905R77111
                   APPENDIX I
                       TO
               REPORT OF SUB-GROUP A
                     OF THE
         UNITED STATES SENIOR REVIEW GROUP
                       ON
REVIEW OF THE GREAT LAKES WATER QUALITY AGREEMENT
                 APRIL 29, 1977
           Environmental Protection Agency
           Office of  International
                Activities

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                 APPENDIX I




                     TO




             REPORT OF SUB-GROUP A




                 IN REVIEW OF




THE GRE^T LAKES  WATER QUALITY AGREEMENT REVIEW




              APRIL  29,  1977

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                        INTRODUCTION









This Appendix contains the Position Papers listed in the Table of




Contents of the Report of Sub-Group A and are reiterated here and




appear in the following order in the Appendix:




             Water Quality Objectives Work Group




             Surveillance Work Group




             Phosphorus Wcrk Group




             Point Source Discharges Work Group




             Non-Point Sources Work Group




             Hazardous Substances Work Group




             Nuclear Wastes (Radioactivity Work Group•




             Research Work Group






These Position Papers form the basis for the Sub-Group  A Report,   Each




of the Papers were prepared independently by the Work Groups listed in




the Attachment to the main Report,   They are published  in this separate




document for ease in reference since the main Repoir makes frequent




reference to these Papers.






As stated in the main Report,  these Position Papers reflect the separate




views of the Work Groups which may not necessarily be the views of Sub-




Group A as a whole.  In most cases any differing views  are discussed in




the main Report.  However, where written differences of views were expressed




within the Work Group, they have been included  following each Position Paper.
                         APPENDIX I

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                    Minnesota  Pollution  Control Agency
                                                            April 27, 1977
SUBJECT:   Position Paper on Water Quality

   FROM:   Lovell E. Richie, Water Quality
          Task Leader Sub-Group A

     TO:   George R. Alexander,  Jr.,
          Chairman, Sub-Group A
          Great Lakes Water Quality  Review

Attached  is  the final Position Paper on Water Quality.   This  Paper is the same
as the draft discussed at the Sub-Group A meeting on April 15 because no comments
have been received.

As I indicated in my memorandum transmitting the draft  paper, I also favor the
inclusion of the Water Quality Objectives as recommended by the Water Quality
Board as  was proposed in the draft report of Sub-Group  A,                     /

It was a  pleasure to participate in  this Review.

Sincerely,
Lovell E.  Richie

Attachment
                 1935 West County Road B2. Rosevilie, Minnesota 55113
         Regional Offices • Duluih / B-ainord / Fergus Fails; Marshall / Rochester / Roseviile
                             Equal Opportunity impioyer

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                          Water Quality








BACKGROUND




The Great Lakes Water Quality Agreement is a recognition and an



expression of determination by the Government of the United States



and the Government of Canada to restore and enhance the water



quality of the Great Lakes System.





The Governments in their wisdom have defined the Great Lakes System



to mean "all of the streams, rivers, lakes and other bodies of water



that are within the drainage basin of the St. Lawrence River...."



Article I (d) .





The Governments further expressed their conviction that...."The



best means to achieve improved water quality in the Great Lakes



System is through a system of common objectives, the development



and implementation of cooperation programs and other measures,



and the assignments of special responsibilities and functions to



the International Joint Coronission."





With that purpose and policy in mind, the Governments agreed to




undertake a cooperative program.





The Agreement having been i.n existence now for five years, brings



us an opportunity and obligation to review what has been accom-



plished under the Agreement and to suggest changes that might



improve its content and thereby better accomplish its primary



goal of restoration and enhancement of water quality.

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                               -2-
ACCOMPLISHMENTS AND DEFICIENCIES UNDER THE AGREEMENT



Great success has been achieved institutionally whereby the



International Joint Commission  (IJC), under Article VI, has



performed its role well in reporting to governments on present



conditions, status of programs, and has tendered advice to govern-



ments .






This has been accomplished by means of annual reports prepared



for the IJC by the Great Lakes Water Quality Board and from those



reports from IJC has prepared reports to governments.  The attention



given to the Water Quality Board by federal, state and provincial



agencies, and the dedication of various jurisdictions to the xvork



of IJC, the Board and the various work groups and committees is



admirable, and the participants are to be commended.






Special reports have been prepared under the auspices of IJC on



Lakes Huron and Superior, pollution from land use will be addressed



in a report presently in preparation and recommendations have been



offered on specific problems noted by the Water Quality Board.





Considerable time has been spent by the Water Quality Board and



IJC on refined objectives for water quality as envisaged in the



Agreement.  The Board has taken the position that water quality



objectives should protect the most sensitive use and most such



objectives are based on scientific evidence relating to biologi-



cal effects.





While the need for numerical objectives  (or in the U.S., criteria



for standards) of water quality has been well established, the



purpose for which such numbers  are used under the Agreement has

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                               -3-
not been of much value.





Considerable time has been devoted to discussion and creation of



an array of "pigeon holes" such as mixing zones, zones of influ-



ence, source control zones, areas of non-compliance, biological



sensitive areas, environmental value mapping, near-shore zones,



open-water zones, etc.






Whether intentional or not, this has lead to a diversion from the



real issues and the essence of the program in the United States,



i.e., the implementation and enforcement of policy.  The real



issues should be:  what requirements are imposed by the parties



and jurisdictions to control the addition c_f pollutants;  	.



how are they enforced and how effective have such programs been.



The latter question, i.e., how effective have such programs been,



should not be a judgement call by jurisdiction, but rather by



complete disclosure of all discharges;  whether or not they



have a legally enforceable permit; whether or not they have



legally enforceable effluent standards, whether or not they have



legally enforceable construction schedules to attain compliance/-



whether they are at present in compliance and if not, when they



will be.





In order to make any such comparison meaningful, there must be  an



agreed upon minimum treatment requirement that incorporates an



effluent quality standard.  This is the heart and soul of the U.S.



program and comparisons of progress against any lesser requirements



should be rejected.

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                               -4-
The U.S. can take very little pride in the delays that have been



encountered in several major projects under the U.S. system, but



on the other hand, it should be noted that what has been criti-



cized are the time delays and never has it been the quality or



requirements of the basic program.





What has been disheartening is that we have allowed a comparison



to be made of the relative effectiveness of the U.S. and Canadian



programs using general water quality "objectives" of open water



and leaving it up to the jurisdictions to decide if their pro-



grams will meet such general objectives.





That was about where the U.S. program stood in the period 1965-1972



under the 1965 Federal Water Quality Act, which mandated a national



water quality standard program.  Public Law 92-500 changed that and



the program now relies on effluent standards and best treatment



technology.  That program is assured under a rigid permitting pro-



gram shared by the state and federal government.





It is against this program that the U.S. has judged its progress



and not against the Water Quality Agreement, since there currently



exists very little if any direct evidence that would allow compari-



son of existing programs against Water Quality Objectives of the



Agreement.  Even  if there were, one could escape the whole issue



by classifying such areas as a mixing zone or zone of influence



or some other term and such comparisons then become nothing more



than a game of semantics.

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                               -5-
What is a fair treatment requirement on one side of the lakes



should be fair for the other as well, and whether that turns out



to be the U.S. minimum treatment requirements  (secondary,BPT, BAT)



or something different, the important point is that an agreed upon



minimum effluent requirement is needed in order to make any mean-



ingful comparison of the effectiveness of control programs which



can be the only measure of joint progress under the Agreement.






There is strong disagreement on this question between the U.S. and



Canadian members of the Water Quality Board who make up the essence



of the control programs from all jurisdictions and it will not be an



easy item to negotiate into the Agreement.






If, however, this one change were made to add a minimum effluent



requirement into the Agreement, it would accomplish more from the



viewpoint of control of pollution than has all other activity to



date under the Agreement arid allow for meaningful review of progress






Certainly there has been much accomplished under the Agreement in



terms of studies, surveillance, reporting of existing water quality



and, for what it's worth under present constraints, remedial pro-



grams, but until we are prepared to agree to hard and fast controls



in the form of effluent standards, we have not committed anybody hn



anything other than the business of more study and an exercise of



comparing apples and oranges.






One test of the value of the Agreement would be to ask, "what have



we done differently because of the Agreement that we would not



have done anyway." The answer is clearly that we have conducted



several worthwhile studies of the system, we have sharpened our

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                               -6-
surveillance, refined our interagency and interjurisdictional com*
munications, proposed refined water quality objectives, based upon
joint scientific evidence all of which are valuable accomplishments
and perhaps the best we could expect from a first cut at a very
complex problem.

The Agreement has not, however, changed in any significant way, the
control programs in the U.S. which does not mean that its intent
and purposes have been ignored.  To the contrary, the U.S. program
is now guided by PL 92-500, which became operative after the Agree-
ment was signed and long after it was first envisaged.

PL 92-500 and its attendant requirements in the judgement of the
U.S. participants is adequate without exception to meet the terms
of the Agreement.  If that is not true, we are aware of no instance
where Canada has pointed out its inadequacy.

The single area where Canada has been critical of the U.S., and
justifiably so, is in the U.S. failure to keep major pollution
control works construction on its own self-imposed schedule.  It
is a legitimate and worthwhile role of the parties to review and
criticize each other, but until there is a comparable program of
legally enforceable formal minimum treatment in Canada and pre-
ferably a joint commitment under the Agreement, such criticism under
the Agreement, however, is improper.  It then becomes simply a criti-
cism of an  internal U.S. program based only on U.S. law and not on
any international commitment.

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                               -7-
The Agreement can be modified to incorporate provisions  for minimum



treatment requirement or effluent standards by modifying:



Article III as follows:



                SPECIFIC WATER QUALITY OBJECTIVES



1.  The specific water quality obj-r-r ~:_ves and minimum treatment



requirements for the boundary waters of the Great Lakes  System



set forth in Annex 1 are adopted.



2.  The minimum treatment requirements and specific water quality



objectives may be modified and additional specific water quality



objectives for the boandary waters of the Great Lakes System or



for particular sections thereof may be adopted by the Parties in



accordance with the provisions of Articles IX and XII of this




Agreement.



3.  The minimum treatment requirements and the specific water



quality objectives adopted pursuant to this Article represent



the minimum effort o_f treatment and the minimum desired  levels of



water quality in the feeuHelasy waters of the Great Lakes  System and



are not intended to preclude the establishment of more stringent



requirements.



4.  Notwithstanding the adoption of minimum treatment requirements




and specific water qualitv objectives, all reasonable and practi-



cable measures shall be taken to maintain the levels of w^tpr



quality existing at the date of entry into force of this Agreement



in those areas of the boundary waters of the Ireat Lakes Svstem



where such water qualitv i_s better than that prescribed by_ the



ieveis exceed the specific water quality objectives.

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                               -8-
5.  In areas designated by the appropriate jurisdictions a_£ having

outstanding natural resource value and which have existing water

quality better than that prescribed by the specific water quality

objectives that water quality should be maintained or enhanced.


Annex 1^ as follows:

                SPECIFIC WATER QUALITY OBJECTIVES

1.  (a) through (h) remains the same

Add a new paragraph #2 as follows:

2.  To accomplish these objectives/ the parties shall require

municipal sources to provide a_ minimum level of treatment which

shall produce an effluent of no more than

                  _3£ mg/1     B0d5

                  3J3 mg/1     TSS

                  200/100 milliliters fecal coliform
                           (seasonal depending on use)

                   1 mg/1     total phos
Where such treatment is inadequate to protect water quality

standards or to meet the objectives of this Agreement additional

treatment will be required.


To accomplish these objectives the parties shall require industrial

sources to provide a_ minimum level of treatment that shall produce

an effluent consistent with the best practicable technology  for  that

industry.


Where such treatment is inadequate to protect water quality  standards

or to meet the objectives of this Agreement additional  treatment will

be required.


Flow augmentation should not be used in  lieu of adequate treatment.

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Article V as follows:



                   PROGRAMS AND OTHER MEASURES






1. remains the same



(a) first paragraph remains the same



(i) construction and operation in all municipalities having  sewer



    systems of secondary waste treatment facilities providing



    levels of treatment consistent with the achievement ©f the



    wate? qaaiitv objectives,-taking int© aeeeast the-effects



    e€ waste £}?em etheif setufeest those specified in Annex 1.








(ii) remains the same



(iii)  remains the same



(iv) remains the same



(v)  remains the same



(b) first paragraph remains the same



(i) establishment of waste treatment or control requirements for



    all industrial plants discharging waste into the Great Lakes



    System, to provide levels of treatment that incorporate  the



    best practicable technology, e? reduction ef inpats ©f sub-



    stances and effects consistent with the achievement ef the



    effects ef waste frem ethejf seurees;



(ii) remains the same



(iii)  remains the same



(iv)  remains the same



(v) remains the same



(vi) remains the same






The remainder of Article V is unchanged.

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FROM:
TO:
                  UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
                                     Region V
SUBJECT:   Review Paper - Surveillance
                                                    DATE:  April 25, 1977
Chris Timm             ,
Director, S§A Division/ //'
                      LX
R. J. Schneider
Great Lakes Coordinator

Attached is the review paper for surveillance including proposed language
for Article V § X of the Agreement.  Please circulate this to all the
other work Groups and participants.

Attachment:
As Stated
          cc:
              G. Alexander
              W. Wilford
              W. McCracken
              R. Crim
              T. Saylor
 EPA Farm 1320-4 (B... 6-72)

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                          REVIEW PAPER -  SURVEILLANCE
I.  Introduction
            The existing Agreement mandates  the following  specific surveillance
    requirements to both Parties.
         Article V,l.!» , (v).   "monitoring surveillance  and enforcement  activities
         necessary to ensure  compliance with (control of pollution from municipal
         sources)."
         Article V,(b) >C"1).  "monitoring, surveillance  and enforcement  activities
         necessary' to ensure  compliance with (control of pollution from industrial
         source)."
         Article V, (c), (v).   "...establishment of a coordinated system for surveil-
         lance and enforcement of regualtions dealing with the  abatement  and control
         of pollution from shipping activities."
         Article VI, 1.(a),   "collection, analysis and  dissemination of data....re-
         lating to the quality of the boundary waters."
         Annex 1, Item 4.  "Sampling Data.    The Parties agree  that the determination
         of compliance with specific objectives shall be based  on statistically
         valid sampling data."
         Annex 2, Item 10.    'Itordtoring.   The Parties.,-w**, shall continue tojwiitor
         the extent of eutrophication in  the Great Lakes system and the progress Bade
         in reducing or preventing it."
         Annex 2, Item 11.    "Submission of Information.    The IJC will  be given  in-
         formation at least annually....concerning
                 a)  Total reduction in gross inputs of phosphorus achieved as a result
                     of the programs isspleoented..."
    but does not call for an  intentionally coordinated program nor is it adequate
    for assessment of fish stocks or the  inpacts of atmospheric sources or toxic
    substances.
                                      -  1  -

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                                          2
        The present status of surveillance activities under the Great Lakes Water
     Quality Agreement  (Agreement) are accurately summarized in the August 27, 1976
     letter from William Bullard, Secretary, U. S.   Section, IJC to Mr. Vine,  U.S.
     Department of State and in the Fourth Annual Report on Great Lakes Water   *
     tyiality presented  to the U. S. and Canadian governments by the IJC on September
     16, 1976.  Copies  of both are attached.
II   Jurisdictional Program Status
     a.  Canadian Programs
             Overall,the Canadians had a larger surveillance program than the U.S.
        until  1977  in  all  areas  - water quality, fish stock assessment, etc.  The
        1977 programs  are  in balance and indications are that the Canadian Govern-
        ment has  reduced the FY  1978  level of funding for surveillance,  especially
        for the nearshore programs which are already underfunded on  both sides.   The
        Canadian  program for evaluation of the effects of toxic substances on fish
        is larger  in  that more  fish are collected and analyzed, especially on Lake
        Chtario,  but its scientific basis and long term objectives are poorly defined.
     b.  U. S. Programs
                 The U.S.  EPA programs are judged to be barely adequate with re-
         spect to main lake programs, both in terms of field and lab capabilities.
         Fish stock assessment  programs  of the  States and the U.S.Fish and Wildlife
         Service (as coordinated by the  Great Lakes Fisheries Commission) have
         grown and improved greatly in the past years; however, stock assessment
         programs still do not  adequately address the major species in all of the
         Great Lakes.  Surveillance of contaminants in fish stocks and evaluations of
         the potential effects  of contaminants  and other stresses on fish by the F§WS,
         EPA and the States, are generally considered inadequate and will remain so
         without increased Federal funding.
       * Fourth Annual  Report  of the IJC  on  Great Lakes Water  Quality
         included  as  Attachment  1 of Sub-Group A  Report

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            The state programs which cover the nearshore areas are all inadequate
       due to the low priority for state funds and a  lack of Federal funds.
       Tributary and point source monitoring &re judged to be adequate at present.
       Since  the Federal Water Pollution Ccr.trol Act, Sec. 106 water pollution
       control grants do not allocate extra funds or priority for support of
       the Agreement it is unrealistic to attempt to use normal Sec. 106 funding to
       improve the Great Lakes surveillance program.  The need is for a specific
       section of the  FsVPCA that sets forth an annual appropriation to support
       all activities including surveillance that are necessary for the Great
       Lakes Water Quality Agreement.

Ill    Great  Lakes Water Quality Agreement
           Articles  V and VT  and Annexes 1,  2,  5,  and 6  of the Agreement adequately
       identifies most  of the  surveillance programs  required to assess  the  state
       of the Great Lakes except those mentioned in I  above.  The major weakness
       is that the present agreement  does not contain  any requirements  for  a
       minimum program  level of effort or resources  for surveillance.   Therefore,
       it is  recommended that  articles that endorse  the  general surveillance
       plan as outlined in Appendix B to the  1975 WQB  report be added to Article
       V of the Agreement.
            It is  further recommended that  a new section (c) be added to Article X
       of the revised Agreement to stipulate the minimum level  of funding that will
       be provided annually for .surveillance activities.   Unless the resource needs
       for surveillance are  specifically addressed in amendments to both the Agree-
       ment and the FWPCA, we  will continue to suffer  from fragmented funding levels
       that play havoc with long term planning and staffing by both Federal and State
       agencies.

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TV.   Recommended Additions

                            ARTICLE
    l.(j)  Surveillance.  Notwithstanding the surveillance requirements stated
       above, a coordinated, bilateral program that will meet the following
       objectives:
         (i)  Objective Violations

              Surveillance to detect violations  of water quality objectives
              for parameters with numerical limits.

