61994
EPA
      United States
      Environmental Protection
      Agency
           Office of Air Quality
           Planning and Standards
           Research Triangle Park, NC 27711
EPA-454/D-94-001
September 1994
      Air
GUIDELINE ON THE
IDENTIFICATION AND HANDLING
OF AMBIENT AIR QUALITY DATA
AFFECTED BY SPECIAL EVENTS OR
SPECIAL CONDITIONS

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                                DRAFT - 9/8/94
                               EPA 454/D-94-001

   GUIDELINE ON THE IDENTIFICATION AND HANDLING OF AMBIENT AIR
               QUALITY DATA AFFECTED BY SPECIAL EVENTS
                          OR SPECIAL CONDITIONS*
1.0 INTRODUCTION

     1.1 Purpose and Contents                                                  1
     1.2 Background                                                          2
     1.3 Changes Necessitated by the 1990 Clean Air Act Amendments                 4

2.0 DATA USAGE, TESTS, CRITERIA

     2.1 Uses of Flagged Data                                                  6
     2.2 Special Events and Special Conditions                                     7
     2.3 Qualify ing Tests                                                      8
     2.4 Supporting Criteria and Documentation                                   10

3.0 FLAGGING PROCEDURES

     3.1 Data Flagging System                                                 13
     3.2 Submission of Supporting Documentation                                 14
     3.3 Concurrence and Review Flags                                         17

FIGURE 3-1  Process Flow for Selecting and Applying                             20
            A Data Flag

FIGURE 3-2  Flow Chart for the Data Flagging Process                            21

TABLE 3-1   Time Requirements for "T" Flags                                   22

APPENDIX A  Listing of Descriptor Code Options                               A-l

APPENDIX B  Listing of Events Not Eligible For Approval                        B-l
            as Special Events

APPENDIX C  Listing of Acronyms                                           C-l

REFERENCES

 Tins documenl replaces the Guideline on the Identification and Use of Air Quality Data Affected b\ Exceptional
Event\ (EPA-450/4-86-007. July 1986).

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                                 1.0 INTRODUCTION

 1.1  Purpose and Contents
     The purpose of this document is to provide guidance on the procedures for flagging and
 reporting of data associated with various circumstances: data validation, the submittal of
 information related to data, and/or request for special treatment accompanied by supporting
 documentation related to an event or condition. In summary, this document contains the
 following:
     Chapter 1 provides a brief explanation of the history of special event data flagging and
 an introduction to this document.
     Chapter 2 presents data usage, tests, and the criteria used to determine if a data value
 can qualify for the attachment of a data flag.
     Chapter 3 provides information on the procedures to be followed for flagging data and
 providing supporting documentation for flags.  The review process that the U.S.
 Environmental Protection Agency (EPA) will conduct is briefly described and examples of
 appropriate supporting documentation are listed.
     Appendix A provides an explanation of several categories of events and conditions that
 may be used to describe many types of circumstances affecting data values.  This list is
 based on the list of exceptional events defined in the Guideline on the Identification and Use
 of Air Quality Data Affected bv Exceptional Events (EPA-450/4-86-007, July 1986, hereafter
 referred to as the 1986 Exceptional Events Guideline).1 with modifications to include several
events and conditions which were not in the original guideline.  It is important to note that
this list is not exhaustive;  it is intended only to provide descriptive information about certain
conditions that have been encountered by various State/local air quality monitoring and
reporting  agencies (hereafter referred to as "reporting agencies") in past data-flagging
experiences.
     Appendix B provides examples of events that should not be considered as special events
warranting special treatment of data.  Generally, these examples do not meet the basic
criteria that would support a special event claim.
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     Appendix C provides the reader with a list of acronyms used in this guidance
document.
1.2  Background
     The 1986 Exceptional Events Guideline established procedures for the flagging and
treatment of monitoring data affected by exceptional, or uncontrollable, events.  This
guidance was intended to provide State and local officials with assistance hi identifying data
that were believed to have  been influenced by the occurrence of certain specified natural
events.  Authority for this  approach is set out hi Appendix K of 40 Code of Federal
regulations (CFR)  part 50.  The 1986 Exceptional  Events Guideline mainly focused on
problems relating to PM-10 (particles with an aerodynamic diameter less than or equal to a
nominal  10 micrometers) monitoring data, but provisions for flagging data from the other
criteria pollutants were also included. The need for this guidance grew out of a history  of
concern by States over EPA's treatment of monitored data.
     Through the late 1970s  and early 1980s, certain air quality data obtained  by monitoring
stations in various  States were not submitted to the EPA's National Ah" Data Bank (NADB)
as then required, due to concern on the part of State and local ah" pollution officials that the
data, if used, would unfairly represent the ah" quality problems in then" areas.  The data  in
question were not considered to be representative of atmospheric conditions by these officials
and in their view were atypical readings attributable to special events that warranted special
treatment for the data by EPA.
     Concern by the States over EPA's use of data affected by special  events began as early
as February 1977,  when the Office of Air Quality  Planning and Standards (OAQPS),  in its
Guideline for Interpretation of Air Quality Standards included this  statement: "[R]egardless
of the source, ambient pollutant concentrations exceeding a National Ambient Air Quality
Standard (NAAQS) constitute a violation. "2  However, even then,  the OAQPS guideline
implied the need for a flagging system to identify data  affected by  exceptional  events when it
went on to state that "detailed information establishing  that violations due to uncontrollable
natural sources may be used  in determining the feasibility of modifying control strategies."
Later, regulations promulgated by EPA regarding the development, adoption, and submittal
of State implementation plans (SIPs) stated in 40 CFR  part 51.110(f)3 that "for the purposes

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of developing a control strategy, data derived from measurements of existing ambient levels
of a pollutant may be adjusted to reflect the extent to which occasional natural or accidental
phenomena . . . demonstrably affected such ambient levels during the measurement period."
Treatment of data influenced by special events was also addressed hi EPA's March  1984
proposed revision to title 40 CFR part 50 (revising the NAAQS for paniculate matter from a
total suspended paniculate (TSP) to a PM-10 standard).  The proposed revision, which was
promulgated on July 1,  1987 (52 FR 2466S)4, included provisions hi Appendix  K that allow
States and EPA to consider the influence of rare or unusual events on PM-10 monitored data.
     Section 2.3  of Appendix K specifies that all data collected in accordance with the
minimum PM-10 sampling requirements of 40 CFR part 58 should be used when making
comparisons to the NAAQS.  However, section 2.4 of Appendix K allows EPA to consider
whether to  discount or weight the effect of ambient ah- monitoring data for PM-10 influenced
by exceptional events.  That section notes that  "inclusion of (data from such events) hi the
computation of exceedances or averages could result hi inappropriate estimates of then-
expected annual values."  Section 2.4 gives EPA discretion to consider more than 3 years of
representative data, or to consider other adjustments, as appropriate in order to  "reduce the
effect of unusual  events."  This discretion is normally exercised by the appropriate Regional
Administrator, in accordance with published guidance.
     The 1986 Exceptional Events Guideline was intended to assist EPA, State  and  local
officials in  ensuring that air quality data associated with special events are given appropriate
special handling to prevent misuse when calculating expected annual values. The EPA's
general policy, as summarized  in that guidance, was to consider excluding flagged data from
use in regulatory  actions.  This policy specifically did not create a presumption  regarding the
use or non-use of such data, but rather  was intended to offer a forum for States to present
EPA with documentation supporting a request for exclusion of reported data from use in
regulatory actions.  By establishing uniform procedures for flagging such data, EPA hoped to
improve data submission and establish a consistent decision-making process for  the use of the
data.  However, in practice, this process has often resulted in an erroneous belief that State
and local officials could automatically exclude all flagged data from regulatory actions.  It is
important to state here that /togging of data does not, by itself, result in the exclusion of

