GUIDELINE  SERIES
           OAQPS NO.  1.2-047
                 JAN 1977
OOOR77007
       CONTROL STRATEGY PREPARATION MANUAL
                 FOR
           PHOTOCHEMICAL OXIDANT
   US. ENVIRONMENTAL PROTECTION AGENCY
     Office of Air Quality Planning and Standards

       Research Triangle Park, North Carolina

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MD-15
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                                       INTRODUCTION
|              The Clean A1r Act, as  amended,  provided that  for each national
           ambient air quality standard (NAAQS) promulgated by the  EPA,  a State
•         Implementation Plan (SIP) was  to be  developed which was  to contain
fl         emission control  measures that would provide for attainment and main-
           tenance of such national standards,  generally within three years of
I         the approval  of the SIP.  Experience has  shown  that not  all SIP's
           developed by the  States 1n  early 1972 were  adequate to provide for
m         attainment and maintenance  of  the photochemical oxidant  standard by
•         July, 1975.  Further, it is now known that  violations of the  photo-
           chemical oxidant  standard are  more pervasive than  were originally
•         thought a few years ago.
                Consequently a major activity of EPA within Fiscal  Year  1976 was
I         the review of each SIP to determine  its adequacy to provide for attain-
•         ment and maintenance of national standards.  When  a SIP  was determined
           to be substantially Inadequate, the  State was advised by EPA  that a
fl         SIP revision was  needed.  States are required to submit  a revised
           SIP, where necessary, by July  1978.   At that time, all needed achiev-
0         able control  regulations for stationary sources shall be submitted.
_         In cases where additional controls are needed,  generally land use and
*         transportation measures, they  shall  be submitted by July, 1978.  The
<•         revised SIP will  be required to contain adequate measures to  provide
           for attainment and maintenance.
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                This Control  Strategy Preparation  Manual  for Photochemical  Oxidant
           has been prepared  to provide guidance to State and local  control  agencies
                                                                                JAN 1977

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on the development of an approvable control  plan.   The  procedures  out-
lined 1n this document should be followed by States,  or EPA where
necessary, 1n developing an approvable control  strategy for photo-
chemical oxldant.
     There are three notable issues which are not  covered  by  this  manual.
These are:
     (1)  Substitute for the Appendix 0 relationship.
     (2)  The use of photochemical reactivity in SIP  development,  and
     (3)  The definition of the area that should be considered for control.
     OAQPS is currently investigating these  three  issues.   A  task  force  has
been developed on substitutes for Appendix J and considerable review both
within and out of the agency has proceeded with the expected  date  of
culmination approximately April 1977.  A public meeting was held on the  use
of photochemical reactivity in October 1976  and a  policy is being  developed
on the basis of information gained there and through  other reviews. The
expected date of reissuance of policy on this subject is April 1977.  The
definition of the area over which controls should  be  applied  has been
difficult to determine because of the many variables  involved.  Review of
the policy 1s currently underway with completion expected in  approximately
April 1977.  As these issues are resolved, the policy papers  will  be dis-
tributed through direct mailing to Regional  Office personnel  for distri-
bution to State and local agencies as appropriate.  Additionally,  the
appropriate pages of this guideline will be  modified  as explained  on page
1v.  Also, the entire guideline will be included 1n the OAQPS Guideline
Series; thus making the Information available to State and local agencies
from the Regional Office libraries.
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                While these three issues  are important  to  the  development  of  a
J         control strategy much work can proceed without  a full  definition of the
           policy on these three issues.   This  manual discusses most  of the other
           aspects of photochemical  oxidant problems  and their relationship to con-
           trol strategy development.  The work that  can proceed  includes  updating
           emission inventories, projection of  growth and  Its  resulting emissions,
           and allocating resources  to develop  control  strategies.
                The reader will note that throughout  this  document  the  term
           "organic compound" is used in  Heu of the  more  common  term "hydrocarbon."
           The term "hydrocarbons" was initially used by EPA to include all organic
           compounds.  Some confusion has resulted from use of this term with
ft         regard to which carbon containing compounds  should  be  considered for
           control.  To further explain,  the term "hydrocarbons"  specifically
|         refers to those compounds containing only  carbon and hydrogen while
.         organic compounds refer to all compounds containing carbon except  for
           carbon monoxide and carbon dioxide and a few other  compounds.  Therefore
•         the term "organic compounds" has been used 1n this  document  to  more
           explicitly define the compounds to be considered for control.
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                                FORMAT
     The Control Strategy Preparation Manual  for Photochemical  Oxldant
1s separated Into four sections.   Section  I  provides  an  overview  of
the various factors to be considered 1n the  development  of an  approvable
control strategy for photochemical  oxidant.   Section  II  sets  forth  a
fairly concise step-by-step procedure that a  control  strategy  developer
should follow in preparing an approvable control strategy. Section III
provides, 1n quest!on-and-answer format, additional  Information to
provide a more detailed explanation of the recommended procedures out-
lined 1n Section II.  Section IV includes  additional  information  on
existing inspection/maintenance programs.
     This manual will be revised from time to time to take account  of
new information.  To facilitate the revision procedure the manual has
been punched so as to allow insertion into a looseleaf binder.  Addi-
tionally the pages are numbered according to section and are  dated.
When revisions to this document are received they may easily  be inserted
in the appropriate place simply discarding the old pages.
                                  1v
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                                    TABLE OF CONTENTS
I                                                                          Page
—         Section I:   Overview of Factors Affecting Attainment of
•                      National Photochemical Oxidant Standards 	   1-1
           Section II:  Summary of Procedures Required for the Review
                        and/or Development of a State Implementation Plan
                        Control Strategy for Photochemical Oxidant ....   II-l
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           {Section III: Questions Frequently Raised Concerning Photo-
                        chemical Oxidant	  III-l
                (A)  Attainment of the National Standards  	  III-A-1
*                 - Is there a NAAQS for HC and must it be attained?  .  .  III-A-1
•                 - What 1s the NAAQS for Oxidant?	III-A-1
                   - Is the NAAQS for Oxidant valid? 	  III-A-2
,•              (B)  Control Strategy Development  	  III-B-1
                   - For what reasons must SIP's be revised? 	  III-B-1
m                 - What is Agency policy regarding calls for SIP
                     revisions? 	  III-B-1
^                 - How frequently should plans be updated? 	  III-B-3
                   - How much air quality data are needed as a basis for
V                   a control strategy? 	  III-B-3
                   - Why should measured data, rather than statistically
f                     generated second maximum 1-hour concentrations be
                     used in the control strategy? 	  III-B-4
_                 - What meteorological data should be considered 1n the
•                   control strategy? 	  III-B-5
                   - What geographic area should be considered 1n the
A                   control strategy? 	  III-B-5
                   - What is the definition of rural and urban areas?  .  .  III-B-6
|                 - Should AQCR boundaries be modified? 	  III-B-6

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   -  Is  Appendix J  still required?  	  III-B-6

   -  Should ant lent background concentrations of photo-
     chemical  oxidant be considered in the control stra-
     tegy?  	  III-B-7

   -  Should transport be accounted  for 1n the control
     strategy? 	  III-B-8

   -  What,  if  any,  is the  impact of fuel switching due to
     ESECA? 	  III-B-9

   -  To  what extent does growth information have to be
     coordinated with other planning agencies?  	  III-B-10

   -  What effect will the  amendments to the Clean A1r Act
     have on automobile emission rates? 	  III-B-11

   -  What action is being  taken to  control automotive
     evaporative emissions? 	  III-B-12

   -  How should  higher deterioration rates be taken into
     account?  	  III-B-12

(C)  Control Technology for Sources of Organic  Compound
     Emissions 	  III-C-1

   -  What is RACT?	III-C-1

   -  Which  organic  compounds react  1n the photochemical
     oxidant process and what is the Agency's approach
     to  controlling organic emissions?  	  III-C-2

   -  What regulations for  the control of organic compounds
     from stationary sources are considered available at
     the present time?  	  III-C-3

   -  If  control  of  all organic compounds is needed, why
     does the  Agency require use of substitution type
     regulations? 	  III-C-4

   -  What are  considered available  controls for trans-
     portation-related sources?   	  III-C-4

   -  What NMOC Reduction is expected to occur from imple-
     mentation of various  transportation control mea-
     sures? 	 III-C-5

   -  What are  the costs associated  with Inspection/
     Maintenance programs?  	 III-C-8
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                   - What 1s the fuel savings due from Inspection/
«                   Maintenance programs? 	   III-C-11

                   - What operational experience has  been gained with
                     Inspection/Maintenance programs?  	   III-C-12

•                 - What 1s meant by Stage I and Stage II vapor re-
                     covery? 	   III-C-17
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- What criteria must be met to ensure air quality
  measures are implemented as  part of the transpor-
  tation planning process? 	   III-C-19
*                 - What is emulsified asphalt paving?  	   III-C-20

|              (D)  Air Quality Monitoring for Photochemical  Oxidant  .  .   III-D-1

                   - What is the reference method for determining oxidant
M                   1n the ambient air? 	   III-D-1

                   - What other measurement methodologies are  being used
                     to monitor photochemical  oxidant?  Are these metho-
j                   dologies valid? 	   III-D-1

                   - Must a correction factor be applied to relate data
*                   from the various acceptable methods to the FRM? .  .  .   III-D-4

                   - Because of data collection inaccuracies,  must his-
—                   torical data be adjusted to provide a more accurate
M                   level of ambient concentrations? 	   III-D-4
- Where are maximum ambient concentrations  of oxidant
  observed? .....................   III-D-4
•

                   - How does the NO/NCL split influence the design of
m                   the oxidant monitoring network? ..........   III-D-5

                   - What type of review should be performed to determine
_                   1f an adequate monitoring network exists for oxidant?
•                   When should this review be done? ..........   III-D-6

                (E)  Emission Data ....................   III-E-1

J»                 - What are the major sources of organic emissions in
                     the nation? .....................   III-E-1
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        - f'ust emission inventories contain information  on  the
          reactivity characteristics of the organic compound?  .  .  III-E-2
        - What sources and source information should be  in-
          cluded in organic compound emission inventories?  .   .  .  III-E-2
        - Are emission factors  available for natural  sources
          of HC?	III-E-5
        - How are vehicular emissions calculated for organic
          compounds? 	  III-E-6
     (F)  Chemistry of Photochemical Oxidant 	  III-F-1
        - What is the difference between oxidant and ozone? .  .  .  III-F-1
        - When and how rapidly  is 03 formed? 	  III-F-2
        - How is oxidant formed/depleted? 	  III-F-3
        - What is the interrelationship between organics and
          NOV in oxidant formation? 	  III-F-5
            A
        - What are the meteorological factors affecting  oxidant
          levels? 	  III-F-6
Section IV:  Inspection/Maintenance Operation Experience
References
                                 V111
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•                      OVERVIEW OF  FACTORS  AFFECTING ATTAINMENT OF
                          NATIONAL PHOTOCHEMICAL  OXIDANT  STANDARDS
e
£               The  following  statements  summarize the pertinent facts  concerning
™          the nature  and extent of the photochemical oxidant  problem and the
fl          technical information available  to  assist in  the  analysis and develop-
            ment of approvable  photochemical  oxidant control  strategies.
3               1.   The National Antient  Air Quality Standard  (NAAQS) for photo-
                                             o
^          chemical  oxidant  (Ox) is 160 ug/m  (0.08 ppm)  one-hour average not
™          to be exceeded more than once  per year.
11               2.   Photochemical oxidant is not a specific  compound but a broad
            group of  diverse  compounds with  ozone (0,) -  being  by far the most
I          abundant  single component - selected  as the indicator for pollution
            control purposes.   Photochemical  oxidant is not emitted directly but
•          is formed 1n the  atmosphere with  its  primary  precursors being non-
f          methane organic compounds (NMOC)  and  oxides of nitrogen.
                 3.   Violations of the ambient  photochemical  oxidant standard are
•          more pervasive than originally believed.  In  addition to high concen-
            trations  observed in many urban  areas, studies 1n the Midwest and East
m          have found  high levels of oxidant 1n  rural areas.
                 f4.   Preliminary analysis  of special study data Indicates that
            high oxidant levels in rural areas  can generally  be attributed to long
I          range transport of  oxidant and its  precursors  from  urban areas.  Further,

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this condition also occurs in conjunction  with  specific weather  patterns.
While the Agency suspects high rural  oxidant  levels  result  from  trans-
port of man-made emissions from urbanized  areas,  further  study is needed
and is being conducted.
     5.  There is at times a significant natural  background which on
some occasions may exceed levels of more than half the national  standard.
However it is believed that the contribution  of natural sources  is  gen-
erally small in urban areas in relation to peak oxidant concentrations.
     6.  The current Federal Reference Method (FRM)  calibration  method
for photochemical oxidant is difficult to  use and a  5 to  10%  positive
bias exists even when great care is taken  in  the procedure.  The Agency
is in the process of testing new calibration  procedures.   As  an  interim
measure, field operators have been provided with improved instructions
for using the current calibration method which  will  minimize  the error.
In addition, another study showed that the FRM monitoring system, even
when used by experts, probably underestimates the true ambient  oxidant
concentrations.  The magnitude of the negative  bias  1s generally larger
than the positive bias associated with the calibration method.
     7.  NO  is known to both destroy and  produce Ox.  Smog chamber
           A
and mathematical modeling studies Indicate that the  effect of NO upon
                                                                A
oxidant formation interacts with the organic compound effect resulting
1n extremely complex ox1dant-organ1c-NO  relationships.   Notwithstanding
                                       A
such complexities, 1t has been established that the  relative levels of
NMOC and NO  1n ambient air are such that  the most effective approach
           A
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™         to oxidant  reduction  is  based  upon maximum NMOC control.  In some
•         cases it may  be  beneficial  to  control  NO  sources to minimize Ox,
           however at  the present time, because of limited information, it is
m         too premature to require such  controls.  Additional investigation
           is continuing.
m              8.  Organic compounds  are emitted from both stationary and
m         mobile sources.   On  a national  basis,  approximately 50% are from
           stationary  sources  (e.g., chemical manufacturing, evaporation, solid
ff         waste disposal,  etc.) and 50%  from mobile sources  (e.g.,  autos,
           trucks, aircraft, etc.).  Of course, this distribution of emission
1         sources will  vary within any given area, with many urban  areas
M         having more mobile  source emissions than stationary source emissions.
                9.  Emissions  of organic  compounds from light-duty vehicles,
fl         light-duty  trucks and heavy-duty  vehicles are regulated by statute
           on time schedules independent  of  that  for attainment of national stan-
£         dards.  The 94th Congress considered modifications to current auto-
^         motive emission  rates.   It  is  anticipated that some Congressional
™         action on this subject will be taken in the near future.  Thus, precise
•         estimates of  growth  in automotive emissions Into the 1980's are dif-
           ficult to make at the present  time.
•              10. Reevaluatlons  of  smog chamber studies indicate  that given
           enough time nearly  all non-methane organic compounds will react in
*         the photochemical oxidant process.  Previously, 1t was believed that
•         only certain, more  "reactive"  organics participated in the process.
           This new Insight will require  a change 1n the historical  regulatory
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philosophy of control of organic compounds to one of minimizing all
NMOC, rather than only those organics previously thought to be "reac-
tive."
     11.  At the present time, few control regulations  are available
to implement a "total" non-methane organic control  strategy.   Regulatory
approaches are needed and are under development at  the  present time.
     In recognition of these factors, and in accordance with  the need
to attain and maintain the national photochemical oxidant standard,
the following points should be considered in developing an approvable
control strategy for photochemical oxidant where needed:
     (A)  Where an existing State Implementation Plan (SIP) 1s sub-
stantially inadequate to provide for attainment and maintenance of
the national photochemical oxidant standard, the plan must be revised.
     (B)  In recognition of transport from urban areas  (Statement 4),
the control of photochemical oxidant should primarily center upon
sources within an urban area.  Actions Instituted 1n urban areas will
produce benefits in outlying areas and in the more distant downwind
areas as well.  However, the Agency encourages State Initiated organic
emission reduction actions over broad geographical  areas such as those
considered at the Multi-State Conference at Moodus, Connecticut in
September, 1975.
     (C)  In recognition of our limited knowledge on the Impact of
control of NO  on photochemical oxidant at the present  time, a control
             /\
strategy to minimize ambient photochemical oxidant concentrations in
urban areas should Include reductions in man-made non-methane organic
emissions and should not necessarily include NO  emission control regu-
                                               ^
latlons.