         (ii)  Trends
              Surveillance to determine water quality trends for the purpose

              of evaluating compliance with the  non-degradation requirement
              and determining long-term effects  of remedial programs.

        (iii)  Cause and Effect

              Surveillance, to describe and quantify cause (loads)  and effect
              (water quality) relationships to understand how the Great Lakes
              physical, biological and chemical  system operates.  Together
              with mathematical modeling,  this forms the basis for determining
              whole lake response to remedial programs, the need for new re-
              medial programs such as the  phosphorus control program,  alter-
              ing or establishing new water quality  objectives, and a means
              to detect new and emerging problems.

    As a minimum the program will include  sufficient sample collection, analysis
    and evaluation including quality assurance to allow assessments of the
    following:

        (iv)  INPUTS   including tributaries, points sources, atmosphere, and
                       connecting channels

        (v)   WHOLE LAKE  including nearshore areas  such as harbors and embay-
                       ments, general shoreline, and cladophora growth areas;
                       main lake, fish contaminants, and wildlife contaminants.

        (vi)  OUTFLOWS including connecting channels, water intakes and outlets.

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                                 ARTICLE  X

2.  The Parties consult themselves to seek:

    (c) Appropriation of at least S year advance funding of the surveillance
        program stipulated in Article V 3. (j)  above beginning with  FY 1978.
        The minimum funding levels to be requested will be  $9,800,000 per
        annum for the USA and  $6,100,000 per annum for Canada.  The funding
        level will be reviewed and adjusted as needed annually.

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.  • •  * ,y.»,„
 I •''  ' '' ;V-,
i?
                                                   Ajgust 27, 1976 !
 ,AUG

DIR-L

•&D\P

A.0._
         Mr. Richard D. Vine
         Deputy Assistant Secretary of
          State for Canadian Affairs
         Department of State
         Washington, D. C.  20520

         Dear Mr. Vine

             The  International Joint Commission wishes to bring to the attention
         of  the Governments the urgent reed to provide adequate funding for
         water quality surveillance in the Great Lakes.

             Each year since the signing of the Agreement, the Commi:s'iori, on
         the advice of the Water Quality Board, has informed the Governments
         that it  could not report adequately on progress, or lack of it,
         toward achieving the goals of the Agreement since existing
         surveillance programs were inadequate.  The following are some of
         the reasons:

             -  the lack of sampling in nearshore areas, particularly
                problem areas;

             -  the lack of systematic quality control programs in the
                eleven jurisdictions concerned in the Great Lakes Basin;

             - ' the non-comparability of data and the absence of sampling
                data that is statistically valid;

             -  the lack of adequate staffing at all levels to carry out
                water quality assessment;

             -  the lack of specific objectives for many water pollutants; and

             -  the variable conditions, unpredictable natural processes
                and vast size of the Great Lakes System.

             On July 21, 1976, at its Annual Meeting on Great Lakes Water Quality,
         the Coiriiiission's principal advisor, the Great Lakes Water Quality Board,
         presented an  International Surveillance Program for the Great Lakes
                                                           ..2

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c a
   ™,hich in the view of tha Board and the Commission  represents  the
     rininu:n effcrt the Parties should consider in fulfilling  their  most
     import^' obligation for surveillance under the 1972  Great  Lakes  Water
    .'Quality Agreement.  The following table summarizes the  funds  required
     for  this pro gran; during each of the next ten years.

                      FUNDING REQUIREMENTS FOR AN ADEQUATE
                 INTERNATIONAL CHEAT LAKES SURVEILLANCE PROGRAM
                       (Millions of 1975 :•-•'.;;•: ,  per Year)

                               Present        Additional         Total
                            Expenditure:     Acquirements     Requiregents

     UNITED STATES              4.2              5.6            9.8

     CANADA            '         4.3              1.9            _
         TOTAL                  3.5              7.5            16.0

         The surveillance program described in the enclosed report, Chapter  4  -
     Appendix B of tho Great Lakes Water Quality Board's  1975 Fourth-Annual    *
     Report, if fully funded anc implemented,  will provide the data and
     information needed for the assessment -:•"  Great Lakes water quality,
     progress towards achievement of th3 ccrect-ives of the 1972 Agreement,
       d the need for ne^ or revised reuedia",  programs to ensure that  this
       luable resource will be adequately protected for the full use and
     eijoyirent by the citizens of both countries.   Tne costs for the 1975
     proposal have increased over those of the 1974 proposal due to
     (1) a more cor.orc^rnsive assessment of the ongoing programs and,
     (2) a mere finite estimate of the detailed components of the refined
     and upgraded 1975 proposal.

         Jn view of the importd.ice of the Great taxes  as  an international
     water resource, ccmprising about 80* of tna north American supply of
     fresh surface waters, and the fact that over $7 billion are currently
     being expended to restore and protect the quality of this resource,
     tne importance of an adequate internationally coordinated surveillance
     program tc monitor the quality of the lakes cannot be overstated.

         Tne Cc;:.jission ir- its 1974 Third Annual Report to Governments
     recomnendeci the adoption of" an integrated In'national basin wide
     surveillance program and presented preliminary cost estimates which
     did not include those for the monitoring  of persistent toxic
     contaminants in fish.

         The Canadian response to the Conmission's recommendation stated
     that Canada and Ontario will continue to  support  an IJC coordinated
     surveillance program and that additionally both governments have
     instituted a coordinated program of monitoring persistent contaminants
     |in commercial fishery stocks.

      *Not  attached.   Available upon request  from  the International
       Joint  Commission.                                ^3

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                                    -3-

    The Co™iis:.ion is gratified by the Canadian response and requests
tr-at funds for :he ten year detailed surveillance program be made
av liable at the projected level on an ongoing basis.

    The Cc:rv:iis3ion has net received a response from the United States
tJ its surveillance recommendations contained in the Third Annual
Report.  The Commission urges the United States Federal and State
Governments to increase the level of present expenditures to meet the
coordinated surveillance program requirements and to commit to the ten
year program funds to ensure that both levels of government meet the
obligations of this activity of the Agreement.

    The Coiui.-nssion also urges the Parties to ensure that fut-jre fiscal
programs provide ongoing funds at the level proposed,  for the
Agencies of Federal, Stare and Provincial Governments  having
responsibility for water quality surveillanc-3 and monitoring
activities in the Great Lakes.  The Commission further believes that
the level of expenditures proposed, an increase over the 1974
preliminary estimate, should meet the surveillance program .
requirements over the next ten years.

    A similar letter is being sent to the Secretary of State for
External Affairs by the Secretary of the Canadian Section of the
                                   Sincerely,
                                  '.iCL - .1 "^-  t v •

                                   William A.  Bullard
                                   Secretary,  U. S. Section
enclosure

cc:  D. Chance
     Mr- Fitzhugh Green
   '—Mr. Ken Oakley
     Mr. G. Alexander

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                     UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
   DATE:

SUBJECT;  Position Paper on Phosphorus


   FROM:  Nelson Thomas
         Phosphorus Work Group Leader

    TO;  George R.  Alexander, Jr.
         Chairman,  Sub-Group A

         Attached is the subject Review ^aper including a proposed revised Annex 2

         to the Great Lakes Water Quality Agreement.


         Attachment
EPA Form 1320 6 i Rev. 3 76)

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                   POSITION  PAPER-PHOSPHORUS
             REVIEW OF ANNEX II TO "CONTROL OF PHOSPHORUS"
                  GREAT LAKES WATER QUALITY AGREEMENT
Background

The phosphorus control program in the present Agreement for the Great
Lakes has four basic objectives:

     a.  Restoration of year-round aerobic conditions in the bottom
         waters of the central basin of Lake Erie;

     b.  Reduction in present levels of algal growth in Lake Erie;

     c.  Reduction in present levels of algal growth in Lake Ontario,
         including the International Section of the St. Lawrence River;
         and

     d.  Stabilization of Lake Superior and Lake Huron in their present
         oligotrophic state.

To meet the objectives there are three parts of the phosphorus- control
program:

     a)  Construction and operation of municipal waste treatment facil-
         ities to achieve 1 mg/1 in plants in excess of 1 mg d,

     b)  Regulation of phosphorus inputs from industrial dischargers to
         the maximum practical amount, and

     c)  Control of phosphorus inputs from animal husbandry operations.

In addition, programs could include the elimination of phosphorus from
detergents.

A schedule of expected phosphorus reductions was prepared based on the
above programs.

Problems

     Three problems now exist with the control of phosphorus section of
the agreement.  These include the inability of the countries to achieve
the desired reductions in loading, and the general philosophy under which
eutrophication was to be controlled.  Loading reductions were projected
en what was believed attainable through current phosphorus control tech-
nology, rather than what loads are required to meet the objectives.
Finally, in the agreement it is not possible to determine how the load
reductions were to be achieved on a jurisdictional basis.

     Recent studies by the Corp of Engineers indicate that a 1 mg/1 efflu-
ent requirement on municipal inputs to Lake Erie will not be sufficient
to restore desired water quality conditions to Lake Erie.  EPA, through
one of its grants, has developed a phytoplankton-dissolved oxygen model

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of Lake Erie.  Currently, this model is being used to estimate  the  load
reduction required to maintain dissolved oxygen in the  Hypolimnion  of
Lake Erie.  If phosphorus reductions greater than can be obtained  from
municipal and industrial control are required, then  information on  con-
trol from non-point sources will be required.

     The control of eutrophication j.r. the Agreement  is  based  entirely on
phosphorus loadings.  Experience with t...-. r-r^ent agreement has indicated
a problem with protecting the lakes by relying on loadings alone.   Two
large problems arise with the approach, tns first is the problem of esti-
mating tributary and non-point sourc-; ....^.-ts.  There have been  significant.
errors in estimating these at the present time.  The second problem arises
from the form of the phosphorus being inputed.  Only certain  forms  are
available for phytoplankton growth and these are contained in different
proportions in the various inputs.  Reduction in one type of  input  by a
specified amount might not have the same effect as reduction  in another
type of input by the same amount.  A como-nation of  loadings, lake  phos-
phorus and chlorophyll content for both present and expected  conditions
would provide for sounder management of the Great Lakes.  The use of three
measurements -will permit, evaluation of compliance to agreed upon water
quality improvements.

     In all the lakes, except for Lc~<~ ^:,'nigan, sufficient data exists to
permit the inclusion of all three types of data.  For Lake Michigan,  it
will be possible to include values ..'or pr.osphorus and chlorophyll concen-
trations, however, phosphorus ioadir.g information can only be estimated at
this time.  The target load provided in Appendix I of the Agreement cannot
be evaluated at this time.  Studies are new in progress that  will provide
for this analysis, which should be complete in two to three years.

The use of a detergent phosphorus ban as a means of controlling phosphorus
inputs to the Great Lakes s.ioula be reevaluated based on two  conditions
that now exist that did not in 1912.

     1.  The main reason for not including a virtual phosphorus detergent
         ban in the U.S.  part of the  Agreement was the risk to public health.
         There now exists many phosphate substitutes for both phosphorus  and
         NTA if a determination is made that the latter is still not  accept-
         able.

     2.  Phosphorus reductions that were thought achievable from municipal
         waste treatments are not being realized.   Many operational prob-
         lems  make it  probable that it will be rr.any years before satisfac-
         tory phosphorus reduction can be maintained at all waste treatment
         plants.   Removal of phosphorus before they reach the treatment
         plants would  reduc^ the phosphorus loading from the treatment  plants
         with  unsatisfactory removal.

Issues

     It now appears that the basic objectives of the phosphorus control pro-
gram are still valid and are achievable.   However,  phosphorus control may
have to include other  types of inputs.   The basic  objectives still  address
the key issues of eutrophication and  would either  restore or protect the

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lakes from further degradation.

     One of the major problems in preparing eutrophication remedial pro-
grams"is in estimating the inputs of phosphorus to the Great Lakes.  In
drawing up the agreement, phosphorus loadings were based on land area.
Only direct input measurements were made for Lake Ontario.  During the
last five years, direct measurements of phosphorus inputs have been made
for all of the lakes, except Lake Michigan.

     There appears to be substantial variations in the loads presented in
the annex, as compared to recently published loads through the International
Joint Commission.  The Upper Lakes Reference group and Corps of Engineers
have prepared detailed phosphorus input data.  These data have been used
in mathematical simulations and appear to be more reasonable than some of
the. 1972 estimates.  The estimates of tributary inputs appears to have been
one of the areas where the largest difference appears.

     The reductions called for through the Agreement are not being realized;
therefore, the residual loads are much larger than called for through the
Agreement.  The phosphorus reductions specified in the Agreement are of a
larger magnitude than can be obtained with present technology.  Many of the
larger industrial sources were under control before the 1972 agreement went
into effect.   The only major reductions that could be achieved were from
municipal sources.  As indicated in the 1975 Remedial Programs Subcommittee
report, many of the major municipalities were not meeting the 1 mg/1 total
phosphorus (?) effluent requirement.  Either the amount of phosphorus reduc-
tions was overestimated or the amount of phosphorus being discharged has
increased.  Even with all the treatment plants that have been completed in
the Lake Erie drainage, the quantity of phosphorus in Lake Erie has not
decreased and even may be on the increase.

     In recent studies on Lake Ontario and Lake Erie, it appears that the
target loads  are too high to meet objectives a) and c).   The 1975 Surveil-
lance Subcommittee report presented an analysis of the phosphorus loadings
to Lake Ontario.  In addition, the report presented results on recent mathe-
matical modeling of Lake Ontario phytoplankton.  Results of these efforts
will be used  in formulating the total phosphorus (?)  loading limit for Lakes
Erie and Ontario.                               ' •
 Note:  The  rest  of this  Position  Paper  appears  as  the  proposed revised
       Annex  2.

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                    UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

      ,  Aprn 19, 1977                 RE6ICN V

SUBJECT:  p0.jnt source Discharges Work Group Recommendations


  FROM:  Da-|e Sf gryson> chairman


    TO:  Point Source Discharges Work G,-cu:

        I transmitted to you  -;ne  nain  tcx1: of our  task  group  report.   When   we
        last met,  we agreed  I would fcs.r.'on some  recommendations  at  the  appro-
        priate time.

        On April 15, Mr. Alexander held a full Sub-Group A meeting to review
        the various task group reports and recommendations.

        There were no adverse consents to our task group report.   For that
        meetings I developed attachment I, which were draft recommendations  of
        specific language changes in the Great Lakes Agreement.  There were
        some minor suggested charges in that draft.  I  have made those changes
        already and, therefore, attachment 1 reflects the final document  as  will
        be submitted to the full Sub-Groi-p A and negotiating  team.  The plan now
        calls for each task group repor' to :-e submitted in toto.   From there,
        the negotiating tear, wil" fashion v.r.cir negotiating stance.   Therefore,
        the language and our position  can oe accepted or reviewed  as  a final
        position.

        If you have any questions en the above, or violently  disagree with any
        of the recommendations, please let me know immediately.
                                           Dale S. Bryson

        Attachment

        cc:  R. Schneider
£ PA Form 1320 A (Rev- 3-76)

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                                               ATTACHMENT   ONE

                               ARTICLE V
                      PROGRAMS  AND  OTHER MEASURES

1.  The achievement of the water quality objectives  will only be
accomplished if appropriate pollution  control  measures  are  fully in-
stituted on all point and non-point sources  of pollution in the  entire
Great Lakes Basin.   Pollution control  programs and measures in  both
Counties should be  fully compatible in all  respects  including minimum
levels of treatment, maximum schedules of compliance,  breadth of pro-
gram implementation and public  accountability.  These  pollution  control
programs and other  measures shall be implemented and completed  in the
shortest possible time but no later that July 1, 1983.  (This date will be
negotiated.)  The programs and  measures shall  include  the  following:
    a)  Pollution from Municipal Sources.  Programs  for the abate-
    ment and control of discharges  of municipal sewage into the
    Great Lakes System including:
        (i)  construction and operation in all municipalities
             having sewer systems of waste treatment facilities
             providing at least secondary treatment  defined
             numerically elsewhere, including phosphorus  re-
             moval  with additional  treatment if water  quality
             standards so requires; (Language from another task
             group was found to be more acceptable and will be
             used including the specific definition  of seaway
             treatment.
        (11)  provision of financial resources to assist prompt
             construction of needed facilities;

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                             - 2 -
  (Hi)  establishment of requirements for construction and
         operating  standards for facilities;
   (iv)  measures to find practical solutions for reducing
         pollution from overflows of combined storm and
         sanitary sewers;
    (v)  requirements for the control  of the discharge of
         toxic pollutants into the Great Lakes Basin through
         comprehensive programs;
   (vi)  embodiment of all pollution abatement requirements
         including schedules, monitoring and effluent re-
         strictions in a single document that is periodically
         reviewed and placed before the public;
  (vii)  monitoring and surveillance activities necessary to
         ensure compliance with the foregoing programs and
         measures;
 (viii)  establishment of effective enforcement programs  to
         ensure the above pollution abatement requirements
         are fully mat.
b)  Pollution from Industrial Sources.   Programs for the  abatement
and control  of pollution from industrial sources,  including:
    (i)  establishment of waste treatment requirements for
         all industrial plants discharging waste into the
         waters of the Great Lakes Basin, to provide levels
         of  treatment at least as restrictive as best avail-
         able control  technology economically achievable;

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                           -  3  -
 (11)  establishment of  pre-treatment  requirements  for
       all  Industrial  plants  discharging waste  into pub-
       Heal ly owned treatment  works;
(111)  requirements  for  the control  of the discharge of
       toxic  pollutants  Into  the  Great Lakes  Basin  through
       comprehensive programs;
 (iv)  embodiment of all  pollution  abatement  requirements
       including schedules, monitoring and effluent restric-
       tions  in a single document that is periodically re-
       viewed and placed before the public;
  (v)  establishment of  effective enforcement programs to
       ensure the above  pollution abatement requirements
       are fully met.

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                    UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
  DATE:
SUBJECT:   Position Paper on Non-Point Sources
  FROM:   Ralph G. Christensen, Leader
         Non-Point Sources Work Group

    TO:   George R. Alexander, Jr.
         Chairman, Sub -Group A

         Attached is the subject review paper which includes appropriate review
         comments and additional review comments which are attached for Senior
         Review Group consideration.  The Department of Commerce, the Non-Point
         Source Branch of the EPA, and the Pennsylvania Department of Environmental
         Conservation indicated no comment on the Non-Point Source Work Group
         Position Paper.

