-------
TABLE 7-2. ESTIMATED USAGE OF IRON AND STEEL CONSTRUCTION MATERIALS
(1,000 SHORT TONS)*
'Source:
Concrete Reinforcing Bars
Galvanized Sheets
Cast I ron Pipe
Pressure
Soil
Fabricated Steel Products
Plates and Structural Shapes
Piling
Total
1974
5,089
6,105
1,958
774
4,566
18,200
662
37,354
1975
3,666
3,720
1,255
594
4,335
17,531
424
31,345
1976
3,876
5,180
1,334
658
3,719
18,031
330
33,128
1977
4,179
5,657
1,605
682
3,486
11,900
347
27,854
"Iron and Steel," MCP-15 Mineral Commodity Profiles, Bureau of Mines, U.S. Dept. of the
Interior, July 1978.
"Iron and Steel," A Chapter from Mineral Facts and Problems, 1975 Edition, Bureau of
Mines Preprint from Bulletin 667, U.S. Dept. of the Interior.
"Steel Mill Products," Current Industrial Reports, MA-33B(76)-1, issued September 1977,
Bureau of the Census, U.S. Oept. of Commerce.
"Iron and Steel Products: Shipments, Bookings and Backlog," Bureau of Mines, U.S. Dept.
of the Interior, January/February 1978.
27
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USE IN PUBLIC CONSTRUCTION
As indicated above, statistical information relating iron and
steel products to. construction programs is lacking. The exception is
a data series compiled and published by the Concrete Reinforcing Steel
Institute for apparent rebar usage by construction markets.
Rebar Usage
Shipments/use data of concrete reinforcing bars are available from
two sources: the Bureau of the Census^ and the Concrete Reinforcing
Steel Institute^. Comparable data for 1975 and 1976 are shown below.
Reinforcing Bars (1,000's of short tons)
Shipments Apparent Use
1975 3,666 3,800
1976 3,876 4,054
The data sets show close correspondence.
The CRSI data provide a breakdown of rebar usage by construction
markets. As shown in Table 7-3, the categorization permits the dis-
tinction between public and private construction activities. The
construction markets which comprise public construction are:
Heavy construction
All paving
Bridges
Public buildings
Note that only heavy construction includes some private construction
among these categories.
Between 1970 and 1976, total public construction utilized approxi-
mately 58% of the total U.S. production of concrete reinforcing bars.
The quantities of reinforcing bars employed in various public con-
struction programs between 1973 and 1976 are shown below .
4. "Iron and Steel Products: Shipments, Bookings and Backlog," U.S.
Department of Commerce, Bureau of the Census, January/February 1978.
5. "Concrete Reinforcing Steel Institute 11-Year Statistical Report-
Rebar Usage (1966 Through 1976)," published by Concrete Reinforcing
Steel Institute, Chicago, Illinois, February 23, 1978,
28
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TABLE 7-3. CONSTRUCTION MARKETS LISTED BY CRSI CATEGORIES*
APARTMENTS, HOTELS, MOTELS
High-rise apartments
Low-rise hotels and motels
High-rise hotels and motels
HEAVY CONSTRUCTION
Sewerage and waste disposal
Water supply
Dredging and drainage
Harbor and waterfront
Dams
Railroads, excluding buildings
Defense facilities
I rrigation canals, etc.
Other nonbuilding
Utilities, power, etc.
Oil, gas wells
Mining, quarrying
Miscellaneous
ALL PAVING
State Highways
Local urban streets
Local rural roads
Airports, excluding buildings
BRIDGES
State Highways
Local urban streets
Local rural roads
PUBLIC BUILDINGS
Elementary schools
High schools
Combination classroom buildings
Industrial, vocational and trade schools
College and universities
Other college and school buildings
Dormitories
Public administration and service buildings
Religious buildings
Low-rise hospitals
High-rise hospitals
Social, cultural, recreational buildings
Transportation and terminal buildings
INDUSTRIAL AND COMMERCIAL
Stores and miscellaneous commercial
Low-rise office buildings
High-rise office buildings
Parking buildings and lots
Commercial garages, service stations
Commercial warehouses and terminals
Industrial buildings, industrial warehouses
Clubs, lodges, theaters
Farm
ALL OTHER USES
One family houses
Two family houses
Low-rise apartments
Sidewalks
Driveways
Masonry
Retail cement sales
Etc.
'Source: PCA Economic and Market Research Department
29
-------
Quantity of Reinforcing Bars (1,000 short tons)
1975 1974 1975 1976
Heavy construction 1,355 1,474 1,204 1,450
Paving and Bridges 680 568 466 307
Public Buildings 713 790 645 687
Total Public
Construction 2,748 2,832 2,315 2,444
The above data are correlated with information in Table 6-2 to
derive the quantities of reinforcing bars used per million dollars
of public construction programs presented below.
Tons of Reinforcing Bars/$Million of Public Construction
1973 1974 1975 1976 Average
Heavy Construction 152 131 83 97 116
Pavings and Bridges 65 47 43 31 47
Public Buildings 55 53 42 52 41
Total Public
Construction 85 74 57 64 70
Highways and streets construction values listed in Table 6-2 were
assumed to include bridges. All construction values except highways/
streets and buildings were assigned to the "Heavy Construction"
category.
Variations in the annual usage of reinforcing bars per million
dollars of construction can be due either to changes in construction
techniques employed, to differences in construction programs undertaken,
or to a combination thereof. The average calculated values, however,
are believed to provide reasonable reinforcing bar use factors for
estimating the employment of reinforcing bars in public construction
in the near future.
Uses of Other Iron and Steel Products
Public construction programs generally involve relatively large
projects. Consequently, it is believed that the tonnage of iron and
steel construction materials is relatively greater in public than in
private construction programs when measured in terms of either tonnage/
project or tonnage/dollar expended.
To illustrate the above, the value of public construction as a
percent of total construction is compared with apparent rebar use
30
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in public construction as a percent of total apparent rebar use in con-
struction for the 1973-1976 time period.
1975 1974 1975 1976
% Value Public of Total Construction 24 28 50 26
% Apparent Rebar Use in Public 51 55 61 60
Construction of Total Rebar Use
It is evident that apparent rebar use in public construction programs
was about twice as great as would have been expected if public and
private construction programs were essentially similar.
The evidence suggests that public construction utilizes more than
its proportionate share of iron and steel construction materials.
Apparent rebar use probably represents the upper limit, recognizing
the general purposes for which rebars are employed.
Here, it will be assumed that public construction consumes 50-50%
of the total material tonnages, other than rebars, listed in Table 7-2.
Application of these bounds yields the tonnages listed in Table 7-4.
The average annual use of iron and steel materials (other than rebars)
is estimated to have amounted to about 11,000,000 short tons.
Estimated short tons of iron and steel construction materials
(other than rebars) installed per million dollars of public construction
are shown below.
1974 250-420
1975 210-540
1976 250-380
1977 200-320
Average 290
MANUFACTURING PROCESSES
Steelmaking Processes
In Steelmaking, pig iron, scrap, or a mixture of the two, are'
converted into steel by a refining action that lowers the carbon and
silicon levels and removes impurities such as sulfur and phosphorus.
The oxygen level in the molten steel is neutralized by adding deoxidizing
agents in controlled amounts. In the United States today, there are
three major Steelmaking processes in use: the open-hearth process,
the electric-arc process, and the basic oxygen process. Of particular
interest to the present study are the amounts of recovered material
that can be used in each process without degrading the quality of the
31
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TABLE 7-4. ESTIMATED USE OF IRON AND STEEL IN PUBLIC CONSTRUCTION
(OTHER THAN REBARS ) (1,000 SHORT TONS)
Galvanized Sheets
Cast Iron Pipe
Pressure
Soil
Fabricated Steel Products
Plates and Structural Shapes
Piling
Total
1974
1,800-3,100
6000-1,000
200-400
1,400-2,300
5,500-9,100
200-300
9,700-16,200
1975
1,100-1,900
400-600
200-300
1,300-2,200
5,300-8,800
100-200
8,400-14,000
1976
1,600-2,600
400-700
200-300
1,000-1,700
5,400-9,000
100-200
8,700-14,500
1977
1,700-2,800
500-800
200-300
1,000-1,700
3,600-6,000
100-200
7,400-11,800
final product. To understand the limitations of the three processes
with respect to the utilization of recovered material, it is worthwhile
to review briefly how each process operates.^
Open-Hearth Process
The open-hearth process has been in use in the U.S. since the
1870's. In this process, the steel is produced in a shallow bath which
is heated by flames that pass over the top from one end of the bath to
the other. Heat in the gases exhausting from the side opposite the
burners is recovered by regenerative chambers consisting of a checker-
work of brick. The direction of the flames is reversed in alternate
cycles, and the heat stored in the regenerative chambers is used to
preheat the combustion air and sometimes the fuel. Natural gas, coke-
oven gas, and liquid fuels are the common fuels used.
6. The Making, Shaping and Treating of Steel, Ninth Edition, Harold
E. McGannon, ed., United States Steel Corporation, 1971.
32
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There are two different types of open-hearth processes in use:
the acid open-hearth process and the basic open-hearth process, the
major differences being in the operation and raw materials used for
each. Also, there are differences in construction of the furnace,
primarily in the fact that the bottom and banks of the basic open-hearth
furnace consist of chemically basic materials whereas the bottom and
banks of the acid open-hearth furnace are lined with silica brick and
sand. While basic open-hearth furnaces are the more widely used of
these two furnace types, the reliance on open-hearth furnaces in
general has been declining steadily since the introduction of basic
oxygen furnaces in the United States in the mid 1950's.
In basic open-hearth furnaces, there is considerable flexibility
in the charge that can be used. However, the metal charge will depend
to a large extent on the facilities that are available at the same
location. In an integrated steel mill having a blast furnace, the
metallic charge to the open-hearth furnace generally consists of 45
to 80 percent molten pig iron, the remainder being steel scrap and
possibly some solid pig iron. Iron ore is added as necessary to
control the carbon content of the bath, generally in decreasing amounts
as the scrap ratio increases. If molten pig iron is not available,
the open-hearth furnace can be operated using a metallic charge of
solid steel scrap and solid iron. The open-hearth furnace can also
be operated using a metallic charge of all solid steel scrap, but such
operation requires considerable skill and is not commonly practiced
in the industry.
At the start of a heat, limestone is charged first, usually in
quantities of 5 to 8 percent of the total metallic charge. The lime-
stone is then covered with iron ore followed by scrap, or with scrap
directly if no iron ore is used. The melting period begins as soon
as the scrap is charged. If the charge is to include molten pig iron,
the latter would be added after the scrap has begun to melt and is
sufficiently oxidized. As the melt progresses, the lime rises and a
slag forms on the surface of the molten bath. At the conclusion of
the melt, the steel is tapped from the furnace into a ladle.
In 1970, there were 408 open-hearth furnaces operating in the
U.S., with capacities per heat ranging from 40 to 600 short tons of
steel, although the capacities of over 90 percent of the furnaces fell
in the range of 130 to 400 tons per heat. A 600 ton heat requires up
to 10 hours to process, whereas smaller heats require approximately
5 hours.
33
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Electric-Arc Process
Electric-arc steelmaking furnaces came into use in the United
States shortly after the turn of the century. In electric-arc furnaces,
the metal is heated by the radiation generated by arcs passing between
adjacent electrodes (indirect-arc heating) or between electrodes and the
metal (direct-arc heating). Arc furnaces based on direct arc heating
are the most common type in use today in the steel industry.
A typical arc furnace consists of a cylindrical shell into which
the scrap metal is charged. Above the shell are positioned two or
more electrodes fastened to control mechanisms to allow the elevations
of the electrodes to be adjusted as necessary to maintain the arc
during melting and refining. The metallic charge generally consists
of nearly 100 percent cold steel scrap, although hot pig iron and pre-
reduced pellets can also be used. With proper control of the quality
of the input scrap, nearly all grades of steel can be produced in
electric-arc furnaces.
Electric-arc furnaces have the advantage of lower capital cost
per ton of steel produced. They are particularly attractive in areas
where electric power cost is low and steel scrap is plentiful. Small
electric furnace plants, known as minimills, have been established in
various areas in the U.S. where it-is uneconomical to build and operate
an integrated steel mill. Generally, these minimills produce the
smaller and lighter types of mill products, such as bars.
In 1970, there were a total of 284 direct-arc electric steel-
making furnaces- operating in the United States with capacities ranging
from 1 to 400 tons, although only four of the furnaces had capacities
over 200 tons. A 200-ton capacity electric-arc furnace requires about
5 hours to produce a heat.
Basic Oxygen Process
The basic oxygen steelmaking process was introduced into the
United States on a commercial basis in the mid-19501s. In this process,
the metallic charge consists of molten pig iron and cold scrap, usually
in the ratio of about 70 percent or more pig iron and 30 percent or
less scrap. The amount of cold scrap that can be used is limited
because the heat required to melt the scrap is supplied by the molten
iron. If the ratio of molten iron to cold scrap is too low, there will
be insufficient heat available to maintain the melt at the required
temperature. The scrap fraction can be increased, however, by heating
the scrap prior to charging.
34
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A typical basic oxygen furnace (EOF) consists of a barrel-shaped
vessel lined with chemically basic refractories and supported such that
it can be tilted about a horizontal axis. During charging, the furnace
is tilted and cold scrap is introduced, followed by molten pig iron.
After charging, the furnace is returned to the upright position and an
oxygen lance is lowered into the furnace to begin the refining operation.
Within a few seconds after the flow of oxygen begins, reactions with
impurities in the charge commence. When the oxygen blow is completed,
the furnace is tilted, the temperature of the melt is measured, and
a sample of the steel is taken for chemical analysis. Adjustments in
temperature are made by adding scrap or limestine as a coolant, or
by reinserting the oxygen lance and blowing oxygen to raise the temper-
ature. When the proper chemistry and temperature are attained, the
furnace is tilted and the steel is tapped into a teeming ladle.
Alloying constituents are added to the ladle during the tapping
operation. From the ladle, the steel is poured into ingot molds or
transferred to the continuous caster.
In 1970, there were a total of 74 basic oxygen furnaces operating
in the United States with capacities ranging from about 50 to 350 tons
per heat. The capacities of approximately 50 percent of these furnaces
fell in the 100 to 200 ton range. A 300 ton basic oxygen furnace can
complete a heat in 45 minutes. The reduced time per heat over open-
hearth and electric furnaces is an important advantage of the basic
oxygen furnace. A disadvantage is that it cannot be operated inde-
pendently of a source of hot metal (i.e., molten pig iron).
Steel Production by Furnace Type
The amounts of raw steel produced in the U.S. annually by each of
the three steelmaking processes are given in Figure 7-1 for the years
1969 through 1977. Total raw steel production is shown at the top of
the figure. The trend in the relative importance of each steelmaking
process for the same period is better illustrated in Figure 7-2, which
shows production by individual process expressed as a percentage of
total U.S. raw steel production. The figure illustrates the steady
decline in the reliance on open-hearth furnaces and the increased
importance of the basic oxygen and electric furnaces. The production
figures for 1978 are expected to show a continuing increase in the
percentage of raw steel made in electric furnaces.
Steel Processing and Distribution
The function of each of the three steelmaking processes described
above is to produce molten steel of the desired properties. This
section provides a brief description of how the molten steel is
transformed into the products of interest to this study—namely,
35
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construction products--and how these products are distributed. The
finished molten steel is transferred to a teeming ladle. The steel is
then transferred to ingot molds or to a continuous-caster if one is
available. If transferred to ingot molds, the steel is allowed to
solidify. The resulting ingots are then removed from the mold and
placed in a soaking pit in which precise temperature control is main-
tained. When the ingots are at a uniform desired temperature through-
out, they are transferred to the primary mill where, by repeated
rolling operations, they are converted to billets, blooms, or slabs.
These intermediate shapes are then further processed by other mills
to provide final products of standard shapes and sizes. If the molten
steel is transferred from the ladles to a continuous caster, blooms,
billets and slabs are cast directly without the need for ingot casting,
"soaking," and primary rolling.
It is important to note that in recent years, the annual U.S.
shipments of steel products have averaged slightly more than 70 percent
of raw steel production. The difference is attributed to the unavoid-
able losses that occur in transforming the molten steel into finished
products. The scrap thus generated is generally returned to the steel-
making furnaces for reraelting.
Not all steel construction products are made in integrated mills
which generally include blast furnaces; steelmaking furnaces; and
primary, secondary, and finishing mills. For example, reinforcing bars
require only relatively modest facilities and equipment for forming
and finishing. Such facilities are frequently found at non-integrated
mills. Non-integrated mills, including mini-mills, are major producers
of reinforcing bars.
In contrast, sheets, plates, and pipes frequently require extensive
milling facilities usually found only at integrated mills. Integrated
mills may have various combinations of basic oxygen, open-hearth, and
electric-arc furnaces on-site for producing steel. The specific
furnace output employed for the production of a particular construction
product can vary from day-to-day or week-to-week depending on demand,
availability of raw materials, and product specifications.
The amounts of steel from each type of furnace which are allocated
to the manufacture of various types of construction products are not
recorded. Estimates from a previous EPA study are shown in Table 7-5.
The finished construction products might be shipped directly from
the mill to a contractor at a construction site or they might be shipped
to a steel service center and sold later to building contractors.
Certain types of steel/iron construction products such as doors, door
frames, window frames, sheeting and siding, ventilators and duct work,
and railings are usually made by fabricators that are not part of the
38
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TABLE 7-5. ESTIMATED PRODUCTION OF STEEL CONSTRUCTION PRODUCTS
BY FURNACE TYPES*
Structural
Bars
Sheets, pipe, other
INTEGRATED MILLS
BOF/Open Hearth
81%
10
90
Electric
9%
25
10
NON-INTEGRATED MILLS
Electric
10%
65
-
*Source: "Study of the Feasibility of Requiring Secondary Materials in Federal Construction," Resource
Planning Associates, Inc., U.S. Environmental Protection Agency (Contract No. 68-01-2272),
January 1975.
companies supplying the standard mill-type products. These fabricators
purchase finished steel of the sizes and shapes required to manufacture
their own line of products. This steel might be purchased from a steel
service center or directly from a mill. Because of the multiple routes
that the steel can follow from its molten state in the ladle to a
specific construction project, as a finished product, it is clear
that certification of the recovered material content of the products
delivered to their final destination could require a rather involved
system of record keeping, at least for some product categories.
Iron and Steel Casting
Iron and steel foundries produce castings for use in a wide
variety of applications, including construction-related activities. In
iron foundries, the predominant type of furnace for metal melting is
the cupola furnace, while in steel foundries, electric-arc furnaces
predominate.
The cupola furnace consists of a cylindrical shell of steel lined
with fire brick or other suitable refractory material. The shells
range from 2 to 9 feet in; diameter and have refractory linings 9 to
12 inches thick. To start a heat, a bed of coke is placed at the
bottom of the shell and ignited. Air is supplied through tuyeres
located along the circumference of the lower part of the shell. After
the coke is ignited, alternate layers of metal (pig iron, scrap iron,
and/or scrap steel) and coke are placed over the bed. Limestone is
added as a flux. The charge usually consists of eight to ten parts by
weight of metal to one part of coke. As melting takes place, the
charge gradually descends in the shell and additional layers of metal
and coke are added as necessary. Molten iron is tapped from the
bottom of the furnace through a tap hole. The capacities of cupola
39
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furnaces range from 1 to more than 50 tons per hour.
The electric-arc furnaces used in steel foundries operate on the
same principle as those used in steelmaking (see preceding discussion
on electric-arc furnaces), but they are generally smaller. Capacities
of electric-arc furnaces in steel foundries are usually in the 1 to 25
ton range.
After the iron or steel is melted and brought to specification,
it is tapped into a ladle and then poured into a prepared mold, usually
formed of sand, where it assumes the shape of the mold and solidifies.
After solidification, the casting is removed from the mold and cleaned.
Surface imperfections are removed by grinding wheels or torches.
Cast iron soil pipe and cast iron pressure pipe are the two major
construction-related products produced in foundries. In modern
foundries, cast iron pipe is generally produced by means of centrifugal
casting in which a sand-lined or water-cooled metal mold is rotated on
a horizontal axis as molten iron is introduced. As the iron solidifies,
a pipe having a highly uniform wall thickness is produced. The various
associated pipe fittings are generally made by static casting methods.
Annual shipments of iron foundry products averaged 15.8 million
tons over the 10-year period from 1968 to 1977?. For this same period,
annual steel foundry shipments averaged 1.8 million tons. Of the
total annual cast iron shipments, approximately 80 percent are gray
iron, 14 percent are ductile iron, and the remainder are malleable iron.
Accurate information on the percentage of iron and steel foundry
products used in construction is not available. However, cast iron
pipe is believed to be the largest single category of foundry products
used in construction. For the period 1968 to 1977, annual cast iron
pipe production averaged 2.58 million tons, with two-thirds as cast
iron pressure pipe and one-third as cast iron soil pipe.
UTILIZATION OF RECOVERED MATERIALS
The use of scrap in iron and steel production has been widely
practiced since the industry began. Scrap is generally divided into
two classes: home scrap (also called revert scrap) and purchased scrap.