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•               (D)  In order to determine  the  degree of  control possible by
•          sources, It may be necessary  to  obtain  specific emission Information
            concerning the type and amounts  of non-methane organic compounds
•          emitted from the source.   Applicable control techniques may vary
            from source to source, depending upon the chemical and physical
ii          properties of the organics emitted.   Hence, such  information, in
•          addition to the "total"  non-methane  organic compounds emitted may
            be needed.
•               (E)  The degree of non-methane  organic compound control needed
            to provide for attainment  of  the photochemical oxidant standard should
•          be estimated using Appendix J  (or an acceptable substitute).  Though
»          there are acknowledged deficiencies  with Appendix J, 1t is, at this
            time, the recommended source/receptor relationship for photochemical
I          oxidant.  The Agency is evaluating and  validating a wide range of
            photochemical oxidant models  and in  early 1977 will publish alter-
£          native(s) to Appendix J.   The new techniques will attempt to accom-
            fmodate transport and the effect  of NO .
                                                 X
                 (F)  Where needed to  provide for attainment  and maintenance of
ft          the Ox standards, all  achievable control measures for non-methane
            organic compound sources shall be required.  Those measures which are
f          achievable for stationary  sources and transportation and land use
 _          related sources are Identified in paragraphs (I)  and (K) below.
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     (G)  The determination of control  measures  for stationary  sources
1s under rather extensive review at the present  time.   The existing
example organic compound control regulations published in Part  51,
Appendix B,* are no longer considered as describing available technology
for such sources.
     (H)  In recognition of the fact that all organics will react
1n the photochemical process, control of all non-methane organic
compounds rather than just the more reactive organic compounds  will
be needed to provide for attainment of national  standards in many
areas.  Unfortunately, in the near term, a substantial reduction of
all non-methane organic emissions from stationary sources is not
generally achievable.  Because of the different  physical and chemical
properties of the organic compounds emitted from processes, it  1s
usually unworkable to draft control regulations  which encompass a
wide variety of emission source categories.  In  the future, it  will
usually be necessary to establish control regulations applicable to
individual source categories.
     (I)  Definitions of available control technologies for certain
stationary sources are presently under investigation.  Activities spe-
cific to the control of organics for coating operations for existing
plants are proceeding within the following source categories:  the paper
industry, the fabric industry (coating and rubberizing), the can and
coil industries, and the assembly of auto and light truck industry.
A  final document containing information on available control
*Append1x B to CFR, Part 51, may soon be revoked.
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           technologies for these sources will be distributed to the Regional
•         Offices as an OAQPS Guideline shortly.  In addition,  similar work
           has begun on the following source categories:   the film and
•         foil coating industries, the dry cleaning industry and those opera-
m         tions using organic compounds for degreasing.   Information such  as
           the degree of achievable control, the costs involved, the time
•
           required to install or modify a process is being considered and
           documented.
                (J)  In those areas where the reactivity definition included in
           the Los Angeles Rule 66 has been adopted, States should be encouraged
_
           to continue to require source compliance with its provisions.
ft              (K)  Available control measures for transportation and land use
           related sources include:  (1) Inspection/Maintenance, (2) Vapor Con-
|         trols for Gasoline Marketing, (3) Heavy Duty Vehicle (HDV) Retrofit,
_         (4) Transit Improvements, (5) Employer Incentives, (6)  Parking Manage-
»         ment/Restrictions, (7) Traffic Management/Restrictions, and (8) Ship
f         and Barge Controls.  Two measures are considered not reasonably avail-
           able.  They are gasoline rationing and retrofit for light-duty vehicles.

I
1
            Review of Control Strategies for In-Use Vehicles. EPA 460/3-74-021,
            Dec., 1974.
I         2
            Evaluation of Retrofit Devices for Heavy Duty Vehicles - NYC Dept.  of
            Air Resources, Bureau of Motor Vehicle Pollution Control, ERA Grant
•          # S-802909, Dec., 1975.

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     (L)  Attainment of the national  photochemical  oxldant  standard
in certain areas of the nation  with  very  high  population  densities,
and/or which are affected by summer  air stagnation  conditions will
be difficult.   However, control agencies  must  reduce  oxidant levels
to the lowest practicable level, as  quickly  as possible.  If needed,  all
achievable controls must be adopted  to provide for  improvement  in  air
quality toward the eventual attainment and maintenance.   However,  the Agency
does not intend to require States to adopt unachievable or  unreasonable
regulations (e.g., gas rationing).   Amendments to the Clean Air Act
to support such a position were considered by  the 94th Congress.
     (M)  The Boston CO/Ox SIP (40 CFR Part  52, June  12,  1975,  FR  25152)
should serve as a prototype for revised oxldant SIP's where achievable
controls are inadequate to provide for attainment and maintenance.
Where all achievable control regulations  submitted  by the States are
inadequate to attain standards, the  submittal  should  be considered
an interim plan, with other control  measures being  explored and adopted
as they become available.  Although  the plan would  not contain  a
demonstration that the standard will be attained, there should  be  a
demonstration of the effect of the promulgated regulations  1n  relation
to the final degree of control  needed. The plan shall also identify
those additional actions that will be taken in the  future.
     (N)  Because all achievable regulations will probably  be  needed
1n many areas of the nation to attain and maintain  the national stan-
dard for photochemical oxldant, the adoption of achievable  control
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measures should be relatively uniform nationwide;  however, the  sequence
and time of implementation of these measures  may be  somewhat  different
in different areas for good cause and will  require judgment by  the
State and EPA Regional Office.
     (0)  The Agency program for oxidant reduction is  complex and
broad and is not limited to SIP's.   Development of new source perfor-
mance standards (NSPS) and the Federal Motor  Vehicle Control  Program
(FMVCP) are key features in controlling growth of  organic emissions.  To
date, New Source Performance Standards for  organic compounds  require
the installation of a floating roof on petroleum storage  tanks.^  '
Recently, an Internal EPA Task Force has been organized in an attempt
to accelerate the pace of development of NSPS for  organic chemical
manufacturing sources.
     The following is a 11st of sources for which  1t is anticipated
that new source performance standards will  be developed or revised and
the expected year of proposal.
Year                    Source Categories
1977              Petroleum storage and transfer of  crude oil and gasoline
1977              Gasoline marketing regulations  (terminals)
1977              Dry cleaning
1977              Coating of automobiles and  light trucks on  assembly
                    lines
1977              Solvent degreasing
1978              Stationary internal combustion engines
^39 FR 9317, March 8, 1974.
                                                                   JAN 1377

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1978              Storage and transfer of organic  liquids other than
                  gasoline and  crude oil
1978              Petroleum refineries
1978              Waste solvent disposal
1978              Car coating
1978              Paper coating
1978              Coil  coating
1978              Fabric coating
                                  MO

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                                            II
§           SUMMARY OF PROCEDURES REQUIRED FOR THE REVIEW AND/OR  DEVELOPMENT
                      OF A STATE IMPLEMENTATION PLAN CONTROL  STRATEGY
*                              FOR PHOTOCHEMICAL OXIDANTS

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            Scope and Objectives
p               The development of an air pollution control  strategy  designed to
            attain and maintain the National  Ambient A1r Quality Standards  (NAAQS)
m          requires an analysis of current and possible future air quality pro-
m          blems.  It 1s the objective of this section  to briefly present the
            quantitative and qualitative procedures used in developing an acceptable
•          plan for the control of photochemical oxldant.  The amount of work
            Involved in each step will vary from area to area depending on available
I          data, magnitude of the oxldant problem, types of  emissions sources,
M          etc.  These steps can be summarized as  follows:
™          STEP 1:   Review available Ox air quality data to determine 1f sufficient
•
•
•
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                      data is available to determine  the  adequacy  of  the SIP.
            STEP 2:    Determine the validity of available air quality data.
            STEP 3:    Determine the second highest ambient 1-hour  concentration.
            STEP 4:    Analyze the adequacy of the  SIP to  attain/maintain national
—
*                    standards .
•          STEP 5:    Determine the geographic area  to  be  considered  1n the  analysis.
            STEP 6:    Determine the sources  of organic  compound  emissions  1n the  area.
            STEP 7:    Determine the degree of control  needed  to  attain the NAAQS.
            STEP 8:    Determine expected growth  in emissions.
                                                                               JAN 1977.

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STEP 9:   Determine emission  reduction  required to attain/maintain the
          national  standards.
STEP 10:  Determine whether existing  emissions will be reduced by
          compliance with existing  regulations.
STEP 11:  Where additional control  measures  are necessary, consider
          application of available  control measures.
STEP 12:  Determine most expeditious  date of attainment.
                                 «-2                              JAN 1977

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I          STEP 1:   Review  available Ox air quality data to determine if sufficient
                     data are available to provide evidence that the national  stan-
•                   dards are not being attained or will not be maintained.   Are
                                                                                  n  2}
jj                   sufficient data available to make such a judgment?  Valid datav  * '
                     from at least one oxidant "season" (i.e., April to October)
fl                   should  be available, however, 3 or more years data are preferable.
                     Data should also be available from areas of expected maximum
I                   concentrations (i.e., 10 - 30 miles downwind of concentrations
                     of  emission sources), however lack of such data should not pre-
                     clude the development of a control strategy 1f available  data,
                     though  limited indicate valid violations of national standards.
            STEP 2:   If  data exist to indicate a potential attainment or maintenance
£                   problem, review the ambient air quality data to determine its
                     validity and representativeness.
I                                                              (3)
•                   (a)  Review the location of the Ox monitors/ '  Are they pro-
•                   perly located in accordance with siting criteria?  Are sites
                     biased  toward local interferences such that they do not represent
•                   areawlde problems?  Local source interference could be consi-
                     derable for photochemical oxidant.  Monitors should not be located
•                   too close to major roadways or point sources of NO  , since such
                                                                      A
«                   sources may have a scavenging effect on Ox, thereby Indicating
                     lower maximum concentrations than existing in the general area.
I

I
                           ________	jrpre
 _                      OAQPS 1.2-008, August 1974.
                    ^Guidelines  for the  Evaluation  of Air Quality Data. OAQPS 1.2-015,
                       Feb., 1974.
                       Guidelines  for the  Interpretation of Air Quality Standards.
                             1.2-008, August 1974.
                       Guidance for Air Quality Monitoring Network Design and Instru-
                       ment Siting. OAQPS  1.2-012  (Revised. Sept.. 1975.
                                            1 1- 3                                 JAN 1977
I

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(b)  Determine if a satisfactory measurement  procedure was  used
to collect Ox data being reviewed.   The following  measurement
procedures are acceptable:   Coulometric (SAROAD  Method Code
13 and 15); Neutral KI Colorimetric (SAROAD Method Code  14);
and Chemiluminescence (SAROAD Method Code  11).   Data  collected
by other methods are unacceptable and data from  such  measure-
ment techniques should not  be used for control strategy  pur-
poses.  (See page III-D-1.)
(c)  Analyze the available  Ox air quality  data to  assure its
validity and reliability.
     (1)  Determine if the  data were collected by  monitors  that
are properly operated, maintained, calibrated, and that  adequate
quelity control procedures  were utilized to  assure validity of
data.^ '  If it is believed that the data  would  not survive
the scrutiny of a source challenge, then such data should be
rejected.
   Guidelines for the Evaluation of Air Quality Data.   OAQPS
   1.2-015, Feb. 1974.
   Quality Assurance Handbook for Air Pollution Measurement
   Systems. Vol. 1 - Principles - EPA-600/9-76-005, January 1976.
(2)
v 'It is recognized that the calibration method may result in
   a positive 10% bias.  Further, it is recognized that a tech-
   nical study indicates that a generally larger negative bias
   has been observed among experts following established cali-
   bration and monitoring procedures.  On the surface, these
   studies tend to discredit all oxidant measurements, however
   upon examination, the 10% bias is relatively small  in areas
   greatly in excess of the standard.  Further, the generally
   larger negative bias among experts indicates that the actual
   ambient levels are worse (not better) than actually measured
   such that additional controls are probably needed beyond that
   indicated with measured data.  Hence, oxidant measurements
   probably underestimate the true concentrations.  Data pro-
   perly colTected under established procedures are good quali-
   tative Indicators of the minimum degree of control  that is
   needed to attain national standards.
                        "-4                                JAN

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™                        (2)   Review  specific data for determination of abnormal
•                   values.   Obtain frequency distributions of Ox data.  Inspec-
                     tion  of the  higher  percentile values may identify  abnormally
H                   high  values.  Also  a  review  of when the maximum concentrations
—                   were  measured may suggest abnormal or suspect data (e.g.,
™                   nighttime vs. daytime).  Where necessary, this review should
•                   include:
                               (a)  Strip  charts  and  laboratory reports.
I                             (b)  Field  log books for notations concerning
                                   operations and maintenance activities.
•                             (c)  Basic  data to assure temporal balance of air
•                                 quality  data  (e.g., a missing quarter of air
                                   quality  data).
•                             (d)  Changes  made  in sampling methodology, main-
                                   tenance  procedures, calibration procedures or
•        .                         quality  control practices.
•                             (e)  Meteorological conditions at time of maximum
                                   concentration.
tt                        (3)   If abnormally high values have been measured and
                     are considered suspect, 1t may be useful to review operating
£                   parameters for other  instruments at the same monitoring site
.                   to determine whether  electrical  problems or heat1ng/a1r con-
                     d1t1on1ng problems  may  have  caused abnormal values.
fl                        (4)   Where available, review data from nearby monitoring
                     sites and compare the concentrations measured by the other
|     .              Instruments  at those  sites with  the high concentrations measured
                     by sampling  instruments at the site 1n question.

                                            11-5                             JAN  1977
I

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     (5)  If data are acceptable  from a sampling  point  of view,
to the degree possible explore  unusual  or non-reoccurring
external problems that may have caused high  oxidant  concentrations.
(d)  To determine if Ox air quality concentrations are  represen-
tative, review the Ox air quality trend at each site for the
area being studied.
     (1)  Review the Ox trend at  each site to identify  fluc-
tuations in Ox levels.
     (2)  Review parameters that  would help  explain  trend.  '
Review organic and NO  emissions  inventory,  and compliance
                     /\
information to determine if any significant  changes  (increases
or decreases) in regional emission of organic compounds and/or
NO  have taken place.
  J\
NOTE:  The purpose of Step 2 is to insure that the data which
will be used as the basis of a  control strategy and  costly
regulations are valid, or can reasonably be  assumed  to  be valid.
If it is believed that the data are questionable  and factors
exist that could reasonably challenge the data validity, then
such data should not be used as the basis of a control  strategy.
If on the other hand, all reasonable measures have been followed
in the collection of the data,  and unless the validation efforts
prove the data to be Invalid, then such data should  be  assumed
valid and useable.
                        H"6                              JAN 1977

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STEP 3:  Determine the second highest measured  ambient  1-hour con-
         centration that best represents  ambient  air quality levels
         in the area.   For most  areas, it will  be equal to the
         second highest 1-hour average that  occurred in a calendar
         year over the last 2 or 3 years. Measured data in lieu of
         statistically derived concentrations should be used as the
         basis of the control strategy (see  pages III-B-3 and III-B-4).
STEP 4:  If the second highest 1-hour ambient air quality concentration
         is equal to or above the national standard, it will be neces-
         sary to analyze the adequacy of  the existing Ox control stra-
         tegy to determine its ability to provide for attainment and
         maintenance of the NAAQS for photochemical oxidant.
STEP 5:  Determine the geographic area to be considered in the analysis.
         From available data, determine the  geographic  area where emission
         sources need to be controlled.   Evidence exists which Indicates
         that oxidant and its precursors  can be transported 100 miles
         or more.  It is believed that a  substantial portion of high
         oxidant measurements in non-urban areas  result from transport
         of oxidant and its precursors from  urban areas.  Therefore,
         the control strategy should primarily  concentrate on sources
         within the urban area.   Control  in  such  areas  should reduce
         ambient concentrations  in the urban and  the surrounding area
         and more distant downwind areas.
                                 II-7
                                                                   JAN 1977

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STEP 6:  Determine the sources of organic compound emissions  in the  area.
         This includes both mobile and stationary  sources.  Data  are
         needed for two purposes:  (a) to generally assess where  the
         ambient oxidant problem originates;  and (b)  to  determine the
         emissions reduction impact of various  possible  control regula-
         tions on source emissions.
              Available emission data have been shown to be generally
         adequate to provide for the assessment of the organic compound
         emissions in an area, however, these data may not in all cases
         be adequate for possible control strategy evaluation.  Since
         the control strategy is designed to  minimize high oxidant con-
         centrations in the "summer" months,  emission estimates on a
         daily basis (seasonally adjusted) rather than annual data are
         desirable.  Further, for control strategy design purposes,  it
         may be necessary to have the following information:
              (1)  Specific organic compounds emitted -  This  information
         may be necessary when determining the applicability  of control
         regulations.
              (2)  Emission variability - Due to the nature of many
         organic emissions (evaporative loss), organic usage  and  emissions
         may vary by season, whereas the process may not. Also some
         sources of organic may have a greater operating rate during the
         April to October period and therefore have a greater impact on
         ozone/oxidant levels than a source of the same  size  which operates
         at a constant level all year.