         Attachment
EPA Form 1320-6 (Rev. 3-741

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I
League  of Women  Voters
LAKE ERIE  BASIN COMMITTEE
I
  TO i      Ralph G. Christensen,  Leader
           Non-point Sources Work Group
           Office of Great Lakes  Coordinator
           USEPA Region V
           230 S. Dearborn St.
           Chicago, 111. 60604

  FROM i     League of Women Voters Lake Erie Basin Committee
           Janet B. Hutchison for Mary Lewis, Coordinator
           Edith Chase, past coordinator

  SUBJECT*  Review Papert Non-point Sources
                                                 1224 Quilliams Road
                                                 Cleveland Heights, OH 44121
                                                 April 21, 197?
  Page 5»  Please define 'hydrom edification.'

  Page 6-9 »  Shouldn't the Coastal Zone Management Act be included in the listing of
  U.S. legislation?  Implementation and funding of these laws vary; in some states
  little has been done.  What do you see as the role  of the IJC?

  Page 12 i  We agree that consideration only of structural solutions to urban
  drainage problems is inadequate and that management approaches should be emphasized.

  Page 13 i  We support the expansion of Article V (l) (d).

  Page 14:  A strong education program is essential for public officials and citizens
  as well as landowners.


  The final report of the PLDARG study, due in July 1978, should be valuable.  It is
  important to place greater emphasis on controlling  nonpoint source pollution in
  order to meet water quality objectives. Equity demands that both point sources and
  nonpoint sources carry their fair share of the burden of cleanup.  Funding of
  nonstructural solutions to stormwater runoff and other  nonpoint source problems
  should be considered.

  Thank you for this opportunity to submit comments.
      ,

    ""_., <:<.- ^---C *-^^ *~^ <

   cc Alexander
     MacDonald - LWVDS
     Strang - LMILG
     Carlson - LWVO
MICHIGAN
INDIANA
                      OHIO
NSW

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                                                Stephen M.  Yaksich
                                                U.S.  Corps  of Engineers
               REVIEW OF GREAT LAKES WATER QUALITY AGREEMENT,
              Article V l.(d) for Non-Point Sourdes Work Group
The following measures for the abatement and control of pollution from
agricultural, forestry and other land use activities, could be included in
Article V 1.(d) of the Great Lakes Water Quality Agreement.

     1.  The appropriate state agency (i.e. Cooperative Extension Service
of the State University) shall review soil test results and recommended
fertilizer applicationrates co determine if the recommended fertilizer applicatio:
rates can be decreased.  In the 1960's an annual-plus-soil buildup
recommendation was made for many soils in the Great Lakes basin.  Data now
~au£££oC& "J"t* "MYT.Y-J-. rf\rr?.™:?r.?-.!"-..9.'ny. will suf.fj.f?. on manv of these soils.

      2.   Daily monitoring  stations  for  sediment,  chemistry and flow should
be established at key agricultural  basins.   These stations should be
maintained  a  minimum  of 20 years.

      3.   Funding  and  staffing of  tnese  agencies which will be  involved
in the identification and  control of  non-point sources of  pollution should
begin immediately.

      4.   Land use decisions which will  have  a  large  impact on  Great Lakes
should he reviewed  (made')  by  the International Joint  Commission.

      5.   Deeding  of large  traits of underwater land  for landfill  operations
should be reviewed  (made)  by  the International Joint  Commission.

      6.   A  series of  demonstration  programs  (educational and implementation)
should be made in select watersheds in  the Great  Lakes basins.  These sites
'jhall be so  situated  so visits  can  be easily made to  one of them  by everyone
in the Great  Lakes basin.

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NCDED-W
                     DEPARTMENT OF THE ARMY
                 NORTH CENTRAL DIVISION, CORPS OF ENGINEERS
                          536 SOUTH CLARK STREET
                          CHICAGO, ILLINOIS  6O605
6 April 1977
TO:       Ralph Christensen, EPA, Chairman, Non-Point Sources
          Work Group
                                            /?
FRCM:     Jan Rasgus, Corps of Engineers    (4^

SUBJECT:  Cotimsnts on Section V-l-d, Great Lakes Water Quality
          Agreement
1.  It might be more inclusive (but perhaps not specific enough) to
change the title of paragraph 5(d) to "Pollution from Non-Point Sources."
Reference should also be made in this paragraph to the control of non-
point pollution from sources such as road construction, mining and urban
development.  For example:

     (d) Pollution from. Non-Point Sources.  Measures for the abatement
and control of pollution from agriculture, forestry practices, road
construction, mining, urban development and other land use activities.

2.  Suggest that the following be added to item (iv):

     ".. .forestry and other land use activities including encouragement
to appropriate agencies to adopt regulations governing the implementation
of Best Management Practices."

3.  If this Section (V-l-d) is expanded to address non-point pollution
from urban run-off, another item (v) may have to be added.  It could be
similar to item (iv).

4.  Suggest changing the wording in item (i) from "pest control products"
to "pesticides."

5.  The Corps of Engineers will probably not be directly impacted by
most of the proposed measures, but they could indirectly benefit.  In
particular, water quality could be improved at or near Corps of Engineers'
projects.

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                    NON-POINT SOURCE POLLUTION
                            WORK GROUP
                           REVIEW PAPER
1.  INTRODUCTION

          In 1972 the Governments of the 'Jni-ed States and Canada entered
into an Agreement on the Great Lakes to develop and implement cooperative
programs and measures to restore and enhance the water quality of the Great
Lakes System.  Article IX of the U.S./Canada Water Quality Agreement requires
that, "The Parties shall conduct a comprehensive review of the operation and
effectiveness of this Agreement during the fifth year after its coming into
force".

          One of the important pollution impacts on the water quality of
the lakes comes from agriculture, forestry, and other land use activities
within the Great Lakes Basin,  The purpose of this paper is to review the
U.S./Canada Water Quality Agreement to see if the goals, objectives, terms,
and deadlines of Article V, 1, Cd) and the Pollution from Land Use Activities
Reference have been met.  Measures for the abatement and control of non-point
source pollution from agriculture, forestry and other land use activities
include animal husbandry operations, construction, disposal of liquid and
solid wastes, hazardous materials, nutrients, sediment and in general all
rural and urban drainage.

II BACKGROUND

          During the preparation of the Water Quality Agreement it was
recognized that pollution from non-point sources was a contributing factor
to the water quality of the lakes and its associated tributary streams.  In
order to better understand the extent of the non-point source pollution problem
a text of reference was proposed to the International Joint Commission to study
pollution in the Great Lakes System from agriculture, forestry and other land
use activities and was then written and incorporated into the U.S./Canada
Agreement.  This reference was developed as a result of Article VI of the
Agreement wherein the two Governments requested the IJC to conduct a study
of pollution of the boundary waters of the Great Lakes System from agriculture,
forestry, and other land use activities.  Article IV of the Boundary Water
Treaty of 1909 provides that the boundary waters and waters flowing across the
boundary shall not be polluted on either side to the injury of health and
property on the other side, and is also referenced in the Great Lakes Water
Quality Agreement.

          The IJC is requested to enquire into and report to the two Governments
upon the following questions:

               "(1)  Are the boundary waters of the Great Lakes System
                     being polluted by land drainage (including ground and
                     surface runoff and sediments) from agriculture, forestry,
                     urban and industrial land development, recreational and
                     park land development, utility and transportation systems
                     and natural sources?

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                (2)   If the answer to  the foregoing  question  is  in  the
                     affirmative,  to what extent,  by what  cause,  and in
                     what localities is  the pollution taking  place?

                (3)   If the Commission should find that  pollution of the
                     character just referred to is taking  place,  what
                     remedial  measures would, in its judgment, be most
                     practicable and what would be the probable  cost
                     thereof?

The Commission is requested to consider the adequacy of  existing programs  and
control measures, and the need for improvements thereto, relating to:

                     (a)  inputs of nutrients,  pest  control products,
                          sediment, and other pollutants from the sources
                          referred to  above;

                     (b)  land use;

                     (c)  land fills,  land dumping,  and  deep  well disposal
                          practices;

                     (d)  confined livestock feeding operations  and other  animal
                          husbandry operations; and

                     (e)  pollution from other agricultural,  forestry and  land
                          use  sources.

          In carrying out its  dtudy the Commission should  identify  deficiencies
in technology and recommend actions for their correction.

          The Commission should submit its report  and recommendations to the
two Governments as soon as possible and should submit reports from  time to time
on the progress of its investigation."

          The Pollution from Land Use  Activities Reference Group (PLUARG)  is the
vehicle for the Commission to  carry out these studies.  PLUARG described four
major tasks to accomplish its  charge:

               "(1)   Assess problems,  management programs  and research  and
                     to attempt to set priorities  in relation to the best
                     information now available on  the effects of land use
                     activities on water quality in  boundary  waters of  the
                     Great Lakes System.

                (2)   Inventory of land use and land  use  practices,  with
                     emphasis  on certain trends and  projections  to  1980 and,
                     if possible to 2020.

                     Intensive studies of a small  number of representative
                     watersheds, selected and conducted  to permit some  extra-
                     polation of data  to the entire  Great  Lakes  Basin and  to
                     relate contamination of water quality,  which may be  found

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                     at river mouths on the Great Lakes, to specific land
                     uses and practices.

                (4)  Diagnosi ; of degree of impairment of water quality in
                     the Great Lakes, including assessment of concentrations
                     of contaminants of concern in sediments, fish and other
                     aquatic resource^."

          The schedule for the final reporting of the PLUARG studies to the two
governments is July 1978.  This rep^j': will provide the best information that
the Federal, Provincial, State and the academic community can provide.  Rec-
ommendations for control measures and remedial programs will be presented.

Ill  Analysis of Article VI. (d)

          Article VI. (d) states that the two Governments shall develop and
implement programs and ctner measures directed toward the achievement of the
water quality objectives as soon as practicable in accordance with legislation
in the two countries.

          Following the signing of tV. o.S./Canada Agreement the U.S. Congress
enacted PL 92-500 - the Federal Water Tcilution Control Act Amendments of 1972.
Major programs under this Act have been atilized as the chief mechanism of
meeting the goals of the Agreement,  t'i 92-500 preserves the constitutional
rights of the States, expandb the .federal role in water pollution control, in-
creased the level and amount of funding for construction of municipal sewage
treatment facilities, elevated water quality management planning to a higher
level of significance, and opened new means of public participation.   The
objective of the Act is to "restore and maintain the chemical,  physical,  and
biological integrity of the Xation's waters".

          The Act provides fcr achieving its goals and objectives in phases,
with accompanying requirements and deadlines.   Ultimately, all  point source
controls are directed toward achieving a national goal of the elimination of
the discharge of pollutants v.y 19S5   The Act  also requires the development of
comprehensive programs fcr preventing, reducing and eliminating pollution.

          Section 208 provides for the development of comprehensive plans by
the States and area wide water quality management agencies to control pollution
from all point and non-point sources.

                1.   EPA has issued guidance to these agencies  with regard
                     to planning, program development, public participation
                     activit_es,  outputs expected, management agencies,
                     regulatory programs, best management practices for non-
                     point sources such as agriculture, silviculture, mining,
                     urban runoff, and hydromodification.   (Hydromodification
                     means any changes in natural water courses or drainage
                     brought about by the activities of people.)

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                2.    Seven Statewide and 25  area wide  agencies  have  assumed
                     water pollution control responsibilities  in  the Great
                     Lakes Basin.

                3.    Grant awards  to State and local area wide  water quality
                     management agencies in  the Great  Lakes Basin  total  approx-
                     imately $30,000,000.

                4.    Plans are being prepared by all of the  agencies to  prevent
                     or control the runoff of non-point sources of pollution
                     through the use of best management practices and to name
                     management agencies to  implement  programs.

                5.    EPA is conducting National Conferences  for 208  agencies
                     to present information  on regulatory programs and best
                     management practices for control  of non-point sources.
                     In addition to Section  208 of PL  92-500,  Sections 104,
                     105, 106, 108(a), 108(d), 201,  303,  304,  and 305 are all
                     supportive to the development of  non-point source pollution
                     control guidelines and  control measures.

          Other U.S.  legislation enacted since April of 1972 to support  the
Agreement water quality objectives and address non-point sources  of  pollution
include:

The Federal Insecticide, Fungicide, and Rodenticide Act - as amended by  PL
94-140, November 1975.

          Objectives of this Act are to provide for the effective and safe
use of pesticides.   It:

                1.    Requires Federal registration of  all pesticides sold
                     or distributed interstate as well as intrastate;

                2.    Prohibits the use of any pesticide in a manner  not
                     prescribed on the label;

                3.    Restricts the use of certain very hazardous  pesticides
                     to certified  applicators.

Funds totaling $71,468,000 were authorized for carrying out  provisions of PL
94-140 up to March 31,  1977.

Safe Drinking Water Act  (PL 93-523)

          A.   This Act became law in December of 1974, it provides  for:

               1.    Establishment of primary regulations for the protection
                     of public health;

               2.    Establishment of secondary regulations  relating to the
                     taste, odor and appearance of drinking water;

               3.    Measures to protect underground drinking water  sources;

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                 4.   Research and studies regarding health,  economic and
                      technological problems of drinking water supplies.
                      Specifically required are studies of viruses in
                      drinking water and contamination by cancer-causing
                      chemicals;

                 5.   A survey of the quality and availability of rural
                      water supplies; and etc.

           B.   The Act provides for protection of underground sources of
                drinking water by means of a regulatory program.   Primary
                responsibility for carrying out these requirements falls
                to the States.  If they fail, EPA will prescribe  control
                programs for them.

           C.   Proposed regulations have been  issued for State underground
                inspection control programs and for grants to aid programs
                for underground water source protection at State, Interstate
                and local level.

           D.   A manual of water well construction practices to  protect  ground
                water resources from pollution  has been developed, by contract,
                and provided to State and local agencies.

Authorization of appropriations totaling $156 million for fiscal  years 1975,  1976,
and 1977 are associated with the Safe Drinking  Water Act.

Toxic Substances Control Act (PL 94-469)

           A.   This Act becane law on October  of 1976.  It provides for  the
                development of adequate data on the effect of chemical substances
                and mixtures on health and the  environment and the regulation of
                those substances which prevent  an unreasonable risk of injury to
                the health and environment.

           B.   A task force has been organized in EPA to  develop procedures
                for implementing the Act.

           C.   Regulations for the labeling and disposal  of  Polychlorinated
                Biphenyls (PCB's)  are being prepared.

           D.   Regulations have been issued regarding:

                 1.  General provisions and inventory reporting requirements
                     for toxic substances.

                 2.  Clarification of basic definitions of toxic  substances.

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Resources Conservation and Recovery Act of 1976 (PL 94-580)

           This Act became law in October, 1976.  It was built on the foundation
of the Solid Waste Disposal Act of 1965 and the Resource Recovery Act of 1970.

           The Act statutorily establishes the Office of Solid Waste within EPA
to guide the implementation of the law and establishes a Federal/State/local
government partnership to share the implementation.  The major thrusts of the
efforts that will be required by this partnership are:

                 1.     Land protection  through regulation  and  control  of wastes
                       and waste  disposal  operations.

                 2.     Regulations  and  control of  the  hazardous waste  stream
                       "cradle to grave."

                 3.     Improvements in  all aspects of  waste management at the
                       State,  regional  and local levels.

                 4.     Reduction  of the waste  stream through increased resources
                       recovery and waste  reduction efforts.

                 5.     Broad  public education  programs with rapid dissemination
                       of all  types of  solid waste management  information materials.

                 6.     Broad  public participation  in the  development and improve-
                       ment of solid waste management  throughout  the Nation.

           A review  of other  federal agency non-point  source activity shows  that
several U.S.  Department of Agriculture  agencies provide educational  information,
research,  technical  services  and  cost-sharing  programs for farmers and landowners  to
control soil  erosion.   The agencies of  USDA are:

                 (1)   Agricultural  Research Service (ARS)  --Research

                 (2)   Soil Conservation Service (SCS)--Technical  assistance

                 C3)   Forest  Service (FS)  —Forested lands

                 (4)   Agricultural  Stabilization and Conservation Service

                      (ASCS)—cost-sharing on  practices

                 (5)   Economic Research Service (ERS)--Economic  and  sociologic

                      costs and benefits associated NFS pollution control.

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           The U.S. Soil Conservation Service (SCS) gives technical assistance to
farmers and other citizens for the application of soil conservation practices.
Many of these practices reduce pollution to streams and lakes by preventing the
loss of soil, nutrients, and pesticides from farm fields.  Assistance is provided
through 190 local county soil a.id water conservation districts in the United States
portion of the Great Lakes basin.  Progress of the application of pollution reducing
soil and water conservation practices may be demonstrated by the following table
which shows the current status of these practices:

                          GREA": LAKES 3AS IN
                           UNITED STAT£S
Practice Item
Contour Farming
Crop Residue Management
Diversion
Roads
Field Windbreak
Grade Stabiliz. Structure
Minimum Tillage
Pasture § Hayland Planting
Streambank Protection
Stripcropping
Terrace, basin
Terrace, gradient
Terrace , 1 evel
Terrace, parallel
Total terraces
Tree Planting
Grassed waterway or Outlet
Land Adequately Protected
Cropland to Grassland
Cropland to Woodland
Ag. Waste Mgt. System
Unit
Ac.
Ac,
Ft.
No.
Fi .
No.
Ac.
Ac,
Ft.
Ac,
Ft.
Ft.
Ft,
Ft.
Ft.
Ac.
Ac.
Ac.
Ac.
Ac.
No.
Number
706,009
5,695,409
21,718,765
59,700
19,245,123
8,407
3,300,860
2,330,617
7,058,674
675,766
900
2,942,197
54,986
2,085,471
5,083,554
1,783,030
109,162
48,522,799
767,463
339,618
526

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           The U.S.  Agricultural Stabilization and Conservation Service (ASCS),
through the Agricultural Conservation Program, provides  cost-sharing assistance  to
farmers to help offset the application costs of conservation practices, many of
which directly benefit water quality.  Since the signing of the Great Lakes Water
Quality Agreement ASCS has provided $18,000,000 of cost-sharing assistance for
these practices, in the Basin.

