6000345
INTERIM TREATMENT GUIDE
FOR THE CONTROL OF CHLOROFORM
AND OTHER TRIHALOMETHANES
WATER SUPPLY RESEARCH DIVISION
MUNICIPAL ENVIRONMENTAL RESEARCH LABORATORY
OFFICE OF RESEARCH AND DEVELOPMENT
CINCINNATI, OHIO
JUNE 1976
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INTERIM TREATMENT GUIDE
FOR THE CONTROL OF CHLOROFORM
AND OTHER TRIHALOMETHANES
by
James M. Symons
Major Contributors
J. Keith Carswell
Robert M. Clark
0. Thomas Love, Jr.
Richard J. Miltner
Alan A. Stevens
Water Supply Research Division
Municipal Environmental Research Laboratory
Office of Research and Development
Cincinnati, Ohio 45268
June 1976
230 ,-
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TABLE OF CONTENTS
EXECUTIVE SUMMARY 1
INTRODUCTION 5
Background 5
Nomenclature 5
1975 Surveys 7
Surrogate Measurements 8
Position of the Environmental Protection Agency 13
EXTENT OF PROBLEM 15
SUGGESTIONS FOR ALTERNATE TREATMENT 18
Change in Disinfectant 18
Use of Ozone, Chlorine Dioxide, or Chloramine
Instead of Chlorine 18
Performance 18
Cost 18
Recommendations for Specific Treatment Changes 24
Control of Chloroform Potential (Removal of Precursors) 24
Clarification (Coagulation-Sedimentation-Filtration) 25
Granular Activated Carbon 26
Performance 26
Unit Cost 28
Capital Investment 37
Recommendations for Specific Treatment Changes 38
Removal of Chloroform 40
Recommendations for Specific Treatment Changes 42
MONITORING 43
ACKNOWLEDGMENTS 46
REFERENCES 47
APPENDICES 49
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INTERIM TREATMENT GUIDE FOR THE CONTROL OF CHLOROFORM AND OTHER TRIHALOMETHANES
IN DRINKING WATER
June 1976
EXECUTIVE SUMMARY
On March 29, 1976 Administrator Train released a public statement that
said in part, "The recent test results and the fact that chloroform is prevalent
in the environment have convinced me that the prudent course of action at this
time is to minimize exposure to this chemical wherever it is feasible to
do so." The statement also said, "EPA will work with cities and States to
evaluate certain modifications to current treatment practices that can reduce
the formation of chloroform during the water treatment process, without
lessening the effectiveness of disinfection. EPA research has shown that
changes in chlorination procedures practiced by some water systems can result
in reductions in the levels of chloroform produced. EPA plans to share these
initial findings on chloroform reduction with the States and some cities
encountering high chloroform levels, in an effort to reduce human exposure as
quickly as possible. This will also allow EPA to gain added information to
support the development of national regulations to limit chloroform levels
in water supplies."
EPA will shortly issue an Advanced Notice of Proposed Rulemaking seeking
public comment on various possible organic regulatory options. If the
Agency choses to issue a new regulation now, it should be finalized this
calendar year to become part of the Revised Interim Primary Drinking Water
Regulations. Between now and effective date of the Revised Regulations,
June 1977, the Agency will be aiding utilities who voluntarily attempt to
reduce the chloroform concentration in their drinking water. The purpose
of this Interim Guide is to provide these utilities with the information they
will need to be able to assess their own particular circumstances in conjunction
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with the technical assistance available from EPA. As with all Primary
Drinking Water Regulations, any eventual Regulation related to chloroform will
contain final treatment recommendations.
Chloroform concentrations can be lowered if chlorine is applied to the
water with the lowest possible organic content. Therefore, in locations
where it is feasible, a utility should consider moving the point of application
of chlorine to the point in the treatment process where the water should have
the lowest organic content; after filtration, or after coagulation and
settling, if these unit processes are employed. Improvement in these
clarification processes should also be considered. This should reduce the
chloroform concentration of the finished water somewhat although it will not
be eliminated. Utilities making such a change in disinfection practice
should carefully monitor the microbiological quality of their drinking
water to make sure that it has not deteriorated because of this change in
practice.
Further reduction in chloroform concentration can be obtained if a
disinfectant such as ozone, chlorine dioxide, or chloramine is used instead
of chlorine. These three disinfectants do not produce chloroform, although
they may produce other organic or inorganic by-products that have yet to be
identified, or evaluated for toxicity, or both. Furthermore, chloramine is
a weak disinfectant and should not be used exclusively. Finally, ozone does
not produce a disinfectant residual, thus the addition of chlorine may
also be necessary. If this practice produces a free chlorine residual,
some chloroform will be formed during passage through the distribution
system. Other oxidants such as hydrogen peroxide, potassium permanganate, and
so forth will also be evaluated as alternatives to chlorine.
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Water containing very little organic matter can be produced when fresh
granular activated carbon is used as a medium for the adsorption of organic
compounds. This water can then be disinfected with either chlorine, ozone,
or chlorine dioxide and little chloroform or other organic by-products will
be produced because of the small quantity of organic matter available for
reaction with the disinfectant. This treatment technique has the additional
benefit of removing many organic raw water contaminants, thereby providing
consumers with an additional margin of safety. Other adsorbants may also
produce the same effect.
The chief disadvantage of adsorption on granular activated carbon as
a treatment technique is that the adsorption capacity of the material is
limited. For example1, studies with Ohio River water have shown that a
2
30-inch bed of granular activated carbon receiving water at a rate of 2 gpm/ft
is effective for removing the potential for chloroform formation for about 1
month. In other situations where the organic load is higher or lower than
that: in the Ohio River this period of good performance would probably vary
accordingly. In general, however, the use of granular activated carbon for
the control of chloroform precursors means that the frequency of reactivation
will have to be increased over that commonly used when taste and odor control
is the only objective. Other adsorbants will be evaluated for their ability to
control chloroform potential, as well as removing raw water contaminants.
These techniques described above are all preferable to attempting
to remove chloroform once it has been formed as no unit process has yet been
demonstrated to be very effective for chloroform removal. Although all the
information concerning these processes is not known and an extensive research
program is ongoing to refine the information and confirm the results in the
field, enough is known to recommend the use of any of these treatment processes
in certain circumstances at this time.
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Costsof these unit processes are difficult to generalize as they vary
widely depending on local circumstances. Table 1 summarizes some example cost
data, however.
TABLE 1
SOME TYPICAL COST DATA
(All Costs in cents per 1000 gal.)
Design Capacity 1 mgd 10 mgd 100 mgd 150 mgd
Average Plant Flow 0.7 mgd 7 mgd 70 mgd 105 mgd
2 mg/£ chlorine, 30 min. contact time 4 1 0.7 0.6
1 mg/£ ozone from air, 20 min, contact time 6 2 0.9 0.8
1 mg/£ ozone from oxygen, 20 min. contact time 8 2 1 0.8
1 mg/£ chlorine dioxide from sodium chlorite,
30 min. contact time 4 211
1 mg/£ chlorine dioxide from sodium chlorate,
30 min. contact time * * * *
Granular Activated Carbon, replacement of sand,
on site reactivation 41 12 6 5
Polymeric Adsorbants (macroreticular resins, etc.) * * * *
Aeration, 30 to 1 air to water ratio
20 min. detention time 22 13 9 9
*Insufficient information available to calculate unit costs at this time.
Discussion of the various treatment techniques in detail including the
estimated cost of treatment, specific suggestions for modification of several
different types of water treatment plants, and recommendations for monitoring
are contained in the Interim Guide that follows.
A supporting document (Appendix) contains a detailed analysis of treatment
at suj
2,3,4
unit process cost , and three papers on the experimentation that supports
the treatment recommendations contained in this Interim Guide.
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INTRODUCTION
Background
Reaction of chlorine with certain organic materials to produce chloroform
and related organic by-products has probably been occurring since chlorination
was first practiced as a disinfection procedure for drinking water. The
presence of these compounds in drinking water escaped detection until
recently because, having fairly low boiling points, they were lost during
certain steps in the procedures for performing typical organic analyses of
water by gas chromatography.
Recently, however, both in The Netherlands and in this country ,
investigators developed alternate organic analytic procedures that allowed
the measurement of this type of organic compound. These investigators
used the newly developed analytic procedure to demonstrate that the
concentrations of chloroform and related compounds were generally higher in
finished water than in raw water, indicating that they were being produced
during the chlorination of water. '
Nomenclature
For those readers unfamiliar with organic nomenclature, the following
discussion defines some of the terms used later in the Guide. Although methane
gas is not involved, the reaction of chlorine in water with certain organic
compounds (believed at this time to be primarily humic acids, part of the
group of organic materials associated with decaying vegetation) under certain
conditions produces a group of halogen-substituted single carbon compounds.
These compounds are named as derivatives of methane (CH ) and are listed below.
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TABLE I
FORMULAS AND NAMES OF THE TRIHALOMETHANES
1. Cl
I
H-C -Cl
I
Cl
Trichlorome thane
(Chloroform)
2. Br
I
H-C -Cl
I
Cl
CHBrCl
Bromodichloromethane
3. Br
H - C - Cl
i
Br
CHBr Cl
2
Dibromochloromethane
4. Br
I
H-C- Br
i
Br
CHBr,,
Tribromomethane
(Bromoform)
5. I
i
H -C - Cl
i
Cl
CHC12I
Dichloroiodomethane
I
i
H - C - Cl
Br
CHBrClI
Bromochloroiodomethane
7.
H- C - I
i
Cl
CHC1I2
Chlorodiiodomethane
H - C - Br
Br
CHBr I
Dibromoiodome thane
H -C - Br
CHBrI
Bromodiiod ome thane
10. I
I
H-C -I
I
I
CHI
Triiodomethane
(lodoform)
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Under typical circumstances the trihalomethanes produced in drinking water
are dominated by compounds 1 and 2 above, but compounds 3 and 4 have been
frequently found and 5 has been detected. The bromine- and iodine-containing
trihalomethanes have been shown to be formed by chlorine oxidizing any bromide
and iodide in water to bromine and iodine, these halogens then reacting with
organic matter to form the corresponding trihalomethanes. Fluorine-containing
trihalomethanes are neither formed during fluoridation nor can chlorine
oxidize fluoride to fluorine to produce them.
1975 Surveys
The increased interest in the organic content of drinking water generated
by studies of the New Orleans, Louisiana finished water, plus the information
in the literature cited ' prompted the Administrator of the U.S. Environmental
Protection Agency to announce a National Organic Reconnaissance Survey (NORS)
on November 8, 1974. The purpose of this Survey was, in part, to determine
on a nationwide basis, the conditions under which trihalomethanes were formed
during water treatment. To accomplish this objective the raw and finished
water in 80 water utilities across the nation was sampled and the concentration
of compounds 1 through 4 in Table I determined on each sample. Note, in an
effort to somewhat simulate passage of water through a distribution system,
these finished water samples were not dechlorinated at the time of collection,
but the trihalomethane formation reaction was allowed to proceed during sample
shipping, although the samples were iced.
This Survey, carried out during February to April 1975 confirmed that
all of the chlorinated drinking waters investigated contained some chloroform,
ranging from less than 0.2 ug/& (ppb) to 311 yg/£. One utility surveyed
ozonated as the only treatment and had <0.1 yg/Jl chloroform in its drinking
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water . A companion Survey (carried out during the same time period by
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EPA'g Region V Laboratory) of 83 utilities in the upper mid-West yielded
very similar data ranging from a chloroform concentration of <1 yg/A to
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366 yg/£. Combining these two surveys, Figure it shows the median chloroform
concentration to be 20 yg/£, with 10 percent of the drinking waters containing
more than 105 yg/£ of chloroform for this season. Most of the finished
waters also contained some of the other three trihalomethanes measured.
Because 80 percent of the utilities surveyed were surface sources while only
20 percent of the Nation's community supplies are surface sources and many
utilities using ground water as a source do not practice chlorination, these
data should not be taken as national statistics. A similar survey, the
National Organics Monitoring Survey (NOMS) is being made during 1976 in
113 locations with samples collected in the Spring, Summer and Fall to
determine the seasonal variation in trihalomethane concentrateons.
Prior to these Surveys some concern was expressed that other chlorinated
compounds detectable by this analytic technique were formed during chlorination.
This possibility was examined for three other compounds, 1,2-dichloroethane,
carbon tetrachloride,and methylene chloride. Results showed that these
compounds were not formed during chlorination.
Surrogate Measurements
Because the analysis for chloroform is a gas chromatographic procedure
requiring skilled operators and about one hour to complete, a simple rapid
surrogate measurement that would predict chloroform concentrations seemed
desirable. Chlorine reacts with some organic precursors to form chloroform
and related products, therefore a test that would measure the precursor
concentrations in the raw water would be useful for anticipating finished water
chloroform concentrations. No direct test for trihalomethane precursors
exists, so a test for general organic content was considered as an
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400
300
200
100
O)
50
«J
Z
O
u
-s.
ee.
O
u.
O
ot
O
25
10
COMBINED NORS AND REGION 2 SURVEY
152 UTILITIES
122 SURFACE, 3"J GROUND
165 SAMPLES, FEB.-APRIL, 1975
5 10 20 40 60 80 90 95
PERCENT OF SAMPLES EQUAL TO OR LESS THAN GIVEN CONCENTRATION
FIGURE 1. FREQUENCY DISTRIBUTION OF CHLOROFORM
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alternative. The difficulty with using a general organics tests as a
measure of chloroform precursors is that the precursor concentrations
are not a constant percentage of the general organic content.
Nevertheless, in the report of the National Organics Reconnaissance
o
Survey three general organic tests were proposed as surrogate parameters,
non-purgeable total organic carbon* (NPTOC), ultra-violet absorbance, and
emission fluorescence scan. Because turbidity interfered with the two
optical measurements, ultra-violet absorbance and fluorescence, they were
o
performed on the finished, rather than the raw water. The report suggested
that raw water NPTOC concentrations were related to total trihalomethane
concentrations in the finished water.
To review this suggestion, these data were statistically analyzed by
three different methods; Spearman Rank Correlation; Linear Regression
Analysis, and Log-Log Regression Analysis. The high level of confidence of
the Spearman Rank Correlation Coefficients in Table II shows that the level
of the surrogate measurements does rise and fall as the chloroform concentration
rises and falls. Table III, however, shows that although the linear
regression correlation coefficient for NPTOC and ultra-violet absorbance with
chlorofrom concentration is fairly high, the percent of the chloroform
concentration variation explained by the variation in NPTOC concentration
or ultra-violet absorbance is fairly low, indicating that other factors are
important in determining the chloroform concentration in a given water.
Finally, the scatter of the data is shown by the magnitude of the 95 percent:
confidence limits around the mean, again indicating that these surrogate
measurements are poor predictors of chloroform concentrations.
*That portion of the total organic carbon concentration that remains in a
sample after the carbon dioxide has been purged out under acid conditions.
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TABLE II
SPEARMAN RANK CORRELATION OF SURROGATE MEASUREMENTS
Chloroform
Surrogate
Number
of Observations
Correlation
Coefficient
Level of
Confidence
Raw Water
NPTOC
Finished Water
Ultraviolet
Absorbance
Finished Water
Fluorescence
82
81
82
0.57
0.48
0.42
>99%
>99%
>99%
TABLE III
LINEAR REGRESSION OF SURROGATE MEASUREMENTS
% of CHC10
95% Confidence
Variation Explained Limits Around
Chloroform
Surrogate
Raw Water
NPTOC
Number
of Observations
82
Correlation
Coefficient
0.74
by Surrogate
Variation
54.5
the Arithmetic
Mean (43.7 yg/1
- 79.8 yg/£
Finished Water
Ultraviolet
Absorbance
Finished Water
Fluorescence
81
82
0.54
0.13
29.2
l.i
- 99.9 pg/£
- 117.4 yg/£
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In an effort to improve the usefulness of these surrogate measurements
as chloroform concentration predictors, they were reanalyzed after making a
log transform. The data in Table IV shows that making a log transfer does,
in general, improve the usefulness of these surrogate measurements, but not
sufficiently to be considered satisfactory. Therefore, the previous
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suggestion of the relation of raw water NPTOC concentrations and finished
water total trihalomethane concentrations was overstated, although the data
from the 1976 Survey will be tested for this possibility. The possible
correlation of these general organic parameters and the organics - carbon
adsorbable test yielding the carbon chloroform extract concentration will
be attempted with the 20 other specific organic chemicals being measured
in NOMS.
TABLE IV
LOG-LOG REGRESSION OF SURROGATE MEASUREMENTS
Chloroform
Surrogate
Number of
Observations
Correlation
Coefficient
Percent of CHC13 95% Confidence
Variation Explained Limits Around
by Surrogate the Geometric
Variation Mean (16.2 \ig/i)
Raw Water
NPTOC
Finished Water
Ultraviolet
82
0.67
45.5
234 to 1.7
Absorbance
Finished Water
Fluorescence
81
82
0.51
0.41
26.0
16.8
372 to 0.7
480 to 0.5
One other possibility would be to make a multi-variant analysis to take
into account some of the other factors thought to influence chloroform
production such as the presence of free or combined chlorine residual, raw
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water chlorination and so forth. Even if this would be successful, the
resultant equation might be too'complicated to be useful. The Division of
Public Health at the University of Massachusetts is attempting to make a
multi-variant analysis realting common water treatment measurements such as
turbidity, color, pH and so forth with chloroform concentrations as a
method of estimating historical chloroform concentrations from historical
water treatment plant data. If successful, these data will be correlated with
cancer incidence.
Although further research on the three surrogate analytic procedures
might improve them, at this time, the best method of determining the chloroform
concentration is to obtain the necessary equipment and technical staff to
perform the analysis directly. This is particularly true because special
analytic equipment and skilled operators are required to make the surrogate
measurements. These analyses do have a place in water treatment, however.
If an organic removal unit process is being used by a utilitys these general
organic content measurements are good process control determinations.
Position of the Environmental Protection Agency
The release of the National Cancer Institute chloroform carcinogenicity
report caused the Administrator of EPA to make a public statement on
March 29, 1976 suggesting that water utilities voluntarily take what steps
they could to reduce the chloroform concentration in their particular
drinking water. To aid these utilities in this effort, the Agency has
prepared the Interim Treatment Guide that follows and will offer volunteering
utilities technical assistance. In addition, EPA will issue an Advance Notice
of Proposed Rulemaking to solicit public comment and information regarding
alternative regulatory strategies for organics in drinking water.
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The purpose of the Interim Guide is to provide utilities with the
information they will need to be able to assess their own particular
circumstances and contains treatment suggestions for water utilities desiring
to reduce the concentration of chloroform in their drinking water, summarizing
data on cost and effectiveness. A companion document to the Guide (Appendix)
details the unit process cost information and the research data to support
2 3
the treatment suggestions ' . Any final Regulation of chloroform will,
of course, contain treatment recomendations.
The Administrator's statement dealt with the problem of chloroform in
drinking water because at the present time chloroform is the only trihalomethane
that has been tested for carcinogenicity, and other physiological effects. The
other trihalomethanes measured in the three Surveys may, however, eventually
also be classed as health hazards. For example, retrospective epidemiological
studies are currently underway in an effort to assess the impact of the
concentrations of chloroform and the other trihalomethanes on cancer rates in
exposed populations. Therefore, the treatment research, although emphasizing
chloroform, investigated treatment techniques for removing four of the
2 3
trihalomethanes. ' Thus a utility desiring to remove bromine-containing
compounds, will have the benefit of the available research information on that
topic. For example, fourteen utilities in the NORS and Region V Survey
had concentrations of bromine-containing trihalomethanes in their finished
water that exceeded the chloroform concentration.
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EXTENT OF PROBLEM
Although 90 percent of the water utilities sampled in the NORS and
Region V Surveys had wintertime concentrations of chloroform in their
drinking waters less than 105 yg/£, a utility manager in a location not
yet sampled might want to know the concentration of chloroform and other
trihalomethanes in that particular drinking water, particularly in warmer
weather. The analytic procedure has been published and can be performed
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onsite if qualified staff analists and proper equipment are available.
Although an initial investment of from $7,000 to $8,000 is necessary,
purchase of such equipment will allow a water utility to monitor this
important parameter frequently, thereby providing their consumers with an
additional assurance of safety.
If this is not possible, many State, EPA Regional, or qualified private
laboratories can perform this analysis. Using these laboratories does
involve shipping of samples, and some delay in receiving results, but is
a satisfactory method of operation. Note: Because the trihalomethane
format-ion reaction will continue -in the sample bottle -If chlorine is present,
sodium thiosulfate should be added to dechlorinate the sample upon collection
if the concentration of trihalomethane at the time of collection is
desired. If the potential for additional trihalomethane formation, such as
might occur during distribution, is to be investigated, the sample should
be stored without the dechlorinating agent for a time and at a temperature
and pH similar to that occurring in the distribution system and then
4
dechlorinated. Reference 4 is available as an Appendix to the Interim Guide.
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Another method for estimating which utilites might produce water with
high chloroform concentrations would be a comparison with the nine utilities
having the highest chloroform concentrations in the National Organics
Reconnaissance and Region V Survey, approximately the upper 10 percent.
These data, see Tables V and VI indicate that high chloroform concentrations
result when surface or shallow ground water with a high NPTOC concentration
and a high chlorine demand is dosed with enough chlorine to produce a
high free chlorine residual, particularly if the water is somewhat basic.
Water utilities with similar characteristics would be expected to have
finished water with relatively high chloroform concentrations. Controlled
experiments have confirmed that these factors tend to enhance the reaction
2 13
of chlorine with precursor to produce trihalomethanes '
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TABLE V
ANALYSIS OF NINE UTILITIES HAVING HIGH CONCENTRATIONS OF CHLOROFORM IN THE
NATIONAL ORGANICS RECONNAISSANCE SURVEY
Range Average
Chlofororm Concentration 103 yg/£ - 311 yg/£ 177 yg/£
Total Chlorine Dose 4.3 mg/£ - 18 mg/£ 9.0 mg/£
Combined Residual 0-1.7 mg/£ 0.5 mg/£
Free Residual 0-2.7 mg/£ 1.2 mg/£
Raw Water NPTOC* 4.5 mg/£ - 19.2 mg/£ 8.4 mg/£
Finished Water NPTOC 2.3 mg/£ - 12.2 mg/£ 4.7 mg/£
Chlorine Demand (Total Dose -
Total Residual) 2.8 mg/£ - 15.7 mg/£ 7.3 mg/£
Finished Water pH 7.3-9.5 (one unknown)
Number of Utilities with the following characteristics:
River Source - 5 Old Granular Activated Carbon - 2
Lake or Reservoir Source - 3 Raw Water Chlorination - 6
Shallow Ground Water Source - 1 Settled Water Chlorination - 3
Filtration - 9 Post-Chlorination - 6
Precipitative softening - 4
*Non-purgeable total organic carbon
TABLE VI
ANALYSIS OF NINE UTILITIES HAVING HIGH CONCENTRATIONS OF CHLOROFORM IN THE
REGION V SURVEY
Chloroform Concentration 127 yg/£ - 366 yg/£ 203 yg/£
Total Chlorine Dose 4.5 mg/£ - 13 mg/£ 7.4 mg/£
(2 unknown)
Number of Utilities with the following characteristics:
River Source - 8
Lake Source - 1
Raw Water Chlorination - 3
Post-Chlorination - 7 (2 unknown)
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SUGGESTIONS FOR ALTERNATE TREATMENT
In general terms, the reaction to produce chloroform is as follows:
Chlorine + Precursors ——> Chloroform + Other Trihalomethanes
This implies that three approaches to chloroform concentration control
are available:
1. Change disinfectant.
2. Treat to reduce the precursor concentration prior to chlorination
(control chloroform potential).
3. Treat to reduce the chloroform concentration after formation.
In these studies the use of ozone, chlorine dioxide and chlorine
and ammonia were evaluated as'techniques for changing disinfectants. For
control of chloroform potential (precursor concentration) coagulation-
sedimentation, adsorption on powdered- and granular activated carbon,
ozonation, and the use of chlorine dioxide were investigated. Adsorption
on powdered- and granular activated carbon, ozonation, aeration and
the use of chlorine dioxide were studied as methods for chloroform removal.
Change in Disinfectant
Use of Ozone, Chlorine Dioxide, or Chloramine Instead of Chlorine
Performance
When used as a disinfectant neither ozone, chlorine dioxide, nor chloramine
produced measurable quantities of trihalomethane. Although this appears
favorable, the use of ozone does not produce a disinfectant residual to be
carried throughout the distribution system. Further, the health hazard,
if any, of the by-products of the reaction of ozone with organic matter
occurring in water is not known. The same situation, in general, exists
with chlorine. Except for trihalotnethanes, chloramines and chlorophenols,
little is known about the by-products formed during chlorination.
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Finally, if chlorine is used to provide a disinfectant residual following
ozonation, trihalomethanes will then be formed and little improvement is
gained when compared to chlorination. Combined chlorine has been suggested
as a possibility, but its ability to control general aftergrowth in the
distribution system is questionable, although it will control total coliform
organisms, under some circumstances.
Chlorine dioxide, on the other hand, does produce a residual, which is
an advantage. A disadvantage is the possible toxicity of the organic
by-products resulting from the reaction of chlorine dioxide with organic
matter in water, again, similar to possible undiscovered problems with
chlorine. Furthermore, a few citations in the literature have indicated
concern over toxicity of chlorite, a possible product of the reactions of
14 15
chlorine dioxide when added to natural water. '
Another problem with chlorine dioxide is its generation. The reaction
of sodium chlorite (NaCIO ) and sulfuric or hydrochloric acid will produce
chlorine dioxide without chlorine being present, but this reaction is
inefficient. Therefore, chlorine dioxide is usually generated by reacting
sodium chlorite with chlorine. Because this reaction proceeds better
at low pH, excess chlorine is usually added to reduce the pH. This produces
a chlorine dioxide and chlorine mixture. The quantity of excess chlorine
in chlorine dioxide can be reduced by adjusting the pH with acid and
carefully controlling the ratio of chlorine to sodium chlorite. Although
data indicate that the resultant chloroform concentration will be lower
when chlorine and chlorine dioxide are used together when compared to the
use of chlorine alone, trihalomethanes will not be absent if excess
chlorine contacts the water.
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The Pulp and Paper Industry, the largest single consumer of chlorine
dioxide, generates relatively high volumes of chlorine dioxide via processes
using lower cost sodium chlorate (NaCIO ). Two of these processes involve
a reaction mixture containing equal amounts of sodium chlorate and sodium
chloride (NaCl) and an excess of sulfuric acid to yield chlorine dioxide
and chlorine in a molar ratio of 2 to 1. The major difference between the
two systems is engineering design. This difference results in one
system having greater yields and improved waste stream handling. The Pulp
and Paper Industry has also used two other systems. One of these systems
is based upon reacting sodium chlorate with sulfur dioxide (SO ) and sulfuric
acid to yield chlorine dioxide that is contaminated with chlorine and sulfur
dioxide. The other system makes use of a reaction mixture containing sodium
chlorate, methanol, and sulfuric acid to yield chlorine dioxide. The systems
making use of sodium chlorate, sodium chloride, and sulfuric acid produce
the highest yields and are the most cost effective for the Pulp and Paper
Industry. It should be pointed out that all four of the major processes
that have found use in the Pulp and Paper Industry to produce chlorine
dioxide operate on a scale larger than would probably be necessary for
drinking water disinfection. The economics of scaling down these processes
are unknown at this time.
Combined chlorine is not as reactive as free chlorine for the
formation of chloroform. Therefore, if a utility should add ammonia
in conjunction with chlorine addition or shortly thereafter such that
no free chlorine residual ever existed for very long, chloroform formation
should be low. The mere presence, however, of a combined chlorine residual
in the finished water does not assure that free chlorine was not present
sometime earlier during the treatment of the water. For example, many
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water utilites in the National Organics Reconnaissance Survey that had
a finished water with only combined residual did have substantial quantities
of chloroform in their water. In these cases, free chlorine residual must
have been reacting with chloroform precursor at some time during the
treatment of the water, In spite of this, combined chlorination as a
primary disinfectant was not discussed in detail in this sub-section
because not enough is known about its disinfecting power to judge its
value at this time. Combined chlorine may, however, have a potential
as a secondary disinfectant to provide a residual in the distributuion
system following ozonation.
Cost
In an effort to compare the cost of alternate disinfectants, calculations
were made assuming no disinfection facilities at a water treatment plant.
Therefore, costs of disinfection equipment, plus the cost of a disinfectant
contact chamber is included for chlorine, ozone and chlorine dioxide.
The summary of these data, Table VII, shows that the cost of all three
disinfectants are similar. Of course, in an existing plant, a change to
ozone might mean the abandoning of some of the existing chlorination facilities,
so on that basis the costs in Table VII might not be applicable. On the
other hand, a water treatment plant now using chlorine could add chlorine
dioxide capability at a small incremental cost.
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- 22 -
TABLE VII
ESTIMATED COST OF DISINFECTION*
All Costs in Cents/1000 gallons
Design Capacity
Average Daily Flow
Chlorine 15«f/lb
0., generated by air
0 generated by oxygen
Chlorine 15«
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- 23 -
In this cost analysis, a lower ozone and chlorine dioxide dose was
compared to the chlorination dose on the basis that both of these disinfectants
are more effective than chlorine and therefore less disinfectant would be
required. During the experiments described in Reference 3, for example, 0.5 mg/£
of either ozone or chlorine dioxide was sufficient to adequately disinfect
the effluent from the dual-media filter in the pilot plant. In a later
experiment 0.3 mg/£ of C10~ reduced the standard plate count population to
less than 1 per 1 ml. A dose of 1.3 mg/£ was required for chlorine to accomplish
the same disinfection, although the pilot plant was not performing too well
at this time, so this might not be the minimum chlorine dose. Finally, using
a lower disinfectant dose should cause the formation of less non-trihalomethane
organic by-products, although this has not yet been demonstrated experimentally.
To determine •' the cost of disinfection to a typical household, a family
of four was assumed to use 200 gallons of water per day. If this rate of
consumption was steady throughout a calendar year, the annual usage would be
73,000 gallons. Therefore, multiplying any disinfection cost in cents per
1000 gallons time 73 would produce an estimate of the annual cost to a
typical household for a given treatment process. Using the costs in Table VII
chlorination contributes from about $0.40 to $2 per year to the water bill of
an average household, depending on treatment plant size. On the same basis,
changing to ozone would make these figures about $0.50 to $4 per year,
while the use of chlorine dioxide would cost from about $0.70 to $2 per
year. Note: Because of the influence of local conditions these costs should
be considered approximate.
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- 24 -
Recommendations for Specific Treatment Changes
Although research on these and other alternate disinfectants is still
in progress, enough is known about their effectiveness
that any utility currently chlorinating that desires to lower their
trihalomethane concentration should consider these alternate disinfectants.
Care should be taken, however, during the transition period to insure the
microbiological quality of the finished and distributed water. Utilities
currently using chlorine dioxide for taste and odor control should consider
using it both for taste and odor control and disinfection. They should
attempt to generate the chlorine dioxide with as little chlorine as possible
in it for the maximum reduction in trihalomethane concentration.
Utilities currently adding ammonia to create chloramines should review
their practice and reduce the elapsed time between the addition of chlorine
and ammonia to the minimum compatible with good disinfection. Shortening
the contact time of free chlorine residual should reduce the formation of
trihalomethanes and if mixing is relatively good, disinfection should
, 16
be adequate.
Control of Chloroform Potential (Removal of Precursors)
Control of chloroform potential was attempted by five treatment
techniques prior to chlorination — adsorption on powdered- and granular
activated carbon, the use of chlorine dioxide, ozonation, and coagulation-
sedimentation. Unrealistically high doses of powdered activated carbon only
resulted in partial control of chloroform potential, the use of chlorine
dioxide was only moderately successful, and very high doses of ozone were
required to produce measurable results. Clarification and adsorption on
granular activated carbon, on the other hand, were successful.
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- 25 -
Clarification (Coagulation-Sedimentation-Filtration)
Data developed during this study show that less chloroform is formed
if chlorine is added to water with the lowest possible organic content
(highest quality). For example, filtration of Ohio River water through
filter paper reduced the chloroform potential 26 percent while in the pilot
plant chlorinating settled water rather than adding chlorine to the rapid
mix reduced the chloroform potential 15 percent. Two field studies have
demonstrated similar favorable results. A limited attempt was made to enhance
coagulation and sedimentation by pre-ozonating raw water prior to coagulant
addition, but this was not too successful. Therefore the quickest and the
least expensive method of maintaining low chloroform concentrations in
finished water, would be for a utility to chlorinate the highest quality water
possible.
If water is filtered, the highest quality water is filter effluent. In
many water treatment plants, however, chlorine cannot be added at this point
because insufficient contact time is present to permit adequate disinfection
before use, unless additional contact tanks were constructed. Therefore,
chlorination of settled water just prior to filtration may be the best
alternative. This also has the advantage of having a disinfectant pass
through the filters, thereby keeping them cleaner.
Chlorination of coagulated and settled water has disadvantages, however.
One is that the concentration of chloroform and other trihalomethanes will
be reduced, but not eliminated in the finished water and will continue to
be formed during distribution. Secondly, other organic by-products produced
during chlorination may or may not be reduced in concentration, but will
not be eliminated. Finally, the absence of a disinfectant at the beginning
of treatment may cause problems because of the growth of algae, slimes
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- 26 -
and higher forms in the early part of water treatment plants. Periodic shock
chlorination or an alternate disinfectant could possibly control these
problems, but at those times some chloroform formation might occur.
Granular Activated Carbon
Performance
When fresh, granular activated carbon will adsorb most trihalomethane
precursors so that following granular activated carbon treatment chlorination
can be practiced without forming much trihalomethane;
will reduce the possibility of producing hitherto unknown organic
by-products during disinfection because little organic matter will be
present with which any disinfectant can react, and,
will, beyond removing chloroform and trihalomethane precursors,
produce water with a low overall concentration of organic matter, thereby
increasing the likelihood of the removal of raw water organic contaminants
that may be of health concern now or in the future.
In addition, fresh granular activated carbon will adsorb trihalomethanes
that have been formed by chlorination practiced prior to granular activated
carbon treatment (see next Sub-section) .
In spite of the advantages listed above, this treatment technique is
not without its disadvantages. The performance noted above can be achieved
when granular activated carbon is fresh, but this effectiveness does not
last for a long time. For example, in a plant treating water similar in
character to the Ohio River (the source used in these experiments), removing
the filter media, replacing it with 2-3 feet of granular activated carbon,
and operating the filters at conventional approach velocities of 2-3 gpm/sq ft,
would provide the excellent performance described above from the granular
activated carbon for about one month. This time period will vary if water
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- 27 -
with an organic content much higher or much lower than that in the settled
water used in these studies, about an NPTOC of 1 mg/1 in the winter, 1.1 mg/Jl
in the spring, 1.4 mg/£ in the summer and 1.3 mg/£ in the fall, is applied
to granular activated carbon. Within these limits, however, with respect to
performance, granular activated carbon adsorption is the best technique
for chloroform potential control yet investigated.
As noted above, although not directly related to the chloroform problem
in drinking water, granular activated carbon has the ability to adsorb many
other organics. Because adsorption is not complete, however, some uncertainty
exists relating to the exact organic content of the effluent from fresh
granular activated carbon beds. At this time, measurement of the total
organic carbon content of fresh granular activated carbon bed effluent is not
possible. Although in these studies non-purgeable total organic carbon
concentrations in fresh granular activated carbon bed effluents are relatively
low, commonly less than the 0.1 mg/Ji detection limit of the analytic methods,
the concentration of the "purgeable" total organic carbon fraction in fresh
granular activated carbon bed effluents is not known, although it is not
expected to be high.
