States
  imental Protection
Human Resource
Management
(PM-215)
  eeting The Challenge

Human Resources
Management At EPA
                          Printed on Recycled Paper

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As a society and as an Agency, we have made significant
progress in recognizing and reducing many major threats to
our environment. However, environmental problems of
great complexity are still with us, and judging by past ex-
perience, equally vexing problems will await us when these
are solved. EPA's mission of protecting the environment
will continue to be difficult and complex.

Equally difficult is the task of maintaining a highly competent
workforce to accomplish that mission.  The growing demand
for skilled and talented people, combined with a shrinking
labor pool, means we must be consistently creative in our ap-
proach to Human Resources Management.  Our success
depends upon our ability to attract and keep "the best and
brightest." This is a great challenge. This report describes
how we are MEETING THE CHALLENGE.
Charles L. Grizzle'
Assistant Administrator
Office of Administration and Resources Management

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Member  23
Accession Number
Main Title

Publisher
Year Published
OCLC Number
Holdings
249450
Meeting the challenge human resources management
at EPA /
United States Environmental Protection Agency,
1989
36874688
EJBD
I  I
I  I
EPAX 9705-0002
               Press ENTER to continue —>

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   MEETING THE CHALLENGE
Human Resources Management at EPA

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Table of Contents
INTRODUCTION		1
   The Challenge	2
FINDING THE RIGHT PEOPLE	4
    Direct Hire Authority	4
    Delegated Examining Authority	5
    EPA Office of Employment Services (EOES)	5
    Job Fairs	6
    Cooperative Education Program	6
    Outstanding Scholar Program	7
   Affirmative Action	7
    Affirmative Action in the Senior Executive Service	9
    GLO (Greater Leadership Opportunities) Program	10
    Women's Executive Leadership (WEL) Program	10
    Upward Mobility Program	10
    Persons with Disabilities	11
REALIZING OUR FULL POTENTIAL	13
   Staff Development	13
    EPA Institute	13
    EPA Mid-Level Development Program	16
    Secretarial Development Program	16
    Rotational Assignment Program	17
    Organizational Development	17
   Managerial Excellence	17
    Pre-Supervisory Training	18
    Framework for Achieving Managerial Excellence	18
    SES Candidate Development Program	19
    Environmental Management Seminars	20
    Senior Executive Service (SES) Forums	20
    EPA Management Intern Program	21
    Presidential Management Intern Program	22
    Executive Potential Program	22
    Public Health Service	22

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   Technology Transfer	23
    Institute Scholars Assisting Indian Nations	23
    Intergovernmental Personnel Act (IPA) Assignments.. 24
FULFILLING EMPLOYEE NEEDS	25
    New Employee Orientation	25
    Flexitime	25
    Flexiplace	25
    Compressed Work Week (CWW)	26
    Leave Transfer	26
    Leave Bank	26
    One-Stop Shopping	27
    Employee Counseling and Assistance Program	27
    Wellness Programs	27
    Caregiving	28
    Day Care Centers	28
   Recognition	29
    Performance Management and Recognition System
    (PMRS)	29
    Honor Awards	30
    Presidential Rank Awards	30
    Lee M. Thomas Excellence in Management Award	30
   Involvement and Participation	31
    National Human Resources Council	31
    Local Human Resources Councils	31
    Employee Interest Groups	32
    Labor/Employee Relations	33
    Employee Evaluation of Supervisors	33
    Partners in Education	34
    Regional Partnerships	35
    EPA Band and Chorus	35
CONCLUSION	36

EPA'S PEOPLE (A Snapshot)	37

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            INTRODUCTION
            EPA has made remarkable progress in protecting human health and
            the environment in its short twenty-year history.  Our air is cleaner
            and healthier than it was in the 1960's; many rivers, streams and lakes
            have been made safe for fishing and swimming; the use of many harm-
            ful pesticides has been cancelled, suspended or restricted. (The resur-
            gence of the bald eagle and the peregrine falcon is the result of EPA's
            ban on the use of DDT.)

            These accomplishments are more remarkable when we consider that
            in the last twenty years, the US population has increased by 25%, there
            are more cars on the road traveling more miles, and  more  manufac-
            turing facilities are producing more products.

            However, much remains to be done.  Many of America's  cities still
            have dirty air; our wetlands are disappearing at an alarming rate; our
            oceans, estuaries and beaches are victims of intensive development;
            many urban areas face a mounting crisis over garbage disposal.

            Many problems are global,  crossing  national boundaries.
            Chlorofluorocarbons  are threatening  the stratospheric ozone layer;
            carbon dioxide emissions are causing a gradual warming of the earth's
            atmosphere; plants and animals worldwide are becoming extinct at an
            alarming rate; acid rain is wreaking havoc in the northeastern United
            States, southeastern Canada and Europe.

            We are gradually coming to realize that there is no such place as "away,"
            where we can throw things, and therefore EPA is placing more em-
            phasis on pollution prevention in all its programs.

There is no such place as "away," where we can throw things.

            In the largest sense, the earth is a single, integrated ecosystem, shared
            by all the people living on it. The United States Environmental Protec-
            tion Agency is looked to  for world leadership in solving problems of
            mind boggling complexity. We must have the very best people to do
            the job.

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Meeting the Challenge
The Challenge
              The success of EPA depends on the success of its people.  Ad-
              ministrator William K. Reilly said at the first EPA General Staff meet-
              ing held at Constitution Hall on March 21,1989:

              "/ want to ensure the continuation of the very strong human resources
              program begun here at EPA five years ago...The success or failure of all
              that we do...depends on  our people...I want EPA  to attract the best,
              develop the best and retain the best..."

    "...The success or failure  of ail that we do...depends on our
                                people..."
              Attracting talented people to growing organizations (and developing
              and retaining them) in a time of increasingly complex technology is the
              major challenge facing EPA and its competitors in the marketplace.
              This report is about how EPA is meeting that challenge.

              The following  figures, taken from "CHANGING AMERICA:  The
              New Face of Science and Engineering" (September 1988), show why
              this is not an easy challenge:
                   •The population of 18 - 24 year olds, from which we draw most
                    entry level  people, will decrease by 19% between 1980 and
                    2000, while the general population will increase by 18%.

