United States      Office of Air Quality      EPA-450/4-79-012
Environmental Protection  Planning and Standards     June 1979
Agency        Research Triangle Park NC 2771 1
An Empirical Approach
for Relating Annual TSP
Concentrations to
Participate Microinventory
Emissions Data
and Monitor Siting
Characteristics

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                                     EPA-450/4-79-012
     An  Empirical Approach for Relating
 Annual TSP Concentrations to Particulate
Microinventory Emissions  Data and Monitor
              Siting Characteristics
                          by

                      Thompson G. Pace

                  Air Management Technology Branch
                Office of Air Quality Planning and Standards
                        Prepared for

                U.S. ENVIRONMENTAL PROTECTION AGENCY
                   Office of Air, Noise, and Radiation
                Office of Air Quality Planning and Standards
                Research Triangle Park, North Carolina 27711

                        June 1979

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  This report is issued by the Environmental Protection Agency to report
technical data of interest to a limited number of readers.  Copies are available
free of charge to Federal employees, current contractors and grantees,
and nonprofit organizations - in limited quantities - from the Library Services
Office  (MD-35),  U.S.  Environmental Protection Agency, Research Triangle
Park, North Carolina 27711.
                      Publication No. EPA-450/4-79-012
                                  n

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                              TABLE OF CONTENTS

                                                                Page

LIST OF TABLES                                                   iv

LIST OF FIGURES                                                   V

INTRODUCTION                                                      1

MICROINVENTORY METHODOLOGY                                        3

     PRELIMINARY SURVEY                                           9

     FINAL SURVEY AND COMPUTATIONS                                9

DEVELOPMENT OF THE EMPIRICAL TECHNIQUE                           13

     FORM OF THE METHOD                                          13

     EVALUATION OF METHOD                                        16

     POTENTIAL APPLICATIONS AND EXAMPLES                         24

          Calculation of a City-Specific Regression
          (Equation 2)                                           24

          Calculation of Relative Source Impacts from
          Equation 1                                             25

          Control Strategy Applications                          28

LIMITATIONS OF THE METHOD                                        28

References                                                       31

Appendix A                                .                      A-l

Appendix B                                                      B-l

Appendix C                                                      C-l

Appendix D                                                      D-l

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                           LIST OF TABLES

Table No.                                                      Page

   1       Example of Area Source Inventory Around
           TSP Monitoring Sites                                  7

   2       Information to be Obtained in  Preliminary Survey     10

   3       Land Use Categories  and Classification Criteria       12

   4       Summary of Multiple  Regression Analysis               18

   5       Comparison of Predicted and Observed
           Concentrations in Three Urban  Areas                   22

   6       Example Tabulation of the  Predicted and  Relative
           Impacts of POINT, AREA, LOCAL  and VISPLUME Source
           Categories at Two Sites in Philadelphia               27

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                           LIST OF FIGURES
Figure No.                                                       Page

    1        Standard sectors used in Microinventory
            Analysis for Area Sources                             5

    2        Microinventory grid system recommended for use
            with dispersion models                                6

    3        Sketch of the one-quarter mile radius around an
            example site                                         8

    4        Plot of predicted versus observed concentration
            for regression                                       17

    5        Plot of predicted versus observed concentration
            in Philadelphia                                      21

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                                INTRODUCTION

     A recent nationwide study of Total  Suspended Particulate (TSP)  indicated
that an average of around one-third of the TSP found on the high-volume sampler
comes from industrial  types of sources.    Another one-third of the TSP is
attributed to background or distant natural  and man-made sources,  while the
remaining one-third is due to nontraditional sources such as fugitive dust and
area source combustion products.  This study suggested that these  nontraditional
sources have their greatest impact in their immediate vicinity while industrial
process sources seem to have their greatest influence over a broader scale of
several miles because of their higher effective stack height.  Several  other
                               2 3
studies noted similar findings. '   In the past, emission inventories have
frequently been compiled for use in atmospheric dispersion models  to assess
the impact of various source categories and control  strategies for these
sources.  Spatial resolution of these inventories has typically been limited
to 1 or 2 km square grids, even in the most densely  populated or industrialized
areas.  Also, many of the source categories are allocated to these grids by
population or other demographic indicators.   Such allocations do not neces-
sarily reflect a true emissions profile of the area  immediately surrounding
each monitor.  One modeling effort apportioning vehicle related particulate
emissions from major paved roads into 1  km grids, greatly improving  the model's
                      4
predictive capability.   In another study, the effect of the particulate
emissions associated with a given roadway was shown  to diminish rapidly as the
distance away from a roadway increased, indicating the importance of improving
our knowlege of sources within several hundred feet  of a monitoring  site.
Several studies have attempted to describe the area  around monitoring sites in
detail using pictures, sketches, scaled maps, site descriptions and/or emission
inventories.1'2'3'6'7

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     Procedures for developing and applying a microinventory are described
herein.  A microinventory is an inventory and orderly compilation of sources
in the vicinity of a high volume sampler.  Its purpose is to consolidate
information on source emissions or activity rates, monitor siting, air quality
data and land use characteristics into a consistent format and data base.  The
purpose of the microinventory is to assist in identifying the sources of
particulate matter in close proximity to a monitoring site.  Such information
can subsequently be used to interpret observed differences in air quality at
various monitoring sites.  Emissions from point sources within five miles and
area source emissions within one mile are inventoried.  Documentation of these
emissions becomes most precise in the area closest to the monitor.  Monitor
siting characteristics such as height and distance from sources within 200 feet
are recorded as a part of the microinventory.

     An empirical approach in which monitor siting characteristics and
microinventory information are related to measured annual mean TSP concentra-
tions using multiple regression analysis has been developed.  The regression
uses variables which consider the emissions and distances to both point and
area sources and the effects of traffic and dust on nearby streets upon
measured TSP concentrations.  The purpose of this report is to describe:
1) the methodology used in compilation of a microinventory and 2) the devel-
opment and uses of an empirical approach for relating observed annual TSP
levels to microinventory and monitor siting information.

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                         MICROINVENTORY METHODOLOGY

     The term "microinventory" has been used to describe the procedure of
estimating annual particulate emissions in the area surrounding hi-volume
              o
sampler sites.   The methodology for the procedure has evolved from a fairly
simple genesis into a detailed compilation of sources and their distances and
                         9
directions from monitors.

     A microinventory must be conducted over a geographical  area large enough
to include the location of most of the sources believed or assumed to have
significant effect on TSP air quality.  This geographic area will  necessarily
be different for elevated point sources than the ground level or rooftop
emission height of area sources because of the greater dispersion  potential
for emissions from the taller stacks characteristic of the major point sources,

     The distances suggested for a microinventory are five miles radius for
point sources and one mile radius for area sources.  The following rules of
thumb are suggested for point sources:  a) all sources within one  mile radius
be included, b) from one to three miles distance, only those sources greater
than or equal to 100 tons per year actual emissions be included and c) from
three to five miles distance, only those sources greater than or equal to
ZSO tons per year be included in the microinventory.  These rules  of thumb
were selected after review of Gaussian dispersion model applications and
theory to include the significant sources impacting air quality.  Point
sources are further described in the microinventory as to their distance and
direction from the monitor.  This information provides additional  perspective
on the sources and their potential for influencing TSP concentrations.