Home scrap is that scrap generated within a plant, mill, or foundry in
the course of making the final products. In steel plants and foundries,
this scrap is generally consumed internally, although some might be
7. "Mineral Commodity Profiles, Iron and Steel," MCP-15, Donald H.
Desy, Bureau of Mines, U.S. Department of the Interior, July 1978.
40
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sold or shipped to other plants owned by the same company. An example
of home scrap in a steel mill are the cropped ends of billets and
bloom which are generally returned to the steelmaking furnaces. Home
scrap is preferred scrap because its origin is known and it is largely
free of contaminants.
Purchased scrap is that scrap purchased from sources outside the
mill or plant. In general, purchased scrap consists of prompt indus-
trial scrap and obsolete scrap. Prompt scrap is that scrap generated
by steel fabricators in the course of making their products. It con-
sists largely of cuttings, clippings, chips, and turnings. Since
prompt scrap is easy to collect and segregate, relatively free of
contamination, of known classification, and usually in demand, most
prompt industrial scrap is recovered and returned to steelmakers for
eventual remelting. Obsolete scrap, also called post-consumer scrap
and dormant scrap, consists of all items discarded by the consumer
such as appliances, tools, food and beverage containers, automobiles,
machinery, components of dismantled buildings and. other structures,
and obsolete railroad equipment. Not all scrap classified as obsolete
is recovered with the same degree of success. Important factors
influencing the level of recovery are: the quality of the scrap; its
size, concentration and/or location; difficulty of separation from
other types of scrap; stability of demand; and current scrap prices.
In the steel industry, the ratio of home scrap to purchased scrap
averaged approximately 1.4 to 1 for the 9-year period from 1969 to
1977.
Use in Steelmaking
Annual consumption of scrap in the steel industry for the years
1969 through 1977 is shown in Figure 7-3. The values plotted include
both home scrap and purchased scrap. Total scrap consumption generally
follows total raw steel production, as is evident from a comparison of
Figures 7-1 and 7-3. Both total scrap consumption and total steel
production peaked in 1973.
Figure 7-3 also shows annual scrap consumption by furnace type.
The decreasing consumption of scrap in open-hearth furnaces is consis-
tent with the decline in steel production in open-hearth furnaces.
The figure further suggests that scrap consumption in basic oxygen
furnaces closely parallels that in electric-arc furnaces. This
observation can be misleading, however, since raw steel production in
basic oxygen furnaces is approximately 2.8 times that in electric-arc
furnaces.
41
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Figure 7-4 shows annual scrap consumption for each furnace type
expressed as a percentage of the total metal charged to the furnace.
On this basis, electric furnaces are shown to consume much larger
amounts of scrap than either basic oxygen or open-hearth furnaces.
A rather striking feature of Figure 7-4 is the constancy of scrap
consumption as a fraction of metal charge for both the electric and
basic oxygen furnaces. Scrap use in basic oxygen furnaces has been
close to the 30 percent limit for cold scrap indicated earlier in the
discussion on steelmaking processes. This 30 percent limit on the cold
scrap charge is imposed by thermodynamic constraints. Annual scrap
consumption in basic oxygen furnaces averaged 28.9 ±0.7 percent of
metal charge for the 9-year period shown in Figure 7-4. For electric
furnaces, the average was 97.7 ±0.8 percent. Most electric-arc steel
furnaces are built with the intent of using nearly 100 percent recovered
material in the charge.
Scrap charge percentages for open-hearth furnaces show greater
variability than for the basic oxygen and electric-arc furnaces.
Annual scrap consumption in open-hearth furnaces averaged 45.7 ±4.0
percent of metal charge for the period from 1969 and 1977. Of particu-
lar interest is the peak value of 55.5 percent occurring in 1973, when
steel production was at an all-time high. Higher scrap consumption in
open-hearth furnaces that year suggests there was a shortage of hot
metal (molten pig iron). It is clear that open-hearth furnaces are
capable of greater flexibility in the amounts of scrap charged. This
might suggest that greater overall scrap consumption-in the steel
industry could be achieved by increasing scrap use in open-hearth
furnaces. This approach does not appear to be practical, however,
because of the apparent gradual phasing out of open-hearth operations.
Use in Iron and Steel Foundries
As in steelmaking, the scrap consumed in foundry operations is
classified as either home scrap or purchased scrap. In steel foundries,
which use electric furnaces for melting, home scrap and purchased scrap
combined have accounted for more than 95 percent of the metal charged
to the furnaces over the last decade, with 98 percent representing a
typical scrap charge. In the case of iron foundries, scrap use in
cupola furnaces has increased from approximately 72 percent of the
metal charge in 1960 to over 92 percent in 1977, the remainder of the
charge being pig iron. In the course of this study, contacts with
several large cast iron pipe producers indicated that scrap utilization
in cast iron pipe production now approaches 100 percent. For this
reason, the development of procurement guidelines for foundry products
does not appear to be worthwhile since under recent practice, very
little, if any, increase in recovered material use could be realized.
43
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Sources
Sources of prompt industrial scrap include all types of metal
fabricating shops that generate waste material in the process of con- •
verting finished steel mill products (e.g., sheets, plates, bars, etc.)
into final consumer products (e.g., siding and roofing materials, steel
cabinets, doors, window frames, automobile bodies, etc.). Major
sources of obsolete scrap include railroads, junked automobiles, farm
scrap, public utilities, shipbreaking, and the demolition of structures
of various types. Iron and steel scrap recovered from municipal
waste represents a small fraction of the total obsolete scrap collected.
Purchased scrap consists of approximately equal amounts of prompt
industrial scrap and obsolete scrap. In 1977, 92.09 million tons of
scrap were consumed by the iron and steel industry, of which 46 percent,
or approximately 42.1 million tons, was purchased scrap. Steelmaking
accounted for approximately 31.8 million tons of the purchased scrap,
and foundries accounted for the remaining 10.3 million tons.
There are a number of ways in which purchased scrap finds its
way from the point of generation (prompt industrial scrap) or point of
discard (obsolete scrap) to the scrap user. In between, there might
be two or more individuals or firms involved, including: collectors,
dealers, processors, dealer-processors, processor-brokers, and brokers.
Collectors acquire scrap from various individual sources and sell it to
dealers or processors. If a dealer has the required facilities, he
will process the scrap himself; otherwise, he must sell it to a
processor or pay to have it processed. If the processor is also a
broker, he will sell the processed scrap directly to the user; other-
wise, a broker will buy the scrap from the processor and sell it to the
user. In any case, the processor plays a vital role in the scrap cycle.
Processing operations include: (1) baling, in which appliances, auto-
mobiles, and other scrap forms are squeezed into compact bundles;
(2) shredding, in which the scrap is literally ripped into fist-size
pieces; and (3) shearing, in which heavy scrap is cut into pieces of
desired length.
Quality and Product Performance
In the making of steel, the quality of the scrap introduced with
the metallic charge is a matter of great importance. The amount of
scrap of any given type that can be added to the melt depends, among
other things, on the amounts and types of contaminants it contains, and
the grade of steel being produced. Other factors also affect the
desirability of scrap, including the size of individual pieces or
bundles, and the bulk density. In addition, certain types of scrap
cause emission control problems in furnace operations.
45
-------
The presence of copper, nickel, tin and other elements in the
scrap can cause serious problems because they alloy readily with the
steel and can impart undesirable properties to it. For example, in
construction products, tin in excess of 0.05% can be deleterious in
even the lowest grades of material used in noncritical applications.
There is the added problem that certain undesirable elements contained
in scrap can contaminate not only a given heat, but successive heats
as well through the deposition of residue in the furnace lining.
Because of limitations imposed on steelmaking by the quality of
the scrap and because of the wide variability in the sources and types
of scrap, it is necessary to separate scrap according to grade.
Clearly, the grade of the scrap will have a direct bearing on its
selling price. While most scrap sold to the steel industry is already
separated to some degree, further segregation is often practiced by
the user. This is particularly true in the case of electric furnace
operations producing a broad range of steel grades involving various
alloying materials. Segregation is based on tests performed on the
scrap, including chemical and spectrographic analyses.
In steelmaking, each heat of steel is made to exacting specifica-
tions which carefully spell out the allowable limits on contaminant
levels. These specifications vary with the grade of steel being made,
and the grade of steel, in turn, depends on the final product and its
intended application. Samples are generally taken of each heat of
steel and analyzed to insure that the composition specifications are
met. In certain cases, mechanical testing to measure such properties
as strength and hardness might also be performed at some stage in the
making of the final product. Thus, by carefully controlling the steel-
making process and the amounts and grades of scrap used, the quality
and performance of the end products can be maintained within acceptable
limits. For practical purposes, products made with recovered materials
are indistinguishable from those made with virgin materials, and, in
fact, it should be noted that there are no steelmaking facilities
operating in the U.S. that use virgin materials only. Since its
establishment, the entire industry has been geared to the use of scrap
materials.
Factors Influencing Consumption
In considering those factors that influence scrap consumption in
the iron and steel industry, it is instructive to examine recent trends
in scrap utilization. Figures 7-3 and 7-4, discussed previously, show
scrap consumption data for the years 1969 through 1977 by type of
steelmaking furnace. Figures 7-1 and 7-2 show raw steel production
for the same period. If the total scrap consumed in any given year in
steelmaking furnaces (see top curve of Figure 7-3) is expressed as
46
-------
a percentage of the corresponding amount of total raw steel produced
(see top curve of Figure 7-1), we find that annual scrap consumption
for the period 1969 to 1977 averaged 49.9 ±1.4 percent of raw steel
production with a low value of 47.1 percent and high value of 51.7
percent. A linear regression analysis of the scrap consumption and raw
steel production data indicates a correlation of 0.965. In spite of the
fact that the relative amounts of steel made in basic oxygen, open-
hearth and electric-arc furnaces have changed drastically in these 9
years, the annual amount of scrap consumed by all steelmaking furnaces
has remained at a nearly constant fraction of total raw steel production.
Let us now consider scrap utilization within the entire iron and
steel industry, including both steelmaking and foundry operations. A
summary of the consumption, production, and purchase of scrap in the
industry is given in Table 7-6 for the period 1969 to 1977. Also shown
are the annual shipments of all iron and steel products, including
steel mill products and foundry products. Of the total scrap consumed
by the industry, the production of raw steel accounts for approximately
72 percent on the average. Note that annual figures for total scrap
consumption given in Table 7-6 do not necessarily equal the sum of the
figures for purchased scrap and home scrap production for the same year,
although in most cases, the sum is within two percent of the total scrap
figure. The differences are understandable since, at the end of any
given year, the amount of scrap in stockpiles might be greater than or
less than that at the end of the previous year.
Scrap figures in Table 7-6 are expressed in two ways: by weight in
millions of tons and as a percentage of total product shipments for the
industry. For the 9-year period covered, annual figures for total scrap
consumption averaged 82.9 percent of product shipments with a deviation
of ±2.7. A linear regression analysis of the data indicated a corre-
lation of 0.953 between product shipments and total scrap consumption.
Annual figures for purchased scrap averaged 36.2 ±3.2 percent, and the
figures for home scrap production averaged 46.8 +2.3 percent. The corre-
lation between purchased scrap and product shipments was 0.756, while
the correlation between home scrap production and product shipments was
0.884. The data for consumed scrap, purchased scrap, and home scrap
as a percent of steel mill and foundry shipments are plotted in Figure
7-5. The plotted data show that total scrap consumption as a percentage
of total shipments has remained fairly constant. For purchased scrap
and home scrap, the data suggest that the ratio of home scrap to
purchased scrap might be gradually decreasing. The home-scrap-to-
purchased-scrap ratios are given in the last column of Table 7-6. The
ratio decreased rather abruptly from 1971 to 1972 and then more or less
leveled off, with the exception of 1974, when the ratio dropped to 1.08.
The decrease in this ratio is the result of a rather significant
increase in the amount of scrap purchased on a percent-of-shipment basis
and a somewhat lesser decrease in the generation of home scrap.
47
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Since essentially all home scrap is already consumed in steelmaking
and foundry operations, it is the trend in purchased scrap consumption
that has greater relevance to one of the major objectives of the
Resource Conservation and Recovery Act of 1976; namely, to conserve
natural resources. The only way to reduce the amounts of virgin
materials required for any given level of iron and steel production
is to increase consumption of external (purchased) scrap and to
increase the utilization of internally generated wastes that, until
recently, were destined for disposal. Examples of the latter include
flue dusts and slag which, to some extent, are now being processed
for metal recovery.
The data on scrap consumption show that changes in shipments of
iron and steel products are generally accompanied by corresponding
changes in the amounts of scrap purchased, although the correlation
between product shipments and purchased scrap is less than that between
product shipments and total scrap consumption. There are many reasons
why greater amounts of external scrap are not being used in the pro-
duction of steel products, based primarily on economic and technical
factors.
The data presented in Table 7-6 indicate that in 1977, purchased
scrap amounted to 38.7 percent of total iron and steel shipments by
weight. Because of the varying composition of purchased scrap, the
iron units provided by the scrap probably amounted to only 34 to 35
percent of the iron units represented by product shipments, the bulk
of the remainder being provided by iron ore. Clearly, on a continuing
long-term basis, external scrap can never provide all of the iron units
required to meet steel product demands. Because of population growth,
a continuing increase in the amounts of iron and steel products in use,
and the unavoidable loss of iron through oxidation, etc., a steady
supply of new iron in the form of ore is required. At this point, the
percentage of the required iron units that could be supplied by exter-
nal scrap in the long term is strictly a matter of conjecture. In any
case, there would be a wide divergence between "theoretical" projections
and "practical" projections. On the theoretical side, there is a
large quantity of existing scrap that is potentially recoverable and
there is new scrap generated continuously that is not now recovered.
On the practical side, there are technical and economic considerations
that inhibit the recovery of additional amounts of scrap. It must be
remembered that most prompt industrial scrap is already being
recovered and presently accounts for roughly half of the purchased
scrap. Thus, efforts to increase the supply of purchased scrap must
focus on post-consumer scrap. Such scrap is at a disadvantage relative
to prompt industrial scrap for several reasons: (1) much of it contains
undesirable contaminants; (2) it is more varied in its composition;
(3) it is more difficult to recover than prompt scrap; and (4) it
generally requires more processing. As a result of these factors, not
50
-------
only does post-consumer scrap cost more to collect and process than
does prompt scrap, but on the average it has less value than prompt
scrap in the marketplace. However, since nearly all prompt scrap is
being recovered and remelted, post-consumer scrap is really not
competing against prompt scrap but rather, against iron ore and the
other raw materials required to make iron and steel. It then becomes a
question of both convenience and cost on the part of the steelmaker.
Because of unwanted contaminants in certain post-consumer scrap, there
are advantages to using virgin materials. On the other hand, if post-
consumer scrap can be collected, transported, processed, and/or segre-
gated at a cost that makes it cheaper to produce steel by increasing
scrap consumption and reducing the dependence on ore, an increase in
the demand for post-consumer scrap could be expected.
Two factors sometimes cited as having a direct bearing on the com-
petition between scrap and iron ore as raw materials for steelmaking
are the differences in railroad freight rate structures for scrap
shipments and iron ore shipments, and the tax benefits available as
depletion allowances to integrated steel companies operating their own
iron ore mines. The Institute of Scrap Iron and Steel (ISIS) maintains
that the present railroad freight rate structure is discriminatory in
that the rates for shipping scrap iron and steel average 2.6 times the
rates for shipping iron ore. The Institute of Scrap Iron and Steel
recommends that a gradual adjustment in the rate structure be intro-
duced to make the rates more equitable. With respect to depletion
allowances, ISIS maintains that the present tax law discriminates
against ferrous scrap as a raw material because, in effect, it provides
a "subsidy" that prefers virgin materials over scrap. ISIS recommends
that the law be modified to provide a tax benefit to consumers of
ferrous scrap to offset the advantage provided by depletion allowances.
Annual fluctuations in the demand for iron and steel products and
the attendant fluctuations in both raw steel production and purchased
scrap demand can also be expected to influence to some degree the
competitive status of purchased scrap relative to iron ore. Less vola-
tility in the demand for purchased scrap could encourage the recovery
of greater amount of scrap from sources not fully exploited because
it might become more attractive economically to invest in the equipment
and facilities required to recover such scrap on a more efficient basis.
The figures given in Table 7-6 indicate a rather disappointing picture
of growth in the domestic iron and steel industry. Total' shipments for
the 3-year period from 1975 to 1977 were less than the total shipments
for 1969 through 1971. Percentage changes in purchased scrap from one
"Discriminatory Railroad Freight Rates," Institute of Scrap Iron
and Steel, December 1977.
51
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year to the succeeding year averaged more than 11 percent for the
period from 1969 to 1977. From 1974 to 1975, a 28.3 percent drop in
the demand for purchased scrap was accompanied by a 25.8 percent drop in
product shipments. Such fluctuations are not conducive to the develop-
ment of a stable scrap market and increased investment in scrap recovery
facilities.
In efforts to stimulate the utilization of post-consumer scrap
in the production of iron and steel products, it is necessary to con-
sider the present supply of available scrap and how the supply is likely
to respond to increased demand. A report prepared for the American Iron
and Steel Institute (AISI) discusses in detail those factors that
affect demand and supply and projects scrap supply and demand for the
year 1982.9 Data comparing 1973 and 1982 scrap demand are summarized
in Table 7-7.
For steel mill and foundry products, the total shipments for 1982
are projected to be 15.2 percent larger than in 1973. At the same
time, total scrap requirements will increase by 23.4 percent. The
larger rate of growth in scrap demand over shipments is due primarily
to a projected increase of 63.9 percent in the amount of raw steel
produced in electric furnaces which use nearly 100 percent scrap in
the charge, and a somewhat lesser projected increase (32.2%) in the
amount of raw steel produced in basic oxygen furnaces which use less
than 30 percent scrap in the charge. The increase in the demand for
purchased scrap from 1973 to 1982 is projected to be 38.1 percent. The
projected increase in demand for purchased scrap is higher than that
for total scrap because the production of home scrap, expressed as a
percent of product shipments, is expected to decrease, thereby resulting
in a disproportionate increase in the demand for purchased scrap. The
decrease in the generation factor for home scrap is due to an antici-
pated increase in the use of continuous casting and to changes in the
mix of steel products. The generation factor for prompt industrial
scrap is also projected to decrease such that the generation of prompt
industrial scrap in 1982 will be only 7.9 percent higher than in 1973.
The combination of lower generation factors for both home scrap and
prompt scrap, and the higher demand for total scrap expressed as a
fraction of product shipments, results in a 75 percent increase in the
demand for obsolete scrap for the period from 1973 to 1982.
9. "Purchased Ferrous Scrap - United States Demand and Supply Outlook,"
William T. Hogan, S.J. and Frank T. Koelble, Industrial Economic
Research Institute of Fordham University, June 1977.
52
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TABLE 7-7. SUMMARY OF IRON AND STEEL SCRAP DEMAND
(1973 AND 1982)*
A. Steel Mill and Foundry
Products
Shipments
Total Scrap Requirement
Home Scrap Production
Purchased Scrap Demand
Prompt Scrap Generation
Obsolete Scrap Demand
B. All Segments of Iron and
Steel Industry
Total Scrap Requirement
Home Scrap Production
Purchased Scrap Demand
Prompt Scrap Generation
Obsolete Scrap Demand
C. Scrap Exports
Purchased Scrap Exported
D. Total Domestic and
Export Demand
Total Purchased Scrap
Demand**
E. U.S. Purchased Scrap Supply
1973
(million
tons)
130.1
107.6
64.0
43.6
24.0
19.6
113.6
65.0
48.6
24.0
24.6
11.4
60.0
60.0
(as % of
shipments)
100.0
82.7
49.2
33.5
18.4
15.1
-
-
-
-
-
-
—
-
1982
(million
tons)
151.4
132.8
72.6
60.2
25.9
34.3
140.0
73.7
66.3
25.9
40.4
15.4
81.7
70.7
(as % of
shipments)
100.0
87.7
48.0
39.8
17.1
22.7
-
-
-
-
-
-
—
-
PERCENT
CHANGE IN
TONNAGE
'73 TO '82
15.2
23.4
13.4
38.1
7.9
75.0
23.2
13.4
36.4
7.9
64.2
35.1
36.2
17.8
•Source: "Purchased Ferrous Scrap-- United States Demand and Supply Outlook," Industrial Economic
Research Institute of Fordham University, June 1977
**Total purchased scrap demand is the sum of exports and domestic purchased scrap demand.
53
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Table 7-7 also lists the scrap requirement? for all segments of
the iron and steel industry which include blast furnace operations and
"other," as well as, steel mills and foundries. Since steel mills and
foundries dominate the total industry, the relative amounts in all
scrap categories for the total industry are close to those for the
steel mill and foundry category.
Each year, some fraction of the domestic scrap is exported for
use in foreign iron and steelmaking operations. The table shows that
the amount of exported scrap will increase by 35.1 percent for the
1973-1982 period.- Item D of Table 7-7 shows the total demand for
U.S. "purchased scrap" for 1973 and 1982 as the sum of domestic pur-
chased scrap demand and export demand. Item E of the table shows that
by 1982, the U.S. supply of purchased scrap will have increased 17.8
percent over the 1973 level. Comparison of Items D and E shows that
the U.S. supply of purchased scrap in 1982 will be 11 million tons
short of the projected demand of 81.7 million tons.