                                 II-8
                                                                    JAN 1977

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     (3)  Process equipment - In some cases  of solvent  usage,
the operating conditions of the process can  be adjusted to
reduce emissions.  A requirement for sources to operate
equipment at a lower temperature or to place lids  on vats of
solvents may reduce the solvent usage and thereby  decrease
organic compound emissions.
     Mobile sources also account for a large percentage of
the organic compounds emitted to the atmosphere and must be
inventoried.  The inventory should include emission estimates
for:
     (a)  Light Duty Vehicles  (LDV)
     (b)  Light Duty Trucks  (LOT)
     (c)  Heavy Duty Gas Vehicles  (HDGV)
     (d)  Heavy Duty Diesel  Vehicles  (HDDV)
     (e)  Motorcycles
     (f)  Aircraft and  others.
     In  order to  calculate emissions  for vehicles, the fol-
lowing  information is needed:
      (a)  The age distribution of  vehicles  and average VMT
by age  1n the area.   In Heu of this, the national  age dis-
tribution  (contained within  AP-42*)  can be  used.
      (b)  VMT by  vehicle category.
      (c)  Expected  growth  rate 1n  VMT by  vehicle  category.
      (d)  Average speed, temperature and the frequency of  cold
 starts  to hot starts  in operating  motor  vehicles.   (National
 averages are contained  within AP-42.)
 Compilation of Air Pollution  Emission  Factors,  and  various
  supplements, EPA AP-42.                                   j/\N 1977
                          II-9

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                Emission estimates will  need to  be adjusted to reflect
          emission  reductions that have occurred from source compliance
          with  adopted regulations (see also step 10).
STEP  7:   Using a source/receptor relationship, determine  the degree of
          control needed to  attain and  maintain the NAAQS.   In the  near
          future, EPA will make available alternative models to Appendix
          J which may be used to determine the  degree of control required.
          In those  cases where a determination  of the degree of control
          necessary is required Appendix J should be used.   For oxidant
          concentrations above 0.28 ppm, a proportional relationship can
          be used to extend  the Appendix J curve.  This may be accom-
          plished by the following procedure:
                (a)   determine second  highest concentration - assume 0.42 ppm
          for this  example,
                (b)   0.42 - 0.28 = 50% reduction needed to  attain 0.28 ppm,
                        0.28
                (c)   0.28 ppm requires 92% reduction to reach 0.08 ppm, and
                (d)   50% + 92% (100% - 50%) = 96% control required at 0.42 ppm.
                                      APPENDIX J
                              MXWIN HEAIUBEO I hour PHOTOCHEMICAL OHIOAHT CCNCEHmilON nil
                                   »1!       OB        0 Zi
                                               NOTE NO HYDROCARBON OR PHOTOCHEMICAL.
                                                 OXIOANT BACKGIIOUN5 ASSUMED
                          mo   :»    rao    )ifl   no    
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         Procedure
              Using the second highest  1-hour ozone/oxldant  concen-
         tration determined in Step  (3),  determine  the percent  reduc-
         tion (R) in organic emissions  necessary  to attain the  stan-
         dard from Appendix J or an  appropriate alternative  model.
         Multiply the total base year emissions  (Ej)  determined in
         Step (6) by the necessary percent  reduction  required.   This
         will yield the emission reduction  (ER) to  existing  sources
         required to provide for attainment.
              (R) (ET) - ER
         Example
              If organic emissions in the base year were  50,000 tons
         and the 2nd highest 1-hour oxidant concentration was 0.15 ppm,
         determine the emission reduction needed  to provide  for attain-
         ment of the Ox standard.
               (1)  From Appendix J  for 0.15 ppm, a 50% reduction 1n
                    organic emissions is  needed.
              (11)  50£ x base year emissions =  (ER)  emission reduction
                    needed.  0.50 x  50,000  tons = 25,000  tons reduction
                    in existing emissions needed  to provide  for attainment.
STEP 8:  Determine the future growth of emissions of organic compounds
         (Eg) in 5-year increments generally over the next 20 years;
         this period and the increments may be less 1n certain  cases;
         see 40 CFR 51.42 published  in  the  Federal  Register  of  May 3,
         1976 at 41 FR 18382.

                                 11-11
                                                                    JAN 1977

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     Various guidelines have bt.en prepared vr'th  regard to
obtaining and projecting growth in emissions  and allocating
such growth.  The techniques presented therein  are  too detailed
to summarize here.  The reader is referred to the following
volumes of the Guidelines for Air Quality Maintenance  Planning
and Analysis.
     (a)  Vol. 7. Projecting County Emissions,  EPA 450/4-74-008.
     (b)  Vol. 13. Allocating Projected Emissions to Subcountv
          Areas. EPA 450/4-74-014.
     An excellent synopsis of the entire Air  Quality Planning
process is found in the Air Quality Analysis  Workshop: Volume 1  -
Manual. EPA 450/3-74-080-a, November 1975. Growth of  stationary
and mobile sources should be obtained on the  most detailed level
available commensurate with resources and other aspects of SIP
development.  Because of the areawide nature  of photochemical
oxidant which exists due to the time required to form  ozone/
oxldant, allocation of organic emissions to subareas is not  as
critical as suballocation might be for other  pollutants, hence
it 1s  generally not necessary.  Subregional allocation is useful,
however, in determining the geographic impact of the control
strategy.
                        11-12
                                                             OH,< 1977,

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            STEP  9:   Determine the  organic  compound emission reduction necessary
                     to  attain and  maintain the NAAQS for oxldant.  Adding the
                     required emission  reductions  (ED) obtained 1n Step 7 and the
                                                   R
                     growth  in emissions  (Eg)  determined in Step 8 provides the
                     total  reductions  (Ej^) necessary to attain and maintain the
                     standard over  the  time period considered.
I                        ETR '  ER  + EG
            STEP  10:  Determine whether  existing emissions will be reduced by source
fl                   compliance  with already adopted control regulations.
                     (a)   Consider  the  impact  of the FMVCP over the time period
I                   (see  page III-B-11 for discussion of vehicular emission rates for
^                   light-duty  motor  vehicles to  be used prior to Congressional
                     action.)
•                   (b)   Consider  the  impact  on organic emissions (both Increases
                     and decreases) that  may result from (1) compliance with adopted
jj                   organic emission  control  regulations, or the regulations adopted
^                   primarily to minimize  emission of another pollutant but which
™                   may have an effect on  organic compound emissions, such as
ft                   various transportation control measures (TCM) or Inspection/
                     Maintenance (I/M)  programs for CO that may Increase or reduce
•                   organic compound  emissions and (2) ESECA or other fuel switches
                     that  may increase  or reduce organic emissions.


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                                            11-13                             JM  1977
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STEP 11: When additional controls are needed to provide for attainment
         and maintenance of NAAQS, consider the application of available
         control measures.
              Specifically the control strategy should consider where
         needed (1)  the full range of achievable stationary source
         controls for the urban area as a minimum; and (2)   all
         reasonable transportation control measures (Including an
         Inspection and Maintenance Program) for the central city and
         for adjacent areas of high vehicle density where these controls
         can be effective.  See Section III-C for description of achievable *
         controls for mobile-related and stationary sources.  To the
         extent possible alternative control strategies should be developed
         and tested.  The strategy selection should be made on the basis
         of adequacy of achieving desired goals as well as on the effec-
         tiveness and implementability of the various control schemes.
STEP 12: Considering the type of controls that are needed for attainment
         of NAAQS, determine the most expeditious date when NAAQS can
         be attained.  This shall be within 3 years except 1n certain
         specific cases.  If it is found that the application of all
         available control technology will not result 1n attainment,
         application of all available control technology must proceed as
         expedltiously as practicable.  As other measures become available,
         they must be applied also.
                                                                 ,    JAN 1977
                                 11-14

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                                 Ill
    QUESTIONS FREQUENTLY RAISED CONCERNING PHOTOCHEMICAL OXIDANT

     Factors that are of Interest and which should be considered 1n
the development of a control strategy for photochemical  oxldant are
presented 1n the following pages 1n question and answer format.  Most
of the answers are brief; however, one or more references are generally
provided for more specific Information.  In some cases,  copies of the
more pertinent references are Included 1n Section IV of this manual.
The questions/answers are subdivided by topic.  Topics are discussed
1n the following order:

Sub-Chapter             Topic                             Pases
   III-A       Attainment of National Standards       III-A-1 to III-A-3
   III-B       Control Strategy Development           III-B-1 to III-B-14
   III-C       Control Technology for Sources of
                  Organic Compound Emissions          III-C-1 to III-C-20
   III-D       A1r Quality Monitoring for Photochmlcal
                  Oxldant                             III-D-1 to III-D-7
   III-E       Emission Data                          III-E-1 to III-E-7
   III-F       Chemistry of Photochemical Oxldant     III-F-1 to III-F-7
                                  III-l
                                                                      JAN 1977

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                                          III-A
fl                       - ATTAINMENT OF THE NATIONAL STANDARDS -

•          QUESTION  -  Is there  a national ambient air standard for hydrocarbons?
m          Must  it be  attained?
            ANSWER -  The  Agency  promulgated an ambient air quality standard
I          for non-methane  hydrocarbons.  Theoretically it represented EPA's
            judgment  of the  maximum  level of non-methane HC that would not
I          cause a violation  of the 0.08 ppm oxidant standard under optimum
—          conditions  of sunlight and NO .  However, EPA has historically
I
™          based the need for HC control on the magnitude of the oxldant
•          problem rather than  on the hydrocarbon concentrations in the air.  State
            implementation plans (SIP's) are not required to meet the hydrocarbon
£          "guideline",  nor does EPA require measurement of hydrocarbons 1n the
_          ambient air.  However, where monitors are available, ambient hydrocarbon
•          data  can  provide valuable information.  The hydrocarbon guideline need
•          not be considered  for purposes of control strategy decisions.
            QUESTION  -  What  1s the National Ambient Air Quality Standard (NAAQS)
I          for photochemical  oxldant?
            ANSWER -  The  NAAQS for photochemical oxldant is 160 micrograms per cubic
B          meter (0.08 ppm) - maximum 1-hour concentration not to be exceeded more
•          than  once per year as measured by the Federal Reference Measurement
            Principle and Calibration Procedure (FRM).
I

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_                                          III-A-1
                                                                             t
JAN 1977

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ADDITIONAL INFORMATION - (1) Code of Federal  Regulations, Title 40 -
Protection of Environment, Subpart C -  A1r Programs,  Part 50 - National
Primary and Secondary Ambient A1r Quality  Standards,  Section 50.9 codi-
fied from Volume 36 of the Federal Register,  page  22384  dated November 25,
1971, (2) A1r Quality Criteria for Photochemical Oxidants - AP-63.
QUESTION - Is the NAAQS for oxldant valid?
ANSWER - Yes, it was based upon the best available information at the
time of promulgation.  Continuing study and revaluation of the standard
1s proceeding, however recent studies have found no basis for revising
the standard.  A report by the National Academy of Science  (NAS) to
Congress, September 1974, stated, "In general, the evidence that has
been accumulated since the promulgation of the Federal ambient air
quality standards by the EPA Administrator on April 30,  1971, supports
those standards.  Hence, on balance, the  (NAS) panels found no substan-
tial basis for changing the standards."
     A recent report by the World Health Organization also reached the
following conclusion.
          It 1s apparent that any primary  protection  standard
     between .05 and .10 ppm will provide  the narrowest  margin
     of safety against some possible detrimental effects 1n the
     more susceptible segments of the population.   There would
     seem to be little justification for exceeding .10 ppm for
     a primary protection standard, and the fact that the thres-
     hold limit value for occupational  exposures in the  United
     States 1s .10 ppm should reinforce the conclusion that this
     is the upper limit for a primary protection standard for
     the general population.
                                 III-A-2
                                                                     JAN 1977

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I
            ADDITIONAL INFORMATION -  (1)  NAS Report  to  Congress.  "Health  Effects of
§          A1r Pollutants,"  Serial 93-24, Volume 2; Sept.  1974.  (2) The  Health
m          Inplications of Photochemical  0x1dant A1r Pollution to  Your Corpunl ty;
•          EPA 450/2-76-015  (Aug. 1976).  (3)  Environmental  Health  Criteria  for
M          Photochemlcal 0x1dant, World  Health Organization,  Draft Report
            EHE/EHC/WP/75.5,  March 20, 1975.
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I                                           III-A-3
                                                                                JAN 1977

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                                           III-B
•                           - CONTROL STRATEGY DEVELOPMENT -

•          QUESTION - For what reasons must SIP's be revised?
•          ANSWER - Section 110(a)(2)(H) of the Clean Air Act, as amended requires
            that SIP's provide "for revision, after public hearings, of such plan
•          (1) from time to time as may be necessary to take account of revisions
            of such national primary or secondary ambient air quality standard;  or
|          the availability of improved or more expeditious methods of achieving
g          such primary or secondary standard; or (ii) whenever the Administrator
*          finds on the basis of information available to him that the plan is
ft          substantially inadequate to achieve the national ambient air quality
            primary or secondary standard which it implements."
•          QUESTION - What is Agency policy regarding requests for State Imple-
_          mentation Plan (SIP) revisions to attain and maintain the NAAQS for
"          photochemical oxidant?
•          ANSWER - One major air activity in FY 1976 was the review of all SIP's
            to identify those which are substantially inadequate for attainment
g          and maintenance of national standards.
                 The results of these activities have been consolidated 1n calls
•          for plan revisions Issued by the Regional Administrators in July, 1976.
•          These calls for revision addressed areas in which the SIP was found  to
            be substantially Inadequate for attainment.
I

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                                             IIII-B-1.

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     SIP revisions for oxldant must be submitted by  July  1,  1978.
This submission ought to include ("} a control  strategy,  (2)  emission
limit regulations for industries, (3)  transportation measures that
are currently practicable.   However, in areas where  attainment is
not demonstrated, the states should be made aware that their SIP
is not fully approved and that additional  measures must be submitted
as soon as an adequate technical basis is  developed.  This will
include (1) RACT for all industries where  possible and (2) many
additional transportation measures.  In many areas,  the application
of all the measures outlined above will not result in attainment
and maintenance of the oxidant standard.   In these areas, the SIP
will need to be revised periodically to include additional control
as technology improves and new transportation and land use measures
become feasible.
ADDITIONAL INFORMATION - (1) Nov. 12, 1975, Memo from Roger  Strelow/
Stan Legro to All Regional  Administrators, Subj:  Agency  Policy Regarding
Calling for Plan Revisions to Approved State Implementation  Plans  that
are Substantially Inadequate to Attain National Standards; (2) Mar.  16,
1976, Memo from Roger Strelow to Regional  Administrators, Subj:  Regional
Air Quality Attainment/Maintenance Activities;  (3) Guidelines for
Determining the Need for Plan Revisions to the  Control Strategy Portion
of the Approved State Implementation Plan, OAQPS 1.2-011  (Revised).
                                 HI-B-2

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            QUESTION - How frequently  should  plans be updated to reflect new
•          information with  respect to  air quality measurements, emissions data
            and modeling techniques?
|          ANSWER - In cases where the  adopted  control strategy is clearly in-
g          adequate to attain national  standards  for photochemical oxidant, the
*          plan should be revised as  new technology becomes available.  Efforts
ft          are currently underway within OAWM to  define this technology for
            both mobile and stationary sources of  organic  emissions.   In those
•          cases where the plan is believed  adequate to attain national standards
            or Is marginally  inadequate  to attain  national  standards,  it may be
•          prudent to delay  new calls for SIP revisions until the impact of full
•          implementation of the control strategy can be  assessed.
            QUESTION - How much ambient  air quality data are necessary to serve as
•          a basis for a control strategy?
            ANSWER - One oxidant season  of data  from at least one monitoring sta-
•          tion 1s generally needed,  but where  possible three or more years of moni-
•          toring data should be examined prior to defining a SIP design value.
            While it is beneficial to  have many  years of data at numerous sites,
•          the development of a control strategy  should not be postponed if
            minimal valid data exist that indicate substantial violations of the
|          national standards.
•               Measured data, not statistically  derived  concentrations should
            be used as the basis of the  control  strategy.   When using  any oxidant
•          air quality data, it should  be remembered that the late spring to early

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                                                                              JAN 1977

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fall period is the most important when  assessing  the  adequacy of a plan
for oxidant.   While violations of the oxidant  standard may be observed
at other times of the year, they are generally not  of the frequency
and magnitude of violations observed during the summer.
QUESTION - Why should measured data, rather than  statistically  generated
second maximum one-hour concentrations  be used for  photochemical oxidant
control strategy development purposes?
ANSWER - Occasions of peak concentrations are  relatively infrequent  and
may result from non-typical conditions.  Because  of the nature  of these
events, they are generally unpredictable.  Use of statistical techniques
to predict infrequent short-term events 1s not technically sound.  While
statistical techniques are generally useful in predicting long-term
averages, the precision of such techniques for predicting short-term
peak situations is limited.  A statistical technique  might predict the
maximum for an "average" year but the confidence  interval on such a
prediction would be broad and the interpretation  of an average  year  1s
somewhat vague.  Further, from a practical point  of view, valid measured
data can provide a sound legal basis for control  purposes.  Though 1t
is true that measured data will generally not  exist for every hour
within a year, and that some probability exists for not measuring
worst case conditions, use of properly  maintained continuous monitors
for measuring ambient photochemical oxidant concentrations can  provide
data for well over 80% to 90% of the hours within a year.  Hence,  it
can be reasonably expected that worst case conditions will be measured.
                                 III-B-4                             JAN 1977

