6000345
          INTERIM TREATMENT GUIDE

       FOR THE CONTROL OF CHLOROFORM

         AND OTHER TRIHALOMETHANES
      WATER  SUPPLY RESEARCH DIVISION
MUNICIPAL ENVIRONMENTAL RESEARCH LABORATORY
    OFFICE OF RESEARCH AND DEVELOPMENT
         CINCINNATI, OHIO
                JUNE 1976

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         INTERIM TREATMENT GUIDE

       FOR THE CONTROL OF CHLOROFORM

         AND OTHER TRIHALOMETHANES
                    by



              James M. Symons


             Major Contributors
              J. Keith Carswell
              Robert M. Clark
              0. Thomas Love, Jr.
              Richard J. Miltner
              Alan A. Stevens
      Water Supply Research Division
Municipal Environmental Research Laboratory
     Office of Research and Development
          Cincinnati, Ohio 45268
                  June 1976
                            230 ,-

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                                TABLE OF CONTENTS

EXECUTIVE SUMMARY                                                1

INTRODUCTION                                                     5

     Background                                                  5

     Nomenclature                                                5

     1975 Surveys                                                7

     Surrogate Measurements                                      8

     Position of the Environmental Protection Agency            13

EXTENT OF PROBLEM                                               15

SUGGESTIONS FOR ALTERNATE TREATMENT                             18

     Change in Disinfectant                                     18

          Use of Ozone, Chlorine Dioxide, or Chloramine
           Instead of Chlorine                                  18

               Performance                                      18

               Cost                                             18

          Recommendations for Specific Treatment Changes        24

     Control of Chloroform Potential (Removal of Precursors)    24

          Clarification (Coagulation-Sedimentation-Filtration)  25

          Granular Activated Carbon                             26

               Performance                                      26

               Unit Cost                                        28

               Capital Investment                               37

          Recommendations for Specific Treatment Changes        38

     Removal of Chloroform                                      40

          Recommendations for Specific Treatment Changes        42

MONITORING                                                      43

ACKNOWLEDGMENTS                                                 46

REFERENCES                                                      47

APPENDICES                                                      49

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INTERIM TREATMENT GUIDE FOR THE CONTROL OF CHLOROFORM AND OTHER TRIHALOMETHANES





                              IN DRINKING WATER




                                 June 1976




                             EXECUTIVE SUMMARY




     On March 29, 1976 Administrator Train released a public statement that




said in part, "The recent test results and the fact that chloroform is prevalent




in the environment have convinced me that the prudent course of action at this




time is to minimize exposure to this chemical wherever it is feasible to




do so."  The statement also said, "EPA will work with cities and States to




evaluate certain modifications to current treatment practices that can reduce




the formation of chloroform during the water treatment process, without




lessening the effectiveness of disinfection.  EPA research has shown that




changes in chlorination procedures practiced by some water systems can result




in reductions in the levels of chloroform produced.  EPA plans to share these




initial findings on chloroform reduction with the States and some cities




encountering high chloroform levels, in an effort to reduce human exposure as




quickly as possible.  This will also allow EPA to gain added information to




support the development of national regulations to limit chloroform levels




in water supplies."




     EPA will shortly issue an Advanced Notice of Proposed Rulemaking seeking




public comment on various possible organic regulatory options.  If the




Agency choses to issue a new regulation now, it should be finalized this




calendar year to become part of the Revised Interim Primary Drinking Water




Regulations.   Between now and effective date of the Revised Regulations,




June 1977, the Agency will be aiding utilities who voluntarily attempt to




reduce the chloroform concentration in their drinking water.  The purpose




of this Interim Guide is to provide these utilities with the information they





will need to be able to assess their own particular circumstances in conjunction

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                                     - 2 -
with the technical assistance available from EPA.  As with all Primary




Drinking Water Regulations, any eventual Regulation related to chloroform will




contain final treatment recommendations.




     Chloroform concentrations can be lowered if chlorine is applied to the




water with the lowest possible organic content.  Therefore, in locations




where it is feasible, a utility should consider moving the point of application




of chlorine to the point in the treatment process where the water should have




the lowest organic content; after filtration, or after coagulation and




settling, if these unit processes are employed.  Improvement in these




clarification processes should also be considered.   This should reduce the




chloroform concentration of the finished water somewhat although it will not




be eliminated.  Utilities making such a change in disinfection practice




should carefully monitor the microbiological quality of their drinking




water to make sure that it has not deteriorated because of this change in




practice.




     Further reduction in chloroform concentration can be obtained if a




disinfectant such as ozone, chlorine dioxide, or chloramine is used instead




of chlorine.  These three disinfectants do not produce chloroform, although




they may produce other organic or inorganic by-products that have yet to be




identified, or evaluated for toxicity, or both.  Furthermore, chloramine is




a weak disinfectant and should not be used exclusively.  Finally, ozone does




not produce a disinfectant residual, thus the addition   of chlorine may




also be necessary.  If this practice produces a free chlorine residual,




some chloroform will be formed during passage through the distribution




system. Other oxidants such as hydrogen peroxide, potassium permanganate, and




so forth will also be evaluated as alternatives to chlorine.

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                                      - 3 -


     Water containing very little organic matter can be produced when fresh


granular activated carbon is used as a medium for the adsorption of organic


compounds.  This water can then be disinfected with either chlorine, ozone,


or chlorine dioxide and little chloroform or other organic by-products will


be produced because of the small quantity of organic matter available for


reaction with the disinfectant.  This treatment technique has the additional


benefit of removing many organic raw water contaminants, thereby providing


consumers with an additional margin of safety.  Other adsorbants may also


produce the same effect.


     The chief disadvantage of adsorption on granular activated carbon as


a treatment technique is that the adsorption capacity of the material is


limited.  For example1, studies with Ohio River water have shown that a

                                                                              2
30-inch bed of granular activated carbon receiving water at a rate of 2 gpm/ft


is effective for removing the potential for chloroform formation for about 1


month.  In other situations where the organic load is higher or lower than


that: in the Ohio River this period of good performance would probably vary


accordingly.  In general, however, the use of granular activated carbon for


the control of chloroform precursors means that the frequency of reactivation


will have to be increased over that commonly used when taste and odor control


is the only objective.  Other adsorbants will be evaluated for their ability to



control chloroform potential, as well as removing raw water contaminants.


     These techniques described above are all preferable to attempting


to remove chloroform once it has been formed as no unit process has yet been


demonstrated to be very effective for chloroform removal.  Although all the


information concerning these processes is  not known and an extensive research


program is ongoing to refine the information and confirm the results in the


field, enough is known to recommend the use of any of these treatment processes


in certain circumstances at this time.

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                                       - 4 -
     Costsof these unit processes are difficult to generalize as they vary

widely depending on local circumstances.  Table 1 summarizes some example cost

data, however.

                                     TABLE 1

                           SOME TYPICAL COST DATA
                       (All Costs in cents per 1000 gal.)

Design Capacity                                    1 mgd      10 mgd  100 mgd  150 mgd

Average Plant Flow                                 0.7 mgd    7 mgd   70 mgd   105 mgd

2 mg/£ chlorine, 30 min.  contact time              4          1       0.7      0.6

1 mg/£ ozone from air, 20 min, contact time        6          2       0.9      0.8

1 mg/£ ozone from oxygen, 20 min. contact time     8          2       1        0.8

1 mg/£ chlorine dioxide from sodium chlorite,
  30 min. contact time                             4          211

1 mg/£ chlorine dioxide from sodium chlorate,
  30 min. contact time                             *          *       *        *

Granular Activated Carbon, replacement of sand,
  on site reactivation                             41         12      6        5

Polymeric Adsorbants (macroreticular resins, etc.) *          *       *        *

Aeration, 30 to 1 air to  water ratio
          20 min. detention time                   22         13      9        9

*Insufficient information available to calculate unit costs at this time.

     Discussion of the various treatment techniques in detail including the

estimated cost of treatment, specific suggestions for modification of several

different types of water  treatment plants, and recommendations for monitoring

are contained in the Interim Guide that follows.
     A supporting document (Appendix) contains a detailed analysis of treatment

                                                              at suj
                                                              2,3,4
unit process cost , and three papers on the experimentation that supports
the treatment recommendations contained in this Interim Guide.

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                                    INTRODUCTION



Background



     Reaction of chlorine with certain organic materials to produce chloroform



and related organic by-products has probably been occurring since chlorination



was first practiced as a disinfection procedure for drinking water.  The



presence of these compounds in drinking water escaped detection until



recently because, having fairly low boiling points, they were lost during



certain steps in the procedures for performing typical organic analyses of



water by gas chromatography.



     Recently, however, both in The Netherlands  and in this country ,



investigators developed alternate organic analytic procedures that allowed



the measurement of this type of organic compound.  These investigators



used the newly developed analytic procedure to demonstrate that the



concentrations of chloroform and related compounds were generally higher in



finished water than in raw water, indicating that they were being produced



during the chlorination of water. '



Nomenclature



     For those readers unfamiliar with organic nomenclature, the following



discussion defines some of the terms used later in the Guide.  Although methane



gas is not involved, the reaction of chlorine in water with certain organic



compounds (believed at this time to be primarily humic acids, part of the



group  of organic materials associated with decaying vegetation) under certain



conditions produces a group of halogen-substituted single carbon compounds.



These compounds are named as derivatives of methane  (CH ) and are listed below.
                    	

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                                   - 6 -



                                  TABLE I

                       FORMULAS AND NAMES OF THE TRIHALOMETHANES
1.   Cl
      I
  H-C -Cl
      I
     Cl
Trichlorome thane
 (Chloroform)
2.     Br
        I
    H-C -Cl
        I
       Cl

     CHBrCl

Bromodichloromethane
3.    Br
   H - C - Cl
      i
      Br
    CHBr Cl
        2
Dibromochloromethane
4.   Br
      I
  H-C- Br
      i
     Br

   CHBr,,

Tribromomethane
 (Bromoform)
 5.    I
        i
    H -C - Cl
        i
       Cl

     CHC12I

 Dichloroiodomethane
       I
       i
    H - C - Cl
       Br

    CHBrClI

Bromochloroiodomethane
7.
  H- C - I
      i
     Cl

  CHC1I2

Chlorodiiodomethane
     H - C - Br
        Br
     CHBr I
 Dibromoiodome thane
    H -C - Br
    CHBrI
 Bromodiiod ome thane
                             10.     I
                                      I
                                  H-C -I
                                      I
                                     I
                                    CHI

                              Triiodomethane
                              (lodoform)

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                                       -  7  -
      Under  typical  circumstances  the  trihalomethanes produced  in  drinking water

 are  dominated  by  compounds  1  and  2  above,  but compounds  3  and  4  have  been


 frequently  found  and  5  has  been detected.   The  bromine-  and iodine-containing


 trihalomethanes have  been shown to  be  formed by chlorine oxidizing  any  bromide


 and  iodide  in  water to  bromine and  iodine,  these halogens  then reacting with


 organic matter to form  the  corresponding  trihalomethanes.  Fluorine-containing


 trihalomethanes are neither formed  during  fluoridation nor can chlorine


 oxidize fluoride  to fluorine  to produce them.


 1975  Surveys


      The  increased  interest in the  organic  content  of drinking water  generated


 by studies  of  the New Orleans, Louisiana  finished water, plus  the information


 in the literature cited  '  prompted the Administrator of the U.S. Environmental


 Protection  Agency to  announce a National  Organic Reconnaissance  Survey  (NORS)


 on November 8, 1974.  The purpose of this  Survey was, in part, to determine


 on a  nationwide basis,  the conditions  under which trihalomethanes were  formed


 during water treatment.  To accomplish this objective the  raw  and finished


 water in  80 water utilities across  the nation was sampled  and  the concentration

 of compounds 1 through  4 in Table I  determined  on  each  sample.  Note,  in an

 effort to somewhat simulate passage of water through a distribution system,

 these finished water  samples were not  dechlorinated at the time  of  collection,


 but the trihalomethane  formation reaction was allowed to proceed during sample

 shipping, although the  samples were iced.


     This Survey, carried out during February to April 1975 confirmed that


 all of the  chlorinated drinking waters investigated contained  some  chloroform,


 ranging from less than 0.2 ug/& (ppb)  to 311 yg/£.  One  utility  surveyed


 ozonated as the only  treatment and had <0.1 yg/Jl chloroform in its drinking
     Q
water .  A  companion  Survey (carried out during  the same time  period  by

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EPA'g Region V Laboratory) of 83 utilities in the upper mid-West yielded

very similar data ranging from a chloroform concentration of <1 yg/A to
         Q
366 yg/£.   Combining these two surveys,  Figure it shows the median chloroform

concentration to be 20 yg/£, with 10 percent of the drinking waters containing

more than 105 yg/£ of chloroform for this season.  Most of the finished

waters also contained some of the other three trihalomethanes measured.

Because 80 percent of the utilities surveyed were surface sources while only

20 percent of the Nation's community supplies are surface sources and many

utilities using ground water as a source  do not practice chlorination, these

data should not be taken as national statistics.  A similar survey, the

National Organics Monitoring Survey (NOMS) is being made during 1976 in

113 locations with samples collected in the Spring, Summer and Fall to

determine the seasonal variation in trihalomethane concentrateons.

     Prior to these Surveys some concern  was expressed that other chlorinated

compounds detectable by this analytic technique were formed during chlorination.

This possibility was examined for three other compounds, 1,2-dichloroethane,

carbon tetrachloride,and methylene chloride.  Results showed that these

compounds were not formed during chlorination.

Surrogate Measurements	

     Because the analysis for chloroform  is a gas chromatographic procedure

requiring skilled operators and about one hour to complete, a simple rapid

surrogate measurement that would predict  chloroform concentrations seemed

desirable.  Chlorine reacts with some organic precursors to form chloroform

and related products, therefore a test that would measure the precursor

concentrations in the raw water would be  useful for anticipating finished water

chloroform concentrations.  No direct test for trihalomethane precursors

exists, so a  test for general organic content was considered as an

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                           - 9 -
 400

 300


 200
  100
O)


  50
«J
Z
O
u
-s.
ee.
O
u.
O
ot
O
  25
10
       COMBINED NORS AND REGION 2 SURVEY

       152 UTILITIES

       122 SURFACE, 3"J GROUND

       165 SAMPLES, FEB.-APRIL, 1975
                     5  10  20   40  60   80  90 95

      PERCENT OF SAMPLES EQUAL TO OR LESS THAN GIVEN CONCENTRATION
       FIGURE 1.  FREQUENCY DISTRIBUTION  OF CHLOROFORM

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                                   - 10 -
alternative.  The difficulty with using a general organics tests as a

measure of chloroform precursors is that the precursor concentrations

are not a constant percentage of the general organic content.

     Nevertheless, in the report of the National Organics Reconnaissance
      o
Survey  three general organic tests were proposed as surrogate parameters,

non-purgeable total organic carbon* (NPTOC), ultra-violet absorbance, and

emission fluorescence scan.  Because turbidity interfered with the two

optical measurements, ultra-violet absorbance and fluorescence, they were
                                                                 o
performed on the finished, rather than the raw water.  The report  suggested

that raw water NPTOC concentrations were related to total trihalomethane

concentrations in the finished water.

     To review this suggestion, these data were statistically analyzed by

three different methods; Spearman Rank Correlation; Linear Regression

Analysis, and Log-Log Regression Analysis.  The high level of confidence of

the Spearman Rank Correlation Coefficients in Table II shows that the level

of the surrogate measurements does rise and fall as the chloroform concentration

rises and falls.  Table III, however,  shows that although the linear

regression correlation coefficient for NPTOC and ultra-violet absorbance with

chlorofrom concentration is fairly high, the percent of the chloroform

concentration variation explained by the variation in NPTOC concentration

or ultra-violet absorbance is fairly low, indicating that other factors are

important in determining the chloroform concentration in a given water.

Finally, the scatter of the data is shown by the magnitude of  the 95 percent:

confidence limits around the mean, again indicating that these  surrogate

measurements are poor predictors of chloroform concentrations.
*That portion of the total organic carbon concentration that remains in a
sample after the carbon dioxide has been purged out under acid  conditions.

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                                    - 11 -

                                     TABLE II

              SPEARMAN RANK CORRELATION OF SURROGATE MEASUREMENTS
Chloroform
Surrogate
Number
of Observations
Correlation
Coefficient
                                                         Level of
                                                         Confidence
Raw Water
NPTOC

Finished Water
Ultraviolet
Absorbance

Finished Water
Fluorescence
      82
      81
      82
     0.57
     0.48
     0.42
                                                              >99%
                                                              >99%
                                                             >99%
                                    TABLE III

               LINEAR REGRESSION OF SURROGATE MEASUREMENTS

                                               % of CHC10
                                              95% Confidence
                                               Variation Explained  Limits Around
Chloroform
Surrogate
Raw Water
NPTOC
Number
of Observations
82
Correlation
Coefficient
0.74
by Surrogate
Variation
54.5
the Arithmetic
Mean (43.7 yg/1
- 79.8 yg/£
Finished Water
Ultraviolet
Absorbance

Finished Water
Fluorescence
                      81
                      82
               0.54
               0.13
          29.2
           l.i

- 99.9 pg/£


- 117.4 yg/£

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                                   - 12 -
     In an effort to improve the usefulness of these surrogate measurements

as chloroform concentration predictors, they were reanalyzed after making a

log transform.  The data in Table IV shows that making a log transfer does,

in general, improve the usefulness of these surrogate measurements, but not

sufficiently to be considered satisfactory.  Therefore, the previous
          Q
suggestion  of the relation of raw water NPTOC concentrations and finished

water total trihalomethane concentrations was overstated, although the data

from the 1976 Survey will be tested for this possibility.  The possible

correlation of these general organic parameters and the organics - carbon

adsorbable test yielding the carbon chloroform extract concentration will

be attempted with the 20 other specific organic chemicals being measured

in NOMS.
                                TABLE IV

                   LOG-LOG REGRESSION OF SURROGATE MEASUREMENTS
Chloroform
Surrogate
Number of
Observations
Correlation
Coefficient
Percent of CHC13     95% Confidence
Variation Explained  Limits Around
by Surrogate         the Geometric
Variation	 Mean (16.2 \ig/i)
Raw Water
NPTOC

Finished Water
Ultraviolet
    82
   0.67
     45.5
234 to 1.7
Absorbance
Finished Water
Fluorescence
81
82
0.51
0.41
26.0
16.8
372 to 0.7
480 to 0.5
     One other possibility would be to make a multi-variant analysis to take

into account some of the other factors thought to influence chloroform

production such as the presence of free or combined chlorine residual, raw

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                                      - 13 -
water chlorination and so forth.   Even if this would be successful, the




resultant equation might be too'complicated to be useful.  The Division of




Public Health at the University of Massachusetts is attempting to make a




multi-variant analysis realting common water treatment measurements such as




turbidity, color, pH and so forth with chloroform concentrations as a




method of estimating historical chloroform concentrations from historical




water treatment plant data.  If successful, these data will be correlated with




cancer incidence.




     Although further research on the three surrogate analytic procedures




might improve them, at this time, the best method of determining the chloroform




concentration is to obtain the necessary equipment and technical staff to




perform the analysis directly.  This is particularly true because special




analytic equipment and skilled operators are required to make the surrogate




measurements.  These analyses do have a place in water treatment, however.




If an organic removal unit process is being used by a utilitys these general




organic content measurements are good process control determinations.




Position of the Environmental Protection Agency




     The release of the National Cancer Institute chloroform carcinogenicity




report   caused the Administrator of EPA to make a public statement on




March 29, 1976 suggesting that water utilities voluntarily take what steps




they could to reduce the chloroform concentration in their particular




drinking water.  To aid these utilities in this effort, the Agency has




prepared the Interim Treatment Guide that follows and will offer volunteering




utilities technical assistance.  In addition, EPA will issue an Advance Notice




of Proposed Rulemaking to solicit public comment and information regarding




alternative regulatory strategies for organics in drinking water.

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                                  - 14 -
     The purpose of the Interim Guide is to provide utilities with the



information they will need to be able to assess their own particular



circumstances and contains treatment suggestions for water utilities desiring



to reduce the concentration of chloroform in their drinking water, summarizing



data on cost and effectiveness.  A companion document to the Guide (Appendix)



details the unit process cost information  and the research data to support


                         2 3
the treatment suggestions ' .  Any final Regulation of chloroform will,



of course, contain treatment recomendations.



     The Administrator's statement dealt with the problem of chloroform in



drinking water because at the present time chloroform is the only trihalomethane



that has been tested for carcinogenicity, and other physiological effects.  The



other trihalomethanes measured in the three Surveys may, however, eventually



also be classed as health hazards.  For example, retrospective epidemiological



studies are currently underway in an effort to assess the impact of the



concentrations of chloroform and the other trihalomethanes on cancer rates in



exposed populations.  Therefore, the treatment research, although emphasizing



chloroform, investigated treatment techniques for removing four of the


                2 3
trihalomethanes. '   Thus a utility desiring to remove bromine-containing



compounds, will have the benefit of the available research information on that



topic.  For example, fourteen utilities in the NORS and Region V  Survey



had concentrations of bromine-containing trihalomethanes in their finished



water that exceeded the chloroform concentration.

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                                  - 15 -




                            EXTENT OF PROBLEM







     Although 90 percent of the water utilities sampled in the NORS and



Region V Surveys had wintertime concentrations of chloroform in their



drinking waters less than 105 yg/£,  a utility manager in a location not



yet sampled might want to know the concentration of chloroform and other



trihalomethanes in that particular drinking water, particularly in warmer



weather.  The analytic procedure has been published   and can be performed


                                                       12
onsite if qualified staff analists and proper equipment   are available.



Although an initial investment of from $7,000 to $8,000 is necessary,



purchase of such equipment will allow a water utility to monitor this



important parameter frequently, thereby providing their consumers with an



additional assurance of safety.



     If this is not possible, many State, EPA Regional, or qualified private



laboratories can perform this analysis.  Using these laboratories does



involve shipping of samples, and some delay in receiving results, but is



a satisfactory method of operation.  Note:  Because the trihalomethane



format-ion reaction will continue -in the sample bottle -If chlorine is present,



sodium thiosulfate should be added to dechlorinate the sample upon collection



if the concentration of trihalomethane at the time of collection is



desired.  If the potential for additional trihalomethane formation, such as



might occur during distribution, is to be investigated, the sample should



be stored without the dechlorinating agent for a time and at a temperature



and pH similar to that occurring in the distribution system and then


              4
dechlorinated.    Reference 4 is available as an Appendix to the Interim Guide.

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                                   - 16 -
     Another method for estimating which utilites might produce water with



high chloroform concentrations would be a comparison with the nine utilities



having the highest chloroform concentrations in the National Organics



Reconnaissance and Region V Survey, approximately the upper 10 percent.



These data, see Tables V and VI indicate that high chloroform concentrations



result  when surface or shallow ground water with a high NPTOC concentration



and a high chlorine demand is dosed with enough chlorine to produce a



high free chlorine residual, particularly if the water is somewhat basic.



Water utilities with similar characteristics would be expected to have



finished water with relatively high chloroform concentrations.  Controlled



experiments have confirmed that these factors tend to enhance the reaction


                                                     2 13
of chlorine with precursor to produce trihalomethanes '

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                                   - 17 -

                                   TABLE V

ANALYSIS OF NINE UTILITIES HAVING HIGH CONCENTRATIONS OF CHLOROFORM IN THE
                      NATIONAL ORGANICS RECONNAISSANCE SURVEY

                                  Range                     Average
Chlofororm Concentration          103 yg/£ - 311 yg/£       177 yg/£
Total Chlorine Dose               4.3 mg/£ - 18 mg/£        9.0 mg/£
Combined Residual                 0-1.7 mg/£              0.5 mg/£
Free Residual                     0-2.7 mg/£              1.2 mg/£
Raw Water NPTOC*                  4.5 mg/£ - 19.2 mg/£      8.4 mg/£
Finished Water NPTOC              2.3 mg/£ - 12.2 mg/£      4.7 mg/£
Chlorine Demand (Total Dose -
  Total Residual)                 2.8 mg/£ - 15.7 mg/£      7.3 mg/£
Finished Water pH                 7.3-9.5 (one unknown)
Number of Utilities with the following characteristics:
River Source - 5                  Old Granular Activated Carbon - 2
Lake or Reservoir Source - 3      Raw Water Chlorination - 6
Shallow Ground Water Source - 1   Settled Water Chlorination - 3
Filtration - 9                    Post-Chlorination - 6
Precipitative softening - 4
*Non-purgeable total organic carbon
                               TABLE VI
ANALYSIS OF NINE UTILITIES HAVING HIGH CONCENTRATIONS OF CHLOROFORM IN THE
                            REGION V SURVEY
 Chloroform Concentration     127 yg/£ - 366 yg/£      203 yg/£
Total Chlorine Dose           4.5 mg/£ - 13 mg/£       7.4 mg/£
                                                        (2 unknown)
Number of Utilities with the following characteristics:
River Source - 8
Lake Source - 1
Raw Water Chlorination - 3
Post-Chlorination - 7 (2 unknown)

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                                  - 18 -
                     SUGGESTIONS FOR ALTERNATE TREATMENT


     In general terms,  the reaction to produce chloroform is as follows:
         Chlorine + Precursors ——> Chloroform + Other Trihalomethanes
     This implies that  three approaches to chloroform concentration control
are available:
     1.  Change disinfectant.
     2.  Treat to reduce the precursor concentration prior to chlorination
          (control chloroform potential).
     3.  Treat to reduce the chloroform concentration after formation.
     In these studies   the use of ozone,  chlorine dioxide and chlorine
and ammonia were evaluated as'techniques for changing disinfectants.  For
control of chloroform potential (precursor concentration) coagulation-
sedimentation, adsorption on powdered- and granular activated carbon,
ozonation, and the use of chlorine dioxide were investigated.  Adsorption
on powdered- and granular activated carbon, ozonation, aeration and
the use of chlorine dioxide were studied as methods for chloroform removal.
Change in Disinfectant
     Use of Ozone, Chlorine Dioxide, or Chloramine Instead of Chlorine
          Performance
     When used as a disinfectant neither ozone, chlorine dioxide, nor chloramine
produced measurable quantities of trihalomethane.  Although this appears
favorable, the use of ozone does not produce a disinfectant residual to be
carried throughout the distribution system.  Further, the health hazard,
if any, of the by-products of the reaction of ozone with organic matter
occurring in water is not known.  The same situation, in general, exists
with chlorine.  Except for trihalotnethanes, chloramines and chlorophenols,
little is known about the by-products formed during chlorination.

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                                   - 19 -





      Finally,  if chlorine is used to provide a disinfectant  residual following



 ozonation,  trihalomethanes will  then be formed and  little  improvement is



 gained when compared  to  chlorination.   Combined chlorine has been suggested



 as a possibility,  but its ability to control general aftergrowth in the



 distribution system is questionable, although it will control total coliform



 organisms,  under some circumstances.



      Chlorine  dioxide, on the other hand,  does produce a residual,  which  is



 an advantage.   A disadvantage is the possible toxicity of  the organic



 by-products resulting from the reaction of chlorine dioxide  with organic



 matter in water,  again,  similar  to possible undiscovered problems with



 chlorine.   Furthermore,  a few citations in the literature  have indicated



 concern over toxicity of chlorite,  a possible product of the reactions of


                                              14 15
 chlorine dioxide when added to natural water.   '




     Another problem  with  chlorine dioxide  is  its generation.  The  reaction



 of  sodium chlorite  (NaCIO  )  and  sulfuric or  hydrochloric acid  will  produce



 chlorine dioxide without chlorine being present, but  this reaction  is



 inefficient.  Therefore, chlorine dioxide  is usually  generated by reacting



 sodium chlorite with  chlorine.   Because this reaction proceeds better



 at  low pH, excess chlorine  is usually added  to  reduce the pH.  This produces



 a chlorine dioxide and chlorine mixture.  The  quantity of excess chlorine



 in  chlorine dioxide can be  reduced by adjusting the pH with acid and



 carefully controlling  the  ratio of chlorine  to  sodium chlorite.  Although



 data indicate that the resultant chloroform  concentration will be lower



 when chlorine and chlorine dioxide are used  together when compared  to  the



use of chlorine alone, trihalomethanes will  not be absent if excess



 chlorine contacts the water.

-------
                                    - 20 -
     The Pulp and Paper Industry, the largest single consumer of chlorine




dioxide, generates relatively high volumes of chlorine dioxide via processes




using lower cost sodium chlorate (NaCIO ).  Two of these processes involve




a reaction mixture containing equal amounts of sodium chlorate and sodium




chloride (NaCl) and an excess of sulfuric acid to yield chlorine dioxide




and chlorine in a molar ratio  of 2 to 1.  The major difference between the




two systems is engineering design.   This difference results in one




system having greater yields and improved waste stream handling.  The Pulp




and Paper Industry has also used two other systems.  One of these systems




is based upon reacting sodium chlorate with sulfur dioxide (SO ) and sulfuric




acid to yield chlorine dioxide that  is contaminated with chlorine and sulfur




dioxide.  The other system makes use of a reaction mixture containing sodium




chlorate, methanol, and sulfuric acid to yield chlorine dioxide.  The systems




making use of sodium chlorate, sodium chloride, and sulfuric acid produce




the highest yields and are the most cost effective for the Pulp and Paper




Industry.  It should be pointed out that all four of the major processes




that  have found use in the Pulp and Paper Industry to produce chlorine




dioxide operate  on a scale larger than would probably be necessary for




drinking water disinfection.  The economics of scaling down these processes




are unknown at this time.




     Combined chlorine is not as reactive as free chlorine for the




formation of chloroform.  Therefore, if a utility should add ammonia




in conjunction with chlorine addition or shortly thereafter such that




no free chlorine residual ever existed for very long, chloroform formation




should be low.  The mere presence, however, of a combined chlorine residual




in the finished water does not assure that free chlorine was not present





sometime earlier during the treatment of the water.  For example, many

-------
                                 - 21 -
water utilites in the National Organics Reconnaissance Survey that had




a finished water with only combined residual did have substantial quantities




of chloroform in their water.  In these cases, free chlorine residual must




have been reacting with chloroform precursor at some time during the




treatment of the water,  In spite of this, combined chlorination as a




primary disinfectant was not discussed in detail in this sub-section




because not enough is known about its disinfecting power to judge its




value at this time.    Combined chlorine may, however, have a potential




as a secondary disinfectant to provide a residual in the distributuion




system following ozonation.




          Cost




     In an effort to compare the cost of alternate disinfectants, calculations




were made assuming no disinfection facilities at a water treatment plant.




Therefore, costs of disinfection equipment, plus the cost of a disinfectant




contact chamber is included for chlorine, ozone and chlorine dioxide.




The summary of these data, Table VII, shows that the cost of all three




disinfectants are similar.  Of course, in an existing plant, a change to




ozone might mean the abandoning of some of the existing chlorination facilities,




so on that basis the costs in Table VII might not be applicable.  On the




other hand, a water treatment plant now using chlorine could add chlorine




dioxide capability at a small incremental cost.

-------
                              - 22 -

                              TABLE VII

                   ESTIMATED COST OF DISINFECTION*

                   All Costs in Cents/1000 gallons
Design Capacity

Average Daily Flow



Chlorine 15«f/lb
0., generated by air

0  generated by oxygen
Chlorine 15«
-------
                                   -  23  -
      In this cost analysis,  a lower  ozone  and  chlorine  dioxide  dose  was




 compared to the chlorination dose  on the basis that  both  of  these  disinfectants




 are  more effective than chlorine and therefore less  disinfectant would be




 required.   During the  experiments  described  in Reference  3,  for example, 0.5 mg/£




 of either ozone or chlorine  dioxide  was sufficient to adequately disinfect




 the  effluent from the  dual-media filter in the pilot plant.   In a  later




 experiment 0.3  mg/£ of C10~  reduced  the standard  plate  count  population  to




 less than 1 per 1 ml.   A dose of 1.3 mg/£  was  required  for chlorine  to accomplish




 the  same disinfection,  although the  pilot  plant was  not performing too well




 at this  time, so this  might  not be the minimum chlorine dose.   Finally,  using




 a lower  disinfectant dose should cause the formation of less  non-trihalomethane




 organic  by-products, although this has not yet been  demonstrated experimentally.




      To  determine •' the  cost of disinfection to  a typical household, a family




 of four  was assumed  to  use 200 gallons of water per  day.  If  this  rate of




 consumption was  steady throughout a calendar year, the annual  usage would be




 73,000 gallons.   Therefore, multiplying any disinfection  cost in cents per




 1000  gallons time 73 would produce an estimate of the annual  cost  to a




 typical  household  for a  given  treatment process.  Using the costs  in Table VII




 chlorination contributes  from  about  $0.40  to $2 per  year  to the water bill of




 an average  household, depending on treatment plant size.  On the same basis,




 changing to ozone would make  these figures about  $0.50  to $4  per year,




while the use of  chlorine dioxide would cost from about $0.70 to $2 per





 year.  Note:  Because of  the influence of local conditions these costs should




be considered approximate.

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                                   - 24 -
     Recommendations for Specific Treatment Changes



     Although research on these and other alternate disinfectants is still



in progress,                      enough is known about their effectiveness



that any utility currently chlorinating that desires to lower their



trihalomethane concentration should consider these alternate disinfectants.



Care should be taken, however, during the transition period to insure the



microbiological quality of the finished and distributed water.  Utilities



currently using chlorine dioxide for taste and odor control should consider



using it both for taste and odor control and disinfection.  They should



attempt to generate the chlorine dioxide with as little chlorine as possible



in it for the maximum reduction in trihalomethane concentration.



     Utilities currently adding ammonia to create chloramines should review



their practice and reduce the elapsed time between the addition of chlorine



and ammonia to the minimum compatible with good disinfection.  Shortening



the contact time of free chlorine residual should reduce the formation of



trihalomethanes and if mixing is relatively good, disinfection should


,            16
be adequate.



Control of Chloroform Potential (Removal of Precursors)



     Control of chloroform potential was attempted by five treatment



techniques prior to chlorination — adsorption on powdered- and granular



activated carbon, the use of chlorine dioxide, ozonation, and coagulation-



sedimentation.  Unrealistically high doses of powdered activated carbon only



resulted in partial control of chloroform potential, the use of chlorine



dioxide was only moderately successful, and very high doses of ozone were



required to produce measurable results.  Clarification and adsorption on



granular activated carbon, on the other hand, were successful.

-------
                                   - 25 -
 Clarification  (Coagulation-Sedimentation-Filtration)
     Data developed during this study show that less chloroform is formed
 if chlorine is added to water with the lowest possible organic content
 (highest quality).  For example, filtration of Ohio River water through
 filter paper reduced the chloroform potential 26 percent while in the pilot
plant chlorinating settled water rather than adding chlorine to the rapid
mix reduced the chloroform potential 15 percent.  Two field studies have
demonstrated similar favorable results.  A limited attempt was made to enhance
coagulation and sedimentation by pre-ozonating raw water prior to coagulant
addition, but this was not too successful.  Therefore the quickest and the
least expensive method of maintaining low chloroform concentrations in
finished water, would be for a utility to chlorinate the highest quality water
possible.
     If water is filtered, the highest quality water is filter effluent. In
many water treatment plants, however, chlorine cannot be added at this point
because insufficient contact time is present to permit adequate disinfection
before use, unless additional contact tanks were constructed. Therefore,
chlorination of settled water just prior to filtration may be the best
alternative.  This also has the advantage of having a disinfectant pass
through the filters, thereby keeping them cleaner.
     Chlorination of coagulated and settled water has disadvantages, however.
One is that the concentration of chloroform and other trihalomethanes will
be reduced, but not eliminated in the finished water and will continue to
be formed during distribution.  Secondly, other organic by-products produced
during chlorination may or may not be reduced in concentration, but will
not be eliminated.  Finally, the absence of a disinfectant at the beginning
of treatment may cause problems because of the growth of algae, slimes

-------
                                    - 26 -
and higher forms in the early part of water treatment plants.  Periodic shock




chlorination or an alternate disinfectant could possibly control these




problems, but at those times some chloroform formation might  occur.




     Granular Activated Carbon




          Performance
     When fresh, granular activated carbon will adsorb most trihalomethane




precursors so that following granular activated carbon treatment chlorination




can be practiced without forming much trihalomethane;




         will reduce the possibility of producing hitherto unknown organic




by-products during disinfection because little organic matter will be




present with which any disinfectant can react, and,




         will, beyond removing chloroform and trihalomethane precursors,




produce water with a low overall concentration of organic matter, thereby




increasing the likelihood of the removal of raw water  organic contaminants




that may be of health concern now or in the future.




     In addition, fresh granular activated carbon will adsorb trihalomethanes




that have been formed by chlorination practiced prior  to granular activated




carbon treatment (see next Sub-section) .




     In spite of the advantages listed above, this treatment technique is




not without its disadvantages.  The performance noted  above can be achieved




when granular activated carbon is fresh, but this effectiveness does not




last for a long time.  For example, in a plant treating water similar in




character to the Ohio River (the source used in these  experiments), removing




the filter media, replacing it with 2-3 feet of granular activated carbon,




and operating the filters at conventional approach velocities of 2-3 gpm/sq ft,




would provide the excellent performance described above from the granular




activated carbon for about one month.  This time period will vary if water

-------
                                  -  27  -
 with  an organic  content  much higher  or  much  lower  than  that  in  the  settled




 water used  in  these  studies,  about an NPTOC  of  1 mg/1 in  the winter,  1.1  mg/Jl




 in  the spring, 1.4 mg/£  in  the  summer and  1.3 mg/£ in the fall,  is  applied




 to  granular activated  carbon.   Within these  limits,  however, with respect to




 performance, granular  activated carbon  adsorption  is the  best technique




 for chloroform potential control yet investigated.