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                                                      Meeting the Challenge
DECREASE IN POPULATION OF 18-24 YR. OLDS
COMPARED TO INCREASE IN GENERAL
POPULATION FROM 1980 - 2000
30%
20%
10%
AO/ •
0%
-10%
-20%



Pl^^i
(ill
18-24
Year Olds
-30%
General
Population





(2000)







K>)
(1880)
                • Between 1988 and 2000, more than 90,000 Federal jobs will be
                 added in the highest skill categories, that is, requiring a college
                 degree.

                • By the year 2000,85% of new entrants to the workforce will be
                 women or minorities, including immigrants. The percentage of
                 handicapped persons entering the workforce will also rise.

By the year 2000, 85% of new entrants to the  workforce will be
                       women or minorities.
                • By the year 2000, 47% of our schoolchildren will be black or
                 Hispanic (the figure is now 25%). In California, Texas and New
                 Mexico, the figure is already approaching that.

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Meeting the Challenge
             FINDING THE RIGHT PEOPLE
             EPA's uniquely appealing mission of protecting human health and the
             environment is an important factor in attracting talented, idealistic
             people.  This, combined with an intensive recruitment outreach
             program that emphasizes our mission, has helped us hire over 2,000
             people in the last two years, more than half in scientific/technical oc-
             cupations. With this sizable influx of workers, we have a grand oppor-
             tunity to seek out highly skilled employees who are committed to
             public service and to the protection of the environment. There are a
             number of ways EPA is attracting the "best and brightest."
             Direct Hire Authority

             Through Direct Hire Authority, we can hire qualified people in
             selected disciplines "on-the-spot," without going through the Office of
             Personnel Management (OPM) register process. Currently, we have
             Direct Hire Authority nationwide for engineers (grades 5-11) and ac-
             countants (grades 5-9). We also have it for computer specialists and
             clerical/secretarial personnel at Headquarters and some field offices.
             Several Regional Offices and Laboratories have direct hire authority

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                                            Meeting the Challenge
for environmental scientists, chemists, hydrologists, geologists, com-
puter specialists and accounting technicians.

Direct Hire Authority is a very useful tool, enabling personnel officers
and program managers, working together, to hire qualified and hard-
to-find people quickly and easily.  It is especially popular in our field
offices where it  is used mostly to hire scientists and engineers.

 Last year EPA hired 473 people directly. Sixty-one percent of them
were in engineering/scientific/technical  disciplines, with the largest
single category being Environmental Engineers. Thirty-six percent
were in secretarial/clerical occupations.
                  DIRECT HIRES IN FY 1988
  36% were in
  secretarial/
  clerical
  occupations
        all other
          (3%)
                                              61% of direct
                                              hires were in
                                              engineering/
                                              scientific/
                                              technical
                                              occupations
Delegated Examining Authority

Through Delegated Examining Authority  (DBA), we  examine
applicants' qualifications and compile a list of those eligible for
employment, again without going through OPM.  In hard-to-fill oc-
cupations, such as science and engineering, we sometimes  have dif-
ficulty finding any qualified applicants. In such cases, EPA may hire
qualified applicants on-the-spot. Last year we hired  81 people using
DEA, an increase of 23% over the previous year's 66.

EPA Office of Employment Services (EOES)

The EOES, located on the  concourse of Waterside Mall  at Head-
quarters, is a "walk-in" office which facilitates the public's  access to

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Meeting the Challenge
               employment opportunities at the Agency.  Using streamlined hiring
               authorities, such as direct hire, DEA and temporary-outside-the-
               register, EOES personnel have enhanced EPA's ability to hire scien-
               tific and technical personnel quickly. EOES also administers the OPM
               examination for clerical and support personnel, creating a readily
               available pool of applicants for these positions.

               Job Fairs

               Job Fairs are an important part of EPA's recruitment effort. In August
               1988, OPM conducted a special Health, Science and Technology Job
               Fair. The Job Fair was unique in that OPM granted all participating
               agencies Direct Hire Authority to make on-the-spot job offers in the
               covered occupations. We made 15 such offers to qualified candidates.

               In addition, over 500 applications were collected, from which ap-
               proximately 100 additional direct hires were made.  Twenty-five
               Federal agencies participated in this two-day event, which attracted
               over 2500 prospective employees.

               Region III held its own Job Fair last year at Morgan State University
               in Baltimore. All Regional Offices participate in Job Fairs sponsored
               by various public and private organizations. We will continue to par-
               ticipate in these and other high-yield recruitment activities.  For ex-
               ample, EPA recruiters will be attending over 100 carefully selected
               recruitment events this year.

               Cooperative Education Program

               Currently, 60 students are enrolled in the Agency's Cooperative
               Education Program, which is designed to attract students to careers in
               the Federal government. The program allows students to attend school
               (high school, college or graduate school), on a full- time basis while
               engaging in periods of study-related work. When students complete
               their education, they can be hired noncompetitively.

               While most current participating students are  in scientific/technical
               fields, the program is open to all, including clerical, administrative and
               professional employees.

               We are negotiating with OMB to  have Cooperative  Education stu-
               dents exempt from hiring ceiling until they come to work full time. Ap-
               proval of this request would result in a substantial increase in program
               enrollment.

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                                                          Meeting the Challenge
              Outstanding Scholar Program

              College graduates with a 3.5 Grade Point Average on a 4.0 scale for
              all undergraduate courses, or who stand in the upper 10% of their
              graduating class, may be noncompetitively appointed to Professional
              and Administrative Career(PAC) positions at the GS-7 level. We ac-
              tively seek out  these scholars  as prime candidates for the EPA
              Management Intern Program.
Affirmative Action
               Historically, the goal of affirmative action programs has been to
               redress the effects of past discrimination and to achieve proportional
               representation. This goal is certainly valid in itself, but now there is a
               new and pressing element:  we must actively recruit  minorities and
               women,  tapping that reservoir of talent, if we are to meet  our
               workforce needs.

               The composition of EPA's workforce is the result of considerable out-
               reach to  women and minorities.  While the number  of women and
               minorities at the senior levels is increasing gradually, minorities are
               still significantly underrepresented. In the scientific/technical ranks,
               this underrepresentation is especially  pronounced.  The Ad-
               ministrator has stressed that he expects vigorous affirmative action ef-
               forts on the part of managers and supervisors and that there will be
               accountability and appropriate recognition for those involved.