            The Flood Disaster Protection Act of 1973,  administered by the
Housing and Urban Development Administration (HUD),  the  Coastal Zone Management
Act (PL 92-583), administered by the National Oceanic and Atmospheric Administ-
ration CNOAA), and the U.S. Army Corps of Engineers  (COE), Lake Erie Wastewater
Management Study will all impact on the non-point source pollution control measures.

           A summary of legislative authority for Canada dealing with water quality
measures and controls is contained in Appendix-C to the 1975 Annual Report on Great
Lakes Water Quality.  Rather than list Canadian water quality legislation in this
review we will reference the 1975 Great Lakes Water Quality Appendix-C Report.

           A comparison of non-point sources of controls on agriculture is difficult
since Canada does not have an Agency equivalent to the U.S. Soil Conservation Service
to manage a sediment control program,  Canada has no system for tracking land use
practices as does USDA-SCS.  Canada does not have the technical assistance program
available at the local level of government to work one on one with the farmer or
landowner in planning and applying conservation practices.

           In Ontario there are Conservancy Districts which have responsibility for
flood control programs and provide for some sediment and pollutant reduction.

           The general analysis of the U.S. legislation for non-point source pollution
control shows that there are sufficient programs and controls when fully implemented
to meet the U.S./Canada Water Quality Agreement objectives.  Canada does not have
comparable programs for implementing non-point source pollution control measures.
                                                          &
IV  What Needs to be Done

           The Agreement, as related to PLUARG's charges, requires no change.  How-
ever, for the benefit of future references relating to the Great Lakes, the Agree-
ment should1be more specific regarding water quality criteria according to water
use.  Consideration should be given to continuing the pilot watershed monitoring
work after PLUARG has completed its work so that effectiveness of remedial measures
may be evaluated and refinements made as required.  If there is to be an acceleration
of remedial measures applied to land in the Great Lakes Basin to reduce pollution
levels in the lakes, the appropriate action agencies will require additional funding
and personnel resources.

           Legislative changes at the State level and the U.S. will be required.
Hopefully Section 208 Planning will provide the impetus for these changes.  PLUARG
activities and Section 108(a) projects will also provide  inputs for guiding these
changes.

           Rural non-point source pollution control measures might best be
implemented by strengthening local area management institutions.  These institu-
tions should have the ability to educate the  landowner in the use of Best Management
Practices, provide technical back-up on practices which will best achieve water
quality objectives, provide cost-sharing incentives and have enforcement support
to accomplish water quality objectives where education and cost-sharing incentives
fail to achieve desired objectives.

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           Urban drainage contains a variety of wastes.   Combined sewer overflows
have been addressed to some degree on the U.S.  side through the municipal con-
struction grant program where funds have been available for conveyance and treatment
approachs.  Canada has also provided some support to several municipalities for
addressing combined sewer overflows through a conveyance and treatment approach.
The U.S. has accepted the premise that an approach to the problem which looks only
on the structurally intensi\j solutions which are inherent in conveyance/treatment
systems is inadequate.  Application cf Best Management Practices (BMP) for both
source and conveyance/treatment offer opportunities for ultimate solutions which
indicate the following advantages:

                 (1)  Address pollutant reduction at the source

                 (2)  Provide for opportunities to develop maximum cost effectiveness

                 (3)  Introduce opportunities for greater reliability

                 (4)  Involve less intensive allocation of resources

                 (5)  Emphasize optimum use of existing systems

                 (6j  Lead to more facility in solutions

                 (7)  Tend to avoid the development of secondary problems

           Information collected from U.S.  demonstration projects on combined
and storm water overflow control measures strongly suggests that U.S. policy, when
fully developed for control of the problem, will include non-point source consid-
erations in combination with pcint source considerations.

           It is suggested that changes be made in Article V 1,(d)  of the Water
Quality Agreement.   The proposed changes are shown in italics as follows:

                      (d)   Pollution from Agricultural,  Forestry, and Other Land
                           Use Activities,   Measures for the abatement and control
                           cTfpollution from agriculture,  forestry practices, road
                           construction3  mining3  urban development,  urban drainage s
                           and other land use activities,  including:

                      (i)   Measures for the control of pesticides with a view to
                           limiting inputs into the Great Lakes System, including
                           regulations to ensure that pest control  products judged
                           to ?.ave long term deleterious effects on the quality of
                           water or its biotic  components shall be used only as
                           authorized by the responsible regulatory agencies and
                           that pest control products shall not be applied directly
                           to water except in accordance with the requirements of
                           the responsible regulatory agencies;

                     Cii)   Measures for the abatement and control of pollution from
                           aninal husbandry operations,  including encouragement to
                           appropriate regulatory- agencies to adopt regulations gov-
                           erning site selection and disposal of liquid and solid
                           wastes in order to minimize the loss of pollutants to
                           receiving waters;

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                   (iii)   Measures governing the  disposal  of solid wastes  and
                          contributing to the achievement  of the water quality
                          objectives,  including encouragement to appropriate
                          regulatory agencies to  ensure proper location of land
                          fill and land dumping sites and  regulations  governing
                          the disposal on land of hazardous  polluting  substances.

                    (iv)   Advisory programs and measures that serve to abate  and
                          control inputs of nutrients,  sediments, and  other
                          pollutants into receiving waters from agriculture,
                          forestry practices,  road construction,  mining, urban
                          development3 urban drainage,  and other land  use  activities
                          including encouragement to appropriate agencies  to adopt
                          and implement Best Management Practices.

V   Summary of Conclusions and Recommended Actions.

To summarize:

           (1)   PLUARG reference needs no change.

           (2)   It is suggested that Article V,  l.(d)  be  changed as proposed  in
                 the text of this Position Paper.

           (3)   Monitoring of PLUARG pilot watersheds should be continued beyond
                 July 1978 to evaluate an up-date recommendations in PLUARG final
                 report and also evaluate the recommended  remedial measures.

           (4)   Consider a strong education and  technical assistance  program
                 for landowners on non-point source pollution controls and best
                 management practices for preserving water quality in  streams
                 and lakes.

           (5)   Consider a cost-sharing program  for best  management practices
                 implementation for water quality improvement.

           (6)   Consider enforcement alternatives should  education, technical
                 assistance and cost-sharing programs for  implementing best
                 management practices for achieving water  quality fail.

           (7)   Urban stormwater runoff (drainage) needs  to be brought into
                 focus as a major source of pollution during wet weather and
                 control measures should be developed for  its management,

           (8)   Non-point source pollution controls should be implemented at
                 the local level of government.

           (9)   A progress reporting system for  tracking  implementation of Best
                 Management Practices should be established for both the U.S.  and
                 Canada.

          (10)   A program for long term maintenance of Best Management Practices
                 should be developed whereby changes in landowners will not destroy
                 established control measures.
                                  10

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                     UNITED STATES ENVIRONMENTAL PROTECTION AGENCY

  DATE;   April 28, 1977

SUBJECT:   Hazardous Substances Work Group Review
  FROM:    Karl E. Bremer
          Toxic Substances Coordinator

    TO:    Robert Schneider
          Great Lakes Coordinator
          I have attached the final draft of the Hazardous  Substances Work Group
          paper.

          All comments received from my work group have been  incorporated.
EPA Form 1320-6 iRev 3-76)

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              HAZARDOUS SUBSTANCES WORK GROUP REVIEW PAPER






Introduction




     During the past decade more and more emphasis has been placed on the




area of hazardous substances.  This has been acknowledged by the recent




enactment of the Environmental Contaminants Act in Canada and the imple-




mentation of the Toxic Substances Control Act in the U.S.




     In 1972 a Great Lakes Water Quality Agreement was entered into by




Canada and the United States, providing for greater cooperation and team-




work between the two countries in cleaning up and maintaining the Great




Lakes Basin.




     As a result of the 1972 Agreement, huge sums of money have been




granted to control discharges affecting the water quality of the Great




Lakes.  Both countries have been and currently are directing increasing




resources towards surveillance and monitoring activities to determine




what impacts and changes result from these remedial programs.  The main




focus of activity within the framework of the Water Quality Agreement has




been one of abatement and now monitoring by both sides, a priority that




is as it should be.




     The general concept in the Agreement provides for agreement on specific




water quality objectives for the boundary waters, with each country committed




to developing and implementing the programs.




     While the high hopes of 1972 for quick results in cleaning up existing




pollution and preventing further deterioration of water quality have not all




been realized and there have been public expressions of disappointment, much

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has been achieved and the stage is set for continued progress towards the




goals of the Agreement.  Both countries are committed to, and have major




programs underway for, municipal sewage treatment and phosphorus removal




facilities.  Both short-term and long-term problems lie ahead.  For now and




the forseeable future, the International Joint Commission (IJC) believes the




basis of the Agreement should continue to be the fundamental principles of




non-degradation and enhancement of water quality.




     The most serious problem we face in terms of the Great Lakes and their




use is the accumulation of toxic substances.  Heavy metals and persistent




organic contaminants may well be the most serious problem governments face




in ensuring future beneficial uses of the Great Lakes.  They pose serious




threats to water quality, the fishery, human health, and the ecosystem in




general.  Too little is known of the identity of these substances, their




sources, amounts present, characteristic forms and behavior, and their




effects on human health and the environment.  Control and monitoring programs




(to establish baseline data) are imperative, but research is urgently required




to permit both the early identification of such substances and the establish-




ment of appropriate water quality objectives.




     The Commission recommends that the Governments make it a matter of the




highest priority to undertake jointly, with the assistance of the Great




Lakes Water Quality Board and the Great Lakes Research Advisory Board, a




special program to assess the problem of toxic contaminants in the Great




Lakes with a view to developing and implementing programs for their -control.




It is especially urgent that early warning mechanisms be developed to




identify new chemical substances that might present risks to health and the




environment if discharged into the waters of the Great Lakes Basin.

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Statement of Problems


Spills of Hazardous Substances

     During 1972-1975 a number of spill contingency plans were developed to

deal with spills of major proportions to the Great Lakes.  In general, these

contingency plans emphasize the administrative structure necessary for the

countenneasure response to major spills.  They do not include detailed

response procedures for dealing effectively with oils and, in particular,

hazardous substances.  Spill contingency plans rely on the ingenuity and

experience of the responding agency for the effective countermeasures to a

given disaster.  The Joint Canada-United States Marine Pollution Contingency

Plan for Spills of Oil and Other Noxious Substances is one contingency plan.

     At this time, development of response procedures is needed to deal

safely and effectively with spills of chemicals.


Delay in Adoption of Annex 9

     Annex 9 was prepared pursuant to Article V  (1)(i) of the Agreement,

which calls for the development of an Annex that identifies hazardous

polluting substances.  An introduction  to Annex  9 and a part of the Annex

are attached.  The list in Appendix I of Annex 9 was developed to facilitate

the following:

     1.  Prompt joint spill reporting and response  action  (Annex 8) and

     2.  Development of compatible regulations or programs for the
         prevention of discharges of such substances from vessels
          (Annex 3), from shipping activities  (Annex 5),  from dredge
         spoil disposal  (Annex  6), and  from onshore-offshore facilities
          (Annex 7).

     Appendix  II of Annex 9 was prepared as a guide for  indicating other

potentially hazardous polluting  substances.   Provision was made  that

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substances could be added to this list if such substances were considered

a potential hazard (based on data on toxicity, persistence, mutagenicity,

etc.)

     The final technical draft of Annex 9 has been reviewed by the U.S. and

Canada, but has not been adopted.  The G.S.  cannot take action on this

Annex until the proposed regulation on designation of hazardous substances

under Section 311 of the Federal Water Pollution Control Act Amendments of

1972 are final.


Toxic Contaminants

     During the past five years, thd area of toxic contaminants has been

approached by a number of sub-groups within the IJC.  Contaminants of major

concern in the Great Lakes have included organic compounds, specifically

polychlorinated biphenyls, dieldrin, Mirex,  and toxaphene and other sub-

stances such as phthalates, petroleum-related hydrocarbons (polynuclear

aromatics), and heavy metals including arsenic, zinc, cadmium, mercury, and

lead.  Although no major effects on human health have been directly related

to any particular contaminantin Great Lakes fish or water, many contami-

nants have exceeded temporary tolerance levels for human consumption.

     The following problems have been associated with toxic contaminants

in the Great Lakes:

     1.  In setting Water Quality Objectives, the IJC has not made
         adequate use of public health specialists (in particular,
         those qualified experts in the field of environmental
         medicine);

     2.  Laboratories obtaining Great Lakes data on toxic substances
         have not used adequate standarization and/or quality control
         among laboratories;

     3.  The real significance of data obtained on toxic contaminants
         is often not known (quite often inferences have to be made);

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     4.   Often the sources  of toxic  contaminants  within the Great Lakes
         are unknown;

     5.   Data on the partitioning of toxic substances between air, water,
         sediment, fish,  wildlife, and man is  incomplete;

     6.   The prediction of  future toxic substances  accumulation in the
         Great Lakes has  not been approached by any current IJC programs;

     7.   Without the addition of Annex 9 to the Agreement,  the area of
         hazardous substances is not adequately addressed  in the Agreement,
         particularly with  respect to definition and designation of
         hazardous substances;

     8.   Current IJC reports on toxic substances  often state the problem
         but fail to put the data in proper perspective;

     9.   The ecological implications of exposure to toxic  substances,
         particularly those that are highly persistent or  induce
         pathological and behavior effects in  man are not  understood.
Recommendations

     1.   The IJC should consider the participation of environmental
         health agencies in further deliberations on toxic substances.
         It has been suggested by the Implementation Committee that
         environmental health agencies in both countries should
         consider establishing required action levels for current
         toxic substances of concern and other toxic substances that
         may be identified in the future;

     2.   Further surveillance and monitoring work associated with IJC
         programs should incorporate improved data quality control
         programs and, when appropriate, standard methods in quanti-
         fication and identification of toxic substances;

     3.   Research should be intensified to determine fate and effects
         (human and ecological) of toxic substances.  Other data from
         the chemical and medical literature should also be integrated;

     4.   Using current legislation, including the Environmental Contami-
         nants Act and the Toxic Substances Control Act, a current
         inventory should be established on the types and amounts of
         chemicals manufactured, discharged and used in the Great Lakes
         Basin, their transport, fate, and ultimate disposal;

     5.   Further research should be conducted on partitioning and exchange
         of toxic substances between air, water, sediment, fish and
         wildlife;

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     6.  An "early warning system" should be established to predict future
         toxic substance problems.  The recommendation of the Implementa-
         tion Committee adopted at the February  1-2,  1977, meeting is a
         possible approach;

     7.  Annex 9 of the Agreement should be  adopted;

     8.  The collection, analysis, and dissemination  of past and current
         data on sources and environmental distribution of persistent
         toxic substances should be performed for  the Great Lakes Basin.
         This analysis should be put in perspective,  using available
         health effects data and related toxicology data;

     9.  A joint program for disposal of hazardous materials should be
         developed to insure that these materials  such as pesticides,
         contaminated petroleum products, contaminated sludge and dredge
         spoils are properly transported and disposed.
Note:   Annex 9  as  recommended for  adoption is  included  in  the
        Sub-Group  A Report.

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                  UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
SUBJECT: Five-Year Review
FROM:    William A.  Mills, Ph.D.  (/
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                                COMMENTS
Enrico Conte, Environmental Surveillance Coordinator, USNPC - Mr. Conte
approved the recommendations made in the report and proposed that
additional data on strontium-90 concentrations in the Lakes be included.
Unfortunately, we did not have enough time to include these data in the
final report.  Mr. Conte had a number of other suggestions to improve
the discussion of NRC authority and programs vis-a-vis EPA.  These
suggestions were accommodated except for a request that the EPA ERAMS
monitoring program be discussed more fully.

Paul Giardina, Radiation Representative, USEPA, Region II - Mr. Giardina
suggested that the section on the NSF fuel reprocessing site include a
discussion of current problems at the NFS low-level burial area.  The
final report has been amended to include this information.


Mr. Tom Cashman, Director Bureau of Radiation, New York State Department
of Environmental Conservation - Mr.  Cashman had several comments concerning
the scope of monitoring, MRS, and tho quality assurance program.  He agreed
with the recommendations made in the report.

Peter Tedeschi, Air and Hazardous Materials Division, USEPA, Region V -
Mr. Tedeschi had several comments which indicated where the language in
the final report could be clarified.  All of his helpful comments have
been accommodated.


Ms. Sandra Gardebring, Executive Director, Minnesota Pollution Control
Agency - Ms. Gardebring commented that she believed from the statement
on page 4 of the draft concerning a prohibition of electric power
generation on the Great Lakes was too strong and that the Minnesota
position did not necessarily require a prohibition but rather more
stringent controls on liquid effluent pathways.  However, she was unable
to ascertain how the aerial deposition of radioactive materials into the
Lakes could be prevented.  Ms, Gardebring suggested also that the report
should mention the burial problems at the NSF facility, (see comments on
NFS above by Paul Giardina).  She felt the statement that the radiological
quality is expected to improve was a siisstatement in that it could
improve faster if there were no radiation discharges into the Lakes.  She
also suggested that the first sentence in the discussion on PL 92-500
was misleading in that it did not indicate the narrow scope of EPA permit
controls.  The sentence has been redrafted.


Ms. Margaret Reilly, Chief, Division of Reactor Review, Harrisburg,
Pennsylvania - Ms. Reilly had no suggestions and agreed with the recommen-
dations made in the report.

-------
Mr. Earl Richards, Ohio EPA - Mr.  Richards suggested that the words
"prevent harmful effects" rather than "minimizing health effects" be used
in the discussion of the current objective.  The wording has been changed
as suggested.  He stated that the Ohio EPA approved of the report and its
recommendations.


CMDR Corbett, Ninth Coast Guard District, Cleveland, Ohio - had no
comments and approved the report.


Mr. Wilczynski, Office of Environmental Affairs, Department of Commerce -
They have no comments.


Dr. Nat Barr, U.S. Energy Research and Development Administration - ERDA
objected to including as a recommendation the adoption of the refined
objectives.  They consider this inappropriate in view of the fact that
the objectives are now out for public comments.   Written comments will
be sent as soon as possible.  ERDA also objected to the short turnaround
time.

See additional comments from Mr.  Walter G.  Belter,  U.S.  Energy Research
and Development Administration, attached.

