EPA/560/4-88-005
             Environmental Protection
             Agency
                  Office of Toxic
                  Substances
                  Washington, D.C. 20460
Revised January 1989
EPA 560/4-88-005
 c/EPA
Toxic Chemical Release Inventory
Reporting Form R and Instructions
             Revised 1988 Version
             Section 313
             of the Emergency Planning and
             Community Right-to-Know Act
             (Title III of the Superfund Amendments
             and Reauthorlzation Act of 1986)
                  AGENCY    „
                  1445 ROSS AVENUE
                  DALLAS, TEXAS 7520?
                                                 v

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                          EPA FORM R SUBMISSION CHECKLIST
Before you submit your facility's Form R submission, please review the following checklist to make sure that your report is
complete and correct.


Have you:

[  ]  Prepared a complete, separate, and independent Form R for each chemical including Parts I, II, III, and IV (pages 1-5)?

[  ]  Provided an original signature on Part I, Section 2 for each chemical submission?

[  ]  Entered the chemical name and CAS number in  Part III, Sections 1.2 and 1.3 (page 3) gxacijy. as they appear on the section
    313 chemical list?

[  ]  Checked that "NA" is entered, as appropriate, for all items that do not apply to your facility?

[  ]  Included your facility's latitude and longitude on Part I, Section 3.6?

[  ]  Made a copy of each report to be submitted to the state and a copy of each report for your own files?


If you are claiming a trade secret,  have you:

[  ]  Provided two complete Form Rs:

    rj  One that identifies the chemical ("unsanitized"); and

    Q  One that provides a generic chemical identity ("sanitized")?

[  ]  Provided two complete trade secret substantiation forms:

    Q  One that identifies the chemical ("unsanitized"); and

    G  One that provides a generic chemical identity ("sanitized")?


Both Form Rs must include Parts I, II, III, and IV; both must contain an original signature.

[ ]  Checked that the sanitized and  unsanitized versions are correctly identified in Part I, Section 1.2?



Submit Form R by July 1 to EPA and the appropriate agency in your State.

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          Important Changes in the Section 313 Requirements for
                                Reporting Year 1988
Reporting requirements for calendar year 1988 reports (due July 1,1989), differ from 1987 requirements
in three respects:

    (1) The 1988 threshold for manufacturing or processing a covered toxic chemical is
       50,000 pounds (the threshold was 75,000 pounds for reporting year 1987).  You
       must use this threshold in determining whether you are subject to the reporting
       requirements. (See "Threshold Determinations," p.7, for more information.)

    (2) Latitude and logitude information must be included in the report. (See Part I,
       Section 3.6, p. 13 and Appendix B for more information).

    (3) The following chemicals that were covered for the 1987 year are not covered for
       the 1988 reporting year:
                                                            CAS Number
               C.I. Acid Blue 9 disodium salt                   2650-18-2
               C.I. Acid Blue 9 diammonium salt                3844-45-9

       Reporting is not required for these chemicals (see the Final Rule October 7,1988
       (53 FR 23108) for more information).
                          Supplier Notification Begins in 1989

              With the first shipment of product in calendar year 1989, suppliers must
              provide notice to their customers regarding all mixtures or trade name
              products that contain listed toxic chemicals. The notice must be attached
              to the Material Safety Data Sheets (MSDSs). The data in the notice must
              be used for threshold and release calculations beginning  with reports
              submitted for calendar year 1989 due July 1,1990. The notification may
              be used for threshold and release calculations for calendar year 1988, if the
              notification information is the best available information at the facility.
              (See "Mixture and Trade Name Products, Supplier Notification," p. 8 for
              more information.)


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                                                I

                                    TABLE OF CONTENTS

                                                                                           Page

GENERAL INFORMATION	1

How to Assemble a Complete Report  	1
Trade Secret Claims	1
Recordkeeplng	1
When the Report Must Be Submitted	2
Where to Send the Report 	2
How to Obtain Forms and Other Information 	2
Who Must Submit This Form	2

HOW TO DETERMINE IF YOUR FACILITY MUST SUBMIT EPA FORM R	3

Does Your Facility Have Ten or More Full-Time Employees?	3

Is Your Facility's SIC Code in the 20-39 Range?	3

     Multi-Establishment Facilities	 3
     Auxiliary Facilities 	 5
     Facility-Related Exemptions	 5

Does Your Facility "Manufacture," "Process," or "Otherwise Use" One or More
of the Chemicals Covered by the Reporting Rule?	5

     Definitions of "Manufacture," "Process," and
       "Otherwise Use"	6
     Exemptions	 6

During a Calendar Year, Does Your Facility Manufacture, Process, or Otherwise
Use a Listed Chemical in Quantities Greater than the Threshold Established
for that Year?	7

      How to Determine  If Thresholds Are Exceeded  	 7
      Mixtures and Trade Name Products	 8
INSTRUCTIONS FOR COMPLETING SPECIFIC SECTIONS
OF EPA FORM R 	12

PART I. FACILITY IDENTIFICATION INFORMATION	12

1.1    Are You Claiming the Chemical Identity on Page 3 Trade Secret? 	 12
1.2    If "Yes" in 1.1, is This Copy Sanitized or Unsanitized?	 12
1.3    Reporting Year 	 12
2.     Certification	 12
3.     Facility Identification  	 12
3.1    Facility Name and Location 	 12
3.2    Full or Partial Facility Indication 	 13
3.3    Technical Contact 	 13
3.4    Public Contact	 13
3.5    Standard Industrial Classification (SIC) Code	 13
3.6    Latitude and Longitude  	 13

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                                                                                                 Page

3.7  Facility Dun and Bradstreet Number 	 13
3.8  EPA Identification Number	 13
3.9  NPDES Permit Number	 14
3.10 Receiving Streams or Water Bodies 	 14
3.11  Underground Injection Well Code (UIC) Identification Number	 14
4.    Parent Company Information	." 14
4.1   Name of Parent Company	 14
4.2  Parent Company's Dun and Bradstreet Number	 14

PART II. OFF-SITE LOCATIONS TO WHICH TOXIC CHEMICALS ARE
TRANSFERRED  IN WASTES	14

1.    Publicly Owned Treatment Works (POTWs)	 14
2.    Other Off-Site Locations	 15

PART III. CHEMICAL-SPECIFIC INFORMATION	15

1.1   [Reserved] 	 15
1.2  CAS Number	 15
1.3  Chemical or Chemical Category Name 	 15
1.4  Generic Chemical Name	 15
2.    Mixture Component Identity	 16
3.    Activities and Uses of the Chemical at the Facility	 16
3.1   Manufacture  of the Chemical	 16
3.2  Process of the Chemical	 16
3.3  Otherwise use the Chemical 	 17
4.    Maximum Amount of the Chemical On-Site at Any Time During
     the Calendar Year	 19
5.    Releases of the Chemical to the Environment On-Site	 19
5.1   Fugitive or Non-Point Air Emissions	 19
5.2  Stack or Point Air Emissions 	 19
5.3  Discharges to Receiving Streams or Water Bodies  	 19
5.4  Underground Injection	 20
5.5  Releases to Land 	 20
      A.  Total Release	20
      B.  Basis of  Estimate	 22
      C.  Percent  From Stormwater	 22
6.     Transfers of  the Chemical in Waste to Off-Site Locations 	 25
      A.  Total Transfers	 25
      B.  Basis of  Estimate	25
      C.  Type of Treatment/Disposal 	25
7.    Waste Treatment Methods and Efficiency	25
      A.  General Waste Stream	25
      B.  Treatment Method	 26
      C.  Range of Influent Concentration	27
      D.  Sequential Treatment?	27
      E.  Treatment Efficiency Estimate 	 27
      F.  Based on Operating Data?	28
8.    Optional Information on Waste Minimization  	28
     A.  Type of  Modification	 29
     B.  Quantity of the Chemical in the Wastestream Prior to
         Treatment/Disposal	 29
     C.   Index	 29
     D.  Reason for Action 	29

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                                                 Ill

                                                                                             Page

TABLE I   SIC Codes 20-39 	 30
TABLE II   Section 313 Toxic Chemical List	 36
TABLE III  State Abbreviations	45

Additional Materials Available on Section 313  	46

APPENDIX A       Example of a Completed Form R for a Hypothetical Facility
                  Reporting Under Title III, Section 313 	 47
APPENDIX B       How to Determine Latitude and Longitude From Topographic Maps	52
APPENDIX C       Worksheet for Performing Threshold Determinations	54
APPENDIX D       Reporting Codes for EPA Form R 	59
APPENDIX E       State Designated Section 313 Contacts	 62
APPENDIX F       Section 313 EPA Regional Contacts 	67
APPENDIX G       Section 313 Final Rule	 68

Index	 75

Form R

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                                                    Pagel
                                        GENERAL INFORMATION
Submission  of EPA Form R, the Toxic Chemical Release
Inventory Reporting Form, is required by section 313 of the
Emergency Planning and Community Right-to-Know Act (Title
III of the Superfund Amendments and Reauthorization Act of
1986), Public Law 99-499. The information contained in Form
R constitutes a "report," and the submission of a report to the
appropriate authorities constitutes "reporting." Reporting is
required to provide the public with information on the release
of listed toxic chemicals from your facility to the environment
during the past year. Facilities must report the quantities of
both routine and accidental releases of listed  chemicals, as
well as the maximum amount of the listed chemical ever on-
site during the calendar year and the amount contained in
wastes transferred off-site.

A completed Form R must be submitted for each toxic chemi-
cal manufactured,  processed, or otherwise  used at each
covered facility as prescribed in the reporting rule in 40 CFR
Part 372 (published February 16, 1988 in the Federal Regis-
ter).  These instructions supplement and  elaborate  on  the
requirements in the reporting rule. (See Appendix G f or a copy
of the regulations).  Together with  the  reporting rule, they
constitute the reporting requirements. All references in these
instructions are to sections in the reporting rule unless other-
wise indicated.
HOW TO ASSEMBLE A COMPLETE REPORT

The Toxic Chemical Release Reporting Form, EPA Form R,
consists of four parts:

  Q Part I, Facility Identification Information (page 1);
  Q Part II, Off-Site Locations to Which Toxic Chemicals are
    Transferred in Wastes (page 2);
  Q Part III, Chemical-Specific Information (pages 3 and 4);
    and
  Q Part IV, Supplemental Information (page 5).

Form R is designed so that most of the information required in
Part I and all of the information required in Part II can be filled
out and then photocopied and attached to each chemical-
specific report. Part I may be a photostatic copy as long as it
has an original signature on the certification statement and the
trade  secret designation is appropriate. You have the option
to complete Part II for only the off-site locations that apply to
the individual chemical cited in the report fii you can list all off-
site locations that  apply to all chemicals being reported and
include a photostatic copy of this Part  II with each individual
report.  Part III  must be completed separately  for each
chemical.  Part IV provides  additional space, if needed, to
complete the information required by the preceding sections of
the form.  Include Part IV in your report, even if it is blank.
A complete report for any listed toxic chemical that is not
claimed trade secret consists of the following completed parts:

  Q Part I with an original signature on the certification state-
    ment (Section 2);
  Q Part II;
  Q Part III (Section 8 is optional); and
  Q Part IV (even if blank).

Staple the pages of each report together.   Do not submit
supporting documentation or other materials; such data will
not be processed with your Form R submission.
TRADE SECRET CLAIMS

For any chemical whose identity is claimed as a trade secret
you must submit to EPAtwo versions of theform as prescribed
in 40 CFR Part 350, published July 29, 1988 in the Federal
Register (53 FR 28772). Use the order form in this document
to obtain a copy of the rule and substantiation form.  One
version  identifies the chemical; the second version does not
identify the chemical specifically, but provides instead a ge-
neric identity.  Only this latter version will be available to the
public. For further explanation of the trade-secret provisions,
see the instructions below for Part I, Sections 1.1 and 1.2 and
Part III,  Sections 1.1-1.4.

A complete report for a toxic chemical claimed trade secret
includes all of the above items plus the following:

  Q A completed Form R report including the chemical identity
    (staple the pages together);
  Q A "sanitized" version of a completed Form  R report in
    which the chemical identity items (Part III, Sections 1.2
    and 1.3)  have been left blank but in which a generic
    chemical  name has been supplied (Part III, Section 1.4)
    (staple the pages together);
  Q A completed trade secret substantiation form (staple the
    pages together);
  Q A "sanitized" version of the trade secret substantiation
    form (staple the pages together).

Securely fasten all four reports together.


RECORDKEEPING

You must keep a copy of each report. In addition, you must
keep the supporting materials used to develop the information
contained in the report. These records must be kept at the
facility for a  period of three years  from the date of  the
submission and must be readily available for inspection by
EPA.

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General
                                                   Page 2
WHEN THE REPORT MUST BE SUBMITTED

The report for any calendar year must be submitted on or
before July 1 of the following year (e.g., the report for calendar
year 1988,  January-December, must be submitted on or
before July 1, 1989).
VOLUNTARY REVISION OF A PREVIOUS
SUBMISSION

If you are making a voluntary revision to a previous Form R
submission, enter "Voluntary Revision" in the space marked
"This space for your optional use" on apve pages of the form.
If you have obtained the Document Control Number (DCN) of
the original submission from  EPA, enter that number also in
this space. You must include the facility and chemical names
on the form exactly as they were reported previously to enable
tracking of the original  data.  If your facility's name has
changed since the original submission, you must enter the
facility name which appeared in the original submission; also
indicate the new facility  name in the optional use space on
page 1 ofFormRonly. You must complete the entire form for
a voluntary revision and send a copy of the revision to the
state. Submissions for the next calendar year are not consid-
ered revisions of a previous year's data.
WHERE TO SEND THE REPORT

Form R submissions must be sent to both EPA and the State.
Send EPA reports by mail to:

      U.S. Environmental Protection Agency
      P.O. Box 70266
      Washington, D.C.  20024-0266
      Attn: Toxic Chemical Release Inventory

Hand-delivered submissions only should be addressed to:

      EPA Title III Reporting Center
      470 L'Enfant Plaza East
      Suite 7103, SW
      Washington, DC 20024
      Attn: Toxic Chemical Release Inventory

In addition, you must send a copy of the report to the State in
which the facility is located ("State" refers to: State of the U.S.,
the District of Columbia, the Commonwealth of Puerto Rico,
Guam, American Samoa, the U.S. Virgin Islands, the Northern
Mariana Islands,  and  any other territory or possession over
which the U.S. has jurisdiction). Referto Appendix E (page 62)
for  the appropriate State address for your facility.  If  your
facility is located on Indian land, send a copy to the Chief
Executive Officer of the applicable Indian tribe, unless the tribe
has entered into a cooperative agreement with the State. In
this case, Form R submissions should be sent to the entity
designated in the cooperative agreement to receive the forms.

Copies of the report sent to the State or Indian tribe should be
the "sanitized," non-trade-secret version of the report, unless
the State specifically requires otherwise. The report submitted
to EPA should include both trade-secret and non-trade-secret
versions. For additional information, refer to the discussion of
trade-secret/confidentiality claims in the instructions for com-
pleting Part III, Section 1 of Form R.
HOW TO OBTAIN FORMS AND OTHER
INFORMATION

A copy of Form R is included in this booklet. Remove this form
and photocopy as many copies of it as you need. Additional
copies of EPA Form R and related guidance documents may
be obtained from:

    Section 313 Document Distribution Center
    P.O. Box 12505
    Cincinnati, OH 45212

See the request form located before Appendix A (page 47) for
more information on available documents. Questions about
how to fill out the form may be submitted  in writing to:

    Emergency Planning and Community Right-to-
    Know Information Hotline
    U.S. Environmental Protection Agency
    401 M Street, S.W. (OS-120)
    Washington, DC 20460

Alternatively, you may call (800) 535-0202 (in Washington,
D.C. and Alaska,  (202) 479-2449) from  8:30-7:30 Eastern
Time.

EPA Regional Staff may also be able to  help you.  Refer to
Appendix F (page 67) for a list of EPA Regional Contacts.
WHO MUST SUBMIT THIS FORM

Section 313 of Title III requires that reports be filed by owners
and operators of facilities that meet all three of the following
criteria:

  Q The facility has 10 or more full-time employees;

  Q The facility is included in Standard Industrial Classification
    (SIC) Codes 20 through 39; and

  Q The facility manufactured (defined to include imported),
    processed, or otherwise used in the course of a calendar
    year any listed chemical in quantities  greater than the
    established threshold.

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                                                    Page3
                                              General
            HOW TO DETERMINE IF YOUR FACILITY MUST SUBMIT EPA FORM R
                                        (See Figure 1 for more information.)
DOES YOUR FACILITY HAVE TEN OR MORE
FULL-TIME EMPLOYEES?

A "full-time employee," for purposes of section 313 reporting,
is defined as 2,000 work hours per year.  To determine the
number of full-time employees at yourfacility, add upthe hours
worked by all employees during the calendar year, including
contract employees and sales and support staff working at the
facility. Divide the total by 2,000 hours.  In other words, if the
total number of hours worked by all employees is 20,000 hours
or more, your facility meets the employee threshold.
IS YOUR FACILITY'S SIC CODE IN THE 20-39
RANGE?

Table I on page 30 includes a listing of SIC codes 20-39 and
the associated 4-digit SIC codes covered by the rule. The first
two digits of a 4-digit SIC code define a major business sector,
while the last two digits denote a facility's specialty within the
major sector. You may already know the SIC code of your
business as a result of your having had to develop insurance
or other reports. If you are not familiar with the SIC codes that
apply to yourfacility, contact yourtrade association, Chamber
of Commerce, or legal counsel. For a detailed description of
4-digit SIC codes, refer to the "Standard Industrial Classifica-
tion Manual 1987." Clothbound editions should be available in
most major libraries or may be ordered through the National
Technical Information Service, 5285 Port Royal Road, Spring-
field, VA, 22161, (703)487-4650. The access number for the
clothbound manual is PB87-100012, and the price is $30.00.
If you are unsure of your SIC code, review your operations to
determine if you produce products of the type described in SIC
codes 20-39. If the value of those products is greater than any
other types of goods and services that you produce at that
location, then you meet the SIC code criterion.

Section 313 requires that reports be filed by "facilities," which
are defined as "all buildings, equipment, structures, and other
stationary items  which are located  on a single site or on
contiguous or adjacent sites and which are owned or operated
by the  same person."   The SIC code system, however,
classifies business "establishments," which are defined as
"distinct and separate economic activities [that] are performed
at a single physical location."

Establishments, in the SIC code system, are to be treated as
separate activities. In many cases, a section 313 "facility" is
the same as an "establishment" as defined by the SIC code
system.
Multi-establishment Facilities

Your facility may include multiple establishments that have
different primary SIC codes. If so, calculate the value of the
products produced or shipped from each establishment within
the facility and then use the following rule to determine if your
facility meets the SIC code criterion:

  Q If the total value of the products shipped from or produced
    at establishments with primary SIC codes between 20
    and 39 is greaterthan 50 percent of the value of the entire
    facility's products, the facility meets the SIC code crite-
    rion.

  a If any one establishment with a primary SIC code between
    20 and 39  produces or ships products whose value
    exceeds the value of  products produced or shipped by
    any other establishment within the facility, the facility also
    meets the SIC code criterion.

In calculating the value of production attributable to a particu-
lar establishment, the facility may adjust the value of produc-
tion from that establishment by subtracting out the value of
products which that establishment obtains from other estab-
lishments within the same facility and incorporates into its final
production. This procedure eliminatesthe potential for "double
counting" production in situations where establishments are
engaged in sequential production activities at a single facility.
Examples include:

  Q One establishment in a facility mines ore; all of the ore is
    smelted at a second establishment in the facility.  The
    facility could calculate the value of production for each
    establishment separately. Alternatively, the facility could
    determine the value of ore production and subtract it from
    the value of the output from the smelter operation, which
    would yield the value of production for the latter establish-
    ment.

  G A food processing establishment in a facility processes
    crops grown at the facility in a separate  establishment.
    The facility could calculate the value of the products of
    each establishment by determining the total value of
    production from each establishment.   Alternatively, the
    facility could determine the value of the crops grown at the
    agricultural establishment. Then, to calculate the contri-
    bution of the food processing establishment, the facility
    would subtract the crop value from the total value of the
    product shipped from the processing establishment.

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General
                                              Page 4
                                           Figure 1
                  Flowchart for Determining Applicability
  Does your facility have 10 or
   more full-time employees?
     (see definition on page 3)

                Yes
 Is your facility classified under
   SIC codes 20 through 39?
               Yes
 Does your facility manufacture,
   process or otherwise use
 any listed chemical or chemical
          category?
    Manufacture
    or Process
                Yes
                Otherwise
                Use
      Calendar year 1988
        All other years
           Reporting not required.
           Reporting not required.
                        ]
pU
Reporting not required.
        Did your facility otherwise use
         more than 10,000 pounds of
         the chemical In the calendar
                   year?
        Did your facility manufacture or
          process more than 25,000
         pounds of the chemical In the
             past calendar year?
                                                                    No
                                                                    Yes  _
                                  Reporting not required.
                                                                            Report must be filed.
        Did your facility manufacture or  b—N°  ..
          process more than 50,000
          pounds of the chemical in
                   1988?            •  Yes
                                                                           Reporting not required.
                                                                            Report must be filed.
                                                                     No
                                                                           Reporting not required.
                                                                            Report must be filed.

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                                                     Page 5
                                               General
A covered multi-establishment facility must make chemical
threshold determinations and report all relevant information
about releases and waste treatment associated with a listed
chemical, even from establishments that are not in SIC codes
20-39. EPA realizes, however, that certain establishments in
a multi-establishment facility can be, for all practical purposes,
separate business units. Therefore, individual establishments
may report separately, provided that the total release and
other required information is reported for the whole facility.

Auxiliary Facilities

An  auxiliary  facility  is one that directly  supports  another
establishment's activities (e.g.,  research  and development
laboratories, warehouses, storage facilities, and waste-treat-
ment facilities).  An auxiliary facility can take on the SIC code
of another covered facility if its primary function is to service
that other covered facility's operations.  Thus,  a separate
warehouse facility (i.e. one not located within the physical
boundries of a covered facility) may become a covered facility
because it services a 20-39 facility. Auxiliary facilities that are
in SIC codes 20-39 are required to report if they meet the
employee criterion and chemical thresholds for manufacture,
process, or use. Auxiliary establishments that are part of a
multi-establishment facility must be factored into threshold de-
terminations for the facility as a whole.
 Facility-Related Exemptions

 Listed toxic chemicals that are manufactured, processed, or
 otherwise used in laboratories at a covered facility under the
 supervision of a technically qualified individual do not have to
 be factored into the threshold or release calculations.  How-
 ever, pilot plant scale or specialty chemical production do not
 qualify for this laboratory exemption.

 You are not required to report if you merely own real estate on
 which a facility covered by this rule is located; that is, you have
 no other business interest in the operation of that facility (e.g.,
 your company owns an industrial park).  The operator of that
 facility, however, is subject to reporting requirements.
DOES YOUR FACILITY "MANUFACTURE,
PROCESS, OR USE" ONE OR MORE OF THE
CHEMICALS COVERED BY THE REPORTING
RULE?

Table II (page 36 of these instructions) contains the list of
individual chemicals and categories of chemicals subject to
1988 calendar year reporting. Some of the chemicals listed in
Table II have parenthetic qualifiers listed next to them.  A
chemical that is listed without a qualifier is subject to reporting
in all forms in which it is manufactured, processed, and used.
Fume or dust.  Three of the  metals on the list (aluminum,
vanadium, and zinc) contain the qualifier "fume or dust." This
qualifier means that a facility is manufacturing, processing, or
using the metal in the form of fume or dust. Fume or dust does
not refer to "wet" forms, solutions or slurries, for example, but
only dry or anhydrous forms of these metals. As explained on
page 6 of these instructions, the term manufacture includes
the generation of a chemical as a byproduct or impurity.  In
such cases, a facility should determine if, for example,  it
generated more than 50,000 pounds of  aluminum fume or
dust in 1988 as a result of its activities.  If so, the facility must
report that it manufactures "aluminum (fume or dust)." Simi-
larly, there may be certain technologies in which one of these
metals is processed in the form of a fume or dust to make other
chemicals or other products for distribution in commerce.  In
reporting releases, the facility would only report releases of the
fume or dust.

Manufacturing qualifiers.  Two  of the  list entries contain  a
qualifier relating to manufacture.  For isopropyl alcohol, the
qualifier reads "manufacturing-strong acid process." For sac-
charin, the qualifier simply reads "manufacturing." In the case
of isopropyl alcohol, the qualifier means that only facilities that
manufacture isopropyl alcohol by the strong acid process are
required to report.   In the case  of saccharin,  only manufac-
turers of the chemical  are  subject to the reporting require-
ments.  A facility that  processes or otherwise uses either
chemical would not be required to report for those chemicals.
In both cases, supplier notification does not apply.

Solutions.  Four substances on the list, ammonium  nitrate,
ammonium sulfate, sodium hydroxide, and sodium sulfate,
are qualified by the term "solution," which refers  to the
physical state of these chemicals. Only facilities that manufac-
ture, process, or otherwise use these chemicals in the form of
a solution are required to report.  Supplier notification applies
only if the chemical is distributed as a solution. (See page 7 for
information on calculating threshold and  release determina-
tions for solutions.)

Phosphorus (vellow or white^. The listing for phosphorus is
qualified by the term "yellow or white."   This  refers to  a
chemical state of phosphorus meaning that  only manufac-
turing, processing, or use of phosphorus in the yellow or white
states triggers reporting. Conversely,  manufac*'jring, proc-
essing, or use of "black" or "red" phosphorus do not trigger
reporting. Supplier notification also applies only to distribution
of yellow or white phosphorus.

Asbestos (friable^.  The listing for asbestos is qualified by the
term "friable," referring to a physical characteristic of  asbes-
tos.  The term "friable" means  crumbled,  pulverized,  or
reducible to a powder  with hand pressure.   Again, only
manufacturing, processing, or use of asbestos in the friable
form triggers reporting.  Similarly, supplier notification applies
only to distribution of friable asbestos.

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General
Page 6
Definitions of "Manufacture," "Process," and
"Otherwise Use"

Manufacture:  The term "manufacture" means to produce,
prepare, compound or import a listed toxic chemical. Import
Is defined as causing the chemical to  be imported into the
customs territory of the United States. If you order a covered
toxic chemical (or a mixture containing  the chemical) from a
foreign supplier, then you have imported the chemical when
that shipment arrives at yourf acility. By ordering the chemical,
you have "caused it to be imported," even though you may
have used an import brokerage firm as an agent to obtain the
chemical. The term manufacture also  includes coincidental
production of a toxic chemical (e.g., as  a byproduct or impu-
rity) as a result of the manufacture,  processing, use, or
disposal of other chemical substances.  In the case of coinci-
dental production of an impurity (i.e., a chemical that remains
in the product that is distributed in commerce), the de minimis
limitation, discussed on page 8, applies.  The de minimis
limitation does not apply to byproducts  (e.g., a chemical that
is separated from a process stream and further processed or
disposed).  Certain listed toxic chemicals may be manufac-
tured as a result of wastewater treatment or other treatment
processes.  For example, neutralization of acid wastewater
can result in the coincidental manufacture of sodium sulfate
(solution).
                       EXAMPLE

 Your company, a nitric acid manufacturer, uses ammonia in a
 waste treatment system to neutralize an acidic wastewater
 stream containing nitric acid.  The reaction of the ammonia
 and nitric  acid produces an  ammonium  nitrate  solution.
 Ammonium nitrate solution is a listed toxic substance, as are
 nitric acid and ammonia. Your facility otherwise uses ammo-
 nia as a reactant and manufactures ammonium nitrate solu-
 tion as a byproduct.  If the ammonium nitrate solution  is
 produced in  a quantity that exceeds the threshold (e.g.,
 50,000 pounds for  1988), releases of  ammonium  nitrate
 solution from the facility must be reported.  If more than 10,000
 pounds of  ammonia is added  to the wastewater treatment
 system, then releases of ammonia must also be reported.
 Process:  The term "process" means the preparation of a
 listed toxic chemical, after its manufacture, for distribution in
 commerce. Processing includes preparation of the chemical
 in the same physical state or chemical form as that received by
 your facility, or preparation that produces a change in physical
 state or chemical form. The term also applies to the process-
 ing of a component in a mixture or other trade name product
 (see page 8) that is a listed toxic chemical.
                           EXAMPLE

     The examples below illustrate the categorization of some
     typical process and manufacture activities.

       Q Your company receives toluene, a listed toxic chemical,
         from another facility, reacts the toluene with air to form
         benzoic acid, and further reacts the benzole acid with a
         cadmium catalyst to form terephthalic acid. Cadmium
         compounds  and terephthalic acid  are also listed toxic
         chemicals.  Your company processes toluene, and uses
         (not processes) the cadmium catalyst (see the definition
         of "otherwise used" below). Yourcompanv manufactures
         benzoic acid and terephthalic acid.  Benzoic acid, how-
         ever,  is not a listed chemical and thus does not trigger
         reporting requirements.

       Q Your company receives a nickel compound (nickel com-
         pound is a listed toxic chemical category) as a bulk solid
         and performs various size-reduction operations  (e.g.,
         grinding) before packaging the compound in 50-lb bags.
         Your company processes the nickel compound.

       Q Your company receives a prepared mixture  of resin and
         chopped fiber to be used in the injection molding of plastic
         products.   The resin  contains a  listed  chemical that
         becomes incorporated into the plastic. Your facility proc-
         esses the chemical.
      Otherwise Use: The term "otherwise use" encompasses any
      use of a listed chemical at a facility that does not fall under the
      definitions of "manufacture" or "process."  A chemical that is
      used by a facility is not intentionally incorporated into a product
      distributed in commerce.
                            EXAMPLE

      When your facility cleans equipment with toluene, you are
      using toluene. However, if your facility incorporates toluene
      into a mixture for distribution in commerce,  your facility is
      processing that chemical. Your facility also  separates two
      components  of a mixture by dissolving  one  component in
      toluene, and subsequently recovers the toluene from the
      process for reuse or disposal. Your facility uses toluene.
      Exemptions

      Use Exemptions. Certain uses of listed chemicals are specifi-
      cally exempted: use as a structural component of the facility;
      use in routine janitorial or facility grounds maintenance; per-
      sonal uses by employees or other persons; use of products
      containing toxic chemicals for  the purpose  of maintaining
      motor vehicles operated by the facility; or use of toxic chemi-
      cals contained in intake water (used for processing or non-
      contact cooling) or in intake air (used either as compressed air
      or for combustion).

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                                                    Page 7
                                              General
Article Exemptions. You do not have to factor into threshold
or release determinations quantities of a listed toxic chemical
contained in an article if that article is processed or used at
your facility.  An article is defined as a manufactured item that
is formed to  a specific shape or design  during manufacture,
that has end-use functions dependent in whole or in part upon
its shape or design during end-use, and that does not release
a toxic chemical under normal conditions of the processing or
use of that item at the facility.

The release  criteria in the  article definition is not absolute.
Reporting of releases under section  313 may be rounded to
the nearest pound. Releases of less than 0.5 pounds per year
do not negate the article status of an item that meets the first
two criteria in the article definition. If when processing or using
an item the estimate of total  annual  releases of a toxic
chemical is less than 0.5 pounds, then the facility may round
this estimate to zero. Thus, the article status of the item would
be retained because,  in effect, the releases are calculated to
be zero. Low level releases of a toxic chemical from an item
due to normal or natural degradation,  corrosion, etc., does not
negate the article status.

The article exemption  applies to the normal processing or use
of an article.  It does not apply to the manufacture of an article.
Toxic chemicals contained in articles manufactured at a facility
must be factored into  threshold and release determinations.

The following examples apply the article exemption:

 Q Lead that  is incorporated  into  a  lead  acid battery is
    processed in orderto manufacture the battery, andthere-
    fore must be counted toward threshold and release deter-
    minations.   However, the  use of the lead  acid battery
    elsewhere  in the  facility does not have to  be counted.
    Disposal of the battery after its use does not constitute a
    "release"; thus, the battery  remains an article.

 G Metal rods that are extruded into wire are not articles
    because their form changes during processing.  How-
    ever, wire that is twisted or bent is an article as long as it
    remains identiliably wire.

 Q If an item used in the facility is fragmented, the item is still
    an  article  if those  fragments being discarded remain
    identifiable as the article (e.g., recognizable pieces of a
   cylinder, pieces of wire). For instance, an 8-foot piece of
   wire is  broken into two 4-foot pieces of wire, without
   releasing any toxic chemicals.   Each 4-foot  piece is
   identifiable as a piece of wire; therefore, the article status
   for these pieces of wire remain intact.

 Q When the processing or use of an item generates fumes,
   dust, filings, and  grindings,  the article exemption  is not
   applicable. The chemical(s) in the item must be counted
   toward the  appropriate threshold determination, and the
   fumes, dust, filings, and grindings reported as releases or
    wastes. However, if all wastes generated are recycled,
    whether on- or off-site, the exemption is applicable.

    Toxic chemicals formed into pellets are not articles be-
    cause the pellet form is simply  a convenient form for
    further processing of the material.  Plastic pellets in-
    tended for extrusion are not articles. The same is true for
    metal ingots.

    A closed item containing toxic chemicals (e.g., a trans-
    former contain ing PCBs)thatdoes not release the chemi-
    cals during normal use is considered an  article  if the
    facility uses the item as intended and the toxic chemicals
    are not released. If the facility services the transformer by
    replacing the toxic chemicals, the chemicals must be
    counted in threshold and release calculations.
DURING A CALENDAR YEAR, DOES YOUR
FACILITY MANUFACTURE, PROCESS, OR USE A
LISTED CHEMICAL IN QUANTITIES GREATER
THAN THE THRESHOLD ESTABLISHED FOR
THAT YEAR?

Section 313 sets certain reporting threshold quantities, which
vary depending upon the yearfor which the report is submitted
and whether the chemical is manufactured, processed,  or
otherwise used. You must submit a report if the quantity of a
listed chemical that is manufactured or processed over the
course of the  year at  your facility exceeds  the following
threshold:

  Q For calendar year 1987, 75,000 pounds;
  Q For calendar year 1988, 50,000 pounds;
  Q For calendar year 1989 and subsequent years, 25,000
    pounds.

You must submit a report if the quantity of a listed chemical
that is otherwise used at your facility exceeds 10,000 pounds
during the course of a calendar year.

How to Determine if Thresholds Are Exceeded

To determine whether your facility has exceeded a threshold,
compare quantities of listed chemicals that you manufacture,
process, or use to the separate respective thresholds forthose
activities.  A worksheet for threshold determinations is in-
cluded in Appendix C (page 54).  Do not add  together the
quantities of the chemical that are manufactured, processed,
and used  at your  facility, because each of these activities
requires a separate threshold determination. For example, if
in 1988 you processed 20,000 pounds of a chemical and you
used 6,000 pounds of that same chemical, yourfacility has not
met or exceeded any applicable threshold and thus  is not
required to report for that chemical.

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General
Page 8
You must submit a report if you exceed any threshold for any
listed chemical or chemical category.  For example, if your
facility processes 22.000 pounds of a listed chemical and also
otherwise  uses  16,000 pounds of that same chemical, al-
though you do  not exceed the process threshold, you do
exceed the otherwise  used threshold (10,000 pounds) and
you therefore must report. However,  in preparing your re-
ports, you must consider all non-exempted activities and all
releases  of that chemical from your facility,  not just the
releases from the use activity.

Also note that threshold determinations are based upon the
actual amounts of a chemical manufactured, processed, or
used over the course  of the  calendar year, which may not
equal the amount brought on-site.  Thus, stockpiles of listed
chemicals intended for a process that is not operated during a
calendar year do not count toward threshold determinations.

Threshold determinations of  listed toxic chemicals that are
recycled or reused at the facility are based only on the amount
of the chemical that is added to such recycle/reuse activity
during the year, not the total volume  in the system.  For
example, a facility operates a refrigeration unit that contains
15,000 pounds of ammonia at the beginning of the year. The
system is charged with 2,000 pounds of ammonia at some
point of the year. The facility has therefore "used" only 2,000
pounds of the covered chemical and is not required to report
(unless there are other "uses" of ammonia which, when taken
together, exceed the reporting threshold). If, however, the
whole  refrigeration unit had to be recharged with  15,000
pounds of ammonia during the year, the facility would have
exceeded the use threshold.

Threshold determinations for metal-containing  compounds
present a special case. If, for example, you process several
different  lead compounds, you would  base  your threshold
determination  on the  total weight of  all  lead  compounds
processed. However,  if you process both the "parent" metal
(lead) as well as one or more lead compounds, you must make
threshold determinations for both because they are separately
listed toxic chemicals.   If you exceed thresholds for both the
parent metal and compounds of that same metal, EPA allows
you to file one joint report instead of two (e.g., one report for
lead compounds, including lead) because the release informa-
tion you will report in connection with metal compounds will be
the total pounds of the parent metal released.

One other case involving metal compounds should be noted.
Some metal compounds  may contain more than  one listed
metal. For example, lead chromate is considered both a lead
compound and a chromium compound.  In such cases, if
applicable thresholds are exceeded, you are required to file
two  separate reports,  one for lead compounds and one for
chromium compounds.
     Mixtures and Trade Name Products

     De Minimis Limitation.  Toxic chemicals in mixtures and in
     tradename products  must be factored  into threshold and
     release determinations. However, a listed chemical does not
     have  to be considered  if it is present in a mixture at a
     concentration below a specified tie minimis level. In general,
     the de minimis level is 1.0%, or 0.1 % if the chemical meets the
     OSHA carcinogen standard.  See Table II for the de minimis
     value associated with each listed  toxic chemical.   EPA in-
     cluded this exemption in the rule as a burden reducing step,
     primarily because facilities are not likely to have information on
     the presence of a chemical in a mixture or tradename product
     beyond that available in the product's MSDS. The de minimis
     levels are consistent with OSHA requirements for develop-
     ment  of the MSDS.
      Forthreshold determinations, the de minimis limitation applies
      to:

       Q A listed toxic chemical in a mixture or tradename product
         received by the facility.

       Q A listed toxic  chemical manufactured during a process
         where the chemical  remains in  a mixture or product
         distributed by the facility.

      The de minimis does not apply to:

       Q A chemical in  a wastestream resulting from processes in
         which that chemical is produced,  whether as a product,
         byproduct, or impurity.  A threshold determination must
         be made on the annual quantity of the chemical present
         in the wastestream, regardless of the concentration. For
         example, quantities of formaldehyde created as a result
         of waste treatment must be applied toward the threshold
         for "manufacture" of this chemical,  regardless  of the
         concentration of this chemical in the wastestream.