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     For area sources,  the large number of small  sources,  diversity  of source
shapes and broad land area coverage would  make  such  a  listing  impractical  if
not impossible.  Considering the practical  constraints,  an inventory technique
has been developed which places the area sources  into  annular  sectors in  four
directions and three distances from the monitor as depicted in Figure 1.
(Figure 2 suggests a grid system for use with dispersion models which require
Cartesian coordinate systems).  Within the center section  (Sector 1), the
major sources within 200 feet of the monitor are  described as  to their dis-
tance and direction from the monitor.  Sources  within  the  quarter-mile radius
(Sector 1) are considered to be sufficiently close to  the  site that  they  would
affect the monitor under most wind conditions and thus,  no compass directions
were recorded.  Separate tabulations are made for area sources within each of
the nine sectors.  An example of an area source inventory  around a TSP site is
given in Table 1.  Also, Figure 3 is a sketch of  the quarter-mile area around
the monitor.
     Fugitive dust sources are generally the dominant  area sources.   These
include dust from paved roads, unpaved roads and  parking lots, cleared areas,
construction, rail yards, agricultural tilling, etc.  Industrial processes
smaller than the point source cutoff of 25 tons per  year actual emissions can
also be listed.  Also included are area combustion sources such as space
heating, small boilers and incinerators which were not included in the point
source inventory, and vehicle exhaust.  A gridded inventory using demographic
allocation methods is generally used for stationary  combustion sources, and
these are apportioned into the nine sectors by  land  area.

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                                      km
                              0  0.40 0.80
                        SCALE I	\-
                              0  0.25 0.50
                                     miles
1.6
1.0
Figure 1.  Standard sectors  used In Microinventory Analysis
           for Area Sources

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9
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0.62
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2.(
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1
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Figure 2.   Microlnventory grid system recommended
           for use with dispersion models

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1,7.  Unpaved  pkg lot, 0.1 ac, 10 cars
2. Cleared area, 0.1 ac
3,6.  Unpaved  pkg lot, 0.1 ac, 5 cars
4. Unpaved storage area, 0.2 ac
5. Unpaved pkg lot, 0.3 ac, 25 cars
8. Unpaved pkg lot, 1.7 ac, 35 trucks
9. Unpaved pkg lot, 1.5 ac, 150 cars
10. Unpaved storage area, 2.0 ac
11. Unpaved storage area, 8.1 ac
One-quarter mile  radius around
                  Scale  1" =  400'
 12.  Unpaved pkg lot, 0.8 ac, 20 cars
 13.  Unpaved pkg lot, 0.7 ac, 50 cars
 14.  Unpaved storage area,  3.4 ac
 15.  Unpaved storage area,  2.3 ac
 16.  Unpaved road, 400 ft,  5 cars
 17.  Unpaved road, 300 ft,  10 cars
 18,19. Unpaved alley, 750  ft,  5 cars
 20.  Unpaved road, 675 ft,  5 cars
 21.  Unpaved road, 600 ft,  5 cars
6402 East  37th  site.
Figure 3.   Sketch of the one-quarter mile  radius around an example site.

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     The emission factors used in the inventory should be consistent with



published EPA factors.    The factors or formulas used to estimate fugitive



dust emissions in a recent microinventory of sites in Kansas City, along with



a summary of these calculations is given in Appendix A.  These emission factors



were applied to activity factors such as VMT (vehicle miles traveled), acres



of tilled land, etc., to compute the emission estimates for each sector.  A



description of the procedure recommended for use in deriving the information



needed to compile a microinventory follows.  The procedure consists of two



steps:  1) a preliminary survey, and 2) a final survey and computations.







PRELIMINARY SURVEY



     The procedure for determining the locations of the sources and their



activity levels should be carefully developed to minimize time required in the



field.  A preliminary survey is suggested if the sites to be inventoried are



not located in the same area as the agency or person performing the inventory.



This is a one-to two-day visit to the sites to be inventoried.  Table 2 indi-



cates the information obtained during the preliminary survey.







FINAL SURVEY AND COMPUTATIONS



     Following this preliminary survey, a grid of the road network within



Sector 1 is drawn to scale using a map such as the U.S. Geological Survey 7



1/2 minute quadrangle.  Then the distances and directions from the sites to



the point sources are calculated.  Aerial photos can be used as one means of



locating cleared areas or other fugitive dust sources, or alternatively, a



visual drive through can be made.  The final survey visit consists of a



detailed visual inspection of the vicinity of the site.  The condition of the

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TABLE 2.  Information  to be Obtained in Preliminary Survey
   U.S.  Geological Survey Maps of the Area
   (from a  local  engineering supply store in most areas)

   Land  Use Maps
   (from local Council of Governments - COG)

   Traffic  Data
   (from local COG, or city or State transportation agency)

   TSP Annual Air Quality Data and Site UTM Coordinates
   (State/local Air Pollution Agency)

   Gridded  Inventory  of Area Combustion Sources
   (State/local Air Pollution Agency)

   Point Source Inventory Including Annual TSP Emissions

   over  25  TPY and UTM coordinates
   (State/local Air Pollution Agency)

   Precise  Location of Hi-vol Including Height and Distance
   to all Major Sources (such as roads, parking  lots,  etc.,
   within 60  meters)
   (obtained  during site tour)

   Photographs of Site and Surrounding Area
   (obtained  during site tour)

   Aerial Photographs (optional)
   (usually available through COG)
                              10

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streets (e.g., presence of paving, curbs, etc.)  is described.   The location
and activity level  of unpaved or gravel  parking, for example,  is estimated by
the best available means (talk with owner or attendant, or estimate lot capacity
and turnover rate).  The locations of very close point sources (as calculated
from UTM coordinates) are confirmed.  The mile radius area is  checked for
omissions from the point source inventory.  Any obviously unusual  character-
istics that may not have been considered accurately in the area source allo-
cation scheme (such as a concentration of coal-or wood-fired space heaters and
fireplaces) are noted, and appropriate adjustments should be made to the
inventory.  The final survey usually requires two persons for about one-third
to one-half day in the field per site, depending upon the complexity of the
area and the number of fugitive sources.  All of this information is then used
to estimate an annual emission inventory for each of the sectors in Figure 1.

     Predominant land use in each sector and in the several mile area sur-
rounding the inventory area can be estimated by visual inspection or, if
warranted, through land use maps.  For further accuracy, the 1/4 mile radius
sector (Sector 1) can be divided into quadrants and these classified according
to land use.  Such information may be useful for future planning and projection
activities.  Table 3 indicates the land use categories and classification
criteria which were found to be useful.

     An example microinventory for a site in Kansas City, Missouri, is in
Appendix B.  It includes a site description, area source inventory, one mile
map, quarter-mile sketch, and photographs.  Appendix C suggests uses for the
microinventory which are not directly related to the empirical technique which
will be discussed next.
                                     11

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               TABLE 3   Land Use Categories  and
                       Classification Criteria
  CATEGORIES
                                   CRITERIA
Undeveloped


Agriculture

Light residential

Dense residential


Suburban commercial



Central commercial

Light industry


General industry

Heavy industry


Airport
No significant activity;  includes
  parks and pasture  land

Active farming

Four or less dwelling  units/acre

Greater than four dwelling
  units/acre

Retail businesses in strip
  development or shopping
  centers

Central business district

Metal fabrication, warehousing,
  trucking, etc.

Controlled industrial  processes

Steel mills, foundries, coking,
  etc.

Municipal airport

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                   DEVELOPMENT OF THE EMPIRICAL TECHNIQUE

     This technique represents an approach to quantifying the relationship
between participate emissions, monitor siting characteristics, and annual
ambient measurements of Total Suspended Particulates (TSP) using a micro-
inventory data base.  It requires a moderately intensive data gathering effort
to quantify the emissions and environment in the immediate vicinity (i.e., up
to five miles) of high volume sampler sites.

