IDENTIFICATION OF OPPORTUNITIES
      FOR INCREASED RECYCLING
      OF FERROUS SOLID WASTE

           A Summary Report
U.S. ENVIRONMENTAL PROTECTION AGENCY

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        IDENTIFICATION OF OPPORTUNITIES FOR INCREASED RECYCLING

                         OF FERROUS SOLID WASTE

                            A Summary Report
          This open-file report (SW-45d.l)  summarizing a study
  performed under a Federal solid waste management demonstration grant
(No.  G06-EC-00298) to the Scrap Metal Research and Education Foundation,
                Institute of Scrap Iron and Steel,  Ino.,
       was written by W.  J.  REGAN,  R.  W.  JAMES,  and T.  J.  McLEER
         of Battelle  Memorial Institute,  Columbus Laboratories;
             and is reproduced as received  from the grantee.
        This summary  consists of the first  two chapters of a
        384-page report of the same  title, which is available
        from the  National Technical Information  Service, De-
        partment of Commerce,  Springfield,  Virginia.  The full
        report (SW-45d) of which  this is an excerpt  contains
        126 tables  and 46 figures and consists of the follow-
        ing sections:

                  Introduction
                  Summary
                  Environmental Perspective
                  Ferrous Solid Waste
                  Markets for  Iron and Steel Scrap
                  The  Ferrous  Scrap Processing Industry
                  The  Auto Wrecking Industry
                  Technology of Iron and Steel Scrap Utilization
                  Other Major  Areas
                  U.S.  ENVIRONMENTAL PROTECTION AGENCY

                                  1972

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This report  has been reviewed  by the U.S. Environmental
Protection Agency and approved for publication.  Approval
does not  signify that  the contents  necessarily reflect
the views and  policies of the U.S. Environmental Protec-
tion Agency3 nor does mention of commercial products con-
stitute endorsement or recommendation for use by the U.S.
Government.
   An environmental protection publication  (SW-45d.l)
   in the solid waste management series

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                               IDENTIFICATION OF  OPPORTUNITIES

                      FOR INCREASED RECYCLING OF FERROUS  SOLID  WASTE
                                             ABSTRACT


          The study on which this abstract is based  was conducted by Battelle-Columbus for the
 Office  of Solid Waste Management Programs of the Environmental Protection Agency and the Scrap Metal
 Research and Education Foundation of the Institute of Scrap Iron and Steel, Inc., the national
 association of the ferrous scrap processing industry.

          The United States and her people, faced with mounting environmental deterioration, are
 taking  action to improve our environmental quality.   The economic implications are large, yet the
 social  costs of continued pollution have serious consequences.

          The accumulation and increasing generation of solid waste is  one important aspect of en-
 vironmental damage, in addition to air and water pollution.  Its problems are caused by many complex
 factors, which do not lend themselves to easy solution.

          Ferrous solid waste is the portion of discarded iron and steel materials and the ferrous
 components of discarded products which is not collected and processed into iron and steel scrap by
 the ferrous scrap industry.  While it is a minor portion of the total solid waste generated annually,
 it nevertheless is a highly visible and contributing factor to solid waste problems.  Representing
 an under-utilization of a potentially valuable resource for iron and steel production, it is inti-
 mately  bound to the total solid waste problem.  Its  alleviation should  therefore have positive
 consequences for solid waste management.

          Recycling, the continuing reuse of materials, is the positive response to the problem of
 waste disposal.  It offers the most suitable alternative for lessening  solid waste problems.

          From inception, the ferrous scrap processing industry has had as its basis the recycling
 of ferrous solid waste into raw materials of value.   This industry is best equipped to continue and
 accelerate solutions to the problems.  Its orientation must continue to be action, and not reaction.
 The industry, however, must merit and receive increased cooperation from industry, its markets,
 government, private organizations, and individuals if success in increased recycling of ferrous
 solid waste is to be achieved.

          Numerous problems and obstacles for increased recycling of ferrous solid waste exist.
 Major among t\\etn are:  low growth rate of consuming  industries;  changing iron and steel making tech-
 nology; low scrap quality from ferrous solid waste;  reduced requirements for the purchased scrap
 proportion of total scrap consumption; poor economics of recycling ferrous solid waste; apparent
 discriminatory restrictions;  and a lack of public awareness of the scrap processor's role in
 economic recycling.

          The key to achieving recycling success is  increased market demand for iron and steel scrap,
 the value produced from ferrous solid waste.  However, if normal market demand does not provide for
 both profitable processing of ferrous solid waste by the scrap industry and its subsequent economic
 use by  the iron and steel consuming industries, a reordering of our traditional commercial objectives
 based on profit and efficiency will be required in order to include the social cost of an increas-
 ingly deteriorating environment.

          A number of potential opportunities exist  for increased recycling of ferrous solid waste.
 But with few exceptions,  significant effort and cooperation by all concerned--the ferrous scrap
 industry, the iron and steel  industries, and governmental bodies--is required  if the problems and
 obstacles to increased recycling are to be overcome  and turned into opportunities.  The opportunities
 are offered through the  following channels:  increased participation in current markets;  development
 of new markets;  improved  scrap economics;  improved scrap quality; improved logistics;  minimized
 legal constraints;  improved definition and analysis  of the scrap situation;  and increased public
awareness of the importance of recycling and the scrap processor's role.   The  study presents recom-
mendations for fulfillment  of these opportunities.
                                                ill

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                                 TABLE OF CONTENTS
                                    Chapter I

INTRODUCTION ...............................    1

     Background of the Study .......................    1
     Objectives and Scope ........................    l±
     Research Methods ..........................    k

                                    Chapter II

SUMMARY .................................    7

     Environmental Quality ........................    7
     Solid Waste Alternatives ......................    8
     Ferrous Solid Waste .......................  ,  .    9
     Markets for Ferrous Solid Waste ...................   10
     The Ferrous Scrap Industry—The Vital Link Between Ferrous Solid
       Waste and Its Markets .......................   13
     Major Problems and Obstacles to Increased Recycling .........   15

          Low Growth Rate of Consuming Industries ............   15
          Changing Iron and Steelmaking Technology ............   yj
          Quality of Scrap From Ferrous Solid Waste .  ..........   19
          Reduced Requirements for Purchased Scrap of Total Scrap
            Consumption .........................   20
          Poor Economics of Recycling Ferrous Solid Waste ........   21
          Apparent Discriminatory Restrictions ..............   21
          Lack of Public Awareness of the Scrap Processor's Role in
            Economic Recycling ......................   23

     Major Opportunities for Increased Recycling of Ferrous Solid Waste
       and Recommendations for Achievement ................   2^4-
          Increased Participation in Current Markets ...........    2k
          Development of New Markets ...................    28
          Improved Economics .......................    29
          Improved Scrap Quality .......  ....  ..........    32
          Improved Logistics .......................    33
          Minimized Legal Constraints ..................    3!^.
          Improved Definition and Analysis of Scrap Situation ......    35
          Increased Public Awareness of the Importance of Recycling and
            the Scrap Processor's Role ..................    37

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                                   CHAPTER I
                                 INTRODUCTION


          In June, 1970, Battelle-Columbus undertook a research program for the

Scrap Metal Research and Education Foundation of the Institute of Scrap Iron and

Steel, Inc. (ISIS).  This was through a demonstration grant of the Office of

Solid Waste Management Programs of the Environmental Protection Agency.


                             Background of the Study


          The increasing volume of solid waste in the United States is causing

significant environmental problems with consequences affecting our aesthetic

senses, economic costs, health, social welfare, land usage, governmental policy,

and natural resources.

          One approach to the reduction of solid waste pollution is to reclaim

waste materials for reuse—the recycling concept.  A well established industry--

the ferrous scrap industry—exists to accomplish the recycling of iron and steel.