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Even if peak conditions are not measured, use of available measured
data are more defensible and generally more acceptable than statis-
tically generated data.  Additionally, due to the precursor-pollutant
relationship it is difficult to predict the necessary values.
QUESTION - What meteorological data should be considered in determining
representative ambient photochemical oxidant concentrations?
ANSWER - At the present time, meteorological parameters cannot be
explicitly considered in recommended source/receptor relationships.
Models are now under development that may provide a mechanism to
consider transport and other meteorological factors, however until
these methods are available, such parameters cannot be explicitly con-
sidered.
QUESTION - What geographic area should be considered in the control
strategy?  Should control strategies include broad geographic areas
such as entire AQCR's, multl-AQCR's?
ANSWER - While it is true that high ambient levels of photochemical
oxidant are observed over broad areas of the nation, at the present
time it is recommended that the control of organic emissions be centered
primarily in urban areas.  EPA believes that much of the high rural
levels of oxidant are caused by transport of urban oxidant and precursors.
Hence for areas where the SIP has been determined to be substantially
Inadequate, the metropolitan area should be the primary area of concern
since these areas generally have the highest concentrations and also
contribute significantly to the area-wide problem.  Additional guidance
will be forthcoming to assist 1n the determination of the area size
that should be considered for control.  Reducing emissions 1n these
areas will minimize oxidant concentrations in the urban and surrounding
areas and will minimize transport of oxidant and Its precursors to
more rural areas.                                                       j/\M 1977
                                 III-B-5

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ADDITIONAL INFORMATION - Control  of Photochemical  Oxldants - Technical
Basis and Implications of Recent  Findings,  July 75,  EPA-450/2-75-005.
QUESTION - What is the definition of rural  and urban areas?
ANSWER. - The distinction between  rural  and  urban areas  for control  of
oxidant is difficult to establish.  Guidance will  be provided  1n  the
near future on how to make this determination.   It appears that the
criteria will be based on examination of the area population,  NMOC/NO
                                                                    /\
ratio, and ambient levels of NO .
                               /\
QUESTION - Should AQCR boundaries be modified for photochemical oxidant
due to the transport phenomena of photochemical oxidant?
ANSWER - No.  While there is evidence of long-range transport, many
questions exist about the extent  and origin of transported oxidant  and
its precursors.  More important is the question of how  to minimize
existing violations of the photochemical oxidant standards.   Recognition  of
transport and acceptance of responsibilities for contribution  to  down-
wind concentrations is essential.  Interstate and Intrastate  coordination
is necessary on the transport question regardless of AQCR boundaries.
Further, any geographic area can be used as the basis of  a control
strategy, e.g., more than one AQCR, or less than one complete  AQCR.
QUESTION - Is the Appendix J calculation still the required  method  of
determining the degree of organic emission  control needed to attain the
Ox standard?
ANSWER - Appendix J, based on non-methane organic compounds, 1s  still
acceptable and is the standard method; it is acceptable to replace  it
                                 III-B*6
                                  f
                                  \

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with a different technique using local  data with  adequate  documentation.
Although Appendix 0 was the best possible  approach  1n  1971,  1t  clearly
1s not adequate for a number of situations.  EPA  1s evaluating  several
models and during early 1977 will publish  the results  of the review  and
suggest possible alternatives to Appendix  J.  These alternative models
will attempt to accommodate transport and  the effects  of NO  .   For
                                                          A
immediate decisions the use of Appendix J  modified  by  proportional
rollback for Ox levels greater than 0.28 ppm 1s recommended  if  local
data are not available (see Section II., Step 7).
ADDITIONAL INFORMATION - (1) An alternative to the  Appendix  J method
for Calculating Oxidant - and N02 - Related Control Requirements,
Dr. B. Dimitriades; (2) The Use of Trajectory Analysis for Determining
Empirical Relationships Among Ambient Ozone Levels  and Meteorological
and Emissions Variables, Dr. E.L. Meyer, et al.;  (3) Combined Use of
Modeling Techniques and Smog Chamber Data  to Derive Ozone  Precursors
Relationships, Dr.  M.C. Dodge.  NOTE:  All  of the above papers  were
presented at the International Conference  on Photochemical Oxidant
Pollution and its Control, Sept. 17-22, 1976, Raleigh, N.C.
QUESTION - Should ambient background concentrations of photochemical
oxidant due to emissions from natural sources be  considered  1n  the
development of a control strategy, and 1f  so, how?
ANSWER - At the present time, no method exists to explicitly consider
ambient natural background concentrations  of photochemical oxidant 1n
                                  III-B-7
                                                                  '    JAN 1977

-------
the control strategy.  Natural  background levels of oxldant due to
natural sources occur on some occasions  1n the  range  of 0.04 to 0.05 ppm.
Some of the natural  sources of organlcs  Include vegetation, biological
action, geothermal  areas, coal  fields, natural  gas and petroluem  fields
and natural fires.   Natural ozone may also be of stratospheric origin,
however, its contribution to overall  ozone levels during  periods  of
high ozone concentrations is minimal.
     It is believed that the contribution of natural  sources 1s generally
small in urban areas in relation to peak oxldant concentrations.  Not
explicitly considering background concentrations in the control strategy
will tend to underestimate the degree of control needed to provide for
attainment and maintenance.
ADDITIONAL INFORMATION - (1) R.M. Angus  and E.L. Martinez, Rural  Oxidant
and Oxidant Transport, presented at the  Conference on State-of-the-Art
of Assessing Transportation Related Air  Quality Impacts,  Oct. 22, 1975,
(2) Control of Photochemical Oxidants -  Technical Basis and  Implication
of Recent Findings  - July, 1976, EPA-450/2-75-005, and  (3) Air Quality
Criteria Document for Hydrocarbons, AP-64.
QUESTION - Should transport of oxidant and Its  precursors be accounted
for 1n the development of a control strategy?
                                                                       JAN 1977

-------
ANSWER - Ideally, yes, but unfortunately at  the present  time  there
1s no available procedure or analytical  method available to adequately
consider transport 1n a control  strategy.  EPA 1s  presently attempting
to develop alternatives to Appendix J  which  may Include  the effects
of transport of oxldant and its  precursors.   In the  Interim,  only a
limited consideration of transport can be  made.  For example, transport
may be considered in a limited way by  using  measured air quality data
observed at a distance of 10 to  30 miles downwind  of the urban area, rather
than data within the urban area  itself.   Depending upon  the meteorological
conditions on the day in question, such data will  probably represent air
quality resulting from the upwind urban emission sources rather than
local sources.  In addition, it  may be possible in those cases where
ambient monitors are available in upwind and downwind locations to
quantitatively determine the impact of emissions from urban areas on
air quality.  However, because of the  complexity of  the  chemistry
and meteorology involved, such assessments,  though noteworthy, may not
provide precise definitions of transport.  It should also be  noted that
EPA believes that the urban control strategy will  have a significant
effect on the amount of oxldant  and precursors transported.
QUESTION - What, 1f any, 1s the  impact of fuel switching due  to ESECA?
ANSWER - The Impact of ESECA 1n  relation to  organic  emissions 1s rela-
tively minor.  Only 1/4% of the  total  U.S. organic compound emissions
are from utilities.  Modification of oil-fired to  coal-fired  boilers
should give only a minor increase 1n organic emissions (I.e., from
0.30 Ibs. to 0.36 Ibs. per 12,000 BTU  thermal heat input).  Gas to
coal conversion would result 1n  Increased  organic  emissions from

                                 III-B-9
                                                                     JAN 1977

-------
0.025 Ibs. to 0.36 "ibs. per 12,000 BVU thermal  heat input.   For a 500  MW
pi ant a conversion from gas to coal could result in an  Increase from
approximately 10 tons/year to 140 tons/year, assuming all  boilers
were converted, which 1s unlikely.  This total  is small compared with
total organics emitted within an area.
QUESTION - To what extent does growth information employed in plan
development for attainment and maintenance have to be internally con-
sistent and coordinated with other planning programs?
ANSWER - Growth projection applied to various emission  source categories
must be internally consistent, i.e., projection developed for use in
assuring maintenance of the NAAQS must be consistent with the usually
more limited projections used to plan for the attainment of the NAAQS.
These projections must also be consistent with 208 area-wide waste
treatment planning as well as "3-C" planning done in the urban area.
This kind of consistency can usually be assured by determining which
source of growth information has the most reliable information and then
using that source for all emission projection tasks.
     The level of detail available for emission projection purposes
is variable within selected source categories.  For example, mobile
source emissions may be estimated for a projection year by calculating
emissions by the procedures in Volume 7 or 13 of the AQM Guidelines using
(1)  VMT projections on a transportation link specific basis, (2)
total county VMT projections derived  from motor vehicle registrations,
or  (3) projected countywide fuel  use  usually based on population growth.
                                  III-B-10
                                                                    JAN 1977
                               r

-------
     Selection of the level  of detail  necessary  to project  growth
for specific emission source categ-.Hti  s^ou'd be governed  by  the
importance of that source to ':he air quality  ovoblem at  hand and
consideration of what kinds  of controls  and irvteragency  coordination
might later be required.   For example, use of link specific VMT
projections obtained from the area's transportdticn planning agency
through the regional (comprehensive) planning agency, while assuring
a common data base for air,  land use and transportation  planning
purposes, also provides a means, because of Its  specificity, to
indicate possible Implementable air pollution controls through
changes in urban land use, the transportation network, or vehicle  use
patterns.
QUESTION - What effect will  the amendments to the Clean  A1r Act have
on automobile emissions rates for organic compounds?
ANSWER - Several different proposals were considered by  the 94th
Congress (Table 1) that would alter the existing date (1978) of Imple-
mentation of the 0.41 gram/mile hydrocarbon emission limitation for
automobiles.  The proposals  1n Table 1 represent those under considera-
tion by Congress 1n April 1976.  Until specific  action 1s taken to
amend the law, it 1s recommended that the controls currently mandated
by the Act be used for planning purposes.  These are Included  in Table
1 under the column heading "Existing."
     While there may be some changes in  the effective date  of  emissions
reductions for automobiles,  any delay of the  nature Indicated  1n Table
1 will not have a significant Impact in  the overall control strategy
due to the low rate of vehicle turnover  and the  fact that emissions
have already been considerably reduced.

                                 III-B-11                             JAN  1977

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     An overall  composite motor vehicle  emission  projection  from  1970
to 1995 considering a 3% annual  VMT growth  rate,  applicable  motor
vehicle emission standard, and standard  conditions  is  presented in
Figure 1.
                               TABLE 1
          PROPOSED HYDROCARBON AUTOMOBILE EMISSION  STANDARDS
                              (gm/mile)
Effective   Existing  Dingell    House Sub-  Senate  House   Administration
  Year     	  Amendment committee    _       Report    Proposal
1977
1978
1979
1980
1981
1982
1.5
0.41
0.41
0.41
0.41
0.41
1.5
1.5
1.5
0.9
0.9
0.41
1.5
0.9
0.9
0.41
0.41
0.41
1.5
1.5
0.41
0.41
0.41
0.41
1.5
1.5
1.5
0.41
0.41
0.41
1.5
1.5
1.5
1.5
1.5
0.41
                                            DATE:   April,  1976
QUESTION - Recently, it has been noted that evaporative  emissions  from
automobiles are much higher than originally estimated.   What action  is
being taken to control this source of organic emissions?
ANSWER - On August 23, 1976, EPA promulgated regulations requiring
70% control of evaporative emissions from light duty vehicles and  trucks.
The new regulations and associated test procedures will  reduce  evapora-
tive emissions from these vehicles from 1.76 gm/mile to  0.6 gm/mile  in
1978.  These reductions should be accounted for in SIP development.
ADDITIONAL INFORMATION - Federal Register, Vol. 41, August 23,  1976,
page 35626.
QUESTION - It has been reported that the 1975 and 1976 model automobiles
are deteriorating at a higher rate than initially indicated, how should
this be taken into account?
                                  HI-B-12                          JAN 1977

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         The Increase of deterioration  of emission rates for automobiles
nas been noted primarily for carbon  monoxide.   While there has been an
increase 1n emissions of hydrocarbons  the  increase  in emissions is gen-
era"; 1y rot significant.   A new supplement  to AP-42  will be released
shcm'.y and the emission rates given there should be used for calculating
automotive emissions.
                                                                      JM, 1977

-------
         NORMALIZED MOTOR VEHICLE EMISSIONS  RATE  FOR  HC
1.4
  1970
1975
1980           1985

      CALENDAR YEAR
1990
1995
        Assumption:

           1.  National average automobile and truck age distribution
           2.  Low altitude, standard conditions
           3.  3% Compounded (annual) growth rate
           4.  National average vehicle mix (LDV 80.4%; LOT 11.8%,  HDG 4.6%;  HDD 3.2%)
           5.  1970 composite emission factor 12.4 g/mi
           6.  Based on Emission Factors in Compilation of Air Pollution Emission
               Factors, AP-42, according to current Federal  Law.
                                                                  III-B-14
                                                                   1977

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                                           III-C
              - CONTROL TECHNOLOGY FOR SOURCES OF ORGANIC COMPOUND  EMISSIONS -

            QUESTION - What 1s "Reasonably Available Control  Technology"  (RACT)
            for stationary sources, and how Is 1t determined  for  an  Individual
            source?
I          ANSWER - As part of the original  SIP development  in 1971  and  1972, the
            concept of RACT was expressed as  a series of examples of emission limi-
•          tations attainable by various source classes and  v/as  published  in
•          Appendix B of 40 CFR 51.   This original  concept is obsolete,  for several
            reasons.  First, it is now realized that the many individual  physical
•          specifications of plants  cannot be covered by a rigid "one-number"
            approach.  Controls that  may be achievable for a  source  in  one  area
•          may not be achievable for a similar source in another area  because of
•          variations in the process, the lack of space to retrofit  the  controls,
            or the like.  In other instances, if an  attempt 1s made  to  apply the
I          same emission limit to all sources regardless of  the specific situation,
            one may inhibit the application of better controls that  may be  quite
I          achievable for a specific source  at a specific location.  Further, it
m          1s the air quality that determines the degree of  control  necessary in
            order to attain the NAAQS.  Thus, similar sources may be  treated d1f-
•          ferently in different areas because the  reductions 1n air quality neces-
            sary to meet the NAAQS will vary, depending on the severity of  the air
|          quality problem.  In some instances, the SIP may  not  require  controls
_          that are at the limit of  achievable technology.   There  are, of  course,


                                             III-C-1
m                                                                             JAN 1977

-------
situations where the amount of control  required to meet  the  NAAQS  is
clearly beyond the limit of achievable  technology.  In such  cases, the
SIP is limited to achievable control  measures.   But even in  such situa-
tions what is achievable in one area  may or may not be achievable  in
another area.  For these reasons, a flexible procedure for determining
the RACT for various areas is appropriate.
     With respect to individual point sources with defined emission
points (i.e., those amenable to the application of "classical"  control
equipment), reasonably available control technology (RACT) defines the
lowest emission limit that a particular source  is capable of meeting
by the application of control technology that is reasonably  available
considering technological and economic feasibility.  RACT may represent
a relatively stringent, or even "technology forcing," requirement  that
goes beyond simple "off-the-shelf" technology.
ADDITIONAL INFORMATION - Strelow, R., to All Regional Administrators,
memorandum, Guidance for Determining  Acceptability of SIP Regulations
in Non-Attainment Areas, December 9,  1976.
QUESTION - Which organic compounds react 1n the photochemical oxidant
process and what 1s the Agency's approach to controlling organic
emissions?
ANSWER - Originally it was believed that some organic compounds react
to produce ozone while others do not.  It has since been determined
that virtually all organlcs react to produce ozone if Irradiated with
                                  III-C-2
                                                                           1977