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                                 UNITED STATES
               ENERGY RESEARCH AIMO DEVELOPMENT ADMINISTRATION
                              WASHINGTON, D.C.  20545

                                     April 29,  1977
Mr. George R. Alexander
Chairman, Sub-Group A
Great Lakes Water Quality
  Agreement Review
U.S. Environmental Protection
  Agency (Region V)
230 South Dearborn Street
Chicago, Illinois  60604

Dear George:

Reference is made to your memorandum of April 20 requesting comments from
the Federal Advisory Group on the final draft of Sub-Group A Report.  As
I discussed with you on the phone on April 27, it appears to ERDA staff that
continuing, major differences between U.S. and Canadian approaches to water
pollution control will provide continaing inequitable effluent requirements,
especially for industry in the two countries.  In fact, it seems that water
quality objectives as adopted under the agreement will have the force and
effect in the U.S. of legally enforceable Water Quality Standards (under
92-500), whereas they would be little more than "unenforceable criteria"
in one Canadian province (Ontario).

Another shortcoming—when the objectives do become Water Quality Standards
under the FWPCA (92-500), then all U.S. tributary streams would have to
have the same water quality as the Great Lakes, and all EPA or State permits
for discharges to the Great Lakes System would have to contain limitations
that assure compliance with the "standards."  However, in Canada the
"unenforceable criteria" apply only to the Lakes themselves and any "program
orders" have been admittedly ineffective with industry.  It certainly appears
that the objectives could, therefore, result in a substantially greater
effluent treatment, control and monitoring (and economic) burden on the
U.S. discharges only.  The Sub-Group A Report should address this impact.

In view of the above, it seems totally inappropriate for the U.S. to encourage
the adoption of objectives without a clear agreement that they will have the
same force and effect on both sides of the international boundary.  This
should not only be stated in an Article of the agreement, but we believe
should be supported by enabling Canadian legislation before the agreement
becomes binding.  While you seemed to have faith in the Canadian govern-
mental system effectively implementing this point after the agreement is
renegotiated, it would appear to us that too much is at stake to leave this
point to chance.

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George R. Alexander                - 2 -
April 29, 1977
Another related point is noted on page 8 under the "General Summary and
Recommendations . "  One of the proposed changes to the agreement states
that "the principle of unenforceable objectives" must be replaced by a
recognition that objectives are, in effect, "standards."  If this was
accepted, it would reenforce our earlier concern regarding the refined
radioactivity objective.  In our previous discussions with EPA staff,
it was never indicated that this objective might be regarded as a Water
Quality Standard, enforceable under 92-500.  However, with this possible
change in the agreement being considered by the U.S., we believe that it
is all the more important to delay adoption of the refined radioactivity
objective until technical justification and cost/effectiveness studies
are completed.

We also note under Article III, Water Quality Objectives, that certain specific
objectives, when compared to the EPA Drinking Water Standards and the Quality
Criteria for Water, present some problems.  In some cases, the values given
are more restrictive than in either of the EPA documents; i.e., lead, mercury,
fluoride, and certain pesticides.  In other cases, they are higher and in
most cases the material presented is different enough to make meaningful
comparison or understanding very difficult.  Clarification or explanation
of these differences should be provided.

I hope that the above comments can be accommodated in the final Sub-Group A
Report.

                                   Sincerely,
                                   Walter G. Belter
                                   Assistant Director
                                     for Technology Liaison
                                   Division of Technology Overview

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              REVIEW PAPER
NUCLEAR WASTES (RADIOACTIVITY) WORK GROUP
             April 27, 1977

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                              REVIEW PAPER




               NUCLEAR WASTES (RADIOACTIVITY) WORK GROUP








I.    INTRODUCTION




     A.  Agreement




         The Agreement between the United States and Canada on Great




Lakes Water Quality was signed and entered into force April 15, 1972.




This Agreement makes specific reference to radioactivity in the




following manner:




         Annex 1 - Specific Water Quality Objectives




             1.  Specific Objectives.  The specific water quality




objectives for the boundary waters of the Great Lakes System are as




follows:




                 (h)  Radioactivity.  Radioactivity should be kept at




the lowest practicable levels and in any event should be controlled to




prevent harmful effects on health.




             7.  Consultation.  The Parties agree to consult within one




year from the date of entry into force of the Agreement, for the purpose




of considering:




                 (b)  Refined objectives for radioactivity...; for




radioactivity the objective shall be considered in the light of the




recommendations of the International Commission on Radiation Protection.

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         Relevant to radioactivity are, also, the following Annex 1




references:




             3.  Nondegradation.   Notwithstanding the adoption of




specific water quality objectives, all reasonable and practicable




measures shall be taken in accordance with paragraph 4- of Article III of




the Agreement to maintain the levels of water quality existing at the




date-of-entry into force of the Agreement in those areas of the boundary




waters of the Great Lakes System where quantity of the water exceeds




specific water quality objectives.




             5.  Mixing Zones.  The responsible regulatory agencies nay




designate restricted mixing zones in the vicinity of outfalls within




which the specific water quality objectives shall not apply.  Mixing




zones shall not be considered a substitute for adequate treatment or




control of discharges at their source.









     B.  Ad Hoc Radioactivity Advisory Group




         In accord with Annex 1 7(h) an ad. hoc^ U.S./Canada Radioactivity




Advisory Group was established by the TWO Parties to consider refined




objectives for radioactivity.  The initial meeting of this Group was




held on April 12, 1973, followed by subsequent meetings and discussions.




Dr. Adrian H. Booth (Canada) and Dr. William A. Mills (U.S.) served as




Co-Chairmen for the development of the refined objectives.  U.S. members




of the Advisory Group were from the Nuclear Regulatory Commission




(earlier representing AEC), the Environmental Protection Agency, the




States of New York and Minnesota, and the Commonwealth of Pennsylvania.

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The joint recommendations of the Advisory Group were submitted for




consideration by the separate Parties in late 1975.   A minority position




by Minnesota was included in the submission.




         The Minnesota position focused on the Annex 1 requirement




"...controlled to prevent harmful effects on health1' therefore




advocating "...no additional discharge of radioactivity into the Great




Lakes."  By letter dated March 21, 1977, the Energy Research and




Development Administration notified EPA that it does not endorse the




refined radioactivity objectives.  ERDA's position is to focus solely on




the Annex language of "...radioactivity should be kept at the lowest




practicable level...."




         At present, the U.S. has not taken an official position on the




refined radioactivity objectives for the Agreement.   On April 5, 1977,




the Department of State published (42 F.R. 18171 - copy enclosed) the ad_




hoc: Advisory Group's report, including the Minnesota position, for




review and comment.  Comments are to be sent to EPA on or before June 1,




1977.




         Although no official position by the Canadian Government on the




recommendations for the refined objectives has been announced, there




appears to be no dissenting opinion.  Concerns expressed by some




segments of the Canadian Government on the inclusion of existing levels




of "fallout," mainly as strontium-90, in the dose limits have been




resolved.  The amount of strontium-90 in lake waters is decreasing and,




with time, this radionuclide will become a smaller contributor to the




dose received by users of the Great Lakes System.

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         In developing the recommendations, the a_d hoc Advisory Group




considered the relevant statements in the Agreement with respect to




keeping the levels as low as practicable, preventing any health impact,




the intent of nondegradation, and recommendations of ICRP.  Because of




the widespread acceptance of the scientific assumption that there is no




threshold for radiation damage, the prevention of any harmful effects on




health, in an absolute sense, would require zero discharge and no




deposition of any radioactivity into the Great Lakes.  This could mean




the prohibition in the Great Lakes Region of such benefits as the




generation of electric power by means of fossil or nuclear fuels and the




use of radioactivity in medical trearaent and research.  For this reason




a zero discharge objective was viewed by the majority of the Advisory




Group as impractical and therefore a specific dose limit objective was




established.  This objective calls for control by specified actions at




defined dose levels so that radioactivity in the Lakes is as low as




reasonably achievable.




         The recommended objective for the general water quality in the




Great Lakes is that level of radioactivity which results in a whole-body




dose commitment not exceeding one millirem from the intake in any year




of waters outside the source control zone.  Source investigation and




corrective action if releases are not as low as reasonably achievable




are recommended for dose commitments between 1 and 5 millirem.  For dose




commitments greater than 5 millirem corrective action by the responsible




regulatory authorities is recommended.

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     c*  Water Quality Board Radioactivity Subcommittee




         The Water Quality Board established a Radioactivity Work Group




in 1973 to review Objectives for Radioactivity in the Great Lakes, to




recommend any needed revisions, and to assist in the review and evalu-




ation of radioactivity monitoring data.  This working group was expanded




in 1975 to include Federal nuclear regulatory and radiological health




agencies, as well as Federal, State, and provincial environmental




agencies and made a permanent subcommittee to the Implementation




Committee of the Great Lakes Water Quality Board (WQB).




         Pending acceptance of refined objectives for radioactivity, the




subcommittee has concentrated on developing efficient monitoring




programs for the Great Lakes.  The terms of reference for this




subcommittee, approved by the WQB in March 1976 are:




         1.  Review radioactivity objectives and recommend necessary




revisions.




         2.  Develop a radioactivity surveillance plan for both land




based and atmospheric inputs to be incorporated into the overall




surveillance planning.




         3.  Annually assess the surveillance data supplied by the




agencies carrying out the surveillance program, indicating the degree of




compliance with the radioactivity objective and any local trends




developing in radionuclide levels.




         4.  Advise on potential transboundary environmental effects of




the siting of nuclear facilities in the Great Lakes Basin.  Nuclear




facilities include, but are not limited to nuclear power stations.

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         5.  Comment on public safety and health and the socio-economic




impact of nuclear development at the request of the Water Quality Board




and the Research Advisory Board.




         Current U.S. membership on the subcommittee includes represen-




tatives from U.S. EPA, NRC, New York, Minnesota, Illinois, Ohio, and




Pennsylvania.  Seven representatives, including the Chairman, Dr. R.W.




Durham, Environment Canada, are Canadian.









     D.  Scope of Five-Year Review




         The 5-year review was conducted by examining current sources of




radioactivity contributing to the Great Lakes System, current levels of




radioactivity, projection of future sources and levels, and the impact




of existing U.S. standards and regulations.  Some discussion is provided




relative to defining the responsibilities of the various Federal and




State agencies as it pertains to U.S. control of radioactivity in the




Great Lakes System.  In conducting this review heavy reliance has been




placed on information collected and generated by the IJC's Subcommittee




on Radioactivity and no attempt has been made to go beyond this source




in acquiring information from Canada.




         On the basis of this U.S. review, the Work Group has proposed




recommendations for consideration by Sub Group A of the Review Committee




addressing the Refined Objective, the IJC Radioactivity Subcommittee




role, and the extent of radioactivity surveillance programs in imple-




menting the Agreement.

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II.  RADIOACTIVITY IN THE GREAT LAKES




     Present levels of radioactivity in the Great Lakes are due to three




kinds of sources:  1. fallout, 2. intentional discharge from nuclear




facilities, and 3. naturally-occurring radioactive materials.  The




current concentrations of man-made radionuclides are almost wholly from




weapons testing carried out in the period between 1950 and 1965.




However, recent atmospheric weapon tests, in the autumn of 1976,




indicate that atmospheric fallout is a continuing potential source of




contamination.  A smaller and more controllable source of man-made




radionuclides is liquid and atmospheric discharges from licensed nuclear




facilities.  Some of these facilities such as nuclear electric power




stations are strictly controlled, in the U.S. by the Nuclear Regulatory




Commission (NRC).  Others such as hospitals and research laboratories




discharge limited amounts of radioactivity via conventional sewage




systems.  Municipal waste treatment plants are not licensed dischargers




of radioactive materials and the impact of their discharges on the




radiological quality of lake waters has not been quantified, as yet.




     The largest U.S. licensed source of radioactivity discharge into




the Lakes has been the Nuclear Fuel Services fuel reprocessing plant on




Cattaraugus Creek at West Valley, New York.  Discharges from this plant




enter Lake Erie 25 miles away.  The facility closed in 1972, and its




decommission is being planned.  However, leakage from the low-level




burial area at the site has necessitated the controlled release of




tritium into Cattaraugus Creek.  Corrective action at the site is being

-------
                                   8






developed.  Provided the wastes stored at this plant are properly




contained, it should not be an important source of future contamination.




     A third source of radioactivity is not man-made but technical




enhanced levels of naturally-occurring radioactive material, such as




radium-226.  In their natural state, the Great Lakes are almost free of




radioactivity because of a favorable geology.  In Canada, a few rivers




flowing into the Lakes have been identified as containing an enhanced




radium content due to waste discharges from uranium mining operations.




No U.S. sources of natural radioactivity have been identified as yet.




     Eleven U.S. Nuclear Power Plants were discharging effluents into




the Great Lakes in 1976.  Table I lists the quantity of materials




discharged from each site.  From Table I it is seen that most of the




current U.S. plants are on Lake Michigan and that Lake Ontario is the




only other Lake receiving direct discharges.  Except for a single plant




on Lake Huron, Canadian nuclear power stations are concentrated en Lake




Ontario.  This pattern is expected to continue until around 1980 when




U.S. nuclear power plants sited on Lake Erie become operational.

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                                Table I

               Liquid Discharges into the Great Lakes by
                   U.S. Nuclear Power Plants in 1976
Station              Location           Annual Aqueous Release in Curies
                                        Fission £ Activation   Tritium
                                             Products
Big Rock Point       Charlevoux Co, MI         0.77               2.4
Cook I               Benton Harbor, MI         0.26             190
Palisades            Covert Township, MI       0.005              9.0
Zion I and II        Zion, IL                  0.0*
Kewaunee             Carlton, WI               2.8              210
Point Beach I £ II   Monitowoc Co., WI         3.6              690
Fitzpatrick          Oswego, NY                6.0                4.2
Ginna                Ontario, NY               0.69             240
Nine Mile Pt.        Oswego, NY                2.2                2.5

*No liquid waste discharge.

REF: Draft Fifth Annual Report, Great Lakes Water Quality Board
     Radioactivity Subcommittee, April 1977.
     Table II provides a limited assessment of the radioactivity in Lake

waters near the discharge streams from nuclear power plants.  The data

is exceptionally incomplete.  However, it is believed that increased

monitoring and reporting requirements by the NRC (and Canadian

authorities) will increase the amount of data available in the future.

     It should be noted that Lake Superior has no nuclear facilities at

present, the levels in Table II indicating fallout contamination.  Lake

Michigan has the most nuclear facilities of any Great Lakes.  Only

tritium and strontiuir.-90 from fallout have been quantifiable on the

basis of their average annual concentration.  On a short term basis,

cesium-137 and cesium-134 have been identified in the vicinity of

nuclear facilities.  On an annual basis these radionuclides are not

-------
                                   10






found at detection levels currently utilized.  Canadian nuclear




facilities discharge into Lake Huron.  No meaningful data on tritium,




the major Canadian effluent, is available for this Lake; nor is data in




the discharge area available for other radionuclides.




     Because the State of New York has an active surveillance program,




data for Lake Ontario is more complete.  However, these data are not for




samples taken within the one kilometer source control zone of the




discharging facilities.




     Currently, surveillance of the open waters of the Lakes is minimal.




While numerous special studies have been performed as part of research




projects, periodic monitoring of the open Lake waters as part of a




planned surveillance program is not carried cut by any governmental




agency.  Some information on near shore radioactivity is available from




the tritium data provided as part of the USEPA Environmental Radiation




Ambient Monitoring System (ERAMS).  The concentration of tritium in




Lakes Michigan, Erie, and Ontario since 1972 is shown in Table III.




These measurements were not made using open lake waters but samples were




taken at distances greater than 1 kilometer from a discharge point so as




to exceed the maximum source control area specified in the draft refined




objectives.  Comparison with Table II indicates that the Lakes are




remarkably uniform in tritium content, an indication that fallout is a




chief source of radioactivity.




     Current levels of radioactivity in the Lakes are below the 50-year




dose commitment level in the draft Radioactivity Objective of 1 mrem,

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                               -. 11
                              Table II
        Radioactivity Concentrations Near Nuclear Facilities

                                Average Annual Concentrations (pCi/1)
 Location                       Tritium      Cesium-137        Sr-90
Lake Superior
  1974                            	           .076
  1973                            	            —            0.53
Lake Michigan
  1974 Big Rock                   350            BDL             NA
  1974 Palisades                  300            BDL             NA
  1974 Cook                       300            BDL             NA
  1974 Zion                       370            BDL             NA
Lake Huron
  1974 Douglas Point            <1700 (BDL)     .059            0.77*
Lake Erie
  1974 near NFS outlet            320          <.07             0.93
Lake Ontario
  1974 Pickering                 1500           .07*             .87*
  1974 Ginna                      460           .06*            1.0*
BDL (Below Detection Limit)
NA (Not Available)

*Drinking water intake near nuclear facility.
Ref: Fourth Annual Report, Appendix D, Great Lakes Water Quality,
     WQB Radioactivity Subcommittee, June 1976.

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                                  12	


                            Table III

                Ambient Tritium Levels in Great Lakes
Location
Wisconsin
  Two Creeks
   Average Annual Concentration (pCi/1)

1972      1973      1974      1975      1976
Illinois
Zion
Michigan
Bridgeman
Charlevoix
Monroe
South Haven
New York
Oswego
Ohio
Toledo
NA


NA
j 450
350
500

400

NA
NA


NA
200
350
400

45C

NA
BDL


350
300
300
BDL

500

NA
300
	

350
250
400
300

350

NA
400
	

300
250
300
300

300

300
300
300
300
500
300
  _+ 200 pCi/1

 BDL (Below Detection Limit)
 NA (Not Available)
REF:  1972-1974 Radiation Data and Reports, Reports of the Tritium
                Surveillance System, U.S.  Environmental Protection
                Agency, Washington, D.C.

      1975-1976 Environmental Radiation Data,  Quality Report on the
                Environmental Radiation Ambient Monitoring System,
                U.S. EPA, Eastern Environmental Radiation Facility,
                Montgomery, Alabama.

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                                   13


total body dose.*  Strontium-90 from weapons fallout, the only important

constituent, is not a source of total body exposure but rather bone

marrow dose for which the 50-year (TED-50) dose commitment limit is

likely to be between 5-10 millirem depending on final risk limits for

bone marrow irradiation now being considered by the ICRP.  Lake Ontario

has the highest Sr-90 concentration, about 0.9 pCi/1.  An annual intake

at this concentration would cause a TED-50 of 0.5 mrem.  It is expected

that Sr-90 in the Lakes will decrease with time as fallout activity is

removed from the water column by sedimentation and decay, as well as by

fresh water dilution.