     The empirical method is a regression equation which relates monitoring
site characteristics and microinventory information to observed annual  mean
TSP concentration.  The data base used in the development of the method included
data for 79 sites in four urban areas (Portland, Oregon, Bimingham, Alabama,
and the St. Louis and Kansas City metropolitan areas).  '  '  '

FORM OF THE METHOD
     The form of the method is a multiple linear regression equation with
annual geometric mean TSP concentration as the dependent variable and four
independent variable terms.  The independent variables are: 1) AREA, annual
area source particulate emissions within one mile (including fugitive dust and
influence of monitor height); 2) POINT, annual point source emissions within
five miles; 3) LOCAL, local sources (those traffic-related sources within
200 feet) and 4) VISPLUME, an indicator variable for the presence of a visible
plume of resuspended dust resulting from passing traffic on the nearest streets
(within 200 feet).  In addition, the differences in concentrations among urban
areas due to areawide factors (e.g., natural and transported background) not
included in the microinventory were estimated by assigning a "city effects"
                                     13

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classification variable to each urban area.   These are also independent



variables in the equation.  These variables  were selected after examining the



correlation matrix for approximately 30 potential  variables,  as listed in



Appendix D.





     As can be seen from the appendix, many  different data transformations



involving height of the monitor, distance of the sources, etc., were attempted.



The final selection of variables was based on the degree of intercorrelation



between each of these variables and average  ambient air quality.  Partial



correlation coefficients were developed, holding the effects  of other vari-



ables constant, and those selected gave the  highest partial correlations to



average air quality.  Also, consideration was given to the interdependence



among the independent variables in arriving  at the final selection.   For



instance, it may have been desirable to consider individual categories of area



source emissions, such as paved roads, unpaved roads, and others separately.



However, the relatively high intercorrelation between such variables necessi-



tated the exclusion of one of these variables from the regression model.



Multiple regression was then employed to derive the coefficients for each of



the terms in the equation and to obtain the  statistical values used  to judge


                                        15
the accuracy of the regression equation.





     The multiple correlation coefficient, (r), with the four variables and



city effects constants, K., in the regression equation was 0.876 using all 79



data sets; none were eliminated as outliers.  Therefore, the seven variables



explained 77 percent of the variance (r2) in measured concentrations.
                                     14

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Fhe  regression  equation  is  given  by:
where AVGAQ


       AREA
     AVGAQ   =   0.00451  (AREA)  +  0.00096  (POINT)  +

               50.5 (LOCAL)  +  18.6  (VISPLUME) .+

               K.  ("city  effects" variables)

               Predicted  annual  geometric  mean,  yg/m3
        Ai
       HGT


     POINT
                                                     (1)
     AT
                        25
               0.0324   HGT
                        0.16
A6+A7+A8+A9
   0.6084
   The constants .0324, .16 and .6084 are the square of
   the radius in miles to the area weighted center of the
   annular ring defined by the sectors in the numerator.

   Total  area source emissions in sector i, ton/yr
   (sector locations are shown in Figure 1)

   Height of sampler, ft
    n  PSEM.
    £  -mr-  (WWF)
         n   =
     PSEMi
        Di
       WWF   =
     LOCAL   -
      ADTj
      DIS1
  VISPLUME   =
   Number of point sources within 5 miles

   Emissions from point source i, ton/yr

   Distance to point source i, mile
   (lower limit of D. is 0.5)

   Wind weighting factor, computed as annual  wind direction
   frequency of occurrence (%} in quadrant where source is
   located, divided by 2b, dimensionless
                In  ADT
                   In APT?

                  /HGF+DIS22
=  Average daily traffic on nearby road i, veh/day


=  Distance to road i, ft
   (upper limit of DIS. is 200)
   0 if no visible plume of resuspended dust results from
   passing traffic on paved roads, 1 if there is a plume.the
   Care should be taken to assure that the conditions on
   street are typical of year-round conditions and not a
   short term dust loading, for example.
                                15

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K. (CITY EFFECTS)^  Classification variables to account for different
 1                  background concentrations in each of the cities.
                    The "city effects" for each city were found to be:
                         Portland, 35.6 yg/m3
                         St.  Louis, 50.6 ug/m3
                         Kansas City, 57.2 y
                         Birmingham, 50.3 ug/m3


The predicted versus observed concentrations are plotted from equation 1 in

Figure 4.


     Regression equations can be developed from the data sets in any one city

and their use will be discussed later.  For example, the equation derived with

just the 32 Kansas City sites would be:

          AVGKC  =  0.0054(AREA)  +  0.00057(POINT)  +                (2)
                    55.2(LOCAL)   +  10.6(VISPLUME)  +  57.6


Similar equations were not calculated for the other cities because they had

too few sites.



EVALUATION OF METHOD

     Three separate evaluations of the regression model (Equation 1) were

performed:  1) by using the statistics provided by the multiple regression

program; 2) by testing stability of the coefficients in the equation; and 3)

by testing the method's predictions with a new data set of emissions and air

quality data collected at 28 sites in three other areas (Philadelphia,

Pittsburgh and New England).


     The summary statistics from the multiple regression analysis with 79 site

data set are presented in Table 4.  The correlation matrix revealed no signi-

ficant intercorrelations between any of the independent variables used in the
                                     16

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20   40    60    80   100   120   140   160
    PREDICTED CONCENTRATION,,
                                                    180
Figure 4.  Plot of predicted versus observed
           concentration for regression
                        17

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TABLE 40  SUMMARY OF MULTIPLE REGRESSION ANALYSIS
Variable
AREA
POINT
LOCAL
VISPLUME
Constant
Regression
Coefficient
0.00451
0.00096
50.5
18.6
*
Std Error of
Regression
Coefficient
0.00082
0.00014
12.0
4.9

Computed
F Value
30.4
45.7
17.6
14.6

  * The  constant can be thought of as the value of the "city
    effects"  variable.  For  instance, for a site in Portland,
    the  intercept  could be thought of as 35.6 yg/m3.
                        18

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regression.  The t-test was used in testing the regression coefficient for
each of the independent variables to determine whether each was significant.
For the four variables and city effects constants and the 79 observations, F
values in Table 4 indicate that all the coefficients are highly significant.

     The standard errors for the coefficients of the variables AREA, POINT,
LOCAL and VISPLUME were only about 20 percent of the coefficient values.  The
standard error of the regression equation was 13.6 pg/m3, about 17 percent of
the average measured concentration.  The relative errors for all but three of
the 79 predicted concentrations were less than 28 percent.  It should be
emphasized again that none of the observations from the four cities were
removed before performing the regression analysis, although some were sus-
pected to contain anomalies.  It was felt that these "anomalies" may represent
"real" but unusual situations which might be encountered by users of this
model.

     The stability or sensitivity of coefficients in the equation was tested
by running two additional regression analyses, each with 75 percent of the
sites (selected at random) from the initial analysis.  This was done to assure
that there were not a small number of sites which might be responsible for
determining the value of the coefficients.  The AREA and POINT coefficients
were found to be very stable, the LOCAL coefficient fairly stable, and the
VISPLUME coefficient fairly sensitive to the specific sites included in the
analysis.  It was shown that excluding just a few influential sites from the
regression could affect the VISPLUME coefficient by as much as 15 percent.
However, VISPLUME was judged sufficiently stable and important to remain
included in the regression equation.
                                     19

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     In an effort to independently test the fundamental  relationships  in the
empirical  method, microinventories were obtained  in  Philadelphia,  Pittsburgh
and several sites in the New England area.   These microinventories were then
used to calculate values for the variables  AREA,  POINT,  LOCAL and  VISPLUME at
each site.  The product of the variable values and the variable coefficients
for each variable were added together to give a "predicted" concentration at
each site.  These "predictions" for the sites in  each area were compared with
average annual mean concentrations at the sites to give an indication  of the
extent to which the regression explained the variance among the concentrations
in each area.

