United States      Office of Air Quality       EPA-450/4-80-016
           Environmental Protection  Planning and Standards     December 1960
           Agency        Research Triangle Park NC 27711
&ER&     Final Emission Inventory
           Requirements for 1982
           Ozone State
           Implementation Plans

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                               EPA-450/4-80-016
    Final Emission  Inventory
Requirements for  1982  Ozone
  State  Implementation Plans
                   by


          Monitoring and Data Analysis Division

                   and

         Control Programs Development Division
        U.S. ENVIRONMENTAL PROTECTION AGENCY
           Office of Air, Noise, and Radiation
        Office of Air Quality Planning and Standards
        Research Triangle Park, North Carolina 27711
                December 1980

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This document is issued by the Environmental Protection Agency to report
technical data of interest to a limited number of readers.  Copies are
available free of charge to Federal employees, current EPA contractors and
grantees, and nonprofit organizations - in limited quantities - from the
Library Services Office (MD-35), U.S. Environmental Protection Agency,
Research Triangle Park, North Carolina 27711j or, for a fee, from the
National Technical Information Service, 5285 Port Royal Road, Springfield,
Virginia 22161.
                      Publication No.  EPA-450/4-80-016

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                                     PREFACE

     This guidance document describes the final emission inventory requirements
related to preparation and submission of 1982 Ozone State Implementation Plans
(SIP's) for those States which requested and have been granted an extension
beyond July 1982 for an attainment date for the National Ambient Air Quality
Standard (NAAQS) for ozone.  Comments received on the September 1980 draft version
of this document are reflected in the final requirements.  All comments are
gratefully acknowledged.
     The major changes incorporated in this document are summarized briefly
below:
          1.  Emissions shall represent a typical summer weekday rather than a
seasonally adjusted annual rate.  As such, emissions shall be reported in units
of kilograms per (24 hour) day.  As a minimum, plants or facilities whose reactive
volatile organic compound (RVOC) or N0x emissions exceed 250 kg/day (equivalent
to 100 tons per year) shall be inventoried as point sources.  For consistency, it
is recommended that all seasonally adjusted activity levels and ambient parameters
used to calculate emissions represent daily (24 hour) averages during the June-
August time period.   Moreover, activity levels should represent weekday rather
than weekend day averages for this time period.  Reasonable deviations from this
definition of a typical summer weekday are acceptable if agreed to by the Regional
Office.
          2.  County-by-county emission summaries need not be included in the
ozone SIP inventory submittals.  Emission totals need only be submitted which
summarize (1) the entire nonattainment area and (2)  any modeling analysis areas
                                      m

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within :the'nonattaijimentc.aieea.  '.(Nate: remissions iSbauTdss^ill bbe cramp i "ted sat ttfce
-.county  or =fiqimaierrt
           3.   Summary -formats equivalent to that sshown • -metafile ~1  are  acceptable
 if  approved  by the Regional ."Office and if the ; alternative formats -still  allow 'EPA
 to  directly  evaluate -and compare the projected -emission reductions  resulting  from
 the various  RACT measures on a -source category -by "source category  basis.

           4.   The ^individual . point -source "lis±irig;.of - major RVOC -point  sources    \
 need net  be  i n rthe -exact format -suggested in Table "2 of the draft 'document.   Any
 (including computer :pcaduced)  listings -containing equivalent information  are
 acceptable if the formats .are reasonably similar.  This point source listing  is
 only required for the base year and only for > 250 kg/day sources,  a cutoff
 roughly equivalent to TOO • torts per-y-ear.

          15.  .No -inventory .summaries need -be submitted -for the intermediate years
 between the -base year --and the -attainment year.  "This iriformation,  required to
 demonstrate  reasonable "further progress '("RFP)*  should be submitted  as  part of the
 SIP's rather than as part of the emission inventory submittals.
           6.   Either MOBILE! or-MOBILE2 may be used to compile highway vehicle
 emissions; however, use -of MOBILE2 is encouraged as the resulting  emission
•estimates will be more .accurate.

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                 EMISSION INVENTORY REQUIREMENTS FOR 1982 OZONE
                       STATE IMPLEMENTATION PLANS  (SIP's)
SUMMARY
     For 1982 ozone SIP's, current, comprehensive and accurate emission
inventories of stationary and mobile sources which emit reactive volatile organic
compounds (RVOC) and oxides of nitrogen (NO ) are required for each ozone nonattain-
                                           A
ment area that has requested an extension to attain the ozone standard.  The
inventory shall be reported for a typical summer weekday during the ozone season.
Assumptions representative of the ozone season (i.e., generally summertime) shall
be used to compute seasonally adjusted totals of reactive VOC and NO  emissions.
                                                                    /\
Emissions shall be summarized and reported for the entire nonattainment area as
well as for those portions of each nonattainment area for which ozone modeling
analyses will  be performed.   The base year inventory shall be representative of
calendar year 1980, if possible.   Projection year inventories are also required
for the attainment year (generally 1987).

     As a minimum, all stationary sources (facilities) that emit 250 kilograms/day
or more (actual emissions) of either reactive VOC or NO  emissions shall  be indi-
                                                       A
vidually inventoried as point sources.   Each point within the facility shall be
inventoried and emissions reported.   (Identical,  small points within these
facilities may be grouped and reported  collectively as a single point.)  Smaller
point source cutoffs (i.e.,  less  than 250 kg/day) are acceptable and strongly
encouraged especially for those RVOC sources in categories covered by EPA's
                                             1  2
Control Technique Guideline Documents (CTG's)     and for those which States are
defining reasonably available control technology  (RACT).   Emission estimates
shall  be determined to the extent possible using  locally derived information in

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conjunction with methodologies described in Procedures for the Preparation of
Emission Inventories for Volatile Organic Compounds - Volume I (Second Edition,.
                2
September 1980).   Alternate procedures may be used provided they are agreed to
by the appropriate-EPA Regional Office.  A quality assurance program shall.be
implemented by the States to assure that the emission data are current, comprehensive
and accurate.

     The highway vehicle-emission inventory must be developed as part of the
transportation-air quality planning, process defined in the June 1978 EPA-OOT
                                               4
Transportation-Air Quality Planning Guidelines.   The same data base used in the
emission inventory must also be used to evaluate the effectiveness of transpor-
tation control measures.  Development of the highway vehicle emission inventory
must be coordinated with development of the stationary source inventory.   The
geographic areas must be compatible and the base and projection years must be
consistent.  Responsibilities for development of highway vehicle emission inven-
tories should be- identified in the Section 174 agreement between State and local
agencies.  The State transportation agency, the lead planning agency, the Metro-
politan Planning Organization (MPO), and the State Air Pollution Control  Agency
shall be involved.  Either MOBILE!  or MOBILE2  may be used to compile highway
vehicle emissions.
     The base year and projected base line attainment year inventories of stationary
and mobile sources shall be compiled, documented and submitted to the appropriate
EPA Regional Office by December 31, 1981 i  The 1982 "SIP Strategy" inventories
shall be completed and submitted along with the SIP's by July 31, 1982.  Earlier
inventory submittals are encouraged.  Emissions shall be summarized in a specified
emission summary report format.  A listing of each major reactive VOC point

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source shall also be provided for the base year identifying the source, the
emissions and the type of process operation.  Documentation shall also be pre-
pared and submitted to EPA that summarizes the specific assumptions, data and
procedures used in preparing the base year and projection inventories.  All
documentation shall  be submitted at the same time as the inventory data.

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  I. INTRODUCTION
     The Clean Air Act provides that areas failing to attain the National Ambient
Air Quality Standards for ozone by December 1982 may, under certain  conditions,  be
granted an extension to December T987 to attain thre -starrdard.  -A condition  of  this
extension requires that revisions to the applicable State Implementation Plan
(SIP) be made and submitted to the Administrator by July 1, 1982.

     The Act also prescribes that current,, comprehensive and accurate emissions
data shall be submitted to EPA for each nonattainment area.  Further, these
emission data are to be updated periodically to demonstrate reasonable further
progress (RFP) toward attainment of the standard by the attainment date.  This
guideline prescribes EPA's policies regarding the emission data base to be
collected and submitted to EPA with respect to the approval of the SIP revision
due by July 1, 1982.  It will be the policy of the Administrator to view compli-
ance with these emission inventory data base criteria as an important element  of
the 1982 ozone SIP submittal.