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such data from regulatory decision making.  Rather, flagging is an important prerequisite
to consideration of whether or not to grant such exclusion.
     Since the issuance of the 1986 guidance, EPA's data storage and retrieval system has
been replaced by a new comprehensive air quality data system known as the Aerometric
Information Retrieval System (AIRS), Air Quality Subsystem (AQS)5.  This improved data
collection, storage, and retrieval system is EPA's system for collecting, flagging, and
retrieving affected data under the procedures outlined hi this document.  This document,
Guideline for the Identification and Handling of Ambient Air Quality Data Affected By
Special Events or Special Conditions (hereafter referred to as the 1994 Special Events
Guideline), describes the procedures for the flagging and reporting of data associated with
various circumstances: data validation, the submittal of information related to data, and/or
request for special treatment accompanied by supporting documentation related to an event or
condition.
1.3  Changes Necessitated by the 1990 Clean Air Act Amendments
     Passage of the Clean Air Act, as amended hi 1990 (the Act), necessitated the review of
a number of existing EPA regulations and guidelines.  Guidelines on flagging of data affected
by special events,  including the 1986 Exceptional Events Guideline,  are significantly affected
by the addition of PM-10 specific provisions in section 188(f)(subpart 4 to part D of title I)
in the Act.6  This new section of the Act  authorizes the Administrator of EPA to waive, on a
case-by-case basis, certain provisions applicable to serious nonattainment areas for PM-10
and a specific attainment date for moderate and above PM-10 nonattainment areas.  The
exercise of this waiver authority  by EPA  is predicated on a  determination  that anthropogenic
sources of PM-10 do not contribute significantly to the violation of the PM-10 NAAQS in the
area. A  specific attainment date may be waived  if EPA determines that nonanthropogenic, or
natural, sources of PM-10 contribute significantly to the violation of the PM-10 NAAQS in
the area.  The EPA policy and guidance on the exercise of the  section 188(f) waiver
authority is  addressed in an EPA publication including serious area and  other PM-10
nonattainment requirements7.   However, the major implication  of section 188(f) for the
flagging of data is that now all valid measurement data are expected to be used in the
designation of an area  as attainment or nonattainment and that adequate documentation is

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provided to support any related flags that are attached to reported data.
     The resulting review of the applicability of the 1986 Exceptional Events Guideline has
led to this new guidance document which establishes revised procedures for identifying and
handling ambient monitoring data that may be influenced by special events or special
conditions.  New procedures are  introduced for flagging any data value, whether below or
above the NAAQS, as valid or requiring explanatory  documentation.  Consequently, this
document hereby replaces the 1986 Exceptional Events Guideline document.  While the
majority of the changes in this revision apply specifically to the treatment of paniculate
matter data, there are some revisions to event descriptions that apply to the handling of data
for other criteria pollutants.   Data for pollutants other than PM-10 that were  eligible for
special treatment under the 1986  Exceptional Events Guideline continue to receive such
consideration under this revision.  It is important to note that although the procedures for
handling such data are subject to  many of the same changes as apply to paniculate matter
data, the section 188(f) waiver provisions are specific to PM-10.

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                        2.0 DATA USAGE, TESTS, CRITERIA
2.1  Uses of Flagged Data
     Monitoring data have many uses.  Identifying air quality trends and providing air
quality information to the public or the scientific community are uses meriting data flagging
and are not intended to result in regulatory relief from the effects of data influenced by
special events or special conditions.
     The use of data to make NAAQS comparisons and hi conducting  SIP regulatory
activities are subject to legislative and regulatory limitations. Comparisons of monitoring
data to the NAAQS are controlled by section 110(a)(2)(B)(i) of the Act and procedures for
making such comparisons are contained in 40 CFR part 50.  This document does not
specifically address the procedures for analyzing the impact of flagged  data on policy
decisions and other SIP activities for PM-10.
     Not all  situations meriting data flagging are intended to result hi regulatory relief from
the effects  of data influenced by special events  or special conditions. Data submitters may
simply wish to provide potential data users with an indication that additional information is
available on a particular data set. This can be  accomplished by flagging the data set and
submitting  the explanatory information.  Data flagging allows the data  submitter to
supplement a data record with useful information that can enhance the use of the data for
such non-regulatory purposes.
     Appendix K to 40 CFR part 50 specifies that all data that are collected under the
procedures contained in 40 CFR part 58 should be used when comparing an area's air quality
to the NAAQS.  Problems arise, however, when data are  interpreted and acted upon without
a clear understanding of the  circumstances and  conditions  under which  they were collected.
It is  not uncommon for two  or more interpretations to be possible when examining ambient
air concentration data affected by special events or special conditions.  In such instances, it is
critical that additional information be available  for use in shaping the conclusions on which a
regulatory action will be based since only one interpretation can be given legal effect.

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     Flagging procedures allow the data submitter to mark a data value(s) in a way that
refers the data user to additional information that might influence its(their) use. Such
additional information might be used to support claims that data have been unduly influenced
by an event or condition such that special regulatory handling of the data is warranted. For
instance, if an area's concentrations of PM-10 result in its designation as a nonattainment
area, that area will be required  to meet certain control requirements. If, however, it can be
demonstrated that the PM-10 exceedances were the result of emissions from  an event that is
not' likely to recur, then it may  be possible to avoid the area's designation as nonattainment
altogether. For PM-10, this is  permitted by Appendix K to 40  CFR part 50. Flagging such
data for special consideration when making comparisons  to the NAAQS can  achieve this end.
The EPA would make any such determinations in accordance with the procedures contained
in this guideline.
2.2 Special Events and Special Conditions
     There are a number of situations in which a data flag may be applied to request
regulatory relief.  Some of these scenarios are described  in Chapter 3.  They may be
categorized as either special  events or special  conditions, depending on surrounding
circumstances and  supporting information.   They may also be characterized as  anthropogenic
(or manmade) or nonanthropogenic in nature, subject, again,  to review of supporting
documentation.

      FACTOID
      Special events are discrete occurrences, either anthropogenic  or
      nonanthropogenic,  that can be classified as not likely to recur.
      Special conditions are well-documented circumstances that can have a significant
      influence on  the ambient concentrations of a pollutant and are of a recurring
      nature.  They may result,  for instance, from anthropogenic emissions originating
     from outside of the United States, or nonanthropogenic emissions, such as wind
      blown dust from a nonanthropogenic source.