-------
ultraviolet light for a long enough period.   Hence  1n  order to  provide
for attainment of the photochemical oxidant  standard,  1t will generally
be necessary 1n most urban areas  to control  all man-made non-methane
organic compounds.
QUESTION - Specifically, what regulations  for the control  of organic
compounds from stationary sources are  available at  the present  time?
ANSWER - Part 51, Appendix B, originally represented the Agency recom-
mendation with regard to organic  control.  However, experience  has
shown several defldences in Appendix  B, particularly  1n the area of
organic compound emissions.  These include (a) provisions  which require
clarification, (b) provisions which contain  inadequately defined source
categories, and (c) provisions which are obsolete.   Appendix B  there-
fore no longer represents Agency  policy regarding achievable controls
for hydrocarbon sources and it 1s being modified  to remove specific
limitations.  A policy statement  will  be substituted for the current
Appendix B.
     At present, EPA is investigating  regulatory  controls  for non-
methane organic emissions from coating operations from existing plants
1n the following industries:  (1) paper, (2) fabric (coating and rub-
berizing), (3) assembly of autos  and light trucks,  (4) cans, and
(5) coils.  Copies will be distributed to  the Regional Offices  shortly
as part of the OAQPS Guideline Series.  In addition, similar work has
begun on the following industries:  (1) film and  foil  coating,  (2)
degreasing, and (3) dry cleaning.
                                  III-C-3                          JAN 1977

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     Additionally, Stage I and Stage II controls on gasoline marketing
can provide up to a 90% decrease 1n organic compound emissions  from
those sources affected.
QUESTION - If it 1s known that control of all types of non-methane
organic compounds will generally be necessary to provide for attain-
ment of the oxldant standard, why does the Agency encourage the use
of substitution type regulations?
ANSWER - Control technology to minimize all NMOC emissions to acceptable
levels is not reasonably applicable to all sources or has not been
specifically defined for all sources at this time.  In the Interim,
substitution of lesser reactive organics for more reactive organics
should reduce oxldant within the general area around the emitting sources.
QUESTION - What are considered available controls for transportation
related sources?
ANSWER - The Office of Transportation and Land Use Policy in a January 9,
1976, Guideline on Policies for the Inclusion of Carbon Monoxide and
Oxidant Controls In State Implementation Plans Identified reasonable
transportation measures for SIP's.  Included in those measures deemed
                                  III-C-4
                                                                      •••  1977

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I
            reasonable are (1)  Inspection/Maintenance,  (2)  Vapor  Controls  for
|          Gasoline Marketing, (3)  Heavy Duty Vehicle* (HDV)  Retrofit,  (4)
_          Transit Improvements, (5)  Employer Incentives,  (6)  Parking Manage-
™          ment/Restrictions,  (7) Traffic Management/Restrictions,  and  (8) Ship
•          and Barge Controls.  Two measures  listed  as not reasonably available
            were gasoline rationing  and retrofit  for  light-duty vehicles.
|               Further, both  houses  of the 94th Congress  endorsed  the  following
            additional land use and  transportation type measures  for the control
•          of auto-related pollutant  emissions:
•                 (i)  motor vehicle  emission inspection and  maintenance  pro-
            grams;
•                (11)  programs to  control  vapor emissions from  fuel transfer
            and storage operations and operations using solvents;
•               (111)  programs for improved  public  transit;
•                (1v)  programs to  establish  exclusive bus and carpool  lanes
            and areawide carpool programs.
•          ADDITIONAL INFORMATION - Policies  for the Inclusion of Carbon  Monoxide
            and Oxidant Control in State Implementation Plans,  Office of Transpor-
|          tatlon and Land Use Policy, Jan. 9, 1976.
•          QUESTION - What reduction  in NMOC's is expected to occur from  the
*          implementation of various  Transportation  Control Measures?
I          ANSWER - Transportation  measures such as  mass transit, carpool incen-
            tives, etc., will  reduce organic compound emissions,  and theSe reduc-
||          tions  should be accounted  for 1n the  oxidant strategy.
            *A heavy duty vehicle  (HDV)  is  any  vehicle  in excess of 8500  Ibs. gross
             vehicle weight.
I
                                             III-C-5
                                                                               JAN  1977

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     Auto-use and emissions reductions  achieved by  transportation
controls derive from the effects  of the entire  group  of measures
included in a transportation control  plan,  rather than  the  effects
of individual measures.   Moreover, the  effectiveness  of specific auto-
use reduction approaches is strongly dependent  on local conditions.
Hence in any consideration of oxidant reductions identified with
specific control measures, it is  necessary  to view  these  reductions
as rough estimates which are subject to change  when placed  in  the
operating framework of the entire TCP for a particular  area.
     Several control measures (such as  retrofit and inspection/main-
tenance) are available to reduce  emissions  from 1n-use  vehicles.  Since
these control measures require that individual  vehicle  emissions be
reduced by a certain amount, it is relatively easy  (when  compared to
VMT reduction measures) to quantify emission reductions that may
result from the implementation of these control measures.
     The maximum VMT reductions from transportation measures will
result from coordinated measures  designed to discourage low occupancy
auto use and to encourage transit and carpool use.  However, transit
and carpool incentives by themselves are insufficient for achieving
significant emissions reductions.  Programs that do not incorporate
parking restrictions, surcharges, or other disincentives  are  unlikely
to achieve emission reductions greater than 5 to 10 percent.
                                 In'C"6                             JAN 1977

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I
                             ORGANIC  EMISSION  REDUCTION  MEASURES

                                                  Impact on            Reference
_           Measure                               Emissions             Number
*           1.   Inspection/Maintenance           Up  to 15% decrease      (1)
•           2.   HDV  Retrofit                    Up  to 85% decrease
                                                 (Catalyst w/a1r
J                                               pump and EGR)           (2)
             3.   Gaseous  fuel  conversion          Up  to 60% decrease      (2)


             References:
I           (1)   40  CFR  51,  Appendix N  (currently being revised).
             (2)   Review  of Control Strategies for In-Use Vehicles.  EPA Contract
|                Report  -  EPA 460/13-74-021,  Dec. 1974.

I

I

I

I

I

I
•                                            III-C-7

I

I
JAN 1977

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QUESTION - What are the costs associated with Inspection/Maintenance programs?

ANSWER - The following 1s  an estimate of the cost associated with  Inspection/
Maintenance Programs during 1975-76.                               i«H«.nun/


    FIXED AND OPERATING COSTS  OF A TWO-LANE  INSPECTION STATION

                           EMISSIONS ONLY

                    CENTRALIZED PUBLIC  FACILITY
                             (dollars)
FIXED COSTS                                 Loaded            Idle

Equipment
  Analyzers (3, w/CO, i!C,  CO?  and
             digital readout)               20,000           20,000
  Dynamometers (2)                         13,000
Site Costs (approx. 30,000 ft2
            required)                   20,000-140,000    20,000-140,000
Construction                               80,000           70,000
Administrative Startup and
  Miscellaneous                             7,000            7,000

Extras: Computer Systems,  Ignition
  Analyzers

     Total Fixed Cost                  140,000-260,000   177,000-237,000

ANNUAL COSTS

Annualized Capital Cost                 21,950-34,050    17,380-29,480
Operating Costs
  Salaries (5 inspectors,  1 super-
            visor @ 8 hrs/day, 300
            days/yr)                       80,000          80,000
  Supplies                                  2,940           2,940
  Overhead and Administrative Support      37,110          33,680

  Total Annual Cost                    142,000-154,100   134,000-146,100

COST PER VEHICLE

Design throughput, tests/year/lane         32,000          50,000
Design throughput, vehicles/year/lane      24,COO          38,000
  (assumed 30 percent failure rate)
Cost per registered vehicle              $2.96-3.21*    $1.76-1.92*
*These costs cover only the basics of building and operating stations, end
do not include such highly desirable items as public relations, data analysis,
mechanic training, research, capital expansion as required, etc.
                            III-C-8                                 JAN 1977

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I
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I
I
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I
I
I
I
I
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I
I
  FIXED AND OPERATING COSTS OF AN EMISSIONS  INSPECTION STATION
PRIVATE GARAGE
IDLE MODE
(ddllars)
CAPITAL COSTS
Equipment - Infrared Analyzer}/
Contingencies and miscellaneous
Total Capital Cost
ANNUAL COSTS
Annual ized capital cost (5 yrs-. @ 10%)
Salaries
Supplies

Alone
2,000
200
2.200

580
2,000
420

w/ ex is ting
safety
• 2,000
200
2,200

580
1,000
420
     Total Annual Cost                               3,000       2,000
ANNUAL COST TO LOCAL GOVERNMENT FOR PRIVATE GARAGE I/M, per one
     million vehicles (costs of scale should be considered for
     different size populations)

     Administration                                 75,000      50,000
     Enforcement                                   104,000      69,000
     Annualized Capital  Cost                        14,500      10,000
     Space Leasing, Contingencies, etc.              6,500       1,000

     Total Annual Cost to Local Government         200,000     130,000
     Per Vehicle Cost                                $0.20       $0.13


Extras:  Mechanic Training (approx. $60,000 per million vehicles)
         and certification of Repair Facilities
]_/  With average thruput per station of about 5 vehicles per day,
    one analyzer can easily cover up to three bays.
                           III-C-9

                                                              JAN 1977

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Maintenance Cost Guide

Assumptions:  a.) Costs applicable  to  1976.   Data  base  has  been adjusted for
                  inflation.
              b.) 3/4 of repairs are performed  by  commercial  facilities, and
                  1/4 by do-it-yourselfers.
              c.) No credit taken for  repair that  would be  performed as part
                  of a normal  maintenance regimen.

                                    BASIC TABLE

     Total* Failure Rate                        Cost per  Serviced  Vehicle

            10%                 '                          $33.00
            20%                     -                     $29.00
            30%                                           $26.00
            40%                                           $24.00
            50%                                           $23.00

*Percentage of vehicles rejected for HC, CO, or both.

Conditions of Basic Table:
              a.) Idle Test
              b.) Proportion of all rejected vehicles failing for excessive
                  hydrocarbons is 0.35 (normal  for most programs)
              c.) Maintenance must be mandatory
Adjustments to Basic Table:
                  Loaded te
                  Hydrocarbon repair  adjustment—

                  x = proportion  of all  rejected vehicles failing for HC
              a.) Loaded test—add three dollars to Basic Table values
              b.)
                  y = adjustment factor (multiply by basic idle or loaded
                      repair cost).

                  x  0.0   0.1  0.2  0.3  0.4  0.5  0.75  1.0
                 ' y  0.3   0.5  0.7  0.9~17T  1.3  1.7   O"

               c.) Fleetwide Cost per vehicle— multiply Cost per Serviced
                  Vehicle  by Total  Failure Rate

 Example:  A planned  I/M program is  to be loaded-mode, with an estimated
           rejection  rate of 32 percent, of which the HC failure proportion
           is 0.2.   Find Cost per Serviced Vehicle and fleetwide cost.

           Basic Idle Test  cost @ 32 percent           $25.50  (interpolated)
           Loaded Test Adjustment — $3                $28.50
           HC adjustment (x 0.7)                       $19.90— Cost per
                                                              Serviced Vehicle
           Fleetwide Cost per Vehicle  (x 0.32)         $ 6.40



                              IH-C-10                            JAN 1977

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QUESTION - What  is  the fuel savings due to Inspection/Maintenance programs?

ANSWER -
           FUEL SAVINS FROM INSPECTION/MAINTENANCE PROGRAMS
 Failure
 Rate

  (x)
50%
40%
30%
20%
10%
4.2
4.73
5.5
6.76
9.66
Annual Fuel
Savings-Serviced
Vehicles Only
      (y)
%       (gallons)
                      36
                      40
                      47
                      57
                      82
Dollar Savings
per Serviced
Vehicle
                      21.40
                      24.00
                      28.00
                      34.40
                      49.30
Annual Fuel
Savings-All
Vehicles

(%)  (gallons)
Dollar Savings
per Vehicle-
All Vehicli b
2.1
1.89
1.65
1.35
0.97
18
16
14
11
8
10.70
9.60
8.40
6.85
4.90
      All savings based on national averages of 11,500 vehicle-miles per
 year and 13.58 mpg.  Cost of fuel assumed at $0.60 per gallon.

      These estimates are based on the most extensive and reasonable
 data presently available to EPA: the Olson Short Cycle Tests, as reported
 in Section 2.6.2.2 of "A Review of Control Strategies for In-use Vehicles."
 An exponential function (resulting in the above table) relating annual
 fuel savings for serviced vehicles to failure rate was derived, based
 on HC and CO curves from the Olson Short Cycle Tests:

                                     -0.514
                          y = 31.5(x)

      Table figures are derived from tests on both pre-control and post-
 control vehicles.

      Other, more liberal, results on fuel economy are available, including
 those from the IUCP program, New Jersey Bell Telephone, the New York
 Taxicab Study, etc.

      The Olson Degradation Study  (144 vehicles, January 1975 population)
 showed an annual fleetwide fuel savings of 3.02 percent at 41 percent
 failure rate (OTLUP analysis).
                             III-C-11
                                                                    JAN 1977

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QUESTION - What operational  experience has  been  gained with  Inspection/
Maintenance programs?
ANSWER - The following pages give pertinent facts  concerning various
Inspection and Maintenance programs in New Jersey and Arizona.
Additional information sheets are included in Section IV for Cincinnati
and Hamilton County, Ohio; Chicago; Portland, Oregon; and Riverside,
California.
                              III-C-12
                                                                   JAN 1977

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               Location:   New Jersey

I              ...Type of Program:   State  operated permanent facilities» idle mode,
                                 mandatory  inspection and maintenance.   Includes
                                 safey  inspection.  Failed vehicles may  be retested
•                           .     at certified  private garages.

               Sites:   39 sites,  69 lanes,  1 mobile van  (rotates among sites)

I              Chronology:   Inspections began  July 1972, with  voluntary  maintenance
™                           phase.   Fully mandatory program commenced Feb. 1, 1974,
                            with  Phase  I  standards.  On  Nov. 1, 1975, Phase  II
                            •standards became effective,  and private garage reinspection
                           . begar. a two-year trial period.  Also beginning on this date,
                            new cars were withheld from  inspection for their first two
•          •                 yearly re-registrations.




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Geographic Coverage:.  Entire State  of New  Jersey  (3.8  million  LDV's)
§               Administering,Agency:   New Jersey Department  of Environmental  Protection
                                      '                 	*
                       (establishes  standards  and  technical  procedures),
                       Department of Motor  Vehicles  (administers  testing
                       and enforces  standards).
Capital Cost:   $250,000 for analyzers  and  related  equipment-inspection
               facilities already in operation  for safety.
             I.  Operating Cost:   DEP,  $330,000/yr
                                DMV,  $464,000/yr,  20% of which  is  "fringe  benefits"
                                Total   $794,000/yr

I             Cost to Motorist:  $1.00 taken out  of yearly registration fee,  includes
                                  safety.   $1.00 additional  fee at reinspection  garages.

I             Standards/Failure Rate:   Phase I -  approx.  12 percent  rejection
                                        Phase II - approx.  20 percent rejection
                   "                    Phase III  - approx.  30  percent rejection
•                                -All phases are four-stage, dependent on  model
•     •                                 year.


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                                                                                JAN 1977

I-"'-      '•	-    	,	-	     '•  '      '    	

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Enforcement:  Vehicle cannot be registered unless inspection is  passed..
              Enforced by sticker system.
                     a

Instrumentation:  125 specially modified Sun "EET 910" analyzers w/ color-
                  coded scales and pass/fail lights.

Data Collection:  Response card given to' each rejected vehicle.   Record
                  kept of failure and refailure rates, cost of maintenance,
                  nature of repair,  and type of facility performing
                  repair. . Initial refailure rate of 40 percent  has
                  dropped to IB percent (under Phase I standards).   NJDEP
                  al.so conducts periodic surveillance on groups  of 2000
                  vehicles.

Mechanic Training:  Plans to conduct training program at vocational
                    schools.  Plans to certify mechanics through NJASE.
                    Exxon has already conducted mechanic training for
                    emissions, affecting about 15 percent of all service
                    stations in State.

Waiting Times:  Major delays predated the advent of emission inspection
                and continued into both emission Phases I and II.  Delays
                cause many vehicles to needlessly fail the CO emissions
                test because of the "hot idle" effect.  These vehicles
                return to be retested for CO, making waiting lines even
                longer.  Private garage reinspection and the two year
                exemption for new cars were instituted as a result of
                excessive waiting times, but have not alleviated the
                problem thus far.  There have been no recent lane capacity
                improvements in New Jersey.

Problems (other):  Two year exemption for new cars means approx. 30,000
                   miles pass before cars are first inspected.  Lack of
                   capital -- capacity improvements cannot be made,
                   instruments cannot be upgraded, programs (mechanic
                   training, etc.) cannot be undertaken.  Refailure
                   rate has stabilized at 18 percent.
Achievements:  Nation's longest ongoing I/M program,  thirteen percent
               improvement in ambient CO readings since program began.
               This reduction is holding.  Three thousand garages have
               installed exhaust analyzers (as of 3/75).  This number
               has risen with the inception of the private
               garage reinspection program.
                             III-C-14

                                                               JAN 1977

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Location:  Arizona

Type of Program:  Contractor operated,  permanent and mobile facilities,
                  loaded mode.   Mandatory inspection with  voluntary
                  maintenance during 1976.