     For purposes of compliance with those portions of the Act relating to the
submission of emission data bases, the following criteria shall apply:

          Comprehensive:  As a minimum, all sources (plants or facilities) that
emit 250 kg/day or more (actual emissions) of oxides of nitrogen (NO ) and/or
                                                                    /\
reactive volatile organic compounds (RVOC) shall be inventoried as point sources.
All other sources shall be inventoried either as point sources or collectively as
area sources.  All reasonable efforts shall be made to assure that all point and
area emission sources are identified and emissions reported.

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          Accurate:  A quality assurance program shall be implemented to assure
that the inventory is complete and accurate.  For example, States shall complete
and document efforts to assure that all point sources within the nonattainment
areas are included and shall assure that emissions are correctly reported for each
of these sources.  Documentation summarizing the assumptions, data and procedures
used in compiling and assuring the quality of the inventory shall be prepared and
submitted to EPA concomitant with the Inventory submittals.

          Current:  The base year emission inventory shall be representative of
1980, if possible.

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 II. SPECIFIC EMISSION INVENTORY REQUIREMENTS

     States shall prepare countywide base year and projection emission inven-

tories representative of a typical summer weekday.  The inventories shall include

emissions of reactive volatile organic compounds (RVOC) and oxides of nitrogen

(NO ) from stationary and mobile sources.  Guidance for compiling reactive VOC
   /\

emission inventories for non-highway vehicle sources is contained within

Procedures for the Preparation of Emission Inventories for Volatile Organic
                                                      2
Compounds - Volume I (Second Edition, September 1980).   Volume I procedures may

also be used to inventory sources of NO  .
                                       j\


     With respect to highway vehicles, EPA is currently reviewing transportation

data in 19 cities designated as Level I or II for ozone.   As a result of the

review, EPA will make recommendations to each of the 19 urban areas concerning

feasible actions to improve the quality of transportation data.   EPA is also

preparing a document that identifies key transportation and emission parameters

(such as VMT per person and RVOC emissions per VMT) and identifies reasonable
                                      g
ranges of values for these parameters.   This document will be used by EPA, States

and local agencies to identify data that appear to be unreasonable and which

should be subject to further review.  Preliminary recommendations on improvements

to existing transportation data bases were provided by EPA to the 19 Level I and

Level II areas in December of 1980.



     More specifically, States shall be guided by the following requirements:



          1.   Area to be Inventoried

               The entire ozone nonattainment area that has requested an extension

to attain the ozone standard shall be inventoried.  Emission estimates shall be

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compiled and maintained on a countywide basis, except (1) in those areas where
information is commonly available at the city, township, parish or other equiva-
lent or smaller political jurisdiction, or (2) where only a fraction of a county
is contained in the nonattainment area.  In such cases, emission estimates may
be compiled and maintained on a non-county basis.
          2.   Base Year Emission Inventory
               The base year of the inventory shall be representative of actual
1980 emission levels, if possible.  As such, the inventory shall consider the
realized impact of implemented SIP regulations on base year emission levels.  The
base year inventory is to be submitted to EPA in summary format (see Table 1).

          3.   Emission Inventories Projected to the Attainment Year
               Inventories of typical  summer weekday emissions shall  be developed
for the year the ozone standard is projected to be attained.   In most cases, this
will likely be 1987.   Two attainment year projection inventories are required.
These include (a) the projected base line attainment year inventory and (b)  the
projected "1982 SIP strategy" attainment year inventory.
               (a)  The projected base line attainment year inventory shall
consider (1) the increases (or decreases) in emissions due to growth (since  the
base year), (2) the decreases in emissions  due to the realized impact of already
adopted SIP regulations, and (3) any other anticipated changes in emissions  from
the base year to the  attainment year (except those changes due to additional
regulations proposed  in the 1982 ozone SIP's).  Such changes  should reflect
increases or decreases in emissions due to unique, irregularly occurring events
or conditions which affected the base  year inventory.   For example, temporary

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                                      TASL2. 1-a
                                                             4
                        Sunsiary table of Reactive VOC Emissions
                                for .(geographical area)
STORAGE, TRANSPORTATION  AND
  MARKETING OF  VOC

    Oil ana  Gas  Production 4 Processing
    Gasoline and Crude  Oil Storage
    Synthetic  Organic  Chemical  Storage
       4 Transfer
    Shio  and Barce  Transfer of VOC
     Barce  ana  TanKer Cleaning
     Sulk Gasoline  Terminals
                         V
     Gasoline  Bulk  Plants
     Serv.ce  Station Loading (Stage I)
     Service  Station Unloading (Stage II)
     Otr.ers  (Specify)

::;DUS-RIAL PROCESSES

     Petroleum Refineries
     Lube Oil  Manufacture
     Organic Chemical Manufacture
     Inorganic Chemical Manufacture
     Fermentation Processes
     Vegetable Gil  Processing
     Pharmaceutical Manufacture
     Plastic Products Manufacture
     Rubber Tire Manufacture
     S3R Rubber Manufacture
     Textile Polymers i  Resin  Manufacture
     Synthetic Fiber Manufacture
     Iron and Steel  Manufacture
     Others  (Specify)

INDUSTRIAL SURFACE  COATING

     Large Aopliances
     Magnet Wire
     Automobiles
     Cans
     Metal  Coils
     P^oer
     Fabric
     Meta3  Wood  Products
     Miscellaneous Metal Products
     Plastic Parts Painting-
     Large  Ships
     Large  Aircraft
     Otners (Soecify)
Baseline
Base Year Prelection SI? Strategy
1 980 lAtt^ni-iYfoie" vear
Point Area Point

































Area!
>










Attainment vear
"oint Area






I

f
t

1


1
i
1
1

I
      *Kilograms  per day  (kg/day) for a- typical  summer weekday
                                                   8

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                                  TABLE 1-a (continued)
NGN-INDUSTRIAL SURFACE COATING

     Architectural Coatings
     Auto Re-finishing
     Ot.ners  (Specify)

OTHER SOLVENT USE

     Degress ing
     Dry Cleaning
     Grjsnic Arts
     Achesives
     Cutsack Asphalt
     Solvent Extraction Processes
     Ccnsumer/Comercial Solvent Use
     Others .(Specify)

OTHER MISCELLANEOUS SOURCES

     Fuel Combustion
     Solid Waste  Disposal
     Forest, Agricultural, and Other
       Open Burning
     Pesticide Application
     Waste Solvent Recovery  Processes
MOBILE SOURCES
     Hignway  Vehicles
       a)  Light  Duty  Automobiles
       b)  Lignt  Duty  Trucks
       c)  Heavy  Duty  Gasoline  Trucks
       d)  Heavy  Duty  Diesel  Trucks
       e)  Motorcycles
     Off-Highway  Vehicles
     Rail
     Aircraft
     Vessels
Baseline
se
her

sses
on Engines
•ucks
ks
Total
Base Year Projection SIP Strategy
1980
Point





Area





A*"f» irmp
Point





nf. voar
• Area





- ^^R^nrosnC v^sr
Point





Area





     'Includes  all  storage  facilities  except those  at service stations  and
      2'jlk  plants.
     ^Emissions from loading tank trucks and rail  cars.
                from storaoe and transfer operations.

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                                     TABLE 1-b
                                                                4
                  Sinanary Table for Oxides of Nitrogen Emissions

                              for (geographical area)
EXTERNAL FUEL COMBUSTION

     Utility Boilers
     Industrial Boilers
     Covaercial, Institutional, Residential
STATIONARY INTERNAL - COMBUSTION

     Reciprocating Engiass
     Gas Turbines

       IAL PROCESSES
     Chemical Manufacturing
        Adipic Acid
        Nitric Acid
        Other
     Iron and Steel
     Mineral Products
        Cement
        Class
        Other
     Petroleum Refining
     Other
INCINERATION AND OPEN BURNEIG

MOBILE SOURCES

     Highway Vehicles
        Light Duty Automobiles
        Light Duty Truclts
        Heavy Duty Gasoline Trucks
        Heavy Duty Diesel Trucks
        Motorcycles
     Off-highway Vehicles
     Rail
     Aircraft
     Vessels
                                  Total
Baseline
Base Year Pro lection SI? Strategy
1980
Point


Area


Attainment vear
Point (- Ar«a




Attainment v«a^





     Kilograas per day (kg/day) for a typical sunnier weekday
                                               10

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 reductions  in emissions in the base year that may result from strikes, recession
 influenced  production cutbacks or other unusual factors (such as. a major equip-
 ment malfunction or variances) shall be considered to the extent feasible when
 projecting  emissions to the attainment year.  The projected base line attainment
 year inventory shall be submitted in summary format (see Table 1).

