and  nxtures, nee

26    PAPER AND  ALLIED PRODUCTS
261   Pulp Mills
2611  Pulp mills
262   Paper Mills, Except Building Paper
2621  Paper mills, except building paper
263   Paperboard  Mills
2631  Paper-board  mills
264   Misc. Converted Paper Products
2641  Paper  coating and glazing
2642  Envelopes
2643  Bags, except textile bags
2645  Die-cut paper  and board
2646  Pressed and  molded pulp goods
2647  Sanitary paper products
2648  Stationery products
2649  Converted paper  products, nee
265   Paperboard  Containers and Boxes
2651  Folding paperboard boxes
2652  Sec-up paperboard  boxes
2653  Corrugated and solid nber boxes
2654  Sanitary food  concainers
2655  Fiber cans,  drums  & similar products
266   Building Paper and Board Mills
2661  Building paper and board mills
27    PRINTING  AND  PUBLISHING
271   Newspapers
2711  Newspapers
272   Periodicals
2721  Periodicals
273   Books
Code             Short Title
2731  Boot publishing
2732  Book printing
274   Miscellaneous Publishing
2741  Miscellaneous publishing
275   Commercial Printing
2751  Commercial printing, letterpress
2752  Commercial printing, lithographic
2753  Engraving and plate printing
2754  Commercial printing, grarure
276   Manifold  Business  Forms
2761  Manifold business forms
277   Greeting Card Publishing
2771  Greeting card publishing
278   Blankbooks and Bookbinding
2782  Blankbooks and looseleaf binders
2789  Bookbinding and related work
279   Printing Trade Services
2791  Typesetting
2793  Photoengraving
2794  Electrotyping and stereotyping
2795  Lithographic platemaking services

28    CHEMICALS  AND  ALLIED  PROD-
        UCTS
281   Industrial Inorganic Chemicals
2812  Alkalies and chlorine
2S13  Industrial gases
2S16  Inorganic pigments
2819  Industrial inorganK: chemicals, nee
282   Plastics Materials  and  Synthetics
2821  Plastics materials and rssins
2822  Synthetic rubber
2S23  Cellulosic man-made abers
2824  Organic abers, noncellulosic
283   Drugs
2831  Biological products
2833  Medicmals and botanicals
2834  Pharmaceutical preparations
284   Soap, Cleaners, and Toilet  Goods
2841  Soap and  other detergents
2S42  Polishes and sanitation  goods
2843  Surface active agents
2844  Toilet preparations
285   Paints and Allied P-oducts
2851  Paints and allied products
286   Industrial Organic Chemicals
2861  Gtun and wood chemicals
2865  Cyclic crudes and  intermediates
2869  Industrial organic chemicals, nee
287   Agricultural Chemicals
2873  Nitrogenous fertilizers
2874  Phosphatie  fertilizers
2875  Fertilizers,  mixing  only
2879  Agricultural enemies Is,  nee
289   Miscellaneous Chemical Products
2891  Adhesives and sealatts
2892  Explosives
2893  Printing ink
2895  Carbon  blade
2899  Chemical preparations, nee
                                              84

-------
                               APPENDIX B (Continued)
Code
                 Short Title
 29    PETROLEUM AND  COAL PRODUCTS
 291   Petroleum Refining
 2911  Petroleum refining
 295   Paving and Roofing Materials
 2951  Paying mixtures and blocks
 2952  Asphalt felts and coatings
 299   Misc. Petroleum  and Coal Products
 2992  Lubricating oils and greases
 2999  Petroleum and  coal products, nee

 30    RUBBER  AND  MISC.   PLASTICS
        PRODUCTS
 301   Tires and Inner Tubes
 3011  Tires and inner tubes
 392   Rubber and  Plastics  Footwear
 3021  Robber and  plastics  footwear
 303   Reclaimed Rubber
 3031  Reclaimed robber
 304   Rubber and Plastics Hose and Belting
 3041  Rubber and plastics hose and belting
 366   Fabricated Rubber Products, nee
 3069  Fabricated rubber products, nee
 307   Miscellaneous Plastics Products
 3079  Miscellaneous plastics products