Member firms of the industry have capably performed their difficult and essential

functions of preparing ferrous waste materials for economic recycling as iron and

steel (ferrous) scrap.  This has taken place in the traditional economic environment

          However, additional dimensions have recently been added to this tradi-

tional economic environment.  Improvement of the living environment and increased

national concern with conservation of natural resources,  the new dimensions,

provide new challenges and opportunities for the recycling industry.  No longer

is economic gain the  only driving force for recycling of  waste materials.  Social

benefit has been added in the form of improved living conditions and preservation

of resources for future generations.  In an economics-based nation, this creates

problems of interpretation and evaluation of noneconomics-based goals and

activities.
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          The Institute of Scrap Iron and Steel,  established in 1928,  is a




national association made up of approximately 1,300 processors and brokers of iron




and steel (ferrous) scrap, and allied members.  Member firms handle more than




90 percent of all purchased scrap consumed in the United States and exported, a




$4 billion annual industry.  The scrap industry plays an important part in pro-




viding three major services to our nation:  reclamation or recycling of discarded




ferrous products of our society and processing them into raw materials valuable




for new products; conservation of natural resources through the utilization of




these reclaimed materials; and beautification through the removal and elimination




of these discarded materials from our landscape.   The Institute, besides serving




its membership's needs, is also active in projects that serve the public interest,




such as beautification and training programs for  the hard-core unemployed.  Early




recognition was given to the problems of abandoned automobiles through sponsor-




ship of a national conference in 1964, and again  in 1970.




          Recognizing the need for research in the reclamation of ferrous metallics,




the Institute, in 1967, formed the Scrap Metal Research and Education Foundation.




The Foundation's main objective is to place more  emphasis on research in the




industry, though considerable work had been done  in the past.




          For many years, the Institute has evaluated, discussed, and worked on




numerous technological, operating, and marketing  problems of ferrous scrap.  This




has been done through its Special and Standing Committees, research contracts,




government agencies including the Bureau of Mines and the Bureau of Domestic




Commerce in the Departments of Interior and Commerce respectively, consumers and




suppliers, and the American Iron and Steel Institute and foundry associations.




Examples of studies conducted are included in the Bibliography of this report.




          During this period, significant changes have occurred in the iron and




steel industries, the major markets for iron and  steel scrap.  Iron and steel
                                        -  2  -

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scrap represents 50 percent of the ferrous raw material input to raw steel and

iron and steel castings production; the remainder comes from iron ore based

pig iron and hot metal (molten pig).  The changes occurring and having major impact

on the scrap industry and ferrous solid waste accumulation include:  changes in

iron and steelmaking technology; changes in demand for iron and steel products;

changes in types of iron and steel products; and increased quality and economic

considerations in scrap processing and iron and steelmaking.

          To offset these changes diminishing the demand for scrap by its markets,

improved scrap processing equipment has been developed to supply the desired

quality product.  But even with this and other improvements in the scrap industry,

the demand for scrap has lagged the available supply.  This results in both

ferrous solid waste* and an underutilization of an important raw material resource.

          It was therefore deemed appropriate by the Office of Solid Waste

Management Programs of the Environmental Protection Agency and the Scrap Metal

Research and Education Foundation of the Institute of Scrap Iron and Steel, both

vitally concerned with iron and steel (ferrous) scrap and its movement, or lack

thereof, that a major study should be conducted to define the problems and seek

their solutions.

          The starting point for such a study is an assessment of the ferrous scrap

processing and brokerage industry, and its relationship to both its sources of

supply and its markets.  The study should outline problem areas that inhibit more

effective recycling, and should provide a data base for further policy and in-

vestment decisions by both public and private bodies concerned with solid waste

programs.  The study should further identify opportunities for increased recycling,

and recommend action programs to achieve this objective.  It is toward those ends

that Battelie-Columbus has conducted this study.
*  Ferrous solid waste is defined as that portion of discarded iron and steel
   materials and the ferrous components of discarded products which is not
   collected and processed into iron and steel scrap.
                                       - 3 -

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                              Objectives and Scope






          The major objective of the study on which this report is based was to




identify opportunities for increased recovery and recycling of ferrous solid




waste.  In order to achieve this, the following subobjectives were undertaken:




       •  Provision of a data base on the present iron and steel scrap




          processing industry




       •  Examination of the structure and functions of the ferrous scrap




          industry, and its relationships to its sources of supply and




          markets




       •  Examination of those factors that tend to inhibit the industry




          from performing its role to a greater extent than at present




          and which thereby lead to ferrous solid waste problems




       •  Identification of opportunities for the industry to more




          effectively contribute to solutions of the metallic solid




          waste problems of this nation.






                                Research Methods






          To provide overall guidance and assistance in the study, a Task Force




was established from the Institute's active committees having a direct bearing




on the goals of the research study.  These men, brought into the active participa-




tion of the Scrap Metal Research and Education Foundation, met quarterly as a




group and individually as required with Battelle, and provided invaluable




assistance during the progress of the study.  In addition, Institute staff and




consultant personnel made frequent contributions to the project.

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          Battelle Memorial Institute, as prime contractor, used its interdisci-




plinary approach to carry out five primary functions :




     (1)  A literature search and evaluation to assess the current




          documented and published information was made.  References




          cited and having implications for the study  are listed in the




          Bibliography and throughout the report.




     (2)  An extensive survey of the ferrous scrap industry to identify




          the industry, its capabilities, and its  problems was conducted.




          The actual survey was subcontracted by Battelle to Chilton




          Research Services, a Division of the Chilton Company in




          Philadelphia, Pennsylvania, a qualified  outside organization




          experienced and equipped in survey techniques.  A copy of the




          survey questionnaire appears in Appendix A.   Systematic




          selection on a geographical basis was made of 249 firms in




          the industry, representing a sample size of  firms accounting




          for approximately 15 percent of the industry's volume.  The




          geographic distribution of interviews is shown on page A-4.




          Personal interviews and telephone interviews were 50:50.  Raw




          data from the survey appears in Appendix A.   Interpretation and




          analysis of the data appears throughout  the  report,  and is




          noted by "Source:  Extensive Survey".




     (3)  In-depth interviews were then conducted  in person by the




          Battelle project team to add detail and  insight into the




          problems identified in the Extensive Survey, to identify the




          ferrous solid wastes most difficult to collect or process, to




          uncover the problems involved in disposing of the solid wastes




          generated during the processing of iron  and  steel scrap, and to




          determine other types of restrictive problems facing the industry.




          Problems peculiar to specific regions received attention.

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               In-depth interviews were held with over 80 individual firms,

          organizations, and government agencies representing the sources

          and markets for iron and steel scrap, members of the ferrous

          scrap industry, and others associated with recycling opportunities.

     (4)  Technical and economic evaluation to determine the obstacles

          and opportunities for increased recycling, based upon the infor-

          mation developed during the preceding functions, then began.

          The sources and markets for ferrous solid waste were analyzed.

          The ferrous scrap industry's relationships, capabilities, and

          problems with regard to both sources and markets were evaluated.

          Obstacles were defined and analyzed; potential opportunities were

          identified; action plans for implementation were developed.

     (5)  Synthesis and recommendations for further research and action

          leading to increased recycling, and therefore alleviating our

          solid waste problems, conserving natural resources, and adding

          to the economic and social well-being of our nation, was the

          final phase of the study.
NOTE:  This study includes numerous statistical tables,  based upon a variety of
       sources,  e.g.,  American Iron and Steel Institute, U.S. Bureau of Mines,
       Institute of Scrap Iron and Steel,  Inc., and others.   In each case,  the
       source(s) selected for a particular table was made to best illustrate
       that table's purpose and to provide consistency within the table.  How-
       ever, due to the variety of sources and methodology of statistical
       collection and  content, some minor  inconsistencies may exist in
       comparing one table to another.
                                      - 6 -

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                                   CHAPTER II
                                    SUMMARY

                             Environmental Quality

          The United States and her people, faced with mounting environmental

deterioration, are growing more aware than ever before that continued exploita-

tion of our environment has grave social consequences for our nation.  Our

economically motivated and technology based society has given us a standard of

living and a quantity of life unsurpassed in history; yet, in the process the

quality of that life has been adversely affected.

          Three basic types of interrelated environmental problems exist:

pollution, land misuse, and natural resource depletion.  And pollution, the most

prominent type of environmental problem, has three sources:  air, water, and

solid waste.  Solid waste, the unwanted residue of our society, has only recently

become of national concern, due to its increased generation magnifying current

disposal problems and costs, and its affront to our aesthetic senses.

          Generation of solid waste in 1969 was estimated at 4,340 million tons.

While agricultural and mineral wastes comprise the major portion (3,980 million

tons), the type most familiar, i.e., residential, commercial, institutional, and

industrial waste amounted to 360 million tons, or almost 2 tons per capita in

the United States.  Of the latter, less than 50 percent was collected, at an

annual cost of $4.5 billion.' '  Most is simply deposited on the land in open

dumps, or left to accumulate at its sources.