               (b)  The projected "1982 SIP strategy" attainment year inventory
 shall, in addition to the changes noted above, also consider the impact of addi-
 tional regulatory controls to be adopted and submitted as part of the 1982 ozone
 SIP's.  Implementation of 1979 SIP regulations is not considered an additional
 strategy for 1982 ozone SIP's.  The "1982 SIP strategy" attainment year inventory
 shall also  be submitted in summary format (i.e., Table 1).
               (c)  Procedures for projecting emissions are contained within
 Volume I.   Population estimates used to estimate and project emissions to future
years shall be consistent with the population estimates provided for by the
Agency's Cost Effectiveness Guidelines (40 CFR Part 35, Subpart E, Appendix A).
The same ambient conditions (e.g., temperature and humidity) affecting emissions
 in the base year shall be assumed to prevail in the projection year inventories.
          4.   Intermediate Year Inventories for Determining Reasonable Further
               Progress
               In addition to the base year inventory and  the two projected
attainment year inventories,  States  shall  compile a projection inventory  for each
 intermediate year between the base year and the attainment  year.   The purpose of
these intermediate year inventories  (which can be less detailed than  the  base
year inventory)  is to demonstrate Reasonable Further Progress (RFP)  in attaining
the ozone standard^  Each intermediate year inventory shall  be prepared in  a
                                     11

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format which must at least distinguish between emission reductions projected to
result from mobile source and stationary source measures.  These intermediate
year summaries shall he submitted as part of the 1982 ozone SIP's and are not
required as part of the inventory submittals.  The RFP inventory shall demonstrate
the impact of all increases and decreases in emissions due to growth and SIP
controls.
          5.   Pollutants to be Inventoried
               The inventory shall contain source information and emission- •
estimates of oxides of nitrogen (NO ) and reactive volatile organic compounds
                                   A
(RVOC).  The Agency's position concerning reactive VOC's is discussed in
the Federal Register (see 42 FR 35314 - July 8, 1977 and 45 FR 48941 - July 22,
I960).10'     Nonreactive compounds that should be excluded from the inventory
for purposes of ozone SIP's include:
                    methane
                    ethane
                    methytene chloride
                    methyl chloroform
                    trichlorotrifluoroethane (CFC-113)
                    trichlorofluoromethane   (CFC-11)
                    dichlorodifluoromethane  (CFC-12)
                    chlorodifluoromethane (CFC-22)
                    trifluoromethane (FC-23)
                    dichlorotetraf1uoroethane  (CFC-114)
                    chloropentafluoroethane  (CFC-115)
Controls on emissions of these compounds will  neither contribute to the attainment
and maintenance of the national ambient air  quality standard for ozone nor be
credited toward achievement of that standard.  Moreover, substitution of these
compounds  for reactive  VOC is not a recommended control measure.

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               Emission factors for NO  and VOC are contained within Compilation
                                      /\
                                                                     12
of Air Pollution Emission Factors, AP-42, including Supplements 1-10.    Emission
factors have not yet been published in AP-42 for some source categories for which
Control Technique Guideline Documents have been recently published.  For these
source categories, the use of emission factors published in the CTG's is appro-
priate.  Information on the specific chemical compounds emitted from several
major sources is contained in the Volatile Organic Compound (VOC) Species Data
Manual (EPA-450/4-80-015, Second Edition, July I960).13  '

          6.   Point Sources
               At a minimum, stationary sources (facilities) that emit 250 kg/day
or more of actual emissions of reactive VOC or NO  shall be considered as point
                                                 X
sources.   More specifically, where the sum of emissions from all operations
(including.leaks, evaporative losses from storage tanks as well as process
related emissions) at a source exceeds 250 kg/day, that source shall be considered
a point source.   (Note: For convenience, identical small points within  those
facilities may be grouped and reported collectively as a single point.)  Point
source emission cutoff levels smaller than 250 kg/day are strongly encouraged
                                                                              1  2
especially for sources affected by EPA's Control  Technique Guideline Documents '
and for those sources for which States will  be defining RACT.
          7.   Non-Highway Area Sources
               The purpose of the non-highway area source inventory is  to
encompass emissions from those stationary and non-highway sources  that  are too
small and/or too numerous to be included in the point source inventory.   As such,
it is possible for area source emissions to be reported for many of the source
categories listed in Table 1.
                                     13

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               It is noted that emissions from many small sources have been
inadvertently left out of some inventories in the past due to lack of available
procedures or emphasis on this portion of the inventory.  Various methodologies
exist which can be used"to estimate emissions from the various area source
categories.  Detailed procedures are discussed in Volume I,  however, some of
these techniques are briefly described for emphasis.
               (a)  Use of Point Source Inventory Techniques (e.g.,
                    Questionnaires. Plant Visits)
                    Major sources are typically inventoried by use of question-
naires, plant visits, permit data, etc.  It may also be necessary to obtain
emission information for smaller sources (i.e, less than 250 kg/day) via the
same methods since there may be no other alternatives available to accurately
inventory smaller sources in certain source categories.  For this reason, use of
point source methods is recommended for determining emissions from certain
source categories for sources' below the 250 kg/day point source cutoff level.
In such cases, the States may either maintain individual point source records
for each of the smaller sources or emissions from such sources may be collectively
totaled and reported in appropriate area source categories.
               (b)  Local Activity Level Surveys
                    In some instances, collective activity level estimates for a
given category may be available from a local source.  For example, local trade
associations may have data on the amount and types of architectural surface
coating, or the amount-and types of dry cleaning solvents used in an area.  Tax,
highway, energy, and other State or local agency records may provide collective
activity level estimates for other area source categories, including gasoline
                                      14

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sales or cutback asphalt use.  Hence, the  inventorying agency  should  survey
various local associations and agencies to determine what  information  is main-
tained for the area that can be used in the area source  inventory.  Specific
associations or agencies that may be contacted for selected area source activity
level information are suggested in Volume  I.

               (c)  Per Capita Emission Factors
                    Emissions from certain area source categories, especially
those associated with solvent use, may be estimated on a per capita basis.  This
procedure may be necessary when the availability of other area source estimating
methodologies is limited.  Population estimates used in making such emission
estimates shall  be consistent with the population projections required by EPA's
                              q
Cost Effectiveness Guidelines.    To assure consistency from area to area, it is
recommended that a per capita RVOC emission factor be used to estimate emissions
from consumer/commercial solvent use.   Specific information on per capita
factors to be used and possible area-specific modifications to such per capita
                                  3
factors are contained in Volume I.

               (d)  Emission-to-Employee Ratios
                                                                   3
                    This procedure, which is discussed in Volume I,  essentially
determines an "emission-per-employee" factor for those sources for which employ-
ment and emission data have been collected and extrapolates this information to
estimate emissions from those facilities for which such information has not been
collected.  The procedure is best utilized for those source categories where (1)
total employment in the source category is known for the area, and (2) where
there are numerous sources  whose emissions are typically less than 250 kg/day but
whose collective emissions  represent a significant total.  The procedure should
                                      15

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not be used as a replacement of the requirement to obtain source specific dais-
from each point source that emits more than 250 kg./day of reactive VOC or NO
                                                                            A
emissions.

          8.   Highway Vehicles
               The highway vehicle emission inventory must account for all
highway vehicles in the nonattainment area.  Emissions from local traffic, as
well as emissions from traffic on major highways, must be included.  The trans-
portation parameters used in the emission inventory must be the highest quality  •
possible.  Vehicle miles of travel (VMT) and vehicle speed are especially important.
As previously noted, EPA will make city-specific recommendations to each of the
19 urban nonattainment areas for ozone for feasible actions to improve the
quality of transportation data for 1982 ozone SIP's.