       Q Chemicals in  ores, wastes, etc., that undergo intentional
         beneficiation for purposes of production of that chemical.
         For example, a company recovers silver by processing
         waste material containing silver  at less than 1% total
         weight of the  material. Although silver is received at less
         than the de minimis concentration, the de minimis would
         not apply because the process concentrates and pro-
         duces silver as an end product.

      In general, when the de minimis applies to threshold determi-
      nations and the percent in the mixture is below the de minimis,
      then you  are not required to  report releases associated with
      the processing or use of the chemical in that mixture. Note that
      it is possible to meet the threshold for a chemical on a facility-
      wide basis, but not be required to calculate  releases from  a
      particular process because that process involves only mix-
      tures containing the chemical below the de minimis level.

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                                                     Page 9
                                               General
Application of the de minimis limitation to process streams
must  also  be  reviewed.  Mixtures containing listed toxic
chemicals can be added to a process or generated within a
process. In both cases (assuming thresholds are exceeded)
a facility is required to consider and report releases from the
process up to the point at which the concentration of the
chemical falls below the de minimis level. For example, a 10%
solution of a listed chemical is mixed into atormulated cleaning
solution, resulting in a  final concentration of less than 1 %.
Releases such as air  emissions from the  mix vessel are
counted, but releases from the finished formulation are not
counted.
Supplier Notification.  In 1989, suppliers of facilities in SIC
codes 20-39 will be required to develop and distribute a notice
if the mixtures or trade name products that they manufacture
or process, and subsequently distribute, contain listed toxic
chemicals and are distributed to other companies in SIC codes
20-39 or to companies that sell the product to facilities in SIC
codes 20-39. If a Material Safety Data Sheet (MSDS) is not
required forthe mixture ortrade name product, the notification
must be written. Otherwise, the notice must be incorporated
into or attached to the MSDS for that product. The supplier
notification  requirement begins with the first shipment of a
product in 1989 and must accompany the first shipment each
year thereafter. In addition, a new or revised notice must be
sent if a change occurs in the  product which affects the weight
of a listed chemical or if it is discovered that a previous notice
did not properly identify the chemicals or the percentage by
weight.

Note to  Suppliers: An item is still considered an article if you
can determine that the total releases of any toxic chemical that
are likely to occur from the processing or use of that article by
your largest volume customer for the product will not equal or
exceed 0.5 pounds per year.  (See page 7 for further explana-
tion of half-pound rounding for articles.)
If listed toxic chemicals are present above the de minimis cut-
off level, your supplier must identify the specific components
as they appear in Table  II and provide their percentage
composition by weight in the  mixture or product.   If your
supplier maintains that the identity of a toxic chemical is a trade
secret, a generic identity that is structurally descriptive must
be supplied on  the notice.  A maximum concentration level
must be provided  if  your supplier contends that chemical
composition information is a trade secret. In either case, you
do not need to  make a trade secret claim on behalf of your
supplier (unless you consider your use of the  proprietary
mixture a  trade secret).   Report using  the  generic  name
provided in the  notification.  (See the instructions for Part III,
Section 2  on page 16 for more information.)  If the listed
chemical is present below the de minimis level, no notification
is required.

If you imported, processed, or otherwise used mixtures or
trade  name products during calendar year  1988, you are
required to use the best information you have available to
determine whetherthe components of a mixture are above the
de minimis concentration and therefore must be included in
threshold  and release determinations.  If you know that a
mixture or trade name product contains a specific toxic chemi-
cal, combine  the amount of the chemical in  the mixture or
product with the individual  amounts of the same chemical
manufactured, processed, or otherwise used at yourfacilityfor
threshold  and release determinations.  If you know only the
maximum  concentration of the toxic chemical present in the
mixture or product, then you are required to assume that the
toxic chemical is present at that concentration and calculate
the weight accordingly. (See Figure 2 for more information.)

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General
                                         Page 10
                                        Figure 2
                   Mixture and Trade Name Products -
                   How They Factor Into Your Reports

        Any covered toxic chemicals in mixtures or trade name products (M/TNP) must be factored
        into your threshold and release determinations.
         Do you know that a listed §313
         chemical is present in M/TNP?
No
                  Yes
You cannot report for this
       M/TNP.

          Is specific chemical identity
                  known?
                  Yes

           Go to Case B on
             next page.
        Case A - Specific listed chemical identity is known
         Do you know specific or upper
          bound concentration of the
           chemical in the M/TNP?
                  Yes
        You cannot report for this
               M/TNP.

         Concentration x total pounds used or processed   =
                     Quantity of listed
                chemical used or processed.
                                J
                                            Add this quantity to other
                                            known quantities of same
                                            chemical used/processed.
                                            Has the use or the process
                                           threshold been exceeded for
                                              that listed chemical?
                                           Yes
                        No
                                         Report that listed
                                         chemical in Part
                                         III, Section 1 and
                                           complete the
                                          rest of Form R.
                        Report not
                        required.

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                                  Page 11
                                                                             General
                           Figure 2 (continued)


Case B - Generic identity is known (e.g., your supplier has told you it
is §313 chemical  but considers the specific identification as trade
secret).
Is the M/TNP used In excess of
10,000 Ibs/year or processed In
excess of the applicable thresh-
      old for the year?
          Yes
  Do you know the specific or
  upper bound concentration?
          Yes
 Does the concentration x total
 pounds of M/TNP used or proc-
 essed exceed the use or appli-
   cable process threshold?
          Yes
 Report the generic name in Part
  III, Section 2 of the form and
  complete the rest of Form R.
                                   You do not have to report for
                                          this M/TNP.
                           pu
This mixture cannot be Included
       In your report.
                           p*
This mixture cannot be included
       in your report.


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Form R - Part I
Page 12
         INSTRUCTIONS FOR COMPLETING SPECIFIC SECTIONS OF EPA FORM R
The following are specific instructions for completing each part
of EPA Form R. The number designations of the parts and
sections of these instructions correspond to those In Form R
unless otherwise indicated.

A sample, completed Form R for a hypothetical facility report-
ing under Title III, section 313, is included as Appendix A (page
47). You may want to refer to this sample as you read through
these instructions.
      Answer this question only after vou have completed the rest of
      the report. The specific identity of the toxic chemical being
      reported in Part III, Sections 1.2 and 1.3, may be designated
      as trade secret. If you are making a trade secret claim, mark
      "yes" and proceed to Section 1.2. Only check "Yes" if it is your
      manufacturing, processing, or use of the chemical that is a
      trade secret.  (See page 1 of these instructions for specific
      information on trade secrecy claims.) If  you checked "no,"
      proceed to Section 1.3; do not answer Section 1.2.
Instructions for Completing All Parts of Form R:

  1. Type or print information on the  form  in the  units and
    format requested.

  2. Longitudinal and latitudinal data  were optional for the
    1987 reports but are required for 1988 and subsequent
    reporting years. All information on Form R is required
    except Part III, Section 8.

  3. Do not leave items  on Form R blank unless specifically
    directed to do so; if  an item does  not apply to you, enter
    "NA," not applicable, in the space provided.  If your
    information does not fill all the spaces provided for a type
    of information, enter NA, in the next blank space in the
    sequence.

  4. Do not submit an  incomplete form.   The certification
    statement (Part I) specifies that the report is complete as
    submitted. See page 1 of these instructions for the defini-
    tion of a complete submission.

  5. When completing Part IV, supplemental information, or
    additional pages for Part  II  of the form,  number the
    additional information sequentially from the prior sections
    of the form.

  6. The box labelled "This space for your optional use" on
    each  page may be used to differentiate one  chemical-
    specific submission from another.  You are nol required to
    enter any information in this space.  See page 2 for use
    of this box relating  to a voluntary revision of a previous
    submission.
        1.2   If "yes" in 1.1. is this copy sanitized or unsanitlzed?

      Answer this question only after you have completed the rest of
      the report. Check "sanitized" if this copy of the report is the
      public version and you have claimed the chemical  identity
      trade secret in Part III, Section 1.1. Otherwise, check "unsani-
      tized."
        1.3   Reporting Year

      Enter the last two digits of the calendar year to which the
      reported information applies, not the year in which you are
      submitting the report.  Information for the 1988 reporting year
      must be submitted on or before July 1, 1989.
        2.    Certification

      The certification statement must be signed by the owner or
      operator ora senior official with management responsibility for
      the person (or persons)  completing the form.  The owner,
      operator, or official must  certify the accuracy and complete-
      ness of the information reported on the form by signing and
      dating the certification statement.  Each report must contain
      an original signature.  Print or type in the space provided the
      name and title of the person who signs the statement. This
      certification statement applies to all the information supplied
      on the form and should be signed only after the form has been
      completed.
        3.    Facility Identification
 PART I. FACILITY IDENTIFICATION INFORMATION
  1.1   Are vou claiming the chemical identity on page 3 trade
       secret?
        3.1   Facility Name and Location

      Enter the name of your facility (plant site name or appropriate
      facility designation), street address, city, county, state, and zip
      code in the space provided.  Do not use a post office box
      number as the address. The address provided should be the
      location where the chemicals are manufactured, processed,
      or otherwise used.

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                                                    Page 13
                                         Form R - Part I
  3.2   Full or Partial Facility Indication

A covered facility must report all releases of a listed chemical
if it meets a reporting threshold for that chemical. However, if
the facility is composed of  several distinct establishments,
EPA allows these establishments to submit separate reports
for the chemical as long as all releases of the chemical from
the entire facility are accounted for.  Indicate in Section 3.2
whether your report is forthe entire covered facility as a whole
or for part of a covered facility. Check box a. if the chemical
information applies to the entire covered facility.  Check box b.
if the chemical information applies only to part of a covered
facility.

Section 313 requires reports by "facilities," which are defined
as "all buildings, equipment, structures, and other stationary
items which are located on a single site or on contiguous or
adjacent sites and which are owned or operated by the same
person."

The SIC code system  defines business "establishments" as
"distinct and separate economic activities [that] are performed
at a single physical location." Under section 372.30(c) of the
reporting rule, you  may submit a separate Form R for each
establishment, or for groups of establishments, in your cov-
ered facility, provided that all releases of the toxic chemicals
from the entire covered facility are reported. This allows you
the option of reporting  separately on the activities involving a
toxic chemical at each establishment, or group of establish-
ments (e.g., part of a covered facility), rather than submitting
a single  Form  R for  that chemical for  the entire facility.
However, if an establishment orgroup of establishments does
not manufacture, process, or otherwise use or release a toxic
chemical, you do not have to submit a report for that establish-
ment or group of establishments.
  3.3   Technical Contact

Enter the name and telephone number (including area code)
of a technical representative whom EPA or State officials may
contact for clarification of the information reported on Form R.
This contact person does not have to be the same person who
prepares the report or signs the certification statement and
does not necessarily need to be someone at the location of the
reporting facility; however, this person must be familiar with
the details of the report so that he or she can answer questions
about the information provided.
  3.4   Public Contact

Enter the name and telephone number (including area code)
of a person who can respond to questions from the public
about the report.  If you choose to designate the same person
as both the technical and the public contact, you may enter
"Same as Section 3.3" in this space. This contact person does
not have to be the same person who prepares the report or
signs the certification statement and does not necessarily
need to be someone at  the location of the reporting facility.
  3.5   Standard Industrial Classification (S\G) Code

Enter the appropriate 4-digit primary Standard Industrial Clas-
sification (SIC) code for your facility (Table I, page 30, lists the
SIC codes within the 20-39 range). If the report covers more
than one establishment, enterthe primary 4-digit SIC code for
each establishment. You are required to enterSIC codes only
for those establishments within the facility that fall within SIC
codes 20 to 39.
  3.6   Latitude and Longitude

Enterthe latitudinal and longitudinal coordinates of your facil-
ity.  Sources of these data include EPA permits (e.g., NPDES
permits), county property records, facility blueprints, and site
plans.  Instructions on how to develop these coordinates can
be found in Appendix B (page 52). Enter only numerical data.
Do not preface numbers with letters such as N or W to denote
the  hemisphere.
3.7 Facility Dun and Bradstreet Number

Enter the 9-digit number assigned by Dun  and Bradstreet
(D&B) for your facility or each establishment within your
facility.  These numbers code the facility for financial pur-
poses.  This  number may be  available from your facility's
treasurer orfinancial officer. You can also obtain the numbers
from your local Dun and Bradstreet office (check the White
Paaesl. If none of your establishments has been assigned a
D&B number, enter not applicable, NA, in box a. If only some
of your establishments have  been assigned Dun and Brad-
street numbers, enter those numbers in Section 3.7.
  3.8   EPA Identification Number

The  EPA I.D. Number  is a 12-digit number assigned to
facilities covered by hazardous waste regulations under the
Resource Conservation and Recovery Act (RCRA). Facilities
not covered by RCRA are not likely to have an assigned I.D.
Number. If your facility is not required to have an I.D. Number,
enter not applicable, NA, in box a.  If your facility has been
assigned EPA Identification Numbers, you must enter those
numbers in the spaces provided in Section 3.8.

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Form R - Part II
Page 14
 3.9   NPDES Permit Number

Enterthe numbers of any permits yourfacility holds underthe
National Pollutant Discharge  Elimination System (NPDES).
This 9-digit permit number is assigned to yourfacility by EPA
or the State underthe authority of the Clean Water Act. If your
facility does not have a permit, enter not applicable, NA, in box
a.
  3.10  Receiving Streams or Water Bodies

In Section 3.10 you are to enter the name(s) of the stream(s)
or water body(ies) to which yourfacility directly discharges the
chemicals you are reporting.   A  total  of six  spaces are
provided, lettered a through f.  The information you provide
relates directly to the discharge quantity information required
in Part III, Section 5.3. You can complete Section 3.10 in one
of two ways.  You can enter only those  stream  names that
relate to the specific chemical that is the subject of the report
or, you can enter ail stream names that relate to all covered
chemicals being reported by the facility. Enter the  name of the
first  receiving stream or surface water  body to which the
chemical being reported is directly discharged.  Report the
name of the receiving stream or water body as it  appears on
the NPDES permit for the facility. If you do not have a permit,
enter the name of the off-site stream or water body by which
it is publicly known.  Be sure to include the receiving stream(s)
or water body(ies) that receive stormwater runoff from your
facility. Do  not enter names  of streams to which off-site
treatment plants discharge.  Also do not list a series of streams
through which the chemical flows. Enter not applicable, NA, in
3.10a. if you do not discharge any listed toxic chemicals to
surface water bodies.
  3.11  Underground Injection Well Code (DIG) Identification
       Number

 If your facility has a permit to inject a chemical-containing
 waste that includes the toxic chemicals into Class 1 deep
 wells, enter the  12-digit Underground Injection Well Code
 (UIC) identification number assigned by EPA or by the State
 under the authority of the Safe Drinking Water Act.  If your
 facility does not hold such  a permit(s), enter not applicable,
 NA, in 3.11 a.
  4.    Parent Company Information

 You must provide information on your parent company.  For
 purposes of Form R, a parent company is defined as the
 highest holder located in the United States that directly owns
 at least 50 percent of the voting stock of your company. If your
 facility is owned by a foreign entity, enter not applicable, NA,
 in this space.  Corporate names should be treated as parent
 company names for companies with  multiple  sites.   For
      example, the Bestchem Corporation is not owned orcontrolled
      by any other corporation. It has several sites throughout the
      country whose names begin with Bestchem.  In this case,
      Bestchem Corporation would be listed as the "parent" com-
      pany.
       4.1   Name of Parent Company

      Enterthe name of the corporation or other business entity that
      is your parent company.  If your facility has no parent com-
      pany, enter not applicable, NA.
       4.2   Parent Company's Dun & Bradstreet Number

      Enter the Dun and Bradstreet Number for your parent com-
      pany, if applicable.  The number may be obtained from the
      treasurer or financial officer of the company.  If your parent
      company does not have a Dun and Bradstreet number, enter
      not applicable, NA.
      PART II.  OFF-SITE LOCATIONS TO WHICH TOXIC
      CHEMICALS ARE TRANSFERRED IN WASTES

      In this part of the form you are required to list all off-site
      locations to which you transfer wastes containing toxic chemicals.
      Do not list locations to which products containing toxic chemi-
      cals  are shipped for sale or distribution in commerce or for
      further use.  Also, do not list locations to which wastes
      containing chemicals are sold or sent for recovery, recycling,
      or reuse of the toxic chemicals. The information that you enter
      in this section relates to data you will  report in Part III, Section
      6. You may complete Part II for only the off-site locations that
      apply to the specific chemical cited in a particular report 01 you
      can list all off-site locations that apply to all chemicals being
      reported and include a photostatic copy of Part II with each
      individual report.  List only publicly  owned treatment works
      (POTWs) and off-site treatment or disposal facilities.
        1.    Publicly Owned Treatment Works (POTWs)

      Enter the name and address of each POTW to which your
      facility discharges wastewater containing toxic chemicals for
      which you are reporting.  If you do not discharge wastewater
      containing the reported toxic chemicals to a POTW, enter not
      applicable, NA in the facility name line of 1.1.

      If you discharge such wastewater to more than two POTWs,
      use additional copies  of Part II. Cross through the printed
      numbers and write in numbers for these locations in ascending
      order (e.g., 1.3,1.4). Check the box at the bottom of the page
      and indicate the number of additional pages of Part II that are
      attached.

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                                                   Page 15
                                       Form R-Part III
  2. Other Off-Site Locations

Enter in the spaces provided, the name and address of each
location (other than POTWs) to which you ship or transfer
wastes  containing toxic chemicals.  If you do not ship or
transfer wastes containing toxic chemicals to off-site loca-
tions, enter not applicable, NA in the Off-site location name line
of 2.1. Also enter the EPA Identification Number (RCRA I.D.
Number) for each such location if known to you. This number
may be found on the Uniform Hazardous Waste Manifest,
which is required by RCRA regulations.  Also indicate in the
space provided whetherthe location is owned or controlled by
your facility or your parent company.  If the facility does not
have  a RCRA I.D. number, enter not applicable, NA, in this
space.

If yourfacility transfers toxic chemicals to more than six off-site
locations, use additional copies of Part II. Cross through the
printed numbers and write in numbers for these locations in
ascending order (i.e., 2.7, 2.8). Check the box at the bottom
of the page and indicate the number of additional pages of Part
II that are attached.
                      EXAMPLE

Yourfacility is involved in chrome plating of metal parts, which
are shipped to an off-site warehouse not owned by your
company for distribution. Your facility produces an aqueous
plating waste that is treated  on-site to recover chromium
sludge. The effluent from the  on-site treatment plant, which
contains chromium compounds (a listed toxic chemical), is
piped to a POTW. The chromium sludge is transferred to an
off-site, privately owned recovery firm.  Chromium is recov-
ered from the sludge by an ion exchange process. Yourfacility
also produces a solid waste containing chromium, which is
sent to an off-site permitted landfill  owned by yourfacility.

You must report the locations of the POTW and the permitted
landfill in Sections 1 and 2 of Part II of Form R.  Do not report
the location of the warehouse  or give any information about
the on-site treatment plant in this section.  Indicate that the
landfill is underthe control of yourfacility. You are not required
to report the location of the off-site,  privately owned recovery
firm or provide any information concerning off-site recovery.
PART III. CHEMICAL-SPECIFIC INFORMATION

In Part III, you areto identify the toxic chemical being reported.
You are to indicate some general uses and activities related to
the chemical at your facility. Also in Part III you will enter
quantitative data relating to releases of the chemical directly
from the facility to air, water, and land.  Quantities of the
chemical transferred to off-site locations, identified in Part II,
are also reported in this  part.   The final  required section
provides for reporting of waste treatment  information.  An
additional optional section is included in this part that allows
you to report waste minimization information associated with
the chemical.
  1.1   [Reserved]

  1.2   CAS Number

Enter the Chemical Abstracts Service (CAS) registry number
in Section 1.2 exactly as it appears in Table II, page 36, for the
chemical being reported. CAS numbers are cross-referenced
with an alphabetical list of chemical names in Table II of these
instructions. If you are reporting one of the chemical catego-
ries In Table II (e.g., copper compounds), enter not applicable,
NA, In the CAS number space.

If you are making a trade secret claim, you must report the
CAS number on your unsanitized Form R and unsanitized
substantiation form. Do not report it on your sanitized Form R
and sanitized substantiation form.
  1.3   Chemical or Chemical Category Name

Enter the name of the chemical or chemical category exactly
as it appears in Table II.  If the chemical name is followed by
a synonym in parentheses, report the chemical by the name
that directly follows the CAS number (i.e., not the synonym).
If the listed chemical identity is actually a product tradename
(e.g., dteofol), the 9th Collective Index name is listed below it
in brackets. You may report either name in this case. Do not
list the name of a chemical that does not appear in Table II,
including individual members of a reportable category.  For
example, if you use silver nitrate,  do not report silver nitrate
with its CAS number.  Report this chemical as "silver com-
pounds" with no CAS number.

If you are making a trade secret claim, you must report the
specific chemical  identity on your unsanitized Form R and
unsanitized substantiation form.  Do not report the chemical
name on your sanitized Form R and sanitized substantiation
form; report a generic name in Section 1.4 below.
  1.4   Generic Chemical Name

Complete Section 1.4 only if you are claiming the specific
chemical identity of the toxic chemical as a trade secret and
have marked the trade secret block in Part I, Section 1.1 on
page 1 of Form R.  Enter a generic  chemical name that is
descriptive of the chemical structure.  You must limit  the
generic name to seventy characters (e.g., numbers, letters,
spaces, punctuation) or less.  Do not enter mixture names in
Section 1.4; see Section 2 below.

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Form R - Part
Page 16
In-house plant codes and other substitute names that are not
structurally descriptive of the chemical identity being withheld
as a trade secret are not acceptable as a generic name.  The
generic name must appear on both sanitized and unsanitized
Form R's, and the name must be the same as that used on
your substantiation  forms.  The Emergency Planning  and
Community Right-to-Know Information Hotline can provide
you with assistance in selecting an appropriate generic name.
  2.    Mixture Component Identity

Do not complete this section if you have completed Section 1
of Part III. Report the generic name provided to you by your
supplier in the section if your supplier is claiming the chemical
identity proprietary or trade secret.  Do not answer "yes" in
Part I, Section 1.1 on page 1  of the form if you complete this
section. You do not need to supply substantiation forms.

Enter the  generic chemical name  in this section only if the
following four conditions applv:

  1. The amount of the particular mixture or trade name prod-
    uct you "use" exceeds 10,000 pounds or the amount you
    "process" exceeds the applicable process threshold for
    the year (i.e., 50,000 Ibs. in 1988);

  2. You determine that  the  mixture contains a listed toxic
    chemical but the only identity you have for that chemical
    is a generic name;

  3. You know either the specific concentration of that toxic
    chemical component or a maximum concentration figure;
    and

  4. You determine by multiplying the concentration figure by
    the total annual amount of the whole mixture used (or
    processed) that you exceed the use or process threshold
    for that single, generically identified mixture component.
                       EXAMPLE

Your facility uses 20,000 pounds of a solvent that your supplier
has told you contains 80 percent "chlorinated aromatic," their
generic name for a chemical subject to reporting undersection
313. You therefore know that you have used 16,000 pounds
of some listedtoxicchemical which exceedsthe use threshold.
You would file a Form R and  enter the name "chlorinated
aromatic" in the space provided in Part III, Section 2.
  3.    Activities and Uses of the Chemical at the Facility

 Indicate in this section whether the chemical is manufactured
 (including imported), processed, or otherwise  used at the
      facility and the general nature of such activities and uses at the
      facility during the calendar year.  Report activities that take
      place only at your facility, not activities that take place at other
      facilities involving  your products.  You must check all the
      blocks in this section that applv. If you are a manufacturer of
      the chemical, you must check a and/or b, and at least one of
      c,  d, e, or f.  Refer  to the definitions of "manufacture,"
      "process," and "otherwise use" in the general information
      section of these instructions or section 372.3 of the rule for
      explanations supplementing those provided below.
        3.1   Manufacture the Chemical

      Check at least one:

        a. Produce- Achemical included in this category is produced
          at the facility.

        b. Import- A chemical included in this category is imported
          by the facility into the Customs Territory of the United
          States.

      Check at least one:

        c. For on-site use/processing - A chemical included in this
          category is produced or imported and then further proc-
          essed or otherwise used at the same facility. If you check
          this block you must also check at least one item in 3.2 or
          3.3.

        d. For sale/distribution - A chemical in this category is pro-
          duced or imported  specifically  for sale or distribution
          outside the manufacturing facility.

        e. -4s a byproduct - A chemical in this category is produced
          coincidentally during the production, processing, use, or
          disposal of another chemical substance or mixture and,
          following its production,  is separated from that  other
          chemical substance or mixture. Chemicals produced and
          released as  a result of waste treatment or disposal are
          also considered byproducts.

        f. As an impurity • A chemical in this category is produced
          coincidentally as a result of the manufacture, processing
          or use of another chemical but remains primarily in the
          mixture or product with that other chemical.
        3.2  Process the Chemical fincorporative-tvpe activities)

        a. As a reactant - A natural or synthetic chemical used in
          chemical reactions for the manufacture of another chemi-
          cal substance or of a product.  Includes, but is not limited
          to, feedstocks, raw  materials, intermediates, and  initia-
          tors.

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                                                     Page 17
                                      Form R - Part III
  b. As a formulation component • A chemical added to a
    product or product mixture prior to further distribution of
    the product that acts as a performance enhancer during
    use of the product.  Examples of chemicals used in this
    capacity include, but are not limited to, additives, dyes,
    reaction diluents, initiators, solvents, inhibitors, emulsifi-
    ers, surfactants, lubricants, flame retardants,  and rheol-
    ogical modifiers.

  c. As an article component - A chemical substance that
    becomes an integral component of an article  distributed
    for industrial, trade, orconsumer use. One example is the
    pigment components of paint applied to a chair that is
    sold.

  d. Repackaging only- Processing or preparation of a chemi-
    cal or product mixture for distribution in commerce in a
    different form, state, or quantity. This includes, but is not
    limited to, the transfer of material from a bulk container,
    such as a tank truck to  smaller cans or bottles.
  3.3   Otherwise Use the Chemical mon-incorporative-tvpe
       activities)

  a. -As a chemical processing aid- A chemical that is added to
    a reaction mixture to aid in the manufacture or synthesis
    of another chemical substance but is  not  intended to
    remain  in or become part  of the product or product
    mixture. Examples of such chemicals include, but are not
    limited to, process solvents, catalysts,  inhibitors, initia-
    tors, reaction terminators,  and solution buffers.

  b. As a manufacturing aid- A chemical that aids the manu-
    facturing process but does not become part of the result-
    ing product and is not added to the reaction mixture during
    the manufacture or synthesis of another chemical sub-
    stance.  Examples include, but are not limited to, lubri-
    cants,  metalworking fluids, coolants, refrigerants, and
    hydraulic fluids.

  c. Ancillary or other use -A chemical in this category is used
    at a facility for purposes otherthan as a chemical process-
    ing aid or manufacturing aid as described  above.  In-
    cludes, but is not limited to, cleaners, degreasers, lubri-
    cants, and fuels.
                       EXAMPLE

In the example below, it is assumed that the threshold quan-
tities for manufacture, process,  or  otherwise  use (50,000
pounds, 50,000 pounds, and 10,000 pounds, respectively, for
1988) have been exceeded and the reporting of listed chemi-
cals is therefore required.
1. Yourfacility receives toluene and naphthalene (both listed
  toxic chemicals) from an off-site location. You react the
  toluene with air to form benzole acid and react  the
  naphthalene with sulfuric acid, which forms phthalic acid
  and also  produces sulfur dioxide fumes.  Your facility
  processes toluene and naphthalene.  Both are used as
  reactants to produce  benzoic acid and phthalic acid,
  chemicals not on the section 313 list.

  The phthalic acid and benzoic acid are reacted to form a
  reaction intermediate.  The reaction intermediate is dis-
  solved in sulfuric acid, which precipitates terepnthalic acid
  (TPA).  Fifty percent of the TPA is sold as a product and
  50 percent is further processed at yourfacility into polyes-
  ter fiber. The TPA is treated with ethylene glycol to form
  an intermediate product, which is condensed to polyester.

  Your company manufactures terephthalic acid, a listed
  chemical, both for sale/distribution as a commercial prod-
  uct and for on-site use/processing as a feedstock in the
  polyester process.   Because  it is a reactant.  it  is also
  processed.

  Yourfacility also uses, as well as processes, sulfuric acid,
  a listed substance, as it serves as a process solvent to
  precipitate terephthalic acid.

2. The intermediate product, from which the polyester is
  prepared, contains dimethyl phthalate, a listed substance.
  The method of reporting this substance depends on its
  eventual disposition in the polyester production process:

  (a) If the dimethyl phthalate is removed from the interme-
     diate product before it is reacted to form polyester
     fiber, then dimethyl phthalate is manufactured at your
     facility as a  byproduct.

  (b) If it is incorporated  into the polyester fiber in an un-
     reacted form, then it is manufactured at yourfacility as
     an impurity.

  (c) If the dimethyl phthalate participates in the reaction to
     form polyester fiber without leaving the process, then
     it is processed as a reactant (intermediated as are the
     ethylene glycol and terephthalic acid in the process.

  Sections of Part III that have been completed for scenario
  2(c), are illustrated  on the following page.

3. Your facility operates a fume scrubber that uses sodium
  hydroxide solution and recovers the sulfur dioxide fumes
  from the  phthalic acid production process  as sodium
  sulfate solution. Both sodium solutions are listed chemi-
  cals.  Your facility manufactures sodium sulfate as a
  byproduct and  otherwise uses sodium hydroxide.

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     Form R - Part III
Page 18
      4. Your facility applies C.I. disperse yellow 3, a listed chemi-
         cal, to the finished polyester fiber as a dye, which is
         incorporated into the polyester fiber product and remains
         in the product after it is sold.  Your facility processes the
         C.I disperse yellow 3 as an article component.
D
 (Important: Type or print;  read instructions before completing form.)
                                                             D
                                                      Page 3 of 5
A pp. EPA FORM R
** CrM PART |||. CHEMICAL-SPECIFIC INFORMATION
(This space for your optional use.)
1 . CHEMICAL IDENTITYfDo not complete this section if you complete Section 2.)
1 .1
1.2
1.3
1 .4
2.
[Reserved]
CAS Number (Enter the number exactly as it appears on the 313 list. Enter NA if reporting a chemical category.)
131-11-3
Chemical or Chemical Category Name (Enter
Dimethyl Phthalate
Generic Chemical Name (Complete only if Part
the name exactly as it appears on the 313 list. )
Section 1.1 is checked "Yes." Generic name must be structurally descriptive.)
MIXTURE COMPONENT IDENTITY (Do not complete this section if you complete Section 1 .)
Generic Chemical Name Provided by Supplier (Limit the name to a maximum of 70 characters (e.g., numbers, letters, spaces, punctuation).)
3. ACTIVITIES AND USES OF THE CHEMICAL AT THE FACILITY (Check all that apply.)
3.1
3 2
3 3
Manufacture the
chemical: rY 1
a.LA J Produce
b. [ J Import
If produce or import:
FX 1 For on-site f 1 For sale/
c.L J use/processing d-l J distribution
e.[ J As a byproduct f.[ J As an impurity
Process the ri , f 1 As a formulation
chemical: a. IX J As a reactant b.L J component c.
d.[ J Repackaging only
Otherwise use f 1 As a chemical
.... a. L J processing aid
the chemical:
b.L J As a manufacturing aid c.
1 As an article
J component
J Ancillary or other use

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                                                    Page 19
                                                                               Form R - Part III
 4.    Maximum Amount of the Chemical On-Site at Anv
       Time Purina the Calendar Year

Insert the appropriate code (see below) that indicates the
maximum quantity of the chemical (e.g., in storage tanks,
process vessels, on-site shipping containers) at your facility at
any time during the calendar year.  If the chemical was present
at several locations within your facility, use the maximum total
amount present at the entire facility at any one time.
                         Weight Range in Pounds
Range Code

     01
     02
     03
     04
     05
     06
     07
     08
     09
     10
     11
   From...

          0
        100
      1,000
     10,000
    100,000
  1,000,000
 10,000,000
 50,000,000
100,000,000
500,000,000
     1 billion
       To....

              99
             999
            9,999
          99,999
         999,999
        9,999,999
      49,999,999
      99,999,999
     499,999,999
     999,999,999
more than 1  billion
If the toxic chemical present at your facility was part of a
mixture or trade  name  product, determine the maximum
quantity of the chemical present at the facility by calculating
the weight of the toxic chemical only. Do not include the weight
of the entire  mixture or  trade name product.  See  section
372.30(b) of the reporting rule for further information  on how
to calculate the weight of the chemical in the mixture or trade
name product.  For chemical categories (e.g., copper com-
pounds), include all chemicals in the category when calculat-
ing the weight of the toxic chemical.
  5.    Releases of the Chemical to the Environment On-Site

In Section 5, you must account forthe total aggregate releases
of the toxic chemical to the environment on-site from your
facility for the calendar year.  Releases to the environment
include emissions to the air, discharges to surface waters, and
releases to land and underground injection wells. If you have
no releases to a particular media (e.g., stack air), enter not
applicable, NA; do not leave blank. Check the box on the last
line of this section  if  you use  Part  IV, the supplemental
information  sheet.
You are not required to count as a release quantities of a toxic
chemical that are lost due to natural weathering or corrosion,
normal/natural degradation of a product, or normal migration
of a chemical from a product.  For example, amounts of a
covered toxic chemical that migrate from plastic products in
storage do not have to be counted in estimates of releases of
that chemical from the facility.  Also, amounts of listed metal
compounds (e.g., copper compounds) that are lost due to
normal corrosion of process equipment do not have to be
considered as releases of coppercompoundsfrom the facility.

All air releases of the  chemical  from the  facility must be
accounted for. Do not enter information on individual emission
points or releases. Enter only the total release.  If there is
doubt about whether an air release is a point or non-point
release, you must  identify the release as one or the other
rather than leave items 5.1 and 5.2 blank.   Instructions for
columns A, B, and C follow the discussions of Sections 5.1
through 5.5.
  5.1   Fugitive or Non-Point Air Emissions

These are releases to the air that are not released through
stacks, vents, ducts, pipes, or any other confined air stream.
You must include (1) fugitive equipment  leaks from valves,
pump seals, flanges, compressors,  sampling connections,
open-ended lines, etc.; (2) evaporative losses from surface
impoundments; (3) releases from building ventilation sys-
tems; and (4) any other fugitive or non-point air emissions.
                                          5.2   Stack or Point Air Emissions

                                        These are releases to the air that occur through stacks, vents,
                                        ducts, pipes, or other confined air streams. You must include
                                        storage tank emissions. Air releases from air pollution control
                                        equipment would generally fall in this category.
                                          5.3   Discharges to Receiving Streams or Water Bodies

                                        Enter the applicable letter code for the receiving stream or
                                        water body from Section 3.10 of Part I of the form. Also, enter
                                        the total annual amount of the chemical released from all
                                        discharge  points at the facility to each  receiving stream or
                                        water body. Include process outfalls such as pipes and open
                                        trenches, releases from on-site wastewater treatment sys-
                                        tems, and the contribution from stormwater runoff, if appli-
                                        cable (see instructions for column C below). Do not include
                                        discharges to a POTW or other off-site wastewater treatment
                                        facilities in this  section.  These off-site transfers must be
                                        reported in Part III, Section 6 of the form.

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Form R - Part
Page 20
  5.4   Underground Injection

Enterthe total annual amount of the chemical that was injected
into all wells, including Class I wells, at the facility.
  5.5   Releases to Land

Report quantities of the chemical that were landf illed, treated
or applied in farming, impounded, or otherwise disposed of §1
the facility.  Do not report land disposal at off-site locations in
this section.

For the purpose of this form, a surface impoundment is
considered "final disposal."  Quantities of the chemical  re-
leased to surface impoundments that are used merely as part
of a wastewater treatment process  generally must not  be
reported in this section of the form. However, if the impound-
ment accumulates sludges containing the chemical, you must
include an  estimate in this section unless the sludges are
removed and otherwise disposed of (in which case they should
be reported underthe appropriate section of the form). Forthe
purposes of this reporting, storage tanks are not considered to
be a type of disposal and are not to be reported in this section
of the form.

  A.    Total Release

Only on-site releases of the toxic chemical to the environment
for the calendar year are to be reported in this section of the
form.  The total releases  from your facility do not include
transfers or shipments of the chemical from your facility for
sale or distribution in commerce or of wastes to other facilities
fortreatment ordisposal (see Part III, Section 6). Both routine
releases, such as fugitive airemissions, and accidental or non-
routine releases, such as chemical spills, must be included in
your estimate of the quantity released.

Total annual releases or off-site transfers of a toxic chemical
from the facility of less than 1 pound may be reported in one
of several  ways.  The fractional figure may be entered in
column A.2.   However, EPA encourages rounding  to the
nearest pound. For example, if the estimate is 0.5 pounds or
greater, you should either check the range bracket of "1-499"
in column A.1  or enter "1" in column A.2. Do not use both
columns A.1 and A.2.  If the release is less than 0.5 pounds,
you may round to zero and check the "0" bracket in A. 1. Note
that releases of less than 0.5 pounds from the processing or
use of an article does not negate the article status of that item.
Thus, if the only releases you have are from an article and such
releases are less than  0.5  pounds per year, you are  not
required to submit a report for that chemical.
       A.1   Reporting Ranges

      For reports submitted for calendar years 1987,1988 and 1989
      only, you may take advantage of range reporting for releases
      to an environmental medium that are less than 1,000 pounds
      for the year. If you choose this option, mark one of the three
      boxes, 0,1 -499, or 500-999, that corresponds to releases of
      the chemical to the appropriate environmental medium (i.e.,
      any line item). You are not required, however, to use these
      range check boxes; you have the option of providing a specific
      figure in column A.2, as described below.  However, do not
      mark a range and also enter a specific estimate in A.2.

      For releases to any medium that amount to 1,000 pounds or
      more for the year, you must provide an estimate in pounds per
      year in column A.2.  Any estimate provided in column A.2 is
      required to be accurate to no more than two significant digits.

       A.2  Enter Estimate

      If you do not use the range reporting  option,  provide your
      estimates of releases in pounds for the year in column A.2.
      This estimate is required to be rounded to  no more than two
      significant digits.