Nevertheless, granular activated carbon has the ability to adsorb many
specific organics of current concern even when partially exhausted for the
removal of general organic compounds as measured by the NPTOC test. For
example, taste and odor causing compounds are removed for many months following
the breakthrough of NPTOC. Further, several years ago, partially exhausted
granular activated carbon was shown to remove dieldrin, lindane, 2,4,5-T,
DDT, and parathion. Finally, granular activated carbon removed 30 pg/£ of
naphthalene spiked into Cincinnati, Ohio tap water for eight months even
though other organics were penetrating the bed long before that time. This
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- 28 -
is not true for chloroform, however, which is much more water soluble than
naphthalene. Chloroform at a detection limit of 0.1 yg/£ penetrated a
granular activated carbon bed treating Cincinnati, Ohio tap water about ten
days to two weeks before NPTOC penetrated at a detection limit of 0.1 mg/£.
Therefore, although some uncertainties exist relating to the complete organic
content of the effluent from fresh granular activated carbon beds, past
evidence indicates that non-polar synthetic organics with low solubility in
water are well adsorbed by granular activated carbon. Also, as noted
above, granular activated carbon can be very effective for removal of
precursors of chloroform and other trihalomethanes thereby reducing the
potential for their formation upon chlorination.
Unit Cost
Attempts have been made to estimate the additional cost of water
treatment using granular activated carbon. The details of the assumptions used
in the computer program developed from the data in the "Technology Transfer
Process Design Manual for Granular Activated Carbon Systems" are presented
in Table VIII. Once calculated, these costs were then analysed to determine the
influence of the following eleven variables on the estimated cost: reactivation
frequency, percent granular activated carbon attrition loss per reactivation,
granular activated carbon cost, fuel cost, wage rate, electric power cost,
interest rate, design life, load factor, construction cost index,and wage
price index. An analysis was also made of the cost of off-site reactivation
for small plants and the cost of using granular activated carbon after
filtration rather than as a combination filtration-adsorption medium.
The influence of the eleven variables on cost on one size plant are
presented in Table IX as an example. Note: Studies have not yet been
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- 29 -
completed to determine the loss in adsorption capacity, if any, of granular1
activated carbon for chloroform potential removal during reactivation. If
the loss in capacity were high, this would increase the final cost.
TABLE VIII
FACTORS USED IN GRANULAR ACTIVATED CARBON COST CALCULATIONS
Hydraulic Loading Rate = 2 gal/min/sq ft
Contact time =4.5 min (Apparent)
Activated Carbon attrition loss per reactivation cycle = 10%
No loss in adsorptive capacity during reactivation
Volume of granular activated carbon per 1 mgd filter >= 865 cu ft
Reactivation frequency = once per month at 100% of design capacity,
once per 1.4 months at 70% of design capacity (see Reference 1 for discussion)
Activated carbon used as replacement for granular filter media
On-site reactivation furnace, multiple hearth
Plant production 70% of design capacity (A typical yearly average)
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- 30 -
TABLE IX
FACTORS FOR ADJUSTING UNIT COSTS FOR GRANULAR ACTIVATED CARBON TREATMENT
FOR A 100 mgd PLANT
Part A
ADDITIVE FACTORS
Effect on Operational Costs
Item
Granular Activated Carbon Loss
per Reactivation Cycle, %
Granular Activated Carbon Cost,
cents/pound
Fuel cost, $/Million BTU
Power Cost, cents/kw-hr
Direct Hourly Wage Rate, $/hr
Wage Price Index
Effect on Capital Cost
Item
Granular Activated Carbon Cost,
cents/pound
Construction Cost Index
Value
15
10
5
54
38
19
1.89
1.26
0.63
1.5
1.0
0.5
7.785
5.190
2.595
2.672
1.781
0.891
54
38
19
3.851
2.567
1.248
Factor (see text for explanation)
+0.295
0
-0.147
+0.169
0
-0.220
+0.040
0
-0.038
+0.006
0
-0.006
+0.159
0
-0.159
+0.006
0
-0.005
+0.169
0
-0.220
+0.495
0
-0.510
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- 31 -
PART S
MULTIPLICATIVE FACTORS
Effect on Operational Cost Value Factor (see text for explanation)
Item
Reactivation Frequency, weeks between 3 1.459
6 1.000
9 0.721
Hydraulic Load Factor, % 50 1.052
70 1.000
100 0.924
Effect on Capital Costs
Item
Amortization Period, yrs. 10 1.509
20 1.000
30 0.854
Interest Rate, % 10.5 1.273
7 1.000
3.5 0.730
Reactivation Frequency, weeks between 3 1.215
6 1.000
9 0.915
Hydraulic Load Factor, % 50 1.289
70 1.000
100 0.764
In Table IX three sets of values are given for each of the eleven
factors that influence the final unit cost. The middle value is the one
used to calculate the unit costs presented in Table X. For each variable the
lower value is about 50 percent of the middle value and the upper value is
about 150 percent of the middle values. The factors in Table IXA when
multipled times the appropriate costs in Table X yields the change in final
unit cost caused by the change in that factor. An example follows-
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- 32 -
For instance, changing the hourly wage rate from $5.190/hour to $7.785/hour
would increase the operating unit cost for a 100 mgd plant by [4.5^/1000 gallons
(from Table X) x 0.159]= 0.72^/1000 gallons, while reducing the construction
cost index from 2.567 to 1.248 would reduce the capital unit cost by [1.5^/1000
gallons (from Table X) x -0.51] = -0.77«f/1000 gallons. To individualize
unit costs, the changes for each factor in the "A" section of Table IX
from the middle value must be added and subtracted from the appropriate
cost in Table X, yielding the final new unit cost.
TABLE X
ESTIMATED UNIT COST OF GRANULAR ACTIVATED CARBON TREATMENT
(See Tables VIII and IX for Assumptions)
Design capacity, mgd 1 10 100 150
Capital unit cost 19.5 3.5 1.5 1.1
Operating unit cost 21.5 8.2 4.5 4.0
Total unit cost 41.0 11.7 6.0 5.1
The factors in Table IXB are used slightly differently. Here, rather
than add or subtract costs from the costs in Table X, the factors are
multiplied in sequence to yield an overall multiplying factor that is
applied to the resultant unit cost after the additive factors from Table IXA
have been applied.
Because of the number of variables involved,each with its own impact
on total cost, calculation of a universally applicable unit cost is impossible.
To aid utilities calculate their own unit cost, Reference 1 contains eleven
monographs each of which shows the impact on total cost for the variable over
a wide range for four different plant sizes, Table IX being a brief example.
Several examples are also presented in Refrence 1. This should allow a utility
to estimate its own total unit cost using local conditions for each variable.
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- 33 -
Using the middle values in Table IX, the unit costs were calculated that
appear in Table X. For a 100 mgd plant, using all the lower factors in
Table IX, the total unit cost drops from 6«(/1000 gallons to less than 2(^/1000
gallons. On the otherhand, using all the high factors in Table IX, the total
unit cost rises to over 17 ^/lOOO gallons. Although either of these extremes
is unlikely, this shows the sensitivity of these unit costs to local conditions,
The cost of granular activated carbon treatment with on-site reactivation
for a 1 mgd plant is very high, 41^/1003 gallons, see Table X. These
costs could be lowered to more reasonable levels if the exhausted granular
activated carbon was transported to a central reactivation facility. For
example, the cost of granular activated carbon treatment could be reduced to
about 16(^/1000 gallons by transporting the granular activated carbon as far
as 100 miles to a reactivation facility of the size equivalent to that required
at a 10 mgd water treatment plant. This makes the cost for a 1 mgd facility
approach that of a 10 mgd plant. If granular activated carbon treatment
is desired for small water treatment plants, regional reactivation facilities
will be essential. Although need and not size will be the final determining
factor as to which utilities might use granular activated carbon treatment, to
give some prospective as to national impact, the Inventory of Public Water
Supplies lists about 420 utilities using surface water as a source with a
design capacity of 10 mgd or greater, serving about 77 million people and about
265 utilities with ground water sources in the same size range, serving
about 34 million people.
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- 34 -
Another factor that must be considered in the overall cost of granular
activated carbon treatment is the major capital expense of the on-site
furnace. Currently four types of furnaces are available, the multiple-
hearth furnace, the fluidized bed furnace, the infra-red furnace and the
rotary kiln furnace. At this time experience in this country is with the
multiple-hearth furnace. Table XI summarizes the estimated cost of these
types of furnaces.
TABLE XI
ESTIMATED CAPITAL COST OF GRANULAR ACTIVATED CARBON REACTIVATION FURNACES
Furnace Type Capacity Estimated Total Cost
Multiple-Hearth 5,000 Ibs/hr $4.2 million
Infra-red* 5,000 Ibs/hr $0.8 million
Rotary Kiln 5,000 Ibs/hr See note
Fluidized Bed* 5,000 Ibs/hr $1.2million
*Because furnaces of this size have not yet been manufactured these
estimates are very preliminary.
Note: Insufficient information is available to estimate a cost for this
type of furnace.
Another analysis has been to determine the cost of constructing and
operating granular activated carbon contactors as a unit process following
filtration. The assumptions used in this calculation are given in Table XII.
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- 35 -
TABLE XII
ASSUMPTIONS FOR POST-ADSORPTION CONTACTORS
Item
Number of contactors
2
Hydraulic loading (gal/min/ft )
Diameter contactors (ft)
Depth of contactors (ft)
3
Volume of granular activated carbon (ft )
Apparent Contact time (min.)
Reactivation frequency (months) at 70% of
capacity
Activated carbon attrition loss (% per
reactivation)
Financial Assiinintinn - See Middle Values Table
10 mgd
8
5.4
12
20
18,096
9
2.9
5
IX
100 mgd
28
5.5
20
20
175,930
9
2.9
5
Although more capital intensive, calculations indicate that using
granular activated carbon in a post-filtration mode is only slightly more
expensive than replacing the granular media in the existing filter boxes with
granular activated carbon, see Table XIII. The reason the overall costs are
so close is that post-filtration contactors can be constructed of any size
and shape and could be made deeper. The longer contact time would permit longer
periods between reactivations, thus reducing the operating cost. This
reduction in cost, plus the reduction in operating cost that would accrue
from lowering the percentage of activated carbon loss per reactivation cycle
because the handling of the granular activated carbon from these contactors
would be facilitated, overcomes the increased cost of constructing new facilities.
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- 36 -
COMPARISON OF CAPITAL AND OPERATING COSTS FOR EQUIVALENT ADSORPTION/FILTRATION
AND POST-FILTRATION ADSORPTION SYSTEMS FOR 10 AND 100 MGD AT 70% LOAD FACTOR
TABLE XIII
All Costs in Cents/1000 Gallons
Operating and
Capital Costs Maintenance Cost Total Cost
10 100 10 100 10 100
mgd mgd mgd mgd mgd mgd
Adsorption/Filtration 3.5 1.5 8.2 4.5 11.7 6.0
Post-Filtration
Adsorption 8.2 4.3 5.4 2.4 13.5 6.7
*These costs will vary at different locations so should be considered approximate,
All of these unit costs should be compared to typical water treatment
costs. EPA has nearly completed a study that shows the average cost (not
price which is reflected in the consumer's water bill) of drinking water in
eleven major utilities to be about 43 cents per 1000 gallons. Twelve percent of
these costs are for treatment, with the balance for acquisition of water,
pumping, salaries of employees, administration, amortization of distribution
systems, and other nontreatment costs. Using the previously discussed value
of 73,000 gallons of water usage per year for a household of four at 43 cents
per 1000 gallons the annual cost for water would be about $31, about $4 of which
would be for treatment. Because of other charges, many annual water bills might
be higher than this value.
The use of granular activated carbon adsorption as an additional treatment
process for controlling organic contaminants would add from $4/year to $9/year
to the water bill for a household of four for treatment plants in the 10 to 150
mgd range, using the data in Table X. Of course, in locations where the
organic content of the water is greatly different from that used in the studies
upon which these costs are based or the factors are greatly different from the
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- 37 -
middle values in Table IX, the cost for treatment using granular activated
carbon will be different.
Capital Investment
As can be seen from Table XIII, a separate contactor system is much
more capital intensive than replacing activated carbon in the filter shell.
Exploring these investment costs in more detail is worthwhile. To this
point in the discussion all costs have been presented as unit costs, which
presents one view of costing. In building these systems, however, utilities
must raise a considerable amount of initial capital. Table XIV summarizes
for 1, 10 and 100 mgd plants the principal required and the total payback
cost for both the option of replacing sand with activated carbon in the
filter shell and using separate activated carbon contactors.
TABLE XIV
INVESTMENT COSTS FOR GRANULAR ACTIVATED CARBON TREATMENT AS A REPLACEMENT FOR SAND
AND IN A SEPARATE CONTACTOR SYSTEM (All Costs in Thousands of Dollars)*
Design Capacity 1 mgd 1Q mgd IQQ mgd
Filter Filter Filter
Item Shell Contactor Shell Contactor Shell Contactor
Principal 610 857 994 2,328 4,247 12,207
Total Cost
(Principal & Interest) 1,100 1,543 1,788 4,190 7,665 21,973
*Based on 7% interest and 20yr. amortization period.
As can be seen from Table XIV a separate contactor system requires a much
greater capital investment when compared to replacing sand in the filter shell.
Estimates of capital investments for larger treatment plants will show economics
of scale that are greater for the systems replacing the sand in an existing
filter shell than for post-filtration adsorbers.
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- 38 -
Recommendations for Specific Treatment Changes
The "potential for the formation of trihalomethanes can be reduced somewhat
by coagulation and sedimentation, adding chlorine dioxide, large doses of
powdered activated carbon or ozone and can be eliminated by the use of
adsorption on fresh granular activated carbon. Water utilities employing
unit processes for turbidity removal, color removal, or both, or practicing
precipitative softening should attempt to improve these unit processes by
altering coagulants, dosages, pH, use of polyelectrolytes and so forth to
maximize the removal of chloroform potential, as measured by the procedure
described in Reference 4 in the Appendix, and then chlorinate after these
unit processes. With precipitative softening plants, chlorination should be
after recarbonation, if practiced, so that chlorine is not added to water
2
with a high pH. Care must be taken to insure microbiological safety of
the distributed water if alternations in the point of application of chlorine
is practiced. Also any alteration of pH of the finished water may cause
corrosion problems, so this potential should be evaluated prior to any
change.
Little information is available on what type of organic removal would
be expected in a plant using ion exchange resin or natural zeolite for
softening. In the National Organics Reconnaissance Survey only two utilities
employing zeolite ion exchange for softening were included. Both had low
concentrations of chloroform in the finished water. In one case, this
was not unexpected because the raw water NPTOC concentration was low,
but at the other utility, this was not the case, and the low chloroform
concentration in the finished water was somewhat surprising. Further
research is necessary to evaluate synthetic ion exchange resins and zeolites.
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-39 -
Data show that powdered activated carbon is not particularly
efficient, either for removing chloroform or chloroform precursors.
Nevertheless, a water treatment plant that has the capability of feeding
powdered activated carbon should consider increasing the dose and possibly
adding it at several points through the treatment plant to increase its
effectiveness. This may not be the complete solution to a given problem,
but if the dose could be raised to a very high level, powdered activated
carbon should help to control chloroform concentrations. This may, however,
create a sludge disposal problem. Prior to using this technique on a full-
scale, jar tests should be run, with the chloroform potential determined
according to the technique described in Reference 4 for various doses of
powdered activated carbon.
Some utilities currently have equipment for generating chlorine
dioxide so that it can be used as an odor control process. In these
circumstances, chlorine dioxide reacts with phenol and prevents the
formation of disagreeable chlorophenolic tastes and odors upon chlorination.
Utilities with such equipment should consider using chlorine dioxide
for both odor control and disinfection, if they desire to reduce the
chloroform concentration in their finished water. Even if the chlorine
dioxide is generated such that it is contaminated with chlorine, research
data show that the chlorine dioxide will have an effect on the chloroform
precursors and therefore lower quantities of chloroform should result.
Utilities comtemplating this practice should make some tests on their
water to determine the chlorine dioxide demand of the water to produce
an adequate residual for good microbiological kill. During these tests,
the quantities of chlorite formed should be measured to assure that it is
not present in quantities near 1 mg/£.
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-40-
Although potassium permanganate has yet to be evaluated for chloroform
precursor removal, water utilities employing this chemical for taste and
odor control should run some jar tests and evaluate the effect of various dosages
of potassium permanganate on the chloroform formation potential as
determined by the technique described in Reference 4. This should allow
these utilities to evaluate whether or not potassium permanganate will be
effective for the control of chloroform concentration.
Some utilities currently have granular activated carbon adsorbers
in the treatment plant for the purpose of controlling organics that previously
had been creating consumer taste and odor complaints. Analysis of several
of these water utilities in the National Organics Reconnaissance Survey and
Region V Survey indicated that these adsorbers were not controlling the
chloroform concentrations in the finished waters except for a short
initial period of operation. To improve performance, these utilities
should reactivate their granular activated carbon more frequently to obtain
its maximum benefit. Making this change in operation should allow these
utilities to produce the water nearly free of trihalomethane and low in
general organic content.
Removal of Chloroform
Four techniques were studied to remove chloroform from water after
it has formed - the use of adsorption on powdered- and granular activated
carbon, aeration and ozonation. Unrealistically high doses of powdered
activated carbon and ozone were requied to effect substantial, although not
complete, removal of chloroform and other trihalomethanes. Preliminary
cost estimates indicate that both of these processes would be prohibitively
expensive for the removals obtained.
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-41 -
Both aeration and adsorption of granular activated carbon were
effective for chlorofrom removal under certain circumstances. Granular activated
carbon treatment is, however, effective beyond just removing chloroform.
Because this was discussed above it will not be discussed
again. To determine the approximate cost of a diffused-air aeration system
for the removal of about 90 percent of the chloroform formed during water
treatment, an aeration basin constructed following final disinfection with
a 20-minute detention time and an air-to-water ratio of 30 to 1 was assumed.
Table XIV shows the cost of this form of treatment is reasonable, from about
$6.50/yr.to about $16/year additional cost for water for a household of four,
assuming a household of four uses 73,000 gallons of water annually.
TABLE XIV
ESTIMATED COST OF AERATION*, 20-MINUTE DETENTION TIME, 30 TO 1 AIR-TO-WATER RATIO
Design Capacity, mgd 1 10 100 150
Average Daily Flow, mgd 0.7 7 70 105
Total Unit Cost, «1000 gal. 22 13 99
*These costs will vary at different locations, so should be
considered approximate.
The reaction of the chlorine residual that is not removed by aeration
with remaining precursor as the water passes through the distribution system
would probably raise the chloroform concentration before it reaches the
consumer, thereby somewhat negating this as an effective form of treatment.
Cincinnati, Ohio is an example of a situation where water containing both
a free chlorine residual and chloroform precursor leaves the treatment plant.
On May 9, 1975 water at the treatment plant contained about 80 pg/£ of
chloroform. After about three days passage through the distribution system
-------
-42 -
the chloroform concentration had increased to slightly over 120 yg/£.
Further, aeration might raise the dissolved oxygen level in the water,
thereby aggrevating corrosion problems in the distribution system. Therefore,
a treatment technique for the control of precursor concentrations or
changing to an alternate disinfectant is better than merely removing
chloroform from finished water by aeration.
Recommendations for Specific Treatment Changes
Aeration is frequently practiced for the removal of such reduced
materials as ferrous iron, manganeous manganese, and hydrogen sulfide.
This aeration step is frequently before chlorination in the treatment
process. Therefore, although trihalomethanes can be removed from water
during aeration, this would not be the case in the situation described
above. If treatment plants practicing aeration for taste and odor
control have the aeration process located following chlorination, some
chloroform will be lost to the atmosphere. Data have shown that higher than
usual air to water ratios will be necessary to achieve good removal of chloroform,
therefore the utility that has the capability of varying the intensity of
aeration should maximize it to help improve removal of chloroform.
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- 43 -
MONITORING
A utility attempting to control the concentration of chloroform and
other trihalomethanes should consider a monitoring program along with any
changes in treatment. This monitoring program should be developed so
that concentrations of chloroform and other trihalomethanes can be
determined, thereby evaluating the effectiveness of the changes in treatment
that were made to control chloroform. In all cases the chloroform potential
of the water prior to any treatment should be determined by the technique
described in Reference 4 in the Appendix.
The analytic technique for chloroform, involving purging the chloroform
from a sample with an inert gas prior to introduction into a gas chromatograph,
11 12
with a halogen specific detector has been described in the literature. '
Although this determination is not difficult, qualified technicians
are required to produce precise and accurate results. Any gas chromatographic
procedure requires some skill and knowledge to perform properly and this is
no exception. If such qualified technicians are not available on a
utility's staff, samples may have to be shipped to another laboratory where
they can be analyzed. This is less desirable than having the analytic
capability in the utility, but is an acceptable solution to the problem of
monitoring.
If a utility is making these analyses itself, samples should be collected
at various stages of the water treatment process to determine where and what
quantity of chloroform is being formed. Further, because the concentration
of trihalomethanes may change from the treatment plant to the point of use,
samples should be collected at various places in the distribution system to
determine the increase, if any, in chloroform concentration as the water
moves from the treatment plant to the consumer. Samples should be
-------
dechlorinated with sodium thiosulfate to avoid changes prior to anaiysis.
Studies have demonstrated that precursor concentrations change
during different seasons in some raw waters, thereby changing the ultimate
chloroform concentration. Therefore, tap water samples should be taken
frequently enough to allow a utility to be aware of changes in raw water
such that they know the eventual chloroform concentration reaching
the consumer at any time.
The initial cost of the equipment to make chloroform analyses is in the
range of $7,000 - $8,000. Once this initial purchase is made, the analysis
cost will mostly be the cost of the analyst's time. A typical analysis for
chloroform requires from 45 minutes to 1 hour with about 6 samples being
able to be processed in a typical working day, considering the time for
standardization of the gas chromatographic detector response.
A water utility practicing organic removal may also wish to monitor
the effectiveness of those unit processes. This is usually done by measuring
the total organic carbon concentration before and after such a unit process.
At the present time, equipment is available that will measure the portion of
TOG remaining in a sample that has been purged of carbon dioxide under
acidic conditions. The detection limit of this equipment is approximately
0.1 mg/Jl, with a precision of about - 0.1 mg/£. The cost of such equipment
is about $10,000 and also requires the same type of qualified technician
needed to make a chloroform analysis for reliable operation.
-------
-45 -
Another analytic determination currently under development would measure
total organic halogens (TOH). If the development of this test is successful,
it could be used advantageously to determine the concentration of all of the
halogen-containing organics (non-natural) in a single analysis. A variation
of this procedure that measures most of the total organic chlorine (TOC1) is
used in Europe to monitor the performance of granular activated carbon beds.
Samples are collected from within the bed at a point about six inches above
the bottom. When the TOC1 concentration begins to rise in these samples,
breakthrough is near and the granular activated carbon is reactivated.
A similar approach could be taken using NPTOC measurements.
-------
-46 -
ACKNOWLEDGMENTS
The authors wishes to thank those who reviewed this Guide for all of
the helpful suggestions. These reviewers were: J.K. Carswell, R.M. Clark,
J. DeMarco, O.T. Love, Jr., A.A. Stevens, Gordon G. Robeck, J. Cotruvo,
G. Goad and J. Hoffbuhr. The author also expresses his appreciation to
Ms. Maura M. Lilly who typed the five drafts and the final version so
promptly.
-------
-47 -
REFERENCES
Machisko, J.
1. Clark, R.M., Guttman, D.,/and Crawford, J., "Cost Calculations of Water
Treatment Unit Processes," Water Supply Research Division, Municipal
Environmental Research Laboratory, U.S. Environmental Protection Agency,
Cincinnati, Ohio (March 1976), Appendix 1.
2. Stevens, A.A., Slocum, C.J., Seeger, D.R. and Robeck, G.G., "Chlorination
of Organics in Drinking Water," Proceedings of Conference on the
Environmental Impact of Water Chlorination, Oak Ridge, Tennessee,
October 22-24, 1975, and submitted to the Journal of the American Water
Works Association for publication, Appendix 2.
3. Love, O.T., Jr., Carswell, J.K., Stevens, A.A., Miltner, R.J. and Symons, J.M.,
"Treatment for the Prevention or Removal of Chlorinated Organics in
Drinking Water," to be submitted to the Journal of the American Water
Works Association, Appendix 3.
4. Stevens, A.A., "Determination of Chloroform Formation Potential in Water,"
To be submitted to the Journal of the American Water Works Association,
Appendix 4.
5. Rook, J.J., "Production of Potable Water from a Highly Polluted River,"
Water Treatment and Examination, 21, Part 3, 259-274 (1972).
6. Bellar, T.A., Lichtenberg, J.J. and Kroner, R.C., "The Occurrence of
Organohalides in Chlorinated Drinking Water," Jour. AWWA, 66:12:703,
(December 1974).
7. Rook, J.J., "Formation of Haloforms During Chlorination of Natural
Water," Water Treatment Exam., _2!3:2:234 (1974).
8. Symons, J.M., Bellar, T.A., Carswell, J.K., DeMarco, J., Kropp, K.L.,
Robeck, G.G., Seeger, D.R., Slocum, C.J., Smith, B.L., and Stevens, A.A.,
National Organics Reconnaissance Survey for Halogenated Organics,
American Water Works Association, 67, 634-647 (Nov. 1975).
-------
- 48 -
9. Region V Joint Federal/State Survey of Organics and Inorganics in
Selected Drinking Water Supplies, U.S. Environmental Protection
Agency, Chicago, Illinois, 60604, June 1975, Draft.
10. Report on the Carcinogenesis Bioassay of Chloroform, Carcinogen
Bioassay and Program Resources Branch, Carcinogenesis Program, Divisior
of Cancer Cause and Prevention, National Cancer Institute, Bethesda,
Maryland.
11. Bellar, T.A. and Lichtenberg, J.J., "The Determination of Volatile
Organic Compounds at the yg/£ Level in Water by Gas Chromatography,"
Journal of the American Water Works Association, 66, 739 (Dec. 1974).
12. Stevens, A.A. and Symons, J.M., "Analytical Considerations for
Halogenated Organic Removal Studies," Proceedings American Water
Works Association Water Quality Technology Conference, pp. XXVI-1 -
XXVI-6 (December 1974), American Water Works Association, Denver,
Colorado (1975).
13. Rook, J.J., "Haloforms in Drinking Water, Journal of the American
Water Works Association, 68, 168-172 (March 1976).
14. Samdal, J.E., "Water Treatment and Examination in Norway, Water
Treatment and Examination, 21, 309-314 (1972).
15. "Clinical Toxicology of Commercial Products." Gleason, Geosselin, Hodge
and Smith, 3rd Edition (1969).
16. Kruse, C.W., Oliveri, V.P. and Kawata, K., "The Enhancement of Viral
Inactivation by Halogens," Water and Sewage Works, 118, 187-193 (June 1971)
17. Process Design Manual for Granular Activated Carbon Adsorption,
Technology Transfer, U.S. Environmental Protection Agency, October 1971.
-------
APPENDIX 1
Clark, R.M., Guttman, D., Machisko, J., and Crawford, J., "Cost Calculations
of Water Treatment Unit Processes," Water Supply Research Division, Municipal
Environmental Research Laboratory, U.S. Environmental Protection Agency,
Cincinnati, Ohio (March 1976).
-------
THE COST OF REMOVING CHLOROFORM AND OTHER TRIHALOMETHANES
FROM DRINKING WATER SUPPLIES
by
Robert M. Clark
Daniel L. Guttman
John L. Crawford
John A. Machisko
Water Supply Research Division
MUNICIPAL ENVIRONMENTAL RESEARCH LABORATORY
OFFICE OF RESEARCH AND DEVELOPMENT
U. S. ENVIRONMENTAL PROTECTION AGENCY
CINCINNATI, OHIO 45268
-------
DISCLAIMER
This report has been reviewed by the Municipal Environmental Research
Laboratory, U. S. Environmental Protection Agency, and approved for
publication. Mention of trade names or commercial products does not
constitute endorsement or recommendation for use.
-------
FOREWORD
The Environmental Protection Agency was created because of increasing
public and government concern about the dangers of pollution to the health
and welfare of the American people. Noxious air, foul water, and spoiled
land are tragic testimony to the deterioration of our natural environment.
The complexity of that environment and the interplay between its components
require a concentrated and integrated attack on the problem.
Research and development is that necessary first step in problem .solu-
tion and it involves defining the problem, measuring its impact, and searching
for improved technology and systems for the prevention, treatment, and manage-
ment of wastewater and solid and hazardous waste pollutant discharges from
municipal and community sources, for the preservation and treatment of public
drinking water supplies, and to minimize the adverse economic, social, health,
and aesthetic effects of pollution. This publication is one of the products
of that research; a most vital communications link between the researcher and
the user community.
Trihalomethanes in general, and chloroform - a known carcinogen - in
particular, are found in drinking water as a direct consequence of the practice
of chlorination, a long established public health practice for the disinfection
of drinking water. EPA would like to minimize the drinking water consumer's
exposure to trihalomethanes at reasonable cost. This report is devoted to
the presentation of the results from a research study which examines the
costs of the various treatment technologies suited to the removal and control
of trihalomethanes in drinking water.
Francis T. Mayo
Director
Municipal Environmental Research Laboratory
iii
-------
PREFACE
The Safe Drinking Water Act of 1974 has intensified the public awareness
and interest in the quality of drinking water as delivered to the consumer's
tap. The Act establishes a set of enforceable, health-related regulations
and a set of non-enforceable esthetics-related guidelines for drinking water.
For each health-related standard the Act establishes an associated Maximum
Contaminant Level (MCL) that must not be exceeded. The Act also contains
provisions for the EPA Administrator to take various courses of action when
a contaminant is detected for which no MCLs have been established. Trihalo-
methanes in general, and chloroform, recently determined to be a carcinogen
in drinking water, in particular, are examples of such contaminants.
Trihalomethanes are found in drinking water as a direct consequence of
the practice of chlorination, a long established public health practice for
the disinfection of drinking water supplies. Recent research has demon-
strated that the concentration of chloroform and related compounds is
generally higher in finished than in raw water, leading to the conclusion
that they are being produced during the chlorination process.
Acting on these findings, Russell Train, Administrator of the U. S.
Environmental Protection Agency, directed that EPA work with cities and
states to evaluate certain modifications to current treatment practices that
can reduce the formation of chloroform during the water treatment process,
without lessening the effectiveness of disinfection. Part of this effort
has been the preparation of a document, entitled "Interim Treatment Guide
for the Control of Chloroform and Other Trihalomethanes in Drinking Water."
The "Guide" has been prepared in an attempt to present EPA's knowledge con-
cerning the removal and control of chloroform and other trihalomethanes in
drinking water. It covers such items as: changing the point of chlorine
application to reduce chloroform concentrations; the use of alternative
disinfectants, such as ozone or chlorine dioxide; and the use of granular
activated carbon as a medium for the adsorption of organic compounds.
Appendix I of the "Guide" presents cost information with respect to the
use of granular activated carbon, ozonation, aeration, and chlorine dioxide
for trihalomethane removal. This report was originally Appendix I of the
"Interim Treatment Guide for the Control of Chloroform and Other Trihalo-
methanes," and provides an in-depth examination of the costs related to the
above-mentioned techniques.
iv
-------
ABSTRACT
This research effort was conducted to provide an in-depth examination
of the costs associated with the use of activated carbon, ozonation, aeration,
and chlorine dioxide for removal of trihalomethanes. It is intended as
support information for the "Interim Treatment Guide for the Control of Chloro-
form and Other Trihalomethanes."
The costs presented in this report are intended for the development of
planning estimates only and not for the preparation of bid documents or
detailed cost estimates. Exact capital and operating costs are highly vari-
able from location to location within the United States, even for plants of
the same size and design. These costs are presented in such a way as to
enable the planner to make adjustments to the reported costs when local
information is available. Standardized levels for a selected set of design
parameters are assumed and sensitivity analysis is performed for the majority
of the parameters.
Because chlorine is associated with the formation of trihalomethanes,
several technological alternatives which may be used in lieu of or in
combination with chlorination are examined. Costs are presented for the
chlorination process itself. Costs are also calculated for ozonation,
chlorine dioxide, aeration, and granular activated carbon. An in-depth
analysis of the costs associated with granular activated carbon systems is
presented. This analysis includes costs both with and without separate
contactor systems and an examination of the possible cost savings associated
with regional regeneration.
-------
CONTENTS
FOREWORD ill
PREFACE iv
ABSTRACT v
FIGURES vii
TABLES xi
METRIC CONVERSION TABLE xiii
ACKNOWLEDGMENTS xiv
INTRODUCTION 1
COST DETERMINATION 2
Basis of Cost Estimates 3
COST OF CHLORINATION 4
COST OF CHLORINE DIOXIDE 8
COST OF OZONATION 19
Cost of Ozone from Air 19
Cost of Ozone from Oxygen 26
COST OF AERATION 26
COST OF GRANULAR ACTIVATED CARBON 26
The Cost of GAG as Filter Media Replacement 48
Additive Modifications 69
Multiplicative Modifications 74
Regional Reactivation 74
Separate Contactor System 80
Capital Investment 90
Labor Costs for GAG Systems 90
SUMMARY AND CONCLUSIONS 92
REFERENCES 95
vx
-------
FIGURES
Number Page
1 Total Unit Cost for Chlorination Versus Plant Size 6
2 Capital and 0 & M Costs for Chlorination Versus Plant Size . 7
3 0 & M Cost for Chlorination Systems Versus Cost of Chlorine 9
4 0 & M Cost for Chlorination Systems Versus Direct Hourly
Wage Rate 10
5 0 & M Cost for Chlorination Systems Versus Wholesale Price
Index 11
6 Amortized Capital Cost for Chlorination Systems Versus
Chlorine Contact Time 12
7 Amortized Capital Cost for Chlorination Systems Versus
Interest Rate 13
8 Amortized Capital Cost for Chlorination Systems Versus
Construction Cost Index 14
9 Amortized Capital Cost for Chlorination Systems Versus
Amortization Period 15
10 0 & M Cost for Chlorination Systems Versus Chlorine Dosage. . 16
11 Amortized Capital Cost for Chlorination Systems Versus
Chlorine Dosage 17
12 Total Unit Cost for Chlorine Dioxide Versus Plant Size ... 21
13 0 & M Cost for Chlorine Dioxide System Versus Plant Size . . 22
14 Total Unit Cost for Ozonation (Air) Versus Plant Size .... 24
15 Amortized Capital and 0 & M Costs for Ozonation (Air)
Versus Plant Size 25
VII
-------
FIGURES (Cont.)
Figure Page
16 0 & M Cost for Ozonation (Air) Versus Direct Hourly
Wage Rate 27
17 0 & M Cost for Ozonation (Air) Versus Wholesale Price
Index 28
18 0 & M Cost for Ozonation (Air) Versus Electric Power Cost . . 29
19 Amortized Capital Cost for Ozonation (Air) Versus Ozone
Contact Time 30
20 Amortized Capital Cost for Ozonation (Air) Versus Construc-
tion Cost Index 31
21 Amortized Capital Cost for Ozonation (Air) Versus Interest
Rate 32
22 Amortized Capital Cost for Ozonation (Air) Versus
Amortization Period 33
23 0 & M Cost for Ozonation (Air) Versus Ozone Dose 34
24 Amortized Capital Cost for Ozonation (Air) Versus Ozone
Dose 35
25 Total Unit Cost of Ozonation (Oxygen) Versus Plant Size . . 37
26 Amortized Capital and 0 & M Costs for Ozonation (Oxygen)
Versus Plant Size 38
27 0 & M Cost for Ozonation (Oxygen) Versus Liquid Oxygen Cost . 39
28 Amortized Capital Cost for Ozonation (Oxygen) Versus
Liquid Oxygen Cost 40
29 Construction Cost for an Aeration Basin Versus
Volume of Basin 43
30 Annual 0 & M Costs for Air Supply Versus Standard Cubic Feet
per Minute Throughput 44
31 Construction Cost for Air Supply Versus Standard
Cubic Feet per Minute Throughput 45
Vlll
-------
FIGURES (Cont.)
