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 Prepublication issue for EPA libraries (Publication No. 844)
          and State Solid Waste Management Agencies
                    TOXICITY OF LEACHATES
        This report (SW-844) describes work performed
     for the Municipal Environmental Research Laboratory,
Office of Research and Development under interagency agreements
      and is reproduced as received from the contractor.
The findings should attributed to the Oak Ridge National Laboratory
 and not to the Municipal Environmental Research Laboratory.
              Copies will be available from the
            National Technical Information Service
                 U.S. Department of Commerce
                    Springfield, VA  22161
             U.S. ENVIRONMENTAL PROTECTION AGENCY

                             1980

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          2d printing by the Office of Solid Waste,
    with minor changes to the title page, page iv, and the
   foreword from the report (EPA 600/2-80-057) published by
    EPA's Office of Research and Development in March 1980
This report was prepared by Oak Ridge National Laboratory under
interagency agreements.

Publication does not signify that the contents necessarily reflect
the views and policies of the U.S. Environmental Protection Agency,
nor does mention of commercial products constitute endorsement by
the U.S. Government.

An environmental protection publication (Shelf no. 844) in the
solid waste management series.

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                                     ABSTRACT
        This report represents a multidisciplinary effort to establish a data base for
evaluation of the toxicity of extracts from solid wastes representative of various industries.

        Seventeen solid wastes and an arsenic-contaminated groundwater were studied.
The solid waste samples were subjected  to the extraction procedure proposed in the
Federal Register on December 18, 1978 (43  FR 58956), and the resulting extracts were
characterized.

        Analytical chemical methodologies were evaluated to determine their suitability
for use  in the analysis of the waste extracts, and  procedures were  established for preparing
organic concentrates from the extracts.    None of the extracts contained appreciable
organic material.   The groundwater sample was heavily  contaminated with o-nitroaniline.
Six of the wastes had  metal concentrations in excess of the standard proposed  in Section
3001, Subtitle C of the Resource Conservation and Recovery Act (PL 94-580).

        Screening assays for toxicity to  aquatic organisms and  terrestrial plants were
evaluated for use in chracterization  of waste extracts.    Four extracts exhibited toxicity
to aquatic organisms at  the proposed limit dilution.  Fourteen wastes showed  phytotoxic
effects distinguishable from control values.

        Short-term in  vitro mutagenicity bioassays were evaluated  and applied to testing
the waste extracts.   Only the arsenic-contaminated groundwater  possessed mutagenic
activity.

        This report was submitted in fulfillment of DOE-IAG-40-646-77,
EPA-IAG-78-DX-0372  by the Oak Ridge  National Laboratory under the sponsorship of
the U. S.  Environmental Protection Agency.   This report covers the period April 1,  1978,
to May  18,  1979, when work was completed.
                                        111

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                                   CONTENTS
Abstract	ill
List of Abbreviations	   v
Acknowledgments	   v

       1.  Introduction	    1
       2.  Summary and Conclusions	    2
       3.  Recommendations  	    5
       4.  Samples and Extraction   	    6
       5.  Chemistry	23
       6.  Aquatic Toxicity	44
       7.  Phytotoxicity   	58
       8.  Mutagenicity   	79

References .  . .-	92
Appendices   	94

       A.  Extraction Procedure	94
       B.  Extractor	96
       C.  Experimental Protocols for Chemistry  	108
       D.  Materials and Methods for the Aquatic Toxicity Screening Tests	112
       E.  Radicle Length Assay	114
       F.  Seedling Growth Assay   	117
       G. Salmonella Mutagenicity Assay	118
       H.  Saccharomyces Cerevisiae Gene Mutation Assay	127
       I.  Bacterial DNA Repair Assay	131
                                        iv

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                             LIST OF ABBREVIATIONS
AAS    atomic absorption spectrometry
Ar      A roc I or
BAP    benzo(a)pyrene
EP      Extraction Procedure
EPA    U. S. Environmental Protection Agency
GC     gas chromatography
NOEC  "no observed effects" concentration
ORNL  Oak Ridge National Laboratory
PAH    polyaromatic hydrocarbon
PCB    poly chlorinated biphenyl
cpB      phenobarbital
RCRA   Resource Conservation and Recovery Act
                               ACKNOWLEDGMENTS
        The investigators wish to acknowledge the technical assistance provided by the
 following individuals during the course of this study:  From Analytical Chemistry Division,
 R.  R. Reagan, S. H. Harmon, and R.  W. Harvey; from Environmental Sciences Division,
 G. P. Wright and J. L. Forte;  from Biology Division, A. A, Hardigree, B.  E. Allen,
 D.  W.  Ramey, and  L. R. Dry.

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                                    FOREWORD
       The Environmental Protection Agency was created because of Increasing public
and government concern about the dangers of pollution to the health and welfare  of the
American people.   Noxious air,  foul water, and spoiled land are tragic testimonies to
the deterioration of our natural environment.  The complexity of that environment and
the interplay among its components require a concentrated and integrated attack on the
problem.

       Research and development, that necessary first step in problem solving, involves
defining  the problem, measuring its impact,  and searching for solutions.   The Municipal
Environment Research Laboratory develops new and improved  technology and systems to
prevent,  treat, and manage wastewater and  solid and hazardous waste pollutant discharges
from municipal and community sources;  to preserve and treat public drinking water
supplies;  and to minimize the adverse economic, social, health, and aesthetic effects of
pollution.   This publication is one of the products of that research;  it is a most vital
communications link between the researcher and the  community.

       This report presents results from a laboratory investigation conducted to establish
a data base for evaluating the toxiciry of extracts from solid wastes representative of a
variety of industries.   Analytical chemical  methods, screening assays for aquatic toxicity
and phytotoxicity, and short-term in vitro mutagenicity bioassays were evaluated and
applied to waste extracts.

                                          Francis  T. Mayo, Director
                                          Municipal Environmental Research Laboratory
                                           V1

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                                     SECTION 1

                                   INTRODUCTION
        Under Subtitle C of the Resource Conservation and Recovery Act (RCRA) of 1976
(PL 94-580), the Environmental Protection Agency (EPA) is required to promulgate
regulations for the management of hazardous waste.  To assist the EPA in developing
characteristics for identifying wastes posing a potential hazard to human health and the
environment,  the Oak Ridge National Laboratory (ORNL) has conducted studies on
leaching of toxicants from various solid waste materials, analytical procedures for
characterizing extracts of wastes, and screening bioassays for evaluating the toxicity of
extracts.   This final  report summarizes work during the period April J,  1978,  through
May 18, 1979.   Experimental work during this reporting period in support of the Office
of Solid Waste's development of the proposed Extraction Procedure (EP)  (43 FR 58956) has
concentrated on:
        (1) extracting 17 wastes of diverse origin by use of the EP to delineate potential
problem areas;

        (2) evaluating various analytical methodologies selected during  ORNL's earlier
work to determine their suitability for analyzing wastes and waste extracts;

        (3) evaluating methodologies for preparing concentrates of the organic materials
present in the extracts suitable for mutagenicity testing;

        (4) evaluating short-term in  vitro mutagenicity bioassays;

        (5) evaluating screening assays for toxicity to the aquatic  organism Daphnia
mag no and terrestrial plants;

        (6) determining the  utility of these procedures by use of the extracts prepared
from the 17 wastes and from a sample of groundwater contaminated with arsenic.

        Prior to the reporting period of this report, scoping studies were conducted using
distilled water extracts (prepared at the University of Wisconsin) from 10 wastes.   In
addition,  extracts were prepared at  ORNL from municipal refuse,  sewage sludge, and an
arsenic-contaminated sludge.    Four extractants were used: distilled water,  acetate
buffer,  HCI acidified water, and Netherlands mix.   The results of initial chemical
characterization and  environmental  and biological toxicity testing of these materials
were presented in a draft report to the Office of Solid Waste on May 2, 1978.   It was
in light of this early experience that the program described in this final report evolved.

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                                     SECTION 2

                          SUMMARY AND CONCLUSIONS


       A number of experiments were conducted using a selection of industrial wastes in
order to assist the EPA in developing and evaluating the EP proposed on December 18,
1978  (43 FR 58956).  The studies consisted  of four parts:

       (1) Conducting the EP on  17 industrial wastes to uncover any problems inherent in
the proposed EP and to gain experience in its application on a variety of waste types.

       (2) Evaluating available analytical methods and analyzing the EP  extracts for a
variety of contaminants including heavy metals and organic compounds.

       (3) Conducting range-finding studies under the direction of EPA's  Office of Solid
Waste to operationally define the EP.   These  involved experiments on agitation
techniques, methods of adjusting pH,  and preliminary studies on toxicity of extractants.

       (4) Developing and evaluating screening tests for use- in evaluating EP extracts for
additional properties of mutagenicity,  aquatic toxicity, and phytotoxicity.

       The chemical analysis work was designed to evaluate protocols for identifying and
quantifying selected heavy metals and organic compounds identified by the  EPA as
indicators of hazard.   For heavy metals, the  methods employed were those  described in
Methods for the Analysis of Water and Wastes, EPA-600/4-79-020,  U.S. Environmental
Protection Agency, Environmental Monitoring and Support Laboratory, Cincinnati, OH
45268.  For organic compounds,  a variety of methods were employed  including XAD resin
concentration and the  Bellar-Lichtenstein sparging technique.   A preliminary validation
of the methodology for the inorganic species was obtained  through an inter laboratory
reproducibility study.

       No significant problems were  encountered  in extracting or analyzing wastes  for
inorganic species.  Due to either the  ionic character of the extraction fluid (water
acidified with acetic acid), the low concentration of organic species in the wastes
examined, the open extractor used, or possible adsorption  on the filter membranes, no
appreciable organic material was found in the waste extracts.

       In order to develop a short-term screening test suitable for use in determining the
potential toxicity of waste extracts to aquatic organisms, acute and chronic toxicities to
the cladoceran D. magna were studied.  Acute tests determined  the concentration of  the
EP extract that was lethal to the organisms during a 48-h exposure.   Of the wastes

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tested,  only the extract from the soybean process cake and gasification waste No.  1
exhibited no significant acute toxicity.

        Chronic assays were conducted at extract dilutions of 1:100 and  1:1000, and
effect on organism fecundity was used as the measure of toxicity.   Five criteria were
utilized to determine reproduction effects in the chronic tests.  The mean number of
young and  the number of young per brood produced by each adult were the two criteria
found most consistently sensitive  for identification of toxicity.  Toxicity assessment of
the EP extracts used the number of young produced.   Toxic effects were noted for four of
the wastes  tested at either one or both concentrations.

        Short-term phytotoxicity  tests were studied for use in determining if use of
irrigation water contaminated by leachate from the waste posed a potential  hazard  to
food crops.   Two types of tests were studied, root elongation using radish and sorghum
seeds, and seedling growth using wheat and soybean seeds.   For the root elongation
(radicle length) test,  a chamber was developed in order to permit the precise
measurement of radicle length in a  timely manner.   The longer-term (2-week) seedling
growth studies used root and shoot dry weight and plant length as the measures of growth.
Studies were performed to determine the optimal growth medium, methods of test solution
application, and toxic effects of the waste extracts.   Of the 18 samples tested,  14
proved to be significantly different from the  controls in at least one of the tests.
However, any conclusion relative to potential toxicity must be tempered by the
observation that the acetate used in the EP exhibited significant phytotoxicity.   Also,
in a field situation  soil attenuation could affect the  apparent toxicity of leachates.
These leachates were tested in the absence of soil.

        The proposed Section 3001 regulations make  use of a variety of short-term
mutagenicity assays in the delisting  procedures.  In order to determine their utility,
three assays diagnostic for genetic activity were evaluated by use of the available  waste
extracts and the arsenic-contaminated groundwater.    The assays studied and the types of
genetic activity they are known to detect are;

        (1)  Salmonella/microsome-- point mutation in bacteria
        (2)  Saccharomyces canr/his+ — gene mutations in a lower eukaryote
        (3)  Salmonella uyrB —repair of DMA damage.

        Of the  18 samples examined, only the arsenic-contaminated groundwater
possessed detectable mutagenic activity.   This material elicited a  positive  response in
both the Salmonella/microsome and  Saccharomyces assays.   The bacterial DMA repair
assay did not respond to the arsenic-contaminated groundwater sample.  With regard  to
the negative results obtained with the remaining wastes,  the extracts and even the  XAD
concentrates were extremely deficient in organic character.   Furthermore,  inorganic
mutagens, which  might have been present, are not detectable by the assays studied.

        This study has  identified a number of areas in which further work is required.
These are:

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        (1) Reproducibility of the EP.   Preliminary studies indicate  it has a coefficient of
variation in the range of 2 to 94% for elements such as Ca, Cr, and Ni.

        (2) Effect of sample storage on EP extract.   A potential problem was noted with
loss of sample moisture affecting EP extract results.

        (3) Extractor-induced contamination.   Experiments conducted to evaluate this
potential problem found that the level of contamination is related to the pH of the
extraction and the abrasive ness of the waste.   However,  the  maximum contamination
noted was at least an order of magnitude below the level at which a waste would be
determined to be hazardous under  the proposed regulations (43 FR 58956).

        (4) Possible retention of organic compounds on the filter media during filtering of
the waste or the extracted liquid prior to evaluation of the extract.

        (5) Effect of various types  of agitation on integrity of solid wastes undergoing
extraction.
        (6) Methods  of determining the  phytotoxicity and  aquatic toxicity of substances
teachable from solid wastes in the  presence of acetate or methods of measuring
teachability which would  not pose the problem encountered with the presence of acetate.

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                                     SECTION 3

                                RECOMMENDATIONS


        Based on our observations, ORNL makes the following recommendations.

        (1) Sample and extract storage specifications should be added to the regulations,
such as those recommended in Methods for the Analysis of Water and Wastes,
U. S.  Environmental Protection Agency, Environmental Monitoring and Support
Laboratory, Cincinnati, OH  45268, and in the draft report Handbook for Sampling
Hazardous Waste,  California Department of Health, Berkeley, CA.

        (2) A nonmetallic  extractor, such as one fabricated from either
polytetrafluoroethylene or glass could be used to lessen the possibility of contamination
occurring during waste extraction.

        (3) Alternative extraction procedures should be evaluated to increase the
aggressiveness of the EP toward organic substances.   One possible candidate may be the
steam distillation procedure examined during the course of this work.

        (4) Authentic landfill  leachates should be compared to laboratory-generated
extracts in order to assess  the  environmental relevance of the EP.

        (5) Because of the confounding effects that acetate has on phytotoxicity studies,
a procedure to determine  phytotoxicity should be developed that does not employ acetic
acid.   Additional plant species should be considered for incorporation in the
phytotoxicity testing battery.

        (6) Because the presence of acetate can stimulate reproduction of  the D. mag no
and acetate could  have synergistic  or antagonistic effects,  additional studies should oe
performed to determine the effects acetate has on aquatic organisms;  if necessary,  a
procedure should be developed to correct these problems.

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                                    SECTION 4

                           SAMPLES AND EXTRACTION
       Seventeen solid wastes were extracted by use of the proposed EP published in
43 FR 58956 (see Appendix A).   These samples represent various industrial wastes and
coal combustion and gasification residues.   Table  1 contains a listing of the waste samples
and extraction dates.   The arsenic-contaminated groundwater sample was distributed for
testing as-received and was not  extracted by the EP.   Detailed information regarding the
chemical and physical characteristics of the wastes was not provided with the samples.


  TABLE  1.  EXTRACTION DATE AND EXTRACTOR MATERIAL FOR WASTE  SAMPLES

                                                    Extraction          Extractor
                  Waste                                date             material*


Arsenic-contaminated groundwater                        —                  —
Soybean  process cake                                  10/18/78               1
Metal processing waste                                10/27/78               1
Plater's waste                                         11/02/78               1
Raw shale                                            11/28/78               2
Retorted  shale                                        11/30/78               2
Dye waste                                            12/05/78               2
Textile waste                                         12/08/78               2
Municipal sewage sludge                             03/06/79               3
Power plant No.  1 fly ash                            09/22/78               1
Power plant No. 1 bottom ash                          10/20/78               1
Power plant No.  1 scrubber sludge                     10/03/78               1
Power plant No.  1 treated scrubber sludge             03/31/79               3
Power plant No. 2 fly ash                            03/13/79               3
Fluidized bed residue                                 02/07/79               3
Gasification waste No. 1                             10/06/78               1
Gasification waste No. 2                             10/19/78               1
Gasification waste No. 3                             11/02/78               1


*1,  Plexiglas vessel and stirrer;  2, Type 316 stainless steel vessel and stirrer; 3, Type
316 stainless steel vessel with Teflon stirrer.

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REPRESENTATIVE SAMPLING

        All waste samples received for testing were stored outdoors in an open shed.
This was a safety precaution deemed necessary due to lack of information concerning the
nature of the samples.

        We do not assume the waste samples to be  necessarily representative of their
respective solid wastes or industrial sources.   The samples were supplied by EPA through
other sources, and those sources refused all requests for additional information on the
samples.  Because of an extended storage time, and no information on collection and
storage factors  such as collection procedures for the samples, date of collection,
temperature changes, and possible sample-container interactions, the samples must be
evaluated as-received solely on the basis of their  individual characteristics as
determined during the course of analysis and evaluation at this laboratory.

        It is unreasonable to assume or predict changes (biological,  chemical, and
physical)  that may have occurred in a sample over time.   These potential changes,
though, should be a consideration in the final version of the hazardous waste
characterization procedure.

        No universal procedure was applicable in obtaining a representative subsample of
the wastes for extraction.  The types of wastes to  be tested ranged from a dry powder to
sludge and slurry.   Therefore,  upon examination of each waste, a judgment was made as
to how an aliquot of the sample would be taken.   In most cases thorough mixing and
quartering was  utilized.
PRELIMINARY SAMPLE DATA AND COMMENTS

        Preliminary laboratory data collected on the waste samples (Table 2) included:

       (1)  Solids content, given as a fraction of the weight of the sample after
           drying  per as-received sample weight.

       (2)  General  physical description, including color,  odor, and
           consistency.

        As indicated by the data, solids content was highly variable among samples,
ranging from 1.0000 to 0.2436.

        A problem  was  identified in the  extraction protocol with regard to the  moisture
content of individual wastes.  After initial separation of a waste into liquid and solid
phases by the methods of filtration or centrifugation, a considerable fraction of the solid
weight was, in some cases, bound liquid.  For example, the apparent weight  of a 100-g
solid sample containing 25% moisture by weight is not comparable to 100 g of  dry
sample.  Leachate contaminant  concentrations may be affected by differing moisture

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                           TABLE  2.  SAMPLE CHARACTERISTICS AND TREATMENT
          Waste
 Solids
       *
content
Physical state
Sample treatment
before extraction
Soybean process cake         0. 4090

Metal processing waste        0.4105

Plater's waste                 0.2436



Raw shale                    0.9991
Retorted shale                0.9997
Dye waste                    0.4249
Textile waste                 0.7053
Municipal sewage sludge      0.7359

Power plant No.  1            0.9923
fly ash

Power plant No.  1            0. 7442
bottom ash
Power plant No.  1            0.6844
scrubber sludge

Power plant No.  1  treated    0.7803
scrubber sludge
Power plant No.  2  fly ash    0. 9983
Fluidized bed residue         0. 9999

Gasification waste  No. 1     0. 9938

Gasification waste  No. 2     1.0000

Gasification waste  No. 3     0.9999
             dark grey;  moist, so! I-1 ike
             consistency and odor
             blue-green;  moist,  clay-like
             consistency and odor
             orange sludge topped with large
             amount of orange liquid
             grey; hard granular particles,
             heterogeneous mixture of large
             and small particles with the
             majority being <3/8-in.,  odorless
             black; fine powder;  odorless
             purple;  moist,  clay-like consistency
             light grey gelatinous solid with
             small amount of standing white
             liquid; fibers and small fabric pieces
             were mixed with waste;  obnoxious
             odor
             dark brown;  moist,  soil-1 ike
             consistency
             dark grey;  powder-like; dead insects
             and dried plant materials mixed with
             waste; odorless
             dark grey;  heterogeneous  mixture of
             large and small particles;  odorless
             dense, light grey sludge topped with
             small amount of standing liquid;
             cement-like odor
             dark grey sludge; clay-like
             consistency;  odorless
             grey; powder-like;  odorless
             light and dark grey;  gravel-like
             particles; odorless
             charcoal grey;  fine with some
             larger agglomerates present
             black; glassy,  irregularly shaped
             particles with sharp edges
             charcoal grey and brown;
             irregularly shaped particles;
             large agglomerates present
                                        none

                                        none

                            supernatant removed by centri-
                            fugation prior to extraction,
                            solid:liquid ratio = 0.606:1
                            (by wt.)
                            sized  to pass 3/8-in. sieve
                                        none
                                        none
                            supernatant removed prior to
                            extraction, solid:liquid ratio=
                            7:1 (bywt.)
                                        none

                                        none


                            sized to pass 3/8-in. sieve

                            supernatant removed,
                            sol id: liquid ratio = 6.5:1
                            (bywt.)
                                        none

                                        none
                                        none

                                        none

                                        none

                            sample sized to pass 3/8-in.
                            sieve
 Weight of sample after drying per original weight of sample.
                                                       8

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contents and will not necessarily remain constant under varying conditions of collection
time, transportation, and storage, due to evaporation.
EP AND COMMENTS

        The extractions were executed by use of various extractor designs and materials.
Designs and materials were progressively changed as problems arose.

        Initially, the extractions were performed with four Plexiglas extractors borrowed
from the Environmental Engineering Department of the University of Tennessee.   Due to
the possible problems of abrasion and solubility in organic media associated with the use
of Plexiglas, -EPA recommended the use of Type 316 stainless steel materials.

        Extractors constructed of this material were then supplied to ORNL by EPA.
Type 316 stainless steel, a high quality steel, was considered an improvement because of
its inherent strength and resistance to abrasion, a factor which  is especially important
with hard,  granular wastes such as bottom ash.   The design  was similar to the Plexiglas
extractor and  is given in 43 FR 58956.   The suitability of the extractor was pretested
with a hard, granular solid-.   This type of waste  had presented  stirring problems in the
Plexiglas extractor.  Similar problems occurred with this prototype.   The  major problems
included:  binding  of the stirring blade and solid particles, movement of the vessel,
stalling of  the stirring motor,  uneven blade alignment, and sample grinding.   This unit
was not used for any of the reported sample extractions.

        As  a result  of these problems, a modified version of the  extraction equipment was
designed and fabricated at ORNL, incorporating EPA's recommendations.   As requested
by EPA, all parts exposed to waste or extract were fabricated of Type 316 stainless steel.
Details of materials and design are given in Appendix B, Figures B-l to B-l 1.  As shown
in the  figures,  the  most important improvement in the  modified  design is the unitizing of
vessel, supporting frame, and stirring motor.   The integration of the vessel, support
stand,  stirring rod,  and stirring  motor is viewed as the best way of assuring positive
alignment of the agitator blade  and vessel bottom.  This feature minimizes the
probability of waste particles binding and assures a smooth mixing action.   A high-torque,
low-rpm stirring motor and its accompanying solid-state controller have proven more than
adequate for the job and provide positive, variable-speed propulsion of the stirring rod.
The conical bearing surface for  the stirring rod on the bottom of the vessel  is an important
improvement because it assures positive centering of the stirring rod in the vessel and
minimizes grinding  action and clogging between  the stirring  rod end and the vessel
bottom.  This unitized system allows close tolerances to be  maintained between the
edges of the stirring blade and the bottom and sides of the extraction vessel, thereby
assuring thorough mixing of the  solid and liquid phases during the EP.