 31    LEATHER AND LEATHER PRODUCTS
 311   Leather Tanning and  Finishing
 3111  Leather tanning and finishing
 313   Boot and Shoe  Cut Stock and Findings
 3131  Boot and shoe cut stock and findings
 314   Foot-wear, Except Rubber
 3142  House slippers
 3143  Men's footwear, except athletic
 3144  Women's  footwear, except  athletic
 3149  Footwear, except  rubber, nee
 315   Leather Gloves and Mittens
 3151  Leather gioves and mittens
 316   Luggage
 3161  Luggage
 317   Handbags and Personal Leather Goods
 3171  Women's  handbags and purses
 3172  Personal leather goods, nee
 319   Leather Goods, nee
 3199  Leather goods, nee

 32    STONE,  CLAY,  AND GLASS PROD-
        UCTS
 321   Flat  Glass
 3211  Flat  glass
 322   Glass and Glassware, Pressed or Blown
 3221  Glass containers
 3229  Pressed and  blown glass, nee
 323   Products  of  Purchased Glass
 3231  Products of purchased glass
 324   Cement, Hydraulic
 3241  Cement, hydraulic
 325   Structural Clay Products
                                                Code
                                                                 Short Title
 3251  Brick and structural clay tile
 3253  Ceramic wall and floor tile
 3255  Clay refractories
 3259  Structural clay products, nee
 326   Pottery and  Related Products
 3261  Vitreous plumbing fixtures
 3262  Vitreous china food utensils
 3263  Fine earthenware food utensils
 3264  Porcelain electrical  supplies
 3269  Pottery products, nee
 327   Concrete, Gypsum, and Plaster Products
 3271  (Concrete block and brick
 3272  Concrete products, nee
 3273  Ready-mixed concrete
 3274  Lime
 3275  Gypsum products
 323   Cut Stone and Stone Products
 3281  Cut stone and stone products
 329   Misc.  Nonmetallic  Mineral Products
 3291  Abrasive products
 3292  Asbestos products
 3293  Gaskets, packing and sealing devices
 3295  Minerals, ground or treated
 3296  Mineral wool
 3297  Konciay refractories
 3299  Nonmecallic  mineral products,  nee

 33    PRIMARY METAL INDUSTRIES
 331   Blast Furnace and Bask Steel  Products
 3312  Blast furnaces and steel mills
 3313  Electrometallnrgical products
 3315  Steel wire and related products
 3316  Cold finishing of steel shapes
 3317  Steel pipe and tubes
 332   Iron and Steel Foundries
 3321  Gray iron foundries
 3322  Malleable iron foundries
 3324  Steel investment foundries
 3325  Steel foundries, nee
 333   Primary Nonferrous Metals
 3331  Primary copper
 3332  Primary lead
 3333  Primary zinc
3334  Primary aluminum
3339  Primary nonferrous metals, nee
334   Secondary Nonferrous Metals
3341  Secondary nonferrous metals
335   Nonferrous  Rolling and Drawing
33S1  Copper  rolling and drawing
3353  Aluminum sheet, plate, and foil
3354  Aluminum extruded products
3355  Aluminum rolling and drawing,  nee
3356  Nooferrous rolling and  drawing, nee
3357  Nonferrous  wire drawing &  insulating
336   Nonferrous  Foundries
3361  Aluminum foundries
3362  Brass, bronze, and copper foundries
                                            B-5

-------
                                APPENDIX B (Continued)
Coda             Short Title

3369  Nonferrous foundries, nee
339   Miscellaneous Primary Metal Products
3398  Metal heat treating
3399  Primary metal products, nee

34    FABRICATED METAL PRODUCTS
341   Metal Cans and Shipping Containers
3411  Metal cans
3412  Metal barrels, drams, and  pails
342   Cutlery, Hand Tools, and Hardware
3421  Cutlery
3423  Hand and edge  tools, nee
3425  Hand saws and saw blades
3429  Hardware, nee
343   Plumbing and Heating, Except Electric
3431  Metal sanitary ware
3432  Plumbing fittings and brass goods
3433  Heating equipment, except electric
344   Fabricated Structural Metal Products
3441  Fabricated structural metal
3442  Metal doors,  sash, and trim
3443  Fabricated plate work (boiler  shops)
3444  Sheet metal work
3446  Architectural metal work
3448  Prefabricated metal buildings
3449  Miscellaneous metal work
345   Screw Machine Products, Bolts, etc.
3451  Screw machine products
3452  Bolts, nuts, rirets, and washers
346   Metal Forgings and Stampings
3462  TTOH and steel forcings
3463  Xonferroua forgings
3463  Automotive stampings
3466  Crowns  and closures
3469  Metal stampings, nee
347   Metal Services, nee
3471  Plating  and polishing
3479  Metal coating and  allied services
348   Ordnance and Accessories, nee
3432  Small arms ammunition
3483  Ammunition, exc. lor small arms, nee
3484  Small arms
3489  Ordnance and accessories,  nee
349   Misc. Fabricated Metal Products
3493  Steel springs, except wire
3494  Valves and pipe  fittings
3495  Wire springs
3496  Mlac.  fabricated  wire products
3497  Metal foil and leal
3498  Fabricated pipe and attings
3499  Fabricated metal products,  nee