Figure Page
32 Total Unit Cost Versus Plant Size 50
33 Amortized Capital and 0 & M Costs Versus Plant Size 51
34 Total Unit Cost for a 100 mgd Plant Versus Time Between
Reactivations in Months 52
35 Total Unit Cost for a 100 mgd Plant Versus the Product
of Time Between Reactivations in Months and Capacity Factor 53
36 0 & M Costs Versus Direct Hourly Wage Rate 55
37 0 & M Cost Versus Carbon Loss per Reactivation Cycle 56
38 0 & M Cost Versus Fuel Cost 57
39 0 & M Cost Versus Wholesale Price Index 58
40 0 & M Cost Versus Electrical Power Cost 59
41 Amortized Capital Cost Versus Construction Cost Index .... 60
42 Amortized Capital Cost Versus Amortization Interest Rate . . 61
43 Amortized Capital Cost Versus Amortization Period 62
44 0 & M Cost Versus Carbon Cost 63
45 Amortized Capital Cost Versus Carbon Cost 64
46 0 & M Cost Versus Reactivation Frequency 65
47 Amortized Capital Cost Versus Reactivation Frequency .... 66
48 0 & M Cost Versus Interaction Between Reactivation Frequency
and Capacity Factor 67
49 Amortized Capital Cost Versus Interaction Between Reactivation
Frequency and Capacity Factor 68
50 Percent Change in Plant Cost Versus Carbon Loss 70
ix
-------
FIGURES (Cont.)
Number Page
51 Total Unit Costs Versus Plant Size 75
52 Construction Cost for Carbon Reactivation System Versus
Reactivation Rate 78
53 0 & M Cost for Carbon Reactivation System Versus
Reactivation Rate 79
54 Cost of Transporting Carbon from a 1 mgd Plant to Regional
Reactivation Site Versus Distance in Miles 83
55 Cost of Transporting Carbon from a 5 mgd Plant to Regional
Reactivation Site Versus Distance in Miles 84
56 Cost of Transporting Carbon from a 10 mgd Plant to Regional
Reactivation Site Versus Distance in Miles 85
57 The Sensitivity of Reactivation Costs to Transportation
Cost Variations 86
58 Comparison of Costs Between Contactor System and Media
Replacement Versus Plant Capacity 88
x
-------
TABLES
Number Page
1 Design Parameters for the Cost of Chlorination 5
2 Chlorine Cost Assuming Standardized Design Levels 18
3 Chlorine Dioxide Costs Assuming Standardized Design Levels . . 20
4 Design Parameters for Ozonation 23
5 Ozone (Air) Costs Assuming Standardized Design Levels .... 36
6 Ozone (Oxygen) Costs Assuming Standardized Design Levels . . 41
7 Design Parameters for Aeration 42
8 Aeration Costs Assuming Standardized Design Levels 46
9 Design Parameters for Granular Activated Carbon 49
10 Design Parameters Affecting 0 & M Costs (100 mgd) 71
11 Design Parameters Affecting Capital Costs (100 mgd) 72
12 New Effect for Design Parameters at High and Low Levels
(100 mgd) 73
13 Carbon Costs and Reactivation for Regional Reactivation Systems 77
14 Amortized Capital and Operating Costs for Off-Site
Reactivation Systems 81
15 Reactivation Systems Cost for an Individual Plant 82
16 Assumptions for Separate Contactor Systems 87
17 Amortized Capital and 0 & M Costs for Contactor Versus Filter
Media Replacement - c/1000 gal 89
xi
-------
TABLES (Cont.)
Number Page
18 Investment Costs for Granular Activated Carbon Treatment:
Replacement of Media and Separate Contactors (Thousands
of Dollars) 91
19 Estimated Construction Cost of Granular Activated Carbon
Reactivation Furnaces 90
20 Labor Costs for 1, 10, and 100 mgd GAG Systems Reactivating
On-Site (Filter Shell Replacement) 93
21 Comparison Among Systems (c/1000 gal) 94
xii
-------
METRIC CONVERSION TABLE
English Units
1 foot
1 mile
1 square mile
1 million gallons
1 $/million gallons
1 c/1000 gallons
Metric Equivalents
0.305 meters
1.61 kilometers
2.59 square kilometers
3.79 thousand cubic meters
0.26 $/thousand cubic meters
0.26 c/cubic meter
xiii
-------
ACKNOWLEDGMENTS
The authors gratefully acknowledge the assistance of the
following individuals in the preparation of this report:
Mr. Gordon G. Robeck, Dr. James M. Symons, Dr. 0. Thomas Love,
and Mr. J. Keith Carswell of the Water Supply Research Division,
and Mr. Richard Eilers of the Wastewater Research Division.
xiv
-------
THE COST OF REMOVING CHLOROFORM AND OTHER TRIHALOMETHANES
FROM DRINKING WATER SUPPLIES
BY
* + +
Robert M. Clark , Daniel L. Guttman , John L. Crawford ,
and John A. Machisko
INTRODUCTION
The Safe Drinking Water Act of 1974 will change the way water is
handled before it is distributed to the consumer. ^ The Act contains two
types of provisions for drinking water as delivered to the consumer's tap:
a set of enforceable regulations that are health-related, and a set of
non-enforceable guidelines that are related to the esthetics of drinking
water. Each health-related standard has an associated Maximum Contaminant
Level (MCL) that must not be exceeded. The Act also contains provisions
for the Administrator, U. S. Environmental Protection Agency (EPA) to take
various courses of action when a contaminant is detected for which no MCLs
have been established.1 Trihalomethanes in general and chloroform in partic-
ular, recently determined to be a carcinogen in drinking water, are examples
of such contaminants.
Trihalomethanes are found in drinking water as a direct consequence of
the practice of chlorination, a long established public health practice for
the disinfection of drinking water. It is probable that chlorine has been
reacting with certain organic materials to produce chloroform and related
organic byproducts since chlorination was initiated. These compounds in drink-
ing water escaped detection due to their low concentrations and because of
their low boiling points, which allowed them to be lost during procedures used
for performing typical organic analyses in water. ^-^
Systems Analyst, Water Supply Research Division, Municipal Environmental
Research Laboratory, U. S. Environmental Protection Agency, Cincinnati,
Ohio 45268.
Research Assistants, Water Supply Research Division, Municipal Environ-
mental Research Laboratory, U. S. Environmental Protection Agency,
Cincinnati, Ohio 45268
-------
Recently, investigators have developed new, more sensitive analytical
procedures which allow for more precise measurement of trihalomethanes. The
newly developed procedures have been used to demonstrate that the concentra-
tion of chloroform and related compounds is generally higher in finished than
in raw water, leading to the conclusion that they are being produced during
the chlorination process.
Acting on these findings, Russell Train, Administration of the U. S.
Environmental Protection Agency, on March 29, 1976, released a statement that
said in part, "... The recent test results and the fact that chloroform is
prevalent in the environment have convinced me that the prudent course of
action at this time is to minimize exposure to this chemical wherever it is
feasible to do so." He also said, "EPA will work with cities and states to
evaluate certain modifications to current treatment practices that can reduce
the formation of chloroform during the water treatment process, without
lessening the effectiveness of disinfection. EPA research has shown that
changes in chlorination procedures practiced by some water systems can result
in reduction in the levels of chloroform produced. EPA plans to share these
initial findings on chloroform reduction with the states and some cities
encountering high chloroform levels, in an effort to reduce human exposure as
quickly as possible. This will also allow EPA to gain added information to
support the development of national regulations to limit chloroform levels in
water supplies."
An interim guide, entitled "Interim Treatment Guide for the Control of
Chloroform and Other Trihalomethanes in Drinking Water," has been prepared
in an attempt to present EPA's knowledge concerning the removal and control
of chloroform and trihalomethanes in drinking water. The "Guide" covers such
items as: changing the point of chlorine application to reduce chloroform
concentrations; the use of alternative disinfectants, such as ozone or
chlorine dioxide; and the use of granular activated carbon as a medium for
the adsorption of organic compounds.
The "Guide" summarizes EPA's current knowledge and recent research
results related to the removal and control of chloroform and other trihalo-
methanes. It also presents cost information with respect to the use of
granular activated carbon, ozonation, aeration, and chlorine dioxide for
trihalomethane removal. This report has been developed as a support document
for the "Guide" and provides an in-depth examination of the costs related to
the above-mentioned techniques. -^
COST DETERMINATION
The costs presented in this report are intended for the development of
planning estimates only and not for the preparation of bid documents or
detailed cost estimates. Exact capital and operating costs are highly
variable from location to location within the United States, even for plants
of the same size and design. Variables — such as local costs of land,
materials, and labor; state or regional differences in building codes; and
existing facilities suitable for modification — may accentuate the
differences in treatment costs for similar plants to reduce chloroform and
other trihalomethanes in drinking water.
-------
These cost data are presented in such a way as to enable the planner to
make adjustments to the reported costs when local information is available.
For example, operation and maintenance costs can be reduced if the delivered
cost of chemicals is less than the costs upon which the estimates are "based.
Costs indices are used to provide a baseline for projecting costs and for
estimating escalation due to inflation. The indices used in this report are
national indices, but other indices are often available for major U. S.
cities or on a regional basis and may be substituted if desired.
Basis of Cost Estimates
The cost indices used in this report are:
a. EPA's Sewer and Sewage Treatment Plant Construction Cost Index:
This index was used because most of the basic information utilized
in the report was obtained from the Systems and Economic Evaluation
Section of EPA's Wastewater Research Division.9»3 For example,
computations for granular activated carbon were performed using
a computer program developed by the Systems and Economic Evalua-
tion Section, but operational modifications were assumed in the
analysis to reflect conditions unique to water supply.H The
index should reflect similar costs for water treatment plant con-
struction and for January 1976 is 256.7.
2
b. Wholesale Price Index: The Wholesale Price Index (WPI) is the
oldest continuous statistical series published by the Bureau of
Labor Statistics (BLS). It is a measure of the price changes for
goods sold in primary markets in the United States. "Wholesale,"
as used in the title of the index, refers to sales in large quanti-
ties, not prices received by wholesalers, jobbers, or distributors,
and for January 1976 is 175.1.
c. Bureau of Labor Statistics Labor Cost Index (Direct Hourly Wage
Rate):5 The index used in this report is, for personnel in
Standard Industrial Category (SIC), 494.7 for Water, Steam and
Sanitary Systems Non-Supervisory Workers. The base BLS Labor Cost
Index for February 1976 is 5.19.
Costs reported as Capital Costs include:
a. construction for site preparation,
b. plant construction,
c. legal, fiscal, and administrative services,
d. interest during construction, and
e. start-up costs.
-------
Costs reported as Operating and Maintenance Costs include:
a. chemical costs,
b. labor costs, and
c. operation and maintenance costs, such as utilities, annual replace-
ment of expendable items, etc.
Because the formation of trihalomethanes is associated with chlorination,
several options will be considered in lieu of chlorination, all more expensive
than the basic chlorination process itself. The benefits as well as the
problems associated with changing to some alternative must be weighed when
choosing another form of disinfection. For example, ozonation, while not
creating chloroform, also does not provide any kind of residual disinfectant
in the distribution system. Moreover, it is conceivable that the byproducts
resulting from disinfecting with chlorine dioxide or ozone might be more harm-
ful than chloroform itself. Granular activated carbon (GAC) is not a direct
alternative to chlorination, but provides a means of removing organics from
water supplies. The cost of the processes to be considered - chlorine dioxide,
ozonation, and granular activated carbon - must be weighed against the basic
cost of chlorine disinfection. Initially, the costs associated with chlori-
nation will be presented. Next, the directly competitive disinfection
alternatives of chlorine dioxide and ozonation will be discussed. The cost
of aeration as a means of removing chloroform and other trihalomethanes once
they have been formed and, finally, a cost analysis for granular activated
carbon as a general means of removing organics will be presented.
COST OF CHLORINATION
Chlorine was first used as a disinfectant for municipal water supplies
in the United States in 1908 to disinfect continuously the water supply of
Jersey City, New Jersey.^ In many water supplies, chlorination is often
the only treatment process used. When other treatment methods are used,
disinfecting chlorine may be added to the raw water (prechlorination), the
partially treated water, or the finished water (postchlorination). Where the
distribution system contains open reservoirs, the treated water may be re-
chlorinated in the distribution system.
In this analysis, a number of variables have been evaluated as to their
effect on the cost of chlorination. Baseline or standardized design values
for a set of design parameters were assumed and the cost of chlorination,
including chlorine feeding equipment and contact chambers for 1, 5, 10, 100,
and 150 million gallons per day (mgd) systems, was calculated. The para-
meters and their associated "standardized" levels are shown in Table 1.
Figure 1 shows the effect of economies of scale, by displaying the total
amortized unit cost of a chlorination system in C/1000 gal versus plant
capacity, based on the values in Table 1. It can be seen that cost varies
from 3.6C/1000 gal at. 1 mgd to 0.6C/1000 gal at 150 mgd. Figure 2 separates
the total unit costs shown in Figure 1 into unit Amortized Capital and 0 & M
costs.
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TABLE 1. DESIGN PARAMETERS FOR THE COST OF CHLORINATION
Design Parameter (Variable)
Chlorine Dose
Chlorine Contact Time
Cost of Chlorine
Construction Cost Index
Wholesale Price Index
Direct Hourly Wage Rate
Amortization Interest Rate
Amortization Period
Electric Power Cost
Level
2 mg/1
20 min
300 $/ton
256.7
178.1
5.19 $/hr
7 percent
20 yr
$0.01/KWH
Design Parameter (Fixed)
Capacity Factor
70 percent
-------
O 4
o
o
o
- 3
K
(fl
O
o
t 2
5 1
°1510 20 40
60 80 100 120 140 160 18O 200
PLANT SIZE (MGD)
FIGURE 1. UNIT COST FOR CHLORINATION VERSUS PLANT SIZE
-------
AMORTIZED CAPITAL COST
'1 510 29
40
60
80 100 120
PLANT SIZE (MGO)
140
160
180
200
FIGURE 2. CAPITAL AND O&IUI COSTS FOR CHLORINATION VERSUS PLANT SIZE
-------
Figures 3 through 11 show the sensitivity of the cost of chlorination
to variations in all of the design variables listed in Table 1, with the
exception of capacity factor. Capacity factor has been fixed at 70 percent
to reflect the fact that water treatment systems generally operate at less
than design capacity. Costs presented in this report, therefore, reflect the
average costs to be expected over a year's operating period. The sensitivity
analysis assumes that one parameter is varied while the others are fixed at
the standardized levels, and is an attempt to show how costs might vary due
to local conditions.
The parameters which affect only 0 & M cost are shown in Figures 3, 4,
and 5 as follows: cost of chlorine, direct hourly wage rate, and wholesale
price index. It can be seen that all of the parameters have a significant
impact on 0 & M cost. For example, for a 100 mgd plant, increasing the
cost of chlorine from 300 $/ton to 400 $/ton increases the 0 & M cost from
0.36C/1000 gal to 0.46C/1000 gal (28 percent). For a 1 mgd plant, increasing
the Direct Hourly Wage Rate from 5.19 $/hr to 6 $/hr raises the 0 & M cost
from 1.40C/1000 gal to 1.56<:/1000 gal (11 percent).
The parameters which affect Amortized Capital costs are as follows:
chlorine contact time, interest rate, construction cost index, and amortiza-
tion period. The effects of these variables are shown in Figures 6, 7, 8.,
and 9.
The parameter (aside from the load factor) which affects both Amortized
Capital and 0 & M costs is chlorine dosage and is shown in Figures 10 and 11.
It can be seen that an increase of 1 mg/1 dosage of chlorine increases the
0 & M cost alone by 0.15C/1000 gal for a 100 mgd plant. Table 2 summarizes
the cost of chlorination for 1, 5, 10, 100, and 150 mgd systems in C/1000 gal
assuming the levels of the design variables as shown in Table 1.
As can be seen from the previous analysis, chlorination costs are
relatively stable. Another form of disinfection is chlorine dioxide dis-
infection which will be discussed in the following section.
COST OF CHLORINE DIOXIDE
An alternative to chlorine is chlorine dioxide, which does not produce
measurable quantities of trihalomethane, however, there is a possibility of
toxic organic byproducts resulting from the reaction of chlorine dioxide
with organic matter in water.? In this cost analysis, it was assumed that:
half the dosage of chlorine dioxide as compared to chlorine is required to
achieve equivalent disinfection results. Therefore, it was assumed that
1 mg/1 of chlorine dioxide would achieve disinfection results equivalent to
those achieved by 2 mg/1 of chlorination. If 0.5 iag/1 of chlorine is combined
with 1.6 mg/1 of technical grade sodium chlorite, a 1 mg/1 dosage of chlorine
dioxide will result. The equation below shows this relationship (assuming
80 percent pure NaC102 yields 1.3 mg/1 of reactive material):
-------
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5 MGD
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100 200 300
COST OF CHLORINE (S/TON)
400
FIGURE 3. O&M COST FOR CHLORINATION SYSTEMS VERSUS COST OF CHLORINE
-------
23456
DIRECT HOURLY WAGE RATE (S/HR)
10
FIGURE 4. O&M COST FOR CHLORtNATION SYSTEMS VERSUS DIRECT HOURLY WAGE RATE
10
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5 MGD
10 MGD
100 MGD
150 MGD
1.6 1.8 2.0
WHOLESALE PRICE INDEX (100)
2.2
FIGURE 5. O&M COST FOR CHLORINATION SYSTEM VERSUS WHOLESALE PRICE INDEX
11
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10 20 30
CHLORINE CONTACT TIME (MINUTES)
40
50
FIGURE 6. AMORTIZED CAPITAL COST FOR CHLORINATION SYSTEMS VERSUS CHLORINE
CONTACT TIME
12
-------
6 7
INTEREST RATES (%)
MGO
FIGURE 7. AMORTIZED CAPITAL COST FOR CHLORINATION SYSTEMS VERSUS INTEREST RATE
13
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CONSTRUCTION COST INDEX (100)
2.8
3.0
FIGURE 8. AMORTIZED CAPITAL COST FOR CHLORINATION SYSTEMS VERSUS
CONSTRUCTION COST INDEX
14
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0 10 15 20 25 30
AMORTIZATION PERIOD (YEARS & 7% INTEREST RATE)
FIGURE 9. AMORTIZED CAPITAL COST FOR CHLORINATION SYSTEMS VERSUS
AMORTIZATION PERIOD
15
-------
o
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CHLORINE (MG/L)
FIGURE 10. O&M COST FOR CHLORIIMATION SYSTEMS VERSUS CHLORINE DOSAGE
16
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CHLORINE DOSAGE (MG/L)
FIGURE 11. AMORTIZED CAPITAL COSTS FOR CHLORINATION SYSTEMS VERSUS
CHLORINE DOSAGE
17
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2 NaClCL + C10 —> 2 CIO., + 2 NaCl
L L / (1)
(181) (71) (135) (117)
1.3 mg/1 0.5 mg/1 0.9 mg/1 0.8 mg/1
Therefore, the chlorine feeding system and contact basins were estimated for
a 0.5 mg/1 dosage of chlorine with the rest of the standardized values fixed
at the levels shown in Table 1. The cost of sodium chlorite was estimated
as follows:
NaC102 cost (/1000 gal) = ($0.70/lb) (13.34 Ib/mil gal)
= 0.934C/1000 gal
The NaC102 cost was added to the cost of chlorine (0.5 mg/1) to yield the
cost of a 1 mg/1 dosage of CIO™. These values are shown in Table 3 for 1, 5,
10, 100, and 150 mgd plants. Figure 12 shows the cost of chlorine dioxide
versus treatment plant capacity. All of the factors which influence the
cost of C10? disinfection with the exception of NaC102 cost, would be the
same as those shown in the section on chlorination.
Figure 13 illustrates sensitivity in 0 & M cost due to changes in the
cost of NaC102- Amortized Capital cost sensitivity would be estimated by
examining the effect of changing the Cl» dosage.
As can be seen, chlorine dioxide is more expensive than chlorination but
has one advantage in that it can be generated with relative ease in a system
with an existing chlorine feeding system. The only additional cost for such
an operation would be to the incremental cost for sodium chlorite, although
there are other mechanisms for generating chlorine dioxide, such as by the
use of sodium chlorate, a process commonly used in the pulp and paper industry.
None of these alternative methods are considered here because all of these
systems have been built on a scale much too large for municipal water supply
usage.
COST OF OZONATION
Another disinfectant which will be considered is ozone, although ozona-
tion does not produce a disinfectant residual to be carried throughout the
distribution system. Further, the reaction of ozone with organic matter
occurring in water is not known. For purposes of this analysis, the design
parameters listed in Table 4 have been assumed as standardized and a sensi-
tivity evaluation of the cost of ozonation based on these parameters has been
made for 1, 5, 10, 100, and 150 mgd plants operating at 70 percent capacity.
As ozone can be produced from both air and oxygen, both systems are evaluated.
Cost of Ozone from Air
Figure 14 depicts the total unit cost for ozone generated by air versus
plant capacity. The total unit costs ate separated into 0 & M and Amortized
Capital costs in Figure 15. The impact of the variables which affect 0 & M
19
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60 80 100 120 140 160 180 200
PLANT SIZE (MGD)
FIGURE 12. TOTAL UNIT COST FOR CHLORINE DIOXIDE VERSUS PLANT SIZE
21
-------
.1
.2
.3 .4 .5 ,6 .7
SODIUM CHLORITE COST ($/LB)
.8
.9
FIGURE 13. O&M COST FOR CHLORINE DIOXIDE SYSTEM VERSUS COST OF
SODIUM CHLORITE
1.0
22
-------
TABLE 4. DESIGN PARAMETERS FOR OZONATION
Design Parameters (Variable)
Ozone Dose
Ozone Contact Time
Cost of Oxygen
Construction Cost Index
Wholesale Price Index
Direct Hourly Wage Rate
Amortization Interest Rate
Amortization Period
Electric Power Cost
Design Parameter (Fixed)
Capacity Factor
Level
1 mg/1
20 min
0.046 $/lb
256.7
178.1
5.19 $/hr
7 percent
20 yr
$0.01/KWH
70 percent
23
-------
510
100
PLANT SIZE (MGD)
150
FIGURE 14. TOTAL UNIT COSTS FOR OZOIMATION (AIR) VERSUS PLANT SIZE
24
-------
5
o
o
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15
tf)
CAPITAL COST
O&M COST
01 510
100
PLANT SIZE (MGD)
150
FIGURE 15. AMORTIZED CAPITAL AND O&M COSTS FOR OZONATION (AIR)
VERSUS PLANT SIZE
25
-------
cost are shown in Figures 16 through 18. These variables are as follows:
direct hourly wage rate, wholesale price index, and cost of electric power in
kilowatt hours.
Figures 19 through 22 illustrate the sensitivity of capital costs to
the following variables: ozone contact time, construction cost index, and
interest rate and amortization period. Ozone dose, as can be seen from
Figures 23 and 24, affects both Amortized Capital and 0 & M costs.
Table 5 summarizes the costs for 1, 5, 10, 100, and 150 mgd plants based
on standardized levels of the design variables in Table 4.
Cost of Ozone from Oxygen
Ozone can also be generated by using oxygen. Figures 25 and 26 show
the total unit costs and the disaggregated costs (0 & M and Amortized Capital),
respectively, versus plant capacity. Figures 27 and 28 illustrate the sensi-
tivity of the cost of ozonation (0 & M and Amortized Capital costs) to the
cost of liquid oxygen.
Table 6 summarizes the costs of 1, 5, 10, 100, and 150 mgd plants using
the standardized.variables in Table 4.
COST OF AERATION
Aeration is frequently practiced for the removal of hydrogen sulfide and
reduced materials, such as ferrous iron and manganous manganese. In the
laboratory, aeration or purging is used as an analytic procedure to remove
trihalomethanes from water and it might therefore be used successfully as a
treatment technique. Experimentation has shown, however, that at typical
air-to-water ratios used in water treatment for removal of taste- and odor-
causing compounds (1:1) little removal of chloroform takes place. For this
analysis it was therefore assumed that the air-to-water ratio of 30 cu ft
of air to 1 cu ft of water would provide adequate removal of trihalomethanes,
which is consistent with laboratory results for effective chloroform removal.
Table 7 contains the standardized variables which were examined in the cost
analysis.
Figure 29 is a typical capital cost curve for an aeration basis as a
function of throughput in thousands of cubic feet. Figures 30 and 31 are
0 & M Amortized Capital cost curves, respectively, for the diffused aeration
system based on thousands of standard cubic feet per minute of air. Table 8
contains the cost per thousand gallons for a 1, 5, 10, 100, and 150 mgd
plant based on the standardized cost assumptions shown in Table 7.
COST OF GRANULAR ACTIVATED CARBON
Granular activated carbon (GAG) is not a substitute for chlorine
disinfection, but is well suited for the removal of various types of dissolved
organic materials including chloroform and other trihalomethanes. Most but
not all dissolved organics can be adsorbed, which actually removes them from
solution. Fresh, granular carbon has the following advantages for water
26
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100 MOD
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DIRECT HOURLY WAGE RATE (S/HR)
jjSO.MGP ^
8
10
FIGURE 16. O&M COSTS FOR OZONATION (AIR) VERSUS DIRECT HOURLY WAGE RATE
27
-------
•4
.8
1.2 1.6 2.0 2.4 2.8
WHOLESALE PRICE INDEX (100)
3.2
3.6
4.0
FIGURE 17. O&M COST FOR OZONATION (AIR) VERSUS WHOLESALE PRICE INDEX
28
-------
100 MOD
150 MGD
.005 .010 .015 .020 .025 .030 .035
COST OF ELECTRIC POWER (S/KWH)
.040
.045 .050
FIGURE 18. O&M COST FOR OZONATION (AIR) VERSUS ELECTRIC POWER COST
29
-------
0
o
22
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Q
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N
ce
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MOD
10 20 30
OZONE CONTACT TIME (MINUTES)
40
SO
FIGURE 19. AMORTIZED CAPITAL COSTS FOR OZONATION (AIR) VERSUS OZONE
CONTACT TIME
30
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N
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cc
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2.0
5 MOD
100 MGD
150 MGD
2.2
2.4 2.6 2^8
CONSTRUCTION COST INDEX (100)
3.0
FIGURE 20. AMORTIZED CAPITAL COST FOR OZONATION (AIR) VERSUS CONSTRUCTION
COST INDEX
31
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3.5
3.0
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INTEREST RATE (%)
10
FIGURE 21. AMORTIZED CAPITAL COST FOR OZOIMATIOIM (AIR) VERSUS INTEREST RATE
32
-------
20 25
AMORTIZATION PERIOD (YEARS)
FIGURE 22. AMORTIZED CAPITAL COST FOR OZONAT10N (AIR) VERSUS AMORTIZATION PERIOD
33
-------
o
o
o
o
o
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1 MGD
5 MGD
10 MGD
100 MGD
15CLMGD
1.0 1.5
OZONE DOSE (MG/L)
FIGURE 23. O&M COST FOR OZONATIOIM (AIR) VERSUS OZONE DOSE
34
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1.0
OZONE DOSE (MG/L)
1.5
FIGURE 24. AMORTIZED CAPITAL COST FOR OZONATION (AIR) VERSUS OZONE DOSE
35
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FIGURE 25. TOTAL UNIT COST OF OZONATION (OXYGEN) VERSUS PLANT SIZE
37
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FIGURE 26. AMORTIZED CAPITAL AND O&M COSTS FOR OZONATION
(OXYGEN) VERSUS PLANT SIZE
38
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LIQUID OXYGEN COST (c/LB)
FIGURE 27. O&Wl COST FOR OZONATIOIM (OXYGEN) VERSUS LIQUID OXYGEN COST
39
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FIGURE 28. AMORTIZED CAPITAL COST FOR OZONATION (OXYGEN) VERSUS
LIQUID OXYGEN COST
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TABLE 7. DESIGN PARAMETERS FOR AERATION
Design Parameters "rariable)
Air to Water Ratic
Contact Time
Construction Cost Index
Wholesale Price Iiv'ex
Direct Hourly Wage Rate
Amortization Interest Rate
Amortization Period
Electric Power Cost
Level
30 cu ft: 1 cu ft
1 • :iin
21'. 7
178.1
5.19 $/hr
7 A ercent
20 yr
$0.01/KWH
Design Parameter (Fixed)
Capacity Factor
70 percent
42
-------
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cr
10
6.
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O
O
z
g
I io5-|
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10
10 100
AERATION BASIN VOLUME IN CU FT (1000)
1000
FIGURE 29. CONSTRUCTION COST FOR AN AERATION BASIN
VERSUS VOLUME OF BASIN
43
-------
O
Q
CO
O
O
Z
Z
10'
10
10"
10
10 100
STANDARD CUBIC FEET PER MIN (x 1000)
1000
FIGURE 30. ANNUAL O & M COSTS FOR AIR SUPPLY VERSUS
STANDARD CUBIC FEET PER MINUTE THROUGHPUT
44
-------
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cr
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o
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z
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p
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EC
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10'
10
10
10 100
STANDARD CU FT PER WIN (1000)
1000
FIGURE 31 CONSTRUCTION COST FOR AIR SUPPLY VERSUS
STANDARD CUBIC FEET PER MINUTE THROUGHPUT
45
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treatment:
a. Adsorption of trihalomethanes that have been formed by chlorina-
tion practiced prior to GAG treatment;
b. Adsorption of most trihalomethane precursors so that chlorination
can be practiced after treatment with GAG without forming signifi-
cant quantities of trihalomethanes;
c. Reduction of possibility of producing hitherto unknown organic
byproducts during disinfection by reducing the amount of organic
matter available for reaction with any disinfectant; and
d. Reduction in the general level of organics, thereby increasing
the likelihood of removal of raw water organic contaminants that
may be of concern now or in the future.
Treating water with activated carbon involves two major and separate
process operations: filtration and reactivation. The water comes in contact
with the carbon by passing through a structure filled wither with carbon
granules or with a carbon slurry. Impurities are removed from the water by
adsorption when sufficient time is provided for this process. The structure
can be either a water treatment filter shell, in which the filter media has
been replaced with GAG or an independent carbon filtration system. The
separate carbon filtration system usually consists of a number of columns
or, basins used as contactors that are connected to a reactivation system.
The primary focus of this economic analysis will be on the use of GAG as a
replacement for existing media in the filter shell. The economics of a
separate contactor system will also be examined.
After a period of use, the carbon's adsorptive capacity is exhausted and
it must then be taken out of service and reactivated by combustion of the
organic adsorbate. Fresh carbon is routinely added to the system to replace
that lost during hydraulic transport and reactivation. These losses include
both attrition due to physical deterioration and burning during the reacti-
vation process.
The approach taken in this analysis is first to evaluate the use of GAG
with an on-site reactivation system assuming that the GAG will replace the
media in the filter shell. Various levels of key design parameters will be
established at standard levels with the intent of evaluating their effect on
sensitivity of the cost of GAG systems. The "standard" system will consist
as in the previous analysis of fixing a given set of design variables at
predetermined levels. Secondly, an analysis will be made for the replacement
of GAG in the filter shell but with off-site or regional reactivation.
Finally, an evaluation will be made of the cost of a separate GAG contactor
system with on-site reactivation.
47
-------
The Cost of GAG as Filter Media Replacement
As mentioned previously, it was assumed that GAC would replace sand in
existing filters, thereby eliminating the need to consider the cost of
separate GAC contactors. For purposes of this analysis, a water treatment
plant is assumed to consist of an integral number of 1 mgd filters. For
example, a 10 mgd water treatment system is assumed to consist of ten 1 mgd
filters each with the following dimensions: 18.5' x 18.5' x 2.5', yielding
a total volume of 865 cu ft per filter.
The standard values and the design parameters chosen for examination
are shown in Table 9. All analyses perform will be based on the effect of
changing the design variables around these standard values.
Before examining sensitivities, the impact of three basic factors must
be considered: economies of scale, load factor, and reactivation frequency.
Figure 32 depicts the economies of scale associated with plant size for GAC
systems of 1, 5, 10, 100, and 150 mgd capacity, assuming the design variables
are held at the levels shown in Table 9. The unit cost for a 1 mgd plant is
approximately 44o/1000 gal while the unit cost of a 150 mgd plant is close
to 5.50/1000 gal. The cost curve rises sharply between 10 and 5 mgd, jumping
from 120/1000 gal to 15.5C/1000 gal. Figure 33 shows 0 & M and Amortized
Capital costs versus plant capacity.
Figure 34 depicts the cost for a 100 mgd plant, operating at a 70 per-
cent capacity factor, with the period between reactivation varying between
0.5 and 18 months. At might be expected, lengthening the time between
reactivation reduces the unit cost from 7.50/1000 gal at 0.5 months to
1.60/1000 gal at 18 months.
Figure 35 shows the interaction between capacity factor and reactiva-
tion frequency for a 100 mgd plant, in which it is assumed that the product
of reactivation period and load factor is 1, and that as capacity factor
decreases, the period between reactivations increases. For example, when
capacity factor is 100 percent, the reactivation frequency is assumed to be
one month, and when the capacity factor is 50 percent the reactivation
frequency is assumed to be two months. It can be seen that increasing the
time between reactivation periods reduces unit costs; however, this reduced
cost is offset by a reduced load factor which increases the unit cost. The
net effect is an increased cost from 5.30/1000 gal (100 percent load factor
@ one reactivation per month) to 6.20/1000 gal (50 percent load factor @
one reactivation every two months).
Having established the impact of these three variables (load factor,
reactivation frequency, and economies of scale), it is possible to examine
the sensitivity of cost to changes in the design parameters in Table 9.
Some of these variables influence only Operating and Maintenance cost, some
only Amortized Capital cost, and some of these variables affect both 0 & M
and Amortized Capital cost. The first group of variables to be examined that
influence 0 & M cost are as follows: hourly wage rate ($/hr), carbon loss
48
-------
TABLE 9. DESIGN PARAMETERS FOR GRANULAR ACTIVATED CARBON
Design Parameters (Variable)
Carbon Cost
Carbon Loss per Reactivation Cycle
Fuel Cost
Electrical Power Cost
Construction Cost Index
Wholesale Price Index
Direct Hourly Wage Rate
Amortization Rate
Amortization Period
Level
0.38c/lb
10 percent
1.26 $/mil BTU
O.Olc/KWH
256.7
178.1
5.19 $/hr
7 percent
20 yr
Design Parameters (Fixed)
Contact Time
Hydraulic Loading Rate
Volume per Filter (1 mgd)
Capacity Factor
Reactivation Frequency
Loss in Adsorptive Capacity
During Reactivation
4.5 min
2 gal/min/sq ft
865 cu ft
70 percent
1.4 months
0
49
-------
70,
60-
O
o
O
CO
O30-I
O
I-
<
O
20-
'1510 20 40 60 80 100 120
PLANT SIZE (MGD)
FIGURE 32. TOTAL UNIT COST VERSUS PLANT SIZE
140
160
180
200
50
-------
35
30
o
o
§
25
20
V)
o
o
s
o
Q
I 15
o
111
N
I'
°1 510 20 40 60 80 100 120
PLANT SIZE (MGD)
140
160
180
200
FIGURE 33. AMORTIZED CAPITAL AND O&M COSTS VERSUS PLANT SIZE
51
-------
5
o
o
§
t-
w
O
O
1
4 6 8 10 12 14
CARBON REACTIVATION FREQUENCY (MONTHS)
16
18
20
FIGURE 34. TOTAL UNIT COST FOR A 100 MGD PLANT VERSUS TIME BETWEEN
REACTIVATIONS IN MONTHS
52
-------
o
o
o
t-
cn
o
o
t-
z
2
1.0 1.2 1.4 1.6 1.8 2.0
100% 70% 50%'*
•CARBON REACTIVATION FREQUENCY (MONTHS)
2.2
2.4
2.6
2,8
3.0*
•'CAPACITY FACTOR (%)
FIGURE 35. TOTAL UNIT COST FOR A 100 MGD PLANT VERSUS THE PRODUCT OF TIME
BETWEEN REACTIVATIONS IN MONTHS AND CAPACITY FACTOR
53
-------
per reactivation cycle, fuel cost, wholesale price index, and electrical
power cost. Figures 36 through 40 illustrate the impact which these variables
have on cost.