        The new extractor design eliminated  many of the previous problems.  However,
the main problem remaining was that of sample grinding (particle size reduction) when
the particle size was approximately 1/4 in.   Extractor designs  having a fixed blade  near

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the vessel bottom would be expected to permit sample grinding.   The spacing would
determine which particle size is susceptible to this action.  To eliminate sample grinding,
the secured stainless steel blade was replaced with a Teflon stirrer shaft with two moveable
blades that swing out when rotated  (Cole-Palmer cat. no. 6367-42).   The Teflon stirrer
blade permitted similar stirring action, eliminated sample grinding, and avoided binding.
Table 1 contains a listing  of the extractor design used for each waste sample.

        An inherent problem associated with the use of a Type 316 stainless steel extractor
is the dissolution  of metals from the vessel wall and stirring  blade.   Due to the  low
concentrations of contaminant being analyzed, a noncontaminating extractor material
should be utilized.   An extractor material such as Type 316 stainless steel has the
potential of introducing metals such as Cr, Ni,  and Zn into the extract.  The extent of
this contamination is  discussed below under Extraction Procedure Blanks and in Section 5.
To avoid the problem of extract contamination by extractor  material,  it is recommended
that Teflon or glass materials be used.

        Due to the lack of specification in the EPA proposed EP,  the laboratory  practices
and utilization of reagents cited in Appendix B were deemed adequate.  We recommend
the specification of water and chemical grades as an addition to the EP.
EXTRACTION DATA AND COMMENTS

        Data recorded during the extraction of the solid wastes are represented in Table 3.
The following parameters were recorded for each individual extraction apparatus:

        (1)  initial pH,
        (2)  final  pH,
        (3)  amount of 0.5 N acetic acid initially added to adjust the solution
            pH to 5,
        (4)  total  0.5 N acetic acid added during the 24-h extraction period,
        (5)  electrical conductivity of the final extract.

The solution pH was automatically adjusted during all extractions.
 EXTRACT DATA AND COMMENTS

        Following extraction, the solid and liquid phases were separated by use of a
 Millipore filtration system.  A Millipore (Type HA) 0.45-nm pore size filter was utilized
 for final filtration.   In all cases, vacuum filtration proved to be satisfactory for all
 wastes extracted to date.  Research activities concerning  the filtration of EP extracts can
 be found at the end  of this section.

        Data recorded upon completion of the extractions are given in Table 4.  The
 following parameters were recorded for the extract in its final form:


                                         10

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-------
                                        TABLE 4. EP EXTRACT DATA
Waste
Soybean process cake

Metal processing waste

Plater's waste


pH
5.20

5. 11

6.95


Electrical
conductivity
(y mhos/cm)
240

3, 100

7,000


Total acetic
acid added
(meq/g sample)
0.077

1.41

1.22*


Color
transparent,
yellow
transparent,
colorless
translucent,
orange






precipitate
addition of
prec ipitate
Remarks




immediately formed after
the supernatant; the
was filtered out, and the
eluate, precipitate, and supernatant
were all sent to Analytical Chemistry

Raw shale

Retorted shale

Dye waste

Textile waste

Municipal sewage sludge

Power plant No. I
fly ash
Power plant No. 1
bottom osh
Power p ant No, I
scrubber sludge




Power plant No. 1 treated
scrubber sludge
Power plant No. 2 fly ash

Fluidized bed residue

Gasification waste No. 1

Gasification waste No. 2

Gasification waste No. 3


5. 15

7.53

5.03

7.02

5.07

4.80

5.00

4.87





5.0

4.9

12. 11

5.05

4.88

5. 19


3,300

5,750

1,600

5,200

1,620

1,910

154

2,340





2,600
»
480

10,000

190

33

193


1.37

2.0*

0.53

1.75*

0.24

0. 191

0.030

0.429





0.715

0.04

2.0*

0.00

0.00

0.054


transparent,
colorless
transparent,
colorless
opaque, dark
blue
translucent,
white
transparent,
yellow
transparent,
colorless
transparent,
colorless
transparent,
colorless




transparent,
colorless
transparent,
colorless
transparent,
colorless
transparent,
colorless
transparent,
colorless
transparent,
colorless
Division





























white precipitate formed after addition
of supernatant to leachate; the
precipitate
precipitate
separately
Division












was filtered out, and the
and the filtrate were sent
to Analytical Chemistry













'Maximum amount allowed (4 ml acid/g solid).
                                                   14

-------
       (1) pH,
       (2) electrical conductivity,
       (3) total 0.5  N acetic acid added,
       (4) color,
       (5) remarks on unusual appearance or occurrence.

After the  EP was completed,  aliquots of the extract were delivered to appropriate groups
at ORNL  for analysis.  When delivery could not be accomplished immediately after
completion of the procedure, all extract samples were refrigerated at 4°C.
EXTRACTION REPRODUCIBILITY

        Sample extract variability was investigated between the extracting vessels utilized.
Four 2.5-1 vessels were utilized for each sample extraction to produce at least 8 I of
combined sample EP extract.  An aliquot of EP extract was reserved from each vessel
before the extracts were combined and distributed for testing.   These aliquots were
analyzed separately for Cr, Ni, and Ca concentrations, to provide information concerning
the variability associated with each extraction.   Concentrations of Cr and  Ni were
investigated because of the possible contamination with these metals from the extracting
vessel.   Concentrations of Ca were determined because of the excellent sensitivity and
reproducibility associated with analytical Ca concentration determinations.

        The coefficient  of variation was calculated for each sample investigated as a
function of the Cr, Ni, and Ca  concentrations analyzed (Table 5).   (Coefficient of
variation values normalize sample variation by expressing the standard deviation as a
percentage of the mean, for comparison purposes.)  As these values indicate,  the
variability ranged from  2 to 94%;  however,  no overall trends were evident.

        Figures ] to 3 graphically describe the  high and low concentrations,  mean,  and
reported values for the EP concentrations of Cr, Ni, and Ca.   These figures generally
indicate that the EP variability  trend exceeds that expected for the analytical
determinations.   An investigation of the percent variabilities associated with analytical
analysis is recommended.

        The high degree  of variability found  for each sample  extraction indicates the
need for further research in the  area of EP reproducibility.   Possible explanations for
sample-to-sample variation have been discussed in previous sections, such as the lack of
information concerning  sample collection and storage, and the solids content of the waste
samples.  The temperature, length of storage,  type  of container,  and pH all have the
potential of affecting the variability of extract contaminant concentrations.   Further
research is needed to investigate the sources and  degree of variability associated with
EP variables and extract analysis.

-------
   TABLE 5.  SAMPLE EP EXTRACT CONCENTRATIONS OF CHROMIUM, NICKEL,
      AND CALCIUM BETWEEN VESSELS UTILIZED,  EXPRESSED IN TERMS OF
                       THE COEFFCIENT OF VARIATION*

                                                 Coefficient of variation (%) for
              Extract                            Cr             Ni            Ca
Soybean process cake
Metal processing waste
Plater's waste
Raw shale
Retorted shale
Dye waste
Municipal sewage sludge
Power plant No. 1 bottom ash
Power plant No. I scrubber sludge
Power plant No. 2 fly ash
Gasification waste No. 1
Gasification waste No. 2
Gasification waste No. 3
43.61
16.61
53.06
63.70
6.75
72.20
2.36
61.39
12.80
82.59
14.30
60.70
61.65
87.01
13.90
28.03
38.27
19.84
53.66
9.57
94.35
19.10
11.18
9.31
47.30
41.51
11.11
7.84
13.95
9.43
6.51
28.92
2.56
5.33
4.43
4.23
4.80
27.86
14.97
 Coefficient of variation = (S.D./mean) X  100.
EP BLANKS

       As previously discussed Type 316 stainless steel for the extractor materials has the
potential of contaminating EP extracts.  Water blanks alone only provide indications of
possible background contamination.   Solution pH and sample consistency also have been
found to significantly affect contamination of EP extract blanks.

       To determine if solution pH affects the leaching of metals from the extractor,
water blanks were run at two additional pH values.   These blanks were adjusted to
pH 3.5 with 0.1  N nitric acid and to pH 10 with 0.1 ammonium hydroxide.   Table 6
contains the results of the inorganic analysis of the blanks for these  pH values.   The
acidic blank contained significantly  higher concentrations of Cd, Cr, Cu, Pb,  Ni, and
Zn than did the alkaline blank.

        An additional blank study investigated the effect of sample consistency  on extract
contamination over the 24-h extraction time.   Two types of blanks  were run without pH
adjustment;  one with water and the other with acid-washed sand at a 1:20 solid:solution
ratio.   Water samples were collected at each point where water was handled before it


                                       16

-------
                                     ORNL-DWG 79- (4336
   2


  (O3
z
o
S 10'
  (0"
1—' LOW VALUE
i—i HIGH VALUE
— MEAN
• AGO VALUE

                   ^W' 


                        EP EXTRACTS
 Figure  1.  Range and mean chromium concentrations
 in four separate EP extracts and the Analytical
 Chemistry Division value after the  extracts were
 combined, for each sample extraction.
                          17

-------
  (0«
g
<
z
o
  10'
                                        ORNL-OWG 79-14337
                       I    I    I

                                      '
                                          '
                                 •—' LOW VALUE
                                 r-. HIGH VALUE
                                 — MEAN
                                  • ACD VALUE
              *>>'   *  **
                         EP  EXTRACTS
 Figure 2.  Range and mean nickel concentrations in four
 separate.EP extracts and the Analytical Chemistry
 Division value after the extracts were combined, for
 each sample extraction.
                           18

-------
    F1   I    T
E
2
UJ
  10°
                                ORNL- DWG 79- <4338
                           LOW VALUE
                           HIGH VALUE         ~
                           MEAN
                           COMBINED SAMPLE VALUE
                                       I-
                                       iju
  /V  *** 4?  ^ XVVV ^ ^/V5
                 4'  ^ ^' ^ <^<^

                     EP EXTRACTS
  Figure 3. Range and mean calcium concentrations
  In four separate EP extracts and the concentration
  value after the extracts were combined, for each
  sample extraction.
                      19

-------
                       TABLE 6.  INORGANIC ANALYSIS OF EP
                             BLANKS AT PH 3.5 AND 10

                                           Concentration (ng/ml)
Element
Ag
As
Ba
Be
Cd
Cr
Cu
Hg
Ni
Pb
Sb
Se
Tl
Zn
Blank at
pH3.5
<0.03
0.23
<0.2*
<0.01
0.30
37.0
52.0
0.68
107.0
0.76
<0.5
<5.0
<1.0
45.0
Blank at
pH 10
<0.03
0.09
<0.2*
<0.01
0.019
6.1
4.0
0.42
6.4
<0.3
<0.5
<5.0
<1.0
0.57
                  Concentration in u.g/ml.
reached the Type 316 stainless steel extractor.   Additional samples were collected after
initial extractor contact, and after 1, 3, 7, and 24 h of stirring.   The unfiltered samples
from each point were analyzed for Cr and Ni concentrations.   Figure 4 contains a plot of
the results.

       The  results of the blank study  illustrated in Figure 4 clearly indicate an increased
contamination of extracts when a hard granular solid, such as sand, is extracted.   Also,
over the 24-h extraction time, increasing amounts of extractor contaminants were found.
The filtration step in the EP tends to remove a major fraction of the contaminants.
Further work is needed to determine if generalizations can be made concerning the
removal of abraded metal particles by filtration.

       The  results of the additional blank studies clearly indicate problems associated
with contamination of EP extracts by Type 316 stainless  steel extractor materials.
Solution pH and sample consistency provide variation relating to this problem.  The
background  level of contamination from the extractor is not  constant and does not seem to
                                        20

-------
  500 -.
  200 -
  100 -
   50 -
J  20 -
   10 -
    5 -
8
ORNL-OWG 79-14339
1

2
3
4
5
6
7
8
9
—
	
~~

™~

~"~
-
-
-
—
-


-
_
"•
-

FROM MILLIPORE MILLI-0 WATER
PURIFICATION SEPTEM
FROM WATER COLLECTING FLASK
AFTER AUTOCLAVING WATER
FROM EXTRACTOR- INITIAL
FROM EXTRACTOR - 1 HOUR
FROM EXTRACTOR -3 HOURS
FROM EXTRACTOR-7 HOURS
FROM EXTRACTOR -24 HOURS
AFTER FILTERING
1 1 1 1 1 1 1 4 1
— HgO BLANK »Cr VALUES '»
- -SAND BLANK A Ni VALUES j *
/ \
/ \
/ \
/ \
1 ; x
/ \
/ 1
\i \
i * i
'i !
// '
Ml
•
/'/ \
$ ^\
A/\
il
I / i i i i i i i
1 23456789










—
-


—

~
—
—
-
—
-


-
-
-
—

    2 -
    1 -
  0.5 -


  0.2 -

   0.1
         1    2
              WATER COLLECTION POINTS

 Figure 4.   Water and sand blank chromium and
 nickel concentrations at successive water
 collection points.   Type 316 stainless steel
 extractors were used with Teflon stirrers.

                     21

-------
be predictable.   Therefore, we recommend the use of noncontami noting materials such
as glass or polytetrafluoroethylene in order to minimize this effect.
FILTRATION OF EP EXTRACTS

       Other research activities within ORNL's Environmental Sciences Division have
been examining the effect of filtering aqueous solutions containing polyaromatic
hydrocarbon (PAH) compounds.  Filters studied include those specified in the EP (i.e.,
Millipore,  type HAWP, 0.45-u.m pore size, and Nuclepore 0.4-u.m pore size membrane
filter).   Preliminary data indicate a substantial  loss of PAH compounds upon filtration.
For example, as much as 99% of certain PAH compounds is absorbed by Millipore filters.
Due to the preliminary status of the research, the complete data  will not be presented
here.   When the research is complete, data will be presented in the open literature.
This type of information, though, may help explain why some expected organic compounds
have not been found in Millipore-filtered EP extracts  reported in this document.
                                        22

-------
                                     SECTION 5

                                     CHEMISTRY
INTRODUCTION

       The role of the Analytical Chemistry Division in this project was twofold.   The
primary role was to develop,  validate, and apply cost-effective analytical methods for the
identification and  quantification of selected chemical constituents in the groundwater
sample and the 17  EP extracts.   Potentially toxic/mutagenic constituents for identification
and measurement (Table 7) were selected from the U.S. EPA Primary Drinking Water
Standards and the  Priority Pollutant List;  they included certain trace elements, volatile
organics, halogenated organics, and PAHs.   The organic constituents were concentrated
from the  aqueous samples by a macroreticular resin sorption  technique.  They were
fractionated by adsorption column chroma tog raphy and identified and measured by gas
chromatography (GC).   Inorganic constituents were determined directly by atomic
absorption spectrometry (AAS).

       The secondary role of the Analytical Chemistry Division was to support mutagenesis
biotesting in  the Biology  Division by preparing organic concentrates of the groundwater and
EP extracts to concentrate potentially mutagenic constituents into a form more compatible
with bioassay.   The  same macroreticular resin concentration procedure as employed in the
analytical studies was used for the bioassay preparations.

       In addition to the development and application of analytical methodology, a small
scoping effort was  also conducted on alternate solid waste extraction procedures suitable
for extracting organic materials from the waste.
DEVELOPMENT AND VALIDATION OF ANALYTICAL METHODOLOGY

       Early analytical studies of aqueous extracts of solid wastes indicated that the
organic constituents of interest were present at very low concentrations and that they could
be quite complex in nature.  Direct analysis was not a viable approach.   Thus, a means
of efficiently concentrating the organics from the aqueous matrix and of separating them
into chemical classes was needed for the successful identification and quantification of the
selected organic constituents.   A study was also conducted to compare the commonly used
AAS with other techniques.
                                         23

-------
       TABLE 7.   SPECIFIC COMPOUNDS SELECTED FOR MEASUREMENT IN EP
                      EXTRACTS AND GROUNDWATER SAMPLE

                                                                           PCB/
             PAH                    Volatile organic        Element      pesticide
Acenaphthene
Fluoranthene
Napthalene
Benz(a)anthracene
Benzo(a)pyrene
Chrysene
Anthracene
Benzo(ghi )pery I ene
Fluorene
Phenanthrene
Dibenz(a,c and a,h)anthracenes
Pyrene
1,1-Dichloroethylene         Ag
Methylene chloride           As
trans-l,2-Dichloroethylene    Ba
Acrolein                     Be
Dichlorobromomethane         Cd
Tetrachloroethylene           Cr
Bromoform                    Cu
Bis[2-chloroethyl] ether       Hg
Acrylonitrile                 Ni
1,1 -Di chloroethane           Pb
Trichloroethylene             Sb
2-Chloroethyl vinyl ether      Se
1,1,2-Tri chloroethane         Tl
Chlorobromomethane          Zn
S-Tetra chloroethane          F
Ar-1242
Lindaney-
  isomer
Methoxychlor
Endrin
Toxaphene
 \
 Plus 31 other PAHs not included on the Priority Pollutant List.
Preparation of Organic Concentrates
                                                                            2,3
       Solvent extraction and macroreticular resin concentration with XAD-2 resin
were compared for their efficiencies in recovering organics from  an aqueous matrix.   A
mock EP extract was made from 500 ml of triply distilled water acidified with 1 .7 ml of
glacial acetic acid and spiked with 3 x 105 to 6 x 105 disintegrations/min activity of a
'^C-labeled tracer.  The pH was then adjusted to 6.8 with NasPO^ and the  conductance
was adjusted to 20 mmho/cm with NaCl.   The mock EP extract was extracted 5 times with
100-ml portions of organic solvent or was passed through a disposable cartridge containing
4 g of XAD-2  resin (Isolab, Inc., Akron, Ohio) (after reference 2), and the sorbed
organics were  eluted by the method detailed in Appendix C.   Recoveries of the tracers
were determined by standard liquid scintillation spectrometric methods.  Table 8 shows
the compounds tested and the recoveries.  Although solvent extraction, particularly with
methylene chloride, appears to be the more effective extraction  method, it should be noted
that the use of methylene chloride in bioassay preparations is questionable.  The XAD-2
resin procedure provides a direct 100-fold concentration, and thus the results are not
strictly comparable with those for solvent extraction.  The results for solvent extraction
would have  to be adjusted downwards to include the effects of a  100-fold concentration
step; therefore there may be little actual difference between the solvent extraction and
XAD-2 resin recoveries.   Because of the comparable efficiencies of the methods and the
                                         24

-------
TABLE 8.   COMPARISON OF SOLVENT EXTRACTIONS AND XAD-2 RESIN SORPTION
                 FOR RECOVERY OF ORGANICS FROM EP EXTRACTS
Compound
Hexadecane
Naphthalene
Benzo(a)pyrene
Ar-1254
Stearic acid
Succinic acid
Phenol
Sitosterol
Stearyl alcohol
Indole

Solvent
Cyclohexane
100
100
100
100
100
0
3
82
4
41
Percent recovery
*
extraction
Methylene chloride
100
100
100
100
99
0
99
100
95
95

XAD-2
resi n *
93
100
82
95
91
0
70
91
90
84
w
 Extraction recovery only.

 Adsorption/desorption and direct 100-fold concentration recovery.
fact that the XAD-2 resin procedure can be applied to as many as 15 samples simultaneously
by use of a simple peristaltic pump, we chose the XAD-2 resin concentration procedure as
the protocol method for recovery of organics from the EP extracts for both chemical
analysis and mutagenic bioassay.  Four 500-ml aliquots of each EP extract were subjected
to the XAD-2 resin concentration procedure as soon as possible after receipt of the EP
extract from the Environmental Sciences Division.  EP extracts and  concentrates were
stored at 4°C in the dark.   Two of the four concentrates were chemically analyzed, and
two were delivered to the Biology Division for mutagenesis bioassay.

Fractionation and Analysis of Organic Concentrates

       The organic  concentrates from the EP extracts must be separated into simpler, more
well-defined fractions prior to analysis.   To accomplish this task in a cost-effective
manner, we employed a modified version of our existing adsorption column chromatography
procedure4 for isolation of PAHs from environmental materials.  Figure 5 shows the
fractionation procedure and the recoveries of radiotracers at various steps.  This work was
carried out on cyclohexane extracts of mock EP extracts early in the project, but the
recoveries beyond the initial solvent extraction should be very similar for organic
concentrates prepared with XAD-2 resin.   The specific details of the procedure are

                                        25

-------
                                                                    ORNL-BIO.  36541
                                                500 ml acetic acid blank
                                              (pH 6.8, conductance ~20 millimhos)
                                                 extract 5 X 100 cyclohexane
                      I
              150ml 6:1  hex/benz
               ll%Indole
               8% Stearyl alcohol
               78% Hexadecane
               80% Napthalene
               86% BAP
              100% PCBS

                      I	
                                    cyclohexone extract
                                     94% Stearyl alcohol
                                     41%Indole
                                    100% Hexadecane
                                     82% Sitosterol
                                     100% BAP
                                     100% PCBS
                                     100% Napthalene
                                              10 g Florisil
                                             extracted water

                                          100% Phenol
                                          100% Succinic acid
                                          '31% Indole
                                            6% Stearyl alcohol
                                            4% Sitosterol
                           150 ml acetone wash of Florisil
                                64% Stearyl alcohol
                                20% Indole
                                 6% Hexadecane
                                50% Sitosterol
                                14% BAP
   150 ml hexone
46% Hexadecane
30% Napthalene
96% PCBS
 2% Stearyl alcohol
                                         20 g alumina
       *
150ml  6:1  hex/benz
 2% Stearyl alcohol
 6% BAP
         *
150ml  2:1  hex/benz
     77% BAP
  150 ml acetone

11% Indole
 4% Stearyl alcohol
 2% BAP
           Figure 5.   Recoveries of tracers in the fractionation procedure.
                                           26

-------
included in Appendix C.  A preliminary separation of the organic concentrates into
nominally nonpolar and polar fractions was accomplished on a Florisil column.   The
nonpolar fraction was further subdivided into a poly chlorinated biphenyl (PCBJ/pesticide/
monoaromatic/diaromatic/paraffin fraction, a diaromatic fraction (containing the bulk of
the diaromatics), a polyaromatic fraction, and a heteroaromatic fraction on an alumina
column.   Each of these five fractions was concentrated  to 1.0 ml and analyzed by  GC
under the conditions described in Appendix C for the specific constituents chosen and also
for any others migrating at the same time.  The polar fraction was also screened on the
packed Dexsil 400 column for higher-boiling constituents not observed on the Carbowax
capillary column, and the diaromatic and polyaromatic fractions were examined with the
electron capture detector GC for halogenated and other electronegative constituents.
                                                                               4
       The parent procedure from which  this procedure is derived has been validated  for
PAH analysis of freshwater sediments and is being evaluated5 for stream and river water.
Two EPA Laboratory  Performance Evaluation Standards for PCBs are being analyzed  by this
procedure.