     In general, EPA expects to exclude data influenced by special  events and which qualify
for data flagging, from comparison with the NAAQS. By excluding the data,  EPA hopes to

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avoid situations in which data that are not representative of an area's expected air quality are
used to dictate control requirements and strategies for that area.
     Data resulting from events that are likely to recur or from special conditions will not be
eligible for exclusion from NAAQS comparisons.  However, for PM-10 values associated
with special conditions, such data may be used under section 188(0 to support a request for a
waiver of serious nonattainment area control requirements or specified attainment dates
should the area meet the waiver policy criteria.  Section  188(f) refers to, among other things,
nonanthropogenic  sources.  Thus, events caused by nonanthropogenic emissions that are
likely to recur and special conditions,  as defined in this Section, will no longer be eligible for
exclusion from NAAQS comparisons.  (Note that the 1986 Exceptional Events Guideline had
implied that all events caused by nonanthropogenic emissions would  be considered
"exceptional events", thus eligible for  exclusion from NAAQS comparisons.)
2.3 Qualifying Tests
     This section presents the tests that must be applied for data to qualify for the attachment
of a special event data flag.  The data  flags that simply validate the data value,  or indicate
the availability of additional information on the data value may be applied without
"qualification". Supporting documentation for potential special events must address the
following tests:

      FACTOID

      Recurrence  Test:
           The event's likelihood of recurrence.
      Culpability Test:
           The causal relationship between  the event and the measured air quality
           data.

     The term "likelihood of recurrence" cannot be absolutely defined so that there is no
room  for interpretation.  What may be considered a special event for one part of the country
may be  typical for another.  It is obviously  impossible  to predict future air quality events,
therefore, the  "likelihood  of recurrence" will be based  on historical information.  It is the
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reporting agency's responsibility to collect, review, and submit appropriate historical data
and information to sufficiently support and advance their claim that the event is not likely to
recur and a causal relationship between the source of the event and the data value(s) has been
established.
     In order to promote consistency in the process, however, the following general
boundaries are recommended when evaluating information in support of the Recurrence Test
and the Culpability Test.  Generally, for all events, the reporting agency must use a
minimum of five years of historical  information when establishing the likelihood of
recurrence.  Special event documentation should be based on the most recent 5 years for
which information is available.  The reporting agency must work with the Regional Office
for cases where five years of historical information (i.e. meteorological data) is not available
to determine if the likelihood of recurrence may be based on the merits of what .is available.
     If an event occurs once in the five year period (i.e. the event in question is the first
such occurrence hi five years), then the event should be considered as not likely to recur.
This scenario satisfies  the Recurrence Test for the attachment of a special event data flag.
     The Culpability Test for the causal relationship between the event and the affected air
quality data must be based on the following:
     •   Consideration of all relevant raw data, such as air quality data,  meteorological
          data, and traffic counts, etc.;
     •   A demonstration that the  monitor did not report similar pollutant concentrations
          (or chemical constituents  of paniculate matter) before and after the time period in
          question;
     •   Evidence that the wind speed and direction at the time period in question were
          such that the pollutant was transported from the source to the monitor reporting
          the data during the time period in question;
     •   Appropriate modeling and/or filter analysis data as specified by the criteria in
          Section 2.4.
     It is important  to note that while applying a special event flag to the data set is
tantamount to applying for special treatment of the data, only EPA's acceptance  of the causal
relationship between a qualifying event and the data values and the evaluation of a recurrence

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claim will result in that special treatment.
     Although objective criteria are applied whenever possible, there is an unavoidable
degree of subjectivity associated with the interpretation of the impact of special events and
special conditions. Consequently, the review of any supporting documentation and the final
decisions regarding the use of flagged data will be the ultimate responsibility of EPA
Regional and Headquarters Offices.
2.4 Supporting Criteria and Documentation
     In order for EPA Regional and Headquarters Offices to make final decisions regarding
the use of flagged data, it is  extremely important that reporting agencies support flag
applications with all appropriate documentation to create as complete a recounting of the
event or condition as is practicable.  Therefore, the criteria outlined below are intended to
promote consistency in the submission of supporting documentation and data management by
the reporting agencies and EPA.  The process of flagging data by event type, as done prior
to this guidance, is being replaced by procedures for the flagging and reporting of data
associated with circumstances including: data validation, the submittal of information related
to data, and/or request for special treatment accompanied by supporting documentation
related to an event or condition.  Descriptive codes, derived in part from the list of events in
the 1986 Exceptional Events  Guideline, may be used to provide descriptive information about
the nature of the event or condition.  Chapter 3 contains further information on the
descriptive codes.
     There are six basic types of criteria that may apply individually, as appropriate, to the
events or conditions in question to support their eligibility for special treatment or handling.
Reporting agencies should examine the circumstances surrounding the collection of a data set
to ensure that the applicable criteria  have been documented before attaching a flag to the data
set.  Some criteria may apply to the majority of the events or  conditions, while others  may
apply to  only a few.  The qualifying criteria used to document a potential special event must
be sufficient to determine that the event is not likely to recur and should establish a causal
relationship between the source of the event and the data value(s).  The criteria options are
as follows:
     •    Meteorology Criterion -  Meteorological information may be used to indicate the
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upwind versus downwind conditions or defined wind speed and wind direction at
the time and location of the event or condition relative to the monitor.  This
criterion is particularly but not exclusively important when evaluating events or
conditions that occur within a microscale, a middle scale, or neighborhood scale8
from a monitoring station.
Modeling Criterion' - Conclusions may be supported by dispersion or receptor
modeling. This criterion is often used for those types of events or conditions that
occur at some distance from a monitor, generally over regional or urban scale
dimensions (>4 km)8.
Filter Content Criterion - A significant percentage of the monitor filter media
content must be attributable to the event or condition. In general, EPA believes a
significant contribution from a particular event or condition would constitute 85%
of the material on a filter.  For certain events or conditions, deviations from this
general 85% guideline may  be necessary and should be agreed upon mutually by
the reporting agency and the EPA.  The EPA and the reporting agency may also
agree that filter analysis is not necessary for a particular event or condition if
other supporting documentation clearly establishes a source-receptor relationship.
When it is not possible for a reporting agency to successfully document the event
using filter analysis,  the reporting agency should notify EPA in its  supporting
documentation.  It is recommended that  filter analysis take place within six months
immediately following the data collection date.  This will minimize the possibility
of damaging or losing the filter.
Monitor Proximity Criterion - The event or condition must occur within some
distance from the monitor as defined by the appropriate measurement scale as
related to the monitor location and the event's source. The monitor proximity
criterion is used with most event types to document the source-receptor
relationship.  Like the meteorological criterion, this information is  particularly
important for events  or conditions that occur within a micro-, middle, or
neighborhood scale distance (0-4 kilometers) from a monitoring station.
Time Criterion -  Two types of time criterion may be used to document a
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potential special event or special condition.  The first of these would state that the
questionable data was collected within some specified time during and/or after the
event or condition.  This time requirement would be used to establish a source-
receptor relationship between the data and the event or condition.   A second type
of tune criterion considers duration, where, after a limited period of time the
event or condition is no longer considered special. This second time criterion
would be used, for example, to document the temporary nature of an event and to
demonstrate the likelihood of recurrence of events.
Quantitative Criterion - Some numerical parameters may be applied to illustrate
the size and nature of an event or condition.
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                           3.0  FLAGGING PROCEDURES


3.1  Data Flagging System

     A data flag is an identifying mark applied to any data value that indicates the

availability of additional information describing the causes of, or circumstances surrounding

the collection of, the data value.  Three types of data flags can be used by the data reporting

agency as listed below:


      FACTOID

      1.   Information "/" Flag ~ to notify the data user of the nature of the data
           value; to indicate the occurrence of a special condition {see definition,
           Section 2.2).  The sole intention of this flag is to indicate the availability of
           additional information on a data value(s) in the AJRS-AQS descriptor field
           (see Section 3.2).  It is not to be used for indicating that the data values are
           affected by potential special events.

