vvEPA
              United States
              Environmental Protection
              Agency
             Region 5 Noise Program
             230 South Dearborn Street
             Chicago, Illnnois 60604
905R81115
The Review Of Airport
Project Environmental Impact
Statements For Noise
Concerns: A Brief Outline
And Checksheet
                                       cu cm cmcm
                                    CD CD CH
                              EU Cm Em C=3 Cm CZ3CZI
                              en en CID en cm CD cm
                              en cm _ cm cm cmcm
                                         DDD

-------
The Review of Airport Project Environmental
   Impact Statements for Noise Concerns:
       A Brief Outline and Checksheet

                     By
               Gale R. Hruska
          Noise Control Specialist
           Region V Noise Program
    U.S. Environmental Protection Agency
         230 South Dearborn Street
          Chicago, Illinois  60604
                  - 1981 -

-------
                                   PREFACE

The National  Environmental  Policy Act  (NEPA)  requires  environmental  impact
considerations to  be included  in  project  planning  along with technical  and
economic concerns.   The  thrust  of NEPA, as  well  as The Council  on  Environ-
mental Quality  (CEQ)  guidelines and numerious Federal  agency  procedures,  is
to ensure  that  balanced  decision  making  occurs  in  the interest of  public
health and  welfare.   Towards that  goal, section 102  of NEPA requires  that
environmental statements  (EIS's)  be  prepared  for "major  Federal   actions
significantly affecting  the  quality  of the human  environment."   The  EIS's
purpose is  to notify the public and the various  decision-making  agencies  of
an action's environmental consequences  by defining and evaluating  the  proposed
actions environment  effects.   It  also  includes  measures to  avoid  or  mitigate
the negative impacts.

Many useful  sources  of  information have been developed  to  assist  the  people
responsible for  EIS  preparation.   However,  almost  no attention  has  been
given to assisting the person who  has to review one.   It seems to be implied
that the same material  used  for preparation of the document is  adequate  for
its review.   Unfortunately,  as  people who  have  had to review  EIS's  know,
this is not  quite  the case.   The  different  perspectives of  the  preparer  and
the reviewer  require that they  approach the EIS from  different  directions.
If the  EIS  is  well  prepared,  the reviewer's  concerns will  have  been  ad-
dressed; if  the  EIS has flaws,  the  reviewer must  be  able to ask the  right
questions to pinpoint the inadequacies.

In response to requests  from  both  professional  EIS  reviewers and the public,
the Region  V  Noise Program has  assembled  a list of  concerns  that  it  feels
every EIS should address.  This particular document  is concerned  with airport
projects.   It is our hope that,  in spite of its  brevity, it will  be a  basis
from which a competent noise review can be effected.

-------
                                  CONTENTS








INTRODUCTION                                            Al  -  A2



CHECKSHEET                                              Bl  -  B6



COMMENTARY ON CHECKSHEET CONCERNS                       Cl  -  C8



REFERENCES                                              Dl

-------
                                 INTRODUCTION
Anyone who has reviewed very many Environmental Impact Statements (EIS)  for
noise consideration  is certain to discover that there is no single set  of
questions that can be used to judge EIS adequacy.   The reasoning for this
conclusion is that each project  (and the environment that the project impacts)
is unique.  What is  a major concern for one project can often have minimal
impact on another.   However, this is not to say that there is no systematic
way to evaluate an EIS.

After reviewing many EIS's for noise impact, the Region V Noise Program
feels that there are five basic areas in which an EIS should provide informa-
tion:

     1.  Site description
     2.  Project description
     3.  Existing and future noise levels
     4.  Noise impact caused by the project
     5.  Mitigation measures necessary to reduce noise impact to
         acceptable  levels
To assist the reviewer in determining whether or not an airport related  EIS
has adequately addressed these concerns, an EIS Review Checksheet has been
prepared.  The purpose of this exercise is not to set standards, but only to
provide a systematic list of concerns that the ideal EIS will address.
Therefore, there is  no discussion on quantitative aspects of environmental
review.  There are no tables, graphs, or equations for predicting how much
noise will be produced or how serious the noise impact will be.  If the
reviewer wants to corroborate this type of information, he must go to the
other sources, such as those given in the references.