Of the 70.7 million ton supply of purchased scrap projected for
1982, approximately 42 million tons is obsolete scrap and the remainder
is prompt industrial scrap except for a small amount classified as
"other". Projections for obsolete scrap supply are more difficult to
make than those for the supply of prompt industrial scrap, which is
closely related to shipments of steel mill and foundry products and
fairly preditable, at least to the extent that shipments are predict-
able. The Fordham University report^ notes that the supply of obsolete
scrap is subject to such influences as the useful lives of iron and
steel-containing items, their production in past periods, and the
extent to which changing usage practice affects their withdrawal from
service and their ultimate disposal for recycling. The report goes on
to observe that the extent of recycling activity and the associated
supply of obsolete scrap usually vary in response to scrap-market condi-
tions as reflected in scrap prices, within limits imposed by the avail-
able stock of recyclable discards. However, during periods of peak
market demand, the supply of obsolete scrap no longer remains responsive
to scrap prices once the stock of recyclable items nears depletion.
In the Fordham University study, historical data on scrap supply
were reviewed and a detailed analysis was made of scrap supply-price
data for the high demand period of 1973-1974. According to the report,
scrap-price escalation during 1973-1974 reached an all-time high. On
the basis of monthly composite averages of the prices of No. 1 heavy
9. "Purchased Ferrous Scrap - United States Demand and Supply Outlook,"
William T. Hogan, S.J. and Frank T. Koelble, Industrial Economic
Research Institute of Fordham University, June 1977.
54
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melting steel at Pittsburgh, Philadelphia, and Chicago, the annual
average of monthly scrap prices showed an increased from $36.63 per ton
in 1972 to $57.67 in 1973 and $107.83 in 1974. The lowest scrap price
of $46.50 per ton for the years 1973 and 1974 occurred in April 1973.
The highest price of $126.30 per ton occurred in July 1974. In spite of
the 87 percent increase in the annual average of monthly scrap prices
that occurred between 1973 and 1974, the quantity of No. 1 heavy melting
steel supplied increased only about 2 percent from 8,523,900 tons in
1973 to 8,692,984 tons in 1974.
9
The Fordham study included regression and correlation analyses of
No. 1 heavy melting steel scrap supply and prices for the 1973-1974
period. The effects of time lags of 0, 1, and 2 months between scrap
price and quantity supply were evaluated. The correlation coefficients
for the cases were calculated to be 0.2380, 0.2972, and 0.2968 for
time lags of 0, 1, and 2 months, respectively. Further, the analysis
showed that for the case of highest correlation (1 month lag between
scrap prices and quantities supplied), the supply elasticity, defined
as the percentage change in quantity supplied divided by the percentage
change in price, was 0.07, indicating that the monthly quantity of
scrap supplied increased only 7.0 percent in response to a 100 percent
increase in scrap price. The report attributes the low correlation
between scrap supply and price and the highly inelastic behavior of
supply to a "virtual maximization" of supply resulting from "input
constraints on the availability of ferrous-bearing wastes." It points
out that, while at the time (1973-1974), the capacity of the scrap
industry could have accommodated an increased level of processing
activity, the limited stock of available recyclable material prevented
the scrap supply from responding adequately to higher scrap prices.
9
The conclusion of the Fordham University study is in apparent
contradiction to a study made by Robert R. Nathan Associates under the
sponsorship of the Metal Scrap Research and Education Foundation.
This study examined the accumulation and availability of iron and steel
scrap as of December 31, 1975 and concluded that there were 636 million
tons available, enough to supply domestic and export demands at 1975
purchasing levels (46.4 million tons) for the next 14 years without
drawing on the millions of tons of scrap that become available each year.
At the same time, this study concluded that the scrap industry has a
high processing capacity and that the industry could have processed
nearly twice the amount of scrap processed in the peak year of 1974,
9. "Purchased Ferrous Scrap - United States Demand and Supply Outlook,"
William T. Hogan, S.J. and Frank T. Koelble, Industrial Economic
Research Institute of Fordham University, June 1977.
10. "The Horn of Plenty Keeps Overflowing," Phoenix Quarterly, Vol. 9,
No. 3, Fall 1977, Institute of Scrap Iron and Steel, Inc.,
Washington, D.C.
55
-------
a conclusion compatible with the contention of the Fordham study that
the scrap processing capacity was not a factor in limiting scrap
supply in 1973-1974. The scrap industry expects its processing capa-
city to increase to between 130 to 140 million tons within the next
few years.
The RRNA estimate of the 1975 inventory of obsolete ferrous
scrap is based in part on figures developed in an earlier study1!
which estimated the 1955 inventory of ferrous scrap to be 537 million
tons. The RRNA study10 first reduced this figure by 13.2 percent to
place it on a "potential reserves" basis and then made adjustments for
corrosion losses in this inventory both for the period prior to 1955
and for the period from 1956 to 1975. Additions to the inventory for
the 1956-1975 period were then estimated and also adjusted for corrosion
losses. The adjusted 1955 inventory and the net additions for the 1956-
1975 period totaled 636 million tons. In developing the estimates of
scrap additions for the 1956-1979 period, the RRNA study10 examined
iron and steel shipments in 15 basic product categories. Estimated
amounts of prompt industrial scrap were subtracted from the shipments,
and product lifetimes were studied to provide a basis for estimating
the rate at which products become obsolete. At the same time, the
study recognized that not all obsolete ferrous materials are recovered
and recycled. Some are lost to the recovery system because it is not
economical to recover and process them. It was estimated that 41 per-
cent of the scrap reserve at the end of 1975 was generated within the
last 20 years.
9
The Fordham University report also considers the approach of
predicting scrap supply by estimating the reservoir of obsolete ferrous
materials. However, it concludes, in effect, that the scrap reservoir
approach has too many shortcomings and that, frequently, adequate
account is not taken of the technical limitations imposed by the
chemical and physical characteristics of the scrap which sometimes
preclude the recycling of certain types of scrap or make it necessary
to use scrap on a highly diluted basis. The Fordham study^ chose to
project future supplies of obsolete scrap on the basis of the rate of
obsolete scrap withdrawal from the total U.S. inventory of iron and
9. "Purchased Ferrous Scrap - United States Demand and Supply Outlook,"
William T. Hogan, S.J. and Frank T. Koelble, Industrial Economic
Research Institute of Fordham University, June 1977.
10. "The Horn of Plenty Keeps Overflowing," Phoenix Quarterly, Vol. 9,
No. 3, Fall 1977, Institute of Scrap Iron and Steel, Inc.,
Washington, D.C.
11. "A Survey and Analysis of the Supply and Availability of Obsolete
Iron and Steel Scrap," prepared for U.S. Department of Commerce,
Business and Defense Services Administration by Battelle Memorial
Institute, January 1957.
56
-------
steel, which, at year's end in 1974, was an estimated 2.33 billion
tons. This figure represents the total amount of iron and steel
dispersed throughout the United States in products, structures, discards,
and obsolete scrap. The annual scrap withdrawal rate, defined as the
amount of obsolete scrap withdrawn from the scrap inventory in a given
year expressed as a percentage of the total inventory of iron and
steel, was calculated for the 20-year period from 1955 to 1974. The
average withdrawal rate for this period was 1.26 percent, with the
highest rates of 1.62 and 1.63 percent occurring in 1973 and 1974,
respectively. The low of 0.86 percent occurred in 1958. The Fordham
study compares the record high withdrawal rates for the 1973-74 period
with five other periods of heavy scrap demand, as follows: World War II
(1941-45); Korean War (1950-51); the automobile boom of 1955-56; and
two record steel years (1953 and 1969). For these periods, the highest
withdrawal rate of 1.58 percent occurred during the 1955-56 automobile
boom and the lowest of 1.26 percent occurred both during World War II
and the record steel year of 1953. Thus, the withdrawal of obsolete
scrap in the 1973-74 period was at a rate higher than during any
other period of high scrap demand.
9
The Fordham Study projects a total U.S. iron and steel inventory
for the year 1982 at 2.64 billion tons, up 13.3 percent from the 1974
level. Applying a scrap withdrawal rate of 1.63 percent to the 1982
iron and steel inventory, the study predicts that the nation's total
obsolete scrap supply in 1982 will be 43.0 million tons (including
carbon, alloy, and stainless steel grades), or 42.0 million tons
excluding alloy and stainless steel grades. As shown in Table 7-7, the
1982 demand for obsolete scrap will be about 55.8 million tons,
including 40.4 million tons of domestic demand and 15.4 million tons
for exports.
Clearly, there is wide divergence in the conclusions arrived at
in the RRNA study-^ and the Fordham study." The difference appears to
be not so much in the amounts of iron and steel in the total U.S.
inventory but rather, in the amount of scrap of suitable quality that
is truly "available" and the fraction of this scrap that can realistically
be expected to reach consumers in periods of high scrap demand. Some
of the scrap that is "available" is incapable of being recovered,
suitably processed, and sold at prices that make it competitive with
virgin materials. As noted previously, one of the difficulties in
9. "Purchased Ferrous Scrap - United States Demand and Supply Outlook,"
William T. Hogan, S.J. and Frank T. Koelble, Industrial Economic
Research Institute of Fordham University, June 1977.
10. "The Horn of Plenty Keeps Overflowing," Phoenix Quarterly, Vol. 9,
No. 3, Fall 1977, Institute of Scrap Iron and Steel, Inc.,
Washington, D.C.
57
-------
attempting to promote increased use of recovered materials is the
variability in steel demand/production which is reflected as fluctua-
tions in the demand for obsolete scrap. A steady demand for scrap
might encourage the construction of more facilities ajid the establish-
ment of more companies for recovering the "available scrap". The
Fordham study shows little correlation between the quantity of scrap
supplied and prices paid in the 1973-74 period, and attributes the
failure of the supply to respond to increased prices as evidence that
the limit of supply had been approached. However, if the demand had
persisted for a longer period, it might have induced the scrap industry
to invest in facilities and equipment needed to tap additional sources
of scrap that heretofore had not been utilized because of cost
considerations. In other words, even though scrap prices were high,
the scrap industry was either unwilling or unable to respond in the
relatively short period of high demand. It is worthy to note that
from 1974 to 1975, the consumption of iron and steel scrap dropped
22.0 percent, from 105.5 million tons to 82.3 million tons. It would
seem that there is a limit to how much an industry is willing to
invest to satisfy relatively short-lived periods of high scrap demand
when the demand can decrease so drastically within a year.
In addition to the economic and supply factors discussed above,
there are technical factors that influence the degree of scrap utili-
zation. One of these, scrap quality, was discussed previously.
Another is the "mix" of steelmaking furnaces within any given company.
Electric-arc furnaces can accept a metal charge consisting of nearly
100 percent scrap, while basic oxygen furnaces are limited to about
30 percent scrap. Open-hearth furnaces can, at least theoretically,
accept nearly any level of scrap but average scrap consumption is about
45 percent of the metal charge. If a plant has only basic oxygen
furnaces, it is limited to scrap consumption approaching 30 percent
of the metal charge. Most of this 30 percent is usually made up of
home scrap, so there is little demand for large quantitites of purchased
scrap. In plants having electric-arc furnaces only, the metal input
will consist almost entirely of scrap. While a fraction of this will
usually consist of home scrap, most of the scrap utilized will be
purchased scrap. Since electric furnaces require no hot metal (pig
iron), they can be operated independently of a blast furnace. Basic
oxygen furnaces, on the other hand, require up to 70 percent molten
metal and, therefore, are operated in conjunction with blast furnaces.
Although open-hearth furnaces can operate without pig iron, they are
nearly always operated where molten pig iron is available.
9. "Purchased Ferrous Scrap - United States Demand and Supply Outlook,"
William T. Hogan, S.J. and Frank T. Koelble, Industrial Economic
Research Institute of Fordham University, June 1977.
58
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Because of the variability in the amounts of scrap that the
various types of furnaces can utilize, the demand for purchased scrap
at any given plant at any given time will depend on the types of fur-
nace in operation, their production levels, and the grades of steel
being produced. Given that open-hearth furnaces are gradually being
phased out, there appear to be only two courses available for increasing
scrap consumption in steelmaking furnaces to any significant level:
(1) increase the percentage of steel made in electric furnaces above
the present level of about 24 percent; and (2) increase the amount of
scrap that can be accepted by basic oxygen furnaces by heating the
scrap before it is charged to the furnace. The first approach is
already being implemented to some degree since the percentage of steel
made in electric furnaces has increased steadily from level of approxi-
mately 14 percent in 1969. The preheating of scrap for consumption in
basic oxygen furnaces is not standard practice and is considered by
the industry to be economically feasible only under special cirumstances,
such as a shortage of hot metal.
PROCUREMENT GUIDELINES
Introduction
In considering possible government procurement guidelines for iron
and steel construction products containing recovered material, it is
important to identify those materials that "qualify" as recovered
materials within the context of the Resource Conservation and Recovery
Act of 1976 (RCRA). Section 1004 of the Act defines "recovered
material" as "....material which has been collected or recovered from
solid waste." In the Scope of Work for the present study, the
Environmental Protection Agency uses the following definition:
"...'recovered material' is any material which, after conversion into a
finished product and utilization by a fabricator or final consumer, is
collected or recovered." The previous sections mentioned the recycling
of scrap and also certain types of steel mill waste such as furnace
flue dust, slags, and sludges, although the major emphasis has been on
scrap. Within the scrap category, three main classes of scrap were
identified: home scrap; prompt industrial scrap; and obsolete scrap.
It is clear that obsolete scrap and prompt scrap fall within the
definition of recovered material pertinent to this study since both
classes of scrap are recovered "....after conversion into a finished
product and utilization by a fabricator or final consumer,...." The
situation for home scrap is different since home scrap is material
that never reached the finished product stage. Because of the desir-
ability of home scrap and the fact that it is, almost without exception,
completely recovered and recycled, it. is not clear that home scrap can
be considered as ever having been "...recovered from solid waste."
Nevertheless, the American Iron and Steel Institute, speaking for the
59
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steel industry, believes that home scrap does qualify as recovered
material under the RCRA.
With respect to flue dusts, slags, and sludges, which are being
used in increasing amounts as sinter materials for pig iron production
in blast furnaces, there appears to be little doubt that they qualify
as "recovered materials". In the past, these materials have, for the
most part, been treated as wastes and their recovery, if practiced at
all, was limited.
Candidate Guidelines
Candidate procurement guidelines for iron and steel construction
products can be divided into three main categories as follows:
1. Specify minimum recovered material content on a per-shipment
basis, depending on the type of furnace used to produce the
steel.
2. Specify minimum recovered material content on a per-shipment
basis, irrespective of type of furnace used to produce the
steel.
3. For each manufacturer, specify minimum level for recovered
material use for each specific facility in which construction
products are produced.
Guideline Category 1
Under guidelines in this category, three different minimum levels
of recovered material content would be specified for all types of steel
products: one for each of the three types of steelmaking furnaces.
For example, in the purchase of structural steel, the procuring agent
might require suppliers to certify the type of furnace in which the
steel was produced and the percent of recovered material contained in
the shipment. To be acceptable, a shipment would be required to
contain a minimum of, say, 29.5 percent recovered material if the steel
is made in a basic oxygen furnace, 98 percent if made in an electric-
arc furnace, and 47 percent if made in an open-hearth furnace. These
particular percentages are slightly higher than the average scrap
consumption figures for the last ten years. This particular approach
has the advantage that it would not eliminate competitors not having
the type of facilities required to meet an arbitrarily set minimum
recovered material level. For example, if a minimum recovered material
level of 50 percent were specified without regard to the type of
furnace in which the steel is made, all competitors operating basic
oxygen furnaces would be eliminated from consideration.
60
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On the negative side, it is doubtful that this approach would
result in significant increases in scrap consumption. Most facilities
are probably already operating near the average scrap percentages
shown in Figure- 7-3 for each furnace type which, with the exception of
open-hearth furnaces, are within 2 to 3 percent of the technical limit
under normal furnace operating conditions. Specifically, scrap use in
basic oxygen furnaces for the 1969-77 period averaged 28.9 percent
of the metal charge, just 1.1 percent below the limit of 30 percent.
Scrap use in electric furnaces averaged 97.7 percent for the same
period, or about 2.3 percent below the theoretical limit of 100
percent. For open-hearth furnaces, scrap input averaged 45.7 per-
cent, or 9.8 percent below the highest annual level of 55.5 percent
in 1973. Even if a purchase order were to specify the maximum limits
for recovered material content in electric and basic oxygen furnaces
and the 55 percent value for open-hearth furnaces, the overall impact
on scrap consumption would be small. If a producer were operating
below the maximum scrap levels, he would have to increase scrap input
only for those heats needed to produce the steel for specific government
orders. Assuming that the producer is already operating at the average
scrap level in a basic oxygen furnace, the scrap input would increase
(1.1/28.9) x 100 = 3.8 percent above the average level. For an
electric furnace, the scrap input would increase (2.3/97.7) x 100 =
2.4 percent, and for an open-hearth furnace it would increase (9.8/45.7)
x 100 = 21.4 percent.
For the purpose of estimating the overall impact on scrap consump-
tion that a procurement guideline in this category might have, let us
assume annual purchases of steel construction products for public
construction at a level typical of recent years. Table 7-8 lists
purchased amounts in the five major product categories. For each
product category, the total purchased amount is apportioned according
to the type of furnace in which the steel was made. This apportionment
is based on the estimates given in Table 7-5 and on the relative amounts
of steel produced in basic oxygen and open-hearth furnaces. For each
product category, an ing'ot-to-shipment yield is indicated. Using
these yield percentages, an estimate is given by furnace type of the
total raw steel required to produce the final products. Estimates of
scrap consumption (with no guideline) were made by multiplying the
the total 1977 scrap consumption figures for each furnace type by the
ratio of the raw steel level shown in the table to the total amount
of steel produced in each respective furnace. Scrap consumption
levels (assuming a guideline in effect) were estimated by increasing
9. "Purchased Ferrous Scrap - United States Demand and Supply Outlook,"
William T. Hogan, S.J. and Frank T. Koelble, Industrial Economic
Research Institute of Fordham University, June 1977.
61
-------
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62
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the scrap consumption for each furnace type by the percentage given
previously as follows: Basic oxygen - 5.8 percent, open hearth - 21.4
percent, and electric-arc - 2.4 percent. The last line of Table 7-8
gives the estimates of the maximum increases in the amounts of scrap
that would be consumed in each type of furnace if a procurement
guideline based on setting minimum levels of scrap by furnace type
were adopted. It is significant to note that open-hearth furnaces
account for 54.5 percent of the total increase of 631,000 tons. As
open hearth furnaces are phased out, most of the production capacity
will probably be replaced by basic oxygen furnaces because most of the
steel production shown for open hearth furnaces requires milling
facilities more commonly associated with basic oxygen furnaces. As a
result, the total increase in scrap consumption would be less than
that shown in Table 7-8. The value of 631,000 tons is approximately
1 percent of the total amount of scrap consumed annually in steelmaking
furnaces.
For any given level of product shipments, the guideline would have
little, if any effect on the amount of home scrap generated. Therefore,
the 631,000 tons estimated above would have to be purchased scrap.
This amount represents approximately 2.5 to 3.0 percent of the annual
purchases of scrap for use in steelmaking. For this guideline approach,
little would be gained by specifying a minimum percentage of purchased
scrap rather than a minimum percentage of total scrap because any home
scrap displaced to satisfy a specific order would probably be consumed
in later heats with a corresponding temporary decrease in purchased
scrap use.
In estimating the impact of a procurement guideline based on
specification of a minimum recovered material content by type of
furnace, it was assumed that the maximum scrap charge for basic oxygen
furnaces is 30 percent. This limit is imposed by heat balance require-
ments. The molten pig iron constituting the bulk of the metal charge
is capable of melting only a certain amount of cold scrap before its
temperature drops to an unacceptably low level. However, if the scrap
is heated prior to charging it to the furnace, or if the molten pig
iron is superheated, a larger fraction of scrap can be accommodated.
It appears that preheating the scrap can increase the limit on scrap
charge from 30 percent to perhaps 40 percent. If the guideline were
to specify a minimum recovered material content of perhaps 37 percent
for construction products made from steel produced in basic oxygen
furnaces, scrap consumption would increase by (37.0 - 28.9)/28.9 = 28.0
percent rather than the 3.8 percent stated previously for a 30 percent
minimum level. Accordingly, the amount of scrap consumed in basic
oxygen furnaces in the production of steel for use in construction
products required for public construction would increase by 1,026,000
tons instead of the 139,000 tons shown in Table 7-8.
63
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Preheating scrap requires the installation of a preheat facility
that would use either oil or gas as fuel. Since the President's
National Energy Plan has stressed increased use of coal and a diminish-
ing reliance on gas and oil, it is necessary to consider how the use
of preheated scrap would affect overall energy requirements for steel-
making in basic oxygen furnaces. Estimates have been made using
results of a previous study conducted by Calspan Corporation for the
U.S. Environmental Protection Agency that compared the environmental
impacts of producing steel using virgin materials and recycled mater-
ials^ For the purposes of the present discussion, it is assumed
that scrap has zero energy value at the point of discard. The justi-
fication for this assumption is that only two alternatives are
considered: (1) allowing the scrap to remain in the waste stream,
forever unrecovered; or (2) recovering it and using it as a partial
replacement for pig iron in steelmaking.