      2.   Validity "V" Mag - to indicate that a data value has been reviewed and
           validated by  the reporting agency.   This flag is recommended for use by
           various reporting agencies with data values that exceed the NAAQS.

      3.   Treatment "T" Flag - to notify EPA of the reporting agency's intent to seek
           relief from certain regulatory requirements resulting from the affect of a
          potential special event (see definition, Section 2.2) on the data value(s).
          Application of a Type Tflag indicates that supporting documentation will be
           submitted by the reporting agency to justify any  relief sought.  Application
           of a Type Tflag must be made within 30 days after the end of the reporting
          period.   (The reporting period for National Air Monitoring Stations (NAMS)
           or State/Local Air Monitoring Stations  (SLAMS) ends 90 days after the end
           of the calendar quarter in which the data value occurred.  For Special
           Purpose Monitors (SPMs), this reporting agency is generally required to
           report all data, with appropriate T flags,  by July 1 of the year following the
          year in  which data were collected.J0)
     Unlike data with Type T flags, data values with Type I or V flags are not related to the

occurrence of a special event.  Data values with a Type V flag would, therefore, be used
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without special treatment for regulatory purposes and may be submitted to AIRS-AQS at any
time.  Data values with a Type I flag indicate the availability of additional information for
conducting scientific analyses, documenting circumstances worthy of note, or ensuring that
data relevant to exercising the waiver provisions in section 188(f) for PM-10 are properly
represented.
     Applying a Type T flag to a data set signals the reporting agency's intent to seek relief
from certain regulatory requirements resulting from the effects of a potential special event.
When  special  treatment of data is requested by the reporting agency, it must be supported by
additional information in the AIRS-AQS descriptor fields showing the nature of the event.
This supporting material can include information on meteorological conditions, filter analysis
results, and other information as  described in Section 3.2 of this document.
     It is important to understand that no assumption can be made on the ultimate disposition
of the  data until the documentation has been received, reviewed, and any request for special
treatment approved by EPA. It is not EPA's intent to remove all subjectivity from the data
flagging  process.  Ongoing communication between the data collecting agency and the
appropriate Regional Office are critical during determinations of applicability of data flags
and the ultimate disposition of flagged data.
     The procedure for determining the appropriate flag to apply to a data set is illustrated in
Figure 3-1.
3.2  Submission of Supporting Documentation
     Supporting or explanatory documentation may be submitted for many applications.
Reporting agencies may elect to submit explanatory documentation for any data value.
Timely submittal of information relating  to any flag is recommended so data users will have
access  to explanatory information for flags as soon as is practicable.
     When the documentation is  submitted to  support a contention that a special event
justifies special treatment of air quality data, two tests must be addressed in the
documentation:  Test 1: the event's likelihood of recurrence, and Test 2: a causal relationship
between  the special event and  the measured air quality data. These qualifications must be
established by collecting information from all available sources to create as complete a
recounting of  the event and its effects as is practicable.
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     In order for reporting agencies and EPA to reach timely closures on the review of
special event flags, time requirements identified in this document must apply to Type T flags.
     Data values for PM-10 resulting from special conditions may be associated with an
area's request for waiver of serious nonattainment area control requirements or specified
attainment dates should the area meet the section  188(f) waiver policy criteria (see Section
2.2).  Therefore, it is recommended that the time requirements for the submission of
supporting documentation be applied for data values associated with Type I flags for special
conditions.  This recommendation is only meant to assist reporting agencies  in keeping track
of the information that may be useful in supporting future applications of waivers under
section 188(f) of the Act.
     Supporting documentation for potential special events must be submitted to  the Regional
Office within 60 days of the T flag submittal period.  The only exception to the requirement
to submit special events supporting documentation to the Regional Office is for special events
caused by stratospheric ozone intrusion.  In those cases, the OAQPS  has the responsibility
for reviewing the affected ozone data, the special  event documentation, and the subsequent
concurrence/non-concurrence actions. As such, the reporting agency should send supporting
documentation for stratospheric ozone intrusion affected data to the OAQPS  in addition to the
Regional Office.
     Documentation and analyses supporting the application of a flag to a candidate event or
condition includes, but is not limited to, news reports, meteorological records, work
schedules,  PM-10 filter analysis, and other supporting documentation establishing the event
in question as a matter of public record.  It is  generally preferable to provide some
information of this type to  the AIRS-AQS electronically, where it can be directly linked to
the flagged data set through the use of it's data descriptor field5.  In cases where this is not
possible, the supporting documentation may be submitted to EPA in hard copy form.
(Reporting agencies should ensure  that hard-copy documentation is carefully  referenced in the
appropriate AIRS-AQS data descriptor field.)
     An  additional descriptor code, inputted within the AIRS-AQS descriptor field, must also
be included to allow for data sorting  and other retrieval options.  These codes are used to
indicate the nature of the special event or special condition. A listing of these descriptor
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code options is included in Appendix A.
     Examples of the types of public and technical information that may be used to support
and advance claims of data influenced by a special event or special condition are discussed
below.  As stated above, reporting agencies may elect to submit public and technical
information explaining any data value, not just those associated with potential special events
and special conditions.  (Public and technical information may provide the background for
the brief written summary  of event or condition circumstances that may be included in the
free-form comment fields associated with the flagged data set's descriptor field.)
1.   Meteorological reports - These reports would be used to substantiate the meteorology
     criterion and could be included in any modeling requirements that may be necessary.
     Meteorological information is generally helpful hi determining a  causal relationship
     between an event or condition and a certain data value(s).
2.   Particulate matter filter analysis - Results from the filter analysis would be used to
     substantiate the filter content criterion.  Analysis of filters collected before and after an
     event or condition may be used to support it's occurrence claim.   Some examples of
     circumstances that would normally require a filter analysis include high winds, high
     pollen count, long-range pollutant transport,  sandblasting, construction/demolition,
     agricultural  tilling, highway construction, and salting and sanding of streets.
3.   News reports, photographs,  and videos - News reports, often accompanied with
     photographs and/or video, are used by the media to illustrate the severity and scope of
     an event or condition, particularly if it effects a large population center or land mass.
     Events and conditions that may be recorded through news reports, photographs, and/or
     videos include high winds,  volcanic eruptions, forest fires, high pollen count,
     construction/demolition, rerouting of traffic, highway construction, infrequent large
     gatherings, industrial upset conditions, structural fires, sandblasting, salting/sanding of
     streets, roofing operations,  and prescribed burning.  Aerial or satellite photographs may
     also be used in analysis of long-range pollutant transport.
4.   Scientific observations, scientific journal articles, seismic reports - Scientific
     observations and analyses are required to determine if an event or condition is the result
     of stratospheric ozone intrusion and  long-range pollutant transport. The size and
                                            16