                                     A-l

-------
The checksheet consists of nine major questions relevant to the adequacy of



the noise portion of an airport EIS.  Associated with each question are a



number of minor aspects which can be used to determine if the question is



adequately addressed.  It is suggested that the reviewer checkoff the minor



aspects as he encounters them in the EIS.  Those that are poorly discussed



should be noted.  For those aspects that are not discussed at all, the re-



viewer should determine if they are relevant to the particular project.



Those that are not discussed but are relevant should be noted.  After the



adequacies and inadequacies of all of the minor aspects have been examined,



the reviewer then uses the accumulated findings to determine how well the



major question has been answered, i.e. has the EIS addressed the question



adequately, adequately with reservations, or not adequately?





Those who are not familiar with environmental noise assessment may find the



checksheet rather terse, therefore, a brief commentary dealing with each of



the nine basic questions has been included.  To obtain a more complete



understanding of environmental noise impact assessment, the reviewer is



encouraged to go to the literature.
                                     A-2

-------
                        AIRPORT EIS REVIEW CHECKSHEET
                          PROJECT	
                             DATE	

1.  IS AN ADEQUATE VISUAL DESCRIPTION OF THE SITE PROVIDED?
    [  ]  Adequate      [  ]  Adequate with reservations      [  ]  Not adequate
     Aerial Photograph  [  ]      Drawn schematic  [  ]      None  [  ]
          [  ]  Map scale included
          [  ]  Identification of runways
          [  ]  Length of runways
          [  ]  Location of:
                [  ]  Taxi ways
                [  ]  Engine run-up site
                [  ]  Terminals
                C  ]  Parking facilities
                [  ]  Roads
                [  ]  Residential areas
                [  ]  Specific noise sensitive sites
                      (churches, schools, hospitals, etc.)
          [  ]  Land use and zoning districts
                                     B-l

-------
2.  IS SUFFICIENT QUANTITATIVE INFORMATION ON THE SHE PRESENTED?
    L  J  Adequate      [  J  Adequate with reservations      [  ]  Not adequate
          L  J  Runways:   Identification, length, location
          [  J  Taxiways:  Location, length
          L  J  Engine run-up sites:   Location, usage and times
          L  j  Terminal and other buildings:   Location, identification of
                  associated noise sources, proximity to noise sensitive areas
          [  ]  Parking facilities:   Location, proximity to noise sensitive areas
          [  J  Road system:   Location, proximity to noise sensitive areas
          [  J  Residential areas:   Location, population
          [  J Specific noise sensitive sites:   Location, identification

3.  IS THE PRESENT OPERATIONAL PROFILE OF THE AIRPORT ADEQUATELY DESCRIBED?
    [  J  Adequate      [  J  Adequate with reservations      L  J  Not adequate
    L  J  Hours of operation of airport
          L  J  Breakdown of fleet mix by model
                [  J  Commercial freight Jet
                [  ]  Passenger Jet
                [  J  Business Jet
                L  J  Large and small propeller
                [  J  Military
                [  J  Helicopter
          [  J  Number of flights for above classes of aircraft
                [  J  Maximum hourly number
                [  J  Daily average number
                [  J  Night flight number (between 10 p.m. and 7 a.m.)
                                     B-2

-------
          [  ]  Normal flight path description for each runway
          [  ]  Average runway usage for each class of aircraft
                  for both take-off and landing
          [  ]  Sensitivity of runway usage to changes in wind patterns
          [  ]  Usage pattern for engine run-up sites

4.  IS THE SCOPE OF THE PROPOSED PROJECT ADEQUATELY DESCRIBED?
    [  ]  Adequate      [  ]  Adequate with reservations      [  ]  Not adequate
          [  ]  Physical description of project
          [  ]  Description of alternate plans considered but not chosen
          [  ]  Description of relocations of roads, railroad tracks, etc.
                  that could cause non-aircraft related noise impacts on community
          [  ]  Description of the ultimate development plan of airport