     Since equation 1 was developed empirically for four specific  areas, it
may not be appropriate to use it as a predictive  model in other areas.  This
is because other factors, such as special terrain, or climate, may influence
the absolute values of the concentrations it predicts.  When applying  the
model to other areas, it is preferable to use it  in a relative sense.   This
will be discussed later.
     An example comparison of predicted and observed concentrations is given
in Figure 5.  In calculating the predicted concentrations in Figure 5, only
the LOCAL, AREA, POINT and VISPLUME terms of equation 1  were used.  Table 5
summarizes the correlation coefficients (between  predicted and observed) and
city effects constants (K) for each of the three  test case areas.   In  Table 5,
the city effects constants, K, were calculated as the average differences
between (observed concentration - predicted concentration) at each site in the
area.
                                     20

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  140
  120
en
.E
 en
 =L
  100
oc

2
LU
o
2
O


Q
a:
LU
   80
   60
SL
t>
   40
                o

                 o
                      o
   20
             20       40       60       80

               PREDICTED CONCENTRATION,
                                             100
                                                120
 Figure  5.   Plot  of predicted versus observed
             concentration in Philadelphia Using

             LOCAL,  AREA,  POINT and VISPLW1E terms

             In  Equation 1

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          TABLE 5.  COMPARISON OF PREDICTED AND OBSERVED
                    CONCENTRATIONS IN THREE URBAN AREAS
                                                      K.  Average Difference
City
Philadelphia5
Pittsburgh0
New England°'d
No. of
Sites
10
7
11
r r2
0.95 0.90
.94 .88
.93 .86
between Predicted ai
Observed, yg/m3
58
70
34
a It represents the fraction of the variation in concentrations between
  sites, which is explained by the model.
  Reference 17
0 Reference 18
  Reference 19
                                    22

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     The "city effect" represents that portion of the concentration which is


assumed to be relatively constant across the study area and is not accounted


for by the AREA, POINT, LOCAL and VISPLUME terms of the equation.   This portion


is thought to have several distinguishable components.  The largest component


of K is probably background, the portion of ambient concentrations which


cannot be reduced by controlling emissions from local manmade sources.   Back-


ground in turn has many components, including windblown dust from natural


surfaces, biological debris, and long-range transport of both primary and


secondary aerosols.  Background for an urban area is usually measured at a


nonurban site near the urban area which is unaffected by nearby emission


sources and represents the air which flows into an area.



     Two other probable components of the constant value could be collectively


described as "urban excess," in that these components would not be accounted


for in a measured nonurban background concentration.  The first of these is


locally emitted sulfates, nitrates, and organics that form secondary aerosols


in the atmosphere.  Long-range transport would include additional  secondary


aerosols that would be included in the background value described above.  The


other component would be the collective impact of area and small point sources


located in the urban area but outside the one mile radius microinventory area.



     Since the impacts of the above sources vary considerably from city to


city but to a much smaller degree for different sites within the same urban


area, the constant should also vary depending on the city.  The method for


determining this city-specific correction to equation 1 is discussed further

                                                                         TO
in the report which describes the validation of this empirical technique.
                                     23

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POTENTIAL APPLICATIONS AND EXAMPLES
     There are two applications of the regression study which will  be dis-
cussed in more detail.  These include the predictions of source impacts from
the calculation of city-specific regressions (e.g., Equation 2) and the
calculation of relative source impacts from Equation 1.

Calculation of a City-Specific Regression (Equation 2)
     The most desirable way to apply the above analysis is to estimate the
regression equation coefficients for a specific city using the four regression
variables (LOCAL, POINT, AREA, VISPLUME) and data for sites in that city.  To
do this, one would calculate values for each of the four variables using the
microinventory collected at a number of sites in an urban airshed.   Then a
multiple regression would be performed to estimate the regression coefficients
for the specific city involved.  No firm guidance can be given on how few or
how many sites are necessary to perform such a regression because the vari-
ability of the data and representativeness of the sites will be different in
different situations.  It may be possible to perform the regression using as
few as 12 or 15 sites, if there is good agreement in the data and if the
regression coefficients appear stable.  Such a decision (on the number of
sites required) will require inspection and evaluation of the preliminary
regression runs and standard statistical texts should be consulted.  If such a
regression were performed, the equation could be used as a predictive model
within the range of the observations.

     An example of a city-specific regression was given in Equation 2 for data
in Kansas City.  The coefficients of the other variables are slightly different
from those in Equation 1, indicating that some factors influencing the source-
receptor relationship in Kansas City may be slightly different from the  "average"

                                     24

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conditions in the four cities used to develop equation 1.   Several  factors



could effect the values of city-specific regression coefficients, the most



likely being dispersion meteorology.   Other factors might be the presence or



absence of major point source (or fugitive dust) oriented sites or just random



differences in the most probable values, exacerbated by the smaller size of



the data set.





Calculation of Relative Source Impacts from Equation 1



     Unfortunately, it may not always be possible to calculate a city-specific



regression equation.  In these cases, it would be desirable to use Equation 1



in some manner to assist in the analysis of the TSP problem in that. area.



Therefore, it is suggested that the variables in Equation 1 (AREA, POINT,



LOCAL, and VISPLUME) be interpreted only in a relative sense to estimate



source impacts.  It would be inappropriate to use Equation 1 to predict con-



centrations at sites in cities other than the ones used in the data base



(St. Louis, Birmingham, Portland and Kansas City).  (Predictions were calculated



for sites in Philadelphia, Pittsburgh and New England as a means of illus-



trating the validity of equation 1, but should not be interpreted as "yg/rn3"



concentrations for control strategy development or other uses.)





     An example of the calculation of the relative impacts of the variables



LOCAL, AREA, POINT, and VISPLUME are discussed below.  First, the variable



values are calculated for each site.   Then the coefficients (from Table 4)  are



multiplied times the variable values to give the calculated concentrations  at



each site which are associated with each variable.  As an example, the cal-



culation of the contribution from LOCAL sources at a site is given below.
                                     25

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               LOCAL =  •'" ""[1	  + ^-^L
               where:   ADTl = 20 = average daily  traffic  on  Allegheny  Avenue,
                                   vehicle/day

                       DISj = 20 = distance from  monitor  to  Allegheny  Avenue,
                                   feet

                       ADT2 - 4900 = average daily  traffic on  Delaware Avenue,
                                     vehicle/day

                       DIS2 = 65 = distance from  monitor  to  Delaware Avenue,
                                   feet

                       HGT  = 15 = height of monitor,  feet

               LOCAL = .25 (calculated variable value)


     Then the product of the coefficient and the  LOCAL  variable value  is

calculated.   From Equation 1, the coefficient of  LOCAL  is 50.5.  Calculating

the product of the variable value, .25, and the coefficient, 50.5,  gives  a

contribution due to LOCAL sources at the site of  12.6  yg/m3.


     The contributions of the LOCAL, POINT, AREA, and  VISPLUME source  categories

at each site are similarly calculated as the first  step in calculating relative

concentrations.  These predictions are then summed  and  the percentage  contri-

butions of each source category are calculated.  When  these  percent contribu-

tions are compared, they represent the relative contributions  of each  source

category to the ambient annual concentrations.  The sum of the predicted

concentrations may be compared with the actual  observed concentration  at  a

site.  The difference is the amount of the observed which is unaccounted  for

by the LOCAL, POINT, AREA and VISPLUME terms.  Table 6 gives an example of the

predicted and relative impacts and amount unaccounted  for at two sites in

Philadelphia.
                                     26

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         TABLE  6.   EXAMPLE TABULATION OF THE PREDICTED AND
                   RELATIVE  IMPACTS OF POINT, AREA, LOCAL
                   AND VISPLUME SOURCE CATEGORIES AT TWO
                   SITES  IN  PHILADELPHIA
 Site
   Allegheny Avenue
Predicted,  yg/m3   Relative,
      Broad and Soruce
Predicted,  yq/m3    Relative,
LOCAL
VISPLUME
POINT
AREA
12.4
0
7.8
22.1
29
0
18
53
28.5
0
.44
21 .9
56
0
1
43
Total Predicted
     42.3
         50.8
Annual Average

Unaccounted for
by LOCAL, AREA
POINT, VISPLUME
Terms
    107

    65
        116

         65
                                 27

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Control Strategy Applications
     The method outlined above can provide much useful  information for the
development of control strategies in urban areas.   The  major limitation of the
method is that it cannot be used to predict a "hot spot" concentration in an
area where there are no monitors, such as can be done with a dispersion model
unless the hot spot can be identified by some other means and a microinventory
developed for that area.  However, it provides much information about the
relative impacts of source categories on measured annual concentrations.