          Solid waste problems obviously exist.  But these problems are complex,

and defy simple solution.  In addition, the economic implications of an improved

environment, while difficult to measure, are great.  No longer may the most

efficient manufacturing process or waste disposal method be used if by doing so

the environment is impaired.  Pursuit of economic goals can no longer disregard

basic value and environmental considerations as they have too often done in the past

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Profits will be maximized, but subject to environmental constraints.   However,
how far and how fast we progress in the direction of environmental quality
improvement balances delicately on achieving, within our socio-politico
framework, an economic cost/environmental benefit equilibrium.

                            Solid Waste Alternatives
          Six basic alternatives exist for solid waste management.   They are to:

     (1)  Continue polluting,  which is obviously unacceptable due to both
          environmental and economic considerations

     (2)  Limit use of current materials contributing to pollution,  which
          could have severe economic consequences

     (3)  Make greater use of  biodegradable materials, which has some merit
          but is limited in their use due to economic and technological
          factors

     (4)  Develop new uses for solid waste in its present form,  which offers
          limited applications

     (5)  Improve disposal of  waste through improved economic and sanitary
          methods, which has certain merits but is a waste of potential
          resources

     (6)  Recycle as great a portion of the solid waste as possible and/or
          required, while at the same time improving the economics and
          sanitation of disposal of the residue.  This is the most promising
          alternative, both environmentally and economically.
Recycling, the conversion and reuse of discarded products in the production of
new, offers the best potential alternative for improving both our environmental
and economic climate.  While a totally "closed system", one  in which all waste is
recycled for useful and productive purposes, is not feasible, greater utilization
than at present is necessary.   Five basic reasons exist for  the "why" of
economic recycling of solid waste.  They are:

                                      - 8 -

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      (1)  Alleviation of mounting solid waste problems and costs




      (2)  Conservation of natural resources




      (3)  Use of an economic raw material source




      (4)  Aesthetic and health considerations




      (5)  Avoidance of economic dislocations within processing




          and supplying industries.




It should be noted, however, that the effect of increased recycling on existing




industries, e.g., virgin materials producers, must also be considered.







                               Ferrous Solid Waste







          Ferrous solid waste is an integral part of our total solid waste




problem.  Originating in the discards of society, it represents the loss of




potentially valuable resources for recycling and presents high visibility in such




forms as junked vehicles, steel cans, and ferrous components of abandoned buildings




Nevertheless, when collected and processed into iron and steel scrap by the




ferrous scrap processing industry, it represents a very real resource for pro-




duction of iron and steel.




          Iron and steel scrap represents approximately 50 percent of the raw




material input for the production of iron and steel, with natural resource iron-




bearing materials, e.g., iron ore, comprising the remainder.  Scrap originates in




three basic sources:  (1) home, or mill revert scrap, generated during the pro-




duction of iron and steel; (2) prompt industrial scrap, generated during the




fabrication of mill products into consumer and industrial products by the




metalworking industries; and (3) obsolescent scrap,  the product of value




obtained from society's discards, i.e., ferrous solid waste.  The latter .two




types are collectively known as purchased scrap, as  they are collected and pro-




cessed externally to the iron and steel producer by  the ferrous scrap industry.
                                       - 9 -

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Some portion of the prompt industrial scrap is properly prepared at the generating




plant for use, and therefore involves only a brokerage operation with direct




shipment to the consumer by the scrap industry; the remainder,  however, requires




handling and/or processing by the industry.  Obsolescent scrap  is virtually all




handled and processed by the scrap industry.




          In 1970, almost 86 million net tons of iron steel scrap were consumed




in the United States, and over 10 million tons were exported.  Domestically,




home scrap represents about 60 percent of total consumption; prompt industrial




20-25 percent; and obsolescent scrap 15-20 percent.  The respective tonnages of




each in 1970 approximated 53, 20, and 14 million net tons.




          Home scrap is generally consumed within the plant in  which it originated,




although some interplant shipments take place.  Prompt industrial scrap also




normally flows smoothly in the recycle chain, due to its known  composition and




quality.  But ferrous solid waste, the raw material for obsolescent scrap,




because of its heterogeneous sources, unknown quality, and containment in




complex final products, presents the major problem for increased recycling.




Only about 60 percent of the total obsolete ferrous materials becoming available




each year is processed and used as scrap; the remainder becomes ferrous solid




waste.  It is estimated that its current accumulation approximates 750 million




tons.  A simplified flow chart of the scrap cycle and ferrous solid waste appears




as Figure II-l.






                         Markets for Ferrous Solid Waste
          Iron and steel have formed the structural framework of our economy.




Annual production of raw steel and shipments of iron and steel castings currently




approximates 150 million tons.  Two major sources of ferrous raw materials are




used for this production:  iron ore, a natural resource which is reduced in
                                       - 10 -

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NATURAL RESOURCES
                                          RECYCLED RESOURCES
    Coal
    Iron Ore «
PRODUCTION OF

IRON AND STEEL
                                                      HOME
                                                      SCRAP
                                   Mill
                                   Products
                        FABRICATION OF

                     IRON AND STEEL PRODUCTS
                                                     PURCHASED
                                                       SCRAP
                                              PROMPT INDUSTRIAL
                                                  SCRAP
                                   Consumer
                                   Products
                                              FERROUS
                                               SCRAP
                                              INDUSTRY
                        USE	—DISCARD
                              OF
                     IRON AND STEEL PRODUCTS
                      RECYCLED — OBSOLESCENT
                                    SCRAP
                                   Not
                                   Recycled
                       FERROUS SOLID WASTE
                                                       THE PROBLEM
                                                 — -> THE SOLUTION-^ —
                                                  I
                                                  I

                                                  I

                                                  I

                                                  I

                                                  t

                                                  I

                                                J
      FIGURE II-l.  THE SCRAP CYCLE AND FERROUS SOLID WASTE
                                       - 11 -

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blast furnaces to pig iron for foundry consumption or hot metal (molten pig




iron) for steelmaking consumption, and iron and steel scrap, the end product of




the scrap processing industry, and the by-product of iron and steel production




and fabrication.




          The markets for iron and steel scrap are the iron and steel industries.




The domestic steel industry consumes about 75 percent of total scrap, the ferrous




foundry industry consumes 15 percent, and the remaining 10 percent goes to




export markets and minor uses.




          The steel industry in 1970 produced 131.5 million tons of raw steel




and consumed 69.3 million tons of scrap in that production, of which approximately




65 percent was home scrap and 35 percent purchased (prompt industrial and




obsolescent) scrap.  The ratio between hot metal and scrap usage approximated




55:45, and has been maintained over a number of years.  Steel is produced in




three basic types of furnaces, each using scrap and hot metal in different




proportions.




          The basic oxygen furnace, which currently produces over half of this




nation's raw steel, typically uses a 30 percent scrap charge; the open hearth




furnace, 35 percent of the total production, typically uses a 45 percent charge;




and  the electric furnace, 15 percent production, uses virtually a 100 percent scrap




charge.




          Iron and steel castings shipments in 1970 were 16.5 million tons.  Scrap




consumption was 16.2 million tons of which approximately 35 percent was home scrap




and  65 percent purchased.  The vast majority of gray iron castings are produced




in cupola furnaces, which use an approximate 85 percent scrap charge, the remainder




being pig iron. Most steel castings are produced in electric furnaces, using




basically a 100 percent scrap charge.
                                       - 12 -

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         The third major market for scrap is the export market, consuming 10.6

million tons in 1970, almost 25 percent of total purchased scrap.

         Other minor markets exist, such as the use of can scrap for copper

precipitation, but the future for increased recycling is tied to the above three

market outlets.

                  The Ferrous Scrap Industry—The Vital Link
                  Between Ferrous Solid Waste and Its Markets

         The vital link which connects the sources of ferrous solid waste and

its markets is the ferrous scrap industry.  Since its inception in the 1800's,

its major objective has been the profitable recycling of ferrous waste materials

into raw material resources useful for new products.