      As noted above, although not directly related  to the chloroform  problem




 in drinking water, granular  activated carbon has the ability to  adsorb many




 other organics.  Because adsorption  is  not complete, however, some  uncertainty




 exists  relating  to the exact organic content of the  effluent from fresh




 granular activated carbon beds.  At  this time, measurement of the total




 organic  carbon content of fresh granular activated carbon bed effluent is not




 possible.   Although  in these studies non-purgeable total  organic carbon




 concentrations in fresh  granular activated carbon  bed effluents  are relatively




 low,  commonly less than  the  0.1  mg/Ji detection limit of the  analytic methods,




 the concentration of the "purgeable" total organic carbon fraction  in fresh




 granular activated carbon bed effluents is not known, although it is not




 expected to be high.




      Nevertheless, granular activated carbon has the ability to adsorb many




 specific organics of current concern even  when partially  exhausted  for the




 removal of general organic compounds as measured by  the NPTOC test.  For




 example, taste and odor causing  compounds  are removed for many months following




 the breakthrough of NPTOC.   Further, several years ago,  partially exhausted




granular activated carbon was shown  to remove dieldrin,  lindane, 2,4,5-T,




DDT, and parathion.  Finally, granular activated carbon removed 30 pg/£ of




naphthalene spiked into Cincinnati,   Ohio tap water for eight months even




 though other organics were  penetrating the bed long before that time.  This

-------
                                    - 28 -
is not true for chloroform, however,  which is much more water soluble than
naphthalene.  Chloroform at a detection limit of 0.1 yg/£ penetrated a
granular activated carbon bed treating Cincinnati, Ohio tap water about ten
days to two weeks before NPTOC penetrated at a detection limit of 0.1 mg/£.
Therefore, although some uncertainties exist relating to the complete organic
content of the effluent from fresh granular activated carbon beds,  past
evidence indicates that non-polar synthetic organics with low solubility in
water are well adsorbed by granular activated carbon.  Also, as noted
above, granular activated carbon can be very effective for removal  of
precursors of chloroform and other trihalomethanes thereby reducing the
potential for their formation upon chlorination.

           Unit Cost
     Attempts have been made to estimate the additional cost of water
treatment using granular activated carbon. The details of the assumptions used
in the computer program developed from the data in the "Technology  Transfer
Process Design Manual for Granular Activated Carbon Systems"   are  presented
in Table VIII.  Once calculated, these costs were then analysed to  determine the
influence of the following eleven variables on the estimated cost:   reactivation
frequency, percent granular activated carbon attrition loss per reactivation,
granular activated carbon cost, fuel   cost, wage rate, electric power cost,
interest rate, design life, load factor, construction cost index,and wage
price index.  An analysis was also made of the cost of off-site reactivation
for small plants and the cost of using granular activated carbon after
filtration rather than as a combination filtration-adsorption medium.
     The influence of the eleven variables on cost on one size plant are
presented in Table IX as an example.   Note:  Studies have not yet been

-------
                                    - 29 -
completed to determine the loss in adsorption capacity, if any,  of granular1

activated carbon for chloroform potential removal during reactivation.   If

the loss in capacity were high, this would increase the final cost.


                                   TABLE VIII

      FACTORS USED IN GRANULAR ACTIVATED CARBON COST CALCULATIONS



     Hydraulic Loading Rate = 2 gal/min/sq ft

     Contact time =4.5 min (Apparent)

     Activated Carbon attrition loss per reactivation cycle = 10%

     No loss in adsorptive capacity during reactivation

     Volume of granular activated carbon per 1 mgd filter >= 865 cu ft

     Reactivation frequency = once per month at 100% of design capacity,
        once per 1.4 months at 70% of design capacity (see Reference 1 for discussion)

     Activated carbon used as replacement for granular filter media

     On-site reactivation furnace, multiple hearth

     Plant production 70% of design capacity (A typical yearly average)

-------
                                - 30 -


                                TABLE IX

FACTORS FOR ADJUSTING UNIT COSTS FOR GRANULAR ACTIVATED CARBON TREATMENT

                          FOR A 100 mgd PLANT

                                Part A

                            ADDITIVE FACTORS
Effect on Operational Costs

Item

Granular Activated Carbon Loss
 per Reactivation Cycle, %
Granular Activated Carbon Cost,
  cents/pound
Fuel cost, $/Million BTU



Power Cost, cents/kw-hr



Direct Hourly Wage Rate, $/hr



Wage Price Index



Effect on Capital Cost

Item

Granular Activated Carbon Cost,
  cents/pound


Construction Cost Index
Value
 15
 10
  5

 54
 38
 19

 1.89
 1.26
 0.63

 1.5
 1.0
 0.5

 7.785
 5.190
 2.595

 2.672
 1.781
 0.891
 54
 38
 19

 3.851
 2.567
 1.248
Factor (see text for explanation)
          +0.295
           0
          -0.147

          +0.169
          0
          -0.220

          +0.040
          0
          -0.038

          +0.006
          0
          -0.006

          +0.159
          0
          -0.159

          +0.006
          0
          -0.005
          +0.169
          0
          -0.220

          +0.495
          0
          -0.510

-------
                                     - 31 -
                                     PART S
                                 MULTIPLICATIVE FACTORS

Effect on Operational Cost                Value     Factor  (see text for explanation)

Item

Reactivation Frequency, weeks between     3                  1.459
                                          6                  1.000
                                          9                  0.721

Hydraulic Load Factor, %                  50                 1.052
                                          70                 1.000
                                         100                 0.924

Effect on Capital Costs

Item

Amortization Period, yrs.                 10                 1.509
                                          20                 1.000
                                          30                 0.854

Interest Rate, %                         10.5                1.273
                                          7                  1.000
                                          3.5                0.730

Reactivation Frequency, weeks between     3                  1.215
                                          6                  1.000
                                          9                  0.915

Hydraulic Load Factor, %                  50                 1.289
                                          70                 1.000
                                         100                 0.764
     In Table IX three sets of values are given for each of the eleven

factors that influence the final unit cost.  The middle value is the one

used to calculate the unit costs presented in Table X.  For each variable the

lower value is about 50 percent of the middle value and the upper value is

about 150 percent of the middle values.  The factors in Table IXA when

multipled times the appropriate costs in Table X yields the change in final

unit cost caused by the change in that factor.  An example follows-

-------
                                   - 32 -
    For instance, changing the hourly wage rate from $5.190/hour to $7.785/hour




would increase the operating unit cost for a 100 mgd plant by [4.5^/1000 gallons




(from Table X) x 0.159]= 0.72^/1000 gallons, while reducing the construction




cost index from 2.567 to 1.248 would reduce the capital unit cost by  [1.5^/1000




gallons (from Table X) x -0.51] = -0.77«f/1000 gallons.  To individualize




unit costs, the changes for each factor in the "A" section of Table IX




from the middle value must be added and subtracted from the appropriate




cost in Table X, yielding the final new unit cost.




                                   TABLE X




           ESTIMATED UNIT COST OF GRANULAR ACTIVATED CARBON TREATMENT




                     (See Tables VIII and IX for Assumptions)









Design capacity, mgd                  1         10       100     150




Capital unit cost                     19.5      3.5      1.5     1.1




Operating unit cost                   21.5      8.2      4.5     4.0




Total unit cost                       41.0     11.7      6.0     5.1




    The factors in Table IXB are used slightly differently.  Here, rather




than add or subtract costs from the costs in Table X, the factors are




multiplied in sequence to yield an overall multiplying factor that is




applied to the resultant unit cost after the additive factors from Table IXA




have been applied.




    Because of the number of variables involved,each with its own impact




on total cost, calculation of a universally applicable unit cost is impossible.




To aid utilities calculate their own unit cost, Reference 1 contains eleven




monographs each of which shows the impact on total cost for the variable over




a wide range for four different plant sizes, Table IX being a brief example.




Several examples are also presented in Refrence 1.  This should allow a utility




to estimate its own total unit cost using local conditions for each variable.

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                                     - 33 -
     Using the middle values in Table IX, the unit costs were calculated that




appear in Table X.  For a 100 mgd plant, using all the lower factors in




Table IX, the total unit cost drops from 6«(/1000 gallons to less than 2(^/1000




gallons.  On the otherhand, using all the high factors in Table IX, the total




unit cost rises to over 17 ^/lOOO gallons.  Although either of these extremes




is unlikely, this shows the sensitivity of these unit costs to local conditions,




     The cost of granular activated carbon treatment with on-site reactivation




for a 1 mgd plant is very high, 41^/1003 gallons, see Table X.  These




costs could be lowered to more reasonable levels if the exhausted granular




activated carbon was transported to a central reactivation facility.  For




example, the cost of granular activated carbon treatment could be reduced to




about 16(^/1000 gallons by transporting the granular activated carbon as far




as 100 miles to a reactivation facility of the size equivalent to that required




at a 10 mgd water treatment plant.  This makes the cost for a 1 mgd facility




approach that of a 10 mgd plant.  If granular activated carbon treatment




is desired for small water treatment plants, regional reactivation facilities




will be essential.  Although need and not size will be the final determining




factor as to which utilities might use granular activated carbon treatment, to




give some prospective as to national impact, the Inventory of Public Water




Supplies lists about 420 utilities using surface water as a source with a




design capacity of 10 mgd or greater, serving about 77 million people and about




265 utilities with ground water sources in the same size range, serving




about 34 million people.

-------
                                  - 34 -
     Another factor that must be considered in the overall cost of granular

activated carbon treatment is the major capital expense of the on-site

furnace.  Currently four types of furnaces are available, the multiple-

hearth furnace, the fluidized bed furnace, the infra-red furnace and the

rotary kiln furnace.  At this time experience in this country is with the

multiple-hearth furnace. Table XI summarizes the estimated cost of these

types of furnaces.



                                  TABLE XI

       ESTIMATED CAPITAL COST OF GRANULAR ACTIVATED CARBON REACTIVATION FURNACES

Furnace Type                    Capacity         Estimated Total Cost

Multiple-Hearth                 5,000 Ibs/hr     $4.2 million

Infra-red*                      5,000 Ibs/hr     $0.8 million

Rotary Kiln                     5,000 Ibs/hr     See note

Fluidized Bed*                  5,000 Ibs/hr     $1.2million

*Because furnaces of this size have not yet been manufactured these
  estimates are very preliminary.

Note:  Insufficient information is available to estimate a cost for this
        type of furnace.

     Another analysis has been to determine the cost of constructing and

operating granular activated carbon contactors as a unit process following

filtration.  The assumptions used in this calculation are given in Table XII.

-------
                                     -  35  -




                                   TABLE XII




                 ASSUMPTIONS  FOR  POST-ADSORPTION CONTACTORS
Item
Number of contactors
2
Hydraulic loading (gal/min/ft )
Diameter contactors (ft)
Depth of contactors (ft)
3
Volume of granular activated carbon (ft )
Apparent Contact time (min.)
Reactivation frequency (months) at 70% of
capacity
Activated carbon attrition loss (% per
reactivation)
Financial Assiinintinn - See Middle Values Table
10 mgd
8
5.4
12
20
18,096
9
2.9
5
IX
100 mgd
28
5.5
20
20
175,930
9
2.9
5
     Although more capital intensive, calculations indicate that using




granular activated carbon in a post-filtration mode is only slightly more




expensive than replacing the granular media in the existing filter boxes with




granular activated carbon, see Table XIII.  The reason the overall costs are




so close is that post-filtration contactors can be constructed of any size




and shape and could be made deeper.  The longer contact time would permit longer




periods between reactivations, thus reducing the operating cost.  This




reduction in cost, plus the reduction in operating cost that would accrue




from lowering the percentage of activated carbon loss per reactivation cycle




because the handling of the granular activated carbon from these contactors




would be facilitated, overcomes the increased cost of constructing new facilities.

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                                     - 36 -

COMPARISON OF CAPITAL AND OPERATING COSTS FOR EQUIVALENT ADSORPTION/FILTRATION
AND POST-FILTRATION ADSORPTION SYSTEMS FOR 10 AND 100 MGD AT 70% LOAD FACTOR
                                   TABLE XIII
                      All Costs in Cents/1000 Gallons
                                             Operating and
                            Capital Costs    Maintenance Cost   Total Cost
                            10    100        10     100         10     100
	mgd   mgd	mgd    mgd	mgd    mgd

Adsorption/Filtration       3.5   1.5        8.2    4.5         11.7   6.0

Post-Filtration
  Adsorption                8.2   4.3        5.4    2.4         13.5   6.7
*These costs will vary at different locations so should be considered approximate,


     All of these unit costs should be compared to typical water treatment

costs.  EPA has nearly completed a study that shows the average cost (not

price which is reflected in the consumer's water bill) of drinking water in

eleven major utilities to be about 43 cents per 1000 gallons.  Twelve percent of

these costs are for treatment, with the balance for acquisition of water,

pumping, salaries of employees, administration, amortization of distribution

systems, and other nontreatment costs.  Using the previously discussed value

of 73,000 gallons of water usage per year for a household of four at 43 cents

per 1000 gallons the annual cost for water would be about $31, about $4 of which

would be for treatment.  Because of other charges, many annual water bills might

be higher than this value.

     The use of granular activated carbon adsorption as an additional treatment

process for controlling organic contaminants would add from $4/year to $9/year

to the water bill for a household of four for treatment plants in the 10 to 150

mgd range, using the data in Table X.  Of course, in locations where the

organic content of the water is greatly different from that used in the studies

upon which these costs are based or the factors are greatly different from the

-------
                                   - 37 -
middle values in Table IX, the cost for treatment using granular activated

carbon will be different.

          Capital Investment

     As can be seen from Table XIII, a separate contactor system is much

more capital intensive than replacing activated carbon in the filter shell.

Exploring these investment costs in more detail is worthwhile.  To this

point in the discussion all costs have been presented as unit costs, which

presents one view of costing.  In building these systems, however, utilities

must raise a considerable amount of initial capital.  Table XIV summarizes

for 1, 10 and 100 mgd plants the principal required and the total payback

cost for both the option of   replacing sand with activated carbon in the

filter shell and using separate activated carbon contactors.

                                 TABLE XIV

INVESTMENT COSTS FOR GRANULAR ACTIVATED CARBON TREATMENT AS A REPLACEMENT FOR SAND
AND IN A SEPARATE CONTACTOR SYSTEM  (All Costs in Thousands of Dollars)*

  Design Capacity               1 mgd             1Q mgd            IQQ mgd
                          Filter              Filter             Filter
Item	Shell    Contactor  Shell   Contactor  Shell   Contactor

Principal                 610      857        994     2,328      4,247   12,207

Total Cost
(Principal & Interest)    1,100    1,543      1,788   4,190      7,665   21,973
*Based on 7% interest and 20yr.  amortization period.


     As can be seen from Table XIV a separate contactor system requires a much

greater capital investment when compared to replacing sand in the filter shell.

Estimates of capital investments for larger treatment plants will show economics

of scale that are greater for the systems replacing the sand in an existing

filter shell than for post-filtration adsorbers.

-------
                                   - 38 -
       Recommendations  for  Specific  Treatment Changes

     The "potential for the  formation of trihalomethanes can be reduced somewhat


by coagulation and sedimentation,  adding chlorine dioxide,  large doses of


powdered activated carbon or ozone and can be  eliminated by the use of


adsorption on fresh granular activated carbon.   Water utilities employing


unit processes for turbidity removal, color removal,  or both, or practicing


precipitative softening should attempt to improve these unit processes by


altering coagulants, dosages, pH,  use of polyelectrolytes and so forth to


maximize the removal of chloroform potential,  as measured by the procedure


described in Reference 4 in the Appendix, and  then chlorinate  after these


unit processes. With precipitative softening plants,  chlorination should be


after recarbonation, if practiced, so that chlorine is not added to water

               2
with a high pH.   Care must be taken to insure microbiological safety of


the distributed water if alternations in the point of application of chlorine


is practiced.  Also any alteration of pH of the finished water may cause


corrosion problems, so this potential should be evaluated prior to any


change.


     Little information is available on what type of  organic removal would


be expected in a plant using ion exchange resin or natural zeolite for


softening.  In the National Organics Reconnaissance Survey only two utilities


employing zeolite ion exchange for softening were included.  Both had low


concentrations of chloroform in the  finished water.  In one  case, this


was not unexpected because the raw water NPTOC concentration was low,


but at the other utility, this was not the case, and the low chloroform


concentration in the finished water  was somewhat surprising.  Further


research is necessary to evaluate synthetic ion exchange resins and zeolites.

-------
                                   -39 -
     Data  show  that powdered activated carbon is not particularly




 efficient, either for removing chloroform or chloroform precursors.




 Nevertheless, a water treatment plant that has the capability of feeding




 powdered activated carbon should consider increasing the dose and possibly




 adding  it  at several points through the treatment plant to increase its




 effectiveness.  This may not be the complete solution to a given problem,




 but if  the dose could be raised to a very high level, powdered activated




 carbon  should help to control chloroform concentrations. This may, however,




 create  a sludge disposal problem.  Prior to using this technique on a full-




 scale,  jar tests should be run, with the chloroform potential determined




 according  to the technique described in Reference 4 for various doses of




 powdered activated carbon.




     Some utilities currently have equipment for generating chlorine




 dioxide so that it can be used as an odor control process.  In these




 circumstances,  chlorine dioxide reacts with phenol and prevents the




 formation of disagreeable chlorophenolic tastes and odors upon chlorination.




 Utilities with  such equipment should consider using chlorine dioxide




 for both odor control and disinfection, if they desire to reduce the




 chloroform concentration in their finished water. Even if the chlorine




 dioxide is generated such that it is contaminated with chlorine, research




data show that  the chlorine dioxide will have an effect on the chloroform




precursors and  therefore lower quantities of chloroform should result.




Utilities comtemplating this practice should make some tests on their




water to determine the chlorine dioxide demand of the water to produce




an adequate residual for good microbiological kill.  During these tests,




 the quantities of chlorite formed should be measured to assure that it is




not present in quantities near 1 mg/£.

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                                        -40-
     Although potassium permanganate has yet to be evaluated for chloroform




precursor removal, water utilities employing this chemical for taste and




odor control should run some jar tests and evaluate the effect of various dosages




of potassium permanganate on the chloroform formation potential as




determined by the technique described in Reference 4.  This should allow




these utilities to evaluate whether or not potassium permanganate will be




effective for the control of chloroform concentration.




     Some utilities currently have granular activated carbon adsorbers




in the treatment plant for the purpose of controlling organics that previously




had been creating consumer taste and odor complaints.  Analysis of several




of these water utilities in the National Organics Reconnaissance Survey and




Region V  Survey indicated that these adsorbers were not controlling the




chloroform concentrations in the finished waters except for       a short




initial period of operation.  To improve performance, these utilities




should reactivate their granular activated carbon more frequently to obtain




its maximum benefit.  Making this change in operation should allow these




utilities to produce the water nearly free of trihalomethane and low in




general organic content.




Removal of Chloroform




     Four techniques were studied to remove chloroform from water after




it has formed - the use of adsorption on powdered- and granular activated




carbon, aeration and ozonation.  Unrealistically high doses of powdered




activated carbon and ozone were requied to effect substantial, although not




complete, removal of chloroform and other trihalomethanes.  Preliminary




cost estimates indicate that both of these processes would be prohibitively




expensive for the removals obtained.

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                                    -41 -
      Both aeration and adsorption of granular activated carbon were

 effective for chlorofrom removal under certain circumstances.  Granular activated

 carbon treatment is, however, effective beyond just removing chloroform.

 Because this was discussed above it               will not be discussed

 again.  To determine the approximate cost of a diffused-air aeration system

 for the removal of about 90 percent of the chloroform formed during water

 treatment, an aeration basin constructed following final disinfection with

 a 20-minute detention time and an air-to-water ratio of 30 to 1 was assumed.

 Table XIV shows the cost of this form of treatment is reasonable, from about

$6.50/yr.to about $16/year additional cost for water for a household of four,

 assuming a household of four uses 73,000 gallons of water annually.


                                   TABLE XIV

 ESTIMATED COST OF AERATION*, 20-MINUTE DETENTION TIME, 30 TO 1 AIR-TO-WATER RATIO

               Design Capacity, mgd             1          10         100    150

               Average Daily Flow, mgd          0.7         7          70    105

               Total Unit Cost, «
-------
                                    -42 -





the chloroform concentration had increased to slightly over 120 yg/£.




Further, aeration might raise the dissolved oxygen level in the water,




thereby aggrevating corrosion problems in the distribution system.  Therefore,




a treatment technique for the control of precursor concentrations or




changing to an alternate disinfectant is better than merely removing




chloroform from  finished water by aeration.





     Recommendations for Specific Treatment Changes




     Aeration is frequently practiced for the removal of such reduced




materials as ferrous iron, manganeous manganese, and hydrogen sulfide.




This aeration step is frequently before chlorination in the treatment




process.  Therefore, although trihalomethanes can be removed from water




during aeration, this would not be the case in the situation described




above.  If treatment plants practicing aeration for taste and odor




control have the aeration process located following chlorination, some




chloroform will be lost to the atmosphere.  Data have shown that higher than




usual air to water ratios will be necessary to achieve good removal of chloroform,




therefore the utility that has the capability of varying the intensity of




aeration should maximize it to help improve removal of chloroform.

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                                   - 43 -


                                  MONITORING
     A utility attempting  to control the concentration of chloroform and



other trihalomethanes  should consider a monitoring program along with any



changes  in  treatment.  This monitoring program should be developed so



that concentrations of chloroform and other trihalomethanes can be



determined,  thereby evaluating the effectiveness of the changes in treatment



that were made to control  chloroform.  In all cases the chloroform potential



of  the water prior to  any  treatment should be determined by the technique



described in Reference 4 in the Appendix.



     The analytic technique for chloroform, involving purging the chloroform



from a sample with an  inert gas prior to introduction into a gas chromatograph,


                                                                      11 12
with a halogen specific detector has been described in the literature.  '



     Although this determination is not difficult, qualified technicians



are required to produce precise and accurate results.  Any gas chromatographic



procedure requires some skill and knowledge to perform properly and this is



no exception.  If such qualified technicians are not available on a



utility's staff, samples may have to be shipped to another laboratory where



they can be analyzed.  This is less desirable than having the analytic



capability in the utility, but is an acceptable solution to the problem of



monitoring.



     If a utility is making these analyses itself, samples should be collected



at various stages of the water treatment process to determine where and what



quantity of chloroform is being formed.  Further, because the concentration



of trihalomethanes may change from the treatment plant to the point of use,



samples should be collected at various places in the distribution system to



determine the increase, if any, in chloroform concentration as the water



moves from the treatment plant to the consumer.  Samples should be

-------
dechlorinated with sodium thiosulfate to avoid changes prior to anaiysis.




     Studies have demonstrated that precursor concentrations change




during different seasons in some raw waters, thereby changing the ultimate




chloroform concentration.  Therefore, tap water samples should be taken




frequently enough to allow a utility to be aware of changes in raw water




such that they know the eventual chloroform concentration reaching




the consumer at any time.




     The initial cost of the equipment to make chloroform analyses is in the




range of $7,000 - $8,000.  Once this initial purchase is made, the analysis




cost will mostly be the cost of the analyst's time.  A typical analysis for




chloroform requires from 45 minutes to 1 hour with about 6 samples being




able to be processed in a typical working day, considering the time for




standardization of the gas chromatographic detector response.




     A water utility practicing organic removal may also wish to monitor




the effectiveness of those unit processes.  This is usually done by measuring




the total organic carbon concentration before and after such a unit process.




At the present time, equipment is available that will measure the portion of




TOG remaining in a sample that has been purged of carbon dioxide under




acidic conditions.  The detection limit of this equipment is approximately




0.1 mg/Jl, with a precision of about - 0.1 mg/£.  The cost of such equipment




is about $10,000 and also requires the same type of qualified technician




needed to make a chloroform analysis for reliable operation.

-------
                                    -45 -
     Another analytic determination currently under development would measure




total organic halogens  (TOH).  If the development of this test is successful,




it could be used advantageously to determine the concentration of all of the




halogen-containing organics  (non-natural) in a single analysis.  A variation




of this procedure that measures most of the total organic chlorine (TOC1) is




used in Europe to monitor the performance of granular activated carbon beds.




Samples are collected from within the bed at a point about six inches above




the bottom.  When the TOC1 concentration begins to rise in these samples,




breakthrough is near and the granular activated carbon is reactivated.




A similar approach could be taken using NPTOC measurements.

-------
                                    -46 -




                                 ACKNOWLEDGMENTS









     The authors wishes to thank those who reviewed this Guide for all of




the helpful suggestions.  These reviewers were:  J.K. Carswell, R.M. Clark,




J. DeMarco, O.T. Love, Jr., A.A. Stevens, Gordon G. Robeck, J. Cotruvo,




G. Goad and J. Hoffbuhr.  The author also expresses his appreciation to




Ms. Maura M. Lilly who typed the five drafts and the final version so




promptly.

-------
                                    -47 -
                                  REFERENCES


                           Machisko, J.
1.   Clark, R.M., Guttman, D.,/and Crawford, J., "Cost Calculations of Water

     Treatment Unit Processes," Water Supply Research Division, Municipal

     Environmental Research Laboratory, U.S. Environmental Protection Agency,

     Cincinnati, Ohio (March 1976), Appendix 1.

2.   Stevens, A.A., Slocum, C.J., Seeger, D.R. and Robeck, G.G., "Chlorination

     of Organics in Drinking Water," Proceedings of Conference on the

     Environmental Impact of Water Chlorination, Oak Ridge, Tennessee,

     October 22-24, 1975, and submitted to the Journal of the American Water

     Works Association for publication, Appendix 2.

3.   Love, O.T., Jr., Carswell, J.K., Stevens, A.A., Miltner, R.J. and Symons, J.M.,

     "Treatment for the Prevention or Removal of Chlorinated Organics in

     Drinking Water," to be submitted to the Journal of the American Water

     Works Association,  Appendix 3.

4.   Stevens, A.A., "Determination of Chloroform Formation Potential in Water,"

     To be submitted to the Journal of the American Water Works Association,

     Appendix 4.

5.   Rook, J.J., "Production of Potable Water from a Highly Polluted River,"

     Water Treatment and Examination, 21, Part 3, 259-274 (1972).

6.   Bellar, T.A., Lichtenberg, J.J. and Kroner, R.C., "The Occurrence of

     Organohalides in Chlorinated Drinking Water," Jour. AWWA, 66:12:703,

     (December 1974).

7.   Rook, J.J., "Formation of Haloforms During Chlorination of Natural

     Water," Water Treatment Exam., _2!3:2:234 (1974).

8.   Symons, J.M., Bellar, T.A., Carswell, J.K., DeMarco, J., Kropp, K.L.,

     Robeck, G.G., Seeger, D.R., Slocum, C.J., Smith, B.L., and Stevens, A.A.,

     National Organics Reconnaissance Survey for Halogenated Organics,

     American Water Works Association, 67, 634-647 (Nov. 1975).

-------
                                     - 48 -
 9.   Region V Joint Federal/State Survey of Organics and Inorganics in




      Selected Drinking Water Supplies, U.S. Environmental Protection




      Agency, Chicago, Illinois, 60604, June 1975, Draft.




10.   Report on the Carcinogenesis Bioassay of Chloroform, Carcinogen




      Bioassay and Program Resources Branch, Carcinogenesis Program, Divisior




      of Cancer Cause and Prevention, National Cancer Institute, Bethesda,




      Maryland.




11.   Bellar, T.A. and Lichtenberg, J.J., "The Determination of Volatile




      Organic Compounds at the yg/£ Level in Water by Gas Chromatography,"




      Journal of the American Water Works Association, 66, 739 (Dec. 1974).




12.   Stevens, A.A. and Symons, J.M., "Analytical Considerations for




      Halogenated Organic Removal Studies," Proceedings American Water




      Works Association Water Quality Technology Conference, pp. XXVI-1 -




      XXVI-6 (December 1974), American Water Works Association, Denver,




      Colorado (1975).




13.   Rook, J.J., "Haloforms in Drinking Water, Journal of the American




      Water Works Association, 68, 168-172 (March 1976).




14.   Samdal, J.E., "Water Treatment and Examination in Norway, Water




      Treatment and Examination, 21, 309-314 (1972).




15.   "Clinical Toxicology of Commercial Products." Gleason, Geosselin, Hodge




      and Smith, 3rd Edition (1969).




16.   Kruse, C.W., Oliveri, V.P. and Kawata, K., "The Enhancement of Viral




      Inactivation by Halogens," Water and Sewage Works, 118, 187-193  (June 1971)




17.   Process Design Manual for Granular Activated Carbon Adsorption,




      Technology Transfer, U.S. Environmental Protection Agency, October 1971.

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                                  APPENDIX 1
Clark, R.M., Guttman, D., Machisko, J., and Crawford, J., "Cost Calculations
of Water Treatment Unit Processes," Water Supply Research Division, Municipal
Environmental Research Laboratory, U.S. Environmental Protection Agency,
Cincinnati, Ohio (March 1976).

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THE COST OF REMOVING CHLOROFORM AND OTHER TRIHALOMETHANES

               FROM DRINKING WATER SUPPLIES
                         by

                   Robert M. Clark
                   Daniel L. Guttman
                   John L. Crawford
                   John A. Machisko
            Water Supply Research Division
       MUNICIPAL ENVIRONMENTAL RESEARCH LABORATORY
           OFFICE OF RESEARCH AND DEVELOPMENT
         U.  S.  ENVIRONMENTAL PROTECTION AGENCY
                 CINCINNATI, OHIO  45268

-------
                                 DISCLAIMER
     This report has been reviewed by the Municipal Environmental Research
Laboratory, U.  S. Environmental Protection Agency,  and approved for
publication.  Mention of trade names or commercial  products does not
constitute endorsement or recommendation for use.

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                                  FOREWORD
     The Environmental Protection Agency was created because of increasing
public and government concern about the dangers of pollution to the health
and welfare of the American people.  Noxious air, foul water, and spoiled
land are tragic testimony to the deterioration of our natural environment.
The complexity of that environment and the interplay between its components
require a concentrated and integrated attack on the problem.

     Research and development is that necessary first step in problem .solu-
tion and it involves defining the problem, measuring its impact, and searching
for improved technology and systems for the prevention, treatment, and manage-
ment of wastewater and solid and hazardous waste pollutant discharges from
municipal and community sources, for the preservation and treatment of public
drinking water supplies, and to minimize the adverse economic, social, health,
and aesthetic effects of pollution.  This publication is one of the products
of that research; a most vital communications link between the researcher and
the user community.

     Trihalomethanes in general, and chloroform - a known carcinogen - in
particular, are found in drinking water as a direct consequence of the practice
of chlorination, a long established public health practice for the disinfection
of drinking water.  EPA would like to minimize the drinking water consumer's
exposure to trihalomethanes at reasonable cost.  This report is devoted to
the presentation of the results from a research study which examines the
costs of the various treatment technologies suited to the removal and control
of trihalomethanes in drinking water.
                                Francis T. Mayo
                                Director
                                Municipal Environmental Research Laboratory
                                     iii

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                                    PREFACE
     The Safe Drinking Water Act of 1974 has intensified the public awareness
and interest in the quality of drinking water as delivered to the consumer's
tap.  The Act establishes a set of enforceable, health-related regulations
and a set of non-enforceable esthetics-related guidelines for drinking water.
For each health-related standard the Act establishes an associated Maximum
Contaminant Level (MCL) that must not be exceeded.  The Act also contains
provisions for the EPA Administrator to take various courses of action when
a contaminant is detected for which no MCLs have been established.  Trihalo-
methanes in general, and chloroform, recently determined to be a carcinogen
in drinking water, in particular, are examples of such contaminants.

     Trihalomethanes are found in drinking water as a direct consequence of
the practice of chlorination, a long established public health practice for
the disinfection of drinking water supplies.  Recent research has demon-
strated that the concentration of chloroform and related compounds is
generally higher in finished than in raw water, leading to the conclusion
that they are being produced during the chlorination process.

     Acting on these findings, Russell Train, Administrator of the U. S.
Environmental Protection Agency, directed that EPA work with cities and
states to evaluate certain modifications to current treatment practices that
can reduce the formation of chloroform during the water treatment process,
without lessening the effectiveness of disinfection.  Part of this effort
has been the preparation of a document, entitled "Interim Treatment Guide
for the Control of Chloroform and Other Trihalomethanes in Drinking Water."
The "Guide" has been prepared in an attempt to present EPA's knowledge con-
cerning the removal and control of chloroform and other trihalomethanes in
drinking water.  It covers such items as:  changing the point of chlorine
application to reduce chloroform concentrations; the use of alternative
disinfectants, such as ozone or chlorine dioxide; and the use of granular
activated carbon as a medium for the adsorption of organic compounds.

     Appendix I of the "Guide" presents cost information with respect to the
use of granular activated carbon, ozonation, aeration, and chlorine dioxide
for trihalomethane removal.  This report was originally Appendix I of the
"Interim Treatment Guide for the Control of Chloroform and Other Trihalo-
methanes," and provides an in-depth examination of the costs related to the
above-mentioned techniques.
                                      iv

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                                  ABSTRACT
     This research effort was conducted to provide an in-depth examination
of the costs associated with the use of activated carbon, ozonation, aeration,
and chlorine dioxide for removal of trihalomethanes.  It is intended as
support information for the "Interim Treatment Guide for the Control of Chloro-
form and Other Trihalomethanes."

     The costs presented in this report are intended for the development of
planning estimates only and not for the preparation of bid documents or
detailed cost estimates.  Exact capital and operating costs are highly vari-
able from location to location within the United States, even for plants of
the same size and design.  These costs are presented in such a way as to
enable the planner to make adjustments to the reported costs when local
information is available.  Standardized levels for a selected set of design
parameters are assumed and sensitivity analysis is performed for the majority
of the parameters.

     Because chlorine is associated with the formation of trihalomethanes,
several technological alternatives which may be used in lieu of or in
combination with chlorination are examined.  Costs are presented for the
chlorination process itself.  Costs are also calculated for ozonation,
chlorine dioxide, aeration, and granular activated carbon.  An in-depth
analysis of the costs associated with granular activated carbon systems is
presented.  This analysis includes costs both with and without separate
contactor systems and an examination of the possible cost savings associated
with regional regeneration.

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                              CONTENTS

FOREWORD	   ill
PREFACE	    iv
ABSTRACT 	     v
FIGURES	   vii
TABLES	    xi
METRIC CONVERSION TABLE  	  xiii
ACKNOWLEDGMENTS 	  xiv
     INTRODUCTION  	     1
     COST DETERMINATION  	     2
          Basis of Cost Estimates	     3
     COST OF CHLORINATION	     4
     COST OF CHLORINE DIOXIDE  	     8
     COST OF OZONATION	    19
          Cost of Ozone from Air	    19
          Cost of Ozone from Oxygen	    26
     COST OF AERATION	   26
     COST OF GRANULAR ACTIVATED CARBON  	   26
          The Cost of GAG as Filter Media Replacement	   48
          Additive Modifications 	  69
          Multiplicative Modifications 	  74
          Regional Reactivation 	   74
          Separate Contactor System 	   80
          Capital Investment 	  90
          Labor Costs for GAG Systems	   90
     SUMMARY AND CONCLUSIONS 	  92
REFERENCES	95
                                 vx

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                                   FIGURES


Number                                                                 Page

   1     Total Unit Cost for Chlorination Versus Plant Size 	    6

   2     Capital and 0 & M Costs for Chlorination Versus Plant Size .    7

   3     0 & M Cost for Chlorination Systems Versus Cost of Chlorine     9

   4     0 & M Cost for Chlorination Systems Versus Direct Hourly
           Wage Rate	10

   5     0 & M Cost for Chlorination Systems Versus Wholesale Price
           Index	11

   6     Amortized Capital Cost for Chlorination Systems Versus
           Chlorine Contact Time	12

   7     Amortized Capital Cost for Chlorination Systems Versus
           Interest Rate	13

   8     Amortized Capital Cost for Chlorination Systems Versus
           Construction Cost Index 	  14

   9     Amortized Capital Cost for Chlorination Systems Versus
           Amortization Period 	  15

  10     0 & M Cost for Chlorination Systems Versus Chlorine Dosage.  .  16

  11     Amortized Capital Cost for Chlorination Systems Versus
           Chlorine Dosage 	  17

  12     Total Unit Cost for Chlorine Dioxide Versus Plant Size  ...  21

  13     0 & M Cost for Chlorine Dioxide System Versus Plant Size   .  .  22

  14     Total Unit Cost for Ozonation (Air) Versus Plant Size ....  24

  15     Amortized Capital and 0 & M Costs for Ozonation (Air)
           Versus Plant Size	25
                                    VII

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                                 FIGURES (Cont.)