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Meeting the Challenge
                          COMPOSITION OF EPA WORKFORCE
                                                       minority
                                                       females
                                                       (18%)
                    white
                    males
                    (45%)
minority
males
(7%)
                                                       white
                                                       females
                                                       (30%)
              Approximately 1/3 of our recruitment effort is focused on minorities,
              including American Indians, Hispanics, Asian-Pacific Americans and
              Blacks. About 1/3 of EPA's college visits are to historically Black col-
              leges and universities and other minority academic institutions.

              Women and minorities comprise 54% of EPA's workforce, but they
              are not proportionately represented in higher grade levels and in
              management positions. However, as you can see in the chart below,
              we are making progress.
                       PERCENTAGES OF WOMEN AND MINORITIES IN
                        VARIOUS JOB CATEGORIES FOR THE YEARS
                                1983,1985 AND 1988
                      employees

                 professional and
                 administrative

                      GS/GM-
                      13/14/15

                    professional

                      senior
                      executive
                      service
   Q  1983

   @  1985

   ED  1988
                               0%  10%  20%  30%  40%  50%  60%
                                     8

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                                          Meeting the Challenge
With the exception of the SES category, these are impressive gains
over the five year period. The percentage of women and minorities in
the workforce has increased steadily, and their representation in su-
pervisory, management and other higher level positions has increased
at an even greater rate.

To ensure continued progress, the Agency has established the goal that
52% of new hires in the professional, administrative, supervisory,
managerial and SES positions should be women or minorities.

Affirmative Action in the Senior Executive Service

We are committed to having an executive leadership cadre whose com-
position reflects the racial and ethnic makeup of our entire workforce.
We are taking positive steps to achieve this goal.  For example, 36%
of the current SES Candidate Development Program class is com-
posed of women or minorities.
      PERCENTAGE OF WOMEN AND MINORITIES
                IN THE CURRENT
      SES CANDIDATE DEVELOPMENT PROGRAM
                                   women and minorities
                                      make up 36%
                                    of the current class
We are going to improve minority SES representation by launching a
private sector recruitment program to find promising minority can-
didates who want to work at EPA,  and establishing procedures that
will enable them to compete on an equal basis with in-house person-
nel for executive positions.

Although 42% of the Federal workforce is female, women hold only
(8.9%) of SES jobs government-wide. At EPA women make up 48%

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Meeting the Challenge
              of the workforce  and they hold 12% of the SES jobs, comparing
              favorably with the government-wide profile.

              GLO (Greater Leadership Opportunities) Program

              The GLO Program provides the opportunity for talented women and
              minorities to serve in positions of high visibility, with opportunities to
              enhance their leadership and management skills through formal class-
              room training and developmental/rotational assignments, thereby
              enabling them to compete more successfully for supervisory positions.

              The first four sessions of this program had a total of 90 participants.
              Last year the program was revised to include a structured selection
              process and a formal set of completion requirements. There is also an
              increased emphasis on management support and on improved com-
              munication with managers as well as participants.

              Of the 90 participants since the program began in December 1987,21
              (23%) have been appointed to supervisory positions or other positions
              of increased responsibility.

              Women's Executive Leadership (WEL) Program

              The Women's Executive Leadership Program is a year-long program
              of supervisory and managerial training and developmental experien-
              ces that OPM provides for high-potential women and men in grades
              GS-11/12 to help them become optimally equipped for future oppor-
              tunities as Federal supervisors and managers. The program focuses
              on career enhancement rather than advancement. Of 174 participants
              in this year's program, 5 are men. Fifty-two percent are from outside
              the Washington, D.C.  area, and twenty-seven agencies and thirty-one
              states are  represented.  EPA has nine employees enrolled in this
              program, which provided the model for our own GLO Program.

              Upward Mobility Program

              The Upward Mobility Program is becoming increasingly popular with
              Agency managers  and supervisors as a mechanism for providing
              growth and advancement opportunities for lower level employees.
              Over the past three years, as shown in the graph below, the participa-
              tion rate in the Program has increased from .68% to .91%, as we climb
              toward our goal of 1% of the permanent workforce.  Preliminary
              figures indicate that we may do even better in 1989.
                                    10

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                                             Meeting the Challenge
                      PARTICIPATION RATE IN
                   UPWARD MOBILITY PROGRAM
             1986
         g   1987
             1988
                  0%
.25%    .50%   .75%
Fraction of One Percent
Persons with Disabilities

Persons with severe disabilities who are certified by an appropriate
agency (such as the Veterans Administration Vocational Rehabilita-
tion Center or a university which specializes in the training of persons
with disabilities) may be appointed noncompetitively to positions con-
sistent with their skills.  Employees with severe disabilities serve in
nearly every program area in a wide spectrum of positions at all grade
                                                »  •..;*'" K-'rau
                                                «i federal ft
                               Whfings
                       11

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Meeting the Challenge
              levels. They make up .74% of our population, slightly less than the
              Agency's goal of at  least 1% of the permanent workforce.  The
              "Managers Guide to Hiring the Handicapped" gives more detail on this
              program.
                                     12

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                                                     Meeting the Challenge
             REALIZING OUR FULL
             POTENTIAL
             Helping employees reach their full potential is essential in light of the
             ever-increasing demand for a highly skilled workforce. EPA has made
             a substantial investment in programs and activities which enhance
             professional development and facilitate personal growth.  These in-
             clude formal classroom training, rotational assignments, semi-
             nars/workshops, intern programs,  participation in professional
             societies, etc.
Staff Development
             It would be hard to overemphasize EPA's commitment to Staff
             Development.  Providing opportunities for our employees to develop
             to their fullest potential not only ensures that they will be better per-
             formers on the job, but is a strong incentive to stay with the Agency.
             The large number of programs described in this chapter is an accurate
             gauge of the importance of Staff Development to EPA.

             EPA Institute

             The EPA Institute is one of our most successful programs. It began as
             EPA people teaching other EPA people; it now also encompasses the
             full gamut of training opportunities, such as OPM-sponsored courses,
             Federal Executive Seminars and vendor training. It has grown from
             16 courses at Headquarters in its first year (1986) to a national net-
             work of almost 500 courses relating to the environment and employee
             development.  A significant number of students are State and local
             government employees.

             All ten  Regions and five other major field locations have operational
             Institutes.  The Institute's "column" logo  has become a symbol
             throughout the Agency for excellence in training.
                                 13

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   Meeting the Challenge
      The EPA Institute's "column" logo has become a symbol for
                            excellence in training.
      s 5. •SX"
 INSTITUTE

(SSI)
 N—'^-X
  A A A A A
The  Institute is cost-effective.  For example, a contractor  would
charge about $3500 to deliver the Risk And Decision Making course.
By using our own experts as instructors, the cost is limited to staff time,
but the benefits to the instructor, participant and Agency are manifold.