35    MACHINERY, EXCEPT ELECTRICAL
351   Engines and Turbines
3511  Turbines and turbine generator sets
3519  Internal combustion engines, nee
352   Farm and Garden Machinery
3523  Farm machinery and equipment
3524  Lawn and garden equipment
Code             SAort Title

353   Construction and Related Machinery
3531  Construction machinery
3532  Mining machinery
3533  Oil  field machinery
3534  Elevators and moving stairways
3535  Conveyors and convey ng equipment
3536  Hoists, cranes, and  monorails
3537  Industrial trucks and tractors
354   Metalworking Machinery
3541  Machine tools, metal cutting types
3542  Machine tools, metal forming types
3544  Special dies, tools, jig^ & fixtures
3545  Machine cool accessories
3546  Power driven hand  tools
3547  Rolling mill machinery
3549  Metalworking machinery, nee
355   Special Industry Machinery
3551  Food products machinery
3552  Textile machinery
3553  Woodworking machinery
3554  Pa'per industries machinery
3555  Printing trades machinery
3559  Special industry machinery,  nee
356   General Industrial Machinery
3561  Pumps and pumping equipment
3562  Ball and roller bearings
3563  Air and gas compressors
3564  Blowers and fans
3585  Industrial patterns
3566  Speed changers,  drives,  and gears
3567  Industrial furnaces and ovens
3568  Power transmission  equipment, nee
3569  General industrial machinery, nee
357   Office and Computing Machines
3572  Typewriters
3573  Electronic computing equipment
3574  Calculating and accounting machines
3576  Scales and balances,  exc. laboratory
3579  Office machines, nee
358   Refrigeration and Service Machinery
3581  Automatic merchandising machines
3582  Commercial laundry  equipment
3585  Refrigeration and neating equipment
3586  Measuring and dispensing pumps
3589  Service industry machinery,  nee
359   Misc. Machinery, Except Electrical
3592  Carburetors, pistons, rings, valves
3599  Machinery, except electrical, aec

36    ELECTRIC  AND  ELECTRONIC
        EQUIPMENT
361   Electric Distributing Equipment
3612  Transformers
3613  Switchgear and switchboard apparatus
362   Electrical Industrial Apparatus
3821  Motors and generators
3622  Industrial controls
3623  Welding apparatus,  electric
3824  Carbon and graphite products
                                            B-6

-------
                                 APPENDIX B (Continued)
Code             Short Title
3629  Electrical industrial apparatus, nee
363   Household Appliances
3631  Household cooking equipment
3632  Household refrigerators and freezers
3633  Household laundry equipment
3634  Electric house-wares  and fans
3835  Household vacuum cleaners
3636  Sewing machines
3639  Household appliances, nee
364   Electric Lighting and Wiring Equipment
3841  Electric lamps
3643  Current-carrying wiring devices
3644  Noncurrent-carrying wiring devices
3645  Residential lighting -fixtures
3646  Commercial lighting fixtures
3647  Vehicular lighting equipment
3648  Lighting equipment,  nee
365   Radio and TV Receiving Equipment
3651  Radio and TV receiving sets
3652  Phonograph records
366   Communication Equipment
3661  Telephone and telegraph apparatus
3662  Radio and TV communication equipment
367   Electronic Components and Accessories
3671  Electron tubes, receiving type
3672  Cathode ray television picture tubes
3673  Electron tubes, transmitting
3674  Semiconductors and  related devices
3675  Electronic  capacitors
3676  Electronic resistors
3677  Electronic coils and transformers
3678  Electronic  connectors
3679  Electronic  components, nee
369   Misc.  Electrical  Equipment & Supplies
3891  Storage batteries
3692  Primary batteries, dry and wet
3693  X-ray apparatus and tubes
3694  Engine electrical equipment
3699  Electrical  equipment & supplies, nee