         The ferrous scrap industry produces value, in the form of iron and steel

scrap, from potential wastes, thereby providing the means for preventing both

greater ferrous solid waste accumulation and natural resource depletion.  The

basic functions of the industry are to collect ferrous scrap, process or manu-

facture it into physical forms and quality grades required by its markets, and to

manage its purchase and sale.  While there are a number of major firms, the general

structure of the industry centers around small, family owned and operated enter-

prises.  Three basic types of firms exist:  the processor who assembles and pre-

pares the scrap for sale; the processor/broker who assembles, prepares, and sells

the scrap to the consuming markets; and the broker who buys from the processor or

other sources direct, such as prompt industrial scrap from industrial accounts,

and sells to the markets direct with little or no processing on his part.  It

has been estimated that approximately 50 firms are brokers, 150 are processor/

brokers, and the remainder are processors and collectors.  In total, the number

of firms approximates 1,800 operating slightly over 2,000 establishments.^

         Scrap processing has become an increasingly complex and sophisticated

operation, due to the incoming variety of materials and changing requirements of

                                       -  13  -

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the marketplace.  The quality required by the iron and steel producing




industries has increased markedly as the requirements of their customers for




improved iron and steel products have increased.   On the other hand,  the com-




plexity and increasing amounts of nonferrous materials used in consumer goods,




a major source of obsolescent scrap, has made separation and preparation of




quality scrap more difficult.




        To effectively deal with these trends and increasing labor costs, the




scrap industry, together with its equipment suppliers, has developed  processing




equipment capable of producing quality scrap products.  Three major pieces of




equipment have contributed to this upgrading.  The 1940's witnessed wide-spread




installation of hydraulic balers, with their capacity to bundle the increasing




amount of light, flat-rolled material.  In the late 1950's, the hydraulic




guillotine shear and conveyor systems provided properly sized and segregated




scrap.  However, scrap processing made vast strides in the 1960's.  The advent




of shredding or fragmentizing equipment capable of producing the most uniform




scrap yet developed from complex consumer goods was a major contribution.




Further contributions to improve scrap quality were made by wide-spread adoption




of shears, sorting conveyor systems, improved briquetting and baling  equipment,




as well as other equipment and processing innovations.  But this progress has




been expensive.  A continuous flow of material through this equipment is required




for profitable operation, a characteristic often lacking in scrap demand.




        Maintenance and improvement of the current scrap cycle is vital to




increased recycling success.  The ferrous scrap industry is equipped  to con-




tinue and accelerate solutions to many of our ferrous solid waste problems.




Orientation must continue to be action, not reaction.  Increased cooperation




among the scrap industry, other industries, government, and private organiza-




tions and individuals is required if success in increased recycling of ferrous
                                     - 14 -

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solid waste is to be achieved, as numerous problems and obstacles exist to




increased recycling.






             Major Problems and Obstacles to Increased Recycling






        Numerous problems and obstacles exist for increased recycling of




ferrous solid waste.  They appear on the following page in charted form




(Figure II-2).  Some have a direct inhibiting effect on increased recycling,




while others have only an indirect or minor effect.  In addition, a number of




the problems listed within the scrap industry are applicable primarily to only




the small or medium-sized processor.  The major ones are subsequently discussed,






Low Growth Rate of Consuming Industries




        Increased recycling of ferrous solid waste is dependent to a great




extent on increased demand for iron and steel scrap by its major markets—the




domestic iron and steel industries.  A key determinant of this demand is the




increased sale of iron and steel products and the associated growth in scrap




demand for supplying the required metallic charge for iron and steelmaking.




        The domestic iron and steel industries are not keeping pace with the




growth in the American economy.  Over the past decade, the economy as measured




by gross national product, industrial production, its durable manufacturing




components, or any number of other indicators, has grown at an annual rate in




excess of 5 percent versus about 3 percent for iron and steel.  Continuation




of these trends is expected, with perhaps the gap even widening between iron




and steel growth and that of the economy.  Growth in annual iron and steel




castings shipments is estimated at an annual 3 percent rate, with steel pro-




duction expected to increase at an annual 2.5 percent rate.




        Three basic reasons exist for the slower growth in the steel industry,




the major market for iron and steel scrap.   Disappearance of a historic export
                                     -  15  -

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balance in steel mill products to a position where imports account for approxi-




mately 15 percent of apparent domestic steel supply has had the major effect.




In 1970 alone, a year in which exports, due to booming foreign demand, were at




their highest levels since before World War II, imports still exceeded exports




by over 6 million tons, at a cost of 9 million ingot tons, and a loss of almost




2 million tons of purchased scrap consumption.  Two years earlier, in 1968, the




spread of imports over exports exceeded 15 million tons, equivalent to a decrease




in purchased scrap requirements of almost 4 million tons, a loss exceeding 10




percent of purchased scrap in that year.  And these numbers are exclusive of both




the 2 million ton export balance enjoyed during the 1950's and the increase in




imports of ferrous containing consumer items such as automobiles, which if con-




sidered, would make the loss of purchased scrap even greater.




          The other two factors, difficult to quantify but nevertheless signifi-




cant contributors to reduced growth, are the replacement of iron and steel by




competitive materials such as aluminum, concrete, and plastics, and the increased




utilization of lighter iron and steel products with improved properties at the




expense of heavier sections, such as high strength-low alloy steels and "thin-tin"




container stock.




          The major effect of this low growth rate is to reduce requirements for




obsolescent scrap, the product of ferrous solid waste.  Generation of home and




prompt industrial scrap follows closely trends in iron and steelmaking, causing




little excesses over the amount required.  Ferrous solid waste, however, accumulates




continuously in our disposal-oriented economy.






Changing Iron and Steelmaking Technology





          Two key elements affecting the use of iron and steel scrap are the




type of melting furnace employed by the iron and steel industries and the
                                       - 17 -

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availability and cost of competitive ferrous charge materials (pig iron, hot




metal, or direct-reduced ores) relative to scrap.




          The greatest effect has been felt in the steel industry.  Only 10 years




ago, almost 90 percent of all steel produced was melted in open hearth furnaces,




which at that time used a 40 percent scrap charge, now at 45 percent.  Today,




Less than 40 percent of total steel is produced in open hearths, and this is




expected to decrease to less than 15 percent by 1980.  Open hearth steelmaking




has been displaced primarily by the basic oxygen furnace, which uses an approximate




30 percent scrap charge, consisting mostly of home scrap.  This has the effect




on a ton to ton basis of reducing scrap requirements by over 30 percent based on




current charging practices.  Fortunately for scrap consumption, significant




increases have occurred in electric furnace steelmaking and ferrous castings pro-




duction using virtually a 100 percent scrap charge, which has kept the total




scrap percentage at about its former levels.  Thus, future scrap consumption is




tied closely to achieving the continued increase in electric furnace melting to




offset the decreases caused by the rise of the basic oxygen furnace at the expense




of traditional open hearths.




          One other factor of increasing importance to ferrous scrap consumption




is the continuous casting of semifinished products directly from the steelmaking




furnace.  This technique requires less total steelmaking raw material charge and




reduces the amount of home scrap generated during production because of its




increased yields over traditional steel ingot practices.  The effect is to increase




the amount of purchased scrap requirements per finished ton.  This would benefit




recycling of ferrous solid waste, assuming the increased availability of hot metal




is not used to replace scrap.  On the other hand, the use of direct-reduced




ores, i.e., iron ore reduced by means other than the blast furnace to a




high iron content and charged directly to the steelmaking furnace, could




partially offset these gains by its substitution for scrap.  However,





                                        -18 -

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it may complement scrap and promote an acceleration in installation of electric




furnace steelmaking, which in the long run would be beneficial to scrap consumption.




          The technical feasibility of using increased scrap proportions in iron




and steelmaking charges has been amply demonstrated.  The melter will, however,




make his decision on economic operating practices and quality considerations.




He will use the most economic ferrous raw material available.  The scrap industry




can influence that decision by providing lower cost, higher quality products and




improved technical service on optimum scrap usage.






Quality of Scrap From Ferrous Solid Waste






          Scrap quality is an extremely important consideration for the consumer




of iron and steel scrap.  The key quality factors, from his standpoint as well




as that of the scrap processor, are size and shape, density, and metallic and




nonmetallic impurities.  Size, shape, and density are related basically to operating




practices for the melting furnaces; impurities, while obviously influencing charging




and melt practices, are of major concern with regard to further mill finishing and




properties in the final mill product.




          The iron and steel industries are under continuous pressure from their




markets for mill products that will meet increasingly rigid specifications.  Their




operating practices and the raw materials from which iron and steel are produced




are therefore subject to increasing quality requirements.