Analysis of o-Nitroaniline

       Tracer studies indicated that the XAD-2 resin procedure is not particularly  effective
for collection of ionized organics.   Thus, the o-nitroaniline content in the arsenic-
contaminated groundwater sample was extracted with methylene chloride under conditions
more rigorous than those specified in the  EPA Level  1 Environmental Assessment Manual0
and was measured by GC as described in  Appendix C.   Four extractions were sufficient  to
remove all solvent-extractable color from the groundwater sample.

Analysis of Volatile  Organics

       Volatile organic compounds in the EP extracts are present at too dilute
concentrations for direct aqueous injection GC.   However, they are readily identified
and determined by the well-established purge and trap procedure.   We adopted the
manual version  described in Appendix C.  The apparatus is shown in Figure 6.

       The procedure was evaluated with aqueous standards prepared immediately before
analysis with the following toxicants:  1,1-dichloroethane, 1,2-dichloroethane,
hexachloroethane, trichloroethane, tetrachloroethane, 2-chloroethyl vinyl  ether,
chloroform, 1,1-dichloroethylene, 1,2-dichloropropane, 1,3-dichloropropylene,
bis[2-chloroisopropyl] ether, bromoform, dichlorobromomethane, trichloroethylene, and
dichloromethane.  Because of the potentially high losses of these standards from an
aqueous sample, the standard was made up at 1 mg/ml in ethylene glycol, and aqueous
dilutions were prepared only immediately prior to purging.  Thermal desorption and GC
analysis of the trapped standards indicated an average precision of ±20%.   While  the
absolute recovery of each toxicant is unknown, recoveries should be highly reproducible
for standards and samples treated in the same manner.   Sensitivity is approximately
0.1 mg/l when a  1.0-ml sample is analyzed, and greater sensitivity can be achieved by


                                        27

-------
        Teflon Stopper,
                                                 ORNL DWG 79-13149
                                        -Tenax Capsule
                                        - Condenser
       0-Ring with

w~i\ i i iy  »» i 1.11
Nylon Screen       y
                                     /
He(N2)
 IN
                                         • Aqueous Material
           Figure 6.   Purge and trap apparatus.
                               28

-------
purging a larger aliquot of sample.   This procedure also is being tested with EPA
Laboratory Performance Evaluation Standards.  Aliquots of the EP  extracts are taken
immediately into bubble-free vials after the last step in the EP procedure and are stored
in the dark at -20°C until analysis.

Analysis of Metals

        There are several instrumental methods available for determining the content of
selected metals (Table 7) in the EP extracts.   Because AAS is the most commonly
available method, we conducted a comparative study of flameless graphite furnace AAS
with five other methods, including spark  source mass spectroscopy (with isotope dilution
where possible), inductively coupled plasma emission spectrometry, optical emission
spectrometry,  and instrumental neutron activation analysis.   An EP extract of a sewage
sludge rather than a standard made up in  deionized water was chosen as the test material
for comparison of the methods.  The sludge should more realistically model some of the
interferences to be encountered in the EP extracts of a wide range  of solid wastes.  The
results of quadruplicate analyses by each method  (listed in Table 9) indicate that AAS
compares well with the other methods,  and suggest that it is a valid method for analysis
of EP extracts.

        Supporting evidence for the validity of our AAS method was obtained in a
collaborative study with Mr. Frank  Schmidt of the Illinois State EPA.    Results for
quadruplicate  analyses of an EP extract of sewage sludge by AAS in both laboratories are
compared in Table 10.  Considering the  concentration levels, the results are consistent
and in generally good agreement.   The results for the four footnoted metals did not agree
in the first round  of the study, but were in agreement in the second round (shown in Table
10).   It is likely that inadvertent contamination of the  EP extract  during packaging for
the first shipment caused the disparity in  the first round.

        Final validation of our AAS method was obtained by analysis of two EPA
Laboratory Performance Evaluation Standards  for As,  Be, Cd, Cr, Cu,  Hg, Ni, Pb, and
Se.  The results were biased slightly low but were acceptably accurate and precise.

        Fluoride also was determined in the EP extracts by a specific ion electrode
procedure.  Because of the lesser importance of fluoride,  the procedure did not receive
additional validation beyond that in set-up and routine quality control.

        Samples of the EP extract for metals analysis were collected in  acid-washed glass
containers immediately after the last step in the EP.   Separate aliquots for Hg
determination  were preserved with nitric  acid and potassium dichromate.
                                        29

-------
Element
            TABLE 9.  COMPARISON OF ANALYTICAL METHODS FOR
                   METALS IN EP EXTRACT OF SEWAGE SLUDGE

                       Average concentration ± S.D.  (u.g/1) for method*
               AAS
ID-SSMS
SSMS
ICPS
OES
NAAf
Ag
As
Be
Cd
Cr
Cu
Ha
Ni
Pb
Sb
Se
Tl
Zn
0.15±0.01
30 ±0
0.41 ±0.02
1,200 ± 0
25.0±0.8
700 ± 10
0.026 ±0.001*
3,400 ± 190
31±3
99.0±1.5
<2
12.0±1.4
36»700 ± 678


4.
1,100± 0
<200
750 ±70*

4,1 00 ± 270
<45



39, 000 ± 2,200
<20
<20







10
£10
£10

<20


800 ±80
<;500
700 ±70

3,000 ± 300
<100



45,000 ± 4,000
<10
78 ±3
<100
1,030± 30
58±6




41±5
<20

55, 000 ± 1,500
*AAS,  atomic absorption spectrometry;  ID-SSMS, isotope dilution-spark source mass
spectroscopy; ICPS,  inductively coupled plasma emission spectrometry; OES, optical
emission spectrometry;  NAA, neutron activation analysis.   Results are for quadruplicate
measurements unless otherwise indicated.

tn=3,

*n=2.
                                                                    The results from
ANALYSIS OF EP EXTRACTS

       A total of 18 wastes and 12 blanks were subjected to the EPA EP.
the chemical analysis of these EP extracts are presented below.

Organic  Compound Analysis

       A summary of the organic constituent analyses and the estimated limits of detection
of each analysis is presented in Table 11.  For the volatile organics, a few mi Hi liters of
EP extract were collected immediately after the last step in the EP and stored in a freezer
until analysis.  In spite of these precautions in the collection and preservation of
volatile constituents, no volatile organics were detected above a 0.1 mg/l level.   This
undoubtedly resulted from volatilization  losses during  the EP 24-h stirring of the wastes in
unsealed containers.  Use of a sealed container purged with an inert gas through a  solid
                                       30

-------
             TABLE 10.   COMPARISON OF ORNL AND ILLINOIS STATE
               EPA ANALYSES OF EP EXTRACT OF  SEWAGE SLUDGE*
                                   Average concentration ± S.D.
                                               in study by
            Element                 ORNL             Illinois State EPA
AgJ
As1"
Bat
Be
Cd
Cr
Cu
HO*
Ni
Pb
Zn
0.29
6. 25 ±0.22
<500
0.41 ± 0.02
1,200* 0
25 i 0.8
700 ± 10
0.027*
3,400 ± 190
31 ±3
36,700 ± 678
<5
7
400
<5
1,100±0
38 ± 5
830 ± 50
<0.03
4,000 ± 0
41 .5 ± 1
48,500 ± 1,730
             Quadruplicate determinations except where indicated.
             Redetermined in second round of comparative study.
adsorbent trap should allow collection and analysis of the volatile organics released from a
solid waste during the EP.

       Analysis of the arsenic-contaminated groundwater sample did not reveal any
detectable  volatile organics by the time the analysis was conducted.  This result probably
was influenced by the handling of the sample prior to our receipt.  It arrived in a
partially filled plastic jug 3 months after collection, and the conditions of collection,
storage, and shipping prior to receipt are unknown. Ample opportunity existed for loss
of volatiles.

       The analyses for the other protocol  organic constituents revealed very little
extracted organic material within the limits of sensitivity and the compound classes
examined.   Nothing was detected which would even approach a "toxic" RCRA
classification based on ten times  the concentrations listed in the EPA Drinking Water
Standards (Table 12).   We feel that this is a result of the ionic nature of the EP extractant
fluid, in which primarily hydrophilic species would be extracted, leaving the bulk of the
essentially  hydrophobia species unextracted.  The latter would include most of the
organic compounds on the Interim Primary Drinking Water Standards and the Priority

                                        31

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   TABLE 12.   SELECTED ORGANIC AND INORGANIC CONSTITUENTS IN THE EPA
   INTERIM PRIMARY AND PROPOSED SECONDARY DRINKING WATER STANDARDS*
Standard
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Secondary

*
Source; Federal
None set.
Constituent
Ag
As
Ba
Cd
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F
Hg
Pb
Se
Endrin
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Methoxychlor
Toxaphene
Cu
Zn
Register, 43(232), 59019 (Dec. 18,

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50
50
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10
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t
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50
10
2
4
100
5
t
t
1978).

 Pollutants List.  In addition, there is some evidence (e.g., reference 9) that membrane
 filtration, such as that used in the RCRA protocol EP, can effectively adsorb organics from
 aqueous solution.

       However, there was some indication of organics in the EP extracts.  All samples
 contained PCBs at levels below 1 ng/l,  most of which probably originated from the system
 blank and not the waste sample itself.   Figure 7 shows electron capture detection GC of
an Aroclor (Ar)-1242 standard and the PCB/pesticide fraction from the EP extract of the
fluidized bed residue.  The GC profiles correspond nearly identically, and the PCB
concentration in the EP extract is estimated to be approximately 0.2 ng/l.
Identification was based on the GC profile;  PCB concentrations were too dilute for
successful mass spectroscopic identification.

       Some nonprotocol  constituents were identified and measured in the samples.  A
few EP extracts were found to contain n-paraffins, as reported in Table 13; these were
limited mainly to n-C2()H42 through n-C-25^52' altnou9n traces of both heavier and
lighter homologs were present.  The paraffins represent the most concentrated organic
compounds identified in the EP extracts,  but their concentrations do not appear to reflect
the expected organic compound content  of the wastes.   The observation that the EP

                                       33

-------
                                ORNL- DWG 79- 13017
                           B
                             TlME (MINI)
                             TEMPfC)


Figure 7.   Gas chroma tog ram of (A) Ar-1242 standard equivalent to 0.2 ng/1 and
(B) PCB/pesticide fraction from EP extract of fluidized bed residue.
                                    34

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extract of fly ash contained higher concentrations of paraffins than those of textile waste
or sewage sludge, and the similarities in the distributions of the various paraffins, suggest
a common source.   However, none of the EP extract blanks contained  paraffins.

       A specific determination was made of the o-nitroaniline content of the arsenic-
contaminated groundwater.   Because we were unsure of its recovery from water in the
XAD-2 resin procedure, we used a more efficient methylene chloride EP.   GC analysis
indicated an o-nitroaniline concentration of 320 mg/l.   No other organic compounds
were detected in the analysis, supporting the results obtained with the  XAD-2 organic
concentrate of the groundwater sample.  This result for o-nitroaniline  groundwater
concentration far exceeds the maximum permissible EP extract concentration level
(30 mg/l) calculated from rat oral LD5Q data obtained from the NIOSH Register/,^ and
it is the only organic  compound data which could result in a "toxic" RCRA classification,
based on the proposed delisting criteria as a toxicity characteristic.

Inorganic Analysis

       The results for the metals analyses of the arsenic-contaminated  groundwater and
the EP extracts of the 17 wastes are presented in Table 14.   These data are rounded off  to
the nearest jjg/l  except those for Hg (lower Standard) to facilitate comparison with RCRA
regulations.  In comparison with the results of the organic analyses, these data suggest
that the EP extracts are predominantly ionic in character, as would be  expected of
compounds extracted by an aqueous acidic extraction fluid.  By the criterion of a
maximum permissible metal concentration in the  EP extracts of 10 times the EPA Interim
Primary Drinking Water Standards (Table 12),  three wastes  (metal processing waste,
plater's waste, and municipal sewage sludge) plus the arsenic-contaminated groundwater
sample would be labeled by RCRA as "toxic" because of their extractable  As, Cd, or Cr
contents,  and one (power plant No. 1  fly ash) would be a borderline case due to its
extractable Cd content.   However, a  power plant fly ash sample from  a second source,
as well as bottom ash, scrubber sludge,  and treated scrubber sludge, contained far less
extractable Cd.   None of the other energy-associated wastes (e.g., gasification wastes,
fluidized bed residue, shale) would receive a  toxic classification by these criteria.

       If EPA decided to expand the proposed toxicity characteristic (43 FR 58956) to
include the EPA Secondary Drinking Water Standards, then the dye waste  also would be
classified as "toxic" because of its extractable Cu content.  The extractable Zn and Cu
content of the plater's waste and the Zn content of municipal sewage sludge would provide
additional  evidence for their "toxic" classifications.   The extractable fluoride content  of
the municipal sewage sludge would be  a borderline classification.  A  measurement of
cyanide in the plater's waste EP extract revealed a  156 mg/l concentration.   From these
results,  the plater's waste and the waste contributing to the arsenic-contaminated
groundwater sample would be  potentially the most "toxic" waste materials of  the 18
examined.
                                         36

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       The increasing concentration trend for the metals Be, Cd, Cu, Ni, Pb, Sb, Tl,
and Zn in bottom ash < scrubber sludge < fly ash is interesting  to note.  The result is
consistent with the preferential accumulation of many of these elements in fly ash versus
bottom ash.    However, other volatile metals,  such as Hg, do not show the expected
concentration trends in the EP extracts.

       A white precipitate formed in the EP extract of power plant No.  1 scrubber sludge
shortly after it was generated.  An optical emission spectroscopic survey analysis
indicated that the major element was Ca, as would  be expected from the limestone
employed in the scrubber.  Approximately 0.1 mg/g of Mg and B also were detected in the
precipitate.

       Although  the RCRA protocol does not specify EP extract blanks, extraction blanks
were generated and analyzed to check the background levels of inorganic constituents.
Table 15 shows the analytical results for multiple blanks generated by the three types of
apparatus: A  Plexiglas container with steel stirrer, a stainless steel container with
stainless  steel stirrer blades, and a stainless steel container with Teflon stirrer blades.
There appear to be small differences among the blanks generated in the three apparatus;
notably between the Plexiglas and stainless steel  apparatus.  Because  the former was
operated uncovered, the high result for one Zn determination may have been caused by
airborne  contamination of the extraction vessel.  The Plexiglas blank  is appropriate for
the EP extracts of power plant No.  1 fly ash,  bottom ash, and scrubber sludge;
gasification wastes No. 1-3;  soybean process cake; metal processing waste;  and plater's
waste.   The  stainless steel apparatus with the Teflon blades was used for the fluidized  bed
residue,  municipal sewage sludge, and power  plant No.  2  fly ash EP extracts.   The
stainless  steel apparatus with the stainless steel blades was  used for all the other EP
extracts.   Although the magnitudes of the blanks are small in comparison with the
maximum permissible concentrations of metals, they are significant with respect  to the
metals concentrations in some of the EP extracts, and they  may decide a borderline case
such as the Cd level in the power plant No. 1 fly ash EP extract.   Thus we feel that
appropriate EP extract blanks should be included in the  RCRA protocol to aid in
classification of borderline cases.
ALTERNATE EXTRACTION PROCEDURES

       The apparent failure of the EP protocol to produce extracts whose organic contents
mirror that expected to occur in a disposal  environment has spurred the search for a more
meaningful extraction regimen with respect to organic  pollutants.   Several factors were
considered.  The procedure should be (1) somewhat relevant to the actual (or supposed)
environmental extraction of these materials;  (2) directly applicable to solid wastes
without physical modification of the  waste  (and, we hope, without regard for water
content);  (3) amenable to routine analysis, i.e., rapid, facile, and quantitatively
accurate.
                                         38

-------
             TABLE 15.  METALS ANALYSES OF EP EXTRACT BLANKS IN
                            THREE TYPES OF APPARATUS

                          Average concentration ± S.D. (jjg/l) for apparatus

         Element        Plexiglas         Stainless steel         Stainless steel
Ag
As
Ba
Be
Cd
Cr
Cu
Hg
Ni
Pb
Sb
Se
Tl
Zn
F
*
n = 4.
t

-------
       The apparatus used in steam distillation (Figure 8) is commercially available
(Kontes Glass Co., Vineland, N. J., Part No. K523010).  Briefly, the solid waste
(100 g) is added to a flask containing 250 ml  of triply distilled water (represented by the
dark-colored fluid in Figure 8).   The water is brought to a boil  to accomplish steam
distillation.   Concurrently, an immiscible organic solvent (represented by the light-
colored fluid in Figure 8) is distilled on the opposite side of the  vessel.  The steam and
organic vapors co-condense,  and the two phases are separated and returned to their
respective vessels.   Thus,  an extraction is carried out in which  the organic solvent does
not come into contact with the solid waste.

        Pilot  studies with this procedure have been promising.  The recovery of
benzanthracene from water is virtually 100%, whereas higher-boiling pollutants such as
benzo(a)pyrene are only partially recovered.   Furthermore,  the recovery depends on the
nature of the solid waste.

        Recovery of the benzanthracene tracer from the metal processing waste was 60%,
whereas recovery from the soybean process cake was essentially 0.   Recovery is a measure
of the adsorptivity of the solid, and adsorptivity probably affects the release of organ!cs
into the environment from a landfill disposal site.

       Two of the solid waste samples that were subjected to the EP and subsequent
biological, analytical, and ecological testing were chosen for evaluation based on this
technique; the two samples,  metal processing waste and soybean process cake, were
selected based on their substantial physical differences,  one  being a clay and the other
resembling activated  charcoal.   Neither of these materials showed significant biological
activity when tested by the proposed RCRA procedure.   4C-labeled benz(a)anthracene
was used for recovery measurements.   GC on an OV-101 glass capillary column was used
for preliminary screening of the total extract as well as for analysis of the fractions after
isolation.

        GC analysis  of the two steam distillation extracts followed the pattern expected
from the tracer recoveries.  The  metal processing waste  was  considerably more complex
in organic content than the soybean process cake (Figures 9 and  10).   The extract of the
former, representing 0.2% by weight of the solid, was fractionated to obtain an isolate
containing PAHs.  Fluoranthene, pyrene, benz(a)anthracene, chrysene, and
benzo(b)fluoranthene were tentatively identified~by their GC retention times.  Again, no
PAHs were found in the EP extract.

        The steam distillate extracts were also subjected  to mutagenicity testing in the
Ames/Salmonella system (see Sect. 8).   The metal processing waste again showed
significant activity,  but the soybean process  cake was inactive.  Thus, this extraction
procedure offers a substantial improvement over the EP/ at least with respect to recovery
of organic pollutants.  An extraction procedure such as  this, effective for organic
compounds, should be incorporated into the RCRA protocol.
                                         40

-------
                                                  2445-79
Figure 8.  Steam distillation apparatus for solid waste extraction,

-------
                                               ORNL-DWG 79-12306

                             STEAM DISTILLATE OF METAL WASTE
                   30
            45
       TIME (min)
                60
            75
Figure 9.  Glass capillary column GC separation of steam distillate from
metal processing waste.
    STEAM DISTILLATE OF SOYBEAN PROCESS CAKE
              jaLiOlwA^
                                                ORNL-DWGr9-<2307
        15
30
    45
TIME ( min )
60
75
Figure 10.  Glass capillary column GC separation of steam distillate from
soybean process cake.
                            42

-------
CONCLUSIONS AND RECOMMENDATIONS

       The overriding conclusion from the chemical analyses is that the current EP
protocol  is ineffective in extracting organic compounds from solid wastes.   The ionic
nature of the extractant fluid in the current EP/ the open system extraction, and possibly
the membrane filtration step work against extraction and recovery of organics.   As would
be expected,  the EP extracts generated by the current EP are predominantly ionic  in
character, and only the dissolved metals analyses are useful for determination of the
"toxic"/"nontoxic" classification of the solid waste.  It probably is not necessary to
conduct organic compound analyses of the extracts generated by the current EP/ although
a relatively inexpensive screening procedure such as that for total organic carbon  might be
useful for setting priorities for organic analyses if acetic acid was not included in  the EP.

       Alternate extraction procedures may be necessary for assessment of ex tractable
organic compounds.   One possible candidate is the continuous steam distillation/organic
solvent extraction method examined in our pilot study.

       Research should be conducted into the physical/chemical properties of wastes which
dictate availability of organic/inorganic constituents and on means of cost-effective
determination of these properties in the wastes.   When available, authentic landfill
leachates should be compared with  extracts prepared in the  laboratory to assess the
environmental relevance of an extraction procedure.  The ideal extraction procedure
would reproduce the composition of an actual leachate.   Direct analysis  of the solid
waste also  should be considered.
                                         43

-------
                                     SECTION 6

                                AQUATIC TOXICITY
       The purposes of the aquatic toxicity tests were:  (1) to evaluate a short-iterm
screening test for its suitability for determining  if an EP extract poses a hazard to the
aquatic ecosystem under conditions described in EPA's draft RCRA 83001 Toxicity
Background Document,  and (2) to determine  the toxicity of the arsenic-contaminated
groundwater and  17 waste extracts to aquatic organisms.   Lethal or acute (short-term
exposure) tests and chronic (long-term)  tests,  which determined sublethal effects on
reproduction,  were used.  The test organism was the cladoceran, Daphia magna, which is
used as a standard organism in toxicity  testing because of its sensitivity to many chemicals.
From the results of the acute tests, the  concentration of the extract that was lethal  to D.
magna during an exposure period of 48  h was estimated.   From the chronic test results,  it
was determined if continuous exposure to extract dilutions of  1:100 and 1:1000 impaired
reproduction of D.  magna.   The chronic tests did not, therefore, establish a dose-response
relationship, such as an LC5Q, for the extract but only determined if the extract was
toxic at  the concentrations tested.  The  1:1000 dilution factor was proposed by EPA as
being a reasonable dilution factor for protection of aquatic organisms from chronic
exposure to leachates from landfill waste.

       The test procedures are described in Appendix D.  The five criteria used  to assess
the effects on D.  magna reproduction in the  chronic tests were survival time, day of first
brood release, number of broods per adult, number of young per brood, and  total  number
of young produced per adult.   From the results  of the chronic exposure tests, the most
consistently sensitive criteria were determined for evaluation of toxic effects.  The
statistical tests used to compare the sensitivities of the above criteria were analysis of
variance combined with Duncan's Multiple Range Test to identify significant differences
among individual treatment means.   A type  I error (oj of 0.05 was selected as the level
of significance.
RESULTS

        The results of the acute toxicity tests are shown in Table 16, and those of the
chronic tests are presented in Table 17.   A  summary of the results for both types of tests
and their significance is given in Table  18.   The second acute toxicity test was done
28 days after the first one to determine if the toxicity of  the test material had changed
                                         44

-------
         TABLE  16.  ACUTE TOXICITY OF WASTE EXTRACTS TO D. MAGNA
                                                48-h LC5Q* (95% fiducial  limits)
Extract
Arsenic-contaminated groundwater
Soybean process cake
Metal processing waste
Plater's waste
Raw shale
Retorted shale
Dye waste
Textile waste
Municipal sewage sludge
Power plant No. ? fly ash
Power plant No. 1 bottom ash
Power plant No. 1 scrubber sludge
Power plant No. J treated scrubber sludge
Power plant No. 2 fly ash
Fluid! zed bed residue
Gasification waste No. 1
Gasification waste No. 2
Gasification waste No. 3
First test
2.2*
*
28.01"
0.005
53.9(47.1-62.3)
70.0 (30.0->100)
o.ooosf
19.2 (16.8-22.5)
7.5t
90 (71->100)
94t
85 (51-»100)
81.1 (72.8-91.0)
15.2t
12.6 (10.8-15.0)
§
100. 0*
70.0 (29.4->100)
Second test
1.7*
§
39.01"
not done
64.4 (56.
39.4 (30.
not done
35. 5t
3.0*
69t
60t
60t
95. 6 (85.
11.6*
25.0
§
*
46.0*




1-77.6)
7-51.4)






2->100)





*Est?mated percent concentration of the extract that killed or immobilized 50% of the
test organisms in 48 h.