      Calculating Releases - To provide the release information
      required in  both columns A.1 and A.2  in this section of  the
      form, you must use all readily available data (including rele-
      vant monitoring data and emissions measurements) collected
      at your facility pursuant to other provisions of law or as part of
      routine plant operations, to the extent you have such data for
      the toxic chemical.

      When relevant monitoring data or emission measurements
      are not readily available, reasonable estimates of the amounts
      released must be made  using published  emission factors,
      material balance calculations,  or  engineering calculations.
      You may not use emission factors or calculations to estimate
      releases if more accurate data are available.

      No additional monitoring or measurement of the quantities or
      concentrations of any toxic chemical released into the environ-
      ment, or of the frequency of such releases, is required for the
      purpose of completing this form, bevond that which is required
      under other provisions of law or regulation or as part of routine
      plant operations.

      You must estimate as accurately as possible the quantity in
      pounds of the chemical or chemical category that is released
      annually to each environmental medium.   Include only  the
      quantity of the toxic chemical component of the waste stream
      in  this estimate.  If the toxic chemical present at your facility
      was part of a mixture ortrade name product, calculate only the
      releases of the chemical. Do not report releases of the other
      components of the mixture or trade name product. If you are

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                                                   Page 21
                                       Form R - Part
only able to estimate the releases of the mixture ortrade name
product as a whole, you must assume that the release of the
toxic chemical is proportional to its concentration in the mix-
ture or trade name product.  See section 372.30(b) of the
reporting rule (Appendix G) for further information on how to
calculate the concentration and weight in the mixture ortrade
name product.

If you are reporting a chemical category listed in Table II of
these instructions, rather than a specific chemical, you must
combine the release data for all chemicals in the listed chemi-
cal category (e.g., all glycol ethers or all chlorophenols) and
report the aggregate amount for that chemical category. Do
not report releases of each individual chemical in that category
separately. For example,  if yourfacility releases 3,000 pounds
per year of 2-chlorophenol, 4,000 pounds per year of 3-chlo-
rophenol, and 4,000 pounds per year of 4-chlorophenol, you
should report that yourfacility releases 11,000 pounds per
year of chlorophenols.

For listed chemicals  with the qualifier "solution," such as
sodium sulfate, at concentrations of 1 percent (or 0.1  percent
in the case of a carcinogen) or greater, the chemical concen-
trations must be factored into threshold and release  calcula-
tions because threshold  and release amounts relate to the
amount of chemical in solution, not the amount of solution.

For metal compound categories (e.g., chromium compounds),
report releases of only the parent metal. For example, a user
of various inorganic chromium salts would report the  total
chromium released in each waste  type  regardless of the
chemical form (e.g., as the original salts, chromium ion, oxide)
and exclude any contribution to mass made by other species
in the molecule.
                      EXAMPLE

Your facility disposes  of 14,000 pounds  of lead chromate
(PbCrO4PbO)  and  15,000  pounds  of  zinc dichromate
(ZnCr2O73H2O) in an  on-site landfill and transfers 16,000
pounds of lead selenate (PbSeOJ to an off-site land disposal
facility.  You would therefore be submitting four separate
reports on the following: lead compounds, zinc compounds,
selenium compounds, and chromium compounds.  However,
the quantities you would be reporting would be the pounds of
"parent"  metal being  released or transferred off-site.  All
quantities are  based  on  mass  balance calculations (See
Section 5.B for information on Basis of Estimate and Section
6.C for treatment/ disposal codes and information on transfers
of chemical wastes). You would calculate releases of lead,
zinc, chromium, and selenium by first determining the percent-
age by weight of these metals in the materials you use as
follows:
Lead Chromate (PbCrO4PbO) -
    Molecular weight     =
Lead  2Pb-
    Molecular weight     =
Chromate 1 Cr -
    Molecular weight     =
546.37

207.2x2 = 414.4

51.996
Lead chromate is therefore (% by weight)
  (414.4/546.37) =  75.85% lead and (51.996/546.37) =
  9.52% chromium

You can then calculate the total amount of the metals that you
must report.

14,000 pounds of lead chromate contains:
       14,000 x 0.7585   =   10,619 Ibs of lead
       14,000 x 0.0952   =   1,332.8 Ibs of chromium

Similarly, zinc dichromate is (65.38/335.4) = 19.49% zinc and
(51.996x2/335.4) = 31.01% chromium, and lead selenate is
(207.2/350.17) = 59.17% lead and (78.96/350.17) = 22.55%
selenium.
The  total  pounds of lead, chromium, zinc, and selenium
released or transferred from yourfacility are as follows:

Lead

Release:
  0.7585 x 14,000 = 10,619.0 Ibs from lead chromate (round
  to  11,000 Ibs)

Transfer:
  0.5917 x 16,000 = 9,467.2 Ibs from lead selenate (round to
  9,500 Ibs)
As an example, the releases and transfers of lead should be
reported as illustrated on the next page.

Chromium
Release:
  0.0952 x 14,000 =1,332.8 Ibs from lead chromate (round to
  1,300 Ibs)

Release:
  0.3101 x 15,000 = 4,651.5 Ibs from zinc dichromate (round
  to 4,700 Ibs)
Zins
Release:
  0.1949 x 15,000 = 2,923.5 Ibs from zinc dichromate (round
  to 2,900 Ibs)

-------
Form R - Part
                                                    Page 22
Selenium
Transfer:
    0.2255 x 16,000 = 3,608.0 Ibs of selenium from lead
    selenate (round to 3,600 Ibs)
  B.    Basis of Estimate

For each release estimate, you are required to indicate the
principal method by which the quantity was derived. Enter a
letter code from below that identifies the method that applies
to the largest portion of the total estimated quantity.  EPA
requires that decimal fractions be rounded to no more than two
significant digits when reporting releases.

For example, if 40 percent of stack emissions of the reported
substance were derived using monitoring data, 30 percent by
mass balance, and 30 percent by emission factors, you would
enter the code letter "M" for monitoring.  The codes are as
follows:

  M -Estimate is based on monitoring data or measurements
    forthe toxic chemical as released to the environment and/
    or off-site facility.

  C -Estimate is based on mass balance calculations, such as
    calculation of the amount of the toxic chemical in streams
    entering and leaving process equipment.

  E -Estimate is based on published emission factors, such as
    those relating release quantity to through-put or equip-
    ment type (e.g., air emission  factors).

  O -Estimate is based on other approaches such as engineer-
    ing  calculations (e.g., estimating volatilization using pub-
    lished mathematical formulas) or best engineering judg-
    ment. This would include applying an estimated removal
    efficiency to a waste stream, even if the composition of
    the stream before treatment  was fully characterized by
    monitoring data.

If the monitoring data, mass balance, or emission  factor used
to estimate the release is not specific to the toxic chemical
being reported, the form should identify the estimate as based
on engineering calculations or judgment.

If a mass balance calculation yields the flow rate of a waste
stream,  but the  quantity of reported chemical in the waste
stream is based  on solubility data, report "O" because "engi-
neering calculations" were used as the basis of estimate of the
quantity of the chemical in the waste stream.

If the concentration of the chemical in the waste  stream was
measured by monitoring equipment and the flow rate of the
waste stream was  determined by mass balance, then the
primary  basis of estimate is "monitoring" (M) even though a
mass balance calculation also contributed  to the estimate.
"Monitoring" should be indicated because  monitoring data
was used to estimate the concentration of the waste stream.

Mass balance (C) should only be indicated if  it is directly used
to calculate the mass (weight) of chemical released.  Monitor-
ing data should be indicated as the basis of estimate only if the
chemical concentration is measured in the waste stream being
released into the environment as opposed to measured in
other process streams containing the chemical.

  C.   Percent  From Stormwater

This column relates  only to  Section 5.3  - Discharges to
receiving streams or water bodies. If yourf acility has monitor-
ing data on the amount of the chemical in Stormwater runoff
(including unchanneled runoff), you must include that quantity
of the chemical in your water release in column A and indicate
the percentage of the total quantity (by weight) of the chemical
contributed by Stormwater in column C (5.3c).

If your facility has monitoring  data on the chemical and an
estimate of flow  rate, you must use this data to determine the
percent Stormwater.

If  you have monitored Stormwater but did not detect the
chemical, enter zero (0) in column C.  If your facility has no
Stormwater monitoring data for the chemical, enter not appli-
cable, NA, in this space on the form.
1. CHEMICAL IDENTITY(Do not complete this section If you complete Section 2.)
1.1
1.2
1.3
1.4
2.
[Reserved]
CAS Number (Enter the number exactly as It appears on the 313 list. Enter NA if reporting a chemical category.)
NA
Chemical or Chemical Category Name (Enter the name exactly as It appears on the 313 list.)
Lead Compounds
Generic Chemical Name (Complete only if Part 1, Section 1.1 Is checked "Yes." Generic name must be structurally
descriptive. )
MIXTURE COMPONENT IDENTITY {Do not complete this section If you complete Section 1 .)
Generic Chemical Name Provided by Supplier (Limit the name to a maximum of 70 characters (e.g., numbers, letters, spaces, punctuation).)

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                                                         Page 23
                                                                                                    Form R - Part
 5. RELEASES OF THE CHEMICAL TO THE ENVIRONMENT ON-SITE
                                                            A. Total Release
                                                              (Ibs/yr)
 You may report releases of less than
 1 ,000 Ibs. by checking ranges under A.1 .
 (Do not use both A.1 and A. 2)
5.1 Fugitive or non-point air emissions
5.2 Stack or point air emissions
5.3 Discharges to receiving   .
                          ies  S-J-' I — '

                                    I   I
                                    1 _ 1



                                    J   1
streams or water bodies

(Enter letter code from Part I
Section 3. 10 for stream(s) in    5.3.2
the box provided.)


                          5.3.3
5.4  Underground injection
5.5 Releases to land


    5.5.1  On-site landfill


    5.5.2  Land treatment/application farming



    5.5.3  Surface impoundment



    5.5.4  Other disposal
                                        5.1a
                                            5.2a
                                      5.3.1a
  5.3.2a
  5.3.3a
                                            5.4a
                                      5.5.1a
                                      5.5.2a
                                      5.5.3a
                                      5.5.4a
                                                       A.1
                                                Reporting Ranges
                                               0     1-499  500-999
                                    A. 2
                                   Enter
                                  Estimate
                                 NA
                                                                     NA
                                 NA
                                                                     NA
                                 11,000
                                 NA
                                 NA
                                                                     NA
|   J
 (Check if additional information is provided on Part IV-Supplemental Information. )
                                                                                 b. Basis of
                                                                                    Estimate
                                                                                    (enter
                                                                                    5,,
                                                                                    5.2b
                                                      I _ I
                                                                                  5.3
          .1b  I _ I
                                              5.3.2b
               n
       5.3.3b

       5.5.1b
                                                                                   5.5.2b
                                                                                  5 5.4b
C. % From Stormwater
5.3.1c NA
5.3.2
5.3.3C
(Important: Type or print; read instructions before completing form.)
                                                                                                           Page 4 of 5
                                           EPA FORM R
                         PART III. CHEMICAL-SPECIFIC INFORMATION
                                            (continued)
  6. TRANSFERS OF THE CHEMICAL IN WASTE TO OFF-SITE LOCATIONS
  You may report transfers
  of less than 1 ,000 Ibs. by checking
  ranges under A.1 .  (Do not use
  both A.1 and A. 2)
       Discharge to POTW^
        (enter location number  I .
  6.1.1  from Part II, Section 1.) | '
       Other off-site location   .   . .   .
  o n  « (enter location number   9   ,
  6.2.1 from Part II,  Section 2.) L * | | 1
       Other off-site location   .
  .-,  ,, ~ (enter location number  I 2
  6.2.2 from Part II,  Section 2.) 1
       Other off-site location
       (enter location number
  6.2.3 from Part II,  Section 2.
                       •   . •
                       loll
                     .) l._|-|
                                          A. Total Transfers
                                                (Ibs/yr)
                                         A.1
                                   Reporting Ranges
                                  0      1 -499   500-999
J   M
                        A. 2
                        Enter
                      Estimate
                                                         NA
                                                         9,500
                                                         NA
                                                                             B. Basis of Estimate
                                                                                (enter code
                                       6.2.1b
                                       6.2.2b |	|
6.2.3b
  [    ] (Check if additional information Is provided on Part IV-Supplemental Information.)

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Form R - Part
                  Page 24
                      EXAMPLE

Bi-monthly stormwater monitoring data shows that the aver-
age concentration of zinc in the stormwater runoff from your
facility from a biocide containing a zinc compound is  1.4
milligrams per liter, and the total annual stormwater discharge
from the facility is 7.527 million gallons.  The total amount of
zinc discharged to surface waterthrough the plant wastewater
discharge (non-stormwater) is 250 pounds per year. The total
amount of zinc discharged with stormwater is:

  (7,527,000 gallons stormwater) x (3.785 liters/gallon)
     = 28,489,695 liters stormwater

  (28,489,695 liters stormwater) x (1.4 mg. zinc/liter)
     = 39,885.6 g zinc
     = 87.9 Ibs zinc

The total amount of zinc discharged from all sources of your
facility is:

   250    Ibs zinc from wastewater discharge
  + 87.9  Ibs zinc from stormwater runoff
   337.9  Ibs zinc total water discharge

Round to 340 Ibs. of zinc for report.

The percentage of zinc discharged through stormwater is:

  87.9/337.9 X 100 = 26%
If yourfacility does not have periodic measurements of storm-
water releases of the chemical, but has submitted chemical-
specific monitoring data in permit applications, then these data
must be used  to calculate the  percent contribution from
stormwater. Rates of flow can be estimated by multiplying the
annual amount  of rainfall by the land area of the facility and
then multiplying that figure by the runoff coefficient. The runoff
coefficient  represents the fraction  of rainfall that  does  not
infiltrate into the ground but runs off as stormwater. The runoff
coefficient is directly related to how the land in the drainage
area is used. (See table below.)
 Description of Land Area

 Business
  Downtown areas
  Neighborhood areas
 Industrial
  Light areas
  Heavy areas
 Railroad yard areas
 Unimproved areas
 Streets
  Asphalt ic
  Concrete
Runoff Coefficient
    0.70-0.95
    0.50-0.70

    0.50-0.80
    0.60-0.90
    0.20-0.40
    0.10-0.30

    0.70-0.95
    0.80-0.95
                         Brick
                        Drives and walks
                        Roofs
                        Lawns: Sandy Soil
                         Flat, 2%
                         Average, 2-7%
                         Steep, 7%
                        Lawns: Heavy Soil
                         Flat, 2%
                         Average, 2-7%
                         Steep, 7%
                                     0.70-0.85
                                     0.70-0.85
                                     0.75-0.95

                                     0.05-0.10
                                     0.10-0.15
                                     0.15-0.20

                                     0.13-0.17
                                     0.18-0.22
                                     0.25-0.35
                        Choose the most appropriate runoff coefficient for your site or
                        calculate a weighted-average coefficient, which takes into
                        account  different types of land use at yourfacility:
                         Weighted-average
                         runoff coefficient =
                      Are^C, + Area2C2
                      Total Site Area
                        where C( = runoff coefficient for a specific land use of Area,.
                                              EXAMPLE

                        Your facility is located in a semi-arid region of the United
                        States which has an annual precipitation (including snowfall)
                        of 12 inches of rain.  (Snowfall should be converted to the
                        equivalent inches of rain; assume one foot of snow is equiva-
                        lent to one inch of rain.) The area covered by yourfacility is 42
                        acres (about 170,000 square meters or 1,829,520 square
                        feet). The area of yourfacility is 50 percent unimproved area,
                        10 percent asphaltic streets, and 40 percent concrete pave-
                        ment.

                        The total stormwater runoff  from  your facility is therefore
                        calculated as follows:
                        Land Use                % Area

                        Unimproved area           50
                        Asphaltic streets            10
                        Concrete pavement         40
                                          Runoff
                                        Coefficient

                                           0.20
                                           0.85
                                           0.90
Weighted-average   (50%) x (0.20) + (10%) x (0.85)
runoff coefficient =  +  (40%^ x (0.901
                        100% Area
= 0.545

(Rainfall) x (land area) x (conversion factor) x (runoff coeffi-
cient) = stormwater runoff

(1 foot) x (1,829,520 ft2) X (7.48 gal/ft3) X (0.545)
        =  7,458,221 gallons/year

Total stormwater runoff = 7.45 million gallons/year

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                                                    Page 25
                                       Form R - Part
6. Transfers of the Chemical in Waste to Off-Site Locations

You must report in this section the total annual quantity of the
chemical sent to any of the  off-site disposal, treatment, or
storage facilities for which you have provided an address in
Part II.  You are not required to report  quantities of the
chemical sent off-site for purposes of recycle or reuse.

On line 6.1.1, report the amount of the listed chemical trans-
ferred  to a POTW listed in Part II, Section 1.  In the block
provided, enterthe numberfromPart II, Section 1 correspond-
ing to the POTW to which the discharge is sent. For example,
if the discharge is sent to the location  listed in Part II, Section
1.1, then enter "1" in the block provided (the first digit of this
section number has been preceded). If you transfer waste
containing the toxic chemical to more than one POTW, check
the box at the bottom of Section 6 and use the Part IV, the
supplemental information sheet to report these transfers.

On lines 6.2.1 through 6.2.3, report the amount of the chemical
transferred to other off-site locations corresponding to those
listed in Part II,  Sections 2.1 through 2.6, including privately
owned wastewater treatment facilities. In the block provided,
enterthe number from Part II, Section 2 corresponding to the
oft-site location to which the transfer is sent. For example, if
the transfer is sent to the location listed in Part II, Section 2.3,
enter "3" in the block provided (the first digit of this section
number has been preceded).  If you  need additional space,
check  the  box  at the  bottom of  Section 6 and use the
supplemental information sheet (Part IV, Section 6) to report
these transfers.

  A. Total Transfers

Follow the instructions for providing estimates as presented in
the instructions for column A of Section 5 above. Enter the
amount, in  pounds, of the toxic chemical that is being trans-
ferred,  including mixtures or trade name products containing
the chemical. Do not enter the total poundage of wastes. See
Section 5 for information on reporting off-site transfers of less
than 1  pound. As in Section 5, if the total amount transferred
is less than  1,000 pounds, you may report a range, but only for
reporting years 1987, 1988, and 1989. Enter not applicable,
NA, if you have no off-site transfers.

  B. Basis of Estimate

You must identify the basis for your estimate.  Enterthe letter
code that applies to the method by which the largest percent-
age of the estimate  was derived.  Use  the same codes
identified in the instructions for column B of Section 5.

  C. Type of Treatment/Disposal

Enter one  of the following  codes to  identify  the type  of
treatment or disposal method  used  by the off-site location for
the chemical being reported.  You should use more than one
line for a single location when the toxic chemical is subject to
different disposal methods; the same location code may be
used more than once. You may have this information in your
copy of EPA Form SO, Item S of the Annual/Biennial Hazard-
ous Waste Treatment, Storage, and Disposal Report (RCRA).
Applicable codes for this Section 6(c) are as follows:

    M10  Storage Only
    M40  Solidification/Stabilization
    M50  Incineration/Thermal Treatment
    M61   Wastewater Treatment (Excluding POTW)
    M69  Other Treatment
    M71   Underground Injection
    M72  Landfill/Disposal Surface Impoundment
    M73  Land Treatment
    M79  Other Land Disposal
    M90  Other Off-Site Management
    M91   Transfer to Waste Broker
    M99  Unknown
  7.    Waste Treatment Methods and Efficiency

In Section  7, you must provide the following information
related to the chemical for which releases are being reported:
(A) the general waste stream types containing the chemical
being reported; (B) the waste-treatment methods used on all
waste streams containing  the chemical; (C) the range of
concentrations of the chemical in the influent to the treatment
method; (D) whether sequential treatment is  used; (E) the
efficiency or effectiveness  of each treatment  method in re-
moving the chemical; and (F) whetherthe treatment efficiency
figure was based on actual operating data. Use a separate line
in Section 7 for each treatment method used on a waste
stream. Report in this section only information about treat-
ment of waste streams at vour facility,  not  about off-site
treatment. If you do not perform on-site treatment of wastes,
enter not applicable, NA, in 7.1b.

  A.  General Waste Stream

For each waste treatment method, indicate the type of waste
stream contain ing the chemical that is treated. Enterthe letter
code that corresponds to the general waste stream type:

  A  = Gaseous (gases, vapors, airborne particulates)
  W= Wastewater (aqueous waste)
  L  = Liquid waste (non-aqueous waste)
  S  = Solid waste (including sludges and slurries)

If a waste is a mixture of water and organic liquid, you must
report it as wastewater unless the organic content exceeds 50
percent.  Slurries and  sludges  containing  water must be
reported as solid waste if they contain appreciable amounts of
dissolved solids,  or solids that  may settle, such that the

-------
Form R - Part 111
Page 26
viscosity or density of the waste is considerably different from
that of process wastewater.

  B. Treatment Method

Enter the appropriate code from one of the lists below foreach
treatment method used on a waste stream containing the toxic
chemical, regardless of whether the treatment method actu-
ally removes the specific chemical being reported. Treatment
methods must be reported for  each type of waste being
treated (i.e., gaseous wastes, aqueous wastes, liquid non-
aqueous wastes, and solids).

Waste streams containing the chemical may have a single
source or may be aggregates of many sources. For example,
process waterf ram several pieces of equipment at yourf acility
may be combined prior to treatment. Report treatment meth-
ods that apply to the aggregate waste stream, as well as
treatment methods that apply to individual waste streams.  If
your facility treats various wastewater streams containing the
chemical in different ways, the different treatment methods
must each be listed separately.

Your facility may have several pieces of equipment perform-
ing a similar service and for such equipment you may combine
the reporting on a single line. It is not necessary to enter four
lines of datatocoverfourscrubberunits.forexample, if allfour
are treating wastes of similar character (e.g., sulf uric acid mist
emissions), have  similar influent concentrations, and have
similar removal efficiencies. If, however, any of these parame-
ters differ from one  unit to the next, each scrubber must be
listed separately.

Air Emissions Treatment

    A01    Flare
    A02  Condenser
    A03  Scrubber
    A04  Absorber
    A05  Electrostatic Precipitator
    A06  Mechanical Separation
    A07  Other Air Emission Treatment

Biological Treatment

    B11   Biological Treatment -- Aerobic
    B21   Biological Treatment -- Anaerobic
    B31   Biological Treatment - Facultative
    B99  Biological Treatment - Other

Chemical Treatment

    C01  Chemical Precipitation -- Lime or Sodium
          Hydroxide
    C02  Chemical Precipitation -- Sulfide
    C09  Chemical Precipitation -- Other
          C11   Neutralization
          C21   Chromium Reduction
          C31   Complexed Metals Treatment (other than pH
                Adjustment)
          C41   Cyanide Oxidation - Alkaline Chlorination
          C42   Cyanide Oxidation - Electrochemical
          C43   Cyanide Oxidation -- Other
          C44   General Oxidation (including Disinfection) --
                Chlorination
          C45   General Oxidation (including Disinfection) --
                Ozonation
          C46   General Oxidation (including Disinfection) - Other
          C99   Other Chemical Treatment

      Incineration/Thermal Treatment

          F01   Liquid Injection
          F11   Rotary Kiln with Liquid Injection Unit
          F19   Other Rotary Kiln
          F31   Two Stage
          F41   Fixed Hearth
          F42   Multiple Hearth
          F51   Fluidized Bed
          F61   Infra-Red
          F71   Fume/Vapor
          F81   Pyrolytic Destructor
          F82   Wet Air Oxidation
          F83   Thermal Drying/Dewatering
          F99   Other Incineration/Thermal Treatment

      Physical Treatment

          P01   Equalization
          P09   Other Blending
          P11   Settling/Clarification
          P12   Filtration
          P13   Sludge Dewatering (non-thermal)
          P14   Air Flotation
          P15   Oil Skimming
          P16   Emulsion Breaking - Thermal
          P17   Emulsion Breaking--Chemical
          P18   Emulsion Breaking -- Other
          P19   Other Liquid Phase Separation
          P21   Adsorption -- Carbon
          P22   Adsorption - Ion Exchange (other than for
                recovery/reuse)
          P23   Adsorption - Resin
          P29   Adsorption - Other
          P31   Reverse Osmosis (other than for recovery/reuse)
          P41   Stripping - Air
          P42   Stripping - Steam
          P49   Stripping -- Other
          P51   Acid Leaching (other than for recovery/reuse)
          P61   Solvent Extraction (other than recovery/reuse)
          P99   Other Physical Treatment

-------
                                                    Page 27
                                       Form R - Part
Recovery/Reuse

    R01   Reuse as Fuel -- Industrial Kiln
    R02   Reuse as Fuel - Industrial Furnace
    R03   Reuse as Fuel -- Boiler
    R04   Reuse as Fuel -- Fuel Blending
    R09   Reuse as Fuel -- Other
    R11   Solvents/Organics Recovery -- Batch Still
          Distillation
    R12   Solvents/Organics Recovery -• Thin-Film
          Evaporation
    R13   Solvents/Organics Recovery -- Fractionation
    R14   Solvents/Organics Recovery -- Solvent Extraction
    R19   Solvents/Organics Recovery - Other
    R21   Metals Recovery -- Electrolytic
    R22   Metals Recovery - Ion Exchange
    R23   Metals Recovery -- Acid Leaching
    R24   Metals Recovery -- Reverse Osmosis
    R26   Metals Recovery -- Solvent Extraction
    R29   Metals Recovery - Other
    R99   Other Reuse or Recovery

Solidification/Stabilization

    G01   Cement Processes (including Silicates)
    G09   Other Pozzolonic Processes (including Silicates)
    G11   Asphaltic Processes
    G21   Thermoplastic Techniques
    G99   Other Solidification Processes

  C. Range of Influent Concentration

The form requires an indication of the range of concentration
of the toxic chemical in the waste stream (i.e., the influent) as
it typically enters the treatment equipment. Enter in the space
provided one of the following code numbers corresponding to
the concentration  of the chemical in the influent:

    1 = Greater than 1  percent
    2 =100 parts per million (0.01 percent) to 1 percent
       (10,000 parts per million)
    3 = 1  part per  million to 100 parts per million
    4 = 1  part per  billion to 1 part per million
    5 =Less than  1 part per billion

[Note:  Parts per million (ppm) is milligrams/kilogram (mass/
mass) for solids and liquids; cubic centimeters/ cubic meter
(volume/volume) for gases; milligrams/liter for solutions or
dispersions of the chemical in water; and milligrams of chemi-
cal/kilogram of airf or particulates in air. If you have paniculate
concentrations (at standard temperature and pressure) as
grains/cubic foot of air, multiply by 1766.6 to convert to parts
per million; if in milligrams/cubic  meter, multiply by 0.773 to
obtain parts per million. Factors are for standard conditions of
0°C (32°F) and 760 mmHg atmospheric pressure.]
  D.  Sequential Treatment?

The blocks in this column may be used in the following case:

  Q Individual treatment steps are used in a series to treat the
    chemical, but

  Q You have no data on the individual  efficiencies of each
    step, but you are able to estimate the overall efficiency of
    the treatment sequence.

If this is the case, then you may do the following:

  Q List the appropriate codes for the treatment steps in order
    (column B) and then put an "X" in the boxes in column D
    for all these sequential treatment steps.

  Q Enter the appropriate code for the influent concentration
    (column C) for  only the first treatment step in the se-
    quence. Leave this item blank for the rest of the treatment
    steps in the sequence only . Enter NA in column E for the
    efficiency of preceding steps in the sequence.

  Q Provide the treatment efficiency (column E) for the entire
    sequence by entering that value in  connection with the
    last treatment step in the sequence only. Enter NA in
    column  E for the efficiency of preceding steps in the
    sequence.

An example of how to use the sequential treatment option is
provided in Appendix A (page 47).

  E.  Treatment Efficiency Estimate

In the space provided, enter the number indicating the per-
centage of the toxic chemical removed from the waste stream
through destruction,  biological degradation, chemical conver-
sion,  or physical removal.  The treatment efficiency (ex-
pressed as percent removal) represents the mass or weight
percentage of chemical destroyed or removed, not merely
changes  in volume or concentration  of the chemical or the
waste stream.   The efficiency refers only to the percent
conversion or removal of the listed toxic chemical from the
waste stream, not the percent conversion or removal of other
waste stream constituents (alone or together with the listed
chemical), and not the general efficiency of the method for any
waste stream. For some treatments, the  percent removal will
represent removal by several mechanisms, as in secondary
wastewater treatment,  where a chemical may evaporate,  be
biodegraded, or be physically removed in the sludge.

Percent removal must be calculated as follows:

        x100
    I

where I = mass of the chemical in the influent waste stream
and E = mass of the chemical in the effluent waste stream.

-------
Form R - Part
                                                    Page 28
  Q Mark yes or no in column F only in connection with the final
    step in the sequence. Do not mark in this column for pro-
    ceeding steps in the sequence.

Calculate the mass or weight of chemical in the waste stream
being treated by multiplying the concentration (by weight) of
the chemical in the waste stream by the flow rate.  In most
cases, the percent removal compares the treated effluent to
the influent for the particular type of waste stream. However,
for some treatment methods, such as incineration or solidifica-
tion of wastewater, the percent removal of the chemical from
the influent waste stream would be reported as 100 percent
because the waste stream does not exist in a comparable form
after treatment. Some of the treatments (e.g., fuel blending
and evaporation) do not destroy, chemically convert, or physi-
cally remove the chemical from its waste stream. For these
treatment methods, an efficiency of zero must be reported.

For metal compounds, the calculation of the reportable con-
centration and  treatment efficiency is based on the weight of
the parent metal, not on the weight of the metal compounds.
Metals are not  destroyed, only physically removed or chemi-
cally converted from one form into another. The treatment
efficiency reported represents only physical removal of the
parent metal from the waste stream, not the percent chemical
conversion of  the metal compound.  If  a listed treatment
method converts but does not remove a metal (e.g., chromium
reduction), the method must be reported,  but the treatment
efficiency must be reported as zero.

All data available at your facility must be utilized to calculate
treatment efficiency and influent chemical concentration. You
are not required to collect any new dataf or the purposes of this
reporting requirement. If data are lacking, estimates must be
made using  best engineering judgment or other methods.

  F. Based on Operating Data?

This cojumn requires you to indicate "Yes" or "No" to whether
the treatment efficiency estimate is based on actual operating
data. For example, you would check "Yes" if the estimate is
based on monitoring of influent and effluent wastes  under
typical operating conditions. For sequential treatment, do not
indicate "Yes"  or "No" in column F for a treatment step unless
you have provided a treatment estimate in column E.

If the efficiency estimate is based on published data for similar
processes or  on  equipment supplier's literature, or  if you
otherwise estimated  either the influent or effluent  waste
comparison  or the flow rate, check "No."
ously indicated, in Part II, Section 2.1, of Form R, the location
of the  off-site  facilities and the quantity of each reported
chemical transferred to off-site facilities in  Part III, Section
6.2.1, of the form, using a separate form for each chemical.
One waste stream generated by your facility is aqueous waste
containing lead chromate, zinc dichromate, and lead selenate
as discussed in a previous example in these instructions. In
this example, the waste is transferred to off-site facilities after
on-site wastewater treatment.  The on-site wastewater treat-
ment plant precipitates metal sludges. The wastewater is first
treated with sulfuric acid and sodium disulfate to reduce the
hexavalent chromate to trivalent chromium and then treated
with lime to raise the pH.  This precipitates chromium hydrox-
ide, zinc hydroxide, and lead hydroxide, but does not remove
the selenium.  The selenium is removed from the wastewater
by an ionic exchange system.  The chromium, zinc, and lead
hydroxide sludge (solid) waste is transferred to an off-site land
disposal facility and the selenium-containing ion exchange
resin is transferred to an off-site facility for metal recovery (off-
site recovery should02! be reported). The treated wastewater
is sent to a POTW after neutralization. You would indicate the
following treatment methods for the on-site treatment of each
of the lead, zinc,  chromium, and selenium compounds:

    C21   -   Chromium Reduction
    C01   -   Chemical Precipitation - Lime or Sodium
              Hydroxide
    R22   -   Metals Recovery -- Ion Exchange
    C11   -   Neutralization

All sequential  treatment steps must be  indicated for all the
metal compound categories reported even if the treatment
method does not affect the particular metal.  For example,
ionic exchange must be  reported as a treatment  method for
lead, zinc, chromium, and selenium compounds, even though
the method affects only the selenium compound.

You would calculate the  percent removal of chromium, lead,
zinc, and selenium, by subtracting the amount of each metal
in the wastewater discharge from the amount of each metal in
the wastewater before treatment, and then dividing by the
amount of each metal  in the wastewater before treatment.

You would indicate a discharge to a POTW in Part III, Section
6.1.1 and the location of the POTW in Part II, Section 1.1. You
would also indicate the release of the metal sludge to an off-
site land disposal facility in Part III, Section 6.2.1.
                       EXAMPLE

Your facility produces several different waste streams treated
on-site and transferred to off-site facilities.  You have previ-
  8.    Optional Information on Waste Minimization

 Information  provided  in Part III. Section 8.  of  Form R is
 optional. In this section, you may identify waste minimization
 efforts relating to the  reported toxic chemical that may  not
 have been reflected in  your responses to previous sections of
 the form. Waste minimization  reduces the amount of  the

-------
                                                    Page 29
                                                   Form R - Part
chemical in wastes that are generated. Treatment or disposal
does not minimize waste, but recycling or reuse of a waste
should be counted as waste minimization. Waste minimiza-
tion applies to air emissions and wastewater, as well as to
liquid  or solid materials that are released, disposed of, or
treated.  For example,  a program to recycle material from
reactor clean ing could reduce the amount of a listed chemical
in wastewater prior to treatment.  This reduction might not
show  up in annual reports of releases to receiving streams
(due to effective treatment, for example)  but would be cap-
tured in tt.is section

  A.  Type of Modification

Enter from the following list the one code that best describes
the type of waste minimization activity:

    M1   Recycling/Reuse On-Site
    M2   Recycling/Reuse Off-Site
    M3   Equipment/Technology Modifications
    M4   Process Procedure Modifications
    M5   Reformulation/Redesign of Product
    M6   Substitution of Raw Materials
    M7   Improved Housekeeping, Training, Inventory
          Control
    M8   Other Waste Minimization Technique

  B. Quantity of the Chemical in  the Wastestream Prior to
    Treatment/Disposal

Enter the pou nds of the toxic chemical contained in all wastes
in the reporting year and the pounds contained in all wastes in
the year prior to the reporting year. Alternatively, to protect
confidential information, you  may wish  to  enter only the
percentage by which the weight of the chemical in the wastes
has changed. This figure may be calculated using the follow-
ing formula:
(toxic chemical in wastes in reporting year -
 toxic chemical in wastes in prior yeart
 toxic chemical in wastes in prior year
X100
The resulting figure may be either negative or positive (i.e., if
the amount of waste generated has been reduced, a negative
number should be reported).

  C.  Index

Enterthe ratio of reporting-year production to production in the
year prior to the reporting year. This index should be calcu-
lated to most closely reflect activities involving the chemical.
The index provides a means for users of the data to distinguish
effects due to changes in business activity from the effects
specifically due to waste minimization efforts. It is not neces-
sary to indicate the units on which the index is based.  Ex-
amples of acceptable indices include:

  Q Amount of chemical produced in 1988/amount of chemi-
    cal produced in 1987. For example, a company manufac-
    tures 200,000 pounds of a chemical in 1987 and 250,000
    pounds of the same chemical in 1988. The index figure to
    report would be 1.3 (1.25 rounded to two significant
    digits).

  Q Amount of paint produced in  1988/amount of  paint  pro-
    duced in 1987.

  Q Number of appliances coated in 1988/number of appli-
    ances coated in 1987.

  Q Square feet of solar collector fabricated in 1988/square
    feet of solar collector fabricated in 1987.

  D.  Reason for Action

Finally, enter the codes from the following list  that best
describe the reason for initiating the waste minimization effort:

    R1    Regulatory Requirement for the Waste
    R2    Reduction of Treatment/Disposal Costs
    R3    Other Process Cost Reduction
    R4    Self-Initiated Review
    R5    Other (e.g., discontinuation of product,
            occupational safety).