          The main competitor to scrap as a ferrous charge raw material is




iron ore, in its reduced form as pig iron,  a product of known chemistry and




consistent size, shape, and density.  Two forms of scrap,  home and prompt industrial,




are also basically of known chemistry, within a limited range, and with modern




scrap processing equipment and techniques can be manufactured into the desirable
                                       - 19 -

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physical form.  As a result, they move freely into the scrap cycle, presenting




no real quality problems.




          However, obsolescent scrap, the product of ferrous solid waste, is




significantly different.  Occurring in many shapes and forms, from steel cans to




junked autos, it presents a number of quality problems.  Great strides have been




made by the scrap industry toward processing of this material into the required




physical forms  with lower residuals, through the use of shredding systems and




other modern equipment.  However, the complexity and increasing amounts of non-




ferrous materials used in consumer and industrial goods, have made extremely




difficult the separation and elimination of the undesirable residual elements for




iron and steelmaking, such as copper, lead, and tin.  As a result, except in




periods of peak demand or hot metal shortages, the availability and low cost of higher




quality, e.g., prompt industrial scrap, forms of ferrous charge materials diminish any



real incentive for the scrap consumer to use or the scrap processer to collect




and process obsolete scrap with its potential quality problems.






Reduced Requirements for Purchased Scrap of Total Scrap Consumption






          The ratio of scrap consumption to total iron and steel produced has




remained fairly stable over the past twenty years, with a scrap to pig iron ratio



approximating 50:50.  However, in 1950, purchased scrap accounted for about 50




percent of the total scrap consumed.  It now amounts to under 40 percent, a




decrease of 20 percent in purchased scrap  requirements.




          This has primarily been caused by decreasing yields in producing




mill products, resulting in an increased generation of home scrap.  In the steel




industry alone,  finished steel shipments as a percent of raw steel production
                                         - 20 -

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during  the period 1950-54 were 74.2 percent versus 68.0 percent in 1965-69.




Caused  by a number of factors such as the changing product mix toward lighter




sections, increased finishing operations, and more rigid product specifications,




the net result has been an unwanted increase in "self-supply" by the iron and steel




industries of their scrap requirements.  The basic oxygen furnace, for example,  can




be almost totally self-sufficient, except for short-term disequilibriums.




          Therefore, while the total scrap consumed over the past 20 years has




followed closely the growth in iron and steel production, the absolute amount



purchased has shown little, if any, increase over this period.







Poor Economics of Recycling Ferrous Solid Waste






          It is generally accepted that the vast majority of potential ferrous




solid waste that can be economically recycled is currently being recycled.  Scrap




produced from ferrous solid waste is the most costly to collect and process, and




due to its relatively low quality, brings a low price without extensive and




costly upgrading.  In addition,  the "break-even" point for the scrap processor




has been steadily increasing due to higher labor and transportation costs coupled




with increased equipment expenditures and operating costs.




          As a result,  there is  little economic incentive,  except in periods of




high demand, to attempt to separate ferrous solid waste from other municipal




waste, or to scour our countryside for discarded products containing ferrous




materials of potential  value.






Apparent Discriminatory Restrictions






          Iron ore and scrap are the two sources of iron units available to the




iron and steel producer.  They compete metallurgically, and while subject to
                                       - 21 -

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certain operating considerations, are equally of value to the melter in




obtaining iron.  Iron ore has a typical iron (Fe) content of 60 percent, and




is used to produce hot metal in the blast furnace which has a typical Fe content




of 94 percent.  Scrap, the other source of iron for steelmaking, has a nominal




Fe content exceeding 90 percent.




         Two apparent benefits exist for the iron ore producer as he competes




with the scrap processor as an iron source.  The first involves rail freight




rates.  Transportation is a major cost for the scrap processor.  Rail is the




primary land mode of transportation for both iron ore and processed scrap.




Conceptually, transportation rates should not alter the competitiveness of




alternative inputs to any manufacturing process; iron ore and scrap are




metallurgically competitive.




         A recent study at Battelle indicated that iron ore has an apparent




competitive advantage of approximately $1.50 per gross ton over ferrous scrap




because of the rate structure.  The relative Fe contents, the coal energy




equivalent for reduction of the oxide ore to metallic form, and the relative




role of rail transportation in the movement of ore, scrap, and coal were con-




sidered in this analysis.




         In reviewing the economic sensitivity of steelmaking cost to scrap cost,




it appears that scrap consumption is impeded by the existing freight rate dis-




crimination.  In the short run, the removal of the discrimination by lowering




scrap freight rates would enable a significant reduction in the finished cost




of steel ingots; in the long run, an improved expected rate of return would be




realized in scrap-based steelmaking investment.




         Therefore, the apparent discriminatory rate structure is  a




contributing factor toward present scrap markets being impeded in preference to




the rate-favored use of iron ore; future markets being curtailed through the
                                     -  22 -

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  artificial diversion of  investment  to  ore-intensive  steelmaking  that might  other-




  wise be applied  to  scrap-intensive  steelmaking; natural resources being  exploited




  when they could  be  conserved;  potential  scrap  that could be  recycled does not




  move;  and the  environment  is polluted  by the accumulation  of ferrous solid  waste.




          The second benefit for iron ore producers involves  federal tax laws,




which allow a 15 percent depletion deduction from gross income in computing their




net taxable income.  No such advantage accrues to the scrap processor.




          Another area of apparent discrimination involves local zoning, licensing,




or other legal restrictions  placed upon the scrap processor due to lack of recog-




nition of his function.  For example, urban renewal projects normally make




provision for relocation of industrial firms, but not for the processor or




collector who could formerly serve those accounts economically due to their




proximity.  Another example  occurs when fencing regulations are applied equally




to the scrap processor, a manufacturer,  as well as to the junkyard or auto




wrecker, two distinct other  categories of business.






Lack of Public Awareness of  the Scrap Processor's Role in Economic Recycling






          While environmental concern is exhibited everywhere and "recycling" is




today's popular concept, there is still  little public awareness of the  scrap




processor's role in achieving the concept.  Still often thought of as junk




collectors who serve no useful purpose other than their own, the vital  role the




scrap industry performs in cleaning up our environment and providing the means




for conservation of our natural  resources is not generally known.   As a  result,




the scrap industry often has been bypassed in environmental  decision-making.
                                      - 23 -

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              Major Opportunities for Increased Recycling of Ferrous
                  Solid Waste and Recommendations for Achievement


          The key to achieving recycling success is increased profitable demand

for iron and steel scrap, the value produced from ferrous solid waste.   However,

if economic demand is not present, a reordering of our traditional commercial

objectives based on profit and efficiency will be required,  in order to include

the social cost of an increasingly deteriorating environment.

          A number of potential opportunities exist for increased recycling of

ferrous solid waste.  However, with few exceptions, significant effort  and cooperation

on the part of all concerned--the ferrous scrap industry, the iron and  steel

industries, and governmental bodies — is required if the numerous problems and

obstacles to increased recycling are to be overcome and turned into opportunities.

          The opportunities fall into eight basic areas.  In many cases they are

interrelated, mutually dependent, or could be classified in other than the selected

area.   A detailed listing outlining the opportunity areas and the recommended

actions to capitalize on those opportunities appear  on pages 37 - 41.


Increased Participation in Current Markets


     (1)   Provide Greater Technical Service to Markets  (SI)*  With  the

          exception of the major scrap firms, little, if any, technical service

          regarding the optimum use of scrap in melting operations to provide

          the best finished product at the lowest cost is available.  The

          relationship between the scrap dealer and his customer has been one

          basically of trading.  The scrap processor has limited knowledge of

          melting problems or the use of  his products, other than when complaints
  *  Recommended  for  action by:   (SI)  scrap  industry,   (M) markets  for  scrap,   (S)
    sources  of scrap,   (G) government,   (E)  equipment manufacturers.
                                        - 24 ~

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    occur.   By the same token,  scrap usage by the iron and steelmaker




    is often dictated by past practice.   Scrap today is a much different




    product than in the past; so is melting technology and scrap




    requirements.




         In general,  the metallurgical capabilities  in medium and small




    firms are limited regarding optimum scrap usage.   It is recognized




    that development  of such capabilities is also expensive.   It is  there-




    fore recommended  that this  technical assistance  be provided by the




    Institute of Scrap Iron and Steel through addition of a Technical




    Director to its staff.   His main function would  be to provide the




    latest  in metallurgical technology and optimum scrap utilization to




    member  firms and  the consuming industries.




         In addition, it is recommended that the Institute investigate the




    merits  of publication of a  basic technical textbook/handbook on  the




    Metallurgy of Scrap ala "The Making,  Shaping, and Treating of Steel."