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      severity of volcanic eruptions may be illustrated by records of seismic activity in
      addition to scientific observations.
5.    Operating permits and work orders - Operating permits and work orders are often
      examined when a reporting agency is evaluating events or conditions involving
      anthropogenic sources.  The reporting agency must document compliance or
      noncompliance with permit conditions and control requirements.  Events which are most
      likely to involve the examination of a source's operating permit and/or work orders
      include sandblasting, construction/demolition, highway construction, traffic rerouting,
      salting and sanding of streets, roofing operations, prescribed  burning, and industrial
      upset conditions.
6.    Traffic and parking reports - In evaluating events or conditions caused, at least in
      part, by mobile sources, a reporting agency will often provide traffic and parking
      reports.  Traffic reports usually accompany the documentation for highway
      construction, rerouting of traffic, and infrequent large gatherings.
7.    Ticket sales records - Ticket sales records could be used by  a reporting agency to
      determine if the number of people at a gathering could be categorized as an infrequent
      large gathering.
8.    Production schedules and records, inspection reports, and repair orders - These
      types  of records and reports may be used to describe the impact of industrial upset
      condition on air quality data values.  This type of upset condition might be caused by
      either start-up or shut-down of an industrial process or faulty control equipment.  The
      reporting agency must establish the maintenance record and availability of spare parts
      for the facility.  They must document the actions taken to reduce  emissions during the
      event.
9.    Fire department records - Fire department records can be used to document the time,
      location, and extent of a structural fire.
3.3  Concurrence and Review  Flags
     The submission of supporting documentation is necessary for  the EPA to evaluate and
respond appropriately to  Type T data flags.  (EPA concurrence on a Type I or V flag is not
necessary.)  Flag evaluations are carried out by the appropriate Regional Office (except for
                                           17

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data flagged for stratospheric ozone intrusion, which are reviewed by the OAQPS), and
should be completed within 30 days of the supporting documentation submittal period. At
any time during the documentation review process, the Regional Office may inform the
appropriate OAQPS ambient ah- quality management and monitoring personnel of the
disposition of the data.
     Type T flags will be reviewed by the Regional Office to ensure that (1) the supporting
documentation adequately defines the event as not likely to recur; and (2) the supporting
documentation establishes a causal relationship between the event and the data values.  If
these requirements are met, the Regional Office will attach a concurrence flag to the data set.
The original Type T flag will remain on the data as well.
     In some instances, EPA may request additional documentation before taking a position
on the status of a flag.  If requested, additional documentation must be submitted by the
reporting agency within 30 days of the EPA request.  The EPA must make a final
determination of the flagged value(s) within 30 days of the receipt of all needed supporting
documentation.  The Regional Office will then enter the data flag representing their position
in the AIRS-AQS.
     If the above requirements are not met, the Regional Office will attach a nonconcurrence
flag to the data.  The reporting agency may submit further evidence supporting the flag
within the next 30 days  following the attachment of EPA's nonconcurrence flag.  After the
receipt of additional supporting documentation, the EPA shall make a final determination of
the flagged value(s) within 30  days.  If it is necessary for the reporting agency and EPA to
negotiate additional time for submitting supporting documentation, the Regional Office should
conservatively grant these extensions to facilitate adequate technical review by the reporting
agency.   It is important  to state here that it is the intent of this guideline to resolve data
flagging issues as timely as possible.    The Regional Office may change its original
nonconcurrence based on such additional evidence.
     If an event, once thought to  be a special event, does recur within the five year period
after the original occurrence was recorded, the Regional Office should reevaluate its position
on the original concurrence flag.  At that time, the Regional  Office should change its  original
concurrence flag to a  nonconcurrence flag to more appropriately reflect the recurring nature
                                          18

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of the event. This change is particularly important when the Regional Office is reviewing

data to be used for policy decisions and for accurately flagging data to be used in later trends
analyses and standard reports.

     The EPA has reviewed and evaluated several options for  accommodating these new

procedures in the AIRS-AQS.  One identified need involves creating a separate AIRS data

field that would contain a status code indicating EPA's current position on the original data

flag.  As a result, EPA uses the following additional codes in this data field to  indicate the
current status of the initial Type T data flag throughout the documentation review process:


     FACTOID

     1.    U.S.EPA Regional Pending "P" Flag - a code applied upon receipt of the
          flagged data to acknowledge the flag and indicate that the Regional Office
           concurrence/nonconcurrence is pending.  This pending status may indicate^
           depending on the specific event, that initial supporting documentation is
           due, that additional documentation has been requested, or that the Regional
           Office is currently reviewing the Type  Tflag.

     2.    U.S.EPA Regional Special Event "S" Flag - a concurrence code, to be
           applied when EPA agrees with the reporting agency's flag and request that
           the data be given special treatment.

     3.    U.S.EPA Regional Nonconcurrence "N" Flag - a nonconcurrence code, to
           be applied if EPA does not agree that  a request for special data handling is
          justified; or if EPA finds that an applied flag,  in the absence of such a
           request for special data handling,  is not justified under the specific criteria
          for applying such a flag.

     4.    U.S.EPA AIRS-AQS field is blank -  indicates that EPA has not  responded
           to the reporting agency's request,  or that the reporting agency's field
           contains an "I" or "V" flag which does not require EPA's response.


     A flow chart describing the  reporting agency's and the Regional Office's data-reporting
and flagging procedures is included in Figure 3.2. A summary of the time requirements  for
the submission of reporting agency "T" flags, supporting documentation, and U.S. EPA
Regional Office flags are included in Table 3-1.
                                          19

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                                              Data are collected
                                             & submitted to AIRS
                                             by reporting agency
                                             ^    Do     ^
                                           s- data appear to be  \.
                                          affected by a special event
                                                 or special      ^
                                                 —ndition?
                  the
          ondition aff
             the data
        eet the special condition
          def. hi Sect 2.2?
                 Is the
           event or condition
             likely to recur?
             Attach a
            Type I flag
               to data.
       Does
documentation show
event as the culpable
      source?
  Attach a
Type T flag
   to data.
                                      Flag Options
                                     I - info, available
                                     V - validated data
                                     (blank) - no flag
 Flag Options
I - info, available
V - validated data
(blank) - no flag
                                   Submit data flag
                                 to AIRS-AQS & add
                                   descriptor field
                                information, as needed.
          Figure 3.1  Process Flow for Selecting & Applying a Data Flag

                                      20

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 Reporting (State/local) agency
     measures & reports a
        data value (DV)
   DV
   R   •    , Q rf
   Monitoring & Air
Programs Contacts for
  pollutant of interest
                                   Questions for reporting agency & others as needed
                                   to establish recurrence & causal relationship.
                                   If requested, add'l information must be provided
                                   by reporting agency within 30 days of request.
                «,
  As necessary, inform HQ of proposed
disposition & initiate discussion of possible
  implications on overall air program.
               *=,
Regional Office Joint Coordination Flag
(Monitoring & Air Programs Contacts)
Add Regional flag (S/N) within 30 days
of documentation submittal period or 30
days after request for add'l information.
DV
Reporting
ageno
Hag ="T


Regional
flag

Regional flag options
forflag=T
                                    blank - Region has not responded.