-------
                                                   Page 30
                                                  TABLE I
                                              SIC CODES 20-39
20  Food and Kindred Products

    2011  Meat packing plants
    2013  Sausages and other prepared meat products
    2015  Poultry slaughtering and processing
    2021  Creamery butter
    2022  Natural, processed, and imitation cheese
    2023  Dry, condensed, and evaporated dairy products
    2024  Ice cream and frozen desserts
    2026  Fluid milk
    2032  Canned specialties
    2033  Canned fruits, vegetables, preserves, jams, and
          jellies
    2034  Dried and dehydrated fruits, vegetables, and soup
          mixes
    2035  Pickled fruits and vegetables, vegetable sauces
          and seasonings, and salad dressings
    2037  Frozen fruits, fruit juices, and vegetables
    2038  Frozen specialties, n.e.c.*
    2041  Flour and other grain mill products
    2043  Cereal breakfast foods
    2044  Rice milling
    2045  Prepared flour mixes and doughs
    2046  Wet corn milling
    2047  Dog and cat food
    2048  Prepared feeds and feed ingredients for animals
          and fowls, except dogs and cats
    2051  Bread and other bakery products, except cookies
          and crackers
    2052  Cookies and crackers
    2053  Frozen bakery products, except bread
    2061  Cane sugar, except refining
    2062  Cane sugar refining
    2063  Beet sugar
    2064  Candy and other confectionary products
    2066  Chocolate  and cocoa products
    2067  Chewing gum
    2068  Salted and roasted nuts and seeds
    2074  Cottonseed oil mills
    2075  Soybean oil mills
    2076  Vegetable  oil mills, except corn, cottonseed, and
          soybean
    2077  Animal and marine fats and oils
    2079  Shortening, table oils, margarine, and other edible
          fats and oils, n.e.c.*
    2082  Malt beverages
    2083  Malt
    2084  Wines, brandy, and brandy spirits
    2085  Distilled and blended liquors
    2086  Bottled and canned soft drinks and carbonated
          waters
    2087  Flavoring extracts and flavoring syrups, n.e.c.*
    2091  Canned and cured fish and seafoods
    2092  Prepared fresh or frozen fish and seafoods
    2095  Roasted coffee
    2096  Potato chips, com chips, and similar snacks
    2097  Manufactured ice
    2098  Macaroni, spaghetti, vermicelli, and noodles
    2099  Food preparations, n.e.c.*

21  Tobacco Products

    2111  Cigarettes
    2121  Cigars
    2131  Chewing and smoking tobacco and snuff
    2141  Tobacco stemming and redrying

22  Textile Mill Products

    2211  Broadwoven fabric mills, cotton
    2221  Broadwoven fabric mills, manmade fiber, and silk
    2231  Broadwoven fabric mills, wool  (including dyeing
          and finishing)
    2241  Narrow fabric and other smallwares mills: cotton,
          wool, silk, and manmade fiber
    2251  Women's full length and knee length hosiery, except
          socks
    2252  Hosiery, n.e.c.*
    2253  Knit outerwear mills
    2254  Knit underwear and nightwear mills
    2257  Weft knit fabric mills
    2258  Lace and warp knit fabric mills
    2259  Knitting mills, n.e.c.*
    2261  Finishers of broadwoven fabrics of cotton
    2262  Finishers of broadwoven fabrics of manmade fiber
          and silk
    2269  Finishers of textiles, n.e.c.*
    2273  Carpets and rugs
    2281  Yarn spinning mills
    2282  Yarn texturizing, throwing, twisting, and winding
          mills
    2284  Thread mills
    2295  Coated fabrics, not rubberized
    2296  Tire cord and fabrics
    2297  Nonwoven fabrics
    2298  Cordage and twine
    2299  Textile goods, n.e.c.*

23  Apparel and Other Finished Products made from
    Fabrics and Other Similar Materials

    2311  Men's and boys' suits, coats, and overcoats

-------
                                                    Page 31
    2321  Men's and boys' shirts, except work shirts
    2322  Men's and boys' underwear and nightwear
    2323  Men's and boys' neckwear
    2325  Men's and boys' separate trousers and slacks
    2326  Men's and boys' work clothing
    2329  Men's and boys' clothing, n.e.c.*
    2331  Women's, misses', and juniors' blouses and shirts
    2335  Women's, misses', and juniors' dresses
    2337  Women's, misses', and juniors' suits, skirts, and
          coats
    2339  Women's, misses', and juniors', outerwear, n.e.c.*
    2341  Women's, misses', children's, and infants' under-
          wear and nightwear
    2342  Brassieres, girdles, and allied garments
    2353  Hats, caps, and millinery
    2361  Girls', children's and infants' dresses, blouses, and
          shirts
    2369  Girls', children's and infants' outerwear, n.e.c.*
    2371  Fur goods
    2381  Dress and work gloves, except knit and all leather
    2384  Robes and dressing gowns
    2385  Waterproof outerwear
    2386  Leather and sheep lined clothing
    2387  Apparel belts
    2389  Apparel and accessories, n.e.c.*
    2391  Curtains and draperies
    2392  Housefurnishings, except curtains and draperies
    2393  Textile bags
    2394  Canvas and related products
    2395  Pleating, decorative and novelty stitching, and
          tucking for the trade
    2396  Automotive trimmings, apparel findings, and
          related products
    2397  Schiffli machine embroideries
    2399  Fabricated textile products, n.e.c.*

24  Lumber and Wood Products, Except Furniture

    2411  Logging
    2421  Sawmills and planing mills, general
    2426  Hardwood dimension and flooring mills
    2429  Special product sawmills, n.e.c.*
    2431  Millwork
    2434  Wood kitchen cabinets
    2435  Hardwood veneer and plywood
    2436  Softwood veneer  and plywood
    2439  Structural wood members, n.e.c.*
    2441  Nailed and lock corner wood boxes and shook
    2448  Wood pallets and skids
    2449  Wood containers, n.e.c.*
    2451  Mobile homes
    2452  Prefabricated wood buildings and components
    2491  Wood preserving
    2493  Reconstituted wood products
    2499  Wood products, n.e.c.*
25  Furniture and Fixtures

    2511  Wood household furniture, except upholstered
    2512  Wood household furniture, upholstered
    2514  Metal household furniture
    2515  Mattresses, foundations, and convertible beds
    2517  Wood television, radio, phonograph, and sewing
          machine cabinets
    2519  Household furniture, n.e.c.*
    2521  Wood office furniture
    2522  Office furniture,  except wood
    2531  Public building and related furniture
    2541  Wood office and storefixtures, partitions, shelving,
          and lockers
    2542  Office and store fixtures, partitions, shelving, and
          lockers, except wood
    2591  Drapery hardware  and window blinds and shades
    2599  Furniture and fixtures, n.e.c.*
26  Paper and Allied Products

    2611  Pulp mills
    2621  Paper mills
    2631  Paperboard mills
    2652  Setup paperboard boxes
    2653  Corrugated and solid fiber boxes
    2655  Fiber cans, tubes, drums, and similar products
    2656  Sanitary food containers, except folding
    2657  Folding paperboard boxes, including sanitary
    2671  Packaging paper and plastics film, coated and
          laminated
    2672  Coated and laminated paper, n.e.c.*
    2673  Plastics, foil, and coated paper bags
    2674  Uncoated paper and multiwall bags
    2675  Die-cut paper and paperboard and cardboard
    2676  Sanitary paper products
    2677  Envelopes
    2678  Stationery tablets, and related products
    2679  Converted paper and paperboard products, n.e.c.*

27  Printing, Publishing, and Allied Industries

    2711  Newspapers: publishing, or publishing and
          printing
    2721  Periodicals: publishing,  or publishing and printing
    2731  Books: publishing, or publishing and printing
    2732  Book printing
    2741  Miscellaneous publishing
    2752  Commercial printing, lithographic
    2754  Commercial printing, gravure
    2759  Commercial printing, n.e.c.*
    2761  Manifold business forms
    2771  Greeting cards
    2782  Blankbooks, looseleaf binders and devices

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                                                   Page 32
    2789  Bookbinding and related work
    2791  Typesetting
    2796  Platemaking and related services

28  Chemicals and Allied Products

    2812  Alkalies and chlorine
    2813  Industrial gases
    2816  Inorganic pigments
    2819  Industrial inorganic chemicals, n.e.c.*
    2821  Plastics materials, synthetic resins, and non-
          vulcanizable elastomers
    2822  Synthetic rubber (vulcanizable elastomers)
    2823  Cellulosic manmade fibers
    2824  Manmade organic fibers, except cellulosic
    2833  Medicinal chemicals and botanical products
    2834  Pharmaceutical preparations
    2835  In vitro and in vivo diagnostic substances
    2836  Biological products, except diagnostic substances
    2841  Soap and other detergents, except specialty
          cleaners
    2842  Specialty cleaning, polishing, and sanitation prepa-
          rations
    2843  Surface active agents, finishing agents, sulfonated
          oils, and assistants
    2844  Perfumes, cosmetics, and othertoilet preparations
    2851  Paints, varnishes,  lacquers, enamels, and allied
          products
    2861  Gum and wood chemicals
    2865  Cyclic organic crudes and intermediates, and
          organic dyes and pigments
    2869  Industrial organic chemicals, n.e.c.*
    2873  Nitrogenous fertilizers
    2874  Phosphatic fertilizers
    2875  Fertilizers, mixing only
    2879  Pesticides and agricultural chemicals, n.e.c.*
    2891  Adhesives and sealants
    2892  Explosives
    2893  Printing ink
    2895  Carbon black
    2899  Chemicals and chemical preparations, n.e.c.*

29  Petroleum Refining and Related Industries

    2911  Petroleum refining
    2951  Asphalt paving mixtures and blocks
    2952  Asphalt felts and coatings
    2992  Lubricating oils and greases
    2999  Products of petroleum and coal, n.e.c.*

30  Rubber and Miscellaneous Plastics Products

    3011  Tires and inner tubes
    3021  Rubber and plastics footwear
    3052  Rubber and plastics hose and belting
    3053  Gaskets, packing, and sealing devices
    3061  Molded, extruded, and lathecut mechanical rubber
          products
    3069  Fabricated rubber products, n.e.c.*
    3081  Unsupported plastics film and sheet
    3082  Unsupported plastics profile shapes
    3083  Laminated plastics plate, sheet, and profile shapes
    3084  Plastics pipe
    3085  Plastics bottles
    3086  Plastics foam products
    3087  Custom compounding of purchased plastics resins
    3088  Plastics plumbing fixtures
    3089  Plastics products, n.e.c.*

31  Leather and Leather Products

    3111  Leather tanning and finishing
    3131  Boot and shoe cut stock and findings
    3142  House slippers
    3143  Men's footwear, except athletic
    3144  Women's footwear, except athletic
    3149  Footwear, except rubber, n.e.c.*
    3151  Leather gloves and mittens
    3161  Luggage
    3171  Women's handbags and purses
    3172  Personal leather  goods, except women's hand-
          bags and purses
    3199  Leather goods, n.e.c.*

32  Stone, Clay, Glass and Concrete Products

    3211  Flat glass
    3221  Glass containers
    3229  Pressed and blown glass and glassware, n.e.c.*
    3231  Glass products, made of purchased  glass
    3241  Cement, hydraulic
    3251  Brick and structural clay tile
    3253  Ceramic wall and floor tile
    3255  Clay refractories
    3259  Structural clay products, n.e.c.*
    3261  Vitreous china plumbing fixtures and china and
          earthenware fittings and bathroom accessories
    3262  Vitreous china table and kitchen articles
    3263  Fine earthenware (whiteware) table  and Kitchen
          articles
    3264  Porcelain electrical supplies
    3269  Pottery products, n.e.c.*
    3271  Concrete block and brick
    3272  Concrete products, except block and brick
    3273  Ready mixed concrete
    3274  Lime
    3275  Gypsum products
    3281  Cut stone and stone products
    3291  Abrasive products
    3292  Asbestos products

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                                                   Page 33
    3295  Minerals and earths, ground or otherwise treated
    3296  Mineral wool
    3297  Monday refractories
    3299  Nonmetallic mineral products, n.e.c.*

33  Primary Metal Industries

    3312  Steelworks, blast furnaces (including coke ovens),
          and rolling mills
    3313  Electrometallurgical products, except steel
    3315  Steel wiredrawing and steel nails and spikes
    3316  Cold-rolled steel sheet, strip, and bars
    3317  Steel pipe and tubes
    3321  Gray and ductile iron foundries
    3322  Malleable iron foundries
    3324  Steel investment foundries
    3325  Steel foundries, n.e.c.*
    3331  Primary smelling and refining of copper
    3334  Primary production  of aluminum
    3339  Primary smelting and refining of nonferrous
          metals, except copper and aluminum
    3341  Secondary smelting and refining of nonferrous
          metals
    3351  Rolling, drawing, and extruding of copper
    3353  Aluminum sheet, plate, and foil
    3354  Aluminum extruded products
    3355  Aluminum rolling and drawing, n.e.c.*
    3356  Rolling, drawing, and extruding of nonferrous
          metals, except copper and aluminum
    3357  Drawing and insulating of nonferrous wire
    3363  Aluminum die-castings
    3364  Nonferrous die-castings, except aluminum
    3365  Aluminum foundries
    3366  Copper foundries
    3369  Nonferrous foundries, except aluminum and
          copper
    3398  Metal heat treating
    3399  Primary metal products, n.e.c.*

34  Fabricated Metal Products, except Machinery and
    Transportation Equipment

    3411  Metal cans
    3412  Metal shipping barrels, drums, kegs, and pails
    3421  Cutlery
    3423  Hand and edge tools, except machine tools and
          handsaws
    3425  Handsaws and saw blades
    3429  Hardware, n.e.c.*
    3431  Enameled iron and metal sanitary ware
    3432  Plumbing fixture fittings and trim
    3433  Heating equipment, except electric and warm air
          furnaces
    3441  Fabricated structural metal
    3442  Metal doors, sash, frames, molding, and trim
    3443  Fabricated plate work (boiler shops)
    3444  Sheet metal work
    3446  Architectural and ornamental metal work
    3448  Prefabricated metal buildings and components
    3449  Miscellaneous structural metal work
    3451  Screw machine products
    3452  Bolts, nuts, screws, rivets, and washers
    3462  Iron and steel forgings
    3463  Nonferrous forgings
    3465  Automotive stampings
    3468  Crowns and closures
    3469  Metal stampings, n.e.c.*
    3471  Electroplating, plating, polishing, anodizing, and
          coloring
    3479  Coating, engraving and allied services, n.e.c.*
    3482  Small arms ammunition
    3483  Ammunition, except for small arms
    3484  Small arms
    3489  Ordnance and accessories, n.e.c.*
    3491  Industrial valves
    3492  Fluid power valves and hose fittings
    3493  Steel springs, except wire
    3494  Valves and pipe fittings, n.e.c.*
    3495  Wire springs
    3496  Miscellaneous fabricated wire products
    3497  Metal foil and leaf
    3498  Fabricated pipe and pipe fittings
    3499  Fabricated metal products, n.e.c.*

35  Industrial and Commercial Machinery and Computer
    Equipment

    3511  Steam, gas and  hydraulic turbines, and turbine
          generator set units
    3519  Internal combustion engines, n.e.c.*
    3523  Farm machinery and equipment
    3524  Lawn and garden tractors and home lawn and
          garden equipment
    3531  Construction machinery and equipment
    3532  Mining machinery and equipment,  except oil and
          gas field machinery and equipment
    3533  Oil and gas field machinery and equipment
    3534  Elevators and moving stairways
    3535  Conveyors and conveying equipment
    3536  Overhead traveling cranes, hoists, and monorail
          systems
    3537  Industrial trucks, tractors, trailers, and stackers
    3541  Machine tools, metal cutting types
    3542  Machine tools, metal forming types
    3543  Industrial patterns
    3544  Special dies and tools, die sets, jigs and fixtures,
          and  industrial molds
    3545  Cutting tools, machine tool accessories, and
          machinists' measuring devices
    3546  Power driven handtools

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                                                   Page 34
   3547 Rolling mill machinery and equipment
   3548 Electric and gas welding and soldering equipment
   3549 Metalworking machinery, n.e.c.*
   3552 Textile machinery
   3553 Woodworking machinery
   3554 Paper industries machinery
   3555 Printing trades machinery and equipment
   3556 Food products machinery
   3559 Special industry machinery, n.e.c.*
   3561  Pumps and pumping equipment
   3562 Ball and roller bearings
   3563 Air and gas compressors
   3564 Industrial and commercial fans and blowers and air
         purification equipment
   3565 Packaging equipment
   3566 Speed changers, industrial high  speed drives, and
         gears
   3567 Industrial process furnaces and ovens
   3568 Mechanical powertransmission equipment, n.e.c.*
   3569 General industrial machinery and equipment, n.e.c.*
   3571  Electronic computers
   3572 Computer storage devices
   3575 Computer terminals
   3577 Computer peripheral equipment, n.e.c.*
   3578 Calculating and accounting machines, exceptelec-
         tronic computers
   3579 Office machines, n.e.c.*
   3581  Automatic vending machines
   3582 Commercial laundry, drycleaning, and pressing
         machines
   3585 Air conditioning and warm air heating equipment
         and commercial and industrial refrigeration equip-
         ment
   3586 Measuring and dispensing pumps
   3589 Service industry machinery, n.e.c.*
   3592 Carburetors, pistons, piston rings, and valves
   3593 Fluid power cylinders and actuators
   3594 Fluid power pumps and motors
   3596 Scales and balances, except laboratory
   3599 Industrial and commercial machinery and equip-
         ment, n.e.c*

36  Electronic and Other Electrical Equipment and
    Components, Except Computer Equipment

   3612 Power, distribution, and specialty transformers
   3613 Switchgear and switchboard apparatus
   3621 Motors and generators
   3624 Carbon and graphite products
   3625 Relays and industrial controls
   3629 Electrical industrial appliances,  n.e.c.*
   3631 Household cooking equipment
   3632 Household refrigerators and home and farm
         freezers
   3633 Household laundry equipment
   3634  Electrical housewares and fans
   3635  Household vacuum cleaners
   3639  Household appliances, n.e.c.*
   3641  Electric lampbulbs and tubes
   3643  Current carrying wiring devices
   3644  Noncurrent carrying wiring devices
   3645  Residential electric lighting fixtures
   3646  Commercial, industrial, and institutional electric
          lighting fixtures
   3647  Vehicular lighting equipment
   3648  Lighting equipment, n.e.c.*
   3651  Household audio and video equipment
   3652  Phonograph records and pre-recorded audio tapes
          and disks
   3661  Telephone and telegraph apparatus
   3663  Radio and television broadcasting and communi-
          cations equipment
   3669  Communications equipment, n.e.c.*
   3671  Electron tubes
   3672  Printed circuit boards
   3674  Semiconductors and related devices
   3675  Electronic capacitors
   3676  Electronic resistors
   3677  Electronic coils, transformers, and other inductors
   3678  Electronic connectors
   3679  Electronic components, n.e.c.*
   3691  Storage batteries
   3692  Primary batteries, dry and wet
   3694  Electric equipment for internal combustion
          engines
   3695  Magnetic and optical recording media
   3699  Electrical machinery, equipment, and supplies,
          n.e.c.*

37 Transportation Equipment

   3711  Motor vehicles and passenger car bodies
   3713  Truck and bus bodies
   3714  Motor vehicle parts and accessories
   3715  Truck trailers
   3716  Motor homes
   3721  Aircraft
   3724  Aircraft engines and engine parts
   3728  Aircraft parts and auxiliary equipment, n.e.c.*
   3731  Ship building and repairing
   3732  Boat building and repairing
   3743  Railroad equipment
   3751  Motorcycles, bicycles and parts
   3761  Guided missiles and space vehicles
   3764  Guided missile and space vehicle propulsion units
          and propulsion unit parts
   3769  Guided missile and space vehicle parts and auxil-
          iary equipment, n.e.c.*
   3792  Travel trailers  and campers
   3795  Tanks and tank components
   3799  Transportation equipment, n.e.c.*

-------
                                                    Page 35
38  Measuring, Analyzing, and Controlling Instruments;
    Photographic, Medical and Optical Goods; Watches
    and Clocks

    3812  Search, detection, navigation, guidance, aeronau-
          tical, and nautical systems and instruments
    3821  Laboratory apparatus and furniture
    3822  Automatic controls for regulating residential and
          commercial environments and appliances
    3823  Industrial instruments for measurement, display,
          and control of process variables; and related
          products
    3824  Totalizing fluid meters and counting devices
    3825  Instruments for measuring and testing of electricity
          and electrical signals
    3826  Laboratory analytical instruments
    3827  Optical instruments and lenses
    3829  Measuring and controlling devices, n.e.c.*
    3841  Surgical and medical instruments and apparatus
    3842  Orthopedic, prosthetic, and surgical appliances
          and supplies
    3843  Dental equipment and supplies
    3844  X-ray apparatus and tubes and related irradiation
          apparatus
    3845  Electromedical and electrotherapeutic apparatus
    3851  Ophthalmic goods
    3861  Photographic equipment and supplies
    3873  Watches, clocks, clockwork operated devices, and
          parts
39  Miscellaneous Manufacturing Industries

    3911  Jewelry, precious metal
    3914  Silverware, plated ware, and stainless steel ware
    3915  Jewelers' findings and materials, and lapidary work
    3931  Musical instruments
    3942  Dolls and stuffed toys
    3944  Games, toys and children's vehicles; except dolls
          and bicycles
    3949  Sporting and athletic goods, n.e.c.*
    3951  Pens, mechanical pencils, and parts
    3952  Lead pencils, crayons, and artists' materials
    3953  Marking devices
    3955  Carbon paper and inked ribbons
    3961  Costume jewelry and costume novelties, except
          precious metal
    3965  Fasteners, buttons, needles, and pins
    3991  Brooms and brushes
    3993  Signs and advertising specialties
    3995  Burial caskets
    3996  Linoleum, asphalted-felt-base, and other hard
          surface floor coverings, n.e.c.*
    3999  Manufacturing industries, n.e.c.*
*"Not elsewhere classified" indicated by "n.e.c."

-------
                                                   Page 36
                                                 TABLE II
                    SECTION 313 TOXIC CHEMICAL LIST FOR REPORTING YEAR 1988
                                         (including Chemical Categories)

 Specific toxic chemicals with CAS Number are listed in alphabetical order on this page. A list of the same chemicals in CAS
            Number order begins on page 40. Covered Chemical Categories are listed beginning on page 43.

[Note:  Chemicals may be added to or deleted from the list.
The Emergency Planning and Community Right-to-Know In-
formation  Hotline,  (800)535-0202  or  (202)  479-2449  in
Washington, D.C. or Alaska, will provide up-to-date informa-
tion on the status of these changes.  See page  7 of the
instructions for more information on the de  minimis values
listed below.]

  a.  Alphabetical Chemical List
                                        De Minimis
 CAS Number      Chemical Name      Concentration

  75-07-0     Acetaldehyde                 0.1
  60-35-5     Acetamide                   0.1
  67-64-1     Acetone                      1.0
  75-05-8     Acetonitrile                   1.0
  53-96-3     2-Acetylaminofluorene         0.1
  107-02-8    Acrolein                      1.0
  79-06-1     Acrylamide                   0.1
  79-10-7     Acrylic acid                   1.0
  107-13-1     Acrylonitrile                   0.1
  309-00-2    Aldrin                        1.0
              {1,4:5,8-Dimethanonaph1halene,
              1,2,3,4,10,1O-hexachloro-1,4,4a,
              5,8,8a-hexahydro-(1 .alpha.,
              4.alpha.,4a.beta.,5.alpha.,
              8.alpha.,8a.beta.)-}
  107-05-1     Allyl chloride                  1.0
  7429-90-5    Aluminum (fume or dust)       1.0
 1344-28-1     Aluminum oxide               1.0
  117-79-3    2-Aminoanthraquinone         0.1
  60-09-3     4-Aminoazobenzene          0.1
  92-67-1     4-Aminobiphenyl              0.1
  82-28-0     1-Amino-2-methylanthraquinone 0.1
  7664-41-7    Ammonia                    1.0
  6484-52-2    Ammonium nitrate (solution)    1.0
  7783-20-2    Ammonium sulfate (solution)   1.0
  62-53-3     Aniline                       1.0
  90-04-0     o-Anisidine                   0.1
  104-94-9    p-Anisidine                   1.0
  134-29-2    o-Anisidine hydrochloride      0.1
  120-12-7    Anthracene                   1.0
  7440-36-0    Antimony                    1.0
  7440-38-2    Arsenic                      0.1
  1332-21-4    Asbestos (friable)             0.1
  7440-39-3    Barium                      1.0
  98-87-3     Benzal chloride               1.0
  55-21-0     Benzamide                   1.0
  71-43-2     Benzene                     0.1

CAS Number
92-87-5
98-07-7

98-88-4
94-36-0
100-44-7
7440-41-7
92-52-4
1 1 1 -44-4
542-88-1
108-60-1
103-23-1
75-25-2

74-83-9

106-99-0
141-32-2
71 -36-3
78-92-2
75-65-0
85-68-7
1 06-88-7
123-72-8
4680-78-8
569-64-2
989-38-8
1937-37-7
2602-46-2
16071-86-6
2832-40-8
3761-53-3
81-88-9
3118-97-6
97-56-3
842-07-9
492-80-8

128-66-5
7440-43-9
156-62-7
133-06-2




Chemical Name
Benzidine
Benzole trichloride
(Benzotrichloride)
Benzoyl chloride
Benzoyl peroxide
Benzyl chloride
Beryllium
Biphenyl
Bis(2-chloroethyl) ether
Bis(chloromethyl) ether
Bis(2-chloro-1 -methylethyl)
Bis(2-ethylhexyi) adipate
Bromoform
{Tribromomethane}
Bromomethane
{Methyl bromide}
1,3-Butadiene
Butyl acrylate
n-Butyl alcohol
sec-Butyl alcohol
tert-Butyl alcohol
Butyl benzyl phthalate
1,2-Butylene oxide
Butyraldehyde
C. . Acid Green 3*
C. . Basic Green 4*
C. . Basic Red 1*
C. . Direct Black 38*
C. . Direct Blue 6*
C. . Direct Brown 95*
C. . Disperse Yellow 3*
C. . Food Red 5*
C.. Food Red 15*
C. . Solvent Orange 7*
C. . Solvent Yellow 3"
C. . Solvent Yellow 14*
C. . Solvent Yellow 34*
(Auramine)
C.I. Vat Yellow 4*
Cadmium
Calcium cyanamide
Captan
{1H-lsoindole-1,3(2H)-dion
3a,4,7,7a-tetrahydro-
2-[(trichloromethyl)thio]-}
De Minimis
Concentration
0.1
0.1

1.0
1.0
1.0
0.1
1.0
1.0
0.1
etheM.O
0.1
1.0

1.0

0.1
1.0
1.0
1.0
1.0
1.0
1.0
1.0
1.0
1.0
0.1
0.1
0.1
0.1
1.0
0.1
0.1
1.0
0.1
0.1

0.1
1.0
0.1
1.0
1.0
e,



-------
                                                    Page 37
CAS Number

 63-25-2

  75-15-0
  56-23-5
 463-58-1
 120-80-9
 133-90-4
  57-74-9
 7782-50-5
10049-04-4
 79-11-8
 532-27-4
 108-90-7
 510-15-6
 75-00-3

 67-66-3
 74-87-3

 107-30-2
 126-99-8
 1897-45-6
 7440-47-3
 7440-48-4
 7440-50-8
 120-71-8
 1319-77-3
 108-39-4
  95-48-7
 106-44-5
  98-82-8
  80-15-9
 135-20-6
 110-82-7
 94-75-7
 1163-19-5
 2303-16-4
 615-05-4
    Chemical Name
 De Minimis
Concentration
Carbaryl                      1.0
{1-Naphthalenol, methylcarbamate}
Carbon disulf ide               1.0
Carbon tetrachloride           0.1
Carbonyl sutfide               1.0
Catechol                      1.0
Chloramben                   1.0
{Benzoic acid, 3-amino-
2,5-dichloro-}
Chlordane                     1.0
{4,7-Methanoindan, 1,2,4,5,6,7,
8,8-octachloro-2,3,3a,4,
7,7a-hexahydro-}
Chlorine                       1.0
Chlorine dioxide               1.0
Chloroacetic acid              1.0
2-Chloroacetophenone         1.0
Chlorobenzene                1.0
Chlorobenzilate                1.0
{Benzeneacetic acid,4-chloro-
.alpha.-(4-chlorophenyl)-
.alpha.-hydroxy-.ethyl ester}
Chloroethane                  1.0
{Ethyl chloride}
Chloroform                    0.1
Chloromethane                1.0
{Methyl chloride}
Chloromethyl methyl ether      0.1
Chloroprene                   1.0
Chlorothalonil                  1.0
{1,3-Benzenedicarbonitrile,
2,4,5,6-tetrachloro-}
Chromium                     0.1
Cobalt                        1.0
Copper                       1.0
p-Cresidine                    0.1
Cresol (mixed  isomers)         1.0
m-Cresol                      1.0
o-Cresol                       1.0
p-Cresol                       1.0
Cumene                       1.0
Cumene hydroperoxide         1.0
Cupferron                     0.1
{Benzeneamine, N-hydroxy-
N-nitroso, ammonium salt}
Cyclohexane                   1.0
2,4-D                         1.0
{Acetic acid,
(2,4-dichlorophenoxy)-}
Decabromodiphenyl oxide       1.0
Oiallate                       1.0
{Carbamothioic acid,
bis(l-methylethyl)-, S-(2,3-
dichloro-2-propenyl) ester}
2,4-Diaminoanisole             0.1
CAS Number

39156-41-7
 101-80-4
25376-45-8
  95-80-7
 334-88-3
 132-64-9
  96-12-8

 106-93-4

 84-74-2
25321-22-6

  95-50-1
 541-73-1
 106-46-7
 91-94-1
 75-27-4
 107-06-2

 540-59-0
  75-09-2

 120-83-2
  78-87-5
 542-75-6
 62-73-7
                     115-32-2
                    1464-53-5
                     111-42-2
                     117-81-7

                     84-66-2
                     64-67-5
                     119-90-4
                     60-11-7
                     119-93-7

                     79-44-7
                     57-14-7
                     105-67-9
                     131-11-3
                     77-78-1
                     534-52-1
                     51-28-5
                     121-14-2
                     606-20-2
                     117-84-0
                     123-91-1
    Chemical Name
 De Minimis
Concentration
2,4-Diaminoanisole sulfate      0.1
4,4'-Diaminodiphenyl ether      0.1
Diaminotoluene (mixed isomers) 0.1
2,4-Diaminotoluene             0.1
Diazomethane                 1.0
Dibenzofuran                  1.0
1,2-Dibromo-3-chloropropane   0.1
{DBCP}
1,2-Dibromoethane             0.1
{Ethylene dibromide}
Dibutyl phthalate               1.0
Dichlorobenzene (mixed        0.1
isomers)
1,2-Dichlorobenzene           1.0
1,3-Dichlorobenzene           1.0
1,4-Dichlorobenzene           0.1
3,3'-Dichlorobenzidine          0.1
Dichlorobromomethane         1.0
1,2-Dichloroethane             0.1
{Ethylene dichloride}
1,2-Dichloroethylene           1.0
Dichloromethane               0.1
{Methylene chloride}
2,4-Dichlorophenol             1.0
1,2-Dichloropropane           1.0
1,3-Dichloropropylene          0.1
Dichlorvos                     1.0
{Phosphoric acid, 2,2-
dichloroethenyl dimethyl ester}
Dicofol                        1.0
{Benzenemethanol,  4-chloro-
.alpha.-(4-chlorophenyl)-
.alpha.- (trichloromethyl)-}
Diepoxybutane                0.1
Diethanolamine                1.0
Di-(2-ethylhexyl) phthalate      0.1
{DEHP}
Diethyl phthalate               1.0
Diethyl sulfate                 0.1
3,3'-Dimethoxybenzidine        0.1
4-Dimethylaminoazobenzene   0.1
3,3'-Dimethylbenzidine         0.1
{o-Tolidine}
Dimethylcarbamyl chloride      0.1
1,1-Dimethyl hydrazine         0.1
2,4-Dimethylphenol             1.0
Dimethyl phthalate             1.0
Dimethyl sulfate                0.1
4,6-Dinitro-o-cresol             1.0
2,4-Dinitrophenol               1.0
2,4-Dinitrotoluene              1.0
2,6-Dinitrotoluene              1.0
n-Dioctyl phthalate             1.0
1,4-Dioxane                   0.1

-------
                                                    Page 38
CAS Number
Chemical Name
 De Minimis
Concentration
CAS Number
Chemical Name
 De Minimis
Concentration
 122-66-7     1,2-Diphenylhydrazine          0.1
              {Hydrazobenzene}
 106-89-8     Epichlorohydrin                0.1
 110-80-5     2-Ethoxyethanol               1.0
 140-88-5     Ethyl acrylate                  0.1
 100-41-4     Ethylbenzene                  1.0
 541-41-3     Ethyl chloroformate            1.0
  74-85-1      Ethylene                      1.0
 107-21-1     Ethylene glycol                1.0
 151-56-4     Ethyleneimine                 0.1
              {Aziridine}
  75-21-8     Ethylene oxide                0.1
  96-45-7     Ethylene thiourea              0.1
 2164-17-2    Fluometuron                  1.0
              {Urea. N,N-dimethyl-N'-
              [3-(trifluoromethyl)phenyl]-}
  50-00-0     Formaldehyde                 0.1
  76-13-1      Freon113                     1.0
              {Ethane, 1,1,2-trichloro-1,2,2-
              trifluoro-}
  76-44-8     Heptachlor                    1.0
              {1,4,5,6,7,8,8-Heptachloro-
              3a,4,7,7a-tetrahydro-
              4,7-methano-1 H-indene}
 118-74-1     Hexachlorobenzene            0.1
  87-68-3     Hexachloro-1,3-butadiene       1.0
  77.47-4     Hexachlorocyclopentadiene     1.0
  67-72-1      Hexachloroethane             1.0
 1335-87-1    Hexachloronaphthalene        1.0
 680-31-9     Hexamethylphosphoramide     0.1
 302-01-2     Hydrazine                     0.1
 10034-93-2    Hydrazine sulfate              0.1
 7647-01-0    Hydrochloric acid              1.0
  74-90-8     Hydrogen cyanide             1.0
 7664-39-3    Hydrogen fluoride             1.0
 123-31-9     Hydroquinone                 1.0
 78-84-2      Isobutyraldehyde              1.0
 67-63-0      Isopropyl alcohol              0.1
              (manufacturing-strong acid
              process, no supplier notification)
  80-05-7     4,4'-lsopropylidenediphenol     1.0
 7439-92-1    Lead                         0.1
 58-89-9      Lindane                      0.1
              {Cyclohexane.1,2,3,4,5,6-
              hexachloro-,(1 .alpha.,2.alpha.,
              3.beta.,4.alpha.,5.alpha.,6.beta.)-}
 108-31-6     Maleic anhydride              1.0
 12427-38-2    Maneb                        1.0
              {Carbamodithioic acid, 1,2-
              ethanediylbis-.manganese
              complex}
 7439-96-5    Manganese                   1.0
 108-78-1     Melamine                     1.0
 7439-97-6    Mercury                      1.0
                                          67-56-1       Methanol                      1.0
                                          72-43-5      Methoxychlor                  1.0
                                                       {Benzene, 1,1'-(2,2,2-
                                                       trichloroethylidene)bis
                                                       [4-methoxy-}
                                          109-86-4     2-Methoxyethanol              1.0
                                          96-33-3      Methyl acrylate                 1.0
                                         1634-04-4     Methyl tert-butyl ether           1.0
                                          101-14-4     4,4'-Methylenebis (2-           0.1
                                                       chloroaniline)
                                                       {MBOCA}
                                          101-61-1     4,4'-Methylenebis(N,N-dimethyl) 0.1
                                                       benzenamine
                                          101 -68-8     Methylenebis (phenylisocyanate) 1.0
                                                       {MBI}
                                          74-95-3     Methylene bromide             1.0
                                          101-77-9     4,4'-Methylenedianiline          0.1
                                          78-93-3     Methyl ethyl ketone             1.0
                                          60-34-4     Methyl hydrazine               1.0
                                          74-88-4     Methyl iodide                  0.1
                                          108-10-1     Methyl isobutyl ketone          1.0
                                          624-83-9     Methyl isocyanate              1.0
                                          80-62-6     Methyl methacrylate            1.0
                                          90-94-8     Michler's ketone                0.1
                                         1313-27-5     Molybdenum trioxide           1.0
                                          505-60-2     Mustard gas                   0.1
                                                       {Ethane, 1,1'-thiobis[2-chloro-}
                                          91-20-3     Naphthalene                  1.0
                                          134-32-7     alpha-Naphthylamine           0.1
                                          91-59-8     beta-Naphthylamine            0.1
                                         7440-02-0     Nickel                        0.1
                                         7697-37-2     Nitric acid                     1.0
                                          139-13-9     Nitrilotriacetic acid              0.1
                                          99-59-2     5-Nitro-o-anisidine              0.1
                                          98-95-3     Nitrobenzene                  1.0
                                          92-93-3      4-Nitrobiphenyl                 0.1
                                         1836-75-5     Nitrofen                       0.1
                                                       {Benzene, 2,4-dichloro-1-
                                                       (4-nitrophenoxy)-}
                                          51-75-2     Nitrogen mustard              0.1
                                                       {2-Chloro-N-(2-chloroethyl)-N-
                                                       methylethanamine}
                                          55-63-0     Nitroglycerin                  1.0
                                          88-75-5      2-Nitrophenol                  1.0
                                          100-02-7     4-Nitrophenol                  1.0
                                          79-46-9     2-Nitropropane                 0.1
                                          156-10-5     p-Nitrosodiphenylamine         0.1
                                          121-69-7     N,N-Dimethylaniline            1.0
                                          924-16-3     N-Nitrosodi-n-butylamine        0.1
                                          55-18-5     N-Nitrosodiethylamine          0.1
                                          62-75-9     N-Nitrosodimethylamine         0.1
                                          86-30-6     N-Nitrosodiphenylamine         1.0
                                          621-64-7     N-Nitrosodi-n-propylamine      0.1
                                         4549-40-0    N-Nitrosomethylvinylamine      0.1

-------
             Page 39
 De Minimis
Concentration
CAS Number      Chemical Name

  59-89-2     N-Nitrosomorpholine           0.1
 759-73-9     N-Nitroso-N-ethylurea          0.1
 684-93-5     N-Nitroso-N-methylurea        0.1
16543-55-8    N-Nitrosonornicotine           0.1
 100-75-4     N-Nitrosopiperidine            0.1
 2234-13-1     Octachloronaphthalene         1.0
20816-12-0    Osmium tetroxide              1.0
  56-38-2     Parathion                     1.0
              {Phosphorothioic acid, o, o-
              diethyl-o-(4-nitrophenyl) ester}
  87-86-5     Pentachlorophenol             1.0
              {PCP}
  79-21-0     Peracetic acid                 1.0
 108-95-2     Phenol                       1.0
 106-50-3     p-Phenylenediamine           1.0
  90-43-7     2-Phenylphenol                1.0
  75-44-5     Phosgene                     1.0
 7664-38-2    Phosphoric acid               1.0
 7723-14-0    Phosphorus (yellow or white)    1.0
  85-44-9     Phthalic anhydride             1.0
 88-89-1      Picric acid                     1.0
 1336-36-3    Polychlorinated biphenyls       0.1
              {PCBs}
 1120-71-4    Propane sultone               0.1
  57-57-8     beta-Propiolactone             0.1
 123-38-6     Propionaldehyde              1.0
 114-26-1     Propoxur                     1.0
              {Phenol, 2-(1-methylethoxy)-,
              methylcarbamate}
 115-07-1     Propylene                     1.0
              {Propene}
  75-55-8     Propyleneimine                0.1
 75-56-9      Propylene oxide               0.1
 110-86-1     Pyridine                      1.0
  91-22-5     Quinoline                     1.0
 106-51-4     Quinone                      1.0
  82-68-8     Quintozene
              {Pentachloronitrobenzene}      1.0
  81-07-2     Saccharin (manufacturing, no   0.1
              supplier notification)
              {1,2-Benzisothiazol-3(2H)-one,
              1,1-dioxide}
  94-59-7     Safrole                       0.1
 7782-49-2     Selenium                     1.0
 7440-22-4     Silver                         1.0
 1310-73-2     Sodium hydroxide (solution)     1.0
 7757-82-6     Sodium sulfate (solution)       1.0
 100-42-5     Styrene                       0.1
  96-09-3     Styrene oxide                 0.1
 7664-93-9     Su If uric acid                   1.0
 100-21-0     Terephthalic acid              1.0
 79-34-5      1,1,2,2-Tetrachloroethane       0.1
 127-18-4     Tetrachloroethylene            0.1
              {Perchloroethylene}
Chemical Name
 De Minimis
Concentration
CAS Number	