5.  IS THE FUTURE OPERATIONAL PROFILE OF THE AIRPORT ADEQUATELY DESCRIBED?
    [  ]  Adequate      [  ]  Adequate with reservations      [  ] Not adequate
          [  ]  Changes from present profile (Question 3) described
                [  ]  At completion of project
                [  ]  10 to 20 years after completion of project

          [  ]  "Reasonableness" of predictions
          [  ]  Potential for increased operations not covered in EIS
                                     B-3

-------
6.  ARE ADEQUATE (QUANTITATIVE) NOISE LEVEL PREDICTIONS PROVIDED?
    [  ]  Adequate      [  ]  Adequate with reservations      [  ]  Not adequate
           Present    Future
           [  ]       [  ]       Noise Contour maps provided
           [  ]       [  ]       Levels predicted at noise-sensitive sites
           [  ]       [  ]       Descriptors Adequate
                                 [  ]  Day-night equivalent sound levels
                                 [  ]  Maximum A-weighted sound levels

                                 [  ]  Other
           [  ]       [  ]       Noise levels agree with verifying calculations
                                   by the reviewer
           [  ]       [  ]       Actual noise measurements provided
                                 [  ]  Adequate site selection
                                 [  ]  Adequate time of day and duration of
                                         measurements
           [  ]       [  ]  Sensitivity of noise level values to changes in
                              operational parameters.
                      [  ]  Noise level predictions for alternatives other than
                              the preferred one

7.  IS THE NOISE IMPACT ADEQUATELY DISCUSSED?
    [  ] Adequate      [  ]  Adequate with reservations      [  ]  Not adequate
           [  ]  Discussion of noise measures and their relation to impact
                 [ ]  Definitions of sound levels, L eq(h) L(dn), etc. discussed
                 [ ]  Relation of noise levels to degree of hearing loss and
                        annoyance explained
                                     B-4

-------
           [  ] Discussion of impact on the area in general
                 [  ]  Numbers of people affected at various noise levels
                 [  ]  Land-use zones affected at various noise levels
                 [  ]  Discussion of areas with significant impact
           [  ]  Discussion of impact on specific noise sensitive activities
                 [  ]  Schools
                 [  ]  Churches
                 [  ]  Hospitals
                 [  ]  Nursing homes
                 [  ]  Parks, zoos, nature preserves, and other activities
                         requiring low noise levels
                 [  ]  Agricultural activities
                 [  ]  Other
           [  ]  Comments from the public included and discussed
           [  ]  Discussion of relative impacts between alternatives
8.  ARE MITIGATION MEASURES ADEQUATELY CONSIDERED?
    [  ]  Adequate      [  ]  Adequate with reservations      [  ]  Not adequate
          [  U  Areas expecting serious noise impacts explictly  documented
          [  ]  Specific mitigation measures detailed
                [  ]  Operational procedures
                      [  ]  Night curfews
                      [  ]  Usage restrictions on aircraft
                      [  ]  Flight path restrictions
                      [  ]  Fines for noise level excedence
                      [  ]  Other
                                     B-5

-------
          [  ] Zoning and land use restrictions
          [  ] Soundproofing
          [  ]  Relocation
          [  ]  Other
    [  ]  Effectiveness of proposed mitigation measures
    [  ]  Commitment to use of mitigation measures

9.  ARE NON-AIRCRAFT NOISE SOURCES ADEQUATELY DISCUSSED?
    [  ]  Adequate     [  ] Adequate with reservations     [  ] Not adequate
          [  ]  Construction noise
                [  ]  Adequately described
                [  ]  Asssessment of impact
                [  ]  Mitigation measures
          [  ]  Airport related motor vehicle traffic noise
                [  ]  Adequately discussed
                [  ]  Assessment of impact
                [  ]  Mitigation measures
          [  ]  Noise from terminal activities other than aircraft
                [  ]  Adequately described
                [  ]  Assessment of impact
                [  ]  Mitigation measures
                [  ]  Other
                                             B-6