The energy analysis that follows is based on the production of one
ton of ingot steel in a basic oxygen furnace under two different sets
of conditions: Case A - a metal charge consisting of 30 percent cold
home scrap and 70 percent molten pig iron; and Case B - a metal charge
consisting of 30 percent preheated home scrap, 10 percent preheated
automotive scrap, and 60 percent molten pig iron. In both cases, the
needed iron is supplied by a blast furnace. The analysis considers the
total energy and material requirements of the blast furnace and the
basic oxygen furnace, as well as the following: the energy required
for mining and transporting the required iron ore, coal, and limestone;
the energy required for processing and transporting the automobile
scrap; and the energy value of gas recovered from the coke oven/blast
furnace operations. Shown in the left-hand column of Table 7-9 are
the individual operations, facilities, and/or materials considered.
Coal mining and coking are included in the blast furnace category.
The first column appearing under Case A or Case B shows the amounts of
each material required to produce 1 ton of ingot steel. The remaining
columns indicate the amounts of energy of each type (coal, petroleum,
gas, and electricity) required and the total energy. Summations for
the individual columns are given in the bottom line of the table. The
electrical energy requirements are stated in terms of thermal energy
requirements at the generating source and assume an overall generation-
transmission efficiency of 29 percent.
12. "Environmental Impacts of Virgin and Recycled Steel and Aluminum,"
R.C. Ziegler et_ a_l. , Calspan Corporation, PB-2534-87/3ST,
Februarv 1974.
64
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TABLE 7-9. COMPARISON OF ENERGY REQUIREMENTS FOR PRODUCING STEEL
IN A BASIC OXYGEN FURNACE USING COLD SCRAP AND PREHEATED
SCRAP
CASE A
666 Ib HOME SCRAP; 1552 Ib PIG IRON
PROCESS/FACILITY
Iron Ore Mining
Limestone Quarry
Blast Furnace
(Pig Iron)
Basic Oxygen Furnace
(Steel Ingot)
Home Scrap
Lime Production
Auto Hulk and
Scrap Processing
Oxygen Production
TOTALS
AMOUNT OF
MATERIAL
REQUIRED
2498 Ib
699 Ib
1552 Ib
2000 Ib
666 Ib
155 Ib
NA
1893 cu. ft.
-
ENERGY REQUIREMENTS
(1000's BTU's)
Coa,(1>
366 £
0.61
12,123
(18,942)
0
0
170.6
-
0
12,661
(19.480)
Petroleum
251.6
12.2
332.6
0
0
11.7
-
16.3
624
Gas
180.0
1.51
533.2
551.1
0
136.1
-
141.9
1544
(2)
Electricity
275.0
10.4
329.4
-
0
25.6
-
433.8
1074
(11
Not Identified'15'
647.3
48.0
-
10.4
0
29.3
-
8.82
744
Total
1720
73
13,318
(20,137)
562
0
373
-
601
16,647
(23,466)
CASE B
666 Ib HOME SCRAP; 222 Ib OBSOLETE SCRAP; 1330 Ib PIG IRON
Iron Ore Mining
Limestone Quarry
Blast Furnace
(Pig Iron)
Basoc Oxygen Furnace
(Steel Ingot)
Home Scrap
Lime Production
Auto Hulk and
Scrap Processing
Oxygen Production
TOTALS
2140 Ib
616 Ib
1330 Ib
2000 Ib
666 Ib
141 Ib
222 Ib
227 cu. ft.
-
DIFFERENCES IN ENERGY
REQUIREMENTS
314.3
0.54
10,389
(16,232)
0
0
155.2
0
0
10,859
(16,702)
•1802
(-2778)
215.6
10.8
285.1
0
0
10.8
41.6
19.6
584
-40
154.1
1.3
456.8
793.2
0
123.5
48.7
170.2
1747
+203
235.8
9.2
2822
-
0
23.4
31.4
520.6
1103
+29
554.4
42.3
-
22.0
0
26.6
65.5
10.3
721
-23
1474
64
11,413
(17,257)
814
0
340
187
721
15,013
(20.857)
-1634
(-2609)
(1) Numbers in parenthesis indicate total energy content of coal consumed. The difference between the number in
parenthesis and the number above it is the energy credit for gas recovery.
(2) The electricity values take into account an overall efficiency of 29% heat-to-electricity conversion and transmission losses.
(3) The "not identified" energy is largely associated with off-site activities and the mix is expected to be essentially the same
for Cases A and B.
65
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For Case A, a total net energy requirement of 16,647 thousand BTU's
is indicated, whereas for Case B the total net energy requirement is
15,013 thousand BTU's. Thus, the total energy required to produce 1 ton
of steel in a basic oxygen furnace using preheated scrap in amounts up
to 40 percent of the charge is 1,634 thousand BTU's less than that
required when the charge contains 30 percent cold scrap. The bulk of
the energy difference is due to the decrease of 1,802 thousand BTU's
in the consumption of coal (coke) in the blast furnace as a result of
the partial substitution of preheated scrap for pig iron. A reduction
in petroleum consumption of 40 thousand BTU's is also indicated, pri-
marily due to the decreased amounts of ore, limestone, and coal that
must be mined and transported under Case B. On the other hand, gas
consumption is increased 13 percent, or 203 thousand BTU's.
Whether Case B (preheat) or Case A (no preheat) represents the
greater energy benefit depends on the relative value assigned coal,
petroleum, and natural gas. The 29 units (thousands of BTU's) of
electrical energy can be equated to 4.9 units of natural gas, 4.1 units
of petroleum, and 13.0 units of coal, assuming that approximately
45 percent of the electric power generated in the U.S. is based on the
burning of coal, 17 percent on the burning of natural gas, and 14 per-
cent on the burning of petroleum (1975 data). The remainder is
derived from hydropower and nuclear fuel. Then, the net difference
in the energy requirements of Cases A and B amounts to a saving of 1789
energy units of coal and 36 energy units of petroleum for the case of
preheating the scrap at the expense of an increase in consumption of
208 energy units of natural gas. Since the current national energy
policy encourages the substitution of coal for natural gas and petro-
leum when possible, arguments opposing scrap preheating because of
energy considerations have some validity. However, it can be argued
just as convincingly that the total energy saving that could be
realized by the use of preheated scrap is sufficient to offset the
attendant relatively modest increase in natural gas consumption.
The discussion to this point has assumed that any requirement for
minimum recovered material content would be satisfied with scrap. Let
us now examine the implications of meeting a minimum recovered material
requirement by including materials recovered from flue dusts, sludges,
etc., which are sintered and charged to the blast furnace. For
electric arc furnace facilities, this will have little importance since
electric arc furnaces use little hot metal. However, in the case of
basic oxygen furnaces which are charged with 70 percent hot metal or
more, sintered materials could bring about a significant relative
increase in the recovered material content of the steel. Although
detailed published information on the amounts of flue dusts, etc., that
are currently being recycled via the blast furnace appears to be lacking,
66
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the American Iron and Steel Institute has indicated that such recovered
wastes might account for 10 percent of the iron units charged to blast
furnaces in some operations. Thus, if pig iron contains 10 percent
recovered material, a charge of 70 percent pig iron and 30 percent cold
scrap to a basic oxygen furnace would contain 37 percent recovered
material, if all the scrap, regardless of whether it is home scrap or
purchased scrap, is counted as recovered material. Now, if a procure-
ment guideline specified minimum recovered material content of, say,
35 percent, a company operating a basic oxygen shop and wishing to
supply steel construction products for government-funded projects could
qualify in several ways: (1) by using preheated scrap in the steel-
making furnace; (2) by using sintered wastes in the blast furnace and
using the pig iron as the hot metal charge for the steel furnace (no
preheating required in this case); or (3) by a combination of the two.
If home scrap does not qualify as recovered material, then the
minimum recovered material content specified in the procurement could
be reduced to perhaps 10 percent. This would allow the producer to
use the normal amounts of home scrap (which constitute most of the
scrap charge in basic oxygen furnaces) but, at the same time, would
require him to increase the use of recovered material as preheated
scrap and/or as sintered waste. On the other hand, if a level of 35
percent is specified and home scrap is excluded as a recovered material,
the scrap fraction (25 to 35 percent) of the recovered material would
have to be purchased scrap. Such a large fraction of purchased scrap
could be expected to impose stricter control on the quality of the
scrap. In any case, the home scrap not consumed in supplying public-
funded orders for steel would be consumed at other times, with an
attendant decrease in purchased scrap consumption.
Guideline Category 2
In this procurement guideline category, a minimum recovered
material would be specified for government-purchased iron and steel
construction products without regard to the type of facility in which
the products are made, although the level could be different for
different types of products. For example, a procurement request for
steel reinforcing bars might specify a minimum recovered material
content of 95 percent. This high level could be attained only in
electric furnaces and open-hearth furnaces, although open-hearth
furnaces usually operate at much lower scrap input levels. The effect
of such a guideline would be to eliminate from competition those
producers who make reinforcing bars in basic oxygen furnaces.
Estimates given in Table 7-5 indicate that 90 percent of the reinforcing
bars are produced in facilities operating electric furnaces. Of the
remaining 10 percent, perhaps 2 percent are made in open-hearth
furnaces and 8 percent in basic oxygen furnaces. While, in theory,
67
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it would be possible for the open-hearth operators to make reinforcing
bar steel using a minimum scrap input of 95 percent, it is not likely
that all would choose to do so. Therefore, a guideline specifying a
95 percent minimum recovered material content for reinforcing bars
might eliminate from competition up to 10 percent of the current
producers of reinforcing bars. The actual percentage could be less
because some of the producers now making bars in basic oxygen furnaces
might also operate electric furnaces.
From the standpoint of the effects on competition, a 95 percent
minimum recovered material level for reinforcing bars appears to be a
reasonable guideline alternative. In terms of the impact on scrap con-
sumption, it is estimated that such a guideline could result in an
increase in scrap use of 200,000 tons. This estimate assumes that
present scrap practices in electric furnace shops would remain unchanged
and that the scrap input would continue to average about 97.7 percent
of the metal charge. In 1976, public construction accounted for
2,444,000 tons of reinforcing bars (see "Rebar Usage" Section). Of this
amount, assume that 8 percent, or 195,520 tons, was made using steel
produced in basic oxygen furnaces and that 2 percent, or 48,880 tons,
was made with open-hearth steel. Assume average scrap inputs of 28.9
percent and 45.7 percent for the basic oxygen and open-hearth furnaces,
respectively. Considering an ingot-to-shipment yield of 76.5% for
reinforcing bars, the raw steel requirements would be 255,600 tons
for basic oxygen furnaces and 63,900 tons for open-hearth furnaces.
The corresponding total metal charges would be 294,100 tons and 75,000
tons, respectively. Therefore, the scrap consumed in making reinforcing
bars is estimated to be (0.289 x 294,100) = 85,000 tons for basic
oxygen furnaces and (0.457 x 75,000) = 34,300 tons for open-hearth
furnaces. To produce the 244,400 tons of reinforcing bars now produced
annually in basic oxygen and open-hearth furnaces, in electric-arc
furnaces would require a total metal input of 362,400 tons with a
corresponding scrap input of (0.977 x 362,400) = 318,900 tons. There-
fore, the increase in total scrap consumption by shifting production
from basic oxygen and open-hearth furnaces to electric-arc furnaces
would be 199,600 tons. This figure is approximately 0.9 percent of
the total amount of purchased scrap consumed in steelmaking. This
particular guideline alternative has the advantage that it would be
sufficient to have the producer certify that the shipment was made in
an electric furnace because the scrap input would generally be within
a few percent of the 97.7 percent assumed in the calculation.
For steel construction products other than reinforcing bars,
requiring recovered material levels greater than 30 to 40 percent
would severely affect competition since it is estimated that well over
60 percent of the steel used in these products (structural, sheets,
pipe, and other products) is currently made in basic oxygen furnaces.
68
-------
Table 7-5 shows that 81 percent of the structural steel shapes fabri-
cated from steel are made in either basic oxygen or open-hearth fur-
naces, as are 90 percent of the sheets, pipe, and other products.
Assuming that about four times as much steel is produced in basic
oxygen furnaces as in open-hearth furnaces, it is estimated that about
65 percent of the structural shapes and 72 percent of sheets, pipe,
and other products contain steel made in basic oxygen furnaces.
Specifying a minimum recovered material level of 40 percent or more
would certainly eliminate all producers who must rely on basic oxygen
furnaces. At levels in the 30 to 40 percent range, operators of
basic oxygen furnaces might meet the requirement by using preheated
scrap and/or sintered wastes as discussed previously. As shown below,
setting the minimum level at 30 percent would have a relatively small
effect on scrap consumption since, as already noted, scrap consumption
in basic oxygen furnaces has been averaging 28.9 percent.
In recent years, annual purchases of steel construction products
for use in public construction in the structural, sheets, pipe, and
"other" category (excluding cast iron pipe) have averaged approximately
10 million tons. It is estimated that about 7 million tons of these
products were made with steel produced in basic oxygen furnaces .
Assuming that the 7 million tons of finished product represents a
total metal charge to the furnaces of about 11.5 million tons, taking
into account ingot-to-shipment yields (71%) and ingot losses (86%),
the total scrap consumption would average about (0.289 x 11.5 x 10")
= 3.32 million tons. Setting a minimum recovered material input of
30.0 percent would increase scrap consumption by (0.300 - 0.289) x 11.5
x 10^ = 126,500 tons, which corresponds to approximately 0.6 percent
of the annual demand for purchased scrap.
Both this guideline category and the previous one would require
the supplier of the steel products to certify the percent recovered
material contained therein or used in their production. Regardless of
the number of levels involved between the making of the steel in the
furnaces and the final delivery of the products to the construction
site, it would be necessary for the steelmaker initially to certify
the recovered material content of the raw steel ingots. This informa-
tion would have to follow along through each step of the manufacture,
sale, transfer, storage, transport, and delivery of the products.
Given that the recovered material content of the raw steel is known,
there should be no insurmountable problems in making this information
available at all levels. However, the American Iron and Steel Insti-
tute believes that certification of the actual recovered material
content of a steel shipment can only be made for steelmaking operations
in which no hot metal (pig iron) is used. The reason for this is that
the hot metal from the blast furnace usually contains some amount of
recovered material (slags, flue dust, etc.), and it is impractical to
obtain an average value for recovered material content in a time frame
69
-------
of less than one month. In fact, AISI believes a three-month
averaging period would be more meaningful.
Guideline Category 3
Under this category, any company wishing to sell steel construction
products for use in public-funded construction projects would be
required to maintain records of recovered material use in those steel-
making shops that produce steel for use in public construction projects
and to report this information on a quarterly basis. In addition, the
company would have to report the total amounts of metal charged to the
furnaces. If confidentiality of production data prohibits reporting
actual metal amounts charged, the level of recovered material use for
the quarter could be reported as a percentage of total metal charged.
A specific guideline might specify that, for steel construction
products made in basic oxygen furnaces, the recovered material use for
the most recent quarter must be no less than 30 percent of the metal
charged to the furnaces. This approach is similar to those discussed
under guideline Category 1, but it does not require certification of
recovered material content on a per-shipment basis. Minimum levels
could be specified for open-hearth and electric-arc furnaces as well.
As long as companies responding meet the minimum level requirements,
they would all be equally competitive, regardless of the type of
furnace used in producing the steel.
Alternatively, the guideline might not specify any minimum levels
for recovered material content but use the quarterly figures reported
by the companies as a partial basis for selecting the supplier. A
simple procedure could be devised for selecting the supplier that
would take into account cost as well as recovered material content.
For example, suppose a figure of merit F is computed for each bidder
such that
F = (WR x R) - (Wp x P)
where R is the recovered material content expressed as the percent
deviation from the average of the recovered material use reported by
all bidders, and P is the price expressed as the percent deviation
from the average of the prices quoted by all bidders. Both R and P
could have positive and negative values, depending on whether the
recovered material and price values are above or below the averages.
The factors WR and Wp are weighting factors (< 1) to allow a relative
13. Personal communication. S. G. Fletcher, American Iron and Steel
Institute, to R.C. Ziegler, Calspan Corporation, 4 December 1978,
70
-------
importance to be assigned to recovered material content and price.
The supplier having the highest figure of merit would be the successful
bidder.
This guideline categoiy has a greater potential for causing
significant increases in recovered material use than those discussed
under Categories 1 and 2 because it could require companies to operate
facilities at the higher recovered material levels for all types of
steel products for extended periods. They could not simply increase
scrap use, for example, to fill a specific order in response to a
purchase request. While it is difficult to predict how much more scrap
and other recovered material might be consumed if such a guideline
were in effect, it is possible to calculate an upper limit for a
given stated level of recovered material content. Suppose a minimum
level of 30 percent was specified for basic oxygen furnaces and that
the guideline had the effect of causing steelmakers to increase
recovered material use in all basic oxygen furnaces to 30 percent, up
from the 28.9 percent average. At an annual raw steel output of 80
million tons, basic oxygen furnaces consume about 26 million tons
of scrap on the average. At the 30 percent level, scrap consumption
in basic oxygen furnaces would increase by about 990,000 tons. If,
in addition, all electric-arc furnaces increased scrap use to 100
percent, annual scrap consumption would increase by another 700,000
tons. Setting a level greater than 30 percent minimum recovered
material content for basic oxygen furnaces could potentially cause
the increase in the utilization of recovered materials to exceed the
990,000 tons. However, the 990,000 ton figure assumes that all basic ,
oxygen furnaces would operate at the 30 percent level, the process
limit. If the level is set higher than 30 percent, additional facilities
would be required, and it is unlikely that companies would install
facilities to allow all basic oxygen furnaces to operate at recovered
material levels higher than 30 percent. It is more likely the case
that each company would install only those facilities required to fill
anticipated orders for public construction projects.
Guideline Discussion
Of the three guideline categories discussed above, the latter
(certification by facility) appears to have the greatest merit from
the point of view of both the ease of certification and the potential
increase in the utilization of scrap and other recovered materials that
could be realized. The initial phase in the implementation of the
guideline might simply require steel companies to report the average
levels of recovered material use for quarterly periods without setting
a minimum level. Later, after sufficient data had been accumulated,
specific minimum levels could be set. In the case of basic oxygen
furnaces, the reporting of recovered material utilization would include
both direct scrap inputs as well as indirect inputs of recovered
materials through the use of pig iron produced in part with sintered wastes.
71
-------
Section 8
ALUMINUM CONSTRUCTION PRODUCTS
INTRODUCTION
Aluminum construction products are grouped into five major
categories as follows: windows, doors, and screens; awnings and
canopies; residential siding; mobile homes; and bridges, streets, and
highways. No specific information is compiled, either by government
agencies or industry associations, regarding the application of alumi-
num products in federal government or government supported construction
programs. Data series are maintained, however, documenting aluminum
production, allocation of aluminum to the various market sectors (i.e.,
construction, transportation, machinery, etc.), and selected construc-
tion uses of aluminum. The combining and analysis of such data allow
a gross approximation of the quantity of aluminum employed in federal
government and government supported construction programs.
U.S. ALUMINUM NEW SUPPLY
U.S. new supply of aluminum consisting of primary production and
secondary recovery is shown in Table 8-1 for the years 1972 through
1977. Production dropped sharply in 1975 and subsequently rose again
to the point where 1977 production was approximately equal to the
record production achieved in 1974.
TABLE 8-1. U.S. ALUMINUM NEW SUPPLY (1,000 SHORT TONS)*
Primary Production
Secondary Recovery**
Total
1972
4,122
1,126
5,248
1973
4,529
1,235
5,764
1974
4,903
1,282
6,185
1975
3,879
1,239
5,118
1976
4,251
1,471
5,722
1977
4,539
1,591
6,130
'Source: "Aluminum/'Mineral Commodity Profiles, MCP-14, Bureau of Mines,
U.S. Department of the Interior, May 1978
"Aluminum Industry in November 1978," Mineral Industry Surveys,
Bureau of Mines, U.S. Department of the Interior
"Aluminum," Preprints from the 1975 and 1976 Bureau of Mines
Minerals Yearbooks, U.S. Department of the Interior
"Aluminum Statistical Review 1977," the Aluminum Association, Inc.
**Metallic recovery from purchased, tolled or imported scrap. Expanded for full coverage
of industry.
72
-------
Secondary recovery, as a percentage of total production, increased
gradually as noted below.
Year
1972
1973
1974
1975
1976
1977
U.S. ALUMINUM DEMAND
% Secondary Recovery of Total Production
21.5
21.4
20.7
24.2
25.7
26.0
The U.S. demand pattern for aluminum for the corresponding time
frame is presented in Table 8-2. Average construction use of aluminum
accounted for 23% of total demand over this 6-year time period, with
relatively small year-to-year fluctuations. The annual use of
aluminum for construction ranged between 21 percent and 26 percent.
TABLE 8-2. ALUMINUM: U.S. DEMAND PATTERN (1,000 SHORT TONS)1
Metal:
Construction
Transportation
Electrical
Cans and Containers
Appliances and Equipment
Machinery
Other
Subtotal
Nonmetal
Grand Total
1972
1,453
1,012
698
536
511
341
375
4,926
614
5,540
1973
1,554
1,215
804
890
579
409
374
5,825
724
6,549
1974
1,330
1,053
793
982
499
450
321
5,428
773
6,201
1975
964
734
524
858
320
277
227
3,904
590
4,494
1976
1,279
902
594
1,085
468
417
373
5,118
639
5,757
1977
1,339
945
622
1,136
490
437
391
5,360
670
6,030
•Source: "Aluminum," Mineral Commodity Profiles, MCP-14, Bureau of Mines,
U.S. Department of the Interior, May 1978.