Figure 36 shows that changes in hourly wage rate have a greater impact
on the cost of small plants than on large plants. For example, it can be
seen that as the hourly rate increased from 5.19 $/hr to 7 $/hr, the 0 & M
cost for 1 mgd plant increases from slightly over 21^/1000 gal to slightly
less than 28C/1000 gal. The same wage rate increase in a 150 mgd plant
increases the 0 & M cost from approximately 4C/1000 gal to 4.5C/1000 gal.
Figure 37 shows the changes in 0 & M costs which result from increases
or decreases in carbon loss per reactivation cycle. Figures 37 through 40
show that 0 & M cost is very sensitive to changes in carbon loss but is
somewhat less sensitive to changes in fuel cost, wholesale price index, and
electric power cost.
The group of variables that influence Amortized Capital cost are as
follows: Construction Cost Index (CCI) , amortization interest rate, and
amortization period in years. Figure 41 illustrates the variable impact
that CCI has on Amortized Capital cost in c/1000 gal. The impact is great
for small plants, but decreases for larger plants. Figure 42 illustrates
the effects of increasing or decreasing interest rate on Amortized Capital
cost. As with CCI, the effect of changing this parameter is greater for
smaller plants than for larger plants. Figure 43 shows the same effect for
changes in amortization period.
Several of the design parameters listed in Table 9 influence both
Amortized Capital and 0 & M cost. These parameters are as follows:
activated carbon cost, carbon reactivation frequency, and the interaction
of carbon reactivation frequency and load factor. Figures 44 and 45 illus-
trate the influence that the cost of activated carbon will have on both
Amortized Capital and 0 & M cost. Figures 46, 47, 48, and 49 show these
same impacts for carbon reactivation frequency and for the interaction of
carbon reactivation frequency and load factor.
To illustrate how the sensitivity analysis can be applied to the
standard values in order to study the impact of local conditions on costs,
the following example has been constructed. If it were assumed that all of
the standardized values were held at the levels shown in Table 9, with the
exception of activated carbon loss, it would be possible to estimate the
impact that changes in its value would have on the system cost. Examining
Figure 37, it can be seen that as compared to the standardized values when
activated carbon loss is 15 percent for a 100 mgd plant the percent change
in 0 & M cost is + 29.5 percent, but when it is at 5 percent, the change is
- 14.7 percent. The standardized values yield an Amortized Capital cost of
1.5C/1000 gal and an 0 & M cost of 4.5C/1000 gal. Therefore, as carbon loss
affects only 0 & M cost, the change in total cost would be as follows:
GAG system cost (15 percent) = 1.5 + [4.5 + 4.5 (.295)] (2)
= 7.3C/1000 gal (3)
54
-------
34567
DIRECT HOURLY WAGE RATE ($/HR)
FIGURE 36. O&M COST VERSUS DIRECT HOURLY WAGE RATE
55
-------
35
30
25
020
O
o
o
H
(0
O
o
10
1MGO
5 MOD
150 MGD
.02 .04 .06 .08 .10 .12 .14 .16
CARBON LOSS PER REACTIVATION CYCLE (%)
.18
.20
FIGURE 37. O&M COST VERSUS CARBON LOSS PER REACTIVATION CYCLE
56
-------
35
30
25
1 MGD
-»•
< 20
O
O
O
O
en
O
10
5 MGD
s
•a
O
10 MGD
5-
100 MGO
150 MGD
•02 .04 .06 .08 .10 .12 .14 .16 .18 .20
FUEL COST (S/100,000 BTU)
FIGURE 38. O&Wl COST VERSUS FUEL COST
57
-------
35
30
525
o
o
o
°20
*-*
O
O 15
O
S
00
5
I I I
( 5 MGD
10 MGD
100 MGD
15O MGD
.5 1.0 1.5 2.0 2.5 3.0 3.5
WHOLESALE PRICE INDEX (1000)
FIGURE 39. O&M COST VERSUS WHOLESALE PRICE INDEX
"To"
4.5
5.0
58
-------
35
30
25
1 MGD
<20
o
o
o
t-
V)
O
5
<*
o
5 MGD
10MGD
5-
100 MGD
150 MGD
0 .005 .010 .015 .020 .025 .030 .035 .040 .045 .050
ELECTRICAL POWER COST (S/KWH)
FIGURE 40. O&M COST VERSUS ELECTRICAL POWER COST
59
-------
.5 1.0 1.5 2.0 2.5 3.0 3.5 4.0 4.5
SEWAGE TREATMENT PLANT CONSTRUCTION COST INDEX (1000)
FIGURE 41. AMORTIZED CAPITAL COST VERSUS CONSTRUCTION COST INDEX
5.0
60
-------
35
30
O
025
o
20
Q
HI
N 10
I-
CC
O
5
5 MGD
.02 .03 .04 .05 .06 .07
AMORTIZATION INTEREST RATE (FRACTION)
.08
.09
.10
FIGURE 42. AMORTIZED CAPITAL COST VERSUS AMORTIZATION INTEREST RATE
61
-------
35
30
j
O
o
§25
20
O
_l
<
Q
UJ
N
p
ff
O
10-
10 15 20 25 30 35
AMORTIZATION PERIOD (YEARS)
40
45
50
FIGURE 43. AMORTIZED CAPITAL COST VERSUS AMORTIZATION PERIOD
62
-------
35
30
25
o
o
o
15
V)
o
O 10
0 .1 .2 .3 .4 .5 .6
CARBON COST (S/LB)
FIGURE 44. O&M COST VERSUS CARBON COST
.8
.9
1.0
63
-------
35
30-
O
O
O
O
20
to
O
O
t 15
Q.
<
O
O
u in
N 1O
i-
cc
O
5
< 5
1 MGD
.4 .5 .6
CARBON COST (S/LB)
.8
.9
1.0
FIGURE 45. AMORTIZED CAPITAL COST VERSUS CARBOIM COST
64
-------
35i
.5
1.0 1.5 2.0 2.5 3.0 3.5 4.0
CARBON REACTIVATION FREQUENCY (MONTHS)
4.5
5.0
FIGURE 46. O&M COST VERSUS REACTIVATION FREQUENCY
65
-------
35
O
§ 25
I-
tf)
820
(L
15
D
LU
N
DC
O
10
S^MGD t
1.0 1.5 2.0 2.5 3.0 3.5
CARBON REACTIVATION FREQUENCY (MONTHS)
4.0
4.5
5.0
FIGURE 47. AMORTIZED CAPITAL COST VERSUS REACTIVATION FREQUENCY
66
-------
35
30
25
a
O 20
o
o
15
O
O
10
5-
5 MGD
100 MGD
150 MGD
2.2
2.4
2.6
2.8
3.0
1-° 1-2 1.4 1.6 1.8 2 0
100% 70% 50%
CARBON REACTIVATION FREQUENCY (MONTHS) CAPACITY FACTOR (%)
FIGURE 48. O&M COST VERSUS INTERACTION BETWEEN REACTIVATION FREQUENCY
AND CAPACITY FACTOR
67
-------
2.2
2.4
2.6
1.0 1-2 1.4 1.6 1.8 2.0
100% 70% 50%
CARBON REACTIVATION FREQUENCY (MONTHS) CAPACITY FACTOR (%)
FIGURE 49. AMORTIZED CAPITAL COST VERSUS INTERACTION BETWEEN
REACTIVATION FREQUENCY AND CAPACITY FACTOR
2.8
3.0
68
-------
GAG system cost (5 percent) = 1.5 + [4.5 - 4.5 (.147)] (4)
= 5.3C/1000 gal (5)
Figure 50 illustrates the percent change in cost for 1, 5, 10, 100, and
150 mgd systems that results from various activated carbon losses.
In the above equations, Amortized Capital cost remains constant as
activated carbon loss affects only 0 & M cost. Some of the parameters, such
as amortization period, have a multiplicative effect, as will be illustrated
below. Assuming that amortization period, which affects only Amortized
Capital cost, is in one case 10 years (150.9 percent) and in another case
30 years (85.4 percent), yields the following when compared with the
standardized value of 1.5C/1000 gal:
GAC system cost (10 years) = (1.5)(1.509) + 4.5
» 7.5C/1QOO gal
GAC system cost (30 years) = (1.5)(0.854) + 4.5
- 5.8C/1000 gal
(6)
(7)
(8)
(9)
Equations 6 through 9 illustrate how the multiplicative factor affects
Amortized Capital cost.
Table 10 contains the percentage change in 0 & M cost that results from
setting the level for each design parameter at 50 percent, and at 150 percent
(for a 100 mgd plant), of standard values. Table 11 contains the same
information for Amortized Capital cost (for a 100 mgd plant). It should be
noted that some of the parameters, such as carbon cost, affect both Amortized
Capital and 0 & M cost.
The net effect of setting the design value for each parameter at the
high and low values is shown in Table 12. Using the values shown in Table 12
the 0 & M and Amortized Capital costs are calculated as shown below for a
100 mgd plant.
Additive Modifications
Amortized Capital Cost (c/1000 gal):
Sum
0 & M (c/1000 gal):
Sum
1.5 + 1.5 (0.664)
2.5
4.5 4- 4.5 (0.675)
7.5
Low
1.5 - 1.5 (0.730)
0.4
4.5 - 4.5 (.576)
1.91
Using the above values the total cost can be calculated as follows:
69
-------
+30.0
+20.0
tf)
o
0 +10.0
t-
Q.
z o.oo
UJ
z
g -10.0
59
-20.0
-30.0
-40.0
8 10 12
% CARBON LOSS
14
16
18 20
FIGURE 50. PERCENT CHANGE IN PLANT COST VERSUS CARBON LOSS
70
-------
TABLE 10. DESIGN PARAMETERS AFFECTING 0 & M COSTS (100 mgd)
Parameters Affecting 0 & M Costs - Additive
Carbon Loss per Reactivation Cycle (percent)
Carbon Cost (c/lb)
Fuel Cost ($/mil BTU)
Power Cost (c/KWH)
Direct Hourly Wage Rate ($/hr)
Wholesale Price Index
Values
15
10
5
54
38
19
1.89
1.26
0.63
1.5
1.0
1.5
7.78
5.19
2.60
267
178
89
Percent (
29.6
0
14.7
16.9
0
-22.0
4.0
0
-3.8
0.6
0
-0.6
15.9
0
-15.9
6.0
0
-5.0
Parameters Affecting 0 & M Costs - Multiplicative
Reactivation Frequency (weeks between) 3 145.9
6 100.0
9 72.1
Capacity Factor (percent) 50 105.2
70 100.0
100 92.4
71
-------
TABLE 11. DESIGN PARAMETERS AFFECTING AMORTIZED CAPITAL COSTS (100 mgd)
Parameters Affecting Amortized
Capital Cost - Additive
Carbon Cost (c/lb)
Construction Cost Index
Values
54
38
19
385
257
125
Percent Change
16.9
0
-22.0
49.5
0
-51.0
Parameters Affecting Amortized
Capital Cost - Multiplicative
Amortization Period (yr)
Interest Rate (percent)
Reactivation Frequency (weeks between)
Capacity Factor (percent)
10
20
30
10.5
7
3.5
3
6
9
50
70
100
150.9
100.0
85.4
127.3
100.0
73.0
121.5
100.0
91.5
128.9
100.0
76.4
72
-------
TABLE 12. NET EFFECT FOR SETTING DESIGN PARAMETERS AT HIGH AND LOW
LEVELS (100 mgd)
Additive Factors for 0 & M
Loss per Reactivation
Carbon Cost
Fuel Cost
Power Cost
Hourly Wage Rate
Wholesale Price Index
High (percent) Low (percent)
29.5
16.9
4.0
0.6
15.9
0.6
-14.7
-22.0
- 3,
- 0.
-15.9
- 0.6
,8
,6
Sum
Additive Factors for
Amortized Capital Cost
Carbon Cost
Construction Cost Index
+67.5
16.9
49.5
-57.6
-22.0
-51.0
Sum
Multiplicative Factors for 0 & M
Reactivation Frequency
Hydraulic Load
+66.4
1.459
1.052
-73.0
0.721
0.924
Product
Multiplicative Factors for
Amortized Capital Cost
Amortization Period
Interest Rate
Reactivation Frequency
Hydraulic Load Factor
1.535
0.666
1.509
1.273
1.215
1.289
0.854
0.730
0.915
0.764
Product
3.008
0.436
73
-------
Multiplicative Modifications High Low
Amortized Capital (c/1000 gal) (2.5)(3.008) (0.4)(0.436)
Product 7.5 0.17
0 & M (c/1000 gal) (7.5)(1.535) (1.91)(0.666)
Product 11.5 1.27
Sum 19C/1000 gal 1.44C/1000 gal
Adding the final results for Amortized Capital and 0 & M costs yields a
high value of 19C/1000 gal and a low value of 1.440/1000 gal. These results
illustrate the extremes which might result from localized conditions.
As can be seen from Figures 32 and 33, unit costs associated with
small treatment systems are extremely high. The bulk of the Amortized
Capital costs are for on-site reactivation facilities, which suggests the
possibility that for small plants some alternative to on-site reactivation
should be explored. One possibility would be to dispose of exhausted
activated carbon and to purchase new carbon. The cost of disposal for a
plant operating at 70 percent capacity factor, with a period between reactiva-
tion of 1.4 months, is shown below:
(865 cu ft) (No. of filters) (30 lb)(8.57 reactivations) (38c/lb)
Disposal cost = cu ft y_r
(flow in mgd)(365 days/yr)(0.70)
Disposal cost = 33.1C/1000 gal
The above value can be compared to on-site reactivation costs for a 1, 5, 10,
100, and 150 mgd plant operating at 0.7 load factor with once-per-1.4 months
reactivation (Figure 32). It can be seen from Figure 51 that disposing of
exhausted carbon is actually cheaper than on-site reactivation for small
plants (2 mgd or less) although it is obviously more expensive for larger
plants.
Figure 51 suggests that another option that needs to be explored is
that of regional reactivation. Regional reactivation consists of transport-
ing the exhausted carbon to a central site where a reactivation furnace is
located. This approach, which is particularly appropriate for small plants,
will be explored in the following section.
Regional Reactivation
For the purposes of this analysis, three sets of regional reactivation
conditions will be examined:
1. Regional reactivation systems consisting of off-site reactivation plants
capable of processing carbon from the equivalent of 31001b/day,
74
-------
DISPOSED CARBON COST
1 510
100
PLANT SIZE (MGD)
150
FIGURE 51. TOTAL UNIT COSTS VERSUS PLANT SIZE
75
-------
6200 Ib/day, 15,500 Ib/day, 31,000 Ib/day, and 62,000 Ib/day reactiva-
tion facilities. Thesi
and RP,-» respectively.
tion facilities. These systems will be designated RP , RP9, RP~, RP,,
2. Costs for individual plants shipping to these systems will be examined,
based on the assumption that a number of plants are sharing these
reactivation systems simultaneously. For example, the cost in c/1000 gal
for a 1 mgd plant shipping carbon to a RP.. and RP,.,, and a 10 mgd plant
transporting carbon to a RP, and RP- system will Be calculated assuming
that the various regional off-site reactivation systems are being used
to capacity.
By transporting carbon to a regional reactivation center a small plant
is able to take advantage of the economies of scale inherent in a larger
reactivation furnace, although there is a debit associated with the trans-
portation cost required to get the carbon to the site. The assumptions
regarding the operation of the plants are the same as those in Table 9 (for
example, 70 percent load factor and 1.4 months between reactivation). The
costs associated with the water treatment plant will be as follows: the
initial activated carbon purchase (twice the capacity of the treatment plant,
as one batch of carbon is being reactivated while the other is in place)
and the make-up carbon (loss assumed at 10 percent per replacement cycle due
to handling); transportation costs, which will be assumed as $.10/ton-mile,
and a proportionate share of the off-site reactivation costs which will
consist of furnace capital and operating costs, assuming a 10 percent loss
of activated carbon during the reactivation process. Table 13 contains the
costs associated with the initial carbon cost, and the carbon loss as well
as the equivalent carbon reactivation requirements per day in Ib/day for
each plant size. Figures 52 and 53 show the total construction and operating
costs for an off-site reactivation furnace based on Ib/day of reactivation.
It is assumed in this analysis that the Amortized Capital and 0 & M costs for
reactivation system are divided equally among the number of plants shipping
carbon to it. For example, if five 1 mgd plants are shipping to an RP
system, the cost will be higher than if ten 1 mgd plants are shipping
carbon to RP9 system.
Transportation costs are calculated as follows for a 1 mgd plant
shipping carbon to a reactivation plant for a 30-mile round trip:
Transport (10c/ton-mile) (865 cu ft) (30 miles) (30 Ib/cu f t) (-) (8. 57 react/yr)
Cost =
(365 days)(l mgd) (0.70)
= .131C/1000 gal (30-mile round trip)
On a per-gal-mile basis, the cost is
C/gal-mile = (.131C/1000 gal) (30 mile)
= .0044C/1000 gal-mile
76
-------
TABLE 13. CARBON COSTS AND REACTIVATION REQUIREMENTS FOR REGIONAL
REACTIVATION SYSTEMS
Plant Size
(mgd)
1
5
10
100
150
Initial Carbon
Requirements
(lb)
51,900
259,500
519,000
5,190,000
7,785,000
Annual Cost
($)
1,861.4
9,307.1
18,614.1
186,141.3
279,212.0
Make-up
Carbon
($)
7,254
35,319
69,835
672,321
1,001,758
Reactivation
Requirements
(Ib/day)
617.86
3,089.29
6,178.57
61,785.71
92,678.56
77
-------
3500
3000-
2500
O
O
° 2000
CO
O
0 1500
Z
O
1000
co
z
O
0
10000
30000 50000
REACTIVATION RATE (LB/DAY)
70000
900OO
FIGURE 52, CONSTRUCTION COST FOR CARBON REACTIVATION SYSTEM VERSUS
REACTIVATION RATE
78
-------
1000000
o
o
S 100000
•a
O
10000-1
100
1000 10000
REACTIVATION RATE (LB/DAY)
FIGURE 53. O&M COST FOR CARBON REACTIVATION SYSTEM
VERSUS REACTIVATION RATE
79
-------
The Amortized Capital cost and annual 0 & M cost for the off-site
reactivation systems are shown in Table 14. These costs can be assigned
equally to the water treatment plants served. For example, RP can serve
five 1 mgd treatment plants and the total cost is divided by five, but for
RP2, which can serve 10 1 mgd plants, the total annual cost is divided by 10.
Table 15 contains the flow in mil gal/yr and the total allocated cost plus
the initial activated carbon and makeup costs for each plant reactivation
configuration. As can be seen from Table 15, the unit cost for a 1 mgd plant
sending carbon to a regional reactivation furnace serving five plants is
higher than for a 1 mgd plant sending carbon to a system serving 10 plants
due to economies of scale in the reactivation system. Transportation costs
must also be considered as in the following discussion.
Figure 54 shows the distance-related costs associated with the regional
reactivation system for 1 mgd plants sending carbon to a RP and RP_
reactivation system, as compared to on-site reactivation system, ana the
slope of the curve shows that carbon can be transported for many miles before
an on-site system becomes cost effective. Figures 55 and 56 show similar
conditions for 5 mgd plants and 10 mgd plants transporting to RP and RP ,
and RP, and RP,. systems, respectively. It can be seen that for a 10 mgd
plant it also is cost effective to transport spent carbon over relatively
long distances, however, the gap between on-site and transporting off-site
narrows at this level. Figure 57 shows the impact of variations in trans-
portation cost on the total cost of a 10 mgd plant transporting waste to
a RP, system.
An alternative to replacing carbon in the filter shell is to build
separate carbon contactors as ah integral part of the treatment system.
A discussion of this option is presented in the following section.
Separate Contactor System
In the discussion to this point the costs presented have been based on
the assumption that carbon would replace sand in a filter plant. Therefore,
no Amortized Capital and 0 & M costs associated with separate carbon con-
tactors have been included in the analysis. It is very likely that operating
in such a manner is inconvenient and inefficient, causing higher carbon
losses due to excessive handling. A contactor system may be tailored specif-
ically for a given treatment plant operation. The assumptions used for the
contactor system analysis are as follows (Table 16): two contactors connected
in series, a contact time of nine minutes and a corresponding recycle
frequency of one-per-2.8 months, bed depths of 20 ft, and a carbon loss of
5 percent per reactivation cycle. Figure 58 compares the costs for a separate
contactor system versus replacement of carbon as filter media.
Replacing sand by carbon represents a short-term possibility for water
treatment plants with low capital investment but high operating costs. A
separate contactor system represents a longer term and permenent solution
with higher capital investment requirements but with lower operating costs
as shown in Table 17. These capital investment requirements are discussed
in the following section.
80
-------
TABLE 14. AMORTIZED CAPITAL AND OPERATING COSTS FOR OFF-SITE REACTIVATION
SYSTEMS
Reactivation
System
RP,
RP2
RP3
^4
RP,
Reactivation
Requirement
(Ib/day)
3,089.27
6,178.57
15,446.35
30,892.85
61,785.71
Construction
Cost
($)
700,000
820,000
1,350,000
1,630,000
2,200,000
Amortized
Capital Cost
($)*
66,080
77,408
127,440
153.872
207,600
Annual
0 & M Cos
($)
180,000
240,000
460,000
750,000
1,130,000
* 7 percent interest, 20-yr amortization period.
81
-------
TABLE 15. REACTIVATION SYSTEMS COST FOR AN INDIVIDUAL PLANT
Regional Reactivation
Regional
Reactivation
Configuration
1 - RP
- 1-RP2
c ^ UP
c ^ U^
ft
10 - RP4
10 - RP5
Total No.
of
Plants
5
10
5
10
5
10
Flow per Plant
(mil gal/yr)
225
225
1277.5
1277.5
2555.0
2555.0
Total Annual
Cost
($)
56,470.00
38,995.00
162,114.10
135,013.10
269,321.0
222,217.1
Unit Cost
(0/1000 gal)
25.1
17.3
12.7
10.6
10.5
8.7
82
-------
70
60
50
U
o
§ 40
8 30
O
z
3 20
f-
o
10
ON SITE REACTIVATION COST
l-RPl
I-RP2
0 20 4O 60 80 100 120 140 160 180 200
DISTANCE TRAVELED (MILES)
FIGURE 54. COST OF TRANSPORTING CARBON FROM A 1 IWGD PLANT TO REGIONAL
REACTIVATION SITE VERSUS DISTANCE IN MILES
83
-------
70
60
O 50
o
o
o
40
O
o
H 30
z
ON SITE REACTIVATION
, . . +*-—
101
5-RP3 J
5-RP4
0 20 40 60 80 100 120 140 160 180 200
DISTANCE TRAVELED (MILES)
FIGURE 55. COST OF TRANSPORTING CARBON FROM A 5 MGD PLANT TO REGIONAL
REACTIVATION SITE VERSUS DISTANCE
84
-------
70
60-
< 50
O
O
O
o
7^40'
O
°30
<20-
O
ON SITE REACTIVATION COST
10'
0 20 40 60 80 100 120 140 160 180 200
DISTANCE TRAVELED (MILES)
FIGURE 56. COST OF TRANSPORTING CARBON FROM A 10 MGD PLANT TO REGIONAL
REACTIVATION SITE VERSUS DISTANCE IN MILES
85
-------
ON SITE REACTIVATION
20 40 60 80 100 120 140 160 18O 200
FIGURE 57. THE SENSITIVITY OF REACTIVATION COSTS TO TRANSPORTATION
COST VARIATIONS
86
-------
TABLE 16. ASSUMPTIONS FOR SEPARATE CONTACTOR SYSTEMS
Item
Number of Contactors
Hydraulic Loading (gal/min/sq ft)
Diameter Contactors (ft)
Depth of Contactors (ft)
Plant Capacity (mgd)
1
2
4.87
8
13
5
4
5.42
12
13
10
8
5.42
12
13
100
28
5.57
20
14
150
42
5.57
20
14
Vol. of Granular Activated Carbon
per Contactor (cu ft) 653.1 1469.5 1469.5 4396.0 4396.0
Apparent Contact Time (min) 99999
Reactivation Frequency (months)
at 70 percent Capacity 2.8 2.8 2.8 2.8 2.8
Activated Carbon Loss/
Reactivation (percent) 55 5 55
87
-------
70,
60-1
10
CONTACTOR SYSTEM
I
FILTER MEDIA REPLACEMENT
20 40 60 80 100 120
PLANT SIZE (MGD)
140
160
180
200
FIGURE 58. COMPARISON OF COSTS BETWEEN CONTACTOR SYSTEM AND MEDIA
REPLACEMENT VERSUS PLANT CAPACITY
88
-------
TABLE 17. AMORTIZED CAPITAL AND 0 & M COSTS FOR CONTACTOR VERSUS FILTER
MEDIA REPLACEMENT (c/1000 gal)
System
Media Replacement
Contactors
Media Replacement
Contactors
Media Replacement
Contactors
1 mgd
19.5
30.2
5 mgd 10 mgd
Amortized Capital
5 3.5
10.2 8.2
100 mgd
Costs
1.5
4.3
150 mgd
1.1
4.1
Operating and Maintenance Costs
21.5
16.1
41.1
46.3
10.5 8.2
7.3 5.4
Total Cost
15.5 11.7
17.5 13.6
4.5
2.4
6.0
7.3
4.0
2.2
5.1
6.3
89
-------
Capital Investment
All of the cost data presented to this point in the analysis have been
in terms of unit costs (including Amortized Capital and 0 & M costs). It is
important to present a different perspective by examining total investment
costs. Separate contactor systems, as can be seen from Table 17, are more
capital intensive then replacing the filter media by activated carbon. To
build these systems, utilities must raise considerable amounts of initial
capital. Table 18 summarizes for 1, 10, and 100 mgd plants the principal
and total payback costs required for both types of GAC systems.
A major part of the capital investment for an on-site reactivation
system is the furnace. Table 19 summarizes the estimated cost of these types
of furnaces.
TABLE 19
ESTIMATED CONSTRUCTION COST OF GRANULAR ACTIVATED CARBON REACTIVATION FURNACES
Furnace Type Capacity Estimated Total Cost
Multiple-Hearth 5,000 Ib/hr $4.2 million
Infrared* 5,000 Ib/hr $0.8 million
Rotary Kiln 5,000 Ib/hr See note
Fluidized Bed* 5,000 Ib/hr $1.2 million
* Because furnaces of this size have not been manufactured, these estimates
are very preliminary.
Note: Insufficient information is available to estimate a cost for this
type of furnace.
Labor Costs for GAC Systems
The previous analysis points to one salient fact regarding the use of
granular activated carbon. Unit costs for small plants reactivating on-site
way be prohibitively expensive. It is obvious that plants in the 1 mgd
design capacity should consider off-site reactivation in a regional facility.
All of the previous cost evaluations have been made for critical design
conditions, such as a once-per-1.4 month reactivation cycle and capacity
factors below 100 percent. These data have been computed for isolated
systems. In a total treatment complex, however, there may be opportunities
to share labor among several activities. For example, the laborers assigned
90
-------
00
H
W
13
CX
B
o
o
t
f
o
4-1
o
cfl
J-J
c
o
Q)
CO 6
•H Q)
TJ O
-------
to groundskeeping or general labor might be utilized in the reactivation
activity. Such a joint use of labor might realize genuine savings, particu-
larly in a small plant. Table 20 displays the percentage of total costs
for plants with on-site reactivation which is made up of labor costs. It can
be seen that for small plants with on-site reactivation, labor costs account
for over 40 percent of the total cost.
SUMMARY AND CONCLUSIONS
It is obvious from the data presented in this report that chlorination
is the cheapest of all of the treatment technologies that might be used for
disinfection. Table 21 summarizes the values for a 1, 5, 10, 100, and 150
mgd plant for all of the treatment alternatives examined in this report.
As chlorination under certain conditions causes chloroform, a potential
carcinogen, in drinking water, planning and operating agencies must examine
alternatives to the chlorination process. These alternatives might take the
form of disinfection techniques other than chlorination, or of trihalomethane
removel techniques such as aeration, or of organic removal techniques such
as granular activated carbon. Hopefully, this report will assist in making
these evaluations.
92
-------
TABLE 20. LABOR COSTS FOR 1, 10, and 100 mgd GAG SYSTEMS REACTIVATING
ON-SITE (FILTER SHELL REPLACEMENT)
Plant
Capacity
5
10
100
Capacity
Factor
.7
.7
.7
Total Cost
$/yr
199,915.97
302,103.2
2,098,677.0
Labor Cost
$/yr
91,385
124,724
421,756
Percent
Labor Cost
46
41
20
93
-------
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94
-------
REFERENCES
1. Breidenbach, Andrew W., "Regulations: Reactions and Resolutions,"
Journal of the American Water Works Association, Vol. 68, No. 2,
February 1976, pp. 77-82.
2. Bureau of Labor Statistics, "Chapter 11. Wholesale Prices," reprint
from the BLS Handbook of Methods (BLS Bulletin 1711), U. S. Department
of Labor, pp. 97-111.
3. Eilers, Richard G., and Smith, Robert, "Executive Digital Computer
Program for Preliminary Design of Wastewater Treatment Systems,"
November 1970, NTIS-PB222765 (report NTIS-PB222764 (card deck).
4. Fair, Gordon Maskew, and Geyer, John Charles, "Elements of Water Supply
and Waste Water Disposal," John Wiley & Sons, Inc., New York, pp. 480-481,
5. Federal Water Pollution Control Administration, "Sewer and Sewage
Treatment Plant Construction Cost Index," U. S. Department of the
Interior, Washington, D. C. 20242.
6. Finerty, Joseph M. (Editor), Employment and Earnings, April 1976,
U. S. Department of Labor, Bureau of Labor Statistics, Vol. 22, No. 10.
7. Love, 0. T., et al., "Treatment for the Prevention or Removal of
Chlorinated Organics in Drinking Water," submitted for publication to
the Journal of the American Water Works Association.
8. Miltner, R. J., "The Effect of Chlorine Dioxide on Trihalomethane in
Drinking Water," Master of Science Thesis, University of Cincinnati,
1976.
9. Patterson, W. L., and Banker, R. F., "Estimating Costs and Manpower
Requirements for Conventional Wastewater Treatment Facilities for the
Environmental Protection Agency," Black and Veatch, Consulting Engineers,
Kansas City, Missouri, 1971. .
10. Quarles, John R., Jr., "Impact of the Safe Drinking Water Act,"
Journal of the American Water Works Association, Vol. 68, No. 2,
February 1976, pp. 69-70.
11. Suindell-Dressler, "Process Design Manual for Carbon Adsorption,"
U. S. Environmental Protection Agency, Technology Transfer, October 1973.
95
-------
12. Symons, James M., "Interim Treatment Guide for the Control of Chloroform
and Other Trihalomethanes," June 1976, Water Supply Research Division,
Municipal Environmental Research Laboratory, Office of Research and
Development, Cincinnati, Ohio 45268, pp. 4-6.
13. Ibid, pp. 1-4.
14. Ibid, pp. 6-30.
96
-------
APPENDIX 2
Stevens, A.A., Slocum, C.J., Seeger, D.R. and Robeck, G.G., "Chlorination
of Organics in Drinking Water," Proceedings of Conference on the Environmental
Impact of Water Chlorination, Oak Ridge, Tennessee, October 22-24, 1975,
and submitted to the Journal of the American Water Works Association
for publication.
-------
CHLORINATION OF ORGANICS IN DRINKING WATER
Reprinted from: Journal American Water Works Association, 68:11, p. 615-620
(November 1976).
Water Supply Research Division
Municipal Environmental Research Laboratory
U.S. Environmental Protection Agency
Cincinnati, Ohio 45268
-------
Chlorination of
Organics in
Drinking Water
Alan A. Stevens,
Clois J. Slocum,
Dennis R. Seeger, and
Gordon G. Robeck
A paper- contributed to and selected by the
JOURNAL, authored by Alan A Stevens
(Active Member, AWWA), res chem , Clois J
Slocum, res, chem , Dennis R. Seeger, res
chem , and Gorden G Robeck (Honorary
Member, AWWA), dir., all of the Water Supply
Res Div , EPA, Cincinnati, Ohio
Bench- and pilot-scale investigations
revealed the influence of precursor
compound concentration, pH, type of
disinfectant, and temperature on triha-
lomethane formation. Implications of
the research for altering treatment
procedures to reduce trihalomethane
production are discussed.
Recently there has been great interest in
the stud) of organic compounds in drinking
water—interest that stems largely from the
results of a 1974 stud} of New Orleans
drinking water, and the publicity that
followed.1 About the same time, two
studiesj ; called attention to the presence in
finished drinking water of some tnhalo-
methanes (mostly chloroform) which were
not found in the respective raw waters at the
locations of stud) Both reports concluded
that the trihalomethanes were formed
during the chlonnation step of the water
treatment process.
The EPA undertook a survey of 80
selected cities to measure the concentrations
of six halogenated compounds in raw and
finished water Those six included four
trihalomethanes (chloroform, bromodichlo-
romethane. dibromochloromethane. bro-
moform) suspected of being formed during
chlonnation. plus carbon tetrachlonde and
1,2-dichloroethane, known contaminants at
New Orleans, but not necessarily formed on
chlonnation. During this National Organics
Reconnaissance Survey (NORS) a more
comprehensive organic analysis was also
performed in five of the 80 cities and has
just been completed in another five
The occurrence of trihalomethanes in
finished drinking water was demonstrated
to be widespread and a direct result of the
*Dehvered at th< \Tonf on the Environmental Impact of Water
Chlormation Oak Ridge Nat! Lab Oak Ridge Tenn (Oct 22-
24, 1975)
NOVEMBER 1976
chlormation practice. No hard evidence was
found in this regard with respect to 1.2-
dichloroethane or carbon tetrachlonde.
Based on the survey results, a theoretical
finished water with the median concentra-
tion of each compound would contain
about 21 jug/I of chloroform. 6 jtg/1 of
bromodichloromethane. 1.2 ;ug/l of dibro-
mochloromethane. and an amount less than
the detection limit for the method used1 of
bromoform (Fig 1) Although most of the
finished waters tested demonstrated this
decreasing order of concentration, this was
not always the case The finished water at
one location had a chloroform concentra-
tion of only 12 jug/1, but a bromoform
concentration of 92 jug/1 It was speculated
that this concentration reflected a relatively
high bromide concentration in the raw
water, with oxidation of bromide to hypo-
bromite by hypochlorite and subsequent
reaction of hvpobromite with precursor
compounds to form the bromine-substi-
tuted trihalomethanes
Recently workers at another EPA labora-
tory ' have adequately demonstrated this
effect by experimentally adding the hahdes
fluoride, bromide, and iodide in the form of
salts to Missouri River water and subse-
quently chlorinating that water The
detected reaction products included all ten
possible non-fluorine mixed and single
halogen-containing trihalomethanes. Final-
ly, the range of chloroform concentrations
was < 01-311 fig/1; bromodichlorometh-
ane. none found (NF)-116 jug/1; dibromo-
chloromethane, NF-100 jug/1, and bromo-
form, NF-92 jug/1
Although the health significance of triha-
lomethanes produced during chlonnation
of drinking water had not been completely
evaluated in 1975. understanding the
factors affecting the ultimate formation of
the trihalomethanes .was considered pru-
dent. The goal was then to develop general
conclusions applicable to rational modifica-
tion of water treatment processes if removal
of trihalomethanes was finally deemed
important for public health reasons. Basic
approaches to affect finished water triha-
lomethane concentrations considered for
study were reducing precursor com-
pound(s) concentration, changing disinfec-
tant (eg. to ozone, chlorine dioxide, etc.)
and removing trihalomethanes after forma-
tion. The last of these is being studied as an
alternative and has been discussed else-
where." Changing disinfectant without an
intense research input from studies of other
public health ramifications could be a
catastrophic step Therefore, because a
chlorine residual must be maintained with-
in the distribution system, removing precur-
sor compounds or controlling their reac-
tions with chlorine was considered the most
logical approach.