In an era of limited resources and a virtually unlimited demand for
training, the Institute fills a critical need.  Not only are Institute cour-
ses economical, but they are specifically tailored to meet EPA's train-
ing needs and they consistently receive the highest marks for quality.
The Institute also provides a career development opportunity for those
who  share their expertise as instructors.

The Institute serves as our clearinghouse in all areas of training. It is
a training  information "broker" among and between State agencies,
other Federal agencies and environmental organizations. Through its
products and projects EPA creates and participates in a national net-
work of environmental training. Courses are offered in all the areas
listed below (and more) and the number of specialized curricula is ex-
panding:

     • Science/Technology
     • Law/Regulation/Enforcement

     • Contracts/Finance
     • Computers/ADP
     • Management
     • Secretarial Development
Several  Regions have agreements for granting continuing education
or university credit for some Institute courses.  An outstanding ex-
ample is the Region III office in Philadelphia, which has an agreement
with Temple  University to provide a 40 semester-hour curriculum,
"Man and the Environment," which includes courses in science and the
environment, technical writing, statistics and computer technology.
EPA pays for books and tuition for eligible employees. The program
is designed primarily for paraprofessional  and support personnel to
help them prepare for higher level positions.
                                        14

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                                            Meeting the Challenge
Our EPA Institute Instructor Training Course is creating a cadre of
well-qualified instructors who can present material in an effective, in-
teresting manner through the use of appropriate teaching materials
and techniques.  The three-day course, which includes  one day of
videotaped practice, is given at Regional Offices and Laboratories as
well as at Headquarters.
EPA's comprehensive catalogue of Agency training lists and describes
nearly 500 courses indexed alphabetically, by subject, and by location.
The catalogue has been distributed throughout EPA, to other Federal
agencies, States, environmental  associations,  and professional or-
ganizations. It has been showcased at a number of public meetings,
exhibiting the breadth and depth  of our commitment  to human
resource development and training.

A new electronic training course  catalogue, "E-CATS," is  now avail-
able.  The automated, easy-to-use  system, which  runs on E-Mail,
provides real-time information on EPA and other selected environ-
mental, management and developmental courses to our clients: Agen-
cy managers, supervisors and employees; state and local governments;
and selected private businesses and academic institutions. E-CATS is
an excellent example of procedural automation, providing on-line
course information, with little or no paperwork required.
                       15

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Meeting the Challenge
              EPA Mid-Level Development Program

              In 1987 the Office of Administration and Resources Management in-
              itiated a Mid-Level Development Program for outstanding employees
              in grades  12-15. The Program, with thirteen participants selected
              through a competitive process in each of the two original classes, was
              so successful that it has been expanded into an Agencywide program.

              The two-year program provides broad experience to the selected
              employees, most of whom come from positions that require some su-
              pervisory skills, such as project managers, team leaders, section chiefs
              and branch chiefs. There are three primary program components:
              rotational assignments to various program and management positions
              within the Agency; group training programs to enhance skills; and task
              force assignments that encourage teamwork. Mid-level Development
              Plans (MDP's) guide the two-year experience, and participants are en-
              couraged to find mentors.
               Secretarial Development Program

               OHRM has initiated a model Secretarial Development program,
               structured in eight independent modules. For example, module 1 ad-
               dresses hiring, testing and recruiting; module 4 deals  with career
               development; and module  8 with  exploring future concepts in
               secretarial development.  Participating secretaries also have oppor-
               tunities for mentoring support and professional secretary certification,
               which can include up to 38 college credits. The program will enhance

                                     16

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                                                          Meeting the Challenge
              recruitment and hiring, improve the quality of the workforce and
              provide new career opportunities for secretaries. The Headquarters
              program is scheduled for fiscal year 1989 implementation. Regional
              and  Laboratory programs are expected to be up and running by
              1989/90.

              Rotational Assignment Program

              This exciting new program represents the Agency's commitment to
              "...building on the strength of our employees, investing in human ex-
              cellence through developmental assignments."  The purpose of the
              rotational assignment program, which is open to all employees, is to
              broaden the knowledge and experience of participants and to provide
              programs with expertise which might not otherwise be available.

              The  application process has been simplified by allowing the use of a
              resume rather than the SF-171, and other documentation require-
              ments have been reduced. Rotational assignments will be for one
              year.

              Organizational Development (OD)

              EPA manages several organizational development contracts, available
              to program offices throughout the Agency, in the areas of communica-
              tions, strategic planning, team building, career development and meet-
              ing management.

              So far in FY 1989, EPA personnel,working with contractors and con-
              sultants, have presented workshops and other organizational develop-
              ment sessions for 25 program offices, which have obligated $275,000
              for such work. Both internal and external OD consultants are avail-
              able for assistance with this program.
Managerial Excellence
              Managing the nation's environmental programs in the next decade will
              require the best leadership talent available.  EPA has a number of
              programs to select, train and develop managers at all levels, from first-
              line supervisors to senior managers and executives.  Each comple-
              ments  the others, honing different skills and abilities necessary to
              successfully manage diverse and highly complex programs.
                                    17

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Meeting the Challenge
              Pre-Supervisory Training

              A key component of an effective management development program
              is to prepare employees for "that first supervisory job."  A two-day
              course, Understanding Supervision, is available for those at the pre-
              supervisory stage of their careers to provide a glimpse of what it means
              to be a supervisor. Our goal is to help employees decide whether su-
              pervision is for them, based on responsibilities, roles, and skills re-
              quirements.  The course, taught by current EPA supervisors,  is
              offered regularly throughout the Agency.

              Framework for Achieving Managerial Excellence (FAME)

              Our approach to management development, FAME, is a comprehen-
              sive three-dimensional program which addresses the selection, train-
              ing and appraisal systems for managers at all levels.  It provides a
              framework for managers to help them assess and select candidates for
              supervisory positions. Selecting the right people, proven performers
              with high potential for management excellence,  is crucial.