'Approximate value;  95% fiducial limits could not be calculated.

*No significant mortality of test organisms in 48 h in  100% of the extract.

§ Less than 50% of the test organisms were killed or immobilized in 100% of the extract
?n48h.
during that time, which was the duration of the chronic toxicity tests.
stored at 4°C during the 28 days.
Extracts were
        A material was considered to have caused a toxic effect when there was a
statistically significant reduction (a = 0.05) in the mean number of young produced by
each organism at either test dilution compared with the number of young  produced  by
control organisms exposed to the dilution water alone and dilution water  with acetic or
hydrochloric acid.   Of the above-mentioned five criteria used to assess  toxicity,  the
mean number of young per adult and the number of young per brood were the most
consistently sensitive;  the first was chosen for convenience as the  toxicity criterion.

                                        45

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-------
              TABLE 18.  SUMMARY OF THE D. MAGNA ACUTE AND
                        CHRONIC TOXICITY~TEST RESULTS
                                                          Significance* of chronic
                                                            toxicity test  results
                                                                at dilution
                Extract
(% cone.)
1:1000
1:100
Arsenic-contaminated groundwater
Soybean process cake

Metal processing waste
Plater's waste
Raw shale
Retorted shale
Dye waste
Textile waste
Municipal sewage sludge
Power plant No. 1 fly ash
Power plant No. 1 bottom ash
Power plant No. 1 scrubber sludge
Power plant No. 1 treated scrubber sludge
Power plant No. 2 fly ash
Fluidized bed residue
Gasification waste No. 1
Gasification waste No. 2
Gasification waste No. 3
2.2
No significant
mortality
28.0
0.005
53.9
70.0
0.0005
19.2
7.5
90
94
85
81.1
15.2
12.6
<50% mortality
100.0
70.0
NS

NS
NS1"
S
NS
NS
S
NS
S
NS
NS
NS1"
NS*
NS
NS
NS
S
NS
S

NS
NS*
S
NS
NS
S
NS
S
NS
NS
NS1"
NS
NS
NS
NS
NS
NS
 The criterion for significance was a reduction (a= 0.05) in the mean number of young
produced at either test dilution compared with the dilution water and acetic acid
controls.  NS,  not significant;  S,  significant.

"Not significant when the treatment mean was compared with the dilution water control
mean, but significant when compared with the acetic acid control mean.

*Not significant when the treatment mean was compared with the acetic acid control
mean, but significant when compared with the dilution water control mean.
                                      51

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Arsenic-Contaminated Groundwater

       This material was toxic to D.  mag no  in both acute and chronic tests.   The 48-h
LC5Q concentrations were 2.2 and  1.7% (Table 16).   In the chronic toxicity tests there
were no significant effects on reproduction or survival at the  1:1000 dilution, but at the
1:100 dilution significant effects were found by three of the five toxicity criteria
(Table 17).   The mean number of young produced per adult and the mean number of
young per brood were both reduced by 88% compared with the dilution water controls.
Also, the mean day of first brood release significantly increased from 11.3 for the
controls to 13. 7 for animals in the  1:100 dilution.

Soybean  Process Cake

       In the first acute toxicity test, no animals were killed  or immobilized after an
exposure to 100% of the extract for 48 h; in the second test less than 50% were adversely
affected  (Table 16).   Results of the chronic  toxicity test also showed the low toxicity of
the extract for D.  mag no (Table 17).   There were no significant reductions in any of the
toxicity values obtained for the test animals compared with the control values at either
of the two test dilutions.

Metal Processing Waste

       This material was toxic to D.  mag no  in the acute toxicity tests with 48-h LC5QS
of 28.0 and 39.0% (Table  16), but it was not toxic at the test dilutions  used  in the
chronic toxicity tests (Table  17).

Plater's Waste

       The acute  toxicity test done with this material showed that it was highly toxic to
D.  magna.   The 48-h LC^g  was 0.005% (Table  16).   Because this value is less than the
0. 1% dilution used in the chronic toxicity tests, these  tests were  not done.

Raw Shale

       This material had low toxicity to D.  magna in the acute toxicity tests.   The
48-h  LC5QS were 53.9 and 64.4% (Table 16).   By three of the five criteria used in the
chronic toxicity tests, there  were no  effects of the material on the organisms (Table  17).
With mean number of young per adult and mean number of young per brood as criteria,
there is evidence for stimulation of reproduction at  1:100 dilution and no or little
inhibition at 1:1000 dilution (Table 17).

Retorted  Shale

       As was  the case with raw shale, retorted shale had low toxicity  for  D. magna in
the acute toxicity tests.  The 48-h LC50s were 70.0 and 39.4%  (Table  16)7  The


                                        52

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effects in the chronic toxicity tests were not significantly different from the control
values (Table 17).

Dye Waste

       This material was very toxic to D.  mag no.   The 48-h LCjQ was 0.0005%
(Table 16).   Because this value is less than the 0. 1% dilution used in the chronic
toxicity tests, these tests were not done.

Textile Waste

       This material was moderately toxic to D. mag no in the acute  toxicity tests.   The
48-h LCggs were 19.2 and 35.5% (Table  16).   In the chronic toxicity tests,  there were
no effects by three of the five toxicity criteria (Table  17).   By the other criteria,
reproduction was stimulated at the 1:100 dilution but the 1:1000 dilution  had  no effect.

Municipal Sewage Sludge

       This material was toxic to D. magna  in both the acute and chronic toxicity tests
(Tables 16 and  17).   The 48-h LCjQs were 7.5 and 3.0%.

Power Plant No.  1  Fly Ash, Bottom  Ash, and Scrubber Sludge

       These materials had low toxicity to D. magna in the acute toxicity tests
(Table 16).   The 48-h LC^QS for the fly ash,  bottom ash, and scrubber sludge were 90
and 69%, 94 and 60%, and 85 and 60%,  respectively.  They also had no effect in the
chronic toxicity tests (Table 17).

Power Plant No.  1 Treated Scrubber Sludge

       This material had  low toxicity to D.  magna in the acute toxicity tests.   The 48-h
LC«jgs were  81. 1  and 95.6% (Table  16).  In the chronic toxicity tests, there was no
effect by either the 1:100 or 1:1000  dilution on  D.  magna  reproduction (Table  17) when
compared with the acetic acid control.  However, a difference was  noted between the
dilution water control and the 1:1000 dilution.

Power Plant No.  2 Fly Ash

       In the acute toxicity tests, this material  showed a moderate toxicity to D. magna.
The 48-h LC5QS were 15.2 and 11.6% (Table 16).  This material was not toxic  at either
test dilution in the chronic assay, however (Table 17).
                                        53

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Fluidized Bed Residue

        This material  was moderately toxic to D. magna in the acute toxicity tests.   The
48-h LC^QS were 12.6 and 25.0% (Table 16).   The material was not toxic at either test
dilution in the chronic toxicity tests  (Table 17).

Gasification Wastes No.  1—3

        These materials had low toxicities to D. magna in the acute toxicity tests (Table
17).  Toxic  effects occurred only with full or near full strength solutions.   Results of the
chronic toxicity tests (Table 17) showed no effects of these wastes except for the 1:1000
dilution of waste No.  2 (Table 17).   But since there were no significant effects with this
material at 1:100 dilution,  the apparent effects with the higher dilution become less
important in  evaluating the toxicity of  waste  No. 2 than if significant effects were found
for both dilutions.
DISCUSSION

        In these chronic toxicity tests, the effects of the test materials on D. magna were
determined by the use of five population characteristics as toxicity criteria.   Of these
criteria, the most consistently sensitive were the number of young per brood and the
number of young per adult;  survival time, the day of first brood release, and the number
of broods produced were affected less by the extracts.  Since  the total number of young
produced per adult is in part a function of the  number of young per brood, the former was
chosen for convenience to assess toxicity.   Results from these  studies and from other
studies with the 28-day chronic toxicity test with D. magna support the following
conclusions:
        (1) The  mean number  of young produced per brood and the mean total
           number of young produced by each female are the most consistently
           sensitive  population characteristics of those tested  to chemical
           toxicity.
        (2) With these two characteristics as toxicity criteria,  the test can be
           used reliably to determine the maximum concentration of a chemical
           that produces  no significant observed toxic effects  and the minimum
           concentration that produces such effects.  To do so, however,  requires
           more than the two test concentrations used in the present screening
           tests.

        The criterion selected to identify extracts as toxic to D. magna and  as  potentially
hazardous to aquatic organisms was a significant reduction  (a= 0.05) in the mean number
of young produced by each  D. magna during the 28-day test period  compared with the
number produced by organisms exposed to the dilution water and acid controls.  By this
criterion, 4 of the 18 tested extracts,  namely, arsenic-contaminated groundwater,
plater's waste, dye waste, and municipal sewage sludge, would be classified as potentially

                                         54

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 hazardous (Table 18).  Of the remaining extracts,  only the metal processing waste and
 power plant No. 1 untreated and treated scrubber sludge showed any significant effects,
 but only when the results with the two test  dilutions were  compared with either the acetic
 acid controls  or dilution water controls (Table 18).

        On the basis of screening test results,  it is not possible to definitely determine if
 waste would be hazardous to a natural population or community of aquatic organisms.
 There are  limitations with the extrapolation of laboratory  results based on single species
 tests to the prediction of effects on natural ecosystems.   The single-species test systems
 are simple compared with complex natural ecosystems.  Thus,  even though a significant
 toxic effect can be  demonstrated in the laboratory, under natural conditions it may be
 mitigated, modified, or even magnified by the chemical,  physical,  and biological
 interactions of the ecosystem.   However, D.  magna  is sensitive to many classes of toxic
 chemicals, and thus results of toxicity tests with this species can be regarded as
 conservative  predictors of potential hazard to other aquatic species.

        Because of limitations with the EP used for the D.  magna chronic toxicity tests,
 some toxic wastes may not have been  identified.   For example, all  volatile chemicals
 were probably lost during the extraction process.   Also, the renewal-type test procedure
 used in the chronic  toxicity tests is  not as efficient  as continuous flow-through test
 systems for detecting nonpersistent chemicals.

        In summary,  the chronic  test results can be used to identify only those wastes that
 are potentially hazardous.   More in-depth tests under site-specific  conditions with
 several test organisms would be necessary to determine conclusively  if a waste was
 hazardous to a particular aquatic ecosystem.

        Comparison  of results from the second set of acute  toxicity tests, which were done
 28 days after  the first ones,  with results from the first set determined that the toxicities
 of some extracts increased during storage,  whereas those of others decreased (Table 16),
 but the differences are probably  not statistically significant for arsenic-contaminated
 groundwater,  soybean process cake, and metal processing  waste.  Data for the remaining
 extracts are insufficient for statistical analysis.
RECOMMENDATIONS

        The 28-day chronic toxicity test with D. magna can detect toxic materials  in
extracts (Table 18).    However, reproduction of D.  mag no  is affected by food supply.
Some neutralized test  extracts contained high concentrations of acetate, which can
stimulate bacterial reproduction.   Bacteria are food for D.  magna.   Acetate can serve
as food for bacteria, and this increased bacterial level could indirectly stimulate D.
magna reproduction.   Of the 15 tests in which both an acetate and dilution wateF
control were used,  12  showed no significant differences in reproduction and 3 showed
slightly higher fecundity in the acetate controls relative to dilution water controls.
These results may be explained by the concentration of acetate in  the water.  Results of

                                        55

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some of our other research suggest that low concentrations of acetate stimulate
reproduction,  but that concentrations ^0. 1% are toxic.   Nevertheless, interactions of
acetate with other toxic chemicals in the waste materials are not known.  These
interactions could have synergistic or antagonistic toxic effects on aquatic organisms,
which could make the interpretation of the test results more difficult.   Therefore,
additional work should be conducted to determine the effects acetic acid has on aquatic
organisms, and, if necessary, an EP to determine aquatic  toxicity should be developed to
correct  this problem.
REPRODUCIBILITY OF CHRONIC TOXICITY TEST

       There is little information on the reproducibility of results obtained with the 28-day
D. mag no chronic toxicity test, which was the test used in the above screening
experiments.  Therefore,  we did a study to determine if this chronic toxicity test will
yield reproducible results.

       We chose the azaarene, acridine,  as  the test material because of our experience
with it in testing  coal conversion products and wastes.   The materials and methods were
those used in the  above screening tests (Appendix D),  except that a series of test dilutions
were used instead of just two,  and 20 animals were used for each test concentration
instead of 10.  In this study,  "no observed effects" concentrations (NOECs) were
determined, which are defined as the highest concentration of a chemical that causes no
statistically significant observed effects on the test organisms compared with the controls.

       The  NOECs ranged between 0.4 and  1.6 mg/l of acridine in the four tests (Table
19).   The NOECs for survival, age at onset  of reproduction, and number  of broods per
        TABLE 19.  NOECs FROM FOUR TESTS ON THE CHRONIC TOXICITY
                           OF ACRIDINE TO D. MAGNA
                                                     NOEC  (mg/l) for test  No.
       Toxicity criterion
Survival
Occurrence of pri mi porous instar
Age at onset of reproduction
No. of broods/female
No. of young/brood
No. of young/female
0.8
0.8
0.8
0.8
0.4
0.4
1.6
0.8
0.8
0.4
0.4
0.4
0.4
0.8
0.4
0.4
0.4
0.4
0.8
0.8
0.4
0.8
0.4
0.4
                                        56

-------
female varied significantly among the four tests, but the NOECs for occurrence of
primiparous instar (when young are first present in the female's brood chamber), number of
young per brood,  and number of young per female did not vary at all in the four tests.
The latter two criteria were the most sensitive for estimation of the NOEC, since  their
NOEC (0.4 mg/l) was less than the value for occurrence of the primiparous instar
(0.8mg/l).

       The responses of D. magna to various acridine concentrations were usually not the
same among the four tests  (Table 20).  At 3.2 mg/l the results were identical among the
tests for five of the  six toxicity criteria,  but at this concentration all means were  zero
since reproduction was completely inhibited by acridine.  Results of the study by Canton
and Adema'2 on tne reproducibility  of a  21-day D. magna chronic toxicity test appear to
support our findings.  Variations in  the inhibition of reproduction were 20% or greater in
their duplicate tests with six compounds;  however,  NOECs appeared to be reproducible
in most of their experiments.   Our interpretation of their results is tentative since
statistical analyses were not provided.

       In conclusion, the D. magna static-renewal chronic  toxicity test using either the
number of young per brood or number of young per female as the  toxicity criterion is a
reproducible and sensitive test.
        TABLE 20.  VARIABILITY IN RESPONSE OF D. MAG NATO ACRIDINE
                    IN FOUR CHRONIC,  STATIC-RENEWAL TESTS*

                                        Significance of variation at acridine
                                               concentration (mg/l)


Toxicity criterion
Survival
Occurrence of primiparous
instar
Age at onset of reproduction
No. of broods/female
No. of young/brood
No. of young/female

0.0
(control)
NS
S

S
S
S
S
0.0
(methanol
control)
NS
S

S
S
S
S


0.2
NS
S

S
S
S
S


0.4
S
S

S
S
S
S


0.8
S
S

S
S
S
S


1.6
S
S

S
S
S
S


3.2
S
NS

NS
NS
NS
NS
 CNS, not significant at a = 0.05;  S, significant.
                                        57

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                                     SECTION 7

                                  PHYTOTOXICITY
PROBLEM DERNITION

       The problem posed to us by EPA was to develop and evaluate short-term screening
bioassay tests for determining whether materials extracted from a waste, as determined by
the EPf would be harmful to terrestrial plants if the leachate was used as irrigation water.
Toward this end  short-term root elongation and seedling growth assays were done on 17
extracts and one groundwater sample.  Problems were anticipated because of reports in
the literature that acetic acid/acetate ion, even at relatively low levels, can be
phytotoxic.13
METHODOLOGY

       Short-term (48- and 72-h) root (radicle) elongation tests were performed with
radish and sorghum in a controlled environment.  Longer-term (2- and 3-week) seedling
growth studies were carried out in pots under greenhouse conditions with wheat  and
soybean.   Parameters measured were root length in the short-term tests and root and shoot
dry weight (or length in some cases) in the longer-term tests.  Treated plants were
compared with plants grown in distilled water in the case of the short-term tests or a plant
nutrient solution in the longer-term study.   Treated plants received a 10% concentration
of the EP extract  (diluted with nutrient solution) in  most of the long-term tests to simulate
a tenfold dilution that EPA assumes will occur as water drains from a  natural landfill to
groundwater.  This groundwater could then  be  used to irrigate crops.  However, following
seedling  growth studies with acetic acid, we decided  to dilute the fluidized bed residue
and the power plant No. 1  treated scrubber  sludge samples to 2 and 8%,  respectively, to
reduce phytotoxic effects of acetic acid.  In the short-term tests, treated plants received
a series of concentrations of the EP extracts.  Preliminary results from radish and sorghum
treated with different concentrations of acetic acid showed inhibited plant growth only
when the acetic acid concentrations exceeded —5 ml of 0.5 N acetic acid per I (2.5
mea/l).  The highest concentration to be tested was chosen by diluting the volume of
acetic acid added during extraction to approximately  the 5 ml/I toxicity threshold.

       The plant species selected for these tests are important agriculturally and represent
the two major classes (monocotyledons and dicotyledons) of flowering plants.   Because of
the difference in  growth habits of these two  classes  of plants, they may respond differently

                                        58

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to various chemicals in their environment.  Of course, this is also true to a lesser extent
between individual  species of the same class,  but it was not feasible to test large numbers
of many different species.  More detailed methods are given in Appendices E and F.
RESULTS AND DISCUSSION

       Arsenic-contaminated groundwater was highly phytotoxic, showing 33% growth
reduction of radish roots (radicles) even at a 2% concentration.   Higher concentrations
(10 and 25%) reduced growth 70 and 59%, respectively.  However, at the highest
dilution (0.1%) there was a slight stimulation of root growth.

       Data from other tests in which extracts were obtained by the EPA EP are presented
in Tables 21 and 22.  Table 23 presents data on acetic acid effects (see "Problem Areas").
Table 24 is a summary of  the results  presented in these three tables.

       Of the coal processing wastes, three (power plant No. 2 fly ash, gasification
waste No.  1, and fluidized bed residue) were not toxic.  Retorted shale and power plant
No. 1  treated scrubber sludge reduced growth of the monocotyledon species (sorghum and
wheat) in both types of tests.  The  latter inhibited both root and shoot growth of wheat;
the former inhibited only root growth.  Raw shale caused a growth reduction  of 14% in
sorghum roots.  These three extracts were phytotoxic at less than a tenfold dilution.

       Power plant No.  1 scrubber  sludge was toxic to radish seeds in the root elongation
test even at a 10% concentration, but the same concentration was not toxic to sorghum.
Power plant No. 1 bottom ash and fly ash were only slightly toxic to either radish or
sorghum at concentrations exceeding 10%.   In the seedling growth studies power plant
No. 1  fly ash caused a slight but significant reduction of  wheat root weight but not shoot
weight.

       Results of the other two gasification wastes showed the waste designated No. 2 to
be the only one of the three which was toxic at a concentration less than 10%.  This
effect was seen in the seedling growth study with soybean roots.  Gasification waste
No. 3 caused 22 and 12% growth reductions of radish and sorghum roots, respectively, at
100% concentration.

       Municipal sewage sludge was the only one of six industrial wastes that was not
toxic.   Soybean process  cake significantly inhibited root growth of wheat and sorghum.
Although the latter monocotyledon species showed no effect at 50% concentration after
72 h, the waste was  toxic to wheat  exposed for 2 weeks even though the solution was more
dilute (10% concentration).   Metal processing waste also affected  monocotyledon root
growth significantly.
                                        59

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           TABLE 21 .  RADISH AND SORGHUM RADIC1.F LENGTHS*
Extract
Arsenic -contaminated
groundwater


Soybean process cake


Metal processing waste

Plater's waste




Raw shale



Retorted shale





Concentration
10
5
2
0.1
control
75
control
75
50
control
4
control
4
control
5
2
control
0.5
control
5
control
4
control
4
2
control
2
control
2
1
control
0.5
control
Seed
type
radish



radish
sorghum

radish
sorghum
radish



sorghum
radish

sorghum

radish

sorghum



Root length1
(mm)
8± 6
11 ±7
18 ±8
31 ± 12
27± 14
23 ± 10
22 ± 10
23 ± 10
28 ± 14
27± 12
27 ± 13
28 ± 13
29 ± 13
33 ± 13
14 ± 6
22 ± 8
28 ± 13
33 ± 12
31 ± 14
12 ±5
11±5
23 ± 12
24 ± 12
25 ± 11
29 ± 12
29 ± 12
25 ± 11
25 ± 13
25 ± 11
25 ± 11
29 ± 12
42 ± 18
38 ± 18
% Growth
reduction
70*
33*
0
—
0
15*
0
—
4
12*
50*
21*
—
0
—
0
4
—
14*
0
—
0
—
14*
14*
—
0
—
(continued)
                                   60

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(Table 21  continued)
Extract
Dye waste

Textile waste

Municipal sewage sludge

Power plant No. 1 fly ash

Power plant No. 1
bottom ash

Power plant No. 1
scrubber sludge

Concentration
(%)
10
5
control
10
5
control
0.5
control
5
2
control
5
control
20
control
20
control
30
control
30
control
100
control
100
control
10
control
10
control
Seed
type
radish
sorghum
radish
sorghum
radish
sorghum
radish
sorghum
radish
sorghum
radish
sorghum
Root length t
(mm)
21± 11
23 ± 10
25 ± 13
9±5
9±4
11±5
41 ± 17
38 ± 16
22 ±9
27 ± 11
28 ± 13
30 ± 11
33 ± 13
35 ± 12
33 ± 12
28 ± 9
29 ± 12
27± 15
31 ± 16
15 ± 13
I7± 15
21 ± 11
22 ± 12
20 ± 12
23 ± 13
16 ± 11
20 ± 15
38 ± 30
39 ±28
% Growth
reduction
16*
8
18*
18*
0
21*
4
9*
0
3
13*
12
5
13*
20*
3
(continued)
                                        61

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(Table 21 continued)
Extract
Power plant No. 1 treated
scrubber sludge

Power plant No. 2 fly ash

Fluldized bed residue

Gasification waste No. 1

Gasification waste No. 2

Gasification waste No. 3

Concentration
(%)
8
control
8
4
control
100
control
100
control
2
control
2
control
100
control
100
control
100
control
100
control
100
50
control
100
control
Seed
type
radish
sorghum
radish
sorghum
radish
sorghum
radish
sorghum
radish
sorghum
radish
sorghum
Root length'''
(mm)
32 ± 10
34 ± 12
30 ± 10
33 ± 12
33 ± 13
32 ± 10
34 ± 12
31 ± 11
32 ± 11
34 ± 13
36 ± 15
40 ± 14
42 ± 16
21 ± 10
21 ± 12
21 ± 11
23 ± 16
27± 12
25 ± 12
24 ± 13
19± 13
24 ± 12
32 ± 15
31 ± 17
22 ± 11
25 ± 9
% Growth
reduction
6
9*
0
6
3
6
4
0
9
0
0
22*
0
12*
*Radish and sorghum were grown at 25°C in the dark for 48 and 72 h,  respectively.
Controls were grown with distilled water and  compared with plants treated with the
indicated concentration of extract.
'Values given are mean ± S.D.
 Significantly different from controls at a 5% probability level.
                                       62

-------







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       Textile waste and plater's waste affected growth of the dicotyledon species (radish
and soybean), and plater's waste also inhibited wheat root and shoot growth.   Only one
of the extracts (dye waste) showed toxic effects  in all the tests.   This could have been due
to high concentrations of heavy metals, especially Cu, as indicated by analytical results.