Figure                                                                  Page

  16      0 & M Cost for Ozonation (Air) Versus Direct Hourly
          Wage Rate	27

  17      0 & M Cost for Ozonation (Air) Versus Wholesale Price
          Index	28

  18      0 & M Cost for Ozonation (Air) Versus Electric Power Cost .  .  29

  19      Amortized Capital Cost for Ozonation (Air) Versus Ozone
            Contact Time	   30

  20      Amortized Capital Cost for Ozonation (Air) Versus Construc-
            tion Cost Index	   31

  21      Amortized Capital Cost for Ozonation (Air) Versus Interest
            Rate	   32

  22      Amortized Capital Cost for Ozonation (Air) Versus
            Amortization Period 	  33

  23      0 & M Cost for Ozonation (Air) Versus Ozone Dose	   34

  24      Amortized Capital Cost for Ozonation (Air) Versus Ozone
            Dose	   35

  25      Total Unit Cost of Ozonation (Oxygen) Versus Plant Size  .  .   37

  26      Amortized Capital and 0 & M Costs for Ozonation (Oxygen)
            Versus Plant Size	38

  27      0 & M Cost for Ozonation (Oxygen) Versus Liquid Oxygen Cost  .  39

  28      Amortized Capital Cost for Ozonation (Oxygen) Versus
            Liquid Oxygen Cost	   40

  29      Construction Cost for an Aeration Basin Versus
            Volume of Basin	43

  30      Annual 0 & M Costs for Air Supply Versus Standard Cubic Feet
            per Minute Throughput 	  44

  31      Construction Cost for Air Supply Versus Standard
            Cubic Feet per Minute Throughput	   45
                                     Vlll

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                                   FIGURES (Cont.)

Figure                                                                  Page

  32     Total Unit Cost Versus Plant Size	   50

  33     Amortized Capital and 0 & M Costs Versus Plant Size 	   51

  34     Total Unit Cost for a 100 mgd Plant Versus Time Between
           Reactivations in Months 	   52

  35     Total Unit Cost for a 100 mgd Plant Versus the Product
           of Time Between Reactivations in Months and Capacity Factor   53

  36     0 & M Costs Versus Direct Hourly Wage Rate	55

  37     0 & M Cost Versus Carbon Loss per Reactivation Cycle 	  56

  38     0 & M Cost Versus Fuel Cost	   57

  39     0 & M Cost Versus Wholesale Price Index	   58

  40     0 & M Cost Versus Electrical Power Cost	   59

  41     Amortized Capital Cost Versus Construction Cost Index ....   60

  42     Amortized Capital Cost Versus Amortization Interest Rate  .  .   61

  43     Amortized Capital Cost Versus Amortization Period 	   62

  44     0 & M Cost Versus Carbon Cost	   63

  45     Amortized Capital Cost Versus Carbon Cost 	   64

  46     0 & M Cost Versus Reactivation Frequency	   65

  47     Amortized Capital Cost Versus Reactivation Frequency  ....   66

  48     0 & M Cost Versus Interaction Between Reactivation Frequency
           and Capacity Factor	   67

  49     Amortized Capital Cost Versus Interaction Between Reactivation
           Frequency and Capacity Factor 	   68

  50     Percent Change in Plant Cost Versus Carbon Loss 	   70
                                    ix

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                                  FIGURES (Cont.)

Number                                                                  Page

  51     Total Unit Costs Versus Plant Size	75

  52     Construction Cost for Carbon Reactivation System Versus
           Reactivation Rate	   78

  53     0 & M Cost for Carbon Reactivation System Versus
           Reactivation Rate	79

  54     Cost of Transporting Carbon from a 1 mgd Plant to Regional
           Reactivation Site Versus Distance in Miles  	 83

  55     Cost of Transporting Carbon from a 5 mgd Plant to Regional
           Reactivation Site Versus Distance in Miles 	  84

  56     Cost of Transporting Carbon from a 10 mgd Plant to Regional
           Reactivation Site Versus Distance in Miles 	  85

  57     The Sensitivity of Reactivation Costs to Transportation
           Cost Variations	   86

  58     Comparison of Costs Between Contactor System and Media
           Replacement Versus Plant Capacity 	   88
                                     x

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                                  TABLES
Number                                                                 Page

   1    Design Parameters for the Cost of Chlorination 	   5

   2    Chlorine Cost Assuming Standardized Design Levels  	  18

   3    Chlorine Dioxide Costs Assuming Standardized Design Levels .   .  20

   4    Design Parameters for Ozonation 	   23

   5    Ozone (Air) Costs Assuming Standardized Design Levels ....   36

   6    Ozone (Oxygen) Costs Assuming Standardized Design Levels  .   .   41

   7    Design Parameters for Aeration 	  42

   8    Aeration Costs Assuming Standardized Design Levels 	  46

   9    Design Parameters for Granular Activated Carbon 	   49

  10    Design Parameters Affecting 0 & M Costs (100 mgd)	   71

  11    Design Parameters Affecting Capital Costs (100 mgd) 	   72

  12    New Effect for Design Parameters at High and Low Levels
          (100 mgd)	   73

  13    Carbon Costs and Reactivation for Regional Reactivation Systems 77

  14    Amortized Capital and Operating Costs for Off-Site
          Reactivation Systems 	  81

  15    Reactivation Systems Cost for an Individual Plant  	  82

  16    Assumptions for Separate Contactor Systems 	  87

  17    Amortized Capital and 0 & M Costs for Contactor Versus Filter
          Media Replacement - c/1000 gal	89
                                    xi

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                                  TABLES (Cont.)
Number                                                                 Page

  18    Investment Costs for Granular Activated Carbon Treatment:
          Replacement of Media and Separate Contactors (Thousands
          of Dollars)	   91

  19    Estimated Construction Cost of Granular Activated Carbon
          Reactivation Furnaces 	   90

  20    Labor Costs for 1, 10, and 100 mgd GAG Systems Reactivating
          On-Site (Filter Shell Replacement)  	   93

  21    Comparison Among Systems (c/1000 gal) 	   94
                                    xii

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                   METRIC CONVERSION TABLE
English Units




1 foot




1 mile




1 square mile




1 million gallons




1 $/million gallons




1 c/1000 gallons
Metric Equivalents




0.305 meters




1.61 kilometers




2.59 square kilometers




3.79 thousand cubic meters




0.26 $/thousand cubic meters




0.26 c/cubic meter
                             xiii

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                        ACKNOWLEDGMENTS
The authors gratefully acknowledge the assistance of the
following individuals in the preparation of this report:
Mr. Gordon G. Robeck, Dr. James M. Symons, Dr. 0. Thomas Love,
and Mr. J. Keith Carswell of the Water Supply Research Division,
and Mr. Richard Eilers of the Wastewater Research Division.
                              xiv

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           THE COST OF REMOVING CHLOROFORM AND OTHER TRIHALOMETHANES
                         FROM DRINKING WATER SUPPLIES

                                      BY

                          *                   +                  +
           Robert M. Clark , Daniel L. Guttman ,  John L. Crawford ,

                            and John A. Machisko
INTRODUCTION

     The Safe Drinking Water Act of 1974 will change the way water is
handled before it is distributed to the consumer. ^  The Act contains two
types of provisions for drinking water as delivered to the consumer's tap:
a set of enforceable regulations that are health-related, and a set of
non-enforceable guidelines that are related to the esthetics of drinking
water.  Each health-related standard has an associated Maximum Contaminant
Level (MCL) that must not be exceeded.  The Act also contains provisions
for the Administrator, U. S. Environmental Protection Agency (EPA) to take
various courses of action when a contaminant is detected for which no MCLs
have been established.1  Trihalomethanes in general and chloroform in partic-
ular, recently determined to be a carcinogen in drinking water, are examples
of such contaminants.

     Trihalomethanes are found in drinking water as a direct consequence of
the practice of chlorination, a long established public health practice for
the disinfection of drinking water.  It is probable that chlorine has been
reacting with certain organic materials to produce chloroform and related
organic byproducts since chlorination was initiated.  These compounds in drink-
ing water escaped detection due to their low concentrations and because of
their low boiling points, which allowed them to be lost during procedures used
for performing typical organic analyses in water. ^-^
   Systems Analyst, Water Supply Research Division, Municipal Environmental
     Research Laboratory, U. S. Environmental Protection Agency, Cincinnati,
     Ohio  45268.

   Research Assistants, Water Supply Research Division, Municipal Environ-
     mental Research Laboratory, U. S. Environmental Protection Agency,
     Cincinnati, Ohio  45268

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     Recently, investigators have developed new, more sensitive analytical
procedures which allow for more precise measurement of trihalomethanes.  The
newly developed procedures have been used to demonstrate that the concentra-
tion of chloroform and related compounds is generally higher in finished than
in raw water, leading to the conclusion that they are being produced during
the chlorination process.

     Acting on these findings, Russell Train, Administration of the U. S.
Environmental Protection Agency, on March 29, 1976, released a statement that
said in part, "... The recent test results and the fact that chloroform is
prevalent in the environment have convinced me that the prudent course of
action at this time is to minimize exposure to this chemical wherever it is
feasible to do so."  He also said, "EPA will work with cities and states to
evaluate certain modifications to current treatment practices that can reduce
the formation of chloroform during the water treatment process, without
lessening the effectiveness of disinfection.  EPA research has shown that
changes in chlorination procedures practiced by some water systems can result
in reduction in the levels of chloroform produced.  EPA plans to share these
initial findings on chloroform reduction with the states and some cities
encountering high chloroform levels, in an effort to reduce human exposure as
quickly as possible.  This will also allow EPA to gain added information to
support the development of national regulations to limit chloroform levels in
water supplies."

     An interim guide, entitled "Interim Treatment Guide for the Control of
Chloroform and Other Trihalomethanes in Drinking Water," has been prepared
in an attempt to present EPA's knowledge concerning the removal and control
of chloroform and trihalomethanes in drinking water.  The "Guide" covers such
items as:  changing the point of chlorine application to reduce chloroform
concentrations; the use of alternative disinfectants, such as ozone or
chlorine dioxide; and the use of granular activated carbon as a medium for
the adsorption of organic compounds.

     The "Guide" summarizes EPA's current knowledge and recent research
results related to the removal and control of chloroform and other trihalo-
methanes.  It also presents cost information with respect to the use of
granular activated carbon, ozonation, aeration, and chlorine dioxide for
trihalomethane removal.  This report has been developed as a support document
for the "Guide" and provides an in-depth examination of the costs related to
the above-mentioned techniques. -^

COST DETERMINATION

     The costs presented in this report are intended for the development of
planning estimates only and not for the preparation of bid documents or
detailed cost estimates.  Exact capital and operating costs are highly
variable from location to location within the United States, even for plants
of the same size and design.  Variables — such as local costs of land,
materials, and labor; state or regional differences in building codes; and
existing facilities suitable for modification — may accentuate the
differences in treatment costs for similar plants to reduce chloroform and
other trihalomethanes in drinking water.

-------
     These cost data are presented in such a way as to enable the planner to
make adjustments to the reported costs when local information is available.
For example, operation and maintenance costs can be reduced if the delivered
cost of chemicals is less than the costs upon which the estimates are "based.
Costs indices are used to provide a baseline for projecting costs and for
estimating escalation due to inflation.  The indices used in this report are
national indices, but other indices are often available for major U. S.
cities or on a regional basis and may be substituted if desired.

Basis of Cost Estimates

     The cost indices used in this report are:

     a.   EPA's Sewer and Sewage Treatment Plant Construction Cost Index:
          This index was used because most of the basic information utilized
          in the report was obtained from the Systems and Economic Evaluation
          Section of EPA's Wastewater Research Division.9»3  For example,
          computations for granular activated carbon were performed using
          a computer program developed by the Systems and Economic Evalua-
          tion Section, but operational modifications were assumed in the
          analysis to reflect conditions unique to water supply.H  The
          index should reflect similar costs for water treatment plant con-
          struction and for January 1976 is 256.7.
                                2
     b.   Wholesale Price Index:   The Wholesale Price Index (WPI) is the
          oldest continuous statistical series published by the Bureau of
          Labor Statistics (BLS).  It is a measure of the price changes for
          goods sold in primary markets in the United States.  "Wholesale,"
          as used in the title of the index, refers to sales in large quanti-
          ties, not prices received by wholesalers, jobbers, or distributors,
          and for January 1976 is 175.1.

     c.   Bureau of Labor Statistics Labor Cost Index (Direct Hourly Wage
          Rate):5  The index used in this report is, for personnel in
          Standard Industrial Category (SIC), 494.7 for Water, Steam and
          Sanitary Systems Non-Supervisory Workers.  The base BLS Labor Cost
          Index for February 1976 is 5.19.

     Costs reported as Capital Costs include:

     a.   construction for site preparation,

     b.   plant construction,

     c.   legal, fiscal, and administrative services,

     d.   interest during construction, and

     e.   start-up costs.

-------
     Costs reported as Operating and Maintenance Costs include:

     a.   chemical costs,

     b.   labor costs, and

     c.   operation and maintenance costs, such as utilities, annual replace-
          ment of expendable items, etc.

     Because the formation of trihalomethanes is associated with chlorination,
several options will be considered in lieu of chlorination, all more expensive
than the basic chlorination process itself.  The benefits as well as the
problems associated with changing to some alternative must be weighed when
choosing another form of disinfection.  For example, ozonation, while not
creating chloroform, also does not provide any kind of residual disinfectant
in the distribution system.  Moreover, it is conceivable that the byproducts
resulting from disinfecting with chlorine dioxide or ozone might be more harm-
ful than chloroform itself.  Granular activated carbon (GAC) is not a direct
alternative to chlorination, but provides a means of removing organics from
water supplies.  The cost of the processes to be considered - chlorine dioxide,
ozonation, and granular activated carbon - must be weighed against the basic
cost of chlorine disinfection.  Initially, the costs associated with chlori-
nation will be presented.  Next, the directly competitive disinfection
alternatives of chlorine dioxide and ozonation will be discussed.  The cost
of aeration as a means of removing chloroform and other trihalomethanes once
they have been formed and, finally, a cost analysis for granular activated
carbon as a general means of removing organics will be presented.

COST OF CHLORINATION

     Chlorine was first used as a disinfectant for municipal water supplies
in the United States in 1908 to disinfect continuously the water supply of
Jersey City, New Jersey.^  In many water supplies, chlorination is often
the only treatment process used.  When other treatment methods are used,
disinfecting chlorine may be added to the raw water (prechlorination), the
partially treated water, or the finished water (postchlorination).  Where the
distribution system contains open reservoirs, the treated water may be re-
chlorinated in the distribution system.

     In this analysis, a number of variables have been evaluated as to their
effect on the cost of chlorination.  Baseline or standardized design values
for a set of design parameters were assumed and the cost of chlorination,
including chlorine feeding equipment and contact chambers for 1, 5, 10, 100,
and 150 million gallons per day (mgd) systems, was calculated.  The para-
meters and their associated "standardized" levels are shown in Table 1.

     Figure 1 shows the effect of economies of scale, by displaying the total
amortized unit cost of a chlorination system in C/1000 gal versus plant
capacity, based on the values in Table 1.  It can be seen that cost varies
from 3.6C/1000 gal at. 1 mgd to 0.6C/1000 gal at 150 mgd.  Figure 2 separates
the total unit costs shown in Figure 1 into unit Amortized Capital and 0 & M
costs.

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 TABLE 1.  DESIGN PARAMETERS FOR THE COST OF CHLORINATION
Design Parameter (Variable)




Chlorine Dose




Chlorine Contact Time




Cost of Chlorine




Construction Cost Index




Wholesale Price Index




Direct Hourly Wage Rate




Amortization Interest Rate




Amortization Period




Electric Power Cost
Level




2 mg/1




20 min




300 $/ton




256.7




178.1




5.19 $/hr




7 percent




20 yr




$0.01/KWH
Design Parameter (Fixed)




Capacity Factor
70 percent

-------
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   °1510 20     40
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    PLANT SIZE (MGD)
    FIGURE 1.  UNIT COST FOR CHLORINATION VERSUS PLANT SIZE

-------
                                           AMORTIZED CAPITAL COST
'1 510 29
40
       60
80    100    120
PLANT SIZE (MGO)
140
160
180
200
FIGURE 2.  CAPITAL AND O&IUI COSTS FOR CHLORINATION VERSUS PLANT SIZE

-------
     Figures 3 through 11 show the sensitivity of the cost of chlorination
to variations in all of the design variables listed in Table 1, with the
exception of capacity factor.  Capacity factor has been fixed at 70 percent
to reflect the fact that water treatment systems generally operate at less
than design capacity.  Costs presented in this report, therefore, reflect the
average costs to be expected over a year's operating period.  The sensitivity
analysis assumes that one parameter is varied while the others are fixed at
the standardized levels, and is an attempt to show how costs might vary due
to local conditions.

     The parameters which affect only 0 & M cost are shown in Figures 3, 4,
and 5 as follows:  cost of chlorine, direct hourly wage rate, and wholesale
price index.  It can be seen that all of the parameters have a significant
impact on 0 & M cost.  For example, for a 100 mgd plant, increasing the
cost of chlorine from 300 $/ton to 400 $/ton increases the 0 & M cost from
0.36C/1000 gal to 0.46C/1000 gal (28 percent).  For a 1 mgd plant, increasing
the Direct Hourly Wage Rate from 5.19 $/hr to 6 $/hr raises the 0 & M cost
from 1.40C/1000 gal to 1.56<:/1000 gal (11 percent).

     The parameters which affect Amortized Capital costs are as follows:
chlorine contact time, interest rate, construction cost index, and amortiza-
tion period.  The effects of these variables are shown in Figures 6, 7, 8.,
and 9.

     The parameter (aside from the load factor) which affects both Amortized
Capital and 0 & M costs is chlorine dosage and is shown in Figures 10 and 11.
It can be seen that an increase of 1 mg/1 dosage of chlorine increases the
0 & M cost alone by 0.15C/1000 gal for a 100 mgd plant.  Table 2 summarizes
the cost of chlorination for 1, 5, 10, 100, and 150 mgd systems in C/1000 gal
assuming the levels of the design variables as shown in Table 1.

     As can be seen from the previous analysis, chlorination costs are
relatively stable.  Another form of disinfection is chlorine dioxide dis-
infection which will be discussed in the following section.

COST OF CHLORINE DIOXIDE

     An alternative to chlorine is chlorine dioxide, which does not produce
measurable quantities of trihalomethane, however, there is a possibility of
toxic organic byproducts resulting from the reaction of chlorine dioxide
with organic matter in water.?  In this cost analysis, it was assumed that:
half the dosage of chlorine dioxide as compared to chlorine is required to
achieve equivalent disinfection results.  Therefore, it was assumed that
1 mg/1 of chlorine dioxide would achieve disinfection results equivalent to
those achieved by 2 mg/1 of chlorination.  If 0.5 iag/1 of chlorine is combined
with 1.6 mg/1 of technical grade sodium chlorite, a 1 mg/1 dosage of chlorine
dioxide will result.  The equation below shows this relationship (assuming
80 percent pure NaC102 yields 1.3 mg/1 of reactive material):

-------
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     £_MGJL

    100 MGD
    _     "
    150 MGD
              100          200          300
                        COST OF CHLORINE (S/TON)
400
   FIGURE 3. O&M COST FOR CHLORINATION SYSTEMS VERSUS COST OF CHLORINE

-------
            23456
               DIRECT HOURLY WAGE RATE (S/HR)
10
FIGURE 4. O&M COST FOR CHLORtNATION SYSTEMS VERSUS DIRECT HOURLY WAGE RATE
                                 10

-------
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   1.2
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                                                             1 MGD
                                                             5 MGD
                                                            10 MGD

                                                           100 MGD
                                                           150 MGD
   1.6           1.8            2.0
WHOLESALE PRICE INDEX (100)
2.2
    FIGURE 5. O&M COST FOR CHLORINATION SYSTEM VERSUS WHOLESALE PRICE INDEX
                                   11

-------
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                     CHLORINE CONTACT TIME (MINUTES)
40
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   FIGURE 6.  AMORTIZED CAPITAL COST FOR CHLORINATION SYSTEMS VERSUS CHLORINE

            CONTACT TIME
                               12

-------
                         6            7
                        INTEREST RATES (%)
                                                          MGO
FIGURE 7. AMORTIZED CAPITAL COST FOR CHLORINATION SYSTEMS VERSUS INTEREST RATE
                                13

-------
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CONSTRUCTION COST INDEX (100)
                                                       2.8
                                                                    3.0
   FIGURE 8.  AMORTIZED CAPITAL COST FOR CHLORINATION SYSTEMS VERSUS

             CONSTRUCTION COST INDEX
                                   14

-------
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                        AMORTIZATION PERIOD (YEARS & 7% INTEREST RATE)



    FIGURE 9.  AMORTIZED CAPITAL COST FOR CHLORINATION SYSTEMS VERSUS

             AMORTIZATION PERIOD
                                    15

-------
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                           CHLORINE (MG/L)
   FIGURE 10. O&M COST FOR CHLORIIMATION SYSTEMS VERSUS CHLORINE DOSAGE
                                 16

-------
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                         CHLORINE DOSAGE (MG/L)


    FIGURE 11. AMORTIZED CAPITAL COSTS FOR CHLORINATION SYSTEMS VERSUS

              CHLORINE DOSAGE
                                     17

-------
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          2 NaClCL  +  C10  —>  2 CIO.,  +  2 NaCl
                 L       L            /                            (1)
            (181)     (71)        (135)      (117)

          1.3 mg/1   0.5 mg/1    0.9 mg/1   0.8 mg/1

Therefore, the chlorine feeding system and contact basins were estimated for
a 0.5 mg/1 dosage of chlorine with the rest of the standardized values fixed
at the levels shown in Table 1.  The cost of sodium chlorite was estimated
as follows:

     NaC102 cost (
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       PLANT SIZE (MGD)
    FIGURE 12.  TOTAL UNIT COST FOR CHLORINE DIOXIDE VERSUS PLANT SIZE
                                    21

-------
      .1
             .2
.3      .4     .5     ,6      .7
 SODIUM CHLORITE COST ($/LB)
                                                     .8
.9
FIGURE 13. O&M COST FOR CHLORINE DIOXIDE SYSTEM VERSUS COST OF
          SODIUM CHLORITE
1.0
                                22

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        TABLE 4.  DESIGN PARAMETERS FOR OZONATION
Design Parameters (Variable)




Ozone Dose




Ozone Contact Time




Cost of Oxygen




Construction Cost Index




Wholesale Price Index




Direct Hourly Wage Rate




Amortization Interest Rate




Amortization Period




Electric Power Cost






Design Parameter (Fixed)




Capacity Factor
Level




1 mg/1




20 min




0.046 $/lb




256.7




178.1




5.19 $/hr




7 percent




20 yr




$0.01/KWH
70 percent
                                23

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 510
     100
PLANT SIZE (MGD)
150
FIGURE 14. TOTAL UNIT COSTS FOR OZOIMATION (AIR) VERSUS PLANT SIZE
                               24

-------
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                                                     CAPITAL COST
                                                      O&M COST
  01 510
      100

PLANT SIZE (MGD)
150
    FIGURE 15.  AMORTIZED CAPITAL AND O&M COSTS FOR OZONATION (AIR)

              VERSUS PLANT SIZE
                                   25

-------
cost are shown in Figures 16 through 18.  These variables are as follows:
direct hourly wage rate, wholesale price index, and cost of electric power in
kilowatt hours.

     Figures 19 through 22 illustrate the sensitivity of capital costs to
the following variables:  ozone contact time, construction cost index, and
interest rate and amortization period.  Ozone dose, as can be seen from
Figures 23 and 24, affects both Amortized Capital and 0 & M costs.

     Table 5 summarizes the costs for 1, 5, 10, 100, and 150 mgd plants based
on standardized levels of the design variables in Table 4.

Cost of Ozone from Oxygen

     Ozone can also be generated by using oxygen.  Figures 25 and 26 show
the total unit costs and the disaggregated costs (0 & M and Amortized Capital),
respectively, versus plant capacity.  Figures 27 and 28 illustrate the sensi-
tivity of the cost of ozonation (0 & M and Amortized Capital costs) to the
cost of liquid oxygen.

     Table 6 summarizes the costs of 1, 5, 10, 100, and 150 mgd plants using
the standardized.variables in Table 4.

COST OF AERATION

     Aeration is frequently practiced for the removal of hydrogen sulfide and
reduced materials, such as ferrous iron and manganous manganese.  In the
laboratory, aeration or purging is used as an analytic procedure to remove
trihalomethanes from water and it might therefore be used successfully as a
treatment technique.  Experimentation has shown, however, that at typical
air-to-water ratios used in water treatment for removal of taste- and odor-
causing compounds (1:1) little removal of chloroform takes place.  For this
analysis it was therefore assumed that the air-to-water ratio of 30 cu ft
of air to 1 cu ft of water would provide adequate removal of trihalomethanes,
which is consistent with laboratory results for effective chloroform removal.
Table 7 contains the standardized variables which were examined in the cost
analysis.

     Figure 29 is a typical capital cost curve for an aeration basis as a
function of throughput in thousands of cubic feet.  Figures 30 and 31 are
0 & M Amortized Capital cost curves, respectively, for the diffused aeration
system based on thousands of standard cubic feet per minute of air.  Table 8
contains the cost per thousand gallons for a 1, 5, 10, 100, and 150 mgd
plant based on the standardized cost assumptions shown in Table 7.

COST OF GRANULAR ACTIVATED CARBON

     Granular activated carbon (GAG) is not a substitute for chlorine
disinfection, but is well suited for the removal of various types of dissolved
organic materials including chloroform and other trihalomethanes.  Most but
not all dissolved organics can be adsorbed, which actually removes them from
solution.    Fresh, granular carbon has the following advantages for water

                                      26

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                       DIRECT HOURLY WAGE RATE (S/HR)
                                                      jjSO.MGP ^
8
             10
   FIGURE 16. O&M COSTS FOR OZONATION (AIR) VERSUS DIRECT HOURLY WAGE RATE
                                    27

-------
•4
       .8
                  1.2     1.6     2.0    2.4    2.8
                      WHOLESALE PRICE INDEX (100)
                                               3.2
3.6
                                                            4.0
FIGURE 17. O&M COST FOR OZONATION (AIR) VERSUS WHOLESALE PRICE INDEX
                               28

-------
                                         100 MOD
                                         150 MGD
     .005    .010   .015    .020    .025   .030   .035
                 COST OF ELECTRIC POWER (S/KWH)
.040
.045   .050
FIGURE 18. O&M COST FOR OZONATION (AIR) VERSUS ELECTRIC POWER COST
                               29

-------
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                      OZONE CONTACT TIME (MINUTES)
40
SO
   FIGURE 19.  AMORTIZED CAPITAL COSTS FOR OZONATION (AIR) VERSUS OZONE

             CONTACT TIME
                                 30

-------
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CONSTRUCTION COST INDEX (100)
                                                                     3.0
   FIGURE 20.  AMORTIZED CAPITAL COST FOR OZONATION (AIR) VERSUS CONSTRUCTION

              COST INDEX
                                 31

-------
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    FIGURE 21. AMORTIZED CAPITAL COST FOR OZOIMATIOIM (AIR) VERSUS INTEREST RATE
                                      32

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                         20           25
                    AMORTIZATION PERIOD (YEARS)


FIGURE 22. AMORTIZED CAPITAL COST FOR OZONAT10N  (AIR) VERSUS AMORTIZATION PERIOD
                               33

-------
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                                                     5 MGD


                                                    10 MGD



                                                   100 MGD
                                                    15CLMGD
                                   1.0                               1.5

                           OZONE DOSE (MG/L)
   FIGURE 23. O&M COST FOR OZONATIOIM (AIR) VERSUS OZONE DOSE
                                   34

-------
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   FIGURE 24. AMORTIZED CAPITAL COST FOR OZONATION (AIR) VERSUS OZONE DOSE
                                     35

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                           37

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                           38

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                                 39

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        TABLE 7.  DESIGN PARAMETERS FOR AERATION
Design Parameters "rariable)




Air to Water Ratic




Contact Time




Construction Cost Index




Wholesale Price Iiv'ex




Direct Hourly Wage Rate




Amortization Interest Rate




Amortization Period




Electric Power Cost
        Level




30 cu ft: 1 cu ft




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        $0.01/KWH
Design Parameter (Fixed)




Capacity Factor
        70 percent
                                42

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    FIGURE 29.  CONSTRUCTION COST FOR AN AERATION BASIN

               VERSUS VOLUME OF BASIN
                       43

-------
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    FIGURE 30.  ANNUAL O & M COSTS FOR AIR SUPPLY VERSUS
               STANDARD CUBIC FEET PER MINUTE THROUGHPUT
                           44

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     FIGURE 31  CONSTRUCTION COST FOR AIR SUPPLY VERSUS

               STANDARD CUBIC FEET PER MINUTE THROUGHPUT
                                45

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treatment:

     a.   Adsorption of trihalomethanes that have been formed by chlorina-
          tion practiced prior to GAG treatment;

     b.   Adsorption of most trihalomethane precursors so that chlorination
          can be practiced after treatment with GAG without forming signifi-
          cant quantities of trihalomethanes;

     c.   Reduction of possibility of producing hitherto unknown organic
          byproducts during disinfection by reducing the amount of organic
          matter available for reaction with any disinfectant; and

     d.   Reduction in the general level of organics, thereby increasing
          the likelihood of removal of raw water organic contaminants that
          may be of concern now or in the future.

     Treating water with activated carbon involves two major and separate
process operations:  filtration and reactivation.  The water comes in contact
with the carbon by passing through a structure filled wither with carbon
granules or with a carbon slurry.  Impurities are removed from the water by
adsorption when sufficient time is provided for this process.  The structure
can be either a water treatment filter shell, in which the filter media has
been replaced with GAG or an independent carbon filtration system.  The
separate carbon filtration system usually consists of a number of columns
or, basins used as contactors that are connected to a reactivation system.
The primary focus of this economic analysis will be on the use of GAG as a
replacement for existing media in the filter shell.  The economics of a
separate contactor system will also be examined.

     After a period of use, the carbon's adsorptive capacity is exhausted and
it must then be taken out of service and reactivated by combustion of the
organic adsorbate.  Fresh carbon is routinely added to the system to replace
that lost during hydraulic transport and reactivation.  These losses include
both attrition due to physical deterioration and burning during the reacti-
vation process.

     The approach taken in this analysis is first to evaluate the use of GAG
with an on-site reactivation system assuming that the GAG will replace the
media in the filter shell.  Various levels of key design parameters will be
established at standard levels with the intent of evaluating their effect on
sensitivity of the cost of GAG systems.  The "standard" system will consist
as in the previous analysis of fixing a given set of design variables at
predetermined levels.  Secondly, an analysis will be made for the replacement
of GAG in the filter shell but with off-site or regional reactivation.
Finally, an evaluation will be made of the cost of a separate GAG contactor
system with on-site reactivation.
                                     47

-------
The Cost of GAG as Filter Media Replacement

     As mentioned previously, it was assumed that GAC would replace sand in
existing filters, thereby eliminating the need to consider the cost of
separate GAC contactors.  For purposes of this analysis, a water treatment
plant is assumed to consist of an integral number of 1 mgd filters.  For
example, a 10 mgd water treatment system is assumed to consist of ten 1 mgd
filters each with the following dimensions:  18.5' x 18.5' x 2.5', yielding
a total volume of 865 cu ft per filter.

     The standard values and the design parameters chosen for examination
are shown in Table 9. All analyses perform will be based on the effect of
changing the design variables around these standard values.

     Before examining sensitivities, the impact of three basic factors must
be considered:  economies of scale, load factor, and reactivation frequency.
Figure 32 depicts the economies of scale associated with plant size for GAC
systems of 1, 5, 10, 100, and 150 mgd capacity, assuming the design variables
are held at the levels shown in Table 9.  The unit cost for a 1 mgd plant is
approximately 44o/1000 gal while the unit cost of a 150 mgd plant is close
to 5.50/1000 gal.  The cost curve rises sharply between 10 and 5 mgd, jumping
from 120/1000 gal to 15.5C/1000 gal.  Figure 33 shows 0 & M and Amortized
Capital costs versus plant capacity.

     Figure 34 depicts the cost for a 100 mgd plant, operating at a 70 per-
cent capacity factor, with the period between reactivation varying between
0.5 and 18 months.  At might be expected, lengthening the time between
reactivation reduces the unit cost from 7.50/1000 gal at 0.5 months to
1.60/1000 gal at 18 months.

     Figure 35 shows the interaction between capacity factor and reactiva-
tion frequency for a 100 mgd plant, in which it is assumed that the product
of reactivation period and load factor is 1, and that as capacity factor
decreases, the period between reactivations increases.  For example, when
capacity factor is 100 percent, the reactivation frequency is assumed to be
one month, and when the capacity factor is 50 percent the reactivation
frequency is assumed to be two months.  It can be seen that increasing the
time between reactivation periods reduces unit costs; however, this reduced
cost is offset by a reduced load factor which increases the unit cost.  The
net effect is an increased cost from 5.30/1000 gal (100 percent load factor
@ one reactivation per month) to 6.20/1000 gal (50 percent load factor @
one reactivation every two months).

     Having established the impact of these three variables (load factor,
reactivation frequency, and economies of scale), it is possible to examine
the sensitivity of cost to changes in the design parameters in Table 9.
Some of these variables influence only Operating and Maintenance cost, some
only Amortized Capital cost, and some of these variables affect both 0 & M
and Amortized Capital cost.  The first group of variables to be examined that
influence 0 & M cost are as follows:  hourly wage rate ($/hr), carbon loss
                                     48

-------
     TABLE 9.  DESIGN PARAMETERS FOR GRANULAR ACTIVATED CARBON
Design Parameters (Variable)

Carbon Cost

Carbon Loss per Reactivation Cycle

Fuel Cost

Electrical Power Cost

Construction Cost Index

Wholesale Price Index

Direct Hourly Wage Rate

Amortization Rate

Amortization Period
Level

0.38c/lb

10 percent

1.26 $/mil BTU

O.Olc/KWH

256.7

178.1

5.19 $/hr

7 percent

20 yr
Design Parameters (Fixed)

Contact Time

Hydraulic Loading Rate

Volume per Filter (1 mgd)

Capacity Factor

Reactivation Frequency

Loss in Adsorptive Capacity
During Reactivation
4.5 min

2 gal/min/sq ft

865 cu ft

70 percent

1.4 months


0
                                 49

-------
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                            PLANT SIZE  (MGD)

 FIGURE 32. TOTAL UNIT COST VERSUS PLANT SIZE
                                                   140
160
180
200
                                     50

-------
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                               PLANT SIZE (MGD)
                                                  140
                                                        160
                                                               180
200
    FIGURE 33. AMORTIZED CAPITAL AND O&M COSTS VERSUS PLANT SIZE
                                    51

-------
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                 4      6      8      10     12     14

                 CARBON REACTIVATION FREQUENCY (MONTHS)
16
18
             20
    FIGURE 34. TOTAL UNIT COST FOR A 100 MGD PLANT VERSUS TIME BETWEEN

              REACTIVATIONS IN MONTHS
                                   52

-------
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  •CARBON REACTIVATION FREQUENCY (MONTHS)
                                       2.2
2.4
2.6
2,8
                   3.0*
                                      •'CAPACITY FACTOR (%)


FIGURE 35. TOTAL UNIT COST FOR A 100 MGD PLANT VERSUS THE PRODUCT OF TIME

          BETWEEN REACTIVATIONS IN MONTHS AND CAPACITY FACTOR
                                    53

-------
per reactivation cycle, fuel cost, wholesale price index, and electrical
power cost.  Figures 36 through 40 illustrate the impact which these variables
have on cost.

     Figure 36 shows that changes in hourly wage rate have a greater impact
on the cost of small plants than on large plants.  For example, it can be
seen that as the hourly rate increased from 5.19 $/hr to 7 $/hr, the 0 & M
cost for 1 mgd plant increases from slightly over 21^/1000 gal to slightly
less than 28C/1000 gal.  The same wage rate increase in a 150 mgd plant
increases the 0 & M cost from approximately 4C/1000 gal to 4.5C/1000 gal.

     Figure 37 shows the changes in 0 & M costs which result from increases
or decreases in carbon loss per reactivation cycle.  Figures 37 through 40
show that 0 & M cost is very sensitive to changes in carbon loss but is
somewhat less sensitive to changes in fuel cost, wholesale price index, and
electric power cost.

     The group of variables that influence Amortized Capital cost are as
follows:  Construction Cost Index (CCI) , amortization interest rate, and
amortization period in years.  Figure 41 illustrates the variable impact
that CCI has on Amortized Capital cost in c/1000 gal.  The impact is great
for small plants, but decreases for larger plants.  Figure 42 illustrates
the effects of increasing or decreasing interest rate on Amortized Capital
cost.  As with CCI, the effect of changing this parameter is greater for
smaller plants than for larger plants.  Figure 43 shows the same effect for
changes in amortization period.

     Several of the design parameters listed in Table 9 influence both
Amortized Capital and 0 & M cost.  These parameters are as follows:
activated carbon cost, carbon reactivation frequency, and the interaction
of carbon reactivation frequency and load factor.  Figures 44 and 45 illus-
trate the influence that the cost of activated carbon will have on both
Amortized Capital and 0 & M cost.  Figures 46, 47, 48, and 49 show these
same impacts for carbon reactivation frequency and for the interaction of
carbon reactivation frequency and load factor.