Sites:  12 permanent sites,  36 lanes (9 "metro" stations of 3 to 5 lanes
        and 3 one-lane stations in outlying areas.   One mobile station.

Chronology:  Voluntary testing began December,  1975 and became mandatory
             1-2-76.  Maintenance becomes mandatory January 1977.

Geographic Coverage:  Maricopa (Phoenix) and Pima (Tucson) Counties,
                      approx. 1.1 million vehicles  including trucks
                      and motorcycles.

Administering Agency:  Arizona Department of Health Services
         Operated by:  Hamilton Test Systems, Inc.
Capital Cost:  $134,000 one-time appropriation by State.
               $9.0 million to HTS, including location studies,  administra-
               tive start-up, etc., as well  as equipment,  land acquisition,
               and construction.

Operating Cost:  Est. $4.5 million by HTS in 1976.

Cost to Motorist:  $5, including one free retest.
                   The legislature is considering maintenance waiver
                   provisions to accompany the 1977 mandatory maintenance
                   phase.

Standards/Failure Rate:  HC and CO standards at low cruise, high cruise,
                         and idle dependent on engine type (2 or 4 stroke),
                         model year (4 stages), curb weight,  and number
                         of cylinders.  Cruise speeds dependent on vehicle
                         weight and"horsepower.  20% opacity standard .for
                         diesels.  Projected rejection was 35 percent,
                         but 47 percent of vehicles were actually failing
     •  .                  in early stages of program.  All  50 cc and larger
                         engines are covered, including two-strokes and
                         diesels.  Golf carts are exempted.  New cars are
                         not inspected until one year old.  15 year and
                         older "moving exemption", e.g., in 1976, model
                         years 1961 and older are exempted.
                             III-C-15
                                                               JAN 1977

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Enforcement:
Vehicles cannot be registered without proof of inspection
in 1976, or proof of passed inspection starting in 1977.
Proof consists of embossed stamp on registration form by
Hamilton.
Under-hood check for tampering and PCV operation. •
Besides annual registration, vehicles must also be inspected
at title change.  Scrap and auction sales, and sales between
private individuals are exempted.
Instrumentation:
Data Collection:
    All Otto-cycle vehicles tested on Hamilton infrared (NDIR)
    exhaust analyzers for HC, CO, and C02.  Wider range meter
    for two-stroke engines.  Opacity testing for Diesels.
    Clayton dynamometers.  Computer link provides automatic
    printout of results (no engine hookup as in Riverside).

    Vehicle ID information, all test results, lane location,
    time of day, etc. for all vehicles.
Mechanic Training:  ADHS has conducted 2-day seminars for mechanics.
Waiting Times:
Other Aspects;
  Some problems experienced at start of program, but these
  are expected to disappear due to optimizing hours of
  operation and better public awareness of all station loca-
  tions.  10 minutes is the planned maximum wait during a
  typical peak hour.
  Total Inspection'time is five minutes.

  Of the 5$ inspection  fee, $0.55 goes to the State.
  Part of this money is used for its own operating expenses
  and the remainder is  deposited in a special fund to be
  used for future  expansion, contingencies, etc.   Hamil-
  ton's $4.45 share of  the fee includes profit and program
  public relations.
Problems:   Initial adverse public reaction.
            As of mid-February, repeal,of program remains possibility.
            Lack of stabilized operating hours have caused complaints.
Achievements:
  Nation's first contractor-operated program  keeps  cost  to
  State minimal.
  Thruput good, with 100,000 vehicles in first  1  1/2  months.
  In the November 1976 election the voters  of  the  counties
  Involved approved the I/M program.
                              III-C-16
                                                 JAN  1977

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I
            QUESTION - What is meant by Stage I and Stage II vapor recovery?
•          ANSWER  - Emissions of organic compounds from gasoline handling and
            transfer operations result from displacement of vapors above the
•          liquid.  For the purpose of control of these vapors, gasoline handling
•          and transfer operations have been divided Into three phases:
                 (1)   Filling of tank trucks at bulk terminals.
•               (2)   Filling of storage tanks at service stations, and
                 (3)   Refueling of vehicles at service stations.
•          Stage  I controls are concerned with recovery of gasoline vapors during
•          the first  two phases of this operation.  During the first phase of
            this  operation, gasoline vapors are displaced by the Incoming liquid
I          through a  vent pipe.  Stage I controls require that the transfer of
            gasoline not be accomplished unless a recovery system is operational to
|          collect these vapors.  These controls must be designed to recover
p          approximately 90%, by weight, of those vapors normally vented to the
™          atmosphere.  The system generally consists of a nozzle using two hoses,
•          one for the  refilling operation and the other to be connected to the
            recovery system.  The same basic procedure is used during the second
f          phase  of operations with the vapors which are displaced from the storage
            tank  being vented to the tank truck for subsequent recovery at the bulk
™          terminal.
A               Stage II controls apply to vehicle filling and while they generally
            work  on the  same principle, collecting displaced vapors, as Stage I
M          controls,  there are additional problems Involved.  While fill spouts

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                                            HI-C-17                            JAN  1977
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for storage tanks can usually be modified to a standard connection,
those on automobiles, trucks, etc., are not uniform and 1n  many cases
Impossible to modify.  Additionally, while most storage tanks  have a
readily accessible vent pipe for the vapors to escape, most vehicle
fuel tanks do not.  This means that the vapor must be collected from
the fillneck while fuel is being transferred.   These two problems
have resulted in a variety of collection methods.   The vapor balance
system requires a tight seal over the tank fillneck and depends upon
the displacement of vapor by the fuel entering the tank.  One  difficulty
with this is that the design of the vehicle fillneck varies by car model
and year.  A second system is called the vacuum assist system.   This
system uses a vacuum on the recovery system to pull the vapors from
the tank rather than depending upon simple displacement.  The  vacuum
assist system also requires a recovery system due  to the excess air
taken 1n by the system during vapor recovery.
     Stage I controls were promulgated 1n the Federal Register by EPA
for 17 AQCR's on November 8, 1973.  Compliance with these regulations
was required prior to July 1976.  Minor extensions to this date have
been granted.  Stage II regulations were last proposed on November  1,
1976.
ADDITIONAL INFORMATION - A Study of. Vapor Control  Methods for  Gasoline
Marketing Operation:  Volumes I & II, EPA 450/3-75-046a, EPA 450/3-75-046b,
                                  III-C-18

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            QUESTION - What Criteria must be met to ensure that air quality mea-
H          sures  are implemented as part of the urban transportation planning
            process?
•          ANSWER - Specifically, five criteria must be met to insure that air
m          quality measures are implemented as part of the urban transportation
            planning process:  (1) The metropolitan transportation planning
•          organization should participate in the development or revision of
            transportation measures; (2) all transportation measures (excluding
•          source control measures, i.e., I/M and retrofit) scheduled for imple-
M          mentation in the next 3 to 5 years should be included in the short-
            range  Transportation Improvement Program (TIP); (3) all measures
I          involving improved transportation system management (e.g., bus priority
            treatment, parking controls, traffic-free zones) should be included
|          in  the Transportation Systems Management (TSM) element of the metro-
_          politan area's transportation plan, regardless of when these measures
*          are scheduled for  implementation; (4) each transportation measure
•          must appear in the annual element of the TIP for the year in which
            the transportation measure is scheduled for implementation; and (5)
f          the transportation plan should be consistent with the ambient air
            quality standards, with consistency defined as in the joint EPA-FWHA
™          guidelines for implementing Section 109(j) of Title 23, (page 17-18).
•          ADDITIONAL INFORMATION - FY 77 Regional Operations Guidance, Feb. 18,
            1976.
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JAN 1977

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QUESTION - What is emulsified asphalt  and is  it's  use  an  available
control measure?
ANSWER - Emulsified asphalt is asphalt which  is  in the form of an
emulsion using a nonflammable liquid,  generally  water  and/or emulsifying
agent such as soap.  This type of asphalt does not contain  the volatile
petroleum distillate used in conventional asphalt  paving  material.
Emulsified asphalt paving is currently being  investigated to determine
if it represents an available control  measure for  reducing  organic
compound emissions.
                                 III-C-20
                                                                     JAN 1977

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                                          III-D
                    AIR QUALITY MONITORING FOR PHOTOCHEMICAL OXIDANT
•          QUESTION - What is the reference method for determining oxldant 1n
            the  ambient  air?
v          ANSWER  - The Federal reference measurement principle and calibration
H          procedure  for determining oxldant 1n ambient air 1s the continuous
            chenrilumlnescence measurement principle calibrated with neutral
•          buffered potassium Iodide (NBKI), as defined 1n Title 40, Code of
            Federal Regulations, Part 50, Appendix D.  This method 1s specific
|          for  ozone.   As previously mentioned, Inaccuracies (I.e., positive
_          bias, approximately 5 to 10%) have been noted 1f the calibration method
*          1s not  followed carefully.  Interim modifications have been sent to
•          the  Regions  on techniques to minimize such inaccuracies while Inves-
            tigations  are continuing on an Improved calibration method.
|          ADDITIONAL INFORMATION - (1) April 14, 1975, Memo from Dr. J.B. Clements,
_          Subj:   Clarification of Reference Method for Photochemical Oxldant.
•          (2)  36  FR  22384, Nov. 25, 1971, As amended at 40 FR 7043, Feb. 18, 1975.
•          QUESTION  -  What other measurement methodologies are being used to
            monitor photochemical oxldant?  Are data collected by these other
I          methodologies valid?
            ANSWER  - In  1973 and 1974 the methodologies 1n Table I were being used
•          in the  field.

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                                           III-D-1
                                                                               JAN 1977

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                                             III-D-2
                                                                                                   JAN  1977

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                 As  can  be seen  at  the present time, data  from the Neutral KI
m          ColoHmetrlc (Code  14)  and two  coulometrlc methods (I.e., Codes  13
            and 15)  1n addition  to  the FRM  are designated  as either  approved
•          or unapproved (but  acceptable).   Unapproved methods may  be  used
m          until  equivalency regulations are promulgated.  After promulgation
            of those regulations (I.e.,  February  18, 1975), unapproved  methods
A          may be used  only for limited time periods after which they  must  be
            replaced with approved  methods.   Specifically, this may  not be
B          later than 5 years  after promulgation  for automated methods and  six
_          months for manual methods after which  time only approved methods
*          are to be used.  Use of methods designated "unacceptable" should be
•          discontinued.  Further, data collected by such unacceptable monitoring
            methods  should not  be used for  control strategy purposes.   More
J          specifically, data  from those methods  listed as unacceptable  cannot
            be used for  the following reasons:
I          TOTAL Ox 44101 11 ALKALINE KI- INSTRUMENTAL
•               The alkaline KI method  produces  such variable results  1n different
                 hands that data from one site cannot be compared with  data  from
•               another.
            TOTAL Ox 44101 51 PHENOLPHTHALIN
                 Results of this method  do  not agree with  those obtained  by  other
m               total oxidant  methods.
            TOTAL Ox 44101 81 ALKALINE KI BUBBLER
•               The alkaline KI method  produces  such variable results  1n different
                 hands that data from one site cannot be compared with  data  from
                 another.
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TOTAL Ox 44101 82 FERROUS OXIDATION
     Results of this method do not agree with those obtained  by  other
     total oxldant methods,
ADDITIONAL INFORMATION - (1) Designation of Unacceptable Analytical
Methods of Measurement for Criteria Pollutants. OAQPS  1.2-018, Sept.,  1974.
QUEST 101^ - Must a correction factor be applied to relate data from the
various "acceptable" methods to the Federal Reference  Measurement  Prin-
ciple?
ANSWER - No correction factor need be applied to data  collected  by
any of the "acceptable" methodologies.
QUESTION^ - Because of the possible inaccuracies associated with  the
procedure, must past data collected by the acceptable  methodologies be
adjusted to provide a more accurate level of ambient concentrations?
ANSWER - Insufficient information is available to determine exactly
how such data should be adjusted, if at all.  The data should be used
as 1s, with recognition given to the possible Inaccuracies 1n a  quali-
tative manner.
ADDITIONAL INFORMATION - December 18, 1975, memo from Roger Strelow to
Regional Administrators, Subject:  "Errors 1n Ozone/Oxidant Monitoring
System."
QUESTION - Where are maximum ambient concentrations of oxldant observed?
                                 III-D-4
                                                                       JAN 1977

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           ANSWER - During Initial SIP development 1n 1971-72 and until  recently
•         high oxidant levels were believed to be associated with metropolitan
           areas.  However, recent studies have shown that oxidant levels may
£         frequently exceed the NAAQS throughout large areas of the country.  It
_         was always realized that oxidant formation 1s a time-dependent process
*         and that maximum concentrations of oxidant would be observed downwind
•         of the urban center.  The studies have shown that oxidant and Its
           precursors may be transported in excess of 100 miles.  In some cases
•         the "downwind" concentrations may exceed urban levels.  However, such
           "rural" concentrations are believed to be predominantly caused by
*         transport of oxidant and urban emissions of its precursors.  It 1s now
•         believed that the highest oxidant concentrations will be routinely
           observed 10 to 30 miles downwind of the metropolitan area; however, the
I         location of instantaneous peak concentrations will vary (I.e., either
           closer to or farther from the urban area) depending upon meteorological
»         conditions.
•         ADDITIONAL INFORMATION - Control of Photochemical Oxldants - Technical
           Basis and Implications of Recent Findings - July, 1975, EPA-450/2-75-005.
I         QUESTION - How does the ambient N0/N02 split Influence the design of
           the oxidant monitoring network?
w         ANSWER - While this split may have an effect on where highest oxidant
•         concentrations are observed, other variabilities such as meteorology
           and reactivity of organics emitted will probably have a greater effect.
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Oxldant monitors should be located 10 -  30 miles  from the  urban  center
1n the prevailing wind direction during  those periods  when  peak  oxidant
concentrations would be expected (I.e.,  late spring  to early  fall).
QUESTION - What type of review should be performed to determine  whether
an adequate number of monitoring sites have been  properly  located to
assure the collection of representative  data?  When  should  this  review
be done?
ANSWER - Air Quality Monitoring Netowrk  Design and Instrument Siting.
OAQPS 1.2-012? provides guidance on the  siting and numbers  of monitors
that should be operated in the field to  give representative Information.
Further, FY 77 Agency Guidance Indicates that especially 1n those areas
with ambient air quality levels above the standard that existing moni-
tor^ng methods be reviewed this FY to assure that measurements of the
maximum photochemical oxidant are being  made.
     While OAQPS Guideline 1.2-012 recommends that ozone Instruments
be placed 5 to 15 miles downwind, recent studies  have shown that ozone
instruments should probably be placed 10 to 30 miles downwind (I.e.,
prevailing wind direction during daylight hours during oxidant season)
of metropolitan areas to measure high concentrations on a  routine basis
FY 77 Regional Operation Guidelines states that for  oxidant,  the Regional
Offices should review the general location of oxidant monitors around
major urbanized areas to ensure that at  least one oxidant  monitor is
located 1n areas downwind of principal urban areas.   Generally,  no
                                 III-D-6
                                                                 JAN 1977

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           overall Increase 1n the number of fixed station oxldant  monitors
I         appears needed at this time.  However, whenever possible reorientatlon
           of at least one monitor to a downwind location 1s recommended.   Moni-
|         tors located 1n rural areas will help provide Information on  the
.         pervasiveness of the oxldant problem and possibly define the  need
*         for additional controls.
•         ADDITIONAL INFORMATION - (1) A1r Quality Monitoring Network Design
           and Instrument Siting. OAQPS 1.2-012, Jan.  1974; (2) FY  1977
P         Regional Operations Guidance, February 18,  1976.

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                               III-E

                         - EMISSION DATA -

QUESTION - What are the major sources  of organic emissions  1n  the nation?

ANSWER - The following table 1s a summary of national  organic  emissions

by major emission category.  As may be seen, approximately  50% of organic

emissions are transportation related.