          9.   Seasonally Adjusted Emission Inventory
               Reactive VOC and NO  emissions shall be reported for a typical
                                  /\
summer weekday; hence, daily emissions should be computed using assumptions which
reflect conditions that exist during the summer months which primarily constitute
the ozone season.  This is accomplished in two ways.
               First, for source categories whose operating rates vary seasonally,
typical weekday emissions should be determined using activity levels representative
of the ozone season.  For example, highway vehicle traffic, gasoline handling,
and space heating are examples of source categories whose activities generally
vary from season to season.  For some point sources, production (thmput) may
increase or decrease during the summertime period.  In compiling the emission
inventory for 1982 ozone SIP's, summertime weekday activity rates shall be used

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 to  compute  a  seasonally  adjusted  reactive VOC  and  NO   emission  inventory.
                                                    s\




                Secondly,  certain  emission factors  for  some  source  categories  vary



 as  a  function of  temperature  and/or  humidity.  Most importantly, the  emission



 factors  for gasoline  powered  vehicles  and petroleum product storage and  handling



 operations  are a  function  of  temperature.  Also, NO  emissions  from light-duty
                                                   A


 vehicles are  a function  of absolute  humidity.  In  compiling the emission inventory



 for 1982 ozone SIP's, temperature and  humidity assumptions  shall be consistent with



 summertime  conditions.





                For consistency, it is  recommended  that all  seasonally adjusted



 activity levels and ambient parameters used to calculate emissions represent  daily



 (24 hour) averages during the June-August  time period.  Moreover, activity levels



 should represent  weekday rather than weekend day averages for this time period.



 Reasonable  deviations from this definition of  a typical summer  weekday are acceptable



 if  agreed to  by the Regional Office.





               Generally, highway vehicle  travel estimates  are  determined for an



 average annual weekday by the responsible Metropolitan Planning Organization or



 State Department  of Transportation.   All that  is necessary  to develop an inventory



 of  emissions  for  a typical summer weekday  is to apply a seasonal factor to adjust



 for increases  (or decreases in some cases) in  travel  occurring  during the ozone



 season.  Generally, such an adjustment factor  can be derived from local  traffic
                                                                                 1


 counting programs.





               Emission estimates for point and nonhighway  area sources  are frequently



maintained for an annual  period in State and local  inventories.   Hence,  a seasonal



 adjustment may be needed as well as  an adjustment to distinguish weekday from
                                      17

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weekend activity.  For point sources, these adjustments should be based on the
operating data which accompany the emissions data for each facility in the inven-
tory.  These operating data typically show the fraction of annual activity occurring
during the summer (e.g., June-August) period as well as the number of days per week
that the plant operates.  If operating data are not available for each source,
reasonable operating data should be assumed based on data available for similar
sources in the inventory.

               For nonhighway area sources, the inventorying agency will  have to
apply seasonal and weekday adjustments to annual  area source activity levels based
on local knowledge of the operating patterns of each source.   If local operating
data are unavailable to make such adjustments, the data presented in Appendix A may
be utilizied for this purpose.   Because local  practices and ordinances may vary so
much, the use of local data are strongly recommended.

          10.  Quality Assurance
               A quality assurance program shall  be implemented to assure that the
emission inventory that is compiled is current, comprehensive and accurate.
For example, this shall involve programs to insure that all major reactive VOC and
NO  sources are included in the inventory.  To accomplish this, the States shall
  ^
compare the plants listed in their inventories with independent listings  prepared
by EPA, trade associations, etc., or with listings derived by the States  based on
guidance contained in Volume I.
                                      18

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III. SUBMISSION OF EMISSION  INVENTORY DATA
     The emission inventory  effort shall be summarized and reported  in the
following formats:
          1.    Summary Format
               (a)  In order to facilitate strategy evaluation and assure area-
to-area consistency, the reactive VOC emission inventory shall be summarized in
the reporting format illustrated in Table 1.  Individual tables shall be prepared
which summarize seasonally adjusted emissions for:
                    (1)  the entire nonattainment area; and
                    (2)  each of the modeling analysis areas within the nonattain-
                         ment area (in those cases where an entire State has been
                         designed nonattainment).

               (b)  For each area identified above, individual summary tables
shall be prepared in Table 1 format for:
                    (1)  the base year inventory,
                    (2)  the base line attainment inventory (i.e.,
                         generally 1987),
                    (3)  the "1982 SIP strategy" attainment inventory
                         (i.e., generally 1987),

     Summary  formats equivalent to those shown in Table 1  are acceptable
if approved by the Regional Office and if the alternative formats still  ?.llow
EPA to directly evaluate and compare the projected emission reductions resulting
from the various RACT measures  on a source category by source category basis.
                                     19

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          2.   VOC Point Source Listing
               In order to facilitate strategy evaluation, information on all
point sources whose reactive VOC emissions exceed 250 kg/day shall  be reported
in the format illustrated in Table 2.  Any (including computer produced) formats
containing equivalent information are acceptable if agreed to by the Regional
Office.  Such a listing is needed for only the base year inventory.  Appendix B
identifies major reactive VOC source categories and principal operations of
interest that should be reported in Table 2.

          3.   Update into NEDS Format
               The base year point source inventory data developed for the 1982
ozone SIP shall be generally consistent with and reflected in the routine National
Emissions Data System (NEDS) update required no later than July 1982.   NEDS
                                                  14
reporting is described in AEROS Manual, Volume II.     For additional information
on NEDS coding procedures, or to obtain coding manuals or instructions contact:

                         Requests & Information Section
                         National Air Data Branch (MD-14)
                         U.S. Environmental  Protection Agency
                         Research Triangle Park, NC  27711
                         Phone (919) 541-5395, (FTS 629-5395)
                                      20

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                                TABLE 2

                  Principal Emitting Operations at Point
                     Sources of Reactive VOC Emissions*
                         for (geographical area)
Name and Location
Major Reactive VOC Source Category_
Principal Operations                                           Emissions*
     *Kilograms per day (kg/day)  for a typical summer weekday,  in the base year
                                  21

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 IV. DOCUMENTATION OF THE INVENTORY
     A narrative report shall be prepared that documents the procedures, data and-
assumptions that were used in compiling the base year, base line attainment, and
"SIP Strategy" inventories.   Documentation of the. base year and base line attain-
ment inventories shall accompany the base year and base line attainment year
inventory submittals due no later than December 31, 1981.  Similarly, documenta-
tion for the SIP strategy inventory shall accompany the SIP strategy inventory
due no later than July 31, 1982.  For convenience, the SIP strategy inventory
documentation may be combined with the base year and base line attainment year
inventory documentation.  Items to be included in the documentation are listed
below:

          (1)  The geographic areas (i.e., the nonattainment area and modeling
analysis areas) covered by the inventory shall be specified.

          (2)  The population of the area shall be provided as well as the
source of the population data used in making emission estimates and projections.
          (3)  Data, assumptions and procedures used in determining or projecting
emissions shall also be documented.  Use and basis of emission factors other than
those in AP-42 for stationary sources should be documented.  Procedures and data
used for exclusion of nonreactive YOC and for seasonally adjusting the inventory
totals should likewise be documented.  The point/area source cutoff level should
be specified.
          (4)  The base year represented by the emission inventory should be
specified.  Similarly, the year of the attainment inventory shall be specified.
                                     22

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          (5)  For highway vehicles, the following information shall be reported:
               (a)  Description of procedures and models: used to estimate base
year and future year transportation parameters.  (The parameters which EPA will
review are identified in Table 3).
               (b)  Description of the travel data base and any subsequent updates.
When possible, estimates of the degree of accuracy and other statistical parameters
should be included.

               (c)  Description of traffic counting programs.   Estimates of the
degree of accuracy of VMT estimates based on traffic counts should be included.

               (d)  Description of methods used to estimate vehicle speeds.
Special speed studies should be documented.

               (e)  Description of methods for estimating truck travel parameters
(VMT, speed, etc.).