     Additional information on the sources which comprise the AREA and POINT
concentrations can be inferred from the emissions  inventories.  If desired,
the POINT, or AREA relative impacts could be apportioned among the major
source categories which are found in the microinventory and were used in
computing these variable values.  The LOCAL and VISPLUME variables are sug-
gestive of resuspended fugitive dust and vehicle exhaust emissions problems as
well as monitor siting considerations.

LIMITATIONS OF THE METHOD
     As with any technique for assessing data, there are certain limitations
which must be recognized.  These limitations include the range of variable
values which can be used, as well as meteorological, geographic and other
considerations.

     Since this is a linear regression model, and since the model was "fit" to
a limited range of variable values, it should only be used with variable
values which are in the range of those in the 79 site data base.  The minimum
and maximum values for each of the variables are as follows:
                                     28

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                              Minimum     Maximum



               AREA              0        12,850



               POINT             0        74,150



               LOCAL             0           .95





     There is some indication that the LOCAL relationship may result in some-



what high estimates for very low traffic levels (i.e., less than 1000 vehicles



per day).  This should be considered when interpreting the data.  It may be



justified to delete such roads from the analysis if, upon visual inspection,



the roads appear to have very low levels of dust in the traffic lanes.





     Another limitation concerns the minimum distance from point sources and



the confounding effect of plume rise.  Very few sites in the data base had a



substantial volume of industrial emissions within one-half mile of the moni-



tor.  It can be shown from dispersion model calculations that high stacks and



buoyant plumes may not have a significant effect on nearby monitors.  There-



fore it is suggested that no point sources closer than one-half mile be



included in the POINT estimate.  Analysis should not be attempted for sites



which have a substantial number of stack emission points within one-half mile.





     Some discretion must be used in applying this method to highly abnormal



situations such as very dry climates, areas with excessive windblown dust or



areas with very poor dispersion climatology.  City-specific models may ame-



liorate some of these problems.  Also, the method purposely limits the geo-



graphic area of consideration to one mile for area sources and five miles for



point sources.  Experience has shown that, while much of the particulate



burden does come from outside of this area, most of this comes from outside of


                                                             1 2
the urban area and not from, say a five-to-ten mile distance. '
                                     29

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     As with any technique using emissions  data,  the accuracy of the inventory



is very important.   The microinventory procedure  assures  that sources within



the prescribed limits are at least considered.  However,  it does not ensure



the accuracy of these emission estimates.   Faulty emission factors,  seasonal



variations in emission rates and process  fugitive emissions are but  a few of



the factors that can contribute to an inaccurate  emissions inventory.
                                     30

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                                 References

 1.   David  A.  Lynn,  et  al.,  National Assessment  of  the Urban Participate
     Problem.  Volume I:  Summary  of  National Assessment.  EPA-450/3-76-024,
     U.S.  Environmental  Protection  Agency, Research Triangle Park, N.C.,
     July  1976.

 2.   F.  A.  Record  and Robert M.  Bradway,  Philadelphia Particulate Study,
     Draft Report, GCA-TR-78-02-G,  GCA/Technology Division, Bedford,
     Mass., February 1978.

 3.   Analysis  of Probable Particulate  Non-attainment in  the Kansas City
     AQCR,  EPA Contract No.  68-02-1375, U.S. Environmental Protection
     Agency, Research Triangle Park, N.C., February 1976.

 4.   Personal  communication, T.  G.  Pace and Brock Nicholson, Chief Engineer,
     North  Carolina  Air Quality  Section,  Raleigh, N.C.,  June 1977.

 5.   T.  G.  Pace, "The Relative Impact  of  Vehicle-related Particulate on
     Particulate Concentrations  and Rationale  for Siting Hi-vols near
     Roadways,"  U.S. Environmental  Protection  Agency, Research  Triangle Park,
     N.C.,  April 1978.

 6.   Fugitive Dust Survey and Inventory,  Final  Report, EPA Contract
     No. 68-02-2093, U.S.  Environmental Protection  Agency, Research Triangle
     Park,  N.C., October 1977.

 7.   Characterization of Particulate Sources Influencing Monitoring Sites
     in  Region VIII  Non-attainment  Areas, Draft Report,  EPA Contract
     No. 68-02-1375, U.S.  Environmental Protection  Agency, Research
     Triangle Park,  N.C.,  June 1976.

 8.   Fugitive Dust in Kansas and Nebraska, EPA Contract  No. 68-02-0044,
     U.S.  Environmental  Protection"Agency, Research Triangle Park, N.C.,
     February 1974.

 9.   Thompson G. Pace,  Kenneth Axetell and Robert Zimmer,  "Microinventories
     for TSP," Proceedings APCA Specialty Conference on  Emission Factors and
     Inventories,  Anaheim, California, November 1978.

10.   Compilation of  Air Pollutant Emission Factors, AP-42,
     U.S.  Environmental  Protection  Agency, Research Triangle Park, N.C.,
     May 1978.

11.   TSP Source Inventory around Monitoring Sites in Selected Urtan
     Areas  - Kansas  City,  FEDCo Environmental  under Contract No. 68-02-2603,
     Task Order 15,  to  U.S.  Environmental Protection Agency,
     Research Triangle  Park, North  Carolina  27711.  To  be published.
                                     31

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12.  TSP Source Inventory around Monitoring  Sites  in  Selected  Urban Areas-
     St. Louis.  PEDCo Environmental  under Contract No.  68-02-2603, Task
     Order 15, to U.S. Environmental  Protection Agency,  Research  Triangle Park,
     North Carolina 27711, December 1978.

13.  TSP Source Inventory around Monitoring  Sites  in  Selected  Urban Areas-
     Portland, Oregon'PEDCo Environmental  under  Contract  No.  68-02-2603,
     Task~0rder ]S, to U.S.  Environmental Protection  Agency, Research  Triangle
     Park, North Carolina  27711, December 1978.

14.  TSP Source Inventory around Monitoring  Sites  in  Selected  Urban Areas-
     Birmingham, Alabama.  PEDCo Environmental under  Contract  No.  68-02-2603,
     Task Order 15, to U.S.  Environmental Protection  Agency, Research  Triangle
     Park, North Carolina  27711, December 1978.

15.  Norman H. Nie, C. H. Hull,  J.  G.  Jenkins, Karin  Steinbrenner, and
     D. H. Bent, Statistical  Package for the Social Sciences,  Second
     Edition, McGraw-Hill Book Company,  New  York,  1975.

16.  George W. Snedecor and William G.  Cochran, Statistical Methods, Sixth
     Edition, Iowa State University Press, Ames, Iowa.

17.  TSP Source Inventory around Monitoring  Sites  in  Selected  Urban Areas-
     Philadelphia, Pennsyl vania~PEDCo  Environmental  under Contract
     No. 68-02-2603, Task Order 15, to U.S.  Environmental Protection Agency,
     Research Triangle Park,  N.C.,  December  1978.

18.  Validation of Empirical  Model  for Estimating  TSP Annual Concentrations,
     PEDCo Environmental under Contract  No.  68-02-2603,  Task Order 21, to
     U.S. Environmental Protection  Agency, Research Triangle Park, North Carolina,
     January 1979.