                 NATIONAL ORGANIC EMISSIONS - 1975
Source Type
Stationary Sources
Organic solvent evaporation
Open burning and Incineration
Petroleum storage and transfer
Chemical manufacturing
Petroleum refining
Fuel combustion
Other Industrial sources
Total stationary sources
Transportation sources
Light duty vehicles
Heavy duty gas vehicles
Off highway vehicles
Heavy duty diesel vehicles
Rail
Vessels
A1 re raft
Total transportation sources
Total
Percent contribution
11.8
10.8
8.8
6.7
4.4
4.0
2.4
48.9
37.0
7.6
3.7
<0.5
<0.5
<0.5
1.9
51.1
100.0
Source: Impact of New Source Performance Standards on 1985
Emissions from Stationary
Tons/year
3,500,000
3,200,000
2,600,000
2,000,000
1,300,000
1,200,000
700,000
14,500,000
10,980,000
2,260,000
1 ,090 ,000
120,000
110,000
100,000
500,000
15,210,000
29,710,000
National
Sources, EPA Contract 68-02-1382,
          Task 3, The Research Corporation of New England,  Wethers field,
          Connecticut.
                                 III-E-1
                                                                    JAN 1977

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QUESTION - Must emission Inventories  of  organic  compounds contain
information on the reactivity characteristics  of the emitted organic
compound?
ANSWER - Yes and no, depending upon the  purposes for which the inventory
is to be used.  For the purposes  of  (1)  quantifying organic emissions in
an area; (2) determining necessary emission  reductions to provide for
attainment of national standards; or  (3) determining the actual reduc-
tion in organic emissions that implementation  of organic control regu-
lations will achieve, only "total" organic compound emission data not
stratified by reactivity are needed.   (NOTE:   In some cases, however,
1t may not be possible to determine the  composition of the organic
compounds emitted.  Where it 1s possible to do so, those emissions
attributable to methane may be excluded  from the Inventory.)
QUESTION - What sources and source information should be 1n an
organic compound emission Inventory?
ANSWER - Table 1 is a partial list of major stationary sources that gen-
erally emit significant amounts of organic compounds.  Each of the
point sources within these sources categories  should be Identified and
                                 III-E-2
                                                                      JAN 1977

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•          Included  1n  an organic compound emission Inventory.  As may be seen,
•          many  Industries may emit organlcs from some portion of their process.
                 In addition to the Information that 1s generally obtained during
•          routine emission data collection activities, the following Information
            should be collected:
•               (1)  Specific organlcs or class of organlcs emitted and the amount
•          of  such organics emitted - This information may be necessary when
            determining  the applicability of control regulations.
•               (2)   Emission variability - Due to the nature of many organic
            emissions (evaporative loss), the organic usage and emissions may vary
P          by  season, whereas the process may not.  Additionally, some sources may
•          have  a greater operating rate during the March to October period and
            therefore have a greater impact on ozone/oxidant levels than a source
fl          of  the same  size which operates at a constant level all year.
                 (3)   Process equipment - In some cases for solvent usage, the oper-
£          ating conditions of the process can be adjusted to reduce emissions.
—          A recommendation to the source to operate equipment at a lower temper-
™          ature or  to  place Hds on vats of solvents may reduce the solvent usage
•          and thereby  decrease emissions of organic compounds.
                 Mobile  sources also account for a large percentage of the organic
jj          compounds emitted to the atmosphere and must be inventoried.  The
            Inventory should include emission estimates by
•               (a)  Light Duty Vehicles (LDV)
•               (b)  Light Duty Trucks (LOT)

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                              TABLE 1

              Major Sources of Volatile Organlcs From
                       Industrial Categories

Petroleum Ref1 irlng. Pistri button and Marketl ng

     Miscellaneous point sources - refineries
     Vacuum distillation
     Process gas combustion
     Crude, gasoline, AvGas, distillate, naphtha, etc.

Chemical Manufacture
     Ammonia
     Carbon black
     Charcoal
     Paint, varnish and printing ink
     Pharmaceuticals
     Synthetic resins, fibers and plastics
     Organic chemical manufacture

Combustion

     Boilers (coal, oil and gas)
     Stationary engines

Solvent Evaporation

     Degreasing
     Drycleanlng
     Graphic arts
     Metal coating

        Auto assembly
        Can manufacturing
        Coll coating
        Appliances
        Machinery
        Commercial products
        Furniture

     Textile coating and finishing
     Paper and film coating
     Wood finishing
     Tire manufacturing

Other Industrlal Sources

     Wood processing
     Metallurgical processes
     Mineral processes
     Food processing
                                 III-E-4
,-AN 1977

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                (c)  Heavy Duty Gas Vehicles  (HDGV)
                (d)  Heavy Duty Diesel  Vehicles  (HDDV)
                (e)  Aircraft
                (f)  Motorcycles and others
                Specific procedures for compiling emission Inventories  are  contained
           within Guidelines for Compiling a  Comprehensive Emission  Inventory,
           APTD 1135.  In addition, emission  factors  and specifications  of  the type
           of information needed to calculate emissions from various sources  1s  con-
           talned within Compilation of A1r Pollution Emission Factors,  EPA AP-42.
           ADDITIONAL INFORMATION - (1) Guideline for Compiling a Comprehensive
           Emission Inventory - APTD 1135.  (2)  Compilation of Air Pollution
           Emission Factors. EPA, AP-42 with  supplements.  (3) Source Assessments;
           Pr1or1t1zat1on of A1r Pollution from Industrial Surface Coating  Operations;
           EPA 650/2-75-019a, Feb. 1975.  (4)  Methodology for Inventorying
           Hydrocarbons. EPA 600/4-76-013, March 1976.
|         QUESTION - Are emission factors available  for natural  sources of
—         hydrocarbon?
           ANSWER - EPA is currently undertaking studies to expand our  knowledge
•         of emission rates for various types of natural sources.  It  1s anti-
           cipated that the present study Involving  vegetation will  be  complete
Q         1n early 1977.  Some of the natural sources  of organic compounds
           which may be included 1n the future are biological  action, coal  fields,
•         natural gas and petroleum fields and natural fires.  Until the
•         emission studies are completed, no techniques exist to estimate  natural
           emissions.  However, as pointed out on pages III-B-7 to III-B-8, 1t
I         is believed that the impact of natural sources of organic compounds
           will not be significant 1n relation to peak  urban levels  of  photo-
I         chemical oxldant.
                                                                                JAN  1977
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ADDITIONAL INFORMATION - (1)  AP-42 -  Compilation  of  A1r Pollutant
Emission Factors.  (2) A1r Quality Criteria for Hydrocarbons. AP-64.
QUESTION - What Information is required 1n  order  to  calculate vehicular
emissions of organic compounds?
ANSWER - In order to calculate organic compound emissions  for mobile
sources5 it is necessary to know the  emission  rate by  vehicle category
(e.g., light-duty vehicles, light-duty trucks, heavy-duty  vehicles, etc.,
and vehicle year) and to know the number of miles travelled by  each
vehicle category by vehicle year.
     With respect to vehicle  emission rates, EPA  has determined emission
rates by vehicle category and by vehicle year. The  results are published
in Compilation of Air Pollutant^Emission Factors, AP-42.   Emissions vary
by model year because of (a)  emission control  devices, (b) deterioration
of such devices, and (c) varying engine characteristics.   Also  because
emission control systems deteriorate  with time, the  emission factor for
a 1974 car will be different  in 1975  than 1n 1974.   Therefore,  to
accurately calculate mobile source emissions, it  is  necessary to know
the number of miles traveled by each  model  year of  vehicle in the  specific
calendar year for which emissions are to be determined.
     Information on vehicle usage within a given  area  can  be usually
obtained from local or State planning agencies, or  agencies dealing with
motor vehicles.  To the extent possible, the following Information
should be obtained from such agencies for the study  area in question.

                                 III-E-6
                                                                   JAN  1977

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™              (a) VMT by vehicle category
•              (b) Age distribution of vehicles by vehicle category
                (c) Anticipated growth 1n VMT by vehicle category
J              If such data are not available, use of national averages which
           are contained with AP-42 can be used.
*              The specific procedure for calculating emissions may be found
•         in AP-42.
           ADDITIONAL INFORMATION - Air Pollutant Emission Factors, EPA AP-42,
•         Third Printing, February 1976.  (A new supplement will be available
           shortly), Stralow, R., to Regional Administrators, memorandum,
m         "Guidance for Determining Acceptability of SIP Regulations in Non-
•         Attainment Araas," December 9, 1976.

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_                                                                              JAN 1977

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*                                         III-F
•                        - CHEMISTRY OF PHOTOCHEMICAL OXIDANT -
           QUESTION - What is the difference between oxldant and ozone?
B         ANSWER - Oxidant 1s not a specific compound but 1s a broad group of
_         diverse compounds with the predominant constituent, ozone (O,), as
I
•         an Indicator of their presence.  Oxldant is generally not emitted
•         directly from sources but 1s formed in the atmosphere as a
           product of various reactions of its precursors (I.e., organlcs and
•         oxides of nitrogen).  As presently used by the Agency, the term
           applies to those compounds produced by the interaction of N0«, organlcs
™         and oxygen 1n the presence of ultraviolet radiation.  Two basic com-
•         ponents of photochemical oxldant are (1) ozone - 03 and (2) peroxyacetyl-
           nitrate - (PAN) - CH3 CONOg.  Laboratory studies have shown that
I         aldehydes such as (1) formaldehyde - HgCO, (2) acetaldehyde - CHjHCO,
           and (3) other organic compounds may also be formed along with oxidant.
I              Attempts have been made to quantify the relationship between total
g         oxidant and ozone.  This has generally been done through the use of dual
           monitors at the same location, one specifically for ozone and the other
V         which measures all constituents of photochemical oxidant (generally through
           the use of potassium iodide (KI)).  These measurements theoretically
|         should provide the concentration of oxidation products other than ozone.
_         Some of these attempts to determine the percent of ozone in total oxldant
*         has resulted in the measurement of ozone concentrations greater than
•         total oxldant concentrations.  This in part has resulted from the dif-
           ficulty 1n making an accurate measurement of total oxldant and negative
I
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                                                                              .IA.N 197?

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interferences of other substances; there may also be  other,  unknown
reasons.  Most of this work has  been  done 1n Los  Angeles,  California,  and
it was found that the percent of ozone to total oxidant  varies with
meteorology and season; however, no explanation for this variation has
been found.  It was generally found that ozone constitutes approximately
90% of total oxidant, although ozone  fractions as low as 75% have been
found.  It is conceivable that the ozone fraction will  also  vary by
concentration level and types of hydrocarbons emitted.
ADDITIONAL INFORMATION - Control of Photochemical Oxidants - Technical
Basis and Implications of Recent Findings. July 15, 1975,  EPA 450/2-75-005.
QUESTION - When and how rapidly  is 03 formed?
ANSWER - Due to the dependence upon sunlight, the photochemical  formation
of ozone does not begin until sunrise.  Due to the fast reaction with  NO,
ozone buildup does not occur until almost all NO  is depleted.  Peak  con-
centrations of ozone are usually reached approximately 2 to  3 hours
after the NOp has reached its peak.  High concentrations of  ozone  persist
until the afternoon when reduced ultraviolet radiation decreases the
reaction rate of the photochemical cycle and increases in automotive
traffic increase the urban concentration of NO.   High ozone  concentrations
have been observed at night and this  is generally ascribed to transport of
ozone aloft from one area to another.  Atmospheric stratification  (ground
                                  III-F-2

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            level Inversions) which frequently occurs at night may effectively
fl          shield ozone from newly emitted NO.  The ozone thus trapped will not be
            depleted due to the scarcity of those compounds which normally reduce
I          ozone.  As the air parcel with the trapped ozone passes over the urban
£          area the Inversion may be broken by the topography of the urban area or
*          by the fact that the ground level air 1s generally warmer than the upper
•j          level air, producing vertical mixing.  An earlier rise 1n oxldant levels
            may also occur as the ground level Inversion 1s destroyed by solar heating,
g          allowing ozone aloft to become mixed with ground level emissions resulting
_          1n an earlier rise in ozone levels.
•          ADDITIONAL INFORMATION - (1) Control of Photochemical Oxldants - Technical
•          Basis ana Implications of Recent Findings.
            QUESTION - How 1s oxldant formed/depleted?
g          ANSWER - There are presently over 300 reaction steps postulated 1n the
            formation of photochemical oxldant.  There are, however, a few basis
•          steps which generally describe the formation mechanism (Figure 1).
•          The constituents of oxldant are secondary pollutants that form 1n the
            atmosphere.  Elements which must be present for oxldant formation are
•          NO, organics, oxygen, and ultra-violet light (sunlight).  Although

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                                                                                 JAN 1977

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oxidant may be present at almost any time of the year, oxidant   in
excess of the standard  is  generally found during spring and through
late summer.  Simplistically, nitric oxide (NO) reacts with either ozone
(O,) or oxygenated organic radicals (RO) to form nitrogen dioxide (NO^)
(Reactions 1 and 4).  The NOp then photodissociates  (Reaction 2) with
the free oxygen combining with oxygen molecules  (CL)  to  form 0,  (Reaction  3)
See Figure 2 for a schematic of the formation  cycle.
     (1)  NO + 03 -> N02 + 02
     (2)  N02 +v  NO + 0
     (3)  0 + 02 + 03
     (4)  R01+ NO •* N02 + RO
As already shown (Reaction 1), ozone may also  be depleted.  Some of the
depletion steps (Reactions 5 and 6) may result in  compounds which  generally
do not participate further in the photochemical  cycle.
     (5)  2 N02 + 03 -»• N205 + 02
(6)
          03 + HC + RC03
          RCOj + N02 -»• PAN
    PHOTOCHEMICAL
     BY-PRODUCTS
                                                           NITRIC
                                                           OXIDES
                                                          EMISSIONS
                                                    ORGANIC
                                                   COMPOUNDS
                                          FREE
                                        RADICALS
                           Figure 2 j
                  Photochemical production of oxidants.
                               HI 774
                                                                  N 1977

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—

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ADDITIONAL INFORMATION - Control  of Photochemical  Oxldants  -  Technical
Basis and Implications of Recent  Findings.
QUESTION - What is the interrelationship between organlcs  and NO   in
oxidant formation?
ANSWER - Organlcs and NO  are the two major constituents  1n oxidant
                        /\
formation.  The exact relationship and effects that increase  or decrease
ambient levels of either pollutant 1s currently under Investigation
within the Agency.  However, it 1s known that NO emissions  may depress
ozone around an NO source (i.e.,  excess NO  to available organics  would
tend to deplete Og), increased levels of ozone may be observed downwind
from an NO source, because the subsequent conversion of NO  to N02
provides a needed precursor to initiate the reaction necessary to pro-
duce oxidant.
     Notwithstanding the above, evaluation  of smog chamber  studies
Indicates that for most broad metropolitan  areas control  of NO emissions
                                                              A
to minimize ambient oxidant levels would be much less effective than
the control of organic compounds.  It is believed that the  ratio  of
ambient non-methane organlcs (NMOC) to NOV  (i.e., NMOC/NOV  ratio) in
                                         A                X
urban areas is such that reduction in ambient concentrations  of Ox
are best achieved by control of organic compound emission sources
rather than NO  sources.  The relationship  1s complex and preliminary,
and further work on the subject is continuing.
                                 III-F-5
                                                                      JAN 1977

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ADDITIONAL INFORMATION - (1)  Control  of Photochemical  Oxldants - Technical
Basis and ImpVIcations of Recent findings/.  (2)  Oxldant Control Strategies,
Part I.  An Urban Oxldant Control Strategy  Derived from Existing Smog
Chamber Data.  Dr. B!  Dlmitriadas, 1976 - Submitted for publication.
(3)  Co:*isied Use of Modeling Techniques and Smog Chamger Data to  Derive
Ozone-Precursor Relationships, Dr. M.C. Dodge;  (4) An  Alternative  to
the Appendix J^Method for Calculating Oxldant - and NOp - Related  Control
Requirements, Dr. S. Dlnritn'ades.  NOTE: References (3) and (4) were
presented at the International Conference on Photochemical  Oxldant Pol-
lution and Its Control, Raleigh, N.C., 1976.
QUESTION - What are the Meteorological Factors  Affecting Oxldant Levels?
ANSWER - Recant studies have revealed various meteorological factors
conducive to the occurrence of high oxidant concentrations.  These Include
moderate to strong solar ultraviolet radiation, maximum dally temperatures
generally above 60° F, low surface winds (£8 mph), lack of a surface'-
based radlational Inversion but vertical mixing limited by a subsidence
inversion aloft, and existence of a slow moving high pressure air  mass
system with highest concentrations developing toward the center  and back
sections of such a system.  High oxidant concentrations are a complex
function of precursor emissions initially generated in an area or  region
and some combination of the above meteorological conditions.
     Recent evidence suggests that relatively high concentrations  may
occur simultaneouly over rather large geographic regions.  However, the
highest levels are observed 1n the vicinity of urban areas usually 15 to
30 kilometers downwind of the central business  district.  Therefore,

                                  III-F-6
                                                                   JAN 1977

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           relative to an urban area the prevailing wind direction  1s  also  of
           Importance.  The Incremental contribution to oxldant  concentrations
           of precursor emissions 1n individual urban area will  depend on factors
•         such as urban area size, emission densities, the resulting  atmospheric
           pollutant mix, and proximity to upstream urban areas  with sizable pre-
|         cursor emissions.
•         ADDITIONAL INFORMATION - Formation and Transport of Oxldants Along
*         Gulf Coast and in Northern U.S., EPA 450/3-76-033,  August 1976.
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                        Inspection/Maintenance Operation Experience

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•Location:   Cincinnati  and  Hamilton  County,  Ohio

 Type of Program:   Municipally operated  permanent  facilities,  idle mode,
              •  ,   mandatory inspection  and  maintenance.