       Only one extract which caused growth inhibition (gasification waste No. 3) was
not toxic in any test at a tenfold dilution.   All of the others inhibited growth in at least
one of the tests at that dilution or below it.  Four (plater's waste,  metal processing waste,
raw shale, and retorted shale) had possible acetic acid interference at tenfold dilution.
Fluidized bed residue was not tested at a tenfold dilution because of the acetic acid
problem.
PROBLEM AREAS

       We are quite confident in the root elongation test results.   Radish and sorghum
seeds are best suited for use in the original design of the germination chamber, but the
basic chamber can be custom-built to accommodate different seed  types.  The main
drawback in the results was caused by toxic interference of acetic acid.  Table 23
summarizes the effect of acetic acid on radish and sorghum seeds in the root elongation
bioassay and  wheat and soybean in the seedling growth study.   Metal  waste,  plater's
waste, raw shale,  retorted shale, textile waste, fluidized  bed residue, and power plant
No. 1 treated scrubber sludge could not be  tested at even  the 10% concentration because
of acetic acid interference.  As this problem is not inherent to  the bioassay procedure,
we maintain that the technique is acceptable for initial screening.  When acetic acid
concentrations are too high, it may be necessary to:  (1) use  more  dilute concentrations
and consider  tests valid only if there is growth inhibition;  (2) find suitable plant species
which are less sensitive to acetic acid at concentrations required by the EP; or (3) use
another leaching method.

       As is  normally  expected with biological systems, variability of the measured
parameters was high within and between tests.   We were able to reduce variability from
^75% in earlier tests to ^40% in later tests by sieving seeds  to obtain uniform size,
stabilizing temperature at 25°C, and staying as close to the designated incubation time as
possible.   Controls should be run during each test, and care must  be taken to treat
controls and treatment plants exactly the same during each test to  minimize experimental
error.

       Sand  was chosen for the seedling growth study because various types of soil
influence toxicity of phytotoxic substances depending on the amount of organic matter
present J^  However, the effect of soil organic matter on phytotoxic effects of solid waste
extracts or other potentially toxic substances is an area that needs further research.  This
is an  important consideration in assessing the hazards of toxic substances to the terrestrial
environment and in verifying these types of screening bioassays.
                                         68

-------
  TABLE 23. EFFECT OF ACETIC ACID ON WHEAT AND SOYBEAN PLANTS IN THE
      LONG-TERM STUDY AND ON RADISH AND SORGHUM SEEDS IN THE
                      ROOT ELONGATION BIOASSAY
Root
Seed
type
Wheat




Soybean





Radish



Sorghum



*
Acetic acid
(meq/l)
10
5
2.5
0.5
control
10
5
2.5
0.5
control

10
5
2.5
control
10
5
2.5
control
Length (cm)
5±2
9±2
8±3
13 ±4
12 ±4
5± 1
6±2
6±2
7±2
8±2
Length^ (mm)
23 ± 9
34 ± 13
44 ± 16
40 ± 16
24 ±8
31 ± 9
31 ± 12
34 ± 14
% Growth
reduction
58*
25*
33*
0
—
38*
25*
25*
13*
—

43*
15*
0
—
29*
9*
9
—
Shoot
Lengtfv (cm)
14±5
?9±5
17±6
19± 6
22 ± 8
6±2
9±2
8±3
11±2
10 ±3









% Growth
reduction
36*
14*
23*
14*
—
40*
10*
20*
0
—









*pH adjusted to pH 5.0 with 1 N NaOH.

^Values given are mean ± S.D.

*Significantly different from controls at a 5% probability level.
                                  69

-------
  TABLE 24. -SUMMARY OF RESULTS FROM THE ROOT ELONGATION BIOASSAY
                  AND THE SEEDLING GROWTH STUDIES*
Extract
Acetic acid













Soybean process
cake



Metal processing
waste*


Plater's waste1"





Raw shale*




Seed
type
radish


sorghum


wheat



soybean



radish
sorghum

wheat
soybean
radish
sorghum
wheat
soybean
radish


sorghum
wheat
soybean
radish
sorghum

wheat
soybean
Concentration
(%)
2
1
0.5
2
1
0.5
2
1
0.5
0.1
2
I
0.5
0.1
75
75
50
10
10
4
4
10
10
5
2
0.5
5
10
10
4
4
2
10
10
Toxic
Root
yes
yes
no
yes
yes
no
yes
yes
yes
no
yes
yes
yes
yes
no
yes
no
yes
no
no
yes
yes
no
yes
yes
no
no
yes
yes
no
yes
no
no
no
effects
Shoot
_ ^j
—
—
—
—
—
yes
yes
yes
yes
yes
yes
yes
no
—
—
_
no
no
—
—
no
no
—
—
-—
—
yes
yes
—
—
—
no
no
Acetic acid
(mea/l)














2.80
2.80
1.92
0.38
0.38
2.82
2.82
7.05
7.05
4.67
1.87
0.47
4.67
9.35
9.35
2.74
2.74
1.37
6.85
6.85
(Continued)
                                 70

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(Table 24 continued)
Extract
Retorted shalet





Dye waste^






Textile waste


Municipal sewage
sludge


Power plant No. 1
fly ash



Power plant No. 1
bottom ash


Power plant No. 1
scrubber sludge


Seed
type
radish
sorghum


wheat
soybean
radish

sorghum


wheat
soybean
radish

sorghum
radish
sorghum
wheat
soybean
radish*

sorghum*
wheat*
soybean*
radish
sorghum"
wheat
soybean
radish
sorghum
wheat
soybean
Concentration
(%)
2
2
1
0.5
10
10
10
5
10
5
0.5
10
10
5
2
5
20
20
10
10
30
10
30
10
10
100
100
10
10
10
10
10
10
Toxic
Root
no
yes
yes
no
yes
no
yes
no
yes
yes
no
yes
yes
yes
no
yes
no
no
no
no
yes
no
no
yes
no
no
yes
no
no
yes
no
no
no
effects
Shoot
_
—
—
—
no
no
—
—
—
—
—
yes
yes
—
—
—
—
—
no
no
—
—
—
no
no
-
—
no
no
—
—
no
no
Acetic acid
(mea/l)
2.0
2.0
1.0
0.5
10
10
2.65
1.32
2.65
1.32
0.13
2.65
2.65
5.0
2.0
5.0
2.50
2.50
1.25
1.25
2.85
0.95
2.85
0.95
0.95
1 .30
1.30
0.13
0.13
2.4
2.4
2.4
2.4
(Continued)
                                        71

-------
(Table 24  continued)
Extract
Power plant No. 1
treated scrubber
sludge'''


Power plant No. 2
fly ash


Fluid! zed bed
residue^


Gasification
waste No. 1


Gasification
waste No. 2


Gasification
waste No. 3



Seed
type
radish
sorghum

wheat
soybean
radish
sorghum
wheat
soybean
radish
sorghum
wheat
soybean
radish
sorghum
wheat
soybean
radish
sorghum
wheat
soybean
radish

sorghum
wheat
soybean
Concentration
(%)
8
8
4
8
8
100
100
10
10
2
2
2
2
100
100
10
10
100
100
10
10
100
50
100
10
10
Toxic
Root
no
yes
no
yes
no
no
no
no
no
no
no
no
no
no
no
no
no
no
no
no
yes
yes
no
yes
no
no
effects
Shoot
MM
—
—
yes
no
—
—
no
no
—
—
no
no
—
—
no
no
—
—
no
no
—
—
—
no
no
Acetic acid
(tnea/1)
2.80
2.80
1.40
2.80
2.80
2.50
2.50
0.25
0.25
2.0
2.0
2.0
2.0
0



0



2.7
1.35
2.7
0.27
0.27
*Significant difference was calculated with standard t-test comparing results of treated
plants with results of control  (Tables 21 and 22).
^"Possible acetic acid interference at a  10% concentration in  long-term studies.
* Plants used in root elongation bioassay.
^Plants used in seedling growth studies.
#Since significant growth reduction was marginal at the 100% concentrations, further
tests with more dilute solutions were not performed.
                                         72

-------
       While these data are difficult to interpret in terms of what extracts should be
considered nonhazardous to the environment, they do illustrate the complexity of
developing a screening protocol for potentially phytotoxic substances.   Because of the
variability among plant species in the way they respond to their environment, large numbers
of species should be  tested.  However, even with tests employing a  limited number of
species and conditions,  such as in the test presented here, potentially hazardous chemicals
may be identified or flagged for further testing.   We feel that materials which  proved to
be significantly different from controls in  at least one of the tests are, in fact,  potentially
hazardous.   A final determination cannot be made from terrestrial studies alone,  however,
but rather from an overview of the results  of all tested areas — mutagenic,  aquatic, and
analytical.
METHODOLOGY DEVELOPMENT

Radicle Elongation Chamber Design

        It became evident after initial radicle elongation tests in which the seeds were
germinated in petri dishes that a more efficient and reliable method would have to be
developed.   In petri  dishes seedlings grew in a coiled pattern, so that measuring them was
difficult and time-consuming.  Statistical  analysis of radicle elongation data indicated
that a minimum of 150 seedlings would be needed to demonstrate subtle treatment effects.
The time required to measure 150 seedlings was about 5 h, and accuracy was  poor.   A
radicle  elongation chamber was developed  which permitted more accurate measurements in
about one-tenth the time required when petri dishes were used.  This chamber, described
in detail in  Appendix E/ was designed to stand vertically with seeds and moistened blotter
paper sandwiched between two sheets of Plexiglas (Figure  E-l).   This resulted in downward,
straight growth of the radicles, enabling faster,  more precise measurement than was
possible previously.   This method was used successfully throughout the screening tests and
was perhaps the most important and useful  technique developed during the phytotoxicity
studies.

Seedling Growth  Studies

        Like the radicle elongation tests, a method for the longer-term seedling growth
studies was required that could be easily duplicated at other research facilities.   Therefore,
we chose to use sand as a growth  medium and a very simple water and extract application
technique.   Details of the methods are described in Appendix F.  Soil and other
artificial organic media were not used partly because  of anticipated standardization
problems and partly because organic  matter contained in soil has been shown to have an
attenuating effect on  certain phytotoxic chemicals, which would have confounded the
interpretation of results.  The sand culture medium proved very successful with the wheat
but only moderately successful with soybean.  Soybean plants grown in sand culture  did
not appear as healthy as we would have preferred.  A brownish discoloration of the roots
led us to believe  that there was some evidence of toxicity even in  the control plants.
                                         73

-------
Because of the large number of extracts needing routine screening tests and other problems
caused by acetic acid, we did not try to improve the method for growing soybeans until
very recently.  However, recent tests in which soybeans were grown hydroponidaily have
been very successful.  We suggest that this method should be considered for routine
screening.  Extracts to be tested can be added to the nutrient media and also sprayed on
the leaves as a mist.   In our test, bubbling air slowly through the nutrient medium was
necessary for normal root development.

       In our sand cultures one of the problems was how to apply uniform amounts of
extract to the plants in a simple and inexpensive way.   Originally we used a compressed
air system, plastic tubing, plastic bottles,  and Teflon-coated valves to apply the extracts
to a number of pots simultaneously.  After each test, tubing and bottles had to be
replaced and valves cleaned to prevent contamination of subsequent extracts.  Eventually
this method was discarded and extracts were measured in a graduated glass beaker and
poured directly onto the sand surface.  A squeeze-type atomizer was used for foliar
application.   This method proved to be adequate, with less time and expense required for
cleanup and replacement of tubing and bottles.

Effects of Temperature on the Growth of Radish and Sorghum Seedlings

       These studies were performed because of differences observed between growth of
control plants during separate  experiments.   Since we ran a control with each test, this
was no real problem as far as interpretation of test results.  However, there was a  need
to establish that differences between controls were due primarily to controllable variables
such as temperature and to a lesser extent to individual variability within plant species.
We had reason to believe that the temperature of our growth chamber had been affected
during some of our tests because of the installation of an exhaust fan in the growth  chamber.
We were also concerned that the temperatures at different levels in the growth chamber
could be different due to operation of the exhaust fan.  Subsequent tests with
continuously recording multipoint thermocouples,  however, showed very even distribution
of temperature throughout the  chamber.

       Four separate  tests with radish and sorghum were run at 25°C.   In these tests care
was taken to maintain a constant temperature in all tests, and all radish seeds were
allowed to grow exactly 48 h and all sorghum  exactly 72 h (Table 25).  In this way the
innate variability in population was determined.   Population means for sorghum ranged
from 30 to 34 mm (11 .8% difference),  and population means for radish ranged from 33 to
34 (only a 3% difference).  Thus innate differences within populations could indeed
account for some of the variability between test runs.  Other possible causes of
variability were discussed earlier.  These data generally support results from single test
runs in which differences between treatments and controls of about 12% or less were
usually not statistically significant.

       In another series of tests with radish and sorghum, temperature was varied at 5°
increments between 15 and 35°C (Figure 11).  Both radish and  sorghum grew least  at 15°C
(6 mm and 0 mm,  respectively),  with increasing growth rates up to a temperature of 30°C

                                         74

-------
                      TABLE 25.  VARIABILITY IN POPULATIONS
                         OF RADISH AND SORGHUM SEEDS*

                                                     Root length
                      Seed type                          (mm)

                      Radish                           33 ±12
                                                       34 ± 12
                                                       34 ± 12
                                                       34 ± 12

                      Sorghum                         34 ± 14
                                                       32 ± 11
                                                       33 ± 13
                                                       30 ± 13

                      *
                       Multiple tests were run at 25°C but at different
                      times.   Root length was measured after
                      incubation in a  controlled environmental
                      chamber in the dark.   Values given are mean ±
                      S.D.
(40 mm for radish and 46 mm for sorghum).  Increasing the temperature from 30 to 35°C
reduced growth in radish by 55% but had no effect on sorghum.   Based on these data the
best temperature for radish and sorghum growth is approximately 25°C, and we recommend
that further routine bioassay tests with radish and sorghum be conducted at 25°C.

Validation Tests with Known Phytotoxic Substances

       Seven known herbicides were tested for phytotoxicity by use of our routine root
elongation tests with radish (Table 26).  Concentrations of the various herbicides used
were "maximum permissible TEP elutriate concentrations"  listed in the March 24,  1978,
draft of section 3001  of EPA's Criteria, Identification, Methods, and Listings of Hazardous
Wastes.   All but one of the herbicides significantly inhibited  root growth at the
concentrations used.   Picloram was borderline, with an 11% growth inhibition (not
significantly different from controls);  it is known to initially affect mostly stem growth,
with only an indirect effect on root growth as  the plant matures.  We were surprised that
diquat reduced growth, since it is generally effective only in the  light.   However, both
diquat and dalapon were borderline in their effects,  each with only a  12% growth
reduction.  We can say conclusively that silvex,  Fenac, dichlobenil, and 2,4,-D were
phytotoxic to radish.  The need for testing with more than one species of plant and for
longer time periods is apparent here.  Time did not  permit further tests with our other test
species,  however.


                                         75

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               70
               60
               50
                                                      ORNL-OWG 79-13011
           I

           o  40
           UJ
           LU
           _J
           O
           Q

           or
               20
     O SORGHUM
I—   • RADISH
                                    20       25       30
                                      TEMPERATURE (°C)
                                            35
40
            Figure 11.   Radish and sorghum seeds were grown in germination
            chambers in the dark at various temperatures to quantify the effect
            of that parameter.   Temperature ranged from 15 to 35°C in
            i ncrements of 5°, and root length was measured after 48 h for
            radish and 72 h for sorghum.
Phytotoxicity of Acetic Acid

       To determine the amount of dilution necessary to test the EP extracts without a
confounding phytotoxic effect by the acetic acid used in the EP, we initially conducted
short-term radish and sorghum root elongation tests at varying concentrations of acetic
acid in voter with the pH maintained at 5.0.   The results of these tests (Table 24)
indicated that an extract containing no more than 5 ml of acetic acid  per I  would be
satisfactory for use in our tests with radish and sorghum.  We assumed at that time that
                                        76

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        TABLE 26.   EFFECT OF HERBICIDES ON RADICLE LENGTH OF RADISH
Herbicide
Dalapon
2,4-D
Diquat
Dichlobenil
Fenac
Picloram
Silvex
*
Concentration
(mg/l)
3.5
0
0.2
0
50.0
0
10.0
0
1.0
0
0.2
0
0.1
0
Root length
(mm)
29± 17
33 ± 17
21 ± 9
33 ± 17
29 ± 15
33 ± 19
5± 3
33 ±19
15 ± 8
35 ±19
31 ± 16
35 ±19
15 ± 7
35 ± 19
Growth
reduction
12*
36*
12*
85*
57*
11
57*
 Concentrations were chosen as discussed in the text.
j
 Values given are mean ± S.D.

 Significantly different from control at a 5% probability level.
this concentration would also be safe for wheat and soybean in the 2-week tests, and all
further testing was conducted under this assumption.  When time permitted, the same
tests were conducted with wheat and soybean in longer-term (2 and 3 weeks, respectively)
experiments, and we discovered that even 1 ml/I significantly reduced growth of wheat
shoots and soybean roots (Figure 12).   Growth reduction at this concentration, though
statistically significant, was borderline in both cases and  therefore probably had little  or
no influence on earlier tests with wheat and soybean in which this concentration was used.
However, in cases in which acetic acid concentration exceeded 1 ml/1 in the long-term
tests, the results could be misleading.  Results of the effects of plater's waste, metal
processing waste, and retorted shale on soybean and wheat are questionable because of the
concentration of acetic acid present in the extracts tested.
                                        77

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        60
   £   50
                                                 ORNL-DWG  79-13012
           I               I
—o— WHEAT ROOT
—
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                                     SECTION 8

                                  MUTAGENICITY
INTRODUCTION

        Because the concept of toxicity includes unnatural genetic activity (including
oncogenic,  mutagenic,  and teratogenic activity), EPA recognizes the  need for rapid and
effective methods for the detection of such activity in complex mixtures from the EP.

        The  bioassay protocol in this project is intended to serve as an  indicator of the
chronic hazards of mutagenicity and carcinogenicity.  Because of systemic differences
in reactivity to mutagenic substances,  a battery of assays has been employed.   The
approach taken involves microbial assays, both eukaryotic and prokaryotic,  which detect
point mutation specifically and DNA damage generally.

        Examination  of a concentrated  extract of the organic constituents of the EP
extract (in addition to the extract itself) was considered advisable because:  (1) the vast
majority of known chemical mutagens are of organic constitution;  (2) the concept of
threshold is  ill-defined  for mutagens and carcinogens; and (3) the EP extract was
anticipated  to be low in organic character.

       A further objective of this study was the validation of  the yeast and repair assays
with a series of known mutagens.  Our goal was to determine  the efficacy of metabolic
activation in these two  systems  and their sensitivity to various  mutagens.
METHODS

       According to the definition of a waste as a hazard (in 43 FR 58960) the
application of three assays for genetic activity would be required to delist a waste that
is listed as hazardous because of mutagenic activities.  The three tests specified are:
(1) gene  (point) mutations in bacteria;  (2) gene mutations in eukaryotes, either in
mammalian somatic cells in culture or in fungal microorganisms; (3) recombinogenic or
re pair-re la ted phenomena.   We have applied in these categories (I) the
Salmonella/microsome assay,  (2) the Saccharomyces canr/his+dual assay, and (3)  the
Salmonella uvrB repair assay.  We have had considerable previous experience applying
the Salmonella and Saccharomyces mutation assays to the analysis  of complex  mixtures,
                                       79

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hence their inclusion.   Because of the involvement of the uyrB mutation in the design of
the Salmonella assay, the Salmonella repair assay was selected for group three.
                            »
       The Salmonella/microsome assay utilizes a series of histidine-requiring mutants
that revert after treatment with mutagens to the wild-type state (histidine-independent).
Generalized testing  is accomplished by use of three strains (TA1537,  TA1538, and TA98)
that detect frameshift mutagens and two strains (TA1535 and TA100) that detect base-pair
substitution mutagens.

       The Saccharomyces assay utilizes both a forward and a  reverse mutation scheme.
Forward mutation is detected by the inactivation of the arginine permease gene,  leading
to resistance to the toxic antimetabolite canavanine.   Reverse mutation is monitored by
use of a histidine auxotroph which reverts by base-pair substitution.

       The Salmonella uvrB repair assay does not measure mutation per se, but rather
DMA damage induced by chemical treatment.  The test system employs paired,  identical
strains, except that one (TA1978)  has normal DMA  repair capabilities (uvrB*) and one
(TA1538) lacks a specific step (uvrB") in the enzyme pathways  responsible for DNA
repair.   Preferential killing of the repair-deficient strain by the test substance implies
that the material exerts its killing  effect by reacting with the cells' DNA, and therefore
may be mutagenic.

       Full details of the experimental procedures  for these assays are given in
Appendices G, H, and I.
VALIDATION STUDY

        Mutagens were chosen to include both directly and indirectly acting agents.
Both alkylating and intercalating moieties are represented.

Yeast Mutation Assay

        Table 27 gives dose-response results obtained with four directly acting mutagens.
The threshold of sensitivity appears to be in the 0. 1—1.0 u.g/ml range.   Extending the
treatment period decreases the  lower limit somewhat, but cytotoxicity increases
disproportionately, increasing sampling error (not shown).   Dose-response results for
indirectly acting mutagens are  given in Table 28.  Threshold sensitivity values fall in
the 10—50 pg range,  although there is a great deal of compound-specific variability.
It should also be noted that long incubation times are necessary to elicit a response.