The foremost consideration in adjusting a
series of water-treatment processes to
remove an organic precursor is identifying
the compound(s) Bellar et al proposed
ethanol as the compound with oxidation by
hypochlorite to acetaldehyde. or acetalde-
hyde itself, followed by the classical halo-
form reaction as the mechanism of triha-
lomethane production.' Organic chemistry
texts typically cite acetone as the simplest
example of a methyl ketone that undergoes
the haloform reaction. Indeed, Fairless et al
have investigated the reactivity of simple
methyl ketones in water supplies and
consider them to play a major role in
trihalomethane production.7 Glaze and
Henderson have identified chlorinated ace-
tone derivatives that could be haloform
reaction intermediates in super-chlorinated
sewage effluents v These theories are attrac-
C
live because the precursor compounds
mentioned have been qualitatively iden-
tified during gas chromatographic-mass
spectrometnc (GCMS) analysis of Ohio
River water that contains the unknown
precursors that react to form trihalometh-
anes upon chlonnation.
In Dec. 1974 Rook proposed that natural
humic substances were responsible.-' Later
he discussed the probable role of the fulvic
acid fraction in trihalomethane production,
elaborating the thesis with examples of very
reactive w-dihydroxy aromatic compounds
suspected to be basic building blocks of the
humic (fulvic) acid structure."
A more recent article by Rook empha-
sizes after-coagulation treatment for remov-
al of trihalomethanes or their organic
precursors.1" However, a clarification of the
relative roles played by the two groups of
precursor compounds (humic materials vs.
acetyl derivatives of low molecular weight)
with inclusion of a consideration of the role
of pH will help to predict the success of
relatively simple water-treatment process
changes (such as optimizing existing coagu-
lation and sedimentation processes for
precursor removal or changing the ongoing
chlormation practice) designed to bring
about a reduction in the ultimate trihalo-
methane concentrations. The roles of other
treatment parameters such as NH, addition
with chlorine (free vs. combined chlorine)
and temperature should also be clarified.
Methods
Reagents. Chlorine was obtained in a
high purity grade.* Stock solutions were
prepared by passing the pure gas through
nitrogen-purged distilled water. Freshly
prepared stock solutions were standardized
by amperometric titration as described in
Standard Methods." Experimental mixtures
were prepared by appropriate volumetric
dilution of the stock solutions in the test
media.
Water for the various experiments was
obtained from the EPA's Municipal Envir.
Res. Lab. (MERL), Water Supply Res. Div
(WSRD) pilot plant facility at Cincinnati.
Ohio This plant has previously been
described in detail." Raw water was
obtained directly from the Ohio River
intake at the Cincinnati Water Treatment
*From Union Carbide, Ohio Valley Sales Cincinnati Ohio
A A STEVENS ET AL 615
-------
Plant. This water was used as an untreated
source water in all pilot-plant work. Settled
water was that obtained from the pilot plant
after alum coagulation and sedimentation
Dual-media filtered water was the settled
water after anthracite-sand filtration. Acti-
vated carbon filtered water was the same
settled water after passage through 1 5 m of
granular activated carbon (GAC).* Filtra-
tion rates through this plant were similar to
those found in a conventional water treat-
ment plant: 2-25 gpm/sq ft (5-6.25 m/hr)
Blank water for analytical purposes was
obtained by purging laboratory distilled
water exhaustively with helium gas.
The test precursor substances (humic
acid.f acetone,§ acetaldehyde ** and aceto-
phenoneft) were used as obtained from the
suppliers
Standard analytical solutions of chloro-
form, JJ bromodichloromethane,** dibro-
mochloromethane,§§ and bromoformtt
were prepared as described in the NORS
80-city report.'
Procedures. Analyses for the trihalo-
methanes were performed by a modifica-
tion of the volatile organic gas chromato-
graphic technique described by Bellar and
Lichtenberg1-' using specific halogen elec-
trolytic conductivity detection" as de-
scribed in the NORS 80-city report.'
Nonvolatile total organic carbon
(NVTOC) was measured using the method
and apparatus described in the NORS
80-city report ' Samples were acidified with
nitric acid and purged with carbon-free air
for about 10 min to remove carbon dioxide
before the actual analysis. Some volatile
organic materials were lost during this step.
NVTOC was defined as that organic carbon
remaining in the sample after this treat-
ment.
Briefly, the experimental procedure was
as follows: All reactions described were
carried out in the presence of phosphate
buffers. Reaction solutions were made up at
pH 7 and adjusted to the desired pH by the
addition of either hydrochloric acid or
sodium hydroxide. Reaction mixtures were
prepared with the appropriate source
water; buffer was added, and pH was
adjusted. The mixtures were then spiked
with the test compounds, and chlorine stock
solution was added. The reaction mixtures
were typically 1-2 1. Immediately after
mixing, zero time samples were taken by
pouring from the larger vessel into a 50-ml
serum vial containing an appropriate quan-
tity of 0.1 A' sodium thiosulfateft to halt the
reaction by removing chlorine. Samples for
storage (extended reaction time) were taken
in a similar manner without sodium thiosul-
fate. All vial's were sealed headspace-free
with TFE-faced septa immediately after
*Filtrasorb 200, from Calgon Corp Pittsburgh Pa
TFrom Pfdltz and Bauer, Flushing, N Y , or Aldntch Chemical
Co Milwaukee, Wise
^Nanograde, From Allmcrodt St Louis Mo
**Also from Aldntch Chemical Co
ttFrom Fisher Scientific, Pairlawn, N J
JiSpectroanalyzed by Fisher Scientific
§JtColumbia Chemical Co, Columbia, SC
filling as described in the NORS 80-city
reportA The sealed samples were stored at
the indicated temperature in either a water
bath or incubator controlled at ± 0.5C. At
the appropriate time, the vials were opened,
and aliquots were quickly transferred to a
30-ml vial containing sodium thiosulfate.
The smaller vial (headspace free) was then
sealed as described above. All preserved
samples were then stored under refrigera-
tion until analysis.
Results and Discussion
Precursor at pH 7. General. Trihalometh-
anes must result from a reaction or series of
reactions of chlorine with a precursor mate-
rial Simple methyl ketones react through
the classical haloform reaction mechanism
More complex substances, such as humic
materials, also react by this mechanism or
by some other mechanism that includes an
oxidative cleavage step. Because control of
trihalomethane production by precursor
removal or control of precursor reaction
rate was considered the best approach.
some knowledge of precursor identity was
required. Suggestions, as mentioned above,
as to identity of precursor varied from
complex humic materials to simple methyl
ketones or simple compounds with the
acetyl moiety.
This laboratory's earliest work with
precursor removal was simply an experi-
ment to determine whether GAC adsorp-
tion had any effect on precursor concentra-
tion In this work, samples of water taken
from the pilot plant were chlorinated at a
dose of 8 mg/1-that used at that time by the
Cincinnati Water Treatment Plant on the
same raw water to satisfy chlorine demand
and maintain a free residual in the distribu-
tion system In this experiment, not only
were settled and activated carbon filtered
water samples chlorinated to determine the
effect of the carbon, but dual-media filtered
and raw-water samples were also chlori-
nated at the same concentration for
comparison All four samples were buffered
at pH 7 The results in Fig. 2 show that
when the result of chlorination of fresh
GAC-filtered water was compared with the
result of chlorinating the settled water.
removal of precursor was indicated The
effectiveness of GAC filtration, however,
was shown later to be relatively short-
lived—a matter of only a few weeks under
conditions of pilot plant operation.1 The
other important aspect of this experiment
was the dramatic change in the rate of
chloroform formation when the results of
raw and settled water chlorination were
compared Conventional alum coagulation
and sedimentation caused the removal of
most of the precursor material from the raw-
water.
Paniculaies. The above experimental
results indicated that precursors are one or
more of the following some sort of particu-
late, a substance associated with particu-
lates. a substance reacting in association
with the particulates. or possibly a
substance that could be complexed with the
alum and precipitated with the floe. The
nature of the role of the particulates was
therefore further investigated. A simple
vacuum filtration of raw water through
Whatman No I filter paper was carried
out The filtrate, particulates trapped by the
filter (including filter paper) resuspended in
GAC filtered water, original raw water, and
GAC filter effluent with and without clean
filter paper were each chlorinated and
subsequently analyzed for trihalomethane
content after varying periods of storage.
Comparison of the reaction rate curves
for raw and filtered raw water shown in Fig.
3 illustrates a reduction of the rate of
trihalomethane production caused b} re-
moval of particulates. The rate curve for
GAC filter effluent with resuspended filter
paper and particulates from the raw water
indicates that essentially all of the differ-
ence between the raw and filtered raw water
rate curves can be accounted for by the
substances trapped on the resuspended
filter paper. The curves for GAC filter
effluent and GAC filter effluent plus filter
paper are simplv the appropriate controls
and are nearlv identical They indicate
essentially no reaction interference or
enhancement by the filter paper itself
According to these results, simple filtration
either removed some trihalomethane pre-
cursor from the raw water or the removal of
some of the paniculate matter reduced the
reaction rate of dissolved precursor The
paniculate matter, therefore, played some
direct role in trihalomethane production
when Ohio River water was chlorinated
To determine which of these mechanisms
was important, the effect of potentially
active surfaces was investigated by spiking
two sets of GAC-filtered water samples with
simple acetyl derivatives and then suspend-
ing Bentomte clay in one set and powdered
activated carbon in the other set Neither of
the two added particulates caused any
detectable increase in rate of tiihalometh-
ane formation. Therefore active surface
effects were not considered significant but
paniculate matter or substances strongly
sorbed on the paniculate matter were found
to be important precursors of trihalometh-
ane production at pH 7.
Humic acid Because humic substances
are more likely to be found in natural
waters as small particulates or sorbed on
clay particles" than are soluble simple
methyl ketones, a direct test of Rook's
hypothesis-1 was attempted using commer-
cially available humic acid, both suspended
at pH 7 and dissolved at higher pH. which
was later readjusted to pH 7. At concentra-
tions of humic acid representing an
NVTOC concentration similar to that
found for Ohio River water (approximately
3 mg/1 of NVTOC). the rate curve fo'r
formation of trihalomethanes was observed
to be very similar to that seen for chlorina-
tion of the natural water (Fig. 4). In addi-
tion, a filtration experiment (0.2 /xm pore
filter) similar to that earned out on the raw
616 WATER TECHNOLOGY/QUALITY
JOURNAL AWWA
-------
romodichloromethan
Per Cent Equal to of Less
Than Given Concentration
Fig. 1 Frequency Distribution of Trihalometh-
ane Data
50
I
25 -
Settled
Fresh GAC Filtered
30 60
Storage Time — hr
90
-J
120
Fig. 2 Effect of Treatments on Chloroform
Production—8 mg/l Chlorine Dose, 25C,
pH 7
Storage Time—hr
Fig. 3 Effect of Simple Filtration on Trihalo-
methane Production—Chlorine Dose 10 mg/l,
25C, pH 7
Fig. 7 Effect of pH on Chloroform Production,
Settled Water, 25C, 10 mg/l Chlorine Dose
Fig. 4 Comparison of Humic Acid, Raw Water
Reaction Rates at Similar NVTOC Concentra-
tions—10 mg/l Chlorine Dose
Dissolved at pH 11,
Readiusted, Filtered
(0 2 i»m), Chlorinated
n —
uspended, Filtered (0 2 Km). Chlorinated
10 20 30 40 50 60 70
Reaction Time—nr
Fig. 5 Filtered and Unfiltered 5 mg/l Humic
Acid Mixtures—pH 7, 10 mg/l Chlorine Dose
Fig. 8 Effect of Humic Acid Concentration on
Trihalomethane Production—pH 67, 25C, 10
mg/l Chlorine Dose
10 20 30 40 50 60 70
Reaction Time—hr
Fig. 6 Raw and Carbon Filtered Water Spiked
at 5 /xM With Low Molecular Weight Acetyl
Compounds—10 mg/l Chlorine Dose, pH 7
0 10 20 30 40 50 60 70
Fig. 9 Effect of pH on Trihalomethane
Production From 1 mg/l Humic Acid—25C,
Chlorine Dose 10 mg/l
NOVEMBER 1976
A A STEVENS ET AL 617
-------
Fig. 10 Effect of pH on Trihalomethane
Production From 1 mg/l Acetone—25C, Chlo-
rine Dose 10 mg/l
Fig. 11 Chloroform Production at Three
Temperatures of Raw Water—pH 7, Chlorine
Dose 10 mg/l
0 10 20 30 40 50 60 70 80
Reaction Time—hr
Fig. 12 Free vs Combined Chlorine and TTHM
Production With and Without NH, Addition-
pH 7
water described above was conducted on
suspensions and solutions of humic acid.
The results (Fig. 5) were similar to those
reported m Fig. 3. Thus, in terms of rate of
tnhalomethane formation on chlonnation,
the physical and chemical characteristics of
humic acid in suspension and solution at
these concentrations were found to be
similar at pH 7 to those of the unknown
precursor substances present in the Ohio
River.
Finally, attempts to react chlorine at pH 7
with simple acetyl compounds (acetone,
acetaldehyde, and acetophenone), when
these compounds were spiked at 5 /xmol/l
into raw- and GAC-filtered water, failed to
produce tnhalomethanes at rates signifi-
cantl) higher than those observed for the
blank samples (Fig. 6). Therefore, for chlo-
nnation of natural waters at pH values near
7, the humic acid precursor hypothesis of
Rook seemed the most valid.
Effect of pH on reaction rate and precursor
identity. General. Because the rate-deter-
mining step of the classical haloform reac-
tion is enohzation of a ketone. the rate of
tnhalomethane formation is pH dependent.
For example, the reaction of acetone with
hypochlorite to form chloroform proceeds
at a faster rate at pH 11.5 than at pH 6.5.
Experimentally, a sample of settled water
was buffered at pH 6.5 and another at pH
11.5; both were chlorinated at an initial
concentration of 10 mg/l The results (Fig.
7) show that the rate of formation of chlo-
roform increases with an increase in pH.
This could be explained simply by an
increase in the humic acid reaction rate, as
would be expected by the classical mecha-
nism Another possibility, however, is thato-
other compounds in the source water (set-
tled), such as acetone, that do not react
readily at pH 6.5. become significant con-
tributors to the overall reaction rate (chloro-
form formation) at pH 11 5. An indication
of the latter possibility was previously noted
in the work of Fairless et al—acetone was
shown to react at a significant rate at pH
9.5, but not at a pH near 7.7 Because
chlonnation is carried out at high pH in
some water supplies, especially where lime
softening or excess lime softening is prac-
ticed, further investigation of the effect of
pH was necessary.
Humic Acid Figure 8 illustrates the reac-
tion rate curves for formation of total triha-
lomethanes (TTHM) from three concentra-
tions of humic acid (0.1, 0.5, 1.0 mg/l)
spiked in GAC-filtered water in presence of
excess chlorine (10 mg/l with less than 10
per cent change during the course of the
experiment). An apparent first order rate
dependence on initial humic acid con-
centration is demonstrated; that is, at any
given time between any two curves, the
ratios of concentrations of TTHM produced
are equal to the respective ratios of initial
humic acid concentrations. The change in
rates with apparent exhaustion of reaction
sites can also be seen as nearly constant
TTHM concentrations are approached.
618 WATER TECHNOLOGY/QUALITY
In Fig. 9 the pH dependency of reaction
rate at one of these concentrations (1 mg/l)
is illustrated. The same curve characteristics
were observed at all pH values As noted
above, one can assume from the shape of
the curves that the reaction was nearly
complete at pH 6.7 or was proceeding very
slowly relative to the initial rate. Because
the reaction is essentially complete at pH
6.7 at the end of the experiment, the nearly
two-fold increase in final product concen-
tration at pH 9.2 can only be explained by
the presence of certain reactive sites on the
complex humic acid molecule that react at
insignificant rates at the lower pH. but are
reactive at higher pH. The concentration of
significant reactive sites in the reaction
mixture, when expressed as equivalents per
liter, is therefore at least twice as high at the
higher pH. Based on this analysis, and
considering humic acid to be 60 per cent
carbon, 0.7 per cent and 1.4 per cent of the
carbon present reacts ultimately to become
tnhalomethane at the low and high pH
values respectively.
Acetone. Reactions of acetone with chlo-
rine can be compared quantitatively with
those of humic acid in an evaluation of the
potential role of acetone as a precursor
because the similarity of the humic acid
reaction to that of the natural material in
the source water has already been demon-
strated (see Fig. 4). Figure 10 shows the pH
dependency of the rate of reaction of 1 mg/l
acetone. At pH 6.7 the TTHM concentra-
tion from acetone after 96 hr is about one
third of that observed from 1 mg/l humic
acid in the same 96-hr period (see middle
curve, Fig. 9). These numbers might seem
to indicate that acetone could be a signifi-
cant precursor at pH 6.7. Because the rate of
trihalomethane production from acetone
through the classical haloform reaction
mechanism is known to be proportional to
acetone concentration, however, 3 mg/l of
acetone would be required to give the same
TTHM concentration at 96 hr as would 1
mg/l of humic acid. Therefore, approxi-
mately 15 mg/l of acetone would be
required to give the concentration of chlo-
roform observed from the raw water (Fig.
4). Thus, if acetone were the important
precursor at pH 6.7, sufficient acetone
would be required in solution to account for
over 9 mg/l of NVTOC, which far exceeds
the 2 to 3 mg/l NVTOC usually found in
the source water (acetone is not easily lost in
the CO, stripping during NVTOC sample
preparation).
Furthermore, the reaction rate curve for
acetone at pH 6.7 is nearly a straight line
which indicates no change in rate during
the experiment. By again using the
assumption that acetone reacts by the clas-
sical haloform reaction mechanism and
from the final trihalomethane concentra-
tion observed, less than 1 per cent of the
acetone initially present was calculated to
have reacted. Because this change of
acetone concentration was insignificant, its
effect on reaction rate was not observed in
JOURNAL AWWA
-------
The occurrence of trihalomethanes in fin-
ished drinking water was demonstrated to be
widespread and a direct result of the chlonna-
tion practice Vintage installations, such as
the one shown, are still serving reliably
this experiment. An insignificant change
was expected, based on calculations using a
reported rate expression for acetone m the
haloform reaction.'* Therefore, if acetone
was the most important precursor and if its
concentration was high enough to account
for the observed rate of tnhalomethane
production from the source water, the char-
acteristic rate curve would be linear as
plotted. For these two reasons acetone is not
likely to be a significant precursor at pH
6.7.
At pH values much higher than 6.7,
however, the situation could be different
Figure 10 has been plotted on the same
numerical scale as Fig. 9, so that a direct
comparison of reaction rates between
acetone and humic acid at the various pH
values is possible A comparison of the
curves on these figures, representing the
trihalomethane formation rates at the
higher pH values, illustrates a much larger
increase in reaction rate of acetone with
changing pH than that observed with the
same concentration of humic acid. The 30-
fold observed increase (graphically measur-
ed) in acetone reaction rate was also
expected from calculations based on the
reported rate expression.1' A rate increase
of this magnitude could allow as httle as 500
,ug/l (15 mg/1/30) of acetone to account for
the trihalomethanes formed on raw water
chlonnation of pH 10.2. Therefore, low
molecular-weight compounds containing
the acetyl moiety that have haloform reac-
tion rates similar to that of acetone can
become significant contributors to total
trihalomethane production when chlorina-
tion is earned out at high pH Thus, both
possible explanations for the effect of pH
on reaction rate noted in the discussion of
Fig. 7 are valid.
The question of precursor identity is,
therefore, complicated because "precursor"
is actually a mixture of compounds with
differing reactivities at varying pH values,
solubilities, and other physical and chem-
ical characteristics. The relative contribu-
tions of the various constituents of a given
water depend somewhat on the treatment
practiced as well as on the source of the
water. The probable diverse nature of
precursor also may hamper efforts to find a
single general organic parameter for unit
process control that will predict effective
removal of precursor.
Temperature. The effect of temperature
on the rate of reaction of precursors present
in Ohio River water was investigated to
assess the potential effect of wide seasonal
temperature variations in raw and treated
waters. The wmter-to-summer water temp-
erature variation in Cincinnati. Ohio, raw
and finished water is approximately 26C
(from < 2C> 28C). The results presented
in Fig. 11 show that this temperature differ-
ential could easily account for most of the
winter-to-summer variation in chloroform
concentration (< 30 fig/1 to > 200 fig/i)
observed in Cincinnati tap water over the
past year when raw water chlonnation with
a three to four day chlorine contact time
was practiced. Some other factors, such as
seasonal variation in precursor concentra-
tion, certainly have some additional effect,
however
Disinfectant. Work is progressing with
measurement of the effects of the use of
oxjdants other than chlorine as disinfectants
(O,, C1OJ on trihalomethane production.
When completed, the results of these exper-
iments will be the subjects of future reports.
The work reported herein was confined to a
study on the effect of chlonnation practice,
given the presently recognized need for
maintenance of a chlorine residual in the
distribution system. Chlonnation in the
presence of added ammonia is practiced in
some locations in an attempt to maintain
residuals (as chloramme) for extended
periods of time. Figure 12 illustrates the
result of an attempt to form trihalometh-
anes with chlorine added in the presence of
added ammonia. Chlorine was added at 5.5
mg/1 (measured) to raw water and to raw
water spiked with 20 mg/1 NH_,C1 (ammon-
ia nitrogen, 5.2 mg/1). The results of the
measurements for trihalomethane produc-
tion and free- and combined- (mostly
NFLC1) chlorine residuals in Fig. 12 show
that when combined chlorination was prac-
ticed, trihalomethane production was min-
imized. Therefore, during chlonnation of
water where the ammonia breakpoint is not
achieved, trihalomethane production may
not be a problem At this time, however.
ammomation is not recommended as a
technique to avoid trihalomethane forma-
tion because of the relatively poor disin-
fecting power of chlorammes when com-
pared with that of free chlorine.
Full-scale plant operation. The reduction
of ultimate trihalomethane concentration in
finished drinking water is the primary goal
of on-going field research at a number of
water-treatment plants in the U S. Prelimi-
nary results of this work indicate that the
conclusions drawn above with regard to the
role of coagulation and settling in reducing
precursor concentration are valid. The
dramatic reduction of trihalomethane con-
centrations in finished water as a result of
simply changing the point of chlonnation
from before to after the first settling process
at a 160 mgd plant has recently been
reported."'
Summary and Conclusions
The precursor to trihalomethane produc-
tion during the chlonnation process in
drinking-water treatment is probably a
complex mixture of humic substances and
simple low-molecular-weight compounds
containing the acetyl moiety. The relative
importance and contribution to trihalo-
methane production of each of the specific
precursor compounds are pH dependent.
Where chlonnation following clarification
is earned out at pH values near 7, effective
coagulation and sedimentation may be
sufficient to reduce the precursor concen-
tration to levels where ultimate trihalo-
methane concentrations are below the yet
undefined adverse health effect levels.
Where chlorination is carried out at high
pH (as in a lime- or excess lime softening
plant), treatment for precursor removal is
more complicated. In these cases, removal
of relatively water-soluble low-molecular-
weight compounds (concentrations of
which would not be expected to be signifi-
cantly affected by coagulation and settling
processes) is also necessary before chlorina-
tion. Thus, the point of chlorination in the
treatment process, being a significant factor
in trihalomethane production, probably
represents the most important variable to
be considered for change in attempts to
reduce ultimate trihalomethane concentra-
tions in finished drinking water.
To date, GAC has been used with only
limited success to remove precursor com-
pounds. Because its effectiveness is limited
to only a few weeks after being placed in
filters, its use would require frequent activa-
tion or replacement cycles.
Work is continuing in an effort to deter-
mine ways to reduce the extent of tnhalo-
methane reaction through precursor remov-
al or control of reaction rates The final
evaluation of the success of this work must,
however, await more precise health effect
information regarding the significance of
the presence of trihalomethanes in drinking
water.
Acknowledgements
The authors acknowledge the assistance
of the Research Sanitary Engineers, O.T.
Love and J.K Carswell and accompanying
staff, who were responsible for pilot-plant
aspects of this work, B.L. Smith, Physical
Science Technician, for NVTOC analyses
and some chlorine residual measurements;
NOVEMBER 1976
A A STEVENS ET AL 619
-------
J.M. Symons and J.K. Carswell for review
of the manuscript, and Mrs. M. Lilly for its
preparation.
References
1 New Orleans Area Water Supply Study
(Draft Analytical Report) Lower Missis-
sippi River Facility. EPA, Slidell. La
(1974)
2 ROOK. J.J Formation of Haloforms During
Chlormation of Natural Waters Water
Treatment and Examination, 23' Part 2.234
(1974)
3 BELLAR, T A., LICHTENBERG. JJ . &
KRONER. R C. The Occurrence of Organo-
halide.s in Chlorinated Drinking Water.
Jour AWWA.66 II 703 (Dec. 1974)
4 SYMONS. J M.; BELLAR, T.A.. CARSWELL,
J K , DEMARCO, J . KROPP. K L . ROBECK.
GO.. SEEGER. D.R . SLOCUM, C J., SMITH.
B L . & STEVENS. A.A. National Organics
Reconnaissance Survey for Halogenated
Organics in Drinking Water Water Supply
Res Lab and Methods Development and
Quality Assurance Lab.. Natl. Envir Res.
Center, EPA, Cincinnati. Ohio Jour
AWWA. 67 11 634 (New 1975)
5 BUNN, WW.; HAAS, BB: DEANE, E.R.. &
KLEOPFER, R.D. Formation of Trihalometh-
anes by Chlormation of Surface Water.
Accepted for publication. Environmental
Letters, November Issue (1975)
6 LOVE, OT . JR , CARSWELL, J K , STEVENS.
A.A , & SYMONS, J M Treatment of
Drinking Water for Prevention and Remov-
al of Halogenated Organic Compounds (An
EPA Progress Report) Presented at the
AWWA 95th Annual Conf Minneapolis,
Minn (Jun 8-13, 1975)
7 FAIRLESS. B. Personal Communication EPA.
Region V. Central Regional Lab , Chicago.
Ill (1975)
8 GLAZE, W H Personal Communication
North Texas State Unvi , Denton. Tex
(1975).
9 ROOK, J.J Formation and Occurrence of
Chlorinated Organics in Drinking Water
Presented at the 95th Annual Conf
AWWA. Minneapolis, Minn (Jun 8.
1975)
10 ROOK. J.J. Haloforms in Drinking Water.
Jour AWWA, 68-3 168 (Mar 1976)
11 Standard Methods for the Examination of
Water and Waste Water APHA, New York
(13th ed 1971).
12 BELLAR. T.A & LICHTENBERG. JJ Deter-
mining Volatile Organics at the /eg/I Level
in Water by Gas Chromatography Jour
AWWA. 66.11 739. (Dec 1974)
13. STEVENS, A.A & SYMONS, J.M. Analytical
Considerations for Halogenated Organic
Removal Studies. Proc. AWWA Water
Quality Technology Conf, Dallas. Tex.
(Dec 2-3, 1975) p XXVI-1.
14 SCHNITZER, M & K.AHN, S V Hiimtc
Substances in the Environment Marcel
Dekker. Inc. New York (1972)
15 The Effect of Chlormation on Selected
Organic Chemicals. Manufacturing Chem-
ists Association, Final Report. Project 12020
EXG 03/72 EPA, Washington. D C
(1972).
16. KISPERT, EC Plant Modifications Minimize
Chloroform Formation at Cincinnati. Pre-
sented at the AWWA 96th Annual Conf
New Orleans, La. (June 23. 1976)
74054 4241.4310
620 WATER TECHNOLOGY/QUALITY JOURNAL AWWA
-------
APPENDIX 3
Love, O.T., Jr., Carswell, J.K., Stevens, A.A., Miltner, R.J. and Symons, J.M.,
"Treatment for the Prevention or Removal of Chlorination Organics in Drinking
Water," to be submitted to the Journal of the American Water Works Association.
-------
TREATMENT FOR THE PREVENTION OR REMOVAL
OF TRIHALOMETHANES IN DRINKING WATER
by
0. Thomas Love, Jr., J. Keith Carswell, Richard J. Miltner,
and James M. Symons
with assistance and technical consultation from:
Paul A. Keller
Kenneth L. Kropp
Gordon G. Robeck
Dennis R. Seeger
Clois J. Slocum
Bradford L. Smith
Alan A. Stevens
Appendix 3
to
"Interim Treatment Guide for the Control of Chloroform
and Other Trihalomethanes"
-------
TABLE OF CONTENTS
Page
I. INTRODUCTION 1
II. REMOVING TRIHALOMETHANES AFTER FORMATION
A. Aeration 1
B. Adsorption
1. Powdered Activated Carbon (PAC) 5
2. Granular Activated Carbon (GAC) 5
C. Oxidation
1. Ozone (03) 13
2. Chlorine Dioxide (C102) 14
D. Summary of Studies for Reducing Trihalomethanes After
Formation 14
III. TRIHALOMETHANE PRECURSOR REMOVAL 16
A. Aeration 16
B. Adsorption
1. Powdered Activated Carbon 18
2. Granular Activated Carbon 18
C. Oxidation
1. Ozone 26
2. Chlorine Dioxide 29
D. Coagulation
1. Pilot Plant Studies 38
2. Field Studies 43
E. Summary of Trihalomethane Precursor Removal Studies 46
IV. ALTERNATIVES TO CHLORINATION 46
V. CONCLUSIONS 50
-------
I. INTRODUCTION
The issue of chlorinated organics formed in the treatment of drinking
water became a priority topic to the U.S. Environmental Protection Agency in
1975. The work of Rook in The Netherlands and Bellar, Lichtenberg, and
2
Kroner in the United States showed that chlorine used for disinfection reacted
with organic precursor(s) in the water and formed chloroform and other
halogenated organics. To assess the general situation across the United
States a National Organics Reconnaissance Survey was conducted (Symons, et al.,
3
1975). The predominant volatile chlorinated organics found in drinking water
were trihalomethanes - specifically, chloroform (CHCl^), bromodichloromethane
(CHBrCl ), dibromochloromethane (CHBr Cl), and bromoform (CHBr ). Of these
four trihalomethanes, chloroform appeared most frequently and in the highest
concentration. The basic equation — Chlorine + Precursov(s) -> Trihalomethanes
+ Other Chlorinated Organics — suggested the options for controlling the
concentration of these compounds were either to: 1) remove the trihalomethanes
after they were already formed, or 2) to prevent their formation by either
removing the precursor(s) before chlorination or by seeking an alternate
disinfectant. Both approaches have been studied in the Water Supply Research
456
Division laboratory ' ' and this paper summarizes the results to date.
II. REMOVING TRIHALOMETHANES AFTER FORMATION
A. Aeration
Chloroform is lost to the atmosphere when water is held in open vessels
o
or from a flowing stream accidentally contaminated by a chloroform spill.
In beakers standing open at room temperature, almost all of the chloroform was
lost from Cincinnati tap water on 3 days standing. At one European utility,
over 90 percent of the chloroform is lost during three weeks standing in a
deep holding reservoir just prior to water treatment. These data indicate that
-------
- 2 -
chloroform is "volatile" and will be lost from the water at any air-water
interface. Therefore, studying aeration as a unit process for removing
or reducing trihalomethanes after formation seemed logical.
A countercurrent-flow aerator was fabricated out of 3.7 cm (1.5 in.)
diameter glass tubing with a fritted glass diffusor. At an air to water
(volume to volume) ratio common to water treatment aerator design for
controlling taste and odor problems (1:1) the chloroform concentration in the
tap water was not significantly changed (see Table I). An increased air to
water ratio of 8:1 yielded a 58 percent chloroform reduction and a further
increase to 20:1 showed an 83 percent decrease. For perspective, the air
to water ratio used in the aeration basin of a conventional activated sludge
wastewater treatment plant is about 8:1 and the purging step in the volatile
9 10
organic analysis is approximately 44:1. Rook described the stripping
efficiency of a cascading tower aerator (for chloroform in water) that is
comparable to these diffused-air aeration results.
In situations where a free chlorine residual persists through a water
treatment plant, chloroform concentrations increase in spite of some loss to
the atmosphere because of a continuing rapid reaction of chlorine with
precursor.* For example, in one water utility the chloroform concentration
increased from 39 yg/Ji to 83 pg/£, and in another utility the increase was
* - The following are definitions of three terms used throughout this paper.
For details see Stevens and Symons. •'-
1. Instantaneous trihalomethane concentration — the concentration of
trihalomethanes in the water at the moment of sampling.
2. Terminal trihalomethane concentration — the concentrations of
trihalomethanes that occur when a sample of water is stored for a specified
time at a specified pH and temperature'.
3. Trihalomethane formation potential — the difference between the
terminal and instantaneous trihalomethane concentrations.
Mention of commercial products does not constitute endorsement by the U.S.
Environmental Protection Agency
-------
- 3 -
from 18 pg/£ to 63 pg/£ as the water flowed through the sedimentation basins.
Therefore, to fully evaluate aeration as a unit process, consideration of
trihalomethane formation subsequent to treatment must be included. To illustrate,
Figure 1 shows the effluent chloroform concentrations measured in one of the
aeration studies where duplicate samples were collected and one set held
for two days before analysis to simulate distribution storage. Additional
chlorine was added to insure a sufficient residual for the increased contact
time. A slight reduction in chloroform was. noted at the 1:1 air to water
ratio, however, the net chloroform concentrations after two days storage were
approximately the same for both the control sample and the 1:1 aerated sample.
At the 20:1 air to water ratio the chloroform reduction immediately after
aeration was about 85 percent, yet the net reduction based on a two-day
storage time was only 50 to 55 percent. Treatment for reducing the precursor
(trihalomethane formation potential) is further covered in Section III.
Table I
Reduction of Trihalomethane Concentrations in Drinking Water by Aeration
, Chlorine
Air: itfater Residual Trihaiomethanes,
Ratio
_
1:1
8:1
12:1
16:1
20:1
mg/£
1.3
1.2
1.2
1.2
1.2
1.1
CHC13
99
101
45
33
19
16
CHBrCl2
24
5
13
7
8
5
CHBr2Cl
5
5
3
<1
3
3
CHBr3
NFC
NF
NF
NF
NF
NF
a - Activated carbon filtered compressed air.
b - Cincinnati, Ohio tap ater, 10 min. contact time.
c - None found.
-------
- 4 -
•"71
cc
o
LL
O
cc
O
X
o
CHLOROFORM CONCENTRATION
AFTER AERATION
CHLOROFORM CONCENTRATION
AFTER AERATION, RECHLORINATION
AND TWO DAYS STORAGE @25°C
(UNREACTED CHLOROFORM
FORMATION POTENTIAL)
4:1 8:1 16:1
AIR TO WATER RATIOS
20:1
Fig. 1. Removal of Chloroform from Cincinnati, Ohio Tap Water by Aeration.
-------
- 5 -
B. Adsorption
1. Powdered Activated Carbon_(PAC)
Powdered activated carbon at a few milligrams per liter (mg/£) dosage
is often effective as a taste and odor control measure, but large dosages
are necessary to adsorb general organics, as measured by the Carbon
*12
Chloroform Extract (CCE-m) and non-purgeable total organic carbon (NPTOC).
latch studies using a jar test apparatus were conducted to determine the
PAC dosages required to reduce trihalomethane concentrations. The PAC was
added to the water samples, mixed at 100 rpm for two minutes, 50 rpm for five
minutes, settled for 30 minutes, centrifuged at 1500 rpm (480 gravities) for
20 minutes, then decanted and analyzed for trihalomethanes. Table II
shows the results of this procedure on Ohio River water that had been dosed
with alum and chlorine and stored in reservoirs for three days at the
Cincinnati Water Works. The highest PAC dosage (100 mg/£) reduced the
chloroform by 53 percent and the bromodichloromethane by 77 percent. The
initial dibromochloromethane concentration was only 2 yg/£. Bromoform was not
present. A PAC dosage of 100 mg/£ would be costly at a water treatment
plant and would generate a problem sludge.