               (f)  Description of methods for estimating traffic parameters
(VMT, speed, etc.) for local (off-network) traffic.
               (g)  Description of methods used to estimate vehicle hot and cold
start and hot soak emissions.
               (h)  Description of methods used to calculate emissions, including
a description of how data was  aggregated and emission factors  applied.
               (i)  Description of how other emission parameters (such as  vehicle
age distribution, average annual  miles driven by model  year) were obtained.
                                     23

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                                     TABLE 2

      Parameters, for Documentation- of Highway Vehicle Emission, Inventorias

     Mote:   ATI  parameters are araaw.ide,  t.e~, for the antire- modeling
            analysts area.  See the? EPA report Guidelines for Review of Highway
            Source Emission Inventories for 1982 SIP's.3


 1.   Population

 2.   Average daily vehicle-miles of travel  (VMT) by highway functional class*

          a.   Interstate
          b.   Principal  Arterial
          c.   Minor Arterial
          d.   Collectors
          e.   Local
          f.   Total

 3.   Average daily VMT by  vehicle class

          a.   LigJit duty vehicles
          b.   Light duty trucks less than 6000 Ibs.
          c.   Light duty trucks more than 6000 Ibs.
          d.   Heavy duty gas  trucks
          e.   Heavy duty diesel trucks
          f.   Motorcycles
          g.   Total

 4.   Average daily operating  speeds (2$ hours) by functional class*

          a.   Interstate
          b.   Principal  Arterial
          c.   Minor Arterial
          d.   Collector
          e.   Local
          f.   Av-erag* daily speed for the system

 5.   Average daily trip length (minutes)

 6.   Average daily vehicle trips

          a-   Passenger vehicles
          b.   Trucks

 7.   Seasonal  adjustment factor


 8,   Average daily cold start/hot start fractions

          a.   Percent VMT in  cold mode for catalyst vehicles
          b.   Percent VMT in  hot mode for catalyst vehicles
          c.   Percent VMT in  cold mode for non-catalyst vehicles

 9.   Meteorological data

          a.  Ambient summertime temperature (°F)
          b.  Ambient summertime-humidity (grains/lb.)

10.   Fraction of travel by model year by vehicle class

11.   NMHC and NO  vehicle emission rates (grams/YMT) by highway functional
     class (Interstate, Principal Arterials, etc.)

          a.  Autos
          b.  Trucks
          c.  Total

12.   TWC and NO  emissions (teil-og rams/summer weekday)

          a.  8y vehicle  class
          b.  By functional class
          c.  Total for region


*These are suggested functional  classes..  Other classes may be used.

                                             24

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  V. SUMMARY OF ITEMS TO BE SUBMITTED
     1.  A base year inventory of reactive VOC and NOY emissions in summary
                                                     J\
table format (i.e., Table 1).  Emissions shall be seasonally adjusted to repre-
sent typical summer weekday totals.  The emissions summarized in Table 1 shall
represent totals for (1) the entire nonattainment area and (2) for each modeling
analysis area, in cases where only a portion(s) of the nonattainment area is
being modeled.  The base year inventory and documentation are due to be completed
and submitted to the EPA Regional Office no later than December 31, 1981.

     2.  A listing of > 250 kg/day point sources of reactive VOC in the nonattain-
ment area, reported by major category and principal operation (see Table 2).
This listing shall be for the base year only and should be included in the base
year inventory submittal.

     3.  A base line attainment year inventory of reactive VOC and NO  emissions
                                                                     x\
in summary table format (i.e., Table 1).  Emissions shall be seasonally adjusted
to represent typical summer weekday totals.  The emissions summarized in Table 1
shall represent totals for (1) the entire nonattainment area and (2) for each
modeling analysis area.  The base line attainment year inventory and documentation
are due to be completed and submitted to the EPA Regional Office no later than
December 31, 1981.

     4.  A "1982 SIP Strategy" attainment year inventory of reactive VOC and NOV
                                                                               A
in summary table format (i.e., Table 1).  Emissions shall be seasonally adjusted
to represent typical summer weekday totals.  The emissions summarized in Table 1
shall represent totals for (1) the entire attainment year inventory and (2)  for
each modeling analysis area.   The SIP strategy attainment year inventory and
documentation are due to be completed and submitted to the EPA Regional  Office
no later than July 31, 1982.
                                      25

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     5.  A report that documents the procedures, data and assumptions used in-




compiling the emission inventories.   Documentation for the base year, base line-




attainment, and SIP strategy inventories' shall accompany the respective inventory




submittals.

         4



     6.   The reactive VOC and NO  point source data developed for the 1982 ozone
                                 /\



SIP's shall be consistent with and reflected in the data to be submitted to EPA




for update into NEDS according to existing routine reporting requirements.
                                      26

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VI. REFERENCES AND OTHER GUIDANCE

    1.    Summary of Group I Control  Techniques Guidelines Documents for Control
         of Volatile Organic Emissions from Existing Stationary Sources
         EPA-450/3-78-120,  December  1978.

    2.    Summary of Group II Control  Techniques Guidelines Documents for Control
         of Volatile Organic Emissions from Existing Stationary Sources
         EPA-450/2-80-001,  December  1979.

    3.    Procedures for the Preparation of Emission Inventories for Volatile
         Organic Compounds. Volume I,  Second Edition,  EPA-450/2-77-028,
         September 1980.

    4.    Transportation-Air Quality  Planning Guidelines,  EPA-DOT,  June 1978.

    5.    Users Guide to MOBILE1:   Mobile Source Emissions Model,  EPA-400/9-80-007,
         U.S.  Environmental Protection Agency, Washington, DC., August 1978.

    6.    Users Guide to MOBILE2:   Mobile Source Emissions Model,  U.S.  Environmental
         Protection Agency, (In  printing.)

    7.    Data  Collection  for 1982 Ozone Implementation Plan Submittals,
         44 FR, 65667,  November  14,  1979.

    8.    Guidelines for Review of Highway  Source Emission Inventories  for 1982
         SIP's, Office  of Transportation and Land Use  Policy,  Environmental
         Protection Agency.   December  1980.

    9.    EPA Cost Effectiveness  Guidelines,  40 CFR Part 35,  Subpart E,
         Appendix A.

    10.   Recommended Policy on Control  of  Volatile Organic Compounds,
         44 FR 35314, July  8,  1977.

    11.   Clarification  of Agency Policy Concerning Ozone  SIP Revisions  and
         Solvent Reactivities, 45 FR 48941,  July 22, 1980.

   12.    Compilation of Air Pollutant  Emission Factors, Third  Edition  and
         Subsequent Supplements  (Supplements 8-10),  AP-42,  Environmental
         Protection Agency,  August 1977.

   13.    Volatile Organic Compound (VOC) Species Data  Manual,  EPA-450/4-80-015.
         Second Edition,  July  1980.

   14.    AEROS Manual Series.  Volume  II.   AEROS User's Manual,  EPA-450/2-76-029-2.
                                    27

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                                   APPENDIX A
           DEFAULT SEASONAL AND WEEKDAY ADJUSTMENTS FOR AREA SOURCES
AREA SOURCE CATEGORY
SEASONAL ADJUSTMENT
WEEKDAY ADJUSTMENT
EVAPORATIVE LOSS
  Gasoline Handling
  Degreasing
  Drycleaning
  Architectural Surface
    Coating
  Automobile Refinishing
  Other Small Industrial
  Graphic Arts
  Commerci al/Consumer
     Solvent
  Cutback Asphalt

  Pesticides
COMBUSTION
  Residential Fuel

  Commerci al/Insti tuti onal
    Fuel

  Industrial Fuel
  Aircraft

  Railroad Locomotives
  Vessels
  Off-highway Vehicles
  Incineration
  Open Burning/Fires
Uniform seasonal distribution  Uniform Monday-Saturday
75 percent of annual total
  uniform spring-fall
Uniform throughout the
   week
Uniform seasonal  distribution  Uniform Monday-Saturday
Uniform spring through
   fall .
Uniform during growing
   season, with exception
   of dormant season oils
 7 percent of annual total
   uniform ever
   June-August quarter
15 percent of annual total
   uniform over
   June-August quarter
Uniform seasonal distribution
Dependent on local ordinances
  and practices
Uniform throughout the
   week
Uniform throughout the
   week
Uniform throughout the
   week
Uniform throughout the
   week
Uniform Monday-Saturday
                               Uniform throughout the
                                 week
Uniform Monday-Saturday
           M
Dependent of local  ordinal
  and practices
                                     A-l