     To illustrate how the sensitivity analysis can be applied to the
standard values in order to study the impact of local conditions on costs,
the following example has been constructed.  If it were assumed that all of
the standardized values were held at the levels shown in Table 9, with the
exception of activated carbon loss, it would be possible to estimate the
impact that changes in its value would have on the system cost.  Examining
Figure 37, it can be seen that as compared to the standardized values when
activated carbon loss is 15 percent for a 100 mgd plant the percent change
in 0 & M cost is + 29.5 percent, but when it is at 5 percent, the change is
- 14.7 percent.  The standardized values yield an Amortized Capital cost of
1.5C/1000 gal and an 0 & M cost of 4.5C/1000 gal.  Therefore, as carbon loss
affects only 0 & M cost, the change in total cost would be as follows:

     GAG system cost (15 percent) = 1.5 + [4.5  +  4.5 (.295)]       (2)

                                  = 7.3C/1000 gal                    (3)

                                      54

-------
                   34567
                   DIRECT HOURLY WAGE RATE ($/HR)
FIGURE 36.  O&M COST VERSUS DIRECT HOURLY WAGE RATE
                             55

-------
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                                       150 MGD
          .02    .04    .06     .08     .10     .12     .14     .16

                     CARBON LOSS PER REACTIVATION CYCLE (%)
                        .18
.20
    FIGURE 37. O&M COST VERSUS CARBON LOSS PER REACTIVATION  CYCLE
                                     56

-------
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                           FUEL COST (S/100,000 BTU)


    FIGURE 38. O&Wl COST VERSUS FUEL COST
                                    57

-------
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                                    15O MGD
          .5      1.0    1.5     2.0     2.5     3.0     3.5

                            WHOLESALE PRICE INDEX (1000)




    FIGURE 39. O&M COST VERSUS WHOLESALE PRICE INDEX
                     "To"
                             4.5
5.0
                                     58

-------
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   0     .005    .010    .015    .020   .025   .030    .035   .040   .045   .050

                  ELECTRICAL POWER COST (S/KWH)



   FIGURE 40.  O&M COST VERSUS ELECTRICAL POWER COST
                                     59

-------
      .5     1.0     1.5     2.0    2.5    3.0    3.5     4.0    4.5
         SEWAGE TREATMENT PLANT CONSTRUCTION COST  INDEX (1000)

FIGURE 41. AMORTIZED CAPITAL COST VERSUS CONSTRUCTION COST INDEX
5.0
                                60

-------
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                 .02     .03    .04    .05    .06    .07
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    FIGURE 42.  AMORTIZED CAPITAL COST VERSUS AMORTIZATION INTEREST RATE
                                       61

-------
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                                                       40
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50
    FIGURE 43. AMORTIZED CAPITAL COST VERSUS AMORTIZATION PERIOD
                                   62

-------
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    FIGURE 44. O&M COST VERSUS CARBON  COST
.8
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1.0
                                    63

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i-
cc
O
5
<  5
1 MGD
                               .4      .5     .6
                            CARBON COST (S/LB)
   .8
.9
                1.0
    FIGURE 45.  AMORTIZED CAPITAL COST VERSUS CARBOIM COST
                                    64

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35i
         .5
1.0     1.5     2.0    2.5    3.0     3.5    4.0
    CARBON REACTIVATION FREQUENCY (MONTHS)
                                                              4.5
5.0
   FIGURE 46. O&M COST VERSUS REACTIVATION FREQUENCY
                                   65

-------
  35
O


§ 25
I-
tf)
820
(L
  15
D
LU
N

DC
O
10
                            S^MGD t
                 1.0     1.5     2.0     2.5    3.0    3.5

                  CARBON REACTIVATION FREQUENCY (MONTHS)
                                                        4.0
4.5
5.0
     FIGURE 47. AMORTIZED CAPITAL COST VERSUS REACTIVATION  FREQUENCY
                                      66

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   35
  30
  25
a

O 20
o
o
  15
O
O
  10
   5-
  5 MGD
100 MGD
                                      150 MGD
                                           2.2
                                                 2.4
                                                        2.6
                        2.8
                                                                     3.0
 1-°    1-2     1.4    1.6     1.8    2 0

100%          70%                50%


CARBON REACTIVATION FREQUENCY (MONTHS)  CAPACITY FACTOR (%)




 FIGURE 48.  O&M COST VERSUS INTERACTION BETWEEN REACTIVATION FREQUENCY

           AND CAPACITY FACTOR
                                   67

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        2.2
              2.4
2.6
 1.0    1-2     1.4     1.6    1.8     2.0
100%          70%                 50%
CARBON REACTIVATION FREQUENCY (MONTHS) CAPACITY FACTOR (%)

  FIGURE 49.  AMORTIZED CAPITAL COST VERSUS INTERACTION BETWEEN
            REACTIVATION FREQUENCY AND CAPACITY FACTOR
2.8
3.0
68

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     GAG system cost (5 percent) = 1.5  +  [4.5  -  4.5  (.147)]       (4)

                                 = 5.3C/1000 gal                       (5)

     Figure 50 illustrates the percent change in cost for 1, 5, 10, 100, and
150 mgd systems that results from various activated carbon losses.

     In the above equations, Amortized Capital cost remains constant as
activated carbon loss affects only 0 & M cost.  Some of the parameters, such
as amortization period, have a multiplicative effect, as will be illustrated
below.  Assuming that amortization period, which affects only Amortized
Capital cost, is in one case 10 years (150.9 percent) and in another case
30 years (85.4 percent), yields the following when compared with the
standardized value of 1.5C/1000 gal:
     GAC system cost (10 years)  =  (1.5)(1.509)  +  4.5

                                 »  7.5C/1QOO gal

     GAC system cost (30 years)  =  (1.5)(0.854)  +  4.5

                                 -  5.8C/1000 gal
                                (6)

                                (7)

                                (8)

                                (9)
     Equations 6 through 9 illustrate how the multiplicative factor affects
Amortized Capital cost.

     Table 10 contains the percentage change in 0 & M cost that results from
setting the level for each design parameter at 50 percent, and at 150 percent
(for a 100 mgd plant), of standard values.  Table 11 contains the same
information for Amortized Capital cost (for a 100 mgd plant).  It should be
noted that some of the parameters, such as carbon cost, affect both Amortized
Capital and 0 & M cost.

     The net effect of setting the design value for each parameter at the
high and low values is shown in Table 12.  Using the values shown in Table 12
the 0 & M and Amortized Capital costs are calculated as shown below for a
100 mgd plant.
Additive Modifications

Amortized Capital Cost (c/1000 gal):

          Sum

0 & M (c/1000 gal):

          Sum
1.5 + 1.5 (0.664)

      2.5

4.5 4- 4.5 (0.675)

      7.5
      Low

1.5 - 1.5 (0.730)

      0.4

4.5 - 4.5 (.576)

      1.91
Using the above values the total cost can be calculated as follows:
                                      69

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  +30.0
  +20.0
tf)
o
0 +10.0
t-



Q.

z  o.oo

UJ

z

g  -10.0

59
  -20.0
   -30.0
   -40.0
                                  8      10      12

                                   % CARBON LOSS
14
16
18     20
       FIGURE 50.  PERCENT CHANGE IN PLANT COST VERSUS CARBON LOSS
                                       70

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   TABLE 10.  DESIGN PARAMETERS AFFECTING 0 & M COSTS  (100 mgd)
Parameters Affecting 0 & M Costs - Additive
Carbon Loss per Reactivation Cycle (percent)


Carbon Cost (c/lb)


Fuel Cost ($/mil BTU)


Power Cost (c/KWH)


Direct Hourly Wage Rate ($/hr)


Wholesale Price Index


Values
15
10
5
54
38
19
1.89
1.26
0.63
1.5
1.0
1.5
7.78
5.19
2.60
267
178
89
Percent (
29.6
0
14.7
16.9
0
-22.0
4.0
0
-3.8
0.6
0
-0.6
15.9
0
-15.9
6.0
0
-5.0
Parameters Affecting 0 & M Costs - Multiplicative

Reactivation Frequency (weeks between)           3           145.9
                                                 6           100.0
                                                 9            72.1

Capacity Factor (percent)                       50           105.2
                                                70           100.0
                                               100            92.4
                                  71

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TABLE 11.  DESIGN PARAMETERS AFFECTING AMORTIZED CAPITAL COSTS  (100 mgd)
Parameters Affecting Amortized
Capital Cost - Additive	

Carbon Cost (c/lb)
Construction Cost Index
 Values

 54
 38
 19

385
257
125
Percent Change

    16.9
     0
   -22.0

    49.5
     0
   -51.0
Parameters Affecting Amortized
Capital Cost - Multiplicative

Amortization Period (yr)
Interest Rate (percent)
Reactivation Frequency (weeks between)
Capacity Factor (percent)
10
20
30
10.5
7
3.5
3
6
9
50
70
100
150.9
100.0
85.4
127.3
100.0
73.0
121.5
100.0
91.5
128.9
100.0
76.4
                                  72

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TABLE 12.  NET EFFECT FOR SETTING DESIGN PARAMETERS AT HIGH AND LOW
                          LEVELS (100 mgd)
Additive Factors for 0 & M

Loss per Reactivation
Carbon Cost
Fuel Cost
Power Cost
Hourly Wage Rate
Wholesale Price Index
High (percent)   Low (percent)
    29.5
    16.9
     4.0
     0.6
    15.9
     0.6
-14.7
-22.0
- 3,
- 0.
-15.9
- 0.6
,8
,6
                Sum

Additive Factors for
Amortized Capital Cost

Carbon Cost
Construction Cost Index
   +67.5
    16.9
    49.5
-57.6
-22.0
-51.0
                Sum

Multiplicative Factors for 0 & M

Reactivation Frequency
Hydraulic Load
   +66.4
     1.459
     1.052
-73.0
  0.721
  0.924
                Product

Multiplicative Factors for
Amortized Capital Cost	

Amortization Period
Interest Rate
Reactivation Frequency
Hydraulic Load Factor
     1.535
  0.666
     1.509
     1.273
     1.215
     1.289
  0.854
  0.730
  0.915
  0.764
                Product
     3.008
  0.436
                                  73

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Multiplicative Modifications         High                 Low

Amortized Capital (c/1000 gal)    (2.5)(3.008)        (0.4)(0.436)

          Product                     7.5                 0.17

0 & M (c/1000 gal)                (7.5)(1.535)        (1.91)(0.666)

          Product                    11.5                 1.27
                    Sum              19C/1000 gal         1.44C/1000 gal

Adding the final results for Amortized Capital and 0 & M costs yields a
high value of 19C/1000 gal and a low value of 1.440/1000 gal.  These results
illustrate the extremes which might result from localized conditions.

     As can be seen from Figures 32 and 33, unit costs associated with
small treatment systems are extremely high.  The bulk of the Amortized
Capital costs are for on-site reactivation facilities, which suggests the
possibility that for small plants some alternative to on-site reactivation
should be explored.  One possibility would be to dispose of exhausted
activated carbon and to purchase new carbon.  The cost of disposal for a
plant operating at 70 percent capacity factor, with a period between reactiva-
tion of 1.4 months, is shown below:

              (865 cu ft) (No. of filters) (30 lb)(8.57 reactivations) (38c/lb)
Disposal cost =	cu ft	y_r	
                    (flow in mgd)(365 days/yr)(0.70)

Disposal cost =   33.1C/1000 gal

The above value can be compared to on-site reactivation costs for a  1, 5, 10,
100, and 150 mgd plant operating at 0.7 load factor with once-per-1.4 months
reactivation (Figure 32).  It can be seen from Figure 51 that disposing of
exhausted carbon is actually cheaper than on-site reactivation for small
plants (2 mgd or less) although it is obviously more expensive for larger
plants.

     Figure 51 suggests that another option that needs to be explored is
that of regional reactivation.  Regional reactivation consists of transport-
ing the exhausted carbon to a central site where a reactivation furnace is
located.  This approach, which is particularly appropriate for small plants,
will be explored in the following section.

Regional Reactivation

     For the purposes of this analysis, three sets of regional reactivation
conditions will be examined:

1.   Regional reactivation systems consisting of off-site reactivation plants
     capable of processing carbon  from the  equivalent of 31001b/day,

                                      74

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                                DISPOSED CARBON COST
1 510
      100
PLANT SIZE (MGD)
150
FIGURE 51. TOTAL UNIT COSTS VERSUS PLANT SIZE
                                75

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     6200 Ib/day, 15,500 Ib/day, 31,000 Ib/day, and 62,000 Ib/day reactiva-
     tion facilities.  Thesi
     and RP,-» respectively.
tion facilities.   These systems will be designated RP ,  RP9, RP~, RP,,
2.   Costs for individual plants shipping to these systems will be examined,
     based on the assumption that a number of plants are sharing these
     reactivation systems simultaneously.  For example, the cost in c/1000 gal
     for a 1 mgd plant shipping carbon to a RP.. and RP,.,, and a 10 mgd plant
     transporting carbon to a RP, and RP- system will Be calculated assuming
     that the various regional off-site reactivation systems are being used
     to capacity.

     By transporting carbon to a regional reactivation center a small plant
is able to take advantage of the economies of scale inherent in a larger
reactivation furnace, although there is a debit associated with the trans-
portation cost required to get the carbon to the site.  The assumptions
regarding the operation of the plants are the same as those in Table 9 (for
example, 70 percent load factor and 1.4 months between reactivation).  The
costs associated with the water treatment plant will be as follows:  the
initial activated carbon purchase (twice the capacity of the treatment plant,
as one batch of carbon is being reactivated while the other is in place)
and the make-up carbon (loss assumed at 10 percent per replacement cycle due
to handling); transportation costs, which will be assumed as $.10/ton-mile,
and a proportionate share of the off-site reactivation costs which will
consist of furnace capital and operating costs, assuming a 10 percent loss
of activated carbon during the reactivation process.  Table 13 contains the
costs associated with the initial carbon cost, and the carbon loss as well
as the equivalent carbon reactivation requirements per day in Ib/day for
each plant size.  Figures 52 and 53 show the total construction and operating
costs for an off-site reactivation furnace based on Ib/day of reactivation.
It is assumed in this analysis that the Amortized Capital and 0 & M costs for
reactivation system are divided equally among the number of plants shipping
carbon to it.  For example, if five 1 mgd plants are shipping to an RP
system, the cost will be higher than if ten 1 mgd plants are shipping
carbon to RP9 system.

     Transportation costs are calculated as follows for a 1 mgd plant
shipping carbon to a reactivation plant for a 30-mile round trip:
Transport (10c/ton-mile) (865 cu ft) (30 miles) (30 Ib/cu f t) (-) (8. 57 react/yr)
Cost   =
                        (365 days)(l mgd) (0.70)

       =  .131C/1000 gal (30-mile round trip)

On a per-gal-mile basis, the cost is

     C/gal-mile  =  (.131C/1000 gal) (30 mile)

                 =  .0044C/1000 gal-mile
                                      76

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TABLE 13.  CARBON COSTS AND REACTIVATION REQUIREMENTS FOR REGIONAL
                         REACTIVATION SYSTEMS
Plant Size
(mgd)
1
5
10
100
150
Initial Carbon
Requirements
(lb)
51,900
259,500
519,000
5,190,000
7,785,000
Annual Cost
($)
1,861.4
9,307.1
18,614.1
186,141.3
279,212.0
Make-up
Carbon
($)
7,254
35,319
69,835
672,321
1,001,758
Reactivation
Requirements
(Ib/day)
617.86
3,089.29
6,178.57
61,785.71
92,678.56
                                   77

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  3500
  3000-
  2500
O
O
° 2000
CO
O

0 1500
Z
O
  1000
co
z
O
0
          10000
 30000         50000
REACTIVATION RATE (LB/DAY)
70000
                                                               900OO
      FIGURE 52, CONSTRUCTION COST FOR CARBON REACTIVATION SYSTEM VERSUS

                REACTIVATION RATE
                                      78

-------
 1000000
o
o
S 100000
•a
O
   10000-1
       100
   1000            10000

REACTIVATION RATE (LB/DAY)
        FIGURE 53.  O&M COST FOR CARBON REACTIVATION SYSTEM
                  VERSUS REACTIVATION RATE
                                   79

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     The Amortized Capital cost and annual 0 & M cost for the off-site
reactivation systems are shown in Table 14.  These costs can be assigned
equally to the water treatment plants served.  For example, RP  can serve
five 1 mgd treatment plants and the total cost is divided by five, but for
RP2, which can serve 10 1 mgd plants, the total annual cost is divided by 10.
Table 15 contains the flow in mil gal/yr and the total allocated cost plus
the initial activated carbon and makeup costs for each plant reactivation
configuration.  As can be seen from Table 15, the unit cost for a 1 mgd plant
sending carbon to a regional reactivation furnace serving five plants is
higher than for a 1 mgd plant sending carbon to a system serving 10 plants
due to economies of scale in the reactivation system.  Transportation costs
must also be considered as in the following discussion.

     Figure 54 shows the distance-related costs associated with the regional
reactivation system for 1 mgd plants sending carbon to a RP  and RP_
reactivation system, as compared to on-site reactivation system, ana the
slope of the curve shows that carbon can be transported for many miles before
an on-site system becomes cost effective.  Figures 55 and 56 show similar
conditions for 5 mgd plants and 10 mgd plants transporting to RP  and RP ,
and RP, and RP,. systems, respectively.  It can be seen that for a 10 mgd
plant it also is cost effective to transport spent carbon over relatively
long distances, however, the gap between on-site and transporting off-site
narrows at this level.  Figure 57 shows the impact of variations in trans-
portation cost on the total cost of a 10 mgd plant transporting waste to
a RP, system.

     An alternative to replacing carbon in the filter shell is to build
separate carbon contactors as ah integral part of the treatment system.
A discussion of this option is presented in the following section.

Separate Contactor System

     In the discussion to this point the costs presented have been based on
the assumption that carbon would replace sand in a filter plant.  Therefore,
no Amortized Capital and 0 & M costs associated with separate carbon con-
tactors have been included in the analysis.  It is very likely that operating
in such a manner is inconvenient and inefficient, causing higher carbon
losses due to excessive handling.  A contactor system may be tailored specif-
ically for a given treatment plant operation.  The assumptions used for the
contactor system analysis are as follows (Table 16):   two contactors connected
in series, a contact time of nine minutes and a corresponding recycle
frequency of one-per-2.8 months, bed depths of 20 ft, and a carbon loss of
5 percent per reactivation cycle.  Figure 58 compares the costs for a separate
contactor system versus replacement of carbon as filter media.

     Replacing sand by carbon represents a short-term possibility for water
treatment plants with low capital investment but high operating costs.  A
separate contactor system represents a longer term and permenent solution
with higher capital investment requirements but with lower operating costs
as shown in Table 17.  These capital investment requirements are discussed
in the following section.


                                      80

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TABLE 14.  AMORTIZED CAPITAL AND OPERATING COSTS FOR OFF-SITE REACTIVATION
                                 SYSTEMS
Reactivation
System
RP,
RP2
RP3
^4
RP,
Reactivation
Requirement
(Ib/day)
3,089.27
6,178.57
15,446.35
30,892.85
61,785.71
Construction
Cost
($)
700,000
820,000
1,350,000
1,630,000
2,200,000
Amortized
Capital Cost
($)*
66,080
77,408
127,440
153.872
207,600
Annual
0 & M Cos
($)
180,000
240,000
460,000
750,000
1,130,000
* 7 percent interest, 20-yr amortization period.
                                   81

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TABLE 15.  REACTIVATION SYSTEMS COST FOR AN INDIVIDUAL PLANT
Regional Reactivation


Regional
Reactivation
Configuration
1 - RP
- 1-RP2
c ^ UP
c ^ U^
ft
10 - RP4
10 - RP5

Total No.
of
Plants
5
10
5
10
5
10

Flow per Plant

(mil gal/yr)

225
225
1277.5
1277.5
2555.0
2555.0

Total Annual
Cost
($)

56,470.00
38,995.00
162,114.10
135,013.10
269,321.0
222,217.1

Unit Cost

(0/1000 gal)

25.1
17.3
12.7
10.6
10.5
8.7
                              82

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   70
   60
   50
U

o

§  40
8  30
O
z
3  20
f-
o
   10
ON SITE REACTIVATION COST
    l-RPl
                                 I-RP2
     0      20     4O     60     80     100    120    140     160    180   200

                           DISTANCE TRAVELED (MILES)



     FIGURE 54. COST OF TRANSPORTING CARBON FROM A 1 IWGD PLANT TO REGIONAL

               REACTIVATION SITE VERSUS DISTANCE IN MILES
                                  83

-------
  70
  60
O 50

o
o
o
  40
O
o

H 30

z
     	ON SITE REACTIVATION


     ,	.	.	+*-—


  101
                        5-RP3               J
                                       5-RP4
    0     20    40     60     80     100    120    140    160    180   200

                         DISTANCE TRAVELED (MILES)



    FIGURE 55. COST OF TRANSPORTING CARBON FROM A 5 MGD PLANT TO REGIONAL


              REACTIVATION SITE VERSUS DISTANCE
                                     84

-------
  70
  60-
< 50
O

O
O
o

7^40'
O

°30
<20-

O


                          ON SITE REACTIVATION COST
  10'
    0      20     40     60    80     100    120    140    160    180    200

                        DISTANCE TRAVELED (MILES)



    FIGURE 56. COST OF TRANSPORTING CARBON FROM A 10 MGD PLANT TO REGIONAL

              REACTIVATION SITE VERSUS DISTANCE IN MILES
                                      85

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ON SITE REACTIVATION
     20     40     60     80    100    120    140    160    18O    200
FIGURE 57. THE SENSITIVITY OF REACTIVATION COSTS TO TRANSPORTATION
          COST VARIATIONS
                                86

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          TABLE 16.  ASSUMPTIONS FOR SEPARATE CONTACTOR SYSTEMS
Item
Number of Contactors
Hydraulic Loading (gal/min/sq ft)
Diameter Contactors (ft)
Depth of Contactors (ft)
Plant Capacity (mgd)
1
2
4.87
8
13
5
4
5.42
12
13
10
8
5.42
12
13
100
28
5.57
20
14
150
42
5.57
20
14
Vol. of Granular Activated Carbon
  per Contactor (cu ft)           653.1  1469.5   1469.5   4396.0  4396.0

Apparent Contact Time  (min)           99999

Reactivation Frequency (months)
  at 70 percent Capacity              2.8     2.8      2.8      2.8     2.8

Activated Carbon Loss/
Reactivation (percent)                55        5        55
                                     87

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70,
60-1
10
  CONTACTOR SYSTEM

           I      	
FILTER MEDIA REPLACEMENT
        20    40     60     80    100    120

                         PLANT SIZE (MGD)
                       140
160
180
             200
  FIGURE 58. COMPARISON OF COSTS BETWEEN CONTACTOR SYSTEM AND MEDIA

             REPLACEMENT VERSUS PLANT CAPACITY
                                     88

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TABLE 17.  AMORTIZED CAPITAL AND 0 & M COSTS FOR CONTACTOR VERSUS FILTER
                      MEDIA REPLACEMENT (c/1000 gal)
System

Media Replacement
Contactors

Media Replacement
Contactors

Media Replacement
Contactors
1 mgd

19.5
30.2
5 mgd 10 mgd
Amortized Capital
5 3.5
10.2 8.2
100 mgd
Costs
1.5
4.3
150 mgd

1.1
4.1
Operating and Maintenance Costs
21.5
16.1

41.1
46.3
10.5 8.2
7.3 5.4
Total Cost
15.5 11.7
17.5 13.6
4.5
2.4

6.0
7.3
4.0
2.2

5.1
6.3
                                     89

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Capital Investment

     All of the cost data presented to this point in the analysis have been
in terms of unit costs (including Amortized Capital and 0 & M costs).   It is
important to present a different perspective by examining total investment
costs.  Separate contactor systems, as can be seen from Table 17, are more
capital intensive then replacing the filter media by activated carbon.  To
build these systems, utilities must raise considerable amounts of initial
capital.  Table 18 summarizes for 1, 10, and 100 mgd plants the principal
and total payback costs required for both types of GAC systems.

     A major part of the capital investment for an on-site reactivation
system is the furnace.  Table 19 summarizes the estimated cost of these types
of furnaces.
                                   TABLE 19


ESTIMATED CONSTRUCTION COST OF GRANULAR ACTIVATED CARBON REACTIVATION FURNACES

Furnace Type                      Capacity              Estimated Total Cost

Multiple-Hearth                 5,000 Ib/hr               $4.2 million

Infrared*                       5,000 Ib/hr               $0.8 million

Rotary Kiln                     5,000 Ib/hr               See note

Fluidized Bed*                  5,000 Ib/hr               $1.2 million

* Because furnaces of this size have not been manufactured, these estimates
    are very preliminary.

Note:  Insufficient information is available to estimate a cost for this
         type of furnace.
Labor Costs for GAC Systems

     The previous analysis points to one salient fact regarding the use of
granular activated carbon.  Unit costs for small plants reactivating on-site
way be prohibitively expensive.  It is obvious that plants in the 1 mgd
design capacity should consider off-site reactivation in a regional facility.

     All of the previous cost evaluations have been made for critical design
conditions, such as a once-per-1.4 month reactivation cycle and capacity
factors below 100 percent.  These data have been computed for isolated
systems.  In a total treatment complex, however, there may be opportunities
to share labor among several activities.  For example, the laborers assigned

                                     90

-------
00
H

W
 13
  CX
  B

 o
 o
t
                        f
              o
             4-1
              o
              cfl
             J-J
              c
              o
             Q)
         CO  6
         •H  Q)
         TJ  O
         
-------
to groundskeeping or general labor might be utilized in the reactivation
activity.  Such a joint use of labor might realize genuine savings, particu-
larly in a small plant.  Table 20 displays the percentage of total costs
for plants with on-site reactivation which is made up of labor costs.  It can
be seen that for small plants with on-site reactivation, labor costs account
for over 40 percent of the total cost.

SUMMARY AND CONCLUSIONS

     It is obvious from the data presented in this report that chlorination
is the cheapest of all of the treatment technologies that might be used for
disinfection.  Table 21 summarizes the values for a 1, 5, 10, 100, and 150
mgd plant for all of the treatment alternatives examined in this report.

     As chlorination under certain conditions causes chloroform, a potential
carcinogen, in drinking water, planning and operating agencies must examine
alternatives to the chlorination process.  These alternatives might take the
form of disinfection techniques other than chlorination, or of trihalomethane
removel techniques such as aeration, or of organic removal techniques such
as granular activated carbon.  Hopefully, this report will assist in making
these evaluations.
                                     92

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TABLE 20.  LABOR COSTS FOR 1, 10, and 100 mgd GAG SYSTEMS REACTIVATING
                    ON-SITE (FILTER SHELL REPLACEMENT)
Plant
Capacity
5
10
100
Capacity
Factor
.7
.7
.7
Total Cost
$/yr
199,915.97
302,103.2
2,098,677.0
Labor Cost
$/yr
91,385
124,724
421,756
Percent
Labor Cost
46
41
20
                                  93

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-------
                                 REFERENCES
1.   Breidenbach, Andrew W., "Regulations:  Reactions and Resolutions,"
     Journal of the American Water Works Association, Vol. 68, No. 2,
     February 1976, pp. 77-82.

2.   Bureau of Labor Statistics, "Chapter 11.  Wholesale Prices," reprint
     from the BLS Handbook of Methods (BLS Bulletin 1711), U. S. Department
     of Labor, pp. 97-111.

3.   Eilers, Richard G., and Smith, Robert, "Executive Digital Computer
     Program for Preliminary Design of Wastewater Treatment Systems,"
     November 1970, NTIS-PB222765 (report  NTIS-PB222764 (card deck).

4.   Fair, Gordon Maskew, and Geyer, John Charles, "Elements of Water Supply
     and Waste Water Disposal," John Wiley & Sons, Inc., New York, pp. 480-481,

5.   Federal Water Pollution Control Administration, "Sewer and Sewage
     Treatment Plant Construction Cost Index," U. S. Department of the
     Interior, Washington, D. C. 20242.

6.   Finerty, Joseph M. (Editor), Employment and Earnings, April 1976,
     U. S. Department of Labor, Bureau of Labor Statistics, Vol. 22, No. 10.

7.   Love, 0. T., et al., "Treatment for the Prevention or Removal of
     Chlorinated Organics in Drinking Water," submitted for publication to
     the Journal of the American Water Works Association.

8.   Miltner, R. J., "The Effect of Chlorine Dioxide on Trihalomethane in
     Drinking Water," Master of Science Thesis, University of Cincinnati,
     1976.

9.   Patterson, W. L., and Banker, R. F., "Estimating Costs and Manpower
     Requirements for Conventional Wastewater Treatment Facilities for the
     Environmental Protection Agency," Black and Veatch, Consulting Engineers,
     Kansas City, Missouri, 1971. .

10.  Quarles, John R., Jr., "Impact of the Safe Drinking Water Act,"
     Journal of the American Water Works Association, Vol. 68, No. 2,
     February 1976, pp. 69-70.

11.  Suindell-Dressler, "Process Design Manual for Carbon Adsorption,"
     U. S. Environmental Protection Agency, Technology Transfer, October 1973.


                                     95

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12.   Symons,  James M.,  "Interim Treatment Guide for the Control of Chloroform
     and Other Trihalomethanes," June 1976,  Water Supply Research Division,
     Municipal Environmental Research Laboratory, Office of Research and
     Development,  Cincinnati, Ohio  45268,  pp.  4-6.

13.   Ibid, pp. 1-4.

14.   Ibid, pp. 6-30.
                                     96

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                                   APPENDIX 2
Stevens, A.A., Slocum, C.J., Seeger, D.R. and Robeck, G.G., "Chlorination
of Organics in Drinking Water," Proceedings of Conference on the Environmental
Impact of Water Chlorination, Oak Ridge, Tennessee, October 22-24, 1975,
and submitted to the Journal of the American Water Works Association
for publication.

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                  CHLORINATION OF ORGANICS IN DRINKING WATER
Reprinted from:  Journal American Water Works Association, 68:11, p. 615-620
(November 1976).
                        Water Supply Research Division
                 Municipal Environmental Research Laboratory
                     U.S. Environmental Protection Agency
                             Cincinnati, Ohio 45268

-------
  Chlorination of
  Organics  in
  Drinking  Water
Alan A. Stevens,
Clois J.  Slocum,
Dennis R.  Seeger,  and
Gordon  G. Robeck
 A paper- contributed to and selected by the
 JOURNAL,  authored by  Alan  A  Stevens
 (Active Member, AWWA), res chem , Clois J
 Slocum, res, chem ,  Dennis R. Seeger,  res
 chem , and  Gorden G  Robeck (Honorary
 Member, AWWA), dir., all of the Water Supply
 Res Div , EPA, Cincinnati, Ohio
 Bench-  and  pilot-scale investigations
 revealed the  influence  of  precursor
 compound  concentration, pH, type  of
 disinfectant, and temperature on triha-
 lomethane  formation.  Implications  of
 the  research   for  altering  treatment
 procedures  to  reduce trihalomethane
 production  are discussed.
   Recently there has been great interest in
the stud) of organic compounds in drinking
water—interest that stems largely from the
results of a  1974 stud}  of New  Orleans
drinking  water,  and the  publicity  that
followed.1  About  the  same  time,  two
studiesj ; called attention to the presence in
finished  drinking water of some  tnhalo-
methanes (mostly chloroform) which  were
not found in the respective raw  waters at the
locations of stud) Both  reports concluded
that  the  trihalomethanes  were  formed
during the chlonnation  step of the  water
treatment process.
   The EPA  undertook  a  survey  of  80
selected cities to measure the concentrations
of six halogenated compounds in raw and
finished  water  Those six  included  four
trihalomethanes (chloroform, bromodichlo-
romethane.  dibromochloromethane.  bro-
moform) suspected of being formed during
chlonnation. plus carbon tetrachlonde and
1,2-dichloroethane, known contaminants at
New Orleans, but not necessarily formed on
chlonnation. During this National Organics
Reconnaissance  Survey  (NORS)  a  more
comprehensive organic  analysis was also
performed in five of the 80 cities and has
just been completed  in another five
   The occurrence of trihalomethanes  in
finished drinking water  was demonstrated
to be widespread and a direct  result of the
  *Dehvered at th< \Tonf on the Environmental Impact of Water
Chlormation Oak Ridge Nat! Lab Oak Ridge Tenn (Oct 22-
24, 1975)

NOVEMBER 1976
chlormation practice. No hard evidence was
found in this regard with respect to 1.2-
dichloroethane or carbon  tetrachlonde.
  Based on the survey results, a theoretical
finished water with the median concentra-
tion  of each  compound  would  contain
about 21  jug/I of chloroform. 6  jtg/1  of
bromodichloromethane. 1.2 ;ug/l of dibro-
mochloromethane. and an amount less than
the detection limit for the method used1 of
bromoform (Fig   1) Although most of the
finished waters tested  demonstrated this
decreasing order  of concentration, this was
not always the case The  finished water at
one location had  a chloroform concentra-
tion  of only  12   jug/1,  but a bromoform
concentration of 92 jug/1 It was speculated
that this concentration reflected a relatively
high bromide concentration  in  the raw
water, with oxidation of bromide to  hypo-
bromite by  hypochlorite  and  subsequent
reaction  of hvpobromite  with  precursor
compounds  to form the  bromine-substi-
tuted trihalomethanes
  Recently workers at another EPA labora-
tory ' have adequately  demonstrated this
effect by experimentally adding the hahdes
fluoride, bromide, and iodide in the form of
salts  to  Missouri  River water and subse-
quently   chlorinating  that  water   The
detected reaction products included all ten
possible  non-fluorine mixed  and   single
halogen-containing trihalomethanes. Final-
ly, the range of chloroform concentrations
was < 01-311 fig/1; bromodichlorometh-
ane. none found  (NF)-116 jug/1; dibromo-
chloromethane, NF-100 jug/1,  and bromo-
form, NF-92 jug/1
  Although the health significance of triha-
lomethanes produced during chlonnation
of drinking water  had not been completely
evaluated   in  1975.   understanding  the
factors  affecting the ultimate formation  of
the  trihalomethanes .was  considered pru-
dent. The goal was then to develop general
conclusions applicable to rational modifica-
tion of water treatment processes if removal
of trihalomethanes was  finally  deemed
important  for public  health reasons.  Basic
approaches to  affect  finished water  triha-
lomethane  concentrations  considered  for
study   were  reducing  precursor   com-
pound(s) concentration, changing disinfec-
tant (eg.  to ozone, chlorine dioxide, etc.)
and removing trihalomethanes after forma-
tion. The last of these is being studied as an
alternative  and has  been discussed else-
where." Changing disinfectant without an
intense research input from studies of other
public  health  ramifications  could  be  a
catastrophic step  Therefore,  because  a
chlorine residual must be maintained with-
in the distribution system, removing precur-
sor compounds or controlling  their reac-
tions with chlorine was considered the most
logical approach.
  The foremost consideration in adjusting a
series   of   water-treatment  processes   to
remove an organic precursor is identifying
the  compound(s)   Bellar  et al proposed
ethanol as the compound with oxidation by
hypochlorite to acetaldehyde.  or acetalde-
hyde itself, followed by the classical halo-
form reaction  as the mechanism of triha-
lomethane production.' Organic chemistry
texts typically  cite acetone as  the simplest
example of a methyl ketone that undergoes
the haloform reaction. Indeed,  Fairless et al
have investigated  the  reactivity of simple
methyl  ketones  in water supplies  and
consider  them  to  play  a major  role  in
trihalomethane production.7  Glaze  and
Henderson have identified chlorinated ace-
tone derivatives  that  could  be haloform
reaction intermediates  in super-chlorinated
sewage effluents v These theories are attrac-
    C
live  because  the  precursor  compounds
mentioned  have been qualitatively iden-
tified  during  gas  chromatographic-mass
spectrometnc  (GCMS) analysis of Ohio
River water that contains the unknown
precursors that react to form  trihalometh-
anes upon chlonnation.
  In Dec.  1974 Rook proposed that natural
humic substances were responsible.-' Later
he discussed the probable role of the fulvic
acid fraction in trihalomethane production,
elaborating the thesis with examples of very
reactive w-dihydroxy aromatic compounds
suspected to be basic building  blocks of the
humic (fulvic)  acid  structure."
  A  more recent article  by Rook  empha-
sizes after-coagulation treatment for remov-
al of  trihalomethanes  or their  organic
precursors.1" However, a clarification of the
relative  roles played by the two groups of
precursor compounds (humic  materials vs.
acetyl derivatives of low molecular weight)
with inclusion of a consideration of the role
of pH will help  to  predict the success  of
relatively  simple water-treatment  process
changes (such as optimizing existing coagu-
lation  and  sedimentation  processes  for
precursor removal or changing the ongoing
chlormation practice)  designed to  bring
about a reduction in the ultimate  trihalo-
methane concentrations. The roles of other
treatment parameters such as NH, addition
with chlorine (free  vs. combined chlorine)
and temperature should also be clarified.