Salmonella Repair Assay

        Inactivation curves were constructed for the two indicator strains by use of
selected mutagens.   The results are expressed as LDggS, shown in Table 29.  TA1978
generally displays a shouldered semilogarithmic inactivation curve,  typical of

                                        80

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       TABLE 27.  YEAST MUTATION ASSAY:  DIRECTLY ACTING MUTAGENS

                                                            conr/)07      HIS+/107
                                             % Survival      survivors      survivors
       Mutagen  and concentration              at 3 h          at 3 h         at 3 h


 Methyl methanesulfonate, %

   0.025                                         85             130            :34
   0.050                                         29             504           449
   0.075                                          6             550           787
   0.100                                          o             -            -
   control                                       ?00               !5              9

 Ethyl methanesulfonate, %

   0.25                                         107              85           366
   0.50                                          70             192           548
   0.75                                          48             200         1,003
    1.00                                          22             448         1,270
   control                                       100              24              9

 2(2-furyl)-3-(5-nitro-2-furyl) acrylamide, p.g

    25                                          85              56            98
    50                                          72             115            151
    100                                          48             284            189
   control                                       100               17            11

 Nitroquinoline-N-oxide, u.g
0.10
0.50
1.0
control
91
73
18
100
446
1,811
3,955
30
178
897
2,659
10
 ''All mutagens were unacfivated.
repair-competent strains.  TA1538 gives roughly linear semilog plots.   Generally, for a
DNA-active compound the ratio of the percent survival figures (% survival TA1538/%
survival TA1978) observed at the LD50 for TA1978 will be 0. 1 or smaller (Table 30, upper),

       Survival curves could not be obtained for several mutagens tested.   Table 30
(lower) shows survival data for the highest dose tested.   It appears that compounds
requiring metabolic activation are only marginally active in the repair assay.   The LDc0s

                                       81

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    TABLE 28. YEAST MUTATION ASSAY:  INDIRECTLY ACTING MUTAGENS
Mutagen and
concentration
2-Aminofluorene, (jg
With S-9
100
50
25
control
Without S-9
100
2-Aminoanthracene, |jg
With S-9
100
50
25
control
Without S-9
100
Benzo(a)pyrene/ u,g
With S-9
100
50
25
control
Without S-9
100
% Survival
3h


95
98
102
100

101


80
94
101
100

98


97
103
106
100

93
24 h


97
102
99
100

103


67
82
96
100

91


89
96
109
100

82
canr/107
survivors
3h


103
74
12
9

8


23
19
14
16

15


16
21
18
18

17
24 h


173
81
19
7

8


156
70
21
13

17


181
74
29
20

19
HISj/107
survivors
3h


28
20
11
8

7


8
6
11
9

8


4
7
11
8

9
24 h


47
24
10
8

9


39
17
9
11

10


52
36
17
9

12
(Continued)
                                 82

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(Table 28 continued)
Mutagen and
concentration
Dimethylnitrosamine, %
With S-9
4
2
1
control
Without S-9
4
8-Nitroquinol?ne/ u,g
With S-9
1000
500
100
control
Without S-9
% Survival
3h


100
99
103
100

97


68
84
97
100
93
24 h


97
104
111
100

91


56
79
92
100
71
canr/107
survivors
3h


105
103
74
28

25


22
19
16
17
21
24 h


215
224
153
31

26


151
48
21
16
19
HISVlO7
survivors
3 h


107
92
79
7

9


14
9
12
10
13
24 h


236
181
148
12

10


109
52
13
11
12
                                       83

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             TABLE 29.  LD50 VALUES FOR SALMONELLA REPAIR ASSAY

                                                               LD50 to)
                     Mutagen                        TA1978 uvrB+     TA1538 uvrB"
Methyl methanesulfonate, without S-9
Ethyl methanesulfonate, without S-9
Nitroquinoline-N-oxide, without S-9
2(2-furyl)-3-(5-nTitro-2-furyl) acrylamide, without S-9
8-Nitroquinoline
With S-9
Without S-9
6
71
20
1.4

no
> 1/000
0.8
15
0.15
0.3

12
130
for benzo(a) pyrene and dimethylnitrosamine with TA1538 were found to be 250 u.g and
50 mg, respectively;  other LDfjgs were not determined.
Conclusions

       The yeast mutation assay is suitable for the detection of directly and indirectly
acting mutagens.  Both alkylating and intercalating agents are detectable.  The repair
assay,  however, seems effective only with directly acting mutagens.   These are
principally alkylating agents.   Indirectly acting intercalating agents are marginally
active (if at all) in the repair assay.   The poor performance of the bacterial DMA repair
assay emphasizes that positive control performance data must accompany test results for
evaluation under RCRA.
ASSAY RESULTS

        The aqueous EP extracts and their XAD-2 concentrates have been tested in the
Salmonella/microsome assay, the Saccharomyces forward and  reverse  mutation assay,  and,
the Salmonella repair assay.   The assays were applied both with and  without metabolic
activation (both Ar- and phenobarbital (cpB)-induced rat liver S-9 mix were used).  The
aqueous extracts were tested as received;  the XAD-2 concentrates were taken up in 2 ml
of dimethylsulfoxide,  producing a 250-fold (v/v) concentration  of the organic material in
the aqueous extracts,  with the exception of the arsenic-contaminated groundwater, whose
concentration factor was 12.5-fold.   The dye waste was tested  only  as the XAD-2
concentrate.   For the sake of brevity, negative results are not shown.
                                        84

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          TABLE 30.  SALMONELLA REPAIR ASSAY: SURVIVAL AND
              SURVIVAL INDICES FOR SELECTED MUTAGENS
% Survival
Mutagen and concentration
Methyl methanesulfonate, 5 u.1,
no activation
Ethyl methanesulfonate, 50 ul
no activation
Nitroquinoline-N-oxide, 1 u.g,
no activation
2(2-furyl)-3-(5-nitro-2-furyl) acrylamide,
5 |ug, no activation
8- Nitroqu incline, 100 u.g
With activation
No activation
2-Aminofluorene, 1 mg
With S-9
Without S-9
2-Aminoanthracene, 1 mg
With S-9
Without S-9
Benzo(a)pyrene, 1 mg
With S-9
Without S-9
Dimethylnitrosamine, 100 mg
With S-9
Without S-9
TA1978
uvrB*
47
64
95
0.25
53
94
47
102
74
92
103
88
77
105
TA1538
uvrB~
0.13
5.9
0.7
0.007
0.5
58
55
97
50
86
9.6
120
28
108
Survival
index
0.003
0.092
0.007
0.028
0.009
0.617
1.170
0.951
0.676
0.935
0.093
1.364
0.364
1.029
"% survival TA1538/% survival TA1978.
                                85

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Salmonella/Microsome Assay

       The arsenic-contaminated groundwater was slightly mutagenic with the frameshift
strain TA98, but only upon metabolic activation with Ar-induced S-9 mix (Table 31).
The sample was not toxic at the concentrations tested.   The XAD-2 concentrate of
arsenic-contaminated waste was not mutagenic with the missense strain TA1535  (Table 32).
It was mutagenic with the frameshift strains TA1537 and TA98 and with the highly sensitive
TA100 strain.   It did not  require  metabolic activation, and the addition of S-9 mix
(Ar- or cpB-induced) reduced the mutagenic activity.   It was not toxic in the dose range
tested.  A dose-dependent  response was elicited.
                   TABLE 31.  SALMONELLA MUTATION:
          ARSENIC-CONTAMINATED GROUNDWATER EP EXTRACT
           Volume (u.1)
                                              Revertants/plate
TA98
TA100
          No activation
           control
           0.025
           0.050
           0.500
           5.000
 59
 NT*
 NT
 55
 45
  152
  NT
  NT
  107
  145
cpB activation
control
0.025
0.050
0.500
5.000
Ar activation
control
0.025
0.050
0.500
5.000

67
60
53
67
52

67
87
87
70
96

142
150
105
117
137

142
193
151
190
141
               not tested.
                                       86

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       TABLE 32.  SALMONELLA MUTATION:  ARSENIC-CONTAMINATED
                  GROUNDWATERXAD-2 CONCENTRATE
Revertants/plate
Volume {(j|)
No activation
control
2.5
5.0
JO
25
50
75
cpB activation
control
2.5
5.0
10
25
50
75
Ar activation
control
2.5
5.0
10
25
50
75
TA1535

12
NT1"
27
18
32
29
T*




NT




6
NT
11
15
22
13
16
TA1537

10
NT
16
4?
70
94
115




NT




7
NT
15
27
44
52
69
TA98*

59
59
153
268
500
690
563

67
59
96
NT
79
206
NT

67
82
97
NT
157
292
NT
TA100*

152
151
215
414
669
963
828

142
120
150
226
288
414
590

142
155
162
212
243
295
508
Average from two or three independent experiments.
    not tested.
 ,  toxic.
                                 87

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       None of the remaining wastes or their XAD-2 concentrates displayed mutagenic
activity, with or without metabolic activation.   Some cytotoxicity was encountered with
the plater's waste and the fluidized bed residue.

       In contrast,  data  from a pilot study of steam distillation extracts indicates a
frameshifting mutagenic activity that is extractable from the metal processing waste
(Table 33).   Higher activity was observed in methylene chloride extracts than in
cyclohexane extracts.
       TABLE 33.  SALMONELLA MUTATION:  STEAM DISTILLATE FROM
                         METAL PROCESSING WASTE

                                         Revertants/plate for given volume of
                                                 steam distillate (jj|)
                Steam-distillate         	
Strain*              extract              0    10   25    50    75    100    150
TA98*

TA100

cyclohexane
methylene chloride
cyclohexane
methylene chloride
31
31
76
^™ "
41
55
70
87
54
48
43
77
61
74
53
65
67
97
69
66
44
85
52
55
^M
107
—
^^m
*Ar-induced S-9.
t Average of two independent experiments.
Saccharomyces Mutation Assay

       The arsenic-contaminated groundwater sample was not mutagenic (Table 34).   The
XAD-2 concentrate of this sample was mutagenic without metabolic activation for a 24-h
exposure (Table 34).  A dose-dependent response was observed.   Metabolic activation
appeared to reduce the mutagenic potential of the XAD-2 concentrate.  Neither of these
test materials was toxic.

       None of the remaining test materials possessed detectable mutagenic activity.
No appreciable toxic effects were noted.

-------






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Salmonella DNA Repair Assay

       None of the materials displayed activity  in this assay, either with or without
metabolic activation.   Nonspecific toxicity was moderate for most wastes.
DISCUSSION

       Of the wastes discussed in this report, only the arsenic-contaminated groundwater
possessed detectable mutagenic activity.   For the purposes of bioassay,  the  mutagenic
principal in the  undiluted waste water is at the limit of resolution; XAD-2 concentration
was necessary,  however, to conclusively demonstrate mutagenic activity.

       The response of the Salmonella/microsome assay to the arsenic-contaminated
waste implies a frameshift mutation mechanism, which requires the addition or deletion of
DNA base-pairs.  Yeast results with this waste are similar, showing a moderate
preponderance of induced forward mutation to canr relative to induced reverion of the his
base-pair substitution.  This is typical for a response (by this system) to a  frameshifting
agent.

       The arsenic-contaminated groundwater and its XAD-2 concentrate  failed to elicit
a response  in the bacterial DNA  repair assay.  There are two key considerations:  (1) the
overall mutagenic  potency of the waste is moderate, (2) validation studies have shown
that the repair assay is particularly insensitive (although not unreactive) to frameshifting
agents.   Hence, it may not be significant to obtain a negative result  in this context.

       With regard to the negative results obtained  with the remaining wastes, the
aqueous extracts and XAD-2 concentrates of these materials are extremely deficient in
organic character.   The majority of organic mutagens are  not detectable at  the
parts-per-billion level.   Furthermore, inorganic mutagens (e.g.,  metals and metal
complexes) which might be present are commonly not detectable by the bioassays in
question.

       Our experience has shown that biological  testing— within the  limits  of the specific
system used —can be carried out  with complex organic  materials,  but perhaps only when
coupled with the appropriate analytical separation schemes.  An extrapolation to relative
biohazard at this point would be, at least,  premature.   A number of precautions are
given below.

       As  noted, aqueous materials will generally contain only low amounts of dissolved
organics which may be biologically active.   If it is the intent to determine  whether
mutagenic  components are present in a given mixture,  clearly,  a
concentration/fractionatton scheme  must be applied.   However,  the detection or
perhaps the generation of mutagenic activity may well  be a function of the chemical
fractionation scheme utilized.   The inability to recover specific  chemical classes or the
formation of artifacts by the treatment could well  corrupt the results obtained in addition

                                          90

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to the possibility of an inability to detect the specific biological end point chosen.
Along with the obvious bias that could accompany the choice of samples and their
solubility or the time and method of  storage, a number of biological discrepancies can
also enter into the determinations.   For example, concomitant bacterial toxicity can
nullify any genetic damage assay that might be carried out.   The dose-response
relationship may not be linear, and some other method for a quantitative comparison may
be mandatory.   The choice of inducer for the liver enzymes involved can be wrong for
selected compounds or mixtures.   Furthermore, induction of metabolic enzymes of rat
liver includes both activating and deactivating enzymes  for potential mutagens.  Results
with mixtures  requiring activation can be complex and different from those with pure
organic compounds.   Mutagenicity studies include not only proper metabolic activation
systems  but also appropriate quantitation of  the metabolic enzymes (determined by
titration studies) in the assays.  Mutagenic analyses of complex mixtures of organic
constituents activated with crude and complex enzyme homogenates require careful
examination and cautious interpretation.  The choice of strain in a reversion assay could
be inappropriate for selected active  components of a mixture; therefore, a battery of
tests should be considered, including an assay for forward mutation.

        Additionally, the applicability  of the generally used Salmonella test to other
genetic end points and the validation of the apparent correlation between  mutagenicity
and carcinogenicity still remains a point to  be validated through significant fundamental
research.  The question of a correlation between mutagenic potency in the Salmonella
assay and carcinogenic  potency should be treated with caution.    Again, the short-term
assays chronically show negative results for  certain substances with known  biohazard,
e.g.,  heavy  metals and certain classes of organics.   Similarly, compounds involved  in
or requiring cocarcinogenic phenomena would presumably go undetected.   Recent
studies do point to synergistic effects between compounds that may further  complicate
quantitative interpretation of results with complex mixtures.

        As a prescreen to aid the investigators in ordering their priorities,  short-term
testing appears to be a valid approach with  complex mixtures.   Over-interpretation at
this stage of research,  especially with respect to relative hazard or negative results,
should be avoided.
                                        91

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                                  REFERENCES
I.   Friedman,  D.,  and A. S.  Corson.   Preliminary Draft Background Document,
     Hazardous Waste Identification Listing, Toxicity Section 250. 12(F) EPA,  Office of
     Solid Waste, Hazardous Waste Management Branch (WH-565), Washington, D. C.,
     November 14,  1977.

2.   Junk,  G. A.,  C. D.  Chriswell, R. C. Chang,  L. D. Kissinger, J. J. Richard,
     J. S.  Fritz, and H. H.  Svec.   Applications of Resins for Extracting Organic
     Components from Water.  Z. Anal. Chem., 282:  331,  1976.

3.   Yamasaki, E.,  and B.  N. Ames.   Concentration of Mutagens from Urine by
     Adsorption with the Non-polar Resin XAD-2:  Cigarette Smokers Have Mutagenic
     Urine.   Proc.  Natl. Acad. Sci. USA, 74: 3555,  1977.

4.   Griest, W.  H.    Multicomponent Polycyclic Aromatic Hydrocarbon Analysis of
     Inland Water and Sediment.  In: Proceedings of the International Symposium on
     Analysis of Hydrocarbons and Halogenated Hydrocarbons in the Aqueous Environment,
     McMaster University, Hamilton, Ontario, Canada,  May 25-27,  1978.  In press.

5.   Griest, W.  H., M. P.  Maskarinec, S. E. Herbes,  and G. R. Southworth.
     Multicomponent Methods for the Identification and Quantification of Polycyclic
     Aromatic Hydrocarbons  in the Aqueous Environment.  Presented at the Symposium
     on Analysis of Waters Associated with  Alternate Fuel Production,  Pittsburgh,
     Pennsylvania, June 4-5,  1979.  Submitted for ASTM-STP.

6.   Hamersma, J. W., S.  L.  Reynolds, and R. F. Maddalone.   IERL-RTP Procedures
     Manual:  Level  1 Environmental  Assessment.  EPA-600/2-76-160a, U. S.
     Environmental Protection Agency,  Washington,  D. C.,  June, 1976.   p. 97.

7.   Bellar, T. A.,  and J.  J.  Lichtenberg.  Determining Volatile Organics at
     Microgram-per-liter Levels by Gas Chromatography.  J. Am. Water Works Assoc.,
     65:  739, 1974.

8.   Grob, K.   Organic Substances in Potable Water and Its Precursor:  Part I.  Methods
     for Their Determination by Gas-Liquid Chromatography.   J. Chromatogr., 84:
     255, 1973.
                                       92

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 9.    Kurtz, D. A.   Analysis of Water for Chlorinated Hydrocarbon Pesticides and PCB's
      by Membrane  Filters.  In: Trace Organic Analysis, A New Frontier in Analytical
      Chemistry, Proceedings of the 9th Materials Research Symposium.   NBS Special
      Publication 519,  U.S. Government Printing Office, Washington,  D. C.,  1979.
      p. 97.

10.    Christensen,  H. E., E.  J. Fairchild,  B. S. Carroll, and R. J. Lewis,  Sr. (eds.).
      Registry of Toxic Effects of Chemical Substances, 1976 Ed.   U. S.  Department of
      Health, Education, and Welfare, Rockville, Maryland, June, 1976.  p.  112.

11.    Klein, D.  H., A. W. Andren, J. A.  Carter, J. F. Emergy,  C. Feldman, W.
      Fulkerson, W. S.  Lyon, J. C.  Ogle,  Y. Talmi, R. I.  Van Hook,  and N. Bolton.
      Pathways  of Thirty-seven  Trace Elements Through [a] Coal Fired Power Plant.
      Environ. Sci.  Technol., 9:  973, 1975.

12.    Canton, J. H., and D.  M. M. Adema.  ReproducibiIity of Short-term and
      Reproduction Toxicity Experiments with Daphnia magna and Comparison of the
      Sensitivity of  Daphnia magna with Daphnia pulex and Daphnia cucullata in
      Short-term Experiments.   Hydrobiologia, 59:   135, 1978.

13.    Lynch, J. M.   Phytotoxicity of Acetic Acid Produced in the Anaerobic
      Decomposition of Wheat Straw.   J. Appl.  Bacterial.,  42:  81, 1977.

14.    Upchurch, R.  P., and D.  D. Mason.   The Influence of Soil Organic Matter on
      the Phytotoxicity of Herbicides.  Weeds,  10:  9,  1962.
                                       93

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                                  APPENDIX A

                       EXTRACTION PROCEDURE (43 FR 58956)
(A) EQUIPMENT
     (I)  An agitator which, while preventing stratification of sample and extraction
         fluid, also insures that all sample surfaces are continuously brought into contact
         with well-mixed extraction  fluid.

    (II)  Equipment suitable for maintaining  the pH of the extraction medium at a selected
         value.

(B) PROCEDURE
     (I)  Take a representative sample (minimum size 100 g) of the waste to be tested.
         Separate sample into liquid  and solid phases.  The solid phase is defined as that
         fraction which does not pass through a 0.45-u.m filter medium under the
         influence of either pressure, vacuum, or centrifugal force.  Reserve the liquid
         fraction under refrigeration  (1 — 5°C) for further use.

    (II)  The solid  portion of the sample, resulting from the separation procedure above
         or the waste itself (if it is already dry), shall be prepared either by grinding to
         pass through a 9.5-mm (3/8 in.) standard'sieve or by subjecting  it to  the
         structural integrity procedure.

    (Ill)  Add the solid material from  paragraph II  to 16 times its weight of deionized
         water. This water  should include any water used during transfer operations.
         Begin agitation and extract  the solid for  24 ± 0.5 h.  Adjust the solution  to
         pH 5 and  maintain  that pH during the course of the extraction using 0.5 N
         acetic acid.  If more than 4 ml of acid for each g  of solid would be required to
         maintain the pH at 5, then once 4 ml per g of solid has been  added, complete
         the 24-h extraction without adding any additional acid.  Maintain the sample
         between 20-40°C during extraction.
                                        94

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(IV)  At the end of the 24-h extraction period, separate the sample into solid and
     liquid phases as in paragraph I.   Adjust the liquid phase with deionized water
     so that its volume is 20 times that occupied by a quantity of water at 4°C equal
     in weight to the initial sample of solid (e.g., for an initial sample of 1 g,
     dilute to 20 ml).  Combine this liquid with the original liquid phase  of the
     waste.  This combined liquid, including precipitate which  later forms from it,
     is the Extraction Procedure extract.
                                     95

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                                  APPENDIX B

                                  EXTRACTOR
APPARATUS
       Apparatus used in the extraction is shown in Figures B-l to B-11.  Commercial
apparatus utilized included;  IEC constant-temperature centrifuge;  Mi Hi pore filtration
assembly (cat. no. YY42-142-00, filter cat. no. HAWP-142-50);  Chemtrix pH
controller (cat. no. 45A);  Masterflex tubing pump and pump head (cat. no. 7045-10
and 7013-00); Cole-Palmer stirring motor (cat. no. 4558).

GLASSWARE  CLEANING AND REAGENTS

       Prior to extraction, all glassware and extractors were cleaned with detergent
followed by dilute nitric acid, then thoroughly rinsed with au toe laved deionized water
from a Mi Hi pore Milli-Q water purification system.   The deionized water was then
autoclaved (15 psig, 127°C/  20 min) before use in cleaning and extracting. In all cases,
reagent-grade chemicals were used.
                                       96

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                                                        ORNL-OWG 79- «
         ,GEARMOTOR
 CONTROLLER
                 u
VESSEL
COVER^
                VESSEL
                               -STIRRING ROD
         FRONT
SIDE
 Figure B-1.   Extraction apparatus.
                               97

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MATERIAL: 316 STAINLESS STEEL
DIMENSIONS ARE  IN  INCHES
                                                        ORNL-DWG 79-10312R

                                           5 OD x 0.065 WALL TUBING
     Figure B-2.  Extracting vessel.
                                   98

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                                                             ORNL-DWG 79-10313R
                                            
                     ^
                       \
                                                                            13
                                                         a
                              30°  3/4
               MATERIAL-316 STAINLESS STEEL
               DIMENSIONS ARE  IN INCHES
                 Figure B-3.   Stirring rod.
                                      99

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                                                    ORNL-DWG  79-10314R
                                         TYP
                                                       V4 DIA. HOLE
          0.060 SHEETMETAL-
                                           9/l6 DIA. BAR STOCK-
TYP
                      NO. 38 DRILL
                      TAP 5-40 NC
                      1/8 LONG  CUP POINT SETSCREW'
           MATERIAL-316 STAINLESS STEEL
           DIMENSIONS ARE IN INCHES
       Rgure B-4.  Upper stirring blade.
                                100

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                                  ORNL-DWG 79-10315R
                  MATERIAL:  PLEXIGLAS
                  DIMENSIONS ARE IN INCHES
                                      DIA
                5/16
                               V4
                        U
4V8-
                                   BEVEL Vi6 x 45°
Figure B-5.  Vessel cover.
                    101

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                                                           ORNL-DWG 79-10316R
           V16 COUNTERBORE  'A DEEP
           H DRILL THROUGH TWO PLACES
           ON  53/4 B.C.-
N0.7 DRILL
TAP '/4-20 NC
      SECTION A-A
MATERIAL-6061 T6 ALUMINUM
DIMENSIONS ARE IN INCHES
                                                                   2.70 REF
       figure B-6.   Part No. 1.
                                  102

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                                    ORNL-DWG 79-10317R
      NO. 7 DRILL 1-in. DEEP
      TAP V4-20 NC  3/4 DEEP
      3 HOLES

\
6






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j







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V?