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Pharmaceutical Manufacture
     Process Units Such..as Vacuum Dryers, Reactors,
       Oi sti 11 ation Utvt.ts, Fi l-.ters, ..Extractors,
       Centri fuges, Crystal! izer.s
     Major Production Equipment,Such as Exhaust "-Systems .and
       Air Dryers
     Storage and Transfer
     Other Process Units (Specify)

Rubber Tire Manufacture
     Undertread and Sidewa.11 Cementing
     Bead Dipping
     .Bead Swabbing
     Tire Building
     Tread .End .Cementing
     Green Tire Spraying
     Tire Curing
     Solvent Mixing
     Solvent Storage
     Other Process Units (Specify)

Styrene Butadiene Rubber Manufacture
     Slowdown Tanks
     Steam Stripper
     Prestorage Tanks
     Other Process Units (Specify)

Vegetable Oil
     Oil Extraction and Desolven-tiration
     Meal Preparation
     Oil Refining
     Fugitive .Leaks
     Solvent Storage
     Other Process Units (.Specify)

Organic Chemical Manufacture
     Fugitive Lea-ks from 'Seals,, Valves, Flanges.,
       Pressure Relief Devices, Drains
     Air Oxidation Units
     Waste Water .Separators
     Storage .and Transfer
     ••Other Process Units ('Specify)

Polymer  and Resin Manufacture
     Catalyst Preparation
     Reactor Vents
     Separation of Reactants,  Solvents ;and "Diluents
       from Product
     Raw Material Storage
     Solvent Storage
     Other'Process Units  (Specify)
                                   A-.2

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                                   APPENDIX  B

                         INDIVIDUAL POINT SOURCE SUMMARY
STORAGE, TRANSPORTATION AND MARKETING OF VOC

     Oil and Gas Production and Processing
          Storage
          Fugitives
          Other Process Units (Specify)

     Tank Farms
          Fixed Roof Tanks
          External Floating Roof Tanks
            Primary Seals
            Secondary Seals
          Internal Floating Roof Tanks

     Bulk Gasoline and VOC Terminals
          Leaks from Valves, Flanges Meters, Pumps
          Vapor Collection Losses
          Vapor Control Unit Losses
          Filling Losses from Uncontrolled Loading Racks
          Tank Truck Vapor Leaks from Loading of Gasoline
          Non-Tank Farm Storage

     Gasoline Bulk Plants
          Gasoline Bulk Storage   .
          Loading and Unloading Racks (Controlled and Uncontrolled)
          Tank Truck Vapor Leaks from Loading and Unloading of Gasoline
          Leaks from Valves, Flanges, Meters, Pumps

     Barge and Tanker Transfer
          Gasoline Loading/Barge
          Crude Oil Ballasting/Tanker

     Barge and Tanker Cleaning

INDUSTRIAL PROCESSES

     Petroleum Refineries
          Process Drains and Wastewater Separators
          Vacuum Producing Systems
          Process Unit Turnarounds
          Fugitive Leaks from Seals, Valves, Flanges
            Pressure Relief Devices, Drains
          Other Process Emissions Such as Heaters, Boilers,
            Cat Cracker Regenerators (Specify)

     Lube Oil Manufacture
                                        B.-1

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Pharmaceutical Manufacture
     Process Units Such as Vacuum Dryers,  Reactors,
       Distillation Units, Filters,  Extractors,
       Centrifuges, Crystal!izers
     Major Production Equipment Such as Exhaust Systems and
       Air Dryers
     Storage and Transfer
     Other Process Units (Specify)

Rubber Tire Manufacture
     Undertread and Sidewall  Cementing
     Bead Dipping
     Bead Swabbing
     Tire Building
     Tread End Cementing
     Green Tire Spraying
     Tire Curing
     Solvent Mixing
     Solvent Storage
     Other Process Units (Specify)

Styrene Butadiene Rubber Manufacture
     Slowdown Tanks
     Steam Stripper
     Prestorage Tanks
     Other Process Units (Specify)

Vegetable Oil
     Oil Extraction and Desolventization
     Meal Preparation
     Oil Refining
     Fugitive Leaks
     Solvent Storage
     Other Process Units (Specify)

Organic Chemical Manufacture
     Fugitive Leaks from Seals, Valves, Flanges,
       Pressure Relief Devices, Drains
     Air Oxidation Units
     Waste Water Separators
     Storage  and Transfer
     Other Process Units (Specify)

Polymer and Resin Manufacture
     Catalyst Preparation
     Reactor  Vents
     Separation of-Reactants, Solvents and Diluents
       from Product
     Raw Material .Storage
     Solvent  Storage
     Other  Process Units  (Specify)
                                   B-2

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     Plastic Parts  Manufacture
          Mold Release
          Solvent Consumption
          Adhesives Consumption
          Other Process  Units (Specify)

     Inorganic Chemical  Manufacture
          Fugitive  Leaks from Seals, Valves,  Flanges,
            Pressure Relief Devices, Drains
          Storage and Transfer
          Other Process  Units (Specify)

     Fermentation Processes
          Fermentation Tank Venting
          Aging/Wine or  Whisky
          Other Process  Units (Specify)

     Iron and Steel Manufacture
          Coke Production
            Coke Pushing
            Coke Oven Doors
            Coke Byproduct Plant
            Coke Charging
            Coal Preheater
            Topside Leaks
            Quenching
            Battery Stacks
          Sintering
          Electric  Arc Furnaces
          Other Process  Units (Specify)

     Synthetic Fiber Manufacture
          Dope Preparation
          Filtration
          Fiber Extrusion - Solvent Recovery
          Takeup Stretching* Washing, Drying, Crimping, Finishing
          Fiber Storage  - Residual Solvent Evaporation
          Equipment Cleanup
          Solvent Storage
          Other Process  Units (Specify)

INDUSTRIAL SURFACE  COATING

     Large Appliances
       -.   Cleaning  and Pretreatment
          Prime Spray, Flow, or Dip Coating Operations-
          Topcoat Spray
          Coating Mixing
          Coating and Solvent Storage
          Equipment Cleanup
          Other Process  Emissions  (Specify)
                                       B-3

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Magnet Wire
     Cleaning and Pretreatment
     Coating- Application- and Curing
     Coating1 Mixing
     Coating and Solvent Storage
     Equipment Cleanup
     Other Process. Emissions (Specify)

Automobiles and Ligfet-Duty Trucks
     Cleaning and Pretreatment
     Prime Application, Electro deposition,  Dip or Spray
     Prime Surfacting Operations
     Topcoat Operation
     Repair Topcoat Application Area
     Coating Mixing
     Coating and Solvent Storage
     Equipment Cleanup
     Other Process Emissions. (Specify)

Cans
     Cleaning and Pretreatment
     Two Piece and Exterior Base Coating
     Interior Spray Coating
     Sheet Basecoating (IntaHor)
     Sheet Basecoating (Exterior)
     Side Seam Spray Coating
     End Sealing Compound
     Lithography
     Over Varnish
     Coating Mixing
     Coating and Solvent Storage
     Equipment Cleanup
     Other Process Emissions (Specify)

Paper
     Coating Operations
     Coating Mixing
     Coating and Solvent Storage
     Equipment Cleanup
     Other Process Emission (Specify)

Coil Coating
     Prime Coating
     Finish Coating
     Solvent Mixing
     Solvent Storage
     Equipment Cleanup
     Other Process Emissions (Specify)
                                   B-4

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Fabric
     Coating Operations
     Coating Mixing
     Coating and Solvent Storage
     Equipment Cleanup
     Other Process Emissions (Specify)

Wood Furniture
     Coating Operations
     Coating Mixing
     Coating and Solvent Storage
     Other Process Emissions (Specify)

Metal Furniture
     Cleaning and Pretreatment
     Coating Operations
     Coating Mixing
     Coating and Solvent Mixing
     Equipment Cleanup
     Other Process Emissions (Specify)

Flatwood Products
     Filler
     Sealer
     Basecoat
     Topcoat
     Inks
     Coating Mixing
     Coating and Solvent Storage
     Equipment Cleanup
     Other Process Emissions (Specify)