73
-------
Major construction applications of aluminum products are shown
in Table 8-3. The tonnages represent gross estimates. Nevertheless,
they provide an indication of the relative magnitudes of aluminum
usage in various construction material sectors.
TABLE 8-3. ESTIMATED CONSTRUCTION USE OF ALUMINUM
(1,000 SHORT TONS)*
Windows, Doors, and Screens
Awnings and Canopies
Residential Siding
Mobile Homes
Bridge, Street, and Highway
Other
Total
1972
413
79
217
201
71
472
1,453
1973
429
95
245
195
75
515
1,554
1974
354
64
225
118
76
493
1,330
1975
296
40
169
85
46
328
964
1976
382
60
227
118
55
437
1,279
1977
418
64
221
121
55
460
1,339
Note: The selected markets represent either those in which the Aluminum Association has
marketing programs, or which are important aluminum market categories. Tonnages
listed under "Other" may include additional shipments to the specified markets as
well as shipments to other construction markets.
'Source: "Aluminum," Mineral Commodity Profiles, MCP-14, Bureau of Mines,
U.S. Department of the Interior, May 1978
"Aluminum Statistical Review 1977," The Aluminum Association, Inc.
USE OF ALUMINUM IN GOVERNMENT CONSTRUCTION
The relationships between private and public construction programs
were discussed earlier in Section 6. The relative values of private
and public construction were shown to be as follows:
Total Construction
% Private
% Public
% Federally Owned
% State and Locally
Owned
1973
1974
1975
1976
1977
76
24
4
20
72
28
4
24
70
30
5
25
74
26
4
22
78
22
4
18
74
-------
Application of these percentages to the construction aluminum
tonnages shown in Table 8-2 yields the following estimates of aluminum
use in public construction programs. Tonnages are expressed in 1,000's
of short tons.
1975 1974 1975 1976 1977
Federally Owned Construction 62 53 48 51 54
State and Locally Owned
Construction* ' 311 319 241 281 241
Total Public Construction 373 372 289 332 295
*Includes federal government additions to state and locally owned
construction programs
Federally owned construction programs apparently utilize only relatively
small quantities of aluminum construction materials.
The estimated usage of aluminum in public construction programs is
compared with domestic primary production, secondary recovery, and total
production of aluminum in Table 8-4. In general, the use of aluminum in
public construction programs shows a downward trend relative to aluminum
production over the time period considered.
Measured by any aluminum production standard--primary, secondary
recovery, or total production--federally owned construction programs
have consumed only a very small amount of U.S. aluminum production.
The estimated tonnage of aluminum construction materials employed
in federally owned construction programs represented 5 percent or less
of secondary recovery in the 5-year period. The percentage of aluminum
construction products utilized in all public construction programs in
1977 had declined to less than 20 percent of secondary recovery.
UTILIZATION OF RECOVERED METALS
Aluminum end products are classified into two main groups: (a)
wrought products such as sheet, plate, rolled and continuous casf rod and
bars, wire, extrusions, and forging; and (b) castings, including sand,
permanent mold and die castings. In general, wrought products require
lower levels of impurities than cast products because common alloying
agents such as copper and silicon reduce the ductility of aluminum.
Because it is often difficult and uneconomic to remove metallic impuri-
ties from aluminum scrap by means of the usual melting and refining,
the quality and type of aluminum scrap available frequently determines
its use. Because of these limitations, most purchased aluminum scrap
is used in the manufacture of castings. However, if scrap from one
75
-------
TABLE 8-4 ESTIMATED ALUMINUM USE IN PUBLIC CONSTRUCTION
PROGRAMS AS PERCENTAGE OF U.S. PRIMARY PRODUCTION,
SECONDARY RECOVERY, AND TOTAL NEW SUPPLY
Primary Production
% Federally owned construction
% State and locally owned construction
% Total public construction
Secondary Recovery
% Federally owned construction
% State and locally owned construction
% Total public construction
Total New Supply
% Federally owned construction
% State and locally owned construction
% Total public construction
1973
1.4
6.9
8.3
5.0
25.2
30.2
1.1
5.4
6.5
1974
1.1
6.5
7.6
4.1
24.9
29.0
0.9
5.2
6.0
1975
1.2
6.2
7.4
3.9
19.5
23.4
0.9
4.7
5.6
1976
1.2
6.6
7.8
3.5
19.1
22.6
0.9
4.9
5.8
1977
1.2
5.3
6.5
3.4
15.1
18.5
0.9
3.9
4.8
type of wrought product can be segregated, the scrap can be remelted
into ingots and used to produce more of the same product. For example,
aluminum cans are being remelted into wrought ingots to produce more
cans.
Major applications of some aluminum wrought and casting alloys in
construction materials are shown in Table 8-5. It is to be noted that
most construction materials are made of wrought alloys.
Aluminum scrap consumption and recovery data are presented in
Table 8-6. Total scrap consumption increased by approximately 50 per-
cent between 1971 and 1977. The percentages of total scrap consumption
of primary metal production during this time frame are shown below.
1971
1972
1973
1974
1975
1976
1977
30.8 percent
32.6
32.5
29.5
37.3
41.0
39.5
76
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During the same period, reported scrap consumption by secondary
smelters increased by 31 percent and by primary producers by almost
50 percent. The relatively large change in the reported scrap consump-
tion by primary producers is indicative of their increased interest
and participation in the recycling of aluminum.
The last three columns in Table 8-6 distinguish between the con-
sumption of new and old scrap on a recovered metal basis. The increase
in the use of new scrap amounted to about 30 percent between 1971 and
1977 compared to a 120 percent increase in metal recovery from old scrap
in the same time frame.
The consumption of purchased new and old scrap by primary producers
and secondary smelters in 1975, 1976, and 1977 is shown in Table 8-7.
New scrap generated and used by primary producers at their facilities is
not included.
Purchases of new and old aluminum scrap by primary aluminum
producers are grouped together with fabricators, foundries, and chemical
plants. A breakout of the total scrap purchases by these groups is
presented at the bottom of Table 8-7. It appears that primary producers
do make significant purchases of scrap, although it does not follow
that all do. It is known, for example, that some primary aluminum
producers purchase aluminum cans for recycling into new cans. Other
uses of purchased scrap by primary producers may be in their own
secondary smelter operations or for the production of various aluminum
alloys.
The scrap statistics indicate that the industry is now making
greater use of recovered materials in aluminum production than in
earlier years, and that this represents a trend rather than a short-
time period phenomenon. Further, there is some evidence which suggests
that a continued growth in secondary recovery can be achieved, i.e.,
that additional scrap is available which can be reasonably recovered.
This is shown in Table 8-8, which compares estimates of aluminum old
scrap generation and recovery.
PRIMARY SMELTING AND REFINING OF ALUMINUM
Aluminum metal is manufactured by the Hall-Heroult process, which
involves the electrolytic reduction of alumina dissolved in a molten
salt bath of cryolite (a complex of NaF-AlF3) and various salt
additives.
The electrolysis is performed in a carbon crucible housed in a
steel shell, known as a "pot." The electrolysis employs the carbon
crucible as the cathode (negative pole) and a carbon mass as the anode
(positive pole). Input materials consist of carbon anodes, carbon
potliners (the cathodes), alumina (A^O^), cryolite (Na3AlP£), aluminum
79
-------
TABLE 8-7. CONSUMPTION OF PURCHASED NEW AND OLD ALUMINUM SCRAP
AND SWEATED PIG IN THE U.S., 1975-1977 (SHORT TONS)*
1975
New Scrap
Old Scrap
Sweated Pig
Total
1976
New Scrap
Old Scrap
Sweated Pig
Total
1977
New Scrap
Old Scrap
Sweated Pig
Total
SECONDARY
SMELTERS
422,397
124,156
64,987
611,540
518,017
158,869
82,106
758,992
559,847
184,573
96,838
841,258
PRIMARY
PRODUCERS11'
472,664
122,662
25,289
620,615(2)
536,902
152,371
17,197
706,470*3)
511,160
197,125
18,672
726,957(4)
TOTAL
895,061
246,818
90,276
1,232,155
1,054,919
311,240
99,303
1,465,462
1,071,007
381,698
115,510
1,568,215
(1)
Includes foundries, fabricators, and chemical plants
(2) (3) (4)
Primary Producers
Fabricators
Foundries
Chemical Plants
1975(2)
342,810
98,001
72,099
107,705
1976(3>
365,190
121,212
99,907
120,161
1977<4>
425,733
137,720
105,387
58,117
*Source: Bureau of Mines, U.S. Dept. of the Interior
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fluoride (AlF-j), and calcium fluoride (CaF2) • The anodes are prepared
in the carbon plant where petroleum coke is crushed, screened, classi-
fied, and mixed with a pitch binder.
When a sufficient quantity of aluminum metal has formed in a cell,
it is drawn off into a transfer crucible and sent to the cast house
where it is placed directly in a holding furnace or cast into pigs.
Usually, the molten metal is fluxed before casting to remove minor
impurities. Alloying metals are also added at this point. The casting
and alloying is done prior to shipping for final product manufacture.
SECONDARY SMELTING AND REFINING OF ALUMINUM
The secondary aluminum smelting and refining industry is character-
ized by a large number of relatively small operations in urban areas
throughout the United States. Many of these plants are engaged in
only high grade scrap melting. Some primary aluminum producers also
operate secondary smelters.
High grade aluminum scrap can be easily recycled by remelting in
pot or rotary furnaces. The smelting of low grade scraps and foundry
drosses is performed with reverberatory or rotary furnaces. Fluxing
agents and alloying agents are charged with the scrap. Magnesium is
removed by AlF^ or Cl2 demagging. Degassing is usually achieved
simultaneously with the demagging operation. Upon completion of the
smelting operation, the fluxing agent is skimmed and the purified
metal melt is poured and cast into ingots. Common salt and potash
mixtures are normally employed as fluxing agents.
Secondary aluminum smelting from low grade drosses containing 10
to 30 percent aluminum metal values requires pre-processing of the
dross to enrich the aluminum metal content to about 75 percent. Either
wet or dry processes may be employed. In the dry process, the dross
material is crushed and comminuted in impaction or ball mills. The
fines are removed, leaving enriched metal granules for smelting in
reverberatory or rotary furnaces. Alternatively, the dross raw
material may be processed by water washing in a rotating drum, where the
water-soluble fluxing salts are removed. Wet processing is more common-
ly applied in relatively low volume dross processing plants.
The principal groups of raw materials for the secondary aluminum
industry are (1) new clipping and forgings, (2) old casting and sheet,
(3) borings and turnings, (4) remelted ingot and sweated pig, and
(5) residues.
The main product line of secondary smelters is specification alloys
(ingots or sows) and/or deoxidant (notched bar, shapes, or shot).
82
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PROPOSED GUIDELINES
Construction materials designated as "aluminum" are usually made
of an aluminum alloy. An aluminum alloy is defined by its chemical
composition and allowable impurities. A particular alloy can generally
be manufactured in a number of ways. At one extreme is the sole use
of "earth" or "new" materials. On the other is the use of recovered
material (old scrap) which has the exact chemical composition of the
aluminum alloy required for the manufacture of the particular construc-
tion material. Between the two extremes are various combinations of
"earth" materials and old scrap, new scrap and old scrap, and various
types of old scrap.
Information which has been developed and is pertinent to the
formulation of guidelines includes:
1. Required aluminum alloys can usually be produced in several
ways.
2. Purchase of aluminum construction materials for public
construction, and particularly for federally owned construc-
tion, represents only a small percentage of aluminum metal
production.
3. The use of old and new scrap by the aluminum industry has
shown a noticeable upward trend in recent years.
4. Primary producers (but not necessarily all) purchase signifi-
cant quantities of old and new aluminum scrap.
Possible guidelines are:
1. The scrap content of aluminum construction products must be
specified.
2. All construction products must contain at least x percent
(e.g., 5-10 percent) of old scrap.
3. The metal from which construction materials are manufactured
must be produced in secondary smelters.
4. The metal from which construction materials are manufactured
must be produced from old scrap only.
The first guideline imposes a reporting requirement but is unlikely
to have any further impact.
The second guideline will require material certification. It may
eliminate primary producers who do not presently employ old scrap in
their production process from bidding on government contracts. Con-
versely, the guideline may also act as a stimulus for these primary
producers to utilize old scrap in their production -process.
83
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The third proposed guideline would eliminate "primary producers"
as suppliers of aluminum construction materials for federally owned
construction. Some primary producers, however, apparently also
operate secondary smelters and these would remain competitive. At
present, primary producers are the major suppliers of construction
materials. This is not only related to metal production but also to
the availability of the necessary milling, rolling, and fabricating
facilities.
The last guideline is the most severe in terms of placing restric-
tions on the metal producers. The types of old scrap needed to produce
the required aluminum alloy may not be readily available for purchase
by many secondary smelters. The previously mentioned fabricating
facility problems apply here as well.
The guideline recommended for implementation is to require that
all construction products contain at least x percent (e.g., 5-10 per-
cent) of recovered material. The precise percentage should be esta-
blished initially through discussions with industry representatives.
The percentage of recovered materials employed could be gradually
increased over the years. As previously noted, this guideline would
prevent some primary producers from bidding on government construction
material contracts, i.e., those which do not presently employ recovered
material in their production process. The number of firms which
would be barred from bidding (assuming that they took no corrective
action) would not appear to eliminate a competitive environment.
From data in Table 8-7, the percentages of old scrap (including
sweated pig) of total purchased scrap consumption in the aluminum
industry were calculated to be 27 percent in 1975, 28 percent in 1976,
and 32 percent in 1977. Application of these percentages to the
scrap consumption by primary producers yields the following estimates
of old scrap consumption by primary producers:
1975 93,000 tons
1976 102,000
1977 136,000
Old scrap consumption is estimated to have represented the following
percentages of total metal production by primary producers in 1975-1977,
1975 2.4 percent
1976 2.4
1977 3.0
The amounts of additional recovered materials which would be
utilized as a result of the implementation of this guideline cannot be
precisely quantified for the following reasons:
84
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1. The continuing upward trend in the use of recovered material
by the industry.
2. Some aluminum construction materials presently purchased by
the government probably already contain recovered materials.
3. Old scrap consumption by primary producers is not reported.
4. The quantity of aluminum construction materials purchased by
the government is relatively small.
The guideline would affect mainly primary producers. Total scrap
use by primary producers is compared with total new metal production
below for 1975, 1976, and 1977.
Year New Metal Prod. Scrap Consumption %_
1975 3,879,000 tons 342,810 tons 8.8
1976 4,251,000 365,190 8.6
1977 4,539,000 425,733 9.4
(1) See Table 8-1
(2) See Table 8-7
The scrap consumption tonnages include both old and new scrap.
Assuming an initial guideline of 5 percent recovered material
content in construction products and that aluminum construction products
represent about 23 percent of the industry's total output, the addi-
tional consumption of old scrap as shown below would have resulted.
1975 23,000 tons
1976 25,000
1977 21,000
The relationship between private and public construction programs
and the relatively modest use of aluminum products in public construc-
tion programs were discussed earlier. Accordingly, a guideline calling
for a 5 percent recovered material content in aluminum construction
materials would have resulted in the following increased consumption
of recovered material from 1975 through 1977.
1975 1976 1977
Federally Owned Construction 1,150 tons 1,000 tons 840 tons
State and Locally Owned Const. 5,750 5,500 3,780
Total Public Construction 6,900 6,500 4,620
85
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Therefore, it is estimated that the implementation of this guide-
line would only result in a slight reduction in the waste stream.
Application of the guideline should be limited to mill orders or
material purchases which exceed a stated quantity or value. It is
suggested that two certification options be provided to industry: (1)
certification that the delivered construction material contains the
mandated amount of recovered material, and (2) the producing plant
utilized, on the average, the mandated amount of recovered material in
its operation during the preceding 3 or 6 months.
86
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Section 9
USE OF FLY ASH IN CEMENT AND CONCRETE
INTRODUCTION
Fly ash may be incorporated into concrete either as a component of
blended cement or as an admixture to an appropriately designed concrete
mix. Employed in the latter role, the fly ash, because of its pozzo-
lanic action, may replace a significant fraction of the Portland cement
in concrete.
Known uses of fly ash in cement and concrete include the manu-
facture of blended cements, light-weight aggregates (e.g., used in the
manufacture of masonry products), and soil-cement for highway construc-
tion. However, the use of fly ash to replace or supplement Portland
cement in concrete represents the largest potential for fly ash in
the particular construction categories considered in this study.
CEMENT PRODUCTION AND CONSUMPTION
The U.S. production of Portland and masonry cements as reported by
the U.S. Department of the Interior is compared below with U.S.
cement consumption presented in the Portland Cement Association's (PCA")
Economic Report for 1972-1977. Quantities are expressed in 1,000's
of short tons.
Year U.S. Department of the Interior PCA
1972 82,597 80,840
1973 85,513 86,253
1974 80,917 79,113
1975 68,139 67,243
1976 72,950 70,696
1977 NA 77,081
NA = not available
The data series coincide closely. Both show a significant drop from
1974 to 1975 followed by a gradual recovery trend.
14. "Cement in 1976," Mineral Industry Surveys, U.S. Dept. of the
Interior, January 12, 1977.
15. "The U.S. Cement Industry, an Economic Report," Portland Cement
Association, Second Edition, March 1978.
87
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Consumption of cement by type of product for 1975 is reported as
follows:
Cement Type % of Consumption
General use and moderate heat 92.7
(Types I and II)
High early strength (Type III) 3.1
Oil well 1.7
White 0.5
Sulfate resisting (Type V) 0.5
Portland slag and pozzolan
(blended cements) 0.5
Others 1.0
Only the blended cements contain slag or fly ash. Actually, however,
many applications of Types I, II, and V cements permit the use of fly
ash or slag either as an integral part of the cement or as a substitute
for Portland cement in Portland cement concrete.
The small amounts of fly ash and slag employed in cement production
are verified by a Department of the Interior industry survey, from
which the following data are extracted.
1975 1976
Total raw materials used in producing Portland
cement in the U.S. (1,000's of short tons) 114,944 122,624
Blast furnace slag (1,000's of short tons) 465 435
Fly ash (1,000's of short tons) 180 264
14
Portland cement shipments in 1976 , by type of customer, are
recorded as:
Building material dealers 5,497 x 10 short tons 7.6%
Concrete product manufacturers 10,073 14.0
Ready-mixed concrete 46,666 64.9
Highway contractors 5,622 7.8
Other contractors 2,772 3.9
Federal, state § other govt. agencies 326 0.5
Miscellaneous, including own use 965 1.3
Total 71,921
14. "Cement in 1976," Mineral Industry Surveys, U.S. Dept. of the
Interior, January 12, 1977.
15. "The U.S. Cement Industry, an Economic Report," Portland Cement
Association, Second Edition, March 1978.
88
-------
By far the largest quantity of cement is shipped directly to ready-mix
concrete facilities.
Average cement use by construction categories for the 1972-1976
time period^ was:
Public buildings 10%
Public Works 20%
Transportation 17%
Industrial-commercial 18%
Residential 28%
Miscellaneous 7%
The data indicate that almost one-half of U.S. cement consumption
(47 percent) was utilized in federally/state/localled owned construc-
tion, most of which may be impacted by federally funding.
Cement manufacture is a regional industry primarily because of the
low value-to-weight ratio. Generally, cement plants tend to be located
within 200 miles of their principal markets. Longer transport require-
ments result in excessive transportation costs except where barge
shipment is available. Cement production capacity for 1976*6 by EPA
regions and states, together with 1976 cement consumption, is shown
in Table 9-1. The wide geographic dispersal of the industry is borne
out by the data.
FLY ASH PRODUCTION AND DISTRIBUTION
Coal, pulverized by grinding in advance of firing, contains some
incombustible material, the amount varying with the source of coal.
Two types of ash result from combustion. The coarser ash recovered is
known as bottom ash; the bulk of the ash, known as fly ash, is collected
from the flue gas by several rows of precipitators, and is either
sluiced to a lagoon or collected dry in a silo. Fly ash constitutes
approximately 80 percent of the total amount of ash produced.
15. "The U.S. Cement Industry, an Economic Report," Portland Cement
Association, Second Edition, March 1978.
16. "Potential for Energy Conservation Through the Use of Slag and
Fly Ash in Concrete" (Review Draft), Gordian Associates, Inc.,
September 1978.