    Numerous textbooks, handbooks, etc.,  are available on the production




    of iron and steel.   The information provided on  optimum scrap usage,




    a basic raw material for ferrous products,  is minimal.




(2)  Expand  Research,  Both Technical and Economic, on Increasing the




    Scrap Proportion  of the Metallic Charge (SI-M-G).  Iron ore and




    ferrous scrap compete metallurgically for the iron input  to iron and




    steelmaking.  Recognizing that certain technological and  economic con-




    straints dictate  the current relative charge materials,  there are still




    numerous opportunities for  increasing the scrap  proportion within




    those constraints.
                                  - 25 -

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          Chief among the areas  worthy of investigation,  and  detailed  in




     the Technology section of the  report,  are:   blast  furnace  tuyere




     injection of scrap granules or powder and  increased  use  of properly




     sized scrap as part of the  blast  furnace burden; internal  and  external




     scrap preheating by electrical resistance  heating; large line-frequency




     induction furnaces for superheating hot metal  for  EOF steelmaking;




     continuous charging of scrap to electric arc furnaces; and the use of




     higher-powered electric arc furnaces.




(3)   Increase Artificial Demand  Stimuli  (G).   Numerous suggestions have  been made



     to promote the use of recycled products, such  as tax incentives for




     using recycled materials or governmental purchasing  policies favoring




     products made from recycled materials.  Such policies would increase




     scrap demand.   However, the effect and mechanisms  for such proposals




     require detailed analysis.




          While sounding simple  in  concept, the control and/or  certification




     of "recycled content" for iron and steel products  would  be difficult




     in practice.  Recycling certification would only help the  ferrous




     solid waste problem if tied primarily to usage of  obsolescent  scrap.




     Because of the variety of sources and scrap yard/mill materials




     handling practices, the segregation and certification of product  content




     would undoubtedly contribute to additional costs for both  processor




     and user.




          Careful analysis should be made of the mechanism for  and  cost/




     benefit from such proposals including their effect on other areas of




     the economy and nation.
                                       -  26  -

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(4)  Increase  Price Stability (SI-M).  Scrap is bought and sold in a free




     market environment,  resulting at  times  in extreme price volatility.




     While characteristic of this environment,  and at times an aid to the




     movement of scrap,  it nevertheless is a psychological and economic




     deterrent to increased scrap utilization.




          A major influence is the lack of a continuing and steady market




     for scrap.  Every attempt should be made by the scrap industry and its




     markets to provide quality product at profitable levels for both.   A




     better understanding of complex price determinants and forecasting




     would help achieve stability.   The implications of long-term purchase




     contracts should be  analyzed in detail.




(5)  Make  In-Depth Analysis of Export Markets for Scrap  (SI-G).  A  fluctuating




     market for ferrous scrap is the export market.   Certain scrap surplus




     areas of this country are dependent on exports  for scrap movement.




     However, many traditional foreign markets  are becoming more self-




     sufficient in scrap  and/or hot metal  supply,




          If our goal is  to achieve increased recycling of American ferrous




     solid waste, and if  domestic markets cannot effectively absorb all that




     could be made available,  a detailed analysis of the export potential




     for excess supply should be undertaken.  Export barriers should be




     identified,  as  should the effect of increased exports on our domestic




     supply and/or costs.




(6)  Promote Interdependency and  Involvement  with Markets,  Together




     With Emphasis on Marketing Versus Trading   (SI-M).  Too often,  the




     scrap industry  and its consuming markets deal at "arm's length".




     Yet each is  mutually dependent on the other for their success.   Greater
                                     - 27 -

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          involvement and mutual understanding of each other's problems is




          required.




               Obviously, "over night" changes are not possible.  It is a




          "two way street".  Increased participation by the scrap industry in




          technical associations is a move in this direction.




               Increased emphasis should be placed on marketing scrap, e.g.,




          promoting its value as a raw material source, providing technical




          assistance on its use, etc., in today's economic environment, rather




          than operating in the traditional trading atmosphere.






Development of New Markets




          While the major opportunities for increased recycling of ferrous solid




waste lie in increased participation in current markets, new market opportunities




should be sought.  It is therefore recommended that:




     (1)  Provide Preferential Financing/Tax Incentives for New Firms Based on




          Usage of Recycled Raw Materials or Products Containing High Recycled




          Content (G). Financial assistance for the establishment and initial




          operations of firms whose manufactured products make use of ferrous




          solid waste or its products, e.g., scrap-using mini mills may offer




          increased recycling potential.   The effect on existing firms must also




          be considered.




     (2)  Expand Research to Find New Economic Uses for Ferrous Solid Waste (G).




          One example of such research is the Bureau of Mines' work on the




          reduction roasting of nonmagnetic taconites with automobile scrap.




          Others include the Bureau's research on the use of shredded automotive




          scrap for copper precipitation, and the use of light-gauge auto body




          scrap as a reinforcing core in concrete building blocks.
                                      -  28  -

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               Detailed in this report's Technology section are two other areas




          worthy of consideration:  development and execution of a preliminary




          experimental program on the use of relatively small scrap particles as




          reinforcement in concrete; and evaluation of the technical possibilities




          for the use of electrolytic processes for the conversion of scrap to




          usable form.







Improved Economics







          Critical to increased recycling of ferrous solid waste is the develop-




ment of lower-cost, higher-quality scrap products.




          The following recommendations, if implemented,  should assist in improving




the economics of scrap products:




     (1)  Study Methods to Improve the Continuity of Ferrous Scrap Processing




          and Movement (SI-M).    Continuous movement and  processing of scrap for




          traditional cyclical  markets is difficult to attain.   Yet it is




          required for economic and efficient processing  and increased removal of




          ferrous solid waste from our landscape.




               Capital equipment  investment is becoming of increasing importance




          to recycling of ferrous  scrap.  Continuous throughput of material is




          required to profitably  utilize equipment.   The  average processing




          facility operates less  than 48 hours/week--80 percent of all firms fall




          in this category.   Even  those with multi-million dollar capital




          investments seldom operate over 80 hours/week.   While downtime for




          maintenance is  obviously required for certain equipment,  such as  shred-




          ding systems,  it is  clearly indicated that  the industry's capacity to




          produce is  underutilized.   Nonproductive  time is costly.
                                      - 29 -

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          A number of suggestions have been made to improve the continuity


     of operations, such as government stockpiling of processed material


     or collection subsidies in periods of low demand.   Improved continuity


     should be studied in detail,  to provide optimum processing efficiencies


     resulting in lower cost scrap and continual removal of ferrous  solid


     waste from our landscape.


(2)   Improve Logistics of Ferrous Solid Waste Collection,  Assembling and


     Transportation  (S-SI-G).   More favorable logistic  factors would


     obviously enhance the economic recycling of ferrous solid  waste.


     Specific recommendations  are included in a subsequent opportunity area--


     "Improved Logistics".


(3)   Expand Research on Economic Separation and Marketing of  Nonferrous


     Byproducts of Current Value  (SI-E-G),  Ferrous solid waste, as previously


     noted, contains large amounts of entrapped nonferrous materials,  some


     of significant potential  value if economically separated from the


     ferrous materials.   For example,  a recent Bureau of Mines  study indicated


     that an average shredder   discards approximately $400,000  worth of nonferrois

                    /•o\
     values annually/ '


          Air classification systems are one approach to recovery; heavy


     media separation is another.   Commercial development  of  an economic


     method should provide operating and financial benefits for the  scrap


     processor, increasing the total value obtainable from ferrous solid


     waste, therefore increasing its utilization.
                                     - 30 -

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(4)  Develop Appropriate Processing/Transportation Equipment (SI-E).




     Two areas of equipment development deserve continuing attention.   One




     involves the development of portable equipment to assist in the  logistics




     of ferrous solid waste.   Examples developed to date are the auto flatteners,




     and mobile balers; other portable processing equipment  may also  offer some




     opportunities.




          Another area is the development of processing equipment tailored




     for the medium and small processor.   Scaled-down shredders and incinerators




     are two examples that have been already helpful.




(5)  Study In-Depth the Effect of Depletion Allowances for Iron Ore on Scrap




     Recycling Rate  (G) .  An  apparent advantage of iron ore, the chief




     competitor to ferrous scrap,  is the  15 percent depletion deduction




     from gross income in computing net taxable income for iron ore producers.