19.  Fletcher G. Shivers, Inventory Development for Evaluation of Measures
     for the Control of Nontraditional  Sources of  Particulates in Southern
     New England.  Draft Final Report, GCA Technology Division, Bedford,
     Massachusetts under U.S. Environmental  Portection Agency  Contract
     No. 68-02-2607, September 1978.
                                     32

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                      APPENDIX A

RAILROAD YARDS
     Most of the emissions in -rain yards appear ~o be from
wind erosion rather than from train movement.  Therefore, an
adaptation of the U.S. Department of Agriculture's wind
erosion equation was used as the basis for deriving emission
factors for railroad yards.  The modified equation estimates
annual suspended particulate emissions due to wind erosion
from exposed soil surfaces:0

               S = a I K C L1 V                   (eq.1)
         where S = emission factor, ton/acre/yr
               a = portion of total wind erosion losses
                   that would be measured as suspended
                   particulate, estimated to be 0.025
               I = soil erodibility, ton/acre/yr
               K = surface roughness factor
               C = climatic factor-
              L1 = unsheltered field width factor
              ,V = vegetative cover factor

     In this equation, K, C, L1, and V are all dimension-
less.  An average erodiblity  (I) of 56 ton/acre/yr was
assumed to be applicable for the soil in the railroad yards.
The area around railroad yards generally has a fairly smooth
surface which is equivalent to a X value of 1.0.  The climatic
factor for the Kansas City area is 0.10.  An average width
of 1000 ft was assumed for railroad yards, since this is not
a critical variable in the equation.  The L'  value equiv-
alent to L = 1000 ft was determined from a nomograph in
which soil type is also a variable--0.64.   There is no
vegetation in rail yards so V = 0 and V = 1.0.   Also, these
areas are generally treated with oil or chemicals to reduce
                         A-l

-------
dust and weed problems.   Therefore, the emissions have been
estimated with the above values and the following assump-
tions:

     °    no vegetation
     0    sandy soil (I = 56)
     0    half the area is stabilized, with an
          emission rate of 20 percent of the
          unstabilized area
     0    train traffic increases the wind
          erosion emissions by 20 percent

Therefore, the resulting emission factor is:

     E =  (0.025) (56) (1.0) (0.1) (0.85) (1.0) (l- * °'2) (1.2)
       = 0.1 ton/acre/yr

REENTRAINED DUST FROM PAVED STREETS
     The most recent emission factors for estimating emis-
sions from paved roads were obtained from a draft of AP-42.
The recommended emission factors are 5.0 gm/VMT for clean
streets.  These factors include an  exhaust  emission  factor
and are not corrected for days with rain.

     Based on regional estimates for the percentage of heavy
duty gasoline and diesel trucks, an exhaust emission factor
of 0.6 gm/VMT was calculated from published emission factor
data.   This factor was subtracted from the paved road emis-
sion factors and the resulting values were corrected for
rainfall.
     Rainfall data available for 1974 indicate that there
were 86 days with at least 0.01 inch of rain.  Based on this
information, the reentrained dust emission factors were
                         A-2

-------
-educed by approximately 24  percent.   The corrected emission
*ac<-o*-s are:   3.4  gm/VMT for clean streets and 14.8 gm/VMT
for commercial streets.

•JNPAVED ROADS
     Manv different groups have investigated emissions from
unpaved roads.  All the studies show emission rates usually
in the range of one to 20 Ib/VMT, and show that the rate is
hiahly dependent on vehicle speed.  After reviewing these
studies, EPA selected the following emission factor for
publication in AP-42:
               £= (0.6) (0.81) (s) (S/30) (^..,)   (eq.2)
         where E = emission factor, Ib/VMT
             0.6 - fraction of total particulate
                   less than 30 u diameter
               s = percent silt of road surface
                   material
               S = average vehicle speed, mph
               w = mean annual number of days with
                   0.01 inch or more of rainfall

     The percent silt on gravel road surfaces is about 12
percent based on data presented in the EPA publication,
Development of Emission Factors for Fugitive Dust Sources.
For graded and drained road surfaces, no aggregate material
is applied to the roadbed so it is composed of compacted
native soil.  The fine material originally on the surface is
probably rapidly removed by turbulence from passing vehicles
or by wind and water erosion forces.  The remaining stable
surface is composed of sand- and pebble-sized particles,
with dust being generated primarily by the continuing mechan-
ical breakdown of these particles as a result of traffic.
                      A-3

-------
It is assumed that the percent of silt-sized particles on a
seasoned dirt road surface is approximately the same as that
ror gravel/  or 12 percent.  The number of days with 0.01
inch or more of rainfall is 86.  Assuming a vehicle speed of
20 mph, the  average emission factor is 3.0 Ib/VMT.

CLEARED OR EXPOSED AREAS
     The modified wind erosion equation described earlier
was used for estimating emissions from cleared or exposed
areas.  An average erodibility (I)  of 38 ton/acre/yr was
assumed for  the soil types common to this area.  The cleared
areas are generally left with a fairly smooth surface, which
is equivalent to a K value of 1.0.   The climatic factor for
the Kansas City area is 0.10.  An average field width of
1000 ft was  assumed for all the cleared areas, since this is
not a critical variable in the equation.  The L' value
equivalent to L = 100 ft was determined from a nomograph in
which soil type is also a variable—0.64.  There is no
vegetation on cleared areas, so V = 0 and V = 1.0.
     Based on these input data, the average emission rate
from cleared areas would be 0.06 ton/acre/yr.

CONSTRUCTION
     The emission factor presented in AP-42 of 1.2 ton/acre/
mo was corrected for the climatic conditions in Kansas City
by use of the equation:

                E = 	:	7                       (eq.3)
                    (PE/50)
         where PE = 95 for Kansas City
                E = 0.33 ton/acre/mo
                     A-4

-------
This value is appropriate for residential and commercial
construction with excavation and regrading, and includes the
effect on emission reduction of moderate watering of the
site.

AGRICULTURE
     Total emissions from agriculture are calculated from
the sum of tilling and wind erosion emissions.  The factor
for tilling from AP-42 is:

                E=  (0.8)(1.4)s/(PE/50)2           (eq.4)
          where E = emission factor, Ib/acre/run
              0.8 = fraction of total particulate less
                    than 30 u diameter
                s = percent silt in surface soil
               PE = precipitation-evaporation index

An average of three tilling operations per year is assumed,
and a silt content of 40 percent.  Therefore, total tilling
losses are 37.2 Ib/acre.
     The modified wind erosion equation described earlier is
recommended for determining the wind erosion component of
agricultural emissions.  All variables in the equation
except C are dependent on either the soil type or crop grown
on each field.  However, this component is lower in mag-
nitude than tilling losses in the Kansas City area, so the
following average values were assumed:
                      A-5

-------
                I = 47
                K = 0.6
                C = 0.1
                L = 2000 ft, L'  = 0.73
                V = 500 Ib/acre, V  = 0.14
                E = 0.007

Therefore, the combined agricultural losses are 0.026
ton/acre/yr.

AGGREGATE STORAGE AREAS
     The emission factor for this source category was based
on sampling performed in the Kansas City and Cincinnati
areas.  The emission factor (E)  is:

                E = 13.2 Ib/acre/day

Assuming activity for six days a week, the annual emission
factor is:

                E = 2.1 ton/acre/yr

UNPAVED PARKING LOTS
     If the average number of vehicles using a parking lot
daily and the average distance of travel in the lot can be
estimated, these data can be converted to VMT/yr and then
multiplied by the emission factor for unpaved roads to
determine unpaved parking lot emissions.  With an average
speed of 10 mph in the parking lots, the emission factor is
1.5 Ib/VMT.  Usage of most lots for only five days per week
was assumed in calculating annual VMT.
                      A-6

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UNPAVED STORAGE AREAS
     No factor was found for this source category.  By
comparison with other source categories, it was estimated
that emissions per acre from this source were greater than
for a cleared area (0.06 ton/acre/yr) or railroad yards
(0.1), but not nearly as high as aggregate storage  (2.1) or
construction (4.0).  A value of 0.2 ton/acre/yr was used for
this minor source category.