     In 1976 EPA completed a study of projected radioactivity in Great

Lake Waters due to planned nuclear power operations, "Radicnuclide

Transport in the Great Lakes," EPA 600/9-76-016.  According to the

results of this study, Lake Ontario will be the most highly contaminated

Lake and tritium and strontium-90 will be the major sources of dose, the

former predominating.  By the year 2050 it is estimated that the annual

dose from ingesting tritium in Lake waters will be about 0.2 mrad; from

strontium-90, about 0.005 mrem.  It is seen that the dose rate due to

strontiun-90 from nuclear power facilities is much less than that due to

fallout and that the radiological quality of Lake waters is expected to

improve even though nuclear facilities are located on the Lakes.
*Permitted levels are in the range of 1 to 5 mrem provided that
discharges are as low as practicable.

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                                   14






III. U.S. STANDARDS AND REGULATIONS




     Since entering into force in April 1972, several standard and




regulatory actions have been taken by the U.S. Government which impact




directly on levels of radioactivity in the Great Lakes System.  All




actions taken have been more restrictive in terms of radioactivity




emissions and upper limits on individual and population dose.   Thus




their impact has been to control radioactivity toward decreasing pollu-




tion of the Great Lakes System.









     A.  EPA




         1.  40 CFR 141




             Interim Primary Drinking Water Regulations (41 F.R. 28^02,




July 9, 1976).  The Agency promulgated the following maximum contaminant




levels:




              5 pCi/1    radium-226 plus radium-228.




             15 pCi/1    gross alpha particle activity (including




                         radium-226 but excluding radon and uranium).




             4 millirem/yr  average annual concentration of beta




                            particle and photon radioactivity  from man-




                            made radionuclides.   Dose equivalent rate




                            applies to total body or any internal organ




                            and to the sum of radionuclides present in




                            drinking water.

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                                   15






         Application of the drinking water limits to the Great Lakes




System would meet the Agreement criteria of ICRP dose equivalent limits




but would not necessarily result in as low as reasonably achievable




doses.  The drinking water limits are, however, consistent with the




proposed refined objective when a determination has been made that




controllable sources discharging into the Great Lakes System have been




judged by the regulatory authorities to be as low as reasonably




achievable.  Only if the food intake (as well as drinking water) were a




significant source of radioactivity, would the proposed refined




objectives be more restrictive.




         2.  40 CFR 190




             Environmental Radiation Protection Standards for Nuclear




Power Operations (42 F.R. 2858, January 13, 1977).  The Agency




promulgated these standards for normal operation of the uranium fuel




cycle, excluding mining, transportation, and waste disposal activities.




For planned releases the standard establishes 75 millirems annual dose




equivalent for thyroid, and 25 millirems annual dose equivalent for the




whole body and all other organs.  The standards also limit the discharge




of long-lived materials into the environment based on power generation,




including a limit of 0.5 millicuries per gigawatt year combined of




plutonium-239 and other alpha-emitting radionuclides with half-lives




greater than one year.




             These standards are not specified in terms of a single




pathway but rather for the total exposures to persons.  It is not




expected that the proposed refined objectives would be exceeded by the

-------
                                   16






actions controlled under these standards, since the primary pathway for




exposure from the fuel cycle is not by the ingestion of water.




Implementation of these standards would be by the U.S. Nuclear




Regulatory Commission.




         3.  FWPCA (PL 92-500, 10/1P/72)




             Under this legislative authority, EPA can control the




discharge of naturally-occurring radioactivity into waters of the Great




Lakes System, as well as certain man-made radionuclides.  Under PL 92-




500 effluent guidelines for the phosphate industry have been proposed to




control their discharge of radioactive effluents.  This control is




obtained by maintaining a near neutral or basic pH for stored liquid




wastes so that radium is precipitated before discharge.  A decision by




the U.S. Supreme Court ruled out materials covered by the Atomic Energy




Act as being subject to the FWPCA permit program and EPA has not




included radioactivity in its water quality criteria.




         4.  Ocean Dumping Act (40 F.R. 2462, 1/11/77)




             This Act administered by EPA prohibits the dumping of high-




level radioactive wastes in "oceans."  The Great Lakes System appears to




not be included by definition.  However, neither the U.S. or Canada




dispose of packaged radioactive wastes into the Great Lakes System and a




no dumping provision is a part of the Refined Objective for




Radioactivity.

-------
                                   17






     B.  NRC




         NRC in addition to regulating the nuclear industry under EPA's




Uranium Fuel Cycle Standards has also promulgated Appendix I (10 CFR 50,




40 F.R. 19439, 5/5/75) which has established design specifications for




light-water reactors so that the most likely exposed persons will not




receive more than 5-10 mrem annually from a single pathway.  This




regulation is based on reactors meeting the design criteria of being "as




low as reasonably achievable."




         NRC also has licensing responsibilities for certain radio-




nuclides covered under the Atomic Energy Act.  This includes the




licensing of radionuclides for use in hospitals, industry, and




educational institutions.  Such licensing is regulated to the limits




specified in 1C CFR 20 for maximum concentration of radioactivity in




discharges.  These limits are substantially higher than either the




limits in the U.S. Safe Drinking Water Act or the proposed Refined




Objectives and therefore would not be considered as the controlling




limits for the Great Lakes System.








     C.  ERDA




         ERDA has no regulatory responsibilities in the control of




radioactivity in the Great Lakes System.  Only in those instances of




Federal operations under their administration does ERDA have control




over the release of radioactive materials.   In those operations, of




which none discharge into the Great Lakes System, ERDA utilizes

-------
                                   18






10 CFR 20 limits which allow a dose limit of 170 mrem/yr to individual




members of an exposed population group.









     D.  States




         Some States bordering the Great Lakes have contracts with NEC




to perform radiological quality analyses of Lake water in the vicinity




of nuclear effluent outfalls.  These analyses are for comparison to data




reported by NRC contractors.  In addition, under their residual




authority to protect health and safety, States have an authority and




obligation to monitor for environmental pollutants.  States provide




these data to the Great Lakes Water Quality Board via the Radioactivity




Subcommittee discussed above.  In addition, all States accepting primary




authority for drinking water purity under the Safe Drinking Water Act of




197*1, must provide for the surveillance of radioactivity in ccirmunity




water systems at least once every four years.  Currently, all Great




Lakes States except Pennsylvania and Indiana are expected to accept




primacy for implementation of this Act and by 1978 should be reporting




on levels of natural and man-made radioactivity in community water




systems.  Because most of the larger systems utilize Lake waters, these




data should provide good coverage of ambient radioactivity levels in




near shore waters on a periodic basis.









IV.  RECOMMENDATIONS




     A.  While the requirements of the EPA Drinking Water Regulations




will provide near shore data and NRC collects source monitoring data,

-------
                                   19






responsibility for monitoring the open waters of the Great Lakes System




is lacking.  Surveillance of Lake Superior is particularly poor.  Since




this lake can provide valuable base line data not influenced by nuclear




plant discharges, its inclusion in a long-term surveillance plan is




highly desirable.  Arrangements should be made to increase surveillance




data on the concentration of radioactivity in the Great Lakes System,




including "open waters," and particularly the systematic reporting of




such information to the International Joint Commission through the Water




Quality Board.




     B.  Intercomparison of reported data is not very practicable at




present, because no common quality assurance program exists for sampling




and analysis.  A quality assurance program under the direction of IJC




should be developed with cooperation from the various institutions of




the two Parties in the Agreement.




     C.  Every effort should be made by the two Parties to encourage




adoption of the proposed Refined Objectives for Radioactivity and




appropriate language amended to the Agreement to include these




objectives.

-------
                                                             Nonas
                                                                                                                             18171
   For  the Commission, by  the Division
 of  Corporation  finance,  pursuant  to
 delegated authority.
        •" T  GEcmcr A. Fnzsirruo.vs.
                              Secretary.
   IFB Doc.TT-10039 Filed 4-4-TT;8r43 am)

       DEPARTMENT OF STATE    „
             (Public Notice 533]
 BUREAU  OF  OCEANS   AND  INTERNA-
   TIONAL ENVIRONMENTAL AND  SCIEN-
   TIFIC  AFFAIRS
 Availability of Report of  the international
   Working Group on  Radioactivity Objec-
   tive for the  Great Lakes Water  Quality
   Agreement
 -  The Department of 3;ate hereby gives
 notice  that  the  report of  the joint
 Canada-United  States Working  Group
 on Radioactivity Objective Jor the Great
 Lakes Water Quality Agreement is avail-
 able for review  and  comment. This re-
 port, which Is presently under review by
 both govennrjents. was  prepared under
 the terms of  the Agreement on Great
 Lakes  Water Quality, signed  April 15,
 1972.
   The next of the report, together with
 the text of a dissenting opinion  on the
 report's recommendation by the State of
 Minnesota,  follows below.
   Interested persons may submit their
 comments in writing  to  the  Office of In-
 ternational  Activities,   Environmental
 Protection Agency, 401  M  Street, SW..
 Washington, D.C.  20460, on or  before
 June 1, 1977. AH comments  received will
 be considered prior to completion of the
 review by the TT.S. Government.
   Dated: March 25,1977.
                  Doiuta R. Kmc,
                   Director, Office  of
          • '-   STajiranmmtal Affairs.
   RUINED RAOIOACIIVII'I OBJZCTTVT TOR TKZ
 •  GOXAT t.»ift« Wirm QCALZTT  AcRriirrjrr
  Tfcia document represent the joint recom-
mendations of. U3. and Canadian advisory
group* on a radioactivity  objective to pre-
•crr» the water quality of tie Great La^ea.
The) objective 12 in terms at a dose equivalent
to  ICRP  Reference Man from a  standard
annual Intake of the Gree; Lakes water. The
recommended objective for the generu water
quality u» the  Great Lai-aa la teat level at
radioactivity which results ia a whole body
dose equivalent not exceeding one  miliirern.
Releasa ot radioactive nu teriala shall  oe as
low as reasonably achievable aad controlled
by specified actions at dt fined levoia
  Tfca Canada-United S-jktea  Great  T.J.-:»T
Water Quality  Agreement speculed radioac-
tivity- u a  constituent oi water for which
thejc should be- an agreed Water Quality Ob-
Jectrre. Tin relevant sta-Wmenu ia the Agree-
ment are as follows:
  Annex  1. Section  Hb.1   states:   "Radlo-
actmty should b* keqt to th» lowest prac-
ticable leieL la any event, discharges inould
b» eontroUed to the- extant necessary to pro-
Tent harmful effect* on beaiLn."
  Anne* 1, Section 7(b) further states: "for
radioactivity. tft« objective* shaii  b« eon-
•Idered La the Mijtit of lh« recommendatlona
of to» International Commission on Radia-
tion Protection.-
   Further, tils section require* tne p«rtle«
 to  consult  for  tn« purposo  of constricting
 "leaned objectives for radioactivity".
   Subsequently, advisory (croups were formed
 In Canada and in the United States to con-
- aider the technical aspects involved in de-
 veloping  such   "re£nen *Jie
 Agreement, It Is necessiu-y to ,- -;•. • ,.   "ian-
' ttty of radioactive  material;} i; .rir.-;,_ i'ja
 to actlv:'.:es of the United Str.tr;, of .-ircerica
 and Car.'.da. An acceptance cur-Uf. icr water
 in the system can. best be  ;i«ir »-~,?d  by &
 vigorous application, oi  ap -cprV  c control
 measures. These  controls -..j-m  oe applied
 to radioactive effluents from point source as
 weil as run-off, drainage, and seepage  from
 non-point- sources, including aerial deposi-
 tion.
   The Kadioactivity Objective for the Great-
 Lw:es  Baata is- based principally  on tfcree
 criwr.a,: (1) Introduction of radioactive ma-
 terials imo Systes: Waters  should be'- per-
 rcuttsd, only waen it results  from social:?
 b*ne£cu.'.l activities.
   (2) Tie concentration cf radioactivity in
 the System Waters and ia olota abound not
 coastlxute  an unacceptable  i:!.*^!'.'^ n5i  oa
 either a long-term or short-te.Trs basis.
   (SV Since the Lagestion of az.y in.ount of
 radioactivity mar tnvolvo  some rlis. addi-
 tional  controls  snouid be  icstltrted  autli
 their  cfst  is  It-annae"; • ~ ..  «r..ls   say
 fartier reduction ia poti., ",_. . .fa o r-sis.
   Ia  fcsplnff with Thoe  u-iv.-  sevrai
 necornmendatlon-s tare Deer: , . r re. vo, Zie*»
 recommendations refer to as  _-, ,- .*. ;  rsxr
 Quair.y Oojecti^e, the c.;r. '.rot  ji . .t^:-. <,t.~*
 releases, a denned hierarc i'/ o.'  .•:o,i ^-svej
 and the surveillance cf  ,'.^i& "Aatars. None
 ot the proposed levels, including particularly
 tie lowest,  should  be intet-orsttd is reccs-
 saniy  defining an acceptaola  dcse to  ti.e
 population.  UBing System  Waters. The ac-
 ctptabillty- ol  aoy dos,  ^uch as fallout
 from  weaoaa testing^  it la further recom-
 mended '.hat  tiia  one- rnilllre-n  vaiua be
 revlewec  it '.east every Cvo years ;o ensure
 that tMe  contribution fronj ties*  uncon-
 tr&LliibU1  reieaAes do«& not  coi^niute  an
 unreasonable  proportion of the do^e.
 ;-:odc aiciuirjuiK Is r^q-u-'f^l ia coriL.-m  ti-i» regulatory authorities  shall de-
 termlna  anprcpvlata  corrective- actions to
•nnjninuce cb« puitilc health risk,
 CO.VTSOL or nn.r^sr ov HABIO^CTTVX

   Dump^n^j of  radioactive  wAdtea or cfher
 radioactive material- into waters of tha &r»"«li
 Lake* system la prohibited. Dumping la de-
  Ad*quat» penodic  monitoring of  Sj-btem
Witsrs. jedunenc. and. tha appropriate food
or^anlfcma coatained  therein, sooted be pro-
vicied ior. tiicsa  raoionuclldes Uieiy  to  b«
present, in measurable concentrations. Such.
monitoring  ahouid be conducted under ^>»*
direction  or  thw responsible Fedwral.  SUite,
and Provincial jur^sdlction»- and moorted to
ui»  tnr«nutlon>lu JoloO. Commission. T£*
                                    fEOEKAl HECISTEK, VOL  47, HO.  65—TUESDAY,  APHIt 5, 1977

-------
      mi::
                                                               NOTICES
      tod sampling locations and frequency should
      take Into account the known effluent jourcoa
      and particular nuclido* roleiuied.
       Th« monitoring  reports  should  Include
      calculation! of the TED,, to ICRP Reference
      Man  from itandard annual intake or the
      water since this Is tho parameter to  be used
      tn determining the applicable Action Condi-
      tion.  At present it is not necessary to deter-
      mine explicitly the dose  equivalent* due to
      the Intake of food harvested  from the Lakes
      ai the; are relatively Insignificant.

                    UCf LN111ON3

       1. Total Equivalent Dose (TEDX). For the
      purpose of this report, the total equivalent
      doae  to  a particular  organ, tissue  or  the
      whole body Is the cumulated dose equivalent
      over SO years  resulting  from the dally in-
      gest Ion of  2.2 liters of  lake water  for  one
      year.
    ___   Z»»-tolaJ absorbed do« int<(rrst"—4    "f.
     >—» THB,—quality (actor.
"™~      £2l',-pro   '^tcSzP report No. 10 l- lists the doslmetrlc
«•**  da'tji. including  the TED». for a number of
 CO rMUpjzQclldes.
  _i   IT. If&ffrence .Von: For the purpose  of this
  ^ repjatrileferenoe Man refers to the  dennl-
  QitionV £od  par&meten for adult  males out-
  Qjlnedii^iCRP Report 23*,
   ^r  3. pbwae Control Area: It Is proposed that
     the '{s&ifiie control area" be defined  as fol-
     lows.V-'T&e source control area shall  be
     boundstl^y a distance of 1 km radius from
     the po^nt'of release or. in those cases where
     the release point is to a narrow channel or
     river, the  boundary shall  be a point 1  km
     downstream from the  source."
       It is  further proposed that the operator
     of a facility can  request a larger source con-
     trol area subject to the approval of the reg-
     ulatory authorities and similarly these au-
     thorities may require a more restrictive area
     from an operator.
       4. Afnbient Water: The water In the Great
     Lakes System outside  the  source  control
     areas.

      MUfNISOTA POSmON AS PasSEJJTTD TO THE
          AD Hoc GROUT m SEITZMBEB, 1974

     \An ad hoc Radioactivity Objective Com-
     mittee has been  formed to redne the radio-
  1  activity objective! of the Great Lakes Water
     Quality Agreement pursuant  to Annex I,
       Annex I to the agreement requires that
     "Radioactivity should be controlled to the
     extent necessary to prevent harmful affects
     on health." It Is universally accepted by re-
     sponsible bodies that radla;lon damage Is a
     linear effect, that is. that radiation produces
     detrimental effects down to the lowest levels.
     The State of Minnesota believes that the
     linear theory of radiation damage  and the
     Annex I requirement of preventing "harm-
     ful effects on health" require that any re-
   — flnement  of objectives lor  radioactivity  in
     the  Great Lakes allow  no additional dis-
     charge of radioactivity to the Great LaJcea.
       Annex I. I 7 ICRP Pub. 10, 1968 Report of Committee
     TV, Pergamon Prea«.
     '•ICRP Pub. 33.  1773 Report of the Taok
     Group on Reference U*o. Fergamoa Press.
 WMt« to the Great Lalcca wtll meet tho ICRP
 limits. Consequently, our position has prop-
 erly taken Into account tb« position of the
 ICUP.    '
   Minnesota further bolleve*  that  any re-
 finements  of  the  radioactivity  objectives
 should be consistent with the 1072 Federal
 Water Pollution Control Act  Amendments.
 This would require that  existing facilities
 provide the best practicable treatment by
 1977. the best  available treatment by 1383.
 and a goal at zero discharge by 1985.