                                    - P-   Region is investigating request&
                                           decision is pending*
                                    - S-   Region concurs vtt special event
                                                  Region nonconcurs
                                                  event. Reporting agency may
                                                  provide additional supporting
                                                  infk within 00-'daifs^-Alter receipt,
                                                  EPA irtast respond inw)jD days*
                Figure 3-2. Flow Chart for the Data Flagging Process

                                        21

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Action Item ;
Reporting agency reports data to EPA via
AIRS-AQS.
T flag applied to data value(s) by reporting
agency.
Reporting agency submits supporting
documentation.
Regional Office evaluates supporting
documentation.
As needed, Regional Office requests
additional information from reporting
agency.
Regional Office makes final determination
to concur or not to concur with T flag.
If Regional Office does not concur with T
flag, reporting agency may submit further
evidence to support their request for special
event concurrence.
Regional Office makes change to their
original decision if warranted by evidence
presented by reporting agency.
Time Table
Ambient air monitoring data collected at
NAMS/SLAMS must be reported in 90
days after the end of the calendar quarter
in which the data were collected. For
SPMs, data must be reported and certified
by July 1 of the year following the year
during which data were collected.
Must be applied within 30 days after the
end of the reporting period described
above.
Must be submitted within 60 days after the
submittal period for T flags.
Must be completed within 30 days of the
supporting documentation submittal period.
Reporting agency has 30 days to submit
additional documentation.
Must be made within 30 days of receiving
the requested additional information.
Must be submitted within 30 days of
EPA's application of a nonconcurrence
flag.
Any necessary changes must be made
within 30 days of the receipt of additional
evidence.
Table 3-1. Time Requirements for "T" Flags &
         Supporting Documentation
                    22

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                   Appendix A - Listing of Descriptor Code Options
     The following is a listing of descriptions and AIRS codes for events and conditions.
These codes are to be used as part of the documentation required to support special event and
special condition claims.  Note that these are examples of events or conditions that may
qualify for special treatment or handling but too often do not.  They will allow data users to
sort data by categories, therefore the codes may be used with any flag (Types "I" or "T")
that simply indicates the availability of additional information for data values. The codes do
not' replace the detailed documentation necessary to support the tests and criteria listed in
Chapter 2.
HIGH WBVDS-SUSPENDED/RESUSPENDED PARTICIPATE MATTER (PM) - AIRS
Code A
Definition:
     High winds combined with high PM levels due to  suspension or resuspension of crustal
     material or other paniculate matter.   The event description should contain information
     demonstrating the presence of an hourly wind speed of greater than what normal peak
     prevailing wind conditions are for the affected area, with no precipitation or only a
     trace of precipitation (observed as scattered drops that do not completely wet or cover
     an exposed area up to a rate of 0.01  inch/hour).n-12-13

STRATOSPHERIC OZONE INTRUSION (O3) - AIRS Code B
Definition:
     A stratospheric ozone intrusion occurs when a parcel of air originating in the
     stratosphere, average height 20 km (12.4 miles),14  is entrained directly to the
     surface of the earth.

VOLCANIC ERUPTIONS (CO. SO2. NO2. PM) - AIRS Code C
Definition:
     The emission or ejection of volcanic  materials at the Earth's surface from a crater
     or fissure.15
                                        A-l

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SANDBLASTING (PM) - AIRS Code D
Definition:
     Sandblasting or gritblasting refers to the temporary use of abrasive blasting with
     pressurized air for surface preparation purposes at a given location.
VEGETATIVE FIRES (CO. PM) - AERS Code E
Definition:
     Any fire in which vegetative matter is burned. To the extent possible, the free-
     form comment field in the descriptor  field should include an indication of what
     type of vegetative matter burned (e.g., forest, rangeland, etc.) and of fire type.
     Fire types may include:
     Wildfire - generally defined as an uncontrolled fire in vegetation started by nature,
     arson, or accident that requires suppressive action to protect natural resources or values
     associated with natural resources, as well as private property.
     Prescribed natural fire - a wildfire for which a conscience decision has been made by a
     land manager to allow the fire to burn in a controlled and restricted manner for a land
     management purpose.
     Prescribed fire - a fire intentionally ignited by a land manager for a land management
     purpose (e.g., ecosystem improvement,  hazard reduction, etc.).
CLASS
A
B
C
D
E
F
G
SIZE, ACRES
< 0.25
0.26 - 9.9
10 - 99.9
100 - 299.9
300 - 999.9
1000 - 4999.9
> 5000
                                         A-2

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          This table lists the class and size designations of forest fires16.  Class A and B
     fires are generally associated with monitoring data collected on a microscale or middle
     scale range from the fire, while Class C and larger fires would also be expected to
     affect data collected within a neighborhood, urban, regional scale.

STRUCTURAL FIRES (CO. PM) - AIRS Code F
Definition:
     Any fire involving some kind of structure, such as a building, residence, industrial
     complex, commercial establishment.

HIGH POLLEN COUNT (PM) - AIRS Code G
Definition:
     A pollen count index above 25 grains/cm2 or 1000 grains per cubic meter.17  The
     pollen count index is usually obtained one of two ways:  1) by use of a coated
     slide mounted on a circular plate that is generally mounted on the top of a seven
     or eight-story building with an unobstructed air flow, or 2) volumetric method
     (i.e. counting the number of grains per cubic meter.) Other recognized  methods
     for  measuring pollen levels may be used.

CHEMICAL SPILLS AND INDUSTRIAL ACCIDENTS (CO. SO2. NO2. PM) -
     AIRS Code H
Definition:
     Emissions  that result from accidents such as fire, explosions, power outages, train
     derailments, vehicular accidents, or combinations of these.

TRAFFIC PATTERNS (CO) - AIRS Code I
Definition:
     A condition resulting from a major accident (rather than frequent minor accidents)
     or short duration obstruction, such as demolition or construction. During these
     conditions  the level of traffic may  increase until it exceeds the maximum capacity
                                        A-3

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     of a given street or highway.  Speeds are reduced substantially and stoppages may
     occur for short or long periods of time because of downstream congestion.

CONSTRUCTION/DEMOLITION (PM) - AIRS Code J
Definition:
     The building/destroying/renovation of any residential, institutional, commercial or
     industrial building, structure, facility, or installation.

AGRICULTURAL TILLING (PM) - AIRS Code K
Definition:
     The act of preparing dry soil for cultivation or for controlling the growth of weeds
     by the use of mechanical devices during periods with an hourly average wind
     speed greater than what is expected for that area.

HIGHWAY CONSTRUCTION (PM) - AIRS Code L
Definition:
     The act of building a new, or repairing an existing, highway, road, or street.

REROUTING OF TRAFFIC (CO) - AIRS Code M
Definition:
     A temporary deviation or detour of vehicular traffic because of an accident,
     construction, or demolition.

SALTING/SANDING OF STREETS (PM) - AIRS Code N
Definition:
     The application of salt and/or sand to the  road surface to increase traction and/or
     prevent the surface water from refreezing after it has  melted.
                                       A-4

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INFREQUENT LARGE GATHERINGS (CO. PM) - AIRS Code O
Definition:
     A gathering of more than 10,000 people (5000 cars) at any one time and at a
     single location.  Unusual traffic congestion may be associated with the event.