Plastic Parts Painting
     Cleaning and Pretreatment
     Coating Operations, Flow, Dip, Spray
     Coating Mixing
     Coating and Solvent Storage
     Equipment Cleanup
     Other Process Emissions (Specify)

Large Ships
     Cleaning and Pretreatment
     Prime Coat Operation
     Topcoat Operation
     Coating Mixing
     Coating and Solvent Storage
     Equipment Cleanup
     Other Process Emissions (Specify)
                                   B-5

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     Large- Aircraft
          Cleaning anct Pretreatment
          Prime Coat Operation
          Topcoat Operating
          Coating and Solvent Storage
          Equipment Cleanup.
          Other Process Emissions (Specify)

     Miscellaneous Metal Parts and Products
          Cleaning and Pretreatment
          Coating Operations, Flow, Dip,  Spray
          Coating Mixing
          Coating and Solvent Storage
          Equipment Cleanup
          Other Process Emissions (Specify)

OTHER SOLVENT USE

     Dry Cleaning

     Degreasing
          Open Top Vapor Degreasinr
          Conveyorized Degreasinq - Vapor
          Conveyor!zed Degreasir-g - Cold  Cleaning

     Solvent Extraction Processes

     Adhesives
          Adhesive Application
          Solvent Mixing
          Solvent Storage
          Other Process Emissions (Specify)

     Graphic Arts
          Letter Press
          Rotogravure
          Offset Lithography
          Ink Mixing
          Solvent Storage

OTHER SOURCES

     Waste Solvent Recovery Processes

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                                   TECHNICAL REPORT DATA
                            (Please read Instructions on the reverse before completing)
 1. REPORT NO.
 EPA-450/4-80-016
                                                            3. RECIPIENT'S ACCESSION-NO.
 4. TITLE AND SUBTITLE
 Emission Inventory Requirements for 1982 Ozone  State
 Implementation Plans
              5. REPORT DATE
                December  1980
              6. PERFORMING ORGANIZATION CODE
 7 AUTHOR(S)
 Monitoring Data and Analysis  Division
 Control Programs Development  Division
                                                            8. PERFORMING ORGANIZATION REPORT NO
9. PERFORMING ORGANIZATION NAME AND ADDRESS
U.S.  Environmental Protection Agency
Office of Air Quality Planning  and Standards
Research Triangle Park, North Carolina 27711
                                                            10. PROGRAM ELEMENT NO.
              11. CONTRACT/GRANT NO.
 12. SPONSORING AGENCY NAME AND ADDRESS
U.S.  Environmental Protection  Agency
Office  of  Air,  Noise and  Radiation
Office  of  Air Quality Planning and Standards
Research Triangle Park, North  Carolina 27711
                                                            13. TYPE OF^ REPORT AND PERIOD COVERED
              14. SPONSORING AGENCY CODE
 15. SUPPLEMENTARY NOTES
                        EPA Project Officer:   Tom Lahre.
This  is  a  final report reflecting public  comments  received on the September 1980 draft
 16. ABSTRACT
     This  guidance document describes the final emission inventory requirements related
 to preparation and submission of  1982 Ozone State  Implementation Plans  (SIP's)  for
 those  States  which requested and  have been granted an  extension beyond  July  1982 of an
 attainment date for the National  Ambient Air Quality Standard (NAAOS) for  ozone.

     Addressed in the document are  emission inventory  requirements relating  to
 geographic area of coverage, point  source cutoff size  specifications, pollutants of_
 interest,  data reporting formats, documentation requirements, quality of data base,
 years  to be addressed, and specific inventory techniques to be employed.
 7.
                                KEY WORDS AND DOCUMENT ANALYSIS
                  DESCRIPTORS
                                              b.lDENTIFIERS/OPEN ENDED TERMS
                           c. COS AT I Field/Group
voc
SIP requirements
emissions
nonattainment  areas
point sources
 8. DISTRIBUTION STATEMENT
Release Unlimited
                                              19. SECURITY CLASS (This Report)
                                                 Unclassified
                           21. NO. OF PAGES
                                41
20. SECURITY CLASS (This page)

   Unclassified
                                                                         22. PRICE
EPA Form 2220-1 (9-73)

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                                                                           f
                                                                           I
                                                                           f
SS's
as.s.

&*
I?
fill!
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                            December 1980

                   ADDENDUM/SUPPLEMENTAL INFORMATION

                                TO THE

            INDUSTRIAL SOURCE COMPLEX (ISC) DISPERSION MODEL

The computer code modifications addressed herein are the complete set of
changes made to date to the ISC code as it appears in the Industrial Source
Complex (ISC) Dispersion Model User's Guide. Volume II, EPA-450/4-79-031,
December 1979.  All modifications have been incorporated in the ISC code as
part of the UNAMAP-4 available from the National Technical Information Service
(NTIS).

Each item in this report is preceded by the date on which it was issued.

A.  Computer Program Modifications

Program modifications are described below.  The changes correct errors
in the original source code released in December 1979.

INDUSTRIAL SOURCE COMPLEX (ISCST) PROGRAM

Make the following modifications to Appendix A of the User's Guide and
check your program for conformance.

1.  4/80 - Change the following lines of code in subroutine MODEL to read as
    follows:

          IYR=YR                                                      SO304630
          YRS=SINNUM(IYR)                                             S0304640
          YRC=COSNUM(IYR)                                             S0304650
          IYR=YR                                                      S0304800
          YRS=SINNUM(IYR)                                             S0304810
          YRC=COSNUM(IYR)                                             S0304820

2.  4/80 - Delete subroutine UPWIND from the ISC Short Term model program.

    Subroutine UPWIND was originally placed in the ISCST to save computer
    time by not calculating concentrations at polar coordinate receptors
    upwind of centrally located sources.  However, due to an error in
    the subroutine, it was incorrectly applied to source/receptor combinations
    not covered by the original definition and as a result provided sub-
    stantial but erroneous savings in computer run time.   Correcting the
    subroutine though, has resulted in only a negligible savings in run time.
    Since subroutine MODEL provides an in-line upwind check for all
    source/receptor combinations and the computer time saved using the
    corrected UPWIND subroutine is negligible, the subroutine is being
    deleted.

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3.   4/80 - Change the following line of code in subroutine MAXOT to read as
    follows:

          IY=(K-1)/NXPNTS+1                                           S0500370

4.   12/80 - Change the following lines of code in subroutine MODEL to read:

    1010 IF(ISW(4).NE.1.0R.HS+ZS-GRIDZ(IJ).GT.O.O.OR.ITYPE.EQ.2)GO TO 1020  S0304930
         IF(ITYPE.GT.O)GO TO 1095                                           SO305200
         IF(VS.LE.O.O)GO TO 1095                                            S0305220
    1095 IF(ISW(4).NE.1.0R.ISW(1).NE.1.0R.NVS.NE.O.OR.ITYPE.EQ.2)GO TO 1100 S0305480

    These modifications are required to allow for the treatment of area sources as
    flat terrain sources as indicated in the documentation.

5.   12/80 - Insert the following line of code in subroutine MODEL:

         IF(I.EQ.l) JDY=JDAY                                               ^30301795

    12/80 - Delete line S0301930 from subroutine MODEL.

    The modifications correct on error in the Julian Day for the selection of
    the meteorological card input data/no listing option.

6.   12/80 - Delete line S0306540 from subroutine MODEL

    12/80 - Insert the following line of code in subroutine MODEL:

         DO 1290 KXL.NVS                                                    SO30651.5

    These modifications are necessary to eliminate the possibility of calculating
    an incorrect Vertical Term when ground-level concentrations are calculated
    from sources with significant gravitational settling.

7.   12/80 - Change the following lines of code in subroutine MODEL to read:

    C     TEST FOR WAKE EFFECTS - CALCULATE XPLUME.                         SO304070
     780 DHA=3.*FM*GAMJI*UBARI*SSI                                          S0304110

    12/80 - Insert the following line of code in subroutine MODEL:

          IF(1.570796327*UBARS*SSI.GT.HB+HB)DHA=DHA*SIN(SS*(HB+HB)*UBARI)   S0304115

    12/80 - Delete line S0304170 from subroutine MODEL.