89
-------
TABLE 9-1. 1976 U.S. CEMENT PRODUCTION CAPACITY AND CONSUMPTION
(1000'S OF SHORT TONS)*
EPA REGION/STATES
I
Maine
Connecticut
Massachusetts
New Hampshire
Rhode Island
Vermont
II
New York
New Jersey
III
Pennsylvania
Maryland
Virginia
Delaware
District of Columbia
IV
Alabama
Florida
South Carolina
Tennessee
Georgia
Mississippi
Kentucky
North Carolina
V
Michigan
Indiana
Illinois
Ohio
Wisconsin
Minnesota
CAPACITY
472
472
0
0
0
0
0
4,684
4,684
0
12,890
9,499
1,861
1,530
0
0
16,019
3,902
3,957
2,539
2,004
1,683
664
660
610
16,237
6,442
3,496
2,810
2,451
374
664
CONSUMPTION
2,167
308
563
810
236
141
109
3,439
2,088
1,351
5,974
2,850
1,188
1,598
142
196
11,822
1,361
3,389
782
1,310
1,644
831
1,046
1,459
13,959
2,595
1,682
3,759
2,770
1,602
1,551
EPA REGION/STATES
VI
Texas
Oklahoma
Arkansas
Louisiana
New Mexico
VI
Missouri
Iowa
Kansas
Nebraska
VIII
Colorado
South Dakota
Utah
Montana
Wyoming
North Dakota
IX
California
Arizona
Nevada
X
Washington
Hawaii
Oregon
Idaho
Alaska
Total U.S.
CAPACITY
13,380
8,928
1,698
1,245
1,089
420
11,460
4,956
3,093
2,386
1,025
3,844
1,714
570
710
650
200
0
12,215
10,095
1.720
400
3,399
1,789
770
630
210
0
94,600
CONSUMPTION
11,673
6,482
1,262
886
2,500
543
5,829
1,723
1,849
1,228
1,029
3,658
1,197
376
919
336
418
412
8,796
7,316
1,117
363
2,963
1,167
327
794
512
163
70,280
*Source: "Cement in 1976," Mineral Industry Surveys, U.S. Department of the Interior, January 12, 1977.
90
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The largest sources of fly ash are those thermal power plants which
employ bituminous coal as their primary fuel. Estimates of the quantity
of fly ash recovered range around 8 percent by weight of the coal burned.
Estimated fly ash generation based on bituminous coal consumption in the
U.S. in 197616 is shown by EPA regions and states in Table 9-2. The
amount of fly ash produced annually from this source has probably
increased since 1976 and can be expected to continue to increase as
power plants are converted from oil or gas to coal.
Cement consumption and fly ash generation in the 10 EPA regions
are compared below using 1976 data. Quantities are expressed in 1,000's
of short tons.
EPA Region Cement Consumption Fly Ash Generated
I 2,167 60
II 3,439 660
III 5,974 6,008
IV 11,822 9,015
V 13,959 10,570
VI 11,673 0
VII 5,829 2,521
VIII 3,658 219
IX 8,796 85
X 2,963 0
No fly ash was produced in EPA regions VI and X, and less than
100,000 short tons were produced in EPA regions I and IX. The bulk
of the fly ash is found in EPA regions III, IV, and V, which encompass
the mid-western and south-eastern states.
FLY ASH AND CEMENT UTILIZATION
Total fly ash collection and utilization data are available for
197716 and are presented in Table 9-3.
There is a significant difference between the total amount of fly
ash produced listed in Table 9-3 and that presented in Table 9-2. The
data were obtained from different sources and are for different years,
the former being 1977 and the latter being 1976. Further, the data in
Table 9-2 are computed values, whereas the information in Table 9-3
apparently is based on reported fly ash recovery and disposal, and may
include fly ash from other than bituminous coal.
16. "Potential for Energy Conservation Through the Use of Slag and Fly
Ash in Concrete" (Review Draft), Gordian Associates, Inc.,
September 1978.
91
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TABLE 9-2. ESTIMATED FLY ASH GENERATED IN THE U.S. IN 1976
FROM BITUMINOUS COAL (1000'S OF SHORT TONS)*
EPA REGION/STATES
1
Maine
Connecticut
Massachusetts
New Hampshire
Rhode Island
Vermont
II
New York
New Jersey
III
Pennsylvania
Maryland
Virginia
Delaware
District of Columbia
IV
Alabama
Florida
South Carolina
Tennessee
Georgia
Mississippi
Kentucky
North Carolina
V
Michigan
Indiana
Illinois
Ohio
Wisconsin
Minnesota
FLY ASH
60
0
0
0
60
0
0
600
458
202
6,008
2^05
366
425
2,250
62
9,015
1,447
555
439
1,682
1,168
126
2,031
1,567
10,570
1,674
2,274
1,950
3,848
690
134
EPA REGION/STATES
VI
Texas
Oklahoma
Arkansas
Louisiana
New Mexico
VII
Missouri
Iowa
Kansas
Nebraska
VIII
Colorado
South Dakota
Utah
Montana
Wyoming
North Dakota
IX
California
Arizona
Nevada
X
Washington
Hawaii
Oregon
Idaho
Alaska
Total U.S.
FLY ASH
0
0
0
0
0
0
2,521
1,645
469
274
133
219
72
2
145
0
0
0
85
0
19
66
0
0
0
0
0
0
29,138
'Source: Calspan estimates based on the bituminous coal consumption data given in
"Potential for Energy Conservation Through the Use of Slag and Fly Ash in Concrete" (Review Draft),
Gordian Associates, Inc., September 1978
and using an average fly ash generation rate of 8 percent of the weight of coal burned.
92
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TABLE 9-3. FLY ASH COLLECTION AND UTILIZATION
(MILLIONS OF SHORT TONS)
Total Fly Ash Collected
Ash Utilized
Commercial Utilization
Mixed with raw material before
forming cement clinker
Mixed with cement clinker or
mixed with cement (Type 1-P)
Partial replacement of cement
in concrete and blocks
Lightweight aggregate
Fill material for roads, constuction
sites, land, reclamation, dikes, etc.
Stabilizer for road bases, parking
areas, etc.
Filler in asphalt mix
Miscellaneous
Ash Removed from Plant Sites at
No Cost to Utility
Ash Utilized from Disposal Sites
After Disposal Costs
48.5
6.3*
0.4
0.3
1.6
0.1
1.3
0.2
0.1
0.2
0.4
1.6
(7%)
(5%)
(25%)
(2%)
(20%)
(3%)
(2%)
(3%)
(7%)
(26%)
*Due to rounding errors, the figures below total 6.2 rather than 6.3.
Regardless, it is evident that sufficient fly ash is generated
annually to meet all potential needs of the cement and concrete indus-
tries. The total availability of fly ash can be misleading, however,
since its use is dependent on fly ash quality, material performance,
location/cost, and engineer bias. It is believed that the latter two
factors represent the significant obstacles in the way of expanded use
of fly ash in cement and concrete.
The EPA regions and states in which fly ash is generated are shown
in Table 9-2. Current and projected future major construction programs
receiving Federal Government support and requiring relatively signifi-
cant amounts of cement/concrete are more difficult to identify.
One major usage of cement is in highway construction. It is
assumed that highway construction, although financed largely through a
trust fund, falls within the province of the guidelines. U.S. average
93
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usage factors for cement and for concrete pipe, expressed in tons/
million dollars of contracted highway construction cost, are shown
in Table 9-4.
TABLE 9-4. U.S. AVERAGE HIGHWAY CONSTRUCTION USAGE FACTORS FOR
CEMENT AND CONCRETE PIPE (SHORT TONS/MILLION DOLLARS
OF CONTRACT CONSTRUCTION COST)*
1968-69-70
1969-70-71
1970-71-72
1971-72-73
1972-73-74
1973-74-75
1974-75-76
CEMENT**
1,794
1,747
1,562
1,391
1,281
1,076
938
CONCRETE PIPE***
393
402
381
333
334
270
247
* Source: "Highway Construction Usage Factors for Cement, Bitumens, Concrete Pipe and Clay Pipe,
1974-75-76," U.S. Department of Transportation, Federal Highway Administration.
**Includes Portland and natural cement used for paving, structures, and all other highway
construction purposes except pipe.
*** Includes both plain and reinforced concrete pipe. Reinforcing included in the concrete pipe
factors amounts to about 2 percent by weight.
As shown subsequently, the steep decline in the quantity of cement
usage per million dollars of construction cost over the years is due in
part to reduced cement usage. Also, however, it is accounted for by
the fact that the cost of construction, other than cement, has risen
at a much more rapid pace than the price of cement.
Cement usage for interstate and other federal-aid primary highway
systems is somewhat above and concrete pipe usage is below the national
averages. Data are reported as follows^? in terms of tons per million
dollars of construction costs.
17. "Highway Construction Usage Factors for Cement, Bitumens, Concrete
Pipe and Clay Pipe, 1974-75-76," U.S. Dept. of Transportation,
Federal Highway Administration.
94
-------
Cement Concrete Pipe
1973-74-75 1,349 223
1974-75-76 1,206 201
Estimated construction expenditures for all public highways
(federal, state and local funds excluding cost of right-of-way and
engineering) for 1969-1977 are shown below:
1968 $8.112 billions 1974 $10.962 billions
1969 8.128 1975 12.020
1970 9.235 1976 12.119*
1971 9.868 1977 12.371**
1972 9.789
1973 9.722
*Preliminary
**Forecast
Combining these data with those contained in Table 9-4 yields the
following average, annual usages of cement and concrete pipe for highway
construction.
Cement Concrete Pipe
(IQOO's of tons) (IQOO's of tons)
3,337
3,649
3,669
3,261
3,393
2,943
2,890
The average annual cement usage over this time period'was 13,639 x
103 tons (
-------
The remainder of cement usage in federally supported construction
programs is for public works and public housing. A large portion of the
former, particularly as it pertains to the types of projects which
employ significant quantities of cement, is believed to fall under the
aegis of the Corps of Engineers. Historically, the Corps has permitted
and, in fact, encouraged the use of fly ash in its dam construction
programs where fly ash of suitable quality is available within a
reasonable distance from the construction site. "Reasonable" in this
case is defined by the 'relative costs of fly ash and cement at the
construction sites.
Fly ash employed in public housing may encounter opposition because
it tends to reduce the early strength of concrete which in turn may
impact on the construction schedule. Apparently, however, it is possi-
ble to meet early strength requirements by employing the reduced water
requirement, imparted by fly ash to concrete mix, as a means for formu-
lating a concrete mix that includes fly ash.
TECHNICAL CONSIDERATIONS
The following discussion of the problems, advantages, and dis-
advantages of the use of fly ash in cements and concrete are based
largely on the proceedings of the Energy-and Resource Conservation in
the Cement and Concrete Industry Seminar held in Ottawa in November
1976.18
When used in mass concrete where early strength is not critical
and low heat performance is sought, or in steam-cured concrete, fly
ash can replace an equal quantity of cement. The U.S. Corps of
Engineers 1" indicated that a 30 percent substitution of fly ash for
cement has been used for the interior construction of dams and 20
percent substitution for exterior dam construction.*
*Current ASTM specification limits the pozzolan constituent to a range
of 15-40% of the finished cement in blended cements. Virtually no loss
in strength occurs at early ages if replacement is held to about 10
percent.
18. "Energy and Resource Conservation in the Cement and Concrete
Industry," Proceedings of a Seminar Sponsored by Canada Centre for
Mineral and Energy Technology (CANMET) and Office of Energy
Conservation, Dept. of Energy Mines and Resources, Ottawa, Ontario
November 8, 9, 1976.
19. Telcon with U.S. Army Corps of Engineers, Washington, D.C. October
1978.
96
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Fly ash of good quality can be shipped realtively long distances
where it ranks in value with cement. However, where fly ash is used
in normal structural concrete and where early strength is required,
considerably more ash must be used than the amount of cement removed.
In this use, fly ash of good quality has a value of up to one-half that
of portland cement, reducing the potential marketing distance
accordingly.
The potential of fly ash as a raw material in the manufacture of
sintered lightweight aggregate is well recognized. Unburned carbon
in fly ash reduces the amount of fuel required in production. The
latter benefit over other means of lightweight manufacture will
increase in proportion as fuel costs increase.
Despite this promising outlook, many past attempts at sintered
aggregate manufacture using fly ash have ended in failure. Failures
have been due to technical reasons (control of carbon content and fine-
ness of the fly ash) and economic reasons (a plant should have a high
capacity, preferably over 300,000 tons per year).
High carbon content and low fineness are usually undesirable
features in fly ash for pozzolanic applications or aggregate production.
Considerable variation in the quality of fly ash as measured by these
parameters can occur not only between sources of fly ash but also in
a given source of fly ash. Factors which contribute to this variability
include:
1. The extent to which the coal is pulverized prior to firing.
2. The firing cycle during which fly ash is collected, e.g.,
poorer quality of fly ash is usually generated during start-
up and when the efficiency of burning is low.
3. Provision of traps for tramp iron, etc., in fly ash handling
systems, excluding such material from supplies stored for
marketing.
19
The Corps of Engineers indicates that it specifies performance
requirements rather than material content for most concrete construc-
tion. It is up to the competing contractors to employ fly ash as they
see fit, i.e., to the extent that it is to their greatest economic
advantage.
19. Telcon with U.S. Army Corps of Engineers, Washington, D.C.,
October 1978.
97
-------
The Corps of Engineers does, however, sample and test available
fly ash within a reasonable distance from the construction sites to
determine its suitability as a construction material. Such tests are
made prior to each construction program. There is no nationwide or
even regional listing of acceptable fly ash supplies for concrete work.
This is probably in recognition of the fly ash variability noted pre-
viously. Fly ash, where employed, is generally stored in silos and
metered and combined with cement and aggregates rn situ.
PROPOSED GUIDELINES
Careful selection of fly ash from a source of low variability,
combined with adequate quality control and concrete mix proportioning,
can result in a durable product at reduced material costs.
Guidelines which encourage the use of fly ash in concrete, parti-
cularly where it is used as a Portland cement substitute, would
obviously have a depressing effect on the Portland cement industry.
Fly ash sources, where extant, are generally available on an equal
basis to all contractors who may compete for government financed (in
whole or in part) construction activities in a given area.
The use of fly ash, as a substitute for Portland cement, could
probably be set at 5-10 percent wherever cements of Types I and II are
used without affecting performance. Primary uses of fly ash, however,
are in construction projects such as dams and road substrata where
the advantages provided by the use of fly ash far outnumber their
disadvantages. The Corps of Engineers already encourages the use of
fly ash in many of its programs. Greater use of fly ash in road con-
struction will depend to a considerable degree on convincing state
highway engineers of the benefit of its application.
The current approach used by the Corps of Engineers may be a model
for the proposed guidelines, namely
1. Determine that fly ash of a suitable quality and in sufficient
quantity is available in the construction area.
2. Specify that fly ash is an acceptable cement substitute material,
3. Employ performance rather than material specification.
4. Rely on the economics (i.e., the relative price advantage of
fly ash vs Portland cement) to further the use of fly ash in
concrete.
98
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Section 10
CONSTRUCTION PAPER AND BOARD
INTRODUCTION
Construction paper and boards are not standard products. Materials
and production processes employed in their manufacture differ among
manufacturers. Even within the output from a particular manufacturing
plant, materials employed, including types of waste materials, can
vary depending on the cost and availability of particular waste materials
at any point in time. The construction materials which are included
in this category and their usage in construction are described below.
MATERIAL DESCRIPTION
The major construction paper products are sheathing paper, roofing
felts, asbestos paper and asbestos-filled paper. Also included in this
product category are floor covering (e.g., carpet felt, wet base for
enameled floor covering and linoleum), automotive felts, felts used
for deadening, industrial, pipe covering and refrigerators, insulating
paper blankets, and other building paper such as saturating screenings.
Construction board products can be divided into three categories:
Insulating boards for retail use
Insulating boards for industrial use
Hardboard
Insulating boards for retail use which are designed for interior
application include building and wallboard, sound deadening board,
tile, planks, trim, and moldings. Exterior applications of insulating
boards consist of sheathing board, shinglebacker, roof insulation,
roof deck insulation, and fiberboard formboard.
Insulating boards for industrial uses include material employed
for further manufacture, processing, or assembly. Examples are
insulating siding base, trailer board, backer board for metal siding,
expansion joint strips, and other industrial uses such as in automo-
biles and furniture.
Hardboard is of two types: treated or tempered, and not treated
or tempered.
The following information is provided to illustrate the variations
in types and quantities of waste paper used in the manufacture of these
products.
99
-------
Gypsum wallboard is coated on both sides with paper, 100 percent of
which is derived from waste paper. Core material contains very little,
if any, paper.
Cellulose insulation is made by running newsprint through a
complex "defiberer" and shredding operation. Chemicals are then added
so that the final product (fine thermal insulation) contains 16 to 20
percent chemicals by weight, the remainder being paper. It is estimated
that between 480,000 and 615,000 short tons of newsprint were used in
the manufacture of this product in 1977.
Roofing felt can be made from corrugated paper waste (50 - 60
percent) and wood, or alternatively, from a combination of newsprint
(38 percent), corrugated waste paper (32 percent) and softwood sawdust
(30 percent).*
Ceiling tile may contain 0 to 5 percent of waste by weight, mineral
wool panels 10 percent of paper/corrugated by weight, and exterior
insulation sheeting board 5 percent of waste paper by weight.
Finally, there is one U.S. manufacturer of exterior and interior
construction boards whose product lines are made largely from waste
paper.
It should be noted that increased use of wastepaper would in
some cases reduce the utilization of other waste materials.
U.S. PRODUCTION OF CONSTRUCTION PAPER AND BOARDS
Production of construction paper and boards for 1970 through 1977
is summarized in Table 10-1. Production rose between 1970 and 1973
and then declined during the following two years. Production recovered
to record levels in 1976 and 1977.
A breakdown of production, by major product categories, for 1975
and 1976, is shown in Table 10-2. In terms of tonnage, construction
boards represent about two-thirds and construction paper one-third of
the total output.
*The amounts of materials of various types used in the manufacture of
paper-type construction products were obtained through private communi-
cations with industry representatives.
100
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TABLE 10-1. CONSTRUCTION PAPER AND BOARD PRODUCTION
(1,000 SHORT TONS)*
Construction Paper
Construction Board
Insulating Board
Hard board
Subtotal
Grand Total
1970
1,594
1,219
1,463
2,682
4,276
1971
1,837
1,446
1,718
3,164
5,001
1972
1,915
1,529
1,908
3,437
5,352
1973
1,858
1,547
2,001
3,548
5,406
1974
1,845
1,295
1,978
3,273
5,118
1975
1,616
1,249
1,784
3,033
4,649
1976
1,832
1,441
2,145
3,586
5,418
1977
1,7? 2
1,409
2,279
3,688
5,480
*Source: Bureau of the Census, U.S. Department of Commerce
101
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TABLE 10-2. PRODUCTION OF CONSTRUCTION PAPER AND BOARD
(SHORT TONS)*
Construction Paper
Sheathing Paper
Roofing Felts
Asbestos Paper and Asbestos Filled Paper
Other
Total
Construction Boards
Insulating Boards for Retail Use
I nterior Products
Exterior Products
Subtotal
Insulating Boards for Industrial Use
Insulating Boards Total
Hard board
Treated or Tempered
Not Treated or Tempered
Hardboard Total
Construction Board Total
Construction Paper and Boards Grand Total
1975
15,800
1,401,510
90,518
107,714
1,615,542
421,581
659,913
1,081,494
167,317
1,248,811
718,039
1,065,492
1,783,531
3,032,342
4,647,884
1976
22,067
1,553,320
114,181
142,593
1,832,161
481,969
766,265
1,248,234
193,105
1,441,339
832,808
1,312,314
2,145,122
3,586,461
5,418,622
•Source: "Pulp, Paper and Board," Summary for 1976, Current Industrial Reports M26A(76)-13,
Bureau of Census, U.S. Department of Commerce, Issued August 1977.
102
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USE OF CONSTRUCTION PAPER AND BOARDS IN PUBLIC CONSTRUCTION
The primary application of these construction materials is in
residential and nonresidential buildings. The relative construction
values of federally owned and state and locally owned buildings of
total U.S. construction of residential and non residential buildings
are used to estimate the use of the construction products in public
construction.
The percentages o'f public building construction of total (private
and public) building construction are shown below.
1975 1974 1975 1976 1977
% Federally owned Bldgs. 1.3 1.6 1.9 1.7 1.9
% State and Locally owned
Bldgs. 11.7 14.2 15.4 11.5 9.9
% Private Bldgs. 87.0 84.2 82.7 86.8 88.2
These percentages are combined with the data in Table 10-1 to
yield the estimated tonnages of construction paper and boards employed
in public construction.
These are:
1973 1974 1975 1976 1977
Construction Paper (1,000 short tons)
Federally owned construction
State and Locally owned construction
24
217
30
262
31
249
31
211
34
177
Construction Board (1,000 short tons)
Federally owned construction 46 52 58 61 70
State and Locally owned construction 415 465 467 412 365
ESTIMATED PROCUREMENT FOR PUBLIC CONSTRUCTION
The quantities of construction paper and boards used in public
construction appear to be relatively modest. The estimated quantities
of construction paper and boards installed per million dollars of
public building construction are:
103
-------
Construction Paper Construction Board
1973 19 short tons 35 short tons
1974 19 34
1975 18 34
1976 18 36
1977 17 35
The quantities of construction paper and board products per million
dollars of public building construction remained relatively constant
throughout this period of time.
As previously noted, different manufacturers employ different types
and quantities of waste materials to produce their competing products.
Some manufacturers are presently set up to use slightly different mixes
of waste materials in their production processes, the selection being
based on the availability and cost of usable waste products.