-------
Brief Commentary on Checksheet Concerns
1.  IS AN ADEQUATE VISUAL DESCRIPTION OF THE SITE PROVIDED?
     An EIS should provide an overview of the site.  A pictorial  representation
     seems to be the best choice to meet this need.  It should be of sufficient
     scale and clarity to provide unambiguous information about the concerns
     listed in the Checksheet.  It will be used in corroborating  the EIS
     noise predictions and in pinpointing areas where noise problems could
     surface.
     Although blueprints and other drawn graphics can provide much needed
     information, the aerial photograph is by far the most useful tool.
     It allows the reviewer an independent look at the site.   There have
     been many instances where a perusal of an aerial photograph  has located
     potential noise problems that were not discussed in the EIS.  Close
     scrutiny of this photograph should always be made if one is  provided.
     In particular, the reviewer should strive to identify those  individual
     noise sensitive sites that could be affected by the airport  operations.
     The superior EIS will have this information superimposed on  the photograph
     itself.
2.  IS SUFFICIENT QUANTITATIVE INFORMATION ON THE SITE PRESENTED?
     The EIS should provide the detailed information specified in the
     Checksheet on those on those facilities and operations in the vicinity
     of the site that are likely either to cause noise disturbances or to be
     victims of these disturbances.   This information provides a  more compre-
     hensive discussion of the material covered in the overview of the site
     discussed in Question 1.  Quantitative data is especially needed by the
     reviewer when making his own calculations to corroborate the noise
     level  predictions given in the EIS.
                                     C-l

-------
3.  IS THE PRESENT OPERATIONAL PROFILE OF THE AIRPORT ADEQUATELY DISCUSSED?
    The information with which this question is concerned serves two main
    'purposes.  First, it provides airport operations data which is needed  by
    sthe reviewer in making calculations to corroborate the noise levels  presented
    in the EIS.  Secondly, it provides the base from which the incremental
    noise impact due to the project can be ascertained.  The checksheet
    provides a listing of the information that is required.

4.  IS THE SCOPE OF THE PROPOSED PROJECT ADEQUATELY DESCRIBED?
    A description of the physical changes that are proposed for the airport
    proper is adequately presented in virtually all EIS's.  However, there are
    additional aspects which are sometimes neglected.  The alternative develop-
    ment plans which were not chosen should be detailed well enough that a
    reviewer has sufficient data to judge their relative impact compared to
    the chosen one.  Specific descriptions of the residences, roads, railroad
    tracks, etc. that will be relocated should be included.  Finally, the  EIS
    should make clear whether the envisioned ultimate development of the
    airport ends with this project, or whether more work is anticipated.  If
    the latter situation is the case, the reviewer must investigate the
    possiblity that a number of small changes to an airport, each relatively
    minor in its own noise impact, could add together to cause major problems.

5.  IS THE FUTURE OPERATIONAL PROFILE OF THE AIRPORT ADEQUATELY DESCRIBED?
    The well-prepared EIS will provide a projection of how future airport
    operations can be expected to differ from the existing situation.
    Information will be presented both for the period immediately after
    completion of the project, and for a period of 10 to 20 years into the future.
                                       C-2