2. Granular Activated Carbon (GAG)
Glass column 3.7 cm (1.5 in.) in diameter filled with different depths
and types of GAC (See Table III) were exposed to tap water at various
**
hydraulic loadings and contact times to determine the ability of GAC to
remove chloroform and the other three trihalomethanes. At a hydraulic loading
2
of 5 m /hr (2 gal/min/ft ) the trihalomethane reductions through 76 cm (30 in.)
* - The TOC concentration remaining after an acid purge which removes carbon
dioxide and possibly some organics.
** - Apparent contact time is the empty bed volume times the porosity of the
media divided by the flow rate.
-------
- 6 -
Table II
Reducing Trihalomethane Concentration in Prechlorinated Ohio River Water'
Using Powdered Activated Carbon
Powdered Act. Carbon
Trihalomethanes, yg/£
dosage, mg/£
0
1
2
4
8
16
32
64
100
CHC13
64
52
53
51
51
48
45
35
30
CHBrCl CHBr Cl
9 2
7 1
7 1
7 <1
8 1
8 <1
6 1
4 <1
2 <1
CHBr3
NFC
NF
NF
NF
NF
NF
NF
NF
NF
a - Alum and chlorine added and stored for 3 days off-stream in open
reservoirs.
b - Watercarb, Husky Industries, Dunnellon, Florida 32630
c - None found.
of a coal base and also a lignite base GAG are shown in Figures 2 and 3,
respectively. These columns were started at different times, but the
trihalomethane reduction patterns are similar. Chloroform was reduced 90
percent or more for about three weeks then the effluent chloroform concentration
steadily increased until it equalled the influent concentration at about the
ninth or tenth week. The trihalomethanes containing bromine were more
effectively reduced by the GAC. Positive reductions were observed for 26 to 30
weeks for bromodichloromethane, around 40 weeks for dibromochlormethanes and
greater than 40 weeks for bromoform. This may be because the brominated
compounds are present in lower concentrations than chloroform in Cincinnati, Ohio
-------
150-1
UJ
z
LU
O
I
E
TIME IN OPERATION, MONTHS
DIBROMOCHLOROMETHANE
1234
TIME IN OPERATION, MONTHS
BROMODICHLOROMETHANE
1234
TIME IN OPERATION, MONTHS
TEST PERIOD: FEB-MAY 1975
GAC TYPE: FILTRASORB 200
BED DEPTH: 76cm (30 INCH)
HYDRAULIC LOADING: 2gpm/ft2
APPARENT CONTACT TIME: 5 MIN.
BROMOFORM WAS NOT FOUND
Fig. 2. Removal of Trihalomethanes from Cincinnati, Ohio Tap Water by Coal-Base
Granular Activated Carbon.
-------
- 8 -
Z
cc
Z
UJ
o
Z
o
o
1501
100-
50-
UJ
Z
LU
5
o
_l
X
oc
CHLOROFORM
o-1
.'--EFFLUENT
1234
TIME IN OPERATION, MONTHS
DIBROMOCHLOROMETHANE
1234
TIME IN OPERATION, MONTHS
301
20-
10-
BROMODICHLOROMETHANE
1234
TIME IN OPERATION, MONTHS
TEST PERIOD: MARCH-JUNE, 1975
GAC TYPE: HD-10X30
BED DEPTH: 76cm (30 INCH)
HYDRAULIC LOADING: 2gpm/ft2
APPARENT CONTACT TIME: 5 MIN.
BROMOFORM WAS NOT FOUND
Fig. 3. Removal of Trihalomethanes from Cincinnati, Ohio Tap Water by Lignite Base
Granular Activated Carbon.
-------
_ 9 -
tap water and therefore, the lighter loading yields a longer life for the GAC,
or it might be that the brominated compounds are better adsorbed than the
chloroform. The latter is probably the most likely explanation as this has
also been suggested by Rook.
Although periods existed when the effluent trihalomethane concentrations
exceeded the influent (Note chloroform and bromodichlorome thane desorption in
Figure 4) , a materials balance after 40 weeks accounted for all but 6 percent
of the total trihalomethane loading in the coal base GAC system and 16 percent
in the lignite base GAC system. The total trihalomethane loading used in
the materials balance is a summation of the product of the averaged weekly
flows and the total trihalomethane concentrations. The total trihalomethane
concentration, expressed in terms of micromoles per liter, is the sum of
the individual trihalomethanes divided by their respective molecular weights.
For example, a water sample containing 50 yg/£ CHC1 , 26 yg/£ CHBrCl , 12 yg/£
SO 9 f\ 19 1
CHBr.Cl, and 1 yg/£ CHBr. would have ~0 + -ff- . + ±=-Q + ^ = 0.64 ymoles/liter
j j j_xy
total trihalomethanes.
Figure 5 summarizes a study where both the flow rate and GAC depth were
manipulated to give constant contact times. The rate at which the water was
applied to the GAC (i.e., contact time) had a direct effect on the life of the
bed. Doubling the contact time from 5 minutes to 10 minutes essentially doubled
the effectiveness of the GAC for chloroform removal. In other words, if the
flow rate is doubled and the depth remains the same, the life of the GAC bed
is reduced to one-half as shown in Figure 6.
TABLE III
Granular Activated Carbon Characteristics
Coal Base Coal Base Lignite Base
Filtrasorb 20Qa Filtrasorb 400a HD-10 x 30
Surface Area by^Nitrogen Gas
BET method, m /gm 850-900 1050-1200 600
Uniformity Coefficient 1.7 1.9 1.7
Effective Size, mm 0.55 - 0.65 0.55 - 0.65 0.9 - 0.9
Density, lbs/ft3 30 25 23.5
§- Calgon Corp., Pittsburgh, Pa.
~ ICI-US, Wilmington, Del.
-------
- 10
100-
50-
O
HI
>
O -200J
I***. 100-
\CHLOROFORM
LIGNITE GAC
S! ', r« ' COAL GAC 5°-
\ '";•' V"
\;<:
iii ° i:\l//^
a ' * /
• ..,! „ cn
•••**
\ * * * *
V.A
y
-/I
iVV. ,
f\i/ V»
V ''I
(
BROMODICHLORO-
METHANE
2 10 20 30 40 10
20
1-1
Vi 7
¥ i i
1 I
30 4
WEEKS IN SERVICE
WEEKS IN SERVICE
O
cr
1 oo-t*»- »v
50-
DIBROMOCHLOROMETHANE
° LIGNITE BASE GAC (HD-10x30)
. COAL BASE (FILTRASORB-200)
BED DEPTH: 76cm (30 INCH)
HYDRAULIC LOADING: 2gpm/ft2
APPARENT CONTACT TIME: 5 MIN.
BROMOFORM WAS 100% REMOVED
WHEN FOUND IN THE TAP WATER
10 20 30 40
WEEKS IN SERVICE
Fig. 4. Removal of Trihalomethanes from Cincinnati, Ohio Tap Water using Two
Types of Granular Activated Carbon.
-------
- 11 -
100-
Q
LU gO-
O
s
LU
EC
CINCINNATI, OHIO TAP WATER
AVERAGE APPLIED CHLOROFORM CONCENTRATION=24//g/L
TYPE: FILTRASORB 400
2 gpm/ft2
90cm (36 INCH)
4 gpm/ft2
180cm (72 INCH)
LU
O
OC
LU
60-
4o-
20-
1 gpm/ftz V*. \
90 cm (36 INCH) \ \
^~ 2 gpm/ft2
\ 180cm (72 INCH)
0. H
Q. ,
50% EFFECTIVE
= 12A(g/L)
10 15
TIME IN WEEKS
20
25
Fig. 5. Effect of Contact Time on Chloroform Adsorption on
Granular Activated Carbon.
-------
- 12 -
100
AVERAGE CHLOROFORM CONCENTRATION
IN APPLIED CINCINNATI, OHIO TAP WATER=
GAC DEPTH: 90 cm (36 INCH)
GAC TYPE: FILTRASORB 400
Q
LLI
HI
DC
UJ
O
DC
UJ
50% EFFECTIVE
°0 CHLOROFORM = 23 /ug/L
-20
234567
TIME IN WEEKS
Fig. 6. Effect of Hydraulic Loading on Chloroform Removal from
Tap Water.
-------
- 13 -
In field studies where the applied water and the effluent from GAG
beds were sampled, the findings regarding trihalomethane reductions were very
similar to the laboratory results. The actual operating GAG beds were
exhausted readily for chloroform yet the bromine containing trihalomethanes
were removed for longer periods as shown in Table IV.
TABLE IV
Trihalomethane Removal at Water Treatment Plants Using Granular Activated Carbon
Granular Activated Carbon Trihalomethanes, yg/£
Time in Service, months CHC13 CHBrCl CHBr Cl CHBr
b
Plant A - Settled Water
Filter No. 1 Effluent
Filter No. 2 Effluent
b
Plant B - Settled Water
Filter Effluent
Plant C - Settled Water
Filter Effluent
9
36 8
4 8
14
2-1/2 10
11
2 10
1.0
1.4
1.4
4.2
1.7
2.3
0.9
5.0
8.8
NF
1.4
<.l
0.8
0.3
i
NF
NF
NF
NF
NF
NF
NF
a - GAG used as both a filter and an adsorber that received chlorinated,
coagulated and settled water.
b - GAG filter influent.
c - None found.
C. Oxidation
1. Ozone (0,,)
_j
For these studies, a 3.7 cm (1.5 in) diameter glass counterflow ozone
contactor was fabricated. The contact time in the contactor could be varied
by adjusting the water depth. Ozone was generated by a Welsbach Model T-408
generator using "Aviator's Breathing" grade oxygen. The ozone-oxygen gas
mixture was dispersed through a fritted glass sparger in the bottom of the
contactor. Applied ozone concentrations were determined by an lodometric
Method. In an effort to maximize contact between the ozone-oxygen mixture
and the water, a small, high speed propeller mixer
-------
- 14 -
was positioned just below the water surface within the column. The propeller
caused almost complete dispersion of the rising bubble pattern, however, even
at an applied ozone dose of 25 mg/£ (4 to 5 minute contact time), attempts
to remove trihalomethanes from tap water were unsuccessful.
2. Chlorine Dioxide (CIO.,)
Chlorine dioxide is used either year-round or on a part-time basis in
approximately 100 water treatment plants world-wide for the control of tastes
and odors, iron and manganese removal, and, to a very limited degree,
*
disinfection. This phase of study examined C10~ prepared by reacting technical
grade (80% pure) sodium chlorite (NaClCL) with sulfuric acid, air-stripping
the chlorine dioxide from solution and trapping the gas in nitrogen purged
distilled water. Analyses for chlorine, chlorine dioxide and chlorite
(CIO ) were made using the DPD procedure. At dosages up to 10 mg/£ and
stored for 2 days , chlorine dioxide, like ozone, was ineffective in reducing
the trihalomethanes already present in drinking water.
Summary of Studies for Reducing Trihalomethanes After Formation
Studies conducted on removing trihalomethanes from drinking water
included the processes of diffused-air aeration, granular and powdered
activated carbon adsorption, ozonation, and treatment with chlorine dioxide.
Table V shows what conditions were found necessary to effect reductions
in chloroform concentrations. The bromine containing trihalomethanes were
more effectively reduced in concentration than was chloroform by granular
activated carbon however, the results of the other unit processes demonstrated
*EPA Grant No. R804385-01 "Status of Ozonation and Chlorine Dioxide Technologies
for Treatment of Municipal Water Supplies," Public Technology, Inc., Washington,
D.C., will attempt an accurate count of the water utilities using chlorine
dioxide.
-------
- 15 -
that the trihalomethanes are not easily removed from water. Therefore,
research was directed toward preventing their formation rather than removing
these materials after they are already formed.
TABLE V
Effectiveness of Various Unit Processes for Reducing Chloroform in Drinking Water
Initial Chloroform
Process Concentration, yg/£ 50% 25% 10%
Aeration
Air to Water Ratios
for diffused-air
aeration: 10 min.
contact time 100 6:1 15:1 25:1
Granular Activated Carbon
Expected life for
5 min. contact time 55 7 weeks 5 weeks 4 weeks
Powdered Activated Carbon
Dosage, mg/£ applied to:
a. Chlorinated Raw Water 64 95 mg/£ > 105 mg/£ > 105 mg/£
b. Chlorinated Coagulated
and Settled Water 44 27 mg/£ 90 mg/£ 105 mg/£
Ozonation
4 min. contact time Up to 25 mg/£ CL had no effect
on the chloroform concentration.
Chlorine Dioxide
Up to 48 hr. contact Up to 10 mg/£ C10? had no effect on the
time chloroform concentration.
-------
- 16 -
III. TRIHALOMETHANE PRECURSOR REMOVAL
Because no direct measurement exists for trihalomethane precursors,
the degree of precursor removal was judged by comparing trihalomethane
concentration upon chlorination of an untreated control (called the tri-
halomethane formation potential) to similar data collected on a treated
water after similar chlorination. For example, if the effluent from a sand
filter that was chlorinated and stored for two days yielded 50 yg/£ chloroform
and the same effluent passed through an adsorbent then chlorinated and stored
under similar conditions produced 25 yg/£ chloroform, the adsorbent was said
to be 50% effective in removing chloroform formation potential. This example
assumes that no instantaneous trihalomethanes are present in the filter
effluents.
A. Aeration
Aeration, already shown to be largely ineffective in reducing trihalomethane
concentrations, was evaluated for reducing trihalomethane formation potential
in Ohio River water. Using the diffused-air aerator described in Section II A,
river water was aerated at varying air-to-water ratios, then chlorinated
and stored at 25°C for two days in sealed vessels. The chlorine solution
used in all the precursors removal studies was made by bubbling gaseous chlorine
through nitrogen purged distilled water and the residuals were determined
amperometrically. The contact time of two days was selected as a matter
of convenience for maintaining free chlorine residuals and because experience
had shown that the rate of trihalomethane formation for this water was fastest
during the first few hours and then greatly reduced after 30 to 40 hours
contact time. A companion river water sample was chlorinated and stored without
being aerated. Table VI shows the influence of aeration on trihalomethane
formation potential to be insignificant even at an air to water ratio of 20
to 1, As shown earlier in Figure 1, the chloroform formation potential also
-------
- 17 -
TABLE VI
Effect of Aeration on Reducing Trihalomethane Formation Potential
Concentration, yg/£ after 2 day
Air :Water
Ratio
Ohio River Water -
Ohio River Water + 13 mg/£
Aerated* Ohio River Water 1:1
contact time
CHC10
NF
66
66
CHBrCl,,
NF
28.0
27.8
CHBr^Cl CHBr0
NF NF
8.0 <0.1
8.0 <0.1
+ 13 mg/£ Cl,
4:1
6:1
8:1
10:1
20:1
64
62
62
59
61
26.8
25.8
26.8
25.6
26.0
6.6
7.6
7.8
7.7
8.0
^Activated carbon filtered
compressed air, 10 min. contact time
NF = None Found
TABLE VII
Effect of Powdered Activated Carbon (PAC) on Trihalomethane Formation Potential
Concentration , yg/£ (2-day contact time)
PAC Dose
mg/£ CHC13 CHBrCl2
Settled
Settled
Settled
Water
Water + Cl
Water + PAC + Cl 2
4
8
20
50
100
NF
27
22
25
20
16
11
9
NF
15.2
15.1
16.4
15.8
16.9
13.0
9.5
CHBr Cl CHBr
NF NF
10.4 <.l
8.0 <.l
10.2 <.l
9.4 <.l
12.2 <.l
10.0 <.l
8.8 <.l
TTHM
NF
0.37
0.31
0.36
0.32
0.29
0.22
0.18
% Remov;
of TTHM
0
16
2
14
22
41
51
a - Alum coagulation
+ settling
b - Average of five experiments using three different commercial brards PAC.
c - Total Trihalomethane concentration.
-------
- 18 -
remained in an aerated tap water sample.
B. Adsorption
1. Powdered Activated Carbon
In the discussion on the removal of trihalomethanes, powdered activated
carbon was shown to reduce chloroform by 50 percent when dosed as high as
100 mg/£. To determine the effectiveness of PAC on removal of trihalomethane
formation potential, coagulated and settled water from the pilot plant
(described in Section IIIB-2) was dosed with varying quantities of PAC,
mixed at 100 rpm for 2 minutes, then centrifuged for 20 minutes at 1500 rpm
(480 gravities). The supernatant liquor was then decanted and chlorinated,
rapidly mixed for 2 minutes, then stored for two days at 25°C. As with the
trihalomethane removal studies, PAC had to be added in large doses before it
had much effect on reducing the trihalomethane formation potential. For
example, at the impractical PAC dose of 100 mg/£, 49 percent of the total
trihalomethane formation potential remained after treatment (see Table VII).
2. Granular Activated Carbon
A pilot water treatment plant was fabricated to provide a continuous
supply of treated, yet unchlorinated water for precursor removal studies.
To minimize contamination from structural materials the plant was built
almost entirely of stainless steel, Teflon and glass. Through the
assistance and cooperation of the Cincinnati Water Works, Ohio River water
was provided as a source of raw water. The pilot plant employed conventional
alum coagulation, flocculation, sedimentation, and originally had three
parallel filtration schemes — 76 cm (30 in.) dual media (anthracite and
sand); 76 cm (30 in.) of granular activated carbon (GAG) that acted as both
a filtering and adsorption media (which was termed filtration/adsorption); and
a dual media column followed by 76 cm (30 in) of GAC. The reason for this
latter arrangement (which was termed post-adsorption) was to see if the life
-------
- 19 -
of a GAG bed could be extended if prefiltered water was applied. The
2
nominal filter flow rates were 100 m£/min, which equaled a loading of 2 gpm/ft
(5 m/hr) with an apparent contact time within the GAG beds of slightly over
4 minutes. A simplified flow pattern is shown in Figure 7 and a detailed
schematic of the pilot treatment plant can be found in Reference 4. The
disinfection step (chlorine, chlorine dioxide, ozone or combinations of
these) followed filtration so that trihalomethane formation potential removal
could be monitored by measuring subsequent trihalomethane formation
after an appropriate contact time.
After 10 weeks of study the conclusion was reached that little was gained
in reducing the trihalomethane formation potential by prefiltering the
water before exposing it to GAG (see Figure 8). Although little difference
appears in performance between the two modes, there are other considerations
(such as GAG handling, flexibility in bed depths, etc.) that affect the
overall economics of the system that must be included in any comparative
evaluation.
Figure 9 shows the effect of 76 cm (30 in.) of coal base GAG on
trihalomethane formation and Figure 10 shows the effect on the same
parameter when a 152 cm (60 in.) lignite base GAG filtration/adsorption mode
replaced the post adsorption mode. Note that the apparent contact time for the
coal base GAG was five minutes and ten minutes for the lignite-base GAG.
As the GAG aged, at times the trihalomethane formation potential equalled
or exceeded the levels from the dual-media filter (see Figure 11). The
reason for this is not clear but it could have been caused by biological
activity within the GAG beds (because no disinfectant was applied before the
-------
- 20 -
COAGULATED & SETTLED WATER
COAL
SAND
f
D>
•^
i
CL2
CL02
te
}
1
COAL
GRANULAR
ACTIVATED
CARBON
i
t
1
v^i
*-
— ^
-»-
-^
,r
;.'.;.'.;;•
I
DUAL MEDIA
FILTRATION
FILTRATION/
ADSORPTION
POST
ADSORPTION
Fig. 7. Schematic ot Pilot Plant for Reducing the Trihalomethane Formation
Potential.
-------
- 21 -
100
POST ADSORPTION
FILTRATION/ADSORPTION
100
50-
123456789 10
TIME IN OPERATION, WEEKS
BROMODICHLOROMETHANE
100
DIBROMOCHLOROMETHANE
1234 56789 1O
TIME IN OPERATION, WEEKS
• 76 cm (30 INCH) FILTRASORB 200
^ DUAL MEDIA + FILTRASORB 200
HYDRAULIC LOADING: 2 gpm/ft2
APPARENT CONTACT TIME: 5 MIN.
TRIHALOMETHANE FORMATION POTENTIAL,ug/\_
AVERAGE RANGE
CHLOROFORM 14 8-23
BROMODICHLOROMETHANE 11 9-13
DIBROMOCHLOROMETHANE 4 0.2-8
BROMOFORM NOT FOUND
-50
8 9 10
Fig. 8. Comparison of Filtration/Adsorption vs. Post Adsorption for Removing
Trihaiomethane Formation Potential.
-------
- 22 -
GAC TYPE: FILTRASORB 200
HYDRAULIC LOADING: 2 gpm/ft2
APPARENT CONTACT TIME: 5 MIN.
CHLOROFORM FORMATION POTENTIAL enLORINATION CONDITIONS: 2-3 mg/L
75-i (CHLORINATED DUAL MEDIA EFFLUENT) CL2 FOR 4 DAYS
TEST PERIOD: MAR.-OCT., 1975
50-
25-
(x-
k\
/
J
TRIHALOMETHANE FORMATION POTENTIAL ,|Jg/L
_i.rvj -i W
O O Oi O
II 11
/~'~N-v- ' '•/ "\ /
IS\ .• 0.°, \, ~a »/ o-cf
or*--0'' * ^^ CHLORINATED GAC EFFLUE
^ ~.O«O*
5 10 15 20 25 30
BROMODICHLOROMETHANE FORMATION POTENTIAL
(CHLORINATED DUAL MEDIA EFFLUENT) •
^^/-•"\ o / o""\\
A /-^v0' ^
l\ 1 \ ,' *o
,/\ '°**-c7
•"*•*•*. //>*"'8>x*"*X««v^/
,°-°'°'0/ ^ ^" CHLORINATED GAC EFFLUENT
„* &
5 10 15 20 25 30
DIBROMOCHLOROMETHANE FORMATION POTENTIAL
(CHLORINATED DUAL MEDIA EFFLUENT)
^^/V \<' "V
/! \ A / »e\
y/ ° \
/ y^ytfi \
r$*<**'K CHLORINATED GAC EFFLUEN
5 10 15 20 25 30
TIME OF OPERATION, WEEKS
Fig. 9. Use of Adsorption on 76 cm (30 inch) Coal-Base Granular Activated Carbon
for Removing Trihalomethane Formation Potential.
-------
- 23 -
75-1
50-
25-
CHLOROFORM FORMATION POTENTIAL QAC TypE HD 1Qx30
(CHLORINATED DUAL MEDIA EFFLUENT) HYDRAULIC LOADING. 2
APPARENT CONTACT TIME: 10 MIN.
CHLORINATION CONDITIONS. 2-3 mg/L
FOR 4 DAYS
TEST PERIOD. MAY-DEC., 1975
a.q)-*.ra.ft^-' •Q.fl.--)-'' 'V vCHLORINATED GAC EFFLUENT
10
15
20
25
30
UJ
O
a
DC
O
LL
HI
z
LLJ
5
O
BROMODICHLOROMETHANE FORMATION POTENTIAL
(CHLORINATED DUAL MEDIA EFFLUENT)
30-i
15-
CHLORINATED GAC EFFLUENT
10
15
20
25
30
20-i
10-
DIBROMOCHLOROMETHANE
FORMATION POTENTIAL
(CHLORINATED DUAL MEDIA EFFLUENT)
\i CHLORINATED * GAC EFFLUENT
5 10 15 20 25
TIME IN OPERATION, WEEKS
30
Fig. 10. Use of Adsorption on 152 cm (60 inch) Lignite-Base
Granular Activated Carbon for Removing Trihalomethane
Formation Potential.
-------
- 24 -
-100
100
50-
CHLOROFORM
30
TIME IN OPERATION, WEEKS
-100
BROMODICHLOROMETHANE
10 20 30
TIME IN OPERATION, WEEKS
100
Q
LU
o
LU
DC
I-
lil
O
oc
UJ
Q.
50-
-200
DIBROMOCHLOROM ETHANE
TIME IN OPERATION, WEEKS
• 76 cm (30 INCH) FILTRASORB 200
TRIHALOMETHANE FORMATION POTENTIAL,
AVERAGE RANGE
CHLOROFORM 24 11-65
BROMODICHLOROMETHANE 17 8-32
DIBROMOCHLOROMETHANE 9 0.2-20
13152 cm (60 INCH) HD-10X30
TRIHALOMETHANE FORMATION POTENTIAL, yg/L
AVERAGE RANGE
CHLOROFORM 35 10-70
BROMODICHLOROMETHANE 23 8-34
DIBROMOCHLOROMETHANE 11 5-20
SEE TEXT FOR DISCUSSION OF BROMOFORM
APPARENT CONTACT TIME = 5 mm.
•• " •' = 10 min.
Fig. 11. Use of Granular Activated Carbon for Removing Trihalomethane
Formation Potential.
-------
- 25 -
filter) or may have resulted from clumps of organic materias working their
way down through the filters from the surface because no surface scrubbers
were in the filters to aid in backwashing.
The relative effectiveness of the GAG to prevent the formation of
trihalomethanes was highest for chloroform and lowest for bromoform.
Sufficient precursor was being passed through the GAG after one week to
produce a measureable amount of trihalomethane during a 4-day chlorine
contact time. A 4-day contact time was selected to approximate what would likely
be a maximum retention time in a distribution system. The 76cm deep GAG
column was exhausted (i.e., the trihalomethanes formed upon chlorination of the
GAG effluent equalled those levels formed in the chlorinated dual media
effluent) in about 13 weeks for chloroform, 8 weeks for bromodichloroniethane,
5 weeks for dibromochloromethane, and probably less than 2 weeks for bromoform.*
The reason for this might be that the GAG does not remove bromide effectively
so bromide in the effluent, plus the first traces of precursors will form
brominated trihalomethanes upon chlorination because the oxidation of
bromide to bromine by chlorine followed by bromination occurs faster than the
chlorination reaction. As the GAG ages and more and more precursors break
through (bromide still being present) chloroform is produced. This reasoning
is speculative, but work currently underway in the Water Supply Research
i
Division laboratory will provide a better understanding of the brominated
compounds and their behavior in a unit process.
*Bromoform was seldom detected in the pilot plant studies, however, when it was
formed in the dual media effluent it was detected in equal concentrations in
the GAG effluent.
-------
- 26 -
Field data to support these general findings on the removal of precursor
materials are lacking because the water utilities using GAG in the United
States chlorinate prior to the filters and thus the GAG is exposed to some
instantaneous trihalomethane levels. Granular activated carbon, as well
as other adsorbents will be further investigated in the future.
C. Oxidation
1. Ozone
Using the ozone contactor described earlier, a series of disinfection
studies were conducted to determine the minimum effective applied ozone dose
(mg 0_/liter HO) for disinfecting the pilot plant filtrates. The effluents
from the dual media filer and the 76 cm (30 in) deep GAG filter were ozonated
at various doses and then examined for bacteriological quality by both
coliform and standard plate count (SPG) methods. Figure 12 shows typical
SPG results obtained. The GAG effluent was more easily disinfected because of
the lower 0« demand. From these data, a minimum effective disinfection dose
of less than 1 mg 0,,/liter HO was selected as a starting point for precursor
removal studies.
Table VIII shows the trihalomethane results for an applied dzone dose
ranging from near the disinfection minimum to over 200 mg/£ on effluents
from the dual media and GAG filters. Although ozone alone would not form
trihalomethanes (under these conditions ozone did not oxidize chloride to
chlorine) ozonating for a few minutes contact time with small dosages followed
by chlorination produced as much (or more) chloroform as with chlorination alone.
This means that the trihalomethane formation potential was not reduced by
low level ozonation and subsequent chlorination to produce a disinfectant
residual in the distribution system would result in trihalomethane production.
The reason why low level ozonation plus chlorine produced more chloroform than
-------
- 27 -
1000-
o
X
00
100-
O
o
UJ
o
cc
<
Q
Z
(0
DUAL MEDIA EFFLUENT, pH=7.3
FILTRATION/ADSORPTION
GRANULAR ACTIVATED CARBON EFFLUENT
pH=7.9
GAC AGE: 8 WEEKS IN SERVICE
OZONE CONTACT TIME=6 MIN.
0.1
0.5
0.6
APPLIED OZONE, mg/L
Fig. 12. Post Disinfection with Ozone.
-------
- 28 -
TABLE VIII
Effect of Ozonation of Trihalomethane Formation Potential Removal
Continuous Flow Studies
0~ Contact Time = 5-6 Minutes
Sample
Dual Media
Effluent
If
M
II
II
Tl
IT
II
1!
Granular Activated
Carbon Effluent
tt
ii
n
..
"
n
Applied*
Ozone
Dose
mg/£
0
0.7
0
0.7
18.6
0
18.6
0
227
0
0.7
0
0.7
20.9
0
20.9
Chlorine
Dose
mg/£
0
0
8
8
0
8
8
8
8
0
0
8
8
0
8
8
Bromo-
dichloro-
Chloroform methane
Mg/£ yg/£
< 0.
< 0.
6
15
< 0.
12
14
91
62
None
None
2
3
None
4
5
2 None found
2 None found
14
8
2 None found
9
8
26
7
found None found
found None found
3
3
found None found
4
4
Dibromo
chloro-
methane
yg/£
None found
None found
4
3
None found
2
8
6
1
None found
None found
< 1
2
None found
2
2
Note: Bromoform was not found in any of these samples 'and all samples were
stored at 25°C for 6 days.
^Applied dose, continuous flow studies, mg/£ =
mg 03 standard liters of gas (0 + 0 )
standard liter of gas (0 + 0 ) minute
min.
liters, water
-------
- 29 -
chlorination alone is not known. It might be that ozone is altering some
material that would not normally participate in the haloform reaction as a
precursor, or possibly that because the ozone satisfies some of the oxidant
demand more chlorine is available for the haloform reaction. The applied
dose that was greater than 200 mg/£ may have completely oxidized some of the
trihalomethane precursors, thereby reducing the chloroform formation potential
from 91 to 62 yg/£. The reduction in bromine containing trihalomethane could
be the result of bromide losses because of ozonation.
To observe the effect of longer contact time s and generally higher ozone
doses, the contactor was used as a batch reactor rather than a continuous,
counter-current reactor as in previous runs. Figure 13 shows that the
trihalomethane formation potential can be reduced by ozone with contact
times that are probably unrealistic (1 to 2 hours or more) for water treatment.
The ozone application rate for this batch study was 43.5 mg 0,,/min
(applied to approximately 12.7 liters of river water). This application rate
is about 100 times greater than the minimum of 1 mg/£ applied ozone required
for effective disinfection in the pilot plant. In this batch test the calculated
gas to water ratio for the 6 hour contact time is approximately 14 to 1.
That indicates the effect is because of ozone and not merely gas stripping
as aeration alone at a 20 to 1 air to water ratio was ineffective for reducing
the trihalomethane formation potential (see Table VI and Figure 1).
2. Chlorine Dioxide
Chlorine dioxide is commonly generatedby mixing aqueous solutions of
sodium chlorite (NaClCL) and chlorine (which is purposely applied in excess to
insure complete consumption of the chlorite). Therefore, both C10~ and the
combined species of C10_ and Cl were examined for their effect on the
trihalomethane formation potential. Like ozone, a chlorine dioxide dose
-------
- 30 -
_i 0.6
<
I-
z
UJ
P S 0.5
I- o
si
cc
O z
u. o
) H
UJ <
UJ o
S Z
O O
0.4
0.3
0.2
0.1
o
87 mg O3/LITER GAS APPLIED
(O3+O2) GAS FLOW RATE=0.5 L/min
CONTACTOR VOLUMN=13 L
(SEE TEXT FOR APPROXIMATION OF OZONE DOSE)
0123456
OZONE CONTACT TIME, HOURS
Fig. 13. Batch Ozonation to Reduce Trihalomethane Formation Potential
in Ohio River Water.
-------
- 31 -
sufficient for disinfection was selected as the minimum dosage for these studies.
Figure 14 is a typical disinfection curve for CIO using effluent from the
dual media and granular activated carbon filters in the pilot plant. As
with the ozonation studies, the GAG effluent was more easily disinfected than
the dual media effluent.
The trihalomethanes formed after dosing untreated and treated pilot plant
water with chlorine-free chlorine dioxide (generated with sulfuric acid as
discussed earlier in this paper) are shown in Table IX. Of the four trihalomethanes,
only chloroform was detected in the CIO. treated samples. Because the differences
between instantaneous and terminal chloroform concentrations were always
less than 0.2 Mg/£ and the precision of the volatile organic analysis at
these low concentrations is approximately - 0.2 ug/&, chlorine-free chlorine
dioxide was concluded not to form trihalomethanes, thus, acting as an
oxidizing agent rather than a chlorinating agent. These results were
encouraging, but because chlorine is usually present with chlorine dioxide in
practice, another study was "undertaken to examine the effect of the combined
species, or what is sometimes referred to as chlorine dioxide with excess
chlorine.
Figure 15 is a schematic of the CIO generating and feeding scheme.
As before, technical grade sodium chlorite salt was dissolved in nitrogen
purged distilled water to form the aqueous NaCIO,., solution. The concentration
was checked occasionally by the DPD method. The chlorine solution was
prepared by passing high purity grade chlorine gas through nitrogen purged
distilled water as described earlier. Sufficient chlorine was introduced,
so that the effluent from the generator contained chlorine dioxide and chlorine
-------
- 32 -
10000
DUAL MEDIA EFFLUENT
CIO2 CONTACT TIME = 30 min.
pH = 7.0 - 8.1
TEMPERATURE = 22 - 26°C
FILTRATION/ADSORPTION
GRANULAR ACTIVATED
CARBON EFFLUENT
GAC AGE: 24 WEEKS IN
SERVICE
NONE DETECTED AT
0.2 mg/l CI02 DOSE
0.1 0.2 0.3 0.4 0.5
APPLIED CHLORINE DIOXIDE, mg/l
Fig. 14. Post Disinfection with Chlorine Dioxide.
-------
- 33 -
TABLE IX
Trihalomethane Formation Using Chlorine Dioxide
cio2
Dose
Sample mg/£
Untreated Ohio
River Water3 1
2
2
II II o
n n 9
Dual Media Filter
Effluent3 2
" " 2
" 2
" "b 0
5
" 5
Granular Activated
Carbon Filter
Effluentb 0
" " 0
1
6
6
.4
.7
.7
.7
.7
.0
.0
.0
.5
.5
.5
.4
.9
.0
.6
.6
Residual
mg/£
0.
1.
1.
0.
0.
1.
-
1.
0.
4.
2.
0.
0.
0.
4.
3.
7
5
3
8
3
3
1
1
0
3
2
2
4
0
6
Contact Time
Hours
0.
0.
6.
18
42
0.
6.
19
0.
0.
5
5
0
5
5
5
5
114
0.
0.
0.
0.
5
5
5
5
114
Chloroform , yg/£
Instantaneous
< 0.
< 0.
< 0.
< 0.
< 0.
< 0.
< 0.
< 0.
0.1
0.1
0.1
0.2
0.4
0.2
0.4
0.4
1
2
2
2
2
2
2
2
Terminal
0
0
0
0
<
<
<
<
0
0
0
0
0
0
0
0
.2
.2
.1
.1
0.
0.
0.
0.
.1
.1
.1
.3
.3
.3
.3
.3
2
2
2
2
a - Batch dosing in headspacefree bottles.
b - Continuous dosing in pilot plant.
c - Brotnodichlormethane, dibromochloromethane and bromoform were not found.
Water pH range: 7.2 - 8.1 Temperature Range: 23-26°C
-------
34 -
WATER FROM PILOT PLANT
SAMPLING |
TAP-
SAMPLE PORT TO
CHECK FLOW, CIO 2
STRENGTH, AND
MEASURE EXCESS
CHLORINE
1=1XXXXXX
'X
EFFLUENT
TO CONTACT
CHAMBER
STATIC
MIXER
PERISTALTIC PUMP
SODIUM CHLORITE
SOLUTION*
CHLORINE SOLUTIONS
ADJUSTED TO pH 2 - 3
WITH H2S04
'CONCENTRATIONS BASED ON GRANSTROM AND LEE,
JAWWA, 50: 1453, 1958.
Fig. 15. Schematic of Chlorine Dioxide Generator used in Pilot Plant Studies.