ROOFING OPERATIONS (PM. SO2) - AIRS Code P
Definition:
     The process of building, repairing, or recoating the external upper covering of a
     house or building that involves the application of a petroleum-based material
     (usually heavy residuals from a refining operation) to a roof. The material is
     heated and then sprayed or rolled onto the surface.

CLEANUP AFTER A MAJOR DISASTER (CO. PM. SO2) - AIRS Code R
Definition:
     For the purposes of flagging, major disasters are serious public misfortunes for
     which State or Federal relief has been granted.

INDUSTRIAL PLANT START-UPS. SHUT-DOWNS. PROCESS UPSETS. OR
CONTROL EQUIPMENT MALFUNCTIONS (O3. NO2,  PM. CO. SO2. PB) - AIRS
Code S
Definition:
     Emissions that result from plant start-ups, shut-downs, process upsets, or control
     equipment malfunction or combinations of these events.

INTERNATIONAL POLLUTANT TRANSPORT (PM) - AIRS Code T
Definition:
     Transport of a paniculate matter over international borders.18 The original source
     of this pollution may be anthropogenic or nonanthropogenic. This code, if used in
     conjunction with a reporting agency's type "I" flag, may be used to  document
     recurring special conditions in support of a PM-10 waiver application.
                                      A-5

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OTHER TYPES OF EVENTS (O3. CO. PM. SO2. NO2. PB) - AIRS Code U
     The aforementioned list of types of events is based on the EPA's previous experiences
with the circumstances surrounding special events.  There may be truly discrete and rare
events that are not likely to recur that are not listed within this appendix.  For these other
cases, the reporting agency should use the "Other types of events" code.  This code indicates
that, although an event may qualify for a Type T flag, it is not adequately described by one
of the descriptor categories.  (As appropriate, EPA will include new descriptor codes for
special events into the AIRS-AQS flagging options.)

OTHER TYPES OF CONDITIONS (O3. CO. PM. SO2. NO2. PB) - AIRS Code W
     A reporting agency may use this code for two purposes.  The first is to document a
special condition that is not accurately described by any other descriptor code in this
Appendix.  For PM-10  special conditions, this type of documentation may be used to support
a waiver application.  The second use is  to provide general information on a data value(s)
that may be of interest to others who are using the  data.  This second case does not imply
that the data will be treated as a special condition,  it only serves to inform others of the
circumstances surrounding a data value(s).
                                        A-6

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                       Appendix B - Listing of Events Not Eligible
                             For Approval as Special Events
     The following information is provided as a list of example events which would not
generally be considered as special events as defined in Section 2.2 of this document.  This
list is not exhaustive.  Reporting agencies may wish to document these types of events by
attaching an "I" flag to the data value(s) and providing supplementary information in the
appropriate descriptor fields hi AIRS-AQS.

A..  Implementing Transportation Controls
     Transportation control measures are not considered special, and the data collected
during implementation of transportation controls should not be flagged for special treatment.
If, however, traffic must be temporarily rerouted during the implementation of the
transportation control measures or some congestion occurs due to initial start-up of the
transportation plan, the data collected at monitors near the rerouted traffic or congestion may
be flagged for special  treatment.

R   Stagnation/Inversions
     Stagnation and inversions are frequent  climatological occurrences that must be
considered in evaluating whether a control program is adequate to attain and maintain the
NAAQS. An inversion is said to occur at a point, or through a layer, where temperature
increases with increasing height.  Surface-based inversions are those that extend vertically
from the surface to some altitude aloft.  Inversions occur very frequently, are usually short-
lived, and disperse shortly after sunrise.19 Because  inversions are expected to occur
frequently and are part of normal weather patterns,  they  are not considered special events  for
the purpose of flagging data.
     Stagnation episodes are periods of more than 1  day with surface wind speeds of
generally 4 meters/second or less and no precipitation or frontal passage.  In some parts of
the United States,  stagnation usually persist  for an extended period of time, and they can
                                          B-l

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affect an entire air basin; therefore, they are not generally considered for special
treatment.20-21

CL   High-Sulfur Oil Refining
      High-sulfur oil refining refers to the process of refining crude oil with a sulfur content
that is 20 percent or greater than the design capacity of the refining operation. Because this
is a common practice at many refineries, it is not considered to be a special event for the
purpose of data flagging.

EL   Sootblowing from Ships
      Sootblowing from ships is a method hi which ah" is used to remove deposits that may
build up on the walls of the vessel's boiler tubes. This is a common practice that is either
controlled or limited (in many areas of the country) by establishing opacity limits.  Because
these activities are common, Sootblowing from ships (like general sootblowing from utility
and industrial boilers) is not considered a special event and data affected by this activity
would not receive special treatment.

IL    Noncompliance—Local Sources
      Limited noncompliance of local sources can be expected occasionally as a result of
process upsets or malfunctioning control equipment.  These events are usually classified as
"upsets" or  "malfunctions"  as defined by the applicable State or local agency regulations, or
they may be considered a violation of applicable emission or  opacity limits.  If these events
are caused by upsets or malfunctions, they should be so noted and reported to the appropriate
control agency.  If they constitute a violation, the appropriate legal remedies will be taken.
If legal action is taken, the  air quality data collected in the vicinity of the source will in all
likelihood be used in the legal proceedings, and any appropriate limitations associated with
the data would be reviewed and evaluated as part of the legal process.  Because data
collected during noncompliance conditions have special uses and the  source is required to
notify the State  of the upset or malfunction,  noncompliance of local sources is  not considered
as a special  event.
                                           B-2

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R.   Unusual Lack of Precipitation
     Lack of precipitation alone would not be considered as a special event because it has
very little impact on ambient air pollutant levels.  Lack of precipitation or drought conditions
combined with high winds, however, could be considered as a special event and documented
with the descriptor code for high wind suspended/resuspended paniculate matter.

G..   Data not Meeting Applicable Quality Assurance/Quality Control Requirements of the
  '  EPA/State/Local Agency
     Occasionally, it  may be necessary to invalidate ambient air monitoring data on the basis
of not meeting appropriate quality  assurance/quality control requirements or because of a
monitor malfunction.   This action is not considered as a special event or a special condition.
 A more appropriate way to treat this type of data is to use null value data codes, as defined
in the AIRS-AQS  system, to indicate that invalid data have been deleted and to provide an
indication of the nature of the problem, for example poor quality assurance results or general
power failure.
                                          B-3

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                         Appendix C - Listing of Acronyms


1.   AIRS - Aerometric Information Retrieval System

2.   AQS - Air Quality Subsystem (of the Aerometric Information Retrieval System)

3.   CFR - Code of Federal Regulations

4.   CO - Carbon Monoxide

5.   FR - Federal Register

6.   NAAQS - National Ambient Air Quality Standards

7.   NADB - National Air Data Bank

8.   NAMS - National Air Monitoring Stations

9.   NO2 - Nitrogen Dioxide

10.  O3 - Ozone

11.  OAQPS - Office of Air Quality Planning and Standards

12.  PB - Lead

13.  PM-10 or PM - Paniculate Matter with aerodynamic diameter less than or equal to a
     nominal 10 micrometers

14.  SIP - State Implementation Plan

15.  SLAMS - State/Local Air Monitoring Stations

16.  SO2 - Sulfur Dioxide

17.  SPMs - Special Purpose Monitors (e.g. special study, industrial, federal non-EPA)

18.   TSP - Total Suspended Paniculate

19.   U.S.EPA or EPA - United States Environmental Protection Agency
                                       C-l

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                                   REFERENCES

1.   Guideline on the Identification and Use of Air Quality Data Affected by Exceptional
     Events. United States Environmental Protection Agency,  Office of Air Quality Planning
     and Standards, Research Triangle Park, NC, EPA-450/4-86-007, July 1986.