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(l 	
	 	 M
1 	 — .


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t





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S



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MATERIAL 6061T6 ALUMINUM
MAKE  2
                      PART NO. 2
                -V4 DIA, 8 HOLES
  I          I/         I
-©—     —©—    —©—
                                TT|
                11V2
                                      V2
MATERlAL-iVz x 
-------
                                               ORNL-DWG 79-10318
                                             1/4
                                                         r~
5V2
o
i
        - o
                            NO. 11 DRILL

                             2 HOLES

                               3/8 DIA
                          TYPICAL 8 HOLES
                                            — o-
   -3/2-
                                                      PLATE
                                                17^/4
                                                    111/2
                                                         L
                                   MATERIAL: 6061 T6 ALUMINUM

                                   DIMENSIONS ARE IN INCHES
               Figure B-8.  Part No. 4.
                              104

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f/4 DIA

6 HOLES-
    -1V8
                                                ORML-DWG 79-TO319R
                                                      3/4
                       -O-
                        I
                                — o-
 I
-o-
                                           • 2'/2
                            •12-
                                                      r
                                                          2
-------
                                             0120-79
                                                       ?«    i     •
Figure B-10.   Extraction apparatus.




                             106

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                                         0119-79
Figure B-l 1.  Laboratory set-up for EP.
                           107

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                                APPENDIX C
                 EXPERIMENTAL PROTOCOLS FOR CHEMISTRY
       The procedures employed for the chemical analysis of the EP extracts of solid
wastes are described below.  Specific GC conditions are given in Table C-l. Carrier
gas flow rates should be optimized for the particular instrument used.
           TABLE C-l.   GC CONDITIONS FOR ANALYSIS OF ORGANIC
                           CONCENTRATE FRACTIONS
Fraction
Polar


PCB/pesticide


Diaromatic,
polyaromatic, and
heteroaromatic
Volatile organ! cs


Polar, and
o-nitroaniline
GC column
10ftx0.125in. O.D.,
glass, 4. 8% Dexsil 400
on 1 00/1 20 Gas Chrom Q
3 ft x 0.25 in. O.D.,
glass, 1.5%OV-101
on 1 00/1 20 Gas Chrom Q
10ft xO. 125 in. O.D.,
glass, 4.8% Dexsil 400
on 1 00/1 20 Gas Chrom Q
50 m glass capillary,
0.2% diethylene glycol
succinate
42 m glass capillary,
0.25% Carbowax 20- M
Column
temperature
(°C)
100-320
at 4°/min

130-230
at 2°/m\n

100-320
at 4°/min

-70*-! 75*
at l°/mint

1 1 0-200
at 2°/min
*
Detector
FID


ECD


FID


FID


FID

  FIDf flame ionization detector; ECD, electron capture detector.
  Column temperature during thermal desorption of Tenax cartridge.
 +
  Column temperature during analysis.
 §
  Initial work only.  Dexsil 400 packed column used for most of analyses.
                                     108

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PREPARATION OF ORGANIC CONCENTRATE
                                                 I                        2
       This procedure is based on work by Junk et al.   and Yamasaki and Ames.    A
500-ml aliquot of the EP extract is adjusted to pH 6.8 with Na3PO4 and to 20 mmho/cm
conductance with NaCl.  This preparation is then passed through 4 g of XAD-2 (Isolab,
Inc.) at a flow rate of 1.2 ml/min.  The column is rinsed with 15-20 ml deionized water,
and then adsorbed constituents are eluted with 10 ml redistilled acetone.  The acetone
eluate is evaporated under N2 to dryness and dissolved in 10 ml cyclohexane for further
fractionation.  This procedure is carried out in quadruplicate  to provide duplicate samples
for chemical analysis and mutagenicity testing.

FRACTIONATION OF ORGANIC CONCENTRATES

       The cyclohexane sample  resulting from the XAD-2 procedure is fractionated by
column chromatography.  It is passed through 10 g  of Florisil, eluted with 150 ml of
6/1 hexane/benzene, and passed through 20 g of neutral, activity III (4% moisture)
alumina with 150 ml hexane followed by 150 ml 6/1 hexane/benzene,  160 ml 2/1
hexane/benzene, and 150 ml of  acetone.  Each fraction is concentrated to 1  ml with dry,
flowing nitrogen under reduced temperature and pressure.

ANALYSIS OF PCB/PESTICIDE FRACTION
       Five microliters of the hexane eluate of the alumina column are analyzed by
packed-column GC with electron capture detection and temperature programming.
External  standards are used for calibration.

ANALYSIS OF PARAFFIN/MONOAROMATIC/DIAROMATIC FRACTION

       Five microliters of the hexane eluate of the alumina column are analyzed by
packed-column GC by flame ionization detection and external standardization.


ANALYSIS OF DIAROMATIC AND POLYAROMATIC FRACTION

       Five microliters of the 6/1 hexane/benzene  and 5 ul of the 2/1  hexane/benzene
fractions  are analyzed by the same GC  conditions as noted immediately  above.

ANALYSIS OF OTHER HALOGENATED OR POLAR ORGANICS
       A scan for the presence of other halogenated compounds is carried out for each of
the other benzene fraction concentrates obtained from the alumina step  in the
fractionation scheme.   Five microliters from each fraction are injected into a gas
chromatograph equipped with a  10-ft OV-101 column at 180°C and an  electron-
capture detector.  Further scans are  set up for detection of polar compounds  retained
by the Florisil and  alumina columns during fractionation.  These columns are  further
eluted with 150 ml redistilled acetone, which is then concentrated to 1  ml with dry,
flowing nitrogen.  Five microliters of this acetone  concentrate are injected into a gas
chromatograph equipped with a 42-m glass capillary column (0.25% Carbowax 20-M) and
temperature-programmed from 110 to  200°C at 2°/min.   Flame ionization detection is
used.  Later studies employed the packed Dexsil 400 column.

                                      109

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ANALYSIS OFo-NITROANILINE

       A 50-ml aliquot- of the arsenic-contaminated groundwater is extracted four times
with 20 ml of methylene chloride, and the combined organic layers are concentrated to
1 ml by dry, flowing nitrogen under reduced temperature and pressure.  A 0.4-pl sample
is analyzed by GC on the Carbowax 20-M capillary column as described immediately
above.

ANALYSIS OF VOLATILE  ORGANICS
                                                       3
       The procedure is a  modified version of that by Grob.   The aqueous sample (5 ml)
is purged with N2 at 100 ml/min for 45 min into a 1  cm x 1 mm precolumn  packed with
2 mg Tenax (60—80 mesh) and 1 mg Florisil,  in series.   The volatiles are desorbed from
the precolumn in the injector (250°C) of a gas  chromatograph with  the analytical
column held at -70°C.   The analytical column is a 50-m glass capillary coated with 0.2%
diethylene glycol succinate. The pollutants are detected by flame ionization during a
temperature-programmed run from 0 to 175°C at l°C/min with  a 32-min final hold.
Quantification is carried out with external standards treated similarly.   Samples are
analyzed in duplicate.

ANALYSIS OF DISSOLVED METALS
       Duplicate aliquots  of the  EP extracts are directly analyzed  for metals by flameiess
graphite furnace AAS.  Calibration is conducted with external standards,  and ore
sample aliquot is spiked to check  recoveries.

       Aliquots of EP extracts for Hg  determination are preserved by addition to a
nitric acid/dichromate solution immediately after generation and are worked up for cold
vapor flameiess AAS analysis by a published procedure.

       Selenium is chelated and extracted into toluene by a published procedure prior
to analysis by flameiess graphite furnace AAS.

       Arsenic is determined by an arsine accumulation—helium glow detector
procedure.

REFERENCES FOR APPENDIX C

1.  Junk, G. A., C. D.  Chriswell,  R. C.  Chang,  L.  D. Kissinger, J. J. Richard,
       J. S. Fritz, and H. H.  Svec,  Applications of Resins for  Extracting Organic
       Components from Water.   Z.  Anal.  Chem., 282:331,  1976.
2.  Yamasaki,  E., and B. N.  Ames.   Concentration of Mutagens from Urine by
       Adsorption with the Non-polar Resin XAD-2:  Cigarette Smokers Have Mutagenic
       Urine.   Proc.  Natl. Acad. Sci.  USA, 74:3555,  1977.
3.  Grob, K.   Organic Substances in Potable  Water and Its Precursor: Part I.  Methods
       for Their Determination by Gas-Liquid  Chromatography. J. Chromatogr., 84:
       255, 1973.


                                      110

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Feldman, C.   Perchloric Acid Procedure for Wet-ashing Organics for the
   Determination of Mercury (and Other Metals).  Anal. Chem., 46: 1606, 1974.
Talmi, Y., and A. W. Andren.   Determination of Selenium in Environmental
   Samples Using Gas Chromatography with a Microwave Emission Spectrometric
   Detection System.   Anal. Chem.,  46; 2122, 1974.
Feldman, C.   Improvements in the Arsine Accumulation—Helium  Glow Detector
   Procedure for Determining Traces of Arsenic.  Anal. Chem.,  51: 664, 1979.
                                 Ill

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                                  APPENDIX D

    MATERIALS AND METHODS FOR THE AQUATIC TOXICITY SCREENING TESTS
       The tests, in order of occurrence, were:  (1) A preliminary 48-h acute toxicity
determination;  a few  test concentrations over a wide range.  (2) A definitive 48-h
acute toxicity test;  test concentrations over a narrower range than in (\).  (3) A 28-day
life-cycle, chronic toxicity test;  two dilutions  (1:100 and 1:1000) of the extract.
(4) A final 48-h LC$Q determination (this determined if the  toxicity of the extract had
changed during the 28-day life-cycle test).

ACUTE TOXICITY TESTS
       Laboratory-cultured, first-instar Daphnia magna,  less than 24 h old, were the
test animals.   Five organisms were exposed to 80 ml of extract solution in covered
100-ml glass beakers.   Temperature was maintained at 20 ± 0.5°C in an environmental
chamber with alternate light/dark periods of 1 2  h each.  The dilution water used was
well water with a pH of 7.8, an alkalinity of 119 mg/l, and a hardness of 140 mg/l.
The extracts were neutralized to pH 7.0 with NaOH.   The pH of the extract dilutions
was measured at the beginning and conclusion of each test.

       Serial geometric dilutions with well water were made for each extract.   The
concentration of each extract solution was 60%  of the preceding one.   The range of
dilutions was selected to bracket 48-h LC5Q values obtained from preliminary toxicity
tests.  Controls consisted of animals exposed to:  (1) well water without extract, or
(2) neutralized hydrochloric or acetic acid equal to the highest concentration of acid
used in the acute toxicity tests.   All  tests were done in triplicate.   The range of
dilutions was selected to bracket 48-h LC5Q values predicted from preliminary toxicity
determinations.   Additional control beakers were included  containing a concentration
of neutralized acetic acid equal to the highest concentration used in the acute toxicity
tests.  Control beakers of dilution water without added extract were also included.
Values for 48-h LC5Q and 95% fiducial intervals were obtained by computerized PROBIT
analytical procedures.

CHRONIC TOXICITY TESTS
       The test animals were first-instar D.  magna less than 24 h old.   They were
exposed individually to 50 ml of either 1:100 or 1 ;1000 dilution of the extract in
covered 100-ml beakers.   Temperature and  lighting conditions were the same as for the
acute tests.   In each  test, 40 animals were used as  follows:  10 were exposed to each

                                       112

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test dilution, 10 to well water only, and 10 to neutralized acetic or hydrochloric acid
at the same concentration as used in the 1:100 dilution (acid was used in the EP,
therefore an appropriate control was necessary).   The animals were transferred to freshly
prepared test solutions three times a week,  and at those times they were fed 2 mg of
prepared trout chow.   At the time of transfer, the number of young and number of broods
present in each beaker were counted.  The pH of the test solutions was measured at
the beginning and end of each test.   The tests lasted 28 days, or less  if all animals  had
died before that time.
                                      113

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                                  APPENDIX E

                             RADICLE LENGTH ASSAY
       Two levels of tests were completed on 17 solid waste extracts by use of the EP.
Of these, 11 were from coal processing plants and 6 were from various types of industrial
plants.   One test was  run on arsenic-contaminated groundwater taken from a well near
a disposal site.   Level one studies consisted of a root elongation bioassay of radish
(Raphanus sativus L.  c.v.  Early Scarlet Globe) and sorghum (Sorghum vulgare var.
saccharatum c.v. Sugar Drip) seeds.   In previous tests/  seeds were germinated in petri
dishes and  root (radicle) lengths of treatment and controls were compared.
However, the time required to measure root lengths was so great due to their coiled
growth pattern that it was not practical to use enough seeds for good statistical
comparisons.  Therefore,  we developed special vertical germination chambers which
took advantage of the geotropic growth response of plants, resulting in straight hypocotyl
growth and a tenfold reduction in measurement time.

       One approach to reduce variability was to sieve seeds to separate them into size
categories.  U.S.A. standard testing sieves numbers 8,  10,  and 12 with openings
(in mm) of  2.36,  2.00, and 1.70,  respectively, were used for separation.   Within a
test only one seed size was used for controls and test  dilutions.   Although  200 seeds
were used for each treatment, only 150 seeds were actually measured.  The excess
allowed for exclusion of nongerminoting seeds and for radicles which were  less than 5 mm
long.

       The germination chambers were constructed of 3-mm-thick Plexiglas (Figure E-l)
with inside dimensions  of 10 cm high x 1.5 cm wide x 71 cm long.   The size of the
chambers was determined by the size of the incubator in which they were to be used.
Chambers were mounted on a  Plexiglas base support.   Two pieces of 3-mm-thick
Plexiglas were cut to an appropriate size to fit inside a chamber but extended above the
chamber sides about 3 cm for convenience in handling.  One hundred depressions
(drilled with an electric drill and bit) spaced at 2-cm intervals in staggered rows 2 cm
apart across one of the Plexiglas sheets served as seed counters, seed spacers, and to
help hold the seeds in place.  Seeds were placed on the Plexiglas sheet and brushed
into the depressions.   A piece of blotter paper  was saturated with the solution to be
tested and  pressed firmly against the seeds until impressions were seen.  Additional test
solution, up to a total  of 100 ml for 48-h tests and 125 ml  for 72-h tests, was
added to the germination chambers.   We recommend that initially the blotter paper be
saturated with the extract in a flat tray rather than standing on edge in the chambers,
since standing on edge could result in differential movement of chemicals up the paper
causing chromatographic separation and variable doses to seeds at different positions.
The second Plexiglas sheet was positioned so that the seeds and blotter paper were
sandwiched in between the two sheets of Plexiglas, which were than taped securely on
the sides and top and placed vertically into the chamber.   A Plexiglas lid was placed on

                                       114

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                                          ORNL-DWG 78-13072
                                             COVER
                                            INDENTATION
                                            FOR SEEDS
                                            SEED
                                            BLOTTER PAPER
                                            PLEXIGLAS
                                           PLEXIGLAS
                                           TROUGH
                                           LEACHATE
Figure E-1.    Germination chamber.
                   115

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top to reduce evaporation.  The entire apparatus was then placed in an unlighted
incubator set at 25°C.  A small fan was installed in the growth chamber to exhaust
volatiles after some tests had already been made.   The fan affected the chamber
temperature, thus thermostat adjustments were necessary.   During this period of
adjustment, tests continued, to avoid delay.  Since controls are run with each test, we
were  not concerned about effects of these temperature differences between tests.   We
used two chambers (200 seeds) for each test solution or for each concentration of a
particular solution and two chambers containing distilled water as controls.   After
a predetermined time period (48 h for radish, 72 h for sorghum) the chambers
were  removed from the incubator and the root lengths were measured with calipers.

        For cleaning, the chambers were filled with an appropriate cleaning solution
(0.1 N  HCl) and allowed to stand until their next use, when they were rinsed with
distilled water.  The rest of the apparatus v/as washed with two pipette washers,  one
containing 1  N HCl and one connected to a distilled water supply for rinsing.

        Acetic  acid was used in the EP to maintain  the pH of the extract at approximately
pH 5.0.  Since acetic acid is toxic to plants, the  highest concentration of extract used
in the root elongation test was the concentration having less than 5.5 ml/1 of 0.5 N^
acetic acid.   In preliminary tests this and higher concentrations of the organic acid
were  toxic to radish,  sorghum, wheat, and soybean seeds (Table 23).

        The material referred to as the arsenic-contaminated groundwater sample  was
not carried through the  EP,  but was diluted directly from the original  solution for the
root elongation tests.   Since this particular waste was extremely toxic (based on an
initial test with radish seeds) and safety problems were not yet resolved, further study
(greenhouse testing) was not undertaken.
                                        116

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                                    APPENDIX  F

                           SEEDLING GROWTH ASSAY

       The long-term seedling growth studies were conducted with wheat (Triticum
aestivum c.v. Bear) and soybean (Glycine max c.v. Centennial).  Soybean plants were
grown in 1 I of sand and wheat in 1 .5 I.   To 1 I of sand (sand which passes through a
25-mesh sieve) was added 350 ml of a 10% concentration of a solution containing the EP
extract plus plant nutrients (20-20-20 N-P-K, plus micronutrients, one tablespoon per
gallon of solution; Ralston-Purina,  St. Louis, Mo.).  There were 50 wheat seeds in each
of 5 containers and 15 soybean seeds in each of 10 containers, giving a total of 250 and
150 seeds, respectively.

       Sand was selected as a growth medium to eliminate potential confounding of test
results by attenuation of toxicants associated with clay particles and organic matter
present in natural field soils.   Establishment of a  more realistic soil medium capable of
being universally standardized for application to such assays was deemed to be a research
task in itself beyond  the scope of this project.

       Plants were exposed to the solution above  added  to sand and misted with an
atomizer for leaf exposure.  The dose was sufficient to restore loss by evapotranspiration.
The amount of time between each application ranged from every other day to every 3 days.

       Wheat plants were grown for 2 weeks and soybeans for 3 weeks.   At harvest, sand
was washed from the  roots, roots and shoots were separated, and dry weights were
recorded for 12 of the extracts.  Five soybean plants and ten wheat plants were
consolidated to reduce variability between samples.   The N value was the number of
sample groups available.   A standard t-test was used for comparison of treated and
control weights.  The last four extracts (fluidized bed residue, municipal sewage sludge,
power plant No. 2 fly ash, and power plant No.  1 treated scrubber sludge) were compared
with controls  by measurement  of lengths of root and shoot.   Measuring length was much
faster, and the N value was larger since each plant represented one observation.  Also,
it was always possible that not all sand was completely rinsed off of the roots, which
would create an error in final weight; length measurements eliminate this problem.
                                       117

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                                  APPENDIX G

                      SALMONELLA MUTAGENICITY ASSAY
       The realization that the list of potential chemical carcinogens is growing faster
than our capacity to test the materials and the enormous increase in industrial and
technological activities have created an interest in short-term test procedures for the
identification of genetic hazards associated with environmental chemical pollutants.
Although the health effects of chemicals in the environment are being extensively
studied, it is obvious that short-term test procedures are necessary to  reduce the study
time for evaluating the large  number of potentially hazardous substances.  To control
the problem of environmental carcinogenesis, greater numbers of these compounds are
to be screened and assigned priorities for further testing.   This appears to be the primary
role of the short-term test.  Not only should a meaningful short-term test be faster,
easier to interpret, more sensitive, and less expensive, but it must also be reliable
and relevant to the in vivo assays.

       Among the various short-term assays which utilize microbial organisms, the
Salmonella test system developed by Ames has been widely used as a prescreen for the
determination of genetic and  potential carcinogenic hazards of complex environ-
mental effluents or products.   This test system has been examined more extensively than
any other  short-term assay for correlating mutagenicity and carcinogenicity.    It
utilizes a  series of histidine-requiring mutants that revert after treatment with mutagens
to the wild-type state (histidine independent).  Generalized testing  of the compound
is accomplished by use of three strains (TA1537,  TA1538,  and TA98)  that detect
frameshift mutagens and two strains (TA1535 and TA100) that detect base-pair substi-
tution mutagens.   The design of the test is shown in Figure G-I.   A recommended
protocol outlining the preparation  of the components of this test has been published by
Ames etal.    Some chemicals like dimethylnitrosamine, certain hydrazines, and
volatile liquids which are not mutagenic in the standard plate assays are active in the
modified procedure, designated the preincubation technique.  This modified procedure
detects not only these compounds,  but also the majority of the compounds that have
been shown to be active in the standard  plate assay.

BACTERIAL STRAINS
       Four Salmonella typhimurium indicator strains,  TA1535, TA1537, TA98,  and
TAT 00, are recommended for screen!ng purposes.  TA1535 and TA100 have base-pair
substitution mutation in the histidine operon; TA100 also contains an R factor which
renders the strain more sensitive to certain mutagens, possibly through error-prone
repair.   TA1537 and TA98 have frameshift mutation in the histidine operon;  TA98
contains an R factor and is more sensitive than TA1538.  TA1537 is recommended
because of its unique sensitivity to some agents like 9-aminoacridine and certain
ICR compounds.  The characteristics of these strains are shown in Table G-l.
                                      118

-------
                                                       ORNL-BIO. 36939
Aliquot of saline  0.5ml  *
or buffer    	*•  - S-9
                               Molten (453C) overlay agar
                               appropriately supplemented
                                                10ul-lOOul
                                               0.1 ml
                                           I
                               Overlay poured on selective
                                   bottom agar medium
        Test, positive or solvent
          control chemical
 Aliquot of an overnight culture
    of bacteria (-10  cells/ml)
    0.5ml
S-9
S-9 mix (hepatic
homogenate from
PCB pretreated
rat plus necessary
cofactors)
                           Plated incubated at 37°C for 48 hours

                                           i
                          The numbers of revertants/plate counted

                                           I
                                     Data analyzed

                                           \
                                 Interpretation/conclusion
           Figure G-l.   Reverse mutation assay (agar incorporation method).
                                           119

-------
                  TABLE G-l.   PROPOSED BACTERIA STRAINS
Strain
designation
TA1535
TA1537
TA98
TA100
Gene
affected
hisG
KfsC
JiisD
Additional mutations
Repair
uvrB
uvrB
uvrB
uvrB
IPS R factor
rfa
^a pKMlOl
rFa pKMlOl
*               1
 See Ames et al.   for references.
STORAGE AND CHECKING OF TESTER STRAINS

       All strains are initially grown in nutrient broth (8 g Difco-Bacto nutrient broth,
5 g NaCl/l) at 37°C for 16 h.  The strains are checked for the genetic markers in the
following ways:

       Histidine Requirement.  Streak the cultures on minimal plates both with and
without histidine (spread 0.1  ml of sterile  0.1  AA L-histidine on the agar surface).
Biotin (0.1  ml of 0.5 mM per plate) is also essential for these strains.   The strains should
grow on plates containing both histidine and biotin.