GRAIN ELEVATORS
     A value of 1.80 ton/silo/yr was developed from file
data for a previous PEDCo study of particulate air quality
in rural Kansas and Nebraska.   This same value was applied
here for sources for which NEDS data were not available.
INCINERATORS
     The emission factor for multiple chamber industrial/
commercial incinerators from AP-42 was used in this inven-
tory.   That value is 7.0 Ib/ton of refuse incinerated.
                      A-7

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                 Emission Factors and Formulas Used  to Calculate
                 Fugitive Dust  Emissions  in Microinventory
     Source category
Emission factor
Units
     Railroad  yards                0.1

     Reentrained dust
       paved streets                  3.4
       exhaust                       0.6


     Unpaved roads                 3.0

     Cleared or exposed areas     0.06

     Construction                  0.33

     Agriculture                   0.03

     Aggregate storage            2.1

     Unpaved parking lots         1.5

     Unpaved storage areas        0.2

     Grain  elevators               1.8

     Incinerators                  7.0
                      ton/acre/yr
                      gm/vrrrb
                      gm/VMT
                      Ib/VMT

                      ton/acre/yr

                      ton/acre/mo

                      ton/acre/yr

                      ton/acre/yr

                      Ib/VMT

                      ton/acre/yr

                      ton/silo/yr

                      Ib/ton of  refuse
"Other potential sources of fugitive dust which were  not inventoried include:

    Mining
    Quarrying
    Materials Handling
    Snow and Ice Control
    Feed Lots
    Fairgrounds, etc.


 The emission factor given in Supplement 8 of Reference 9 will  be 5.6 gm/VMT.
 This was "adjusted" to account for days with precipitation since it was
 assumed that resuspended dust would be suppressed on those days.  Also,  this
 factor was modified to exclude auto and diesel exhaust emissions.
                               A-8

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                        APPENDIX B
DESCRIPTION OF SITE

SAROAD code - 26 2380 005 HOI

Location - 6402 East 37th,
     Kansas City, Missouri
Monitor height - 35 ft, on roof of
     fire station
Land use, by sector -

la light: industry
Ib light residential
Ic undeveloped
Id light residential

2  light industry
3  general industry
4  undeveloped
5  light residential
                         6  light industry
                         7  light industry
                         8  dense residential
                         9  dense residential

                         10 general industry
                         11 dense residential
                         12 dense residential
                         13 dense residential
Localized sources, within 200 ft of monitor -

Source                   Distance  Description
Stadium Drive
Unpaved parking lot
Unpaved alley
Fremont
                   ft
 55
105 ft
100 ft
 60 ft
7870 ADT, dirty, uncurbed
0.1 acres, 10 cars
5 cars
75 ADT, dirty, uncurbed
Air quality data -
Year

1977
1976
1975
1974
1973
Annual geometric mean, ug/m"

              85
              89
              86
              89
             101
                    No. of samples
                          53
                          54
                          47
                          51
                           B-l

-------
-
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     ' *
                                   .
                                                           "
                ^nU'/  ^
  One mile radius  around 6402 East  37th  site
                         B-2

-------
 1,7. Unpaved pkg lot, 0.1 ac,  10 cars
 2. Cleared area, 0.1 ac
 3,6. Unpaved pkg lot, 0.1 ac,  5  cars
   Unpaved storage area,  0.2 ac
   Unpaved pkg lot,  0.3 ac,  25 cars
   Unpaved pkg lot,  1.7 ac,  35 trucks
   Unpaved pkg lot,  1.5 ac,  150  cars
  .  Unpaved storage  area,  2.0  ac
  .  Unpaved storage  area,  8.1  ac
One-quarter mile  radius around
4.
5.
8.
9.
10
11
                  Scale 1"  = 400'
     Unpaved pkg lot,  0.8  ac,  20  cars
     Unpaved pkg lot,  0.7  ac,  50  cars
     Unpaved storage area,  3.4 ac
     Unpaved storage area,  2.3 ac
     Unpaved road,  400  ft,  5 cars
     Unpaved road,  300  ft,  10 cars
 18,19.  Unpaved  alley,  750  ft,  5 cars
 20.  Unpaved road,  675  ft,  5 cars
 21.  Unpaved road,  600  ft,  5 cars
6402  East  37th site.
12,
13.
14.
15.
16.
17.
                               B-3

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Viewed to the northeast.
Viewed  to  the northwest.




Sampler at 6402  East  37th.
                          B-4

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POINT SOURCE SUMMARY
Site:  6402 East 37th

Plant          Emission         Distance            Compass
number        level, t/yr     from site, mi       direction,0

  26                48             .39                180

  25               893            1.7                  35
  24                98            2.4                  25
  23          •-     43            2.7                  20

  22             1,233            3.5                  10
  16               249            4.3                   5
  15                41            4.4                   0
  13               341            4.7                 350
  14               327            4.8                   0
   9                46            5.1                 330
                         B-S

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                                 APPENDIX C

                   OTHER APPLICATIONS OF MICROINVENTORIES

     Two uses of the micro-inventory method have been suggested, which do not
require use of the empirical  method.  These are intersite comparisons and
dispersion modeling.

Intersite Comparison of Inventories—The inventories for sites within a specific
city can be compared to one another to indicate the differences in the nature
of the sources near the monitors.  Such a tabulation is made for two sites in
Kansas City in TableC-1. This table summarizes the emissions around a site
which is dominated by point sources (101 Lou Holland) and around a site domi-
nated by fugitive dust sources (1517 Locust).  Since both sites report roughly
comparable high annual averages, it is reasonable to assume that the Lou Holland
concentrations are due primarily to the point sources and the Locust Street
site is primarily influenced by fugitive dust sources.  Obviously, such a
clear pattern is not always so apparent, and a detailed analysis of the data
at many such sites may be necessary before making conclusive inferences about
the magnitude of the impact of these different types of sources.  This could
be done using a dispersion model or through the use of a multiple linear
regression to explain effects of the variables used.

     In another example, shown in Table C-2,, both sites have relatively small
industrial emissions.  However, the area source inventory indicates great
differences in the fugitive dust emissions within the nearest 1/4 mile.  In
this example, the Missouri Avenue site is dominated by localized sources,
whereas the Ann Avenue site is not so dominated.  This difference in nearby
                                     C-l

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              TABLE C-l.    Comparison of  Point and Area Source Inventories at Sites
                               in Kansas City with Conparable Air Quality Concentrations

                                        EMISSIONS ADD SOURCES NEAR MONITORING SITES a
101
AREA SOURCES
1/4 mile
1/4 to 1/2 mile
1/2 to 1 mile
POINT SOURCES
1 mile
1-2 miles
2-3 miles
AVERAGE CONCENTRATION
Lou Holland Drive

1.1
22.5
353.2

853
2266
4061

1517 Locust Street

87.1
196.1
769.7

28
805
1356

                    1975-76  Average Annual
                    Geometric  Mean, yg/m3          93                     102

                    a.   Emissions  in  tons per year
TABLE  C-2.    Comparison  of  Local Fugitive Dust Source Contributions and Average TSP Concentrations
                 at Two  Sites in  Kansas City with Comparable Point and Area Source  Emissions
                                          'EMISSIONS AND SOURCES WITHIN 1/4 MILE,  TPY  *•

AREA SOURCES
Combustion
Industrial
Fugitive Dust **
LOCAL FUGITIVE DUST
Distance, ft.
Traffic, veh/day
405 Missouri Avenue

18.5
0.0
74.4
SOURCES **
65
46,220
619 Ann Avenue

5.6
0.0
22.4

130
800
                     AVERAGE CONCENTRATION ***     118                            69



             *  Total area source emissions within 1 mile were comparable for the two sites
                as were total point source emissions within 2 miles,  tons per year

             **  Fugitive Dust includes dust resuspended  by traffic

            ***  Average of annual geometric mean concentration in 1974 and 1975 at each site, ng/m3


                      —                     C-2

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sources and emissions could explain much of the difference in air quality
levels between the sites.  As mentioned earlier, dispersion or regression
models could be used to help quantify these effects.