              Supervisors, managers and executives receive the best training we can
              design. Management is a second career with new skills to learn. This
              takes time, effort and commitment at all levels of the Agency.  The
              FAME  core courses teach specialized skills and provide training
              specific to each level.
                   FAM
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                                            Meeting the Challenge
Framework for Supervision is designed to be the first course for the
newly-appointed supervisor. It emphasizes the supervisor's role in the
management team, Agency expectations of new supervisors, overviews
of certain key systems (such as performance measurement and budget-
ing), and skill development in areas critical to new supervisors (such
as communication, delegation and interpersonal sensitivity).

Keys to Managerial Excellence is primarily for middle managers.
(Middle managers generally supervise at least one subordinate super-
visor.) This course focuses on the definition, roles and responsibilities
of managers, and the difference between "supervising" and "manag-
ing." Key competencies and characteristics that help define success in
middle management (such as leadership, organizational development
and results focus) are presented.

The Executive Forum is for newly-appointed members of the Senior
Executive Service.  The forum provides the basic management,
negotiation and problem-solving skills required by top-level managers
to help the Agency reach its complex program goals.

SES Candidate Development Program

The objective of the highly selective SES Candidate Development
Program is to create a pool of talented, well-prepared, readily avail-
able executives to lead EPA in the decade of the nineties and into the
21st century.

To achieve and maintain excellence at the top levels of management,
we look for candidates with significant managerial experience, espe-
cially as a second level supervisor; a broad background, with multiple
job experiences; and personal characteristics which contribute to suc-
cess at the individual, team and organizational levels. Any GM-14/15
employee who can demonstrate significant managerial experience is
strongly encouraged to apply for the program.

The curriculum is tailored to individual needs, and candidates receive
personalized  training based on their Individual Development Plan
(IDP).  They may complete the program in as little as three months,
or up to a maximum of three years, depending upon their previous ex-
perience,  management  skills and personal progress.   Graduates
receive OPM certification, making them eligible for selection to SES
positions.

Program graduates are a significant source for new appointments to
the SES.  Of the 22 current SES candidates, 8 (36%)  have  been

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Meeting the Challenge
              selected for SES positions and the others are completing their in-
              dividual development plans.  This is much higher than the Govern-
              ment-wide rate of 13%, which speaks well for the quality of EPA's
              Program.
                             PERCENTAGE OF GRADUATES OF SES
                            CANDIDATE DEVELOPMENT PROGRAMS
                               SELECTED FOR SES POSITIONS
                   FEDERAL
                   GOVERNMENT
                          EPA
36%
                                      10%   20%   30%   40%
              The SES Candidate Development Program is not our sole source for
              recruiting SES candidates, however.  Many are selected through the
              competitive process and, based on particular programmatic needs, we
              will continue to advertise SES vacancies where we encourage anyone
              who is qualified to apply.

              Environmental Management Seminars

              Environmental Management Seminars on crucial issues, such as "Set-
              ting Environmental Priorities," and "Is the Environment Getting
              Cleaner? Indicators for Measuring Environmental Progress," are held
              each year. These two- to three-day seminars, which bring together SES
              executives and candidates in a collegiate setting, offer an effective, in-
              teresting way of staying abreast of current environmental issues.

              Senior Executive Service (SES) Forums

              SES Forums, which last no more than one day, provide opportunities
              for executives to discuss current management issues, and keep abreast
              of the latest management techniques and trends. To provide flexibility
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                                            Meeting the Challenge
and a greater range of topics, EPA has joined a consortium in the
Washington area which presents monthly Forums on timely subjects
such as, "Getting the Critical Edge on Anger," and "Strategic Leader-
ship in a period of Transition."  Through an agreement with the
Treasury Executive Institute, EPA executives in our Regional Offices
participate in similar Forums.

EPA Management Intern Program

This structured, high visibility management development program has
proven very attractive to outstanding college seniors and graduate stu-
dents who have a commitment to public service and protection of the
environment. The candidate evaluation criteria are designed to help
us obtain talented people with a mix of management and technical
skills, with strong minority and female representation.

Interns actually design their own two-year programs by creating an In-
dividual Development Plan, outlining their rotational assignments and
training, and choosing mentors to help them gain broad-based, Agen-
cywide experience.

The program has steadily expanded since its inception in 1986 in the
Office of the Comptroller. This year we interviewed 351 students,
received 183 applications and invited 35 candidates to Washington for
final interviews.  Nineteen interns were selected. We are immensely
pleased that of these nineteen, sixteen are minorities and women. This
excellent program is serving as a model for the entire Federal govern-
ment.
                 GROWTH OF EPA MANAGEMENT
                      INTERN PROGRAM
              1986
                                          (30 - target)
                        10      20     30

                         Number of Interns
40
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Meeting the Challenge
              Presidential Management Intern Program (PMIP)

              A limited number of outstanding candidates with Master's Degrees in
              Public Administration, Public Policy or other relevant disciplines are
              selected each year government-wide to participate in this prestigious
              program which is operated by the Office of Personnel Management
              (OPM). Students enter upon a structured two-year program which in-
              cludes rotational assignments, formal classes, assignment to a mentor,
              and meetings with other PMI's.  Our PMI program is recognized as
              one of the best in the Federal government and a  high percentage of
              PMI's elect to stay with the Agency. In fact, since 1978 EPA has had
              120 interns and 70% of them are still here, many in highly responsible
              positions.

              Executive Potential Program (EPP)

              Since its inception in 1986, EPP (an OPM program) has become in-
              creasingly recognized as the Federal model for providing training and
              developmental experiences for high potential individuals in grades
              GS/GM -13/14,  preparing them for managerial and executive posi-
              tions in the Federal government. The Program is especially suitable
              for occupational specialists at the journeyman level who are transition-
              ing into management as a second profession and who need to comple-
              ment their technical expertise with professional management skills.

              While remaining in their positions of record, participants complete a
              rigorous twelve-month program which includes: an individual needs
              assessment, an individual development plan, two 60-day developmen-
              tal assignments, interviews with senior executives,  a one-week shadow
              assignment with a high-level official, and twenty-five days of classroom
              training on the general theme of leadership. During the last two years,
              EPA  has enrolled 33 participants in the EPP, more than any other
              Agency.

              Public Health Service

              EPA is participating in the revitalization of the Public Health Service
              by integrating PHS officers into our position structure, improving our
              reward system for good performance,  and recruiting more young of-
              ficers. We have also started a newsletter to our PHS officers, and a
              Supervisory Guide for Managers will be  available later this year.
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                                                          Meeting the Challenge
Technology Transfer
              Technology Transfer is defined as technical assistance, training and
              focused  information dissemination.  An incredible amount of
              knowledge about environmental problems exists in various organiza-
              tions. The hard part is getting it  delivered (transferred, if you will)
              from where it is to where it is needed.