Methods
  Reagents.  Chlorine  was obtained in a
high purity grade.* Stock solutions were
prepared by passing the  pure  gas through
nitrogen-purged  distilled  water.  Freshly
prepared stock solutions were standardized
by amperometric titration  as  described  in
Standard Methods." Experimental mixtures
were prepared by appropriate volumetric
dilution  of the stock solutions in the test
media.
  Water for the various experiments was
obtained from  the EPA's Municipal Envir.
Res. Lab. (MERL),  Water Supply Res. Div
(WSRD) pilot  plant facility at Cincinnati.
Ohio  This  plant   has  previously  been
described  in  detail."  Raw  water  was
obtained directly from  the  Ohio  River
intake at the Cincinnati  Water Treatment
*From Union Carbide, Ohio Valley Sales Cincinnati  Ohio

              A A STEVENS ET AL  615

-------
Plant. This water was used as an untreated
source water in all pilot-plant work. Settled
water was that obtained from the pilot plant
after alum coagulation and sedimentation
Dual-media filtered  water was the  settled
water after anthracite-sand filtration. Acti-
vated carbon  filtered water  was the same
settled water after passage through 1 5 m of
granular activated  carbon (GAC).*  Filtra-
tion rates through this plant were similar to
those found in a conventional water treat-
ment plant:  2-25 gpm/sq  ft (5-6.25 m/hr)
  Blank  water for analytical purposes was
obtained  by purging laboratory distilled
water exhaustively with helium gas.
  The  test  precursor substances  (humic
acid.f acetone,§ acetaldehyde ** and aceto-
phenoneft) were used as obtained from the
suppliers
  Standard  analytical solutions of chloro-
form, JJ  bromodichloromethane,**  dibro-
mochloromethane,§§  and  bromoformtt
were prepared as described  in the NORS
80-city report.'
  Procedures.  Analyses  for   the  trihalo-
methanes were performed by a modifica-
tion of the volatile  organic gas chromato-
graphic technique described  by Bellar and
Lichtenberg1-'  using  specific  halogen elec-
trolytic   conductivity detection"  as   de-
scribed in the  NORS 80-city report.'
  Nonvolatile    total   organic   carbon
(NVTOC) was measured  using the method
and apparatus  described in  the NORS
80-city report ' Samples were acidified with
nitric acid and purged with carbon-free air
for  about 10 min to remove carbon dioxide
before the actual analysis. Some  volatile
organic materials were lost during this step.
NVTOC was defined as that organic carbon
remaining in  the sample after this treat-
ment.
  Briefly, the  experimental procedure was
as  follows:  All  reactions described were
carried  out  in the presence of phosphate
buffers. Reaction solutions were made up at
pH  7 and adjusted to the desired pH by the
addition  of either   hydrochloric acid  or
sodium hydroxide.  Reaction mixtures were
prepared  with  the  appropriate   source
water;  buffer  was   added,  and  pH  was
adjusted.  The  mixtures were  then  spiked
with the test compounds, and chlorine stock
solution was added.  The  reaction mixtures
were  typically  1-2  1. Immediately after
mixing, zero time samples were taken by
pouring from the larger vessel into a 50-ml
serum vial containing an appropriate quan-
tity of 0.1 A' sodium thiosulfateft to halt the
reaction by removing chlorine. Samples for
storage (extended reaction time) were taken
in a similar manner without sodium thiosul-
fate. All vial's  were  sealed headspace-free
with TFE-faced septa immediately after
  *Filtrasorb 200, from Calgon Corp Pittsburgh Pa
  TFrom Pfdltz and Bauer, Flushing, N Y , or Aldntch Chemical
Co Milwaukee, Wise
  ^Nanograde, From Allmcrodt St Louis Mo
  **Also from Aldntch Chemical Co
  ttFrom Fisher Scientific, Pairlawn, N  J
  JiSpectroanalyzed by Fisher Scientific
  §JtColumbia Chemical Co, Columbia, SC
filling as described in the NORS  80-city
reportA  The sealed samples were stored at
the indicated temperature in either a water
bath or  incubator controlled at  ± 0.5C. At
the appropriate time, the vials were opened,
and aliquots were quickly transferred to  a
30-ml vial  containing  sodium  thiosulfate.
The smaller vial (headspace free) was  then
sealed as  described above.  All preserved
samples were then stored under refrigera-
tion until analysis.

Results and Discussion
  Precursor at pH 7. General.  Trihalometh-
anes must result from a reaction or series of
reactions of chlorine with a precursor mate-
rial  Simple methyl ketones react through
the classical haloform reaction mechanism
More complex substances, such as humic
materials, also  react by this  mechanism or
by some other mechanism that  includes an
oxidative cleavage  step. Because control of
trihalomethane  production  by precursor
removal or control of precursor reaction
rate  was  considered  the best  approach.
some knowledge of precursor identity was
required. Suggestions, as mentioned above,
as to identity  of precursor varied  from
complex humic materials to  simple  methyl
ketones  or  simple compounds with  the
acetyl moiety.
  This  laboratory's  earliest   work  with
precursor  removal was simply an  experi-
ment to determine  whether GAC  adsorp-
tion had any effect on precursor concentra-
tion  In  this work, samples of water taken
from the pilot plant were chlorinated at  a
dose of 8 mg/1-that used at that time by the
Cincinnati  Water Treatment Plant  on the
same raw water to satisfy chlorine demand
and maintain a free residual in the distribu-
tion  system  In  this  experiment, not  only
were settled and activated carbon  filtered
water samples chlorinated to determine the
effect of the carbon, but dual-media  filtered
and  raw-water samples  were also  chlori-
nated  at  the  same   concentration  for
comparison All four samples were buffered
at pH  7 The results  in Fig. 2 show that
when the  result of  chlorination of  fresh
GAC-filtered water was compared with the
result of  chlorinating  the  settled  water.
removal of precursor  was indicated  The
effectiveness  of GAC  filtration, however,
was  shown later  to  be  relatively short-
lived—a matter of only a few weeks under
conditions  of pilot plant operation.1  The
other important aspect of this  experiment
was  the dramatic change  in  the   rate of
chloroform formation  when the results of
raw  and settled water chlorination  were
compared  Conventional alum  coagulation
and  sedimentation caused the  removal of
most of the precursor material from the raw-
water.
  Paniculaies.  The   above  experimental
results indicated that precursors are one or
more of the following  some sort of particu-
late,  a substance associated  with particu-
lates. a  substance reacting  in  association
with  the  particulates.   or   possibly   a
substance that could be complexed with the
alum  and precipitated with  the  floe. The
nature of the role of the particulates was
therefore  further  investigated.  A  simple
vacuum  filtration  of raw water  through
Whatman No  I filter paper was  carried
out The filtrate, particulates trapped by the
filter (including filter paper) resuspended in
GAC filtered water, original raw water, and
GAC filter effluent with and  without clean
filter  paper  were each   chlorinated  and
subsequently analyzed for trihalomethane
content after varying periods of storage.
  Comparison of the reaction rate curves
for raw and filtered raw water shown in Fig.
3 illustrates  a reduction of the  rate  of
trihalomethane production caused  b} re-
moval  of particulates.  The rate curve for
GAC filter effluent with resuspended  filter
paper and particulates  from the  raw water
indicates that essentially all  of the differ-
ence between the raw and filtered raw water
rate curves  can be accounted  for  by the
substances trapped  on  the resuspended
filter paper.  The  curves for GAC  filter
effluent and  GAC filter effluent  plus  filter
paper  are simplv the  appropriate  controls
and  are nearlv identical  They  indicate
essentially  no  reaction   interference  or
enhancement  by  the  filter  paper  itself
According to these results, simple filtration
either  removed some trihalomethane pre-
cursor  from the raw water or the removal of
some of the  paniculate matter reduced the
reaction  rate of dissolved precursor  The
paniculate matter, therefore, played some
direct  role in  trihalomethane  production
when Ohio River water was chlorinated
  To determine which of these mechanisms
was  important,  the effect  of potentially
active surfaces was investigated by spiking
two sets of GAC-filtered water samples with
simple  acetyl derivatives and then suspend-
ing Bentomte clay in one set and powdered
activated carbon in the other set  Neither of
the two  added  particulates  caused  any
detectable increase in rate of tiihalometh-
ane  formation.  Therefore  active  surface
effects  were  not considered  significant but
paniculate matter or  substances  strongly
sorbed on the paniculate matter were found
to be important precursors of trihalometh-
ane production at pH 7.
  Humic  acid  Because humic substances
are more likely  to  be found  in  natural
waters  as small particulates  or sorbed on
clay particles"  than   are  soluble  simple
methyl ketones,  a  direct  test of  Rook's
hypothesis-1 was attempted using commer-
cially available humic acid, both suspended
at pH  7 and  dissolved at higher pH. which
was later readjusted to  pH 7.  At concentra-
tions   of humic  acid  representing an
NVTOC  concentration   similar  to  that
found  for Ohio River water (approximately
3 mg/1 of  NVTOC).  the rate  curve fo'r
formation of trihalomethanes was observed
to be very similar to that seen for chlorina-
tion of the natural water (Fig. 4).  In  addi-
tion, a filtration experiment  (0.2 /xm  pore
filter) similar to that earned out on the raw
616   WATER TECHNOLOGY/QUALITY
                                                                                                              JOURNAL AWWA

-------
                             romodichloromethan
              Per Cent Equal to of Less
              Than Given Concentration
Fig. 1 Frequency Distribution of Trihalometh-
                 ane Data
   50

      I

   25  -
   Settled	


Fresh GAC Filtered
             30        60

                  Storage Time — hr
                               90
                                       -J
                                        120
Fig. 2  Effect of Treatments  on Chloroform
Production—8  mg/l  Chlorine  Dose,   25C,
                   pH 7
                Storage Time—hr

Fig. 3  Effect of  Simple  Filtration on Trihalo-
methane Production—Chlorine Dose 10 mg/l,
                25C, pH 7
                                                                                           Fig. 7 Effect of pH on Chloroform Production,
                                                                                            Settled Water, 25C,  10 mg/l Chlorine Dose
                                              Fig. 4 Comparison of Humic Acid, Raw Water
                                              Reaction Rates at Similar NVTOC Concentra-
                                                     tions—10 mg/l Chlorine Dose
                                                               Dissolved at pH 11,
                                                               Readiusted, Filtered
                                                               (0 2 i»m), Chlorinated
                                                             n	—
                                                         uspended, Filtered (0 2 Km). Chlorinated
                                                      10   20    30   40    50   60   70
                                                               Reaction Time—nr

                                             Fig. 5 Filtered  and Unfiltered 5 mg/l  Humic
                                             Acid Mixtures—pH  7, 10 mg/l Chlorine Dose
                                                                  Fig. 8 Effect of Humic Acid Concentration on
                                                                  Trihalomethane Production—pH  67, 25C, 10
                                                                              mg/l Chlorine Dose
                             10    20   30   40   50   60    70
                                      Reaction Time—hr

                     Fig. 6 Raw and Carbon Filtered Water Spiked
                     at 5  /xM With Low Molecular Weight  Acetyl
                     Compounds—10  mg/l Chlorine Dose, pH  7
                                                                                              0   10  20  30   40   50  60  70
Fig.  9  Effect of  pH  on   Trihalomethane
Production From 1 mg/l Humic Acid—25C,
          Chlorine Dose 10 mg/l
NOVEMBER 1976
                                                                                                          A A  STEVENS ET AL   617

-------
Fig. 10  Effect of pH on  Trihalomethane
Production From 1 mg/l Acetone—25C, Chlo-
            rine Dose 10 mg/l
Fig.  11  Chloroform  Production  at  Three
Temperatures of Raw Water—pH 7, Chlorine
              Dose 10 mg/l
    0   10   20   30  40   50  60   70  80
               Reaction Time—hr

Fig. 12 Free vs Combined Chlorine and TTHM
Production With and Without NH, Addition-
                 pH 7
water described  above was  conducted on
suspensions  and solutions of humic acid.
The  results (Fig.  5) were  similar to those
reported m Fig. 3. Thus, in terms of rate of
tnhalomethane formation  on chlonnation,
the physical and chemical characteristics of
humic acid in suspension  and solution at
these concentrations  were  found  to  be
similar at pH  7  to those of the  unknown
precursor  substances present in  the Ohio
River.
  Finally, attempts to react chlorine at pH 7
with   simple acetyl compounds  (acetone,
acetaldehyde,  and  acetophenone), when
these compounds were spiked at 5 /xmol/l
into raw- and GAC-filtered water, failed to
produce  tnhalomethanes  at rates signifi-
cantl) higher than those observed for  the
blank samples  (Fig. 6). Therefore, for chlo-
nnation of natural waters at pH values near
7,  the humic acid precursor  hypothesis of
Rook seemed the most valid.
  Effect of pH on reaction rate and precursor
identity. General.  Because the  rate-deter-
mining step of the classical haloform reac-
tion  is enohzation of a ketone. the rate of
tnhalomethane formation is pH dependent.
For example, the reaction of acetone with
hypochlorite to form chloroform  proceeds
at  a  faster rate at pH  11.5 than at pH 6.5.
Experimentally, a sample  of settled water
was buffered at pH 6.5 and another at  pH
11.5;  both were chlorinated  at  an initial
concentration of 10 mg/l The results (Fig.
7)  show that the  rate of formation of chlo-
roform  increases  with  an  increase in pH.
This   could  be  explained simply  by  an
increase in the humic acid  reaction rate, as
would be  expected by the  classical mecha-
nism  Another  possibility, however, is thato-
other compounds in the source water (set-
tled), such as  acetone,  that do  not react
readily at pH  6.5. become significant con-
tributors to the overall reaction rate (chloro-
form  formation)  at pH 11  5.  An indication
of the latter possibility was  previously noted
in  the work of Fairless et al—acetone was
shown to  react at a significant rate at  pH
9.5,  but not  at  a  pH near 7.7  Because
chlonnation is carried  out at high pH in
some water supplies, especially where lime
softening or excess lime softening is prac-
ticed, further investigation of the effect of
pH was necessary.
  Humic Acid Figure 8 illustrates the reac-
tion rate curves for formation of total triha-
lomethanes (TTHM) from  three concentra-
tions  of humic  acid  (0.1, 0.5,  1.0 mg/l)
spiked in GAC-filtered water in presence of
excess chlorine (10 mg/l with less than 10
per cent change during the  course of  the
experiment). An apparent first  order rate
dependence  on  initial  humic  acid con-
centration is demonstrated; that  is, at any
given time between  any  two  curves,  the
ratios of concentrations of TTHM produced
are equal  to the  respective ratios  of initial
humic acid concentrations. The change in
rates with apparent exhaustion of reaction
sites  can also  be seen as  nearly  constant
TTHM concentrations are  approached.
618   WATER TECHNOLOGY/QUALITY
  In Fig. 9 the pH dependency of reaction
rate at one of these concentrations (1 mg/l)
is illustrated. The same curve characteristics
were observed  at all pH values As noted
above, one can assume  from the shape of
the curves that the  reaction was  nearly
complete at pH 6.7 or was proceeding very
slowly  relative  to the initial rate. Because
the reaction is  essentially complete at pH
6.7  at the end of the experiment, the nearly
two-fold increase in  final product concen-
tration at pH 9.2 can only be explained by
the presence of certain reactive sites on the
complex humic acid molecule that react at
insignificant rates at the lower pH. but are
reactive at higher pH. The concentration of
significant  reactive  sites  in  the reaction
mixture, when expressed as equivalents per
liter, is therefore at least  twice as high at the
higher   pH.  Based  on  this analysis,  and
considering humic acid  to be 60 per  cent
carbon, 0.7 per cent and 1.4 per cent of the
carbon present reacts ultimately to become
tnhalomethane at the  low and high  pH
values  respectively.
  Acetone. Reactions of acetone with chlo-
rine can be compared quantitatively  with
those of humic acid in an evaluation of the
potential role  of acetone  as a  precursor
because the similarity of the humic  acid
reaction to that of the natural material in
the source water has already been demon-
strated (see Fig. 4). Figure 10 shows the pH
dependency of the rate of reaction of 1 mg/l
acetone. At pH 6.7  the  TTHM concentra-
tion from acetone after  96  hr is about one
third of that observed from 1 mg/l humic
acid in  the same 96-hr period (see middle
curve,  Fig. 9).  These numbers might seem
to  indicate that acetone  could be a signifi-
cant precursor  at pH 6.7. Because the rate of
trihalomethane production  from acetone
through the  classical  haloform  reaction
mechanism is known to  be proportional to
acetone concentration, however,  3 mg/l of
acetone would be required to give the same
TTHM concentration at 96 hr as would  1
mg/l of humic  acid. Therefore,  approxi-
mately  15 mg/l of acetone  would be
required to give the concentration of chlo-
roform  observed from the raw water (Fig.
4).  Thus,  if acetone  were the  important
precursor  at  pH  6.7,  sufficient acetone
would be required in solution to account for
over 9  mg/l of NVTOC, which far exceeds
the 2 to 3 mg/l NVTOC usually found in
the source water (acetone is not easily lost in
the CO, stripping during NVTOC sample
preparation).
  Furthermore, the reaction rate curve for
acetone at pH 6.7 is nearly a straight line
which  indicates no change in rate during
the  experiment. By   again   using   the
assumption that acetone reacts by the clas-
sical haloform  reaction mechanism  and
from the  final trihalomethane  concentra-
tion observed, less than  1  per cent of the
acetone initially present was  calculated to
have  reacted.  Because this  change  of
acetone concentration was insignificant, its
effect on reaction rate was not observed in

                        JOURNAL AWWA

-------
The  occurrence  of  trihalomethanes  in  fin-
ished drinking water was demonstrated to be
widespread and a direct result of the chlonna-
tion  practice  Vintage  installations, such as
  the one shown, are still serving reliably
this  experiment.  An  insignificant change
was expected, based on calculations using a
reported rate expression for acetone m the
haloform reaction.'* Therefore, if acetone
was the most important precursor and  if its
concentration was high enough to account
for the  observed rate of tnhalomethane
production from the source water, the char-
acteristic rate curve  would be  linear  as
plotted. For these two reasons acetone is not
likely to be a significant precursor  at pH
6.7.
  At  pH values much  higher  than   6.7,
however, the situation could  be different
Figure  10 has  been  plotted on  the same
numerical scale as Fig. 9, so  that a direct
comparison  of reaction rates  between
acetone and humic acid at the various pH
values is possible A  comparison  of the
curves on  these figures,  representing  the
trihalomethane  formation  rates  at   the
higher pH values, illustrates a much larger
increase  in reaction rate of acetone  with
changing pH than that observed with the
same  concentration of humic acid. The 30-
fold observed increase (graphically measur-
ed) in  acetone  reaction rate  was  also
expected from  calculations based on  the
reported rate expression.1' A rate increase
of this magnitude could allow as httle as 500
,ug/l (15 mg/1/30) of acetone to account for
the trihalomethanes formed on raw water
chlonnation of  pH  10.2. Therefore,  low
molecular-weight compounds  containing
the acetyl moiety that have haloform reac-
tion  rates similar to  that of acetone  can
become  significant  contributors  to  total
trihalomethane production when chlorina-
tion is earned out at high pH Thus, both
possible  explanations  for the  effect  of pH
on reaction rate noted in the discussion of
Fig. 7 are valid.
  The question of precursor identity  is,
therefore, complicated because "precursor"
is actually a mixture of compounds  with
differing reactivities at varying pH values,
solubilities, and other physical and chem-
ical  characteristics.  The relative contribu-
tions of the various constituents of a given
water depend somewhat on the  treatment
practiced  as well as on the source of the
water.  The probable  diverse nature  of
precursor also may hamper efforts to find a
single general organic parameter for  unit
process  control  that will  predict effective
removal of precursor.
  Temperature. The  effect  of  temperature
on the rate of reaction of precursors present
in Ohio  River water was  investigated  to
assess the potential  effect of wide seasonal
temperature variations in  raw and treated
waters. The wmter-to-summer  water temp-
erature variation in Cincinnati. Ohio, raw
and  finished  water is  approximately  26C
(from < 2C> 28C). The results  presented
in Fig. 11  show that this temperature differ-
ential could easily account for most of the
winter-to-summer variation in chloroform
concentration  (< 30 fig/1  to >  200 fig/i)
observed in Cincinnati tap water over the
past  year when raw water chlonnation  with
a three  to four  day chlorine contact  time
was  practiced. Some other  factors, such as
seasonal  variation in precursor concentra-
tion, certainly have  some additional effect,
however
  Disinfectant.  Work  is  progressing  with
measurement of the effects of the  use  of
oxjdants other than chlorine as disinfectants
(O,,  C1OJ on trihalomethane production.
When completed, the results of these exper-
iments will be the subjects of future reports.
The  work reported herein was confined to a
study on the effect of chlonnation practice,
given the presently recognized  need  for
maintenance of a chlorine residual in the
distribution  system. Chlonnation in  the
presence of added ammonia is practiced in
some locations  in an  attempt  to maintain
residuals  (as  chloramme)  for  extended
periods  of time. Figure  12 illustrates  the
result of an attempt to form trihalometh-
anes  with chlorine added in the presence of
added ammonia. Chlorine was added at 5.5
mg/1 (measured) to raw water and to raw
water spiked with 20 mg/1 NH_,C1 (ammon-
ia nitrogen,  5.2  mg/1). The results  of the
measurements for trihalomethane produc-
tion  and  free-  and  combined-  (mostly
NFLC1)  chlorine residuals in Fig. 12 show
that when combined chlorination was prac-
ticed, trihalomethane production was min-
imized. Therefore,  during  chlonnation  of
water where the ammonia breakpoint is not
achieved,  trihalomethane production  may
not  be a problem  At this time, however.
ammomation  is not  recommended  as  a
technique to avoid trihalomethane forma-
tion  because  of the relatively poor disin-
fecting power of chlorammes  when com-
pared with that of free chlorine.
  Full-scale plant operation. The  reduction
of ultimate trihalomethane concentration in
finished drinking water is the primary goal
of on-going field research at a number of
water-treatment plants in the U S. Prelimi-
nary results of this work indicate that the
conclusions drawn above with regard to the
role of coagulation and settling in reducing
precursor  concentration  are  valid.  The
dramatic reduction of trihalomethane con-
centrations in finished water as a result of
simply changing the point of chlonnation
from before to after the first settling process
at  a  160  mgd plant  has  recently  been
reported."'

Summary and Conclusions
  The precursor to trihalomethane produc-
tion during  the chlonnation  process  in
drinking-water  treatment  is  probably a
complex  mixture of humic substances and
simple low-molecular-weight  compounds
containing the  acetyl moiety. The  relative
importance and  contribution  to  trihalo-
methane  production of each of the specific
precursor compounds are pH dependent.
Where chlonnation following clarification
is earned out at pH values near 7, effective
coagulation and sedimentation  may  be
sufficient to reduce the  precursor concen-
tration to  levels where  ultimate  trihalo-
methane  concentrations are below the yet
undefined  adverse  health  effect  levels.
Where chlorination is carried out  at high
pH (as in a lime- or excess  lime softening
plant), treatment for precursor removal is
more complicated. In these cases, removal
of relatively  water-soluble low-molecular-
weight   compounds  (concentrations   of
which would not be expected to be  signifi-
cantly affected  by coagulation and settling
processes) is also necessary before chlorina-
tion. Thus, the  point of chlorination in the
treatment process, being a significant factor
in   trihalomethane  production,  probably
represents  the most important variable to
be  considered  for change  in  attempts  to
reduce ultimate trihalomethane concentra-
tions in finished drinking water.
  To date, GAC has been  used with only
limited success to  remove precursor com-
pounds. Because its effectiveness is limited
to  only a few weeks after being placed in
filters, its  use would require frequent activa-
tion or replacement cycles.
  Work is continuing in an effort to deter-
mine ways to reduce the extent of tnhalo-
methane reaction through precursor remov-
al  or  control of reaction  rates The  final
evaluation of the success of this work must,
however, await more precise health effect
information regarding  the significance  of
the presence of trihalomethanes in drinking
water.

Acknowledgements
  The  authors  acknowledge the assistance
of the  Research Sanitary  Engineers,  O.T.
Love and J.K  Carswell and accompanying
staff, who were  responsible for pilot-plant
aspects of this work, B.L. Smith, Physical
Science Technician, for NVTOC  analyses
and some chlorine residual measurements;
NOVEMBER 1976
                                                         A A STEVENS ET AL   619

-------
J.M. Symons and J.K. Carswell for review
of the manuscript, and Mrs. M. Lilly for its
preparation.


References

  1  New Orleans Area  Water  Supply  Study
     (Draft Analytical Report)  Lower Missis-
     sippi  River  Facility.   EPA, Slidell.  La
     (1974)
 2  ROOK. J.J Formation of Haloforms During
     Chlormation  of Natural Waters  Water
     Treatment and Examination,  23'  Part 2.234
     (1974)
 3  BELLAR,  T A.,   LICHTENBERG.   JJ .   &
     KRONER. R C. The Occurrence of Organo-
     halide.s in  Chlorinated  Drinking Water.
     Jour  AWWA.66 II 703 (Dec. 1974)
 4  SYMONS. J M.; BELLAR,  T.A..  CARSWELL,
     J K ,  DEMARCO, J . KROPP. K L .  ROBECK.
     GO.. SEEGER. D.R . SLOCUM, C J., SMITH.
     B L . & STEVENS. A.A. National Organics
     Reconnaissance  Survey  for Halogenated
     Organics in Drinking Water  Water Supply
     Res Lab  and Methods  Development  and
     Quality Assurance Lab.. Natl. Envir  Res.
     Center,  EPA,  Cincinnati.  Ohio  Jour
     AWWA. 67  11 634 (New  1975)
 5  BUNN, WW.; HAAS, BB:  DEANE,  E.R.. &
     KLEOPFER, R.D. Formation of Trihalometh-
     anes  by  Chlormation  of Surface  Water.
     Accepted for publication. Environmental
     Letters, November Issue (1975)
 6  LOVE, OT . JR , CARSWELL, J K , STEVENS.
     A.A ,  &  SYMONS,  J M  Treatment   of
     Drinking Water for Prevention and Remov-
     al of Halogenated Organic Compounds (An
     EPA  Progress Report)  Presented at  the
     AWWA 95th Annual  Conf  Minneapolis,
     Minn  (Jun 8-13,  1975)
 7  FAIRLESS. B. Personal Communication EPA.
     Region V. Central Regional Lab , Chicago.
     Ill  (1975)
 8  GLAZE,  W H   Personal  Communication
     North  Texas State  Unvi ,  Denton. Tex
     (1975).
 9  ROOK, J.J  Formation  and Occurrence  of
     Chlorinated  Organics  in Drinking Water
     Presented   at  the  95th Annual  Conf
     AWWA.  Minneapolis,  Minn   (Jun   8.
     1975)
10  ROOK. J.J.  Haloforms  in Drinking Water.
     Jour AWWA, 68-3 168 (Mar 1976)
11  Standard Methods for  the Examination of
     Water and Waste Water APHA, New York
     (13th ed  1971).
12  BELLAR. T.A  & LICHTENBERG.  JJ Deter-
     mining Volatile Organics at  the /eg/I Level
     in  Water  by Gas Chromatography  Jour
     AWWA. 66.11 739. (Dec  1974)
13.  STEVENS, A.A  &  SYMONS, J.M.  Analytical
     Considerations  for  Halogenated  Organic
     Removal  Studies.  Proc.  AWWA Water
     Quality Technology Conf,  Dallas. Tex.
     (Dec  2-3, 1975) p XXVI-1.
14  SCHNITZER,  M  &  K.AHN,  S V   Hiimtc
     Substances  in  the  Environment   Marcel
     Dekker. Inc.  New York (1972)
15  The Effect  of Chlormation  on  Selected
     Organic Chemicals. Manufacturing Chem-
     ists Association, Final Report. Project 12020
     EXG  03/72  EPA,   Washington.  D C
     (1972).
16.  KISPERT, EC Plant Modifications Minimize
     Chloroform Formation at Cincinnati. Pre-
     sented at the AWWA  96th  Annual Conf
     New Orleans, La.  (June  23.  1976)

74054                          4241.4310

620   WATER TECHNOLOGY/QUALITY                                                                              JOURNAL AWWA

-------
                                   APPENDIX 3
Love, O.T., Jr., Carswell, J.K., Stevens, A.A., Miltner, R.J. and Symons, J.M.,
"Treatment for the Prevention or Removal of Chlorination Organics in Drinking
Water," to be submitted to the Journal of the American Water Works Association.

-------
       TREATMENT FOR THE PREVENTION OR REMOVAL
        OF TRIHALOMETHANES IN DRINKING WATER
                           by
  0. Thomas Love, Jr., J. Keith Carswell, Richard J. Miltner,
                  and James M. Symons

         with assistance and technical consultation from:
                    Paul A. Keller
                    Kenneth L. Kropp
                    Gordon G.  Robeck
                    Dennis R.  Seeger
                    Clois J.  Slocum
                    Bradford L.  Smith
                    Alan A. Stevens
                      Appendix 3

                          to

"Interim Treatment Guide for the Control of Chloroform
             and Other Trihalomethanes"

-------
                                 TABLE OF CONTENTS
                                                                        Page
I.     INTRODUCTION                                                      1

II.    REMOVING TRIHALOMETHANES AFTER FORMATION

       A.  Aeration                                                      1

       B.  Adsorption

           1.  Powdered Activated Carbon  (PAC)                           5

           2.  Granular Activated Carbon  (GAC)                           5

       C.  Oxidation

           1.  Ozone (03)                                              13

           2.  Chlorine Dioxide (C102)                                 14

       D.  Summary of Studies for Reducing Trihalomethanes After
            Formation                                                  14

III.   TRIHALOMETHANE PRECURSOR REMOVAL                                16

       A.  Aeration                                                    16

       B.  Adsorption

           1.  Powdered Activated Carbon                               18

           2.  Granular Activated Carbon                               18

       C.  Oxidation

           1.  Ozone                                                   26

           2.  Chlorine Dioxide                                        29

       D.  Coagulation

           1.  Pilot Plant Studies                                     38

           2.  Field Studies                                           43

       E.  Summary of Trihalomethane Precursor Removal Studies         46

IV.    ALTERNATIVES TO CHLORINATION                                    46

V.     CONCLUSIONS                                                     50

-------
I.   INTRODUCTION



     The issue of chlorinated organics formed in the treatment of drinking



water became a priority topic to the U.S. Environmental Protection Agency in



1975.  The work of Rook  in The Netherlands and Bellar, Lichtenberg, and


      2
Kroner  in the United States showed that chlorine used for disinfection reacted



with organic precursor(s) in the water and formed chloroform and other



halogenated organics.  To assess the general situation across the United



States a National Organics Reconnaissance Survey was conducted (Symons, et al.,


      3
1975).   The predominant volatile chlorinated organics found in drinking water



were trihalomethanes - specifically, chloroform (CHCl^), bromodichloromethane



(CHBrCl ), dibromochloromethane (CHBr Cl), and bromoform (CHBr ).  Of these



four trihalomethanes, chloroform appeared most frequently and in the highest



concentration.  The basic equation — Chlorine + Precursov(s) -> Trihalomethanes



+ Other Chlorinated Organics —  suggested the options for controlling the



concentration of these compounds were either to:  1) remove the trihalomethanes



after they were already formed, or 2) to prevent their formation by either



removing the precursor(s) before chlorination or by seeking an alternate



disinfectant.  Both approaches have been studied in the Water Supply Research


                   456
Division laboratory ' '  and this paper summarizes the results to date.



II.  REMOVING TRIHALOMETHANES AFTER FORMATION



     A.  Aeration



     Chloroform is lost to the atmosphere when water is held in open vessels

                                                                         o

or from a flowing stream accidentally contaminated by a chloroform spill.



In beakers standing open at room temperature, almost all of the chloroform was



lost from Cincinnati tap water on 3 days standing.  At one European utility,



over 90 percent of the chloroform is lost during three weeks standing in a



deep holding reservoir just prior to water treatment.  These data indicate that

-------
                                      - 2 -
chloroform is "volatile" and will  be lost  from the water at any air-water

 interface.   Therefore,  studying aeration  as  a unit process for removing

 or reducing trihalomethanes after formation  seemed logical.

      A countercurrent-flow aerator was  fabricated out  of 3.7  cm (1.5 in.)

 diameter  glass  tubing with a fritted glass diffusor.   At an air to  water

 (volume to  volume)  ratio common to water  treatment aerator design for

 controlling taste  and odor problems (1:1)  the chloroform concentration in  the

 tap water was not  significantly changed (see Table I).   An increased air to

 water ratio of  8:1  yielded a 58 percent chloroform reduction  and a  further

 increase  to 20:1 showed an 83 percent decrease.   For perspective,  the air

 to water  ratio  used in  the aeration basin  of a conventional activated sludge

 wastewater  treatment plant is about 8:1 and  the  purging step  in the volatile
                                        9       10
 organic analysis is approximately 44:1.    Rook   described the stripping

 efficiency  of a cascading tower aerator (for chloroform in water)  that is

 comparable  to these diffused-air  aeration  results.

      In situations  where a free chlorine  residual persists through  a water

 treatment plant, chloroform concentrations increase in spite  of some loss  to

 the atmosphere  because  of a continuing  rapid reaction  of chlorine with

 precursor.* For example,  in one  water  utility the chloroform concentration

 increased from  39  yg/Ji  to 83 pg/£,  and  in  another utility the increase was
 *  -  The  following  are  definitions  of  three  terms used  throughout  this  paper.
 For  details  see  Stevens  and  Symons. •'-
      1.  Instantaneous  trihalomethane  concentration —  the concentration  of
 trihalomethanes  in the water at  the moment  of  sampling.
      2.  Terminal  trihalomethane concentration — the  concentrations of
 trihalomethanes  that occur when  a  sample  of water is stored  for a  specified
 time at  a  specified pH and temperature'.

      3.  Trihalomethane  formation  potential — the difference between  the
 terminal and instantaneous trihalomethane concentrations.

Mention  of commercial  products does not constitute endorsement by  the  U.S.
Environmental Protection Agency

-------
                                    - 3 -
from 18 pg/£ to 63 pg/£ as the water flowed through the sedimentation basins.

Therefore, to fully evaluate aeration as a unit process, consideration of

trihalomethane formation subsequent to treatment must be included.  To illustrate,

Figure 1 shows the effluent chloroform concentrations measured in one of the

aeration studies where duplicate samples were collected and one set held

for two days before analysis to simulate distribution storage.  Additional

chlorine was added to insure a sufficient residual for the increased contact

time.  A slight reduction in chloroform was. noted at the 1:1 air to water

ratio, however, the net chloroform concentrations after two days storage were

approximately the same for both the control sample and the 1:1 aerated sample.

At the 20:1 air to water ratio the chloroform reduction immediately after

aeration was about 85 percent, yet the net reduction based on a two-day

storage time was only 50 to 55 percent.  Treatment for reducing the precursor

(trihalomethane formation potential) is further covered in Section III.


                                   Table I

    Reduction of Trihalomethane Concentrations in Drinking Water by Aeration
          ,     Chlorine
Air: itfater     Residual    	Trihaiomethanes,
Ratio
_
1:1
8:1
12:1
16:1
20:1
mg/£
1.3
1.2
1.2
1.2
1.2
1.1
CHC13
99
101
45
33
19
16
CHBrCl2
24
5
13
7
8
5
CHBr2Cl
5
5
3
<1
3
3
CHBr3
NFC
NF
NF
NF
NF
NF
a - Activated carbon filtered compressed air.
b - Cincinnati, Ohio tap  ater, 10 min. contact time.
c - None found.

-------
                                   - 4  -
               •"71
cc
o
LL
O
cc
O
X
o
                                          CHLOROFORM CONCENTRATION
                                          AFTER AERATION

                                          CHLOROFORM CONCENTRATION
                                          AFTER AERATION, RECHLORINATION
                                          AND TWO DAYS STORAGE @25°C
                                          (UNREACTED CHLOROFORM
                                          FORMATION POTENTIAL)
                     4:1      8:1     16:1
                    AIR TO WATER RATIOS
20:1
 Fig. 1. Removal of Chloroform from Cincinnati, Ohio Tap Water by Aeration.

-------
                                    - 5 -
B.  Adsorption

     1.  Powdered Activated Carbon_(PAC)

     Powdered activated carbon at a few milligrams per liter (mg/£) dosage

is often effective as a taste and odor control measure, but large dosages

are necessary to adsorb general organics, as measured by the Carbon
                                                                          *12
Chloroform Extract (CCE-m) and non-purgeable total organic carbon (NPTOC).

latch studies using a jar test apparatus   were conducted to determine the

PAC dosages required to reduce trihalomethane concentrations.  The PAC was

added to the water samples, mixed at 100 rpm for two minutes, 50 rpm for five

minutes, settled for 30 minutes, centrifuged at 1500 rpm (480 gravities) for

20 minutes, then decanted and analyzed for trihalomethanes.  Table II

shows the results of this procedure on Ohio River water that had been dosed

with alum and chlorine and stored in reservoirs for three days at the

Cincinnati Water Works.  The highest PAC dosage (100 mg/£) reduced the
chloroform by 53 percent and the bromodichloromethane by 77 percent.  The

initial dibromochloromethane concentration was only 2 yg/£.  Bromoform was not

present.  A PAC dosage of 100 mg/£ would be costly at a water treatment
plant and would generate a problem sludge.
     2.  Granular Activated Carbon (GAG)

     Glass column 3.7 cm (1.5 in.) in diameter filled with different depths
and types of GAC (See Table III) were exposed to tap water at various
                                    **
hydraulic loadings and contact times   to determine the ability of GAC to

remove chloroform and the other three trihalomethanes.  At a hydraulic loading
                        2
of 5 m /hr (2 gal/min/ft ) the trihalomethane reductions through 76 cm (30 in.)
* - The TOC concentration remaining after an acid purge which removes carbon
dioxide and possibly some organics.
** - Apparent contact time is the empty bed volume times the porosity of the
media divided by the flow rate.