 961-11-5     Tetrachlorvinphos               1.0
              {Phosphoric acid, 2-chloro-1-
              (2,3,5-trichlorophenyl) ethenyl
              dimethyl ester}
 7440-28-0    Thallium                       1.0
  62-55-5     Thioacetamide                 0.1
 139-65-1     4,4'-Thiodianiline                0.1
  62-56-6     Thiourea                       0.1
 1314-20-1     Thorium dioxide                1.0
 7550-45-0    Titanium tetrachloride           1.0
 108-88-3     Toluene                       1.0
 584-84-9     Toluene-2,4-diisocyanate        0.1
  91-08-7     Toluene-2,6-diisocyanate        0.1
  95-53-4     o-Toluidine                     0.1
 636-21-5     o-Toluidine hydrochloride        0.1
 8001-35-2    Toxaphene                     0.1
  68-76-8     Triaziquone                    0.1
              {2,5-Cyclohexadiene-1,4-dione,
              2,3,5-tris(1-aziridinyl)-}
  52-68-6     Trichlorfon                      1.0
              {Phosphonic acid,(2,2,2-trichloro-
              1-hydroxyethyl)-,dimethyl ester}
 120-82-1     1,2,4-Trichlorobenzene          1.0
  71-55-6     1,1,1-Trichloroethane           1.0
              {Methyl chloroform}
  79-00-5     1,1,2-Tnchloroethane           1.0
 79-01-6      Trichloroethylene               1.0
 95-95-4      2,4,5-Trichlorophenol           1.0
 88-06-2      2,4,6-Tnchlorophenol           0.1
 1582-09-8    Trifluralin                       1.0
              {Benzenamine, 2,6-dimtro-N,N-
              dipropyl-4-(trifluoromethyl)-}
  95-63-6     1,2,4-Trimethylbenzene         1.0
 126-72-7     Tris (2,3-dibromopropyl)         0.1
              phosphate
 51-79-6      Urethane                       0.1
              {Ethyl carbamate}
 7440-62-2    Vanadium (fume or dust)        1.0
 108-05-4     Vinyl acetate                   1.0
 593-60-2     Vinyl bromide                   0.1
  75-01-4     Vinyl chloride                   0.1
  75-35-4     Vinylidene chloride              1.0
 1330-20-7    Xylene (mixed isomers)          1.0
 108-38-3     m-Xylene                       1.0
 95-47-6      o-Xylene                       1.0
 106-42-3     p-Xylene                       1.0
 87-62-7      2,6-Xylidine                    1.0
 7440-66-6    Zinc (fume  or dust)              1.0
12122-67-7    Zineb                          1.0
              {Carbamodithioic acid, 1,2-
              ethanediylbis-, zinc complex}

-------
                                                    Page 40
 b. List Bv CAS Number

CAS Number  Chemical Name
 De Minimis
Concentration
 50-00-0       Formaldehyde                 0.1
 51-28-5       2,4-Dinitrophenol              1.0
 51-75-2       Nitrogen mustard              0.1
              {2-Chloro-N-(2-chloroethyl)-N-
              methylanamine}
 51-79-6       Urethane                     0.1
              {Ethyl carbamate}
 52-68-6       Trichlorfon                    1.0
              {Phosphonic acid,(2,2,2-trichloro-
              1-hydroxyethyl)-, dimethyl ester}
 53-96-3       2-Acetylaminofluorene         0.1
 55-18-5       N-Nitrosodiethylamine         0.1
 55-21-0       Benzamide                    1.0
 55-63-0       Nitroglycerin                  1.0
 56-23-5       Carbon tetrachloride           0.1
 56-38-2       Parathion                     1.0
              {Phosphorothioic acid, 0,0-
              diethyl-o-(4-nitrophenyl)ester}
 57-14-7       1,1-Dimethyl hydrazine        0.1
 57-57-8       beta-Propiolactone            0.1
 57-74-9       Chlordane                    1.0
              {4,7-Methanoindan,1,2,4,5,6,7,
              8,8-octachloro-2,3,3a,4,7,7a-
              hexahydro-}
 58-89-9       Lindane                      0.1
              {Cyclohexane,1,2,3,4,5,6-
              hexachloro-,(1.alpha.,2.alpha.,
              3.beta., 4.alpha.,5.alpha.,6.beta.)-}
 59-89-2       N-Nitrosomorpholine           0.1
 60-09-3       4-Aminoazobenzene           0.1
 60-11-7       4-Dimethylaminoazobenzene   0.1
 60-34-4       Methyl hydrazine              1.0
 60-35-5       Acetamide                    0.1
 62-53-3       Aniline                        1.0
 62-55-5       Thioacetamide                0.1
 62-56-6       Thiourea                     0.1
 62-73-7       Dichlorvos                    1.0
              {Phosphoric acid, 2,2-
              dichloroethenyl dimethyl ester}
 62-75-9       N-Nitrosodimethylamine       0.1
 63-25-2       Carbaryl                       1.0
              {1-Naphthalene),
              methylcarbamate}
 64-67-5       Diethyl sulfate                 0.1
 67-56-1       Methanol                      1.0
 67-63-0       Isopropyl alcohol              0.1
              (manufacturing-strong acid process,
              no supplier notification)
 67-64-1       Acetone                       1.0
 67-66-3       Chloroform                    0.1
 67-72-1       Hexachloroethane              1.0
 68-76-8       Triaziquone                    0.1
              {2,5-Cyclohexadiene-1,4-dione,
              2,3,5-tris(1-aziridinyl)-}
CAS Number

 71-36-3
 71-43-2
 71-55-6

 72-43-5
                    74-83-9

                    74-85-1
                    74-87-3

                    74-88-4
                    74-90-8
                    74-95-3
                    75-00-3

                    75-01-4
                    75-05-8
                    75-07-0
                    75-09-2

                    75-15-0
                    75-21-8
                    75-25-2

                    75-27-4
                    75-35-4
                    75-44-5
                    75-55-8
                    75-56-9
                    75-65-0
                    76-13-1
                    76-44-8
                    77-47-4
                    77-78-1
                    78-84-2
                    78-87-5
                    78-92-2
                    78-93-3
                    79-00-5
                    79-01-6
                    79-06-1
                    79-10-7
                    79-11-8
                    79-21-0
                    79-34-5
                    79-44-7
                    79-46-9
    Chemical Name
 De Minimis
Concentration
n-Butyl alcohol                 1.0
Benzene                      0.1
1,1,1-Trichloroethane           1.0
{Methyl chloroform}
Methoxychlor                  1.0
{Benzene, 1,1'-(2,2,2-
trichloroethylidene)bis
[4-methoxy-}
Bromomethane                1.0
{Methyl bromide}
Ethylene                      1.0
Chloromethane                1.0
{Methyl chloride}
Methyl iodide                  0.1
Hydrogen cyanide              1.0
Methylene bromide            1.0
Chloroethane                  1.0
{Ethyl chloride)
Vinyl chloride                  0.1
Acetonitrile                    0.1
Acetaldehyde                  1.0
Dichloromethane               0.1
{Methylene chloride}
Carbon disulfide               1.0
Ethylene oxide                 0.1
Bromoform                    1.0
{Tribromomethane}
Dichlorobromomethane         1.0
Vinylidene chloride             1.0
Phosgene                     1.0
Propyleneimine                0.1
Propylene oxide               0.1
tert-Butyl alcohol               1.0
Freon113                    1.0
{Ethane, 1,1,2-trichloro-1,2,2-
trifluoro-}
Heptachlor                    1.0
{1,4,5,6,7,8,8-Heptachloro-
3a,4,7,7a-tetrahydro-
4,7-methano-1 H-indene}
Hexachlorocyclopentadiene     1.0
Dimethyl sulfate               0.1
Isobutyraldehyde              1.0
1,2-Dichloropropane           1.0
sec-Butyl alcohol              1.0
Methyl ethyl ketone            1.0
1,1,2-Trichloroethane          1.0
Trichloroethylene              1.0
Acrylamide                    0.1
Aery lie acid                    1.0
Chloroacetic acid              1.0
Peracetic acid                 1.0
1,1,2,2-Tetrachloroethane      0.1
Dimethylcarbamyl  chloride      0.1
2-Nitropropane                0.1

-------
                                                    Page 41
CAS Number
Chemical Name
 De Minimis
Concentration
CAS Number
Chemical Name
 De Minimis
Concentration
 80-05-7      4,4'-lsopropylidenediphenol     1.0
 80-15-9      Cumene hydroperoxide         1.0
 80-62-6      Methyl methacrylate            1.0
 81-07-2      Saccharin (manufacturing, no   0.1
              supplier notification)
              {1,2-Benzisothiazol-3(2H)-one,
              1,1-dioxide}
 81-88-9      C.I. Food Red 15*             0.1
 82-28-0      1-Amino-2-methylanthraquinone 0.1
 82-68-8      Quintozene                   1.0
              {Pentachloronitro-benzene}
 84-66-2      Diethyl phthalate               1.0
 84-74-2      Dibutyl phthalate               1.0
 85-44-9      Phthalic anhydride             1.0
 85-68-7      Butyl benzyl phthalate          1.0
 86-30-6      N-Nitrosodiphenylamine        1.0
 87-62-7      2,6-Xylidine                   1.0
 87-68-3      Hexachloro-1,3-butadiene      1.0
 87-86-5      Pentachlorophenol             1.0
              {PCP}
 88-06-2      2,4,6-Trichlorophenol           0.1
 88-75-5      2-Nitrophenol                  1.0
 88-89-1       Picric acid                     1.0
 90-04-0      o-Anisidine                    0.1
 90-43-7      2-Phenylphenol                1.0
 90-94-8      Michler's ketone               0.1
 91-08-7      Toluene-2,6-diisocyanate       0.1
 91-20-3      Naphthalene                  1.0
 91-22-5      Quinoline                     1.0
 91-59-8      beta-Naphthylamine            0.1
 91-94-1       3,3'-Dichlorobenzidine          0.1
 92-52-4      Biphenyl                      1.0
 92-67-1       4-Aminobiphenyl               0.1
 92-87-5      Benzidine                     0.1
 92-93-3      4-Nitrobiphenyl                0.1
 94-36-0      Benzoyl peroxide               1.0
 94-59-7      Safrole                        0.1
 94-75-7      2,4-D                         1.0
              {Acetic acid,
              (2,4-dichlorophenoxy)-}
 95-47-6      o-Xylene                      1.0
 95-48-7      o-Cresol                      1.0
 95-50-1       1,2-Dichlorobenzene           1.0
 95-53-4      o-Toluidine                    0.1
 95-63-6      1,2,4-Trimethylbenzene         1.0
 95-80-7      2,4-Diaminotoluene            0.1
 95-95-4      2,4,5-Trichlorophenol           1.0
 96-09-3      Styrene oxide                  0.1
 96-12-8      1,2-Dibromo-3-chloropropane   0.1
              {DBCP}
 96-33-3      Methyl acrylate                1.0
 96-45-7      Ethylene thiourea               0.1
 97-56-3      C.I. Solvent Yellow 3*           0.1
                                         98-07-7       Benzoic trichloride              0.1
                                                       {Benzotrichloride}
                                         98-82-8       Cumene                      1.0
                                         98-87-3       Benzal chloride                1.0
                                         98-88-4       Benzoyl chloride               1.0
                                         98-95-3       Nitrobenzene                  1.0
                                         99-59-2       5-Nitro-o-anisidine              0.1
                                         100-02-7      4-Nitrophenol                  1.0
                                         100-21-0      Terephthalic acid               1.0
                                         100-41-4      Ethylbenzene                  1.0
                                         100-42-5      Styrene                       0.1
                                         100-44-7      Benzyl chloride                1.0
                                         100-75-4      N-Nitrosopiperidine             0.1
                                         101-14-4      4,4'-Methylenebis (2-           0.1
                                                       chloroaniline)
                                                       {MBOCA}
                                         101-61-1       4,4'-Methylenebis(N,N-dimethyl) 0.1
                                                       benzenamme
                                         101-68-8      Methylenebis(phenylisocyanate) 1.0
                                                       {MBI}
                                         101-77-9      4,4'-Methylenedianiline         0.1
                                         101-80-4      4,4'-Diaminodiphenyl ether      0.1
                                         103-23-1       Bis(2-ethylhexyl) adipate        0.1
                                         104-94-9      p-Anisidine                    1.0
                                         105-67-9      2,4-Dimethylphenol             1.0
                                         106-42-3      p-Xylene                      1.0
                                         106-44-5      p-Cresol                      1.0
                                         106-46-7      1,4-Dichlorobenzene           0.1
                                         106-50-3      p-Phenylenediamine            1.0
                                         106-51-4      Quinone                      1.0
                                         106-88-7      1,2-Butylene oxide              1.0
                                         106-89-8      Epichlorohydrin                0.1
                                         106-93-4      1,2-Dibromoethane             0.1
                                                       {Ethylene dibromide}
                                         106-99-0      1,3-Butadiene                  0.1
                                         107-02-8      Acrolein                       1.0
                                         107-05-1       Allyl chloride                   1.0
                                         107-06-2      1,2-Dichloroethane             0.1
                                                       {Ethylene dichloride}
                                         107-13-1       Acrylonitrile                    0.1
                                         107-21-1       Ethylene glycol                1.0
                                         107-30-2      Chloromethyl methyl ether      0.1
                                         108-05-4      Vinyl acetate                   1.0
                                         108-10-1       Methyl isobutyl ketone          1.0
                                         108-31-6      Maleic anhydride               1.0
                                         108-38-3      m-Xylene                      1.0
                                         108-39-4      m-Cresol                      1.0
                                         108-60-1       Bis(2-chloro-1 -methylethyl) etheM .0
                                         108-78-1       Melamine                      1.0
                                         108-88-3      Toluene                       1.0
                                         108-90-7      Chlorobenzene                1.0
                                         108-95-2      Phenol                        1.0
                                         109-86-4      2-Methoxyethanol              1.0

-------
                                  Page 42
Chemical Name
 De Minimis
Concentration
CAS Number	

110-80-5      2-Ethoxyethanol               1.0
110-82-7      Cyclohexane                  1.0
110-86-1      Pyridine                       1.0
111-42-2      Diethanolamine                1.0
111-44-4      Bis(2-chloroethyl) ether        1.0
114-26-1      Propoxur                      1.0
              {Phenol, 2-(1-methylethoxy)-,
              methylcarbamate}
115-07-1      Propylene (Propene)           1.0
115-32-2      Dicofol                        1.0
              {Benzenemethanol, 4-chloro-
              .alpha.-(4-chlorophenyl)-
              .alpha.-(trichloro methyl)-}
117-79-3      2-Aminoanthraquinone         0.1
117-81-7      Di(2-ethylhexyl) phthalate       0.1
              {DEHP}
117-84-0      n-Dioctyl phthalate             1.0
118-74-1      Hexachlorobenzene           0.1
119-90-4      3,3'-Dimethoxybenzidine       0.1
119-93-7      3,3'-Dimethylbenzidine         0.1
              {o-Tolidine}
120-12-7      Anthracene                    1.0
120-71-8      p-Cresidine                    0.1
120-80-9      Catechol                      1.0
120-82-1      1,2,4-Trichlorobenzene        1.0
120-83-2      2,4-Dichlorophenol             1.0
121-14-2      2,4-Dinitrotoluene             1.0
121-69-7      N,N-Dimethylaniline           1.0
122-66-7      1,2-Diphenylhydrazine         0.1
              {Hydrazobenzene}
123-31-9      Hydroquinone                 1.0
123-38-6      Propionaldehyde              1.0
123-72-8      Butyraldehyde                 1.0
123-91-1      1,4-Dioxane                   0.1
126-72-7      Tris(2,3-dibromopropyl)        0.1
              phosphate
126-99-8      Chloroprene                   1.0
127-18-4      Tetrachloroethylene           0.1
              {Perchloroethylene}
128-66-5      C.I. Vat Yellow 4*             1.0
131-11-3      Dimethyl phthalate             1.0
132-64-9      Dibenzofuran                 1.0
133-06-2      Captan                       1.0
              {1 H-lsoindole-1,3(2H)-dione,
              3a,4,7,7a-tetrahydro-
              2[(trichloromethy)thio]-}
133-90-4      Chloramben                   1.0
              {Benzole acid, 3-amino-
              2,5-dichloro-}
134-29-2      o-Anisidine hydrochloride       0.1
134-32-7      alpha-Naphthylamine          0.1
135-20-6      Cupferron                     0.1
              {Benzeneamine,  N-hydroxy-
              N-nitroso,ammonium salt}
                                         De Minimis
CAS Number      Chemical Name       Concentration

139-13-9       Nitrilotriacetic acid             0.1
139-65-1       4,4'-Thiodianiline              0.1
140-88-5       Ethyl acrylate                 0.1
141-32-2       Butyl acrylate                 1.0
151-56-4       Ethyleneimine (Aziridine)       0.1
156-10-5       p-Nitrosodiphenylamine        0.1
156-62-7       Calcium cyanamide            1.0
302-01-2       Hydrazine                    0.1
309-00-2       Aldrin                        1.0
               {1,4:5,8-Dimethanonaphthalene,
               1,2,3,4,10,10-hexachloro-1,4,4a,
               5,8,8a-hexahydro-(1 .alpha.,
               4.alpha.,4a.beta.,5.alpha.,
               8.alpha.,8a.beta.)-}
334-88-3       Diazomethane                1.0
463-58-1       Carbonyl  sulfide               1.0
492-80-8       C.I. Solvent Yellow 34*         0.1
               {Auramine}
505-60-2       Mustard gas                  0.1
               {Ethane, 1,1'-thiobis[2-ch loro-}
510-15-6       Chlorobenzilate               1.0
               {Benzeneacetic acid,4-chloro-
               .alpha.-(4-chlorophenyl)-
               .alpha.-hydroxy-.ethyl ester}
532-27-4       2-Chloroacetophenone         1.0
534-52-1       4,6-Dinitro-o-cresol            1.0
540-59-0       1,2-Dichloroethylene           1.0
541-41-3       Ethyl chloroformate            1.0
541-73-1       1,3-Dichlorobenzene           1.0
542-75-6       1,3-Dichloropropylene          0.1
542-88-1       Bis(chloromethyl) ether        0.1
569-64-2       C.I. Basic Green 4*            1.0
584-84-9       Toluene-2,4-diisocyanate      0.1
593-60-2       Vinyl bromide                0.1
606-20-2       2,6-Dinitrotoluene              1.0
615-05-4       2,4-Diaminoanisole            0.1
621-64-7       N-Nitrosodi-n-propylamine     0.1
624-83-9       Methyl isocyanate              1.0
636-21-5       o-Toluidine hydrochloride      0.1
680-31-9       Hexamethylphosphoramide    0.1
684-93-5       N-Nitroso-N-methylurea       0.1
759-73-9       N-Nitroso-N-ethylurea          0.1
842-07-9       C.I. Solvent Yellow 14*         0.1
924-16-3       N-Nitrosodi-n-butylamine       0.1
961-11-5       Tetrachlorvinphos              1.0
               {Phosphoric acid, 2-chloro-1-
               (2,3,5-trichlorophenyl)ethenyl
               dimethyl ester}
989-38-8       C.I. Basic Red 1*               0.1
 1120-71-4     Propane  sultone               0.1
 1163-19-5     Decabromodiphenyl oxide      1.0
 1310-73-2     Sodium hydroxide (solution)     1.0
 1313-27-5     Molybdenum trioxide            1.0
 1314-20-1     Thorium dioxide               1.0

-------
                                                   Page 43
CAS Number
Chemical Name
 De Minimis
Concentration
CAS Number
Chemical Name
 De Minimis
Concentration
1319-77-3     Cresol (mixed isomers)         1.0
1330-20-7     Xylene (mixed isomers)         1.0
1332-21-4     Asbestos (friable)              0.1
1335-87-1     Hexachloronaphthalene        1.0
1336-36-3     Polychlorinated biphenyls       0.1
              {PCBs}
1344-28-1     Aluminum oxide               1.0
1464-53-5     Diepoxybutane                0.1
1582-09-8     Trifluralin                     1.0
              {Benzenamine, 2,6- dinilro-N,N-
              dipropyl-4-(trifluoromethyl)-}
1634-04-4     Methyl tert-butyl ether          1,0
1836-75-5     Nitrofen                      0.1
              {Benzene, 2,4-dichloro-1-
              (4-nitrophenoxy)-}
1897-45-6     Chlorothalonil                 1.0
              {1,3-Benzenedicar bonitrile,
              2,4,5,6-tetrachloro-}
1937-37-7     C.I. Direct Black 38*           0.1
2164-17-2     Fluometuron                  1.0
              {Urea, N,N-dimethyl-N'-
              [3-(trifluoromethyl)phenyl]-}
2234-13-1     Octachloronaphthalene         1.0
2303-16-4     Diallate                       1.0
              (Carbamothioic acid,
              bis(l-methylethyl)-, S-(2,3-
              dichloro-2-propenyl) ester}
2602-46-2     C.I. Direct Blue 6*             0.1
2832-40-8     C.I. Disperse Yellow 3*         1.0
3118-97-6     C.I. Solvent Orange 7"         1.0
3761-53-3     C.I. Food Red 5*              0.1
4549-40-0     N-Nitrosomethylvinylamine      0.1
4680-78-8     C.I. Acid Green 3*             1.0
6484-52-2     Ammonium nitrate (solution)     1.0
7429-90-5     Aluminum (fume or dust)       1.0
7439-92-1     Lead                         0.1
7439-96-5     Manganese                   1.0
7439-97-6     Mercury                      1.0
7440-02-0     Nickel                       0.1
7440-22-4     Silver                        1.0
7440-28-0     Thallium                      1.0
7440-36-0     Antimony                     1.0
7440-38-2     Arsenic                       0.1
7440-39-3     Barium                       1.0
7440-41-7     Beryllium                     0.1
7440-43-9     Cadmium                     0.1
7440-47-3     Chromium                    0.1
7440-48-4     Cobalt                       1.0
7440-50-8     Copper                       1.0
7440-62-2     Vanadium (fume or dust)       1.0
7440-66-6     Zinc (fume or dust)            1.0
7550-45-0     Titanium tetrachloride          1.0
7647-01-0     Hydrochloric acid              1.0
                                        7664-38-2    Phosphoric acid               1.0
                                        7664-39-3    Hydrogen fluoride              1.0
                                        7664-41-7    Ammonia                     1.0
                                        7664-93-9    Sulfuric acid                   1.0
                                        7697-37-2    Nitric acid                     1.0
                                        7723-14-0    Phosphorus (yellow or white)    1.0
                                        7757-82-6    Sodium sulfate (solution)        1.0
                                        7782-49-2    Selenium                     1.0
                                        7782-50-5    Chlorine                      1.0
                                        7783-20-2    Ammonium sulfate (solution)    1.0
                                        8001-35-2    Toxaphene                    0.1
                                        10034-93-2   Hydrazine sulfate              0.1
                                        10049-04-4   Chlorine dioxide               1.0
                                        12122-67-7   Zineb                        1.0
                                                     {Carbamodithioic acid, 1,2-
                                                     ethanediylbis-.zinc complex}
                                        12427-38-2   Maneb                        1.0
                                                     {Carbamodithioic acid, 1,2-
                                                     ethanediylbis-,manganese
                                                     complex}
                                        16071-86-6   C.I Direct Brown 95*           0.1
                                        16543-55-8   N-Nitrosonornicotine           0.1
                                        20816-12-0   Osmium tetroxide              1.0
                                        25321-22-6   Dichlorobenzene (mixed        0.1
                                                     isomers)
                                        25376-45-8   Diaminotoluene (mixed isomers) 0.1
                                        39156-41-7   2,4-Diaminoanisole sulfate      0.1
                                       SECTION 313 CHEMICAL CATEGORIES

                                       Section 313 requires emissions reporting on the chemical
                                       categories listed below, in addition to the specific chemicals
                                       listed above.   The metal compounds  listed below, unless
                                       otherwise specified, are defined as including any unique
                                       chemical substance that contains the  named metal  (i.e.,
                                       antimony, copper, etc.) as part of that chemical's structure.

                                       Chemical categories are subject to the 1 percent de minimis
                                       concentration unless the substance involved meets the defini-
                                       tion of an OSHA carcinogen.

                                       Antimony Compound^ - Includes any unique chemical sub-
                                       stance that contains antimony  as part of that chemical's
                                       infrastructure.

                                       Arsenic Compounds - Includes any unique chemical  sub-
                                       stance that contains arsenic as part of that chemical's infra-
                                       structure.

                                       Barium  Compounds - Includes  any  unique chemical  sub-
                                       stance that contains barium as part of that chemical's infra-
                                       structure.

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                                                   Page 44
Beryllium Compounds - Includes any unique chemical sub-
stance that contains beryllium as part  of that  chemical's
infrastructure.

Cadmium Compounds - Includes any unique chemical sub-
stance that contains cadmium as part  of that  chemical's
infrastructure.

Chlorophenols -
    where x = 1 to 5

Chromium Compounds - Includes any unique chemical sub-
stance that contains chromium  as  part of that chemical's
infrastructure.

Cobalt Compounds- Includes any unique chemical substance
that contains cobalt as part of that chemical's infrastructure.

Copper Compounds - Includes  any unique  chemical sub-
stance that contains copper as part  of that chemical's infra-
structure.

Cvanide Compounds - X* CM* where X = H+ or any other
group where a formal dissociation may  occur. For example
KCN or Ca(CN)2.

Glvcol Ethers - Includes mono- and di- ethers of ethylene
glycol, diethylene glycol, and triethylene glycol.

          R-(OCH2CH2)n-OR'
          Where  n = 1,2,or3
          R = alkyl or aryl groups
          R'= R, H, or groups which, when
          removed, yield glycol ethers with the
          structure:
          R-(OCH2CH2)n-OH
Lead Compounds - Includes any unique chemical substance
that contains lead as part of that chemical's infrastructure.

Manganese Compounds - Includes  any unique chemical
substance that contains manganese as part of that chemical's
infrastructure.

Mercury Compounds - Includes any  unique chemical sub-
stance that contains mercury as part of that chemical's infra-
structure.
Nickel Compounds - Includes any unique chemical substance
that contains nickel as part of that chemical's infrastructure.
                                                         Polvbrominated Biohenvls
                               H(IO-x»
    where x = 1 to 10
Selenium Compounds - Includes any unique chemical sub-
stance that contains selenium as part  of that chemical's
infrastructure.

Silver Compounds- Includes any unique chemical substance
that contains silver as part of that chemical's infrastructure.

Thallium Compounds -  Includes any unique chemical sub-
stance that contains thallium as part of that chemical's infra-
structure.

Zinc Compounds - Includes any unique chemical substance
that contains zinc as part of that chemical's infrastructure.

*C.I. means "Color Index."
          Polymers are excluded from this category.

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                                               Page 45
                                             TABLE III
Alabama
Alaska
American Samoa
Arizona
Arkansas
California
Colorado
Connecticut
Delaware
District of Columbia
Florida
Georgia
Guam
Hawaii
Idaho
Illinois
Indiana
Iowa
Kansas
Kentucky
Louisiana
Maine
Marshall Islands
Maryland
Massachusetts
Michigan
Minnesota
Mississippi
Missouri
STATE ABBREVIATIONS

     AL       Montana                                    MT
     AK       Nebraska                                    NE
     AS       Nevada                                     NV
     AZ       New Hampshire                               NH
     AR       New Jersey                                  NJ
     CA       New Mexico                                 NM
     CO       New York                                    NY
     CT       North Carolina                                NC
     DE       North Dakota                                 ND
     DC       Commonwealth of the Northern Mariana Islands     MP
     FL       Ohio                                        OH
     GA       Oklahoma                                   OK
     GU       Oregon                                     OR
     HI        Pennsylvania                                 PA
     ID        Puerto Rico                                  PR
     IL        Rhode Island                                 Rl
     IN        South Carolina                                SC
     IA        South Dakota                                 SD
     KS       Tennessee                                   TN
     KY       Texas                                      TX
     LA       Utah                                        UT
     ME       Vermont                                    VT
     MH       Virginia                                     VA
     MD       Virgin Islands                                 VI
     MA       Washington                                  WA
     Ml        West Virginia                                 WV
     MN       Wisconsin                                   Wl
     MS       Wyoming                                    WY
     MO

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                                                 Page 46
ADDITIONAL MATERIALS AVAILABLE ON
SECTION 313:
For copies of these materials, send in the request form
included in the booklet or write to:

    Section 313 Document Distribution Center
    P.O. Box 12505
    Cincinnati, OH  45212

a Section 313 Rule (FR Reprint)

  A reprint of the final section 313 rule as it appeared in the
  Federal Register (FR) February 16,1988.

a TRI Magnetic Media Submission Guidance Package
  (EPA 560/7-88-003)

  Reports under section 313 may be submitted by computer
  tape orf loppy disk. This guidance package gives the format
  requirements and other details for such submissions.

Q Toxic Chemical Release Inventory Questions and
  Answers (EPA 560/4-89-002)

  Answers to frequently asked questions about the section
  313 rule, organized by subject area.

Q Section 313 Technical Questions and Answers
  Document

Q Common Synonyms for Section 313 Chemicals
  (OTS-ETD-001)

  This document contains common synonyms for the specifi-
  cally listed section 313 chemicals (synonyms for chemicals
  in covered categories are not included).

Q Comprehensive List of Chemicals Subject to Reporting
  Under the Act
  (Title III List of Lists) (EPA 560/4-88-003)

  A consolidated list of specific chemicals covered by the
  Emergency Planning and Community Right-to-Know Act.
  The list contains the chemical name, CAS Registry Number,
  and provides specific information on what reporting
  requirement(s) the chemical is subject to.

O Supplier Notification Requirements Brochure
  (EPA 560/4-88-008)

Q Trade Secrets Rule and Form (FR Reprint)

  A reprint of the final rule that appeared in the Federal
  Register of July 29,1988. This rule implements the trade
  secrets provision of the Emergency Planning and Commu-
  nity Right-to-Know Act (Section 322). Includes a copy of the
  trade secret substantiation form.
Q Industry Specific Technical Guidance Documents

  The Agency has developed a group of smaller, Individual
  guidance documents that target activities in industries who
  primarily process or use the listed toxic chemicals.

Also available:

Q Comprehensive List of Chemicals Subject to Reporting
  Under the Act
  (Title III List of Lists)

  Available as an IBM compatible disk from: The National
  Technical Information Service, 5285 Port Royal Road, Spring-
  field, VA 22161, (703) 487-4650, Document Number: PB
  88-193255, $50.00.

Q Estimating Releases and Waste Treatment Efficiencies
  for the Toxic Chemical Release Inventory
  (EPA 560/4-88-002)

  Suggested methods on the development of release esti-
  mates and waste treatment efficiency calculations required
  on Form R. Available from: Superintendent of Documents,
  Government Printing Office, Washington, DC 20402-9325,
  (202) 783-3238, Stock Number: 055-000-00270-3, $11.00.

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PI63S8  SGnd infOnT13tiOn Oni (Please indicate the quantities you are requesting.)
                                                     Industry Specific Technical  Guidance
                                                     Documents for Estimating Releases:
      Section 313 Rule (FR Reprint)
      Additional Copies of Instructions and Form R
      (EPA 560/4-88-005)
      TRI Magnetic Media Submission Guidance
      Package (EPA 560/7-88-003)
      Toxic Chemical Release Inventory Questions
      and Answers (EPA 560/4-89-002)
      Section 313 Technical  Question and Answers
      Document
      Common Synonyms for Section 313
      Chemicals  (OTS-ETD-ooi)
      Comprehensive List of Chemicals Subject to
      Reporting under the Act (Title III List of
      Lists) (EPA 560/4-88-003)
      Supplier Notification Requirements Brochure
      (EPA 560/4-88-008)
      Trade Secret Rule and Substantiation Form
Monofilament Fiber Manufacture
(EPA 560/4-88-004a)
Printing Operations (EPA 560/4-88-004b)
Electrodeposition of Organic Coatings
(EPA 560/4-88-004C)
Spray Application of Organic Coatings
(EPA 560/4-88-004d)
Semiconductor Manufacture (EPA 560/4-88-004e)
Formulating Aqueous Solutions  (EPA 560/4-88-004f)
Electroplating Operations (EPA 560/4-88-004g)
Textile Dyeing (EPA 560/4-88-004h)
Presswood and Laminated Wood Products
Manufacturing (EPA 560/4-88-004I)
Roller, Knife, and Gravure Coating  Operations
(EPA 560/4-88-004J)
Paper and Paperboard Production
(EPA 560/4-88-004k)
Leather Tanning and Finishing Processes
(EPA 560/4-88-004I)
Wood Preserving (EPA 560/4-88-oo4p)
Rubber Production and Compounding
(EPA 560/4-88-004q)

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                             Fold
FACILITY NAME
STREET
STATE        ZIP CODE
         Section 313 Document Distribution Center
         P.O. Box 12505
         Cincinnati, OH  45212

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                                                    Page 47
                                                APPENDIX A

                 EXAMPLE OF A COMPLETED FORM R FOR A HYPOTHETICAL FACILITY
                                 REPORTING UNDER TITLE III, SECTION 313
The following is a hypothetical example of how one manufac-
turer might complete the toxic chemical release inventory
reporting Form R. The facility information is purely fictitious
and does not represent any known manufacturing facility. The
example begins with descriptions of the facility (a lead-acid
storage battery manufacturer) and of the production process
at the facility. The completion of each section of Form R is
explained and a copy of Form R, as it would be completed by
this facility, follows.
Facility Description

Your company manufactures lead-acid batteries at a plant in
New Mexico. Yourcompany also operates a lead smelterthat
produces lead ingots at another location in New Mexico and
ships them to the battery plant. Lead scrap from the battery
plant is returned to the smelter for recovery and reuse.  The
SIC code of the battery plant is 3691 (storage batteries); the
SIC code  for the smelter is 3341 (secondary smelting and
refining of non-ferrous metals). A lead oxide production plant
located adjacent to the battery plant, on the same property,
also falls under SIC code 3691.

The lead oxide plant and the battery plant are considered, for
the purposes of section 313 reporting  requirements, to be a
single facility.  The facility is required to submit a completed
Form  R for each  reported chemical or  chemical  category.
Because activities at yourfacility involve both metallic lead and
lead compounds (e.g., lead oxide), you may file a  single
reporting form for metallic lead (CAS number 7439-92-1) and
a single form for lead compounds manufactured, processed,
or used at yourfacility.  Alternatively, and preferably, you may
file one reporting form for all lead compounds (a single listed
category under section 313) present at yourfacility, including
metallic lead.  In  this  example, metallic lead and all lead
compounds are reported on a single reporting form.

Lead-acid  batteries are produced using lead, sulfuric acid,
additives such as antimony, and various other raw materials.
Yourfacility's battery production capacity is 5000 batteries per
day, and the facility normally operates 24 hours per day, 300
days per year.  If sulfuric acid was manufactured, processed,
or used at the battery plant  in amounts that exceed the
applicable thresholds,  you would be required to report re-
leases of sulfuric acid separately. Similarly, releases of lead
and lead compounds from the remotely located lead smelter
must be reported separately, if manufactured, processed, or
used in amounts that exceed the thresholds.
Process Description

A lead-acid battery consists of a number of electrolytic cells,
each  containing an  anode of porous lead,  a cathode of
primarily lead  peroxide (PbO2), and electrodes of metallic
lead.  The anode and cathode are separated by non-conduct-
ing material (e.g., plastic) and surrounded by an electrolytic
(conductive) solution of sulfuric acid and water.

The first steps in the battery manufacturing process are grid
casting  and lead oxide (PbO) production. Lead ingots are
melted and reformed by grid molding machines. The grids are
ejected  from the molds, trimmed, and stacked. Lead fumes
from the lead melting and grid casting process  are exhausted
to the atmosphere without emission controls. The melting and
casting  process produces no wastewater.

The cast grids are made into battery anode and cathode plates
by the application of a lead oxide paste of 70 percent lead
oxide (PbO) and 30 percent metallic lead. Lead ingots are
tumbled in a ball mill with air producing lead oxide and fine lead
dust (referred to as "leady oxide"). Leady oxide particulates
are entrained in the mill exhaust air, which is treated sequen-
tially by  a cyclone separator and fabric filter. The used fabric
fitter bags are shipped to  a RCRA-permitted commercially
operated hazardous waste landfill located in Colorado.  The
leady oxide production process does not produce wastewater.

The leady oxide is mixed with  metallic lead, water,  sulfuric
acid,  and additives in a paste  mixer to form  battery paste,
which is applied to the lead grids to form battery plates. Lead
and lead oxide dust are emitted from the paste mixer during
charging of the dry materials,  and from the mixer exhaust
during wet mixing. The mixer is vented to a fabric filter during
charging and to a wet scrubber during wet mixing.  The fabric
filter and wet scrubber vent to the same stack. The paste
mixing and application process produces wastewater fromthe
wet scrubber blowdown and also from washdown of the paste
mixing equipment and mixing  area.  Scrubber blowdown is
treated  on-site.  Solids collected in a scrubber sump are
returned to the off-site smelter for recovery and reuse. Solids
collected in an evaporation pond are not recovered.  Wash-
down  water is treated in  a multi-stage settler and entirely
reused in the paste mixing process. Sludge collected in the
settler is recycled. Small amounts of particulates are released
to the  atmosphere during paste application. These emissions
are not ducted to a stack or controlled.

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                                                    Page 48
The plates are then dried and cured under controlled tempera-
ture and humidity conditions.  The plate drying  and curing
operation produces no wastewater or particulate emissions.
Cured plates are sent to  a three-process operation that
involves manual separation of the plates, stacking them with
non-conducting separators, and the welding on of  metallic
lead battery leads (pronounced "leeds") and lead terminals.
The plates are then assembled into battery cases.

Particulate emissions of battery paste result from the manual
separation, stacking, and handling of the battery plates. Lead
fumes are emitted from the burning process. Exhaust gases
from the three-process operation are treated by a fabric filter,
and the collected particulates are returned to the smelter for
recovery and reuse.  The three-process operation produces
no lead-containing wastewater, as only non-contact cooling
water is used in the burning process. [Note: Even though lead
is contained in the cooling water used by your facility (in the
form of dissolved and suspended solids), you are not required
to report releases of  lead discharged with the  cooling water
because the lead is naturally occurring and not added in the
battery production process.]