37    TRANSPORTATION EQUIPMENT
371   Motor Vehicles and Equipment
3711  Motor vehicles and car bodies
3713  Truck and  bus bodies
3714  Motor vehicle parts and accessories
3715  Truck trailers
372   Aircraft and Parts
3721  Aircraft
3724  Aircraft engines and engine parts
3723  Aircraft equipment, nee
373   Ship and Boat Building and Repairing
3731  Ship building  and repairing
3732  Boat building  and repairing
374   Railroad Equipment
3743  Railroad equipment
373   Motorcycles, Bicycles, and Parts
3751  Motorcycles, bicycles, and parts
376   Guided Missiles, Space Vehicles. Parts
3761  Guided missiles and space vehicles
 Code              Short Title
 3764  Space propulsion units and parts
 3769  Space vehicle equipment, nee
 379   Miscellaneous  Transportation   Equip-
        ment
 3792  Travel trailers and campers
 3795  Tanks and tank components
 3799  Transportation equipment, nee.

 38    INSTRUMENTS  AND  RELATED
        PRODUCTS
 381   Engineering & Scientific Instruments
 3811  Engineering &  scientific  instruments
 382   Measuring and Controlling Devices
 3822  Environmental controls
 3823  Process control instruments
 3824  Fluid meters and counting devices
 3825  Instruments  to  measure electricity
 3829  Measuring & controlling  devices,  nee
 383   Optical  Instruments and Lenses
 3832  Optical  instruments and lenses
 384   Medical Instruments  and Supplies
 3841  Surgical and medical instruments
 3842  Surgical appliances and supplies
 3843  Dental equipment and  supplies
 385   Ophthalmic  Goods
 3851  Ophthalmic  goods
 386   Photographic Equipment and Supplies
 3861  Photographic equipment and  supplies
 387   Watches, Clocks, and Watchcases
 3873  Watches, clocks, and watchcases
 39    MISCELLANEOUS MANUFACTURING
        INDUSTRIES
 391   Jewelry, Silverware,  and  Plated  Ware
 3911  Jewelry, precious metal
 3914  Silverware and plated  ware
 3915  Jewelers' materials & lapidary work
 393   Musical Instruments
 3931  Musical instruments
 394   Toys and Sporting Goods
 3942  Dolls
 3944  Games,  toys, and children's vehicles
 3949  Sporting and athletic goods, nee
 395   Pens, Pencils,  Office  and  Art Supplies
 3951  Pens and mechanical pencils
 3952  Lead pencils and art goods
 3953  Marking devices
 3955  Carbon paper and inked  ribbons
 396   Costume Jewelry and Notions
 3961  Costume jewelry
 3962  Artificial flowers
 3963  Buttons
 3964  Needles, pins, and fasteners
399   Miscellaneous Manufactures
3991   Brooms  and  brushes
3993  Signs and advertising displays
 3995  Buna! caskets
3996  Hard surface floor coverings
3999  Manufacturing industries, nee
                                            B-7

-------
                              APPENDIX B (Continued)
     E. TRANSPORTATION  AND  PUBLIC  UTILITIES
Codt            Short Title
40   RAILROAD TRANSPORTATION
401   Railroads
4011 Railroads, line-haul operating
4013 Switching and terminal services
404   Railway Express Service
4041 Railway express service

41   LOCAL  AND  INTERURBAN   PAS-
       SENGER TRANSIT
411   Local and Suburban Transportation
4111 Local and suburban transit
4119 Local passenger  transportation, nee
412   Taxicabs
4121 Taxicabs
413   Intercity Highway Transportation
4131 Intercity highway  transportation
414   Transportation Charter Service
4141 Local passenger  charter service
4142 Charter service,  except local
415   School Buses
4151 School buses
417   Bus Terminal  and Service Facilities
4171 Bus terminal facilities
4172 Bus service facilities

42   TRUCKING AND  WAREHOUSING
421   Trucking,  Local  and Long Distance
4212 Local trucking, without storage
4213 Trucking,  except local
4214 Local trucking and storage
422   Public Warehousing
4221 Farm product warehousing and storage
4222 Refrigerated warehousing
4224 Household  goods warehousing
4225 General warehousing and storage
4226 Special  warehousing and  storage, nee
423   Trucking Terminal 'Facilities
4231 Trucking terminal facilities