Dispersion Modeling Using Improved Emission Inventory Data Base—As  mentioned
earlier, emission inventory input to dispersion models are generally conducted
using grid sizes of 1 or 2 km square.  The emissions  from many source categories
are "allocated" to these grids using population or other indicators.  The
studies cited earlier indicate the importance of nearby sources in explaining
TSP concentrations and support the need for more accurate inventory methods
and data in the vicinity of particulate monitors.
     The microinventory technique directly addresses  the problems associated
with "allocation" procedures through the use of detailed site surveys and
inventories based on site inspections.  Also, the technique can easily be
adapted to a Cartesian coordinate system (from polar coordinates), resulting
in a small, detailed grid system for use in dispersion models.

     It has been established that distance from source to receptor is an
important consideration in explaining TSP concentrations.  Thus, it follows
that a smaller grid size would provide greater resolution of source-receptor
relationships.
     A rectangular microinventory grid, such as is depicted in Figure 2, is
recommended for use in dispersion modeling.  It closely corresponds to the
polar gridding technique in Figure 1.  Such a grid system should be incor-
porated into the grid system for the urban area being modeled to provide
better source-receptor resolution in the immediate vicinity of the monitoring
sites being used in model applications.  In converting the polar inventory to
                                     C-3

-------
rectangular grids, a simple and consistant method would be to grid the area
surrounding the site into .5 km square grids.   The closest four grids would
be assigned the same emission density as inventoried in sector 1.   The sur-
rounding ring of .5 km square grids would be assigned the same density as
sectors 2 through 5.  The outer grids would be divided into 1 km square grids
and would be assigned the same density as sectors 6 through 9.   Obviously,  if
one were performing a microinventory specifically for dispersion model in-
ventory improvement, it should be made using the grid system in Figure 2.
                                     C-4

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                                 APPENDIX D

               Variables Screened for Inclusion in Regression


The following variables were screened by computing simple correlations with
Average Annual Geometric Mean Concentration computed for up to five year's
data.

1.   Height of monitor (HGT)

2.   Distance of monitor to each of nearest two roads (DIS1 ,DIS2)

3.   Average daily traffic on each of nearest two roads (ADT1 ,ADT2)

4.   The following terms combining traffic, height and distance to
     nearest roads.
a)

b)

c)
In ADT1 +

/ DIS1Z+HGTZ
-L
/ ADT1

/DIS1Z+HGTZ
ADT1

In ADT2

/DIS22+HGTZ

/ ADT'2
v/DIS2z+HGT2
ADT2

5.   The following terms combining point source emissions (PS), distance
     to each point source (DPS), stack height (STHT) and wind direction
     weighting factor (WWF)

          a)   PS^ (wwf)
               DPS

          b)   PS (wwf)
               DPS2
               PS(wwf)       (STHT < 60 ft)
                 $
          d)                  (STHT > 60 ft)
          e)   PS (wwf)
               DPS (In(STHT))

          f)   PS (wwf)
               DPS^ (In(STHT))
                                    D-l

-------
6.   The following terms combining the area source emissions for combustion
     and small industrial sources (ACI01 thru ACI09); paved roads (APR01 thru
     APR09); and other fugitive sources (AOF01 thru AOF09) where 01  thru 09
     are sector designations.

                   09
          a) ACI = z  ACIn (wwf)
                  n=oi

                   09
          b) APR = I  APRn (wwf)
                  n=oi

                   09
          c) ADF = i AOFn (wwf)
                  n=oi


          d) ATOT = ACI + APR  + AOF

          e) ATOT1 = AGIO! + APR01 + AOF01

                      05        05        05
          f) ATOT25 = z  ACIn  + I  APRn + Z  ADFn
                      n=02      n-02      n=02

                      09        09        09
          g) ATOT69 = z  ACIn  + z  APRn + Z  ADFn
                      n=oe      n=oe      n=oe

          h) ATOT1H = ATOT1  (jj|T)


          i) ATOT25H = ATOT25  (jj|T)


          j) ATOT69H = ATOT69  (^|T)

          k) ATOTD = ATOT1     ATQT25      ATOT69
                       Dl        D25         D69

               where Dl , D25 and D69 are the distances to the area weighted
               centers of Sectors 1 , Sectors 2-5 and Sectors 6-9

          1) ATOTDS =  ATOT1       ATOT25       ATOT69
                       ~DP~        D252
     Presence of visible plume of resuspended dust after passage of
     car on a road, VISPLUME.
                                   D-2

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                                   TECHNICAL REPORT DATA
                            (Please read Instructions on the reverse before completing)
1. REPORT NO.

  EPA-450/4-79-012
                                                           3. RECIPIENT'S ACCESSION NO.
4. TITLE AND SUBTITLE
 An Empirical Approach for Relating Annual  TSP Concentra-
 tions to  Participate Microinventory Emissions Data and
 Monitor Siting  Characteristics
5. REPORT DATE
   May  1979
6. PERFORMING ORGANIZATION CODE
7. AUTHOR(S)
 Thompson G.  Pace
                                                           8. PERFORMING ORGANIZATION REPORT NO.
9. PERFORMING ORGANIZATION NAME AND ADDRESS

 Air Management  Technology Branch
 Office of Air Quality Planning and Standards
 Environmental Protection Agency
 Research Triangle Park, NC  27/11
10. PROGRAM ELEMENT NO.
   ?AA635
11. CONTRACT/GRANT NO.

   none
12. SPONSORING AGENCY NAME AND ADDRESS
                                                           13. TYPE OF REPORT AND PERIOD COVERED
                                                              Final Report
                                                           14. SPONSORING AGENCY CODE
15. SUPPLEMENTARY NOTES
16. ABSTRACT
      Procedures  for developing and applying an  empirical  procedure for relating micro-
 inventory data to  annual  TSP data is described  herein.  A microinventory is an inven-
 tory and orderly compilation of sources in the  vicinity of a high volume sampler.   Its
 purpose is to consolidate information on source emissions or activity rates, monitor
 siting, air quality data  and land use characteristics  into a consistent format and  data
 base.  The purpose of the microinventory is to  assist  in  identifying the sources of
 particulate matter in close proximity to a monitoring  site.  Such information can sub-
 sequently be used  to interpret observed differences  in  air quality at various monitorin
 s i tes.

      An empirical  approach in which monitor siting characteristics and microinventory
 information are  related  to measured annual mean TSP  concentrations using multiple
 regression analysis has  been developed.  The  regression uses variables which consider
 the emissions and  distances to both point and area sources and the effects of traffic
 and dust on nearby streets upon measured TSP  concentrations.  The purpose of this repor
 is to describe:  1) the  methodology used in compilation of a microinventory and 2)  the
 development of uses of an empirical approach  for relating observed annual TSP levels
 to microinventory  and monitor siting information.
17.
                                KEY WORDS AND DOCUMENT ANALYSIS
                  DESCRIPTORS
                                              b.IDENTIFIERS/OPEN ENDED TERMS
              c. COSATI Field/Group
 Particulate  Matter
 Modeling
 Monitor Siting
 Data Analysis
18. DISTRIBUTION STATEMENT
 Unlimited
                                              19 SECURITY CLASS (ThisReport/
                                                      Unclassified
              21. NO. OF PAGES
                  57
                                              20 SECURITY CLASS (Thispage)
                                                      Unclassified
                                                                         22. PRICE
EPA Form 2220-1 (Rev. 4-77)
                      PREVIOUS EDITION IS OBSOLETE

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