2.   Guideline for the Interpretation of Air Quality Standards. United States  Environmental
     Protection Agency, Office of Air Quality Planning and Standards, Research Triangle
     Park, NC, OAQPS No.  1.2-008 (revised February 1977).

3. ;  United States Code of Federal Regulations. Title 40, Part 51, Section 51.110(f), July
     1993.

4.   United States Code of Federal Regulations. Title 40, Part 50, Section 50.6, July 1993.

5.   Aerometric Information Retrieval System (AIRS), Ah- Quality Subsystem (AQS),
     United States Environmental Protection Agency, Research Triangle Park, NC.

6.   Clean Air Act, as amended in 1990, PL 101-549, November  15, 1990.

7.   Federal Register. Title 40, Part 51 final rule "State Implementation Plan Requirements
     for Serious PM-10 Nonattainment Areas", Volume 59, Number 157,  August 16, 1994,
     pp. 41998-42017.

8.   United States Code of Federal Regulations. Title 40, Part 58, Appendix D, July 1993.

9.   Guideline on Air Quality Models (Revised). United States Environmental Protection
     Agency, Office of Air Quality Planning and Standards, Research Triangle Park,  NC,
     EPA-450/2-78-027R, (NITS PB 86-245-248), July 1986,  and subsequent revisions.

10.  Federal Register. Title 40, Part 58 final rule "Ambient Air  Quality Surveillance
     Regulations", Volume 59, Number 155, August 12, 1994, pp. 41626-41629.

11.  Receptor Model Technical Series, Volume I, Overview of Receptor Model Application
     to Paniculate Source Apportionment, United States Environmental Protection Agency,
     Office  of Air Quality Planning and Standards, Research Triangle Park, NC, EPA-
     450/4-81-016a, July 1981.

12.  Receptor Model Technical Series, Volume II, Chemical Mass Balance, United States
     Environmental Protection Agency, Office of Air Quality Planning and Standards,
     Research Triangle Park, NC, EPA-450/4-81-016b, July 1981.

13.  Receptor Model Technical Series, Volume III, User's Manual for Chemical Mass
     Balance Model, United States Environmental Protection Agency, Office of Air Quality
     Planning and Standards, Research Triangle Park, NC, EPA-450/4-90-004, January
     1990.

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14.  Mohnen, V.A., and E.R. Reiter. International Conference on Oxidants. 1976 -
     Analysis of Evidence and Viewpoints Part HI.  The Issue of Stratospheric Ozone
     Intrusion.  United States Environmental Protection Agency, Research Triangle Park,
     NC, EPA/600/3-77/115, 1977.

15.  Bates, R.L. and J.A. Jackson.  Glossary of Geology.  Second Edition.  American
     Geological Institute, Falls Church, VA, 1980.

16.  Personal Communication with Doug Francis of the United States Department of
     Agriculture (USDA) Forest Service, National Forests of North Carolina, Asheville,
     North Carolina, June 1994.

17.  Air Pollution Aspects of Aeroallergens (Pollens'). National Air Pollution Control
     Administration Consumer Protection and Environmental Health Services, Department of
     Health,  Education, and Welfare, September 1969.

18.  PM-10 State Implementation Plan Development Guideline. United States Environmental
     Protection Agency, Research Triangle Park, NC, EPA-450/2-88-001, June 1987.

19.  Barry, R.G., and R. J. Chorley.  Atmosphere. Weather, and Climate. 6th edition,
     Routledge, New York, NY, 1987.

20.  DeMarrais, G.A.  Air Pollution Concentrations Associated with Stagnation and
     Restricted Visibility. Eastern North America. August 1976. United States
     Environmental Protection Agency, Environmental Sciences Research Laboratory,
     Research Triangle Park, NC, 1980.

21.  Briggs,  G.A.  Stagnation Diffusion Observed in a Deeply Pooling Valley During
     STAGMAP. National Oceanic and Atmospheric Administration, Research Triangle
     Park, NC, United States Environmental Protection Agency, Atmospheric Research and
     Exposure Assessment Laboratory, Research Triangle Park, NC, EPA/600/A-92/233,
     1992.

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                                    TECHNICAL REPORT DATA
                               (Please read Instructions on reverse before completing)
 1. REPORT NO.
   EPA-454/D-94-001
                              2.
                                                                   3. RECIPIENT'S ACCESSION NO.
 4. TITLE AND SUBTITLE
 Guideline on the Identification and Handling of Ambient Air
 Quality Data Affected by Special Events or Special Conditions
                  5. REPORT DATE
                  September 1994 (draft document)
                                                                   6. PERFORMING ORGANIZATION CODE
 7. AUTHOR(S)
 Lee Ann B. Byrd, Breda Phillips
                                                                   8. PERFORMING ORGANIZATION REPORT NO.
 9. PERFORMING ORGANIZATION NAME AND ADDRESS
                                                                   10. PROGRAM ELEMENT NO.
   U.S. Environmental Protection Agency
   Office of Air Quality Planning and Standards
   Technical Support Division (MD-14) &  Air Quality
   Management Division (MD-15)
   Research Triangle Park, NC  27711
                  11. CONTRACT/GRANT NO.
 12. SPONSORING AGENCY NAME AND ADDRESS

   Director
   Office of Air Quality Planning and Standards
   Office of Air and Radiation
   U.S. Environmental Protection Agency
   Research Triangle Park, NC  27711
                  13. TYPE OF REPORT AND PERIOD COVERED

                  Draft report as of September 8,
                  1994
                  14. SPONSORING AGENCY CODE
                  EPA/200/04
 15. SUPPLEMENTARY NOTES
Supersedes "Guideline on the Identification and Use of Air Quality Data Affected by Exceptional
Events", EPA-450/4-86-007, July 1986.
 16. ABSTRACT
This document provides guidance on the procedures for flagging and reporting data associated with
various circumstances including data validation, the submittal of information related to data, and/or the
requesting for special treatment of data accompanied by supporting documentation related to a special
event or special condition.
 17
                                     KEY WORDS AND DOCUMENT ANALYSIS
                   DESCRIPTORS
                                                 b IDENTIFIERS/OPEN ENDED TERMS
                                                                                     c. COSATI Field/Group
Ambient air data flagging
Ambient air data validation
Exceptional events
Special Events
Special Conditions
Air Pollution Control
Ambient Air Monitoring Data
Air Quality Management
18 DISTRIBUTION STATEMENT

   Release Unlimited
19. SECURITY CLASS (Report)
   Unclassified
21. NO. OF PAGES
37
                                                 20 SECURITY CLASS (Page)
                                                    Unclassified
                                                                                     22. PRICE
PA form 2220-1 (Kcv. 4-77)
                    PREVIOUS EDITION IS OBSOLETE

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