-------
    Reviewing this aspect of the EIS can be difficult since  no  one  can  be
    certain what changes in demand or operations  will  actually  occur  in  the
    future.  The reviewer must use a test of "reasonableness".   By
    "reasonableness" we mean that the scope of the project  is commensurate
    with the expected usage of the airport.  Thus the reviewer  should re-
    late the new capacity of the airport to the expected usage.   If it turns
    out that the predicted usage seems to leave the airport  underutilized,
    he should investigate the impact that expanded usage would  cause.
    Sometimes an EIS will leave gaps in the information needed  for  the
    corroboration of future noise predictions.  The reviewer should not
    hesitate to fill these gaps with his best estimates ot  the  parameters.
    Of course, if the reviewer's results are reported,  they  should  be prefaced
    with the stipulation that they are based on the reviewer's  assumptions.
6.   ARE ADEQUATE (QUANTITATIVE) NOISE LEVEL PREDICTIONS PROVIDED?
    Determining whether or not the noise level predictions  in the EIS are
    reasonable is the most technically difficult  part of the EIS review.
    If all  of the previous questions have been answered satisfactorily,  the
    reviewer has all of the data needed to assess this  concern.   The  references
    in the Appendix 1 provide the methods of calculating the noise  levels.
    Generally a corroboration of the entire set of noise levels presented in
    the EIS is not necessary.  A set of calculations of noise levels  at  some
    of the more important noise-sensitive sites is usually  adequate.  If the
    reviewer's results are within roughly 3 decibels of the reported  values,
    agreement can be assumed.  Differences of more than 5 decibels  are  cause
    for concern.
                                       C-3

-------
How should the EIS present quantitative noise level  predictions?  The
predominant method in use today is by the use of noise contour maps.   A
noise level contour is a line drawn on a map of the  site area, along
with a particular noise level, such that the land within the contour  will
experience noise levels greater than or equal to the given level.   A
complete noise contour map consists of a set of contours (each separated
by either 5 or 10 dB) superimposed on a site map, usually down to  the 40
or 45 dBA level.  It is analogous to a topographic map where points at a
specific height are all connected to make a height contour,  only in this
case it is equal noise level points that are connected.

Most contours today are given in terms of the day-night equivalent sound
level  (L(dn)).  This descriptor is used to provide an energy-average
sound level over a 24-hour period, with a 10 decibel penalty assessed on
all noise occurring between the hours of 10 p.m. and 7 a.m.   (The  complete
definition can be found in reference 1.)  USEPA has  correlated annoyance
and hearing loss to L(dn) values, which makes L(dn)  useful in assessing
noise impact.  Maximum noise level contours caused by the loudest  aircraft
using the airport would also be useful, but are seldom included in EIS's.

Some EIS documents provide noise contours in terms of Noise Exposure
Forcast (NEF) values.  To convert NEF values to L(dn) values a good rule
of thumb is add 35 decibels to the NEF value.
                                   C-4

-------
Other EIS's include estimates of the number of minutes per day  that  the noise
exceeds a single decibel level (e.g. 20 minutes over 65 dBA).   This  measure  is
not particularly useful since it provides no information about the  time of
day of occurrance of the events or the amount above the base level that is
exceeded.  As an example, an eight minute daily exceedance of 85 dBA might
mean that noise levels of exactly 85 dBA were produced for two  minutes  four
times during an afternoon, or it could also mean that noise levels of 100 dBA
were produced eight times for only one minute each between the  hours of 1
a.m. and 4 a.m.  The impact on the public is enormously different between
these two extreme  cases.

Noise contours should be provided for all of the important scenarios:
present conditions, the preferred alternative, the no-build alternative, and
any of the other alternatives that have a chance of being chosen.

The reviewer should make an estimate of how sensitive the contours are  to
unforseen changes inoperational parameters, such as are considered in question
5.  The introduction of jet aircraft, an increase in jet aircraft operations,
and restriction of flight paths are the three most prevalent inclusions that
are likely to cause problems.

In addition to contours, noise level predictions should be provided  for
specific noise sensitive activities in the vicinity of the site. Levels at
schools, hospitals, nursing homes, zoos, etc.  can be provided either by
stating the expected levels or by locating the activities on the noise
contour map.
                               C-5

-------
    Occasionally EIS's include actual noise measurements made around  the  site.
    Most reported measurements usually turn out to be inadequate in that  they
    are taken at too few locations and for not long enough  periods of time.
    Because of the variability in flight operations during  the day, noise
    measurements need to be taken over long periods to obtain meaningful
    results.