43   U.S. POSTAL SERVICE
431   U.S. Postal Service
4311 0.3. Postal Service

44   WATER TRANSPORTATION
441   Deep Sea Foreign Transportation
4411 Deep sea foreign transportation
442   Deep Sea Domestic Transportation
4421 Noncontiguous area transportation
4422 Coastwise transportation
4423 Intercoastal transportation
443   Great Lakes Transportation
4431 Great Lakes transportation
444  Transportation on Rivers and Canals
4441 Transportation on rivers  and cana-ls
445  Local Water Transportation
4452 Ferries
4453 Lighterage
Cade             Short Title
4454 Towing and tugboat service
4459 Local water transportation, nee
446  Water Transportation Services
4463 Marine cargo handling
4464 Canal operation
4469 Water transportation services,  nee

45   TRANSPORTATION BY AIR
451  Certificated Air Transportation
4511 Certificated air transportation
452  Noncertificated Air Transportation
4521 Noncertiflcated air transportation
458  Air Transportation Services
4582 Airports and flying fields
4583 Airport terminal services

46   PIPE LINES, EXCEPT' NATURAL GAS
461  Pipe Lines, Except Natural Gas
4612 Crude  petroleum pipe lines
4613 Refined petroleum pipe lines
4619 Pipe lines,  nee

47   TRANSPORTATION SERVICES
471  Freight Forwarding
4712 Freight forwarding
472  Arrangement of Transportation
4722 Passenger  transportation  arrangement
4723 Freight transportation arrangement
474  Rental of Railroad Cars;
4742 Railroad car rental with service
4743 Railroad car rental witiout service
478  Miscellaneous Transportation Services
4782 Inspection  and weighing services
4783 Packing and crating
4784 Fixed facilities for veh,cles, nee
4789 Transportation services, nee

48   COMMUNICATION
481  Telephone  Communication
4811 Telephone  communication
482  Telegraph  Communication
4821 Telegraph  communication
483  Radio and  Television Broadcasting
4832 Radio  broadcasting
4833 Television broadcasting
489  Communication Services, nee
4899 Communication services, nee

49   ELECTRIC,  GAS,  AND  SANITARY
       SERVICES
491  Electric Services
4911 Electric services
492  Gas Production and Distribution
4922 Natural gas transmission
4923 Gas transmission  and distribution
4924 Natural ?as distribution
                                           B-8

-------
                                APPENDIX B (Continued)
Cade             Short Title

4925  Gas production and/or distribution
493   Combination Utility Services
4931  Electric and other services combined
4932  Gas and other services combined
4939  Combination utility services, nee
494   Water Supply
4941  Water supply
495   Sanitary Services
 Code             Short Title

 4952  Sewerage systems
 4953  Refuse systems
 4959  Sanitary services, nee
 496   Steam Supply
 4961  Steam supply
 497   Irrigation  Systems
 4971  Irrigation  systems
                                   I.  SERVICES
Coda             Short Title
70    HOTELS   AND   OTHER  LODGING
        PLACES
701   Hotels, Motels, and Tourist Courts
7011  Hotels, motels, and tourist courts
702   Rooming and Boarding; Houses
7021  Rooming and  boarding houses
703   Camps and Trailering Parks
7032  Sporting and recreational camps
7033  Trailering parka for transients
704   Membership-Basis  Organization Hotels
7041  Membership-basis organization  hotels

72    PERSONAL SERVICES
721   Laundry, Cleaning, & Garment Services
7211  Power laundries, family & commercial
7212  Garment pressing &  cleaners' agents
7213  Linen supply
7214  Diaper service
7215  Coin-operated laundries and cleaning
7216  Dry cleaning plants, except rug
7217  Carpet and upholstery cleaning
7218  Industrial launderers
7219  Laundry and garment services, nee
722   Photographic  Studios, Portrait
7221  Photographic  studios, portrait
723   Beauty Shops
7231  Beauty shops
724   Barber Shops
7241  Barber shops
725   Shoe Repair and Hat Cleaning Shops
7251  Shoe repair and hat cleaning shops
726   Funeral  Service and  Crematories
7261  Funeral service and crematories
729   Miscellaneous Personal Services
7299  Miscellaneous  personal services