     No such advantage accrues to the scrap processor,  and is,  in effect,




     an incentive to use  natural resources  at the expense of ferrous  scrap.




          The effect of this  advantage on recycling should be studied  in




     detail.   Remedial action to provide  equity economics for scrap should




     be taken if warranted.




(6)  Expand Research on Economic Disposal/Recycling of Residual Solid  Waste




     Products  (G) .   An increasing cost factor for the scrap processor and




     auto wrecker is the  disposal  of residual solid wastes,  such as tires,




     glass,  plastics, fibers  and wood,  and  miscellaneous  trash.




          At least two approaches are possible:  development of commercial





     disposal equipment,  such as low-cost,  pollution-free incinerators or




     development oc new uses/recycling opportunities for  the residue.   Either




     would improve the recycling economics  of ferrous  solid  waste.
                                      - 31  -

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Improved Scrap Quality



          Due to the increasing complexity of consumer and industrial goods,


major sources of ferrous solid waste, the separation of the ferrous content from


residual impurities is becoming increasingly difficult.  Substantial processing


and upgrading is required.   The following recommendations are aimed at alleviating


the inherent problems:


     (1)  Develop Realistic Product Specifications  (SI-M).  In order to facilitate


          both processing and use of ferrous solid waste, the development of


          realistic product specifications is required.  Quality scrap is required


          for today's sophisticated iron and steel products, but how good is good?


          The scrap industry in cooperation with its markets should attempt to


          further quantify chemical specifications for its products.  Necessary


          to accomplish this goal are improved identification methods, improved


          measurement of scrap quality, and improved segregation methods at all


          levels of the scrap cycle—and price levels to support these improvements.


     (2)  Design End Products With Recycling in Mind  (S-M).  Today's emphasis on


          recycling is somewhat "after the fact".   Products are designed for optimum


          service at lowest cost.  This recommendation suggests a new dimension


          be included in product design—ease of recycling after being taken


          out of service.  It further suggests some economic trade-off.  To quote


          a recent study, "the materials and manufacturing techniques that have


          steadily reduced appliance prices have also steadily made it more

                                                C4\
          difficult to separate the materials". v     The effects on recycling and


          economic cost of alternate materials or placement for easy removal


          should be studied to see if improvements in scrap quality are possible


          at an appropriate cost/benefit level.
                                       - 32 -

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      (3)  Develop  Improved Processing Equipment and Methods   (SI-E-G).  While

          shredding equipment has made tremendous strides toward the  lowering  of

          residual content of obsolete scrap, further decreases are required.  One

          approach, discussed in detail in the Technology section of  this  report,

          is cryogenic processing; other possibilities involve thermal or  chemical

          removal of impurities.  Continuous effort is required to provide  improved

          product quality at competitive prices.  Development of improved  quality

          control methods, including identification and segregation, would  help.


Improved Logistics


          In order to achieve increased recycling of ferrous  solid waste,  its

collection and movement must be greatly improved.  Toward those ends, the  following

recommendations are made:

      (1)  Make an In-Depth Analysis of Transportation and its Recycling Role   (G).

          Transportation is a major cost element affecting recycling of ferrous

          solid waste.  Increased in-depth analysis should be conducted on  the

          effect of its current economics and apparent inequity with iron ore  on

          the recycling rate.  Improved transportation methods and equipment

          should also be included, as should be the effect of establishing

          preferential freight rates for problem scrap, such as abandoned motor

          vehicles and steel containers.

      (2)  Make an In-Depth Analysis of Collection Methods and Economics  (G).

          A major problem, tied closely to transportation, is the collection and

          assembling of ferrous solid waste on an economical basis.   Particular

          emphasis should be given to that waste occurring in rural areas or in
     «
      Note from the publisher, the U.S. Environmental Protection Agency:
The development of this kind of equipment is clearly the task of private industry
because of the potential for profit benefits from such development.
                                       - 33 -

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          other areas where scrap assembly for processing and use is different.
          Municipal solid waste separation is another facet of this problem.   Pro-
          vision of collection subsidies should be analyzed for their cost/benefit
          on increased recycling.

     (3)  Increase Funding for Demonstration Grants Aimed at Large Scale
                                                  *
          Recovery From Municipal Solid Waste (G).    Further detailed study
          is required on current operations and development of an optimum system
          for major metropolitan areas—and subsequent markets for the recovery
          products.

     (4)  Investigate the Feasibility of "Optimum Disposal and Recycling Facility"
          (SI-G).   While there is merit in current specialized disposal and recycling
          activity, increased attention is being given to the effect and implications
          of central waste disposal, recycling centers, or environmental facilities
          parks.  This approach envisions an optimum facility which accepts,  processes,
          and uses waste materials at central locations.

               Such facilities would undoubtedly be best managed and operated
          by the present ferrous scrap industry and other current recyclers,  perhaps
          as subsidiary operations, and not by governmental units competing
          with current viable enterprises.  This evaluation should be closely
          coordinated with the ferrous scrap industry, and should include such
          considerations as impact on the current recycling industry, increased
          market demand for recovered and processed materials, cost-benefit analysis,
          and alleviation of solid waste problems.

Minimized Legal Constraints

          A number of apparent legal obstacles exist to more efficient movement
of ferrous solid waste and operations of a scrap processing business.  Two quasi-legal
       Note  from  the publisher, the U.S. Environmental Protection Agency:
  EPA has recently funded  (in 1972) four projects to demonstrate various technological
  approaches  to resource recovery.  These projects, plus perhaps a few others, should
  be sufficient to demonstrate existing resource recovery technology.
                                         - 34 -

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 obstacles have previously been discussed, i.e. , depletion allowances for competition,




 and  transportation rate inequities.  Recommendations for minimizing other legal




 constraints are as follows:




      (1)  Promote Recognition by State and Local Government Units of the Distinct




          Function and Role of the Scrap Processor in the Economy and in Recycling




          (SI-G).  Recognition should provide an adequate base for elimination of




          discriminatory licensing, zoning, and other restrictions.  Adoption of




          realistic pollution controls should also be more easily gained.




               This recognition will have to be promoted and earned by the scrap




          industry itself.  Increased involvement with legislative authorities




          to promote this understanding is required, as is representation whenever




          possible on regulatory bodies affecting legislative matters and




          restrictions.




      (2)  Pursue Adoption of Uniform Titling Legislation for Motor Vehicles (G).




          A deterrent to efficient movement of motor vehicles to scrap processors




          involves various de-titling obstacles.  Adoption of the model legislation,




          or some modification thereof, as proposed by the Council of State




          Governments and the Institute of Scrap Iron and Steel in 1967 would




          lessen this problem.   A number of other policy alternatives for state




          and local governments on the abandoned vehicle problem are included




          in the Obsolete Motor Vehicle section of this report.






Improved Definition and Analysis of Scrap Situation






          In order to adequately analyze problems and seek their solutions,  the




best possible definition and quantification of those problems is required.




Basic data are provided by the  Bureau of Mines' monthly Mineral  Industry Surveys




and annual Minerals Yearbook section on Iron and Steel  Scrap,  as well as
                                       - 35 -

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publications by the Department of Commerce and others.  In addition,  a substantial




data base was developed during the course of this study.




          However, there still exists a need for more detailed,  periodic statistical




data on iron and steel scrap.   For example, the second largest category of scrap




by type listed in the Bureau of Mines' publication is "All Other Carbon Steel




Scrap"; stainless and alloy scrap are shown only by grade totals; and scrap




statistics by state have been eliminated beginning in 1971.   The scrap market is




quite cyclical, and better current data are required for good analysis.




          It is therefore recommended in view of the above that:




     (1)  The Feasibility and Usefulness of Further Detailed Monthly Statistical




          Consumption Information Should Be Analyzed, and Provided If Warranted (G).




          In addition, it is recommended that:




     (2)  Continue Periodic Regional and NationalFerrous Scrap Demand/Supply




          Analysis on a Regular Basis (G).   Dramatic changes affecting ferrous




          scrap consumption are occurring with increasing momentum in today's




          environmental, economic, and technological society.  Continuous study




          and analysis of the situation are required if achievement  of increased




          recycling and alleviation of solid waste problems is to be accomplished.




          In addition, the regional characteristics of these changes and their




          implications vary.  The Bureau of Mines has provided an excellent base




          for analyzing these changes through a series of regional scrap surveys




          on generation, utilization, and consumption of iron and steel scrap.