   (PR Doc.77-10076 Piled 4-4-77:8:45 am|
   Agency for International Development
 ADVISORY  COMMITTEE ON VOLUNTARY
              FOREIGN  AID
               .  Meeting
   Pursuant to  Executive Order  11769
 and the provisions of section 10(a>(2),
 Pub. L. 92-463,  Federal Advisory  Com-
 mittee Act, notice Is hereby given of the
 meeting of the  Advisory Committee  on
 Voluntary Foreign Aid which will be held
 on April 25, 1977,  from 9 a.m. to 5 p.m.,
 in Room 1107, New State Building, 21st
 and Virginia Avenue NW.. Waihington,
 D.C.
  The purpose of  the meeting is to for-
 mulate  recommendations  for  the Ad-
 ministrator concerning-  (1)   the  size.
 composition  and  membership  of  the
 Committee, and  (2) to review the status
 of plans for the expanded registry and
 to consider such other matters related_
 to the  foreign assistance advisory con-
 cerns of the  Committee as may be ap-
 propriate.
  The meeting will be open to the pub-
 lic. Any interested person may attend,
 appear before, or file statements with the
 Committee  in accordance with proce-
 dures established by the Committee and
 to  the extent  time  available  for the
 meeting  permits.  Written  statements
 may be filed before or after the meeting.
  Mr.  Allan Funnan will be  the A.I.D.
 representative at the meeting. Informa-
 tion concerning  the meeting may be ob-
 tained  from  Mr.  Robert 3.  McClusicy,
 Telephone: AC202-632-1892. Persons de-
sinng to attend  the meeting should en-
 ter the New State Building through the
 Diplomatic   Entrance,   22nd   and   C
 Streets.
  Dated: March 29, 1977.
                 ALLEN  R. FCRMAN.
      Acting  Assistant  Administrator
        for Population  and Humani-
        tarian Assistance.
   [FS Dcc.77-10033 Piled 4-4-77;8:45 ami

 DEPARTMENT  OF THE TREASURY
            Customs Service
WRENCHES,   PUERS.   SCREWDRIVERS.
  AND   METAL-CUTTING   SNIPS   ANO
  SHEARS  FROM JAPAN
           Antidumping Duties
 AGENCY: United  States-Custom Serv-
ice, Treasury.
ACTION:  Notice  of  petition filed  by
American  manufacturer,  producer  or
wholesaler.
  SUMMARY: This notice is to advise the
  public that  a petition has been filed by
  an American manufacturer  requests?
  that antidumping duties be assessed -x-.tn
  regard to wrencnea. pliers, screwdrivers.
  and metal-cutting snips and shears from
  Japan. Interested persons  are invited to
  comment on this action.
  EFFECTIVE DATE:  This notice  is ef-
  fective on April 5, 1977,
  FOR FURTHER  INFORMATION  CON-
  TACT:
   Michael Lublinski,  Classification ar.d
   Valve  Division, U.S. Customs  Service.
   1301 Constitution Avenue NW.,
   ington, D.C. 20229 (202--566-
   On March 15, 1977, a petition was re-
 ceived in proper form, pursuant to sec-
 tion 516'ai of the Tariff Act of 1930. as
 amended by the Trade Act of 1974  '19
 U.S.C. 1516( a)). from counsel acting or.
 behalf of  certain American  manufac-
 turers and  wholesalers  of  wrencr.es.
 pliers, screv/dnvers  and  metal-cutting
 snips and shears  (including boit cut-
 ters) . among other things, asserting ihat
 a finding of dumping be issued and anti-
 dumping duties be assessed on those er.-
 tries of the above-mentioned hand tools
 from Japan where it  has  been  deter-
 mined that sales  were being  made at
 prices less than the foreign market  'or
 constructed) value, within the meaning
 of  the  Antidumping Act of  1921.  as
 amended (19  U.S.C. 160 et seq.). As a
 result  of a negative  determination oi
 injury rendered  by the  Intemsuonal
 Trade  Commission on October 21. 137*
 (39 FR 38133), a finding of dumping was
 not made in tha  matter,  and therefore
 raercnandise of  the class  or  kind  in
 question  was  not  subject  to  appr? ise-
 ment under the Antidumping Act.
   The  petition requested  the following
 relief:
   1. The  Secretary  of the Treasury  or  his
 delegate should  conclude  that  the  TariS
 Commission  (cow  "International   Trade
 Commission,"  hereinafter   "Commission")
 erred. 03 a matter of law, when it concluded
 that an indJatry in the United States -ras
 not  beu:?  injured or '.nzelv to Be tnjiu-ed
 or prevented  from belr.g established by rea-
 son  oC import of -.Trenches, pliers,  screw-
 drivers and  metal-cutting snipa and  shears
 from Japan  sold at  leaa  than fair   vaiue
 (-LTFV);
  2.  The  Secretary  of the Treasury  or his
 delegate should publish a flndlns; of dump-
 Ing with respect to wrenches, pliers,  screw-
 drivers,  and metal-cutting  snips and  shears
 from Japan forthwith;
  3.  Appropriate   Customs  officers  should
 make Antidumping Act appraisements (for-
 eign marset (or constructed)  value and pur-
 chase (or  exporter's sales) price)  for evtrr
 entry of wrenches, pliers, screwdrivers, and
 metal-cutting sntpa and shears from  Japan
 where it has  b^en determined that the for-
 eigri market (or constructed)  value exceeds
 the purchase  (or exporter's sales) price.
  4.  Appropriate Customs  offlcers should as-
sesa antidumping dutiea on those entries of
 wrenchoa.  pliers,  screwdrivers, and  metal-
cutting snips and shears from Japan  where
 It has been determined that the foreign m»j-
 fcet (or constructed)  value exceeds the pur-
chase (or  exporters ealea)  price.

  In accordance with the provisions  of
 i 175.21 (a)  of  the Customs Regulations
                                       RDEKAl «eCISTEt, VOL 42.  NO.  6S—TUESDAY,  APKIL 5, 1977

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SSB^v 3
     j
     \      UNITED STATES ENVIRONMENTAL PROTECTION AGENCY
    s              ENVIRONMENTAL RESEARCH LABORATORY - DULUTH
                             6201 CONGDON BOULEVARD
                             DULUTH, MINNESOTA 55804


     April 22,  1977
     To the Research Group Committee for !,-.rater Quality Agreement Review:

     Subject:   Transtnittal of Research Work Group Report

     Attached  you will find the third draft of the Research Group's review of
     the Water Quality Agreement.   I have received comments from three people
     on the second draft and have tried to include them as much as I can.
     There was an important point on which two of the three people who
     commented agreed and where I have not included their suggestion in this
     third draft, and I want to highlight that point for you.   Both of these
     comments  came from Directors of major research laboratories on the Great
     Lakes and they objected to the report's suggestion that research managers
     of programs on the Great Lakes oe required to adhere to the research
     needs identified by the InternaLional Joint Commission. As a Laboratory
     Director  in EPA, I would not like tnat, either.  However,  the fact that
     all of three of us as Laboratory Directors do not like it  sinply convinces
     me that what the report says is right — that this is where  one of our
     major problems lie.  We have a situation not unlike the one which the
     country faces in trying to decide whether to joint the United Nations.
     If the United Nations is really going to work, the countries have to
     give up their sovereignty. The same is true of research laboratories on
     the Great Lakes.  If we. are going to have a coordinated program and get
     on with the job, then we've got to cooperate far more than we are
     presently doing.  (I am trying to wear my IJC hat right now and not my
     Laboratory Director's hat. I don't like it as a Laboratory Director any
     more than they do . )

     Second, I want to point out that while Joe Kutkuhn's comments are
     thorough  and probably correct in many instances, they are  ones about
     which I can't do much as leader of this Work Group.  They  are more a
     "baring of his soul" about what is wrong with the Great Lakes and the
     world than they are specific suggestions for revising the  Work Group
     report, so I have included them for your use as you see fit.  Let me
     restate that the Work Group did not meet and I did not receive comments
     from everyone on any one of the drafts, but I don't think  that there is
     enough disagreement among the group to make it worth trying to have a -
     meeting at this late date even if time permitted.

     Sincerely,
         -" v~^
     Donald I.  Mount,  Ph.D.
     Director

     Enclosure

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        OPTIONAL rOHM NO. IO
        JULY 1*73 COITION
              i4i CFRI ioi.ii.e
        UNITED STATES GOVERNMENT

        Memorandum

TO    : Leader, Research  Task Group, GLWQA Review           DATE:  April 15, 1977


FROM  : J. H.  Kutkuhn,  Member


SUBJECT: Draft of  Task Group Position Paper (4/7/77)


        First let me  apologize for not having responded more quickly to your
        earlier communication, the one dated 3/17 enclosing the draft position
        paper of  3/7.   I'd been out of the country for a month and, upon my
        return in late  March, simply wasn't able to review the draft in time
        to meet your  first deadline.  Moreover, I hadn't been made aware pre-
        viously that  I  was being named a member of your group, and, frankly,
        am still  a little uncertain as to how it happened and why.

        Further,  it's been difficult for me to grasp the substance of the
        charge to this  task group  (#7) as outlined in the Task Description.
        I feel the (3)  interest "areas" listed there are described so simplisticly
        and in such abstract fashion that doing justice to them in the time allotted
        is impossible.  Also, the suggestion that the scientific community has not
        provided  knowledge good enough for "...an accurate assessment and prediction
        of all water  quality conditions..." in the Great Lakes strikes me as being
        frivolous and platitudinous, if not completely unrealistic.  As I try to
        point out in  the  comments that follow, the indictment by implication of
        research  as being unresponsive, fragmented, disoriented, and unproductive
        seems grossly unfair, and masks what many feel is the real issue, viz.,
        our general ineffectiveness to date in mounting and enforcing measures to
        halt the  degradation of Great Lakes water quality by agents we already
        know are  doing  significant harm.

        I very much appreciate the difficulties you face as leader of this group,
        and don't wish  to add to your misery by appearing to be obstructionist.
        But I did want  to take the opportunity to offer some thoughts of my own
        about this complicated matter, speaking as a research administrator who
        agonizes  daily  over whether or not the costly research we administer is
        truly relevant.   Please understand that I can live with the draft report
        as it stands,  and am not suggesting you subject it at this late hour to
        the major surgery these comments may otherwise imply is necessary.

        1.) P. 1, para. 1:  The last sentence is mechanically awkward, unclear
            as to meaning, and, as a result, ambiguous (or at least misleading).
            I'm not sure  that the  "vast and diversified data base...(developed)
            over  the  past decade..." has provided  (is providing) to any
    • 010-110
                    Buy U.S. Savings Bonds Regularly on tbt Payroll Savings Plan

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                                                                   -2-
    significant extent for a well-organized, integrated, and effective—
    i.e., "successful"—abatement/monitoring strategy.  What seems to
    have evolved instead is a loose,  not-too-well-coordinated approach—i.e., a
    relatively unsuccessful abatement j*;:cgram—resting largely on intuition
    as derived from qualitative assessment; of this fragmented base.  [In
    the second sentence, what is meant by the term "...these remedial
    programs?"  It's antecedent a^cs-rs to be "...surveillance and monitor-
    ing activities...," whxch by themselves certainly aren't "remedial."]

2.) P. 1, para. 2;   Similarly unclear; the first sentence implies effec-
    tiveness of controls as mounted from the available data base, the
    last two decry  the inadequacy and outmodedness of the same base.  If
    not contradictory, the argument is confusing.

3-) P. 1, para. 3:   The ideas expressed here (first 4 sentences)  seem to
    tumble over one another, without conveying a sense of conviction chat
    they really have merit.  [It is difficult to build a case on (or get
    support for)  rationale charact^x...i^a by conjecture, marginal proba-
    bility, abstraction, and precondition.]

4.) P. 2, para. 1:   I have difficulty with several implications apparent
    in the last half of the paragraph, where the narrative continues with
    "It is probable that..." (i)  Exclusive concern about toxic pollutants;
    equivalent attention must be given other factors that also directly or
    indirectly threaten Great Lakes water quality, such as lack of effective
    water-level controls/policy,  indiscriminant dredging and filling, in-
    determinate status of radioactive materials, largely uncontrolled influx
    of suspended solids, Siting/operation of power plants, and a multitude
    of proposed land-use activities in the "coastal zone" specifically as
    well as in the  basin at large.   (ii)  Unrealistic conviction that
    "research" is an absolute prerequisite for solving water-quality problems;
    there seems to  be some uneasiness in the ranks about the real (functional)
    utility of vaguely perceived,  yet-to-be-attained research findings  in
    setting water-quality standards,  planning abatement strategy, and
    establishing evaluation (monitoring)  programs.  Some folks are asking:
    Why can't we exercise simple common sense and  collective good judgment
    in identifying, preventing,  or mitigating what we already know is bad,
    or is very likely to be, and get  on with the business of physically
    doing something about it?  Why should the Lakes suffer further degradation
    while increasingly costly,  time-consuming,  misdirected,  and frequently
    abstract research is pursued?   In other words, why continue to put the
    burden on, to rhetorically emphasize the need  to do more, "research?"
    Why can't tighter and better-coordinated enforcement of abatement
    measures be applied now, where  we all agree it's needed?

5.) P. 2, para. 2;   With reference  to the immediately preceding statement
    (4), I feel the arguments expressed here are largely academic,  if not
    insupportable and highly conjectural.  It's one thing to offer a blanket

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                                                                    -3-
    criticism of the U.S.  research community for failing to match the
    pace set by someone else,  it's another to state clearly and precisely
    what the research community at large should have been doing to begin
    with, and whether or to what extent the research performed by anyone
    to date has been truly effective in facilitating the solution of
    water-quality problems.  I feel we need to have a better understanding
    of what the term "research" connotes, and not use either its promise
    or failure as a crutch in  excusing the fact that efforts to improve/restore
    water quality have been no more than marginally effective to date.   Could
    we provide examples of research whose results, by design, were or
    would be absolutely basic  to a well-conceived abatement or monitoring
    program?  [I often have the feeling that much of our research is under-
    taken more in response to  platitudinous, stream-of-consciousness, and
    abstract expressions of need than in the context of practical, carefully
    wrought management schemes lacking only in certain information clearly
    derivable via applied research.   This feeling is sustained by the
    frequent observation that  individuals expressing such (research)  needs
    either refuse to consider  or simply have no conception of (i)  what it
    would cost in time, labor, and money to address them; (ii)  how compli-
    cated logistically the work involved will be; and (iii)  whether indeed
    their pursuit will likely  produce anything relevant.]

6.) P. 3, para. 1;  In the second complete sentence at the top of p.  3, it
    sounds as though we're second-guessing ourselves—which is the risk
    one takes when using the "if-then" approach to explaining why something
    failed, or at least doesn't seem to be working too well.

7.) P. 3, para. 2;  Well-stated; relates nicely to what I tried to say in
    (4) and (5) above about applied research in the water-quality context.

8.) P. 4, para. 2:  The problem of the agreement's overstressing the
    health-hazard aspect of contaminants in the Great Lakes has indeed
    complicated the RAB's task of offering well-balanced recommendations
    regarding bonafide "research needs"—when in fact the human-health
    dimension lacks expert representation on the Board itself.   I agree
    that this deficiency must  be eliminated one way or another.

9.) P. 5, para. 2:  I question the usefulness of relating the alleged
    ineffectiveness of the RAB to the character of its composition, i.e.,
    to the dearth of "clout" among its members in influencing the direction,
    funding, etc. of research  programs under their control.   I revert again
    to my observations in (4)  and (5)  above, wherein I question whether
    most if not all water-quality "research needs" heretofore identified
    by the Board have been conceived,  in terms of expected results of the
    work involved, as truly relevant as well as logistically feasible.
    The opinion that needs enunciated by the RAB have not been addressed
    with greater vigor may be  more an indication of their lack of intrinsic
    merit than of some research manager's unwillingness to apply the

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                                                                    -4-
     necessary resources in pursuing them.  Regardless of who makes up
     the RAB, the research it specifies as being necessary must have
     irrefutable merit.

10.) P. 6 and 7, Recommendations:  (1,  Referring back to (9), I doubt
     that this provision would result in the desired effect.  (2) OK.
     (3) OK. (4) Offhand, this sounds naive and unrealistic.  (5) OK.

11-) P* 7 and 8, Terms of Reference:   Concur.

In summary, I'm not sure the paper adequately addresses the^main elements
of the charge made to the group at the outset.  But, as suggested earlier,
I don't think it would have been possible to do more or better in the short
time available.  Closing points I would like to make, however, relate to
what appear to be the three main concerns expressed in the draft document:
(i) toxic substances; (ii)  composition of the IJC/RAB; and (iii)  human
health v. resource well-being.

   —Toxic substances.  The draft c\:eilj too much if not exclusively on
     this topic.  It should strike a  bearer balance by recognizing other,
     equally important aspects of -che total water-quality problem.

   —Composition of RAB.  I agree chat the effectiveness cf this body
     would likely be enhanced by the  addition of more "influence."  But
     this kind of restructuring implies also that such representation
     (mainly of the federal establishment) would fully comprehend—and
     could be counted on to intelligently assess—all research needs,
     strategies, and applications as  to their relevance.  Even if the body
     did prove to be omniscient, which is highly unlikely,  its effectiveness
     could quickly be impaired if, to "get the job done," it dictated more
     than it coordinated.  I feel the document could benefit from an attempt
     to better reflect the  notion of  true coordination throughout the Great
     Lakes community.

   —Human health v. resource well-being.  I agree with the need to get
     better representation  in the IJC from the human-health sector of the
     community.  It seems fair to say,  however, that the IJC is making
     good headway in recognizing that many other living resources are at
     least as sensitive as  man to the requirement of good-quality water.
     To set criteria strictly from the standpoint of human health would
     appear to be as much a mistake as setting them from that of the biota
     at large.   What I feel we need is a good balrtnce in protecting both,
     while (and perhaps more importantly) protecting the integrity of the
     lakes themselves.

Many thanks for the chance  to express some thoughts I've harbored for a
long time.

-------
              UNITED STATES DEPARTMENT OF AGRICULTURE
                   AGRICULTURAL RESEARCH SERVICE
                         NATIONAL PROGRAM STAFF
                       Beltsville, Maryland  20705

                                                      April 15, 1977

Subject:   Research Work Group Draft Report

To:        D. I. Mount
           Director,  Environmental Research
             Laboratory - Duluth
           6201 Congdon Boulevard
           Duluth, MN  55804
I have read the revised draft report.   I believe you have done an excel-
lent job of addressing some of the weak spots in the program.  As I
indicated in my last memorandum, the introduction is especially well
written.