Sulfuric acid is added to the assembled batteries  and the
plates are formed within the batteries by  applying electric
voltage. The formation process oxidizes the lead oxide in the
positive plates to lead peroxide and reduces the lead oxide in
the negative plates to metallic lead.  The charging  process
produces an acid mist that contains small amounts of lead
particulate, which  is released without emission controls.

Acid  used in the formation process is  removed from the
batteries and reused. The batteries are washed, fresh acid is
added, and the batteries are tested, re-washed,  and inspected
before being shipped to an on-site warehouse. The  interme-
diate  and final washes generate process wastewater, as do
the battery repair and housekeeping  (floor washing) opera-
tions. This wastewater is pretreated on-site and then piped to
the local publicly owned treatment works (POTW).
 Determining Reporting Requirements Under Section 313

 To determine your eligibility for reporting under section 313,
 you must ascertain whether the total quantity of any listed
 chemical orchemical compound manufactured, processed, or
 used at your facility over the course of the calendar year
 exceeds any applicable threshold.  For the facility described
 above,  your determination of eligibility  would proceed  as
 follows.  [Note:  In determining eligibility, you will generate
 information you need  to complete  several portions of the
 form.]

 Both lead (CAS number 7439-92-1) and lead compounds (a
 chemical category) are listed substances subject to reporting
 under section 313.  You have  decided that if any of the
applicable thresholds are exceeded, you will report releases of
both lead and lead compounds on the same reporting form
under the listed chemical category "lead compounds." "Lead
compounds" should be entered in Part III, Section 1.3, of the
form.  The CAS number for  lead should  not be entered,
because that would imply that you are reporting only for lead.
You should enter not applicable, NA, in the CAS number
space.

According to the process description, the following activities
take place at your facility involving lead and lead compounds:

  Q Your facility manufactures (produces) lead oxide (PbO)
    for on-site use/processing, which occurs in the production
    of  lead oxide from metallic lead.

  Q Your facility processes metallic lead (Pb) as a reactant
    during lead oxide production.

  Q Your facility also processes metallic lead as  an article
    component.  This activity occurs at several points in the
    process, including  during the addition of  lead  to the
    battery paste and the welding of metallic lead terminals
    and leads in the three-process operation.

  Q Your facility processes lead oxide as a reactant in the
    formation process,  where the lead oxide in the  positive
    battery plates is oxidized to lead peroxide.

  Q Yourfacility manufactures (produces) lead peroxide. This
    activity also occurs in the formation process, where lead
    oxide is oxidized to lead peroxide.

You must indicate all of the activities involving lead and lead
compounds on Part III, Section 3, of the reporting form.  (The
attached completed  form shows how information  for this
facility  has been entered.)

Determining Reporting Eligibility.  The  manufacturing thresh-
old quantity for the  1988 reporting year is 50,000 pounds; the
threshold for processing is also 50,000 pou nds. These thresh-
olds drop to 25,000 pounds for the 1989 reporting year. Your
facility both manufactures and processes, as it produces
1,500,000  batteries  per  year.   Each battery contains 25
pounds of lead, half of  which  is in the form of metallic lead
(anode) and half in the form of lead peroxide (cathode). The
total amount of lead compounds manufactured during the
reporting year is the 18,750,000 pounds of lead peroxide,
which exceeds the threshold for manufacturing. Similarly, the
amounts of lead processed as an article component (18,750,000
pounds) and of lead compounds processed (18,750,000 pounds)
each exceed the threshold for processing.  [Note: These
amounts are not first combined before being compared to the
processing threshold, because both lead and lead compounds
are separately listed chemicals. If you added the amount of
lead processed into lead oxide to that then processed into lead

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                                                    Page 49
peroxide, you  would be double counting.]  For sequential
processes, use the  amount of the final process material to
determine whether the threshold is exceeded.  Since your
facility employs more than 10 people and falls within SIC codes
20-39, your facility  must report under section 313.  [Note:
Once any of the applicable thresholds for lead compounds are
exceeded,  you are required  to identify all manufacturing,
processing, and use activities.  You must report all releases of
all lead compounds  present at your facility, regardless of the
activity from which they originate unless there is a specifically
exempted use, such as the  use of an article or use of water
naturally containing  lead.]

Calculating the Maximum Quantity of Lead and Lead Com-
pounds. To calculate the maximum amount of lead and lead
compounds present at your facility at any one time, you must
consider aJl types  of metallic lead and aJJ types  of lead
compounds present at your facility, including stockpiled raw
matehals (i.e., lead ingots), lead and lead  oxide present in
process equipment  (i.e., molten lead contained in the grid
casting system, lead and lead oxide contained in the paste
mixer), the inventory of metallic lead and lead peroxide con-
tained in finished batteries stored on-site, and stockpiled lead
scrap. Since the reporting  form is being prepared for lead
compounds, the maximum amount reported is the total of the
inventories of  these materials. The maximum amount of
metallic lead (2,305,000 pounds), lead oxide (205,000 pounds),
and lead peroxide (625,000 pounds) present at your facility is
3,135,000 pounds, which is between 1,000,000 and 9,999,999
pounds.  You  would therefore report range 06  on  Part III,
Section 4, of the reporting form.
Calculation of Releases of Lead

Releases to Air.  In April 1988, you conducted stack tests to
determine air releases from the battery facility.  The release
data provided baseline data for a proposed 1989 air emission
reduction program.  The tests were performed using EPA
Reference Method 12, which determines exhaust concentra-
tions as total elemental lead, and EPA Reference Methods 1-
4, which determine total exhaust volumes. Releases from all
stacks and vents at the facility were measured, including those
from the following release points:

    Q  Grid casting furnace and casting machine;
    Q  Lead oxide mill fabric filter exhaust;
    Q  Paste mixer wet scrubber exhaust;
    Q  Paste mixer fabric filter exhaust; and
    Q  Three process fabric filter exhaust.

Non-point  (fugitive) air releases  of lead, such  as from  the
battery formation, grid paste application, and fabric filter dust
handling areas were not determined as  part of the stack
testing program. These have been estimated by your facility's
engineering department to be less than 100 pounds per year.
Measurements  of the inlet lead concentrations to the wet
scrubber or fabric filters were not performed.  The process
conditions (e.g., temperature, exhaust rate) of the grid casting
furnace were changed significantly in June 1988 in response
to the stack test results. Current lead releases are estimated
by the engineering department to be 75 percent  of those
measured during the stack test.

The total releases to air from the facility must be entered in
Part III, Section 5, of the form. The stack test results provide
the concentration of metallic lead in each exhaust stream in
grains per cubic foot and the exhaust rate in cubic feet per
minute. You are required to report releases or release ranges
in pounds per year. Using the appropriate conversion factors,
knowing  the scrubber efficiency (from the  manufacturer's
data), and assuming your facility operates 24 hours per day,
300 days per year, you can calculate the total lead releases
from the stack test data.  Because point (stack) releases of
lead are 2400 Ib/yr, which is greater than 999 Ib/yr, you must
enter the actual calculated amount in column A.2 of Section
5.2.  Non-point  (fugitive) air releases are 100 Ib/yr (which is
less  than 999  Ib/yr), so you may either enter the  actual
calculated amount in column A.2, or enter the appropriate
range (1-499 Ib/yr) in column A.1. The basis for the estimate
of fugitive emissions, entered in column B of  Section  5, is
engineering calculations (code O). The basis for the estimate
of stack  emissions,  entered in column B of Section 5, is
monitoring data (code M). Although engineering calculations
were used to estimate releases from the grid casting process,
actual emissions test data were used to calculate more  than
50 percent of the total stack emissions, so code M is appropri-
ate.

Releases to Water. The  only release of lead to a receiving
stream or water body comes from stormwater.  Lead ingots
shipped from the off-site smelter are stored on a concrete pad
in an open area at your facility. Lead dust is entrained in the
stormwater runoff from the ingot storage area. You have
monitoring data concerning the concentration of lead in storm-
water releases  from the facility property.  Therefore, using
precipitation volumes and run-off coefficients appropriate to
the site,  you are  able to estimate that  releases of  lead
compounds to the nearby stream total 6.2 pounds per year.
Since the total quantity of lead released is less than 999 Ib/yr,
you may enter the actual amount calculated in column A.2 of
Section 5.3.1 a,  or mark the applicable range (1-499 Ib/yr) in
column A.1, as is shown in the sample. Your facility has no
process discharges to surface waters except stormwater.  You
must therefore  report in  Part III, Section 5.3.1c, that  100
percent of the lead released from your facility to surface water
is from stormwater.  The basis for the estimate of stormwater
emissions, entered in column B of Section 5.3.1, is monitoring
data (code M). The number forthe receiving stream or water
body you designated in Part I, Section 3.10 must be entered.

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                                                    Page 50
Wastewater from the grid paste application process is entirely
recycled within the process after treatment in a multi-stage
settler. Wastewater from the grid paste mixer wet scrubber is
piped to an on-site surface impoundment and evaporated
after treatment by a single-stage separator (settling tank) and
pH adjustment for chemical precipitation. Wastewater from
other process areas is treated in the wastewater pretreatment
system and piped to the POTW.  The following sections on
Releases to Land and Discharge to POTW illustrate reporting
of these wastes.

Releases to Underground Injection. Your facility performs no
underground  injection and therefore has  no Underground
Injection Well Code identification number. Not applicable, NA,
should be entered in Part I, Section 3.11 and in column A.2 of
Part III, Section 5.4.

Releases to Land. Wastewater from the grid paste mixing
scrubber is discharged to a surface impoundment and evapo-
rated.  Although  your facility historically has removed lead
sludge from the surface impoundment each year, this has not
been done for the past two years, as process changes have
caused the sludge to accumulate more slowly than in previous
years.  Therefore, the impoundment must be considered  an
on-site land disposal unit, and releases to the impoundment
must be reported in Part III, Section 5.5.1, of the form, and not
in Part III, Section 5.3.

The facility wastewater monitoring program does not deter-
mine the concentration of lead and lead compounds in the
scrubber discharge water, and releases to the surface im-
poundment (releases to land) must be calculated from mate-
rial balance information. These releases to land are deter-
mined from the amount of lead removed by the scrubber
(using the efficiency data provided by the scrubber manufac-
turer).  The volume of the scrubber blowdown is found to be
1,500 pounds per year.  Enter the estimate of the amount of
lead and lead compounds released to surface impoundments
in the space provided in Part III, Section 5.5.3 of the form.
Because releases of lead  to the surface impoundment are
greater than 999 Ib/yr, you must enter the actual calculated
amount in column A.2  of Section 5.5.1. The basis for the
estimate of releases to the impoundment, entered in column
B of Section 5, is mass balance calculations (code C).
 Calculation of Transfers of Lead to Off-Site Locations

 Discharge to POTW.  Wastewater from battery wash and
 battery repair operations at your plant is discharged to the
 local POTW.  The discharge monitoring system data collected
 by your plant provide the concentration of metallic lead in each
 wastewater stream discharged to the POTW in milligrams/liter
 and the flow rate in liters per minute. Yourf acility also monitors
 the inlet concentration to the on-site wastewater treatment
 system to determine the treatment system efficiency. You are
required to report releases or release ranges in pounds per
year.  Assuming your facility operates 24 hours a day, 300
days a year, using appropriate conversion factors and the
monitoring data (i.e., lead concentrations and wastewater
volumes), the release is calculated to be 11 pounds per year.
The total releases to the POTW from  the facility must be
entered in Part III, Section 6.1,  of the  form.  Because the
releases of lead are less than 999 Ib/yr, you may mark the
appropriate range in column A.1 or enter the actual calculated
amount in column A.2 of Section  6.1.1. You must report
information concerning the  multi-stage  settler, single-stage
settler, and pH adjustment (chemical precipitation) on Part III,
Section 7, of the form, as these systems constitute wastewa-
ter treatment systems. You must also enter the name of the
POTW in Part II, Section 1.1.

Transfers to OtherOfi-Site Locations. Your facility returns the
lead paniculate collected by the fabric  fitters  to the  off-site
smelterfor recovery and reuse. You are  not required to report
releases of listed substances to off-site recovery facilities;
therefore, no information concerning the off-site smelter should
be entered in Part III, Sections 6.2.1, 6.2.2, or 6.2.3, of the
form. Your facility discharges used fabric filter bags contami-
nated with lead particulate to a commercial  RCRA landfill
located in Colorado. The RCRA I.D. number for the off-site
facility is COD554698764. The plant engineering department
estimates that the annual shipment of fabric filter bags contain
less than 500 pounds of lead.  You may therefore report the
release as a range in column A.1 of Section 6.2.1. The basis
for the estimate of solid waste emissions, entered in column B
of Section 6.2.1, is engineering calculations (code O), and the
location and RCRA I.D. number of the commercial landfill is
entered in Part II, Section 2.1, of the form.
 Estimation of Treatment System Efficiencies and Influent
 Concentrations

 Information  on  the  types  of treatment systems and their
 treatment efficiencies is required to be entered in Part IV,
 Section 7, of the form. For air emission treatment systems use
 code A, for wastewater treatment systems use code W, and
 for solid waste treatment systems use code S in column 1 of
 Section 7 of the form. Table III of the instructions for Form R
 provides treatment codes to be entered in column B of Section
 7.

 Air Treatment Systems.  Fabric filters and cyclone collectors
 are  considered to be mechanical separation systems; the
 treatment code forthese systems Is A06. The treatment code
 for wet scrubbers is A03. Information on each air treatment
 system must be entered individually in Section 7. The cyclone
 collector and fabric  filter on the lead oxide mill exhaust are
 considered to be sequential treatment systems, because both
 systems treat the same wastestream in sequence. Therefore,
 sequential treatment must be indicated for both systems in

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                                                    Page 51
column D of Section 7. You are required to indicate the influent
concentration only to the first step of the sequential treatment
system (the cyclone collector)  and must report the overall
treatment efficiency of the system entered on the line for the
last treatment step (the fabric filter).  Note  that the wet
scrubber and fabric filter on the  grid paste mixer exhaust are
not sequential treatment steps,  because each treats a differ-
ent wastestream generated at different times during the same
process.

In Section 7, columns C and E, respectively, you must indicate
the range of influent concentration and treatment efficiency for
each treatment system listed.  You  must estimate the effi-
ciency and influent concentration of each air emission treat-
ment system, as the stack test program did not determine
influent concentrations.  You have manufacturers' data on the
efficiency of each treatment system and should use this
information along with effluent concentration data to estimate
the influent concentrations.  The efficiency estimates for air
treatment systems are not based on operating data; this must
be indicated in column F of Section 7.

Wastewater Treatment Systems.    The POTW  discharge
monitoring system provides actual operating data concerning
the removal efficiencies, and influent and effluent concentra-
tions of all wastewater treatment systems  at your facility
except the single-stage settler. The pH adjustment (chemical
precipitation) and filtration steps used in the wastewater pre-
treatment system are considered to be sequential treatment
steps, as are the single-stage  settler, pH adjustment, and
evaporation (the surface impoundment) used to treat the grid
paste application discharge. The treatment code for chemical
precipitation (lime or sodium hydroxide) is C01, and the code
for filtration is P12.
significant cost-savings. The most significant savings is in the
cost of treating the sludge; the value of the recovered lead is
less significant. The amount of lead formerly disposed of at
the off-site facility is  approximately  100  Ib/yr;  the same
amount is now recovered by the smelter. The code for the type
of modification is M2 (recovery off-site) and that forthe reason
for action is R2 (reduction in treatment/disposal cost).  The
index value of 1.0 is  based on the fact that production  of
batteries was approximately the same in both years.
Completion of the Section 313 Reporting Form

As shown in the sample form that follows, your facility informa-
tion is entered in Part I of the reporting form.  The reporting
year, Dun and Bradstreet Number, EPA Identification Number
and other required information have been entered.   The
sample report contains no trade secret information and has
been completed for an entire covered facility, as previously
described.  All non-applicable  information on the form has
been marked NA.  The vice president of your facility has been
briefed on the information contained in the report and has
signed the certification (Part I, Section 2). If separate roports
were being prepared for lead and lead compounds, your vice
president would have signed each reporting form.  The com-
pleted form  is now  ready  to be submitted to EPA and the
appropriate State  agency.
The treatment code for treatment of grid paste  application
washwater in the multi-stage settler is P11 (settling/clarifica-
tion), and the treatment code for process reuse of the waste-
water is R99 (other recovery/reuse). The code forevaporation
of wastewater in the  surface impoundment  is P99 (other
physical treatment). The overall treatment efficiencies for the
grid paste application discharge and scrubber discharge are
both 100  percent, becausv the wastewater streams are
completely eliminated throu^n evaporation and reuse respec-
tively.  Note that you do not report the precipitation of lead in
the surface impoundment as "metals recovery," because you
no longer remove the lead sludge from the impoundment for
reuse.  This will be considered disposal to land for the 1,500
pounds of lead that were sent to the impoundment.

Information on Waste Minimization.  Your facility  formerly
shipped the lead-containing  sludge from the multi-stage set-
tler used to treat the grid paste application wastewater to an
off-site disposal facility. In 1987, however, process modifica-
tions allowed you to return the sludge to the off-site smelter
operated by your company for recovery and reuse, resulting in

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I—I                                                   Page 51 a

(Important: Type or print; read instructions before completing form.)
                                                                     Form Approved OMB No.:  2070-0093

                                                                             Approval Expires:	01/91	
                                                                                                             D
                                                                                                     Page 1 of 5
  A EPA
           U.S. Environmental Protection Agency
      TOXIC  CHEMICAL RELEASE INVENTORY REPORTING FORM
      Section 313 of the Emergency Planning and Community Right-to-Know Act of 1986,
      also known as Title III of the Superfund Amendments and Reauthorization Act
  EPA FORM
                         PART  I.

                        FACILITY
                    IDENTIFICATION
                     INFORMATION
                                                      (This space for your optional use.)
                                                                                  Public  reporting  burden  for  this
                                                                                  collection of information is estimated to
                                                                                  vary from 30 to  34 hours per response,
                                                                                  with  an average of 32 hours  per
                                                                                  response, including time for reviewing
                                                                                  instructions,  searching existing  data
                                                                                  sources, gathering and maintaining the
                                                                                  data  needed,  and  completing  and
                                                                                  reviewing the collection of information.
                                                                                  Send comments regarding this burden
                                                                                  estimate or any other aspect of this
                                                                                  collection  of   information,  including
                                                                                  suggestions for reducing this burden, to
                                                                                  Chief,  Information   Policy  Branch
                                                                                  (PM-223), US EPA,  401  M St.,  SW,
                                                                                  Washington,  D.C. 20460  Attn:   TRI
                                                                                  Burden and to the Office of Information
                                                                                  and  Regulatory Affairs,   Office of
                                                                                  Management and Budget Paperwork
                                                                                  Reduction   Project   (2070-0093),
                                                                                  Washington, D.C. 20603.	
 1.
1.1  Are you claiming the chemical identity on page 3 trade secret?


     [   J Yes  (Answer question 1.2;     [ XJ
	Attach substantiation forms. I	
                                           NO (DO not answer 1.2;
                                           Go to question 1.3.)
                                                          1.2  If "Yes" in 1.1, Is this copy;


                                                               [   J Sanitized [  J Unsanitized
                                                                                           1.3  Reporting Year

                                                                                                 1P. 88
 2.  CERTIFICATION (Read and sign after completing all sections.)
I hereby certify that I have reviewed the attached documents and that, to the best of my knowledge and belief, the submitted information is true and
complete and that the amounts and values in this report are accurate based on reasonable estimates usin
                                                                             iing data available to the preparers of this report.
 Name and official title of owner /operator or senior management official

      Mr.  Stanley L. Pirx,   III,  Vice President,  Battery Products Division
 Signature
                                                                               Date signed
                                                                                 February  12,  1989
 3.  FACILITY IDENTIFICATION
 3.1
      capility or Establishment Name
      Pirx-Lewis,  Inc.,  Battery  Products  Div.
      Street Address
      10545  Cerillos Road
          uquerque
      State
      NM
                                           County
                                            Bernadillo
                                      tlTbli-
                                              0420
                                                           WHERE TO  SEND  COMPLETED  FORMS:

                                                        1. U.S.  ENVIRONMENTAL PROTECTION AGENCY
                                                           P.O.  BOX 70266
                                                           WASHINGTON, DC  20024-0266
                                                           ATTN:  TOXIC CHEMICAL  RELEASE INVENTORY

                                                        2. APPROPRIATE STATE OFFICE (See  instructions
                                                           Appendix E)
 3.2
      This report contains information for (Check one):
                                                   | An entire facility
                                                                  b.
                                                                        | Part of a facility,
 3.3
Technical Contact
Mr.  Roberto  Garcia
                                                                        Telephone Number (include area code)
                                                                         (505)  752-5360
 3.4
 Public Contact
 Ms.  Sandy A.  Range
                                                                        Telephone Number (include area code)
                                                                         (505)  752-5363
 3.5
SIC Code (4 digit)

a.
                         b.
                      NA
                          Latitude
                                                                                     Longitude
 3.6
                            Minutes
                             10
                                      Seconds
                                      00
                                                              Degrees
                                                               106
                                                                              Minutes
                                                                               30
Seconds
 00
 3.7
Dun & Bradstreet Number(s)

a.91-976-2270
                                                              b.  NA
 3.8
EPA Identification Number(s) (RCRAI.D. No.)

a.  NMD919762270        	
                                                              b.  NA
 3.9
NPDES Permit Number(s)

a.  NA	
      Receiving Streams or Water Bodies (enter one name per box)

      a- Tileros  Arrovo     	
                                                           NA
 3.10
 3.11
Underground Injection Well Code (UIC) Identification Number(s)

*•  NA
 4.  PARENT COMPANY INFORMATION
 4.1
 4.2
Name of Parent Company
  Cibola Motor Works
Parent Company's Dun & Bradstreet Number
  91-783-4567
 EPA Form 9350-1 (1-89) Revised—Do not use previous versions.

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D
                                                              Page 51 b
(Important: Type or print; read
instructions before completing form.) Page 2 of 5
R(Tnis space for your optional use.)
j-.-.^
& Eh'A PART II. OFF-SITE LOCATIONS TO WHICH TOXIC
CHEMICALS ARE TRANSFERRED IN WASTES
1 . PUBLICLY OWNED TREATMENT WORKS (POTWs)
1.1 POTW name
City of Albuquerque Treatment Works
Street Address
50100 U.S. Route 66
City
Albuquerque
State
NM

County
Bernadillo
Zip
87105-9987
1.2 POTW name
NA
Street Address
City County
State Zip
2. OTHER OFF-SITE LOCATIONS (DO NOT REPORT LOCATIONS TO WHICH WASTES ARE SENT ONLY FOR RECYCLING OR REUSE).
2.1 Off-site location name
Colorado Waste Disposal, Inc.
EPA Identification Number (RCRA ID. No.)
COD554698764
Street Address
10500 County Route 76
City
Golden
State
CO
Is location under control of reporting facility
County
Jefferson
Zip
80305-1111
or parent company?
1 J Yes [ yj No
2.2 Off-site location name
EPA Identification Number (RCRA ID. No.)
NA
Street Address
City County
State Zip
Is location under control of reporting facility or parent company?
1 JYOS I JNO
 2.3  Off-site location name
 2.4  Off-site location name
 EPA Identification Number (RCRA ID.  No.)
EPA Identification Number (RCRA ID. No.)
 Street Address
                                                                     Street Address
 City
                                       County
                                                                     City
                                                                                                             County
 State
                                       Zip
                                                                     State
                                                                                                             Zip
 Is location under control of reporting facility or parent company?






                                             [   ] Yes   [   ] No
Is location under control of reporting facility or parent company?






                                            [   Kes     [  ]
No
 2.5  Off-site location  name
                                                                       2.6  Off-site location name
 EPA Identification Number fRCRA ID. No.)
                                                                      EPA Identification Number (RCRA ID. No.)
 Street Address
                                                                      Street Address
 City
                                       County
                                                                      City
                                                                                                             County
 State
                                       Zip
                                                                      State
                                                                                                             Zip
 Is location under control of reporting facility or parent company?






                                              [  JYes    [   ]NO
Is location under control of reporting facility or parent company?






                                             [   JYes     [   ]
No
 [  J Check if additional pages of Part II are attached. How many?
 EPA Form 9350-1(1-89) Revised—Do not use previous versions.

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                                                      Page 51 c
D
 (Important:  Type or print;  read instructions before completing form.)
                                                                                                        Page 3 of 5
        EPA
                                       EPA FORM R

                     PART III.  CHEMICAL-SPECIFIC INFORMATION
                                                                                          (This space for your optional use.)
  1.  CHEMICAL IDENTITY(Do not complete this section if you complete Section 2.)
  1.1
 [Reserved]
  1.2
 CAS Number (Enter the number exactly as it appears on the 313 list. Enter NA it reporting a chemical category.)
   NA
  1.3
 Chemical or Chemical Category Name (Enter the name exactly as it appears on the 313 list.)
   Lead Compounds
  1.4
       Generic Chemical Name (Complete only if Part I, Section 1.1 is checked "Yes." Generic name must be structurally descriptive.)
       MIXTURE COMPONENT IDENTITY (Do not complete this section If you complete Section 1.)
  2.
Generic Chemical Name Provided by Supplier (Limit the name to a maximum of 70 characters (e.g., numbers, letters, spaces, punctuation).)
  3. ACTIVITIES AND USES OF THE CHEMICAL AT THE FACILITY  (Check all that apply.)
 3.1
       Manufacture the
       chemical:
                    a. L XJ Produce

                    b. [  J Import
                    If produce or import:
                        [  x] For on-site
                      c.L   J use/processing

                      e.[   J As a byproduct
                                1 For sale/
                                J distribution
                           f. I   J
                                                                                            As an impurity
 3.2
       Process the

       chemical:
                    a. [ XJ As a reactant

                    d. [  J Repackaging only
                           1 As a formulation
                           •I component
                              [x] As an article
                                J t
I component
 3.3
Otherwise use
the chemical:
[1 As a chemical
J processing aid
1 As a manufacturing aid
                                                                                           I Ancillary or other use
  4.  MAXIMUM AMOUNT OF THE CHEMICAL ON-SITE AT ANY TIME DURING THE CALENDAR YEAR
            (enter code)
  5. RELEASES OF THE CHEMICAL TO THE ENVIRONMENT ON-SITE
  You may report releases of less than
  1,000 Ibs. by checking ranges under A.1.
  (Do not use both A.1  and A.2)
 5.1 Fugitive or non-point air emissions
 5.2 Stack or point air emissions
 5.3 Discharges to receiving
     streams or water bodies  5-3.1

     (Enter letter code from Part I
     Section 3.10 for stream(s) In    5.3.2
     the box provided.)
                               5.3.3
 5.4  Underground injection
 5.5 Releases to land

     5.5.1  On-site landfill


     5.5.2  Land treatment/application farming



     5.5.3  Surface impoundment



     5.5.4  Other disposal
                                            5.1a
                                            5.2a
                                   5.3.1a
                                   5.3.2a
                                          5.3.3a
                                            5.4a
                                   5.5.1a
                                   5.5.2a
                                   5.5.3a
                                   5.5.4a
                                                            A. Total Release
                                                              (Ibs/yr)
                                                    A.1
                                              Reporting Ranges
                                             I     1-499   500-999
                  [    ]
                                                         [   ]
                  [    ]   [A]  [   ]
                                            A.2
                                           Enter
                                          Estimate
                                                                   2400
                                                                   NA
                                                                   NA
                                                                   NA
                                                                   NA
                                                                   1500
                                         NA
                                                                              B. Basis of
                                                                                 Estimate
                                                                                 (enter code)!
                                                                                        5.1b
                                                                                 5.2b
                           5.3.1b
                                                      5.3.2b
                                                                               5.3.3b
                                                                                 5.4b
                                                      5.5.1b
                                                                                5.5.2b
                                                      5.5.3b
                           5.5.4b
      (Check if additional information is provided on Part IV-Supplemental Information.)
                                                                                             C  % From Stormwater
                                                                                             5.'3.1c   100
  EPA Form 9350-1(1-89) Revised—Do not use previous versions.

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 Q                                                Page 51 d


(Important:  Type or print; read instructions before completing form.)
                                                                                                                  D

                                                                                                           Page 4 of 5
                                          EPA
                         PART III. CHEMICAL-SPECIFIC INFORMATION
                                           (continued)
                                                                                        (This space for your optional use,
  6. TRANSFERS OF THE CHEMICAL IN WASTE TO OFF-SITE LOCATIONS
  You may report transfers
  of less than 1,000 Ibs. by checking
  ranges under A.1.  (Do not use
  both A.1 and A.2)
        Discharge to POTW
        (enter location number
  6.1.1  from Part II, Section 1 )
      Other off-site location
_ ,. -  (enter location number
6.2.1  from Part II,  Section 2.)
                                           A. Total Transfers
                                          	(Ibs/yr)
                                          A.1
                                    Reporting Ranges
                                   0     1-499   500-999
                                  [    ]
                                                 [    ]
                                    [][»][
                                                             A.2
                                                             Enter
                                                           Estimate
                                                                           B. Basis of Estimate
                                                                               (enter code)
                                                                                              C.Type of Treatment/
                                                                                                      Disposal
                                                                                                    (enter code)
                       M
                                                                            6.2.1b
                                                                                   roi
                                                                                               6.2.1C
       Other off-site location
        (enter location number
_ _ -  enter location number   3
D.2.2  from Part II.  Section 2.)
                                                              NA
                                                                              6 2.2b
      Other off-site location
      (enter location number
623 from Part II,  Section 2 )
                                                                              6.2.3b
   [    ] (Check if additional information is provided on Part IV-Supplemental Information.)
  7. WASTE TREATMENT METHODS AND EFFICIENCY
  A. General
    Wastestream

   (enter code)
                     B.  Treatment
                        Method

                      (enter code)
                                           C. Range of
                                              Influent
                                              Concentration
                                              (enter code)
D. Sequential
   Treatment?
   (check if
   applicable)
  E. Treatment
    Efficiency
    Estimate
F. Based on
   Operating
   Data?
      Yes
                                    No
  7.1a
                7.1b
                                           7.1c
                                                              7.1d
                                                                                7.1e
                                    7.1f
  7.2a
                                           7.2c
                                                            7 2d
                                                                                7.2e  99.5
                                                                                                 7.2f
  7.3a
                                           7.3c
                                                            7.3d
       [    3
7.3e
                                                                                      98.0
            [x]
  7.4a
                                           7.4c
                                                            7.4d
                                                                                7.4e
                                                                                      90.0
  7.5a
                                           7.5c
                                                            7.5d
                                                                                      98.0
                                                                                                   7.5f
  7.6a
           W
                                             7.6c
                                                              7.6d
                                                                                7.6e
                                                                                                   7.6f
  7.7a
           W
                                             7.7c
                                                              7 7d
                                                                                7.7e
                                                                                                   7.7f
  7.8a
                                             7.8c
                                                             7 8d
                                                                              7.8e  10Q
  7.9a
           W
                                             7.9c
                                                              7 9d
                                                                     x ]
                                                                                7 9e
                                                                                      NA
                                                                                                   7.9f
  7.10a
                                             7.10c
                                                              7.10d
       [x
                                                                              7.106
                                                                                        100
                                                                                                   7.10f
                                                                                                         [x
   [ x ] (Check if additional information is provided on Part IV-Supplemental Information
   8. OPTIONAL INFORMATION ON WASTE MINIMIZATION
     (Indicate actions taken to reduce the amount of the chemical being released from the facility.  See the instructions for coded
     items and an explanation of what information to include.)	
       A.  Type of
           Modification
           (enter code)
                            B.  Quantity of the Chemical in Wastes
                               Prior to Treatment or Disposal
                                                                              C.  Index
                                                                                             D  Reason for Action
                                                                                                 (enter code)
                                  Current
                                  reporting
                                  year (Ibs/yr)
                                               Prior
                                               year
                                               (Ibs/yr)
                                                          Or percent
                                                          change
                                   121,700   121,800
 EPA Form 9350-1 (1-89)  Revised - Do not use previous versions.

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                                                 Page 51 e
(Important:  Type or print;  read instructions before completing form.)
                                                                                                           Page 5 of 5
     EPA
                                        EPA FORM R
                       PART IV.  SUPPLEMENTAL INFORMATION
       Use this section if you need additional space for answers to questions in Part III.
    Number the lines used sequentially from lines in prior sections (e.g., 5.3.4, 6.1.2, 7.11)
                                                                                       (This space for your optional use.!
 ADDITIONAL INFORMATION ON RELEASES OF THE CHEMICAL TO THE ENVIRONMENT ON-SITE
 (Part III, Section 5.3)
You may report releases of less than
1,000 Ibs. by checking ranges under A.1.
(Do not use both A.1 and A.2)
5.3 Discharges to
   receiving streams or
   water bodies          5.3	

   (Enter letter code from Part I
   Section 3.10 for stream(s) in c -3
   the box provided.)          3'°	
                          5.3..
                                       5.3	a
                                       5.3..
                                       5.3..
                                                            A.  Total Release
                                                               (Ibs/yr)
                                                        A.1
                                                  Reporting Ranges
                                                 0      1-499   500-999
                                                                           A.2
                                                                           Enter
                                                                         Estimate
                                                                                     B.  Basis of
                                                                                        Estimate

                                                                                     (enter code
                                                                                        In box
                                                                                       provided
                                                                                    5.3..
                                                                                    5.3.
                                                                                                 C.% From Stormwater

                                                                                                 5.3	c
                                                                                                  5.3.
                                                                                                  5.3.
 ADDITIONAL INFORMATION ON TRANSFERS OF THE CHEMICAL IN WASTE TO OFF-SITE LOCATIONS
 (Part III, Section 6)
You may report transfers
of less than 1,000 Ibs. by checking
ranges under A.1.  (Do not use
both A.1 and A.2)
         Discharge to POTW
„ <       (enter location number
6.1.	from Part II. Section 1.)
6.2.
        Other off-site location
         (enter location number
        - from Part II, Section 2.)
                                             A.Total Transfers
                                                     (Ibs/yr)
                                            A.1
                                     Reporting Ranges
                                      0     1-499   500-999
                                                              A.2
                                                             Enter
                                                            Estimate
                                                                            B. Basis of
                                                                               Estimate


                                                                              (enter code
                                                                                 in box
                                                                                provided)
              C. Type of Treatment/
                     Disposal


                    (enter code
                       in box
                     provided)
                                                                           6.1.
                                                                           6.2.
                                                                                              6.2.
6.2.
         Other off-site location
         (enter location number
         from Part II,  Section 2. )
                                                                           6.2.
                                                                                              6.2.
6.2.
         Other off-site location
         (enter location number    2
        - from Part II,  Section 2.)
                                                                           6.2.
                                                                                              6.2.
  ADDITIONAL INFORMATION ON WASTE TREATMENT METHODS AND EFFICIENCY (Part III, Section 7)
A. General
   Wastestream
  (enter code
in box provided)
                     B. Treatment
                        Method
                      (enter code
                      In box provided)
                                            C. Range of
                                              Influent
                                              Concentrationi
                                              (enter code)
                                                             D. Sequential
                                                                Treatment?
                                                                (check if
                                                                applicable)
E. Treatment
   Efficiency
   Estimate
F. Based on
   Operating
   Data?
      Yes
                                   No
7.
       a
           W
                7.
                                                            7._LL_d[  x]
                                                                               7.  11 e NA   %
7.  12 a   W
                                                             7.
                                                                               7.   17 e 85.0%
                                                                                                 '.-L2_f[x][    ]
7.     a
          D
                                           7.
                                                                                                 ?	'[   ][    ]
7.     a
                                                                                                 7.
7.
                                                      D
                                                                   A    ]
7.      a
                7.
                                                                   A
                                                                                                  7
7.
                7.
                                                                                                               ][   ]
7.
                7.
                                                                                                 ?	'[   ][    ]
7.
          D
                7.
EPA Form 9350-1 (1-89) Revised—Do not use previous versions.

-------
                                                   Page 52
                                               APPENDIX B

             HOW TO DETERMINE LATITUDE AND LONGITUDE FROM TOPOGRAPHIC MAPS
Latitude is the distance north or south of the equator. Longi-
tude is  the  distance east or west of the prime  meridian
(Greenwich, England). Latitude and longitude are measured
in seconds, minutes, and degrees.

  60" (seconds) = 1' (minute)
  60' (minutes) = 1° (degree)

To determine the latitude and longitude of your facility you will
need the following:

    Q  Topographic map from United States Geological
       Survey (USGS)
    Q  Ruler graduated in decimal units (cm or inches)
    Q  Pencil
    Q  Small calculator (optional).
How to Obtain USGS Maps

USGS maps used for determining latitude and longitude may
be obtained from the USGS distribution center.  These maps
are available in both the 7.5 minute and 15 minute series. For
maps of the United States, including Alaska, Hawaii, American
Samoa, Guam, Puerto Rico, and the U.S. Virgin Islands, con-
tact:

    Branch of Distribution
    U.S. Geological Survey
    Box 25286 Federal Center
    Denver, CO 80225

If you are not sure on which map your site is located, consult
an index to topographic maps for your state, which USGS will
provide free of charge. USGS maps cost about $3.00 and are
often  available in local libraries and at commercial dealers
such  as surveyors or outdoor recreation equipment dealers.
The index  for your state lists these alternative sources for
obtaining maps.  If you need help in determining your facility's
latitude and longitude, the National Cartographic Information
Center located in Denver can provide assistance. The Center
can be contacted at (303) 236-5829.
Determining Your Facility's Latitude and Longitude
(See diagram next page.)

Once you have obtained the correct map for your facility,
follow these steps:

  1. Mark the location of your facility on the map with a point.
    If your facility is large, choose a point central to the pro-
    duction activities of the facility. If certain structures in your
    facility are represented on the  map, mark one of the
    structures with a point.

  2. Construct a small quadrangle (a four-sided figure) around
    the point with fine pencil lines connecting the nearest 21/
    2' or 5' graticules. Graticules are intersections of latitude
    and longitude lines that are marked on the map edge, and
    appear as black crosses at four points in the interior of the
    map.

  3. Read and record the latitude and longitude for the south-
    east corner of the small quadrangle drawn in step two.
    The latitude and longitude are printed at the edges of the
    map.

  4. To determine the increment of latitude above the latitude
    line recorded in step 3,

    -   position the map so that you face its west edge;
    -   place the ruler in approximately a north-south align-
       ment, with the "0" on the latitude line recorded in step
       3 and the edge intersecting the point.