               Several offices within EPA work together to facilitate the exchange
              of information, knowhow and expertise within the Agency and among
              our partners in the pollution control process.  We  lend our expertise
              and support to the Education and Training Committee of the Nation-
              al Advisory Council on Environmental Technology  Transfer
              (NACETT).  We have also compiled a compendium of State/EPA
              cooperative training activities.

              Institute Scholars Assisting Indian Nations

              A specific example of technology transfer is the EPA Institute Scholar
              Program, a joint venture of the Institute and the Office of Federal Ac-
              tivities. Its purpose  is to effect technology transfer, in the form of
              "hands-on" skills training, to the Indian nations.  Examples of skills
              taught are: solid waste management, evaluation of contaminated sites,
              mitigation of exposure to asbestos in schools, and water quality sam-
              pling skills.
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Meeting the Challenge
              Institute Scholars, whose selection is based on their written course
              proposals, receive two types of training before actually going to the In-
              dian Nations: a three-day workshop at Headquarters, taught by en-
              vironmental and Indian culture experts from EPA, the Bureau of
              Indian Affairs and the Indian Health Service; and a second phase in
              Regional locations, where Scholars learn more about  the specific
              problems of the assigned tribes.  The program has been very well-
              received by Indian Tribes.

              Intergovernmental Personnel Act (IPA) Assignments

              The Intergovernmental Personnel Act (IPA) Program facilitates inter-
              governmental cooperation by encouraging mutually beneficial ex-
              changes of personnel and information (technology transfer) between
              the Federal government and States, local governments, colleges, In-
              dian Nations and non-profit organizations to increase knowledge and
              understanding of environmental problems.

              In the past, parity has been lacking in the relationship, with more
              Federal personnel going to the other partners than vice-versa. We
              propose a more balanced IPA Program, one that allows more state and
              local government employees to come to EPA.

              We raised the visibility of this useful program last year by communicat-
              ing the objectives, scope and applicability of the program to EPA
              managers nationwide.  In addition, we set up an IPA pool of six FTE's
              and $317,000 to assist  Regions and Programs in implementing their
              programs. As a result, 33 employees have expressed an interest in IPA
              assignments this year.
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                                        Meeting the Challenge
FULFILLING EMPLOYEE
NEEDS
Our comprehensive approach to meeting the human resources
management challenge is based on what we believe...our people are
our most valuable asset. We can expect to achieve our best only if we
are viewed as total beings with a variety of needs. The Agency's em-
phasis on meeting these needs is demonstrated in a variety of ways.

New Employee Orientation

Our revamped orientation for new employees makes newcomers feel
welcome and valued at EPA, while providing all relevant information.
The new people are presented with a  handsome  portfolio for all
employment papers and forms.

Flexitime

 This program allows employees to vary their starting and quitting
times to accommodate individual needs and preferences.  For ex-
ample, at Headquarters, employees on a five-day work week may start
work anytime between 7:00 a.m. -9:30 a.m. and quit from 3:30 p.m. -
6:00 p.m.

Flexiplace

This is an arrangement in which employees perform their jobs at home
or at other locations nearby. Experimentation with this idea is taking
place in both the public and private sectors in the United States and
abroad - spurred on by rising construction and building maintenance
costs, new and affordable telecommunications capabilities, urban pol-
lution and traffic  gridlock.  EPA's Office of Administration and
Resources Management in Research Triangle Park (RTF), N.C., is
conducting a six-month pilot flexiplace program
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Meeting the Challenge
              Compressed Work Week(CWW)

              Under CWW, employees may work 9 hours per day for 8 days, 8 hours
              one day and take one day per pay period off. They still work 80 hours
              during the pay period. Many Regions and Laboratories have had this
              program for years.  Recently, it has been implemented at Head-
              quarters offices,  where,  as  of February 1989, 39% of eligible
              employees are participating. The overall Agency participation in this
              popular program is 43%.
                              PERCENT OF EPA EMPLOYEES ON
                              COMPRESSED WORK WEEK(CWW)
               57% not on CWW
                                                           43% on CWW
              Leave Transfer

              Under this program, employees may donate a portion of their annual
              leave to another employee who has a certifiable medical or family
              emergency. The program has been in effect about a year and several
              hundred recipients have received thousands of hours of donated leave.

              Leave Bank

              This Agencywide program, to be implemented in the fall of 1989, will
              allow employees to donate four, six or eight hours of annual leave per
              year to the Bank, thereby becoming "members." They may then apply
              to draw leave from the bank if they encounter a family or  medical
              emergency and are faced with a leave without pay (LWOP) situation.
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                                           Meeting the Challenge
One-Stop Shopping

The Headquarters Human Resources Services Center (HRSC) has
been a tremendous success. It is a one-stop location for information
on all Headquarters personnel services, a place where employees can
find the answer to nearly any human resources related question. Ex-
amples of services provided in the Service Center are career counsel-
ing, retirement  counseling, training registration, and benefits
assistance.
Employee Counseling and Assistance Program (ECAP)

Staffed by professional, certified counselors, the Headquarters
Employee Counseling and Assistance Program provides help in stress
management, crisis intervention, drug/alcohol abuse and other areas.
ECAP has grown substantially in the five years it has been in opera-
tion. Last year ECAP served over 10% of EPA's population. That
compares favorably with usage at other Government counseling
centers. Employees at all EPA locations have access to Employee As-
sistance Programs, usually through cooperative agreements with other
Federal agencies or with private agencies.

Wellness Programs

EPA is a leader  among Federal agencies  in providing Wellness
Programs for employees, and has had active programs for years, both
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Meeting the Challenge
               in field offices (Regions and Labs) and at Headquarters. A complete
               Wellness Program includes a fully-equipped Health Unit; an
               Employee Counseling and Assistance Program; a well-equipped
               physical fitness facility (including aerobics and other classes and peri-
               odic fitness testing); and lectures, classes and seminars on nutrition
               and other health education issues. Wellness Programs have expanded
               dramatically in the past two years, especially in Laboratories and
               Regional Offices. An example is the brand new state-of-the-art facility
               in Philadelphia
               Caregiving

               As currently planned, this new program will provide a Caregiving
               Leave of Absence for an employee who must care for a child,  parent
               or other blood relative with a serious health condition. It also includes
               maternity/paternity leave. The employee may use any combination of
               annual leave, compensatory time, and leave without pay. The  special
               feature of this program is the guarantee of time off and job security.