Regarding the problem areas, you mention the need for developing a set
of research priorities.  They have developed a long list of research
needs with some broad indication of degree of urgency, but this needs to
be more selective and definitive.  There also needs to be some mechanism
for directing high priority research to those locations having the best
competence.  I think that this is what you are trying to say in
Recommendation No. 4.

Your statement about the composition of the RAB is good.  It is somewhat
strong, but apparently valid.

You address the funding of the RAB to the extent that  adequate funds
be available for administrative functions.  Our experience has been that
a coordinated program can best be developed if research funds are made
available to the administering group.   I don't know what funds are avail-
able for this purpose, but one recommendation might be that funding
sources for the RAB be explored.

I note a strong emphasis on human health.  Mention should also be on
conservation of natural resources.

In general, I think your report is very good, and there are no major
changes I can suggest.
J. Lunin
Staff Scientist
Soil, Water, and Air Sciences

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                               U.S. DEPARTMENT OF COMMERCE
                               National Oceanic and Atmospheric Administration
                               ENVIRONMENTAL RESEARCH LABORATORIES
                               Great Lakes Environmental Research
                               2300 Washtenaw Avenue
                               Ann Arbor, Michigan 48104
                                                        Laboratory
April 18, 1977
TO
FROM
Donald I. Mount
Director, Environmental Research Laboratory - Duluth
EPA
Eugene j. A'ubert
Director, GLERL
SUBJECT:  Comments on Research Task Group Position Paper, April 7, 1977 Draft
I am pleased to have the opportunity to review and comment on the subject
draft paper.  In overview, I concur with your recommendation to change the
mission/objective (Terms of Reference) of the Research Advisory Board from
that of coordinating Great Lakes water quality research in the U.S. and
Canada to that of the Commission'o principal scientific advisor on all water
quality matters.  It is undesirable to leave the RAB Terms of Reference
unchanged.  The RAB accomplishment cr cue last five years is not commensurate
with the effort and yet science should play a larger role in the activities
of the Great Lakes Water Quality Agreement.

I do have detailed comments on your paper and suggestions for change which I
trust are constructive.

   1.  Page 1 - Title.  Since several agencies have members on the Research
       Task Group, I suggest that "EPA" be deleted from the title and it
       should read "Research Task Group Position Paper - Five Year Review
       of the Great Lakes v/ater Quality Agreement."

   2.  Page 2, last paragraph, second sentence.   This sentence is confusing
       to me and I'm not sure what point you are trying to make.  If you're
       talking about the fact that there is no single U.S. research program
       addressing Great Lakes water quality at the same level of effort as
       at CCIW, this is true, but so what.  The U.S. has a multi-federal
       agency program which addresses a set of Great Lakes water-related
       activities.  Each activity has its own mission/objective.  That's
       the way the U.S. is organized.  I don't believe we should copy the
       Canadians on this one.

   3.  Page 3, last paragraph.  Under the circumstances, I believe we have
       as much U.S.-Canadian cooperation in research as could be expected.
       The RAB has fostered workshops and symposia.  U.S.-Canadian joint
       research program will only be pursued if it is clearly advantageous
       (cost effective) to do so to both the U.S. and to Canada.  The RAB
       has not identified specific research programs for which international
       cooperation would be productive.

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                                   -2-

 4.   Page 4,  second paragraph  (fourth problem).  The Water  Quality Board
     has been productive  due to  several  reasons:   (1)  it has  a clearly
     defined  and achievable  mission and  objectives;   (2) it is organized
     to utilize the U.S.  and Canadian agency  resources to achieve both
     agency and Water  Quality  Board objectives.  The RAB Terms of Reference
     are weak and poorly  defined objectives.  We have  certainly coordinated
     research and while there  are many conference  proceedings and a
     Directory of Great Lakes  Research,  it  is not  clear that  this research
     advisory role has been  productive,  except  for the WQOS/SBWQC relation-
     ship.  The problem is that  the RAB  mission needs  to be changed so that
     we too have a clearly defined  and achievable  mission and objectives,
     and a mechanism for  tapping agency  resources.  The RAB Committees and
     Task Forces rely  upon IJC funds.  If mutually acceptable research
     objectives could  be  developed, a multi-agency (U.S. and  Canadian)
     joint program could  be  planned to utilize  multi-agency resources.

 5.   Page 5,  second paragraph  (fifth problem),  sixth sentence.  I recommend
     the following rewording:  S-his-s-hetild-be The  role of the Research
     Advisory Board should be  that  of scientific advice and scientific
     services, whieh-ean-be  free of such constraints.  . . .

 6.   Page 6,  recommendation  2.  I don't  believe that this sentence as
     written  is feasible.  I recommend that the remainder of  the sentence
     starting with aad-raeehaais-ms—wifehiR.  . . be deleted and  substitute
     the following: .  . . and  to develop proposals and plans  for in-
     clusion  in the programs and the budget process of the  respective
     agencies, as appropriate.

 7.   Page 6,  recommendation  3.  There is an interesting NOAA  Technical
     Memo which points out that  bridges  between operational and research
     programs and between research  programs cannot be  achieved by direction
     from the top; bridges can be built  by  $  $  $ $, however.   How do you
     plan to  carry out recommendation 3?

 8.   Page 6,  recommendation  5.  While the  impact of water quality on human
     health is important, singling  out human  health seems to  give it greater
     emphasis than the ecosystem.  I recommend  in  first sentence . . .
     but especially the impact of water  quality on human health and the
     ecosystem and should ....

 9.   Page 7,  recommendation  7.  I agree.

10.   Page 7,  Definitions.  I recommend a rewording.  As used  herein, "science"
     refers  to the use of factual data,  knowledge  and  theory  to arrive at
     ebjeetive sound advice  that is free of political  ef-eeenemie constraints
     of any jurisdictions or bias from organizational  association.  Acceptable
     criteria for water resource planning  include  economic, environmental,
     and social considerations.

11.   Page 7,  2(b).  Suggest  insert.   .  .  .research programs  and to seek
     budget initiatives as required to fit  .  .  .

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                                   -3-

12.  Page 7, 3(b) .   Suggest sentence be deleted and replaced by the
     following:  The Science Advisory Board shall investigate such
     subjects and questions which require research, shall participate
     in the development of proposals and plans and shall oversee the
     conduct of research related to Great Lakes Water Quality as may be
     referred to it by the IJC under Article VI l(f)  of this Agreement.

13.  Page 8, 3(d).   Recommend the sentence be modified as follows .  .  .
     should be directed and to recommend references, through both IJC and
     Agency channels, for those critical subjects and questions which
     can be more cost effectively pursued by joint U.S.-Canadian
     initiative.

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                                                       April 22,  1977

    RESEARCH TASK GROUP POSITION PAPER—FIVE YEAR REVIEW OF THE
                      WATER QUALITY AGREEMENT

I.   Introduction
     As a result of the 1972 Water Quality Agreement both the United
States and Canada have directed huge sums of money toward the control of
discharges affecting the water quality of the Great Lakes.   More recently,
both countries have been and currently are directing increasing resources
towards surveillance and monitoring activities to determine what impacts
and changes result from these remedial programs.   Clearly the principal
focus of activity within the framework of the Water Quality Agreement
has been one of abatement and now monitoring by both sides and this
priority certainly is proper and in order.  To the extent that these
programs are successful, is in part a result of relying on a vast and'
diversified data base that has been generated by many agencies and
organizations through their research programs, especially over the past
decade.
     As the effectiveness of these control programs administered by
various agencies within both countries becomes apparent through the
monitoring programs initiated within the framework of the Water Quality
Agreement, it goes without saying that some problem or geographical
areas will be identified which require further remedial programs involv-
ing even more expensive control measures and more expensive monitoring
programs.   It is clearly unwise management from any point of view to
continue to rely on an increasingly more outdated data base to devise
control programs and monitoring activities for the lakes.  Just as we
need to refine control programs and monitoring programs, so we need to
expand the data base upon which such programs must be developed.
     Against this background of activity through the first five years of
the Agreement, it seems safe to conclude that the monitoring and remedial
programs that will happen in the coming few years are going to be of a

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different nature.  Perhaps programs will deal with more specific problems
as opposed to more general problems such as treatment of municipal
wastes.  Limitations on industrial effluents will be more specific than
the general ones such as BOD and suspended solids now used.  If one can
accept this conclusion, then it seems equally obvious that the role of
research and the Research Advisory Beard will take on new dimensions and
play a significantly more important role in support of the remedial
programs as well as the monitoring activities on the lakes.  Up to this
point, research has not played a major role in the Water Quality Agreement
nor has the Research Advisory Board been serving as a scientific advisor
to the Commission and the Water Quality Board in an effective and continuous
fashion.  It is probable that both remedial programs and monitoring
activities will concentrate on more specific pollutants, especially
highly toxic ones, and it is here that the expertise and experience of
the members of the Research Advisory Board and the research community as
a whole should be tapped to provide more effective monitoring programs
as well as treatment schemes for removing specific problem materials.
Furthermore, having taken a giant step forward in dealing with the more
common and recognized problem pollutants in the Great Lakes, greater
emphasis should be given to the search for and identification of pollutants
before they become problems or emerge into crises.  To do so will again
involve close and frequent contact with the entire Great Lakes research
community in order to profit immediately from new findings that will
not appear in the open literature for some months or years.  In short,
it seems that there must be much closer and more frequent cooperation
between the Water Quality Board and the Research Advisory Board as the
countries tackle these new and more difficult problems.

II.  Problem Areas During the First Five Years
     During the first five years of the Water Quality Agreement a number
of problem areas have developed or have been identified which deserve
special comment.  The research program of the U. S. agencies is not
located in a single center as is the Canadian one and so is less conspicuous.

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Part of this problem may be more real than apparent.  If the total
resources expended by the U.S. research community including industry,
universities and public agencies both federal and state are summed
together the collective resources expended are probably far in excess of
what has been presently identified as Great Lakes research activity.  It
is almost certain that, as far as achieving the goals of the Water
Quality Agreement are concerned, these resources could have been more
effective if they had been directed toward those questions which have
arisen as a result of agreement activities.
      In reality, each organizational entity has pursued research which
seemed to it to be most important, based on the priorities and needs of
its funding agency. Since each of the federal agencies have more specific
and usually more defined responsibilities than those contained within
the Water Quality Agreement, the approach has been less than an efficient
one from the standpoint of the agreement needs.  The Research Advisory
Board—probably the only entity within the agreement, who could have
effectively coordinated these activities, has not by-and-large focused
its attention on that aspect of the problem and as a result has been
ineffectual in bringing about coordination of research within the Great
Lakes research community beyond some very specific and relatively small
areas.  A well defined set of research priorities is yet to be developed
by the Research Advisory Board, but lacking the structure with which to
influence the direction of the research community toward such as yet
unidentified priorities, it is difficult to seriously tackle the problem
of setting research priorities with no expectation that they will be
followed.

     A second problem area is that the Research Advisory Board and other
entities within the Water Quality Agreement have not adequately brought
about international cooperation between the two countries in the fields
of research.  To be sure, there have been many cooperative research
efforts undertaken.  But by-and-large these have been informal arrangements
between various organizational entities within the Great Lakes research

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community, who initiated cooperation on their own outside the framework
of the agreement.  Some better mechanism of sharing the research responsi-
bilities on various problems would indeed result in much more efficient
use of resources and probably more timely answers to the problems being
studied.
     A third problem area has been the near absence of activity and
concern for matters of public health as they relate to water quality
conditions in the Great Lakes.  Perhaps this inadequacy stems more from
the nature of the problem than from the inactivity of the Research
Advisory Board.  It is safe to conclude that while one can find experts
on water quality0 Jectlvesf0r aquatic life for many types of pollutants,
it is difficult to find experts in the area of human health who are
expert for more than a few types of pollutants.  If this assumption is
correct, then it would be very difficult if not impossible to select a
small committee or task force to provide the advice to the Commission
which is needed for health concerns.  It would seem that advice will
have to be sought from hand picked individuals within the research
community after the priority problems have been established.  Then and
only then can the best experts be identified.
     A  fourth problem area has developed as a result of the structuring
of the Research Advisory Board, the method by which representation on
the Board has been established, and the unclear terras of reference.
The Water Quality Board has been a much more active organization and has
accomplished many tangible results because the membership of the Board
is made up of representatives from agencies which have resources that
can be expended to accomplish monitoring programs and institute and fund
waste treatment facilities.  The Water Quality Board has not had a
significantly larger budget than the Research Advisory Board, and yet
when one looks at the accomplishments of the Water Quality Board, they
are gigantic compared to the output of the Research Advisory Board.
Furthermore, all those who have functioned within the research community
realize that one does not declare himself a coordinator of research

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activites and thereby automatically become the coordinator.
     There are two ways in which research coordination can be accomplished.
One is by such high respect for the work that has been done that various
members in the research community look to that organization or body out
of respect and therefore accept their guidance.  Second an organization
or committee can achieve coordination of research because it has sufficient
control of research resources so that they are able to influence the
direction of research and the selection of projects by the research
community.  Only the latter is a practical approach for the Research
Advisory Board.
     Until recently few members of the Research Advisory Board were
research managers, within the Great Lakes community, who had substantial
resources under their control.  During the last year this situation has
improved but there still remain a number of research institutions on the
Great Lakes which have no representation on the Board.  When one looks
at the present and past members of the Research Advisory Board, it is
also clear that membership has been picked on a basis other than control
of research resources, knowledge of the Great Lakes, or affiliation with
a major research institution within the Great Lakes research community.
Given this situation, it is little wonder that the Research Advisory
Board has not exercised research leadership and coordination within the
Great Lakes research community.
     Equally important is the need for a well defined and important role
spelled out in the Board's terms of reference.
     A fifth problem area concerns the composition of the Water Quality
Board.  Since each member in practice speaks for his jurisdiction, he is
bound by that jurisdiction's politics, economics and idiosyncrasies.  In
effect, the Water Quality Board's "maximum" equals, at best, the "minimum"
of any of its members.  Money, politics, turf and other considerations
are bound to influence actions of the Board and well they should.  But
the Commission, of necessity, must have an objective viewpoint as well,
free of these constraints, before it reaches a decision.  The role of
the Research Advisory Board, should be that of scientific advice and

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services free of such constraints and based on objectivity, fact and
expert opinion.
     Therefore, the Research Advisory Board should be renamed to identify
this principle role and should be the scientific adviser to the Commission
on all matters where unbiased interpretation of fact or situation is
needed.

III.   Recommendations
     1.   The membership of the Research Advisory Board should consist
fully of members of the research community who command control of the
major research programs of the Great Lakes research community.    The
only other consideration should be that there be equal membership from
each country and that each of the members be a well recognized scientist
knowledgeable about Great Lakes problems and the Great Lakes research
community.
     2.  The  Research Advisory Board should be charged with the responsibility
of identifying the most important problems on which research effort
should be directed on an annual basis and mechanisms within both countries
should be established to see that the principal research funding agencies
have a responsibility to abide by those decisions and orient their
programs in the directions indicated by the Board.
     3.   The Research Advisory Board cochairmen should be given the
responsibility to assure that proper international cooperation in the
research community is accomplished by giving them the responsibility and
the mechanism through which to accomplish that cooperation.
     4.   The research managers who are members of the Research Advisory
Board whould be instructed by their government that their membership on
the Board carries with it the responsibility to orient the research
programs of their organizations as much as possible to fit the research
priority that is identified by the RAB.
     5.   The Research Advisory Board should be the Commission's principal
scientific advisor on all water quality matters but especially the
impact of water quality on human health and on the ecosystem,  and should be

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given sufficient resources for consultants, travel and committee meetings
to tap the vast research community that is knowledgeable about the
                                              X
effects of various pollutants on public health.  Annually, the RAB
should submit to the Commission a briefing document advising them of the
most important problem areas including human health.
      6.  The two co-chairmen of the RAB and the two co-chairmen of the
WQB should be instructed to meet formally on a quarterly basis to coordinate
activities and resolve differences of the two Boards.
      7.  The Research Advisory Board should be named the Science Advisory
Board and should be the Commission's principal science advisor.

IV.  Proposed Terms of Reference for the Research Advisory Board renamed
the Science Advisory Board.
                                                                 \
     1.   Definitions:   As used herein, "science" refers to the use of
factual data knowledge and theory to arrive at sound advice that is free
of political constraints of any jurisdictions or bias from organizational
association. Acceptable criteria for the water resource planning include
economic, environmental and social considerations.
     2.   Membership:    The International Joint Commission shall determine
the size and composition of the Science Advisory Board under the following
criteria:
          (a)  The voting membership of the Science Advisory Board will
consist of members of the research community who command control of the
major research funds being expended on water quality related Great Lakes
Research.
          (b)  The research managers who are members of the Science
Advisory Board will have the authority from their respective agency to
orient that Agency's water quality related research programs and to seek
budget initiatives as required to fit the research priority that is
identified by the Science Advisory Board.
     3.   Functions and Responsibility:  The functions and responsibilities
of the Science Advisory Board concerning the quality of waters of the
Great Lakes System shall be as follows:

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          (a)  The Science Advisory Board as the Commission's principal
scientific advisory on all water quality matters, has the responsibility
to promptly assess emerging problems and recommend practical solutions.
          (b)  The Science Advisory Board shall investigate such subjects
and questions which require research, shall participate in the development
of proposals and plans and shall oversee the conduct of research related
to Great Lakes Water Quality as may be referred to it by the IJC under
Article VI (f) of this Agreement.
          (c)  The Science Advisory Board has the responsibility to
identify the most critical problems on which research effort should be
directed and to recommend references, through both IJC and Agency channels,
for those critical subjects and questions which can be more cost-effectively
pursued by joint U.S.-Canadian initiative.
     4.   Authority;     The Science Advisory Board on its own authority
may seek analyses, assessments and recommendations from other professional
academic, governmental or intergovernmental groups about the problems of
The Great Lakes water quality, and related research activities, and
shall advise the International Joint Commission on the application of
their findings to Great Lakes problems.
     5.   Coordination;The cochairman of the Science Advisory Board and
the cochairmen of the Water Quality Board will meet formally on a quarterly
basis for the purpose of coordinating the activities of the two Boards.
     6.   Reporting;     Annually, the Science Advisory Board will
submit to the Commission a summary report of activities, accomplishments,
and an analysis of the critical problem areas (including human health)
with recommendations..

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