    Without moving the ruler, read and record:

    -  the measurement from the latitude line to the desired
       point (the point distance);
    -  the measurement from the latitude line to the north line
       of the small quadrangle (the total distance).

    Determine the number of seconds to be added to the
    latitude recorded in step 3 by using the ratio:
                                                                 Point distance
                                                                 Total distance
                                                                 between lines
                         x 150' = increment of latitude
                                                           [Note:  150" is the number of seconds of arc tor the side of
                                                              the small quadrangle on a 7.5' map. If you are using a 15'
                                                              map, the multiplication factor is 300" instead ot 150" since
                                                              each graticule is 5' of latitude or longitude.]

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                                                   Page 53
  For example:

     Point distance   =
     Total distance   =

     99.5  X150"
     192.0
99.5
192.0

77.7'  =    01'17.7"
  -  the measurement from the longitude line to the de-
     sired point (the point distance);
  -  the measurement from the longitude line to the west
     line of the small quadrangle (the total distance).

  Determine  the number of seconds to be added to the
   longitude recorded in step 3 by using the ratio:
         (60'=1'; 77.7"-60"
     Latitude in step 3
     Increment
     Latitude of point
 32°17'30"
+ 01-17.7"
32°18'47.7"
     to the nearest second  =    32°18'48"

5 To determine the increment of longitude west of the lon-
  gitude line recorded in step 3,

  -  position the map so that you face its south edge;
  -  place the ruler in approximately an east-west align-
     ment with the "0" on the longitude line recorded in step
     3 and the edge intersecting the point.

  Without moving the ruler, read and record:
     Point distance
     Total distance
     between lines

For example:
     Point distance   =
     Total distance   =
                                                                                 x 150" = increment of longitude
                                                           65.0
                                                           149.9
                                      65.0  x 150" = 66.4" = 01*06.4"
                                      149.9

                                         (60" = 1 '; 66.4" - 60"   =   01 '06.4")
                                      Longitude in step 4
                                      Increment
                                      Longitude of point
                              78°05'00"
                             +  01'06.4"
                             78°06'06.4"
                                                                to the nearest second   =   78°06'06"
                                        Latitude/Longitude Diagram
                             QUADRANGLE
                                w
                                                                        32°22'30"
                                                                        GRATICULE
                                                                        32'17'30"   LATITUDE
                                    78° 07'30"    78° 05'00"

                                             LONGITUDE
                                         Point: Latitude  32° 18'48" North
                                              Longitude 78° 06'06" West
                          Note: This diagram is based on a USGS 7.5 Minute Series Topographic Map.
                                Not drawn to scale.

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                                                 Page 54
                                             APPENDIX C
                  WORKSHEET FOR PERFORMING THRESHOLD DETERMINATIONS
1. Identify all chemicals used on-site. Thlssurvey will include
  all chemicals purchased, produced, present as impuri-
  ties/by-products, intermediate chemicals, and chemicals
  produced during waste treatment. Sources of information
  on chemicals used are:

  Q Purchasing department, which should have a list of all
    items the facility has purchased; and

  Q Process engineers, production supervisors, mainte-
    nance supervisors, and plant managers, who can iden-
    tify the purchased items that are actually chemicals and
    other chemicals used which may not enter the plant as
    purchased items, such as by-products, impurities, in-
    termediates, or chemicals formed as part of a waste
    treatment process.

2. Determine what the chemical is used f orf rom the person-
  nel in the operation actually using  the chemical.  If the
  chemical is used for routine janitorial services, operation
  or maintenance or transportation equipment, or is used in
  the laboratory under the supervision of qualified person-
  nel it should be excluded from threshold determinations.
4. Determine the amount of the chemical or mixture used by
  filling the appropriate columns In Table 2 based on the
  data you have available and what data you believe to be
  the most accurate.  If a chemical/mixture has multiple
  uses (e.g., it Is produced and otherwise used), do sepa-
  rate estimates f orthe different uses and make two entries
  for this chemical/mixture  in Table 1.

  If a basis other than purchases/inventories or production
  rate is used, attach calculations showing how the use was
  derived to Table 2.

5. Calculate values for column E for each specific chemical
  compound or category present in the mixture. For pure
  compounds, columns D and E  will have the same value.

6. Determine the type of  use and mark the appropriate
  column (i.e., M = manufacture, P  = processed, O =
  otherwise used).

7. Complete Table 3. Take values from column E for each
  specific chemical and sum them.  Do separate calcula-
  tions for chemicals with different uses.
3. Fill in columns A, B, and C of Table I for all chemicals or
  mixtures containing section 313 chemicals identified in
  Step I and not excluded from Step 2. For purchased
  chemicals, the material safety data sheet (MSDS) may
  have a list of all components which are section 313
  chemicals. For chemicals or mixtures generated on-site,
  the process personnel may be able to provide composi-
  tions.  Several points to remember:

  Q Check MSDSs for impurities which may also be section
     313 chemicals;

  Q The section 313 chemical list is not the same as toxic
     chemical lists developed by OSHA or other agencies;

  Q For chemicals which are only reportable if they are in
     solution form, only the weight of the chemical is used in
     threshold determination, not the weight of the solution;

  Q For compounds containing metals, the weight of the
     compound is used, not the weight of the parent metal;
     and

  Q Do not perform threshold determinations or report
     chemicals which are not on the section  313 list.

  For pure components, columns A and B may be identical.
   For mixtures, there may be multiple entries in column B if
   the mixture contains more than one section 313 chemical.
8. From Table 3 identify all chemicals which exceed the ap-
   plicable threshold. Points to remember:

   Q For chemicals with multiple uses, if you exceed any
     threshold then the chemicals must be reported.

   Q For metals, use the mass of the metal compound.

   Q For solutions, use the weight of the chemical, not the
     solution.

   Q If a specific chemical belongs in a chemical category,
     other chemicals in that category should be included as
     part of the  general category.

9. As a final reminder, did you:

   Q Check with all plant personnel who may purchase or
     use chemicals?

   Q Review MSDSs for all purchased chemicals?

   Q Check MSDSs of commercialgradechemicalstodeter-
     mine if any impurities/by-products are present?

   Q Check to determine if a particular chemical has multiple
     uses?

   Q Identify all chemicals produced by your process, either

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                                                Page 55
intentionally (products or intermediates) or uninten-
tionally?

Retain all notes, calculations, and other materials nec-
essary to support use estimates?

-------
                                   Page 56
            TABLE 1. THRESHOLD DETERMINATION CALCULATIONS
I
S. 'B
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-------
                                            P»g«57
                                 TABLE 2. USE CALCULATIONS
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-------
                                       Page 58


                  TABLE 3.  SUMMARY OF AMOUNTS OF CHEMICALS USED
                       Amount •
  Section 313              Used                 Type of Use
   Chemical                (1b)                   (M, P,O)
•  Sum of ali values in Column E of Table 1 for this chemical or chemical category for each type of use.

     RETAIN THIS TABLE AS DOCUMENTATION OF FORM R REPORTS - DO NOT SUBMIT WITH FORM R

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                                                  Page 59
                                              APPENDIX D
                                  REPORTING CODES FOR EPA FORM R
Part III, Section 4 • Maximum Amount of the Chemical On-
Site at Any Time During the Calendar Year
 Weight Range in Pounds

Range Code         From...
    01
    02
    03
    04
    05
    06
    07
    08
    09
    10
    11
          0
        100
      1,000
     10,000
    100,000
  1,000,000
 10,000,000
 50,000,000
100,000,000
500,000,000
    1 billion
       To....

              99
             999
           9,999
          99,999
         999,999
       9,999,999
      49,999,999
      99,999,999
     499,999,999
     999,999,999
more than 1 billion
M61 Wastewater Treatment (Excluding POTW)
M69 Other Treatment
M71 Underground Injection
M72 Landfill/Disposal Surface Impoundment
M73  Land Treatment
M79 Other Land Disposal
M90 Other Off-Site Management
M91 Transfer to Waste Broker
M99 Unknown

Part III, Section 7 - Waste Treatment Methods and Efficiency

General Waste Stream

 A =  Gaseous (gases, vapors, airborne participates)
 W = Wastewater (aqueous waste)
 L =  Liquid waste (non-aqueous waste)
 S =  Solid waste (including sludges and slurries)
Part III, Section 5 - Releases  of the Chemical to the
Environment On-Slte and Section 6 • Transfers of the
Chemical In Waste to Off-Site Locations
                                        Part III, Section 7 - Waste Treatment Methods and
                                        Efficiency

                                        Air Emissions Treatment
 M -Estimate is based on monitoring data or measurements for
the toxic chemical as released to the environment and/or off-
site facility.

 C -Estimate is based on mass balance calculations, such as
calculation of the amount of the toxic chemical in streams
entering and leaving process equipment.

 E -Estimate is based on published emission factors, such as
those relating  release  quantity to  through-put or equipment
type (e.g., air emission factors).

 O -Estimate is based on other approaches such as engineer-
ing calculations (e.g., estimating volatilization using published
mathematical formulas) or best engineering judgment. This
would include applying an estimated removal efficiency to a
waste stream, even if  the composition of the stream before
treatment was fully characterized by monitoring data.

Part III, Section 6 - Transfers of the Chemical In Waste to
Off-Site Locations

 Type of Treatment/Disposal

  M10 Storage Only
  M40 Solidification/Stabilization
  M50 Incineration/Thermal Treatment
                                          A01 Flare
                                          A02 Condenser
                                          A03 Scrubber
                                          A04 Absorber
                                          A05 Electrostatic Precipitator
                                          A06 Mechanical Separation
                                          A07 Other Air Emission Treatment

                                        Biological Treatment

                                           B11   Biological Treatment--Aerobic
                                           B21   Biological Treatment -- Anaerobic
                                           B31   Biological Treatment - Facultative
                                           B99   Biological Treatment -- Other

                                        Chemical Treatment

                                           C01   Chemical Precipitation -- Lime or Sodium
                                                 Hydroxide
                                           C02   Chemical Precipitation -- Sulfide
                                           C09   Chemical Precipitation -- Other
                                           C11   Neutralization
                                           C21   Chromium Reduction
                                           C31   Complexed Metals Treatment (other than pH
                                                 Adjustment)
                                           C41   Cyanide Oxidation - Alkaline Chlorination
                                           C42   Cyanide Oxidation - Electrochemical

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                                                    Page 60
    C43   Cyanide Oxidation - Other
    C44   General Oxidation (including Disinfection) -
          Chlorination
    C45   General Oxidation (including Disinfection) -
          Ozonation
    C46   General Oxidation (including Disinfection) - Other
    C99   Other Chemical Treatment

Incineration/Thermal Treatment

    F01   Liquid Injection
    F11   Rotary Kiln with Liquid Injection Unit
    F19   Other Rotary Kiln
    F31   Two Stage
    F41   Fixed Hearth
    F42   Multiple Hearth
    F51   Fluidized Bed
    F61   Infra-Red
    F71   Fume/Vapor
    F81   Pyrolytic Destructor
    F82   Wet Air Oxidation
    F83   Thermal Drying/Dewatering
    F99   Other Incineration/Thermal Treatment

Physical Treatment

    P01   Equalization
    P09   Other Blending
    P11   Settling/Clarification
    P12   Filtration
    P13   Sludge Dewatering (non-thermal)
    P14   Air Flotation
    P15   Oil Skimming
    P16   Emulsion Breaking -- Thermal
    P17   Emulsion Breaking -- Chemical
    P18   Emulsion Breaking -- Other
    P19   Other Liquid Phase Separation
    P21   Adsorption - Carbon
    P22   Adsorption - Ion Exchange (other than for
          recovery/reuse)
    P23   Adsorption - Resin
    P29   Adsorption - Other
    P31   Reverse Osmosis (other than for recovery/reuse)
    P41   Stripping - Air
    P42   Stripping - Steam
    P49   Stripping ~ Other
    P51   Acid Leaching (other than for recovery/reuse)
    P61   Solvent Extraction (other than recovery/reuse)
    P99   Other Physical  Treatment

Recoverv/Reuse

    R01   Reuse as Fuel  - Industrial Kiln
    R02   Reuse as Fuel  - Industrial Furnace
    R03   Reuse as Fuel  ~ Boiler
    R04   Reuse as Fuel  - Fuel Blending
    R09   Reuse as Fuel - Other
    R11   Solvents/Organics Recovery -- Batch Still
          Distillation
    R12   Solvents/Organics Recovery -- Thin-Film
          Evaporation
    R13   Solvents/Organics Recovery - Fractionation
    R14   Solvents/Organics Recovery -- Solvent Extraction
    R19   Solvents/Organics Recovery - Other
    R21   Metals Recovery - Electrolytic
    R22   Metals Recovery ~ Ion Exchange
    R23   Metals Recovery ~ Acid Leaching
    R24   Metals Recovery -- Reverse Osmosis
    R26   Metals Recovery - Solvent Extraction
    R29   Metals Recovery -- Other
    R99   Other Reuse or Recovery

Solidification/Stabilization

    G01   Cement Processes (including Silicates)
    G09   Other Pozzolonic Processes (including Silicates)
    G11   Asphaltic Processes
    G21   Thermoplastic Techniques
    G99   Other Solidification Processes

Part III, Section 7 - Waste Treatment Methods and
Efficiency

Range of Influent Concentration

  1  = Greater than 1 percent
  2 = 100 parts per million (0.01 percent) to 1 percent
     (10,000 parts per million)
  3 = 1 part per million to 100 parts per million
  4 = 1 part per billion to  1 part per million
  5 = Less than 1 part per billion

[[Mote: Parts per million (ppm) is milligrams/kilogram (mass/
mass) for solids and liquids; cubic centimeters/cubic meter
(volume/volume) for gases; milligrams/liter for solutions or
dispersions of the chemical in water; and milligrams of chemi-
cal/kilogram of airf or particulates in air. If you have paniculate
concentrations (at  standard temperature  and pressure) as
grains/cubic foot of air, multiply by 1766.6 to convert to parts
per million; if in milligrams/cubic meters, multiply by 0.773 to
obtain parts per million. Factors are for standard conditions of
0°C (32°F) and 760 mmHg atmospheric pressure.]
Part III, Section 8 - Optional Information on Waste
Minimization

Type of Modification

  M1 - Recycling/Reuse On-Site
  M2 - Recycling/Reuse Off-Site
  M3 - Equipment/Technology Modifications

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                                                   Page 61
  M4 -  Process Procedure Modifications
  M5 -  Reformulation/Redesign of Product
  M6 -  Substitution of Raw Materials
  M7 -  Improved Housekeeping, Training, Inventory Control
  MS -  Other Waste Minimization Technique

Reason for Action

  R1 -  Regulatory Requirement for the Waste
  R2 -  Reduction of Treatment/Disposal Costs
  R3 -  Other Process Cost Reduction
  R4 -  Self-Initiated Review
  R5 -  Other (e.g., discontinuation of product, occupational
       safety, etc.)

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                                                Page 62
                                            APPENDIX E
                            STATE DESIGNATED SECTION 313 CONTACTS
fNote: Use the appropriate address for submission of Form R
reports to your State.]

Alabama
  Mr. E. John Williford, Chief of Operations
  Alabama Emergency Response Commission
  Alabama Department of Environmental Management
  Field Operations Division
  1751 Congressman W.G. Dickinson Drive
  Montgomery, AL  36109
  (205)271-7700

Alaska
  Ms. Amy Kyle, Chairman
  Alaska Emergency Response Commission
  Department of Environmental Conservation
  P.O. Box 0
  Juneau.AK  99811
  (907) 465-2600

American Samoa
  Mr.  Pati Faiai, Director
  American Samoa EPA
  Office of the Governor
  Pago Pago, AS 96799
  International Number (684) 633-2682

Arizona
  Mr.  Carl F. Funk, Executive Director
  Arizona Emergency Response Commission
  5636 East McDowell Road
  Phoenix; AZ 85008
  (602) 244-0504

Arkansas
  Ms. Becky Bryant
  Depository of Documents
  Arkansas Department of Labor
  10421 West Markham
  Little Rock, AR 72205
  (501)682-4534

California
  Mr. Charles M. Shulock
  Office of Environmental Affairs
  P.O. Box 2815
  Sacramento, CA 95812
  Attn: Section 313 Reports
  (916)324-8124
  (916) 322-7236 (Completed Form R information)
Colorado
  Colorado Emergency Planning Commission
  Colorado Department of Health
  Division of Hazardous Materials and Waste Management
  4210 East 11th Avenue
  Denver, CO  80220
  Ms. Pam Harley (303) 331 -4858
  Mr. Richard Bardsley (303) 273-1789

Commonwealth of the Northern Marianas Islands
  Mr. Russell Meecham, III
  Division of Environmental Quality
  P.O. Box 1304
  Saipan, MP  96950
  (670) 234-6984

Connecticut
  Ms. Sue Vaughn
  State Emergency Response Commission
  Department of Environmental Protection
  Room 161
  165 Capitol Avenue
  Hartford, CT 06106
  (203) 566-4856

Delaware
  Mr. Phillip G. Retallick
  Division of Air and Waste Management
  Department of Natural Resources and Environmental
     Control
  Richardson and Robbins Building
  89 Kings Highway
  Dover, DE 19901
  (302) 736-4764
District of Columbia
  Ms. Pamela Thurber
  Environmental Planning Specialist
  Office of Emergency Preparedness
  2000 14th Street, NW, 8th Floor
  Washington, DC 20009
  (202)727-6161

Florida
  Mr. Thomas G. Pelham, Chairman
  Florida Emergency Response Commission
  Secretary, Florida Department of Community Affairs
  2740 Centerview Drive
  Tallahassee, FL 32399-2149
  (904)487-1472
  (in Florida 800-635-7179)

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                                                 Page 63
Georgia
  Mr. Jimmy Kirkland
  Georgia Department of Natural Resources
  205 Butler Street, S.E.
  Floyd Tower East
  Atlanta, GA  30334
  (404) 656-6905

Guam
  Mr. Charles P. Crisostomo
  Guam EPA
  P.O. Box 2999
  Agana, GU 96910
  (671)646-8863

Hawaii
  Dr. John C. Lewin, M.D., Director
  Hawaii State Department of Health
  P.O. Box 3378
  Honolulu,  HI 96801-9904
  (808) 548-6505

Idaho
  Ms. Jennie Records, Program Coordinator
  Idaho Emergency Response Commission
  State House
  Boise, ID  83720
  (208) 334-5898

Illinois
  Mr. Joe F. Goodner, P.E.
  Emergency Planning Unit
  Illinois EPA
  P.O. Box19276
  2200 Churchill Road
  Springfield, IL  62794-9276
  (217)782-3637

Indiana
  Mr. Philip Powers, Director
  Indiana Department of Environmental Management
  Emergency Response Branch
  5500 West Bradbury Avenue
  Indianapolis, IN 46241
  (317)243-5176
  (317) 243-5147 (General information only)

Iowa
  Mr. Jim Taylor
  Iowa Emergency Response Commission
  301 East 7th Street
  DesMoines, IA 50319
  (515)281-6175
Kansas
  Right-to-Know Program
  Kansas Department of Health and Environment
  Building 740, Forbes Field
  Topeka, KS 66620-7430
  (913)296-1690

Kentucky
  Ms. Valerie Hudson
  Kentucky Department of Environmental Protection
  ISReillyRoad
  Frankfort, KY 40601
  (502)564-2150

Louisiana
  Mr. R. Bruce Hammatt
  Emergency Response Coordinator
  Department of Environmental Quality
  P.O. Box 44091
  Baton Rouge, LA 70804-4091
  (504) 342-6363

Maine
  Mr. David Brown, Director
  State Emergency Response Commission
  State House Station 72
  State Office Building
  Augusta, ME 04333
  (207) 289-4080
  (In Maine 800-452-8735)

Maryland
  Ms. Masha Ways
  Toxics Information Center
  SARA Title III
  c/o Maryland Department of the Environment
  O'Conor State Office Building
  2500 Broening Highway
  Baltimore, MD 21224
  (301)631-3800

Massachusetts
  Mr. Arnold Sapenter
  c/o Title III Emergency Response Commission
  Department of Environmental Quality Engineering
  One Winter Street, 10th Floor
  Boston, MA 02108
  (617)292-5810

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                                                 Page 64
Michigan
  Mr. David Warner, Director
  Michigan Department of Natural Resources
  Environmental Response Division
  Title III Notification
  P.O. Box 30028
  Lansing, Ml 48909
  (517)373-8481

Minnesota
  Mr. Lee Tischler, Director
  Minnesota Emergency Respone* Commwsiefl
  Division of Emergency Management
  Room B5
  State Capitol
  St. Paul, MN 55155
  (612)296-2233

Mississippi
  Mr. J.E. Maher, Chairman
  Mississippi Emergency Response Commission
  Director, Mississippi Emergency Management Agency
  P.O. Box 4501
  Fondren Station
  Jackson, Ml 39296-4501
  (601)960-9973

Missouri
  Mr. Dean Martin, Coordinator
  Missouri Emergency Response Commission
  Missouri Department of Natural Resources
  P.O. Box3133
  Jefferson City, MO 65102
  (314)751-7929

Montana
  Mr. Tom Ellerhoff, Co-Chairman
  Montana Emergency Response Commission
  Environmental Sciences Division
  Department of Health and Environmental Sciences
  Cogswell Building A-107
  Helena, MT 59620
  (406) 444-3948

Nebraska
  Mr. Craig Bagstad
  Technical Services Section
  Nebraska Department of Environmental Control
  P.O. Box 98922
  State House Station
  Lincoln, NE 68509-8922
  (402)471-4230
Nevada
  Mr. Bob King, Director
  Division of Emergency Management
  2525 South Carson
  Carson City. NV 89710
  (702) 885-4240

New Hampshire
  Mr. Richard H. Strome, Director
  State Emergency Management Agency
  State Office Park South
  107 Pleasant Street
  Concord, NH 03301
  (603)271-2231

New Jersey
  Richard A. Dime
  Department of Environmental Protection
  Division of Environmental Quality
  CN-405
  Bureau of Hazardous Waste Information
  SARA Title III Project
  401  East State Street
  Trenton, NJ  08625
  (609)292-6714

New Mexico
  Mr. Sam Larcombe
  New Mexico Emergency Response Commission
  New Mexico Department of Public Safety
  P.O. Box 1628
  Santa Fe, NM  87504-1628
  (505) 827-9222

New York
  New York Department of Environmental Conservation
  Bureau of Spill Response
  SARA Title III Section 313
  50 Wolf Road
  Albany, NY  12233
  (518)457-4107
North Carolina
  Mr. Vance E. Kee
  North Carolina Division of Emergency Management
  116 West Jones Street
  Raleigh, NC 27603-1335
  (919)733-3867

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                                                Page 65
North Dakota
  Mr. Dean Monteith, Coordinator
  North Dakota Emergency Response Commission
  North Dakota State Department of Health and Consolidated
  Laboratories
  1200 Missouri Avenue
  P.O. Box 5520
  Bismarck, ND 58502-5520
  (701)224-2374

Ohio
  Ms. Cindy Sferra-DeWulf
  Division of Air Pollution Control
  1800 Watermark Drive
  Columbus, OH 43215
  (614)644-2270

Oklahoma
  Mr. Jack W. Muse, Coordinator
  Emergency Response Commission
  Office of Civil Defense
  P.O. Box 53365
  Oklahoma City, OK 73152
  (405)521-2481

Oregon
  Oregon Emergency Response Commission
  c/o Oregon State Fire Marshall
  3000 Market Street Plaza
  Suite 534
  Salem, OR 97310
  (503) 378-2885

Pennsylvania
  Mr. James Tinney
  Bureau of Right-to-Know
  Room 1503
  Labor and Industry Bldg.
  Harrisburg, PA 17120
  (717)783-8150

Puerto Rico
  SERC Commissioner
  Title III-SARA Section 313
  Puerto Rico Environmental Quality Board
  P.O.Box 11488
  Santurce, PR 00910
  (809) 722-0077

Rhode Island
  Department of Environmental Management
  Division of Air and Hazardous Materials
  291 Promenade  Street
  Providence, Rl 02908-5767
  Attn: Toxic Release Inventory
  (401)277-2808
South Carolina
  Mr.  Ron Kinney
  Department of Health and Environmental Control
  2600 Bull Street
  Columbia, SC 29201
  (803) 734-5200

South Dakota
  Mr.  Brad Schultz
  South Dakota Emergency Response CommJMion
  Department of Water and Natural Resources
  Joe Foss Building
  523 East Capitol
  Pierre, SD  57501-3181
  (605)773-3153

Tennessee
  Mr.  Lacy Suiter, Chairman
  Tennessee Emergency Response Commission
  Director, Tennessee Emergency Management Agcnqp
  3041 Sidco Drive
  Nashville, TN 37204-1502
  1-800-262-3300 (In Tennessee)
  1-800-258-3300 (Out of state)

Texas
  Mr.  David Barker, Supervisor
  Emergency Response Unit
  Texas Water Commission
  P.O. Box 13087 - Capitol Station
  Austin, TX  78711-3087
  (512)463-8527

Utah
  Mr.  Neil Taylor
  Utah Hazardous Chemical Emergency Response
  Commission
  Utah Division  of Environmental Health
  288 North 1460 West
  P.O.Box 16690
  Salt Lake City, UT 84116-0690
  (801)538-6121

Vermont
  Dr. Jan Carney, Deputy Commissioner
  Department of Health
  60 Main Street
  P.O. Box 70
  Burlington, VT 05402
  (802) 863-7281

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                                                 Page 66
Virginia
  Mr. Wayne Halbleib, Director
  Virginia Emergency Response Council
  Department of Waste Management
  James Monroe Building
  18th Floor
  101 North 14th Street
  Richmond, VA 23219
  (804)225-2513

Virgin Islands
  Mr. Allan D. Smith, Commissioner
  Department of Planning and Natural Resources
  U.S. Virgin Islands Emergency Response Commission
  Title III
  179 Altona and Welgunst
  Charlotte Amalie
  St. Thomas, VI 00802
  (809) 774-3320

Washington
  Washington Emergency Response Commission
  Department of Community Development
  Mail Stop GH-51
  9th & Columbia Building
  Olympia.WA  98504
  (800) 633-7585

Wot Virginia
  Mr. William Pinnell
  Office of Environmental Health Services
  Wsst Virginia Department of Health
  1800 East Washington Street East
  Room 507
  Charleston, WV  25305
  (304) 348-2967

Wisconsin
  Wisconsin Department of Natural Resources
  Office of Technical Services TS-2
  P.O. Box 7921
  Madison, Wl 53707
  (608) 266-9255
  Attn: Russ Dunst

Wyoming
  Mr. Ed Usui, Coordinator
  Wyoming Emergency Response Commission
  Wyoming Emergency Management Agency
  Comprehensive Emergency Management
  5500 Bishop Blvd.
  Cheyenne, WY 82003
  (307) 777-7566
[Notes: (1) If an Indian tribe has chosen to act independently
of a state for the purpose of section 313 reporting, facilities
located within that Indian community should report to the tribal
SERC, or until the SERC is established, the Chief Executive
Officer of the  Indian tribe, as well as to EPA;  (2) Facilities
located within the Territories of the Pacific should send a report
to the Chief Administrator of the appropriate territory, as well
as to EPA.]

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                                                Page 67
                                             APPENDIX F
                               SECTION 313 EPA REGIONAL CONTACTS
Region 1

 Pesticides & Toxics Branch
 USEPA Region 1 (APT2311)
 JFK Federal Building
 Boston, MA 02203
 (617)565-3273

 Connecticut, Massachusetts, Maine, New Hampshire, Rhode
    Island, Vermont

Region 2

 Pesticides & Toxics Branch
 USEPA Region 2 (MS240)
 Woodbridge Avenue, Building 209
 Edison, NJ 08837
 (201)906-6890

 New Jersey, New York, Puerto Rico, Virgin Islands

Region 3

 Toxics & Pesticides Branch
 USEPA Region 3 (3HW42)
 841 Chestnut Street
 Philadelphia, PA 19107
 (215)597-1260

 Delaware, Maryland, Pennsylvania, Virginia, West Virginia,
    District of Columbia

Region 4

 Pesticides & Toxics Substances Branch
 USEPA Region 4
 345 Courtland Street
 Atlanta, GA 30365
 (404) 347-5053

 Alabama, Florida, Georgia,  Kentucky, Mississippi,  North
    Carolina, South Carolina, Tennessee

Region 5

 Pesticides & Toxic Substances Branch
 USEPA Region 5 (5SPT-7)
 536 South Dearborn Street
 Chicago, IL  60604
 (312)353-5867

 Illinois, Indiana, Michigan, Minnesota, Ohio, Wisconsin
Region 6

 Pesticides & Toxic Substances Branch
 USEPA Region 6 (6TPT)
 1445 Ross Avenue
 Dallas, TX 75202-2733
 (214)655-7244

 Arkansas, Louisiana, New Mexico, Oklahoma, Texas

Region 7

 Office of Congressional and Intergovernmental Liaison
 USEPA Region 7 (CIGL)
 726 Minnesota Avenue
 Kansas City, KS 66101
 (913)236-2806

 Iowa, Kansas, Missouri, Nebraska

Region 8

 Toxic Substances Branch
 USEPA Region 8 (8AT-TS)
 999 18th  Street
 Denver, CO 80202-2405
 (303) 293-1730

 Colorado, Montana,  North Dakota,  South  Dakota, Utah,
    Wyoming

Region 9

 Pesticides & Toxics Branch
 USEPA Region 9 (T-5-3)
 215 Fremont Street
 San Francisco, CA 94105
 (415)974-7054

 Arizona, California, Hawaii, Nevada, American Samoa, Guam,
    Commonwealth of the Northern Mariana Islands

Region 10

 Pesticides & Toxic Substances Branch
 USEPA Region 10 (AT083)
 1200 Sixth Avenue
 Seattle, WA 98101
 (206)442-1091

 Alaska, Idaho, Oregon, Washington

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        Page 68






      APPENDIX G
SECTION 313 FINAL RULE

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           Federal Register / Vol. 53. No.  30 / Tuesday. February IB.  1988 / Rules  and Regulations      4525
[Note: Subparts D and E of the
regulatory text are not reproduced
here because they appear in
substance elsewhere in this
document.]
PART 372—TOXIC CHEMICAL
RELEASE REPORTING; COMMUNITY
RIGHT-TO-KNOW

Subpart A—General ProvMora

Sec
372.1  Scope and purpose.
372.3  Definitions.
372J  Pertont subject to this Part
372.10 Recordkeeping.
372.18 Compliance and enforcement

Subpart 8—Reporting Raqutremania
372.22 Covered facilities for toxic chemical
    release reporting.
372.25 Thresholds tor reporting.
372-20 Reporting requirements and schedule
    fur reporting.
37138 Exemptions.

Subpart C—Soppier Notification
Requirements
372.45 Notification about toxic chemicals.

Subpart D—Specific Toxic Chemical
Listings
372.65 Chemicals and chemical categories to
    which this Part applies.

Subpart E—f omw and InatructloM
372.85 Toxic chemical release reporting
    form and instructions.
  Authority: 42 U.S.C 11013.11028.
Subpart A—G<
ktProvtaJona
{ 372.1  Scop* and purpoae.
  This Part sets forth requirements for
the submission of information relating to
the release of toxic chemicals under
section 313 of Title III of the Superfund
Amendments and Reauthorization Act
of 1986. The information collected under
this Part is intended to inform the
general public and the communities
surrounding covered facilities about
releases of toxic chemicals, to assist
research, to aid in the development of
regulations, guidelines, and standards.
and for other purposes. This Part also
sets forth requirements for suppliers to
notify persons to whom they distribute
mixtures or trade name products
containing toxic chemicals that they
contain such chemicals.

§372.3 Definition*.
  Terms defined in sections 313(b)(l)(c)
and 329 of Title HI and not explicitly
defined herein are used with the
meaning given in Title IIL For the
purpose of this Part:
  "Acts" means Title UL
  "Article" means a manufactured item:
(1) Which is formed to a specific shape
or design during manufacture: (2) which
has end use functions dependent in
whole or in part upon its shape or design
during end use; and (3) which does not
release a toxic chemical under normal
conditions of processing or use of that
item at the facility or establishments.
  "Customs territory of the United
States" means the 50 States, the District
of Columbia, and Puerto Rico.
  "EPA" means the United States
Environmental Protection Agency.
  "Establishment" means an economic
unit, generally at a single physical
location, where business is conducted or
where services or industrial operations
are performed.
  "Facility" means all buildings,
equipment, structures, and other
stationary items which are located on a
single site or on contiguous or adjacent
sites and which are owned or operated
by the same person (or by any person
which controls, is controlled by, or
under common control with such
person). A facility may contain more
than one establishment
  "Full-time employee" means 2.000
hours per year of full-time equivalent
employment A facility would calculate
the number of full-time employees by
totaling the hours worked during the
calendar year by all employees,
including contract employees, and
dividing that total by 2.000 hours.
  "Import" means to cause a chemical
to be imported into the customs territory
of the United States. For purposes of this
definition, "to cause" means to intend
that the chemical be imported and to
control the identity of the imported
chemical and the amount to be
imported.
  "Manufacture" means to produce.
prepare, import or compound a toxic
chemical Manufacture also applies to a
toxic chemical that is produced
coincidentally during the manufacture.
processing, use. or disposal of another
chemical or mixture of chemicals.
 including a toxic chemical that is
 separated from that other chemical or
 mixture of chemicals as a byproduct
 and a toxic chemical that remains in
that other chemical or mixture of
chemicals as an impurity.
  "Mixture" means any combination of
two or more chemicals, if the
combination is not. in whole or in part.
the result of a chemical reaction.
However, if the combination was
produced by a chemical reaction but
could have  been produced without a
chemical reaction, it is also treated as a
mixture. A mixture also includes any
combination which consists of a
chemical and associated  impurities.
  "Otherwise use" or "use" means any
use of a toxic chemical that is not
covered by the terms "manufacture" or
"process" and includes use of a toxic
chemical contained in a mixture or trade
name product. Relabeling or
redistributing a container of a toxic
chemical where no repackaging of the
toxic chemical occurs does not
constitute use or processing of the toxic
chemical
   "Process" means the preparation of a
toxic chemical, after its manufacture, for
distribution in commerce:
   (1) In the same form or physical state
as. or in a different form or physical
state from, that in which it was received
by the person so preparing such
substance, or
   (2) As part of an article containing the
toxic chemical. Process also applies to
the processing of a toxic chemical
contained  in a mixture or trade name
product
   "Release" means any spilling, leaking.
pumping, pouring, emitting, emptying,
discharging, injecting, escaping.
leaching, dumping, or disposing into the
environment (including the
 abandonment or discarding of barrels.
containers, and other closed
 receptacles) of any toxic chemical
   "Senior  management official" means
 an official  with management
 responsibility for the person or persons
 completing the report or the manager of
 environmental programs for the facility
 or establishments, or for the corporation
 owning or operating the facility or
 establishments responsible for certifying
 similar reports under other
 environmental regulatory requirements.
   Title III"  means Title III of the
 Superfund Amendments and
 Reauthorization Act of I960, also titled
 the Emergency Planning and Community
 Right-To-Know Act of 1986.
    'Toxic chemical" means a chemical or
 chemical category listed in I 372.65.
    'Trade  name product" means a
 chemical or mixture of chemicals that is
 distributed to other persons and that
 incorporates a toxic chemical
 component that is not identified by the
 applicable chemical name or Chemical

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4528      Federal Register  /  Vol.  53.  No. 30  /  Tuesday. February 16. 1988  /  Rules and Regulations
Abstracts Service Registry number
listed in $ 372.6S.

§372.5 Persons subject to this Pait
  Owners and operators of facilities
described in §§ 372.22 and 372.45 are
subject to the requirements of this Part.
If the owner and operator of a facility
are different persons, only one need
report under $ 372.17 or provide a notice
under { 372.45 for each toxic chemical in
a mixture or trade name product
distributed  from the facility. However, if
no report is submitted or notice
provided. EPA will hold both the owner
and the operator liable under section
325(c) of Title HI. except as provided in
§ § 372.38(e) and 372.45(g).

§372.10  Recordkeeplng.
  (a) Each person subject to the
reporting requirements of this Part must
retain the following records for a period
of 3 years from the date of the
submission of a report under $ 372.30:
  (l) A copy of each report submitted by
the person under { 372.30.
  (2) All  supporting materials and
documentation used by the person to
make the compliance determination that
the facility  or establishments is a
covered facility under $ 372.22 or
i 372.45.
  (3) Documentation supporting the
report submitted under § 372.30
including:
  (i) Documentation supporting any
determination that a claimed allowable
exemption  under { 372.38 applies.
  (ii) Data  supporting the determination
of whether a threshold under { 372.25
applies for each toxic chemical.
  (iii) Documentation supporting the
calculations of the quantity of each toxic
chemical released to the environment or
transferred to an off-site location.
  (iv) Documentation supporting the use
indications and quantity on site
reporting for each toxic chemical,
including dates of manufacturing,
processing, or use.
   (v) Documentation supporting the
basis of estimate used in developing any
release or off-site transfer estimates for
each toxic  chemical.
   (vi) Receipts or manifests associated
with the transfer of each toxic chemical
in waste to off-site location!.
   (vii) Documentation supporting
reported waste treatment methods,
estimates of treatment efficiencies.
ranges of influent concentration to such
 treatment,  the sequential nature of
 treatment steps, if applicable, and the
 actual operating data, if applicable, to
 support the waste treatment efficiency
 estimate for each toxic chemical.
   (b) Each person subject to the
 notification requirements of this part
must retain the following records for a
period of 3 years from the date of the
submission of a notification under
§ 372.45.
  (1) All supporting materials and
documentation used by the person to
determine whether a notice  is required
under i 372.45.
  (2) All supporting materials and
documentation used in developing each
required notice under { 372.45 and a
copy of each notice.
  (c) Records retained under this section
must be maintained at the facility to
which the report applies or from which a
notification was provided. Such records
must be readily available for purposes
of inspection by EPA.

§ 372.1t  Compliance and enforcement
  Violators of the requirements of this
Part shall be liable for a civil penalty in
an amount not to exceed $25.000 each
day for each violation as provided in
section 325(c) of Title III.