-------
                                     - 6 -

                                     Table II
   Reducing Trihalomethane Concentration in Prechlorinated Ohio  River Water'
                          Using Powdered Activated Carbon
            Powdered Act.  Carbon
Trihalomethanes, yg/£
dosage, mg/£
0
1
2
4
8
16
32
64
100
CHC13
64
52
53
51
51
48
45
35
30
CHBrCl CHBr Cl
9 2
7 1
7 1
7 <1
8 1
8 <1
6 1
4 <1
2 <1
CHBr3
NFC
NF
NF
NF
NF
NF
NF
NF
NF
        a - Alum and chlorine added and stored for 3 days off-stream in open
              reservoirs.
        b - Watercarb, Husky Industries, Dunnellon, Florida 32630
        c - None found.

of a coal base and also a lignite base GAG are shown in Figures 2 and 3,

respectively.  These columns were started at different times, but the

trihalomethane reduction patterns are similar.  Chloroform was reduced 90

percent or more for about three weeks then the effluent chloroform concentration

steadily increased until it equalled the influent concentration at about the

ninth or tenth week.  The trihalomethanes containing bromine were more

effectively reduced by the GAC.  Positive reductions were observed for 26 to 30

weeks for bromodichloromethane, around 40 weeks for dibromochlormethanes and

greater than 40 weeks for bromoform.  This may be because the brominated

compounds are present in lower concentrations than chloroform in Cincinnati, Ohio

-------
   150-1
 UJ
 z
 LU

 O
 I
 E
        TIME IN OPERATION, MONTHS
           DIBROMOCHLOROMETHANE
             1234
        TIME IN OPERATION, MONTHS
                                              BROMODICHLOROMETHANE
       1234
  TIME IN OPERATION, MONTHS
TEST PERIOD: FEB-MAY   1975
GAC TYPE: FILTRASORB 200
BED DEPTH: 76cm (30 INCH)
HYDRAULIC LOADING: 2gpm/ft2
APPARENT CONTACT TIME: 5 MIN.

BROMOFORM WAS NOT FOUND
Fig. 2. Removal of Trihalomethanes from Cincinnati, Ohio Tap Water by Coal-Base
       Granular Activated Carbon.

-------
                                   - 8  -
Z
 cc
 Z
 UJ
 o
 Z
 o
 o
   1501
   100-
   50-
 UJ
 Z
LU
5
o
_l
X
oc
              CHLOROFORM
                  o-1
                 .'--EFFLUENT
              1234
         TIME IN OPERATION, MONTHS
          DIBROMOCHLOROMETHANE
              1234
         TIME IN OPERATION, MONTHS
                                         301
                                         20-
                                        10-
                                               BROMODICHLOROMETHANE
                                                  1234
                                            TIME IN OPERATION, MONTHS
                                            TEST PERIOD: MARCH-JUNE, 1975
                                            GAC TYPE: HD-10X30
                                            BED DEPTH: 76cm (30 INCH)
                                            HYDRAULIC LOADING: 2gpm/ft2
                                            APPARENT CONTACT TIME: 5 MIN.

                                            BROMOFORM WAS NOT FOUND
Fig. 3. Removal of Trihalomethanes from Cincinnati, Ohio Tap Water by Lignite Base
       Granular Activated Carbon.

-------
                                      _ 9 -
tap water and therefore, the lighter loading yields a longer life for the GAC,
or it might be that the brominated compounds are better adsorbed than the
chloroform.  The latter is probably the most likely explanation as this has
also been suggested by Rook.
     Although periods existed when the effluent trihalomethane concentrations
exceeded the influent (Note chloroform and bromodichlorome thane desorption in
Figure 4) , a materials balance after 40 weeks accounted for all but 6 percent
of the total trihalomethane loading in the coal base GAC system and 16 percent
in the lignite base GAC system.  The total trihalomethane loading used in
the materials balance is a summation of the product of the averaged weekly
flows and the total trihalomethane concentrations.  The total trihalomethane
concentration, expressed in terms of micromoles per liter, is the sum of
the individual trihalomethanes divided by their respective molecular weights.
For example, a water sample containing 50 yg/£ CHC1 , 26 yg/£ CHBrCl , 12 yg/£
                                     SO    9 f\    19    1
CHBr.Cl, and 1 yg/£ CHBr. would have ~0 + -ff- .  + ±=-Q + ^   = 0.64 ymoles/liter
    j                   j            j_xy
total trihalomethanes.
     Figure 5 summarizes a study where both the flow rate and GAC depth were
manipulated to give constant contact times.  The rate at which the water was
applied to the GAC (i.e., contact time) had a direct effect on the life of the
bed.  Doubling the contact time from 5 minutes to 10 minutes essentially doubled
the effectiveness of the GAC for chloroform removal.  In other words, if the
flow rate is doubled and the depth remains the same, the life of the GAC bed
is reduced to one-half as shown in Figure 6.
                                     TABLE III
                     Granular Activated Carbon Characteristics
                                Coal Base          Coal Base        Lignite Base
                                Filtrasorb 20Qa    Filtrasorb 400a  HD-10 x 30
Surface Area by^Nitrogen Gas
  BET method, m /gm                850-900          1050-1200          600
Uniformity Coefficient               1.7               1.9             1.7
Effective Size, mm              0.55 - 0.65        0.55 - 0.65      0.9 - 0.9
Density, lbs/ft3                     30                25              23.5
  §- Calgon Corp., Pittsburgh, Pa.
  ~ ICI-US, Wilmington, Del.

-------
                                    -  10
100-

50-
O
HI
>
O -200J
I***. 100-
\CHLOROFORM
LIGNITE GAC
S! ', r« ' COAL GAC 5°-
\ '";•' V"
\;<:
iii ° i:\l//^
a ' * /
• ..,! „ cn
•••**
\ * * * *
V.A
y
-/I
iVV. ,
f\i/ V»
V ''I
(
BROMODICHLORO-
METHANE



2 10 20 30 40 10



20


1-1
Vi 7
¥ i i

1 I
30 4
              WEEKS IN SERVICE
       WEEKS IN SERVICE
O
cr
   1 oo-t*»- »v
    50-
        DIBROMOCHLOROMETHANE
° LIGNITE BASE GAC (HD-10x30)
. COAL BASE (FILTRASORB-200)
BED DEPTH: 76cm (30 INCH)
HYDRAULIC LOADING: 2gpm/ft2
APPARENT CONTACT TIME: 5 MIN.

BROMOFORM  WAS 100% REMOVED
WHEN FOUND IN THE TAP WATER
             10      20     30     40
             WEEKS IN SERVICE
    Fig. 4.  Removal of Trihalomethanes from Cincinnati, Ohio Tap Water using Two
           Types of Granular Activated Carbon.

-------
                                      - 11  -
  100-
Q
LU  gO-

O
s
LU
EC
                             CINCINNATI, OHIO TAP WATER

                AVERAGE APPLIED CHLOROFORM CONCENTRATION=24//g/L

                                  TYPE: FILTRASORB 400
2 gpm/ft2

90cm (36 INCH)
     4 gpm/ft2
180cm (72 INCH)
LU
O
OC
LU
    60-
   4o-
   20-
   1 gpm/ftz V*.   \

90 cm (36 INCH)  \  \
                 ^~ 2 gpm/ft2

                 \ 180cm (72 INCH)
                                              0. H
                                              Q. ,
                                                    50% EFFECTIVE
                                                           = 12A(g/L)
                              10          15

                               TIME IN WEEKS
                                             20
                                    25
           Fig. 5. Effect of Contact Time on Chloroform Adsorption on
                 Granular Activated Carbon.

-------
                                  - 12  -
  100
   AVERAGE CHLOROFORM CONCENTRATION

IN APPLIED CINCINNATI, OHIO TAP WATER=

              GAC DEPTH: 90 cm (36 INCH)

              GAC TYPE: FILTRASORB 400
Q
LLI
HI
DC
UJ
O
DC
UJ
                                         	50% EFFECTIVE

                                        °0   CHLOROFORM = 23 /ug/L
  -20
                    234567

                             TIME IN WEEKS

        Fig. 6. Effect of Hydraulic Loading on Chloroform Removal from

              Tap Water.

-------
                                    - 13 -
     In field studies where the applied water and the effluent from GAG

beds were sampled, the findings regarding trihalomethane reductions were very

similar to the laboratory results.  The actual operating GAG beds were

exhausted readily for chloroform yet the bromine containing trihalomethanes

were removed for longer periods as shown in Table IV.

                                   TABLE IV

Trihalomethane Removal at Water Treatment Plants Using Granular Activated Carbon
                           Granular Activated Carbon    Trihalomethanes, yg/£	
                           Time in Service, months      CHC13  CHBrCl  CHBr Cl CHBr
b
Plant A - Settled Water
Filter No. 1 Effluent
Filter No. 2 Effluent
b
Plant B - Settled Water
Filter Effluent
Plant C - Settled Water
Filter Effluent

9
36 8
4 8

14
2-1/2 10
11
2 10

1.0
1.4
1.4

4.2
1.7
2.3
0.9

5.0
8.8
NF

1.4
<.l
0.8
0.3
i
NF
NF
NF

NF
NF
NF
NF
a - GAG used as both a filter and an adsorber that received chlorinated,
     coagulated and settled water.
b - GAG filter influent.
c - None found.
C.  Oxidation

     1.  Ozone (0,,)
                 _j
     For these studies, a 3.7 cm (1.5 in) diameter glass counterflow ozone

contactor was fabricated.  The contact time in the contactor could be varied

by adjusting the water depth.  Ozone was generated by a Welsbach Model T-408

generator using "Aviator's Breathing" grade oxygen.  The ozone-oxygen gas

mixture was dispersed through a fritted glass sparger in the bottom of the

contactor.  Applied ozone concentrations were determined by an lodometric

Method.    In an effort to maximize contact between the ozone-oxygen mixture

and the water, a small, high speed propeller mixer

-------
                                   - 14 -
was positioned just below the water surface within the column.  The propeller

caused almost complete dispersion of the rising bubble pattern, however, even

at an applied ozone dose of 25 mg/£ (4 to 5 minute contact time), attempts

to remove trihalomethanes from tap water were unsuccessful.

     2.  Chlorine Dioxide (CIO.,)

     Chlorine dioxide is used either year-round or on a part-time basis in

approximately 100 water treatment plants world-wide for the control of tastes

and odors, iron and manganese removal, and, to a very limited degree,
             *
disinfection.   This phase of study examined C10~ prepared by reacting technical

grade (80% pure) sodium chlorite (NaClCL) with sulfuric acid, air-stripping

the chlorine dioxide from solution and trapping the gas in nitrogen purged

distilled water.  Analyses for chlorine, chlorine dioxide and chlorite

(CIO  ) were made using the DPD procedure.    At dosages up to 10 mg/£ and

stored for 2 days , chlorine dioxide,  like ozone, was ineffective in reducing

the trihalomethanes already present in drinking water.

Summary of Studies for Reducing Trihalomethanes After Formation

     Studies conducted on removing trihalomethanes from drinking water

included the processes of diffused-air aeration, granular and powdered

activated carbon adsorption, ozonation, and treatment with chlorine dioxide.

Table V shows what conditions were found necessary to effect reductions

in chloroform concentrations.  The bromine containing trihalomethanes were

more effectively reduced in concentration than was chloroform by granular

activated carbon however, the results of the other unit processes demonstrated
*EPA Grant No. R804385-01 "Status of Ozonation and Chlorine Dioxide Technologies
for Treatment of Municipal Water Supplies," Public Technology, Inc., Washington,
D.C., will attempt an accurate count of the water utilities using chlorine
dioxide.

-------
                                     - 15 -
that the trihalomethanes are not easily removed from water.  Therefore,

research was directed toward preventing their formation rather than removing

these materials after they are already formed.

                                  TABLE V

Effectiveness of Various Unit Processes for Reducing Chloroform in Drinking Water


                             Initial Chloroform
Process	Concentration, yg/£    50%	25%	10%

Aeration
  Air to Water Ratios
  for diffused-air
  aeration: 10 min.
  contact time                     100              6:1       15:1        25:1

Granular Activated Carbon
  Expected life for
  5 min. contact time               55              7 weeks   5 weeks     4 weeks

Powdered Activated Carbon
  Dosage, mg/£ applied to:

  a.  Chlorinated Raw Water         64              95 mg/£   > 105 mg/£  > 105 mg/£

  b.  Chlorinated Coagulated
       and Settled Water            44              27 mg/£   90 mg/£     105 mg/£

Ozonation
  4 min.  contact time       Up to 25 mg/£ CL had no effect
                            on the chloroform concentration.

Chlorine  Dioxide
  Up to 48 hr. contact      Up to 10 mg/£ C10? had no effect on the
   time                     chloroform concentration.

-------
                                    - 16 -
III.  TRIHALOMETHANE PRECURSOR REMOVAL




     Because no direct measurement exists for trihalomethane precursors,




the degree of precursor removal was judged by comparing trihalomethane




concentration upon chlorination of an untreated control (called the tri-




halomethane formation potential) to similar data collected on a treated




water after similar chlorination.    For example, if the effluent from a sand




filter that was chlorinated and stored for two days yielded 50 yg/£ chloroform




and the same effluent passed through an adsorbent then chlorinated and stored




under similar conditions produced 25 yg/£ chloroform, the adsorbent was said




to be 50% effective in removing chloroform formation potential.  This example




assumes that no instantaneous trihalomethanes are present in the filter




effluents.




A.  Aeration




     Aeration, already shown to be largely ineffective in reducing trihalomethane




concentrations, was evaluated for reducing trihalomethane formation potential




in Ohio River water.   Using the diffused-air aerator described in Section II A,




river water was aerated at varying air-to-water ratios, then chlorinated




and stored at 25°C for two days in sealed vessels.   The chlorine solution




used in all the precursors removal studies was made by bubbling gaseous chlorine




through nitrogen purged distilled water and the residuals were determined




amperometrically.   The contact time of two days was selected as a matter




of convenience for maintaining free chlorine residuals and because experience




had shown that the rate of trihalomethane formation for this water was fastest




during the first few hours and then greatly reduced after 30 to 40 hours




contact time.  A companion river water sample was chlorinated and stored without




being aerated.  Table VI  shows the influence of aeration on trihalomethane




formation potential to be insignificant even at an air to water ratio of 20




to 1,  As shown earlier in Figure 1, the chloroform formation potential also

-------
                                    - 17 -
                                    TABLE VI
       Effect of Aeration on Reducing Trihalomethane Formation Potential
                                         Concentration, yg/£ after 2 day
Air :Water
Ratio
Ohio River Water -
Ohio River Water + 13 mg/£
Aerated* Ohio River Water 1:1
contact time
CHC10
NF
66
66
CHBrCl,,
NF
28.0
27.8
CHBr^Cl CHBr0
NF NF
8.0 <0.1
8.0 <0.1
  + 13 mg/£ Cl,
4:1
6:1
8:1
10:1
20:1
64
62
62
59
61
26.8
25.8
26.8
25.6
26.0
6.6
7.6
7.8
7.7
8.0
^Activated carbon filtered
compressed air, 10 min. contact time
NF = None Found
                             TABLE VII
    Effect of Powdered Activated Carbon (PAC) on Trihalomethane Formation Potential

                                 Concentration , yg/£ (2-day contact time)
PAC Dose
mg/£ CHC13 CHBrCl2
Settled
Settled
Settled





Water
Water + Cl
Water + PAC + Cl 2
4
8
20
50
100
NF
27
22
25
20
16
11
9
NF
15.2
15.1
16.4
15.8
16.9
13.0
9.5
CHBr Cl CHBr
NF NF
10.4 <.l
8.0 <.l
10.2 <.l
9.4 <.l
12.2 <.l
10.0 <.l
8.8 <.l
TTHM
NF
0.37
0.31
0.36
0.32
0.29
0.22
0.18
% Remov;
of TTHM

0
16
2
14
22
41
51
a - Alum coagulation
  + settling
b - Average of five experiments using three different commercial brards PAC.
c - Total Trihalomethane concentration.

-------
                                    - 18 -





remained in an aerated tap water sample.




B.  Adsorption




     1.  Powdered Activated Carbon




     In the discussion on the removal of trihalomethanes, powdered activated




carbon was shown to reduce chloroform by 50 percent when dosed as high as




100 mg/£.  To determine the effectiveness of PAC on removal of trihalomethane




formation potential, coagulated and settled water from the pilot plant




(described in Section IIIB-2) was dosed with varying quantities of PAC,




mixed at 100 rpm for 2 minutes, then centrifuged for 20 minutes at 1500 rpm




(480 gravities).  The supernatant liquor was then decanted and chlorinated,




rapidly mixed for 2 minutes, then stored for two days at 25°C.  As with the




trihalomethane removal studies, PAC had to be added in large doses before it




had much effect on reducing the trihalomethane formation potential.  For




example, at the impractical PAC dose of 100 mg/£, 49 percent of the total




trihalomethane formation potential remained after treatment (see Table VII).




     2.  Granular Activated Carbon




     A pilot water treatment plant was fabricated to provide a continuous




supply of treated, yet unchlorinated water for precursor removal studies.




To minimize contamination from structural materials the plant was built




almost entirely of stainless steel, Teflon and glass.  Through the




assistance and cooperation of the Cincinnati Water Works, Ohio River water




was provided as a source of raw water.  The pilot plant employed conventional




alum coagulation, flocculation, sedimentation, and originally had three




parallel filtration schemes — 76 cm (30 in.) dual media (anthracite and




sand); 76 cm (30 in.) of granular activated carbon (GAG) that acted as both




a filtering and adsorption media (which was termed filtration/adsorption); and




a dual media column followed by 76 cm (30 in) of GAC.  The reason for this




latter arrangement (which was termed post-adsorption) was to see if the life

-------
                                    - 19 -
of a GAG bed could be extended if prefiltered water was applied.  The

                                                                              2
nominal filter flow rates were 100 m£/min, which equaled a loading of 2 gpm/ft


(5 m/hr) with an apparent contact time within the GAG beds of slightly over


4 minutes.  A simplified flow pattern is shown in Figure 7 and a detailed


schematic of the pilot treatment plant can be found in Reference 4.  The


disinfection step (chlorine, chlorine dioxide, ozone or combinations of


these) followed filtration so that trihalomethane formation potential removal


could be monitored            by measuring subsequent trihalomethane formation


after an appropriate contact time.


     After 10 weeks of study the conclusion was reached that little was gained


in reducing the trihalomethane formation potential by prefiltering the


water before exposing it to GAG (see Figure 8).  Although little difference


appears in performance between the two modes, there are other considerations


(such as GAG handling, flexibility in bed depths, etc.) that affect the


overall economics of the system that must be included in any comparative


evaluation.


     Figure 9 shows the effect of 76 cm (30 in.) of coal base GAG on


trihalomethane formation and Figure 10 shows the effect on the same


parameter when a 152 cm (60 in.) lignite base GAG filtration/adsorption mode


replaced the post adsorption mode.  Note that the apparent contact time for the


coal base GAG was five minutes and ten minutes for the lignite-base GAG.


As the GAG aged, at times the trihalomethane formation potential equalled


or exceeded the levels from the dual-media filter (see Figure 11).  The


reason for this is not clear but it could have been caused by biological


activity within the GAG beds (because no disinfectant was applied before the

-------
                         - 20 -
           COAGULATED & SETTLED WATER
COAL
SAND
f
D>
•^


i
CL2
CL02
te
}



1


COAL
GRANULAR
ACTIVATED
CARBON
i
t
1
v^i
*-
— ^
-»-
-^
,r

;.'.;.'.;;•

I
DUAL MEDIA
FILTRATION
                    FILTRATION/
                    ADSORPTION
POST
ADSORPTION
Fig. 7. Schematic ot Pilot Plant for Reducing the Trihalomethane Formation
     Potential.

-------
                                    -  21 -
  100
                  POST ADSORPTION
       FILTRATION/ADSORPTION
                                     100
                                      50-
        123456789  10
       TIME IN OPERATION, WEEKS
                                          BROMODICHLOROMETHANE
 100
      DIBROMOCHLOROMETHANE
      1234  56789 1O
        TIME IN OPERATION, WEEKS

     • 76 cm (30 INCH) FILTRASORB 200
     ^ DUAL MEDIA + FILTRASORB 200
      HYDRAULIC LOADING: 2 gpm/ft2
      APPARENT CONTACT TIME: 5 MIN.

TRIHALOMETHANE FORMATION POTENTIAL,ug/\_

                       AVERAGE RANGE

     CHLOROFORM          14    8-23
  BROMODICHLOROMETHANE   11    9-13
 DIBROMOCHLOROMETHANE   4  0.2-8
      BROMOFORM         NOT FOUND
  -50
                           8  9  10
Fig. 8. Comparison of Filtration/Adsorption vs. Post Adsorption for Removing
       Trihaiomethane Formation Potential.

-------
                               -  22  -
                                              GAC TYPE: FILTRASORB 200
                                              HYDRAULIC LOADING: 2 gpm/ft2
                                              APPARENT CONTACT TIME: 5 MIN.
        CHLOROFORM FORMATION POTENTIAL   enLORINATION CONDITIONS: 2-3 mg/L
    75-i (CHLORINATED DUAL MEDIA EFFLUENT) CL2 FOR 4 DAYS
                                              TEST PERIOD: MAR.-OCT., 1975
    50-
     25-
(x-
k\
                                                   /
                                                    J
TRIHALOMETHANE FORMATION POTENTIAL ,|Jg/L
_i.rvj -i W
O O Oi O
II 11
/~'~N-v- ' '•/ "\ /
IS\ .• 0.°, \, ~a »/ o-cf
or*--0'' * ^^ CHLORINATED GAC EFFLUE
^ ~.O«O*
5 10 15 20 25 30
BROMODICHLOROMETHANE FORMATION POTENTIAL
(CHLORINATED DUAL MEDIA EFFLUENT) •
^^/-•"\ o / o""\\
A /-^v0' ^
l\ 1 \ ,' *o
,/\ '°**-c7
•"*•*•*. //>*"'8>x*"*X««v^/
,°-°'°'0/ ^ ^" CHLORINATED GAC EFFLUENT
„* &
5 10 15 20 25 30
DIBROMOCHLOROMETHANE FORMATION POTENTIAL
(CHLORINATED DUAL MEDIA EFFLUENT)
^^/V \<' "V
/! \ A / »e\
y/ ° \
/ y^ytfi \
r$*<**'K CHLORINATED GAC EFFLUEN
5 10 15 20 25 30
                   TIME OF OPERATION, WEEKS

Fig. 9. Use of Adsorption on 76 cm (30 inch) Coal-Base Granular Activated Carbon
      for Removing Trihalomethane Formation  Potential.

-------
                                 -  23 -
    75-1
    50-
    25-
        CHLOROFORM FORMATION POTENTIAL  QAC TypE HD 1Qx30
        (CHLORINATED DUAL MEDIA EFFLUENT) HYDRAULIC LOADING. 2
                                                APPARENT CONTACT TIME: 10 MIN.
                                                CHLORINATION CONDITIONS. 2-3 mg/L
                                                FOR 4 DAYS
                                                TEST PERIOD. MAY-DEC., 1975
        a.q)-*.ra.ft^-' •Q.fl.--)-'' 'V vCHLORINATED GAC EFFLUENT
                     10
                             15
                                     20
                                        25
        30
UJ
O
a
DC
O
LL
HI
z
LLJ
5
O
     BROMODICHLOROMETHANE FORMATION POTENTIAL
     (CHLORINATED DUAL MEDIA EFFLUENT)
    30-i
15-
                          CHLORINATED GAC EFFLUENT
                     10
                             15
                                20
25
30
    20-i
    10-
                               DIBROMOCHLOROMETHANE
                               FORMATION POTENTIAL
                                  (CHLORINATED DUAL MEDIA EFFLUENT)
                       \i CHLORINATED  *  GAC EFFLUENT
          5      10      15     20      25
              TIME IN OPERATION, WEEKS
                                                    30
   Fig. 10. Use of Adsorption on 152 cm (60 inch) Lignite-Base
           Granular Activated Carbon for Removing Trihalomethane
            Formation Potential.

-------
                                        - 24 -
  -100
                                             100
                                             50-
                      CHLOROFORM
                               30
      TIME IN OPERATION, WEEKS
                                         -100
        BROMODICHLOROMETHANE
         10       20      30
   TIME IN OPERATION, WEEKS
  100
Q
LU
o
LU
DC
I-
lil
O
oc
UJ
Q.
50-
 -200
                   DIBROMOCHLOROM ETHANE
        TIME IN OPERATION, WEEKS
    • 76 cm (30 INCH) FILTRASORB 200
TRIHALOMETHANE FORMATION POTENTIAL,
                    AVERAGE RANGE

      CHLOROFORM       24  11-65
  BROMODICHLOROMETHANE  17   8-32
  DIBROMOCHLOROMETHANE   9 0.2-20

      13152 cm (60 INCH) HD-10X30
TRIHALOMETHANE FORMATION POTENTIAL, yg/L
                    AVERAGE RANGE
     CHLOROFORM        35 10-70
  BROMODICHLOROMETHANE  23  8-34
  DIBROMOCHLOROMETHANE   11  5-20
                                                  SEE TEXT FOR DISCUSSION OF BROMOFORM

                                                  APPARENT CONTACT TIME = 5 mm.
                                                     ••        "     •' = 10 min.
       Fig. 11. Use of Granular Activated Carbon for Removing Trihalomethane
                Formation Potential.

-------
                                   - 25 -
filter) or may have resulted from clumps of organic materias working their

way down through the filters from the surface because no surface scrubbers

were in the filters to aid in backwashing.

     The relative effectiveness of the GAG to prevent the formation of

trihalomethanes was highest for chloroform and lowest for bromoform.

Sufficient precursor was being passed through the GAG after one week to

produce a measureable amount of trihalomethane during a 4-day chlorine

contact time. A 4-day contact time was selected to approximate what would likely

be a maximum retention time in a distribution system.  The 76cm deep GAG

column was exhausted (i.e., the trihalomethanes formed upon chlorination of the

GAG effluent equalled those levels formed in the chlorinated dual media

effluent) in about 13 weeks for chloroform, 8 weeks for bromodichloroniethane,

5 weeks for dibromochloromethane, and probably less than 2 weeks for bromoform.*

The reason for this might be that the GAG does not remove bromide effectively

so bromide in the effluent, plus the first traces of precursors will form

brominated trihalomethanes upon chlorination because the oxidation of

bromide to bromine by chlorine followed by bromination occurs faster than the

chlorination reaction.  As the GAG ages and more and more precursors break

through (bromide still being present) chloroform is produced.  This reasoning

is speculative, but work currently underway in the Water Supply Research
                                i
Division laboratory will provide a better understanding of the brominated

compounds and their behavior in a unit process.
*Bromoform was seldom detected in the pilot plant studies, however, when it was
formed in the dual media effluent it was detected in equal concentrations in
the GAG effluent.

-------
                                   - 26 -
     Field data to support these general findings on the removal of precursor




materials are lacking because the water utilities using GAG in the United




States chlorinate prior to the filters and thus the GAG is exposed to some




instantaneous trihalomethane levels.  Granular activated carbon, as well




as other adsorbents will be further investigated in the future.




C.  Oxidation




     1.  Ozone
     Using the ozone contactor described earlier, a series of disinfection




studies were conducted to determine the minimum effective applied ozone dose




(mg 0_/liter HO) for disinfecting the pilot plant filtrates.  The effluents




from the dual media filer and the 76 cm (30 in) deep GAG filter were ozonated




at various doses and then examined for bacteriological quality by both




coliform and standard plate count (SPG) methods.  Figure 12 shows typical




SPG results obtained.  The GAG effluent was more easily disinfected because of




the lower 0« demand.  From these data, a minimum effective disinfection dose




of less than 1 mg 0,,/liter HO was selected as a starting point for precursor




removal studies.




     Table VIII shows the trihalomethane results for an applied dzone dose




ranging from near the disinfection minimum to over 200 mg/£ on effluents




from the dual media and GAG filters.  Although ozone alone would not form




trihalomethanes (under these conditions ozone did not oxidize chloride to




chlorine) ozonating for a few minutes contact time with small dosages followed




by chlorination produced as much (or more) chloroform as with chlorination alone.




This means that the trihalomethane formation potential was not reduced by




low level ozonation and subsequent chlorination to produce a disinfectant




residual in the distribution system would result in trihalomethane production.




The reason why low level ozonation plus chlorine produced more chloroform than

-------
                          - 27 -
   1000-
o
X
00
    100-
O
o

UJ
o
cc
<
Q
Z
(0
                    DUAL MEDIA EFFLUENT, pH=7.3
FILTRATION/ADSORPTION

GRANULAR ACTIVATED CARBON EFFLUENT

   pH=7.9

  GAC AGE: 8 WEEKS IN SERVICE

   OZONE CONTACT TIME=6 MIN.
               0.1
                       0.5
0.6
                       APPLIED OZONE, mg/L
                  Fig. 12. Post Disinfection with Ozone.

-------
                                    - 28 -

                                  TABLE VIII
        Effect of Ozonation of Trihalomethane Formation Potential Removal

                          Continuous Flow Studies

                       0~ Contact Time = 5-6 Minutes
Sample
Dual Media
Effluent
If
M
II
II
Tl
IT
II
1!
Granular Activated
Carbon Effluent
tt
ii
n
..
"
n
Applied*
Ozone
Dose
mg/£

0
0.7
0
0.7
18.6
0
18.6
0
227

0
0.7
0
0.7
20.9
0
20.9
Chlorine
Dose
mg/£

0
0
8
8
0
8
8
8
8

0
0
8
8
0
8
8
Bromo-
dichloro-
Chloroform methane
Mg/£ yg/£

< 0.
< 0.
6
15
< 0.
12
14
91
62

None
None
2
3
None
4
5

2 None found
2 None found
14
8
2 None found
9
8
26
7

found None found
found None found
3
3
found None found
4
4
Dibromo
chloro-
methane
yg/£

None found
None found
4
3
None found
2
8
6
1

None found
None found
< 1
2
None found
2
2
Note:  Bromoform was not found in any of these samples 'and all samples were
       stored at 25°C for 6 days.

^Applied dose, continuous flow studies, mg/£ =

	 mg 03    	      standard liters of gas (0  + 0 )
standard liter of gas (0  + 0 )              minute
    min.
liters, water

-------
                                 - 29 -
chlorination alone is not known.  It might be that ozone is altering some




material that would not normally participate in the haloform reaction as a




precursor, or possibly that because the ozone satisfies some of the oxidant




demand more chlorine is available for the haloform reaction.  The applied




dose that was greater than 200 mg/£ may have completely oxidized some of the




trihalomethane precursors, thereby reducing the chloroform formation potential




from 91 to 62 yg/£.  The reduction in bromine containing trihalomethane could




be the result of bromide losses because of ozonation.




     To observe the effect of longer contact time s and generally higher ozone




doses, the contactor was used as a batch reactor rather than a continuous,




counter-current reactor as in previous runs.  Figure 13 shows that the




trihalomethane formation potential can be reduced by ozone with contact




times that are probably unrealistic (1 to 2 hours or more) for water treatment.




The ozone application rate for this batch study was 43.5 mg 0,,/min




(applied to approximately 12.7 liters of river water).  This application rate




is about 100 times greater than the minimum of 1 mg/£ applied ozone required




for effective disinfection in the pilot plant. In this batch test the calculated




gas to water ratio for the 6 hour contact time is approximately 14 to 1.




That indicates the effect is because of ozone and not merely gas stripping




as aeration alone at a 20 to 1 air to water ratio was ineffective for reducing




the trihalomethane formation potential (see Table VI and Figure 1).




     2.  Chlorine Dioxide




     Chlorine dioxide is commonly generatedby mixing aqueous solutions of




sodium chlorite (NaClCL) and chlorine (which is purposely applied in excess to




insure complete consumption of the chlorite). Therefore, both C10~ and the




combined species of C10_ and Cl  were examined for their effect on the




trihalomethane formation potential.  Like ozone, a chlorine dioxide dose

-------
                                - 30 -
_i     0.6
<

I-
z
UJ

P S  0.5
I-  o

si
cc
O  z
u.  o

-------
                                    - 31 -
sufficient for disinfection was selected as the minimum dosage for these studies.




Figure 14 is a typical disinfection curve for CIO  using effluent from the




dual media and granular activated carbon filters in the pilot plant.  As




with the ozonation studies, the GAG effluent was more easily disinfected than




the dual media effluent.




     The trihalomethanes formed after dosing untreated and treated pilot plant




water with chlorine-free chlorine dioxide (generated with sulfuric acid as




discussed earlier in this paper) are shown in Table IX.  Of the four trihalomethanes,




only chloroform was detected in the CIO. treated samples.  Because the differences




between instantaneous and terminal chloroform concentrations were always




less than 0.2 Mg/£ and the precision of the volatile organic analysis at




these low concentrations is approximately - 0.2 ug/&, chlorine-free chlorine




dioxide was concluded not to form trihalomethanes, thus, acting as an




oxidizing agent rather than a chlorinating agent.  These results were




encouraging, but because chlorine is usually present with chlorine dioxide in




practice, another study was "undertaken to examine the effect of the combined




species, or what is sometimes referred to as chlorine dioxide with excess




chlorine.




     Figure 15 is a schematic of the CIO  generating and feeding scheme.




As before, technical grade sodium chlorite salt was dissolved in nitrogen




purged distilled water to form the aqueous NaCIO,., solution.  The concentration




was checked occasionally by the DPD method.  The chlorine solution was




prepared by passing high purity grade chlorine gas through nitrogen purged




distilled water as described earlier.  Sufficient chlorine was introduced,




so that the effluent from the generator contained chlorine dioxide and chlorine

-------
                              -  32 -
10000
                    DUAL MEDIA EFFLUENT
                    CIO2 CONTACT TIME = 30 min.
                            pH = 7.0 - 8.1
                     TEMPERATURE = 22 - 26°C
                               FILTRATION/ADSORPTION
                               GRANULAR ACTIVATED
                               CARBON EFFLUENT
                               GAC AGE:  24 WEEKS IN
                               SERVICE
                             NONE DETECTED AT
                             0.2 mg/l CI02  DOSE
            0.1      0.2      0.3     0.4     0.5
                  APPLIED CHLORINE DIOXIDE, mg/l

               Fig. 14. Post Disinfection with Chlorine Dioxide.

-------
                                     - 33 -
                                     TABLE IX
                    Trihalomethane Formation Using Chlorine Dioxide
cio2
Dose
Sample mg/£
Untreated Ohio
River Water3 1
2
2
II II o
n n 9
Dual Media Filter
Effluent3 2
" " 2
" 2
" "b 0
5
" 5
Granular Activated
Carbon Filter
Effluentb 0
" " 0
1
6
6

.4
.7
.7
.7
.7
.0
.0
.0
.5
.5
.5

.4
.9
.0
.6
.6
Residual
mg/£

0.
1.
1.
0.
0.
1.
-
1.
0.
4.
2.

0.
0.
0.
4.
3.

7
5
3
8
3
3

1
1
0
3

2
2
4
0
6
Contact Time
Hours

0.
0.
6.
18
42
0.
6.
19
0.
0.

5
5
0


5
5

5
5
114

0.
0.
0.
0.

5
5
5
5
114
Chloroform , yg/£
Instantaneous

< 0.
< 0.
< 0.
< 0.
< 0.
< 0.
< 0.
< 0.
0.1
0.1
0.1

0.2
0.4
0.2
0.4
0.4

1
2
2
2
2
2
2
2









Terminal

0
0
0
0
<
<
<
<
0
0
0

0
0
0
0
0

.2
.2
.1
.1
0.
0.
0.
0.
.1
.1
.1

.3
.3
.3
.3
.3





2
2
2
2









a - Batch dosing in headspacefree bottles.
b - Continuous dosing in pilot plant.
c - Brotnodichlormethane, dibromochloromethane and bromoform were not  found.
Water   pH range: 7.2 - 8.1    Temperature Range: 23-26°C

-------
                      34 -
WATER FROM PILOT PLANT
      SAMPLING |
           TAP-
   SAMPLE PORT TO
 CHECK  FLOW, CIO 2
    STRENGTH, AND
  MEASURE EXCESS
         CHLORINE
                       1=1XXXXXX
                      'X
       EFFLUENT
       TO CONTACT
       CHAMBER
    STATIC
    MIXER
                PERISTALTIC PUMP
    SODIUM CHLORITE
       SOLUTION*
 CHLORINE SOLUTIONS
ADJUSTED TO pH 2 - 3
     WITH H2S04
'CONCENTRATIONS BASED ON GRANSTROM AND LEE,
             JAWWA, 50:  1453, 1958.
    Fig. 15. Schematic of Chlorine Dioxide Generator used in Pilot Plant Studies.

-------
                                   - 35 -
with no measurable chlorite.  The production of chlorine dioxide in this




manner is based on the work done by Grantstrom and Lee (1958).