 Sites:   Cincin.na.ti - 1  site,  4 lanes, includes  safety inspection
   '      Norwood  - 1  site,  1  lane,  includes  safety inspection
         Hamilton  County -  2 sites  (NewLown  and  Glenway),  3 lanes total,
                           no safety inspection.

 Chronology:   Fully .mandatory I/M began  in Cincinnati  and  Norwood on
              Jan. |, 1975, with no  voluntary phase-in periods.   Newtown
              began operation 8/75  and Glenway 9/75.   Operations ceased
              at  Newtown and Glenway, Feb. 1, 1976.
'  '' -           ,.--•;•
 Geographic Coverage:  Eventually the'whole  of Hamilton County,  about
                       600,000 LDV's.

 Administering Agency:   Individual  local  governments
 Capital  Cost:   (Cincinnati)  $12,600 for 9 analyzers  — inspection facilities
                already in operation for safety.

 Operating Cost:  (Cincinnati) $130,000 for 11  additional  positions.

 Cost to Motorist:   $3.75, including safety.

 Standards:  Same as Chicago, four-stage standards dependent on model
             year — projected 30 percent rejection.

 Enforcement:  (Cincinnati) Vehicle cannot be registered by City (sticker
               issued) unless inspection is .passed.   City Division of
               Air Pollution  Control has four vehicles issuing tickets
               on a limited basis.
     .          (Hamilton County)  No enforcement program.

 Instrumentation:  Sun # 910 I analyzers modified with color-coded scales
                   and pass/fail lights.  Cincinnati  has 9 of these,  Norwood
                   2, and Hamilton County 4.

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Data Collection:  Volumes passing and failing only.  By November '75,
                  Cincinnati vehicles .were failing at 17 percent and
                  Norwood at 28 percent, both down considerably from
                  program inception.

Mechanic Training:  None at present, but need exists.  Region V is planning
                    courses and CSU has been contacted.  City has responded
                    favorably to letter by Region concerning program.

Waiting Times:  No major problems

Achievements:  Demonstrated short  lead time adding I/M to existing  safety
               program.
                                                             JAN 1977

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Location:  Chicago

Type of Program:  City-operated mobile vans,  idle mode.   Mandatory
                  inspection with no enforcement = voluntary inspection.
 - -                Voluntary maintenance.

Sites:  9 sites, 18 lanes

Chronology:  Began inspection in June 1973.   EPA Region  V issued enforce-
             ment (s 113) order to City to meet inspection rate of 3000
             vehicles/day by December 1975.   If failing  to comply,
             mandatory inspection and maintenance of all Chicago and *
             Cook County vehicles entering Loop was to commence March 1976.

Geographic Coverage:  City of Chicago only (1.0 million  LDV's), but any
                      vehicle coming in will  be inspected.  Remainder of
                      Cook County is far behind in implementation.

Administering Agency :   City of Chicago, Department of Environmental Control
Capital Cost:

Operating Cost:  $1.65 million per year (estimated)

Cost to Motorist:  Inspection fee collected as part of annual  registration
                   fee, which was raised $5 at the time of I/M inception.
                   Cost of testing is about $2.25 per vehicle.

Standards:  CO and'HC standards for four model-year groups - estimated 30
            percent rejection.

Enforcement:  None

Instrumentation:  18 Sun # 910 I analyzers, modified to include C02
                  testing and computer control.  11 backups w/o C02
                  modification.

Data Collection:  Record kept on rejected vehicles, esp. model year 1975's,
                  which are failing at above 20 percent.  Study done in
                  conjunction with EPA's Emission Factor Program showed
                  75's failing at 25 percent (on Chicago test).

Mechanic Training:  Definite need, but none to date.

Waiting Times:  No problems
                                                                 JAN 1977

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-Location:  Portland, Oregon

 Type of .Program:   Combination of permanent and mobile  facilities,  idle
                  .mode, mandatory inspection  and maintenance.   Inspection
                   is biennial at present.

 Sites:  5 permanent sites, 10 lanes;  4 mobile vans,  5  lanes
         9 sites,  15 lanes total.  Plans call  for expansion  to  17 lanes.

 Chronology:  Voluntary inspection and maintenance  commenced  1/74.   In 18
              months, 105,000 vehicles were tested.   No transitional
              mandatory/voluntary phase.  Fully mandatory I/M.began 7/1/75.

 Geographic Coverage:  Portland Metropolitan Service  District -- urbanized
                       portions of Washington, Multnomah, and Clackamas
                       Counties (580,000 LDV's total).

 Administering Agency:  Oregon Department of Environmental  Quality (DEQ)
 Capital Costs:  Total cost of analyzers (29) was about $200,000.
                 Only one station was actually built for the program,
                 construction costing $77,000.  Located on State right-of-
                 way, land costs are not included.  This station has loaded-
                 mode and safety testing capabilities.   The four remaining
                 permanent facilities are leased.  A complete mobile van
                 setup, including new vehicle, 3 analyzers, and secondary
                 equipment, costs $40,000.

 Operating Cost:  Approx. $1.6 million for "on" year, $1.0 million for
                  "off" year.

 Cost to Motorist:  $5 for issuance of Certificate of Compliance.   Unlimited
                    retests.

 Standards/failure Rate:  Multiple standards, based on manufacturer's specs,
                          involving model year groups, manufacturer groups,
                          and engine-modifications.  Testing involves pre-
                          conditioning to offset hot idle effect.   Vehicles
                          can also be rejected for exhaust dilution, visible
                          smoke, and excessive idle speed.  Total  failure
                          rate is about 35 percent.

 Enforcement:   Vehicles cannot be registered without Certificate of Compliance
                                                                   JAN 1977

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Instrumentation:
Data Collection:
Mechanic Training:
                                              2.
   29 Sun "OEA 75" analyzers  with  digital  readout of HC,
   CO, and C02, and with remote viewing guages.   Systems
   are fully computer compatible,  but are  not computer
   controlled at this time.   For supplementary data
   generation, 2 Clayton and  2 Autoscan dynomometers are
   used.   Oregon State University  has CVS  testing capabil-
   ities.

   Actual  rejection rate,  Dec.  '75,  was 32%.   Refailure rate
   of 16%.  Record kept of all  emission readings.  Readings
   are taken at idle speed, 2500 rpm (intended mainly as
   pre-conditioning), and  then again at idle, with the
   lower  of the idle readings governing.  Supplementary
   loaded testing is also  performed  occasionally, with
   testing at 30 and 50 r.ph under  loads proportional to
   vehicle weight.

     Emission-related tune-up course at Clackamas Community
     College, in response  to  Oregon  I/M.  EPA Region X
     Assisted with funding through DEQ.  75-80 enrollees.
Waiting Times:
 Achievements:
 With 1976 as an "on"  year,  a "reasonable maximum" (at the
 Powell  St.  Station)  is one  hour.   To combat long waits,
 DLQ .k.eeps inspection  lanes  open on seven-day basis and
 licenses  private fleets (more than 100 vehicles) to
 inspect themselves.   During the "off" year of 1975, no
 waiting problems existed.
 Total  inspection time averages 3 minutes.

Downward trends in ambient CO have  been noted, but
contribution of I/M is not known.
Many garages are buying analyzers.
Of all I/M programs, has the most extensive, and therefore
the most equitable standards.   Difficulties in identifying
vehicles and their standards have been minimal.
                                                                   JAN 1977

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Location:   Riverside
Type of Program:
State-operated permanent facilities, loaded mode
(hi-cruise, lo-cruise,  idle).   Mandatory inspection
with voluntary maintenance at present.
Sites:  2 sites, 6 lanes.   Second station  opened  Feb.  19,  1976.

Chronology:   Phase I (pilot program)  -  began  inspections 9-2-75.
             Assuming success of Phase  I,  Phase II  begins  9-76 and
             Phase III late in 1977.  Under Phase II,  program expands
             to 25 sites with fully mandatory I/H for  those vehicles
             requiring registration changes (approx.  1.7 million
             vehicles).   Phase III, with 80 to 85 stations of 2 and
             4 lanes (290 total), requires fully  mandatory I/M for
             all registered vehicles.on a  yearly  basis.  "
Geographic Coverage:
Administering Agency:
    Presently, City of Riverside only (120,000 LDV's).
    Phases II and III will expand program to the
    remainder of the South Coast Air Basin (approx.
    6.6 million vehicles), including the whole or
    parts of Riverside, San Bernardino, Los Angeles,
    Orange, Ventura, and Santa Barbara Counties.

     California Bureau of Automotive Repair - administra-
     tion.  California Air Resources Board - operations.
Capital Cost:  $250,000 for 6 lanes of equipment (analyzers, dynos,
               computer control).  Land and building of currently
               operating station are leased on a monthly basis.
Cost to Motorist:
 Free at present.  Phases II and III, $5.00 (estimated),
 Waiver System - Maximum mandatory repair cost is $150
 or 20 percent of the vehicle's value, whichever is
 smaller.  This limit is provided to the vehicle owner
 via the computer-printout he receives.
Standards/Failure Rate:
       Matrix of standards for three model year groups,
       two engine size groups, and the presence or
       absence of air injection.  Projected rejection
       under these standards is 25 percent.  Standards
       will be updated as required.
       Vehicles may also be rejected for obvious safety
       deficiencies (bald tires, etc.) that may cause
       testing to be unsafe.  Vehicles 1955 and older
       are exempt from program.
                                                                JAN 1977

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                                             2.
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Enforcement:
              Phase  I  -  not  applicable.
              Phase  II ,- changes  in  registration  (buying, moving  into
                         State, etc.)  cannot  be made without  passing
                         inspection.
              Phase  III  - annual  renewal  of registration and  changes  in
                          registration cannot be  made without passing
                          inspection.
Instrumentation:
Data Collection:
                  For Phase I,  most analysis  equipment,  including
                  dynomometers, was manufactured  by  Autoscan.   System
                  uses computer data processing.
                                                            •>

                  Odometer readings and  vehicle age  along  with tailpipe
                  concentrations of CO,  HC, and NOx,   Computer hookup
                  (to tailpipe  and engine)  permits  instant diagnosis,
                  with three-mode analysis  of emission readings.   Vehicle
                  owner is provided with printout,  indicating  probable
                  cause of malfunction and  recommended service action.
                  After one month's operation, vehicles were being rejected
                  at about 30 percent.

                  Accompanying  Phase I is a surveillance program  involving
                  650 vehicles.  Anticipated  results of this effort
                  include program effectiveness  (utilizing the 1975 FTP),
                  cost effectiveness,  and "technical  effectiveness"
                  (vehicle thruput, waiting times,  etc.).   Final  report
                  should be available  by mid-March  1976.

Mechanic Training:  California  has a program  of mechanic licensing.

                    Under Phase I, a "certificate of qualification" is
                    required of mechanics to  perform repairs resulting
                    from the I/M program.  These  mechanics must attend an
                    orientation seminar  and either:
                       (a) possess a California  "Class A"  mechanic's license
                      . (b) pass a written examination
Waiting Time:
Achievements:
               No problems.   Demand-is kept uniform by mailing out  notices
               to 450 to 500 vehicle owners daily (chosen at random by
               computer).   The owner then has two weeks from date of
               postmark to bring in his vehicle.
               Total inspection time is about seven minutes.
               Public reaction has been excellent.   Unique combination
               of exhaust analysis, engine monitoring, and computer
               technology.  Diagnosis helps insure  satisfied consumer.
                                                                 JAN 1977

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REFERENCES
                                     JAN 1977

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           8.   D1m1tr1ades, Dr.  B. „ "An Alternative to the Appendix J Method for
•                Calculating Oxldant - And NO, - Related Control  Requirements, pre-
                sented at the International  Conference on Photochemical Oxldant
                fl — 1 1 „ .A. Jt — —. _.. J ^ ,L_ S*AU..i.u.^^  n.l.J —L.   hi f*   ^ -. M.A.   1 ft IT  1 A If
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1.   Angus, R.M. and Martinez, R.M., "Rural  Oxldant and Oxldant  Trans-
     port," presented at the Conference on State-of-the-Art  of Assessing
     Transportation Related A1r Quality Impacts,  Washington, D.C.,
     October 22-24, 1975.

2.   "Air Quality Criteria Document for Hydrocarbons,"  U.S.  Environmental
     Protection Agency, AP-64, March 1970.

3.   "A1r Quality Monitoring Network Design and Instrument Siting,"  U.S.
     Environmental Protection Agency, OAQPS Guideline 1.2-012, January
     1974.

4.   Clements, Dr. J.B., Memorandum, "Clarification of Reference Method
     for Photochemical Oxldant," April 14, 1975.

5.   "Compilation of Air Pollution Emission Factors," U.S. Environmental
     Protection Agency-, AP-42, February 1976.

6.   "Control of Photochemical Oxldants - Technical Basis  and Impli-
     cations of Recent Findings," U.S. Environmental  Protection  Agency,
     EPA 450/2-75-005.  July 1975.

7.   "Designation of Unacceptable Analytical Methods  of Measurement  for
     Criteria Pollutants," U.S. Environmental  Protection Agency, OAQPS
     Guideline 1,2-018, September 1974.
     Pollution and its Control, Raleigh, N.C., Sept.  12-17, 1976.

9.   Dimitriades, Dr.  B., "Oxldant Control  Strategies, Part I., An
     Urban Oxldant Control Strategy Derived from Existing Smog Chamber
     Data," 1976 (Submitted for Publication).

10.  Dodge-, M.C., "Combined Use of Modeling Techniques and Smog Chamber
     Data to Derive Ozone-Precursor Relationships,"  presented at the
     International Conference on Photochemical Oxldant Pollution and its
     Control, Raleigh, N.C., Sept, 12-17, 1976.

11.  "Environmental Health Criteria for Photochemical  Oxldants," World
     Health Organization, Draft Report, EHE/EHC/WP/75.5, March 20, 1976.

12.  "Formation and Transport of Oxidants Along Gulf Coast and Northern
     U.S.," U.S. Environmental Protection Agency, EPA 450/3-76-003,
     August 1976.

13.  "Guideline for Compiling a Comprehensive Emission Inventory," U.S.
     Environmental Protection Agency„ APTD 1135.  March 1973.
                                                                      JAN 1977

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14.  "Guidelines for the Evaluation  of Air Quality Data," U.S. Environ-
     mental Protection Agency,  OAQPS Guideline  1.2-015.  February 1974.

15.  "Guidelines for the Interpretation of Air  Quality Standards," U.S.
     Environmental  Protection Agency,  OAQPS  Guideline 1.2-008, August 1974.

16.  "Methodology for Inventorying Hydrocarbons," U.S. Environmental Pro-
     tection Agency, EPA 600/4-76-013, March  1976.

17.  Meyer, E.L. s et a!., "The  Use of Trajectory Analysis for Determining
     Empirical  Relationships Among Ambient Ozone Levels and Meteorological
     and Emission Variables," presented at the  International Conference
     on Photochemical  Oxidant Pollution and  its Control, Raleigh, N.C.,
     Sept. 12-17, 1976.

18.  "National  Academy of Science  Report to  Congress," September 1974,
     Serial 93-24, Volume 2  - Health Effects  of Air  Pollutants.

19.  "Policies  for the Inclusion of  Carbon Monoxide  and Oxidant Control
     in State Implementation Plans", U.S. Environmental Protection Agency,
     Office of Transportation and  Land Use Planning, January 9, 1976.

20.  "Quality Assurance Handbook for Air Pollution Measurement Systems,
     Volume 1 - Principles," U.S.  Environmental Protection Agency
     EPA 600/9^76-005, Jaunary  1976.

21.  "Review of Control Strategies for In-Use Vehicles," U.S. Environmental
     Protection Agency, EPA  460/13-74-021, Dec. 1974.

22.  "Source Assessments: Prioritization of Air Pollution from Industrial
     Surface Coating Operations,"  U.S. Environmental Protection Agency,
     EPA 650/2-75-019a, February 1975.

23.  Strelow, R./Stan Legro  to  all Regional  Administrators, Memorandum,
     "Agency Policy Regarding Calling for Plan  Revisions to Approved
     State Implementation Plans that are Substantially  Inadequate to
     Attain National Standards," November 12, 1975.

24.  Strelow, R., to Regional Administrators, Memorandum*  "Errors in
     Ozone/Oxidant Monitoring System," December 18,  1975.

25.  Strelow, R., to Regional Administrators, Memorandum,  "Guidance for
     Determining Acceptability  of  SIP Regulations  in Non-Attainment Areas,"
     December 9, 1976.

26.  "The Health Implications of  Photochemical  Oxidant  Air Pollution to
     Your Community," U.S. Environmental Protection  Agency, EPA 450/2-76-015,
     August 1976.

27.  "Transportation Controls to  Reduce Automotive Use  and  Improve Air
     Quality in Cities," U.S. Environmental  Protection  Agency,
     EPA 400/11-74-002, Nov.  1974.
                                                                    JAN 1977

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