    The modifications are required to correct a wake effects test plume rise
    calculation error.

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INDUSTRIAL SOURCE COMPLEX  (ISCLT) PROGRAM

Make the following program line modifications  to Appendix  B  of  the
User's Guide and check your program for conformance.

1.  4/80 - Change the following line of code in subroutine MODEL  to  read:

          IF (RD.GE.XMX) GO TO 1930                                          S0211230

This change allows sources located 100 m from  a receptor to  be  considered
for contribution to the receptor.  This is compatible with the  ISC Short
Term Model.

2.  12/80 - Change the following line of code  in subroutine  MODEL to read:

          IF(ZP.LT.ZS.OR.TYPE.EQ.2)ZP=ZS                                     S0211150

    This modification is required to allow for the treatment of area sources  as
    flat terrain sources as indicated in the documentation.

3.  12/80 - Change the following line of code  in subroutine  MODEL to read:

          IF(TYPE.NE.O.OR.JTYPE.EQ.O.OR.XB.GE.HB10)GO TO 1970                S0211740

    This modification corrects a mis-coded switch used in  the calculation of
    a  for stacks with wake effects and calculation distances less than 10
     2
    building heights.

4.  12/80 - Change the following line of code  in subroutine  OUTPT to read:

          IF(NOCOMB(NG).EQ.1.AND.IDSORC(NGT+1).GE.O)GO TO 260                S0301621

    This modification is required to correct an error that allowed the print  output
    for an individual source to be printed several times.

5.  12/80 - Change the following lines of code in subroutines OUTPT and HEADNG
    respectively to read:

          COMMON /HEAD/ MSG3(4),MSG4(8),IS,N3,I3,M3,ILN,LSTILN               S0300120
          COMMON /HEAD/ MSG3(4),MSG4(8),IS,N3,I3,M3,ILN,LSTILN               S0400110

B.  4/80 - Computer Underflow in the Short Term and Long Term Model Programs

An underflow interrupt condition occurs on computers whenever an arithmetic
operation between two very small numbers results in a number too small to
be contained in the computer's arithmetic results register.  When this
condition arises, computers such as the UNIVAC 1100 series and the CDC 6000
series set the underflow result to zero and continue processing.  The ISC
model programs were specifically designed to allow the computer to zero an
underflow condition, therefore an underflow condition is not to be considered
an error within the ISC programs.

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However, some IBM computers abort the run when an underflow occurs.  In
order to circumvent this problem the user must inform the computer
system that underflows are to be set to zero and program execution to
continue. For example, the following FORTRAN call may be inserted at the
beginning of either ISC Model program and thus preclude termination of
runs due to underflows on an IBM 360 series computer:

                      CALL ERRSET (208,256,-1,1,0,208)

To find the appropriate solution to this problem on other computer
systems, the user should contact on-site systems personnel.

C.  4/80 - Receptor Heights Versus Source Elevations

The ISC model allows each receptor to be situated at any height (z).
Both the ISCST and ISCLT programs terminate, however, if the receptor
elevation is above the lowest source height.  In addition, if any receptor
is located below the source base height, the ISC programs automatically
reset the receptor height to the source base height (thus, flat terrain
is assigned for that source receptor combination).  This will cause a
receptor to be located at different vertical points if two or more
sources affect the same receptor, and are at different base elevations.
To avoid this problem all sources should be located at approximately the
same base elevation, thus maintaining a consistent correction among
receptors that are below the plane of the sources.

The rationale for the above suggestion stems from the applicability
of the ISC model primarily to very localized industrial sources and
complexes, i.e., the sources are not located in radically different
locations or terrain.  The model can be used for widely dispersed
sources, but the user's decision to assume similar source elevations
should be an explicit one.

D.  Text Corrections to the User's Guide

Volume I

1.  4/80 - All discussion and figures pertaining to the subroutine UPWIND are
    to be disregarded.

2.  12/80 - Page 3-6, Receptor Grid System Option.  Delete sentence 3 and
    replace it with:

3.  12/80 - Page 2-24.  The exponential term in Equation  (2-12) should be:

                i    i   i y  i
          exp
f-  i  Is- \
    2    a
I       I   y I
    Additionally, a "3" value will automatically generate a grid system using
    the Cartesian coordinate system and a "4" value will automatically generate
    the polar  coordinate direction radials with user-defined starting locations
    and spacing  distances.

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4.  12/80 - Page 3-42, Table 3-4.  Line 10 in the Description which pertains  to

    ISW(2), should be changed such that the line reads:



          4= program generates polar coordinate grid direction radials



5.  4/80 - Page 3-60.  Add to equation (3-1) the term "+D".



6.  4/80 - Page 3-61.  To the list of variables and their definitions add:



    D=NPNTS if ISW(4) equals "1" in the first card of Card Group  (2); otherwise

    A equals "0".



7.  12/80 - Page 4-10.  Equation (4-1) should be changed to read:



    J = 300



    and
    I  =
          (E-(N + N  + 2-N  ) - K - L - M)
          	x   y	xy	

               (N  -(N -N  + N  ))
                 se   x  y    xy
                                                        (4-1)
8.  12/80 - Page 4-11, lines 9 and 11.  References to "N " should be changed

    to "N  ".                                            s
         se


9.  12/80 - Page 4-11.  To the list of variables and their definitions add:



         f0 ;  if ISW(4)=1 & ISW(11)=2 or


              if ISW(7)=1 or NSEASN=1 or NGROUP=0



                                              &



                     if ISW(7)^1 & NGROUP^O & NSEASN^l
          N -N +N  ;  if ISW(4)=0 or
           x  y  xy
    M  =<
10. 12/80 - Page 4-16.  Equation (4-2) should be changed to read the same as

    equation (4-1) .



11. 12/80 - Page 4-17, equation (4-3).  Reference to "N " should be changed to

    "N  ".                                              S
      se


12. 12/80 - Page 4-77.  Equation (4-4) should be changed to read:



     J  =  300



     and
           E - (NXPNTS+NYPNTS+2*NXWYPT) - K - L - M

                 NSEASN*(NXPNTS*NYPNTS+NXWYPT)
                                                            (4-4)

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13.  12/80 - Page 4-78.  To the list of variables and their definitions under
     "Condition c" add:
          f
          0 ; if ISW(4)=1 & ISW(ll)-2 or

              if ISW(7)=1 or NSEASN=1 or NGROUP=0
     M  =/
          NXPNTS*NYPNTS+NXWYPT; if ISW(4)=0 or ISW(11)^2 &
                                if ISW(7)=1 & NSEASN=1 & NGROUP=0

14.  12/80 - Page 4-79.  Equation (4-5) should be changed to read the same as
     equation (4-4).

15.  12/80 - Page 4-80.  Delete variable "L" and replace it with:

     "where L and M are the same as under Equation (4-4)".

Volume II

1.  4/80 - All discussion and figures pertaining to subroutine UPWIND are to be
    disregarded.

2.  4/80 - Page C-4,  Figure C-l.  The zero in card column 59 in the first card
    should be changed to a "6" such that the data value reads "860".

3.  4/80 - Page C-8,  Figure C-l.  The data in card columns 8 and 9 are to be
    transferred to columns 9 and 10 respectively with column 8 becoming blank.
    The change should be made for each of the 16 cards illustrated.

4.  4/80 - Page D-8,  Figure D-l.  The zero in card column 25 on the fourth last
    card should be changed to a "6" such that the data value reads ".0076794".

5.  4/80 - Page C-19, paragraph 1.  Delete sentence 3 and replace it with:

    Also, because ISW(15), ISW(17), and ISW(18) equal "1" and ISW(4) equals "0",
    variables A,B,C,  and D become 425 times 5(or 2125), 4 times 1 times 425
    times 5(or 8500), 201 times 1 times 5(or 1005), and 0, respectively, according
    to their definitions given in equation (3-1).

6.  4/80 - Page C-19.  Add to equation (C-2):

    variable version - "+D"
    numerical interpretation - "+0"

7.  12/80 - Page D-24.  The numerical solution in equation (D-3) should be changed
    to read:

          40000^19+19+2-1  +  (2-1+0) •  (19-19+1)

                > 764

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