-------
- 35 -
with no measurable chlorite. The production of chlorine dioxide in this
manner is based on the work done by Grantstrom and Lee (1958).
The trihalomethanes that were formed after adding chlorine alone or
chlorine dioxide with chlorine to the effluent from the dual media filter
in the pilot plant can be compared in Table X. Although trihalomethanes
were formed in the presence of chlorine dioxide and chlorine, the levels
were less than with chlorine alone. For example, referring to Table X,
3 yg/£ chloroform were formed after 22 hours contact with 1.3 mg/£
chlorine dioxide and 1.5 mg/£ chlorine. On the other hand, 17 yg/Ji
chloroform were formed under the same conditions when 1.5 mg/£ chlorine
was added with no chlorine dioxide. Therefore, chlorine dioxide, although
it did not form trihalomethanes, affected the haloform reaction. After
numerous experiments of this type, as the chlorine dioxide to chlorine ratio
was increased, the formation of trihalomethanes was found to decrease. In
Figure 16, the chloroform formation is plotted against the C1CL to Cl~ ratio.
For these experiments the formation of chloroform was concluded to be
minimized if the chlorine dioxide to chlorine ratio is kept above 2. Similar
plots were obtained for bromodichloromethane and dibromochloromethane formation.
Ohio River water that had been treated with 2 mg/£ chlorine dioxide
such that all of the chlorine dioxide had been consumed in 48 hours was
subsequently chlorinated at 8 mg/£ as a follow-up experiment to determine
if chlorine dioxide was reducing the trihalomethane formation potential as
the data in Figure 16 would indicate. Only 50 to 70 percent of the trihalomethanes
were formed in 1 to 2 days when chlorine dioxide treatment preceeded
chlorination as compared to the trihalomethane formation when 8 mg/£ chlorine
was used alone. Similar results were obtained when a study was conducted
with humic acid solution. Therefore, chlorine dioxide was concluded to be
reducing the precursor concentration.
-------
- 36 -
X
w
t-3
pQ
<3]
H
C
CU
3
rH
MH
m
W
j_j
(U
4J
, |
•H
Pn
CO
•H
rrj
(1)
1
rH
CO
a
o
o>
s3
•H
O
rH
U
cn
cn
0)
a
X
4-1
3
0
42
4J
•H
13
(3
cfl
42
4J
•H
**^s
0)
13
•H
O
•H
P
CD
a
•H
o
HH
O
a
o
•H
4J
•H
13
13
?
•^^,
60
B
'"O 'O T3 *^3 *T3 T3
(3 (3 (3 C 13 G
3 3 3333
O O O O O O
<4H <4H MH 14H <4H <4H
QJ 1) 0) QJ 01 CU
C C CN (3 C (3 S3
O rH O O O O O
JscNi— icsi-3-in!3r-ir-H25!2;S3>2
rrj
c
3
0
a) m
C m • CN m
O ^O rH CO O
!H;vOrH-i
in romro CNCNCNCN
• ••• ••••
ml IrHrHrHl 1 l
-------
- 37 -
25
DC
O
I
00
DC
LLJ
Q
HI
5
DC
£
DC
O
LL
O
DC
O
I
O
20
15
10
0.5 _ mg/l CIO2
2.0 ~ mg/l Cl 2
!.i?
I
1 7
2.0
/v20
045 l| \\
,135 M / \
\ 4.2
\ 22!
13 \»
1 5 «v
1 25 •• 1.3
165
175 4,7
1 9
\ 0.9
345
0.8
05
Fig.
0 123456
RATIO OF CHLORINE DIOXIDE (mg/L) TO CHLORINE (mg/L)
16. Formation of Chloroform in Dual Media Effluent by Chlorine Dioxide with
Excess Chlorine.
-------
- 38 -
D. Coagulation
1. Pilot Plant Studies
Early in these studies, samples were collected before and after the various
unit processes within the pilot plant and analyzed for NPTOC (non-purgeable
total organic carbon). The relative NPTOC results shown in Figure 17 are
typical and generally as expected for similar results have been demonstrated
18
in a full-scale water treatment plant. Coagulation, flocculation and
sedimentation and filtration have a marked effect on the NPTOC concentration
(approximately 60% reduction). To determine whether or not trihalomethane
precursor was also removed during conventional treatment, raw water, coagulated
and settled water, and dual-media filtered water from the pilot plant were
chloinrated in closed containers to determine the production pattern of
19
trihalomethanes. These experiments revealed that the pattern for reducing
the chloroform formation potential was similar to that of NPTOC reduction as
shown by the typical trihalomethane formation curves for the various qualities
of water in Figure 18. Conventional treatment, however, had much less effect
on preventing the formation of bromine containing trihalomethanes. Bromide
may not be significantly affected by coagulation and remains available for
oxidation to bromine and then the haloform reaction. A detailed explanation
of these studies and the results of follow-up investigations into the
19
particulate nature of the trihalomethane precursor is given by Stevens, et al.
Additionally, Rook has described studies on the character of the trihalomethane
precursor and treatment for trihalomethane reduction.
-------
- 39 -
1.0
0.75
LU
o
lit
> 0.5
K
UJ
CC
0.25
0
-
L-
•
R
N
C
.
RAW WATER
NPTOC RANGE = 2.2 - 3.9 mg/l
COAGULATION AND
SEDIMENTATION BASIN EFFLUENT
DUAL MEDIA
FILTER EFFLUENT
Fig. 17. Relative IMon-Purgeable Total Organic Carbon Removal during
Water Treatment in the Pilot Plant.
-------
- 40 -
150
O)
2 100
UJ
O 50
z
O
O
UJ
CHLOROFORM
40 80 120
TIME, HOURS
DIBROMOCHLOROMETHANE
160
60
40
BROMODICHLOROM ETHANE
40 80 120
TIME, HOURS
160
A UNTREATED OHIO RIVER WATER
• COAGULATED AND SETTLED WATER
• DUAL MEDIA FILTERED WATER
CHLORINE DOSE: 5 mg/L
SEE TEXT FOR DISCUSSION
OF BROMOFORM
0 40 80 120 160
TIME, HOURS
Fig. 18. Trihalomethane Formation Potential in Various Qualities of Water.
-------
- 41 -
EPA pilot plant studies where chlorine was applied continuously at
various points within the treatment train further demonstrate the importance
of the role of coagulation and the point of chlorination in effecting reduced
trihalomethane concentrations in treated water. In one series of experiments,
river water was chlorinated (see Figure 19, point 1) then held for two days
to simulate off-stream storage (or a long raw water transmission line), then
it received either aluminum or ferric sulfate coagulation, flocculation,
sedimentation, and filtration through dual media. A finished water sample was
collected and stored two days at 25°C before analysis for trihalomethanes.
The raw water chlorine dose (10 mg/£) was sufficient to maintain a free
chlorine residual in the finished water sample for the two-day contact time.
After three days of operation in this mode of treatment, the point of
chlorination was moved to just prior to the coagulation/flocculation basin,
(Figure 19, point 2). As a control, a raw water sample was collected daily,
chlorinated in a closed container and likewise stored at 25°C for two days.
This provided a trihalomethane formation potential measurement. After each
change in point of chlorine application, two to three days were allowed for
the plant to stabilize.
When the raw water was chlorinated and stored before further treatment,
the terminal chloroform formation was maximized. However, when the point
of chlorination was moved to the coagulation/flocculation basin two events
began simultaneously — trihalomethane formation caused by the chlorine and
precursor reduction by the coagulant. The net effect is shown in Figure 19,
point 2. Points 3 and 4 show some additional improvement in reducing
terminal chloroform formation when the clarification step is allowed to proceed
further prior to chlorination. Further experiments will be conducted to
determine if ferric sulfate is consistantly more effective than alum for
trihalomethane precursor removal as these studies indicate.
-------
- 42 -
RELATIVE CHLOROFORM
FORMATION IN FINISHED
WATER AFTER 2 DAYS AT
GIVEN POINT OF CHLORI-
NATION COMPARED TO
CHLOROFORM FORMATION
POTENTIAL IN RAW WATER
1.0
.75
.5
.25
FERRIC
SULFATE
COAGULANT
ALUMINUM
SULFATE
COAGULANT
RIVER
DISTRIBUTION
*~ SYSTEM
2 DAYS RAW
WATER STORAGE
COAGULATION,
FLOCCULATION,
SETTLING
FILTRATION
Fig. 19. Chloroform in Finished Water Relative to Point of Chlorination.
(Pilot Plant Studies)
-------
- 43 -
2. Field Studies
The EPA Laboratory and pilot plant experimental results encouraged the
water utility of Cincinnati, Ohio to attempt to reduce the chloroform content
in their finished water by moving the point of chlorination so that clarified
water was chlorinated rather than raw water. Figure 20 is a schematic diagram
of the Cincinnati Waterworks. The City of Cincinnati pumps its water from
the Ohio River into two large uncovered reservoirs with approximately three
days retention time. For the past several years the practice has been to
add alum to the water going to these reservoirs and sufficient chlorine to
carry a free residual through the reservoirs and the treatment plant to the
extremities of the distribution system. A consultant was hired to conduct
the study and much effort went into collecting additional samples to insure
the bacteriological integrity of the system during the experimentation.
In mid-July 1975 the point of chlorination was moved from point A to the
headworks of the treatment plant, point B. Because of the addition of a
coagulant prior to entering the off-stream storage reservoirs (point A)
at the time of the study the raw water turbidity was reduced from approximately
11 Turbidity Units (T.U.) to approximately 2 T.U. as the water entered the
treatment plant.
The sharp decline in chloroform concentrations in the tap water following
moving of the point of chlorine application from Point A to Point B in
mid-July is attributed to the change in chlorination practice (Figure 20).
The change had little effect on the bromine containing trihalomethanes. During
the summer and early fall of 1975, other changes such as the addition of
small quantities of powdered activated carbon, variations in coagulants, and
moving the point of chlorination to follow filtration, were made, but none
of them had a significant observable effect on the chloroform concentration.
Some uncertainty exists regarding the total influence of all the treatment
-------
- 44 -
APPROX. 3 DAYS
OFF-STREAM STORAGE
POINT B
WATER
TREATMENT
PLANT
MIX
FLOC, SETT.
FILTERS
CHLORINE, ALUM
POINT A
itn
DISTRIBUTION SYSTEM
Fig. 20. Schematic of Cincinnati Waterworks.
-------
- 45 -
cjuu
280
260(
_, 240
O)
^•220
z"
fl 200
cc
£ 180
ui
Z 160
O
O
uj 140
Z
I 120
UJ
I 100
O
^ 80
E
"~ 60
40
20
KIP
IMr
RAW WATER CHLORINATED
AND STORED:
7 MOVE CHLORINATION FROM ,-«.„... -,.,«..• r^-n-n-ri A •
POINT A TO POINT B FORMATION POTENTIAL
- FIGURE 19, JULY 14, 1975 Q 4 DAY CHLOROFORM
/>^ FORMATION POTENTIAL
7 ^ A 6 DAY CHLOROFORM
FORMATION POTENTIAL
•* UHLUKOrOKM
A
O
©
-
-
_
BROMODICHLOROMETHANE
Ll X
', X DIBROMOCHLOROMETHANE
\AX^ A
^CA\ -/V xAr\ A- A"'
/\ X ^•a ~"lt f ^ ^L X" S'**^. ^'^ Jf'<**.
\~. *. - - _ • * *• *^ — — — — - -^ ^*N ' -"s.^^^ *^ ^ •+**•
\'~— -/ if'*- _^—^"\x>
JUL AUG SEP | OCT NOV DEC JAN | FEB MAR APR M
1975 1976
-
-
E
-
a _
_
-
r
i _
' X A^
^/"C^"' /_
AY JUN JUL
Fig. 21. Trihalomethanes in Cincinnati, Ohio Tap Water.
-------
- 46 -
changes because often only one or two samples were collected under each
*? n 9i
condition. Details on this experimentation have been presented. '
Other water utilities have also made in-plant modifications in treatment
9 ?
and monitored the subsequent effects. One water utility using lime softening
23
showed about a 75 percent reduction aid anotfier utility reported a substantial
reduction in the terminal chloroform concentration when chlorine was added
after recarbonation instead of at the headworks prior to the high pH of lime
softening. The importance of the pH control because of its effect on
11 19
trihalomethane formation has been reported. '
E. Summary of Trihalomethane Precursor Removal Studies
Experiments examining the prevention of trihalomethane formation were
conducted with a pilot water treatment plant having conventional coagulation and
sedimentation. The settled water was then divided between a dual media and
two different depth granular activated carbon (GAG) filters. Following
filtration, the effluent was disinfected with either chlorine, ozone, chlorine
dioxide, or combinations of these oxidants. Bench-scale studies with powdered
activated carbon (PAG) and aeration were also conducted. Table XI lists
the effectiveness of these various unit processes for reducing the chloroform
formation potential.
IV. Alternatives to Chlorination
Because the trihalomethanes are formed during the chlorination step, one
possibility would be to suggest an alternative disinfectant, such as
chlorine dioxide or ozone. Although chlorine dioxide prevents or minimizes
trihalomethane formation, the by-products of these reactions are not now (1976)
fully known. Mass spectrometric determination of these compounds is beginning
and hopefully health effects studies of the identified species will follow.
With precaution, therefore, in certain situations, chlorine dioxide may be
-------
- 47 -
TABLE XI
Effectiveness of Various Unit Processes for Reducing Chloroform Formation Potential
Chloroform Forma-
tion Potential
Chloroform
Formed
Process
Remarks
Aeration followed by
chlorination
66'
Coagulation, Sedimentation 48
and Dual-Media Filtration
followed by Chlorination
Coagulation, Sedimentation 48
Filtration/Adsorption by
Granular Activated Carbon
(5 min. contact time)
followed by chlorination
Powdered Activated Carbon 27C
added after Coagulation
and Settling followed
by Chlorination
Ozone only 48
Ozone followed by chlorination 48
66C
13
< 1
< 10
20a
9
None found
48
Diffused-air aeration with
air to water ratios up to
20:1 did not reduce
chloroform formation
potential (10 min. Contact
Time)
GAG would be effective for
3 weeks
GAG would be effective for
8 weeks
at PAC dosage = 8 mg/£
at PAC dosage = 100 mg/£
PAC contact time = 2-20 min.
0 neither forms
trihalomethanes, nor removes
precursors at disinfection
dises
Disinfection doses
(^ 1
Chlorine Dioxide only
74
Coagulation, Sedimentation and
Dual Media Filtration
followed by:
1. Chlorination -
2. Chlorine dioxide with
chlorine
< 1 C10_ does not form
trinalomethanes
1.3
and 1.5
3 Trihalomethane formation
decreases as the ratio of
C109 to Cl? increases
All tests performed on Ohio River water. Chloroform Formation Potential
is the amount of chloroform formed when raw water is chlorinated past break-point
and stored at 25°C for a specified contact time.
a - chlorine contact time = 48 hours
b - chlorine contact time = 96 hours
c - chlorine contact time = 22 hours
d - contact time for combination of chlorine dioxide with chlorine - 22 hours
-------
- 48 -
a promising alternative to chlorine because a disinfectant residual can be
maintained in the distribution system. This residual is reportedly comparable
24
to chlorine as a biocide, and if the concentration of excess chlorine used
to generate the chlorine dioxide can be kept low, the trihalomethane concentrations
in the finished water will also be low.
Some question exists concerning the health effects of ingesting chlorite.
25
Chlorite converts hemoglobin to methemoglobin, and the Norwegian Health
fy tr
Authority has recommended the absence of chlorite in drinking water.
Health effects studies on the toxicity of chlorite are underway within EPA.
At present (1976) no restrictions are imposed on the use of chlorine dioxide
for treating drinking water in the United States.
Other studies have begun to determine the inorganic end-products when
chloride dioxide is used in water treatment. For example, when 1.3 to 4.0 mg/£
chlorine dioxide was applied to dual media filtered pilot plant effluent
and stored for 3 days at 25°C, on a mg/£ as Cl basis, 50 percent of the
chlorine dioxide remained, 25 percent had become chlorite (CIO,,) , 9 percent
had become chlorate (CIO ) and 14 percent was reduced to chloride. The
unaccounted for 2 percent was assumed to be analytical error. These preliminary
\
results indicate that chlorite would be ingested by the consumer at concentration
depending on the original chlorine dioxide dosage. Further studies on chlorine
27
dioxide end-products are underway and will be reported on in detail.
Ozone is another effective disinfectant that does not produce trihalomethanes,
-------
but it fails to provide a residual disinfectant in the distribution system,
and, like the other alternatives to chlorine little is known about its
organic by-products. Unless some other means of providing the residual
disinfectant throughout the distribution system can be found, ozonation for
disinfection followed by chlorination to provide a residual will not eliminate
the trihalomethane concentrations reaching the consumer. Chloramines do not
19
form trihalomethanes to any great extent and one alternate possibility would
28
be to add chlorine and ammonia to provide a combined chlorine residual.
The microbiological quality of the finished product is the foremost consideration
in treating drinking water. Any disinfectant, therefore, must be an effective
barrier against problem organisms. Further, it should be economical to use,
but not at the expense of creating toxic or potentially toxic end-products or
by-products. Future studies evaluating disinfectants will have to include all
of these aspects.
-------
- 50 -
Conclusions
1. If trihalomethanes are already present in drinking water (i.e., there
exists an instantaneous trihalomethane concentration), diffused-air aeration,
powdered activated carbon, ozonation, or addition of chlorine dioxide are in
general, ineffective for reducing these concentrations. Granular activated
carbon will reduce the chloroform concentration for a few weeks, but will
adsorb bromine containing trihalomethanes for several months.
2. If trihalomethanes are not present in the water, but would be formed
upon chlorination (i.e., there exists a trihalomethane formation potential):
a. diffused-air aeration, powdered activated carbon, or ozonation are
in general, ineffective processes for reducing that formation potential.
b. chlorine dioxide, coagulation/sedimentation/filtration, or granular
activated carbon adsorption reduce the potential for forming chloroform
but are generally ineffective for reducing the potential for forming
bromine containing trihalomethanes.
3. Neither chlorine dioxide (without excess chlorine) nor ozone form
trihalomethanes, however, cost, residual disinfectant, end-products or organic
by-products, are considerations which must be included if these oxidants
are to be evaluated as an alternative to chlorine for insuring the bacteriological
safety of drinking water.
4. Water superintendents should evaluate their existing operations to
ascertain what improvements can be made in coagulation and settling to effect
better particulate removal in their plant. This might include considering
coagulant and flocculant aids, more frequent jar testing and thus varying
coagulant dosage, or even changing coagulants during certain seasons to
compensate for changes in raw water quality. These tests followed by a
determination of trihalomethane formation potential could guide future action.
-------
- 51 -
5. Water purveyors and design engineers should critically review their
chlorination practices on a case by case basis and determine if the point of
chlorine application can be moved further into the treatment train without
compromising the bacteriological safety of the drinking water. This is
particularly applicable at those utilities which are prechlorinating or
plan to prechlorinate off-stream stored raw water or long raw water transmission
lines. It must be recognized, however, that treatment modifications, other than
simply changing the point of chlorine application may be necessary to insure
a continual supply of safe and palatable water.
ACKNOWLEDGMENTS
Appreciation is expressedto the following individuals who provided valuable
assistance during these experiments: Mr. Carl Negli and his staff at the
Cincinnati Water Works pumping station for supplying the source water for
the pilot plant activities; Mr. Charles Bolton, Superintendent, Cincinnati
Water Works and his staff - Mr. Edward Kispert, Mr. George Hicks, and Mr. James
Ohleur; Dr. Riley Kinman and Mrs. Janet Richabaugh, University of Cincinnati
for allowing us to share the partial results of their study on chlorination
modifications at the Cincinnati Water Works: Mr. Raymond Taylor, Dr. Martin
Allen and their staff at EPA furnished microbiological support; Mr. Paul A.
Keller, Mr. Kenneth L. Kropp, Mr. Dennis R. Seeger, Ms. Clois J. Slocum and
Mr. Bradford L. Smith of the EPA Water Supply Research Division assisted in the
experiments and provided technical consultation; Mr. Gordon G. Robeck and
Mr. Alan A. Stevens furnished technical direction and manuscript review.
Special thanks is given to Ms. Maura M. Lilly and Ms. Virginia D. Maphet
for typing this manuscript and to Mr. Jesse M. Cohen who provided valuable
editorial and technical comments.
-------
- 52 -
1. Rook, J.J., "Formation of Haloforms During Chlorination of Natural
Waters." Water Treatment and Examination, 2^ (Part 2); 234 (1974).
2. Bellar, T.A., Lichtenberg, J.J. and Kroner, R.C., "The Occurrence
of Organohalides in Chlorinated Drinking Water . " Journal American
Water Works Association, ^:703 (1974).
3. Symons, J.M. , Bellar, T.A. , Carswell, J.K. , DeMarco, J. , Kropp, K.L.,
Robeck, G.G., Seeger, D.R., Slocum, C.J., Smith, B.L. and Stevens, A. A.,
"National Organics Reconnaissance Survey for Halogenated Organics in
Drinking Water." Water Supply Research Laboratory and Methods
Development and Quality Assurance Laboratory, National Environmental
Research Center, USEPA, Cincinnati, Ohio, JAWWA, 67_ (11): 634-647 (1975).
4. Love, O.T., Jr., Carswell, J.K., Stevens, A. A. , Sorg, T. J. , Logsdon, G.S.,
and Symons, J.M., "Preliminary Assessment of Suspected Carcinogens in
Drinking Water - Interim Report to Congress. Appendix VI." USEPA
Report, Washington, D. C. , (June 1975).
5. Love, O.T., Jr., Carswell, J.K., Stevens, A. A. and Symons, J.M.,
"Treatment of Drinking Water for Prevention and Removal of Halogenated
Organic Compounds (An EPA Progress Report) . Presented at the 95th
Annual Conference of the American Water Works Association, June 8-12, 1975,
Minneapolis, Minnesota.
6. Love, O.T., Jr., Carswell, J.K. , Sterns, A. A., and Symons, J.M. ,
"Pilot Plant Studies and Measurement of Organics," Presented at 1975
Water Quality Technology Conference, American Water Works Association,
Atlanta, Georgia, December 8-10.
7. Dilling, W.L., Tefertilier, N.B. and Kallos, G.J., "Evaporation Rates
and Reactivities of Methylene Chloride, Chloroform, 1,1,1-Trichloroethane,
Trichloroethylene , Tetrachloroethylene and Other Chlorinated Compounds
in Dilute Aqueous Solutions," Environmental Science and Technology, 9^, (9):
833 (September 1975).
8. Neely, W.B. , Blau, G.E. and Alfrey, T. , Jr., "Mathematical Models Predict
Concentration-Time Profiles Resulting from Chemical Spill in a River,"
Environmental Science and Technology, 10, (1): 72 (January 1976).
9. Bellar, T.A. and Lichtenberg, J.J., "Determining Volatile Organics at
the ug/£ Level in Water by Gas Chromatography . " JAWWA, 66:739-744
(December 1974) .
10. Rook, J.J., "Haloforms in Drinking Water," JAWWA, 68^, (3): 168 (1976).
11. Stevens, A. A. and Symons, J.M., "Protocol for Measuring Concentrations
of Trihalomethanes and Their Precursors at Water Treatment Plants,"
Appendix IV of "Interim Treatment Guide for the Control of Chloroform
and Other Trihalomethanes," by Symons, J.M. , USEPA, Water Supply
Research Division, Cincinnati, Ohio (1976).
-------
- 53 -
12. Love, O.T., Jr., Carswell, J.K., Stevens, A.A. and Symons, J.M.,
''Evaluation of Activated Carbon as a Drinking Water Treatment Unit
Process." USEPA, Cincinnati, Ohio, 17 pp. mimeo, (March 3, 1975).
13. Basic Manual of Application and Laboratory Ozonation Techni^ues^,
p. 21, The Welsbach Corporation, 3340 Stokley Street, Philadelphia, Pa.
14. Palin, A.T., "Methods for the Determination in Water of Free and Combined
Available Chlorine, Chlorine Dioxide and Chlorite, Bromine, Iodine and
Ozone, Using Diethyl-o-phenylene diamine (DPD), J. Inst. Water Engr., .21,
537 (August 1967).
15. Clark, Robert M., Guttman, D., Machisko, J. and Crawford, J., "Cost
Calculations of Water Treatment Unit Processes," Water Supply Research
Division, Municipal Environmental Research Laboratory, U.S. Environmental
Protection Agency, Cincinnati, Ohio (March 1976).
16. Granstrom, M.L. and Lee, G.F., "Generation and Use of Chlorine Dioxide
in Water Treatment," JAWWA, 50: 1453 (Nov. 1958).
17. Miltner, R., "The Effect of Chlorine Dioxide on Trihalomethanes in Drinking
Water," M.S. Thesis, University of Cincinnati, August 1976.
18. Inhoffer, Wendell, R., "Use of Granular Activated Carbon at Passaic Valley
Water Commission," Proceedings, Third Annual AWWA Water Quality Technology
Conference, Atlanta, Ga., (1975).
19. Stevens, A.A., Slocum, C.J., Seeger, D.R. and Robeck, G.G., "Chlorination
of Organics in Drinking Water," Conference on the Environmental Impact
of Water Chlorination, October 22-24, Oak Ridge, Tennessee (1975).
20. Kispert, Edward, "Getting the Most out of Your Treatment Plant," presented
at the 96th Annual Conference of the American Water Works Association,
June 20-25, 1976, New Orleans, Louisiana.
21. Kinman, Riley, N. and Rickabaugh, Janet, "Study of In-Plant Modifications
for Removal of Trace Organics from Cincinnati Drinking Water," A report
prepared for the City of Cincinnati (1976).
22. Harms, Leland L. and Looyenga, Robert W., "Formation and Removal of
Halogenated Hydrocarbons in Drinking Water - A Case Study at Huron,
South Dakota," EPA Grant No. R008128010, Final Report (October, 1976),
U.S. E.P.A.
23, Singley, J.E., Beaudet, B.A., Brodeur, T.P., Thurrott, J.C. and Fisher, M.E.,
"Minimizing Trihalomethane Formation in a Softening Plant," Final Report,
EPA Contract No. CA6992948-A, MERL, Cincinnati, Ohio 45268.
-------
- 54 -
24. Benarde, Melvin, A., Israel, Bernard M., Oliver!, Vincent P. and
Granstrom, Marvin L., "Efficiency of Chlorine Dioxide as a Bactericide,"
Applied Microbiology, Vol. 13, No. 5, 776-780 (1965).
25. Musil, J., Knotek, Z. , Chalupa, J. and Schtnit, P., "lexicological Aspects
of Chlorine Dioxide Application for the Treatment of Water Containing
Phenols," Scientific Papers from Institute of Chemical Technology,
Prague, 8_, 327 (1964).
26. Myhrsted, J.A. and Samdal, J.E., "Behavior and Determination of
Chlorine Dioxide," JAWWA, 61, 205 (1969).
27. Miltner, R.J., "Measurement of Chlorine Dioxide and Related Products,"
In preparation to be presented at the IV Annual AWWA Water Quality
Technology Conference, San Diego, California (Dec. 1976).
28. Symons, J.M, "Interim Treatment Guide for the Control of Chloroform
and Other Trihalomethanes," U.S. Environmental Protection Agency,
Municipal Environmental Research Laboratory, Water Supply Research
Division, Cincinnati, Ohio (1976).
-------
APPENDIX 4
Stevens, A.A., "Determination of Chloroform Formation Potential in Water,"
To be submitted to the Journal of the American Water Works Association.
-------
MEASUREMENT OF TRIHALOMETHANE AND PRECURSOR
CONCENTRATION CHANGES OCCURRING DURING WATER TREATMENT
AND DISTRIBUTION
A.A. Stevens
and
J.M. Symons
Appendix 4
to
Interim Treatment Guide for the Control of Chloroform and other Trihalomethanes
-------
TABLE OF CONTENTS
INTRODUCTION 1
BACKGROUND 2
DEFINITIONS 3
METHODS 6
Measurement of Instantaneous Trihalomethane Concentrations. ... 6
Procedure for Instantaneous Trihalomethane Determinations ... 6
Measurement of Terminal Trihalomethane Concentrations and
Trihalomethane Formation Potential. . . 8
Effect of Time 9
Maintenance of Chlorine Residual 12
Effect of Temperature 14
Effect of pH 14
Loss of Volatile Species 15
Effect of Bromide or Iodide Contamination 16
Effect of Precursor Contamination 16
Procedure for Terminal Trihalomethan? and Trihalomethane
Formation Potential Determinations 17
EXAMPLES OF THE USE OF METHODS - INTERPRETATION OF RESULTS 19
Simple Chlorination 19
Conventional Treatment 21
Lime Softening. , 21
Granular Activated Carbon Filtration/Adsorption 26
Summary of Examples 30
SUMMARY 30
ACKNOWLEDGMENTS 32
-------
INTRODUCTION
Because of recent findings concerning the carcinogenicity of chloroform
and the confirmation of the ubiquity of chloroform in chlorinated drinking
2
water, many purveyors of potable water are interested in sampling their
product to determine the extent of their individual chloroform problems and
resolve them when possible. Additionally, as a direct result of the announced
U.S. Environmental Protection Agency policy regarding the initiation of a
3
"Voluntary Nationwide Chloroform Reduction Program," other water utilities are
anticipated to attempt to reduce concentrations of chloroform reaching the
consumer through modification of the treatment process.
In these treatment modification and surveillance programs, difficulties
often arise concerning what considerations should be made when selecting
sampling and analysis techniques to best evaluate the extent of the problem
or the success or failure of efforts to reduce that problem. This paper
discusses the necessary considerations for developing a method for evaluation
of treatment. The method is based on the physical and chemical factors
controlling production of chloroform and reviews the influence of these factors
on the concentrations of chloroform and other trihalomethane (TKM) species that
are observed in a sample at the time of analysis. These factors must not be
overlooked during planning of chloroform reduction projects. The need during
such studies for uncontaminated glassware, for head space free samples, and
for an adequate analytical technique for the THM measurements will be reviewed
245
only briefly because they have been discussed in detail elsewhere. ' "
-------
- 2 -
In addition to physical and chemical considerations, adequate bacterio-
logical monitoring of finished waters during chloroform reduction programs
must also be included. Any research program in which disinfection practice is
a variable requires careful attention on the part of the utility operators
to ensure that water of adequate microbiological quality reaches the consumer.
BACKGROUND
Chloroform results from the generalized reaction:
(Chlorine + "Precursor" -> Chloroform).
This occurs to some extent in any water treatment plant where chlorination for
disinfection is practiced. The reaction is not instantaneous and occurs over
a period of a few days until either chlorine or precursor is exhausted. '
In the presence of natural bromide, the reaction products include some mixed
halogen trihalomethane {THM) species (bromodichloromethane, dibromochloromethane)
r o
and bromoform. This occurs in most chlorinated drinking water, even where
bromide concentrations in the source water are small. Iodines-containing species
have also been observed, presumably because of the presence of natural iodide.
Because the chemical reactions for formation of these bromine- (and iodine-)
containing trihalomethanes are probably mechanistically similar to that for
formation of chloroform, the trihalomethanes, including chloroform, can be
discussed as a group* for treatment evaluations.
*The discussion of THM Species as a group should not be confused, however, with
the term "total trihalomethane'' (TTHM) that was used in the National Organics
Reconnaissance Survey (NORS) report. For certain purposes in the report TTHM
was calculated by converting the weight concentration for each of the THM species
(yg/£) to micromoles per liter by dividing each species' weight concentration
by the appropriate molecular weight and adding them together to obtain an index
of total trihalomethane. Whether or not the three bromine-containing trihalo-
methanes have the same, less, or more toxicological significance as chloroform
is not known. In addition, the factors that control the relative quantities
of these species obtained during treatment are not well known. Thus, much
information can be lost by reducing data to a single index. Nevertheless, the
decision of how to treat the data depends upon the treatment research project
goals and therefore may vary. Because the considerations for sampling and data
analyses for all of the trihalomethane species are the same, for simplicity,
trihalomethanes will be discussed in the group sense throughout this paper.
-------
_ 3 -
Because their formation is not instantaneous, THM concentrations increase
in the water as it flows through a water treatment plant (unless removed during
treatment) to reach some value higher than that which would be observed if
an analysis for THM species was performed immediately after sampling at the
first point of chlorination. Further, the consumer is likely to receive water
with THM concentrations higher than those leaving the plant because the
reaction proceeds in the distribution system. Additionally, not only are the
concentrations of THM time dependent, but the rate of the reaction is dependent
on pH, precursor concentration, nature of precursor(s), temperature, and to some
/o 10 "17^
degree free chlorine concentration early in the chlorination process. ' '
Finally, the ratio of chloroform to other trihalomethanes is highly dependent
f -to I (\\
on the bromide content of the source water. ' These factors are discussed
in detail below.
DEFINITIONS
Basic to this discussion are these three important definitions:
1. Instantaneous THM (InstTHM) Concentration: The concentration of
THM in the water at the moment of sampling. This may be expressed in terms
of the individual species or their sum as TTHM (see p. 2 footnote).
2. Terminal THM (TermTHM) Concentration: The concentration of THM
that occurs at the termination of the measurement of this parameter. To
measure TermTHM concentration, chlorine-precursor reaction conditions are
selected according to the treatment practiced at the particular plant being
evaluated. In general, a sample of water is chlorinated under these plant
conditions and chloroform and other THM species are measured after a specified
time period. This concept will be discussed in detail in the next two sections
of the paper.
-------
- 4 -
TermTHM concentration is equally important as a parameter for evaluating
consumer risk as is the InstTHM concentration, but because this parameter is
a measure of the sum of the amounts of THM species already present (instantan-
eous) and those formed during the reaction time, a third parameter must be
defined that is useful for evaluating unit process performance for removal
of unreacted precursor.
3. THM Formation Potential (THMFP); THMFP is measured as the increase
in THM concentration that occurs during the storage period in the determiantion
of the TermTHM concentration. The THMFP is obtained by subtraction of the
InstTHM concentration from the TermTHM concentration either when TTHM or when
the individual species data are used. THMFP is a measure of the port-ion of
the total precursor material of most concern to the consumer remain-ing in the
water at a given point in the treatment train. This parameter, when measured
on unit process influent and effluent samples, can be used to determine the
efficiency of that process for removal of that pertinent fraction of precursor
material.
The distinction between THMFP and a Total Precursor1 parameter is important.
Total precursor concentration i* the concentration of all organic THM precursor
materials present in the water that oould react with halogen species under
conditions that maximize the yield of trihalomethanes.
Because the identities of these organic compounds are not precisely known
at this time (1976), Total THM Precursor concentration could also be expressed
as concentrations of THM or concentration of TTHM obtained from that reaction.
However, no standardized procedure for measuring this parameter exists, and
considerable research will be required to establish the optimum conditions to
assure the complete reaction of all precursor(s) to yield maximum trihalo-
methane concentrations.
-------
Because the chlorination conditions for TermTHM concentration measure-
ment are somewhat less than optimum for THM formation, the TermTHM concentra-
tion in that determination obtained will be somewhat less than the theoretical
maximum THM concentration. Thus, the value obtained for TermTHM under these
conditions will yield by subtraction of the InstTHM concentration, a THMFP
smaller than the theoretical "total precursor" parameter. Although the value
obtained (THMFP) is not the total precursor concentration, it is an index of
the concentration of materials of most concern relative to THM formation at a
particular water treatment plant. Also, because controlling parameters
(under treatment plant conditions) are easily measured at the operating plant,
TermTHM concentration (and therefore THMFP) is a practical measurement.
Figure 1 presents the four parameters discussed above graphically.