     The trihalomethanes that were formed after adding chlorine alone or




chlorine dioxide with chlorine to the effluent from the dual media filter




in the pilot plant can be compared in Table X.  Although trihalomethanes




were formed in the presence of chlorine dioxide and chlorine, the levels




were less than with chlorine alone.  For example, referring to Table X,




3 yg/£  chloroform were formed after 22 hours contact with 1.3 mg/£




chlorine dioxide and 1.5 mg/£ chlorine.  On the other hand, 17 yg/Ji




chloroform were formed under the same conditions when 1.5 mg/£ chlorine




was added with no chlorine dioxide.  Therefore, chlorine dioxide, although




it did not form trihalomethanes, affected the haloform reaction.  After




numerous experiments of this type, as the chlorine dioxide to chlorine ratio




was increased, the formation of trihalomethanes was found to decrease.  In




Figure 16, the chloroform formation is plotted against the C1CL to Cl~ ratio.




For these experiments the formation of chloroform was concluded to be




minimized if the chlorine dioxide to chlorine ratio is kept above 2.  Similar




plots were obtained for bromodichloromethane and dibromochloromethane formation.




     Ohio River water that had been treated with 2 mg/£ chlorine dioxide




such that all of the chlorine dioxide had been consumed in 48 hours was




subsequently chlorinated at 8 mg/£ as a follow-up experiment to determine




if chlorine dioxide was reducing the trihalomethane formation potential as




the data in Figure 16 would indicate.  Only 50 to 70 percent of the trihalomethanes




were formed in 1 to 2 days when chlorine dioxide treatment preceeded




chlorination as compared to the trihalomethane formation when 8 mg/£ chlorine




was used alone.  Similar results were obtained when a study was conducted




with humic acid solution.  Therefore, chlorine dioxide was concluded to be




reducing the precursor concentration.

-------
- 36 -








































X

w
t-3
pQ
<3]
H



























































C
CU
3
rH
MH
m
W

j_j
(U
4J
, 	 |
•H
Pn

CO
•H
rrj
(1)

1
rH
CO
a
o

o>
s3
•H
O
rH

U

cn
cn
0)
a
X


4-1
3
0
42
4J
•H
13
(3
cfl

42
4J
•H

**^s

0)
13
•H
O
•H
P

CD
a
•H
o



HH
O

a
o
•H
4J
•H
13
13
?
•^^,
60
B
'"O 'O T3 *^3 *T3 T3
(3 (3 (3 C 13 G
3 3 3333
O O O O O O
<4H <4H MH 14H <4H <4H

QJ 1) 0) QJ 01 CU
C C CN (3 C (3 S3
O rH O O O O O
JscNi— icsi-3-in!3r-ir-H25!2;S3>2

rrj
c
3
0


a) m
C m • CN m
O ^O rH CO O
!H;vOrH-i



in romro CNCNCNCN
• ••• ••••
ml IrHrHrHl 1 l
-------
                             -  37  -
   25
  DC

  O
  I
  00
DC
LLJ
  Q
  HI
  5
  DC
  £
DC
O
LL
O
DC
O

I
O
   20
   15
   10
         0.5 _ mg/l CIO2
         2.0 ~ mg/l Cl 2
         !.i?
            I
                 1 7
                   2.0
                 /v20
          045  l| \\

         ,135  M /  \
                     \  4.2
                      \ 22!
                 13    \»
                 1 5     «v
1 25 •• 1.3
            165
              175  4,7
                   1 9
                       \ 0.9
                                                 345
                                                 0.8
                                                           05
Fig.
    0          123456
      RATIO OF CHLORINE DIOXIDE (mg/L) TO CHLORINE  (mg/L)

  16. Formation of Chloroform in Dual Media Effluent by Chlorine Dioxide with
      Excess Chlorine.

-------
                                     - 38 -
D.  Coagulation



     1.  Pilot Plant Studies



     Early in these studies, samples were collected before and after the various



unit processes within the pilot plant and analyzed for NPTOC (non-purgeable



total organic carbon).  The relative NPTOC results shown in Figure 17 are



typical and generally as expected for similar results have been demonstrated


                                      18
in a full-scale water treatment plant.    Coagulation, flocculation and



sedimentation and filtration have a marked effect on the NPTOC concentration



(approximately 60% reduction).   To determine whether or not trihalomethane



precursor was also removed during conventional treatment, raw water, coagulated



and settled water, and dual-media filtered water from the pilot plant were



chloinrated in closed containers to determine the production pattern of


                19
trihalomethanes.     These experiments revealed that the pattern for reducing



the chloroform formation potential was similar to that of NPTOC reduction as



shown by the typical trihalomethane formation curves for the various qualities



of water in Figure 18.  Conventional treatment, however, had much less effect



on preventing the formation of  bromine containing trihalomethanes.  Bromide



may not be significantly affected by coagulation and remains available for



oxidation to bromine and then the haloform reaction.  A detailed explanation



of these studies and the results of follow-up investigations into the


                                                                              19
particulate nature of the trihalomethane precursor is given by Stevens, et al.



Additionally, Rook   has described studies on the character of the trihalomethane



precursor and treatment for trihalomethane reduction.

-------
                      -  39 -
1.0
0.75
LU
o
lit
> 0.5
K
UJ
CC
0.25
0


-
L-



•

R
N

C
.
                RAW WATER
                NPTOC RANGE = 2.2 - 3.9 mg/l
                COAGULATION AND
                SEDIMENTATION BASIN EFFLUENT
                                  DUAL MEDIA
                                  FILTER EFFLUENT
Fig. 17. Relative IMon-Purgeable Total Organic Carbon Removal during
      Water Treatment in the Pilot Plant.

-------
                                   - 40 -
  150
O)
2 100
UJ
O  50
z
O
O
UJ
       CHLOROFORM
            40     80     120
               TIME, HOURS
       DIBROMOCHLOROMETHANE
160
                                       60
                                       40
          BROMODICHLOROM ETHANE

40     80     120
   TIME, HOURS
                      160
                                          A UNTREATED OHIO RIVER WATER

                                          • COAGULATED AND SETTLED WATER

                                          • DUAL MEDIA FILTERED WATER



                                          CHLORINE DOSE:  5 mg/L

                                          SEE TEXT FOR DISCUSSION

                                          OF BROMOFORM
     0      40     80     120    160
               TIME, HOURS


   Fig. 18. Trihalomethane Formation Potential in Various Qualities of Water.

-------
                                    - 41 -
     EPA pilot plant studies where chlorine was applied continuously at




various points within the treatment train further demonstrate the importance




of the role of coagulation and the point of chlorination in effecting reduced




trihalomethane concentrations in treated water.  In one series of experiments,




river water was chlorinated (see Figure 19, point 1)  then held for two days




to simulate off-stream storage (or a long raw water transmission line), then




it received either aluminum or ferric sulfate coagulation, flocculation,




sedimentation, and filtration through dual media.  A finished water sample was




collected and stored two days at 25°C before analysis for trihalomethanes.




The raw water chlorine dose (10 mg/£) was sufficient to maintain a free




chlorine residual in the finished water sample for the two-day contact time.




After three days of operation in this mode of treatment, the point of




chlorination was moved to just prior to the coagulation/flocculation basin,




(Figure 19, point 2).  As a control, a raw water sample was collected daily,




chlorinated in a closed container and likewise stored at 25°C for two days.




This provided a trihalomethane formation potential measurement.  After each




change in point of chlorine application, two to three days were allowed for




the plant to stabilize.




     When the raw water was chlorinated and stored before further treatment,




the terminal chloroform formation was maximized.  However, when the point




of chlorination was moved to the coagulation/flocculation basin two events




began simultaneously — trihalomethane formation caused by the chlorine and




precursor reduction by the coagulant.  The net effect is shown in Figure 19,




point 2.   Points 3 and 4 show some additional improvement in reducing




terminal chloroform formation when the clarification step is allowed to proceed




further prior to chlorination.  Further experiments will be conducted to




determine if ferric sulfate is consistantly more effective than alum for





trihalomethane precursor removal as these studies indicate.

-------
                                       - 42 -
RELATIVE CHLOROFORM
FORMATION IN FINISHED
WATER AFTER 2 DAYS AT
GIVEN POINT OF CHLORI-
NATION COMPARED TO
CHLOROFORM FORMATION
POTENTIAL IN RAW WATER
1.0
.75
                     .5
                    .25
                                        FERRIC
                                        SULFATE
                                        COAGULANT
ALUMINUM
SULFATE
COAGULANT
   RIVER
                                                                   DISTRIBUTION
                                                                *~ SYSTEM
                2 DAYS RAW
              WATER STORAGE
                COAGULATION,
                FLOCCULATION,
                  SETTLING
                                                   FILTRATION
     Fig. 19. Chloroform in Finished Water Relative to Point of Chlorination.
                            (Pilot Plant Studies)

-------
                                    - 43 -
      2.  Field Studies




      The EPA Laboratory and pilot plant experimental results encouraged the




water utility of Cincinnati, Ohio to attempt  to reduce  the chloroform content




in their finished water by moving the point of chlorination  so that clarified




water was chlorinated rather than raw water.  Figure 20 is a schematic diagram




of the Cincinnati Waterworks.  The City of Cincinnati pumps its water from




the Ohio River into two large uncovered reservoirs with approximately three




days  retention time.  For the past several years the practice has been to




add alum to the water going to these reservoirs and sufficient chlorine to




carry a free residual through the reservoirs  and the treatment plant to the




extremities of the distribution system.  A consultant was hired to conduct




the study and much effort went into collecting additional samples to insure




the bacteriological integrity of the system during the experimentation.




In mid-July 1975 the point of chlorination was moved from point A to the




headworks of the treatment plant, point B.  Because of the addition of a




coagulant prior to entering the off-stream storage reservoirs (point A)




at the time of the study the raw water turbidity was reduced from approximately




11 Turbidity Units (T.U.) to approximately 2  T.U. as the water entered the




treatment plant.




     The sharp decline in chloroform concentrations in the tap water following




moving of the point of chlorine application from Point A to Point B in




mid-July is attributed to the change in chlorination practice (Figure 20).




The change had little effect on the bromine containing trihalomethanes. During




the summer and early fall of 1975, other changes such as the addition of




small quantities of powdered activated carbon, variations in coagulants, and




moving the point of chlorination to follow filtration, were made, but none




of them had a significant observable effect on the chloroform concentration.




Some uncertainty exists regarding the total influence of all the treatment

-------
                                - 44 -
                 APPROX. 3 DAYS
                      OFF-STREAM STORAGE
   POINT B




    WATER

TREATMENT

    PLANT
  MIX


FLOC, SETT.


FILTERS
CHLORINE, ALUM


    POINT A
         itn
    DISTRIBUTION SYSTEM
              Fig. 20.  Schematic of Cincinnati Waterworks.

-------
                        - 45  -
cjuu
280

260(
_, 240
O)
^•220
z"
fl 200
cc
£ 180
ui
Z 160
O
O
uj 140
Z
I 120
UJ
I 100
O
^ 80
E
"~ 60
40
20
KIP
IMr

RAW WATER CHLORINATED
AND STORED:

7 MOVE CHLORINATION FROM ,-«.„... -,.,«..• r^-n-n-ri A •
POINT A TO POINT B FORMATION POTENTIAL
- FIGURE 19, JULY 14, 1975 Q 4 DAY CHLOROFORM
/>^ FORMATION POTENTIAL
7 ^ A 6 DAY CHLOROFORM
FORMATION POTENTIAL
•* UHLUKOrOKM
A

O
©

-

-

_
BROMODICHLOROMETHANE
Ll X
', X DIBROMOCHLOROMETHANE
\AX^ A
^CA\ -/V xAr\ A- A"'
/\ X ^•a ~"lt f ^ ^L X" S'**^. ^'^ Jf'<**.
\~. *. - - _ • * *• *^ — — — — - -^ ^*N ' -"s.^^^ *^ ^ •+**•
\'~— -/ 	 if'*- _^—^"\x>
JUL AUG SEP | OCT NOV DEC JAN | FEB MAR APR M
1975 1976

-

-
E

-

a _

_

-
r
i _
' X A^
^/"C^"' /_

AY JUN JUL

Fig. 21.  Trihalomethanes in Cincinnati, Ohio Tap Water.

-------
                                     - 46 -
changes because often only one or two samples were collected under each


                                                                *? n 9i
condition.  Details on this experimentation have been presented.  '



     Other water utilities have also made in-plant modifications in treatment


                                                        9 ?
and monitored the subsequent effects.  One water utility   using lime softening


                                                     23
showed about a 75 percent reduction aid anotfier utility   reported a substantial



reduction in the terminal chloroform concentration when chlorine was added



after recarbonation instead of at the headworks prior to the high pH of lime



softening.  The importance of the pH control because of its effect on


                                           11 19
trihalomethane formation has been reported.   '



E.  Summary of Trihalomethane Precursor Removal Studies



     Experiments examining the prevention of trihalomethane formation were



conducted with a pilot water treatment plant having conventional coagulation and



sedimentation.  The settled water was then divided between a dual media and



two different depth granular activated carbon (GAG) filters.  Following



filtration, the effluent was disinfected with either chlorine, ozone, chlorine



dioxide, or combinations of these oxidants.   Bench-scale studies with powdered



activated carbon (PAG) and aeration were also conducted.  Table XI lists



the effectiveness of these various unit processes for reducing the chloroform



formation potential.



IV.  Alternatives to Chlorination



     Because the trihalomethanes are formed during the chlorination step, one



possibility would be to suggest an alternative disinfectant, such as



chlorine dioxide or ozone.  Although chlorine dioxide prevents or minimizes



trihalomethane formation, the by-products of these reactions are not now (1976)



fully known.  Mass spectrometric determination of these compounds is  beginning



and hopefully health effects studies of the identified species will follow.



With precaution, therefore, in certain situations, chlorine dioxide may be

-------
                                      - 47 -
                                     TABLE XI
Effectiveness of Various Unit Processes for Reducing Chloroform Formation Potential
                       Chloroform Forma-
                        tion Potential
                                           Chloroform
                                            Formed
Process
                                                                  Remarks
Aeration followed by
  chlorination
                             66'
Coagulation, Sedimentation   48
  and Dual-Media Filtration
  followed by Chlorination

Coagulation, Sedimentation   48
  Filtration/Adsorption by
  Granular Activated Carbon
  (5 min. contact time)
  followed by chlorination

Powdered Activated Carbon    27C
  added after Coagulation
  and Settling followed
  by Chlorination

Ozone only                   48
Ozone followed by chlorination 48
66C
                                              13



                                              < 1

                                              < 10



                                              20a

                                               9


                                           None found
                                              48
Diffused-air aeration with
air to water ratios up to
20:1 did not reduce
chloroform formation
potential (10 min. Contact
Time)
          GAG would be effective for
          3 weeks
          GAG would be effective for
          8 weeks
          at PAC dosage = 8 mg/£

          at PAC dosage = 100 mg/£
          PAC contact time = 2-20 min.
          0  neither forms
          trihalomethanes, nor removes
          precursors at disinfection
          dises
          Disinfection doses
          (^ 1
Chlorine Dioxide only
                             74
Coagulation, Sedimentation and
  Dual Media Filtration
  followed by:

  1.  Chlorination           -

  2.  Chlorine dioxide with
       chlorine
< 1       C10_ does not form
          trinalomethanes
          1.3
                                                                      and 1.5
                                               3        Trihalomethane formation
                                                        decreases as the ratio of
                                                        C109 to Cl? increases

All tests performed on Ohio River water.  Chloroform Formation Potential
is the amount of chloroform formed when raw water is chlorinated past break-point
and stored at 25°C for a specified contact time.

a - chlorine contact time = 48 hours
b - chlorine contact time = 96 hours
c - chlorine contact time = 22 hours
d - contact time for combination of chlorine dioxide with chlorine - 22 hours

-------
                                     - 48 -
a promising alternative to chlorine because a disinfectant residual can be
maintained in the distribution system.  This residual is reportedly comparable
                         24
to chlorine as a biocide,   and if the concentration of excess chlorine used
to generate the chlorine dioxide can be kept low, the trihalomethane concentrations
in the finished water will also be low.
     Some question exists concerning the health effects of ingesting chlorite.
                                              25
Chlorite converts hemoglobin to methemoglobin,   and the Norwegian Health
         fy tr
Authority   has recommended the absence of chlorite in drinking water.
Health effects studies on the toxicity of chlorite are underway within EPA.
At present (1976) no restrictions are imposed on the use of chlorine dioxide
for treating drinking water in the United States.
     Other studies have begun to determine the inorganic end-products when
chloride dioxide is used in water treatment.  For example, when 1.3 to 4.0 mg/£
chlorine dioxide was applied to dual media filtered pilot plant effluent
and stored for 3 days at 25°C, on a mg/£ as Cl basis, 50 percent of the
chlorine dioxide remained, 25 percent had become chlorite (CIO,,) , 9 percent
had become chlorate (CIO ) and 14 percent was reduced to chloride.  The
unaccounted for 2 percent was assumed to be analytical error.  These preliminary
             \
results indicate that chlorite would be ingested by the consumer at concentration
depending on the original chlorine dioxide dosage.  Further studies on chlorine
                                                                    27
dioxide end-products are underway and will be reported on in detail.
     Ozone is another effective disinfectant that does not produce trihalomethanes,

-------
but it fails to provide a residual disinfectant in the distribution system,




and, like the other alternatives to chlorine little is known about its




organic by-products.  Unless some other means of providing the residual




disinfectant throughout the distribution system can be found, ozonation for




disinfection followed by chlorination to provide a residual will not eliminate




the trihalomethane concentrations reaching the consumer.  Chloramines do not



                                        19
form trihalomethanes to any great extent   and one alternate possibility would


                                                                       28
be to add chlorine and ammonia to provide a combined chlorine residual.




The microbiological quality of the finished product is the foremost consideration




in treating drinking water.  Any disinfectant, therefore, must be an effective




barrier against problem organisms.  Further, it should be economical to use,




but not at the expense of creating toxic or potentially toxic end-products or




by-products.  Future studies evaluating disinfectants will have to include all




of these aspects.

-------
                                     - 50 -
Conclusions




     1.  If trihalomethanes are already present in drinking water (i.e., there




exists an instantaneous trihalomethane concentration), diffused-air aeration,




powdered activated carbon, ozonation, or addition of chlorine dioxide are in




general, ineffective for reducing these concentrations.  Granular activated




carbon will reduce the chloroform concentration for a few weeks, but will




adsorb bromine containing trihalomethanes for several months.




     2.  If trihalomethanes are not present in the water, but would be formed




upon chlorination (i.e., there exists a trihalomethane formation potential):




     a.  diffused-air aeration, powdered activated carbon, or ozonation are




     in general, ineffective processes for reducing that formation potential.




     b.  chlorine dioxide, coagulation/sedimentation/filtration, or granular




     activated carbon adsorption reduce the potential for forming chloroform




     but are generally ineffective for reducing the potential for forming




     bromine containing trihalomethanes.




     3.  Neither chlorine dioxide (without excess chlorine) nor ozone form




trihalomethanes, however, cost, residual disinfectant, end-products or organic




by-products, are considerations which must be included if these oxidants




are to be evaluated as an alternative to chlorine for insuring the bacteriological




safety of drinking water.




     4.  Water superintendents should evaluate their existing operations to




ascertain what improvements can be made in coagulation and settling to effect




better particulate removal in their plant.  This might include considering




coagulant and flocculant aids, more frequent jar testing and thus varying




coagulant dosage, or even changing coagulants during certain seasons to




compensate for changes in raw water quality.  These tests followed by a




determination of trihalomethane formation potential could guide future action.

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                                     - 51 -
     5.  Water purveyors and design engineers should critically review their




chlorination practices on a case by case basis and determine if the point of




chlorine application can be moved further into the treatment train without




compromising the bacteriological safety of the drinking water.  This is




particularly applicable at those utilities which are prechlorinating or




plan to prechlorinate off-stream stored raw water or long raw water transmission




lines. It must be recognized, however, that treatment modifications, other than




simply changing the point of chlorine application may be necessary to insure




a continual supply of safe and palatable water.




ACKNOWLEDGMENTS




     Appreciation is expressedto the following individuals who provided valuable




assistance during these experiments:  Mr. Carl Negli and his staff at the




Cincinnati Water Works pumping station for supplying the source water for




the pilot plant activities; Mr. Charles Bolton, Superintendent, Cincinnati




Water Works and his staff - Mr. Edward Kispert, Mr. George Hicks, and Mr. James




Ohleur; Dr. Riley Kinman and Mrs. Janet Richabaugh, University of Cincinnati




for allowing us to share the partial results of their study on chlorination




modifications at the Cincinnati Water Works: Mr. Raymond Taylor, Dr. Martin




Allen and their staff at EPA furnished microbiological support;  Mr. Paul A.




Keller, Mr. Kenneth L. Kropp, Mr. Dennis R. Seeger, Ms. Clois J. Slocum and




Mr. Bradford L. Smith of the EPA Water Supply Research Division assisted in the




experiments and provided technical consultation; Mr. Gordon G. Robeck and




Mr. Alan A. Stevens furnished technical direction and manuscript review.




Special thanks is given to Ms. Maura M. Lilly and Ms. Virginia D. Maphet




for typing this manuscript and to Mr. Jesse M. Cohen who provided valuable




editorial and technical comments.

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                                      - 52 -
 1.   Rook, J.J., "Formation of Haloforms During Chlorination of Natural
      Waters."  Water Treatment and Examination, 2^ (Part 2); 234 (1974).

 2.   Bellar, T.A., Lichtenberg, J.J. and Kroner, R.C., "The Occurrence
      of Organohalides in Chlorinated Drinking Water . "  Journal American
      Water Works Association, ^:703 (1974).
 3.   Symons, J.M. , Bellar, T.A. ,  Carswell, J.K. , DeMarco, J. , Kropp, K.L.,
      Robeck, G.G., Seeger, D.R.,  Slocum, C.J., Smith, B.L. and Stevens, A. A.,
      "National Organics Reconnaissance Survey for Halogenated Organics in
      Drinking Water."  Water Supply Research Laboratory and Methods
      Development and Quality Assurance Laboratory, National Environmental
      Research Center, USEPA, Cincinnati, Ohio, JAWWA, 67_ (11): 634-647 (1975).

 4.   Love, O.T., Jr., Carswell, J.K., Stevens, A. A. , Sorg, T. J. ,  Logsdon, G.S.,
      and Symons, J.M., "Preliminary Assessment of Suspected Carcinogens in
      Drinking Water - Interim Report to Congress.  Appendix VI."  USEPA
      Report, Washington, D. C. , (June 1975).

 5.   Love, O.T., Jr., Carswell, J.K., Stevens, A. A. and Symons, J.M.,
      "Treatment of Drinking Water for Prevention and Removal of Halogenated
      Organic Compounds (An EPA Progress Report) .  Presented at the 95th
      Annual Conference of the American Water Works Association, June 8-12, 1975,
      Minneapolis, Minnesota.

 6.   Love, O.T., Jr., Carswell, J.K. , Sterns, A. A., and Symons,  J.M. ,
      "Pilot Plant Studies and Measurement of Organics,"  Presented at 1975
      Water Quality Technology Conference, American Water Works Association,
      Atlanta, Georgia, December 8-10.

 7.   Dilling, W.L., Tefertilier,  N.B. and Kallos, G.J., "Evaporation Rates
      and Reactivities of Methylene Chloride, Chloroform, 1,1,1-Trichloroethane,
      Trichloroethylene , Tetrachloroethylene and Other Chlorinated Compounds
      in Dilute Aqueous Solutions," Environmental Science and Technology,  9^,  (9):
      833 (September 1975).

 8.   Neely, W.B. , Blau, G.E. and Alfrey, T. , Jr., "Mathematical Models Predict
      Concentration-Time Profiles Resulting from Chemical Spill in a River,"
      Environmental Science and Technology, 10, (1): 72 (January 1976).

 9.   Bellar, T.A. and Lichtenberg, J.J., "Determining Volatile Organics at
      the ug/£ Level in Water by Gas Chromatography . "  JAWWA, 66:739-744
      (December 1974) .

10.   Rook, J.J., "Haloforms in Drinking Water," JAWWA, 68^, (3): 168  (1976).

11.   Stevens, A. A. and Symons, J.M., "Protocol for Measuring Concentrations
      of Trihalomethanes and Their Precursors at Water Treatment Plants,"
      Appendix IV of "Interim Treatment Guide for the Control of Chloroform
      and Other Trihalomethanes," by Symons, J.M. , USEPA, Water Supply
      Research Division, Cincinnati, Ohio (1976).

-------
                                      - 53 -
12.   Love, O.T., Jr., Carswell, J.K., Stevens, A.A. and  Symons, J.M.,
      ''Evaluation of Activated Carbon as a Drinking Water Treatment Unit
      Process."  USEPA, Cincinnati, Ohio, 17 pp. mimeo,  (March 3, 1975).

13.   Basic Manual of Application and Laboratory Ozonation Techni^ues^,
      p. 21, The Welsbach Corporation, 3340 Stokley Street, Philadelphia, Pa.

14.   Palin, A.T., "Methods  for  the Determination in Water of Free and  Combined
      Available Chlorine, Chlorine Dioxide and Chlorite,  Bromine, Iodine and
      Ozone, Using Diethyl-o-phenylene diamine (DPD),  J.  Inst. Water  Engr., .21,
      537  (August 1967).

15.   Clark, Robert M., Guttman, D., Machisko, J. and  Crawford, J., "Cost
      Calculations of Water  Treatment Unit Processes," Water Supply Research
      Division, Municipal Environmental Research Laboratory, U.S. Environmental
      Protection Agency, Cincinnati,  Ohio  (March 1976).

16.   Granstrom, M.L.  and Lee, G.F., "Generation and Use of Chlorine Dioxide
      in Water Treatment," JAWWA, 50: 1453 (Nov.  1958).

17.   Miltner, R.,  "The Effect of Chlorine Dioxide on  Trihalomethanes in Drinking
      Water," M.S.  Thesis, University of Cincinnati, August 1976.

18.   Inhoffer, Wendell, R., "Use of Granular Activated Carbon at Passaic Valley
      Water Commission," Proceedings, Third Annual AWWA Water Quality Technology
      Conference,  Atlanta, Ga.,  (1975).

19.   Stevens,  A.A.,  Slocum, C.J., Seeger,  D.R.  and Robeck, G.G., "Chlorination
      of Organics  in Drinking Water," Conference on the Environmental Impact
      of Water Chlorination, October 22-24, Oak Ridge,  Tennessee (1975).

20.   Kispert,  Edward,  "Getting the Most out  of Your Treatment Plant," presented
      at the 96th  Annual Conference of the American Water Works Association,
      June 20-25,  1976, New Orleans,  Louisiana.

21.   Kinman,  Riley,  N. and Rickabaugh,  Janet,  "Study of In-Plant Modifications
      for Removal  of  Trace Organics from Cincinnati Drinking Water," A report
      prepared for  the City of Cincinnati (1976).

22.   Harms, Leland  L.  and Looyenga,  Robert W.,  "Formation and Removal of
      Halogenated  Hydrocarbons in Drinking Water  - A Case Study at Huron,
      South Dakota,"  EPA Grant No.  R008128010,  Final Report (October,  1976),
      U.S.  E.P.A.

23,   Singley,  J.E.,  Beaudet, B.A., Brodeur,  T.P.,  Thurrott,  J.C.  and Fisher,  M.E.,
      "Minimizing  Trihalomethane  Formation in a Softening Plant," Final Report,
      EPA Contract No.  CA6992948-A,  MERL,  Cincinnati,  Ohio 45268.

-------
                                       - 54 -
24.    Benarde, Melvin,  A., Israel,  Bernard M.,  Oliver!, Vincent P. and
      Granstrom, Marvin L.,  "Efficiency of Chlorine Dioxide as a Bactericide,"
      Applied Microbiology,  Vol.  13,  No. 5, 776-780 (1965).

25.    Musil, J., Knotek, Z. , Chalupa, J. and Schtnit, P., "lexicological Aspects
      of Chlorine Dioxide Application for the Treatment of Water Containing
      Phenols," Scientific Papers from Institute of Chemical Technology,
      Prague, 8_, 327 (1964).

26.    Myhrsted, J.A. and Samdal,  J.E., "Behavior and Determination of
      Chlorine Dioxide," JAWWA,  61,  205 (1969).

27.    Miltner, R.J., "Measurement of  Chlorine Dioxide and Related Products,"
      In preparation to be presented  at the IV Annual AWWA Water Quality
      Technology Conference, San Diego, California (Dec. 1976).

28.    Symons, J.M, "Interim Treatment Guide for the Control of Chloroform
      and Other Trihalomethanes," U.S. Environmental Protection Agency,
      Municipal Environmental Research Laboratory, Water Supply Research
      Division, Cincinnati,  Ohio (1976).

-------
                                    APPENDIX 4
Stevens, A.A., "Determination of Chloroform Formation Potential in Water,"
To be submitted to the Journal of the American Water Works Association.

-------
                 MEASUREMENT OF TRIHALOMETHANE AND PRECURSOR




            CONCENTRATION CHANGES OCCURRING DURING WATER TREATMENT




                             AND DISTRIBUTION
                               A.A. Stevens




                                    and




                               J.M. Symons
                               Appendix 4




                                   to





Interim Treatment Guide for the Control of Chloroform and other Trihalomethanes

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                              TABLE OF CONTENTS

INTRODUCTION	    1
BACKGROUND	    2
DEFINITIONS 	    3
METHODS 	    6
  Measurement of Instantaneous Trihalomethane Concentrations. ...    6
    Procedure for Instantaneous Trihalomethane Determinations ...    6
  Measurement of Terminal Trihalomethane Concentrations and
    Trihalomethane Formation Potential. .  .  	    8
      Effect of Time	    9
      Maintenance of Chlorine Residual	   12
      Effect of Temperature 	   14
      Effect of pH	   14
      Loss of Volatile Species	   15
      Effect of Bromide or Iodide Contamination 	   16
      Effect of Precursor Contamination 	   16
    Procedure for Terminal Trihalomethan? and Trihalomethane
      Formation Potential Determinations	   17
EXAMPLES OF THE USE OF METHODS - INTERPRETATION OF RESULTS	   19
  Simple Chlorination 	   19
  Conventional Treatment	   21
  Lime Softening.	,	   21
  Granular Activated Carbon Filtration/Adsorption 	   26
  Summary of Examples	   30
SUMMARY	   30
ACKNOWLEDGMENTS 	   32

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                                INTRODUCTION




     Because of recent findings concerning the carcinogenicity of chloroform



and the confirmation of the ubiquity of chloroform in chlorinated drinking

      2
water,  many purveyors of potable water are interested in sampling their



product to determine the extent of their individual chloroform problems and



resolve them when possible.  Additionally, as a direct result of the announced



U.S. Environmental Protection Agency policy regarding the initiation of a

                                                    3
"Voluntary Nationwide Chloroform Reduction Program,"  other water utilities are



anticipated to attempt to reduce concentrations of chloroform reaching the



consumer through modification of the treatment process.



     In these treatment modification and surveillance programs, difficulties



often arise concerning what considerations should be made when selecting



sampling and analysis techniques to best evaluate the extent of the problem



or the success or failure of efforts to reduce that problem.  This paper



discusses the necessary considerations for developing a method for evaluation



of treatment.  The method is based on the physical and chemical factors



controlling production of chloroform and reviews the influence of these factors


on the concentrations of chloroform and other trihalomethane (TKM) species that



are observed in a sample at the time of analysis.  These factors must not be



overlooked during planning of chloroform reduction projects.  The need during



such studies for uncontaminated glassware, for head space free samples, and



for an adequate analytical technique for the THM measurements will be reviewed


                                                                  245
only briefly because they have been discussed in detail elsewhere. ' "

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                                    - 2 -


     In addition to physical and chemical considerations, adequate bacterio-

logical monitoring of finished waters during chloroform reduction programs

must also be included.  Any research program in which disinfection practice is

a variable requires careful attention on the part of the utility operators

to ensure that water of adequate microbiological quality reaches the consumer.

                                 BACKGROUND

     Chloroform results from the generalized reaction:

              (Chlorine + "Precursor" ->  Chloroform).

This occurs to some extent in any water treatment plant where chlorination for

disinfection is practiced.  The reaction is not instantaneous and occurs over

a period of a few days until either chlorine or precursor is exhausted.  '

In the presence of natural bromide, the reaction products include some mixed

halogen trihalomethane {THM) species (bromodichloromethane, dibromochloromethane)
              r                                                 o
and bromoform.    This occurs in most chlorinated drinking water,  even where

bromide concentrations in the source water are small.   Iodines-containing species

have also been observed,    presumably because of the presence of natural iodide.

Because the chemical reactions for formation of these bromine- (and iodine-)

containing trihalomethanes are probably mechanistically similar to that for

formation of chloroform,    the trihalomethanes, including chloroform, can be

discussed as a group* for treatment evaluations.
*The discussion of THM Species as a group should not be confused, however, with
the term "total trihalomethane'' (TTHM) that was used in the National Organics
Reconnaissance Survey (NORS) report.   For certain purposes in the report TTHM
was calculated by converting the weight concentration for each of the THM species
(yg/£) to micromoles per liter by dividing each species' weight concentration
by the appropriate molecular weight and adding them together to obtain an index
of total trihalomethane.  Whether or not the three bromine-containing trihalo-
methanes have the same, less, or more toxicological significance as chloroform
is not known.  In addition, the factors that control the relative quantities
of these species obtained during treatment are not well known.  Thus, much
information can be lost by reducing data to a single index.  Nevertheless, the
decision of how to treat the data depends upon the treatment research project
goals and therefore may vary.  Because the considerations for sampling and data
analyses for all of the trihalomethane species are the same, for simplicity,
trihalomethanes will be discussed in the group sense throughout this paper.

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                                    _ 3 -


     Because their formation is not instantaneous, THM concentrations increase


in the water as it flows through a water treatment plant (unless removed during


treatment) to reach some value higher than that which would be observed if


an analysis for THM species was performed immediately after sampling at the


first point of chlorination.  Further, the consumer is likely to receive water


with THM concentrations higher than those leaving the plant because the


reaction proceeds in the distribution system.  Additionally, not only are the


concentrations of THM time dependent, but the rate of the reaction is dependent


on pH, precursor concentration, nature of precursor(s), temperature, and to some

                                                                     /o 10 "17^
degree free chlorine concentration early in the chlorination process.  '  '


Finally, the ratio of chloroform to other trihalomethanes is highly dependent

                                           f -to I (\\
on the bromide content of the source water.   '     These factors are discussed


in detail below.


                                 DEFINITIONS


     Basic to this discussion are these three important definitions:


     1.  Instantaneous THM (InstTHM) Concentration:  The concentration of


THM in the water at the moment of sampling.  This may be expressed in terms


of the individual species or their sum as TTHM (see p. 2 footnote).


     2.  Terminal THM (TermTHM) Concentration:  The concentration of THM


that occurs at the termination of the measurement of this parameter.  To


measure TermTHM concentration, chlorine-precursor reaction conditions are


selected according to the treatment practiced at the particular plant being


evaluated.  In general, a sample of water is chlorinated under these plant


conditions and chloroform and other THM species are measured after a specified


time period.  This concept will be discussed in detail in the next two sections


of the paper.

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                                    - 4 -






     TermTHM concentration is equally important as a parameter for evaluating




consumer risk as is the InstTHM concentration, but because this parameter is




a measure of the sum of the amounts of THM species already present (instantan-




eous) and those formed during the reaction time, a third parameter must be




defined that is useful for evaluating unit process performance for removal




of unreacted precursor.




     3.  THM Formation Potential (THMFP);   THMFP is measured as the increase




in THM concentration that occurs during the storage period in the determiantion




of the TermTHM concentration.  The THMFP is obtained by subtraction of the




InstTHM concentration from the TermTHM concentration either when TTHM or when




the individual species data are used.  THMFP is a measure of the port-ion of




the total precursor material of most concern to the consumer remain-ing in the




water at a given point in the treatment train.  This parameter, when measured




on unit process influent and effluent samples, can be used to determine the




efficiency of that process for removal of  that pertinent fraction of precursor




material.




     The distinction between THMFP and a Total Precursor1 parameter is important.




Total precursor concentration i* the concentration of all organic THM precursor




materials present in the water that oould react with halogen species under




conditions that maximize the yield of trihalomethanes.




     Because the identities of these organic compounds are not precisely known




at this time (1976), Total THM Precursor concentration could also be expressed




as concentrations of THM or concentration of TTHM obtained from that reaction.




However, no standardized procedure for measuring this parameter exists, and




considerable research will be required to establish the optimum conditions to




assure the complete reaction of all precursor(s) to yield maximum trihalo-




methane concentrations.

-------
     Because the chlorination conditions for TermTHM concentration measure-

ment  are somewhat less than optimum for THM formation,  the TermTHM concentra-

tion  in that determination obtained will be somewhat less than the theoretical

maximum THM concentration.  Thus,  the value obtained for TermTHM under these

conditions will yield by subtraction of the InstTHM concentration, a THMFP

smaller than the theoretical "total precursor" parameter.  Although the value

obtained (THMFP) is not the total  precursor concentration, it is an index of

the concentration of materials of  most concern relative to THM formation at a

particular water treatment plant.   Also, because controlling parameters

(under treatment plant conditions) are easily measured  at the operating plant,

TermTHM concentration (and therefore THMFP) is a practical measurement.