               Day Care Centers

               We also lead the Federal government in providing child care assistance
               to employees.  Our  Headquarters office and  more than half our
               Regional Offices have either an on-site or a nearby child care facility.
               These centers are open to children of all Federal employees; however,
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                                                       Meeting the Challenge
              in most instances EPA employees are guaranteed first priority. The
              Headquarters facility opened in September 1987 and now serves 75
              children, 75% of whom have EPA parents.
Recognition

              An important part of feeling good about what we do is being recog-
              nized for our performance. Last year EPA distributed 600 Honor
              Awards and $6,100,000 in Monetary Awards.  Some offices are ex-
              perimenting with "On-The-Spot" cash awards, usually $25 - $100, as an
              instant reward for good performance.  Informal awards, such as in-
              scribed coffee cups and framed certificates are  becoming quite
              popular. The Public Service Recognition Award, given for service to
              the community, is a new award.
..               -.%\^V%A/^%^^   ..  HW_A ?  •• _^s .w<    f :.:;•*  ^v.y. -".-.    •. ^ -. f %  y f,
    Last year EPA gave out 600 Honor Awards and distributed
                  $6,100,000 in Monetary Awards.

              Performance Management and Recognition System (PMRS)

              The current approach to rating, paying and rewarding supervisors and
              managers (PMRS) expires on September 30,1989. Early in 1988, the
              U.S. Air Force proposed  an OPM-sponsored demonstration project
              to test an alternative to PMRS. In late 1988, OPM tentatively selected
              the Air Force and EPA to serve as test Agencies for the new system,
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Meeting the Challenge
              with 2500 PMRSers participating from each Agency.  Upon final ap-
              proval of the project, EPA will help lead the way for the rest of the
              Federal government.

              EPA's own experience and research indicates that the current PMRS
              system has a low level of confidence. For example: 55% of supervisors
              and managers do not think it works well; 78% of the written comments
              on PMRS were negative; 59% of all employees surveyed for the 1985
              NAPA study disagreed or strongly disagreed that employees who
              deserve recognition or awards get them.

              Under the proposed system, all managers who meet their yearly work
              objectives  (no more critical job elements or performance standards!)
              progress through the pay  range at the same pace.  During a separate
              process, managers and supervisors can be nominated for special recog-
              nition - a one-time payout of at least 5% of their salary. All managers
              are still eligible for special act or suggestion awards.  "Performance
              Plus," as the new system is called, can combine efficiency, meaningful
              performance discussions, and recognition for significant managerial
              contributions into a  comprehensive  approach  to performance
              management that makes sense.

              Honor Awards

              Each year at the Honor Awards Ceremony, the Administrator presents
              non-monetary awards, including gold and silver medals, to top per-
              formers in all areas, including management.

              Presidential Rank Awards

              Presidential Rank  Awards are monetary awards which recognize su-
              perior performance by a member of the Senior Executive Service over
              an extended period of time. In 1988, 15 senior executives received
              these awards. The two types of awards are  the Distinguished Senior
              Executive  Award (the highest, with a cash award of $20,000) and the
              Meritorious Senior Executive Award (with a cash  award of $10,000).

              Lee M.Thomas Excellence in Management Award

              The Lee M. Thomas Excellence in Management Award is awarded an-
              nually to a select group of managers included in the PMRS who em-
              body the principles of good management. It is possible for an awardee
              to receive a combined total (PMRS cash  award  plus Excellence in
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                                                        Meeting the Challenge
              Management Award) of as much as 20% of base pay, and he or she
              must receive a combined  amount of at least 10% of base pay.
Involvement and Participation
              Employees should have a voice in decisions that affect them, and at
              EPA they do. Active involvement in the affairs of the Agency provides
              opportunities for professional and personal growth, and makes EPA
              a more desirable place  to work.   EPA encourages and supports
              employee involvement and participation in a variety of human resour-
              ces programs and groups. There are several organizations that provide
              guidance to the Agency regarding human resource issues.

              National Human Resources Council

              The largest and best known of these groups is the National Human
              Resources Council, a  management-supported advisory group,
              chartered in 1986, to "advise, consult and assist the Administrator, the
              Deputy Administrator and the Office of Human Resources Manage-
              ment, on ways to improve the management of human resources in the
              Agency and to strengthen communications regarding human resour-
              ces management activities." The Council serves as a human resources
              change agent, providing impetus for human resource initiatives.

              For example, last year the Council recommended that the Agency set
              an affirmative action goal of 52% for new hires in management and
              supervisory positions.  The Agency has since adopted this goal, and
              Administrator Reilly reaffirmed it in his memo on Equal Employment
              Opportunity on May 12,1989, and in his address to the Council in June.

              Other initiatives include  rotational assignment programs and innova-
              tive ways of recognizing  employees' achievements. The Council has
              also been instrumental in establishing employee benefit programs,
              such as alternative work schedules and employee wellness programs.

              Local Human Resources Councils

              Largely as a result of the success of the National Human Resources
              Council, most Regional  Offices, Laboratories and Headquarters of-
              fices have established their own Human Resources Councils. Local
              councils are involved in many projects on behalf of employees and
              their families.  For example, the Cincinnati council organized  an
              Employee Recognition Day, the Seattle council established a Day
              Care Center  for the children of employees, and at Headquarters the

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Meeting the Challenge
              Office of Solid Waste and Emergency Response (OSWER) council
              promoted fund raising activities for Children's Hospital.
              Employee Interest Groups

              There are a number of employee interest groups: Federally Employed
              Women (FEW); Blacks  in  Government (BIG); Women in Science
              and Engineering (WISE); the Hispanic Advisory Committee; and the
              Asian and Pacific Americans Advisory Group. These groups provide
              a forum for discussion of issues specific to their constituencies and
              provide management with recommendations and support in the
              recruitment and retention of minority and women employees.

              The Secretarial Advisory  Council (SAC), a subcommittee of the
              Federal Women's Program, advises management regarding ways to
              improve career growth and mobility for secretarial/clerical employees
              and also to improve productivity, recognition  and morale for
              employees in this critical element of the Agency's workforce.  SAC
              holds regular conferences and conducts workshops which promote the
              secretarial profession and provide opportunities for improving skills.