7.  IS THE NOISE IMPACT ADEQUATELY DISCUSSED?
    A discussion of noise impact involves more than simply  providing  noise
    levels.  The EIS should discuss how the noise measures  used in the EIS
    relate to hearing loss and annoyance.  General relations  between  noise
    levels and the degree of impact on people (e.g. noise levels vs percent
    of people annoyed) can be obtained from the literature  and should be  in-
    cluded.  The annoyance aspects are most important since there are very
    few airports at which operations will be so loud to cause physical
    hearing damage.

    The EIS should discuss the degree of overall  noise impact on the  area
    surrounding the site.  The land use zones and the number  of people (or
    residences) exposed to various levels of noise should be  identified and
    the magnitude of the impact stated.  The previously listed noise  sensitive
    activities should be discussed in detail with respect to  potential  noise
    impact.  If no significant impact is expected at a particular site, that
    fact should be stated.

    It should be noted that "the degree of impact" is a relative concept.
    If ambient noise levels are low to begin with, the impact of a project
    could be significant in spite of the fact that the new  noise levels might
    not exceed normal standards.

                                       C-6

-------
    For example, consider an airport built in a rural area which originally
    experiences L(dn) noise levels in the 40 decibel range.  If the post pro-
    ject levels turn out to be 10 dB greater, they would still  be acceptable
    for most residential areas.  To the people living in the area, however,
    the new levels would be subjectively twice as loud as they originally were.

    For our considerations of noise impact, we generally feel that outdoor
    L(dn) levels of 55dB or less are quite reasonable for residential areas,
    while levels above 65-70dB are definitely excessive.  In term of identifi-
    able changes in impact, a 3-4 dB increase in L(dn) is noticeable, while
    increases greater than 7-8dB are considered major.

    Good sources for locating potential noise problems are letters from the
    public and governmental agencies.  They are usually printed in an appendix
    associated with public comments.  The EIS should provide specific replies
    to their concerns.

8.  ARE MITIGATION MEASURES DETAILED?
    Most EIS's make some mention of noise mitigation measures.   Many only pay
    lip-service to their need for implementation, and dismiss them on the
    grounds of cost.  The good EIS documents the areas needing mitigation,
    lists the methods available, and then either states which measures will
    be used or provides a verbal commitment to implement those that are
    needed to reduce the noise impact to acceptable levels.
                                     C-7

-------
9.  ARE NON-AIRCRAFT NOISE SOURCES ADEQUATELY DISCUSSED?
    Associated with the airport are various non-aircraft  noise  sources.
    -Construction noise can be a short-term problem if noise  sensitive  activities
    are located close to the airport.  If terminals,  hangars,  and  other
    supporting facilities are located  close to these sites long term problems
    from air-handling equipment, loading operations, and  other  similar
    activities could occur.  It is also possible that a  large increase in  air
    traffic could cause motor vehicle  noise problems from the traffic  going to
    and from the airport.  Any potential problems such as these should be
    adequately described, assessed in  terms of impact, and mitigation  measures
    described.
                                       C-8

-------
Appendix 1 - References



1.  Information on Levels of Environmental Noise Requisite to Protect Public



    Health and Welfare With an Adequate Margin of Safety, U.S. Environmental



    Protection Agency, Washington, D.C.  20460, 550/9-74-004     March  1974





2.  Calculation of Day-Night Levels Result"?rig .from Civil Aircraft Operations,



    U.S. Environmental Protection Agency, EPA 550/9-77-450    January  1977





3.  Guidelines for Preparing Environmental Impact Statements on Noise, Committee



    on Hearing, Bioacoustics, and Biomechanics, National Research Council,



    National Academy of Sciences, Washington, D.C.  1977





4.  Aircraft Noise Impact Planning Guidelines for Local Agencies, U.S.



    Department of Housing and Urban Development. TE/NA - 472  November 1972





5.  Design Guide for Reducing Transportation Noise in and Around Buildings,



    U.S.  Department of Commerce, National Bureau of Standards,



    003-003-01687-0, 1978
                                       D-l

-------