73    BUSINESS SERVICES
731   Advertising
7311  Advertising agencies
7312  Outdoor advertising services
7313  Radio, TV, publisher representatives
7319  Advertising, nee
732   Credit Reporting and Collection
7321  Credit reporting and collection
733   Mailing, Reproduction, Stenographic
7331  Direct mail advertising services
7332  Blueprinting and photocopying
7333  Commercial photography  and art
7339  Stenographic and reproduction, nee
734   Services to Buildings
 Code             Short Title
 7341  Window cleaning
 7342  Disinfecting and exterminating
 7349.  Building maintenance services, nee
 735   News Syndicates
 7351  News syndicates
 736   Personnel Supply Services
 7361  Employment agencies
 7362  Temporary help supply services
 7369  Personnel supply services, nee
 737   Computer and Data Processing Services
 7372  Computer  programming and  software
 7374  Data processing services
 7379  Computer related services, nee
 739   Miscellaneous Business Services
 7391  Research &  development laboratories
 7392  Management and public relations
 7393  Detective and protective services
 7394  Equipment rental and leasing
 7395  Photofinishing laboratories
 7396  Trading stamp services
 7397  Commercial testing laboratories
 7399  Business services, nee

 75    AUTO  REPAIR,  SERVICES,   AND
        GARAGES
 751   Automotive  Rentals, Without Drivers
 7512  Passenger car rental  and leasing
 7513  Truck rental and leasing
 7519  Utility trailer rental
 752   Automobile Parking
7523  Parking lots
 7525  Parking structures
 753   Automotive Repair Shops
7531  Top and body repair shops
7534  Tire  retreading  and repair shops
 7535  Paint shops
7538  General automotive repair shops
 7539  Automotive repair  shops,  nee
754   Automotive Services, Except Repair
7542  Car washes
7549  Automotive services,  nee

76    MISCELLANEOUS REPAIR SERVICES
762   Electrical Repair Shops
7622  Radio and television  repair
 7623  Refrigeration service and repair
7629  Electrical repair shops, nee
763   Watch,  Clock, and  Jewelry Repair
7631  Watch,  clock, and jewelry repair
                                            B-9

-------
                                 APPENDIX B (Continued)
Coda             Short Title

 764   Reupholstery and Furniture Repair
 7641  Reupholstery and furniture repair
 769   Miscellaneous Repair Shops
 7692  Welding repair
 7694  Armature rewinding shops
 7699  Repair  services, nee

 78    MOTION PICTURES
 781   Motion  Picture Production & Services
 7813  Motion  picture production, except TV
 7814  Motion  picture production  for TV
 7819  Services allied  to motion pictures
 782   Motion  Picture Distribution and Services
 7823  Motion  picture aim exchanges
 7824  Film or tape distribution for TV
 7829  Motion  picture distribution services
 783   Motion  Picture Theaters
 7832  Motion  picture theaters, ex  drive-in
 7833  Drive-in motion picture theaters

 79    AMUSEMENT & RECREATION SERV-
        ICES
 791   Dance Halls, Studios, and  Schools
 7911  Dance halls,  studios, and  schools
 792   Producers, Orchestras, Entertainers
 7922  Theatrical producers and  services
 7929  Entertainers  & entertainment groups
 793   Bowling and  Billiard Establishments
 7932  Billiard and  pool establishments
 7933  Bowling alleys
 794   Commercial Sports
 7941  Sports clubs  and promoters
 7948  Racing, including  tracfe operation
 799   Misc. Amusement, Recreational Services
 7992  Public golf courses
 7993  Coin-operated amusement  devices
 7996  Amusement parks
 7997  Membership sports  & recreation clubs
 7999  Amusement and recreation, aee

 SO    HEALTH SERVICES
 801   Offices  of Physicians
 SOU  Offices of physicians
 802   Offices of Dentists
 8021  Offices of dentists
 803   Offices of Osteopathic  Physicians
 8031  Offices of osteopath]c physicians
 804   Offices  of Other Health Practitioners
 8041  Offices of chiropractors
 3042  Offices of optometrists
 8049  Offices of health practitioners, nee
 805   Nursing and  Personal Care Facilities
 8051  Skilled  nursing care facilities
 8059  Nursing and  personal care, nee
 806   Hospitals
 8062  General medical  & surgical  hospitals
 8063  Psychiatric hospitals
 8069  Specialty hospitals, esc. psychiatric
 807   Medical and  Dental Laboratories
 8071  Medical laboratories
Cade             Short Title

8072  Dental laboratories
808   Outpatient Care Facilities
8081  Outpatient care facilities
809   Health and Allied  Services,  nee
8091  Health and allied  services, nee

81    LEGAL SERVICES
811   Legal Services
8111  Legal services

82    EDUCATIONAL SERVICES
821   Elementary and Secondary Schools
8211  Elementary and secondary  schools
822   Colleges  and  Universities
8221  Colleges and  universities, nee
8222  Junior colleges
823   Libraries  and Information  Centers
8231  Libraries  and information centers
824   Correspondence and Vocational Schools
8241  Correspondence schools!
8243  Data processing schools
8244  Business and secretarial schools
8249  Vocational schools, nee
829   Schools & Educational  Services, nee
8299  Schools & educational services, nee