              An exciting new program is the Secretarial Career Management Sys-
              tem (SCMS). A pilot program to implement SCMS is being sponsored
              jointly by SAC and the Office of Research and Development (ORD).
              Major objectives of the SCMS are to establish a formal training and
              development program and to define and communicate career oppor-
              tunities for secretaries.
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                                           Meeting the Challenge
The  Scientific and Technical Careers Advisory Committee (SCI-
TECH), whose chairperson sits on the Human Resources Council, is
composed of eleven members from Laboratories, Regions and Head-
quarters. EPA is a scientific Agency, with 36% of our employees in
scientific/technical positions, many of which are chronically hard-to-
fill. Many more of our employees, almost 60% of the total, have scien-
tific or technical backgrounds.  Sci-Tech endeavors to make the
Agency attractive to talented and creative people and to support them
once they are on board. Sci-Tech has been instrumental in advancing
policies to encourage employees to actively participate in professional
scientific and technical associations, the sabbatical program, and the
Distinguished Lecturer Series.
               PERCENTAGE OF EPA EMPLOYEES IN
              SCIENTIFIC/TECHNICAL OCCUPATIONS
 64% are in all
 other occupations
                                              36% are in
                                              scientific/
                                              technical
                                              occupations
Labor/Employee Relations

Labor Relations/Employee Relations Workshops for supervisors and
managers are available to assist them in dealing with Collective Bar-
gaining, Negotiated Grievances, Unfair Labor Practices and other
relevant topics. A comprehensive training manual will be available in
the near future.

Employee Evaluation of Supervisors

Several Headquarters offices have instituted pilot programs in which
employees evaluate their supervisors.  All employees in OHRM, the
Office of Information Resources Management, the Office of Health
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Meeting the Challenge
              and Safety, the Contracts Management Division and the Program
              Operations Support Staff completed questionnaires of about 50 items
              that measured their supervisors' communication, leadership and ad-
              ministrative skills.  The results  have been returned to the evaluated
              supervisors, several of whom have shared and discussed the results
              with their staffs.
              Partners in Education

              The first school year for the EPA/Bertie Backus Partners in Education
              Program was a significant accomplishment. The program objectives
              were met  and  exceeded. They were: to stimulate students' study of
              mathematics and science at the high school level and beyond; to edu-
              cate students about environmental issues impacting urban living; and
              to educate students about scientific/technical careers at EPA.

              The Agency offered five programs at Backus this year, including a
              speakers' bureau, a science fair, a mentor program, field trips and En-
              vironment Day.  Other components of the Partnership included a
              Youth Leadership Program, Student Summer Intern Program, Facul-
              ty Summer Employment Program,  computer assistance, equipment
              loans, a recycling program and an invitation to share the Martin Luther
              King Day  Celebration at EPA.

              Approximately 200 EPA volunteers have participated in the Partner-
              ship this year by chaperoning field trips, giving speeches, judging
              science fairs, and mentoring with students.

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Regional Partnerships

Next year, a new Office of Environmental Education will be estab-
lished at EPA. We expect that this will lead to more Agency/school
partnerships nationwide. Several Regional Offices are already very
active in educational partnerships with the public schools.  For ex-
ample: they all participate  in the President's Environmental Youth
Awards program; Region I (Boston) has a seventeen-year history of
involvement with the public schools; Region II  (New York) volun-
teers are working with Far  Rockaway High School in Queens to en-
rich the school's academic  program as it pertains to environmental
science; Region IE (Philadelphia) is completing its third year of sup-
port for its adopted Abraham Lincoln High School, a magnet school
for environmental science; and Region V (Chicago) is in its fifth year
of service to its adopted Washington High School.

EPA Band and Chorus

The EPA band and chorus provide an opportunity for employees to
share their talents while entertaining their colleagues. They perform
regularly at Agency functions, such as Administrator Reilly's swear-
ing-in ceremony which President Bush attended, and at other Agen-
cies too. They even performed at one of President Bush's Inaugural
Balls.
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              CONCLUSION
              We've come a long way in recent years in improving the management
              of what is by far our most valuable resource: our people. Our recruit-
              ment, affirmative action and staff development programs are among
              the best in the Federal government and, in many instances, those in
              the private sector. The same can be said about our programs to select
              and develop our managers, and the Agency provides myriad oppor-
              tunities for employee involvement and participation in matters that af-
              fect them.

              The programs and accomplishments described in this report reflect the
              effort and commitment of EPA to attaining and maintaining the best
              possible human resources programs. However, the task of attracting,
              developing and retaining the best and the brightest never ends. It is a
              continuing challenge but well worth the effort and we welcome it. We
              believe that motivated employees, provided with opportunities to
              develop to their full potential, will be more productive, happier, more
              personally fulfilled and that the work of such employees will accelerate
              the fulfillment of EPA's mission...the protection of human health and
              our beautiful environment.
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EPA's People (A Snapshot)
             EPA's 15,000 workers are slightly younger, with less government ser-
             vice than the average Federal employee,  and very well-educated.
             One-third have come to the Agency within the last three years. The
             turnover rate is low compared to the Federal average.
                  Average age

                  Average years
                  Federal Service

                  Annual turnover
                  rate

                  Eligible for
                  Retirement

                  Bachelors Degree
                  or higher
EPA

39


11



11%


5%


66%
Federal Government

42


13



19%


11%


32%
                           PERCENTAGE OF EPA EMPLOYEES
                         WITH BACHELOR'S DEGREE OR HIGHER
                34% have
                less
                than a
                Bachelor's
                Degree
                                                        66% of EPA
                                                        employees
                                                        hold a
                                                        Bachelor's
                                                        Degree
                                                        or higher
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Meeting the Challenge
                  Women

                  Men

                  Minorities
EPA

48%

52%

25%
Federal Government

42%

58%

27%
             Other interesting facts about our employees:

                  • 65% of college graduates hold degrees in scientific/technical
                   disciplines.

                  •34% hold an advanced degree.

                  • 33% have come to EPA within the last three years
                           PERCENTAGE OF EPA EMPLOYEES
                           HIRED IN THE LAST THREE YEARS
                 67% were
                 hired before
                 FY86
                   33% of EPA
                   employees
                   have been
                   hired in the
                   last three
                   years
                  • 8 years is the average EPA tenure

                  • 9% have been with the Agency since its creation in December
                   1970.

                  •26% of EPA's charter employees are still here.
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