It appears unlikely that the relatively small government purchases
provide sufficient incentive for a manufacturer to modify his production
process(es) in order to accommodate a small increase in the use of waste
materials.
CANDIDATE GUIDELINES
The industry presently makes extensive use of recovered materials
and other wastes (e.g., sawdust). The mix of waste materials used by
manufacturers in the production of a particular material varies depend-
ing in part on their availability and cost and the proprietary production
processes employed.
Government purchases account for a relatively small portion of
industry sales. It is doubtful whether Government purchases could
provide sufficient incentives for the industry to make significant
changes in its production processes or whether, in fact, individual
plants could do so and maintain their identity. Consideration of the
preceding, together with the already extensive use of waste products
by the industry, leads to the conclusion that no substantive guidelines
are required for these products.
104
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Section 11
USE OF WASTE RUBBER IN HIGHWAY CONSTRUCTION
INTRODUCTION
In recent years, there has been a growing interest in the use of
rubber from discarded tires in various highway construction and main-
tenance operations. Applications of asphalt-rubber materials currently
being examined include:
Seal coats
Joint and crack fillers
Strain relieving interlayers
In particular, the use of an asphalt-rubber paving composition as the
binder in a seal coat and/or interlayer application has been the sub-
ject of extensive field trials in recent years. The Federal Highway
Administration has funded studies in several states on the use of tire
chips in asphalt under Demonstration Project No. 37. The results of
this demonstration program are still being evaluated. In a status
report published in July 1978, the comments of investigators from 18
states were generally favorable although some observers noted no
differences in the performance of control sections which were installed
using conventional materials and test sections installed using asphalt-
rubber mixtures.
ASPHALT-RUBBER PAVING METHODS
There are two major methods in use for incorporating waste rubber
into asphalt paving operations. Both methods use discarded tires as
the major source of rubber, but they differ in the way the rubber is
prepared and then mixed with the asphalt.
In the first method, a typical specification requires that
"...the rubber shall be a dry free flowing blend of 40% powdered devul-
canized rubber and 60% ground vulcanized rubber scrap specially
selected to have a high natural rubber content. It shall be free from
fabric, wire, or other contaminating materials except that a small
quantity of mineral powder may be included to prevent caking of the
particles."20 For this method, the sieve analysis is specified as
follows:
20. Personal communication. Robert C. Ziegler, Calspan Corporation,
to William H. Clark III, N.Y.S. Thruway Authority, Albany, N.Y.
15 December 1978.
105
-------
Screen % Retained
10 0
30 20-40
50 40-60
100 5-15
pan 10-25
The second method requires that "...the rubber shall be a good
quality ground tire rubber, dry and free flowing. The specific gravity
of the rubber shall be 1.15 ±.02 and shall be free from fabric, wire,
or other contaminating materials except that up to 4 percent of calcium
carbonate shall be included to prevent the particles from sticking
together." The corresponding sieve analysis is specified as:
Screen % Passing
16 95% Min.
25 10% Max.
Because the first method requires that part of the rubber be devulcan-
ized, the cost of the prepared rubber is somewhat higher than that
required for the second method. Recent inquiries indicated that rubber
of type 1 was $0.30/lb. compared to $0.20/lb. for type 2 rubber.
In the preparation of the binder for the first method, an asphalt-
oil blend is heated to at least 400°F and thoroughly mixed before the
rubber is added. The rubber is added in amounts up to 22 to 24 percent.
Adequate agitation of the liquid blend must be maintained to insure
proper dispersion and mixing. The asphalt-rubber mix is applied at a
temperature of 375°F to 425°F at a minimum rate of 0.6 gallon per
square yard.
For the second method, the binder is prepared by combining the
rubber, in amounts of 23 to 27 percent by weight, with asphalt at a
temperature between 350°F and 450°F. Following mixing, the blend is
diluted with a kerosene-type diluent. The asphalt-rubber mix is
applied at a temperature of 300°F to 350°F at the rate of 0.4 to 1.0
gallon per square yard.
Perhaps the most common use of the asphalt-rubber mixtures is as a
stress absorbing membrane jLnterlayer (SAMI). In this application, the
mixture is applied over old deteriorated pavement or base. Later a
friction course of asphaltic concrete is generally applied. The SAMI
has shown to be effective in preventing reflective cracking of the
final surface layer due to the cracks in the old underlaying pavement.
106
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Since some special equipment is required for blending and applying the
asphalt-rubber mixture, a capital investment is required on the part of
the paving contractor. The cost of the asphalt-rubber mix is 2 to 3
times that of asphalt alone.
ASPHALT SALES IN THE U.S.
Sales of petroleum asphalt for consumption in the U.S. by type
and principal use are shown in Table 11-1 for the years 1972-1976.
Total sales of petroleum asphalt as well as the use of asphalt for
paving have declined during the past 2 years, i.e., 1975 and 1976, from
a high in 1973. The proportionate amount of asphalt used for paving,
as a percentage of total sales, remained constant throughout the 5-year
period at 78-79 percent.
RUBBER RECYCLING
Recycled rubber statistics for the years 1973-1977 are shown in
Table 11-2. Listed under Consumption, item i, Rubber Surfacing,
includes recycled tires used in paving products. The statistics do not
include the approximately 50 million or more tires which are retreaded
each year.
However, the amount of rubber recycled or the recycling capacity,
even when considered jointly with tires destined for retreading, still
represents only a small percentage of the 200 to 300 million tires
discarded each year. The remainder is added to the already existing
piles of tires strewn everywhere. It has been estimated that there
are over 2 billion scrap tires presently in storage or littering the
landscape.21
POTENTIAL BENEFITS
Although the use of discarded tires in asphalt is still under
investigation and evaluation, it is possible to bound potential bene-
fits by means of a simple parametric analysis. Benefits in this context
are defined as the removal of discarded tires from the nation's waste
stream.
The independent variable in the analysis is the amount of asphalt
replaced by ground-up tires in the paving mixture. The dependent
variable is the amount of waste rubber utilized, i.e., the number of
tires consumed.
21. "Ways to Use Waste Products in Highway Construction," Prepared by
Task Force 16 Subcommittee on New Highway Materials of the Joint
Cooperative Committee of American Association of State Highway and
Transportation Officials, American Road and Transportation Builders
Association.
107
-------
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108
-------
TABLE 11-2. RECYCLED RUBBER STATISTICS, 1977*
CONSUMPTION
a) Tires Repair Material
b) Inner Tube Reclaim
c) Ground Crumb
d) Auto Mats, Mechanicals
e) Heels, Soles, Footwear
f ) Cements, Dispersions
g) Hose, Belting Packing
h) Mechanicals (not auto)
i) Rubber Surfacing
j) All Other
TOTAL - Million Pounds
SCRAP RUBBER
PROCESSED
OPERATING CAPACITY
(300 day operation)
1977
MILLION
POUNDS
129.9
21.0
35.2
20.2
0.2
5.6
2.4
16.1
6.5
7.4
244.5
259.0
289.6
%
53.1
8.6
14.4
8.3
—
2.3
1.0
6.6
2.7
3.0
100.0
1976
%
56.0
8.8
10.2
12.8
0.1
2.1
0.9
7.0
'0.8
1.3
217.9
221.0
263.9
1975
%
58.8
10.3
9.6
8.3
0.2
4.1
0.5
5.7
1.2
1.3
223.1
188.6
247.0
1974
%
58.8
6.3
6.7
13.5
0.3
4.6
0.7
7.4
1.2
0.5
259.8
263.3
325.3
1973
%
58.8
8.4
N.A.
15.4
0.1
4.2
1.7
7.7
2.5
0.7
285.6
287.7
299.4
N.A. = Not Available
•Source: Technical Committee Survey Results, Table 1, Rubber Recycling Division, A Division of National
Association of Recycling Industries, Inc.
For the purpose of the analysis, it is assumed that 23,800,000
short tons of asphalt paving mixture are used annually. This repre-
sents the average quantity for the 1972-1976 time period. It is further
assumed that a tire will yield 10 pounds of ground rubber after removal
of the bead and the major part of the fabric. The quantity of ground
rubber substituted in the asphalt paving mixture is varied from 0.01
percent to 25 percent.
The results of this analysis are shown in Table 11-3. According
to Table 11-2, 3,250 short tons of rubber are presently used for rubber
surfacing. This is equivalent to substituting, on the average, 0.014
percent of ground rubber in the total quantity of asphalt paving mix-
tures used in the U.S. and represents approximately 650,000 tires.
109
-------
TABLE 11-3. POTENTIAL USES OF DISCARDED TIRES IN
ASPHALT PAVING MIXTURES
GROUND RUBBER
SUBSTITUTE (%)
0.01
0.02
0.05
0.10
0.25
0.50
1.00
5.00
10.00
15.00
20.00
25,00
RUBBER REQUIRED
(Short Tons)
2,380
4,760
11,900
23,800
59,500
119,000
238,000
1,190,000
2,380,000
3,570,000
4,760,000
5,950,000
NO. OF TIRES
476,000
952,000
2,380,000
4,760,000
11,900,000
23,800,000
47,600,000
238,000,000
476,000,000
714,000,000
952,000,000
1,190,000,000
It is estimated that the substitution of ground rubber in paving
asphalt in amounts of 2 to 3 percent would consume all the tires dis-
carded annually. IVhile this would provide a means for disposing of the
tires, it would have no noticeable beneficial effects on the pavement.
The amount of rubber which must be added to the asphalt mixtures
to obtain improved performance varies between 6% and 25%, depending on
application (e.g., as a stress-absorbing membrane, or as a wearing
course).
The percentage of all asphalt paving where the addition of rubber
could provide enhanced performance is not known. If we assume that this
is the case in 10 percent of all asphalt paving and that, on the
average, the average rubber addition is 25 percent, the ,total number of
tires consumed would be 120 million. This quantity is 183 times
greater than current tire use for this application. It is readily
apparent that any significant application of rubber-asphalt paving
mixtures would eliminate large numbers of tires from the waste stream.
110
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The use of rubber in asphalt paving mixtures does not come free.
Plants for grinding rubber require substantial investments. Extra
equipment is also required by contractors applying the rubber-asphalt
mixture.^O
The purpose behind capital investment decisions is to protect and
increase the profit-making ability of a corporation. The private
sector will not make investments necessary to implement the rubber-
asphalt paving concept until the profit potential exists. Basic here
is the existence of a market place for the materials and services being
offered.
The use of rubber-asphalt pavement mixtures is almost certain to
result in higher prices than regular asphalt, particularly during the
initial years of implementation. Therefore, the government would have
to not only guarantee (i.e., require) the use of asphalt-rubber
pavement mixtures but also indicate that it would absorb the incre-
mental costs associated with "the use of the mixture.
GUIDELINES
Experimental uses of rubber-asphalt paving mixtures have shown
encouraging results. Widespread application of such paving mixtures
has the potential to remove a significant number of discarded tires
from the nation's waste stream.
Increased use of this paving mixture will require capital invest-
ments in two areas in the private sector of the economy: (1) the
establishment of plants to prepare the ground rubber, and (2) the
modification of equipment used to spread the paving mixture.
Guidelines promulgated for the use of this paving mixture must
guarantee the private sector a market for materials and services. A
major obstacle is that most highway construction and repair contracts
are let by the states. The states may hesitate to utilize the new
paving mixture because of incomplete or inconclusive test results and
higher costs which may be incurred as a result of its use. A large-
scale promotion and education program appears necessary to sell this
concept to the states.
Implementation of a specific guideline(s) must await the comple-
tion and evaluation of demonstration projects currently being conducted
by the Federal Highway Adminstration.
20. Personal communication. Robert C. Ziegler, Calspan Corporation,
to William H. Clark III, N.Y.S. Thruway Authority, Albany, N.Y.
15 December 1978.
.111
-------
The present production capacity for ground rubber is inadequate
to satisfy significantly increased demand. Any guideline must, there-
fore, provide .for a gradual increase in the use of rubber in pavement.
Further, it must-provide sufficient guarantees for the employment of
such material (including the absorption of higher costs) to stimulate
the private sector to enlarge its production capacity.
112
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Section 12
GLASS
INTRODUCTION
A number of products containing waste glass have been fabricated
and evaluated in laboratory and small-scale demonstrations. These
include:
Glass polymer composite sewer pipe
Glass-wool insulation
Lightweight aggregate
Brick
Floor tile
Glasphalt bituminous pavement
The processes employed in the manufacture of products containing
waste glass are in various stages of development. None of the products
are presently commercially available, and none are expected to be in
the immediate future.
As a result, building materials containing recycled glass are not
of immediate relevancy to this study. The following discussion
addresses some of the technological and economic aspects of the use
of waste glass in construction material and its potential significance
for reducing the discarded glass wastes.
The discussion is based largely on an article prepared by Dr. E.
Joseph Duckett.^2 Additional information was obtained through private
communications with representatives of government, private industry
and universities. [See Appendix A for a list of contacts).
DISCUSSION
The potential value of waste glass in construction materials
depends on the value of the material it replaces and ancillary con-
sideration such as energy requirements and accessibility to, and
availability of, waste glass of the required quality.
22. "Glass Recovery and Reuse," Dr. E. Joseph Duckett, NCRR Bulletin,
Vol. VIII, No. 4, Fall 1978.
113
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Generally, the value of material replaced by waste glass in
construction products is relatively low. This low value is reflected
in the locations of manufacturing plants, i.e., many plants are
situated near raw material sites, thus minimizing transportation costs.
Waste glass, however, is largely generated in urban areas and, follow-
ing recovery, would have to be shipped to the manufacturing plants,
thereby incurring significant transportation costs in many cases.
It is estimated that waste glass recovered for use in roadbed
construction would replace low-priced aggregate valued at $2 - $3
per ton. For use in bricks, added at a 10 to 20 percent rate, glass
may be worth 2 to 3 times as much per ton. It should be noted, however,
that transportation costs for waste glass may amount to $5 to $10 per
ton or more, depending on shipping distances and freight rates.
Technical problems and costs are also incurred in the recovery
and collection of waste glass. Technical problems can be largely
circumvented by the separation of glass at the household lev.el. Once
glass has entered the municipal solid waste stream, however, relatively
sophisticated processes are needed for separation and processing.
There are two techniques, froth flotation and optical sorting,
that have shown promise for successful recovery of usable cullet.
Forth flotation is a minerals processing technique that has been
adapted for use in waste glass recovery. Glass cullet recovered by
froth flotation has been tested in laboratory melts. The cullet has
been reported to be low in refractory particle content and to produce
a glass product that is virtually free of inclusions. The process
yields particles of color-mixed glass cullet in the size range of
minus 20 mesh to plus 140 mesh. To date, no practical method for
color-sorting froth-floated cullet has been developed.
The other approach for recovery of container quality cullet is
optical color-sorting of glass particles larger than 6mm (1/4 inch)
in size. Optical sorters, commonly used in food processing and other
industries, have been modified for use in glass cullet recovery.
In practice, at least two types of sorting are involved: a separa-
tion of opaque (mostly nonglass) particles from transparent particles;
and then a sorting of the transparent particles by color.
The significance of cullet purity and color separation depend on
the end product in which the cullet is employed. For example, cullet
used as lightweight aggregate has the least restrictions; cullet
employed in the manufacture of certain types of glass containers may
have to meet rigid specifications.
114
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At present, there are no published specifications for glass to
be used in brick manufacture. Important characteristics of glass for
use in brickmaking include particle size and content of organic
materials.
The effectiveness of glass as a fluxing agent in brickmaking has
been shown to be a function of particle size. Glass ground to minus
200 mesh has been reported to reduce firing temperature by as much as
500°F (from a normal firing temperature of 2150°F) when used as 50
percent of the brick mix. The fluxing action of the glass is impeded
by the presence of organic contaminants. A maximum of 10 percent
organic material in the waste glass fraction has been proposed as the
limit to assure fluxing action sufficient to lower firing temperatures
by at least 100°F.
Theoretically, construction materials could absorb significant
quantities of waste glass. From a practical point of view, however,
there are a number of technical and economic obstacles which may
inhibit its use on a significant scale, particularly in the near
future.
Production processes designed to incorporate waste glass into
construction materials are presently in various stages of development.
Similarly, glass recovery systems are presently operative only as pilot
plant operations. Their ability to generate cullet which meets the
specifications for waste glass applicable for the various types of
construction materials has yet to be proven.
The economics of employing waste glass in construction materials
is marginal at this time. This arises from a number of factors, which
include: the relatively low value of the virgin material replaced by
the waste glass; waste glass recovery, processing, and transportation
costs.
Potential benefits which may accrue from the employment of waste
glass in construction materials are the reduction in the magnitude of
municipal solid waste which must be disposed and energy savings in the
production of selected materials, such as bricks.
Significant benefits, however, will only result if a large segment
of the construction industry, both public and private, utilizes
construction materials which contain waste glass.
POTENTIAL GUIDELINES
Product development has not reached commercial production of the
construction materials under consideration. The promulgation of appro-
priate guidelines must await reasonably large-scale availability of the
products in the market place.
115
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Section 13
PLASTICS
INTRODUCTION
Plastics of various types are now widely used in the manufacture
of products used in building construction. Major product groups
include: flooring; glazing and skylights; insulation; lighting fixtures;
panels and siding; pipe, conduit, and fittings; profile extrusions;
plumbing fixtures; resin binded woods; vapor barriers; and wall
coverings. In 1978, shipments of plastic building products totaled
3,159,000 tons.23 The largest single product group in the building
category was that of pipe, conduit, and fittings, which alone accounted
for 1,473,000 tons, or 46.7 percent of the total. This product group
was of direct interest in the present study. We estimate that public
construction projects account for approximately 294,600 tons, or 20
percent, of the total amount of plastic pipe shipped annually.
Within the pipe group, polyvinyl chloride (PVC), high-density
polyethylene (HDPE), and acrylonitrile-butadiene-styrene (ABS)
accounted for over 90 percent of the shipments in 1978. PVC pipe
alone accounted for approximately 67 percent of total shipments.
MANUFACTURE
The production of both PVC and HDPE requires ethylene, the major
source of which is natural gas. For PVC production, ethylene is
reacted with chlorine and hydrochloric acid to form ethylene
dichloride, which is then cracked to form vinyl chloride and
chlorinated organics. The vinyl chloride is then polymerized in an
exothermic, self-sustaining chain reaction to form PVC.
In the production of HDPE, ethylene is fed to a reactor along
with a catalyst and a diluent. The polymerized product forms as a
powder. ABS is a compound of styrene-butadiene polymers, butadiene-
acrylonitrile rubbers, and other compounding ingredients.
In the production of plastic pipe, resins mixed with stabilizers,
plasticizers, lubricants and other additives are first dried and then
passed through an extruder hopper and an extruder cylinder where they
are melted. The pressure of the cylinder and a rotating screw force
the mixture through the orifice of a die. After a sizing and cooling
23. Modern Plastics, p. 62, January 1979.
116
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24
process, the pipe emerges and is then cut to length or coiled.
Plastic pipe as produced in the United States conforms primarily
to standards developed by the American Society for Testing and
Materials (ASTM). Other standards have also been established by the
American National Standards Institute (ANSI), the National Sanitation
Foundation (NSF), and the American Water Works Association (AWWA).
RECOVERY AND RECYCLING OF PLASTIC SCRAP25
The recycling of home scrap and prompt segregated scrap is standard
practice in the plastic industry. The successful recycling of scrap
at this level is due primarily to the fact that the scrap is already
segregated by type of plastic and/or is easily identifiable by type.
The situation becomes more difficult, however, once the plastic scrap
enters the waste stream. The cost of recovery and segregation is
generally high and sometimes exceeds the salvage value of the scrap
or the cost of virgin materials. It is noted that, historically,
once the plastics leave the fabrication points, they have seldom been
recovered. There are other reasons, in addition to cost, why the
recycling of post-consumer plastic wastes has been limited, a major one
being that resin properties and performance degrade through aging,
during fabrication and in the reclamation process. However, new
technological developments for upgrading plastic scrap may eliminate
some of the present risks involved in recycling plastic wastes.
25
The Society of the Plastics Industry identifies three main
sources of plastic waste:
1. The plastics industry (producers of primary polymers) itself,
which recycles part of its waste internally and sends the
remainder for recovery and recycling to scrap processors.
2. Fabricators, who recycle most of their plastic wastes
internally.
3. Industrial, commercial, and agricultural users, wholesalers
and retailers, and private households, where waste is usually
hauled away to municipal disposal sites near their location.
24. "Plastic Pipe: Profile of a Growing Market," K.L. Kollar and
W. Youngwirth, Construction Review, March 1976, published by
U.S. Department of Commerce.
25. Based largely on information contained in the "1978 Edition of
Facts and Figures of the Plastics Industry," published by the
Society of the Plastics Industry, Inc., 355 Lexington Ave.,
N.Y., N.Y.
117
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Waste plastic from producers of primary polymers and fabricators,
which is not reprocessed internally, is generally acquired by either
scrap dealers or reprocessors. The function of the scrap dealers is
generally limited to transferring the scrap from the producer to the
user. The reprocessors, on the other hand, perform one or more opera-
tions on the scrap including regrinding, washing and reblending.
Reprocessors frequently operate on a contract basis, returning the
processed wastes to the organization from which they were obtained.
In a contact with one scrap reprocessor, it was noted that because of
recent increases in shipping rates for materials of low bulk density,
such as plastic wastes, it has become too expensive to ship much
useful plastic waste.