Subpart B—Reporting RequiremonU

§372.22 Covered facilities for toite
chemical release reporting.
  A facility that meets all of the
following criteria for a calendar year is
a covered facility for  that calendar year
and must report under $ 372,30.
  (a) The facility has 10 or  more full-
time employees.
  (b) The facility is in Standard
Industrial Classification Codes 20
through 39 (as in effect on January 1,
1987) by virtue of the fact that it meets
one of the following criteria:
  (1) The facility is an establishment
with  a  primary SIC code of 20 through
39.
  (2) The facility is a multi-
establishment complex where all
establishments have a primary SIC code
of 20 through 39.
  (3) The facility is a multi-
 establishment complex in which one of
 the following is true:
   (i) The sum of the value of products
 shipped and/or produced from those
 establishments that have a primary SIC
 code of 20 through 39 is greater than 50
 percent of the total value of all products
 shipped and/or produced from ail
 establishments at the facility.
   (ii) One establishment having a
 primary SIC code of 20 through 39
 contributes more in terms  of value of
 products shipped and/or produced than
 any  other establishment within the
 facility.
   (c) The facility manufactured
  (including imported), processed, or
 otherwise used a toxic chemical in
  excess of an applicable threshold
quantity of that chemical set forth in
! 372.25.

§ 372.25 Thresholds for reporting.
  The threshold amounts for purposes of
reporting under $ 372.30 for toxic
chemicals are as follows:
  (a) With respect to a toxic chemical
manufactured (including imported) or
processed a! a facility during the
following calendar years:
  1987—75.000 pounds of the chemical
manufactured or processed for the year.
  1988—50,000 pounds of the chemical
manufactured or processed for the year.
  1989 and thereafter— 25,000 pounds of
the chemical manufactured or processed
for the year.
  (b) With respect to a chemical
otherwise used at a facility. 10.000
pounds of the chemical used for the
applicable calendar year.
  (c) With respect to activities involving
a toxic chemical at a facility, when more
 than one threshold applies to the
activities, the owner or operator of the
 facility must report if it exceeds any
 applicable threshold and must report on
 all activities at the facility involving the
 chemical, except as provided in | 372.38.
   (d) When a facility manufactures,
 processes, or otherwise uses more than
 one member of a chemical category
 listed in I 372.65(c),  the owner or
 operator of the facility must report if it
 exceeds any applicable threshold for the
 total volume of all the members of the
 category involved in the applicable
 activity. Any such report  must cover all
 activities at the facility involving
 members of the category.
   (e) A facility may process or
 otherwise use a toxic chemical in a
 recycle/reuse operation. To determine
  whether the facility has processed or
  used more than an applicable threshold
  of the chemical, the owner or operator of
  the facility shall count the amount of the
  chemical added to the recycle/reuse
  operation during the calendar year. In
  particular, if the facility starts up such
  an operation during a calendar year, or
  in the event that the contents of the
  whole recycle/reuse operation are
  replaced in a calendar year, the owner
  or operator of the facility shall also
  count the amount of the chemical placed
  into the  system at these times.
    (f) A toxic chemical may be listed in
  $ 372.65 with the notation that only
  persons who manufacture the chemical.
  or manufacture it by a certain method.
  are required to report. In that case, only
  owners  or operators of facilities that
  manufacture that chemical as described
  in i 372.65 in excess of the threshold
  applicable to such  manufacture in
  i 372^5 are required to report. In

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           Federal Register /  Vol.  53. No. 30 \ Tuesday. February 16. 1908 /  Rules and  Regulations      4527
completing the reporting form, the owner
or operator is only required to account
for the quantity of the chemical so
manufactured and releases associated
with such manufacturing, but not
releases associated with subsequent
processing or use of the chemical at that
facility. Owners and operatops of
facilities that solely process or use such
a chemical are not required to report for
that chemical.
  (g) A toxic chemical may be listed in
§ 372.65 with the notation that it is in a
specific form (e.g.. fume or dust.
solution, or friable) or of a specific color
(e.g.. yellow or white). In that case, only
owners or operators of facilities that
manufacture, process, or use that
chemical in the form or of the color,
specified in $ 372.65 in excesi of the
threshold applicable to such activity in
§ 372.25 are required to report. In
completing the reporting form, the owner
or operator is only required to account
for the quantity of the chemical
manufactured, processed, or used in the
form or color specified in { 372.65 and
for releases associated with the
chemical in that form or color. Owners
or operators of facilities that solely
manufacture, process, or use such a
chemical in a form or color other than
those specified by i 372.63 are not
required to report for that chemical
  (h) Metal compound categories are
listed in ( 372.65(c). For purposes of
determining whether any of the
thresholds specified in { 372.25 are met
fur metal compound category, the owner
or operator of a facility must make the
threshold determination based on the
total amount of all members of the metal
compound category manufactured.
processed, or used at the facility. In
completing the release portion of the
reporting form for releases of the metal
compounds, the owner or operator ii
only required to account for the weight
of the parent metal released. Any
contribution to the mass of the release
attributable to other portions of each
compound in the category is excluded.

§ 372.30 Reporting raqutrwncnte and
schedule for i«po
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4528
Federal Register /  Vol. 53.  No. 30  /  Tuesday. February 16.  1988 / Rules and  Regulations
trade name product but has been told
the upper bound concentration of the
chemical in the mixture or trade name
product, the owner or operator shall
assume that the toxic chemical is
present in the mixture or trade name
product at the upper bound
concentration, shall determine whether
the chemical has been imported
processed, or otherwise used at the
facility in excess of an applicable
threshold as provided in paragraph
(b)(3)(iv) of this section, and shall report
as provided in paragraph (b)(3)(iv) of
this section.
  (vi) If the owner or operator has been
told that a mixture or trade name
product contains a toxic chemical, does
not know the specific chemical identity
of the chemical, does not know the
specific concentration at  which the
chemical is present in the mixture or
trade name product, including
information they have themselves
developed, and has not been told the
upper bound concentration of the
chemical in the mixture or trade name
product the owner or operator is not
required to report with respect to that
toxic chemical.
  (c) A covered facility may consist of
more than one establishment The
owner or operator of such a facility at
which a toxic chemical was
manufactured (including imported),
processed, or otherwise used in excess
of an applicable threshold may submit a
separate Form R for each establishment
or for each group of establishments
within  the facility to report the activities
involving the toxic chemical at each
establishment or group of
establishments, provided that activities
involving that toxic chemical at all the
establishments within the covered
facility are reported. If each
establishment or group of
establishments files separate reports
then for all other chemicals subject to
reporting at that facility they must also
submit separate reports.  However, an
establishment or group of
establishments does not have to submit
a report for a chemical that is not
manufactured (including imported).
processed, otherwise used or released
at that establishment or group of
establishments.
   (d) Each report under this section for
activities involving a toxic chemical that
occured during a calendar year at a
covered facility must be submitted on or
before July 1 of the next year. The first
such report for calendar  year 1987
activities must be submitted on of before
July 1.1968.
   (e) For reports applicable to activities
for calendar years 1987.1988. and 1989
only, the owner or operator of a  covered
                            facility may report releases of a specific
                            toxic chemical to an environmental
                            medium, or transfers of wastes
                            containing a specific toxic chemical to
                            an off-site location, of less than 1.000
                            pounds using the ranges provided in the
                            form and instructions in Subpart E, For
                            reports applicable  to activities in
                            calendar year 1990 and beyond, theje
                            ranges may not be used.

                            {37X38  Exemptions.
                               (a) De minimi's concentrations of a
                            toxic chemical in a mixture. If a toxic
                            chemical is present in a mixture of
                            chemicals at a covered facility and the
                            toxic chemical is in a concentration in
                            the mixture which is below l percent of
                            the mixture, or 0.1  percent of the mixture
                            in the case of a toxic chemical which is
                            a carcinogen as defined in 29 CFR
                            1910.1200(d)(4). a person is not required
                            to consider the quantity of the toxic
                            chemical present in such mixture when
                            determining whether an applicable
                            threshold has been met under i 372.25 or
                            determining the amount of release to be
                            reported under i 372.30. This exemption
                            applies whether the person received the
                            mixture  from another person or the
                            person produced the mixture, either by
                            mixing the chemicals involved or by
                            causing  a chemical reaction which
                            resulted in the creation of the toxic
                            chemical in the mixture. However, this
                            exemption applies only to the quantity
                            of the  toxic chemical present  in the
                            mixture. If the toxic chemical is also
                            manufactured (including imported),
                            processed or otherwise used at the
                            covered facility other than as part of the
                            mixture  or in a mixture at higher
                            concentrations, in excess of an
                            applicable threshold quantity set forth in
                             ( 372.25, the person is required to report
                            under 1372JO.
                               (b) Articles. If a toxic chemical is
                            present  in an article at a covered
                             facility,  a person is not required to
                            consider the quantity of the toxic
                             chemical present in such article when
                             determining whether an applicable
                             threshold has been met under i 372J5 or
                             determining the amount of release to be
                             reported under | 372.30. This exemption
                             applies  whether the person received the
                             article from another person or the
                             person produced the article. However,
                             this exemption applies only to the
                             quantity of the toxic chemical present in
                             the article. If the toxic chemical is
                             manufactured (including imported),
                             processed or otherwise used at the
                             covered facility other than as part of the
                             article,  in excess of an applicable
                             threshold quantity set forth in f 372.25.
                             the person is required to report under
                             i 372JO. Persons  potentially subject to
                             this exemption should carefully review
the definitions of "article" and "release"
in | 372.3. If a release of a toxic
chemical occurs as a result of the
processing or use of an item at the
facility, that item does not meet the
definition of "article."
  (c) Uses. If a toxic chemical is used at
a covered facility for a purpose
described in this paragraph (c), a person
is not required to consider the quantity
of the toxic chemical used for such
purpose when determining whether an
applicable threshold has been met under
} 372.25 or determining the amount of
releases  to be reported  under | 372.30.
However, this exemption only applies to
the quantity of the toxic chemical used
for the purpose described in this
paragraph (c). If the toxic chemical is
also manufactured (including imported),
processed, or otherwise used at the
covered facility other than as described
in this paragraph (c), in excess of an
applicable threshold quantity set forth in
§ 372.25. the person is required to report
under | 372.30.
   (1) Use as a structural component of
the facility.
   (2) Use of products for routine
janitorial or facility grounds
maintenance. Examples include use of
janitorial cleaning supplies, fertilizers,
and pesticides similar in type or
concentration to consumer products.
   (3) Personal use by employees or
other persons at the facility of foods,
drugs, cosmetics, or other personal items
containing toxic chemicals, including
supplies of such products within the
facility such as in a facility operated
cafeteria, store, or infirmary.
   (4) Use of products containing toxic
chemicals for the purpose of maintaining
 motor vehicles operated by the facility.
   (5) Use of toxic chemicals present in
 process water and non-contact cooling
 water as drawn from the environment or
 from municipal sources, or toxic
 chemicals present in air used either as
 compressed air or as part of combustion.
   (d) Activities in laboratories. If a toxic
 chemical is manufactured processed, or
 used in a laboratory at a covered facility
 under the supervision of a technically
 qualified individual as defined in
  { 720.3(ee) of this title, a person is not
 required to consider the quantity so
 manufactured, processed, or used when
 determining whether an applicable
 threshold has been met under I 372.25  or
 determining the amount of release to be
  reported under i 372.30. This exemption
  does not apply in the following cases:
    (1) Specialty chemical production.
    (2) Manufacture, processing, or use of
  toxic chemicals in pilot plant scale
  operations.

-------
           Federal  Register / Vol. 53. No. 30 / Tuesday. February 16.  1988 / Rules  and Regulations      4529
   (3) Activities conducted outside the
 laboratory.
   (e) Certain owners of leased property.
 The owner of a covered facility is not
 subject to reporting under f 372.30 if
 such owner's only interest in the facility
 is ownership of the real estate upon
 which the facility is operated. This
 exemption applies to owners of facilities
 such as industrial parks, all or part of
 which are leased to persons who
 operate establishments within SIC code
 20 through 39 where the owner has no
 other business interest in the operation
 of the covered facility.
   (f) Reporting by certain operators of
 establishments on leased property such
 as industrial parks. If two or more
 persons, who do not have any common
 corporate or business interest (including
 common ownership or control), operate
 separate establishments within a  single
 facility, each such person shall treat the
 establishments it operates as a facility
 for purposes of this Part. The
 determinations in { 372.22 and i 372.25
 shall be made for those establishments.
 If any such operator determines that its
 establishment is a covered facility under
 { 372.22 and that a toxic chemical has
 been manufactured (including imported),
 processed, or otherwise used at the
 establishment in excess of an applicable
 threshold in { 372.25 for a calendar year,
 the operator shall submit a report in
 accordance with f 372.30 for the
 establishment. For purposes of this
 paragraph (f), a common corporate or
 business interest includes ownership,
 partnership, joint ventures, ownership of
 a controlling interest in one person by
 the other, or ownership of a controlling
 interest in both persons by a third
 person.

 Subpart C— Supplier Notification
 Requirement

 1 37145 Notification about toxtc
  (a) Except as provided in paragraph*
(c). (d). and (e) of this section and
{ 372.65, a person who owns or operates
a facility or establishment which:
  (l) Is in Standard Industrial
Classification codes 20 through 39 as set
forth in paragraph (b) of 1 37&22.
  (2) Manufactures (including imports)
or processes a toxic chemical and
  (3) Sells or otherwise distributes a
mixture or trade name product
containing the toxic chemical to (i) a
facility described in f 372.22. or (ii) to a
person who in turn may sell or
otherwise distributes such mixture or
trade name product to a facility
described in I  372.22(b). must notify
each person to whom the mixture or
trade name product is sold or otherwise
distributed from the facility or
establishment in accordance with
paragraph (b) of this section.
  (b) The notification required in
paragraph (a) of this section shall be in
writing and shall include:
  (1) A statement that the mixture or
trade name product contains a toxic
chemical or chemicals subject to the
reporting requirements of section 313 of
Title HI of the Superfund Amendments
and Reauthorizetion Act of 1986 and 40
CFR Part 372.
  (2) The name of each toxic chemical.
and the associated  Chemical Abstracts
Service registry number of each
chemical if applicable, as set forth in
{ 372.65.
  (3) The percent by weight of each
toxic chemical in the mixture or trade
name product
  (c) Notification under this section
shall be provided as follows:
  (1) For a mixture  or trade name
product containing  a toxic chemical
listed in I  373.65 with an effective date
of January 1,1987, the person shall
provide the written notice described in
paragraph (b) of this section to each
recipient of the mixture or trade name
product with at least the first shipment
of each mixture or trade name product
to each recipient in each calendar year
beginning  January 1.1989.
  (2) For a mixture  or trade name
product containing  a toxic chemical
listed in {  372.65 with an effective date
of January 1.1989 or later, the person
shall provide the written notice
described  in paragraph  (b) of this
section to  each recipient of the mixture
or trade name product with at least the
first shipment of the mixture or trade
name product to each recipient in each
calendar year beginning with the
applicable effective date.
  (3) If a person changes a mixture or
trade name product for which
notification was previously provided
under paragraph (b) of this section by
adding a toxic chemical removing a
toxic chemical, or changing the percent
by weight  of a toxic chemical in the
mixture or trade name product, the
person shall provide each recipient of
the changed mixture or trade name
product a  revised notification reflecting
the change with the first shipment of the
changed mixture or trade name product
to the recipient
  (4) If a person discovers (i) that a
mixture or trade name product
previosuly sold or otherwise distributed
to another person during the calendar
year of the discovery contains one or
more toxic chemicals and (ii), that any
notification providied to such other
persons in that calendar year for the
mixture or trade name product either did
not properly identify any of the toxic
chemicals or did not accurately present
the percent by weight of any of the toxic
chemicals in the mixture or trade name
product the person shall provide a new
notification to the recipient within 30
days of the discovery which contains
the information described in paragraph
(b) of this section and identifies the prior
shipments of the mixture or product in
that calendar year to which the new
notification applies.
  (5) If a Material Safety Data Sheet
(MSDS) is required to be prepared and
distributed for the mixture or trade
name product in accordance with 29
CFR 1910.1200. the notification must be
attached to or otherwise incorporated
into such MSDS. When the notification
is attached to the MSDS, the notice must
contain clear instructions that the
notifications must not be detached from
the MSDS and that any copying and
redistribution of the MSDS shall include
copying and redistribution of the notice
attached to copies of the MSDS
subsequently redistributed.
   (d) Notifications are not required in
the following instances:
   (1) If a mixture or trade name product
contains no toxic chemical in excess of
the applicable de minimis concentration
as specified in | 372.38(a).
   (2) If a mixture or trade name product
is one of the following:
   (i) An "article" as defined in | 372.3
   (ii) Foods, drugs, cosmetics, alcoholic
beverages, tobacco, or tobacco products
packaged for distribution to the general
public.
   (iii) Any consumer product as the term
is defined in the Consumer Product
Safety Act (15 U.S.Q 1251 et seq.)
packaged for distribution to the general
public.
   (e) If the person considers the specific
identity of a toxic chemical in a mixture
or trade name product to be a trade
secret under provisions of 29 CFR
1910.1200. the notice shall contain a
generic chemical name that is
descriptive of that toxic chemical.
   (f) If the person considers the specific
percent by weight composition of a toxic
chemical in the mixture or trade name
product to be a trade secret under
applicable State law or under the
Restatement of Torts section 757,
comment b. the notice must contain a
statement that the chemical is present at
a concentration that does not exceed a
specified upper bound concentration
value. For example, a mixture contains
12 percent of a toxic chemical. However.
the supplier considers the specific
concentration of the toxic chemical in

-------
4536      Federal Register / Vol. 53. No. 30 / Tuesday. February 16. 1988  / Rules and  Regulations
the product to be m trade secret The
notice would indicate that tht toxic
chemical is present in the mixture in a
concentration of no more than IS
percent by weight The upper bound
value chosen must be no larger than
necessary to adequately protect the
trade secret
  (g) A person is not subject to the
requirements of this section to the
extent the person does not know that
the facility or establishment(s) is selling
or otherwise distributing a toxic
chemical to another person in a mixture
or trade name product. However, for
purposes of this section, a person has
such knowledge if the person receives a
notice under this section from a supplier
of a mixture or trade name product and
the person in turn sells or otherwise
distributes that mixture or trade name
product to another person.
  (h) If two or more persons, who do not
have any common corporate or business
interest (including common ownership
or control), as described in | 372.38(f).
operate separate establishments within
a single facility, each such persons shall
treat the establishments) it operates as
a facility for purposes of this section.
The determination under paragraph (a)
of this section shall be made for those
establishments.

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                                                   Page 75
                                                   INDEX
Article.7.8.17,18. 20, 48, 49
Auxiliary Facility, 45
Byproduct, 5, 6, 16, 17
CAS Number, 15,47, 48
Chemical Categories, 6, 8,15,19, 20, 21, 36,43,47,48, 54,
  58
Chemical Compounds, 48, 54
Codes, 2,3, 5,8,12,13,14,16,19,21,22,25,26,27,29,30,
  47,49,50,51,59
Contacts (State), 62
De Minimis Limitation, 6, 8, 9, 36
Dun and Bradstreet Number, 13,14, 51
Employees (number required), 2, 3
EPA Identification Number, 13,15, 51
Establishment, 3, 5, 13
Exemption, 5, 6, 7, 8
Facility, 1, 2-24, 26, 28, 47-52, 54, 59
Formulation Component, 16
Fugitive Air Emissions,  19, 20, 49
Full-Time Employee,  2, 3
General Information, 1,16
Generic Chemical Name, 1, 15,16
Import, 2, 6,  9, 16
Impurity, 5, 6, 8, 16, 17
Laboratory.5, 34, 35, 54
Latitude and Longitude, 13, 52, 53
Manufacture, 1, 2, 5,  6, 7, 8, 9.12.13,16,17, 29, 47, 48, 54,
  56
Mixtures, 6, 8, 9, 15,  16, 17, 19, 20, 21, 25, 32, 54, 56, 57
Multi-Establishment Facility. 3, 5
NPDES Permit Number, 13, 14
Off-Site Location, 1, 7, 14, 15, 17, 19, 20, 21, 25, 28, 29, 47,
  49,50,51,59,60
Otherwise Use, 1, 2,  5, 6, 7, 8, 9. 12. 13,  16, 17, 54, 56
Parent Company, 14, 15
Process, 1-9,12,13,15-20, 22, 26,27,28, 29,30,34,35,38,
  40, 46, 47, 48, 49, 50, 54, 56, 59, 60, 61
Publicly-Owned Treatment Works (POTWs), 14. 15,19,25,
  28,48,50,51,59
Fteactant, 6,16,17,48
Receiving Streams or Water Bodies, 14, 19, 22, 29
Recordkeeping, 1
Release Estimate, 22, 46
Repackaging, 17
Reporting Ranges, 20
Reporting Rule, 68
Reporting Year, 12, 25, 29, 36, 48, 51
Runoff Coefficient, 24
Sale/Distribution, 5, 6, 14, 15,16, 17, 20
Sanitized, 1,2,12.15, 16
Standard Industrial Classification (SIC) Codes, 2, 3, 5, 8,13,
  30, 47, 49
Supplier Notification, 5, 8, 38, 40, 41, 46
Threshold, 2-11, 13, 16, 17, 21, 47, 48, 49, 54. 56
Trade Name Products, 8, 9, 20
Trade Secret Claims, 1, 9,12,15,16, 46, 51
Transfers, 15, 19, 20, 21, 25, 50, 59
Treatment Efficiency, 25, 27, 28, 46, 51
Treatment Method, 25, 26, 28,  59, 60
Underground Injection, 14, 20, 25, 50, 59
Unsanitized, 12,15,16
Voluntary Revision,  2,12
Waste Minimization, 15, 28, 29, 51, 60, 61
Waste Stream, 20, 22, 25, 26, 27, 28, 59
Waste Treatment, 5, 6, 8, 15, 16, 25, 46, 50, 54, 59, 60
Worksheet, 7, 54

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D
(Important: Type or print; read instructions before completing form.)
                                                                         Form Approved OMB No.:  2070-0093

                                                                                  Approval Expires:	01/91	
                                                        D
                                                                                                           Page 1 of 5
                  U.S. Environmental Protection Agency

      TOXIC  CHEMICAL  RELEASE  INVENTORY  REPORTING FORM
      Section 313 of the Emergency Planning and Community Right-to-Know Act of 1986,
      also known  as Title III of the Superfund  Amendments and Reauthorization Act	
  EPA FORM
       R
                          PART  I.

                          FACILITY
                      IDENTIFICATION
                       INFORMATION
                                                         (This space for your optional use.)
                           Public   reporting   burden  for  this
                           collection of information is estimated to
                           vary from 30 to  34 hours per response,
                           with an  average  of  32 hours  per
                           response, including time for reviewing
                           instructions,  searching  existing  data
                           sources, gathering and maintaining the
                           data  needed,  and completing  and
                           reviewing the collection of information.
                           Send comments regarding this burden
                           estimate  or any other  aspect of this
                           collection  of   information,   including
                           suggestions for reducing this  burden, to
                           Chief,   Information  Policy  Branch
                           (PM-223), US EPA, 401  M  St.,  SW,
                           Washington,  D.C.  20460 Attn:   TRI
                           Burden and to the Office of Information
                           and  Regulatory Affairs,   Office  of
                           Management and  Budget Paperwork
                           Reduction   Project    (2070-0093),
                           Washington, D.C. 20603.
 1.
      1.1  Are you claiming the chemical identity on page 3 trade secret?
           I   I Yes (Answer question 1.2;
          	Attach substantiation forms.)
                                      J No (Do not answer 1.2;
                                        Go to question 1.3.)
  1.2   If "Yes"  in 1.1, is this copy:


       [  J Sanitized [_  J Unsanitized
1.3  Reporting Year

      19	
 2. CERTIFICATION  (Read and sign after completing all sections.)
I hereby certify that I have reviewed the attached documents and that, to the best of my knowledge and belief, the submitted information is true and
complete and that the amounts and values in this report are accurate based on reasonable estimates using data available to the preparers of this report.
 Name and official title of owner/operator or senior management official
 Signature
                                                                                    Date signed
 3.  FACILITY IDENTIFICATION
 3.1
      Facility or Establishment Name
      Street Address
      City
      State
                                        County
                                              Zip Code
   WHERE TO SEND COMPLETED FORMS:

1. U.S.  ENVIRONMENTAL  PROTECTION AGENCY
   P.O.  BOX  70266
   WASHINGTON, DC  20024-0266
   ATTN:  TOXIC CHEMICAL RELEASE INVENTORY

2. APPROPRIATE STATE OFFICE (See instructions
   Appendix E)
 3.2
      This report contains information for (Check one);
                                           i.[  J An entire facility        b.  [  J Part of a facility.
 3.3
      Technical Contact
                                                                                   Telephone Number (include area code)
 3.4
       Public Contact
                                                                                   Telephone Number (include area code)
 3.5
      SIC Code (4 digit)
                           b.
                                                                  d.
                            Latitude
                                                                                          Longitude
 3.6
               Degrees
                              Minutes
                                              Seconds
                                                                        Degrees
                                                                                         Minutes
                                                                                                            Seconds
 3.7
Dun & Bradstreet Number(s)

a.
 3.8
      EPA Identification Number(s) (RCRA I.D. No.)
 3.9
NPDES Permit Number(s)

a.
      Receiving Streams or Water Bodies (enter one name per box)

      a.
 3.10
 3.11
      Underground Injection Well Code (UIC) Identification Number(s)
 4.  PARENT COMPANY INFORMATION
 4.1
 4.2
      Name of Parent Company
      Parent Company's Dun & Bradstreet Number
 EPA Form 9350-1  (1-89) Revised—Do not use previous versions.

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n
(Important:  Type or print;  read instructions before completing form.)
                                                                                                                           Page 2 of 5
R(This space for your optional use.)
-- •_•««
'Or tHA PART II. OFF-SITE LOCATIONS TO WHICH TOXIC
CHEMICALS ARE TRANSFERRED IN WASTES
1. PUBLICLY OWNED TREATMENT WORKS (POTWs)
1.1 POTW name
Street Address
City
State
2. OTHER OFF-SITE LOCATIONS
County
Zip
1.2 POTW name
Street Address
City County
State Zip
(DO NOT REPORT LOCATIONS TO WHICH WASTES ARE SENT ONLY FOR RECYCLING OR REUSE).
2.1 Off-site location name
EPA Identification Number (RCRA ID. No.)
Street Address
City
State
Is location under control of reporting facility
County
Zip
or parent company'
[ JYBS [ ]NO
2.2 Off-site location name
EPA Identification Number (RCRA ID. No.)
Street Address
City County
State Zip
Is location under control of reporting facility or parent company?
L J Yes L J No
 2.3  Off-site location name
                                                                     2.4  Off-site location name
 EPA Identification Number (RCRA ID. No.)
                                                                    EPA Identification Number (RCRA ID. No.)
 Street Address
                                                                    Street Address
 City
                                      County
                                                                    City
                                                                                                           County
 State
                                      Zip
                                                                    State
                                                                                                           Zip
 Is location under control of reporting facility or parent company?




                                             [   ] Yes    [   J No
                                                                    Is location under control of reporting facility or parent company?




                                                                                                               [   JYes     [  ]
                                                                                                                                  No
 2.5  Off-site location name
                                                                     2.6  Off-site location name
 EPA Identification Number (RCRA ID. No.)
                                                                    EPA Identification Number (RCRA ID. No.)
Street Address
                                                                    Street Address
City
                                      County
City
                                                                                                           County
 State
                                      Zip
                                                                    State
                                                                                                           Zip
Is location under control of reporting facility or parent company?




                                            [   ]
                                                  ves
Is location under control of reporting facility or parent company7




                                               ]
                                                                                                                     Yes
                                                                                                                                 I No
     Check if additional pages of Part II are attached. How many'
 EPA Form 9350-1 (1-89) Revised—Do not use previous versions.

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n
 (Important:  Type or print; read instructions before completing form.)
                                                                                                          Page 3 of 5
    A EPA
                                       EPA FORM R

                      PART III. CHEMICAL-SPECIFIC INFORMATION
                                                                                           (This space for your optional use.)
  1. CHEMICAL IDENTITYfDo not complete this section if you complete Section 2.)
  1.1
 [Reserved]
  1.2
        CAS Number (Enter the number exactly as it appears on the 313 list.  Enter NA if reporting a chemical category.)
  1.3
       Chemical Or Chemical Category Name (Enter the name exactly as it appears on the 313 list.)
  1.4
       Generic Chemical Name (Complete only if Part I, Section 1,1  is checked "Yes."  Generic name must be structurally descriptive.)
       MIXTURE COMPONENT IDENTITY (Do not complete this section if you complete Section 1.)
  2.
       Generic Chemical Name Provided by Supplier (Limit the name to a maximum of 70 characters (e.g., numbers, letters, spaces, punctuation).)
  3. ACTIVITIES AND USES OF THE CHEMICAL AT THE FACILITY  (Check all that apply.)
  3.1
       Manufacture the
       chemical:
                     a. L   J Produce

                     b. [   J Import
                     If produce or import:
                        [  ] For on-site
                      C-L  J use/processing

                      e.[  J As a byproduct
                                                                                             1 For sale/
                                                                                             J distribution
                                f. [  J
                                                                                              As an impurity
  3.2
       Process the

       chemical:
                    a. [   J As a reactant

                    d. [   J Repackaging only
                      b.
  [   I As a formulation
  L   J component
                            [  ] As an article
                          c.L  J component
  3.3
Otherwise use
the chemical:
[1 As a chemical
J processing aid
,[   3
As a manufacturing aid     c.L  J Ancillary or other use
  4.  MAXIMUM AMOUNT OF THE CHEMICAL ON-SITE AT ANY TIME DURING THE CALENDAR YEAR
             (enter code)
  5. RELEASES OF THE CHEMICAL TO THE ENVIRONMENT ON-SITE
  You may report releases of less than
  1,000 Ibs. by checking ranges under A.1.
  (Do not use both A.1 and A.2)
  5.1  Fugitive or non-point air emissions
  5.2  Stack or point air emissions
  5.3  Discharges to receiving
      streams or water bodies  ^-J-1

      (Enter letter code from Part I
      Section 3.10 for stream(s) in    5.3.2
      the box provided.)
                                5.3.3
  5.4  Underground injection
  5.5  Releases to land

      5,5.1 On-site landfill


      5.5.2 Land treatment/application farming



      5.5.3 Surface impoundment



      5.5.4 Other disposal
                                             5.1a
                                             5.2a
                                    5.3.1a
                                    5.3.2a
                                           5.3.3a
                                             5.4a
                                    5.5.1a
                                    5.5.2a
                                    5.5.3a
                                    5.5.4a
                                                              A. Total Release
                                                               (Ibs/yr)
                                                     A.1
                                               Reporting Ranges
                                             0     1-499   500-999
                                            A.2
                                            Enter
                                          Estimate
                                                                                B. Basis of
                                                                                  Estimate
                                                                                  (enter code)!
                                                                                  5.1b
                                                                                         5.2b
                                                                                 5.3.1b
                                                       5.3.2b
                                                                                 5.3.3b
                                                                                  5.4b
                                                       5.5.1b
                                                       5.5.2b
                                                                                 5.5.3b
                                                       5.5.4b
      (Check if additional information is provided on Part IV-Suppletmental Information.)
                                                                     C. % From Stormwater
                                                                     5.3.1c
  EPA Form 9350-1(1-89) Revised—Do not use previous versions.

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 n
(Important:  Type or print; read instructions before completing form.)
                                                                                                           Page 4 of 5
      ft EPA
                                        EPA FORMtt

                       PART III. CHEMICAL-SPECIFIC  INFORMATION
                                         (continued)
                                                                                        (This space for your optional use.
  6. TRANSFERS OF THE CHEMICAL IN WASTE TO OFF-SITE LOCATIONS
  You may report transfers
  of less than 1,000 Ibs. by checking
  ranges under A.1.  (Do not use
  both A.1 and A.2)
       Discharge to POTW   .	.  .	.
       (enter location number I  -, I  I
  6.1.1 Trom Part II, Section 1.) |  1 |.|	
      Other off-site location
„ _ w  (enter location number
6.2.1  from Part II,  Section 2.)
                                            A. Total Transfers
                                           	(Ibs/yr)
                                          A.1
                                    Reporting Ranges
                                   0      1-499    500-999
                                              A.2
                                              Enter
                                            Estimate
                                                                            B. Basis of Estimate
                                                                               (enter code)
                                                                               C.Type of Treatment/
                                                                                      Disposal
                                                                              6.2.1b
       Other off-site location
  ,, „  - (enter location number
  6.2.2 from Part II, Section 2.)
                                                                            6.2.2b
       Other off-site location
        (enter location number
  6.2.3 from Part II,  Section 2.)
                                                                            6.2.3b
  [    ] (Check if additional information is provided on Part IV-Supplemental Information.)
  7. WASTE TREATMENT METHODS AND EFFICIENCY
  A. General
    Wastestream

   (enter code)
                     B. Treatment
                        Method

                       (enter code)
                            C. Range of
                              Influent
                              Concentration
                              (enter code)
                  D. Sequential
                     Treatment?
                     (check If
                     applicable)
                   E. Treatment
                      Efficiency
                      Estimate
                                F. Based on
                                   Operating
                                   Data?
                                      Yes     No
  7,1a
                7.1b
                           7.1c
                 7.1d
                  7.1e
                             7.1f
  7.2a
                7.2b
                           7.2c
                 7.2d
                  7.2e
                             7.2f
  7.3a
                7.3b
                           7.3c
                 7.3d
                  7.3e
                             7.
                     3f    [   ]  [   ]
  7.4a
        D
7.4b
                                             7.4c
                                             7.4d
                                   7.4e
                                                                                                   7.4f
  7.5a
        D
7.5b
7.5c
7.5d
          7.5e
                   7.5f
  7.6a
                7.6b
                           7.6c
       D
7.6d
[   1
7.6e
7.6f
  7.7a
                7.7b
                            7.7c
                 7.7d
                  7.7e
                             7.7f
  7.8a
                7.8b
                                             7.8c
                                             7.8d
                                   7.8e
                                     7.8f
  7.9a
                7.9b
                            7.9c
                 7.9d
                  7.9e
                             7.9f
  7.10a
                7.10b
                            7.10o
                 7.10d
                  7.10e
                         %  7.1 Of
   [    j (Check if additional information is provided on Part IV-Supplemental Information.)
   8.  OPTIONAL INFORMATION ON WASTE MINIMIZATION
     (Indicate actions taken to reduce the amount of the chemical being released from the facility.  See the instructions for coded
     Items and an explanation of what information to include.)	
       A. Type of
          Modifi
          edification
         (enter code)
            B. Quantity of the Chemical in Wastes
               Prior to Treatment or Disposal
                                                                            C.  Index
                                                 D.  Reason for Action
                                                      (enter code)
                                 Current
                                 reporting
                                 year (Ibs/yr)
                                               Prior
                                               year
                                               (Ibs/yr)
                                           Or percent
                                           change
 EPA Form 9350-1(1-89) Revised - Do not use previous versions.

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n
                                                                                                                   n
(Important: Type or print; read instructions before  completing form.)
                                                                                                          Page 5 of 5
      EPA
                        PART IV.
                                        EPA FORM R
                                   SUPPLEMENTAL INFORMATION
        Use this section if you need additional space for answers to questions in Part III.
    Number the lines used sequentially from lines in prior sections (e.g.,  5.3.4, 6.1.2, 7.11)
                                                                                       (This space for your optional use.
 ADDITIONAL INFORMATION ON RELEASES OF THE CHEMICAL TO THE ENVIRONMENT ON-SITE
 (Part III, Section 5.3)
 You may report releases of less than
 1,000 Ibs. by checking ranges under A.1.
 (Do not use both A.1 and A.2)
5.3 Discharges to
   receiving streams or
   water bodies          5.3	

   (Enter letter code from Part I
   Section 3.10 for stream(s) in c o 	
   the box provided.)         °-°	
                           5.3..
                                        5.3..
                                        5.3..
                                        5.3..
                                                            A. Total Release
                                                               (Ibs/yr)
                                                        A.1
                                                  Reporting Ranges
                                                 0	1-499   500-999
                                A.2
                                Enter
                              Estimate
                                                                                    B. Basis of
                                                                                       Estimate

                                                                                    (enter code
                                                                                       in box
                                                                                      provided)
                                                                                                 C.% From Stormwater

                                                                                                 5.3	c
                                         5.3.
                                                                                    5.3.
                                                                                                 5.3.
 ADDITIONAL INFORMATION ON TRANSFERS OF THE CHEMICAL IN WASTE TO OFF-SITE LOCATIONS
 (Part III, Section 6)	
 You may report transfers
 of less than 1,000 Ibs.  by checking
 ranges under A.1.  (Do not use
 both A.1 and A.2)
         Discharge tp POTW    .	.
„ j      (enter location number   -.
6.1.	from Part II, Section 1.) | ' |.
6.2.
        Other off-site location
        (enter location number
        from Part II, Section 2.)
                                              A.Total Transfers
                                                     (Ibs/yr)
                                           A.1
                                     Reporting Ranges
                                      0      1-499   500-999
                   A.2
                   Enter
                 Estimate
                                                                            B. Basis of
                                                                               Estimate
                                                                             (enter code
                                                                                in box
                                                                               provided)
               C. Type of Treatment/
                       Disposal


                     (enter code
                        in box
                       provided)
                                                                          6.1.
                                                                           6.2.
         Other off-site location
6.2      (enter location number
    	from Part II, Section 2.)
                                                                          6.2.
6.2.
        Other off-site location  i
         (enter location number
       - from Part II, Section 2.) I
                                                                           6.2.
  ADDITIONAL INFORMATION ON WASTE TREATMENT METHODS AND EFFICIENCY (Part III. Section 7)
 A. General
   Wastestream
  (enter code
 in box provided)
                     B. Treatment
                        Method
                      (enter code
                      in box provided)
 C. Range of
   Influent
   Concentration
   (enter code)
                                                             D. Sequential
                                                                Treatment?
                                                                (check if
                                                                applicable)
 E. Treatment
    Efficiency
    Estimate
F. Based on
   Operating
   Data?
      Yes     No
7.
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                                                                              7.
                                                      7	'[    ][   ]
                 7.
                                                            7.
                                    7.
                                                                                                7	'[   ][    ]
                                                                               7.
                                                                                                 7
                                                                               7.
          n
                                    7.
                                                                                                       -'MM
                                                                               7.
                                                                                                        '[    ][   ]
7.
                 7.
                                           7.
                                                            7.
                                    7.
7.
                7.
7.
                                                            7.
7.
EPA Form 9350-1(1-89) Revised—Do not use previous versions.

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