Figure 1 presents the four parameters discussed above graphically.
                           InstTHM CONCENTRATION
                            THM FORMATION POTENTIAL
|     | + y///\ TermTHM CONCENTRATION

|     |
                                   TOTAL PRECURSOR
        FIG. 1. GRAPHICAL REPRESENTATION OF FOUR
               TRIHALOMETHANE PARAMETERS

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                                      METHODS


Measurement of Instantaneous THM Concentrations


     For this measurement the reaction of chlorine with precursor materials


must be halted at the time of sampling with the goal being to measure only


trihalomethanes present at the time of sampling.  In the WSRD laboratory and


in others, a small amount of reducing agent is added to the sample to react


with the chlorine and thus render it unavailable for oxidation or substitution


reactions.  A small increase in trihalomethane concentrations upon storage


after addition of reducing agent is usually observed, and this is probably


caused by a slow hydrolysis of certain trihalo-irttermediates.  The hydrolysis


step, of course, does not require the presence of chlorine.  The distinction


should be made between this minor effect on the InstTHM concentration and


the continued THM formation reaction when no reducing agent is added.  The


increase in THM concentration during storage after the addition of a reducing


agent has, in our experience, amounted to only a few percent of the total


value.  The effect should be most noticeable at neutral pH because the hydrolysis


step would be accelerated at high pH and be near completion soon after the


intermediates are formed.  Therefore, intermediates would be present in low


concentration when the reducing agent is added (little change would be observed


after dechlorination).


     Procedure for InstTHM Determinations:  Normally, the sample is taken,

                                                                        2
head space free in muffled vials exactly as described in the NORS report


except that sufficient sodium thiosulfate is added to the vial prior to


filling to completely reduce any chlorine present in the sample.  In the


WSRD laboratory 1 ml of 0.1N sodium thiosulfate for each 100 ml of sample has


been used successfully.  This is 0.5 ml or about 10 drops for a 50 ml serum
                                      •

vial.  The amount used is not critical because on a stoichiometric basis this


is an excess of reducing agent, and the volume used is insignificant compared

-------
to the size of the sample.  The filled bottle is then sealed with a teflon faced




septum held in place by a crimped top or screw cap and placed under refrigeration




to retard microbiological activity while the samples await analysis.  This




procedure has been used routinely for about two years in this laboratory ' '




without any apparent problems.  Potassium ferrocyanide, sodium sulfite, and




ascorbic acid, have also been used successfully as reducing agents for this



   ..  _.  11,12,13
application.




     An alternate suggestion to obtain the InstTHM concentrations is to analyze




the sample immediately after sampling, providing a chlorine residual will not




interfere with the analysis, but this is often inconvenient or impossible.



                                               14
Another suggested option was recently described  , in which the THM species




are separated from the water sample upon sampling by sorption on a macroreticular




resin column.  Whether or not the hydrolysis of trichloro-intermediates will




affect this result is not known, however.




     The actual method of determination of the THM concentrations is not




critical, and acceptable procedures vary widely.  At the WSRD laboratory the


                                   2
method described in the NORS report  has been used continuously in research



since that survey because of its convenience and reliability.  For this




analysis, the sealed sample prepared as above is brought to 25°C prior to




opening in order to obtain reproducible purging efficiencies.  A 5 ml aliquot




is then removed and transferred to a glass purging apparatus wherein the




trihalomethanes are stripped from the aqueous phase by passage of a flow of




helium upward through the sample.  The trihalomethanes stripped in this manner




are collected on a sorbant porous polymer material contained in a stainless

-------
steel trap that is placed in series with the purging device.  The tri-




halomethanes are then thermally desorbed from the trapping material onto




a gas chromatographic column.  Finally, temperature programmed gas




chromatography is carried out, and the concentrations of trihalomethanes




are measured by use of a halogen^specific detector,




Measurement of Terminal THM Concentration and THM Formation Potential:




These two parameters are discussed together because, as mentioned above,




the measurement for TermTHM concentration together with the InstTHM




concentration yields the THMFP by subtraction.  The TermTHM concentration




is measured by reacting chlorine with THM precursors in a given sample




under certain controlled conditions that affect yield and rate of formation




of the trihalomethanes and subsequently measuring the concentrations




THM species produced.  Because for the reasons described earlier, this




is not a Total Precursor concentration raasurement, the selected




conditions for this measurement must be che same as those experienced




at the water treatment plant under study and be reproducible from sample




to sample.  Critical conditions to consider are:  (1) time of reaction




(time elapsed before halting the halogenation reaction with a reducing




agent), (2) maintenance of a free chlorine residual, (3) temperature,




(4) pH, (5) prevention of loss of the volatile products during the time




of reaction, and (6) avoidance of contamination of reagents.  These




will be discussed below.

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                                     - 9 -
     Effect of Time:  Although a single measurement of THM concentrations




after a storage period of several days in a bottle under appropriate conditions




can give a useful determination of TermTHM concentration for that specified




time, much more information can be gained from the reaction rate curve(s)




obtained by plotting THM concentrations vs time. ' '     The rate curve(s)




obtained by periodic measurement of THM concentrations of properly stored




finished water can be used to estimate the future THM concentrations at any given




time after water leaves the treatment plant. This is  particularly important




when the goal of the analyst is to estimate ultimate  consumer exposure to




THM at different points along the distribution system.  The THM concentration




vs. time curve is especially useful where the utility has a large variation




in the time water is in various parts of the distribution system.  The rate curve




can also be used to estimate THM concentrations at any given time after




water is taken from a sampling point within the plant when thepurpose is to




use the concentration obtained to calculate the THMFP at that point in




treatment for evaluation of unit process effectiveness.




     In any system, it is preferable to generate a rate curve, at least




initially, so that the nature of the reaction that occurs at that location can




be determined.  For example, Figure 2 shows two hypothetical curves describing




the rate of chloroform formation that might be expected for finished waters




of distinctly different quality after leaving typical water treatment plants.




     Curves A and B in Figure 2 represent two extreme situations that might




occur.  Although at time T, the chloroform concentrations are the same for




both waters, the short term chloroform concentration  is greater in Plant A




and long term chloroform concentration is greater in  Plant B.  A Plant A




curve would be expected where chloroform formation potential is relatively




low but the precursor present is of the type that reacts quickly under the




given conditions (see ref. 8); that is, the final concentration of chloroform

-------
                          - 10 -
     UJ
     UJ
     cc
     o
     LLI
     O
     z
     o
     o
     CC
     O
     u_
     o
     cc
     o

     X
     o
Inst.
CHCI3

CONC.
                                               PLANT B
4-
PLANT A
1 	 1 	
0 T
T
	 1 	
T

	 1

2T

                          TIME (DAYS)
FIG. 2. FORMATION OF CHLOROFORM UNDER WIDELY DIFFERENT

              TREATMENT PLANT CONDITIONS

-------
                                     -Il-
ls reached early.  A Plant B curve would be expected where chloroform formation



potential is high, but the reaction with chlorine is slow, because of nature of



precursor or reaction conditions.  Thus, these curves are more informative



than a single chloroform determination performed at time T and the single



measurement at each plant could easily be misinterpreted to mean that the



plant situations were the same.



     Good approximations of both curves are obtained by the selection of three



or four points beyond time 0 (instantaneous value) such as 1/2T, T, 2T as shown,



where 2T is equal to or slightly longer than the maximum distribution system



residence time.  These added analyses could cause the generation of rate



curves to be time-consuming, especially if conditions are such that reactions



are slow and the distribution system residence time is long.  If the development



of the rate curve is beyond the capability of a utility, the time for the



determination of TermTHM concentration should be the longest residence time in



the distribution system as this represents the most stringent condition for that



utility.


                                         19                           8,19
     Preliminary results from recent work   indicate that the kinetics



of the THM formation reaction may be able to be sufficiently well described



under a controlled set of conditions that a limiting value for TermTHM



concentration may be predictable by measurement of only a few values for THM



concentration early in the sample holding period. This approach to limiting



value calculations is still under investigation.

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                                     - 12 -
     Maintenance of Chlorine Residual:  In conventional U.S. water tratment



practice, maintenance of a free chlorine residual throughout the distribution



system is often recommended or required.  The continued reaction of precursor



with chlorine to yield trihalomethanes depends on the maintenance of a free

                 o

chlorine residual .  Thus one of the prime conditions necessary for THM



formation is widely maintained.  Again, with chloroform as an example, the "raw"



water curve presented in Figure 3 shows the abrupt cessation of chloroform



production as the chlorine became depleted.  The 24-hour-and all later samples



gave the same chloroform concentrations, and chlorine residual determinations



confirmed the lack of chlorine.  Thus the 24-hour-and later chloroform



concentrations could be misleading, assuming one of the conditions in the water



utility under investigation was maintenance of a chlorine residual throughout



the distribution system.  For example, a single 48-hour chloroform determination



without an accompanying chlorine residual measurement would give a misleadingly



low   Terminal chloroform concentration and chloroform formation potential.



Thus, for evaluation of systems where free chlorination is practiced, to assure



that these misleading results are not obtained, a chlorine residual measurement



must always be performed at the time of THM analysis to assure that a free



residual is present.



     Work at the WSRD laboratory seems to indicate that TermTHM concentrations



are not affected significantly by the amount of free chlorine present.  This



may be only because the concentrations usually are limited by the amounts of



precursors present.  Some work   has indicated that TTHM formation rates may



be dependent on free chlorine concentration where the reaction is not


                                     12
precursor limited.  In addition, Rook   has published data showing an increase



in chloroform formation rate with an increase in chlorine dose.  Since Rook



did not show TTHM concentrations, whether this was caused by an increase in



overall trihalomethane formation rate or simply a change in chlorine  to

-------
— 13 —








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-------
                                   - 14 -



bromide ratio cannot be determined (this effect of bromide concentration is

discussed below).  Because of the uncertainty of the effect of chlorine con-

centration on reaction rate, the dose used in the TermTHM determination should

be nearly the same as that used at the treatment plant, and because that dose

is adequate for maintenance of a distribution system residual, it should be

adequate to supply the required residual for the duration of the test.

     Effect of Temperature:  Upon chlorination of a natural water approximately

twice as much chloroform can be formed in a given period of time at 25°C as is
              Q TO
formed at 3°C, '    This range of temperature is not uncommon, summer to winter,

in U.S. surface waters.  A need for close temperature control during the deter-

mination of TermTHM concentration is, therefore, indicated.  Temperature is

largely seasonally controlled, and, for a given system, an estimated average

temperature of the distribution system is the logical choice for the controlled

reaction temperature.

     Effect of pH;  The trihalomethane formation rate has been shown to
                                o -I 9
increase with an increase in pH. '    This increase is expected because the

haloform reaction is base catalyzed.    The selection of the pH for the controlled

reaction during the TermTHM concentration determination is not as straight-

forward as that for reaction time and temperature discussed above, however.

The variation of pH through an operating water treatment plant can be quite wide

and the variation is operationally controlled.

     If the determination of the TermTHM concentration and the THMFP for the

finished water only is desired, pH selection is not a probelm.  The samples

should be stored at the finished water pH,  If, however, a comparison of the

THMFP of the finished water with that of the source (raw) water, or with

water at any stage of treatment to evaluate success of a unit process in

-------
                                   - 15 -



reducing THMFP is desired, the selection of pH is more difficult.

     The analyst must be sure that the same portion of the Total Precursor
                            Q
concentration (pH dependent)  is reacting at each point, and that the reaction
                                                       Q
rate of chlorine with that material (also pH dependent)  is the same at each

point.  Thus, all of the samples from each of the various sampling points

must be chlorinated and stored buffered at a single selected pH value.

Therefore, because the THMFP test is designed to measure the portion of the

Total Precursor that is significant in a given water as it leaves the treat-

ment plant, the logical selection of the single reaction pH value is that of

the finished water entering the distribution system, as with the choice of

temperature.

     This choice can lead to seemingly anomolus results, however.  For example,

where pH is high through a unit process the THMFP at that pH might be higher

than THMFP for the same water measured at distribution system pH,  Because

the reactions in the distribution system occur at a lower pH, reactions which

occur at the high pH at higher rates and involving a different portion of

the Total Precursor are not important to the consumer.  Therefore, that

part of the total precursor should not be measured as THMFP and will not be

if the samples are buffered at the distribution system pH.

     Loss of Volatile Species;  To prevent misleading losses of trihalo-

methanes produced during the reaction period, the reactions must be carried out

in sealed, head-space free, containers.  Container materials should be all glass

or glass with teflon lined caps.  Standard glass stoppered reagent bottles

filled to overflowing so as to wet the stopper surface or the teflon septum-

sealed serum vials used for sampling for InstTHM determinations (see above)

have been found suitable.

-------
                                  - 16 -




     Effect of Bromide or Iodide Contamination;  As mentioned earlier,




bromide or iodide present in the water can, as a result of first reacting




with chlorine, cause formation of THM species other than chloroform.  In the



                                                                          19
case of bromide, the velat-ive amounts of THM species formed has been shown




to be highly dependent on the bromide content of the water and the chlorine




dose, presumably because these determine the ratio of bromine to chlorine




available for competing reactions.  Although the product ratios change, the




effect of bromide may be small when TTHM is calculated, however.




     Preliminary work indicates that equal amounts of bromine and chlorine




substitution as trihalomethanes would be expected if the original bromide


                                                      19
concentration is as little as 2% of the chlorine dose.    Clearly, any




bromide (or iodide) contamination of reagents used will cause a different




ratio of THM species to be formed than would normally occur on chlorination




of that water under plant conditions.  Where individual THM species data




are used, this effect could be the cause of misinterpretations of data.  For




example, if only chloroform concentrations are reported and reagents are




contaminated with bromide the TermTHM and THMFP tests would give lower




chloroform concentrations than those observed in the plant or in distribution.



However, measurement of all THM species would reveal that the bromine-containing




species were present in higher concentrations and the TTHM concentrations



approximately the same.  As mentioned earlier, a change of chlorine dose




where bromide content of the water is constant could cause the same effect.




     Effect of Precursor Contamination:  In the WSRD laboratory distilled-




deionized- carbon filtered water has been used for "blank" water for reagent




preparation.  At pH 7 the contribution of precursor in reagents has been




small-  At higher pH, however, blank values tend to be higher.  Care should




be taken to minimize volumes of reagents used in TermTHM measurements in




order to avoid this contribution to the THM concentrations obtained.

-------
                                      - 17 -
     Procedure for Terminal THM, and THM Formation Potential Determinations.




     A test for TermTHM concentrations and THMFP can be standardized




in approach,  but the conditions for sample treatment and storage, and therefore




the portion of the Total Precursor concentration measured, will vary




widely from system to system depending upon:




     1.  distribution system residence time




     2.  total chlorine demand of the sample




     3.  ambient temperature of the system




     4.  pH of the finished water in the particular system under investigation




as these variables must be chosen to match those in the system.




     In work at the WSRD laboratory, a large (1-3 liters) sample of water




is collected and the pH is adjusted to that selected with an appropriate




inorganic  (e.g., phosphate or borate) buffer.  The final buffer strength is




about  . 01M. The sample is then chlorinated, if needed, by the addition of




a previously standardized chlorine or hypochlorite solution. (Sufficient




chlorine is added at this time to maintain a free residual for the duration




of test period.  Water leaving the treatment plant should already contain




sufficient free chlorine and the chlorination step is not needed). Several




sample bottles are filled and capped head space free - two bottles for each




point  to be determined on the rate curve.  For example, four bottles are




needed if  only two points on the curve are to be determined, that is,




initial (zero time) and final values.  Two more bottles are required to




determine  each intermediate point.  One of the "zero" time sample bottles




containr sodium thiosulfate to immediately reduce the chlorine so only the




InstTHM is measured.  The other "zero" time sample has no reducing agent




and is used for measurement of the chlorine residual.  This entire sequence




from sample collection to the capping of the bottles should be done as




quickly as possible to avoid loss of InstTHM during the manipulations.

-------
                                      - 18 -
     The samples, except "zero" times are then stored at the selected



temperature.  After the preselected time, or times, if the reaction rate curve



is to be determined, one sample bottle is opened and an aliquot is transferred



by pouring into a smaller bottle containing sodium thiosulfate to prevent



further reaction of precursor with chlorine.  This smaller bottle is then



quickly sealed head space free to await THM analysis.  This measurement



determines a THM concentration for the respective time on the rate curve, and



the analytical procedure is exactly as described above for InstTHM determination.



A second bottle is opened at the same preselected time(s) and the chlorine



residual is measured.   More details of this procedure are given in References



2, 4 and 8.



     After the above determinations are completed the THM concentration



measured from the "zero" time sample is the InstTHM concentration; the THM



concentration from the bottle stored for the longest time is TermTHM



concentration. The difference between the InstTHM concentration and the



TermTHM concentration yields the THMFP.



     A much simpler approach to the determination of "Free"(Inst.) and


                                                                      20
"Potential" (Term) haloforms has recently been suggested by Nicholson.



Nicholson uses gas chromatograhy with direct aqueous injection of both



purged and unpurged samples.  The introduction to the hot injection port



o fthe aqueous sample results in hydrolysis of halogenated intermediates



to yield trihalomethanes.  Thus the direct aqueous injection method is said



to measure "Total Potential Haloforms," and subtraction of the pre-purged



sample value gives the "Free haloform" (Inst.) concentration.  The method



does not, however, taken into account the effects of a free chlorine residual



over a period of days, nor has the relationship of the high temperature



hydrolysis to treatment plant conditions been established.

-------
                                   - 19 -






         EXAMPLES OF THE USE OF METHODS - INTERPRETATION OF RESULTS




     Some hypothetical examples will help to demonstrate the use of the two




experimental determinations and the calculated THMFP to estimate both consumer




exposure to trihalomethanes resulting from the chlorination process and the




efficiencies of the various unit processes within the plant for removing




precursor compounds during treatment.  The efficiency of unit processes for




removing chloroform or other trihalomethanes can also be estimated.




Simple Chlorination;  The first example (Figure 4) represents the simplest




case — a water treatment plant with chlorination only.  Figure 4 depicts




the relative values for the parameters that might be obtained if analyses




were conducted for the InstTHM concentration and TermTHM concentration for




source water (A), plant clearwell (B), and a theoretical point at the maximum




residence time in the distribution system (C).  Note:  Recall that for




simplification the trihalomethanes are being discussed here as a group.




Each bar could represent the single group index (TTEM), any one of the




individual species, or be subdivided horizontally into four bars of different




heights to represent all four commonly found trihalomethanes.  According to




the bar graph, trihalomethanes were absent in the untreated source water




(InstTHM was not found on analysis of source water), but the full THMFP was




present and equal to the TermTHM concentration obtained experimentally.  At




the clearwell, some of the precursor measured as THMFP had reacted to form




trihalomethanes (measured as InstTHM in finished water) leaving a smaller




remaining THMFP.  The remaining THMFP, plus InstTHM concentration equals




the TermTHM concentration determined originally on the source water.

-------
                         20 -
o
UJ
O
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o
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                           InstTHM CONCENTRATION


                           THM FORMATION POTENTIAL


                               TermTHM CONCENTRATION
   SOURCE
         CHLORINE
CLEAR

WELL
                                       k
END OF DISTRIBUTION
SYSTEM
  FIG. 4. TRIHALOMETHANES FORMED DURING WATER

        TREATMENT BY CHLORINATION ONLY

-------
                                  - 21 -






At point C the entire original THMFP had reacted to give an InstTHM concen-




tration identical to the TermTHM concentration.  No unit process exists at




this plant that was effective for reduction of either TermTHM or InstTHM




concentrations.  The practice of chlorination itself converted THMFP to




InstTHM, thereby causing a reduction in the THMFP,  In assessing the THMFP




removal by any unit process, care must be taken to separate removal of THMFP




by conversion to InstTHM by chlorination and removal of THMFP by the unit




process itself.  Only at a point closer to the treatment plant than the




maximum length in the distribution system is consumer exposure to THM lower




than the TermTHM concentration shown in Figure 4.




Conventional Treatment:  Shown in Figure 5, during conventional treatment with




raw water chlorination, some THM is formed during rapid mixing and throughout




the following treatment stages in the presence of chlorine.  Thus, the




InstTHM concentration increases as the water passes through rapid mixing,




settling, and filtration — points B, C, and D.  Coagulation and settling do




reduce THMFP (i.e,, precursor removal) so that parameter as well as TermTHM




concentration declines from point B to C,  Filtration removes a little more




precursor material that is associated with the carryover floe so the THMFP




declines slightly again from point C to D.  The remaining THMFP is converted




by chlorination to THM from point D to E and therefore the InstTHM concentration




determined for a sample taken at that point in distribution equals the TermTHM




concentration of the sample from point D,




Lime Softening;  A case more complex than conventional treatment is illustrated




in Figure 6,  This example treatment plant employs lime softening, recarbonation




after settling, and rapid sand filtration for treatment of the same water in




the example shown in Figure 5,  Two alternate points of chlorination are




shown in Figure 6,  The probable effect of raw water chlorination only is

-------
                       - 22
DC
I-
Z
LU
o
z
o
o
                  InstTHM CONCENTRATION

                  THM FORMATION POTENTIAL

                      TermTHM CONCENTRATION
               IB
ISOURCEJK
CHLORINE J
COAGULANT-1
>
RAPID
MIX

-*|SETTLING|

m
m
                                 END OF DISTRIBUTION
                                 SYSTEM
 FIG. 5. TRIHALOMETHANES FORMED DURING CONVENTIONAL

      TREATMENT WITH RAW WATER CHLORINATION

-------
                             - 23 -
  Z
  O
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  O
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  o
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  5
ISOURCELp.
            RAPID
            MIX
          SETTLING
        CI2 LIME
                  f
                  C02
END OF DISTRIBUTION

SYSTEM
FIG. 6a. TRIHALOMETHANES FORMED DURING TREATMENT BY LIME

      SOFTENING WITH RAW WATER CHLORINATION
                           InstTHM CONCENTRATION
THM CONCENTRATION




IA'
|SOURCEki»
^^^•H
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U + ^TermTHM CONCENTRATION


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	 SYSTEM
DISTRIBUTION
LIME
                        CO
FIG. 6b. TRIHALOMETHANES FORMED DURING TREATMENT BY LIME

      SOFTENING WITH SETTLED WATER CHLORINATION

-------
                                   - 24 -




shown in the upper bar graph (Figure 6a) 5 and chlorination after recarbonation




only is shown in the lower bar graph (Figure 6b)»   The general explanation




for the bar graphs of Figure 6 is the same as that for Figure 5, except




that some additional interesting effects of treatments are demonstrated.




     Point C (after settling,  before recarbonation) shows the effect of




high pH on the reaction rate.   In Figure 6a a large proportion of the original




THMFP has been converted to THM as compared to Figure 5 where the pH in




the settling basin was lower,   Because the trihalomethanes produced through




the lime softening process are carried through the treatment process, the




TermTHM concentration measured after storage of samples D and E will include




whatever InstTHM concentrations were formed at the accelerated rate during




treatment.  This point will be elaborated on immediately below and when




Figure 7 is discussed.  The sum of THMFP and InstTHM concentrations (the TermTHM




concentration) has declined between B and C because the settling during lime




softening removes some precursor.  From C to D, after recarbonation and sand




filtration the rate of increase in InstTHM concentration is slowed as the pH is




lowered so only a slight increase in InstTHM concentration is shown.  Further,




the filters remove a small additional amount of precursor(s) that is associated




with floe particles, resulting in a slight decrease in the THMFP.  The InstTHM




concentration increases with time at the expense of THMFP between D and E.




     In the lower bar graphs in Figure 6b, because of the location of the point




of chlorination, no InstTHM concentration is shown until point D  after




recarbonation and chlorination.  The InstTHM concentration increases during




flow through the distribution system to Point E .   Note that the values for




TermTHM concentration in the Figure 6b are lower at point BT through E' than




those observed for their respective counterparts (B through E) in Figure 6a.

-------
                                  - 25 -





     The first reason, as noted before, is that precursors that are other^




wise removed during softening and settling are converted rapidly to trihalo<-




methanes (shown as InstTHM) during the treatment process depicted in Figure 6a.




The trihalomethanes are then carried through the treatment process.




     The second reason is more directly related to the high pH during treatment




and explains why the TermTHM concentration is higher at point B than at B'




and is also higher at B than that measured at point A.  Precursor materials




that react at insignificant rates at the lower pH of the distribution system




and during the TermTHM concentration test conducted at points A, A  and B




are converted rapidly to trihalomethanes during the treatment depicted by




Figure 6a.  This contribution of InstTHM concentration to TermTHM concentration




at B does not appear in the TermTHM concentration measurement on water samples




from A, A' or B',  These trihalomethanes are carried on to the subsequent




sample points.




     On the other hand, the THM Formation Potentials at points C* and D




are slightly higher than those at the corresponding points in Figure 6a.




This is also caused by the rapid reaction of precursors at high pH.  In this




case, precursor materials represented by the THMFP in the lower scheme (test




conducted at distribution system pH) reacted at a rapid rate during softening




to form InstTHM during the upper treatment process.  That part of the THMFP




material was therefore no longer available to appear as part of the calculated




THMFP value on the upper bars C and D,  This reduction of THMFP might be




expected to cause a reduction in TermTHM concentration through the upper




treatment train, but the lessening of C and D THMFP is exactly compensated




for by the corresponding increase in InstTHM concentration and therefore




does not reduce the TermTHM concentration in that treatment mode.  Of




course, as noted above, settling and filtration does reduce the TermTHM




concentration.

-------
                                   - 26 -




     The above effects of the reaction of chlorine with precursor otherwise




reduced in concentration during the softening process and the high reaction




rate of chlorine at high pH with precursor unreactive at distribution system




pH combine to cause the TermTHM concentrations to have higher values when




source water chlorination is practiced,  A more dramatic demonstration of




these effects is shown in Figure 7.  Because the TermTHM concentration




determination is carried out at the distribution system pH,  the InstTHM




concentration after softening could theoretically exceed the TermTHM




concentration established in the source water.  This would occur if the




detention time at high pH through softening and settling was long enough.




Therefore, with sufficient contact time, the InstTHM concentration at the




process effluent could exceed the TermTHM concentration measured under distri-




bution system conditions at the influent to that process.  This type of result




would not be inconsistent with the rationale for selecting testing conditions




described in this paper, however.  Reduction of THMFP through the unit process




can still be directly calculated and that is the goal of the determination.




The increase of InstTHM through the process is also easily calculated from the




influent and effluent InstTHM concentrations,




Granular Activated Carbon Filtration/Adsorption;  Figure 8 illustrates effects




that might be observed at points through a water treatment plant that employs




alum or iron coagulation, settling, and granular activated carbon (GAG)




filtration/adsorption.  Two alternate points of chlorination are shown.  Again,




as in the lime-softening case, the TermTHM concentration at C'  in Figure 8b is




lower than the same parameter at point C in Figure 8a.  Although the THMFP is




similar at point C' to that at point C, the TermTHM value at point C is higher




than at point C' because of the InstTHM concentrations resulting from the




chlorination reaction through treatment (A-C).  Here, however,  the

-------
                             27 -
       llnstTHM CONCENTRATION

    CUTHM FORMATION POTENTIAL

           TermTHM CONCENTRATION
 [SOURCE
                          r
                  -HIND OF DISTRIBUTION
                   SYSTEM
 CHLORINE LIME
CARBON DIOXIDE
FIG. 7. TRIHALOMETHANES FORMED DURING TREATMENT BY LIME
     SOFTENING WITH LONG DETENTION TIME AT HIGH pH

-------
                             - 28 -
THM CONCENTRATIOr





A
SOURCE^

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f* Af*
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   CHLORINE COAGULANT
CHLORINE
 FIG. 8a. TRIHALOMETHANES FORMED DURING TREATMENT BY GRANULAR
  ACTIVATED CARBON ADSORPTION WITH RAW WATER CHLORINATION
JCENTRATIOf
^,
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STEM
           COAGULANT
 CHLORINE
FIG. 8b. TRIHALOMETHANES FORMED DURING TREATMENT BY GRANULAR
  ACTIVATED CARBON ADSORPTION WITH POST-CHLORINATION ONLY

-------
                                   - 29 -




instantaneous value at C was caused only by the chlorination in the treatment plant



of precursor that was present at points A, B, A', B' but was no longer present



when the TermTHM test was carried out on the chlorinated settled water at



C1 and was not influenced by a pH effect as noted previously.  Because these



precursors were removed during settling they were not available to contribute



to the TermTHM concentration when sample C' was chlorinated.



     The removal efficiencies of trihalomethanes and precursors vary widely


                                   9 10
with time in service of GAG filters '   and the efficiencies illustrated for



this treatment step in Figure 8 are completely arbitrary.  Note that although



a 50% removal of precursor (as THMFP) and of THM (shown as InstTHM concentration)



in the upper graph (Figure 8a) can seeminly be estimated (C minus D concentrations



divided by C concentration x 100)_, care must be taken in making such interpretations



if this was a real observation.  THM is being produced during the time in a



unit process at a rate dependent upon the physical and chemical factors mentioned



previously and is removed at a competing rate according to the effectiveness



of the process in use.  The net rate is what is actually being measured through



process.  For example, from Figure 8a, between points C and D, whether some amount



of precursor THMFP between 0 and 50% reacted to produce THM that was efficiently



adsorbed or a true 50% removal of precursor (THMFP) occurred cannot be



determined.  In other words, in the case of GAG adsorption systems determing



the separate adsorption efficiencies of THM and precursor in the mixed dynamic



system is difficult.  At best, the effects can be described as 50% reductions



as opposed to removal in InstTHM, TermTHM concentrations and THMFP with no



connotation as to mechanism for this occurrence.  This is not so complicated



in the example shown in Figure 8b where no InstTHM is formed until after the



filter adsorbs.

-------
                                    - 30 -
Summary of Examples:  These four hypothetical examples are not designed as




predictions of the success or failure of certain unit processes in a treatment




train or to be indications of the relative effectiveness of those processes.




The examples do serve to indicate the kinds of results that might be obtained




when a plant is sampled for measurement of InstTHM- and TermTHM concentrations




and THMFP and when the results of these measurements are compiled for unit




processes or whole plant evaluations.  They also serve to illustrate the




complexity of the design of in-plant studies of treatment processes for




reduction of these parameters and some of the more important considerations




pertinent to analysis of data obtained as a result of those studies.




                                    SUMMARY




     Instantaneous Trihalomethane concentrations in chlorinated drinking water




may be measured in samples where chlorination reactions were stopped by addition




of a suitable reducing agent at the time of sampling.  The trihalomethanes




are then separated from the aqueous phase and subjected to an acceptable form of




measurement.




     Terminal Trihalomethane concentration is a measure of trihalomethanes




formed as a result of sample storage under conditions closely approximating




those of the distribution system corresponding to the plant under study.




The parameter can be used to estimate consumer exposure to trihalomethanes




as well as provide a route to the calculation of Trihalomethane Formation




Potential remaining at any stage of treatment.




     Trihalomethane Formation Potential is a useful measure of pertinent




unreacted precursor material.  The value is obtained by subtraction of




the Instantaneous Trihalomethane concentration from the Terminal Trihalomethane




concentration in a given sample.

-------
     Total Precursor concentration measured as maximum trihalomethane




produced on chlorination is not a viable parameter because establishing




completeness of the reaction is rather difficult, and the measurement would




invariably give trihalomethane concentrations higher than those actually




reaching the consumer.




     Generation of the trihalomethane formation rate curve, although not always




necessary, provides useful background information for plant and unit process




evaluations.  The curve, when generated for finished water samples, provides,




a useful estimate of trihalomethane concentrations for any given Lime after




the water leaves the treatment plant.




     The proper measurements of Instantaneous Trihalomethane and Terminal




Trihalomethane concentrations and calculation of Trihalomethane Formation




Potential in conjunction with a carefully planned sampling program can be




used to determine in-plant sources of trihalomethanes as well as to evaluate




whole plant and unit processes efficiencies in removal of precursors and removal




of trihalomethanes formed.  The measurement can be used to determine success




or failure of efforts designed to reduce trihalomethane concentrations reaching




the consumer through modification of  water treatment practice.

-------
                                    - 32 -






                                  ACKNOWLEDGMENTS









     The authors wish to thank those who reviewed this manuscript for all




of the helpful suggestions.  These reviewers were:  J.K. Carswell, O.T. Love.,




J. DeMarco, G. G. Robeck, H.J. Brass and F. C. Kopfler.  The authors also




express their appreciation to Ms. M. Lilly and Ms. P. Pierson who typed the




drafts and this version of the manuscript.  The work of the entire organics




removal staff which made this writing possible is also acknowledged.

-------
                                     - 33 -

                                 LITERATURE CITED
 1.   Report on the Carcinogenesis Bioassay of Chloroform, Carcinogen Bioassay
      and Program Resources Branch, Carcinogenesis Program, Division of Cancer
      Cause and Prevention, National Cancer Institute.

 2.   Symons, J.M., Bellar, T.A., Carswell, J.K., DeMarco, J.,  Kropp, K.L.,
      Robeck, G.G., Seeger, D.R., Slocum, C.J., Smith, B.L. and Stevens, A,A.,
      1975 National Organics Reconnaissance Survey for Halogenated Organics in
      Drinking Water, Water Supply Research Laboratory and Methods Development
      and Quality Assurance Laboratory, National Environmental  Research Center,
      USEPA, Cincinnati, Ohio; Jour. AWWA, 67^634.

 3.   Train, R.E., USEPA News Release, March 29, 1976.

 4.   Bellar, T.A. and Lichtenberg, J.J., 1974, The Determination of Volatile
      Organic Compounds at the yg/£ Level in Water by Gas Chromatography, USEPA,
      National Environmental Research Center, Cincinnati, Ohio, EPA-670/4-74-009.
      See also:

      Bellar, T.A. and Lichtenberg, J.J., 1974, Determining Volatile Organics
      at the yg/£ Level in Water by Gas Chromatography. Jour. AWWA, 66:739.

 5.   Stevens, A.A. and Symons, J.M., 1975, Analytical Considerations for
      Halogenated Organic Removal Studies.  In:  Proc. AWWA Water Quality
      Technology Conference, December 2-3, Dallas, Texas, pp. XXVI-1,

 6.   Rook J.J., 1974, Formation of Haloforms During Chlorination of Natural
      Waters. Water Treatment and Examination, 23: Part 2, 234.

 7.   Bellar, T.A., Lichtenberg, J.J., and Kroner, R.C., 1974,  The Occurrence
      of Organohalides in Chlorinated Drinking Water, Jour. AWWA, 66:703.

 8.   Stevens, A.A.,  Slocum, C.J., Seeger, D.R., Robeck, G.G.,  (1975),
      Chlorination of Organics in Drinking Water.  Presented at the Conference
      on the Environmental Impact of Water Chlorination, Oak Ridge National
      Laboratory, Oak Ridge, Tennessee, October 22-24.

 9,   Love, O.T., Jr., Carswell, J.K., Stevens, A.A., Symons, J.M., 1975,
      Treatment of Drinking Water for Prevention and Removal of Chlorinated
      Organic Compounds, An EPA Progress Report, Presented at 95th Annual
      Conference AWWA, Minneapolis, Minnesota, June 8-13.

10.   Love, O.T,, Jr., Carswell, J.K., Stevens, A.A. and Symons, J.M., 1975,
      Pilot Plant Studies and Measurement of Organics.  Presented at 1975 Water
      Quality Technology Conference, American Water Works Association, Atlanta,
      Georgia, Dec. 8-10.

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                                   - 34
11.   Kopfler, F.C., Melton, R.G.,  Lingg, R.D. and Coleman, W.E., GC/MS
      Determination of Volatiles for the National Organics Reconnaissance
      Survey (NORS) of Drinking Water, in ''Identification and Analysis of
      Organic Pollutants in Water," 1st ed.,  Keith, L.H., Ed., Ann Arbor
      Science Publishers, Inc., Ann Arbor, Michigan, 1975, Chapter 6.

12.   Rook, J.J., (1976) Haloforms  in Drinking Water, Jour. AWWA, 68, 168.

13.   Kissinger, L.D., Fritz, J.S,, 1976, Analytical Notes - Analysis of
      Drinking Water for Haloforms, Jour. AWWA, 68, 435.

14.   Fritz, J.S., as reported in C&EN, April 12, 1976, p. 35. See also:
      Stevens, A,A. and Kopfler, F.C., "Analyzing Drinking Water," C&EN,
      June 21, 1976, p. 5.

15.   Coleman, W.E., Lingg, R.D., Melton, R.G., Kopfler, F.C., The Occurrence
      of Volatile Organics in Five Drinking Water Supplies Using Gas
      Chromatography/Mass Spectrometer (GC/MS), In "Identification and
      Analysis of Organic Pollutants in Water," 1st ed., Keith, L.H,, Ed.,
      Ann Arbor Science Publishers, Inc., Ann Arbor, Michigan 1975, Chapter
      21.

16.   Gould, E.S., "Mechanism and Structure in Organic Chemistry," Holt,
      Reinhart & Winston, New York, 1964.

17.   Seeger, D.R., 1976, USEPA, Cincinnati,  Personal Communication.

18.   Bunn, W.W., Haas, B.B., Deane, E.R. and Kleopfler, R.D., 1975,
      Formation of Trihalomethanes by Chlorination of Surface Water,
      Environmental Letters, 1(3(3), 205-314 (1975).

19.   Moore, L., 1976, USEPA, Cincinnati, Personal Communication.

20.   Nicholson, A.A, and Meresz, 0., "The Occurrence and Determination of
      Free and Total Potential Haloforms in Drinking Water," Presented at
      the 27th Pittsburgh Conference on Analytical Chemistry and Applied
      Spectroscopy, Cleveland, Ohio, March 1976.
                                                iiUSGPO: 1977 — 757-056/5473 Region 5-11

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