83    SOCIAL  SERVICES
332   Individual and Family Services
8321  Individual and  family services
833   Job Training and  Related Services
8331  Job training  and related services
835   Child Day Care Services
8351  Child day care  services
836   Residential Care
8361  Residential care
839   Social Services, nee
8399  Social services,  nee

84    MUSEUMS,  BOTANICAL,   ZOOLOG-
        ICAL GARDENS
841   Museums and Art Galleries
8411  Museums  and art  galleries
842   Botanical and Zoological Gardens
8421  Botanical and zoological gardens

36    MEMBERSHIP ORGANIZATIONS
861   Business Associations
8611  Business associations
862   Professional  Organizations
8621  Professional  organizations
863   Labor Organizations
8631  Labor organizations
864   Civic  and Social Associations
8641  Civic  and social associations
865   Political  Organizations
8651  Political  organizations
866   Religious  Organizations
8661  Religious  organizations
869   Membership  Organizations,  nee
8699  Membership organizations,  nee
                                             B-10

-------
Cade
                               APPENDIX B (Continued)

                 Short Title                       Co
-------

-------
                                           ICR GLOSSARY
THE ACT1 - The Federal Water Pollution Control Act (33 U.S.C. 1251 et seq.), as amended by the Federal Water
     Pollution Control Act Amendments of 1972  (PL 92-500) and subsequent amendments.

BIOCHEMICAL OXYGEN DEMAND (BOD)2 - (1) The quantity of oxygen used in the biochemical oxidation of organic
     matter in a specified time, at a specified temperature, and under specified conditions.  (2) A standard test used
     in assessing wastewater strength.

CASH FLOW3- The cash receipts and disbursements of any organization covering a particular period of time.

COLLATERAL  - Security provided by banks for cash and securities in their custody.

COMBINED SEWER1 - A sewer intended to serve as a sanitary sewer and a storm sewer, or as an industrial sewer and
     a storm sewer.

DISSOLVED OXYGEN (DO)2 - The oxygen dissolved in water, or other liquid, usually expressed in milligrams per liter,
     parts per million, or percent of saturation.

DOMESTIC WASTEWATER2  - Wastewater derived principally from dwellings due to domestic activities.  It may or
     may not contain groundwater, surface water, or storm water.

GRANTEE1 - Any  municipality which has been awarded a grant for construction of a treatment works pursuant to
     this subpart.  In addition, where appropriate  in 40 C.F.R. ง 35.936 through 35.939, the designation grantee
     may also refer to an applicant for such a grant.

INDUSTRIAL COST RECOVERY1  - Recovery by the grantee, from the industrial users of a treatment works, of the
     grant  amount allocable to the treatment of waste from such users pursuant to Section 204(b) of the Act.

INDUSTRIAL COST RECOVERY PERIOD1  - That period during which the grant amount allocable to the construction
     of facilities for treatment of wastes from industrial users is recovered from the  industrial users of such works.

INDUSTRIAL WASTES2 - The liquid wastes from industrial processes, as distinct from domestic or sanitary wastes.

INFILTRATION  - The water entering a sewer system, including sewer service connections, from  the ground, through
     such means as, but not limited to, defective pipes, pipe joints, connections, or manhole walls. Infiltration does
     not include, and is distinguished from, inflow.

INFILTRATION/INFLOW1 - The total quantity of water from both infiltration and inflow without distinguishing
     the source.

INFLOW1 - The water discharged into a sewer system, including service connections from such sources as, but not
     limited to, roof leaders, cellar, yard, and area drains, foundation drains, cooling water discharges, drains from
     springs and swampy areas, manhole covers, cross connections from storm sewers and combined sewers, catch
     basins, storm waters, surface run-off, street wash waters, or drainage. Inflow does  not include, and is distin-
     guished from, infiltration.
                                                   C-1

-------
                                        GLOSSARY (Continued)


LETTER OF INTENT1 — A written statement from an industrial user to a municipality of tha" user's intent to utilize a
     specified portion of the publicly-owned waste treatment facility for a given length of time, (paraphrased)

MONITORING  —The measurement, sometimes continuous, of water quality.

PRIMARY TREATMENT2  — The first major treatment in a wastewater treatment works, usually sedimentation.

PROCESS WATER2 — Water that comes irr contact with an end product or with materials incorporated in an end product.