          However, many of these are now dated.




               Periodic (3-5 years) regional and national  ferrous  scrap analyses




          should be conducted on a continuing basis in order to improve the




          definition and understanding,  identify new problems, and measure progress




          toward solutions.
                                       - 36 -

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     (3)  Undertake a Comprehensive Analysis/Census of the Available Supply of

          Ferrous Solid Waste Accumulation on a Regional and National Basis  (G).

          If ferrous solid waste is to be considered a potentially valuable raw

          material resource, a better definition of its location, volume, and

          availability is required.  The brief, cursory examination of the national

          availability in this report indicated a calculated amount approaching

          750 million tons.  What is a more accurate number?  Where is this untapped

          reserve?  What is its availability?  In what forms does it exist?

          Answers to these and other questions should provide useful information

          for long-range programs aimed at maximizing this nation's supply of

          resources.


Increased Public Awareness of the Importance of Recycling
  and the Scrap Processor's Role


          The scrap industry suffers from considerable public misunderstanding of

its role in our society.   Not always blameless, its public image, while improving,

is still less than desirable.  Recommendations to improve this situation are as

follows:

     (1)  Expand the  Current Commendable Public Relations Efforts of the

          Institute of Scrap Iron and Steel,  Inc.   (SI)

     (2)  Expand Community and School Education Efforts  on Recycling and

          the Scrap Industry's Role  (SI)

     (3)  promote Mass Media Promotional Programs  on Recycling by Individual

          Scrap Processing Firms, Regional Chapters, and Institute of Scrap

          Iron and Steel,  and/or in Cooperation With Suppliers or Markets.  (SI)
                                      - 37 -

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        All of these recommendations are aimed at enabling the scrap industry




to capitalize on this nation's ever increasing awareness of environmental




problems and potential solutions, such as recycling.  As the American Metal




Market of April 20, 1971, proclaimed in an editorial, it is truly a "Golden




Hour for Scrap."  But it will not be achieved without the increasing positive




action on the part of the ferrous scrap industry.
                                   - 38 -

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            TABLE II-l.  OPPORTUNITIES FOR INCREASED RECYCLING OF FERROUS
                        SOLID WASTE AND RECOMMENDATIONS FOR ACHIEVEMENT
   Opportunity For
       Recommendat ions
          Relative
      Priority Rating**
 • Increased Partic-
   ipation in
   Current Markets
(1)  Provide greater technical
    service to markets
SI
                          (2) Expand research, both            SI-M-G
                              technical and economic, on in-
                              creasing the scrap proportion
                              .of the metallic charge

                          (3) Increase artificial demandstim-  G
                              uli, e.g., recycling incentives
17
                                                 17
                          (4) Increase  price stability

                          (5) Make in-depth analysis of
                              export markets
                                     SI-M

                                     SI-G
                          (6) Increase  involvement with mar-  SI-M
                              kets and interdependency concept,
                              including increased emphasis on
                              marketing versus trading
            16


            14

            13


            11
   Development
   of New Markets
(1)  Provide preferential financing/
    tax  incentives  for  new  firms
    based on usage of recycled raw
    materials  or products containing
    high recycled content

(2)  Expand research to  find
    new  economic uses  for ferrous
    scrap, with particular  emphasis
    on low quality scrap
            14
                                                                           12
 * SI - Ferrous scrap industry
    M - Markets for scrap
    S - Sources of scrap
    G - Government
    E - Equipment manufacturers

** The priority rating system is described in detail in Appendix C of this report.
 The priority number shown is to indicate the relative importance of recommendations
 within categories as a framework for action plans.   20 is the maximum achievable
 rating.   The factors considered in assigning the rating  were:  (1) the extent thr>£
 achievement of the recommendation's objective would have on increased recycling;
 (2)  the feasibility of achieving the objective; and (3). the cost/benefit relation-
 ship of achievement.   Scoring then was based on the effect, significant, moderate,
 or limited, that the recommendation would have on each category.  The increased
 recycling category was given a maximum weight of 10, feasibility a maximum weight
 of 6,  and cost/benefit a maximum weight of 4.

                                         -  39  -

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                           TABLE  II-l.  (Continued)
  Opportunity For
       Recommendat ions
By
Priority
  • Improved
    Economics
 (1) Study methods to improve  the     SI-M
    continuity of ferrous scrap
    processing and movement

 (2) Improve logistics of ferrous     S-SI-G
    solid waste collection,
    assembling, and transportation

 (3) Expand research on economic      SI-E-G
    separation and marketing  of non-
    ferrous by-products of current
    value
                        (4) Develop appropriate processing/
                           transportation  equipment

                        (5) Study in-depth  the effect of
                           depletion allowances for iron
                           ore on scrap recycling rate

                        (6) Expand research on economic
                           disposal/recycling of residual
                           solid waste products
                                     SI-E
                                     G
             16
                                                                           15
                                                                           14
             13


             13



             11
  Improved Scrap
  Quality
(1)  Develop realistic pro-            SI-M
    duct specifications

(2)  Design end products with         s-M
    recycling in mind

(3)  Develop improved  processing      SI-E-G:
    equipment and techniques
             14
                                                                           13
                                                                            12
• Improved Logistics   (1)
    Make an in-depth  analysis  of       G
    transportation and its recycling
    role,including effect of preferential
    freight  rates  for  problem scrap
                       (2) Make an in-depth analysis of col-   G
                           lection methods and economics, includ-
                           ing effect of collection subsidies
                       (3) Demonstrate feasibility of large
                           scale recovery
                                                               , **
                       (4) Investigate feasibility of op-      SI-G
                           timum disposal/recycling facilities
                                                                            16
                                                    16
                                                                            13
                                                                           12
       'See footnote, page 33
      '<&
       See footnote, page 34
                                    - 40 -

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                             TABLE II-l.  (Continued)
  Opportunity For
        Recommendations
BY
Priority
• Minimized Legal
  Constraints
 (1)  Promote recognition by state  and
     local government units of the
     distinct function and role of the
     scrap  processor  in the economy
     and  in recycling

 (2)  Pursue adoption  of  uniform titling
     legislation for motor  vehicles
SI-G
     14
                                                                            11
• Improved Definition
  and Analysis of
  Scrap Situation
 (1) Evaluate  feasibility  and merit       G
    of more comprehensive monthly
    consumption  statistical data

 (2) Initiate  periodic  regional  and       G
    national  scrap demand/supply
     analyses

 (3) Undertake a comprehensive analysis/  G
    census of ferrous solid waste
    accumulation

(4) Prepare a current census  of prompt   G
    industrial scrap generation
             13
                                                                           13
                                                                           11
                                                                           10
  Increased Public
  Awareness of the
  Importance of
  Recycling and the
  Scrap Processor's
  Role
(1) Expand the current com-            SI
    mendable public relations
    efforts of the Institute of
    Scrap Iron and Steel,  Inc.

(2) Expand community and               SI
    school educational efforts  on
    recycling and the scrap in-
    dustry's role
                                                             SI
(3)  Promote mass media pro-
    motional programs on recycling
    by individual scrap processing
    firms,  regional chapters,  and
    Institute of Scrap Iron and Steel,
    and/or  in cooperation with sup-
    pliers  or markets
                       (4) Increase  involvement of firms     SI
                          and its individual members in
                          community affairs
             13
                                                                           12
             11
                                                     10
                                     - 41 -

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                  REFERENCES —Chaoter II
1.  Environmental quality:  the first annual report of the Council on
    Environmental Quality together with .the President's message to
    Congress.  Washington,  U.S. Government Printing Office,  Aug.  1970.
    p.107.

2.  Black, R. J. , A. J.  Muhich, A. J. Klee, H. L.  Hicktnan, Jr., and
    R. D. Vaughan.  The national solid wastes survey; an interim
    report.  [Cincinnati],  U.S. Department of Health, Education,  and
    Welfare, [1968].  p.50.

3.  Chindgren,  C, J., K. C. Dean, and L.  Peterson.  Recovery of the
    nonferrous  metals from auto shredder  rejects by air classification.
    U.S. Bureau of Mines Technical Progress Report 31.  [Washington],
    U.S. Department of the Interior, Apr. 1971.  p.3.

4.  National Industrial Pollution Control Council.  The disposal of
    major appliances; Sub-Council report.  Washington, U.S.  Government
    Printing Office, June 1971.  p.17.
                                                          ye 748a
                                 - 42 -

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