       Deep Rough Character.  A sterile filter paper disc containing crystal violet
(10 u.1 of 1  mg/ml) is placed on a nutrient  agar petri dish containing 0.1 ml (about 10
bacteria) of the nutrient broth culture to be tested in a thin overlay of top agar.  After
12 h incubation at 37°C, a clear zone of inhibition around the disc (about 14- to 18-mm
diameter) indicates the presence of rfa mutation.

       Presence of Plasmid.   The strains with R factor (TA100 and TA98)  should be
checked  routinely for the presence of the ampicillin resistance.   Streak a small amount
(10 |jl of 8 mg/ml in 0.02 hJ  NaOH) of an ampicillin  solution  across the surface of a
nutrient agar plate.   After the streak is dry, cultures to be checked are cross-streaked
against the ampicillin, and after incubation for 12-24 h at 37°C,  strains which do not
contain the R factor will show a zone of growth inhibition around the ampicillin streak,
whereas  strains containing R factors will not.

       Storage.   Frozen permanent cultures containing fresh  nutrient broth cultures
(0.8 ml) with dimethylsulfoxide (0.07 mi) are  prepared and maintained in  a Revco
freezer at -80°C.  A working source of these cultures is maintained on master plates
which are prepared as follows:
                                        120

-------
       0.1 ml of sterile 0.1 M L-histidine is spread on the surface of a minimal glucose
agar plate.  After the histidine solution is absorbed by the agar,  0.1 ml of sterile 0.5 mM
biotin is added in the  same  way.   For TA98 and TA100, 0.1 ml of an 8 mg/ml ampicillirT"
solution (in 0.02 JN NaOH) is added.   By use of a sterile loop, nutrient broth culture of
the tester strain is streaked  across the agar (for TA98 and TA100, plates with ampicillin
are used) and incubated  at 37° C  for 24 h.  These master plates with the cultures are
stored at 4°C and can be used for several months  to grow working  cultures.

PREPARATION OF RAT  LIVER S-9
       Male Sprague-Dawley rats (of about 180-200 g weight) are given a  single
intraperitoneal injection of Ar-1254 at a dosage of 500 mg/kg (vehicle, corn oil) 5 days
before they are killed.  They are fasted 12 h before they are decapitated and allowed to
bleed.  The livers are aseptically removed and washed in cold 0.15 M KCl.   All steps
are performed at 0 to 4°C with cold and sterile solutions and glassware.   The livers are
minced with sterile scissors  in three volumes of 0.15 M KCl (3 ml/g wet liver) and homo-
genized with a Potter-Elvehjem apparatus with a  Teffon pestle.  The homogenate is
centrifuged for 10 min at 9000 x  g, and the supernatant (S-9) is decanted and stored in
convenient aliquots at -80°C.   For S-9 from cpB-induced rat livers, the same procedure
as described above is followed except that the rats are given 0.1% sodium phenobarbital
in drinking water for 1 week before they are killed.

MEDIA
       Top agar (0.6%  Difco-Bacto agar, 0.5%  NaCl) is autoclaved and stored in 100-ml
bottles at room temperature.  Before use, the agar is melted (in an autoclave or in a
steam bath), and 10 ml of a sterile solution of 0.05 mM_ L-histidine-HCl, 0.5 mM biotin
is added to the 100 ml of molten  agar and mixed thoroughly.

       Complete medium (23.5 g BBL standard methods agar in 1 I of distilled H«O) is
autoclaved and dispensed into 100 x 15 mm plastic petri plates (30 ml/plate).
                   3
       Vogel-Bonner  medium E  with 2% glucose and 1.5% Bacto-Difco agar is used as
the minimal medium for mutagenesis assays and is prepared as follows:

                     Vogel-Bonner Salts (50X)
                Warm  distilled  water                     670 ml
                 Magnesium sulfate (MgSO^r^O          10 g
                 Citric acid monohydrate                 100 g
                 Potassium phosphate (I^HPO^           500 g
                 Sodium ammonium phosphate             175 g
                    (NaHNH4PO4-4H2O)
                                       121

-------
The above salts are added to the warm water (45°C) in the specified order.  Each salt
is dissolved completely before the next is added.   When the salts are all dissolved, the
solution is cooled to room temperature.   About 5 ml of chloroform is added to the
solution and stored in a capped bottle at room temperature.

       Dissolve  15 g of Difco-Bacto agar in 1  I of water by autoclaving.   Cool to about
60 to 70°C and add 20 ml of 50 x Vogel-Bonner salt solution and 50 ml of sterile 40%
glucose solution.  Mix thoroughly, and dispense into 100 x 15 mm plastic petri plates
(30 ml/plate).   Other minimal media would presumably also serve the purpose.

PREPARATION OF S-9 MIX (ACTIVATION SYSTEM)
       The S-9 mix contains the  materials shown in Table G-2.


                    TABLE G-2.   COMPOSITION OF  S-9 MIX

1.
2.
*
Component
NADP
Glucose -6-
Stock
preparation
0.1 M
0.1 M
Volume (pi) of
stock added/
ml of final mix
40
5
Final concentration
of component
in mix (pmol/ml)
4
5
phosphate
Sodium phosphate
buffer (pH 7.4)
0.2 M
500
                                                                   100
4.
5.
6.


MgCL
KCI
Homogenate


0.4M
1.65M
standard KCI
9000 xg
supernatant
20
20
100


8
33
approx. 25 mg of
fresh tissue
equivalent
  Components 1  and 2 are prepared in sterile distilled water and filter-sterilized before
 use.   Components 3—5 are prepared in distilled water, sterilized, and maintained at
 4°C.  Component 6 is prepared in 0.15  M KCI and stored at -80°C until used.
 POSITIVE CONTROL COMPOUNDS
        Any assay performed should have a control in which the solvent or diluent is
 employed to see its effect on the rate of spontaneous revertants.   In addition to this
 control, a known directly acting mutagen and the one that requires metabolic activation
 should be used to show that the assay system is working.
                                       122

-------
       The positive control compounds shown in Table G-3 could be used in these
assays.


                 TABLE G-3.   POSITIVE CONTROL COMPOUNDS

                                                         Response of strain
                    Concentration                    TA1535,
                     (Hg/plate)       Activation      TA100      TA98     TA1537
Sodium azide
9-Aminoacridine
2-Anthrami ne
2.5
10.0
5.0
* *
-f
 Weak responses may be obtai ned.
MUTAGENESIS ASSAY BY THE PREINCUBATION METHOD
       It may be difficult to detect biological effects with the complex environmental
mixtures due to  (1) toxicity of the complex mixture or (2) low concentrations of the
biologically active components in the complex mixture.   The first problem should be
dealt with by assaying the complex mixture for general toxicity towards bacterial
survival before the mutagenesis assay is performed.  The second problem should be dealt
with at the level of concentration and fractionation of the complex mixtures.  The
following protocol is  recommended for general toxicity.

       Only one strain, TA1537, is used to determine the general toxicity range.
Overnight culture in  nutrient broth is diluted  to obtain about 10  cells/ml.  To the
tubes containing 2 ml standard top agar are added: 0.1 ml of the diluted culture of
TA1537, various amounts of the test material (the recommended levels are.-  1000,  500,
100, and 10 pi/tube), and 0.5 ml of phosphate buffer, pH 7.4 (for  nonactivation) or
0.5 ml of S-9 mix (for activation).   The contents are mixed and poured on the surface
of a  bacterial complete plate.  After the agar has hardened, the plates are incubated
at 37°C for 48 h.   Survival is compared with a control plate containing solvent but no
chemical.   Once the toxicity is determined, five dose levels within the 50% or
greater survival part of the curve are selected for actual mutagenesis assays.

PREINCUBATION ASSAY

       Four tester strains (TA1535,  TA1537, TA98, and TA100) described earlier are
used in the assay, and each data point is done in duplicate.   The assay is conducted as
follows:
                                      123

-------
       To the sterile 13 x 100 mm test tubes containing 0.5 ml of the S-9 mix placed in
an ice bath, an aliquot of the test compound (or positive control mutagen or solvent or
diluent) and 0,1  ml of an overnight bacterial culture are added.  S-9 mix should be
replaced with  0.067 M phosphate buffer (pH 7.4) in nonactivation tests.  The contents
are mixed and the  tubes are incubated at 37° C in a shaker for 20 min.  At the end of the
incubation,  2  ml of molten top agar (kept at 45°C) are added per tube and the contents are
gently mixed.   The contents are then poured onto the surface of a Vogel-Banner minimal
glucose agar plate (appropriately labeled).   After  the agar has solidified, the plates
are incubated  at 37°C for 2 days and the his+ revertants are recorded.  Table G-4 shows
the results for  2-aminoanthracene, sodium azide, and dimethylnitrosamine tested by the
standard plate incorporation method and the preincubation method.

REVERTANT CONFIRMATION
       Randomly selected Salmonella revertants should be picked from plates showing
mutagenicity and confirmed for histidine independence by restreaking on minimal  plates
containing no  histidine.

REPEAT TESTS
       The test on each sample should be repeated within 2 weeks following the initial
evaluation to confirm the results.   The positive results obtained in the initial evaluation
with or without RGB-induced  rat liver S-9 are to be confirmed in the  repeat test.   If the
results are negative in the initial evaluation in the presence or absence of PCB-induced
rat liver S-9,  it  is suggested that in the repeat tests cpB-induced rat liver S-9 be included
in addition to  the  PCB-induced rat liver S-9.  (It should be noted here that the liver
from Ar-induced rats is the most efficient for detecting different classes of carcinogens.
The liver from cpB-induced rats is more efficient for detection of 2-acetylaminofluorene
and many other aromatic amines, but it is very inefficient for detection of certain PAHs.)
If the repeat test results are positive in the  presence of cpB-induced rat liver S-9,  they
should be reconfirmed by testing the material in the presence of cpB-induced rat liver
S-9 only.  If  the  repeat test  results are negative, no further testing is necessary.
Figure G-2 gives the general  scheme for evaluating the test material  in the preincubation
assay for four Salmonella tester strains.

REFERENCES FOR APPENDIX  G
1.   McCann,  J. E., E. Choi, E. Yamasaki, and B. N. Ames.  Detection of
       Carcinogens as Mu tag ens in  the Salmonella/Microsome Test:   Assay of 300
       Chemicals.  Proc. Natl. Acad. Sci. USA, 72:5)35,  1975.
2.   Ames, B. N., J. McCann, and E. Yamasaki.  Methods for Detecting Carcinogens
       and  Mutagenswith the Salmonel la/Mammalian-Mi crosome Mu tag eni city Test.
       Mutat. Res., 31: 347, 1975.
3.   Vogel,  H. J., and D. M. Bonner.   Acetylornithinase of Escherichia coli; partial
        Purification and Some Properties.   J. Biol. Chem.,  218:97, 1956"
                                        124

-------



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                                                    ORNL-BiO, 36540
                              TEST MATERIAL
                        Assay for General Toxicity
                     using TA-1537 and determine LD50
                   Select 5 dose levels within the 50% or
           greater survival part of the curve for muragenesis assays
                 Perform Preincubation assay in the presence
                  and absence of PCB induced rat liver S-9
       Positive Results
in the presence or absence of
      PCB S-9 or both
      Retest using the
  above scheme to confirm
      the initial results
Negative Results
                                               Retest in the presence and
                                                absence of PCB S-9 and
                                               Phenobarbital Induced S-9
                                       Positive Results
                                     with Phenobarbital
                                        Induced S-9


                                     Confirm the results
                                     by retesting in the
                                  presence of Phenobarbital
                                        induced S-9
            Negative Results
             o May be true
               negative or
             0 Not enough
           biologically active
           component to detect
           [ concentrate and/or
              fractionate]
                Figure G-2.   General scheme.
                                        126

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                                  APPENDIX H

            SACCHAROMYCES CEREVISIAE GENE MUTATION ASSAY
       Both forward and reverse mutation can be monitored in the haptoid strain
XL7-1 OB.1   It has the genotype a p+ CAN! hisl-7 iysl-1 ural.

FORWARD MUTATION TO CANAVANINE RESISTANCE (CAN! -> canl)
       Canavanine is a toxic arginine analog to which yeast is normally sensitive.
Resistance to canavanine  has been shown to be almost exclusively due to mutational
inactivation of the arginine permease.  The permease gene (CAN!) has been estimated
to be approximately 7700 nucleotides long, hence it offers a very large mutational
'target.1  CAN1 is mutated by both frameshift and base-pair substitution inducing
mutagens; in addition, deletions and chromosomal rearrangements with breakpoints in
CAN!  should also be recoverable.

REVERSION OF hi si-7
       The hisl-7 mutation is a missense mutation resulting from a base-pair substitution
in a histidine biosynthesis gene.  This mutation confers a requirement for the amino acid
histidine.  Back mutation by base-pair substitution at the original mutant site removes
the histidine requirement.  Further, hisl-7 reverts by second site mutation — a second
base-pair substitution at another site which 'corrects1 the original amino acid replacement
in the enzyme protein by  a second compensatory replacement.  Since the reversion event
is not limited to a single site, a broader spectrum of base-pair substitutions can  be
detected.  Also, owing to different modes of  DNA repair in yeast, hisl -7 is  reverted by
mutagens which have been classified in bacterial systems as acting via a frameshift
mechanism.

       Both CAN1 and hisl-7 mutate readily, and the mutants are subject to a  positive
selection method.   Additionally, this system will  tolerate a wide variety of assay
conditions (e.g., stationary phase versus log phase cells or presence or absence of a
mammalian microsomal activation system) without requiring modification of the mutant
selection procedure or affecting the recovery of mutants.

SUPPLIES AND EQUIPMENT

YPD, SC-ARG-t-CAN, and SC-HIS agar plates, prepoufed
Sterile solution of 0.067 M K2HPO4
Sterile solution of 10% (w/v) Na2S2O3 on ice
Clinical centrifuge and sterile centrifuge tubes
Sterile plastic test tubes with sealing  caps (16 x 100 mm is convenient - available
       from Falcon)
Shaking water bath set at 30°C (rotary preferred)
A supply of sterile 10-, 5-, and 1-ml pipettes and tips for microliter pipetor

                                        127

-------
                 n
Sufficient S-9 mix for activated assays (prepare fresh and hold on ice, maximum 3 h)
Ice bath for stopping  assay
Sterile 0.067 M I<2HPO4 dilution blanks (in plastic tubes as above).
Glass bacterial spreader and alcohol for flaming
Alcohol or gas burner
Protective gloves  for handling test materials
Test material  in aqueous or dimethylsulfoxide solution
Hemocytometer and compound microscope

MEDIA
       Media have the compositions shown below and are sterilized by au toe laving.

                                 YPD
               1%  Difco yeast extract               6g
               2%  Difco-Bacto-peptone            12 g
               2%  dextrose                       12 g
               2%  Difco-Bacto-agar               12 g
               distilled water                    600ml
For broth leave out agar.
                                  SD
                0.67 % Dif co yeast nitrogen         4 g
                    base without ami no acid
                2% dextrose                       12 g
                2% Difco-Bacto-agar             ,  12 g
                drilled water                    ,600ml
       A modified synthetic complete is prepared by the following additions to SD
(concentrations in mg/l).

                                  SC_
                adenine sulfate                    20
                uracil                             20
                L-tryptophan                      20
                L-histidine HCl                    20
                L-arginine HCl                    20
                L-methionine                      20
                L-leucine                         30
                L-lysine HCl                      30

                                       128

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SC-ARG+CAN is prepared by deleting arginine and adding filter-sterilized canavanine
sulfate (40 mg/l) after autoclaving.  SC-HIS is prepared by deleting histidine.

ASSAY METHODOLOGY
Suspend a well-formed isolated colony of the appropriate tester strain in 0.067 M
I^HPOx and determine the cell concentration using the hemocytometer.  Prepare
a dilution series and inoculate 25 ml of YPD broth with approximately 200 cells.   Grow
2-3 days with vigorous shaking at 30°C until late stationary phase.

Centrifuge the stationary-phase culture and resuspend in buffer.   Adjust cell concentra-
tion to 2 x 109 cells/ml.

Place sufficient tubes for the assay in the ice bath.  To each  tube add: up to 0.5 ml
of aqueous test material (or up to  100 u.1 of dimethyl sulfoxide solution), 0.4  ml of S-9
mix (for activated assays), and sufficient 0.067 M I^HPOj to bring the volume in each
tube to 0.9 ml.   Finally, add 0.1 ml of the yeast suspension  to each assay tube.   Seal
the caps.

Without delay, place the assay tubes in the 30°C shaking water bath.   At least a  3-h
and a 20-h incubation should be performed.

Stop the  assay by placing the tubes in the  ice bath and adding 1.0 ml of ice-cold
10% Na2S2O3 to each tube.

PLATING
Plate the stopped incubation mixture directly on  SC-ARG+CAN and SC-HIS (in
duplicate, 0.1 ml/plate).
                           _c
Dilute the stopped mixture 10   and plate on YPD to determine survival.

Spread to dry ness, flaming the spreader for each  plate.

Incubate YPD plates 3 days at 30°C, others 5 days.

Count the plates.   Calculate the percent survival and the mutation frequency based  on
surviving titer and note the mutation yield.

NOTES
                                                                             2
Activation:   cpB-induced  and Ar- (or substitute) induced S-9 are used, as per Ames.

Enzyme titration;  after the dose giving 50% survival, or the  highest dose applicable (if
the substance is nontoxic), is determined,  the activation system is optimized by
titration  with varying amounts of S-9.
                                        129

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REFERENCES FOR APPENDIX H
1.  Strain available from F. W. Larimer, Biology Division, Oak Ridge National
       Laboratory,  Oak Ridge, Tennessee  37830.                        '
2.  Ames, B. N., J. McCann, and E. Yamasaki.  Methods for Detecting Carcinogens
       and Mutagens with the Salmonella/Mammalian-Microsome Mutagenicity Test.
       Mutat. Res., 31:347, 1975.
                                    130

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                                   APPENDIX I

                          BACTERIAL DMA REPAIR ASSAY
        DMA repair tests do not measure mutation per se, but DNA damage induced by
chemical treatment of a cell.   Microbial test systems measure this damage as cell
killing.   Test systems employ  paired, identical cells, except one has the  normal DNA
repair capabilities and one lacks a specific step (or steps) in the enzyme pathways
responsible for DNA repair.   Preferential killing of the repair-deficient strain by the
test chemical implies that the  chemical exerts its killing  effect by reacting with the
cells' DNA and, therefore, may be mutagenic.    This implication may not be valid in
all cases, since  the test cannot separate a purely lethal DNA effect from one that also
has a mutagenic component.

        The following protocol describes a generalized DNA repair assay which can
utilize any of the major bacterial 'repair' strains, i.e., the Bacillus subtilis rec+ -    3
rec" pair,*  Escherichia coli polA^-polA",   or Salmonella ryphimurium uv"rB+-uvrB".
These systems are all based on the hypersensitivity of repair-defective bacteria to the
lethal effects of DNA-modifying chemicals.

STRAIN MAINTENANCE
        The source references for the strains chosen give details for the maintenance of
master cultures.   The repair phenorypes are conveniently verified by checking for UV
sensitivity as follows:

        The tester strains are parallel-streaked across individual nutrient agar plates and
half of each plate is irradiated with a G.E.  15 W germicide I lamp at a distance of
33 cm.   The duration of the UV exposure is 6 s, after which the plates are incubated
overnight at 37°C.   The repair-deficient strain should show growth only on the
unirradiated side of the plate, while the  repair-proficient strain should show growth on
both sides of the plate.

SUPPLIES AND EQUIPMENT
Prepoured nutrient agar plates
Sterile solution of 0.067 M K2HPO4
Sterile solution of 10% (w/v) Na2S2O3 on ice
Clinical centrifuge and sterile centrifuge tubes
Sterile plastic test tubes with sealing caps (16 x 100 mm is convenient — available
       from Falcon)
Shaking water bath set at 37°C (rotary preferred)
A supply of sterile 10-, 5-, and 1-ml pipettes and tips for microliter pipetor
Sufficient S-9 mix3 for activated assays (prepare fresh and hold on ice, maximum 3 h)
Ice bath for stopping assay


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Sterile 0.067 M K2HPC>4 dilution blanks (in plastic tubes as above)
Glass bacteridFspreader and alcohol for flaming
Alcohol or gas burner
Protective gloves for handling test materials
Test material in aqueous or dimethylsu if oxide solution

MEDIA

       Nutrient broth is composed of 8 g Difco-Bacto nutrient broth, 5 g NaCl, and
distilled water to 1  I; sterilization is by autoclaving.   Nutrient agar is nutrient broth
solidified with 2% Difco-Bacto agar.

REPAIR ASSAY

Prepare overnight at 37°C nutrient broth cultures of each tester strain;  store at 4°C.

0.1 ml of each bacterial  culture will be required for each respective assay point.
Centrifuge on adequate volume of each culture, discard the broth supernatant, and
resuspend the bacteria in a like volume of 0.067 M
Place sufficient tubes for the assay in the ice bath.  To each tube add: up to 0.5 ml
of aqueous test material (or up to 50 pi of dimethylsulfoxide solution), 0.4 ml of S-9
mix (for activated assays), and sufficient 0.067 M I^HPCty to bring the volume in each
tube to 0.9 ml.   Finally, add 0.1 ml of the appropriate bacterial suspension to each of
the assay tubes.   Seal the caps.

Without delay, place the assay tubes in the 37°C shaking  water bath.   Incubate
unactivated assays for 20 min, activated assays for 2 h.

Stop the assay by placing the tubes in the ice bath and adding 1 .0 ml of ice-cold
10% Na2S2O3 to each tube.

PLATING
Prepare the following serial  dilutions from each stopped assay tube;   1 ;100, 1 :10,
1 :10, 1 :10, using the 0.067 M K2HPC>4 dilution blanks.

For each dilution, pipet 0.1  ml onto duplicate nutrient agar plates.  Spread to dryness,
flaming the spreader for each plate.

Incubate the  plates inverted at 37° C overnight.

Count the plates.  Calculate percent survival for each strain at each assay point,
relative to untreated controls.
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REFERENCES FOR APPENDIX I
1.  Kada, T., K. Tutikawa, and Y. Sadaie.   In vitro and Host-Mediated "Rec-
       Assay" Procedures for Screening Chemical Mutagens; and Phloxine, a
       Mutagenic Red Dye Detected.  Mutat. Res., 16: 165, 1972.
2.  Slater, E. E., M. D. Anderson, and H. S.  Rosenkranz.  Rapid Detection of
       Mutagens and Carcinogens.   Cancer Res./ 31: 970, 1971.
3.  Ames, B. N., J. McCann, and E. Yamasaki.  Methods for Detecting Carcinogens
       and Mutagens with the Salmonella/Mammalian-Microsome Mutagenicity Test,
       Mutat. Res., 31:347, 1975.
                                                              ya 1903
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                                     '"»'              *U8. OOVERNMC NT MINTING OFFICE: 1980 311-132/27 1-3

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