InstTHM CONCENTRATION
THM FORMATION POTENTIAL
| | + y///\ TermTHM CONCENTRATION
| |
TOTAL PRECURSOR
FIG. 1. GRAPHICAL REPRESENTATION OF FOUR
TRIHALOMETHANE PARAMETERS
-------
METHODS
Measurement of Instantaneous THM Concentrations
For this measurement the reaction of chlorine with precursor materials
must be halted at the time of sampling with the goal being to measure only
trihalomethanes present at the time of sampling. In the WSRD laboratory and
in others, a small amount of reducing agent is added to the sample to react
with the chlorine and thus render it unavailable for oxidation or substitution
reactions. A small increase in trihalomethane concentrations upon storage
after addition of reducing agent is usually observed, and this is probably
caused by a slow hydrolysis of certain trihalo-irttermediates. The hydrolysis
step, of course, does not require the presence of chlorine. The distinction
should be made between this minor effect on the InstTHM concentration and
the continued THM formation reaction when no reducing agent is added. The
increase in THM concentration during storage after the addition of a reducing
agent has, in our experience, amounted to only a few percent of the total
value. The effect should be most noticeable at neutral pH because the hydrolysis
step would be accelerated at high pH and be near completion soon after the
intermediates are formed. Therefore, intermediates would be present in low
concentration when the reducing agent is added (little change would be observed
after dechlorination).
Procedure for InstTHM Determinations: Normally, the sample is taken,
2
head space free in muffled vials exactly as described in the NORS report
except that sufficient sodium thiosulfate is added to the vial prior to
filling to completely reduce any chlorine present in the sample. In the
WSRD laboratory 1 ml of 0.1N sodium thiosulfate for each 100 ml of sample has
been used successfully. This is 0.5 ml or about 10 drops for a 50 ml serum
•
vial. The amount used is not critical because on a stoichiometric basis this
is an excess of reducing agent, and the volume used is insignificant compared
-------
to the size of the sample. The filled bottle is then sealed with a teflon faced
septum held in place by a crimped top or screw cap and placed under refrigeration
to retard microbiological activity while the samples await analysis. This
procedure has been used routinely for about two years in this laboratory ' '
without any apparent problems. Potassium ferrocyanide, sodium sulfite, and
ascorbic acid, have also been used successfully as reducing agents for this
.. _. 11,12,13
application.
An alternate suggestion to obtain the InstTHM concentrations is to analyze
the sample immediately after sampling, providing a chlorine residual will not
interfere with the analysis, but this is often inconvenient or impossible.
14
Another suggested option was recently described , in which the THM species
are separated from the water sample upon sampling by sorption on a macroreticular
resin column. Whether or not the hydrolysis of trichloro-intermediates will
affect this result is not known, however.
The actual method of determination of the THM concentrations is not
critical, and acceptable procedures vary widely. At the WSRD laboratory the
2
method described in the NORS report has been used continuously in research
since that survey because of its convenience and reliability. For this
analysis, the sealed sample prepared as above is brought to 25°C prior to
opening in order to obtain reproducible purging efficiencies. A 5 ml aliquot
is then removed and transferred to a glass purging apparatus wherein the
trihalomethanes are stripped from the aqueous phase by passage of a flow of
helium upward through the sample. The trihalomethanes stripped in this manner
are collected on a sorbant porous polymer material contained in a stainless
-------
steel trap that is placed in series with the purging device. The tri-
halomethanes are then thermally desorbed from the trapping material onto
a gas chromatographic column. Finally, temperature programmed gas
chromatography is carried out, and the concentrations of trihalomethanes
are measured by use of a halogen^specific detector,
Measurement of Terminal THM Concentration and THM Formation Potential:
These two parameters are discussed together because, as mentioned above,
the measurement for TermTHM concentration together with the InstTHM
concentration yields the THMFP by subtraction. The TermTHM concentration
is measured by reacting chlorine with THM precursors in a given sample
under certain controlled conditions that affect yield and rate of formation
of the trihalomethanes and subsequently measuring the concentrations
THM species produced. Because for the reasons described earlier, this
is not a Total Precursor concentration raasurement, the selected
conditions for this measurement must be che same as those experienced
at the water treatment plant under study and be reproducible from sample
to sample. Critical conditions to consider are: (1) time of reaction
(time elapsed before halting the halogenation reaction with a reducing
agent), (2) maintenance of a free chlorine residual, (3) temperature,
(4) pH, (5) prevention of loss of the volatile products during the time
of reaction, and (6) avoidance of contamination of reagents. These
will be discussed below.
-------
- 9 -
Effect of Time: Although a single measurement of THM concentrations
after a storage period of several days in a bottle under appropriate conditions
can give a useful determination of TermTHM concentration for that specified
time, much more information can be gained from the reaction rate curve(s)
obtained by plotting THM concentrations vs time. ' ' The rate curve(s)
obtained by periodic measurement of THM concentrations of properly stored
finished water can be used to estimate the future THM concentrations at any given
time after water leaves the treatment plant. This is particularly important
when the goal of the analyst is to estimate ultimate consumer exposure to
THM at different points along the distribution system. The THM concentration
vs. time curve is especially useful where the utility has a large variation
in the time water is in various parts of the distribution system. The rate curve
can also be used to estimate THM concentrations at any given time after
water is taken from a sampling point within the plant when thepurpose is to
use the concentration obtained to calculate the THMFP at that point in
treatment for evaluation of unit process effectiveness.
In any system, it is preferable to generate a rate curve, at least
initially, so that the nature of the reaction that occurs at that location can
be determined. For example, Figure 2 shows two hypothetical curves describing
the rate of chloroform formation that might be expected for finished waters
of distinctly different quality after leaving typical water treatment plants.
Curves A and B in Figure 2 represent two extreme situations that might
occur. Although at time T, the chloroform concentrations are the same for
both waters, the short term chloroform concentration is greater in Plant A
and long term chloroform concentration is greater in Plant B. A Plant A
curve would be expected where chloroform formation potential is relatively
low but the precursor present is of the type that reacts quickly under the
given conditions (see ref. 8); that is, the final concentration of chloroform
-------
- 10 -
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CHCI3
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4-
PLANT A
1 1
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T
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FIG. 2. FORMATION OF CHLOROFORM UNDER WIDELY DIFFERENT
TREATMENT PLANT CONDITIONS
-------
-Il-
ls reached early. A Plant B curve would be expected where chloroform formation
potential is high, but the reaction with chlorine is slow, because of nature of
precursor or reaction conditions. Thus, these curves are more informative
than a single chloroform determination performed at time T and the single
measurement at each plant could easily be misinterpreted to mean that the
plant situations were the same.
Good approximations of both curves are obtained by the selection of three
or four points beyond time 0 (instantaneous value) such as 1/2T, T, 2T as shown,
where 2T is equal to or slightly longer than the maximum distribution system
residence time. These added analyses could cause the generation of rate
curves to be time-consuming, especially if conditions are such that reactions
are slow and the distribution system residence time is long. If the development
of the rate curve is beyond the capability of a utility, the time for the
determination of TermTHM concentration should be the longest residence time in
the distribution system as this represents the most stringent condition for that
utility.
19 8,19
Preliminary results from recent work indicate that the kinetics
of the THM formation reaction may be able to be sufficiently well described
under a controlled set of conditions that a limiting value for TermTHM
concentration may be predictable by measurement of only a few values for THM
concentration early in the sample holding period. This approach to limiting
value calculations is still under investigation.
-------
- 12 -
Maintenance of Chlorine Residual: In conventional U.S. water tratment
practice, maintenance of a free chlorine residual throughout the distribution
system is often recommended or required. The continued reaction of precursor
with chlorine to yield trihalomethanes depends on the maintenance of a free
o
chlorine residual . Thus one of the prime conditions necessary for THM
formation is widely maintained. Again, with chloroform as an example, the "raw"
water curve presented in Figure 3 shows the abrupt cessation of chloroform
production as the chlorine became depleted. The 24-hour-and all later samples
gave the same chloroform concentrations, and chlorine residual determinations
confirmed the lack of chlorine. Thus the 24-hour-and later chloroform
concentrations could be misleading, assuming one of the conditions in the water
utility under investigation was maintenance of a chlorine residual throughout
the distribution system. For example, a single 48-hour chloroform determination
without an accompanying chlorine residual measurement would give a misleadingly
low Terminal chloroform concentration and chloroform formation potential.
Thus, for evaluation of systems where free chlorination is practiced, to assure
that these misleading results are not obtained, a chlorine residual measurement
must always be performed at the time of THM analysis to assure that a free
residual is present.
Work at the WSRD laboratory seems to indicate that TermTHM concentrations
are not affected significantly by the amount of free chlorine present. This
may be only because the concentrations usually are limited by the amounts of
precursors present. Some work has indicated that TTHM formation rates may
be dependent on free chlorine concentration where the reaction is not
12
precursor limited. In addition, Rook has published data showing an increase
in chloroform formation rate with an increase in chlorine dose. Since Rook
did not show TTHM concentrations, whether this was caused by an increase in
overall trihalomethane formation rate or simply a change in chlorine to
-------
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bromide ratio cannot be determined (this effect of bromide concentration is
discussed below). Because of the uncertainty of the effect of chlorine con-
centration on reaction rate, the dose used in the TermTHM determination should
be nearly the same as that used at the treatment plant, and because that dose
is adequate for maintenance of a distribution system residual, it should be
adequate to supply the required residual for the duration of the test.
Effect of Temperature: Upon chlorination of a natural water approximately
twice as much chloroform can be formed in a given period of time at 25°C as is
Q TO
formed at 3°C, ' This range of temperature is not uncommon, summer to winter,
in U.S. surface waters. A need for close temperature control during the deter-
mination of TermTHM concentration is, therefore, indicated. Temperature is
largely seasonally controlled, and, for a given system, an estimated average
temperature of the distribution system is the logical choice for the controlled
reaction temperature.
Effect of pH; The trihalomethane formation rate has been shown to
o -I 9
increase with an increase in pH. ' This increase is expected because the
haloform reaction is base catalyzed. The selection of the pH for the controlled
reaction during the TermTHM concentration determination is not as straight-
forward as that for reaction time and temperature discussed above, however.
The variation of pH through an operating water treatment plant can be quite wide
and the variation is operationally controlled.
If the determination of the TermTHM concentration and the THMFP for the
finished water only is desired, pH selection is not a probelm. The samples
should be stored at the finished water pH, If, however, a comparison of the
THMFP of the finished water with that of the source (raw) water, or with
water at any stage of treatment to evaluate success of a unit process in
-------
- 15 -
reducing THMFP is desired, the selection of pH is more difficult.
The analyst must be sure that the same portion of the Total Precursor
Q
concentration (pH dependent) is reacting at each point, and that the reaction
Q
rate of chlorine with that material (also pH dependent) is the same at each
point. Thus, all of the samples from each of the various sampling points
must be chlorinated and stored buffered at a single selected pH value.
Therefore, because the THMFP test is designed to measure the portion of the
Total Precursor that is significant in a given water as it leaves the treat-
ment plant, the logical selection of the single reaction pH value is that of
the finished water entering the distribution system, as with the choice of
temperature.
This choice can lead to seemingly anomolus results, however. For example,
where pH is high through a unit process the THMFP at that pH might be higher
than THMFP for the same water measured at distribution system pH, Because
the reactions in the distribution system occur at a lower pH, reactions which
occur at the high pH at higher rates and involving a different portion of
the Total Precursor are not important to the consumer. Therefore, that
part of the total precursor should not be measured as THMFP and will not be
if the samples are buffered at the distribution system pH.
Loss of Volatile Species; To prevent misleading losses of trihalo-
methanes produced during the reaction period, the reactions must be carried out
in sealed, head-space free, containers. Container materials should be all glass
or glass with teflon lined caps. Standard glass stoppered reagent bottles
filled to overflowing so as to wet the stopper surface or the teflon septum-
sealed serum vials used for sampling for InstTHM determinations (see above)
have been found suitable.
-------
- 16 -
Effect of Bromide or Iodide Contamination; As mentioned earlier,
bromide or iodide present in the water can, as a result of first reacting
with chlorine, cause formation of THM species other than chloroform. In the
19
case of bromide, the velat-ive amounts of THM species formed has been shown
to be highly dependent on the bromide content of the water and the chlorine
dose, presumably because these determine the ratio of bromine to chlorine
available for competing reactions. Although the product ratios change, the
effect of bromide may be small when TTHM is calculated, however.
Preliminary work indicates that equal amounts of bromine and chlorine
substitution as trihalomethanes would be expected if the original bromide
19
concentration is as little as 2% of the chlorine dose. Clearly, any
bromide (or iodide) contamination of reagents used will cause a different
ratio of THM species to be formed than would normally occur on chlorination
of that water under plant conditions. Where individual THM species data
are used, this effect could be the cause of misinterpretations of data. For
example, if only chloroform concentrations are reported and reagents are
contaminated with bromide the TermTHM and THMFP tests would give lower
chloroform concentrations than those observed in the plant or in distribution.
However, measurement of all THM species would reveal that the bromine-containing
species were present in higher concentrations and the TTHM concentrations
approximately the same. As mentioned earlier, a change of chlorine dose
where bromide content of the water is constant could cause the same effect.
Effect of Precursor Contamination: In the WSRD laboratory distilled-
deionized- carbon filtered water has been used for "blank" water for reagent
preparation. At pH 7 the contribution of precursor in reagents has been
small- At higher pH, however, blank values tend to be higher. Care should
be taken to minimize volumes of reagents used in TermTHM measurements in
order to avoid this contribution to the THM concentrations obtained.
-------
- 17 -
Procedure for Terminal THM, and THM Formation Potential Determinations.
A test for TermTHM concentrations and THMFP can be standardized
in approach, but the conditions for sample treatment and storage, and therefore
the portion of the Total Precursor concentration measured, will vary
widely from system to system depending upon:
1. distribution system residence time
2. total chlorine demand of the sample
3. ambient temperature of the system
4. pH of the finished water in the particular system under investigation
as these variables must be chosen to match those in the system.
In work at the WSRD laboratory, a large (1-3 liters) sample of water
is collected and the pH is adjusted to that selected with an appropriate
inorganic (e.g., phosphate or borate) buffer. The final buffer strength is
about . 01M. The sample is then chlorinated, if needed, by the addition of
a previously standardized chlorine or hypochlorite solution. (Sufficient
chlorine is added at this time to maintain a free residual for the duration
of test period. Water leaving the treatment plant should already contain
sufficient free chlorine and the chlorination step is not needed). Several
sample bottles are filled and capped head space free - two bottles for each
point to be determined on the rate curve. For example, four bottles are
needed if only two points on the curve are to be determined, that is,
initial (zero time) and final values. Two more bottles are required to
determine each intermediate point. One of the "zero" time sample bottles
containr sodium thiosulfate to immediately reduce the chlorine so only the
InstTHM is measured. The other "zero" time sample has no reducing agent
and is used for measurement of the chlorine residual. This entire sequence
from sample collection to the capping of the bottles should be done as
quickly as possible to avoid loss of InstTHM during the manipulations.
-------
- 18 -
The samples, except "zero" times are then stored at the selected
temperature. After the preselected time, or times, if the reaction rate curve
is to be determined, one sample bottle is opened and an aliquot is transferred
by pouring into a smaller bottle containing sodium thiosulfate to prevent
further reaction of precursor with chlorine. This smaller bottle is then
quickly sealed head space free to await THM analysis. This measurement
determines a THM concentration for the respective time on the rate curve, and
the analytical procedure is exactly as described above for InstTHM determination.
A second bottle is opened at the same preselected time(s) and the chlorine
residual is measured. More details of this procedure are given in References
2, 4 and 8.
After the above determinations are completed the THM concentration
measured from the "zero" time sample is the InstTHM concentration; the THM
concentration from the bottle stored for the longest time is TermTHM
concentration. The difference between the InstTHM concentration and the
TermTHM concentration yields the THMFP.
A much simpler approach to the determination of "Free"(Inst.) and
20
"Potential" (Term) haloforms has recently been suggested by Nicholson.
Nicholson uses gas chromatograhy with direct aqueous injection of both
purged and unpurged samples. The introduction to the hot injection port
o fthe aqueous sample results in hydrolysis of halogenated intermediates
to yield trihalomethanes. Thus the direct aqueous injection method is said
to measure "Total Potential Haloforms," and subtraction of the pre-purged
sample value gives the "Free haloform" (Inst.) concentration. The method
does not, however, taken into account the effects of a free chlorine residual
over a period of days, nor has the relationship of the high temperature
hydrolysis to treatment plant conditions been established.
-------
- 19 -
EXAMPLES OF THE USE OF METHODS - INTERPRETATION OF RESULTS
Some hypothetical examples will help to demonstrate the use of the two
experimental determinations and the calculated THMFP to estimate both consumer
exposure to trihalomethanes resulting from the chlorination process and the
efficiencies of the various unit processes within the plant for removing
precursor compounds during treatment. The efficiency of unit processes for
removing chloroform or other trihalomethanes can also be estimated.
Simple Chlorination; The first example (Figure 4) represents the simplest
case — a water treatment plant with chlorination only. Figure 4 depicts
the relative values for the parameters that might be obtained if analyses
were conducted for the InstTHM concentration and TermTHM concentration for
source water (A), plant clearwell (B), and a theoretical point at the maximum
residence time in the distribution system (C). Note: Recall that for
simplification the trihalomethanes are being discussed here as a group.
Each bar could represent the single group index (TTEM), any one of the
individual species, or be subdivided horizontally into four bars of different
heights to represent all four commonly found trihalomethanes. According to
the bar graph, trihalomethanes were absent in the untreated source water
(InstTHM was not found on analysis of source water), but the full THMFP was
present and equal to the TermTHM concentration obtained experimentally. At
the clearwell, some of the precursor measured as THMFP had reacted to form
trihalomethanes (measured as InstTHM in finished water) leaving a smaller
remaining THMFP. The remaining THMFP, plus InstTHM concentration equals
the TermTHM concentration determined originally on the source water.
-------
20 -
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InstTHM CONCENTRATION
THM FORMATION POTENTIAL
TermTHM CONCENTRATION
SOURCE
CHLORINE
CLEAR
WELL
k
END OF DISTRIBUTION
SYSTEM
FIG. 4. TRIHALOMETHANES FORMED DURING WATER
TREATMENT BY CHLORINATION ONLY
-------
- 21 -
At point C the entire original THMFP had reacted to give an InstTHM concen-
tration identical to the TermTHM concentration. No unit process exists at
this plant that was effective for reduction of either TermTHM or InstTHM
concentrations. The practice of chlorination itself converted THMFP to
InstTHM, thereby causing a reduction in the THMFP, In assessing the THMFP
removal by any unit process, care must be taken to separate removal of THMFP
by conversion to InstTHM by chlorination and removal of THMFP by the unit
process itself. Only at a point closer to the treatment plant than the
maximum length in the distribution system is consumer exposure to THM lower
than the TermTHM concentration shown in Figure 4.
Conventional Treatment: Shown in Figure 5, during conventional treatment with
raw water chlorination, some THM is formed during rapid mixing and throughout
the following treatment stages in the presence of chlorine. Thus, the
InstTHM concentration increases as the water passes through rapid mixing,
settling, and filtration — points B, C, and D. Coagulation and settling do
reduce THMFP (i.e,, precursor removal) so that parameter as well as TermTHM
concentration declines from point B to C, Filtration removes a little more
precursor material that is associated with the carryover floe so the THMFP
declines slightly again from point C to D. The remaining THMFP is converted
by chlorination to THM from point D to E and therefore the InstTHM concentration
determined for a sample taken at that point in distribution equals the TermTHM
concentration of the sample from point D,
Lime Softening; A case more complex than conventional treatment is illustrated
in Figure 6, This example treatment plant employs lime softening, recarbonation
after settling, and rapid sand filtration for treatment of the same water in
the example shown in Figure 5, Two alternate points of chlorination are
shown in Figure 6, The probable effect of raw water chlorination only is
-------
- 22
DC
I-
Z
LU
o
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o
o
InstTHM CONCENTRATION
THM FORMATION POTENTIAL
TermTHM CONCENTRATION
IB
ISOURCEJK
CHLORINE J
COAGULANT-1
>
RAPID
MIX
-*|SETTLING|
m
m
END OF DISTRIBUTION
SYSTEM
FIG. 5. TRIHALOMETHANES FORMED DURING CONVENTIONAL
TREATMENT WITH RAW WATER CHLORINATION
-------
- 23 -
Z
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5
ISOURCELp.
RAPID
MIX
SETTLING
CI2 LIME
f
C02
END OF DISTRIBUTION
SYSTEM
FIG. 6a. TRIHALOMETHANES FORMED DURING TREATMENT BY LIME
SOFTENING WITH RAW WATER CHLORINATION
InstTHM CONCENTRATION
THM CONCENTRATION
IA'
|SOURCEki»
^^^•H
c
c
U THM FORMATION POTENTIAL
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DISTRIBUTION
LIME
CO
FIG. 6b. TRIHALOMETHANES FORMED DURING TREATMENT BY LIME
SOFTENING WITH SETTLED WATER CHLORINATION
-------
- 24 -
shown in the upper bar graph (Figure 6a) 5 and chlorination after recarbonation
only is shown in the lower bar graph (Figure 6b)» The general explanation
for the bar graphs of Figure 6 is the same as that for Figure 5, except
that some additional interesting effects of treatments are demonstrated.
Point C (after settling, before recarbonation) shows the effect of
high pH on the reaction rate. In Figure 6a a large proportion of the original
THMFP has been converted to THM as compared to Figure 5 where the pH in
the settling basin was lower, Because the trihalomethanes produced through
the lime softening process are carried through the treatment process, the
TermTHM concentration measured after storage of samples D and E will include
whatever InstTHM concentrations were formed at the accelerated rate during
treatment. This point will be elaborated on immediately below and when
Figure 7 is discussed. The sum of THMFP and InstTHM concentrations (the TermTHM
concentration) has declined between B and C because the settling during lime
softening removes some precursor. From C to D, after recarbonation and sand
filtration the rate of increase in InstTHM concentration is slowed as the pH is
lowered so only a slight increase in InstTHM concentration is shown. Further,
the filters remove a small additional amount of precursor(s) that is associated
with floe particles, resulting in a slight decrease in the THMFP. The InstTHM
concentration increases with time at the expense of THMFP between D and E.
In the lower bar graphs in Figure 6b, because of the location of the point
of chlorination, no InstTHM concentration is shown until point D after
recarbonation and chlorination. The InstTHM concentration increases during
flow through the distribution system to Point E . Note that the values for
TermTHM concentration in the Figure 6b are lower at point BT through E' than
those observed for their respective counterparts (B through E) in Figure 6a.
-------
- 25 -
The first reason, as noted before, is that precursors that are other^
wise removed during softening and settling are converted rapidly to trihalo<-
methanes (shown as InstTHM) during the treatment process depicted in Figure 6a.
The trihalomethanes are then carried through the treatment process.
The second reason is more directly related to the high pH during treatment
and explains why the TermTHM concentration is higher at point B than at B'
and is also higher at B than that measured at point A. Precursor materials
that react at insignificant rates at the lower pH of the distribution system
and during the TermTHM concentration test conducted at points A, A and B
are converted rapidly to trihalomethanes during the treatment depicted by
Figure 6a. This contribution of InstTHM concentration to TermTHM concentration
at B does not appear in the TermTHM concentration measurement on water samples
from A, A' or B', These trihalomethanes are carried on to the subsequent
sample points.
On the other hand, the THM Formation Potentials at points C* and D
are slightly higher than those at the corresponding points in Figure 6a.
This is also caused by the rapid reaction of precursors at high pH. In this
case, precursor materials represented by the THMFP in the lower scheme (test
conducted at distribution system pH) reacted at a rapid rate during softening
to form InstTHM during the upper treatment process. That part of the THMFP
material was therefore no longer available to appear as part of the calculated
THMFP value on the upper bars C and D, This reduction of THMFP might be
expected to cause a reduction in TermTHM concentration through the upper
treatment train, but the lessening of C and D THMFP is exactly compensated
for by the corresponding increase in InstTHM concentration and therefore
does not reduce the TermTHM concentration in that treatment mode. Of
course, as noted above, settling and filtration does reduce the TermTHM
concentration.
-------
- 26 -
The above effects of the reaction of chlorine with precursor otherwise
reduced in concentration during the softening process and the high reaction
rate of chlorine at high pH with precursor unreactive at distribution system
pH combine to cause the TermTHM concentrations to have higher values when
source water chlorination is practiced, A more dramatic demonstration of
these effects is shown in Figure 7. Because the TermTHM concentration
determination is carried out at the distribution system pH, the InstTHM
concentration after softening could theoretically exceed the TermTHM
concentration established in the source water. This would occur if the
detention time at high pH through softening and settling was long enough.
Therefore, with sufficient contact time, the InstTHM concentration at the
process effluent could exceed the TermTHM concentration measured under distri-
bution system conditions at the influent to that process. This type of result
would not be inconsistent with the rationale for selecting testing conditions
described in this paper, however. Reduction of THMFP through the unit process
can still be directly calculated and that is the goal of the determination.
The increase of InstTHM through the process is also easily calculated from the
influent and effluent InstTHM concentrations,
Granular Activated Carbon Filtration/Adsorption; Figure 8 illustrates effects
that might be observed at points through a water treatment plant that employs
alum or iron coagulation, settling, and granular activated carbon (GAG)
filtration/adsorption. Two alternate points of chlorination are shown. Again,
as in the lime-softening case, the TermTHM concentration at C' in Figure 8b is
lower than the same parameter at point C in Figure 8a. Although the THMFP is
similar at point C' to that at point C, the TermTHM value at point C is higher
than at point C' because of the InstTHM concentrations resulting from the
chlorination reaction through treatment (A-C). Here, however, the
-------
27 -
llnstTHM CONCENTRATION
CUTHM FORMATION POTENTIAL
TermTHM CONCENTRATION
[SOURCE
r
-HIND OF DISTRIBUTION
SYSTEM
CHLORINE LIME
CARBON DIOXIDE
FIG. 7. TRIHALOMETHANES FORMED DURING TREATMENT BY LIME
SOFTENING WITH LONG DETENTION TIME AT HIGH pH
-------
- 28 -
THM CONCENTRATIOr
A
SOURCE^
D A DID
MIX
??
Yf
B
/S.
^
C
f* Af*
FILTER
^
^J
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t
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' CINU VJr Ulo 1 rilDU 1 lUPJ
SYSTEM
CHLORINE COAGULANT
CHLORINE
FIG. 8a. TRIHALOMETHANES FORMED DURING TREATMENT BY GRANULAR
ACTIVATED CARBON ADSORPTION WITH RAW WATER CHLORINATION
JCENTRATIOf
^,
O
O
2
X
1
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^ InstTHM CONCENTRATION
CUTHM FORMATION POTENTIAL
[ZD+E32 TermTHM CONCENTRATION
B'
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STEM
COAGULANT
CHLORINE
FIG. 8b. TRIHALOMETHANES FORMED DURING TREATMENT BY GRANULAR
ACTIVATED CARBON ADSORPTION WITH POST-CHLORINATION ONLY
-------
- 29 -
instantaneous value at C was caused only by the chlorination in the treatment plant
of precursor that was present at points A, B, A', B' but was no longer present
when the TermTHM test was carried out on the chlorinated settled water at
C1 and was not influenced by a pH effect as noted previously. Because these
precursors were removed during settling they were not available to contribute
to the TermTHM concentration when sample C' was chlorinated.
The removal efficiencies of trihalomethanes and precursors vary widely
9 10
with time in service of GAG filters ' and the efficiencies illustrated for
this treatment step in Figure 8 are completely arbitrary. Note that although
a 50% removal of precursor (as THMFP) and of THM (shown as InstTHM concentration)
in the upper graph (Figure 8a) can seeminly be estimated (C minus D concentrations
divided by C concentration x 100)_, care must be taken in making such interpretations
if this was a real observation. THM is being produced during the time in a
unit process at a rate dependent upon the physical and chemical factors mentioned
previously and is removed at a competing rate according to the effectiveness
of the process in use. The net rate is what is actually being measured through
process. For example, from Figure 8a, between points C and D, whether some amount
of precursor THMFP between 0 and 50% reacted to produce THM that was efficiently
adsorbed or a true 50% removal of precursor (THMFP) occurred cannot be
determined. In other words, in the case of GAG adsorption systems determing
the separate adsorption efficiencies of THM and precursor in the mixed dynamic
system is difficult. At best, the effects can be described as 50% reductions
as opposed to removal in InstTHM, TermTHM concentrations and THMFP with no
connotation as to mechanism for this occurrence. This is not so complicated
in the example shown in Figure 8b where no InstTHM is formed until after the
filter adsorbs.
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Summary of Examples: These four hypothetical examples are not designed as
predictions of the success or failure of certain unit processes in a treatment
train or to be indications of the relative effectiveness of those processes.
The examples do serve to indicate the kinds of results that might be obtained
when a plant is sampled for measurement of InstTHM- and TermTHM concentrations
and THMFP and when the results of these measurements are compiled for unit
processes or whole plant evaluations. They also serve to illustrate the
complexity of the design of in-plant studies of treatment processes for
reduction of these parameters and some of the more important considerations
pertinent to analysis of data obtained as a result of those studies.
SUMMARY
Instantaneous Trihalomethane concentrations in chlorinated drinking water
may be measured in samples where chlorination reactions were stopped by addition
of a suitable reducing agent at the time of sampling. The trihalomethanes
are then separated from the aqueous phase and subjected to an acceptable form of
measurement.
Terminal Trihalomethane concentration is a measure of trihalomethanes
formed as a result of sample storage under conditions closely approximating
those of the distribution system corresponding to the plant under study.
The parameter can be used to estimate consumer exposure to trihalomethanes
as well as provide a route to the calculation of Trihalomethane Formation
Potential remaining at any stage of treatment.
Trihalomethane Formation Potential is a useful measure of pertinent
unreacted precursor material. The value is obtained by subtraction of
the Instantaneous Trihalomethane concentration from the Terminal Trihalomethane
concentration in a given sample.
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Total Precursor concentration measured as maximum trihalomethane
produced on chlorination is not a viable parameter because establishing
completeness of the reaction is rather difficult, and the measurement would
invariably give trihalomethane concentrations higher than those actually
reaching the consumer.
Generation of the trihalomethane formation rate curve, although not always
necessary, provides useful background information for plant and unit process
evaluations. The curve, when generated for finished water samples, provides,
a useful estimate of trihalomethane concentrations for any given Lime after
the water leaves the treatment plant.
The proper measurements of Instantaneous Trihalomethane and Terminal
Trihalomethane concentrations and calculation of Trihalomethane Formation
Potential in conjunction with a carefully planned sampling program can be
used to determine in-plant sources of trihalomethanes as well as to evaluate
whole plant and unit processes efficiencies in removal of precursors and removal
of trihalomethanes formed. The measurement can be used to determine success
or failure of efforts designed to reduce trihalomethane concentrations reaching
the consumer through modification of water treatment practice.
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ACKNOWLEDGMENTS
The authors wish to thank those who reviewed this manuscript for all
of the helpful suggestions. These reviewers were: J.K. Carswell, O.T. Love.,
J. DeMarco, G. G. Robeck, H.J. Brass and F. C. Kopfler. The authors also
express their appreciation to Ms. M. Lilly and Ms. P. Pierson who typed the
drafts and this version of the manuscript. The work of the entire organics
removal staff which made this writing possible is also acknowledged.
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LITERATURE CITED
1. Report on the Carcinogenesis Bioassay of Chloroform, Carcinogen Bioassay
and Program Resources Branch, Carcinogenesis Program, Division of Cancer
Cause and Prevention, National Cancer Institute.
2. Symons, J.M., Bellar, T.A., Carswell, J.K., DeMarco, J., Kropp, K.L.,
Robeck, G.G., Seeger, D.R., Slocum, C.J., Smith, B.L. and Stevens, A,A.,
1975 National Organics Reconnaissance Survey for Halogenated Organics in
Drinking Water, Water Supply Research Laboratory and Methods Development
and Quality Assurance Laboratory, National Environmental Research Center,
USEPA, Cincinnati, Ohio; Jour. AWWA, 67^634.
3. Train, R.E., USEPA News Release, March 29, 1976.
4. Bellar, T.A. and Lichtenberg, J.J., 1974, The Determination of Volatile
Organic Compounds at the yg/£ Level in Water by Gas Chromatography, USEPA,
National Environmental Research Center, Cincinnati, Ohio, EPA-670/4-74-009.
See also:
Bellar, T.A. and Lichtenberg, J.J., 1974, Determining Volatile Organics
at the yg/£ Level in Water by Gas Chromatography. Jour. AWWA, 66:739.
5. Stevens, A.A. and Symons, J.M., 1975, Analytical Considerations for
Halogenated Organic Removal Studies. In: Proc. AWWA Water Quality
Technology Conference, December 2-3, Dallas, Texas, pp. XXVI-1,
6. Rook J.J., 1974, Formation of Haloforms During Chlorination of Natural
Waters. Water Treatment and Examination, 23: Part 2, 234.
7. Bellar, T.A., Lichtenberg, J.J., and Kroner, R.C., 1974, The Occurrence
of Organohalides in Chlorinated Drinking Water, Jour. AWWA, 66:703.
8. Stevens, A.A., Slocum, C.J., Seeger, D.R., Robeck, G.G., (1975),
Chlorination of Organics in Drinking Water. Presented at the Conference
on the Environmental Impact of Water Chlorination, Oak Ridge National
Laboratory, Oak Ridge, Tennessee, October 22-24.
9, Love, O.T., Jr., Carswell, J.K., Stevens, A.A., Symons, J.M., 1975,
Treatment of Drinking Water for Prevention and Removal of Chlorinated
Organic Compounds, An EPA Progress Report, Presented at 95th Annual
Conference AWWA, Minneapolis, Minnesota, June 8-13.
10. Love, O.T,, Jr., Carswell, J.K., Stevens, A.A. and Symons, J.M., 1975,
Pilot Plant Studies and Measurement of Organics. Presented at 1975 Water
Quality Technology Conference, American Water Works Association, Atlanta,
Georgia, Dec. 8-10.
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11. Kopfler, F.C., Melton, R.G., Lingg, R.D. and Coleman, W.E., GC/MS
Determination of Volatiles for the National Organics Reconnaissance
Survey (NORS) of Drinking Water, in ''Identification and Analysis of
Organic Pollutants in Water," 1st ed., Keith, L.H., Ed., Ann Arbor
Science Publishers, Inc., Ann Arbor, Michigan, 1975, Chapter 6.
12. Rook, J.J., (1976) Haloforms in Drinking Water, Jour. AWWA, 68, 168.
13. Kissinger, L.D., Fritz, J.S,, 1976, Analytical Notes - Analysis of
Drinking Water for Haloforms, Jour. AWWA, 68, 435.
14. Fritz, J.S., as reported in C&EN, April 12, 1976, p. 35. See also:
Stevens, A,A. and Kopfler, F.C., "Analyzing Drinking Water," C&EN,
June 21, 1976, p. 5.
15. Coleman, W.E., Lingg, R.D., Melton, R.G., Kopfler, F.C., The Occurrence
of Volatile Organics in Five Drinking Water Supplies Using Gas
Chromatography/Mass Spectrometer (GC/MS), In "Identification and
Analysis of Organic Pollutants in Water," 1st ed., Keith, L.H,, Ed.,
Ann Arbor Science Publishers, Inc., Ann Arbor, Michigan 1975, Chapter
21.
16. Gould, E.S., "Mechanism and Structure in Organic Chemistry," Holt,
Reinhart & Winston, New York, 1964.
17. Seeger, D.R., 1976, USEPA, Cincinnati, Personal Communication.
18. Bunn, W.W., Haas, B.B., Deane, E.R. and Kleopfler, R.D., 1975,
Formation of Trihalomethanes by Chlorination of Surface Water,
Environmental Letters, 1(3(3), 205-314 (1975).
19. Moore, L., 1976, USEPA, Cincinnati, Personal Communication.
20. Nicholson, A.A, and Meresz, 0., "The Occurrence and Determination of
Free and Total Potential Haloforms in Drinking Water," Presented at
the 27th Pittsburgh Conference on Analytical Chemistry and Applied
Spectroscopy, Cleveland, Ohio, March 1976.
iiUSGPO: 1977 — 757-056/5473 Region 5-11
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