It has been estimated that in 1975, gross discards of solid waste
derived from post-consumer and commercial sources amounted to 136
million tons."26 Of this amount, 2.6 million tons, or about 2 percent,
was plastic waste, little, if any, of which was recovered and
recycled. One of the major difficulties in the recovery and reuse
of such plastic waste is the fact that it is both contaminated and
unsegregated by type. Industry studies25 indicate that "...the use of
waste plastics in an unsorted form for the recovery of energy will
comprise the most successful plastics recycling program in the context
of present-day technology and economics." This statement is qualified,
however, with the observation that "...the technological and economic
evaluations are still in a developmental phase."
In addition to the technical and economic factors that have
inhibited the recovery and recycle of plastic waste, there are restric-
tions imposed by specifications that include prohibitions against the
use of old plastic scrap. The National Sanitation Foundation has
developed Standard No. 14 (revised February 1977) pertaining to thermo-
plastic materials, pipe, fittings, valves, traps, and joining materials
Section 4 of the Standard, entitled "Requirements for Pipe, Fittings,
Valves, and Traps," reads in part as follows: "Thermoplastic pipe,
fittings, valves, and traps shall be produced only from virgin
materials meeting the requirements of this standard for the use
intended. Clean rework material of the same virgin ingredients
generated from the manufacturer's own production may be used by the
25. "1978 Edition of Facts and Figures of the Plastics Industry,"
published by the Society of the Plastics Industry, Inc.,
355 Lexington Ave., N.Y., N.Y.
26. "Fourth Report to Congress, Resource Recovery and Waste Reduction,"
prepared by the U.S. Environmental Protection Agency, Office of
Solid Waste, 1977 (SW-600).
118
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same manufacturer provided that the finished products are equal in
quality to products manufactured from virgin materials." (Underlines
added). Because of specifications such as these, any manufacturer
of plastic pipe is reluctant to use old scrap and thereby risk being
eliminated from competition. The reasons behind such specifications
are well founded and are based upon considerations of both product
performance and integrity, and possible contamination of the product
by undesirable components in waste materials. Contamination is a
particularly important consideration for pipe used in the distribution
of potable water. Following any future developments in the reclama-
tion of plastic wastes that would make the use of recovered material
acceptable for use in plastic pipe production, it would probably require
several years before existing specifications would be modified to allow
its use. A certain period of testing would be required, followed by
the drafting and acceptance of amendments.
GUIDELINES
Opportunities for the development of government procurement
guidelines for plastic pipe appear to be limited. In the course of
discussions with various industry spokesmen, low-head irrigation pipe
and corrugated agricultural drainage tubing were mentioned as two
products that might be able to utilize waste plastic in their manu-
facture. However, subsequent investigations revealed that present
standards prohibit the use of waste plastic in these products, as
well, and that the potential use of plastic scrap in corrugated plastic
drainage tubing was analyzed in detail in recent years. The findings
indicated that the quality and standard of product performance could
not be maintained on a consistent basis by pipe manufacturers. Even
low percentages of scrap resulted in inferior (and unacceptable) quality
in the final product. It was concluded that the only way that the use
of scrap might prove successful would be to have the scrap returned
to the plastic manufacturers for reclassification and blending with
virgin material. Apparently no effort was made to implement such an
approach. Similar considerations hold for plastic irrigation pipe.
Even if scrap plastic could be used successfully in the manufacture
of irrigation pipe and agricultural drainage tubing, the impact on
overall scrap consumption would probably be small. Reliable production
figures for these two types of pipe apparently are not available.
However, it is estimated that annual shipments of corrugated plastic
drainage tubing total approximately 115,000 tons of which perhaps only
20 percent, or 23,000 tons, would be affected by government procurement
guidelines. Requiring 25 percent recovered material use in the pro-
duction of corrugated plastic drainage tubing for public-funded projects
would result in the consumption of an estimated 5800 tons of plastic
scrap. Scrap consumption in the manufacture of low-head plastic
irrigation pipe would probably be of the same order.
119
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In summary, plastic scrap that is segregated and uncontaminated is
currently being recycled. Thus, most home scrap and prompt industrial
scrap is recovered and reused. On the other hand, plastic scrap that
is unsegregated and contaminated has little value as a raw material
for the manufacture of plastic products. Accordingly, the recovery
of plastic wastes from the municipal waste stream has proven to be
neither practical nor economical. Until suitable technology is avail-
able for the recovery and reclamation of plastic scrap that is not now
being recycled because of technical and economic reasons, it would be
premature to develop procurement guidelines in this product category.
120
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Appendix A
ORGANIZATIONS CONTACTED
1. Aluminum Association
818 Connecticut Ave. N.W.
Washington, D. C. 200006
(202) 862-5132
William W. Pritsky
2. Aluminum Recycling Ass'n
900 17th St. N.W.
Suite 504
Washington, D. C. 200006
(202) 785-0550
Richard Cooperman
3. American Association of State
Highway § Transportation Officials
444 N. Capitol
Washington, D. C. 20001
(202) 624-5800
Joe Rhodes
4. American Concrete Pressure Pipe
Association
Vienna, Virginia
(703) 821-1990
Mike Bailey
5. American Die Casting Inst.
2340 Des Plaines Ave.
Des Plaines, 111. 60018
(312) 298-1220
Peter Findlay
6. American Hardboard Assn'n
205 Touhy (W) Ave.
Park Ridge, 111. 60068
(312) 692-5178
Curt Peterson
7. American Inst. of Steel Construct
1221 Ave. of the Americas
New York, N. Y. 10020
(212) 764-0463
William Milek
8. American Iron § Steel Inst.
1000 16th Street N.W.
Washington, D.C. 20036
(202) 452-7265
Dr. Stewart Fletcher
9. American Paper Institute
260 Madison Ave.
New York, N. Y. 10016
(212) 340-0600
Audrey Schwartz
10. American Road £ Transporta-
tion Builders Association
525 School St. S.W.
Washington, D.C. 20024
(202) 488-2722
Daniel J. Hanson, Sr.
Randy Russell
11. Associated Reinforcing Bar
Producers
Suite 2110
180 North LaSalle St.
Chicago, 111. 60601
(312) 372-4872
Martin L. Cawley
12. American Society of Concrete
Construction
Glen Ellyn, 111.
(312) 543-0870
George Southworth
13. Architectural Aluminum
Manufacturers Ass'n
35 E. Wacker Dr.
Suite 3200
Chicago, 111. 60601
(312) 782-8256
Edward Haggarty
121
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14.
15.
16.
17.
18,
19.
20.
Asbestos Cement Pipe Producers 21.
Assoc.
Arlington, Virginia
(703) 841-1556
John Welch
Auburn Steel Co. 22.
Auburn, N. Y. 13021
(315) 253-4491
J. Carlton
Brick Institute of America
1750 Old Meadow Rd. 23.
McLean, Virginia 22101
(703) 893-4010
Mr. Farley
Cast Iron Pipe Research Institute
1301 W. 22nd St.
Oak Brook, 111. 60521
(312) 654-2945 24,
Robert Metz
Edward Heffernan
Cast Iron Soil Pipe Inst.
2020 K Street N.W.
Washington, D.C. 20006
(202) 223-4536
Edward M. Bailey
Cellulose Insulation Manu-
facturers Association
220 Zeeger Ave.
Elk Grove Village, 111. 60007
(312) 439-0888
Robert Lacosse
Leslie Barren
Central Foundry Company
Box 188
Holt, Alabama 35401
(205) 553-6810
Joseph Sledge
25
26
Certain Teed Corporation
P.O. Box 860
Valley Forge, Pa. 19482
(215) 3721-4641
Lori Wise
Chaparral Steel
P.O. Box 1100
Midlothian, Texas 76065
(214) 775-8241
Dick Jaffe
Concrete Reinforcing Steel
Institute
Suite 2110
180 North La Salle St.
Chicago, 111. 60601
(312) 372-4872
Robert T. Stafford
Corrugated Plastic Tubing
Association
7 Hensel Court
Carmel, Indiana 46032
Robert Lowe
Department of Transportation
Federal Highway Admin.
Room 3203
Washington, D.C. 20590
(202) 426-0392
Sanford P. La Hue
Jack Coursey
Eastern Foundry Co.
Spring and Schaeffer Streets
Boyerstown, Pa. 19512
(215) 367-2153
Mr. Christman
122
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27. FAA-DOT 34
U.S. Dept of Commerce
HUD
VA.
(202) 426-3831
(202) 377-5853
(202) 755-5952 35,
(202) 389-2885
28. Federal Aviation Administration
Washington, D.C.
(202) 426-3446
L. Mudd
Edward Aikman 36
29. Federal Highway Administration
Arlington, Va.
(703) 557-0522
Doug Bernard
Doug Brown 37,
30. Glass Packaging Institute
1800 K St. N.W.
Washington, D.C. 20006
(202) 872-1280
Richard Powell 38,
31. Glen Gary Corporation
Schumakersville, Pa.
(215) 562-8792
Jake Schneider
39,
32. Gypsum Association
1603 Orrington Ave.
Evanston, 111. 60201
(312) 491-1744
A. Victor Abnee, Jr.
33. Homasote Company
Box 240 40,
West Trenton, N. J. 08628
(609) 883-3300
Craig Mohr
Illinois Institute of
Technology Research
Chicago, 111.
(312) 567-4412
Gene Aleshin
Institute of Scrap Iron
£ Steel
1729 H Street S.W.
Washington, D.C. 20006
(202) 466-4050
Dr. Herschel Cutler
Koppers Company, Inc.
Organic Materials Division
Pittsburgh, Pa. 15219
(412) 227-2270
R. K. Shapard
Lightweight Aggregate
Products Association
Allentown, Pa.
(215) 435-9687
Theodore R. Berger
National Ash Association
1819 H Street N.W.
Washington, D.C. 20006
(202) 659-2303
John H. Faber
National Assn. of Recycling
Industries
330 Madison Ave.
New York, N.Y. 10017
(212) 867-7330
Jerry Scharf
Howard Ness
National Bureau of
Standards
Washington, D.C.
(301) 921-3459
Dr. Geoffrey Frohnsdorff
123
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41. National Gypsum Co. 48.
Research Division
1650 Military Rd.
Tonawanda, N. Y.
(716) 873-9750
Robert Johnson 49.
42. National Concrete Masonry
Association
McLean, Virginia
(703) 790-8650
Tom Redmond 50.
43. National Mineral Wool Insulation
Association
Summit, N. J.
(201) 277-1550
Sheldon Cady
.51
44. National Particleboard Assoc.
2603 Perkins Place
Silver Springs, Maryland 20910
• (301) 587-2204
Robert E. Dougherty
45. National Precast Concrete
Association
Indianapolis, Ind.
(317) 253-0486
Robert W. Walton
52,
53
46. National Ready Mix Concrete
Association
Silver Springs, Md.
(301) 587-1400
Kenneth Tobin 54,
47. National Sanitation Foundation
3475 Plymouth Road
Ann Arbor, Michigan 48106
(313) 769-8010 55
Tom S. Gable
N.Y.S. Thruway Authority
Albany, N. Y.
(518) 449-1750
William Clark III
Owens-Corning Fiberglass
1 Levis Square
Toledo, Ohio
(419) 248-8000
William Kreutz
Owens-Illinois Corporation
Technical Center
P.O. Box 1035
Toledo, Ohio
(419) 247-9025
John Minns
Philip Shuman and Sons
35 Neoga St.
Depew, N. Y.
(716) 685-2121
Mr. Levine
Plastics Pipe Institute
355 Lexington Ave.
New York, N. Y. 10017
(212) 573-9400
Stephan E. Klamke
Portland Cement Association
Skokie, 111.
(312) 966-6200
Robert Packard
Prestressed Concrete Instit.
Chicago, 111.
(312) 346-4071
Daniel Jenny
Society of International Cellu-
lose Insulation Manufacturers
7610 Pennsylvania Ave.
Washington, D.C. 20028
(202) 420-4603
Greg Fitzgerald
124
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56,
57,
58.
59,
60
61.
62,
Society of the Plastics
Industries
335 Lexington Ave.
New York, N. Y. 10017
(212) 573-9400
Ralph L. Harding
John Lawrence
Soil Conservation Service
Washington, D. C.
(202) 447-6037
Walter J. Ocks
Teledyne National
Baltimore, Md.
(301) 687-4840
Northridge, Calif.
(213) 886-2211
Tennessee Valley Authority
400 Commerce Ave.
W12A9CK
Knoxville, Tenn. 37902
(615) 632-2911
Mr. Bonine
Tyler Pipe Industries
P.O. Box 2027
Tyler, Texas 75701
James Milstead
University of Missouri
Rolla, Missouri
(314) 341-4483
Dr. Robert Wixson
Dr. Ward Malish
Upson Company
Stevens St.
Lockport, N. Y.
(716) 434-8881
Bruce Barber
14094
63. U.S. Army Corps of Engineers
Office of Chief of Engineers
DAEN-CWO-C
Washington, D.C. 20314
(202) 693-6894
John Ryan
.64. U.S. Army Corps of Engineers
Washington, D.C.
(202) 693-7310
James Rhodes
65. U.S. Bureau of Mines
College Park Metallurgy
Center
College Park, Md.
(301) 344-4019
66. U.S. Bureau of Mines
Tallahasee, Fla.
John Sweeny
67. U.S. Bureau of Mines
Tuscaloosa Metallurgy
Research Laboratory
Tuscaloosa, Ala.
(205) 758-0491
Martin Stanscyk
68. U.S. Department of
Commerce
Washington, D.C.
(202) 377-3601
Charles Pitcher
69. U.S. Environmental
Protection Agency
Municipal and Industrial
Environmental Research
Laboratory
Cincinnati, Ohio
(513) 684-7881
Don Oberacker
125
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70. U.S. Forest Service
Forest Products Lab
Walnut Street
Madison, Wisconsin 53705
(608) 257-2213
Donald Fahey
71. United States Pipe and Foundry
Soil Pipe Division
P.O. Box 6129
Chattanooga, Tenn. 37401
(615) 265-4611
Mr. Worth
72. U.S. Rubber Reclaiming Co., Inc.
4498 Main St.
Buffalo, N. Y. 14226
(716) 839-9816
Raymond J. Dzimian
126
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Appendix B
LISTS OF INFORMATION NEEDS FOR GOVERNMENT AGENCIES
AND TRADE ASSOCIATIONS
A. CONSTRUCTION ACTIVITIES
1. Annual dollar value of all construction activities:
Actual figures for years 1970-1977
Projected figures for years 1978-1985
2. Types of construction C®-g-> office buildings, roads, hospitals,
residential)
3. Percent of total construction represented by each category
listed in response to A.2 above
B. CONSTRUCTION MATERIALS
1. Categories of materials used in construction...see the eight
general categories identified in Enclosure 1 C«-g-» steel,
aluminum)
2. Specific products used in construction...see specific products
listed in Enclosure 1 (e.g., steel reinforcing Bars-, structural
shapes)
3. Annual amounts of each product listed in response to B.2 above
CDollar value and/or weight, volume, or length as- appropriate:
Actual amounts for years 1970-1977
Projected amounts for years 1978-1985
4. Trends (if any) toward new materials and/or products
127
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PROCUREMENT PRACTICES
1. Level at which purchases of construction products are made
(e.g., by the agency itself, by the prime contractor,
by the subcontractors)
2. Level at which material/product specifications are incorporated
into construction design
3. Procedures for insuring that material/product specifications
are met
4. Existing procurement specifications that require, or allow the
use of, "recovered material"* in construction products.
D. SPECIAL CONSIDERATIONS
1. Factors that make it difficult to introduce changes in procurement
specifications for construction products containing recovered materials.
2. Time frame and procedures involved in revising procurement specifications
to allow, or require, the use of recovered materials in construction
products.
"Recovered material" is any material which, after conversion into a finished
product and utilization by a fabricator or final consumer, is collected or
recovered. Home scrap (or revert scrap) does not fail within this definition,
since such material is not recovered "after conversion into a finished product..
Prompt industrial scrap, on the other hand, does since it is material generated
in fabrication operations.
128
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DEFINITION OF RECOVERED MATERIAL
The term "recovered material," as used repeatedly in the following
sections, refers to any material which, after conversion into a finished
product and utilization by a fabricator or final consumer, is collected or
recovered. Home scrap (or revert scrap) does not fall within this definition,
since such material is not recovered "after conversion into a finished product..
Prompt industrial scrap, on the other hand, does since it is material generated
in fabrication operations.
A. BACKGROUND INFORMATION
1. Types of construction products currently being made using "recovered
material" (in whole or in part), or having the potential of being
made using "recovered materials" in the 1978 to 1985 time frame.
The following information (B through J) is needed for each product
or product category identified under A.I above.
B. PRODUCTION INFORMATION
1. Annual U.S. production figures: actual figures, years- 127Q-1977
projected figures, years 1978-1985
2. Major producers (.i.e., those producers whose combined production
represents 80% or more of total U.S. production).
3. Percentage of total production that is used for construction projects
funded fully or partially by the U.S. Government.
4. Percentage of total production by weight that contains "recovered
material" in any amount. Percentage that contains home scrap.
129
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MATERIAL INFORMATION %
1. Total amounts and types of "-recovered materials" currently being used
annually in U.S. production. Also, total amount of home scrap being
used.
2. For any product currently being made using "recovered material,"
the sources, types, and amounts (metric tons per metxic ton of product]
of "recovered materials" used (give ranges of values if appropriate) .
Also, the amount of home scrap used (metric tons per metric ton of
product) .
3. The maximum amount of "recovered material" that could 5e used in
production without degrading the performance required for intended
end use (metric tons of "recovered material" per metric ton of product) .
4. The maximum amount of "recovered material" that could be used in production
now without the need for major changes in equipment or processes.
In 1980? In 1985?
5. TypeCs) and amount (s) (metric tons per metric ton of product) of
virgin material (s), replaced by the "recovered material (s]tr for
products currently being made.
6. Quantity of virgin material required when product is made solely
from virgin materials (metric tons per metric ton of product) .
7. The sources/suppliers of the "recovered material (s) " (e.g., municipal
solid waste, scrap from fabricators, secondary materials dealers] and
percentage of "recovered material" obtained from each.
8. Specifications for "recovered material" as it is delivered to th.e
product manufacturer (e.g., maximum allowable levels of contaminants,
size distribution, bulk density) .
9. Experience with availability of "recovered material" required:
delivery times; constancy of quality; steady supply; etc.
130
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D. PROCESS/EQUIPMENT CHANGES
1. Changes in manufacturing processes required to allow use, or greater
use, of "recovered materials."
2. Preprocessing or preparation of "recovered material" fes delivered]
required to make it suitable for use.
3. Equipment required to enable "recovered -materials" to Be used, or
used in greater quantities, in production.
E. COST INFORMATION (Ranges are acceptable)
1. Cost of "recovered material" as- delivered to user.
2. Cost to preprocess or prepare delivered "recovered material" to
make it suitable for use.
3. Capital costs of special equipment and facilities required to
make possible the use of "recovered materials-."
4. Incremental changes in production cost (or prices charged),
for products made using virgin materials only and for products
made using "recovered materials" only or a mixture of virgin and
recovered materials.
5. Incremental effect on production costs (or prices charged) of
increasing the percentage of "recovered material" contained in the
final product, assuming that the capability to use "recovered
material" already exists.
131
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F. PRODUCT QUALITY
1. Effects (if any) of use of recovered materials on the overall
"quality" of the final product. Strength, hardness, insulation
value, durability, corrosion resistance, appearance, fire retarding
characteristics, etc., as appropriate for a given product category.
2. Amounts of contaminants in recovered material that degrade product
quality to unacceptable levels.
G. ENVIRONMENTAL-ENERGY CONSIDERATIONS
1. Effects on air and water emissions (and solid waste generation]
caused by introducing recovered materials into th.e manufacturing
process.
2. Incremental changes in energy consumption in manufacture due to
increased use of recovered materials).
H. CERTIFICATION
1. Means available for certifying that construction products delivered
in any given shipment contain some minimum level of "recovered material Cs}1
Ce.g-., record of input materials for each production run; tests of
selected samples from batch, etc.).
2. Possible alternatives for certification if it is not possible
(or practical) to verify recovered material content of each production
run (e.g., records of daily, weekly or monthly average values of
recovered material content).
132
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I. SPECIAL CONSIDERATIONS
1. Factors that have inhibited increased use of recovered material in the
manufacture of construction prodcuts C®-8.» cost, unavailability of
recovered material having acceptable quality, reluctance in the market
place to accept products1 made with recovered materials, inability to
maintain satisfactory product performance).
2. Any government specification, standard or performance requirement
of which you are aware that directly, or indirectly, discriminates against
the use of "recovered material" in the end product.
J. SUPPLY/DELIVERY INFORMATION
1. Percentage of companies that currently manufacture products containing
some level of "recovered material.fr
2. Names of companies included in response to J.I above.
3. Incremental change in delivery time if specifications require that
product Be made using some percentage of "recovered material."
133
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REFERENCES
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14. "Cement in 1976," Mineral Industry Surveys, U.S. Dept. of the
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U. S. GOVERNMENT PRINTING OFFICE 1979—620-007/6316
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DALLAS, TEXAS
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