REPLACEMENT1 —  Expenditures for obtaining and installing  equipment, accessories, or appurtenances which are neces-
     sary during the service life of the treatment works to maintain the capacity and performance for which such works
     were designed  and constructed.  The term operations and maintenance includes replacement.

SANITARY SEWER1  — A sewer intended to carry only sanitary or sanitary and industrial waste waters, from residences,
     commercial buildings, industrial plants, and institutions.

SANITARY WASTEWATER2 - (1)  Domestic wastewater with storm and surface water excluded.  (2) Wastewater dis-
     charging from  the sanitary conveniences of dwellings (including apartment houses and hotels), office buildings,
     industrial  plants, or institutions.

SECONDARY WASTEWATER TREATMENT5 - The treatment of wastewater to meet secondary effluent limitations
     as defined in 40  C.F.R. ง133, Secondary Treatment Information.
STORM SEWER1 — A sewer intended to carry only storm waters, surface run-off, street wash waters, and drainage.

SUSPENDED SOLIDS  (SS)2 - Solids that either float on the surface of, or are in suspension in water, wastewater, or
     other liquids, and which are largely removable by laboratory filtering.

TREATMENT WORKS1  — Any devices and systems used in the storage, treatment, recycling, and reclamation of munic -
     ipal  sewage or  industrial  wastes of a liquid nature to implement Section 201 of the Act, or necessary to recycle
     or reuse water at the most economical cost over the useful life of the works, including intercepting sewers, out-
     fall sewers, sewage collection systems, pumping, power, and other equipment and their appurtenances; extensions,
     improvement,  remodeling, additions, and alterations thereof; elements essential to provide a reliable recycled
     supply such as standby treatment units and clear well facilities; and any works, including site acquisition of the
     land that will be an integral part of the treatment process or is used for ultimate disposal of residues resulting
     from such treatment; or any other method or system for preventing, abating, reducing, storing, treating, sepa-
     rating, or disposing of municipal waste, including storm water  run-off, or industrial waste, including waste  in
     combined storm water and  sanitary sewer systems.
                                                     C-2

-------
                                           GLOSSARY (Continued)
USEFUL LIFE1 — Estimated period during which a treatment works will be operated.

USER CHARGE1 — A charge levied on users of a treatment works for the cost of operation and maintenance of such
      works, pursuant to Section 204 (b) of the Act.

WASTEWATER SURVEY2 — An investigation of the quality and characteristics of each waste stream, as in an industrial
      plant or municipality.
SOURCES:
 "Title 40 of the Code of Federal Regulations Part 35."

9
 Glossary Water and Wastewater Control Engineering, prepared by Joint
 Editorial Board, representing American Public Health Association,
 American Society of Civil Engineers, American Water Works Association,
 and Water Pollution Control Federation, 1969.


 Dictionary for Accountants, 4th Edition, by Eric L. Kohler, Prentice-
 Hall publication, Englewood Cliffs, New Jersey, 1970.

A
 Concepts and Practices in Local Government Finance, by Lennox L.
 Moak and Albert M. Hillhouse, Municipal Finance Officers Association,
 Chicago, Illinois, 1975.

5"Trtle 40 of the Code of Federal Regulations Part 133."
                                                         C-3

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                             APPENDIX D

                       EPA REGIONAL OFFICES
Environmental Protection Agency
Region I
JFK Federal Building
Room 2203
Boston, Massachusetts 02203
Environmental Protection Agency
Region VI
First International Building
1201 Elm Street
Dallas, Texas 75270
Environmental Protection Agency
Region II
26 Federal Plaza
Room 908
New York, New York 10007
Environmental Protection Agency
Region VD
1735 Baltimore Avenue
Kansas City, Missouri 64108
Environmental Protection Agency
Region III
Sixth and Walnut Streets
Philadelphia, Pennsylvania 19106
Environmental Protection Agency
Region Vffl
1860 Lincoln Street
Suite 900
Denver, Colorado 80203
Environmental Protection Agency
Region IV
345 Courtland Street, N.E.
Atlanta, Georgia 30308
Environmental Protection Agency
Region IX
100 California Street
San Francisco, California 94111
Environmental Protection Agency
Region V
230 South Dearborn Street
Chicago, Illinois 60604
Environmental Protection Agency
Region X
1200 Sixth Avenue
Seattle, Washington 98101
                                  0-1
                                  *U.S. Government Printing Office: 1977-778-554/122 Region 8

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